BJ H44- UC-NRLF $B M3 b^D a- o O CO o n 2007 with funding from ww.arenive.org. A Criticism of Some Deterministic Systems in Their Relation to Practical Problems I ESSE HERRMANN A Criticism of Some Deterministic Systems in Their Relation to Practical Problems A DISSERTATION presented to the Faculty of Princeton University IN Candidacy for the Degree OF Doctor of Philosophy BY JESSE HERRMANN PRINCETON UNIVERSITY PRESS PRINCETON LONDON: HUMPHREY MILFORD OXFORD university PRESS 1914 Published October, 1914 . • • • ■•'. : ■-• CONTENTS I. INTRODUCTORY 3 II. THEORY AND PRACTICE 14 III. NATURALISM 21 IV. THEOLOGICAL DETERMINISM 39 V. THE NATURE OF THE SELF 49 VI. CONCLUSION 57 2^^713 I INTRODUCTORY One of the functions of philosophy is to synthetize the sum total of knowledge. But it must be remembered that philoso- phy in its essence is not an amanuensis, a tabulator or a reflector. Its enunciation is more important than its formula- tion ; as a vitalizer it is more efficacious than as a systematizer. Even though the philosopher receives his content from the thought and the normal activity of the masses, yet he stands on a unique pinnacle and becomes the true prophet and leader of his age. True philosophy always eventuates in practical consequences. Plato's Republic is speculative to the highest degree, yet no one can deny that his ideas have had a marked material influence wherever Greek culture has penetrated. Stoic philosophic thought, in a way easily traceable, became the formative principle underlying much Roman jurisprudence. Among the speculative religious thinkers the classic example is found in John Calvin. He blazed a new trail in religious thought. The results of his rule in Geneva can be measured, but who can compute the practical consequences in education, sociology and politics that his bold and daring conception pro- duced? In the eyes of many Fichte was a dreamer and a spinner of metaphysical webs, but he became the man of the hour when Germany needed practical and resourceful men. There are exceptional men in public life to-day who have never found an hiatus between the retreat of the scholar and the work of the world. There is no necessary conflict between theory and practice. The successful financier, social worker, or inventor who ignores the work of the speculative thinker is as ignorant and biased as the pseudo-philosopher who has lost sympathy with the doer, and who often despises the day and the man of small things. The Greek geometricians out of pure love of knowl- edge patiently investigated the conic sections, but they never dreamed to what purposes a Newton would apply their conclusions. Still the criticism of the philosopher has not always been Ai ^ .CRITjaSM OF DETERMINISM unmerited. To this day metaphysics has not recovered from the sins of its fruitlessness in the Middle Ages. The Renais- sance with its new interest in science and in man, apart from rehgious considerations, became keenly conscious of the worth- lessness of certain types of speculative thought. The new school did not hesitate to press its point of vantage and the old philosophy was brought into thorough disrepute. But philosophy learned its lesson well, and it has guarded its systems with a jealous eye so that they should never again degenerate into mere sesquipedalian verbiage. With the excep- tion of a few thinkers modern philosophy has remained true to her high purpose, and has rigorously insisted that the terminus ad quern is nothing less than contact with human life. ♦ * But in spite of all this philosophy has not escaped criticism * and calumny at the instance of the scientific and business world. • The scientist, allied with a materialistic psychology, claims that ♦philosophy arrogates too much to itself when it proceeds to ♦ synthetize the data furnished by the sciences and claims to have •found a final word or a new whole which can not be equated ^to the sum of its parts. In a similar way, though with a different purpose, the over confident devotees of so-called practical life have sought to undermine philosophy in the nine- teenth and twentieth centuries. Man has discovered more keys to unlock the store-house of nature's power in the last two centuries than our progenitors had discovered in a millennium. An undue excess of creature comforts has lulled the masses to sleep. The world of appreciation and value has been relegated to the limbo of uncertainty and unreality. The individuals in the nation, riveting their gaze on the same object, have become hypnotized ; they press forward with lowered head confident of their self-sufficiency and power. They are deaf to the voice of the poet, the preacher and the philosopher, the champions of truth. Many signs can be adduced which are indubitable proofs of this condition. Just as an individual cannot think and work at the same time, so a nation cannot construct railroads, develop mines, build factories and cultivate the soil and at the same time produce poetry, art, and music. To the student of history it is not strange that America, in her brief childhood days, has produced no immortal art. And if the fine arts thus far have not found congenial soil in American civilization,. INTRODUCTORY 5 much less has philosophy found a hearing. It is no mystery that the busy world should take little stock in the sober thought of the secluded scholar. The man engaged with the concrete thought and act has neither time nor inclination for much abstract thinking. But even the busiest man and the busiest nation love to flatter themselves that they are philosophers or at least that they are on speaking terms with men who know and make philosophy. When they cannot find a system to their taste they begin to make a W eltanschammg to their own liking. No better illustration is afforded of this tendency than the pragmatism prevalent in our own day. This seculari- zation of philosophy is fraught with as many dangers to the intellectual life as the secularization of the church is fraught with perils to the religious life. But this is exactly what* pragmatic thought indicates. We must get our norms fromi the mart and the stock exchange. But no civilization can long continue in the course of ' material prosperity and concrete thought without eventually • developing the most portentous problems. An unpremeditated * movement must eventuate in some such way. Suddenly a • halt is made and the individual becomes self-conscious. When • this self-consciousness comes to the masses a great upheaval • follows the restless discontent. The people look on all sides * for light and leadership. It is then that the demagogue has his opportunity, for conditions are in unstable equilibrium, and the slightest impact may precipitate the social consciousness into stern fixity. But this malleable situation also receives the arduous attention of sincere reformers who are not qualified by training or temperament to reform the social structure. Thus the market is flooded with ready-made nostrums and panaceas for every ill. This crucial situation also furnishes the golden opportunity for the philosopher, the man of reason, true insight, and discernment. The most pronounced feature of the last two decades of our history has been its transitional character. A strange sense of insecurity and dissatisfaction pervades every department of life. Witness the disruption in present political allegiance ; the revulsion from creed and dogma in religion. These facts indi- cate that the old order is passing away and that a new align- ment must be made. The new modus vivendi demands a new modus operandi. The work of reconstruction has begun and 6 CRITICISM OF DETERMINISM it is imperative to inquire whether the plan of the work is based on sound principles. Broadly speaking, there are two distinct ways in which a society may rehabilitate itself and its members. The first is the internal or dynamic ; the second is the external or mechanic. The former seeks to change the environment by changing the individual, the latter tries to change the individual by changing his environment. These two strands can be clearly detected in the history of politics, philosophy and theology. The true defenders of the crown in all ages sincerely believe that the good of the people, the progress of the race and the advancement of civilization can be secured only by creating, as it were, ab extra conditions, laws, and environment, which will • in turn penetrate the social fabric and renovate the individual .member. The champions of constitutional government, on the other hand, maintain that true progress results only when the individual, motivated by self respect and a high ideal, projects himself spontaneously into his outer relations, and thus creates the laws and conditions which obtain in the community in which he lives. History clearly teaches that the latter concep- tion is the true theory of the state. • In philosophy the conflict has been mainly between the ^idealists and the naturalists. At all times the idealists have .been eloquent in asserting the centrality of selfhood. The ^periphery has significance only as it finds its way back to the ^center. Not only do all human relations, social, economic and • political, get their significance from these self-centers, but *even nature and her laws are dependent on the self. Man is ' not the child of nature ; rather say that nature is man's ward. The naturalist, on the other hand, begins with the external world in its larger proportions. He places the accent on phe- nomena, and with great difficulty he ultimately finds the insig- nificant creature called man. He studies him with the aid of a microscope, but finds only chemical compounds, atomic motion, nerve energy, and reflex arcs. Man is no more a • mystery to him than the crystallization of a diamond. At any V moment of time he is the effect of the sum-total of antecedents N which obtain in the causal nexus of which he happens to be a "*part. To him conduct is composed of the same calculable ♦components that explain the path of a moving body. To get I any definite reaction, it is only necessary to provide the appro- INTRODUCTORY 7 priate external stimulus. Provide the right stimuli and the * man will turn out good deeds, sweet music, as well as the • daily routine. According to this position nature makes man • and not man nature. These two threads are no less distinct in theology than they are in politics and philosophy. In most religions, and in Christianity in particular, there has appeared the antinomy between priestism and prophetism, between ritualism and vital- ism, between ceremony and sincerity. In a most singular way the priest class and the prophet class flourished in the same religious economy in the Hebrew state. Their ideals and work were distinct and often seemed contradictory. The priest was % concerned with the jot and the tittle of the law. He impressed * on every member the necessity of conforming to the external* rites in order that his present and future condition might be secure. From birth to death the Jew was circumscribed by a * law and order superimposed from without. Only by rigor- • ously adhering to every precept of the law could he attain the • ideal existence. The message of the prophet had an entirely* different content. An Amos or an Isaiah towers above his • fellows as a man who saw things in truer proportion ; who had • communed with God and with himself, and thus felt very • deeply the distinction between religious form and religious life. • In their estimate religion must make form and not form • religion. The following passages strongly emphasize the - prophet's protest against the extreme liturgies of his day. • ^'Create in me a clean heart, O God, and renew a right spirit within me. For thou delightest not in sacrifice; else would • I give it : Thou hast no pleasure in burnt-offering. The • sacrifices of God are a broken spirit : a broken and a contrite • heart, O God, thou will not despise."^ Or think for a moment • of the high conception of the prophet Micah. "Wherewith - shall I come before Jehovah, and bow myself before the high • God? Shall I come before him with burnt-offerings, with • calves a year old? . . . He hath showed thee, O man, what * is good; and what doth Jehovah require of thee, but to do * justly and to love kindness and to walk humbly with thy * God."^ This perennial conflict in the Jewish state came to a • final issue in the teachings and work of Jesus and Paul. These ^ Psalm 51 :io, 16, 17. ^ Micah 6:6, 8. 8 CRITICISM OF DETERMINISM two masters found no comparable foes among the Pharisees and the Sadducees. The strife was long but the outcome de- cisive. The obstinacy of the ritualists culminated in the com- plete disruption of the Jewish commonwealth. It was a great victory for the principle of internalism. At the very beginning of Christianity the proposition was clearly set forth that man was to be regenerated from within and not from without. A new spirit was instilled into the heart of man and not a new shackle placed upon his hand. It might have been expected that Christianity, founded on a strictly spiritualistic basis and nurtured by men who were loyal to this principle, would have dealt a death blow to the idea that man lives by bread alone. But history speaks to the contrary. The ghost of the Jewish nation was reincarnated in the Christian body. Here is found a significant illustration of the cyclical nature of history. As soon as the Roman Church began to flourish the old conflict was again at hand. Chris- tianity became more and more formal and ritualistic; religion was often conceived as a commercial transaction. But there were never wanting individual champions of a true heart-religion. Space does not permit even to mention the salient facts in this century-long conflict. Such names as Gottschalk, Savonarola, Huss, Zwingle, Calvin, Knox and Luther are eloquent even in their silence. The climax came at the time of the Reformation ; but unlike the Jewish controversy the contest was not decisive. The Jewish nation paid the penalty of death, the Roman hierarchy lost many members and much prestige. The conflict between the Romanists and the Protestants to-day is essentially one of method and process in the regeneration of man. It must be evident that the above discussion has not been a digression from the point at issue. The problem is to find the true method of procedure in the reconstruction of our life and thought. There are two possible lines that may lead to a solution. It has been observed that in all ages and in most realms of life there have been two parties contending for supremacy. It may be of little import to decide which has scored most victories; it is sufficient to know that the strife is perennial. In reviewing once more the social and political tendencies of the day, it is evident that the externalistic, the collectivistic reconstruction is most prominent. In respect to faith in the INTRODUCTORY 9 omnipotence of legislation many of our statesmen out-Bentham, Bentham. The Allmacht of law is as axiomatic to many people as the law of gravitation. The following statements by Prof. George B. McClellan bring out this thought in bold relief : *'Men have achieved a notoriety which their admirers have believed to be fame, for no better reason than that they have been instrumental in the enactment of statutes designed to abolish most forms of sin by the mere decree that they shall cease to exist." "Despite this, year after year, our Congress and our Legisla- tures, with a perseverance and an energy worthy of a better cause, enact statutes by the thousand, all designed with the best will in the world, to bring us a little nearer to perfection, and all due to the prevalent impression that any statute will cer- tainly accomplish the good intended by its authors." *'The extreme of paternaHsm was reached in the Hepburn Pure Food Act, which subjects all foods, drugs and drinks, including wines, liquors and milk, to government analysis, government regulation and government inspection. The National Government, in other words, undertakes through its power to regulate commerce between the States to secure the citizen a wholesome breakfast, an eatable dinner, a sound glass • of champagne and a pure drink of whiskey.""* The inquiry now is concerning the cause and the significance of the fact that men are surrounded by a network of mechan- ical laws, which do not emanate from the social consciousness. Why treat man like a machine? Why seek his good as we seek the good of an acre of land? As to its significance few will deny that it is fraught with • the greatest dangers. There is imminent peril that man will * degenerate into an artificially nurtured creature; that he will * lose his initiative and creative impulse. Man can no more develop on moral and legal crutches than the plant or animal • can that leans for support on a ready-made environment. The * very essence of life and growth is that the living entity persists • not only in spite of its environment but that, in a very specific • even if only in a limited sense, it creates a new environment. • The twining herbs of the Cuscuta genus at the inception of life have all the characteristics of strong independent organ- isms. They seem potentially endowed to maintain their integ- ^ Principles in Politics, pp. 6, 67. 10 CRITICISM OF DETERMINISM rity. They give promise of better things. But they evidently grow weary in well doing. They send out suckers and draw their sustenance, from the sap of other plants. The adult dodder has neither root nor leaf of its own. It has hardly strength enough to support the weight of its own frail stem. When the plant ceases to change the inorganic into the organic it no longer remains sui generis. The parisitical sin is to permit 'other' to change 'self without 'self changing 'other'. What is true in the vegetable realm is equally true in animal life. Nature has provided the ordinary crab with a good armor plate to protect himself against the buffeting of the sea and the attacks of his enemies. This means of self -protection is nature's reward for long generations of faithful work. But the progenitors of the hermit crab somehow conceived the notion that nature could be improved. They then began to appropriate as implements of defense the cast off weapons of other mollusks. For generations this practice continued, and the result is that the hermit crustacean has only a thin mem- brane and articulated appendages that are atrophied and rudi- mentary, where his more faithful brother has a solid integument with strong and fully developed limbs. • The experience of man has not been otherwise. The philos- • ophy or religion that has helped man to find himself has truly ♦-helped him to find God and the world. The political, social • and economic orders, that have placed a high worth on the ♦individual, have not only benefited the individual but have in •turn raised the standard of the political, social and economic 'orders in which the individual has thus been honored. The •charity that aids men to aid themselves is commendable, but •the charity that seeks only to change the environment, thus •hoping to change the character, is based on a false principle. The cause of our mechanized and legalized society is un- doubtedly a more intricate problem than the study of its signifi- cance. To ascertain the real physical cause in a phenomenon of nature is difficult enough, but it is almost presumptuous to speak dogmatically about the relation of cause and effect in a phenomenon of social life. The question may be somewhat clarified by distinguishing at the outset between the antecedent conditions that merely obtain and the causes that exist as efficient antecedents. That there is a distinct difference between the two becomes evident after a moment's reflection. Much INTRODUCTORY II explanatory and descriptive matter is confusing because these two concepts are interchangeably used. For example, space is a condition of the material world, but in no sense is space the cause of this existence. Time is a condition of a moving par- ticle but it is not a cause of motion. Sin is a condition of saintliness, but it has never produced a saint. What then are the conditions and the causes of the patern- alistic tendency in church, state and social life? In this con- nection I again quote Prof. George B. McClellan : "The three causes to which may be traced the origin of the collectivist tendency of the present day all began during the era of Benthamism; they were, first, a general belief in the efficacy of legislation to accomplish anything that its authors may desire; second, economic development resulting in the organization of corporations, which carried a popular demand for their regulation; third, the growth and power of the labor movement."* It appears that none of the three so-called causes are causes in the true sense. ''A general belief in the efficacy of legisla- tion" is practically the same as a general belief in a ''collectiv- ist tendency." Neither explains the other; both must find their raison d'etre elsewhere. One is no more the cause of the other than one side of an algebraic equation is the cause of the other side. As to corporations and labor organizations, it seems that cause and condition are confused. The new economic phenomena here instanced are part of the assemblage of condi- tions under which the paternalistic spirit began to operate, but observe that this same spirit is evident in our social, religious and educational reconstruction, quite independent of corpora- tions and labor unions. Therefore it is manifest that a strict causal relation does not obtain between these new economic conditions and the collectivistic faith. The trust and labor problem may have occasioned much legislation, but in no sense does this fact causally explain why there is implicit faith in paternalism. These same economic facts which have conditioned such a luxurious harvest of legislation have been designated by Prof. Frank A. Fetter as the ''Dynamic condition of American indus- tries." For centuries adjustment and adaptation have been going on in European civilization. The social, religious and ^Ibid., pp. 57, 58. 12 CRITICISM OF DETERMINISM political grooves have been worn deep by the imperceptible passage of time. It requires almost a catastrophe to change the configuration in any department of life. Tradition and custom exist in such an atmosphere as tenacious conservative forces. In our civilization on the other hand most social and economic factors are in unstable equilibrium. The fertile soil, vast stores of mineral deposits, virgin forests, water power, coupled with the invention of the steamboat, the steam locomo- tive, and new methods of mining and manufacturing have made the second half of the nineteenth century truly dynamic. Every object to which man turned; his attention was found pulsating with energy. But power does not only mean oppor- tunity, it also spells danger. In this period all the dangers have been encountered to which a virile youth is subject whom over indulgent parents have supplied too lavishly with ready cash. These conditions made it imperative that many legitimate safe- guards should be enacted in order to preserve the nation as well as the individual. At least a modicum of success can be traced to this method of procedure. But the men of the twentieth century, over emphasizing this success, have assumed as axiomatic that the more life is protected by the strong pinions of the law the safer our commonwealth will be. Having now pointed out the conditions which have occa- sioned the unquestionable faith in paternalism, it becomes necessary in the next place to penetrate a little deeper and try to ascertain the fundamental causes, which suggest external remedies for conditions as above outlined, and why we clutch so tenaciously at this method of reconstruction. The answer to these questions briefly stated is as follows : Both naturalism and theological determinism have conspired * to rob man of the reality of selfhood and of his true relation to • God. The former makes him a physical automaton ; the latter ,a spiritual automaton. These two systems, in a very subtle and •silent way, have dominated our thought, and have been forma- •tive principles in the solution of every problem. Here is ^ound the true cause of the externalistic method of dealing with •new conditions. Between the two conceptions, that/man is #only a play thing in the ruthless hands of a cold atomistic • world, or the helpless clay fashioned by a creative potter, little ♦ room is left to man for self-initiation and self-creation./ If man * is what these two apparently contradictory and yet in a sense INTRODUCTORY 13 converging W eltanschauungen appear to make him, it is no longer a mystery why we seek to influence him solely by ex- ternal means, — why man has degenerated into a parasite instead of maintaining his integrity as the acme of nature, and the consummation of God's creative work. At this stage of the discussion my position must necessarily be set forth in dogmatic and aphoristic statements. It is hoped, however, that dogma will give way to reason, and aphorism to elucidation as tho study continues, ^^n Genesis i -ay we read : "And God created man in His own image, in the image of God created He him." Whatever else this statement means, for me it signifies that God gave man not only discursive intelligence, and moral intuition but also a will, which like His own has the power of self -initiation and self-activity. Each self-conscious volition has an element of • absolute newness in it. It makes the world other than it • would have been, had not the creative self put forth an effort. * In this sense creation is continually going on; in this sense a part of God's world is realized only through man. In this conception is found the secret of man's real worth./^ The havoc results not so much from the fact that the law maker, the reformer and the pulpiteer are unmindful of these principles as from the fact that the rank and file are not con- scious of their own unique powers. In the last analysis it is the sum-total of conviction and appreciation, as created by the many individual consciousnesses and finding embodiment in the genius, that marks the way for progress and the attainment of new truth. The mass-thought makes the master, and in turn the master moulds the mass-thought. This mutual relation and interaction obtains in all progress. What we then need is not more constraint but more convic- tion; more self-appraisement in the nobler sense. Legislation and restriction are not unnecessary but these fetters must be self-imposed by a consciousness working from within outward and not from without inward. The greatest work that the philosopher can perform to-day is to apprise man of his true nature. To do this it is imperative to free him from the de- grading trammels of naturalism and the lofty slavery of theo- logical determinism. To this task of liberation we shall soon turn. II THEORY AND PRACTICE Before we proceed to the critical examination of naturalism and theological determinism, it is important to consider whether there is any vital relation between thought and prac- tice ; whether there is warrant for the above assertion regarding the relation between a deterministic world-view and the pro- gramme of active life. Consideration must be given to Martineau's statement : "The real life of men, even upon its inner side, is not shaped by philo- sophical systems or moved forward on lines of consecutive logic."^ To the same purport is Sidgwick's well known opinion that practical ethical interests are not vitally influenced by our theory of the will. Such statements are very often distorted and interpreted as if the author intimated that correct thought is not a prerequisite of consistent and correct action. These thinkers never deny that all concrete application of thought to life consciously or unconsciously implies an abstract but rational element. It only means that men often find their system of thought in the application of thought and not vice versa. A distinction between two kinds of consciousness may clarify our meaning. Intuitional consciousness is that activity of the mind which is spontaneously generated when reality comes in contact with the apprehending mind. Its content is exceeding- ly complex, containing both feeling and reason. Reflective consciousness, on the other hand, is that activity of the mind which is discursively generated when the content of intuitional consciousness is disintegrated into its constituent elements, and their mutual relations resolved into grounds and consequences. The one is concrete thinking, the other abstract ; the one is the ''real life of men," the other ''philosophical system" and "consecutive logic"; the one is Bismarck and Gladstone, the other Holland and Austin ; the one is the poet and the painter, the other the critic and the grammarian. It is the concrete thinker that creates in the arts and makes progress in practical life, but he owes an incalculable debt to the abstract thinker, ^A Study of Religion, Vol. II, p. 196. 14 THEORY AND PRACTICE 15 who systematizes and preserves the true and the good. In a very real sense, therefore, abstract and theoretical thought becomes the content and guiding principle for the men who frame laws, control industry, and conduct schools and churches. If it is agreed, then, that the dominant thought of a people is uniquely formative in practical affairs, we are prepared to discuss the more specific problem, namely, the relation of deterministic thought to life. The most fundamental thing in a man's religious life is his conception of God ; the most fundamental thing in his social life is his conception of man. There can be no consistent theory of government, no philosophy of education, no science of philanthropy without a clear conception of the nature of the individual self. And as the estimate of the Ego changes, slowly but surely there is a readjustment in every sociaP insti- tution. Broadly speaking there are only two conceptions of the self. The first is that the Ego is a product, the second that the Ego is partly product but essentially producer. The one makes the self a creature, the other creature and creator. Of course in no age and in no country is there unanimity as to the nature of the individual. If there were unanimity, all social problems would be much simplified. If man is a product, and if the factors of the product are discernible and subject to manipula- tion, then the modus operandi is a comparatively easy task. Just as the course of a river can be guided by digging and damming so the course of human life, in the individual or in group, is manageable by external means. If man is a resultant of moments under the control of human authorities, then gov- ernment, education and morality reduce themselves to physics, biology and eugenics. This is the logical outcome of a natural- istic conception of the nature of man. The most potent influence among any people is religion. Ultimately the kind of Deity a people worships determines the kind of selfhood it attributes to the individual. And the conception of the self becomes structural in the organization of social institutions. In this respect the present age affords no exception. But the influence to-day that is second only to religion is science. And this science is Darwinian in thought * 'Social' here as elsewhere is used in the comprehensive sense to include politics, economics, education, etc. l6 CRITICISM OF DETERMINISM and method and naturalistic in its interpretation of reality. Since the publication of the Origin of Species every scientific textbook has been rewritten; the principles of ethics have been reformulated; sacred and secular history have been re- vised. In a very singular way this modern scientific thought has also accented the notion that the self is merely a product of nature. Heredity and environment completely account for the conduct of the individual. It is not strange, therefore, that marked paternalistic tendencies have been displayed in the wake of modern science. In making the claim that evolutionary naturalism tends to mechanize society, I am not unmindful of Spencer's Social Organism. Spencer undoubtedly attempted the most compre- hensive and thorough application of evolutionary thought and method. He is the unqualified champion of the ladssez faire theory of government. The state in its various forms is as much a natural organism as any living being. Parliament is the brain; arteries and veins find their counterparts in public highways and railroads. Just as an animal or a tree matures naturally, so the individuals composing the state, if only they are left alone, will eliminate the evil and enhance the good. Space does not permit an extensive criticism of Spencer's theory of government. In passing, however, it may be observed that the tendency of politics in the countries where evolution- ary thought has been most exploited has been just the opposite of Spencer's theoretical claims. Huxley, who practically started with the same premises, came to collectivistic conclu- sions in the realm of practical politics. I think that in Admin- istrative Nihilism his argument against Spencer is cogent, when he insists that the logical outcome of a naturalistic con- ception of man is the assumption by the state of more and more personal functions.^ '"But if the resemblances between the body physiological and the body politic are any indication, not only of what the latter is, and how it has become what it is, but of what it ought to be, and what it is tending to become, I cannot but think that the real force of the analogy is totally opposed to the negative view of State function. "Suppose that, in accordance with this view, each muscle were to maintain that the nervous system had no right to interfere with its contraction, except to prevent it from hindering the contraction of another muscle; or each gland, that it had a right to secrete, so long as its secretion interfered with no other ; suppose every separate cell THEORY AND PRACTICE 17 If it is conceded that a naturalistic determinism, by deposing the self from its high office, tends to produce a mechanistic society, the question still remains whether a deterministic con- ception in religion produces the same result. The term theo- logical determinism may be used in two senses. In the strict sense it implies that th^oDeity predestined from the beginning all things that come to pass, both good and evil. Mohammedanism and Augustinianism are very specific in this respect. Say the Koran and the Traditions, "The Prophet said, verily, the first thing which God created was the pen, and He said to it write. It said, what shall I write ? He said, write down the divine decrees (quadar) ; and it wrote down all that was and all that will be to eternity. . . . He leads astray whom He will and guides whom He will. . . . Verily God most high has ordained five things on each of His servants from His creation : his appointed time, his actions, his dwelling place, his travels and his subsistence. . . . When God creates any servant for heaven. He causes him to go in the way of those destined for heaven, until he dies, after which He takes him to heaven. And when He creates any servant for the fire of hell, then He causes him to go in the way of those destined for hell until his death, after which He takes him to hell." So Omar Khayyam sums up the prose into poetry : "The moving finger writes ; and, having writ, Moves on ; nor all your piety or wit Shall lure it back to cancel half a line, Nor all your tears wash out a word of it." In this particular doctrine the Westminster Confession of Faith uses very similar terminology. In speaking of "God's eternal decrees" it states : "God from all eternity did by the most wise and holy counsel of His own will freely and un- left free to follow its own "interest" and laissez faire lord of all, what would become of the body physiological? "The fact is that the sovereign power of the body thinks for the physiological organism, acts for it, and rules the individual compon- ents with a rod of iron. Even the blood-corpuscles can't hold a public meeting without being accused of 'Congestion' — and the brain, like other despots whom we have known, calls out at once for the use of sharp steel against them." Methods and Results, Essays, "Adminis- trative Nihilism." p. 271. l8 CRITICISM OF DETERMINISM changeably ordain whatsoever comes to pass ; ... By the decree of God, for the manifestation of His glory, some men and angels are predestined unto everlasting life, and others fore-ordained to everlasting death. These angels and men, thus predestined and fore-ordained, are particularly and unchange- ably designed ; and their number is so certain and definite that it cannot be either increased or diminished." ' In the broader sense theological determinism includes the •conception of God in which it is held that He rules with an iron *hand, directly or indirectly through appointed agents, all His ^subjects. The future programme seems less rigidly fixed •than in the more logical determinism. The ideal of the Old Testament theocracy was such a conception. The pattern of •the tabernacle as well as the law and the plans of battle came * directly from God. The Roman Church ultimately is based * on the same conception. God, the pope, and the priests control -the destiny of each individual. But in both the broad and narrow sense there is a common element. The self is not merged into the Infinite, as is the case in pantheism, but the standing or the destiny of the self at any moment is determined and is the product of agencies outside the self. In naturahsm the agents are heredity and environment. In theological determinism there is added a third factor, namely, the personal agency of the Deity or his repre- sentative on earth. The more deterministic the religious con- ception is, the less significant becomes the self. The individual, like a small stone in a mosaic picture, is fitted into his destined place by the master artist and his contribution to the artistic effect of the whole comes from his passivity and not from his activity. The most telling example of the relation between a determin- istic theology and social institutions is furnished by the history of Mohammedanism. The study is exceptionally fruitful be- cause the complex influences, which are so numerous in other similar theological views, are conspicuously absent. In the thirteen centuries of Moslem history its religious tenets have remained singularly intact. In predestinarianism is to be found both the strength and the weakness of the Moslem faith. No more indomitable soldiers ever took the field than the early followers of Mohammed. Their onward march seemed irre- sistible. The man at the battle front is as immune to death as THEORY AND PRACTICE 19 the non-combatant until the ''appointed time." In the time of peace, however, this same assurance produces a different result. Inclination becomes the guide of life. Self-exertion is mini- mized because it avails nothing. Society becomes sterile and stagnant. Mohammedan civilization is strong evidence of the decadent influence of spiritual determinism. Its institutions and its individuals are hampered and mechanized by law, rule, and tradition. The history of the Jewish nation and of Catholicism bear out the same truth that the more the individual is conceived as a necessary fixture in the economy of God and the church, the more legalistic, ritualistic, and paternalistic become the social institutions in the respective civilizations. It is true that deterministic theology in protestant countries has often developed marked individualistic tendencies. Kuyper in his lectures on Calvinism points out very eloquently how the Calvinistic faith has been the champion of liberty and democ- racy in Holland, England and America. But no one seriously claims that such results are traceable to the teaching of pre- destination. The right of private judgment and the teaching that man is ultimately subject to no human authority have had the most pronounced political consequences. The keynote of the Reformation was not determinism but rather this: ''God alone is Lord of the conscience; and hath left it free from the doctrine and commandments of men, which are in anything contrary to his word, or besides it in matters of faith or worship." The spirit of the Renaissance quite apart from religion, as embodied in such men as Erasmus and Reuchlin, was also a great liberalizing agency. When it is, therefore, said that Cal- vinism produced certain results, it must be remembered that Calvinism is a comprehensive term. It developed in a complex age, which was characterized by many independent movements. The beneficent influence of Galvanism was produced not be- cause of, but in spite of, its predestinarian doctrine. In due time it will be considered whether Calvinism leaves any room for self-initiation. In so far as it does minimize the efficiency of the self, it tends to treat the individual in the same manner as other deterministic systems. It is highly significent that Calvin's rule in Geneva developed a most rigorous paternalistic government. 20 CRITICISM OF DETERMINISM It is perhaps anticipating to say that the writer conceives the self both as creature and creator. This means that there will always be need of law, form and ritual in our institutions. The keen insight of the statesman will be required to determine when the restrictions on the creature become a detriment to the creator. But no one can become a true guide in practical afifairs who has not first settled the problem of the nature of the self. The fact that evolutionary naturalism and theological determinism, with its accent on total depravity and predestina- tion, have deprived the self of significant independence, makes it of vital importance to examine the foundations on which these two systems rest. Ill NATURALISM What is Naturalism? Philosophy is engaged in a very ambitious undertaking, for it attempts to capture and exhibit things that evade the ordi- nary observer. The difficuhy that confronts a missionary, who tries to disseminate a monotheistic conception of God among illiterate tribes, is not unlike the task of the philosopher who essays to give a clear exposition of his own convictions. Thought is always elusive and language a poor vehicle. In this respect the metaphysician makes confession with the poet of "Fancies that broke through language and escaped." The fact that words are an inadequate expression of the real spirit of any philosophic persuasion, makes it almost presumptuous for any one to attempt a valuation or summary of a system of thought to which he himself can not subscribe. It is ludicrous, not to say pathetic, for a speaker to boast that he will present both sides of a question impartially. No one can become thor- oughly familiar with any vital question without coming to some personal conclusion. And when the conclusion is made, tacitly or avowedly, the multifarious data, which once seemed so flexible, become fixed ; they receive a new color and meaning, now that they are definitely related to an espoused end. With these limitations clearly in mind we continue our study. The child, perhaps, is the best exponent of naturalism. It finds itself in a world of time, space and objects, which im- pinge upon its sense organs and act and react upon each other. The vital problem of its existence is to learn the language, meaning and content of things in order to relate^ itself to them in the most economic way. It takes things at their par value. From the geography of its body it passes to that of the home, the immediate vicinity, and finally to the larger and fuller world of nature. It makes a cosmos out of chaos, not by the ^ The question of self and not-self, implied by the word 'relate/ does not enter the child consciousness. In this unreflective stage the cognitive function is not unlike that of the animal, i. o. accommodation. 22 CRITICISM OF DETERMINISM introduction of a new principle of interpretation, but by passive obedience and by observation of things just as they exist. The knowledge of reality comes like the knowledge of a foreign tongue. The word, the sentence and the meaning are not changed because a new individual masters them. The attitude of the naturalistic thinker is not unlike that of the child. He finds himself in mediis rebus; multiplicity and heterogeneity prevail. Things must be related, unified and explained in order that life may be fruitful. He sets about his task in the most natural way.^ From his childhood experience he has learned how to reduce the complex to the simple; how to explain phenomena that were once inexplicable; how to find significance in the insignificant. The results thus far have only been an earnest of the things to come. With logic and science as his trusted field-marshals the naturalistic warrior goes forth boldly seeking new conquests. What are the conquests of naturalism? What are its con- clusions? Most important is the claimed reduction of the qualitative to the quantitative, the world of appreciation to the world of description, the spiritual to the material. Science comes in the role of a great emancipator. The scalpel and the laboratory have freed us from the myth of freedom, religion and personality. "Belief in the so-called freedom of the will," says Dr. P. W. Van Peyma, "is a relic and an inheritance of an unscientific past; an age of belief in devils and witches, in magic and miracles; in divine interposition and special provi- dence. But as knowledge widens we find that the range of possibilities is lost in necessity."* Huxley is well qualified to speak for his school and therefore the following citation is significant : "Any one who is acquainted with the history of science will admit, that its progress has in all ages meant, and now more than ever means that extension of what we call matter and causation, and the concomitant gradual banishment from all regions of human thought of what we call spirit and spon- taneity. . . . And as surely as every future grows out of the ' Whether the thinker begins as Pearson does in Grammar of Science with sensation, or with bodies as is the case with Ostwald in Primer of Naturalism the method is the same, namely, to start with that which is immediately given. ' The Why of the Will, p. 41. NATURALISM 23 past and present so will the physiology of the future gradually extend the realm of matter and law until it is coextensive with knowledge, with feeling, and with action. The consciousness of this great truth weighs like a nightmare upon many of the best minds of these days. The advancing tide of matter threat- ens to drown their souls ; the tightening grasp of law impedes their freedom."* Hume in a less serious vein graphically expresses the same convictions. *'If we take in hand any volume of divinity or school metaphysics, for instance, let us ask. Does it contain any abstract reasoning concerning quantity or number ? No. Does it contain any experimental reasoning concerning matter of fact and existence? No. Commit it then to the flames, for it can contain nothing but sophistry and illusion."^ The above quotations hardly represent the real temper and attitude of the naturalistic thinker of to-day. In most writers one finds a pathetic sense of loss and regret.^ They are aware that something valuable has vanished from their lives. It is not that they are enemies of religion, God, and spiritual values ; but all these are found to be supernumeraries, and thus are naturally eliminated from the construction of reality. Laplace's reply to Napoleon's query when he presented his Mecanique * Collected Essays, Eversley Edition, Vol. I, p. 159. ^ Inquiry Concerning the Human Understanding. • "It is therefore with the utmost sorrow that I find myself compelled to accept the conclusions here worked out; and nothing would have induced me to publish them, save the strength of my conviction that it is the duty of every member of society to give his fellows the benefit of his labours for whatever they may be worth. ... I am not ashamed to confess that with this virtual negation of God the universe to me has lost its soul of loveliness; ... I think, as think at times I must, of the appalling contrast between the hallowed glory of that creed which once was mine, and the lonely mystery of existence as now I find it, — at such times I shall ever feel it impossible to avoid the sharpest pang of which my nature is susceptible. For whether it be due to my intelligence not being sufficiently advanced to meet the requirements of the age, or whether it be due to the memory of those sacred associations which to me at least were the sweetest that life has given, I cannot but feel that for me, and for others who think as I do, there is a dreadful truth in those words of Hamilton, — Philosophy having become a meditation, not merely of death, but of annihilation, the precept know thyself has become transformed into the terrific oracle of Oedipus — 'Mayest thou ne'er know the truth of what thou art:'" Romanes, A Candid Examination of Theism, pp. 113, 114. 24 CRITICISM OF DETERMINISM Celeste fairly represents the position of the scientist. "M. Laplace," said Napoleon, ''they tell me you have written this large book on the system of the universe and have never mentioned its Creator." Laplace's answer was brief but to the point: *'Sir I have no need of any such hypothesis."^ And the scientist is not without an answer if it is asked why he has no need of such an hypothesis ; why spirit and consciousness are not permitted to remain as independent entities. It is a safe principle in any investigation to begin with the known and the definite. At least provisionally, reality must be defined as the heaviest things in life; the things that can be grasped by the senses and can be manipulated by experimenta- tion. But the observer soon finds that many "weighty" matters have no tangible form. They can not be subsumed under physical categories. Introspection intrudes into the scientist's sanctuary. Consciousness becomes a very tantalizing companion. The naturalist, however, has a very plausible explanation for all spiritual conceptions. Religion and morality serve a useful purpose, but they are prone to forget their humble origin. The bright tungsten light is many steps re- moved from, but it is nevertheless directly and quantitatively related to, the black and inert piece of coal. The classification of material things is made possible because nature has a rationalistic structure. Everywhere there is Einheit in Verschiedenheit. If unity and uniformity did not exist logic would be but a name ; nature could have no spokes- man ; language and mutual intercourse would be impossible. A world without uniformity would be like a body without a skeleton : there would be no coherence, no permanency and no articulate expression. The same uniformity that prevails in the construction of bodies also obtains in the action and reaction among them. A formulation of the way bodies behave is called a law of nature. Its validity depends on the insoluble nexus between cause and efifect, between antecedent and conse- quent. All action or efficiency is quantitatively measurable. Reality must and can be explained in this descriptive termi- nology of science. If anything is not thus explicable it is designated, by virtue of that fact, as a pseudo-phenomenon. This principle of uniformity, which is so easily detected in the inorganic world, is then rigorously applied to the organic 'W. W. Rouse Ball, Short History of Mathematics, p. 388. NATURALISM 25 world, the animal kingdom, and the conscious life of man. It is in this connection that the naturalist makes use of the facts furnished by evolution. With the aid of this information he claims to be able satisfactorily to explain the mental in terms of the physical and to reduce self-consciousness to terms which are amenable to scientific formulae. The amoeba is a unicellular protoplasmic animal. In the ordinary sense this organism has no digestive organs, no muscles, and no nervous system. However, the whole animal has the contractility of muscle and the irritability of nerve. The assimilation of food, the excretion of waste matter, and the reproductive process are carried on by no special organs but are performed by the organism as a whole. If any external stimulus, mechanical or chemical, impinges on the periphery, a specific amount of latent energy is set free and manifests itself in a definite reaction. This response is determined entirely by the strength and kind of irritant and the nature and state of the particular amoeba affected. The higher forms of animal, and man in particular, are only a more complete organization of a large number of protoplasmic cells. The ova-sperm, which is a fusion of the ovum and spermatozoon, contains all the latent possibilities of the mature man. By a process of cleavage or segmentation the cells multiply very rapidly. As the division continues the structure and the function of the various parts become specialized. In due time the ova-sperm has differenti- ated itself into muscles, bones, nerves, and special senses. Man's reaction to external stimulation is not unlike that of the amoeba. In a pure reflex action there is no con- sciousness concomitant with the response. In the higher forms of response there is an invariable concomitant phe- nomenon (better designated epiphenomenon) called con- sciousness. But here also, as was the case with the less developed organism, the afferent impulse plus the nature of the nerve center, which releases the stored-up energy, account quantitatively for the strength of the efferent reaction. The most unique manifestation of consciousness in higher animals is volition. When conflicting impulses come to consciousness it is, of course, impossible to respond to both. In all such appeals there is consciously or unconsciously a preponderance of inclination in favor of one of the alternatives. A so-called decision of the will is merely the turning of the scales in the 26 CRITICISM OF DETERMINISM direction of the greater weight. Consciousness may thus be considered either as nature's extreme example of the versa- tiHty of transformed energy, or the necessary concomitant of a certain pecuHar configuration of living cells. As convexity implies concavity, so certain cell arrangements may imply con- scious life.^ The application of biometric methods to biology and psy- chology have furnished support to the above contention. There is at least a vital conditioning if not a causal relation betvv^een the shape, structure and quality of the brain and nervous system and the moral, mental and spiritual condition of races and individuals. The different nervous constitution, and not any spiritual condition, distinguishes the phlegmatic German from the emotional Frenchman. Lombroso® and his school undoubtedly made exaggerated claims in regard to the ''crim- inal type," still a careful tabulation of the physiological features of men and v^omen who find their way; into penal institutions substantiates the claim that certain congenital physical characteristics convey moral and mental deficiencies. The determinacy of human action is also argued from the fact that the future acts of a group of individuals can be foretold with greater certainty, for example, than the meteorologist can forecast the weather. And whenever any sudden change occurs in the predicted results it is generally admitted that some external condition has changed, and the disturbance in turn has influenced the individuals.^^ The strict dependence of the mental on the physical ; the reduction of the immaterial and qualitative to the material and quantitative ; the leveling of all phenomena to a common denominator of energy or matter in motion, are but the heralds of "the advancing tide of matter" whose onward progress strengthens "the tightening grasp of law." Nothing but a thoroughgoing determinism can result from the naturalistic interpretation of the world. Every *C/. Prof. H. C. Warren's address, The Mental and the Physical, Psychological Review, March, 1914. • Lombroso in his "L'homo Delinquent" distinguishes the born criminal type from other men by the following stigmata: 1. Excessive asymmetry of the skull. 2. Small cranial capacity. 3. Abnormal features. 4. Slight growth of beard relative to hair on head. "C/. Rashdall, The Theory of Good and Evil, Vol. II, p. 310. PRINCIPLE OF EXTENSION 2/ thought and act at any moment is determined by the state of the individual and his environmental conditions. But his state and environment at any time are the necessary products of the natural course of events. Just as the position of a grain of sand on the beach is the resultant of untold but definite physical antecedents, so each emotion, each thought, each page of history has had an equally fixed chain of quantitatively measur- able antecedents. If naturalism is true then a free self- determining agent is a myth and a delusion. CRITICISM If the foregoing exposition is a fair presentation of the nature, method and purpose of naturalism, the way is opened for a critical examination. Does the scientific method alone, if at all, lead to reality? Is science justified in making state- ments concerning the 'Vhat" as contrasted with the "how"? Does not the naturalistic position ultimately rest on speculative thought and presuppositions which can never become elements of experience nor objects of experimentation, and thus depend for their substantiation on proof other than scientific? The following lines of thought, it seems to me, reveal the most vulnerable parts of the naturalistic armor. To say that these arguments per se are conclusive would be philosophic arro- gance; but the claim that these observations, regarding the naturalistic position, militate against a coherent and consistent construction of the data furnished by the world as a whole, is but the outcome of an attempt genuinely to comprehend things in their totality. Apart from the domain where demonstrative evidence is procurable, no single argument or cluster of argu- ments is sufficient to disprove a system of thought. It is rather the cumulative effect of the main arguments, coupled with innumerable necessary implications, that is most potent in producing conviction. A. SCIENTIFIC PRINCIPLE OF EXTENSION My first contention is that the so-called "scientific principle • of extension" may lead to error whenever the conclusion does * not permit of concrete verification. Scientific reasoning proceeds in a straight line. The scientist reasons forward and backward on this line, always, however. 28 CRITICISM OF DETERMINISM assuming the uniformity and continuity of nature. When he comes to the linear limits of observable data, he projects over the limit and assumes that the same processes which took place within the limits, where scientific data were observable, will take place, or have taken place, in the same manner outside those limits. For example the scientist measures temperature by the expansion or contraction of some substance. This process is observable within narrow limits, but the assumption is made that the same quantitative change takes place after verification is no longer possible. But it is quite conceivable and even probable that there may ensue a qualitative change in the process, or that the same numerical relation between temperature and volume no longer obtains. This actually happens in the case of water. Down to a certain degree water contracts as the temperature is lowered, but at a critical point the process is completely reversed and the water begins to expand. 9 This possibility of error is much enhanced when the principle •of extension is applied to social, economic, historical, moral •and religious phenomena, i. e. in the realm where self-con- *sciousness becomes a potent factor. The "law of diminishing utility" is an illuminating example. "As the amount of any good increases, after a certain point the gratification that the added portions afford decreases. "^^ The diminution of gratifi- cation continues until ultimately pleasure is changed to pain. In the study of social conditions it is found that as people collect in a locality, thus making cooperation possible, better sanitation, education and general welfare ensue. But when the size of the city passes a certain point, not only do increased advantages cease, but many additional evils become manifest. In most of the cases cited above verification is possible, and the results are corrected by an appeal to facts. ^^ But in the evolutionary process to which the naturalist appeals in his attempt to make the data of morality, religion and self -con- sciousness amenable to scientific formulae, no such empirical verification is possible. The terminus a quo is the moral, * " F. A. Fetter, The Principles of Economics, p. 22. ' "Just as in logic an 'empirical division' is a corrected 'logical division.' The latter gives ideal groups and an appeal to experience must be made to eliminate the members of the division that do not obtain in the economy of nature. PRINCIPLE OF EXTENSION 29 religious and self-conscious man as we know him today; the terminus ad quern is the most primitive man. Between these two termini there is a clearly marked gradational development. Heredity, social instinct, and environment explain to a great extent the progress man has made in this period in the develop- ment of a monotheistic religion and a morality of oughtness. But in the words of T. H. Green : "The most primitive man they exhibit is already conscious of his own good as conditioned by that of others, already capable of recognizing an obliga- tion."^^ So it is also found that the most primitive man is self- conscious and has a religion, however you may define that term. Morality, religion and self -consciousness hopelessly remove the primitive man from the highest form of animal. The question is not how these human quaUties have success- ively manifested themselves in history but rather this : How account for these entities at all? It is here that the scientist has access to that questionable personage called prehistoric man. But now the scientist has departed from his sure foothold of ^'experimental reasoning concerning matter of fact and exist- ence." He is in a speculative realm where his compass and sextant are useless. He has pushed from the known to the unknown. When he again emerges on the known animal plane a great change has taken place. He still finds mentality in the animal, but self-consciousness, with its concomitant capacity to recognize an obligation and to worship, has been lost in the twilight zone that separates man from the animal. To continue the quotation from Green : ''The theory of descent and evolu- tion opens up a vista of possibilities beyond the facts, so far* ascertained, of human history, and suggests an enquiry into the antecedents of the moralized man based on other data than the records which he has left of himself." Thus, when the scientist asserts that in the amoeba there is potentially present a consciousness the same in quality as that in a religious and moral man, he must admit that this conclusion was arrived at after a long journey through the wilderness of speculative thought where the data of science — "matter of fact and ex- istence" — were not observable and therefore where the usual scientific method was not the sole guiding principle. ^^Prolegomena to Ethics^ p. 8. 30 CRITICISM OF DETERMINISM B. BASIC ASSUMPTIONS My second observation is that the basic assumptions of naturalism are hypothetical and arbitrary. The assumptions are these: Nature is a complex but self-contained system in which uniform laws prevail universally ; in which all change — social, historical and economic included — is explicable as the transference of energy from one form or vehicle to another; in which the amount of energy is a constant quantity. In brief the scientist postulates the "uniformity of nature," the "conservation of energy," and the "inertia of matter." He holds as absurd and inconceivable that an effect is produced by anything but by transferred antecedent motion; that the psychical effectively projects into the physical; that there is an entity determined by itself and not by 'other.' The follow- ing quotation advances a position which an unprejudiced stu- dent of phenomena must admit to be at least plausible. To the scientist the position seems incomprehensible. "The course of the world" says Lotze, "may every moment have innumerable beginnings whose origin lies outside it, but can have none not necessarily contained within it. Where such beginnings are to be found we cannot beforehand say with certainty ; but if experience convinces us that every event of external nature is at the same time an effect having its cause in preceding facts, it still remains possible that the cycle of inner mental life does not consist throughout of a rigid mechan- ism working necessarily, but that along with unlimited freedom of will it also possesses a limited power of unconditional commencement."^* * The psychologist also too often begins his investigations %with rigorous deterministic presuppositions, which preclude ab ^initio independent significance for psychical phenomena. "Psy- * chology," writes Hoeffding, "must be deterministic, that is to ^ say, it must start from the assumption that the calisal law holds ^good even in the life of the will, just as the law is assumed to \ be valid for the remaining life and for material nature." I submit that such assumptions are arbitrary and unwar- ranted if justice is to be done to the facts, and if any regard is to be had for philosophical method. Ladd is fully justified , when in criticism of the above passage he says: "Psychology " Microcosmus, Vol. I, p. 261. BASIC ASSUMPTIONS 31 has no right to such assumption; it must stick to the facts of • consciousness, discuss and describe them just as they are, then, • if it can, explain them, but it must not sophisticate them. ♦ Among these facts it finds the conscious and dehberate choice. • Its appearance is not that of a fact in which the causal law • holds good ; it is rather that of a fact arising in the mysterious • depth of the self-directing mind."^^ What are the facts which the psychologist and the scientist • find and which they try to force into the formulae of physics ? * There is, of course, first of all the great multiplicity of material * phenomena : the falling stone, the receding tide, chemical » affinities, geological strata — in brief, physical action and reac- \ tion. But it would be a mistake to assume that these manifes- \ tations constitute even the major part of knowledge and ex- *> perience. There is on the other hand the amazing wealth of data and fact furnished by history. In the broad sense history " is the articulated expression of consciousness. The conscious * life of the billions, who have inhabited the globe, has found embodiment in social and religious institutions, in art, in litera- ture and in philosophy. If all the facts of the physical sciences were enclosed in one book and all the facts of the social sciences in another, no one can deny but that the latter would be much more voluminous. It is not intimated that this state- ment proves or disproves anything, but it does bring out a fact, which the scientists only too often ignore, namely, that there is no preponderance of physical over social data. If we approach these records of consciousness without any presuppositions there emerge some patent facts. Human history is non-repetitive ; it is constituted of a vast number of unique individual acts. In as far as these acts are the ex- pression of rational beings they assume a continuity and coher- ence; but the connection that binds them together is different from the bond that unites physical phenomena. Like M. Henri Bergson's conception of time, history is a qualitative multiplicity, a heterogenity of elements that interpenetrate and commingle with one another. There are no a priori reasons why these phenomena, so unlike physical facts, should conform to the same causal laws observable in the material world. The decision must be arbi- trary which disqualifies half the eligible players before the " Outlines of Descriptive Psychology, p. 336. 32 CRITICISM OF DETERMINISM game begins. To assume that the mental is amenable to the laws of physical science ; to assume that consciousness is equal to Yi m v^ is to prejudge the case. It can be said of the naturalist as Aristotle said of the Pythagoreans, that they are ''forcing phenomena into accordance with certain reasonings and notions of their own." I confess that I cannot see the , force of Prof. H. C. Warren's logic when he says : 'The burden tof proof rests on those who deny the regularity and deter- •minacy of human volition and human reasoning."^^ It is •equally if not more imperative that he establish that reason does *not make possible the regularity observable in nature.^^ • It must not be understood that fault has been found with • the scientist because he begins his researches with definite •presuppositions which at the present stage may still be unveri- • fied hypotheses. Every investigation must proceed in some •such manner. The work and the instruments of science are %teleological. Their object is to subjugate nature in such a way %that it may become an object of knowledge and a benefit to ^mankind. To carry out this purpose recourse must be had to abstractions — space, time, energy, mass and motion. Most of these concepts are defined by the scientist in terms of each other. True, this does not shed any light on- their real nature but for all scientific purposes such definition is adequate. As long as the scientist does not presume to write a metaphysic, and admits that he is only investigating a limited field of reality — "the world of description"^^ — he is making a legiti- mate use of his abstract conceptions. But when he quotes his axioms and then proceeds to assert that, in so far as "the world of appreciation" cannot be subsumed under these cate- gories, it has no significance and reality, the naturalistic thinker makes an illegitimate use of his rubrics because he attempts to apply them to phenomena beyond the scientist's domain. It need hardly be reiterated that the above-mentioned axioms are neither self evident nor necessitated by the laws of thought. Even Mill declared that it was an unwarranted assertion to claim that the principle of causation as taught by science ob- tained in the whole universe. "Ibid., p. loo " Cf. Green, Prolegomena to Ethics, "The Spiritual Principle in Knowledge and Nature." " Cf. J. Royce, The Spirit of Modern Philosophy, Lecture XII, "The World of Description and the World of Appreciation." BASIC ASSUMPTIONS 33 Let us examine a little more carefully one of these axioms, as a typical case, in order to get a better conception of their tentative character. I select the principle of conservation of • energy, because it is so strongly maintained that, if a free self • determining entity were recognized in reality, the very warp * and woof of the scientific fabric would be torn into shreds. Conservation of energy is defined thus : "In a system of • bodies neither acted upon by, nor acting upon, anything outside * of itself, the total energy of the system remains invariable only » changing from one form into another."^® The "system" may refer to a clock, the earth, the solar system or the universe. Reality consists of a fixed amount of energy captured and expressed in a "world formula" by science. If mind, which is • not a "system of bodies," were so bound up with matter as to • become an efficacious agent, the above principle would be * invalidated ; Shakespeare's plays could no longer be equated to ^m V-, for now the molecular motions of his brain have been supplemented by a spiritual efficiency. My contention is that no harm can accrue to the conception of the permanency and regularity of nature by leaving room in the scientific pro- gramme for a dynamic spiritual principle. There may well be an interpenetration of the spiritual and the physical. When once the spiritual has projected itself into the realm of the physical, where the law of cause and effect obtains, the sup- plied energy would conform to the laws of change and transfer- ence which exists in that particular physical system. When a meteor falls into the ocean the configuration of the whole earth is readjusted and the sum of the mass particles on the globe is increased by the intrusion of a stranger from another realm. But no law of physics or thermodynamics has thereby been vitiated. It must be remembered that there is a distinc- tion between the assertion that there are constant mechanical equivalents between the various forms of energy, and the gratuitous assumption that the quantity of energy in the uni- verse is finite and invariable. The physicist speaks of kinetic, potential, dissipated and latent energy. Of latent energy we know little or nothing; dissipated energy can never be rein- stated as available power; potential energy, "capacity for capacity of work," is not mechanically of the same dimension as kinetic energy. But as yet no means have been devised by "Baldwin, Dictionary of Psychology and Philosophy. 34 CRITICISM OF DETERMINISM which these different forms of energy can be accurately calcu- lated and therefore we cannot dogmatize about the amount and constancy of energy in the universe. Such a dogmatic state- ment would be as tenable as the contention that the quantity of water in a lake must be constant because the surface is always level. Or the attitude of the physicist might be likened to that of an imaginary economist who had never heard of production and consumption, but confined his entire attention to the study of the laws of exchange. With an entire disregard of the laws of production and consumption, supply and demand curves can be mathematically constructed. ^° ''In the grander economics of nature the relations might be similar." The forces of the universe may continually be enhanced by agents which are not themselves part of the mechanistic system which we call nature. It may well be that reality is richer in content than a scientific formula or a logical concept. While, therefore, the physicist may tell us much about the behavior of mass particles in the sphere of his observation and while he may formulate accurately the laws to which certain kinds of energy conform as they pass from one state to another, he can only speak in hypothetical terms when he essays to limit the bounds of reality by the declamation of a few assumed axioms. C. EPISTEMOLOGY In the third place I submit that, when due regard is given to epistemological considerations, it is found that naturalism presupposes — to use T. H. Green's phraseology — a spiritual principle in nature which is not a part or product of nature, in that sense of nature in which it is said to be an object of knowledge. Thus far in our examination the existence, the nature, and the importance of the knower or sponsor of naturalism (or any other ism) has not been insisted upon. It has only been urged that, when the naturalistic scientist undertakes to give a comprehensive account of reality, his methods and assumptions are open to criticism and subject to modification. He is un- warranted so to construe the world that all facts must be re- duced to matter or motion. It has also been indicated that no ** Illustrations by J. Ward, Naturalism and Agnosticism, Vol. II, p. 75. EPISTE^^IOLOGY 35 harm need accrue to any of the necessary postulates of science if a causa eminens prevails in conjunction with a causa formalis. An advance step now becomes imperative. The relation of subject to object, of knower to the thing known must be care- fully surveyed. What are the necessary implications in the process of knowing nature in the scientific sense as a connected system of uniform laws? Is the subject knowing any part of, or the sum of any parts of, the concatenated matters of fact and experience which are the data of science? Is there any validity in Kant's statement? ''Macht zwar der Verstand die Natur, aber er schafft sie nicht." When Huxley exclaims : 'Tact I know and law I know" does he not imply a conditioning relation between the *T" and the ''fact" and "law"? In urging these epistemological questions, I am fully aware of the disrepute into which epistemology has come in some philosophical circles. Prof. W. T. Marvin writes in all serious- ness : "Those who deny that the theory of knowledge is fundamental believe that the idealists are here guilty of a grievous logical treason whereby, through a coup d'etat a perfectly legitimate special science has been raised by them from the humble rank of a private citizen in the world of science to be the infallible and supreme autocrat and judge over all the other sciences."-^ But it is of great importance to note that epistemology is not a "special science" at all, even though it claims to be scientific in its method. A particular science investigates and systematizes as far as possible all the facts contained within a specific sphere. Philosophy (including epistemology as one of its branches), assimilating the knowledge furnished by the special sciences, attempts to gain a new insight and present a more consistent conception of the nature of reality. It is true that a man can see without understanding the mechanism of the eye ; it is true that a man can know without understanding '^ A First Book in Metaphysics, p. 204. Ever since the publication of Locke's Essay Concerning the Human Understanding and Kant's Critique of Pure Reason there has been a tendency to permit episte- mology to supplant metaphysics. This tendency, however, has been over emphasized by the Neo-Realists in their vituperative attacks against epistemology. Vide W. T. Marvin, "The Emancipation of Metaphysics from Epistemology," in the New Realism. 36 CRITICISM OF DETERMINISM the process of knowing; but it is also true that the mechanism of the eye fixes the limits of vision and that the nature of the cognitive function determines to a large extent the measure and nature of knowledge. Epistemology is fundamental to all the sciences not because of the usurpation of power, but be- cause all the facts of the sciences are obtained and systema- tized by the use of the cognitive faculty. The center of the circle is more fundamental than any radius because all the radii presuppose and must pass through the center. Criticism is not like an infallible autocrat, ruling the philosophic and scientific domain with a high hand ; it is better likened to a light house, which from its natural point of vantage throws its searching light far out into the distant future, beckoning on- ward in the right direction both science and philosophy. This brief exposition of the grounds on which a theory of knowledge is justified is indispensable not only because the naturalists usually ignore these considerations altogether, but also because the epistemological argument is the most dis- tinctive, and gives the first assurance that reality contains a genuine spiritual element. The old proverb, *'As iron sharpeneth iron so the coun- tenance of man his fellow," nowhere finds better embodiment than in philosophic controversies. Here, unlike other relations in life, a man's dearest foe is his best friend. The stronger the position of the opponent, the better can be displayed the strength and the mettle of the a.ntagonist. If there had been no Hume there might have been no Kant ; if there were no natural- ism there would be no clearly defined spiritualism. Hume divided all the objects of human reason or inquiry into "relations of ideas" and "matters of fact." The former consti- tute intuitive or demonstrative affirmations — the necessary log- ical implications of thought which are formulated in mathe- matics and geometry. The latter deal with the so-called phenomena of nature. Here we deal only in probabilities. Hume clearly saw that the fundamental conception in nature, as a connected series of events, is causality. Contiguity, suc- cession and necessary connection are the three essential ele- ments in causation. The first two are explicable from the data furnished by observation and sense impressions. In his searching analysis Hume points out that neither the cause nor the effect can disclose the nexus that binds phenomena to- EPISTEMOLOGY 37 gether. "No connections," says Hume, "among distinct existences are ever discovered by human understanding." To explain then the "necessary connections" among phenomena Hume had recourse to the psychology of association, in which custom and experience account for the delusion of causality. And yet it is interesting to observe that Hume v^as dissatis- fied with the skepticism to which his position naturally led. He admitted that the many sense perceptions were in some way unified in one consciousness; but this principle of unity had no significance for him. It was Kant who developed Hume's vague feeling for a permanent unifying principle into the "originally synthetic unity of apperception." How close Hume came to Kant's position in this respect is significantly pointed out by Ward.^^ In his Treatise Hume says : "The human mind is but a system of different perceptions or different exist- ences, which are linked together by the relation of cause and effect, and mutually produce, destroy, influence and modify each other." But in the appendix to the later editions of the Treatise he confesses : "But all my hopes vanish, when I come to explain the principles that unite our successive per- ceptions in our thought and consciousness." It is here that we begin to find the limitations of naturalism and its necessary termination in spiritualism. If there were no unifying principle in consciousness independent of "suc- cessive perceptions", there could be no T' and if there were no *r, there could be no 'facts' and 4aw,' for these only become common property when related to a consciousness. There can be no naturalism or science which does not presuppose as instrument of research and formulation an element which is not naturalistic in the narrow sense. In order that science may become serviceable, that thought may become knowledge, and knowledge power, there must be permanence and certitude. But if knowledge, on the one hand, is merely "matters of fact" i. e. successive sense perceptions, it has no coherence and uni- versality; and if, on the other hand, it consists of "relations of ideas," it has no necessary reality. Thus it is realized that, since consciousness is at the same time equally present to a series of events, it cannot itself be a part or product of such a series. In other words, a knowledge ^Naturalism and Agnosticism, Vol. II, p. 228. 38 CRITICISM OF DETERMINISM of nature cannot be a part of nature. Triton, emerging from the sea and apprehending the wide expanse of water with one sweep of the eye, cannot be any part or product of the element which is native to him and which he has the power to survey. However far the scientist moves from his starting point, he is constrained to acknowledge the centrality of the knowing and thinking self ; to find his irov arrco in Descartes' Cogito ergo sum. It is a highly significant fact that a scientific thinker as naturalistic as Huxley should admit, *'that our one certainty is the existence of the mental world." The genesis of knowledge is thus to be found in conscious- ness. It is this spiritual element that construes nature and gives meaning to it. It is that organizing and form-giving element in knowledge which is the basis of Kantian thought. The conceptualizing process illustrates on a small scale the primacy and the nature of this spiritual element, whether embodied in a finite self or in the Absolute. Through the avenues of the senses there come to the mind various separate sensations, which consciousness unifies into a concept. Multi- plicity is reduced to simplicity. The one emerges from the many. This unifying principle in conscious experience finds its ideal counterpart in the unity of nature. The function of science is to conceptualize the universe. The pattern for this task is found in the nature of the scientist's self-conscious life. Both logically and empirically the spiritual precedes the material. The latter can only be interpreted in the light of the former. Consciousness can include nature but nature can- not include consciousness. The fallacious conclusions of naturalism are traceable to the fact that this process is reversed. Der Verstand macht die Natur and not die Natur df-GDd:,"THough none'^ls sufficient power wholly to thwart His final purpose. "Foreknowledge of the contingent," says Martineau, "is not a perfection, and if, rather than have a reign of universal neces- sity and stereotyped futurity, He willed, in order to prepare scope for a gift of moral freedom, to set up a range of alterna- tive possibilities. He could but render some knowledge condi- tional for the sake of making any righteousness attainable; leaving enough that is determinate for science; and enough that is indeterminate, for character."^^ With this conception of selfhood it is also significant to observe that the enigma of sin becomes rationally explicable. Finitude means frailty, and thus the possibility of evil. Though in an infinitely good God sin is inconceivable, it is entirely compatible with the existence of a finite creature. Evil as a misuse of talents, given to a free moral agent, violates neither the perfection nor the omnipotence of the Deity. In the criticism of theological determinism it was submitted that the ought, which is indispensable to Christian ethics, could not be grounded in a strictly "closed universe." No matter what the obligatory ideal may be, to say that I ought to conform, presupposes ability to do so. What ought to be can be. The demand of oughtness is firmly grounded in the new conception of selfhood because the self can creatively respond to the lure of an ethical ideal. Each self contains the potentialities of many characters — good, bad, and indifferent. The soul is full, as James has it, of "simultaneous possibilities." The imperative voice is a challenge to actualize only the best. And this challenge is not mockery because each self has some unique responsive power. "^ study of Religion, Vol. II, p. 279. VI— CONCLUSION The ultimate purpose of our study has been to find a basic principle for the solution of the many practical problems which confront the thoughtful student of modern life. The transi- tional character of the present age makes the need of such a principle doubly imperative. The reconstruction of social in- stitutions is the demand of the hour. Shall the work proceed in the direction of individualism or paternalism? The true answer can be given only if we have a true know- ledge of the nature of the individual selves which constitute the social groups. /Science and deterministic theology, by inter- preting the self as an entity directly or indirectly deter- mined by 'other/ paralyze initiation and place a high premium on collectivistic methods. The one makes the self the organized resultant of physical moments; the other makes it the product of physical plus spiritual moments. In both cases the self has no inherent creative possibilities. Ultimately all is given and determined by external influence, Evtdeft€e- has been addno^, however, to-&bew^-thart these two prevailing schools misrepresent the real nature of the self. The individual is more than the sum of all external contributions.^ These increments largely condition the operations of the self but they are never the sole ground of its distinctive activities/The vis which constructs the mental and moral life of the individual is not entirely traceable to antecedents; for each self is sui generis, and is itself the ultimate ground of its real emanations. Talents, position, and opportunity vary greatly among men; but each has power to recreate his environment and to create out of the plastic element of his nature a finished piece of reality. This conception of the self becomes our guiding principle. It will guard against a chaotic individualism as well as a petrifying paternalism. The pure Ego remains barren until it is projected into spatial and social relations. This objectifying process is helped or hindered by the conditions which obtain in the body politic. Increased restrictions are sanctioned as long 57 /'SS'-^'t/^^ > •[ 'iZR^TlClSM OF DETERMINISM as they tend to enhance individual freedom. The real purpose of restraint is to permit the individual to realize both his social #and super-social possibilities. The church and the school can ♦ hasten the realization of this ideal by proclaiming the Gospel %0F Creative Selfhood. ->• »f:l-* 14 DAY USE RETURN TO DESK FROM WHICH BORROWED LOAN DEPT. This book is due on the last date stamped below, or on the date to which renewed. Renewed books are subject to immediate recalL ^tim'SOEM D WAY % 5 1960 NQ V 1? .B61 4Nov'63RV — RKC'D LP -p^M^ 6Dec'«WC \^' '^OV^P^^ ^^^«tf£4l^ JUNS '81 U RCC'D DEC 6 '64-' REC'D LD 42 J^N 1 9 1961 13Nnv'6lDS LD 21A-50m-4,'60 (A9562sl0)476B General Librarr UoiTerritr of California Berkeley "W 14 DAY USE RETURN TO DESK FROM WHICH BORROWED LOAN DEPT. This book is due on the last date stamped below, or on the date to which renewed. Renewed books are subject to immediate recall. YiEC'O L.LJ 1 DEC 2 9*64 "^P^ l» (E4oooslO)4/6B Berkeley