LOCAL. AND CENTRAL GOVERN MENT BERX^S^ ASHLEY Ij /f OmVERSt-n^ oiC^^^^ LOS ANGELES UBRARY. LOCAL AND CENTRAL GOVERNMENT LOCAL AND CENTRAL GOVERNMENT A COMPARATIVE STUDY OF ENGLAND, FRANCE, PRUSSIA, AND THE UNITED STATES BY PERCY ASHLEY, M.A. rjNroLN ror.LEGE, oxford LECTURER AT THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE IN THE UNI^'ERSITY OF LONDON LONDON : JOHN MURRAY, ALBEMARLE STREET 1906 ^16 5;] 2 " • • » • • • • • • • - • • • . '. '•••,. .• . • .* •: : •'. '' •:• *. • ••• ••• • ' • . •■ • • . . • •• !.•••• * » \! r TO WILLIAM JAMES ASHLEY AND MARGARET ASHLEY 13CA July, 1906. CONTENTS INTRODUCTION r4 Section 1. AdminisLrative necessity of decentralisation and self- governnieut : England ...... „ 2. Self-government in France and Prnssia „ 3. The grant of powers to local authorities ; the methods of central control „ 4. The Courts of Justice and the administration ; posi- tion of ollicials ; the "separation of powers" . 12 CHAPTER I «<> local administration in ENGLAND ^ Section 1. The central departments 16 ^ 2. The counties, rural districts, and rural parishes . . 22 3. The municipalities and urban districts . 36 „ 4. The Metropolis . 46 „ 5. Poor relief ........ . 52 ^ 6. Education 61 ^ ^ CHAPTER II LOCAL administration IN FRA NCE Section 1. The central authorities . 69 ,, -• The departments 78 3. The arrondissements and cantons . 91 „ 4. The communes .... 93 „ !^. Paris . 104 6. Education ..... . 109 » ' • Highways . 120 IX CONTENTS CHAPTER III LOCAL ADMIXISTRATION IN PRUSSIA Section L. The central authorities „ 2. The provinces ..... „ 3. The governineul districts . „ 4. The circles and official districts . 5. The rural coniniuues .... 6. The towmj 7. Education ..... 8. Public assistance .... 5J TX 132 138 143 149 153 164 173 CHAPTER IV THE GOVERNMENT OF AMKKICAN CITIES Section I. Some characteristic features „ 2. The Mayor and the City Executive . „ 3. The Council — its organisation and powers . 187 198 205 CHAPTER V THE HISTORY OF LOCAL ADMINISTRATION IN ENGLAND SINCE 1832 Section 1. The conditions prior to 1832 „ 2. Tlie first great period of reform . „ 3. Further e.vtensiun of local government „ 4. The second great period of reform „ 5. Central control, and the problem of areas 213 219 223 229 234 CHAPTER VI THE HISTORY OF LOCAL ADMINISTRATION IN FRANCE SINCE 1789 Section 1. The An^ien Regime ....... 237 ,. 2. The experiments of the First Republic and the Napoleonic Reorganisation ..... 244 3. Subsequent changes in the central government . . 251 4. Eftect of these upon local administration . . . 258 CHAPTER VII THE HISTORY OF LOCAL ADMINISTRATION IN PRL'SSIA SINCE 1806 Section 1 . Prussia before the beginnings of reform „ 2. The work of Stein and Hardenberg . „ 3. Constitutional changes ..... „ 4. The local government reforms of Bismarck 263 268 275 281 CONTENTS xi CHAPTER VI 11 AUMINISTRATIVK LAW TAfiK Sf.ctton 1. Contrast between English and routiiifutal States . 28b „ 2. The causes of the non-rfcoognitioii ol" ".idnunifltrative law" in England 293 ?,. The nature of "administrative law" .... 297 4. Tile argument for .special tribunals .... .$04 CHAPTER IX LOCAL ADTHORITIES AND THK LEQISLATDRK Section 1. The grant of powers to local authorities . . .311 „ 2. Private Bill Legislation in England . . . .310 „ 3. Provisional Orders 323 „ 4. The Legislatures and local authorities in the L'nited States 327 CHAPTER X THE aDMINLSTRATIVF, CONTROL OF LOCAL AUTHORITIES Section I. Central control of local officials, and the ])uwer of dis.soliUi(>u 335 „ 2. The approval, direction, and enforcement of action . 341 „ 3. The English inspectorate, and the deconcentration of control ......... 347 CHAPTER XI THK CONTROL OF LOCAL FINANCES Section 1. Nature and objects of the tluancial control. The audit 353 „ 2. Legislative restrictions \\\i()n local taxation and del)t . 357 „ 3. Administrative approval of local debt and taxation . 3GI CHAPTER XII THK COURTS OF JUSTICE AND LOCAL ADMINISTRATION Section 1. The Courts of Ju.stice in England .... 3fi6 2. The Courts in Prance 371 „ 3. The Courts in Prussia 37G Index 383 LOCAL AND CENTRAL GOVERNMENT INTRODUCTION SECTION 1 In all European nations, whatever may have been Seif-govern- ^ ^ ... ment and the previous course of their constitutional history, decentraiisa- the persistent and rapid growth of the functions of the state, and the constant assumption of new and onerous duties and responsibilities in the last century, have rendered some attempts at decentrali- sation and some grants of self - government absolutely necessary, if the national administration is to be carried on with success. Experience, ancient and modern alike, has shown conclusively that a completely centralised bureaucracy — that is, a self-recruiting body of officials working from a single centre, and responsible only to itself — cannot carry on indetinitely the administration of a large country ; it tends to ignore the varieties of local conditions, to become stereotyped in its ideas and methods, and overburdened ; and sooner or later a breakdown becomes inevitable. And where the people have been discouraged from A 2 INTRODUCTION [kect. 1. taking an interest in the task of government, where they have not been habituated to the management of pubHc aifairs, the collapse, when the bureaucracy fails, is so much the greater, since there is nothing which can be substituted for the broken-down official organisation. For these practical reasons, amongst others of a more tlieoretical and political character, in all pro- gressive states, during the last century, attempts have been made at decentralisation and the development of self-government in two ways : ^ (a) by entrusting the inhabitants of localities, or their chosen representatives, with the conduct (under greater or less control) of those matters of public interest and utility which concern the localities chiefly or entirely ; and (b) by providing for the participation of unofficial citizens in the management of some at least of those other matters of administration which are supposed to belong particularly to the sphere of the central government. The systems of local administration in vogue, and the constitution and working of the authorities established for these purposes, have naturally been influenced greatly by the constitutional ideas and the forms of government of the different states ; they reflect these, as they 1 " Selbstverwaltung bedeutet zuniichst die Verwaltung der eigenen Angel egenheiten offentlicher Verbiinde durch selbstverwiihlte Organe . . . Eine fernere Bedeutung hat die Selbstverwaltung dui^eh Heranziehung dieser Organe oder der von ihnen gewahlten oder vorgeschlagenen Personen zu Geschiifteu der staatlichen Verwaltung erlangt." Hue de Grais, Handhuch der Ver/assung und Verwaltung, (15th edition, p. 01, n. 1). SECT. 1.] INTRODUCTION 3 do also the political habits and social conditions of the citizens. So far as Europe is concerned, the develop- Local self ment of local self-ffovernnient has ffone furthest in Great " ° Britain. in Great Britain. No attempt has been made there to classify the functions of government into " central " and " local " on scientific grounds ; the division actually in existence has been determined partly by administrative convenience (which is not necessarily the same as efficiency), and partly by our traditional political theories ; and the result is a measure of decentralisation greater than can be found in any other European state. A certain number of functions are discharged by central departments (i.e., by officials alone) ; but nmch the larger part of the national administra- tion is carried on by local authorities, elected either for historical areas (the county, municipality, or parish), or for artificial areas (the unions and districts), but acting in either case under the control of the central government. Sometimes that control is exercised only by the Courts of Justice ; in other cases the central departments are armed with powers of supervision and direc- tion. But these powers are limited by law, and the departments in their turn are subject to the elected national assembly ; so that the principle of self-government is supreme. And, moreover, we have in England traditional ideas as to the autonomy of local communities, which are the outcome of the particular course of our political 4 INTRODUCTION [sect. 1. and constitutional history ; and we are inclined to regard the central power as something imposed upon the localities often without their consent, and for centuries extending its influence and authority at their cost. Since the passing of the first Reform Act, the enlargement of the sphere of state action, and the multifarious character of the work brought within it, have compelled the central government either to create new local authorities, or to extend the powers of those already in existence. But even when the national administration was most centralised in England, and local government was most decrepit, the local authorities never ceased to discharge some duties ; and so to-day they exercise two kinds of powers — some which they are thought to possess by a sort of immemorial prescriptive right, and others which have been bestowed upon them by the will of the central government.^ In law, the local authorities are simply the creatures of the legis- lature, set up and destroyed by it at its pleasure ; but the influence of the historical tradition is so strong, that tlie English citizen probably has still some conception of local self-government as a right with which no central power may properly interfere.^ ^ " Local government . . . may be defined generally as the carrying out by the inhabitants of localities, or bj' their elected representatives of the duties and powers with which they have been invested by the Legislature, or which devolve upon them at common law^." Redlich and Hirst, Local Government in England, p. xxiv. 2 "En resume, les grands pouvoirs politiques en Angleterre ne sont a aucun degre les creatures d'un pouvoir constituant, car leur 8ECT. 2.] INTRODUCTION SECTION 2 Our Continental nci''hl)our.s iiave approuclicd Local aeif- govemment the (luestion from a very diflerent stand |)oint. in France and ^ ^ "^ / Prussia. The history of both France and l*russia is the record of the building-up of a consolidated and powerful state by means of a great bureaucracy, directed from a single centre, and pursuing a uniform policy ; and so, in both countries, the people became accustomed to look to that centre, to the monarch and his officials, for guidance in all their affairs. The local self-government, which had existed in the early days of the national history, slowly became almost extinct, and centralisation was complete. A\'^hen the local institutions revived, it was at the will, and existence est anterieure a quelque acta constituante que ce soit. Leur titre n'est pas une volonte expresse, maiiifeste reguli^remeut ot distiuctenient a un jour donue, inais une antique i^ossession de fait qu'aucune contestation n'a troublce depuis des siecles. . . . La condition des autorites subordonnees, locales ou speeiales, n'est pas nioins particuliere. Les autorites subordonnees peuvent, en general, invoquer, comme en France, un titre expres, une institution conferee a une date ceitaine; mais ce titre original est si incomplet, cette institution est si ancienne, qu'ils paraissent peu de chose en regard du credit attache an fait de la longue pos- session et des droits coutuniiers qu'une pratique intense a grelies sur ce premier fonds statutaire. . . . Et leur jjasse est si long, leur origiue est si voisine parfois de I'epoque ou le corps politique lui- meme s'est foinie; ils se sont si bien desaccoutunies de regardcr coninie mie delegation la fonction sociale qu'ils reniplissent de temps immemorial ; ils se considerent si naturellement et nai'vement comme des associes de I'Etat et non comme des subordonnes, que le legis- lateur anglais a besoin de reflechir longtcmps et de philosopher plus qu'il n'eu i le gout, pour decouvrir qu'ils sont en effet ses creatures et qu'ils doivent se plier k I'utilite commune." Boutmy, Eludes de Droit Constitidionncl, pp. 229-232 (edition 1885). 6 INTRODUCTION [sect. 2. for the purposes, of the central authorities ; and so, both in France and Prussia, local self- government is regarded rather as a gift from above than as an inherent right. Hence it is naturally weaker than in England ; and its weakness is increased by the ineffectiveness of the authority exercised by the French and Prussian Parliaments over the national adminis- tration. In France and Prussia alike there is a careful classification of public services into " local " and *' central." The former are left to the locally elected authorities, subject, however, in most cases to the more or less stringent control of the central government. '* Central " matters (which include many things that we in Eng- land regard as primarily local, such as educa- tion, sanitary administration, and police), are administered in a few cases solely by central departments, but generally by territorial delega- tions of those offices — that is, by official agents acting singly, or in groups, within prescribed areas.^ These delegations are formed in various ways. Sometimes they are purely official, con- sisting of a single member, or several members, of the bureaucracy ; examples of this are the French Prefect and the Prussian Regierimg. Sometimes they are composed partly of officials, and partly of unprofessional members selected by the local authorities and approved by the central 1 French writers use the term " deconcentration " for this form of decentralisation. Bertelemy, Droit Administratif, p. 81. SECT. 2.] INTRODUCTION 7 government, us is the case with the Prussian Bezirksmtsschuss. And, finally, the local elected authorities, called into being for other purposes, may be made to act as agents for the central departments ; the l*russian lAindrdtk and Krcin- mcsschuss^ and to some extent also tlie French JMayor, are instances of the use of this method. It might be supposed that where this third alternative is adopted, the effect is nmcli the same as that already described for England, where the local authorities have so large a share in the national administration. But actually the result is very different. For in all the matters entrusted to them the English local authorities regard them- selves as carrying out the law according to the will of, and in the manner desired by, the inhabi- tants of their localities, subject to the general supervision of the central government ; whilst French and Prussian local authorities consider normally that their task is to carry out within their localities the wall of the central government, even in those matters w^hich are supposed to be of purely local importance. The causes of this difference of attitude have already been indicated ; it is due chiefly to the historical part played by the bureaucracy, and the maintainance of its old influence ; but the result is further promoted by the fact that whilst English local authorities are responsible only to the inhabitants of their areas so long as they obey the law, and even when they disobey or exceed the law are answerable in 8 INTRODUCTION [sect. 3. practice only to the Courts of Justice, the French and Prussian authorities, so far as they are agents of the central departments, are responsible to them, are counted as a part of the bureaucracy, and subjected to administrative control. And it is almost unnecessary to add that since they are bound to obey the central officials in a great number of matters, they become inclined to act in accordance with central ideas in all the questions with which they have to deal, even when some of these concern directly the localities alone. Thus in practice the whole of French and Prussian local government is still largely under the direction of the bureaucracies. SECTION 3 The grant of There are certain other important differences local between the Ens;lish and continental systems, authorities. which are indeed the outcome of the fundamental distinction which has been indicated, but need to be noticed here. One is in the manner in which powers are conferred upon the local authorities.^ They may be permitted to do certain specified acts, and those alone ; or they may be empowered to do anything which is not expressly forbidden. The first of these methods — the specific grant — has been adopted in England : a local authority ' These remarks apply, of course, solely to the functions of local authorities as representatives of their local communities. SECT. 3.] INTRODUCTION 9 may exercise only the powers conferred upon it either by the legislative enactment which created it, or by general Acts of l*arliament applying to all authorities of a particular class, or by special Local Acts — these last being a pecuharity of the Uritish system.' The second metliod — the ^rant of general .powers — is employed in France and Prussia ; there the local bodies are authorised to do anything that they may deem advisable in the interests of the community which they represent, subject to the necessity of obtaining the approval of the higher administrative autliorities. The result of this difference in method is that in Great l^ritain Parliament determines what the local authorities may do, for any fresh powers they must have recourse to the legislature, and the task of the central departments is limited in some matters to enforcing^ the law, and in others to preventing the law being exceeded by the localities (though in this respect they have very little control over the municipalities) ; whilst in the two Continental states it is the business of the departments {i.e., of an administrative body) to determine what the local authorities shall do. Consequently, although the legal powers of a French or Prussian nmnicipality may be much wider than those of an English Town Council, the use made of them depends on the character ' Such special legislation is prohibited by the constitutions of many states of the American Union, though, as will be seen later (c. ix.), the prohibition can be avoided. 10 INTRODUCTION [sect. 3 of the controlling bureaucracy. If it is enter- prising and receptive of new ideas, as on the whole it is in Prussia, then there is the fullest and largest opportunity for municipal develop- ment ; whilst if, as in France, the bureaucracy is conservative and slow to move, the action of the local authorities remains cramped and limited. The methods This briugs US to auothcr difference, which of central control. has already been indicated, in the relative import- ance of the ways in which control is exercised by tiie central government over the local authorities. There are in fact only two ways — the judicial and the administrative. Under the first of these the local authorities are compelled to obey the law (or restrained within its limits) by the Courts of Justice, set in motion either by the government departments or by private individuals. Under the second form the local authorities are forced to obedience by the higher authorities acting by administrative or bureaucratic methods, e.g.^ fines, suspensions, dismissals, or supersession of a negligent authority. In Great Britain the control is almost entirely judicial. The central departments, by means of inspectors, watch and advise the local administra- tion ; by their power in respect to the parliamentary grants for some services they can enforce a measure of efficiency ; they can bring pressure to bear upon negligent authorities ; but that is all. If a local authority persists in its refusal to obey the law, all a department can do is to invoke the SECT. 3] INTRODUCTION 11 aid of the Courts of Justice ; ^ and then the conflict is no longer between the local authority and a central administrative ofKce, but between the recalcitrant authority and a legal tribunal. From the merely administrative standpoint, this is one of the weaknesses of the British system, that so long as the local bodies can make a show of obedience to the law in any matter, there is in most public services no means of compelling them to be really efficient or to attain the standard which may be desirable. In the United States of America, where local government is the concern of the separate states, the judicial control is the only one which exists, since there are no central departments authorised to exercise any power over the local authorities, or capable of doing so. In France and Prussia, on the other hand, there is very much more administrative control, since (as already pointed out) for many purposes the local authorities are regarded as peculiarly the agents of the central government, and as such are part of the bureaucratic organisation and subject to the ordinary forms of official control ; and also because of the system of grants of general power, and the constant necessity of approval from above for all acts of the local bodies. ^ Tliere are some powers of administrative action, but thej' are practically all left in abeyance. 12 INTRODUCTION [sect. 4. SECTION 4 The Courts of One othcr ffreat and far-reaching difference Justice and , ^ theadminis need onlv be touched briefly here, since it will tration. *' "^ be discussed very fully in subsequent chapters. In Great Britain conflicts between the central departments and the local authorities, or between public authorities of any kind and private indi- viduals, are determined by the ordinary Courts of Justice, which apply to them the principles of the ordinary law of the land. The citizen who considers himself aggrieved by the action of any public authority has precisely the same remedies against it, and against any of its officials who participated in the act of which he complains, as he would have if the act had been committed by another citizen. That is to say, an authority (central or local) has no protection from liability for a wrongful action (even if due to an honest mistake), and its official agents are personally responsible for their share in that action — they cannot plead obedience to orders as a defence. The same is true generally of the United States. In France and Prussia the position is altogether different ; there, disputes between authorities are seldom brought before a legal tribunal, but are usually determined by administrative decisions. Further — and this is the important point — all disputes between individuals and public authorities SECT. 4] INTRODUCTION 13 as such, are decided by a set of tribunals distinct from the ordinary Courts, constituted in a special way, and administering a body of law wliich aims at protecting the ofHcials from any personal responsibility for acts done by them in their official character ; the citizen has not the same remedies as against another citizen, and those which he has are by no means so effective. This system of " administrative courts " is obviously of very great importance in its effect upon the working of the national administration. The continental official is then in a legally Position of officials in privileged position ; he also stands in a relation to locai adminis- *■ " ^ _ _ tration the elected local authorities altogether different from that which exists in England. With us the unprofessional administrators are supreme ; they are the authorities, and the salaried experts are merely their agents and servants. It is true that the permanent officials (both of the central depart- ments and of the local bodies) often exercise very great influence, and largely determine policy ; but that fact is due to their skill, experience, and personal character, and not to their legal status. In Prussia the professional administrator, even when appointed and paid by the elected authority, is emphatically the head of that authority, and to a considerable extent directs and controls its action. In France the prefect occupies an even stronger position, for his appointment rests solely with the central government ; he is its agent and also (and therefore only secondarily) the sole executive 14 INTRODUCTION [sect. 4. official of the locality. In England, then, the non - professional elected members conduct the local administration, with the aid and expert advice of a permanent professional staff: in Prussia and in the French departments the officials administer, subject to the supervision and financial control of the elected representatives. The Finally, at once a cause and a consequence of "separation ... of powers." tliis, there is a diffisrence in the relations between the executive and deliberative powers in local government. The English system reflects the interdependence of the executive and the legis- lature which is a characteristic feature of the national constitution. The members of an English local council together form a deliberative body, but for administrative purposes they divide into committees ; and so each member has a share in the determination of local policy, and also in the practical work of carrying the policy into effect. In France and Prussia, on the contrary, the deliberative and executive functions are kept more or less carefully distinct — a member of a local council has not commonly, as such, any share in the actual work of administration ; whilst in the American cities, in imitation of the Federal and State constitutions, the separation of powers has been carried to an extreme. The purpose of the following chapters is to endeavour to illustrate, by a description of the ororanisation and workinfj of local institutions in England, France, and Prussia, and in some SECT. 4] INTRODUCTION 15 American cities, the differences which have been thus briefly indicated ; and to show how those differences have resulted from tlie national history, and from the influence exercised by forms of central government upon the local institutions. CHAPTER I LOCAL ADMINISTRATION IN ENGLAND SECTION 1 Central The English ministerial departments concerned in departments. -li i i j_ n • i any way with local government are nve m number, one of them being a branch of the Secretariat of State and the others offshoots of the Privy Council as an administrative authority. They are : — (1) The Home Office, under a Secretary of State, assisted by a Parliamentary Under-Secretary (politician), and a permanent Under - Secretary (civil servant). It has the sole direction of the Metropolitan Police, inspects all other constabulary forces and gives a certificate of efficiency without which they cannot receive the grants from the central Exchequer; and its approval is required for all police bye-laws made by local authorities. It also controls the local sanitary authorities so far as they are entrusted with duties under the Factory Acts, which in the main are enforced by its own staff of inspectors. The department has a few other powers relating to local government, including the administration of the Burial Acts 16 SECT. l.| ENGLISH CENTRAL DErAKTMENTS 17 and the inspection of reformatory caiid industrial schools. (2) The Local (iovernnient 15oard is composed nominally of a number of Privy Councillors, hut the work is actually done only by a IVesident, with the help of a Parliamentary Secretary and a permanent Secretary.^ The Board is the direct- ing and controlling authority in all that relates to the Poor Laws, and for this it is armed with very extensive and complete powers ; it supervises and guides the work of the local health authorities ; it watches the financial operations of the various local bodies ; it has a number of miscellaneous duties in regard to such matters as the alteration of boundaries, the constitution of authorities and the conduct of local elections ; and it collects and publishes annually elaborate information as to the conditions, financial and other, of local govern- ment throughout the country. The amount of detailed work done by the department is enormous, and in many ways it is over-burdened ; but no satisfactory scheme of devolution has yet been proposed. (3) The Board of Trade is another and much older nominal committee of Privy Councillors, whilst in fact it has the same organisation as the Local Government Board. Its functions are very ^ The Act of 1871, establishing the Board, directs that " all rides, orders, and regidations made by the Local Government Board shall be valid if made under the seal of the Board, and signed by the President or one of the ex-officio members, and counter-signed by a Secretary or an Assistant Secretary." B 18 ENGLISH LOCAL ADMINISTRATION [chap. i. numerous and varied, but so far as the local bodies are concerned it deals only with what are known as their "trading" enterprises — that is, it sanctions, or enquires into, proposals for the supply by them of water, gas, tramways, electric light and power, and issues annual returns of these undertakings ; and it constitutes harbour, dock, and pier authorities. Its approval is necessary for bye - laws made under the Weights and Measures Acts. (4) The Board of Education resembles in form the Boards already described, and its duties are indicated by its title. It directs and supervises the whole of the education, in elementary schools, science and art schools, and evening schools, which is aided by public funds ; it inspects training colleges similarly supported ; and it advises the local education authorities upon their schemes for higher education. It is assisted by a consultative committee of experts, who however advise only upon questions submitted to them by the President. (5) The Board of Agriculture differs from the others in that it has not a Parliamentary Secretary. It is brought into contact with the local authorities only with reference to the enforcement of the Diseases of Animals Acts, and to public markets.^ Methods of Thcsc departments, each in charge of a minister action. of Cabinet rank, are entrusted with the direction, ^ The most recent account of the Central Departments concerned with local government is in Redlich and Hirst, Local Government in England, II., pp. 242-321. See also Traill, Central Government. SECT. 1.1 POWERS OF CENTRAL DEPARTMENTS 19 control, and guidance of tlie local authorities, under the general supervision of the Cabinet, and ultimately of Parliament. For the purposes of direction they all possess what are called " sub- legislative " powers ; that is, they are empowered by the legislature to issue orders and regulations for the detailed application and enforcement of its enactments. This is particularly the case with the system of Poor Relief, which is the product of a vast number of orders issued by the I^ocal Government Board and its predecessor, the Poor Law Board ; but the same plan has been adopted in various degrees for almost all branches of internal administration. Connected with this is the discretional grant of powers to local bodies ; it is common for I'arliament to bestow certain powers upon all local authorities of a particular class, but to make the exercise of them dependent, in each particular case, upon the approval of the department specially concerned. Thus, for example, the Local Government Board may confer on a rural district council any or all of the powers of an urban district council, for the whole or any part of its area ; and in a number of cases the central department may direct a local authority to undertake some special duty. Secondly, the central offices are controlling authorities. Their approval is required for many acts proposed to be done by local bodies, such as the issue of bye-laws, dealings with nninicipal property, housing schemes, loans, and many other 20 ENGLISH LOCAL ADMINISTRATION [chap. i. matters which the legislature has sanctioned in principle, but leaves to be determined in particular cases by the departments. It is their duty to see that the local authorities cany out the positive directions of the law, and (in the event of persistent neglect) to take the necessary steps to enforce obedience. As the local bodies are responsible only to the electors, and the depart- ments have no powers of bureaucratic control over them, usually all they can do is to invoke the aid of the Courts of Justice to enforce the law ; only in a very few cases have they the right to step in and do the work themselves, and they seldom make use of it.^ The Local Government Board can dismiss any of the paid officials of the Poor Law authorities at any time, but this is not of much use in a conflict with the elected guardians. The local authorities (but not the councils of municipal boroughs) are restrained within the limits of the law to some extent also by the audit of their accounts by the Local Government Board and the powers which it exercises in connection therewith. In the cases of education, police, and, to a much smaller degree, pubhc health, the departments can do something to secure efficiency by their right to give or withhold the Exchequer grants to those particular services ; but in other cases all they can do is to try persuasion. ^ The powers which the Education Departrueut formerly possessed in this respect were abandoned by the Act of 1902. SECT. 1] CENTRAL INSPECTION 21 The third function is guidance. It is the task of the ministries to collect and issue informa- tion, to give expert advice to any local authorities which may ask for it, or to issue advisory circulars on their own initiative. In order to keep acquainted with the detailed work of the local administrators, to enquire into their various proposals, to watch their financial operations, to determine in the cases of educa- tion and police the grant or amount of the Exchequer contributions, and to give general advice and assistance, there are staffs of inspectors (Poor Law, medical, engineering, educational) attached to all the central departments which have been described. These officials are some- times assigned to particular districts with which they become intimately acquainted ; in other cases they are sent down from headquarters as occasion may require. The auditors (who are a kind of financial inspectors) may take decisions on their own responsibility, subject to appeal to the Local Government Board ; in other cases the inspectors merely report to the central departments, which send down the consequent orders, or it may be only recommendations. The inspectorate renders it possible for the ministries to keep watch over local action, without forcing that action into too uniform a mould ; and it also places a large amount of expert advice at the disposal of the locali- ties. 22 ENGLISH LOCAL ADMINISTRATION [chap. i. Character- Before we pass now to the consideration of istics of English local the local authorities themselves, it may be useful government. _ _ *^_ to point out the general characteristics of the system which is to be examined.^ 'i'bey may be summarised as — (a) the predominance through- out of the elected councils ; {b) the participation of the elected councillors in both the deliberative and administrative work — by means of the committee system ; {c) the subordination of the paid professional official to the unpaid elected amateur ; {d) the constant recourse of the local authorities to Parliament for fresh powers ; (e) the comparative weakness of the merely adminis- trative control exercised by the central depart- ments ; and (/) the reference of all disputes, between central and local authorities, or between authorities and private citizens, to the ordinary Courts of Justice. SECTION 2 The "ancient The largest of the local administrative areas in England and Wales is the ancient county, which exists now merely for the purposes of parliamentary elections, as the territorial basis for the militia, and for judicial affiiirs. Its ^ The sketch given in this chapter is intended only to bring out the general features of the English system for the pvu'poses of comparison. For detailed accounts see the small books of Ashley (1905) and Odgers (1899), the large work of Kedlieh and Hirst (2 vols.), and Maltbie, Eiujlish Local Government of To-day (a study of the relations between central and local authorities). SECT. 2.] COUNTY ADMINISTRATION 23 authorities, all appointed by the Crown, are the I^ord Lieutenant, who is the head of the Com- mission of the Peaee ; the Sheriff, who has eertain duties conneeted with the administration of justice; and the Justices of the Peace, who formerly conducted the wliole of tlie affairs of the county in addition to their judicial functions. They still have a few semi-administrative powers ; in Quarter Sessions they issue licences for private lunatic asylums and for inebriate homes, appoint visitors of prisons, by their representatives on the Standing Joint Committee share in the control of the county police, and now have to administer the Act for the reduction of liquor licences by compensation ; in Special Sessions they grant public-house licences ; and in Petty Sessions they may give certificates of exemption from vaccination, and make various orders under the Pul)lie Health Acts. iVppeals against assess- ments for local rates are heard in Quarter Sessions. But for the general purposes of local govern- The "ad- ment the chief areas are the administrative county. counties, which in most cases are practically identical with the ancient counties,^ and are therefore in the main historical areas, with some common life and sentiment. But ten of the ancient counties are divided into two or (in the cases of Yorkshire and Lincolnshire) three ' Actually the boundaries are exactly the same in six out of the fifty-two counties of England and Wales. It may bo noted here that in Acts of Parliament the term " England " includes Wales, unless otlierwise stated. 24 ENGLISH LOCAL ADMINISTRATION [chap. i. administrative counties ; and towns, which on 1st June 1888, had a population of not less than fifty thousand, or were " counties " by themselves {i.e., had sheriffs and special powers in regard to the administration of justice), are excluded from the areas of the administrative counties and from the control of their authorities. There are sixty-two administrative counties,^ and sixty - nine county boroughs. The County Jn each administrative county the authority Council. _ *' -^ is the County Council, composed of ordinary members elected for three years (women being ineligible), and aldermen chosen for six years by the whole council. The number of councillors was originally left to be fixed by the Local Government Board, and so were the electoral divisions, which were intended to be as nearly as possible equal in population ; and both the number of members and the electoral divisions may be varied from time to time by the Board on the representation of the council. The aldermen are one-third of the number of councillors, and apart from their longer tenure of office they have no special privileges. The council elects a chairman and vice-chairman, who hold office for one year, but are usually re-elected. A strong chairman may exercise very considerable influence (based on his personal character and ability, and not on any ' Including the Administrative County of London, to which the following description does not apply. It will be considered in a later section. 8KCT. 2] THE COUNTY COUNCII.S 25 legal powers) upon the action of the council, and there are some cases in whicli the chairman is the real directing spirit of the whole county administration. In the elections to the county councils the most striking fact is the absence of party feeling and the consequent infrequency of contested elections.^ The persons elected are drawn very largely from the classes who supply the Bench of Justices — the large and small landowners, the large farmers, professional men, and clergy ; repre- sentatives of the lower middle and working classes are comparatively rare. This is due partly to the maintenance of the old influence of social position, partly to the expense involved in travelling often some considerable distance to the county centre for the meetings of the council or its committees, and partly also to the fact that the administrative work was done quite well by the Justices under the old system. But in spite of this class pre- dominance, particularly strong in the rural counties, the councils have aroused a consid^able amount of popular interest, they have shown much enter- prise and energy, and they have maintained the best traditions of English local administration.^ ' In the first year (1889) in 3,240 districts there were 1,749 elections ; in 1901 in 3,349 districts there were only 433 contests. There was a temporary increase in 1904, owing to education controversies. - " Unsatisfactory and anomalous as the appointment of Quarter Sessions undoubtedly was, it is equally certain that the Justices of the Peace performed their duty with integrity and efficiency, and inspired such confidence that the inhabitants as a rule have been willing to leave the work in verj' much the same hands as before 26 ENGLISH LOCAL ADMINISTRATION [chap. i. The The ordinary council meets only some four committee system. timcs a year, and so conducts its business chiefly by committees. These have charge of the adminis- trative work and direct the permanent officials ; the business of the council is to determine questions of policy, and control the action of the committees. But inasmuch as the councils meet ordinarily only once a quarter, and adminis- trative questions often arise which cannot wait so long for a decision, a council may delegate all or any of its powers in a particular matter to the committee concerned, and in that case the committee may act without waiting for the council's approval ; ^ but the power to levy a rate or raise a loan cannot be so delegated. Some committees are "statutory" {i.e., required by law) ; such are the committees for finance, ^ asylums, education (with co - opted members), diseases of animals, allotments and small hold- . . . What was good in the old Quarter Sessions administration — strict observance of law, abstention from political partisanship, and freedom from corruption— is no less characteristic of the new body ; but in addition . . . the county councils have devoted them- selves with discriminating zeal to important and useful public work which had previously been almost or entirely neglected." Eedlich and Hirst, II., pp. 47-48. 1 Local Government Act, 1888, sec. 82 (2). ■■^ The Finance Committee has special duties: "Every county council shall from time to time appoint a Finance Committee for regulating and controlling the finance of the county, and an order for the payment of a sum out of the county fund . . . shall not be made by a county council excejDt in pursuance of a resolution . . . passed on the recommendation of the Finance Committee and . . . any costs, debts, or liability exceeding £50 shall not be incurred except upon a resolution of the council passed on an estimate submitted by the Finance Committee." Local Government Act, 1888, sec. 80 (3). SECT. 2.] WORK OF COUNTY COUNCILS 27 ings. Others are optional, and Joint committees of two or more councils may he apjiointcd for special purposes.^ There is also a Standing Joint Committee for the administration of the county police ; it is composed of equal numbers of representatives of the County Coimcil and Quarter Sessions, and is practically independent of the council, though it reports to it and receives from it the money which it requires. The powers and duties of a council are many Powers of • • 1 1 • 1 1 • • County and varied. It is the highway authority, being council, responsible for all the roads within its area which it recognises as " main roads " (over 27,000 miles in all), and maintaining them either directly or through the district councils ; it keeps up county bridges, and may construct or aid light railways. It has recently received a great addition of work in regard to education ; it must secure an adequate supply of elementary education in the county, and in addition may supply or aid the supply of higher education. It is a public health authority : it supervises the sanitary work of the rural district councils, and for that and other purposes may appoint a medical officer ; it administers the Acts relating to foods and drugs, diseases of animals, weights and measures, and river pollu- tion ; and it may establish isolation hospitals. ' Tlic committees of the Surrey County Council arc for Asyhuns (2) Finance, Education, General Purposes (including Allotments and - Small Holdings), Highways and Bridges, Public Health, Reformatory and Industrial Schools, Diseases of Animals, County Rate, and Selection. 28 ENGLISH LOCAL ADMINISTRATION [chap. i. It provides asylums for pauper lunatics, and, if it so wishes, for lunatics who are not paupers ; in the former case the cost of maintenance of the patients falls upon the Poor Law authorities. The council administers county property, may provide reformatory and industrial schools, makes bye-laws for the county, and may exercise any additional powers which it can obtain by means of Private Bills promoted by it. Through its representatives on the Standing Joint Committee it has a share in the control of the police. Finally, it has some powers of supervision over the smaller rural authorities, as to the approval of loans, changes in boundaries, etc., and these powers could be greatly extended, since the Act of 1888, as now amended, provides that the Local Government Board may by order transfer to any or all of the county councils any powers, duties, or liabilities of any of the central depart- ments concerned with local government. The devolution of control intended by this would however be resisted strongly by the councils of non-county boroughs and urban districts. Finance The expenses of a county council are met by (1) the proceeds of any county property that there may be ; (2) " general " or " special " county rates (that is, rates levied upon the whole or part of the county) made on the basis of the poor rate ; (3) Government grants from the Exchequer Contribution Account,^ for police, higher educa- ^ For the Exchequer Contribution Account see Redlich and Hirst, SKCT. 2.] THE COUNTY OFFICIALS 29 tion, and other services, and unassigned ; (4) Government <^rants for elementary education ; and (5) grants linder the Agricultural Hates Act in relief of the rates upon agricultural land.^ The principal officers of a county council are county officers the clerk (who is also clerk of the peace), medical officer, education secretary or director, coroners, surveyors (for highways, etc.), public analyst, inspectors under the Food and Drugs and Weights and Measures Acts, and a county treasurer. These officials are permanent (that is, they are untouched by changes in the composition of the council) ; they are the servants of the council, as are the permanent officials of all English local authorities, and so far as they influence the administration at all they do it by their knowledge and experience, and not because of their legal position. The administrative county contains four different classes of local government areas — non - county boroughs, urban districts, rural districts, and rural parishes.^ It will be con- venient to take the two last - named here, and II., pp. 92-97, and also the Memorandum on Grants - in - Aid by Hamilton in the Volume of IMemoranda published by the Royal Commission on Local Taxation. ^ The Act directs the payment from the National Exchequer to the local authorities of a sum equal to half the rates levied by them in 1895-9U upon agricultural land. Passed originally in 1896 for a term of years, it seems now to have become a permanent arrangement. - The parishes in the boroughs and urban districts exist now only for some purposes of Poor Law iiuichiuery, and not for general matters of local government. They will be noticed later in the accoiuit of Poor Relief. so ENGLISH LOCAL ADMINISTRATION [chap. i. The rural district. The District Council and its Dowers. to leave the boroughs and urban districts to be discussed in the next section. This is justified also by the fact that the County Council exercises some control over the authorities of the rural district and the rural parish, but practically none over those of the other two areas. A rural sanitary district was originally a Poor Law Union {i.e., a group of parishes formed for purposes connected with the relief of the poor), or the rural portion of a Union, treated as an area for the administration of the Public Health Acts. The rural district is in fact still generally conterminous with the rural Poor Law Union, or with the rural part of a Union which is both rural and urban ; but with the limitation that no rural district may lie in more than one county. There are six hundred and seventy-two such districts in England and Wales. The authority of the district is the council, composed of persons (including women) elected in most cases triennially by the rural parishes according to population ; the persons so elected are also representives of their parishes on the Board of Guardians. A council may elect its chairman from outside ; he is e.v - ojjicio a Justice of the Peace during his year of office. The council must meet at least once a month ; it may appoint what- ever committees it thinks advisable, and co-opt outside persons to any of them ; ^ and it may ^ " A parish or district council may appoint committees consisting wholly or partly of members of the council." Local Government Act, SECT. 2] POWERS OF DISTRICT COUNCILS 31 delegate to such committees any of its powers except those relating to rates and loans. 'I'hc councils are the sanitary authorities for their areas, and in fact the real responsibility for the public health administration of rural England rests upon them. They therefore have varied and extensive powers and duties under the various Public Health Acts — including sewerage and drainage, water supply, etc. — and, moreover, the I^ocal Government Board may, by order, confer upon a rural district council, for the whole or any part of its area, all or any of the powers otherwise exercised only by urban authorities. The councils also have charge of all the roads (about 95,000 miles in length), which are not main roads, and may take over from their county councils the charge of the main roads in return for an annual payment.^ The rural district councils may pro- vide allotments, carry out housing schemes, and make use of other '• Adoptive Acts " (such as those for the provision of open spaces) ; and they may take any action necessary for the protection of public rights of way, and rights of common. The chief salaried officials are the clerk, treasurer, 1894, sec. 56 (1). This power of co-optation seems to be used only very infrequently. ' It is gencrallj' agreed that the highway administration of this country is far from satisfactory. The roads, indeed, are usually well made, but there are too many authorities ; each comity council and each district council maj' organise its own sj'stem in its own way, without regard to its neighbours. A co-ordinating autliority is badly needed; and, moreover, the revival of the use of the main roads for long distance travelling seems to involve some readjust- ment of the burden of maintenance. 32 ENGLISH LOCAL ADMLNISTRATION [chap. i. medical officer, one or more sanitary inspectors and surveyor. Finance. The expenditure is chiefly upon pubhc health and highways, and is met by (1) general or special district rates, levied upon the same basis as the poor rate, but with the difference that agricultural land, railways, canals, tithes, and tithe -rent charges are assessed at only one-quarter of their poor rate valuation ; (2) the state contributions under the Agricultural Rates Acts ; (3) subven- tions from the Exchequer Contribution Account of one-half the salaries of medical officers and sanitary inspectors appointed on terms approved by the Local Government Board ; and (4) the proceeds of any district property, such as water- works. The combination of the duties of rural district councillor and guardian, and the amount of work attached to both these offices, makes them sufficiently important to be attractive ; and on the whole the average quality of the councils is good. There are doubtless a number of excep- tions, and the sanitary administration is not always carried on with the energy which could be desired ; but when all the conditions of rural England are taken into account, it may fairly be said that the councils have done their work well. The rural Each rural district consists of a group of poor law parishes, which indeed exist in urban areas also, but these are of no importance for general SECT. 2] THE RURAL PARISHES '33 local administration/ In each rural parish there is a parish meeting of all persons on the local government and parliamentary registers (includ- ing therefore women and lodgers); it elects its own chairman, and also the overseers, who have certain duties in regard to the poor rate, the assessment and collection of other local rates, and the making of electoral and jury lists. The further organisa- tion of the parish depends upon its size ; every parish with a population of 300 has a Parish Council, parishes with populations of 100 may have councils if they so desire, and parishes with less than 100 inhabitants may have them by agreement with the county councils. A county council may group parishes, but in that case each of the parishes in the group retains its separate parish meeting. In the year 1902-3 there were 12,985 rural parishes ; and of these 7,250 were entitled to have councils, 5,735 to have meetings only. Where there is not a council, the chairman of the Parieh meeting and parish meeting generally conducts whatever admin- council. istrative business there may be (though a parish committee may be appointed), and the chairman with the overseers forms a body corporate for the holding of any parish property. Parish meetings must be held in all parishes at least once a year, ^ The " Poor Law Parish " is " a place for which a separate poor rate is or can be made, or for which a separate overseer is or can be appointed." It differs often from both the ancient civil, and ecclesiastical parishes. Wright and Hobhouse, Local Government and Local Taxation (2nd edition), p. 1. C 34 ENGLISH LOCAL ADMINISTRATION [chap. i. but may be more frequent. The number of members of the parish council ranges from five to fifteen, and is fixed by the County Council ; women are eligible, and so are any persons residing within three miles of the parish boundaries ; the elections are usually triennial. A parish council may appoint committees, and co-opt outside persons to any of them. Parochial There is much work which these parochial administra- tion, authorities may do. A parish council or meeting may acquire rights of way, control or maintain footpaths, manage civil parochial property, apply the Adoptive Acts relating to allotments, recrea- tion grounds, baths and wash-houses, lighting, and burial grounds ; it may utilise wells or springs, provide protection against fire, and watch the sanitary conditions of the locality in order to keep the rural district council informed, and if that body neglects its work to invoke the aid of the county authorities. It appoints (wholly or in part) trustees of all civil charities in the parish, and is represented upon the managing bodies of all public elementary schools. But the exercise of these powers is crippled by the smallness of the great majority of the parishes ; about nine- tenths of the total number have populations of less than 1,000, and 2,000 have less than 100 inhabi- tants each. There are certain obvious difficulties which result fi:om this. One is the financial weakness of the authorities. The general rate (on the basis of the poor rate) which may be SECT. 2] WEAKNESS OF PAROCHIAL SYSTEM 35 levied must not exceed sixpence in the pound, and the special rates under the various Adoptive Acts are all limited. In small parishes, there- fore, sufficient money for any except a very few purposes cannot be obtained ; and even if the rate limit were removed there would still he a strong disinclination to undertake any action involving much expenditure. Further, there is not much ability on which the parishes can draw, partly owing to their small size, and partly because the small amount and apparent unimportance of the work renders it in most cases unattractive.^ The result on the whole is that the working of the Act of 1894 has disappointed its promoters. Something has been done in regard to hghting, allotments, and burial grounds (for which parishes may combine) ; there has been activity in the protection of rights of way and of commons and open spaces ; and the representation of the inhabitants of the parishes in the management of elementary schools and charities is useful. But, speaking generally, the conditions of rural England do not promise much development or success for the parochial organisation of local government in the absence of considerable social changes ; and the real work must come more and more into the hands of the authorities of a larger administrative area — the rural district. ^ 111 1902-3 out of 7,250 parishes entitled to councils, 6.531 had financial transactions of some kind ; out of the 5,735 other parishes, only 390 had any receipts and expenditure. The parish authorities spent in all £228,917 (the largest item being ^60,000 for lighting), and an additional £25,332 from loaiiii. 36 ENGLISH LOCAL ADMINISTRATION [chap. i. SECTION 3 The Coming next to the urban areas, we take first municipal , • • i i i • i boroughs. the municipal borouglis, i.e., urban communities which have received a Charter of Incorporation and therewith certain privileges from the Crown, and are governed under the Municipal Corporations Act, 1882 — an amended version of the reforming Act of 1835. The municipalities of England are either historical communities remodelled in 1835, or modern communities which have been incorporated by a Hoyal Charter (granted by the Crown in Council) ^ since that year ; many of the former were always very small, whilst charters are now given only to fairly populous places. Consequently the municipalities vary remarkably in size, from Liverpool with 723,000 inhabitants in 1901, to Hedon with only 1,020 ; there are 31 with populations of over 100,000, and 109 with populations of less than 10,000 (whilst 66 of these have less than 5,000 each). It follows from this " that whilst the outhne structure of municipal 1 The charter is not given as a matter of course. An enquiry may- be held, either by the Privy Council, or by the Local Government Board at its direction ; and opponents are heard. Between 1888 and 1902, 55 applications for charters were made, and only 35 were granted. ^ And also from differences in social and economic conditions. "No anatomical resemblances of outward structure can assimilate the inner municipal life of quaint old cathedral cities with that of new and fashionable watering-places, that of sea-jDorts with that of inland towns, that of manufacturing or mining settlements with that of market towns in the midst of agricultural neighbour- SECT. 3.] THE MUNICIPAL BOROUGHS 37 government is everywhere the same, there are very great differences in its character and extent. The charters do not specify the powers to be exercised by the municipal authorities, but are concerned mainly with structure. The powers are derived from a number of sources: — (1) The Municipal Corporations Act, 1882; (2) general Acts, conferring powers on all authorities of particular classes, as the Public Health Act, 1875, and the Education Act, 1902 ; (3) " Adoptive Acts," i.e.. Acts giving particular powers to any of specified classes of local authorities, which choose to "adopt" them; (4) Private (or I^ocal) Acts promoted by the town councils or by any authorities whom they have superseded. There are a number of differences between the Differencea between municipal boroughs which must be noticed, boroughs. Some are differences of status ; a small pro- portion of the boroughs are " cities," and as such have a certain precedence due sometimes to the fact that they are the seats of bishops,^ and in rarer cases (as Nottingham and Sheffield) to grants from the Crown ; in a few instances the chief repre- sentative of the municipality bears by royal grant the title of Lord INIayor. Other differ- ences of much greater importance are connected with the administration of justice; many boroughs hoods." Brodrick, in Cobden Club's Local Government and Taxation (1875), p. 50. ^ There are two cathedral "cities" which are not municipal boroughs — Elj' (which is an urban district), and St Davids (which has only a parish council). ^ 1 D .J ^ 38 ENGLISH LOCAL ADMLXISTRATION [chap. i. have a separate Commission of the Peace ; some have a stipendiary magistrate^ appointed by the Crown ; in a considerable number there is a separate Court of Quarter Sessions, in which justice is administered, not by a bench of justices, but by a legal officer, the Recorder, also appointed by the Crown ; and a few boroughs are " counties of cities or towns," and possess their o\^ti sheriffs. The chief distinction, however, from our present standpoint is between " county " and " non-county " boroughs ; ^ in the former, the town councils have most of the powers and duties of a county council ; whilst the " non-county " boroughs send representatives to the county councils, which exercise some powers within the municipal boundaries. The Town In all the boroughs the municipal authority is Council. , ° ... concentrated in the Town Council, consisting of from nine to seventy-two (or in a few cases more) councillors elected for three years — one-third retiring every year — and of aldermen to the number of one - third of the councillors. The aldermen are chosen by the whole council, for six years, usually from amongst those members of the council who have the longest experience of municipal affairs ; ^ women are not eligible as 1 A stipendiary (police) magistrate can act alone, whilst there must be at least two justices. ^ Vide supra, p. 24. " The aldermen form a second Chamber, and are ex-officio Justices, only in the City of London, which will be described later. It shares with Winchelsea (a tinj^ Cinque Port), the distinction of being the cujly unreformed municipalities. SECT. 3.] THE MAYOR 39 either councillors or aldermen. Party politics enter much into municipal elections, especially in the larger towns, and the local machinery of national parties is greatly used in municipal contests ; but, nevertheless, there are very many cases of long and continuous membership of the councils. Experience seems to show that in spite of many efforts party loyalty carmot be relied upon in municipal elections in this country as it can be in the United States ; and consequently our municipal government has, on the whole, not become a field for the rivalry of political factions. The Town Council elects, annually in November, The Mayor, a Mayor who holds office for one year ; re-elections are frequent in the small boroughs, but not in the larger. The JNIayor, who is unpaid, is usually chosen from amongst the aldermen or councillors ; but he may be elected from outside their ranks, and may be absolutely inexperienced in municipal affairs. He presides over the council meetings, and is generally an eoc-ojficio inember of all com- mittees ; he is ex-officio chairman of the borough bench of magistrates, where there is a separate Commission of the Peace ; and he represents the municipality at all public ceremonies. He may be a mere figure-head ; in any case his influence and authority depend solely upon his own personal character and energy, and not upon any powers attached to his office. A town council has a two-fold character. It Municipal functions. is the representative authority of the municipahty. 40 ENGLISH LOCAL ADMINISTRATION [chap. i. and it is also the urban sanitary authority ; its functions in these two respects are distinct in law, and to some extent also in fact, but the distinction has come to be of small importance, except in regard to finance. As a municipal authority it administers corporation property and has powers in regard to police and education ; as an urban sanitary authority it carries out the Public Health Acts, and deals therefore with drainage and sewerage, water-supply, lighting, street improvements, housing schemes, markets, cemeteries, and isolation hospitals. Many of the " Adoptive Acts," for the provision of baths and wash-houses, parks and open spaces, museums and art galleries, may be used by a town council in either character ; and similarly as either a municipal authority or an urban sanitary authority it may promote Bills in Parhament to obtain additional powers.^ There is a growing tendency to limit the powers of the smaller boroughs. Thus since 1882 no separate police force may be established in any borough with less than 20,000 inhabitants, and in 1888 the forces in boroughs with less than 10,000 inhabitants were transferred to the county authorities ; only boroughs with populations of ^ The Borough Funds Act, 1872, as now amended lays down that municipal and urban district councils may promote a Bill, and spend money out of the rates for that purpose, only on the conditions that (1) a special resolution to that effect be passed by the coimcil with special formalities, and that (2) the resolution be confirmed by the ratepayers either at a towns-meeting or poll. This is the nearest apjDroach in England to the referendum which exists in some American cities, and in Canada (e.g., at Toronto) ; instances of rejection by the ratepayers here are not uncommon. SECT. 3] MUNICIPAL FUNCTIONS 41 not less than 10,000 can be separate areas for elementary education under the Act of 1902 ; and the same limit is applied for a number of other services, such as the administration of the Acts relating to the diseases of animals, weights and measures, and food and drugs — for these purposes the smaller municipalities are merged in the counties. It should be added that all county boroughs, and a number of Quarter Sessions boroughs, are required to provide accommodation for pauper lunatics. In the last thirty years or so there has been " Municipal . . trading." a great development of the activity of town and urban district councils in regard to what is called "municipal trading" — waterworks, tramways, gas and electric hghting, electric power, and a number of other things, ranging from river steamers to sterihsed milk for children. The increase in the apparent debt of local authorities, resulting from the heavy capital expenditure required for the provision of these services, and the action of the councils in taking to themselves services which would otherwise offer a field for private enterprise, have recently provoked much opposition and roused keen controversy.^ It is not proposed to discuss the matter here, but only to point out the con- siderations wliich have had most weight with the local authorities. They seem to have been two — ^ There is a very extensive literature, chiefly in pamphlets and articles, on "municipal trade." See L. Darwin, Municipal Trade; Shaw, Common Sense of Municipal Trading ; and the Reports of the Select Committees of 1900 and 1903. 42 ENGLISH LOCAL ADMLMSTRATION [chap. i. first, the belief that practically all these services, essential to the well-being of the inhabitants, tend to become monopolies, and therefore should be in the hands of authorities amenable to public opinion and control, and not seeking merely a financial profit ; and, secondly, the desire to obtain from these financially remunerative services some- thing to set against the heavy unremunerative expenditure rendered necessary by English sanitary legislation.^ These two ideas are not always held together — there are many advocates of municipal ownership who are opposed entirely to the alloca- tion of profits to any purpose except the reduction of charges ; but nevertheless these two considera- tions, either separately or together, seem to have determined municipal policy. It is, of course, possible to adopt an alternative poUcy — private enterprise under strict control ; but this has not hitherto been popular in England, in the L^nited States its results have been far from satisfactory (especially in their indirect effects on civic hfe), and in Germany the city administrators are moving rapidly in the same direction as ourselves. ^ " He held distinctly that all mouoiDolies which were sustained in any way by the state ought to be in the hands of the representatives of the people, by whom they shoidd be administered, and to whom the profits should go. At present the council had inadequate means for discharging all the obUgations and responsibilities devolving upon them, and he believed that the pressure of the rates would become intolerable unless some compensation could be foiind in such a proposal as that before the cotmcil. Tlie purchase would help to relieve the ratepayers of burdens which were every day becoming more oppressive." — Mr Joseph Chamberlain as Mayor of Birmingham, 1874, on the purchase of the gasworks. SECT. 3] TOWN COUNCIL COMMITl'EES 43 A town council determines its ovm procedure, Committees. and works chieHy by committees ; the meetings of the council as a whole (which are held as often as may be necessary) are occupied chiefly by the receipt of the reports of the committees, the discussion of any questions raised by them, and the voting of the necessary resolutions. Some of these committees are statutory — those for police (the "watch committee"), education (with co-opted members, including women), diseases of animals, and asylums, in boroughs which are separate areas for these purposes. Others are appointed to the number which the council thinks necessary, and any committee may appoint sub- committees for special branches of its work. Unlike the county councils, town councils may not delegate any of their powers (except those relating to education) to their committees.^ The expenses of a town council as a mimicipal Finance. authority are met from the borough fund, which is formed from the proceeds of corporation property, fees, fines, etc., and of the borough rate, which is levied on the same basis as the poor rate. Its expenditure as a sanitary authority is met by the general district rate, levied on a slightly different ^ "The council may from time to time appoint out of their own body such and so many committees, either of a general or special nature, and consisting of such number of persons, as they think fit, for any purposes which, in the opinion of the council, would be better regulated and managed by means of such committees ; but the acts of everj' such committee shall be submitted to the council for their approval." Municipal Corporations Act, 1882, sec. 22 (2). Contrast the Education Act, 1902, seo. 17 (2). Officers. The urban district. 44 ENGLISH LOCAL ADMINISTRATION [chap. i. basis ; whilst the special rates which may be levied under some of the " Adoptive Acts " are limited in amount. It also receives Government grants for police, sanitary officers, and education. Deal- ings in municipal property, and loans (unless expressly authorised by Parliament), need the approval of the Local Government Board, but the accounts of municipalities (except those for education) are not subject to audit by that depart- ment. The chief permanent officers of a town council are the town clerk (who may exercise very great influence upon the municipal administration), treasurer, education secretary, medical officer, and sanitary inspectors, chief constable (where there is a separate police force), and the heads of the various administrative departments, which vary in number with the extent of municipal activity. The urban districts may be dismissed more briefly.^ They are areas organised under the Local Government Act, 1894 ; and include (1) areas which prior to 1894 were Improvement Districts under Commissioners established by Local Acts ; (2) Local Board of Health Districts formed under the Public Health Acts ; (3) other areas since formed by the joint action of the county councils and the Local Government Board. In 1902-3 there were 812 such districts, ranging in population 1 From the standpoint of the Pubhc Health Acts, England is divided into rural and urban sanitary districts (the latter including boroughs). But the term "Urban Districts" usually means the areas under the Act of 1894. SECTS] THE URBAN DISTRICT 45 from 300 to nearly 100,000 in a few cases.^ The authority in each is a council consisting solely council. of members elected either one-third every year, or all every third year ; women are eligible, and there are no aldermen. Each council elects its own chairman who (unless a woman) is a Justice of the Peace during his year of office ; it must meet at least once a month, and may appoint committees which may include co-opted persons. To the committees entrusted with sanitary and highway matters all the powers of the council in regard to those services may be delegated, with the usual exception as to rates and loans. The urban district council is the sanitary authority Powers. for its area, and therefore has many powers and duties under the Public Health Acts ; it is the highway authority, maintaining its local streets and roads, and may take over from the county council that portion of the main roads which lies within its boundaries, in return for an annual pay- ment ; it may make use of any of the " Adoptive Acts " ; it may exercise any powers which it can obtain under Private Acts promoted by itself, or under provisional orders for tramways, water-supply, gasworks, electric light and power, etc. An urban district authority has not the status and ornamental trappings of a municipal authority ; but its powers ^ It will bo observed that i^opuliitioii has little to do with the classification of English areas. Many urban districts are larger than most municipal boroughs j and some are smaller than most nn-al districts. Finance. 46 ENGLISH LOCAL ADMINISTRATION [chap. i. are practically of equal importance and extent. Many urban district councils are much more important and active than the council of an average middle-sized borough ; and the general remarks made above as to the work of the municipalities apply equally to the urban districts. 'J'he main differences between a municipality and an urban district (apart from forms) are that the latter has no aldermen, has none of the privileges connected with the administration of police and justice which most of the boroughs enjoy, has its accounts audited by the Local Government Board, and is much more closely controlled by that body. The expenses of the council are met by (1) the proceeds of district property, fees, and fines ; (2) the special rates levied under Adoptive Acts and any Local Acts ; (3) the general district rate for sanitary purposes ; (4) the education rate (where the urban district is a separate area for elementary education) ; and (5) Government grants for educa- tion and towards the salaries of medical officers and sanitary inspectors. The chief officers of the council are the clerk, treasurer, surveyor, medical officer, and inspectors, and (where necessary) education secretary. SECTION 4 The Govern The present municipal organisation of the London. Capital of England is based mainly upon the Local Government Act of 1888, and the London SECT. 4.] GOVERNMENT OF EONUON 47 Government Act of 1891). With its area of 121 square miles and its population of four and a half millions, London presents a series of adminis- trative problems greater and more complex than those of any other city in the world. It is not that the problems are different in kind, for the needs of the vast urban populations are everywhere the same, but that their larger extent renders it practically impossible for all the administrative details to be dealt with adequately by a single authority. Consequently in London there are two sets of authorities — central and local — and although the arrangements of each group are open to much criticism, the division of labour is in itself an absolute necessity. The principal " central " authority is the London The London . . . County County Council, consisting of one hundred and council. eighteen councillors elected (two for each parlia- mentary division) for three years, and nineteen aldermen chosen by the council for six years ; it selects a chairman, vice-chairman, and deputy- chairman from its own ranks, and they hold office for one year (re-elections were common in the early years of the council's history, but have now been abandoned). The elections of councillors are always contested on party lines, but the attempts made to identify political with municipal parties have not been very successful ; only at the general parliamentary election of 190G did the municipal and parliamentary representation of London be- come at all identical. In its general form and 48 ENGLISH LOCAL ADMINISTRATION [chap. i. powers the London County Council resembles the other county councils ; but it has the special powers and duties needed for the administration of a great urban area, and is therefore a com- bination of the councils of a county and of a large municipality. It meets once a week during the greater part of the year, and has about a score of chief committees, with a great number of sub- Powers, committees. It deals with main drainage, river embankments, street improvements, bridges (except those within the area of the City of London), tramways, housing, lunatic asylums, parks and open spaces, licensing of music halls and some theatres, protection against fire, and a vast number of miscellaneous services ; it is the education authority (with co-opted persons on its committee for that purpose), and as such (in addition to the elementary schools which it maintains) it has built up a great system of technical and secondary education, and contributes largely to university education. It has some public health powers of its own (infant life protection, inspection of common lodging - houses, licensing of slaughter - houses, regulation of obnoxious trades, etc.), and exercises a general supervision over the sanitary adminis- tration of the metropolitan boroughs ; it also controls the raising of loans by them.^ The The Metropolitan Police have charge of an Metropolitan ^ Police. ^ The estimated ordinary expenditure of the County Council for 1905-6 (not including working expenses of "trading " enterprises) was £9,494,355, including £4,086,094 for education. SECT. 4.] "CENTRAL" LONDON AUTHORITIES 49 area very much larger than the administrative county — it includes all the territory (except the 1 square mile of the City) included in a circle with a radius of 15 miles from Charing Cross, and embracing about 688 square miles. The force is under the control of a Commissioner, appointed by and dependent solely upon the Home Secretary ; and although the local authorities of its area bear practically the whole of the cost (apart from the grant which the Government makes to all police forces, and a small additional contribution for the services of the force as a " state " police) they have no voice in the management.^ Another authority for an area larger than the adminis- trative county is the INIetropolitan Water Board, The •^ II' Metropolitan established m 1903 to take over the undertakmgs water Board. of the eight private companies which had hitherto supplied London and surrounding districts ; " water London " has an extent of some 620 square miles, and the Board is composed of representatives of the London County Council, the City Corporation, the metropolitan borough councils, and the councils of counties, municipal boroughs, and urban districts in the area of supply. The Metropolitan Asylums The •,-t T n 1 t - • ^ ^ • o ^ Metropolitan Board, rounded m 1867, is the authority tor the Asyiuma Board. provision of isolation hospitals, asylums for ' Practically all European capitals have a special police organisa- tion dependent solely upon the Government. This is due upon the Continent to political reasons, but in England to (1) the absence of any central local authority when the Metropolitan Police were established in 1829 ; (2) the largeness of the area ; (3) the work done by the force as a "state" police (extradition, supervision of foreign criminals or suspects, protection of Government buildings, etc. ). D 50 ENGLISH LOCAL ADMINISTRATION [chap. i. imbeciles (as distinct from lunatics), and hospitals for Poor Law children for the Poor Law Unions of London ; it consists of representatives of the Metropolitan Boards of Guardians and persons nominated by the Local Government Board. The City The Corporation of the City of London occupies a peculiar position. It consists of a Lord JVIayor, aldermen, and common councillors elected (the aldermen for life and the councillors annually) by the members of the " livery companies," which are the descendants of the mediaeval guilds. The con- stitution of the city has not been changed in essentials for about four and a half centuries : the aldermen form a second chamber, are ecc-qfficio Justices of the Peace, and serve the office of Lord Mayor for one year in order of seniority (though nominally elected). The Corporation is a " central " authority, since it has (apart from its historical position) special duties and privileges ; it possesses its own police force for its one square mile of territory, is the port sanitary authority, maintains several bridges and central markets, and has a number of powers connected with the administration of justice, including the appoint- ment of two sheriffs.^ •me The " local " areas are the Metropolitan Metropolitan i i/> iiiiTi/^ ■ boroughs. boroughs, lormed under the London Government ^ Two other " central " bodies are the conservancies of the Thames and Lea rivers. They have general charge of the na\ngatiou of those streams, and contain representatives of the various local authorities and other bodies interested. SECT. 4.] LONDON BOROUGHS 51 Act of 1899. They are twenty-eight in number, with populations ranging from 341,000 in Islington to 53,000 in Stoke Newington. Each has a council of not more than sixty members elected triennially, and aldermen (to one-sixth of the number of councillors) chosen by the council for six years. The Mayor holds office for one year, and need not be selected from the council itself. The borough councils (like the Corporation of the City) are the sanitary and highway authorities ; they are responsible for the assessment and collection of local rates ; and have the ordinary powers of urban authorities in regard to the use of the various Adoptive Acts, and the promotion of Private Bills. The London boroughs do not enjoy the same freedom from control as the true municipal boroughs ; they are subject to the audit of the Local Government Board, to the approval of the London County Council in regard to loans, and to its supervision of sanitary administration. The borough councils took the place of a very much larger number of local bodies; the Act of 1899 was an important step in the direction of con- solidation and simphfication ; and on the whole the effect of the change has been a distinct improvement alike in the composition and work of the authorities.^ These various authorities naturally all have Finance. 1 It should be added that for Poor Law purposes London is divided into thirty Poor Law Unions, which do not necessarily coincide with the boroughs. 52 ENGLISH LOCAL ADMINISTRATION [chap. i. power to levy the necessary rates, but as there are great differences in rateable value between the districts, and as on the whole the poorer the district the greater the amount and cost of administration, two attempts have been made at the equalisation of the financial burdens (apart from the rates levied by the County Council, which are uniform throughout the Metropolis). The Metropolitan Common Poor Fund is raised by a uniform rate in the thirty unions, and from it there is provided the cost of district asylums for imbeciles, dispensaries, vaccination, and 5d. a day for each indoor pauper. The equalisation of Rates Act, 1894, directed that a rate of 6d. in the pound on rateable value should be levied all over London, and the proceeds divided between the boroughs according to population.^ SECTION 5 The Poor Law There remains one set of areas and authorities ^ ^ ' established for one particular purpose — the relief ^ An extension of this arrangement is now (1906) under the consideration of the Government. The fullest account of the administration of the Metropolis is given in the London Manual (annual volume). 2 There are a number of other authorities scattered about the country — Port Sanitary Authorities (sometimes identical with town or urban district councils), Harbour and Dock authorities (often also identical with town councils), Commissioners of Sewers, Drainage Boards, Conservators of Commons and various Joint Boards {e.g., for Asylums, Burial, Drainage, etc), — but they are comparatively few in number and need not be described here. SECT. 5] POOR RELIEF 55 of the poor. Since the Poor Law of IGOl tlie parish has been the unit of Poor Law administra- tion ; but the ordinary parish is far too small to be satisfactory for that purpose. In the eighteenth century combinations of parishes were permitted and became fairly frequent, and the Poor Law Amendment Act, 1834-, made the arrangement general by the formation of Poor Law Unions, consisting sometimes of a single parish, but gener- ally (as the name implies) of a combination of parishes ; " the general idea on which the union was formed was that of taking a market town as a centre, and uniting the surrounding parishes, the inhabitants of which resorted to its market, such a centre being supposed to be convenient for the attendance of guardians and parish officers. A limiting principle was that in the first instance the union should be small enough for the guardians to have a personal knowledge of all the details of its management, and it seems to have been intended that, as the business became simplified and under- stood, the area might be enlarged."^ There are now six hundred and fifty-seven such unions : it must be remembered that the Poor Law organisa- tion is the same for urban and rural areas alike, and that the boundaries of the unions have no necessary relations to the boundaries of any other local government areas except the parishes." ^ Wriglib and Hobhouse, Local Government and Local Taxation (2nd edition), p. 9. ■" Thus the city of Birmingham includes one whole Poor Law Union, and parts of two others. 54 ENGLISH LOCAL ADMINISTRATION [chap. i. The Board of The authority in each union is the Board of Guardians. . ^ Guardians, holding office for three years ; ^ women are ehgible, and much valuable work is done by them. Actually separate elections of guardians take place only in urban unions or the rural portions of mixed unions ; elsewhere the persons chosen as rural district councillors are ipso facto guardians for their electoral areas (parishes). Poor Law administration in England presents two peculiar features : first, it is the only general public service for which the ad hoc principle {i.e., the election of a separate authority with a separate rating power) has been maintained ; ' and, secondly, it is of all branches of local administration the one most strictly controlled and directed by a central department. The retention of a separate authority, though undesirable on general grounds, may perhaps be justified in this case by the nature, extent, and complexity of the work ; but the continuance of the very strict tutelage exercised by the Local Government Board over the guardians, necessary undoubtedly in the early years after 1834 in order to prevent a relapse into the former evils, now tends to become an obstacle alike to the activity 1 The Board may elect a chairman and vice-chairman ft'om outside, or co-opt two members. - The Boards of Guardians have a few duties besides poor relief — the administration of the Vaccination Acts, the ai^pointment of registrars of births, deaths, and marriages, and (outside the Metropolis) the supervision of the assessment and collection of most of the local rates based upon the poor rate. But the actual Poor Law administra- tion is so much the largest part of their work that they are practically ad hoc authorities. SECT. 5] OUTDOOR RELIEF 55 and enterprise of the guardians and to the efficiency of the central authority. The guardians have nothing to do with the Asylums. provision or management of asylums for pauper lunatics, though the cost of the maintenance of each inmate is borne by the union upon which he is chargeable. But apart from this the guardians administer the whole of the poor relief system. The relief given falls into two great divisions — outdoor and indoor. The chief forms of out- relief are : — (a) Weekly allowances in money or in kind. Methods of relief. The guardians may not pay rent, redeem tools, or buy clothes (except in rare cases), and they may not give this form of relief to ordinarily able- bodied adults outside the workhouse, except in cases of distress arising from such causes as " sickness, accident, bodily or mental infirmity in themselves and in their families." This means that out-relief cannot be given to the able-bodied who are out of employment ; with the exception indeed that the guardians may by special permission provide for this class under the regulation that " every able-bodied person, if relieved out of the workhouses, shall be set to work by the guardians and be kept employed under their direction and superintendence so long as he continues to receive reUef," but the difficulty experienced in finding satisfactory work has been so great that few boards now attempt to make use of this power, except in some towns. 56 ENGLISH LOCAL ADMINISTRATION [chap. i. {b) Apprenticeship ; boards of guardians may pay the premiums necessary for children to be bound apprentices. (c) ]MedicaI assistance ; each board must appoint one or more medical officers to attend upon all poor persons requiring such assistance, and to supply the necessary medicines. {d) Finally there is "burial by the parish." The forms of in-relief are : — (a) The casual ward, where a night's shelter is given to vagrants in return for a compulsory amount of work. {b) The workhouse, which is the refuge chiefly for the disabled, either by age or infirmity, and for women and children.^ A classification of inmates (aged and infirm, married persons, children, etc.), is in part required by law, and in part recom- mended by the Local Government Board ; but it is difficult in the small country workhouses to carry out this arrangement so far as is desirable. The best results attained so far have been in the provision of some extra comfort for the aged, and in the treatment of the children. (c) The infirmary is practically a parish hospital.^ The condition of the infirmaries was for long very ^ The original idea of the ■workhouse was that willingness to enter it should be a test of the anxiety for help, and in it work was to be found for the able-bodied. Actually the name has come to be a misnomer : on 1st July 1905 there were only 7,615 able-bodied men in health in the workhouses, out of a total indoor workhouse population of 214,884. ^ Hospitals for infectious diseases are jjrovided in London bj' the Metropolitan Asylum Board, and elsewhere by county or sanitary district authorities. SECT. 5.] POOR LAW SCHOOLS 57 unsatisfactory, but there has been a marked im- provement in recent years. {d) The schools. The provision for the children, which is the most hopeful part of the Poor Law administration, takes various forms. There is the school in the workhouse itself, or the arrangement whereby the children, whilst living in the workhouse, attend the ordinary pubhc elementary schools ; but both these plans are undesirable, since they keep tlie children for all or much of the time in the atmosphere of pauperism. There are " scattered homes " for small groups of children, who attend the ordinary school ; there are the large " barrack schools," maintained some- times by a combination of unions ; there is the " boarding out " system, which works well if great care is taken in the selection of the homes, and constant inspection maintained ; and, finally, there are '* cottage homes," where a small village is built round a school and workshops, and a number of children are placed in each cottage under the charge of a workman and his wife. It is the duty of the guardians to determine Finance. in the case of each applicant the nature and extent of the relief to be given, and in the work of enquiry, and the distribution of relief, they are assisted by professional relieving officers ; the definite decision rests with the guardians them- selves, or the " relief committee " appointed by them. This is one of the weakest parts of the Poor Law machinery ; the relieving officers are 58 ENGLISH LOCAL ADMINISTRATION [chap. i. generally few and overworked, whilst their enquiries (being merely professional,) are apt to become of a routine character, and there is no provision for that constant and detailed attention to individual cases which alone can make relief of permanent use. The cost of the relief of the poor and of the other duties of the guardians is borne in each union by a common fund, to which the constituent parishes contribute in proportion to their rateable value, the only items chargeable to the separate parishes being the salaries of assistant overseers and rate collectors. Asylums are provided by county or borough authorities, but the main- tenance of the inmates is a charge upon the unions from which they come. The central government contributes (through the Exchequer Contribution Account) an amount equal to the fees of pauper children attending elementary schools, salaries of teachers in Poor Law schools, the salaries and superannuation (in 1887-88) of union officers outside London, salaries of Poor Law medical officers in London, some other small payments, and four shillings per head per week for pauper lunatics. Guardians may recover (if they can) the whole or part of the expenditure on relief from the responsible relatives of the person relieved. The whole of the work of the Boards of Central Guardiaus is under the strict control and control. surveillance of the Local Government Board, which can issue orders and regulations of all kinds, prescribing the duties of the guardians SECT. 5] UNEMPLOYMENT 59 and the methods of work in great detail.^ Its inspectors, eacli in charge of a district, can attend the meetings of the guardians, and visit and inspect thoroughly any Poor I^aw institution at any time ; this arrangement not only enables the central department to maintain a constant watch, but also puts much expert advice at the disposal of the guardians. Further, the appoint- ment of local officials (clerk, Poor Law medical officer, relieving officers and workhouse officers) must be approved by the Local Government Board, which on the other hand can dismiss any official without the consent of the guardians.^ It has already been remarked that the English Poor Law system is not adapted, and scarcely professes, to deal with distress arising from temporary lack of employment amongst the able-bodied workmen. This defect led to the Unemployed AVorkmen Act of 1905, which applies to London and towns or urban districts with not less than 50,000 inhabitants. In each London borough there is to be a ** distress committee," consisting partly of councillors and The distress committees. partly of guardians and other experienced persons ; and there is also a " central committee " of representatives of the London County Council 1 It has been estimated that the Poor Law statutes and depart- mental orders in force would cover 2,500 printed octavo pages ; there is urgent need for consolidation. - For the poor law administration see Fowle, Poor Lav: ; Chance, Our Treatment of the Poor ; the Annual Reports of the Local Govern- ment Board; and the Annual Reports of the Proceedings of the Poor Law Conferences. 60 ENGLISH LOCAL ADMLMSTRATION [chap. i. and of the distress committees, with co-opted persons. The local committees are to make themselves acquainted with labour conditions in their boroughs, receive applications from unemployed workmen, and endeavour to find work (by opening employment bureaus, or inducing the borough councils to undertake public works, etc.), or they may hand over the cases to the central committee. The local committees may not themselves provide work ; the central committee may do so ^ ( by establishing farm colonies or in any other way), and may aid emigration or help the removal of the workman to another part of the country where there is a demand for labour. The expenses are to be defrayed out of a central fund formed from voluntary gifts and the proceeds of a limited rate, and aided by a government grant. The large urban areas outside London may have similar committees of councillors, guardians, and other persons, with powers like those exercised by the London central committee. The Act, which is to be in force for three years, is so recent that it is scarcely possible to express any opinion as to its working ; but it inaugurates an attempt to deal seriously and on fresh lines with a problem which hitherto has been left mainly to the spasmodic and often ill-directed efforts of private charity. ^ Subject to the restriction that the work so provided "shall have for its object a purpose of actual and substantial utility." SECT. 6] NATIONAL EDUCATION 61 SECTION 6 The creation of a national system of Education Education. in England is entirely the work of the nineteenth century.^ Up to 1833 the country depended for elementary education entirely upon private (mainly philanthropic or religious) enterprise, and when in that year the first small grant of £20,000 was made by Parliament, the money was distributed by the Treasury for school buildings according to the advice of the two great societies to whose activity such organised elementary schools as existed were chiefly due.^ Then after various enquiries by Parliamentary Development committees the decisive step in the direction of action, state action was taken in 1839, when the grant was increased, a contribution made to the two societies for the erection of training colleges, a special committee of the Privy Council appointed to administer the grants, and the principle asserted of the inspection of all schools in receipt of public monies. In the next decade progress was made chiefly in regard to the supply of teachers — the foundation of more training colleges was encouraged and scholarships to them were established by ' The purpose of this section is to sketch briefly the develop- ment of English state action in regard to education, and then to describe the existing machinerj', without discussing the difficult problem of " religious education." ■^ The British and Foreign Schools Society, a nonconformist society giving in addition to secular instruction only " Bible teach- ing " ; and the National Society, an Anglican organisation. 62 ENGLISH LOCAL ADMINISTRATION [chap. i. the Government, the pupil-teacher system was inaugurated, the state certification of teachers was estabhshed, and regulations were imposed as to the proportion of certificated teachers in the public elementary schools. Various attempts followed in subsequent years to organise local action and to lay the duty of pro"^^ding elementary education upon the local authorities,^ but nothing was done until 1870. The Elementary Education Act of that year laid down three principles, but modified them all in application. There was to be in each school district an elected authority for elementary education, but only where the supply of each education by voluntary effort was inedequate. A local rate was to be levied, but only where there was a School Board : and attendance was to be compulsory, but only where any School Boards chose to make bye-laws to that effect. Legislation in 1876 and 1880 made compulsory attendance general, and eleven years later elementary education became practically free. JNIeanwhile there had been a slow development of state encouragement of secondary education, chiefly by the establishment of science and art schools at South Kensington, and by grants to institutions giving science and art teaching approved by the central department. A great 1 It is noteworthy that the Eoyal Commission of 1858-61 recommended the formation of county and borough Boards of Education, -vrith powei' to levy a rate. It ^ras at first intended in 1870 to give elementary education in the boroughs into the hands of the town councils, but the advocates of the ad hoc system ultimately prevailed. SECT. 0] BOARD OF EDUCATION 63 advance was made when in 1889 and 1890 the councils of counties, boroughs, and urban districts were authorised to supply or aid the supply of technical or manual instruction, to use for that purpose (if they thought fit) the proceeds of certain taxes on beer and spirits levied by the central government but handed over to the local authorities, and to supplement this by a small local rate. For Wales special arrangements were made by the Intermediate Education Act, 1889, which enabled county and county borough councils to contribute to secondary (as distinct from technical) education. In the same year small grants were made for the first time from the central Exchequer to a number of institutions recognised as giving education of a university type. The Education Department was formed in The central ^ _ department. 18.5G by the combination of the " Educational Establishment of the Privy Council Office," and the " Establishment for the Encouragement of Science and Art," which had hitherto been under the Board of Trade. The office of Vice- President was created, but the position of its holder was never quite clearly defined ; always a politician, he was sometimes entirely subordi- nate to the Lord President of the Council (the official head of the department), and some- times practically an independent minister. In 1900 the office was reorganised as the Board of Education, under an independent President, tions in 1902. 64 ENGLISH LOCAL ADMINISTRATION [chap. i. assisted by a Parliamentary Secretary, It now directs and controls the whole of elementary educa- tion and science and art teaching, in schools which are supported out of public funds ; it inspects those schools, and distributes the Exchequer grants ; it also inspects training colleges. Its powers in regard to secondary (as distinct from science and art) education are confined to the inspection of such schools as desire it. Thecondi- By the year 1902 the need for a general reorganisation had become painfully apparent. The elementary schools fell into two groups — {aj *' board schools," maintained by local school boards entirely out of Exchequer grants and local rates, and with simple biblical teaching ; (b) the "voluntary schools," maintained by private subscriptions and Exchequer grants, and with denominational (usually AngUcan or Roman Catholic) religious teaching.^ But gradually sub- scriptions had fallen off, and the voluntary schools had sought more and more for state assistance, until nearly 80 per cent., of their revenue was derived from Government grants, though the schools were managed solely by foundation trustees. Rather more than half the children receiving elementary education w^ere in voluntary schools, but, though some of these attained a very high standard of ^ The "religioijs grievance," resulting from this was that there were 7,478 districts with only one school (generally Anglican) and in that school denominational religious instruction was given. The " conscience clause " permits the withdrawal of the children from the lesson, but such a step is not always possible or desirable. SECT. 6.] EDUCATION IN 1902 65 efficiency, yet on the whole the financial limitations made the general level of the voluntary schools lower than that of the board schools. These latter, aided by the rates, had extended their sphere of action greatly ; in " higher grade " day schools they were giving education practically of a secondary type, in evening continuation schools they provided elementary and more advanced teaching for both adults and young people, and they maintained centres for the training of pupil teachers. Some of this over- lapped the work of the technical education committees of the local authorities ; and legal decisions determined in 1900 and 1902 that all the instruction given to adults, and the subjects taught in the higher grade schools, were illegal, since they were outside the meaning of the term " elementary." For secondary education the technical com- mittees were doing much valuable work, and in AVales the county and county borough authorities contributed largely to the maintenance of ordi- nary secondary schools ; the central government aided only science and art teaching. For the training of teachers for the elementary schools neither the state-aided private institutions nor the school boards made anything approaching to an adequate provision. Finally, apart from the small central contributions to "university colleges," the pubUe authorities did nothing for university education, E 66 ENGLISH LOCAL ADMLNISTRATION [chap. i. TheEduca- The Act of 1902 (a) abandoned the ad hoc (i.) Element-' system, and made the county and munieipahty ary educa- *^ . . . tion. the basis of educational organisation ; and (b) put an end to all restriction upon the action of the new authorities. For elementary education the authorities now are the councils of all counties and county boroughs, of municipalities with at least 10,000 inhabitants, and urban districts with at least 20,000 inhabitants ; ^ and they take over the whole of the elementary schools (whether board or voluntary schools) within their areas, and control entirely the secular teaching given in them. Every local education authority is required to appoint one or more committees, composed partly of councillors and partly of co-opted persons (including women) ; to the committees so appointed all the powers of the authorities may be delegated with the usual exceptions as to finance. In the case of a " council " (formerly " board ") school, there are managers, of whom two-thirds are appointed by the local education authority, and one-third by the local authority (if distinct from the education authority). For " voluntary " schools two-thirds of the managers are appointed by the old trustee managers, one - sixth by the local education authority, and one-sixth by the local authority, 1 Municipalities and urban districts may siirrender their powers to the local county councils, if the latter are willing to accept the transfer. This is in many ways desirable, but the extent of it will depend chiefly upon the financial effects. BKCT. f?.] THE EDTTCATION ACT OF 1902 67 if distinct {c.^\, in rural areas the parish council). In the council schools undenominational Bible teaching is to be given, in voluntary schools the religious instruction is to be in accordance with the trust deeds. The Government grants for elementary education (apart from office expenses) amounted in 190:3-4 to £9,799,412. For "higher education" (which is defined (ii) Higher education. Simply as " education other than elementary," and can therefore include secondary, technical, and university education, and the training of teachers) the authorities are the councils of all counties and county boroughs, and of all munici- palities and urban districts.^ For this purpose they may expend the "whisky money," and supplement it by a small rate. The nature and extent of their action in this respect are left entirely to the discretion of the local authorities themselves, in consultation with the Board of Education, and with due regard to local conditions. The increase of the Exchequer grants towards the university colleges, the proposed reorganisa- tion and extension of the state scientific institu- tions at South Kensington, the commencement of state contributions towards secondary educa- tion, the growth of the new universities and their close connection with the local education ^ The inclusion of all the municipalities and urban districts as areas for "higher education " is somewhat unfortvmate, since many of them are too small to be effective. But they can surrender their powers to, or act jointly with, the county counoils. 68 ENGLISH LOCAL ADMINISTRATION [chap. i. authorities^ are all evidences of a revived interest in national education, and the recognition of the need for a co-ordinated system embracing all three grades. The expenditure upon educa- tion by the central government is now more than £12,000,000 per annum, but more is necessary ; and the working of the new Act will involve a considerable increase of taxa- tion throughout large districts where hitherto there has been no education rate at all. This may act as a check upon the county councils, and probably secondary education (in regard to which there is no compulsion upon the authorities) will suifer to some extent. But, nevertheless, if only some compromise on the question of religious teaching can be obtained, and the controversy removed which has been so long a stumbling block in the path of educa- tional reform, there is abundant opportunity and reasonable prospect for the construction of a really complete system of national education. 1 E.g., some of the universities are undertaking the training of teachei's for the local authorities, and are represented upon the local education committees ; \\rhilst authorities are contributing to the universities and are represented upon their governing bodies. CHAPTER 11 LOCAL ADIMINISTIIATION IN FRANCE SECTION 1 The work of the central administration in France Ministnefl is divided between the following eleven ministries, of which the last five alone are important from our present standpoint : — (1) Ministry of Foreign Affairs. (2) Ministry of War. (3) Ministry of Marine. (4) Ministry of the Colonies. (.5) Ministry of Justice. (6) Ministry of Finance. (7) Ministry of the Interior, which is concerned chiefly with police, local government and the control of local authorities, public assistance and public health, prisons, and the administration of Algeria. Under the Minister of the Interior is the Prefect of Police, who in many respects resembles our own Commissioner of the Metropolitan Police (entirely dependent upon the Home Secretary). He is the head at once of the local police of the 69 70 FRENCH LOCAL ADMINISTRATION [chap. ir. capital and the surrounding district, and of the "state" police (protection of the President of the Republic, extradi- tion, etc.). (8) INIinistry of Public Works — administration of the national roads, state railways, supervision of other railways, provi- sion and maintenance of lighthouses, harbour works, navigation of rivers and canals, and many other matters. (9) Ministry of Commerce and Industry — technical education, patents, prepara- tion of commercial treaties, administra- tion of factory legislation, commercial and industrial statistics and information. Attached only nominally to this Ministry is the Department of Posts and Tele- graphs, in charge of an under-secretary who is almost an independent minister. (10) INIinistry of Public Instruction — all three grades of national education, central educational institutions, and (through the Direction des Beaux Arts) instruc- tion in Art, the national theatres and museums, and historical monuments. (11) JVIinistry of Agriculture — agricultural legislation, education, information and statistics, irrigation and drainage, national woods and forests, etc. The Ministry of Public Worship (Ministere des Cultes) has never of recent years (if at all) SECT. 1] MINISTERIAL OFFICES 71 been possessed of an independent head ; it is usually attached either to the Ministry of the Interior or the Ministry of Public Instruction. It deals with the subventions to the clergy and places of worship of the denominations recognised by the state. In regard to these central departments there are a few points worthy of consideration. The first is the very small number of offices open to politicians ; each department has only one parlia- mentary representative — the minister ; except in the case of the Post Office there are no political under - secretaries or other officials as in Great Britain. A British Prime Minister has at his disposal nearly fifty administrative offices^ of one kind or another, to which he can (and in fact must) appoint members of one or other House of Parliament ; a French Premier has at most only about a dozen such offices. One reason for this is certainly the fact that a French minister can speak in explanation and defence of his policy in both the Senate and the Chamber of Deputies, even when he is a member of neither body (as is sometmies the case with the Ministers of War and Marine) ; and so the chief reason for the existence of parliamentary under-secretaries in Great Britain is lacking in France. Secondly, the peculiar conditions of political life in France have tended to give the permanent Civil Service still ' Exclusive of offices in the Roj-al Houseliold. 72 FRENCH LOCAL ADMINISTRATION [chap. ii. more power there than in Great Britain, large as is its authority here. For the absence of definitely organised political parties, and the consequent dependence of ministries upon com- binations of groups, have resulted in rapid changes of Government, so that the average life of a French ministry (until recent years) has been considerably less than twelve months. It is true that in a few cases a minister might stay in office under a succession of Prime Ministers, and that a change of ministry in France does not necessarily mean a change of policy, since it is often due chiefly to personal causes ; but these facts do not affect the general result. When ministers come and go with such rapidity it is certain that each newcomer — anticipating but a short stay — will be disinclined (unless he be a man of exceptional force) to attempt to inaugurate any considerable changes, that he will be ready to let matters go on in the old departmental way, and that the permanent officials, who alone have any real acquaintance with the work and machinery of administration, will be in reality the directing force. In the last few years French JNIinistries have shown an unwonted stability, owing to the formation of something like ministerial and opposition parties ; but it is as yet too early to estimate either the permanence of this or its effect upon the administrative system. Thirdly, much more use has been made in France than in Great srocT. 1.1 THE PRESIDENT 73 liritain of the method of consultative committees of experts attaclied to the various Government departments; most of the offices of internal administration have several such committees. The executive chief of the French Republic The ^ President. is the President, but he acts by and v^^ith the advice of the ministers, given either individually or collectively (for the Council of Ministers, unlike the British Cabinet, has a legal status) ; and under M. Loubet the position of the President came to resemble closely that of a strictly constitutional monarch, in the Enghsh sense of the term. The presidential acts are thus classified by French legists : — * A. Constitutional Acts — convocation and prorogation of the legislature, issue in some cases of decrees in matters of colonial government, conduct of foreign affairs (negotiation of treaties, declara- tion of war). In these the decision rests solely with the whole body of the President's responsible ministers. B. Administrative Acts — issue of decrees and regulations (both general and applicable to particular cases only) in the exercise either (1) of the President's general powers as chief of the execu- tive ; or (2) of the authority conferred on him by particular laws. Ordinarily ' Cf. BcEuf, Droit Administratif (17th edition), pp. 14 seq.. and Ber- thelemy, Droit Administratif, pp. 87 seq. 74 FRENCH LOCAL ADMINISTRATION [chap. ii. the former class of Acts need only the counter-signature of a responsible minister ; whilst for the latter the Council of State must be consulted {le Conseil d'Etat entendu). The Council This Council of State is the centre of the of state. whole administrative system of France. It owes its present form to a law of 1872, amended at various times and particularly in 1879, but the institution itself is much older ; it was founded at the same time as the Consulate of 1799. Its function is threefold : it is a consultative body, giving advice upon legislative proposals submitted to it by the ministry, or referred to it by the legislature ; it is an adm'mistrative body, since all questions arising in the conduct of the national administration may be submitted to it by the President and his advisers, and some decrees and regulations would be invalid unless the advice of the council had first been taken, though not necessarily followed ; and it is a judicicd body, acting as the supreme administra- tive court. It is under the presidency of the Minister of Justice (as Keeper of the Seals), and consists (exclusive of the ministers) of thirty- two ordinary paid councillors, appointed and dismissed by the President of the Republic by decree adopted in the Council of JNIinisters, and nineteen extraordinary unpaid councillors, who must be persons actively engaged in the ordinary administration, and are appointed and dismissed SECT. 1] WORK OF THE COUNCIL OF STATE 75 by simple presidential decrees. There are also subordinate members — jnaitrcs de.s vequi'teH and auditeurs, whose business it is to prepare reports on the various problems under consideration. The council does its work in five sections, of which four are concerned with administrative questions,^ and consist each of a president, five ordinary, and a varying number of extraordinary, councillors. The fifth section deals with matters of administrative law, and consists only of a president and six ordinary councillors ; no extra- ordinary members may be attached to it, since they are engaged in actual executive work, and the same disability extends to the Keeper of the Seals (who may take part in the work of the other sections), as he is a member of the Council of Ministers. The working of the Council of State as a supreme administrative tribunal will be considered in another place ; ^ here we have to do with its action only in respect to general administration. On some matters referred to it the particular section concerned alone decides ; in others, after a preliminary discussion by the section, a resolution of the whole council is required (and this applies to all really important matters). Ordinary councillors may vote on all questions, both in sectional and general meetings ; 1 The sections are for — (1) legislation, justice, and foreign affairs; (2) home affairs and education ; (3) finance, army, navy, and colonies (4) public works, trade and commerce, post and telegraphs, and agri- culture. 2 Vide infra, pp. 309-10, 371-G. 76 FRENCH LOCAL ADMINLSTRATION [chap. ii. extraordinary councillors may also vote in both, but only on matters relating to the particular government department of which they are members ; the imdtres des requetes may vote in both, but only on the particular matters on which they have reported ; and, finally, the auditeurs may vote only in the sections, and there only on the subjects of their reports. Ministers may vote in the general meetings, and the Keeper of the Seals (as President) in all sections except the fifth. The organisation thus briefly sketched is very elaborate, and the rules which determine its working are very complex. It is of the utmost importance, for it is not easy for a ministry to run counter to its advice, or to ignore its recommendations ; and although the power of appointment and dismissal possessed by the ministry of the day may seem a peril to the independence of the council, it is not so in practice, partly because of the brevity of ministerial careers hitherto. Further, the council is undoubtedly a conservative force, but it has knowledge ; and the most reforming ministry feels itself bound to give the council a patient hearing, even when it strongly disagrees. On the other side, whilst it is true that the judicial authority of the Council of State in administrative matters is liable to abuse, yet the legal tradition is strong enough, in its adherence to the strict methods of judicial interpretation, to prevent SECT. 2] THE COURT OF ACCOUNTS 77 any serious wrestiiifr of the law to tlie advantage of the executive. I>astly, in connection with tlie central crovern- cour dea •^ " Comptea. ment of France it should be noticed that the Court of Accoiuits {Cour dcs Comptes) examines the whole of the accounts of national revenue and expenditure ; it may call for all the evidence it requires ; it may impose penalties on account- ing officers who delay presenting their accounts ; it may surcharge officials and authorise prose- cutions. It reports annually to the President and the Chamber on the results of its work, and makes any suggestions for reform which occur to it. Its members are appointed by the President for life. It thus resembles (so far as the general character of its work is concerned) the office of the Auditor- General in Great Britain. SECTION 2 The local administrative areas of France are four in number : — Department, Arrondissement, Canton and Commune ; but only the first and last of these are of real importance. For one matter — education — there is a larger area, which will be described later. It will be observed that in the two important areas of general local government the plan has been adopted of setting up a single responsible, and more or less inde- pendent, executive official, controlled by an advisory The Department (a) The Prefect. 78 FRENCH LOCAL ADMINISTRATION [chap. ii. body of councillors who take no part in the work of actual administration. The departments are the arbitrary geographical areas, eighty-six in number, into which France was divided by the reforming zeal of the Con- stituent Assembly.^ They have undergone a number of changes since then, and their present constitution is due chiefly to a law of 1871. The department is an area at once of " decon- centrated " central administration, and of local self-government. At its head is the Prefect, who is its sole responsible executive official ; ^ he is appointed by the Minister of the Interior, and is a professional administrator in receipt of a salary of 18,000, 24,000, or 35,000 francs accord- ing to the class of prefecture. The Prefect is first and foremost the local agent of the central government, and as such he is the head of practically the whole of the national adminis- tration within his area — he represents the Ministries of the Interior, Finance, Commerce, Public Instruction, Agriculture, Public Works, and even War. His activity is multifarious ; it includes sanitary administration, the factory laws, education, encouragement of agriculture, highways, registration, state taxes, public lands, elections, conscription, billeting of troops, and all the other miscellaneous matters with which ^ Vide infra, p. 247. - " Le prefet sera seul charge de radministratiou du departenjent." — Loi du 28 Pluviose, I'an VIII. HKCT. 2] THE PREFECT 79 the central government is in any way con- cerned. He controls the " police " — a term which includes many things such as the sur- veillance of the Press, public meetings, aliens, hunting and fishing, theatres, and a good deal of sanitary law. His police authority extends over the whole department, and he may make regulations for the whole or any part of it, but in each separate commune the mayor manages the local police, and the Prefect may intervene only if he deems the mayor's action inadequate. Finally, he has very considerable powers of control over the communes and their financial operations, and over public institutions generally ; he may annul the decisions of a communal council, or refer them to the Minister; he may suspend for a month a mayor or any executive official of a commune ; he may even suspend a whole council, or dissolve it wdth ministerial approval. In some cases he must take the advice of the Prefectoral Council, but he is not bound to follow it. He appoints a large number of the lesser officials, such a:3 the smaller post-masters, letter carriers, highway inspectors, and others, besides his con- siderable clerical staff. His chief assistant is the Secretary-General, appointed by the central authority. On the other side, the Prefect is the executive agent of the department, considered as a self- governing corporation ; he is therefore bound in law to carry out the instructions which he 80 FRENCH LOCAL ADMLMSTRATION [chap.it. receives from its representatives. But it must be remembered that he is appointed by, and dependent upon, the Ministry, and not the Departmental Council ; that he is the repre- sentative of the central control, and can appeal to the INIinistry against any decision of the council ; that he commonly has no particular interest in the Department, where he normally does not expect to make a long stay. The effect of this is that he is not so much the agrent as the master of the local self-governing authorities. In some matters the Prefect is given a fairly free hand, and can act on his own responsibility and initiative ; in other cases (and these are the majority) he simply carries out the orders and instructions received from the centre. His dependence on the Ministry of the Interior is almost absolute ; when he is not allowed to decide for himself in such small matters as the appointment of prison warders, the grant of leave of absence to inspectors of weights and measures, and the naming of streets by town councils, it is scarcely likely that, whatever the law may allow, he will make much use of his independence in other things. A recent critic has remarked that the Prefect does not administer : " he gives information to the administration ; he supplies the information ; with it the government bureaux do as they please ; sometimes they act on it, often they ignore it."^ The same ^\Titer ' Faguet, QuesHonx Politiques, p. 48, SECT. 2.] DIFFICULTIES OF rREFECT'S POSITION 81 adds that a Prefect of the 'J'hird Rcpubhc is more closely bound than even his predecessor under the First Empire. His position is com- plicated by the fact that he is expected to act as the political and electoral agent of the govern- ment of the day ; ^ and as ministers change rapidly, his task is not always easy.^ The best appreciation of the position of the Prefect has been recently given by a distinguished French statesman and historian : — " He hopes that his stay in that silent and peaceful city ^ will be short ; he thinks that he is in a kind of purgatory, from which his merits and his prayers will enable him to escape to other scenes, and a pleasanter abode. Besides his claims to promotion, he has good reason to hope that his sojourn will be brief, for, since the fall of the Second Empire, fifteen prefects have succeeded each other under the cloisters of the secularised monastery (become the prefecture). Meanwhile, he does his work as well as he can. In our present political and administrative con- ditions that work requires tact, talent, skill, patience, and resignation — qualities which are derived only from an original gift of statesman- ship, and the experience gained in a long series of sub-prefectures. The Prefect was originally the chief and ^ For an account of the electoral activity of the prefects, see Bodley, France, II., pp. 114 aeq. (edition 1898). " " Les fonetions des prefets ont lui caractere politique tres accentue. . . . Quand la majorite ne se dt^place dans les chambres que pour osciller entres les moderes et les avances du meme parti, les fonetions de prefct sont relati vemtnit otablies. Quaud les partis qui se succedent sont do principes o])pc)SL;s, les ehangements de prefets sont frequents." Berth61emy, Droit Administratif, p. 123, n. * Laou, regarded as a typical departmental capital. F 82 FRENCH LOCAL ADJMINISTRATION [chap. n. governor of the department. Agent of a strong power, he obeyed and commanded. To-day, placed between universal suffrage which really rules, and the central power which wishes to govern, he is between the anvil and the hammer. Since he is concerned in everything, he concen- trates in his own person the perpetual conflict of authority and freedom. He reports to the authorities the demands of the crowds, and to the crowds the needs of the authorities. There is no question now of the old high - handed prefects, who led the mayors as a colonel leads his regiment. The Prefect no longer commands ; he simply requests. More than any other official, he must dictate by persuasion. He is at once the agent of the Government, the tool of a party, and the representative of the area which he administers. Yet he must remain impartial, foresee difficulties and disputes, and remove or mitigate them ; conduct affairs easily and quickly, avoid giving offence, show the greatest discretion, prudence, and reserve, and yet be always cheerful, open, " a good fellow " ; he must be always accessible, speak freely, and in his official position be neither affected nor churlish. His marriage is a matter of great importance ; for Madame la Prefete spends her whole time in " Society," that is to say, she is subject con- stantly to a most exacting and thorough scrutiny. All this, however, counts for nothing in com- parison with the Prefect's other anxieties. He is in daily contact with the elected representatives of the department, senators, deputies,^ councillors ^ One of the great difficulties of the Prefect is the pressure which senators and deputies can and do exercise upon the central govern- ment offices on behalf of their departments, an influence which is one of the evils of French political life. Thus the Prefect may con- stantly find his representations and proposals overruled by this political influence at Paris. SECT. 2] THE PREFECTORAL COUNCIL 83 of the department and arrondissement, mayors, and communal councillors ; lie is assailed by all the various ambitions, claims, demands, frauds ; he is bombarded at short range by the local IVess, much more daring and less indulgent (under the sway of local interests) than the l*ress of Paris ; and he is obliged to pay attention to and conciliate all the opinions, interests, and jealousies, which rage around him or which turn towards or upon him."^ The Prefectoral Council exists solely for the (b) The Prefectoral purposes of the central government, and its task council, is threefold. (1) It is an administrative court of first instance, dealing with disputes between private citizens and the administration, especially in regard to such matters as direct taxes (which supply the great majority of cases), public works, roads, public health, and national lands ; appeal lies from its decisions to the Council of State.^ (2) It is a board of control, examining the accounts of the receivers of taxes, collectors of octroi duties, the various institutions for the relief of the poor, and some others ; and it authorises communes and departmental histitu- tions of various kinds to commence legal pro- ceedings. (3) It is an advisory board ; the Prefect is bound to consult it in many matters (such as taxes, public works, control of the communes), but he is not bound to take its advice. There are a number of cases, however, ' Hanotaux, V KnTgie FraiK^aise, pp. 129-131. - Vide infra, i^p. 371-5. 84 FRENCH LOCAL ADMINISTRATION [chap. ii. where he would generally do so, particularly in the annulling of the decisions of municipal councils, or the enforcement of adequate expenditure by the communes upon obligatory public services. The prefectoral councillors are either three or four in number ; they are appointed by the central government, and must be lawyers, or have received an administrative training. Membership is incompatible with the exercise of any other public office, or of any profession ; yet the salaries are very small, even for France, as they range only from 2,000 to 4,000 francs. The Prefect may pre- side, even when the council sits as an adminis- trative court (and may thus be reviewing some of the Prefect's actions), but commonly then the vice-president takes his place. In some cases the councillors may be required to act as deputies for the Prefect. When the Prefectoral Council sits as an administrative tribunal, its sittings are public. The whole institution is unsatisfactory. The smallness of the salaries, and the absence of any prospect of advancement deter able men from accepting the office ; the result of this is that the Prefectoral Councils are said not to be very competent ; and the combination of adminis- trative and judicial work of this particular kind is a hindrance to confidence in their impartiality. Various proposals for reform have been made RECT. 2] MEETINGS OF COTTNrir.S-GENEHAT. 85 from time to time, but so tar nothing has been done/ We pass now to the representative authorities 'c) The ' ^ Council- of the department regarded as a self-governing ®«°«^*i community. The chief of these is the Council- General, elected by universal suffrage at the rate of one member for each canton, whatever its population. The members hold office for six years, one-half retiring every third year ; the number varies from seventeen to sixty-seven. A large number of officials of various kinds are ineligible. There are two ordinary sessions a year; the first must begin on the second Monday after Easter, and may not extend over more than fifteen days — which of course does not mean that the Council - General sits for the whole of that period, but simply that all the meetings must be held within it. The second session — which is much the more important, since it is devoted to the consideration of the departmental budget, and the questions con- nected therewith — commences on the first Monday after the 15th August, and may last for a month. Extraordinary sessions may be summoned, either by direction of the central government, or at the request of two-thirds of the councillors. Each council elects its owm president, and makes its own rules of procedure ; its sessions are public. The Prefect can be present, except at the meetings at which his accounts are examined. ^ Berthiilemy, Droit Administratif, pp. 870-872. 86 FRENCH LOCAL ADMINISTRATION [chap. ii. The Councils- General were made elective in 1833; their powers were extended in the liberal period of the Second Empire in 1866, and con- siderably increased in the first year of the Third Republic. The law of 1871 provided that in a larger number of cases the Councils - General could give a final decision, and for all other matters it established a distinction between decisions which require the formal approval of a higher authority, and those for which approval is assumed, unless the controlling authority takes action within three months of the close of the session. The legislation as to the Councils- General differs from that in regard to most other French authorities in that it is not in general terms, but specifies the powers entrusted to them. The Council - General of a department has one political function — its members form part of the electoral college which elects the senators for the department. Its powers in local adminis- tration are varied and extensive ; it is the legal representative of its area, and as such administers all departmental property ; it is entrusted with the assessment upon the various arrondissements of the departmental share of the direct taxes ; it is responsible for the upkeep of certain highways ; it maintains training colleges for elementary and secondary teachers, but is not concerned with the schools, for which there is a special organisation ; it makes provision for destitute, orphaned, and RKCT. 2] POWERS OF THE COUNCILS-GENERAL 87 abMiidoned chilfiren ; it may provide lunatic asylums ; it may establish depots de mciidicite, which are roughly equivalent to the English casual wards. For some of these services it may combine with neighbouring Councils-General. The Council has also certain powers of control over the action of the communal authorities ; thus its approval is required for the establishment or suppression of fairs and markets, for changes of boundaries, and for increases in various local taxes, such as the octroi. It has a voice in the distribution of state gi-ants to charitable institu- tions, to the communes for school-houses, and to the agricultural and other societies which the state desires to encourage. It obtains the necessary funds partly by additions (fixed by itself within the limits imposed l)y the annual Budget Law) to the state direct taxes, partly from state subventions for various purposes, and partly from the proceeds of any departmental property ; and it may raise loans repayable in thirty years (for longer periods a special law is required). T''he Prefect is the sole executive agent, and the directions of the Council- General are addressed to him ; he prepares and submits the annual departmental budget; he may attend at the meetings, and speak wherever he pleases. The decisions of the Council-General fall into four groups. Some need no approval — such are resolutions relating to assessment, departmental taxes within the legal limits, loans for thirty 88 FRENCH LOCAL ADMINISTRATION [chap. n. years, additional taxation in the communes, the management of departmental property and institu- tions for poor relief, and the local roads. Other resolutions are vahd unless annulled within three months by a decree, giving the reasons for the action of the central government — this apphes to most resolutions not included by law in the pre\'ious class. A third group need the express approval of a ministry ; these relate chiefly to financial affairs, and to a few administrative matters such as light railways and tramways. It illustrates the dual character of the Prefect, that whilst he is the official who has to carry out the will of the Council-General, he is also the agent of the central government, responsible for the prevention of any illegal or unauthorised action by the Council. This fact, and the strength of the bureaucratic influence and tradition in France, result in keeping the Councils-General under a tutelage much stricter even than that established by law. Finally, there are resolutions which are simply expressions of opinion, issued by a Council- General on its own initiative, or at the wish of the central government when in quest of information or advice ; instances of the latter are the resolutions passed some years ago on the proposals for an income tax, and the occasional resolutions on educational questions. Committees may be appointed for special matters. (d)The But the Council- General is in session only Commission, for a Small part of the year, and there is need SECT. 2] THE DEPARTMENTAT. COMMISSIONS 89 for a more constant supervision of the depart- mental administration. For that purpose the hiw of 1871 directed that there should be elected each year, in the August session, a commission of from four to seven members ; it elects a president and secretary, and must meet at least once a month ; the Prefect or a representative may attend and speak at the meetings, which are private. It may discharge any duties specifically entrusted to it by the Council - General, but powers in regard to the levying of taxes and the raising of loans may not be delegated.^ It watches the administration of departmental affairs by the Prefect, receives monthly financial statements from him, examines his budget estimates and reports on them to the Council-General, and it has some other powers in regard to finance. It has also special duties laid upon it by law as an independent body," as for example the classification of the smaller local roads. In the event of a conflict between the Prefect and the Commission in regard to departmental matters, the decision rests with the Council- General ; and otherwise the Commission is subject to the ordinary control. The Councils-General represent in the main the middle class, the hourgeoisie ; JM. Hanotaux describes the Council-General of the Department ' Berthelemy, Droit Adminisiratif, p. 1G4. - In this respect perhaps the only Enghsh authority with which it can be compared is the Standing Joint Committee of a County Council Quarter Sessions for Police. 90 FRENCH LOCAL ADMINISTRATION [chap. ii. of the Aisne as consisting of ten manufacturers, eight farmers, seven men of independent means, three doctors, six lawyers (three retired from practice), a pubhcist, a contractor, and an architect. He adds : — '* The men who form the Council-General, whatever the political party to which they belong, are certainly by intelligence, education, and merit, at the head of the small area which has elected them. The majority of them keep their seats for years, and so acquire valuable experience. These assemblies, if I may judge by the one with whose work I am acquainted, are really excellent in every way, except that a slight oligarchical tendency and a somewhat excessive regard for the interests of the bourgeois class cause them sometimes to close their eyes to the needs and reasonable aspirations of the democracy. However that may be, I do not think that in all our constitutional system there is any assembly in which one can acquire a better or more exact knowledge of public affairs. There the aptitude of the race for self-govern- ment really appears. The praises which we often bestow on certain foreign institutions might be given, at least in part, to these local, reasonable, and unobtrusive assemblies, which in their quiet way are truly an ornament to our politics and constitution."^ The office of President is one of distinction, and is frequently held by men prominent in national life. Thus at the August meetings in 1905 amongst the presidents elected were a 1 VEnergie Frangaise, p. 139. SECT. 3] THE ARRONDISSEMENTS 91 former I'rinie Minister, some other present and past ministers, about thirty senators, and nearly a score of deputies. The elections to the Councils - General are fought generally on political grounds, and at the commencement of the session political resolutions are frequently passed,^ but after that the councils settle down to their work, and national politics pass into the background. SECTION 3 The second administrative division is of little Tiie Arron diBsement. importance. Each department is divided into two or more arrondissements, which are divisions in which the Prefect, as the agent of the central government, is represented by a sub - prefect, who may exercise within the area any powers delegated to him by his official superior ; he is of use chiefly in the surveillance of the numerous small communes, and is very valuable as an electoral aide-de-camp. He has just so much initiative as is allowed to him by the Prefect, and no more. In each arrondissement there is a council of at least nine members, elected by the cantons by universal suffi-age : its members form part of the college for the election of senators. As the ' Thus, at the commencement of the August session of 1905 many resolutions were passed on the proposed separation of Church and State. 92 FRENCH LOCAL ADMINISTRATION [chap. ii. arrondissement does not constitute a corporation, and is not an area of local self-government, the powers of the council are very limited ; it divides between the various communes the share of the direct state taxes imposed upon the arrondisse- ment by the Council - General. It meets just before the August (financial) session of the latter body to make any representations on the subject which it may think desirable ; and just after the session to learn the result of its representations, and to make the necessary assessments. It may also pass whatever other resolutions it chooses in regard to departmental aflFairs. The arrondissement is then administratively unimportant and uninteresting. There have been many proposals for the abolition of the sub- prefects,^ and in 1886 the Chamber of Deputies passed a resolution to that effect; the Budget Committee made the same recommendation in 1899. But so far nothing has been done, mainly it seems because the sub - prefects are useful electorally.^ The Canton. The ncxt administrative area, the Canton, is ^ " Une r6forme profonde devrait etre faite a I'egard des sous-prefets. II faudrait les supprinier. On pourrait les remplacer par un modeste eb actif fonctionnaire qu'on appellerait sergent d'elections : il y aurait uue certaine franchise dans cette reform et aussi dans cette designation." Faguet, Questions Politiqu-es, p. 55. - Berthelemy, Droit Administratif, p. 135. Cf. Bellange, Gmiverne- ment locale en France, p. 58: "Simple agent de transmission entre le prefet, qni lui addresse ses instructions pour les munieipalites, et les municipalit^s, qui lui adressent, pour le prefet, leurs deliberations, il fait I'office, eomme Ton dit, de ' boite aux lettres ', et ne se eonuait pas d'autre destination." SECT. 4.] TFIE CANTONS 1)3 of even less importance. It consists of a group of comimines ; it does not form a corporate body, and is merely an area for some judicial purposes — the jurisdiction of a jugc de paix — and for elections. It is of interest chiefly because in any real reform of French local government its import- ance must be increased ; ^ it would be the natural means of grouping for many local government purposes those communes, extremely numerous in France, which are really much too small to have a satisfactory independent existence.'^ What is wanted in France is some local area resembling the English rural district ; and this seems to have be6n the original intention of the organisers of the canton under the First Republic, but the idea was speedily abandoned. It has constantly been put forward again, in one form or another ; but hitherto without avail. SECTION 4 The unit of French local government is the The T 1 11 • 1 Commune. Commune, a term applied equally to towns with nearly half a million inhabitants, and villages with a few hundred. French law does not distinguish between communes of various sizes ; all those areas which in England would form county ^ Cf. Bellauge, Gouverncment locale en France — an elaborate argument for the cantonal organisation of local government. - " Ce qui existe done en France reellement, c'est la deparlement et le canton, ricn autre." Faguet, Questions Politiqucs, p. 02. Cf. De Lanessau, La Jitjiublique DcmocraU. of national education, if the danger of a vast ilhterate body of electors was to be avoided. The Elementary Education Act of 1870 directed that wherever in any locality (parish or urban district or corporate town), there was not an adequate supply of places in elementary schools provided by voluntary effort, a School Board must be elected to make good the deficiency, and to le\^ rates for that purpose. Other places, which had made the necessary provision, might transfer their schools to such a Board if they thought fit to do so. Where there was no Board, a local authority (Town Council, or Board of Guardians in non-municipal areas) was required to appoint a school attendance committee, to see that all SECT. 3] CENTRAL AUTHORITIES 227 children of school age were in receipt of instruc- tion. Two other dev^elopments during this period Central require notice. The first of these is the growth , of central control. Reference has already been made to the establishment of the I^ocal Govern- ment Board in 1870 ; it took over all the powers of control of the old Poor Law Board in undi- minished stringency ; and though it was less completely equipped to deal with public health administration, it was authorised to issue direc- tions,^ to take the action necessary to enforce obedience to the law, and to watch the conduct of the local authorities generally ; and subse- quent legislation^ gave large additional powers to the Board. The Education Department was empowered to control closely the new School Boards, and all voluntary schools in receipt of state monies, and the Home Office had secured a strong, though indirect, authority over the police adminis- tration (which in the counties was in the hands of the magistrates, and in the municipal boroughs was under the town councils), partly by the necessity for its approval of police bye-laws, and still more by its power to withhold the central grants-in-aid. The policy of contributions from the central orants-in- Exchequer (apart from educational grants) towards ^ The Public Health Act, 1875, contains numerous clauses to the effect that "local authority -may, and if required by the Local Government Board, sliall " do particular acts. - E.g., the District Auditors Act, 1879. 228 HISTORY OF LOCAL ADMINISTRATION [chap. v. the expenses of local authorities began also in the period now under review. The motives were two — the encouragement of due provision for certain pubhc services on the part of the local authorities, and the relief of the localities and especially of the agricultural ratepayer by the transference of some part of their burden to central funds. The latter was the original motive ; the plan was first adopted by Sir Robert Peel in 1846 to compensate the agricultural classes in some measure for the losses they were expecting to sustain from the repeal of the import duties on corn.^ Since that time the demand for fresh relief has constantly come from the same class ; ^ it has been consistently successful, until the policy culminated in 1896 in the arrangement that the Exchequer should pay annually half the amount of the rates on agricultural land in that year. The first suggestion of grants to encourage local authorities seems to have been made in 1839, when a Royal Commission recommended the establishment of constabulary forces, and that one-quarter of the cost should be defrayed by the central government. Nothing, however, was done until 1856, when, as it had become evident that without more encouragement the local authorities would make little use of the per- mission to establish constabulary forces, the duty ^ Hamilton, Memorandum on Imperial llelief of Local Burdens, p. 12 (in volume of Memoranda issued by the Royal Commission on Local Taxation, 1899). •^ Hamilton, pp. 12-19 8ECT. 4.] CENTRA!. FINANCIAL AID 229 was made obligatory, and the central government undertook to pay one-quarter (increased in 1874 to one-half) of the cost of paying and clotiiing each county or borough force certified as efficient by the Home Secretary. A similar policy was adopted in regard to public health, and in a lesser degree in Poor Law administration; in 1840 the central authority undertook to pay the salaries of teachers in the Poor Law schools, and half the cost of medical relief; in 1872 it agreed to pay half the salaries of medical officers of health and sanitary inspectors, if appointed upon approved terms ; and it made some other contributions. The total amount so paid in 1888, prior to the rearrangement of the system, was £2,000,000.^ SECTION 4 The result of all this piecemeal legislation, ' and of many smaller matters necessarily omitted in the above sketch, was by 1888 a chaos of areas and authorities, uninteUigible to all save a few. - A simplification was absolutely necessary, . ' Hamilton, p. 20. - See the list of 27,361 authorities in 15,039 areas, in Gomme, Principles of Local Government, pp. 12-13. " The result of such legisla- tion was shown to be that an inhabitant of a borough or local board district lived in a four-fold area for the particular jiurposes of local goveiTiment, and was ordinarily governed and taxed by a six-fold authority, and might be subject to four or live different rates and as many separate debts incurred by different local bodies. The same was in general true of the inhabitant of a rural parish* while both in t-owii and country there were a multitude of minor 230 HISTORY OF LOCAL ADMINISTRATION [chap. v. and the third period of development, which com- • menced in that year, is characterised therefore by the extension of local self-government upon demo- cratic lines, and also by attempts at the reorganisa- tion and CO - ordination of authorities. As a result, something approaching to order and coherence has been attained. Reform of The first Step was the necessary sequel to the government, extension, by the Representation of the People Act, » J 884, of the parliamentary franchise to practically the whole rural population. It was impossible to leave the county administration any longer solely to the justices, who, though they did the work entrusted to them fairly well, yet represented, or were supposed to represent, a particular social class. Various schemes for the reorganisation of county government had been put forward fi'om time to time, but the question was now felt to be urgent ; the Local Government Act of 1888 withdrew from the Justices almost all their adminis- « trative powers and transferred them to elective bodies — the county councils — and thereby com- pletely changed the whole character of rural government.^ But it was thought necessary to go further, and the Local Government Act of 1894 carried on the work. Throughout the matters in respect of which the districts, authorities, and rates might be additionally multiplied and complicated in all the above cases." Wright and Hobhouse, Local Government and Local Taxation, p. xi. ^ Some of the old counties were divided into '' admini-strative counties," and boroughs of more than 50,000 inhabitants form " counties of boroughs." SECT. 4] SECOND REFORM PERIOD 231 country district councils, urban and rural, were established ; they were founded (with some re- adjustments of boundaries) on the urban sanitary districts (not being municipal boroughs) hitherto administered by improvement commissioners or Boards of Health, and the rural districts which for pubHc health matters had been under the Boards of Guardians. More important was the attempt made in this legislation to revive the parish (with parish council and meeting) as the unit of local self-government ; the new parochial authority received all the civil powers of the old vestries, vnth additions. The general result of these two Acts may be described as the establishment of new popularly elected authorities simpufica- r r J tion of for rural administration, and the immediate or authorities. gradual abolition of all authorities except the County, Municipal, District and Parish Coun- cils, the Boards of Guardians, and the School Boards.^ The processes of simplification, and of* the concentration of powers and duties, were carried still further by the Education xVct of 1902, which abolished the School Boards and transferred their work to the County, Muni- cipal, and Urban District Councils. Something still remains to be done in the rectification of boundaries, and in the reorganisation of Poor Law administration by making the areas and authorities identical with the areas and authorities for general local purposes, i.e., by completing the > The Act of 1894 abolished some 8,000 authorities. Gomrae, p. 13. 232 HISTORY OF LOCAL ADMINISTRATION [chap. v. abolition of the so - called authorities ad hoc ; but even as it is the legislation of 1888 and the following years has given us a coherent and fairly intelligible system.^ menfSr™" Meanwhile attempts had been made from London. time to time to reorganise London, which had been untouched in 1835. The name "London" had a very uncertain application ; strictly it apphed only to the 1 square mile of the city, but it was used loosely for that area and the surrounding belts of more or less thickly populated parishes. In 1855 the MetropoHs Management Act created the metropolis by defining it as the area contained by the City of London and a number of specified parishes. The city was left unchanged: the parishes were divided into two classes. In the first class, each elected a vestry; parishes of the second class were grouped into districts, each with a Board elected by the vestries of the component parishes ; these Vestries and Dis- trict Boards dealt with streets, lighting, and public health administration, and could make use of the Adoptive Acts and any powers which they could obtain under Private Acts. For the whole of London there was a central authority, the Metropolitan Board of Works, elected by the Vestries and District Boards, and not directly elected by the ratepayers ; it was to provide a ^ A number of miscellaneous authorities still remain scattered about the country, but only in a few cases are they important. ^ide supra, p. 52, n. SECT. I.] LONDON REFORM 258 number ot" public services for tlie metropolis generally. In 1807 the Metropolitan Asylums Board was established, to concentrate some part of the work of the thirty Boards of Guardians in the metropolitan area. Some changes of detail were made subsequently, but nothing of import- ance was done until 1888; by that year the Metropolitan Board of Works, though it had done much valuable work, had fallen into dis- credit. The Local Government Act abolished the Board, and transferred its work to a new central authority, the London County Council, invested with far wider powers, and directly elected by the ratepayers. No further organic change was made till 1899, and to that year London suffered from the confusion from which the rest of the country had been freed ; more than five hundred authorities of various kinds, with doubtful and conflicting jurisdictions in many cases, ruled the metropolis. The London Gov^ernment Act, 1899, was a great measure of simplification; the "central" authorities (County Council, Corporation of the City, Metropolitan Asylums Board) were untouched ; so also were the Board of Guardians ; but all the rest were swept away, and replaced by twenty-eight muni- cipalities, with mayor, aldermen and councillors. The London School Board came to an end under the Education Act, 1903, which transferred its powers and duties to the County Council ; but in the following year an indirectly elected 234 HISTORY OF LOCAL ADMINISTRATION [chap. v. Metropolitan Water Board was established, for an area five times as large as the administrative County of London. SECTION 5 Victory of It has already been pointed out that in the control. legislation in regard to local government which followed the Reform Act of 1832, two different . policies were adopted. The municipalities were given a very large measure of independence, and in the main were subordinated only to Parliament,^ and of course to the Courts of Law — the adminis- strative or departmental control over them was very slight; the Poor Law authorities, on the other hand, were placed beneath the strictest supervision, and formed part of a highly centraUsed organisation. These two conflicting policies are apparent at work ever since ; but whilst in the middle of the century it seemed (in the failure of the Board of Health) as if the opposition to central control would be successful, since 1870 the authority of the government departments has steadily increased. This has been due to the recognition of the fact that in the interest of the whole nation it is necessary to secure that local authorities shall maintain a minimum standard of efficiency, and that there shall be 1 That is, their powers are defined bj- Parliament, and at any time they may go to the legislature for fresh powers. SECT. 5.] CENTRAL CONTROL 23.5 uniformity in the conduct of at least some public services ; and consciously or unconsciously, we have been endeavouring to obtain this efficiency and uniformity by tlie development of the regulating, inspecting, and enforcing powders of the departments, and by the system of con- ditional grants-in-aid. It is noteworthy that, though the Act of 1888, and a recent amend- ment to it, provide for the transference to any or all of the county councils of any powers, duties, and liabilities of the central departments connected with local administration, practically no use has been made of this provision. Yet it seems to be clear that the central departments* are becoming overburdened, and that it is desirable that there should be some considerable decentrali- * sation, or at least deconcentration, of control. The municipalities and county councils might be left subject to the central departments as now, but tlie limited supervisory powers already exercised by the county councils over the smaller authorities might be gi-eatly extended — the councils acting in this as the agents of the departments. The problem is a difficult one: we have to relieve the pressure on the depart-' ments without lessening the means of securing the minimum standard, and it is of the utmost importance also that in extending central guid- ance and control nothing shall be done tending in any way to diminish that local interest, responsibility and initiative without which the 236 HISTORY OF LOCAL ADMLMSTRATION [^^hap. v. institutions of local self-government are merely S?angement ^^ empty form. Possibly the solution, or at of areas. jgast a part of it, may be found in some * rearrangement of areas, which is becoming more and more necessary. For many purposes — means of transit (roads and tramways), all services in which electric power is employed, even poor relief ; and education — most of our existing areas are much too small. ^ The growth of greater London has made the boundary of the administrative county into little better than an artificial boundary which has already been ignored for water-supply and police, and is a hindrance to the effective adminis- tration of many important services. The forma- tion, by grouping of authorities or in some other way, of large districts, for the purposes of actual administration or of supervision, would make the maintenance of a standard and the work of control much easier, would assuredly promote economy whilst increasing efficiency, and need not in any way whatever impair that interest in the work of local self-government which is so much more real and general in Great Britain than in any other European state. ^ Cf. Wells, MankiTid in the Making, Appendix I. CHAPTER VI THE HISTORY OF LOCAI- ADMINISTRATION IN FRANCE SINCE 1789. SECTION 1 The history of France since the great Revolution of 1789 has been so varied, and its central political institutions have undergone so many changes, that it would be natural to suppose that the principles and methods of its adminis- trative organisation have been much altered from time to time. Yet it is not so. In spite of the four revolutions since 1815, the funda- mental ideas upon which French administration is based, and many of its forms, are to-day as they were left by the first Napoleon ; and his policy was in many respects a return to the ways of the old monarchy. Republican France is the direct descendant of Napoleonic, and even pre-revolutionary, France ; and during its descent its characteristics have not been greatly modified. The Revolution of 1789 was the result of a ^development of the French century and a half of absolute monarchy. Ever Monarchy. since Richeheu had overthrown the political power of the Protestants and reduced the 23? 238 HISTORY OF LOCAL ADMINISTRATION [chap. vr. independent authority of the nobles, and his successor Mazarin had crushed the hostile " parliaments " ^ and great lords in the struggle of the Fronde, there had been no institution in France capable of withstanding, from whatever motive, the arbitrary power of the Crown. This unlimited authority, destroying all initiative and responsibility amongst its subjects, led France straight to the Revolution. But, nevertheless, the monarchy had created France. From the time of Hugh Capet, through Philip Augustus and Louis XL, to the reign of Louis XIV., the territories of the French Crown were steadily extended, and within the widening boundaries a united state was slowly created. The struggle against feudalism waged from the foundation of the monarchy, victorious under Philip Augustus and Saint Louis, and again under Louis XI. in his war against the League of the Common Weal, seemed ended in favour of the monarchy at the accession of Francis I. But it began again when the Reformation as a political movement came to arouse the slumbering passions of the nobles ; and it was not until a century later that the monarchy, guided first by Henry IV., then by Richelieu and Mazarin, ultimately triumphed. The States- General, after three centuries of a troubled existence, were no more * The French "parliaments " were the Law Courts, become heredi- tary : the Parliament of Paris had the task of registering Royal Edicts, and by protesting, or by the suggestion of amendments, could impose some check upon the Crown. SECT. 1] BEFORE THE REVOLUTION 239 convoked, and by IGGO Louis XIV. was absolute master of France. Elis long reign thenceforward falls into two periods : in the first, Colbert strove with some success to reorganise the administration, and to carry out economic reform; in the second, the foreign policy of Louis involved France in a series of wars which left her by 1715 utterly exhausted, financially ruined, and in administrative chaos. In spite of the efforts of a few able men the French state thenceforward simply drifted to the catastrophe. What then was the condition of France on, The 'Ancient Regime " the eve of the Revolution ? ^ The monarchy was absolute, and ruled the country by means of agents drawn, not from the nobility, but from the middle classes of society. It was unapproach- able, irresponsible, ignorant or careless of the true condition of its subjects ; yet it had drawn to itself the immediate control of all administration, central and local. For administrative purposes the old provinces were retained only for military affairs, and their noble governors were only military authorities. The country was divided into thirty - two generalites, each controlled by an Intendant. Tliese officials had been placed by Richelieu at the side of the old provincial governors to act as agents of the Crown, and gradually they had drawn into their own 1 The best accounts are De Tocqueville, VAncicn Rigime d la Revolution, and Taine, Lcs Origincs de la Fraivce ConUmpiraiTU (ed. 1900). Vols. 1. and 11. 240 HISTORY OF LOCAL ADMINISTRATION [chap. vi. hands the whole work of taxation and general administration. Chosen from the middle elasseSj generally lawyers, and moved from one generality to another at the will of the central authority, they were free from all local connection, untouched by local influences, and directly and solely responsible to the Controller - General at Paris. Beneath them were the " sub-delegates," who in smaller districts carried on the work of the Intendants. It should be noticed, however, that there was a distinction between the " Pays d'Etats," and "Pays D'Election." In the "Pays d'Etats," provincial estates still met to vote the provincial share of taxation, and to supervise its assessment and collection ; here the Intendant exercised little more than the authority in matters of police — in the widest meaning of the word. On the other hand the "Pays d'Election" were those where the contribution was fixed simply by the King, and assessed and collected by agents who had once been elected, but had become later the nominees of the Crown ; in these districts the Intendant controlled everything. And it is scarcely necessary to add that these "Pays d'Election" were much the more numerous; they formed three-quarters of France. In the towns and communes there were mayors and syndics, councils, and parish meetings. The municipal and parochial offices had been for a long time elective, but shortly before the Revolu- tion they had become hereditary, and could be SECT. 1] GEiNERAL MISGOVEUNMENT 241 purchased. In most towns and villages there- fore the local offices had fallen into the hands of a small group of families, which, as they could not be ousted, administered for their own purposes. They had only to keep on good terms with the Intendant; and in fact they had speedily become little more than his agents ; for the tutelage exercised by these agents of the central govern- ment over the communal administration, even in the considerable towns, was exceedingly strict, and extended to the most minute local affairs. France was then in the grip of a vast bureaucracy, which could rarely move without authority from the centre, and strove to bring all local administration into line. In itself this was a good purpose — nowhere was its realisation more desirable than in France — but the method adopted crushed all local life, and the extreme centralisation had by 1789 resulted in the utter congestion of all administration. Combined with these disastrous administrative The burden of taxation. methods was an e(jually bad system of finance. A vast number of exemptions, freeing the two wealthiest classes, the nobles and the clergy, from all taxation, threw practically the whole financial burden of the state upon the two lower classes, the bourgeoisie and the populace. They bore the whole (the burden weighing most heavily upon the peasants),^ yet were without political rights ; while, on the other hand, the nobles and ^ Taine, La Ori'jincs, 11., pp. 199 scq. Q 242 HISTORY OF LOCAL ADMINISTRATION [chap. vi. clergy had ceased to earn their exemption by any service to the state. The great nobles did not reside on their estates ; the small nobles did, but had no share in the local administration, except to a slight degree in the extreme western part of France. Not only was the taxation heavy, but it was imposed — as for example in the case of the salt-duty — in the most vexatious and irritat- ing way. Direct taxation was favoured rather than indirect, and the army of financial agents which this required was in constant conflict with the people. Everywhere the agents were regarded as the messengers of evil, and their chiefs, the Intendants, were universally the object of popular hatred. And while they were thus harried by the state the agricultural classes were also oppressed by the feudal dues, often heavy and always vexatious. Famine and the failure of harvests brought the lower classes to the verge of utter ruin ; even the Royal Treasury could extort no more from them. The schemes of Turgot (1774-76) and Necker (1776-81) to restore financial order had alike broken down before the opposition of class interests ; less capable men were doomed from the first to failure, and when Necker was recalled it was too late. The final crisis had come ; only heroic measures could succeed, and the meeting of the States- General was summoned. ^iT^"^^^ f It is quite clear that when the States-General LwTm rnet at Versailles in 1789, repubhcanism as a SECT. 1.] THE FIRST REFORM DEMANDS 243 political force did not exist in France. The vast mass of the people held a creed of Royaliwie irraisonnc'} The complaints against the tyranny of ministers and the harshness of the adminis- tration came from the nobles and the bouTjf^eouic, and they condemned the monarchy only because it did not keep its agents sufficiently in check. The peasantry also, traditionally regarding the Crown as their ally against the nobles, looked to the King and a reformed administration to free them from the feudal dues which weighed so heavily upon them. And so the first effect of the summoning of the States-General was an outburst of enthusiasm for the monarchy : the nation rallied to its support. The national demands as formulated in the Cahiers drawn up in the local assemblies of the various estates preliminary to the despatch of representatives to Versailles, were four in number: (1) a fixed constitution ; (2) a unification of law, and its impartial administration ; (3) reforms in adminis- tration ; (4) the abolition of the feudal dues." The need of the two last of these reforms has already been shown. As to the second, the unification of law, it is necessary only to point out that, broadly speaking, France was divided into the countries of written law and customary law ; but the former was sometimes modified by local usages, and the latter varied greatly, for ' Aulard, Histoirc politique dc la RcvolwLion Francaisc, p. 7. * Cr. Champiou, La France d'ajires les Cahiers de 1789. 244 HISTORY OF LOCAL ADMINISTRATION [chap. vi. sixty districts and three hundred towns were governed by their own special "customs." And the first demand of all, that for a constitution, sprang inevitably from the other three, for, as the clergy of Provins rightly remarked, "the abuses against which the nation protests have one common origin — arbitrary power. It is only by bringing this power into its proper limits that there can be any hope of re-establishing order in the various departments of the administration." But there was no thought of a i^epublican con- stitution ; in all the lists of local grievances and of necessary reforms, drawn up in the local assemblies in preparation for the great meeting of the States- General, we find no trace of this, but only a universal demand for the four reforms already enumerated. The Revolution in its early stages was simply and solely a movement for economic and administrative changes ; in fact France did not become republican even in form till it was apparent that no help could be found in the monarchy. SECTION 2 stages of the Between 1789 and 1804 the movement of Revolution. ^^^^^^ -^^ France was tremendously rapid. When it appeared certain that, owing to the attitude adopted by the monarchy, gradual reforms were almost out of the question, the growing violence SKCT. 2.] CONSTITUTION AI. CHANGES 245 of the opposition swept every tliinf^ before it. The ground was cleared — but what was to be the nature of the new edifice ? Every kind of theory was in the air ; every sort of scheme was pro- pounded, and change followed change with kaleidoscopic rapidity. But there are three chief periods which can be distinguished between 1789 and 1799.^ In the first year of the Revolution a limited monarchy, with a limited suffrage, was established. This was followed in August 1792 by a republic based on universal suffrage, and the period of the democratic republic commenced. But again a change came. In 179.5 the people as a whole gave up its power to a particular class ; the republic ceased to be democratic. This is the period of the directory, which endured until 1799. By that year France had become utterly weary of faction and of change. Not one of the three forms of government had proved itself able to maintain order, and to reorganise the state in a satisfactory manner. In 1789 (as Taine has remarked) France was on the verge of bankruptcy, and discontented with the old regime ; in 1799 she was absolutely bankrupt, and dissatisfied with the Revolution. She needed two things ; an internal reorganisation which should prevent the exploitation of one class for the benefit of the others, as the old recjime had exploited the bourgeoisie and the people for the benefit of ^ Aulard, p. vi. 246 HISTORY OF LOCAL ADMINISTRATION [chap. vi. the Crown, the nobles and the clergy, and as the Revolution had exploited the nobles and clergy for the benefit of the bourgeoisie and people ; and a strong and single policy in foreign affairs. And so, as in 1795 the power was surrendered to a small group of men, in 1799 it was surrendered to one man, Napoleon Buona- parte. Nominally, the republic endured till 1804 ; practically it had ceased to exist in 1799. There was then no real contradiction between the action of France in 1789 and 1799. In neither year had she sought liberty, save in a very limited sense. At both dates she sought chiefly a Government strong enough to reorganise the state, and to maintain order ; she had sought it in a limited monarchy, in various forms of republicanism, and at last she found it in a despotism. A strong Government was needed, but not an arbitrary one ; monarchy and republic were alike weak and arbitrary ; the despotism of Napoleon was, in internal affairs at least, always regular and unquestionably beneficial. Here we are concerned chiefly with his changes in the system of local government, and it is necessary, in order to understand them, to notice briefly the experiments made during the earlier stages of the Revolution. Changes in The Condition of affairs has already been ministration, described ; France presented an example of the most extreme centralisation. From the first days of the Revolution attempts at wide-reach- 8KCT. 2] LOCAL GOVERNMENT CHANGES 247 ing reform were made ; but revolutionary legisla- tion had some characteristies which did not promise satisfactory results. It was theoretical and extremely optimistic ; it failed to grasp facts, and to realise the extreme complexity of the problem by which it was faced. 'I'he French people were utterly inexperienced, totally devoid of political training ; and the legislators of the Revolution seem to have believed that political experience was unnecessary — reason alone was needed, and every man had that. The consequent legislation was idealistic, not practical ; and the result was chaos. The Constituent Assembly began by abolish- ing the Intendants, who, as already stated, were extremely unpopular. Then it abolished the provincial divisions, and in their stead divided France into eighty-six departments. This may, perhaps, have been desirable as a necessary step towards internal unity, for in the old provinces there were local traditions, local patriotisms, local customs and privileges.^ In their place were henceforward the departments, bearing geo- graphical names, following no traditional boundaries, and often violating them ; they were subdivided into districts. As to the communes, the old classification into cities, boroughs, towns, and villages, was abolished ; henceforward there ' All instance of this survival of provincial particularism was seen as late as the war of 1870, when the South of France cared little about the fate of the Xortli. 248 HISTORY OF LOCAL ADMINISTRATION [chap. vi. were to be only " communes." In all three areas — department, district, commune — there were elective councils, and in all three (except in the smallest communes) the administration was in the hands of an Executive Board, and not (as had been the case with the Intendants and their delegates) of a single official.^ These local authorities, though they were charged with some matters which were considered as the functions of the central authority, could be neither con- trolled nor dissolved by the central government; the result was that the local bodies, during the rapid changes of the revolutionary years, were often in opposition to the central power, and a general collapse of local administration soon became inevitable. The Convention, however, was resolved to make itself obeyed, and every- where it appointed agents to watch the local administration, and strove to enforce obedience to the central government, while maintaining the decentralisation established by the Con- stituent Assembly. Its agents were rabid republicans, and the system was that of the Terror. But it failed, and in 1795, at the com- mencement of the Directory, a new experiment was tried. In each department a directory of five was established, with all powers, both deliberative and executive ; the departmental councils had been abolished two years before ; and the divi- sion into districts was abandoned. The communes 1 Law of 14t.h December 1789. SECT. 2.] AUTOCRACY RE-ESTABLISHED 249 were also reorganised : ev^ry one with five thousand inhahitants formed a municipality ; those with more were divided, those with less were grouped together into municipal cantons. The control of the central government was strengthened by its power of suspending and dismissing members of the local directories and municipalities, and by the appointment of representatives of the central government to supervise the local administration. Thus, after the state had from 1789 practically The return to , . . . . autocracy. abdicated all its functions to local bodies, and administrative anarchy had been everywhere the result, it found itself gradually forced back to the centralised system of the old monarchy.^ The Directory had gone a considerable way towards re-establishing this system before it surrendered its functions to Napoleon, who immediately completed the work. The depart- ments were retained, and subdivided into arron- dissements ; the communes returned (as regards area) to their condition before the days of the Directory. Everywhere executive and deliberative authorities were placed side by side ; but every- where the executive officials (the prefects, sub- prefects, and mayors) were the direct nominees of the First Consul or Emperor, and absolutely subject to his will ; and the members of the ^ "These measures simply revived the centralisation of the ancUn rigitne under a panojily of new names, and with the accompaniment of the modern American spoils system." Young, Administrative Centrali- sation and Decentralisation in France (American Academy of Political Science), p. 29. 250 HISTORY OF LOCAL ADMINISTRATION [chap.vi. councils were appointed by the central govern- ment from select local lists. In the smallest matters the central control was rigorous, and no local feeling could resist it.^ The new official, the Prefect, was only the Intendant revived, though entrusted with a smaller area ; the centralisation was as elaborate and complete as it had ever been. It will be observed that local government had followed precisely the same evolution as central government during these years ; both had fallen first into utter confusion, and from that they had passed by way of the administration by boards (the Directory period) to " one man rule " and extreme centralisation. From the Napoleonic period France derives her whole administrative, judicial, financial, military, ecclesiastical, and educational system of to-day. In spite of parliamentary government, in spite of many revolutions, in spite of the ex- tension of democracy, modern France is in its main features still the Napoleonic state. But it has inevitably been somewhat liberalised ; the ideas which found their expression not in 1789 so much as in 1830, 1848, and 1870, have succeeded to some extent in making their influence felt upon the mechanism of the state, and where the ' " Les citoyens n'avaient plus aucune action sur radministration de leur village, de letir ville, de leur departement ; les interets qiii les touchaient de plus j^r^s dependaient du bon plaisir du prefet, agent docile du pouvoir, et dout les maires et les conseils n'^taient que les dociles subordonnes. " Rambaud, Histoirc de la cioilisation con- temporalne en France, p. 71. SECT. 3.] THE RESTORATION 251 mechanism has not been changed its working lias been modified. SECTION 3 The repuljHcan party failed to hold the power subsequent i^ i- '' ^ development which it obtained in 1792, because it was only a of central •^ government. minority in the country. Popular support was lacking : the weakness of the central power, and the confusion arising from a system of decentralisa- tion which required much political training where none whatever existed, made the French nation willing to accept the rule of Napoleon. When he fell, the whole administration was firmly established upon the principles of extreme centrali- sation. That remained : the immediate task was to reorganise the central government, for only when a stable constitution had been found could time and attention be given to the local institutions. The restoration of the Bourbons was accepted ^^gg^^^tion without enthusiasm, but without active hostility. Monarchy. It was not the restoration of the old monarchy ; there was a formal constitution and something of parliamentary government, though with a very limited franchise ; and there remained the two great results of the Revolution, equality of all before the law, and uniformity of administration.^ 1 " La restauration de 1814, amende jmr vm accident de politique 6trangtNro, ii'a ute qu'une restauration incomplete. EUe a conserve Torgauisation sociale d^mocratique creee par la Revolution et I'organisation administrative centralisee laissee par Napoleon. A 252 HISTORY OF LOCAL ADMINISTRATION [chap.vi. Louis XVIII. tried to steer a middle course between the extreme royalists on the one side and the revolutionaries (republican and imperialist) on the other. But he failed ; the ultra-royalists came to power, and under his successor, Charles X. (1824-30), who was identified with them, their violence greatly increased. At last the ordinances of 1830, attacking the Parliament, the franchise, and the Press, brought the Revolution of July, and the substitution for the Bourbons of the House of Orleans in the person of Louis Philippe. The change was like that of 1689 in England; Louis Philippe was the head of the younger branch of the Royal Family, but his kingdom was based less on hereditary right than on an agreement with the nation. (ii) The The rising in Paris which had overthrown Monarchy of July. Charles X. was the work of the republicans, but they were not strong enough to take the power, and were compelled to leave it to the moderate Liberals, whose most conspicuous leaders were Guizot and Thiers. The Monarchy of July lasted eighteen years, but at no time during that period was its position at all secure. Louis Philippe relied entirely upon the middle class, and the Government considered only the interests of that class ; its policy was simply to oppose the growing revolutionary and even reform forces at home, and cette sooi6t6 democratique et a. cette administration bureaucratique elle a sujaerpose uu m6canisnie politique inonarohique d'importatiou anglaise." Seignobos, Histoire lolUique de V Europe contemporaine, p. 205. SECT. 3] THE MONARCHY OF JULY 253 to maintain peace abroad ; beyond that it had no ambitions. It abohshed tlie censorship of the Press, it extended the system of national education, it doubled the electorate ; ^ but it was not inclined for further reform. And consequently it was faced by an ever-increasing opposition, formed of very diverse elements ; the more advanced T liberals, the discontented monarchists, the republicans (rapidly growing in strength) all combined to attack the "bourgeois monarchy." They attacked on three points — the personal power of the King and the ministries chosen by himself alone, the centralised administration and the use of officials for political purposes, and the limitation of the franchise. INleanwhile the agitation of the avowed republicans was becoming ever more dangerous, under the inspiration of the historians, such as Michelet and Lamartine, who idealised the great Revolution of 1789 ; and at the same time men began to seek an economic reorganisation of society, and socialism appeared. The socialists lacked coherence, and the teaching of St Simon, Fourier, and Proudhon had little direct political influence, but the particular form of socialism represented by Louis Blanc was soon to become an active force. The Government made some reforms,^ but in the main clung to the policy of resistance : the result was that it ahenated all * But even then the electorate numbered only 200,000, out of a total po]5ulation of about 34,000,000. - Sue the list in Guizot, Mevioircs, c. xlix. 254 HISTORY OF LOCAL ADMINISTRATION [chap. vi. sections of the population except the wealthier middle classes, who were too weak to give any effectual support. A street riot in Paris in February, 1848, led to its downfall without a single blow being struck in its defence. It was the final failure of monarchy in France. (iii) The The Provisional Government of 1848 set up a Second i t i • Republic. rcpubhc, but m the ranks of the republicans them- selves there was a division. Though they had tried, they had not in 1830 been strong enough to erect a republic, and they had been forced to accept the " bourgeois monarchy " : now they were strong enough to establish their desired form of government, but not strong enough to main- tain it. For they were hopelessly divided into republicans and socialists : the former, led by Lamartine, sought political reforms ; the latter, led by Louis Blanc, attempted sweeping economic changes. The elections by universal suffrage to the Constituent Assembly gave the republicans a strong majority ; the socialists began to alarm their bourgeois allies, and from the executive commission of government the socialists chiefs were excluded. Then a struggle ensued, followed by street fighting ; the socialists were crushed for a time, and the republicans were free to arrange their own form of government. They decided upon a single chamber, and a President of the Republic ; both were to be elected by universal suffrage. Now the grant of universal suffrage transferred the voting power to the peasants, and the ire. SECT. 3] AUTOCRACY AGAIN 255 immediate result was an overwhelming majority for Louis Njipolcon. In the new assembly there were numerous parties — imperialists, monarchists of the legitimist and orleanist schools, republicans, democrats or socialists, and moderates. Few cared for the new regime ; and the coup dctat of Napoleon and his subsequent assumption of the imperial dignity were easily accomplished, and were readily ratified by a great majority of the nation in the plebiscites. It was the story of 1789 over again. A ^'JJJJ® particular form of government having been over- ^™p thrown, a party which formed only a minority of the nation — much larger and more intelligent in 1848 than in 1792, but still a minority — had taken possession of the central power and established a repubhc. In each case the republicans then pro- ceeded to quarrel amongst themselves, and gave no promise of a stable government ; the majority of the nation was hostile or indifferent, and finally, desiring above all things order, turned to im- perialism, and deliberately elected a dictator. The tradition of the great Napoleon and his work carried his nephew to power ; and the institutions of 1852 were those of 1804. All power was in the hands of the Emperor, and he alone could initiate legislation, make war or peace. The legislature met or was dissolved at his pleasure ; the ministers were his ministers, not those of the legislature. The legislature could accept or reject Bills prepared by the Council of State ; 256 HISTORY OF LOCAL ADMINISTRATION [chap.vi. it could not ordinarily amend them. Thus an autocracy was again established ; but the auto- cracy retained the instruments which had raised it to power — it kept the universal suffrage ; but the elections were always manipulated, as they had been under all the previous Governments, and the extreme centralisation of the administration was maintained for political purposes. But the Liberals though overthrown were not crushed, and they soon became again important. From 1860 onward the Empire found itself forced to incline more and more to the moderate Liberals, especially when diplomatic and military failures had greatly diminished its prestige. It yielded more power to the legislature, it gave it the right of initiating laws ; and when the legislature had be- come overwhelmingly Liberal, the Emperor turned to the constitutional Liberals, i.e., those who were prepared to retain the Empire, and to secure their support called their leader, OUivier, to power. But there was another and perhaps stronger section of the Liberals who were resolved to over- throw the Empire, and meanwhile a new form of sociahsm was making rapid progress among the workmen. The doctrines of modern sociahsm had been formulated by INIarx ; by 1864 the " International Association " was at work, and by 1870 the new movement had become a political factor which caused the Government serious alarm. Against on the one side the advanced Liberals and the sociaUsts, on the other side the monarchists, BECT. 3.] THE NEW REPUBLIC 257 the Empire found support only in the moderate Liberals ; these might conceivably have saved it, with considerable modifications, but there was no time. They had been called to ofiice in 1870, and in that same year the disastrous foreign policy of the Empire brought about its abrupt collapse. The Republic estabhshed in 1870 has now (y) The Third ^ Republic. endured for thirty-five years ; like its two pre- decessors, it originated in a Paris-made revolution, and there was for a time every prospect that it would not endure. But there was absolutely nothing to take its place, and the nation had learned by previous experience. It went to work soberly and steadily, and a set of institutions was established, which were accepted willingly by a very considerable minority, and from necessity, though with reluctance, by the majority. And so time was given for the institutions to make their working felt, and to grow into the life of France ; and it appears to be certain, in spite of the troubled career of the T'hird Republic, that the considerable republican minority of 1870 has become a very great republican majority to-day. One event, however, of the early days of the republic must be briefly noticed, and that is the Commune. The history of that movement is extremely uncertain, but it seems to be clear that the revolt was to some extent at least a protest against over- centralisation — a demand for a greater amount of communal liberty. It was the effort of the socialists ; to most of the towns it would B 258 HISTORY OF LOCAL ADMINISTRATION [chap.vi. have been disastrous. And so, whereas in every previous revolution Paris had imposed her will on France, in the matter of the Commune the provinces imposed their will on Paris. SECTION 4 Changes in We uow have to uoticc briefly what changes local adminis- ... . tration. havc comc ovcr the local administration during these constant variations in the nature of the central government in France.^ It has already been suggested that these changes have in sum been very small, but the growth of Liberalism was bound to exercise some influence. France still keeps from the Napoleonic period her judicial organisation, and the systems of education and finance ; whilst the ecclesiastical arrangements made by the first Emperor are about to be abandoned. In the local administration she has kept the departments administered by prefects and sub-prefects, and the strict tutelage of the communes ; and she has kept the " administrative courts." The remarkable series of changes in the central government would in fact have been im- possible but for this continued existence of the highly centralised bureaucratic machinery by which France was actually administered ; the new authority had only to secure the central offices, ^ There is a useful sketch in Rambaud, Civilisation Contemporaine en Fratice, cc. xvi. and xxvi. flECT. 4] LOCAL GOVERNMENT REFORMS 259 and the subordinate agents throughout tlie country obeyed it as a matter of course. 13ut there have been certain changes of a Liberal and decentrahsing nature. The first is that the municipal authorities and departmental councils have become — though very gradually — representa- tive of the localities ; and their powers have been increased under administrative supervision. Under the Monarcliy of July the councils of the communes (1831) and departments (1833) were made elective, but the franchise was confined (as for parliamentary elections) to the limited class of large taxpayers and officials upon whom the government of Louis Philippe relied, and the mayors and adjoints were appointed by the central government from the persons elected as councillors.^ The Second Republic in 1848 retained this arrange- ment for the larger communes, but in those with less than 6,000 inhabitants it permitted the free election of the communal officers. Next, the Second Empire, which owed its existence to the universal suffrage, established that form of election for the councils, and during the last years when it was seeking everywhere for support it increased the powers of these bodies (1866 and 1867), but 1 Cf. Thiers: "Savez-vous pourquoi la Restauration, en nous faisant un nial moral et politique immense, n'a cependant pas frustre les interets materiels ? C'est qu'elle a respects la vieille administra- tion del'Empire, qui en savait plus qu'elle, etqu'elle a laissealler. . . . Ce n'est pas nous qui sommes retrogrades, c'est nous qui defeudons la Revolution vivante. En affranchissant les grandes communes, vous debruissez I'unite ; vovis portez un coup de hache au pied de I'arbre." Quoted in Kara baud, Civilisation CcnUemporaiiu en France, p. 340. 260 HISTORY OF LOCAL ADMINISTRATION [chap. vi. as regards the mayors and adjoint s it returned in 1852 to the methods of the monarchy. Finally, under the Third Republic the mayors were made elective first in the smaller communes in 1871, and then (after a brief return to the old plan in 1874 under the reactionary rule of Macmahon) in 1876 and 1882 in all the communes ; the municipal code was rearranged and extended (1884); and the departments have become of greater importance. But decentralisation has not gone very far ; and the central control is in reality as strong as ever. The main- One rcasou for this is that for very obvious tenance of ,... i . i n in centraiisa- rcasous no political party has really cared tor bureaucratic decentralisation ; with the highly organised bureau- authority. . O J Q cracy any party which can get hold of the central offices can control the whole country, especially as it is a recognised thing that administrative officials may be used for political purposes. The machine is too valuable a weapon for any poUtical party lightly to throw it away. Decentralisation has been constantly advocated ; as early as 1863 a conference at Nancy urged that the communes should be strengthened, the cantons revived, the tutelage of the departments reduced, and the administrative tribunals abolished ; and the first three of these reforms have been persistently urged by some prominent politicians, whilst a Govern- ment Commission on the subject was appointed in 1895. But there is no sign of any changes of real importance; neither the politicians or the people really want them. The sociahst munici- SECT. 4.] THE PRESENT OUTLOOK 261 palities naturally call for a greater amount of autonomy ; they desire to be released from the strict administrative control which hampers their experiments. But their demand is not hkely to be granted until the socialist party is much more powerful than it is at present ; and it must be remembered that it has no hold upon the peasants, who form the great majority of the people of France. There seems then every probability that the Growing •' ^ . f , strength of organisation of local administration will continue tbe Republic. in something closely akin to its present form, at least for a considerable time. But what of the central government? Is the republic to be the definitive constitution of France ? The course of French history is a warning against prophecy, but there are some points which may be noticed. The first is the growth of republican sentiment ; the party was in a minority in 1870, and also in 1875 when the constitution was adopted, but in every election since its strength has increased, until to-day it has undisputed control in all except a few districts of France. The second point is that its long existence (nearly twice as long as that of any previous Government since 1789) has enlisted on its side the peasantry, who are the great conservative force. Thirdly, the socialists, who had long been in constant opposition, have recently been banded with the republicans in defence of the existing order, though it remains to be seen if, in saving the republic, they will 262 HISTORY OF LOCAL ADMINISTRATION [chap. vi. not greatly change it. And, finally, one of the most striking things in recent French politics is the decline in the influence of Paris ; up to 1870 the capital had for centuries imposed her will upon the provinces, but in 1871, by the repression of the Commune, the provinces imposed their will upon Paris, and they have repeated this since in the cases of the Boulangist and the Nationalist agita- tions. The reasons for this are of course to be found in the growth of the great mercantile and industrial towns, and the improved means of communication ; and the change must assuredly make for the greater stability of the central political institutions of France. Changes in the local insti- tutions will probably come, but the process is certain to be very slow ; France is accustomed to centralised and bureaucratic government, and is not ready for anything else. CHAPTER VII THE HISTORY OF LOCAL ADMINISTRATION IN PRUSSIA SINCE 180G SECTION 1 The modern Prussian state began with the general reorganisation which followed the military collapse before Napoleon I. at Jena in 1806, and the political disaster at Tilsit in the following year. The administrative system which Frederick William I. had founded, and the great Frederick had wielded with such extraordinary success, had revealed its inability to meet new requirements, and to cope with the new forces set in action throughout Europe by the French Revolution. The necessity for drastic and far-reaching reform could no longer be obscured, and the entry into office of the Freiherr vom Stein in October, 1807, began the second great constructive period of Prussian history. The Prussian realm in 180G was a quite The forma tion of the recent recreation. It had originated in the Prussian ° state. Mark of Brandenburg, founded between 1134 and 1170 by Albert the Bear, as one of the 263 264 HISTORY OF LOCAL ADMINISTRATION [chap. vii. " marks''^ intended to guard the eastern border of Germany against the Slavs. ^ Gradually, and for centuries only very slowly, its rulers extended their territories, but always towards the east. The development became rapid only after the close of the Thirty Years' War, with the reigns of the Great Elector and his successors. The Elector (1640-88) took up vigorously the task of reorganisation after the ravages of the long war, and in particular devoted himself to economic improvements. His son, Frederick I., raised Prussia to the dignity of a kingdom. The next King, Frederick William 1. (1713-40) elaborated an administrative system, highly centralised but extremely efficient, and subordi- nated everything to the maintenance of a powerful army. Frederick the Great (1740-86) and his nephew, Frederick William II. (1786-97), made use of the weapons prepared for them, and by the acquisition of Silesia and part of Poland more than doubled the extent of the Prussian kingdom. But still the gains were chiefly towards the east ; in 1806 Prussia included a few scattered territories west of the Elbe, but its capital, Berlin, was between the Elbe and the Oder, and the great mass of its provinces ^ By "mark" in this instance was meant a border-territory intended for defence, and therefore having the whole administration concentrated in the hands of a mihtary ruler. Cf. the English "palatine counties." '^ A similar " mark " to the south was the Bavarian " East-Mark," destined to grow into the Austro-Hungarian Empire. SECT. 1.] SOCIAL CONDITIONS 265 lay to the cast of the hist-named river. And then suddenly by the Treaty of Tilsit its western possessions, and much else, were torn from it ; it was reduced by almost one-half, and seemed to have sunk into its old unimportant position in Europe. It had collapsed, and the task of reconstruc- Sodai organieation tion was extremely difficult. Prussia was still in isoa. in the feudal stage of society. Nearly one-half of the land was royal domain, that is, the actual private estates of the King ; and in these, as almost everywhere else throughout the kingdom, the manorial system had firm hold. The whole of the social and economic life of the country was determined by a strong caste system, which gave a status to land and prevented its easy transfer — since land once held by a noble could never be alienated to a member of another social class ; and at the same time prohibited the rise of a peasant to the citizen class, and of a citizen to the ranks of the nobles. The towns were controlled by a narrow guild-system which, while it excluded the greater number of the inhabitants from any share in the municipal government, had fallen to the lowest depths of incompetence, so that the real authority had come to be exercised, in fact though not in law, by petty royal officials. At the same time the towns were oppressed by a system of taxation which was based first on a distinction between town and 266 HISTORY OF LOCAL ADMLNISTRATION [chap. vii. country, and, secondly, on a system of exemp- tions and privileges for nobles and manorial lords ; it laid therefore a most disproportionate burden upon the towns. AdmrniB- The Central government was in the most trative . organisation complete confusion.^ There was no distinct inl806. ^ separation of powers ; the King was sole law giver, he was chief of the civil administration, and head of the army, and only a man of exceptional ability could keep control ; just as was the case in France in the eighteenth century, all power was concentrated in the hands of the monarchs, and their task was become impossible. In the local government the old provincial assemblies had fallen into disuse with the groA\i:h of the absolute monarchy, and the chief organs for local administration were the Offices for War and Domains {Kriegs - und Domdnen - Kdmmern), of which each province had one or more. Created in 1723 as local agents of the General Directory {Generaldirektorium), which Frederick WiUiam I. had established as the one supreme adminis- trative body for the whole kingdom, these authorities were originally intended to control only military and financial matters ; but gradually they had drawn to themselves all the more important of local affairs. Beneath them were ^ The chief authorities for the administrative history of Prussia are Bornhak, Geschichte des preussUchen Veriocdtungsrechts (3 vols.), and Isaacsohn, Geschichte des preussischen BeamtentuTtis (3 vols. ). 8KCT. 1] THE OLD ADMINISTRATION 207 the Circles (Krcis-e), which from the reign of Frederick the Great had been the real units of Prussian local government. At the head of each Circle stood the T^andrath, whose office first appears in the Mark of Brandenburg in the sixteenth century. Originally the representa- tive of the landowners, he became about the end of the seventeenth century the chief local administrative official, and under the absolute monarchy he was by 180G the chief agent within the circle of the central power, though still elected by the landowners from their own number. The representative body of the Circle was the Circle Assembly [Kreistag), composed of the owners of manors ; and thus the whole administration was in the hands of the land- owners.^ As regards the communes, the code prepared under Frederick II., and published by his successor,^ drew no distinction between manorial and non-manorial villages, and the free villages of the western part of the kingdom received the same organisation, with Schulz (steward), assessors and assembly, as the unfree villages of the eastern provinces. Finally, the bureaucracy, once the most skilled in Europe, was now become decrepit, and had broken down beneath the burden of over- centralisation. The ^ The powers of the Circle Assembly varied according to the provinces ; in some instances it had only advisory ])owers, whilst in others it had some control over local finances. Bornhak, Geschichte des jyreussischen Verwalttcngsrechts, II., p. 289 se^. ^ Das allgemeine Landrecht. 268 HISTORY OF LOCAL ADMINISTRATION [chap. vn. whole system had failed completely, and the chief reason for this, as Stein and most of his abler contemporaries perceived, was that it left no room for individual or local initiative. The Prussian people was accustomed to be ruled, it was in the habit of looking to the central government for guidance even in small matters ; it had no desire and no ability to rule itself. And in the eastern provinces, that is to say, in far the greater part of Prussia, the rural popula- tion was in a condition of almost complete economic dependence. SECTION 2 The Stein had at first advocated administrative reformeri. reform alone. Finding his ideal of local adminis- tration in the English system at the close of the eighteenth century, he thought to initiate reforms upon that model ; but he speedily perceived that changes of a far more sweeping character had become necessary. His contemporary Hardenberg is as a reformer entitled to a much higher rank than Stein ; he was the first Liberal statesman of Prussia, and almost of Europe, after 1789. He recognised clearly that thorough economic and social reforms would have to accompany, and in some cases to precede, administrative and political reorganisation ; and his schemes were consequently much more comprehensive than those put forward SECT. 2] THE FIRST REFORM PERIOD 269 by Stein, who always remained essentially a Whig. But in his attempt to rebuild the state the latter was forced to somewhat the same conclusions as Hardenberg, though he was never ready to go so far. The objects of the reformers were then the abohtion of all that remained of the feudal and caste systems ; the creation of some degree of union between the various classes of society ; the introduction of a system of local self-government which should give all classes an interest in the conduct of local affairs ; the reform of the central government, of taxation, and of the army. As regards the central government, Stein abolished the General Directory in 1808, and divided the work between five departments, each under a single minister ; unity of policy was secured by the establishment of the Ministry of State, com- posed of the heads of departments under the presidency of the Chancellor.^ Here we are chiefly concerned with the The Emanci- development of the institutions of local govern- ^* ^°° ment.^ One great economic change had necessarily to come first, and this was brought about by the Emancipation Edict of 1807 and its complement, the Edict of 1811. These estabhshed freedom of sale of land and of choice of occupation, abolished ^ The office of Chancellor was not filled after the death of Hardenberg; the head of the Ministry was thenceforward styled Minister- President, and had much less authority over his colleagues. ^ Meier, Reform der Veru-altungsorganisation unter Stein und Hardenherg, passim, a useful account is in Seeley, Life and Times of Stein, especi- ally Ft. III. cc. 3-4, and Pt. V., cc. 1-3. 270 HISTORY OF LOCAL ADMINISTRATION [chap. vii. serfdom, and made it possible for a peasant to free his holding from heavy duties and turn it into hereditary property. Though only a small number of peasants could avail themselves of such an opportunity at first, yet the legislation as a whole gave personal, and a chance of economic, freedom, and so founded the class of peasant proprietors in modern Prussia.^ The ref9rms. In all this Stciu had no particular share, though cipaiities. he approved of it. Apart from the reform of the central administration, the chief monument of his fifteen months' tenure of office (practically a dictatorship) is the JNIunicipal Edict {Stddte- Ordnung) of 1808. It was the realisation of a mere fragment of his schemes, for he had intended a general reform of all urban and rural communes, but was compelled to limit his work to the towns. Of the condition of these we have already seen something ; for further evidence we may turn to the evidence of a contemporary observer, who writes : — " The magistrates in some places filled up their number by co-optation, but for the most part they were nominated by the Government, and since the second half of the eighteenth century the citizens had no influence worth mentioning either in this or in regard to the taxes, accounts, etc. Thus the town fell into two entirely unconnected parts. The completely disfranchised part submitted grudgingly, 1 But the eastern group of pro'vances remained (and remains) on the whole a land of great estates. SECT. 2.] MUNICIPAL REFORM 271 seeing in the magistrates, often quite justly, nothing but partial and interested opponents, and at the same time these apparently unlimited despots did not at all enjoy their power. In the first place, many posts of Burgomaster, Treasurer, Councillor, were treated as comfortable berths for invalid Quartermasters and Sergeants : . . . secondly, these men were under the strictest Government tutelage, scarcely allowed to make or carry out the most trifling decision without its appro\al. Besides this, almost all the towns were subject to the oversight of a Supervisor of Taxes in the neighbourhood."^ Stein's Edict set up a complete municipal system, with Burgomaster, Magistracy {i.e., an Executive Board) and Town Council — all to be elective authorities. It swept away the oligarchy of the guilds, w^idened the franchise, and whilst opening office to all citizens laid down the principle that unpaid service to the community was obliga- tory upon every citizen from whom it might be required. In a natural reaction against the over- control of the previous 7Tgime, it gave the towns almost complete independence even in the matter of taxation, only laying down certain general rules, and retaining a modified right of supervision." In general the control of the state over the administra- ^ Von Raumer (quoted by Seeley, Life and Tivies of Stein), Pu V., c. II., 3. - The administration of justice was separated from municijial affairs, and given to royal officials; and the central government kept control of the "police," either through its own directly appointed agents, or througli niunicii)al officials who in this matter acted under its direction and supervision. Bornhak, III., jjp. 20-22. 272 HISTORY OF LOCAL ADMLNISTRATION [chap. vu. tion of the towns was unduly weakened, and this was one of the objections to the new system. Another was its want of elasticity, and a third was the absence of any means of ensuring harmony between the Magistracy and the Town Council. In the course of the next two decades these evils became apparent, and an attempt to remedy them was made by the Edict of 1831, which authorised the issue of a special statute (practically a special charter and constitution for each town) at its own initiative, widened the franchise, raised the quali- fication of councillors in order to secure a better class, settled the relations of the various bodies between themselves, and placed the towns beneath a stricter central control. The approval of the central authorities for all local taxation was also made necessary. The new Edict was to some extent reactionary, but it removed most of the previous difficulties ; and though issued only for the province of Brandenburg, it was gradually extended to several of the other produces. With these changes, consolidated and re-enacted in 1853, "the municipal government founded by Stein's great law in 1808 is as yet the only real and living piece of self-government in Prussia. It has, after nearly seventy years of a fruitful existence, driven its roots deep into the soil, and satisfactorily solved the great problem of local government, viz., the combining the administration of afFau's which are partly private, partly public, in the same hands : it has established itself as the type which all future SECT. 2] FURTHER CHANGES 273 attempts at creating self - governing institutions must follow." ^ T^ either Stein nor Hardenberff touched the '"^ ^°°^- " munea. constitution of the country communes. But the way for change was prepared by the economic reforms and also by the introduction, during the Napoleonic occupation, of the French communal system into all the Prussian territories west of the Elbe. This survived until the Westphalian and Rhineland Edicts of 1841 and 1845. The nearly uniform system which these established was, however, much under the influ- ence of the Napoleonic institutions, and is so to this day. Since the reign of Frederick II. the division (iii) circiea. into Circles had been extended into all newly acquired territories. It rested, as did all local administration, on the politically privileged position of the great landed interest, and on the caste system. The Edicts of 1807 and 1811 swept away this basis, and some slight further reforms were made. In the reorganisation after the Congress of Vienna the Circle arrangement was imposed on all the conquered or reconquered territories. The most important changes subse- quently made were in the position of the Landrath, who, as chief executive officer of the Circle, was to be at once a royal representative ' Sir Robert Morier, in the Cobden Club's Local Oovemment and TaxcUion (1875), p. 424. By "partly private, partly public'" Sir Robert must have meant "partly state, partly local." S 274 HISTORY OF LOCAL ADMINISTRATION [chap. vii. and the official head of a corporation (for the Circle now for the first time received the position and rights of a body corporate) ; in the reorganisation of the Circle Assemblies (1825-28), which became representative of the three estates of the large and small landowners and the municipalities ; and in taxation, when in 1841-42 the Circles received the power of taxa- tion for their own local purposes, and full control of their local finances.^ The system thenceforward remained unchanged until the Bismarckian legislation of 1872. (iv) Govern- The Officcs for War and Domains were DiBtricta. displaced in 1808 by the Government Boards {Regierungen), and after 1815 the whole kingdom was divided into twenty-six Govern- ment Districts [Ttegierung-Bezirhe), each with a President and Board of officials appointed by the central authority; and, of these twenty- six, twenty - one remain to-day practically unaltered. In these Boards the coUegial system, under which all matters of any importance must be settled by a majority of votes of members of the Board, was retained; whilst in the lower authorities the bureaucratic system, under which almost all matters may be settled by a single official, also continued. It will be remembered that, with one or two exceptions, these Government Districts do not form corporate bodies; they exist only for » Bornhalc, III., pp. 50-71. BECT.3.] THE PROVINCES 275 purposes of state control and for general, as opposed to local, matters. "^Fhe plan was after- wards extended to the territories acquired by Prussia between 18G0 and 1870, that is, to Schleswig-Holstein, Lauenberg, Hanover, Elec- toral Hesse, and Nassau. The revival of the old provincial organisation (v) ProvinceB. began in 1815, when the kingdom was divided into ten Provinces, each to include two or more Government Districts. In each province a Chief President was appointed to exercise general control over all matters affecting the province as a whole. During the reaction after Hardenberg's death in 1822 the old provincial assemblies, based on the representation of the three estates of nobles, citizens, and peasants, with the first class predominating, were revived and given increased powers ; Hardenberg himself had refused to touch them. But the attempt to galvanise them into life met with small success. SECTION 3 The reorganisation of local administration The con " stitutional carried out by Stein and Hardenberg has been Reform move- described at some length, because the system then created remained in its essential features unchanged for half a century. When Hardenberg died in 1822 the constructive period had come 276 HISTORY OF LOCAL ADMINISTRATION [chap. vii. to an end. Neither the idea of a general repre- sentative body, as Stein had conceived it, nor of a constitution, for which Hardenberg had persistently toiled, had been realised, although both had been publicly promised by the King in the crisis of the War of Liberation. The government was still an absolute monarchy, working by means of a powerful bureaucracy.^ On the whole, it was probably well that there should be a long delay. After the Vienna Congress the Prussian statesmen had to face the same difficult and complicated task as Frederick II. after the conquest of Silesia. They had to attempt to weld together the various Prussian territories into a solid state, and to introduce some measure of uniformity into their administration. To a considerable extent this task had been accomplished when Hardenberg died ; and it may be, as Treitschke holds, that for the future of Europe this was the most important event in the ten years after Waterloo. Till its accomplishment a system of general representation would have been of little or no use ; when it was completed the forces of reaction had grown too powerful, and the nation had lost its former enthusiasm. ^ "Der von alien Schranken befreite absolute Beamtenstaat unter Leitung des allmaehtigen Staatskanzlers stand in seiner liochsten Vollendung da. Keine gesellscliaftlichen Interessen Tvirkten auf das Beamtentum ein, Grundbesitz und Kapitalismus waren gleich einfiusslos auf dasselbe. . . . Es war die zweite Bliitezeit des preussisehen Beamtentums, welche die unter Friedrich Willielm I, noch zu iibertreffen schien." Bomhak, III., pp. 9-10. SECT. 3.] CONSTITUTIONAL STRUGGLES 277 The constitutional movements in Germany and their partial success in the South-German States (Bavaria, Wiirtemburg and others), and the " young German " agitation in the univer- sities, had thoroughly alarmed the well-meaning but weak King. The Court party was hostile to all idea of a constitution, and the powerful influence of the Austrian minister, Metternich, worked unceasingly in the same direction. One result of this has been already noticed — the re- establishment of the provincial assemblies, based on a theory of social organisation which no longer corresponded to the facts. Another was a long period in which the growing commercial and industrial classes, outside the towns, were excluded from all share in tlie government, which remained the monopoly of the land- owners. The hostile forces were only held in check by the rather unreasonable amount of respect inspired by the old King ; and immedi- ately after the accession of Frederick William IV. the agitation began in earnest. The two parties, Liberal and Conservative, were now definitely organised ; between them stood the bureaucracy, a distinct class, dependent solely upon the Ministry. It was the only class which as yet had shown any political ability ; it was disliked equally by both political parties, and was again beginning to break down beneath the immense amount of work and authority necessarily assigned to it by Hardenberg in order to carry 278 HISTORY OF LOCAL ADMINISTRATION [chap. vu. out his far-reaching social and economic reforms. The new King desired a constitution based upon the system of provincial estates, and was strongly opposed to the rule of the bureaucracy. But his attempts at compromise were certain to fail. He himself was not strong enough and had no capable adviser ; the Liberals were encouraged and roused to action by the growing weakness of the governments of continental Europe ; and the attempt to realise the King's idea by the summoning of the United Landtag (or general meeting of all the provincial assemblies) in 1847 began the struggle which ended with the victory of the Liberals and the publication of The Con- the Constitution of 31st January, 1850. This ititution of ■^ 1850. was, however, preceded by the establishment of the "three-class system" of election,. (1849), which, while it accorded with the ideas of the Liberals in that it gave the preponderance of voting power to wealth, whatever its form, and not to land alone, at the same time robbed the new national representation of much of its value. JNIoreover, the new constitution (which is still in force and is almost unchanged) did not give "parliamentary government." The ministers are still the nominees of the monarch, and need not have the support of the legislature ; the latter body is an advisory, informing, and legislative authority, with control over the budget ; but its powers are very smaU compared with those of the British Parhament, for it SECT. 3.] POLITICAL REACTION 279 cannot overthrow the ministers, and its con- servative character renders it pecuHarly amenable to royal and official authority. We have already seen how these two features — the conservative nature of the membership and the submissive attitude towards the bureaucracy — repeat them- selves in the local institutions. The Prussian Revolution of 1848-50 had been Reaction. a triumph for the industrial and commercial classes, a successful protest against the system by which all the power of the state had been wielded for the benefit of one particular class. When they secured a majority in the new Landtag, and the appointment of a favourable ministry, their whole legislat " efforts were directed towards the aboli- tion of all special rights and privileges of the landowners. In spite of the emancipation edicts and economic reforms, these rights were still very extensive; it was only in 1849, during the con- stitutional struggle, that the manorial courts, both for civil and criminal matters, came to an end. The Liberals had captured the Government for a time, but a strong reaction was certain, for while many of their proceedings were justified, in others they undoubtedly went too far, and popular support fell away. The Conservatives threw themselves into alliance with the bureaucracy ; they soon secured the upper hand, and made their action felt especially with regard to the rural communes in a series of laws and edicts between 1853 and 1856. The importance of these lay chietiy in the 280 HISTORY OF LOCAL ADMINISTRATION [chap. vii. fact that they avowedly set aside the principles which since the Municipal Edict of Stein had never wholly lost influence, and reorganised the communes so as best to suit the interests of the great landowners. For this very reason they troubled little about the towns, except to strengthen the state control of the municipal administration ; the Municipal Edict of 1853 is till in force for the eastern provinces. In the country communes of the western provinces they also did little, for, as they were modelled upon the French institutions set up by Napoleon I., they were closely dependent upon the bureaucracy. But in the eastern provinces, the peculiar strong- holds of the great landowners, they restored as far as possible the old patrimonial administration, as authorised by the code of Frederick II., and made it almost completely free from state control. As the Liberals had sought to manipulate the local franchise to secure the preponderance of their own particular social classes, so did the Conservatives now. Such rapid changes, and the constant struggle of each party to secure advantages for itself at the expense of the other, without regard for national interests, were only possible during the existence of a weak monarchy such as that of Prussia under Frederick WiUiam III. and his eldest son. With the accession in 1861 of William I., who had been the object of violent popular hostility during the struggle for the con- SECT. 4.1 BISMARCK 281 stitution, the whole po.sition changed. The first sign of the new era was the appointment in the following year of Otto von l^ismarck to be Minister- President, and the great constitutional struggle of 18G0 to 18G4 over the Army and l^udget questions revealed the strength of the new rulers. They had come to their posts possessed of a distinct poHcy alike in home and foreign affairs — a characteristic lacking in Prussian ministries for more than a generation. The first decade after the accession of William I. was too fully occupied with foreign politics and war for serious attention to be given to matters of home administration ; but immediately after the close of the Franco- German war Bismarck began the task of reform. In the hour of Prussia's greatest triumph he took up the work which Stein had commenced in the time of her severest misfortunes. SECTION 4 The objects which Bismarck and his fellow- The local reformers now set before themselves had been reforms of Bismarck : learnt in the party struggles of the last twenty its aims, years. ^ The first thing necessary was to put an end, if it were in any way possible, to the system which had allowed the whole machinery of local government to be captured from time to time by a particular social class for its own benefit ; and 1 Fide Bornhak, III., p. 296 seq. 282 HISTORY OF LOCAL ADMINISTRATION [chap. vii. to devise some method by which all classes might participate in the work of local administration. About this time the works of Professor Gneist exercised great influence upon German political thinkers, and gave a theoretic basis to the practical proposals of Bismarck.^ Gneist sought to explain the failure of parliamentary government in Prussia, and its succes'' in England, by the fact that while in Prussia much thought had been given to the new parliamentary institutions, no regard had been paid, except in the one instance of the Freiherr vom Stein, to those local institutions which alone had in England rendered parlia- mentary government possible. To these, and to the organisation of local administrative authorities, elected in the towns and composed in the country districts of unpaid persons drawn from the upper and middle classes, with the landed gentry pre- dominating, Gneist attached the very greatest importance. But at the same time he desired for Prussia a stronger administrative control than existed in England, and he thought it possible to combine in the administrative authorities unpaid lay or non- official persons and paid officials — the laymen to be elected."^ Gneist promulgated that doctrine of self-government which still holds in ^ His chief works in this connection are : Geschichte des self-government in England (1863); Verivaltung, Justiz, Rechtsvxg (1867); Die-preussische Kreisordnung (1871) ; and Der Rechtsstaat (1872). " Cf. Lowell, Parties and Governments in Co^/itinental Europe, I. pp. 309- 310. But Lowell over-estimated the direct influence of Gneist upon legislation. SECT. 4.] AIMS OF THE REFORMERS 283 Prussia, that is, that " self - government is the performance by locally elected bodies of the will of the state," not necessarily of the locality which elects them— the local bodies are in the first place agents of the state, and only secondarily of the locality.^ And in these bodies he found a train- ing-school for administrators, and the means of developing a sense of responsibility which seemed altogether lacking at that time m the conduct of Prussian local government and in the Parliament. Led by these ideas the reformers, while retaining the bureaucracy (and in fact Bismarck believed that all development of local government must neces- sarily bring an increase in the bureaucracy) yet sought to carry through an extensive decentralisa- tion of powers. They wished to transfer many of the powers of the central government to local elected bodies, and to weaken the power of the bureaucracy by the introduction of a large class of laymen into local administration. In this way they hoped to develop the political capabilities of the people ; but at the same time the lay element was to be drawn in the main from the landowning classes (or at least from the large taxpayers) and these classes were to be given a more than ' " Preussen, wie im wesentlichen auch Deutschland, hat den Mittelweg eingeschlagen zwlschen dem streng zentralisirten Frank- reich, das die Selbstverwaltung nur als genau umschriebenes und eng eingegrentzes Glied der staatlichen Verwaltung kennt, und dem frei gestalteten England, das die gesammte ortliche Verwaltung bis auf die Justiz und eineu Teil der Polizei in Gemeinde und Grafschaft verweist und dem Staate nur eine ergiinzende Tatigkeit belasst." H. de Grais, Handbuchy p. 96/1. 284 HISTORY OF LOCAL ADMINISTRATION [chap. vii. numerically proportionate share of representation. For the first time in Prussian history, central ^ and local affairs were to be entrusted to a class of non -professional administrators. But it was also necessary to establish some form of judicial control over the bureaucracy and the local administration generally. To this end the reformers proposed to set up a series of what are known as " administrative courts " ; these, in the highest instance, should be composed of lawyers and officials, but in the lower instances should resemble the English Justices of the Peace, in that judicial and administrative functions alike should be entrusted to the same local bodies, consisting chiefly of unpaid laymen. Obstacles to There were gi-eat difficulties in the way : the vast majority of the people were indifferent, the bureaucracy hostile, the Conservatives in violent opposition. Only the steady support of the King availed to break down the resistance, and even then the position of Prussia made it necessary to proceed slowly and with caution. For the first time in its history the kingdom of Prussia, after its conquests in the period from 1860 to 1870, possessed a connected territory extending from the Rhine to beyond the Vistula. But within this territory the local differences were very great ; the Prussian ministry had again to face the problem of 1815. There Avas as yet no united Prussian nation. In the east, Posen after ^ In the Regierung-Bezirke, for example, vide supra, pp. 139-142. SECT. 4] CHARACTER OF PRUSSIAN STATE 285 eighty years of Prussian rule still eherished its Polish national feeling as strongly as when it had impressed Heine in 1822;^ and in spite of the settlements made by the German Government in its midst, the hostility there to Prussia and to all things German is to-day exceedingly great, as it is also in a part of Westpreussen. In the north- west, Schleswig-Holstein was newly acquired, and not yet assimilated to the I'russian state ; south of that, in Hanover, whatever the mass of the population felt, there was a noble class which was not inclined to yield its rights without a struggle ; and still further south there was a group of terri- tories, Hesse and Nassau being the chief, newly acquired and not yet organised or fully incor- porated into Prussia. But still greater than the political were the economic and social diversities. Between the provinces of the extreme east where, as in Ostpreussen and Posen, three-quarters of the population were engaged in agriculture, and the whole organisation of society rested on that basis ; and the most westernly provinces, Rhineland and Westphaha, where already the industrial classes predominated and the industrial organisation was fast gaining ground — between these two extremes almost every variety of social and economic organisation could be found. It was therefore necessary to proceed slowly. The The first enactments, for the Circles in 1872 and the Provinces in 1875, were issued only for those 1 Cf. Heine, " Ueber Polen," in Reisehilder. new organisation. 286 HISTORY OF LOCAL ADMINISTRATION [chap. vn. territories which had formed the old monarchy — that is, for the eastern group except Posen. In that province the anti-Prussian feeling rendered a strictly bureaucratic administration almost inevi- table. The enactments were gradually extended, with various alterations and additions to meet local peculiarities, to the remainder of the kingdom during the next ten years. Further legislation was necessary to harmonise the system, and after Bismarck's dismissal the work was continued by the great Landgemeinde-Ordnung (which may be described as a Parish Councils Act) issued for the seven eastern provinces in 1891. Finally, the local authorities received their due share of attention in the financial reforms carried out by Dr von Miquel. General In regard to all these administrative reforms it character- istics, will be noticed that they have almost always been imposed from above. If we except the agitation for the constitution, there has never been in Prussia a strong popular movement for political reform ; and this phenomenon is apparent in local government also. Like its great rival, the Prussian state has been created by its monarchs, aided by a powerful bureaucracy ; and like that rival, over- centralisation has brought it to the verge of ruin. But in both countries the lesson has been only partially learned. In both a system of decentralisa- tion and self-government has been introduced, and in neither is it very real. We have seen the characteristics of France ; of Prussia it must be said that the bureaucracy still rules, and that the SECT. 4] PRESENT CONDITIONS 287 ordinary citizen is neither able nor inclined to take much part in the work of local administration except under the guidance and direction of officials. In the towns there is something of a healthy civic spirit, and the work of municipal management is idmirably done, as is in fact the administration generally ; but the fact remains that the initiative comes from the officials. But the mass of citizens seem satisfied, and whatever complaints may be heard regarding the omnipotence of officialdom there is no energetic protest against it, except occasionally from the great cities. The strong socialist party has done little in the matter ; unlike France, Prussia has no examples of socialist municipalities — official control is much too strong, and the " three-class system " is an almost insuper- able obstacle. But it must be said that the bureaucracy does its task extremely well ; it has developed in many matters an almost perfect method of working. It has encouraged municipal activity and enterprise to an extent unsurpassed except in England, and in some things not equalled even there. If it has kept affairs in its own hands, it is because the Prussian people do not care to take the responsibility. They prefer to have something done for them rather than to do it themselves ; they expect to be guided, not to find their own way. Which simply means that tradition is stronger than education, and that the Prussians are acquiring only very slowly the art of self-government and all that it involves. CHAPTER VIII ADMINISTRATIVE LAW SECTION 1 "Administra- The English studcnt who undertakes an investi- continentai gation into the administrative organisation and countries. Its contrast to the "rule of law" in England. methods of the countries of continental Europe speedily encounters a definite body of legal principles and enactments, called in France droit administratif, and in Germany Vei^wal- tungsrecM. He also finds that this particular body of law is not entrusted to the guardian- ship of the ordinary courts of justice, but to a set of special tribunals constituted in a quite different manner. He knows that no such courts exist in England, and he will find that no such carefully distinguished system of law is recognised by English legal writers. If now he turns to Professor Dicey 's " Intro- duction to the Law of the Constitution " he will read there that one of the chief features of English polity since the Norman Conquest has been "the rule or supremacy of law," and that this involves " three distinct though kindred 288 BECT. 1] THE lUJLE OF LAW 289 conceptions." ^ There is first the exclusion of arbitrariness or even of any wide discretionary powers on the part of the Government; tliat is, no man can be lawfully made to suffer "except for a distinct breach of law established in the ordinary le^^al manner before the ordinary Courts of the Land." Secondly, constitutional law is not so much the origin as the result of individual ritrhts defined and enforced by the Courts. And thirdly, there is " the equal subjection of all classes to the ordinary law of the land ad- ministered by the ordinary Law Courts." This supremacy of law in England is contrasted with the conditions prevalent in other European countries, where the state governments have very considerable discretionary powers which can be, and often are, used in an arbitrary manner, unchecked by ordinary courts of justice, or some- times by any courts at all ; where the political rights of individuals are the result of constitutions often granted by governments as an act of grace ; and where an important section of the com- munity (the official class) is to a large extent withdrawn from the control of the ordinary judicial authorities. As a particular instance of these things, and especially of the last, reference is made to France, where "officials are, in their official capacity, protected from the ordinary law of the land, and exempted from the jurisdiction of the ordinary tribunals, and subject in many ' Dicey, Law of the Consiiluiion (6th edition), c. iv., passim. T 290 ADMINISTRATIVE LAW [chap. vni. respects only to official law administered by official bodies." In this respect there is a striking contrast with England, where " every act of public authority, no matter by whom, or against whom it is directed, is liable to be called in question before an ordinary tribunal, and there is no other means by which its legality can be questioned or established."^ The system of law thus indicated as existent in France, and in most continental countries, is so little known in England, and a proper apprecia- tion of its true nature is so important in any study of continental administration, and especially of the control of authorities, that it is necessary to try to understand clearly what a foreign jurist means by the term " administrative law." ^ With- out entering unnecessarily into detail, and with- out discussing the numerous problems which arise both in theory and practice, it will be sufficient here to state the general principles on which administrative law is based. Definitions. We may take first two definitions, one from a French, and the other from a German, authority. Aucoc writes : " Le droit administratif determine : 1. La con- stitution et les rapports des organes de la societe ^ Kedlich and Hirst, II., p. 365. 2 Dicey remarks (p. 323) that the exjDression "administrative law," 'wrhich is the most natural rendering of droit administratif, is unknown to English judges and counsel. This seems to be true, mainly because of the absence in England of any scientific cla.'?sifica- tion of law, in which the term must take its place. Cf. Holland, Elements of Jurisprudence (3rd edition), pp. 305 seq. 8ECT. 1] DEFINITIONS 291 charges du soin des int^rets collectifs qui font robjet de radmiiiistration publique, c'est-ii-dire des differentes pcrsoiinifications de la societe, dont I'Etat est la plus importante; 2, les rapports des autorites administratives avec les citoyens."' And the German jurist, von Ronne, writes : " Die Reclitfrrundsatze, welche sich auf die Bildung jener Einrichtungen, sowie auf die Bestel- lung und Instruktion jener Organe beziehen, also der Inbegriff der Normen iiber die Ausiil)ung der Staatsgewalt und der einzelnen Hoheitsrechte innerhalb der Grenzen der Verfassung, bilden das Verwaltungsrecht." - The constitutional laws of a country do not ordinarily do more than formulate the general principles on which the political system of that country is based, and draw its main outlines. They define the relations to one another of the three branches of government — the legis- lative, the executive, the judiciary; they may also indicate in detail the methods by which these three are to be formed, and they establish certain political rights of the individual citizens. But there remains after that a multitude of further details to be settled — the application of the principles of the constitution, and provision for the realisation of the aims of the state, amid the ever-changing economic and social conditions of national life. The laws which do this are ^ Conferences sur le droit adininistratif, I. , p. 6, - Freussisclus StaalsrecJU. 292 ADMINISTRATIVE LAW [chap. vm. subsidiary to the constitutional laws, and are their necessary complement, since they prescribe the manner in which the institutions created by the constitutional laws are to work from day to day.' But this is the widest possible meaning of the term ; used in this way it would include all the rules of procedure adopted by the legislature and the courts of justice, whether determined in the latter case by the judges themselves or imposed upon them by the legislature. But the term has come to be employed generally in a more limited sense, and to be applied only to those laws and regulations, enforceable in some court of justice, which relate to the organisation and working of the national executive, both central and local. Thus the laws concerning the formation and powers of government departments, the whole body of laws which establish local authorities and direct their working, enactments concerning the civil service, the regulations issued by various authorities under any legal sanction — all these are part of administrative law.^ 1 Holland (p. 305) remarks that constitutional law describes the organs of the sovereign power at rest, whilst all laws which pre- scribe the manner of their action form administrative law in its widest sense. Cf. Berthelemy, p. 2: "Comment rajopareil est con- struit, c'est le droit constitiitionnel qui nous apprend; comment il travaille, comment fonctionne chacune de ses pieces, c'est la matiere du droit administratif." 2 Administrative law is then " that part of the public law which fixes the organisation and determines the comiDctence of the adminis- trative authorities, and indicates to the individual remedies for the violation of his rights " by them. Goodnow, Coinpurative Administra- tive Law, I., pp. 8-9, SECT. 2.] CONSTITUTIONAL LAW 293 SECTION 2 As it is evident that such a body of law docs Reaaoaa for . , the abaence exist in Ji.n<>iand, tliere arises the question why of any such ^ 1 J definite body it docs not occupy so distinct and separate a ^^Y !? phice, in the minds of lawyers and ordinary citizens alike, as it does upon the Continent of Europe. The answer is to be found in a number of facts, all closely related to one another. The first is that, owinff to the peculiar course 'D no formal . o i constitution. of our national development, we have no definite body of constitutional laws, no formal con- stitution such as is possessed by almost every other civilised state ; we have no one law, or even small group of laws, regulating the three branches of the national government ; and much of our constitutional practice is based on custom which no court of law could enforce. One result of this is that many writers on the English Constitution^ include in their survey a large number of matters which would certainly be omitted by a foreign jurist writing on the con- stitution of his own country ; and it is extremely hard here to say what is, and what is not, to be included under the term " constitutional law." But if we examine the constitutional laws of another country {e.g., the LTnited States, Switzer- land, Prussia, or the German Empire) we shall ^ E.g., Ansou, in his Law and Custom of the Constitution, Part IL ("The Crown"). §94 ADMINISTRATIVE LAW [chap. vm. find that they are comparatively few in number, often contained in a single document of very limited size, and that they do not do much more than has already been indicated ; they announce a number of general principles, especially the rights of individual citizens ; they organise, in outline, the legislature, the executive, the judiciary ; but they leave the arrangements for practical working to be made, sometimes by each branch of the government for itself, or else (and most usually) by the legislature for all three. This distinction between fundamental and subsidiary laws is rendered still more emphatic by the fact that the latter can be changed by ordinary legislative processes, whilst constitutional laws often require for their enactment and amendment a special and sometimes very elaborate procedure. (2) No codifi- Secondly, this difficulty of distinguishing cation of laws. between the two sets of laws is enhanced for the English student by the absence of any scientific codification of the law, and the in- difference towards questions of classification shown by most of our ordinary legal writers/ If, how- ever, we take the scheme adopted by French jurists, the place of administrative law, and its general character, at once become clear.^ All law is either private or public. Private law regulates the relations of individuals between themselves; they may be members of the same 1 Gooduow, I., pp. 6-7. '■^ Cf. Boeuf, Droit AdministratiJ, p. 1. SECT. 2.1 PLACE OF ADMIXISTRATIN E LAW 295 state, in which case their relations are governed by private (national or civil) law ; or they may be members of different states, and then they are subject to private international law. Public law, on the other hand, regulates the relations between the individual citizens in a state and the state itself, or between different states. In the latter case it is public international law, and is said to be external to any particular state ; in the former case it is internal, and falls into three divisions. The first of these is constitutional law, which is concerned with the establishment of the principles and forms of government ; the second is administrative law, which is the supple- ment and detailed application of the first ; ^ and the third is criminal law, which deals with the definition and punishment of criminal acts.-^ The general classification adopted by German writers is much the same.^ ^ " Le droit constitutionnel pose les grands principes de Torgani- sation sociale et iiolitique, fixe la constitution de I'etat, la foime de son gouvernement, les conditions de I'exercise de la souverainete, et organise les grands pouvoirs publics qui president sur la marclie de la societe. . . , Le droit adniiuistratif, reglementant et developpaut les principes du droit constitutionnel, fixe les rapports des particu- liers avec les diverses autorites administratives, qui relevent du pouvoir executif, et determine les sacrifices qui I'interet public reclame de I'interet prive pour la satisfaction des besoins generaux. . • . Le premier se preoccupe surtout des droits garautis aux citoyens . . . le second a principalement pour le but de determiner les devoirs des citoyens." Boeuf, loc. cit. 2 Ecclesiastical law — enforceable in the state courts — is onlj' a part of administrative law. ' Cf. Kahl, in his Grundriss zu Vorlesungen iiber Verwaltungsrccht : "Innerhalb des Rechtssystems dem off'entliehen Rechte, innerhalb dieses dem Staatsrecht im weitesten Sinne angehorig imd von ihm als wisseuschaftliche Disziplin uur aus den Bediirfuisseu geistiger 296 ADMINISTRATIVE LAW [chap. vni. (3) No special Thirdly, a practical reason for the non- tribunals.- . . „ . . recognition of administrative law, as a separate branch, is the fact that we do not possess any- special tribunals to which it is entrusted. For in this country all disputes in any branch of law go to one set of courts of justice ; controversies between two individual citizens, between two public authorities, or between a public authority and a private person, are all determined by the same courts. The ordinary practice of the courts applies generally, though with some exceptions, to all three kinds of cases ; consequently, as the legal remedies for the infringement of rights are almost identical, there is nothing to mark off the rights of citizens against public authorities from their rights against each other. In countries which have adopted the system of administrative law, that is not the case ; it may be stated, in general terms, that there disputes between public authorities, and still more conflicts between authorities and ordinary citizens, are decided by a special set of courts, and that the remedies given by these courts for the infringement of individual rights by the authorities are quite different from those given in other cases by the ordinary tribunals. Arbeitsteikuig getrennt, unifasst das Verwaltungsrecht die Kechts- regeln iiber die Organisation dei' Verwaltungsbehorden, sowie iiber wesentlich diejenigen Firnktionen des Staats und der Komrnunal- verbaude, welclie iin spezifisclien, wiewohl nicht aussehliessendem Gegensatz zu Gesetzgebung vind Gerichtsbarkeit den Inhalt der regjerenden Tiitigkeit der offentlichen Gewalteu iin Staate bilden." SECT. 3.] SOME PRINCIPLES 297 And this brings us to the last reason for (4) Different . . . principlea aft the absence of any distinction here between the to the legaj '' relations two kinds of law. Administrativx' law, as tlic between the adminiatra- term is understood upon the Continent, is in fn°^viS^\^® fact, as Dicey points out, something more than the legal enactments as to the powers of public authorities ; it includes also a number of principles as to the nature of the relations between the administration and its agents on the one side, and the private citizen on the other. We have next to examine the precise nature of the dis- putes which are withdrawn from the cognisance of the ordinary judicial tribunals ; to point out the reasons advanced in defence of this with- drawal, and for the existence of the special courts, and to show how this contrasts with the English rule. SECTION 3 The acts done by a public authority may be The sphere •^ ^ "^ -^ of the admin- of two kinds. There are some which can be^^^^^i^i^^ courts. done only by an administrative authority as such, and others which could equally well be done by private persons. For example, the making of bye-laws, or the assessment of taxes — these acts are possible only to the central administration or one of the local authorities acting in accord- ance with powers definitely conferred upon it ; 298 ADMINISTRATIVE LAW [chap. viii. they are acts of authority {actes de puissance publique, Ausubung der Staatsgewalt). But there are also a number of actions of an altogether different kind, taken by a local authority or even by a central department as agents of a corporate body. Thus a town may own land, houses, or other property, and its council (as its agent) may let or buy or sell such property ; these are acts which any private person could do, and are un- official (actes du person prive). Now, in general it is the principle, in both France and Prussia, that all actions which are possible to an authority, because it is an authority, are removed from the competence of the ordinary courts of the land ; the judges in these can take cognisance only of the business acts which arise from the fact that the authorities — representative either of the locality or the state — form bodies corporate, and have a certain amount of corporate business.^ There are some exceptions to this, some matters which under it would come before the ordinary courts have been transferred to the administrative courts by legislative enactment, and, on the other hand, disputes in regard to the expropriation of land for public purposes, which is clearly an acte de puissance puhlique, go in France to ^ "On ne doit pas considerer comme ecliappant de plein droit de la competence judiciaire tout acte emane de I'administration, touts operation accomplie ou prescrite par elle en vue d'un interet general, mais seulement les aetes ou les operations qui se rattaehent a I'exercise de la puissance publique, et qui excedent,. a ce titre, les facultes des citoyens." De Laferriere, La Jurisdiction Administraiive, I. p. 199. SECT. 3.] OFFICIALS IN ENGLAND 299 the ordiiuiry judicial tribunals. But the rule which governs the division of cases, as a whole, is the one just stated. It should be observed, however, that penalties for the infringement of the law by the citizens are enforced by the ordinary police tribunals, and not by the special courts ; and this may mean that one of these ordinary courts may find itself called upon to determine the validity of an order or bye-law issued by a central or local authority. It can do so, and if it considers the order or bye-law invalid, it will refuse to impose any penalty for disobedience. But it cannot formally annul the order or bye-law — that can be done only by an administrative court. ^ One very important result of this distinction is a difference between England and continental countries in the legal position of authorities and officials over against the citizens. Here, if a private individual suffers damage from an official in the execution of an order which is illegal, or in consequence of an act which is beyond the official's authority, he has a remedy in the ordinary courts, and against the particular official concerned ; he may sue him for damages, or, in certain cases, prosecute him. It may be that the official acted in obedience to orders, but that fact does not enable him to escape responsibilty — it only causes him to share responsibility with his superiors. And the ordinary courts of justice, ' Berthdlemy, pp. 33-34. 300 ADMINISTRATIVE LAW [chap. vm. in deciding upon the liability of the official, really decide upon the validity of the order or act in question. That is to say, the English principle makes the official personally responsible, though he may have acted in perfectly good faith, from a mistaken idea of duty or even in obedience to orders from his superiors, and his liability is determined by the ordinary courts.^ But in continental countries the case is different, and we may take France as the best example. de^*foS?n'' ^^^^ the year 1799 French officials were naires." protected by the so-called garantie des fonc- tionnaires, which forbad the bringing of any action against any administrative official except with the consent of the Council of State.- With 1 "In England the idea of legal equality, or of the universal subjection of all classes to one law administered by the ordinary courts, has been pushed to its uttermost limit." Dicey, p. 185. "There is no exception in England to the rule that every public proceeding, be it the issvie of a warrant to arrest, or a demand for rates, or a summons to jjay money due to a public authority, or an order of justices, is just as much a matter of ordinary law, and is liable to be questioned in the same waj-, as a private suit or action brought by one individual against another. In either case the question as to what is lawful has to be decided by the ordinary courts." Redlich and Hirst, II., p. 365. ^ " All servants of the State, below the rank of a minister, may be taken before an ordinary court of law to answer for an official act only by a decree of the Council of State." Art. 75 of Constitution of 1799. Dicey (pp. 347-48) compares this with the old English writ De nan procedendo rcge inconsultu, obsolete already in the sixteenth century, of which Bacon wrote : " The writ is a mean provided by the ancient law of England to bring any case, that may concern your Majesty in l)rofit and jDowei', from the ordinary Benches to be tried and judged before the Chancellor of England. . . , And your Majesty knoweth that your Chancellor is ever a principal counsellor and instrument of monarchy, of immediate dependence upon the King ; and therefore likely to he a safe and tender guardian of the regal rights." SECT. 3.] OFFICIALS IN FRANX'E 301 the permission of that body the action could be brought before the ordinary courts. The guarantee did not apply to acts committed by officials not in the exercise of their authority ; if the act complained of was a personal fault of the official — that is, if it was the result of a malicious use of lawful powers or of a malicious excess of powers — the Council of State would authorise the action ; but if it was a faiiic cle service — that is, an unintentional excess of the legal authority possessed by the official, or a mistaken application of that authority — then the administration was responsible, but not the official personally, at least so far as the aggrieved citizen was concerned, though of course he would be subject to the disciplinary control of his superiors. But this power of the Council of State to prevent actions against officials was liable to abuse, and was abolished in 1870. There has been much discussion as to the exact effisct of the abolition ; but it appears now to be definitely established that, without any permission, actions can be brought against officials in the ordinary courts ; but if the administrativ^e authority hold that the act was not a personal one on the part of the officer concerned, but was committed by him in pursuit of his duty and as a part of his duty, then they can invoke the Tribunal of Conflicts and have the matter removed to the administra- tive courts, where it may be that the complainant has no very satisfactory remedy. But for personal view. 302 ADMINISTRATIVE LAW [chap. vin. faults the official remains liable in the ordinary courts. Thus if an officer commits an illegal act in the supposed execution of his duty, or in obedience to orders, he is answerable to the administrative tribunals only; but should the abuse of power have been conscious and deliberate, and not in obedience to orders, then the case falls within the jurisdiction of the ordinary courts. The^German The sketch just givcu summariscs the general doctrines of the French jurists, and is based upon French authorities ; it will be well to set beside it an outline of the general position in Prussia. The laws and regulations relative to the public administration may be violated by subjects or officials, and they are pro- tected therefore in two different ways. Against violation of the law by the subject, there are the ordinary police powers to enforce obedience, and these, as in France, can be exercised usually only by the ordinary courts.^ But in the case of officials the remedies differ, according as the act is a conscious neglect of duty, or a mistaken or illegal use of authority. The first of these is clearly a matter of discipline — the official is subject to the customary bureaucratic control. For the other cases there are three remedies. The first is the right which one authority has to supervise the actions of another ; 1 The administrative courts then are not concerned with the action taken by local authorities against jjrivate citizens to compel them to obey the law, but solely with actions against the authorities them- selves. This rule applies alike in France and Prussia. SECT. 3] THE PRUSSIAN SYSTEM 303 for example, a Landratli may interfere on his own initiative with the acts of an Amtsvorsteher within his Circle. Secondly, a complaint may be lodged by the person aggrieved with the superior authority, which then hears and decides the matter. And thirdly, an action may be brought against the official or officials whose conduct is challenged ; and such action comes before the administrative courts.^ The control in the first two cases is administrative ; in the third it is judicial. As a rule, where one of these last two remedies can be employed, recourse may not be had to the other ; but in some cases an option is allowed, and in others an action can be brought only when a complaint has been lodged and the com- plainant is dissatisfied with the result. The basis of a complaint may be either that the act which is challenged is not adapted to the end in view,*^ or is not in accordance with the law ; an action may be brought only on the ground of illegality. But in a large number of instances the particular remedy to be employed is settled by the Com- petence Law,^ which states positively in what cases the action may be brought, and, therefore, negatively in what cases the complaint is the only remedy. Beyond this the doctrine of ^ The technical German terms for the three forms are : (1) das Aufsichtsrecht ; (2) die Verwaltungsbeschwerde ; (3) die Verwal- tungsklage. ^ Unzweckmdssig. 3 Das Zustandigkeitsgesetz. The text of this will be foimd in Anschiitz, Orgmiviatioiisijesetze dcr mwTcn Vcrwaliuvg in J'nussen. 304 ADMINISTRATIVE LAW [chap. viii. Prussian administrative law agi'ees with that held in France, that actions against officials for anything done by them in the real or intended exercise of their authority can be brought only in the administrative courts ; but that those acts done by public authorities, which are equally within the power of private individuals, and deliberate excesses or abuses of power, are normally within the sphere of the ordinary tribunals. There must of course constantly be cases where it is very uncertain which set of courts has juris- diction, the more so as the content of adminis- trative law is perpetually changing. Therefore in both France and Prussia special courts have been set up (" Tribunal des Conflits," " Kompetenz- gerichthof") on which both the ordinary and administrative courts are represented ; their task is to settle all doubtful questions of jurisdiction. SECTION 4 Theargu- There remains the question as to the reasons ment for , , administra- allesTed in support of this system. \ lewed from tive courts. ° . one standpoint, it is simply an extreme application of the theory of the separation of powers, which holds that the three branches of the state govern- ment must be absolutely distinct, each confined within its oAvn particular sphere of action. A (i) separa- ncccssary consequence is that the judiciary may powers. not interfere with tlie executive in the exercise SECT. 4] BASIS OF ADMINISTRATIVE LAW 305 of the latter's authority, which is based only partially on legislative enactment ; and is largely discretionary. But there must be some restraint on the executive, some way of preventing merely arbitrary action ; therefore within the executiv^e a special judicial authority should be established. The principle was not necessarily bad in itself; the danger lay in the fact that the special courts might become the creatures of the administration. In modem Prussian legislation an attempt has been made to guard against this peril by a system of popular (though indirect) representation upon the lower administrative courts, and by security of tenure for the judges in the highest court ; and, on the whole, the effort has met with considerable success. In France the composition of the courts tends to place them much more under the control of the executive, or at least less likely to take an independent line, than in Prussia ; but, nevertheless, there does not appear to be any serious complaint as to their working. Professor Dicey has observed that the funda- mental idea of continental administrative law — that " affairs or disputes in which the Government and its servants are concerned are beyond the sphere of the civil courts, and must be dealt with by more or less official bodies " — is " alien to modern Englishmen." Whilst this is in the main undoubtedly true, it must be remembered that even in England the citizen is not entirely unhampered in any dispute with a public authority. 306 ADMINISTRATIVE LAW [chap. viii. He cannot sue the Crown except on the grant of a petition of right, and that petition is granted by the Crown on the advice of the Attorney- General, who is himself a political officer. There are cases also in which a department, for example the Local Government Board, is authorised to determine disputes as to the powers and duties of local authorities, and in so doing may have to decide doubtful legal questions/ These exceptions to the general rule in this country are indeed few in number, but they should help to make the line of argument which has prevailed elsewhere in Europe intelligible to English students. (ii) Discre- The statc exists for one general purpose in tionary . r. i • i • • i powers of the the Dursuit of which it engages m a number administra- ^ tion. of diverse activities. Now in regard to these activities two things must be recognised. The first is that to the administration, that is, to the recognised executive agents of the state, a greater or smaller amount of discretion must often be allowed as to the exact course to be adopted to obtain a desired result. The legislature may attempt to regulate the action of the executive in every detail, or it may be content to authorise the executive to take whatever action may seem to it advisable under particular circumstances. It ^ These " quasi-judicial " functions of the Local Government Board " do not really encroach upon the unity and sovereignty of the law. Nevertheless they have been sufficient to cause uneasiness to English jurists and statesmen, who have bestirred themselves to throw obstacles in the way of the extension of these functions." Eedlich and Hirst, II., p. 365. SECT. 4.] DISCRETIONARY PO\\rERS 307 may give departments power to issue rules, regula- tions, and orders, or to make bye-laws, or to elaborate legislative outlines, and to decide the manner in which enactments shall be applied in detail. All this is discretionary power. This executive discretion is comparatively small in England, though more extensive than is commonly supposed ; it is much greater in Prussia, and perhaps greatest in France (of the countries now under discussion). The second consideration is that the state, in whatever it undertakes, cannot be regarded as engaged in ordinary business, or as holding the same relation to the citizens as they hold to one another ; it has special rights and responsibilities, it has the discretionary power ; the officials, being its agents, are more than the agents of a private individual, as the state itself is more than a private individual, and cannot be subject to the same rules of law. A distinguished American authority writes : — " The result of the position of the administra- tion as the representative of the sovereign is that the law which governs the relations into which it enters as such representative is quite different in many respects from the private law. In this law contract and tort play a very subordinate role. While contract and tort lie at the basis of a large part of the private law, in public law, and there- fore in administrative law, there is hardly any room for them at all, it may be said, except where the government is treated as /locus — i.e.. as a subject of private law. For the relations into which the admiiiistration enters ai'e not as 308 ADMINISTRATIVE LAW [chap. vm. a rule contractual relations, but find their sources and their limitations rather in obligations or powers conferred by the sovereign power through its representative, the legislature ; nor are the injuries which the administration as administra- tion commits often torts, but are rather to be classed as damna absque injuries' ^ The relations between the administration and the citizens being then different from those which exist between the citizens themselves, it is not unreasonable that the rules governing them should also be somewhat different, and in that case it is well that cases arising under them should be decided by special judges. For the ordinary judges are engaged chiefly with cases arising out of private law, and they will be inclined to apply, as they have applied in England, the same principles in cases of public law ; and this may be harmful in some cases to the effectiveness of the administration and the realisation of the very purposes for which it exists.^ ^ Goodnow, I., pp. 11-12. 2 For a general summary (from a sympathetic standpoint) of the whole argument see Goodnow, I. Bk. I. Of. Sidgwick, Elements of Politics (edition 1891), p. 482. "My fear is that a tribunal, not specialised by containing as one element persons who have had experience of executive work, will hardlj' be well qualified to interpret the limiting rules of law wherever a somewhat indefinite standard has to be applied. There is, however, a considerable difficulty in constructing a tribunal of this kind that will com- mand general confidence and not be widely suspected of undue bias in favour of the executive. If this difficulty be found insuperable, it may be necessary for the effective performance of governmental work, to give the executive somewhat wider powers than it ordinarily i-equires, trusting to public opinion and parlia- mentary criticism to keep the exercise of those powers within some- what narrower limits than those enforced by the judiciaiy." SECT. 4] THE ACTUAL RESULTS 309 Such is, briefly, tlie argument ; and the result The working •^ " , . of the Courts. is the erection in France and I*russia of the special administrative courts, which apply a distinct set of principles to cases arising under the laws regulating the action of the executive. Such courts would not be alarming to Englishmen if they were established as a separate branch of the Supreme Court of Judicature ; they are alarm- ing chiefly because they bear a name which suggests that they are the servants and tools of the executive, that they are used often to give a false appearance of legality to arbitrary acts, and that they are inchned to wrest the law to the purposes of the administration. It is true that the remedies given to the citizen under the English system are in some ways more effective, but apart from that it cannot now be said (whatever may have been the case originally) that the administrative courts show any marked tendency to favour the executive unduly. Everything depends on the principles guiding the action of these special courts ; if they attempt to decide not merely upon the legality, but also upon the policy, of any particular act which comes before them, or if (to put it in another way) they are inclined to declare any act legal because the administration deems it expedient, then it is evident that they may become instruments for the support of arbitrary action and the oppression of the citizens. But, though they unquestionably have 310 ADMINISTRATIVE LAW [chap. vni. in the past sometimes been so used, they are coming more and more to limit themselves to the consideration of the legality of any act brought before them ; and in both France and Prussia the courts and the jurists together have built up an elaborate system which is based upon the strictest principles of legal interpreta- tion, and upon a regard for precedent (for administrative law is largely " case law ") as strong as that entertained by the civil tribunals. The remedies which they give may not be completely satisfactory, viewed from the English standpoint, but their action is regular and very little influenced by any special regard for the convenience of the executive. Professor Dicey writes of France (and his remarks would apply with even more force to Prussia) : ''Droit administraf if with all its peculiarities and administrative tribunals with all their defects have been suffered to exist because the system as a whole is thought by Frenchmen to be beneficial. Its severest critics concede that it has some great practical merits, and is suited to the spirit of French institutions. Meanwhile d?^oit administratif has developed under the influence of lawyers rather than politicians ; it has during the last half century more and more divested itself of its arbitrary character, and is passing into a system of more or less fixed law administered by real tribunals. . . . These tribunals are certainly very far indeed from being mere departments of the central government."^ ' Lk>c. ciL, pp. 500-1. CHAPTER IX LOCAL AUTHORITIES AND THE LEGISLATURE SECTION 1 In the previous chapters an attempt has hecn The grant of ^ •_ ^ ^ powers to made to descrihe briefly the organisation and i?cai authori- principles of local administration in England, France, and Prussia, and to sketch its develop- ment in relation to the constitutional changes which each state has imdergone. An account has also been given of some characteristic features of American city government. It remains for us now to consider somewliat more in detail the general nature of the relations between the elected authorities of the local self- governing communities and the representatives of the central power ; and it will be convenient to commence by examining the ways in which the powers possessed by the localities are con- ferred upon them. There are two possible policies which a legislature may adopt towards local authorities, apart from the imposition of compulsory duties upon them. There is first the plan of grants of (a) General general power to all local bodies of a particular 311 312 LEGISLATIVE CONTROL [chap. ix. class — that is, the legislature may establish a set of authorities and empower them to do anything which in their judgment will tend to promote the satisfactory administration and general well-being of their areas, so long as any particular powers which they may propose to use are not expressly prohibited or reserved to other authorities. But as this liberty might easily in some cases be abused, there is necessarily the restriction, of greater or less extent according to the country and the nature of the authorities in question, that the actual exercise of these general powers shall be subject to the approval of an administrative department of the central government, or its agents. Or, on the other hand, the legislature may grant (b) Specific, only specific powers to local authorities — that is, it may give them permission to do all or any of a number of enumerated things, with or without the approval of central departments; and then nothing else may be done by the local authorities unless permitted by fresh legislative enactments. Contrast be- Now, Speaking in general terms, it may andcontinen be Said that Continental legislatures have been tal methods. . , . p inclined to adopt the first of these two methods, and to give the local self-governing communities power to do anything for which they can get administrative approval. In Great Britain, the British self-governing colonies, and the United States, the practice has been the opposite one — I 8KCT. 1] ENGT.ISH AND FOREIGN METHODS 313 local authorities may do only specified things; but in order, in spite of this, to allow free play to local initiative and enterprise, provision has })een made to enable local authorities to obtain additional powers by means of special legislation promoted by themselves. This difference })etween what we may conveniently call the English and continental methods has this very import^mt result, that in England and the United States the development of the activities of local authorities is conditioned and controlled by the temper and ideas of Parliament — that is, of the elected representatives of the nation ; ^ whilst in France and Prussia the deciding influence is exercised by a bureaucracy whose general ideas of policy in these matters may or may not be coincident with those of the majority of the nation. It is impossible to generalise as to the effect of this in practice : it may fairly be doubted if, under a system of bureaucratic con- trol, there would have been so great an extension of some branches of local, and especially muni- cipal, government, as we have witnessed in England in the last thirty years ; though there is the example of Prussia to show that bureau- cratic rule may be very enlightened, and ready to encourage and aid, in every way, the growth of local action and experiment. But against this there is the case of France, where (rightly or ^ There are some modifications of this, but they are not sufficient to afl'ect the principle seriously. 314 LEGISLATIVE CONTROL [chap. rx. wrongly) the bureaucracy has steadily resisted most of the schemes put forward by the more enterprising municipaUties. Private Bill A further consequence is the existence in legislation- England of an elaborate system of Private Bill legislation, not confined to local authorities but very largely used by them, and with a procedure quite different from that followed by Public Bills. The distinction between the two classes of Bills has been thus defined by an eminent authority : * " A Public Bill is introduced as a measure of public policy in which the whole community is interested, and originates on the motion of some member of the House in which the Bill is intro- duced. A Private Bill is a measure for the interest of some person, or class of persons, whether an individual, a corporation, or the inhabitants of a county, town, parish, or other locality, and originates on the petition of the person or persons interested. The object of a Private Bill is, in fact, to obtain a jjiivileghim, that is to say, an exemption from the general law, or provision for something which cannot be obtained by ineans of a general law, whether that general law is contained in a statute or is common law." 2 This system of Private Bill legislation em- ployed here, which, as will be seen later, is partly legislative and partly judicial, is peculiar ' Ilbert, Legislative Methods mid Forms, p. 28. 2 The "petition" character of a Private Bill is marked by the words in which the royal assent is given — soit fait comme il est disire as compared with Le roi le veut for Public Bills. 8KCT. 1] MERITS AND DEMERITS 315 to this country and its self-governing colonies. In continental countries the grant of general powers renders it unnecessary for local authorities to have recourse to the legislature, and the wide discretionary power of the administration is substituted for parliamentary control in the case of proposals both by local bodies and private individuals or companies.^ Consequently any foreign local authorities who may be desirous of extending the sphere of their activities, arc not troubled by the necessity of a costly, cumbrous, slow and somewhat doubtful procedure : and the time of the legislature is not occupied so much as in England by questions of purely local interest. That the British Parliament could be made more effective for dealing with imperial and national questions by relieving it of the burden of Private Bill legislation may be doubtful, and it is certainly not desirable to substitute a merely official control over the development of local action for that which now exists ; but it should not be impossible to devise an arrangement which would combine the advantages of un-bureaucratic control with the rapidity and cheapness of the continental system, and an account of the present methods may serve to suggest some of the lines on which this object could be attained. The experience of the States of the American Union in regard to 1 In a few cases relating to finance French local authorities promote Bills, wliich proceed, however, in the same way as other lejiislatiou in the French Parlianiunt. 316 LEGISLATIVE CONTROL [chap. ix. Private Bills, or what is there called "special legislation," is so instructive as also to deserve a brief examination. SECTION 2 Legislative enactments concerning local government. (1) Consti- tuent Acts. (2) General Acts. (3) Adoptive Acts. English local authorities exercise their powers under legislative enactments of various kinds. There are first what may be called the " Con- stituent Acts," which create the various classes of local government authorities, and arm them with the powers necessary for the fulfilment of the duties intended to be discharged by them. Secondly, there are " General Acts " dealing with one special subject or group of subjects of administration (such as the Public Health Act, 1875, and the Education Act, 1902), and giving powers for that particular service either to all authorities or to all of a class. Thirdly, there are the "Adoptive Acts," a favourite device of British legislators ; they are laws conferring on all or specified local authorities powers which, if they wish to do so, they become entitled to exercise simply by formally "adopting" them, with, in some cases, the approval of a Govern- ment department. Instances of this are the Tramways Act, 1870, the Burial Acts, 1852-1885, and the Pubhc Libraries Acts, 1892. In some cases parts of Acts are mandatory, imposing duties on the authorities, and other parts are SECT. 2] ENGLISH LEGISLATIVE FORMS S17 '* adoptive," with or without special forniahties. It also frequently happens that laws in all these three groups prescribe the particular machinery by which the powers shall be exercised, the commonest plan being to direct, in the Act itself, the establishment of a committee (called therefore " statutory ") of each local council concerned, and to lay down regulations as to its methods of working, and its relations to the council as a whole.^ All these three groups of laws are Public Acts, and are paralleled more or less in all countries which have parliamentary and local government institutions. But there are also two other groups : Private Acts, the outcome of a partly legislative and partly judicial process ; and Public Local Acts, which are the product of a peculiar semi- legislative, semi-administrative procedure. Private Bills, as already pointed out, still (*) Private formally originate on the petition of the promoters, which is incorporated in the preamble of each Bill.^ They may be promoted by the councils of municipal boroughs and urban districts, which have always been active in acquiring additional powers by this means, and by county councils only since ' The most recent example of this is the Education Committee (with co-opted members), required to be appointed by authorities under the Education Act of 1902. ^ On Private Bill legislation see Clifford, History of Private Bill Legislation ; Wheeler, Practice of Private Bills ; and Redlich and Hirst, IL, pp. 338-351. Cf. also Lord Onslow, Pise arid Developvicnt of Local Legislation by Private Bill, in Journal of lloyal Statistical Society, March 1906. 318 LEGISLATIVE CONTROL [chaimx. 1903. In the case of municipal boroughs and urban districts the approval of the ratepayers is required, either at a town's meeting or by poll, for spending public money on a Bill ; ^ and this, though often a mere form, yet sometimes (if there is any strong opposition in the town to any of the proposals contained in it) amounts to a referendum? The consent of the Local Government Board to the promotion of the Bill is also necessary, but is withheld only if the object could be obtained in other and simpler ways, e.g., by Provisional Order. The contents of a Private Bill may relate to either the general business of local government, e.g., authority to make bye- laws dealing with particular matters, additional public health powers, markets, expropriation of land for various purposes, etc. ; or to public works, such as sewerage, waterworks, tramways, ferries, electric light and power works, gas works, and similar undertakings. There is, however, a growing tendency to deal with this second group of proposals by the simpler method of Provisional Orders. And there are certain limitations as to the subject matter — no Bill imposing any duties upon a Government department may be introduced as a Private Bill ; and it is open to the principal ^ Under the Borough Funds Act, 1872 (as amended in 1903). By the amending Act provision was made for the rejection by the ratepayers of part of a proposed Bill without rejecting the whole. 2 Recent examples of the refusal of the ratejiayers to allow the Town Council to proceed with a Bill are furnished by Birmingham (1902) and Oxford (1900). SECT. 2] PRIVATE lilLLS PROCEDURE 319 authorities of the Houses of ParUamcnt who deal with Private Hill legislation (the I^ord Chairman of Committees in the Lords and the Chairman of Committees in tlie Commons), or for either of the Houses themselves by resolution, to deelare that the proposals contained in tlie liill arc of such importance, either in extent^ or in the princi])les involved, that they must be introduced only as public measures. The Private Bills must be deposited about two Procedure. months before the commencement of the parlia- mentary session, and copies must be sent to any Government departments interested or concerned in any way with their contents. The Bills must comply with the Standing Orders fixed by each house, which relate partly to procedure (notice to persons and authorities affected, deposit of plans, estimates of expenditure, etc.), and partly to clauses which must be included in each Bill of a particular class. ^ Non - compliance with the Standing Orders of either House (unless excused by the Select Committee on Standing Orders of that House) prevents a Bill from proceeding further. The Bills are considered by the Lord Chairman and the Chairman of Committees in the Commons, with their legal advisors, and any clauses to which they object are discussed with ' Bills affectinpj tlie whole of London are therefore often intro- duced as Public Bills. - Tlie Standing Orders of Lords arid Commons relative to Private Bills are published sessionally. 320 LEGISLATIVE CONTROL [chap. n. the promoters, who practically must give way on the various points. The Bills are then divided, for the sake of convenience ; some commence in the Commons, and the remainder in the Lords. They then follow the ordinary course of first and second readings, committee stage, and third reading. Persons, companies, or authorities interested in a Bill, may petition to be heard in opposition to it, and the course taken by a Bill, after the second reading, depends on its being opposed or un- opposed. Unopposed Bills go in the Lords to a committee which consists solely of the Lord Chairman ; in the Commons they are referred to a committee consistmg of the Chairman of Com- mittees or his Deputy, the member introducing the Bill,^ and one other member not personally interested. The Select In the casc of opposed Bills, there is not Committees. in, i t usually any contest on the nrst or second readmgs, though sometimes there is opposition at the second stage in the House of Commons. Each Bill then goes to a Select Committee, consisting of four members in the Commons and five in the Lords — the members are chosen in each House by a Committee of Selection, and may not have any especial interest in the Bills which they are to consider. The committee stage is of the nature of a semi -judicial enquiry ; counsel are heard and ^ The petition being allowed, some member is "ordered to prepare and bring in the Bill " — often as a mere formality. SECT. 2.] SELECT COMMriTEES 821 witnesses examined.^ A committee may reject the whole Hill, usually by finding the preamble not proven ; if they accept the principle they may make whatever amendments they think desirable, and the promoters must either accept the amend- ments or abandon the I^ill." After successfully enduring this ordeal the Hill is reported back to the House, passes the third reading formally, and goes then to the other House. In that House it is possible for the opposition to be renewed at the committee stage, but this rarely happens.^ The Government departments are required to report on all Private Bills with which they are concerned in any way ; these reports go to the Select Committees, and the Commons' Com- mittees are required to inform the House in what manner the recommendations in the reports have been dealt with by them. There is, of course, danger that the Select Committees may not adopt a uniform line of action in regard to Bills of the same kind, and attempts have been made to obviate this difficulty in various ways, by instructions in the ^ Each committee of the Lords decides for itself what persons or authorities shall be permitted to appear in opposition to a Bill ; the coiujiiittees of the Commons have the matter decided for them by a special Committee of Referees. '■^ In the years 1891-95, 746 Private Bills aftectuig England and Wales (exclusive of purely Personal Bills and Provisional Orders Confirmation Bills) were introduced, and 580 passed; for the period 189G-1900 the numbers were 1,028 and 861 ; and for 1901-05, 989 and 807. Vide Onslow, loc. cit. ' Courtney, Working Constitution of the United Kingdom (edition 1901), p. 206. According to Lord Onslow, loc. cit., about 7 per cent, of Private Bills are so opposed iii both Houses. 322 LEGISLATIVE CONTROL [chap. ix. Standing Orders to the Committees as to the points which they are specially to consider, and the course to be taken about them, and by referring several Bills of a kindred character to the same committee. Particularly all Bills contain- ing sanitary or police clauses go — so far as those clauses are concerned — to a Special Standing Committee of the Commons, appointed annually. Probably, however, the most effective guarantee for something like uniformity, without unduly checking local experiments, and also against the authorisation, by Private Acts, of anything contrary to public policy, is the examination of Bills by the Government departments, which has become more complete and careful in recent years, and the attention which their reports receive from the Select Committees. Defects. This system of Private Bill legislation is slow and costly : a Bill resolved on in March of one year {i.e., after the commencement of one session) could not be introduced till the next year, and probably would not have passed through all its stages until from fifteen to eighteen months after the local authority had decided to promote it. Parliamentary agents must be employed ; there are fees required to be paid to Parhament ; if there is opposition, councillors and officials must be in London during the progress of the Bill, counsel employed, and expert witnesses engaged, and if the contest is a long one the sums expended may be very large. Moreover, much time of SECT. 3.] SOME MODIFICATIONS 323 members is taken up by the work of tlie Select Committees, and, in some cases at least, might perhaps be more profitably employed in other ways. Consequently attempts have been made, in two ways, to lighten the burdens which Private Bill legislation casts upon both local authorities and I'arliament itself. SECTION 3 The first of these plans is the system of (5) Provi . . . *^ sional Orders Provisional Orders, which are orders granted by a Government department, but requiring the approval of Parliament before they can come into force ; the method was first adopted in 1845, and is now very extensively employed. The cases in which the departments may issue such orders are all specified by Parliament in various enactments ; they relate partly to local government in the old and narrower sense, and partly to industrial enterprises of various kinds, whether promoted by local authorities or by trading companies. Thus the Local Government Board may, by Provisional Order, combine sanitary districts for the purposes of water supply ; ^ confirm improvement schemes made by local health authorities for insanitary areas ; authorise county councils to incur debt amount- ^ For regulations as to the grant of Provisional Orders by the Local Government Board, see the Public Health Act, 1875, sees. 297-298. 324 LEGISLATIVE CONTROL [chap. ix. ing to more than one -tenth of the rateable value of the county ; transfer to all or any of the county councils such of the powers, duties, and liabihties of certain Government departments as relate to matters arising within the areas of the councils ; ^ authorise the purchase of gasworks ; make alterations in the boundaries of local govern- ment areas ; and do many other similar things. The Board of Trade grants Provisional Orders for the erection of electric light and power works by municipalities or private companies, for docks and quays, tramways, light railways, waterworks, etc. Other departments also may issue Orders upon matters within theu' spheres. The Orders are granted after an enquiry (held locally if the department thinks it necessary), of which public notice must be given, and at which evidence is taken and opponents heard. If the Order is refused, there is no appeal ; if it is granted, it is incorporated in one of the several Provisional Orders Confirmation Bills which are introduced in Parliament every session by the departments. Any particular Order contained in such a Bill may be again challenged, and in that case the Bill goes to a Select Committee, as if it were an opposed Private Bill. But opposition is seldom of much use, though it may secure some modifications of the Order in question ; Parliament has always shown itself extremely ready to accept the decisions of the ^ Local Goveruuient Act, 1888, sec. 10 (1). SECT. 3.] THE SCOTCH SYSTEM 525 Government departments.^ The method of Pro- vi.sional Orders is much quicker and cheaper than Private IJill legislation, but though the supremacy of Parliament is maintained, the sub.stitution of an administrative for a parhamentary enquiry, and the wiUingness of the legislature to accept the decision of the department based upon the results of that enquiry, combined with the absence of appeal again.st the refusal of an order, all tend somewhat to the substitution of administrative for legislative control. In 1899 an Act was passed which made a sweep- Private , . . , , . T . legislation mg change m the procedure m regard to private for Scotland. legislation for Scotland, by substituting Provisional Orders for Private Bills, but modifying the English system by giving the task of enquiry to a committee of Members of Parliament or unofficial persons instead of a department.- A draft order is pre- sented by the petitioners to the Secretary for Scotland, and to any Government offices concerned in its contents ; the draft is referred to the Lord Chairman and the Chairman of Committees, and if the proposal relates only to Scotland, does not raise large general questions of policy, and is not of great magnitude, they authorise procedure by Provisional Order; otherwise a Private Bill becomes necessary. If there is no opposition the Secretary for Scotland may grant the Order, either without ' In 1903-4 the Local Government Board granted .seventy-two Orders : only seven of these were challenged, and all were confirmed by Parliament. 33?'<:? 7?«por<, pp. cxxxvii.-cxxxviii. - Private Legislation Procedure (Scotland) Act, 1899. S^6 LEGISLATIVE CONTROL [chap. ix. or with enquiry, as he may think fit. If there is opposition, the proposal is referred to a committee drawn from a body of commissioners consisting of fifteen members from each House of Parha- ment, and twenty other persons who are, " qualified by experience of affairs " and appointed by the Lord Chairman and the Chairman of Committees in conjunction with the Secretary for Scotland. The enquiry is held in Scotland at a place selected with due regard to the subject matter of the proposed order and the locahty to which it relates ; ' and in the report presented to the Secretary for Scotland notice must be taken of the recommendations made by the parliamentary authorities or any pubHc depart- ment. The committee may suggest the grant of the order as proposed, or its modification, or its complete refusal. If the last course is adopted by the Secretary of State there is no appeal from his decision ; if he decides to grant the order, either as proposed or as amended, he introduces a Confirmation Bill into Parhament, and it may be challenged in the manner previously described. The plan, which seems to have given satisfaction in Scotland, has the advantages of the Enghsh Provisional Order system, with the additional merit that it does not leave the enquiry (and practically the decision) solely to the permanent ^ The "extra-parliamentary panel" is to be drawn upon only when the necessary committees cannot be formed from the parlia- mentary members of the Commission; but the requirement that the enquiry shall be held in Scotland causes them to be much used. SECT. 4.] THE UNITED STATES 327 officials of a Government department. There seems to be no obvious reason why, in any con- siderable extension of the Provisional Order system for tin's country, this device of enquiry by a committee, drawn from a commission attac^hed to a department but composed of unofficial persons, should not be widely used. SECTION 4 Reference has already been made, in a previous Legislatures and local chapter, to the fact that in the States of the authoritiea ^ ^ in the United American Union the control of the central states. governments over the local authorities is exer- cised only by the legislature and the courts of justice, in the absence of strong state executive departments which could be entrusted with the task, even if the strength of the feeling for local independence allowed it. The state - executives are ill-organised and weak ; and local self-govern- ment has been carried to its extreme limits. Professor AVoodrow Wilson writes : ^ " The governor, therefore, is not the ' exe- cutive ' ; he is but a single piece of the executive. There are other pieces co-ordinated with him over which he has no direct official control, and which are of less dignity than he only because they have no power to control legislation, as he may do by the exercise of his veto, and because his position is more representative, perhaps, of the state govern- ' The State (edition 1899), p. 500. 328 LEGISLATIVE CONTROL [chap. ix. ment as a whole, of the people of the state as a unit. Indeed it may be doubted whether tlie governor and other principal officers of a state government can even when taken together be correctly described as 'the executive,' since the actual execution of the great majority of the laws' does not rest with them but with the local officers chosen by the towns and counties and bound to the central authorities of the state by no real bonds of responsibility whatever. Throughout all the states there is a significant distinction, a real separation, between ' state ' and ' local ' officials ; local officials are not regarded, that is, as state officers, but as officers of their districts only, responsible to constituents, not to central authorities." As there are no central offices which can be armed with the supervising, directing and author- ising powers possessed in respect of local admini- stration by the English Government departments, and as therefore it would be impossible, without producing undue varieties particularly of municipal organisation and action, to give the local authorities wide grants of general powers, the American state legislatures have found it necessary to make laws dealing with the details of local government to an extent never attempted by the British Parliament.^ 1 ' ' We are just beginning to grasp the idea that the municipality is an agent of the state and also an organisation for the satisfaction of local needs. Our past faihu'e to comprehend the truth has led us to adopt a legislative system ofcontrol, and although instances may be found of a tendency to substitute central administrative for legis- lative control, the regulation of local authorities, whether dealing with state or local needs, has been almost entirely through judicial action or legislative statutes. As to questions of legislative policj'^ or SECT. 4.] EXCESSIVE LEGISLATION 329 This they do alike by (rencral and " special " Extent of ... legriBlative legislation, corresponding to I^ritish Public and interference, Private Acts. In general laws the smallest matters of municipal administration are provided for, whilst "special" Acts are passed every year in vast numbers, and often dealing only with comparatively trivial points. All this would not necessarily be bad in itself, though it is a cumbrous method to adopt ; but the unfortunate conditions of so many American municipalities, and the unsatisfactory character of most of the state legislatures^ have made it into a serious evil. The irresponsibility of the legislative bodies, which have little or no effective control over the executive, the fact that the party system has almost complete sway in municipal affairs also, since the " spoils system " makes the control of a city government a means whereby a party may strengthen its general position, the pressure exer- cised by private interests upon legislators, all these have led to the serious abuse of legislative control and its abuse. and intervention in the affairs of the cities. This extends to form and functions alike. The British Parliament, when it has established local authorities, is slow to change their constitution, and gives them an almost free hand in the organisation of their administrative expediency, we have either left the local authorities to do as they pleased or undertaken to direct them by general or special acts. Beginning with the granting of charters or the con- ferring of powers by special acts, we soon fell into the habit of regulating everj-thing by special act." Malbie, English Local Govern- ment of To-daij, p. 212, speaking of the United States. ' Bryce, American Commonwealth, cc. xliv.-xlv. 330 LEGISLATIVE CONTROL [chap. ix. work and the formation of their official staffs. But the American state legislatures are constantly making changes in municipal organisation, partly from a mere desire to try experiments (often with- out regard to the interests or wishes of the cities concerned), and, what is far more serious, the forms of city government are often manipulated in particular cases for the purposes of the party which chances to be predominant in the legis- lature.^ The result is that municipal law is constantly being changed, and it is therefore very confused and uncertain. Further, there is much interference with the functions of municipal authorities ; " franchises " in the cities are granted to private companies without any regard to the wishes of their inhabitants, whilst on the other hand proposals of the city councils are often rejected not on their merits, but owing to the pressure of private interests, or the hostility of a political party, or the mere jealousy felt among the rural population towards the growing power of the cities. Attempted The rcsults of tliis interference have been so remedies. ^ -, ■, i i i • • bad that attempts have been made m various ways to check it. One plan widely adopted is to deal with the organisation of municipal government, and to lay down its main lines in greater or less detail, not by ordinary general laws but in the actual state constitutions, which can be changed (DConstitu- only by a slow and elaborate process. This does tional Laws. ^ Fide supra, pp. 189-190, SECT. 4.] ATTEMPTED REMEDIES 331 prevent the frequent changes, hut it is impossihle to anticipate all the wants of a developing city, or the particular needs which may arise in regard to its official machinery ; and consequently this device frequently means either that the cities are unduly hampered, or that it is necessary to revise the constitutions at frequent intervals. To quote again a distinguished vVmerican authority : ^ " Not only do the constitutions of the states go very much more into detail in their prescriptions touching the organisation of the Government ; they go far beyond organic provisions and undertake the ordinary, but very different, work of legislative enactment. . . . The motive is dissatisfaction with legislation, distrust of legislators, a wish to secure for certain classes of law a greater permanency and stability than is vouchsafed to statutes, which stand in constant peril of alteration or repeal. A further motive is the desire to give to such laws the sanction of a popular vote. . . . The practice perhaps discovers a tendency towards devising means for making all very important legal pro- visions dependent upon direct popular participation in the process of enactment. The objections to the practice are as obvious as they are weighty. General outlines of organisation, such as the Constitution of the United States contains, may be made to stand without essential alteration for long periods together ; but in pro- portion as constitutions make provisions for interests whose aspects must change from time to time with changing circumstance, they enter the domain of such law as must be subject to constant modifica- tion and adaptation. Not only must the distinctions ' Wilson, The State, pp. 474-475. 332 LEGISLATIVE CONTROL [chap. ix. between constitutional and ordinary law hitherto recognised and valued tend to be fatally obscured, but the much to be desired stability of consti- tutional provisions must in great part be sacrificed. Those constitutions which contain the largest amount of extraneous matter, which does not concern at all the structure or functions of govern- ment, but only private or particular interests, must of course, however carefully drawn, prove subject to most frequent change. In some of our states, accordingly, constitutions have been as often changed as important statutes. The danger is that constitution-making will become with us only a cumbrous mode of legislation." (2) Prohibi- Another scheme of reform was the prohibition le^siatE^^ (by chmses in the constitutions of many of the states) of all special legislation affecting local bodies.^ But this was quite impracticable ; cities are of all sizes and conditions ; there is the utmost variety of needs ; and to deal with them by general law, especially in regard to functions, soon proved to be impossible. The result was elaborate manoeuvres to escape the restriction, and they were soon easily successful. The plan of classi- fying cities according to population, and of legis- lating separately for all the cities of any one class, was introduced, and in itself was a thorouglily 1 For an example, see the clause from the Constitution of Pennsylvania quoted above, i^p. 188-9. Cf. the Constitution of California (1879), Art, IV: " The legislature shall not pass local or special laws in any of the following enumerated cases: ... (9) regulating countj^ or township business or the election of county or township officers . . . (28) creating offices, or prescribing the powers and duties of officers in comities, cities, townships, election, or school districts." SECT. 4.] CONTINUED EVILS 333 sound and desirable arrangement. But it was soon realised that the device could be used for much more than this — that it was possible to enact that the cities should be classified in such a way as to put only one city in a particular class, and then in the same law to confer powers upon the governments of " all cities " in that class, or grant franchises in them, or modify their organisa- tion. In this way what were practically special Failure of the -^ ^ 111 attempts. laws were passed in the form of general laws, and the courts of justice held that they were valid. Another evasion was by means of Bills which, in the interests of single cities, professed to amend a general act, and were therefore held to be them- selves general. Consequently legislation of this kind became extremely abundant, and the results were much the same as if the constitutional prohibition had not existed.^ There is a growing dishke of this special legislation and the abuses which in America seem inseparable from it, but none of the schemes for reform are really satis- factory.'^ Special legislation must continue, unless state boards of control (with considerable powers over against the local authorities) can be estab- lished, and of that there is little probability. That being so, the United States are in an unfortunate position. The distrust felt of the state legislatures has resulted in the incorporation in the constitu- tions of provisions relating to the details of local 1 Maltbie, loc. cit., p. 213. 2 For examples see Bryee, loc. cit., cxlv. 334. LEGISLATIVE CONTROL [chap. ix. organisation and functions, and this tends to inelasticity ; so long as there are not strong central offices with powers of control, grants of wide powers seem undesirable ; and with the present political conditions both general and special legis- lation are liable to abuse. Much could be done by the adoption of a procedure modelled on that which, on the whole, has been so successful in England ; but any reform, to be really effisctive, must commence with the composition and character of the legislative authorities themselves. CHAPTER X THE ADMINISTRATIVE CONTROL OF LOCAL AUTHORITIES SECTION 1 Under the term " administrative control " are character of 'adminiBtra- included all the various powers possessed by the *i^e control." departments of the central government in any country for the general direction and supervision of the action of the authorities for local self- government, with the exception of the powers relating to finance, which are sufficiently numerous and important to be considered separately. There is the further limitation that the term applies only to those powers of the central offices which are complete in themselves, and are exercised subject only to the surveillance of the legislature ; it therefore does not include that part of the work of control which, though it may originate with the departments, yet in order to be effective requires the co-operation of the courts of justice. It will be apparent from what has been said its greater ^ ^ extent abroad in previous chapters that this administrative g^an in^ control is much greater abroad than it is here, since the continental conception of local self- government is in many respects very different 335 ^36 ADMINISTRATIVE CONTROL [chap. x. from our own. Perhaps the most striking illustra- tion of this is furnished by the position of the professional officials in local administration, and their relations to the central departments. In England the conduct of local affairs is absolutely and solely in the hands of the elected and unpaid representatives of the locality, and the salaried permanent officials are merely their agents and serv^ants ; the central offices have to deal with the councils, and cannot normally interfere with the local officials, who are in no way responsible The position to them. There is, it is true, one striking sionai local cxccptiou to tliis rulc ; in the administration of oflBlcialB. the Poor Law not only do the appomtments and dismissals made by the boards of guardians require the approval of the Local Government Board, but the latter authority can also dismiss any paid agent of the guardians even against their wishes. This central power is, however, like so many others, quite peculiar to the Poor Law, and is now used only very infrequently ; and apart from this there is no instance in English local government of the permanent officials being dependent for the re- tention of their posts upon the goodwill of the central department alone. Confirmation by the Local Government Board is necessary for the appointment and dismissal of those medical officers and sanitary inspectors whose salaries local authorities wish to be borne partially by the Exchequer Contribution Account ; but this is solely as a guarantee that the persons appointed (1) In England. SECT. 1] POSITION OF LOCAL OFFICIALS 337 shall be properly cpialificd and have something like security of tenure in the discharge of their very difficult work, which may often bring them into conflict with influential local interests. The appointments of chief constables must be approved by the Home Secretary, and of public analysts by the Local Government 15oard. But in none of these cases is there, as in the Poor T^aw, any central control over the action of the permanent officials ; that is directed solely by the elected councils, who alone bear the responsibility. When we turn to continental Europe the <2) in France ^ and Prussia. situation is very different. The central offices have naturally complete control over their local delegations, whether paid or unpaid, professional or lay; but it will be remembered that in many cases the local delegates of the central govern- ment are also the executive agents of the local governing corporations. They may be origin- ally central officials, with the character of local executive agents superimposed upon them, as is the case with the French Prefect ; or in other instances the chosen agents of the locality have been entrusted with certain powers and duties by the central government and act as its representa- tive within their area — this is so with the Prussian Landrath, Circle Committee, and Town Magistracy, and to a lesser degree with the French Mayor. Now in so far as they are central agents they are under bureaucratic control, and, even if they are not (as the P^rench Prefect) entitled in Y 338 ADMINISTRATIVE CONTROL [chap. x. some cases to ignore orders from the local councils of which they disapprove, their position as central officers subject to disciplinary action inevitably reacts upon their attitude towards local affairs. The Prefect is primarily a central agent ; his con- currence is required for the validity of many resolutions taken by the departmental Council- General, or he must reserve them for consideration by the ministry at Paris ; he has to decide, or obtain a decision, upon questions not merely of legality, but of expediency, and his own view of expediency will naturally be determined by the views of the ministry, upon whom his position depends. A more curious situation is that occupied by the Prussian Landrath. He is appointed by the Crown on the nomination of the Circle Assembly, which pays his salary ; but in his added character of a central agent he can be suspended or dismissed by his superiors in the bureaucratic hierarchy. Consequently, as his career and chances of promotion are determined mainly by the approval of these superiors, he is anxious to avoid any conflict between the two masters whom he has to serve ; and should a dispute arise he will naturally side with the central government — in fact, it is understood to be his duty to do so. The indirectly-elected lay members of the Circle Committee also, so far as they are entrusted with " central " functions, are subject to the same administrative control ; but as they are not members of the bureaucracy, they cannot be dis- SECT. 1] CONTROL OF ELECTED AUTHORITIES SS9 missed from office save by the decision of an administrative court. ^ In the same way the burgomaster and other members of a town magistracy, and the headman (Vorsteher) of a country commune, in Prussia can be removed from their posts only by a simihu* decision. On the other hand, a French mayor, if he fails to caiTy out properly any duty devolving upon him at law or laid upon him by the central government, can be suspended for one month by the Prefect, or for three months by the Minister of the Interior, or finally dismissed by presidential decree. He is therefore much less protected than his Prussian colleague against arbitrary action by the central offices. In England if the elected councils come into central dia- . . solution of conflict with the central departments in any way, elected ^ '' '' authorities. either for exceeding the law or for neglecting or deliberately refusing to carry out its requirements, almost the only thing which the central authority can do is to call in the aid of the courts of justice. Under the Elementary Education Act, 1870, if an elected school board refused to act, or was negligent or incompetent in its work, the Board of Education could dissolve it, and either order a new election to take place or nominate persons to whom all the rights and duties of the dissolved board should be transferred. These powers were ' This applies also to the unprofessional memhers of the provincial councils, since, thon• advantages. It secures first that the responsibility for the supervision of a host of local government authorities shall not rest only upon two or three departments consisting chiefly of officials stationed at the national capital ; but that the work shall be done by delegations scattered about the country and able to acquire a more detailed knowledge of local conditions than a department can obtain in any other way. Secondly, the supervision is not solely by officials, but also by responsible and experienced persons who command local confidence. The general results are, first, that SECT. 3] DECENTRALISATION OF CONTROL 351 the actual " headquarter's staff" of a govern- ment department is relieved of much of that minute and detailed work which falls upon the English Local Government Board, and therefore can give more time to the study of administrative problems and the consideration of questions of policy ; ^ secondly, that the control is rendered much less purely bureaucratic ; and thirdly, that it is much more expeditious. In England it is beyond question that the Local Decentraiiaed . control in Government Board is greatly overburdened with England. detailed work relating to all authorities, even the very smallest ; with the natural result that the office tends to become stereotyped alike as to aims and methods. The Board of Education, also, seems to be occupied excessively with minute matters of administration. The attempts hitherto made at the decentralisation of control have been very slight. The county councils have been given some powers over the rural district councils in respect of sanitary administration, and over the parish councils in regard to a consider- able number of matters of general local govern- ment (boundaries, loans. Adoptive Acts, etc.) ; whilst in the Metropolis the consent of the London County Council is required for the raising of loans by the borough councils. But beyond this little has been done, and the transference to the county councils of powers exercised by the ^ The same deconcentration, and the liberation of the central oflRce from much bin'densonie detail, is the aim of the French organisation of education. 352 ADMINISTRATIVE CONTROL [chap. x. central departments, which was contemplated by the Local Government Act of 1888,^ has been scarcely attempted in fact. Yet that some decon- centration of control — or at least something to Possibility of relieve the pressure upon the Local Government further de- concentration Board — -is desirable is generally asn-eed ; and the of control . , ° j & ' in England, only possible policy appears to be an extension of the supervisory powers and duties of the county councils. The municipal boroughs cling jealously to their privileged position, and would strongly oppose anything tending to give the county councils greater authority in their areas ; the larger urban districts would also resist. But there seems no adequate reason why the county councils should not be entrusted with the control of the parishes and rural districts, and the smaller urban district councils ; and the Local Govern- ment Board itself would then be left to deal with the Poor Law authorities, the county and borough councils, the ordinary municipalities and the larger urban districts. This, though not a great step, would yet be a distinct improvement ; and something further could be obtained by the abolition of the separate boards of guardians and the transference of their functions to other authorities. In the case of the Board of Educa- tion it is possible also that something might be done, by getting rid of the system of separate grants to, and therefore separate reports upon, each individual school. ' Section 10; CHAPTER XI THE CONTROL OF LOCAL FINANCES^ SECTION 1 The control exercised by the central governments Nature and •^ . " . . objects of over the financial operations of local authorities tbe financial ^ ... control. is partly legislative and partly administrative, for it consists of the enforcement of two sets of limita- tions — one imposed by statutory enactments, and the other by administrative discretion. The legis- lature may indicate, as in England, the objects upon which alone local money may be expended ; but whether it does that or not, it often sets limits to local taxation and indebtedness, or leaves a certain discretion to be exercised in the case of each separate authority by a government depart- ment. It is then the task of the central adminis- trative offices to watch the finances of the local authorities, in order to detect the employment of public money for illegal purposes, and to decide upon any proposals for local expenditure in regard to which a discretion is allowed them. In England, for the detection of illegal ex- central audit • 1 IT of accounts. penditure we depend mainly upon the audit of ^ Some passages in this chapter are quoted from an article by the present writer iu the Economic Journal, June 1902. 353 Z 354 CONTROL OF LOCAL FLNANCES [chap. xi. the accounts of the local authorities by agents of the central government. The auditors of the Local Government Board examine yearly, or half- yearly, the accounts of all local bodies except municipal councils, and the education accounts of such municipal boroughs as are authorities for that purpose, and they have power to disallow illegal or improper expenditure, and to surcharge it upon the individual members of the offending authority. From the decision of the auditor there is an appeal either to the Board itself (which may involve a departmental interpretation of the law), or to the High Court of Justice.^ The general policy of the Board, where it upholds the auditor's decision (as is generally the case), is to relieve the members of the local authority from the con- sequences of their illegal action in the particular instance, but to warn them that such relief will not be given again.^ The Local Government Board may, however, in certain cases, on the applica- tion of local authorities, authorise in advance expenditure which otherwise the auditors would be compelled to disallow ; and it does this in a fair number of cases each year.^ This central 1 The use of this second alternative by persons surcharged is, however, now very infrequent. - In 1903-4 3,809 disallowances and svu-charges were made by the auditors, nearly one-half being in respect of items of Poor Law expenditure. There were appeals to the Board in 1,042 cases; in 52 the auditors' decisions were reversed, in 907 the decisions were confirmed, but the surcharges remitted, and in 63 the decisions were confirmed, but the surcharges not remitted. The remaining 20 were "dealt with according to merits." ' Local Authorities' Expenses Act, 1887. SECT. 1.] THE CENTRAL AUDIT 355 audit is a very useful institution in many ways, but it has eertain distinct defects. Experience has shown that the auditors may continue for years to pass items which are clearly illefral, simply because their attention is not specially drawn to them. Secondly, the audit does not prevent illegal expenditure, but only stops its recurrence ; and, finally, it would be a great improvement if the audit were to be made not merely a search for illegalities, but also a real consideration of the whole financial position of a council and of its various separate undertakings. The Local Government l^oard may prescribe the way in which the accounts of local authorities — other than municipal boroughs — must be kept, and the forms in which all authorities must make returns to the Board for the purpose of the annual summaries which it publishes. The accounts of English municipal boroughs Audit of municipal (except those relatmg to education) are exempted accounts. from the governmental audit, and are examined by three persons, of whom one is appointed by the Mayor from the members of the town council, and the other two are elected burgesses. Their powers are considerably smaller than those of the Local Government Board auditors, since they have no power to disallow or surcharge, and can only draw attention to doubtful items ; their examination is generally not very efficient ; ^ very 1 But most of tlie important councils voluntarily have their accounts examined and certified by competent accountants. 356 CONTROL OF LOCAL FINANCES [chap. xi. little interest is taken, as a rule, in the election of the auditors, and they need not possess any appropriate qualifications whatsoever. The town councils are opposed to the introduction of the government audit of their accounts, partly because of their jealous regard for the maintenance of their independence, and partly on the ground that the official auditors are not properly trained accountants, and, further, are inclined to take too narrow a view of the law, and tliereby to check desirable experiments/ The ratepayers of a municipal borough are, however, to some extent protected by the fact that an order for any pay- ment made by a town council may be taken (on the application of any person interested) by the writ of certiorari before the High Court, and there quashed if invalid.'- Theexamina- In France, the accounts of local authorities are tion of estimates. examined at the end of the year, but that opera- tion is less important than in England, because the French local authorities are required to prepare a budget for each financial year, and to secure approval for it either from the Prefect, or from the Ministry of the Interior. The budgets of the councils of all the large towns, and of the departments, must go directly to the Ministry. ^ There are about three eases of boroughs subjected to the Local Governmeut Board Audit, Select Committees of the Houses of Parliament having made this a condition of the grant of additional powers. 2 Municipal Corjiorations Act, 1882, sec. 141. The same coiu'se is possible in cases of expenditure by county councils (Local Govern- ment Act, 1888, sec. 80 (2)), but is rarely taken. SECT. 2] FINANCIAL RESTRICTIONS 357 This presentation of the local budget in France (and also in l*russia, where the same system prevails) gives the controlling authority an oppor- tunity, not merely to strike out illegal expenditure, or expenditure wliich it deems inadvisa])le, but also, as was pointed out in the previous cliapter,^ to enforce proper provision for all compulsory services. English county councils are required to prepare estimates of receipts and expenditure at the commencement of each financial year,^ and this is done by many other authorities voluntarily ; but the estimates so prepared are not submitted to any higher authority for approval. SECTION 2 The legislature has often deemed it necessary Legislative T'fiStjTlCtiioIlS to place restrictions upon the amount of taxation upon locai . . . taxation and which may be levied, or debt incurred, by local debt. authorities for purposes which in themselves are recognised as altogether desirable — such restric- tions being sometimes absolute and sometimes capable of modification by the central depart- ments. Almost the only example of the restriction of rates levied for general purposes m England is supplied by the parish councils, who may not levy rates (exclusive of those under the Adoptive Acts) of more than threepence in the pound except ^ Fide supra, pp. 346-7. - Local Goveruineiit Act, 1888, sec. 74 (1). Legislative restrictions in the United States. 358 CONTROL OF LOCAL FINANCES [chap. xi. with the consent of a parish meeting, and even then may not go beyond sixpence. The hmita- tion of rates for special purposes is much more common ; there are maximum amounts fixed for most of the Adoptive Acts. As regards debt, a board of guardians may not borrow beyond one-fourth of the rateable value of their union, though this limit may be raised to one-half by Provisional Order ; the loans raised by county councils for general purposes may not exceed one- tenth of the rateable value of their areas except by Provisional Order or Act of Parliament; and there are other instances. The same kind of restrictions is frequent upon the Continent, the customary plan in the case of taxation being to fix a rate beyond which the local authority may not go without approval. Thus a town council in Prussia may not for local purposes impose an addition of more than 100 per cent, to the state income tax without the permission of the super- vising authorities. In France the maximum of the ordinary additions which may be made by local authorities to the state direct taxes is fixed by the annual Budget Law, and for some further increases {'^centimes eoctraordinai7'cs'') made by the communes the councils - general fix limits, each for its own area. The most elaborate attempts at the legislative restraint of taxation and indebtedness have been made in the United States, where administrative control does not exist. But the desire to impose SECT. 2.] RESTRICTIONS IN UNITED STATES 359 some check upon the often reckless expenditure of the cities has not always been quite satisfactory in its results. To such regulations as that imposed by the constitution of the State of Pennsylvania, that " every city shall create a sinking fund, which shall be inviolably pledged for the payment of its funded debt," there can be no possible objection ; the obligation to establish a sinking fund is fre- quently imposed in this way in England. But the tendency is for many of the regulations to be inelastic. Thus an Act of 1885 in Massachusetts orders that " the taxes assessed on property,^ in any city, except the city of Boston, exclusive of State Tax, County Tax, and sums required by law to be raised on account of the city debt, shall not exceed in any year twelve dollars on every one thousand dollars of the average of the assessors' valuations of the taxable property therein for the preceding three years," and "the limit of indebtedness of cities shall hereafter be two and one-half per cent, on the average valuation" pre- scribed above. Such limits can only be exceeded by legislative authority, which is not always easy to obtain. But it is a simple task in comparison with the difficulties encountered when the limits of taxation and indebtedness are imposed not merely by ordinary legislative enactments, but by the constitutions of the States, which can only ^ All American city (as all internal) taxation is raised bj' Taxes on the total (not annual) value of real and personal pixjperty. Vide Ely, Taxation in American Cities. 360 CONTROL OF LOCAL FINANCES [chai . xi. be iimended by a very complicated process. The failure of the legislatures and state constituent conventions to distinguish between remunerative and unremunerative expenditure also tends to hamper municipal enterprise in the direction of the ownership of public services, though in view of the general want of confidence in American city councils this is perhaps not unreasonable. Perhaps the most satisfactory piece of legislation in this matter, avoiding inelasticity and allowing for municipal ownership within limits, is to be found in the constitution adopted in 1889 for the State of Washington, which may be quoted in full: "No county, city, town, school district or other municipal corporation shall for any purpose become indebted in any manner to an amount exceeding one and one-half per cent, of the tax- able property in such county, city, town, school district, or other municipal corporation without the assent of three-fifths of the voters therein voting at an election to be held for that purpose, nor in cases requiring such assent shall the total indebtedness exceed five per cent, of the value of the taxable property therein . . . provided that no part of the indebtedness allowed in this section shall be incurred for any purpose other than strictly county, city, town, school district, or other municipal purposes," and "that any city or town with such assent may be allowed to become indebted to a larger amount, but not exceeding five per cent, additional, for supplying such city or town with water, artificial light or sewers when the works for supplying such water. sKCT. 3] THE REFERENDUM 3G1 light and sewers shall be owned and controlled by the municipality." The reference in this clause to a poll of tax- The ^ referendum. payers on proposals for loans suggests another means of control, and that is the referendum. It is fairly common in the cities of the United States, and in the Canadian city of Toronto, resolutions involving expenditure out of loans can be passed finally by the city council only after they have been approved by the ratepayers at a poll — and the approval is by no means always given. T'he nearest approach to this in England is the poll of the ratepayers taken under the Borough Funds Act, on proposals to promote bills in Parliament.^ SECTION 3 We pass next to the second object of the AdminiBtra- tive control. control which is the restraint of legal expenditure within reasonable limits — reasonable, that is, in view of local conditions and the nature of the particular undertakings concerned. This has already been touched upon slightly, so far as there are restrictions imposed by statute, but there remains the large number of cases in which the only limitations are those imposed upon an authority by the discretion of a higher adminis- ^ Vide supra, p. 318. 362 CONTROL OF LOCAL FINANCES [chap. xi. trative body whose approval it must obtain. We have seen that the legislature has in some cases fixed limits to the debts which may be incurred by local councils, but even within these bounds the borrowing power of the local authorities is far from being unrestrained. All loans proposed to be raised by them under general Acts need the sanction of the Local Government Board, and if that body (after holding a local enquiry, if it thinks necessary, and hearing evidence) authorises the loan it may impose any conditions as to repayment, etc., which it believes to be desirable. A Parliamentary Committee on Local Loans reported in 1902 that : " Each general statute which confers borrowing powers upon local authorities specifies a maximum period for the repayment of loans raised under such powers. Within the limits thus estabhshed a discretion is ... as a rule, left with the government department specially concerned with the matter for which the loan is required, to decide the exact term for the redemption of each particular loan. ... It is obvious that the dis- cretion left to the government departments which fix the actual period for the repayment of each loan is a very wide one. . . . The Local Govern- ment Board, being charged with the general supervision of local finance, takes into account in fixing the period for redemption, not only the probable useful life of each part of an undertaking for which a loan is desired, but also the probable future condition of localities with regard to debt, in order that the ratepayers of the future may not be unduly burdened, and so unable to BECT. 3] LOCAL LOANS 363 discharge efficiently the duties that may come upon them." The ideal thus set forth has not always been attained by the Local Government JJoard, but the department has seldom been willing to allow to local authorities so long a period for the repay- ment of loans as Farliament itself would permit ; the maximum period allowed by the latter's Standing Orders is sixty years (or eighty for housing schemes), but the Board generally pre- scribes a much shorter period. In the exceptional case of London the metropolitan borough councils can raise loans only by permission of the London County Council, subject to appeal to the I^ocal Government Hoard ; and the Council itself lends the money if it approves the purpose. One result of the moderately strict action of the I^ocal Government Board has been that local authorities have preferred, whenever possible, to go direct to the legislature by means of Private Bills, since the Select Committees w^ere much less strict in their dealings with the financial provisions. 1 Recently, however, there have been Borrowing T . . • , 1 • i 1 1 under Local distmct improvements m this respect, partly Acts. because of the growing strictness of the legisla- ture itself, and partly owing to the greater atten- tion which is given by the Committees to the reports of government departments upon the Bills. ' The Committee of 1902 admitted its inability "to discover any general principle by which the periods allowed by Local Acts are fixed." 364 CONTROL OF LOCAL FINANCES [chap. xi. Moreover the actual amounts and conditions of loans authorised by Local Acts are now often left to be settled by the Local Government Board as the need for them arises ; and must be so left unless detailed estimates are set forth in the Bill itself Restraints The abscucc of " SDCcial " legislation of this upon borrow- j. o ing abroad, kmd upon the Continent, and the necessity for administrative approval of proposed action, leaves the control of loans entirely to the supervising authorities, and it is generally much more stringent than in England. In France, communal loans which exceed a milhon francs, or which raise the outstanding debt beyond that amount, require a special law, which proceeds as an ordinary Bill in the French Parliament. But with this excep- tion loans need only the consent of the higher authorities — Prefect or JNlinister — and this is also the rule in Prussia. Administra- In Fraucc and Prussia the levying of taxes tive approval , , , . ^ „ . . ., of taxation, bcyond a certain amount generally requires similar consent, as already noticed ; but this practice is very infrequent in England, though it exists for the rate for higher education in counties, which may not exceed twopence in the pound except with the consent of the Local Government Board. In view of the very rapid increase of local rates in England, mainly in the urban areas, some sort of check appears to be desirable, but it is by no means easy to see how one can be applied ; legislative limitation is unsatisfactory in practice, where large and important authorities, with varying 8ECT. 3] THE ULTIMATE CHECK 365 and growinfT needs, are concerned ; and it is in those cases that there would also be the greatest opposition to merely administrative checks. It may be that the only remedy is the pressure of the ratepayers upon the councils, a consequent change of financial policy on the part of the latter, and their acquiescence in a slower rate of municipal development. CHAPTER XII THE COURTS OF JUSTICE AND LOCAL ADMINISTRATION The task of the Courts. (i) The Civil Courts in England. SECTION 1 The task of the Courts of Justice in regard to the administration in any country is two-fold. They have to interpret the enactments of the legislature, or the rules of the common law, as to the powers and duties of the various public authorities ; and also to enforce obedience to the law thus inter- preted, either by compelling the authorities to carry out its positive commands or by restraining them from exceeding the powers which it has conferred upon them. The courts entrusted with this duty may be either the ordinary civil and criminal courts of the land, or special tribunals established to deal solely with a particular class of cases affecting the administration. In England, where " the axiom of the equality and identity of all law, whether pubhc or private, is rooted in the common law,"^ this control of the action of public authorities, both central and local, is exercised by the ordinary 1 Redlieh and Hirst, II., p. 3G0. 366 SECT. 1.] ENFORCEMENT OF ACTION 3G7 courts of justice. As we have seen already, the central departments hav^e very httle power of com- peUing local authorities to obey either the enact- ments of the legislature or departmental orders made under legislative sanction, by administrati\e action ; and such small power as they have is mostly left in abeyance. All they can do is to apply to the King's Bench Division of the High Court of Justice for a writ of Mandamus, which The " Man- damus. " is "a command, issuing in the King's name, and directed to any person, corporation, or inferior court of judicature within the King's dominions, requiring them to do some particular thing tlierein specified, which appertains to their office and duty." The writ is granted on the application only of some person or persons having a special right to call for the duty in question ; and this in practice means the particular government department concerned, acting either on its own initiative or at the instiga- tion of interested citizens. The writ will be issued only to compel the performance by a local authority of an absolutely obligatory duty, and when there is no other adequate remedy available.^ l^efore the writ is issued an opportunity is given to the local authority whose conduct is in question to show cause against it ; and this enables any point of law involved to be duly argued and determined, 1 Thus application may not be made by a private citizen for a Mandamus directed to a local authority under the Public Health Acts, since sec. 299 of the Act of 1875 <2;ives liini the remedj'^ of an api^eal to the Local Government Board, which can then take whatever action it thinks necessary. 368 THE COURTS OF JUSTICE [chap. xii. and thereby provides an effective safeguard against the giving of arbitrary directions by the central departments to the local authorities. If the Mandamus is issued and the local authority, to whom it is directed, still resists, the members become guilty of contempt of court, and may be imprisoned until they become willing to obey the law. It is not often necessary for the central departments to have recourse to this weapon — since the knowledge that it is in reserve is usually sufficient to induce the local council to yield to departmental representation ; but cases of its use do occur from time to time.^ Against illegal action the remedies are more numerous, and are provided by both the civil and criminal courts.- The former act firstly by me writ of mcaus of two writs. The writ of Prohibition, as tion." * its name implies, is an order issued by the King's Bench to inferior authorities directing them to refrain from doing particular acts which are beyond their competence ; its use is, however, very infrequent, since the desired result can usually The writ of be obtained in other ways. The A\Tit of Certio7'ari is a means of bringing up before the same tribunal the decision of any inferior court for review, in order that it may be either confirmed or quashed, and its use has been extended to all orders for 1 Cf. the cases of the Leicester Board of Guardians, 1899 (as to the appointment of vaccination officers), and the Council of the West Riding of Yorkshire, 1906 (as to salaries of teachers in voluntary schools). 2 Cf. Goodnow, II., pp. 148 seq. SECT. 1] LIABILITY OF OFFICIALS 369 payment out of the county or borough fund by a county or town council. For the detection and future prevention of illegal action there is the Local Government Boards audit, previously described ; but where there is any doubt as to the validity of any allowance or disallowance made by the auditor the writ of Certiorari can be used to enable a decision to be obtained from the King's Bench. ^ Secondly, the civil courts exercise a check Actions against upon arbitrary action on the part of authorities, officials. both central and local, by their power to entertain suits against administrative officials for any damage (however nominal) caused by them in the doing of illegal acts. The theory of the English law, as previously pointed out, is that any official who in the discharge of his public functions does anything for which he has not lawful authority, is in respect of that particular action to be treated as an ordinary private citizen — however much he may have believed himself to be fulfilling his duty, either in obedience to orders or upon his own responsibility — and is therefore liable in the ordinary courts. In the civil courts an action for damages may be brought against him ; 1 The Poor Law Ainendmeut Act, 1844, directs that " any person aggrieved by any allowance, disallowance, or surcharge by an auditor of any union, district, or jjarish can make the auditor state his reasons in the book of account in which the allowance or dis- allowance was made and . . . may apply to the Court of the King's Bench for a writ of Certiorari to remove into the King's Bench the said allowance, disallowance, or siu-eharge in the same manner as if it were an oi'der of the justices of the peace." 2 A 370 THE COURTS OF JUSTICE [chap. xii. or alternatively he may be prosecuted in the criminal courts/ (ii) The The Criminal courts act as a restraining power criminal ^ ^ ^ courts. both in this way, and also by the very important fact that they alone are empowered to impose penalties upon citizens guilty of any violation of the law. Obedience to the law, whatever the matters may be to which it relates, is in England enforceable almost solely in the police courts, by fine or imprisonment ; and therefore if a private citizen regards a bye-law or other order made by a local authority as being in any way ulfjri vires, he can simply dechne to obey it, and then wait for the local authority to try to enforce it either by means of their own officials (in which case he could bring an action against those officials, or prosecute them), or by proceedings against him in the police courts or in petty cessions, where he can challenge the validity of their action. From the decision of the court he can appeal to Quarter Sessions, or by means of the writ of Certiorari to the Court of King's Bench. This writ is, however, now seldom employed, owing to the adoption of the simpler method of appeal to the same tribunal by means of a case stated by the pohce magistrate or bench of justices for the consideration of the High Court. It is an understood rule that the ^ The Public Authorities Protection Act, 1893, consoUdating pro- visions contained in previous statutes, simply directs that no action or prosecution against any person for any act done in the intended execution of his public duty may be instituted after six months have elapsed. SECT. 2.] THE FRENCH COURTS 371 magistrates will "state a case" whenever tliere is any reasonable doubt ; and, should they refuse, application may then be made for the writ. Thus the general situation in England, as throughout the British Empire, is quite simple. The private citizen is protected against unlawful action on the part of any public authority, what- ever that autliority may be, by the ordinary courts of justice, which give him the same remedies as he could obtain against any other citizen ; the powers and duties of public authorities as between themselves are decided, in cases of doubt, by the same tribunals, and the local councils are rendered secure from the tyranny or arbitrary action of the central departments by the fact that the latter are almost powerless without the aid of these same ordinary courts, which are concerned solely with questions of law, and are not influenced by what the departments may consider to be adminis- trative expediency or political necessity. SECTION 2 In France the judicial control of the adminis- The courts in France. tration is exercised not only by the ordinary civil and criminal courts as in England, but also by the special administrative tribunals. On the general nature of administrative law, with its admitted vagueness of content, enough has been said in a previous chapter ; here it is necessary 372 THE COURTS OF JUSTICE [chap. xii. only to endeavour to indicate briefly the way in which the various sets of courts act in this matter. For the enforcement of obedience to the law on the part of the local authorities there is little or no judicial machinery — the power possessed by the central government of dismissing prefects and mayors, and of dissolving local councils, for non- fulfilment of their obligatory duties, does away with many of the difficulties which the Mandamus Thepreven- remedies in England. But for the prevention of tion of illegal .,,,. . i-ini.-. action. illegal or improper action the aid oi the Courts oi Justice becomes necessary. (i) The civil The Ordinary civil or criminal courts may take cognisance of conscious violations of the law or deliberate abuse of powers by officials, just as the English courts may ; but the action of these courts does not extend in France, as it does in this country, to unlawful acts done by officials in what they consider to be their duty {fautes de service). It may, of course, frequently be extremely difficult, and in fact almost im- possible, to prove that an official was knowingly exceeding his legal authority, or making an im- proper use of it ; and in any case such intentional faults must be comparatively rare. The most frequent faults are unconscious illegalities — mistakes by an authority as to the extent of its powers, or a mistaken application of them. These are checked first by the criminal courts. Just as in England, so also in France is it the general rule that the imposition of penalties for SKCT. 2] THE FRENCH COURTS 373 disobedience to bye-laws or other regulations made by local authorities, is a matter only for the police courts ; and these, in decidinij upon '"' The ^ . . police courts. a case, may take into consideration the validity of the bye-law or regulation in question, and may overrule it.' So that the citizen is protected against arbitrary action (to this extent at least) in the same way in both countries. A further remedy against unlawful action is fiii) The .' . , adminietra- provided by the administrative courts, w^hose tive courts. jurisdiction tails into two divisions. These are : — (1) the cojitenficUiV (uhniiiistratifs, which are com- plaints as to the acts of authorities ; in dealing with these the courts are concerned with questions of both law and expediency, and may ov^errule the decisions of an authority, or amend them. (2) The recours pour t execs de pouvoir — actions for the annulling of the acts of any authority on the ground that they are ultra vires : in this group of cases, which go direct to the Council of State, the question is simply one of law, and the act of the authority must be either affirmed or annulled — there is no third alternative. In some instances there may be a difference of opinion between the police tribunals and the administrative courts ; a police tribunal may decline to impose penalties for disobedience to a bye-law on the ground that the local authority had no power to make it, whilst an ^ " Nou pas en ce sens qii'ils pourront les annuUer pour illegality, mais en ce sens qu'ils pourront refuser de les api^liquer s'il les jugent illegaux." Berthelemy, p. 856. 374 THE COURTS OF JUSTICE [chap.xii. administrative court, on an application that the bye- law be annulled, may hold that it is perfectly valid. In such a conflict there seems to be no means, short of parliamentary enactment, of actually compelling a settlement of the question ; and unfortunately for the citizens the various pohce courts may not take a uniform line. Usually, however, an agree- ment is reached as to the rule to be adopted, without recourse to the legislature/ (a) The The lowcr administrative courts are the Pre- Prefectoral Councils. fectoral Councils, whose composition and other functions have already been described.'- They deal with appeals against assessments, disputes under the election laws, cases arising from the sale of domains and in connection with public works, some questions as to indirect taxes, and many other matters. In one case only — highways — do they act as police tribunals, with power to impose penalties for infractions of the law. There is an almost unlimited right of appeal (within two months) to the Council of State. The main defect of the Prefectoral Councils is that the members are badly paid, and consequently the standard of ability is not high ; with the natural result that, whilst not under suspicion, they yet fail to 1 "Comment sortir de cette impasse? En fait, on transigera : ou bien I'administration reformera son acte dans le sens reclame par les tribimaux judiciaires, ou bien la jurisprudence des tribunaux judiciaires se reformera dans le sens indique par le conseil d'Etat ; mais, en droit, il n'y a pas moyen d'exiger cette transaction. Les deux autorites demeurent maitresses de leurs appreciations contra- dictoires, lesquelles valent chacune pour leur objet." Berthelemy, p. 857n, ° Vide supra, pp. 83-4. SECT. 2.] THE FRENCH SUPREME COURT 375 command any pronounced public confidence. But the great freedom of appeal to the Council of State avoids many dangers which otherwise might arise. The Council of State itself— or rather that 'b) The Council of section of it which acts as an administrative court state. — has a three-fold character.^ It is a tribunal de cassation, hearing appeals against final decisions of administrative courts,- which it may annul on the ground of the incompetence of any court to deal with a particular case, and also deciding disputes between administrative authorities as to their respective spheres of action ; it is a trihuual (Tappel, hearing appeals from the prefectoral councils and from the administrative courts of French colonies ; and it is a tribunal de premier et dernier ressort, on applications for the annulling of administrative acts (including presidential decrees, decisions of prefects refusing consent to resolutions of com- munal councils, etc.), and for disputes in regard to elections to the councils-general. An adminis- trative act may be annulled for execs de pouvoir, when one administrative authority encroaches upon the sphere of another, or when the formalities required by law have not been observed, or when an authority, acting within its competence and with due formality " uses its discretionary power for purposes other than those for which the power was granted."^ 1 Bceuf, pp. 48-52. - lucludinj^ the C'our des Comptes and the Courts of Revision for matters connected with recruitmg. » Goodnow, II., 229-30. 376 THE COURTS OF JUSTICE [chap. xir. The Tribunal Foi' the Settlement of disputes as to whether of Conflicts. ^ ^ a particular case should or should not go to the ordinary courts or to the administrative courts there is a tribunal des confllts, consisting of the Keeper of the Seals (who is also Minister of Justice), three ordinary Councillors of State elected by their colleagues, three members of the Supreme Court of France {Cour de Cassation) also chosen by their colleagues, and two persons elected by the other seven. They all hold office for three years, and five members form a quorum. The " conflict " may be raised only by the Prefect in each depart- ment ; if he finds that any case touching the administration, unless specifically left to the ordinary courts by legislative enactment, is being taken to them, it is his duty to draw the attention of the courts to the fact, and, if they persist in hearing it, to appeal to the trihuual des conjiits. SECTION 3 The courts In Prussia the general position, and the part in Prussia. . . . , . . played by the ordinary civil and criminal courts in the restraining of public authorities from unlawful action, is much the same as in France, and does not call for any special description. But the working of the administrative courts is some- what different.^ There are three grades — the ^ For a detailed account see Von Seydel, Preussisches Stcmtsrecht (1894), pp. 199 seq. The general rules are laid down in the Landesver- waltungsgesetz, of 1875, amended in 1880. SECT. 3.] THE PRUSSIAN COURTS 377 Circle Committees, the District Committees, and the Supreme Administrative Court ; their com- position has akeady been described,^ and it will be remembered that in the two lower courts the unprofessional and indirectly elected members predominate, whilst the members of the Supreme Court hold office for life. These arrangements undoubtedly give the Prussian courts a far greater feeling of independence than is possessed by the French tribunals, and also enable them to secure a larger amount of public confidence. The ordinary members of the lower courts are — so far as they act as judges — altogether independent of bureaucratic control, and so are the Landraths and Government Presidents ; though the fact that all the members are subject to that control in their other character of agents of the central govern- ment probably tends somewhat to make them take the official view. But the members of the French Prefectoral Councils are in the same position, and probably the ability of the Prussian administrative courts as a whole, and certainly of the District Committees, is superior to that found in the corresponding tribunals in France. IJoth have the theoretical defect, which is also to some extent a real one, that in the low^er courts administrative and judicial functions in regard to the same matters are combined in the same hands : the " representative " element in the Prussian courts, however, makes this less » Fide mpra, pp. 129-30, 140-2, and 148-9. 378 THE COURTS OF JUSTICE [chap. xii. important and much less likely to be harmful than in France. (i) The Circle The Circle Committee deals with disputes Committees. arising out of official-district and communal elections, boundaries, communal taxation assess- ments, the apportionment of circle expenses between the communes, education, highways, waterways, building laws, sanitation, etc. The cases in which these matters can give rise to actions before the administrative courts are all indicated in the various laws, and notably in the great " Competence Law," ^ which states positively a large number of cases in which an action (Klage) may be brought against an authority, and therefore negatively that in all other cases the only remedy is a complaint (Beschwei'de) to the appropriate controlling authority. In some instances, however, when a complaint has been unsuccessful, but not before, an action may be brought.^ Where there is doubt as to which of the two courses is to be taken, the Supreme Administrative Court decides. (11) The From the decisions of the Circle Committees District , . . Committees, appeal lics (in all cases where it is not expressly prohibited by law) to the District Committees. These are also courts of first instance for similar controversies arising in the Circles themselves ; for "police" matters in communes of more than 10,000 inhabitants or in Town Circles; and also ^ Das Zustandiglceitsgesetz. 2 Cf. the Zustandigkeitsgesetz, sees. 10, 11, 18, 19, etc. SECT. 3] WORKING OF THE COURTS 379 for actions brought by a I^aiidnitli cliallcnging (on the ground of incompetence or illegality) the resol'itions passed by the Assembly or Committee of his Circle. The Supreme Administrativ^e Court (O/jervcr-^iii)'^^^ ^ .... Supreme waltungsffCiicJif) is (i) a court of revision, reviewing Aciministra- the decisions of the District Committees given in second instance ; (ii) a court of appeal from the decisions of those tribunals given in other cases; (iii) a court of first instance, hearing and determining complaints by Circles against their assessed shares of provincial taxation, by the Chief Presidents against the decisions of the Provincial Assemblies, Committees, and com- missions of various kinds. The Supreme Court has also power, if adequate cause is shown, to order a new trial of a case in the court in which it originated. As to the general working of these courts there The working , .of the courts are several points which are worthy of notice. The first is that any dispute between two courts of equal rank as to jurisdiction is decided by the next higher tribunal. Secondly, in the lower courts it is not necessary for any formal trial to take place ; the parties may agree on the facts, and submit them to the court for a legal ruling ; and this method, which is almost without cost and is also very rapid, is greatly used. If either party, or the court itself, so wishes, there must be a formal hearing. Thirdly, it is a rule that the courts are not limited to the evidence tendered by either 380 THE COURTS OF JUSTICE [chap. xii. party, but may call for such other evidence as they may think desirable ; and in coming to their decisions they are directed to take a broad view, and may consequently bring into account con- siderations which have not appeared at all in the arguments. Finally, not only may either of the parties to a case appeal against a judgment, but a Landrath or Government President may appeal "on the ground of the public interest," against the decisions of the very court over which he presides. The general aim of the rules of procedure is to secure that the cases shall be disposed of as rapidly as possible, and with the minimum of cost and trouble, to the parties con- cerned ; and, so far as a foreign observer can judge, the arrangements seem to meet with general approval. Conflicts of For the settlement of conflicts of jurisdiction jurisdiction. .,,.. between the ordmary and the special admmistrative courts there is the Court of Conflicts at Berlin {Kompetenzkonfiikts - Gerichtliof). It consists of eleven persons appointed by the King on the nomination of the Ministry of State ; six of them must be members of the Supreme Civil Court {Oberlandesgericht), and the other five must be qualified for high administrative positions. They hold their post for life, or for the term of the office which they held at the time of appoint- ment to the Court of Conflicts. There is only a single tribunal — seven members forming a quorum. 8ECT. 3.] CONCLUSION 381 Finally it may be worth while to repeat here General 111 -1 -11 11- character of what has been said previously, that the adminis- the adminis •^ trative trative courts of both France and l*russia are courts. Ic^dl tribunals. That means that under the direction and guidance of the Supreme Courts in particular there is being built up, in the two countries, a system of law relating to the public administration which, though very different in many respects from private law, is yet regular and definite, is as a rule (especially in the highest courts) little influenced by considerations of mere administrative expediency, or by any particular regard for the wishes of the executive authorities, is animated by the true legal spirit, and does on the whole give general satisfaction. The English student will probably still prefer his own national system, but that need not blind him to the merits of some at least of continental methods and ideas ; and in the actual working of the administrative courts he may find some incidental advantages. INDEX AcADKMiKs, sec Education in France, primary Academy inspector, see Education in FnincL', primary Actes de pers()nne prive, 298 Actes de puissance publi(|ue, 298 Adjoints, see Communes Administrative Areas of England, 236, 344 ; see also Adminis- trative County, Ancient County, Urban Areas in France, 77 seq. ; see also Dejjartmeut, Arrondissement, Canton, Commune in Prussia, 132 - 86 ; sec also Province, Regierung Bezirk, Landkreis, Stadtkreis, Amts- bezirk, Stadtgemeinde, Land- gemeinde Administrative County, 3, 23-35, 230;t ; see also Non - County Boroughs, Rural Districts, Rural Parishes, Urban Districts Adniiuistrative Courts in England, 307 in France, 13, 258, 297, 301, 302, 304, 305, 307, 309, 371-3, 381 in Prussia, 13, 284, 297, 302?i, 305, 307, 309, 376 seq., 381 law in England, 293, 294, 296, 297 abroad, 288 - 97 ; see also droit adniinistralif ; Verwal- tungsrecht Adoptive Acts, 31, 34, 35, 37, 40-4, 45, 46, 51, 232, 316, 343, 357, 358 Agricultural rates, 228 Act, 29, 32 Agriculture, Board of, in relation to Diseases of Animals, 18, 344 ; Inspectors, 349 ; Markets, 18 Albany U.S., Mayor of, 200 All)ert the Bear, 263 Allgemeines Landrecht, see Educa- tion in Prussia Allinsou and Penrose (quoted), 192, 193?i7i Allotments in England, 26, 31, 34, 35 Amtmann, 151 Amtsbezirke, 149 ; Amtsaus.schuss, 149, 342 ; Amtsvorsteher, 149, 151, 303 Ancient County, 22 ; Lord Lieu- tenant of, 23 ; Sheriff of, 23 Areas and Ijoundaries in England, 3, 17, 28, 324 in France, 87 in Prussia, 378 Arrondissement, 77, 105, 249 ; Council of, 91 ; power of the Prefect, 91; sub-prefect, 91-2 Art galleries in France, 99 Asylums for defectives in Prussia, 184 Aucoc (quoted), 290, 291 Aufsichtsrecht, 303 Augagneur, M., Mayor of Lyons, 98 Austibung der Staatsgewalt, 298 Bacon, Sir Fraxcis (quoted), 300n Baltimore, City Council of, 205 ; Comptroller, 200 ; Education, 204 ; :\Iayor of, 199, 200 Bauks, savings, in Prussia, 161 Baths and washhouses in England, 34-40 Bavaria, 277 383 384 INDEX Bellange (quoted), 92n Berlin, 157, 163-4, 264, 380; Bezirksausschuss, President of, 164 ; Chief President, 164 ; Exe- cutive Board of, 164 ; Police Presidency, 163 ; Provincial Boards of, 164 ; University of, 166 Berne, education in, 164/1 Berthelemy (quoted), 8ln, 292?;, 373n, 374n Beschwerde, 378 Birmingham, 3l8n Bismarck, 173, 274,281, 286 (quoted), 177 Blanc, L., 253, 254 Board of Agriculture, see Agriculture, Board of of Education, see Education, Board of of Guardians, see Poor Relief in England — of Health, see Public Health, Board of of Trade, see Trade, Board of Bceuf (quoted), 259/i Bornhak (quoted), 276n Borough Fund, 43 Act, 1872, 3l8n, 361 Boston, City Council, 205 ; educa- tion, 204, 205 ; Mayor, 199, 200 ; taxation, 359 ; tramways, 210 Boulangists, 262 Boundaries, see Areas Boutmy (quoted), in, bn Brandenburg, Chief President of, 163 ; Mark of, 263, 267, 272 Brereton (quoted), 115« Bridges in England, 48, 50 British and Foreign Schools Society, 6bi Brodrick (quoted), 214w Brooklyn, Mayor of, 199 Budget Law in France, 87 Buffalo, education in, 204 ; Mayor of, 200 Bundesamt fiir Heimatwesen, see Poor Relief in Prussia. Bureaux de bienfaisance, 100, 108 Burger meistereiverfassung, see Stadte Burial Acts, 16. 316 Boards, 343 grounds, 34, 35, 40 Cabinet, supervision by the, 19 Cahiers of 1789, 243 California, Constitution of (quoted), 332ri Cantons, 77, 92, 93, 249 Casual Ward, see Poor Relief in England and Prussia Centralisation in France, 241, 246, 260, 261 Certiorari, writ of, 369, 370 Chadwick, E., Secretary to the Poor Law Board, 219, 224?i Chairman of Committees, 319, 325, 326 Chamberlain, J., on the purchase of the gasworks of Birmingham 1874. (Quoted) 42re Charities in England, 34, 35 in United States, 204 Charles X., King of France, 252 Charleston, education in, 204 Chicago, Boards, 203 ; City Councils 205 ; Commissioners, 203 ; education, 204 ; Mayor, 194, 199, 203 ; municipal history of, 194 Children, destitute, in France, 87 Cincinnati, education in, 204 Cities in England, 37 counties of, 38 ; see also Municipalities City Corporation, see London. Civil Courts in England, 366 in France, 372 Cleveland, City Council of, 205 ; City Democratic Convention of, 191 ?^ ; education in, 204 ; Mayor, 200 Colleges, see education in France, secondary Colbert, administration of, 239 Commission of the Peace, 23, 38, 39 Committee system in England, 22, 26 in France, 73 in Philadelphia, 192 Communal Finances Act, 1893, 151 Communes of France, 77, 104, 247, 249, 257, 258, 262, 267 ; adjoints, 95, 260 ; Mayor, 7, 94, 96, 260, 337, 339 ; suspension of Mayor, 96 ; Municipal Council, 94, 95, 96-9, 259, 340 ; sessions of, 97 ; in relation to art galleries 99 ; INDEX 385 Communes of France — continued. bureaux de bienfaisance, 100, dinners for school children, 99 ; highways 122; jiawnshops, 100; parks, 100 ; revenues, 102 ; socialists, 97 ; universal suffrage, 96 ; nmniciijal law, 94 ; school- master as Mayor's secretary, 96 Communes, see also Gemeinde Conij)etence Law, see Zustandig- keitsgesetz Conseil d'Etats, see Franco Consistory, see Education in Prussia, secondary Constabulary forces, see Police Constituent Acts, 316 Assembly, see France Constitutional law in England, 289, 293, 295 abroad, 293 Contentieux adniinistratifs, 373 Controller-General, see France Corvee 120, 123 Council-General, see Departments of France Counties, see Administrative Areas of boroughs, 230h of cities or towns, 38 County boroughs in England, 24, 38 councils, constitution, functions, etc., 24-9, 230, 231, 235, 345/t, 351, 352 ; chairman of, 24 ; committees, 26 ; officers of, 29 ; representatives, 38 ; Standing Joint Committee, 23, 27, 28 ; in relation to allotments, 26 ; areas, 28 ; diseases of animals, 26, 27 ; education, 26, 27, 66 ; elections, 25 ; finances, 26??, 28 ; foods and drugs, 27 ; highways, 27 ; isolation hospitals, 27 ; light railways, 27 ; Local Government Board, 24, 324 ; local loans, 28, 358 ; lunatic asylums, 26, 28 Private Bills, 28"; public health 27 ; reformatory schools, 28 river pollution, 27 ; rural district 30 ; rural parish, 30, 34 ; sauita tion, 27 ; weights and measures, 27. See also London County Council Countv Government, reform of, 230"^ Courts of Ju.stice and local admini.s- tration in Plngland, 3, 8, 10, 11, 12, 20, 22, 366 in Franco, 371 seri. in Pru.ssia, 376 seq. in United States, 187 Court of King's Bench, 367, 369, 370 Criminal Courts in England, 370 in France, 372 in Prussia, 376-81 DECt;NTRALiSATiON, generally, 1-3 in England, 235, 351 in France, 6, 78, 131, 248, 251, 259, 260, 261 ; Government Commission on, 260 in Prussia, 6, 131, 283, 350 Deconcentrat ion, .-.te Decentralisation De Laferriere ((pioted) 298« Denver, education in, 204 Departments, central, concerned with local government in England, 3, 16-22 ; growth of central control, 227 ; control over local finance, 353 seq. ; courts of law, 371 ; department inspectors, 21 ; methods of administrative and judicial control, 10, 18-21, 335-47, 367 ; in relation to Private Bills, 321-2; to Pro- visional Orders, 323 ; sub-legis- lative powers, 19 central concerned with local government in France, 11, 69-78, 131, 247, 249, 251, 259, 335, 342, 346-7, 350 central, concerned with local government in Prussia, 125-32, 335 — of France, Budget of, 85 ; Commission, 89 Council General, constitution and functions, 80, 85-91, 338, 340 ; control by central govern- ment, 88 ; delegation of powers to the Commission, 89 ; dissolu- tion of elected authorities, 339 ; President, 90 ; sessions ordinary and extraordinary, 85 ; in relation to areas, 87 ; arroudissements, 92 ; depots de mendicite, 87 ; destitute children, 87 ; education, 86 ; finance, 87 ; highways, 86, 2 B ' 386 INDEX Departments, Council - General — continued. 121 ; local loans, 87 ; lunatic asylums, 87 ; markets, 87 ; octroi, 87" ; taxation, 86, 92 Prefect of, 6, 13, 78, 80, 85, 250, 337-9, 347, 356, 376; as executive agent, 79, 87 ; in relation to arrondissements, 91 ; the commission, 89 ; communes, 79, 95 ; education, 78, 115 ; high- ways, 78 ; municipal councils, 98 ; officials, 79 ; police, 79, 121 ; sanitation, 78 Prefectoral Council, functions, 83, 84, 374, 377 ; as an adminis- trative tribunal, 84, 374; in relation to assessments, 374 ; disputed election laws, 374 ; high- ways, 374 ; sale of domains, 374 ; taxation, 374 Department of the Seine, 104, 106, 107 Depots de mendicite, 87 Deschanel, P. (quoted), 95 Detroit, City Council, 205 ; educa- tion, 204-5 Dicey (quoted), 305, 310 Dijon, municipalisation at, 101 ; revenue, 102 Direction des Beaux Arts, see France Directory, see France Diseases of Animals Acts, 18, 26, 27, 43, 344 Distress Committees, 59 District Covmcils, see Rural District Councils, Urban District Councils Drainage in England, 48 Droit Administratif, 288, 310 Duruy, Minieter of France, 111 Ecclesiastical Law, 295n Ecole Normale Superieure, 117 Edmonds (quoted), 19872- Education Act, 1902, 37, 66, 231, 316, 340, 346?^ 1903, 233 Board of, constitution and functions, 18, 64, 339, 344, 346, 351-2 ; inspectors of, 348 — Department, functions, 20, 63, 227 ; Lord President of the Council, 63 ; Vice-President, 63 Education in England, 26, 27, 40, 43, 48, 64-8, 228 ; development of central action, 61-8 ; expendi- ture by central government, 44, 61, 68, 227 ; Intermediate Educa- tion Act, 1889, 63 Primary, 18, 29, 34, 35, 41, 62, 64, 66 ; certification of teachers, 62 ; compulsory attend- ance, 62 ; Elementarv Education Act, 1870, 62, 226, 339 ; higher grade schools, 65 ; religious instruction, 67 ; School Attend- ance Committee, 226 ; School Board, 62, 226, 227, 231 ; training colleges, 61 Secondary, 62, 68 ; Technical Education Committee, 65 — Tertiary, 18, 63, 65, 67 ; University Colleges, 65, 67 ; " whisky money," 63, 67 — in Wales, 63, 65 in France, 6, 78, 109-19, 253 agricultural, 113 ; areas for, 77 dinners for school children, 99 finance, 112, 118 ; history of University founded by Xapoleon I., 109 ; under the Eestoration, 110 ; under Guizot, 110 ; imder the Monarchy of July, 110 ; the Loi Falloux, 110 ; under the Third Republic, 111 Primary, 86, 109-19 ; Academies, 112 ; Academic Coimcil, 114 ; Academy in- spectors, 114, 115, 116 ; Cantonal delegates, 116 ; Communal School Commission, 99, 116 ; Conseil departemental de I'en- seignement primaire, 115 Secondary, 86, 109-19 ; colleges, 114; £cole Xormale Superieure, 117 ; Ivcees, 114, 118 Tertiary, training insti- tutions, 117 ; L'niversity regions, 113 ; University Rector, 113-17. Education in Prussia, 6, 147, 164- 72, 378 ; agricultural, 136 ; bureau of, 166 ; history of, under Frederick the Great, 165 ; under Stein, 166 ; Kreis School Inspectors, 169; Kulturkampf, 167 ; modern schools, 167 ; INDEX 387 Education in Prussia — continued. religious instruction, 109 ; state control, 167 Primary, If)!, IGO, 1G5 ; Eurgerscliulen, 107 ; coiupul.sory attendance, 164, 167, 168 ; house- fathers, 166, 169; Oherreal- schuleii, 168/; ; Oljerschul- kollegiuin, 166 ; Principia Kegu- lativa, 164 ; Provinzial-Schulkol- legiuni, 168 ; School Boards, 167 ; School Committee, see Schulvorstand ; School Deputa- tion, 169 ; Schulgemeinde, 151, 169; Schulvorstand, 170; Stadt- schulrath, 170; V'olksschulen, 167 Secondary, 160, 165, 170, 171 ; the Consistory, 165 ; Gymnasien, 167 ; Progymnasien, 167 ; Realgymnasien, 168 ; Real- schulen, 168 Tertiary, 160, 168, 171 ; Training College, 171 Education in the United States ; authorities for, 204 Educational Estal)lishment of the Privy Council Oltice, 63 Elberfeldt system, ISl Elections in Enghind, 17, 25, 39 in Prussia, 136, 144-5, 153-5, 378 Electricity supply of, in England, 18, 45, 324 in Prussia, 161 in United States, 210 Elementary Education Act, 1870, 62, 226, 339 Ely, not a muucipal l»orough, Win Employment bureaux in England, 60 Prussia, 161 Equalis, 220 1882, 36, 37, 43 ((luoted), 221, 3.")6n Municipal elections in England and United States, 39 home rule in the United States, 190 law in France, 94 leagues in the United States, 198 41 ownership in England, 18, in France, 100 in Prussia, 42 in United States, 42, 210-1, 360 reform in the United States, 212 suffra<,'e in France, 96 Municipal i.sation in France, 100 Municipalities in England, inde- pendence of, 234 control by central departments, 235 Museums in England, 40 Music hall licences in England, 48 Nancy, conference on decentralisa- tion, 1863, 260 Napoleon I., 237, 246, 249, 251, 255, 258, 263, 280 Napoleon III.. 255 Na.ssau, 275, 285, see also Hesse- Nassau Nationalists in France, 262 National Municipal Leagiie, 191, 202 Society, 61 » Necker, financial schemes of, 242 New England, Mayors in, 200 New Orleans, City Council, 205 ; education, 204 New York, City Council, 205, 206 ; education, 204 ; Mayor, 199- 200 ; " ^layer's Cabinet," 203 ; Tammany, 198n ; tramways, 210 New York, States, municipal legisla- tion for, 190 Non-county Ijoroughs in England, 38 Obeulaxdesgericht, 380 Oberschulkollegium, see Education in Pru.ssia Olierverwaltungsgericht, 129, 377-9 Octroi, 87, 102, 103 Official.s, position and Icgi.slative protection of, in England, 12, 336, 369 in France, 12, 13, 289, 299, 300, 337 in Pru.s-sia, 12, 13, 302 in United States, 12 Ohio, Mayors of, 200 y Supreme Court of, 189n Old age pensions in Prussia, 175-7 Ollivier, 256 Orleans, octroi of, 103 Ort.s;irmenverband, see Poor Relief in Prussia Ostpreu.s.sen, 134, 285 Out-relief, see Poor Relief in Eng- land Oxford, Private Bill, 318;t Paris, 94; adjoints, 105; arron- di.ssements of, 105 ; Commission des Logements Insalubre.s, 107 ; Commune, 257-8, 262 ; Conseil d'Hj-giene et de Salubrite, 107 ; dinners for school children, 99 ; Mayors, 105 ; Municijial Council, 106-7 ; Municipal .system of, 104- 9 ; Parliament of,' 238n ■ Poor Relief, 108 ; Prefects of, 106 ; Prefect of the Dept. of the Seine, 104-5 ; Prefect of the Police, 69, 105, 107 Parish, constitution of, 3, 215, 231 Council, 33, 231, 351, 357 Meeting, 33 Vestrv, 215, 216 ; overseers of, 215 Parks, etc., in England, 40, 48 in France, 100 in Pru.'ssia, 161 in United States, 204 392 INDEX Parliament in England, 19 ; and local institutions, 213, 214 ; Chairman of Committees, 319, 325, 326 ; Commons' Committees, 321 ; Lord Chairman of Com- mittees, 319, 325-6 ; Select Com- mittees on Private Bills, 320, 363 in France, 238 Parliamentary reform, 214 Pawnshops, municipal in France, 100 in Prussia, 161 Pays d'Election, see France Pays d'Etat, see France Peel, Sir Robert, and agricultural rates, 228 Pennsylvania, constitution of, (quoted) 188?j, 332??.; Court of C\)mmon Pleas, 204 ; Governor of (quoted), 201 ; second class cities, 202 ; sinking funds, 359 Pestalozzi, 166 Petite voirie, see Highways in France Petty Sessions, powers of, 23, 215 Philadelphia, City Council of, 192, 205, 206 ; Committee system of, 192 ; Common Council, 196 ; Consolidation Act, 1854, 193 ; Education, 204; Maj'or of, 192, 193, 196, 199, 201 ; Mayor in relation to police, 193 ; IMunicipal Constitutions, 196 ; Municipal history of, 192-3 : Select Council, 196 ; Spoils system, 198n Philip Augustus, King of France, 238 Pittsburg, overthrow of city govern- ment, 190?i education in, 204 Poland, Prussian, see Posen Police in England, 16, 23, 27, 28, 40-3, 44, 48, 50, 221n, 227, 228, 337, 343, 348 Roval Commission on Con- stabularv forces (1839), 228 Police in JFrance, 6, 69, 79, 99, 105, 121, 240 Prussia, 6, 125, 131, 139, 140, 146, 149, 151, 157, 163, 378 Police in the United States, 193 courts in England, 373 tribunals in France, 299, 373, 374 Poor Relief in England, 17, 19, 20, 30, 52-60, 222, 225, 234, 344, 345, 352 ; apprenticeship, 56 : Board of Guardians, 30, 54, 55, 58, 59, 216, 220, 221, 226, 231, 233, 352, 358 ; burial, 56 ; casual wards, 56 ; children's hospitals, 50 ; expenditure, 354 ; in relief, 56-7 : inspectors, 348 ; lady guardians, 54 ; lunatics, 28 ; medical assist- ance, 56 ; out relief, 55, 56 ; over- seers, 216 ; Poor Laws, 213, 216, 219, 229, 231, 336; Poor Law, 1601, 53, 215 ; Poor Law Amend- ment Aqt, 1834, 53, 219, 369h ; Poor Law Board, 19, 227 ; Poor Law Commission, 217-19?i, 220 ; Poor Law Commissioners and public health, 224 ; Poor Law Parish, 32, 33, 223 ; Poor Law Schools, 229 ; Poor Law Unions, 30, 53, 220 ; Poor Law Unions of London, 50, 51n ; Relief Com- mittee, 57 ; schools, 57 ; Poor Relief in England, weekly allow- ance, 55 ; workhouses, 56 France, bureaux de bien- faisance, 100 Paris, 108-9 Prussia, 145, 150, 160, 173- 86 ; asylums for defectives, 184 ; boarding - out system, 180, 184 ; Bundesamt fiir Heimat- wesen, 186 ; casual wards, 185 ; infirmaries, 184 ; labour colonies, 184 ; Landarmenverband, 179 ; orphanages, 184 ; Ortsarmen- verband, 179, 180; out -door relief, 183 ; workhouses, 184 Port of London, sanitation of, 50 Porter, R. P. (quoted), 210 Posen, 131, 136n, 149, 264, 284-5, 286 Powers, grant of, to local authorities, in England, 8, 311-2 in France, 9 in Prussia, 9 -, separation of, 14 Prefect, see Departments of France Press, censorship abolished in France, 253 Prison visitors, 23 Private Acts, 37, 45, 232, 317, 329 INDEX 89^ Private Bill Legislation, 28, 40-51, 314, 317-24, 3(J3 in L^nited States, 316 for Scotland, 320 Procedure Act (Scotland) 1899, 325/? Law, 294, 308 Prixy Council, Committee on Edu- cation, 61 , Public Health, 225 Proliibilion, writ of, 368 Proudhon, 253 Provinces of Prussia, 133, 275, 285 ; Lande.sdirektor, 137 ; in relation to education, 136 ; finance, 137 ; highways, 136 ; labour colonies, 136 ; light railways, 136 ; loans, 137 ; lunatic asylums, 136 ; Lan- deshaui)tmann, 138 ; President of, 134, 137, 275 ; Provinzial- landtag, 136, 138, 275, 277, 340_; Provinzialausschuss, 135, 137, 138 ; Provinzialrath, 135 ; Pro- vinzialschulkollegium, see Educa- cation in Prussia Provisional Orders, 315, 323, 343, 358 Orders Confirmation Bills, 324 Prussia, administrative courts, 284; organisation, 11, 130-2, 263 seq., 302 seq. ; Advisory Medical Boards, 126 ; Biirger- meisterei, 151 ; Chancellor, 269 ; Circle, 6-e« Kreis ; Circle Assembly, see Kreistag ; Circle Committee, see Kreisausschnss ; Civil Service, 127 ; Communal Council, see Gemeindevertretung ; Communal Executive Committee, see Gemein- devorstand ; Communal Head- man, see Gemeindevorsteher ; Con- stitutional Reform movement, 275 seq. ; Constitution of, 1850, 278; Council of State, 129; Court of Conflicts, see Komptetenzkon- flicts - Gerichthof ; Departments, central, control over local action, 342, 347 ; local delegations, 350-1 ; Economic Council, 129 ; Edicts, Emancipation, 1807, 269, 273 ; Mnnicipal, 1808, 270 ; Emancipa- tion, 1811, 269, 273; Municipal 1831, 272 ; Westphalia and Rhine land, 1841 and 1845, 273 ; Federal Council, 173, 175 ; Generaldirek- torium, 266, 269 ; Government Board, see Regierung ; GovL-ni- nient Director, see Abtheilung- diri^ent ; Government District, see Regierung-Bezirk ; Government District Committee, ste Bezirks- ausschuss ; Imperial Insurance Office, 174; Kriegs-und Domanen- Kiimmern, 266 ; Landrath, see Kreis ; Landtag, 127, 279 ; Lord of the Manor, see Gutsbesitzer ; manorial system, 265 ; Manors, see Gutsbezirke ; Minister Presi- dent, 269?i ; ^linistry of Agri- culture, Public Domains and Forests, 126 ; Ministry of Ecclesi- astical, Educational and Medical Affairs, 120 ; Ministry of the Interior, 125; police, 166 ; Bureau of Education, 166 ; Ministry of Public Works, 126 ; Ministry of State, 128, 269, 380 ; Ministry of Trade and Industry, 126 ; Official District, see Amtsbezirk ; Official District Committee, see Amtsausschuss ; Provinces, 134; Provincial Assembly, see Pro- vinziallandtag ; Provincial Com- mittee, see Provinzialausschuss ; Provincial Council, see Pro- ^^nzial^ath ; Reformers, 268 seq. ; Reforms, municipal, 370 seq. ; Reichstag, l2Sn ; Rural Circle, see Landkreise ; Rural Commune, see Landgemeinde ; Schulge- meinde, see Education in Prussia ; Social organisation in 1806, 265 ; Supreme administrative court, see Oberverwaltungsgericht ; Supreme Civil Court, see Ober- landesgericht ; Supreme Court of Account, 130; Three -class system, 153 - 5 ; Towns, see Stadte ; Town Circles, see Stadt- kreise ; Town Communes, see Stadtgeraeinde ; United Landtag, 278 : War of Liberation, 276 Prussian Poland, see Posen Saxon V, 134 Public Acts,'^ 317, 329 Authorities Protection Act, 1893, 370/i Bill Legislation, 314 394 INDEX Public Heal til in England, 17, 23, 27, 31, 40, 45, 48, 51, 223-5, 227, 229, 232, 345, 367?i Act, 1848, 224 1875, 37, 226, 227n, 316, 343, 345?i, 346n, S47n (quoted) Board, 224, 225, 231 Royal Commission on, 1869-71, 224-5 — in France, Conseil d'Hygiene et de Salubrite, 107 in Prussia, 161 Law, 295, 308 Libraries Acts, 1892, 316 Works, 344 Quarter Sessions, 23, 25, 26n, 38, 41, 215, 223, 370 Railways, light, in England, 27, 324 in Prussia 136 Rambawd (quoted), 250n Rates, see Taxation Recorder in England, 38 Recours pour I'excbs de pouvoir, 373 Recreation grounds in England, 34 in Prussia, 161 Redlicli and Hirst (cpioted), 4??, 25- Gnn, 2Un, 222ji, 224?t, 290, 300?!,, 306/i Referendum, 318 in Toronto, 361 in United States, 361 Reform Act, 1832, 4, 222, 234 1867, 214, 226 Reformation in France, 238 Reformatory schools in England, 17 28 Regierung, 6, 140, 147, 274, 275, 378 ; Abtheilungsdirigent, 140 Bezirk, 138-43, 164, 274; Ausschuss, 7, 140-2, 160, 163, 186, 377 ; President, 139, 140, 142, 147, 377, 380 Reichstag, see Prussia Representation of the People Act, 1884, 230 Rhineland, 134, 149, 151, 285 , edict for, 1845, 273 Richelieu, 237, 238, 239 Rights of way and common, 31, 34-5 River embankments, 48 pollution, 27 Rochester, U.S., education in, 205 Rule of Law in England, 228 Rummelsburg, House of Correction, 185 Rural administration in 1832, 217 district, constitution of, 3, 30, 32, 35 council, 231, Zion, 351 ; in relation to allotments, 31 ; committees 30 ; finance, 32 ; highways, 31 ; housing, 31 ; Local Government Board, 31 ; officials, 31 ; property, 32 ; public health, 31 ; rights of way, 31 ; sanitation, 31, 32 — parish, 32-5 Council, 33 ; in relation to allotments, 34-5 ; baths, 34 ; burial grounds, 34-5 ; ci\'il charities, 34-5 ; County Councils, 34 ; education, 34-5 ; elections, 34 ; finance, 34 ; fire protection, 34 ; lighting, 34-5 ; meetings, 33 ; overseers, 33 ; parochial jiroperty, 34 ; recreation grounds, 34 ; rights of way, 34-5 ; sanitation 34 ; water supply, 34 Sanitary District, Boards of Guardians, 225 St David's, 37?i St Louis, city council, 205-6 ; educa- tion, 204 ; Mayor, 199 St Paul, city coimcil, 205 ; educa- tion, 204 St Simon, 253 Salt duty in France, 242 San Francisco, education, 204 ; Mayor, 199 Sanitation in England, 16, 27, 31, 32, 34, 40, 44, 48, 50, 222, 225, 323, 343, 344, 349, 351 in France, 6, 78, 101, 107 in Prussia, 6, 139, 150, 161, 378 Schleswig-Holstein, 134, 139, 275, 285 Schoft'en, 150 School Board, see Education Schulz, 267 Secretary General, see Depart- ments INDEX 395 Secretary, for Scotland, 325-6 Seignolxj.s (quoted), 2'A-2n Separation of ])0wers, see Powers Shaw, A. (((uoled), 101, 109 Sidgwick ((Rioted), 308m Silesia, 134, 264, 276 Simon ((lunted), 225n Slaughter-houses in Prussia, IGl Socialists in France, 97, 256, 261 in Prussia, 287 Sparling (([uoted), 194 Special legislation, see United States sessions, ])owers of, 23 Standing Coniniittee of the Commons, 322 Spoils system in the United States, 195, 197-8, 208 Stiidte, 153-04 ; Administrative Board, 156-GO ; burgomaster, 155, 1(!3, 271, 339 ; burgermeis- terciverfassung, 163 ; committee, 157 ; commissions, 159 ; councils, 153-55, 163, 181, 271, 277; education, 160, 169-70 ; Execu- tive Boards, 156, 271, 272, 337 ; fire insurance institutions, 161 ; gas supply, 161 ; hospitals, 161 ; housing, 161 ; kreisausschuss, 160 ; licences, 157n ; markets, 161 ; parks 161 ; pawnshops, 161 ; Police President, 157 ; Poor Law Deputation, 181 ; j^oor relief, 160, 180-1, 182 ; public health, 161 ; recreation, 161 ; revenues, 162 ; sanitation, 161 ; savings banks, 161 ; school deputation, 169 ; slaughter-houses, 161 ; tram- wavs, 161 ; M'ater supplv, 160 Stadtkreise, 133, 378 Standing Joint Committee for Police, 23, 27-8 Orders, 319, 322 Statutorv Committees, 26, 43, 317 Stein, 166, 263, 268, 270, 272, 273, 275, 280, 281, 282 />tii)endiary Magistrates, 38 Stoke Newington, 51. Street cleaning in Prussia, 150 improvements in England, 40 48, 233 railways in United States, 210 Sully, and highways, 120 Surrey County Coiincil Committees, 2~fi Supreme Court of Judicature, 309 Tammany, 198?t Taxation, in England, 23, 26, 28, 29, 32, 35, 43, 46, 51, 52, 54«, 216, 228, 357, 364-5 in France, 86, 89, 240 - 2, 358, 364, 374 in Prussia, 145, 154, 265, 271, 272, 358, 364, 378 in the United States, 358- 61 Taxes, Supervisor of, in Prussia, 271 Teltow Kreis, 148n Thames Conservancy, 50ra Theatre licences in England, 48 Thiers and the Monarchy of July, 252 ; (quoted) 259;t Three-class system in Prussia, 150, 153-5, 278, 287 Tilsit, 263 ; treaty of, 265 Toronto, referendum in, 361 Town Councils in England, con- stitution and functions of, 9, 38- 44 ; in relation to asylums, 43 ; baths, 40 ; burial grounds, 40 ; committees, 43 ; diseases of animals, 43 ; education, 40, 43, 226 ; finance, 43 ; housing, 40 ; isolation hospitals, 40 ; lighting, 40 ; markets, 40 ; municipal trading, 41 ; museums, 40 ; officers, 40 ; parks, etc., 40 ; police, 40, 43 ; Private Bills, 40 ; property, 40 ; public health, 40 ; streets, 40 ; water supi)ly, 40 Trade, Board of, constitution, 17-8 ; in relation to electricity supply, 18, 324 ; Engineei'ing Inspectors, 349 ; gas supply, 18 ; harbours, 18, 324 ; municipal trading, 18 ; Provisional Orders, 324 ; public works, 344 ; light railways, 324 ; tramways, IS, 324 ; water supply, 18 ; "Weights and Measures Acts, 18 Tramwavs in England, 18, 45, 48, 324 Act, 1870, 316 in Prussia, 161 in United States, 210 396 INDEX Treitsclike, 276 Tribunal ties conflits, see France Turgot, finance of, 242 Unemployed Workmen's Act, 1905, 59 Unemployment in England, 59-60 distress and Central Com- mittees, 59 United States, Congress, Senate, 196 ; constitution of, 331 ; con- stitutional laws of, 330 ; depart- ments, central — their control over local authorities, 11, 327 ; House of Representatives, 196 ; legisla- tion, general, 329 ; special, 9h, 313, 316, 329, 332-4; muni- cipalities, character of city councils, 205-8 ; corrupt adminis- tration, 195 ; evil intluences, 196-8; "general ticket," 206; legislative control, 187 - 91 ; mayoral autocracy, 207 ; policy of, 209-11 ; Spoils system, 195, 197-8, 208 ; President, 191 University education, see Educa- tion, tertiary Urban districts, 44-6 Urban district councils, 45, 46, 231 ; in relation to electricity, 45 ; finance, 46 ; gas, 45 ; highways, 45 ; Local Government Board, 46 ; municipal trading, 41 ; Private Acts, 45 ; public health, 45 ; tramways, 45 ; water, 45 Urban sanitary district, 225 Vaccination in England, 23, 54?i Verwaltungsbeschwerde, 303n Verwaltungsklage 303??- Verwaltungsrecht, 288 Vienna Congress, 176 Von Miquel, 286 Von Raumer (quoted), 271 Von Ronne (quoted), 291 Vorsteher, see Gemeinde Washington, constitution of State, 1889 (quoted), 360-1 ; taxation, legislative restrictions on, 360 Washington (D. C), municipal government of, 199 Watch Committee, 43 Water supply in England, 18, 31, 34, 40, 45, 49, 225, 323, 343 in France, 100-1 in Prussia, 160, 378 in the United States, 204, 210 Weights and Measures Acts, 18, 27, 41 Westphalia, 149, 151, 285 Edict of, 1841, 273 Westpreussen, 285 West Riding of Yorkshire, 368« Whisky money, see Education in England, tertiary William I., King of Prussia, 280 Wilson, Woodrow (quoted), 32 -8, 331-2 Winchelsea, ZSn Workhouse, see Poor Relief in England Wright and Hobhouse ((quoted), 33/< 229?2, 230w Writs, see Certiorari ; Mandamus ; Prohibition Wtirtemburg, 277 Young (quoted), 249n Zustandigkeitsgesetz, 303?i, 347?;, 378 PRINTED AT THE EDINBURGH PRESS, 9 AND II YOUNG STREET. 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