^ A V^. U i«sfeiiKsaiate&^i^ UNIVER AT OF CAUFORNIA iS ANGELES ^iid ^ •# ^ A HISTORY and DE- SCRIPTION of ROMAN POLITICAL INSTITUTIONS BY FRANK FROST ABBOTT Kennedy Professor of Latin in Princeton Universit\^ THiS-]:);. |i)iTjjQ$:^« ,,v, i'.J o''; GINN AND COMPANY BOSTON • NEW YORK • CHICAGO • LONDON ATLANTA ■ DALLAS ■ COLUMTiUS • SAN FRANCISCO 28109 Entered at Stationers' Hall Copyright, 1901, 1907, 1911 By frank frost ABBOTT all rights reserved 6.8.3 I .INN AMI Schafer-Nissen, Abriss d. Quellenkunde d. griech. u. rom. Geschichte, 2te Abt., 2'e Aufl., Leipzig, 1885 ; Wachsmuth, Einleitung in das Stadium d. alten Geschichte, Leipzig, 1895 ; Soltau, Livius' Geschichtswerk, Leipzig, 1897. — Credibility: Schwegler-Baur, Rom. Geschichte, Tubingen, 1853-8 (Fortsetzung, Clason, 1873-6) ; Seeley, Livy, Bk. I^, Oxford, 188 1 ; Ihne, Early Rome, 8th ed., New York, 1895. — The king : Cuno, Vorgeschichte Roms, Vol. I, Leipzig, 1878 ; Vol. II, Graudenz, 1888 ; L. Lange, Das rcim. Konigtum, Leipzig, 1881 ; H. Jordan, Die Konige im alten Italien, Berlin, 1887. — The senate: Mommsen, Rom. For- schungen, I, 250-268, 2** Aufl., Berlin, 1864; Fr. Hofmann, Der rom. Senat zur Zeit der Repul^lik, 1847 ; Bloch, Les origines du s^nat romain, Paris, 1883. — The people, curiae, centuriae, etc. : Em. Hoff- mann, Die patriz. u. pleb. Kurien, Vienna, 1879 ; Pelham, The Roman Curiae (in Journ. of Philol., IX. 266-279) ; Mommsen, Die rom. Tribus, Altona, 1844; Kubitschek, de Rom. trib. origine ac propa- gatione, Vienna, 1882 ; Soltau, Ueber Entstehung u. Zusammen- setzung d. altrom. Volksversammlungen, Berlin, 1880 ; Genz, Das patrizische Rom, Berlin, 1878 ; M. Zoeller, Latium u. Rom, Leipzig, 1878. General Bibliography ^ {T/ie Monarchy and the Republic) Th. Mommsen, History of Rome, 5 vols. (Eng. trans.). New York, 1894. W. Ihne, History of Rome, 4 vols. (Eng. trans.). London, 1871-82. * Collections of inscriptions, like the Corpus Inscriptionum Latinarum, of docu- ments, like that of Bruns, and treatises on coins, such as Eckhel's Doctrina Numo- runt Veterum, may be consulted to advantage, but do not fall within the scope of this list. Valuable lists of articles on various periods of Roman history, which have appeared during the last fifteen years, may be found in the Jahresbericht iiber die Fortschritte der classischen Alterthutnswissenschaft, Ikl. xlviii (1886), pp. 211-314; Bd. Ivi (1888), pp. 1-30; Bd. k (1889), pp. 262-408; Bd. bdv (1890), pp. 114-185, and Bd. xciv (1897), pp. 1-277. MONARCHICAL INSTITUTIONS 2$ E. Pais, Storia di Roma, Vol. I. Turin, 1899. B. G. Niebuhr, History of Rome (Eng. trans.). London, 1855. Schwegler-Clason, Rbmische Geschichte, 4 Bde. Tiibingen, 1853-8 ; Berlin, 1873-6. C. Peter, Geschichte Roms, 3 Bde. 4*6 Aufl. Halle, 1881. E. W. Fischer, Romische Zeittafeln. Altona, 1846. H. F. Clinton, Fasti Hellenici, Vol. III. Oxford, 1841. H. F. Clinton, Fasti Romani, 2 vols. Oxford, 1845-50. H. Matzat, Rbmische Zeittafeln fiir die Jahre 219 bis I v. Chr. Berlin, 1889. H. Matzat, Romische Chronologie, 2 Bde. Berlin, 1883-4. Supplementary Literature, 1901-1910^ Heitland, The Roman Republic, 3 vols. Cambridge (England), 1909. Klio {= Beitrage zur alten Geschichte), 1902 — - (passim). De Ruggiero, Dizionario epigrafico di antichita romane (A-Dend, F-Gr). Rome, 1895-1909. Wachsmuth, Einleitung in das Studium der alten Geschichte. Leipzig, 1895. Meyer, E., Geschichte des Altertums, II, V. Stuttgart and Berlin, 1893, 1902. Wissowa, Religion u. Kultus d. Romer. Munich, 1902. Pais, Ancient Italy. Chicago, 1908. Modestov, Introduction a I'histoire romaine. St. Petersburg, 1902. Comparetti, Iscrizione arcaica del Foro romano edita ed illustrata. Rome, 1900. Peter, Historicorum Romanorum reliquiae, 2 vols. Leipzig, 1870, 1906. ' See also Ja/tres6eric/it iiber die Fortschritte der classischen A Iterihumstvissen- scha/t, Bd. cxiv (1903), pp. 1-25, 188-217; Bd. cxxvii (1905), pp. 257-368; Musee Beige, vii, pp. 420-465 ; viii, pp. 194-270. Part II — Republican Period SECTION I — HISTORICAL CHAPTER III THE PATRICIAN CITY 24. Credibility of Early Republican History. The tra- ditional story of the kings is in large measure a transparent fiction. After the establishment of the republic the narra- tive descends into the realm of the possible and credible, but we should be mistaken in accepting the early part of it as trustworthy. Both the external and the internal evidence show it to be otherwdse. For the first century or more of the republic contemporary records are completely lacking. Everything of the sort must have been lost when the city was taken by the Gauls in 390. Then, too, an examination of the history of the early period, which ancient writers have left us, reveals the fact that truth and fiction are con- stantly interwoven, and that the greater part of the account is the production of a later date. The meager records which religious and political officials made in the fourth century B.C., relying on tradition, were supplemented, as time went on, by traditional tales of popular military heroes and political leaders, and successive generations of \vriters sought to remove inconsistencies, to suggest explanations, and to embellish the narrative by the use of rhetorical 24 THE PATRICIAN CITY 2$ devices, as they did in the case of the regal history. How- ever, the constitutional struggle which is under way when more trustworthy history begins is only a continuation of that of the first century of the republic, and from our knowl- edge of its nature, and of the forces at work, we can make fairly safe inferences concerning similar movements of the early period, and in this way test the truth of the traditional account. In a like manner the character of certain politi- cal institutions in the historical period, and the line which they take in their development, enable us to determine their early form with considerable probability. In this way the main features of the constitutional history of the early republic can be made out. 25. The Chief Magistracy. Tradition is probably right in making the transition from the monarchy to the repub- lic a sudden one, — the outcome of a revolution. The most important result of this revolution consisted in the changes which the chief magistracy underwent. In place of the rex, who under the old regal constitution was the choice of the patres, and held office for life, two chief executives, called praetores, or leaders, were chosen annually by the whole body of citizens. Two of the three changes just mentioned in the position of the chief magistracy are of immediate importance, while 'the third is of future sig- nificance. A chief executive who holds office for a limited period only can be held accountable for his conduct at the close of his term of office. Furthermore, the participation of a colleague in the exercise of supreme power will tend to prevent a magistrate from becoming autocratic. These are the two principal points in which the position of the praetor, or, to give him his later title, the consul, differed from that of the king. The change in the method of choice was of less importance at first, since, as we shall 26 REPUBLICAN PERIOD: HISTORICAL shortly find, the popular assembly, in which the consul was chosen, was controlled by the patricians, just as was the senate, which had practically chosen the king. The consul was invested with the imperium, as the king had been, and the strictly political power of the new magis- trate was identical with that of the old one. If the expe- rience of the Roman people were not a matter of history, the practicability of a system of government, in which the supreme power was placed in the hands of two magistrates, elected for the same term of office, and could be exercised by each of them at any moment, might well be questioned by any one. However, the system did prove a workable one, although the Romans found it wise a few years after the founding of the republic to modify it slightly by estab- lishing the dictatorship. The incumbent of this office, who was to be appointed at moments of great danger, had no colleague. We have said that the full political power of the king descended to the consul. The new chief magis- trate lost some of the religious functions of the old one. Such religious duties as were not necessary preliminaries to political action were assigned to the pontiffs and to a new priest, the rex sacrorum. 26. The Senate. The position of the senate was essen- tially unchanged, but its composition underwent a change. A certain number of plebeians were admitted to member- ship in it. The plebeian senators, called conscripti, could, however, take no part in passing the auctoritas patrum, or in choosing an iiiterrex. These duties were always the prerogative of the patrician senators. 27. The People. The centuriate comitia was at the outset a military organization solely, and it was slow in acquiring political functions, but the growth was a natural one. In fact, it was inevitable that in matters touching the THE PATRICIAN CITY 27 safety and general welfare of the community, or the life of individual citizens, an exclusive body like the curiate comitia should give way before an organization made up of all the fighting men of the state. It would be absurd, in fact, to expect the plebeians to serve faithfully under a leader whom they had had no part in choosing, or to fight in a war which had been declared without consulting them. Under these influences the centuriate assembly gradually acquired a large share of the political fimctions which under the monarchy had been exercised by the curiate comitia. In it magistrates were elected, appeals were heard, and measures affecting the whole community, excepting the lex de impcrio, were considered and acted on. Another factor contributed to its political importance. Under the monarchy, as we have already noticed (p. i6), an appeal to the people in a case of life and death could be had only with the consent of the king. By the lex Valeria (Cic. de Re Publ. II. 53), which tradition assigns to the year 509, the right to an appeal to the comitia centuriata was granted to all citizens, plebeians as well as patricians. This action undoubtedly made frequent meetings of that body necessary. The eighteen centuries of knights acting with the eighty centuries of the first class constituted a majority, and, since most of the rich landholders were probably patri- cians, the body had a pronounced aristocratic character. For this reason the action of the centuriate comitia in elect- ing magistrates, in passing laws, and in deciding appeals was of no great immediate value to the plebs, but the time was Hkely to come when the plebeians could exert a controlling influence through an increase in the number of rich plebeian landholders. The organization, but not the character, of the cotnitia centtiriata was affected by the formation of seventeen tribus rusticae, which tradition 28 REPUBLICAN PERIOD: HISTORICAL assigns to the period immediately after the expulsion of the kings. The king had held his position for life. Class preju- dice, therefore, would not count for much in his case. His interests also lay in conciliating the plebeians. The consul, who was chosen from the ranks of the patricians, held office for a year only, and then returned to their number. Consequently his action must have been largely influenced by prejudice in favor of the patricians. We are not surprised, therefore, that the plebeians found their position intolerable under the new chief magistrates. The condition of foreign affairs, however, helped them to wrest from the aristocracy some protection against the patrician consuls. In 494, when Rome was engaged in a fierce struggle with the Aequi and Volsci, the plebeian soldiers refused to march against the enemy, and took up their position on a hill a few miles from the city. The patri- cians proposed a compromise at once, and the plebeians returned to their duties on condition that they should be allowed to elect annual officials, perhaps five in number, with sufficient power to protect them against the auto- cratic action of the consuls. The new officials took their title of tribuni pkbis from the plebeian tribuni militum whom the people had chosen as their leaders in the seces- sion. We do not know how the tribunes were chosen at the outset, but probably the plebeians were divided into curiae, and the new officials were elected in a loosely organized plebeian curiate assembly. They were to be assisted in the performance of their duties by tvvo aediles pkbei. From this time forth the plebeians had political leaders of their own, and the great struggle between the orders begins with their aj^pearance, although important political results cannot be seen for a generation or two. THE PATRICIAN CITY 29 28. Improvement in the Organization of the Plebeians. For a period of fifty years this struggle centers succes- sively about three points. These three points were : the improvement of the plebeian organization, the more equi- table division of the ager publicus, and the codification and publication of the customary law. At the outset, z.z has been stated above, the tribunes were apparently elected in a plebeian curiate assembly roughly modeled after the patrician comitia curiata. To this body all those outside of the old gentes who were not slaves were probably admitted. In this organization the patricians may well have exerted a strong influence through their clientes. To eliminate this influence, in 471, in accordance with a law incor- rectly attributed by tradition to Volero Publilius, the ple- beians were organized on the tribal basis, and the election of tribunes was turned over to the newly constituted ple- beian tribal assembly, and to this organization probably plebeian landowners only were admitted. 29. Agrarian Agitation. Under the monarchy the dis- posal of land gained in war was left to |he king (p. 15). His fairly impartial attitude towards all classes would lead him to make arrangements at least tolerable for the ple- beians. But the patrician senate and consul inherited the king's power in this matter, and the plebeians gained little from the new territory which their own valor had helped to secure. They suffered not only financially, but also politically, from this state of things. Membership in the classes, on which the centuriate organization was based, depended on the ownership of land. Now, if no new land was thrown open to the plebeians, as they increased in number from generation to generation, the average hold- ings of each one of them would decrease, and plebeians would drop into lower classes, or become landless. This 30 REPUBLICAN PERIOD: HISTORICAL was the state of things which led Spurius Cassius, himself a patrician, to advocate the assignment of certain con- quered territory to the plebeians. His proposition, which tradition assigns to the year 486, brought no immediate results, but, as Livy notices (II. 41.3), it marks the begin- ning of an agrarian agitation which went on to the close of the republican period, the first milestone of which was the lex Icilia, so called (Liv. III. 31. i), of 456, which provided for the division among the plebeians of the ager publicHS on the Aventine. 30. The Decemvirate. The third great achievement of the plebs during the i)eriod under consideration, the pub- lication of the laws of the twelve tables, was the result of a long and bitter struggle. The first proposition looking to this end is said (Liv. III. 9. 5) to have been made by the tribune C. Terentilius Harsa in 462, and in 451 a com- promise between the two parties was arranged, to the elTect that the consuls and tribunes should alike give place to a commission of ten men {ilecemviri legibics scribundis), who should not only exercise the functions of chief magistrates, but should be empowered to publish a code of laws bind- ing on the whole community. The commission of the first year drew up ten tables, but left their task unfinished at the end of their term of office. The commission of the second year, so the story goes, took up the work where its predecessor had left off, but its conduct was so over- bearing that the plebeians wthdrew to the Aventine, and the decemvirs were forced out of office. The real course of events cannot be determined with certainty, but the appearance of plebeian names in the list of decemvirs for the second year makes it probable that a part of the second commission was ])lel)eian, that certain changes were pro- posed which the patricians would not accept, and that THE PATRICIAN CITY 3 1 they drove the commission out of office. The withdrawal of the plebeians may be accounted for by their anger at the course which the patricians took, or by the fact that after the overthrow of the decemvirs they were left with- out any adequate protection, since the tribunate had been suspended or abolished. It is worth noticing incidentally that if this explanation of the matter is correct, the decem- virate was the first important magistracy to which pie- beians were admitted. Whatever the truth of the whole matter may have been, we know that the plebs demanded and secured, as the price of their return, the restoration of the tribunate, and the concession of certain rights which the conservative leaders Valerius and Horatius secured for them. Livy characterizes the body of laws which the decemvirs prepared as fons omnis publici privatique iuris. In point of fact, however, the primary importance of the whole incident lay in the publication of the method of procedure to be adopted, especially in civil cases. The only laws of constitutional importance which the code seems to have contained were those forbidding privilegia, granting the right of appeal in case of a heavy fine (prob- ably a reaffirmation of the lex Aternia Tarpeia and the lex Menenia Sestia of 454 and 452 respectively), giving to the comitia cetituriata the sole right of passing sentence in capital cases, and providing that a measure adopted by the populus nullified all earlier constitutional or legal provisions in conflict with it. 31. The Leges Valeriae Horatiae. The patricians carried out faithfully the promises which had been made in their behalf. In 449 the consuls Valerius and Horatius secured the passage of a law guaranteeing to citizens the right of appeal in cases of hfe and death. This enactment was in a way a repetition of the lex Valeria and of one of the 32 REPUBLICAN PERIOD: HISTORICAL provisions of the twelve tables, but the suspension of the right of appeal during the existence of the decemvirate justified the repetition. The dictatorship must have been exempted from the action of this law. Another law of the same year established the tribunate on a surer basis than ever. A still more important piece of legislation, whose passage Valerius and Horatius secured, was an enactment with reference to the validity of plebiscita. Livy summa- rizes (III. 55. 3) its contents in this wise : quod tributim plebes iiississet populwn teneret. It is impossible, however, that the unsupported action of the plebeian tribal assembly should have been binding on the whole people. The fact that it was necessary to secure the approval of the senate in the case of the Licinian laws in 367 (Liv. VI. 42. 9) points to the probability that, after the passage of the leges Valeriae Horatiae, the action of the plebeian tribal assembly acquired the force of law, in case the auctoritas patrum was secured. The constitutional importance of this \'alerio- Horatian measure lies in the fact that it gave to the tribune, the plebeian leader, the right to initiate legislation, and to plebeian political aspirations the strength which came to them through their formulation by a legally recognized legis- lative assembly. It will be seen that this action involves a complete change in the nature of the tribunate. It gives a positive character to it for the first time. The impor- tance of the negative functions of that office also was aug- mented shortly before the estabUshment of the decemvirate by the increase of the number of tribunes to ten. This increase made it possible for them to extend their protec- tive power over a greater number of plebeians. The great constitutional gains which the plebeians made during the period under consideration, from the first to the second secession, bear a close relation to the fact that Rome was THE PATRICIAN CITY 33 harassed during this whole time by fierce raids on the part of the Sabines, the Aequi, and the Volsci. The patrician state needed the support of the plebeians, and that could be had only in return for certain political concessions. The stress of these wars also led Rome and the neighboring peoples of the Latins and Hernici to form a league at the beginning of the fifth century which continued in force to 340. 32. The Comitia Tributa. It will be remembered that in the regal period the king was assisted in the collection of evidence by the quaestores parricidii. The power of appointing these officials, which the king had enjoyed, de- scended to the consul and was exercised by him up to the year 447, when, as Tacitus tells us {Ann. XI. 22), they were for the first time elected by the people. This change was in itself a direct gain for the plebeians, but the method by which the quaestors were elected suggests a far more important indirect advantage to the plebeians. The juris- diction of the quaestors extended over patricians as well as plebeians, and the only definite reference which we have to the method of electing them (Cic. ad Fani. VII. 30. i) in- dicates that they were chosen in a tribal assembly presided over by a magistrate. We must consequently infer that patricians as well as plebeians took part in the election. From 447 on, then, there are two tribal assemblies, — one an assembly of the populus under the chairmanship of a magistrate, and therefore properly called the comitia tri- buta, the other an assembly of the plebs presided over by a tribune, to which Latin writers now and then refer as the concilium plebis. 33. The Lex Canuleia. A great social change which led to important poHtical results was effected at about the same time, to be exact in 445, by the passage of the lex 34 REPUBLICAN PERIOD: HISTORICAL Canuleia de conubio, which recognized co7iubiutn between patricians and plebeians. Mixed marriages between patri- cians and plebeians had never been considered strictly illegal, but the sons of a patrician who took a plebeian woman in marriage lost the patriciate by virtue of that fact. The passage of this law or plebiscite was therefore, in a way, to the advantage of the patricians. Indirectly it furthered the cause of the plebeians and benefited the whole community. It was to the advantage of the entire state, because it served to unify the interests of its citizens. It helped the ple- beians, since through it inlluential patricians were some- times led by kinship to supj)ort plebeian leaders at critical moments. This was notably true in the case of Licinius in the year 367. 34. Agitation for the Consulship. The great majority of the measures whose passage the plebeians had secured since 509 had for their avowed object the restriction of the con- sul's power. The plebeians now felt themselves in a posi- tion to make a direct assault on the patrician stronghold by demanding a representative in the consulship. A propo- sition embodying this demand was made by the tribune Canuleius in 445. The patricians could not be forced to yield the point in question, l)ut they granted a compromise by providing that each year it should be decided whether the chief magistrates should be consuls or tribuni militarcs consulari -potestate. The tribuni viilitiim alternated in com- mand of the legion, and since the office was open to ple- beians as well as to patricians, the demands of the plebeians were nominally recognized. In point of fact the concession was intended to be, and was in large measure, a nominal one. The patricians hoped to save the consulshij) by sub- stituting the consular tribunate tcmj)orarilv in its stead, with the intention of restoring the consulship when they found THE PATRICIAN CITY 35 themselves strong enough to do so. In the interval they felt that they had secured themselves by a number of safe- guards. It was, for instance, within the power of the senate to decide each year whether the chief magistrates should be consuls or consular tribunes ; the election of consular tribunes by the comitia ceiituriata required the ratification of the patrician senators, and finally, since the number of these officials was not fixed, it was probably possible in some cases to reject successful plebeian candidates on the ground of unfavorable auspices, or for similar technical reasons. These legal restrictions, combined with the supe- rior political ability of the patricians and the prestige which their social position gave them, enabled them to exclude the plebeians entirely from the office up to 400, and after that date the number of plebeian successes was small. 35. Economic Difficulties. The political situation, which was already serious, in consequence of the repeated disap- pointments of the plebeians, was still further complicated by the development of an agrarian difficulty. We have already had occasion to notice (p. 29) the unfair treatment in the division of land to which the plebeians were subject, and the economical and political hardships which resulted from it. The difficulty steadily grew in seriousness. In the first third of the fourth century b.c. there was an almost unbroken series of wars with the Aequi, the Volsci, the Latins, and the people of Veil. During these long cam- paigns patrician estates could be cultivated by dependents, but the returns from the little holdings of the poor ple- beian grew smaller and smaller, and the land itself steadily deteriorated in value. Undoubtedly, also, the peasant pro- prietor was finding it more and more difficult to compete with the owner of large estates. 36 REPUBLICAN PERIOD: HISTORICAL 36. The Leges Liciniae Sextiae. This was the political and economic condition of the plebs which the two trib- unes of the year 377, C. Licinius Stolo and L, Sextius, endeavored to relieve. They accomplished their object in 367, after ten years of agitation, by securing the passage of a lex satura, or law covering the various matters in dis- pute. The contents of the law are somewhat in doubt, but, if we may follow Livy and Appian, it included the fol- lowing points : (i) restoration of the consulship, with the provision that one of the two consuls should always be a plebeian ; (2) a provision forbidding an individual to occupy more than five hundred acres of arable land belonging to the state, and to pasture more than one hundred head of cattle and five hundred sheep on the common pasture land ; (3) an article fixing the proportional number of free laborers and slaves to be employed on any estate ; (4) a clause providing that interest already paid on debts should be deducted from the principal, and that three years should be allowed for the payment of the rest; (5) a provision that the number of priests in charge of the Sibylline books should be increased to ten, and that five of these should be plebeians. 37. Results of the Struggle. The first point in these laws marks the beginning of the end of the patricio-ple- beian struggle. The other important magistracies to which plebeians had been eligible, viz., the decemvirate and the consular tribunate, were of a temporary character, and, as we have seen, the patricians had easily thwarted their efforts to attain them. From this time on, one of the incumbents of a regular magistracy must be a plebeian, and admission to the consulship foreshadowed admission to the other offices also. The law was observed in the fol- lowing year by the election of L. Sextius to the consulship. THE PATRICIAN CITY 37 The second law differs from the lex Icilia (p. 30), and from many agrarian laws of a later date, in being an automatic principle of a general character, rather than a measure for a specific case. The third provision was evi- dently the result of an effort to check the growth of an evil which ultimately drove peasant proprietors and free laborers out of the country districts, and transformed Italy into a land of large estates worked by slaves. The fourth measure is a forerunner of the socialistic legislation of the next century, and foreshadows a re-division of the people into rich and poor, as soon as political equality has been secured. The political significance of the last provision lies in the fact that it made a breach in the integrity of the aristocratic religious system. The plebeians might hope soon to gain admission to the offices of augur and pontiff, and thus wrest from the patricians one of their most effective defensive weapons, the taking of the auspices, 38. The Establishment of the Offices of Censor, Praetor, and Aedile. The civil duties of the chief magistracy were increasing so rapidly in consequence of the growth of the city that they could no longer be satisfactorily performed by the two consuls. The difficulty of the situation was increased by the frequent absence of the consuls from the city in the performance of their miUtary duties. This state of things led to the establishment of the censorship in 443 (or possibly in 435), and of the praetorship in 366. A secondary motive for the establishment of the praetor- ship may be found in the desire of the patricians to keep in their own hands some of the powers of the chief magis- tracy, for at the outset patricians only were eligible to the office of praetor. The establishment in 366 of the curule aedileship, to which plebeians were not eligible, was also perhaps a part of the bargain on the basis of which the 38 REPUBLICAN PERIOD: HISTORICAL patricians allowed the passage of the Licinian laws of the year before. 39. The Senate and the Tribune. The relations which the senate bore to the tribune and to the magistrates underwent an interesting change in the period under con- sideration, from 445 to 367. The original function of the tribune was to protect citizens against the magistrate by personal interference in specific cases. The increase of the number of tribunes to ten, in the middle of the fifth century, and the bitterness of the long struggle which the plebeians made for the consulship, led to a continual clash- ing between the tribunes and the magistrates executing the decrees of the senate, and in many cases the working of the governmental machinery was completely suspended. It was felt, therefore, that it would be far better to get the opinion of the tribunes with reference to a bill under con- sideration in the senate, before action was taken on it. With this purpose in mind they were given seats in the senate, and were allowed to interpose their objections formally at any point in the proceedings. At least no better explanation can be suggested for the new role which the tribunes play in the deliberations of the senate in this period. 40. The Senate and the Magistracy. On the other hand, the senate gained in power at the expense of the chief magistrate, and perhaps at this time it took the first step toward gaining that controlling influence in the state which it exercised a century or more later. The explanation of the change lies partly in the fact that it rested with the senate each year to decide whether the chief magistrates should be consuls or tribunes with consular power. This fact in a way made the chief magistracy dependent on that body. THE PATRICIAN CITY 39 41. Foreign Affairs. In foreign affairs the period of the consular tribunate is one of conquest. Rome's territory was extended, and her influence over her neighbors was greatly strengthened. These successes were due partly to the rapid growth of Rome and to the improvement in her domestic policy, partly to the weakening of her enemies and rivals. The brilliant victories of M. Camillus over the Volsci and Aequi in 389, followed by successes in subse- quent years, broke the power of both peoples, who were already hard pressed by the inroads of the SabeUians. Paradoxical as it may seem, even the invasion of the Kelts, which led to the capture of Rome in 390 (or 387?), was of permanent advantage to the city. The losses which Etruria suffered from the Kelts, following closely, as they did, on the fall of Veil in 396, made it easy for Rome to extend her control over southern Etruria. Rome's old allies, the Latins and Hernici, became jealous of her growing power, and, availing themselves of the con- fusion which followed the Keltic invasion, Praeneste, Tibur, and other neighboring communities took up arms against her. They were quickly conquered, and in the new treaty, which was made in 358 between the Latin communities and Rome, the former probably lost their position as co- equal members of the confederacy. These successful wars had a direct and an indirect effect on internal politics in many ways. Among the direct effects were the establish- ment of four new tribes, — the Stellatina, Tromentina, Saba- tina, and Arnensis in 387 in southern Etruria, — and, to pass for a moment beyond the period we are considering, the addition of two new tribes, the Publilia and Pomptina, in Volscian territory. 40 REPUBLICAN PERIOD: HISTORICAL Selections from the Sources The consulship: Liv. I. 60. 4; II. i ; III. 55. 12; Cic. de Re Fubl. II. 56; de Legg. III. 8. — Lex Valeria de provocatione : Cic. de Re Publ. II. 53. — The dictatorship: Liv. II. 18; Cic. de Re Fubl. II. 56. — The first secession: Liv. II. 32-3. — The tribune: Liv. II. 33. 1-3; -11. 34-5; II. 58. 1 ; III. 20. 7; III. 30. 7; Cic. de Re Publ. II. 57-9 ; de Legg. III. 9; III. 16-26; Dionysius, VI. 89; IX. 41. — The concilia plebis : Liv. II. 56-7 ; II. 60. 4-5 ; Dionysius, IX. 41-9. — The decemvirate : Liv. III. 33-59; Cic. de Re Publ. II. 61-3; Dionysius, X. 55-61; XL 1-46. — Leges ValeriaeHoratiae: Liv. III. 55 ; Dionysius, XL 45. — (Patricio-plebeian) comitia tributa : Liv. IV. 44. 2; Cic. ad Fam. VII. 30. i; Tac. Ann. XL 22. — The consular tribunate: Liv. IV. i. 2; IV. 6. 8 ; V. 12. 8-12. — Lex Canuleia: Liv. IV. i. i; IV. 6. 3. — The censorship: Liv. IV. 8. 2-7. — Fall of Veil: Liv. V. 19-22. — The Keltic invasion: Liv. V. 34-49. — The Volsci and Aequi: Liv. VI. 2; VI. 32. — The leges Liciniae Sextiae : Liv. VI. 35. 4-5 ; Appian, B. C. I. 8; Liv. X. 13. 14 ; X. 23. 13. — The praetorship: Liv. VI. 42. ii; VII. i. 1-2. — The curule aedileship: Liv. VI. 42. 12-14. — The Sibylline books: Liv. VI. 42. 2. Criticism of the Sources ' Brocker, Untersuchungen iiber die Glaubwiirdigkeit der altro- mischen Geschichte. Basel, 1S62. E. Herzog, Ueber die Glaubwiirdigkeit d. aus d. rom. Republik bis zum Jahre 3S7 d. St. iiberlieferten Gesetze. Tubingen, 1S81. Niese, Gnindriss d. rom. Geschichte (pp. 7-11). Munich, 1897. Pais, Storia di Roma, Vol. I, Pt. II. Turin, 1899. C. Peter, Zur Kritik d. Quellen d. alteren rom. Geschichte. Halle, 1879. Soltau, Livius' Geschichtswerk (pp. 156-184, and bibliography, pp. 9-14)- Deipzig, 1897. Thouret, Ueber d. gallischen Brand in l-leckeisens Jahrb. Suppl. (N.F.), XL 95-188. Virck, Die Quellen d. Livius u. Dionysius fiir d. iilteste Geschichte d. rom. Republik. Strassburg, 1S77. * See also general bibliography on p. 22. CHAPTER IV THE STRUGGLE BETWEEN THE ORDERS 42. The Period from 367 to 287. In the last chapter we traced the course of events from the founding of the repubUc down to the passage of the Licinio-Sextian laws in 367. The history of the period in question is primarily a history of the early efforts which the plebeians made to gain political equality with the patricians. The passage of the Licinian laws marks their first great success. Their victory was made complete, and the struggle came to an end when the Hortensian law was passed in the year 287, making the assemblies independent legislative bodies. The last-mentioned year, therefore, marks a new dividing line in the development of Roman political institutions, so that it is convenient to treat the history of internal affairs during the years from 367 to 287 as a unit. It is in part a matter of chance only that this period also constitutes a natural epoch in the history of external politics. In 295, at the battle of Sentinum, the Romans were called on to face the combined forces of the Kelts and Samnites, the two peoples who had most fiercely and persistently dis- puted the supremacy of Rome in Italy. The victory of Rome in that battle, followed by the submission of the Samnites in 290, crushed the Kelts, broke the power of the Samnites forever, and made the Romans the chief people in Italy. 43. The Magistracies. The history of the period under consideration may be conveniently considered from the 41 42 REPUBLICAN TERIOD: HISTORICAL point of view of the magistracies, the senate, the people, and foreign affairs. The magistracies provided for under the constitution in 366 were those of consul, interrex, dic- tator, censor, praetor, quaestor, and curule aedile. With the magistracies the plebeian tribuneship and aedileship should be mentioned. Notwithstanding the fact that the law of 367 stipulated that one of the two consuls should be a plebeian, on seven occasions in the twenty-five years which followed both consuls were patricians. This state of things may not have been due, however, to the bad faith of the aristocracy. Probably the cleverest statesmen and generals were still those of patrician descent, and the ple- beians may well have put patriotism above class prejudice in foregoing their claim to one of the two positions. The right to hold the consulship naturally carried along with it eligibility to the offices of dictator and censor, and it is not surprising that a plebeian filled the former office in 356 and the latter in 351, without waiting for the formality of a law throwing those positions open to his class. How- ever, the plebeians thought it wise to secure the passage of a law in 339, formulating their claim to one of the two censors. They won still another success two years later, when the great plebeian leader, Q. Publilius Philo, was elected to the praetorship, in violation of the bargain in accordance with which the patricians had conceded the consulship. The quaestorship had been thrown open to the plebeians in 421, when the number of quaestors was increased from two to four. By establishing the curule aedileship, which was not open to plebeians, and by grant- ing the incumbents of that office special honors, the patri- cians hoped to secure an offset to the oftice of plebeian aedile, but they soon gave up their exclusive claim to the office, and a peculiar arrangement was adopted for it. In STRUGGLE BETWEEN THE ORDERS 43 one year it was thrown open to plebeians, in the next patricians only were eligible. We have already noticed the fact (p. 37) that the importance of opening one of the priestly offices to the plebeians lay in the fact that a precedent was estabhshed for the adoption of a similar provision in the case of the augurate and pontificate. The hopes of the plebeians in this respect were realized by the passage of the plebisciium Ogulfiiu?n in 300, which reserved to the plebeians a certain number of places in each of the colleges mentioned. These changes all bene- fited the commonwealth and the plebs, in that they unified the community and gave the plebeians such a representa- tion in the several magistracies as their number and ser- vices to the state entitled them to have, but they were of special importance to those plebeians who were promi- nent through wealth or ability, for they alone could hope to secure election to a magistracy. 44. Reelection and Plurality of Offices. The special interests concerned in the matter are in fact indicated clearly by two plebiscites attributed to the year 342, one of which provided that a citizen should not be reelected to an office until an interval of ten years had elapsed, while the other made it unlawful to hold more than one office at a time. These provisions were not inspired by a fear of autocracy, but by a desire on the part of rising poli- ticians to keep as many offices open as possible. The- first-mentioned law was not well observed, however, since T. Manlius Torquatus was consul in 344 and 340, and M. Valerius Corvus in 343 and 335. 45. Promagisterial Government and the Prorogatio Im- perii. The law which forbade immediate reelection to an office made the military situation intolerable. In the period which we are considering Rome was carrying on 44 REPUBLICAN PERIOD: HISTORICAL a number of campaigns simultaneously at points remote from the city. Several commanders, and a term of service extending beyond twelve months, were absolutely necessary to success. To meet the need of more than two command- ing officers, as early as 465, according to tradition, an army was placed in charge of a certain T. Quinctius, acting pro consule, and in 326 Q. Publilius Philo, the consul of the previous year, was authorized to remain in charge of his army pi'o consule, until the campaign was finished. The changes in the constitution which developed in after years out of these two precedents were of tremendous impor- tance. The first incident led in time to the development of the whole system of promagisterial government which was adopted for the provinces. The extension of an offi- cial's term of office (^prorogatio imperii') beyond one year, which was first allowed in the case of Publilius, was out of harmony with a fundamental principle of Roman govern- ment, and the frequent adoption of the device accustomed the Romans to the protracted exercise of supreme power by an individual, and thus prepared the way for the empire. 46. The Tribunes and the Senate. In our examination of an earlier period (p. 38) we noticed a rapprochement between the senate and the tribunes. The case of Pub- lilius in 326 offers another striking instance of the same tendency, if we may accept the traditional narrative. The .measure extending Publilius's term of office would seem to have been laid before the concilium plebis by a tribune, at the request of the senate. This fact seems to indicate, not only greater harmony between the two elements in the community, but also a recognition on the part of the aris- tocracy of the possibility of using plebeian officials to accomplish desired objects. The willingness of the tribune on this occasion, and in STRUGGLE BETWEEN THE ORDERS 45 other instances, to carry out the wishes of the senate in the matter of legislation, is a natural return on his part for the permission, which, as we have already seen, the senate had given him to occupy a seat in the senate-house, and to state formally his objection to any action under considera- tion in that body. In this period, too, probably the tri- bune acquired the right, which he exercised freely in later times, of calling meetings of the senate and laying matters before it for consideration. The friendly relations which were thus developing between the senate and the tribune were fostered by the large measure of success with which the plebeian senators met in securing the tribunate for members of their families, and in making it the stepping- stone to a magistracy. The result of these changes in the powers and functions of the tribune's office was the gradual assimilation of his duties to those of a magistrate, and, especially after the legislation of 339 and 287, which made the action of the conciliian plebis, over which the tribune presided, unconditionally binding on all citizens, the tribune may with practical, though not with technical, correct- ness be called a niagistratus plebeiiis. The plebeian char- acter of the office of course consisted in the fact that its incumbents must be of plebeian descent, and must be elected by an assembly made up solely of plebeians. The role which the tribune played during this period is a characteristic and an important one. The life-and-death struggle which the Romans were carrying on with the Sam- nites during these years must have developed the military spirit at home. The tribune sought to maintain the civil liberty of the citizen against the encroachments of this tendency. The services which he rendered to the commu- nity were valuable, and his attitude was in harmony with the traditions attaching to his office, which made him the 46 REPUBLICAN PERIOD: HISTORICAL protector of the helpless individual against the tyranny ot autocratic power. 47. The Senate and the Ovinian Law. An examination of the plebiscitum Ovinium takes us naturally from the magistracies to the senate, since its provisions affected both the censor and the senate. Strangely enough, although this measure was one of great importance, its contents are not given by any of the historians. Festus, however, tells us that senators were chosen by the consuls and consular tribunes, donee Ovinia tribtmicia intervenit qua sanctum est ut censores ex Ofnni ordine optimum qucmque curiati {lurati T) in senatujn lege rent, quo factum est ut qui praeteriti essent et loco moti habei-entur ignomitiiosi. There are two important points in the law as stated by Festus : the transfer of the lectio senatus from the consul to the censor, and the estab- lishment of the basis on which the choice of senators was to be made. The first provision placed the composition of the senate and the fortunes of individual politicians, to some extent, in the hands of the censor, and the great promi- nence of that official during the next century is due in large measure to the passage of this law. The term ordo, \vhich Festus uses, is often appHed to any " class " of citizens, but that can hardly be its meaning in the passage before us. The Romans can scarcely have admitted members of the ordo libertinus, for instance, to the senate at this time. Furthermore, the census rolls of the period show about 200,000 citizens, and it would have been absurd to stigma- tize as ignotniniosi the 199,700 whose names were not placed on the senate's list. The term must be applied to officials, as it is elsewhere at times, and the censor was instructed to put in the senate all such magistrates or ex- magistrates as were of approved character. Probably the Ovinian law did not introduce an essentially new method STRUGGLE BETWEEN THE ORDERS 47 of procedure, but it put into a more definite legal form a principle which the consuls had followed in a general way for many years. From this time forth the senate is a body of ex-magistrates, and very important results followed in the next century in consequence of this change in its com- position. The following considerations enable us to fix approximately the date of the Ovinian law. It was a plebi- scite, and since by its provisions the right to make out the list of senators was transferred from the consul to the censor, we may be sure that it was not passed until after plebeians were eligible to the censorship, that is, until after 339. The earliest lectio senatus by a censor, of which we have any record, dates from 312, so that the law must have been passed between 339 and 312. At the time of its passage plebeians were eligible to all the ordinary political offices, so that under its operation the number of plebeian senators must have increased greatly. In fact, it would be only a question of time when the majority would be plebeian. 48. The Appearance of the Nobilitas. Under the new regime the choice of senators was made indirectly by the people in their centuriate and tribal assemblies. A candi- date of obscure position, however, had little chance of election. Only unusual abiUty or a great danger enabled an igtiobilis, like Marius or Cicero, to secure a political office ; for, since wealth became a more and more influential factor in politics and society, and since the imagines of distinguished famihes appealed in a forcible, concrete way to the Roman's deeply rooted respect for the past, political office, and consequently a seat in the senate, became prac- tically the hereditary privilege of a few rich families, and constituted the basis of a new patricio-plebeian aristocracy, the nobilitas, which from this time on took the place in the 48 REPUBLICAN PERIOD: HISTORICAL State and in society which the i)atricians had formerly held. I'he exclusive rights of the old aristocracy had rested on the law. By a revision of the law they could be and had been removed. The privileges of the new aristocracy depended, not on the law, but on the organization of society. Nothing but a revolution could, therefore, take them away. In this way the appearance of the nobilitas marks a turning point in Roman history, and the whole history of the republic falls into two great epochs. In one the patricians are in the ascendant, in the other the nobilitas. A contest of two hundred years had at last brought the rich plebeians to the goal of their ambition, — poUtical equality with the patricians, — but the position of the poor plebeian had not improved in like measure. In fact, the establishment of the patricio-plebeian fiobilitas not only brought into more marked contrast the conditions of the rich and the poor, but the fusion of prominent plebeian families with the patricians into a new aristocracy with exclusive privileges, and \vith common interests hostile to those of the poor plebeians, robbed the latter of the help of their most pow-erful leaders. 49. The Distress of the Poor. Their difficulties were partly economical, partly political. It will be remembered that some attempt had been made in the Licinian laws to relieve the distress of the proletariat, but the measure brought little help. Perhaps a resumption of the ager piib- licics by the state, and its assignment to the needy with the full right of ownership, might have relieved the difficulty for a time, but probably nothing short of revolution or another secession could have forced the rich to make this concession. Resort was, therefore, had to other measures, some of them excellent, some of them absurd.- The old laws against usury were enforced with more vigor, and new STRUGGLE BETWEEN THE ORDERS 49 laws against the same offense were enacted. If tradition can be relied on, even the taking of interest was forbidden. A far more rational measure of relief was the lex Foetelia of 326, which alleviated the condition of such debtors as were turned over to their creditors for failure to pay their debts. In 352 an entirely new method of improving the credit system was tried. A state bank was opened, if we may apply so pretentious a term to the institution established in that year under the control of a commission of five. This commission was probably appointed to make state loans, and to secure loans from individuals, on securities not readily negotiable at reasonable rates of interest, but the plan apparently met with very little success. The greatest relief to the proletariat came indirectly as a result of the long series of wars in which Rome was engaged during the period under consideration. It is a significant fact that one of the provisions of the so-called lex sacrata militaris, whose passage was forced by a mutiny in the army, directed that no soldier's name should be dropped from the army rolls without his consent. Payment for mihtary service, the prospect of booty, and a share in conquered land had evidently made service in the army a profitable form of employment. The relief which the proletariat de- rived from the acquisition of new territory can be readily appreciated when we remember that between 367 and 287 twenty-one Latin colonies and six Roman colonies were founded. In some of these cases a large number of colo- nists was sent out. Thus, for instance, 2500 were sent to Cales in the year 334. 50. The Lex Publilia and the Lex Hortensia. The great political movements of this period, in which the mass of the people were concerned, are connected with the passage of the lex Publilia in 339, of the lex Hortensia in 287, and 50 RErURLICAN PERIOD: HISTORICAL with the career of Appius Claudius. It seems hopeless to try to make out the circumstances under which the Publilian law was passed. The patrician coloring given to the narra- tive has wholly obscured the real truth of the case. The legislation of 287 grew out of economic difficulties, and yet here, too, the ground is very uncertain, since the eleventh book of Livy, in which an account of the matter was pre- served, is not extant, so that we must rely on the epitome of that book, and on incidental references in other writers. This much seems to be clear, however, with reference to the movement in 2 8>, that the debtors demanded a radical measure of relief. To this the patricians in the senate, who belonged in most cases to the creditor class, refused their consent. Thereupon the needy withdrew to the Janiculum, but returned to the city on condition of the enactment of certain favorable legislation. Let us pass now to the laws themselves, taking up first the lex Publilia. If we examine its contents, we find that besides the clause to which ref- erence has already been made (p. 42), providing that one of the two censors should be a plebeian, the Publilian law contained two provisions. One of these directed that a bill should be approved by the patricians in the senate before it was acted on by the centuriate comitia. Previously the auctoritas patrum had followed the action of the comitia centuriata. It would seem easier to defeat an undesirable bill in its inchoate state than after the interest of the people had been aroused and favorable action taken by a popular assembly. One would, therefore, expect this change to increase the importance of the auctoritas patrum, but such was not the case. In point of fact, from this time on it became a meaningless form. The mere fact, however, that the approval of the patrician senators lost its significance during this ])eriod is not difficult to understand, when we STRUGGLE BETWEEN THE ORDERS 5 1 remember that the whole tendency of constitutional devel- opment at this time was to rob the patricians of exclusive political powers, but it is hard to see how the change made in 339 can have helped to accomplish this end. The prin- ciple which the Publilian law applied to legislation was extended by the lex Maenia, passed probably in the year 287, to elections also. By the decadence of the influence of the auctoritas patrum, which followed this legisla- tion, the last serious obstacle was removed from the path of the comitia centuriata as an elective and a legislative body. Two clauses of the lex Publilia have been discussed. The third clause, according to Livy's narrative, enacted ut plehiscita omnes Quirites tenerent. This part of the Pub- lilian law, at least in the form in which it has come down to us, seems to be identical in force, not only with one of the Valerio-Horatian laws of 449 (p. 32), but also with the lex Hortensia of 287, which, according to the elder Pliny, provided ut plehiscita universum popidum tenerent. What relation do these three laws bear to one another? It is almost impossible to say. We can assume that the law of 449 made enactments of the plebeian assembly uncondition- ally binding on the whole people, and that the measures of 339 and 287 reaffirmed the principle already established, and sought to strengthen it at weak points ; but on the one hand it is incredible that the plebeian assembly was made a supreme legislative body as early as 449, and on the other hand it would be highly improbable to suppose that the plebeians would have needed almost one hundred and seventy-five years to secure the recognition of a principle already formulated into law. Of one fact we are sure, viz., that after 287 plehiscita were unconditionally binding on the whole community. We seem forced to assume, there- fore, that under the Valerio-Horatian law enactments of the 52 REPUBLICAN PERIOD: HISTORICAL plebeian assembly were valid under certain conditions, and that the Publilian and Hortensian laws removed these restrictions. In discussing the Valerio-Horatian law (p. 32) an attempt was made to show that a measure adopted by the concilium plebis acquired the force of law, if it was sub- sequently ratified by the patrician senators. Between 449 and 339, then, in the case of both the comitia centuriata and the concilium plebis, a bill, in order to become a law, required, first, favorable action by the popular assembly, then the sanction of the patrician senators. In other words, the method of procedure was the same in both cases. Now one clause of the Publilian law, as we have already seen, provided that in the case of the centuriate comitia the auctoritas patrum should precede the action of the comitia. If we assume that the same change was made in the case of the plebeian assembly, and the assumption is not improb- able, the relation which the three laws bear to one another is clear. It may be stated as follows : from 449 to 339 a bill becime a law if it was favorably acted on by the centu- riate co?nitia or by the plebeian tribal assembly, and subse- quently approved by the patrician senators ; from 339 to 287 the auctoritas patrum preceded in both cases; after 287 the preliminary approval of the patrician element in the senate was necessary in the case of the centuriate assembly, but unnecessary for the action of the plebeian tribal assembly. One difficulty in the situation has not yet been spoken of. The fact has already been mentioned (p. 2,Z) that in 447 a patricio-plebeian tribal assembly comes into existence. After that date, then, there are two tribal assemblies, one made up of plebeians, the other of both patricians and plebeians. Ancient writers do not carefully distinguish between these two bodies, so that it is often difficult to say to which one reference is made. However, STRUGGLE BETWEEN THE ORDERS 53 since in the case of all three of the laws under consideration distinct mention is made of the assembly of the plebs, we seem to be safe in applying the principle to the plebeian tribal assembly. In fact, the patricio-plebeian tribal assem- bly seems to have been largely an electoral and judicial and not a legislative body until the close of the fourth century, since the first legislative enactment of the comitia tributa, of which we have any record, belongs to the year 357. If the action of this body required the preliminary approval of the patrician senators, that restriction must have been removed in 287. In other words, the Horten- sian law applied the same principle to both tribal assem- blies, as, on general grounds, we should have expected it to do. One must not assume that the passage of these three laws gave the popular assemblies practical control of legis- lation and robbed the senate of all its powers in this field of activity, or, to put it in another way, one must not infer that the passage of the lex Hortensia marked the final triumph of democracy over aristocracy. In point of fact, no one but a magistrate could bring a bill before one of the popular assemblies for action, and since, as we shall see later, the senate found means of maintaining its control over the magistrates, very few bills came before the popular assem- bUes of which the senate did not approve, and a way was generally found to secure the passage of bills which the senate favored. It was the patrician element in the senate, not the senate itself, which lost power and prestige at this time. In other words, the Hortensian law robbed the patri- cians of the last exclusive political power of any importance which they possessed, but the mantle of the old patriciate fell, not on the shoulders of the democracy, but on those of the new nobilitas. 54 REPUBLICAN PERIOD: HISTORICAL 51. The Policy of Appius Claudius Caecus. Attention has already hccn called to the fact (p. 48) that the causes of the distress among the lower classes were partly econom- ical, partly political, and we have considered some of the efforts which were made in this period to remove their financial difficulties. These reforms were intended to help poor debtors, and especially, we may suppose, farmers with small holdings. The political movement toward the close of the fourth century B.C., of which Appius Claudius Caecus is the central figure, removed in part the political disabilities of another element in the conmiunity, that is, of the freedmen and of freemen with less than two acres of land. Probably neither of these classes was enrolled in the tribes at this time, while the prohtarii, that is, the citizens who owned no land or had less than two acres, were massed in the centuriate assembly in a single century, which exercised practically no influence in a body contain- ing one hundred and ninety-three centuries. Appius Claudius, as censor in 312, made a great change, therefore, in the composition of the popular assembhes, when he admitted landless freemen and freedmen to the tribes, and in fact to any tribe which an individual might choose, and when he also enrolled men belonging to these two categories in such " classes " as their property, in what- ever form it might be, entitled them to enter. By this procedure wealth in any form was substituted for landed property as the basis of admission to a tribe and of classifi- cation in the centuriate assembly. By this change artisans and tradesmen were to be enrolled in the popular assem- blies, and those bodies were likely to lose the stability which an organization composed solely of farmers or land- owners is likely to have. The admission of freedmen further increased the danger. Appius violated tradition in STRUGGLE BETWEEN THE ORDERS 55 a still more striking way by putting the names of freedmen's sons in the list of senators, which, under the Ovinian law, it was his duty as censor to draw up. An equally revolu- tionary proceeding was his conduct in securing the election of Cn. Flavius, the son of a freedman, as curule aedile in 304. We have not space to consider at length the motives of Appius in making these changes. The question is one of high dispute. He was certainly far-sighted, and saw that Rome was soon to be mistress of Italy. He may well have felt that by strengthening the hands of the magistrate he would secure for her that firmness and promptness of action, and that consistency in policy, which would be essential to her in her new role. By lowering the prestige of the nobilitas in the senate, and of the petty landed aristocracy in the assemblies, as his changes certainly did, he increased the importance of the magistracies, and indirectly accom- plished his purpose by essentially the same method as that which Caesar adopted two centuries and a half later. The independent course which he took during his censorship was in harmony with the view which he held with reference to the magistracies. In fact, his policy was reactionary. It involved a return to the magistrate of many of the powers of which two hundred years had robbed him. This is not to say that his motives were purely patriotic, or that he had a single purpose in mind. A fine patrician contempt for the plebeian nobility in the senate and for the bourgeois landholders of the assemblies, who had first pushed their way into a position of equality with their betters, and were now themselves following the policy of exclusion toward their less fortunate fellow-townsmen, seems to have played some part in his mind. But the Romans were not yet ready for such revolutionary changes. A conservative reaction came in 304. Some regard. 56 REPUBLICAN PERIOD: HISTORICAL however, was paid to the changes made by Appius. Q. Fabius Rullianus, one of the censors of that year, allowed landless freemen and freedmen to remain in the tribal organization, but assigned them to the four city tribes, which were so large that individual votes were of compara- tively little avail. The sons of freedmen were again treated as ineligible to the senate or to a magistracy, but in other respects they enjoyed the political rights of citizens. As a result of the whole incident the position of the senate and of the nohilitas was strengthened. It had proved itself more powerful than its enemies. Two achievements of Appius of a permanent character should be mentioned, before we leave the discussion of his career, viz., the part which he played in securing the publication of the calendar and of the legis actiones in 304, and the construction of the "via Appia in 312. Exactly what happened in 304 is not clear from the words of Livy, — civile ius repositum in pene- tralibus pontifician {Cn. Flavins) evulgavit fastosque circa forum in albo proposuit (IX. 46. 5). The general method of procedure in civil cases and the calendar had both been given in the laws of the twelve tables. The service which Flavius rendered to the people consisted perhaps, as some writers maintain, in the publication of the pertinent con- tents of the laws of the twelve tables in book form, or he may have set down for general use a list of court days and a complete set of the forms which were to be employed in civil cases. Whatever the exact truth of the case may have been, information essential to everyday life, which had formerly been confined to a few, became the common property of all. To Appius, Rome was also indebted for the first of those great military roads which proved such a powerful factor in extending Roman commerce and Roman ideas, and in facilitating the transfer of troops to all parts STRUGGLE BETWEEN THE ORDERS $7 of the world. None of his achievements shows more clearly the correctness with which he foresaw the future of Rome and her needs as a world-power. 52. The Conquest of Central Italy. The period which is under discussion in this chapter is one of rapid external development. Rome waged war with all the peoples of central Italy. Of them all the Samnites resisted her claim to supremacy with the greatest valor and stubbornness. When the Romans and Samnites were first brought into close relations in the middle of the fourth century, they apparently agreed to a peaceful division among themselves of certain territory belonging to their weaker neighbors. This seems to be the correct explanation of the course of events of the years 343—1, which one tradition exalts into a war. The ambitious spirit of expansion which Rome showed in dealing with smaller states, supported as she was now by Samnium, suggests also a sufficient explana- tion of the desperate struggle which the Latin communities at once made to break her power. The result of the war, which followed, and lasted from 340 to 338, was most dis- astrous to the Latins. Although they were assisted by the Campanians and Volscians, they were defeated and lost many of the rights which they had enjoyed since the adoption of the foedus Cassianum in 493. Rome made a separate treaty with each one of the Latin communities, with the express purpose of preventing future confedera- tions between them. The terms adopted varied from state to state, but all the members of the old league were appar- ently deprived of the right to trade with one another and the right to intermarry. Both Rome and Samnium were eagerly seeking to extend their iniiuence in Campanian and Volscian territory. A contest between the two powers was inevitable. The immediate cause of the war between them 58 REPUBLICAN PERIOD: HISTORICAL was the establishment of a colony at Fregellae in a Volscian district claimed by the Samnites, and an attack which the Romans made in 327 on Palaepolis, a little town on the bay of Naples, to punish it for the incursions which its citi- zens had made into Roman territory in Campania. War was formally declared by Rome in the following year, and was carried on by the two peoples with varying results until 304. The peace which Samnium concluded with Rome in that year was of short duration. A few years later tidings came to the city that the Samnites were bringing Lucania under their control. The Romans protested without effect, and war followed in 299 or 298. This time, although the Samnites were assisted by the Kelts and Etruscans, their spirit was finally broken, and they formed a permanent alliance with Rome in 290. The overthrow of Samnium established the supremacy of Rome in central Italy. Her success in all these wars was due, not simply to the valor and skill with which she carried them on, but also to a variety of external circumstances. Her enemies rarely showed that harmony among themselves and that singleness of purpose which characterized the Romans, and Rome did her best to develop the spirit of discord among them by arraying com- munity against community and the aristocracy against the democracy. An overpowering dread of the Kelts and the Etruscans held many of the smaller states to the side of Rome, while doubtless the comparatively mild treatment which they received at the hands of Rome made her sway seem less objectionable than that of Samnium. Further- more, her central position, and the construction of a mili- tary road into Campania, which was so frequently the seat of war, gave her a great advantage. The terms made with Samnium were alike honorable to her and to the Romans. She was allowed to keej) her territory and her independence, STRUGGLE BETWEEN THE ORDERS 59 53. The Treatment of Conquered Territory. During these wars and at their close Rome devoted herself earnestly to the assimilation of her newly allied and conquered peoples. Her two great agents in this work were the construction of roads and the estabUshment of colonies. The first of the great roads was built in 312, and their importance has already been noted. The twenty-seven colonies which Rome sent out between 367 and 287 were a still more important factor in Romanizing Italy. They not only served as garrisons in controlling the surrounding country, but they introduced the Latin language, and a knowledge of Roman law and Roman political institutions wherever they were established. The policy which Rome adopted toward the Latin communities after their defeat in 338 was typical of her method of dealing with all the peoples in Italy. In general she isolated each town or tribe from its neighbors and attached it to herself. These communities, according to their political status, were either municipia or civitates foederatae. The municipia were civitates sine siif- fragio, that is, they had only the civil rights of coimnercium and conubium. In some cases they were given a local self- government ; in other cases they were governed by praefecti sent out from Rome. Ultimately they received the full rights of citizenship. The privileges of the civitates foede- ratae depended in each instance on the special treaty made with Rome. They were not allowed to declare war against other communities, nor to make treaties with them, and they were expected to furnish Rome with a certain number of troops in case of need, but within their own borders they were supreme. 54. The Status of Colonies. The founding of colonies was one of the functions of the senate, which appointed a commission to carry out its instructions. One third of 6o REPUBLICAN PERIOD: HISTORICAL the land assigned for the jjurpose was usually given outright to the colonists, another third was made ager publiciis, and the remainder was used for the construction of temples and for other public purposes. The coloniae Romanae were few in number and were located on the seacoast. The colonists in these settlements, who rarely numbered more than three hundred, had full political and civil rights. The coloniae Latiiiac held the same relations with Rome as the Latin cities did after 338. They were independent within their own limits, and adopted Roman political institutions or not, as they saw fit. To these colonies several thousand settlers were often sent out. In time of war they served as allies of Rome. In 268 they were deprived of some of their jjolitical and civil rights which were restored to them in 90 B.C. only as the result of the Social war. 55. Preparations for Conquest beyond the Sea. The or- ganization and equipment of the Roman army were greatly improved in the period under consideration. The troops were now ])aid, and became accustomed to long periods of service, and Roman commanding officers acquired the ability to conduct serious campaigns, and control large bodies of men. Rome was in a position to gratify, not only in southern Italy, but beyond the sea also, that appetite for conquest which her successes in central Italy had developed. Even at this early date there are some indications of her aspirations to be a sea power. The founding of coloniae maritimae at Antium, Tarracina, Min- turnae, Sinuessa, Sena (tallica, Castrum Novum, and on the island of Pontia, all of which were established between 367 and 2S7, either shows the existence of a sea-going trade or foreshadows its early develo])ment. In 311 for the first time naval officers were chosen with the title of duoviri navales. The treatv which was made with Carthage in STRUGGLE BETWEEN THE ORDERS 6l 348, and renewed in 306, is also an indication that for- eign trade was developing, and that Roman interests were extending beyond the limits of Italy. Selections from the Sources First plebeian dictator: Liv. VII. 17. 6. — Laws concerning debt: Liv. VII. 21. 5; VII. 27. 3; VII. 42. i; VIII. 28. — First plebeian censor: Liv. VII. 22. 6-10. — Treaties with Carthage: Polybius, III. 22-7; Diodor. XVI. 69. i; Liv. VII. 27. 2; IX. 43. 26.— First Samnite war (so-called): Liv. VII. 29-VIII. 2. — Laws con- cerning reelection and plurality of offices: Liv. VII. 42. 2. — Lex sacrata militaris : Liv. VII. 41. — War with Latins: Liv. VIII. 3-12. — Peace of 338: Liv. VIII. 13-14. — The leges Publiliae Phi- lonis : Liv. VIII. 12. 14-16. — First plebeian praetor: Liv. VIII. 15. 9. — Second Samnite war: Liv. VIII. 22-IX. 45; Diodor. XIX, XX (passim); Dionysius, XV. 7-10. — Colony of Fregellae : Liv. VIII. 22. 1-2; VIII. 23. 6; Dionysius, XV. 8. 7. — Attack on Palaepolis : Liv. VIII. 22-3; Dionysius, XV. 5-6. — Caudine Pass: Liv. IX. 1-12; Appian, Samn. IV. 2-7; Cic. de Off. III. 109. — Peace with Samnium : Liv. IX. 45. 1-4. — Prorogatio imperii: Liv. VIII. 23. 12; IX. 42. 1-2; X. 22. 9 (cf. III. 4. 10). — Plebiscitum Ovinium : Festus, p. 246, ed. Miiller. — Censorship of Appius Clau- dius : Liv. IX. 29. 6-11 ; IX. 33-34; IX. 46. ID, II; Diodor. XX. 36. — Via Appia : Liv. IX. 29. 6; Diodor. XX. 36. 2; Frontinus, de Aquaedtict. 5. — Duoviri navales : Liv. IX. 30. 4. — Cn. Flavius : Liv. IX. 46; Cic. de Or. I. 1S6; Diodor. XX. 36. 6; Cell. VII. (VI.) 9. — Reaction of 304: Liv. IX. 46. 14-15; XLV. 15; Val. Max. II. 2. 9. — Lex Ogulnia : Liv. X. 6-9. — Third Samnite war: Liv. X. 11-46; Ep. XI; Florus, I. 17 ; Eutropius, II. 9f. ; Dionysius, XVII (XVIII); Dio Cass. fr. y^. 29 f. —Outbreak of war : Liv. X. 11-12; Dionysius, XVII (XVIII) 1-3. — Sentinum : Liv. X. 27-30; Polybius, II. 19. — Peace with Samnium : Liv. Ep. XI ; Eutr. II. 9. — Sabine war: Liv. Ep. XI. — Secession of 287: Liv. Ep. XI; Dio, /''• yi-—'^^'^ Hortensia: Plin. H. N. XVL 10.37; Gell XV. 27. 4. — Lex Maenia: Cic. Brut. 55; Liv. I. 17. 9. 62 REPUBLICAN PERIOD: HISTORICAL Criticism of the Sources ^ Binneboessel, Untersuchungen iiber Quellen u. Geschichte d. zweiten Samniterkrieges. Halle, 1893. A. Kiessling, De Dionysii Ilalicarnassensis antiq. auctt. lat. Bonn, 1858. B. Niese, Das sogenannte licinisch-sextische Ackergesetz, Hermes XXIII, pp. 410-423. Schubert, Die Quellen Plutarchs, N. Jahrb. fiir Philol. (N.F.), Suppl. IX, pp. 647 ff. Soltau, Livius' Geschichtswerk, pp. 117-140. Leipzig, 1897. Supplementary Literature, 1901-1910 Binder, Die Plebs. Leipzig, 1909. Bloch, Die standischen u. sozialen Kanipfe in d. romischen Republik. Leipzig, 1900. Dreyfus, Essai sur les lois agraires sous la republique romaine. Paris, 1898. De Sanctis, Storia dei Romani: La conquista del primato in Italia, 2 vols. Milan, 1907. Oliver, Roman Economic Conditions to the Close of the Republic Toronto, 1907. 1 See also general bibliography on p. 22. CHAPTER V THE SUPREMACY OF THE NOBILITAS 56. The Period from 287 to 133. With the passage of the Hortensian law the great struggle which had gone on for more than two centuries was brought to an end. The efforts of the plebeians to secure their political rights had been crowned with complete success. In fact, in some respects, the plebeians enjoyed a political advantage over the patricians. So, for instance, under the new constitu- tion one of the two consuls must be a plebeian, and both of them might be plebeians. The discrimination which the law made in their favor in this matter, and in certain other matters, was only fair from the democratic point of view, since at this time they must have far outnumbered the patricians. Of course the social prestige which an old nobility enjoys, and the solidarity of interests which binds together the members of a close corporr.tion, must have given the patricians a political power which the plebeians did not possess, but the law was powerless to secure equality in this respect. As one might naturally expect, the settle- ment of the great questions which had divided the Roman people into two parties made the period after 287 one of comparative political inactivity. Not only were the ques- tions at issue settled, but the Romans were occupied in adapting the new institutions to the needs of the com- munity, and their energy was expended in the manage- ment of foreign affairs. The wars of the period, in fact, and the results which flowed from them, exerted a 63 64 REPUBLICAN PERIOD: HISTORICAL controlling influence on the social and political development of the community. The wars with Pyrrhus, with Carthage, with Philip, Antiochus, and Perseus occupied the Romans sixty-seven years, and three of these contests — that with Pyrrhus, and the first and second wars with Carthage — strained the resources of Rome to the utmost. In their presence all the elements at Rome united in the common defense, and, for the time, internal differences disappeared and a remarkable political harmony prevailed. .The intense interest which the Romans felt in military affairs naturally gave a political prominence to men who had won distinc- tion in the field. Furthermore, the soldiers who came back to the city did not look on their commander, as their fathers had done, as a simple fellow-citizen, who had like themselves been serving the state, and now resumed his place by their side. Long periods of service abroad, where the soldier was only one of a great army carrying out an elaborate plan of campaign under the direction of one man, had accustomed many of the Romans to follow implicitly the guidance of an individual. Had Scipio Africanus been an able and ambitious politician, it would not have been difficult for him to exercise a paramount influence in Roman politics. Had that been the case, the senate would have lost its control, and the tide, which was setting strongly toward oligarchical government, would have been checked. But neither he nor any other success- ful Roman general had the ability to devise a compre- hensive political programme, or the amliition to make himself a popular leader. This is not to say that all the political leaders of the period were actuated by unselfish motives. The strenuous efforts which certain noble families made to use the campaign against Antiochus to further their own selfish ends is a proof of the opposite state of SUPREMACY OF THE NOBILITAS 65 « affairs. As for the great mass of the people, the imme- diate effect of the long wars was to bring into relief the same sturdy qualities which they had shown in their strug- gle with the Samnites. Their indirect result was a com- plete change in the social and economic condition of the whole ItaHan people. The political connection of the period from 287 to 133 with that which precedes it lies in the fact that in it the institutions created during the preceding period were gradually developed and adapted to the needs of the people. It is linked to the subsequent period by the fact that in the latter the forces which devel- oped out of the new social and political conditions result- ing from the great wars took definite shape, and furnished the basis of a new political reorganization. During these years the state was ruled by the nobilitas, a fact which gives the period its pohtical unity. Its end is fixed by the deter- mined stand which the Gracchi took against the oligarchy in the name of the democracy. 57. The Senate and the Popular Assemblies. After the passage of the Hortensian law the Roman government was in theory essentially a democracy, in so far as landowners were concerned. Its magistrates were elected by the popular assemblies, and the measures enacted by those bodies were valid without further condition in the case of the tribal assemblies, or required only the formal prelimi- nary approval of the patrician senators in the case of the centuriate coinitia. In reality, however, the government was in the hands of an oligarchy, and almost all the legis- lation of the period emanated from the senate. One might almost say that the democracy was satisfied with the posses- sion of power but did not care to exercise it. There is indeed some truth in this way of stating the case. The people recognized the fact that the senate was better able 66 REPUBLICAN PERIOD: HISTORICAL to direct the policy of the state than they were themselves. Now and then they asserted their constitutional rights. This was the case in 232, when the concilium plebis, under the leadership of the tribune C. Flaminius, passed a bill, contrary to the wishes of the senate, dividing certain land in Picenum and Gaul. Even in the second Punic war, in the case of Scipio, the senate was forced to yield to the people or to popular sentiment. In general, however, the senate had a free hand in the administration of affairs. The reasons are not far to seek. The number of voters during this period ranged from 250,000 to 300,000. Many of them lived at a great distance from the place of voting. It was obviously inexpedient to call together such an assembly for the passage of ordinary administrative legis- lation. Many matters, especially in time of war, require prompt action. This could not be secured through one of the popular assemblies. Furthermore, the questions which came up for consideration were far more difficult to settle than those of earlier years had been. The scene of active operations at present was far from Rome. The average Roman knew little about the conditions abroad, and was not, therefore, in a position to express an intelligent opinion on the majority of the questions at issue. What made matters worse was the fact that adequate discussion in the contio, which preceded the casting of the ballots, was impossible. The senate, however, was eminendy qualified to meet all the conditions mentioned. It was a body of only three hundred members, so that it could be called together quickly, and could discuss fully any important question laid before it. Its members were men of means who could afford to meet frequently for the transaction of public business. This fact alone would have given the senate precedence over any one of the popular assemblies, SUPREMACY OF THE NOBILITAS 6^ for administrative legislation at least. A still greater advan- tage which the senate had lay in the character of its com- position after the passage of the Ovinian law. Under that law it became a body of ex-magistrates, whose experience in administration and knowledge of affairs at home and abroad fitted them in a peculiar way to settle wisely the complicated questions of foreign policy which engaged the attention of the Roman people during this period. One should also bear the fact in mind that the senate had always played a leading part in directing the foreign policy of the state. In managing foreign affairs during the period of the great wars it was, therefore, in large measure follow- ing well-established tradition, and as foreign questions completely overshadowed domestic affairs in number and importance, another reason for the ascendency of the senate as a legislative body is apparent. Not only did the quali- fications of the senate help it to acquire a supremacy in legislative affairs, but it found means to prevent the popular assemblies from taking the initiative in such matters. A popular assembly could meet only when it was called together by a magistrate or a tribune, and only to discuss such matters as were laid before it by a magistrate or tribune. Now both these classes of officials were under the control of the senate, so that it was practically impos- sible to get a bill of which the senate did not approve before any one of the assembhes. 58. The Senate and the Magistrates. What has been said will explain in part the influence which the senate exercised over the magistracies. The Ovinian law had made the senate a body of ex-magistrates. All of the senators were men of experience in government. Some of them were ex-consuls who had filled with distinction the same ofifice which their presiding officer was now filling. Some 68 REPUBLICAN PERIOD: HISTORICAL of them had a greater technical knowledge of the questions at issue than he had himself. Furthermore, strong motives of self-interest bound the members of the senate together in maintaining and extending its ])restige. The consul himself came from their number ; he was imbued with their ideas of government and at the end of the year he would return to their ranks. It was impossible for him to make a stand against such influences as these. His submission to the senate was inevitable. In the earlier period the list of senators was drawn up by the consul and he probably exercised some discretion in the matter of choice. This duty was now performed by the censor, so that membership in the senate was in no wise dependent on the favor or approval of the consul. In fact, the senate was practically independent of any magistrate in this respect. The Ovin- ian law had instructed the censor to give preference to ex-magistrates in the selection of senators, and the rather extreme interpretation which was put on this law made its action automatic and practically gave ex-magistrates the right to a seat in the senate. The tribune was not much more inclined than the consul to take the initiative in matters of legislation. The influences which controlled the consul affected him also. Furthermore, as we have already noticed (p. 44), the senate had taken pains to cultivate friendly relations with him. His office, too, was a stepping- stone to the magistracies, in candidacy for which the support of the fwbilitas would be of great importance. The result of all this was that the senate met, not to give the consul advice which he was free to accept or reject, but to take action which he was expected to carry out as its minister. 59. Benefits and Evils of Senatorial Government. The system of senatorial government had both its light and its dark side. Technical administrative questions were decided SUPREMACY OF THE NOBILITAS 69 by a body of experienced administrators. A consistency and continuity was given to Roman policy which would hardly have been possible with the free initiative of magis- trates holding office for a year only. The element of selfish personal ambition was in large measure eliminated. In fact, the senate checked in its own interest any attempt at self-aggrandizement. However, this necessity of preventing an individual from attaining eminence had its evil side. Great success and the resultant popularity gave rise to distrust in the minds of the oligarchy, so that at a critical moment the state might be robbed of the services of a valuable leader. (^The senate was undoubtedly actuated by patriotic motives in almost all of its actions, but it was impossible for it, in domestic affairs, to throw off entirely its conservative bias. ; In foreign affairs the results of a divided, and, therefore, a diminished, responsibility were painfully apparent. The senate often adopted a policy in deaUng with another state which individual senators, had they been magistrates vested with supreme power, would have scorned to follow. The harmony which existed between the senate and its commanders in the field during this period is remarkable, and it is surprising that a series of great wars could have been brought to a successful com- pletion under the joint management of a commanding officer in the field and a jealous legislative body of three hundred members at home. It devolved upon the senate not only to maintain a supervision over the military operations carried on simultaneously at different points and to provide money and troops for the various campaigns, but also to assume a general care of newly acquired territory in Italy or abroad. The last-mentioned duty imposed on the senate the respon- sibility of dravving up a constitution for the community in question, or of ratifying a treaty with it, of taking necessary yo REPUBLICAN PERIOD: HISTORICAL measures to protect it and hold it in subjection, of dividing the provinces among the various classes of officials, and of receiving foreign ambassadors and deputations. 60. Magistracies. The subordination of the magistrate to the position of minister of the senate involved a certain loss of prestige on his part, but it brought partial compen- sation with it. The development of the powers of the senate gave an added value to the magistracies, since elec- tion to one of them carried with it admission to the senate. Indeed, from this time on the importance of a magistracy consisted largely in this fact. Furthermore, the immense gain which the senate made, after the development of an imperial policy, in the variety and importance of its func- tions, increased correspondingly the scope of the powers which the magistrate enjoyed who followed its mandatory advice. The determination of the senate to protect itself against ambitious individuals found expression in various laws affecting the magistrates which were passed in this period. In 180 the tribune L. Villius secured the passage of a law which fixed, directly or indirectly, the age at which citizens might become candidates for the more important offices {giiot annos nati quemque ttiagistratum peierent cape- rentque). By this measure the cmsus honorum was estab- lished. Its observance would prevent an ambitious politician from riding into power on a wave of popular enthusiasm. As early as the fourth century any one who had held a given magistracy was ineligible for reelection to the same office until an interval of ten years had elapsed. Even this stringent provision did not satisfy the oligarchy, and toward the close of the period we are considering, — that is, about the middle of the second century, — reelection to the con- sulship was absolutely forljiddcn. In the next century, how- ever, Sulla reverted to the legislation uf the earlier period. SUPREMACY OF THE NOBILITAS /I 61. Bribery and Ballot Laws. The laws against bribery and providing for a secret ballot are also to be attributed largely to the desire of the oligarchy to protect itself against ambitious and unscrupulous politicians. A careful study of the legislation against bribery would throw a flood of light on the history of Roman morals during the last century of the republic, and undoubtedly men like Cato, in supporting legislation to check the evil, were actuated mainly by a desire to stem the tide of degeneracy, but the real pur- pose of the early laws on that subject was political. A new lex de a7nbitu was passed in i8i. A second followed in 159. The lex Gabinia of 139, which provided for a secret ballot at elections, the lex Cassia of 137, and the lex Papiria of 131, which made the same provision for meet- ings of the comitia, respectively as a court and as a legisla- tive body, were intended to accomplish essentially the same purpose as the laws against bribery, in a different but per- haps in a more effective way. 62. Change in the Number and Functions of the Praetors. The only change of any moment in the magisterial system was the addition of another praetor toward the end of the first Punic war, the increase in the number of these officials from two to four in 227, and to six in 197. The second prae- tor was chosen to take charge of cases in which foreigners were concerned, and so received the title oi praetor per egri- niis, while his colleague, who presided in matters where only citizens were parties to the suit, was known as the praetor iirbanus (cf. p. 187). The increase in the number of prae- tors in 227 and 197 went along with a complete change in the functions of certain members of the college, since the four new praetors were not assigned to essentially judicial duties, but were made governors of the newly acquired provinces of Sicily, Sardinia, Nearer Spain, and Farther Spain. ^2 REPUBLICAN PERIOD: HISTORICAL 63. The Quaestorship and Dictatorship. The addition of four new quaestors in 267, which raised the number in the college to eight, brought with it no radical change in the duties of those officials. It was a natural consequence of the extension of Roman territory. The new quaestors were the financial representatives of the central govern- ment in the various sections of Italy. It is significant of the thoroughness which the senate showed in carrying out its oligarchical policy that dictators for other than such temporary and special purposes as the holding of an elec- tion during the absence of both consuls, or the annual driving of a nail in the wall of the temple of Jujjiter, were rarely appointed during this period, and, when they were chosen, they deferred, not less than the consuls, to the senate. The choice of a plebeian for the first time as pontifex maximus in 253 is little more than an echo from the din of battle of an earlier period. 64. The Censorship. The censor's office became one of immense political and moral importance during the period which we are considering. His main constitutional func- tions consisted in assessing the property of citizens, in preparing a register of them according to tribes, classes, and centuries, in drawing up the list of senators, and in managing the finances of the state. The increased impor- tance of this magistracy was due to a variety of causes. Foremost among these should be mentioned the precedent set by Appius Claudius in his performance of the duties of that office in 312. We have already noticed (j). 54) the autocratic manner in which he changed the composition of the tribes and the centuries. The reaction of 304 was not a protest against the exercise of such powers by the censor, but rather a reversal of the action of one censor by another. The right of the censor to make such radical changes as SUPREMACY OF THE NOBILITAS 73 Appius had made was, therefore, strengthened and not weakened by the events of 304. In fact, the reform of the centuriate assembly in 241 was probably due in large measure to the efforts of the censor. The immense increase in the income and the expenditure of the government which resulted from the prosecution of a long series of wars and the acquisition of provinces, was a still more potent factor in giving importance to his office. The taxes levied in the new provinces were farmed out to the highest bidders, and the contracts were made by the censor in the name of the state. Besides the income from this source, immense sums of money came into the treasury in the form of booty. Aemilius Paulus, for instance, brought home 300,000,000 sesterces after the war with Perseus. It is difficult, with the scanty infoniiation we have, to account for the development of the right to supervise the morals of the people which the censor exercised in the third century. - This is the probable course of events, how- ever : In drawing up a register of a tribe or -a class it was necessary for him to inquire closely into such matters as the name, age, residence, family, and property of each citizen (cf. p. 192). It is probable that he gradually extended the range of his inquiry to cover also the man- ner of life of citizens, without waiting for legislation to authorize him in taking such a course. Such action on his part would find abundant justification in the determined stand which the community was making against the degen- erate tendencies of the time. In fact, the functions of the censor made his office the natural agency to employ in the effort to preserve the integrity of the Roman character. 65. Improvement in the Judicial System. A develop- ment of some importance, which for convenience may be mentioned in this connection, consisted in the improvement 74 REPUBLICAN PERIOD: HISTORICAL of the judicial system, by sending praefecti iuri dictmdo to various i)oints in Italy to represent the praetor, and by the occasional establishment of judicial commissions to take the place of the popular assemblies in the trial of certain criminal cases. The advantage which a small, select body had over a popular assembly in such cases was so apparent, that by the lex Calpurnia of 149 a permanent court was established for the trial of magistrates guilty of peculation in office, the so-called qiiaestio (^perpetua) de {peamiis) repetiindis. The historical importance of this innovation lies largely in the fact that it was the first step toward the organization which Sulla made in the next century of a fairly complete judicial system. It is interesting to note that the offense, of which the first standing court was to take cognizance, was extortion. Evidently the magistrates had already found it necessary to seek reimbursement in the provinces for the great expenses attendant on an elec- tion to office at Rome. The establishment of a court to try those guilty of peculation goes hand in hand with the legislation against bribery. Little immediate gain could be expected from the court, however, because its juries were made up exclusively of senators, and could hardly be trusted to convict senatorial governors. 66. Reform of the Centuriate Comitia. The most com- prehensive political change of this period which affected the whole people was the reform of the centuriate assembly about 241. That body was completely reorganized on the tribal basis. Each of the tribes was divided into sefiiores and iuniores ; then the members of each of these two sec- tions were assigned to classes according to their wealth, the members of each class of seniores and iutiiores forming a century. The division of each of the thirty-five tribes into centuries is indicated in the following diagram. SUPREMACY OF THE NOBILITAS 75 Seniores Century of ist class « " 2d " " " 3d " " " 4th « Tribus " « 5th « Century of ist class « « 2d " u u 3(1 .. luniores " " 4th " « «' 5th " To the three hundred and fifty centuries thus formed there should be added eighteen centuries of knights, four supple- mentary centuries, not definitely enrolled in the classes, and one century of proletarii, making a grand total of three hundred and seventy-three. The property quaUfication for admission to the several classes was henceforth calculated on a money basis, and was probably raised for each class, but of this we cannot be sure. It is clear, at all events, that the new organization was of a far more democratic character than the old one. In the old body the number of centuries in the first class, supplemented by the knights, was greater than that in all the rest put together. The eighteen centuries of knights combined with the eighty centuries of that class constituted a majority. In the reformed organization the number of centuries in each class was the same, so that the only advantage which wealth gave lay in the fact that the centuries of the upper classes were probably smaller than those of the lower classes, and yet had equal weight with them in voting. ^6 REPUBLICAN PERIOD: HISTORICAL In one other respect the organization fell short of being strictly democratic. The seniores in a given tribe, that is, the men between forty-six and sixty years of age, made up five centuries, so that they had as great a voting power as the iuniorcs, or men between seventeen and forty-six years of age, although by the natural laws of mortality there can- not have been more than half as many of the former as of the latter in a tribe. Therefore, although the reformed centuriate assembly was essentially democratic, wealth and age enjoyed indirectly some advantages. 67. The Tribal Assemblies. Legislation of the fifth cen- tury, possibly the kx Atcrnia Tarpeia of the year 454, had allowed magistrates, tribunes, and plebeian aediles to impose fines up to a certain limit. All cases involving a larger amount than the minimum fixed could be appealed to the tribal assembly. The effect of this arrangement was to make the tribal assemblies criminal courts of appeal in all but capital cases. This change had its political side. It enabled the tribune to hold a magistrate responsible for his conduct, but its value in this respect was in large measure offset by the use of the court for ])artisan purposes. An important step toward robbing the tribal assemblies of their judicial functions altogether was taken toward the close of this period by the establishment, in 149, of the first quaestio perpetua (p. 74). The most important laws of this period were passed in the tribal assembly. For instance, the leges Villia (p. 70), Galnnia (p. 71), Cassia (p. 71), Calpuniia (p. 74), and various sumptuary laws, e.g., the lex Oppia and the lex Orehia, were a\\ plehiseiia. The tribal assembly met within the city and had a simpler organization than the centuriate assembly. Furthermore, the tribune who presided over the concilium pledis Tepresentcd belter than the magistrate the SUPREMACY OF THE NOBILITAS TJ ^^ro7iia of Gains for- bade the appointment of such commissions, and denied the validity of the interpretation put on the senatus con- sultum ulti?fium. The agrarian law of Tiberius, which had not been carried out for several years, was reenacted or reaffirmed. The tribal assembly under the leadership of Gaius encroached aggressively on the traditional preroga- tive of the senate by taking part in the control of foreign affairs, as it did in regulating the tax system in Asia and in founding colonies. Of far-reaching importance was a law which made it incumbent on the senate to decide which provinces should be consular before the new magistrates were chosen (cf, p. 237), Toward the end of his second tribunate Gaius took up the second great political problem, which, as we have seen, confronted him at the beginning of his political career, and proposed to give Roman citizen- ship to the Latins, and Latin rights to the other Italian allies ; but at this point the selfish democracy of Rome deserted him. He became a candidate for the tribunate a third time, was defeated, and, like his brother, met a vio- lent death. The agrarian movement which had been insti- tuted by Tiberius and Gaius was summarily checked by the legislation of 1 1 8 and 1 1 1 , which gave the full rights of ownership to those already occupying state land ; but the other legislation of Gaius remained in force. A still more important result of the Gracchan movement was the con- sciousness which the democracy gained of its own strength and of the weak points in the position of the senate. DEMOCRACY AND NOBILITAS 99 88. Marius and the Wars with Jugurtha and the Cimbri. In fact, the weakness of the nobilitas soon gave the chance of success. In 1 1 2 the government was com- pelled by public sentiment to declare war against Jugurtha, the king of Numidia, who had not only dispossessed of their rights his- cousins, Adherbal and Hiempsal, and put them to death, but had treated the protests of the Romans with scorn. In the war which followed, the open purse of Jugurtha on the one hand, and the venality and incapacity of the senatorial leaders on the other, brought disgrace to the Roman name and defeat to the Roman arms. The popular party insisted on a change, and in 107 succeeded in electing to the consulship C. Marius, a man of humble birth who had shown his ability at the siege of Numantia, and to him the control of the forces acting against Jugurtha was committed. Jugurtha was defeated and the war was speedily brought to an end. Marius was still in Africa, arranging the affairs of the province, when he was elected to the consulship for the year 104 and intrusted with a still more serious undertaking. A horde of barbarians, of Germanic origin, from the shores of the North Sea, in search of laixis and booty, had swept southward toward Italy, and in 113 defeated a Roman army under the con- sul Cn. Papirius Carbo at Noreia (the modern Neumarkt). After this victory the Cimbrian invaders were joined by two Helvetian peoples, the Teutones and Tigurini, and in Gaul in 109 inflicted a second defeat on the Romans under M. Junius Silanus. Two years later the Roman consul L. Cassius suffered a still more serious reverse at the hands of the Tigurini, and in 105 at Arausio the combined forces of the barbarians destroyed the two armies which the pro- consul Q. Servilius Caepio and the consul Cn. Mallius Maximus commanded, and left 60,000 Romans dead on lOO REPUBLICAN PERIOD: HISTORICAL the field of battle. This was the condition of affairs when Marius entered on his second consulship in 104. Great anxiety prevailed in Italy, and complete distrust of the senatorial re'gime. The withdrawal of the Cimbri toward Spain and the inactivity of the other barbarians gave Marius an opportunity to reorganize and train his forces, so that later, when the enemy sought to enter Italy at two different points, they were completely annihilated, the Teu- tones at Aquae Sextiae in 102, and the Cimbri the following year on the Raudine plain. 89. Saturninus and the Conservative Reaction. The bril- liant successes which the Jiomis homo Marius thus won in the Jugurthine and Cimbrian wars, following, as they did, on the disasters which the state had suffered under senatorial leadership, inflicted a severe blow on the prestige of the senate, and the democracy was quick to take advantage of the situation by allying itself directly with Marius. For the year 100 he was elected consul for the sixth time, and liberal assignments of land in Africa were made to his veterans in a measure introduced by the tribune Saturninus ; but the radical character of the agrarian bills which Saturninus brought forward in his second tribunate in 100, and the forcible means which he and the praetor Glaucia used to secure their passage, alienated a large part of the people, and drove even Marius over to the opposi- tion. In the reaction which followed, the laws of Satur- ninus were repealed, and an attempt was made to check hasty legislation in the comitia in the future by the lex Caecilia Didia of the year 98, which provided that a bill should be published seventeen days before it could be sub- mitted to the people for action (cf. p. 254). This measure also forbade the inclusion of different matters in the same bill. DEMOCRACY AND NOBILITAS lOI 90. Drusus and the Italians. It is a strange illustration of the irony of fate that M. Livius Drusus, the son of the conservative whose clever manoeuvres had brought political disaster and death to the younger Gracchus when he tried to ameliorate the political condition of the Italians, should have been the man who revived the movement to relieve the Italians, thereby losing his life. The ultimate political aim of the younger Drusus, however, differed essentially from that of his predecessor. C. Gracchus had tried to overthrow the senate by combining all the other forces in the state against it. Drusus, on the other hand, sought to strengthen the conservative position by removing the prin- cipal causes of discontent, not only in Rome but in all Italy. He sought to conciliate the poor by an agrarian law and a corn law. He tried to reconcile the senate and the knights by a measure which made both senators and equites eligible for jury duty, apd finally he promised citizenship to the discontented Italian allies. But the selfishness of all the parties concerned brought his efforts to naught. Despairing of the support of the senate, he submitted directly to the popular assembly a bill with clauses embody- ing his plans with reference to the distribution of grain, the assignment of land, and the composition of the juries. The measure was passed in spite of violent opposition, but his subsequent proposal to give citizenship to the allies aUen- ated the people, who were unwilling to share their privileges with others, and Drusus became a victim of popular passion, as C. Gracchus had been. The senate had by this time mustered courage enough to declare that the laws already passed were in contravention of the lex Caecilia Didia, and therefore invalid. 91. The Social War. The bill which Drusus submitted in the year 9 1 was the last of many attempts to better the 102 REPUBLICAN PERIOD: HISTORICAL condition of the Italians by conservative methods. When, like its predecessors, it resulted in failure and was followed by severe repressive measures directed against them, the discontent of the Italians broke out into an open revolt, in which all except the Latins and the aristocratic states of Umbria and Etruria joined. The loosely organized con- federacy which they formed had its capital at Corfinium, and imitated the Roman system in having a senate with five hundred members, two consuls, to represent respec- tively the Oscan and Latin speaking peoples, and twelve praetors. The Italians were as good soldiers as the Romans ; they found able leaders, and they were better prepared for war than the Romans. Consequently, the advantage in the early part of the war, which began in 90, rested with them, and when the Umbrians and Etruscans showed signs of joining the confederacy Rome thought it wise to make concessions. Within a year after the out- break of the war the consul L. Julius Caesar secured the passage of a law granting citizenship to the allies who had remained loyal, and in the early part of the next year, 89, on the i)roposal of the tribunes M. Plautius Silvanus and C. Papirius Carbo, the lex riautia Fapiria was passed, pro- viding that Roman citizenshij) should be given to the citi- zens of allied states who should register their names with a Roman praetor inside of sixty days. The lex Pompcia of the same year gave Latin rights to the Transpadanes. The newly made citizens were, however, assigned to eight tribes, and this fact Hmited their influence. These concessions placated a majority of the Italians, and the smouldering embers of revolt among the Bruttii, in Samnium, and in Lucania were stamped out in the following year. 92. Sulla and the Mithridatic War. The state of affairs in the East was the immediate cause of the next trial of DEMOCRACY AND NOBILITAS IO3 strength between the two parties at Rome. The Romans had been so engrossed with affairs in Italy that they had not heeded the rapid development of a new power in the Orient. For twenty years or more Mithridates Eupator, the king of Pontus, had extended his power without serious hindrance in Asia Minor and along the north shore of the Euxine. At last he came into conflict with the Romans in Bithynia, and war broke out in 88. The Roman forces in the East proved to be no match for Mithridates, and the conduct of the campaign was intrusted to one of the con- suls, L. Cornelius Sulla, who had distinguished himself in the Social war and had some knowledge of the Eastern question. 93. Sulla, Marius, and Cinna. Marius, however, coveted the position and formed a compact with the tribune P. Sulpicius Rufus, as he had earUer with Saturninus. Under the leadership of Sulpicius laws were passed giving the Italians access to all the tribes and assigning the command of the forces acting against Mithridates to Marius. Sulla, who had not yet left Italy, returned with his army ; Marius fled, and the laws of Sulpicius were repealed. The power of the tribune to do mischief was curtailed by a law which made the preliminary approval of the senate necessary before the concilium plebis could act upon a measure, and probably the Servian organization of the comitia centuriata was restored. Then Sufla set out for the East, leaving as consuls for 87 the aristocrat Cn. Octavius and the demo- cratic leader L. Cornelius Cinna. Dissensions sprang up between them at once. Cinna was driven out of Rome by Octavius, but, with the assistance of Marius and his vet- erans, he returned and made himself master of the city. The democratic party was at last instaUed in power, but the record which it made was not one to be proud of. Its I04 REPUBLICAN PERIOD: HISTORICAL leaders not only violated well-established traditions, as, for instance, in admitting young Marius to the consul- ship before he had reached his twentieth year, but they also transgressed the essential principles of democracy in advancing men to the magistracies without waiting for a formal election and in substituting magisterial edicts for popular legislation. Furthermore, they had no comprehen- sive political programme. Sulla concluded a peace with Mithridates in 85. In the spring of 83 he landed in Italy with his troops, and in the autumn of 82 overcoming all resistance cay)tured the city. 94. The Legislation of Sulla with reference to the Senate. Sulla had himself made dictator for an indefinite period with the express purpose of reforming the constitution. His tendencies were naturally conservative, and these had been strengthened by his observation of the results which had followed the democratic government of Marius and Cinna. It is not strange, therefore, that his legislation bore a marked reactionary character. His primary purpose, in so far as the home government was concerned, was to strengthen the oligarchy, and especially the senate as the official representative of that element in the community. To increase its power as a law-making body, he reaffirmed the principle that the preUminary approval of the senate was necessary before a measure could be submitted to the plebeian tribal assembly. This change robbed the tribune of his power of initiating legislation and diminished the impor- tance of the senate's greatest legislative rival.* He lessened the influence of individual magistrates by increasing mate- rially the number of praetors and quaestors and by encour- aging a system of dependence on the senate. Thereby the importance of the senate as an administrative body was correspondingly increased. The same change released it DEMOCRACY AND NOBILITAS IO5 also from the control of the censor. The number of magis- trates was henceforth large enough to fill the senate, apd the censor no longer drew up the list of senators. Senators were substituted for knights on the juries, and, since the number and competence of the courts were greatly increased (cf p. 106), the judicial duties of the senators became very important. 95. The Magistracies. To protect the oligarchy against the preeminence of any one man, Sulla secured a reaffirma- tion of the principle that no one could be reelected to an office until an interval of ten years had elapsed, and estab- lished definitely the cursus honorum. The number of prae- tors was increased to eight, and the number of quaestors to twenty. This made the administration of the duties of these offices more efficient, but at the same time decreased their dignity. In the early period it had been customary for magistrates to command the armies of the state during their year of office. From this time on they were rarely sent to a foreign post until their term of office had expired ; that is, they became purely civil magistrates during their first year of office, and provincial governors the second year. In this way the promagisterial system was defi- nitely instituted, although perhaps Sulla did not originate it. It is possible that a practice already followed in many cases was made the regular method of procedure after this time. The importance of the tribunate he lessened by taking from its incumbent the right to initiate legislation (cf. p. 104), and still more effectively by providing that an ex-tribune should be ineligible to any other office in the state ; that is, a citizen by accepting the tribunate lost all chance of further political advancement. 96. The Courts. In originaHty, permanence, and prac- tical value Sulla's reform of the judicial system was perhaps I06 REPUBLICAN PERIOD: HISTORICAL of more importance than any other change made by him. He reorganized the juries, increased the number of perma- nent courts, and extended the judicial system so as to include many new classes of cases. Since the time of C. Gracchus the juries had been composed exclusively of knights, and, while the quaestio de rcpciundis, in view of its constitution, had exercised a restraining influence on the rapacity of senatorial governors, it had frequently been used by the eqiiites to punish upright governors who had checked the extortionate practices of the financial representatives of the knights in the provinces. The Gracchan change in the composition of the juries had been made on purely political grounds. It substituted one bad method for another. When Sulla restored the old practice by putting senators on the juries in place of the knights, he also was actuated by political motives, and the judicial system in this respect was in as bad a plight as it had been before. Justice could hardly be hoped for when one member of a closely knit political and social organization was tried before a jury made up of other members of the same body. In 149, as we have already noticed, a perma- nent court, the quaestio {perpettia) de repetiindis, had been established for the trial of magistrates who were charged with accepting bribes or otherwise unlawfully using offi- cial positions for their own advantage. Somewhat later another standing court had been established, the quaestio de sicariis et venejicis, to take cognizance of attempts on the life of citizens. Following these precedents, Sulla pro- vided for criminal courts to inquire into serious attacks on popular freedom, or into conduct prejudicial to the interests of the state {de maiestate), forgery {de /also), the use of unlawful means by candidates for office {de amhittc), and embezzlement of public funds {de peculatti). By the increase DEMOCRACY AND NOBILITAS tO/ of the number of praetors to eight, presiding judges were provided for these courts, and their establishment practi- cally brought to an end the criminal jurisdiction of the comitia. Henceforth justice was dispensed in a speedier, simpler, and surer way than had been possible before a popular assembly. This change also involved differentia- tion and classification of criminal offenses, and fiirnished a scientific basis for the development of a complete criminal code. 97. The Priesthoods. In early times new members of the colleges of priests were chosen by codptation, and this plan was followed up to the year 104. After that time, under the operation of the lex Dojiiitia, new members of the more important colleges were elected in a partial assembly of the tribes. Sulla restored the earlier method of selection, but in 63 the lex Domitia was put in force again. 98. Pompey and the War with Sertorius. In 79 Sulla resigned the dictatorship and retired into private life. He thought that he had established the oligarchy firmly and that he had guarded it at every point, but his own career indicated a fatal weakness in the conservative position. The army was henceforth arbiter of the fortunes of the state. In fact, within ten years after Sulla's death, two of his own lieutenants, Pompey and Crassus, used the prestige which successful campaigns brought them to undo a great part of his work. Pompey's success was achieved in Spain ; that of Crassus in Italy itself. During the ascendency of the democratic party in Rome the Marian leader, Q. Sertorius, had been sent out as governor of Nearer Spain, and by his personal qualities, and his abiHty as a political and military leader, he had succeeded in defeating the various leaders of the senatorial party, and I08 REPUBLICAN PERIOD: HISTORICAL in making himself master of the greater part of the penin- sula. He even formed an alliance with Mithridates, and there seemed to be a possibility of his crossing to Italy and putting the Marian party in power again. This was the situation which forced the senate in 77 to give the title of proconsul to Pompey, and send him out to Spain with 40,000 troops, although he had not yet held even the quaestorship. The war went on with varying success for several years, but the reinforcements which Pompey received from Italy and the treachery of the followers of Sertorius at last turned the tide of battle in Pompey's favor, and in 71 he was able to return victorious to Italy. 99. Crassus and the Slave War. Just as Pompey was bringing the war in Spain to an end, Crassus was commis- sioned to take charge of the campaign against the slaves in southern Italy. The escape of a few gladiators from Capua in 73 seemed an insignificant event ; but when in a few months their number had increased to 70,000, and they had defeated the praetors Clodius and Varinius, the Romans were thoroughly frightened. In 72 both consuls took the field, but were also defeated. The destruction of this dan- gerous force in the following year by the praetor Crassus, in a brilliant campaign of only six months, was, therefore, an achievement which might well win for him the gratitude and admiration of the Roman people. 100. Pompey, Crassus, and the Democracy. Both Pompey and Crassus now returned to Rome to secure an election to the consulship for 70 as a reward for their services in the field. They found the democratic party fiercely attacking the reactionary constitution of Sulla. In fact, as early as 78 the democratic leader Lepidus had tried as consul to annul some of its provisions. That party now agreed to elect Pompey and Crassus to the consulship in return for DEMOCRACY AND NOBILITAS IO9 the repeal of the most obnoxious Sullan laws ; and, thanks to its support and to the presence of troops outside the gates, their candidacy was successful. The new consuls loyally carried out their part of the compact by removing the restrictions placed on the tribunate, by providing that the juries should be composed of senators, knights, and tribimi aerarii, and by restoring the censorship with the right to pass on the qualifications of senators. loi. The Gabinian and Manilian Laws. For several years the Cilician pirates had threatened the safety of the coast towns, and had seriously interfered with commerce in the Mediterranean and with the transportation of grain to Rome. To meet the popular demand for a vigorous policy, and to gratify Pompey's ambition for an important command, A. Gabinius, a tribune, proposed in 67 that the forces acting against the pirates should be put in charge of one man, with absolute power extending to a distance of fifty miles from the coast. The bill was carried in spite of the opposition of the conservatives to the extra-constitu- tional provisions which it contained, and in a second meas- ure Pompey was named as commander. The war with the pirates had scarcely been brought to a successful conclusion, when the recall of Lucullus from the. East, and the incom- petency of his successor, M'. Acilius Glabrio, gave Pompey's adherents an opportunity to pass the Manilian law, which conferred on him the conduct of the war against Mithridates. The command which he assumed under this law removed Pompey from all direct participation in politics up to the close of the year 62. 102. The Conspiracy of Catiline. It is within this period that the Catilinarian conspiracy falls. Looking at the polit- ical side of the movement, at the outset it seems to have had for its object the improvement of the condition of certain no REPUBLICAN PERIOD: HISTORICAL classes in Rome and throughout Italy by constitutional, or at least by peaceful, methods. The repeated disappoint- ments which its leaders met in the years 66-64 led to the formation of a secret conspiracy, ready to use any means whatsoever for the accomplishment of its purpose. At this point the timid, the judicious, and in large measure the respectable, supporters of the movement fell away, and its further development was left in the hands of moral and financial bankrupts or of honest fanatics and adventurers. So, for instance, Caesar and Crassus supported Catiline and his sympathizers at the outset, just as they supported every promising attack on the oligarchy ; but as the incompetency of the Catilinarian leaders became apparent, and their plans assumed a violent character, they withdrew from a venture which was sure to fail and to wreck the fortunes of those concerned. The Catilinarian movement is similar in its inception, in its development, in the character of its sup- porters, and in its methods, to the other uprisings of the party of discontent during the first century, for instance, to those under Sulpicius in 88 and under Lepidus in 78. It may be worth while to illustrate this fact from the case of Lepidus, who, like Catiline, was an aristocrat, and had personal qualities remarkably similar to those of Catiline. Like Catiline he had been a follower of Sulla and had taken part in the SuUan proscriptions. Like Catiline he proposed radical and socialistic measures for the benefit of the honest and the dishonest poor. Both men found adherents in Rome among the bankrupt aristocrats, the poor freemen and freedmen, and the democrats, and among the discontented peasant proprietors in the country districts. In both cases the rallying point of the movement outside of Rome was Faesulae, a natural hotbed of agrarian agitation. The leaders in each case were ready, if necessary, to resort to DEMOCRACY AND NOBILITAS III riot and bloodshed. The plan of operations was the same in the case of both movements. The rural malcontents were to advance on Rome, and to be seconded by an upris- ing in the city. The only essential difference between the two movements lies in the fact that Lepidus at the head of his Italian force succeeded in reaching the gates of Rome, whereas Catiline's armed band was checked and destroyed before it came to the city. On the side of the senatorial party there was the same general alann, hesitation, and incompetency shown in both cases. 103. Political Effect of the Catilinarian Conspiracy. The revolutionary tendencies of the Catilinarian movement and its suppression inflicted a severe blow on the democratic party, because that party had evidently fallen into the hands of desperadoes. All the forces which stood for law and order were united against it, and Cicero might well pride himself on the fact that the union took place under his leadership. C. Gracchus had practically detached the knights from the conservative party by putting the juries in their hands, and the partisan way in which they conducted the trials of sen- atorial governors alienated the two factions still further. By depriving the knights of the privilege which they had enjoyed for almost fifty years, Sulla widened the breach between them and the senate. The bitterness existing between the two factions can hardly have been lessened by the hostility which the senate showed to the restoration of the knights to a place on the juries in 70. Furthermore, senatorial governors and the financial representatives of the knights were continually at odds in the provinces, and the equites were undoubtedly provoked at the opposition of the senate to the Gabinian law. Accordingly the harmo- nious action in 63 of these hitherto discordant elements was a political event of great importance. 112 REPUBLICAN PERIOD: HISTORICAL 104. The First Triumvirate. 'I'he senate was, in fact, so elated by its success that, when Pompey returned from Asia toward the close of 62, it failed to confirm his arrangements or to grant suitable rewards to his veterans, and he was powerless to force it to yield. The result was that when Caesar returned from the propraetorship of Spain at the close of the year 6 1 , he found it easy to make a private arrange- ment with Pompey to their mutual advantage. Crassus, too, with whom Caesar was already on good terms, was induced to cast in his lot with them, and a jmvate compact, commonly known as the first triumvirate, was formed be- tween the three men. In the bargain it was stipulated that Pompey's arrangements in Asia should be ratified, that land should be assigned to his veterans, that Caesar should have the consulship in 59 and a term of five years as governor in Gaul, while to Crassus a future consulship was promised and probably a place on the Pompeian land commission, or else certain tax concessions. 105. Caesar's First Consulship. The triumvirs carried out the first item in their programme by electing Caesar to the consulship for 59, but Bibulus, an extreme aristocrat, was his colleague. The senate rejected the agrarian measure which he proposed for Pompey's benefit, but he secured its passage in a more radical form in the comitia, overcoming by violent means the obstacles which his colleague threw in his way. Pompey's course in the East was approved, and on the proposal of the tribune P. Vatinius a bill was passed assigning to Caesar, for five years, from March i, 59, the provinces of Cisalpine Gaul and Illyricum, \vith an army of three legions, to which the senate, apparently of its own motion, added Transalpine Gaul and a fourth legion, but probably not for a fixed period. It is worth while to notice that Caesar's governorship in Gaul began during his term of DIIMOCRACY AND NOBILITAS II3 office as consul. Perhaps this enabled him to make certain arrangements for his province which could not otherwise have been made. 106. Humiliation of the Senate. Caesar did not care to go to his province at the end of his consulship and leave affairs in Rome in the hands of two such unskilful political leaders as Pompey and Crassus, until he had crushed the spirit of the senate and deprived it of its most dangerous leaders, Cato and Cicero. Cato was accordingly sent to Cyprus on a mission which would take him from Rome, and which seemed pretty sure to ruin his reputation, while Clodius, an ex-patrician, who was very bitter against Cicero, was allowed to become tribune for 58. Clodius prepared the way for his attack on Cicero by securing the passage of popular measures, which provided that grain should be given gratis to the poor, that an announcement of unfa- vorable auspices should not interfere with the meetings of the conciliiwi plebis, and that certain clubs of a semi- political character should no longer be unlawful. Then he carried through two bills banishing Cicero on the ground that he had put the Catilinarian conspirators to death without granting them an appeal to the people. 107. Renewal of the Triumvirate. But Pompey and Crassus showed themselves incapable of managing affairs at Rome. Clodius terrorized the city \vith his armed bands, and gratuitously affronted Pompey to such an extent that he forced him to make common cause with the sena- torial party to the extent of securing Cicero's recall in the autumn of 57. Cicero's recall was a triumph for the opti- mates. The pohtical incapacity of Pompey and rumors of disagreement between the triumvirs encouraged them still more, so that in April of the year 5 6 the senate took under consideration a proposition to repeal the Campanian land-law 114 REPUBLICAN PERIOD: HISTORICAL of 59. This action, which was directed against both Caesar and Pomj)ey, brought about an immediate renewal of the compact between them and Crassus, and in accordance with its terms Pompey and Crassus were elected to the consulship for the following year, and, during their term of office, secured the passage of laws assigning Spain to Pompey, and Syria to Crassus, for five years, and prolonging Caesar's proconsulship for the same period. Crassus set out for the East toward the close of the year, but Pompey remained in Rome. 108. Estrangement of Pompey and Caesar. The violence and disorder, with their accompaniment of bribery and political intrigue, which prevailed almost uninterruptedly from midsummer of the year 54, reached its climax in January, 52, in a riotous contest between the followers of Clodius and Milo which resulted in the death of the demo- cratic leader Clodius, and, as a last resort, Pompey was elected sole consul in the intercalary month of this year. This sudden elevation to extraordinary power completed the separation of Pompey and Caesar. Pompey thought himself at last in a position to crush the rival, who alone, since the death of Crassus in the East, stood between him and the realization of his hopes for supreme power. 109. The Question at Issue between Caesar and the Senate. After assuming office Pompey secured the passage of laws imposing heavier penalties for bribery and violence, and prolonging his proconsulship of Spain for five years, also of a lex de hire magistratuum, providing that candidates for office must appear in person a certain number of days before the election, and that those who had held office in Rome must wait five years before taking the government of a province. Caesar, however, was exempted from the operation of the first clause of the lex de iure magistratuum DEMOCRACY AND NOBILITAS II5 by a special measure, and also by a provision unconstitu- tionally appended to the law itself, as an afterthought, by Pompey. By a lex Ponipeia Licinia of 55, as we have already noticed, Caesar's term of office was extended for a period of five years — probably, therefore, to March i, 49 — and special legislation of the year 5 2 in his favor had allowed him to sue for the consulship in 49, without personally attending the canvass. His successor in the provinces would not naturally begin his term of office until January i, 48, and, in accordance with the regular practice in such cases, Caesar might count on holding his provinces until that time, when he would pass directly from the provincial government to the consulship at Rome, thus avoiding the snares which his enemies would otherwise have set for him. As early as April of the year 5 1 , however, the senate began to discuss his immediate recall ; but the clever and per- sistent opposition of his representatives in that body, and the hesitation of Pompey, prevented matters from reaching a climax until, in December, 50, the consul M. Marcellus, a bitter opponent of Caesar, went to Naples, and on his own motion requested Pompey to take charge of the legions near Luceria and defend the state. This overt act hastened the course of events. When the senate met, January i, 49, Curio, Caesar's agent, presented a formal ultimatum. Caesar's proposals were not accepted, and a resolution was passed declaring that he would be acting adversus rem pjiblkam if he did not give up his army by July I, 49, while on January 7 the senatus consultum jiltitnum was passed. Thereupon the tribunes Antonius and Cassius, as well as Caesar's representatives, Curio and Caelius, set out for his camp at Ravenna. As soon as he had learned of the action of the senate, Caesar crossed the Rubicon into Italy and marched toward Rome. On Il6 REPUBLICAN PERIOD: HISTORICAL January 14 the senate passed the decretiwi tumultus, but the news of Caesar's rapid advance forced Pompey, the consuls, and senators to leave the city, and even the forms of civil gON'ernment were given up. 110. The Conquest of the East. Some of the wars which fall within the years under consideration in this chapter have already been mentioned. Two great miUtary achievements of this period, however, the conquest of the East and the extension of Roman power to the west, call for separate consideration. For sixty years after the defeat of Antiochus at Magnesia (p. 85) the Romans took little active interest in Asiatic politics, but when in 133 Attalus III, king of Pergamum, bequeathed to them his territory, including Ionia, Caria, Lydia, and Mysia, and the new province of Asia was thus established, the possibilities in the East appealed strongly to their political and commercial ambi- tion. The weakness of the various Asiatic powers, and the internal dissensions which prevailed in many states seemed to hold out to the Romans the promise of an easy exten- sion of territory, but the rapid development of a new power on the southeastern shore of the Euxine seriously imperiled their prospects. 111. The First Mithridatic War. In 121 Mithridates Eupator succeeded his father on the throne of Pontus. Seven years later he threw off the tutelage of his mother Laodice and entered on a career of conquest, for which his personal qualities and his skill as a soldier and a diplo- mat eminently fitted him. In rapid succession he brought under his control almost all the territory along the north shore of the Euxine, Colchis and Armenia Minor, and made alliances with the Scythians, Thracians, and Bastamae. Then he turned his attention to Paphlagonia, Cappadocia, Galatia, and Bithynia. The Romans opposed his designs in DEMOCRACY AND NOBILITAS II7 Cappadocia and Bithynia, and even induced Nicomedes III of Bithynia to invade the territory of Mithridates, where- upon Mithridates declared war against Rome. He rapidly overran Cappadocia, Bithynia, and Asia, instigated an in- discriminate slaughter of Italians in the Greek cities of Asia, and then sent his general, Archelaus, through Thrace into Macedonia. A fleet was also dispatched across the Aegean sea. All Greece, except Aetolia and Thessaly, was quickly subdued, but Sulla's arrival in Greece at the head of five legions quickly changed the aspect of affairs. His victories in 86 at Chaeronea and Orchomenus brought the war in Greece to an end, and his quaestor, L. Licinius Lucullus, collected a fleet and freed the islands in the Aegean the following year. These disasters, followed by disaffection in Asia Minor, induced Mithridates to sue for a peace which Sulla's eagerness to return to Italy to instal his party in power again made him ready to accept. By the terms of the treaty which was finally arranged at Dardanus in 85, Mithridates agreed to give up the acquisitions which he had made since the beginning of the war, viz., Cappadocia, Paph- lagonia, Galatia, Bithynia, and Asia, to pay a war indemnity of 2000 talents, and to surrender seventy ships. 112. The Second and Third Mithridatic Wars. The peace at Dardanus proved to be little more than a truce. Two years after its conclusion hostilities were resumed between Mithridates and L. Licinius Murena, Sulla's successor in Asia, and, when Nicomedes III of Bithynia died in 75, bequeathing his kingdom to the Roman people, Mithridates, who claimed Bithynia, invaded the territory of that state without hesitation, and war broke out again. On the Roman side, the provinces of Cilicia and Asia and the conduct of the campaign were intrusted to L. Licinius Lucullus, the consul for 74, while Bithynia with command Il8 REPUBLICAN PERIOD: HISTORICAL of the fleet was given to his colleague, M. Aurelius Cotta. Mithridates easily defeated Cotta near Chalcedon, destroyed the Roman fleet, and then laid siege to Cyzicus. But before the city could be taken Lucullus came to its relief, and Mithridates, after losing many of his troops from famine and disease, was forced to raise the siege and withdraw into Pontus. The rapid advance of Lucullus compelled him to retire from Pontus also, and to take refuge with his son-in- law, Tigranes, king of Armenia. Lucullus followed up the campaign with vigor, and, when Tigranes refused to give up his father-in-law, he entered Armenia, defeated him near Tigranocerta in 69, and in the following year gained a signal victory over the combined forces of Mithridates and Tigranes. But the enemies of Lucullus in Rome, notably the money-lenders and tax-gatherers, who had been embit- tered by the strictness with which he had checked their exorbitant demands in Asia, had for several years been urging his recall, and on the eve of his final triumph accomplished their purpose. He was recalled, and, by the Manilian law of 66, Pompey was sent out to succeed him as governor of the provinces of Bithynia and Cilicia, with exceptional powers as commander-in-chief of the forces in the East. The resources of Mithridates were already well-nigh exhausted, and the vigorous campaign of Pompey soon brought the war to an end. A crushing defeat was inflicted on Mithridates on the banks of the Eujjhrates in Lesser Armenia in 66, and, although the king himself escaped, he was never again able to offer any effective resistance to Roman arms. Three years later he com- mitted suicide. Tigranes, harassed by troubles at home, made his peace with Pompey. 113. The Pirates in the Mediterranean. Before taking charge of the forces acting against Mithridates, Pompey had DEMOCRACY AND NOBILITAS tlQ rendered a valuable service to Rome by ridding the Medi- terranean of the pirates who had infested it for many years. The number of these freebooters had been largely aug- mented by those who fled from Asia to escape the severe measures which Sulla adopted during his campaigns in the East, so that in a short time they were strong enough to terrorize the islands in the Aegean, plunder almost all the sanctuaries in Greece, and estabUsh themselves securely in western Cilicia. P. Servilius Isauricus, who carried on a campaign against them from 78 to 74, and his successors, M. Antonius and Q. Caecilius Metellus, failed to accomplish permanent results, and the boldness of the pirates increased to such an extent that the grain supply of Rome and the safety of Italian coast towns were seriously threatened. The passage of the Gabinian law in 67 was, therefore, in response to the urgent popular demand for the complete suppression of piracy in the Mediterranean. This measure gave Pom- pey charge of the forces acting against the pirates for a period of three years, and supreme control of territory on the shores of the Mediterranean to a distance of fifty miles from the coast. In forty days he drove the pirates out of the western Mediterranean, and then captured their strong- holds in Cilicia. The mild policy which he adopted after their conquest, as well as the vigorous campaign which he had carried on against them, effectually removed this menace to Roman commerce. 1 14. The Empire in the East. In fact, the wisdom which Pompey showed in his dealings with the conquered peoples of the East and the thoroughness of his work of reorgani- zation are as remarkable as his successes in the field. Not only did his conquests extend Roman power to the Euphra- tes, but the administrative arrangements which he made secured permanent quiet throughout the newly acquired 120 REPUBLICAN PERIOD: HISTORICAL territory. Roman authority was henceforth recognized in all parts of Asia Minor and Syria. The provincial status of Asia had been finally fixed in 129. To Bithynia, which Nicomedes III bequeathed to the Roman people in 74, Pompey added western Pontus in 65. Cilicia, which was made a province in 102, included after 64 Cilicia Campes- tris, Cilicia Aspera, Pamphylia, Pisidia, Isauria, Lycaonia, and a part of Phrygia. In Syria, which he made a province in 64, Pompey established various free cities and principal- ities under the Roman protectorate, wisely leaving time to bring about that unity in administration which tradition and existing political subdivisions made well-nigh impos- sible at the moment. Cappadocia and Galatia were allowed to retain a nominal independence under the suzerainty of Rome. The ill-starred expedition of Crassus in 53 made no change in the arrangements of Pompey, since the Par- thians did not take advantage of their success to invade the territory of Rome. 115. The Conquest of Gaul. Caesar's achievements in the West between 58 and the outbreak of the Civil war in 49 were as noteworthy as those of Pompey in the East. When he went north in the spring of 58 to take charge of his three provinces, Cisalpine Gaul, Illyricum, and Trans- alpine Gaul, he found two very serious questions facing him. For nearly three years the Helvetii had been prepar- ing to leave their old home and migrate westward into Gaul. In the early part of 58 their arrangements were complete, and the migration began. They had intended to go through the Roman province, but by a rapid march northward Caesar closed this route, forced them to pass through the territory of the Sequani, ultimately inflicted a crushing defeat on them near Bibracte, and forced the remainder of the great host to return to its own country. DEMOCRACY AND NOBILITAS 121 The other immediate danger threatening Rome and her alUes resulted from the ambitious projects of the Germans. In 72 they had been invited by the Sequani to cross the Rhine and assist them against their old enemies, the Aedui. The invitation was accepted. But the coming of the Germans proved to be more of a disaster to the Sequani than to the Aedui, since a large number of them settled in the territory of the Sequani and more were planning to follow. The entreaties of the Aedui and the proximity of the Germans to Farther Gaul induced Caesar to advance against the German king Ariovistus. In a sharp, decisive campaign Ariovistus was defeated and driven back across the Rhine. The campaign of 57 was directed against the Belgae, who were so irritated and alarmed by the presence of Roman troops near their frontier that they declared war and began to mass their forces to oppose the Romans. The Nervii were the only Belgic tribe which made a serious resistance to his progress, however, and they were subdued before autumn, and the entire territory of Belgic Gaul recog- nized the authority of Rome. In the year 56 Caesar built a fleet, reduced the Veneti at the mouth of the Loire, and subdued the Morini and the Menapii on the North sea, while his lieutenant, P. Crassus, received the submission of the Aquitani. The next two years were signalized by two enterprises more suggestive and dramatic in their character than of immediate practical value. In 55, after driving out two German tribes, the Usipetes and Tencteri, who had come over to the left bank of the river, the Roman army crossed the Rhine for the first time, to deepen the impression already made on the Germans, while in the same year an armed reconnaissance was made into Britain. Neither this expedition into Britain, nor the more carefully planned one of the following year, produced results of value. 122 REPUBLICAN PERIOD: HISTORICAL Toward the close of the year the revolt of the Treveri, Eburones, and Nervii inflicted serious loss on the Romans, and for a time put Q. Cicero, the brother of the orator, in great peril ; but before the close of the year the insurrection was quelled for the moment. In 53, however, trouble broke out afresh in the same quarter, and the entire summer was needed to restore order again. Report of a general uprising in the central and southern sections of Gaul obliged Caesar to hurry back from Italy across the Alps in the winter of 53-2. He found that the leaders in the movement were the Arverni and Carnutes, who had united under the Arvernian chief Vercingetorix. The attempt of the Gallic forces to prevent Caesar from reaching his army foiled, and Vercingetorix was obliged to retire to Alesia and ultimately to surrender, notwithstanding the vigorous efforts made by the Gallic troops, which came to his relief, to force Caesar to withdraw. After the foil of Alesia, Caesar encountered no more serious resistance during his term of office as gov- ernor. Roman authority was now recognized in Belgica, Gallia Narbonensis, and in the districts known later as Aquitania and Crallia Lugdunensis, The outbreak of the Civil war, and the shortness of the interval between its conclusion and his death, prevented Caesar from properly organizing the newly acquired territory ; but the character and the wisdom of his plans are evident from the fact that he granted Roman citizenship to the Transpadane Gauls in 49, gave Latin rights to many other communities, and that between 46 and the date of his death he sent out five new colonies to points in Gaul. Everywhere, too, he sought by his policy of moderation to avoid a clash between the old national spirit and traditions and the new civilization. 116. The Condition of the Provinces. The form of gov- ernment which Rome gave to her ])rovinces has already DEMOCRACY AND NOBILITAS 1 23 been discussed (pp. 88 ff.), but the condition in which they really were was far different from that which an examination of leges provinciarum would lead us to expect. The Roman government and the Roman people looked at a province solely as a possible source of profit to the state and the individual. Care was taken, therefore, to develop the material resources by improving methods of cultivation and by promoting trade and building roads ; but the wel- fare of the provincial was not a matter of concern, except in so far as his prosperity helped to fill the pockets of gov- ernment officials, of the publicani, and of the negotiatores. The former were, indeed, forbidden by the lex provinciae to receive presents, engage in trade, or accept favors, but the possibilities were so great, and the needs of the average Roman official so pressing, that few of them resisted the temptation. A special court had been established in Rome for the trial of such offenders, it is true, but the provincials found it almost impossible to secure a conviction. As for the publica?ii, the Roman system of tax farming practically put a premium on extortion, and the moneyed interests at Rome behind the tax-gatherers effectually checked any attempts which a merciful governor might make to protect the provincials, as Lucullus found to his cost. The same may be said of the negotiatores, who had come into posses- sion of almost all the landed property and the commercial interests in the provinces, and exacted from needy individ- uals and communities interest amounting in some cases, as we learn from Cicero's correspondence, to 48 per cent. 117. General Political Results. The conquests of Pompey and Caesar, which had brought within the sphere of Roman influence the entire Mediterranean coast with the exception of Egypt and Mauretania, and had extended the Roman frontier to the Euphrates on the east and the Rhine on the 124 REPUBLICAN PERIOD: HISTORICAL north, could not fail to exert a reflex influence on Italy itself. The economic and political changes among the masses, to which earlier extensions of Roman territory had given rise (pp. 77-80), were accelerated by the conquests made between 66 and 49. Furthermore, the general machinery of government had broken down under the strain put upon it by the policy of imperialism. All the great achievements of Caesar and Pompey required a viola- tion of the oligarchic, or republican, tradition. This is notably the case in the matter of the term of office, the special powers, and the great extent of territory granted to both men. The danger to the republican form of govern- ment which lay in the disappearance of the middle class, and in the preeminence of individuals, was aggravated by the change in the composition of the army and in its rela- tions to its chief. We have already had occasion to notice the transformation which had taken place in the attitude of the Roman soldier toward his leader (p. 64) as a result of long campaigns abroad. The new spirit of implicit obedience and personal allegiance which he had begun to show, became still stronger in the case of soldiers drawn from the provinces, as were many of Caesar's soldiers, for whom the civil traditions of Rome had no existence. An extended term of office in the provinces had ])ut at the service of Caesar and Pompey resources greater than those which the state could command, and armies which recog- nized allegiance to their generals rather than to the Roman government. The issue, therefore, lay not between the state and one or the other of these great commanders, but between these leaders themselves. DEMOCRACY AND NOBILITAS I25 Selections from the Sources Livy, Epp. LVIII-CIX ; Plutarch, Lives of Ti. Gracchus, C Gracchus, Marius, Sulla, Sertorius, Lucullus, Crassus, Pompey, Cicero, Caesar ; Appian, Iberian, Numidian, Illyriatt, Miihridatic, Civil Wars; Dio Cassius, XXXV-XL; Zonaras, X. 1-8; Diodorus, XXXI V-XL; Velleius Paterculus, II. 2-49; ^zSSxLi.t, Histories (^x'i.^- raents), Jiigurthine War, Conspiracy of Catiline; Cicero, Letters, Oratio7ts ; Asconius, Commentaries ; Caesar, Gallic War. Lex agraria Ti. Gracchi: Liv. Ep. LVIII ; Appian, B. C. I. 9; Veil. II. 2.3. — Rogatio Fulvia de civitate sociis Italicis danda: Val. Max. IX. 5. I. — Lex Sempronia frumentaria : Liv. Ep. LX; Schol. Bob. ad Cic.pro Sest. pp. 300, 303, ed. Or. ; Cic. pro Sest. 103 ; de Off. II. 72. — Leges Semproniae de provocatione : Cic. pro Rab. perd. 12 ; in Cat. IV. 10; in Verr. ii. 5. 163 ; pro Chietit. 151 ; Cell. X. 3; Plut. C. Gracch. 4. — Lex Sempronia iudiciaria : Liv. Ep. LX ; Appian, B. C. I. 22 ; Veil. II. 32. 3 ; Tac. Ann. XII. 60 ; Cic. in Verr. Act. I. 38. — Lex Sempronia de provinciis consularibus : Cic. de Domo, 24 ; Sail. lug. 27. — Death of C. Gracchus : Liv. Ep. LXI. — Outbreak of Jugurthine war: Sail. lug. 27 ff.; Liv. Ep. LXIV. — Defeat of Postumius: Liv. Ep. LXIV; '$,z\\. lug. 38 f. — Close of the Jugur- thine war : Liv. Ep. LXVI. — Invasion of the Cimbri : Liv. Ep. LXIII; Tac. Germ. 37; Flor. III. 3. — Defeat of Silanus : IX^.Ep. LXV. — Defeat of Cassius: Liv. Ep. LXV; Caes. B. G. I. 7.— Battle of Arausio: Liv. Ep. LXVII ; Orosius, V. 16; Sail. lug. 114. — Aquae Sextiae and Campi Raudii : Liv. Ep. LXVIII ; Veil. IL 12. — Lex Domitia de Sacerdotiis : Cic. De Leg. Agr. II. 16-18; Veil. II. 12. 3. — Marius, consul for sixth time : Veil. II. 12. 6 ; Liv. Ep. LXIX. — Lex Apuleia agraria: Appian, B. C. I. 29. — Lex Apuleia frumentaria: Atict. ad Her. I. 21. — Lex Caecilia Didia: Schol. Bob. ad Cic. pro Sest. p. 310, ed. Or.; Cic. de Domo, 41. — Condernnation of P. Rutilius Rufus: Liv. Ep. LXX; Veil. II. 13. 2. — Leges Livlae Drusi: Appian, B. C I. 35 ; Veil. II. 13; Liv. Epp. LXX-LXXI. — Social war : Liv. Epp. LXXII-LXXVI, LXXX ; Appian, B. C. I. 39-53 ; Veil. II. 15 ff. — Lex Julia : Cic. pro Balbo, 21 ; Cell. IV. 4; Appian, B. C. I. 49. — Lex Plautia Papiria : Cic. pro Arch. 7 ; Schol. Bob. p. 353, ed. Or. — Lex Pompeia : Ascon. in Cic. Pis. p. 3, ed. Or. — Outbreak of first Mithridatic war : Liv. Epp. LXXVII- LXXVIII; Appian, Mith. 17 ff. ; Veil. II. 18. — Chaeronea: 126 REPUBLICAN PERIOD: HISTORICAL Appian, Mith. 41 ff.; Plut. Sulla, 15 ff-; Eutr. V. 6. — Orchomenus : Appian, Mith. 49-50; Plut. Sulla, 20-21 ; Eutr. V. 6. — Peace of Daidanus : Plut. Sulla, 22 ; Appian, Mith. 54-8 ; Liv. Ep. LXXXIII; Veil. II. 23. — Marius and Sulpicius : Liv. Ep. LXXVII; Eutr. V. 4; Plut. Sulla, 7-10; Mar. J4-5 ; Appian, B. C. I. 55-60; Veil. II. 18-19. — Cinna and Marius : Liv. Epp. LXXIX-LXXX ; Veil. II. 20 ff.; Plut. Mar. 41 ff.; Appian, B. C. I. 67 ff. — Sulla's return: Liv. Epp. LXXXV-LXXXVIII; VWt. Sulla, 27 ff . ; Appian, B. C. I. 79 ff. ; Veil. II. 24 ff. — Sulla, dictator: Appian, B. C. I. 98; Plut. Sulla, 33; Liv. Ep. LXXXIX. — Leges Comeliae de magistra- tibus : Appian,^. C. I. loo; Cic. r/iil. XI. 11; Tac. Ann. XL 22; Caes. B. C. I. 32. 2. — Lex Cornelia tribunicia : Appian, B. C. I. 100; Liv. Ep. LXXXIX; Cic. de Legg. III. 22; Caes. B. C. I. 5, 7. — Leges Comeliae iudiciariae : Veil. II. 32 ; Tac. Ann. XI. 22 ; Cic. in Pis. 50 ; pro Cluent. 148 ; in Verr. ii. i. 108; Tac. Ann. XII. 60; — Rogatio Quinctia de abrpgandis legibus Comeliis: Plut. Luc. 5. — Lex Terentia Cassia frumentaria : Cic. in Verr. ii. 3. 163 ; ii. 5. 52. — — Sertorius murdered: Liv. Ep. XCVI ; Ores. V. 23. 13; Plut. Sert. 25 ff. — Spartacus defeated: Appian, B. C. I. 118 ff. ; Liv. Ep. XCVII; Eutr. VI. 7. — Lex Pompeia tribunicia: Veil. II. 30; Cic. in Verr. Act. I. 43-5; de Legg. III. 22, 26. — Lex Aurelia iudiciaria: Ascon. in Pis. p. 16; Schol. Bob. p. 229. 17. — Outbreak of third Mithridatic war: Plut. Luc. 7; Appian, B. C. I. iii. — Relief of Cyzicus : Appian, Mith. 72 ff . ; Plut. Luc. 11. — Invasion of Pontus : Appian, Mith. 82 ff. ; Plut. Lttc. 19 ff. — Tigranocerta : Plut. Luc. 25 ff. ; Appian, Mith. 84-5. — Lex Gabinia : Cic. de Imp. Cn. Pomp. 52 f. ; Die, XXXVI. 6-19; Plut. Pomp. 25; Veil. II. 31. — Lex Manilla: Cic. de Imp. Cn. Pomp. ; Die, XXX VI. 25-6; Plut. Pomp. 30; Veil. II. 33. — Defeat of Mithridates : Die, XXXVI. 29-33; Appian, Mith. 97-101. — Catilinarian conspiracy: Sail. Coni. Cat.; Cic. Orationes in Cat.; Die, XXXVII. 29-42 ; Plut. Cic. 10-22.— First triumvirate : Dio, XXXVIL 54-8; Appian, B. C. II. 9; Plut. Crass. 14; Pomp. 47; Caes. 13. — Lex Julia agraria : Cic. ad Att. II. 18. 2; Suet. lul. 20; Veil. II. 44. — Lex Vatinia de imperio Caesaris: Suet. lul. 22; Schol. Bob. in Vat. p. 317; Dio, XXXVIII. 8. — The Helvetii : Caes. B. G. I. 1-30. — Ariovistus : Caes. B. G. I- 31-54— Belgae: Caes. B. G. II. — Veneti: Caes. B. G. III. 7-16. — Aquitani : Caes. B. G. III. 20-27. — Usipetes and Tencteri : Caes. B. G. IV. 1-15. — Second British expedition: Caes. />'. G. V. 2, 5-23. — Nervii, etc.: Caes. B. G. VI. 1-8. — Verciagetorix : DEMOCRACY AND NOBILITAS 12/ Caes. B. G. VII. — Cicero's banishment : Veil. II. 45 ; Cic. de Domo, 43-64 ; pro Plane. 86-90, 95-103. — His recall : Die, XXXIX. 6-1 1 ; Pint. Cic. 33; Cic. ad Att. IV. i. — Renewal of triumvirate: Plut. Caes. 21 ; Pomp. 51 ; Appian, B. C. II. 17 ; Suet. Jul. 24. — Crassus killed: Die. XL. 25-7; Plut. Crass. 28-31. — Pompey, sole consul: Veil. II. 47 ; Die, XL. 50. — Lex de iure magistratuum : Suet. Iitl. 28; Cic. ad Att. VIII. 3. 3; Cic. Phil. II. 24. — First overt act in civil war: Die, XL. 64-6; Plut. Pomp. 58-9. — Negotiations in senate : Caes. B. C. I. 1-6 ; Cic. ad Fam. XVI. 11. — Caesar marches southward: Caes. B. C. I. 8 ff. ; Suet. Jul. 32 ff. ; Appian, B. C. II. 35 ff. Selected Bibliography * W. Dnimann, Geschichte Roms, 6 Bde., Koenigsberg, 1834-44 (Bd. 1.2 Berlin, 1899). G. Long, The Decline of the Roman Republic, 5 vols. London, 1864-74. C. Neumann, Geschichte Roms wahrend des Verfalles der Repub- lik, 2 Bde. Breslau, 188 1-4. K. W. Nitzsch, Die Gracchen, etc. Berlin, 1847. Ed. Meyer, Untersuchungen zur Geschichte der Gracchen. Halle, 1894. A. H. Beesly, The Gracchi, Marius and Sulla. New York, 1893. W. Strehl, M. Livius Drusus, Volkstribun 91 v. Chr. Marburg, 1887. W. Forsyth, Life of M. Tullius Cicero, 2 vols. New York, 1863. W. W. Fowler, Julius Caesar and the Foundation" of the Roman Imperial System. New York, 1891. J. A. Froude, Caesar. London, 1886. Strachan-Davidson, Cicero and the Fall of the Roman Republic. New York, 1894. Erich Marcks, Die Ueberlieferung des Bundesgenossenkrieges 91-89 V. Chr. Marburg, 1884. Th. Reinach, Mithridate Eupator, roi du Pont. Paris, 1890. Th. Lau, L. Cornelius Sulla. Hamburg, 1855. E. v. Stem, Catilina u. d. Parteikampfe in Rom d. Jahre 66-63 v. Chr. Dorpat, 1883. E. Beesly, Catiline, Clodius, and Tiberius. London, 1878. * See also general bibliography on p. 22. 1 28 Ki:i'UHlJCAX I'KRIOI): HISTORICAL Ch. Merivale, The Roman Triumvirates. New York, 1S93. Th. Mommsen, Die Rechtsfrage zwischen Casar u. dem Senat. Breslau, 1857. O. E. Schmidt, Der Briefwechsel d. M. Tullius Cicero. Leipzig, 1893. H. Nissen, Der Ausbruch d. Biirgerkriegs 49 v. Chr., in von Sybel's Hist. Zeitschr. (N.F.) VIII, 409-445, and X, 4S-105. SUI'I'I.F.MKXTARV LlTKR.ATURK, I9OI-I9IO Drumann-Groebe, Geschichte Roms, etc., 4 vols. Berlin, 1899 . Greenidge and Clay, Sources for Roman History, 133-70 B.C. Oxford, 1903. Greenidge, A History of Rome during the Later Republic and Early Principate, Vol. I (133-104 B.C.). New York, 1905. Callegari, La legislazione sociale di Caio Gracco. Padua, 1896. Fowler, Social Life at Rome in the Age of Cicero. New York, 1909. Boissier, La conjuration de Catilina. Salvioli, Le capitalisme dans le monde antique. Paris, 1906. Holmes, Caesar's Conquest of Gaul. New York, 1899. C. Jullian, Gallia : Tableau sommaire de la Gaule sous la domination romaine. Paris, 1892. Barbagallo, Le relazione politiche di Roma con I'Egitto dalle ori- gin! al 50 A.c. Rome, 1901. CHAPTER VII THE PERIOD OF TRANSITION Ii8. The Period from 49 to 29 B.C. The external his- tory of the Roman Empire from the outbreak of the Civil war in January, 49, to the summer of 29, when Octavius returned to Rome from the battle of Actium, falls into two sharply marked periods. The dividing line is the assassina- tion of Caesar. From the point of view of constitutional development or change there is no such clear division. The same elements in society and in the state which sup- ported the Pompeian cause in the early part of the first period were in the main arrayed against Antony and the triumvirs in 43 and 42. Furthermore, the means which Julius Caesar adopted to hold the power in his hands served the purpose of the triumvirs so well that they did not find it necessary to make many changes in the governmental machinery. So far as the essential character of the gov- ernment is concerned, it makes little difference whether an autocrat holds the title of dictator, as Caesar did, or of triumvir, as in the case of Octavius. Coijsequently, from the standpoint of internal history the twenty years in question form a unit. Our interest in them consists largely in the fact that in this period the development of the Roman constitution along certain lines, which it had been following almost imperceptibly for several generations, is now evident and rapid, and that Rome begins to develop out of a city-state with widespread dependencies into the capital of a great empire. 129 13© REPUBLICAN PERIOD: HISTORICAL 119. Campaigns in Italy, Spain, and Africa. Even if Pompey was intending to make a stand in Italy after the precipitate departure of the senate from Rome in January, 49, as many of his party supposed, the rapidity of Caesar's march southward and Caesar's continued success forced him to change his plan at once, and on March 17, scarcely more than two months after Caesar entered Italy, the Pompeian troops hastily embarked for Epirus from the city of Brundisium, to which siege was already being laid. Pompey's departure from Italy was unfortunate from the political point of view, since it left the recognized seat of government and the machinery of the state in the hands of his opponent ; but on military grounds it was wise, for his name was a power in the East, while Caesar was unknown, and the postponement of the inevitable conflict gave him the time which he needed to collect and train his newly recruited forces to meet the veteran legions of his enemy. Caesar felt himself unprepared to follow Pompey at once, and, after a few weeks' stay in Italy, crossed over to Spain, which was held for Pompey by his three lieutenants, Petreius, Afranius, and Varro. Petreius and Afranius occupied a well-chosen position at Ilerda, and their forces were equal in number to those of Caesar ; but by a clever move on his part they were cut off from their supplies and forced to surrender. Varro's submission soon followed, so that the Spanish campaign was brought to an end within a month and a half after Caesar's arrival in the peninsula. The expedition which his representative, C. Curio, conducted into Africa at the same time did not meet with a like success. The complete destruction of Curio's two legions of raw troops by King Juba, and his subsecjuent suicide, offset in some measure the Pompeian losses in Spain. THE PERIOD OF TRANSITION 131 120. The Campaign in Epirus. The breathing space which Caesar's camiDaign gave him Pompey used to great advantage in collecting troops and supplies. In the spring of 48 the army of 30,000 which he had brought over to Epirus had grown to nine legions, supported by a large body of auxiliaries and a strong fleet. To them Caesar could oppose the six legions with which he made a success- ful landing at Oricum in Epirus in November, 49, and the four legions which M. Antonius brought him in April of the following year by the way of Lissus. Caesar's legions were depleted by sickness and long campaigns, however, so that, although his troops were more experienced than those of Pompey, they were numerically far inferior to the opposing force. Caesar placed his army between Dyrrachium and Pompey's camp, and at once began offensive operations in the hope of shutting Pompey in ; but the Pompeian forces broke through his lines and inflicted upon him so severe a loss that later, when Caesar advanced into Thessaly, Pompey followed him and was induced by his over-confi- dent advisers to risk a battle at Pharsalus on August 9, 48. The battle resulted in a complete defeat for the Pompeians, and Pompey himself, who fled for safety to Egypt, was put to death by the orders of King Ptolemy as he was landing at Pelusium. 121. Campaigns in Egypt, Asia Minor, and Africa. In the autumn of 48 Caesar followed Pompey to Egypt, but, on hearing of his death, occupied himself with the settlement of Egyptian affairs. Ptolemy Auletes, the late sovereign, had left the kingdom to his two oldest children, Ptolemy and Cleopatra, but Cleopatra had been dispossessed by her brother. Caesar's rather arrogant attempt to enforce an understanding aroused the anger of the Egyptians, and put him in such a perilous position that only the timely 132 REPUBLICAN PERIOD: HISTORICAL arrival of reinforcements under Mithridates of Pergamum saved his army from destruction. The settlement of politi- cal affairs and the charms of Cleopatra held him in Egypt until the late spring of 47, when the defeat in Armenia Minor of his lieutenant, Calvinus, and the rapid develop- ment of the ambitious projects of Pharnaces, the son of Mithridates Eupator, made his presence in the East neces- sary. Pharnaces sought delay, but Caesar forced an engage- ment at Zela, August 2, and completely defeated him. The disaffection among the troops in Italy who were being levied for a campaign in Africa led Caesar to return to Rome in September. The mutinous soldiers were soon brought under control by his personal influence, and in December he landed with them near Hadrumetum, defeated the Pom])eians at Thapsus, April 6, 46, and captured Utica soon after, notwithstanding Cato's vigorous efforts to defend it. Juba was conquered by the old Catilinarian leader, P. Sittius ; his kingdom of Numidia was made a Roman province, and the Pompeian power in Africa was completely broken. 122. Second Spanish Campaign. On his return to Rome in July he found time at last to put the government of Italy on a more secure basis, and to introduce some much- needed political and economic reforms. In the three years which had elapsed since the battle of Ilerda the Pompeian cause had made great headway in Spain. Their forces had lately been largely increased by the arrival of fugitives from Africa, and Caesar's representative, C. Trebonius, was no match for them. Caesar's plans for making comprehensive changes in the government of Italy were, therefore, cut short by the necessity of recovering the ground which had been lost in Spain. He left Rome in the early part of November for this purpose, and, THE PERIOD OF TRANSITION 1 33 although he found thirteen Pompeian legions opposed to the eight legions which he had brought with him, he boldly attacked the enemy at Munda, March 17, 45, and inflicted a crushing defeat upon them. 123. Caesar's Assassination. After his return to the city Caesar occupied himself partly with various administrative reforms, but mainly in making preparations for a great expedition against the Parthians. His plans, however, were brought to a tragic end by his assassination on the Ides of March, 44. The conspirators were actuated by personal and by political motives. Many of them were jealous of Caesar, or dissatisfied with the recognition they had received from him. Many members of the senate (for about sixty senators took part in the conspiracy) were aggrieved at the loss of power and prestige which that body had suffered at his hands. Their smouldering dis- content was kindled into flame by the new powers and honors conferred on Caesar in the early part of 44, and by the rumors, which were current, that he would be made king and would transfer the seat of government to Alex- andria. That the feeling of discontent, out of which the conspiracy sprung, was vague, and that the conspirators lacked a definite plan or purpose is plain from the sub- sequent course of events. 124. Caesar's Policy. The work which Caesar had set himself to do after the battle of Pharsalus, and which was left unfinished at his death, was threefold. He wished to suppress within the Roman territory all armed resistance to a central authority, to establish in Rome a permanent government strong enough to carry out a positive policy in spite of all opposition, and finally to knit together all parts of the Roman Empire. We have already seen the steps which he took to accomplish the first-mentioned object. 134 REPUBLICAN PERIOD: HISTORICAL To cany out the rest of his plan it was essential that his control of all the functions of government should be undis- puted. In 44, after Caesar's death, the dictatorship which he had held for several years was characterized by Cicero as one quae iam vim regiae potestatis obsederat, and it is highly probable that during the last years of his Hfe Caesar did take into his hands all those powers which in their natural development gave Augustus and his successors their exalted position. He secured his supremacy in the state partly by increasing his own power, partly by diminishing the influence of other factors in the government. He increased his own power directly by securing for himself important magistracies, often with special prerogatives. He accomplished the same object indirectly by controlling the nomination of candidates, by placing a large number of his own supporters in the senate, and by preventing hostile measures from being brought before the popular assemblies. 125. His Offices and Titles. The sources of our informa- tion are not precise and detailed enough to enable us to determine the exact position which Caesar held in the state. His constitutional power seems to have depended largely, however, on the fact that he held the dictatorship, tribunate, and, perhaps alternately, the consulship and pro- consulship. Shortly after his first victory in Spain he was nominated dictator by the praetor, M. Lepidus, under a special law authorizing the establishment of that magistracy. This position he held for a few days only, but in the autumn of 48 he was again chosen to the same office, apparently for an undefined period. In 46, after the battle of Thapsus, he received the dictatorship for ten years, and in 44 for life. Caesar's position as dictator was ])robably like that of Sulla, and, therefore, differed in two important jxirticulars from the traditional magistracy. His THE PERIOD OF TRANSITION 1 35 functions covered a wider field than those of the histori- cal dictator did, and his term of office was much longer (cf. pp. 183, 218). In 48 the tribunician power was given to him for life. From the positive point of view this enabled him to interpose a veto and to convoke the plebeian assembly, and made his person inviolable. On the negative side he hoped that his assumption of this office, and the control which he exercised over the nomi- nation of other members of the college, would protect him against serious interference with his plans. This hope was not always realized. On more than one occasion some member of the college asserted his independence, and once Caesar was obliged to resort to the theory of popular sovereignty which Tiberius Gracchus had applied in the case of Octavius (cf. pp. 95 f.). The offending tribunes in this case, C. Epidius MaruUus and L. Caesetius Flavus, were brought before the senate, and on Caesar's complaint were divested of office. This drastic proceeding probably checked for the future any hostile action on the part of members of the college. Caesar did not use the title of tribune, however, in official documents, as his imperial successors did. On several occasions he was regularly elected to the consulship and performed the duties of that office, and it is quite probable that he was invested with the pro-consular power, so that, when he was not in office as consul, he acted pro cofisule. This conclusion has been drawn, at least, with great plausibility, from the fact that on an important document he bears the titles dictator consul prove consule. The praefectura morum, which he created and held in 46, was new only in name. Its functions were similar to those of the earlier censorship. From the battle of Munda up to the close of his life honors were heaped on him in profusion. He was given 136 REPUBLICAN PERIOD: HISTORICAL the titles parais patriae and imperator for life. The latter ordinarily appears in official documents immediately after his cognomen, and was made an hereditary title. Coins bore his likeness, and the right was i)robably granted him to express his opinion first in the senate. 126. Changes in Magisterial Functions. Some changes were intentionally made in the functions of certain magis- trates, or were the result of circumstances. Attention has already been called to the fact that Caesar's dictatorshij) was not that of the early republic, but was similar to Sulla's ; that in 44 he was chosen permanently to this office and given the tribunician power for life, whereas under the old constitution the dictator and tribune had held office for six months and a year respectively. Furthermore, the judicial functions which Caesar exercised in criminal cases, like that of Ligarius, did not belong to the republican dic- tatorship. The magister cquitwn and praefcdus itrbi play a more important part from 49 to 44 than they do in any other period of Roman history, but their significance comes solely from the fact that the dictator was frequently absent from Italy and his ]K)vver was exercised by these officials as his representatives, in this connection the law of 46 may be mentioned, which limited the term of office for gov- ernors in praetorian ]:>rovinces to one year, in consular provinces to two years. Caesar's purpose in making this regulation was evidently to guard against a possible rival. 127. Increase in the Size of Magisterial Colleges. "J'he increase which he made in the size of certain colleges of magistrates was justified by the need of additional adminis- trative officers. It also gave Caesar an opportunity to reward some of his political followers, and incidentally exalted his own position by decreasing the importance of the individual members of the colleges affected. Thus the THE PERIOD OF TRANSITION 1 37 number of praetors was first raised from eight to ten, then to fourteen, and finally to sixteen, while the number of quaestors was increased to forty. The establishment of the office of aedilis cerialis with its two incumbents, and the addition of a member to the college of the /// viri capi- tales and the /// viri monetales were probably dictated by administrative considerations only. 128. Method of choosing Magistrates and Terms of Office. To protect his interests at Rome during his absence on the projected Parthian campaign, Caesar secured the passage of a law which allowed him to name all the magistrates for 43, as well as the consuls and tribunes for 42. This measure would make the magistrates for the immediate future official representatives of the dictator, and would at the same time lessen the importance of the popular elec- toral bodies. In the case of the consulship he introduced an innovation of great importance. In October, 45, he resigned that office, which he had held without a colleague, and had two successors elected for the rest of the year. In taking this step Caesar was restoring the traditional con- sulship, since the constitution did not recognize a single consul without a colleague. In a way, however, he was establishing a precedent for the imperial system of consules suffecti, and six years later, following this precedent, as it were, the triumvirs, when holding the consular elections for 34-1, had terms of less than a year indicated for the vari- ous candidates at the time of the election, and the Fasti of the year 33 give the names of eight consuls. 129. The Senate and People. The senate was reduced in number to such an extent by the Civil war, that imme- diately after his return to Rome in 47 Caesar made numer- ous additions to it, and two years later raised the number of its members to 900. This change robbed the nobilitas 138 REPUBLICAN PERIOD: HISTORICAL in large measure of its prestige and made the senate sub- servient to his wishes. As for the people, they met as before in the comitia, but the selection of candidates for office by Caesar, and the fact that he alone was directly or indirectly the author of all bills laid before them, made the meeting of the comitia largely a matter of form. He sought to relieve the congested condition of Rome, and to prevent the idle from flocking thither, by founding colonies, and by carefully regulating the list of those who received free supplies of grain. As a result of the census of 46, the number of these beneficiaries was reduced from 320,000 to 150,000. 130. Italy and the Provinces. But the plans of Caesar were not limited to the city of Rome. They embraced all Italy and the provinces. A year before his death he drew up the lex lulia municipalis, a charter for all the Italian municipalities, which gave them their own popular assem- blies, senates, magistrates, and courts. To many cities in Sicily and Gallia Narbonensis Latin rights were given, and, what was of still more importance, provincial governors were appointed by Caesar. Hitherto each one of the provinces had been practically a principality which the Roman governor used to fill his pocket or to advance his political fortunes. The interests of the provincials and of the home government were alike held in light esteem. Under Caesar's regime a governor felt his subordination to a central authority, and knew that he was responsible to a man who regarded each i)rovince as an integral part of the empire. I 131. Course of Events after Caesar's Death. After Caesar's death both his friends and the conspirators waited in great suspense for some move on the part of the oppos- ing faction, as well as for some indication of the attitude of THE PERIOD OF TRANSITION 1 39 the Roman populace. M. Lepidus, who had been Caesar's viagister equiticm, was the first to adopt a positive course. He moved his troops into the city and thus gave a tactical advantage to the Caesarians. The consul Antony strength- ened their position still further by securing possession of Caesar's papers and of the state treasure in the temple of Ops. But both parties were ready for the compromise, adopted by the senate March 17, which confirmed the arrangements of Caesar, but provided that no investigation should be made into the circumstances of his death. On the basis of this action Antony laid directly before the popular assembly a series of bills which he found, or which he claimed to have found, among the papers of Caesar. Furthermore, on the pretext that his safety was endangered by disturbances in the city, he secured a bodyguard of several thousand men. A systematic effort was made also to win the favor of the veterans living in Italy. The sup- port of his colleague, Dolabella, was secured by obtaining for him the province of Syria. He had the province of Mace- donia assigned to himself at first, with control of the legions which Caesar had collected for the Parthian war ; but, feel- ing that it would be better for him to be nearer Rome, he had the popular assembly take Cisalpine Gaul from D. Brutus, to whom it had been assigned, and give it to him. Somewhat later the Macedonian legions were also placed under his command. 132. Octavius. The arrival in Italy of Octavius, Caesar's grand nephew, a young man in his nineteenth year, whom the dictator had adopted and made his heir, seemed likely to give affairs an unexpected turn. The deferential man- ner which Octavius assumed toward certain senatorial leaders on the one hand, and on the other hand his gener- ous treatment of Caesar's followers, and the fact that he I40 REPUBLICAN PERIOD: HISTORICAL bore their great leader's name, won for him at the same time the respectful consideration of senators and the enthu- siastic support of many Caesarians. Antony appreciated how dangerous a rival he might become and tried to thwart his plans at every point, but Caesar's veterans forced a reconciliation between their two leaders. 133. The Liberatores. Meanwhile the liberatores, as Cicero styled the conspirators, were without a plan and ^vithout leaders. M. Brutus and Cassius thought it wise to withdraw from the city. Cicero despondently set out for Greece, and the other senatorial leaders gave little effective support to the old regime. In September the Macedonian troops arrived in Italy, but Octavius found means to detach so many of them from Antony's service that two months later Antony, for fear of losing the rest, hastily set out for Gallia Cisalpina with his bodyguard and the three legions which remained loyal to him. 134. The War about Mutina. W'xih. the departure of Antony from Rome the senate began to assert itself once more. Under the leadership of Cicero, who attacked Antony vigorously in his Philippic orations, the senate was induced to invest Octavius with the i7?ipcrium, and to com- mission him, in cooperation with the consuls of 43, to con- duct the war against Antony. Acting under this authority, in the early part of 43 Octavius set out from Rome with Hirtius, one of the consuls, to relieve D. Brutus, while Pansa, the other consul, followed in March with four legions of recruits. After some preliminary skirmishing, in which Antony gained the advantage, a decisive battle was fought near Mutina, April 21, in which his army was completely defeated. But the victory was dearly bought. Hirtius fell on the field of battle and Pansa was mortally wounded, dying two days later. The command of the forces acting THE PERIOD OF TRANSITION 141 against Antony was assigned to D. Brutus. Octavius, who had good reason to feel aggrieved at this slight, withdrew from further participation in the struggle, and marched to Rome at the head of eight legions, demanding the con- sulship. There was no means at hand to withstand him, and August 19 he was elected consul. Meanwhile, in the North Antony was strengthened by the accession of Lepi- dus, governor of southern Gaul, of Plancus, who had charge of northern Gaul, and of Pollio, with troops from Spain. D. Brutus was deserted by his troops, and while seeking to escape was murdered at Aquileia. 135. The Second Triumvirate. In October Octavius went north, and held a conference with Antony and Lepi- dus at Bononia, which resulted in the formation of a com- pact for the adjustment of affairs in Italy and for the prosecution of the war in the East against M. Brutus and Cassius ; and in November, by a vote of the tribal assembly, Antony, Lepidus, and Octavius were made /// viri rei publicae constituendae for a period of five years. The second triumvirate was, therefore, distinguished from the first by the fact that it rested on a legal basis, while the compact which Caesar, Pompey, and Crassus had formed was purely a private arrangement. The triumvirs of 43 adopted the principle of coUegiality on its positive but not on its neg- ative side. All three members were at all times vested with the full power of their office, but the possibility of interpos- ing a veto was not recognized. In so far as its exercise of executive and legislative powers was concerned, the second triumvirate differs little from Caesar's dictatorship. The magistracies, the senate, and popular assemblies were all directly or indirectly under the control of the new officials. In Rome and Italy the triumvirs were confronted with the problem of establishing a new re'gime and of maintaining 142 REPUBLICAN TERIOD: HISTORICAL order, of i)unishing certain republican leaders, levying troops, and apportioning suitable rewards to the veterans. Outside of Italy there were still more urgent matters, notably the task of bringing the provinces under their con- trol and of prosecuting the war against M. Brutus and Cassius. Their return to Rome was followed by a reign of terror which rivaled that of Sulla. Cicero was one of the early victims of their fury. In reaching an agreement for the government of Italy and the provinces no immediate difficulty was experienced. The several provinces were assigned to the individual members of the triumvirate and their followers, while the administration of affairs in Italy and the war in the East were left to the joint direction of all three triumvirs. 136. The Battle of Philippi. The situation in the East called for immediate attention. In the early part of 43 M. Brutus entered Macedonia and was recognized as its legal governor by his jDredecessor, Q. Hortensius. Cassius also took possession of his province, Syria. Both of them succeeded in levying large bodies of troops, and C. Antonius, the brother of Marcus, and Dolabella, who had come out to take possession of Macedonia and Syria respectively, by virtue of measures whose passage Antony had secured, were disastrously defeated. The two re]iublican leaders met at Sardis, and with nineteen legions of foot soldiers and 20,000 horsemen advanced to Philipi)i in the autumn of 42. Over against them lay the army of the triumvirs, of about the same size. Two battles followed. In the first the forces under Cassius were defeated by Antony, and Cassius com- mitted suicide, Brutus, however, gained a victory over the troops of Octavius. In the second battle, which his troops forced him to fight against his judgment, he was defeated and took his own life. THE PERIOD OF TRANSITION 143 137. The Movements of the Triumvirs. Lepidus was suspected of being disloyal to his colleagues, and, in the division of territory after the battle of Philippi, Spain and Gallia Narbonensis, which had been placed under his con- trol, were taken from him ; but later, on grounds of expedi- ency, Octavius thought it wise to allot Africa to him. From this time forth, however, Lepidus played a subordinate part in the triumvirate. Antony remained in the East. At Tarsus he met Cleopatra, who came to explain her con- duct during the war, and accompanied her to Egypt. To Octavius in Italy fell the hardest task. 138. The Perusian War and the Peace of Brundisium. Nearly 200,000 veterans were demanding the land which had been promised to them. High taxes, the scarcity of food, and the confiscation of land for the soldiers devel- oped a spirit of discontent. L. Antonius the brother, and Fulvia the wife, of the triumvir, put themselves at the head of the disaffected. All efforts at reconciliation proved fruit- less, and civil war followed. L. Antonius was soon shut up in Perusia, however, and after a long siege was forced to yield. After the surrender of Perusia, Fulvia hurried to her hus- band for help. A number of circumstances induced Antony to listen to her appeals and to take an active part in the management of Italy. One thing especially that influenced him to adopt this course was the fact that Octavius had taken possession of Gallia Narbonensis, because of the help which its governor had given L. Antonius. This province had been allotted to Antony, and its acquisition by Octavius made the latter master of the entire West. The time for action seemed a favorable one to Antony, since he had secured the support of Sextus Pompeius, whose fleet con- trolled the Mediterranean. He appeared before Brundisium, therefore, in the summer of 40, and civil war seemed 144 REPUBLICAN PERIOD: HISTORICAL imminent ; but the mediation of Octavius's friends, Cocceius Nerva and Maecenas, and of Asinius Pollio, who repre- sented Antony, as well as the strong stand which the legionaries took in favor of peace, brought about a recon- ciliation between the rivals. The need which Antony felt of Italian reinforcements for the Parthian war also induced him to listen to proposals of peace. 139. War with Sextus Pompeius and the Retirement of Lepidus. As for Octavius, the prospect of carr)-ing on a war against the combined forces of Antony and Sextus Pompeius may well have alarmed him. In fact, Pompeius had made himself master of the Mediterranean, and, by interfering with the transportation of grain, had Rome and Italy in his power, in a measure. It was this state of things which forced Octavius in 39 to recognize formally the demands of Sextus Pompeius. His claim to the islands of Sicily and Sardinia was confirmed; he received compen- sation for the loss of his father's property, and a consulship in the future was promised to him. But Octavius felt that his own position was a precarious one so long as Sextus Pompeius controlled the Mediterranean. The treachery of Menodorus, one of the fleet commanders of Pompeius, put Sardinia in his power. Thereupon war broke out at once. A misunderstanding with Antony seemed likely to involve Octavius in still greater difficulty, but fortunately a reconciliation was effected at Tarentum in 37 through the mediation of Octavia, the wife of Antony and sister of Octavius, and Antony as well as Lepidus sent a fleet to help Octavius. Sextus Pompeius was defeated at Naulochus in 36, and fled to Asia. His forces surrendered themselves to Lepidus, who thereupon took possession of Sicily, and showed signs of an intention to regain his influence in the triumvirate. His success was short-lived, however. THE PERIOD OF TRANSITION 145 Octavius won over his troops, and Lepidus was deprived of his provinces and forced into retirement. The result of this war was of immense importance to Octavius. He had rid himself of a rival who threatened his supremacy in the West; he had removed the danger of famine in Italy — a most prolific cause of discontent in the peninsula — and he had made himself master of the provinces and of the forces of Lepidus. 140. Estrangement of Octavius and Antony. The en- forced retirement of Lepidus from the triumvirate doubtless intensified the rivalry between Octavius and Antony, just as the death of Crassus had made the conflict between Caesar and Pompey inevitable. Antony resented in par- ticular the acquisition by Octavius of Sicily and of the provinces which had belonged to Lepidus. On the other hand, Antony's relations with Cleopatra and his plans in the Orient excited suspicion and hostility at Rome. Egypt, Cyrene, Cyprus, and portions of Crete and Cilicia were placed under her control. Only Asia and Bithynia retained the character of Roman provinces. In fact, there was some reason for believing that Antony was planning the estabUshment of a great rival power in the East with Alexandria for its capital. The feeling which this suspicion excited was intensified when the contents of Antony's will were revealed by some of his former friends, and it became known that the assignment of territory to Cleopatra was therein confirmed. Antony's neglect of Octavia, and the fact that he divorced her in 32, played no small part in stirring the anger of the people. The policy of Octavius was as well adapted to win the gratitude of the Italians as that of Antony had tended to estrange them. The sup- pression of the piratical enterprises of Sextus Pompeius in the Mediterranean, the lightening of the taxes, and the 146 REPUBLICAN PERIOD: HISTORICAL restoration of order in Italy, largely through the efforts of Maecenas, and the far-reaching improvements which Agrippa effected in Rome had won for Octavius the sympathy and support of all classes in the peninsula. During the years 35-3 Octavius was engaged in a campaign against the Illyrians, who had taken advantage of the disturbed condition of Italy to make incursions into the peninsula. These peoples, as well as the Dalmatians, were conquered, and points of great strategical and com- mercial importance in Pannonia were occupied. Antony, in the meantime, was carrying on operations in Armenia and Media as a sequel to the war which he had been unsuccessfully waging against the Parthians ever since the year 40. 141. Outbreak of the War. At the close of the year 33 both of them were free from other complications, and the election of two of Antony's supporters to the consul- ship for the following year precipitated the conflict. The attacks which the new consuls made on the policy of Octavius in taking possession of Sicily and Africa were without effect, and they left the city to go to Antony. Adopting the policy which his great leader had proposed in the year 50, Antony offered to give up his exceptional powers if Octavius would adopt the same course ; but Octavius had forestalled his action by deposing him from his position as triumvir, and the war which followed was tech- nically waged, not against Antony, but against Cleopatra, 142. Battle of Actium and Death of Antony. During the year 32 Antony and Cleopatra collected a force of more than 100,000 men and 500 ships. The fleet and army of Octavius crossed from Bnmdisium in the spring of 31, and the two armies lay encamped .near one another for several months. The issue was decided by a naval battle THE PERIOD OF TRANSITION 1 47 near Actiuni, September 2, 31. The fleet of Antony and Cleopatra was deserted by its leaders and forced to sur- render, and after the battle the opposing army went over to Octavius. Antony and Cleopatra fled to Egypt. Octa- vius followed them thither a year later, and when Alexandria had fallen into his hands and they had learned that he would show them no mercy, they both took their own lives. Egypt came under the personal control of Octavius. The latter returned to Italy in the summer of 29, after set- tling certain affairs in the Orient, and concluding a peace with the Parthians. Selections from the Sources Caesar becomes master of Italy : Caes. B. C. I. 7-29 ; Cic. ad Ait. Bks. VII-IX; ad Fam. Bks. XIV, XVI (passim); Plut. Caes. 32-5 ; Pomp. 60-62 ; Appian, B. C. II. 35-8. — First Spanish campaign: Caes. B. C. I. 37-55, 59-87; II. 17-21 ; Cic. ad Att. X. 12a. 3. — Defeat of Curio: Caes. B. C. II. 23-44. — Pharsalus : Caes. B. C. III. 84-99 ; Appian, B. C. II. 75-82 ; Plut. Caes. 42-6.— Pompey's death : Caes. B. C. III. 96, 102-4 ; Appian, B. C. II. 81, 83-6; Plut. Pomp. 77-80; Die, XLII. 3-5. — Events in Egypt: Caes. B. C. III. 106-112; Bell. Alex. 1-33; Appian, B. C. II. 89-90; Plut. Caes. 48-9; Die, XLII. 7-9, 34-44. — Zela : Appian, B. C. II. 91; Plut. Caes. 50. — African campaign: Bell. Afr. ; Appian, B. C. II. 95-100; Plut. Caes. 52-4; Cato, 56-73; Dio, XLIII. 2-13. — Second Spanish campaign: Bell. Hisp. ; Appian, B. C. II. 103-5; P'ut- Caes. 56; Dio, XLIII. 28-40. — Caesar's death: Appian, B. C. II. 111-117; Plut. Caes. 60-69; Brut. 14-17; Suet. lul. 80-89; Veil. II. 56; Dio, XLIV. 9-19. — Caesar's dicta- torships: Caes. B. C. II. 21. 5 (cf. III. 2. i); Appian, B. C. II. 48; Dio, XLII. 20; Plut. Caes. 51; Cic. ad Fam. IX. 15. 4-5; Dio, XLIII. 14; Suet. lul. 76; Appian, B. C. II. 106; Plut. Caes. 57; Dio, XLIV. 8; XLVI. 17. — Caesar's tribunate: Dio, XLII. 20. — Title of imperator : Dio, XLIII. 44; Suet. lul. 76. — Praefectus morum : Dio, XLIV. 5; Suet. hil. 76. — Praetorian governors, i yr., consular governors, 2 yrs. : Cic. Phil. I. 19; V. 7; VIII. 28. — 148 REPUBLICAN PERIOD: HISTORICAL 16 praetors, 40 quaestors: Dio, XLIII. 47, 49, 51 ; Suet. Iiil. 41. — Power to nominate: Dio, XLIII. 47, 51 ; Cic. Phil. II. 80; Appian, B. C. II. 12S; Suet. Jul. 76. — 900 senators: Dio, XLIII. 47. — Bestowal of Latin rights: Cic. ad Ait. XIV. 12. i ; Tac. Ann. XI. 24. — Appointment of provincial governors: Dio, XLII. 20. — Consules suffecti: Dio, XLIII. 46. — Seizure of Caesar's papers and treas- ure: Cic. Phil. I. 17; II. 93 ; Appian, B. C. II. 125. — Meeting of senate, March 17: Appian, B. C II. 135-6; Dio, XLIV. 22-34; Cic. JViil. I. I f. ; I. 31 f. ; Veil. II. 58. — Antony acquires Cis- alpine Gaul: Cic. ad Alt. XIV. 14. 4; Appian, B. C. III. 27-30; Veil. II. 60; Appian, B. C. III. 55. — Octavius comes slowly to Rome: Cvc.ad Alt. XIV. 5. 3; ibid. 10. 3; XV. 2. 3; Appian, B. C. III. 9-23; Dio, XLV. 1-4. — His relations to Antony: Appian, B. C. III. 28-45; Dio, XLV. 5-9; ibid. 11-15; Suet. Aug. 10. — Antony marches north: Cic. Phil. III. i ; V. 24; Appian, B. C. III. 46. — Battle near Mutina : Appian,^. C. III. 66-72; Dio, XLVI. t,-j. — Lepidus joins Antony : Cic. ad Fa7n. X. 23. 2 ; Appian, B. C. III. 83-4. — Pollio and Plancus join Antony : Appian, B. C. III. 97 ; Dio, XLVI. 53; Veil. II. 63. — Octavius is elected consul: Liv. Ep. CXIX ; Appian, B. C. III. 88-94; Dio, XLVL 40-45. — Death of D. Brutus: Appian, B. C. III. 97-8; Veil. II. 64. — Second tri- umvirate formed: Liv. Ep. CXX; Appian, B. C. IV. 2 ff. ; Dio, XLVI. 54-6; Suet. ^«^. 27 ; Plut. Aitt. 19. — Lex Titia : Appian, B. C. IV. 7; Dio, XLVII. 2. — Death of Cicero: Plut. Cic. 47-8; Appian, B. C. IV. 19-20; Veil. II. 66. — Macedonia, Illyricum, and Greece allotted to M. Brutus: Cic. Phil. X. 13-14; Plut. Brut. 27; Dio, XLVII. 22. — Syria assigned to Cassius : Cic. Phil. XI. 29 ff. ; Dio, XLVII. 28; Veil. II. 62. — Philippi : Appian, B. C. IV. 109-131 ; Dio, XLVII. 37-49; Plut. Brut. 38-53; Veil. II. 70-72. — Division of territory: Appian, B. C V. 3 ; Dio, XLVIII. 1-2. — Perusian war: Appian, B. C. V. 12-49; Dio, XLVIII. 4-15 ; Veil. II. 74. — -Treaty of Brundisium : Appian, B. C. V. 64-5; Dio, XLVIII. 28-30; Veil. II. 76. — Concessions to Sex. Pompeius : Appian, B. C. V. 72; Dio, XLVIII. 36. — War with Sex. Pom- peius: Appian, B. C. V. 77-122; Dio, XLVIII. 45-XLIX. 10; Veil. II. 79. — Treaty of Tarentum : Dio, XLVIII. 54; Appian, B. C. V. 93-5; Tac. Ann. I. 10. — Retirement of Lepidus: Liv. Ep. CXXIX; Suet. Aug. 16; Appian, B. C. V. 122-6; Dio, XLIX. 11-12. — Parthian campaign of Antony: Dio, XLVIII. 24-7; ibid. 39-41; XLIX. 19 ff. ; Plut. Ant. 37-52 ;• Veil. II. 82. — niyrian THE PERIOD OF TRANSITION I49 campaign of Octavius : Dio, XLIX. 34-8; Appian, Bell. III. 16-28; Liv. Epp. CXXXI-CXXXIL — Territory given to Cleopatra: Plut. Ant. 54; Dio, XLIX. 32, 41 ; L. i, 3. — War declared against Cleo- patra: Plut. Ant. 60; Dio, L. 4, 6. — Actium : Plut. A7it. 64-8; Dio, L. 31-5; Veil. II. 85. — Surrender of Antony's army: Plut. Ant. 68. — Death of Antony : Dio, LI. 10 ; Plut. Ant. 76-7. — Death of Cleopatra: Dio, LI. 11-14; Plut. A7tt. 84-6. Selected Bibliography ^ O. E. Schmidt, Der Briefwechsel des M. Tullius Cicero. Leipzig, 1893. Tyrrell and Purser, The Correspondence of M. Tullius Cicero, Vols. V and VI. London, 1897-9. W. Drumann, Geschichte Roms, 6 vols. Koenigsberg, 1834-44. A. Stoffel, Histoird de Jules Cesar : Guerre Civile, 2 vols. Paris, 1887. A. V. Goeler, Caesars Gallischer Krieg. Tiibingen, 1879. W. Judeich, Caesar im Orient. Leipzig, 1885. O. E. Schmidt, Die letzten Kampfe der rom. Republik (Neue Jahr. f. Philol. u. Paed. XIII, Suppl. pp. 665-722). A. V. Hagen, De hello Mutinensi quaestiones criticae. Marburg, 1886. V. Gardthausen, Augustus und seine Zeit (1. i, 2; II. i, 2). Leip- zig, 1891-6. Th. Mommsen, Res gestae divi Augusti, 2d ed. Berlin, 1883. ^ See also general bibliography on p. 22. SECTION II — DESCRIPTIVE CHAPTER VIII THE ATTRIBUTES OF MAGISTRACY (a) Magistratus, Imperium, Potestas 143. Method of Treatment. Our historical survey of the development of Roman political institutions has shown that the right of initiating action was the peculiar preroga- tive of the magistrate, and that in the early period he was practically the supreme lawgiver and judge, as well as the executive. To put it in another way, the functions acquired later by other branches of the government were in the early days exercised by the executive. We have traced the process of differentiation. First of all, the senate, which was at the beginning of the republic merely an advisory body, found means to enforce its claim to a share in the con- trol of the state. Later, the popular assemblies developed, and finally a well-organized judicial system was established. A systematic examination of Roman political institutions will, therefore, follow the order of historical development, in taking up first the magistracies, then the senate, the popular assemblies, and finally the courts of law. Our historical investigation has suggested one other important point in the method of treatment. At the beginning of the repub- lican period the magisterial power was vested in a single college of magistrates. The establishment of new magis- tracies, as time went on, meant simply the assignment of 150 MAGISTRATUS, IMPERIUM, POTESTAS 151 certain specific duties to the new officials. The new magistracies had all the general characteristics of the original magistracy out of which they sprang. Therefore, before passing to an examination of the functions of the individual magistrates, it will be natural and convenient to consider the general attributes of the Roman magistracies taken as a unit. 144. Definition of Magistratus. The term magistratus was used of the office and of its incumbents. In the con- crete sense the 7nagistratus was the authorized representa- tive of the people for the conduct of public business of a secular character. His authorization came through an election by the populus. The dictator, interrex, and magis- ter equitum, who were appointed by a magistrate, and were, therefore, only indirectly dependent on a popular election, were relics of the monarchical constitution, and not prod- ucts of the republic at all. The tribunes were chosen in an assembly made up of plebeians only, so that in the strict sense of the word they were not magistrates. Priests do not fall in this category because their duties were of a religious character. 145. Magistratus Maiores and Minores. According to the point of view from which they are considered the magistracies may be classified as magistratus maiores or mi?iores, patricii or plebeii, curule or not curule, ordinary or extraordinary, cum imperio or sifie itnperio. The Romans themselves differed in their classification of the magistra- cies as magistratus maiores or 7ni?iores. Thus the augur Messala (Gell. XIII. 15. 4) maintained that the interrex, consul, praetor, dictator, censor, niagister equitum, and all magistrates or pro-magistrates vested with consular or prae- torian power, inasmuch as they had the right to take the aiispicia maxima, were magistratus maiores. The others, 152 REPUBLICAN PERIOD: DESCRIPTIVE who could take only the auspicia minora, were magistratus minores. On the other hand, it seems better to draw the line of distinction between these two classes of magistrates Will. I. 225 f. below the quaestorship, because the quaestors and aediles with the higher magistrates were admitted to the senate in the later republic by virtue of having held their respec- tive offices, whereas magistrates of a lower rank were not members of that l)ody. 146. Magistratus Patricii and Plebeii. Up to the middle of the fourth century b.c. the terms magistratus patricii and plebeii were applied to the magistracies open to patricians and plebeians respectively. After plebeians had been made eligible to all the magistracies the distinc- tion has no technical meaning. The tribunes are some- times styled magistratus plebeii, but inaccurately, because, as we have seen, the tribunes were strictly speaking not magistrates at all. 147. Curule and non-Curule Magistracies. The right to use the curule chair was a privilege belonging especially to magistrates who had the i7nperiufn. When the curule aedileship was established, however, the sella curnlis was made one of the insignia of the office, although the incum- bent of the office did not have the imperium. The magis- St. R. 1. 401 f. trates (not including plebeian officials) above the quaestor were magistratus curules. 148. Magistratus Ordinarii and Extraordinarii, Ordi- nary magistrates were those who were chosen at fixed intervals, like the consul or censor. Those who were elected for an exceptional purpose were called magistratus extraordi)iarii. Some of the magistracies of the latter class, as, for instance, the dictatorship, formed a regular part of the Roman administrative system, while others, like the decem- virate or the consular tribunate, were extra-constitutional. MAGISTRATUS, IMPERIUM, POTESTAS 1 53 149. Magistratus cum Imperio and sine Imperio. The consul, praetor, dictator, and magister equitum had the impei'ium. The censor, aedile, quaestor, and of course the plebeian officials, were sine imperio. The imperiuiti represents the supreme authority of the community in its dealings with the individual. It is not strictly opposed to potestas, which is a generic term to indicate the power Festus, v. \vith which a magistrate was vested for the discharge of his p"™ "'d^liS!^ duties. Under the republic the exercise of the imperium within the city was limited, especially by the right of appeal. It was still enjoyed by the magistrate abroad, however, and the term was practically restricted in its application to the absolute power exercised by him. 150. Maior Potestas. The various magistrates exercised functions of so different a character that the members of the several colleges had the right of initiative, and within their own sphere of duties were practically free from out- side influence. However, to avoid the danger of conflict and the consequent stoppage of the machinery of govern- ment, in matters like the summoning of the senate or the comitia, where the abstract right to take the contemplated action was vested in more than one magistracy, the maior potestas of one college over against another was recognized by the constitution. On this basis the offices were arranged in the order of dictator, consul, praetor, aedile, and quaestor. Lex Sal- No one of the magistrates mentioned had the maior potes- chap!^"-'. tas over the censor, but he enjoyed that right over the quaestor and aedile, whose duties were in some respects akin to his. In the exercise of his maior potestas a. higher magis- Geil. 13. 16. i; trate could either forbid a lower magistrate to take action in ^-y 8. 36. i. a specific case, or suspend him from office altogether. We have seen (p. 25) that the republican chief-magis- trate, when compared vidth his monarchical predecessor, 154 REPUBLICAN PERIOD: DESCRIPTIVE was placed under two important limitations. He shared his ofifice with a colleague, who had the right to veto his action, and he held ofifice for a limited period. The sys- tem of coUegiality was one of the most peculiar features of the Roman constitution. It promoted efficiency, in that the functions of an office could be exercised simultaneously by the several members of a college. This was not the real purpose of the arrangement, however. It was rather devised to protect the citizen from the arbitrary action of a single magistrate. 151. Par Potestas and the Veto Power. Each member of a college was at all times vested with the full power of his magistracy, and his negative right to prevent the com- pletion of a given undertaking took ])recedence of his colleague's positive right to take the step in question. The technical term for this exercise of the par potestas, which existed between the members of a college, was inter- cessio. The exercise of this negative power was subject to three conditions. The protest must be made by a Cell. 13. 12.9; magistrate in person; it must be made against a magis- 3.^20! I. trate, and directed against a matter already partially advanced toward completion. The first limitation made an oral exercise of the right necessary. The second one theoretically exempted action taken by the comitia from the scope of the intenessio. Even this limitation, however, left it within the power of a magistrate to inter- fere with the action of a colleague presiding over a popular assembly up to the point where the people declared their will with reference to a proposition. The par potestas was, therefore, more restricted in its application than the maior potestas, since the latter allowed a higher magistrate not only to exercise the right of intercessio, as just indicated, but also to forbid a lower MAGISTRATUS, IMPERIUM, POTESTAS I55 magistrate to make a proposed arrangement, before any- preliminary steps looking to its establishment had been taken, or to declare invalid such an arrangement when perfected by him. A member of a magisterial college, however, in the exercise of his par potestas, could inter- pose his veto only when his colleague had made some progress toward the accomplishment of his purpose. The veto power was not often used by a magistrate against a colleague. It was of little effect, because the magistrate who disregarded it could not be called to account until his term of office had expired. The tribune, however, could veto the action of any regular magistrate, and could impose an immediate penalty for the non-observance of the veto, and since, as we have already seen (p. 45), at an early period the tribune became the recognized repre- sentative of the rights of the individual, as opposed to the claims of the community, his veto power superseded that of the magistrate, and put an effective limitation on the magisterial prerogative. In point of fact conflicts be- tween members of a college were generally avoided by taking joint action in a specific case, by adopting the principle of alternation, by assigning functions on the basis Cic. de Re of seniority or by lot, or by giving different provinciae lIv. 2.^8.^6' to the several members of a college. Thus, in the early 22.27.10; ° ' 35- 20. 2. period, the consuls, although both were in full possession of the consular power throughout the year, in practice alter- nated from month to month in the active exercise of that power within the city. When they were in joint command of an army in Italy they commonly alternated day by day. Liv. 4. 46 5 The possession of the fasces passed from one^ to the other to indicate the change. In the case of most magistracies, however, provinciae, or distinct spheres of action, were assigned to the several members of a college, so that there 22.41.3. 156 REPUBLICAN PERIOD: DESCRIPTIVE was scarcely a possibility of conflict. This was true, for instance, of the praetorship and the aedileship. In such cases the system of coUegiality dropped away altogether. (b) Term of Office 152. Limited Term of Office and the Prorogatio Imperii. The second limitation put on the republican magistracies was of still greater importance than the one just discussed, and perhaps no political change contributed more to the downfall of the republic than the failure to observe it. All magistrates held office for a fixed and brief period, and the more exceptional the power of an official was, the briefer his tenn of office was. Thus the consul and most of the regular magistrates held office for one year, while the dic- Cic. de i.egg. tator's term was not to exceed six months. Two contin- 3- ^> gencies might arise which would lead to a violation of this practice. Exceptional circumstances might necessitate a prorogatio imperii, or extension of the term of office beyond the fixed period, or magistracies might become vacant before the expiration of the legal term. The first contingency arose now and then in case of an imi)ortant war. In 326, at the end of the consular year, the con- Liv. 8. 23. 12. sul Q. PubUlius Philo, who had charge of the forces act- ing against the Samnites, was instructed to retain command of the army until the war was brought to an end (cf. p. 44). He was said to act pro consu/e, but his power was less than that of a consul, since it could be exercised for a specific purpose only and only within a limited terri- tory. The jirecedent which was set in this case was not infrequently followed later, but the prorogatio imperii was Liv. 9. 42, 2. usually for a year or even for a shorter time. However, when the era of territorial aggrandizement outside ( f POWERS OF THE MAGISTRATE 1 5/ Italy began, toward the close of the third century B.C., this occasional expedient became an integral part of the Roman administrative system. Instead of directly choos- ing officials to act as provincial governors, these positions were filled by extending the term of office of magistrates who had served for a year at Rome, and the governors in the various provinces acted pro conside or pro praetore, as the case might be, and in course of time the maximum limit of one year set for such an extension of the term of office was no longer observed. 153. Filling of Vacancies. On the other hand, a magis- tracy might become vacant before the expiration of the legal term. Such a contingency might arise, for instance, from the death or resignation of one consul or of both. If there was one vacancy in a college, it was filled by the election of a new member to hold office for the rest of the Herz. i. 611. term. If both places were vacant, two new members were chosen to hold office for a full year from the date of their St. R. i. inauguration. Consequently in the early period the official ^^'' year does not begin at any fixed date in the calendar; but from 217 the beginning of the official year was fixed at Herz. i. 614, March 15. This continued to be the accepted date until 154. From that time on, the consuls regularly entered on their offices January i. (c) Constitutional Powers of the Magistrate 154. The Constitutional Powers of Magistrates. A mag- istrate having the impcrium represented the community in all its deaUngs with gods and men. The imperium included the power (i) to take the auspices and to supervise certain other religious matters which had a bearing on political action, (2) to represent the state in its dealings with 158 KEI'UHLU'AN PERIOD: DESCRIPTIVE in(li\iduals and with other communities, (3) to command the army and navy, (4) to punish those who withstood constituted authority, (5) to exercise civil and criminal jurisdiction, (6) to issue proclamations and edicts, (7) to summon the senate and popular assemblies for deliberation and action on affairs of state, (8) to supervise administra- tive matters affecting the welfare of the community or of individual citizens. 155. The Taking of Auspices. As we have already noticed (p. 26), after the establishment of the consulship, the control of strictly religious affairs, whether of a general or a particular character, rested with the priests ; but religious matters having a political significance were left to the magistrate, and the priests participated in such cases only to the extent of assisting or giving technical advice. The Romans believed that the pleasure of the gods in a particular case could be learned by adopting the proper means, and that it was desirable to govern one's action by it. In particular it was necessary to consult the gods by taking auspices before the election of a magistrate, before his assumption of office, before a meeting of the comitia a« a legislative body, and before a magistrate set out on a campaign. In the first three cases the auspices must be Cell. 3. 2. 10; taken on the day and on the spot of the proposed action. 23.4. ' If unfavorable omens preceded or accompanied the election of a magistrate, or the passage of a law, there existed a Cic. ad Att. legal defect (vitium), which in the one case made it incuni- Phii.V. So; bent on the magistrate to lay down his office, and in the deLegg.2.31; Qtj^er case necessitated the reenactment of the bill by the de Div. 2. 42 ; •' in Vat. 20; comitia. In the last century of the republic, however, if a 8. 15. 6. ' measure with a technical defect of this sort was taken up later by the senate and favorably acted on, it became valid. In all cases political action of which the gods POWERS OF THE MAGISTRATE 159 disapproved could be taken on a subsequent occasion, if the auspices were favorable. No legal penalty attached to the non-observance of unfavorable omens. Thus Crassus did not expose himself to a penalty at the hands of man when he disregarded unfavorable auspices in crossing the Euphrates, but the disaster which befell his Parthian expe- dition vindicated sufficiently the dignity of the gods. 156. Auguria Oblativa and Auspicia Impetrativa. The gods were supposed to indicate their will through unsought manifestations {auguria oblativa or dirae), or by means oi auspicia impetrativa, i.e., in answer to inquiries properly made. The first class of warnings came, for instance, in the form of a flash of lightning before a meeting of the comitia, or took the shape of a case of epilepsy among the voters. Festus, Officiating magistrates, or augurs commissioned by them, p ^^°^ \^.%_ obtained auspicia by watching for signs {spectio). They were of three classes : signa ex avibus, signa ex quadru- Servius on pedibus, and signa caelestia. Omens of the first two sorts and 5' 197; were to be had by marking off a square (templum) on the Festus, v. ground, or on the sky by drawing imaginary lines, and by templa and sinistr3,G 3,VGS watching the progress across it of four-footed beasts or pp. 157, 339,' birds, as the case might be. Signa caelestia were obtained '^ ' ' by noting the direction of flashes of lightning through a Cic. de Div. previously determined part of the heavens. In the field ' '^ auspicia pullaria WQXQ commonly taken from the behavior Liv. 10.40.2f. of chickens while eating. 157. Regulations governing the Auspices. The officiat- ing magistrate could theoretically heed or disregard the announcement {obnuntiatid) of unfavorable auspices by another official. In case conflicting omens were observed by different magistrates, the preference was given to those of the magistrate who had the maior potestas. Ultimately, however, the higher magistrates avoided such conflicts by Gell. 13. 15. i. l60 REPUBLICAN PERIOD: DESCIRIPTIVE forbidding the lower magistrates to take the auspices on a given day. The practice of taking the auspices was a part of the old patrician re'gime, so that for several centuries the tribunes did not exercise the right, and omens jilayed no part in the meetings of the plebeian assembly ; but by the lex Aelia Fiijla, of about 155, they were applied to the St. R. I. 113. plebeian assembly, and could be taken by the tribunes, and were also used by the magistrates against the tribunes. The use of auspices afforded such a convenient means of interfering with meetings of the popular assemblies that the mere announcement of a magistrate's intention to take them on a certain day was sufficient to cause a postpone- Cic. pro Sest. ment of the coinitia. Consequently, by the lex Clodia of ^^' 58, obnuniiaiio was forbidden. Besides the taking of the auspices, other religious matters, which rested with the mag- istrate, sometimes with the cooperation of the senate or the comitia, were the reception of new forms of worship, the establishment of new priesthoods, the building of temples, and the authorization of holy days. 158. Power to represent the State. As the authorized representative of the state, the magistrate in time of war could declare a truce with the enemy, and he could con- clude peace with a hostile state, subject to the approval of the Liv. 9. 5. I ; people. Disposal of the spoils of war and control of the state land had been part of the royal prerogative, but under the republic the senate and the people took these matters into their own hands. However, all current business connected with conquered territory and the ager puhitcus, such as the rental of state lands, was in the hands of the magistrates. 159. Rights as Commander-in-Chief. The centuriate comitia alone had the right to declare war, but the prose- cution of it was left to the chief-magistrate. As commander- in-chief of the forces of the state he was empowered to 19- 3- POWERS OF THE MAGISTRATE l6l levy and organize troops, to conduct a campaign, and to Liv. 22. 38. conclude a provisional treaty of peace with the enemy. A ^ ■" -'9- strict line of distinction was drawn between the powers of a magistrate at home {domi) and abroad {inilitiae). Up to the first milestone outside the city the magisterial power Herz. I. was limited by the right of appeal and by the tribunician '*^' "' ^' veto. Beyond that point the magistrate, in whose favor the lex ciiriata de impcrio had been passed, acquired the unlimited power of the imperiu7?i. The civil magistrate, as well as the general in time of war, therefore, had the power beyond the limit mentioned of inflicting the death sentence ; but, sometime between the second Punic war and the period of the Gracchi, the leges Porciae gave citizens, wherever they Cic. de Re might be, the right of appeal in a question of life or death, p^^ Rab.^'^' A Roman general, however, retained the right to inflict P'^'l'^- '^' death as a military penalty, although in such a case a man ii. 5- 163 ; could not be flogged to death. The possession of the full power of the imperiiwi was indicated to the eye by the fact that beyond the first milestone the bundle oi fasces borne St. R. i. by the lictors included the ax (securis) . On the other '^' ^''^ hand, the magistrate lost the imperiimi and the insignia indicating it, except in case of a triumph, when he entered the city. The right to a triumph was implied in the pos- session of the mihtary authority which the imperiian con- ferred, but was conditional on winning a decisive battle Liv. 10. 37. 8; in which the enemy lost 5000 men. The war must also 28 ?8.''4'' have been carried on against a foreign foe, and must have ^i- 20. 3; '^ '^ Val. Max. 2. led to an extension of the hmits of Roman authority. 8. i. The honor could be claimed only by dictators, consuls, or praetors, or by pro-magistrates acting with the authority of the two last-mentioned officials. In- the last years of the republic the senate used its power of granting or refusing a triumph to express its approval or disapproval of the l62 REPUBLICAN PERIOD: DESCRIPTIVE conduct of a campaign, without strictly obsening the legal Cic. Phil. requirements in the case. A stipplicatio was also sometimes '•*■ ^''' granted by the senate, and a successful general might Liv. 2;. 19.4; receive the title of imperator from the senate, or on the S-Tac.Ant. field of battle by acclamation. 3- 74- 160. Disciplinary Power of the Magistrate. The Roman magistrate had the power to punish the disobedient or those who interfered with him in the discharge of his duty. His exercise of this disciplinary power is to be distinguished from his judicial functions. In the latter case offenses were carefully defined and classified by law; the facts were elicited in accordance with a prescribed method of pro- cedure, and the penalty was also prescribed. In discipli- nary actions conducted by an executive officer the nature of the offense and of the penalty were determined by the magistrate, largely in accordance with his own discretion. This disciplinary power belonged originally only to the magistratiis cum imperio, but was subsequently conferred upon the censors, aediles, and even the tribunes. The Cic. de Legg. common penalties inflicted were fines, corporal punishment, 3- ^- imprisonment, and death. Within the city in the course- of time magistrates were forbidden to inflict corporal punish- ment on citizens, and cases involving the death sentence were tried before the centuriate comitia. After the passage Cic.de Re of the kx Akrnia Tarpcia (cf. i). 76) all cases in which Stus^'^' the fine exceeded 3020 asses could be appealed to the p.237,ed.M.; tribal assembly. 161. Civil Jurisdiction of the Magistrate. The civil jurisdiction of the magistrate might be inter prh'atos or inter pop uhim d privates. In the early rei)ublican period cases of both kinds were heard by the consul. In course of time, however, the exercise of judicial functions became the exclusive prerogative of certain magistrates chosen POWERS OF THE MAGISTRATE 163 solely or partly for that purpose. Thus, in the year 366, praetors were elected for the first time to relieve the con- sul of his judicial duties (p. 37) in civil suits in which both parties were private individuals. In Italy, outside of Rome, similar functions were performed by circuit judges, known ^s, praefecti iuri diaindo (cf. p. 74). In the provinces the governor administered justice. The collection of the taxes and of rental from the state land gave rise to many civil suits to which the state was a party. Such cases were heard by censors, quaestors, and aediles, within whose province the management of public finances fell. This method of procedure was manifestly unfair to the indi- vidual. Under it the magistrate who brought or defended the suit in the name of the state also acted as the judge, from whose decision no appeal could be taken. 162. Criminal Jurisdiction of the Magistrate. The exer- cise of the magistrate's judicial functions, as well as his disciplinary power, was limited by the right which citizens had of appealing to the popular assembly when a magistrate imposed the death sentence or a fine of more than 3020 asses. The establishment of quaestiones pcrpetuae, or stand- ing courts, in the second century (cf. p. 74), and the development which the system underwent during Sulla's dictatorship (cf. p. 106), led to very important changes in the criminal jurisdiction of the magistrate. Most of the newly established courts were under the presidency of the praetor, whose duty it was to conduct the preliminaries to the trial, to preside during the trial proper, and to announce the innocence of the accused person, or fix the penalty, in accordance with the decision of the jury. 163. The Right to issue Proclamations. The right to enforce obedience carries with it the right to announce pub- licly regulations which shall be binding on the community. 164 REPUBLICAN PERIOD: UESCRIPTIVE In Rome proclamations took the form of edict a, or magis- terial announcements affecting the entire community or whole classes of citizens, or of decreta concerning indi- viduals. The proclamation of a magistrate naturally dealt with matters over which he had special jurisdiction. It was valid only during the term of office of the magistrate who issued it. In this respect it differed from a law. It acquired the practical force of a law, however, in the case of the edict urn tralaticium, i.e., when successive magistrates adopted and announced the same body of regulations which their predecessors had issued. 164, The Right to preside over Legislative and Electoral Bodies. Public meetings for the discussion of political questions had an official character, since they could be called by officials only. Such gatherings, called contiones, were under the presidency of an official, and no one could address them without his consent. They usually preceded the cotnitia, or assemblies held for electoral or legislative purposes. The higher magistrates had the ius agendi cum populo, or the right to summon the comitia and preside over them. Limitations put on certain magistrates in specific cases will be noted later. The plebeian officials had only the ins agendi cian plebe. The tribune, as well as the higher magistrates, had the right to call the senate together {ins agendi cum patribus^ , lay matters before it, and ask for a vote upon such motions as might be made. 165. General Powers as an Executive. It may go with- out saying that to the magistrate, who represented the legislative branch of the government, fell the superin- tendence of administrative business and the execution of judicial decisions. He had charge of such matters, there- fore, as the erection of piil)lic buildings, the receipt and payment of public moneys, and the maintenance of order. EMOLUMENTS, INSIGNIA, ATTENDANTS 165 166. The Consilium. In the performance of important duties he was assisted by a cojisilium, or board of technical advisers. Such a board assisted the censor, for instance, St. R. 11.465 and the praetor in rendering their decisions in certain judi- cial matters. The theoretical relation also which the senate bore to the consul was that of a consilium. (d) Etnoluments, Insignia, Attendants 167. Emoluments of Office. A Roman magistracy under the republic was regarded as an honos pure and simple, so that no salary was paid to any official. For this reason only the well-to-do could hold office, and, during the last century of the republic, when success in the elections depended on extravagance shown in the games, candidacy must have been confined to the rich — or at least to those whose credit was good. The magistrate received compen- sation out of the state treasury, however, for any money which he might be required to pay out in the perform- ance of his duty. In some cases the compensation fell far short of the sum which he was required by necessity or tradition to spend. This was true, for instance, of the outlay which the aedile made for the public games. On the other hand, the requisitions which commissioners and pro- Liv. 29. 11.4 vincial governors could make for the suitable maintenance clc.^de Leg. of themselves and their retinues became a source of great As/; ^- 3^ ; ° in V err. profit. (passim). 168. Insignia of Office. The magisterial dignity was indicated to the eye by insignia and by attendants. The most characteristic mark of office was the toga praetexta, Plut.Q.R.Si which all magistrates from the consul to the aedile wore within the city. When abroad, the consul put on \hepaiuda- Festus, v. pa • ludati, p. 2 5 J; mentum, a short red cloak. On occasion of a triumph a ed. M. l66 UKI'UBLICAN PERIOD : DESCRIPTIVE successful general wore the toga purpurea. On formal occasions, as when administering justice, dictators, consuls, Liv.40. 45. 8; censors, praetors, and cunile aediles sat on a sel/a curulis, - ^g 6^ ' ^' pl'i^-cd on a tribunal. In early times the magistrate also had the right to ride in a vehicle within the city limits. Perhaps no external mark of office was more highly prized and of more practical imj)ortance than the ius ii?iaginum. Every family whi( h included a curule magistrate in its number had Cic. ad Fam. the right after his death to keep in the atrium a painted ni Verr.' waxen mask in his likeness with an inscription {libellus) »'•. 5-36; beneath it setting forth his offices and achievements. Liv. 10. 7. II ; " Plin. N. H. These imagines constituted the patent of nobility for that ■^^' ' patricio-plebeian aristocracy which ruled the state for three centuries. 169. Lictors. The higher magistrates were attended in public by lictors, who protected them and cleared a way for their passage. The lictors bore over their left shoulder a bundle of rods, called \.\\q fasces, which symbolized the magis- trate's right to enforce obedience. The ax (seeuris), placed within the bundle and carried outside the city, indicated his power of life and death. The number of lictors in attendance varied according to the rank of the magistrate. Poiyb. 3. 87. Twenty-four attended a dictator, and twelve a consul. The 7 ; Censo- rinus, 24. 3; practor m-banus had two, while the praetor or propraetor ii.'VMz.'^" in a province was accompanied by six. Censors, and magistrates from the aedile downwards, had no lictors. In the provinces the lictors inflicted corporal ])unishment and the punishment of death, when ordered to do so by the magistrate. 170. Scribae, etc. The scrihae held the most important position among the subordinates of the several magistrates. 'J'hey were assigned to magistrates by lot, and from them Wilm. Ex. . . ■' inscr. 1302. recei\ed the titles of scribae (/uacstorii, aedilicii, etc., as the CONDITIONS OF ELIGIBILITY I67 case might be. Viatores acted as messengers, zxiA praecones Festus,p.37i, announced a meeting of the senate or the people, and varro L. L. summoned individuals to court. Accensi were personal ^- 8(>-9i- attendants of a magistrate, who were usually chosen from his own household, and had, therefore, only a quasi-official status. Most of these positions were held by freedmen or the sons of freedmen, and the principles of civil service Cic. ad Q. reform were observed to such an extent that an apparitor '^' '' '' '■'' was not only reasonably sure of retaining his office during good behavior, but could usually transmit it to his son, or sell it, provided, of course, that the new incumbent was regarded as a suitable person for the position. (c) Conditions of Eligibility 171. General and Special Conditions of Eligibility. In early times, of course patricians only were eligible to the magistracies, but after the middle of the fourth century class distinctions counted for nothing, in so far as eligi- bility to political office was concerned, except that patricians could not be elected to plebeian offices, nor to certain places in the magisterial colleges reserved for plebeians. In Cicero's time it was required of all candidates for office that they should be citizens, and that they should have a respectable standing in the community. Furthermore, they were not eligible to reelection until an interval of ten years had elapsed (p. 70), nor could a person hold two offices at the same time. Freedmen and their sons were in gen- St. R. i. 488. eral not eligible. Some of these points were not strictly observed during periods of political disturbance. The magistrates who conducted the election passed on the eligibility of all candidates. Special conditions of candi- dacy were fixed for particular offices, notably the higher l68 REPUBLICAN PERIOD: DESCRIPTIVE ones. The most important of these were the attainment of a certain age and the observance of the cert us onio magisiratiium. 172. The Certus Ordo. From a comparatively early period the tradition had grown up that certain offices must be held before one could be elected to certain other offices. This condition was given a legal form by the lex Villia of 180 (cf. p. 70), and by one of the leges Corneliae of 81 (cf. p. 105). These laws required one to St. R. I. hold the quaestorship before assuming the praetorship, and ^■^' ■ the praetorship before the consulship. Further than this repubHcan legislation does not seem to have gone, but custom had set the quaestorship before the curule aedilc ship, and the duties of the curule and plebeian aediles were so similar that they both fell into the same place in the series. The tribunate was so closely connected with the plebeian aedileship that it was placed next in order below it. However, since plebeian offices could not be held by patricians, it was not necessary that a candidate for a higher magistracy should hold them. Membershij) in one of the colleges making up the XXVI viri, and the office of tribiinus milituin, i)receded the quaestorshii). St. R. 1. 548. Finally it was customary to choose ex-consuls only to the dictatorship and censorship, so that the certus ordo, estab- lished partly by law and partly by custom, in the way St. R. I. indicated above, was : dictator, consul, interrcx, praetor, ^^*' ■ magister cquitum, censor, aedilc, tribunus plcbis, quaestor, one of the viginti sex viri, tribunus jnilitum. Perhai^s the censorship was assigned in this official gradus honorum to the position which it holds, below the consulshij) and prae- torship, because the censor was not attended l)y lictors. 173' -A^g^ Requirement. In the early period of the republic there was nt) niininuuu age requirement fixed for CANDIDACY, ELECTION, RESPONSIBILITY 169 candidates for the various offices. The matter was left wholly to the discretion of the magistrate who conducted the election. It was, however, covered in part by the lex Villia and by legislation of 81, but the provisions of these two laws are not known wth certainty. It is ^^'J"- Dr. 242, n. 2 ; Herz. I. probable, however, that after the time of Sulla thirty-one 668, n. i ; St R T years was the minimum age for the quaestorship, and forty j(,8 ff' years for the praetorship, and that an interval of at least two years was required between the end of a term of office and the assumption of the magistracy next above it. Indirectly these two provisions also made forty-three the minimum age for the consulship. (/) Candidacy, Election, Resigttation, Responsibility 174. Professio. Candidates were not fomially nomi- nated for office by their supporters, as is the case in this country, but they announced their own candidacy, as in England those who wish to be elected to membership in the House of Commons usually do ; although, if we may make an inference from the political posters found in Pompeii, this personal announcement was often prompted by the privately or publicly expressed desire of personal friends or political supporters. Since the official who pre- sided at an election exercised his discretion in passing on the eligibility of a candidate, it was desirable to get his opinion on that point before the election took place. For this reason candidates came to adopt the practice of formally notifying the prospective chairman of their inten- Liv. 7. 22. 8; tion to stand for a certain office. Thereupon the official yell. 2.^92. formally announced his acceptance or rejection of their 3-4- candidacy, although this did not prevent him from recon- sidering his decision at the time of the election. This 170 REPUBLICAN PERIOD: DESCRIPTIVE practice of making a pro/ess io, or preliminary announce- ment of one's candidacy, was crystallized, probably in 98, into a law, which provided that the profcssio should be made seventeen days before the election took place. This law, as we have already noticed (p. 114), played an important part in the quarrel between Caesar and the senate. 175. Petitio. In the interval between \\\e profcssio and the election came the petitio, although in point of fact in the last years of the republic the political canvass began at least a year before the election. Candidates for office appeared in the forum clad in a newly whitened toga. Cic. adAtt. They shook hands with voters, and took care to have a Livil'as. 13; well-attended salutatio, and to be accompanied by large 7. 15. 12-13. escorts in going to and fro. They sometimes gave lar- gesses, contributed money out of their own pockets for the public games, and aimed at securing the support of guilds and political clubs. Of course success in a foreign war gave a candidate prestige, and full use was made of this fact. As the right of citizenship was extended beyond Cic. ad Att. the limits of Rome, electioneering tours were undertaken ^" '■ ^' throughout Italy. General public meetings to promote the interests of a particular person do not seem to have been held, but candidates probably had an opportunity to set forth their political " platforms," and to criticise their opponents at contiones called by friendly magistrates to discuss public measures, and doubtless certain clubs and guilds held meetings of a political character. That candi- dates for office were not contented with the use of legiti- mate political methods is shown by the passage of numerous bribery laws from the early part of the second century onwards (cf. p. 71), and by legislation against the sodalicia, or political clubs. CANDIDACY, ELECTION, RESPONSIBILITY I/I 176. Elections. All elective magistrates were chosen by Xht populus, i.e., in the comitia centuriata or the patricio- plebeian comitia tributa. In the former the consuls, praetors, Gell. 13. 15. 4. and censors were elected. Curule aediles and quaestors were chosen in the comitia tributa. Tribunes and plebeian Tac. Ann. aediles were elected in the conciliiwi plebis. For the cen- Liv%.' 46. i f. turiate cof)iitia, meeting as an electoral body, the presiding officer was the dictator, consul, or interrex ; for the tribal cic ad Att. comitia, the dictator, consul, or praetor ; for the coficilium ^' ^' ^' plebis, the tribune. After Sulla's time elections took place usually in the latter part of July. The exact date was st. R. i. fixed by the magistrate. A postponement was not uncom- 5^'*' "' 5- mon in the later years of the republic. Thus, in 59, the cic. ad Att. elections were not held until October, while bribery and ^' ^°' ^' violence prevented them from being held at all in 54. ck. adQ. Even after a majority of the votes had been cast for a ^^■^^' ^^' ^ ' candidate his election did not become valid until a formal announcement {renuntiatio) of the result had been made Veil. 2. 92. by the presiding officer, and cases were by no means |j'aj[. \^\_ ,. unknown where the chairman had refused to declare a certain person elected. 177. Entrance on Office and Retirement from It. In Cicero's day the quaestors assumed office December 5, cic. in Verr. the tribunes December 10, the consuls and all the other ^*^*-t'4°' C. I. L. I. 202. magistrates January i. Early in the morning of the first of January one of the newly elected consuls took the auspices, went to the capitol, attended by senators, and Ov. Fast, made a sacrifice to Jupiter. Later in the day he called Suet. Aug. a meeting of the senate, which was attended by the other lIv. 26. 26. magistrates, to consider public questions of a general char- acter. Within five days after taking office, magistrates were expected to take an oath to support the laws {iurare in leges') . Those magistrates who were to hold the imperiiim St. R.I. 628 f. 172 REPUBLICAN PERIOD: DESCRIPTIVE Cell. 13. 15.4; were required to secure the passage of the lex curiata Cic. de Leg. . . . . . Agr. 2. 26ff. de iftipeno. Some fictitious importance was given to this formal act in the later years of the republic by the oppo- sition of the tribunes. A magistrate could resign before his term of office had expired, and, in case of criminal con- duct, moral pressure could be brought to bear upon him to induce him to resign, as was done in 63 in the case of Cic. in Cat. Lentulus. He could be removed from office, however, only by the people who had elected him, but this radical step was rarely taken in times of peace (cf. pp. 95, 135). 178. Responsibility of Magistrates. Theoretically, magis- trates, like private citizens, were amenable to the laws, and civil or criminal action could be brought against them either during their term of office or after its expiration. However, certain considerations of a theoretical and prac- tical nature put a check on the application of this principle in its extreme form. Thus action could not be brought against a magistrate in office unless the judge before whom .Suet. lul. 17; the case came had the inaior potcstas. The consul was, therefore, exempt from trial during his term of office, because no magistrate had the maior potestas over him. Furthermore, the danger of interfering with the transac- tion of public business usually checked any attempts to hold even a lower magistrate responsible in the courts, until his term had expired. The dictator could not be called to account in any case, and, although the censor does not seem to have been exempted by law from responsibility for his conduct, the proper performance of his duties involved the exercise of so much discretion that no successful action ever appears to have been brought against him. The development of one phase of the tribune's functions deserves special notice in this connection. From the outset he was vested with the right Digest, 4. 8. 4. CANDIDACY, ELECTION, RESPONSIBILITY 1/3 to inflict a summary punishment on any one who violated the sanctity of his person, or disregarded his veto power. As we have already noticed (p. 76), the irregularity of this procedure, and the theory that a failure to recognize the rights of the representative of the plebs was an offense against the dignity of the whole order, led to the practice of bringing such cases, especially if magistrates were offenders, before the concilium plebis. Before this court ex- magistrates were freely held responsible for malfeasance in office, embezzlement of public funds, and for other offenses of a more or less political character. After the establishment of the quaestio?ies de repetiuidis, de ambitu, and de maiestate (cf. p. 106), offending magistrates, espe- cially provincial governors, at the end of their term of office were brought before these courts. The purpose of these actions was often, not to secure justice, but to win an advantage by discrediting a political opponent. Selected Bibliography ^ Mommsen, Rom. Staatsrecht, 3 vols. (Vols. I and II in 3d ed.) Leipzig, 1887. (Cited in reference, St. R.) Herzog, Geschichte u. System d. rom. Staatsverfassung, 2 vols. Leipzig, 1884-7. (Cited in reference, Herz.) Bouche-Leclercq, Manuel des institutions Komaines. Paris, 1886. (Cited in reference, B.-L.) Madvig, Verfassung u. Verwaltung d. rom. Staates, 2 vols. Leipzig, 1 88 1 -2. (Cited in reference, Madv.) Schiller, Staats- und Rechtsaltertlimer in Miiller's Ilandbuch, Bd. IV.2 Munich, 1893. (Cited in reference, Sch^ ' General works of reference like the Dictionaries of Classical Antiquities by Seyffert (revised by Nettleship and Sandys), by Smith (revised by Wayte and Marindin), by Daremberg and Saglio, and by Peck, and Pauly's Real-Encyclopadie (4 vols, now published, revised by Wissowa) may also be consulted with profit in connection with this chapter and with those which follow. 174 KKPUBLICAN I'ERIOD: DESCRIPTIVE I-ange, Romische AUerthlimer, 3 vols. Kerlin, 1S76-9. Mispoulet, Les institutions politiques des Remains, 2 vols. Paris, 1882. Ad. Nissen, Das lustitium. Leipzig, 1S77. (Cited in reference, Nissen, Ittst.) Mommsen, Die Rechtsfrage zwischen Casar u. dem Senat. Breslau, ■ 1857. Karlowa, Romische Rechtsgeschichte, Vol. I. Leipzig, 18S5. H. Nissen, Das Templum. Berlin, 1869. Bruns, Pontes iuris Romani antiqui, ed. VI. cura Theodori Monim- seni et Ottonis Gradenwitz. Lipsiae, 1893. (Cited in reference, Bruns.) Willems, Le droit public Romain, 6th ed. Louvain, 1888. (Cited in reference, IVill. Dr.) SUI'PLEMENT.ARV LITERATURE, I90I-I910 De Ruggiero, II consolato e i poteri pubblici in Roma. Rome. 1900. Le Jeune, L'imperium des magistrats de Rome sous la republique. Rennes, 1SS9. CHAPTER IX THE SEVERAL MAGISTRACIES (a) The Consul 179. The Consul's Alternative Titles. At the begin- ning of the republican period thie two chief magistrates were csXXtd praetores , indices, or consules. The significance of the first two titles is correctly explained in Cic. de Legg. III. 8 : regio imperio duo simto, iique praeeiindo, iudicandOy consulendo, praetores, indices, consules appeUa7nino. Perhaps it was because the functions of the chief-magistrate as commander-in-chief of the army surpassed his civil duties in importance and dignity that he was commonly styled Legg. XII. praetor in the early period. Perhaps praetor indicated Liv. 3. 55. 12 his military, and iudex his civil functions. At all events, after 367, when the jurisdiction of the chief-magistrate in civil cases was transferred to the incumbent of the newly established magistracy, the former is regularly called consul. Cicero's explanation of the word consul is not correct. The title indicates rather that the supreme power was held by more than one person. In this respect of course the position of the republican chief-magistrate was distinguished from that of the king. 180. CoUegiality. What has been said (pp. 167-172) in a previous chapter, dealing with the magistrates in general, with reference to eligibility for office, method of nomina- tion, candidacy, elections, entrance on office, and retire- ment from it, is peculiarly applicable to the consulship. 176 RErUULICAN I'KKIOl): DESCRIPTIVE Both members of this college were at all times vested with the full jKnver of theii office. To avoid a conflict of authority, so far as it was possible to avoid it under this system, in the early period, as we have already noticed (p. 155), the consuls took turns month by the month in exercising the right of the initiative, the older of the two Gell. 2. 15. 4. enjoying this privilege for the first month of the official year. The consul who was thus honored during a given month was sometimes called consul maior. This method of alternation, however, was probably given up before Cicero's time, although it was restored by Caesar. The other methods of avoiding a conflict which have been men- tioned, were freely used. In time of war both consuls took the field in the early period, but, after Sulla's reform of the constitution (cf. p. 105), they rarely left the city and, there- fore, rarely exercised the military iviperium. 181. lus cum Populo Patribusque Agendi. The consul was vested with all the powers which belonged to the magistracy (pp. 157 f.). The functions jjeculiar to his office may be conveniently considered from the point of view of home politics and foreign politics. In the field of domestic affairs his most important powers were those which he exercised as chairman of the senate and of the assemblies of the popiilus. He alone of the regular magis- trates could preside over the centuriate comitia called for the election of magistrates. The nomination of a dictator was also intnisted to him. Furthermore, cus- tom had conferred on him alone the right to bring impor- tant bills before the comitia ccnturiala or the comitia tributa. His relations with the senate are more difficult to define. It was his duty to consult that body in impor- tant matters, but the law laid down no ])rovisions to govern his action in specific cases, so that the question was left THE CONSUL 177 to his own discretion. He could even propose a measure in the popular assembly without securing the auctoritas senatus, or previous approval of the senate. This was the course which Caesar adopted in 5 9 in securing the passage of his agrarian bill. But the senate could usually bring Liv. Kp 103 such an attempt to naught by interposing rehgious diffi- culties, or by persuading a tribune to interpose his veto. In fact, Caesar's course in 59 was regarded as almost revo- lutionary. No satisfactory line of distinction can be drawn between the kind of legislation which the consul secured and that which was proposed by the tribune, except that the latter usually had a more partisan bias. 182. Judicial Functions. The establishment of the prae- torship in 367 took almost entirely from the consul his juris- diction in civil cases {iurisdictio inter privatos). Later only friendly transactions which needed the confirmation of the state's authority, -like the manumission of a slave, or the emancipation of a son from the patria potestas, came under his jurisdiction. The laws establishing the right of appeal, the assumption of judicial powers by the concilium plehis (p. 76), and the establishment of the qitaestioncs pcrpetuae under the presidency of the praetors (p. 106), robbed the consul of his functions as a criminal judge, so far as citizens were concerned. Important criminal proceedings against foreigners and against slaves were, however, still left in his charge. 183. Religious Duties. The revolution of 509 trans- ferred the religious functions of the chief-magistrate to the priests. The consul, however, still had certain religious duties to perform, such as taking the auspices (p. 158), making sacrifices, pronouncing and performing vows in Liv. 9. 46. 6 the name of the state, dedicating temples, and supervising ^^^ {''^'' certain public games. 178 REPUBLICAN PERIOD: DESCRIPTIVE 184. Financial Duties. The control which the king, and the consul in the early republican period, had had over the finances of the state, was in later days exercised on the one hand by the senate and the people, on the other by the censor and the quaestor. The right to enact and repeal Liv. 2. 9. 6; revenue laws was from the outset intrusted to the senate. 23- 31- 1- jj^ ^j^g l^jgj. period the consuls also adopted the practice of consulting the senate with reference to the expenditure of public funds, until in course of time that body acquired I.iv.44.i6.if.; in large measure the control of the public treasury. The Cu:. in \ at. f^-^j^ncial powers of the consul were still further limited by the establishment of the censorship, and by the elevation of the quaestorship to an independent elective office. The quaestor alone could authorize the payment of public moneys, and the censor, during his term of office at least, had exclusive charge of the ager publicus, the farming of the taxes, and the construction of public buildings and public works. However, the consul took charge of most matters of this sort during the last three and a half years of a lustrum after the censor had gone out of office. 185. Functions of the Consul outside the City. As we have already noticed (p. 161), a sharp line of distinc- tion was drawn between the powers which a magistrate could exercise at home (domi) and abroad {militiae) . Up to this point we have considered the consul's powers and duties in the city. Outside the city his functions consisted mainly in conducting campaigns, and in representing the home government in its dealings with Italy, the provinces, and with independent states. 186. The Consul as Commander-in-Chief. A declaration of war always required the fovorable action of the centu- riate comitia. The consul, however, retained the right to call the citizens to arms in case of an emergency, but, as THE CONSUL 1 79 the military operations of Rome increased in importance, and more than two generals in the field were required, the whole question of the levy and the organization of the army was submitted to the senate for its consideration. After 207 also the choice of the tribuni niilitum for the Liv.27.36. 14 four legions of the regular levy was taken out of the hands of the consul and made by popular election. When mili- tary operations were carried on at a single point, the con- suls had the supreme command on alternate days. When Liv. 22. 45. two campaigns were being carried on at the same time, the ^~'^' senate was often asked to assign the two consuls to their respective fields, and in this way that body made its influ- ence felt still further in the management of military affairs. In the general conduct of a campaign the consul was given a free hand, although at its close he might be held responsible before the concilium plebis (pp. 172-3) for such military offenses as cowardice or ill-treatment of prisoners. In the early period apparently the chief-magistrate could conclude a valid treaty of peace with an enemy, but in later times, perhaps after the humiliating treaty of the Caudine Forks in 321, the right to conclude a permanent treaty of peace Liv. 9. 5. i. was taken by the people as its exclusive prerogative. The magisterial right to sue for a triumph, for the title of imperator, and for a supplicatio has already been discussed (pp. 161 f.). 187. The Consul's Duties in Italy. The control which the consul had over Italy outside of Rome and that which he exercised over the provinces differed essentially, for two reasons. In the first place, the provincials were not citi- zens, while in the first century the Italians had the rights of citizenship in full, or to a limited extent. Furthermore, each province was a political unit subject to its governor, while in Italy affairs other than those of a purely local, l8o REI'UBLICAN PERIOD: DESCRIPTIVE fiscal, or judicial character were directed from Rome. The relations which the Italian communities bore to the central government were determined by treaties (cf. p. 59), and one of the i)rincipal duties of the consul was to secure the observance of these treaty relations, and, with the Liv. 10. 1. 3. cooperation of the senate (cf. p. 236), to suppress con- spiracies and put down serious uprisings. In his mili- tary capacity he took charge of the contingents of troops furnished by the Italian allies, and protected Italy from inroads from across the frontier. 188. The Consul in the Provinces. In the early period, foreign campaigns, as well as those in Italy, were conducted by the consul. In case a praetor was already in charge of the province where the war was being carried on, he assumed the same relation to the consul which he would have held to him if both magistrates had been in Rome. If the province was not under a praetorian governor, the consul took upon himself all civil and military duties. Sulla's legislation extended to all the provinces the prac- tice of sending out ex-magistrates as governors at the end of their term of office at Rome, so that after his dictatorship the consul had no occasion to go into a province during his term of office. Sulla's arrangement was slightly modi- Dio, 40. 56; fied by the law of 52 which fixed an interval of five years 1.^85. 9. between the incumbency of a magistracy at Rome and the assumption of a ])rovincial governorship. Through the consul also negotiations were carried on with other states. He received embassies, introduced them to the senate, when he saw fit to do so, referred questions of international politics to that body for discussion, and laid before the popular asseml)ly the recommendations of the senate with reference to an offensive war or a treaty of peace. DICTATOR AND MAGISTER EQUITUM l8l 189. The Quaestio Extraordinaria, Senatus Consultum Ultimum, and lustitium. Certain exceptional powers given to the consul, or assumed by him on his own responsibility in an emergency, are on the border line between his powers domi and militiae. These extraordinary powers came to him in one of three ways : through the establishment of a quaes- tio extraordinaria, the passage of a senatus consultum ulti- mum, or the announcement of a iustitium. When crimes of a political character had been committed by private citizens or by magistrates, for the adjudication of which the ordinary courts seemed unsuitable, the investigation of the accused persons, and their punishment, if found guilty, were sometimes intrusted to special courts under the presi- dency of the consuls and the other higher magistrates. In Liv. 42. 21. 5; such cases the right of appeal was suspended. When a con- 2. 54. spiracy, an insurrection, or a revolution threatened public security, or the integrity of the state, the senate at times, instead of instructing the consul to appoint a dictator, passed the senatus consultum ultimum, so called, which, under the sall. Cat. m- interpretation put on it for many years, suspended the right ^^^^- ^- ^■ of appeal and the tribunician veto power. A iustitium cic. de Har. could probably be declared by the consul on his own respon- y'kJ^'^-xi ■ sibiHty, but this was so extreme a step to take, that the Liv. 3. 27. 2. senate was usually consulted beforehand. The instil iu7n involved the suspension of public business, in particular of fiscal and judicial business, and the closing of the shops. (6) The Dictator and Magister Equitum 190. Appointment of a Dictator. The consul, as we have already noticed (pp. 25 f.), inherited the poUtical powers of the king, except that he was subject, either at the outset or at an early period, to the checks put on him by the 3- 9; Liv. 4. 21. 9-10 182 REPUBLICAN PERIOD: DESCRIPTIVE principle of coUegiality, the right of appeal, the tribunician veto, and the possibility of being held accountable for his conduct. From all these limitations the dictator in the early period was relieved. A dictator was appointed when the integrity of the commonwealth was threatened by wars without or by dissensions within the borders of the state. Liv. 4. 26. 11; The power to appoint was vested in the consuls. Some- cenus^24! times the two consuls acted together in making the choice. At other times one of them was chosen by lot to select the dictator. The veto of a colleague or of a tribune was not recognized. Constitutionally the senate had no voice in the matter, but, during the period of its supremacy, that body usually passed on the advisability of choosing a dicta- Cic. de Legg. tor, and secured the appointment of the individual favored by it. An important change in the method of appointment was made during the second Punic war after the disastrous defeat at Lake Trasimenus. The necessity of choosing a dictator was recognized by every one, and, as if by com- mon consent, an act authorizing the appointment was passed Liv. 22. 8. by one of the popular assemblies. This irregular method t'. ' of procedure was followed on one or two subsequent occa- 14 f- sions also. The choice was usually Hmited to ex-consuls, but there does not seem to have been any legal restriction covering this point. 191. His Powers and Duties. The consuls and other magistrates continued in office after the appointment of Liv. 5. 9. 6; a dictator, but he exercised the right of mains imperium 30.24.3. ^^^ ^^^ ^^^^ them. He could, however, if he pleased, force them to resign. Inasmuch as his duties involved mainly the preservation of order or its restoration, the exercise of his functions rarely brought him into conflict with the praetor, censor, or aedile, so that the business of those officials was carried on without interruption during DICTATOR AND MAGISTER EQUITUM 1 83 a dictatorship. He was attended by twenty-four lictors, Polyb. 3. who carried axes even within the city. The appointment LiVfl 18. 8, of a dictator curtailed the rights of the individual citizen. He was in a way also a representative of the conservative party. It is not strange, therefore, that the party of prog- ress fiercely attacked the institution, and as that party grew Liv. 27. 6. 5 ; in power it succeeded in making good the right of appeal, p_ igg/ed. M perhaps in 300, and the right of a tribune to interpose his veto — a right which was gained toward the close of the third century. The dictator was never held responsible for his conduct, however, and there is only one recorded instance Liv. 22. 25. where a colleague was chosen. Still the two changes mentioned above robbed the dictatorship of its impor- tance in large measure, and the last incumbent of the office was chosen in 202. Dictators were appointed not only seditionis sedandae causa, but also to perform certain political or religious acts which could not well be per- formed by the regular magistrates. Thus they were chosen comitiorum habefidomm, feriaruui constituendarum, and Liv. 7. 22. 10; davi figendi causa. '^-j.-x-x. 6.' 192. Term of Office. The dictator was expected to lay down his office when the business for which he had been chosen had been brought to an end. The maximum term was six months. The dictatorship of Sulla (p. 104) and of Caesar (pp. 134 f.) in the first century B.C. was, there- fore, essentially different in this respect from those of the early period. Sulla assumed the office for an indefinite period, and Caesar for life. Some of the other points in which this new magistracy differed from the old one are noted elsewhere (pp. 135, 218). On the motion of Antony cic. PhiL the dictatorship was abolished after Caesar's death. '■ 3^- 193. The Magister Equitum. At the outset the dictator 11 1 • 7- 1-11 T 1 Cic. de Re was called ?jiagister popuh, a term which throws some light publ. 1.63. 184 REPUBLICAN PERIOD: DESCRIPTIVE on the relation which his subordinate, the magister equitum, bore to him. The dictatorship was primarily a military ofifice, and its incumbent commanded the infantry, while Cic.de Legg. the magister equitum had charge of the cavalry. If we ■X. 9 ; Varro, ,.,.,,. ,. . •,, L. L. 5. 82. thmk of the dictator as vested for a short tuiie with the powers of the king, which is essentially true for the early period, the magister equitum corresponds to the king's chief military subordinate, the tribunus celerum (p. 16). He was Liv. 9. 38. appointed by the dictator, was the dictator's immediate sub- ordinate, and during the absence of that official received his exceptional powers. He went out of ofifice with his Dio, 42. 27. superior. He was attended by six lictors, wore the prae- texta, and probably used the curule chair on ofificial occa- sions. He ranked just below the praetor (p. 168). The ofifice became extinct when the dictatorship was given up, but was revived by Caesar. {c) The Consular Tribune 194. Origin of the Consular Tribunate. Roman histo- rians give as one reason for the establishment of the con- Liv. 4. 7. 2. sular tribunate the development of military operations and the need of more than two generals in the field. This may have been a subsidiary motive, but the real explanation of the change is probably the one given in a previous chapter (p. 34). From the earliest times the armed force of the community had been commanded by tribuni jniii- tuiu. These were at first three in number, then six, and, when more than one legion was levied, six for each legion. The establishment of the ofifice of tribuni miiitum cotisulari potestate meant simply the investiture of a certain number of these purely military officials with the jjolitical powers of the consul. This was accomplished by an election in THE CONSULAR TRIBUNE 185 the centuriate comitia. All citizens sensed in the army Liv. 5. 52. 16. and were eligible to the office of tribunus militum, so that the substitution of consular tribunes for consuls in- volved the admission of plebeians to the chief magistracy, Liv. 4. 6. 8. and satisfied their demands in part, while at the same time, as we have already noticed (p. 34), the patricians left a way open to restore to their own class its exclusive political privileges, when a favorable opportunity presented itself. 195. Number of the Consular Tribunes and their Powers. The normal number six was suggested by the number of military tribunes in charge of each legion. The numbers three and four, which are not uncommon in the college, may be due to the fact that they adapted themselves readily to the system of monthly sequence during the year. As their title indicates, these officials had all the Liv. 4. 7. 2. powers and insignia of the consul, even the right to take the auspices and to name a dictator. The only partic- ulars in which the power and dignity of the office were inferior to those of the consul seem to have been that the consular tribunes could not delegate their authority, could Liv. 4.45. ;£.; not triumph at the close of their term of office, and did ' ' ' ^°' not enjoy the privileges which ex-consuls had. The last distinction is of both political and social importance. Those who had been consular tribunes did not have the right of priority in speaking and voting in the senate, which was one of the privileges of ex-consuls. In fact, plebeians who had filled the office were probably not allowed to take part in the debate at all. This limitation St. R. ill. more than any other must have made the plebeians dis- ^ ^' satisfied with the compromise. Furthermore, ex-consular tribunes did not have the itis imaginiim (p. 166). 196. Disappearance of the Office. The office lasted from 444 to 367. It vas abolished by the Licinian law. Liv. 6. 35. 5. 1 86 REPUBLICAN PERIOD: DESCRIPTIVE During the period of its continuance there were fifty-one colleges of consular tribunes and twenty-two of consuls, and for four years, from 375 to 371, there were no curule magis- trates. In the year 53 it was proposed to reestablish the consular tribunate, in order to satisfy the rival candidates for the chief-magistracy by increasing the number of positions available, but the plan was not carried out. {d) Tlte Praetor 197. Relation of the Praetor to the Consul. The circum- stances under which the praetorship was established have been noticed elsewhere (p. 37). The new magistrate was regarded as the collega consuhtm, and in the early period ex-consuls were not infrequently elected to the office. 7. I. 6. Certain important duties which had belonged to the consul were taken from him and assigned to the praetor. It was very natural, therefore, to regard the praetor as equal in 6. 42. II. dignity to the consul. In point of fact the sphere within which he exercised his regular functions was so shar})ly defined, and he was made so complete a master of it, that there was little danger of conflict between him and the consul. When such conflict came, however, the principle 1.13. 15.4. of fuaius imperhwi was recognized, and the praetor was forced to yield. His inferior position was indicated to the eye by the fact that he was attended by only six >'=i"' lictors, and in the later period he was accompanied by only two when performing his judicial duties in the city. 198. Method of Election ; Title. Certain practices ob- served in electing praetors bring out in a concrete way the relation which the consul and the praetor bore to each other. As Aulus Gellius says {N. A. XIII. 15. 4): praetor, etsi conlega consulis est, neque praetoret)i neque consulem iiire THE PRAETOR I 87 rogare potest, . . . qjiia imperinm minus praetor, mains habet cofisul, et a minore i}?iperio mains aut viaior conlega rogari iure 71071 potest. Patricians only were eligible to the office at first, but within thirty years of its establishment it was thrown open to the plebeians also (p. 42), whether by law or otherwise is not clear. The chief-magistrate lost the title of praetor and it was given to the new official (p. 175), although it did not suggest his duties as well as index would have done. 199. Three Periods of the Praetorship. The history of the praetorship, from the point of view of the functions which the incumbents of the office exercised, falls into three periods — from 367 to 227, from 227 to 81, and from 81 down into the empire. In the first period the special duties of the praetor were judicial. In the second period the college of praetors was divided into two sections. The members of one section were judges ; those of the other were provincial governors. In the third period, under the republic, all of the praetors were judges at Rome, during their first year of office, and provincial governors the following year. 200. Development of the Praetorship. There was only one praetor at the outset. This fact distinguishes the praetorship from all the other magistracies. From the theo- retical point of view, however, as we have seen, the praetor was regarded as the colleague of the two consuls, and, therefore, in a vague way may have been at first thought of as a member of the college to which the consuls belonged. The judicial duties of the praetor confined him to the city, while the consuls, his two colleagues, if we may so call them, were frequently engaged in carrying on wars abroad. In consequence of this difference he was styled praetor urbanus. The duties of the new magistracy increased to l88 REPUBLICAN PERIOD: DESCRIPTIVE such an extent that in 242 it was found necessary to choose Liv. Ep. 19. a second praetor. The praetor urbanus assumed charge of all civil suits in which citizens only were interested, while the new magistrate officiated when one party or Liv. 22. 35. 5. both parties were peregritii. It was from this fact that he received his distinguishing title of praetor peregrinus. Along with the increase in the size of the college of Liv. 22. 35. 6; praetors in 227 to four, and in 197 to six, went a change ^^' ^^' ' in the functions of certain of the incumbents of the office, for, as we have already noticed (p. 71), the four new praetors were added to take charge of the four newly acquired provinces. To meet the increasing demand for provincial governors, and to provide for the transaction of judicial business in the city, the Romans were obliged to St. R. II. resort frequently to the prorogatio wiperii. The adoption ^'-^ ■ of this device in the case of the praetor made his office practically one of two years. So far as the term of office was concerned, it was not a radical change which Sulla made, therefore, in formally assigning to every praetor one year in Rome and one year in a province. The importance of the change consisted in the fact that from this time to the fall of the republic the functions of all the praetors were essentially the same, and that all of them St. R. II. assumed judicial duties for a year and undertook the gov- ernment of a province for the following year. The number of praetors, which Sulla raised to eight, was increased by Dio, 42. 51; Caesar to ten, then to fourteen, and ultimately to sixteen. 43-47, 43- 49- 201. Division of Duties. From the time when more than one praetor was chosen, the principle of collegiality, and Cic. in Verr. the consequent possibility of exercising the veto power, was 11.1.119. recognized; but it did not have much meaning for the praetor's office, because the duties of the several praetors were (juitc distinct from one another. It occasionally found THE PRAETOR 1 89 expression in a positive way in the joint action of two or more praetors in a matter concerning them all. The prae- tor nrbanus took precedence of all his colleagues, and Liv 24. 9. 5. assumed the chief-magistracy during the absence of both the consuls. The assignment of each praetor to his pro- vincia, or sphere of duties, was made by lot. From Sulla's time the casting of lots took place after the election to deter- mine the praetor's functions for the first year, and during the first year of office to decide which provinces should be governed by the several praetors during the second year. 202. Powers of the Praetor. The praetor's powers were of three different sorts. He acted as a judge, as a pro- vincial governor, and as an administrative officer. The details of judicial procedure and the duties of a provincial governor are given elsewhere, but one or two facts of a general character bearing on his judicial duties may be stated here. 203. The Praetor as a Criminal Judge. To the con- stitutional changes already mentioned in the functions of the praetor, which divide the history of his office into three periods, may be added the change which resulted from the establishment of the gitaestiones perpehme (ci.\)Y>. 74, 106). These courts were put under the presidency of the praetor. Up to the time of their estabUshment he had been solely a civil judge, but henceforth he conducted criminal cases also. The development of the praetor's criminal jurisdiction out of the civil is not hard to understand. The earliest quaestio perpetua, that to try governors charged with extortion, was from one point of view a civil court, in which those who had suffered had the right of complaint. From another point of view the proceeding assumed the character of a criminal action, since the offense had been committed by a state official and was to the detriment of the state. 190 REPUBLICAN PERIOD: DESCRIPTIVE 204. The Edictum Praetorium. Of the magisterial powers mentioned above (pp. 157 ff.) the ius edicendi assumed the greatest importance at the hands of the prae- tor. On taking office he pubUshed the maxims of law and the forms of procedure {fonnulae) by which he would be Ascon. in governed throughout the year of his office. This edict was ^d "^Or.' ^' ^^' properly called, therefore, an edictum perpehawi. A praetor commonly adopted the edict of his predecessor, making such additions and changes as seemed to him and his advisers desirable, and in this way a large part of the Roman civil and criminal law was developed. The edicts of the praetor peregrinus formed in a similar way the basis of the ius gefitium. 205. The Praetor as an Administrative Officer. Admin- istrative action was taken by the praetor, either in his capacity as an independent magistrate, or as the repre- sentative of the consul. Action in the first case was usu- ally taken under the authorization of the senate, and covered such matters as presiding over the cojnitia when laws were being passed or inferior magistrates elected. Furthermore, he conducted civil and military affairs under the direc- tion of the consul, and, as noted above, in the absence of the consuls the praetor urbanus became with certain limitations the chief-magistrate. (retiis), in selling or renting public land, and in granting for a fixed sum certain privileges controlled by the state. The most im- portant expenditure which came under the control of the censor was that entailed by the construction or repair of public buildings, roads, bridges, and aqueducts. The range of his duties in this respect, however, did not often extend beyond Rome and the Italian roads. The work was com- monly done by contractors {conductores) , and paid for out of funds placed at the disposal of the censors by the senate. A record of the contracts made by them (Jeges censoriae) was kept in the aerariiivi. Questions of taxation at issue between the state and individual citizens, and matters in dispute between the state and publicani or conductores, were submitted to the censor for settlement (cf. p. 163), and this phase of his official duties must have been very important. 214. Completion of the Lustrum. The conclusion of the census was marked by a sacrificiiim histrale, or offering of a boar, a ram, and a bull {suovctaurilid), in the Campus. THE CENSOR I95 After that the censor led the assembled army to the city gate, dismissed it, drove a nail in the wall of a certain temple, deposited the list of citizens in the aerarium, and laid down his office. Unfinished business, and new business which might arise before new censors were chosen, were managed by the consuls, aediles, and quaestors. 215. Census outside of Rome. By the lex Julia iniini- cipalis (cf. 11. I, 42 ff.) of *the year 45, arrangements were made for taking the census in the nmnicipia throughout Italy, and for reporting the results at Rome sixty days before the completion of the Roman census. 216. Decline of the Censorship. The reasons for the decline and disappearance of the censorship are not far to seek. With the rapid increase of the population, and of the financial interests of the state, the censors were unable to perform within the specified time the duty assigned to them. Toward the close of the second century, and in the early part of the first century, their work was either left Herz. 1.796 f undone or done in an unsatisfactory manner. Further- more, the method which Sulla introduced of filling the senate (cf. p. 105), robbed the censor of one of his most important duties. In fact, there were no censors between 80 and 70. A third agency which contributed to the downfall of the censorship was the fact that with the growth of the city the censors were unable to maintain their con- trol over the morals of the community, and that to make matters worse the nota came to be used as a political weapon, so that the right to affix it was curtailed by law Ascon., p. 9, in 58. Although the law was repealed six years later, pro Sest.^55'^ this function of the censor's office never regained its significance. 196 REPUBLICAN PERIOD: DESCRIPTIVE (f) The Tribune 217. Election, Number, Insignia, Assistants. The trib- une never became a magistrate in the strict sense of the word (cf. p. 151), but, inasmuch as his functions in the later years of the repubHc closely resembled those of a magistrate, the office may be conveniently discussed at this point. The law always required a candidate for the tribunate to be a plebeian. From 494 to 47 1, tribunes were probably elected in a plebeian curiate assembly (cf. p. 29). After the latter date they were chosen in the plebeian tribal assembly, presided over by a tribune. The number Herz. 1. 152, of tribunes at the outset is uncertain. Perhaps there were "■ ^' five, one representing each class. In 45 7 the number was increased to ten, and this continued afterwards to be the size of the college. The tribunes had no insignia of office. In fact, the democratic character of the position was in- Liv. 42. 33. 1, dicated by the simple subsellia on which they sat when perforaiing their official duties. At the outset the plebeian aediles served as their assistants, but, as the importance and also the duties of the aedile increased, the two offices drew Liv. 2. 56. 13. apart, and viatores were assigned to the tribune to help him in the performance of his duties. 218. Fundamental Power of the Tribune. The tribunate was established for one specific purpose, viz., to protect the individual citizen, and especially the plebeian, from arbitrary action on the part of a magistrate. His effective exercise of this right was assured to him by two things. In the Gell. 13.12.9; first place, he could infiict punishment, even the punish- 47^ p?ut. Ti. ment of death, on the magistrate who persisted in taking ^'"' '°- a step which he had forl)idden. In the second place, he Val. Max. himself was sacrosanct, and any one could be put to death 9' 5- ^- with impunity, and without process of law, who violated THE TRIBUNE 1 97 the sanctity of his person. The jjrohibition of the tribune must, however, be deHvered in person, and at the moment Gell. 13. 12. 6. when the contemplated action was being taken. This fact accounts for the early increase of the number to ten, and Liv. 3. 30. 7. for the establishment of the tradition that the tribune must not be absent from home for a night, and must leave his door open. The principle underlying these arrangements explains also why the action forbidden by the tribune could be taken later, and become valid, unless again vetoed by him. This power (^tus auxilii) could be exercised only inside the first milestone. Even the ins ciun plebe agendi was possessed by the tribune before 449 only to the extent of convoking the plebs to elect his successor. 219. Why the Tribune's Power increased. Three fac- tors united to bring about a rapid and far-reaching devel- opment of the tribune's j^owers. One of these was the political tendency during the early centuries of repub- lican history. The other two were the inviolability of the tribune's person, and his power of inflicting jjunishment. From the establishment of the republic down to the middle of the fourth century there was a steady movement toward the equalization of the political rights of the plebeians and patricians. The tribunes were the natural leaders of the plebeians in this movement, and an increase in their powers was a natural concomitant of the growth of the political rights of the plebeians. However, without the protection which was given him by the sacrosanct charac- ter of his person, and by his right to impose an immediate penalty, he would have found it well-nigh impossible to make good his claims to new power or to overthrow the existing order of things. With these powers he was almost invincible. No system of government could permanently resist the ins auxilii, safeguarded as it was by the two 198 REPUBLICAN PERIOD: DESCRIPTIVE privileges just mentioned. It is not easy to follow in the traditional account the development of the tribune's authority, but its course can be inferred with a high degree of probability. 220. Powers of the Latest Tribunate. In the later years of the republic these powers in the main were : (i) the ius aiixilii, extended into the ins intercedendi ; (2) the ius coercitionis, with the complementary right of conducting criminal trials; (3) the ius cinn plebe agcndi ; (4) the itis cum pat rib us age?idi ; and (5) certain general administrative powers. 221. The Intercessio. The inter cessio carried with it the right to thwart any official act of administration. It was directed against the magistrate and not, like the veto of a president, governor, or mayor, against a measure. In the case of the senate, the tribune had the right to impose his veto on the magistrate at any stage in the proceed- ings ; for instance, when a matter was being laid before the senate for consideration, when the senators were asked their opinions, or when the vote was ordered. In a similar way, when the comitia met for legislative or judicial pur- poses, the intercessio was admissible at any point, until the decision of the people had been finally announced. At first sight this extraordinary power seems to have little in common with the latio auxilii, which could only take place when a specific thing was being done to an individual by a magistrate, and when that individual called on the tribune for help. The greater power may well have developed out of the less, however, in this way : When the magistrate was instructed by the senate, for instance, to adopt a cer- tain course affecting a large number of citizens, befor-e the measure was carried into effect, the tribune may have announced his intention to protect any citizen against THE TRIBUNE I99 whom the magistrate should try to carry out the senate's decree. The obvious result of such a declaration would be to make the measure of no effect, and we may well believe that a practical people like the Romans would consider it far better to get the opinion of the tribune, when a measure was under consideration, and to secure his approval, if possible, than to run the risk of passing an ineffective law. Furthermore, peaceable opposition to a bill under discus- sion was preferable to forcible opposition to an enacted law (cf. p. 38). The intercessio of the tribune did not prevent a magistrate from submitting a measure a second time to the senate or comitia, however, and if the tribune inter- posed no objection on the second occasion the bill became a law. The tribune could exercise a modified form of his veto, however, by asking for a night to consider the mat- ter, instead of definitively prohibiting it. Occasionally the senate sought to prevent a tribune from interposing his veto by incorporating in a proposed measure a statement that if any tribune vetoed it he would be acting contra re7n cic. ad Fam. publicam, but this device does not seem to have been of ' ' " much avail. The tribunician veto against a measure deal- ing with the consular provinces was not admissible (unless cic. de Prov. this restriction was removed in 52), nor could the tribune '^"s- ^7- prevent the election of a magistrate. It is not clear what restrictions Sulla laid on the veto power of the tribune, cic.de Legg. but they do not seem to have been of a permanent ^ ^^ ' ^^^^^^ . character. i- 7- 3- 222. Criminal Jurisdiction of the Tribune. As we have already noticed, the lex sacrata of 494 empowered the tribune to punish the magistrate who persisted in a course which he had forbidden, or who violated the sanctity of Cic. pro his person. This power was given to him because he " ' ^'^' represented in his person the rights of the plebeians. It 200 REPUIJLICAN PI<:RIUD: DESCRIPTIVE was exercised by him when the magistrate had transgressed in a specific case ; but the whole policy of a magistrate might be prejudicial to the interests of the plebeians, and it was a natural development of the tribune's power to hold such a magistrate responsible for his conduct. A summary punishment inflicted by the tribune in such a case would hardly be appropriate, and, furthermore, the objectionable acts might have been committed away from Rome, or some time before. The practice, therefore, grew up of allowing the tribune to prosecute such offending magistrates before the plebeian assembly. But conduct prejudicial to the best interests of the plebeians was prejudicial to the whole state, for the patricians in the later period constituted an element numerically almost negligible in the community ; or, to put it in another way, the community was practically a plebeian community, and offenses against the state could, without a serious violation of equity, be tried before the plebeian assembly. In this way the tribune became a public prosecutor, and the concilium plebis developed into a court for the trial of magistrates accused of such offenses as cowardice, appropriation of public funds, or illegal reten- tion of oiifice. This method of judicial procedure was gradually given up after the establishment of the guaestiones perpetiiae. 223. The lus cum Plebe Agendi. Down to 449 the con- cilium plebis met to elect tribunes and aediles, and perhaps also to adopt resolutions. The Valerio-Horatian laws of the year mentioned gave it the power to legislate for the whole community under certain conditions, and the legis- lation of 339 and 287 removed even these restrictions (pp. 49 ff.). Some of the effects of these changes on the tribune's position have already been noted (p. 45). Sulla limited the legislative competence of the tribune by making THE TRIBUNE 20I the preliminary approval of the patrician members of the Appian, B. C. senate necessary to secure the validity of a plebiscitum, Ep^.^9'7 ; Caes. but this restriction was removed in the year 70. S'*^',''^' J ' lac. Ann. 224. The lus cum Patribus Agendi. In the early period 3- 27- of the tribunate, the tribunes, as classical writers tell us, sat outside the doors of the senate and waited for the passage Val. Max. of bills by that body. The circumstances under which they ^' ^' ^' were admitted to the senate-house and allowed to state their objections there have already been noticed (p. ■T)^~). This change would not have required the passage of a law. The right which the tribune acquired, perhaps in connection with the passage of the Hortensian law, to convoke the Cic.de Legg. senate and lay matters before it for consideration, was also ad'pam a sign of the rapp7-ocheinent between the tribune and the '°- ^S- 2. senate. The Hortensian law took the coiiciliinn plebis out from under the control of the senate, but the senate may well have hoped that, by allowing the tribune to bring Herz. I. matters directly before it, he would be led to subi;nit bills ^^^ ^" to it for its consideration before presenting theifi to the plebeian assembly for action. ,-- 225. Administrative Duties. Occasionally matters of an administrative character, like the dedication of a temple, or the supervision of the coinage, fell to the charge of the tribune, but duties of this sort never assumed much importance under the republic. 226. The Tribune as a Political Leader. The part which the tribune played as a political leader has been noticed here and there in the historical part of this book. A simple solution of the question at issue between the plebeians and patricians in 494 could have been secured by giving the plebeians full political rights, but the patri- cians were not willing to grant them, and the plebeians were not strong enough to force them to take that step. 202 REPUBLICAN PERIOD: DESCRIPTIVE In the period from 494 to 337 the plebeians gained their object, however, under the leadership of the tribune, and the tribunate of the first 150 years finds its real political significance in the achievement of this result. In the second period, after 337, when the plebeians had at last gained admission to every magistracy, the tribune is prac- tically no longer a representative of a class, but he stands for the rights of the individual over against the rights, or claims, of the community or of the state. (g) T7ic Acdile {Plebeian and Ctirtde) 227. Relations of the two Colleges. These two colleges of officials may proi)erly be considered together, and under the head of the magistracies, for, although the plebeian aediles were not technically magistrates, their duties came to be essentially the same as those of the curule aediles, who were magistrates, and the two colleges are closely allied to one another historically. 228. The Early Plebeian Aedileship. The plebeian aediles, whose office dates back to the beginning of the republic (cf. p. 28), were two in number, and were always elected by the concUium pkbis. Only plebeians were eligible to the office, and, like the tribunes, they were sacrosanct. Their main business consisted in helping the tribunes in the performance of their duties, and in preserv- ing plebiscites and decrees of the senate in the temj^le of Ceres. From the outset, as their title aediles indicates, they seem to have supervised to some extent the construc- . 90. tion of ])ublic buildings. They had, also, a limited criminal jurisdiction. 229. Development of the Office. Perhaps there is no office which in its history better illustrates the practical THE AEDILE 203 nature of the Romans and their tendency to adapt existing institutions to new situations than the aedileship does, and there is no case in which the successive steps by which this adaptation took place are shown more clearly. Fur- thermore, the history of the aedileship presents in a con- crete way the process by which the two distinct elements, which originally made up the Roman community, were merged into one body. As the city grew, the necessity for a more efficient police service developed, and the duties which the aediles performed in assisting the tribunes made it natural to employ them in this service. As early as the middle of the fifth century they were apparently called on to protect the city in moments of danger, and to see that Liv. 3. 6. 9. grain was sold at a low price. Duties of this sort affected patricians as well as plebeians. 230. Establishment of the Curule Aedileship. At the same time their connection with the tribune's office became looser, and viatores were appointed in their stead to assist the tribunes (cf. p. 196). In fact, they were rapidly acquiring the positive functions of magistrates. Yet the patricians had no voice in their election, although their power extended over the patricians. It was under these circumstances that the curule aedileship was established in 366 (cf. p, 42), as an offset to the plebeian aedileship ; for patricians only were eligible to the new office. These modifications in the character of the aedileship evidently had their origin, partly in a tendency to assimilate the plebs to the rest of the people, by eliminating the dis- tinctive character of their representatives, and partly in the need of officials for the performance of new duties. 231. Differences between the two Colleges. The curule and plebeian aedileships were at first very different from one another in respect of technical character and official 204 REPUBLICAN PERIOD: DESCRIPTIVE dignity. The curule aediles were elected by the popuhis meeting in the awiitia tributa under the presidency of a magistrate. They acciuired the right to a seat in the senate, after the passage of the Ovinian law (pp. 46 ff.). They had the ius imaghuwi, and on formal occasions wore the toga praetexta and sat in the curule chair. From this last hiark of.office they derived the distingviishing part of their tide. The plebeian aediles, on the other hand, were elected by II. the concilium plebis under the presidency of a plebeian '■ official, and lacked all of the distinguishing marks of office just mentioned. The exclusive right of the patricians to the curule aedileship was given up in a very few years after the establishment of the office, and the two positions in the 1.6. college were filled by plebeians in alternate years. The two colleges were also brought nearer together by the relinquishment on the part of the plebeian aediles of their II. sacrosanct character, and by their acquisition in course of ^' time of a right to a seat in the senate. 232. Powers of the Aedile. The members of the two colleges had essentially the same powers. They had the supervision of public places {cura urbis) ; they had charge of the corn supply and of commercial transactions {cura annonae) ; they superintended the public games ; and they had certain judicial powers. 233. The Cura Urbis. The cura urbis was a natural outgrowth of the police functions which the aediles had first exercised as assistants of the tribunes. They had charge especially of the streets, baths, temples, and other l)ublic works. It was their duty, for instance, to see that order was preserved in public places, and that the regulations governing obstruction of the streets and the cleaning of them were observed. The construction of public works was in charge of the censor or consul, but THE AEDILE 20$ when they were completed the aedile assumed the respon- sibility of keeping them in repair. Being charged with the maintenance of order in public places, and having a super- vision over the public games, as we shall presently see, it was very natural that they should be held responsible for the maintenance of good order, when public gatherings of a secular or religious character, such as contiones, processions, or games, were held. 234. The Cura Annonae. One of the most important of their duties consisted in supplying the city with grain. Liv. 10. 11. 9; After the acquisition of rich provinces to the south and east, !o! 26. 6.' and when agriculture in Italy had declined, this function was a matter of great moment, and increased steadily in importance as the city grew. Since it was their primary purpose to have food sold at a low price, the aediles had the right to carry out the laws which fixed the price of grain, to inspect weights and measures, and to exercise a general C. I. L. X. supervision of mercantile transactions, especially of the sale pers! i.'i3o. of articles of food. In the performance of these duties they exercised judicial power, and issued edicts with ref- erence to matters coming under their administrative super- vision. In this way they developed a code of commercial law, largely through the influence of the praetor pere- griniis, who, in the adjudication of cases coming before him, necessarily considered the laws of other commercial peoples. 235. The Cura Ludorum. The ludi pkbeii were, per- Liv. 23. 30. 17 haps from the first, in charge of the plebeian aediles. These officials also assisted the magistrates in the general public celebrations. Out of these two facts naturally de- veloped the practice of giving the aediles supervision of any newly established games, so that in Cicero's time, for instance, the curule aediles were in charge of the ludi Romani, the 206 REPUBLICAN PERIOD: DESCRIPTIVE Floralia, and the Megaknsia, while the plebeian aediles conducted the ludi pleheii and the Ceriales. 236. Judicial Functions. The power of the aedile to act as a public prosecutor, and to summon those who were charged with usury and certain other offenses before the comitia tributa, was never of great importance, and lost its significance in large measure after the establishment of the quacstiones perpctuae. 237. Limits of Jurisdiction and Division of Duties. The duties of the aediles were evidently of an urban character. Furthemiore, the historical relation which the plebeian aedile bore to the tribime naturally limited the former official too in the exercise of his power to the space within the poinocrhim. To this restriction the curule aediles also conformed. As for the division of duties between the two colleges, so far as concerns police supervision, it was local. The city was divided into four quarters, and each one of these quarters was placed under the control of an aedile. In other matters the assignment of duties was determined by tradition or convenience. Each of the four aediles had the right of veto against his colleague in the same college, but not over a member of the other college. (A) Tlie Quaestor 238. History of the Quaestorship. As we have already seen {^. 16), there were quaestorcs parricidii under the monarchy. Some light is thrown on the nature of their duties by the definition which Festus gives of parrichia. He remarks, 7iam parricida iion iitiqiie is, qui parciitrm occidisset, dicebatur, sed qualcmciimqiic /lomhu'vi indcmua- tum. The office continued in the republican period, but underwent an important change in its character. Beginning THE QUAESTOR 20/ with the establishment of the repubhc, the quaestor is not only the representative of the state in criminal cases of a non-poUtical character, but he becomes the keeper of the state funds. Under the monarchy the incumbents of the office were appointed by the king, and the right of appoint- ment was inherited by the consul, and exercised by him until 447, when the office was made elective, and its incumbents were chosen in the comitia tributa (p. 33). Perhaps this change in the method of choosing the quaes- tors came about in the following way : One of the most important duties of the quaestor must have consisted in conducting cases of appeal before the popular assembly. As long as the quaestor was appointed, he acted, not by virtue of the power vested in his own office, but solely as the representative of the chief-magistrate. The establish- ment, however, of the right of appeal made the quaestorship a necessary part of a judicial system which was entirely independent of the chief-magistrate. It was natural, there- fore, that the office should become independent, that is, that it should be made elective. The ancient historians have very little to say about the judicial functions of the quaestors under the republic. They must still, however, have performed the duties mentioned above, until, with the establishment of the quaestio?ies perpetiiae, such matters passed altogether out of their hands. The increase in the number of the quaestors, to four in 421, to eight in 267 (p. 72), to twenty under Sulla (p, 105), and to forty in the year 45 (p. 137), involved no essential change in the char- acter of the office. The size of the college was increased to provide for the provinces and for the financial administra- tion of Italy, and the functions of the office may be con- veniently considered from the point of view of the quaestores urbani, the quaestores tnilitares, and the Italian quaestors. 208 RErUBLICAN PERIOD: DESCRIPTIVE 239. The Quaestores Urbani. The two principal duties of the quaestores urbaiii have already been mentioned. vSo little information can be had from the ancient sources with reference to the quaestor's exercise of criminal jurisdiction, that it is impossible to find out exactly what his functions were in this respect, or to determine his relation to certain other ofificials, such as the II vifi perdu ellionis. His finan- cial duties are better known. He received all money due c. ad Fam. to the State, kept an account of the condition of the state acTO,'44-" treasury, and made such payments from the public funds V- 33- 42- 4; as he was empowered to make by special law or by the proper magistrate. He represented the state, too, in the V. 4. 15. 8. smaller matters involved in the execution of contracts. The care of the public records was also intrusted to him. In this last matter the duties of the cjuaestor and of th^ plebeian aedile were similar (cf. p. 202), except that the aediles took charge of certain documents only, while the quaestor kept all records. Two S])ecial points of weak- ness in the management of the finances by the quaestors may be noticed. They were simply receiving agents and paymasters for the state. They had no initiative in finan- cial affairs, and could exercise their discretion in minor matters only. Furthermore, they held office for a year only, and in so short a time could not make themselves familiar with all the affairs of their department, so that the honesty with which accounts were kept depended largely on the integrity of their trained assistants, the scrihae, whose tenure of office was permanent. The records and the accounts of the quaestor were kept in the aerarium in the temple of Saturn. 240. The Quaestores Militares and Provincial Quaes- tors. 'I'he increase in the number of (juaestors from two to four, which took i)lace in 421, was to provide a financial THE VIGINTI SEX VIRI 209 officer for each of the consuls when in command of an army. Money intended for a campaign was delivered to Liv. 35. 1. 12; them. They paid the soldiers, took charge of the spoils,, j^'^j ^lo^^"' and exercised the same general functions in the field which "• 3- ^n- the quaestor urbafius exercised at Rome. This plan was adopted for the provinces also, although, in the case of a province, the quaestor held a somewhat more important position than the quaestor militaris did, since he was next in rank to the governor, and acted in his stead in case of Cic. ad Fam. his absence or death. ^' '5- ^■ 241. The Italian Quaestors. In 267, as we have already noticed, four new quaestors were appointed. They were apparently assigned to duty in Italy, but the nature of their functions is not perfectly clear. Their principal duty seems to have been to look after the financial interests of the federal government in Italy. Their headquarters were in Cispadane Gaul, perhaps at Ariminum, at Ostia, and possibly at Cales. It is not known where the fourth Italian quaestor was stationed. The quaestor at Ostia had charge Cic. pro Sest. of the grain supply. ^^' (i) The Viginti Sex Viri 242. The XXVI Viri in General. Although the six col- leges of magistrates below the quaestorship were inde- pendent of one another, they formed a. single group, so far as the ordo 7nagistratuuni was concerned, and were known as the XXVI viri. This group included the X viri stlitibus iudica7idis, the IIII praefecti Capuam Cumas, etc., the III viri capitales, the /// viri monetales, the //// viri viis in urbe purgafidis, and the II viri viis extra urbeni pur- gandis. Several, if not all, of these offices were appointive, when they were first established, but after a time they all 2IO RErUBLICAN PERIOD: DESCRIPTIVE became elective. The incumbents were chosen in the comitia tributa. Besides the specific functions mentioned Cic. de Legg. below, special duties were often intrusted to the several ■7, (3. colleges by the senate. The viginti sex viri had no insignia of office. 243. The Several Colleges. The oldest of these minor magistrates were the X viri stlitibiis iiidicandis. They are Liv. 3. 55. 7. mentioned in the lex Valeria Horatia, and, therefore, go back to at least the middle of the fifth century. They are spoken of in the connection mentioned as sacrosanct, and are associated with the tribunes and aediles, so that the office was probably established to protect the plebeians. Very likely they passed on questions involving the right to citizenship — a matter in which the plebeians would be Cic.proCaec. vitally interested. At least in Cicero's time questions of 97, e omo, ^j^^^ ^^^^ would seem to have come before them. Probably at first plebeians only were eligible to the office, but in later Liv. 9. 20. 5 ; days that restriction was abandoned. The praefedi Capuam ^ ■ ^ ■ ^ ■ Cumas were the judicial representatives of the praetor in Campania, and at first were probably appointed by him. They took their title from the two principal points within their district. The college of III viri capitales was estab- Liv. Ep. II. Hshed soon after 290, and appointments to it were at first made by the praetor, but, some time within the ne.\t one hundred and seventy-five years, the office became elective. These officials were police magistrates, whose duty it was, Sail. Cat. 55. under the supervision of the aediles, to preserve order in ciuent^s- the city, to arrest criminals, to sit in judgment on them and Geli. 3. 3. 15; punish them if they were strangers or slaves, and to obtain Liv. 25. I. 10. ^ ■' '^ ' evidence against persons under indictment. Caesar in- creased the number in this college to four (p. 137). Little more is known of the /// 7.'iri vionetales or /// viri aere argento auro Jlando feriundo^ as they are sometimes called,* MAGISTRATES TO FILL VACANCIES 2 11 than is indicated by their title. The duties performed by them were for a long time in charge of special commissions, and the establishment of the magistracy comes at a com- paratively late date. Caesar added a new member to this college (cf. p. 137). The IIII viri viis in urbe purgandis Lex lul, and the 11 viri viis extra 2irbempurga7idis,2,'=> the names of il"o''^69 these offices indicate, were charged with the duty of seeing that the streets and roads were kept clean. (y) Magistrates to fill Vacancies 244. Delegation of the Imperium. The Romans pro- vided for the vacancy which resulted from the death or the absence of a magistrate in a variety of ways. No serious difficulties arose in the case of the lower magistracies, because of the size of the colleges. In the case of the censorship, the duties of the office during the last three and a half years of a lustrum were performed by the con- sul and aedile (p. 195). Real difficulty arose, however, from the death or the absence of both consuls from the city, from the withdrawal of a governor from his province, and from the occasional necessity of providing more com- manding officers in the field than the higher magistracies furnished. 245. The Interrex. Provision was made to cover a vacancy in the consulship by the institution known as the interregnum. This institution goes back to the monarchy, and the functions of the interrex during that period have already been noticed (p. 14). Under the early republic, when the armies were always commanded by the consuls, the death of both chief-magistrates occurred in several Will. ii. 10- instances. In such cases the method of procedure was ^^' essentially the same as that which was followed on the 212 KErURLICAN PERIOD: DESCRIPTIVE Liv. 1. 17. 5 f. death of the king, except that under the republic the new chief-magistrates were elected in the centuriate comitia, summoned for that purpose by the interrex and presided over by him. In fact, the interrex was appointed mainly to hold the elections, and the interregnum ceased as soon as the new consuls were chosen. At the same time, how- st. R. i.66of. ever, he was vested with all the powers and privileges of the consul, but, as the term of office of each interrex lasted Cic. ad Fam. only five days, it was impossible for him to carry on public ''■ "■ ^' business in an orderly way. The last interregnujn occurred in the year 53-52. 246. Praefectus Urbi and pro Praetore. When both consuls were obliged to leave the city, the last to depart Liv. 3. J. 6 ; appointed a praefectus urbi to represent him during his •'■ ^' ''■ absence. The prefect was vested with all the powers of the consul. After 366, however, the praetor urbanus became chief-magistrate in case both consuls .were absent from the city (cf. p. 189), and from that date down to Caesar's time (cf. p. 136), the city prefect was chosen only at the time of xh^feriae Latinac, when all the regular magistrates were absent from the city in attendance on that festival. In a somewhat similar way, when a consular gov- ernor left his province before his successor arrived, he dele- Cic. ad Fam. gated the intperiutn to his quaestor, who governed the ^■'^■'^' province with the title oi quaestor pro praetore. 247. Privati cum Imperio. This practice of conferring on a lower magistrate, or even on a private citizen, the powers and privileges of a higher magistracy was occa- sionally adopted in times of danger even by the home governnient. It amounted to a virtual increase in the size of the magisterial college affected. The individuals upon whom the imperiutn was conferred recei\ed usually the pro-magisterial title. Thus in 211 the tribunes were MILITARY OFFICERS AND JUDGES 213 instructed by the senate to secure the passage of a law Liv. 26. 2. 5; authorizing the appointment of some one as commanding ^ ■ ' • 4 • officer in Spain. The law was passed, and P. Scipio, at that time an ex-aedile, was made governor of the province with the title pro conside. In the same year a senatus con- sidtutn conferred the imperium on all the ex-dictators, ex- Liv. 26. 10. 9. consuls, and ex-censors for the defense of the city against Hannibal. This practice was carried to a still greater length in 77, when Pompey, who had held no magistracy Liv. Ep. 91; at all, was made commander of the forces in Spain with i_" ' °™^' the title of proconsul. The senatus cojisultiwi idtimmn and the prorogatio imperii have been mentioned elsewhere (pp. 156, 181), and do not properly come into consideration here. {Ji) Elective Military Officers and Judges 248. Elective Military Officers. There were two colleges of officials, that of the tribuni militum and of the // viri 7iavales, whose members, like the magistrates, were elected by the people, but they differed from the magistrates in that they had no civil functions. 249. Tribuni Militum. Down to 362 the tribimi mili- tum had been appointed by the consuls, but in that year for the first time six of them were elected in the comitia tributa. Liv. 7. 5. 9- In 311 the people were allowed to elect sixteen, and after \-?°.(^\. 207 they elected twenty-four. As six were required for a legion, this last change provided for the usual levy of four legions. If more than twenty-four tribunes were needed, the additional appointments were made by the consuls. It is a significant fact that the date of the election of the first military tribunes coincides so nearly with the date of the Licinian law. That law put an end to the consular tribu- nate by substituting the consulship for it. Now the consular 214 REPUBLICAN PERIOD: DESCRIPTIVE tribunes were merely military tribunes vested with political power (p. 184). The aboUtion of the consular tribunate meant a certain loss to the democracy. The concession made in 362 was, therefore, by way of compensation for that loss. The tribunes elected by the people were known as tribuni militian a popiilo. Their duties were of a purely military character, and differed in nowise from those of the tribunes appointed by the commanding officer. 250. The II Viri Navales. The // viri navales held essentially the same position in the fleet which the tribuni militutn held in the army. The ofifice was at first an appointive one, like that of military tribune, but in 311, when the number of elected tribunes was raised to sixteen, the // viri fiavales were for the first time chosen by the people. They were not elected annually, but as circum- stances required, since under the republic there was no permanent fleet, and, therefore, naval commanders were not always needed. The holding of the election was authorized by the senate. Nothing is heard of the ofifice in the later republic. 251. Elective Judges. Since the number of praetors was not large enough to provide presiding judges for all the quaestioncs perpetuae, at intervals a index giiaestiofiis was chosen from the ex-aediles by popular election. In dignity, then, the ofifice stood between the aedileship and the praetorship. The index quaestionis had charge of the quaestio de sicariis et vcneficis. The nature of the cases brought before this court made the position of its presiding judge an important one. The first mention of this index is in 98, but the epoch of greatest importance for the ofifice is from Sulla's dictatorship down to the time of Augustus, when it disappears. The incumbents of the ofifice had no political functions. EXTRAORDINARY OFFICIALS 21$ (I) Extraordinary Officials 252. Two Classes of Extraordinary Officials. All the magistracies and offices which have been considered up to this point formed for a longer or shorter period a regular part of the Roman administrative system, but emergencies arose when the regular officials did not seem capable of dealing with the situation. Under such circumstances ex- traordinary offices were created by special laws, or special officials were chosen to carry out a particular undertak- ing. It may be convenient to classify these extraordinary officials in two categories, according as they were placed under constitutional restrictions, or were above the con- stitution. The principal officials of the first class were the // viri perdiiellionis, the commissioners agris dandis adsignatidis and coloniae deducendae, the commissioners appointed to dedicate public buildings, or carry out some financial undertaking, and the legati. The most celebrated officials coming under the second head were the X viri consulari imperio legibics scribendis, the dictator legibus scribendis et rei piiblicae constituendae, and the /// viri rei puhlicae constituendae. 253. The II Viri Perduellionis. The college of II viri perdueHionis, which passed judgment on those charged with treason, and represented the state in such cases before the centuriate comitia, if appeal was taken, has little mean- ing for the republican period. There are only two known Liv. 6. 20. 12; instances after 509 when II viri perduellionis were ap- perd.^12. pointed, and in the second case, that of Rabirius in 63, the institution was called into life for political purposes only. The power attaching to the office was too great to be granted to two men, while, on the other hand, the cen- turiate comitia, to which appeal from their decision was 2l6 Rlil'UBLlCAN I'ERIOD : DESCRIPTIVE carried, was too unwieldy a body to settle judicial matters. The // virt perduellionis, therefore, gave way to the quacstiones. 254. Special Commissions. The duties of land commis- sioners consisted in di\ idiiig and assigning the land chosen for allotments, and, in case a colony was to be established, in drawing up a charter and in providing for the imme- diate government of the community. The number of members serving on these commissions ran all the way from three to twenty. The commission exi)ired when the work for which it had been established was finished. The size of the allotments and the methods and conditions of assignment were fixed in the law creating the commission. From a very early period the principle was recognized that state land could be given away only with the consent of the people. When a temple or other public building was to be constructed, the power to use public land for the purpose in question was granted by law and // viri aciii Iflcaudae were chosen. I'he dedication of a temple often fell to the lot of one of the higher magistrates, but not infrequently the matter was intrusted to // viri aedi liedicandae. The execution of economic measures, espe- cially those of a novel character, was sometimes intrusted to a commission rather than to a magistrate. A case in |)oint was fiirnished by the V viri f/ie/isarii, or commission appointed in 351 to assist individuals in securing loans (cf. p. 49). 255. Legati. In its management of foreign affairs the senate from time to time sent out legati. They were appointed by the magistrate or commanding officer at the instance of the senate. They may be divided into two classes according to the duties assigned to them. Those of one class were sent to independent states to deliver a EXTRAORDINARY OFFICIALS 2.\^ message from the senate or to carry on diplomatic nego- tiations. Legati of the other class were sent to assist generals in the field. As we have already seen (p. 69), campaigns were carried on under the joint direction of the senate and of the officer commanding the forces. The legati attached to the staff of the general in command were, therefore, the representatives of the senate, and, as such, took part in the councils of war and held important Liv. 8. 35. ic; commands. This right of the senate to send out commis- ^' •^'^' sions was much abused in the later years of the republic. The practice developed of granting to senators a legatio libera^ which allowed them to travel through the provinces Cic. ad Fam. on their private business and enjoy all the privileges and Flacco',86. honors of accredited commissioners. Midway between the two classes of legati which have been mentioned were the commissioners sent out by the senate to draw up, with the help of the general in the field, the lex provinciae (cf. pp. 89-90) for the people of a newly acquired terri- tory. Senatorial commissions varied in number from two Liv. 29. 1 1.3; to ten. The commission appointed to draw up a provincial yj_ 55.' 4. ' constitution always numbered ten. Members of senatorial commissions were almost always senators. 256. The X Viri Legibus Scribendis. The cases in which the Romans under the repubUc chose extraordinary officials to revise the fundamental law of the state, and released them from restrictions ordinarily laid on magistrates, are few in number. The decemvirate of 451 (cf. pp. 30 f.) is, however, an instance in point. That commission was chosen to revise, or codify, and to publish the law of the land. Its members were elected in the popular assembly, and, like other magistrates, they were liable to a veto from other members of the college. On the other hand, they were not subject to the tribunician veto. In fact, the 2l8 REPUBLICAN PERIOD: DESCRIPTIVE tribunate was suspended or abolished for the time. The Liv. 3. 32. 6. term of office for the first decemviral college was a year. The second was apparently to continue in office until its Liv. 3. 55. 5 ; task was complete. The Valerio-Horatian law of appeal Publ. 2. 54. forbade the establishment of such a magistracy in the future. 257. The Later Dictatorship. Some of the points of difference between the dictatorship of Sulla and the tradi- tional dictatorship have already been noticed (pp. 134 f.). Appian, B. C. The lex Valeria of 82, which conferred this position on Sulla, Cic-^deLeg. authorized him to undertake a thorough revision of the Agr. 3- 5- constitution, as the title of the office shows, viz., diciatura legibus scribendis et rei publicae cotistituendae. The unlim- ited power of the office is indicated not only by Cicero's characterization of it as an office of such a sort ui omnia, quaecuT7ique ille (i.e., Sulla) feeisset, essent rata, but also by the use which Sulla made of it. Caesar's dictatorship was of the same sort. Sulla's term of office as dictator was prob- ably unlimited. As for Caesar, we have already noticed that in 48 the dictatorship was apparently given to him for an undefined period, in 46 for ten years, and in 44 for life. Some of the important powers exercised by Sulla and Caesar Suet. Jul. 41 ; by virtue of their dictatorshij) were : the right to name the 2*2 J?*^^'^' magistrates (cf. pp. 137 f.) and to add members to the pro Lig. 12. senate, to name magistrates in the jnunicipia, to impose penalties without submitting to the right of appeal, and to control the ager publiius. 258. The Triumvirate. The triumvirate to which Lepi- dus, Antony, and Octavius were appointed held a posi- tion in the state similar to that which Caesar had held during his dictatorship. The office was established by the St. R. II. 707. lex Titia of 43 (cf. \). 141) for a ])eriod of five years. EXTRAORDINARY OFFICIALS 2ig In 38 it was renewed. As we have already noticed, the members of the triumvirate adopted the principle of col- legiality on its positive side. Like Caesar, they exercised the right to name the magistrates for Rome and for the municipia, to punish without appeal, and to manage state lando Selected Bibliography ^ The dictator : A. Dupond, De dictatura et de magisterio equitutn, Paris, 1875; E. Servais, La dictature, Paris, 1886; F. Haverfield, The abolition of the dictatorship, Class. Rev. III. 77. — The con- sular tribune : Heinze, De tribunis militum cons, pot., Stettin, 1861. — The praetor : F. Faure, Essai historique sur le preteur romain, Paris, 1878; O. Lenel, Das Edictum perpetuum, Leipzig, 1883. — The censor: Servais, La censure, ■Luxemburg, 1880 ; Willems, Le senat de la republique romaine, I. pp. 239-625, Louvain, 1883; A. W. Zumpt, Die Lustra der Romer, Rhein. Mus. XXV. 465 £f. ; XXVI. I ff. — The tribune of the plebs : Soldan, De origine, causis et primo tribunorum plebis numero, Hanau, 1825 ; W. Ihne, Rhein. Mus. XXI. 161 ff. ; Belot, De trib. pleb., Paris, 1872 ; P. Wehrmann, Zur Geschichte des rom. Volkstribunats, Stettin, 1887. — The aedile : E. Moll, Ueber d. rom. Aedilitat in altester Zeit, Philol. XLVI. 98 ff. ; Fr. Hofmann, De aedilibus romanis, Berlin, 1842. — The quaestor: Wagner, De quaestoribus pop. romani, Marburg, 1848 Dollen, De quaest. rom., Berlin, 1847. — The interrex : E. Herzog Das Institut des Interregnums, Philol. XXXIV. 497 ff. ; Willems, II. 7 ff. — The city prefect: Franke, De praefectura urbis, Berlin 1851. — The tribunus militum : Geppert, De trib. mil. legionum rom. Berlin, 1872. — The legati : O. Adamek, Die Senatsboten d. rom Republik, Graz, 1883; Willems, II. 491 ff. — The decemvirs: E Schmidt, Ueber d. rom. Decern virat, Halberstadt, 1871. * See also p. 173. CHAPTER X THE SENATE (a) Composition of the Senate and Senatorial Privileges 259. Method of choosing Senators. The right which the king had enjoyed of making out the list of senators (p. 16) was inherited by his successor, the consul. This power had both a negative and a positive side. In his exercise of it the chief-magistrate could strike names from the list, or make such additions as would bring the number up to the normal point. Since the right to exercise this power probably belonged to each college of consuls, the roll of senators was subject to revision each year. Towards the close of the fourth century the plebiscihwt Oviniinn (pp. 46 f.) transferred this power to the censor. It was exercised by him under the restrictions imposed by tra- dition and by the Ovinian law up to the dictatorship of Sulla, when the censorship was allowed to lapse. The office was reestablished in 70, but, although he recovered the right to remove men from the senate, the censor did not regain the power to make additions to that body (cf. p. 194). Sulla and Caesar named senators in an exceptional way by virtue of the dictatorship which they held. 260. Number in the Senate. Before the downfall of the monarchy the normal number in the senate was fixed at three hundred (p. 16), and according to tradition one of the Liv. 2. I. 10. first things done by the patrician consuls after the expulsion 220 THE SENATE 22 1 of the kings was to fill up the depleted list of the senate. Sulla raised the number to six hundred, and this continued Appian, B. c. to be the normal size of the body, although it was tempo- suet.'iui^°°' rarily raised to nine hundred by Caesar, 41, 80. 261. Composition of the Senate. So far as the com- position of the senate is concerned, its history falls into four periods. The first extends to 509; the second to the close of the fourth century ; the third to Sulla's dictatorship ; and the fourth to the downfall of the republic. In the first period, patricians only were eligible. According to tradition, however, the establishment of the republic brought with it iJv. 2. i. 10 ; the admission of plebeians into the senate. This change p.^LT'ed. M is somewhat out of harmony with the aristocratic character of the revolution of 509, but it may have been inspired by will. i. 35- a desire to secure the support of the influential plebeians in '^^' ^''^' ^^' the movement against the monarchy. At all events the evi- dence justifies us in believing that plebeians were admitted at a very early date. The new senators were called adlecti or conscripti to distinguish them from tht p aires. As Festus says (p. 7, ed. M.) : nam patres dicuntur qui sunt patricii gene- ris, conscripti qui in senatu sunt scriptis ad?wtati. In the third period, from the close of the fourth century to the time of Sulla, the senate was largely made up of ex-magis- trates. The change did not come abruptly, however. The plebiscitum Ovinium, which instructed the censors to give the preference to ex-magistrates in drawing up the list of senators (pp. 46-7), probably only gave a legal sanction to a practice which had been developing for some time. Under the legislation of Sulla the senate became exclusively a body of ex-magistrates. 262. Conditions of Eligibility. There were three princi- pal conditions of eligibility to the senate in Cicero's timeo It was necessary that a senator should be a freeman and a 222 REPUBLICAN I'EKIOD: DESCRIPTIVE citizen, that he should have held one of the magistraius maiores, and that he should not be engaged in any one of certain specified occupations. 263. Citizen and Freeman. Conformity to the first condition implied that a candidate for senatorial honors should have reached his majority, and that he should be in possession of the full political rights of a Roman citizen. Furthermore, the sons of freedmen, as well as freedmen themselves, were ordinarily considered ineligible by the censors, although probably the former were not excluded from the senate by law. 264. A Senator must be an ex-Magistrate. The Ovinian law did not make the holding of a magistracy a necessary condition of eligibility to the senate, but preference was given to ex-magistrates. The increase which Sulla made in the size of the magisterial colleges (p. 105), however, provided a sufficient number of ex-magistrates to keep the number of senators up to the normal point, so that, after his dictatorship, no one was eligible to the senate unless he had held a magistracy. In the latter half of the first century the tribune and aedile of the plebs, as well as the magistrates down to and including the quaestor, had a right to a seat in the senate. When this right was conferred on the plebeian aediles it is impossible to say. At least it would seem to have been granted to them before 122. The plebeian tribunes acquired the right to a seat in the senate under the plebiscitum Atinium, which was probably passed toward the close of the second century. The quaestor gained the same privilege in the year 81. 265. A Senator must abstain from Certain Occupations. The Romans felt that certain occupations j)ut a moral stigma on an individual, that others were incompatible with the dignity of a senator, that others prevented him THE SENATE 223 from performing his duties as senator in a satisfactory way, and that still others unfitted him for passing on public questions in a disinterested manner. All these occupa- tions, then, made a citizen temporarily or permanently ineligible to the senate. To the first class, for instance, belonged the professions of the lanista, the gladiator, and Lex lul. the actor. To receive wages or a salary for one's services \\ loS ff. did not comport with the dignity of a senator, so that the occupation of a praeco or a scriba excluded the individual Geil. 7. 9. 2 f. ; in question from the senate. In fact, if a citizen gained Munic. his livelihood in any business which required his constant ^^- 94 ff- personal attention, that fact made it impossible for him to perform satisfactorily the duties of a senator. As soon, however, as he gave up the occupation in question, he became technically eligible. Finally, since the senate managed the finances of the state in large measure, men who had taken public contracts could not be allowed to sit in that body. 266. Property and Age Requirement. Under the repub- lic probably there was no property qualification for admis- sion to the senate, but, since no salary was paid to a senator, the position could be held only by men of means. Furthermore, a reasonable fortune was required to maintain the senatorial dignity. The censors must have taken these facts into consideration in drawing up their lists. No age requirement was definitely established by law or custom, but the Ovinian law, when supplemented by the lex Villia annalis, prevented any one from becoming a senator until he had reached the age required for the quaestorship (cf, p. 169). In fact, it may be said in general that obstacles which prevented a person from becoming a magistrate prevented him from becoming a senator also. 267. Classes of Senators. We have already had occasion to notice that plebeians were admitted to the senate at a very 224 REPUBLICAN PERIOD: DESCRIPTIVE early date (cf. p. 221). A plebeian senator never acquired, however, two rights which his patrician colleague enjoyed, viz., the right to act as an interrcx, and the right to vote on the passage of the patrwn anctoritas. For a long time a distinction was made also between the senators who had the ins senteniiae dicendae and the pedarii^ who voted on a motion already made, but were not called on to speak or make a motion themselves. The composition of these two classes is a matter of high dispute. As we shall .presently see, the presiding officer asked senators their opinions in the order of their rank, and it was within his power to terminate the discussion before all the members of the senate had stated their views. Senators of inferior rank, therefore, took part only in the discessio, and were called on, as the Romans put it, only pedibus in alienam smtcn- tiam ire. From this fact they derived their name pedarii. Where the line of distinction was drawn between the pedarii and their more fortunate colleagues is as unsettled to-day as it was in the time of Aulus Gellius, who mentions (iV. A. III. 18) several different explanations of the term. It seems probable, however, that the pedarii were plebeian senators who had never held a curule office. It is also probable that the conscripti of the early period were restricted in their exercise of senatorial rights in the same way as the pedarii were in the period following the Ovinian law. For the time of Cicero the term pedarii has no technical ' "■ meaning. As already intimated, senators were classed as consulares, praetorii, aedi/icii, tribmiicii, and quaestorii, and their opinions were asked in the order indicated. From perhaps the third century down to the time of Sulla a patri- cian senator of the rank of censor usually stood at the head 1. iiif. of the list. He was called iht princeps senatus, and his opinion was asked first. MEETINGS OF THE SENATE 225 268. Insignia and Privileges. Members of the senate in Cicero's day were distinguished by certain insignia, indicating their position. These ornamejita senatoria, as they were called, were the calceus senatorius, the tunica Cic. Phil. 13. laticlavia, and the atmliis aureus, although the gold ring \ 5 27 f was not the peculiar mark of senatorial rank, but was worn ^""estus V. mulleos, by knights also. Senators who had held a curule office p. i42,ed. M.; wore a special shoe called the muUeus. Certain special pun. n. h!^ ' privileges were also granted to senators. After 194 seats 33-iif- were reserved for them at the public games. At dramatic Cic.deHar. ' performances too the orchestra was set apart for them, and pfut Cat. a not unimportant privilege was the ius Icgationis liberae '^^^'- '7- (cf. p. 217). They enjoyed, except for a period of about fifty years (cf. pp. 97, 106, 109), the right of sitting on * the jury. Corresponding to these privileges were certain restrictions which we have already considered. (6) Meetings of the Senate 269. The Presidency of the Senate. The right to call the senate and preside over it, the ius agendi cum patrihis, Geil. 14. 7. 4 was enjoyed by the dictator, consul, praetor, interrex, city ,.'10.^ ^^^ prefect, master of the horse, and, after the middle of the fourth century, by the plebeian tribune. Up to the time of Sulla the consuls were absent from the city a great part of the year, so that, strangely enough, the presiding officer in the senate must usually have been, not the chief-magistrate, but his representative, the praetor urbanus. In the early period, in case both consuls were in the city, the presi- dency of the senate fell to the consul who had the fasces (cf. p. 155). Later it is impossible to tell how the matter was decided. Each consul had the right to convoke the senate, and he could not be prevented from doing so by 226 REPUBLICAN PERIOD: DESCRIPTIVE the veto of his colleague. In the later years of the republic, therefore, when the two consuls not infrequently belonged to different political parties, cases of conflict must have occurred. In one instance, at least, the weaker of the two abstained altogether from political action. After the senate had finished the business which the chief-magis- trate had to lay before it, it was competent for any other magistrate, having the ins referendi, to lay questions before it, unless such action was forbidden by the chief-magistrate. Consequently, the business which the tribune had to bring before the senate was usually laid before it in that way. The cases in which the tribune convoked the senate were very few. It is evident that the three ofificials who pre- sided over the senate most frequently were the consuls, praetors, and tribunes. Accordingly, official communica- tions were ordinarily addressed to them (e.g., M. Tulliiis M. f. Cicero procos. s. d. cos. pr. tr. pi. senatui, Cic. ad Fam. XV. i), and to them the senate intrusted the welfare of the state in the senatus cotisultum ultimmn. The ius re/erendi carried with it, not only the right to convoke the senate, to lay matters before it for consideration, and secure legal action upon them, but also to determine the order of business. 270. Place and Time of Meeting. The senate was called together by a praeco or by a proclamation. The usual place of meeting was the curia Hostilia, at the northeast corner of the forum. There were no days fixed by law for the meeting of the senate. On th'e other hand, in the later years of the republic, perhaps after 61, it could not be called on certain dies coviitiales. A session ordi- narily began early in the morning and ended before sunset. In fact, the legality of a senatus consultum passed at a night session was questioned. The public were not admitted to MEETINGS OF THE SENATE 227 the senate chamber, but the doors were left open, so that it was possible for them to follow the discussion, and their expressions of approval and disapproval often interfered Ck. ad Q. ft with the orderly transaction of business. On rare occasions ^' ^° ^^^^' ^' the senate went into executive session. In such a case the doors were closed, and the lictors and viatores, who acted Liv. 42. 14. i, as sergeants-at-arms, were excluded. In the senate chamber each member chose the place on the sicbsellia which suited Ck. in Cat. his fancy. The magistrates were on a raised dais, the ad Fam. '^' consuls and praetors seated in their curule chairs, and 3- 9- 2. the tribunes on a longum subsellium. Members rose when addressing the senate and when the magistrates entered and retired. 271. Quorum. A quorum does not seem to have been necessary for the transaction of ordinary business, but action on certain matters required the attendance of a specified c. I. L. 1. 196, number. In particular toward the end of the republic a Ascoiip. cs quorum was necessary when j'(?;2a/z/j considta were passed ed. Or.; ^ Cic. ad Fam. with reference to the assignment of the consular provinces. 8. 9. 2. The presiding magistrate could enforce the attendance of members who were absent without sufficient reason, but recourse was rarely had to such extreme action. 272, Procedure during the Debate. The magistrate who was to preside made an offering and took the auspices before the meeting. At the beginning of the session dispatches were ordinarily read, and statements were made Qgu^' by the presiding officer, or by others who were authorized by him to speak. Business was definitely brought before the senate by the relatio of the presiding officer, whose remarks began with the formula : quod boiium felixque sit populo Romano Quiritiiim, referimus ad vos, patres con- scripti .... The committee system was employed on rare occasions. The presiding officer could make a simple 228 REPUBLICAN PERIOD: DESCRIPTIVE Statement of the facts, or he could advocate a certain course. In rare cases he laid a definite motion before the house. After having stated the case, he could call for a vote at once. This plan was seldom adopted, except when a matter was unimportant, or when the support of the majority to a given proposition was assured beforehand. The demand of a senator, for an opportunity to debate a question {consule') would scarcely be disregarded. Ordi- narily, then, after the business before the senate had been stated, the presiding officer, following the order of rank, proceeded sententias rogare. The order was that already indicated (p. 224), except that, after the middle of the second century, the consuls-elect were first asked their opinions. In a similar way the praetores designati took precedence of the praetorii. Preference was shown for the opinion of the magistrates-elect, because they were likely to be called on to carry out the measure under considera- tion. The senators, as they were called on in turn, could either address the house on the question at issue, closing their remarks with a motion, or they could indicate their agreement with a motion already made. In responding to the request of the presiding officer for his opinion, a senator was not required to confine his remarks to the question before the house, but he could, if he wished, speak on matters entirely foreign to it, and could request the presid- ing officer to bring these matters before the senate. This privilege was a very important one, and made up in large measure for the lack of the right of initiative, which right technically the presiding officer alone had. Senators spoke on a question as long as they saw fit, so that the opponent of a measure could prevent action on it by talking until sunset. The chairman had the right to stop a member adopting such a course by ordering a viator to take him into MEETINGS OF THE SENATE 229 custody, but there is only one known instance where a Cell. 4. 10 8. presiding officer made such an attempt, and his efforts ended in a practical failure. Speeches were often violent Ck. ad Q. fr. and personal, and were frequently interrupted by cries of sali."^Cat.^^' approval and disapproval on the part of the senate. The 53- i- presiding officer brought the discussions to an end when he saw fit. Probably many of the senators were given no opportunity to speak. Magistrates in office, who sat in the senate, were not asked their opinions. 273. Method of Voting. If, during the debate, only one motion had been made, the presiding officer, in case he accepted it, put it to vote. If several propositions had been made, he had the right to reject those which were unacceptable to him, and to put the others to vote in any Caes. b, c. order which he preferred. The first motion to receive the q^' |,j^jj support of a majority constituted the action of the senate. "^4- 22; ad Fam. If a motion comprised several different propositions, a division of the question could be called for, but the pre- siding officer was not obliged to grant the request. At the request, qtci hoc censetis, illuc trajisite ; qui alia omnia, in hanc partem, the supporters of a measure passed to one side of the house to be counted, the opponents to the other. Magistrates in office did not vote. The result was announced by the presiding officer. 274. The Intercessio in the Senate. The par potestas (p. 154) conferred on the colleague of the presiding officer the right to interpose his veto. In point of fact, however, the veto power was rarely exercised by any other official than the tribune, but, as we have already seen (pp. 198 f.), he could exercise that power at any point in the proceed- ings. An action of the senate which no official had vetoed was called a senatus consuUicjn. In case of an intercessio, the action of the senate had no legal value, but, inasmuch as it 230 REPUBLICAN PERIOD: DESCRIPTIVE represented the opinion of a majority of the senate, it had moral force, and was set down in writing and preserved, constituting what was known as a senatus auctoritas, to be distinguished, of course, from an auctoritas patrmn (p. 50). 275. Formulation and Publication of a Senatus Con- sultum. The propositions appended to the third, eighth, and ninth of Cicero's PhiUppic orAtions give one an idea of the form of the motions on which the senate voted, A motion was set down in writing in its final form after a meeting by a committee chosen by the chairrfiaiX: This committee was usually made up of those who had sup- ported the measure. There were two essential parts in such a document : the preamble, or praescriptio, and the action proi)er. The preamble gave ordinarily the name of the presiding officer, the place and time of meeting, and the names of the members of the committee chosen to put the measure in its final form (adesse sa-ibendd). Then came a statement of the question on which action had been taken, usually introduced by such a phrase as, quod M. Marcellus cos. v{erbd) f{ecit) de, etc., followed by the action itself. At the end of the document, in the case of a senatus consult urn, stood the word c{e?isuere) ; in the case of a senatus auctoritas, the name of the magistrate or mag- istrates who had interposed a veto. It was incumbent on the presiding officer to see that the action of the senate was communicated to those concerned, and to deposit the official copy of a motion in the aerariufn (cf. p. 208). One of the laws of Caesar of the year 59 provided that official reports of the proceedings of the senate should be made and published. 276. The Roman Senate and Modern Legislative Bodies. The method of transacting business followed in the Roman senate was in many respects in marked contrast to that of MEETINGS OF THE SENATE 23 1 modern legislative bodies. In modern legislative assemblies a large amount of the work is done by standing or special committees, which carry on extended investigations, and, on the basis of the information thus obtained, recommend certain action to the main body which they represent. The Romans made practically no use of the committee sys- tem. The fact that in our modern legislative bodies there are important committees, and that the presiding officer in most cases determines their personnel, gives him great influence in controlling members and in directing legis- lation. The presiding officer in the Roman senate had no such means of controlling that body. Furthermore, there were no well-organized parties in Rome, nor was the presiding officer in the senate a party leader to the same extent that the Speaker, for instance, of our House of Rep- resentatives is. Party government, with all that it implies in the vv'ay of a definite programme, of caucuses, and of concerted action, was practically unknown. The senate was distinguished from most modern parlia- ments in that it could meet only when it was convoked by a magistrate. This state of things was consistent with the theory that the senate was not a legislative body, but an advisory council. It rested, of course, with the magistrate to decide when he needed advice. The plan did not work in- conveniently, since the members of the senate were within call of the senate-house. In harmony -with this theory of the functions of the senate was the further fact that the order of business was in the hands of the presiding officer, and was not determined, as with us, by the house itself. This theory also accounts for the fact that senators did not have the right of initiating legislation, that they could not even speak until' they were called on, that the presiding officer 'y could stop a debate when he saw fit, and that he could 232 REPUBLICAN PERIOD: DESCRIPTIVE refuse to put a motion unacceptable to him. As we have seen, however, most of these limitations had little practical meaning. The senate, for instance, had such effective means of forcing a magistrate to convoke it, that no mag- istrate ever succeeded in ruling without asking its coopera- tion, and the right to initiate legislation, although theoreti- cally denied, was practically exercised in a roundabout way. It is a matter of surprise that the Roman senate was able to transact complicated business in a wise and orderly , way under the loose system which it followed. We have already noticed that business was not prepared for it by committees, but almost all sorts of intricate matters were taken up for the first time on the floor of the house. Furthermore, a comparatively short time was given to the settlement of important questions. There was little of that parliamentary machinery which we think so essential to the orderly transaction of public affairs. There was apparently no fixed order of business. A quorum was not ordinarily necessary. A dozen motions might be under consideration at the same time, and what must have made the situation still worse is the fact that the consul could not prevent members from discussing matters entirely foreign to the sub- ject which he had brought up for consideration. Motions were rarely written down, and, in fact, no official minutes were kept of a meeting, but the senate relied on the memory of the presiding officer or on notes taken by individual sena- tors. Finally, any one of the ten tribunes could interpose his veto and make the action of the senate invalid. These weak points in its method of doing business were offset by its frequent meetings, by the fact that its members were almost all experienced administrative officers, by its willing- ness to profit by its own long experience and by the wisdom of those best qualified to advise it. POWERS OF THE SENATE 233 (c) The Powers of the Senate • 277. Exclusive Rights of Patrician Senators. The spe- cial rights which the patrician members of the senate always retained have already been noticed (p. 224). Of these the right to vote the auctoritas patrum was robbed of all significance by the PubUlian law of 339 (pp. 50 f.). The right to choose an i?iterrex from their own number was very likely a political privilege of some value during the stormy years of the late republic. At all events, the insti- tution served to give continuity to the government. 278. Relations of the Senate to the Magistrate and the Comitia. As for the senate taken as a whole, we have already had occasion to notice (pp. 65 ff.) that the relations which it bore to the magistrate and to the popular assem- blies gradually underwent a radical change. In the period of its ascendency the magistrate was Httle more than its presiding officer and minister, while a great part of the business of legislation came before the senate, not before the comitia, and even the matters on which the popular assembly ultimately took action were discussed and put in final form for submission to it by the senate. Traditional usage always determined under the repubhc, however, the relation which its action bore to that of the popular assemblies. A senatus consiilhan never stood on the same plane as a lex. It could not annul a lex, nor was it valid if its provisions violated those of a lex. It could, however, interpret enactments of the popular assembly. It could provide for matters not already covered by them, even when in so doing it seemed to usurp the constitutional rights of the comitia, because in so doing, if the tribune did not interpose his veto, it could be assumed that its action was acceptable to the populus. 234 REPUBLICAN PERIOD: DESCRIPTIVE 279. Authority in Religious Matters. The three fields in whieh its activity was greatest were those of religion, finance, and foreign politics. The ordinary management of religious matters was intrusted to the potitifcx maxitnus and the special colleges of priests. Certain regularly recurring events of a religious character, like the celebra- tion of the games, were in charge of the magistrates ; but the welfare of the state depended on the favor of the gods, and, therefore, when the gods indicated their will in some extraordinary fashion, or when an important change in the estabhshed religious order was contemplated, the fact became one of great political concern, and it was important to get the advice of the senate. For this reason, the senate was consulted when prodigies had occurred, when new rites were to be introduced, or religious ceremonies to be regu- lated. Ordinarily these matters were laid before the senate by the magistrates, and that body instructed the proper religious authorities to make investigations, on which ap- propriate action could be based. This action consisted, in the case of prodigia, in the removal of the cause of offense, in making offerings, and appointing festivals. The senate, by its control of appropriations, also exercised some authority even over the ordinary management of religious affairs. 280. Control of Public Finances. It has been well said that the control of public finances under the republic was an administrative rather than a constitutional question. The right which the chief-magistrate originally had to receive and to pay out public moneys passed over in part to the senate ; in large measure because the magistrate often voluntarily referred such matters to it, for the sake of getting its advice and moral supi)ort. In short, the same influences (cf. pp. 67 f.) which helped the senate to POWERS OF THE SENATE 235 encroach on the traditional prerogative of the magistrate in other matters were at work in this case also. A magis- trate with a brief tenure of office could not maintain his power over against a permanent assembly, whose members held their position for life. In the case of the finances the encroachment of the senate was encouraged by two special facts. At a comparatively early date the supervision of the treasury was taken from the consul and given to an inferior official, the quaestor (p. 207), whose position made him even more amenable to the senate than the consul might have been. Furthermore, a large share of the consul's financial business was transferred to the censor (p. 194) after the middle of the fifth century. Notwithstanding these changes, the consul still retained some freedom of action, inasmuch as appropriations were made not in an itemized form, but in lump sums, and the magistrate was not required to give the senate an itemized account of the receipts of the treasury. In other words, the control which the senate had over ihe finances of the state was far less complete and definite than that exercised by a modern parliament. The senate appropriated money for the army, Liv. 24. n. for the public games, and for the construction and main- l^. 12^^' tenance of public works. It authorized the imposition of the tribiitum, and fixed the tribute to be paid by the Liv. 23. 31. provinces. The control of state land was always in dispute ^f^ ' ^g Qff between the senate and the popular assembUes, and the 3- 87- influence of the latter varied according to the democratic or oligarchic tendency of the times. 281. Concluding Treaties, Declaring and Carrying on War. The ultimate right to declare war and to conclude a treaty of peace rested with the people. In practice, how- Polyb. 6. 14; ever, both questions were really settled by the senate. In ,g .; "^' the first place, a consul would never take the responsibility 236 REPUBLICAN PERIOD: DESCRIPTIVE of bringing such important matters before the comitia without previously consulting the senate (cf. pp. 176 f.). In the second place, the senate actually conducted all the ; diplomatic negotiations which resulted in a treaty or a :^^' declaration of war. These negotiations were usually carried 5'^*- on, in the one case, between the senate and ambassadors representing the power concerned, in the other case, between a senatorial commission and the government of Jv. 9. 5. I ; the people concerned. Only when a definite conclusion I7! 55! X--. had been reached was the result submitted to the people for action. In the early period, when wars were carried on near Rome, the senate exercised a great influence over their conduct. When, in the later period, the scene of war was farther removed, the detailed control of a cam- paign by it was, of course, impossible. However, com- manding generals still deferred to its wishes, and reports of military movements were regularly sent to it. The senate found an effective means of controlling generals in the field in the fact that \vith it rested the, right to appropriate money for a campaign, to provide reinforcements, and to grant a triumph or a supplicatio in case of a success. 282. Administration of Italy. Every extension of Roman citizenship required the consent of the people, so that in founding a Roman colony a lex was necessary. A Latin colony, however, could be established by^ virtue of a setiatiis consultiim, which could also determine the 6. 16. 6. number of colonists, and the amount of land to be assigned to each of them (cf, pp. 59 f.). The general control of affairs in Italy was divided between the consul and the senate. The consul was charged with the protection of Italy from incursions, and the maintenance of peace within its borders (cf. pp. 179 f.). It was the duty of the senate to guard the interests of the central government, and to provide for the POWERS OF THE SENATE 237 administration of justice in certain cases. To cope with cases of treason, conspiracy, riot, or insurrection, a magis- iJv. 9. 16 trate with the imperium was sent by the senate to conduct Xo°\. - an investigation and inflict punishment. Epidemics of crime, which the local authorities did not seem able to iJv. 39. 41 ff control, were dealt with in the same way. When two communities fell into a dispute the senate appointed a Liv. 45. 13. commission from its own number with power to settle the q^- 'l^^ ^\^^^ difficulty. Communities which seemed to have failed in 4- 15- s- their duties to Rome were required to send representatives Liv. 27. 38. to the city to explain the situation. If their explanations ^"^ ' ^^' '^' were not satisfactory, the towns in question were punished. 283. The Senate and the Provinces. The important part which the senate played in the organization of a province has been considered in another connection (pp. 89 ff.), but its control had by no means come to an end, when the provincial charter had been drawn up. ' Usually at the beginning of the year it decided which provinces Liv. 24. 43. 9; should be consular, and which praetorian. Thereupon the 26!28.'-ff.- consuls and praetors cast lots for their respective provinces, 42- 10. n ff. or came to a friendly agreement on the subject. Some- 42.31.1^^^' times the decision was made after the election, but before the end of the year. The lex Sempronia de provinciis of Cic. de Prov. 123 effected an important change in this arrangement by sali.^iug. requiring the senate to designate the consular provinces ^T-2rA- before the election of the consuls to whom they would be assigned. This prevented it from favoring political friends or punishing political opponents. The praetorian provinces were still designated after the elections had been held. The lex Cornelia of 81 definitely instituted the promagis- terial system for the provinces (cf. p. 105), but made no important change in the part which the senate played in the appointment of provincial governors. The lex Fompeia Dio, 40. 56. 1.6 238 RKPUBLICAN TERIOD: DESCRIPTIVE lie provinciis o{ \}!\Q year 52, which provided that an interval of five years should elapse between the time when one held the considship or praetorship at Rome and took the gov- ernment of a province, also directed that the designation of the provinces as consular or praetorian in a given case should be made just before the governors went out to their provinces, that is, about four years after their term of office in Rome had come to an end. After the allotments had been made, senatus consulta de proviticiis ornandis were passed, assigning troops and appropriating money for the several provinces. Complaints made by the inhabitants of a province were addressed to the senate, and, although it rarely interfered in the management of a province, when it did consider favorably a provincial appeal, its action prevailed over the edict of the governor. 284. The Senate and Foreign Affairs. The conclusion of a treaty with a people which had been at war with Rome required, as we have seen (p. 235), the sanction of the people, but the senate on its own motion was competent to enter into a friendly alliance with a foreign nation in the name of the Roman people, to assume the protectorate of a territory, or to confer the title of king or friend of the Roman people on a foreign potentate. To it also foreign nations addressed their comjjlaints against Rome or Roman ofificials. Similarly, demands or requests addressed to foreign countries were sent by the senate. Embassies from hostile or friendly nations came to it. The representatives of friendly powers were received into the city and entertained at public expense. If the senate wished to hear the state- ments of an embassy from a hostile i)cople, a meeting was held outside the city ; otherwise the ambassadors were ordered to leave Italy at once. On the day when the mem- bers of a friendly embassy were to be heard by the senate POWERS OP^ THE SENATE 239 they were taken to the Graecostasis, a structure near the Varro, L. L. curia, set apart for ambassadors, and later conducted into Uv. 26. 3if. the senate by the magistrate, and allowed to make a state- ^°' ^^ ^ ; •' ° ' 34- 57- 1-3; ment in the Latin language. After a certain date the use Vai. Max. 2. 2. 7. of Greek was permissible. Then they were questioned by members of the senate, retired during its deliberations, but returned to hear' the decision which had been reached. In some cases the senate appointed a committee to confer with the ambassadors and to make a report to it. The sending of embassies to foreign states was authorized by Liv. 34. 59. 8 the senate, and all the members, usually three in number, of such embassies were senators. Two circumstances in particular robbed the senate in the first century of its influ- ence in foreign affairs. In the first place, almost all the peoples with whom the Romans had in the early period carried on diplomatic relations were now subject to Rome, and were therefore governed by Roman officials. In the second place, campaigns were carried on at such a dis- tance from Rome that it was usually impracticable for the senate to dictate the terms of a treaty, and commanding officers found it easy to carry on the negotiations with- out paying it much attention. Furthermore, the extraor- dinary powers which were granted to generals in the field, as to Sulla, Pompey, and Caesar, or the powers which circumstances allowed them to assume, contributed to the same result. 285. Measures of Public Safety. In another connec- tion (pp. 181 f.) reference has been made to the various extraordinary measures which the senate took at moments of great public danger. These measures included the declaration of a tumultus or a iustitium, the appointment of a dictator, and the passage of the senatus cotisultum ultimum. 240 REPUHLICAN PERIOD: DESCRIPTIVE 286. The Tumultus and lustitium. The dictator could declare a tumultus or a iustitium without waiting for any action on the part of the senate, but if a dictator was not in office, the declaration was made by the senate. When a tumultus had been proclaimed, the city was occupied with troops, the citizens put on the sagum, and all exemptions from military service were canceled. The declaration of a iustitiuf?i involved the suspension of all business not required by the exigencies of the case. After the period of the Oracchi, both these measures were taken to supple- ment the senatus consultuvi ultimum, but only when a citizen had put himself at the head of an armed force, and had been declared an hostis rei publicae. 287. Appointment of a Dictator and Passage of the Senatus jConsultum Ultimum. A dictator was named by the consul, at the bidding of the senate, when the integ- rity of the commonwealth was threatened by wars without, or by disorders within the confines of the state (cf. p. 181). A dictator was appointed for the last time in 202. Three facts explain the disappearance of the office. It had been used as a weapon by the patricians in their struggle with the plebeians, but the assumption by the people in the year 2 1 7 of the right to pass the enabling act took the office out of the hands of the senate and made it useless to it. In the second place, the dictatorship had been gradually stripped of the exceptional powers which differentiated it from the consulship (cf. p. 183). Furthermore, during the first seventy years of the second century, no critical situation developed in Italy, and the ascendency of the senate was unquestioned, so that it felt no need of passing exceptional measures. But the agitations of the Gracchi arrayed the democracy against the fiobilitas, and the senate cast about for means to hold the opposition in check. Now the POWERS OF THE SENATE 24I appointment of a dictator meant the investiture of an extraordinary magistrate with extraordinary powers, but the right to make such an appointment was no longer the exclusive prerogative of the senate. The same object could be attained, however, by conferring extraordinary powers on a regular magistrate. This step it took in 132 by granting to the consuls of that year the right to judge and Pint. Ti. condemn to death those found guilty of taking part in the vai. Max revolutionary proceedings of Tiberius Gracchus. This led 4- 7- 1- to the passage of the Sempronian law in 123 (cf. p. 98), which forbade the execution of any citizen until he had been heard by the people. Two years later, however, the senate voted uti L. Opifnius cotisid rem ptiblicam defenderet, Cic. Phil. and, under the authority of this action, the consul attacked the Gracchan party, which had seized the Aventine hill and killed C. Gracchus and several of his followers. In the year 1 00, during the agitation of the tribune Saturninus (cf. p. 100), the consuls, with the help of the tribunes and praetors, were directed to see to it iit viiperium popie/i Cic. pro Rab Romanimaiestasque conservaretur. Somewhat similar action ^^*^ was taken in the years 88, 83, 77, d'^, 62, 52, 49, 48, 47, and 43. The special power exercised by the magistrate under this decree of the senate was that of putting citizens to death without granting them the privilege of appealing to the people. This proceeding was, of course, in direct contravention of the lex Sempronia of the year 123, and the popular party never recognized the constitutionality of it. The modification which Cicero introduced in the plan followed by earlier magistrates, of asking for a specific vote by the senate on the disposition of the accused persons, does not make his course more or less constitutional than that of his predecessors ; for if the senate was competent to act as a court of last resort, and to condemn citizens to 242 REPUBLICAN PERIOD: DESCRIPTIVE death, it was competent to empower the consuls to impose the death penalty through the s. c. ultimum, and specific action was unnecessary. If it was not competent in the first instance, it could not itself impose the penalty. The whole question of the consdtutionality of the s. c. ultimum is a matter of high dispute. In point of fact, the question seems to bring into conflict two irreconcilable theories of government, each of which prevailed to a greater or less degree at different periods. The senate maintained, as Cicero put it, saliis populi suprema lex est. Furthermore, it claimed to have the right to decide when the safety of the state required the assumption on its part of extra-con- stitutional powers, and it claimed to be the ultimate deposi- tary of supreme power. The first one of these propositions will scarcely be questioned. Various historical considera- tions support the senate's contention on the other two points. As we have seen (p. lo), when the chief-magistracy became vacant through death or otherwise, the sovereignty returned to the patres. Furthermore, up to the year 217, the senate exercised not infrequently the right to decide when the public safety required the suspension of the consti- tutional rights of the citizens, and in accordance with its judgment instructed the consul to api)oint a dictator. Its failure to exercise that ])ower for the next century or more did not imply the loss of it. Opposed to this view of the situation, on which the senate could rest its claim, was the democratic theory that the will of the people is the law of the land, and the successive achievements of the popular party mark the advance made from time to time in forcing the acceptance of that theory. The full recognition of it, with a somewhat narrow interpretation of the word "people" (cf. p. 51), was secured in 287. The failure of the people to make full use of their power does not imply an POWERS OF THE SENATE 243 abandonment of the principle. Indeed, the fact was freely recognized that a decree of the senate could not stand against the action of the popular assembly (cf. p. 233). The position of the popular party was, therefore, a strong one when it maintained that no se?iatus co7isidtuni could suspend the action of the lex Sempronia de provocatione. O.'^ • The special plea which was made on certain occasions by Cic. in Cat. the advocates of the senatorial prerogative, that the indi- '^' viduals concerned had become enemies of the state and, therefore, had forfeited the rights of citizenship, is a piece of sophistry, because to concede to the senate the right on its own authority of declaring that a citizen who had not openly taken up arms against the government was an /wsfis rei publicae was to grant it indirectly the power of suspend- ing the action of a lex. The question is, therefore, like the old problem of free will and necessity, and it will probably be decided by different students according to the theory of ideal government held by each of them. In this con- nection we may mention the action of the senate declaring that certain individuals were acting, or would act in a given Cic. ad Att „ , . , , I. 16. 12; case, contra rein pubhcam. Such a motion on the part ot 2.24.3; the senate, usually directed against magistrates, often pre- g^g^^™" ceded the passage of a s. c. idtimiim, and indicated the Caes. B. C. intention of the senate to pass that measure, if the persons concerned persisted in the course which they had taken. Selected Bibliography^ Composition of the senate and senatorial privileges : Willems, Le senat de la republique romaine, Vol. I, Louvain, 1883 ; Th. Monam- sen, Romische Forschungen, I.2 218-2S4; G. Bloch, Les origines du senat romain, Paris, 1883 ; Fr. Hofmann, Der rom. Senat zur Zeit der Republik, Berlin, 1847 ; Lange, De plebiscitis Ovinio et Atinio 1 See also pp. 22, 173, 219. 244 REPUBLICAN PERIOD: DESCRIPTIVE disputatio, Leipzig, 1878 ; Monro, On the pedarii, Journ. of Phil. IV. (1872) 113-119. — Meetings of the senate: C. Bardt, Die Senats- sitzungstage der spiiteren Republik (in Hermes, VII. 14 ff.) ; Zur lex Caecilia Didia {ibid. IX. 305 ff.) ; Lange, Die lex Pupia (in Rhein. Mus. (N. F.), XXIX. 321-336, and XXX. 350-397) ; Lanciani, L'aula e gli uffici del senate romano (Mem. dell' Accad. dei Lincei, XI) ; Mispoulet, La vie parlementaire a Rome sous la republique, Paris, 1899; B. Pick, De senatus consultis Romanorum, Part I, Berlin, 1884; Hiibner, De senatus populique actis, Leipzig, 1859; Willems, Vol. II. — Powers of the senate: II. Genz, Das patri- zische Rom, Berlin, 1878; Soltau, Altromische Volksversammlungen (109-226), Berlin, 1880; Nissen, Das lustitium, Leipzig, 1877; Willems, Vol. II. SUPPLEMICXTAUY LlTERATlTRR, I 90 I - I 9 I O Barbagallo, Una misura eccezionale dei Roniani : II senatus con- sultum ultimum. Rome, 1900. Delaunay, Les relations des magistrats et du senat sous la repu- blique. Rennes, 1896. P. Willems et J. Willems, Le senat romain en 65 de notre ere. Louvain, 1902. Sands, The Client Princes of the Roman Empire under the Re- public. Cambridge (England), 1906. CHAPTER XI THE PEOPLE (a) Citizens and their Rights 288. How Citizenship could be Acquired. The rights of citizenship could be acquired by birth, by naturaliza- tion, or by manumission. They belonged, therefore, to the issue of a legal marriage (iustum mat r into mum), contracted between those who had the ins conubii. Before 445 the ius conubii was enjoyed by the patricians only, but in that year it was given to the plebeians also (cf. pp. 33 f.). Foreigners could gain the rights of Roman citizenship only through action of the popular assembly, although, in the Liv. 4. 4. 7. later years of the republic, generals in the field seem to Cic.proArc have usurped this prerogative of the people in a few cases. Ba'lbo^ 19. Special facilities were granted to the Latins and the allies in acquiring citizenship, as we shall presently see. The formal announcement of a slave's freedom by his master made him a citizen. This announcement could be made in the presence of a magistrate, or in a will, or the master could confer freedom and citizenship on him at the same time by having his name enrolled in the censor's list. 289. How it could be Lost. Roman citizenship implied personal liberty. Consequently, any one who was captured in war, turned over to the enemy, or sold into slavery, lost it completely. This complete forfeiture of civic and family rights, as well as of freedom, was known as the capitis deminutio maxima. Captives who returned to the city 245 246 REPUBLICAN PERIOD: DESCRIPTIVE could regain their rights. The capitis deminutio fnedia im- plied the loss of all civic and family rights, but not of personal liberty. Those who had become citizens in another state, who had gone into voluntary exile, or had been banished, suffered this penalty. Capitis deminutio minima took place in case of adoption. The adopted person lost the family rights which he had formerly enjoyed, but he acquired the rights of the family into which he was adopted. 290. Three Classes of Freemen. There were three classes of freemen under the republic : (I) those who had the full right of Roman citizenship ; (II) those who enjoyed it only in part or when they had conformed to certain conditions; and (III) those who in their own persons had no rights before the law. 291. Equalization of the Rights of Citizenship. Under the monarchy patricians alone had the full rights of Roman citizenship. What these rights were, and what the position of the plebeians was, we have already had occasion to notice (pp. 17 f.). The remodeUng of the army by Servius Tullius (p. 20), and the development of the new organi- zation into a political body under the republic (pp. 26 f.) brought important civil and political rights to' the plebeians. Henceforth they participated in the meetings of the centu- riate cotnitia for the enactment of laws and the election of magistrates. The lex Valeria allowed them to appeal to the popular assembly in case the death penalty had been imposed by a magistrate (p. 27). The establishment of the tribunate in 494 gave them greater protection against patrician magistrates (p. 28), and at the same time secured to them a political institution in which the patricians had no part. By the lex Canuleia of 445 they gained the ius conubii between themselves and the patricians. The polit- ical agitation of the fourth century secured them admission RIGHTS OF CITIZENS 247 to the magistracies and to certain priesthoods. The pas- sage of the Valerio-Horatian, PubliUan, and Hortensian laws technically freed the popular assemblies, and in par- .ticular the plebeian tribal assembly, from the control of the patrician element in the senate (pp. 49 f.). (I) Content of the Civitas Romana. Henceforth citizen- ship meant practically the same for patricians and plebeians. It included the mra commercii, conubii, provocationis , legis actionis, suffragii, and the ins honorum. The privileges retained by the patrician consisted in the right to hold the priestly offices oi flatnen and of rex sacrorum, and to be one of Xh.Q fratres Arvales, Salii, and Luperci, to take part in the passage of the auctoritas patrum, to act as an interrex, and to be a member of a gens, and, consequently, of the comitia curiata (cf., however, p. 252). On his side the plebeian alone was eligible to the tribunate, and none but plebeians could participate in the meetings of the concilium plebis. (II) Restricted Citizenship, i . Freedmen. A second class of freemen enjoyed the rights of Roman citizenship only in part, or when they had satisfied certain conditions. In this category were the freedmen. They never gained the right to sit in the senate, and, up to the time of Appius Claudius, they were not enrolled in the tribes. The radical improve- ment which he made in their position (cf. pp. 54 ff.) was partly lost in the reaction of 304, which restricted them to the four city tribes (cf. p. 56). Numerous attempts were Herz. i. 996. made by democratic leaders in the first century to secure them admission to other tribes, but without permanent suc- cess. The concession which was ultimately made to them with reference to admission to the senate has been noted in another connection. They had the ius commercii and technically the ius conubii. 248 REPUBLICAN PERIOD: DESCRIPTIVE As we have already seen, certain offenses, or a reprehen- sible mode of living, might take from a citizen his right to a vote, or might deprive him of its full value, and the magis- trate presiding at an election could refuse to consider the claims of an objectionable candidate (p. 169). This, of course, amounted to a loss of the ius siiffragii or the ins hoHoru7n, as the case might be. 2. Latini. Under \k\e.foedus Cassianum, which tradition assigns to the year 493, the members of the Latin league enjoyed the ius wmmerdi, and probably also the ius cotiu- bii. The war of 338 broke the power of the league and enabled Rome to make with each one of its members (cf. p. 57) separate arrangements, in all of which the ius St R. III. coinmercii was seriously restricted. From that time the 62'' f ■ lierz. I. rights of these communities depended entirely on their Madv i 8 f treaties with Rome and differed in different cases. The Latin colonies which the Romans began to found in the fourth century held nearly the same relation to Rome as the communities just mentioned, and a statement of the rights which the settlers in these colonies enjoyed will apply also to the members of the Latin communities allied with Rome. They had the ius cojnmenii and perhaps the Liv. 25. 3. 16. ius cojiubii. In Rome they were allowed to vote in a tribe determined by lot. Furthermore, a Latin could exercise Liv. 41. 8. 9. the rights of Roman citizenship in Rome, provided he had left a son at home. In the colonies founded after 268 this Appian, B. C. privilege was restricted to those who had held a magistracy Cic. pro ^""-^ f''^'^'' the year mentioned, the ius conuhii was no longer Caec. 102. given to new colonies. The civitas Koinana was probably granted to all communities in Latium in the early part of the second century, and, as a result of the Social war, all cities in Italy of the class under consideration acfjuired the rights of Roman citizenship (cf. pj). loi f.). POLITICAL DIVISIONS 249 3. Gives sine suffragio. About 353 the Romans estab- iJv. 7. 20. 8 lished, in the case of Caere in Etruria, the first of a new ' ^' ' class of communities known as jnunicipia sine suffragio. The peoj^le in these communities had the private rights of Roman citizens, but they could not be enrolled in a tribe, and, therefore, could not vote. The lex lulia and the lex Plautia Papiria of 90-89 did away with all communities of this class in Italy. (Ill) Peregrini, etc. In the eyes of the law every free- man who was not a Roman citizen was d. peregrin us. Strictly speaking, therefore, those who had only the ius Latii came under this head, but the term peregri7ii was commonly applied to the citizens of independent states or of depend- ent communities which did not have the rights of Roman citizenship in whole or in part. Such a freeman, when at Rome, secured protection either through a treaty made by Will. Dr. his state with Rome, through the offices of ih& praetor pere- clc. Div. in grinus, who administered the ius gentium, or by an hospitium '^^^^- ^''■ privatu7n arranged with a Roman citizen, who was thus put under moral obligation to protect him to the extent of his power. Furthermore, women, minors, and those of unsound mind had no political rights, and secured their civil rights only through the kindly offices of a representative who was a citizen. Slaves were regarded simply as chattels, for whom their masters were responsible. (&) Divisions of the People for Political Purposes 292. The Curiae. The division of the people under the monarchy into curiae, tribes, classes, and centuries has already been considered (cf. pp. 18, 20-21). The curiae were in their origin local subdivisions for political purposes. The local character of their origin seems to be indicated by 250 REPUBLICAN PERIOD: DESCRIPTIVE such names as Foriensis and Veliensis. Membership in a curia was handed down from father to son without regard to change of residence. 293. The Tribes. We have already had occasion to notice (pp. 5 f., 21) that the term tribus has two, perhaps three, different meanings. The four Servian tribes were Suburana, Esquilina, Collina, and Palatina. The seventeen tribes added in the early years of the republic (cf. p. 27) were Aemilia, Camilia, Claudia, Cornelia, Crustumina, Fabia, Galena, Horatia, Lemonia, Menenia, Papiria, PoUia, Pupinia, Romilia, Sergia, Voltinia, and Voturia. All of these names with the exception of Crustumina, which is of local origin, are the names of patrician clans. To this number four new tribes (Arnensis, Sabatina, Stellatina, and Tron\entina) were added in 387, two (Pomptina and Poplilia) in 358, two (Maecia and Scaptia) in 332, two (Falerna and Oufentina) in 318, two (Aniensis and Teretina) in 300, and two (Qui- rina and Velina) in 241. The number never passed beyond this maximum of thirty-five. That no additions were made subsequent to 241 is probably due to the fact that about this time the tribal organization was adopted as the basis of the reformed centuriate assembly (cf. p. 74). After the date mentioned, newly made citizens were apportioned among the old tribes. The importance of the tribe as a political unit depended, of course, on the fact that the three great popular assemblies were based on it. Membership in a tribe was the mark of citizenship, and was indicated in the legal name, e.g., C. Lucilius C. f. Pup{inia tribti) Hirrus. We have already considered (pp. 247 f.) the restrictions laid upon certain classes of citizens with reference to their tribal relations. Membership was determined at first by residence or the ownership of land. A change of residence did not entail a change of tribe, but a citizen could pass into a new POPULAR ASSEMBLIES 2$ I tribe in case he settled in a colony, or he could be assigned to a new tribe by the censors. Mention is made of two classes of tribal officials under the republic, the curatores tribinim and the tribuni aerarii, but their functions are obscure. Perhaps the former had to do with the elections and the census. Possibly the office of tribuni aerarii was established when Rome began to raise the tributum. At all events, for some time these officials seem to have been finan- cial officers representing the several tribes. After the tribu- tui7i was given up, their position was one of honor only. 294. The Classes and Centuries. The basis on which the people were divided into classes and centuries has already been touched on (cf. pp. 20 f., 54 f., 74 f.), and will be con- sidered further when we come to discuss the centuriate comitia. A new assignment was made by each college of censors. (c) Popular Assemblies 295. Comitia. There were three classes of popular assemblies among the Romans, viz., comitia, concilia, and contiones. Cojnitia were assemblies of all the citizens, i.e., of the populus Romamis, called for the purpose of taking action on matters submitted to them by duly authorized officials. There were three of these assemblies, the cofftitia curiata, centuriata, and tributa, and they came into exist- ence in the order indicated. 296. Concilia. Concilia, in the political sense of the word, were formal assemblies of a part of the people. Thus a concilium plebis was a legislative or electoral assembly of the plebeians. The distinction between comitia and concilium has been well indicated by Laelius Felix (Gell. N. A. XV. 27. 4) : is qui non universum populum, sed partem aliquam adesse iubet, non " comitia,'' sed " concilium " edicere iubet. 252 REPUBLICAN PERIOD: DESCRIPTIVE 297. Contiones. Contiones differed from coinitia and concilia mainly in three particulars. The people came together as individuals, and not as members of certain political organizations, like the curia, century, or tribe. Hence a strict test of citizenship was not applied. In the second place, these gatherings were solely for the purpose of receiving communications, and no action could be taken. Finally, private citizens, with the consent of the presiding magistrate, could address the assembly. Contiones resem- bled the comitia and the co7icilia in that they could be called by magistrates only, and that the procedure in them was directed by the presiding magistrate. A contio was usually held before the comitia or concilium met, to hear a statement and a discussion of the questions which were to be acted on later in the more formal body. They were not a necessary part of the machinery of state, but they exerted an important political influence, especially since political meetings could not be called by private individuals. {d) The Comitia Curiata 298. Admission of Plebeians. The organization and functions of the coinitia curiata under the monarchy have been considered in another part of this book (cf. pp. 19 f.). Whether the plebeians were admitted is a matter of great doubt. The statements of ancient writers, the fact that plebeians were eligible to the office of curio maximus and took part in certain curial religious rites, seem to indicate that they were admitted to the curiate assembly. They probal)ly did not gain the right to vote, however, until midway in the rei)ublican period. 299. Formalities attending a Meeting. After the passage of the lex Caecilia Didia (p. 100), announcement probably THE COMITIA CENTURIATA 253 had to be made seventeen days before the assembly met. The ordinary place of meeting was the comitium. The Varro, L presiding officer, when the lex curiata de imperio was pre- sented for action, was a magistrate. On other occasions the pontifex 7naximus presided. Formal actions of the assembly did not become valid until they had. received the patrum aiutoritas. The importance of this body disap- Cic. de i peared to such an extent that in the later years of the nv. a 4 republic the curiae were at times represented by thirty Ck. del lictors and three augurs. The semi-political functions which the curiate corfiitia had exercised under the mon- archy (pp. 14, 19 f.) fell to the centuriate assembly, and the older body kept its jurisdiction over clan affairs only. (e) Hie Comitia Centuriata 300. Composition of the Comitia Centuriata. The compo- sition of the centuriate comitia has already been sufficiently described (pp. 20 f., 74 f.). In 88 B.C. Sulla restored the Appian, Servian organization of the assembly, but the reformed ' system was speedily reinstated again. 301. Presiding Officer. The centuriate comitia was in its origin a military body. It could, therefore, be called together only by magistrates who had the imperium, or by Varro, I lower officials commissioned or allowed by higher magis- ' ' trates to issue a summons. The right which the censor exercised to call a meeting of the people by centuries in taking the census was only an apparent exception to this principle. No vote was taken in the assembly called by him, so that the meeting was not properly a meeting of the comitia centuriata. When the assembly met to elect consuls, censors, or praetors, of the regular magistrates only the consul could preside (p. 176). 254 REPUBLICAN PERIOD: DESCRIPTIVE 302. Dies Comitiales. The days on which the assembly could meet (^dies comitiales) numbered one hundred and ninety in the early imperial period, and were indicated in the calendar by the letter C. Assemblies could not be held on holidays {dies 7iefasti). nor on days set apart for meet- ings of the courts (dies fasti). The regular place of meeting was the Campus Martins. 303. Announcement of Meetings. After the passage of the lex Caecilia Didia (p. 100), announcement had to be made for a period of seventeen days before the date of the proposed meeting. The announcement took the form of a magisterial edict giving the date and purpose of the meeting. This edict included the text of the proposed bill, the list of candidates, or the names of persons accused, with a statement of the charges made against them, accord- ing as the ccmtitia met as a legislative, electoral, or judicial assembly. 304. The Auspices. Shortly after midnight on the day of the pro])Osed meeting the prospective presiding officer, accompanied by an augur, took the auspices. If the inter- pretation of them by the augur was unfavorable, the meet- ing was postponed to another day. Even if the auspices were favorable, two religious difficulties might lead to a postponement, viz., the announcement of another magis- trate that he had seen unfavorable omens, or the occur- rence of dirae at the time of the meeting. The plan which the Romans finally adopted in dealing with cases of this sort, and the responsibility of the presiding magistrate, have already been considered (cf. pp. 158-160). 305. Other Formalities. In case he found no obstacles in the way of holding the meeting, on the spot where he had taken the auspices, the magistrate, through an assistant, proceeded to summon the citizens to a meeting {yocare THE COMITIA CENTURIATA 255 inliciutn Quirites) . The summons was repeated by a Varro, L. L. trumpeter on the walls and on the Arx, and a red "flag was 5 ^3-95 • raised on the Arx. Immediately before the holding of Liv.39. 15. n the comitia, a contio was called at which the magistrate who Varro, L. L. had summoned the comiiia presided. After a sacrifice 5] g^.' ' ' had been made, and prayer had been offered, the busi- Liv.39 15. i ness to come before the comitia was stated and discussed Mur.^i? (cf. p. 252). After the contio the magistrate summoned the people to assemble by centuries in the comitia with the words impero qua convenit ad comitia centut'iata. There- upon those who did not have the right to vote retired, and Liv. 2. 56. k the citizens arranged themselves in centuries under their respective centiiriones. 306. Method of Voting. Before the reform of 241 the eighteen centuries of knights voted first, all the centuries voting simultaneously, and the result of their vote was announced ; then came the centuries of the first and of the Liv. i. 43. n second class, and so on, until a majority of the centuries had voted in favor of a certain proposition. In point of fact the knights and the pedites of the first class usually voted in the same way. If that proved to be the case, it was not necessary to continue voting after the centuries of the first class had cast their ballots, as their eighty centuries with the eighteen equestrian centuries constituted a majority of the assembly. Under the reform legislation of 241 the knights lost their privilege of voting first. The order of the classes was still observed, however, and a century was chosen by lot {^centuria praerogativa) from the first class, Liv. 24. 7, 12 whose privilege it was to vote and have its vote announced ck. Phil, before the ballots of the other centuries were cast. A large ^- ^^■ enclosure, called the saepta or ovile, was set apart for the Herz. i. voters, with small sections for the members of each century, "a^nge'^'ii.' and as the voters went out of these enclosures through the 487 f- 256 REPUBLICAN PERIOD: DESCRIPTIVE narrow passages {pontes), they cast their ballots. During the early republican period, citizens gave their votes viva voce, but after the passage of the leges tabellariae (cf. p. 71), toward the end of the second century, balloting was secret. At legislative meetings each voter received an affirmative Cic. adAtt. ballot bearing the letters U. R. (i.e., uti rogas), and a deLegg^-'.-?8. negative ballot marked A. (i.e., antiqiw^. At meetings to Piut. Cat. elect magistrates each voter received a blank tabella, on Min. 46. which he wrote the name of the candidate of his choice. When the comitia met as a judicial assembly, he received two tablets, one marked L. (i.e., iibero) and the other D. (i.e., damno). The proper ballot was placed by the voter Cic. in Pis. 36. in the cista, which was guarded by the rogatores or diribi- tores. A majority of the votes in the century determined the vote of the century, and a majority of the centuries decided the vote of the whole assembly. Announcement Lex Malaci- of the result {renuntiatio) was made by the presiding officer, ana, c. 57. ^j^^ j^^^ ^ certain amount of discretionary power in the case of the elections. It was necessary for the comitia to adjourn before sunset. 307. The Centuriate Comitia as an Electoral Body. The centuriate comitia met for three different purposes, viz., to elect the higher magistrates, to enact laws, and to hear appeals in cases involving the death penalty. Of the reg- ular magistrates, it chose the consuls, the censors, and the praetors ; of the extraordinary magistrates, the decemviri legibus scrihimdis and the consular tribunes. At the outset it probably had the right only to accept or reject a nomi- nation made by the presiding officer, but, at a compara- tively early period, it acquired the power of choosing between several candidates, although the presiding magis- trate could always exercise some discretion with reference to the eligibility of the candidates (cf. pp. 169, 171). THE COMITIA CENTURIATA 257 Before the passage of the lex Maefiia in 2S7 (cf. p. 51) an election needed the ratification of the patrician senators, expressed in the patriun aicctoritas. After that date the patruin mutoritas preceded the election and became a mere matter of form. 308. The Centuriate Comitia as a Legislative Assembly. At the outset, in the field of legislation, the centuriate comitia exercised only the right to declare an offensive war, a right which was transferred to it from the curiate assem- bly. Soon after the republic was established, however, it acquired the power of legislating, under certain conditions, on any subject (cf. p. 27). After 449 it shared this privi- lege with the conciliinn plebis (cL p. 32), and after 447 also with the patricio-plebeian tribal assembly (cf. p. 33). The restrictions laid on both these bodies enabled it to retain its supremacy, however, until 287. From that time on, since they were as free as the centuriate comitia, or freer than it, and since their method of procedure was simpler than that of the centuriate comitia, their place of meeting more convenient, and their composition more democratic, the importance of the centuriate cojnitia de- cHned rapidly. No sure line of distinction can be drawn between the legislation which the centuriate comitia could enact and that which the two tribal assemblies could pass, except that the centuriate assembly retained its exclusive right to declare an offensive war, and to pass an act, modeled on the lex de impcrio of the curiate assembly, conferring plenary power on the censor, an act known as the lex de potestate censoria. The ordinary method of pro- cedure in securing the passage of a lex in the centuriate comitia was as follows : the consul laid a subject before the senate for consideration ; its action, if not vetoed, was known as a scnatus consultum, and took the form of advice, 258 KErUBLlCAN PERIOD: DESCRIPTIVE or of a request that the magistrate should lay a certain proposition before the popular assembly for its favorable consideration. Announcement of the bill (^promiilgatio legis) had to be made by the magistrate seventeen days before the assembly could vote on it. In this interval probably the patriim auctoritas was secured. On the appointed day the bill was read and discussed in a contio, and the people voted on it immediately afterward in the comitia. As we have already noticed (p. 177), the consul was not required to consult the senate beforehand, nor was he theoretically obliged to bring a proposition recom- mended by the senate before the cotnitia, or if he did propose the measure, he could oppose its passage, but, for reasons already given, magistrates rarely exercised these constitutional rights. 309. The Centuriate Comitia as a Court of Appeal. The right to inflict capital punishment was included under the hnperiuni, but, from an early period, citizens in the city who were condemned to death by a magistrate were allowed to appeal to the people. This privilege was extended and confirmed by the lex Valeria, the lex Valeria Horatia Liv. 10. 9. (p. 31), the leges Porciae, and the lex Sempronia. The ^ic.'pro Rab. appeal was heard by the centuriate comitia. The quaestors, // viri perduellionis, or tribunes in charge of the matter, appointed a day (diem dicere) for the first hearing. This was known as the prima accusatio. In this meeting the charge and defense were heard, and arrangements were made for another hearing, known as the secttnda accusatio, when the investigation, with the taking of testimony, was continued. After the third contio (iertia accusatio) the magistrate gave his decision, and announced the penalty, upon which the accused, if he wished, could appeal to the centuriate assembly. That assembly voted on the simple THE COMITIA TRIBUTA 259 question of guilt or innocence. It could not modify in any way the proposed sentence. After a date, which we cannot fix, the accused was allowed to go into voluntary exile at any time before the vote was taken in the amiitia. The two classes of cases which were most commonly car- ried before the centuriate assembly were those of murder i^parricidmvi) and treason (^pcrduellid). The proceedings in non-political cases were usually conducted by the quaes- tor, in political cases by the tribune, under the presidency of the praetor. The establishment of quaestiones extraor- dinariae took many cases out of the hands of the quaestor and the centuriate assembly. The lex Sejnpronia of the year 123 (p. 98) was intended to correct this practice, and in some measure it restored the importance of the coviitia centuriata as a court of appeal. That body lost its judicial functions entirely, however, after the establishment by Sulla of a complete system of permanent courts. Crim- inal trials were conducted in them in a simpler and more satisfactory way, and since the severest penalty which they imposed was that of banishment, there were no appeals to be taken to the amiitia centuriata. if) TJte Coniitia Trihuta 310. The Existence of a Patricio-Plebeian Tribal As- sembly. No ancient historian mentions the establishment of a tribal assembly including patricians as well as ple- beians, nor is any distinction drawn between the comitia tributa and the concilium plebis. In fact, in one case at Liv. 2. 56. 2. least, the plebeian tribal assembly is spoken of as the comitia tributa. This state of things has led some modern scholars Madv. I. 235 ; to mamtam that there was only one tribal assembly, from ihne, Rhein. whose meetings the patricians were excluded, an assembly 28"-67 f. 260 REPUBLICAN PERIOD: DESCRIPTIVE indifferently called the co7nitia trihuta or the cojicilium plebis. However, the people meeting in the coviitia tributa Herz. are designated by the term popiilus, which in the republican ■ ^^~^' "■ ''■ period can properly be appHed only to a body made up of all citizens, patricians as well as plebeians. Furthermore, in a tribal assembly, presided over by a magistrate, as we shall presently see, certain officials were elected to whom the term magistratus in its technical sense (cf. pp. 151, 171) was applied. Their election and the fact that a magistrate presided presuppose an assembly containing both patricians and plebeians. On the whole, then, the existence of a patricio-plebeian tribal assembly is highly probable. The assembly came into existence in the middle of the fifth century (cf. p. 33), immediately after the organi- zation of the plebeian tribal assembly. 311. Composition. We have no direct evidence bearing on the composition of the comitia tributa, but it may be safely assumed that all patricians and plebeians belonging to the thirty-five tribes voted in the assembly. 312. Meetings. The co?nitia tributa were presided over by a magistrate. It was necessary to take the auspices before a meeting was held. The usual place of meeting was the forum. The method of voting was that followed in the centuriate cofnitia. After the passage of the Hor- tensian law the action of the assembly did not need the patriim auctoritas to be valid. 313. The Comitia Tributa as an Electoral, Legislative, and Judicial Body. When the quaestorship became an elective office its incumbents were chosen in this assembly (P- 33 )> ^''^*i this became the regular method of electing them. Later the curule aediles were chosen in it, and in fact all the lower magistrates, as well as the members of certain special commissions (cf. pp. 204, 210, 216). The THE CONCILIUM PLEBIS 261 tribal comitia could legislate apparently on any subject, and, as we have already seen (p. 257), it is impossible to dis- tinguish between the three popular assemblies with respect to the character of the subjects on which they took action. Certain judicial cases, conducted by the curule aedile, were heard before it (cf. p. 206), 314. The Modified Comitia Tributa. A modified fonn of the comitia tributa was adopted at an unknown date for the choice of the poJitifex maximus. Seventeen of the thirty- five tribes were chosen by lot, and summoned to a meeting for the election of this official from among the pontiffs. The arrangement was a compromise. It gave a popular character to the choice and yet retained in part the religious principle of cooptation. In the same assembly, and by a somewhat similar method, the pontifices, aiigures, XVviri, and Vllviriepuhmes were chosen after the passage of the lex Domitia in 104 (cf. p. 107). {g) Tlie Conciliunt Plebis 315. Composition and Presiding Officer. We have had occasion to notice the fact that the earliest plebeian, like the patrician, assembly was probably organized on the curiate Will. Dr. basis. The controUing influence which the patricians were ' able to exercise over this assembly through their clients (p. 29) may well have led to the adoption of the tribal system in 471. Only plebeians could vote in this new Liv.2.56 2< body, and no change was ever made in this regulation. ^' °' '^ Down to 312 this privilege was enjoyed by plebeian land- ovmers only. The right was extended to landless plebeians in 312, but after the reaction of 304 they, as well as freed- men, were restricted to the four city tribes (cf. pp. 54, 56, 247). The Latins had the right also to vote in one 262 REPUBLICAN PERIOD: DESCRIPTIVE tribe determined by lot (cf. j). 248). The meetings of this body were technically concilia plebis (cf. p. 251), and not comitia. Since the assembly was strictly plebeian, the presiding officer was always a plebeian official — either a tribune or an aedile. 316. Place and Time of Meeting. The authority of the tribune did not extend beyond the pomoeriuj/i, so that the concilium plebis met \vithin the city, usually in the comitium, occasionally, however, on the Capitol. There were no specified dies comitiales, as in the case of the centuriate comitia (cf. p. 254). Meetings were commonly held on market days, when large numbers of people were likely to come into the city. The time and place and the business which was to be taken up were announced some days before the meeting was held. In fact, from a compara- tively early period the practice grew up of announcing on a market day a meeting to be held a trinum nundinum, or seventeen days, later. On the first and second market days, as well as on the market day when the voting took place, there were usually contiones. 317. Auspices and Other Formalities. The lex Aelia Fufia of the year 155 (cf. p. 160) seems to have subjected the conciliutn plebis to the same religious regulations which applied to the centuriate comitia. After its passage it was necessary for the tribune to take the auspicia pullaria before calling the assembly together, and the meeting was liable to the same kind of interference on religious grounds as the other popular assemblies. Before the concilium a contio met in the cotnitiutn o\ forum, and was addressed from the rostra by the presiding officer, or by speakers whom he allowed to address the meeting. 318. Voting. At the close of the contio the people assembled by tribes, fur the })urj)ose of voting, in sections TKE CONCILIUM PLEBIS 263 marked off for the reception of the several tribes. A lot was first cast to decide in which tribe the Latins were to vote ; then one of the thirty-five tribes was chosen by lot to cast its vote first (^prmcipiuni), and as soon as its vote was announced the others voted simultaneously. The method of voting was the same as in the centuriate assem- bly (cf. pp. 255 f.). The assembly was essentially a demo- cratic body. Certain considerations, however, tended to increase or diminish the value of an individual vote. The larger the tribe was to which a citizen belonged, so much the less influence his vote had. Now the four city tribes were much larger than the country tribes created before 387, and the tribes added after 387 were also larger than the early country tribes, because of the additions which were made to the list of citizens by conquest and by the grant of citizen- ship. Those who belonged to the city tribes or to the new rural tribes were, therefore, at a disadvantage when com- pared with the members of the old rural tribes. One factor tended to diminish still more the value of a vote in one of the new country tribes, but to increase the importance of an urban vote. It was easy for those who lived in the city to attend a concilium, but difficult for those at a distance. 319. The Concilium Plebis as an Electoral Body. The conciUiini plebis was established primarily for the purpose of electing the tribunes, and those officials were always chosen by it. The plebeian aediles were chosen in the same assembly. An interesting extension of the electoral rights of the body was made during the Gracchan period when commissioners were elected in the concilium plebis for the division of state land. This precedent proved to be of great importance later, since the Gabinian and Manilian laws, which conferred extraordinary powers on Pompey, were passed in this body. 264 RETUBLICAN TERIOD: DESCRIPTIVE 320. As a Legislative Body. The combined effect of the Valerio-Horatian law of 449, the PubliUan of 339, and the Hortensian of 287, was to make the co?ic'iIium plehis an independent legislative body (pp. 49 ff.). After 287 the approval of the patrician element in the senate became unnecessary, but the senate was still able to control legis- lation in large measure (cf. pp. 65 ff.). The plebeian assem- bly seems to have been competent in Cicero's time to legis- late on any subject, except the declaration of an offensive war, and such administrative questions as the assignment of state land to individuals, the appointment of commissions, and the prorogatio imperii, were brought up in the tribal assemblies, preferably in the co/iciliufn plebis, rather than in the centuriate comitia. In the later period the plebeian assembly even annulled contracts made by the censor and in this way encroached on the rights of the magistrate and the senate. Its enactments were called plebiscita. The three laws just mentioned, however, gave such measures the force of leges, so that the action of the assembly is not infrequently termed lex plebeiiiescitum. 321. As a Judicial Body, The circumstances under which the criminal jurisdiction of the tribune developed have already been mentioned (pp 199 f.). One class of cases, however, deserves special notice. The lex Aternia Tarpeia of 454 would seem to have conferred on all magis- trates the right of imposing a fine not to exceed two sheei) and thirty oxen, or, according to the money valuation of a later day, 3020 asses. An appeal taken from the decision of a magistrate was carried to the comitia trihiita, but an appeal from a fine imposed by a tribune or a plebeian aedile was heard by the concilium plehis. The institution of the quaestiones perpetiiae did away, however, with the judicial functions of the latter body. THE CONCILIUM PLEBIS 265 Selected Bibliography^ Citizens and their rights: M. Voigt, Ueber d. Klientel u. Liber- tinitat, Ber. d. k. sachs. Ges. d. Wiss., Philol. hist. Kl., 1878, i Abt. 146-219 ; F, Lindet, De I'acquisition et de la perte du droit oi cite romaine, Paris, 1880; L. Pinvert, Du droit de cite, Paris, ^885; A. Josson, Condition juridique des affranchis en droit rom., Douai, 1879; L. Pardon, De aerariis, Berlin, 1853. — Division of the people for political purposes: Pelham, The Roman curiae, Journ. of Phil. IX. 266-279; Soltau, Entstehung der altromischen Volks- versammlungen, Berlin, 1881; Kubitschek, De rom. trib. origine ac propagatione, Vienna, 1882 ; Pliiss, Die Entwicklung d. Centurien- verf., Leipzig, 1870. — Popular assemblies: Soltau, Altr. Volksver- sammlungen ; Ullrich, Die Centuriatkomitien, Landshut, 1873 ; Genz, Die Centuriatkomitien nach der Reform, Freienwalde, 1882; C. Bems, De comitiorum tributorum et conciliorum plebis discri- mine, Wetzlar, 1875; Soltau, Die Giiltigkeit der Plebiscite, Berlin, 1884; Ihne, Die Entwickelung d. Tributkomitien, Rhein. Mus. (N.F.), XXVIII (1873), 353 ^- > Lange, Die promulgatio trinum nundinum, Rhein. Mus. (N.F.), XXX (1875), 35° ^- 5 E. Morlot, Les cornices electoraux sous la republique romaine, Paris, 1884; Ch. Borgeaud. Histoire du plebiscite, Paris, 1887 ; K. W. Ruppel, Die Teilnahme der Patricier an den Tributkomitien, Heidelberg, 18S7. Supplementary Literature, 1901-1910 Botsford, The Roman Assemblies. New York, 1909. Soltau, Giiltigkeit der Plebiscite. Berliner Studien, II (1885), 1-176. Greenidge, The Authenticity of the Twelve Tables. Eng. Hist. Review, XX (1905), 1-21. Lambert, JL'histoire traditionelle des XII Tables. Melanges Ch. Appleton. Paris, 1903. * See also pp. 22, 173, 219, 243. Part III — Imperial Period SECTION I — HISTORICAL CHAPTER XII THE ESTABLISHMENT OF THE EMPIRE 322. Restoration of Order in Italy. When Octavius returned to Italy in the summer of 29, he was confronted by a state of things not unUke that which faced him after the battle of Philippi (cf. p. 143). It was necessary to relieve the poverty-stricken people of Italy at once, to provide lands for the veterans, and to decide upon a policy with reference to the soldiers of Antony. The prudence and moderation which he had shown on the previous occasion encouraged friend and foe alike to look for a wise policy now. This expectation was not disap- pointed. His very arrival in Italy inspired that confidence in the future which is the precursor of ])ros])erity, while immediate financial difficulties were relieved by a liberal use of the treasures of Egypt. One hundred and twenty thousand veterans were provided with land, not by con- fiscation, but by purchase at a total cost of 600,000,000 sesterces, as Octavius himself tells us in the Monumentum Ancyranum, and in pursuance of the same wise policy a general amnesty was granted to the followers of Antony and Sextus Pompeius. The beneficial results of this course 266 ESTABLISHMENT OF THE EMPIRE 26/ were apparent at once in the rise of the price of land and in the revival of trade, and Octavius received immediate recognition of his services in restoring prosperity in the extraordinary popularity which he enjoyed, — a factor that helped him in no small degree in making the great political changes which he had in mind. 323. Constitutional Position of Octavius from 32 to 27. It does not seem to be possible to make out with cer- tainty the authority by virtue of which he made his pre- liminary arrangements. In the year 32, when he deposed Antony (cf. p. 146), he probably resigned his own posi- tion as triumvir, but he would seem to have been vested at once with extraordinary powers similar to those which he gave up. This was the basis of his authority down to 29 B.C., when another change took place of which we know as Uttle. It seems rather probable, however, that in the year 29 the consular iniperium was conferred on him, together with the control of the army and the provinces, and the right to hold the census. 324. The Change made in 27 B.C. The problem which he set himself to solve was to retain his position as master of the state, yet at the same time to keep intact the old forms of the constitution. Various methods of accom- plishing this object seem to have occurred to him, and to have been tried, before he estabhshed his authority on the basis on which it finally rested. Two of these attempts have been mentioned in the preceding paragraph. A third essay was made in 27 B.C. At a meeting of the senate, held on the 13th of January in that year, he transferred the control of the state to the senate and people. As he himself puts it in the Monumentum Ancyranum, rem pitblicam ex mea potestate m senatSjis popuUqiie Ro7nani a\rbitrium transtuli. This transfer of authority was only 268 IMPERIAL PERIOD: HISTORICAL a temporary one, and ancient (e.g., Dio, LIII. 3-1 1) as well as modern historians have not hesitated to characterize it as a political manoeuvre, since he retained the consul- ship and the tribunician power, and the senate immedi- ately conferred on him the imperium proconsulare for a period of ten years, and the title of Augustus. It, is quite possible that he wished to make the Roman people feel the need of his directing hand by bringing them face to face with the possibiUty of his withdrawal from public Ufe, and to make the extraordinary powers which he received afresh from them seem their free gift to him. Modern historians have called attention to the fact, however, that there is an essential constitutional difference between his new and his old powers. His old position was monarchical in some respects. His new authority was not essentially out of harmony with republican tradi- tion, and this change was undoubtedly in his mind a great gain. It was a step also in harmony with his carefully observed policy. His proconsular jjower was not radically different from that which had been exercised at various times under the republic. Furthermore, it was granted for a limited period, of ten years, and was exercised only over the border provinces, where troops were still necessary. The management of the older provinces was intrusted to the senate, and the control of Italy was vested in the senate and the magistrates, as it had been under the republic. As consul, and in his exercise of the potestas tribunicia, which had been conferred on him in the year 36, the principle of collegiality was observed, and his incumbency of the consulshij), like that of his colleagues in the office, depended upon an election in the popular assembly. It is evident that the forms of the old consti- tution had been preserved with great success. At the ESTABLISHMENT OF THE EMPIRE 269 same time Augustus had secured the supreme power which he wished. The proconsular imperium over the unsettled provinces gave him command of the army and navy, and the power of appointing indirectly all the governors in the provinces where legions were stationed. Henceforth, too, he would have no occasion to fear a rival. In his exer- cise of the tribunician or consular power he was associated with colleagues of nominally equal rank, but he was raised so far above them in the eyes of the people, that inde- pendent action on their part was scarcely conceivable. 325. The Titles of Augustus and Princeps. The title Augustus had no direct political meaning, but, like the laurels which were placed on the doorposts of Octavius' house on the Palatine, it distinguished him from other citi- zens, and was a mark of the preeminence which was freely conceded to him. This preeminence was also well expressed in the title princeps. It has sometimes been maintained that this title was first applied to Octavius in the senate in the restrictive and traditional sense of princeps senatus, and came in time to characterize him as the first citizen in the commonwealth, the princeps civitatis ; but it is more probable that the title never had this restricted meaning, and that from the outset it indicated the relation which the new ruler bore to the whole body of citizens ^ — ^that it marked him out, in fact, as the foremost citizen of the state. 326. Final Modifications of the Year 23. It is not per- fectly clear why Augustus introduced into his system the changes which he made in the year 23. Very likely the four years' test which he had given to the new constitution had brought out its weakness at certain points, and the illness which threatened his life in the year mentioned made him feel the necessity of strengthening it at once. 2/0 IMPERIAL PERIOD: HISTORICAL His objection to the old system probably lay in two facts. In the first place, he shared the administration of Rome and Italy with his colleagues in the consulship, and, although his prestige removed in large measure the dan- ger of opposition from them, that danger existed in theory, and might at a critical moment become a serious matter in reality. At all events, the traditional etiquette existing between the two members of the consular college may well have hampered him in carrying out his plans. To have himself made sole consul would have been too violent a departure from tradition to be politic. He, therefore, gave up his practice of holding the consulship every year, and cast about him for a solution which would better meet the needs of the case. Such a solution he found by modify- ing and extending his proconsular imperimn, and by giving importance to the tribunician power. Not all the points in which the proconsular imperium was extended by Augustus and his successors are clear. However, the extant fragment of the lex de imperio Vespasiani, the statements of Dio Cassius, and an examination of the functions actually exer- cised by the emperor, make it plain that, although he held his impermm as a proconsul, a series of measures passed in the year 23 and in subsequent years allowed him to retain it within the city, and gave him a position equal in rank and authority to that of the consul. In giving a prominent place to the tribunician power, he hit upon a happy idea. The associations connected with the tribunate made it a popular office. In its early history it had been the organ of the plebeians in their stniggle for civil and political rights. In its later history it had protected the individual against the encroachments of the state. Furthermore, the tribune had acquired posi- tive and negative powers touching almost every field of ESTABLISHMENT OF THE EMPIRE 2/1 administrative activity. He could summon the senate or the popular assemblies for the transaction of business, and he could veto the action of almost any magistrate. We •have seen one reason why Augustus turned from the con- sulship to the tribunate. Another may perhaps be found in the fact that the duties of the consul were exercised within a certain sphere limited by tradition. The tribunate, on the other hand, from its very nature and history, was capable of indefinite extension in all directions. Poten- tially Augustus had held the tribunician power ever since the year 36. From this time, however, as an indication of the new importance attaching to it, although he took the title for Ufe, he assumed it anew each year, and, after 23 B.C., in official documents indicated the year by setting down the number of times he had held the tribunician power. This practice his successors followed. The signifi- cance attaching to this power is also indicated by the fact that the assignment of it was accepted as marking out a successor in the principate. The system of Augustus was now essentially complete. He accepted no other permanent extraordinary office, even at the solicitation of the people. The proconsular impe- rium gave him command of the legions, and his supremacy in civil administration rested securely on his right to exer- cise the imperhwi within the city and on his possession of the potestas tribunicia. The few emergencies of a later date which required the exercise for a brief time of powers which he did not have were provided for by special legis- lation, or by the natural extension of his tribunician or pro- consular authority ; and when the ten years of his procon- sular imperium expired, he secured a formal renewal of the power for another period. The position of Augustus in religious matters was almost as preeminent as it was in 2/2 IMPERIAL PERIOD: HISTORICAL political affairs. He was made a iiieinber of the four great priesthoods, and in the year 12, after the death of Lepidus, he was elected pivitifcx ntaximus. 327. The Question of the Succession. It remained for Augustus to complete his work by securing the succession to the man of his choice. The question presented itself in a definite form at the time of his severe illness in the year 23. At that time he wisely i)assed over his only male rela- tive, Marcellus, the son of his sister Octavia, because he felt that the young man was not old enough for such a responsi- ble ])osition, and, by giving his signet-ring to Agrippa, indi- rectly designated him as his successor. Although he turned to Marcellus on his recovery, the death of Marcellus caused him to revert to his fonner plan, and in 2 1 B.C. he married Agrippa to his daughter Julia, the widow of Marcellus, and three years later had the tribunician power conferred on him for a period of five years. The method which Augus- tus had found for settling the question of the succession was clear at once. His own powers were given to him for a fixed term of years or for life. He could not transmit them, therefore, to any one else at his death. He could, however, during his own lifetime invest the man of his choice with powers independent of his own and thus do much toward securing the succession for him. This was the plan which he adopted in the case of Agrippa. The birth of two children to Julia from her marriage with Agrippa involved a slight modification in the plan of Augustus. He designated these two grandsons. Gains and Lucius Caesar, as his heirs, and made Agrippa their guardian. Upon the death of the latter in 12 b.c. this guardianship was trans- ferred to Tiberius, the stepson of Augustus, and in 6 B.C. the tribunician power was conferred on him for a period of five years. But Tiberius was aggrieved at his failure to ESTABLISHMENT OF THE EMPIRE 2/3 be designated as the successor of Augustus, and retired to the island of Rhodes. To the bitter disappointment of Augustus both of his grandsons died, and he was at last forced to rec- ognize the eminent ability of Tiberius, and his services to the state, by adopting him as his heir and by conferring on him again the tribunician power. The question of the suc- cession was finally settled in a.d. 13 beyond the possibility of change by the passage of a lex consularis associating Tiberius with Augustus in the government of the prov- inces. Henceforth his authority was independent of that of Augustus, and also rested on a legal basis. Augustus died the year after this arrangement was made. 328. Social Reforms. Nothing has been said up to this point about the social and financial reforms of Augustus. They were almost as far-reaching as his political changes. His most important legislation on these matters was in- tended to restore the integrity of the marriage relation and to prevent a decrease of the native population. The influx of foreigners, the development of luxurious tastes, the long- continued civil wars, the public games, and a host of similar influences had undermined public morality and subverted the old idea of the family. Adultery and divorce were not uncommon, and the number of the unmarried and of childless married couples had increased in an alarming way. A series of laws was directed against these evils. The lex de adiilteriis imposed severe penalties on those convicted of adultery, while, under the lex de maritandis ordmibus, restrictions were put on divorce, and the unmar- ried and childless married were placed under disabilities in the matter of inheriting property and suing for ofiice. This method of attacking the evil failing of effect, Augus- tus approached the subject from the other direction. The celebrated lex Papia Poppaea, instead of laying penalties 274 IMPERIAL PERIOD: HISTORICAL on the unmarried and childless, encouraged child-bearing by granting sums of money or privileges in canvassing for office to the father, and certain exceptional property rights to the mother of a family. An attempt was made to check the growth of extravagant tastes, which kept many from marriage, by the passage of sumptuary laws. The demor- alizing influence of the public games was somewhat lessened by placing restrictions on the attendance of women. In particular the emperor strove to restore the Roman religion to its old position of dignity by rebuilding the temples, by celebrating religious festivals with great pomp, and by taking certain priestly offices himself, and in no one of his social reforms were the results of a more permanent character. 329. Financial Reforms. The restoration of peace, the suppression of piracy, and a more equitable and intelligent government of the provinces did much to restore prosperity to Italy and the provinces. These beneficent reforms were, however, supplemented by a systematic revision of the financial system. The provinces profited in particular by this change. The personal acquaintance which he made with the condition of the provinces in the period from 27 to 24 B.C., and the census which he took in several of them gave Augustus tnistworthy information on which to base his financial reforms. In place of the extortionate requisitions made by provincial governors and the taxes, many in number and oppressive in character, of the repub- lican regime, he substituted a land tax and a personal tax. Trade was reUeved from harassing restrictions, and public improvements were made. The burden of the provinces was still further lightened by the imposition in Italy of a legacy duty and a tax on the sale of slaves. 330. The Princeps and the Other Branches of Govern- ment. In our discussion of the political institutions of ESTABLISHMENT OF THE EMPIRE 275 previous periods it has been found convenient to consider them from the point of view of the magistracies, the senate, and the people. That division of the subject will be adopted now, although it has less significance for the period under consideration, since, in consequence of the subordi- nation of the magistrates, the senate, and the popular assem- blies to the will of the princeps, their separate activities become matters of less moment, and it is difficult to draw a definite line between them. The constitutional basis on which the authority of the princeps rested has already been discussed. It is a more difficult matter to state the theo- retical relation which his office bore to the other branches of government. The care which Augustus took to cloak his extraordinary powers in traditional terms, and to reserve for the old institutions the nominal exercise of their old functions, is, of course, the cause of this difficulty. Perhaps it may be safe to say that the functions of the princeps were thought of as filling a gap, as supplementing those of the magistrates and senate, rather than as encroaching upon them. 331. The Magistracies. In the readjustment of affairs perhaps the executive suffered a greater loss of impor- tance than any other branch of government. The method of electing the magistrates, the prestige of Augustus, and his encroachment on their traditional functions, all con- tributed to bring about this result. It will be remembered that candidates were required to notify the magistrate, who was to preside at the electoral meeting, of their intention to stand for office (p. 169). Augustus was consul from 27 to 23 B.C., and during this period the announcement was properly made to him. Even after this period, when he no longer held the consulship, candidates made their pro- fessio to him as well as to the consul. We may feel sure 276 IMPERIAL PERIOD: HISTORICAL that his acceptance of their candichu y practically settled the question of their eligibility. Election to office was made still more dependent on the favor of Augustus, after he had adopted the practice of recommending certain can- didates. His coinmemlatio must have insured an election. This practice was not extended to the consulship, however, by Augustus. After election, even in matters where the legal ])owers of the two were equal, it was impossible for a magistrate to maintain his position over against the princeps whose prestige was so much greater, and whose long terms of office relieved him from the danger of being held responsible for his conduct. There were few if any important executive functions which the princeps was not authorized to perform. He, as well as the consul, could convoke the senate and the pojnilar assemblies, for instance, and the consul would hardly venture to take this important step without his approval. In this way the magistrates lost their right of initiative in almost all important matters. Certain ])owers were also formally taken from the magistrates and given to the princeps. Thus, for instance, the consuls probably lost the super- vision of the roads in Italy, the cura annonae was taken from the aediles, and the ius intercessionis of the tribune did not avail against the emperor. '^Fhe significance which the magistracies still had was derived in fact from the social distinction attaching to them, from the fact that magis- trates were colleagues of the princeps, and that election to a magistracy secured one admission to the senate and an opportunity to hold an office in the j^rovinces. No impor- tant changes were made in the number of the magistracies or in the size of the colleges. 'l"he number of praetors was, however, raised to sixteen, while the college of quaestors was reduced to twenty. The censorship disappeared, and ESTABLISHMENT OF THE EMPIRE 2// various new offices, whose incumbents were subordinates of the princeps^ were established in the provinces. Certain changes made in the functions of a few of the magis- trates may be considered more conveniently in another connection. 332. The Senate. The membership of the senate was reduced from 900 to 600. Members were admitted, as under the republic, by virtue of having filled certain magis- tracies, but since the emperor's right of 7iomifiatio and cojmnendatio gave him a great influence over the selection of magistrates, the rolls of the senate were in large measure indirectly under his control. As we have already had occa- sion to notice, the senate was in its origin an advisory body ; but it gradually acquired important powers, especially in the matter of administrative legislation, and reduced the magis- trate to the position of its minister (pp. 67 f., 233). All this was changed by Augustus. The senate could not success- fully assert, in dealing with him, the claims which it had made good against an annually elected magistrate of much less prestige and legal power. Furthermore, the republican practice of submitting all important matters to the senate for its consideration fell into comparative disuse. Finally, the consilium which Augustus established in 27 B.C., and reorganized in a.d. 12, must have taken from the impor- tance of the senate. The consilium, as finally constituted, contained the pri?iceps and certain members of his house- hold, the consuls, the consuls-elect, and a committee of senators. This body, which must be distinguished from the judicial consilium of a later period (cf p. 331), was allowed to pass measures, and these measures had the validity of senatus constclta. In one respect the compe- tence of the senate was extended. It was given jurisdiction over important political cases. 2/8 IMPERIAL PERIOD: HISTORICAL 333. The Popular Assemblies. Under Augustus magis- trates were still elected in the popular assemblies, but the nominatio and commendatio of the princeps made the elections largely a matter of form. Augustus called not infrequent meetings of the popular assemblies to act on important measures, but since almost all bills were drawn up by the emperor, or with his approval, the meetings of the comitia for legislative purposes did little more than give the form of law to his wishes. This decadence of the assemblies was not, however, a great loss to the cause of po})ular government. An assembly made up of the rabble of Rome, not only ignorant of the merits of the great questions laid before them, but also ready to sell their votes to the highest bidder, was as far from representing the Roman empire as any assembly could be. It is sig- nificant that the decline of the comitia, which represented even more definitely than the senate the narrow conception of the city-state, is coincident with the growth of the feel- ing that there was a community of interests throughout the Roman world, and the development of this idea brought with it, of course, a more intelligent, uniform, and equitable system of government for the provinces. The settlement of important questions in secret was, however, a great loss to the cause of popular government. Even when the sena- torial regime was at the height of its power, all phases of serious j)olitical questions were fully and freely discussed. Now matters were settled by Augustus in private conference with his ministers. The discussions in the senate were in large measure ])erfunctory and superficial. 334. The New Senatorial Aristocracy. Augustus seems to have consciously adopted the policy of creating social classes, whose position depended upon his favor and whose interests were, therefore, identical with his. At all events. ESTABLISHMENT OF THE EMPiRE 279 this was the result of certain social and political changes which he made. Under the republic the prestige of having held a curule office was so great that candidates for a magis- tracy who did not have the ins imagiiium had little chance of success (cf. pp. 47, 166). Election to any one of the higher magistracies secured for one admission to the senate. This was the basis on which the nobllitas rested. In the new aristocracy, created by Augustus, the order was reversed. Only those who had the latus davus were eligible to the quaestorship, and since only those of senatorial rank had the right to the lahis davus (p. 225), the sons of senators and no others were eligible to the magistracies. It was necessary to hold a magistracy before sitting in the senate. Consequently, only the sons of senators and those whom the emperor might honor with the latus dainis could become magistrates, or members of the senate. Since election to a magistracy depended largely on the favor of Augustus, the new aristocracy owed its privileges entirely to him, and he could count on it for support. 335. The Knights. The great middle class was attached to his interests in a similar way. The legislation of C. Grac- chus, which turned the juries over to the knights, first gave legal recognition to this class ; but its social and political privileges had never been so clearly defined as those of the senatorial order had been. Augustus gave definiteness and importance to this social class by having lists of its mem- bers, which he revised, drawn up at regular intervals. With the knights he filled the important financial and adminis- trative offices in Italy and in the provinces which were under his control. 336. The Augustales. An aristocracy was also created among the freedmen. Each year the decurioties in the muni- cipal towns chose six rich freedmen as seviri Augustales. 28o IMI'KRIAh PERIOD: HISTORICAL This board contributed money for some local improvement or for the proper maintenance of the public games. No political functions attached to the position, but the social prestige which it conferred and the privilege which went with it of wearing the praetexta and of being attended by lictors probably made it eagerly sought for. Inasmuch as the order was in some way connected with the cult of the emperor, he could rely upon its support. 337. The City of Rome. The legislation of Augustus which affected the welfare of the whole people has been con- sidered above. It may not be out of place here to consider certain administrative changes which concerned the several parts of the empire, in particular the city of Rome, Italy, and the provinces. We have already had occasion to notice the incapacity which the republic showed in governiiig the provinces. That fact is not strange. It was a natural result of the selfishness and indifference of the Romans toward the provincials. However, the thoroughly unsat- isfactory character of the government of the city of Rome seems at first hard to account for. In point of fact, Rome had rapidly grown out of a village into a great city, but the development of public improvements and of muni- cipal government had not kept pace with the growth of its population. Augustus set himself to remedy this state of things. 338. Public Improvements and Municipal Government. The supplement to the Monumentum Ancyranum gives us a long list of the new buildings which he cohstructed, and of the old ones which he repaired or rebuilt. The gen- eral supervision of public works was put in charge of two ciiratores operum publicorum. Many new aqueducts were brought into the city, and the care of the water supply and of the Tiber was intnisted to imperial commissioners. ESTABLISHMENT OF THE EMPIRE 28 I All of these ofificials were of senatorial rank, A still more important matter was the cnra annonae, which was intrusted to an imperial praefectus of equestrian rank. It was the duty of this official to see that Rome was supplied with grain, to superintend its distribution to poor people, and to control the price of it. All these municipal affairs had previously been managed by the aediles and censors, so that the establishment of these imperial offices abridged their powers correspondingly. 339. Improvements in Municipal Government. The city was lamentably in need of suitable arrangements for extin- guishing fires and maintaining order. A long step toward the accomplishment of these two objects was taken by the organization of a fire and police department of 7000 or 8000 men in a.d. 6. For convenience in administration the city had been divided into fourteen regiones, and each one of the seven detachments, into which this force was divided, was called on to protect two of these. The bri- gade was in charge of a praefectus, appointed by Augustus. This official had a limited criminal jurisdiction somewhat like that of the III viri capitales (cf. p. 210). To main- tain order during his absences from the city, the emperor appointed 2i praefectus urhi (cf. p. 212). It was left for his successor, however, to make this office permanent. 340. Condition of Italy. One of the greatest blessings which Augustus conferred on Italy consisted in the encour- agement of local self-government along the lines laid down by Julius Caesar in his lex Inlia 7iiJinicipaIis. The roads were also kept in good condition, and order was main- tained. Very few of the Italians from this time on served in the army, but in a way they paid for their exemption from military service by a five per cent tax on legacies and a four per cent tax on the sale of slaves. 282 IMPERIAL PERIOD: HISTORICAL 341. The Frontier Policy of Augustus. In dealing with Roman territory outside of Italy, Augustus directed his attention to the settlement of two important questions — the establishment of a natural and secure frontier and the reorganization of provincial government. In both direc- tions his efforts were crowned with success. In the East, at the beginning of his reign, the Parthian question was still unsettled. The Roman standards and the Roman cap- tives, taken at Carrhae in 53 B.C., were still in the pos- session of Parthia, while the failure of Antony's campaigns in the years 40 to 36 (cf. p. 146) had increased the feeling of insecurity in the eastern provinces. This situation was very happily relieved by the development of a dynastic quarrel in Parthia in 20 n.c. Augustus took advantage of this ([uarrel to secure the return of the standards, and King Phraates was even induced to send four of his sons to Rome as hostages. At the same time the Euphrates was made the eastern frontier of the empire. To the south the great desert of Africa formed a natural boundary, and the provinces in that quarter of the world were safe, except from the occasional incursions of nomad tribes. On the west was the Atlantic. To the north the problem was a more comi)licated one, and the frontier policy of Augustus was, at the outset, less clearly deter- mined. For a time the Romans seem to have intended making the Elbe the line between them and the Ciermans, but after the defeat of Varus, in a.d. 9, they withdrew to the west and south of the Rhine and adopted that river, with the Danube, as the northern frontier of their terri- tory. Raetia was organized as a province in 15 B.C., Nori- cum in the same year, and Moesia in a.d. 6, so that by the reduction of Pannonia to the form of a province in A.D. 10, Rome controlled all the country bordered on the ESTABLISHMENT OF THE EMPIRE ■ 283 north by the rivers Rhine and Danube from the North sea to the Black sea. 342. Imperial and Senatorial Provinces. As we have already noticed (p. 268), in the division of provinces between Augustus and the senate, those in which a mili- tary force was needed were assigned to the emperor. After the division in 27 B.C. some transfers were made, but at the death of Augustus the Hst of imperial provinces included Sardinia and Corsica, Hither Spain, Lusitania, " the three Gauls " (Aquitania, Lugdunensis, Belgica), Pan- nonia, Dalmatia, Moesia, Galatia and Pontus Polemoniacus, Cilicia, Cyprus, Egypt, Syria, Raetia, and Noricum. The senate controlled Baetica, Gallia Narbonensis, Macedonia, Achaea and Epirus, Asia, Bithynia, Crete and Cyrene, Africa, Sicily, and Cyprus. Cisalpine Gaul had ceased to be a prov- ince in 42 B.C., when the limits of Italy had been extended to the Alps. 343. Improvements in Provincial Government. To no part of the Roman Empire did the reforms of x\ugustus bring greater relief than to the provinces. The financial improvement which they experienced has already been noticed (p. 274). The gain which they made in other respects was equally great. This was particularly true of the imperial provinces, for the governors of these provinces were chosen, not by lot, but on the score of honesty and fit- ness, and were personally responsible to Augustus, who had an intimate acquaintance with the condition of the several provinces and kept a watchful eye on their progress. One of the defects of the republican system lay in the fact that a provincial governor held office usually for only one year, so that he could scarcely learn the needs of his province before he would be recalled. The evils of the republican system are laid bare by Cicero's letters from 284 IMPERIAL PERIOD: HISTORICAL Cilicia in 51-50 B.C. In the imperial provinces the term of office was invariably of considerable length. Under the republic governors filled their pockets by requisitions, which demoralized the government and crippled the resources of the provinces. Under Augustus provincial governors received a generous fixed salary, and service in the prov- inces became an honorable and attractive profession, with prospect of steady advancement for those who showed them- selves capable and honest. The senatorial provinces still labored under many of the evils of the old system, but even over them Augustus exercised some supervision, and the excellence of the government in the imperial provinces could not fail to exert a beneficial influence. 344. System of Provincial Government. Augustus directed the government of the provinces by virtue of his proconsular impa-iiwi, and governors in imperial provinces, who were all appointed by him, acted pro praetore regardless of the office which they had previously held in Rome, and were called legati Augusti pro praetore. The governors of senatorial provinces, on the other hand, all had a procon- sular title without regard to the magistracy which they had held in Rome. Only ex -consuls, however, were sent to Asia and Africa. The higher title which the senatorial gov- ernors had did not make their position equal in dignity to that of the imperial governors, however, because the latter had charge of an army, while the senatorial governors did not. Provincial governors supervised the administrative affairs of their provinces, and had jurisdiction in civil cases, and in criminal cases where pcregrini only were concerned. The imperial governor had a military command also. In impe- rial provinces an appeal could be taken from the governor's sentence to the emperor ; in senatorial provinces, to the ESTABLISHMENT OF THE EMPIRE 285 senate or the emperor. The financial interests of an impe- rial province were in the hands of an official called a procurator, chosen by Augustus himself. Imperial pro- curators also cooperated with the proconsuls in managing the finances of senatorial provinces. In military and judi- cial matters the imperial governor was assisted by legati Augusti Icgiomitn and by legati Augicsti iuridici. In prov- inces like Egypt or Judaea, where the emperor was regarded as the legal successor of the previous ruler, a praefectus or a procurator was placed in charge. Governors were assigned to the senatorial provinces by lot, and held office for a year. The law of 5 2 B.C., which required an interval of five years between a magistracy at Rome and a governor- ship in a province, was still in force. The senatorial gov- ernors of consular rank were assisted by three legati and a quaestor. Those of praetorian rank had one legatus and a quaestor. The legati were appointed by the governor him- self, but his appointments were subject to the approval of the emperor. 345. Reforms in the Military System. The assignment to Augustus of the provinces where troops were needed not only gave to him the control of the army, but by implica- tion took away from the senate the right of levying troops for its own provinces. When disturbances arose in a sena- torial province the emperor took charge of matters. The necessity of protecting distant frontiers had made it impos- sible even under the republic to adhere to the traditional practice of discharging the soldiers each year and levying and organizing a new force. However, the fiction was conscientiously observed of reenlisting all the troops at the end of the year. It was, therefore, a theoretical, not a practical change in the military system which Augustus made in 13 b.c, by enlisting troops for a fixed term of 286 IMTEKIAL PERIOD: HISTORICAL years. The term was at first made one of sixteen years for the legionaries and twelve years for the guards, but in A.D. 5 it was lengthened to twenty and sixteen years respectively. A second imjiortant change which he made in the military system consisted in the larger use of auxiliary troops. The use of these troops, and the resulting dis- taste of the Italians for military service, led to a decline of the martial spirit in Italy, and made the peninsula inca- pable of resisting a possible invasion ; but the strong line of border provinces which Augustus established prevented this danger from becoming a real one for many years. Selections from the Sources Livy, Epp., CXXXIV-CXLII ; Res gestae divi Angusti (or the Momimentum Ancyrantnn) \ Velleius Paterculus, II. 89-123; Sue- tonius, Augustus; Dio Cassius, LI. 19-LVI ; Florus, II. 22-34; Eutropius, VII. 8-10; Tacitus, Attn. I. 1-5. Octavius returns to Rome in 29 B.C.: Dio, LI. 21 ; C. I. L. \y p. 399. — Extraordinary powers granted to him in 29 B.C. : Dio, LI I. 41; Suet. Atig. 27. — Gratuities to soldiers: Res gestae, ed. Momm. III. 17. — Takes census: Res gest. II. 2-5 and pp. 36-8. — Revises list of senators: Res gest. II. 1-2 and pp. 35-6; Dio, LII. 42. — Princeps senatus : Dio, LIII. i. — Meeting of senate, January 13, 27 B.C.: Dio, LIII. 3-1 1 ; /\Vj- gest. VI. 13-15 and pp. 145-8. — Proconsular imperium for ten years : Dio, LIII. 13— Division of the provinces : Dif), LIII. 12. — Title of Augustus and other honors: Res gest. VI. 16 f.; Suet. Aug. 7 ; C. /. L. I.i p. 3S4 ; Dio, LIII. 16. — Goes to Gaul and Spain for three years : Dio, LIII. 22. — Praefectus urbi {25 u.c.) : Tac. ..-/////. W. 11. — Galatia, province : Dio, LIII. 26. — Augustus returns to Rome : D;o, LIII. 28. — Signet ring to Agrippa (23 B.C.): Dio, LIII. 30. — New powers granted in 23 B.C.: Dio, LIII. 32. — Marccllus's death : Dio, LIII. 30. — Ten praetors: Dio, LIII. 32. — Augustus assumes cura annonae (22 B.C.) : Res gest. I. 33-5 and pp. 24-7 ; Dio, LIV. i. — Refuses dictatorship, censorship, and consulship for life {22 n.c.) : Res gest. I. 31-6; Dio, LIV. 1-2. — Cura hidorum from aediles to praetors: Dio, LIV. 2. — • ESTABLISHMENT OF THE EMPIRE 28/ Sumptuary law (22 b.c): Dio, LIV. 2. — Conspiracy of Murena and Caepio {22 B.C.) : Dio, LIV. 3 ; Veil. II. 91. — Spends three years in Oriental provinces (22 B.C.) : Dio, LIV. 6 ff . — Standards returned by Parthia (20 B.C.) : Res gest. V. 40-43 and pp. 124-8 ; Dio, LIV. 8. — Curatores viarum (20 B.C.): Dio, LIV. 8. — Names Q. Lucretius consul (19 B.C.) : Dio, LIV. 10. — Returns to Rome {19 B.C.) : Dio, LIV. ID. — Charge of provinces and armies ten years more (18 B.C.) : Dio, LIV. 12. — Agrippa, tribunician power for five years : Dio, LIV. 12. — Senate, 600 members: Dio, LIV. 13-14. — Lex de adulteriis (18 B.C.): Suet. Aug. 34. — Lex de maritandis ordinibus (iS B.C.): ?,\i.&t. Attg. 34; Dio, LIV. 16; Gains, I. 178. — T. Statilius Taurus, praefectus urbi : Dio, LIV. 19. — Defeat of Lollius by the Germans (16 B.C.) : Dio, LIV. 20 ; Veil. II. 97; Suet. Aug. 23. ^Augustus goes to Gaul (16 B.C.) : Dio, LIV. 19. — Returns from Gaul (13 B.C.) : Dio, LIV. 25. — Reorganization of the XX viri (13 B.C.): Dio, LIV. 26.- — Agrippa's tribunician power renewed for five years (13 B.C.): Dio, LIV. 28. — Augustus, pontifex maximus (12 B.C.): Dio, LIV. 27 ; Suet. Aug. 31 ; Res gest. II. 23 f. and p. 45. — Agrippa dies (12 B.C.): Dio, LIV. 28; Plin. N. H. VII. 8.— Campaigns of Drusus and Tiberius: Dio, LIV. 31 ff . ; LV. i, 29 £f. ; LVI. 12 ff. ; Veil. II. 110-115 ; Suet. Tib. i6f. — Tiberius marries Julia (n B.C.) : Dio, LIV. 35. — Cura aquarum (11 B.C.): Frontin. de Aquaed. 99 ff. — Quaestors take charge of archives (11 B.C.) : Dio, LIV. 36. — Death of Drusus (9 B.C.): Dio, LV. i. Augustus's charge of armies and provinces renewed for ten years (8 B.C.) : Dio, LV. 6. — Tiberius receives tribunician power for five years (6 B.C.) : Dio, LV. 9. — Augustus receives title of pater patriae (2 B.C.): Suet. Aug. 58. — Lucius and Gaius Caesar receive title of princeps iuventutis (2 B.C.): Res gest. III. 4-6 and pp. 52-8. — Tiberius returns from voluntary exile (a.d. 2) : Veil. II. 103. i ; Suet. Tib. 13. — Augustus's charge of armies and provinces renewed for ten years (a.d. 3) : Dio, LV. 12. — C. Caesar dies (a.d. 4) : C. I. L. XI. 1421 (cf. Clinton, Fast. Hell. III. p. 264). — Augustus adopts Tiberius (a.d. 4): Veil. II. 103; Dio, LV. 13; Tac. Ann. I. 3, 10 ; IV. 57. — Tiberius receives tribu- nician power for ten years (a.d. 4) : Dio, LV. 13; Veil. II. 103. — Army reforms (a.d. 5): Dio, LV. 23; Tac. Ami. I. 17. — Praefectus vigilum (a.d. 6): Dio, LV. 26. — Tax on sale of slaves (a.d. 7) : Dio, LV. 31. — Modification of the commendatio (a.d. 8): Dio, LV. 34. — Defeat of Varus (a.d. 9?): Veil. II. 117-120; Dio, LVI. i8 ff. ; Suet. Aiig. 23; Tib. 17. — Lex Papia Poppaea 288 IMTERIAL PERIOD: HISTORICAL (a.d. 9); Dio, LVI. 10. — Augustus receives armies and provinces for ten years (a.d. 13): IMo, LVI. 28. — Tiberius receives tribuni- cian power for indefinite period (a.d. 13) : Dio, LVI. 28. — Legislative committee with powers (a.d. 13): Dio, LVI. 28. — Augustus dies (a.d. 14) : Dio, LVI. 29 f. ; Suet. Aug. 99-100 ; Tac. Ann. 1. 5. Selected Bibliography A. The Empire in Geitcral L. de Tillemont, Histoire des empereurs, etc., 5 vols. Venice, 1732. Ch. Merivale, History of the Romans under the Empire, 7 vols. New York, 1862. H. Schiller, Geschichte der romischen Kaiserzeit, 2 vols. Gotha, 1882-7. Edw. Gibbon, The History of the Decline and Fall of the Roman Empire, revised by J. B. Bury. London, 1900. L. Friedlander, Darstellungen aus der Sittengeschichte Roms, etc., 3 vols., 6th ed. Leipzig, 18S8. Th. Mommsen, The Provinces of the Roman Empire, 2 vols. New York, 1886. Th. Mommsen, Romisches Staatsrecht (Vol. II). Leipzig, 18S7. H. Peter, Die geschichtliche Litteratur Uber die romische Kaiserzeit, etc., 2 vols. Leipzig, 1897. G. Goyau, Chronologic de I'empire romain. Paris, 189 1. Prosopographia imperii romani saec. I, II, III, 3 parts. Berlin, 1897- B. The Reign of Augustus V. Gardthausen, Augustus und seine Zeit (I. i, 2 ; II. i, 2). Leipzig, 1891-6. W. \V. Capes, The Early Roman Empire. London, 1876. Supplementary Literature, 190 1-19 10 Shuckburgh, Augustus. London, 1903. Domaszewski, Geschichte d. romischen Kaiser, 2 vols. Leipzig, 1909. CHAPTER XIII FROM TIBERIUS TO NERO 346. Tiberius becomes Emperor. With the death of Augustus the principate legally came to an end. He had made Tiberius his associate in the government (cf. p. 273), but he could not confer upon him nor bequeath to him his powers as princeps. Tiberius was placed in such a preeminent position, however, that it was difficult to thwart his ambition, and he understood how to make good use of his opportunity. He felt that the support of the army was the essential thing, and that the acquiescence of the senate and people would follow as a matter of course. He at once, therefore, assumed charge of the praetorian guard, and had the armies take the oath of allegiance. Their example was quickly followed by the magistrates and the senate. This method of procedure forestalled any possible opposition. In fact, when the senate met to confer on him the powers of his predecessor, Tiberius was able to make his acceptance of them appear a concession to its. entreaties. 347. The two Periods of his Reign. The change which took place in the character of Tiberius under the influence of L. Aelius Sejanus is well known. The same influence brought about a marked change in the character of his government also. Sejanus became prefect of the praetorian guard in the year 16, and greatly strengthened his influence seven years later by bringing all the sections of that force together into one station. However, even this exceptional oosition did not count for so much as did the perfect 289 290 IMPERIAL I'ERIOl): HISTORICAL confidence which Tiberius placed in him, and the fact that Sejanus became his sole confidant. It is unnecessary for our purpose to estimate the character of Tiberius, which assumes such different aspects in the historical works of Tacitus and Velleius Paterculus. Each account probably presents one side of the truth. In the same way the period before Sejanus acquired his influence over Tiberius, and the subsequent period, reflect respectively the good and the evil elements in the character of the emperor. When he ascended the throne there was much to inspire the Romans with confidence in his wisdom and justice. He was a man of affairs ; he was simple in his personal tastes ; he had a respect for tradition and a peculiar reverence for the policy of his predecessor. Furthermore, he had a wide knowledge of the condition of the empire, acquired by numerous cam- paigns and by years of residence in the provinces, and the early years of his reign seemed to justify the hope w-hich the possession of these qualities held out. But with the ascendency of Sejanus, and the retirement of Tiberius from Rome in the year 26, the aspect of things changed. The results of the baneful influence of Sejanus were aggravated by the death in a.d. 19 of Germanicus, the nephew of Tiberius, and, in the year 23, of Drusus, his son. Both of these young men enjoyed a popularity, perhaps undeser\'ed, which made it important for the emj)eror to keep the good- will of the people. With their death this incentive dis- appeared. The death of these two men also stimulated the ambitious designs of Agrippina, the widow of Ger- manicus, in behalf of her sons, and Tiberius had some reason to fear cabals among the senators in their behalf. The two weapons which he used against these senators, and against others whom he suspected of ambitious designs, were the |)rocesses de maicstatc and de trpctimJis. TIBERIUS TO NERO 29 1 348. Trials for Treason and Misgovernment. The con- ception of 7niiiHta maiestas was a development oi perdiiellio, and in the late republic covered such offenses as attacks on the freedom and sovereignty of the people or the safety of the state, and neglect of important official duties. The change involved in the actions brought during the second part of Tiberius's reign lay in the substitution of the maie- stas principis for the maiestas populi. Any acts which were interpreted as prejudicial to the emperor's welfare or dig- nity made the person committing them liable to the charge of mi?iuta maiestas. Trivial charges also were taken into consideration ; the ordinary rules governing criminal pro- cedure were not observed, and the severity of the penalties imposed was out of proportion to the offenses committed. The equitable treatment of the provinces is one of the things which may be set down to the credit of Tiberius. The most effective means which he found to hold provin- cial governors to their duty was the institution of actions de repetiindis against them ; but it was very difficult for a governor in the performance of duties which required the exercise of discretion not to lay himself open to a technical charge on this score. The evil features of the situation were aggravated by the machinations of professional informers, and by the fact that trials on both the above-mentioned charges were held before the senate. Tiberius himself would have hesitated to condemn on his own responsibility men for whose condemnation this servile body, with its divided responsibility and its dread of the emperor, cast its vote. 349. Constitutional and Administrative Changes. The most important constitutional change made by Tiberius was the transfer of the elections from the people to the senate. Henceforth the popular assemblies met in their 292 IMPERIAL rKRIOl): HISTORICAL electoral capacity only to hear an announcement of the results of the elections in the senate. The change was essentially only a formal one, since popular elections had already lost their significance. This method of choosing magistrates was in some respects a reversion to the system in vogue under the monarchy (cf. p. 14), and, since ex-mag- istrates were given seats in the senate, that body, nomi- nally at least, chose its own members. It should be noticed, too, that the new functions which Tiberius and his prede- cessor assigned to the senate made it not only a legisla- tive but also a judicial and an electoral body. The most important changes in the magistracies consisted in making the praefcctus urbi a permanent official, and in putting a single prefect at the head of the praetorian cohorts, although some of the successors of Tiberius reverted to the Augustan system and appointed two pracfedi praetorio. Some temporary importance was also given to the consul's office by the prolonged absence of Tiberius from the city. 350. The Reign of Gaius. Upon the death of Tiberius in A.D. 37 Gaius Caesar, the son of Germanicus, the adopted son of Tiberius, who was sujiported by Macro, the praeto- rian prefect, was proclaimed emperor by the senate. The first measures of Gaius seemed to indicate that the enthu- siasm with which the death of Tiberius and the accession of a son of the popular leader Germanicus were greeted was justified. Actions for inaiestas were suspended. Pro- fessional informers were suppressed, and the elections were turned over to the popular assemblies again ; but in each one of these cases Gaius returned in a very short time to the i)ractices of Tiberius. Throughout his reign, in fact, he was the creature of caprice, the victim of megalomania, and represented absolutism in its crudest form. In an in- credibly short time he had spent ujjon extravagant projects TIBERIUS TO NERO 293 of all sorts the sum of 700,000,000 sesterces, which his economical predecessor had saved, and proceeded to meet the resulting deficit by confiscation and oppressive taxation. The only constitutional change of any importance made during his reign was the addition of a fifth decury of jurymen, which brought the number of indices up to about 5000. The wrath of the people groaning under this tyran- nous government found expression in one conspiracy after another, until finally in the year 41 Gaius was murdered by the officers of his own guard. 351. The Reign of Claudius. By his death the govern- ment was left without a head once more, and for two days the senate considered the advisability of restoring the republic ; but the clamor of the populace and the interven- tion of the soldiers decided the matter in favor of Claudius, the nephew of Tiberius and uncle of Gaius. Claudius had lived up to this time in retirement. In fact, the soldiers found him hiding in the palace for fear of his life. A natu- ral weakness of character and bodily defects had kept him out of public life, and the contempt of those about him, and the ill-treatment which he had received at their hands, had made him distrustful of himself. His life had been given up largely to antiquarian pursuits. These facts deter- mined in large measure the character of his reign. His lack of self-confidence made him lean helplessly on others, while the interest which he had felt in the minutiae of gram- matical study incapacitated him for developing compre- hensive plans of government. As a result he was easily managed by the members of his household, and the inner history of his reign is a continuous story of intrigue by the women and the freedmen about him, first by his freed- man Narcissus and his wife MessaHna, and, after her death, by Narcissus and his second wife Agrippina, with the 294 IMPERIAL PERIOD: HISTORICAL support of Pallas, and of Burrus, whom she had elevated to the position of prefect of the praetorian guard. This transfer of the real authority to men who were virtually imperial ministers — for this was what the new system really amounted to — had its advantages as well as its disadvan- tages. Narcissus in particular, who played so important a role during the greater part of Claudius's reign, had a decided talent for public affairs, and the administration of the government profited accordingly. Thus, for instance, not only were ])ublic finances placed on a sound basis once more, but public improvements of great importance were made, such as the extension of the aqueduct system, and the improvement of the harbor at Ostia. The antiquarian tastes of Claudius were not wholly detrimental to the public interests. They encouraged a regard for tradition and for old institutions ; the senate in particular was treated with respect. It became once more a deliberative body, and acquired some^part of its old-time independence. Although the natural bent of Claudius and his early life had robbed him in a measure of the power of taking the initiative in important matters, it had developed in him an infinite patience in perfecting a system already in existence. To this characteristic is due largely the improvements in the judicial system and in the police and water departments of the city. 352. Accession of Nero. In her stniggle with Narcissus, Agrippina's first object was to secure the succession for Nero, her son by Cn. Domitius Ahenobarbus. She pre- vailed at last upon Claudius to adopt him, and, taking advantage of the illness and absence of Narcissus in the year 54, cleared the way for her son by having Claudius poisoned. Her faithful supporter, Burrus, brought Nero before the troops, and he was saluted emperor. TIBERIUS TO NERO 295 353. Court Intrigue under Nero. His reign was like that of his immediate predecessor in two respects. It was full of intrigue, and the control of public affairs was left largely in the hands of advisers and favorites. The char- acter of the government depended on the character and ability of those under whose influence Nero fell. When Agrippina first formed her ambitious plans for her son, she placed him under the tutelage of the philosopher Seneca and the protection of the prefect Burrus. As soon as he ascended the throne, the new emperor showed that he cared only for the pleasures and the distinction which his position gave him, and was content to leave the affairs of state in the hands of his mother and her two advisers ; but the outcome did not please Agrippina. She was by no means satisfied with the small share in the government which she soon found that Seneca and Burrus were wilUng to allow her, and she cast about for means to force Nero to recognize her authority. Her efforts were. fruitless, and it is a remarkable illustration of the irony of fate that her downfall was finally brought about by the same means which had raised her to power. Just as her personal charms had been used to encompass the ruin of Messalina, so the beauty of Poppaea Sabina, the wife of M. Salvius Otho, caused the downfall of Agrippina. Ultimately she, as well as Britannicus and Octavia, Nero's wife, fell a victim to the jealous sus- picions of the emperor. The death of Burrus three years later, in 62, the appointment of TigeUinus as one of the prefects of the praetorian guard, and the forced retirement of Seneca, left Rome at the mercy of Nero's passions, stim- ulated as they were by TigeUinus and the freedmen of the court. 354. Administration of Public Affairs under Nero. The character of Nero's administration differed greatly in these 296 IMPERIAL I'KKIOI): HISTORICAL two periods. Under the ministerial rule of Seneca the senate was associated in the g()\ernment, as it had been in the time of Claudius (cf. p. 294), and, thanks to the cre- ative ability of Seneca and the patience and energy of Burrus, many important administrative reforms were intro- duced. The legislation of the years 56-62 touching wills, adoption, and certain abuses in the courts, as praevariaxtio and tergiTersatio, was esijecially salutary. The finances were managed with such wisdom that 60,000,000 sesterces were annually turned into the state treasury. The second period of the reign shows a far different state of affairs. Life and liberty were held in light esteem, and the finances of the state fell into a deplorable condition. The financial difficulties of the em[)ire were due in part to the great fire of the year 64 and to the expenditure of large sums in carrying on foreign campaigns ; but only in part, since the extravagance of the court in building palaces and baths and in giving public games was largely responsible for this state of affairs ; and, to make matters worse, in meeting this difficulty, the government resorted to the dangerous expedient of debasing the coinage. 355. Galba, Otho, and Vitellius. The discontent to which Nero's misgovernment gave rise found expression in numerous conspiracies supported by the aristocracy and members of the senate. But Nero had little to fear from this source. The danger lay in another quarter. The establishment of a standing army by Augustus, with a long, fixed term of service (cf. pp. 285 f.), and the assignment of legions for an indefinite period to a particular province, where allegiance to the emperor was forgotten in devotion to their commander, had divided the em])ire into a group of inchoate ]jrincij)alities, in each of which the soldiers and inhabitants had begun to feel the community of their TIBERIUS TO NERO 297 interests. In fact, the tendency which was developing in the provinces in the middle of the first century of our era, unless it had been summarily checked, might have led to the immediate disintegration of the Roman Empire. The first clear indication of this nationalist movement appeared in Gaul in 68, but the defeat of the leader of the move- ment, C. Julius Vindex, by L. Verginius Rufus, the gov- ernor of Upper Germany, crushed it out. Rufus himself, however, was proclaimed imperator by his troops. He declined the offer, it is true, but not so much because of his loyalty to Nero or the central government as on account of his own low origin, which would probably have frustrated any designs on the throne. No such difficulty stood in the way of Ser. Sulpicius Galba, the governor of Hispania Tarraconensis, who belonged to an old and influ- ential family. He was proclaimed emperor by his own troops, was supported by the German legions, when their commander, Rufus, had positively refused to accept the position, and through the efforts of Numpidius Sabinus, the prefect of the praetorian guard, secured the adherence of that force. Nero, finding himself deserted by every one, took his own life June 9, 68. The policy of Galba did not prove to be a wise one. He punished the dis- affected soldiers of the German legions. He removed their popular leader, Rufus, and estranged the praetorian guard by not fulfilling the promises which Numpidius had made in his name. The legions in Lower Germany retaliated by naming their commander, A. Vitellius, emperor, while the praetorian guard in Rome proclaimed M. Salvius Otho. Galba was assassinated in January, 69 ; the senate con- firmed the choice of Otho, and the new emperor set out for the North to check the advance of his rival. Otho was defeated at Cremona, and later at Bedriacum, and left 298 IMPERIAL PERIOD: HISTORICAL Italy and his Italian supporters a prey to the wrath and the greed of the (ierman legions by taking his own life in April, 69. Vitellius was at once recognized as emperor by the senate, and began his reign by adopting a conciliatory policy toward the senate and the members of the opposite faction. 356. Extinction of the Julian Line. Naturally very little of constitutional or administrative significance was done during this year of confusion. The most important result of the death of Nero was the disappearance of the partially recognized hereditary principle. The recognition of this principle had tended to give continuity to the gov- ernment. At least, the next of kin to a deceased emperor, if supj)orted by the praetorian guard, was reasonably sure of the succession. The extinction of the Julian line, how- ever, opened the door to any successful commander, and the armies in the provinces became the effective electoral bodies. The necessity of securing the confirmation of the senate was recognized, but the acquiescence of that body was naturally a matter of form. 357. The Frontier Policy from a.d. 14 to 68. The successors of Augustus from a.d. 14 to 68 followed out the frontier policy which he had indicated. They strength- ened the frontiers of the empire, but made no serious efforts to push them forward, except in the case of Britain. In the East, the reduction of Cappadocia to the form of a province in a.d. 17 helped to protect Roman territory, and, after a long dispute over Armenia, a modus vii'cndi with Parthia was reached in the year 63, under which Tiridates, the brother of the Parthian king, received the Armenian crown in Rome from the hands of Nero. Under Claudius the southern frontier was fortified, and the two Maure- tanian provinces, which had been established in 40, were TIBERIUS TO NERO 299 completely pacified two years later. In the North no determined effort was made to force the peoples beyond the Rhine to recognize Roman authority, but the frontier line along that river was protected, and the Germans were encouraged to waste their strength in internecine warfare. Disturbances in Thrace led to its annexation as a prov- ince in 46, and thus the Danube continued the line of the empire to the Black sea. In the West only an impor- tant increase of territory was made by the conquest of southern Britain and its erection into a province in the year 43. 358. Municipal Government in Italy. One of the most noteworthy constitutional changes under the early empire consisted in the development of municipal government in Italy and the provinces, and in the tendency to secure uniformity, at least within a given area. The prevailing system adopted for the miinicipia in Italy was similar to that in force in Rome. It comprised magistrates, a senate, and a popular assembly. The magistrates were known as IV viri, formed two colleges, and were commonly called // viri iiire diciindo and // viri aedilicia potestate. They were chosen in the popular assembly, although elections were later transferred to the senate. The // viri iure di- cundo had the right to convoke and preside over the local senate and popular assembly, to exercise jurisdiction in civil and criminal cases under certain restrictions, and in coop- eration with the senate they had charge of the finances and of the local military contingent. The // viri aedilicia potestate had charge primarily of the police and of the public games. In some communities quaestors were also chosen. Otherwise minor financial duties were performed by the aediles. All these officials were chosen annually, and had insignia not unlike those of the magistrates at 300 IMPERIAL PKRIOI): HISTORICAL Rome. Every five years // viri quinqueiinalcs censoria potestate were elected to take the census. The senate {ordo deairiomini or senatiis) usually comprised loo mem- bers. A senator held his position for life, subject to the discretion of the censors, who made out the Hst of senators on the same principle which the censors at Rome followed. The relations which a municipal senate bore to the local magistrates and popular assemblies were almost exactly the same as those which the Roman senate bore to the Roman magistrates and to the comitia. The inhabitants of the municipalities fell into two classes, cives and incolae. Gives were those who had the rights of citizenship by birth or by special concession. Incolae were those who had taken up their domicile in a town without severing their relations with the community from which they had come. Both classes were liable to military service and to the other munera imposed by the community, but the cives only, under the early empire, were eligible to office. The unit in the popular assembly was the curia or the tribus, and the method of voting was identical with that in force at Rome. 359. Local Government in the Provinces. The unit of government in the newly acquired provinces of the West was the municipality, and to most of these municipalities, as they gave evidence of becoming Romanized, the ins Lata was granted. Those who had held magistracies or a seat in the local senate received the full rights of citizen- ship, and the adoption of this policy did much toward attaching the leading families to the Roman regime. In Germany and the other less civilized provinces to the north, the cantonal or some similar unit of government was adopted. The policy which Rome followed in the older provinces of the East has already been discussed (cf. TIBERIUS TO NP:R0 3OI pp. 88 ff. )• Some modifications of it had been intro- duced in the later republican period, but in most cases the old systems of local government with the traditional titles for the several offices were retained, except that the financial system was reorganized. 360. Changes in Provincial Government. The govern- ors of imperial provinces were appointed by the emperor, administered their provinces under his supervision, and looked to him for advancement, and one of the most marked but natural changes of the provincial system, during the period under consideration, is the tendency to leave all important matters of administration to the decision of the emperor. This practice comes out very clearly some fifty years later in PHny's letters to Trajan, where matters of almost a trivial character were referred to the emperor for settlement. The senate theoretically maintained its right to reverse the decisions of its own governors, and on occasion actually exercised the right, as we may infer from Phny's correspondence (X. 56; X. 72) ; but the commanding influence of the emperor in the senate, his exalted position as proconsul of a large part of the Roman world, and the deference shown him by the governors of imperial provinces could not fail to have an effect on the governors of senatorial provinces also. We are not surprised, therefore, to find them, too, appealing to the emperor for advice in difficult matters of administration. Governors in both the imperial and senatorial provinces seem to have taken more and more into their own hands the supervision of the administrative affairs of the communities located in their provinces. In particular, as we see from Pliny's letters, they concerned themselves with the economic affairs of these communities and the questions involved in the construction of public buildings and public works. 302 IMPERIAL rEKIUD: HISTORICAL 361. The Provincial Assemblies. A new and most interesting iK)liti( al institution of the imperial period is the provincial asseml)ly, made uj) of representatives from the communities lying within a given area. As early as the time of \erres the commonwealth of Sicily {commune Sici- liae, Cic. in Verr. ii, 2. 154) chose representatives to pay certain honors to its governor. It was left for the im- perial cult in the provinces, however, in its development to direct this movement toward representative government. The cult of the emi)eror appeared first in Augustus's own lifetime in the (ireek cities of .Asia, and spread rapidly through the western as well as the eastern provinces. The imperial officials fostered it, because it knit the Roman world together and developed a spirit of loyalty toward the central government, as personified in the emi)eror. To construct temples to him and to the Den Roma, and to celebrate festivals in honor of the new deities, a provincial assembly {concilium provinciac) met annually in the principal city of the province under the presidency of Xhe Jia?ncn proiinciac. Its main duties were of a religious character. They consisted in arranging the details of the imperial worship, and in imposing taxes for its proper main- tenance on the cities of the province ; but these assemblies also took it on themselves to discuss certain matters of general interest to their respective provinces, and to send deputations to the emperor to lay the results of their deliberations before him. A large body of inscriptions attests the activity of the concilia and shows the varied character of the business which came before them. The institution acquired in time some political importance (cf. p. 372), and it is interesting because it is one of the earliest attempts to establish on a large scale our modern system of representative government. TIBERIUS TO NERO 303 Selections from the Sources Tacitus, Anti. I. 5-VI ; XI-XVI ; Hist. I ; II. i i-ioi ; Suetonius, Tiberius, Caligula, Claudius, N^ero, Galba, Otho, Vitellius ; Dio Cassius, LVII-LXV; Josephus, Antiq. hid. XVIII-XX; Strabo; Velleius Paterculus, II. 124 ff. ; Plutarch, Galba, Otho; Eutropius, VII. 11-18. Recommendations of Augustus read in senate : Dio, LVI. t,^,. — Elections given to senate (a.d. 14) : Tac. Ann. I. 15 ; Veil. II. 126. 2. — Mutiny in Germany: A)in. I. 31 ff . ; Dio, LVII. 4 f. — Minuta maiestas : Ann. I. 72. — Curatores riparum et alvei Tiberis : Dio, LVII. 14. — Recall of Germanicus (a.d. 16): Antt. II. 26. — Cappa- docia, Roman province (a.d. 17): Dio, LVII. 17. — Alliance with Parthia (a.d. 18) : A)tn. II. 58. — Death of Germanicus (a.d. 19) : Ann.W. 69-73. — Law governing price of grain (a.d. 19) : Ann. II. 87. — Death of Cn. Piso (a.d. 20) : Ann. III. 15. — Sumptuary laws: Ann. II. iT^\ III. 52-5. — Drusus, the tribunicia potestas (a.d. 22) : .^««. III. 56-7.-^ L.AeliusSejanus: Anti. IV. 1-2. — ^ Sejanus is refused the hand of Livia (a.d. 25) : A)i}t. IV. 39-40. — Tiberius retires to Capri (a.d. 27): Ajin. IV. 67. — Overthrow of Sejanus (a.d. 31): Dio, LVIII. II; Suet. Tib. 65. — Prosecutions: Ann. VI. 3 ff. — Financial legislation (a.d. ^■^•. Ann. VI. 17. — Death of Tiberius (a.d. 37) : Ann. VI. 50 ; Suet. Tib. 73. — Gaius succeeds : Suet. Cal. 14. — Elections restored to comitia (a.d. 38) : Dio, LIX. 9. — Prosecutions: Dio, LIX. 13, 16, 18. — Cruelties of Gaius : Dio, LIX. 25-6. — Murder of Gaius (a.d. 41): Suet. Cal. 58; Dio, LIX. 29. — Claudius succeeds: Suet. Claud. lo-ii; Dio, LX. i. — Charac- ter: Suet. Claud. 2 f., 29 ff. ; Dio, LX. 2 ; Sen. Apoc. — Reforms: Dio, LX. 6. — Provinces of Mauretania established (a.d. 42) : Dio, LX. 9. — Conspiracy of Vinicianus (a.d. 42): Dio, LX. 15. — Cam- paigns of Plautius and Ostorius in Britain (a.d. 43 and 50) : Dio, LX. 19-22, 30; Ann. XII. 31-40; Agr. 13 f. — Achaea and Macedonia become senatorial provinces (a.d. 44) : Dio, LX. 24. — Treasury under two quaestors: Dio, LX. 24. — Advocates' fees limited: Ann. XI. 5-7. — Census taken (a.d. 48): Ann. XL 25. — Messalina killed (a.d. 48) : Ann. XL 26-38. — Agrippina : Ann. XII. 1-8: — Seneca, tutor of Domitius, son of Agrippina: Ann. XII. 8. — Claudius adopts Domitius with name of Claudius Nero (a.u. 50) : Ann. XII. 25 f. — Lake Fucinus : Ann. XII. 56-7. — Aqua Claudia and Anio Novus : Erontin. de Aquaed. 13. — Death of Claudius (a.d. 54): Ann. XII. 304 IMPERIAL PKRIOD: HISTORICAL 66-S. — Nero succeeds: .//;//. XII. 69; Hio, LXI. 3. — Burrus and Seneca: Oio, LXI. 4; Ann. XIII. 2. — Nero poisons Britannicus (A.D.55): ^;/«.XIH. 16-17. — Agrippina killed (59 A.n.) : ./;/;/. XIV. 3-S ; Suet. jVero, 34. — Death of Burrus (a.D. 62) : Ann. XIV. 51. — Tiridates accepts crown from Nero (a.d. 63) : Ann. XV. 29 ff. ; Dio, LXIII. 2-7. — Death of Seneca (a.d. 65) : Ann. XV. 60 ff. — Vindex : Dio, LXIII. 22. — Galba proclaimed emperor by his troops: Dio, LXIII. 23. — Vindex defeated: Dio, LXIII. 24. — Death of Nero (a.d. 6S) : Suet. Nero, 47-9. — A. Vitellius proclaimed emperor by his troops (a.d. 69): Hist. I. 56-7. — Galba adopts Piso : ///.r/. I. 14-19. — Otho declared emperor by praetorian guard: Nist. I. 27 f. — Death of Galba : I/ist. I. 41. — Bedriacum: Hist. 11. 40-45. — Death of Otho: I/ist. II. .|6 ff . ; Dio, LXIV. 15. — Vitellius recognized at Rome: Hist. II. 55. — Character: ///.?/. II. 62, 73 ; Dio, LXV. 3. Selected Bjbliography ^ A. Stahr, Tiberius. Berlin, 1873. G. Boissier, L'opposition sous les Cesars. Paris, 1S92. H. Lehmann, Claudius und Nero und ihre Zeit, Vol. I. Gotha, 1877- Sievers, Studien zur Geschichte der rtimisclien Kaiser. Berlin, 1S70. R. Bompard, I.e crime de lese majcste. Paris, iSSS. Guiraud, Les assemblees provinciales dans I'empire remain. Paris, 18S7. Hirschfeld, Zur Geschichte des riim. Kaisurcultus, in Sitzungsb. d. Akad. d. Wissensch. zu Berlin, iSSS, 2ter Halbb. pp. S33 ff. SUPPLE.MENTARY LlTERATUKE, I9OI-I9IO Henderson, The Life and Principale of the Emperor Nero. London, 1903. Ferrero, Characters and Events of Roman History. From Caesar to Nero. London, 1909. Houdoy, Le droit municipal. Paris, 1876. Tarver, Tiberius the Tyrant. London, 1902. ' Sec also p. 288. CHAPTER XIV THE FLAVIAN EMPERORS 362. Vespasian proclaimed Emperor. When the news of the battle of Bedriacum and of the death of Otho reached Rome, the soldiers took the oath of allegiance to Vitellius, and the senate accorded him imperial honors ; but before he had reached the city a new aspirant for the throne had arisen — this time in the East, in the person of Vespasian. He was proclaimed emperor in Alexandria by the prefect of Egypt, July i, 69, and from this date he sub- sequently counted the years of his reign. The legions in Judaea, Syria, Moesia, Pannonia, and Illyricum supported him, and Mucianus, governor of Syria, and his principal lieutenant was sent into Italy. Antonius Primus, who commanded seven legions in Illyricum, reached Italy in advance of Mucianus, however, defeated the army of Vitellius at Cremona in a bloody battle, marched rapidly toward Rome, and entered the city December 20. Vitel- lius, in attempting to escape, was seized and put to death. On the following day Vespasian was made consul, and received from the senate the title of Augustus and the tribunician power. 363. Precarious Position of Vespasian. The outlook for Vespasian, however, seemed anything but promising. He was a man of humble birth, and, therefore, apparently hampered by the same drawbacks which had prevented Verginius Rufus from yielding to the temptation held out to him by his soldiers (p. 297). He was a mere soldier, 305 3o6 imi]:kial rERiui): historical' with no experienre in rivil affairs, and finally he followed a series of pretenders, who had been set on the throne by one army to be displaced by another. In fact, the ui)rising of the troops in Germany under Claudius Civilis, before he had ascended the throne, seemed to foreshadow the same fate for him also. 364. The Character of Vespasian. His sterling tpialities, however, saved him from all these dangers. Indeed, from a knowledge of his antecedents and character, one could almost forecast the outcome of his reign and the political and social changes which he would strive to effect. We have noticed that he was of humble birth. His family came from the little town of Reate, in the Sabine terri- tory. His grandfather had been engaged in collecting small debts ; his father was a tax-collector. The family stock was not unlike that of the poet Horace, and the picture which Horace has drawn of his father may well serve to give us a fair impression of the grandfather and father of Vespasian. He was already advanced in life — he was sixty years old at this time — and he had received the hardy training of a soldier. Both of these facts must have emphasized the traits of character which he inherited from his immediate ancestors. Having been born outside the city, he had none of the narrow municipal prejudice of the native Roman. His humble surroundings in early life, and his experience as a soldier, had made his tastes simple and his methods direct. Then, too, if he had been brought up in Rome, he would have felt himself bound by the social and political traditions, which i)revented several of his predecessors from aiming directly at the object which they wished to accomplish. The fact that he was born in a little country village left him free in this respect. His obscure birth saved him also from paying THE FLAVIAN EMPERORS 307 undue deference to aristocratic prejudice. Finally, he inherited from his immediate ancestors shrewdness in deal- ing with the practical affairs of life, and especially in managing financial transactions. 365. Administrative and Constitutional Reforms during his Reign. These traits of Vespasian's character found expression in the administrative and constitutional reforms which he introduced. His methodical tendency and his sense of order led him to take immediate measures to suppress the insurrection under Civilis, to restore order in Germany, and to perfect the system of frontier defenses on the borders of Moesia, of Pannonia, and in the East. Most of the principalities and free states in the Orient were made provinces, and were governed as the adjoining countries. His regard for system led to the formulation, though possibly not for the first time, of the constitutional powers and privileges of the emperor in the celebrated lex de imperio Vespasiani (cf. p. 407). This trait in his character led him also to make early arrangements to take the census, and from the information which the census-lists gave him he was able to reorganize the senate and the equestrian order, to pick out men who were qualified to fill administrative positions, and to decide how and where to levy troops. He gained exact information with reference to the resources of the state, information which was of ines- timable value to him in determining the most equitable and profitable form and rate of taxation. On the other hand, he learned the needs of the empire, in the way of public works and public buildings. According to the emperor's own estimate, the reorganization of the financial system and the material needs of the empire called for forty billions of sesterces. This enormous sum was raised without apparently crippling industry or exciting serious 308 IMI'KKIAL PERIOD: HISTORICAL opposition. In some cases the rate of taxation was in- creased, new taxes were levied, or larger contributions from the provinces were required ; but the greatest gain was made by doing away with the exemption of favored classes, and by insisting on honesty and economy in raising the levy. Here Vespasian's clear insight into financial matters helped him greatly. His freedom from native Roman and aristocratic preju- dice allowed him to make important changes in the character of the senate and the senatorial order. Some of his prede- cessors had aimed at creating a new senatorial aristocracy dependent on the emperor for its position and honors, and Claudius had gone so far as to admit men from the provinces who had distinguished themselves, but in most cases those who received seats in the senate were natives of the city of Rome and ex-magistrates. Vespasian, however, freely gave the senatorial rank to provincials, and, with that directness of purpose which characterized him, he did not in all cases require a candidate for senatorial honors to hold a magistracy, but he conferred the dignity upon him directly. Vespasian's practice in this respect was followed by his successors, and from the time of Domitian this imi)crial i)rerogative was freely exercised. The senatorial order thus ceased to be a Roman aristocracy ; it was no longer based, even formally, on republican tradition. It was an aristocracy of the empire, whose privileges were within the gift of the emperor. This policy of conferring privileges and honors upon deserving persons throughout the Roman world was carried down into the lower strata of society also. The rights of Latin citizenship were given to all the hitherto subject communities in Spain, and to some among the Helvctii. The practice of bestowing the rights of citizenship and the privileges of senatorial rank THE FLAVIAN EMPERORS 309 on provincials is a definite part of the Flavian policy, and perhaps nothing did more to develop throughout the empire a unity of interests and a loyalty to the central government. Those who had received these honors were proud of them, and grateful to the ruler who gave them. Those who had not attained them were anxious to prove their fitness to receive them. The fruits of this generous policy toward the provincials are seen in the Spanish origin of Trajan, Hadrian, and M. Aurelius, and in the Gallic origin of Antoninus. The power which Vespasian exercised in raising private citizens to senatorial rank took from the magistracies the greater part of the importance which they had had under the early emperors. It was no longer necessary to hold a magistracy in order to be admitted to the senate. The practice of holding the consulship for only two months also materially lessened the dignity of that office, which was still further diminished by the encroachment of various imperial offices. 366. The Reign of Titus. With all his care in defining the powers of the emperor, and in introducing system into the affairs of government, Vespasian had not settled the principle of the succession. At his death, however, in the summer of the year 79, it was rather a theoretical than a practical question. He had secured for his son Titus a point of vantage, by making him prefect of the praetorian guard, by granting him the tribunician power in the year 71, by allowing him to receive the title of imperator after his success in Judaea, and by making him his colleague in the censorship and the consulship. The reign of Titus, which extends through a period of only about two years, was scarcely long enough to enable us to estimate the character of his administration. He seems to have been 3IO IMPERIAL I'KKIUI): HISTORICAL an amiable and mild ruler. His kindness to the people of Campania after the eruption of Vesuvius shows this ]jlainly enough. But this amiability of nature had its unfortunate side. It led him to si)end large sums of money to amuse the people, without counting the cost or considering the unfortunate precedent which he set for the future. He held the power firmly in his own hands, however, neither recognizing the historic claims of the senate nor admitting his brother Domitian to a share in the government. 367. The Drift toward Monarchy under Domitian. The theory upon which the government of Augustus was based, that the Roman world was under the joint control of the princeps and the senate, had been seriously undermined by the reorganization of the senate under Vespasian, and the subordination of that body and of the whole senatorial order to him. Domitian, who ascended the throne in September, 81, rejected completely the theory that the princeps and the senate jointly ruled the state, that the government was a dyarchy, as it has been called, and took a long step toward the establishment of the monarchy. He was an autocrat by instinct, and consistently followed the policy of keeping the supreme power entirely in his own hands. In the fourth year of his reign he had himself made censor for life. He did not take this office, as his father had done, for the sake of reorganizing the finances of the state, but solely, or mainly, for the purpose of control- ling the appointment of senators. In this way he was able to degrade his enemies and to fill the senate with his sup- porters. He also formally claimed the right of sitting in judgment on senators charged with capital offenses. In the year 84, in which he took the censorship for life, he had himself made consul for a period of ten years, a step which indicated his intention of taking from his colleagues in that THE FLAVIAN EMPERORS 31I office even an apparent equality with him. The same intention is obvious in his decision to reserve for himself the laurel wreath, and in his assumption of certain unusual insignia of office. His autocratic attitude shows itself also in the fact that he tolerated no favorites, and that he did not rule through ministers. In fact, constant changes were made in the personnel of the imperial household. In this respect his course is in contrast to the policy of the tyrants who had preceded him, Hke Tiberius and Nero. This theory of government puts on the ruler's shoulders the responsibility for the mistakes which may be made, as well as for the wise measures which may be taken, and Domitian seems to have felt the responsibility and to have tried in many respects to do his duty conscientiously. The same deliberate purpose to rule alone, reinforced perhaps by the dread of a mihtary uprising, led him to divide the pro- vincial armies in such a way that not more than one or two legions should be under the command of a single general. It was probably a desire to maintain his prestige in all fields of activity, and his knowledge of the fact that success in arms still offered the surest road to popularity, which led him to take charge in person of the military operations against the Chatti in 83, and in Moesia in 86, and to celebrate a triumph on his return from the first expedition. 368. Social and Economic Reforms. As has been said, Domitian accepted conscientiously the responsibiUty which his attempt to hold all the power in his own hands laid upon him. He worked faithfully, though not always wisely, to improve the moral, religious, and economic condition of the people in Italy and the provinces. The Julian laws, passed to protect the purity and integrity of family Hfe, were vigorously enforced, and, like Augustus and Tiberius, Domitian strove to stimulate the religious life of the people 312 IMPERIAL PERIOD: HISTORICAL by building temples and by restoring the dignity of the priesthoods. To combat the tendency towards luxurious living he adopted the eccentric policy of discouraging and, in some cases, of forbidding the cultivation of the vine. All these measures for the moral and religious improve- ment of the people naturally met with little success, but his reforms in the judicial system and in the army were of more importance. In particular, the administration of justice profited greatly by his watchful supervision of the courts. His management of the finances of the state, which seems to have been in the main wise and econom- ical, enabled him to construct many important buildings and public works and to restore others which needed repair. The jealous watch which he kept on provincial governors in most cases fostered justice and economy in the government of the empire outside of Italy. 369. Domitian's Jealousy and Tyranny. In spite of all this, however, Domitian was a tyrant, and a tyrant with cer- tain traits of character which always make autocracy odious. His inordinate ambition and unscrupulous selfishness, which had prevented his father and his brother from conferring on him the honors that he would otherwise have had, took the form, after he had ascended the throne, of a jealous sus- picion of any one who opposed him or won any distinction. As in the case of several of the Julian emperors (cf. pp. 289 f., 295 f.), his life foils into two periods. Before the uprising under Saturninus in 88 his policy was reasonably mild. After that event he pursued those who opposed him, or excited his suspicion, with a vindictiveness which knew no bounds. The fact that he was childless, and hence that the way to the throne seemed open to any ambi- tious aspirant, ])robably increased still more his suspicion of any one whose ability raised him above the common level. THE FLAVIAN EMPERORS 313 He fell by the hand of members of his own household in September of the year 96. 370. Military Operations of the Flavian Period. The disorder which had prevailed throughout the Roman world in the year preceding the accession of the Flavian em- perors was repressed within a year or more after Vespasian ascended the throne. This spirit of unrest showed itself in Pontus, Britain, Moesia, and on the banks of the Rhine, and both native peoples and legionaries joined in several of the movements. The most serious of these uprisings was that of various German and Gallic tribes under Julius Civilis, which was also supported by the Roman legions in the vicinity. It seems to have been an expression of the nationalist feeling (cf pp. 296-7), for the Remi, who were concerned in the movement, tried to convoke a Gallic national assembly to lay plans for the future ; but at the approach of Petilius Cerialis, one of Vespasian's lieutenants, toward the close of the year 70, the various rebellious peoples submitted one after another, and the Roman troops returned to their allegiance. At about the same time the war in Judaea was brought to an end by Titus, and the city of Jerusalem was taken. For years religious teachers had been going up and down in the land prophesying the approaching triumph of the Jew over the Gentile, and the fierce religious and racial hostility which resulted found expression in wholesale massacres of Jews and their ene- mies in Judaea and outside of it. The Roman officials were incapable of dealing with the secret organizations which the Jews formed, and the supine governor of Syria, Cestius Gallus, allowed matters to drift until open war broke out in 66. Thereupon Nero intrusted the conduct of affairs in Judaea to Vespasian. For four years more the Jews held out against the Roman legions, but in 70 Titus 314 IMPERIAL PERIOD: IIISTORRAL took Jerusalem, and Judaea for the second time was made a separate province. Perhaps the greatest extension of Roman territory was made in Britain, as a resuh of the successful campaigns of Cerialis, Frontinus, and Agricola. At the close of Nero's reign, Roman authority was recog- nized as far north as Lincoln and Chester. Agricola pushed his conquests to a point considerably farther north and even carried on a successful campaign in Scotland. The most serious danger from without, which threatened the empire during the Flavian period, came from the Dacians, who crossed over into lower Moesia, under their leader, Decebalus, and defeated the governor, Oppius Sabi- nus, as well as the i)refect of the guard, Cornelius Fuscus. The Romans seem at first to have underestimated the fighting (jualities of the enemy and the size of the coalition formed against them, for they suffered repeated disasters. The result was that, after the Dacians had been joined by the Quadi, Sarmatians, Marcomanni, and other peoples in that region, Domitian was forced to make peace on the basis of certain annual gifts to the Dacian king, although the latter, on his side, probably acknowledged in some measure the suzerainty of the Roman emperor. The revolt in the year 88 of L. Antonius Saturninus, the governor of Upper Germany, excited a greater alarm in Domitian's mind than the more serious difficulty on the Danube, and although it was suppressed within a few months, it per- manently affected the character of Domitian's reign (cf. P- 312). 371. General Changes in Provincial Government. The most important changes made in the di\ ision of the prov- inces between the emperor and the senate in the Flavian period were the assignment of Sardinia and Corsica to Vespasian, and the union of Achaea and Epirus, which THE FLAVIAN EMPERORS 315 Nero had declared independent states, into a senatorial province. Moesia was divided into two provinces, Upper and Lower Moesia, by Domitian. Galatia was added to Cappadocia by Vespasian and put under a consular legate. But the most noteworthy administrative change in the prov- inces consisted in the movement to introduce a uniform sys- tem of government, by the reduction of principalities and suzerain states to the form of provinces. This change was made especially in the Orient, where several principalities, like Commagene and Judaea, were placed directly under a Roman governor. Egypt, however, still maintained its anomalous position as the personal domain of the emperor. It was ruled by a prefect of equestrian rank, and the admin- istrative system of the Ptolemies was still retained. 372. Improvement in the Condition of the Provincials. Vespasian's skill as an organizer, and Domitian's jealous supervision of provincial governors, alike contributed to the prosperity of the provinces. By the elevation of their most distinguished citizens to the senatorial order (cf. pp. 308-9), and by the grant of Latin rights to native communities, they were made to feel themselves integral parts of the empire and not dependencies, and their mate- rial prosperity was promoted by the judicious construction of public roads and public works and the improved man- agement of local finances. In Baetica alone 120 cities received the ius Latii under the Flavian emperors. The extant charters of Salpensa and Malaca, in this province, give us a clear idea of the nature of the government estab- lished in these communities. Paradoxical as it may seem, hand in hand with this extension of self-government there seems to have developed a tendency on the part of pro- vincial governors to concern themselves more and more with local affairs (cf. p. 301). 3l6 IMI'KKIAL PEKIUI): IIISTUKICJAL Sf,li:ctioxs from tmk Sources Tacitus, Hist. II. i-io ; III-V, and Agricola ; Josephus, i^e-//. lud. Ill ff. ; Uio Cassius, LXVI-LXVII ; Suetonius, I'espasianus, Titus, and Domitiantis. Vespasian proclaimed emperor in the Orient (69): Tac. Hist. II. 8o-8r. — Battle of Cremona (Oct. 69): Hist. III. 22-33. — Disorders in Rome (Dec. 69): Hist. III. 69-74. — Vespasian made emperor (Dec. 21, 69) : Hist. IV. 3; Dio, LXVI. i. — Revolt under Civilis (69-70): Hist. IV. 14-37; 54-79; V. 14-26. — Titus takes Jerusalem (70): Jos. Bell. lud. VI. 8. 4-5. — Vespasian enters Rome (70) : Hist. IV. 53. — Improvements in Rome : C /. Z. V'l. 931 ; VI. 1238; \'I. 1257. — Latin rights to Spain (74): Plin. TV. //. III. 30. — Death of Ves- pasian and accession of Titus (79): Suet. Vc-sp. 24; Dio, LX\'I. 17. — Eruption of Vesuvius (79): I'lin. Kp. \I. 16 and 20; Dio, LX\I. 21-3. — Relief for Campania: Dio, LXVI. 24. — Campaigns in Britain: Tac. Agr. — DQa-fb. of Titus: Suet. Tit. 11 ; Dio, LX\I. 26. — Charters of Salpensa and Malaca (82-4): C. I. L. II. 1963-4. — Domitian consul for ro yrs. (84): Dio, LXVII. 4. — War against Dacians, etc. : Dio, LXVII. 6, 7, 10. — Death of Domitian (96) : Dio, LXVII. 15-17. Sklected Bibliography^ J. Asbach, Romisclies Kaisertum u. Verfassung bis auf Traian. KiUn, 1896. Chambalu, De magistratibus Flaviorum. Bonn, 18S2. Chambalu, Flaviana, Philol. XLIV (1S85), pp. 106 ff.; 502 ff., and XLV (1 886). pp. 100 ff. nirschfeld, Untersuchungen auf dem Gebiete der romischen \'er- waltungsgeschiciite, Bd. I. Berlin, 1876. Frz. I'ichlmayr, T. Flavins Domitianus. Erlangen, 18S9. Gsell, Essai sur le regne de I'empereur Domitien. Paris, 1894. ' Sec also pp. 288, 304. CHAPTER XV FROM NERVA TO SEPTIMIUS SEVERUS 373. Nerva. It is not clear what influences led to the choice of M. Cocceius Nerva as emperor, but he was prob- ably supported by the conspirators who had overthrown Domitian. His reign lasted only two years, and there were no important constitutional or administrative changes in it. He was able, however, to right many of the abuses which had grown up under his predecessor. Prosecutions for Vese-majeste were forbidden, and the impoverished con- dition of the people in Italy was somewhat relieved by loaning money to needy farmers, at a low rate of interest, for the purchase of land. 374. Trajan. On the death of Nerva in January, 98, M. Ulpius Trajanus, the governor of Upper Germany, whom Nerva had adopted the year before, succeeded to the throne without opposition. Trajan, like his predecessor, was punc- tilious in his treatment of the senate. He renounced the right to try senators on capital charges. He encouraged freedom of speech at the meetings of the senate, and in general carefully observed the fiction of the dual control of affairs by the emperor and the senate. In fact, during his prolonged absences from Rome, the senate acquired some importance as a legislative body in administrative matters. In his dealings with the magistrates he showed a similar regard for republican traditions by accepting the consulship only four times during the nineteen years of his 317 3lS IMPERIAL PERIOD: HISTORICAL reign, whereas Domitian had been consul ten times during his reign of fifteen years. He checked delation, as Nerva had done, and reformed the laws governing prosecution for treason. The result of his attempts to carry out Nerva's plans to imj)rove the condition of the farmers, and to in- crease the free population of Italy and the outcome of his policy, and that of his successor, of remitting taxes, and of encouraging the construction of public buildings in the small towns, will be considered in another connection. 375. Hadrian. By far the most important administrative change which Hadrian made consisted in the introduction of a bureaucratic system into the civil service, with its fixed gradation of offices and corresponding order of promotion. The functions of each official were carefully marked out, and the government took into its own hands certain mat- ters, like the collection of taxes, which before had been wholly or in part managed under private contract. Hadrian made some important changes in the judicial system also. He chose eminent jurists as members of his consilium, made it a permanent body, and increased its judicial functions. He took away from the republican magistrates the jurisdic- tion in civil cases which they had exercised throughout Italy and gave it to four imperial officials, later known as iuridici. In this connection may be mentioned the codifi- cation in a single edict by the jurist Salvius Julianus of the principles and forms published by praetors and curule aediles, in so far as such principles were still in force. The provinces received as careful attention from him as Italy did, and his long journeys, covering ten years of his reign, into all parts of the empire made him familiar with their condition and their needs. Having no children, he adopted in 136 L. Ceionius Commodus Verus, giving him the title of L. Aelius Verus. In 138, on the death of Aelius, Hadrian NERVA TO SEPTIMIUS SEVERUS 319 named as his successor T. Aurelius Fulvus Boionius Arrius Antoninus, who was known after his adoption as T. Aelius Hadrianus Antoninus. Hadrian died the same year. 376. Antoninus Pius. Antoninus, or Antoninus Pius, as he is commonly called, does not seem to have lacked strength of character. The energy with which he checked the plans of the senate to pass certain measures reflecting on the reign of his adoptive father would disprove such a theory. But he lacked the restless spirit of his predeces- sor, his breadth of view, and his power of initiative. He had no ambition to extend the limits of the empire, nor to introduce important administrative reforms. To insure the succession he had been required to adopt M. Annius Verus, known later as M. Aurelius Antoninus, and also the son of L. Aelius Verus, who was given the title of L. Aelius Aurelius Commodus. It does not seem to have been the purpose of Hadrian to grant equal powers to the two heirs of Anto- ninus, but rather to insure a peaceful succession in case M. Aurelius should die. At all events, Antoninus Pius chose the latter as his associate in the government, and, just before his death in 161, plainly indicated him as his successor. 377. M. Aurelius. But, immediately after his acces- sion to the throne, M. Aurelius raised L. Aelius to a position of like power with himself, and the equal authority of the latter was recognized up to the death of Aelius in 169. Seven years later M. Aurehus made his own son, L. Aurelius Commodus, his colleague, and father and son held the imperial authority together until M. Aurelius died, in 180. This interesting reversion to the republican prin- ciple of collegiality had its administrative advantages. The Roman empire extended over so wide an area that a divi- sion of the territory between two rulers, acting in harmony, 320 IMI'KRIAI, PERIOD: HISTORICAL would be to the advantage of both sections, and this was what the joint rule of M. Aurelius and L. Aelius amounted to. The supervision of M. Aurelius was largely confined to the West, that of his brother to the East. One may well question whether such an exercise of autocratic power by two emperojs would be workable in ordinary cases, but in the two cases mentioned the family relations existing between the joint rulers made rivalry improbable and prevented a serious conflict of authority. The amiable disposition and the philosophic tastes of M. Aurelius had a good and a bad influence on the character of his reign. On the one hand, they made him strive to ameliorate the condition of the slaves, to interpret the law in accordance with its spirit rather than its letter, and to treat the senate with consid- eration. On the other hand, he showed an unwise gen- erosity in giving largesses, in increasing the number of those who received help from the state, and in remitting taxes. His peaceful tastes also prevented him from giving necessary attention to the needs of the army and to the loyalty of his generals. The unwisdom of this neglect was made clear before his death by the uprising under Avidius Cassius, the governor of Syria. 378. Commodus. Commodus revived the evil memo- ries of the later Julian emperors. During the greater part of his reign, which extended from 180 to 192, he was under the influence of favorites. The prefect Perennis held the reins of government from 180 to 185, and the freedman Oleander from the downfall of Perennis to 189. The overthrow of Perennis was due to the discontent which was excited in the army by his attempt to substitute knights for senators in important military commands. Oleander owed his downfall to his general unpopularity and to the machinations of his political enemies. Perennis had NERVA TO SEPTIMIUS SEVERUS 32 1 executive ability and was in the main patriotic, but the loose delegation of almost autocratic power to a single individual, whose position was determined neither by law nor by tradi- tion, and the encroachment of court favorites on the func- tions which belonged to estabhshed officials, could not fail to result in disorder and maladministration and to under- mine the official system which Hadrian and his successors had so carefully elaborated. In the end Commodus, who had given himself up completely to the pursuit of pleasure, fell by the hands of the court favorites, to whom he had intrusted the government. 379. Pertinax and Didius Julianus. P. Helvius Perti- nax, whom the conspirators placed on the throne, was like Vespasian a man of humble birth, and had Vespasian's shrewd knowledge of affairs and his ability as an organizer. Although he was emperor for only three months, his success in reforming the finances was remarkable, but his economi- cal and upright m:iiiagement of affairs displeased the court officials and the soldiers in the city, who had been accus- tomed to the gratuities of Commodus, and he was murdered. A senator named Didius Julianus, who surpassed all other aspirants for the throne in his promises to the praetorian guard, was invested with the purple. But the break in the succession, and the unpopularity of Didius Julianus in Rome, encouraged L. Septimius Severus in Pannonia, Pes- cennius Niger in Syria, and Clodius Albinus in Britain, to lay claim to the throne. Septimius Severus was nearer Italy than his rivals, and, without meeting serious resistance, made himself master of the peninsula and of Rome. The fright- ened senate condemned JuHanus to death, and Septimius Severus was proclaimed emperor in the summer of 193. 380. The Senate during the Second Century. The con- stitutional relations which the senate bore to the emperor 322 IMPERIAL PERIOD: HISTORICAL at the beginning of this period when Nen'a ascended the throne were unchanged at the accession of Septimius Severus. All of the emperors of the second century, with the possible exception of Commodus, treated the senate, however, with consideration. They encouraged also the free discussion of matters brought before it, so that the senate practically reverted to the position which it had held under the monarchy and the early republic, and became the consilhwi of the chief-magistrate. Its failure to assert its independence seems to have been due in part to the fact that it was overawed by the comprehensive powers of the emperor, and in part to the bitter experiences which many of its members had suffered under some of the earlier emperors, — experiences which made individual senators more anxious to protect their lives and their per- sonal privileges than to uphold the traditional powers of the senate as an independent branch of the government. The passage of the formal act creating a new emperor was still the prerogative of the senate, but there is no case during this period in which the selection of the emperor was left to its free choice. 381. The Equestrian Order. The members of the eques- trian order gained greatly by Hadrian's reorganization of the civil service, since many of the important positions closely connected with the emperor's person were put into their hands. Hadrian also freely made knights members of his cojisilium, and Perennis, the fa\orite of Commodus, even tried the unsuccessful experiment of giving them important military commands. The senatorial order was deeply offended at these encroachments on its preroga- tives. It is important to notice that all of these changes indicate the drift toward a le\cling of the classes and foreshadow the coming absolutism. NERVA TO SEPTIMIUS SEVERUS 323 382. The People. The people counted for little polit- ically during this period, except so far as the popular dislike of an emperor might encourage some rival to at- tempt his overthrow, as happened in the case of Didius Julianus. The interest of the Italians in municipal poli- tics was also dying out, and it was difficult to find candi- dates for the municipal offices. This state of things was partly due to the heavy financial burdens imposed on municipal magistrates and partly to the encroachment of imperial officials on the traditional functions of the local magistrates. Furthermore, the people of Italy were so dis- inclined to military service that little attempt was made to recruit the army from this quarter. As a consequence, the great mass of the Italians had no share whatever in civil or military affairs. They became incapable of governing or of defending themselves, and their horizon was limited by their own personal interests. This period is character- ized, however, by an improvement in the condition of freedmen, slaves, orphans, and the aged poor. Freedmen were given a much larger share in municipal life, and the position of slaves before the law was greatly ameliorated. Slaves, for instance, could no longer be put to death with- out due process of law, nor could they be sold to a gladia- torial trainer or a procurer at the pleasure of their owners. These changes were largely due to the spread of the doc- trine of the brotherhood of man, or to the recognition of the ius 7iahirale, as the Roman jurist styled it. The tend- ency toward a leveling of all classes, which was a social and political result of the exalted position of the emperor, also had something to do with the movement. The sup- port which the government gave to orphans and to needy parents was inspired, partly by humane considerations, and partly by a desire to keep up the population of Italy. At 324 IMI'KKIAI. I'EKIOl): HISTORICAL all events, the alimcntatio became an important function of the government from the time of Trajan. 383. The Provinces. The military operations of the period under consideration fall mainly in the reigns of Trajan and M. Aurelius. The former was a soldier by nature. The latter had war forced on him. The most important accession of territory during the period was that of Dacia. The Romans must have chafed under the humiliating peace which Domitian had made with the Dacians (cf. p. 314), and the existence of a strong power across the Danube under an able leader like Decebalus certainly threatened Roman territory to the south. The raids of the Dacians gave Trajan a reasonable pretext for declaring war against them in the year loi. After two campaigns the country was subdued, and in 107 it was reduced to the form of a province. Colonies were planted in the new territory, the frontier along the Danube was strengthened, military roads were built, and Pannonia jjnd Moesia were provided with numerous camps and walled towns. This whole section was so well protected that for sixty years perfect quiet prevailed there. But in the reign of M. Aurelius, the Marcomanni, Quadi, and other tribes to the north, ])ushcd southward by the pressure of the peoples beyond them, crossed the Danube, and even entered Italy, carrying back with them on their return thou- sands of captives. This incursion came at a most inoji- portune moment for the Romans. The empire was in great financial straits ; a plague had made a serious reduc- tion in the population, and many of the troops were engaged in the Parthian war. M. Aurelius and his col- league, L. \'enis, took charge in person of the military operations, but it required thirteen years to restore perfect order on the Danube. NERVA TO SEPTIMIUS SEVERUS 325 In the East the only permanent acquisition of this period was Arabia, which was made a province in 106. Of the two provinces which Trajan acquired in his briUiant cam- paign against the Parthians in 114-5, Mesopotamia was given up by Hadrian, and Armenia was allowed to become a suzerain state. In no period of imperial history did Roman civiliza- tion spread so rapidly and take such deep root as in the second century. The rapidity with which Dacia, for instance, adopted Roman ideas is almost incredible. Much of this improvement was due to the knowledge and admin- istrative skill which Hadrian applied to provincial questions. The great civilizing agencies which he used with such effect were roads, colonies, public buildings, and the concession of Roman or Latin rights. In fact, the whole tendency of the period was to place the provinces on the same plane as Italy. 384. Signs of Weakness in the Empire. Signs of weakness, however, were visible in the empire, especially in Italy. Some of them have already been noticed. The loss of political interest and the disappearance of civic life in the peninsula, and the unwillingness of the Italians to serve in the army are symptoms of decline. An equally serious matter was the wretched financial condition of Italy during a great part of the period. Both Hadrian and M. Aurelius, when they ascended the throne, found it necessary to cancel large sums which were due the state in the form of taxes. In Hadrian's case the taxes which were remitted amounted to the enormous sum of 900,000,000 sesterces. The large amounts which were spent by Trajan and his successors in helping the needy also offer a striking proof of the widespread poverty. An explanation of the impoverished state of the people may 326 IMPERIAL PERIOD: HISTORICAL be found in a variety of reasons. Perhaps a faulty system of taxation and an unfortunate industrial organ- ization are partly responsible for it, but the real diffi- culty undoubtedly lay in the lack of energy and the incapacity of the people themselves, and in their tendency during times of prosperity to assume financial responsi- bilities which they could not maintain when unexpected demands were made on their resources. The first factor we have already had occasion to notice. The emperor Hadrian was largely responsible for the second evil. Under his encouragement, and following his example, the small towns all through Italy and the provinces during the period of peace, which lasted through his reign and that of his successor, erected costly baths, theatres, and other public buildings and works, whose construction exhausted their resources at the time, and whose maintenance became an intolerable burden, when supplemented by the financial demands made by the wars of the next two reigns. A clear indication of the way in which things were going is furnished by the debasement of the coinage under M. Aurelius. Thus, at the moment when Rome needed all of her resources to stem the tide of invasion, the state was almost bankrupt. The condition of affairs outside the empire also grew more and more threatening as the period drew to a close. The peoples from the north were press- ing down toward Italy, and the pressure was so strong that many barbarian communities were allowed to settle in Roman territory, even in the peninsula itself. Yet the Roman army was not in a good condition to withstand this pressure, because Antoninus Pius and M. Aurelius, during the early part of his reign at least, gave little attention to its needs, and the questionable policy was adopted of filling its ranks with the newly c-on(iuercd barbarians. NERVA TO SEPTIMIUS SEVERUS 327 385. The Drift toward Monarchy. The formal courtesy with which almost all the emperors of this period treated the senate tends to conceal the fact that the theory of the joint control of the state had almost entirely lost its mean- ing. The contempt which Commodus showed for the sen- ate, however, brought out clearly the true state of affairs. It showed plainly that the independent cooperation of the senate with the emperor was a fiction, which could take on the semblance of reality only under emperors like Anto- ninus Pius or M. Aurelius. The whole drift of the period was toward the elimination of the senate from the control of affairs. Neither in the choice of an emperor, nor in the management of affairs after he had ascended the throne, could it play an effective part. The theory of the suc- cession rested on two irreconcilable things — heredity, or adoption, and the free choice of the senate. These two methods of selecting an emperor could not be followed at the same time. As a consequence, the weaker power, the senate, yielded, and accepted the candidate thrust on it. As for the control of the state during the reign of an emperor, Hadrian's bureaucratic system made such thor- ough and systematic provision for the administration of affairs that little or no place was left for the senate or for the old republican magistracies. Selections from the Sources Scriptores Historiae Augustae; Marius Maximus ; Eutropius; Orosius; Herodianus; Sextus Aurelius Victor. Reforms of Nerva : Dio, LX VIII. 2. — Indigent children succored : Aur. Victor, Ep. 12; Plin. Panegyr. 28. — Election of magistrates in senate made secret (100): Plin. Ep. III. 20. — The capital of Dacia taken by Trajan (102): Dio, LXVIII. 9. — Second Dacian campaign (105-7): Dio, LXVIII. 10 ff. — Parthian war (114-117): 328 IMI'KKIAL rKRlol): HISTORICAL Dio, LXVIII. 17-33; Kutr. VIII. 3. — Accession of Hadrian: Dio, LXIX. I; Kiitr. VIII. 6; Ael. Spart. vita Iladr. 4. — Territorial acquisitions of Trajan given up: Eiitr. VIII. 6; vita Ha Jr. t; ; Tac. Ann. II. 61. — Hadrian's travels: z'ita Hadr. 11-14; I''"- I-XIX. 9-1 1. — His severity: vita Ihuir. 22-3. — Antoninus Pius adopted: lul. Capit. vita PH., 4. — Antoninus adopts M. Aurelius and L. Verus : ibid. 4. — Faustina called Augusta: ibid. 5. — Parthian war (162-6): lul. Capit. W-rus Imp. 7. — War against Marcomanni, etc. (167-1S0): Dio, LXXI. 3; ibid. 7-21; lul. Capit. Aut. Phil. 12-17; -1-7- — Reign of Commodus : Dio, LXXII; Herod. I ; l>atn- prid. z'/Vrt Comm. — Pertinax : Dio, LXXIII. i-io; Herod. II. 1-5; lul. Capit. vita Pert. — Didius Julianus : Dio, LXXIII. 11-17; Herod. II. 6-12; Ael. Spart. vita Jul. — Septimius Severus : Dio, LXXIV-LXXVI; Herod. II. 13-III; Ael. Spart. vita Sev. Selected Bibliography ' M. Pelisson, Rome sous Trajan. Paris, 1886. De la Berge, Essai sur le regne de Trajan. Paris, 1877. H. F. Ilitzig, Die Stellung Kaiser Hadrians in der romischen Rechtsgeschichte. Ziirich, 1892. Ferd. V. Gregorovius, Der Kaiser Hadrian. 310 Aufl. Stuttgart, 1SS4. Julius Diirr, Die Reisen des Kaisers Hadrian. Wien, 18S1. Biidinger, Untersuchungen zur romischen Kaisergeschichte. Leip- zig, 1 868. E. C. Bryant, The Reign of Antoninus Pius. (Cambridge Historical Essays, VIII.) G. Lacour-Gayet, Antonin le Pieux et son temps (Diss.). Paris, 18S8. VV. W. Capes, The Age of the Antonines. London, 1876. G. Hassebrauk, Kaiser Septimius Severus. Holzminden, 1890-91. A. Wirth, Quaestiones Severianae. Leipzig, 1SS8. A. v. Brinz, Alimentenstiftungen der rom. Kaiser (Sitzungsber. d. k. bayr. Akad. d. Wiss., 1887, Hist. Klasse, pp. 209 ff.). * See also pp. 288 and 304. CHAPTER XVI THE EMPIRE OF THE THIRD CENTURY AND THE REFORMS OF DIOCLETIAN 386. The Third Century. During the century which elapsed between the accession of Septimius Severus and the transformation of the government into a monarchy by Diocletian, there was no continuous forward movement in constitutional development, and no new political institu- tions of great importance were created, so that the con- dition of the empire may be described very briefly. 387. The Emperor and the Senate. The history of the period brings out clearly the fact that the position of the senate was what the emperor chose to make it. It is true that, during the reigns of Severus Alexander, Pupienus and Balbinus, Tacitus, and Probus, the prestige of the senate recalled the palmy days of that body under the republic, and at times during these periods it showed some of its former dignity and administrative capacity. The motives which led these emperors to grant to it some of its tradi- tional powers were various. Thus, for instance, it was apparently the conservative policy of his mother, Julia Mamaea, and of Ulpian, his chief adviser, strengthened by a feeling that the influence of the senate might be used to offset that of the praetorian guard, which led Severus Alexander to delegate real power to that body. Pupienus and Balbinus and Tacitus were ex-consuls, who represented the free choice of the senate, and the consideration which they showed for that body was a natural result of the 329 330 IMPEKIAJ. rKKlUD: HISTORICAL gratitude which they felt for their advancement. The case of Probus is different still. Under no emi)eror of the third century did the senate exercise so much real power as it did under him. The administration of civil affairs was left almost entirely to it. This arrangement, however, was not due to his resjject for republican or Augustan tradition, but rather to the fact that he was a soldier, and was engaged in campaigns against the barbarians during his entire reign, and had no time to give to civil affairs. These apparent excej^tions, therefore, merely confirm the truth of the statement that, during the third century, the emjieror was master of the Roman world, and that the senate exercised only such powers as he chose to delegate to it. This fact comes out clearly enough, if we examine the ])olicy of the better emperors, like Septimius Sevenis or Aurelian, or of the worse ones, like Caracalla and Gallienus, under all of whom the senate failed to secure any recogni- tion of its authority. 388. The Army as a Political Factor. The real powers which made and unmade most of the emperors of this period, and largely influenced their policy, were the army and the praetorian guard, so that the condition of things during the three months' reign of Didius Julianus, when, besides the recognized emperor at Rome, there were claimants to the throne in Pannonia, Britain, and Syria, is a fair illustration of the course of events from the death of Septimius Severus in 211 to the accession of Diocletian in 284. During this period of seventy-three years there were twenty-three different emperors, almost all of whom owed their elevation to the throne to the force of arms, and kept their position only so long as they kept the favor of their amied supporters, or prevented some military rival from acquiring too much power. THE THIRD CENTURY 33 I 389. Administrative and Constitutional Changes. Per- haps the most important administrative or constitutional changes of the third century were the transformation which the functions of the prefect of the praetorian guard underwent, the development of the consilium, and the separation of the civil and military administrations. The judicial cofisilium, which had been organized on a perma- nent basis by Hadrian (p. 318), became the most im- portant civil and criminal court of the period. The emperor presided in person and associated with him his most eminent jurists. The members of this court even accompanied him when he left the city. The most influ- ential member of it was the praefecins praetorio. The fact that the prefect of the praetorian guard held this impor- tant judicial position is indicative of a great change in his functions. Under the early empire the office was a purely military position. Even in the first century, however, as we noticed in the case of Burrus, the influence of this prefect, as commander of the strongest military force in the city, led the emperor to consult him in judicial and administrative affairs. It was natural for Hadrian, therefore, in organizing his consilium, to give the foremost position in it to the prefect, and for Severus Alexander to make the same official his minister also. Henceforth military experience was not so important a prerequisite for the prefect of the guard as administrative ability and knowledge of the law. The mihtary duties of the position were largely delegated to subordinate officials. This change is in harmony with the tendency, which is noticeable under Severus Alexander and Gallienus especially, to separate the civil and military administrations in the provinces where large armies were required. The last-mentioned change is an anticipation of one of the reforms of Diocletian. 332 I.MI'KKIAL PERIOD: HISTORICAL 390. The Incursions of the Barbarians during the Reign of Gallienus. During the century which we are consider- ing, the provinces were thrown into confusion by the incursions of the barbarians, and by the appearance of usurpers, who maintained for a longer or shorter time their sovereignty over one part or another of the empire. It is unnecessary for our purpose to follow the fortunes of these tyrants, or even of the em])erors at Rome, through the century. The reign of Ciallienus from 260 to 268 is in some respects typical, and a sketch of it will give one a clear, though })erha])s an exaggerated, picture of the state of affairs during the entire period which is under consideration. In these eight years no part of the Roman world, with the possible exception of Africa and the islands, escaped the dev- astating raids of the barbarians. In the East the Persians had made a prisoner of Valerian, the fether of (iallienus, and his former colleague, and had overrun the ])rovince of Syria. On the Danube the Goths entered Roman territory from the north by land, and sui)plemented their land campaign by an attack from the sea on the east, ultimately pushing down as far as Achaea, and jjlundered Corinth and Athens. In the North the Alemanni broke through the barriers along the Rhine, and penetrated as far as Ravenna with- out meeting serious o])position. The Franks entered Oaul, pressed down into Spain, and even made their way across the Mediterranean to Africa. These incursions were essen- tially marauding expeditions, and when the lust for booty had been satisfied, the barbarians usually withdrew as speedily as they had come. No serious loss of territory, therefore, resulted from them, but cities were destroyed, the country was laid waste, and commerce in many cases was ruined. The result was that the resources of the THE THIRD CENTURY 333 people, already scarcely sufficient to support the burden of taxation laid upon them, were still further impaired. 391. Usurpers during the Reign of Gallienus. The appearance of usurpers both in the East and the West during the reign of Gallienus, and the recognition of then- authority for a term of years over a well-defined territory, seemed to portend the speedy dismemberment of the empire. These nationalist movements, if we may so term them, were a very natural result of the existing situation. In their origin and character they were not unlike the suc- cessful attempt which Sertorius made in the first century B.C. to set up an independent government in Spain. The interests of the people within a given province or group of provinces were the same ; their foes were the same, viz., the barbarians along their frontiers, and, since the central government could not ])rotect them effectually, they felt it necessary to organize for their own defense. The provincials and soldiers, too, looked to the governors of the respective provinces for leadership. The sense of loyalty toward the emperor, far off in Rome, was seriously impaired. It was a very easy thing, therefore, for ambi- tious generals to usurp powers and titles which did not legitimately belong to them. The most notable cases of the sort are those of Postumus in Gaul and Odaenathus in Palmyra. Postumus, after driv- ing back the Franks, was saluted as emperor by his troops ; but instead of marching against Rome, as other aspirants for imperial honors had done, he set up an independent government in Craul, established a court, appointed his own generals, and took the titles of consul and pontifex niaxi- mus, Hke the emperors at Rome. He maintained his position from 258 to 268, and Tetricus, the governor of Aquitania, who succeeded him after a brief interval of 334 IMPERIAL PERIOD: HISTORICAL confusion, seems to have added Spain to his empire. The \igoroiis measures of Aurelian, however, and the mutinous conduct of his own troops, forced him to resign his authority to the central government in the year 273. Postumus and Tetricus were never formally recognized . by Gallienus, but this cannot be said of Odaenathus in the East. The entire charge of Asia, with the power to appoint governors and generals, was given to him, and the titles of king and queen of Palmyra, which he and his widow Zenobia respectively took, do not seem to have been dis- puted in Rome. Odaenathus had recognized the authority of Gallienus, but Zenobia threw off Roman authority and invaded and subdued Egypt in 269. She took the title of Augusta, and her son that of Augustus. Her triumph, how- ever, was of short duration. Her troops were driven out of Egypt by Probus, the future emperor, in 271, and the city of Palmyra was taken in the following year. 392. The Restoration of Order. The weakness of the central government and the state of confusion in the empire were at their worst during the reign of Gallienus. With the accession of Claudius in 268 an improvement set in. Although the raids of the barbarians continued inter- mittently for many years, they were more quickly checked than they had been before, so that when Diocletian ascended the throne in 284, the continuance of the empire and its unity were assured, at least for a time. The province of Dacia, however, was given up, and the Rhine and the Danube were henceforth taken as the limits of the empire to the north. 393. The System of Diocletian. With the accession of Diocletian in 284 a new epoch begins. He frankly broke away from repul)lican tradition, substituted a monarchy for the nominal dyarchy of the three preceding centuries, and THE THIRD CENTURY 335 reorganized completely the civil and military administrative systems of the empire. 394. The Augusti. His scheme of government involved the appointment of two emperors who bore the title of Augusti. The republican principle of collegiality was fully recognized in the relations which they bore to each other. All laws and edicts were issued in the name of both, and all appointments to office were thought of as coming from them conjointly. In point of fact, however, Diocletian made Nicomedia his capital, or rather his headquarters, and confined his attention to the East, while his colleague, Maximian, ruled in the West, with Milan for his seat of government. This arrangement, therefore, involved a virtual division of the empire, although its unity was assumed in styling the territory of Diocletian /fl;r/^i- Oricntis, and that of Maximian partes Occidcntis. Under the old regime the princeps exercised the right to issue edicts whose binding force was recognized during his reign, just as the proclamations of a republican magistrate were valid during his term of office. The theory of the monarchy was essentially different. The formally expressed will of the Augusti became the law of the land, and, like the actions of the senate and popular assemblies in the earlier period, continued in force unless it was annulled by a later emperor. The logical corollary of this principle was also unhesitatingly accepted, that the emperor could not be legally controlled or restrained by the action of any magistrate or legislative body. The exalted position of the Augusti was indicated to the eye by their imperial robes trimmed with precious stones, by the imperial diadem, and by the elaborate cere- monial required of all who approached them. Under the influence of the Oriental environment, within which the seat of Diocletian's government lay, the emperor was looked 336 IMPIIKIAL rKKIOI): HISTORICAL upon as more than mortal, and received during his lifetime many of the honors paid to the gods. 395. The Caesares. Nine years after the accession of Diocletian he and his colleague, Maximian, chose two Caesares, who stood just below the Augusti in point of dignity. Their position was, however, a dependent one. They had no authority except that which was conferred on them by the Augusti. The fact that they received a fixed salary indicates clearly enough that their powers were dele- gated to them. These powers consisted mainly in the right to hear appeals, and to exercise a general supervision over the governors whose provinces lay within their jurisdiction. After the appointment of the two Caesars, the Roman world was divided between them and the Augusti on the following basis : Diocletian took Thrace, Egypt, Syria, and Asia Minor, and assigned to Galerius, the Caesar whom he had person- ally nominated, the Danubian provinces, Illyricum, Greece, and Crete, while Maximian governed Italy and Africa, assigning Gaul, Spain, and Britain to Constantius. The main purpose of the institution of the Caesars was to provide for the succession, and it was a part of Diocle- tian's plan that, when one of the Augusti died or resigned, his position should be filled at once by the advancement of one of the Caesars, who, at the time of their elevation to office, were adopted by the Augusti. In fact, Diocletian intended to have the Augusti resign in favor of the Caesares after a specified time, whereui)on the latter were expected to adopt two new Caesares. 396. The Senate. When Rome ceased to be the seat of the central government, the Roman senate lost its character as an imperial body. It became essentially an organization with local powers. This state of things was bluntly recognized by Constantine when he established a THE THIRD CENTURY 337 senate with like functions at Constantinople. Further- more, Diocletian did not ask the senate to confirm his imperial powers, nor to approve his action in making Max- imian his colleague. Now from the earliest times the senate had maintained that the control of the state returned to it whenever the chief-magistracy became vacant, and even under the empire the choice of an emperor needed the confirmation of the senate to be constitutional. Diocle- tian's neglect to secure its approval was, therefore, in violation of the theory that the senate was the ultimate depositary of supreme power (cf. pp. 13 f.), or that it repre- sented the continuity of the government. It, of course, lost its power to legislate for the empire, and, since under the new bureaucratic system the old magistracies had been robbed of almost all their functions, its electoral rights had Httle meaning. Its duties consisted mainly in electing the consiiles suffecti, the praetors, and the quaestors, in legislat- ing with reference to the public games and matters affect- ing the senatorial order, and in sitting as a court on cases, especially those of treason, referred to it by the emperor. 397. The Republican Magistracies. Under the later empire the old magistrates had become in reality muni- cipal officials. Their true political position was recognized openly in Diocletian's constitution. The consul had no other duty of importance than to preside at the meetings of the senate ; the functions of the praetor and quaes- tor were confined to the superintendence of the public games, except that certain praetors exercised limited judi- cial powers. The other magistracies disappeared. The consules ordiiiarii, whose term of office expired April 21, were ai)pointed by the emperor, while the consules suffedi, the praetors, and the quaestors were chosen by the senate, subject to the approval of the emperor. 338 IMPERIAL rERlOD: HISTORICAL 398. The Administrative System. The system of Dio- cletian, as elaborated by Constantine, was based upon a complete separation of the civil and military administra- tions and a carefully graded hierarchy of officials in each. At the head of the civil administration were the four praefecti praetorio, one of whom resided at Constantinople, the second at Sirmium, the third at Milan, and the fourth at Treves. They were styled, xt%^QC\.\ve\y, prae/ectus prae- torio Oricntis, Illyrici^ Italiae, and Galliarum. The civil governors of Rome and Constantinople were outside the gen- eral scheme, inasmuch as they were directly responsible to the emperor and not to the praefecti within whose jurisdic- tion the cities in question lay. The powers of the pracfcctus praetorio were varied and far-reaching. It was his privilege to nominate the provincial governors to the emperor, to supervise their conduct, and to suspend them from office, if he thought it best to do so. He had the right to interpret the law and to hear cases of appeal, and after 331 his judg- ment was accepted as final. In particular he had complete control of imperial finances within the territory assigned to him. Up to the reign of Constantine he exercised certain military functions, but from that time on these functions were lost altogether. The prefects had such extensive powers that, as a rule, they were allowed to hold office for a short time only. The prefectures were divided into dioceses, and these again into i)rovinces. In the fifth century there were twelve dioceses, and some of them were made up of as many as seventeen provinces, so that the unit of govern- ment became a very small one. The governor of a diocese, who bore the title of vicarius, and was named directly by the emperor, exercised with the prefect a general supervi- sion over the governors of the i)rovinces and the financial THE THIRD CENTURY 339 officers of his district. The governor of a province [praeses, consiilat'is, or corrector), Hke his superiors, the vicarius and the praefectus praetorio, had charge of civil administration only. At the head of the military admin- istration there were from five to ten officials who bore such titles as magistri militiim per Orientejn and per Illyriciim, and under them came the territorial commanders, who were styled duces or coniites. The ducatiis, or unit of military administration, did not in all cases correspond exactly with the provmcia. 399. The Relation between the Old and the New. In discussing the history of the empire the gradual drift toward monarchy has been mentioned (cf. pp. 310 f., 327). In the first 150 years of our era the movement is especially noticeable under Domitian and Hadrian. Per- haps the most important changes which prepared the way for the reforms of Diocletian were the exercise of the cen- sorial power by Domitian (cf. p. 310), the establishment of a bureaucratic system of government by Hadrian (cf. p. 318), and the gradual separation of the civil and mili- tary administrations. These are not, however, the only distinctive features of the new system which are to be found in the old one. In fact, almost all the important institu- tions of Diocletian's government existed in an undeveloped or in a fully developed form in the empire of the third cen- tury. The principle of collegiality, carrying along with it the practical division of the empire between two rulers, was tried during the reign of M. Aurelius (cf. pp. 319 f.). The practice of conferring the title of Caesar on the intended successor to the throne goes back to the reign of Hadrian, although it is true that under the empire a Caesar needed the confirmation of the senate. The process of reducing Italy to a level with the provinces, which became an 340 IMPERIAL PERIOD: HISTORICAL accomplished fact under the new regime and was an essen- tial part of Diocletian's system, had been going on for cen- turies. The division of the larger provinces into smaller units of government, which is a noticeable feature of Dio- cletian's system, was carried out in many cases as early as the time of Domitian, and many of the honorary titles and insignia of office which Diocletian and his successors took go back to the reigns of Domitian or Aurelian. It is clear, therefore, that many of the features of his system are to be found in the empire, so that, aside from reorganizing the administration, the most important changes which Diocletian effected consisted in breaking away from the theory of the dyarchy, in securing formal recognition thereby of the fact that the emperor was the sole source of authority, and in putting the succession on a new basis. Selections from the Sources All freemen become citizens (212): Dio, LXXVII. 9. — Diocletian: Eutr. IX. 19-28 ; Aur. Vict. Caes. 39 ; Lactant. de Mort. Pers. 7 ff. ; Zonaras, XII. 31-2 ; Orosius, VII. 25. Selected Bibliography ' Th. Preuss, Kaiser Diocletian. Leipzig, 1S68. Biidinger, Untersuchungen, etc. A. W. Ilunziiiger, Die diocletiaiiische Staats-Reform. Rostock, 190Q. Karlowa, Rcimische Rechtsgeschichte, Vol. I. Leipzig, 18S5. Walter, Geschichte d. rumischen Rechts, Vol. I. Bonn, 1845. ' See also pp. 2S8 and 304. SECTION II — DESCRIPTIVE CHAPTER XVII THE EMPEROR (a) T7te Succession; conferring Imperial Powers, Titles, Insignia; Term of Office 400. Eligibility and the Succession. In the case of the emperor there were no specified general conditions governing eUgibihty, as there were for the higher repubUcan magistracies, but the principle was tacitly recognized that an emperor must be a patrician and a senator, and the successful candidates for the imperial purple, who did not satisfy these two traditional requirements, were made patri- Spart. Did. cians or senators, as the case might be, at the time of their yl^^^_ 7. ^^' election. The senate was theoretically the ultimate source of authority in the state, so that, on the death of an emperor, the selection of his successor rested with it. However, most of the emperors indicated their choice for the succession by making certain persons heirs to their private fortunes, and by conferring on the chosen candi- dates the proconsular imperium and the tribunician power, and the nomination thus indirectly made by the emperor was invariably ratified by the senate. From the time of Hadrian the title of Caesar was given to the person designated by an emperor as his successor. 401. Method of granting Imperial Powers. The essen- tial acts in conferring the imperial power were the passage 341 342 IMPERIAL PERIOD: DESCRIPTIVE Append. I. of the hx dc imperio and of the lex de tribimicia potestate. Tac. Hist. I. These measures were the joint action of the senate and the Act Fr^Arv poi^'il-'ir assembly. The cooperation of the popular assem- pp. 65 ff. ])iy^ however, was from the outset a mere matter of form. 402. Imperial Titles. At the election of an emperor, or shortly after his accession, various titles were conferred upon him, some of which were purely honorary, while others implied the grant of new powers. An inscription from the early part of the reign of Augustus {C. I. L. III. 6070), and another from the reign of Hadrian {C. I. L. VI. 967), may illustrate the names and titles of the emperors during the two periods in (juestion. The first one reads Imperator Caesar Dhi Filiiis Augustus Consul XII Tribunicia Potes- tate XVIII Pontifex Maximus. In the other Hadrian is styled Imperator Caesar Divi Traia/ii Parthici Filius Divi Nervae Nepos Traianus Hadrian us Augustus Pon- tifex Maxivius Tribunicia Potestate II Consul II. With few exceptions, the emperors, at the time of their election, substituted the title Imperator for their former praenomina. The same word also appears again, in many cases as an honorary title, in the latter part of the name. Caesar was the cognomen of the Julian house, and was transferred to the members of the Claudian family. From the time of Hadrian its use was restricted to the emperor and his candi- date for the succession. In the first century it stood after the praenomen or the nomen ; but later it was usually placed between Imperator and the praenomen or nomeji. After the indication of descent from the emperor's prede- cessor or predecessors, and the nomina or cognomina, came the title Augustus. This title was granted to Octavius in Tac. Hist. 27 B.C. (cf. p. 269), and was conferred by the senate on Aiig.V. "'^ all his successors when they ascended the throne. The position of pontifex maximus was held by all the emperors, IMPERIAL SUCCESSION AND TITLES 343 as well as membership in the colleges of the augurs, the epulones, and the quindecemvirs. The tribunician power was granted for life, but it was renewed from year to year. It St. R. IL is, therefore, the surest indication in any document con- '^^'" taining the emperor's name of the year to which the document belongs. The consulship was held from time to time by the emperor, at least for a part of the year, and during these periods consul appears among his titles, with an indication of the number of times he has taken the ofifice. After Trajan's reign the title proconsul was assumed St. R. ii. outside of Italy, while, from the time of Septimius Severus, " ' ' ' it was borne even in Rome. Other titles \^q. pater patriae, or epithets of distinction like pins felix, were conferred on some of the emperors. Special titles like Farthicus or Germanicus were taken after successful campaigns. 403. Insignia of Office. On formal occasions the emperor sat on the siibsellium of the tribunes, or on a curule chair Dio, 50.2; between the consuls. His robe of ofifice in Italy was the ciaud. 2-.^''' toga praetexta ; outside of Italy t\\Q paludamentum. From Lampr. He- the time of Septimius Severus the latter was worn even in '°^ ' ^^' Italy. Up to Domitian's reign the emperor was attended by twelve lictors ; later by twenty-four. 404. Induction into Office. When the emperor ascended the throne, a sacrifice was made on the Capitol, and on the first of January of each year the senate, the magistrates, Tac. Ann. and the soldiers took the oath of allegiance. Augustus \ ^.' "'^*' accepted his extraordinary powers for a Hmited period, but his successors held theirs without such limitation. 405. The Memory of a Dead Emperor. The ofifice became vacant when the emperor died a natural death, or resigned, or was overthrown. In the last instance an act was usually passed, known as the davinafio mejnoriae, or a declaration was made by the newly chosen emperor, in accordance 344 IMPERIAL PERIOD: DESCRIPTIVE with which the wearing of mourning garments was for- bidden, the statues of the deceased were destroyed, his name was erased from public monuments, and his acta were annulled. In case the judgment of the senate on a dead em]:)eror was favorable, he received the title of divus and a flamen was appointed in his honor. (6) The Powers of the Emperor 406. Legal Basis of the Emperor's Power. The powers of the emperor, so far as they had a purely legal basis, rested on the imperiiim and the tribioiicia potestas. After the year 23 n.c. Augustus ceased to hold the consulship regu- larly, and the impcriian which he exercised he held pro con- siile. By special enactments, however, he was allowed to retain this impcrium within the city, and to rank with the consul in the exercise of its powers. The measures which thus interpreted and extended the imperium of the priti- ceps and freed him from certain restrictions ordinarily put on magistrates, were reenacted at the beginning of each reign, and have come down to us in a fragmentary form in the celebrated lex de itnpcrio Vcspasiatii. To fiicilitate a comparison of the position of the emperor with that of the republican chief-magistrate, it will be convenient to restate here the powers covered by the itnperiutn under the repub- lic, and to discuss the several functions of the emperor in the same order in which the similar powers of the republican magistrate were taken up (cf. pp. 157 ff.). The if?iperium under the republic covered the right to supervise certain matters of a politico-religious character, to represent the state in its dealings with individuals and with other commu- nities, to command the army and navy, to punish, to exer- cise civil and criminal jurisdiction, to issue proclamations POWERS OF THE EMPEROR 345 or edicts, to call and preside over the senate and the popular assemblies, and to supervise certain administrative matters. 407. Authority in Politico-Religious Matters. The em- peror's magisterial right to supervise such religious matters as had a political side was strengthened by his election to the four great priesthoods and by his elevation to the position o{ pontifex maximus (cf. pp. 342 f.), and was formulated in the lex de iiiiperio^ which empowered him to do qiiaecnmque ex . . . tnaiestate divinarum . . . rerum esse censebit. By virtue of this authority he had the right to name a certain number of priests, to control the temples, and to exercise a general supervision over religious affairs. 408. Foreign Affairs. In the management of foreign affairs the princeps was supreme. The senate, which under the later republic had taken such matters almost entirely into its own hands, became purely an advisory body. This change was merely a return to the early republican theory, under which only the people or their authorized representative, the magistrate, could carry on negotiations with a foreign power. The senate had usurped the func- tions which it exercised in such matters. The powers of the republican magistrate in this field were, however, lim- ited by the rights of the popular assembly ; those of the princeps were unlimited. This extension of the wiperiiwi was in all probability granted to him specifically by law. He was empowered on his own authority to declare war, Append. to make peace, or to carry on negotiations with foreign nations. This did not, of course, prevent him from asking the senate for advice on such matters, or from compli- menting it by allowing it to discuss them occasionally. 409. Command of the Army and Navy. Closely con- nected with the power just mentioned was the right of the 346 IMrKKIAL PERIOD: DESCRIPTIVE 17. princeps to command the army and navy. He had the exclusive right to levy and organize troops, and to direct the movements of troops in the imperial provinces, and, since the unsettled provinces were made imperial (cf. pp. 268, 283), practically the entire army and navy of the state were under his control. The officers were appointed by him ; the soldiers took the oath of allegiance to him, and were paid by him. The senate retained the power to grant a triumph, or the ortiajtienta triumphalia. Even in m. the senatorial provinces the pri'nceps had the mains impe- rium over the proconsuls, and they looked rather to him than to the senate for instructions. In this whole matter again the princeps resumed the })ower which the king and the chief-magistrate of the early republic had exercised, but which the senate, during the j^eriod of its r.5cendency, had in large part usurped. 410. Judicial Powers of the Emperor as an Appellate Judge. Perhaps the most important change which the empire made in the judicial powers of the executive was to introduce the principle of appeal. Under the republic this right was unknown. The nearest approach to it lay in the veto power which the tribune seems to have exercised ^'^' on rare occasions even in judicial matters. The appellate power which the princeps freely used seems to have devel- oped out of his magisterial right to exercise jurisdiction and his tribunician power. 411. The Emperor's Jurisdiction in Civil Cases. In this way he heard appeals in civil cases from the governors of provinces, and from Roman or Italian magistrates. Such appeals were sometimes heard by him in person. Some- times they were heard before persons delegated by him for the purpose ; in certain cases, before the consul or praetor at Rome, or the governor in a province. Appeals from the POWERS OF THE EMPEROR 347 decision of a magistrate in the city of Rome were usually turned over to the praetor iirbanus, or later to the prae- Suet. Aug. fechis tcrbi. Ajopeals from the provinces were usually taken ^^ ' '°' ^^ before ex-consuls appointed to hear such cases, but later they came to the praefectus praetorio. A final appeal to the emperor from the decision of his representative was not forbidden, but in all probabihty was rarely taken. Dio, 52. y^. Appeals were ordinarily not allowed in jury trials except when there was evidence of bribery, or when there was a fundamental legal defect in the constitution of the court • or in the conduct of the suit. The princeps could, of course, hear a case in the first instance also. He was Suet. Dom.8. assisted by a consiUum of jurists from the equestrian and senatorial orders (cf. p. 331). The members of this body received salaries ranging from 60,000 to 100,000 sesterces. The princeps presided ; the consilia?-ii gave Suet. Aug. their opinions in writing, and the prmceps rendered his Tac.^A^n.'^' decision. 3- 1°; Dig. 36. 1. 76. 412. The Emperor's Jurisdiction in Criminal Cases. The most interesting developments in the organization of the system of criminal courts were the recognition of the right of appeal, the gradual disappearance of the jury system, and the assignment of judicial powers to the senate, and to Dio, 52. 31 ; the emperor or imperial officials. The first point has been Suet.'cat. 5^ discussed in a preceding paragraph. As for the senate, it seems to have acquired its judicial functions first in the case of senators charged with capital offenses. This was a very natural development. It was the aristocratic inter- pretation of the principle that a man has a right to be tried by his peers. The recognition of the principle was a matter of mUch dispute, however, between the senate and 010,67.2; various emperors. The senate in criminal trials bore the '^^' ^' same theoretical relation to the presiding consul as a jury to 348 IMPERIAL PERIOD: DESCRIPTIVE the presiding judge, and the consul in conducting a court which exercised the right to inflict capital punishment with- out appeal was merely calling into existence again a pre- rogative which the king and the early consuls had enjoyed (p. 1 6). Hence the assumption of criminal jurisdiction in capital cases by the consul and senate was merely another case of reversion to the early theory of the constitution. Inasmuch as cases in which senators were concerned often involved men belonging to other classes, especially if the offense in question was political, the criminal jurisdiction of the senate was exercised over a greater number of per- sons than would appear at first thought. The consul presided, but of course the emperor exercised a controlling influence. The senate seems to have lost its judicial powers in the third or fourth century. From that time charges against senators were heard before the praefedus iiibi, the praefectus praetorio, or the provincial governors. The emperor himself heard only cases in which the per- sons concerned were prominent, or the matter at issue was important. The decision rested with him alone, but he consulted his consiliarii. Gradually the practice grew up of conferring on imperial officials the same right to exercise criminal jurisdiction which the emperor himself enjoyed. In this way persons charged with the commission of crimes in Rome or its vicinity were tried before the praefectus urbi, or in the case of minor offenses, or those of a special character, before the praefectus vigilum or the praefectus annonae. The praefectus praetorio heard such cases for Italy, and the governors in the provinces exercised the same right for the territory under their control. Appeal could be taken, in capital cases at least, to the emperor, but he usually delegated the praefectus praetorio to act in his ^l<:i(l, from whose decision ajjpeal could indeed be taken, POWERS OF THE EMPEROR 349 but rarely was taken, to the emperor. Thus the tribunal of the praetorian prefect became the court of last resort. In this way the quaestiones perpetiiae were gradually crowded out, and disappeared, probably toward the close of the second century of our era. The emperor and the imperial officials reached their decisions without the help of a jury, so that the substitution of the new system for the old involved the disappearance of trial by jury. 413. Edicta, Decreta, Rescripta, etc. The emperor could influence legislation direcdy or indirectly. He seems to have had the power, for instance, to grant the rights of Roman or of Latin citizenship on his own authority to individuals or to communities (cf. pp. 308, 315), but his greatest influence over legislation lay in an interpretation and amplification of existing law by issuing edicta, decreta, or rescripta, which were not only applicable to the cases immediately concerned, but furnished precedents for similar cases in the future. The edicta were imperial proclamations Dig. 28. 2. 26; addressed to citizens or peregrini, and dealt particularly c'l! L. x. with matters affecting the army, the treasury, or the food ^^"^^ supply. The ^1?^^,?/^ were judicial decisions of the emperor. 1016; ' The rescripta, of which we hear frequently from the time Eph.'Eplgr.' of Trajan, were repHes made by the emperor to important ^^- 7^7- questions submitted to him for decision by imperial officers 781 \ piin. ad or private individuals. ^''^- 7i' 8°- Mandata and epistulae contained official instructions from the emperor. To all these classes of official docu- ments the generic term cojtstitntiofies pri?icipis was applied, although the same term was used in a more restricted sense of documents in which a general legal principle was stated. In this way, by interpreting authoritatively exist- ing laws, and by supplementing them when necessary, the emperors preceding Diocletian, although they did not have 350 IMI'ERIAL PERIOD: DESCRIl'TIVE the general i)o\ver to legislate directly, exerted a rontrolling influence on the development of the law. 414. The lus cum Patribus Agendi. The priticeps had the right to convoke the senate, to preside over it, to lay matters before it for consideration, or to take part in its deliberations, when it met under the presidency of another magistrate. Even when the princeps did not preside, the business brought up by him took precedence of all other matters. In the second century of our era, in such cases, as many as five propositions could be submitted by him before the senate took up other business. Toward the end of his reign, when Augustus was unable to attend all the meetings of the senate, he sent propositions to it in written form. Propositions of this sort, whether presented orally or in writing, were out of courtesy adopted without change, so that in the course of time these orationes principis, as they were called, were thought of as forming an essen- tial part of the law of the empire. When the emperor presided over the senate, his practice differed in one impor- tant particular from that of the republican presiding oflficer, in that he could propose, and ordinarily did propose, a definite motion for adoption, whereas in important matters the consul was expected merely to make a statement of the business in hand (cf. p. 228) ; but whether he presided or merely exercised the rights of a senator, whether he was present or absent, the influence of the princeps controlled the decisions of the senate. The authority which Augustus received in his later years to establish a political consilium has already (p. 277) been mentioned. 415. The lus cum Populo Agendi. Augustus took into his own hands the control of foreign affairs. Tiberius trans- ferred the election of magistrates to the senate (p. 291), and there was a tendency to submit matters for legislation POWERS OF THE EMPEROR 351 to the same body, so that the meetings of the popular assembhes were few in number, and of Httle importance. Thus the emperor's his cum populo agendi did not amount to much. 416. The Nomination of Magistrates and the Appointment of Officials. In this connection it is convenient to mention the emperor's practice of passing on the eUgibility of candi- dates for the magistracies, and of recommending certain names to the electors (cf. pp. 275 f.). This privilege of commending candidates was legally recognized by the lex dc ifnperio Vespasia?ii in these words : utiqiie qiios magistratum Append I potestatem imperium curationemve cuius rei petentes senatui populoque Ro7na7io commendaverit, quibusque suffragationeiii suam deder-it promiserit, eorufn cotnitis quibusque extra ordi- nevi ratio habeatur. Under Augustus the recommendation was made to the popular assemblies ; under later emperors, to the senate. The number of candidates recommended under this law seems to have varied from reign to reign, according to the degree of respect which the priticeps showed for the senate. The men thus recommended for office were known as candidati Caesaris or Augusti. When the prificeps himself wished the consulship he could inform the senate of that fact. The emperor, of course, had the right to appoint imperial officials without even consulting the senate. Such officials were, for instance, the various procurators in the department of finance, the prefects in the city, and the legati in the provinces. 417. The Finances. Under the republic the effective control of the finances rested with the senate. In the early period that body exercised the right to impose a tributum or special taxes on citizens. It fixed the contri- Liv. 23. 31. i; butions to be made by the provinces, and although the ^^' "' '^~^' control of the ager publicus was often a matter of dispute 352 IMPERIAL PERIOD: DESCRIPTIVE between the senate and the popular assemblies, the former, during the period of its ascendency, legislated with reference to its rental or sale, as the case might be. In the matter of expenditure it adopted a budget every five years covering the amount to be expended by the censor on public works, and annual appropriations were made by it Cic. in Pis. 5; for the provinces. 418. Division of the Treasury. Under the dyarchy these functions were divided between iht princeps and the senate. This fact was recognized by the organization of three sep- arate treasuries, known as the aerarium Saturni, ihejisais Caesan's, and the aerarium militare. 419. The Aerarium Saturni. The control of the funds in the aerariu^n Sahirfii rested with the senate, but when in the year 44 Claudius took from that body the right to appoint the officials in charge of this treasury, its authority in the matter became purely nominal. An appropriation bill was necessary before money could be paid out, but the passage of such a measure was merely a matter of form. Little by little the revenues paid into the aerarium Saturni were diverted to the Jiscus, and although the distinction between these two departments was kept up until the reign of Diocletian, the funds in the former grew smaller steadily, and in the third century it became simply a municipal treasury. After 44 the administrative officers in charge of it were regularly appointed by the emperor. 420. The Fiscus Caesaris. The revenues of the Jiscus Caesaris came mainly from the rental or sale of the ager publicus in the provinces, from mines, from the vectigalia or stipendia paid by the imperial provinces and in some measure by the senatorial provinces, from legacies left to the emperor, from the atirum eorotiarium, and from customs duties and other indirect taxes. The funds in the Jiscus POWERS OF THE EMPEROR 353 were used to support the army and navy, to meet the expenses of provincial administration, to build roads and maintain a post system, to cover the expenditure of the emperor for charitable purposes, and to provide the city of Rome with grain and water. 421. The Emperor's Private Fortune. Out of the pri- vate fortune of the emperor his personal expenses and the outlay necessary in maintaining the imperial household were probably met, although a careful distinction does not seem to have been made between the res privata and the^scus. 422. The Aerarium Militate. The aerariuni militarc was established by Augustus in a.d. 6. It continued in Suet. Aug. existence up to the third century of our era. He assigned Ancyr.°".-6f to it a large sum from his private fortune, and gave it a permanent income from the tax on inheritances {vicesima hereditatiu77i et legatorum) and on auction sales {centesima reriwi vejialiiini). Its funds were not expected to cover the main expenses for military purposes, but were used especially to provide for the veterans. 423. Taxation and Adjudication. It is doubtful if the princeps had the right to impose new taxes. He could, however, rate the property of citizens, and in the later period at least he could raise or lower the rate of taxation. Suet. Dom 9 In the collection of taxes the contract system was gradually '°' ''^' ^' given up. In some cases collections were made by sub- ordinate officials attached to the office of i\\e procuratores ; in other cases, where communities were required to pay a fixed sum, the local officials made their payments directly into the treasury. Similarly, the construction of public works was no longer let out by private contract. Ques- tions arising between the aerarium Satiirni and citizens were heard by the officials in charge of the aerarium, with the right of appeal to the senate. Matters at issue between 354 IMPERIAL PERIOD: DESCRIPTIVE the Jiscus and individuals, after some variation in the method of procedure, were also adjudicated by the treasury officials. 424. Coinage. Under the republic the senate had the entire control of the coinage of money. By legislation of the year 15 B.C., however, the minting of gold and silver coins was intrusted to the emperor ; that of copper coins was retainetl by the senate. 425. The Censorial Power and Adlectio. Much of the financial business of which the emperor took charge, such as the collection of the taxes and the construction of public works, had been managed in the earlier period by the cen- sor. Another function also of the censor, that of drawing up the list of senators, was exercised by many of the emperors. In the first century Augustus, Claudius, Vespa- sian, and Domitian held the censorship, the latter taking it for life. By virtue of this office they not only drew up a formal list of senators, but men who had held no magis- tracy they advanced to senatorial rank by the adlectio infer quacstorios or inter tribunicios, inter praetorios, inter i8i2-, consulares, as the case might be. By a somewhat similar viA'^sg. exercise of power senators of quaestorian rank were pro- C. I. L. VIII. moted inter tribunicios, and so on. The earlier emperors Tac'.Ann. who took the censorial power, and after Domitian all the 2.32. Tac. Ann II. 25. the senate C. I. L.V. emperors, exercised the right of removing members from 426. The Government of Rome. The management of the city of Rome passed o\er in time entirely into the hands of the emperor. The principal branches of the municipal government were the police and fire departments, the eura an/ionae, and the bureaus which had charge of the aqueducts, of the construction of jiublic buildings, and of the banks of the Tiber and the city sewers. Augustus, POWERS OF THE EMPEROR 355 early in his reign, took to himself the right to maintain public order in Rome, the cura urbis, and delegated this power to his representative, the praefectus urbi, during his Tac. Ann. absence from the city. The organization of the praefectiira suet. Aug. -7 vigilum, to put out fires and protect the city at night, 010,55.26; 1 • ^ A r ■ • Suet. Aug. 30 was effected m .a.d. 6. A famuie ni 22 b.c. led the same p,-, ,^ ^. uio, 54' * ) emperor to make extraordinary arrangements for keeping Tac. Ann. Rome supplied with grain, but he did not organize an imperial bureau to take charge of the grain supply until late in his reign. Augustus took the cura aquaruni in 1 1 B.C., Frontin. de and at about the same time the cura opcrum tuendorum. " ^- 99 • In the first year of his reign Tiberius assigned the duty of protecting the city against inundations to commissioners, Dio, 57. 14; T^jic Ann who after Trajan took charge of the sewers also, and were j. 75. known as ciiratores alvei et ripartim Tiberis ct cloacaruin C. I. L. V. 5262; urbis. The details of the organization of these bureaus will vi. 1242. be considered in another connection. Only the emperor, from the time of Claudius, had the right to extend the pomerium. 427. The Government of Italy. The process of reduc- ing Italy to the level of the provinces, and of making it, like the rest of the empire, subject to the will of the emperor, was completed in the third century of our era, when a governor called a corrector was placed over it. The movement in this direction had been continuous from the beginning. Augustus had stationed a fleet at Ravenna, and Suet. Aug. 49. another at Misenum, under officers of his own appointment. Troops for the maintenance of public order were also Suet. .4ug. . . '?2 1 Tib. X] . quartered by him at various convenient pomts. His com- missioners, the curatores viartim, took charge of the public roads. In the reigns of Trajan and Hadrian the adminis- trative supervision of the emperor over Italy was extended still further by the establishment of the praefecturae 356 IMI'KKIAL rEKlOU: DESCRirTlVE alimentonan (cf. pp. 323 f.), and by the usurpation, on the part of the emperor, of the right to exercise a control over the finances of Italian municipalities. The civil jurisdiction Spart. Hadr. of the officials in these towns was restricted by Hadrian, and in the third century criminal jurisdiction throughout Italy was divided between the praefcdus praetorio and the praefcctus urln (cf. p. 364). 428. The Government of the Provinces. The ins pro- consulare of the emperor made him master of the imperial provinces, and the fnaius iinperium gave him control over the governors of senatorial provinces. In the imperial provinces not only the governors but the officers in com- mand of the legions were appointed by him. The close surveillance which he exercised over the details of admin- istration in his own provinces, and the tendency which senatorial governors showed to defer to his judgment and wishes and to follow the precedents established by him in imperial i)rovinces, have been noted in another connection (p. 301). Roman citizens could appeal from the judicial decisions of imperial governors in criminal cases to the emperor or to his representative at Rome (cf. p. 348). Appeals from the governors of senatorial provinces were heard by the emperor or senate, and of course in these cases the judgment of the emperor, or of his counsellors, was the decisive foctor. 429. The Tribunician Power. The possession of the tribunician power had for the emperor more of a senti- mental or traditional than legal value. Many of the con- stitutional powers which it conferred, like the right to convoke the senate, came to him in another way, but it did invest his person with a sacrosanct character, and made him the recognized champion of popular rights (cf. pp. 201 f.). Since the sanctity of the tribune's person could be violated POWERS OF THE EMPEROR 35/ by offensive or threatening language, as well as by deeds of violence, it is easy to see how prosecutions for Diinuta maiestas under the empire (cf. p. 291) could be legally based on this interpretation of the sacrosanct character of the tribune's office. It is not probable that the emperor found it necessary to use the ins aiixilii or the ins iiiter- cessionis directly in legislative or executive matters. The prestige which his position gave him was so great that a failure to conform to his wishes on the part of the senate or of a magistrate is hardly conceivable. We have had occa- sion to notice (pp. 346-7), however, that certain impor- tant judicial functions of the emperor perhaps rested on the ius intercessionis. There is a subtle distinction under the imperial constitution between holding the position of tribune and having the tribunician power. The emperor, by virtue of his tribunician power, could veto the action of St. R. ii. a tribune, but he was not himself a tribune, and his action °' "' ^' could not be vetoed by a tribune. This distinction was probably of little practical importance, however, since no tribune would dare to oppose him. The tribunician power was given to the emperor for Hfe. Augustus received it in 36 B.C., Tiberius in 6 B.C., the other emperors from the time when they were associated in the government by their pre- decessois, or, if they were not so associated, on the day of their accession, or shortly after it. 430. Exemption from Certain Laws. In connection with the tribunician power the fact may be mentioned that the emperor was exempted from observing certain laws. Although the laws in question are not specified in the lex de imperio Vespasiani, the principle is distinctly stated : Append. I. utique quibus legibus plebeive scitis scriptum fuit, lie divus Aug., Tiberiusve Julius Caesar Aug., Tiberiusque Claudius Caesar Aug, Gcr?nanicus tenerentur, iis legibus plebisque 358 IMPERIAL I'KRIOD: DESCRIPTIVK Self is Imp. Caesar Vespasiamis soliitus si/, quacqtie ex qiiaque lege rogatione dii'uyn Aug., Tiberiiinn'e, Gic.,facere oportuit, ea omnia Imp. Caesari Vespasiano Aug. facere lieeat. Selectkd IjIhliogkai'hy ' Y. B. R. Hellems, The lex de imperio Vespasiani. Chicago (in press). J. Kromayer, Die rechtliche Begriindung des I'rinzipats. Strassburg, i88S. H. Pelham, On some disputed points connected with tlie imperium of Augustus and his successors, Journ. of Philol. XVII (iS8S), pp. 27-52. H. Pelham, Princeps or princej^s senatus, ilnd. \'III (1S79), pp. Supplementary Literature, 1901-1910 Hardy, Studies in Roman History: Second Series. London, 1909. Homo, Le domaine imperial a Rome. Melanges d'arch. et d'hist. XIX (1899), 101-129. Stobbe, Die Candidati Caesaris. Philologus, XXVII. * • See also bibliography on pp. 173, 288, 304, 316, 32S. CHAPTER XVni IMPERIAL OFFICIALS (a) Officials Attached to the Imperial Household 431. Imperial Officials. The organization of the differ- ent bureaus of civil administration under the empire was effected gradually, and the functions of many officials changed somewhat from one period to another, so that a description of the powers and duties of an imperial officer in one reign may not be strictly accurate for another reign. Some officials even pass over from the military to the civil side of the administration, as happens in the case of the praefectus praetorio ; or the opposite change takes place. In view of this development and these changes, it will be con- venient to have in mind especially the imperial system in the period subsequent to Hadrian, since that emperor did so much to organize the several bureaus of administration (cf. p. 318). No classification of imperial officials seems satisfactory in all respects, but it will serve our purpose best to group them as follows : (a) tJiose attacJied to the imperial hoicsehold, (b) judges^ (c) financial ofificials ; those charged with the governifient (d) 0/ Rome, (e) of Italy, and {i) of the provinces. 432. The Imperial Family and the Caesar, Most closely attached to the person of the emperor were the members of his own family. Since the principate was not an heredi- tary office, they had no extraordinary powers, titles, or honors, except as these were conferred on them by the 359 360 IMPERIAL PERIOD: DESCRIPTIVE senate at the request, or with the approval, of the emperor. Tac. Ann. The empress usually received the title of Augusta, and the princes of the imperial household bore the title of Caesar until the time of Hadrian, who restricted it to the person whom the emperor had picked out as his successor (cf. Tac. Ann. p. 34i)- Upon the person selected for the succession the - c6 ' '^' imperhim proconsulare and the potestas tribunicia were conferred. He was thus made in a sense a colleague of the emperor, and is designated by Tacitus {Anti. I. 3) as collega imperii, consors tribuniciae potestatis. The relation was one of imperfect collegiality, however, for, although the prospective successor had the maius iniperium over all magistrates and imperial officials, in the exercise of both his iniperium and his tribunician power he must have been subject to the emperor. The significance of the title of Caesar and the passage of the two acts above mentioned lay in the fact that they designated a certain person for the succession (cf. p. 341). To the Caesar such honors were ordinarily granted as the title of impcrator, and the right to participate in a triumph and to have his likeness stamped on coins. He usually held the magistracies also with the emperor. In the relation existing between Marcus Aurelius and Lucius Aelius (cf. pp. 319 f.), the collegiate principle in an almost pure form was recognized, the title of pontifex maximus being the only one reserved by Marcus Aurelius. 433. The Praefectus Praetorio. To the pracfedus prae- torio was committed the protection of the emperor's person, so that, although in time his authority extended far beyond the limits of the court, he may properly be considered as a member of the emperor's household. Intrusted at first only with the charge of the three praetorian cohorts at Rome, he acquired the command in the course of time COURT OFFICIALS 36 1 of all the troops stationed in Italy, with the exception of Dio. 52. 24. the cohortes urbmiae and one legion outside the city. The control of this armed force in and near Rome, and the power which it gave him to influence the succession, gave the praetorian prefect the position which he held next in importance to the emperor. The execution of imperial decrees and a general supervision of imperial officials were, therefore, naturally turned over to him. His jurisdiction in civil and criminal cases has already been noticed (cf. pp. 347 ff.). These functions were a natural development of the original powers of his office. His position as commander-in-chief of the forces in Italy carried along with it the right to exercise military jurisdic- tion over the troops under his command. This duty called for judicial qualities, and when the principle of appeal was introduced it was a not unnatural thing to place him in charge of the appellate court. In this way the office of praetorian prefect became in the later empire more of a judicial than of a military position, and was held by the most distinguished jurists of the period. The legal attain- ments of the prefect naturally gave him also the leading place in the judicial consilium of the emperor (p. 331). The office was restricted to knights under the early empire. 434. The Amici and Comites Augusti. The amici Augusti held a semi-official position at court. They enjoyed the personal favor of the emperor, and were employed by him in various administrative matters. From their number he made up in large measure his consilium, and by men chosen from among them he was accompanied on his journeys to wilm. Ex the provinces. In fact, comes Augusti was essentially an p^j^j. official title, and those who were honored with it were steadily employed on imperial business. Only senators became comites. 362 IMI'KRIAL I'KRIOI): DESCRITTIVE 435. The Officials a Rationibus. The ])rincipal bureaus attached to the imi)erial household were those a rationibus, ab episttilis, a libt'Uis, a cognitionibi/s, and a inemoria. The imperial fiscus (cL p. 352) was managed at first by a t'reed- man, but after Hadrian by a procurator Augusti a rationi- bus, or a rationalis, chosen from the equestrian order. The tabu/aril and other assistants in this department were freedmcn or sla\es. 436. The Officials ab Epistulis. The ofificials designated as ab epistulis had charge of the official correspondence of the emperor. They received despatches from governors, generals, towns, and embassies, and put into final form the emperor's replies. Documents intended for Greek-speaking peoples were written in Greek, so that the bureau was divided into the two sections, ab epistulis Latinis and ab epistulis Graecis. 437. The Officials a Libellis. The bureau a libellis received the petitions and memorials addressed by indi- viduals to the emperor, and drew up decisions or replies for the emperor's signature. 438. The Officials a Cognitionibus. The officials a cog- nitionibus were charged with collecting information and preparing opinions for the emperor on judicial questions submitted to him for settlement. A legal training was very imj)ortant for those who held this office. In the early period its incumbents were freedmen ; later it was filled by members of the equestrian order. 439. The Officials a Memoria. Those who held the office a memoria, which was established in the second century, were employed in collecting materials for the emperor's public utterances, or in putting the emperor's decisions 'in a suitable fomi for public i)resentation. JUDICIAL OFFICERS 363 (ft) Imperial Judicial Officers 440. Criminal Jurisdiction of the Senate and the Quaes- tiones Perpetuae. A few words must be said about the different criminal courts before the judicial functions of certain imperial officers will be understood. By the close of the republican period the popular assembhes were no longer called together as judicial bodies, so that all criminal cases came before the quaestiones perpetuae (cf. pp. 74, 105 f.). From 70 to 46 B.C. the juries in these courts were composed of senators, knights, and trilnuii aerarii. The trihuni aerarii were not represented on them after 46, and Augustus excused the senators from jury duty, but he added a certain number of men having property amounting to 200,000 sesterces ijiucenarii'). They served, however, only on juries in civil cases of minor importance. The quaes- tiones perpetuae disappeared in the third century. The criminal jurisdiction of the senate, which came in with the empire (cf. p. 277), was exercised over serious political offenses, especially if senators were concerned (cf. pp. 347 f.). The penalties of banishment, deportation, or death could be imposed. No appeal could be taken to the emperor, but he could interpose his veto, if he wished. The senate lost its judicial powers in the third or fourth century. 441. Criminal Jurisdiction of Imperial Officials. The emperor exercised his criminal jurisdiction in person, or delegated it. When he sat in person he generally observed the procedure of the criminal law, and was assisted by the members of the bureau a cogniticmibus (cf. p. 362), and by such members of his C07isilium (cf. p. 347) as he had chosen for the case in hand. For special cases he delegated his power to a iudex datus, but for cases belonging to certain categories the praefedus praetorio, the praefectus urbi, the 364 IMl'F.RIAL PERIOD: DKSCRII'T1\ i: prae/ixtus Tigilum, and the praeft-ctiis annotiae were com- petent without special authorization from him. The praeto- rian prefect exercised criminal jurisdiction over the soldiers in Italy, and in capital cases over civilians in Italy outside of a radius of one hundred miles from Rome, and in the later period on appeal from the governors of jjrovinces (cf. pp. 348 f., 361). In a similar way the city prefect tried persons charged with capital offenses committed in Rome or within one hundred miles of the city. He could even delegate his judicial power to others. The praefedtis vigi- /iim exercised jurisdiction over minor crimes. An ai)peal could be taken from his decision to the emperor or the praetorian prefect. The praefedus annotiae heard criminal cases coming within his special jjrovince, such as attempts to create a corner in grain. The governors of provinces had criminal jurisdiction, even in capital cases, over all Roman citizens in their provinces, except that senators, officers of a certain rank, and members of the municipal senates had a right to be tried in Rome. 442. Civil Jurisdiction of Republican Courts. For the adjudication of civil cases the empire inherited from the republic the courts of the praetors (cf. p. 189), the cunile aediles, the X viri stiitibus itidicandis (cf. p. 210), and the centum viri. The judicial functions of the cumle aediles were of little importance (cf. p. 206). The centumviral court was increased in membership from 105 to 180. Sometimes it sat as a unit, but more freciuently it was Quint. 5.2.1. divided into four sections. Under the empire its members were probably chosen from among the regular iudices. From the time of Augustus the X viri silitibus iudi- candis acted as presiding officers in the several sections of the centumviral court. The business which came before the court was essentially the same as under the republic. FINANCIAL OFFICERS 365 The civil jurisdiction of the praetors was somewhat extended by the assignment to them of new classes of cases, notably those arising between the fiscus and individuals. 443. Civil Jurisdiction of Imperial Officials. To the several civil courts mentioned above we must add for the empire the court presided over by the emperor or by some one exercising authority delegated by him. The emperor himself heard cases in the first instance or on appeal. Special cases were assigned to a index. Cases falling within certain categories were heard in the emperor's name by praetors, consuls, or provincial governors, while questions of appeal came before the praefectus icrbi or the prarfcctus praetorio (cf. p. 347). Civil and criminal jurisdiction in the municipalities will be considered in another connection. (c) Imperial Financial Officers 444. Census Officials. The valuation of property and the levying of taxes were based on the census books {^libri censuales) prepared under the supervision of the censitores wiim. Ex. appointed by the emperor, one for each province or smaller J'^^r- 1249 b, unit of territory. The method of procedure which they adopted was similar to that followed by the censor at Rome (cf. pp. 192 f.). 445. Officials of the Aerarium Saturni. At the begin- ning of the imperial period the aerarium Saturni was in charge of the city quaestors (cf. p. 208), but Augustus trans- ferred it to two praefecti aerarii elected by the senate from Tac. Ann. the list of praetorian senators. Later it was placed in charge au|.^'6.^"^*' of praetors, and still later it was restored to the quaestors, but the system finally established by Nero in 56, in accord- ance with which prefects appointed by the emperor had Wilm. Ex. ir- -11 !• ^T^-, Inscr. 1 1 CO, control of it, w-as retamed down to the tune of Diocletian. 1152, 1188. 366 IMTKRIAL I'KKIOI): DESC KU'TIVE 446. Officials of the Fiscus. The management of the fisius was intrusted to an official known successively as the patroHus or procurator fisci, the procurator a rationibus, and, toward the close of the second century, as the ratio- nalis. From the time of Hadrian this position was filled by a knight. A subordinate officer, called a procurator, was appointed to collect the taxes in each province, or to take charge of taxes of a particular sort, so that one hears, for instance, of a procurator Asiae and a procurator viccsiniae hcreditatiutn. 'I'he procurators sat in judgment on ques- tions arising between the state and an individual, just as the censors had done under the republic (p. 194). 447. Officials of the Aerarium Militare. The aerariurn militare was managed by three praefecti acrarii militaris chosen for a period of three years from senators of prae- torian rank. Under Augustus they were selected by lot, but later the emperor appointed them, and this change constitutes one of the earliest instances of the encroach- ment of the emperor on the traditional rights of the senate in financial matters. 448. Officials of the Res Privata. To the res privata or patrifuoniufn of the emperor belonged the estates of the imperial family and the additions made by legacies, presents, or by confiscation. This property was in charge of officials appointed by the emperor, and we hear, for instance, of a procurator saltus Domitiani. A sharp dis- tinction between the fiscus and the res privata of the emperor was not made until the reign of Sejitimius Sevents, when we find mention of a procurator rcruvi privata- rum, under whom in the various parts of the empire were officials who bore such titles as procurator pro'i'incia- rum Bithyniae Ponti Paphlagoiiiac tain patriinoni qitam rat ion urn privataruni. OFFICIALS FOR ROME 367 (d) Imperial Officers Otarged with the Government of Rome 449. The Praefectus Urbi. The praefectura urbis was established by Augustus to provide for the government of the city during his absence. The creation of this office involved an open recognition by him of the fact that he was at the head of the state, and that when he left the city it was without a chief-magistrate, because under the con- stitutional republic the praefectura urbis was only called into existence when both the consuls were absent (cf. p. 212). Tiberius went a step farther than his predecessor, by appointing a praefectus urbi to hold office whether he himself was in Rome or not. The incumbent of the office was named by the emperor for an undetermined period from the senators of consular rank. He was intnisted with the maintenance of order in the city, and his duties required him to take charge in particular of public gather- ings at the markets, in the theatres, or the circus. For this purpose he had under his command at the outset three, and later as many as six, cohortes iirbanae, comprising from 1000 to 1500 men each. Along with his functions as a police official in preventing disorder, he naturally acquired criminal jurisdiction, at first in cases where the lower classes only were concerned ; but in time these judicial functions developed to such an extent that his court became the most important criminal court in Rome, and even extended its jurisdiction far beyond the limits of the city. 450. The Praefectus Vigilum. The provision which had been made under the republic for the extinction of fires having proved utterly inadequate, in a.d. 6 Augustus organized seven cohorts of 1000 to 1200 men each, charged with this duty. This body of men was also used as a police 36S IMli;klAl. I'KKIUIJ; DKSCKH'TIVE force to i)rotccl the city al night, and, therefore, cooperated with the cohortcs urbanac in maintaining order. It was in charge of the pracfectus vigilitni, who, Hke the city prefect, acqnired criminal jurisdiction, but in his judicial capacity he was subordinate to the praefcctiis urbi. Since the vigiles were usually freedmen, and were commanded by an officer who held only the etjuestrian rank, they exer- cised for less ])olitical influence than the praetorian or urban cohorts. 451. The Praefectus Annonae. To supply grain to the city without interruption was a matter of so great econom- ical and political importance that a special department of the government with numerous officials was established to arrange for it (cf. p. 355). Upon this bureau, which was in charge of an official known as the praefectus annonae^ devolved the duty of maintaining a general supervision of the sources of supply in the provinces, of the transpor- tation of grain to Rome, and of its distribution to the needy. Incidental to its duties also were the maintenance of suitable ports of entry and the control of the provision markets in Rome. The prefect in charge had civil and criminal jurisdiction over certain cases arising in commercial transactions. 452. The Commissioners Having Charge of Aqueducts, Buildings, and Sewers. The three boards which supcrviscil the aqueducts, public buildings, and sewers formed, with the commission to which Italian roads were intrusted, a college whose members were of senatorial rank and were appointed by the emperor for an indefinite period. The ciiratores at/uanim were three in number, and took over the aqueduct system as Agrippa left it at his death. From the time of Claudius they were assisted by a freedman or knight appointed by the emjieror and bearing the title of OFFICIALS FOR ITALY 369 procurator aquarum. The curatorcs operiim puhlicoruvi had nothing to do with the construction of new buildings. The emperor took charge of that matter himself, and met the attendant expenses from the spoils of war, from private Mon. Ancyr contributions, and from sums appropriated by the senate '*' ' '^^^' for the purpose. The commissioners mentioned above took upon themselves only the function, which the aediles had formerly exercised, of keeping public buildings in repair. The duties of the curatores alvei et riparum Tibe?'is et doacarum iirbis have been mentioned already (cf. p. 355). (e) Imperial Officers in Italy 453. Imperial Administration of Italy. The system of local government adopted in the municipia throughout Italy has been briefly discussed in another connection (cf. pp. 299 f.), so that we are concerned here only with the administrative officials appointed to represent the central government. Augustus divided Italy outside of Rome into eleven regiones, although these territorial sections do not seem to have been the units adopted for administrative purposes in all cases, as we should expect them to have been. The principal matters of business of which the central government took partial or complete charge were the management of the roads, the control of the alimentatio, the supervision of local finances and of the civil and criminal courts. 454- The Cura Viarum. The cura viariim came into the hands of imperial officers in 20 B.C. Each of the great roads was put in charge for an indefinite period of a curator of senatorial rank, selected by the emperor. It was his duty to keep the road in good condition and Tac. Ann. to protect public property connected with it from the 59. 15; 60. 17 370 IMl'KKIAL I'KRIOD: DKSCRIl'TIVE encToachiiK'iU of individuals. Branch roads were in the care of procuratorcs of eciueslrian rank. 455. The Cura Alimentorum. Possibly Domitian estab- lished the cura alimentorum, but more ])robably it dates from the reigns of Ner\a and Trajan (cf. pp. 323 f.), who established foundations, from the interest of which gratuities in the form of money or grain were given each month to a selected number of children of free birth. The immediate management of the funds set aside for the pur- pose, and the distribution of the monthly allowance, were in the hands of municipal officials ; but a general super- vision of the matter was confided to ^ pracfcctus ox ^ procu- rator for each district, with perha])s a single praefcctus alimentorum in charge of the whole department. The money which the state appropriated was in many cases supplemented by the gifts of public-spirited citizens. 456. Supervision of Municipal Finances. It was Trajan also who introduced the practice of bringing municipal finances under imperial supervision. He and his successors appointed for the municipaUties curatores of senatorial or equestrian rank, whose duty it was to audit the town accounts, and whose consent must be obtained before a town could contract a new debt or sell public property. It is not clear whether one of these officials was appointed for each Italian town or only when imperial supervision seemed desirable. 457. luridici. The establishment of ilistrict courts, to use a modern term, dates from the reign of Hadrian (cf. p. 318). The institution was not kept up by Antoninus Pius, but was restored by M. Aurelius. The judges were of senatorial rank and bore the title of iuriilici. Ultimately, as we have already seen (p. 355), Italy lost entirely its exceptional jjosition and sank to the level of the provinces. OFFICIALS FOR THE PROVINCES 3/1 (/) Imperial Officers in the Provinces 458. Imperial Control of the Provinces. The control which the emperor exercised over imperial provinces was supreme. The senate nominally supervised the govern- ment of senatorial provinces, but the mams imperiiun of the emperor, and his exalted position, led senatorial gov- ernors to turn to him for advice and instructions. Further- more, even in the senatorial provinces certain administrative departments, for instance those which had to do with public roads, the post, and some branches of the financial system, were managed in the name of the emperor. Only in the case of the finances, however, did the emperor have a per- sonal representative, styled a procurator, in the senatorial Uio, 53. 15 provinces. 459. Limitations and Extensions of the Power of Imperial Officers. The general system of government in the prov- inces, and the limits put on the jurisdiction of governors in civil and criminal cases, have been discussed elsewhere (cf. pp. 284 f., 346 f., 348 f.), so that it only remains for us to mention certain factors which tended to curtail in some respects, and to extend in other ways, the power of the emperor's representatives. In general it may be said that, as time went on, the cause of local self-government lost, while the rights of a province as a province increased. The towns and cities lost their independence in some measure, because they, like the municipalities in Italy (cf. p. 370), were required from an early period to submit to the supervision of imperial curatores in financial matters. On the other hand, the autocratic power of the governor was lessened, and the province gained to some extent, by the more direct control which the emperor assumed, and by the development of provincial assemblies. The strict 372 IMrKKlAI. PKRIUI): DESCRII'TI VE accountaliility to which governors were heltl naturally made them hesitate about taking responsibility in important mat- ters, and, when the practice of referring ([uestions to the emperor was once adopted (cf. p. 301), it must have devel- oped rapidly. The inevitable result of it, however, was to take from a governor the right of initiative in important matters. The development of the provincial assemblies (cf. p. 302) must have restricted the power of governors Marq. St. still further. All, or almost all, the provinces had concilia Verw. I. ... , , . . , 503 ff. whose right to send deputations or petitions to the emperor, Tac. Ann. without consulting the governor, came to be freely recog- Ep. 3. '4. 2. nized. The independent existence of the assembly was Dig. 47. 14. 1, recognized by the emperor in the fact also that his reply was sent directly to it. The possibility which every gov- ernor had to face, of seeing a document criticising his con- duct sent to the emperor at the close of his term of office, must have exercised a wholesome restraining influence on his administration. Selected Bibliography' W. T. Arnold, The Roman System of Provincial Administration. London, 1879. Cagnat, Les impots indirects. Paris, 18S2. Carette, Les assemblees provinciales de la Gaule romaine. Paris, 1895- E. Cuq, Le conseil des empereurs d'Auguste a Diocletian. Paris, 1884. P. Guiraud, Les assemblees prov. dans I'empire rom. Paris, 1887. Cyprian Halgan, Essai sur I'administration des provinces senato- rialas. Paris, 1898. O. Hirschfeld, Untarsuchungen auf dem Gebiete d. riim. Verwal- tungsgeschichte, Kd. L Berlin, 1877. O. Hirschfeld, Das aerarium militare, N. Jahrb. f. Philol. XCVII (1868), pp. 683-697. ' See also bibliography on pp. 173, 288, 304, 316, 328, 358. OFFICIALS FOR THE PROVINCES 373 O. Hirschfeld, Die Getreideverwaltung der rom. Kaiserzeit, Philol. XXIX, pp. 1-96. E. Klebs, Zur Entwicklung d. kaiserl. Stadtprafektur, Rhein. Mus. (N.F.), XLII, pp. 164-17S. Klein, Die Verwaltungsbeamten der Provinzen des rom. Reichs bis auf Diocletian. Bonn, 1878. G. Kretschmar, Das Beamtentum der rom. Kaiserzeit. Giessen, 1879. W. Liebenam, Forschungen zur Verwaltungsgeschichte des rom. Kaiserreichs, Bd. I. Leipzig, 1888. W. Liebenam, Die Laufbahn der Prokuratoren. Jena, 1886. W. Liebenam, Beitriige zur Verwaltungsgeschichte d. rom. Kaiser- reichs. Jena, 1886. W. Liebenam, Stadteverwaltung im romischen Kaiserreiche. Leip- zig, 1900. J. Marquardt, Romische Staatsverwaltung, 2te Aufl., 3 vols. Leipzig, 1881-5. Th. Mommsen, Die diocletianische Reichspriifectur, Hermes, XXXVI (1901), pp. 201-218. W. Schurz, De mutationibus in imp. Rom. ordinando ab imp. Hadr. factis. Bonn, 1883. Supplementary Literature, 1901-1910 Arnold-Shuckburgh, The Roman System of Provincial Administra- tion. Oxford, 1906. Hirschfeld, Die kaiserlichen Vei"waltungsbeamten bis auf Diocletian. Berlin, 1905. Borghesi, CEuvres completes, Tome dixieme : Les prefets du pre- toire. Paris, 1897. Heisterbergk, Provincia. Philologus, LI (1890), 629-644. Arnold, Studies of Roman Imperialism. London, 1906. Rostowzew, Geschichte der Staatspacht in der romischen Kaiserzeit bis Diocletian. Leipzig, 1902. Vigneaux, Essai sur I'histoire de la praefectura urbis a Rome. Paris, 1896. Graham, Roman Africa. London, 1902. Chapot, La province romaine proconsulaire d'Asie. Paris, 1904. Tac. Ann. 3. 29; 1 Quint. 15-28; 12. h. I J Oio, 52 . 20. CHAPTER XIX THE MAGISTRACIES (a) Tltc Magistracies itt General 460. The Cursus Honorum. In the election and ap- pointment of citizens to official positions under the empire, the division of society into the senatorial order, the eques- trian order, and the plebs was strictly obser\'ed, and corre- sponding to these three classes there were three careers of official service, known as the cursus honorum. To citizens of senatorial rank were assigned, along with certain impor- tant imperial offices, all the old republican magistracies. The full cursus hotiorum for men of this class, leaving out of consideration the appointive offices, comprised member- ship in the college of the XX viri, the position of tribunus inilitmn, the quaestorship, the aedileship, the tribunate of the plebs, the praetorship, and the consulship. Before the Flavian period the military tribunate could be held before or after the vigintivirate, but after that time it took invari- ably the second place. 461. Conditions of Eligibility. The conditions of eligi- bility to the vigintivirate were senatorial rank and the attainment of manhood, as indicated by the assumption of the toga virilis. The office was, therefore, open to the sons of senators, and to those whom the emperor had raised to the senatorial rank. The senatorial census (cf. p. 381) was of course recpiired in both cases. For the quaestor- ship a candidate was required to have completed his 374 CONDITION OF THE MAGISTRACIES 3/5 twenty-fourth year and to have held the offices mentioned. An interval of a year must elapse between the quaestor- ship and the tribunate of the plebs or the aedileship, and St. R. I. 535. another year before the praetorship could be held. Patri- cians could pass directly from the quaestorship to the prae- St. R. 1. 555, torship, although the minimum age requirement of thirty ' ^' years for the praetorship took away the advantage which Dio, 52. 20. they would otherwise have had over the plebeians. An inter- val of two years was required between the praetorship and the consulship, which practically fixed the age requirement St. R. i. 528, for the consulship at thirty-three. Candidates were eligible to the same office again after a short interval, and it was not illegal to hold a magistracy and an imperial office at the same time. From the restrictions mentioned above candi- dates for office could be relieved by the emperor, and fathers Piin. Ep. of families were regularly given precedence over others. ^' ^ 462. Nomination ; Election ; Term of Office. The formaH- ties attending nomination were like those under the republic, except that the emperor exercised the right of nomination (cf. pp. 275 f., 351). From the reign of Tiberius magis- trates were elected in the senate. The term of office con- tinued to be a year, except in the case of the consulship. 463. Loss of Dignity and Power. The magistracies suffered, of course, a serious loss of dignity and real power. Since the emperor's power to nominate candidates for office counted for so much, a citizen's poHtical future depended on imperial favor, and when he was elected he could not hope to exercise freely the traditional functions of his office with the emperor, or an appointee of the emperor, as his colleague. Furthermore, the powers of the several magis- trates were seriously curtailed by law, as we have already seen, and by the assignment of magisterial functions to imperial procurators and prefects. 376 IMPERIAL PERIOD: DESCRIPTIVE (/;) Tlie Several Magistracies 464. The Consul. 'I'he most significant formal change which the consulship exjjerienced under the empire was the shortening of the term of office. Up to the death of Herz. II. Nero the term was usually one of six months ; after that ^ ' "■ -^^ date ordinarily of two or four months. The purpose of the change was to lessen the importance of the office. St. R.I. 588 f. The election of the first pair of consuls for a given year, known as consules ordinarii, usually took place in the autumn of the preceding year. The consules suffedi were commonly chosen at the beginning of the year during which they were to serve. Official documents were still dated by mentioning the consuls of the year in question, but the names of the consules ordinarii were usually selected for the purpose. This gave them a certain prestige over the consules suffedi. The principal functions of the consul consisted in pre- siding over the senate, in exercising judicial powers in certain cases, and in taking charge of the ludi circenses and other public games. The senate under the early empire had nominal charge of Rome, Italy, and the senatorial provinces, and the importance of the consulship depended largely on the success which the senate had in making good its constitutional rights within these limits — and its success in this matter varied from reign to reign. The criminal jurisdiction and, to some extent, the civil juris- diction of the consul were exercised by him in conjunction with the senate. Apart from that body, however, he heard Suet. Claud, certain important classes of civil cases, assigned to him by 2\\ Instit. .1 lust. 2. 23. I. the emperor. 465. The Praetor. Julius Caesar had raised the number of praetors to si.\teen (rf. p. 137). Augustus reduced it to THE SEVERAL MAGISTRACIES 377 twelve, but under succeeding emperors it was raised until it reached its maximum, eighteen, under Claudius. The praetor urbanus still took precedence over his colleagues. Next him came the praetor peregrinns. The encroach- ment of the emperor and of his officials, however, on the prerogatives of the city praetor greatly diminished the importance of his position. The significance of the office of the praetor peregrinus was taken away in large measure by Caracalla's edict. The powers of the whole college of praetors were seriously abridged also by the pubHcation of Hadrian's edictimi perpetimm (cf. p. 318), which robbed them of the right to issue their annual edicts, by the assign- ment of certain civil cases to the consuls (cf. p. 376), and by the appointment of district judges for Italy (cf. p. 318). A partial compensation for these losses may be found in the fact that the supervision of certain public games was Dio, i;4. 2; given to them, and, for a time, the administration of the j.jj. 1.77, aerarium Saturni {ci. p. 365). Their principal function, that of presiding 'over the quaestio perpetua, was lost when that court disappeared in the second or third century (cf. p. 349). 466. The Censor. The censorship, as a republican insti- tution, came to an end in 22 B.C. In that year the office was held by P. Aemihus Lepidus and L. Munatius Plancus, veil. 2. 95. although the census was not completed. Claudius, with his fondness for tradition, attempted to revive the office by having himself and L. Vitellius made censors in the year 47 ; Nipperdey on but the precedent was not followed. This seems to have u^'^i -'.""' been the last effort made to treat the office as a separate magistracy. In all other cases its functions were apparently exercised by the emperor alone, or by the emperor in con- junction with some other member of the imperial family. Thus, in 8 B.C. Augustus took the census alone, in a.d. 14 378 IMl'KKIAl. PERIOD: DKSC'Rl ITl VK with Tiberius, while in a.d. 73-4 Vespasian and Titus cooperated in taking it. In the year 84 Domitian took the censorial power for life (p. 310). 'I'he duties of the office (cf. pp. 191 f.), as exercised by the emperors, consisted in the assessment of property and in drawing uj) the lists of senators and knights. The management of finances was, in large measure, assigned to certain commissions and imperial officers, as we ha\c already seen (cf. pj). 354, 365 f., 369). 467. The Aedile. Julius Caesar had increased the number of aediles to six, assigning to the new members of the college supervision of the grain supply (cf. p. 137), but during the reign of Augustus this function was turned over to a board of commissioners (cf. pp. 355, 368). The aediles lost the aira ludorutn also (cf. p. 377), and their right to maintain order in the city was in large measure relinquished in favor of the praefectus vigi/um and the praifcctus iirhi (cf. pp. 367-8). There is no mention of the office later than the middle of the third century. 468. The Tribune. The tribune retained under the emjjire his sacrosanct character, his ins auxilii and ins intcrcessionis, his right to summon the senate and ])robably the i)opular assem])ly also. But these were formal powers with little meaning. Thus, for instance, his action could be vetoed by the emperor, but he could not interfere with the emperor (cf. p. 357). Mis right to summon the i)Opulai assembly was of little importance because of the decadence of that body. What little significance the office had lay in the fact that the tribune ( ould veto the action of the senate, protect citizens in the courts, and impose fines in certain cases. 469. The Quaestor. Augustus seems to have reduced the ntunber of cjuaestors from forty to twenty. The college was divided into two sections, one consisting of the jjrovincial THE SEVERAL MAGISTRACIES 379 quaestors, and the other of those whose functions kept them in Rome. A quaestor Avas assigned to each one of the eleven senatorial provinces, except that two were sent to Sicily. Of the eight remaining members of the college, two were quaestores urbafii and two were assigned to each of the consuls and to the emperor. In the provinces the quaestor, who bore the title quaestor pro praetore, repre- sented the aerarium Satiirni^ and exercised the juris- diction which had traditionally belonged to his office (pp. 208-209). The quaestores urbani ha.^ charge of the aerarium for a time, but this was taken from them in the year 56 (cf. p. 365). Thereafter their principal duty con- sisted in caring for the decrees of the senate. The two Dio, 54. 36. quaestors selected by the emperor acted as his secretaries Tac. Ann. in laying matters before the senate. The four quaestors ' ' ^^' assigned to the consuls were subordinates in the service of those officials. 470. The XX Viri and Extraordinary Magistrates. The college of IIII praefecti Capuam Cumas (cf. p. 210), and that made up of the // viri viis extra urbem purgandis, were abolished under the empire, and the four remaining groups were consolidated into a single college known as the vigintivirate. The X viri stUtibus iudicandis, from the time of Augustus, presided in the centumviral court (cf. p. 364). The /// viri monetales had charge of senatorial coinage only (cf. p. 354). The functions of the /// viri capitales were seriously abridged by the establishment of the praefectura vigilum. Otherwise the duties of the members of these groups of officials were unchanged. Some significance was given to these offices, however, by the fact that they were made the first step in the cursus „ . hofwrum (cf. p. 374). Of the extraordinary republican 6. n; Wilm. / r rr \ t r , ,- Ex. Inscr. magistracies (cf. pp. 211 ft.), we hear of the praefectus 1122. 3S0 IMPERIAL PERIOD: DESCRIPTIVE nrbi feriarum Latinarum, of pracfccti fntmcnti dandi ex s. c, and occasionally of special commissioners sent out by the senate. Selected Bihliograi'hv ' Julius Asbach, Zur Geschichte des Konsulats in d. rom. Kaiserzeit, Ilistor. Untersuchungen, etc., pp. 190-217. Bonn, 1SS2. J. Centerwall, Quae publica officia ante quaesturam geri solita sint temporiljus imperatorum. Upsala, 1874. Chambalu, De magistratibus Flaviorum. Bonn, 1882. GoU, Ueber d. rom. Censur zur Zeit ihres Untergangs. Schleiz, 1S59. GoU, Das Volkstribunat in d. Kaiserzeit, Rhein. Mus. (N.?'.), XIII. Ill ff. Henzen, De nundinis consularibus aetatis imperatoria;-, Ephem. Epig. I. 1S7-199. Lenel, Das Edictum perpetuum. Leipzig, 1883. ' See also bibliography on pp. 173, 219, 288, 304, 316, 32S, 358. CHAPTER XX THE SENATE (fl) Composition of the Senate 471. Size of the Senate. On at least three different occasions, as he himself tells us {Mon. Ancyr. II, 1. 2), Augustus revised the list of senators. As a result of these revisions, the membership was reduced from 900 (cf. p. 137) to 600, which was accepted as the normal number Dio, 54. 131 under the empire. In drawing up his lists Augustus also took occasion to exclude many men of low birth, whom suet. Aug. 3. Julius Caesar had admitted. In this way he restored the '''' ^^' '^'^' aristocratic character of the senate. 472. Admission to the Senate. The conditions of eligi- bility to membership in the senate included citizenship and free birth, an acceptable reputation, and property rated at 010,54. 17; 1,000,000 sesterces. By those who fulfilled these condi- ,7. 'suet. tions admission to the senate could be had by securing ^"S- 4i- election to the quaestorship. Inasmuch as the magistracies were open only to those of senatorial rank, that is, to the sons of senators (cf. p. 374), the senate became a close corporation. The emperor could, however, at his discretion grant to men not of senatorial rank, who had the necessary property, the right to wear the latus clavus, or broad purple stripe on the tunic. This entitled them to become candidates for a magistracy with the prospect later of entering the senate. Furthermore, citizens with a fortune of 1,000,000 sesterces, who had not held a magistracy, 3S1 382 IMPERIAL PERIOD: DESCRIPTIVE were from time to time admitted to the senate by adledio (cf. p. 354). 473. The Album Senatorium. From 9 n.c. on, the album senatorium, or official list of senators, was revised each year. The names of those who had held a magistracy since the last revision, and of those chosen by the method of adkctio, were added to the old list, while those whose property had fallen below the required minimum, and those who had been convicted of an offense against the laws, were excluded from the senate. In the list the names were arranged in the order of official rank. After the emperor's name came those of the consulares, then the praetorii, etc. Those who had held a given magistracy more than once ranked higher in dignity than those who had held it once only. No distinction was made between ex-consuls who had been consules ordinarii and those who had been suffecti. Up to the time of Pertinax those who were assigned to a given group by adlcctio were of equal rank with those who had attained the position in question by virtue of having held a magistracy. (6) Meetings of the Senate 474. The Presidency of the Senate. The magistrates who had the ius cum patribus agcndi imder the republic (cf. p. 225) exercised that right under the empire also. Of course the offices of dictator, master of the horse, and interrex had disappeared, so that they do not come into consideration. Whether the city prefect had the theoret- ical right to convoke the senate or not is a matter of no moment. He would scarcely have exercised it, except during the absence of the other qualified officials, and such a contingency could not arise. It is also probably true that the tribune rarely made use of this privilege. The MEETINGS OP^ THE SENATE 383 prhiceps took precedence of all the magistrates in calling the senate together, and even when that body had been convoked by a magistrate, a place of honor was given to him between the two consuls, or on the tribunes' bench. 475. The Place and Time of Meeting. The ordinary place of meeting was the curia lulia. Except during the months of September and October, stated meetings were held on the Kalends and Ides of each month. Otherwise Suet. Aug. the senate met at the call of the qualified official. cc.'^. '°' 476. A Quorum. The attendance of senators was required, but the efforts made to enforce this regulation were not effective. In the early part of the reign of Dio, 54. iS; Augustus- a quorum was fixed at 400 members, but later it i6!'^2. "" was found necessary to reduce this number and not to Dio, 54. 35 ; require a quorum for action on unimportant matters. ^^' ^' 477. The Transaction of Business. The purpose for which the senate was convoked was indicated only in a Tac. Ann. general way in the call which was issued. The subjects ^' ^' to be considered were laid before the meeting by the pre- siding officer. Individual senators still lacked theoretically the right to introduce new business, but in discussing a matter laid before them they were allowed, as under the republic, to introduce extraneous questions, and to ask for Tac. Ann. action by the senate. Senators were asked their opinions ^' '^' in the traditional order (cf. p. 224), except that the Tac. Ann. emperor gave his views first, or, if he chose, last. During '' '''^' some reigns at least, when the emperor presided, the magistrates in office were also called upon in the group Tac. Ann to which they belonged. As we have already had occasion ^' '''" to notice (p. 350), the business of the emperor, whether he was present or not, took precedence, within certain limits, of all other matters. In any case the prmceps con- trolled the discussion and the action of the senate, and a 384 IMPERIAL PERIOD: DESCRIPTIVE senator could indicate his disai)proval of a measure only by staying away from the meeting when the bill in question was to be presented. The discessio was the accepted method of voting, even upon candidates for the magis- tracies. Trajan introduced the secret ballot for the latter purpose, but the new arrangement did not become perma- nent. It was the duty of the presiding officer to appoint a committee for the formulation of each motion, and decrees which were intended for the public eye were engraved on bronze tablets. One of the quaestors, appointed for the purpose by the emperor, and known as ab actis scnatus, l)repared for the archives the acta senatus, or proceedings of the senate, which comprised the senatus consnlta, official documents submitted to the senate, and the speeches made by leading senators. From these records such extracts as Fiin. Pan. 75. the Senate selected were published in the acta diurna. {c) The Powers of the Senate 478. The Senate and the Princeps. In the last years of the republic, and in the period of transition from the republic to the dyarchy, the senate had been reduced to the position which it theoretically held under the consti- tution, viz., that of an advisory body. Under the new regime its formal powers were much greater and more explicitly recognized. It became a legislative, a judicial, and an electoral body. Its real influence over affairs had always depended, however, not on the powers which it had received when the state was organized, but on the measure of control which it was able to exercise over the magistrates and over the resources of the commonwealth. This was still the case under the empire. Bearing this fact in mind, it is easy to understand how a formal extension POWERS OF THE SENATE 385 of the powers of the senate by Augustus and Tiberius could take place simultaneously with a real loss of influence. The fact that the pr-inceps held his position for life freed him from the influences which had made the consul amen- able to it (cf. pp. 67 f.). Furthermore, it lost outright the management of foreign affairs, the control of the army and navy (pp. 237 ff., 345 f.), the government of the important provinces (pp. 283 ff.), and consequently in large measure the management of the finances. 479. The Senate as a Legislative Body. The decadence of the comitia made the senate the sole legislative body in the state. Senatus consulta had the force of law, and touched every field of public activity, subject to the limita- Suet. Tib. tions mentioned in the preceding paragraph. The business which required the greatest share of its attention was the financial management and the administration of Rome, Italy, and the senatorial provinces. Upon all these matters it heard reports, and took the necessary action. It exer- cised the right to raise or lower the rate of ta.xation, but 010,55.25 only on the imperial initiative. The control of the agcr publicus was, however, transferred to the emperor. It took action with reference to the introduction of foreign cults, managed the temples, and provided for extraordinary festivals ; but in all religious matters its action must have been perfunctory, since the emperor was ponfi/ex maximus and a member of all the important priesthoods. Further- more, it passed measures imposing penalties on those con- victed of certain offenses, and granting honors, privileges, piin. Ep and dispensation from certain laws to favored individuals ^' '^' ^' or classes. 480. The Senate as a Judicial Body. The criminal jurisdiction of the senate was exercised mainly in the case of serious offenses, particularly those of a pohtical nature 386 IMPERIAL I'ERIOD: DESCRIITIVE (cf. p. 347), where senators were concerned. Perhaps those charged with such offenses were at the outset allowed to have their cases heard either before a quaestio or before the senate. Senators would naturally choose the latter tribunal. When the practice was once established it developed rapidly. The procedure, as can be seen from the well-known case of Piso, seems to have been modeled on that followed in the quacstiones. The consul presided, and the senate delivered its verdict in the form of a scnatiis consiiltum. Even the penalty of death could be imposed, and no appeal could be taken from the senate's decision, although the emperor could virtually grant a pardon by using his veto power. Appeals could also be taken to the senate by senators and members of certain other favored classes from the decisions of senatorial governors in capital cases. In civil cases also appeals came to the senate from the senatorial provinces, but they were usually referred by it to the consuls. 481. The Senate as an Electoral Body. The most important function of the senate as an electoral body consisted in choosing the emperor (cf. p. 341), and in joining with the popular assembly in conferring on him his constitutional powers (cf. pp. 341 f.). The right to deify a deceased emperor, or to pass the act known as the damna- tio ffiemoriae, was its exclusive prerogative (cf. pp. 343 f.). Tiberius transferred the election of magistrates to the senate, but its freedom of choice was in large measure restricted by the emperor's right to name candidates for the several offices (p. 351). Notwithstanding this fact, there was a lively competition for the several magistracies, and candidates for office gave costly presents and elabo- rate dinners to their senatorial colleagues in the hope of winning their suffrages. POWERS OF THE SENATE 38/ Selected Bibliography ^ Caduzac, Decadence du senat rom. depuis Cesar jusqu'a Constantin. Limoges, 1847. E. Cuq, Le conseil des empereurs, d'Auguste a Diocletien. Paris, 1884. Dumeril, De senatu romano sub imp. Augusto Tiberioque. Paris, 1856. Diirr, Die Majestatsprozesse unter dem Kaiser Tiberius. Heilbronn Progr., 1880. Rotter, Ueber d. Verhiiltniss zwischen Kaisertum u. Senat unter Aug. u. Tib. Prague, 1875. Supplementary Literature, 1901-1910 Abele, Der Senat unter Augustus. Paderborn, 1907. 1 See also bibliography on pp. 243, 2.'SS, 304, 316, 328, 358. CHAPTER XXI THE PEOPLE (a) Citizens/tip 482. The Methods of Acquiring Citizenship. Citizenshij) could be acquired, as under the republic, by birth, by adop- tion, by manumission, and by a special grant. The son of a Roman citizen inherited the rights of citizenship. The son of a Latin acciuired them when he was adopted by a Roman citizen. The other two methods of acquiring them call for a fuller statement. 483. Citizenship Acquired by Special Grant or by Manu- mission. Various classes of persons acquired the rights of citizenship by virtue of having conformed to certain speci- fied conditions. Thus, for instance, those who received an honorable discharge, after having served twenty-five years in the auxiliary force, or twenty-six years in the navy, became Roman citizens. Latins gained the same privilege when they were enrolled in the legions, and magistrates in C. I. L. II. towns -enjoying the Latin rights were honored with Roman 1945; ^ • 532- citizenship. Freedmen also, after serving a certain number of years as vigiles, gained full civic rights. The conditions on which citizenship was granted to indi\iduals or i)articular communities cannot be so exactly stated. Personal favor, or political considerations, or a desire to reward those Suet. Aug. yf,\^Q i^ad rendered a noteworthy ser^dce to the community, 40. 47 • Dio, 60. 17; were usually the deciding factors in these cases. Augustus tiz€ j.T '^ g-'^^'G the rights of Roman citizenship to few conuiumities, CITIZENSHIP 389 but his successors bestowed them upon towns in all parts of the empire. The imperiiim proconsulare of the emperor entitled him to make these grants in the imperial provinces (cf. p. 245), but, although Augustus may have consulted the senate and popular assembly in cases outside the imperial provinces, it is plain that his successors felt free, on their own authority, to grant Roman citizenship to any indi- vidual or community. The greatest addition to the number Dio, 57. 17; of citizens, however, came by way of manumission, and ^"^*Galb2° the rapid increase in the number of freedmen which resulted h; iac. \ Ann. 1 .-8. seemed so serious a matter to Augustus that he caused a series of laws to be passed to restrict it (cf. p. 390). 484. The Loss of Citizenship. As under the republic (cf. p. 245), those who had been captured in war, turned over to the enemy, or sold into slavery suffered capitis deminutio ?naxijna. The third provision just mentioned underwent a strange interpretation or extension in the case of those known as servi poe?iae. The legal fiction involved in the matter is clearly indicated by Pliny (ad Traianiim, XXXI, 2) : /// plerisque civitatibiis, maxime Nicomediae et Nicaeae, quidam vel in opus damnati vel in liidum si7niliaque his getiera pocnarutn publicoruni servoricm officio ministerio- que fungimtur atque etiajn ut pnblici servi annua accipiunt. Those became semi poenae, qui ad ferrum aut ad bestias aut in 7netallum damnantur (Dig. XXVIII. i. 8. 4). Capitis deminutio media was visited on those who suffered deportatio, or transportation to an island. Rclegatio, or the penalty of being obliged to live within a certain section of the empire, did not bring with it a loss of citizenship. 485. The Rights of Roman Citizens. All Roman citi- zens, except freedmen, had the full enjoyment of the tra- ditional iiira conwiercii, conubii, proTOcationis, legis actionis, suffragii, and the ius houorum. In respect to their private 390 IMPERIAL PERIOD: DESCRIPTIVE rights freedmen stood essentially on the same plane as freemen, except that they were forbidden to marry with members of the senatorial order and were liable to the punishment of being obliged to live at least one hundred miles from Rome for certain offenses against their patrons. Freedmen thus jnmished were known di?> pcregrini dediticii. All freedmen were still restricted to four of the city tribes (p. 247), but this restriction was of little moment because of the decadence of the ])opular assemblies. The most important limitations put on them were in the matter of the ius ho/iorufn, and of admission to the equestrian order. Not only freedmen, but their sons and grandsons, were Plin. N. H. excluded from the ecjuestrian order and from the magis- ''''■ ■' ■ tracies, and consequently from the senatorial order. It was within the power of the emperor, however, by a natalium restitutio to remove this disability. Reference has been made above to the attemi)t which Augustus made to restrict indiscriminate manumission. The most important step which he took in this direction consisted in securing the Herz. II. passage in a.d. 4 of the lex Aelia Sentia, which provided, ^'^ ■ among other things, that slaves under thirty years of age who were declared free, and those who were declared free in the will of a deceased owner, did not become technically free. Their legal status was more clearly defined by the lex lunia Norbatia of a.d. 19, which rendered them incapa- ble of making a will, and gave them the rights, with certain Nipperdey limitations, of Lafi/ii Iiiiiiani. 2" -9 an/""' 4^^- T^^ Obligations of Citizenship. The two principal '3- 27- obligations resting on Roman citizens were the payment of taxes and service in the army. Roman citizens in Italy paid no direct taxes. Those in the provinces were subject St. R. III. to the tributuDi soli and the tribuiuin capitis. This exemp- ^°^ *■ tion of Roman citizens in Italy was the peculiar privilege THE PLEBEIANS 391 going with the ius Italicum. Military service was incum- bent on every freeman, but, since a suiftcient number of soldiers was usually to be had by voluntary enlistment, it was rarely necessary to resort to a draft. In fact, after the time of the Flavian emperors, the legions were never Herz. ii. recruited from Italy. The legions and the praetorian ^ guard were made up exclusively of free-born Roman citi- zens and of Latins or peregrini belonging to oppida. Freedmen served in the navy and in the cohortes vigilum. {b) Tlte Plebeians 487. The Legal Status of the Plebeians. The old dis- tinction between the plebeians and patricians is lost sight of under the empire, but by a strange turn of the wheel of fortune the term plebs came to indicate, just as it had done in the early republic, those who were outside the privileged classes. It comprised, in fact, all those who were below the senatorial and equestrian orders. And just as had been the case under the early republic, the plebeians vmder the empire were essentially without poUtical rights, and were shut out of the classes above them by legal restrictions. There was, however, this important difference between the two cases. The barrier was not an insur- mountable one. By acquiring the fortune required of a knight or senator a plebeian freeman could rise into one of the higher orders. The most important legal difference, then, between the plebeians on the one hand and the members of the equestrian and senatorial orders on the other, was in the matter of pohtical rights. In one respect their private rights were less, since for a given offense they were liable to a severer punishment than were those who Dig. 48. g , r belonged to the two upper classes. 392 IMI'ERIAL PERIOD: DESCRIPTIVE 488. The Plebs Urbana. The massing of property in the hands of the few had practically blotted out the independent middle class, and the great body of freemen outside the two orders were partly or entirely dependent on the state for support. The term plebs urbana was practically applied to the 200,000 or more whose names made up the list of recipients of grain. 489. The Plebeians outside Rome. The population in the Italian municipal towns reproduced in miniature the state of things in Rome. A freeman who had a rating of 100,000 sesterces, and was eligible in other respects, could by election to one of the local offices secure admission to the munici])al senate. Those who did not have the requi- site property were not eligible, so that these small towns also had their senatorial order and their plebeians, although the minimum sum which made one eligible to the senatorial order in the municipalities was so small that the members of that order constituted a middle class in Italy. (c) Tiie Equestrian Order 490. Admission to the Equestrian Order. The conditions of eligibility to the equestrian order w-ere the i)ossession of property valued at 400,000 sesterces, free birth, and a respectable standing in the community. It was, however, in the power of the emperor to pass over the condition of free birth, and to elevate freedmen to the equestrian rank. Admission to the order rested with the emperor, who estab- lished a bureau, known as a ccnsibui equestribus, to receive applications and collect the necessary information. If the property of a member of the order fell below the required minimum, or if his mode of life was objectionable, his name was dropped from the list. THE EQUESTRIAN ORDER 393 491. Limits put on the Order. Although up to the reign of Tiberius the term ordo equester technically included only the equites equo publico, it seems probable, while still a matter of dispute, that there was a body of men, who perhaps may be called equites equo privato, who satisfied the requirements of the equestrian order, but had not tech- nically been admitted to it. The members of this group did not have certain privileges conceded to the equites equo publico, but they received some official recognition until they were formally excluded from the order by the legislation of Tiberius. 492. Seviri Equitum Romanorum. The way in which the equites were organized into tunnae is not clear. Men- tion is made of six turmae of thirty men each under seviri. Possibly only six of the turmae had special leaders. The seviri were usually the sons of senators or the younger members of the imperial family. 493. Insignia and Titles. The members of the eques- trian order were distinguished by the anulus aureus, the tunica angusticlavia, and by the right to reserved seats in the theatre and at the circus. From the time of M. Aurelius the members of the order who were procurators bore the title of viri egregii, the equestrian prefects were styled viri perfectisshni, with the exception of the prefect of the prae- torian guard, who was called vir eviitientissimus. The title vir splendidus was probably applied to the knights living outside Rome who had held no office. 494. The Equestrian Cursus Honorum. The members of the equestrian order were especially employed by the emperor as his representatives in the imperial service, and in the first century of our era a fixed equestrian cursus ho7ioruvi developed. At the bottom of the series were the militiae equestres, including the praefectura cohortis, the St. R. HI. 481 ff. ; Herz. II. q6i, n. I ; II. c)66, n. 3; Will. Dr. -585. Tac. Hist. I- 13; Suet. Galba, 14; Plin. N. H. 33. 29; Liv. Ep. 99. Wilm. Ex. Inscr. 132, 1058, 1639, 2857. C. I. L. V. 8659; VI. 1625 b; IX. 5439. 394 IMPERIAL PERIOD: DESCRIPTIVE trihtinatiis iegionis, the irilninatus cohortis Tigilinn^ or cohortis urbanae or cohortis practoriae, the pracfcctura alae, and the praefcciura castroruvi. An aspirant for higher honors served in the curly period in three, later in four of these positions. After the bureaucratic system of government had been fully developed by Hadrian, a preliminary civil career could be substituted for the military service just mentioned. After these ])reliminary military or civil positions came the various procuratorships, which may be classified according to the salaries received as sexa- genarii {i.e., recipients of 60,000 sesterces), centefiarii (100,000 sesterces), ducetiarii (200,000 sesterces), and trecenarii (300,000 sesterces). The highest official posi- tions of the ecjuestrian career were the ])refectures, such, for instance, as the pracfcctura vigilinn or the pracfcctura annonae. The knights gained in prestige under Gallienus, who transferred to the efjuestrian order all the important military positions. Membership in certain priesthoods was also reserved for the knights, and the most distinguished equites were from time to time admitted to the senate. In the nature of things, the ordo equester could not be an hereditary aristocracy, but the sons of knights who satisfied the conditions governing admission to the order were naturally preferred to others. (rf) TJie Senatorial Order 495. Admission to the Senatorial Order. The privileges of the jwbilitas under the republic had depended on the organization of society (cf. pp. 47 f.). The exclusive rights of the senatorial order under the empire had a legal basis. The conditions governing admission to the order were the same as in the case of the knights (cf. p. 392), except that THE SENATORIAL ORDER 395 the property requirement was 1,000,000 sesterces. For those who satisfied these conditions admission was to be had by birth, or through an imperial grant of the latus davits to those who were not the sons of senators. Exclusion from the senatorial order was governed by the same prin- ciples as those which led to exclusion from the equestrian order (p. 392). 496. Insignia and Titles. The insignia of the order were the aiii/his aureus, the cakeus seiiatoritis, and the Suet. Aug. latus claviis. Like the knights, members of the senatorial 5. 2.27 f.; order were entitled to reserved seats at the theatre and at ^' • ^' '35- the circus. From the close of the first century of our era they bore the title virl clarissimi, and even the younger members of a senator's family were styled clarissimi pueri or clarissimae puellae. 497. The Senatorial Cursus Honorum. The mam privi- lege which they enjoyed, however, was the exclusive right to become candidates for the republican magistracies (cf. p. 374), and thereby to gain admission to the senate. Certain important imperial offices also were open only to members of the order. The republican magistracies and the imperial offices open only to senators constituted the senatorial cursus honorum, which is illustrated in so many c. I. L. V. inscriptions. X. 6006. {e) Latinitas and Peregrinitas 498. Latinitas. As a result of the Social war the rights of Roman citizenship had been granted to the people of Italy living south of the river Po (cf. p. 102). Julius Caesar extended the same rights to the communities of Transpadane Gaul (p. 122), so that there were no com- munities with Latin rights in the peninsula at the begin- ning of the imperial period. The ius Latii was, however^ 396 IMl'EKIAL I'KRIOD: DESCKIITIVE conferred by Vespasian, Domitian, and other emperors upon many cities in the provinces (p. 315). The citizens of the niunicipia or oppiiia civiiim Latinorum or coloniae civium Latinorum, as these Latin communities were vari- ously called, had the ius commcrcii, and the prospect of acquiring the rights of Roman citizenship, in case they were elected to a local magistracy or admitted to the local senate. They acquired Roman citizenship also if they were enrolled in a legion, and individuals who had rendered a noteworthy sen^ice to the state were rewarded in the same way. Their right to vote in one of the tribes at Rome (cf. p. 248) amounted to little under the empire. In general they were subject to taxes and to mili- tary service. Mention has already been made (p. 390) of the Latini Iiiniaui. 499. The Peregrini. Facu those with Latin rights are sometimes spoken of as peregrini, but the term is usually applied only to freemen who had neither Roman nor Latin citizenship. Into this category fell citizens of independent states, and members of communities which Rome had con- quered. Such legal rights as Xhe peregrini had they gained by treaties between their own states and Rome, or in the court of the praetor, or through the charter of the province in which they lived. They were allowed to actjuire i)roperty, to buy and to sell, but they did not have the ius conubii, nor the right to wear the toga, except as a specially granted privilege. The peregrini dediticii (cf. p. 390) belonged to a si)ecial category. A large addition was made by Marcus Aurelius and some of his successors (p. 326) to the number of the peregrini dediticii by the settlement of barbarian colonists, especially on the banks of the Rhine and the I )anube. POPULAR ASSEMBLIES 397 500. The Edict of Caracalla. The edict of Caracalla in the year 212 granted Roman citizenship to all freemen living in the Roman empire. This measure did not affect the Latini luniani or the peregritii dediticii, nor did it preclude the possibility of establishing new colonies of peregritii. In point of fact, the first two classes are found after Caracalla's time, but probably no new colonies of peregritii were established. (/") Political Divisions and Popular Assemblies 501. Tribes, Centuries, and Classes. The division of the people into thirty-five tribes continued under the empire, but, since citizens were no longer subject to the tributum or to military service, it served no other political purpose than to indicate the citizenship of those whose names appeared in the list. The one practical purpose which the tribal list did serve was to give the names of those who were entitled to gratuities of "grain, or to such other largesses as the state saw fit to dispense. Membership in a tribe was usually hereditary. Almost all freemen were assigned to the thirty-one country tribes ; freedmen to the St. R. ill. four urban tribes. Up to a late period the tribes were still divided into centuries of setiiores and iuniores. Even the C. I. L. vi. division of the people into classes continued for a time, but it ultimately disappeared before the new property rating on which the equestrian and senatorial orders were based. 502. The Comitia Curiata. After the fall of the republic we hear nothing of the lex curiata de imperio (p. 14), the one political measure upon which the comitia curiata had the right to act. That body still met, however, to pass on Suet.Aug.65. family affairs which required formal action. 398 IMPERIAL PERIOD: DESCRIPTIVE 503. The Comitia Centuriata. 'The machinery of the comitia centuriata was still in existence, and the external forms were still observed, such as the taking of auspices and the displaying of a red flag on the Janiculum while the assembly was in session ; but the centuriate comitia had lost its meaning, and for the sake of convenience almost all the measures which were submitted to a popular assem- bly were brought before the comitia tributa. The one legislative matter over which it had held exclusive control under the republic, viz., the declaration of an offensive war, was now within the competence of the emperor ; the elec- tions were transferred to the senate by Tiberius, and, although the assembly was called together a few days after the senate had elect.ed the magistrates, to hear the rcnun- tiatio, that ceremony was a simple act of confirmation by the multitude. The quaestiojies had already supplanted the centuriate comitia in judicial matters. 504. The Comitia Tributa. The comitia tributa assem- bled for the renuntiatb in the case of the curule aediles, the quaestors, and the XX viri, just as the centuriate assembly met to hear the announcement made of the newly elected consuls and praetors. In the field of legislation it l)layed a more important part for a time than the centuriate cotnitia. Several of the important laws of Augustus w^ere passed in this body, and ever in the reign of Domitian there is evidence of its activity, although, since most of the bills brought before it were probably drawn up by the princeps, its action can hardly have been free. 505. The Concilium Plebis. A similar state of things robbed the concilium plebis of all significance. It was still in existence under the early empire, but the measures which it passed were submitted to it by the princcps by virtue of his tribunician power. POPULAR ASSEMBLIES 399 Selected Bibliography ^ A. V. Brinz, Alimentenstiftungen d. rom. Kaiser, Sitzungsber. d. k. bayr. Akad. d. Wiss. 1887, Hist. Klasse, pp. 209 ff. L. Cantarelli, I latini luniani. Bologna, 18S3. G. Cothenet, De la condition des peregrins. Dijon, 1885. L. M. Hartmann, De exilio apud Romanes usque ad Severi Alexandri principatum. Berlin, 1887. H. Lemonnier, fitude hist, sur la condition privee des affranchis, etc. Paris, 1887. F. Lindet, De I'acquisition et de la perte du droit de cite rom. Paris, 18S0. N. H. Michel, Droit de cite rom. 'Paris, 1885. Stobbe, Ueber die Komitien unter den Kaisern, Philol. XXXI. 288-295. 1 See also bibliography on pp. 265, 288, 304, 316, 328, 358. SUPPLEMENT THE ROMAN JUDICIAL SYSTEM 506. Administration of Justice by the State. Among primitive peoples the individual who has suffered an injuty at the hands of another relies largely upon his own efforts, or those of his kindred, to regain his rights or to punish the offender. But this method of securing justice disturbs the peace, and often leads to excesses. Many offenses too, like theft or dishonesty, are a menace to the community. It is in the interest of the community, therefore, to compose differences between citizens, and to assist them in securing their rights. These considerations lead the state to take upon itself the administration of justice. 507. The Roman Judicial System under the King. The function is of course exercised by some official or officials representing the state. Since in the earliest period of Rome of which we have any positive knowledge the supreme power lay in the hands of the king, it was he, or some one dele- gated by him, who acted as judge in both civil and criminal cases. He was assisted by the quacstojrs parricidi (sec. 18), the diiuviviri prrdiicllioiiis, and the i)ontiffs, and a decision was rendered in accordance with the ancestral customs. The pontiffs played an important part in such matters, because they alone knew the exact methods of procedure, and they were more familiar than any one else with the mores uiaioritm. They held this exceptional position until the Twelve Tables were jniblished in 450 li.c, and the " forms of action " in 304 n.c. (cf. sec. 51). So far as j^rocedure in 400 CRIMINAL COURTS 4OI the regal period was concerned, probably the case was insti- tuted before the king, and the finding of facts delegated to the duumvirs or the quaestors. If a capital sentence was imposed, an appeal to the people could be asked, but a citizen does not seem to have had the right to it. 508 . Division into Civil and Criminal Actions. All civilized peoples think of wrongful acts as directed primarily either against the state or against the individual. Acts of the first kind constitute crimes ; those of the second kind give rise to civil cases. Under the republic they were carefully dis- tinguished, and courts were established for both classes of cases. In discussing the Roman judicial system, therefore, it will be our object to find out how these civil and crimi- nal courts were organized and to study their method of procedure. {a) Criminal Cotirts 509. Jurisdiction of the Family, the Church, and the State. In the early period there were three classes of crimi- ' nal offenses, of which the family, the church, and the state respectively took cognizance. The father of a family had the right to inflict a punishment, even that of death, upon any member of his household ; the pontiff sat in judgment on such offenses against the gods as the lapse from chastity of a vestal virgin, and these two kinds of jurisdiction con- tinued throughout republican history. But we are concerned here only with the administration of justice by the state. 510. Officials who had Criminal Jurisdiction. In its de- velopment the history of the Roman criminal courts of the republic falls into two periods, that of the early and middle republic, and that of the late republic. The dividing line is 149 B.C., when the first standing court, or quaestio per- petua, was established. The right to sit in judgment was 402 SUPPLEMENT inherent in the imperium, and consequently all the repub- lican magistrates with the imperium enjoyed it. Besides officials who had the imperium, quaestors, aediles, tribunes, and triumviri capitales had criminal jurisdiction in certain classes of cases. In the early period the conduct of criminal cases which would have been heard by the consul was usually delegated by him to the quaestor. The aediles prosecuted for usury and similar offenses. The tribunes brought charges against those who had violated the rights of the plebeians or had committed political offenses. The triumviri capitales were police magistrates, and especially heard charges of dis- orderly conduct. They also inquired into serious offenses committed by slaves or foreigners. 511. The Popular Assemblies acquire Judicial Power. The laws which gave citizens the right of appealing to a popular assembly in case the death sentence or a fine of 3020 asses was involved (cf. sees. 27, 30) brought about a great change in the conduct of criminal cases. These measures made the popular assemblies judicial bodies, and persons sen- tenced to either of the penalties mentioned were brought before them for trial. After the passage of the laws of the Twelve Tables all cases involving the death penalty were heard by the centuriate comitia ; but this penalty was rarely inflicted because an accused person could avoid the imposi- tion of it by going into exile before the final vote was taken. Cases involving fines above the maximum mentioned were brought before the tribal assemblies. On occasions the assembly, at the request of the senate, passed a measure establishing a special court, or quaestio extraordinaria, to hear a given case. 512. The Quaestiones perpetuae and their Composition. It was probably the advantage which such a small judicial body of picked men had over a large assembly, which led the CRIMINAL COURTS 403 Romans in 149 B.C. to establish a permanent court, or qiiacstio pcrpetita {tic rcpctiiiuiis). This court, as its title indicates, was intended to try magistrates charged with extor- tion. On the analogy of it seven or eight others were estab- lished, each by a special law, to investigate such charges as those of treason {inaiestas), corrupt practices at elections {ambitus), and peculation in office {peci/iati/s). The system was rounded out by Sulla (cf. sec. 96), and after his day it was only in exceptional cases that criminal prosecutions were brought before a popular assembly or a qiiaestio extra- ordinaria. The presidency of these courts was held by praetors and ex-aediles, who bore the title of indices quaesti- onis. Each year a list of several hundred jurors was drawn up by the praetor and the quaestor, and from this list {album iudicum) the panel for a particular trial was chosen by lot. From this panel both the prosecution and the defense could reject a certain number of unacceptable jurors, and the remaining number constituted the jury, whose size was fixed within certain hmits by the laws estab- lishing the several courts. The smallest jury of which we have any record numbered thirty-two, the largest seventy- five. Down to 123 B.C. the jurors were taken from the senatorial order ; from that date to 70 B.C. they were all knights, but the icx Aurelia of 70 B.C. introduced a com- promise under which juries were composed of senators, knights, and tribuni acrarii. 513. Procedure in Criminal Courts. We do not know how criminal cases were conducted before a magistrate or in a special court, but probably the magistrate com- pelled the attendance of the accused person and exam- ined him, although before the special tribunals the practice of allowing private citizens to prosecute doubtless developed. 404 SUPPLEMENT The method of procedure before a pojjular assembly has already been described (cf. sec. 309). The meetings of the standing courts were held in the Forum, with the praetor on his raised tribunal and the jurors seated on benches. The principal prosecutor {accusator), who was always a pri- vate citizen, might be supported by others {stibscriptorcs). The accused (triis) was commonly represented by advo- cates i^patroni) and attended by prominent friends {advo- cati), who assisted him by their presence and advice. The personnel of the court also included messengers, heralds, clerks (viatores, pj-aecones, scribae), lictors, and a consilium of three or more jurists to give legal advice to the praetor. If several persons claimed the right to prosecute the accused man, as was not infrequently the case, the praetor selected the prosecutor in a preliminary proceeding {divinatid). The charge and the names of the accuser and the accused were then made a matter of record, and ten days or more were allowed the prosecutor to prejiare his case. In the mean- time the accused person was imprisoned or given his freedom on bail. At the next meeting the jury was constituted, and speeches were made by counsel for the prosecution and the defense. After the pleadings came the evidence, followed by brief questions and answers {altercatid) by patroni of the two parties to the case. The proceedings up to this point were ifi ii/re ; with the active participation of the indices they became in iudicio. An oath was administered to the jurors, and they retired to deliberate on their verdict. Each member of the jury was jirovided with a wooden tablet, covered on both sides with wax. In the wax on one side stood c {ondcmno), on the other a i^/>so/vo). The juror erased the one or the other of these letters and deposited the tablet in an urn, or he could erase both letters, if the evi- dence had not convinced him of the guilt or the innocence CRIMINAL COURTS 405 of the accused person, and scratch the two letters n(^oii) /(piquet) on his tablet. A majority of the votes decided the case. Probably in the later period the tablets upon which ;/. /. had been written by jurors were counted for acquittal, but if these tablets were in the majority, the case could be instituted anew by a new prosecutor. The vote was counted and the verdict announced by the presiding magistrate, who also fixed the penalty rmder the law. The severest penalty was aquae et ignis interdictio. This meant that no one in Italy, for instance, was allowed to offer fire or water to a person upon whom this sentence had been passed, and was there- fore equivalent to a decree of exile. From the decision of a quaestio perpetiia there was no appeal. In case of acquittal the prosecutor was liable to the charge of calumnia, i.e. of having made a groundless accusation; or oi pracvaricatio, i.e. of having conspired with the defense to secure an acquittal. In case of conviction he received a pracmiitm, fixed by the magistrate and jury. The decisions of the civil as well as the criminal courts were based on statutes and judge -made laws. The Twelve Tables and the actions of the senate and of the popular assemblies made up the forrrier ; the edicts of the magistrates, notably of the praetor (cf. sec. 204), gave rise to the latter. 514. Ancient and Modern Procedure. There are some interesting points of resemblance and of difference between the procedure adopted in the Roman court and that fol- lowed in our own criminal trials. The law in both cases is the secular law, uninfluenced by any ecclesiastical principles or religious observances save the administration of an oath. The case is adjudicated by a magistrate, who confines him- self in the main to an interpretation of the law, and a jury which considers the facts and renders a verdict. The panel is chosen by lot and unacceptable jurors may be challenged. 406 SUPPLEMENT Both oral and written testimony is admissible. The differ- ences between the ancient and modern practices are of a comparatively minor character, but still they are important. A magistrate in modern times has no board of legal advisers, but the advice of such a body was necessary to a praetor who held office for a year only, and had no extended legal experience. The bringing of the action by a private citi- zen is not in accordance with our practice. A Roman trial was much shorter than one in modern times, being often concluded within a day. Under Anglo-Saxon law a majority vote of the jury does not settle a case as it did in Rome. The Romans, under the republic, had no graded series of courts from one to another of which an appeal could be taken. The point in the Roman procedure most remarkable to us lay in the presentation of the main arguments by counsel before the evidence had been heard, although, of course, use was made, by anticipation, of the testimony to be given. The same looseness of procedure which charac- terized the meetings of Roman legislative bodies (cf. sec. 276) is noticeable in the courts. Thus, for instance, the jury was not under careful surveillance ; prominent political friends of the accused occupied conspicuous places in the court, demonstrations of approval or disapproval occurred, and the rules of evidence were less strict than with us, so that even hearsay evidence was admitted. 515. Criminal Trials under the Empire. Under the empire the popular assemblies ceased to exercise their criminal jurisdiction. The qiiaestiones perpetuae continued to exist up to the third century of our era, but their importance was lessened even under the early empire by the establishment of the criminal jurisdiction of the senate and of the emperor. Under Augustus the album iiiJiciim contained about four thousand names, under ('aligula five thousand. Jurors CIVIL COURTS 407 were chosen for life from the knights and the ducenarii, or citizens who had a fortune of 200,000 sesterces. The pro- cedure in the quaestiones continued without essential change, except that in case there was a majority of one only for con- viction, the emperor, if he were present in court, could deposit the calculus Minervae and secure the acquittal of the accused person. The criminal jurisdiction of the senate and the emperor has already been discussed (cf. sees. 412, 480). Of the more severe penalties the commonest were relegatio, which involved exile for life, often to a specified place, and deporta- tio, which included relegatio as well as the loss of citizenship and confiscation of property. The sources of criminal and of civil law under the empire were in part senatus consulta, but more particularly the edicts of magistrates and the co7istitutiones prijicipis (cf. sec. 413). (6) Civil Courts 516. Officials who had Civil Jurisdiction. Since the quaestor had general supervision of the state treasury (cf. sec. 239), and since the censor had charge of farming the taxes and constructing public works (cf. sec. 213), almost all civil cases to which the state was a party came under the jurisdiction of these two officials. Such cases would include particularly the collection of money due the state and the enforcement of state contracts. The aediles had charge of the markets (cf. sec. 234), and consequently disputes with reference to mercantile transactions were naturally referred to them. Civil cases other than those mentioned came before the praetor. 517. Organization of Civil Courts under the Republic. Under the developed judicial system of the republic the 408 SUPPLEMKNT division of the procedure in civil cases into the -proceed- ings /// inrc and in indicia was 'carefully observed. The magistrate conducted the former in person ; the latter were referred by him to a index or to indices. The reference was made either to indices, to reci/perai(>?rs, to arbitri, to the dccenn'iri stlitihiis indicandis, or to the ccnttimviri. The method of making out the album iudicum, and of choos- ing a jury for a particular case has already been discussed (cf. sec. 5 12). The recuperatorcs wcxq chosen, in accordance with treaties with foreign nations, for the trial of civil cases in which both citizens a.n6. peregrini were concerned. They made their appearance, therefore, in the court of the prae- tor percgriniis, but the procedure before them w^as so much more simple than that in other courts that they were not infrequently employed when citizens only were concerned. Such a number was selected by lot that after the prosecu- tion and defense had exhausted their right of challenging, the board still numbered three or five. When it was neces- sary to use a large measure of discretion arbiti'i were called in. The difference between cases assigned to indices and to arbitri has been clearly illustrated by Cicero (^prc Rose. Com. 4) : alind est indicium, aliud arbitriu7)t. Indicium est pecuniae certae ; arbitrium incertae. Ad indicium hoc modo renimns, ut totam litem ant obtineamns, ant amittamus ; ad arbitrium hoc animo adimus, ut neque nihil, neque tantum quantum postulavimns, consequamnr. The decemviral and centumviral courts were permanent courts of great antiquity. The members were chosen for a year, those of the former court being elected in the tribal comitia, those of the latter being appointed by the praetor. Under the republic the centumviral court contained three representa- tives from each tribe, which gave it a total of one hun- dred and five members. The decemvirs considered cases CIVIL COURTS 409 affecting the civil status of citizens ; the centumvirs dealt with . such questions of ownership as those involved in inheritances and the transfer of land. 518. Procedure by the Legis Actiones. In the early period of the republic a claim was prosecuted in a civil court by one of the five kgis actiones. These bore the following technical names : per sacramentum, per iudicis postidationeni, per condictionem, per mantis iniectionejn, and per pignoris capionem. It will be sufficient for our purpose to consider the method per sacramentum, which was the commonest and is the one best known to us. Under it each party to the action deposited a guarantee, which was forfeited to the state by the losing party. The exact words of the^ law had to be followed, and any devia- tion from them caused the loss of the case. After this pre- liminary step had been taken before the magistrate, the case was usually referred to a index, who followed the pro- cedure, borrowed by the quaestiones, which has already been described (cf. sec. 513). 519. Procedure by the Formulary Method. The technical difficulties of the old system and its failure to meet the needs of a more complex civilization led to the gradual introduction, in the second and first centuries before our era, of the formulary method, although the old system was retained in the decemviral and centumviral courts. The necessary flexibility to meet the growing industrial needs of the community was obtained through the use of the praetor's edict. In this document each praetor, at the beginning of the year, incorporated those maxims of law and forms of procediire which he would follow during his term of office (cf. sec. 204). It represented the edict of his predecessor with such modifications and additions as his own judgment and the needs of the times required. The growth of legal 4IO SUPPLEMENT principles and foi-miilac which were thus embodied in the praetor's edict kept pace with the development of society, and the formiilae of the praetor gradually supplanted the legis actiones in the civil courts. When the formulary method was followed the plaintiflF summoned the defend- ant to appear before the magistrate on a certain day, when the case at issue was presented by the two parties, and the plaintiff requested the praetor to instruct the index under a certain formula of the edict w'hich he (the plaintiff) had already picked out. The praetor either refused to allow the suit to proceed, or he instructed the index under the desired formula. A formula was made up of three important parts : (i) the demonstratio, or grounds of action on the part of the plaintiff; (2) the intentio, or claim of the plaintiff ; and (3) the sentence, which took the form of a condemnatio or an adiudicatio. These three parts are well illustrated by a typical case in Gaius (IV. 40 ff.) : (i) quod Auliis Ageriiis Numcrio Negidio hominem vendidit, (2) si paret Niimerium Negidium Aulo Agerio sestertimn X milia dare oporterc, (3) index Nninerinm Negidinm Aulo Agerio sestertimn X milia condemna ; si non paret, absolve. The third part of the formula just given applies to a sum already fixed, and is a eondemnatio. If the sum was to be fixed by a index, as when property was to be divided between several litigants, the third part of the formula was an adin- dieatio, and took some such form as this : qnantum adindi- cari oportet, index Titio adindieato. The essential portion of the formula was the intentio, and it could even stand alone when the ii/dex was called upon to pass judgment on the. truth or falsity of the statement embodied in it. The for- mula was presented to the index by the two parties to the action. He fixed a day for the hearing, and with that the proceedings /// indicio began. After the jjleas of both sides CIVIL COURTS 41 I had been made, the evidence heard, and the altercatio fin- ished, the iiidtx with his legal advisers, or with the jurors, retired to consider the verdict. The plaintiff was assisted by the magistrates in recovering from the defendant the "ward of the court. Under the legis actiones the plaintiff must plead his own cause, but under the formulary method advocates could be employed. 520. Civil Courts under the Empire. Under the empire the praetors and curule aediles and the decemviri and cen- iiimvii'i retained their functions, and to these ofiticials and bodies are to be added the consul, who heard certain cases of appeal assigned to him by the senate, and the emperor, who in person or through a delegate heard cases in the first in- stance and on appeal. The centumviral court, which still kept the procedure by legis actiones, now numbered one hundred and eighty members and was divided into four chambers. Some cases in this court were heard successively before two chambers, others before the four chambers sitting to- gether. The decemvirs acted as presidents of the chambers, with a praetor as first president. (Upon the judicial func- tions of the consul and emperor cf. sees. 464, 410, 411.) The formulary procedure continued in common use, except that decisions of the emperor and his delegates were made without calling in indices. The practice of having a small board of legal advisers sit with the magistrate continued in force, and in course of time these assessores, as they were called, received a salary from the state. The parties to a civil case could also consult certain designated jurists; the advice of these specialists was binding on the index, and thus the responsa prudentinm furnished a new and impor- tant source of law. 521. Courts in the Provinces. The governor of a prov- ince held court at convenient points, to which cases from 412 SUrPLP:MENT the surrounding country were brought. In course of time regular " circuits " were established. From his jurisdiction free towns were exempt, and probably in other communi- ties also the less important civil and criminal cases were settled in the local courts in accordance with local law. In the courts held by the governor or his delegate the Roman official conducted the proceedings /// iiirc, but the exami- nation into facts was made by indices. Under the empire civil cases heard by the legati in senatorial provinces could be appealed to the ])roconsul and to the senate or emperor ; those which arose in imperial ])rovinces could be appealed to the emperor. A governor had the right of life and death over peregri?ii, but capital cases where Roman citizens were concerned were referred to Rome. General Bibliography Girard, Histoire de I'organisation judiciaire des Remains, I. Paris, 1901. Cuq, Les institutions juridiques des Remains, etc. Paris, 1902. Roby, Roman Private Law in the Times of Cicero and of the Anto- nines, 2 vols. Cambridge (England), 1902. Lenel, Essai de reconstitution de I'edit perpetuel. Paris, 1901. Greenidge, Legal Procedure of Cicero's Time. New York, 1901. APPENDIX I SENTENTIAE, SENATUS CONSULTA, AND OTHER DOCUMENTS ( a ) Senatorial Documents 1. Motion made by Caesar with reference to the Cati- linarian conspirators (Sail. Cat. 51. 43). Cf. pp. 228 f. Sed ita censeo, publicandas eorum pecunias, ipsos in vinculis habendos per municipia, quae maxume opibus valent, neu quis de eis postea ad senatum referat neve cum populo agat ; qui aliter fecerit, senatum existumare eum contra rem publicam et salutem omnium facturum. 2. Motion made by Cicero in 43 B.C. with reference to Antony's soldiers (Cic. Phil. 8. ^^2)). Quas ob res ita censeo : eorum, qui cum M. Antonio sunt, qui ab armis discesserint et aut ad C. Pansam aut ad A. Hir- tium consules aut ad Decimum Brutum imperatorem, consulem designatum, aut ad C. Caesarem pro praetore ante Idus Martias primas adierint, eis fraudi ne sit, quod cum M. Antonio fuerint. Si qui^ eorum, qui cum M. Antonio sunt, fecerit quod honore praemiove dignum esse videatur, uti C. Pansa, A. Hirtius consules, alter ambove, si eis videbitur, de eius honore prae- miove primo quoque die ad senatum referant. Si quis post hoc senatus consultum ad Antonium profectus esset praeter L. Varium, senatum existimaturum eum contra rem publicam fecisse. 3. The senatus cofisiiltum de Bacchanalibus, so-called, of the year 186 B.C. {C. I. L. I. 196 = X. 104).^ In reality 1 In most of the epigraphical documents which follow, the text of Bruns, Forties luris Romani A ntiqui (6th edition, 1893), has been adopted. 4T4 APPENDIX I it is a letter from the consuls embodying the decree, and addressed to certain niunici])al magistrates. [(7.] Marcius L. f., S(p.) Postumius L. f. cos. senatum con- soluerunt n(onis) Octob. apud aedem Duelonai. Sc(riljendo) arf(ucrunt) M. Claudi(us) i\I. f., L. Valcri(us) P. f., Q. Minuci(us) C. f. De Bacanalibus quei foideratci esent ita exdeiccndum censuere : Neiquis eorum .5acanal lKil)uise velet; sei ques esent, quei sibei deicerent necesus ese Bacanal habere, eeis utei ad pr(aitorem) urbanum Romam venirent, deque eeis rebus, ubei eorum v^r^a audita esent, utei senatus noster decemeret, dum ne minus senatorbus C adesent [(/uom ^]a res cosoleretur. Bacas vir nequis adiesc velet ceivis Romanus neve nominus Latini neve socium quisquam. nisei pr. urbanum adiesent, isque [<-/]e senatuos sententiad, dum ne minus senaloribus C adesent quom ea res cosoloretur, iousi.s^t. Ce[;/]suere. Sacerdos nequis vir eset ; magister neque vir neque mulicr quisquam eset. Neve pecuniam quisquani eorum comoinc[7;/ //jahuise ve[/]et ; neve magistratum, neve pro magistratu^/, neque virum \neque wz//]ierem quiquam fecise velet. Neve post hac inter sed conioura[j'^r «^7']e comvovise neve conspon- dise neve conpromesise velet, neve quisquam fidem inter sed dedise velet. Sacra in d?quoltod ne quisquam fecise velet ; neve in poplicod neve in preivatod neve exstrad urbem sacra quis- quam fecise velet, nisei pr. urbanum adieset. isque de senatuos sententiad, dum ne minus senatoribus C adesent quom ea res cosoleretur, iou.sisi?t. Censuere. Homines pious V oinvorsei virei atque mulieres sacra ne quisquam fecise velet, neve interibei virei pious duobus, mulicri bus pious tribus arfuise vclent, nisei de pr. urbani senatuosque sententiad, utei suprad scriptum est. Haice utei in covcntionid exdeicat'ks ne minus trinum noun- dinum, senatuosque sententiam utei scientes esetis eorum sen- ten tia ita fuit : ' sei ques esent, quei avorsum ead fecisent, quam SENATORIAL DOCUMENTS 415 suprad scriptum est, eeis rem caputalem faciendam censuere ' atque utci lioce in tabolam ahenam inceideretis, ita senatus aiquom censuit, uteique earn figier ioubeatis, ubei facilumed gnoscier potisit; atque utei ea Bacanaiia, sei qua sunt, exstrad quam sei quid ibei sacri est, ita utei suprad scriptum est, in diebus X, quibus vobeis tabelai datai erunt, faciatis utei dismota sient.— IN AGRO TEURANO. 4. An extract from the senatus consultum de Thisbaeis, of the year 170 B.C., preserved on a marble tablet found in Boeotia (Eph. Epigr. I, p. 278). {a) KdtvTos Mamos TtVou uios crTparr/yos rr]i avvKX^Twi avv€- povXevcraTO iv KO/aeTtwt Trpo T^/xep^aJjv eTrro. €lSvu>v OKTw/xfipLoyv. rpaoiJ.ev(OL Traprjaav Mavtos A/ctAios Mai/tov vios OATcrivtla, TtTOS No/XtO"lO? TlTOV Vt09. Ilept (DV ©io-[/?Jets Aoyous i-TroLrjaavro irepX twv KaG' av^r'^ov'i Trpay/AttTwv, otrive? €v ttji ^tAtat ttjl r/fjLeTepai ivifxeivav, oVcos avTOis ooOwcTLV, [ojts TO. KaO avTOv] a uivt at. TTtpi TOVTOv Tov TTpdyp.aTO'i ovTw<; tBo^ev 07rw5 Kdii/ro? Maivtos crrparr^yo? tCjv ek t^? (rvvKXyrov [Trjevre dTrord^rji, dt av avrHii ek toiv orjpLoaiwv Trpa^y/AJarwv Kat r^s tSi'as Trt'crTeojs cf>aLvu>vTaL. *E8o^€. (<5) Q. Maenius T. f. praetor senatum consuluit in comitio a. d. VII idus Octobres. Scribendo adfuerunt M'. Acilius M'. f. Vol(tinia), T. Numi- sius T. f. Quod Thisbaei verba fecerunt de rebus ad se pertinentibus ii qui in amicitia nostra permanserunt, ut sibi darentur, quibus res ad se pertinentes exponerent, de ea re ita censuerunt: ut Q. Maenius praetor ex senatu quinque delegaret, qui sibi e re publica fideque sua viderentur. Censuere. 5. A senatus consulttim, passed in 5 i B.C. with reference to Caesar's provinces (Cic. ad Fam. 8. 8. 5). 4l6 APPENDIX I Pr. Kal. Octobris in aede Apollinis scrib. adfuerunt L. Domitius Cn. f. Fab. Ahenobarbus, Q. Caecilius Q. f. Fab. Metellus Pius Scipio, L. Villius L. f. Pom. Annalis, C. Sep- timius T. f. Quir., C. Lucilius C. f. Pup. Hirrus, C. Scri- bonius C. f. Pop. Curio, L. Ateius L. f. An. Capito, M. Eppius M. f. Ten Quod M. Marcellus cos. v(erba) f(ecit) de pro- vinciis consularibus, d(e) e(a) r(e) i(ta) c(ensuere), uti L. Paulus, C. Marcellus coss.," cum magistratum inissent, ex Kal. Mart., quae in suo magistratu futurae essent, de consularibus provinciis ad senatum referrent, neve quid prius ex Kal. Mart, ad senatum referrent, neve quid coniunctim, utique eius rei causa per dies comitialis senatum haberent senatique consul- tum facerent, et, cum de ea re ad senatum referretur, a con- siliis, qui eorum in CCC. iudicibus essent, s(ine) f(raude) s(ua) adducere liceret ; si quid de ea re ad populum plebemve lato opus esset, uti Ser. Sulpicius, M. Marcellus coss., praetores tribunique pi., quibus eorum videretur, ad populum plebemve ferrent; quod si ii non tulissent, uti, quicumque deinceps essent, ad populum plebemve ferrent. C(ensuere). 6. A scnatus auctoritas (of. pp. 198 f., 229 f.) of the year 51. Four tribunes interposed their vetoes (Cic. ad Fam. 8. 8. 6). Pr. Kal. Octobris in aede Apollinis scrib. adfuerunt L. Domitius Cn. f. Fab. Ahenobarbus, Q. Caecilius Q. f. Fab. Metellus Pius Scipio, L. Villius L. f. Pom. Annalis, C. Septi- mius T. f. Quir., C. Lucilius C. f. Pup. Hirrus, C. Scribonius C. f. Pop. Curio, L. Ateius L. f. An. Capito, M. Eppius M. f. Ter. Quod M. Marcellus cos. v(erba) f(ecit) de provinciis, d(e) e(a) r(e) i(ta) c(ensuere), senatum existimare neminem eorum, qui potestatem habent intercedendi, impediendi, moram adferre oportere, quo minus de r(e) p(ublica) p(opuli) R(omani) q(uam) p(rimum) ad senatum referri senatique con- sultum fieri possit : qui impedierit, prohibuerit, eum senatum existimare contra rem publicam fecisse. Si quis huic s. c. intercesserit, senatui placere auctoritatem prescribi et de ea SENATORIAL DOCUMENTS 417 re ad senatum p(rimo) q(uoque) t(empore) referri. Huic s. c. intercessit C. Caelius, L. Vinicius, P. Cornelius, C. Vibius Pansa, tribuni pi. 7. The senatus co7isultutn de fiundinis saltus Beguensis, found at Henschir Begar in Africa. Its date is a.d. 138 (C I. L. VIII. 270 and Suppl. 11451). SC. de nundinis saltus Beguensis in t(erritorio) Casensi, descriptum et recognitum ex libro sententiarum in senatu dic[/«]rum k(apite) VI T. luni Nigri, C. Pomponi Camerini co(n)s(ulum), in quo scripta erant A[/rzVa]ni iura et id quod i(nfra) s(criptum) est. In comitio in curia [6'(:r]ibundo adfuerunt Q. Sa[/]ontus Q. f. Ouf. [X^]ngus, . . . [^]ni Quar[/]inus, C. Oppius C. f. Vel. Severus, C. For(?) . . C. f. . . . {^Sex. £'r;/]ciu[j-], M. f. Quir. Clarus, P. Cassius L. f. Aem. Dexter q(uaestor), P. Nonius M. f. Ou[/]. Macrinus q(uaestor). In senatu fuerunt C. SC. per discessionem factum. Quod P. Cassius Secundus, P. Delphius Peregrinus Aleius Alennius Maximus Curtius Valerianus Proculus M. Nonius Mucianus coss. verba fecerunt de desiderio amicorum Lucili African! c(larissimi) v(iri), qui petunt : ut ei permittatur in provincia Afric(a), regione I^guensi, territorio Musulamiorum, ad Casas, nundinas II II nonas Novemb. et XII k. Dec, ex eo omnibus mensibus IIII non. et XII k. sui cuiusq(ue) mensis instituere habere, quid fieri placeret, de ea re ita censuerunt : permittendum Lucilio Africano, c. v., in provincia Afric(a), regione Beguensi, territorio Musu- lamiorum, ad Casas, nundinas IIII non. Novemb. et XII k. Decembr. et ex eo omnibus mensibus IIII non. et XII k. sui cuiusq(ue) mensis instituere et habere, eoque vicinis adve- nisq(ue) nundinandi dumtaxat causa coire convenire sine iniuria et incommodo cuiusquam liceat. Actum idibus Octobr. P. Cassio Secundo, M. Nonio Muci- ano. Eodem exemplo de eadem re duae tabellae signatae 41 8 APPENDIX I sunt. Signatores: T. Fl. Comini scril)(ae), C. luli Fortunati scrib(ae), M. Caesi Helvi Euhelpisti, O. Metili Onesimi, C. luli Periblepti, L. Verani Philerotis, T. Flavi Crescentis. ( b ) Actions of the Poptilar Assemblies 8, Selections from the fragments preserved in literature of the Laws of the Twelve Tables, dating from 451-450 B.C. Cf. pp. 30 f. Tabula I 1. Si in ius vocat, ito. Ni it, antestamino : igitur em capito. Si calvitur pedemve struit, manum endo iacito. Si morbus aevitasve vitium cscit, iumcntum dato. Si nolet, arceram ne sternito. 2. Assiduo vindex assiduus esto ; proletario iam civi quis volet vindex esto. 3. Rem ubi pacunt, orato. Ni pacunt, in comitio aut in fore ante meridiem caussam coiciunto. Com peroranto ambo praesentes. Post meridiem praesenti litem addicito. Si ambo praesentes, solis occasus suprema tempestas esto. Tabula II 1 . ... Morbus sonticus . . aut status dies cum hoste . . quid horum fuit unum iudici arbitrove reove, eo dies diffissus esto. 2. Cui testimonium defuerit, is tertiis diebus ob portum obvagulatum ito. Tabula III I. Aeris confessi rebusque iure iudicatis xxx dies iusti sunto. Post deinde manus iniectio esto. In ius ducito. Ni iudicatum facit aut quis endo eo in iure vindicit, secum ducito, vincito aut nervo aut compedibus xv pondo, ne minore, aut si volet maiore vincito. Si volet suo vivito. Ni suo vivit, qui eum vinctum hai)ebit, libras farris endo dies dato. Si volet, plus dato, LEGES 419 2. Tertiis nundinis partis secanto. Si plus minusve secue- runt, se fraude esto. 3. AdversLis hostem aeterna auctoritas [esto]. 9. The first paragraph of the lex Quinctia de aquaeduc- tibiis of 9 B.C. (Frontin. de Aq. 129). This is z. plebisci- tum. On the method of voting in the two tribal assembUes, cf. pp. 262 f. T. Quinctius Crispinus consul populum iure rogavit popu- lusque iure scivit in foro pro rostris aedis divi lulii pr(idie) [k.] lulias. Tribus Sergia principium fuit, pro tribu Sex L. f. Virro [primus scivit]. 10. The lex de imperio Vespasiani (cf. pp. 270, 307, 341 f., 345). It is of the year 69, and was found on a bronze tablet at Rome (C /. L. VI. 930). .... foedusve cum quibus volet facere liceat ita, uti licuit divo Aug(usto), Ti. lulio Caesari Aug(usto), Tiberioque Claudio Caesari Aug(usto) Germanico ; utique ei senatum habere, relationem facere, remittere, sena- tus consulta per relationem discessionemque facere liceat ita, uti licuit divo Aug(usto), Ti. Julio Caesari Aug(usto), Ti. Claudio Caesari Augusto Germanico ; utique cum ex voluntate auctoritateve iussu mandatuve eius praesenteve eo senatus habebitur, omnium rerum ius perinde habeatur servetur, ac si e lege senatus edictus esset habe- returque ; utique quos magistratum potestatem imperium curationemve cuius rei petentes senatui populoque Romano commendaverit quibusque suffragationem suam dederit promiserit, eorum comitis quibusque extra ordinem ratio habeatur ; utique ei fines pomerii proferre promovere cum ex re publica censebit esse, liceat ita, uti licuit Ti. Claudio Caesari Aug(usto) Germanico; utique quaecunque ex usu rei publicae maiestate^z/ adversus ea venisset sive adversus quod dictum promissumve fuerit, cum veniret, fuisset, quod eius praestari oportere dicetur : emptori omnibusque, ad quos ea res pertinet, (z;/ sex mensibiis^ qtiibus pritniim de ea re experiundi potestas fuerit) iudicium dabimus, ut id mancipium redhibeatur, si 422 APPENDIX I quid autem post venditionem traditionemque deterius emptoris opera familiae procuratorisve eius factum erit, sive quid ex eo post venditionem natum adquisitum fuerit, et si quid aliud in venditione ei accesserit, sive quid ex ea re fructus pervenerit ad emptorem, ut ea omnia restituat, item, si quas accessiones ipse praestiterit, ut recipiat. Item si quod mancipium capi- talem fraudem admiserit, mortis consciscendae sibi causa quid fecerit, inve harenam depugnandi causa ad bestias intromissus fuerit, ea omnia in venditione pronuntianto : ex his enim causis iudicium dabimus. Hoc amplius, si quis adversus ea sciens dolo malo vendidisse dicetur, iudicium dabimus. 13. An edict of the censors of the year 92 B.C. (Gell. 15. 11). Cf. pp. 192 ff. Renuntiatum est nobis esse homines, qui novum genus disciplinae instituerunt, ad quos inventus in ludum conveniat ; eos sibi nomen imposuisse Latinos rhetoras ; ibi homines adu- lescentulos dies totos desidere. Maiores nostri, quae Hberos suos discere et quos in ludos itare vellent, instituerunt. Haec nova, quae praeter consuetudinem ac morum maiorum fiunt, neque placent neque recta videntur. Quapropter et iis, qui eos ludos habent, et iis, qui eo venire consuerunt, videtur faciundum, ut ostenderemus nostram sententiam, nobis non placere. 14. A proclamation of the proconsul of Farther Spain of the year 189 B.C. (C. I. L. II. 5041). L. Aimilius L. f. inpeirator decreivit, utei quei Hastensium servei in turri Lascutana habitarent, leiberei essent; agrum oppidumqu(e), quod ea tempestate posedisent, item possidere habereque iousit, dum poplus senatusque Romanus vellet. Act(um) in castreis a. d. XII k. Febr. 15. The praescriptio of a j^roclamation of the proconsul of Sardinia of the year 69 (C. /. Z. X. 7852). Imp. Othone Caesare Aug. cos. XV k. Apriles descriptum et recognitum ex codice ansato L. Helvi Agrippae procons(ulis). EDICTS 423 quern protulit Cn. Egnatius Fuscus scriba quaestorius, in quo scriptum fuit it quod infra scriptum est tabula V c VIII et Villi et X, etc. 16. An extract from an edict of the Emperor Claudius of the year 46, bearing the title de civitatc Aiiaunoriim (C /. Z. V. 5050). Cf. p. 349- M. lunio Silano Q. Sulpicio Camerino cos. idibus Martis Bais in praetorio edictum Ti. Claudi Caesaris Augusti Ger- manici propositum fuit id quod infra scriptum est : Ti. Claudius Caesar Augustus Germanicus, pont(ifex) maxi- m(us), trib(unicia) potest(ate) VI, imp(erator) XI, p(ater) p(atriae), co(n)s(ul) designatus IIII, dicit: Cum ex veteribus controversis pe;z^entibus aliquamdiu etiam temporibus Ti. Caesaris patrui mei, ad quas ordinandas Pinarium Apollinarem miserat, quae tantum modo inter Comenses essent, quantum memoria refero, et Bergaleos, isque primum apsentia pertinaci patrui mei, deinde etiam Gai principatu quod ab eo non exigebatur referre, non stulte quidem, neglexserit, et posteac detulerit Camurius Statutus ad me, agros plerosque et saltus mei iuris esse : in rem praesentem misi Plantam lulium amicum et comitem meum, qui cum adhibitis procuratoribus meis quzque in alia regione quique in vicinia erant, summa cura inquisierit et cognoverit, cetera quidem, ut mihi demonstrata commentario facto ab ipso sunt, statuat pronuntietque ipsi permitto. 17. An oath of allegiance to the Emperor Gaius, on a bronze tablet found in Lusitania (C /. L. II. 172). C. Ummidio Durmio Quadrato, leg(ato) C. Caesaris Ger- manici imp(eratoris) pro pr(aetore). lus iurandum Aritiensium. Ex mei animi sententia, ut ego iis inimicus ero, quos C. Caesari Germanico inimicos esse cognovero, et si quis periculum ei salutiq(ue) eius in/er/ in/er^tque armis bello internicivo terra mariq(ue) persequi non desinam, quoad 424 APPENDIX 1 poenas ei persolverit: neq(ue) me ^negue'] liberos meos eius salute cariores habebo, eosq(ue), qui in eum hostili animo fuerint, mihi hostes esse ducam : si sciens fallo fefellerove, turn me liberosq(ue) meos luppiter optimus maximus ac divus Augustus ceteriq(ue) omnes di immortales expertem patria incolumitate fortunisque omnibus faxint. [^A. d.'\ V idus Mai[«j] in Aritiense oppido veteri Cn. Acer- ronio Proculo, C. Petronio Pontio Nigrino cos., mag(istris) Vegeto Tallici, . . . ibio . . . arioni. i8. A tabnhi patronatus by which the pagus Gurzeii- siitm in Africa makes L. Domitius Ahenobarbus, the grand- father of Nero, its patron (C /. L. VIII. 68). P. Sulpicio Quirinio, C. Valgio cos. senatus populusque civitatium stipendiariorum pago Gurzenses hospitium fecerunt quom L. Domitio Cn. f. L. n. Ahenobarbo procos., eumque et postereis eius sibi posterisque sueis patronum coptaverunt, isque eos posterosque eorum in fidem clientelamque suam recepit. Faciundum coeraverunt: Ammicar Milchatonis f., Cynasyn- (ensis) ; Boncar Azzrubalis f., Aethogursensis, Muthunbal Saphonis f., Cui. Nas. Uzitensis. {d) Inscriptions illustrating the Curstis Honortim iQ. Two inscriptions illustrating the ciirsus honorum of a member of the senatorial order under the empire (C /. Z. VI. 1333 and VI. 332). Cf. pp. 374, 395- L. Aemilio L. f. Cam. Karo cos., leg. Aug. pr. pr. provinciae Cappadociae, leg. Aug. pr. pr. censitori provinciae Lugdunen- sis, leg. Aug. pr. jDr. provinciae Arabiae, curatori viae Flami- niae, leg. leg. XXX U. V., praet., trib. pleb., quaest. Aug., trib. militum leg. VIII Aug., trib. militum leg. Villi His- panae, X viro stlitib. iudic, sodali Flaviali, XV viro s. f., C. lulius Erucianus Crispus pracf. ahie primae Ulpiae Uaco- rum amico optimo. THE CURSUS HONORUM 425 [//;nitione iuris laetitiam et voluptatem, quod quantum praestiterint nostri maiores prudentia ceteris gentibus turn facillime intellegetis, si cum illorum nostras leges confene volueritis. Incredibile est enim quam sit omne ius civile, praeter hoc nostrum, inconditum ac paene ridiculum; de quo multa soleo in sermonibus cotidianis dicere, cum hominum nostrorum prudentiam ceteris omnibus et maxime Graecis antepono. Cic. de Or. i. 195-7- 17. The optimates and the populates. Duo genera semper in hac civitate fuerunt eorum qui versari in re publica atque in ea se excellentius gerere studuerunt ; quibus ex generibus alteri se populares, alteri optimates et haberi et esse voluerunt. Qui ea quae faciebant quaeque dicebant multitudini iucunda volebant esse, populares ; qui autem ita se gerebant, ut sua consilia optimo cuique pro- barent, optimates habebantur. Quis ergo iste optimus quis- que? Numero si quaeris, innumerabiles : neque enim aliter stare possemus. Sunt principes consilii publici ; sunt qui eorum sectani sequuntur ; sunt maximorum ordinum homines, quibus patet curia ; sunt municipales rusticique Romani ; sunt negotia gerentes, sunt etiam libertini optimates. Numerus, ut dixi, huius generis late et varie diffusus est ; sed genus univer- sum, ut tollatur error, brevi circumscribi et definiri potest. Omnes optimates sunt, qui neque nocentes sunt, nee natura improbi, nee furiosi, nee malis domesticis impediti. Est igitur ut ei sint, quam tu nationem appellasti, qui integri sunt, et sani, et bene de rebus domesticis constituti. Horum qui voluntati, commodis, opinionibus in gubernanda re publica serviunt, defensores optimatium ipsique optimates gravissimi et clarissimi cives numerantur, et principes civitatis. Cic. pro Sest. 96. MISCELLANEOUS 439 i8. Municipia and coloniae. Cf. pp. 59 f., 90 f., 281 f., 299 f . 'Municipes' et 'municipia' verba sunt dictu facilia et usu obvia, et neutiquam reperias qui haec dicit, quin scire se plane putet, quid dicat. Sed profecto aliud est, atque aliter dicitur. Quotus enim fere nostrum est, qui, cum ex colonia populi Romani sit, non se ' municipem ' esse et populares suos ' muni- cipes ' esse dicat, quod est a ratione et a veritate longe aver- sum? Sic adeo et 'municipia' quid et quo iure sint quantum- que a 'colonia' differant, ignoramus existimamusque meliore condicione esse ' colonias' quam ' municipia.' De cuius opinationis tam promiscae erroribus divus Hadri- anus in oratione, quam de Italicensibus, unde ipse ortus fuit, in senatu habuit, peritissime disseruit mirarique se ostendit, quod et ipsi Italicenses et quaedam item alia municipia antiqua, in quibus Vticenses nominat, cum suis moribus legibusque uti possent, in ius coloniarum mutari gestiverint. Praenestinos autem refert maximo opere a Tiberio imperatore petisse orasse- que, ut ex colonia in municipii statum redigerentur, idque illis Tiberium pro ferenda gratia tribuisse, quod in eorum finibus sub ipso oppido ex capitali morbo revaluisset. ' Municipes ' ergo sunt cives Romani ex municipiis, legibus suis et suo iure utentes, muneris tantum cum populo Romano honorari participes, a quo munere capessendo appellati viden- tur, nullis aliis necessitatibus neque ulla populi Romani lege adstricti, nisi in quam populus eorum fundus factus est. Pri- mos autem municipes sine suffragii iure Caerites esse factos accepimus concessumque illis, ut civitatis Romanae honorem quidem caperent, sed negotiis tamen atque oneribus vacarent pro sacris bello Gallico receptis custoditisque. Hinc ' tabu- lae Caerites' appellatae versa vice, in quas censores referri iubebant, quos notae causa suffrages privabant. Sed 'coloniarum' alia necessitudo est; non enim veniunt extrinsecus in civitatem nee suis radicibus nituntur, sed ex civitate quasi propagatae sunt et iura institutaque omnia populi 440 APPENDIX IT Romaiii, non sui arbitrii, habent. Quae tanien condicio, cum sit maijis obnoxia et minus libera, potior tamen et praesta- bilior existimatur propter amplitudinem maiestatemque populi Romani, cuius istae coloniae quasi effigies parvae simulacraque esse quaedam videntur, et simul quia obscura oblitterataque sunt municipiorum iura, quibus uti iam per innotitiam non queunt. Cell. A', ^i. i6. i"^. INDEX^ Ab actis senatus 477 Ab epistulis 436 Accensus 170 A censibus equestribus 490 A cognitionibus 438 Acta diurna 477 Acta senatus 477 Actium 142 Adiudicatio, the 519 Adlectio 22, 425, 473 Adrogatio 22 Advocati 513 Aediles ceriales, instituted 127 Aediles curules, instituted 38, 230 ; plebeians eligible 43 ; re- lation to plebeian aediles 231 ; powers 232-236 ; division of duties 237 ; under th* empire 467 Aediles plebei, instituted 27 ; early functions 228; develop- ment of office 229 ; relation to curule aediles 231 ; powers 232-236 ; division of duties 237 ; under the empire 467 Aelius, L., emperor 377 Aelius Sejanus, L. 347 Aemilius Lepidus, M. 135, 139 Aerarium militare, the 422, 447 Aerarium Saturni, the 419, 445 Agar publicus, the 9, 29, 36, 85- 86 ; control of 184 Agrippina, the younger 351-352 Album iudicum, the 512, 515 Album senatorium, the 473 A libellis 437 A memoria 439 Amici Augusti, the 434 Antiochus 77 Antoninus Pius 376 Antonius, M., Caesar's lieutenant 109; consul in 44 B.C. 131; relations with Octavius 134- 142 Apparitores 170 Appeals, under king 507 ; under the republic 27, 30, 31, 87, 159, 287, 511, 513; under the em- pire 515, 520, 521 A rationibus 435 Arbitri 517 Army, the, reformed by Servius Tullius 23; its officers 159, 186; as a political factor 117, 388 ; reformed by Augustus 345 ; under the empire 388, 409 Asia 77, 110-112, 114 Assemblies, the popular, as crim- inal courts 511; procedure 513. See also ccnnitia cenUiriata and tributa, and concilhtm plebis Assessores 520 Auctoritas patrum, the, and legis- lation 50, 94. See also the senate Augusti, the, of the system of Diocletian 394 1 The numbers refer to the sections. 441 442 INDEX Augustus, restoration of order by 3:12 ; legal position from 32 to 27 B.C. 323 ; receives con- sular imperium in 29 B.C. 323 ; Jan. 13, 27 B.C. 324; receives proconsular imperium 324 ; controls provinces 324 ; his tribunician power 324, 326 ; titles of Augustus and prin- ceps 325 ; his proconsular im- perium extended 326 ; his perfected system 326; his settlement of the succession 327; social reforms328; financial reforms 329 ; frontier policy 34 1 ; government of the provinces 342-344 ; military reforms 345. See also emperor and Octavius Aurelius, M., emperor 377 Auspices 155-157. 304. 3'7 Barbarians, the, enter the empire 390 Bibliography : {a) historical, pp. 22-2 J, 40,62, 93, 127-12S, 149, 288, 304, 316, 328, 340; {b) descriptive, pp. 173-174, 219, 243-244. 265, 358. 372-373. 380, 387, 399 Bibulus, M. 105 Brutus, D. 134 Brutus, M. 133, 136 Caesar. See Julius Caesars, the 395, 400, 432 Calculus Minervae, the 515 Calumnia 513 Candidati Caesaris 416 Capitis deminutio 289, 4S4 Caracalla, edict of 500 Carthage, first war with 72 ; sec- ond 74 ; third So Cassius Longinus, C. 133 Catiline. See Seri^/us Censitores 444 Censorship, the, established 38 ; open to plebeians 43 ; develop- ment of 64 ; collegiate prin- ciple 206; election 207; term of office 207 ; powers 208-213 ; the nota 210, 216; the recog- nitio equitum 211 ; the lectio senatus2i2; the lustrum 214 ; the census outside Rome 215; decline of the censorship 216; under the empire 331, 365, 367, 425, 466 Census, the. See censorship Centenarii, etc. 494 Centum viri, the 442, 517, 519, 520 Centuria praerogativa 306 Centuries, cunstitulion of the 23 51, 66, 501 ; the centuria prae- rogativa 306 Cicero. See Tullius Cimbri, the 88 Cinna. See Cornelius Citizenship, number having it 57 ; how acquired under the republic 288 ; how lost 289 ; content 291 ; restricted citizen- ship 291 ; how acquired under the empire 482-4S3 ; how lost 484; content 4S5-486. See also plebeians, and J.alins Civil and criminal cases distin- guished 508 Civitates, sine suffragio 53, 291 ; foederatae 53 ; liberae 84 ; sti- pendiariae 84 ; decumanae 84 ; censoriae 84. See also citizen- ship Classes, the 23, 51, 66, 501 The- numl)crs refer to the sections. INDEX 443 Claudius, emperor, character 351; reforms 351 Claudius Caecus, Appius 51 Cleopatra, and Caesar 121; and Antony 140-142 Clients i, 9, 20 Clodius Pulcher, P. 106-108 Cohortes urbanae, the 449 Coinage, right of 424 Collegiality. See par potestas Colonies, 49, 53, 68, 85, 115; status of 54 ; maritime 55 Comites Augusti, the 434 Comitia, the 295 ; under Augus- tus 333. See also comitia centu- riata, curiata, tributa Comitia centuriata, the, Servian organization of 23 ; becomes poUtical 27 ; the com. cent, and the auctoritas patrum 50 ; reformed 66; composition 300; presiding officer 301 ; dies comitiales 302 ; formalities 303-305 ; method of voting 306 ; powers 307-309 ; as an electoral body 307 ; as a legis- lative body 308 ; as a court of appeal 309 ; relation to other assemblies 308 ; under the em- pire 333, 349. 503- See also courts, criminal Comitia curiata, the, under the monarchy 22 ; admission of plebeians 298; formalities 299; the plebeian com. cur. 28 ; the com. cur. under the empire 502 Comitia tributa, the, origin of 32, 310; become independent 50; composition 311 ; meetings 312 ; powers 313 ; for election of priests 314 ; under the em- pire 333, 349, 504 Commendatio, the 331, 416 Commissioners 254, 255. See also legati Commodus, emperor 377-378 Concilia, the 296 Concilia provinciarum, the 361,459 Concilium plebis, the, established 28 ; acquires legislative powers 31 ; becomes independent 50; judicial functions 178; com- position 315; presiding officer 315; place and time of meeting 316; formalities 317 ; method of voting 318 ; as an electoral body 319 ; as a legislative body 321 ; under the empire t^^iZi 349, 505. See also courts, crit?iiual Condemnatio, the 519 Consilium, the 166, the legis- lative consilium 332 ; the judi- cial consilium 375, 389, 411 Constitutiones principis, the 413 Consularis, the, under Diocle- tian 398 Consulship, the, established 25 ; open to plebeians 37, 43 ; titles 179; collegiate principle 180 ; consul maior 180 ; powers 181-189; position under the empire 464 ; consules suffecti and ordinarii 128, 365, 397, 464 Contiones 164, 175, 297 Cornelius Cinna, L. 93 Cornelius Sulla, L., and Mithri- dates 92, III; his legislation 94-97 Corrector, the 398 Courts, civil, under the republic 182; under the empire 375, 411,442-443, 520; officialswith jurisdiction 516; organization The numbers refer to the sections. 444 INDEX under the republic 517; pro- cedure by legis actiones 51S; procedure by tlie formulary method 519, 520; in the prov- inces 521 Courts, criminal, under the king 507 ; under the republic 96, 182, 236, 238, 251, 309, 321 ; under the empire 350, 412, 440-441, 480; criminal juris- diction of magistrates 510, 521; popular assemblies as courts 511; procedure 513; trials under the empire 515 ; in the provinces 521. See also quaes- tiones extraordinariae^ per- petnae Crassus. See Licinitis Cura alimentorum, the 455 Cura alvei et riparum Tiberis et cloacarum urbis, the 426, 452 Cura annonae, the 234, 331, 426, 451 Cura aquarum, the 426, 452 Cura ludorum, the 235 Cura operum tuendorum, the 426 Cura urbis, the 233, 337-339 Curatores aquarum, the 452 Curatores viarum, the 427, 454 Curiae, the 21, 292 Curio. See Scriboitius Cursus honorum, the, under the republic 60, 95, 172; under the empire 460 ; the eques- trian cursus honorum 494 ; the senatorial 497 Damnatio memoriae, the 405 [Decem viri] agris dandia adsig- nandis 252 Decem viri legibus scribundis, the 30, 256 Decem viri stlitibus iudicandis, the 343, 442, 470, 517, 519, 520 Decreta 163, 413 Decuriones 358 Demonstratio, the 519 Deportatio 4S4, 515 Detestatio sacrorum 22 Dictatorship, the 25, 31, 63; ap- pointment 190; the dictator's powers 191 ; term of othce 192 ; Sulla's dictatorship 94, 257; Caesar's 125-126, 257 Dies comitiales 302, 316 Dioceses, the, under Diocletian Diocletian 393-399 Diribitores 306 Domitian, autocratic attitude 367; reforms 36S ; character 369 Ducatus, the, under Diocletian 398 Duces 39S Duo viri aedilicia potestate 35S Duo viri iure dicundo 358 Duo viri navales 55, 250 Duo viri perduellionis iS, 253, 507 Duo viri viis, etc. 243 Edicta 163, 204,375, 413 Edictum perpetuum, the 465, 519 Emperor, the, position strength- ened 367, 385 ; succession 400-401; imperial titles 402; insignia 403 ; powers 406-430, 515, 520 ; exemption from cer- tain laws 430 ; the emperor and the senate 332, 367, 385, 387, 472-473. 477-479- See also Aui^iistus Epistulae 413 Equites, the, placed on juries 87; removed 96; restored 100; the recognitio equitum 211; the The numbers refer to the sections. INDEX 445 equites under the empire 335, 381, 490-494; insignia 493; equites equo publico and privato 491 ; seviri equitum Romanorum 492 Etruria 12, 41 Expansion. See imperialism Fasces, the 169 Finances, the 184, 213, 239, 280, 3-9. 365. 384. 417-425 Fiscus Caesaris, the 420, 446 Flamen provinciae, the 361 Flavius, Cn. 51 Foreign affairs, control of 57, 59, 83, 117, 186, 188,281,283-284, 341-344, 357, 370, 383, 390, 408—409. See also /rcOTwc^j Formulae, the 519 Freedmen, admitted to the tribes 51 ; ineligible to office 171 ; ineligible to senate 263 ; re- stricted rights 291 ; under the empire 484-486. See also Seviri Aiignstales Freemen, classes of 290 Gains, emperor 350 Galba. See Siilpiciiis Gallienus 390 Gaul conquered 115 Gentes, the, government of i, 8; increased in number 9. See also patricians Gentiles i Germanicus 347 Gracchus. See Semproniiis Graecostasis, the 284 Hadrian 375 Hannibal 74 Helvius Pertinax, P. 379 The numbers refer to the sections. Imperator, the title of 159, 402 Imperial officials classified 431 Imperialism under the kings 9; under the republic 41, 42, 52, 55, 71-81, 88, 111-115, 117, 341-345. 357. 359-361, 370- 372, 383-384, 390-392, 428, 458-459- Imperium, definition of the 149, 154, 159; maius imperium 191, 197 ; delegation of 244 ; pri- vati cum imperio 247 Incolae 358 Intentio, the 519 Intercessio, the 151, 221, 274 Interrex, the 16, 245 Italians, the, and Drusus 90 ; the Social war 91 ; the Italians gain citizenship 91. See also itts Italiciim Italy, government of, 187, 282, 340, 357, 427, 453 ludex datus, the 441 Indices, method of choosing the 512; challenging 512; polling jury 513; under the empire 515; in the civil courts 517. See also courts luniores, the 23 luridici 457 lus auxilii, the 218 lus coercitionis, the 160, 222 lus commercii, the 20 lus conubii, the 20, t,t, lus cum patribus agendi, the 164, 181, 224, 414 lus cum plebe agendi, the 164, 223 lus cum populo agendi, the 164, 181, 415 lus gentilitatis, the 20 lus bonorum, the 20 446 INDEX lus imaginum, the l6S lus intercedendi, the 221, 331 lus Italicum, the 486 lus Latii, the. See Latin cilizcii- sltip lus referendi, the 269 lus suffragii, the 20 lustitium, the 189, 286 Jugurtha SS Julianus, Didius 379 Julius Caesar, C, and Catiline 102; consul in 59 B.C. 105; the le.x Vatinia 105 ; the le.x Pompeia Licinia 109; crosses the Rubicon 109; conquest of Gaul 115; campaigns against the Pompeians 1 19-122 ; cam- paigns in Egypt and Asia Minor 121; assassination 123; Caesar's policy 124; offices and titles 125; events after his assassination 131 Jurors. See indices Kelts, the 41, 52, 73 King, the 4, 8; becomes heredi- tary 13; method of choice 16; powers 17; insignia 18 Latin citizenship 365, 372 ; under the empire 498 Latins, the 41 ; made dependent 52-54 ; contest for Roman citi- zenship 87 ; political- rights 291 ; under the empire 483. See also Latin citizenship Law, sources of Roman 513, 515 Legati, 255. See also commis- sioners Legati Augusti pro praetore 344 Legatio libera, tlie 255 Leges (named after proposer), 1. Aelia Fufia (155) '57. 317; 1. Aelia Sentia (a.o. 4) 485; 1. Aternia Tarpeia (454) 30, 160, 321 ; plebiscitum Atinium (2d century) 264 ; 1. Caecilia Didia (98) 89, 303 ; 1. Calpur- nia(i49)65; 1. Canuleia (445) 33; I. Cassia (137) 61 ; leges Clodiae (58) 106, 157; leges Corneliae (81-80) 94-97, 188, 283; 1. Domitia (104) 97; 1. Gabinia tabellaria (139) 61 ; 1. Gabinia de provinciis consu- laribus (67) loi ; 1. Ilortensia (287) 50; 1. lulia municipalis (45) 130,340; 1. lulia Augusti de adulteriis 328; 1. lulia Augusti de maritandis ordi- nibus 328; 1. lulia Norbana (a.u. 19) 485; leges Liciniae Sextiae (367) 36 ; 1. Maenia (2S7) 50; 1. Manilla (66) 101 ; 1. Menenia Sestia (452) 30; plebiscitum Ogulnium (300) 43; plebiscitum Ovinium(339- 3'-) 47. 259. 261; 1. Papia Poppaea 32S ; 1. Papiria (131) 61 ; 1. Plautia Papiria (S9) 91 ; 1. Pompeia de civitate danda (89) 91 ; leges Ponipeiae (52) 109, 188, 2S3; 1. Publilia (339) 50 ; 1. Sempronia de provinciis (123) 283; 1. Sempronia de provocatione (123) 87, 287; 1. Valeria de provocatione (509) 27; leges Valeriae Horatiae (449) 3'. 50: •• Vatinia (59) 105; 1. Villia annalis (180) 60, 173 Leges (projioser's name not men- tioned), 1. curiata de imperio 1 6, 1 7 7 ; 1. de potestate censoria The numbers refer to the sections. INDEX 447 308 ; 1. de imperio Vespasiani p. 419 ; 1. provinciae 83; 1. sacrata militaris 49 ; leges de ambitu 61 ; leges X tabularum 30, p. 418; leges de provoca- tione 27, 30-31,87, 159; leges frumentariae 87 ; leges tabel- lariae 61, 86, 306; paternal laws 49 Legis actiones 518 Legislation, procedure in 306. See also comitia centuriaia, curiata, iributa, and concilium plebis Lepidus. See Aemilins Lepidus, M., after Caesar's death 131 ; member of triumvirate 135; suspected by colleagues 137; loses power 139 Licinius Crassus, M., and the slave war 99; consul in 70 B.C. 100; relation to CatiHnarian conspiracy 102 ; in Parthia 114 Licinius Lucullus, L. 111-112 Lictors 169 Livius Drusus, M. 90 Lucullus. See Licinius Lustrum, the 214 Macedonia, first war with 75 ; second 76 ; third 78 ; treat- ment of 79 Magister equitum 126, 193 Magistracies, the, reelection to 44, 60; plurality of offices 44 ; relations to the senate 58 ; the " recall " 85 ; two-year term 95 ; colleges increased 127; can- didates nominated by Caesar 128; definition of magistratus 144; magistratus, maiores and minores, patricii and plebeii, curule and non-curule, ordi- narii and extraordinarii, cum imperio and sine imperio 145- 149; term of office 152-153; vacancies 153; powers 154- 165; emoluments of office 167; insignia of office 168; eligibility 171-173; candidacy 174-175; elections 176; inauguration 177; retirement from office 177; responsibility 178; delegation of the imperium 244 ; position under the empire 331, 365, 397, 460-463; eligibility 461 ; nom- ination, election, term of office 349, 462 ; loss of power 463. See also citrstcs honoruni, im- perium, and set late Magistri militum 398 Maiestas, minuta 348 Mandata 413 Marius, C. 88, 93 Ministerial system introduced 351 Mithridates 92-93, 1 1 i-i 12 Monumentum Ancyranum, the 322 Munda 122 Municipal government 130, 358, 456, 489 Municipia 53 Natalium restitutio 485 Nero, accession 352 ; court in- trigue 353; Seneca and Burrus 353 ; character of reign 354 ; last of Julian line 356 Nerva 373 Nobilitas, origin of the 48, 50, 65; influence curtailed 129 Nominatio, the 331 Nota, the 210 The numbers refer to the sections. 448 INDEX Octavius, C, Caesar's heir 132; relations with Antony 135-142. See also August its Officials with criminal jurisdic- tion 510 Orationes principis, the 414 Ornamenta triumphalia 409 Otho. See Salvius Pagus, the 2 Patricians, origin of the i ; rights 20; eligibility to office 171; exclusive privileges 277, 291 Patronus, the i, 22, 513 Penalties 511, 513, 515 Peregrini 291, 499; peregrin! dediticii 485, 499-500 Pertinax. See Helvius Petitio, the 175 Pharsalus 120 Philippi 136 Piracy 73. "3 Plebeians, origin of the 9, 20; enrolled in the army, lo-ii; secure tribunate 27 ; publica- tion of laws 30 ; right of inter- marriage ^T) ; tribuni militares 34 ; admission to magistracies 36, 43; right to legislate 50; members of comitia curiata 298; under the empire 487- 489. See also coticiliuin plebis and trihuiii plebis Pompeius, Sextus 139 Pompey, and Sertorius 98 ; con- sul in 70 B.C. 100; the pirates 113; concjuest of the East 1 14; consul in 55 B.C. 107 ; sole con- sul in 52 B.C. 108; war with Caesar i i9-i2(j Pontiffs, the, as judges 507, 509 Porcius, M. Cato 106 Postumus, Gallic emperor 391 Potestas, definition of 149; maior potestas 1 50 ; par potestas 151, 180,269,377,399 Praecones 170 Praefectus, alae, castrorum, co- hortis, the 494 Praefectus aerarii, the 445 Praefectus alimentorum, the 427, 455 Praefectus annonae, the 441, 451 Praefectus Capuam, etc., the 243 Praefectus iuridicundo, the 65, 161 Praefectus praetorio, the 349, 389, 398, 411-412, 433, 441, 443 Praefectus urbi, the 18 ; under the republic 1 26, 246; under the empire 339 ; made permanent official 349; functions 44 1-442, 449; the praefectus urbi feri- arum Latinarum 470 Praefectus vigilum, the 339, 412, 441, 450 Praeses, the 398 Praetorship, the, established 3S ; open to plebeians 43 ; changes 62 ; college enlarged 127, 331 ; relation to consulship 197; method of election 198; title 198; development of office 199-200; praetor urbanus 200, 246, 269, 465 ; praetor pere- grinus 200, 465 ; assignment of duties 201 ; powers 202-205 ; the edictum perpetuum 204, 465 ; under the empire 465 Praevaricatio 513 Prefectures, the, under Diocle- tian 3()S Priesthoods 25, 36, 97, 1S3, 314 Princeps, the 325, 330, 331, 367, 414. See also emperor The numbers refer to the sections. INDEX 449 Principium, the 318 Privati cum imperio 247 Procedure, criminal 513; ancient and modem compared 514; under the empire 515; civil procedure 518-520 Procuratores 446, 448, 458 Professio, the 174, 331 Proletariat, the 23, 29, 35, 49, 51, 68, 85 Promagistracy, early instances 45 ; Sulla's system 95 Promulgatio legis 308 Prorogatio imperii, the 152. See also prof?iagist7-acy Provinces, acquisition of the 81; their government 82, 188 ; the lexprovinciae83; condition of the provinces 116; governors' term limited 126; Caesar's re- forms 130; under senate 283; the provinces under Augustus 342-344; local govemment359; under the Julian emperors 360; under the Flavian emperors 367, 370-372 ; in the second century a.d. 383 ; in the third century 389-392 ; under Dio- cletian 398 ; imperial and sena- torial provinces 342, 428; imperial officers in the prov- inces 458-459 ; the provincial assemblies 361, 459 Provincia, meaning of 151 Punic wars, the. See Carthage Pyrrhus 71 Quaestiones extraordinariae, the 189, 511 Quaestiones perpetuae, the 65, 87, 512; Sulla's reforms 96 ; com- position of juries 87, 96, 100, 512; under praetors 162, 203; political cases 178; presidency 512; under the empire 412, 440, 515 Quaestorship, the 18, 507; open to plebeians 43 ; college en- larged 63, 127; history of office 238 ; quaestores urbani 239 ; quaestores militares 240 ; pro- vincial quaestors 240, 246; Italian quaestors 241; college reduced 331 ; under the empire 469 Quattuor viri lure dicundo, the 358 Quattuor viri viis, etc. 243 Quinquennales, the 358 Recuperatores, the 517 Relegatio 484, 515 Religious affairs 25, 155-157, 183, 279, 326, 407 Renuntiatio, the 176, 306 Res privata, the 421, 448 Rescripta 413 Responsa prudentium, the 520 Rome, founding of 3 ; sources of early traditions 5 ; early city 6; its population 7 ; early gov- ernment 8 ; government under the empire 337-339. 426, 449- 452 ; the regiones 339. See also cura itrbis Salvias Otho, M. 355 Samnites, the 52 Saturninus 89 Scribae, the 170 Scribonius Curio, C. 109, 119 Sella curulis, the 168 Sempronius Gracchus, C. 87 Sempronius Gracchus, Ti. 85 The numbers refer to the sections. 450 INDEX Senate, the, under the monarchy 13, 15, 19; the conscript! 26, 261, 267; the senate and the tribune 39, 46 ; and the popu- lar assemblies 57, 278; and the magistrates 40, 58, 278; char- acter of senatorial government 59; Sulla's reforms 94; the sen- ate enlarged by Julius Caesar 129; relations to consul 181; control of the finances 184; the senatus consultum ulti- mum 189, 287; the lectio sena- tus 212; choice of members 259; number in senate 129, 260, 332 ; composition 261 ; adlecti26i; eligibility 262-266; age and property requirement 266 ; pedarii 267 ; insignia and privileges 268; presiding officer 269; placeand time of meeting 270; quorum 271; procedure 272 ; classes of senators 267, 272; method of voting 273; valid senatus consulta 274- 275; thesenatusauctoritas274; the senate and modern parlia- ments 276 ; powers of the sen- ate277-287; senatusconsultum and lex 278; the tumultus 286; theiustitium 286; the appoint- ment of a dictator 2S7 ; po- sition of the senate under Augustus 332, 471; numbers reduced 332 ; in the second century a.d. 380; in the third 387 ; under r3iocletian 396 ; admission to the senate under the empire 472; classes of sena- tors 473 ; presidency of the senate 474 ; place and time of meeting 475; c|uorum 476; procedure 477 ; the senate and tlie princeps478; powers of the senate 479-4S I, 515; municipal senate 358. See also sena- torial arislocracy and iits itiin patrihiis ai^endi Senatorial aristocracy, the, cre- atedby Augustus 334; enlarged by Claudius and Vespasian 365; position under the em- pire 495-497; insignia and titles 496 ; the senatorial cursus honorum 497. See also sen- ate and nobilitas Seniores, the 23 Sergius Catilina, L. 102 ; effect of the Catilinarianconspiracy 103; constitutionality of the execu- tion of the conspirators 287 Sertorius, Q. 98 Seviri Augustales, the 336 Seviri equitum Romanorum 492 Sextus Pompeius 138-139 Sources, the pp. 40, 61, 92-93, 125-127, 147-149, 286-288, 303-304. 316, 3-7-328, 340, and margins pp. 152-262, 341- 39S Sources of traditional narrative 5, 24 ; of early constitutional history 14 Spain acquired 79 ; ruled by Sertorius 98 Stipendium 84 Sulla. See Cornelius Sulpicius Galba, Ser. 355 Sulpicius Rufus, P. 93 Supplicatio, the 159 Syria, war with 77 Taxes. Stejinatices Thapsus 121 The numbers refer to the sections. INDEX 451 lJ Tiberius, associated in the gov- ernment 327 ; made emperor 346; character 347 ; influence of Sejanus 347 ; treason trials 348 ; transfers elections to senate 349 Titus, emperor 366 Toga, praetexta, the 168; pur- purea 168 Trajan 374 Tres viri capitales, the 127, 243, 470, 510 Tres viri monetales, the 127, 243, 470 Tres viri rei publicae constituen- dae, the 135, 258 Tribuni, cohortis praetoriae, co- hortis urbanae, cohortis vigi- lum, legionis 494 Tribuni aerarii, the 100, 293, 440 Tribuni militares consulari potes- tate, the, instituted 34, 194; nura j3erj Q5 ; powers 195; dis- appearance of office 196 Tribuni militum, the 194, 249 Tribuni plebis, the, instituted 27 ; acquire positive powers 31 ; seat in senate 39 ; power to convoke senate 46 ; powers limited by Sulla 94-95; re- stored in 70 B.C. 100; public prosecutor 178 ; election, num- ber, insignia, attendants 217; early powers 218; later powers 220-225 > ^^ political leaders 226; under the empire 429, 468 Tribunus celerum 18 Tribus, the 4, 7, 23, 41 ; freedmen and landless freemen admitted 51; membership in 293; list of the tribes 293 ; the tribes under the empire 501 Triumph, a 159 Triumvirate, the first, formed 104 ; renewed 107 ; the second triumvirate 135 ; discord be- tween its members 1 38-1 41 ; legal basis of its powers 258 Tullius Cicero, M., suppresses Catilinarian conspiracy 102 ; unites conservatives 103 ; ban- ished 106-107 Tumultus, the 286 Vatinius, P. 105 Vectigal 84 Vespasian, proclaimed emperor 362 ; character 364 ; reforms 365 ; liberal policy 365 Viatores 170 Vicarius, the 398 Viginti sex viri, the, under the republic 242-243 ; under the empire 470 Vir, egregius, eminentissimus, perfectissimus, splendidus 493 Vitellius, A., emperor 355 Zenobia 391 The numbers refer to the sections. ANNOUNCEMENTS A NEW HISTORY SERIES By James Harvey Robinson, Columbia University, and James Henry Breasted, The University of Chicago The old saying that " a book reflects its maker's personality " was never applied with greater truth than in the case of these new histories by James Harvey Robinson and James Henry Breasted. Never before has a course of this scope been offered for high schools which, in addition to those essential qualities demanded of a text- book, possessed in so large a measure such attractiveness of style, such grasp of historical perspecdve, such farseeing breadth of vision and scholarly thoroughness as is found in these two volumes for high schools. ANCIENT TIMES By James Henry Breasted, xx + 742 pages, $1.60 For the first year of high-school history. In subject matter as well as in style the author's constant aim has been to make this book simple enough to be put into the hands of first-year classes. 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Thus the student, instead of retaining a confused memory of names and dates, is given a general knowledge of world history in- valuable to him in interpreting the present. The exceptional full-page plates and colored illustrations and the multitude of cuts from draw- ings and rare photographs parallel the text in power to visualize the scene and to interest the student. GINN AND COMPANY Publishers HISTORY AS PAST ETHICS By P. V. N. Myers 8vo, cloth, 387 pages, $1.50 This latest volume by Professor Myers is a distinct and val- uable contribution to historical literature and the historical view- point. The author treats history in its ethical significance and provides a detailed study of the moral life in all the various stages of historic evolution, from that of ancient Egypt to the new social and international conscience of the present age. 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