OF THE University of California. OIRT OK WctWaaX) it Cr-fVfV ^AAX) UvuVT'. niTE AS AN INDEX OF STYLE IN THE ORATORS. A DISSERTATION PRESENTED TO THE BOARD OF UNIVERSITY STUDIES OF THE JOHNS HOPKINS UNIVERSITY FOR THE DEGREE OF DOCTOR OF PHILOSOPHY, JUNE, 1898, BY WILLIAM ALEXANDER ECKELS. BALTIMORE: JOHN MURPHY COMPANY. X901. /■< CONTENTS, Page. Purpose and Scope 6 Comparative Value of Tests: 1. Average Occurrence. , 7 2. Moods 8 3. Correlation 9 "CiffT^ IN Isocrates: Comparison of Usage (1) with that of other orators 13 (2) indifferent classes of orations 18 (3) in different orations of same class 21 (4) in different parts of same oration 33 Subdivisions (1) of Non-correlative type 86 (2) of Correlative type 39 Equivalents 44 Moods 55 "no-Tc IN Demosthenes ♦ 67 PREFATORY NOTE. The writer's obligations to Professor Gildersleeve in connection with the present work appear on many pages of it. It only remains here to acknowledge the far deeper debt for inspiration and illumination along many lines of Greek studies incurred during a rather unusually long period of intercourse as teacher and student. He also takes this opportunity to express his thanks to Professor Minton Warren, late head of the Latin department at Johns Hopkins, for much patient and helpful guidance in the methods of philological interpretation and research. Miami University, Oxford, Ohio, September 19, 1901. ^nSTE AS AN INDEX OF STYLE IN THE ORATORS. General Purpose. The purpose of the present work is to examine the use of wo-re in the Attic orators with reference to stylistic effect. The historical development of the construction and the syntactical phenomena which it exhibits have been fully set forth in such studies as Seume, De Sententiis Consecutivis GraeciSy and Gilder- sleeve's article on the Consecutive Sentence in Greek, A. J. P. vii. pp. 160-175. Without meaning to press unduly the distinction between syntax and style, or to deny that all syntax may be *^ made available for the appreciation of form " (cf. the article just cited, A.J. P. VII. p. 162), T have confined my attention chiefly to those features of the usage of wo-re which are most obviously of stylistic import, endeavoring to ascertain what, if any, rhetorical ends the varied handling of the consecutive sentence has been made to subserve. Choice of Orators as the Field. The orators have been chosen as the field for this study, (1) because they represent the most artistic development of Greek prose, the most careful attention to the structure of sentences and periods ; (2) because they show an especial fondness for the axrre construction; (3) because this department has thus far received least attention in this connection. Of studies dealing with the use of wcrre in particular authors or departments, special mention must be made of the work of Fellmann on the Tragic Poets, of Wehmann on Herodotus, Thucydides, and Xeuophon, and of Berdolt on Plato — the latest, and much the most comprehensive and satisfactory presentation of the details of wo-re usage for a 6 ''flo-re as an Index of Style in the Orators, m particular department. Berdolt, in his preface, notes the need of a similar investigation in the domain of the orators. As to the second point, the language of Sen me, in his introductory para- graph {DeSent Cons. Graec, p. 3), is pertinent; "Exerapla autem tantum ex antiquioribus scriptoribus aiferam, maxime ex oratoribuSy. qui artissima sententiarum per particulam wo-re coniunctione, in qua magna est vis oratoria, creberrime utuntur.'^ The special adaptation of this construction to oratorical purposes it will be one of the objects of this discussion to make clear. The actual frequency of its use in this department will appear from the following tables, in which the average occurrence of wo-re ta the Teubner page in the several orators is set over against ita use in the four most important classical prose writers. Tables of Average Occurrence. I. II. Herodotus 17 Antiphon 28 Thucydides 25 Andocides 36 Plato 25 Lysias 95 Xenophon 50 Isocrates 1.00 Isaeus 69 Demosthenes 46 Aeschines 30 It will be noted that all the non-oratorical writers except Xeno- phon fall below the average of the lowest of the orators. Further^ reference to Berdolt's work, p. 39, shows that the group of Platonic writings which stand highest in occurrence of coare — doubling the average use for Plato — includes the Apology, a work cast in oratorical form, and pieces like the Symposium and Phaedrus which contain long monologues of a more or less formal sort and so bear something of the rhetorical stamp. Origin of the Study. The impulse to this study was given by Gildersleeve's review of Wehmann's dissertation, A. J. P. xiv. pp. 240-2. Beginning with some comments on the varying use of the finite moods and ''XlorTe as an Index of Style in the Orators. 7 infinitive in different authors, and passing on to the consideration of the use or omission of a preceding correlative with wcrre, the writer of the review reaches the conclusion that "it is safe to speak of stylistic effect within the range of axTre" Aiming to test the correctness of this general proposition by detailed investi- gation, I naturally followed the lines suggested in the review, and added to the study of the moods and of correlation some inquiry into the value of the frequency of occurrence of axrre in general as an index of style. The result has been to convince me that this last, as well as the use of moods, is of minor importance as a stylistic test, while the phenomena of correlation are of marked significance. A few illustrations may suffice to indicate the negative character of the results obtained from the use of these minor tests, and to explain why they are here- after treated only as incidental and subsidiary to the main theme — the use of correlation with coare. Test of Average Occurrence. The table of average occurrence of wo-re in the orators presented above is a good illustration of the comparative barrenness of mere statistics, without close analysis and interpretation. The order given is chronological; and the "returning curve" presented — the regular increase and decline in the use of wcrre — is, at first glance, sufficiently impressive. Yet it is hard to connect these variations in frequency of use with characteristic differences of style. A rough generalization might see in the large use of the construction in Lysias and Isocrates, as compared with its rarity in Antiphon and Andocides, the sign of an increase in artistic carefulness as to sentence-structure ; but, from this point of view, how are we to account for the marked falling-off in the case of a no less careful artist, Demosthenes? And what shall we say of the close approximation — almpst co-incidence — as to employment of coare in Isocrates, the model of the " florid '' style, and Lysias, the representative of the "genus tenue"? Another illustration is to be found in a comparison of two speeches of Isocrates — the Adv. Euthynum and the Helen. Both of these stand high among the Isocratean works in use of wo-re, but they represent 8 '^Ha-Te as an Index of Style in the Orators, styles of composition the most diverse. Here, as in the com- parison between Isocrates and Lysias, the difference of style of which the *' occurrence " test gives almost no sign is most accurately reflected in the use or omission of correlation. If there is anything suggestive in these statistics of average occurrence, it seems to me to be the marked avoidance of wcrre in the orators following Lysias and Isocrates, as compared with the usage of these two authors. We might conceive of a certain re-action against a use of the particle which had come to be noted as excessive and approaching a mannerism. Such a view would receive some support from results noted in the latest works of Isocrates himself. Test of Moods. In speaking of the unreliability of a simple mood-test, I do not mean to deny the existence of a distinction between mcttc with the infinitive and with the finite verb. Some measure of difference doubtless exists, and the use of the moods probably has still further secrets to yield to a subtle and painstaking analysis.^ I only wish to record a conviction that the mere statistics of the moods do not afford any such broad and readily applicable test of style as do those of correlation. The two sets of phenomena often show a close relation ; but the meaning which they hold in common can generally be expressed much more accurately in terms of correlative and non-correlative than in those of finite verb and infinitive. An illustration may be had by comparing the usage of Isocrates and Lysias as to moods. Lysias shows finite verb to infinitive as 2.07 : 1 ; Isocrates, as 1.5 : 1. This is not a very striking difference, to begin with. So far as it has significance for our purpose, it speaks, I think, for the freer, less closely-connected structure of Lysias as compared with Isocrates; but this is more exactly measured by the ratio of correlative to non-correlative forms. For reasons which will be developed later on, the finite mood is the favorite form with non-correlative wo-re; hence we might say that it is because of * Cf. especially the observations on the moods in Gildersleeve's article, A J P VII. pp. 170-3. " Clare as an Index of Style in the Orators. 9 his larger use of non-correlatives that Lysias shows a preference for the finite verb. So, in an examination of the several orations of Isocrates, I have found that the diiference in moods sometimes tells a part of the same story of which the difference as to correlation tells practically the whole. Allowing that the use as to moods and that as to correlation often run together, we seem to be justified in giving greater prominence to the latter as a stylistic test. In such a study, we are dealing with choice of forms ; and the question of use or neglect of the correlative is a prior one to that of mood — i. 6., when the mood comes to be chosen the correlative has already been used or rejected, so that the mood is more likely to be influenced by the usage as to correlation than the latter by the mood. Again, the value of the mood as a stylistic test is diminished by the existence of certain considerations which, important as they are from the strictly syntactical standpoint, may be fairly called extra-stylistic. I refer especially to the rules, almost inviolable for the orators, which require the infinitive in certain connections — with preceding negatives, questions, conditions, and the like.^ Choice of mood being here excluded, these cases of cocTTe, which make up a considerable group, are in a measure excluded from the scope of our inquiry. I hope to add, at the end of the present work, some observations on the use of the moods, and to point out some of the limitations under which I conceive the study of their use can be more profitably pursued. Test of Correlation. (a) Its Value in General, The general considerations which tend to make the use of coa-re correlative a norm of style are sufficiently indicated in the review of Wehmann (A. J. P. xiv. pp. 240-2) to which I have already referred.^ The first lies in the responsive effect of correlation 1 Cf. Seume, p. 49, Gildersleeve, Cons. Sent., A. J. P. vii. p. 173. *I subjoin some extracts from this review, which should be read entire, as giving the actual starting-point of this investigation : " Sxttc occupies a peculiar position among the correlative sentences — nay, among the dependent sentences. 10 "Ho-Te as an Index of Style in the Orators. generally. "A certain deliberateness, a certain irepL^oXrj, attaches to any wedded pair of correlatives." But further, the author points out the peculiar nature of the wcrre sentence in not allow- ing interchange of position between the principal and subordinate members.^ This absence of inversion excludes the element of "surprise," of " interjectional effect," which is possible in other correlative sentences, and makes the sentence with coo-re and a correlative " necessarily reflective, necessarily sedate." The ele- ment, then, of orderly progression of thought, added to that of responsion and balance inherent in the use of a correlative, gives that " consequentiality " which Gildersleeve attributes to the form of sentence which we are considering. The contrast between this and the form in which tendency — inherent or actualized — is added as an afterthought, without the anticipating correlative, is that to which I desire to direct attention in the following pages. The questions of finite or infinitive with the latter type and of the more or less close connection of the coo-re clause as indicated in our texts by the arbitrary device of punctuation, I prefer to leave out of sight for the present. The contrast between the C. and N. C. types may be fairly illustrated by placing such a sentence as Isoc. Hel. 37 : Ovrw yap vo/jbiiii(o<; /cal Ka\(b<; Bimkcl rrjv ttoXlv uxTT en Kol vvv l')(yo(; 7979 eKeivov 7rpa6T7)To<; iv to2<^ rjOecriv '^/jlwv The protasis of the conditional sentence may follow. There is nothing strange in that. The final clause may precede. That liberty comes in with the dramatic poets. We may say '6s — ovtos as well as ovtos — '6s, '6crov — tootovtov as well as Toaovrov — '6(tov\ but a^trre must always follow, must always be what its name implies — consecutive, and when the correlative is expressed there can be no surprises, no bouleversements. It is, therefore, necessarily reflective, necessarily sedate. It is perforce excluded from the sphere of liveliness, of yopy6T'i]s. Of course, a certain deliberateness, a certain irepi^oK-i] attaches to any wedded pair of correlatives, but if the relative precedes the demonstrative, there is room for an interjectional effiect. Not so with o'vtoos — (loaTe, not so with toctovtov — So-re. This effect of the correlative in general and of &(TTe in particular was distinctly recognized by the ancient rhetoricians. ... At all events, the consequentiality, as one might render the inpi^oX-l] of the consecutive sentence, is a point not to be overlooked in future treatises on ibare, and the subject is one that deserves to be pursued." ' The very rare examples of a So-re clause preceding are interesting as showing how completely the final conception had come to prevail in these cases. The equation lixm = 'Iva can alone account for the inversion. Of course there is no such instance of inversion where a correlative is used. "Xlo-re as an Index of Style in the KaTaX€\€l4>6aL .... over against one like Ad Nic. 49 : Ot he Tov<; fj,vOov(; eh dy(ova(TT€ Kal raiceivdov Xaj^elv ; (2) The condition, or stipulation {oiare = icj) wre), as Phil. 133, 6crTC<; TTpoacpelTac KLv^vveveiv wcrr' -^7 ravra Xa^elv rj o-reprjdrjvac. (3) The so-called ^'superfluous'^ wo-re, including the clauses used as (a) subject or object of an impersonal verb, like ut c. subj. in Latin, as Archid. 40, el Be TroXXa/ct? yeyovev ware Koi rov^ * Cf. Gildersleeve, A. J. P., vii, 168-9, on relation of this to the pure final type. ''flcrre as an Index of Style in the Orators. 37 /u-etfftj Svva/jucv €')(pvTaep6Lv. The list for Lysias is made up of 23 ek tovto (too-ovtov) TjKeLv and 4 ToaovTov Belv. Three of the expressions included in my study are thus seen not to occur in Lysias, and his great fondness for the formula eh tovto (too-ovtov) r/Kecv comes out clearly. He uses it with the limiting genitive in all but two cases. In one of these (30, 3) the verb used is the passive of ^ Cf. Berdolt (p. 25) on ets tovto i^Keit/, "foreign to historical prose." * els TOVTO, Adv. Ctes. 94 ; els too-ovtov, Adv. Ctes. 256. ^ The average occurrence to the page of these formulae in six orators stands thus : Antiphon 04 Isocrates 13 Andocides 03 Isaeus., 04 Lysias 12 Aeschines 01 "Oo-Te as an Index of Style in the Orators. 41 KaOiCTTTj/jLC, which I have treated as a verb of " coming " here and in two cases in Isocrates (De Pace 84 ; Paneg. 60). Under (3) I have included one case of outo) ttoWov Setv (Lys. 30, 8) ; and under (4), one of ouro)? rjv iroppeo rov (Isoc. Panath. 77). In one of the examples under (5) there is but a single clause with (oare, but the sense of " differ ^' is clearly present, and the contrasted member is readily supplied in thought from the pre- ceding sentence. I have not included under this head cases of ToaovTov Sca^fepetv in which the meaning is rather '^ to excel '' than 'Vto differ" {e.g., Paneg. 4; Evag. 24; Evag. 71). There are a number of expressions which, like this, are frequently fol- lowed by axrre in Isocrates, but they do not quite attain to that regularity in phrasing and in mood which would entitle them to rank with the formulae here treated. General and Fartieular. In studying these formulae, I was struck with an observation of Seume's (p. 51) that, in these formulaic sentences, "the facts stated in the ooare clause have more force than the causes from which they spring;" and that, "while, formally, qualities or conditions are illustrated by their effects, in actual use this form serves to set forth particular facts." I was led to examine other (hare sentences to which this description seemed equally applicable, and, finally, to mark off a type of which the oratorical formulae constitute only a group which has crystallized into a definite form and has a fixed law of mood in the ware clause. This type I have called " general -\- particular." It is that form of C. wa-re sentence in which an act, quality, or condition is defined, not by some fact or circumstance which flows from it, but by giving a particular example of the act, quality, or condition. Compare, in English, " I am so fortunate that I am envied by my friends " with " I am so fortunate as to have many friends." In the latter case there is no true external result, as in the former. The re- lation is, to our feeling, more one of comparison than of consequence proper.^ ' Cf. Seume, p. 40. 42 ''Hcrre as an Index of Style in the Orators. So, in Paneg. 29, ovrco<; rj ttoXi^ rj/juMv ov /jlovov ^eoc^tXo)? aXka Kal (j)i\av6p(t)'7T(o<; 6cr')(6v, ware .... ovk \<^d6vr)ae Tot9 aX\ot<;, K. T. \., the (j)LXav6p(07ria does not so much result in not envying ; it consists in it. Set this off against the sentence quoted on p. 10 (Hel. 37), or the one in Paneg. 70, ... . Toaovrov .... SoeXiTTOv S(TT€ ev Tc5 fiera^v .... KaTotKcaOrjvac, and cf., for further examples of the G. -f P. type, Paneg. 24, 79; Hel. 47, 62; Antid. 16 ; Aeg. 31 ; Lys. I.IO^^) : 3.33.^ In such sentences, as Seume points out in connection with the formulae, the ware clause is likely to be more important than the main clause which precedes it, and which serves as a so.rt of generalizing introduction. Of course, the question of the relative degree of stress falling on the main and coare clause is one that may often suggest itself, and the decision of which, resting largely on subjective considerations, must be essayed with caution. Where there is a true cause and effect relation, the first member has a prima facie claim to at least equal rights with the second ; but here, where the consecutive relation is rather formal than inherent in the thought, the main clause is more naturally felt as a mere preface to the particular statement, which gains weight and emphasis by the suspense. Not infrequently the context is such as to strengthen greatly the impression that the specific statement in the ware clause is that on which attention is concentrated, and for the sake of which the sentence was introduced. It may form one of a series of particular statements in a narration, or be in marked antithesis to such a statement in a preceding sentence or member, while the generaliza- tion may be only a repetition of one previously made and be quite unnecessary from the standpoint of thought.^ The fact that the finite verb is the prevailing mood-form with aKTT€ in this " G. + ?•'' type — as it is virtually the only one employed in th^ special subdivision of " formulae " already con- sidered — helps also to emphasize the importance of the oocrre clause as an independent statement in these sentences. ^As already intimated, almost the entire group of "oratorical formulae" exemplify this relation — e. //., Bus. 14. In De Big. 16, Loch. 8, the eis tovto idiom seeins to be followed by a clause of true result, but such instances are sufficiently rare. ^ For illustrations of this point, cf. Paneg. 24, 29, 79. "D^are as an Index of Style in the Orators. 43 The importance of this type rhetorically I conceive to lie in the fact that it can be multiplied almost at will, for a great many particular statements are susceptible of this sort of generalizing or characterizing introduction. An author like Isocrates, who is fond of responsive eifect and periodic structure, will, when the relation of cause and effect, of fact and consequence, lies naturally in the thought, choose the form of the ovt(o^-6o(TT6 sentence alone ; but, in point of fact, the construction plays an insignificant part in the whole work of this orator. I have collected all the examples of this type of equivalent which he employs, and find but nine in all. ovTcorjaeLav elvac (j)av\ov, ore . . . ovk av ecrj ^iXriov, 218, rt? ovrw^ iarlv dvai(T6r]T0<;, 6(7Ti<; ovk av aXyijaete, 222, ovBecf; iarcv ovroxi aKparyti, oartf; av Se^aoro . . . ,^ Evag. 35, ovBelT09— 09. A less clearly defined type of relative consecutive sentence is that in which the relative has a correlative roiovrof; or to(tovto<; in the main clause — the type treated by Seume, pp. 14-18, where numerous examples are presented. Of course, this combination does not necessarily involve the consecutive relation ; but very fre- quently the relative clause sets forth the generic character of its antecedent in such a way as clearly to express tendency and suggest the ftjcrre clause as a natural equivalent. Sometimes the notion of result is brought out more clearly by the use of prepositions ex- ^ For an example of the regular consecutive clause in such a connection, cf. Isae. 3, 51 — ^ok^I 5' 6.v ns ifxiv ovtws dfatS^y . . . yevecrQai, wcm /xrjSh iiriSovvai . . . ; cf. also Dem. 8, 44 (v. L Us) ; 10, 15 ; 10, 43 ; 19, 115. "Hare as an Index of Style in the Orators, 47 pressing cause or means, as in the phrase ef wv; sometimes it resides partly in the modal form employed in the relative clause, as in the use of the optative or indicative with dv, or the generic future, which employs /jLy as its negative. The following examples will serve to illustrate some of the familiar forms of sentence in which we may infer the consecutive relation more or less distinctly.. Isoc. Soph. 21, ovhefiiau r)yov/JLai Tocavrrjv elvai Te')(y7}Vy 7]tl<: .... av KoX BiKaooa-vvrjv ifiTTOCTJo-eiev. Paneg. 109, roadvrrjv Se %tw/3ai/ TrapeXiTrofiev, rj iravra^i av 'qfia^ ^viropcorepovf; iiroirjaev. Paneg. 189, ov m-peireL . . . roiavra Xeyecv, ef a)v 6 ^lo(; /j,r)8ev iTTtBdoo-et. Paneg. 76, 6aTL<; roiavra Tvy')(avoL Trpdrrayv, ef a)v avT6<; re IxeWot /xaXcara evSo/ci/jLyaecv, (cf. Evag. 80.) Plat. 32, Tiva rrjXcKdvTTjv evepyeaiav 6')(^oc€v av elirelv, riTLepeLv — cf. Call. 34, Phil. 51 (quoted above); (6) with other expressions — cf De Pace 47, ToaovTfp he ^etpof? eajjuev tmv irpor^ovwv .... oaov eKelvot fxev . . . a)0VT0 Seiv KcvBvveveiv, r^fiel^ 8' /jLtaOoyTotf; ')(^pQ)fjLe0a aTparo'jreSoi^. ^ Such a comparative relation is seen, in its simplest form, in the English sentence, " He lives as much as a mile away." ''lio-re as an Index of Style in the Orators, 49 2. Expression of difference in terms of one member of the com- parison — the contrast being impliedj not expressed, in the sub- ordinate clause, (a) with Boacjiepecv — cf. Panath. 55, rocrovTov ifcelvoc StrfveyKav dvofjbia koI irKeove^ia tmv 7rpoye6p€i,v, it is decidedly the dominant construction. The use of these correlative forms for expressing difference or comparison is a special characteristic of Isocrates, among the orators, and we scarcely meet them again except in Demosthenes. Lysias shows not a single example of the fuller form, with con- trasted clauses, and only one of the incomplete type — 24. 13, Toaovrov Be BL6vr}V0')(6v avaia')(yvTia rcbv aTrdvrwv avOpooTTcov oyorre v/jLd<; ireipdrat ireideiv .... That Isocrates should be partial to this form of sentence is quite in keeping with the general tendencies of his style. The balance afforded by the contrasted clauses — when the fuller form is employed — and the responsive effect of the correlative period would alike commend it to him. The influence of the latter consideration comes out still more clearly when we take into account another method of setting forth a difference, which may be regarded as an equivalent for roaovTov-So-Te and toctovtov- oaov. ToaovTov Paratactic. We occasionally find an expression of difference in which roaovTov points forward to a pair of contrasted statements, the latter being added paratactically, without the wa-re or oaov "flo-re as an Index of Style in the Orators, 51 which, in the type treated above, completes the syntactic con- nection and marks the relation as comparative-consecutive. Two instances of this I have noted in the corpus of Lysias — 2.16, ToaovTov Se evTv^earepot vratSe? ovra iyevovro rov irarpo*; • o iJi,ev yap .... ovk ol6<; re rjv rL/jL(op^(Taa6aL . . ol Be TratSe? avTov .... elSov . . . ; 6. 17, toctovto 8' ovto<; /^ta^yopov rov MtjXlov dae^ecTTepo^ yeyivrjrai,. iK6LV0<; /uuev yap . . . , ovTO