GIFT OF -/>/-C-Ut f^C WILLIAM EDWARD COLBY ATTORNEY AT LAW MILLS BUILDING, SAN FRANCISCO June 6, 1918. MR. J, C. ROWELL, Librarian, University of California. Berkele:/, California. Dear Mr. Rowell: As per your recent request I am furnishing you herewith a bound, copy of my articles entitled "The Extralateral Right 11 . You will note that this is a reprint of a series of articles published in the California Law Review. Very truly yours, The Extralateral Right Shall It Be Abolished? WM. E. COLBY (Reprint of a Series of Articles published in the California Law Review, 1916-1917.) 377447 CONTENTS I. COMPARATIVE TREATMENT. Vol. IV, No. 5, pp. 361-388 Germany and Austria pp. 363-370 France pp. 3 70-374 England pp. 374-379 Spain and Spanish America pp. 379-384 Italy p. 384 Belgium p. 384 Australia pp. 384-386 Rhodesia p. 386 Canada pp. 386-387 Central and South America pp. 387-388 II. HISTORICAL TREATMENT. Vol IV, No. 6, pp. 437-452. The Origin and Development of the Extra- lateral Right in the United States pp. 437-452 The Federal Mining Act of 1866 pp. 452-464 III. HISTORICAL TREATMENT (Continued). Vol. V. No. i. The Federal Mining Act of 1872 pp. 18- 36 IV. CONCLUSION. Vol. V, No. 4, pp. 303-330. Growth of Opposition pp. 303-308 The Extralateral Right Principle is Ideal in Theory pp. 308-309 The Main Reason for Eliminating the Extralateral Right pp. 309-312 Practical Difficulties of Revision pp. 312-319 A Suggested Remedy pp. 319-321 Most Countries Recognize Severance of Minerals from Surface pp. 321-323 Law of Apex Based on Principle of Severance pp. 323-324 The Only Logical Alternative is to Sever Minerals from Surface pp. 324-330 : --'"-="" : - *'"** /f// California Law Review Volume IV. JULY, 1916 Number 5 The Extralateral Right: Shall It Be Abolished?* THERE is no feature of the American mining law that has provoked more spirited discussion and against which a greater amount of criticism has been aimed than the extra- lateral right, or "law of apex," or dip right, as it is variously termed. It has become quite popular to present the arraignment of charges which can legitimately be made against the practical operation of this right and there is scarcely a meeting of importance connected with the mining industry where some one does not add to this volume of condemnation. In all this dis- cussion, it is rare to find a word of commendation and not only are the advantages which flow from the exercise of this right ignored, but in the general demand for its abolition we find very little well considered thought given to the serious results of such action and few suggestions as to what steps should be taken to minimize the grave consequences which are bound to follow such a radical and far reaching change in our mining law. We are too prone to assume that legislation is a panacea for all defects in existing laws and not enough attention is paid to the evils which . inevitably flow from "-half baked" remedial statutes. Judging from the published remarks of many who have criticized the extralateral right, the opinion seems to be quite prevalent that all that is necessary to be done to cure the ills that are inherent in the "law of apex" is for Congress to pass a statute abolishing it. It is not the purpose of this article to attempt to demonstrate that the extralateral right feature should be retained in our mining laws. It may well be that should the right be abolished, a satisfactory solution of the difficulties which must be met can * There are several bills to amend our mining laws pending before the present Congress. One of these would abolish the extralateral right without any provisions to relieve the serious consequences of such action. This discussion is prompted by this proposed revision. 362 CALIFORNIA LAW REVIEW be reached. But this article is written in the hope that it may correct some of the misinformation which has been circulated concerning the subject and unfortunately generally accepted, and also to point out a few of the problems which must inevitably be dealt with in a satisfactory way if we are to avoid placing our- selves in a worse position than we now occupy. With this object in view, the subject will be presented in the following manner: First: From a comparative standpoint, treating of the existence of the extralateral right in the mining laws of other countries. Second: From a historical standpoint, treating of the origin, growth and development of the right in the United States. Third: From an analytical standpoint, setting forth the arguments for and against the right and the consequences which must follow its abolition. I. COMPARATIVE TREATMENT In a discussion of this character it is interesting to know whether other systems of mining law have similar features and what has been the result of their operation. It has been errone- ously assumed by many that the extralateral right is a unique burden suffered by the United States alone. An examination of the laws of other countries shows that this is not a fact. Naturally we cannot expect to find in other countries an extra- lateral law identical in all respects with our own. It is the fundamental principle underlying this law that is vital, 1 viz : the right to mine on and pursue a vein in depth beneath surface ground that is not owned or controlled by 'the mine operator. In other words, the right to follow the vein in depth is independent of and is not measured by surface ownership, hence it is termed the right of extralateral pursuit. It is usually described as being opposed in principle to the common law idea of ownership of land, where the owner of the surface is entitled to everything situated vertically beneath. As Judge Lindley has pointed out in his treatise on the Law of Mines 2 the common law 1 "The application of the term 'extralateral' to this right is of comparatively recent origin and the right existed long prior to this designation." Lindley on Mines, 3d Ed. 568. 2 Lindley on Mines, 3d Ed. 568. EXTRALATERAL RIGHTS 363 recognized the right of severance and frequently the surface owner conveyed to another the right to mine a vein or mineral bearing strata that penetrated or lay beneath his surface. How- ever, the extralateral right as we ordinarily conceive of it has an element that did not exist in the common law. In the exercise of the extralateral right the vein may be pursued indefinitely in depth beneath the surface of adjoining owners who have nothing to say about the exercise of this right underneath their ground and are powerless to prevent it. The right has been created by statute or custom before their surface ownership attached and the vein has been reserved and carved out of their estate. It is the statutory or customary origin of the right, giving it an indefinite sweep in depth and the fact that it is not at all dependent upon conveyance from private owners of overlying surface nor for its measurement upon the vertical boundaries of such surface ownership that distinguishes the extralateral right from the com- mon law severance of minerals from the surface. We have no definite information as to whether an extra- lateral right was exercised in ancient times. The existing record of these ancient mining laws is meager and a great part of the mining was carried on as a sovereign venture so that the question of extralateral pursuit would seldom arise. 3 It is only when there are adjoining private ownerships that a situation is created where the question becomes important. Under the democratic control of Athens the silver-lead mines of Mt. Laurion were leased in small adjoining areas to individuals. One might expect to find the extralateral right a feature of the Ancient Greek mining law were it not for the fact that these were flat lying contact deposits occupying horizontal beds and hence unsuited to the exercise of any dip right. 4 Germany and Austria. The first recorded appearance of the extralateral right, so far as the writer is aware, was in the year 1249, and is contained in a code of mining law proclaimed for the mining town of Iglau by the King of Bohemia. By its terms the discoverer of a mine "shall have by right in that which is com- monly called the roof (hanging wall of vein), three and a half 3 Those interested in the subject of Ancient Mining Laws will find an excellent note at pp. 82-86 of Hoover's translation of Agricola, De Re Metallica. 4 See Hoover's Agricola, p. 83 footnote. 364 CALIFORNIA LAW REVIEW Lehen (an ancient Germanic measure) and in that which is called foot (wall of vein), one Lehen, in height and depth in equal proportions." In the event of a dispute between two adjoin- ing claimants the matter was submitted to an impartial jury of four and if necessary to determine whether a trespass was com- mitted or not the two workings were required to be connected. Many will recognize in this the litigation work which has become such a pronounced feature of our modern extralateral cases. 5 It is in the mining districts of the various states that after- wards became merged in the Germanic and Austrian Empires that the extralateral law or right to follow the vein indefinitely in depth had its earliest and most complete development. The right was founded on ancient custom and its origin is lost in the obscurity which surrounded the early beginnings of mining in those regions. It later became crystallized and confirmed in the charters and proclamations issued by the various kings and rulers of these states. There is a remarkable similarity running through these various laws in force in the different districts and while details differ they give evidence of having been impressed with the same ideas which were doubtless traceable to a common origin. 6 The extralateral right in force in these Germanic States was complex in the extreme. 7 There were two general classes of mining claims. The L'dngenfeld, sometimes called the Gestrecktes- 5 The writer acknowledges his indebtedness to Mr. Herbert C. Hoover for the permission to use the foregoing information which Mr. Hoover collated from Geschichte des Bergbaues, etc., Vol. II, pp. 14-35 (1838) by Kaspar von Sternberg; Dr. J. A. Tomaschek. Das Alte Bergrecht von Iglau, pp. 3-10 (1897), and Geschichte der Bohmischen und Mahrischen Bergwerke by J. T. Perthner, (Wien, 1780). 6 In this respect these mining laws bear a striking resemblance to the miners' rules and regulations which sprang up in the Western States following the discovery of gold in 1848. They were founded on custom and as they spread through the other mining regions from their source in California they were modified in details but retained similar fundamental principles. 7 The writer is indebted to his wife, Rachel Vrooman Colby, and to Mr. W. J. Aschenbrenner for invaluable assistance in the translation of the Germanic authorities which form the source for this presentation. Some idea of the difficulties encountered in translating the Old German works may be gained from the fact that ten different German dic- tionaries devoted exclusively to mining terms were consulted. The German works consulted are: Die Vermessung der Langenfelder, by von Hatzfeld, Oberbergamtsmarkscheider in Bonn, published in Zeit- schrift fur Bergrecht, (1899), Vol. 40, pp. 418-441; Commentar uber das Bergrecht, by Chr. G. H. Hake (1823); Anleitung" zu den Rechten und der Verfassung bey dem Bergbaue im Konigreiche Sachsen, by Kohler (1824); De jure Quadraturae Metallicae, by S. A. W. Herder EXTRALATERAL RIGHTS feld or Streichendesfeld, because the claims were measured along the strike of the vein by long measure or Langenmasz, was the class of mining claim which exercised the extralateral right. The Geviertefeld or Seifenfeld or Quadratmasz, was a squared claim which was bounded by vertical planes passed through its exterior surface lines. The latter class of claims was employed to cover placer deposits and mineral deposits of great width with no regular strike or dip and also flat or bedded veins called Flotze which dipped at an angle of 20 or less, measured from the horizontal. 8 The measuring or squaring (Vierung) of the Ldngenfeld 9 and of its extralateral right was an involved process. There was first a temporary or superficial measurement to fix approximately the boundaries so that other prospectors might know what ground was free to locate. When demand was made by a claimant or his adjoining owners, and the mine workings sufficiently extended to enable the measurements to be made, the formal squaring took place which established the boundaries definitely and finally. The surveyor first determined the main strike of the vein and marked this line out on the surface. The discovery shaft was the cus- tomary starting point and an attempt made to average the natural changes of the strike of the vein, usually resulting in an assumed middle line from which the lateral measurements of the surface boundaries were made. 10 An equal distance was thus meas- ured each way along the top or apex of the vein from the dis- covery point and the two terminal or end points of the length taken on the vein marked. These L'dngenf elder varied in length in different mining districts. As a rule the Fundgrube or discoverer's claim was 42 Lachters in length and adjoining claims or Maszen 28 Lachters.. The total legal width of the claim on the surface was (1839). These are the recognized authorities on the German extra- lateral right. Other authorities too numerous to mention were also con- sulted. There has been very little material descriptive of the Germanic extralateral right published in English. Raymond in his excellent review of the mining laws of the world appearing in Mineral Resources, 1869, Part II, "Relations of Government to Mining/' pp. 173-250 mem- tions it briefly, p. 195. 8 In some districts the angle was 12 and in others 15. 9 The measuring of the claim was called the "Vierung" or squaring of the claim because the unit of measurement was usually a "Lehen", an ancient measure which was a square measuring 7 "Lachters" each way. 10 This is somewhat analagous to the "lode line" of American mining locations. 366 CALIFORNIA LAW REVIEW usually 7 Lachters, 11 which was divided either equally on each side of the vein, or the entire width could be taken on one side in special districts. The measurements were usually made from the walls of the vein, leaving the vein free in the middle, though in earlier times they were made from the middle of the vein. This was called the squaring of the claim and must not be confused with the squaring of the vein itself which was a distinct measure- ment. The squaring of the claim resulted in a definition of the surface area which the claimant was entitled to control. 12 After a squaring of the claim on the surface had taken place it was necessary to determine what was the measure of the right to mine on the vein extralaterally. The longitudinal limits of this extralateral right were variously determined. There seems to have been a lack of explicit legal regulation of the manner in which this should be done and few data are found in the literature on this subject so that in practice much doubt and many conflicting views arose as to which legal principles should apply. 13 The procedure of measurement varied with the conception of the principle adopted in each case. The measurement most commonly employed was to pass a vertical plane through each marked end point of the vein at the linear extremities of the claim and at right angles to the general line of strike or average course of the vein, and extended into depth. These parallel planes constituted the longitudinal boundaries or end line planes of the Langenfeld, between which the vein could be worked extralaterally and to infinite depth. 1 * 11 A "Lachter" is 67.5 inches. Hoover's Agricola, note, p. 78. 12 Those who are familiar with the early mining history in the Western states of the United States will appreciate that this funda- mental idea, so prominent in the measuring of the claim in Germany, of having the right to a certain length of vein which should control the laying out of the surface boundaries was quite widely accepted as being in force here. (Lindley on Mines, 59, 573). Later the courts held that the actual position of the vein did not control the boundaries and the locator was only entitled to whatever length of vein he included within his surface lines. (Flagstaff Min. Co. v. Tarbet (1878), 98 U.S. 463, 25 L. Ed. 253). In Germany the vein remained the controlling element until a formal squaring of the claim had taken place which might not be for several years. In the United States the surface boundaries became the prime factor and the acquisition of the vein was subordinated to those boundaries. 13 It is interesting to note that also in England the mining laws of Derbyshire and in the United States the mining Act of 1866 both failed to prescribe any rule for establishing the longitudinal or end boundaries of the extralateral segment of vein that attached to a mining claim. 14 It is a striking coincidence that under the Act of 1866 where no specific provision was made for measuring the extralateral right the EXTRALATERAL RIGHTS Another measurement employed in some instances was called the Ball or Waterdrop method. This limitation was ascertained by passing vertical planes through the lines which would be established if we imagine the path of a ball or drop of water running down the plane of the inclined vein from each of the end points of the claim. If the strike of the vein changed materially in depth this would naturally produce curved or bent bounding planes. Another method consisted in ascertaining the end points of the lode at the surface by measuring out the length of the claim in both directions from the discovery point, following the lode in all its windings and variations, for this purpose, and then projecting these end points downward from level to level using the true dip of the vein to determine the projection. By connect- ing this series of projected end points the longitudinal boundary of the extralateral right was ascertained. There were still other methods used for determining the end boundaries but in modern times the measuring of these at right angles to the main or aver- age line of strike became the general rule. 15 The squaring of the vein or lode itself added to these complica- tions. This squaring was considered much more important and was given preference over the squaring of the claim, for the latter had more to do with fixing surface boundaries. The square of the vein or deposit accompanied the lode in depth in all its variations and directions and at an equal distance therefrom. If we imagine two planes, one on each side of the vein and equidistant from it and following it in all its undulations and turnings in both strike and dip into unlimited depth we have the artificial limits within which the miner could mine and follow his main vein and if his claim was the senior in time he was entitled to any other veins or por- tions of veins which happened to exist between these artificial American courts arrived independently at the same general result. Mr. Justice Field in Eureka, etc. Co. v. Richmond, etc., Co. (1877), 4 Sawyer 302, Fed. Cas. No. 4548, said: "Lines drawn vertically down through the ledge or lode, at right angles with a line representing this general course (of the vein) at the ends of the claimant's line of location, will carve out, so to speak, a section of the ledge or lode, within which he is permitted to work, and out of which he cannot pass." And Mr. Justice Temple in Argonaut Min. Co. v. Kennedy Min., etc., Co. (1900), 131 Cal. 15, 28, 63 Pac. 148, 82 Am. St. Rep. 317, used the following language: "Planes through the lode at the end lines of the location at right angles to the general course would impose the required limita- tion upon the rights of the locator along the lode." 15 Zeitschrift fur Bergrecht, Vol. 40 (1899), pp. 430-431. 368 CALIFORNIA LAW REVIEW bounding planes. If at any particular place in the main vein it became necessary to ascertain where these imaginary boundaries would fall, a point was taken on the wall of the vein and a straight line passed through it conforming to the general dip of the wall of the vein at that place and there was also passed through the same point and at right angles to the dip line a straight line conforming to the general strike of the vein at that place. At the point of intersection of these dip and strike lines a third line perpendicular to both the others was erected and extended out into the country rock away from the wall of the vein for the lawful distance and the extremity of this line would give the position of one of the imagin- ary bounding planes of the Langenfeld at that particular point. In other words the width of the territory within which the miner was permitted to work in his extralateral mining was measured from each wall of the vein out into the country rock and at right angles to the wall. This distance was commonly 3^2 "Lachter" in the hanging and the same distance in the foot, i. e., on each side of the vein. In some districts the entire width could be taken on one side of the vein. The total width varied from 7 even up to 500 "Lachter" in some cases. Usually where the width was great it was measured from the vein on a horizontal plane instead of per- pendicularly from the walls of the vein. The intersection, branch- ing, faulting, pinching out of lodes within these imaginary planes and the consequent conflicts which arose between junior and senior extralateral claimants gave rise to the innumerable law suits and vexations litigation which finally resulted in the abolition of this class of claims. In the case of the Geviertefelder or squared claims with vertical boundaries, mining was sometimes confined within these vertical limits to a particular vein or bedded deposit with the right to mine a specified distance into the hanging and foot walls and the right to mine on underlying or overlying veins granted to other claimants. Complications naturally arose in such cases when the identity of the particular deposit was doubtful or destroyed, etc., and claimants of other deposits contested the right to continue mining. There is a general impression that the extralateral right is a thing of the past in Germany. It is true that in many of the mining districts the extralateral right was abolished commencing in the early part of the nineteenth century and that the general mining law of June 24, 1865, operated to abolish it completely, but EXTRALATERAL RIGHTS 369 existing vested rights were recognized. Owners of these Ldngen- felder carrying extralateral rights were given the privilege of changing to Geviertef elder or claims with vertical boundaries. In spite of the fact that the procedure for making the change was simple, many Ldngenf elder claimants either did not desire to make the change or were unable to do so because their claims were so situated with reference to one another that it was impossible to readjust them. As a consequence, there are still in existence in Germany today thousands of claims possessing extralateral rights and complicated cases involving the exercise of these rights are of not infrequent occurrence. As one of the writers on this subject states, "This is the inevitable result of the characteristic legal nature of the Ldngenf eld and its dependence on the changes of the deposit." 16 It is his opinion that while these claims may have had some usefulness under simple mining conditions, the incalculable changes in strike and dip of the mineral deposits gave rise to an excessive number of controversies and finally brought about the abolition of the law granting these rights so far as concerned initiating new rights. This action of the Germanic States in "abolishing the extra- lateral form of claim after it had been in operation for over six centuries is cited as one of the strongest arguments in favor of similar action being taken by the United States. While there are the same general underlying reasons here for such a change, any- one familiar with the German form of extralateral right with its much greater complexities and its earlier indefiniteness with regard to its longitudinal measurement in depth will appreciate that there was far greater justification for such action in Germany. The American extralateral law with all its complexities is compara- tively simple. Here we have surface claims the boundaries of which are defined and which only depend in a minor degree upon the position of the mineral deposit. Subsequent development showing that the claim does not conform to the position of the vein will not necessitate readjustment of boundaries. 17 Under the Germanic law, the surface boundaries of the claim were usually 16 Zeitschrift fur Bergrecht (1899), p. 419. The measuring of Lang- enfelder, by von Hatzfeld, Mining Surveyor General in Bonn. There are ten mining districts in this jurisdiction where there are extensive mining operations being carried on in these Langenfelder there being over 3000 in the jurisdiction of this Surveyor General alone. "Harper v. Hill (1911), 159 Cal. 250, 113 Pac. 162. 370 CALIFORNIA LAW REVIEW dependent upon the ascertained position of the apex which might take years to establish, and meanwhile the claim was for its greater part a "float." Provision was made for a temporary ascer- tainment of boundaries but this only added to the complexity as the temporary survey yielded to the later permanent measurement. The rules for ascertainment of boundaries in the event the vein pinched out or split into branches or was faulted were also so involved that there is not space to discuss these complex and intri- cate features. Anyone familiar with the many intricacies and indeterminate features connected with the ascertainment of the Germanic extralateral right will appreciate that the American law with its definitely fixed surface boundaries and well defined extralateral planes passed through parallel end lines is simple by comparison. France. The extralateral right does not appear to have obtained a pronounced hold on the mining law of France though it existed there in a modified degree in the early days of mining under customary rights. 18 Aguillon says this system of granting inclined locations was abandoned in France in i8io. 19 However, while the mining law of the Empire, April 2ist, 1810, provided that in general the limits of a mining concession were to be fixed by vertical planes passed through a perimeter laid out on the surface, 20 there was nothing in the act to prevent their being inclined according to the formation of the deposit. The concessions may be granted by beds, i. e. following bedded and inclined deposits but this was not considered as regular. 21 Con- cessions of this character were granted in conformity to the "pre- judices and very unfortunate customs" of one of the mining districts that of Jemmapes. 22 While the extralateral right did not appear in France except in the cases noted, yet it is clear that the fundamental principle underlying this right, viz : the severance of the mineral from the surface was one of the prime characteristics of French mining law. 18 The writer is indebted to his wife for a portion of the translation of the material which forms the basis for this discussion. 19 Legislation des Mines, Etrangere (1891), Vol. II, p. 48. ;0 The Act itself provides that vertical bounding planes must be adopted "unless the circumstances and localities require another mode of limitation," Title IV, Section I, rule 29. L Halleck's De Fooz on the Law of Mines (1860), p. 120. 22 Exposition of the Law of 1810 by Count Regnault de Saint Jean- D'Angely. De Fooz, appendix C, pp. 250-251. EXTRALATERAL RIGHTS 37* The philosopher Turgot in a periodical of i^6g, 2Z urged that each land owner as a matter of natural equity should have the right to mine on his own ground and then to pass underneath in the subsoil of his neighbor without the latter' s consent and become the owner of the material which he extracted therefrom. 24 Dupont criticizes this system as an application to the mining industry of the celebrated doctrine of laissez faire which would result in the most complete anarchy a true subterranean war. 25 Curvelier criticizes the system as Utopian. 26 Practically all of the French philosophers and statesmen who have expressed themselves on the subject agree that there is noth- ing in common as far as ownership of the surface and of the mineral underneath is concerned. De Fooz says : The "nature of things", the "general principles of right", and "general utility" do not permit the surface to be confounded with that which is beneath. The surface may be divided ad infinitum and this renders its culture easier and more productive but mines are not divisible like the surface and their occurrence has nothing in common with the configuration of the surface. 27 Jousselin says mines have a conformation of their own which in no way depends upon the character of the surface and can be worked to advantage when they are treated in mass or in sections of certain extent, without reference to surface boundaries. 28 A vein which forms a mine may extend into the depth of the earth a considerable distance beneath surface properties infinitely divided among the surface owners. Which one of these surface owners ought to have the property in the vein? It is necessary in order to work mines to advantage to treat mines in mass, or in sections of definite extent determined by the position and character of the beds or veins. 29 Mirabeau concluded one of the most famous debates on the fundamental principles of a true property in mines which took place in the French Chamber of Deputies in 1791 by saying: "The oblique direction of a mine may in a short distance pass underneath a 23 Memoire au Conseil d'Etat. 2 *Naudi-er, Legislation des Mines (1877), p. 38. 25 Dupont, Legislation des Mines (1862), Vol. I, p. 5. 26 Curvelier, Legislation Miniere (1902), p. 5. 27 Halleck's De Fooz, p. 10. 28 Traite des servitudes d'utilite publique. 29 Report of Count Girardin on the Law of 1810. De Fooz, p. 10, note 2, and Appendix D, p. 259. 372 CALIFORNIA LAW REVIEW hundred different properties. We already know too well the scourge of war upon the surface of the globe; there is no need of adding to it the scourge of a subterranean war." 30 He also argued that the proprietary right of the surface owner could not possibly apply to minerals several hundred feet in depth. "They cannot be a complement to the soil, and are moreover, by their course, unfit to be included in a partition of the surface." He pointed out the fact that the surface proprietor seldom had the capital to develop a mine and if he did he might find the valuable part of the vein to be under his neighbor's property. 31 The surface overlying a mine may be fertile or barren, cultivated or unculti- vated and the owner thereof has done absolutely nothing towards the acquisition, increase or creation of the mineral wealth con- cealed thereunder. 32 De Fooz, therefore, concludes that as a matter of art, of right, and of interest the regalian doctrine ought to prevail over the narrow principle of private ownership and that mines and the outcrops of mines, i. e., the points where they rise to the soil belong to the nation rather than to the surface pro- prietor. 33 Napoleon at first opposed this idea because he interpreted article 552 of his famous Civil Code to grant to the proprietor of the surface everything beneath and the doctrine of a national property in mines would violate this principle of private ownership which he had already promulgated. The counter arguments advanced in the Council of State and already noted finally pre- vailed and in order to avoid the acknowledgment of defeat the Emperor resorted to a fiction, entirely his own, 34 "that mines are a new property; the right of working them forms a new wealth; and the property of mines does not exist prior to their concession." The famous French Law of Mines of April 2ist, 1810, was the out- come. 35 The surface proprietor was recognized, however, for he 30 De Fooz, p. 10, note 4 and p. 13. 31 Foreign Mining Laws, Vol. II, Part I, Transactions of the Min- ing Association and Institute of Cornwall (1888), pp. 35-36. 32 Compte, de la Propriete, De Fooz, p. 11, note 6. 33 p. 13. 34 A "real property separated from the surface is a conception abso- lutely new, which emanated from the genius who consolidates and aggrandizes each day the destinies of France." Report of Count Stan- islas Girardin, Appendix D, Halleck's De Fooz, p. 266. 35 De Fooz, pp. 37-42. EXTRALATERAL RIGHTS 373 was paid a small royalty or rental depending upon the area of sur- face required for successful operation. As a result of the careful analysis of underlying principles and searching debate which preceded the adoption of the French Mining Law by the Chamber of Deputies, it is ideal from a theo- retical standpoint. The mineral deposit is a property distinct from the overlying surface and the Council of Mines determines in each case, from the evidence produced, whether it should give preference in the granting of a concession to the discoverer, or the proprietor of the surface or to another applicant. The person or company best qualified to undertake the venture usually received the concession. The extent of the concession, within a maximum limitation, depended upon the character of the deposit and was determined largely by economy of operation. A perimeter was marked out on the surface and the concessionaire operated on the vein or mineral deposit within vertical planes passed through this perimeter. The owners of the surface within the perimeter con- tinued to cultivate or use the surface except such portions as were required for actual mining operations and for which portions com- pensation was paid. Other veins or bedded deposits within the perimeter might be excluded and granted to other parties, as the concession usually carried the right to mine only on one particular deposit or vein. When a concessionaire had mined to the limit of his concession an extension of the perimeter was usually granted him since economy of operation justified such a course. It will be apparent that these advantages of granting concessions to those best qualified to undertake the venture and of making the extent of the concession dependent solely upon the character and occur- rence of the deposit which was consequently not forced into claims of uniform and unvarying size and likely to be unsuited to the particular deposit is perfect in conception. This system embodies a fundamental feature of the extralateral right, viz: the right to mine on the vein without acquisition of surface ownership. While the other characteristic feature of indefinite pursuit of the vein in depth is lacking, the right to extend his perimeter in that direction was invariably granted to the concessionaire whose work- ings were most favorably situated for economic mining. While this system is ideal, considered from most angles, yet like many ideal systems its successful operation depends upon ideal circumstances. In a country like France, thickly populated and 374 CALIFORNIA LAW REVIEW with mining confined to comparatively well defined areas such a paternalistic surveillance as is exercised by the Council of Mines and the Engineers of Mines probably yields the best results, but in the Western part of the United States where the mining dis- tricts are sparsely settled and largely in remote and rugged regions, such a system would be impossible of administration. Walmesley says that the principal objection to the French system is "too much State control." 36 It is an interesting commentary on the urgent demand for a change in our mining laws to note that in 1889 a Commission of Deputies reported to the Chamber on the subject of revision of the French Mining law that the main object of legislation should be to free the mine owner of state control as much as possible; that England and the United States are in the almost complete possession of a law as wise in its simplicity as that which they indicate as the perfection of mining law; that everywhere the power of the State in such matters is being restrained; and that everywhere greater belief is being placed in private enterprise and industrial liberty and that it is a remark- able fact that the more this faith increases the more mineral wealth is developed. 37 The policy of severing the mineral from the surface and disposing of each separately is a most desirable feature, however, and it is regrettable that it was not adopted in the United States in the infancy of mining here. 38 England. In the main, the law of England on the subject of mines did not recognize any severance of the vein from the sur- face. The surface owner was entitled to everything found ver- tically beneath his surface, except royal mines, i. e. mines of precious metals, and these latter were of little importance in Eng- land. There were some noteworthy exceptions, however. In Derbyshire there existed a local mining law which was the outgrowth of ancient customs and regulations adopted by the miners themselves. It marked a wide departure from the ordi- nary conception of common law property rights. Under this law 3 Mining Laws of the World (1894), p. 50. 37 Walmesley, Mining Laws of the World, p. 52. 38 The severance of mineral from the surface and the policy of dis- posing of each separately has recently been adopted by the Federal Government in the case of public lands valuable for oil, coal, phos- phates, nitrates, potash, gas, and asphaltic deposits, etc. See 38 Stat. at L. 509; 35 Stat. at L. 844; 36 Stat. at L. 583; 37 Stat. at L. 105; 38 Stat. at L. 335; 37 Stat. at L. 497; and 37 Stat. at L. 687. EXTRALATERAL RIGHTS 375 the miner had a right to enter upon privately owned lands within certain districts to "dig, delve, subvert, mine, turn up all manner of Grounds, Lands, Meadows, Closes, Pastures, Moors or Marshes for Lead-ore .... dwelling-houses, Highways, Orchards or Gardens excepted/' 39 The first finder (discoverer) of a vein was entitled to two meers or measures along the vein and the lord who owned the ground to one meer and each locator thereafter to one meer. These meers were linear measurements along the apex of the vein at the surface and in different districts varied from 27, 29, 31, to 32 yards in length. Meer stakes at each end served to mark the possession. The width of the claim was a quarter cord or quarter meer measured either from the skirts (walls) of the vein or, according to the contention of the owner of the land, from the center of the vein. 40 Within this width the miner had the right to erect necessary mine buildings, store ore and waste, but all of this width that he did not need for these purposes belonged to the owner of the surrounding land for "it is not the land, but the necessary- privilege of working the mine that is granted the miner." 41 Some have questioned whether an extralateral right was granted by these customs and while there is no explicit language contained in any of the Articles to indicate that such is the fact, nevertheless their examination leads to the unquestionable conclusion that such a right did exist. The Articles provide for litigation work, inspec- tion of adjoining mines to ascertain if a trespass has been com- mitted, and penalty for trespass on another claimant's forefield. The descriptions of dialling (surveying) to ascertain whether a claimant had reached the limit of his possession also indicate the existence of the right. From these descriptions it is evident that the longitudinal limit of the extralateral right in depth is measured by vertical planes passed through each end of the claim at right 39 Houghton, Rara Avis in Terris or The Compleat Miner (1681), p. 14. For additional information regarding these unique laws see: The Compleat Mineral Laws of Derbyshire, Steer (1734); A Collection of Scarce and Valuable Treatises on Mines, etc., Payne (1738); The Miner's Guide, Hardy (1748); The Rhymed Chronicle by Manlove, etc., Tapping's edition (1851); Fodinae Regales, Pettus (1670); Bainbridge on Mines and Minerals, 6th ed. (1900); MacSwinney on Mines, 3rd ed. (1907). 40 It is interesting to note that the identical dispute as to the measurement of the width of the claim existed in Germany. Hake, Bergrecht, p. 146. 41 Mander's Derbyshire Miners' Glossary, p. 56. 376 CALIFORNIA LAW REVIEW angles to the general course of the vein. 42 The whole matter is set at rest, however, by the testimony of the barmasters or head min- ing officials given before the Royal Commission on Mining Royalties in 1891. The barmaster 43 of the wapentake of Wirks- worth or Low Peak in Derbyshire was asked what the owner of the surface received in payment from a claimant who staked out a claim on it for the purpose of prosecuting mining and his answer was, "Nothing at all .... The mining customs do not recognize the surface land at all; the mining laws recognize the veins so far as the grantor goes, but every man has as much room as is necessary for dressing (treating ore) in the field." 44 The barmaster of the High Peak when asked how far under- ground a miner might go as distinguished from the surface he required, answered, "he can go underground as far as he likes. Q. Can he drive his lode as far as he likes? Yes." 45 The Derby- shire extralateral right is the purest form of this right that exists. A certain length of vein is laid out on the surface and the miner has the right to follow this vein to unlimited depth between vertical planes passed through the ends of the claim at right angles to the course of the vein. 46 The vein was the principal thing and the surface an incident. In this respect, our Act of 1866 closely resembles the Derbyshire right. 47 There has been considerable speculation as to the origin of the 42 Houghton, Compleat Miner, pp. 94-101; Hardy, Miner's Guide (1749), pp. 142-150. As already noted, this is the same measure of the extralateral right that has been generally adopted in Germany and also in the United States under the Act of 1866, where in both cases the law was silent as to how this right should be measured. 43 In Germany the "Bergmeister" and in early mining in France the "bourgmestres" performed similar functions. 44 Third Report of the Royal Commission on Mining Royalties, p. 52. 15 Id., p. 54. 48 The Derbyshire rake-veins to which this measure was applied were, comparatively speaking, ideal veins, being nearly perpendicular, their hade or inclination being only one foot in ten and their course generally following a straight line. Mineralogy of Derbyshire, Mawe, pp. 32-33. Treatise on Ore Deposits, von Cotta (Trans, by Prime, p. 431.) The flat-veins of Derbyshire were taken up by claims 14 yards square. Houghton p. 2. 47 The writer is the fortunate possessor of a rare work a 1 so edited by Houghton (1694) entitled "Articles to Establish and Confirm Laws, Liberties, & Customs of Silver & Gold Mines in America . . . . " in which Houghton proposes that Parliament make mining laws sub- stantially similar to those of Derbyshire applicable to the English colonies in Africa and America. In view of the strikingly similar miners' customs which eventually sprang up in the Western United EXTRALATERAL RIGHTS 377 Derbyshire extralateral right. Hoover 48 believes that the law of this district is of Saxon importation. Blavier 49 says that the bye- laws of Derbyshire resemble the mining laws of Saxony. Smirke 50 states that many of the mining terms of ordinary use in Derby- shire correspond almost exactly with the Plait Deutsch terms of the German mines and that there is no difficulty in accounting for this when authentic records indicate the frequent importation into England and employment of German miners from 1271 down to the 1 8th century. 51 This view seems quite reasonable though Lewis in his work on the Stannaries intimates that the laws of the Derbyshire lead miners are customs dating back to a time beyond the memory of man and notes that Pliny refers to the fact that the lead miners in the interior of Britain are governed by certain rules of their own making. 52 This would antedate even Germanic influence. There is no question but that the Germanic impress is pronounced. That the extralateral right was an importation is doubtful, for if lead mining and customs dated back to the days of the Romans the exercise of that right had probably already taken place. It is the normal and natural way of mining on veins as steep in dip and as ideal in occurrence as are the rake veins of Derbyshire. The early miners with simple methods would pay little attention to surface rights which were comparatively value- less, except such limited portions as were required for their mining operations, and would merely stake out lengths of apex on the surface. There is no resemblance between the extralateral right of Saxony with its artificial planes in the hanging and foot walls of the vein accompanying it on the dip down into infinite depth and with a right to everything found between these planes, and the Derbyshire right to follow the vein only, subject to the condi- tion that if the vein branched and the separation continued for the distance of half a nicer, the branches were pronounced as two dis- tinct veins. So long as the Rither, 53 or strip of country rock lying States upon the discovery of Gold in 1848 this proposal is little short of prophetic. 48 Hoover's Translation of Agricola, note p. 77. 49 Jurisprudence des Mines, Vol. 1, p. 18. 50 Stannaries of Cornwall (1843) p. 94 note g. 51 See also Mander's Glossary of Technical Terms of Derbyshire Miners (1824) which notes a large number of words of Saxon and Teutonic origin and Raymond, Mineral Resources 1883-4, p. 996. 52 The Stannaries (1908) pp. 82-83. 53 The Saxon influence is seen even here for the word Rither is derived from the Saxon word "wrythan." Mander's Glossary, p. 60. 378 CALIFORNIA LAW REVIEW between the two veins "may be taken down by firing on the side, it is to be taken and reputed but for one vein, but in case the Rither be so thick that it cannot be taken by firing on the one side, and the Veins go so asunder, for half a Meer in length, then they are service- able to the Miner, as two distinct Veins," and each was required to be taken up in a separate claim. 54 The fact that in both Derby- shire and Germany the longitudinal or end limits of the extra- lateral right in depth were vertical planes at right angles to the general course of the vein might support the view of common origin were it not for the fact that this is the natural and obvious limit and that no other mode of measurement is logical under the circumstances unless we invoke the parallel end line measurement of our federal act of 1872. The lead miners in the forest of Mendip also mined under old customs which were not as complete in detail as the Derbyshire laws but similar in many respects and undoubtedly contemplating extralateral rights. The extent of the miner's or grovier's right to mine on the vein was ascertained by his standing "to the girdle or waste" in his groof or mine working and heaving his "hacke" or pickaxe "two ways after the rake" or vein. In modern language the miner stood waist deep in his discovery shaft and threw his pickaxe in each direction along the apex of the vein both for- ward and backward "as the chyne or rake goeth." This determined the extent of his boundaries. 55 The lead deposits of Alston Moor were also another center of free mining with "liberties and Customs" similar in some respects to those just noted. 56 In the famous Forest of Dean only male persons born in the hundred of St. Briavels and who had worked a year and a day in B* Houghton, Article XXXIV, p. 37. 55 Smirke in his work on the Stannaries, p. 127, note c, makes the comment that this is a curious instance of the "Hammerwurf" of Teutonic antiquity and (p. 128, note e) has its parallel" in the arrow flight of the Bohemian "montani" and in numerous instances cited by Grimm, Alterthiimer, etc. In the Dean Forest (p. 132) "the pit (mine working) shall have such liberty and franchises that no man shall come within so much space the miner may stand and cast so far from him redding (ridding?) and stones with a bale, as the manner is; and shall have his marks pertaining to the said pit." The Laws and Orders of the Mendip Miners, commonly called Lord Choke's Laws are also found in a work on the County of Somerset by Billingsby (1797)) p. 23 seq. 66 Lewis, pp. 79-80; Smirke pp. 124-5; The Mining Districts of Alston Moor (1833), Sopwith, p. 19. EXTRALATERAL RIGHTS 379 a coal or iron mine were Free Miners and entitled to take up or "gale" these mines in the forest. 57 These Free Miners met at the "Speech House" and regulated the operation of their own laws and customs. In galing or granting the right to mine the gaveller (mine official) fixed a starting point and no other limit was assigned. No gale could be granted to another within 100 yards of this starting point. This distance was later increased till it reached 1000 yards. Since contiguous claims had no definite boundaries it became a matter of contention, or a "race of dili- gence" as our federal court has expressed a similar situation here, as to which miner could first obtain possession of the intervening ground by extending his workings. 58 These workings might be carried to an indefinite extent "as far as the vein extends" unless interrupted by another working. 59 Because of this great uncertainty as to ownership Parliament intervened and a Com- mission was appointed in 1838 which awarded definite boundaries to all legitimate claimants, and followed the ancient customs as far as possible, confining a claimant to one vein or bed and "under- lying or other veins not so awarded or galed may be galed to other parties." 60 Spain and Spanish America (Peru and Mexico). The fabulous wealth of the mines worked under Spanish rule, particularly in her possessions in the New World, stimulates our interest in her min- ing laws. While we would naturally expect Spanish laws to reflect the influence of the civil law, we find little impress on her mining code from this source. In making an analytical study of the Spanish mining laws one is struck by the similarity of many of the pro- visions to those of the early Germanic mining codes, especially the 57 Dean Forest Award, Sopwith (1841); Laws of Dean Forest, Wood (1878). 58 "When parties under different gales were approaching each other, they might proceed until their mattocks should meet." Fourth Report, Dean Forest Commissioners, p. 8. 59 Early Germanic mining claims were also unmeasured areas, the only regulation being one which forbade too close an approach to a neighboring claim, Lewis, 163 note 4. 60 Sopwith, 167, 202. Free Miners also worked quarries of stone in the Forest of Dean, the lines of each gale or claim being parallel and at right angles from that side of the hill where the work first commenced. The Miner could not work laterally outside of those boundaries "but he may depart from the original horizontal line to suit the dip of the stone. The application of these rules is termed squaring the hill." Fifth Report of Dean Forest Commissioners, p. 73. 380 CALIFORNIA LAW REVIEW right of free mining, i. e., the right of the individual to go upon crown lands or even lands belonging to others and upon making a discovery of mineral becoming entitled as a matter of right to the possession of a mining claim including the discovery. But the similarity is accounted for when we learn that in framing the min- ing ordinances of Spain "recourse was had to the laws of Germany." 61 Article 5 of the Spanish mining ordinances of 1559 referred to by Gamboa as the "old ordinances," provides that, "Whereas, by not designating the limit and space which the Mines that shall thus be discovered are to have, there may result great confusion, differences and lawsuits; and the first discoverer may pretend that his Mine and the right which by discovery may belong to him, cover and include the whole extent and continuation of the metallic vein, and that in the whole of such extent and continuation no person can interfere to prospect, search or work, from which may result great embarrassment and inpediment to the discovery, and working and development of said Mines," therefore, the article provides, the Mine or pertenencla to which a discoverer is entitled shall have definite surface boundaries, viz : 100 varas long and 50 varas wide. 62 This provision would seem to have eliminated the exercise of any extralateral right and this is further borne out by Article 29 which provided that if Mines are staked out on the sides of another mine whose boundaries are already defined, because it appears that the vein inclines from the latter and may enter these side claims, the Court shall protect these side claimants and shall not permit the person who owns the mine from which the ore inclines, to follow the vein into these adjoining claims. However, Article 30 also provided that if the boundaries of the mine from which the ore inclines are not already defined by the official survey and staking or if the ground into which the ore dips is not already claimed, then in either case the owner of the mine "shall be at liberty to continue to follow the said ore although 61 Comentarios a las Ordenanzas de Minas, Gamboa (1759), p. 6; See also Heathfield's translation (1830) p. 8. These Commentaries by Gamboa constitute the classic work on mining law in Spanish. See also Smirke, Stannaries of Cornwall, p. 84 note z, where he states that, "The German system of jurisprudence on the subject of mines has met with general acceptance throughout the Continent of Europe, having been adopted in Russia; in the countries around the Baltic; in Spain; and in the extensive settlements of the latter country in America." 62 Mining Laws of Spain & Mexico, Halleck (1859), p. 13. EXTRALATERAL RIGHTS 381 he may go outside of his pertenencia." 63 This latter provision clearly recognizes a limited exercise of the extralateral pursuit. 64 Ordinance XXX of the Spanish Mining Code of 1584, referred to by Gamboa as the "new ordinances", provided that if the ore in any mine shall be continuous with the ore of any other mine "and the two mines shall become one, in the depth; the miner who shall have first sunk and made his way into the other mine," shall be entitled to the ore until the owner of the adjoining mine compels him to establish his boundaries. If it is found that he is outside of his true boundaries he must withdraw, but he is still entitled to the ore he has mined from the other's pertenencia, "inasmuch as he has acquired a right to it by the care and diligence used in work- ing with more activity than his neighbor." The ordinance also provided that if a person took a pertenencia contiguous to the mine of another and there is no vein disclosed therein or if there is one and it contains no ore, but the claimant works "merely with the intention of profiting by the ore of his neighbor when he shall get within his boundaries" he acquires no rights "even though his neighbor's ore should take its course within his pertenencia; and our mining judges and justices shall determine it so, and shall not allow or permit such mines, not being upon a vein or ore, to be worked." 65 It is quite evident that the foregoing provisions create and protect a modified form of extralateral pursuit. Gamboa comments that "Of all the ordinances contained in the new code, or the old law, there are none more difficult, or which have been more frequently the subject of litigation in the courts than this." 66 He states that when the vein extends outside the per- tenencias of adjoining owners into unclaimed ground, each owner is entitled to work freely through the virgin ground upon the dip of the vein beyond his own limits and whenever the workings of rival claimants in this common ground meet a guarda-raya or boundary monument should be established beyond which neither could pass. 67 Cases of this character gave rise to extensive litiga- tion and a famous contest arose in the mining district of Guan- 63 Halleck, pp. 29-30. 64 See, Heathfield's Gamboa, pp. 17-43. 65 Heathfield's Gamboa. pp. 14-15. 66 Id. pp. 17-18. 67 Id. p. 25. Gamboa notes that this provision of the new ordinance repeals the policy of the old ordinance of confining a miner to his own boundaries but that this new provision is based on the desire of the sovereign to increase the amount of his royalties and also to reward industry and diligence, pp. 31-32. 382 CALIFORNIA LAW REVIEW axuato where Count de San Pedro del Alamo insisted that the underlay (dip) of the vein which apexed in his Santa Anita mine "was infinite in extent", that "the vein was his property, as far as it extended upon the underlay as being one and the same vein: and that as, when the vein, being what is called a deep vein, proceeds perpendicularly downward, the miner may work on to the antipodes, or to the infernal regions, as Amaya says ; so, if the vein be inclined, its whole extent upon the underlay is granted to the miner." The proprietors of an adjoining mine who had first occupied the vein in dispute outside their boundaries in common ground, insisted that the ordinances contemplated such mining and that boundary marks were to be erected underground wherever their workings met. This latter view was upheld by a decree of the royal audiencia in 1749. The miners of this district had previously contended that the surface limits alone were to be within prescribed boundaries but insisted that the miner might work to an unlimited extent under- ground, whereupon in 1739 an order was issued that the property of the vein is not granted to an indefinite extent on the underlay and that the underground limits of the mine must correspond vertically with the surface boundaries. The only exception is that already noted which permits a miner to follow a vein into unclaimed ground. 68 The early Spanish mining laws applicable to Peru provided that "if the principal vein of a mine should take its course without another's limits, it may be followed up without any impediment." If a vein divided before taking its course within the boundaries of a neighboring mine, the owner was required to select one of the branches as his principal vein which he could follow into his neigh- bor's ground. Gamboa notes that these regulations conform to the practice in the mines of Germany. 89 The ordinance of 1783 materially changed the Spanish mining law. 70 Article I of Title VIII states that uniformity of size of surface claims cannot be observed underground and at the same time equality between claimants preserved, for the inclination of the vein with the plane of the horizon makes the amount of vein 3 Id. pp. 26-31. 69 Id., pp. 42-43. See also, Gazophilatium Regium Perubicum, Escalona (1675) Lib. II, Part II, Cap. I. 70 These ordinances are set forth in full in Halleck's Mining Laws of Spain & Mexico, pp. 189-315. EXTRALATERAL RIGHTS 383 material included within the pertenencia greater or smaller and it may well happen that when a miner after great expense and labor, reaches the boundaries of his claim where the vein begins to be rich, an adjoining owner, who has placed himself at that point with more cunning than labor, may compel him to stop working further "so that from this arises one of the greatest and most frequent causes of litigation and dissension among miners." 71 As a result, the new code provided that each miner is entitled to 200 Castillian varas which are called de medir (long or running measure) along the, thread, direction or course of the vein taken on a level. To square the claim a rectangle was formed by taking 100 varas on each or either side of the vein, if the vein were vertical, and this width increased as the dip of the vein might flatten till the claim attained a maximum width of 200 varas for veins dipping at an angle of 45 or less. The ordinances voiced the opinion that by the time the vertical boundaries of the claim were reached the vein will have been considerably exhausted. Article 14 referring to the permission granted under the former law of 1584 to enter another mine and continue following the vein until the owner of the other mine can extend his workings so as to stop the adverse entry, states that it is "the most fruitful cause of the bitterest law suits, dissensions and disturbances among miners" and the adverse entry occurs more often through fraud or accident rather than as the result of merit or industry. There- fore, entering the pertenencia of another is prohibited. Article 15 provides for an exception, however, and if a miner pursuing his working fairly and following his vein reaches the pertenencia of another or discovers there a vein undiscovered by the adjoining owner, he shall be obliged to give such adjoining owner immediate notice and thereafter share equally with him all that he may extract from the adjoining pertenencia and for failure to give such notice of invasion of the other's territory he lost all right to the ore taken out and also paid double its value as a penalty. The other owner could stop this invasion at any point that his own workings encountered the invader's. Article 16 continued the right to follow the vein into unclaimed 71 In the light of the present day criticism of the extralateral right, it is amusing to note that 'this ordinance attributes excessive litigation to the inflexible vertical boundary system. Dissatisfaction with existing conditions and enthusiastic conviction that a change will result in complete relief, is a common characteristic which is not confined to the present day. 384 CALIFORNIA LAW REVIEW adjoining territory but compelled the denouncing of a new adjoin- ing pertenencia covering the vein. Article 17 confirmed each owner to that portion of the vein included within his boundaries and specifically denied the right either to the discoverer of the vein or to the owner of the apex to "claim it in its whole extent, or wherever it may happen to be." This was the mining law in force in Mexico from 1783 up to the time of the discovery of gold in California. Raymond 72 makes the comment that "this law is remarkable for an attempt to reconcile the two systems of square and inclined locations by an elaborate grad- uation of the size and shape of the surface claim according to the dip of the vein." He points out the impossibility of administering such a law in accordance with the facts, for an opening 10 yards deep was required to determine the dip of the vein which was then errone- ously assumed to follow a uniform course and dip. 73 The ordinances of 1783 have long since been superseded by mining codes which have abolished the graduated forms of claims. Italy (Neapolitan States). Article 15 of the Act of 1826 per- mits the worker of a mine which has been opened on one property to follow it into an adjoining property without the owner of the latter being able to prevent him; but in this case the latter has a right to be compensated, such compensation to be mutually agreed on or fixed by the arbitration of a judge. Apparently this right was only applicable to mines worked under private grants. 74 Belgium. The mining laws of Belgium are based on the French code. In Liege adventurers appear to have had rights under cer- tain circumstances of following seams and beds. 75 Australia. The local court regulations of Maldon of March 6, 1857, provided that the width of a claim should be 100 feet on each side of the line of the reef with the dips and angles of all reefs 72 Mineral Resources (1869), p. 196. "Id., p. 198. Walmesley, Mining Laws of the World (1894) p. 106. The author makes the comment that this "right seems to be analogous to that which is recognized by the law of the United States of America." The mining laws of the various states of which Italy is composed vary materially, so each must be studied by itself. In Piedmont the resem- blance to the mining law of France is marked, while the Austro-Hun- garian influence, which is essentially Germanic in character, is evident in Venetia. Walmesley, pp. 95, 109. 75 Walmesley, p. 120. See also De Fooz. EXTRALATERAL RIGHTS 385 within the boundary and the right to follow them to whatever distance they might dip. 76 In New South Wales the mining regulations of August 5, 1858, provided that: "Miners occupying any portion of a quartz reef or vein shall be entitled to follow and work it in any direction that such reef or vein may take Provided .... that when any reef, vein or bed of quartz shall lie nearly horizontal, or at a less angle with the horizon than 20, 77 the holder of any claim shall be only entitled to follow such reef, vein, or bed of quartz in the direction of the dip, for a distance not exceeding 50 yards from the point where they commence to sink in search of any such reef, vein, or bed of quartz/' 78 These extralateral provisions were probably patterned after the miners' customs of California, since California miners are known to have taken a leading part in this early mining in Australia. The use of the terms "dip and angles" is similar to language employed here by the early miners. Where the vein was inclined, the limits of a claim were determined by establishing a base line passed through the "peg" or discovery point on the apex of the vein and "another point visible and as distant as possible on the known line of the reef" or in case the position of the reef (vein) was not sufficiently known, an arbitrary point was selected and from this base line right angled lines were extended out in the direction of the dip of the vein. This method of denning boundaries within which the miner could work is almost identical with the plan which was later adopted on the Comstock lode for the settlement of dis- putes over boundaries. 79 In 1862 the regulations were altered so that a claim had a width of 100 yards and the owner was entitled to all veins found therein, 76 Law of Gold Mining in Australia and New Zealand, Armstrong (1901). 77 If this provision was not suggested by the Germanic extra- lateral law, it is at least the strongest kind of circumstantial evidence, for in most of the mining districts of Germany veins that dipped at an angle of less than 20 were termed Flotze and no extralateral right could be acquired to such deposits. 78 See, Mining Laws of Australia and New Zealand, Veatch (1910). 79 A very interesting volume entitled, "The Law of the Apex," by Kenny has recently appeared, (1914), in which the author advocates the adoption of a similar plan of measurement in the United States in place of the present system of parallel end lines under the Act of 1872. There is considerable reason underlying the suggestion, for it doubtless affords a more logical division of the vein than any other system which could be devised, but the conception is based on ideal vein conditions and does not take into consideration geological complexities. 386 CALIFORNIA LAW REVIEW , instead of one vein only as under the former act, and could follow any reef into unoccupied ground. 80 In 1866 the system of vertical boundaries was adopted because the extralateral system was "found to lead to disputes/' In other parts of Australia the locator along the apex of the vein had a preferential right to acquire "frontage claims" overlying the dip. This is analogous to the extension of the mine perimeter in the direction of the dip under the French law. In Western Australia under existing law, individual leases are granted of areas necessary to work the reef to a depth of 3000 feet and if the mineral is gold the length along the outcrop of the reef shall not exceed 66 chains, and if mineral other than gold the distance along the outcrop shall not exceed 90 chains. This right to mine in depth is virtually equivalent to the exercise of an extra- lateral right. Rhodesia. All property in minerals and mining rights in Rhodesia has been granted by the Crown to the British South Africa Company. The system of mining law in force there was adopted in 1903 and is largely copied from the American law. 81 A "reef claim" is a parallelogram 150 feet in length along the course of the reef with a width of 600 feet at right angles to the length. A "block" is a group of not to exceed ten contiguous reef claims thus forming a parallelogram 1500 by 600 feet, the exact size of a lode claim under American law. The "extralateral right" is defined in the ordinance to be "the right of following a reef on its dip in any block beyond the limits of the vertical block." The "course of a reef" is defined to be a line on the surface marking the inter- section of the center of the reef with such surface. If the reef were "blind," i. e., situated below the surface the points where it approached closest to the surface were projected vertically upward. This is the "course of the apex" or "lode line" of the American law. The miner had the "extralateral right of pursuit of such portions of his discovery reef on its dip outside the limits of his vertical block as are comprised between vertical planes indefinitely extended and passing through the end lines of his block." 8 Canada (British Columbia). The various provinces of Canada have adopted the vertical boundary system of mining law but 80 Here we have a provision similar to those contained in the Spanish Mining Codes already noted. 81 Mining Law of the British Empire, Alford (1906), p. 197. 82 The striking similarity of this law to the American Mining Law is evident. The trial of the first important case involving the extra- EXTRALATERAL RIGHTS 387 British Columbia in 1891 passed a mineral act, section 31 of which provided that: "The lawful holders of mineral claims shall have the exclusive right of possession of all the surface included within the lines of their locations, and of all veins, lodes and ledges throughout their entire depth, the top or apex of which lies inside of such surface lines extended downward vertically, although such veins, lodes or ledges may so far depart from a perpendicular in their course downward as to extend outside the vertical side lines of such surface locations," etc. 83 The section also provided that if a location were laid crosswise of a vein instead of along its course the locator secured only so much of the vein or lode as it crossed and the side lines became the end lines for the purpose of defining extralateral rights. A location was deemed to be laid crosswise when the angle made by the center line of the location and the general course of the vein was greater than 45 degrees. This section of the Act was repealed by Section 2 of the Amendment Act of 1892 which provided, 8 * that "The owner of a mineral claim shall be entitled to all minerals which may lie within his claim, but he shall not be entitled to mine outside the boundary lines of his claim continued vertically downward." Subsection b, preserves rights of locations under the former acts. 85 As a result of this brief period during which the extralateral right was sanctioned, rights to a number of such mining claims became vested. The British Columbia reports indicate that several cases have arisen where these rights are involved. Central and South America. Many of these countries, notably Uruguay, Venezuela, Nicaragua, and Honduras, have features copied from the Spanish law, either permitting a claimant to mine on the vein into the subsurface of his neighbor and accounting to the latter for one half of the net proceeds of all ore extracted lateral right feature of Rhodesian mining law to be brought to England was recently concluded in London. The Amalgamated Properties of Rhodesia brought suit against the Globe & Phoenix Gold Mining Company Ltd. for the recovery of approximately $1,000,000, alleged to have been wrongfully extracted from the John Bull claims. The case turned largely on geological facts and the usual array of expert talent characteristic of such cases was present. The writer is indebted to Mr. H. W. Turner for the clippings of the London papers reporting the proceedings. 83 This is identical in language with the Act of 1872, 2322 U. S. Rev. Stats., from which it was unquestionably taken. The writer is informed that British Columbia first adopted the extralateral right in 1882. 84 15, subd. a. 85 Centre Star Mining Company v. Iron Mask Mining Company (1898), 6 British Columbia Cases, 355; Martin, Min. Cases 267 note, and pp. 629-630, 681-682. 388 CALIFORNIA LAW REVIEW but subject to being stopped from further working whenever the neighbor reaches the trespass workings, or permitting a claimant to enter the subsurface of abandoned or unclaimed subsurface with the right to denounce an adjoining claim in such direction. Of greater interest are the Mining Regulations of British Guiana of 1887 which give the right to follow veins throughout their entire depth where the apex is included within the surface boundaries of the claim but the right of such outside pursuit is confined between vertical end line planes. There was an addi- tional privilege putting a premium on the one who first com- mences working on the vein extralaterally. Our federal mining Act of 1872 is clearly responsible for the main extralateral feature. 85 * There are doubtless other parts of the world where the extra- lateral right or some modification of it has at some time been exercised. 86 The attempt has been made to include in this article all the examples of the exercise of such a right that have come to the writer's attention. In many of the other countries such as China, Russia, etc., it has been quite customary to secure a concession to a mine which includes the entire vein and there would be no neces- sity for adjusting rights between adjoining owners. Sufficient examples have been presented to indicate that there has been -a powerful tendency at work based on fundamental reason and natural law to segregate the mineral bearing vein from the surface, and to grant the vein to the miner. Instead of confining him to inflexible surface boundaries extended downward vertically, the tendency has been to make these boundaries more elastic so that he could, in the interest of economy and justice, follow down on his vein, which is the principal thing sought, and which has no logical rela- tion to the overlying surface. The surface ownership was usually segregated from the underlying mineral and vested in another who might be devoting it to agricultural or other pursuits. This sever- ance is in line with the highest economic use of natural resources and embodies the modern conception of conservation. The surface was frequently used for convenience in marking out a perimeter merely to place a limit on underground workings, but the perimeter ssa "Mines and Mining Laws of Latin America, published by the Bureau of the American Republics, April 1892. 86 Mr. Horace V. Winchell mentions Sweden as one of the countries where the extralateral right was operative for a time. Report of Meeting of the Mining & Metallurgical Society of America, December 1915. Reprint, Senate Document No. 233, 64th Congress 1st Session, p. 57. EXTRALATERAL RIGHTS 437 could be varied or extended according to the nature of the deposit, and as underground development might indicate was most equitable and economic. Frontage claims also accomplished the same object. The pure type of extralateral right has unquestionably given rise to a vast amount of litigation, and this fact has resulted in its abolition in most countries where it formerly existed. In a subsequent article the writer plans to trace the growth and operation of the extralateral right in the United States and to call attention to some serious problems which must be solved in the event that it is abolished. Win. E. Colby. Berkeley, California. Volume IV. SEPTEMBER, 1916 Number 6 II. THE ORIGIN AND DEVELOPMENT OF THE EXTRALATERAL RIGHT IN THE UNITED STATES. THE discovery of gold in California in January of 1848, brought about the birth of a distinctive American mining law. Theretofore, no general mining law was in force in the United States and the few Acts of Congress on the subject were local in character, applying only to the lead and copper de- posits of the Middle West, and were not based on any well defined policy. The general tendency was to place mineral lands on the same basis as agricultural lands. 1 There was no trace of any exer- cise of an extralateral right to be found in any of these early laws. The news of the finding of the fabulous gold fields of Cali- fornia spread around the world like wildfire and miners from every part of the globe flocked to the new Eldorado to share in its treasure. Miners came from the lead mines of Illinois and Wis- consin, from the copper mines of Michigan, from the gold mines of Virginia, Georgia and the Carolinas, from the tin mines of Corn- wall, the lead mines of Derbyshire, the silver and copper mines of Germany, the silver and gold mines of Mexico and Peru, and in fact from every known mining community. They brought their varied experience and were joined by countless others who had no previous mining experience of any sort. 2 It must be borne in mind that no general mining law was in force in this new territory. Colonel Mason, the military governor of California in 1848, issued 1 Those who are interested in the early history of mining law in the United States will find an excellent presentation in Lindley on Mines, (3rd ed.), 28-36. See also Donaldson, The Public Domain (1883), pp. 306-309. 2 The fascinating history of the days of '49 is outlined in Lindley on Mines, (3rd ed.) chapter 3, 40-40, and Crane, Treatise on Gold and Silver, pp. 54-62. Also see Browne, Mineral Resources, 1867, pp. 15-16, 38. 438 CALIFORNIA LAW REVIEW a proclamation abolishing "the Mexican laws and customs now prevailing in California relative to the denouncement of mines." 3 His action was unnecessary, however, since the Supreme Court of the United States later held * that the Mexican law relating to the acquisition of mining property was not operative in California because of the absence of any mining officials required by the Mex- ican law. This situation is important to bear in mind, for one would naturally suppose that the mining laws which developed in this territory would have borne the distinct impress of the Mexican and Spanish mining laws which were, theoretically, at least, in force throughout the greater part of the West while it remained under the sovereignty of Mexico. As a matter of fact, with the excep- tion of a small amount of placer mining for gold in the vicinity of Los Angeles 5 and mining for quicksilver at New Almaden, 6 Santa Clara County, there was no mining of any noteworthy character being carried on in this vast and largely unexplored domain. This accounts for the absence of Mexican mining deputations with whom mining claims were required to be registered under Mexi- can law. With the Mexican law of mines inoperative, with no existing congressional legislation on mines applicable, with state govern- ment in the West either non-existent or in its infancy, the field was open for the adoption of that form of mining law which might best fit the new conditions. As already noted, there had been no federal mining law of any consequence in the older portions of the United States which might serve as a pattern. The common law of England which was in force in most of the Eastern states had little bearing on mining problems. As a consequence, those who came from other parts of the United States, and who constituted the major part of the army of gold seekers, 7 and even those who had previous experience in the mines of the Middle West and Georgia, brought with them little knowledge of a suitable mining 8 Yale, Mining Claims (1867), p. 17. * United States v. Castellero (1862), 67 U. S. 17-371, 17 L. Ed. 360. 5 Browne, Mineral Resources (1867), pp. 13-14, 38; Crane, Gold and Silver, p. 54. 6 United States v. Castellero, supra, n. 4. 7 Josiah Royce says "The effective majority in all the chief communi- ties was formed of Americans. . . ." Royce, California, p. 225. They were "educated, intelligent, civilized and elevated men of the best classes of society." California Herald (New York) Jan. 16, 1849. EXTRALATERAL RIGHTS 439 code. There were, however, thrown into this melting pot of na- tions, foreigners who arrived with a knowledge of the mining laws in force in other parts of the world. Germans, Cornishmen, Mex- icans, Peruvians, came from countries in which complete mining codes were operative. It would be strange indeed if these experi- enced miners did not take an active part in the councils which followed and to some degree, at least, influence the shaping of the laws which emerged from this chaotic condition. Going out into the wild and uninhabited mountains and canons of the Sierras, these pioneers found no laws in force or which could be made applicable to the new conditions they had to meet. The necessities of the situation and the absence of any effective sovereign authority to impose laws and enforce obedience on this army of gold seekers, who suddenly overran the rugged slopes of the Sierras like a swarm of ants, brought about one of the most remarkable and purely democratic governmental institutions in the history of the world. Wherever there was a mining center of any importance a meeting was called and the miners of the vicinity assembled, organized a mining district, elected officers and adopted a brief and usually rather crude code of laws by which the district was to be governed. These district rules and regulations consti- tuted the miners* laws and customs 8 and were mainly devoted to the regulation of mining, though in the early days before the State had assumed the effective administration of justice, these laws frequently dealt with other civil rights and the punishment of crimes. 9 8 "A special kind of law, a sort of common law of the miners, the offspring of a nation's irrepressible march, lawless in some senses, yet clothed with dignity by a conception of the immense social results mingled with the fortunes of these bold investigators, has sprung up on the Pa- cific Coast, and presents in the value of a 'mining right' a novel and peculiar question of jurisdiction for this Court." Sparrow v. Strong (1865), 70 U. S. 97, 18 L. Ed. 49. 9 The following extracts are taken from editorials of the Evening Picayune of San Francisco : "The rules by which the rights of discoverers are defined and pro- tected among those concerned in mining operations, have thus far, we believe, been as much respected as legislative enactments would be. (De- cember 11, 1850). "The fact was, and still is, in respect to the great mass of American citizens engaged in practical mining, that they have very little care for the creation, support, or character of any government in the State. The rules of their mutual adoption, by which their rights of property are pro- tected, answer quite well the purposes for which they would desire any legislation, and their own mode of securing justice under those rules, is probably more instant and certain than such as would be prescribed by 440 CALIFORNIA LAW REVIEW It would be out of place here to discuss in detail the nature of these interesting rules. 10 For present purposes it is sufficient to quote the following classic and concise statement of the situation by the Supreme Court of the United States speaking through Justice Field : 1X "The discovery of gold in California was followed, as is well known, by an immense immigration into the State, which increased its population within three or four years from a few thousand to several hundred thousand. The lands in which the precious metals were found belonged to the United States, and were unsurveyed, and not open, by law, to occupation and settlement. Little was known of them further than that they were situated in the Sierra Nevada mountains. Into these mountains the emigrants in vast numbers penetrated, occupy- ing the ravines, gulches and canons, and probing the earth in all directions for the precious metals. Wherever they went, they carried with them that love of order and system and of fair dealing which are the prominent characteristics of our people. In every district which they occupied they framed certain rules for their government, by which the extent of ground they could severally hold for mining was designated, their possessory right to such ground secured and enforced, and contests between them either avoided or determined. These rules bore a marked similarity, varying in the several districts only according to the extent and character of the mines; distinct provisions being made for different kinds of mining, such as placer mining, quartz mining, and mining in drifts or tunnels. They all recognized discovery, followed by appropriation, as the foundation of the possessor's title, and development by working as the condition of its retention. And they were so framed as to secure to all comers, within prac- ticable limits, absolute equality of right and privilege in work- ing the mines. Nothing but such equality would have been laws of the legislature. . . ." (December 14, 1850). ". . . . for the present we know of no class of people who are better able to regulate the disposition of the mineral lands of California than the miners themselves, at any rate they have done very well so far." (Janu- ary 31, 1851). 10 Those who are interested in the subject will find these miner's laws elaborately treated in Lindley on Mines, Chapter 3 ; Browne, Mineral Re- sources, (1867), pp. 226-264; Yale, Title to Mining Claims, etc., (1867), pp. 58-88; Bancroft's Handbook of Mining (1861), pp. 189-203; Morton v. Solambo M. Co. (1864), 26 Cal. 527, 532-533; Shinn, Mining Camps (1885) ; Royce, California (1886). A veritable mine of original information is to be found in Vol. XIV of the Tenth U. S. Census (1885), which gives in full the miner's rules of most of the districts of the West. This invalu- able compilation was made through the wise foresight of Clarence King, who was prominently identified with the mining industry. njennison v. Kirk (1878), 98 U. S. 453, 457-458, 25 L. Ed. 240. EXTRALATERAL RIGHTS 441 tolerated by the miners, who were emphatically the law- makers, as respects mining, upon the public lands in the State. The first appropriator was everywhere held to have, within certain well-defined limits, a better right than others to the claims taken up; and in all controversies, except as against the government, he was regarded as the original owner, from whom title was to be traced." The Supreme Court of California had earlier commented on this unique condition, saying : 12 "Courts are bound to take notice of the political and social condition of the country, which they judicially rule. In this State the larger part of the territory consists of mineral lands, nearly the whole of which are the property of the public. No right or intent of disposition of these lands has been shown either by the United States or the State governments, and with the exception of certain State regulations, very limited in their character, a system has been permitted to grow up by the voluntary action and assent of the population, whose free and unrestrained occupation of the mineral region has been tacitly assented to by the one government, and heartily encouraged by the expressed legislative policy of the other. If there are, as must be admitted, many things connected with this system, which are crude and undigested, and subject to fluctuation and dispute, there are still some which a universal sense of necessity and propriety have so firmly fixed as that they have come to be looked upon as having the force and effect of res judicata. Among these the most important are the rights of miners to be protected in the possession of their selected localities, and the rights of those who, by prior ap- propriation, have taken the waters from their natural beds, and by costly artificial works have conducted them for miles over mountains and ravines, to supply the necessities of gold diggers, and without which the most important interests of the mineral region would remain without development. So fully recognized have become these rights that without any specific legislation conferring or confirming them, they are alluded to and spoken of in various acts of the Legislature in the same manner as if they were rights which had been vested by the most distinct expression of the will of the law- makers. . . ." The main objects of the regulations were to fix the boundaries of the districts, the size of the claims, the manner in which the claims were to be marked and recorded, the amount of work which was required to keep the title alive and the circumstances under i2Irwin v. Phillips (1855), 5 Cal. 140, 146. 442 CALIFORNIA LAW REVIEW which the claim was to be considered as abandoned or forfeited. 18 As far as the regulation of mining was concerned they became "the law of the land." Their observance was general and the Legislature of the State of California recognized them as being of controlling effect in the absence of congressional or state action. 14 Other Western states and territories also gave them similar recognition and the courts upheld them as being of controlling force. 15 Water rights necessary for working placer claims also became a subject of considerable importance as the placer mining in- creased and many districts had rules governing the acquisition of these rights. 16 The early mining, following the discovery of gold, was, for a considerable time, confined to the placers. There was an abund- ance of virgin ground and the gold in the form of dust or nuggets when separated from the gravels required no further treatment but became the medium of exchange and to a great extent took the place of coin. On the other hand, quartz mining involved the more difficult extraction of vein material and treatment of the ores when extracted. A quartz mine took time to develop in order to determine whether the quantity and grade of the ore available justified the great expense of erecting a mill. The mining regions were remote from centers of civilization and the lack of facilities for making mining machinery and the prohibitive cost of transport- ing it to the mines when made, also tended to delay quartz mining. This accounts for the fact that many months elapsed before it assumed any considerable importance. 13 Browne, Mineral Resources (1867), p. 226; Yale, Mining Claims (1867), p. 61. 14 Section 621 of the California Practice Act of 1851 provided that: "In actions respecting 'mining claims', proof shall be admitted of the cus- toms, usages or regulations established and in force at the bar or diggings embracing such claims ; and such customs, usages or regulations, when not in conflict with the Constitution and laws of this State, shall govern the decision of the action." 15 "A series of wise judicial decisions moulded these regulations and customs into a comprehensive system of common law, embracing not only mining law (properly speaking), but also regulating the use of water for mining purposes. The same system has spread over all the interior states and territories where mines have been found, as far east as the Missouri river." (Remarks of Senator Stewart before the U. S. Senate, June 18, 1866). Appendix No. 1, 70 U. S. 778. 16 See: Wiel, Water Rights in the Western States, 66-91. The doc- trine of prior appropriation as applied to water is not the unique creation of the miners of the West as many have supposed. This doctrine had EXTRALATERAL RIGHTS 443 There is some difference of opinion as to when quartz mining began in California. There is no doubt but that in 1850 rich out- crops of gold-bearing quartz had been discovered and located. 17 The Morgan Mine on Carson Hill in Calaveras County is re- ported to have been discovered in February, 1850, and over two million dollars taken out in a little over a year. The ore was so rich that much of it was treated in hand mortars. The remainder was ground in arrastras, as most of the miners employed by the owners were Mexicans and this was the old Spanish method of treating ore. 18 In Mariposa County on the Jackson lode, fifteen Cornish miners were employed and a steam quartz mill was erected in September, 1850, having been purchased in San Francisco in May. 19 "Highgrade" quartz showing free gold was found at Gold Hill near Grass Valley in Nevada County in October, 1850. Other discoveries were made immediately following this one. A quartz mill was erected at Grass Valley by two Germans during this same year. 20 It is quite evident that quartz mining had become common by the end of 1850, and these reports of the earliest operations are particularly interesting to those seeking the source of our quartz mining laws, as indicating that Germanic, Cornish and Spanish in- fluence were each intimately associated with this early quartz mining. Following closely on the discovery of quartz veins which could been in force in the mining districts of the Germanic states for centuries. The writer has collected considerable interesting material on this subject from original sources which he hopes to present at some future time. 17 Browne, Mineral Resources (1867), p. 20. 18 Browne, Mineral Resources (1868), p. 59. The ore in this mine near the outcrop was so fabulously rich that a band of ruffians under the leader- ship of Billy Mulligan drove the owners away by force and worked it themselves until ejected by Court. Cases involving this mine were ap- pealed to the Supreme Court of the State on six different occasions and in none of these cases was the question of extralateral rights raised, indi- cating that there are other prolific sources of litigation. The first suit which is reported was brought upon a contract of limited partnership entered into March, 1850, in Alabama and which contemplated the erection of a quartz mill which appears to have been .accomplished in the Fall of 1850 at Carson Hill in order to treat ores from the Morgan Mine. Ross v. Austill (1852), 2 Cal. 183. This mine was subsequently acquired by James G. Fair and is now owned by one of his heirs. 19 Gregory Yale states in his work on "Titles to Mining Claims, Etc." (1867), that he was one of the victimized shareholders in this company p. 58, note. 20 Crane, Gold and Silver, pp. 59, 122. 444 CALIFORNIA LAW REVIEW be profitably worked, we find that district rules and regulations were adopted governing their acquisition. The earliest set of rules of which we have any record was adopted December 3 U. S. Rev. Stats., 2333. ** U. S. Rev. Stats., 2392. 45 As to patents theretofore issued, the period of limitation was five years after the passage of the Act. Act of Congress approved March 3, 1891, 26 Stats, at L. 1093, 8. See Lindley on Mines, 784. 322 CALIFORNIA LAW REVIEW has been made, it is difficult for a mineral claimant to make a valid adverse entry on the same land. 48 In other words, when the United States grants non-mineral title to land it is usually in practical effect an outright grant of all that the land contains. There is no dual ownership contem- plated except in the few limited cases noted. Anyone who recog- nizes these advantages which the agricultural claimant now possesses in this country as against those desiring to acquire the mineral existing in the same lands, will appreciate to some degree, at least, the hardship which is going to result to the miner if the extralateral right is abolished without the simultaneous enact- ment of legislation designed to offset this difficulty. The in- evitable result of an outright elimination of the extralateral right will be to feed all existing agricultural patents which have veins dipping beneath them with all such extralateral segments of such veins situated vertically beneath these agricultural patented lands, since such segments will fall by gravity into and become merged with the ownership of the overlying surface lands. 47 Some may argue that this is a desirable result. It is doubtful whether the mine operator and prospector will enthuse over such an outcome. To allow minerals to pass into agricultural owner- ship is not going to facilitate the extraction of minerals from the soil. These two fundamental industries have many points of difference. The destruction of soil by actual removal thereof or deposit thereon of tailings, necessary in so many instances in actual mining operations, and the destruction of vegetation result- ing from reduction and smelting processes has made the average agriculturist apprehensive and difficult to persuade that mining in his immediate vicinity is always for his best interests. Neither has the agriculturist any adequate conception of the true value of a mine and is inclined to place on the mineral existing within his ground an exorbitant and exaggerated price based on gross output. He does not take into consideration the vicissitudes of * See Lindley on Mines, 206-208, 77. 47 While there is a difference of opinion on the subject, the weight of reason and views of the text writers support the contention that a miner who locates the apex of a vein within ground that is open to location, even though his location is made later in time than the date of the patent to agricultural land which overlies the dip of the vein, may follow his vein extralaterally underneath the prior patented agricultural surface. Lindley on Mines, 612. EXTRALATERAL RIGHTS 323 mining operations and the difficulties which must be overcome before a mine can be put on a paying basis. The abolition of the extralateral right will further fortify the farmer in this posi- tion and make him increasingly hard to deal with. With the extra- lateral right in existence, the agricultural surface owner can now be usually induced, for a small consideration, to part with any claim he may assert to underlying mineral rights, for he is aware of the right of the lawful apex proprietor to follow the vein and penetrate beneath his land without his consent. It will be quite a different matter to deal with him when he realizes that he has become the actual and undisputed owner of the vein situated vertically beneath his surface. THE EXTRALATERAL RIGHT is BASED ON THE PRINCIPLE OF SEVERANCE. The main exception in the public land law of the United States existing today which takes the place of severance in other coun- tries, is the right of the owner of a valid lode location embracing the apex of a vein to follow the vein extralaterally underneath adjacent surface. In other words, the extralateral feature of American mining law operates to segregate mineral deposits in the nature of lodes or veins from the surface land overlying the dip of such veins or lodes. 48 The practical result of abolishing the right to follow a vein extralaterally and confining the locator to his vertical boundaries and of also abolishing the discovery requirement would be that agricultural claimants could readily file on and enter upon land overlying the dip of the vein. Under our existing land laws there is no way to prevent such action unless the Land Department can be persuaded to withdraw the land from agricultural entry pending its classification which would be manifestly impossible in every instance, as well as interfering with bona fide acquisition of agricultural titles. With the extra- lateral law in force, the locator can locate a claim embracing the apex of the vein and make a valid discovery on the portion of 48 "The Act of 1866 was in effect a proclamation severing veins and lodes of the character specified from the body of the public domain. It was the announcement of a governmental policy, whereby ledges within the earth were to be considered as distinct entities, and to be dealt with as such in administering the public land system. This policy has never been entirely changed. In the main it is as much a part of /he existing system as it was of the one which it succeeded." Lindley on Mines, 568. 324 CALIFORNIA LAW REVIEW the vein which is nearest to the surface. This serves to carve out the vein on its dip beneath agricultural land and it is usually immaterial whether the agricultural claimant acquires title to the surface overlying the dip or not. Abolish the extralateral right and it becomes difficult and in many cases impossible to discover mineral within the vertical boundaries of claims overlying the dip of the vein. Agricultural claimants might be first on the ground and under the land laws as now interpreted they could prevent prospective locators 'from coming on the ground for the purpose of making a discovery. As already pointed out, discoveries per- fected by sinking shafts to encounter the vein in depth, even if made without opposition, become economically wasteful and un- desirable. THE ONLY LOGICAL ALTERNATIVE is TO SEVER MINERALS FROM SURFACE. After giving this subject serious consideration for a number of years it is the writer's deliberate opinion that, if any change is to be made in existing law and if conditions are to be im- proved rather than made worse, instead of abolishing the extra- lateral right principle, it should be carried even further by amend- ment of our public land laws providing for the severance from surface lands of all minerals except superficial deposits. Surface lands could be disposed of under existing laws providing for the acquisition of agricultural and other non-mineral titles except that the mineral should be permanently reserved from such surface grants. As the law now stands, and as has already been noted, only minerals known to exist at the date of the agricultural grant are reserved and even such minerals become the property of the surface proprietor by virtue of the existing statute of limitations and also the additional protection thrown by the courts about a surface proprietor in possession. By reserving minerals from agricultural lands and allowing the miner the right of entry for purposes of prospecting under re- strictions with the added requirement that the surface proprietor be compensated for damage, the interests of both the miner and the agriculturist would be conserved. In all the important min- ing countries of the world this segregation has taken place and this is the reason why in such countries the extralateral principle is not essential, whereas, in the United States, without such segre- EXTRALATERAL RIGHTS 325 gation or severance of minerals from the surface, the extralateral right has a most powerful additional reason for existence. With severance of minerals and segregation of agricultural and mineral interests, the element of discovery also, now so vital in the mining law of the United States, would assume secondary importance. Discovery instead of being of prime importance, as of necessity it must be under existing law where no segregation of minerals from the surface exists, could be made a secondary requisite, only required after the mineral locator had plenty of time in which to make a discovery, taking into consideration the difficulty of so doing in particular cases. If the principle of severance is incorporated in a revised public land law, a vertical boundary system for the acquisition of mineral lands could be simultaneously adopted without resulting in great hardship to the miner, for the agricultural surface claimant could no longer claim the underlying minerals. The surface perimeter within which the miner could work should be so adjusted as to give him as much opportunity as possible to mine in depth on the vein. This would in effect be an adoption of the French system of mining law. However, a radical change of this sort would unquestionably result in in- creased supervision of mining operations by the Federal Govern- ment and conversely a material sacrifice of individual control over such operations. 49 It might even result in permanent reservation by the Federal Government of all minerals, both metalliferous as well as non-metalliferous, and their disposition under a leasing system. This would be in line with the new public land policy as evidenced by recent acts of Congress and of the executive branch of the government which have been upheld by the United States Supreme Court. 50 Whether such segregation is at this late day practical is a question that can only be determined after it has been thoroughly considered from every standpoint. As already noted, the Federal Government has provided for such severance in the case of lands containing coal, oil, gas, phosphate and similar minerals and it may be that the experience derived from the practical develop- ment of such lands will aid in determining this serious problem when applied to the metalliferous minerals. 49 This is conspicuous in the administration of the French mining law. 4 California Law Review, pp. 373-374. 50 3 California Law Review, pp. 269-291. 326 CALIFORNIA LAW REVIEW The suggestion that severance of minerals from the surface will solve many of the difficulties standing in the way of the out- right abolition of the extralateral right is not new. The logic of the situation has caused others to advocate the change. 51 The severance of surface title from the underground minerals would also discourage speculators and blackmailers who now fraudulently seek to acquire title to surface lands under agricul- tural laws in order to levy tribute upon the bona fide mining operator. There are many problems that would have to be care- fully considered if such a material change were made in our 51 "The one great thing which would do away with all of our troubles on the discovery question, and also a lot of other mining law troubles, is the divorce of surface and mineral titles The use of the surface and the extraction of minerals do not, except to a limited extent, naturally belong together, and any law which persists in keeping the two inseparable must be full of injustice and trouble brooding." Victor G. Hills in Trans- actions of American Institute of Mining Engineers, (Dec. 1916), p. 2202. An able paper entitled "The Segregation and Classification of the Natural Resources of the Public Domain," by Frederick F. Sharpless ap- pears in the Transactions of the American Institute of Mining Engineers, Vol. XX, pp. 386-400. The author points out the many advantages of segregating the surface from the mineral title and calls attention to the fact that: "In nearly all of the Provinces of Canada, there are three dis- tinct rights in every parcel of land timber rights, mineral rights and agricultural rights In Australia, the segregation of surface from mineral rights has been the custom in most of the colonies for many years While segregation of surface from mineral rights would not cure all existing difficulties connected with our present mining laws, it would, because of the very different nature of these rights, simplify the application of remedies." After the main report of the Public Land Commission had been sub- mitted to Congress, Maj. J. W. Powell, one of the Commission, qualified his approval of the report by adding a provision in the case of certain agricultural lands classified by the commission as pasturage lands, that "all subterranean mining property and rights for mining purposes, are hereby severed from the surface property," and that in the case of all such patents issued, the same reservation should be inserted and the property "shall be servient to the easements necessary for discovering and working mines therein." He also urged that in the case of mineral lands every patent should have inserted the following clause: "Except and excluding from these presents all surface property rights, provided that there shall be dominant in the property conveyed in this patent the ease- ments on the surface property necessary for discovering and working mines therein." The Commission had recommended that lands more valuable for min- eral than agricultural purposes should be classified as mineral lands and subject to sale and entry only under mineral laws. Major Powell argued that since one-half of the mineral lands in the western United States were forest lands from which, under the Commission's recommendation, the timber alone was to be sold to timber claimants, thus leaving such lands open to mineral exploration, and since the other half of the mineral lands were largely pasturage lands, that this severance recommended by him would quite thoroughly protect the mining industry. EXTRALATERAL RIGHTS 327 mining law, but the experience of other countries which have successfully operated their mines under laws based on this prin- ciple would afford great assistance in framing such legislation. 52 The complex problem here presented is surrounded with pro- found difficulties and no matter in which direction we turn, we are confronted with unknown quantities and untried conditions. Any critic who ventures to prophesy with any degree of assurance that, by abolishing the extralateral right and also the time-honored principle of discovery, the millenium in mining operations will be attained, has closed his eyes to these uncertainties and is acting on blind faith. The writer does not claim to have received any information from an inspired source and is free to confess that the more the situation is studied the graver its uncertainties be- come. It will take a master mind to hew the way and devise a substitute law which will work in harmony with our other land laws and which will not bring chaos in its wake. A commission composed of the best talent available has been proposed but legislation to bring about this result failed at the last session of Congress. It is certain that if revision is desirable it should not take place piece-meal and without due consideration of its effect on other land laws. 53 52 "An enlightened public sentiment concerning our mineral land policies can be formed only in the light that is afforded by knowledge of the kin- dred systems of the progressive peoples of the earth." United States Sen- ator Thomas J. Walsh, Transactions of American Institute of Mining En- gineers, Vol. XLVIII, p. 411. 53 The provisions of the proposed Revision Commission Bill were ex- plained at length in Transactions of the American Institute of Mining Engineers, Vol. XLVIII, pp. 405-411. Unquestionably, the plan there urged of general revision rather than "tinkering or patchwork revision" cannot be successfully controverted. Writing of the present laws, Edmund H. Kirby there says (p. 406) :".... Their various parts are so interdepen- dent that it is practically impossible to correct individual faults without revising the laws as a whole." There were several bills introduced in the 64th Congress having for their object the revision of the mining law. One in particular (Senate 42) provided for an outright repeal of the extralateral right without any at- tempt to revise other features of the law so as to minimize the hardships that would inevitably result. The opinion of the Department of the In- terior was requested and Secretary Lane on Jan. 21, 1916, wrote the Chair- man of the Senate Committee on Public Lands as follows: "It is certainly undesirable to attempt revision by partial and piecemeal methods. The entire mining field should be surveyed and the existing mining statutes revised only after thorough examination in all particulars. This can be best accomplished by a commission such as is contemplated. In view of the probable creation of such a commission, whose duties will include con- sideration of the very matters included in the present bill, Senate 42, I deem it inadvisable to make any comment upon the merits of the proposed 328 CALIFORNIA LAW REVIEW The writer feels justified in asserting that the following sum- marized statements are amply supported by the facts presented in the course of this discussion: 1. The extralateral right principle has existed in one form or another in many of the mining laws of the world but in nearly all instances this feature has been eventually abolished because of the litigation and uncertainty which it produced. 2. The extralateral right was adopted as a part of the mining law of the West by the pioneer miners when they made their earliest quartz locations in 1850 and 1851 and it became the al- most universal custom and usage of the miners throughout the mining districts to exercise "dip rights/' 54 measure, and would suggest that the matters there involved be left to the careful study and consideration of such commission. I accordingly recom- mend at this time that Senate 42 be not enacted." 54 Dr. Rossiter W. Raymond, who was intimately associated with the de- velopment of the mining law of the public domain, has contributed many learned and illuminating articles on the general subject and particularly on "The Law of the Apex" (Transactions American Institute of Mining En- gineers, Vol. XII, p. 387) which descriptive phrase as well as the term "extralateral," he introduced into the literature of American mining law. He calls attention to the fact that "the term 'extralateral' could not have been applied under the Act of 1866," for the reason that the locator was entitled to a certain length of vein without regard to any. width of surface ground. (Transactions of American Institute of Mining Engineers, Vol. XLVIII, p. 302). In other words, the miner's surface claim was not re- stricted under the Act of 1866 by lateral boundaries and hence extralateral pursuit of the vein would necessarily be a misnomer. The "dip right" as applied to this early appearance of the right to follow down indefinitely on the vein is technically a more accurate use of terms. ("The 'dip right* of the early miner was the forerunner of the modern extralateral right." Lindley on Mines, 566). However, this differentiation of terms is more or less academic, for as a matter of fact, most of the early local rules and customs of the mining districts (See 4 California Law Review, pp. 448, 449, n., p. 47) and many of the territorial legislatures (See id., pp. 450- 452) prescribed a definite lateral surface boundary limitation for lode claims and even in those districts where no such limitation was imposed, the location and occupation of all the available surface territory in the vicinity of important mines necessarily resulted in a definite lateral surface limitation for each lode claim and under such circumstances it is not a misuse of words to apply the term "extralateral" to the right that the miner exercised even in the earliest days. The same may be said of the use of the phrase "the law of the apex." Dr. Raymond points out (Trans- actions of American Institute of Mining and Engineering, Vol. XLVIII, p. 302; also Vol. XLIV, p. 61) that the word "apex" first appeared in the Act of 1872. As a matter of fact the apex or upper terminal edge of the vein was just as essential and its possession constituted the prime basis of the miner's right to follow the vein down on its dip in the early 50's and under the Act of 1866 as under the Act of 1872, which expresslj called it by name. All of the extralateral cases decided under the Act of 1866 bear out this statement. No attempt has been made in the course of this discussion to keep EXTRALATERAL RIGHTS 329 3. The legislatures of practically all of the western states and territories had by statute declared the extralateral right to be the mining law in force in their respective jurisdictions when Congress passed the Act of 1866 which adopted and crystallized this miner's law without material alteration. 4. The Act of Congress of 1872, which is still in force, further codified and confirmed this miner-made law, changing it only in minor respects and leaving the fundamental principle of extralateral pursuit substantially as the miners had originally adopted it. 5. The law of discovery is not only handed down to us by the pioneer miners of the West but is also a heritage of cen- turies of mining experience throughout the world. 6. To abolish the extralateral right will result in forcing the abolition of the principle of discovery as applied to lode mines as well, and these are two of the most vital features of our mining law. 7. With the extralateral right repealed, the only important feature of our law which has the effect of severing the under- lying mineral from the surface will have been eliminated and with the principle of discovery eradicated, the simple and practical test, now thoroughly understood, will no longer be available to the prospector and locator, and unless some substitute is fur- nished he will find himself at the mercy of the agricultural claimant or the unscrupulous speculator. 8. The alternative suggested of leaving classification of lands to government agents will shift the initiative in determining min- eral character from the individual locator, as it exists at present, and will be a long step in the direction of complete government control of metalliferous mining. 9. The logical solution based on world experience is to sever all mineral except superficial deposits from the surface and dis- pose of the minerals and the surface separately. 10. Whether a workable system based on this principle of severance can be devised at this late day which will not result this refinement of terms in mind for it would serve no practical purpose and would merely result in confusion. The expressions "extralateral right," "law of apex," and "dip right" have been used to convey the. same general idea of a right to follow a certain length of vein on its dip into the earth indefinitely. 330 CALIFORNIA LAW REVIEW in producing greater confusion and more litigation by reason of new and untried problems and conflict with innumerable rights vested under the former system, is a question which would tax the wisdom of Solomon. ii. In any event, revision, if attempted, must be general and not piecemeal and should be enacted only as the result of the most careful deliberation by a commission composed of the best talent available. 55 Wm. E. Colby. Berkeley, California. 55 On April 4, 1917, Senator Smoot introduced in the United States Senate (S. 104) a bill "To provide for a commission to codify and suggest amendments to the general mining laws," with power "to hold public hear- ings in the principal mining centers in the Western United States and Alaska," etc., and to "consider the laws and experience of other countries with respect to disposition and development of mines and minerals" and "within one year" to submit to the President a report and "a tentative code of mineral laws." THIS BOOK IS DUE ON THE LAST DATE STAMPED BELOW AN INITIAL FINE OF 25 CENTS WILL BE ASSESSED FOR FAILURE TO RETURN THIS BOOK ON THE DATE DUE. THE PENALTY WILL INCREASE TO 5O CENTS ON THE FOURTH DAY AND TO $1.OO ON THE SEVENTH DAY OVERDUE. SEP 29 DEC 16 APR 141941 APR 201! REtrn * o LD 21-50m-8,'32 377447 UNIVERSITY OF CAUFORNIA UBRARY