5Jcui ^atk hate (QalUge of Agctcultute At ^otnell itniaecaitg 3tt|aca. Si% Hibtarn r~" Cornell university Library BF 711.H6 Human natureand its remaking^^ Cornell University Library The original of tiiis book is in tine Cornell University Library. There are no known copyright restrictions in the United States on the use of the text. http://www.archive.org/details/cu31924013962950 HUMAN NATUEE AND ITS REMAKING HUMAN NATURE AND ITS REMAKING WILLIAM ERNEST HOCKING, Ph.D. PROFESSOR OF PHILOSOPHY IN HARVARD UNIVERSITY NEW HAVEN YALE UNIVERSITY PRESS LONDON: HUMPHREY MILFORD OXFORD UNIVERSITY PRESS MDCCCCXVIII ^finW copyeight, 1918, by Yale Untveesity Press First published, May, 1918 & 111 \3 TO GEORGE HERBEET PALMER SKILLED INTERPRETER OF HUMAN NATURE TEACHER AND FRIEND PEEFACE SINCE books are no longer supposed, whether by author or public, to contain the final and finished truth, no book need apologize for being unripe. One's hope is, not to close discussion, but to open it. What I have here aimed to do is the work rather of the quarryman with his blasting powder than of the sculptor with his chisel. Not that the quarry of human nature is a new one. But that we are only beginning to learn the technique of dealing with the larger masses. Few of us, I dare say, are satisfied with the degree of clarity we have reached about the rights of the primitive impulses, — of the instincts of pugnacity, sex, acquisition, etc., — as compared with the claims of social orders such as we see dissolving before our eyes, or of super-social orders, of art and religion. These and other agencies attempt to transform the original material of human nature; human nature resists the remaking process; the groping effort of mutual adjustment has continued throughout the length of history, has made the chief theme of history; we still seek the broader principles which govern the process, call it what you will, — the process of remaking, of educating, of civilizing, of con- verting or of saving the human being. Quest of such principles is the object of this present essay. VIU PEEFAOB No doubt, we have always liad our authorities ready to spare us the trouble of search, ready to settle ex cathedra what human nature is and ought to become. And presumably we have always had a party of revolt against authority, convention, and the like, in the name of what is 'natural,' — a revolt which has commonly been as dogmatic and intuitional as the authority itself. But the revolt of today is no longer either impres- sionistic or sporadic. It is psychological, economic, political : — and it is general. The explosive forces of self-assertion which have finally burst their bounds in the political life of Central Europe have their seat in a widespread spiritual rebellion, a critical im- patience of 'established' sentiments and respecta- bilities, a deliberate philosophic rejection not more of Hague Conventions than of other conventions, a drastic judgment of non-reality upon the pieties of Christendom. This rebellion would hardly have become so wide- spread or so disastrous if it were wholly without ground. (It indicates that our moral idealisms like our metaphysicaHdealisms have been taking their task too complacentlyy Our Western world has adhered to standards with which it has never supposed its prac- tice to be in accord ; but heaving a resigned sigh over the erring tendencies of human nature, it has offered to these standards that 'of course' variety of homage which is the beginning of mental and moral coma. By labelling these standards 'ideals' it has rendered them innocuous while maintaining the profession of defer- ence: an 'ideal' has been taken as something which PBEPACE IX everybody is expected to honor and nobody is expected to attain. It is just these ideals that are now violently chal- lenged, and the challenge is salutary. It is precisely the so-called Christian world which, having gone mor- ally to sleep, is now put to a fight for life with the men who persist in reducing their standards to the level of common practice, in reaching their code of behavior from below upward, not from above downward, in keeping their 'ideals' close to the earth or at least in discernible working connection with the earth. Their creed we may name moral realism; and the craving for an ingredient of moral realism in our philosophy seems to me a justified hunger of the age. The whole set of realistic upheavals, Nietzscheian, neo-Machiavellian, Syndicalistic, Freudian, and other, crowd forward with doctrines about human nature and its destiny which at least have life in them. Whatever else they contain, unsound or sinister, they contain Thought: and this thought must be met on its own ground. The next step, whether in social philosophy, or in educa- tion, or in ethics, requires an understanding between whatever valid elements moral realism may contain and the valid elements of the challenged tradition. We find our initial common ground with this realism by accepting, for the purposes of the argument, the picture of original human nature as a group of instincts. With this starting point, the usual realistic assump- tion is that human life consists in trying to get what X PBEFACE these instincts want. Mankind's persistent concern in food, adornment, property, mates, children, politi- cal activity, etc., is supposed to be explained by the fact that his instincts confer value on these objects. By shaping our 'values,' instinct becomes the shaper of life. And the first and main business of the science of living would be to set up an authentic and propor- tionate list of the instincts proper to man. Then every social order, every moral or economic code, every standard of living would be judged by the satisfaction it could promise to the chorus of innate hungers and impulses thus revealed. This view is simple, attractive, — and profoundly un- true to experience. The trouble is that no one can tell by identifying and naming an instinct what will satisfy it. Certainly we cannot take the biological function of an instinct as a sufficient account of what that in- stinct means to a human being — as if hunger held the conscious purpose of building the body, or love were an aim to continue the species. The word 'instinct' has no magic to annul the obvious truth that satisfac- tion is a state of mind, nor to evade the long labor of experience in determining what can satisfy a mind. Conscious life is engaged quite as much in trying to find out what it wants as in trying to get it. The truth is, instinct requires interpretation. We can set up a usable measure of social justice and the like only if we can find something like a true inter- pretation of instinct, or of the will as a whole. In- stinct by itself has no claims, because it has no head; PBEFACE XI it cannot so mucli as say what it wants except through an interpreter. Our essay becomes, accordingly, an experiment in interpretation. And there are various agencies which offer aid in the undertaking. In the person of parent, pedagog, lawmaker, society stands ready to inform the individual through its discipline, "This is what you want, — ^not that," and to insist on his choosing the alleged better part. All the usual processes of train- ing or remaking purport to be at the same time works of interpretation : they profess to bring to light a 'real' will, as contrasted with an apparent will, and so to introduce human nature to its own meaning. But if society (as not a few of our social philoso- phers believe) is the only or final interpreter of human nature, human nature is helpless as against society. Our individualisms, our democracies, with their brave claims in behalf of the human unit, have no case. 'Socialization' is the last word in human development; and society is always right. If we refuse, as we do, to accept this conclusion, the alternative is to find some way, in independence of 'society,' to an objectively valid interpretation of the human will. The case of all liberalism, of all reform, of every criticism and likewise of every defence of any social regime, must rest in the last analysis upon the discovery, or the assumption, of such a 'true' inter- pretation. And my hope in this essay is that we may chart the way to it, and thus sketch the valid basis of an individualistic theory of society. Xll PBEFACE We are not, of course, presuming that mankind has ever, in practice, been without such a standard. For mankind has always had a religion, and it has been one of the historic functions of religion to keep men in mind of the goal of their own wills. And in so far as it has done its work well, religion has in fact set men free from the domination of unjust social and political constraints. The religious consciousness has apprised human nature of its 'rights' — ^not merely of its claims — and has become the source of whatever is now solid in our democracies. And even if the social order were perfectly just in its arrangements, freedom would still require the ful- filment of this religious function. For a man is not free unless he is delivered from persistent sidelong anxiety about his immediate effectiveness, from servi- tude to an incalculable if not whimsical human flux. He is free only if he can mentally direct all his work to a constant and absolute judgment, address his daily labor, if you like, to God, build his houses to God and not to men, write his books to God, in the State serve his God only, love his God in the family, and fight against the (incarnate) devil and the devil alone. Kepler's famous words at the end of his preface to the Weltharmonik are the words of the free man in this sense: Here I cast the die, and write a book to be read whether by contemporaries or by posterity, I care not. I can wait for readers thousands of years, seeing that God waited six thou- sand years for someone to contemplate his work. An age of competition, like our own, unless it is PBEFAOE XIU something else than competitive, cannot be a free age, however democratic in structure, because its chief concerns are lateral. To the competitive elements in our own social order we owe much: — an impersonal estimate of worth in terms of efficiency which we shall not surrender, a taste and technique for severe self- measurement, incredible finesse in the discrimination and mounting of individual talents. But we owe to it also an over-development of the invidious comparative eye, a trend of attention fascinated by the powers, perquisites, and opinions of the immediate neighbors. The eternal standard is obscured : hence we do nothing well; we lack sincerity and simplicity; we are sus- picious, disunited, flabby; we do not find ourselves; we are not free. Unless we can recover a working hold on some kind of religious innervation, our democracy will shortly contain little that is worthy to survive. But it is one of the permanent achievements of our time that we recognize no antagonism between the work of thought and the voice of religious intuition. We must perpetually regain our right to an absolute object through the labor of reflection, — in our own case, the labor of interpretation. In the preparation of this book, I have accumulated many personal obligations, quite apart from the scientific debts acknowledged at various points in the argument. And beside these, there is an obligation of a less personal character though not less real : that, namely, to the liberal and heartening spirit of the Yale XIV PBBFACB community. Those who heard the lectures on which these pages were originally based, lectures on the Nathaniel Taylor foundation given in 1916 before the School of Religion of Yale University, will hardly recognize them in their present form. But the incen- tive is theirs; and if the idea has grown, I trust it is by way of doing greater justice to the original theme. WILLIAM ERNEST HOCKING. Cambridge, March, 1918. CONTENTS Pkepacb ......... vii PAET I ORIENTATION Chapter I. An Art Peculiar to Man ... 1 Why human character is and should be an artificial product. Chapter II. The Emergence op Problems . . 5 It is only through much social experience that the funda- mental problems of the art of remaking human nature are recognized; the experience of religion, of politics, of the social sciences. Chapter III. On the Possibilitt of Changing Human Nature .... 9 Intuition neither deceives nor settles the question of free- dom to change; evidence, structural and historic, of human plasticity; legislative pessimism and religious hopefulness; why experience faUs to solve the problem. Chapter IV. What Changes are Desirable? Lib- eration versus Discipline . . 16 DiflSculty of realizing ideals casts doubt on the ideals; doubt whether we know what we want; liberalism turns to nature for instruction; the failure of pure liberalism; Nietzsche. Chapter V. The Liberator as Disciplinarian . . 24 Change of mind in Eousseau and in German Eomantieism; why Hegel's work must be done over, and is being done in part by naturalistic psychology; the element of strength in Nietzsche; present state of the problem. XVI CONTENTS Chapter VI. An Independent Standard . . 29 The logical possibility of being wholly just to nature, while judging nature a blind guide. The position of Plato, of Spinoza, of recent 'value theory'; method of our study. PART II THE NATURAL MAN (^Chapter VH. The Elements of Human Nature: the Notion of Instinct ... 37 The notion of instinct a result of abstraction; its biological definition; its psychological side. Chapter VIII. The Range of Instinct ... 45 What criteria can be used for recognizing instinct? How and why observers differ as to the amount of instinct to be attributed to man. • c Chapter IX. Survey op the Human Equipment , 51 The 'units of behavior'; the existence of 'general in- stincts'; instincts of the second order; 'central instincts'; a partial tabular view. "^ Chapter X. The Central Instincts : Necessary Interests ..... 61 The alleged instinct of curiosity as a problem in the morphology of instinct; the theory of central stimulation and response; importance and difficulty of the central instincts. / Chapter XI. The Will 68 Probability that central instincts are not separable entities; the will as the identical element in all value-experience when that element becomes a 'stable policy'; the 'will to power' as a name less bad than some others for the general element in human wills; two Nietzscheian errors discarded at the outset. Note on Freud 75 CONTENTS XVU Chapter XII. Mind and Body : the Last Analysis . 78 The speculative question whether will can be further ana- lyzed; 'energy' as an explanatory conception; wiU conceived in terms of idea at work. PART III CONSCIENCE Chapter XIII. The Interest in Justice ... 87 The interest in justice, according to Aristotle, is the basis of political life, and is an exhibition of human nature; can we admit an original moral disposition or instinct? Chapter XIV. Conscience and the General "Will ." 91 Given sociability and a power of generalization, some kind of an ' ought ' was bound to emerge ; but the socially derived 'ought' is not identical with the 'I ought' of experience. Chapter XV. Conscience and Instinct ... 95 How conscience resembles an instinct — an untaught, tropistie seeking for objects of primary devotion — and yet differs from all hereditary mechanisms; it is a form of self -aware- ness, dealing with fluxes in the being of the will. Chapter XVI. Current Fallacies Regarding Sin . 101 The logic of moral error — does a lie prove a liar? The fal- lacy of cancelling right against wrong; the fallacy of cus- tom, to the effect that generality diminishes guilt; the fal- lacy of 'nature,' to the effect that the natural is right. Chapter XVII. Instinct and Sin .... Ill No primitive impulse taken by itself is wrong; but in the human mind no impulse is by itself, and crude impulses are presumably not justified in remaining crude; sin as failure to give an impulse its achievable meaning, i.e., as failure to interpret it. Chapter XVIII. Sin as Blindness and Untruth . 118 The descriptive difference between sin and right is evanes- cent; sin may consist in suppressing an increment of knowl- edge; and the act, by virtue of its environment, will then express a false judgment. XVUl CONTENTS Chapter XIX. Why Men Sin ... . 125 Sin cannot be causally explained; it is not to be referred to the ' stronger motive, ' nor to the ' curve of learning ' ; but the conditions may be described which favor the above- mentioned blindness, namely, the existence of moral di- lemmas. Various dilemmas described. The complete moral motive combines the ruing of evil with the attraction of good. Chapter XX. Sin as Status . . . . . 137 Sin as deed cannot be original. But beside the moral act, there is a moral status ; and if the holy will is a status to be acquired, it is presumably not inborn; a moral status may always be regarded as a matter of fact, and as such neither 'to be punished nor rewarded; it becomes a corresponding question of fact whether such status has metaphysical im- plications. The metaphysical assertion, sin involves finitude or mortality, a legitimate addition to the moral motive, if true. PART IV EXPERIENCE Chapter XXI. The Agencies of Remaking . . 147 Original humaji nature always a factor in remaking human nature: ultimately nothing can change a will but itself. But outer facts must furnish data and incentives: and the co-operation of outer and inner factors of change is 'expe- rience.' We cannot distinguish between social and indi- vidual experience; but we can distinguish between free ex- perience and experience under social constraint. Chapter XXII. The Task of Experience . . 151 Experience has (among other tasks) to effect the trans- formation of general dispositions into individual habits which interpret these dispositions; the work of intelligence, _ euriosil^, and play; experience in active form as experi- mentation. Chapter XXIII. The Methods of Experience . 156 Pleasure and pain, the imiversal instruments of experience, produce different results upon different types of mind; in CONTENTS XIX the human being, pain leads to discrimination and thought, rather than to blank inhibition. Human experience with any given instinct thus takes the form of a series of hypotheses as to what it wants, constituting a more or less coherent argument, guided chiefly by the 'mental after-image'; this argument might reasonably be called the 'dialectic' of the wUl. Chapter XXIV. The Dialectic of Pugnacity . 164 "What pugnacity wants, described in a typical series of hypotheses: destruction, revenge, punishment, cure; this development would probably take place were there no social constraint upon the expression of pugnacity. PART V SOCIETY Chaptek XXV. SocLiL Modelling .... 171 The presumption that social pressure warps human nature; and the counter presumption that conventions have a mean- ing. Chapter XXVI. Main Directions op Social Model- ling 177 Normally, social interference facilitates, and carries on farther in the same direction, the work of individual expe- rience, — ^and, for that matter, of organic evolution as a whole; as instances: 'prolonging the vestibule of satisfac- tion,' as seen in the case of hunger and sex; the widening of the horizon of action together with increasing discrimi- nation or restriction of objects dealt with. Thus, social action is not primarily repressive; but there are three ways in particular in which it becomes so. These are to be dealt with in order. Chapter XXVII. Ideals and Their Recommendees . 183 Most ideals are colored by the selfish wishes of those who promulgate them; but not even the self-interest of society as a whole takes precedence of the interest of its members. Here is stated an individualistic theory of 'right'; and the postulate is deduced with which society must comply if its XX CONTENTS ideals are to be right ideals. Various social arrangements which help to secure this condition : among others, the nat- ural function of the Eeconunender ; and the conflict of ab- stract ideals. , Chaptee XXVIII. Laws and the State . . . 196 When we consider not ideals, but the material basis of all instinct-satisfactions, it is obvious that social life neces- sarily requires sacrifice, and that the question of the social contract — is society worth the sacrifice f — ia not fanciful. The condition under which a social life can be free, or worth its cost, stated in a second postulate: it must be possible to subordinate competitive interests to non-competitive interests; this postulate can be complied with only through the existence of the political State: the existence of the State, therefore, is something which men necessarily (hence unanimously) will. Chapter XXIX. Institutions and Change . . 211 No institutions wholly comply, and perhaps none can wholly comply, with the foregoing demands: it does not at once follow that they should be abolished. It is to be considered that part of the maladaptation, so far as it comes to con- sciousness, is an incident of progress itself ; and that human nature is adapted to maladaptation, provided that it can regard all existing misfit as grist for its will to power. The highest social expression of the will to power is found in the changing of institutions; institutions must be condemned, not if evil exists in them ; but if it persists. Our third postu- late is that institutions shall make institutional provision for change, as their unfitness is felt and diagnosed; but since it is the wish of every radical and experimentalist that something be established, he has an inalienable interest in conservation. Hence a fourth postulate: conserving force must be proportionate to certainty. Chapter XXX. Education 226 The activity of educating has an instinctive basis and func- tion; it requires social self -consciousness and self-criticism. It is commonly regarded as a sort of social reproduction; but it must provide for growth beyond the type; yet the process of education is such that the type is transmitted; the first business of education is to bring a will into exist- ence; this can be done only by exposing all instincts to CONTENTS XXI their appropriate stimuli. Education is, first of all, ex- posure; and this exposure can only be effected by appre- eiators of the goods in question. The exposure should be proportionate; various problems considered; education of thought; of the wUl to power. Problems of adolescence; delay in acquisition and in sex -expression; sublimation in the planning-instinet, and in world-building; education in originality; the self -elimination of society. Chapter XXXI. The Right of Rebellion . . 254 He who would destroy a too conseryative social structure must assure himself (1) whether it has the good will to change; and, if not, (2) whether he can have faith in its possible gpod wUl. Society has the same two questions to answer regarding the rebel. There can be no legal right of rebellion; but this does not decide whether rebellion may be right. Chapter XXXII. Punishment .... 257 Punishment consists in making the external status corre- spond to the internal status. The criminal must be distin- guished from the rebel; he must be treated as possible rebel and as possible citizen. The State has no choice but to punish; yet punishment, administered by an imperfect State, contains self-defeating elements ; the history of crimi- nal procedure shows the various attempts of society to es- cape this dilemma; but their chief success, so far, is in , localizing the injury. The restoration of the criminal to citizenship must be the work of forces not contained in the State per se; in punishing, as in educating, society de- pends for its success on agencies beyond its own border. PART VI ART AND RELIGION Chapter XXXIII. Vox Dei 273 Can the distinction between the work of society and the work of religion in remaking human nature be maintained? The historical differentiation has apparently ended in elimi- nating the distinct Vox Dei as useless; reasons for doubt- ing this result; and proposal of a method for discriminat- ' ing the work of society from that of further factors. XXU CONTENTS Chapter XXXIV. The Public Oedee and the Peivate Order .... 280 How much of the individual man can find expression, or be 'saved,' in each of the two orders that constitute society, or in both taken together? Chaptee XXXV. SociETT AND Betond Society . 285 The private order and the public order are so related that each not alone supplements the other, but presupposes suc- cess in the other; this success is always rather relative and promissory than actual; and hence at no point can life in society be satisfactory, imless the will finds some point of absolute satisfaction outside society; the whole psychologi- cal structure of society depends on some provision whereby the wills of its individual members (in anticipation of the result of infinite social evolution) may attain an absolute goal; this need is professedly supplied, in one way by art; in another by religion. Chaptee XXXVI. The Woeld of Rebieth . . 293 It is not to be supposed that art and religion undertake to provide only for residues, or lost powers, in human nature: their business is with the whole of human nature, and with residues only because they are concerned vrith the whole; in early law and custom, at the time when these were still regarded as sacred, we find art and religion assuming joint control over the shaping of human nature. And as every man was considered not alone subject to the law, but also a trans- mitter and wielder, if not a maker, of the law, he was sup- posed to come through it into the exercise of this same ulti- mate control; the experience of 'initiation'; of conversion: subordinating social passions to an ulterior passion. Chaptee XXXVII. The Saceed Law . . .299 A more detailed examination of the sacred law, showing that it was based not on social utility, but on a principle claiming to instruct utility; its aesthetic and ethical ele- ments; truth and error in its claim to validity. Chaptee XXXVIII. Art and Human Natuee . . 316 Art wins independence from all religious entanglements; in this free shape it is neither wish-dream nor imitation of fact : it is a symbolized achievement of the will in- real and CONTENTS XXIU objective media; it intends to have the force not of law, but of convincing language, — a freer development of law; beginning as an effort to define, and thus win- power over the object of common desire — assuming an ascendency over the minds of the desirers — it finds a secondary satisfaction in creating the image of that object; it thus discovers a field of objects which can be possessed in no other way than by thus reproducing them; these objects are called 'beauti- ful'; art becomes especially identified with the activity of possessing the beautiful, in which all socially interested activity is suspended; and its specific passion may super- sede-all social passions; direct and indirect effect of art on the shaping of human instincts : the inadequacy of art. Chaptek XXXIX. Religion pee se . . . . 328 Eeligion seems left empty by the removal of law, science, art, etc.; but it still claims a positive content, makes super- lative claims for it, and has foimd devotees who declare its passion supreme over, others; we cannot understand this fact if we regard the ascetic as an anomalous and parasitic denier of all social value ; it can only be understood through the psychological necessity that aU social values, together with those of law and art, be preserved by an alternation between attending to them and turning away from them to their source. Asceticism thus may be, and historically has been, an assertion of the will to power; but it has been a partial and imperfect satisfaction, and must give way to, or be included within, a more concrete type of religion. PART VII CHRISTIANITY Chapter XL. "What Christianity Requires . . 339 The practical injunctions of Christianity are directed toward the feelings, and thus concern the theory of human instinct; but there seems to be a psychological ineptitude in a command to 'love'; hence these injunctions are commonly reinterpreted in terms of behavior; there are reasons, how- ever, for supposing that Christianity may have meant what it says. \ Xxiv CONTENTS Chapter XLI. Christianity and Pugnacity . . 344 Society transforms pugnacity into constructive critical ac- tivity, and for this reason cannot comply with the command, Judge not; not only in the public order, but in the private order also, in all education, the critical judgment must be active; the Christian command seems an abandonment of justice and a return to the moral indifference of nature; but there are circumstances under which it may be the pre- cise opposite, expressing a justice not to the static but to the changeable self; these circumstances show what Christianity means, and dispose of the opposite errors (1) of meaning- less non-resistance and (2) of referring the ideal to a dis- tant future. Chapter XLII. Christianity and Sex-love . . 355 The general attitude of Christianity toward sex-love is as negative as toward pugnacity; from the individual stand- point it is not obvious that sex-love is necessary, as pug- nacity is necessary; though the psychological function of sex-love must be performed; the question: What is this psy- chological function? Beginning as a craving for 'sub- conscious respiration,' in which the will to power seems mingled with an opposite impulse toward self-abandonment, the experience of love is one of progressive discovery of its own meaning; this meaning, while it certainly has a meta- physical horizon, is not Platonic: it is, a giving of concrete life, i.e., life of soul, body, and estate. Christianity assumes that this life-giving impulse can be satisfied completely apart from marriage, on the simple ground that it is not the deepest thing in human nature ; at mo^t, it is next to the deepest; it proposes philanthropy and art, when conjoined with worship, as a complete ' sublimation ' ; but its intention is that its ' absolute ' meaning shall live within the relations of men and women, not displace them; and just because its entire interest is in the ultimate meaning, it neither criti- cises nor sanctions any particular convention: it insists on nothing but its highly simple criterion. Chapter XLIII. Christianity and Ambition . . 372 Early Christianity accommodated itself to the conditions of State life; but professed scorn for all those things after which "the Gentiles seek"; it was as far as possible, how- ever, from attempting to eliminate ambition: it recognized CONTENTS XXV the fact, not perceived by Buddhism, that ambition is the essence of religion; it undertook, as its chief positive ap- peal to human nature, to swing all energies into the channel of spreading the 'Kingdom of Heaven,' an interest which, in personal form, becomes the 'passion for souls,' the most characteristic product of Christianity; it exists in many recognizable forms; in this point, the meanings of all the instiijets converge; and there is reason to regard it as the ultimate transformation of the wiU to power. Chapter XLIV. The Crux of Christianity . . 379 It is precisely in this form of the ideal — that of the will to save men — ^that the profoundest objection makes itself felt; the ideal is fundamentally presumptuous, and becomes in- creasingly impossible to contemporary moral diffidence and modest self -consciousness; this fact, however, is an addi- tional reason for regarding it correct as an interpretation of Christianity; for this was the ground for the hostility provoked by the doctrine in its early days; and the moral difficulty of any ideal is hardly a final refutation of it; what we require of Christianity is that it be responsible for showing how the ideal is possible. Chapter XLV. The Theory op Participation . . 383 The 'essence' of any religion is to be found not in its ethical demand upon human nature, but in its answer to the question stated: How is it possible? The demands of Chris- tianity create a logical dilemma; the phenomenon of par- ticipation, by any given self, in the properties of the object known, may lead to a solution, provided that the object known can be an absolute or divine object, having the quali- ties and powers which the individual cannot claim for him- self; the objection to the phrase "the will to power" ad- mitted, and the term rendered finally harmless; the ideal of 'humility'; but the difficulty stUl remains that the indi- vidual, as imperfect, cannot perceive the divine object. Chapter XL VI. The Divine Aggression . . . 392 The logical situation resumed; the idea of salvation from outside; in what sense obnoxious,, and in what sense rea- sonable; the kind of theology by which Christianity meets the situation; its large demands on belief; probability in metaphysics out of place. xxvi contents Chapter XLVII. The Last Fact . . . .402 Whether the ultimate reality of the world is such as Chris- tianity affirms it to be is a question of fact; and this ques- I tion cannot be completely settled by philosophical argu- ment; an act of personal discovery or recognition is called for. Becognition is a part of the operation of every in- stinct; as the food-getting instinct recognizes objects which may serve as food, so the total instinct of man will recognize what it needs in the world of metaphysical reality, if what it needs exists there; conversely, metaphysical 'findings' are not indifferent theories, but are matters of life and death for the human instincts ; they form part of the circuit of instinctive life; hence the beliefs men have long held are to some extent corroborated by the fact that men have lived by them; but in any actual belief, imagination may mingle with experienced fact in unknown proportions; our beliefs must be perpetually revised by the co-operation of the mystic and the critic; meantime some guide to in- dividual judgment may be had by historical analysis, en- quiring what elements of existing beliefs have been essen- tial to those developments of instinct which give our civili- zation its characteristic qualities. Here follows a rough sketch of such an analysis; in which the present war acts as an experimental aid, by its tendency to attack all merely subjective or sentimental beliefs; it appears that the belief in a quasi-maternal relation of the world to human indi- viduals, a belief partly coincident with the metaphysics of Christianity, has been at the basis of our civilization; and this belief, in turn, might plausibly be explained as merely subjective or pragmatic; objective support for the belief in question, men have supposed themselves to find in the his- torical process itself, particularly in those experimental sacrifices which, though they were deeds of individual men, have seemed to carry an over-individual and authoritative significance. Our argument ends in pointing out the alter- natives presented to individual determination; a negation of the characteristic metaphysics of Christianity would not necessarily destroy human happiness: it would discounte- nance only the highest aspiration, and would render futile only the best of the past. Appended Note ....... 417 Index 429 PART I OEIENTATION / CHAPTEE I AN AET PECULIAR TO MAN WE have grown accustomed to think of Nature as engaged in fitting living species to their environments. The living things, however, for their part, are largely engaged in fitting their environments to themselves. It is true that Nature is inexorable and that life is frail; but it is also true that Nature as a servant is faithful and not without amiable traits, while life is infinitely elastic, masterful, and deter- mined. Wherever in the world we find signs of con- scious activity, there we find the world being made over into forms more auspicious for the persistent ends of life. This is what, in the widest sense, we call art: in this sense all conscious behavior is artful. But man, I presume, is the only animal that delib- erately undertakes, while reshaping his outer world, to reshape himself also. In meeting unsatisfactory conditions, — ^hunger, danger, or what not, — ^the simpler type of mind has but one argument: "There must be some change in the facts." The human mind has beside this argument another: "Perhaps there should be some change in myself." If a beast is threatened, it may fight or fly; if a man is threatened, he may, while dealing with the facts, take issue also with his own fear or anger. ^ OErENTATION I do not say that man is tlie pnly creature that has a part in its own making. Every organism may be said (with due interpretation of terms) to build itself, to regenerate itself when injured, to recreate itself and to reproduce itself. But in all Ukelihood, it is only the human being that does these things with conscious intention, that examines and revises his mental as well as his physical self, and that proceeds according to a preformed idea of what this self should be. To be human is to be self-conscious ; and to be self-conscious is to bring one's self into the sphere of art, as an object to be judged, altered, improved. Human beings as we find them are accordingly arti- ficial products ; and for better or for worse they must always be such. Nature has made us: social action and our own efforts must continually remake us. Any attempt to reject art for "nature" can only result in an artificial naturalness which is far less genuine and less pleasing than the natural work of art. Further, as self -consciousness varies, the amount or degree of this remaking activity will vary. And self- consciousness is on the increase. M. Bergson has strongly argued that consciousness (including self- consciousness) has no quantity;^ but I must judge that among the extremely few respects in which human 1 Les donnfies immSdiates de la conscience, ch. i. Naturally one can define a situation, such as the relation of being aware of an object, of which one must say that it either exists or does not exist, — ^without variations of degree. Such is Natorp's interpretation of Bevmsstlieit, not essentially different, I think, from the consciousness of which Berg- son 's statements are true. But such a situation is palpably an abstrac- tion from the reality indicated by "consciousness" to which Bergson himself wishes to call attention. AN AET PECUL.IAB TO MAN 6 history shows unquestionable growth we must include the degree and range of self-consciousness. The gradual development of psychology as a science and the persistent advance of the subjective or introspec- tive element in literature and in all fine art are tokens of this change. And as a further indication and result, the art of human reshaping has taken definite char- acter, has left its incidental beginnings far behind, has become an institution, a group of institutions. Among the earliest of men (if we may trust our powers of prehistoric speculation) we can perceive merely such sporadic expressions of criticism and admiration as pass perpetually between the members of any human group, — acting then, as they still act upon ourselves, like a million mallets to fashion each member somewhat nearer to the social heart's desire. Wherever a language exists, as a magazine of estab- lished meanings, there will be found a repertoire of epithets of praise and blame, at once results and implements of this social process. The simple exist- ence of such a vocabulary acts as a persistent force; but the effect of current ideals is redoubled when a coherent agency, such as public religion, assumes pro- tection of the most searching social maxims and lends to them the weight of all time, all space, all wonder, and all fear. For many centuries religion held within itself the ripening self-knowledge and self -discipline of the human mind. Now, beside this original agency we have its offshoots, politics, education, legislation, the penal art. And the philosophical sciences, including 4 OEIENTATIOM" psychology and ethics, are the especial servants of these arts. The agencies have thus become diverse, and to some extent have lost touch with each other, — ^until of late, when common difficulties have tended to remind them here and there of their common origin and common purpose. It is our wish in this study to concern our- selves with these common and original problems, enquiring into the raw material of human nature with which all such agencies must work, and considering in what goal their various efforts should converge, and what principles may guide them to success. CHAPTER II THE EMERGENCE OF PROBLEMS FOR all the agencies which are now engaged in remaking mankind, three questions have become vital. What is original human nature? What do we wish to make of it? How far is it possible to make of it what we wish? I say that these questions have become vital, because (though they sound like questions which any wise workman would consider before beginning his work) they are not in any historical sense preliminary ques- tions. It is always our first assumption that we already know both what human nature is and what we wish it to be. Nothing is more spontaneous and assured than the social judgment which finds expres- sion in a word of passing criticism: yet each such judgment ordinarily assumes both these items of knowledge. And it assumes, further, that human nature in the individual criticised could have been, and without more ado can now become, what we would have it. If we convey to our neighbor that he is idle, or selfish, or unfair, and if he perceives our meaning, nothing but wilful failure to use his own powers (so our attitude declares) can account for any further continuance in these ways. Now and always, all spontaneous human intercourse — a nest of un- b OBIENTATION avowed assumptions — takes for granted the common knowledge and acceptance of standards, — at least the fundamental ones, — and their attainableness.^ It is only as a result of much failure in the effort to remake men that the question of possibility gains a status and a hearing. It is this same experience which suggests that there is such a thing as a 'human nature,' offering a more or less constant resistance to the remaking process. These two questions, of possi- bility and of original nature, are therefore not inde- pendent : we have to consider the human material just because it is this, primarily, which sets a limit to the human art. It may be regarded, I dare say, as -a dis- covery of religion that there exists a 'natural man' who behaves as a quasi-inevitable drag upon the flights of the spirit. No agency could struggle, as religion has struggled, toward definiteness in its notions of what men ought to be without at the same time win- ning a large experience of the hindrances to the achievement. It lay in the situation from which the concept of human nature arose that the first picture of the natural man should be disparaging. To say that mankind is by nature bad is, in its origins, only a more sophisticated way of saying that virtue is diffi- cult. 1 One reason why conversation always assumes such knowledge, and such possibility, may be that conversation is itself a momentary asser- tion, and realization, of an ideal. In conversation the mind of each has laid aside its egoistic boundary, as far as the fact of communication goes, and has so far ' universalized itself. ' A large part of the meaning of our ordinary postulates of knowledge and freedom might with advantage be stated in these terms: Ton must admit as general principles whatever is implied in your own act of entering into this community of action which we call conversing. THE EMERGENCE OF PKOBLEMS 7 But religion is by no means alone in this experience. Legislation and the social sciences have, with becom- ing slowness, and each in its own way, reached the conclusion that there is a human material to be reck- oned with, having properties akin to inertia, just be- cause each has found its original assumption of trans- parent rationality and freedom difficult to maintain. Economics, in setting up a typical man whose self- devoted prudence should consistently stand above suspicion, certainly postulated a very moderate degree of virtue even for the sake of the argument; but no science has more thoroughly discarded its error, or more heartily undertaken tjie task of reckoning with the non-reasoning strands in the human fabric. Politics, especially the liberal politics of the past two centuries, was inclined to build its faith upon the existence of a reasonable public and a reasonable gov- ernment. But the disillusioned — not disheartened — liberalism of today turns itself heart and soul to psychological enquiry. It perceives that there is a human nature which invites the use of the same prin- ciple that Bacon applied to physical nature, — some- thing having laws of its own which must be obediently examined before we can hope to control it. "The Great Society, ' ' whether it is to be ruled, or educated, or saved, or simply lived in, has to be taken as a meet- ing ground of forces to which we would better apply the name instinctive or passional than simply rational. Thus the experience of all social enterprises seems to converge in the common admission that human nature 8 ORIENTATION is a problem, because human possibility has proved a problem. But these problems are not so far identical that the recognition of a 'nature' to be dealt with at once closes the question what can be done with it. On this issue wide differences of judgment are still possible. On one side it may be held that this human nature is unlimitedly plastic, — ^we can make of it anything within reason; at the other extreme it may be held that it is fundamentally fixed, — we may refine it and polish it but can change none of its essential passions. Let us look more closely at the present condition of this discussion. CHAPTER III ON THE POSSIBILITY OF CHANGING HUMAN NATURE WE are said to have an immediate consciousness of freedom, that is to say, of wide margins of possibility. If this consciousness could be translated into a definite proposition, it would presumably assert not alone "I can do (within these wide margins) what I will," but also, "I can become what I will." There have been times when this 'testimony of consciousness' has carried much weight, even to the point of being held decisive; there have been other times when it has forthwith been rejected as more likely than not an illusion. At present, there is far less disposition to believe that we have within ourselves either a foun- tain of deception or a fountain of finished truth: we are inclined rather to question what precisely these intuitions mean, and to seek that meaning in facts of a more objective order, such as the structure of the human being, or his historic doings. As to structure, human nature is undoubtedly the most plastic part of the living world, the most adapt- able, the most educable. Of all animals, it is man in whom heredity counts for least, and conscious build- ing forces for most. Consider that his infancy is long- est, his instincts least fixed, his brain most unfinished 10 ORIENTATION at birth, his powers of habit-making and habit-chang- ing most marked, his susceptibility to social impres- sions keenest, — and it becomes clear that in every way nature, as a prescriptive power, has provided in him for her own displacement. His major instincts and passions first appear on the scene not as controlling forces, but as elements of play, in a prolonged life of play. Other creatures nature could largely finish : the human creature must finish himself. And as to history, it cannot be said that the results of man's attempts at self -modelling appear to belie the liberty thus promised in his constitution, ilf he has retired his natural integument in favor of a device called clothing, capable of expressing endless nuances not alone of status and wealth, but of temper and taste as well, — conservatism or venturesomeness, solemnity, gaiety, profusion, color, dignity, carelessness or whim, he has not failed to fashion his inner self into equally various modes of character and custom. That is a hazardous refutation of socialism which consists in pointing out that its success would require a change in human nature. Under the spell of particular ideas monastic communities have flourished, in comparison with whose demands upon human nature the change required by socialism — so far as it calls for purer altruism and not pure economic folly — ^is trivial. To any one who asserts as a dogma that "Human nature never changes," it is fair to reply, "It is human nature to change itself." When one reflects to what extent racial and national traits are manners of the mind, fixed by social rather WHAT IS POSSIBLE? 11 than by physical heredity, while the bodily characters themselves may be due in no small measure to sexual choices at first experimental, then imitative, then habit- ual, one is not disposed to think lightly of the human capacity for self-modification. But it is still possible to be skeptical as to the depth and permanence of any changes which are genuinely voluntary. Admitting the importance of knowing what is possible by way of the curious or heroic, it is still more important to know the level to which all curves tend to return after the fortuitous effort and circumstances are withdrawn. Our immediate consciousness of freedom we may then interpret as we interpret the report of our quite simi- lar feeling of physical ability, i.e., as valid primarily for the moment in which it is made. I feel just now as if I could leap to any height, and this feeling is by no means deceptive: I could indeed do so except for the gravity of things in this part of space, which will announce, in the next moment, the level I can reach and where I must come to rest. Likewise, there are few maxims of conduct, and few laws, so contrary to nature that they could not be put into momentary effect by individuals, or by communities. Plato's Republic has never been fairly tried; but fragments of this and other Utopias have been common enough in history. No one presumes to limit what men can attempt; one only enquires what the silent forces are which determine what can last. What, to be explicit, is the possible future of meas- ures dealing with divorce, with war, with political cor- ruption, with prostitution, with superstition? Enthu- 12 OBIENTATION siastic idealism is too precious an energy to be wasted if we can spare it false efforts by recognizing those permanent ingredients of our being indicated by the words pugnacity, greed, sex, fear. Machiavelli was not inclined to make little of what an unhampered ruler could do with his subjects; yet he saw in such passions as these a fixed limit to the power of the Prince. "It makes him hated above all things to be rapacious, and to be a violator of the property and women of his subjects, from both of which he must abstain.'" And if Machiavelli 's despotism meets its master in the undercurrents of human instinct, gov- ernments of less determined stripe, whether of states or of persons, would hardly do well to treat these ultimate data with less respect. It is peculiarly the legislator who needs this wisdom, since he must deal with masses and averages. And there is, in fact, a kind of official legislative pessimism or resignation, born of much experience of the unequal struggle between high aspiration and nature, a pessi- mism found frequently in the wise and great from Solomon to this day. At present it derives large nour- ishment from statistics. The secular steadiness of the percentages, let us say of the major crimes, shows in the clearest light where the constant level of no-effort lies. When Huxley likened the work of civilization to the work of the gardener with his perpetual war- fare against wildness and weeds, he pictured a philos- ophy for the legislator. The world-wise lawgiver will respect the attainable and maintainable level of eul- j^ The Prince, ch. xix. WHAT IS POSSIBLE? 13 ture, a level not too far removed from the stage of no-effort. Indeed, there are many who believe, at present, that our social pilots would do Well to relax their strain in the field of conscious character-building and turn their attention to the stock. If anything extensive is to be accomplished, may not eugenics offer a better prospect than eternal discipline? The future of the race may conceivably be found in a new and scientifi- cally developed aristocracy of blood. (I say 'aristoc- racy,' because evidently under our present arrange- ments the lesser breeds will coexist with the new stock for some little time, and the gap must widen between the two. How to induce these rear-guards to seek Nirvana in due time is one of the awkward problems of the eugenic program.) How different from this legislative pessimism is the above-mentioned pessimism of religion. The great religions have spoken ill of original human nature ; but they have never despaired of its possibilities. No sacred scripture so far as I know asserts that men are born 'free and equal'; but no accident of birth is held by the major religions (with the notable exception of. Brahmanism) to exclude any human being from the highest religious attainment. In spite of the revolu- tionary character of their standards, they are still, for the most part, committed to the faith that these standards are reachable. And they have so far trusted themselves to this faith that the entire accumulation of scientific knowledge regarding the determination of character, regarding heredity, and especially regard- 14 OBIENTATION ing the instincts, leaves them unmoved. This may be a case of the usual indifference of religion to "prog- ress"; but more probably it is a deliberate rejection of the view that the born part of man is decisive. Religion declines to limit the moral possibility of human nature. Thus in the world of practical endeavor as in the world of theory the two extreme positions in the prob- lem of possibility still confront one another. One might suppose, since the question is a practical one, that experience would long ago have settled the matter. And probably, if experience could have settled the matter, it would have been settled long ago. For after all, how would you judge from experience what the possibilities of human nature are? All the remaking agencies, religion added, have failed to make a world of saints, or any resemblance thereof. True ; but they have made some saints. In a question of possibility, negative experience counts for nothing if there is but a swingle positive success. As for the rest, their failure may indeed be due to their incapacity. But there are many other conceiv- able reasons for it, such as lack of effort, lack of faith, political pessimism itself, and finally, lack of wish. Is it altogether certain that the saint of history is the one human success? To the coldly political eye, his leaven seems to lose much of its distinction ais it spreads through the lump, — as if the role hardly fitted the majority. Indeed, those who pursue to the end the counsels of perfection tear away from the mass ; and the best examples stand in splendid isolation. May WHAT IS, POSSIBLE? 15 it not be true that the goal of character which seems possible only to the few is closed to the many only be- cause they cannot be brought wholly to desire it? A revised conception of what is desirable may bring a revised view of what is possible. We turn, then, to consider the status of our third problem, What do we wish to make of human nature? CHAPTER IV WHAT CHANGES ARE DESIRABLE? LIBERATION VERSUS DISCIPLINE OF all the doubts that invade our primary assur- ances, the last to arise, and the most disconcert- ing, is the doubt whether we know what we want. We inhale our ideals as we accept our mother-tongue : and so great is the momentum of the vocabulary of lauda- tion that it is long before we discover that not all eulo- gistic epithets can be embodied in one being, — not even in a god. Mr. Bosanquet has instanced Falstaff as disproof of the notion that right and wrong are ulti- mate qualities of the universe : — for who can approve Falstaff 's principles, and yet who would willingly consign him to hell? But is not the difficulty this, that the praiseworthy and delightful qualities of Sir John would be hard to unite with certain other reputable qualities, such as responsibility and temperance; and, generally speaking, that among the ideals which we all accept seriatim there is conflict? If so, the natural inference is simply that these ideals, taken one by one, are somewhat false and abstract. Neither singly nor jointly do they furnish a true picture of what we wish human nature to be; and, in brief, we do not (concep- tually) know what we wish it to be. In this unavowed condition of groping ignorance, WHAT IS DESIEABLE? 17 mankind has made (equally unavowed) use of certain guiding principles, among which is this: that if any- thing is impossible, it is not wholly desirable. Every failure to impress a nominal ideal upon human nature works two ways: it strengthens the critics of human nature, the legislative pessimists, and the rest; but it also casts doubt upon the validity of the nominal ideal. Men who, in quest of such ideals, have submitted to much discipline have sometimes come to rebel, not because they have reached their limit, but because the friction of the process has led them to suspect the authority of the goal. Such seems to have been the experience of the Buddha, who after six years of exalted austerity in the Uruvilva forest suddenly turned his back upon his Brahmanic guides. And such, in another vein, may have been the experience of the pleadingly defiant Omar. In such cases, when 'Nature rebels,' she rebels not as a traitor, but in the name of a different conception of rightful rule. The average man, I presume, has always doubted in his reticent way whether those counsels of perfection are alto- gether what they claim to be; whether the gain in brilliance and purity has not been purchased by some loss in the virtues of reality and concrete serviceable- ness; whether, on the whole, something more like "Follow Nature" may not be a truer guide to a wholly desirable human quality. There have been eras in history, eras of liberation, when the general voice of this average man has set itself against the tyranny of prevailing discipline. They have been eras like the Eenaissance in which the 18 OBIBNTATION hypocritical seams in tlie traditional strait-jackets have become especially visible, as well as the too- interested character of the profession that men are free to become what they are commanded to become. But every age has its party and its prophet of libera- tion, its Eousseau, its Schlegel, its Whitman, its Nietzsche, — ^prophets always more or less philosophi- cal, and sometimes political as well. The principle of the Liberator is. Follow thine own inner nature, — Express thyself. As legislator he is anything but a pessimist, not because he thinks that the older dis- cipline is possible, but because he thinks that what- ever ought to be is possible, and that merely a mini- mum of discipline ought to be. The general influence of the philosophy of evolu- tion has been liberating in this sense. Not long ago, Spencer deduced from his "Biological View" the obvious doctrine of any naturalistic ethics, that (other things being equal) all 'functions' ought to be exer- cised. For what else do functions exist but to be exercised? There is a flattering piety in thus follow- ing the intentions of Nature, which are, besides, much more certainly decipherable than the other oracles of Grod. It is true, we are obliged to do a certain amount of guessing: but at least one trend of Nature may unhesitatingly be affirmed, — a tendency to the increase of Ufe, measured in terms of these functional activities. The rule for human culture takes a shape like the rule of the medical art : Eegard life as a quan- tity; conserve and increase it; avoid all forms of repression. WHAT IS DESIBABLB? 19 The evil of repression — an inevitable accompani- ment of discipline — is primarily simply that it is repression, i.e., subtraction from life. But beside this quantitative evil, we are assured by Freud and his school that repression is the root of numerous psychi- cal disorders. Freud's importance to the cause of liberation lies in his showing the very mechanism of the process by which the ignoring of Nature is pun- ished. The rule of life which these researches imme- diately suggest is formulated by Professor Holt in his recent book. The Freudian Wish, a simple but universal technique for the release of instinctive ener- gies and the solution of conflicts. The ethical prob- lem reduces to this : to find such a mode of satisfying any wish that all other wishes may also be satisfied. This is clearly the principle of a democratic society applied to human desires. The only admissible remak- ing in a regime of this sort is such mutual adjustment of the methods of satisfaction that our numerous impulses may live together in harmony. The sacrifi- cial choices of the older discipline are not merely unintelligent; they are immoral. It is clear that the freedom which interests these prophets of liberation is not the freedom to control and modify desire : it is the freedom to assert desire as we find it in human natilre. If we affect freedom in the former sense, a freedom which can only be dis- played by submitting to self-imposed demands, we do but punish ourselves. Such freedom is no more than a Quixotic liberty to imprison our own nature. The rights of self-government are not properly to be 20 OBIENTATION vested in any such transcendent 'ruling faculty' as the Stoics tried to enthrone: these rights should lie with those primary impulses which emerge, with life itself, from mother earth. It might be imagined that the religions of redemp- tion, with their demands of rebirth, would find them- selves at odds with the Liberators. And so, to some extent, it has been. But the Liberator is mediatory, and can offer an interpretation of regeneration itself, such as liberal phases of religion are not wholly dis- inclined to consider. Let us say that 'to save' means simply 'not to waste,' — ^not to destroy, not to lose. Eegard religion, then, together with ethics, as a gen- eral economy of life, having definite applications in the field of public justice.^ The work of religion is to con- serve a maximum of energy, of value, of experience; to prevent friction and mutilation, to turn all things to account. A large part of the older meaning of con- version, it is true, must be emptied out. Into this view, no 'twice-born-ness' of the type depicted by William James can be admitted: the precursory sick- ness of soul, the horror of being cosmically lost, are outgrown trials. The way of the mystics, wherein overcoming the world meant mortifying the flesh, is no longer to be followed. Hell has burned out: for God, himself remade in the image of the expansive spirit, is no longer thought of as one who can whole- heartedly exclude any individual or denounce any thing. The 'agonized conscience' of our forefathers 1 As in the recent writings of Professor T. N. Carver, The Beligion Worth Having; Essays in Social Justice. WHAT IS DESIRABLE? 21 may be gently ridiculed as the passing gesture of a 'genteel tradition,' now empty of vitality. In truth, it has been faring rather ill with the parti- sans of discipline among us. The temper of our own society, of America, is expansive : it is for giving liber- ties to everything that can show a claim of right; it is partial to the under dog, — and are not the primitive passions the under dog in our psychical charade? Nevertheless, we are becoming conscious that our liberalism is at loose ends ; and a hunger for discipline is showing itself in various quarters, — ^in politics, in education, in the administration of justice, in provi- sion for defence. The complete view of what we desire in human nature does not lie with contemporary Romanticism: so much we learn through our own experience.^ And what we thus learn is being borne out, I believe, by what we are learning as spectators of events in Europe. It has been asserted, and denied, that the Prussian policy is the embodiment of Nietzscheanism : and it should be clear enough that the teachings of Nietzsche have no direct political connection with the present struggle.' But it is wholly idle to argue away 2 Perhaps there is an element of immodesty in the title of The Unpopular Review,' — the kind of immodesty that led Elijah of old to complain to the Lord, "I, even I only, am left; and they seek my life, to take it away." However, the Eeview has probably no disposition to insist on proving its claim to the title by dying out. Beside being the voice of the many who are ready to subscribe to the creed (and the magazine) of Mr. Holt, Mr. More, Mr. Mather, and their collaborators, it must be recognized also that the call for a goodly degree of discipline is the voice of the persistent if sometimes subconscious common sense of our racial stock. 3 Historically speaking, the economic historians of Germany, chief 22 ORIENTATION the fact that his words have coined the inmost principle of many of our contemporaries on European soil, and faithfully represent to the world a theory of conduct which, while they have not caused, they have mightily reinforced. The natural man of the Nietzschean ideal is a very different person from the natural man of Rousseau: he is far more strenuous, far more ac- quainted with pain and hardness. But like his prede- cessor, he finds his law within himself, and defines his good as the venting of his energies upon the world. He is a hater of Christianity chiefly because Chris- tianity seems to him to curb the salutary surgical processes of nature — Ms surgery. He has the grim optimism which most rejoices to proclaim the goodness of things when it finds the world red in fang and claw — Ms fang and claw. The hero of Nietzsche is not converted, and he rejoices in his non-conversion. We now have, I say, an immense demonstration of the working of his type of liberation. And we, who look on, and who have made use of that same faith in our own public and economic life, cannot quit ourselves of taking part in the process by which the whole Western world in horror and lamentation shall revise its judgment. Meantime we discover an element of this revision in the inner life of the same nation whose international behavior has chiefly displayed the error. For the prowess of Germany, so far as it is due to the willing among them SchmoUer, have far more directly influenced the shape of German Weltpolitik than any philosopher, or than Treitschke or Bern- hardi, whose writings are merely symptomatic. WHAT IS DBSIBABLE? 23 discipline of her own people, commands an admiration which has not failed to enter the soul of her most vehement critics; and just this admiration may have been needed to present the cause of discipline with adequate force to our own too complacent tempers. CHAPTER V THE LIBERATOE AS DISCIPLINARIAN WE have been doing Rousseau the usual injus- tice in classing him with the liberators pure and simple. Rousseau lived to see and thoroughly fear the fallacies of his early cult of Nature. And had the French public been as susceptible to his words upon this point in The Social Contract as to those of the Dijon Prize Essay, the excesses of the Revolution, if they had still occurred, could never by use of his name have ridden to their fall. By 1762 he was ready to put the case in this way: The passage from the state of nature to the civil state produces a very remarkable change in man, by substituting justice for instinct in his conduct, and giving his actions the morality they formerly lacked. . . . Let us draw up the whole account in terms easily compared. What man loses by the social contract is his natural liberty, and an unlimited right to everything he tries to get and succeeds in getting. What he gains is civil liberty, and the proprietorship of all he possesses. We might add over and above all this to what man acquires in the civil state, moral liberty, which alone makes him truly master of himself. For the mere impulse of appetite is slavery; while obedience to a law which we prescribe to ourselves is liberty.^ 1 The Social Contract, Book I, ch. viii. THE LIBEBATOB AS DISCIPLINARIAN 25 Rousseau had experienced something like an intel- lectual conversion; and for our present purposes we should like to know more about the logic of it. But we shall learn less on this point from Eousseau than from other examples of the same process. Germany, in the short interval between Kant's Critique of Practical Eeason and Hegel's Philosophy of Right passed in ponderous and explicit argument through the entire gamut of these changes. Kant is the unmatched exponent of the cause of discipline, perfect prey, therefore, for an entire school of roman- tic liberators. It remained for Hegel, imbibing all that was valid in the Romantic movement, to fan into an impressive flame the embers of Rousseau's genius. Hegel had no crusade to preach against human instinct: Kant's idea of a transcendent autocrat in the shape of formal duty found little response in him. Disjunctive choices, the either-or's of life, are wrong choices; right decision, he thought, reaches a synthe- sis, a both-and. So far, Hegel is of one voice with Romanticism, — also with Freud and Holt. But what Hegel saw (as Romanticism did not) is that this original nature of ours which is to be given its liberty is something very different from a bundle of co-ordinate wishes. It is quite as much a bundle of thoughts or ideas, with demands of their own. Of all the primitive elements in man, the deepest are his reflective and social dispositions; and if they are to have any freedom at all, they will impose a certain order upon his goings. Like the talent of an architect which can find complete scope only in productions 26 OEIENTATION having a substance and system of tlieir own, so these general human talents can find scope only in the law and custom of a social order. What man is, thinks Hegel, is best described by the word 'spirit,' and if this is true, human freedom, like the freedom of the Absolute Spirit in creating the world, will take con- crete shape, and will look very much like submitting to bondage. Human nature can only blossom out under various forms of discipline, such as we find in the economic order, the family, the state : without con- formity to some rule, no liberty. So far, Hegel's point is well taken; yet Hegel has failed to convince the world at large that his variety of liberty is genuine. He has failed to convince, not because he seemed to have in mind the Prussian order rather than the French or the British order, but be- cause he supplied no clear way of distinguishing between a better order and a worse. Agreed that only a fuU set of social regulations can set us adequately free, it still makes an immense difference how those functions are adjusted, — aU the difference between a conformity that is far ahead of, and one that is far behind, the freedom of nature. It is the lack of a sharp and usable criterion in Hegel's thought which has given the seven devils their opportunity. To advise an uncritical acceptance of the status quo was probably no more Hegel's intention than it was the intention of Burke when he celebrated the value of prejudice as a source of English stability and strength. But both thinkers were so mightily impressed by the fact that existence, historical existence, WirJclichkeit, THE LIBBBATOB AS DISCIPLINABIAN 27 is the great and fundamental merit, that both neglected to save themselves from the appearance of endorsing whatever thus exists because it is actually there. We shall therefore dwell no longer on Hegel. In him, German liberation had turned disciplinarian; but his failure to make coimection with the needs of an ex- panding popular and industrial life in Germany, like the failure of Burke to appreciate the demand for reform in England, made it necessary for the next century to work out the same problem in another key. It is precisely this, then, that our own naturalism and liberalism have been doing. They have tried to make thorough and literal earnest of the proposal to set human nature free, and have accordingly been drawn into the attempt to set up a thorough and literal inven- tory of all the ingredients of human nature, all the instincts that are to be satisfied. It is not surprising that they have found, as Hegel found, certain propen- sities which could hardly be appeased without being allowed to assume control of the other propensities. There are some elements of human nature whose lib- eration is discipline. It cannot be said that there is agreement among our empirical students of human nature what these controlling functions are ; but it has become evident that our gregarious tendencies, our sexual and parental tendencies, and our curiosity, are not interests simply co-ordinate with our food-getting and defensive dispositions, to be somehow averaged or synthesized with them. Satisfaction, for them, means organising the whole life on their own principle. It is an element of strength in Nietzsche's philosophy 28 OBIENTATION that he not only sees this conclusion but seizes it, and builds on it. He revolts against the discipline of Christianity, that is true: but he revolts still more against an amiable and indiscriminate expansionism.^ His type of liberation was one that demanded the ut- most severity of self -pruning, because he proposed to give freedom to one of the masterful elements of human nature. Geist, he said, ist das Leben das selber ins Lehen schneidet; and almost furiously, in his demand for the sacrifice of the unfit in self as well as in others, he parodies the Christian paradox that life is to be saved by losing it. Thus Nietzsche expresses, though in characteristic- ally violent speech, the logical outcome of nineteenth century naturalism. As a goal for the remaking process no superman yet depicted can hold our com- plete allegiance: but so much can be said, — that our question can no longer be between discipline and liberation ; it can only be a question of what discipline we shall have. And according to this naturalism, the answer would depend on determining what ingredient of our original nature it is which has the function and the right to control the rest of our original nature. The pure liberators have gone. 2 For this reason, Professor Irving Babbitt 'a classing of Nietzsche I with Eousseau as a romanticist, in his vigorous and enlightening Masters of Modern French Criticism, seems to me a partial truth which is in danger of missing what is most characteristic in Nietzsche's thought. No one has painted the type of the nineteenth century liberator more vividly than has Professor Babbitt in this book. CHAPTER VI AN INDEPENDENT STANDARD IN a century of thinking, then, we have made head- way. But with all that we have learned or are likely to learn about our own nature, it is far from clear that we can expect to discover by empirical survey what positively and definitely we want to make of ourselves.^ It is one thing to have outgrown all faith in any romanticism which excludes discipline or in any discipline which ignores nature: it is quite another thing to find in following nature or any part of nature a sufficient guide. There was a group of schoolmen who taught that faith, without being con- trary to reason, is beyond reason : there is a similar logical possibility that the goal of human remaking, without being contrary to nature, is beyond nature. And what logic suggests, experience seems to bear out. No clear oracle has been received so far on the leading question. Just what is it, after all, that 'nature' would have us become? If we make the experiment of putting 'instinct' in control of our 1 This would amount to merging our third problem, that of the goal of remaking, with our first, that of the original material. No doubt the three problems are thus interdependent, the complete solution of each one waiting for that of the others, so that in the historical growth of knowledge, all three must be driven abreast. But the logical effect of considerations of fact upon questions of ideal is rather to exclude errors than to provide positive hypotheses. 30 OBIENTATION behavior, we shortly discover that the dictates not alone of instinct in general but of every particular instinct are ambiguous: iastinct, as guide, shows a fatal lack of sense of direction, and one suspects that even where it seems to show the way it is covertly depending on counsel from another source. The attempt to follow a leader that cannot lead may com- pel the discovery that our real guidance is to be sought elsewhere. This need not mean that the pretender should be slaughtered, nor even excluded from the company; he need only fall in behind the new guide. Nature may well exercise a veto power, or a second- ing power, without having the capacity to make defi- nite positive proposals. If there is anything in these surmises, we should have to look beyond human nature itself for the thing which human nature should become. Such an attitude toward nature, considerate, yet independent, appears in the ethical thought of Plato, and in his theory of education. For Plato, the goal of education, as of philosophy and religion, was the attainment of a blessed vision, a state of insight into things as they are. The conditions for attaining this goal included the ascent of an intellectual ladder, the dialectic; but they involved also a purgation of the desires, a genuine remaking of the natural man. The original love for particulars and sensible objects must be transformed into a love of the universal and abso- lute. It is clear that a goal of this description cannot be deduced from the rule of any social instinct, nor of any other instinct observable in the primitive AN INDEPENDENT STANDABD 31 human animal. And Plato has often been regarded as thoroughly hostile to the empirical side of human nature. It has commonly been thought that the dual- ism of Christian anthropology, with the excessive self- distrust of mediaeval piety, traced largely to him. But while Plato was unquestionably an aristocrat in his attitude toward the 'senses,' what he required of the natural impulses was far more like 'sublimation' than like 'repression.' No one can read The Banquet in the light of recent psychology without realizing how completely Plato understood the transformability of passions and desires; and how completely in his view of the goal of human endeavor the original fund of desire — considered as a quantity — was saved. For him there existed a single passion, neither unnatural, nor yet given by nature, into which all our various natural impulses are to be emptied and translated. Plato, I must judge,, was not hostile to nature. But he had certainly not lost the power of exclusion. And it is not out of the question that liberal religion, too far acquiescent in the amiable expressionism of the day, may regain significance for its concepts of evil and conversion or rebirth through a new contact with the immortal Greek. For Plato could still liken the philosophic life to the pursuit of death. The direc- tion of our remaking effort he conceived to be as dis- tinct from the natural slope of our minds as, in the philosophy of Bergson, intuition is distinct. In Plato 's universe, death and matter and night are still reali- ties ; and the destiny of souls has still its infinite perils ; 32 QBIENTATION terror and repentance are rational aspects of expe- rience ; the way to life leads through a strait gate. 1 need not have gone back to Plato to find an illus- tration of the doctrine of the standard which is inde- pendent without being ruthless in its disciplinary de- mands. Nor yet to Spinoza, who sought to preserve and yet merge all passions in the sense of necessity, the intellectual love of God. Thinkers have always existed who have found the following of 'nature' as vague and inconclusive as the following of fixed law is schematic and unreal. At the present moment, there are those who seek ethical and educational wisdom in a general "theory of value." Such a theory must give an account of what is common to all the different goods in the world, i.e., to all -things whatever that appeal to the human being as having worth or interest. And if it looks inward, to the valuer, and backward, to the origins, it will be likely to ascribe them all to 'feel- ing,' or 'desire,' or 'instinct'; and a theory of libera- tion will emerge merely from the method of attack on the problem. If, however, it looks outward, to the objects of value, and forward, to their standards, it is likely to find itself dealing with an ultimate court which gives laws to nature, rather than receiving laws from nature.^ 2 For the most part, present writers seek to refer the phenomenon of the ' normativeness ' of our values to some unity within the self, some "Einheit der Gef iihlslage, " not defined directly in terms of the several elements unified. To some it appears as 'the will' (H. Schwartz, Psy- chologie des Willems; W. Wundt; H. Munsterberg, etc.); to others as 'personality' (Lipps, Dis ethische Grundprobleme, eh. i; A. Eiehl, Einfiihrung in die Philosophie; M. Beischle, Werturteile und Glaubens- urteile, referring all values to a Gesammt-ich-Gef uhl ; C. Sigwart) ; AN INDEPENDENT STANDARD 33 We shall be prepared, then, to find that that which guides our wishes and instigates all the remaking is a spark not lighted in 'nature,' as we commonly understand the term. But if there be any such inde- pendent source of standards,— and we shall not here prejudge the question, — a study of the facts of human nature, and of the ways in which various agencies do in fact work upon it, should make that further fact apparent. For what we ore must at least conspire in our own remaking with any independent principle; and with what we at first take to be the 'leadings of nature,' any such foreign impulse will no doubt be mixed. If it exists, it may be expected to reveal itself in the course of our empirical labor. Without attempt- ing therefore a prior critique of pure will, we may now address ourselves to that labor. to others as some function of reason or logic (A. Meinong, Psychologisch- ethische TJntersuehungen, whose reference of moral values to a conceptual impartial spectator revives memories of Adam Smith; J. C. Kriebig, Psychologisehe Grundlage eines Systems der Werttheorie; W. Urban, Valuation, Its Nature and Its Laws). Yet again, there is here and there a tendency to abandon the search within the self and to refer the whole matter of ultimate standards to the structure of the world we live in, or to the conditions for improving the race (R. Goldscheid, Zur Bthik des Gesammtwillens, also Entwickelungswerttheorie, etc., Leipzig, 1908). PAET n THE NATUEAL MAN CHAPTEE VII THE ELEMENTS OF HUMAN NATURE : THE NOTION OF INSTINCT IT is no longer possible to share the confidence of Hobbes or of Eousseau that original human nature, in distinction from all that education and civil life have made of it, can forthwith be described. Certainly not by direct introspection can any man draw the line be- tween what is natural and what is artificial in himself. Neither can we fi nd examplfia."f the unafF ected natTi rg,] jstarteTthere are solitary wasps, but there are no soli- tary human infants ; and with the first social exchange the original self is overlaid. Further, this very modi- fication of early character by training is a condition for the normal appearance of later dispositions; an experimental isolation of aJ mman being fo r, the sake of^ observing his nat ural behavior would thu s bfi-selfki deieating. Our idea of our own nature, therefore, must always be a result of abstraction. "We have to reach it as we reach other inseparable units, — ^namely, by framing hypothetical definitions of elements that seem to show a degree of constancy, and allowing these formulas to show their power, or lack of power, to express simply the facts of experience. An 'instinct' is STjch-an hypothetical unit. 38 THE NATUBAL MAN The notion of instinct is a survival of a long his- tory, a survival of much rough usage (such as the attempt to indicate in a single word the difference be- tween man and the animals), a vagabond concept, which has gained scientific standing only because it is indispensable. And it is indispensable only because all sciences which are concerned with human behavior, whether psychology, or psychiatry, or the social sciences above alluded to, are obliged to mould their ideas very largely by the aid of biology. Thus, our best clue to original human nature is found in studies of heredity — ^the narrow gateway through which 'na- ture' is transmitted; and our knowledge of heredity is governed by biological conceptions. "When we enquire how character is transmitted, we are asked to picture a group of 'dispositions' which take on the physiologi- cal form of 'reflex arcs' — the simple nervous mechan- ism through which a specific 'stimulus' awakens a specific 'response.' If we accept the reflex arc as the beginning of wisdom in the biology of behavior, we shall find it useful to distinguish between simple re- flexes and complex groupings of reflexes — and we have arrived at the notion of instinct. For as the biologist sees it, an instinct is but a group of reflexes whose parts follow a regular serial order to a significant conclusion. The serial order is appar- ent in any of the conspicuous animal instincts, as nest- building or wooing and mating ; or in such a sequence as carrying objects to the mouth, chewing and swallow- ing, at that point in the seven ages of man when these actions are still instinctive. The mechanism of the THE NOTION OF INSTINCT 39 serial arrangement is also fairly obvious: the conclu- sion of one stage of the process furnishes the stimulus, or a necessary part of the stimulus, for the next stage. Thus, in general, the series can follow but one order; and when once begun tends to continue to the end. In many instincts, the stimulus is not single but mani- fold ; an internal stimulus, for example, must co-oper- ate with an external stimulus before the response can take place. If the internal stimulus is persistent (appearing in consciousness as- a craving) while the external stimulus is occasional, the course of the corre- sponding instinct may appear irregular, may be latent or interrupted. The hen ready to brood is presumably subject to an inner source of restlessness which per- sists, like a hunger, until in presence of the nest and its contents the long-deferred behavior sets in with well-known determination or obstinacy (as one chooses to look at it). It is not difficult to invent a scheme of nervous connections which could be conceived to oper- ate in some such way as this in human beings. All such schemes are indeed too simple to account in full for even the simpler cases of actual behavior : but the biologist, like other scientists, lives by faith to this extent, — ^he inclines to regard his problem as solved when he can see how in principle it might be solved. And for the present we may assume that he is justified in his faith, if not by it.^ To each instinct there will necessarily belong a set of motor organs which may be assembled, in structure, 1 A carefully devised set of graphic schemes has been developed by Professor Max Meyer in The Fundamental Laws of Human Behavior. 40 THE NATUEAL MAN as a single organ group, or may be dispersed. To the swimming or flying or spinning instincts are bound the distinctive apparatuses. With the beaver's build- ing propensity goes the beaver's tail. And vice versa, with every such group of motor organs^ will be found an instinct for its operation. There is thus a very rough correspondence between bodily shape and instinctive equipment : the instincts are inherited with the body, as its behavior-charter, so to speak. But to the biologist, the notion of instinct contains much more than the picture of a mechanism and the mode of its operation. The mechanism is regarded as a unit not simply because its activity has a definite beginning and ending, but because this activity reaches a conclusion which we called significant. More accu- rately, it brings about a situation which in general favors the survival of the organism or of its species. Instincts are common to all members of a species or to any given sex of the species ; and usually character- ize its way of life. As hereditary paths of least resist- ance, they serve as a sort of initiation, a foreshortened education, for the vital activities of the species. To be useful in this way, it is evident that they must be successful with a minimum of training, or with none. Social imitation helps the first efforts at flying, swimming, song ; but it is the untaught and unteachable skill that marks the instinct. Few, if any, instinctive actions can be said to be perfect at the first attempt (unless such unique actions as breaking through the 2 Any given muscle, it must be understood, may appear in a number of such groups. The distinctness of one instinct from another lies in the group, not in the motor units. THE NOTION OP INSTINCT 41 egg-shell, and even then, a preliminary rehearsal or a second birth might well produce improvement). But the instinctive action is effective from the beginning, as it could not be effective had it to wait for either experience or instruction. This relation of the instincts to the wider interests of the organism implies a further fact about their physiology. Their nervous, circuits include branches that run through the highest nervous center. The instinct is under cerebral control; and after its first quasi-mechanical operation, is subject to modification through its bearing on other processes reporting at the center. It is the destiny of most instincts to be- come habits shaped by experience of the owner ; hence they must work under the supervision of the owner. They are not, like the winking-reflex, for example, incidental reactions of a part of an animal; they are reactions of the whole animal; they constitute the whole business of the moment of their operation. The language we have been using may all be inter- preted physiologically. But for us, the significance of an instinct comes from its psychological, not from its barely physiological aspect. That a nervous loop passes upward through the higher centers means to us that an instinct is an element of consciousness as well as of sub-consciousness ; it falls within what we call a mind, a memory; it is material for remaking. Prom the conscious side, the 'stimulus' appears as an object of perception. And the circumstance that this object tends to stimulate, to provoke a response, implies that the perception will be accompanied by 42 THE NATUBAL MAN desire or aversion as well as followed by action. As the nervous channel is the physical link between a particular stimulus and a particular response, so a desire is the conscious link between a particular per- ception and a particular action. Without this link of desire the other two mental facts would not be parts of one mind. With the desire often appears feeling or emotion, especially if the response requires a large change in the energy or direction of the existing mental current. But whether the stimulus, the object perceived, arouses emotion or not, it always invites interest. As the kitten finds fascination in a moving string, prior to any experience with mice, so every object that plays on instinctive tendencies appears to consciousness as invested with an unexplained claim upon attention. ^It has a seemingly intrinsic value. It has a 'meaning' for us, more or less vague or pre- monitory or understood, according to the extent of our experience with that particular instinct and its result. It seems probable to me that a pond of water may have to a gosling some 'meaning' at first sight; but any such instinct-object comes in time to 'mean' definitely the whole instinct-process and its end. The conscious 'stimulus' is the perception of the end as the meaning of the beginning. Because of this demand upon attention and interest, always more or less unexplained, an instinctive im- pulse frequently appears in the human mind, full of what we regard more rational concerns, as a stranger in the house, curiously external to the 'self that dwells there. Thus fear or anger may invade a mind as an THE NOTION OF INSTINCT 43 intruder with which the self deliberately struggles, in the name of reason or of principle. In working out the issue with fear of the dark, a child commonly reaches a stage in which this fear is ahnost an objec- tive phenomenon within himself, and may be personi- fied as a dragon or other foul spirit to be overcome. The instinct with its ahnost mechanical sweep is alien to my self. Yet in this externality of the instinct — naturally clearest in the aversions, the negative instincts — ^there is a paradox. It is in instinctive action that one is most himself. During the moment in which the object of perception, the stimulus, may be purely 'interest- ing,' the self stands outside the instinct; but the fas- cination which that object exercises, whether auspi- cious or baleful, conveys an invitation to identify that self with an attractive process of action. To yield to the invitation is perceived as a route of high satis- faction, even though (as in anger) there is involved an intense effort and possible pain. The instinct is a channel down which the current of life rushes with exceptional impetus; once committed to it, we reach our highest pitch of personal self-consciousness, our greatest sense of power and command. The self be- comes identified with its greatest passions. Hence a certain dread frequently felt at the brink of instinctive behavior, even when it appears as a path of satisfac- tion. To resume our view of this term, instinct, so com- monly invoked as a unit of human and animal nature. As a physiological mechanism, we have noted the 44 THE ISrATXJBAL, MAN" orderly and progressive sequence of reflexes that com- pose it, the contribution of this series, as a whole, to the vital interests of the organism or species, the cen- tral connection which marks its response as total, and its destiny to be modified by experience and to become an individualized habit. As a fact of consciousness, we have described instinct as accentuating the interest of certain objects of perception, endowing them with a meaning to be worked out in a course of conduct whose prompting is the essential part of the instinct, giving zest, momentum, and assurance to that course of conduct, — a zest not unmixed with the thrill of dread as something fateful for the history of the self, — and leading to a situation of repose whose value is the conscious justification for the whole process. If the entire human being is originally a bundle of such instincts, this 'self which at any moment seems to be contrasted with a given instinct may be regarded as the representative at that moment of all the other instincts. I doubt whether this will prove to be a wholly satisfactory account of the 'self,' or of original human nature, but it may serve us for the present as a working hypothesis. CHAPTER VIII THE RANGE OF INSTINCT IN forming our notion of instinct, we find at the same time the criteria by which an instinct is to be recognized. To external observation, the presence of an instinct would be indicated by the trend of the entire species into a distinctive mode of livelihood, by an untaught skill in pursuing these characteristic ways, and by the peculiar organs or organic contours that correspond to them. An observer would look also for outward signs of the inner states which accompany instinct, for the expressions of spontaneous interest in certain objects, of desire or aversion, of characteristic emotions, and finally, of a degree of urgency and insistence in the behavior. For the impeding of instinctive behavior in animals almost infallibly excites first vehemence and then anger. To long continued observation other marks may furnish clues. Thus, since instinctive action is an attractive experience, it is likely to be not alone recurrent, but also the basis of play, and in subtler expression, of the more enduring interests, bents, powers, passions of the creature. But these criteria are not all equally serviceable or conclusive. For the most part, the identification of an instinct tends to rest upon the simple question whether there is an untaught skill, the other marks being 46 THE NATUBAL MAN merely corroborative. With these criteria at hand, what range of instinct can we attribute to original human nature? At first sight, the human equipment seems compara- tively slender. We have already referred to the rela- tive absence of fixed traits in the human infant. Berg- son has recently reaffirmed the once current belief that man, with the vertebrates generally, has largely sur- rendered instinct in the interest of intellect. This "running to intellect," i.e., an innate propensity to master vital problems by dissecting and reconstruct- ing, such as men take to with more or less of untaught skill, might with some justice be called the essential instinct of man, a substitute for all other instincts. In him, the vital impetus makes for curiosity, and for the invention of hypotheses, and of tools. It is true that many observers, from Darwin on- ward to Chadbourne and William James, have been impressed by the number and variety of instinct- rudiments in man. But we are looking for funda- mental factors in the building of a mind, not for relics and fragments of an admitted animal ancestry. We wish to know whether there are instincts which, as McDougall claims, provide the nucleus of all human values: we are less concerned whether there are vestiges that explain the peculiar ways in which we laugh or cry. In animals other than man, instinct attracts atten- tion partly because of the conjunction of apparently superhuman cunning with subhuman powers of thought; in part because of the remarkable bodily THE RANGE OF INSTINCT 47 structures which accompany them. Man lacks these striking organic instruments ahnost entirely. He has no horns, wings, humps, claws, quills, tusks, shell, or sting. His body offers no visible foothold for notable functions of offence, defence, or craftsmanship. He is a relatively smooth and unmarked animal. Inter- nally, also, his organs are undistinguished. Except that he is obviously neither fish nor fowl, his structure does not mark him for this or that habitat or diet, nor for special mastery over any part of nature. Physi- cally, he is as nearly as possible, animal-in-general. From what we can infer of primitive psychology, something analogous must be said of the inner man. He shows no great native skills nor passions. He is not strikingly social nor solitary, warlike nor submis- sive, benevolent nor selfish. Hobbes and Grotius were both in error, the one in representing us as dominantly pugnacious, the other as dominantly amicable. Mon- tesquieu showed greater insight. The natural human being, he thought, shows no conspicuous powers whether of loyalty, mastery, or achievement, inter- ested or disinterested. Sufficient evidence of this may be the wide disagreements of those who have ventured to draw up lists of the principal instincts. Apart from fear, hunger, pugnacity, and love, few names com- monly recur in such lists ; and none of these can show a wholly undisputed title. (Thus, psychically also, we seem to be dealing with a generalized creature, not with one specified in character by many instinctive traits."^ But there are reasons why in the ease of the human 48 THE NATUBAI, MAN being, the coarser criteria of instinct may not at once reveal what is there. Three such reasons occur to me: 1. The balance of instincts. If any organ or func- tion is inconspicuous, it is always possible that it does not exist, and this is no doubt the most obvious sup- position. But it is also possible that supplementary organs or functions have grown up beside it, balancing its action, and tending to conceal it. So far as human instincts are concerned, the latter supposition seems the true one. Anatomically, it is the balance of powers rather than the lack of them that distinguishes the human type. The erect posture, for instance, implies not the lack of a ventral musculature, but rather the growth of an equivalent dorsal musculature. Like- wise with the instincts. If no one impulse is dominant in human behavior, it is not because the impulses are lacking, but because in any situation two or more im- pulses are likely to be concerned. Man is not fated to predation, nor yet to a life of fear and flight. It is not prescribed by nature that he should live in immense herds, nor in mutually repellent families, nor alone. Yet impulses in all these directions are present in him, and he is the field of their conflict and adjustment. 2. Variety of pattern. For the sake of simplicity we commonly picture the physiological pattern of an instinct as a triple arrangement of sense-stimulus, central adjustment, and muscular response, — for each instinct a complete individual set of these three parts. And where an instinct conforms to this simple design, following a path of its own and using a specialized THE BANGE OF INSTINCT 49 group of muscles as in eating, vocalization, locomotion, it will hardly escape detection. But few of our in- stincts have such clear-cut rights-of-way: for some of them few muscles or none are set apart. Thus, fear- and-flight and anger-and-combat are highly contrast- ing impulses : but they arise from similar stimuli, and the muscles as well as the visceral changes involved in one largely coincide with those involved in the other. To instincts of this pattern, structure will fur- nish no definite clue. And there is, unless I am much mistaken, a still more obscure pattern, — one in which the muscular changes involved are variable, and in some cases com- paratively unimportant, because the function of the instinct is to effect adjustments within the nervous system. If there is an instinctive basis for aesthetic values, for example, it is probably of this pattern; surely there is no typical series of muscular events which can be said to be characteristic of our response to beauty! An investigator whose eye is fixed upon the pattern of sensible stimulus and determinate mus- cular response will be inclined to deny the existence of such instincts ; but we cannot so dogmatically close the question. 3. Coalescence of instincts. There is a tendency among instincts of all but the simplest patterns, not alone to share in the tracts of physical expression (as above), but also to participate in the satisfactions one of another, vicariously. Are we prepared to say, for instance, that a successful wooing provides satisfac- tion for the mating instinct, but none for the instinct 50 THE NATURAL MAN of acquisition (if there is sucli) or of self-assertion (if there is such), or, for that matter, of self-abase- ment? If not, we must acknowledge that no enumera- tion of instincts in which one is supposed to be wholly different from the other in clean-cut division, is likely to do justice to the actual situation. When these sources of possible error are borne in mind, it will appear, I believe, that the human equip- ment of instinct is by no means a meager one. We shall now endeavor to make a rough survey of it. CHAPTER IX SURVEY OF THE HUMAN EQUIPMENT FIRST, there are numerous clear-cut instincts of simple pattern wMch we may call 'units of be- havior,' because they are used in various combinations. In the human economy not alone are there few muscles that are used for only one achievement : there are few of the simpler instincts which appear in only one vital function. The operations of reaching, grasping, pull- ing, shaking, are such units. They are sometimes referred to jointly as an instinct of prehension. But evidently there are few of the major instincts into whose course they do not enter, as in the beginnings of locomotion, in climbing, food-getting, curiosity, love, pugnacity. It is as if in man the elaborate instincts of his animal forbears had been broken into fragments, or analyzed after the manner of human intelligence itself, in order that duplication might be avoided, and new possibilities of combining realized. Instead of a one-piece instinct of locomotion, we have many partial instincts which further the co-operation of various groups of muscles in the numerous postures of which the body is capable, in crawling, standing, walking, running, climbing. Doubtless many of these innate connections have yet to be isolated : no one knows what instinctive hints and guidance may come to the aid 52 THE NATTJEAIi MAN of the first leap or of the first dodge or fall. Food- getting when it reaches the mouth becomes almost a specific instinct, though sucking, biting, chewing have a degree of separability, and so of other employment. The tendency of all careful study of instincts, guided by the formula of sense-stimulus and specific response, is to fragmentize in this manner the older instinct categories. "Curiosity" disappears in a group of instinctive movements of attention and of manipula- tion such as we mentioned above. The result is an elaborate gamut of units of behavior.^ In the view of some writers, these units of behavior are strictly speaking the only true instincts ; the wider categories, curiosity, hunger, etc., should be recognized as convenient and misleading class-names, represent- ing no real unitary instinct.^ It is not evident, how- ever, why a combination of such units to a single ser- viceable end might not be prearranged by nature quite as truly as the units themselves. It is a question of fact whether such more inclusive instincts exist. Flight, for example, under the impulse of fear, seems a thoroughly instinctive performance, making use with untaught skill of many units of behavior. It is noteworthy also that the order and variety of these units is not fixed : the end-situation to be brought about by flight is describable only in general terms, as well 1 See the lists of James and Thorndike aoticed on pages 58-60. 2 A similar problem arises in the outlining of species. " In a handful of small shells the 'splitters' may recognize 20 species, while the 'slumpers' see only 3. Thus Haeekel says of calcareous sponges that, as the naturalist likes to look at the problem, there are 3 species, or 21, or 289, or 591." Thomson, Outlines of Zoology, p. 14. But instinct is less likely to be regarded a subjective entity than species. SXJBVEY OP THE HUMAN EQUIPMENT 53 as the means of reacMng it. The end is to get away; and it is a secondary matter what place I reach, or whether I run away, creep away, or climb away. I should recognize flight as a genuine instinct, identified by its vital meaning or end and by the general char- acter of the process. And since both the end and the process are to be described in general rather than specific terms, this instinct might be called a general instinct. Most of the traditional instincts are general in this sense. Fear, which names an emotion rather than an instinct, expresses itself not alone in flight but in contraction, concealment, rigidity, etc. Yet it also has a definable end; and its unity seems further guaranteed by its genetic position at the head of a group of defensive reactions. I should recognize fear as the (rather inaccurate) name of an instinct of still higher generality. It is among these general instincts that the tendency of the human equipment toward balance is most readily recognized. Some of the units of behavior are paired, as pulling and pushing, taking into the mouth and spitting out, laughing and weeping; many again have no specific counterparts. But the general instincts fall naturally into pairs, as follows: instinct to general physical activity and instinct to repose (including the various modes of rest and sleep as units of behavior) ; curiosity and aversion to novelty ; sociability and anti- sociability. This last named pair is itself highly gen- eral, including within itself such instincts, also general, as those of dominance and submission, sex-love and sex-aversion, and parental love, — ^which seems to have 54 THE NATTJEAIi MAN no more express counterpart than a repugnance to^ children, which in most persons is a submerged trait. It is possible that all of these instincts are derived, as G. H. Schneider thinks, from a pair of primitive reactions, expansive and contractive in nature. I should, in fact, be inclined to group all the assertive and outgoing instincts under one highly general instinct of activity, or expansion, and all the negative instincts under a highly general instinct of aversion or fear. Pugnacity would be a general instinct, compara- tively late in development, uniting in itself the quali- ties of aversion and expansion. The most primitive reaction to opposition is contraction, withdrawal, fear : nature's second thought is that a reserve of energy may be devoted to remove the obstacle — and here pug- nacity, with its own characteristic units of behavior, enters the scene. In speaking of pugnacity, however, we touch upon an extremely interesting development in the system of instincts. In a wider sense of the word pugnacity, it may be said that every instinct is pugnacious ; that is, it is characteristic of instinctive action of all sorts, even of fear, to meet opposition with irritation and an increased appropriation of energy. Mr. McDougall has made this fact the defining character of anger and the instinct of pugnacity. That quality of spiritedness which makes an obstacle a spur rather than a discour- agement is unquestionably a more general form of the fighting instinct. But the point of particular interest in this wider form of pugnacity is that it is an instinc- tive control of instinct, an instinct of the second order. SURVEY OP THE HUMAN EQUIPMENT 55 There are other aspects of the instinctive regulation of the course of instincts. Play is a lightening of the instinct-pressure, so to speak, under control of socia- bility; as pugnacity is an enhancement of pressure, under control of anti-sociability.^ Every instinct may be expressed playfully as well as pugnaciously; and the preponderance of one or the other of these tenden- cies of the second order marks the difference in tem- perament between the gay and the serious-minded. It may also be said that every instinct is curious, for every instinct, in man at any rate, tends to lend inter- est to objects in any way bearing upon its own opera- tion; or, conversely, curiosity may be regarded as a function of control or guidance applicable generally to instincts of the first order. Curiosity as an appendage of food-getting, construction, sociability, etc., doubt- less precedes in order of development the curiosity which appears as an independent hunger of the mind. This latter kind of curiosity is typical of that ex- tremely important group of general instincts which in our last chapter we spoke of as central. These intro- duce a question so critical for our theory of instinct that we treat of it in a separate chapter. It will be in place here to throw into rough tabular form the survey so far as completed, while recognizing the impossibility of representing in two dimensions — or any other num- 3 Play and pugnacity, in this regulative capacity, furnish another instance of balance, and we frequently find them alternating. But their relation is not simply that of contrast and balance. As instincts of the second order, the domain of each includes the other, i.e., we often play at pugnacity, and are sometimes pugnacious in the pursuit of play. SURVEY OF THE HUMAN INSTINCTS POSITIVE (Expansive) Aggressive NEGATIVE (Contractive) Defensive Instinct to Physical Activity (?) Stretching Rubbing Eyes, etc. Prehension Graspinff Reaching, PuiUng Shaking, etc. Locomotion . Standing, Crawling ^^^ WaUfing, Running ^ Climbing, etc. Food -Getting |^ Sucking, SwaUoanng Carryin^^ Mouth Biting, eh^ Hunting^-" RovinO;^ Acquisition {ly/ Consta^tion (?) S^^r-making (vestigial) Curiosity (prumtwe) Movements cf AtteTidmg^ Mampuiating, etc. ^"^^ Instinct to !nactivity(?) Preparation for Repose, Sleep, Death Fear (primitive) .version to Novelty Sociability ,.^ VocaUzatiim JmitaHve Acts Gregarious^ Behavior Etc, ^ Domination ^ Duptaff, etc. Sex-Love Courtmff, Coputation Home-making {?) Parental Love Nurring, etc. Attachment to Parent Averting Head .Protective (extension of parental ?) I Jvertion to Blooit I I Anti-Sociability I Contrast Acts Pugnacity (prtoio™) J Secretivenesa ^Submission Bending, etc. Sex-Aversion Rejection qf Contact [ I I Shame Aversion to Children (?) I I ,1 Jmtmcta itf ttcond onter tmttm (ktom page. Uvitt t^ bjtumor in ItfiKa. Indmlalim adieaten digru tf gmeralUy, nol gmdic pmHn. SUBVEY OP THE HUMAN EQUIPMENT 57 ber — ^the relations between psycbo-physical entities of this kind. Note. For comparison I append several lists of instincts: Chadbourne, writing in 1872, was one of the earliest in this country to give attention to instinct in man. William James was influenced to some extent by his work. His attitude is modern in one respect at least: i^istead of arguing from the inadequacy of instinct to the necessity of reason in man, he argues from the incompetence of reason to the necessity of instinct. Because reason, in the following respects, is unable to adapt man to his world, a group of instincts is needed at each point : 1. For the life of the individual and the species, a set of instincts common to man and animals, and suffi- ciently designated as 'appetites.' 2. For progress of the individual and the race : The desire for society; The desire for knowledge, property, power, esteem; The impulse to confide in persons, or faith; The disposition to do for posterity. 3. For benevolence (i.e., for maintaining the social and moral life) : The sense of obligation. "It is plain that we feel under obligation to do certain acts for the doing of which we can give no reason except that we feel the obligation. ' ' Shown in four ways : 1. Impelling to choose the end for which we are made; 2. Impelling to every act judged as means to that end; 3. Impelling to certain acts whose relation to that end is not seen ; 4. Impelling the "comprehending power" to do its best to furnish the most favorable con- ditions for realizing our obligation. 58 THE NATUEAL MAN 4. For religion (i.e., for adaptation to supernatural environment) : The impulse to prayer, etc. William James, writing in 1890, gives a list based largely on Preyer and Schneider, remarking of it that "no other mammal, not even the monkey, shows so large an array." Approximately the first twenty correspond with our 'units of behavior. ' Sucking. Biting. Chewing and grinding teeth. Licking. Grimacing. Spitting out. Clasping. Reaching toward. Pointing (and sounding). Carrying to mouth. Crying. Smiling. Protruding lips. Turning head aside. Holding head erect. Sitting up. Standing. Locomotion. Climbing. Vocalization. Imitation. Emulation or rivalry. Pugnacity, anger, resentment. Sympathy. The hunting instinct. Fear. Acquisition. Constructiveness. Play. Curiosity. Sociability and shyness. Secretiveness. Cleanliness. Modesty, shame. Love. Jealousy. Parental love. In making his list, James was guided by a method of "physi- ological analysis," and he regarded his results, though con- fessedly incomplete, as having clear advantages over such a "muddled list" as that of Santlus (Leipzig, 1864), who had classified human instincts under three heads, — instincts of being, of function, and of life. Wm. McDougall, whose interest is in the social significance SUEVEY OF THE HUMAN EQUIPMENT 59 of instinct, identifies seven fundamental instincts by means of their corresponding emotions, namely: Fear. Disgust. Wonder. Anger. Subjection, negative self-feeling. Elation, positive self-feeling. Tender emotion. In addition to these, McDougall recognizes suggestibility, imitation, and sympathy, as innate tendencies of a diiferent pattern. The most discriminating inventory is that of Professor E. L. Thomdike, in The Original Nature of Man, 1913. Pro- fessor Thomdike is as much of a "splitter" as Mr. McDougaU is a "slumper." This is the iuevitable consequence of his attempt to apply consistently the scheme of stimulus- response. It would be impracticable to reproduce here the net result of his painstaking studies in the form of a list, and also somewhat unfair, as he regards the list as decidedly provisional. But a specimen of his reducing process may be given. To recognize groups of instincts resulting in food-getting, habi- tation, fear, fighting, anger, is a matter of convenience, not of strictly scientific relationship. When named by situation and response, the following innate connections, among others, may be regarded as probable : Situation Response Eating Sweet taste. Sucking movements. Bitter taste. Separating posterior por- tions of tongue and palate. Very sour, salt, acrid, bit- Spitting and letting drool ter, oily objects. out of the mouth. Food when satiated. Turning head to one side. 60 THE NATUBAL MAN Beaching. Not being closely cuddled (in young infants). An object attended to and approximately within reach- ing distance. An attractive object seen. Acquisition and possession. Any not too large object which attracts attention and does not possess repelling or frightening features. Possession of object grasped. A person or animal grab- bing or making off with an object which one holds or has near him as a result of recent action of the responses of acquisition. * The Original Nature of Man, Beaching and clutching. Reaching, maintaining ex- tension until object is grasped. Reaching and pointing, often with 'a peculiar sound expressive of desire.' Approach, or if within reaching distance, reaching, touching, and grasping. Putting in mouth, or gen- eral manipulation, or both. The neural action parallel- ing the primitive emotion of anger, a tight clutch on the object, and pushing, striking, and screaming at the in- truder.* pp. 50-52. CHAPTER X THE CENTRAL INSTINCTS: NECESSARY INTERESTS WE have had several occasions to refer to the place of curiosity in the group of human instincts. However large the difference among men in the degree of their inquisitiveness, this trait is evi- dently in some degree a native character of the species, in both sexes. It shows itself in certain units of be- havior of the simplest pattern, such as grasping, tast- ing, pulling to pieces. It bears an evident proportion to other instincts: wherever animals are scantily armed and slightly pugnacious, there is generally a compensating development of fear or curiosity, or of both as in the timorous and yet inquisitive herbivora. These tendencies, whether in animals or in men, to spy out, examine, test, dissect, appear to be untaught, effective, and frequently absorbing. Sometimes they re9,ch morbid intensity and become a "questioning mania," or " GrubelsucM." Thus there are substan- tial reasons for including curiosity among the instincts. If it still seems anomalous to find the activity of intellect, customarily contrasted with instinct, brought within that category, we may remember that while the intellect finds reasons (which are certainly something else than instinct), it does not begin by asking the 62 THE NATUEAL MAN reason for finding reasons. The motive or value of its own activity is, during that activity, unreasoned and untaught. The exercise of thought, as has often been remarked, is a matter of our impulsive nature ; and it is the underlying craving -for action, not the particu- lar type of activity, that betokens the instinct. Yet if we ask what we should regard as the ' stimu- lus ' in the case of curiosity, we find it impossible to bring it under the usual reflex scheme. "There is no one class of objects," McDougall points out, "to which it is especially directed, or in presence of which it is invariably displayed."^ Curiosity is commonly excited by what is novel ; and what is novel is relative to the previous experience of the individual in ques- tion. The idea of a 'stimulus' as a group of sensa- tions that will invariably excite the given behavior is thus excluded in advance, — ^the conditions for excit- ing curiosity negate the very definition of a stimulus. Curiosity is also frequently aroused by signs of con- cealment or stealth in others ; but try to express con- cealment or stealth in terms of a constant group of sense-impressions, and one forcibly realizes that these are objects, not of vision, but of interpretation in terms of social consciousness. And if we ask what we should regard as the 're- sponse,' we find a similar difficulty. Curiosity has its manifestations in physical behavior like any other instinct ; but the behavior is now of one kind and now of another, — listening, peeking, testing with hands and mouth, pulling apart, smelling, shaking, tiptoeing a Body and Mind, p. 266. NECESSABY INTEBBSTS , 63 and creeping up upon, ox later, reading, asking ques- tions, 'stopping to tMnk,' — there is no one-to-one correspondence between tlie impulse of curiosity and any type of physical action. This does not mean either that we are dealing with a multitude of fragmentary instincts, or yet, as Mc- Dougall infers, that we are dealing with a purely psychical process which has no complete physiological expression. What it does mean, I suggest, is that we must recognize a kind of process in which the ' stimu- lus ' as well as the 'response' are primarily central. It is the existing state of consciousness which deter- mines whether, and in what quarter, curiosity shall be aroused, and what constitutes its satisfaction. In physiological terms, curiosity is a function of the con- dition of the centers. It seems probable that there is a group of such ten- dencies, quite as native as any modes of muscular behavior. If certain central conditions are natively unsatisfactory and certain others natively satisfactory (which can hardly be doubted), it is a question of organization whether there will also be native ways of bringing about a change from the former to the latter of these conditions. Whether we extend the word instinct to them, in view of their deviation from the primary pattern, is a matter of choice in definition. They might well be distinguished as 'central instincts.' Or, since they would depend in the first place not on specific routings of nervous energy, but on the nature of the nervous system itself, the needs in question would presumably be the same for every animal hav- 64 THE NATUEAIi MAN ing a nervous system ; it would be proper to speak of them, then, as 'necessary interests." That this theory may be of some use in explaining our aesthetic tendencies, we have already suggested. Consider the universal tendency to rhythmic expres- sion, as in dancing, music, design, various forms of play. There are many signs that the appreciation of rhythm is as necessary a consequence of the economy of nervous functions, as rhythmic behavior is of the economy of muscular function, of respiratory function, etc. When we want to gain the full flavor of any sense- impression, we repeat it at intervals, as in tasting, stroking, feeling textures, etc. So, too, with those perceptions in which thought is mingled with sense. In realizing the proportions of a fa