Digitized by the Internet Archive in 2008 with funding from IVIicrosoft Corporation http://www.archive.org/details/briefwithselectiOOmaxcrich THE BRIEF WITH SELEOTIOIS^S FOB BEIEFIKG BY CARROLL LEWIS MAXCY, M.A. Morris Professor of Rhetoric in Williams College Author of " The Rhetorical Principles of Narration ^^ and " Representative Narratives " BOSTON NEW YORK CHICAGO HOUGHTON MIFFLIN COMPANY COPYRIGHT, I916, BY CARROLL LEWIS MAXCY ALL RIGHTS R£S£RV£D Wl)t IBiibtveitK S^vtM CAMBRIDGE . MASSACHUSETTS U . S . A TO H. L. E. PUPIL AND FRIEND PREFACE Aside from its primary purpose, as set forth in the def- inition of the term itself, the Argumentative Brief serves a distinctly disciplinary end. Experience in the college classroom, extending over nearly a score of years, has demonstrated to the compiler of the following pages that the analysis demanded by the process of brief -construction develops in a very high degree careful and logical methods of thought on the part of the student. To provide material suitable for exercise of this character and to set forth the principles underlying the brief as a form of composition, this work has been prepared. Acknowledgment is hereby made to the publishers who have courteously allowed the use of copyrighted material; and also to various authors of textbooks on argumentation — particularly to Professors Baker and Foster, who have placed under deep obligations all subsequent writers on any branch of this extensive subject. C. L. M. Williams College, williamstown, massachusetts, February 10, 1916. CONTENTS I. The Abgumentative Brief 1 II. A Legal Brief — Charles E. Feirick .... 43 III. An Argumentative Brief — Walter Mills Hinkle . 58 IV. Examples of Faulty Briefing 77 V. Selections for Briefing 86 1. Editorials: Recent Police Activities — New York Times . . 87 Delaware clings to the Whipping-Post — New York Times 88 Governor Van Wyck and the Canal Ring — New York Times 91 Not a Model Investigation — New York Times . . 92 Standards of Education in the Women's Colleges — The Critic 94 2. The Cooper Institute Address — Abraham Lincoln . 98 3. Speech on the Panama Canal Tolls — Elihu Root . 123 4. Speech on the Slavery Question — John C.Calhoun . 159 5. Defense of President Johnson — Benjamin R, Curtis 192 6. Speech in Behalf of John Stockdale — Lord Erskine 273 7. The Utility of Prayer — Charles Reynolds Brown .317 THE BRIEF I THE ARGUMENTATIVE BRIEF Introductory. The idea of the 'plan, or outline, is not new to the student of composition. Insistence upon a preliminary draft of the main points as a basis for subse- quent elaboration into theme, essay, or oration has be- come a recognized convention of classroom practice. The practical value of this preliminary outline is hardly to be overestimated. The unsatisfactory results follow- ing from failure to prepare a bird's-eye view of the field, especially among public speakers, are familiar to all. A voluble orator, a fluent writer, frequently begins his work with a vague conception of the proposition that he wishes to advance or to defend; by a series of thought-associa- tions he wanders easily from point to point; he uncon- sciously diverges farther and farther from the original issue; and ultimately he reaches a goal wholly foreign to the theme with which he originally set out. After faith- fully listening to an oration or after reading an article of this character, it is by no means an uncommon experience to ask ourselves honestly what it is all about, and, per- haps, to assume blame for want of understanding or lack of attention. The fault, however, may resolve itself into failure on the part of the composer to organize his material into lo gical order, with the result that unity and coherence have gone by the board. On the other hand, it is generally recognized, especially among masters of homiletic compo- sition, that an effort based on careful preliminary analysis 2 THE BRIEF secures a permanence in the mind of the auditor that cannot be secured otherwise. Many a sermon charac- terized by all the graces of rhetoric and masterly deliv- ery, yet lacking in logical structure, produces seemingly deep effect; but it leaves little permanent impress an hour after the speaker's voice has ceased. On the con- trary, a discourse that has been deliberately planned and earnestly presented is likely to remain a lasting memory and become a vital possession to its hearers. There is a rather general prejudice to the effect that the deliberate ordering of material in advance is fatal to the best interests of persuasion or conviction. Speaking of an enthusiastic student in one of our theological semina- ries who was disposed to reduce all of his trial-sermons to analytical form, the instructor in homiletics remarked: <* E is a good man, but he labors under the illusion that he can brief the love of God." The reply was to the point: " But is there any reason why he should not be able to brief what he has to say about the love of Godf A surprise is in store for one who carefully examines the great masterpieces of forensic and pulpit oratory: the extent to which they reveal careful coordination and systematic or- dering of matter is noteworthy. It may be safely asserted that the effectiveness of a writer or a speaker will be greatly increased if he has, in advance, a definite and orderly conception of his thesis and of the successive steps whereby he proposes to establish it, — whether by exposi- tion or by the processes of proof. The Brief defined. The term brief is included within the term outline, but is not synonymous with it. All briefs are, in a sense, outlines; but all outlines are not briefs. The brief possesses certain distinctive properties that dif- ferentiate it from the generic term under which it is in- cluded. Professor Henry S. Redfield, in his exposition of The THE ARGUMENTATIVE BRIEF S Brief on Appeal, has defined the term as it is used in legal practice, and his definition may well serve here as a basis for exposition. With slight modifications and with the omission of technicalities, the definition of the legal in- strument is as follows: " A brief is a document, prepared by counsel for the use of the court as a basis for oral argu- ment of a cause; it contains a statement of the manner in which the questions in controversy arose, of the facts of the case so far as they relate to these questions; it is an outline of the argument, consisting of the propositions of law or fact to be maintained, the reasons upon which they are based, and citations of authorities in their support." ^ With slight modifications this technical definition of the legal instrument may be adapted so as to cover the form of the brief used for general argumentative purposes, or, as it is sometimes termed, the forensic brief: thus, A brief is an argumentative outline constructed for the purpose of acquainting the reader with the facts of the case Under dis- cussion. It contains the exact issues involved, the succes- sive contentions that are to be maintained, and the reasons or the authorities upon which the contentions are based. The Fundamental Qualities of the Brief. A considera- tion of these definitions at once suggests several funda- mental qualities of this form of outline composition. (1) To begin with, one observes that in legal practice the brief is prepared /or the use of the court. In fact, the law- yer considers his brief as a means of minimizing the labor of the court in the examination of the records and of enabling the court to understand the contentions of counsel. In general, it is the aim of the legal brief to put the court in possession of such information as shall enable it to act intelligently with reference to matters of law and of fact upon which its judgment must rest.^ 1 Brief-Making (The West Publishing Company), p. 219. 2 Ihid., pp. 220-21. ^' 4 THE BRIEF This characteristic of the brief the ordinary student is very prone to overlook: the fact that he is preparing hi s brief not for his own use , but for the infor mation of an- other. T he fundamental rule of a good brief, whether it be the lawyer's brief on appeal or the student's brief on an argumentative proposition, is that it shall present to anotherthan jts maker such matter as is essential to estaE - lish the^ontentions set f orth^ There is, of course, no reason why the maker of a brief should not make use of his own work, if he so desires. If, to clear his own mind upon some thesis that he has to support or to give him a more defi- nite grasp of a theme upon which he finds himseK called to address an audience, he regards the brief -form as a prac- tical device, he is unwise if he does not take advantage of it; no other form of the outline is so thoroughly analytical as is the argumentative brief. Yet he should remember that in so doing he is bending to his own purposes a form of composition that is primarily intended to serve a dif- ferent function. And this same principle — that the brief is primarily intended for the enlightenment of another than its maker — carries with it the necessity of absolute clearness. But the final judge of its lucidity is not the writer who prepares it. He must therefore write in the light of the conviction or the appeal that his work is to convey to the reader. The maker of a brief is often prone to form the hasty con- clusion that because his work is clear to himself it must be clear to another. He forgets that his study of the question has familiarized him with the steps of the proof, but that the result of his efforts is now coming for judgment before one who, it may be, has given the subject only casual at- tention or has perhaps never heard of it before. The student of brief-making must, then, carefully dis- tinguish between the brief and any form of outline that partakes of the nature of mere personal memoranda. For THE ARGUMENTATIVE BRIEF 5 example, we may imagine that the following notes, hastily jotted down, might have served Lincoln as a convenient reminder of the matters that he wished to develop in the course of his famous Springfield speech in 1858: — (1) ** A house divided against itself '* (2) Tendency toward nation-wide slavery (3) 1854 (4) State Sovereignty and the Nebraska Bill (5) Dred Scott (6) 1855 (7) Lecompton struggle (8) Present crisis (9) "Framed timbers," etc., etc. But unless one were already familiar not only with the events of the senatorial campaign of 1858 but also with the speech itself, what value would this series of data possess? It has not the elementary qualities of the brief. (2) A glance at the definition further shows not only that the brief is constructed for another than the maker, but that its purpose is to acquaint the reader with " the facts under discussion," etc. This, of course, presupposes careful study of the question on the part of the maker of the brief before he undertakes his work. The importance of this preliminary study and analysis is well exemplified in the method of the lawyer, whose first task is, by the comprehensive and orderly mental arrangement of princi- ples and facts, to ascertain a proper theory of his case.^ This determination of his " theory " is of vital importance, for upon the issues thus determined he must try his case, and upon that same " theory " he must base his appeal, if appeal be necessary. ^ And similarly, in the preparation of th^ argumentative brief, one must establish in his reader's mind a clearly defined theory, proposition, or thesis, the successive steps of which the brief presents in orderly array. * Elliott, General Practice, vol. i, sec. 93. ^ Brief-Making, p. 208. 6 THE BRIEF (3) And, finally, the definition of the brief implies that in the treatment accorded the subject under discussion the proposition must be kept free from all that is extraneous to the issue. In oral presentation, departure from the issue is easy, and, consequently, the fallacies of ignoring and of begging the question are not uncommon. Clearness and directness, at the very outset, are fundamental qualities in successful brief-making. An obscure brief is a contra- diction in terms. If the analysis of an argument does not enlighten the mind of the reader, whatever other title may be applicable, the work cannot be termed a '* brief." Three fundamental rules may, then, be deduced from the definition of the brief as set forth on page 3, to wit: — f 1. The brief must be prepared from the point of view of the reader; not from that of the maker, 2. The brief must be the product of thorough familiarity with the question and must be based on careful analysis. V 3. The brief must be clear, and free from all digression. Subdivisions of the Brief. The legal brief has come to possess certain distinctive divisions in the ordering of material, so that to-day its form is quite conventional. Indeed, in some States the form is prescribed by law, as is also the case with many other legal instruments. In the typical legal " brief on appeal " one looks for the following well-defined stages, or subdivisions: — 1. The Title 2. The Preliminary Statement 3. The Statement of the Case (sometimes termed " The Facts ") 4. The Specification of Errors 5. The Brief of the Argument The general form of the argumentative brief, as it has been developed in practice, follows closely after the legal .model. It contains — l 1. The Title THE ARGUMENTATIVE BRIEF 7 2. The Preliminary Introduction 3. The Main Introduction 4. The Statement of Issues 5. The Brief of the Argument l^ 6. The Conclusion The Title. The general nature of the title of the legal brief may be seen in the following examples: — COURT OF APPEALS State of New York Delia King as Administratrix of the Estate of William Melbury, Deceased, PLAINTIFF-RESPONDENT vs. The New York Central and Hudson River Railroad Company, DEFENDANT-APPELLANT. SUPREME COURT OF IOWA December Term, 1907. Martin C. Tapley, Respondent, vs. Jonas D. Westlock, Appellant. The Title, as here presented, serves the practical purpose of facilitating identification. It appears at the head of the brief, and is repeated in more or less similar form on the 8 THE BRIEF last page, so arranged as to serve as the endorsement when the brief is folded for filing. In furtherance of this same purpose of promoting con- ivenience of identification for filing, reference, etc., the I Title of the argumentative brief is but slightly different. i It appears on the back of the last page only, and, like the ■ title of a book, serves as an endorsement. For example: — ! WILLIAMS COLLEGE Brief of an argument on THE PARTICIPATION OF FRESHMEN IN INTERCOLLEGIATE ACTIVITIES William D. Spenlow, '16 ' January 24, 1916 The Preliminary Statement and the Preliminary In- troduction. This division of the legal brief usually follows immediately after the Title. It states, in a concise para- graph, the general substance of the case at issue. It is phrased at full length, rather than in the abbreviated form that characterizes titles and general memoranda. The following preliminary statement is typical: — This is an appeal from a judgment of the Appellate Division, Second Department, affirming a judgment of the Supreme Court, entered in the Hamilton County Clerk's Office, May 15, 1913, in favor of the Plaintiff, and against the Defendant for $5000 damages, and $161.40 costs, entered upon a verdict of a jury after a trial held at the March, 1913, term before Mr. Justice William W. Collins. Spenlow and Jorkins, Attorneys for Defendant. The corresponding division of the argumentative brief — the Preliminary Introduction — is but a slight modi- THE ARGUIViENTATIVE BRIEF 9 ----Jfication of the Preliminary Statement as presented above. I (It serves to introduce the subject of discussion and to -acquaint the reader definitely with the general matter in I hand before he undertakes the rather elaborate introduc- * tion wherein terms are defined, extraneous matter cleared away, and the main issues unmasked. It therefore con- veniently occupies a separate page, and serves the same purpose as does the title-page of a book. For instance: — This is a brief of a speech by Senator Beveridge of Indiana, delivered in the Senate of the United States, January 9, 1900, in favor of the retention of the Philip- pine Islands by the United States, and presented in reply to a request from the Senate for the results of a personal observation recently made by the speaker in -^ --___ the islands of the Far East. The advantage of this somewhat full, but certainly clear, Preliminary Statement is that, at the very thresh- old of his work, the reader finds his mind entirely satis- fied as to the exact subject that the maker of the brief is j about to discuss. It is no part of this Preliminary Intro"^ duction, however, to present any step of the argument, or even to clear any ground preparatory for the argument. It is simply explanatory, and serves no other purpose than to state in full all that is necessary for understanding the exact substance of the brief that follows. The Facts and the Main Introduction. The third step"" in the legal instrument — the Facts, or the Statement of the Case, — is of the greatest importance. This portion of the lawyer's brief should contain ** a clear and concise statement of what he claims to be the substance of the record . . . the substance of the pleadings, when questions arise upon them, and also the leading facts established by the evidence, where questions of fact are to be deter- mined." ^ 1 Brief-Making, p. 223. 10 THE BRIEF So important is this portion of the brief in legal practice that failure to include it within the instrument is attended with various penalties, ranging from a reprimand to dis- missal of the case.^ Indeed, it is commonly asserted by lawyers that this division of the brief presents the actual crux of the whole presentation. What the court needs is not guidance upon the argumentative and legal aspects of the case submitted by counsel, but, rather, a lucid ex- position of the facts. With these the court should be quite equal to the task of reaching a decision. " This is far more important than it appears to many lawyers, especially where a case is long and complicated, and where the facts, to be intelligible, must be extracted from a large mass of evidence and grouped together. To suppose the court will do for you what you will not do for yourself, and produce order out of chaos, is a great mistake. You must start with some clear and logical' theory as to what the facts really are, for, if your facts do not commend you to the appellate court, it may look with some suspicion on your logical conclusions, however convincing they may be." '^- An example of the Statement of the Case, as it appears in the legal brief, is presented on page 44. The corresponding division of the argumentative brief — the Main Introduction — is similarly of the utmost importance, although it is probably of less relative signifi- cance, in this case, than the argumentative matter that follows. It is a recognized principle of argumentative procedure that, previous to all citation of evidence and the establishment of proof, terms shall be defined, facts necessary to an understanding of the demonstration set forth, and all unessential matter eliminated. Everything that is necessary to this clearing of the decks belongs to the Main Introduction. The various steps of this pre- * Brief-Making, pp. 223-24. 2 Albany Law Journal, October, 1889. THE ARGUMENTATIVE BRIEF 11 liminary analysis are thus specified by W. T. Foster in his Argumentation and Debating (p. 50) : 1. The Origin of the Question (the immediate cause for dis- cussion) . 2. The History of the Question. :v 3. The Definition of Terms. 4. The Exclusion of Extraneous Matter. 5. The Exclusion of Admitted Matter.- 6. The Exclusion of Waived Matter. 7. The Main Contentions of the Affirmative and of the Nega- tive. It is apparent that this portion of the brief is expository rather than argumentative. Its function is to set forth matter upon which both sides are in agreement, rather than to produce conviction upon contentions regarding which there is difference of opinion. It is also evident that there can be no argument upon the proposition at issue until there is common understanding between the opposing parties regarding the meaning of the terms of the propo- sition, as well as regarding the various other elements indicated by the steps of the analysis as presented. The form in which the Main Introduction should be pre- sented may be seen in the argumentative brief on pages 58-62. The Specification of Errors and the Statement of the Issues. Upon the fourth main division of the legal brief, the Specification of Errors, it is not necessary to dwell at any great length. The exposition of its various details would lead to the consideration of legal technicalities quite beyond the scope of the present work. The principal con- sideration is that the specific " errors " alleged be set forth clearly and in due order, so that the court may, without difficulty, understand the underlying contentions. In the argumentative brief the corresponding division, the Statement of the Issues, has much the same purpose 12 THE BRIEF as the Specification of Errors: to present the main conten- tions underlying the case in dispute. The function of the ' last step in the Main Introduction, as shown on pages 61-6^, — the presentation side by side of the affirmative and negative arguments, • — is to arrive at the basic contentions upon which the argument is to be constructed after all preliminary matter has been cleared away. These funda- mental contentions are set forth in definite form in the Statenient of Issues. An example of such presentation will be found in the typical argumentative brief on page 62. The Brief of the Argument. The Brief of the Argument is identical in the legal and the argumentative brief, with the exception already noted, that in the case of the legal brief there is a growing tendency to .abbreviate this por- tion and to lengthen correspondingly the introductory portions wherein the facts are set forth for the illumination of the court. The main business of the Argument in the legal brief is to present, together with the facts or proposi- tions open to discussion, the authorities cited by way of proof. In the argumentative brief the citation of author- ities is much less extensive and less convincing than in the legal brief; the former contains the arguments that sustain the proposition under discussion, as well as those that through refutation destroy the contentions of the op- posing side. A short extract from a brief of each type will illustrate the more " authoritative " character of the legal brief and the more detailed and " probative " char- acter of the argumentative type. (From a Legal Brief) POINT FIRST A general assignment without preferences will not be avoided at the instance of a particular creditor, and such creditor's claim preferred, even on proof that the debtor THE ARGUMENTATIVE BRIEF 13 fraudulently deceived the said creditor for the purpose of pre- venting a possible interference with his legitimate intention of distributing all his property ratably among all his creditors. (A) General assignments without preferences are favored in the law. Dombey v. Pipchin Card and Paper Co., 42 App. Div. 277. (B) A domestic corporation may assign without preferences for the benefit of its creditors. ^ Bagstock V. Western Bridge Co., 123 N.Y. 654, 687. Carker v. Buckeye Knitting Co., 17 App. Div. 213. Bynsby v. Tox, 37 App. Div. 299. Tumpkins v. Home Machine Co., 17 Misc. 142; 15 App. Div. 287. Such an assignment was in effect forbidden by the pro- visions of the Revised Statutes prohibiting transfers by an insolvent corporation or in contemplation of its insol- vency (5 R.S., sec. 675). These provisions were repealed by the Stock Corporation Law of 1904, which was amended in 1909 (sec. 67) in such manner as to sanction inferen- tially an assignment of this nature if made without preferences. Perch on Corporations (3d edition) vol. iii, pp. 123-456. (C) It is the duty of the directors of a corporation which is in- solvent to make a pro-rata distribution of its property among its creditors. Stock Corporation Law, section ix. Code of Civil Proceedings, sections 2165-2651, 4316-6453. Farmer's Bank v. Skimpole & Co., 18 Misc. 664, at p. 376. No argument is necessary to enforce this proposition. The principles of fair dealing require that the oflScers who have conducted a business so unsuccessfully as to induce a condition of insolvency should secure to the corporate creditors the remaining assets of the corporation rather than risk a further depletion of such assets by a continu- ation of the aforesaid business. 14 THE BRIEF {From an Argumentative Brief) I. In view of the differences of opinion that have arisen be- tween Great Britain and the United States regarding the matter of discrimination in tolls on the Panama Canal, the question should be referred to the Court of Arbitration at The Hague: for A. The Arbitration Treaty between the two countries, (a) by its terms and (6) by the circumstances attending its adoption, binds the United States to this method of adjudication: i.e., 1. By its terms: for a. It states that "Differences that may arise . . . relating to the interpretation of treaties existing between the two contracting par- ties . . . shall be referred to the Permanent Court of Arbitration established at The Hague." 2. By the circumstances attending its adoption : for a. It was in large degree through the public declarations and the action of the United States that the arbitration treaty with Great Britain was brought about: for (1) It was as a result of the address of Secretary of State John Hay to the nations of the world to enter into arbitration treaties with the United States that negotiations with the United States began. (2) It was in response to resolutions adopted by Congress in 1890 that the treaty itself was finally negoti- ated: for (a) In July, 1893, the House of Commons referred with satis- faction to the action of Con- gress and expressed entire con- currence in the idea of estab- lishing arbitration relations. The Conclusion. There remains only the Conclusion, or general summary, appended for the sake of showing TPIE ARGUMENTAirVE BRIEF 15 at a bird's-eye glance the entire fiel<{ that has been covered. In legal briefs, as the main con entions are generally printed in more or less heavy-faced, type, the main issues stand forth with sufficient distinctness, and the Conclu- sion is not necessary as one of the integral divisions of the instrument. In the ordinary argumentative brief, how- ever, in which the issues often demand complex proof and in -which refutation frequently plays an important part, it is convenient to tabulate, at the very end, the contentions upon which the demonstration rests. In certain instances where the argument is not extended and the main issues are sufficiently distinct, the Conclusion may seem needless, and its omission justifiable. The judgment of the brief- maker will determine this consideration. Here, as else- where, clearness must serve as the final test. Elucidation and simplification are the ultimate ends of all brief -draw- ing. An example of the form that the Conclusion generally takes will appear in the typical argumentative brief pre- sented on pages 75-76. General Rules of Brief -Construction. In the drawing-up of the argumentative brief, three fundamental rules under- lie all others. (1) The first of these is to the effect that All portions of the brief must be expressed in the form of complete sentences. This rule of construction arises from the fundamental principle of the brief itself, as expressed in the original definition (p. 3), that it is intended primarily not for the maker of the instrument but for the reader. It is an axiom of composition that a proposition, or complete statement, sets forth its core idea with less opportunity for misunder- standing than does a mere term, which presents, as it were, only the title of the idea. ^ A proposition contains an exact 16 "HE BRIEF statement; a term merely sets forth a topic regarding which an infinite number o J stateinents may be predicated. A term may connote Ut its author a perfectly definite fine of thought, but to the reader this same term may convey nothing more than a vague idea, suggestive of no coherent fine of reasoning. A comparison of the two passages follow- ing will at once demonstrate the superior definiteness of the form in which each division is expressed in the form of a complete proposition. (a) A. The abandonment of the Philippines by the United States an irretrievable blunder. 1. Readiness of other powers to profit by their abandon- ment. 2. Possibility of prompt abandonment. ib) A. The abandonment of the Philippines by the United States would prove an irretrievable blunder: for 1. Every other great power stands ready to seize upon them, if they should be abandoned by the United States. 2. Should retention, in the end, prove undesirable, the United States can, at any time, relinquish them under such conditions as may seem most wise. The second arrangement leaves no latitude to the reader; he follows perforce the line of reasoning along which the mind of the maker of the brief has already traveled. The only exception to this rule of complete statement may be found in those cases, partaking of the nature of exposition, wherein a statement is followed by a series of illustrations, authorities, instances, etc. For example: I. During the past fifty years various attempts have been made through temperance organizations to combat the liquor problem : for example, A. The Woman's Christian Temperance Union (1874) ; B. The National Temperance Society (1865) ; THE ARGUMENTATIVE BRIEF 17 C. The Church Temperance Society (1881); D. The Anti-Saloon League (1895). It would seem supererogatory to enlarge these sub- points into the fully predicated form, as no additional clear- ness would result. At the same time, the student should be on his guard against extended indulgence in the memoran- dum-like methods here illustrated. It is always safest to err on the side of clearness, and a habit of abbreviation is all too easily encouraged, with the attendant risks of vague- ness and obscurity foreign to the very nature of the brief. (2) The second general rule of brief -construction is: The coordination and subordination of the several propositions contained in the brief are indicated by the varying widths of O the margins assigned to the respective propositions and by symbols indicating the logical relations. This rule, like the first, arises from the character of the original definition. The brief is defined as containing *' the successive contentions that are to be maintained, and the reasons or the authorities upon which the contentions are based.'* In this phrasing, the two terms " successive con- tentions " and " reasons or authorities upon which the contentions are based " imply the related ideas of coordina- tion and subordination, very important considerations in the reasoning process: the " successive contentions " are coordinated one with the other, and the " reasons " of each contention are subordinated to the contention in question. If two statements are of equal rank they occupy similar positions on the written page, set off with equal margins; if one is subordinated to another, the subordina- tion is indicated by carrying the dependent proposition farther to the right, so that it shall stand, as it were, under and within the contention to which it belongs. Further- more, the relative logical rank is indicated by letters and 18 THE BRIEF figures showing at a glance which contentions are parallel and which are inferior in logical importance. The following example will illustrate the application of the principles of margins and of notation: Proposition: The United States should retain Possession of the Philippines.^ I. The value of the Islands is so great as to render their re- tention by the United States a desirable policy: for A. They occupy a strategic geographical position in the Pacific Ocean : for 1. They lie at the converging point of all the Pacific trade lines between America, Australia, and the Orient. 2. They bring the United States nearer to Asia and China than are the countries of Europe. 3. The trade of the Pacific, thus commanded by the Islands, must control, in great degree, the future trade of this country: for a. Europe will soon cease to furnish the United States a market for its com- merce: for (1) Europe is every year manufacturing all that it uses and securing from its colonies all that it needs in addition. b. The trade with China in particular offers immense possible opportunities to the com- mercial future of the United States: for \ (1) China's foreign commerce in 1897 amounted to $285,738,300, of which the United States secured less than 9% as against 50% that it might easily control. (2) China's foreign commerce, great as it already is, is only in its infancy: for (a) Its railway mileage is but a fraction of what it promises to become with the development of the country. * From Senator Beveridge*s speech in the United States Senate, delivered in 1900. THE ARGUMENTATIVE BRIEF 19 B. The natural resources of the Islands render them in- valuable: for 1. They abound in all the principal products of the tropics and of the temperate zones. 2. They are covered with rich forests. 3. Great deposits of copper and gold abound along their creeks and rivers. II. The retention of the Islands by the United States is but the acceptance of a moral obligation: for A. It is in accord with the manifest destiny of this re- public: for 1. It presents a means of securing a better ad- ministration of the national government of the country : for a. The effective administration of the Islands by the United States will constitute a stimulus that will react upon the adminis- trative power: for (1) It has already been demonstrated in the case of England in relation to India and Egypt that effective co- lonial administration acts as an inspiration to the home govern- ment. 2. Just as self-government and internal develop- ment have characterized the first century of our national growth, so it is but reasonable to con- tend that the administration and development of foreign lands that have come into our pos- session will constitute the dominant note in the history of our second century of national life. Makers of briefs often cause confusion in that, while at- tempting to secure clearness, they neglect to observe the importance of the margins. They make accurate use of symbols (I, A, 1, a, etc.), but they nullify the effect of the notation by using a single marginal space. That this at once minimizes all the effects of careful analysis will appear from the following version of one portion of the selection just cited: 20 THE BRIEF II. The retention of the Islands by the United States is but the acceptance of a moral obligation: for A. It is in accord with the manifest destiny of the republic: for 1. It presents a means of securing a better administration of the national government of the country: for a. The eflFective administration of the Islands by the United States will constitute a stimulus that will react upon the admin- istrative power: for (1) It has already been demonstrated in the case of England in relation to India and Egypt that effective colonial administra- tion acts as an inspiration to the home government. A brief thus boggled does little toward enlightening the .mind of the reader as to the course of the reasoning processes. (S) A third general rule of the brief is : Each step of sub- ordination should be expressed by a suitable connective. This rule at once emphasizes the difference between the Main Introduction and the Brief of the Argument: that the one is, in large degree, expository in character, and the other argumentative. In consequence we find different connectives between the principal and the subordinate , portions of the two divisions. In the Main Introduction -- these connectives are likely to be "as follows," " namely," L"for example," and the like; for the subordinations gen- erally present subdivisions, instances, or illustrations of the principal statements. The introductory portions of the various briefs presented hereafter (e.g., p. 59) indi- cate the use of expository connectives. In the Brief of the Argument, however, the case is otherwise. Here the principal statements consist of contentions that are sup- ported by evidence. Consequently the natural connective is almost invariably " for." The process of reasoning is distinctly analytical, deductive, the fact preceding and the causes or reasons following. The selection presented on p. 18 illustrates the application of the rule in question. THE ARGUMENTATIVE BRIEF 21 This general rule as to the use of proper connectives is of the last importance. Forced to express in full the re- lations that bind together the successive steps of his rea- soning, the maker of the brief cannot easily digress into loose analysis or fallacious reasoning. And this same use of connectives does not permit the attention of the reader to wander at large among the evidence cited: he is com- pelled to follow along the very lines of reasoning that guided the drafting of the argument. In connection with the analytical, or deductive, nature of the brief, one may well note at this point a device where- by the logical ordering of an argument may be tested. Inasmuch as the brief proceeds from the conclusion down through the successive premises upon which it is based, if one begins with the ultimate cause, — i.e., with the argu- ment last in order, — and proceeds upward, substituting the word ".therefore " at each articulation indicated by the word "for," one should find that the reasoning advances synthetically, or inductively, to the conclusion to be es- tablished. Not infrequently the application of this " re- verse proof ^' will reveal a slip at some point where the logical processes do not properly adjust themselves. An example of the application of this reversal of the brief order is presented in the following: A. The creation of the College Senate does not render un- necessary the further continuance of the Skull and Dagger Senior Society: for 1. The object of the Skull and Dagger Society is separate and distinct from that of the College Senate: for a. Instead of acting in a governmental capacity in regulating and controlling the relations between students and faculty, as is the ease with the Sen- ate, Skull and Dagger is advisory in character: for (1) Its purpose is to urge all active steps possible for advancing the best interests of the College at large through undergrad- uate life : for 22 THE BRIEF (a) The constitution of the Society thus formally defines the purposes of the organization. If one were now to begin with the last statement and reverse the line of reasoning by substituting " therefore ** at each stage, the result would be somewhat as follows: A. The constitution of the Skull and Dagger Senior Society defines its purpose to be the urging of all active steps possible for advancing the best interests of the College at large through undergraduate life: therefore, 1. This may be accepted as the purpose of the organiza- tion: therefore, a. Instead of acting in a governmental capacity in regulating and controlling the relations between students and faculty, as is the case with the Col- lege Senate, the Skull and Dagger Society is purely advisory in its function: therefore, (1) The Skull and Dagger Society is separate and distinct from the College Senate in its object: therefore, (a) The creation of the College Senate does not render unnecessary the- further continuance of the Skull and Dagger Society. (Q.E.D.) Application of this process of " reversal " to the follow- ing brief will reveal flaws in the reasoning process that, at first reading in the original form, might escape atten- tion: I. The contention that Mr. Douglas did not act in accordance with the principles of the Democratic Party in failing to support the English Bill is not to be maintained: for A. The English Bill was, in fact, a pardon, in the form of a compromise, for those members of the Demo- cratic Party who had sinned in opposing the Lecomp- ton Bill, and B. Mr. Douglas had no need of such pardon: for 1. He was justified in his opposition to the Lecomp- ton Bill on the ground of consistent adherence to the principle of state sovereignty. THE ARGUMENTATIVE BRIEF 23 C. The English Bill differentiated between Kansas and other States seeking admission to the Union. D. The English Bill was in opposition to the principles underlying the national government: for 1. Equality among the States is a fundamental principle of this government. 2. Such use of the Federal power as was justified by the English Bill would be prejudicial to the South: for a. There was, in Congress, a majority against the South. The reason for the analytic, or deductive, ordering of brief -material is evident. If the brief were to be constructed on the synthetic, or *' hence-therefore " principle, the com- position would, indeed, be entirely logical and coherent, yet the principal steps of the main argument would be thrown into positions of greatest insignificance, and the ultimate purpose of the brief would be defeated. Special Rules of Construction. In addition to the pre- ceding general rules there are several specific rules that concern various details of brief -construction. (1) The Main Issues, constituting the fourth principal division of the argumentative brief (p. 7), reappear as the principal subdivisions of the Main Argument. They thus serve to keep prominently before the reader the principal contentions upon which the maker of the brief is basing his argument. Reference to the typical brief on pages 62-73 will show the application of the principle. (2) Each subordinated statement should present a clear and A definite reason establishing the contention to which it is ap- \ pended. The following examples of faulty briefing will show the confusion that results from failure to observe this rule: 24 THE BRIEF (a) I. We cannot argue that it is fair to cheat in examinations, A. Simply because we do not believe in them, and B. Considering the privileges granted us by the Board of Education, 1. Whose standards are high, and 2. Whose wish is for our welfare. C. Furthermore, it is our duty to uphold the rules and regulations of the Board. This specimen is mere chaos labeled with the symbols of a brief. There is no proper relation between the sub- ordinated statements and the principal contentions. The writer, if he had any argument at all in mind, probably reasoned along some such line of thought as indicated below: (b) I. Our personal disbelief in the principle of examinations is no sufficient excuse for dishonesty in passing them : for A. Whatever be our personal opinions, we are under ob- ligation to meet the rules and regulations of the Board of Education: for 1. The Board has shown that it is desirous of our welfare: for a. It has granted us many privileges. b. It has established a high standard of work. (a) I. Governor Johnson holds it to be his duty to sign the bill at present pending in California with reference to the ex- clusion of the Japanese from holding land : for A. Action in this matter has become imperative: for 1. Thirty years ago, when the present constitution of California was adopted, the people wished to prevent this immigration: for a. That constitution declared the presence of foreigners ineligible to citizenship to be dangerous to the State. b. The Japanese are ineligible to citizenship. THE ARGUMENTATIVE BRIEF 25 2. The people want this bill: for a. The vote in the Senate was 35 to 2, and in the Assembly 72 to 3. Examination of this attempt at briefing will show that it utterly fails to meet the rule regarding logical relations. The fact (1) that when the constitution of California was adopted thirty years ago the people of the State desired to prevent the immigration of the Japanese does not estab- lish the major contention (A) that action in excluding the Japanese from holding land has become imperative at this time. Nor does the fact (6) that the Japanese are ineli- gible to citizenship establish the contention that thirty years ago the people of California wished to prevent further immigration. Readjusting these and other faults of the brief, one may perhaps secure a better representation of what the writer really had in mind: {h) I. Governor Johnson of California is justified in favoring the bill now pending before the legislature of that State, whereby it is proposed to deprive the Japanese of the right to own land : for A. The bill is in accord with the state constitution: for 1. The constitution declares that the presence of foreigners who are (like the Japanese) ineligible to citizenship is a menace to the welfare of the State. B. The people of California are in favor of the proposed legislation: for 1. In the State Senate the vote was 35 to 2 in favor of the bill, and in the Assembly it was 72 to 3. (a) I. The contention of the South that the Republican Party, by its policy and doctrines, is stirring up insurrection among the slaves is not to be maintained : for A. It has never been possible to trace any uprising among the slaves to Republican instigation: for \\ 26 THE BRIEF 1. Even the Southerners themselves have never at- tempted to fix any blame upon the Republicans. B. The contention that the John Brown raid and the Harper's Ferry affair were gotten up by the Republi- cans is untenable: for 1. It has been pro^^ed that John Brown was a fa- natic, and not a Republican. In this case the violation of the rule is apparent mainly in the loose reasoning that characterizes the ordering of the thought. Aside from the general assertiveness of the brief, it will be noticed that A. 1. is practically contra- dictory of I : the contention that Southerners are unable to prove their charge against the Republican Party is scarcely refuted by saying that they have never attempted to bring such charge. A simplification of the brief will bring out more clearly the ideas that really underlie the writer's line of reasoning: (b) I. The contention made by Southerners to the effect that the Republican Party, by its policies and doctrines, is stirring up insurrection among the slaves is not to be maintained : for A. No actual evidence has been cited in support of this charge. B. The charge that John Brown's raid was conducted under Republican auspices has no weight: for 1. History has demonstrated the fact that John Brown was an irresponsible fanatic. .il (3) The use of ** hence, ^' 'therefore,'' or other illative ^\connective at once indicates faulty organization of material. The reason for this rule has already been indicated under the third of the general rules of the brief (p. 20). As the whole system of brief-ordering is based on the principle that first the main contention must be laid down, and then that the contention itself be established through the citation of evidence, the use of " hence," " therefore," and similar THE ARGUMENTATIVE BRIEF 27 connectives at once brings about a revtersal of the brief r ord^. For example: («) I. The proposed law excludes "all persons" ineligible to citi- zenship from holding land: therefore A. The bill does not specify the Japanese: hence 1. The proposed law does not discriminate against the Japanese. In the brief as here presented the matter included under 1 is, in fact, the principal contention, the point to be proved; and yet it is relegated to the position of great- est insignificance. The entire scheme of organization should be reversed, thus : (b) I. The contention that the proposed legislation establishes discrimination against the Japanese is not to be maintained: for A. The bill in question does not specify any particular nation by name: for 1. By its own terms it excludes "all persons" who are ineligible to citizenship from the right to hold land. The confusion resulting from the use of "hence," " there- fore," etc., is particularly difficult to handle when the con- nective crops out in the very midst of a complex argument; in such cases there is not even the consistency of logical method that is found in the foregoing specimen, and the entire structure falls to pieces. If the reader will attempt to reorganize the following example of briefing into co- herent and logical arrangement, he will realize the obstacle presented at the point where " hence " appears in the argument: I. Douglas's statement to the effect that Lincoln had charged the Dred Scott case with prohibiting the negro from be- w 28 - THE BRIEF coming a citizen of the United States misrepresents Lincoln's position: for A. Lincoln merely mentioned the following decisions of the Supreme Court in connection with the Dred Scott decision as indicating a conspiracy for nationalizing slavery, viz.: 1. That a negro cannot become a citizen: hence a. Lincoln supposed that this decision had been rendered in order to prevent the negro from ever securing the rights of citizenship. 2. That taking a negro into territory where slavery is prohibited does not make him free. (4) Double notation should not be prefixed to a statement in a brief. The symbol prefixed to a statement is for the purpose of showing its coordination with statements of equal rank or its subordination to statements of superior rank. To affix two symbols to a statement would therefore seem to indicate the impossible situation that the proposition in question is coordinate with another proposition and at the same time subordinate to it. For example: ^ («) . I. Shortening the college course to three years is unnecessary: for A. Provision is already made for students who are unable to spend four years in college. B. 1. One's educational career can be shortened at other points: for a. It can be shortened in the preparatory school or in the professional school. 2. Either of these is better than to cut short the college course. At the point marked B, the brief -maker evidently was conscious of the logical correlation between the pro- vision already made for students and the possibility of THE AEGUMENTATIVE BRIEF 29 shortening the college course at various points. But as the matter has been ordered, there is a logical paradox at the statement B. 1. That one's education can be shortened at other points, as shown by the symbol B, is parallel with A, and yet, by the presence of the symbol 1, it is appar- ently subordinate either to A, or to some point coordinate with A, namely, with itself. Disregarding the assertive character of the argument, which is almost totally lacking in evidence, we may improve the general structure as follows: (b) I. To shorten the college course from four to three years is unnecessary: for A. Provision is already made whereby the college course may be completed in less than four years. B. Other portions of one's educational career, such as the preparatory school or the professional school, can be cut short with less loss than would result from cur- tailing the work of the college. (5) When coordinated statements in a brief stand in con- trast to one another, or in any suspended relation, the several related propositions constitute, in reality, a single compound argument, rather than a succession of equivalent contentions. In such cases the relation may be fittingly expressed by the use of the symbols A, A', A"; 1, V, 1", etxi. For example: I. The contention that we should not consider the provision of the treaty relating to "equality" as intended to be inter- preted literally is untenable: for A. Although the treaty does not expressly confer upon the United States sovereign rights for the protection of the territory embracing the Canal, yet A'. The omission of a clause to that effect is easily to be explained: for 1. The fact that neither party to the treaty enjoyed any title to the region to be traversed by the Canal precluded the insertion of such a clause. so THE BRIEF In this case it is apparent that A is not complete without A', and vice versa. The advantage of the notation hes in the fact that the coordination and the unity of the two statements are both indicated, and at the same time it is possible to subordinate under either or both of the main statements such proof as may be required. This method of notation, however, should be used with discrimination. The tendency of beginners is always to over-use the A- A' typ>e of ordering and to bind together in this compound relation arguments that are merely simple coordinations. The use of " although . . . yet," " whereas . . . yet," etc., will always supply a test showing whether the balanced method is properly selected. (6) Statements presented in proof of a contention should he, in turn, supported by proof whenever possible, or estab- lished by the citation of definite authority. The failure to observe the j&rst part of this rule results in mere assertiveness, and the unsupported ipse dixit of the brief-maker is not likely to carry conviction. The extent to which the presentation of proof shall be carried must depend on the general character of the argument. In any case, however, the purpose of the brief is defeated when the reader, at the end of a division in the demon- stration, still asks, " But why is this true? " Consequently it is always desirable, when possible, to carry the demon- stration down to the point where the statements become axiomatic in character or may be fairly regarded as ad- mitted matter. The following brief illustrates the case in point: I. Experimental vivisection has resulted in practical benefit to mankind: for A. It has brought to light many psychological facts: for 1. All the senses have been analyzed through experi- ments on living creatures, brute and human: for THE ARGUMENTATIVE BRIEF SI a. According to Leffingwell " It is the only way in which these facts can be ascertained." B. It has proved of great benefit to the medical profes- sion: for 1. It has discovered many needful remedies for otherwise fatal diseases, such as virus and anti- toxin. 2. It has revealed to our great physicians the value of the human body. This brief is characterized by pervasive looseness of reasoning; it would carry little conviction to one opposed to the cause of vivisection. At the point 1, under B, the reader is likely to feel considerable doubt as to how the dis- covery of virus and anti-toxin has proceeded from the practice in question, — a consideration fundamental to the entire argument. Furthermore, the reader will certainly balk at accepting the vague generalization stated in 2, under the same head; even were it clear what is meant by " the value of the human body," the assertion that its revelation is due to vivisection will need considerable elab- oration. The necessity for detailed proof is often met by the cita- tion of authorities, but this is satisfactory and convincing only in so far as it is acceptable to the reader of the brief. Consequently the citation of an authority must be definite both as to the identification of the authority cited and as to the location of the opinion presented in proof. In the brief just quoted, for example, a judicious reader will give little weight to the statement regarding the analysis of the senses through experiments on living creatures unless he has some definite knowledge regarding Leflingwell, and the source of the statement quoted. Who is Leffingwell.'^ Is he an unprejudiced authority? Is he capable of speaking authoritatively on this matter? Why is he alone cited in support of the argument? Where does he make any such assertion as cited in the brief? Unless the reader is satis- 32 THE BRIEF iSed on these and similar matters, the citation from LeflSng- well might just as well be omitted altogether and the state- ment regarding the analysis of the senses made on the unsupported authority of the brief -maker. An interesting example of the unsatisfactory presenta- tion of authorities is contained in the following extract from a brief regarding the advisability of subsidizing our merchant marine: I. The United States possesses all the manufacturing facilities necessary to establish a successful merchant marine: for A. The United States can sell plates for steel ships at a lower figure than that at which England must buy them, says an English expert : for 1. He shows that the United States can make rails at Pittsburg, ship them across to Eng- land, pay railway and ocean freights, and even then undersell the English manufacturer. B. Francis Bowles, recently, in the face of close com- petition from the leading shipyards of Great Britain and the Continent, was able to secure to the United States a contract of $22,000,000 for two Argentine battleships. n. The United States has the material for providing eflScient seamen to man an efficient merchant marine: for A. A British marine officer has recently spoken favorably of our seafaring material : for 1. He has said, "There are hordes of men in the United States of the calibre of such men as Peary and those engaged in the 'Frisco and New Bedford whalers." 2. He has said also, "There must be thousands of sons of Britishers and Scandinavians in America who have the 'call of the sea' in their blood, and who would take to the water like a duck if they had the scope." in. The United States has the scientific marine knowledge to handle efficiently her own merchant marine: for A. In a recent magazine article the following state- ments are made by an authority on marine matters, . . . etc. THE ARGUMENTATIVE BRIEF 33 The unsatisfactory argumentative character of the fore- going is rendered even more clear if one places beside it, by way of contrast, the following extract from a brief assailing the right of the United States to interfere in the affairs of the Congo Free State: I. The contention that international law would justify the United States in interfering in order to prevent alleged cruelties in the Congo Free State is not well maintained : for A. That international law would condemn such inter- ference both in theory and in practice will appear from the following considerations: 1. It would condemn interference in theory: for a. Wharton, on page 202 of his International Law, writes, "It is not permissible for one sovereign to address another sovereign on political questions pending in the latter's domains unless invited to do so." h. Hengstler, in vol. i of the California Univer- sity Chronicle, writes, "As long as the inde- pendence of states is a principle of interna- tional law, it cannot be perceived how the limits of legal intervention can be extended beyond the scope of the self-interests of the intervening state." c. Lawrence's International Law lays down the following principle: "So prone are powerful states to interfere in the affairs of others, and so great are the evils of in- terference, that a doctrine of absolute non- intervention has been put forth as a protest against incessant meddling." 2. It would condemn interference in practice as maintained by the United States: for a. In the case of the Jews in Morocco in 1878 this country refrained from interfer- ence on the ground that such action would be improper, as shown in the letter of Secretary of State Evarts to the United States Minister at Morocco. b. In the case of the Russian Jews in 1882 the 34 THE BPJEF United States again refrained from inter- ference on the same ground, as shown by the letter of Secretary of State Frelinghuy- sen to the United States Minister at St. Petersburg. II. Interference by the United States in the affairs of the Congo Free State would be inexpedient: for 1. It would be opposed to the traditional policy of the Government: for a. Washington in 1797 stated that "it must be unwise for us to implicate ourselves by artificial ties in the vicissitudes of European politics." b. Monroe, in his message to Congress in 1823, wrote "Our policy in regard to Europe re- mains the same, which is not to interfere in the internal concerns of any of its powers." c. Henry Clay in 1828 said: "The Government of the United States scrupulously refrains from taking part in the internal dissensions of foreign states." d. In 1863 Secretary of State Seward main- tained: "Our policy of non-intervention in the internal affairs of sovereign states has become a traditional one, which could not be abandoned without the most urgent oc- casion, amounting to a manifest necessity." 2. It is opposed to the present policy of the United States: for a. With reference to the very question of the Congo Free State, President Cleveland, in 1885, made the following statement: "This reserve to give plenipotentiary powers to our delegates at the Berlin Congress was due to the indisposition of this Govern- ment to share in jurisdictional questions of remote foreign territories." b. President Roosevelt, through Secretary of State Hay, in defining the grounds upon which this Government became a party to the Hague Convention, states: "Nothing THE ARGUMENTATIVE BRIEF 35 contained in the convention shall be so con- strued as to require the United States of America to depart from its traditional pol- icy of not intruding upon, interfering with, or entangling itself in the political ques- tions, or policy, or internal administration of any foreign state." (7) One should not cite in support of a contention a state- \ment that is, in reality, no more than a mere repetition of the contention under discussion. This rule follows from the preceding as a natural corol- lary : any violation results in adducing evidence that proves nothing; it presents the fallacy of arguing in a circle, without advancing the demonstration of the proposition. A single example will illustrate the principle: I. In opportunities for joining a fraternity the man of limited means is at a distinct disadvantage: for A. In the selection of candidates, the fraternities must, of necessity, consider the ability of the candidates to meet expenses: for 1. Outstanding debts, upkeep of chapter-houses, and the like render it necessary that the mem- bers shall be able to contribute their part toward the expenses of the organizations. In this argument there is little progress from A to 1. Reduced to their lowest terms, these arguments amount to much the same thing, and it is quite possible to pass from I to 1 without making use of the intermediate step in A. Condensation into two principal statements would improve the logical analysis of the argument. Vi (8) Each proposition contained in the brief should con- \ sist of but a single statement. This rule follows from the first of the general rules of brief -construction as a corollary, and the reason for it is 36 THE BRIEF clear. In case a double proposition be followed by proof, the relation of the proof will not be evident; it may bear on one portion of the compound statement, or it may bear on another; in few cases would the proof apply with equal force to both clauses. An example will make the principle clear: I. Douglas in his reply misrepresented Lincoln's position with reference to the Declaration of Independence, and deliber- ately garbled Lincoln's remarks contained in the Spring- field speech: for A. He represented Lincoln as maintaining that the Decla- ration of Independence conferred upon the negro ab- solute and complete equality with the white man: for 1. Although Lincoln had distinctly limited the equality of rights enjoyed by the negro, 1'. Yet Douglas quoted him as saying . . . etc. 4 In this brief the confusion of reasoning is evident. The vn*iter in A, with its succeeding subdivisions, demonstrates Douglas's misrepresentation of Lincoln's attitude with reference to the position of the negro as defined in the Declaration; but it will be noted that because Douglas misrepresented Lincoln he did not necessarily garble one of Lincoln's speeches. Yet in the two final propositions the writer has evidently returned to the second idea con- tained in the original statement. Closely allied to this same looseness of phrasing is that in which ambiguity arises from the presence of two pred- icates, one independent and the other dependent, so closely placed one to the other that the reader has diflS- culty in determining to which the proof belongs. An ex- ample of this faulty phrasing appears in the following: I. The Democrats maintain that the Filipino should have im- mediate self-government: for A. He is capable of it: for 1. All men are free and equal and endowed with equal powers. THE ARGUMENTATIVE BRIEF 37 In this case the presence of the two italicized verbs arouses some doubt as to whether the following proof is applicable to the one or to the other. In the one case the argument is to prove the statement that the Democrats maintain a certain position, a statement that would prob- ably require no demonstration; in the other case, the ar- gument presents the reason justifying the Democrats in their contention, a far more likely course of reasoning. Were the original statement to avoid the double predica- tion in some such way as " The Filipino, according to the Democrats, should have immediate seK-government," the ambiguity would at once disappear. (9) Care should be taken not to introduce into the body of a statement, as an essential part of it, a phrase or clause that should be subordinated as proof. (a) I. All these laws were so framed as to depend one upon the other: hence A. Being a part of a system of compromises, the Utah and New Mexico Bills cannot be considered as models: for 1. Even Judge Douglas himself did not use them as models when he drew up his Nebraska Bill. Aside from the faulty coordination at the end of I, which ruins the articulation of the reasoning, the phrase " Being a part of a system of compromises " is, in reality, an argument in proof of the contention that the Utah and New Mexico Bills cannot be considered as models. The phrase should, therefore, be expanded into a complete statement and properly subordinated to the proposition of which it is a proof. The brief, expanded into proper form, would read as follows : I. The contention of Douglas to the effect that the Nebraska Bill merely embodies the principles of the Compromise Bill 38 THE BRIEF of 1850, of which the Utah and New Mexico Bills are but a part, is not to be maintained : for A. The Compromise Bill of 1850 establishes no precedent for bills concerning territorial legislation: for 1. The system of compromises of which it is com- posed was intended merely to meet the peculiar exigencies of the moment: and 2. Judge Douglas himself, in framing his Nebraska Act did not use the Utah and New Mexico Bills as models: for . . . etc. The following proposition from an undergraduate brief further illustrates the point under consideration: The government has made a number of appropriations for the improvement of the Upper Mississippi, but of uncertain and vary- ing amounts, thus adding an element of insecurity to the pres- ent situation. The writer of the foregoing has merged into a single proposition both cause and effect, fact and demonstration. The core of the matter appears after the word " thus," and the ordering requires complete reorganization. The illustration presented under Rule 8 also exempli- fies the violation of this rule, for the statement that Douglas garbled Lincoln's remarks as contained in the Springfield speech may be regarded as evidence of the first portion of I, that he misrepresented Lincoln's position with reference to the Declaration of Independence. \\ (10) Refutation should he so phrased as to present clearly the contention against which it is directed. It is always desirable, and often essential, that the maker of a brief distinguish between the constructive arguments whereby he establishes his own contentions, and the destructive arguments whereby he attacks the contentions of his opponent. And in attacking an oppo- nent's position one must present the point at issue clearly THE ARGUMENTATIVE BRIEF 39 and fairly. With this end in view, a conventional form for the presentation of refutation has been developed: " The contention that (followed by the issue under discussion) is untenable: f or . . . " etc. In this way the maker of the brief has the opportunity of presenting his opponent's posi- tion as fully and as clearly as need be, and of showing the ground of attack. The following specimen of briefing will illustrate the presentation of both constructive and refu- tatory arguments: I. The treaty relations existing between the United States and Great Britain with reference to an Isthmian Canal preclude the United States from making discrimination in tolls be- tween its own ships and those of Great Britain : for A. The Clayton-Bulwer Treaty of 1850, by the circum- stances attending its adoption, binds the United States to observe equality between the two countries con- cerned: for 1. The United States took the initiative in seeking to secure the treaty. B. The contention that the United States is relieved of treaty obligations by the fact that matters relating to the coasting-trade are not of international but of peculiar domestic concern is not to be maintained: for 1. This contention has already been disproved in the case of the Canadian Canal question and the Treaty of Washington in 1871. C. The contention that the clause in the treaty regarding equality of tolls is not to be interpreted literally, on the ground that it deprives the United States of the right to defend itself and to protect its own territory, is not to be maintained: for 1. Great Britain has already admitted the sover- eignty of the United States over the Canal Zone: for a. Sir Edward Grey in his note of November 14, 1912, has specifically so stated: for (1) He writes, "After summarizing the circumstances, . . . His Majesty's Government does not question the 40 THE BRIEF title of the United States to exercise belligerent rights for the protection of the Canal." The beginner in brief -making is prone to state his ref- utation in the simple negative form, leaving the reader to infer the refutatory character of the proposition. For example, one might thus state B in the foregoing brief: " The United States is not relieved of treaty obligations by the fact that ..." etc. This loose phrasing, however, is faulty in that (1) the maker of the brief must not leave the reader to form his own inferences as to what the brief may perhaps mean, but must make the character of all the propositions clear beyond question; and (2) it encourages a tendency to slight the explicit phrasing of one's opponent's position. The following brief thus violates the proper form of presenting refutation: (fl) I. Governor Johnson of California is justified in signing the bill now pending in the State Legislature, excluding the Japanese from holding land within the State: for A. The proposed bill is not unprecedented: for 1. At least three States in the Union have, in the past, enacted laws similar to that now contem- plated in California. B. The proposed law violates no treaty rights: for 1. It reads: "All aliens not entitled to citizenship may acquire real property to the extent of any treaty now existing between the United States and any other Government." While the arguments marked A and B might be con- structive arguments advanced by one supporting the action of Governor Johnson, yet those who are familiar with the discussion know that the two points in question contain, in reality, two of the principal contentions advanced by those who assail his position. Consequently the phrasing THE ARGUMENTATIVE BRIEF 41 should be changed so as to indicate that the two conten- tions are destructive rather than constructive; thus: (&) I. Governor Johnson of CaHfornia is justified in signing the bill now pending in the State Legislature, whereby the Japa- nese are excluded from holding land within the State: for A. The contention that the bill in question is unprece- dented is not to be maintained : for 1. At least three other States have, without protest or objection, passed similar bills (see Governor Johnson's letter to Secretary of State Bryan, May 12, 1912). B. The contention that the proposed bill is in violation of the treaty between the United States and Japan is not to be maintained: for 1. The phraseology of the treaty on the point in question is . . . etc. (11) In the Conclusion of a brief it is customary to pre- sent in order the main contentions, prefaced by the word " since,'' and to close with the proposition under discussion; thus : Conclusion I. Since the United States possesses the necessary resources for successful competition with other nations; and II. Since the United States has sufficient population from which to man an efficient merchant marine; and III. Since the United States has sufficient trade in foreign mar- kets to make a merchant marine profitable; and IV. Since the United States Navy would be benefited by an increase in the merchant marine: Therefore, the United States Government should establish by subsidation a Merchant Marine. The various rules for the construction of the brief may be thus presented in tabular form : General Rules 1. All portions of the brief must be expressed in the form of complete sentences. 42 THE BRIEF 2. The coordination and subordination of the several prop- ositions contained in the brief are indicated by the vary- ing widths of the margins assigned to the respective proposi- tions and by symbols indicating the logical relations. 3. Each step of subordination should be expressed by a suit- able connective. Special Rules 1. The Main Issues, constituting the fourth principal divi- sion of the argumentative brief, reappear as the principal subdivisions of the Main Argument. 2. Each subordinated statement should present a clear and definite reason establishing the contention to which it is appended. 3. The use of "hence," "therefore," or other illative connec- tive at once indicates faulty organization of material. 4. Double notation should not be prefixed to a statement in a brief. 5. When coordinated statements in a brief stand in contrast to one another, or in any antithetical relation, the several related propositions constitute, in reality, a single com- pound argument, rather than a succession of equivalent con- tentions. In such cases the relation may be fittingly ex- pressed by the use of the symbols A, A', A", 1, 1', 1", etc. 6. Statements presented in proof of a contention should be, in turn, supported by proof, whenever possible, or estab- lished by the citation of definite authority. 7. One should not cite in support of a contention a statement that is, in reality, no more than a mere repetition of the contention under discussion. 8. Each proposition contained in the brief should consist of but a single statement. 9. Care should be taken not to introduce into the body of a statement, as an essential part of it, a phrase or clause that should be subordinated as proof. 10. Refutation should be so phrased as to present clearly the contention against which it is directed. 11. In the Conclusion of a brief it is customary to present in order the main contentions, prefaced by the word "since," and to close with the proposition under discussion. II A LEGAL BRIEF The following ^ is, in part, a brief prepared by Mr. Charles E. Feirich, a member of the class of 1907 in the Chicago-Kent College of Law, in a brief-making contest conducted by the American Law School Review. Out of a large number of briefs sub- mitted by students in various law schools, this was selected as the best, and was awarded first prize, — the judges being Wil- liam T. Spear, Judge of the Supreme Court of Ohio; Joseph D. Moore, Judge of the Supreme Court of Michigan; and Edwin A. Jaggard, Judge of the Supreme Court of Minnesota. In the brief as here presented, only the main subdivisions of II in the Argu- ment are given in full, as the general rules for the fornj and con- tents of a legal brief are sufficiently illustrated in the other portions retained. SUPREME COURT OF IOWA DECEMBER TERM. 1907 George C. Smith, Plaintiff-Appellant, vs. Arthur B. Russell, Defendant- Appellee. No. 365. Preliminary Statement This is an appeal by George C. Smith from an order of the District Court of Oregon County, sustaining a de- 1 From The Brief and the Use of Law Books, by William M. Lile, Hem-y S. Redfield, Eugene Wambaugh, Edson R. Sunderland, Alfred F. Mason, and Roger W. Cooley. By kind permission of the publishers. The West Publishing Company, St. Paul, Minnesota. 44 THE BRIEF murrer to the amended petition in an action brought by- said George C. Smith, on a note executed by Arthur B. Russell. Statement of Facts The agreed facts, so far as they are material to this ap- peal, are as follows: On December 21, 1894, the defendant, Arthur B. Russell, in part payment of a debt long past due, executed and delivered to George C. Smith his note for $300, due in two years from the date thereof. The note was payable " to the order of " George C. Smith. Smith lost the note, and it was found by R. N. Jackson, who, however, refused to give it up on demand. On May 15, 1906, Smith brought his action to recover the amount due on the note, and, as an excuse for his inability to pro- duce the note, alleged in his petition that it was " wrong- fully held by a third person." (Abs. p. 2.) The defendant demurred. (Abs. p. 3.) The demurrer was sustained, and on October 10, 1906, judgment was entered on the de- murrer in favor of defendant Russell. (Abs. p. 4.) From the judgment so entered, the plaintiff, on Novem- ber 10, 1906, perfected his appeal to this court. (Abs. p. 5.) On March 28, 1907, this court rendered its decision, approving the ruling of the district court sustaining the demurrer, but remanding the case for new trial, with leave to the plaintiff to amend his petition. (Abs. p. 6.) The ten years prescribed by the Statute of Limitations, within which an action could be brought on the note, expired December 21, 1906. On April 2, 1907, plaintiff filed an amended petition, setting forth the facts in connection with the loss of the note, the demand therefor on Jackson, and Jackson's refusal to surrender it, and offered to indemnify the defendant Russell against any claim on account of the note in the hands of another person. (Abs. p. 7.) Defend- ant demurred to the amended petition on the ground that A LEGAL BRIEF 45 the debt was barred by the Statute of Limitations. (Abs. p. 8.) The demurrer being sustained, the plaintiff ap- peals. Specifications of Error The court erred in sustaining the demurrer to plaintiff's amended petition. Points I. The defense of the Statute of Limitations must be specially pleaded, and cannot be availed of by demurrer, in an action at law, even though it appears on the face of the petition that the limitation prescribed by the statute has expired. II. Where an amendment does not set up a new cause of action, or bring in any new parties, the running of the Statute of Limitations is arrested at the date of filing the original pleadings. III. The Statute of Limitations is suspended during the pendency of an appeal. Argument I The defense of the Statute of Limitations must be specially pleaded, and cannot be availed of by demurrer in an action at law, even though it appears on the face of the declaration that the limitation prescribed by the Statute of Limitations has expired. The defense of the Statute of Limitations was permitted by the court below to be interposed by a demurrer filed by the defendant, which demurrer was sustained. This was error, because in an action at law the Statute of Limitations must be pleaded specially if the defendant desires to avail himself of that defense. 46 THE BRIEF "In actions at law, as contradistinguished from actions under the code, it has always been the established rule that if the defendant desires to avail himself of the Statute of Limitations as a bar to the demand in suit, he must plead the defense. He cannot demur to the declaration, even where it appears on its face that the limitation prescribed by the statute has expired, for the principal reason that thereby the plaintiff would be deprived of the opportunity of reply- ing that the case was within some of the exceptions to the statute, or any other matter which would prevent the bar from attaching." 13 Enc. PL & Pr. 200, citing Condon v. Enger, 113 Ala. 233, 21 South. 227; Huss V. Central R., etc., Co., 66 Ala. 472; Smith V. Richmond, 19 Cal. 476; Bowman v. Mallory, 14 Ind. 424; Matlock V. Todd, 25 Ind. 128; Sleeth V. Murphy, 1 Morris (Iowa) 321, 41 Am. Dec. 232; Zane v. Zane, 5 Kan. 134; Hines v. Potts, 56 Miss. 352; McNair v, Lott, 25 Mo. 182; Allen i). Word, 6 Humph. (Tenn.) 284; Chicago City Ry. Co. v. Cooney, 196 111. 466, 63 N.E. 1029; Gunton v. Hughes, 181 111. 132, 54 N.E. 895; Thomas v. Morgan, 96 111. App. 629; Wall, Adm'x., v. C. & O. R.R. Co., 200 HI. 66, 65 N.E. 632; Renackowsky v. Water Com'rs., 122 Mich. 613, 81 N.W. 581; Norton v. Kumpe, 121 Ala. 446, 25 South. 841; Huntville v. Ewing, 116 Ala. 576, 22 South. 984; Barclay v. Barclay, 206 Pa. St. 307, 55 Atl. 985. A few extracts are made from the opinions of the courts in some of the cases above cited, which will suflB.ce to show the rule of law on this point. A LEGAL BRIEF 47 In Wall, Adm'x., v. C. & O. R.R. Co., 200 111. 66, 65 N.E. 632, the court said: **From the face of the declaration it appears that more than two years elapsed from the time of the injury to the bringing of the suit, and it is insisted by defendant in error that therefore the action could not be sustained, and hence the defense of the Statute of Limitations could be made by demurrer. Mainly on this ground it is insisted that the trial court properly sustained the demurrer. In equity, where it ap- pears on the face of the bill that the cause of action is barred by laches or the Statute of Limitations, the defect may be reached by demurrer to the bill. But the rule is otherwise in common law pleading. The defendant cannot demur to a declaration even where it appears on its face that the limitation prescribed by the statute has expired, because plaintiff would be thus deprived of the opportunity of reply- ing and pleading any matter which would prevent the bar from attaching. The defendant must plead the statute if he wishes to avail himself of it." In Thomas v. Morgan, 96 111. App. 629, the Appellate Court of Illinois discusses this question at length, citing many authorities from various jurisdictions. The court remanded the case for the error of the trial court in sus- taining a demurrer to the declaration based on the Statute of Limitations, although the declaration showed on its face that the time allowed by the Statute of Limitations had expired. In Hines v. Potts, 5Q Miss. 346, 362, the court said: "It is urged that this case is barred by the Statute of Limitations. We cannot express an opinion as to this, be- cause the bar of the Statute of Limitations cannot be availed of by a demurrer to the declaration, even though the cause of action set forth may appear to be barred. The Statute of Limitations must be pleaded, so that the plaintiff may, if he can, avoid the bar by replying facts which prevent it.'* 48 THE BRIEF In Allen v. Word, 6 Humph. (Tenn.) 284, the court said: "The Statute of Limitations in a suit at law must be pleaded, and this whether the cause of action as stated ap- pears to be barred or not; because the plaintiff may reply and prove a subsequent promise to pay the debt." In Sleeth v. Murphy, 1 Morris (Iowa) 321 (2d edition or reprint, vol. 1, p. 422), 41 Am. Dec. 232, in a Per Curiam opinion it is said: "We feel controlled in this matter by the decisions of other courts on like statutes. It has been of late years in- variably held that a Statute of Limitations must be pleaded; that a demurrer will not lie, although the lapse of a sufficient time between the accruing of the action and the commence- ment of the suit should appear from the face of the declara- tion." In Matlock v. Todd, 25 Ind. 128, 133, speaking of the Statute of Limitations, the court said: "But we do not decide the question, for the reason that it is not properly before us. It is raised on a demurrer to the complaint, and it has been held by this court, that in suits at law, to make the statute availing, it should be pleaded." Extracts might be made from the opinions in the other cases cited to the same effect, but the foregoing clearly show that the rule is based on reason and appears to be invariably enforced by courts of the last resort. If the defendant in the case at bar desired to avail himself of this defense, he should have pleaded it in bar instead of demurring to the declaration, for by doing the former the plaintiff would have had the right to plead any matter which would take the case out of the Statute of Limitations. It is, therefore, urged that the decision of the trial court should be reversed, because of the error of the trial court in allowing the defense of the Statute of Limitations to be raised by a demurrer. A LEGAL BRIEF 49 II Where an amendment does not set up a new cause of action, or bring in any new parties, the running of the Statute of Limitations is arrested at the date of filing the original pleading. (A) An appellate court has power, in its discretion, to direct the trial court to allow an amendment to a declaration.^ (B) An appellate court will, in a meritorious case, allow an amendment to the declaration for the express purpose of saving the cause of action from the bar of the Statute of Limitations.^ (C) The amendment introduced no new cause of action; hence it relates back to the time of filing the original petition, and the running of the Statute of Limitations was arrested at that date.^ (D) The fact that the Supreme Court on the previous appeal sustained the finding of the lower court does not affect the question, because the Supreme Court directed the trial court to allow an amendment to be filed, which was done.^ m The Statute of Limitations is suspended during the pend- ency of an appeal. While many, if not all, of the States in the Union have passed statutes giving the party who has his judgment reversed in an appellate court a specified time within which to commence a new action, so as to avoid the bar of the general Statute of Limitations, it appears from the following extracts from decisions of the supreme courts of various States, that the general rule is that the Statute of Limitations is suspended during the pendency of an appeal from the judgment of the trial court: ^ The extended citations and proof of these contentions, presented in the original brief, are here omitted for considerations of space. 50 THE BRIEF In Kirsch v. Kirsch, 113 Cal. 56, 45 Pac. 164, an action to recover the possession of real property, the court said: "The judgment entered in March, 1888, was appealed from by Mrs. Kirsch. In 1890, less than three years before the application for the order here appealed from, that judgment became final by affirmance in this court. The action was then pending until June, 1890, and, while it was pending, she could not acquire title by adverse posses- sion, since, during the pendency of the appeal, all rights under the judgment were suspended." In Fields v. Austin (Tex. Civ. App.), 30 S.W. 386, an action by the guardian of minors to have land of their deceased father set aside to them, the trial court, in its findings of law, which were approved by the Court of Civil Appeals of Texas, said: "I hold that appeal from the judgment of the County Court suspended the right of plaintiff to recover possession of the land until the case was reversed by the judgment of the Supreme Court, and that limitation had not begun to run until the rendition of the judgment of the Supreme Court." In Clark v. Bay Circuit Judge, 62 Mich. 355, 28 N.W. 894, an application for a writ of mandamus recalling the execution on a judgment rendered in an action of eject- ment, the court said: "The question now arises as to when the one-year limit prescribed by the statute begins to run. The relator claims it commenced at the date of the entry of the judgment, April 15, 1884, while the plaintiffs insist that the time was held in abeyance while the cause was removed to and pend- ing in this court, and until the judgment of this court af- firming the judgment below, which was of date April 15, 1885. It seems to me that the judgment intended by the statute is the final judgment in this case until April 15, 1885. ... I think the time in this case should run from the fifteenth of April, 1885." A LEGAL BRIEF 51 In Miller v. Gist, 91 Tex. 335, 43 S.W. 263, it was held that during the time of an appeal the Statute of Limita- tions is suspended but not vacated. See also: Nix V. Draughton, 54 Ark. 340, 15 S.W. 893; Hesters v. Coats, 32 Ga. 448; Williams v. Banks, 19 Md. 22; Chouteau v. Rowse, 90 Mo. 191, 2 S.W. 209; Martel v. Somers, 26 Tex. 551. This rule is based upon the soundest reason. It is ele- mentary that when the Statute of Limitations has once commenced to run it will not ordinarily be stopped, except by the bringing of a suit in a court of competent jurisdic- tion. But when this suit is brought, what argument can be advanced for holding the Statute of Limitations in abey- ance, during the trial of the case in the lower court, and then allowing it to run on again during the time the case is under consideration by the Appellate Court .^ Yet this would be the effect of holding that this case is barred by the Statute of Limitations. The plaintiff in this case originally had six years within which to bring his action on the promissory note, which six years expired September 4, 1906. The first petition by plaintiff's attorney was filed May 5, 1906, about four months before the time allowed by the Statute of Limitations expired. The decision of this court on the first appeal was rendered October 3, 1906. The filing of suit by plaintiff on May 5, 1906, certainly stopped the running of the Statute of Limitations. The case was then pending on trial and appeal from May 5, 1906, to October 3, 1906, or nearly six months. Now, if the Statute of Limitations is suspended during the pendency of an appeal, as the fore- going cases unite in holding, these six months during which the case was pending on appeal must be excluded in com- puting the time during which the Statute of Limitations actually did run. Since, therefore, the plaintijff had about 5£ THE BRIEF four months before his claim would be barred by the Stat- ute of Limitations, when he filed his original petition, and the six months immediately following were consumed by the appeal of the case, it follows clearly that when the judgment of the Supreme Court was rendered, October 3, 1906, he still had about four months within which to sue, even if no amendment or new trial had been granted him, for the Statute of Limitations was suspended during the time the appeal was pending. In other words, so far as the Statute of Limitations is concerned, if plaintiff filed his suit within the time allowed by the statute, and an appeal was taken from the judgment of the trial court, he was entitled to be placed in statu quo after the decision of the Supreme Court, because the running of the statute is sus- pended during the time occupied by appellate proceed- ings. And this is indeed a just, as well as a necessary, rule. Very few cases are appealed which would not be barred by the Statute of Limitations in the event of a re- versal by the Supreme Court, if the decision of the lower court in the case at bar be followed. A plaintiff might have an eminently just claim, but, by reason of an erroneous decision of the trial court, he might easily be deprived of it altogether, as there would be absolutely no advantage to be gained by appealing the case to a higher court, where justice might be done, because, even if such higher court decided in his favor, when he reentered the trial court he would find his claim barred by the Statute of Limitations. Thus, instead of the decision of the Supreme Court be- ing superior to that of the trial court, the order is re- versed and for all practical purposes the decision of the trial court is final, inasmuch as from the date of that decision the Statute of Limitations would again commence to run and would continue to nm, notwithstanding the fact that an appeal was taken to the Supreme Court. But it is quite unnecessary to go further to show what great hard- A LEGAL BRIEF 53 ship and confusion would result from so obviously wrong doctrine. Immediately upon the decision of the Supreme Court being handed down in this case, plaintiff, in accord- ance with that decision, filed an amendment to his petition and began a new trial, although he really had about four months still remaining before his cause of action would have been barred by the Statute of Limitations. It is, therefore, earnestly contended that the lower court was in error in holding that the plaintiff's cause of action was barred, and it is believed that this court will not do other- wise than to reverse the judgment of the lower court and remand the case with directions. Conclusion In conclusion, the attention of the court is called to the three separate grounds hereinbefore laid down, any one of which, it is believed, will be sufficient to secure a re- versal of the decision of the lower court. In brief, these grounds are: I. The decision of the lower court should be reversed, because it was error to allow the defense of the Statute of Limitations to be raised by demurrer, the rule of law being that that defense must be specially pleaded if a party desires to avail himself of it. II. The decision of the lower court should be reversed, because the amendment filed to the original petition did not set up a new cause of action, and the rule of law in such an amendment is that the running of the Statute of Limitations is arrested at the date of filing the original pleading. III. The decision of the lower court should be reversed, because, at the date of taking an appeal from the first de- cision of the trial court in this case, holding that plaintiff's petition stated no cause of action, plaintiff still had about 54 THE BRIEF four fiionths, so far as the Statute of Limitations was con- cerned, within which to bring a new action; and the law is that the running of the Statute of Limitations is suspended during the pendency of an appeal. Therefore the four months above mentioned still remained to plaintiff within which to bring a suit, after the decision of the Supreme Court, sustaining the holding of the court below. In addition to these grounds, the attention of the court is called to the proposition that if an appellate court decides that plaintiff's original petition states no cause of action, but, believing that plaintiff may have a meritorious cause of action, gives plaintiff the right to amend his petition and a new trial, such appellate court will not subsequently sustain a ruling of the lower court that the amended petition is barred by the Statute of Limitations, where the original petition was not barred, for to do so would be to deprive of efficacy its own previous ruling. On the previous appeal of this case, the Supreme Court gave plaintiff the right to amend his petition and a new trial. Appellee is now before the bar of this court, asking that it render void and of no effect its own previous ruling in the case. It seems reasonable to assume that plaintiff was given the right to amend his petition in order to avoid the necessity of bringing a new suit. If this had not been intended, the court would undoubtedly have stopped when it affirmed the finding of the lower court, and plaintiff would have been compelled to seek his remedy as best he could, pos- sibly by a new suit. Instead of doing this, however, the Supreme Court went further and granted plaintiff the right to amend his petition and a new trial. When this right was granted by the Supreme Court it was obligatory upon the court below to see that it was not defeated. Both the letter and the spirit of the decision of the Supreme Court were disregarded by the trial court in holding that plaintiff's cause of action was barred by the Statute of Limitations. A LEGAL BRIEF 55 Plaintiff was not given a new trial, but was thrown* out of the lower court on the ground that his amended petition was barred by the Statute of Limitations. This, in effect, deprived him of the right to amend his petition, for, if his amendment had been properly allowed, it would have dated back to the commencement of the original suit, which was brought within the time prescribed by the Statute. If the cause of action was barred by the Statute of Limitations when the Supreme Court directed that plaintiff have another trial, the question may be asked: " Why, then, did not the Supreme Court simply affirm the judgment for the defendant? " Surely no object of justice could be furthered by having plaintiff amend his petition and begin a second suit, if his cause of action was already barred by the Statute of Limitations. In short, since the Supreme Court directed that plaintiff have the right to amend his petition and a new trial, it will see that such mandate is carried out by the lower court. The Supreme Court will not sustain any holding of the lower court by which justice is defeated or its order to the lower court is avoided or altogether disobeyed. To do so would be to relinquish its own authority in favor of the lower court. Plaintiff, immediately upon ascertaining the de- cision of the Supreme Court, amended his petition and began a second trial, and, under these circumstances, he is entitled to have a trial upon the merits of his cause of action. It may be that defendant prefers to have this case de- cided upon some theory which prevents the real merits of the case from being considered; but this is not at all in accord with the tendency of great modern jurists, who use every endeavor to see that justice is done upon the merits of each individual case, and that no one may lose a right- eous cause of action through a mere inadvertence, not in any way affecting the substantial justice of the case. In 56 THE BRIEF the language of Circuit Judge Caldwell, in McDonald v. State of Nebraska, supra: "There are in the history of the jurisprudence of every country certain epochs which mark the beginning of distinct trains of legal ideas and judicial conceptions of justice. There was a time in England and in this country when the funda- mental principles of right and justice, which courts were created to uphold and enforce, were esteemed of minor im- portance, compared to the quibbles, refinements, and tech- nicalities of special pleading. In that period, the great fun- damentals of the law seemed little, aiid the trifling things great. The courts were not concerned with the merits of a case, but with the mode of starting it. And they adopted so many subtile, artificial, and technical rules governing the statement of actions and defenses — for the entire system of special pleading was built up by the judges without the sanction of any written law — that in many cases the whole contention was whether these rules had been observed, and the merits of the case were never reached, and frequently never thought of. Happily for mankind, and for the law itself, that epoch is past in England and in this country, and we now have an epoch in which substance is more con- sidered than form, in which the justice and right of the case determines its decision, and not some technical error or mistake in the pleadings. In England to-day the amend- ment complained of in this case would be allowed quite as a matter of course, and the suggestion that defendant had gained some advantage by the mistake would not be enter- tained for a moment. There, as here, every error or mistake in the pleadings which does not afiFect the substantial rights of the adverse party may be cured by amendment; and what is meant by substantial right is a right going to the actual merits of the case. Such right is not acquired by a mistake or error in pleadings which has not misled the other party to his prejudice. And the prejudice must be actual and irreparable, and not merely theoretical. At this day, the party who seeks to profit by an error or mistake in pleading must be able to invoke the principle upon which the law of estoppel is founded. And the emotion of surprise, once so assiduously cultivated by lawyers, has lost its virtue. A LEGAL BRIEF 57 Extreme sensitiveness to that emotion no longer avails to turn a suitor out of court, or to delay justice." It is, therefore, most earnestly urged by counsel for appellant that in the light of the decisions above cited, and the manifest error of the lower court, both in allowing the defense to be set up by demurrer, and in holding that the cause of action was barred by the Statute of Limita- tions, this court will reverse the case with such directions as justice and the law may require, and give the appellant the benefit of a trial upon the real merits of the case. Respectfully submitted, Charles E. Feirich, Attorney for Appellant. Ill AN ARGUMENTATIVE BRIEF WILLIAMS COLLEGE Brief of an Argument on THE SOLUTION OF THE LIQUOR PROBLEM WALTER MILLS HINKLE,'14i June 10, 191i ^eliminary Introduction This is a brief of an argument supporting the proposi- tion thatlthe elimination of private profit will afford the best solution of the liquor problem. Main Introduction I. The Origin of the Question : The liquor question is just now exciting great interest throughout the United States: for A. At present 46,000,000 people are living in prohibition territory. (U. S. B.A. Yearbook,^ 1913; p. 249.) B. A constitutional amendment to prohibit, throughout the United States, the manufac- ture, sale, and distribution of alcoholic bev- erages has been recently introduced into Con- gress, and is being agitated throughout the country. (N. Y. Tribune, June 10, 1914; p. 1.) * By the kind permission of Mr. W. M. Hinkle. * U.S. Barkeepers' Association Yearbook. AN ARGUMENTATIVE BRIEF 59 C. At every election in those States in which there are local option laws there is a bitter fight in each district between the supporters of pro- hibition (no license; " Dry's ") and the op' ponents of prohibition (license; " Wet's "). D. Between 1907 and 1914 a " temperance wave *' essentially similar to that of 1850-1860, has swept over the country. II. The History of the Question: Since colonial days there have been various attempts to solve the liquor problem: e.g., A. From 1635 to 1770 various Colonies passed laws to prevent the sale of distilled spirits. ( Textbook of True Temperance, 1911; pp. 38- 40.) B. From 1846 to 1860 a great " temperance wave " passed over the country v and during that period fourteen States adopted pro- hibition. (Joseph Debar, Prohibition, Its Re- lation to Good Government; pp. 7-17.) C. The following organizations have been founded for the purpose of combating the liquor prob- lem: viz.: The Woman's Christian Temperance Union (1874); The National Temperance Society (1865); The Church Temperance Society (1881) ; The Anti-Saloon League (1895) ; The Catholic Total Abstinence Union; The Intercollegiate Prohibition Associa- tion; The National Prohibition Party. 60 THE BRIEF \ III. The Definition of Terms : For the purposes of the ensuing discussion the terms are hmited and the question restricted as follows: A. The term " elimination of private profit " is taken to mean that, to all intents and pur- poses, the government, through suitable agen- cies, shall take control of the liquor traflSc. B. This control of the liquor traffic shall be limited to the control of the retail distribution of liquor. C. The term "government," as here used, is in- terpreted to indicate the municipality, incor- porated town or township, county, or other ' governmental xmit by which licenses are issued under the present laws. D. The restatement of the question will, then, read: The control of the retail distribution of liquors by the municipality, county, ot^piher governmental unit by' which licens^^re isstLed under tM present laws ajffhrds the best solution of the liquor problem. IV. Waived and admitted matter : A. At the present time (1914) there are ten States under the system of prohibition ; twenty- three under local option and license laws; and fifteen under license laws but without local option. (World Almanac, 1914; p. 248.) B. In the territory of the United States where there is no prohibition, liquor can be sold only by a license granted under state law by the county, municipality, incorporated town or township. (World Almanac : as above.) C. The number of licenses that can be issued in proportion to the population is determined AN ARGUMENTATIVE BRIEF d 61 D. absolutely by the State, which has full author- ity over the liquor traffic. {World Almanac : as above.) Licenses are taxed in every State that per- mits their issue, the tax varying from $100 to $1500. (World Almanac : as above.) V. Clash of Opinion: A. None of the methods here- tofore advocated have been . adequate to solve the liquor problem: for 1. Prohibition has failed to solve it. 2. Local option has failed to solve it. 3. The license system with regulation has failed to solve it. B. The methods heretofore used in the attempt to solve the liquor problem are bound in the future to re- peat their failures of the past. C. The solution offered by the affirmative will furnish a fundamentally sound and intelligent basis for dealing with the liquor problem : for 1. Governmental au- thorities will be able to take care of a definite and real social need, without that need's being debauched by greed of gain. B. The methods of handling the liquor problem, hereto- fore advocated, have al- ready partially solved the problem: for 1. Prohibition has been extended over many States. 2. Local option laws are in successful operation in ma,ny States. 3. In license States strict laws regulate the sale and distribution of liquor. The methods heretofore used will tend to advance even farther the solution of the liquor problem, as they are more and more widely extended. The solution offered by the affirmative is inadequate to deal with the liquor problem: for 1. The government can- not supply a social need as well as can private enterprise. 62 THE BRIEF 2. Direct governmental 2. Governmentafl con- control of the distri- trol means increased bution of liquor will opportunity for graft, be of great advan- tage to the commu- nity. 3. The solution offered 3. The solution offered by the affirmative is by the affirmative is eminently practical. impractical and inex- pedient. ^ The Issues I. Are the- methods heretofore advocated adequate to solve the Hquor problem? II. Will these same methods avail to solve the prob- lem in the future? III. Is the solution offered by the affirmative adequate to solve the liquor problem? The Main Argument \ I. None of the methods heretofore advocated have been adequate to solve the liquor problem: for Aeople of the col- onies. Under its protecting and superintending care the colonies were planted and grew up and prospered, through a long course of years, until they became populous and wealthy. Its benefits were not limited to them. Their extensive agricultural and other productions gave birth to a flourishing commerce, which richly rewarded the parent country for the trouble and expense of establishing and protecting them. Washington was born and grew up to manhood under that union. He acquired his early distinc- tion in its service, and there is every reason to beheve that he was devotedly attached to it. But his devotion was a rational one. He was attached to it, not as an end, but as a means to an end. When it failed to fulfill its end, and, instead of affording protection, was converted into the means of oppressing the colonies, he did not hesitate to draw his sword and head the great movement by which that union was forever severed, and the independence of these States established. This was the great and crowning glory of his life, which has spread his fame over the whole globe, and will transmit it to the latest posterity. Nor can the plan proposed by the distinguished Senator from Kentucky, nor that of the Administration, save the Union. I shall pass by, without remark, the plan proposed by the Senator, and proceed directly to the consideration of that of the Administration. I, however, assure the dis- tinguished and able Senator, that, in taking this course, no disrespect whatever is intended to him or his plan. I have 180 THE BRIEF adopted it because so many Senators of distinguished abilities, who were present when he delivered his speech and explained his plan, and who were fully capable to do justice to the side they support, have replied to him. The plan of the Administration cannot save the Union, because it can have no effect whatever towards satisfying the States composing the Southern section of the Union. It is, in fact, but a modification of the Wilmot Proviso. It proposes to effect the same object — to exclude the South from all territory acquired by the Mexican treaty. It is well known that the South is united against the Wilmot Proviso, and has committed itself by solemn resolution to resist, should it be adopted. Its opposition is not to the name^ but that which it proposes to effect. That, the Southern States hold to be unconstitutional, unjust, inconsistent with their equality as members of the common Union, and calculated to destroy irretrievably the equilibrium between the two sections. These objections equally apply to what, for brevity, I will call the Executive Proviso. There is no difference between it and the Wilmot, except in the mode of effecting the object; and in that respect, I must say, that the latter is much the least objectionable. It goes to its object openly, boldly, and distinctly. It claims for Congress unlimited power over the Territories, and pro- poses to exert it over the Territories acquired from Mexico by a positive prohibition of slavery. Not so the Executive Proviso. It takes an indirect course, and, in order to elude the Wilmot Proviso and thereby avoid encountering the united and determined resistance of the South, denies, by implication, the authority of Congress to legislate for the Territories, and claims the right as belonging exclusively to the inhabitants of the Territories. But to effect the object of excluding the South, it takes care, in the mean time, to let in emigrants freely from the Northern States and all other quarters, except from the South, which it SPEECH ON THE SLAVERY QUESTION 181 takes special care to exclude by holding up to them the danger of having their slaves liberated by the Mexican laws. The necessary consequence is to exclude the South from the Territory, just as effectually as would the Wilmot Proviso. The only difference in this respect is that what one proposes to effect directly and openly the other pro- poses to effect indirectly and covertly. But the Executive Proviso is more objectionable than the Wilmot, in another and more important particular. The latter, to effect its object, inflicts a dangerous wound upon the Constitution by depriving the Southern States as joint partners and owners of the Territories, of their rights in them; but it inflicts no greater wound than is necessary to effect its object. The former, on the contrary, while it in- flicts the same wound, inflicts others equally great, and, if possible, greater, as I shall next proceed to explain. In claiming the right for the inhabitants, instead of Con- gress, to legislate for the Territories, the Executive Proviso assumes that the sovereignty over the Territories is vested in the former: or, to express it in the language used in a resolution offered by one of the Senators from Texas (General Houston, now absent), they have "the same in- herent right of self-government as the people in the States." The assumption is utterly unfounded, unconstitutional, without example, and contrary to the entire practice of the Government from its commencement to the present time, as I shall proceed to show. The recent movement of individuals in California to form a constitution and a State Government, and to ap- point Senators and Representatives, is the first fruit of this monstrous assumption. If the individuals who made this movement had gone into California as adventurers, and if, as such, they had conquered the territory and established their independence, the sovereignty of the country would have been vested in them, as a separate and independent 182 THE BRIEF community. In that case, they would have had the right to form a constitution, and to establish a government for themselves; and if, afterwards, they thought proper to apply to Congress for admission into the Union as a sov- ereign and independent State, all this would have been regular, and according to established principles. But such was not the case. It was the United States who conquered California and finally acquired it by treaty. The sov- ereignty, of course, is vested in them, and not in the individ- uals who have attempted to form a constitution and a State without their consent. All this is clear, beyond controversy, unless it can be shown that they have since lost or been divested of their sovereignty. . Nor is it less clear that the power of legislating over the acquired territory is vested in Congress, and not, as is assumed, in the inhabitants of the Territories. None can deny that the Government of the United States has the power to acquire territories, either by war or treaty; but, if the power to acquire exists, it belongs to Congress to carry it into execution. On this point there can be no doubt, for the Constitution expressly provides that Con- gress shall have power "to make all laws which shall be necessary and proper to carry into execution the foregoing powers" (those vested in Congress) "and all other powers vested by this Constitution in the Government of the United States, or in any department or officer thereof." It matters not, then, where the power is vested; for, if vested at all in the Government of the United States or any of its depart- ments or officers, the power of carrying it into execution is clearly vested in Congress. But this important provision, while it gives to Congress the power of legislating over Territories, imposes important limitations on its exercise, by restricting Congress to passing laws necessary and proper for carrying the power into execution. The pro- hibition extends not only to all laws not suitable or appro- SPEECH ON THE SLAVERY QUESTION 183 priate to the object of the power, but also to all that are unjust, unequal, or unfair, — for all such laws would be unnecessary and improp>er, and, therefore, unconstitutional. Having now established, beyond controversy, that the sovereignty over the Territories is vested in the United States, — that is, in the several States composing the Union, — and that the power of legislating over them is expressly vested in Congress, it follows that the individuals in California who have undertaken to form a constitution and a State, and to exercise the power of legislating without the consent of Congress, have usurped the sovereignty of the State and the authority of Congress, and have acted in open defiance of both. In other words, what they have done is revolutionary and rebellious in its character, anarchical in its tendency, and calculated to lead to the most danger- ous consequences. Had they acted from premeditation and design, it would have been, in fact, actual rebellion; but such is not the case. The blame lies much less upon them than upon those who have induced them to take a course so unconstitutional and dangerous. They have been led into it by language held here and the course pursued by the Executive branch of the Government. I have not seen the answer of the Executive to the calls made by the two Houses of Congress for information as to the course which it took, or the part which it acted, in ref- erence to what was done in California. I understand the answers have not yet been printed. But there is enough known to justify the assertion that those who profess to represent and act under the authority of the Executive have advised, aided, and encouraged the movement, which ter- minated in forming what they call a constitution and a State. General Riley, who professed to act as civil Gov- ernor, called the convention — determined on the number and distribution of the delegates — appointed the time and place of its meeting — was present during the session — 184 THE BRIEF and gave its proceedings his approbation and sanction. If he acted without authority, he ought to have been tried, or, at least, reprimanded, and his course disavowed. Neither having been done, the presumption is that his course has been approved. This, of itself, is suflBcient to identify the Executive with his acts, and to make it responsible for them. I touch not the question whether General Riley was appointed or received the instructions under which he pro- fessed to act from the present Executive or its predecessor. If from the former, it would implicate the preceding as well as the present Administration. If not, the responsibility rests exclusively on the present. It is manifest from this statement that the Executive Department has undertaken to perform acts preparatory to the meeting of the individuals to form their so-called constitution and government, which appertain exclusively to Congress. Indeed, they are identical, in many respects, with the provisions adopted by Congress when it gives per- mission to a Territory to form a constitution and govern- ment in order to be admitted as a State into the Union. Having now shown that the assumption upon which the Executive and the individuals in California acted through- out this whole affair is unfounded, unconstitutional, and dangerous, it remains to make a few remarks, in order to show that what has been done is contrary to the entire practice of the Government, from the commencement to the present time. From its commencement to the time that Michigan was admitted the practice was uniform. Territorial Govern- ments were first organized by Congress. The Government of the United States appointed the governors, judges, secre- taries, marshals, and other officers; and the inhabitants of the Territory were represented by legislative bodies, whose acts were subject to the revision of Congress. This state of things continued until the Government of a Territory SPEECH ON THE SLAVERY QUESTION 185 applied to Congress to permit its inhabitants to form a constitution and government, preparatory to admission into the Union. The act preHminary to giving permission was to ascertain whether the inhabitants were suflficiently numerous to authorize them to be formed into a State. This was done by taking a census. That being done and the number proving sufficient, permission was granted. The act granting it fixed all the preliminaries — the time and place of holding the convention, the qualification of the voters, establishment of its boundaries, and all other measures necessary to be settled previous to admission. The act giving permission necessarily withdraws the sov- ereignty of the United States, and leaves the inhabitants of the incipient State as free to form their constitution and government as were the original States of the Union after they had declared their independence. At this stage the inhabitants of the Territory became, for the first time, a people, in legal and constitutional language. Prior to this, they were, by the old acts of Congress, called inhabitants, and not people. All this is perfectly consistent with the sovereignty of the United States, with the powers of Con- gress, and with the right of a people to self-government. Michigan was the first case in which there was any de- parture from the uniform rule of acting. Hers was a very slight departure from the established usage. The Ordinance of 1787 secured to her the right of becoming a State when she should have sixty thousand inhabitants. Owing to some neglect, Congress delayed taking the census. In the mean time her population increased until it clearly exceeded more than twice the number which entitled her to admission. At this stage she formed a constitution and government, with- out a census being taken by the United States, and Con- gress waived the omission, as there was no doubt she had more than a sufficient number to entitle her to admission. She was not admitted at the first session she applied, owing 186 THE BRIEF to some difficulty respecting the boundary between her and Ohio. The great irregularity as to her admission took place at the next session — but on a point which can have no possible connection with the case of California. Their regularities in all other cases that have since oc- curred are of similar nature. In all, there existed Terri- torial Governments established by Congress, with officers appointed by the United States. In all, the Territorial Government took the lead in calling conventions and fix- ing the preliminaries preparatory to the formation of a constitution and admission into the Union. They all rec- ognized the sovereignty of the United States and the authority of Congress over the Territories; and wherever there was any departiu-e from established usage, it was done on the presumed consent of Congress, and not in defiance of its authority or the sovereignty of the United States over the Territories. In this respect California stands alone, without usage or a single example to cover her case. It belongs now. Senators, to you to decide what part you will act in reference to this unprecedented transaction. The Executive has laid the paper purporting to be the constitu- tion of California before you, and asks you to admit her into the Union as a State; and the question is. Will you or will you not admit her? It is a grave question, and there rests upon you a heavy responsibility. Much, very much, will depend upon your decision. If you admit her, you endorse and give your sanction to ail that has been done. Are you prepared to do so? Are you prepared to surrender your power of legislation for the Territories — a power expressly vested in Congress by the Constitution, as has been fully established? Can you, consistently with your oath to support the Constitution, surrender the power? Are you prepared to admit that the inhabitants of the Territories possess the sovereignty over them, and that any number, more or less, may claim any extent of territory SPEECH ON THE SLAVERY QUESTION 187 they please; may form a constitution and government, and erect it into a State, without asking your permission? Are you prepared to surrender the sovereignty of the United States over whatever territory may be hereafter acquired to the first adventurers who may rush into it? Are you prepared to surrender virtually to the Executive Depart- ment all the powers which you have heretofore exercised over the Territories? If not, how can you, consistently with your duty and your oaths to support the Constitution, give your assent to the admission of California as a State, under a pretended constitution and government? Again, can you believe that the project of a constitution which they have adopted has the least validity? Can you believe that there is such a State in reality as the State of California? No; there is no such State. It has no legal or constitutional existence. It has no vahdity, and can have none, without your sanction. How, then, can you admit it as a State y when, according to the provision of the Constitution, your power is limited to admitting new States 9 To be admitted, it must be a State — and an existing State, independent of your sanction, before you can admit it. When you give your permission to the inhabitants of a Territory to form a con- stitution and a State, the constitution and State they form derive their authority from the people, and not from you. The State, before it is admitted, is actually a State, and does not become so by the act of admission, as would be the case with California, should you admit her contrary to the constitutional provision and established usage heretofore. The Senators on the other side of the Chamber must permit me to make a few remarks in this connection par- ticularly applicable to them — with the exception of a few Senators from the South, sitting on the other side of the Chamber. When the Oregon question was before this body, not two years since, you took (if I mistake not) universally the ground that Congress had the sole and absolute power 188 THE BRIEF of legislating for the Territories. How, then, can you now, after the short interval which has elapsed, abandon the ground which you took, and thereby virtually admit that the power of legislating, instead of being in Congress, is in the inhabitants of the Territories? How can you justify and sanction by your votes the acts of the Executive, which are in direct derogation of what you then contended for? But, to approach still nearer to the present time, how can you, after condemning, little more than a year since, the grounds taken by the party which you defeated at the last election, wheel round and support by your votes the grounds which, as explained recently on this floor by the candidate of the party in the last election, are identical with those on which the Executive has acted in reference to California? What are we to understand by all this? Must we conclude that there is no sincerity, no faith in the acts and declarations of public men, and that all is mere acting or hollow profession? Or are we to conclude that the exclu- sion of the South from the territory acquired from Mexico is an object of so paramount a character in your estimation, that right, justice. Constitution, and consistency must all yield when they stand in the way of our exclusion? But, it may be asked, what is to be done with California? Should she not be admitted? I answer, remand her back to the Territorial condition, as was done in the case of Tennessee, in the early stage of the Government. Congress, in her case, had established a Territorial Government in the usual form^ with a governor, judge, and other officers appointed by the United States. She was entitled, under the deed of cession, to be admitted into the Union as a State, as soon as she had sixty thousand inhabitants. The Territorial Government, beheving it had that number, took a census, by which it appeared it exceeded it. She then formed a constitution, and applied for admission. Con- gress refused to admit her, on the ground that the census SPEECH ON THE SLAVERY QUESTION 189 should be taken by the United States, and that Congress had not determined v^hether the Territory should be formed into one or two States, as it was authorized to do under the cession. She returned quietly to her territorial condition. An act was passed to take a census by the United States, containing a provision that the Territory should form one State. All afterwards was regularly conducted, and the Territory admitted as a State in due form. The irregulari- ties in the case of California are immeasurably greater, and offer much stronger reasons for pursuing the same course. But, it may be said, California may not submit. That is not probable; but if she should not, when she refuses, it will then be time for us to decide what is to be done. Having now shown what cannot save the Union, I return to the question with which I commenced, How can the Union be saved? There is but one way by which it can with any certainty; and that is, by a full and final settle- ment, on the principles of justice, of all the questions at issue between the two sections. The South asks for justice, simple justice, and less she ought not to take. She has no compromise to offer but the Constitution; and no conces- sion or surrender to make. She has aheady surrendered so much that she has little left to siu'render. Such a settle- ment would go to the root of the evil, and remove all cause of discontent; by satisfying the South, she could remain honorably and safely in the Union, and thereby restore the harmony and fraternal feelings between the sections, which existed anterior to the Missouri agitation. Nothing else can, with any certainty, finally and forever settle the questions at issue, terminate agitation, and save the Union. But can this be done? Yes, easily; not by the weaker party, for it can of itself do nothing, — not even protect itself, — but by the stronger. The North has only to will it to accomplish it — to do justice by conceding to the 190 THE BRIEF South an equal right in the acquired territory, and to do her duty by causing the stipulations relative to fugitive slaves to be faithfully fulfilled — to cease the agitation of the slave question, and to provide for the insertion of a provision in the Constitution, by an amendment, which will restore to the South, in substance, the power she possessed of protecting herself, before the equilibrium between the sections was destroyed by the action of this Government. There will be no difficulty in devising such a provision — one that will protect the South, and which, at the same time, will improve and strengthen the Government, instead of impairing and weakening it. But will the North agree to this? It is for her to answer the question. But, I will say, she cannot refuse, if she has half the love of the Union which she professes to have, or without justly exposing herself to the charge that her love of power and aggrandizement is far greater than her love of the Union. At all events, the responsibility of saving the Union rests on the North, and not on the South. The South cannot save it by any act of hers, and the North may save it without any sacrifice whatever, unless to do justice and to perform her duties under the Constitution should be regarded by her as a sacrifice. It is time. Senators, that there should be an open and manly avowal on all sides as to what is intended to be done. If the question is not now settled, it is uncertain whether it ever can hereafter be; and we, as the representatives of the States of this Union, regarded as governments, should come to a distinct understanding as to our respective views, in order to ascertaift whether the great questions at issue can be settled or not. If you, who represent the stronger portion, cannot agree to settle them on the broad principle of justice and duty, say so; and let the States we both represent agree to separate and part in peace. If you are unwilling we should part in peace, tell us so, and we shall SPEECH ON THE SLAVERY QUESTION 191 know what to do when you reduce the question to sub- mission or resistance. If you remain silent, you will compel us to infer by your acts what you intend. In that case, California will become the test question. If you admit her, under all the difficulties that oppose her admission, you compel us to infer that you intend to exclude us from the whole of the acquired territories, with the intention of destroying irretrievably the equilibrium between the two sections. We would be blind not to perceive in that case that your real objects are power and aggrandizement, and infatuated not to act accordingly. I have now. Senators, done my duty in expressing my opinions fully, freely, and candidly, on this solemn occa- sion. In doing so, I have been governed by the motives which have governed me in all the stages of the agitation of the slavery question since its commencement. I have exerted myself, during the whole period, to arrest it, with the intention of saving the Union, if it could be done; and, if it could not, to save the section where it has pleased Providence to cast my lot, and which I sincerely believe has justice and the Constitution on its side. Having faithfully done my duty to the best of my ability, both to the Union and my section, throughout this agitation, I shall have the consolation, let what will come, that I am free from all responsibility.. 192 THE BRIEF 5. THE SPEECH OF BENJAMIN R. CURTIS 1 Before the Senate of the United States, in defense of President Andrew Johnson, accused of High Treason. Delivered May 9, 1868 On February 22, 1868, the House of Representatives recom- mended that Andrew Johnson, President of the United States, be impeached "of high crimes and misdemeanors in office,'* and, three days later, Thaddeus Stevens and John A. Bingham appeared before the Senate to announce the vote of the House and to give notice that in due time that body would present be- fore the Senate "the particular articles of impeachment against the President and make good the same." The principal charge brought against President Johnson was to the effect that he had violated the Constitution and had over- stepped the Tenure-of -Office Act in removing Edwin M. Stanton from his position as Secretary of War, to which he had been appointed by President Lincoln. It was also contended that the character of many of President Johnson's public speeches con- stituted a "high misdemeanor in office." The House of Representatives appointed as the managers of the prosecution John A. Bingham, George S. Boutwell, James S. Wilson, Benjamin F. Butler, Thomas Williams, Thaddeus Stevens, and John A. Logan. The President selected as his counsel for the defense Henry Stanbery, Benjamin R. Curtis, Thomas A. R. Nelson, William M. Evarts, and William S. Groesbeck. The case was presented for trial March 5, before the Senate "sitting on the trial of impeachment," the Honorable Salmon P. Chase, Chief Justice of the Supreme Court, acting as presiding officer. The trial proper began March 30. The speech of Mr. Curtis, which follows, was delivered on April 9, and opened the President's defense. Regarding Mr. Curtis, James G. Blaine, in Twenty Years of Congress, writes: Benjamin R. Curtis, when he appeared in the Impeachment case, was in the fullness of his powers, in the fifty-ninth year of his age. At forty-one he had been appointed to the Supreme Bench of the United States at the earnest request and warm recommendation of Mr. Webster, then Secretary of State. Mr. Webster is reported to have said that he had 1 From the Congressional Globe. DEFENSE OF PRESIDENT JOHNSON 193 placed the people of Massachusetts under lasting obligation to him by inducing Governor Lincoln, in 1830, to appoint Lemuel Shaw Chief Justice of the Supreme Court of the State, a position which he honored and adorned for thirty years. Mr. Webster thought he was doing an equal service to the people of the entire Union when he induced the President to call Mr. Curtis to the Supreme Bench. But judicial life had not proved altogether agreeable to Judge Curtis, and, after a remarkable and brilliant career of six years, he resigned, in October, 1857, and returned to the practice of the law — his learning increased, his mind enriched and broadened by the grave national questions engaging the attention of the court during the period of his service. Thenceforward during his life no man at the bar of the United States held higher rank. He was entirely devoted to his profession. He had taken no interest in party strife, and, with the exception of serving two sessions in the Massachusetts Legisla- ture, he had never held a political office. In arguing a case his style was peculiarly felicitous — simple, direct, clear. In the full maturity of his powers and with all the earnestness of his nature he engaged in the President's defense; and he brought to it a wealth of learning, a dignity of character, an impressiveness of speech, which attracted the admiration and respect of all who had the good fortune to hear his great argument. On May 11 the case was completed, and the Senate proceeded to vote on the eleventh and last article of the impeachment. Fifty-four votes were cast, and a two-thirds majority, thirty-six, was necessary for conviction. Thirty-five senators voted *' guilty, " and nineteen " not guilty." The Senate then adjourned to May 26, when it voted upon the second and third articles respectively, with precisely the same result as upon the first article considered. As it appeared hopeless to bring about a change in the ballot, each Senator holding to his verdict, — although it has been charged that great influence was brought to bear in certain cases to effect an alteration in the vote, — the remaining articles were abandoned, and the Senate adjourned, after what ranks as one of the most important trials in the history of our National Govern- ment. Mr. Chief Justice, I am here to speak to the Senate of the United States sitting in its judicial capacity as a court of impeachment, presided over by the Chief Justice of the United States, for the trial of the President of the United States. This statement sufficiently characterizes what I have to say. Here party spirit, political schemes, foregone conclusions, outrageous biases can have no fit operation. 194 THE BRIEF The Constitution requires that here Should be a "trial," and as in that trial the oath which each one of you has taken is to administer "impartial justice according to the Constitution and the laws," the only appeal which I can make in behaK of the President is an appeal to the con- science and the reason of each judge who sits before me. Upon the law and the facts, upon the judicial merits of the case, upon the duties incumbent on that high oflficer by virtue of his office, and his honest endeavor to discharge those duties, the President rests his defense. And I pray each one of you to listen to me with that patience which belongs to a judge for his own sake, which I cannot expect to command by. any efforts of mine, while I open to you what that defense is. The honorable Managers, through their associate who has addressed you [Mr. Butler], has informed you that this is not a court, and that, whatever may be the character of this body, it is bound by no law. Upon those subjects I shall have something hereafter to say. The honorable Manager did not tell you, in terms at least, that here are no articles before you, because a statement of that fact would be in substance to say that here are no honorable Managers before you, inasmuch as the only authority with which the honorable Managers are clothed by the House of Representatives is an authority to present here at your bar certain articles, and, within their limits, conduct this prosecution; and, therefore, I shall make no apology, Senators, for asking your close attention to these articles, one after the other, in manner and form as they are here presented, to ascertain, in the first place, what are the substantial allegations in each of them, what is the legal operation and effect of those allegations, and what proof is necessary to be adduced in order to sustain them; and I shall begin with the first, not merely because the House of Representatives, in arranging these articles, have placed DEFENSE OF PRESIDENT JOHNSON 195 that first in order, but because the subject-matter of that article is of such a character that it forms the foundation of the first eight articles in the series, and enters materially into two of the remaining three. What, then, is the substance of this first article? What, as the lawyers say, are the gravamina contained in it? There is a great deal of verbiage — I do not mean by that unnecessary verbiage — in the description of the sub- stantive matters set down in this article. Stripped of that verbiage, it amounts exactly to these things : first, that the order set out in the article for the removal of Mr. Stanton, if executed, would be a violation of the Tenure-of-Office Act; second, that it was a violation of the Tenure-of-Office Act; third, that it was an intentional violation of the Ten- ure-of-Office Act; fourth, that it was a violation of the Constitution of the United States; and fifth, was by the President intended to be so. Or, to draw all this into one sentence which yet may be intelligible and clear enough, I suppose the substance of this first article is that the order for the removal of Mr. Stanton was and was intended to be a violation of the Tenure-of-Office Act, and was intended to be a violation of the Constitution of the United States. These are the allegations which it is necessary for the honorable Managers to make out in proof to support that article. Now, there is a question involved here which enters deeply, as I have already intimated, into the first eight articles in this series, and materially touches two of the others; and to that question I desire in the first place to invite the attention of the court. That question is, whether Mr. Stanton's case comes under the Tenure-of-Office Act. If it does not, if the true construction and effect of the Tenure-of-Office Act when applied to the facts of his case excludes it, then it will be found by honorable Senators, when they come to examine this and the other articles, that 196 THE BRIEF a mortal wound has been inflicted upon them by that decision. I must, therefore, ask your attention to the con- struction and appHcation of the first section of the Tenure- of-Oflice Act. It is, as Senators know, but dry work; it requires close, careful attention and reflection; no doubt it will receive them. Allow me, in the first place, to read that section : That every person holding any official office to which he has been appointed by and with the advice and consent of the Senate, and every person who shall hereafter be appointed to any such office, and shall become duly qualified to act therein, is and shall be entitled to hold such office until a successor shall have been in like manner appointed and duly qualified, except as herein other- wise provided. Then comes what is "otherwise provided": Provided, That the Secretaries of State, of the Treasury, of War, of the Navy, and of the Interior, the Postmaster General, and the Attorney General, shall hold their offices respectively for and during the term of the President by whom they may have been appointed, and for one month thereafter, subject to removal by and with the advice and consent of the Senate. Here is a section, then, the body of which applies to all civil officers, as well to those then in office as to those who should thereafter be appointed. The body of that section contains a declaration that every such officer "is," that is, if he is now in office, "and shall be," that is, if he shall hereafter be appointed to office, entitled to hold until a successor is appointed and qualified in his place. That is the body of the section. But out of this body of the section it is explicitly declared that there is to be excepted a particular class of officers — "except as herein otherwise provided." There is to be excepted out of this general de- scription of all civil officers a particular class of officers as to whom something is "otherwise provided"; that is, a different rule is to be announced for them. DEFENSE OF PRESIDENT JOHNSON 197 The Senate will perceive that in the body of the section all officers, as well those then holding office as those there- after to be appointed, are included. The language is: Every person holding any civil office to which he has been appointed, . . . and every person who shall hereafter be ap- pointed, ... is and shall be entitled, etc. It affects the present; it sweeps over all who are in office and come within the body of the section; it includes by its terms as well all those now in office as those who may be here- after appointed. But when you come to the proviso the first noticeable thing is that this language is changed; it is not that "every Secretary who now is, and hereafter may be, in office shall be entitled to hold that office" by a certain rule which is here prescribed; but the proviso, while it fixes a rule for the future only, makes no declaration of the present right of one of this class of officers, and the question whether any particular Secretary comes within that rule depends on another question, whether his case comes within the de- scription contained in the proviso. There is no language which expressly brings him within the proviso; there is no express declaration, as in the body of the section, that "he is, and hereafter shall be, entitled" merely because he holds the office of Secretary at the time of the passage of the law. There is nothing to bring him within the proviso, I repeat, unless the description which the proviso contains applies to and includes his case. Now, let us see if it does. That the Secretaries of State, etc., shall hold their offices re- spectively for and during the term of the President by whom they may have been appointed. The first inquiry which arises on this language is as to the meaning of the words "for and during the term of the President." Mr. Stanton, as appears by the commission which has been put into the case by the honorable Man- agers, was appointed in January, 1862, during the first 198 THE BRIEF term of President Lincoln. Are these words, "during the term of the President," applicable to Mr. Stanton's case? That depends upon whether an expounder of this law judicially, who finds set down in it as a part of the descrip- tive words "during the term of the President,'* has any right to add, " and any other term for which he may after- ward be elected." By what authority short of legislative power can those words be put into the statute so that "during the term of the President" shall be held to mean " and any other term or terms for which the President may be elected"? I respectfully submit no such judicial inter- pretation can be put on the words. Then, if you please, take the next step. "During the term of the President by whom he was appointed." At the time when this order was issued for the removal of Mr. Stanton, was he holding " during the term of the President by whom he was appointed"? The honorable Managers say yes, because, as they say, Mr. Johnson is merely serv- ing out the residue of Mr. Lincoln's term. But is that so under the provisions of the Constitution of the United States? I pray you to allow me to read two clauses which are applicable to this question. The first is the first section of the second article: The executive power shall be vested in a President of the United States of America. He shall hold his office during the term of four years, and, together with the Vice-President, chosen for the same term, be elected, as follows. There is a declaration that the President and the Vice- President is each respectively to hold his office for the term of four years; but that does not stand alone; here is its qualification: In case of the removal of the President from office, or of his death, resignation, or inability to discharge the powers and duties of the said office, the same shall devolve on the Vice-President. DEFENSE OF PRESIDENT JOHNSON 199 So that, although the President, Hke the Vice-President, is elected for a term of four years, and each is elected for the same term, the President is not to hold his office absolutely during four years. .The limit of four years is not an absolute limit. Death is a limit. A "conditional limita- tion," as the lawyers call it, is imposed on his tenure of office. And when, according to this second passage which I have read, the President dies, his term of four years for which he was elected, and during which he was to hold, provided he should so long live, terminates, and the office devolves on the Vice-President. For what period of time? For the remainder of the term for which the Vice-President was elected. And there is no more propriety, under these provisions of the Constitution of the United States, in call- ing the time during which Mr. Johnson holds the office of President after it was devolved upon him a part of Mr. Lincoln's term than there would be propriety in saying that one sovereign who succeeded to another sovereign by death holds a part of his predecessor's term. The term assigned to Mr. Lincoln by the Constitution was condi- tionally assigned to him. It was to last four years if not sooner ended; but if sooner ended by his death, then the office was devolved on the Vice-President, and the term of the Vice-President to hold the office then began. I submit, then, that upon this language of the act it is apparent that Mr. Stanton's case cannot be considered as within it. This law, however, as Senators very well know, had a purpose; there was a practical object in the view of Congress; and however clear it might seem that the lan- guage of the law when applied to Mr. Stanton's case would exclude that case, however clear that might seem on the mere words of the law, if the purpose of the law could be discerned, and that purpose plainly required a different interpretation, that different interpretation should be given. But, on the other hand, if the purpose in view was one 200 THE BRIEF requiring that interpretation to which I have been drawing your attention, then it greatly strengthens the argument; because, not only the language of the act itself, but the practical object which the legislature had in view in using that language demands that interpretation. Now, there can be no dispute concerning what that purpose was, as I suppose. Here is a peculiar class of officers singled out from all others and brought within this provision. Why is this? It is because the Constitution has provided that these principal officers in the several Exec- utive Departments may be called upon by the President tor advice "respecting" — for that is the language of the Constitution — "their several duties" — not, as I read the Constitution, that he may call upon the Secretary of War for advice concerning questions arising in the Depart- ment of War. He may call upon him for advice concerning questions which are a part of the duty of the President, as well as questions which belong only to the Department of War. Allow me to read that clause of the Constitution, and see if this be not its true interpretation. The language of the Constitution is, that — He [the President] may require the opinion in writing of the principal officer in each of the Executive Departments upon any subject relating to the duties of their respective offices. As I read it, relating to the duties of the offices of these principal officers, or relating to the duties of the President himself. At all events, such was the practical interpreta- tion put upon the Constitution from the beginning of the Government; and every gentleman who listens to me who is familiar, as you all are, with the political history of the country, knows that from an early period of the Adminis- tration of General Washington his Secretaries were called upon for advice concerning matters not within their re- spective Departments, and so the practice has continued DEFENSE OF PRESIDENT JOHNSON 201 from that time to this. This is one thing which distin- guishes this class of officers from any other embraced within the body of the law. But there is another. The Constitution undoubtedly contemplated that there should be Executive Departments created, the heads of which were to assist the President in the administration of the laws as well as by their advice. They were to be the hands and the voice of the President; and accordingly that has been so practiced from the be- ginning, and the legislation of Congress has been framed on this assumption in the organization of the Departments, and emphatically in the act which constituted the Depart- ment of War. That provides, as Senators well remember, in so many words, that the Secretary of War is to dis- charge such duties of a general description there given as shall be assigned to him by the President, and that he is to perform them under the President's instructions and directions. Let me repeat, that the Secretary of War and the other Secretaries, the Postmaster-General and the Attorney- General, are deemed to be the assistants of the President in the performance of his great duty to take care that the laws are faithfully executed; that they speak for and act for him. Now, do not these two views furnish the reasons why this class of officers was excepted out of the law? They were to be the advisers of the President; they were to be the imme- diate confidential assistants of the President, for whom he was to be responsible, but in whom he was expected to repose a great amount of trust and confidence; and there- fore it was that this act has connected the tenure of office of these Secretaries to which it applies with the President by whom they were appointed. It says, in the description which the act gives of the future tenure of office of Secre- taries, that a controlling regard is to be had to the fact that the Secretary whose tenure is to be regulated was appointed 202 THE BRIEF by some particular President; and during the term of that President he shall continue to hold his office; but as for Secretaries who are in office, not appointed by the Presi- dent, we have nothing to say; we leave them as they hereto- fore have been. I submit to Senators that this is the natural and, having regard to the character of these officers, the necessary conclusion, that the tenure of the office of a Secretary here described is a tenure during the term of service of the President by whom he was appointed; that it was not the intention of Congress to compel a President of the United States to continue in office a Secretary not appointed by himself. We have, however, fortunately, not only the means of interpreting this law which I have alluded to, namely, the language of the act, the evident character and purpose of the act, but we have decisive evidence of what was in- tended and understood to be the meaning and effect of this law in each branch of Congress at the time when it was passed. In order to make this more apparent and its just weight more evident, allow me to state what is very famil- iar, no doubt, to Senators, but which I wish to recall to their minds, the history of this proviso, this exception. The bill, as Senators will recollect, originally excluded these officers altogether. It made no attempt, indeed it rejected all attempts, to prescribe a tenure of office for them, as inappropriate to the necessities of the Govern- ment. So the bill went to the House of Representatives. It was there amended by putting the Secretaries on the same footing as all other civil officers appointed with the advice and consent of the Senate, and, thus amended, came back to this body. This body disagreed to the amendment. Thereupon a committee of conference was appointed, and that committee, on the part of the House, had for its chairman Hon. Mr. Schenck, of Ohio, and on the part of this body Hon. Mr. Williams, of Oregon, and Hon. Mr. DEFENSE OF PRESIDENT JOHNSON 203 Sherman, of Ohio. The committee of conference came to an agreement to alter the bill by striking these Secretaries out of the body of the bill and inserting them in the proviso containing the matter now under consideration. Of course, when this report was made to the House of Representa- tives and to this body it was incumbent on the committee charged with looking after its intentions and estimates of the public necessities in reference to that conference — it was expected that they would explain what had been agreed to, with a view that the body itself, thus understanding what had been agreed to be done, could proceed to act intelligently on the matter. Now, I wish to read to the Senate the explanation given by Hon. Mr. Schenck, the chairman of this conference on the part of the House, when he made his report to the House concerning this proviso. After the reading of the report, Mr. Schenck said: I propose to demand the previous question upon the question of agreeing to the report of the committee of conference. But before doing so, I will explain to the House the condition of the bill and the decision of the conference committee upon it. It will be remembered that by the bill as it passed the Senate it was pro- vided that the concurrence of the Senate should be required in all removals from office, except in the case of the heads of Depart- ments. The House amended the bill of the Senate so as to extend this requirement to the heads of Departments as well as to other officers. The committee of conference have agreed that the Senate shall accept the amendment of the House. But, inasmuch as this would compel the President to keep around him heads of Departments until the end of his term, who would hold over to another term, a compromise was made by which a further amendment is added to this portion of the bill, so that the term of office of the heads of Departments shall expire with the term of the President who appointed them, allowing those heads of Departments one month longer, in which, in case of death or otherwise, other heads of Departments can be named. This is the whole effect of the propo- sition reported by the committee of conference; it is, in fact, an 204. THE BRIEF acceptance by the Senate of the position taken by the House. {Congressional Globe , Thirty-ninth Congress, Second Session, p. 1340.) Then a question was asked, whether it would be neces- sary that the Senate should concur in all other appoint- ments, etc.; in reply to which Mr. Schenck said: That is the case. But their terms of office — That is, the Secretaries* terms of office — are limited, as they are not now limited by law, so that they expire with the term of service of the President who appoints them, and one month after, in case of death or other accident, until others can be substituted for them by the incoming Presi- dent. (Ibid.) Allow me to repeat that sentence: They expire with the term of service of the President who appoints them, and one month after, in case of death or other accident. In this body, on the report being made, the chairman, Hon. Mr. Williams, made an explanation. That explana- tion was in substance the same as that made by Mr. Schenck in the House, and thereupon a considerable de- bate sprang up, which was not the case in the House, for this explanation of Mr. Schenck was accepted by the House as correct, and unquestionably was acted upon by the House as giving the true sense, meaning, and effect of this bill. In this body, as I have said, a considerable de- bate sprang up. It would take too much of your time and too much of my strength to undertake to read this debate, and there is not a great deal of it which I can select so as to present it fairly and intelligibly without reading the ac- companying parts; but I think the whole of it may fairly be summed up in this statement: that it was charged by one of the honorable Senators from Wisconsin that it was the intention of those who favored this bill to keep in DEFENSE OF PRESIDENT JOHNSON 205 ojQSce Mr. Stanton and certain other Secretaries. That was directly met by the honorable Senator from Ohio, one of the members of the committee of conference, by this statement : I do not understand the logic of the Senator from Wisconsin. He first attributes a purpose to the committee of conference which I say is not true. I say that the Senate have not legislated with a view to any persons or any President, and therefore he commences by asserting what is not true. We do not legislate in order to keep in the Secretary of War, the Secretary of the Navy, or the Secretary of State. (Ibid.y p. 1516.) Then a conversation arose between the honorable Senator from Ohio and another honorable Senator, and the honorable Senator from Ohio continued thus: That the Senate had no such purpose is shown by its vote twice to make this exception. That this provision does not apply to the present case is shown by the fact that its language is so framed as not to apply to the present President. The Senator shows that himself, and argues truly that it would not prevent the present President from removing the Secretary of War, the Secretary of the Navy, and the Secretary of State. And if I supposed that either of these gentlemen was so wanting in manhood, in honor, as to hold his place after the politest intimation by the President of the United States that his services were no longer needed, I certainly, as a Senator, would consent to his removal at any time, and so would we all. {Ibid., p. 1516.) I read this, Senators, not as expressing the opinion of an individual Senator concerning the meaning of a law which was under discussion and was about to pass into legislation. I read it as the report; for it is that in effect — the explana- tion, rather, of the report of the committee of conference appointed by this body to see whether this body could agree with the House of Representatives in the frame of this bill, which committee came back here with a report that a certain alteration had been made and agreed upon by the committee of conference, and that its effect was what is 206 THE BRIEF above stated. And now I ask the Senate, looking at the language of this law, looking at its purpose, looking at the circumstances under which it was passed, the meaning thus attached to it by each of the bodies which consented to it, whether it is possible to hold that Mr. Stanton's case is within the scope of that Tenure-of -Office Act? I submit it is not possible. I now return to the allegations in this first article; and the first allegation, as Senators will remember, is that the issuing of the order which is set out in the article was a violation of the Tenure-of -Office Act. It is perfectly clear that that is not true. The Tenure-of -Office Act in its sixth section enacts "that every removal, appointment, or em- ployment, made, had, or exercised, contrary to the provi- sions of this act," etc., shall be deemed a high misdemeanor. "Every removal contrary to the provisions of this act." In the first place no removal has taken place. They set out an order. If Mr. Stanton had obeyed that order there would have been a removal; but, inasmuch as Mr. Stanton dis- obeyed that order, there was no removal. So it is quite clear that, looking to this sixth section of the act, they have made out no case of a removal within its terms; and, there- fore, no case of violation of the act by a removal. But it must not only be a removal, it must be "contrary to the provisions of this act"; and, therefore, if you could hold the order to be in effect a removal, unless Mr. Stanton's case was within this act, unless this act gave Mr. Stanton a tenure of office and protected it, of course the removal, even if it had been actual instead of attempted merely, would not have been "contrary to the provisions of the act," for the act had nothing to do with it. But this article, as Senators will perceive on looking at it, does not allege simply that the order for the removal of Mr. Stanton was a violation of the Tenure-of -Office Act. The honorable House of Representatives have not, by this DEFENSE OF PRESIDENT JOHNSON 207 article, attempted to erect a mistake into a crime. I have been arguing to you at considerable length, no doubt trying your patience thereby, the construction of that Tenure-of- Office Law. I have a clear idea of what its construction ought to be. Senators, more or less of them who have lis- tened to me, may have a different view of its construction, but I think they will in all candor admit that there is a question of construction; there is a question what the mean- ing of this law was; a question whether it was applicable to Mr. Stanton's case; a very honest and solid question which any man could entertain, and therefore I repeat it is im- portant to observe that the honorable House of Repre- sentatives have not, by this article, endeavored to charge the President with a high misdemeanor because he had been honestly mistaken in construing that law. They go further and take the necessary step. They charge him with intentionally misconstruing it; they say, "Which order was unlawfully issued with intention then and there to vio- late said act." So that, in order to maintain the substance of this article, without which it was not designed by the House of Representatives to stand and cannot stand, it is necessary for them to show that the President willfully mis- construed this law; that having reason to believe and ac- tually believing, after the use of due inquiry, that Mr. Stanton's case was within the law, he acted as if it was not within the law. That is the substance of the charge. What is the proof in support of that allegation offered by the honorable Managers? Senators must undoubtedly be familiar with the fact that the office of President of the United States, as well as many other executive offices, and, to some extent, legislative offices, call upon those who hold them for the exercise of judgment and skill in the construc- tion and application of laws. It is true that the strictly judicial power of the country, technically speaking, is vested in the Supreme Court and such inferior courts as 208 I THE BRIEF Congress from time to time have established or may estab- lish. But there is a great mass of work to be performed by executive officers in the discharge of their duties, which is of a judicial character. Take, for instance, all that is done in the auditing of accounts; that is judicial whether it be done by an auditor or a comptroller, or whether it be done by a chancellor; and the work has the same character whether done by one or by the other. They must construe and apply the laws; they must investigate and ascertain facts; they must come to some results compounded of the law and of the facts. Now, this class of duties the President of the United States has to perform. A case is brought before him, which, in his judgment, calls for action; his first inquiry must be, What is the law on the subject? He encounters, among other things, this Tenure-of -Office Law in the course of his inquiry. His first duty is to construe that law; to see whether it applies to the case; to use, of course, in doing so, all those means and appliances which the Constitution and the laws of the country have put into his hands to enable him to come to a correct decision. But, after all, he must decide, in order either to act or to refrain from action. That process the President in this case was obliged to go through, and did go through; and he came to the con- clusion that the case of Mr. Stanton was not within this law. He came to that conclusion, not merely by an exami- nation of this law himself, but by resorting to the advice which the Constitution and laws of the country enable him to call for to assist him in coming to a correct conclusion. Having done so, are the Senate prepared to say that the conclusion he reached must have been a willful mis- construction — so willful, so wrong, that it can justly and properly, and for the purpose of this prosecution, effectively be termed a high misdemeanor? How does the law read? What are its purposes and objects? How was it understood DEFENSE OF PRESIDENT JOHNSON 209 here at the time when it was passed? How is it possible for this body to convict the President of the United States of a high misdemeanor for construing a law as those who made it construed it at the time when it was made? I submit to the Senate that thus far no great advance has been made toward the conclusion either that the allega- tion in this article that this order was a violation of the Tenure-of -Office Act is true, or that there was an intent on the part of the President thus to violate it. And, although we have not yet gone over all the allegations in this article, we have met its "head and front," and what remains will be found to be nothing but incidental and circumstantial, and not the principal subject. If Mr. Stanton was not within this act, if he held the office of Secretary for the Department of War at the pleasure of President Johnson, as he held it at the pleasure of President Lincoln, if he was bound by law to obey that order which was given to him, and quit the place, instead of being sustained by law in resisting that order, I think the honorable Managers will find it extremely difficult to construct out of the broken fragments of this article anything which will amount to a high misdemeanor. What are they? They are, in the first place, that the President did violate, and intended to vio- late, the Constitution of the United States by giving this order. Why? They say, as I understand it, because the order of removal was made during the session of the Senate; that for that reason the order was a violation of the Con- stitution of the United States. I desire to be understood on this subject. If I can make my own ideas of it plain, I think nothing is left of this alle- gation. In the first place, the case, as Senators will observe, which is now under consideration, is the case of a Secretary of War holding during the pleasure of the President by the terms of his commission; holding under the Act of 1789, which created that Department, which, although it does 210 THE BRIEF not affect to confer on the President the power to remove the Secretary, does clearly imply that he has that power by making a provision for what shall happen in case he exercises it. That is the case which is under consideration, and the question is this: whether under the law of 1789 and the tenure of office created by that law, designedly created by that law, after the great debate of 1789, and whether under a commission which conforms to it, holding during the pleasure of the President, the President could remove such a Secretary during the session of the Senate. Why not? Certainly there is nothing in the Constitution of the United States to prohibit it. The Constitution has made two distinct provisions for filling offices. One is by nom- ination to the Senate and confirmation by them and a com- mission by the President upon that confirmation. The other is by commissioning an officer when a vacancy hap- pens during a recess of the Senate. But the question now before you is not a question how vacancies shall be filled; that the Constitution has thus provided for; it is a question how they may be created and when they may be created — a totally distinct question. Whatever may be thought of the soundness of the con- clusion arrived at upon the great debate in 1789 concerning the tenure of office, or concerning the power of removal from office, no one, I suppose, will question that a conclu- sion was arrived at; and that conclusion was that the Con- stitution had lodged with the President the power of re- moval from office independently of the Senate. This may be a decision proper to be reversed; it may have been now reversed; of that I say nothing at present; but that it was made, and that the legislation of Congress in 1789 and so on down during the whole period of legislation to 1867 pro- ceeded upon the assumption, express or implied, that that decision had been made," nobody who understands the history of the legislation of the country will deny. DEFENSE OF PRESIDENT JOHNSON 211 Consider, if you please, what this decision was. It was that the Constitution had lodged this power in the Presi- dent; that he alone was to exercise it; that the Senate had not, and could not have, any control whatever over it. If that be so, of what materiality is it whether the Senate is in session or not? If the Senate is not in session, and the President has this power, a vacancy is created, and the Constitution has made provision for filling that vacancy by commission until the end of the next session of the Senate. If the Senate is in session, then the Constitution has made provision for filling a vacancy which is created by a nomi- nation to the Senate; and the laws of the country, as I am presently going to show you somewhat in detail, have made provisions for filling it ad interim without any nomination, if the President is not prepared to make a nomination at the moment when he finds the public service requires the re- moval of an officer. So that, if this be a case within the scope of the decision made by Congress in 1789, and within the scope of the legislation which followed upon that de- cision, it is a case where, either by force of the Constitution the President had the power of removal without consulting the Senate, or else the legislation of Congress had given it to him; and either way neither the Constitution nor the legis- lation of Congress had made it incumbent on him to con- sult the Senate on the subject. I submit, then, that if you look at this matter of Mr. Stanton's removal just as it stands on the decision in 178.9 or on the legislation of Congress following upon that deci- sion, and in accordance with which are the terms of the commission under which Mr. Stanton held office, you must come to the conclusion, without any further evidence on the subject, that the Senate had nothing whatever to do with the removal of Mr. Stanton, either to advise for it or to advise against it; that it came either under the constitu- tional power of the President as it had been interpreted in 212 THE BRIEF 1789 or it came under the grant made by the Legislature to the President in regard to all those Secretaries not included within the Tenure-of-Office Bill. This, however, does not rest simply upon this application of the Constitution and of the legislation of Congress. There has been, and we shall bring it before you, a practice by the Government, going back to a very early day, and coming down to a recent period, for the President to make removals from office when the case called for them, without regard to the fact whether the Senate was in session or not. The instances, of course, would not be numerous. If the Senate was in session the President would send a nomination to the Senate saying, " A B in place of C D, removed " ; but then there were occa- sions, not frequent, I agree, but there were occasions, as you will see might naturally happen, when the President, perhaps, had not had time to select a person whom he would nominate, and when he could not trust the officer then in possession of the office to continue in it, when it was necessary for him by a special order to remove him from the office wholly independent of any nomination sent in to the Senate. Let me bring before your consideration for a moment a very striking case which happened recently enough to be within the knowledge of many of you. We were on the eve of a civil war; the War Department was in the hands of a man who was disloyal and unfaithful to his trust; his chief clerk who, on his removal or resignation, would come into the place, was believed to be in the same category with his master. Under those circumstances the President of the United States said to Mr. Floyd, "I must have possession of this office"; and Mr. Floyd had too much good sense or good manners or something else to do anything but resign; and instantly the President put into the place General Holt, the Postmaster-General of the United States at the time, without the delay of an hour. It was a time when a delay of twenty-four hours might DEFENSE OF PRESIDENT JOHNSON 213 have been of vast practical consequence to the country. There are classes of cases arising in all the Departments of that character followed by that action; and we shall bring before you evidence showing what those cases have been, so that it will appear that so long as officers held at the pleasure of the President and wholly independent of the advice which he might receive in regard to their removal from the Senate, so long, whenever there was an occasion, the President used the power, whether the Senate was in session or not. I have now gone over. Senators, the considerations which seem to me to be applicable to the Tenure-of-Office Bill, and to this allegation which is made that the President knowingly violated the Constitution of the United States in the order for the removal of Mr. Stanton from office while the Senate was in session; and the counsel for the President feel that it is not essential to his vindication from this charge to go further upon this subject. Nevertheless, there is a broader view of this matter, which is an actual part of the case, and it is due to the President it should be brought before you, that I now propose to open to your consideration. The Constitution requires the President of the United States to take care that the laws be faithfully executed. It also requires of him, as a qualification for his office, to swear that he will faithfully execute the laws, and that, to the best of his ability, he will preserve, protect, and defend the Constitution of the United States. I suppose every one will agree that so long as the President of the United States, in good faith, is endeavoring to take care that the laws be faithfully executed, and in good faith and to the best of his ability is preserving, protecting, and defending the Constitution of the United States, although he may be making mistakes, he is not committing high crimes or mis- demeanors. 214 THE BRIEF In the execution of these duties the President found, for reasons which it is not my province at this time to enter upon, but which will be exhibited to you hereafter, that it was impossible to allow Mr. Stanton to continue to hold the office of one of his advisers, and to be responsible for his conduct in the manner he was required by the Constitu- tion and laws to be responsible, any longer. This was in- timated to Mr. Stanton, and did not produce the effect which, according to the general judgment of well-informed men, such intimations usually produce. Thereupon the President first suspended Mr. Stanton, and reported that to the Senate. Certain proceedings took place which will be adverted to more particularly presently. They resulted in the return of Mr. Stanton to the occupation by him of this office. Then it became necessary for the President to con- sider, first, whether this Tenure-of-Office Law applied to the case of Mr. Stanton; secondly, if it did apply to the case of Mr. Stanton, whether the law itself was the law of the land, or was merely inoperative because it exceeded the constitutional power of the Legislature. I am aware that it is asserted to be the civil and moral duty of all men to obey those laws which have been passed through all the forms of legislation until they shall have been decreed by judicial authority not to be binding; but this is too broad a statement of the civil and moral duty incumbent either upon private citizens or public officers. If this is the measure of duty, there never could be a judicial decision that a law is unconstitutional, inasmuch as it is only by disregarding a law that any question can be raised judicially under it. I submit to Senators that not only is there no such rule of civil or moral duty, but that it may be and has been a high and patriotic duty of a citizen to raise a question whether a law is within the Constitution of the country. Will any man question the patriotism or the propriety of John Hampden's act when he brought the DEFENSE OF PRESIDENT JOHNSON 215 question whether "ship money" was within the Constitu- tion of England before the courts of England? Not only is there no such rule incumbent upon private citizens which forbids them to raise such questions, but, let me repeat, there may be, as there not unfrequently have been, in- stances in which the highest patriotism and the purest civil and moral duty require it to be done. Let me ask any one of you, if you were a trustee for the rights of third persons, and those rights of third persons, which they could not defend themselves by reason, perhaps, of sex or age, should be attacked by an unconstitutional law, should you not deem it to be your sacred duty to resist it and have the question tried? And, if a private trustee may be subject to such a duty, and impelled by it to such action, how is it possible to maintain that he who is a trustee for the people of powers confided to him for their protection, for their security, for their benefit, may not, in that character of trustee, defend what has thus been confided to him? Do not let me be misunderstood on this subject. I am not intending to advance upon or occupy any extreme ground, because no such extreme ground has been advanced upon or occupied by the President of the United States. He is to take care that the laws are faithfully executed. When a law has been passed through the forms of legisla- tion, either with his assent or without his assent, it is his duty to see that that law is faithfully executed so long as nothing is required of him but ministerial action. He is not to erect himself into a judicial court and decide that the law is unconstitutional, and that therefore he will not execute it; for, if that were done, manifestly there never could be a judicial decision. He would not only veto a law, but he would refuse all action under the law after it had been passed, and thus prevent any judicial decision from being made. He asserts no such power. He has no such idea of his duty. His idea of his duty is that if a law is 216 THE BRIEF passed over his veto which he beheves to be unconstitu- tional, and that law affects the interests of third persons, those whose interests are affected must take care of them, vindicate them, raise questions concerning them, if they should be so advised. If such a law affects the general and public interests of the people the people must take care at the polls that it is remedied in a constitutional way. But when. Senators, a question arises whether a par- ticular law has cut off a power confided to him by the people through the Constitution, and he alone can raise that question, and he alone can cause a judicial decision to come between the two branches of the Government to say which of them is right, and, after due deliberation, with the advice of those who are his proper advisers, he settles down firmly upon the opinion that such is the character of the law, it remains to be decided by you whether there is any violation of his duty when he takes the needful steps to raise that question and have it peacefully decided. Where shall the line be drawn? Suppose a law should provide that the President of the United States should not make a treaty with England or with any other country.^ It would be a plain infraction of his constitutional power, and if an occasion arose when such a treaty was in his judgment expedient and necessary it would be his duty to make it; and the fact that it should be declared to be a high misdemeanor if he made it would no more relieve him from the responsibility of acting through the fear of that law than he would be relieved of that responsibility by a bribe not to act. Suppose a law that he shall not be Commander-in-Chief in part or in whole — a plain case, I will suppose, of an infraction of that provision of the Constitution which has confided to him that command; the Constitution intending that the head of all the military power of the country should be a civil magistrate, to the end that the law may always be DEFENSE OF PRESIDENT JOHNSON 217 superior to arms. Suppose he should resist a statute of that kind in the manner I have spoken of by bringing it to a judicial decision? It may be said these are plain cases of express infractions of the Constitution; but what is the difference between a power conferred upon the President by the express words of the Constitution and a power conferred upon the President by a clear and sufficient implication in the Constitution? Where does the power to make banks come from? Where does the power come from to limit Congress in assigning original jurisdiction to the Supreme Court of the United States, one of the cases referred to the other day? Where do a multitude of powers upon which Congress acts come from in the Constitution except by fair implications? Whence do you derive the power, while you are limiting the tenure of office, to confer on the Senate the right to prevent re- tnovals without their consent? Is that expressly given in the Constitution, or is it an implication which is made from some of its provisions? I submit it is impossible to draw any line of duty for the President simply because a power is derived from an im- plication in the Constitution instead of from an express provision. One thing unquestionably is to be expected of the President on all such occasions, that is, that he should carefully consider the question; that he should ascertain that it necessarily arises; that he should be of opinion that it is necessary to the public service that it should be de- cided; that he should take all competent and proper advice on the subject. When he has done all this, if he finds that he cannot allow the law to operate in the particular case without abandoning a power which he believes has been confided to him by the people, it is his solemn conviction that it is his duty to assert the power and obtain a judicial decision thereon. And although he does not perceive, nor do his counsel perceive, that it is essential to his defense in 218 THE BRIEF this case to maintain this part of the argument, neverthe- less, if this tribunal should be of that opinion, then before this tribunal, before all the people of the United States, and before the civilized world, he asserts the truth of this position. I am compelled now to ask your attention, quite briefly, however, to some considerations which weighed upon the mind of the President and led him to the conclusion that this was one of the powers of his office which it was his duty, in the manner I have indicated, to endeavor to preserve. The question whether the Constitution has lodged the power of removal with the President alone, with the Presi- dent and Senate, or left it to Congress to be determined at its will in fixing the tenure of offices, was, as all Senators know, debated in 1789 with surpassing ability and knowl- edge of the frame and necessities of our Government. Now, it is a rule long settled, existing, I suppose, in all civilized countries, certainly in every system of law that I have any acquaintance with, that a contemporary expo- sition of a law made by those who were competent to give it a construction is of very great weight; and that when such contemporary exposition has been made of a law, and it has been followed by an actual and practical construc- tion in accordance with that contemporary exposition, con- tinued during a long period of time and applied to great numbers of cases, it is afterward too late to call in question the correctness of such a construction. The rule is laid down, in the quaint language of Lord Coke, in this form : Great regard ought, in construing a law, to be paid to the con- struction which the sages who lived about the time or soon after it was made put upon it, because they were best able to judge of the intention of the makers at the time when the law was made. Contemporania expositio est fortissima in legem. I desire to bring before the Senate in this connection, inasmuch as I think the subject has been frequently mis- DEFENSE OF PRESIDENT JOHNSON 219 understood, the form taken by that debate of 1789 and the result which was attained. In order to do so, and at the same time to avoid fatiguing your attention by looking minutely into the debate itseK, I beg leave to read a pas- sage from Chief Justice Marshall's Life of Washington^ where he has summed up the whole. The writer says, on page 162 of the second volume of the Philadelphia edition: After an ardent discussion, which consumed several days, the committee divided, and the amendment was negatived by a majority of thirty- four to twenty. The opinion thus expressed by the House of Representatives did not explicitly convey their sense of the Constitution. Indeed, the express grant of the power to the President rather implied a right in the Legislature to give or withhold it at their discretion. To obviate any misunderstand- ing of the principle on which the question had been decided, Mr. Benson moved in the House, when the report of the Committee of the Whole was taken up, to amend the second clause in the bill so as clearly to imply the power of removal to be solely in the President. He gave notice that if he should succeed in this he would move to strike out the words which had been the subject of debate. If those words continued, he said, the power of removal by the President might hereafter appear to be exercised by virtue of a legislative grant only, and consequently be subjected to legis- lative instability; when he was well satisfied in his own mind that it was by fair construction fixed in the Constitution. The motion was seconded by Mr. Madison, and both amendments were adopted. As the bill passed into a law, it has ever been considered as a full expression of the sense of the Legislature on this impor- tant part of the American Constitution. Some allusion has been made to the fact that this law was passed in the Senate only by the casting vote of the Vice-President; and upon that subject I beg leave to refer to the life of Mr. Adams by his grandson, volume one of his works, pages 448 to 450. He here gives an account, so far as could be ascertained from the papers of President Adams, of what that debate was, and finally terminates the subject in this way: 220 THE BRIEF These reasons — That is, the reasons of Vice-President Adams — were not committed to paper, however, and can therefore never be known. But in their soundness it is certain that he never had the shadow of a doubt. I desire leave, also, to refer on this subject to the first volume of Story's Commentaries on the Constitution, section four hundred and eight, in support of the rule of interpreta- tion which I have stated to the Senate. It will there be found that it is stated by the learned commentator that a contemporaneous construction of the Constitution made under certain circumstances, which he describes, is of very great weight in determining its meaning. He says: After all, the most unexceptionable source of collateral interpre- tation is from the practical exposition of the Government itself in its various departments upon particular questions discussed and settled upon their own single merits. These approach the nearest in their own nature to judicial expositions, and have the same general recommendation that belongs to the latter. They are decided upon solemn argument, 'pro re nata, upon a doubt raised, upon a lis mota, upon a deep sense of their importance and diffi- culty, in the face of the nation, with a view to present action in the midst of jealous interests, and by men capable of urging or repelling the grounds of argument from their exquisite genius, their comprehensive learning, or their deep meditation upon the absorbing topic. How light, compared with these means of in- struction, are the private lucubrations of the closet or the retired speculations of ingenious minds, intent on theory or general views, and unused to encounter a practical difficulty at every step! On comparing the decision made in 1789 with the tests which are here suggested by the learned commentator, it will be found, in the first place, that the precise question was under discussion; secondly, that there was a deep sense of its importance, for it was seen that the decision was not to affect a few cases lying here and there in the course of DEFENSE OF PRESIDENT JOHNSON 221 the Government, but that it would enter deeply into its practical and daily administration ; and, in the next place, the determination was, so far as such determination could be entertained, thereby to fix a system for the future; and, in the last place, the men who participated in it must be admitted to have been exceedingly well qualified for their work. There is another rule to be added to this, which is also one of very frequent application, and it is that a long- continued practical application of a decision of this char- acter by those to whom the execution of a law is confided is of decisive weight. To borrow again from Lord Coke on this subject, ^'Optimus legum inter pr es consuetudo^' — *' Practice is the best interpreter of law." Now, what fol- lowed this original decision? From 1789 down to 1867 every President and every Congress participated in and acted under the construction given in 1789. Not only did the Government so conduct, but it was a subject sufficiently discussed among the people to bring to their consideration that such a question had existed, had been started, had been settled in this manner, had been raised again from time to time, and yet, as everybody knows, so far from the people interfering with this decision, so far from ever ex- pressing in any manner their disapprobation of the practice which had grown up under it, not one party nor two parties but all parties favored and acted upon this system of Government. . . . This is a subject which has been heretofore examined and passed upon judicially in very numerous cases. I do not speak now, of course, of judicial decisions of this particular question which is under consideration, whether the Con- stitution has lodged the power of removal in the President alone, or in the President and Senate, or has left it to be a part of the legislative power; but I speak of the judicial exposition of the effect of such a practical construction of 222 ' THE BRIEF the Constitution of the United States originated in the way in which this was originated, continued in the way in which this was continued, and sanctioned in the way in which this has been sanctioned. There was a very early case that arose soon after the organization of the Government, and which is reported under the name of Stuart vs. Laird, in 1 Cranch's Reports, 299. It was a question concerning the interpretation of the Constitution concerning the power which the Congress had to assign to the judges of the Supreme Court circuit duties. From that time down to the decision in the case of Cooley vs. The Port Wardens of Philadelphia, reported in 12 Howard, 315, a period of more than half a century, there has been a series of decisions upon the effect of such a contemporaneous construction of the Constitution, fol- lowed by such a practice in accordance with it; and it is now a fixed and settled rule, which, I think, no lawyer will undertake to controvert, that the effect of such a construc- tion is not merely to give weight to an argument, but to fix an interpretation. And accordingly it will be found by looking into the books written by those who were conver- sant with this subject that they have so considered and received it. I beg leave to refer to the most eminent of all the commentators on American law, and to read a line or two from Chancellor Kent's Lectures, found in the first volmne, page 310, marginal paging. After considering this subject, — and, it should be noted in reference to this very learned and experienced jurist, considering it in an unfa- vorable light, because he himself thought that as an original question it had better have been settled the other way, that it would have been more logical, more in conformity with his views of what the practical needs of the Government were, that the Senate should participate with the President in the power of removal, — nevertheless he sums it all up in these words: DEFENSE OF PRESIDENT JOHNSON 223 This amounted to a legislative construction of the Constitution, and it has ever since been acquiesced in and acted upon as of decisive authority in the case. It applies equally to every other officer of the Government appointed by the President and Senate whose term of duration is not specially declared. It is supported by the weighty reason that the subordinate officers in the exec- utive department ought to hold at the pleasure of the head of that department, because he is invested generally with the exec- utive authority, and every participation in that authority by the Senate was an exception to a general principle, and ought to be taken strictly. The President is the great responsible officer for the faithful execution of the law, and the power of removal was incidental to that duty, and might often be requisite to fulfill it. This, I believe, will be found to be a fair expression of the opinions of those who have had occasion to examine this subject in their closets or as a matter of speculation. In this case, however, the President of the United States had to consider not merely the general question where this power was lodged, not merely the effect of this decision made in 1789, and the practice of the Government under it since, but he had to consider a particular law, the pro- visions of which were before him, and might have an appli- cation to the case upon which he felt called upon to act; and it is necessary, in order to do justice to the President in reference to this matter, to see what the theory of that law is and what its operation is or must be, if any, upon the case which he had before him; namely, the case of Mr. Stanton. During the debate in 1789 there were three distinct theories held by different persons in the House of Repre- sentatives. One was that the Constitution had lodged the power of removal with the President alone; another was that the Constitution had lodged that power with the President, acting with the advice and consent of the Senate; the third was that the Constitution had lodged it nowhere, but had left it to the legislative power, to be acted upon in connection with the prescription of the tenure of office. 224 THE BRIEF The last of these theories was at that day held by com- paratively few persons. The first two received not only much the greatest number of votes but much the greatest weight of reasoning in the course of that debate; so much so that when this subject came under the consideration of the Supreme Court of the United States, in the case of Ex parte Hennan, collaterally only, Mr. Justice Thomp- son, who delivered the opinion of the Court on that occa- sion, says that it has never been doubted that the Consti- tution had lodged the power either in the President alone or in the President and Senate — certainly an inaccuracy; but then it required a very close scrutiny of the debates and a careful examination of the few individual opinions expressed in that debate, in that direction, to ascertain that it ever had been doubted that, one way or the other, the Constitution settled the question. Nevertheless, as I understand it — I may be mistaken in this — but, as I understand it, it is the theory of this law which the President had before him, that both these opin- ions were wrong; that the Constitution has not lodged the power anywhere; that it has left it as an incident to the legislative power, which incident may be controlled, of course, by the Legislature itself, according to its own will; because, as Chief Justice Marshall somewhere re- marks (and it is one of those profound remarks which will be found to have been carried by him into many of his decisions), when it comes to a question whether a power exists, the particular mode in which it may be exercised must be left to the will of the body that possesses it; and, therefore, if this be a legislative power, it was very appar- ent to the President of the United States, as it had been very apparent to Mr. Madison, as was declared by him in the course of his correspondence with Mr. Coles, which is, no doubt, familiar to Senators, that if this be a legislative power the Legislature may lodge it in the Senate, may re- DEFENSE OF PRESIDENT JOHNSON 225 tain it in the whole body of Congress, the two Houses of Congress, or may give it to the House of Representatives. I repeat, the President had to consider this particular law; and that, as I understand it, is the theory of that law. I do not undertake to say it is an unfounded theory; I do not undertake to say that it may not be maintained success- fully; but I do undertake to say that it is one which was originally rejected by the ablest minds that had this sub- ject under consideration in 1789; that, whenever the ques- tion has been started since, it has had, to a recent period, very few advocates; and that no fair and candid mind can deny that it is capable of being doubted and disbelieved after examination. It may be the truth, after all; but it is not a truth which shines with such clear and certain light that a man is guilty of a crime because he does not see it. The President not only had to consider this particular law, but he had to consider its constitutional application to this particular case, supposing the case of Mr. Stanton to be, what I have endeavored to argue it was not, within its terms. Let us assume, then, that his case was within its terms; let us assume that this proviso, in describing the cases of Secretaries, described the case of Mr. Stanton; that Mr. Stanton, having been appointed by President Lincoln in January, 1862, and commissioned to hold during the pleasure of the President, by force of this law acquired a right to hold this office against the will of the President down to April, 1869. Now, there is one thing which has never been doubted under the Constitution, is incapable of being doubted, allow me to say, and that is, that the President is to make the choice of officers. Whether, having made the choice, and they being inducted into office, they can be removed by him alone, is another question. But to the President alone is confided the power of choice. In the first place, he alone can nominate. When the Senate has advised the nomination, consented to the nomination, he is 226 THE BRIEF not bound to commission the officer. He has a second op- portunity for consideration, and acceptance or rejection of the choice he had originally made. On this subject allow me to read from the opinion of Chief Justice Marshall, in the case of Marbury vs. Madison, where it is expressed more clearly than I can express it. After enumerating the differ- ent clauses of the Constitution which bear upon this sub- ject, he says: These are the clauses of the Constitution and laws of the United States which affect this part of the case. They seem to con- template tliree distinct operations: 1. The nomination. This is the sole act of the President, and is completely voluntary. 2. The appointment. This is also the act of the President, and is also a voluntary act, though it can only be performed by and with the advice and consent of the Senate. 3. The commission. To grant a commission to a person appointed might, perhaps, be deemed a duty enjoined by the Constitution. "He shall," says that instrument, *' commission all the officers of the United States." (1 Cranch, 155.) He then goes into various considerations to show that it is not a duty enjoined by the Constitution; that it is optional with him whether he will commission even after an appointment has been confirmed, and he says: The last act to be done by the President is the signature of the commission. He has then acted on the advice and consent of the Senate to his own nomination. The time for deliberation has then passed. He has decided. His judgment, on the advice and con- sent of the Senate concurring with his nomination, has been made, and the officer is appointed. {Ibid., 157.) The choice, then, is with the President. The action of the Senate upon that choice is an advisory action only at a particular stage after the nomination, before the appoint- ment or the commission. Now, as I have said before, Mr. Stanton was appointed under the law of 1789, constituting the War Department, and in accordance with that law DEFENSE OF PRESIDENT JOHNSON 227 he was commissioned to hold during the pleasure of the President. President Lincoln had said to the Senate, "I nominate Mr. Stanton to hold the office of Secretary for the Department of War during the pleasure of the Presi- dent." The Senate had said, "We assent to Mr. Stanton's holding the office of Secretary for the Department of War during the pleasure of the President." What does this Tenure-of-Office Law say, if it operates on the case of Mr. Stanton? It says Mr. Stanton shall hold office against the will of the President, contrary to the terms of his commis- sion, contrary to the law under which he was appointed, down to the 4th of April, 1869. For this new, fixed, and ex- tended term, where is Mr. Stanton's commission.^ Who has made the appointment? Who has assented to it? It is a legislative commission; it is a legislative appointment; it is assented to by Congress acting in its legislative capacity. The President has had no voice in the matter. The Senate, as the advisers of the President, have had no voice in the matter. If he holds at all, he holds by force of legislation, and not by any choice made by the President, or assented to by the Senate. And this was the case, and the only case, which the President had before him, and on which he was called to act. Now, I ask Senators to consider whether, for having formed an opinion that the Constitution of the United States had lodged this power with the President — an opinion which he shares with every President who has pre- ceded him, with every Congress which has preceded the last; an opinion formed on the grounds which I have im- perfectly indicated; an opinion which, when applied to this particular case, raises the difficulties which I have indicated here, arising out of the fact that this law does not pursue either of the opinions which were originally held in this Government, and have occasionally been started and main- tained by those who are restless under its administration; 228 THE BRIEF an opinion thus supported by the practice of the Govern- ment from its origin down to his own day, — is he to be impeached for holding that opinion? If not, if he might honestly and properly form such an opinion under the lights which he had, and with the aid of the advice which we shall show you he received, then is he to be impeached for acting upon it to the extent of obtaining a judicial de- cision whether the executive department of the Govern- ment was right in its opinion, or the legislative department was right in its opinion? Strangely enough, as it struck me, the honorable Managers themselves say, *'No; he is not to be impeached for that. I beg leave to read a passage from the argument of the honorable Manager by whom the prosecution was opened: If the President had really desired solely to test the constitu- tionality of the law or his legal right to remove Mr, Stanton, in- stead of his defiant message to the Senate of the 21st of February, informing them of the removal, but not suggesting this purpose, which is thus shown to be an afterthought, he would have said, in substance: "Gentlemen of the Senate, in order to test the con- stitutionality of the law entitled, 'An act regulating the tenure of certain civil offices,' which I verily believe to be unconstitutional and void, I have issued an order of removal of E. M. Stanton from the office of Secretary of the Department of War. I felt myself constrained to make this removal lest Mr. Stanton should answer the information in the nature of a quo warranto, which I intend the Attorney- General shall file at an early day, by saying that he holds the office of Secretary of War by the appointment and authority of Mr. Lincoln, which has never been revoked. Anxious that there shall be no collision or disagreement between the several departments of the Government and the Executive, I lay before the Senate this message, that the reasons for my action, as well as the action itself, for the purpose indicated, may meet your concurrence." Thus far are marks of quotation showing the communi- cation which the President should have obtained from the honorable Manager and sent to the Senate in order to make this matter exactly right. Then follows this: DEFENSE OF PRESIDENT JOHNSON 229 Had the Senate received such a message, the Representatives of the people might never have deemed it necessary to impeach the President for such an act to insure the safety of the country, even if they had denied the accuracy of his legal positions. So that it seems that it is, after all, not the removal of Mr. Stanton but the manner in which the President com- municated the fact of that removal to the Senate after it was made. That manner is called here the "defiant mes- sage'* of the 21st of February. That is a question of taste. I have read the message as you all have read it. If you can find anything in it but what is decorous and respectful to this body and to all concerned, your taste will differ from mine. But whether it be a point of manners well or ill taken, one thing seems to be quite clear: that the President is not impeached here because he entertained an opinion that this law was unconstitutional; he is not impeached here because he acted on that opinion and removed Mr. Stanton; but he is impeached here because the House of Representatives considers that this honorable body was addressed by a "defiant message," when they should have been addressed in the terms which the honorable Manager has dictated. I now come, Mr. Chief Justice and Senators, to another topic connected with this matter of the removal of Mr. Stanton and the action of the President under this law. The honorable Managers take the ground, among others, that whether upon a true construction of this Tenure-of- Office Act Mr. Stanton be within it, or even if you should believe that the President thought the law unconstitutional and had a right, if not trammeled in some way, to try that question, still by his own conduct and declarations the President, as they phrase it, is estopped. He is not to be permitted here to assert the true interpretation of this law; he is not to be permitted to allege that his purpose was to raise a question concerning its constitutionality; and the reason is that he has done and said certain things. All of 230 THE BRIEF us who have read law books know that there is in the com- mon law a doctrine called rules of estoppel, founded, un- doubtedly, on good reason, although, as they are called from the time of Lord Coke, or even earlier, down to the present day, odious, because they shut out the truth. Nevertheless there are circumstances when it is proper that the truth should be shut out. What are the circumstances? They are where a question of private right is involved, where on a matter of fact that private right depends, and where one of the parties to the controversy has so con- ducted himself that he ought not in good conscience to be allowed either to assert or deny that matter of fact. But did any one ever hear of an estoppel on a matter of law.f* Did any one ever hear that a party had put himself into such a condition that when he came into a court of justice even to claim a private right, he could not ask the judge correctly to construe a statute, and insist on the con- struction when it was arrived at in his favor? Did any- body ever hear, last of all, that a man was convicted of crime by reason of an estoppel under any system of law that ever prevailed in any civilized State? That the Presi- dent of the United States should be impeached and re- moved from office, not by reason of the truth of his case, but because he is estopped from telling it, would be a spectacle for gods and men. Undoubtedly it would have a place in history, which it is not necessary for me to attempt to foreshadow. There is no matter of fact here. They have themselves put in Mr. Stanton's commission, which shows the date of the commission and the terms of the commission; and that is the whole matter of fact which is involved. The rest is the construction of the tenure of the Tenure-of -Office Act and the application of it to the case, which they have thus made themselves; and also the construction of the Con- stitution of the United States, and the abstract public DEFENSE OF PRESIDENT JOHNSON 231 question whether that has lodged the power of removal with the President alone, or with the President and Sen- ate, or left it to Congress. I respectfully submit, there- fore, that the ground is untenable that there can be an estoppel by any conduct of the President, who comes here to assert not a private right, but a great public right con- fided to the office by the people, in which, if anybody is estopped, the people will be estopped. The President never could do or say anything which would put this great public right into that extraordinary predicament. But what has he done? What are the facts upon which they rely, out of which to work this estoppel, as they call it.f* In the first place, he sent a message to the Senate on the 12th of December, 1867, in which he informed the Senate that he had suspended Mr. Stanton by a certain order, a copy of which he gave; that he had appointed General Grant to exercise the duties of the office ad interim by a certain other order, a copy of which he gave; and then he entered into a discussion in which he showed the existence of this question, whether Mr. Stanton was within the Tenure-of -Office Bill; the existence of the other question, whether this was or was not a constitutional law; and then he invoked the action of the Senate. There was nothing misrepresented. There was nothing concealed which he was bound to state. It is complained of by the honorable Managers that he did not tell the Senate that, if their action should be such as to restore Mr. Stanton practically to the possession of the office, he should go to law about it. That is the complaint: that he did not tell that to the Senate. It may have been a possible omission, though I rather think not. I rather think that that good taste which is so prevalent among the Managers, and which they so insist upon here, would hardly dictate that the President should have held out to the Senate something which might possi- bly have been construed into a threat upon that subject. 232 THE BRIEF He laid the case before the Senate for their action; and now, forsooth, they say he was too deferential to this law, both by reason of this conduct of his, and also what he did upon other occasions, to which I shall presently advert. Senators, there is no inconsistency in the President's position or conduct in reference to this matter. Suppose this case : a party who has a private right in question sub- mits to the same tribunal in the same proceeding these questions: jfirst, I deny the constitutionality of the law under which the right is claimed against me; second, I assert that the true interpretation of that law will not affect this right which is claimed against me; third, I insist that, even if it is within the law, I make a case within the law — is there any inconsistency in that? Is not that done every day, or something analogous to it, in courts of jus- tice? And where was the inconsistency on this occasion? Suppose the President had summed up the message which he sent to the Senate in this way: "Gentlemen of the Sen- ate, I insist, in the first place, that this law is unconsti- tutional; I insist, in the second place, that Mr. Stanton is not within it; I respectfully submit for your considera- tion whether, if it be a constitutional law and Mr. Stan- ton's case be within it, the facts which I present to you do not make such a case that you will not advise me to receive him back into office." Suppose he had summed up in that way, would there have been any inconsistency then? And why is not the substance of that found in this mes- sage? Here it is pointed out that the question existed whether the law was unconstitutional; here it is pointed out that the question existed whether Mr. Stanton was within the law; and then the President goes on to submit for the consideration of the Senate, who he had reason to believe, and did believe, thought the law was constitutional, though he had no reason to believe that they thought Mr. Stanton was within the law, the facts to be acted upon DEFENSE OF PRESIDENT JOHNSON 233 within the law, if the case was there. It seems the Presi- dent has not only been thus anxious to avoid a collision with this law; he has not only on this occasion taken this means to avoid it, but it seems that he ha^ actually in some particulars obeyed the law; he has made changes in the commissions, or rather they have been made in the depart- ments, and, as he has signed the commissions, I suppose they must be taken, although his attention does not appear to have been called to the subject at all, to have been made with his sanction, just so far, and because he sanctions that which is done by his Secretaries, if he does not interfere actively to prevent it. He has done not merely this, but he has also in several cases — four cases : three collectors, and one consul, I think they are — sent into the Senate notice of suspension, notice that he had acted under this law and suspended these officers. This objection proceeds upon an entire mis- apprehension of the position of the President and of the views which he has of his own duty. It assumes that be- cause, when the emergency comes, as it did come in the case of Mr. Stanton, when he must act or else abandon a power which he finds in the particular instance it is neces- sary for him to insist upon in order to carry on the Govern- ment; that because he holds that opinion he must run amuck against the law, and take every possible opportu- nity to give it a blow, if he can. He holds no such opinion. So long as it is a question of administrative duty merely, he holds that he is bound to obey the law. It is only when the emergency arises, when the question is put to him so that he must answer it, "Can you carry on this depart- ment of the Government any longer in this way.^*" "No." "Have you power to carry it on as the public service de- mands?'* "I believe I have." Then comes the question how he shall act. But whether a consul is to be suspended or removed, whether a defaulting collector is to be sus- 234 THE BRIEF pended or removed, does not involve the execution of the great powers of the Government. It may be carried on; he may be of opinion with less advantage; he may be of opinion not in accordance with the requirements of the Constitu- tion, but it may be carried* on without serious embarrass- ment or diflSculty. Until that question is settled he does not find it necessary to make it — settled in some way, by some person who has an interest to raise and have it settled. I wish to observe, also (the correctness of which observa- tion I think the Senate will agree with), that these changes which have been made in the forms of the commissions really have nothing to do with this subject; for instance, the change is made in the Department of State, ** subject to the conditions prescribed by law." That is the tenure on which I think all commissions should originally have run, and ought to continue to run. It is general enough to em- brace all. If it is a condition prescribed by law that the Senate must consent to the removal of the incumbent be- fore he is rightfully out of office, it covers that case. If the Tenure-of -Office Bill be not a law of the land because it is not in accordance with the Constitution, it covers that case. It covers every case necessarily from its terms, for every officer does, and should, and must hold subject to the conditions prescribed by law — not necessarily a law of Congress, but a law of the land — the Constitution being supreme in that particular. There is another observation, also, and that is, that the change that was made in the Department of the Treasury — "until a successor be appointed and qualified" — has manifestly nothing whatever to do with the subject of re- moval. Whether the power of removal be vested in the President alone, or vested in the President by and with the advice and consent of the Senate, this clause does not touch it. It is just as inconsistent with removal by the President with the consent of the Senate as it is inconsistent with the DEFENSE OF PRESIDENT JOHNSON 235 removal by the President alone. In other words, it is the general tenure of the office which is described, according to which the officer is to continue to hold; but he and all other officers hold subject to some power of removal vested somewhere, and this change which has been made in the commission does not declare where it is vested, nor has it any influence on the question in whom it is vested. I wish to add to this, that there is nothing, so far as I see, on this subject of estoppel, growing out of the action of the President, either in sending the message to the Senate of the 12th of December, or in the changes in the commissions, or in his sending to the Senate notices of suspensions of different officers, which has any bearing whatever upon the Tenure-of-Office Act as affecting the case of Mr. Stanton. That is a case that stands by itself. The law may be a con- stitutional law; it may not only be a law under which the President has acted in this instance, but under which he is bound to act, and is wilhng to act, if you please, in every instance; still, if Mr. Stanton is not within that law, the case remains as it was originally presented, and that case is, that, not being within that law, the first article is entirely without foundation. . . . Mr. Chief Justice and Senators, among the points which I accidentally omitted to notice yesterday, was one to which it seems to me of sufficient importance to return, and for a few moments to ask the attention of the Senate to it. It will best be exhibited by reading from Saturday's proceed- ings a short passage. In the course of those proceedings Mr. Manager Butler said: It will be seen, therefore, Mr. President and Senators, that the President of the United States says in his answer that he sus- pended Mr. Stanton under the Constitution, indefinitely and at his pleasure. I propose, now, unless it be objected to, to show that that is false under his own hand, and I have his letter to that effect, which, if there is no objection, I will read, the sig- nature of which was identified by C. E. Creecy. 236 THE BRIEF Then followed the reading of the letter, which was this : Executive Mansion, Washington, D.C, August 14, 1867. Sir: In compliance with the requirements of the eighth section of the act of Congress of March 2, 1867, entitled "An act regu- lating the tenure of certain civil offices," you are hereby notified that on the 12th instant Hon. Edwin M. Stanton was suspended from office as Secretary of War and General Ulysses S. Grant authorized and empowered to act as Secretary of War ad interim, I am, sir, very respectfully, yours, Andrew Johnson. This is the letter which was to show, under the hand of the President, that when he said in his answer he did not suspend Mr. Stanton by virtue of the Tenure-of -Office Act that statement was a falsehood. Allow me now to read the eighth section of that act: That whenever the President shall, without the advice and consent of the Senate, designate, authorize, or employ any person to perform the duties of any office he shall forthwith notify the Secretary of the Treasury thereof; and it shall be the duty of the Secretary of the Treasury thereupon to communicate such notice to all the proper accounting and disbursing officers of his Depart- ment. The Senate will perceive that this section has nothing to do with the suspension of an officer and no description of what suspensions are to take place; but the purpose of the section is that if in any case the President, without the advice and consent of the Senate, shall, under any circum- stances, designate a third person to perform temporarily the duties of an office, he is to make a report of that designa- tion to the Secretary of the Treasury, and that officer is to give the necessary information of the event to his subor- dinate officers. The section applies in terms to and in- cludes all cases. It applies to and includes cases of designa- tion on account of sickness or absence or resignation or any DEFENSE OF PRESIDENT JOHNSON 237 cause of vacancy, whether temporary or permanent, and whether occurring by reason of a suspension or of a removal from office. And therefore, when the President says to the Secretary of the Treasury, "I give you notice that I have designated General Thomas to perform the duties ad in- terim of Secretary of War," he makes no allusion, by force of that letter, to the manner in which that vacancy has occurred or the authority by which it has been created; and hence, instead of this letter showing, under the President's own hand, that he had stated a falsehood, it has no refer- ence to the subject-matter of the power or the occasion of Mr. Stanton's removal. Mr. Manager Butler. Read the second section, please; the first clause of it. Mr. Curtis. What did the Manager call for? Mr. Manager Butler. Read the first clause of the sec- ond section of the act, which says that in no other case except when he suspends shall he appoint. Mr. Curtis. The second section provides: That when any officer appointed as aforesaid, excepting judges of the United States courts, shall, during a recess of the Senate, be shown by satisfactory evidence, etc. The President is allowed to suspend such an officer. Now, the President states in his answer that he did not act under that section. Mr. Manager Butler. That is not reading the section. That is not what I desired. Mr. Curtis. I am aware that is not reading the section, Mr. Manager. You need not point that out. It is a very long section, and I do not propose to read it. Mr. Manager Butler. The first half a dozen lines. Mr. Curtis. This section authorizes the President to suspend in cases of crime and other cases which are de- scribed in this section. By force of it the President may 238 THE BRIEF suspend an officer. This eighth section applies to all cases of temporary designations and appointments, whether re- sulting from suspensions under the second section, whether arising from temporary absence or sickness or death or resignation; no matter what the cause may be, if for any reason there is a temporary designation of a person to supply an office ad interim, notice is to be given to the Secretary of the Treasury; and therefore I repeat, Sena- tors, that the subject-matter of this eighth section and the letter which the President wrote in consequence of it have no reference to the question under what authority he sus- pended Mr. Stanton. I now ask the attention of the Senate to the second article in the series; and I will begin as I began before, by stating what the substance of this article is, what allega- tions it makes, so as to be the subjects of proof, and then the Senate will be prepared to see how far each one of these allegations is supported by what is already in the case, and I shall be enabled to state what we propose to offer by way of proof in respect to each of them. The substantive allega- tions of this second article are that the delivery of the letter of authority to General Thomas was without authority of law; that it was an intentional violation of the Tenure-of- Office Act; that it was an intentional violation of the Con- stitution of the United States; that the delivery of this order to General Thomas was made with intent to violate both that act and the Constitution of the United States. That is the substance of the second article. The Senate will at once perceive that if the suspension of Mr. Stanton was not a violation of the Tenure-of -Office Act in point of fact, or, to state it in other terms, if the case of Mr. Stanton is not within the act, then his removal, if he had been removed, could not be a violation of the act. If his case is not within the act at all, if the act does not apply to the case of Mr. Stanton, of course his removal is DEFENSE OF PRESIDENT JOHNSON 239 not a violation of that act. If Mr. Stanton continued to hold under the commission which he received from Presi- dent Lincoln, and his tenure continued to be under the act of 1789, and under his only commission, which was at the pleasure of the President, it was no violation of the Tenure- of -Office Act for Mr. Johnson to remove, or attempt to re- move, Mr. Stanton; and therefore the Senate will perceive that it is necessary to come back again, to recur under this article, as it will be necessary to recur under the whole of the first eight articles, to the inquiries, first, whether Mr. Stanton's case was within the Tenure-of -Office Act; and secondly, whether it was so clearly and plainly within that act that it can be attributed to the President as a high mis- demeanor that he construed it not to include his case. But suppose the case of Mr. Stanton is within the Tenure-of- Office Act, still the inquiry arises, whether what was done in delivering this letter of authority to General Thomas was a violation of that act; and that renders it necessary that I should ask your careful attention to the general subject- matter of this act and the particular provisions which are inserted in it in reference to each of those subjects. Senators will recollect undoubtedly that this law, as it was finally passed, differs from the bill as it was originally introduced. The law relates to two distinct subjects. One is removal from office, the other subject is appointments of a certain character made under certain circumstances to fill offices. It seems that a practice had grown up under the Government that where a person was nominated to the Senate to fill an office, and the Senate either did not act on his nomination during their session or rejected the nomina- tion, after the adjournment of the Senate and in the recess it was considered competent for the President by a tem- porary commission to appoint that same person to that same office; and that was deemed by many Senators, un- questionably by a majority, and I should judge from read- 240 THE BRIEF ing the debates by a large majority of the Senate, to be an abuse of power — not an intentional abuse. But it was a practice which had prevailed under the Government to a very considerable extent. It was not limited to very recent times. It had been supported by the opinions of different Attorneys-General given to different Presidents. But still it was considered by many Senators to be a departure from the spirit of the Constitution, and a substantial derogation from the just power of the Senate in resi>ect to nominations for office. That being so, it will be found on an examination of this law that the first and second sections of the act relate exclusively to removals from office and temporary suspensions in the recess of the Senate; while the third section and several of the following sections, to which I shall ask your particular attention, relate exclusively to this other subject of appointments made to office after the Senate had refused to concur in the nomination of the person appointed. Allow me now to read from the third section: That the President shall have power to fill all vacancies which may happen during the recess of the Senate, by reason of death or resignation — I pause here to remark that this does not include all cases. It does not include any case of the expiration of a commission. It includes simply death and resignation, not cases of the expiration of a commission during the recess of the Senate. Why these were thus omitted I do not know; but it is manifest that the law does not affect to, and in point of fact does not, cover all cases which might arise belonging to this general class to which this section was designed to refer. The law goes on to say — That the President shall have power to fill all vacancies which may happen during the recess of the Senate, by reason of death or resignation, by granting commissions which shall expire at the DEFENSE OF PRESIDENT JOHNSON 241 end of their next session thereafter. And if no appointment, by and with the advice and consent of the Senate, shall be made to such office so vacant or temporarily filled as aforesaid during such next session of the Senate, such office shall remain in abeyance, without any salary, fees, or emoluments attached thereto, until the same shall be filled by appointment thereto, by and with the advice and consent of the Senate; and during such time all the powers and duties belonging to such office shall be exercised by such other officer as may by law exercise such powers and duties in case of a vacancy in such office. Here all the described vacancies in oflSce occurring during the recess of the Senate and the failure to fill those vacan- cies in accordance with the advice of the Senate are treated as occasioning an abeyance of such oflfices. That applies, as I have said, to two classes of cases, vacancies happening by reason of death or resignation. It does not apply to any other vacancies. The next section of this law does not relate to this subject of filling oflSces, but to the subject of removals: That nothing in this act contained shall be construed to extend the term of any office the duration of which is limited by law. The fifth section is : That if any person shall, contrary to the provisions of this act, accept any appointment to or employment in any office, or shall hold or exercise, or attempt to hold or exercise, any such office or employment, he shall be deemed, and is hereby declared to be, guilty of a high misdemeanor, and, upon trial and conviction thereof, he shall be punished therefor by a fine not exceeding ten thousand dollars, or by imprisonment, etc. Any person who shall, "contrary to the provisions of this act," accept any appointment. What are the "provisions of this act" in respect to accepting any appointment? They are found in the third section of the act putting cer- tain oflfices in abeyance under the circumstances which are described in that section. If any person does accept an oflfice which is thus put into abeyance, or any employment 242 THE BRIEF or authority in respect to such office, he comes within the penal provisions of the fifth section; but outside of that there is no such thing as accepting an office contrary to the provisions of the act, because the provisions of the act, in respect to fiUing offices, extend no further than to these cases; and so, in the next section, it is declared: That every removal, appointment, or employment made, had, or exercised contrary to the provisions of this act, and the mak- ing, signing, sealing, countersigning, or issuing of any commission or letter of authority for or in respect to any such appointment or employment, shall be deemed, and are hereby declared to be, high misdemeanors, etc. Here, again, the making of a letter of authority, con- trary to the provisions of the act, can refer only to those cases which the act itself has described, which the act itseK has prohibited; and any other cases which are outside of such prohibition, as this case manifestly is, do not come within its provisions. The stress of this article, however, does not seem to me to depend at all upon this question of the construction of this law, but upon a totally different matter, which I agree should be fairly and carefully considered. The important allegation of the article is that this letter of authority was given to General Thomas enabling him to perform the duties of Secretary of War ad interim without authority of law; that I conceive to be the main inquiry which arises under this article, provided the case of Mr. Stanton and his removal are within the Tenure-of-Office Bill at all. I wish first to bring to the attention of the Senate the Act of 1795, which is found in 1 Statutes-at-Large, page 415. It is a short act, and I will read the whole of it: That in case of vacancy in the office of Secretary of State, Secretary of the Treasury, or of the Secretary of the Department of War, or of any officer of either of the said Departments, whose appointment is not in the head thereof, whereby they cannot per- DEFENSE OF PRESIDENT JOHNSON 243 form the duties of their said respective offices, it shall be lawful for the President of the United States, in case he shall think it necessary, to authorize any person or persons, at his discretion, to perform the duties of the said respective offices until a suc- cessor be appointed or such vacancy be filled: Provided, That no one vacancy shall be supplied, in manner aforesaid, for a longer term than six months. This act, it has been suggested, may have been repealed by the Act of February 20, 1863, which is found in 12 Statutes-at-Large, page Q5Q. This also is a short act, and I will trespass on the patience of the Senate by reading it: That in case of the death, resignation, absence from the seat of Government, or sickness of the head of any executive Depart- ment of the Government, or of any officer of either of the said Departments whose appointment is not in the head thereof, whereby they cannot perform the duties of their respective offices, it shall be lawful for the President of the United States, in case he shall think it necessary, to authorize the head of any other executive Department, or other officer in either of said Depart- ments whose appointment is vested in the President, at his dis- cretion, to perform the duties of the said respective offices until a successor be appointed, or until such absence or inability by sick- ness shall cease: Provided, That no one vacancy shall be supplied in manner aforesaid for a longer term than six months. These acts, as the Senate will perceive, although they may be said in some sense to relate to the same general subject-matter, contain very different provisions, and the later law contains no express repeal of the other. If, there- fore, the later law operates as a repeal, it is only as a repeal by implication. It says in terms that "all acts and parts of acts inconsistent with this act are hereby repealed.'* That a general principle of law would say if the statute did not speak those words. The addition of those words adds nothing to its repealing power. The same inquiry arises under them that would arise if they did not exist, namely, how far is this later law inconsistent with the provisions of the earlier law? 244 THE BRIEF There are certain rules which I shall not fatigue the Sen- ate by citing cases to prove, because every lawyer will rec- ognize them as settled rules upon this subject. In the first place there is a rule that repeals by implica- tion are not favored by the courts. This is, as I understand it, because the courts act on the assumption or the princi- ple that if the Legislature really intended to repeal the law they would have said so; not that they necessarily must say so, because there are repeals by implication; but the presumption is that if the Legislature entertained a clear and fixed purpose to repeal a former law they would be likely at least to have said so; and, therefore, the rule is a settled one that repeals by implication are not favored by the courts. Another rule is that the repugnancy between the two statutes must be clear. It is not enough that under some circumstances one may possibly be repugnant to the other. The repugnancy, as the language of the books is, between the two must be clear, and if the two laws can stand together the latter does not impliedly repeal the former. If Senators have any desire to recur to the author- ities on this subject, they will find a sufficient number of them collected in Sedgwick on Statute Law, page IW. Now, there is no repugnancy whatsoever between these two laws that I can perceive. The Act of 1795 applies to all vacancies, however created. The Act of 1863 applies only to vacancies, temporary or otherwise, occasioned by death and resignation; removals from office, expiration of com- missions, are not included. The Act of 1795 applies only to vacancies; the Act of 1863 to temporary absences or sick- ness. The subject-matter, therefore, of the law is different; there is no inconsistency between them; each may stand together and operate upon the cases to which each applies; and therefore I submit that, in the strictest view which may ultimately be taken of this subject, it is not prac- ticable to maintain that the later law here repealed alto- DEFENSE OF PRESIDENT JOHNSON 245 gether the Act of 1795. But, whether it did or not, I state again what I have had so often occasion to repeat before, is it not a fair question, is it a crime to be on one side of that question and not on the other? Is it a high misdemeanor to beheve that a certain view taken of the repeal of this earher law by the later one is a sound view? I submit that that would be altogether too stringent a rule even for the honor- able Managers themselves to contend for; and they do not, and the House of Representatives does not, contend for any such rule. Their article alleges as matter of fact that there was a willful intention on the part of the President to issue this letter to General Thomas without authority of law; not on mistaken judgment, not upon an opinion which, after due consideration, lawyers might differ about; but by reason of a willful intention to act without authority; and that, I submit, from the nature of the case, cannot be made out. The next allegation in this article to which I desire to invite the attention of the Senate is, that the giving of this letter to General Thomas during the session of the Senate was a violation of the Constitution of the United States. That will require your attentive consideration. The Consti- tution, as you are well aware, has provided for two modes of filling oflfices. The one is by temporary commissions during the recess of the Senate, when the vacancy happens in the recess; the other is by appointment with the advice and consent of the Senate, followed by a commission from the President; but it very early became apparent to those who administered the Government that cases must occur to which neither of those modes dictated by the Constitu- tion would be applicable, but which must be provided for; cases of temporary absence of the head of a Department the business of which, especially during the session of Congress, must, for the public interest, continue to be administered; cases of sickness, cases of resignation or removal, — for the 246 THE BRIEF power of removal, at any rate in that day, was held to be in the President; cases of resignation or removal in refer- ence to which the President was not, owing to the sudden- ness of the occurrence, in a condition immediately to make a nomination to fill the office, or even to issue a commission to fill the office, if such vacancy occurred in vacation; and therefore it became necessary by legislation to supply these administrative defects which existed and were not provided for by the Constitution. And accordingly, begin- ning in 1792, there will be found to be a series of acts on this subject of filling vacancies by temporary or ad interim au- thority; not appointments, not filling vacancies in offices by a commission in the recess of the Senate, nor by a commission signed by the President in consequence of the advice and consent of the Senate; but a mode of designat- ing a particular person to perform temporarily the duties of some particular office which otherwise, before the office can be filled in accordance with the Constitution, would remain unperformed. These acts are one of May 8, 1792, section 8 (1 Statutes-at-Large, p. 281) ; February 17, 1795 (1 Statutes-at-Large, p. 415); and the last in February 20, 1863 (12 Statutes-at-Large, p. 656). The Senate will observe what particular difficulty these laws were designed to meet. This difficulty was the occur- rence of some sudden vacancy in office or some sudden in- ability to perform the duties of an office; and the intention of each of these laws was, each being applied to some par- ticular class of cases, to make provision that, notwithstand- ing there was a vacancy in the office, or notwithstanding there was a temporary disability in the officer without a vacancy, still the duties of the office should be temporarily discharged. That was the purpose of these laws. It is entirely evident that these temporary vacancies are just as liable to occur during the session of the Senate as during the recess of the Senate; that it is just as necessary to have DEFENSE OF PRESIDENT JOHNSON 247 a set of legislative provisions to enable the President to carry on the public service in case of these vacancies and inabilities during the session of the Senate as during the recess of Senate; and, accordingly, it will be found, by look- ing into these laws, that they make no distinction between the sessions of the Senate and the recesses of the Senate in reference to these temporary authorities. "Whenever a vacancy shall occur" is the language of the law — "when- ever there shall be a death or a resignation or an absence or a sickness." The law applies when the event occurs that the law contemplates as an emergency; and the particular time when it occurs is of no consequence in itself, and is deemed by the law of no consequence. In accordance with this view. Senators, has been the uniform and settled and frequent practice of the Government from its very earliest date, as I am instructed we shall prove, not in any one or two or few instances, but in great numbers of instances. That has been the practical construction put upon these laws from the time when the earliest law was passed in 1792, and it has continued down to this day. The honorable Managers themselves read a list a few days since of temporary appointments during the session of the Senate of heads of Departments, which amounted in number, if I counted them accurately, to upward of thirty; and if you add to these the cases of officers below the heads of Departments the number will be found, of course, to be much increased; and, in the course of exhibiting this evi- dence, it will be found that, although the instances are not numerous, for they are not very likely to occur in practice, yet instances have occurred on all fours with the one which is now before the Senate, where there has been a removal or a suspension of an officer, sometimes one and sometimes the other, and the designation of a person has been made at the same time temporarily to discharge the duties of that office. The Senate will see that in practice such things must 248 THE BRIEF naturally occur. Take the case, for instance, of Mr. Floyd, which I alluded to yesterday. Mr. Floyd went out of office. His chief clerk was a person believed to be in sympathy with him and under his control. If the third section of the Act of 1789 was allowed to operate the control of the office went into the hands of that clerk. The Senate was in ses- sion. The public safety did not permit the War Depart- ment to be left in that predicament for one hour, if it could be avoided, and President Buchanan sent down to the Post-Office Department and brought the Postmaster- General to the War Department, and put it in his charge. There was then in this body a sufficient number of persons to look after that matter; they felt an interest in it; and consequently they passed a resolve inquiring of President Buchanan by what authority he had made an appointment of a person to take charge of the War Department without their consent, without a nomination to them, and their advising and consent to it; to which a message was sent in answer containing the facts on this subject, and showing to the Senate of that day the propriety, the necessity, and the long-continued practice under which this authority was exercised by him; and giving a schedule running through the time of General Jackson and his two immediate succes- sors, I think, showing great numbers of ad interim appoint- ments of this character, and to those, as I have said, we shall add a very considerable number of others. I submit, then, that there can be no ground whatever for the allegation that this ad interim appointment was a violation of the Constitution of the United States. The legislation of Congress is a sufficient answer to that charge. I pass, therefore, to the next article which I wish to con- sider, and that is not the next in number, but the eighth; and I take it in this order because the eighth article, as I have analyzed it, differs from the second only in one par- ticular; and therefore, taking that in connection with the DEFENSE OF PRESIDENT JOHNSON 249 second, of which I have just been speaking, it will be neces- sary for me to say but a very few words concerning it. It charges an attempt unlawfully to control the appro- priations made by Congress for the military service, and that is all there is in it except what is in the second article. Upon that, certainly, at this stage of the case, I do not deem it necessary to make any observations. The Senate will remember the offer of proof on the part of the Man- agers, designed, as was stated, to connect the President of the United States, through his Private Secretary, with the Treasury, and thus enable him to use unlawfully appropri- ations made for the military service. The Senate will recol- lect the fate of that offer, and that the evidence was not received; and therefore it seems to me quite unnecessary to pause to comment any further upon this eighth article. I advance to the third article, and here the allegations are, that the President appointed General Thomas; second, that he did this without the advice and consent of the Sen- ate; third, that he did it when no vacancy had happened in the recess of the Senate; fourth, that he did it when there was no vacancy at the time of the appointment; and fifth, that he committed a high misdemeanor by thus in- tentionally violating the Constitution of the United States. I desire to say a word or two upon each of these points; and first we deny that he ever appointed General Thomas to an office. An appointment can be made to an office only by the advice and consent of the Senate, and through a commission signed by the President, and bearing the great seal of the Government. That is the only mode in which the appointment can be made. The President, as I have said, may temporarily commission officers when vacancies occur during the recess of the Senate. That is not an appoint- ment. It is not so termed in the Constitution. A clear distinction is drawn between the two. The President also may, under the Acts of 1795 and 1863, designate persons 250 THE BRIEF who shall temporarily exercise the authority and perform the duties of a certain office when there is a vacancy; but that is not an appointment. The office is not filled by such a designation. Now, all which the President did was to issue a letter of authority to General Thomas, authorizing him ad interim to perform the duties of Secretary of War. In no sense was this an appointment. It is said it was made without the advice and consent of the Senate. Certainly it was. How can the advice and consent of the Senate be obtained to an ad interim author- ity of this kind under any of these acts of Congress.? It is not an appointment that is in view. It is to supply tem- porarily a defect in the administrative machinery of the Government. If he had gone to the Senate for their advice and consent, he must have gone on a nomination made by him of General Thomas to this office, a thing he never intended to do, and never made any attempt to carry into effect. It is said no vacancy happened in the recess. That I have already considered. Temporary appointments are not limited to the temporary supply of vacancies happening in the recess of the Senate, as I have already endeavored to show. It is said there was no vacancy at the time the act was done. That is begging the question. If Mr. Stanton's case was not within the Tenure-of -Office Act, if, as I have so often repeated, he held under the Act of 1789, and at the pleasure of the President, the moment he received that order which General Thomas carried to him there was a vacancy in point of law, however he may have refused to perform his duty and prevented a vacancy from occurring in point of fact. But the Senate will perceive these two letters were to be delivered to General Thomas at the same time. One of them is an order to Mr. Stanton to vacate the office; the other is a direction to General Thomas to take possession DEFENSE OF PRESIDENT JOHNSON 251 when Mr. Stanton obeys the order thus given. Now, may not the President of the United States issue a letter of au- thority in contemplation that a vacancy is about to occur? Is he bound to take a technical view of this subject, and have the order creating the vacancy first sent and deliv- ered, and then sit down at his table and sign the letter of authority afterward? If he expects a vacancy, if he has done an act which in his judgment is sufficient to create a vacancy, may he not, in contemplation that that vacancy is to happen, sign the necessary paper to give the temporary authority to carry on the duties of the office? Last of all, it is said he committed a high misdemeanor by intentionally violating the Constitution of the United States when he gave General Thomas this letter of author- ity. If I have been successful in the argument I have al- ready addressed to you you will be of opinion that in point of fact there was no violation of the Constitution of the United States by delivering this letter of authority, because the Constitution of the United States makes no provision on the subject of these temporary authorities, and the law of Congress has made provision equally applicable to the recess of the Senate and to its session. Here, also, I beg leave to remind the Senate that if Mr. Stanton's case does not fall within the Tenure-of -Office Act, if the order which the President gave to him to vacate the office was a lawful order and one which he was bound to obey, everything which is contained in this article, as well as in the preceding articles, fails. It is impossible, I sub- mit, for the honorable Managers to construct a case of an intention on the part of the President to violate the Con- stitution of the United States out of anything which he did in reference to the appointment of General Thomas, pro- vided the order to Mr. Stanton was a lawful order and Mr. Stanton was bound to obey it. I advance now, Senators, to a different class of articles. 252 THE BRIEF and they may properly enough, I suppose, be called the conspiracy articles, because they rest upon charges of con- spiracy between the President and General Thomas. There are four of them, the fourth, fifth, sixth, and seventh in number as they stand. The fourth and the sixth are framed under the Act of July 31, 1861, which is foimd in 12 Stat- utes-at-Large, page 284. The fifth and seventh are framed under no act of Congress. They allege an unlawful con- spiracy, but they refer to no law by which the acts charged are made unlawful. The acts charged are called unlawful, but there is no law referred to and no case made by the articles within any law of the United States that is known to the President's counsel. I shall treat these articles, therefore, the fourth and sixth together, and the fifth and seventh together, because I think they belong in that order. In the first place, let me consider the fourth and sixth, which charge a conspiracy within this act which I have just mentioned. It is necessary for me to read the substance of this law in order that you may see whether it can have any possible application to this case. It was passed on the 31st of July, 1861, as a war measure, and is entitled, "An act to define and punish certain conspir- acies." It provides — That if two or more persons within any State or Territory of the United States shall conspire together to overthrow or to put down or to destroy by force the Government of the United States, or to levy war against the United States, or to oppose by force the authority of the Government of the United States; or by force to prevent, hinder, or delay the execution of any law of the United States; or by force to seize, take, or possess any property of the United States against the will or contrary to the authority of the United States; or by force, or intimidation, or threat to pre- vent any person from accepting or holding any office or trust or place of confidence under the United States. These are the descriptions of the offenses. The fourth and sixth articles contain allegations that the President and DEFENSE OF PRESIDENT JOHNSON 253 General Thomas conspired together by force, intimidation, and threats to prevent Mr. Stanton from continuing to hold the office of Secretary for the Department of War; and also that they conspired together by force to obtain pos- session of property belonging to the United States. These are the two articles which I suppose are designed to be drawn under this act; and these are the allegations which are intended to bring the articles within it. Now, it does seem to me that the attempt to wrest this law to any bearing whatsoever upon this prosecution is one of the extraordinary things which the case contains. In the first place, so far from having been designed to apply to the President of the United States or to any act he might do in the course of the execution of what he believed to be his duty, it does not apply to any man or any thing within the District of Columbia at all. If two or more persons within any State or Territory of the United States. Not within the District of Columbia. This is a highly penal law, and an indictment found in the very words of this act charging things to have been in the District of Columbia and returned into the proper court of this Dis- trict, I will undertake to say, would not bear a general de- murrer, because there is locality given to those things made penal by this act of Congress. It is made applicable to cer- tain portions of the country, but not made applicable to the District of Columbia. But not to dwell upon that technical view of the matter, and on which we should not choose to stand, let us see what is this case. The President of the United States is of opin- ion that Mr. Stanton holds the office of Secretary for the Department of War at his pleasure. He thinks so, first, be- cause he believes the case of Mr. Stanton is not provided for in the Tenure-of -Office Act, and no tenure of office is 254 THE BRIEF secured to him. He thinks so, secondly, because he believes that it would be judicially decided, if the question could be raised, that a law depriving the President of the power of removing such an officer at his pleasure is not a constitu- tional law. He is of opinion that in this case he cannot allow this officer to continue to act as his adviser and as his agent to execute the laws if he has lawful power to remove him; and under these circumstances he gives this order to Gen- eral Thomas. I do not view this letter of authority to General Thomas as a purely military order. The service which General Thomas was invoked for is a civil service; but, at the same time. Senators will perceive that the person who gave the order is the Commander-in-Chief of the Army; that the per- son to whom it was given is the Adjutant-General of the Army; that the subject-matter to which the order relates is the performance of services essential to carry on the mili- tary service; and, therefore, when such an order was given by the Commander-in-Chief to the Adjutant-General re- specting a subject of this kind, is it too much to say that there was invoked that spirit of military obedience which constitutes the strength of the service? Not that it was a purely military order; not that General Thomas would have been subject to a court-martial for disobeying it; but that as a faithful Adjutant-General of the Army of the United States, interested personally and professionally and patriotically to have the duties of the office of Secretary for the Department of War performed in a temporary va- cancy, was it not his duty to accept the appointment, unless he saw and knew that it was unlawful to accept it? I do not know how, in fact, he personally considered it; there has been no proof given on the subject; but I have always assumed — I think Senators will assume — that when the distinguished General of the Army of the United States, on a previous occasion, accepted a similar appointment, it DEFENSE OF PRESIDENT JOHNSON 255 was under views of propriety and duty such as those which I have now been speaking of; and how and why is there to be attributed to General Thomas, as a co-conspirator, the guilty intent of designing to overthrow the laws of his country, when a fair and just view of his conduct would leave him entirely without reproach? And when you come, Senators, to the other co-conspira- tor, the President of the United States, is not the case still clearer? Make it a case of private right, if you please; put it as strongly as possible against the President in order to test the question. One of you has a claim to property; it may be a disputed claim; it is a claim which he believes may prove, when judicially examined, to be sound and good. He says to A B, "Go to C D, who is in possession of that property; I give you this order to him to give it up to you; and if he gives it up take possession." Did anybody ever imagine that that was a conspiracy? Does not every lawyer know that the moment you introduce into any transaction of this kind the element of a claim of right all criminal ele- ments are purged at once; and that this is always true be- tween man and man where it is a simple assertion of private right, the parties to which are at liberty either to assert them or forego them, as they please? But this was not such a case; this was a case of public right, of public duty, of public right claimed upon constitutional grounds and upon the interpretation of the law which had been given to it by the lawmakers themselves. How can the President of the United States, under such circumstances, be looked upon by anybody, whether he may or may not be guilty or not guilty of other things as a co-conspirator under this act? These articles say that the conspiracy between the Presi- dent and General Thomas was to employ force, threats, in- timidation. What they have proved against the President is that he issued these orders, and that alone. Now, on the face of these orders, there is no apology for the assertion 256 THE BRIEF that it was the design of the President that anybody at any time should use force, threats, or intimidation. The order is to Mr. Stanton to dehver up possession. The order to General Thomas is to receive possession from Mr. Stan- ton when he delivers it up. No force is assigned to him; no authority is given to him to apply for or use any force, threats, or intimidation. There is not only no express au- thority, but there is no implication of any authority to apply for or obtain or use anything but the order which was given him to hand to Mr. Stanton; and we shall offer proof. Senators, which we think cannot fail to be satisfactory in point of fact, that the President from the first had in view simply and solely to test this question by the law; that if this was a conspiracy it was a conspiracy to go to law, and that was the whole of it. We shall show you what advice the President received on this subject, what views in con- cert with his advisers he entertained, which, of course, it is not my province now to comment upon; the evidence must first be adduced, then it will be time to consider it. The other two conspiracy articles will require very little observation from me, because they contain no new allega- tions of fact which are not in the fourth and sixth articles, which I have already adverted to; and the only distinction between them and the others is that they are not founded upon this conspiracy act of 1861; they simply allege an unlawful conspiracy, and leave the matter there. They do not allege sufficient facts to bring the case within the Act of 1861. In other words, they do not allege force, threats, or intimidation. I shall have occasion to remark upon these articles when I come to speak of the tenth article, because these articles, as you perceive, come within that category which the honorable Manager announced here at an early period of the trial; articles which require no law to support them; and when I come to speak of the tenth article, as I shall have occasion to discuss this subject, I wish that my DEFENSE OF PRESIDENT JOHNSON 257 remarks, so far as they may be deemed applicable, should be applied to these fifth and seventh articles which I have thus passed over. I shall detain the Senate but a moment upon the ninth article, which is the one relating to the conversation with General Emory. The meaning of this article, as I read it, is that the President brought General Emory before himself as Commander-in-Chief of the Army for the purpose of instructing him to disobey the law, with an intent to induce General Emory to disobey it, and with intent to enable himself unlawfully and by the use of military force through General Emory, to prevent Mr. Stanton from continuing to hold office. Now, I submit that, not only does this ar- ticle fail of proof in its substance as thus detailed, but that it is disproved by the witness whom they have introduced to support it. In the first place, it appears clearly from General Emory's statement that the President did not bring him there for any purpose connected with this appro- priation bill affecting the command of the Army, or the orders given to the Army. This subject General Emory introduced himself, and when the conversation was broken off it was again recurred to by himself asking the Presi- dent's permission to bring it to his attention. Whatsoever was said upon that subject was said not because the Presi- dent of the United States had brought the commander of the department of Washington before him for that purpose, but because, having brought him there for another purpose, to which I shall allude in a moment, the commanding Gen- eral chose himself to introduce that subject and converse upon it, and obtain the President's views upon it. In the next place, having his attention called to the act of Congress and to the order under it, the President ex- pressed precisely the same opinion to General Emory that he had previously publicly expressed to Congress itself at the time when the act was sent to him for his signature; 258 THE BRIEF and there is found set out in his answer on page 32 of the official report of these proceedings what that opinion was : that he considered that this provision interfered with his constitutional right as the Commander-in-Chief of the Army; and that is what he said to General Emory. There is not even probable cause to believe that he said it for any other than the natural reason that General Emory had in- troduced the subject, had asked leave to call his attention to it, and evidently expected and desired that the President should say something on the subject; and if he said any- thing was he not to tell the truth? That is exactly what he did say. I mean the truth as he apprehended it. It will ap- pear in proof, as I am instructed, that the reason why the President sent for General Emory was not that he might endeavor to seduce that distinguished officer from his alle- giance to the laws and the Constitution of his country, but because he wished to obtain information about military movements which he was informed upon authority which he had a right to and was bound to respect might require his personal attention. I pass, then, from this article, as being one upon which I ought not to detain the Senate, and I come to the last one, concerning which I shall have much to say, and that is the tenth article, which is all of and concerning the speeches of the President. In the front of this inquiry the question presents itself: What are impeachable offenses under the Constitution of the United States? Upon this question learned disserta- tions have been written and printed. One of them is an- nexed to the argument of the honorable Manager who opened the cause for the prosecution. Another one on the other side of the question, written by one of the honorable Managers themselves, may be found annexed to the pro- ceedings in the House of Representatives upon the occasion of the first attempt to impeach the President. And there DEFENSE OF PRESIDENT JOHNSON 259 have been others written and pubHshed by learned jurists touching this subject. I do not propose to vex the ear of the Senate with any of the precedents drawn from the Mid- dle Ages. The framers of our Constitution were quite as familiar with them as the learned authors of these treatises, and the framers of our Constitution, as I conceive, have drawn from them the lesson which I desire the Senate to receive, that these precedents are not fit to govern their conduct on this trial. In my apprehension, the teachings, the requirements, the prohibitions of the Constitution of the United States prove all that is necessary to be attended to for the purposes of this trial. I propose, therefore, instead of a search through the precedents which were made in the times of the Plan- tagenets, the Tudors, and the Stuarts, and which have been repeated since, to come nearer home and see what provi- sions of the Constitution of the United States bear on this question, and whether they are not sufficient to settle it. If they are it is quite immaterial what exists elsewhere. My first position is, that when the Constitution speaks of "treason, bribery, and other high crimes and misde- meanors" it refers to, and includes only, high criminal offenses against the United States, made so by some law of the United States existing when the acts complained of were done; and I say that this is plainly to be inferred from each and every provision of the Constitution on the subject of impeachment. "Treason" and "bribery." Nobody will doubt that these are here designated high crimes and misdemeanors against the United States, made such by the laws of the United States, which the framers of the Constitution knew must be passed in the nature of the Government they were about .to create, because these are offenses which strike at the existence of that Government. "Other high crimes and misdemeanors." Noscitur a sociis. High crimes and 260 THE BRIEF misdemeanors; so high that they belong in this company with treason and bribery. That is plain on the face of the Constitution; in the very first step it takes on the sub- ject of impeachment. "High crimes and misdemeanors" against what law.^ There can be no crime, there can be no misdemeanor without a law, written or unwritten, express or implied. There must be some law; otherwise there is no crime. My interpretation of it is that the language "high crimes and misdemeanors" means "offenses against the laws of the United States." Let us see if the Constitution has not said so. The first clause of the second section of the second article of the Constitution reads thus: "The President of the United States shall have the power to grant reprieves and pardons for offenses against the United States, except in cases of impeachment." "Offenses against the United States" would include "cases of impeachment," and they might be pardoned by the President if they were not ex- cepted. Then cases of impeachment are, according to the express declaration of the Constitution itself, cases of offenses against the United States. Still, the learned Manager says that this is not a court, and that, whatever may be the character of this body, it is bound by no law. Very different was the understanding of the fathers of the Constitution on this subject. Mr. Manager Butler. Will you state where it was I said it was bound by no law? Mr. Stanbery. "A law unto itself." Mr. Manager Butler. "No common or statute law" was my language. Mr. Curtis. I desire to refer to the sixty-fourth number of the Federalist which is found in Dawson's edition, on page 453: The remaining powers which the plan of the Convention allots to the Senate, in a distinct capacity, are comprised in their partici- DEFENSE OF PRESIDENT JOHNSON 261 pation with the Executive in the appointment to offices, and in their judicial character as a court for the trial of impeachments, as in the business of appointments the Executive will be the principal agent, the provisions relating to it will most properly be discussed in the examination of that department. We will therefore conclude this head with a view of the judicial character of the Senate. And then it is discussed. The next position to which I desire the attention of the Senate is, that there is enough written in the Constitution to prove that this is a court in which a judicial trial is now being carried on. "The Senate of the United States shall have the sole power to try all impeachments." "When the President is tried the Chief Justice shall preside." The trial of all crimes, except in case of impeachment, shall be by jury. This, then, is the trial of a crime. You are the triers, presided over by the Chief Justice of the United States in this particular case, and that on the express words of the Constitution. There is also, according to its express words, to be an acquittal or a con- viction on this trial for a crime. "No person shall be con- victed without the concurrence of two thirds of the mem- bers present." There is also to be a judgment in case there shall be a conviction. Judgment in cases of impeachment shall not extend further than removal from office and disqualification to hold any office of honor, trust, or profit under the United States. Here, then, there is the trial of a crime, a trial by a tri- bunal designated by the Constitution in place of court and jury, a conviction, if guilt is proved, a judgment on that conviction, a punishment inflicted by the judgment for a crime; and this on the express terms of the Constitution itself. And yet, say the honorable Managers, there is no court to try the crime and no law by which the act is to be judged. The honorable Manager interrupted me to say that he qualified that expression of no law; his expression 262 THE BRIEF was "no common or statute law." Well, when you get out of that field you are in a limbo, a vacuum, so far as law is concerned, to the best of my knowledge and belief. I say, then, that it is impossible not to come to the con- clusion that the Constitution of the United States has designated impeachable offenses as offenses against the United States, that it has provided for the trial of those offenses, that it has established a tribunal for the purpose of trying them, that it has directed the tribunal in case of conviction to pronounce a judgment upon the conviction and inflict a punishment. All this being provided for, can it be maintained that this is not a court, or that it is bound by no law? But the argument does not rest mainly, I think, upon the provisions of the Constitution concerning impeachment. It is, at any rate, vastly strengthened by the direct prohibi- tions of the Constitution. " Congress shall pass no bill of at- tainder or ex post facto law." According to that prohibition of the Constitution, if every member of this body sitting in its legislative capacity and every member of the other body sitting in its legislative capacity, should unite in passing a law to punish an act after the act was done, that law would be a mere nullity. Yet what is claimed by the honorable Managers in behalf of members of this body? As a Con- gress you cannot create a law to punish these acts if no law existed at the time they were done; but sitting here as judges, not only after the fact but while the case is on trial, you may individually, each one of you, create a law by himself to govern the case. According to this assumption the same Constitution which has made it a bill of rights of the American citizen, not only as against Congress but as against the Legislature of every State in the Union, that no ex post facto law shall be passed — this same Constitution has erected you into a body and empowered every one of you to say aut inveniam DEFENSE OF PRESIDENT JOHNSON 263 aut faciam viam : if I cannot find a law I will make one. Nay, it has clothed every one of you with imperial power; it has enabled you to say, sic volo, sic jubeOy stat pro ratione voluntas : I am a law unto myself, by which law I shall gov- ern this case. And, more than that, when each one of you, before he took his place here, called God to witness that he would administer impartial justice in this case according to the Constitution and the laws, he meant such laws as he might make as he went along. The Constitution, which had prohibited anybody from making such laws, he swore to observe; but he also swore to be governed by his own will; his own individual will was the law which he thus swore to observe; and this special provision of the Constitution that when the Senate sits in this capacity to try an impeachment the Senators shall be on oath means mwely that they shall swear to follow their own individual wills ! I respectfully submit this view cannot consistently and properly be taken of the character of this body or of the duties and powers incumbent upon it. Look for a moment, if you please, to the other provision. This same search into the English precedents, so far from having made our ancestors who framed and adopted the Constitution in love with them, led them to put into the Constitution a positive and absolute prohibition against any bill of attainder. What is a bill of attainder.^ It is a case before the Parliament where the Parliament make the law for the facts they find. Each legislator (for it is in their legislative capacity they act, not in a judicial one) is, to use the phrase of the honorable Managers, "a law unto him- self"; and according to his discretion, his views of what is politic or proper under the circumstances, he frames a law to meet the case and enacts it or votes in its enactment. According to the doctrine now advanced, bills of attainder are not prohibited by this Constitution; they are only slightly modified. It is only necessary for the House of 264 THE BRIEF Representatives by a majority to vote an impeachment and send up certain articles and have two thirds of this body vote in favor of conviction, and there is an attainder; and it is done by the same process and depends on identically the same principles as a bill of attainder in the English Parlia- ment. The individual wills of the legislators, instead of the conscientious discharge of the duty of the judges, settle the result. I submit, then. Senators, that this view of the honorable Managers of the duties and powers of this body cannot be maintained. But the attempt made by the honorable Man- agers to obtain a conviction upon this tenth article is at- tended with some peculiarities which I think it is the duty of the counsel to the President to advert to. So far as regards the preceding articles, the first eight articles are framed upon allegations that the President broke a law. I suppose the honorable Managers do not intend to carry their doctrine so far as to say that unless you find the Presi- dent did intentionally break a law those articles are sup- ported. As to those articles there is some law unquestion- ably, the very gist of the charge being that he broke a law. You must find that the law existed; you must construe it and apply it to the case; you must find his criminal intent willfully to break the law, before the articles can be sup- ported. But we come now to this tenth article, which de- pends upon no law at all, but, as I have said, is attended with some extraordinary peculiarities. The complaint is that the President made speeches against Congress. The true statement here would be much more restricted than that; for although in those speeches the President used the word "Congress," undoubtedly he did not mean the entire constitutional body organized under the Constitution of the United States; he meant the dominant majority in Congress. Everybody so understood it; everybody must so understand it. But the complaint is I DEFENSE OF PRESIDENT JOHNSON 265 that he made speeches against those who governed in Con- gress. Well, who are the grand jury in this case? One of the parties spoken against. And who are the triers? The other party spoken against. One would think there was some incongruity in this; some reason for giving pause before taking any very great stride in that direction. The honor- able House of Representatives sends its Managers here to take notice of what? That the House of Representatives has erected itself into a school of manners, selecting from its ranks those gentlemen whom it deems most competent by precept and example to teach decorum of speech; and they desire the judgment of this body whether the Presi- dent has not been guilty of indecorum, whether he has spoken properly, to use the phrase of the honorable Man- ager. Now, there used to be an old-fashioned notion that although there might be a difference of taste about oral speeches, and, no doubt, always has been and always will be many such differences, there was one very important test in reference to them, and that is whether they are true or false; but it seems that in this case that is no test at all. The honorable Manager, in opening the case, finding, I sup- pose, that it was necessary, in some manner, to advert to that subject, has done it in terms which I will read to you: The words are not alleged to be either false or defamatory, be- cause it is not within the power of any man, however high his official position, in effect to slander the Congress of the United States, in the ordinary sense of that word, so as to call on Con- gress to answer as to the truth of the accusation. Considering the nature of our Government, considering the experience which we have gone through on this sub- ject, that is a pretty lofty claim. Why, if the Senate please, if you go back to the time of the Plantagenets and seek for precedents there, you will not find so lofty a claim as that. I beg leave to read from two statutes, the first being 8 Edward I, ch. 34, and the second 2 Richard II, ch. 1, a 266 THE BRIEF short passage. The statute, 3 Edward I, ch. 34, after the preamble, enacts — That from henceforth none be so hardy to tell or publish any false news or tales, whereby discord or occasion of discord or slander may grow between the king and his people, or the great men of the realm; and he that doeth so shall be taken and kept in until he hath brought him into court which was the first author of the tale. The statute 2 Richard II, c. 1, s. 5, enacted with some alterations the previous statute. It commenced thus : Of devisors of false news and of horrible and false lies of prel- ates, dukes, earls, barons, and other nobles and great men of the realm; and also of the chancellor, treasurer, clerk of the privy seal, steward of the king's house, justices of the one bench or of the other, and of other great officers of the realm. The great men of the realm in the time of Richard II were protected only against "horrible and false lies," and when we arrive in the course of our national experience during the war with France and the administration of Mr. Adams to that attempt to check, not free speech, but free writing. Senators will find that, although it applied only to written libels, it contained an express section that the truth might be given in evidence. That was a law, as Senators know, making it penal by written libels to excite the hatred or contempt of the people against Congress among other offenses; but the estimate of the elevation of Congress above the people was not so high but that it was thought proper to allow a defense of the truth to be given in evidence. I beg leave to read from this sedition act a part of one section and make a reference to another to sup- port the correctness of what I have said. It is found in Statutes-at-Large, page 596 : That if any person shall write, print, utter, or publish, or shall cause or procure to be written, printed, uttered, or published, or DEFENSE OF PRESIDENT JOHNSON 267 shall knowingly and willingly assist or aid in writing, printing, uttering, or publishing any false, scandalous, and malicious writ- ing or writings against the Government of the United States, or either House of the Congress of the United States, or the Presi- dent of the United States, with intent to defame the said Govern- ment, or either House of the said Congress, or the said President, or to bring them, or either or any of them the hatred of the good people of the United States, or to stir up sedition within the United States, or to excite any unlawful combinations therein, etc. Section 3 provides — That if any person shall be prosecuted under this act for the writing or publishing any libel aforesaid, it shall be lawful for the defendant, upon the trial of the cause, to give in evidence in his defense the truth of the matter contained in the publication charged as a libel. And the jury who shall try the cause shall have a right to determine the law and the fact, under the direction of the court, as in other cases. In contrast with the views expressed here, I desire now to read from the fourth volume of Mr. Madison's works, pages 542 and 547, passages which, in my judgment, are as mas- terly as anything Mr. Madison ever wrote, upon the rela- tions of the Congress of the United States to the people of the United States in contrast with the relations of the Gov- ernment of Great Britain to the people of that island; and the necessity which the nature of our Government lays us under to preserve freedom of the press and freedom of speech: The essential difference between the British Government and the American Constitution will place this subject in the clearest light. In the British Government the danger of encroachments on the rights of the people is understood to be confined to the Executive Magistrate. The Representatives of the people in the Legislature are only exempt themselves from distrust, but are considered as sufficient guardians of the rights of their constituents against the danger from the Executive. Hence it is a principle that the Par- 268 THE BRIEF liament is unlimited in its power, or, in their own language, is omnipotent. Hence, too, all the ramparts for protecting the rights of the people — such as their Magna Charta, their Bill of Rights, etc. — are not reared against the Parliament, but against the royal prerogative. They are merely legislative precautions against Executive usurpations. Under such a Government as this, an exemption of the press from previous restraint, by licensers appointed by the king, is all the freedom that can be secured to it. In the United States the case is altogether different. The people, not the Government, possess the absolute sovereignty. The Legislature, no less than the Executive, is under limitations of power. Encroachments are regarded as possible from the one as well as from the other. Hence, in the United States, the great and essential rights of the people are secured against legislative as well as against executive ambition. They are secured, not by laws paramount to prerogative, but by constitutions paramount to laws. This security of the freedom of the press requires that it should be exempt not only from previous restraint by the Exec- utive, as in Great Britain, but from legislative restraint also; and this exemption, to be effectual, must be an exemption not only from the previous inspection of licenses, but from the subsequent penalty of laws. One other passage on page 547, which has an extraordi- nary application to the subject now before you: 1. The Constitution supposes that the President, the Congress, and each of its Houses may not discharge their trusts, either from defect of judgment or other causes. Hence they are all made responsible to their constituents at the returning periods of elec- tion; and the President, who is singly intrusted with very great powers, is, as a further guard, subjected to an intermediate im- peachment. 2. Should it happen, as the Constitution supposes it may happen, that either of these branches of the Government may not have duly discharged its trust, it is natural and proper that, according to the cause and degree of their faults, they should be brought into contempt or disrepute, and Lacur the hatred of the people. 3. Whether it has, in any case, happened that the proceedings of either or all of those branches evince such a violation of duty as to justify a contempt, a disrepute, or hatred among the people. DEFENSE OF PRESIDENT JOHNSON 269 can only be determined by a free examination thereof, and a free communication among the people thereon. 4. Whenever it may have actually happened that proceedings of this sort are chargeable on all or either of the branches of the Government, it is the duty, as well as right, of intelligent and faithful citizens to discuss and promulge them freely, as well to control them by the censorship of the public opinion as to promote a remedy according to the rules of the Constitution. And it can- not be avoided that those who are to apply the remedy must feel, in some degree, a contempt or hatred against the transgressing party. These observations of Mr. Madison were made in respect to the freedom of the press. There were two views enter- tained at the time when the sedition law was passed con- cerning the power of Congress over this subject. The one view was that when the Constitution spoke of freedom of the press it referred to the common-law definition of that freedom. That was the view which Mr. Madison was con- troverting in one of the passages which I have read to you. The other view was that the common-law definition could not be deemed applicable, and that the freedom provided for by the Constitution, so far as the action of Congress was concerned, was an absolute freedom of the press. But no one ever imagined that freedom of speech, in contradistinc- tion from written libel, could be restrained by a law of Congress; for whether you treat the prohibition in the Con- stitution as absolute in itself or whether you refer to the common law for a definition of its limits and meaning, the result will be the same. Under the common law no man was ever punished criminally for spoken words. If he slandered his neighbor and injured him, he must make good in dam- ages to his neighbor the injury he had done; but there was no such thing at the common law as an indictment for spoken words. So that this prohibition in the Constitution against any legislation by Congress in restraint of the free- dom of speech is necessarily an absolute prohibition; and 27d [ THE BRIEF therefore this is a case not only where there is no law made prior to the act to punish the act, but a case where Congress is expressly prohibited from making any law to operate even on subsequent acts. What is the law to be? Suppose it is, as the honorable Managers seem to think it should be, the sense of propriety of each Senator appealed to. What is it to be? The only rule I have heard — the only rule which can be announced — is that you may require the speaker to speak properly. Who are to be the judges whether he speaks properly? In this case the Senate of the United States on the presenta- tion of the House of Representatives of the United States; and that is supposed to be the freedom of speech secured by this absolute prohibition of the Constitution. That is the same freedom of speech, Senators, in consequence of which thousands of men went to the scaffold under the Tudors and the Stuarts. That is the same freedom of speech which caused thousands of heads of men and of women to roll from the guillotine in France. That is the same free- dom of speech which has caused in our day more than once "order to reign in Warsaw." The persons did not speak properly in the apprehension of the judges before whom they were brought. Is that the freedom of speech intended to be secured by our Constitution? Mr. Chief Justice and Senators, I have to detain you but a very short time longer, and that is by a few observations concerning the eleventh article, and they will be very few, for the reason that the eleventh article, as I understand it, contains nothing new which needs any notice from me. It appears by the official copy of the articles which is before us, the printed copy, that this article was adopted at a later period than the preceding nine articles, and I suppose it has that appearance, that the honorable Managers, looking over the work they had already performed, perhaps not feeling perfectly satisfied to leave it in the shape in which it DEFENSE OF PRESIDENT JOHNSON 271 then stood, came to the conclusion to add this eleventh article, and they have compounded it out of the materials which they had previously worked up into the others. In the first place, they said, here are the speeches; we will have something about them; and accordingly they begin by the allegation that the President at the Executive Mansion, on a certain occasion, made a speech, and without giving his words, but it is attributed to him that he had an intention to declare that this was not a Congress within the meaning of the Constitution; all of which is denied in his answer, and there is no proof to support it. The President, by his whole course of conduct, has shown that he could have enter- tained no such intention as that. He has explained that fully in his answer, and I do not think it necessary to repeat the explanation. Then they come to the old matter of the removal of Mr. Stanton. They say he made this speech denying the com- petency of Congress to legislate, and following up its intent he endeavored to remove Mr. Stanton. I have sufficiently discussed that, and I shall not weary the patience of the Senate by doing so any further. Then they say that he made this speech and followed up its intent by endeavoring to get possession of the money appropriated for the military service of the United States. I have said all I desire to say upon that. Then they say that he made it with the intent to obstruct what is called the law *'for the better government of the rebel States," passed in March, 1867, and in support of that they have offered a telegram to him from Governor Parsons and an answer to that telegram from the President, upon the subject of an amendment of the Constitution, sent in January before the March when the law came into existence, and, so far as I know, that is the only evidence which they have offered upon that subject. I leave, therefore, with these remarks, that article for the consideration of the Senate. 272 THE BRIEF It must be unnecessary for me to say anything concern- ing the importance of this case, not only now but in the future. It must be apparent to every one, in any way con- nected with or concerned in this trial, that this is and will be the most conspicuous instance which ever has been or ever can be expected to be found of American justice or American injustice, of that justice which Mr. Burke says is the great standing policy of all civilized States, or of that injustice which is sure to be discovered and which makes even the wise man mad, and which, in the fixed and im- mutable order of God's providence, is certain to return to plague its inventors. SPEECH IN BEHALF OF JOHN STOCKDALE 273 6. SPEECH IN BEHALF OF JOHN STOCKDALE When tried for a libel on the House of Commons. Delivered bejore the Court of King's Bench, December 9, 1789, by Lord Er shine. ^ Mr. Stockdale was a London bookseller, who published a pamphlet, written by a Scottish clergyman named Logan, while the trial of Warren Hastings was going on, reflecting severely on the House of Commons for their proceedings therein. Mr. Fox, one of the managers of the impeachment, brought this publication before the House, as impugning the motives of those who had pro- posed the trial, and moved that the Attorney-General be directed to prosecute the author and publisher of the pamphlet for a libel on the Commons. The fact of publication was admitted, and the case, therefore, turned on the true nature of the crime alleged. In this speech Mr. Erskine has stated, with admirable precision and force, the great principles involved in the law of libel : namely, that every composition of this kind is to be taken as a whole, and not judged of by detached passages; that if its general spirit and intention are good, it is not to be punished for hasty or rash ex- pressions thrown off in the heat of discussion, and which might even amount to libels when considered by themselves; that the interests of society demand great freedom in canvassing the measures of Government; and that if a publication is decent in its language and peaceable in its import, much indulgence ought to be shown toward its author, when his real design is to discuss the subject, and not to bring contempt on the Government — though in doing so he may be led, by the strength of his feelings, to transcend the bounds of candor and propriety. This is universally considered the finest of Mr. Erskine's speeches, "whether we regard the wonderful skill with which the argument is conducted — the soundness of the principles laid down, and their happy application to the case — the exquisite fancy with which they are embellished and illustrated — or the powerful and touching language in which they are conveyed. It is justly regarded by all English lawyers as a consummate speci- men of the art of addressing a jury — as a standard, a sort of precedent for treating cases of libel, by keeping which in his eye a man may hope to succeed in special pleading his client's case 1 From Select British Eloquence, by Chauncey A. Goodrich, D.D. (Harper and Brothers, 1874) ; by the kind permission of the publishers. 274 THE BRIEF within its principle, who is destitute of the talent required even to comprehend the other and higher merits of his original. By these merits it is recommended to lovers of pure diction — of copious and animated description — of lively, picturesque, and fanciful illustration — of all that constitutes, if we may so speak, the poetry of eloquence" {Edinburgh RevieWy vol. xvi, p. 109). — Goodrich. Gentlemen of the Jury: Mr. Stockdale, who is brought as a criminal before you for the publication of this book, has, by employing me as his advocate, reposed what must appear to many an ex- traordinary degree of confidence; since, although he well knows that I am personally connected in friendship with most of those whose conduct and opinions are principally arraigned by its author, he nevertheless commits to my hands his defense and justification. From a trust apparently so delicate and singular, vanity is but too apt to whisper an application to some fancied merit of one's own; but it is proper, for the honor of the English bar, that the world should know that such things happen to all of us daily, and of course; and that the de- fendant, without any knowledge of me, or any confidence that was personal, was only not afraid to follow up an acci- dental retainer, from the knowledge he has of the general character of the profession. Happy, indeed, is it for this country that, whatever interested divisions may charac- terize other placeSy of which I may have occasion to speak to-day, however the counsels of the highest departments of the state may be occasionally distracted by personal con- siderations, they never enter these walls to disturb the ad- ministration of justice. Whatever may be our public prin- ciples, or the private habits of our lives, they never cast even a shade across the path of our professional duties. If this be the characteristic even of the bar of an English court of justice, what sacred impartiality may not every man expect from its jurors and its bench.? SPEECH IN BEHALF OF JOHN STOCKDALE 275 As, from the indulgence which the court was yesterday pleased to give to my indisposition, this information was not proceeded on when you were attending to try it, it is probable you were not altogether inattentive to what passed at the trial of the other indictment, prosecuted also by the House of Commons. Without, therefore, a restate- ment of the same principles, and a similar quotation of authorities to support them, I need only remind you of the law applicable to this subject, as it was then admitted by the Attorney-General; in concession to my propositions, and confirmed by the higher authority of the court, namely, that every information or indictment must contain such a description of the crime that. First, the defendant may know what crime it is which he is called upon to answer. Secondly, the jury may appear to be warranted in their conclusion of guilty or not guilty. And, thirdly, the court may see such a precise and defi- nite transgression upon the record as to be able to apply the punishment which judicial discretion may dictate, or which positive law may inflict. It was admitted also to follow as a mere corollary from these propositions, that where an information charges a writing to be composed or published of and concerning the Commons of Great Britain, with an intent to bring that body into scandal and disgrace with the public, the author cannot be brought within the scope of such a charge, unless the jury, on examination and comparison of the whole matter written or published, shall be satisfied that the par- ticular passages charged as criminal, when explained by the context, and considered as part of one entire work, were meant and intended by the author to vilify the House of Commons as a body, and were written of and concerning them in Parliament assembled. These principles being settled, we are now to see what the present information is. 276 THE BRIEF It charges that the defendant — " unlawfully, wickedly, and maliciously devising, contriving, and intending to asperse, scandalize, and vilify the Commons of Great Brit- ain in Parliament assembled; and most wickedly and auda- ciously to represent their proceedings as corrupt and unjust, and to make it believed and thought as if the Commons of Great Britain in Parliament assembled were a most wicked, tyrannical, base, and corrupt set of persons, and to bring them into disgrace with the public" — the defendant pub- lished — What ? Not those latter ends of sentences which the Attorney-General has read from his brief, as if they had followed one another in order in this book. Not those scraps and tails of passages which are patched together upon this record, and pronounced in one breath, as if they existed without intermediate matter in the same page, and without context anywhere. No! This is not the accusation, even mutilated as it is; for the information charges that, with in- tention to vilify the House of Commons, the defendant pub- lished the whole book, describing it on the record by its title: "A Review of the Principal Charges against Warren Hastings, Esq., late Governor-General of Bengal " : in which, among other things, the matter particularly selected is to be found. Your inquiry, therefore, is not confined to this, whether the defendant published those selected parts of it; and whether, looking at them as they are distorted by the in- formation, they carry, in fair construction, the sense and meaning which the innuendoes put upon them; but whether the author of the entire work — I say the author, since, if he could defend himself, the publisher unquestionably can — whether the author wrote the volume which I hold in my hand, as a free, manly, bona-fide disquisition of criminal charges against his fellow-citizen. Or whether the long, eloquent discussion of them, which fills so many pages, was a mere cloak and cover for the introduction of the supposed SPEECH IN BEHALF OF JOHN STOCKDALE 277 scandal imputed to the selected passages; the mind of the writer all along being intent on traducing the House of Com- mons, and not on fairly answering their charges against Mr. Hastings. This, gentlemen, is the principal matter for your consideration. And therefore, if, after you shall have taken the book itself into the chamber which will be provided for you, and shall have read the whole of it with impartial attention — if, after the performance of this duty, you can return here, and with clear consciences pro- nounce upon your oaths that the impression made upon you by these pages is, that the author wrote them with the wicked, seditious, and corrupt intentions charged by the information — you have then my full permission to find the defendant guilty. But if, on the other hand, the general tenor of the composition shall impress you with respect for the author, and point him out to you as a man mistaken, perhaps, himself, but not seeking to deceive others — if every line of the work shall present to you an intelligent, animated mind, glowing with a Christian compassion to- ward a fellow-man, whom he believed to be innocent, and with a patriot zeal for the liberty of his country, which he considered as wounded through the sides of an oppressed fellow-citizen — if this shall be the impression on your con- sciences and understandings, when you are called upon to deliver your verdict — then hear from me that you not only work private injustice, but break up the press of Eng- land, and surrender her rights and liberties forever, if you convict the defendant. Gentlemen, to enable you to form a true judgment of the meaning of this book and of the intention of its author, and to expose the miserable juggle that is played off in the in- formation, by the combination of sentences which, in the work itself, have no bearing upon one another, I will first give you the publication as it is charged upon the rec- ord, and presented by the Attorney-General in opening the 278 THE BRIEF case for the Crown; and I will then, by reading the inter- jacent matter which is studiously kept out of view, convince you of its true interpretation. The information, beginning with the first page of the book, charges as a libel upon the House of Commons the following sentence: The House of Commons has now given its final decision with regard to the merits and demerits of Mr. Hastings. The Grand Inquest of England have delivered their charges, and preferred their impeachment; their allegations are referred to proof; and from the appeal to the collective wisdom and justice of the nation in the supreme tribunal of the kingdom, the question comes to be determined whether Mr. Hastings be guilty or not guilty? It is but fair, however, to admit that this first sentence, which the most ingenious malice cannot torture into a criminal construction, is charged by the information rather as introductory to what is made to follow it than as libelous in itself. For the Attorney-General, from this introductory passage in the first page, goes on at a leap to page thir- teenth, and reads — almost without a stop, as if it immedi- ately followed the other — this sentence: What credit can we give to multiplied and accumulated charges, when we find that they originate from misrepresentation and falsehood? From these two passages thus standing together, without the intervenient matter which occupies thirteen pages, one would imagine that — instead of investigating the prob- ability or improbability of the guilt imputed to Mr. Hast- ings — instead of carefully examining the charges of the Commons, and the defense of them which had been deliv- ered before them, or which was preparing for the Lords — the author had immediately, and in a moment after stating the mere fact of the impeachment, decided that the act of the Commons originated from misrepresentation and falsehood. SPEECH IN BEHALF OF JOHN STOCKDALE 279 Gentlemen, in the same manner a veil is cast over all that is written in the next seven pages; for, knowing that the context would help to the true construction, not only of the passages charged before, but of those in the sequel of this information, the Attorney-General, aware that it would convince every man who read it that there was no inten- tion in the author to calumniate the House of Commons, passes over, by another leap, to page twenty; and in the same manner, without drawing his breath, and as if it di- rectly followed the two former sentences in the first and thirteenth pages, reads from page twentieth : An impeachment of error in judgment with regard to the quantum of a fine, and for an intention that never was executed and never known to the offending party, characterizes a tribunal of inquisition rather than a Court of Parliament. From this passage, by another vault, he leaps over one- and-thirty pages more, to page fifty-one, where he reads the following sentence, which he mainly relies on, and upon which I shall by and by trouble you with some obser- vations : Thirteen of them passed in the House of Commons, not only without investigation, but without being read; and the votes were given without inquiry, argument, or conviction. A majority had determined to impeach; opposite parties met each other, and "jostled in the dark, to perplex the political drama, and bring the hero to a tragic catastrophe." From thence, deriving new vigor from every exertion, he makes his last grand stride over forty-four pages more, almost to the end of the book, charging a sentence in the ninety-fifth page. So that out of a volume of one hundred and ten pages, the defendant is only charged with a few scattered frag- ments of sentences, picked out of three or four. Out of a work consisting of about two thousand five hundred and thirty lines, of manly, spirited eloquence, only forty or fifty 280 THE BRIEF lines are culled from different parts of it, and artfully put together, so as to rear up a libel, out of a false context, by a supposed connection of sentences with one another, which are not only entirely independent, but which, when com- pared with their antecedents, bear a totally different con- struction. In this manner, the greatest works upon gov- ernment, the most excellent books of science, the sacred Scriptures themselves, might be distorted into libels, by forsaking the general context, and hanging a meaning upon selected parts. Thus, as in the text put by Algernon Sid- ney, "The fool hath said in his heart, there is no God," the Attorney-General, on the principle of the present proceed- ing against this pamphlet, might indict the publisher of the Bible for blasphemously denying the existence of heaven, in printing, "There is no God," for these words alone, with- out the context, would be selected by the information, and the Bible, like this book, would be underscored to meet it. Nor could the defendant, in such a case, have any possible defense, unless the jury were permitted to see, by the book itself, that the verse, instead of denying the existence of the Divinity, only imputed that imagination to a fool. Gentlemen, having now gone through the Attorney- General's reading, the book shall presently come forward and speak for itself. But before I can venture to lay it be- fore you, it is proper to call your attention to how matters stood at the time of its publication: without which the author's meaning and intention cannot possibly be under- stood. The Commons of Great Britain, in Parliament assem- bled, had accused Mr. Hastings, as Governor-General of Bengal, of high crimes and misdemeanors; and their juris- diction for that high purpose of national justice was un- questionably competent. But it is proper you should know the nature of this inquisitorial capacity. The Commons, in voting an impeachment, may be compared to a grand SPEECH IN BEHALF OF JOHN STOCKDALE 281 jury finding a bill of indictment for the Crown. Neither the one nor the other can be supposed to proceed but upon the matter which is brought before them; neither of them can find guilt without accusation, nor the truth of accusation without evidence. When, therefore, we speak of the "accuser," or "accusers," of a person indicted for any crime, although the grand jury are the accusers inform, by giving effect to the accusation, yet, in common parlance, we do not consider them as the responsible authors of the prosecution. If I were to write of a most wicked indict- ment, found against an innocent man, which was prepar- ing for trial, nobody who read it would conceive I meant to stigmatize the grand jury that found the bill; but it would be inquired immediately, who was the prosecutor, and who were the witnesses on the back of it? In the same manner, I mean to contend, that if this book is read with only common attention, the whole scope of it will be dis- covered to be this : that, in the opinion of the author, Mr. Hastings had been accused of maladministration in India, from the heat and spleen of political divisions in Parlia- ment, and not from any zeal for national honor or justice; that the impeachment did not originate from government, but from a faction banded against it, which, by misrepre- sentation and violence, had fastened it on an unwilling House of Commons; that, prepossessed with this sentiment (which, however unfounded, makes no part of the present business, since the publisher is not called before you for defaming individual members of the Commons, but for a contempt of the Commons as a body), the author pursues the charges, article by article; enters into a warm and ani- mated vindication of Mr. Hastings, by regular answers to each of them; and that, as far as the mind and soul of a man can be visible, I might almost say embodied in his writings, his intention throughout the whole volume appears to have been to charge with injustice the private accusers of Mr. 282 THE BRIEF Hastings, and not the House of Commons as a body; which undoubtedly rather reluctantly gave way to, than heartily adopted the impeachment. This will be found to be the palpable scope of the book; and no man who can read Eng- lish, and who, at the same time, will have the candor and common sense to take up his impressions from what is written in it, instead of bringing his own along with him to the reading of it, can possibly understand it otherwise. But it may be said, admitting this to be the scope and design of the author, what right had he to canvass the mer- its of an accusation upon the records of the Commons, more especially while it was in the course of legal proce- dure? This, I confess, might have been a serious question, but the Commons, as prosecutors of this information, seem to have waived or forfeited their right to ask it. Before they sent the Attorney-General into this place, to punish the publication of answers to their charges, they should have recollected that their own want of circumspection in the maintenance of their privileges, and in the protection of persons accused before them, had given to the public the charges themselves, which should have been confined to their own journals. The course and practice of Parlia- ment might warrant the printing of them for the use of their own members; but there the publication should have stopped, and all further progress been resisted by author- ity. If they were resolved to consider answers to their charges as a contempt of their privileges, and to punish the publication of them by such severe prosecutions, it would have well become them to have begun first with those printers who, by publishing the charges themselves throughout the whole kingdom, or rather throughout the whole civilized world, were anticipating the passions and judgments of the public against a subject of England upon his trial, so as to make the publication of answers to them not merely a privilege, but a debt and duty to humanity SPEECH IN BEHALF OF JOHN STOCKDALE 283 and justice. The Commons of Great Britain claimed and exercised the privileges of questioning the innocence of Mr. Hastings by their impeachment : but as, however ques- tioned, it was still to be presumed and protected, until guilt was established by a judgment, he whom they had accused had an equal claim upon their justice, to guard him from prejudice and misrepresentation until the hour of trial. Had the Commons, therefore, by the exercise of their high, necessary, and legal privileges, kept the public aloof from all canvass of their proceedings, by an early punish- ment of printers, who, without reserve or secrecy, had sent out the charges into the world from a thousand presses in every form of publication, they would have then stood upon ground to-day from whence no argument of policy or justice could have removed them; because nothing can be more incompatible with either than appeals to the many upon subjects of judicature, which, by common consent, a few are appointed to determine, and which must be deter- mined by facts and principles, which the multitude have neither leisure nor knowledge to investigate. But then, let it be remembered that it is for those who have the author- ity to accuse and punish, to set the example of, and to en- force this reserve, which is so necessary for the ends of justice. Courts of law, therefore, in England, never endure the publication of their records. A prosecutor of an indict- ment would be attached for such a publication; and, upon the same principle, a defendant would be punished for anticipating the justice of his country, by the publication of his defense, the public being no party to it, until the tribunal appointed for its determination be open for its decision. Gentlemen, you have a right to take judicial notice of these matters, without the proof of them by witnesses. For jurors may not only, without evidence, found their verdicts 284 THE BRIEF on facts that are notorious, but upon what they know pri- vately themselves, after revealing it upon oath to one an- other. Therefore, you are always to remember that this book was written when the charges against Mr. Hastings, to which it is an answer, were, to the knowledge of the Com- mons (for we cannot presume our watchmen to have been asleep), publicly hawked about in every pamphlet, maga- zine, and newspaper in the kingdom. You well know with what a curious appetite these charges were devoured by the whole public, interesting as they were, not only from their importance, but from the merit of their composition; certainly not so intended by the honorable and excellent composer to oppress the accused, but because the common- est subjects swell into eloquence under the touch of his sublime genius. Thus, by the remissness of the Commons, who are now the prosecutors of this information, a subject of England, who was not even charged with contumacious resistance to authority, much less a proclaimed outlaw, and therefore fully entitled to every protection which the cus- toms and statutes of the kingdom hold out for the protec- tion of British liberty, saw himself pierced with the arrows of thousands and ten thousands of libels. Gentlemen, before I venture to lay the book before you, it must be yet further remembered (for the fact is equally notorious) that under these inauspicious circumstances the trial of Mr. Hastings at the bar of the Lords had actually commenced long before its publication. There the most august and striking spectacle was daily exhibited which the world ever witnessed. A vast stage of justice was erected, awful from its high authority, splendid from its illustrious dignity, venerable from the learning and wisdom of its judges, captivating and affecting from the mighty concourse of all ranks and conditions which daily flocked into it, as into a theater of pleasure. There, when the whole public mind was at once awed and softened to SPEECH IN BEHALF OF JOHN STOCKDALE 285 the impression of every human affection, there appeared, day after day, one after another, men of the most powerful and exalted talents, eclipsing by their accusing eloquence the most boasted harangues of antiquity; rousing the pride of national resentment by the boldest invectives against broken faith and violated treaties, and shaking the bosom with alternate pity and horror by the most glowing pic- tures of insulted nature and humanity; ever animated and energetic, from the love of fame, which is the inherent pas- sion of genius; firm and indefatigable, from a strong pre- possession of the justice of their cause. Gentlemen, when the author sat down to write the book now before you, all this terrible, unceasing, exhaustless artillery of warm zeal, matchless vigor of understanding, consuming and devouring eloquence, united with the high- est dignity, was daily, and without prospect of conclusion, pouring forth upon one private unprotected man, who was bound to hear it, in the face of the whole people of Eng- land, with reverential submission and silence. I do not complain of this, as I did of the publication of the charges, because it is what the law allowed and sanctioned in the course of a public trial. But, when it is remembered that we are not angels, but weak, fallible men, and that even the noble judges of that high tribunal are clothed beneath their ermines with the common infirmities of man's nature, it will bring us all to a proper temper for considering the book itself, which will in a few moments be laid before you. But first, let me once more remind you, that it was under all these circumstances, and amid the blaze of passion and prejudice, which the scene I have been endeavoring faintly to describe to you might be supposed likely to produce, that the author, whose name I will now give to you, sat down to compose the book which is prosecuted to-day as a libel. The history of it is very short and natural. The Rev. Mr. Logan, minister of the Gospel at Leith, in 286 THE BRIEF Scotland, a clergyman of the purest morals, and, as you will see by and by, of very superior talents, well acquainted with the human character, and knowing the difficulty of bringing back public opinion after it is settled on any sub- ject, took a warm, unbought, unsolicited interest in the situation of Mr. Hastings, and determined, if possible, to arrest and suspend the public judgment concerning him. He felt for the situation of a fellow-citizen exposed to a trial which, whether right or wrong, is undoubtedly a severe one — a trial certainly not confined to a few criminal acts like those we are accustomed to, but comprehending the transactions of a whole life, and the complicated policies of numerous and distant nations — a trial which had nei- ther visible limits to its duration,^ bounds to its expense, nor circumscribed compass for the grasp of memory or understanding — a trial which had, therefore, broke loose from the common form of decision, and had become the universal topic of discussion in the world, superseding not only every other grave pursuit, but every fashionable dissipation. Gentlemen, the question you have, therefore, to try upon all this matter is extremely simple. It is neither more nor less than this : At a time when the charges against Mr. Hast- ings were, by the implied consent of the Commons, in every hand and on every table — when, by their managers, the lightning of eloquence was incessantly consuming him and flashing in the eyes of the public — when every man was with perfect impunity saying, and writing, and publishing just what he pleased of the supposed plunderer and devas- tator of nations — would it have been criminal in Mr. Hastings himself to have reminded the public that he was 1 The trial began 13th February, 1788, and was protracted until April 22, 1795 (occupying one hundred and forty-eight days), when Mr. Hastings was acquitted by a large majority on every separate article charged against him. The cost of the defense amounted to £76,080. — Goodrich. SPEECH IN BEHALF OF JOHN STOCKDALE 287 a native of this free land, entitled to the common protec- tion of her justice, and that he had a defense, in his turn, to offer to them, the outlines of which he implored them, in the mean time, to receive as an antidote to the unlimited and unpunished poison in circulation against him? This is, without color or exaggeration, the true question you are to decide. For I assert, without the hazard of contradic- tion, that if Mr. Hastings himself could have stood justified or excused in your eyes for publishing this volume in his own defense, the author, if he wrote it bona fide to defend him, must stand equally excused and justified; and, if the author be justified, the publisher cannot be criminal, un- less you have evidence that it was published by him with a different spirit and intention from those in which it was written. The question, therefore, is correctly what I just now stated it to be: Could Mr. Hastings have been con- demned to infamy for writing this book? Gentlemen, I tremble with indignation, to be driven to put such a question in England. Shall it be endured that a subject of this country (instead of being arraigned and tried for some single act in her ordinary courts, where the accusation, as soon, at least, as it is made public, is followed within a few hours by the decision) may be impeached by the Commons for the transactions of twenty years — that the accusation shall spread as wide as the region of letters — that the accused shall stand, day after day, and year after year, as a spectacle before the public, which shall be kept in a perpetual state of inflammation against him; yet that he shall not, without the severest penalties, be permit- ted to submit anything to the judgment of mankind in his defense? If this be law (which it is for you to-day to de- cide), such a man has no trial! That great hall, built by our fathers for English justice, is no longer a court, but an altar; and an Englishman, instead of being judged in it by God and his country, is a victim and a sacrifice! 288 THE BRIEF You will carefully remember that I am not presuming to question either the right or duty of the Commons of Great Britain to impeach; neither am I arraigning the propriety of their selecting, as they have done, the most extraordi- nary persons for ability which the age has produced, to manage their impeachment. Much less am I censuring the managers themselves, charged with the conduct of it before the Lords, who are undoubtedly bound, by their duty to the House and to the public, to expatiate upon the crimes of the persons whom they had accused. None of these points are questioned by me, nor are in this place ques- tionable. I only desire to have it decided whether, if the Commons, when national expediency happens to call in their judgment for an impeachment, shall, instead of keep- ing it on their own records and carrying it with due solem- nity to the Peers for trial, permit it, without censure and punishment, to be sold like a common newspaper in the shop of my client, so crowded with their own members that no plain man, without privilege of Parliament, can hope even for a sight of the fire in the winter's day, every man buying it, reading it, and commenting upon it — the gentle- man himself who is the object of it, or his friend in his ab- sence, may not, without stepping beyond the bounds of English freedom, put a copy of what is thus published into his pocket, and send back to the very same shop for publication a hona-jide, rational, able answer to it, in order that the bane and antidote may circulate together, and the public be kept straight till the day of decision. If you think, gentlemen, that this common duty of self-preserva- tion to the accused himself, which nature writes as a law upon the hearts of even savages and brutes, is nevertheless too high a privilege to be enjoyed by an impeached and suffering Englishman; or if you think it beyond the oflfices of humanity and justice, when brought home to the hand of a brother or a friend, you will say so by your verdict of SPEECH IN BEHALF OF JOHN STOCKDALE 289 guilty; the decision will then be yours; and the consolation miney that I have labored to avert it. A very small part of the misery which will follow from it is likely to light upon me; the rest will be divided among yourselves and your children. Gentlemen, I observe plainly and with infinite satisfac- tion, that you are shocked and offended at my even sup- posing it possible you should pronounce such a detestable judgment; and that you only require of me to make out to your satisfaction, as I promised, that the real scope and object of this book is a hona-fide defense of Mr. Hastings, and not a cloak and cover for scandal on the House of Commons. I engage to do this, and I engage for nothing more. I shall make an open, manly defense. I mean to torture no expressions from their natural constructions, to dispute no innuendoes on the record, should any of them have a fair application; nor to conceal from your notice any unguarded, intemperate expressions, which may, perhaps, be found to checker the vigorous and animated career of the work. Such a conduct might, by accident, shelter the defendant; but it would be the surrender of the very princi- ple on which alone the liberty of the English press can stand; and I shall never defend any man from a temporary imprisonment by the permanent loss of my own liberty, and the ruin of my country. I mean, therefore, to submit to you that, though you should find a few lines in page thirteen or twenty-one; a few more in page fifty-one, and some others in other places; containing expressions bearing on the House of Commons, even as a body, which, if writ- ten as independent paragraphs by themselves, would be indefensible libels, yet, that you have a right to pass them over in judgment, provided the substance clearly appears to be a bona-fide conclusion, arising from the honest in- vestigation of a subject which it was lawful to investigate, and the questionable expressions, the visible effusion of a 290 THE BRIEF zealous temper, engaged in an honorable and legal pursuit. After this preparation, I am not afraid to lay the book in its genuine state before you. The pamphlet begins thus: The House of Commons has now given its final decision with regard to the merits and demerits of Mr. Hastings. The Grand Inquest of England have delivered their charges, and preferred their impeachment; their allegations are referred to proof; and, from the appeal to the collective wisdom and justice of the nation in the supreme tribunal of the kingdom, the question comes to be determined, whether Mr. Hastings be guilty or not guilty. Now if, immediately after what I have just read to you — which is the first part charged by the information — the author had said, *' Will accusations, built on such a baseless fabric, prepossess the public in favor of the impeachment? What credit can we give to multiplied and accumulated charges, when we find that they originate from misrepre- sentation and falsehood?" every man would have been justified in pronouncing that he was attacking the House of Commons; because the groundless accusations mentioned in the second sentence could have no reference but to the House itself mentioned by name in the first and only sen- tence which preceded it. But, gentlemen, to your astonishment I will now read what intervenes between these two passages. From this you will see, beyond a possibility of doubt, that the author never meant to calumniate the House of Commons, but to say that the accusations of Mr. Hastings before the whole House grew out of a Committee of Secrecy established some years before, and were afterward brought forward by the spleen of private enemies and a faction in the Govern- ment. This will appear not only from the grammatical construction of the words, but from what is better than words, from the meaning which a person writing as a friend of Mr. Hastings must be supposed to have intended to SPEECH IN BEHALF OF JOHN STOCKDALE 291 convey. Why should such a friend attack the House of Commons? Will any man gravely tell me that the House of Commons, as a hody^ ever wished to impeach Mr. Hast- ings.^ Do we not all know that they constantly hung back from it, and hardly knew where they were, or what to do when they found themselves entangled with it? My learned friend, the Attorney-General, is a member of this Assem- bly: perhaps he may tell you by and by what he thought of it, and whether he ever marked any disposition in the majority of the Commons hostile to Mr. Hastings. But why should I distress my friend by the question? The fact is sufficiently notorious; and what I am going to read from the book itself — which is left out in the information — is too plain for controversy. Whatever may be the event of the impeachment, the proper exercise of such power is a valuable privilege of the British Con- stitution, a formidable guardian of the public liberty and the dignity of the nation. The only danger is, that, from the influence of faction, and the awe which is annexed to great names, they may be prompted to determine before they inquire, and to pronounce judg- ment without examination. Here is the clue to the whole pamphlet. The author trusts to, and respects, the House of Commons, but is afraid their mature and just examination may be disturbed by faction. Now, does he mean government by faction? Does he mean the majority of the Commons by faction ? Will the House, which is the prosecutor here, sanction that application of the phrase? or will the Attorney-General admit the majority to be the true innuendo of faction ? I wish he would; I should then have gained something at least by this extraordinary debate. But I have no expec- tation of the sort; such a concession would be too great a sacrific^e to any prosecution, at a time when everything is considered as faction that disturbs the repose of the min- ister in Parliament. But, indeed, gentlemen, some things 292 THE BRIEF are too plain for argument. The author certainly means Tny friends, who, whatever qualifications may belong to them, must be contented with the appellation of faction, while they oppose the minister in the House of Commons; but the House, having given this meaning to the phrase of faction for its own purposes, cannot in decency change the interpretation, in order to convict my client. I take that to be beyond the privilege of Parliament. The same bearing upon individual members of the Com- mons, and not on the Commons as a body, is obvious through- out. Thus, after saying, in page ninth, that the East India Company had thanked Mr. Hastings for his meritorious services — which is unquestionably true — he adds, "that mankind would abide by their deliberate decision, rather than by the intemperate assertion of a committee.^* This he writes after the impeachment was found by the Commons at large. But he takes no account of their pro- ceedings; imputing the whole to the original committee — that is, the Committee of Secrecy — so called, I suppose, from their being the authors of twenty volumes in folio, which will remain a secret to all posterity, as nobody will ever read them. The same construction is equally plain from what immediately follows : The report of the Committee of Secrecy also states that the happiness of the native inhabitants of India has been deeply affected, their confidence in English faith and lenity shaken and impaired, and the character of this nation wantonly and wickedly degraded. Here, again, you are grossly misled by the omission of nearly twenty-one pages. For the author, though he is here speaking of this committee by name, which brought forward the charges to the notice of the House, and which he continues to do onward to the next selected paragraph, yet, by arbitrarily sinking the whole context, is taken to be speaking to the House as a body, when, in the passage SPEECH IN BEHALF OF JOHN STOCKDALE 293 next charged by the information, he reproaches the accusers of Mr. Hastings; although, so far is he from considering them as the House of Commons, that in the very same page he speaks of the articles as the charges not even of the com- mittee, but of Mr. Burke alone, the most active and intelli- gent member of that body, having been circulated in India by a relation of that gentleman : The charges of Mr. Burke have been carried to Calcutta, and carefully circulated in India. Now, if we were considering these passages of the work as calumniating a body of gentlemen, many of whom I must be supposed highly to respect, or as reflecting upon my worthy friend whose name I have mentioned, it would give rise to a totally different inquiry, which it is neither my duty nor yours to agitate. But, surely, the more that consideration obtrudes itself upon us, the more clearly it demonstrates that the author's whole direction was against the individual accusers of Mr. Hastings, and not against the House of Commons, which merely trusted to the mat- ter they had collected. Although, from a caution which my situation dictates, as representing another, I have thought it my duty thus to point out to you the real intention of the author, as it ap- pears by the fair construction of the work, yet I protest, that in my own apprehension it is very immaterial whether he speaks of the committee or of the House, provided you shall think the whole volume a bona-fide defense of Mr. Hastings. This is the great point I am, by all my observations, en- deavoring to establish, and which, I think, no man who reads the following short passages can doubt. Very intelli- gent persons have, indeed, considered them, if founded in facts, to render every other amplification unnecessary. The first of them is as follows : It was known at that time that Mr. Hastings had not only 294 THE BRIEF descended from a public to a private station, but that he was persecuted with accusations and impeachments. But none of these svffenng millions have sent their complaints to this country; not a sigh nor a groan has been wafted from India to Britain. On the contrary, testimonies the most honorable to the character and merit of Mr. Hastings have been transmitted by those very princes whom he has been supposed to have loaded with the deep- est injuries. Here, gentlemen, we must be permitted to pause together a little; for, in examining whether these pages were written as an honest answer to the charges of the Commons, or as a prostituted defense of a notorious criminal, whom the writer believed to be guilty, truth becomes material at every step. For, if, in any instance, he be detected of a willful misrepresentation, he is no longer an object of your attention. Will the Attorney-General proceed, then, to detect the hypocrisy of our author, by giving us some details of the proofs by which these personal enormities have been estab- lished, and which the writer must be supposed to have been acquainted with? I ask this as the defender of Mr. Stock- dale, not of Mr. Hastings, with whom I have no concern. I am sorry, indeed, to be so often obliged to repeat this pro- test; but I really feel myself embarrassed with those re- peated coincidences of defense which thicken on me as I advance, and which were, no doubt, overlooked by the Commons when they directed this interlocutory inquiry into his conduct. I ask, then, as counsel for Mr. Stockdale, whether, when a great state criminal is brought for justice at an immense expense to the public, accused of the most oppressive cruelties, and charged with the robbery of princes and the destruction of nations, is it not open to any one to ask. Who are his accusers? What are the sources and the authorities of these shocking complaints? Where are the Ambassadors or memorials of those princes whose revenues he has plundered? Where are the witnesses for SPEECH IN BEHALF OF JOHN STOCKDALE 295 those unhappy men in whose persons the rights of human- ity have been violated? How deeply buried is the blood of the innocent, that it does not rise up in retributive judgment to confound the guilty! These, surely, are ques- tions which, when a fellow-citizen is upon a long, pain- ful, and expensive trial, humanity has a right to propose; which the plain sense of the most unlettered man may be expected to dictate, and which all history must provoke from the more enlightened. When Cicero impeached Ver- RES ^ before the great tribunal of Rome, of similar cruel- ties and depredations in her provinces, the Roman people were not left to such inquiries. All Sicily surrounded the Forum, demanding justice upon her plunderer and spoiler, with tears and imprecations. It was not by the eloquence of the orator, but by the cries and tears of the miserable, that Cicero prevailed in that illustrious cause. Verres fled from the oaths of his accusers and their witnesses, and not from the voice of Tully. To preserve the fame of his elo- quence, he composed his five celebrated speeches, but they were never delivered against the criminal, because he had fled from the city, appalled with the sight of the persecuted and the oppressed. It may be said that the cases of Sicily and India are widely different; perhaps they may be; whether they are or not, is foreign to my purpose. I am not bound to deny the possibility of answers to such questions; I am only vindicating the right to ask them. Gentlemen, the author, in the other passage which I marked out to your attention, goes on thus: Lord Comwallis and Sir John Macpherson, his successors in office, have given the same voluntary tribute of approbation to his * Verres, as praetor and governor of Sicily, was guilty of such extortion and oppression, that the Sicilian people brought an accusation against him in the Senate, and Cicero conducted the impeachment. Verres was defended by Hortensius, the celebrated Roman orator; but, aware of the justice of the accusation, he left Rome without waiting the result. — Goodrich. 296 THE BRIEF measures as Governor-General of India. A letter from the former, dated the 10th of August, 1786, gives the following account of our dominions in Asia: "The native inhabitants of this kingdom are the happiest and best protected subjects in India; our native allies and tributaries confide in our protection; the country pow- ers are aspiring to the friendship of the English; and from the King of Tidore, toward New Guinea, to Timur Shah, on the banks of the Indus, there is not a state that has not lately given us proofs of confidence and respect." Still pursuing the same test of sincerity, let us examine this defensive allegation. Will the Attorney-General say that he does not believe such a letter from Lord Cornwallis ever existed? No : for he knows that it is as authentic as any document from India upon the table of the House of Commons. What, then, is the letter? "The native inhabitants of this kingdom, says Lord Cornwallis [writing from the very spot], are the happiest and best protected subjects in India," etc., etc., etc. The inhabitants of this kingdom! Of what kingdom? Of the very kingdom which Mr. Hastings has just returned from governing for thirteen years, and for the misgovern- ment and desolation of which he stands every day as a criminal, or, rather, as a spectacle, before us. This is mat- ter for serious reflection, and fully entitles the author to put the question which immediately follows : Does this authentic account of the administration of Mr. Hastings, and of the state of India, correspond with the gloomy picture of despotism and despair drawn by the Committee of Secrecy f Had that picture been even drawn by the House of Com- mons itself, he would have been fully justified in asking this question; but you observe it has no bearing on it; the last words not only entirely destroy that interpretation, but also the meaning of the very next passage, which is selected by the information as criminal, namely : SPEECH IN BEHALF OF JOHN STOCKDALE 297 What credit can we give to multiplied and accumulated charges, when we find that they originate from misrepresentation and falsehood? This passage, which is charged as a libel on the Com- mons, when thus compared with its immediate antecedent, can bear but one construction. It is impossible to contend that it charges misrepresentation on the House that found the impeachment, but upon the Committee of Secrecy just before adverted to, who were supposed to have selected the matter, and brought it before the whole House for judg- ment. I do not mean, as I have often told you, to vindicate any calumny on that honorable committee, or upon any indi- vidual of it, any more than upon the Commons at large; BUT THE DEFENDANT IS NOT CHARGED BY THIS INFORMA- TION WITH ANY SUCH OFFENSES. Let me here pause once more to ask you, whether the book in its genuine state, as far as we have advanced in it, makes the same impression on your minds now as when it was first read to you in detached passages; and whether, if I were to tear off the first part of it which I hold in my hand, and give it to you as an entire work, the first and last passages, which have been selected as libels on the Com- mons, would now appear to be so, when blended with the interjacent parts? I do not ask your answer; I shall have it in your verdict. The question is only put to direct your attention in pursuing the remainder of the volume to this main point — Is it an honest, serious defense ? For this purpose, and as an example for all others, I will read the author's entire answer to the first article of charge concerning Cheyte Sing, the Zemindar of Benares, and leave it to your impartial judgments to determine whether it be a mere cloak and cover for the slander imputed by the information to the concluding sentence of it, which is the only part attacked; or whether, on the contrary, that con- 298 THE BRIEF elusion itself, when embodied with what goes before it, does not stand explained and justified? The first article of impeachment [continues our author] is con- cerning Cheyte Sing, the Zemindar of Benares. Bulwart Sing, the father of this Rajah, was merely an aumil, or farmer and collector of the revenues for Sujah ul Dowlah, Nabob of Oude, and Vizier of the Mogul Empire. When, on the decease of his father, Cheyte Sing was confirmed in the office of collector for the Vizier, he paid £200,000 as a gift, or nuzzeranah, and an addi- tional rent of £30,000 per annum. As the father was no more than an aumil [agent], the son suc- ceeded only to his rights and pretensions. But by a sunnud [decree] granted to him by the Nabob Sujah Dowlah in September, 1773, through the influence of Mr. Hastings, he acquired a legal title to property in the land, and was raised from the office of aumil to the rank of Zemindar. About four years after the death of Bulwart Sing, the Governor-General and council of Bengal obtained the sovereignty paramount of the province of Benares. On the transfer of this sovereignty the governor and council pro- posed a new grant to Cheyte Sing, confirming his former privi- leges, and conferring upon him the addition of the sovereign rights of the Mint, and the powers of criminal justice with regard to life and death. He was then recognized by the Company as one of their Zemindars: a tributary subject, or feudatory vassal, of the British Empire in Hindostan. The feudal system, which was formerly supposed to be peculiar to our Gothic ancestors, has always prevailed in the East. In every description of that form of government, notwithstanding accidental variations, there are two associations expressed or understood: one for internal security, the other for external defense. The King or Nabob confers pro- tection on the feudatory baron as tributary prince, on condition of an annual revenue in the time of peace, and of military service, partly commutable for money, in the time of war. The feudal incidents in the Middle Ages in Europe, the fine paid to the supe- rior on marriage, wardship, relief, etc., correspond to the annual tribute in Asia. MiUtary service in war, and extraordinary aids in the event of extraordinary emergencies, were common to both. When the Governor-General of Bengal, in 1778, made an ex- traordinary demand on the Zemindar of Benares for five lacks of rupees, the British Empire, in that part of the world, was sur- rounded with enemies which threatened its destruction. In 1779, SPEECH IN BEHALF OF JOHN STOCKDALE 299 a general confederacy was formed among the great powers of Hindostan for the expulsion of the English from their Asiatic dominions. At this crisis the expectation of a French armament augmented the general calamities of the country. Mr. Hastings is charged by the committee with making his first demand under the false pretense that hostilities had commenced with France. Such an insidious attempt to pervert a meritorious action into a crime is new, even in the history of impeachments. On the 7th of July, 1778, Mr. Hastings received private intelligence from an English merchant at Cairo, that war had been declared by Great Britain on the 23d of March, and by France on the 30th of April. Upon this intelligence, considered as authentic, it was determined to attack all the French settlements in India. The information was afterward found to be premature; but in the latter end of August a secret dispatch was received from England, authorizing and appointing Mr. Hastings to take the measures which he had already adopted in the preceding month. The Directors and the Board of Control have expressed their approbation of this trans- action by liberally rewarding Mr. Baldwyn, the merchant, for sending the earliest intelligence he could procure to Bengal. It was two days after Mr. Hastings's information of the French war that he formed the resolution of exacting the five lacks of rupees from Cheyte Sing, and would have made similar exactions from all the dependencies of the Company in India, had they been in the same circumstances. The fact is, that the great Zemindars of Bengal pay as much to Government as their lands can afford. Cheyte Sing's collections were above fifty lacks, and his rent not twenty-four. The right of calling for extraordinary aids and military service in times of danger being universally established in India, as it was formerly in Europe during the feudal times, the subsequent conduct of Mr. Hastings is explained and vindicated. The Governor-General and Council of Bengal having made a demand upon a tributary Zemindar for three successive years, and that demand having been resisted by their vassal, they are justified in his punishment. The necessities of the Company, in consequence of the crit- ical situation of their affairs in 1781, calling for a high fine — the ability of the Zemindar, who possessed near two 300 THE BRIEF crores of rupees in money and jewels, to pay the sum re- quired — his backwardness to comply with the demands of his superiors — his disaffection to the EngUsh interest, and desire of revolt, which even then began to appear, and were afterward conspicuous, fully justify Mr. Hastings in every subsequent step of his conduct. In the whole of his proceedings, it is manifest that he had not early formed a design hostile to the Zemindar, but was regulated by events which he could neither foresee nor control. When the necessary measures which he had taken for supporting the authority of the Company, by punishing a refractory vassal, were thwarted and defeated by the barbarous mas- sacre of the British troops, and the rebellion of Cheyte Sing, the appeal was made to arms, an unavoidable revolu- tion took place in Benares, and the Zemindar became the author of his own destruction. Here follows the concluding passage, which is arraigned by the information : The decision of the House of Commons on this charge against Mr. Hastings is one of the most singular to be met with in the annals of Parliament. The minister, who was followed by the majority, vindicated him in everything that he had done, and found him blamable only for what he intended to do; justified every step of his conduct, and only criminated his proposed in- tention of converting the crimes of the Zemindar to the benefit of the -state, by a fine of fifty lacks of rupees. An impeachment of error in judgment with regard to the quantum of a fine, and for an intention that never was executed, and never known to the offending party, characterizes a tribunal of inquisition rather than a court of Parliament. Gentlemen, I am ready to admit that this sentiment might have been expressed in language more reserved and guarded; but you will look to the sentiment itself, rather than to its dress — to the mind of the writer, and not to the bluntness with which he may happen to express it. It is obviously the language of a warm man, engaged in the hon- SPEECH IN BEHALF OF JOHN STOCKDALE 301 est defense of his friend, and who is brought to what he thinks a just conclusion in argument, which, perhaps, be- comes offensive in proportion to its truth. Truth is un- doubtedly no warrant for writing what is reproachful of any- private man. If a member of society lives within the law, then, if he offends, it is against God alone, and man has nothing to do with him; and, if he transgress the laws, the libeler should arraign him before them, instead of presum- ing to try him himself. But as to writings on general sub- jects, which are not charged as an infringement on the rights of individuals, but as of a seditious tendency, it is far other- wise. When, in the progress either of legislation or of high national justice in Parliament, they who are amenable to no law are supposed to have adopted, through mistake or error, a principle which, if drawn into precedent, might be dangerous to the public, I shall not admit it to be a libel in the course of a legal and bona-fide publication, to state that such a principle had in fact been adopted. The people of England are not to be kept in the dark touching the pro- ceedings of their own representatives. Let us, therefore, coolly examine this supposed offense, and see what it amounts to. First, was not the conduct of the right honorable gentle- man, whose name is here mentioned, exactly what it is represented .f^ Will the Attorney-General, who was present in the House of Commons, say that it was not.^ Did not the minister vindicate Mr. Hastings in what he had done,^ and was not his consent to that article of the impeachment founded on the intention only of levying a fine on the Ze- mindar for the service of the state, beyond the quantum which he, the minister, thought reasonable? What else is this but an impeachment of error in judgment in the quan- tum of a fine? ^ Mr. Pitt expressed his opinion that, admitting the right of Mr. Hast- ings to tax the Zemindar, his general conduct in the business had been unnecessarily severe. — Goodrich. 802 THE BRIEF So much for the first part of the sentence, which, regard- ing Mr. Pitt only, is foreign to our purpose. And as to the last part of it, which imputes the sentiments of the minister to the majority that followed him with their votes on the question, that appears to me to be giving handsome credit to the majority for having voted from conviction, and not from courtesy to the minister. To have supposed other- wise, I dare not say, would have been a more natural libel, but it would certainly have been a greater one. The sum and substance, therefore, of the paragraph is only this — that an impeachment for an error in judgment is not consistent with the theory or the practice of the English Government. So say I. I say, without reserve, speaking merely in the abstract, and not meaning to decide upon the merits of Mr. Hastings's cause, that an impeachment for an error in judgment is contrary to the whole spirit of English criminal justice, which, though not binding on the House of Commons, ought to be a guide to its proceedings. I say that the extraordinary jurisdiction of impeachment ought never to be assumed to expose error or to scourge misfortune, but to hold up a terrible example to corruption and willful abuse of authority by extra legal pains. If public men are always punished with due severity when the source of their misconduct appears to have been self- ishly corrupt and criminal, the public can never suffer when their errors are treated with gentleness. From such protection to the magistrate, no man can think lightly of the charge of magistracy itself, when he sees, by the lan- guage of the saving judgment, that the only title to it is an honest and zealous intention. If at this moment, gentle- men, or indeed in any other in the whole course of our his- tory, the people of England were to call upon every man in this impeaching House of Commons who had given his voice on public questions, or acted in authority, civil or military, to answer for the issues of our councils and our wars, and if SPEECH IN BEHALF OF JOHN STOCKDALE 303 honest single intentions for the pubhc service were refused as answers to impeachments, we should have many rela- tions to mourn for, and many friends to deplore. For my own part, gentlemen, I feel, I hope, for my country as much as any man that inhabits it; but I would rather see it fall, and be buried in its ruins, than lend my voice to wound any minister, or other responsible person, however unfortunate, who had fairly followed the lights of his under- standing and the dictates of his conscience for their preser- vation. Gentlemen, this is no theory of mine; it is the language of English law, and the protection which it affords to every man in office, from the highest to the lowest trust of gov- ernment. In no one instance that can be named, foreign or domestic, did the Court of King's Bench ever interpose its extraordinary jurisdiction, by information, against any magistrate for the widest departure from the rule of his duty, without the plainest and clearest proof of corruption. To every such application, not so supported, the constant answer has been. Go to a grand jury with your complaint. God forbid that a magistrate should suffer from an error in judgment, if his purpose was honestly to discharge his trust. We cannot stop the ordinary course of justice; but wherever the court has a discretion, such a magistrate is entitled to its protection. I appeal to the noble judge, and to every man who hears me, for the truth and universality of this position. And it would be a strange solecism, in- deed, to assert that, in a case where the supreme court of criminal justice in the nation would refuse to interpose an extraordinary though a legal jurisdiction, on the principle that the ordinary execution of the laws should never be exceeded, but for the punishment of malignant guilt, the Commons, in their higher capacity, growing out of the same Constitution, should reject that principle, and stretch them still further by a jurisdiction still more eccentric. 304 THE BRIEF Many impeachments have taken place, because the law could not adequately punish the objects of them; but who ever heard of one being set on foot because the law, upon principle, would not punish them? Many impeachments have been adopted for a higher example than a prosecution in the ordinary courts, but surely never for a different ex- ample. The matter, therefore, in the offensive paragraph is not only an indisputable truth, but a truth in the propa- gation of which we are all deeply concerned. Whether Mr. Hastings, in the particular instance, acted from corruption or from zeal for his employers, is what I have nothing to do with; it is to be decided in judgment; my duty stops with wishing him, as I do, an honorable deliverance. Whether the minister or the Commons meant to found this article of the impeachment on mere error, without corruption, is likewise foreign to the purpose. The author could only judge from what was said and done on the occasion. He only sought to guard the principle, which is a common interest, and the rights of Mr. Hastings under it. He was, therefore, justified in publishing that an im- peachment, founded in error in judgment, was, to all in- tents and purposes, illegal, unconstitutional, and unjust. Gentlemen, it is now time for us to return again to the work under examination. The author, having discussed the whole of the first article through so many pages, without even the imputation of an incorrect or intemperate expres- sion, except in the concluding passage (the meaning of which I trust I have explained), goes on with the same ear- nest disposition to the discussion of the second charge, respecting the princesses of Oude, which occupies eighteen pages, not one syllable of which the Attorney-General has read, and on which there is not even a glance at the House of Commons. The whole of this answer is, indeed, so far from being a mere cloak for the introduction of slander, that I aver it to be one of the most masterly pieces of writing SPEECH IN BEHALF OF JOHN STOCKDALE 305 I ever read in my life. From thence he goes on to the charge of contracts and salaries, which occupies five pages more, in which there is not a glance at the House of Commons, nor a word read by the Attorney-General. He afterward defends Mr. Hastings against the charges respecting the opium contracts. Not a glance at the House of Commons; not a word by the Attorney-General. And, in short, in this manner he goes on with the others, to the end of the book. Now, is it possible for any human being to believe that a man, having no other intention than to vilify the House of Commons (as this information charges), should yet keep his mind thus fixed and settled as the needle to the pole, upon the serious merits of Mr. Hastings's defense, without ever straying into matter even questionable, except in the two or three selected parts out of two or three hundred pages? This is a forbearance which could not have existed, if calumny and detraction had been the malignant objects which led him to the inquiry and publication. The whole fallacy, therefore, arises from holding up to view a few detached passages, and carefully concealing the general tenor of the book. Having now finished most, if not all of these critical ob- servations, which it has been my duty to make upon this unfair mode of prosecution, it is but a tribute of common justice to the Attorney-General, (and which my personal regard for him makes it more pleasant to pay,) that none of my commentaries reflect in the most distant manner upon him; nor upon the Solicitor for the Crown, who sits near me, who is a person of the most correct honor; far from it. The Attorney-General having orders to prosecute, in con- sequence of the address of the House to His Majesty, had no choice in the mode — no means at all of keeping the prosecutors before you in countenance, but by the course which has been pursued. But so far has he been from enlist- ing into the cause those prejudices, which it is not difficult 306 THE BRIEF to slide into a business originating from such exalted authority, he has honorably guarded you against them; pressing, indeed, severely upon my client with the weight of his ability, but not with the glare and trappings of his high office. Gentlemen, I wish that my strength would enable me to convince you of the author's singleness of intention, and of the merit and ability of his work, by reading the whole that remains of it. But my voice is already nearly ex- hausted; I am sorry my client should be a sufferer by my infirmity. One passage, however, is too striking and im- portant to be passed over; the rest I must trust to your private examination. The author having discussed all the charges, article by article, sums them all up with this striking appeal to his readers: The authentic statement of facts which has been given, and the arguments which have been employed, are, I think, sufficient to vindicate the character and conduct of Mr. Hastings, even on the maxims of European policy. When he was appointed Governor- General of Bengal, he was invested with a discretionary power to promote the interests of the India Company, and of the British Empire in that quarter of the globe. The general instructions sent to him from his constituents were, *' That in all your deliberations and resolutions, you make the safety and prosperity of Bengal your principal object, and fix your attention on the security of the posses- sions and revenues of the Company." His superior genius some- times acted in the spirit, rather than complied with the letter of the law; but he discharged the trust, and preserved the empire committed to his care, in the same way, and with greater splendor and success than any of his predecessors in office; his departure from India was marked with the lamentations of the natives and the gratitude of his countrymen; and, on his return to England, he received the cordial congratulations of that numerous and respectable society, whose interests he had promoted, and whose dominions he had protected and extended. Gentlemen of the jury — if this be a willfully false ac- count of the instructions given to Mr. Hastings for his SPEECH IN BEHALF OF JOHN STOCKDALE 307 Government, and of his conduct under them, the author and pubHsher of this defense deserves the severest punish- ment, for a mercenary imposition on the pubUc. But if it be true that he was directed to make the safety and prosper- ity of Bengal the first object of his attention^ and that, under his administration, it has been safe and prosperous; if it be true that the security and preservation of our possessions and revenues in Asia were marked out to him as the great leading principle of his Government, and that those posses- sions and revenues, amid unexampled dangers, have been secured and preserved, then a question may be unaccount- ably mixed with your consideration, much beyond the con- sequence of the present prosecution, involving, perhaps, the merit of the impeachment itseK which gave it birth — a question which the Commons, as prosecutors of Mr. Hast- ings, should, in common prudence, have avoided; unless, regretting the unwieldy length of their proceedings against him, they wish to afford him the opportunity of this strange anomalous defense. For, although I am neither his counsel, nor desire to have anything to do with his guilt or inno- cence; yet, in the collateral defense of my client, I am driven to state matter which may be considered by many as hostile to the impeachment. For if our dependencies have been secured, and their interests promoted, I am driven, in the defense of my client, to remark that it is mad and preposterous to bring to the standard of justice and humanity the exercise of a dominion founded upon violence and terror. It may and must be true that Mr. Hastings has repeatedly offended against the rights and privileges of Asiatic government, if he was the faithful deputy of a power which could not maintain itself for an hour without trampling upon both. He may and must have offended against the laws of God and nature, if he was the faithful viceroy of an empire wrested in blood from the people to whom God and nature had given it. He may and 308 THE BRIEF must have preserved that unjust dominion over timorous and abject nations by a terrifying, overbearing, insulting superiority, if he was the faithful administrator of your Government, which, having no root in consent or affection — no foundation in similarity of interests — no support from any one principle which cements men together in society, could only be upheld by alternate stratagem and force. The unhappy people of India, feeble and effeminate as they are from the softness of their climate, and subdued and broken as they have been by the knavery and strength of civilization, still occasionally start up in all the vigor and intelligence of insulted nature. To be governed at all, they must be governed with a rod of iron; and our empire in the East would, long since, have been lost to Great Britain, if civil skill and military prowess had not united their efforts to support an authority — which Heaven never gave — by means which it never can sanction.^ Gentlemen, I think I can observe that you are touched with this way of considering the subject, and I can account for it. I have not been considering it through the cold medium of books, but have been speaking of man and his nature, and of human dominion, from what I have seen of them myself among reluctant nations submitting to our au- thority. I know what they feel, and how such feelings can 1 Mr. Hastings was unquestionably guilty of nearly all the acts charged upon him by Mr. Burke. Still it was felt by the court, and at last by the public at large, that great allowance ought to be made for him when it was remembered that he completely restored the finances of the country, which he found in the utmost disorder; that he established the British Empire in India on a firm basis, at a time when, under a less energetic government than his own, it would inevitably have fallen altogether; and, in addition to this, he was constantly pressed by the Directors of the East India Company for remittances of money, which could only be extorted by oppression. Although his government was arbitrary, yet it was popular among the natives, being milder and more just than that of their own princes; while he himself was respected for the unusual regard which he paid to native prejudices and customs, and his patronage of literature and the fine arts. — Goodrich. SPEECH IN BEHALF OF JOHN STOCKDALE 309 alone be repressed. I have heard them in my youth from a naked savage, in the indignant character of a prince sur- rounded by his subjects, addressing the governor of a Brit- ish colony, holding a bundle of sticks in his hand, as the notes of his unlettered eloquence. "Who is it," said the jealous ruler over the desert, encroached upon by the rest- less foot of English adventure — "who is it that causes this river to rise in the high mountains, and to empty itself into the ocean? Who is it that causes to blow the loud winds of winter, and that calms them again in summer? Who is it that rears up the shade of those lofty forests, and blasts them with the quick lightning at his pleasure? The same Being who gave to you a country on the other side of the waters, and gave ours to us; and by this title we will defend it," said the warrior, throwing down his tomahawk upon the ground, and raising the war-sound of his nation. These are the feelings of subjugated man all round the globe; and, depend upon it, nothing but fear will control where it is vain to look for affection. These reflections are the only antidotes to those anath- emas of superhuman eloquence which have lately shaken these walls that surround us, but which it unaccountably falls to my province, whether I will or no, a little to stem the torrent of, by reminding you that you have a mighty sway in Asia, which cannot be maintained by the finer sympa- thies of life, or the practice of its charities and affections. What will they do for you when surrounded by two hundred thousand men with artillery, cavalry, and elephants, call- ing upon you for their dominions which you have robbed them of? Justice may, no doubt, in such a case forbid the levying of a fine to pay a revolting soldiery; a treaty may stand in the way of increasing a tribute to keep up the very existence of the Government; and delicacy for women may forbid all entrance into a Zenana for money, whatever may be the necessity for taking it. All these things must 310 THE BRIEF ever be occurring. But, under the pressure of such con- stant diflficulties, so dangerous to national honor, it might be better, perhaps, to think of effectually securing it alto- gether, by recalling our troops and our merchants, and abandoning our Oriental empire. Until this be done, nei- ther religion nor philosophy can be pressed very far into the aid of reformation and punishment. If England, from a lust of ambition and dominion, will insist on maintaining despotic rule over distant and hostile nations, beyond all comparison more numerous and extended than herself, and gives commission to her viceroys to govern them with no other instructions than to preserve them, and to secure permanently their revenues, with what color of consistency or reason can she place herself in the moral chair, and affect to be shocked at the execution of her own orders; adverting to the exact measure of wickedness and injustice necessary to their execution, and complaining only of the excess as the immorality, considering her authority as a dispensation for breaking the commands of God, and the breach of them as only punishable when contrary to the ordinances of man? Such a proceeding, gentlemen, begets serious reflection. It would be better, perhaps, for the masters and the serv- ants of all such governments to join in supplication, that the great Author of violated humanity may not confound them together in one common judgment. Gentlemen, I find, as I said before, I have not sufficient strength to go on with the remaining parts of the book. I hope, however, that notwithstanding my omissions, you are now completely satisfied that, whatever errors or mis- conceptions may have misled the writer of these pages, the justification of a person whom he believed to be innocent, and whose accusers had themselves appealed to the public, was the single object of his contemplation. If I have suc- ceeded in that object, every purpose which I had in ad- dressing you has been answered. SPEECH IN BEHALF OF JOHN STOCKDALE 311 It only now remains to remind you that another consid- eration has been strongly pressed upon you, and, no doubt, will be insisted on in reply. You will be told that the mat- ters which I have been justifying as legal, and even meri- torious, have therefore not been made the subject of complaint; and that, whatever intrinsic merit parts of the book may be supposed or even admitted to possess, such merit can afford no justification to the selected passages, some of which, even with the context, carry the meaning charged by the information, and which are indecent ani- madversions on authority. To this I would answer (still protesting as I do against the application of any one of the innuendoes) that, if you are firmly persuaded of the single- ness and purity of the author's intentions, you are not bound to subject him to infamy, because, in the zealous career of a just and animated composition, he happens to have tripped with his pen into an intemperate expression in one or two instances of a long work. If this severe duty were binding on your consciences, the liberty of the press would be an empty sound, and no man could venture to write on any subject, however pure his purpose, without an attorney at one elbow and a counsel at the other. From minds thus subdued by the terrors of punishment, there could issue no works of genius to expand the empire of human reason, nor any masterly compositions on the general nature of government, by the help of which the great commonwealths of mankind have founded their es- tablishments; much less any of those useful applications of them to critical conjunctures, by which, from time to time, our own Constitution, by the exertion of patriot citizens, has been brought back to its standard. Under such terrors, all the great lights of science and civilization must be extinguished; for men cannot communicate their free thoughts to one another with a lash held over their heads. It is the nature of everything that is great and useful, both 312 THE BRIEF in the animate and inanimate world, to be wild and irregu- lar, and we must be contented to take them with the alloys which belong to them, or live without them. Genius breaks from the fetters of criticism, but its wanderings are sanctioned by its majesty and wisdom when it advances in its path : subject it to the critic, and you tame it into dull- ness. Mighty rivers break down their banks in the winter, sweeping away to death the flocks which are fattened on the soil that they fertilize in the summer: the few may be saved by embankments from drowning, but the flock must perish for hunger. Tempests occasionally shake our dwellings and dissipate our commerce; but they scourge before them the lazy elements, which without them would stagnate into pestilence.^ In like manner. Liberty herself, the last and best gift of God to his creatures, must be taken just as she is: you might pare her down into bashful regularity, and shape her into a perfect model of severe, scrupulous law, but she would then be Liberty no longer; and you must be content to die under the lash of this inexorable justice which you had exchanged for the banners of Freedom. If it be asked where the line to this indulgence and im- punity is to be drawn, the answer is easy. The liberty of the press, on general subjects, comprehends and implies as much strict observance of positive law as is consistent with perfect purity of intention, and equal and useful society. What that latitude is, cannot be promulgated in the ab- 1 This is one of the finest amplifications in English oratory, beautiful in itself, justified by the importance of the subject which it enforces, and admirably suited to produce the designed impression. The seminal idea was probably suggested by a remark of Burke, whose writings Mr. Erskine incessantly studied: " It is the nature of all greatness not to be exact." We see in this case, how a man of genius may borrow from another, with- out detracting in the least from the freshness and originality with which his ideas are expressed and applied. At the present day, there can be very little of that originality which presents an idea /or the first time. All that can be expected is, that we make it our own, and apply it to new purposes. — Goodrich. SPEECH IN BEHALF OF JOHN STOCKDALE 313 stract, but must be judged of in the particular instance, and consequently, upon this occasion, must be judged of by you, without forming any possible precedent for any other case; and where can the judgment be possibly so safe as with the members of that society which alone can suffer, if the writing is calculated to do mischief to the public? You must, therefore, try the book by that criterion, and say whether the publication was premature and offensive, or, in other words, whether the publisher is bound to have suppressed it until the public ear was anticipated and abused, and every avenue to the human heart or under- standing secured and blocked up. I see around me those by whom, by and by, Mr. Hastings will be most ably and eloquently defended; ^ but I am sorry to remind my friends that, but for the right of suspending the public judg- ment concerning him till their season of exertion comes round, the tongues of angels would be insufficient for the task. Gentlemen, I hope I have now performed my duty to my client: I sincerely hope that I have; for, cert-ainly, if ever there was a man pulled the other way by his interests and affections — if ever there was a man who should have trembled at the situation in which I have been placed on this occasion, it is myself, who not only love, honor, and respect, but whose future hopes and preferments are linked, from free choice, with those who, from the mistakes of the author, are treated with great severity and injus- tice. These are strong retardments; but I have been urged on to activity by considerations which can never be incon- sistent with honorable attachments, either in the political or social world — the love of justice and of liberty, and a zeal for the Constitution of my country, which is the inher- itance of our posterity, of the public, and of the world. 1 Mr. Law (afterward Lord EUenborough), Mr. Plumer, and Mr. Dallas. — Goodrich. 314 THE BRIEF These are the motives which have animated me in defense of this person, who is an entire stranger to me — whose shop I never go to — and the author of whose pubhcation, as well as Mr. Hastings, who is the object of it, I never spoke to in my life. One word more, gentlemen, and I have done. Every human tribunal ought to take care to administer justice, as we look hereafter to have justice administered to our- selves. Upon the principle on which the Attorney-General prays sentence upon my client — God have mercy upon us! Instead of standing before Him in judgment with the hopes and consolations of Christians, we must call upon the mountains to cover us; for which of us can present, for omniscient examination, a pure, unspotted, and faultless course? But I humbly expect that the benevolent Author of our being will judge us as I have been pointing out for your example. Holding up the great volume of our lives in his hands, and regarding the general scope of them; if He discovers benevolence, charity, and good-will to man beating in the heart, where He alone can look; if He finds that our conduct, though often forced out of the path by our infirmities, has been in general well directed; his all- searching eye will assuredly never pursue us into those little corners of our lives, much less will his justice select them for punishment, without the general context of our exist- ence, by which faults may be sometimes found to have grown out of virtues, and very many of our heaviest of- fenses to have been grafted by human imperfection upon the best and kindest of our affections. No, gentlemen, be- lieve me, this is not the course of divine justice, or there is no truth in the Gospels of Heaven. If the general tenor of a man's conduct be such as I have represented it, he may walk through the shadow of death, with all his faults about him, with as much cheerfulness as in the common paths of life; because he knows that, instead of a stern accuser to SPEECH IN BEHALF OF JOHN STOCKDALE 315 expose before the Author of his nature those frail pas- sages which, Uke the scored matter in the book before you, checker the volume of the brightest and best-spent life, his mercy will obscure them from the eye of his purity, and our repentance blot them out forever. All this would, I admit, be perfectly foreign and irrele- vant, if you were sitting here in a case of property between man and man, where a strict rule of law must operate, or there would be an end of civil life and society. It would be equally foreign, and still more irrelevant, if applied to those shameful attacks upon private reputation which are the bane and disgrace of the press; by which whole families have been rendered unhappy during life, by aspersions, cruel, scandalous, and unjust. Let such libelers remember that no one of my principles of defense can, at any time or upon any occasion, ever apply to shield them from punish- ment; because such conduct is not only an infringement of the rights of men, as they are defined by strict law, but is absolutely incompatible with honor, honesty, or mistaken good intention. On such men let the Attorney-General bring forth all the artillery of his office, and the thanks and blessings of the whole public will follow him. But this is a totally different case. Whatever private calumny may mark this work, it has not been made the subject of com- plaint, and we have therefore nothing to do with that, nor any right to consider it. We are trying whether the public could have been considered as offended and endangered if Mr. Hastings himself, in whose place the author and pub- lisher have a right to put themselves, had, under all the circumstances which have been considered, composed and published the volume under examination. That question cannot, in common sense, be anything resembling a ques- tion of LAW, but is a pure question of fact, to be decided on the principles which I have humbly recommended. I, therefore, ask of the court that the book itself may now be 316 THE BRIEF delivered to you. Read it with attention, and, as you shall find it, pronounce your verdict. This trial took place before the passing of Mr. Fox's Libel Bill; and Lord Kenyon charged the jury that they were not to consider whether the pamphlet was libelous, but simply whether it had been published by the defendant. Under these circumstances, they spent two hours in deliberation, but finally broke through the instructions of the court, and found the defendant not GUILTY, thus anticipating the rights soon after secured to juries by an act of Parliament. THE UTILITY OF PRAYER 317 7. THE UTILITY OF PRAYER A Discourse by the Reverend Charles Reynolds BrovMy D.D.y Dean of the Yale Divinity School ^ This discourse is presented as an admirable example of orderly and well-analyzed homiletic writing. The moment we believe in God we are face to face with a strong presumption in favor of the utility of prayer. If He is the Almighty, He can hear. If He is a moral being. He will make reply. This argument was suggested by the psalmist of old, *'He that planted the ear, shall he not hear? He that formed the eye, shall he not see? " The man who believes that God is and that He is a God of character, by that faith affirms his further confidence that "He is a rewarder of them that diligently seek Him." Prayer, reduced to its simplest terms, is the natural, ajffec- tionate intercourse between a father and his children. The Gospels assert that these two mysterious beings, man and God, have such a kinship between them that their relationship to each other can in no other way be so well named as by the terms "father" and "child." This conception makes room for that infinite distance between God and man which so profoundly impresses all whose minds dwell upon the subject. Between the man of power, knowledge and wise range of interest, and the infant whose face is breaking into its first intelligent smile, the distance is well-nigh immeasur- able, though it in no way destroys the genuineness of the kinship between them. Toward the Infinite Father our path is to be trod- den in the same way the child treads the path toward equality with the human parent. 2 The method of prayer is not found in the action of crim- inals entreating a judge for mercy, or of courtiers beseech- ing their king for favors, or of adepts seeking to manipulate 1 From The Main Points ; by the kind permission of The Pilgrim Press. 2 John P. Coyle, The Imperial Christ, p. 74. 818 THE BRIEF certain mysterious forces in the world for personal ends. It is found in the form and the spirit of family life. "When ye pray, say, ' Our Father.' " Prayer is the act of a child entering into companionship with his Father. Prayer is thus natural and rational. The man who never speaks to his Father is morbid ! If you, with all your imperfections, love to have your children come to you; if they are bene- fited by coming; if you give them bread and fish, instruc- tion and help, affection and companionship, when they come, how much more will your heavenly Father give good things to them that ask Him! The definite promises of Scripture encourage the habit of prayer. The Bible speaks of the moral needs and priv- ileges of men with accuracy and authority. Its words about prayer are clear and confident. It never seems to be feeling its way. It walks with firm tread, as in the light of ascer- tained facts. "Men ought always to pray." "Ask, and ye shall receive." "Seek, and ye shall find." "Ejiock," — if you desire to advance where the way seems closed, — "and it shall be opened unto you." The utility of prayer is steadily assumed. Two familiar passages illustrate what perseverance will accomplish in the face of unfavorable conditions. A selfish man was in bed at midnight, angrily unwilhng to be dis- turbed, but because his neighbor persisted in knocking, the crabbed fellow arose and gave him bread to set before those guests who had overtaken him with an empty larder. An unjust judge, who neither feared God nor man, was so moved by the persistence of a poor widow — a type of help- lessness in a corrupt court of law — that simply through dread of being wearied by her continual coming, he gave her justice. These are arguments e contrario. If persever- ance in the face of such adverse conditions gains its end, how much more will persevering prayer secure its object when directed to the benevolent Father! These are sam- THE UTILITY OF PRAYER 319 pies of the many confident assurances the Scriptures offer us regarding the eflficacy of honest prayer. A further encouragement to our faith in the efficacy of prayer arises from the example of Jesus. Even those who refuse assent to the claim that he was the Son of God regard him as the best man that ever lived — in fact, a perfect man. It is significant that this perfect man was preeminently a man of prayer. Humanity at its best prays. The Son of Man, whose moral achievements have never been surpassed, spent whole nights in prayer. His habit of prayer was so manifestly helpful that his disciples came to him and said, "Lord, teach us to pray." We have no record of their saying, "Lord, teach us to heal," or, "Teach us to preach." They saw that his power to heal, and to speak as never man spake, sprang from his sense of vital fellowship with the Father, sustained by prayer. They asked, therefore, that they might be taught to pray. Jesus left one prayer so beautiful, so comprehensive, so satisfying to the human heart, that it is being repeated this very day in more than three hundred languages by prayer- ful men. When the representatives of all religions met in a parliament at the World's Fair in Chicago, the "Lord's Prayer" was by universal consent adopted as the form of petition for the opening of the sessions. Jews and Gentiles, Cretes and Arabians, Buddhists and Christians, Moham- medans and Hindus, all spoke to the Father through those simple words, as in a language to which they were born. Jesus, the author of this universal prayer, made the most confident promises as to the efficacy of prayer. He saw life whole, and with clear-eyed intelligence he set his seal upon the noble utility of prayer. The whole life of this perfect man was bathed in prayer. He prayed even when his enemies were unjustly putting him to death. The dis- ciple cannot do better than be as his Lord. When men grow so wise that they do not pray, scoffing at the idea of 320 THE BRIEF prayer accomplishing anything, we may well compare their moral intelligence and spiritual effectiveness with that of Jesus; and then recall the fact that his confidence in prayer never wavered. Another strong presumption in favor of the value of prayer arises when we turn to the long, broad lines of hu- man experience. The scientific way of reaching the truth is not to sit down and reason out in advance what ought to be the fact, what is possible or probable in this great world of which we know so little; the scientific method is to go and see. Human beings have always had the habit of prayer. There have been cities without walls, without schools, with- out markets, without books, without many things that we ordinarily associate with city life, but never a city without its places of prayer. Prayer is the persistent, incurable habit of the race. The fact that it is thus widespread and has endured through all the centuries indicates that it has utility. When we find a fin on a fish, a wing on a bird, an "instinct" in an animal, the fact that it is there indicates that it is useful — it would not otherwise have been retained. Useless organs disappear or become rudimentary. Unless prayer sustains some vital relation to man's well-being it would not have thus endured. The fact that the race always has prayed and the fact that a greater volume of intelligent prayer is being offered in this twentieth century than ever before raise a strong presumption that such an exercise of one's powers is rational and useful. In the face of this persistent habit of mankind, it is in- structive to recall the testimony of a distinguished evolu- tionist that in Nature we have found it to be true that everywhere the internal adjustment has been brought about so as to harmonize with some actually existing external fact. The eye was developed in response to the outward existence of radiant light, the ear in response to the outward existence of acoustic THE UTILITY OF PRAYER 321 vibrations, the mother's love came in response to the infant's needs. If the relation established in the morning twilight of man's existence between the human soul and a world invisible and im- material is a relation of which only the subjective term is real and the objective term is non-existent, then, I say, it is something utterly without precedent in the whole history of creation. If the capacity of man for fellowship with God through prayer were real only at our end of the line and unreal at the other, then it is an utter break in the whole method dis- covered in the ascertained uniformities of Nature. The lesson of evolution, therefore, is that through all these weary ages the human soul has not been cherishing in religion a delusive phantom, but, in spite of seemingly endless groping and stumbling, it has been rising to the recognition of its essential kinship with the ever-living God.^ And what has been the broadly ascertained result of this widespread and long-continued effort to realize kinship with God through prayer? The cumulative answer comes back from multitudes of praying men — hearts have been renewed, affections purified, wills strengthened, aspirations lifted; great and gracious answers of peace have come; added security and confidence have been enjoyed. We need not turn to those exceptional and surprising "answers to prayer" sometimes collected into books of anecdote. Curious coincidences have sometimes been urged as foun- dation-stones for confidences in the efficacy of prayer. For- tunate occurrences have been overworked in the supposed interests of a conquering faith. In this consideration I would ground my faith in prayer rather upon the broad and ordinary lines, where there are uninterrupted answers com- ing back to men as they pray. The spiritual results of the habit of honest prayer are so well ascertained as to lend strong aid in lifting this exercise into the place of dignity and the region of high confidence where it belongs. 1 John Fiske, Through Nature to God, pp. 189, 191. 322 THE BRIEF These four presumptions, then, taken from the natural implications of our beHef in God, from the confident prom- ises of those writings which contain Supreme Court deci- sions and form the common law of spiritual life, from the habit and the teaching of Jesus, and from long lines of human experience, must have weight in determining any one's attitude toward prayer. Two objections to prayer on rational grounds are made, — one from a scientific and the other from a philosophical point of view. The claim is made that an answer to prayer would involve the interruption of the established order; it would mean, therefore, a violation of law. In the pres- ence of the unbending constancy of the physical system which surrounds us, impressing the average man with its moral indifference, prayer seems like an irrational proceed- ing. It appears to some minds as the act of a puny being urging upon the Omnipotent that the great through traflfic of the world be side-tracked in order to give his local train the right of way. The other objection is to the effect that, if God is wise and good. He will do what is best for us, and for every one, without our asking — indeed, to ask Him for anything implies a certain solicitude as to his appropriate action. "Your heavenly Father knoweth that ye have need of all these things." Then why should we ask? It is an imperti- nence in that it calls upon Him to change his line of action in obedience to our suggestion. All the lesser questions which arise are really comprehended within these two fun- damental ones. In regard to the first, that an answer to prayer involves the violation of law, we sometimes frighten ourselves un- necessarily by writing the word "Law '* with a capital let- ter, and then imagining that it is "a kind of second-hand deity of itself," never to be interfered with by any one in heaven or on earth. All this is purely verbal. "Natural THE UTILITY OF PRAYER 323 law'* is simply a phrase to indicate the regular, orderly habits of the Creator who is above all and in all things. We have noted some of his cosmic habits as being regular and we call them "laws." But God is not bound by them. He has not tied his own hands by certain of his own habits. On the whole, He apparently deems it best to observe them regularly, that his creatures may depend upon his activity in certain matters — the rising of the sun, the return of the seasons, the growth of seed, the bodily conditions of health and disease — with solid certainty. These habits are wise and good or He would not have adopted them. But to fancy that He will not and cannot vary his action; to im- agine, for instance, that He could not reinforce and quicken that energy which we lightly call "the healing process of nature" in the case of the sick; to deny his power to help by some unusual movement of his silent energy for the relief of one of his children in an emergency, would be to make Him less than God. Praying people are sometimes unnecessarily frightened by a pretentious phrase — "the uniformity of nature." There is such a thing, but no one knows enough to define it. No one would undertake to name all "the laws of na- ture." The interrelation of spiritual forces with physical forces is but dimly understood. We are feeling our way toward an understanding of the total "uniformity of na- ture " which includes all such interaction, but that perfect knowledge is at present too high for us; we cannot attain imto it. It is therefore dogmatic assumption to claim that the few things we have learned about "natural law" en- tirely block the way and make it impossible for God to answer the prayers of his children. These scientific laws, which are often held up as bogies to frighten the children of the Father out of their confidence in Him, are simply the best we know thus far about some manifestations of an Eternal Energy. The truly scientific 324 THE BRIEF man does not undertake to say what may or may not be possible in realms where his knowledge is confessedly in- complete. He does not deny the possibility of miracles, or the possibility of answers to prayer — it is purely a matter of evidence as to what does actually occur. This must be so in the nature of the case. We have been surprised so many times that possibly we may be surprised again. There are more things in this world than men have dreamed of, and more things wrought by prayer than hasty philosophies allow. Men were saying fifty years ago that it was scientifically impossible to run a heavy street-car through the streets, loaded with a hundred people, heated, lighted, and moved by a current of electricity from a single wire. They said it was scientifically impossible to talk from New York to Chicago and have the familiar tones of a friend's voice recognized, or to transmit by electricity a signature preserving its well-known individuality. They said it was scientifically impossible to telegraph with ac- curacy for hundreds of miles across the open sea without wires. They said that the present phenomena of hypno- tism and healing by suggestion, recognized by scientific men as beyond a peradventure, were scientifically impossi- ble. In all these and in many other cases they were mis- taken in their presuppositions. We are constantly learning more about the subtle, invisible forces in this world. We are not prepared offhand to decide upon what is or what is not impossible, or to pass upon the claims that many of the earth's wisest and best men have made regarding prayer, without painstaking investigation. When I begin to pray for my own physical health, for the recovery of some sick friend, for success in my undertak- ings, for moral peace and strength, or for any legitimate object, I set in motion new forces. They begin to act not in violation of law, but in accordance with a higher law; they introduce a new element to be reckoned with. The man THE UTILITY OF PRAYER 325 drawing water out of a well, where the force of gravitation would cause the water to remain, is not violating a univer- sal law, he is bringing to bear another force which alters what would have been the natural position of the water. Human energy and volition are constantly playing into the great natural order, realizing purposes which would not have been realized if the system had been left to itself. The man who prays puts in operation a kind of energy, invisible as electricity or as the atmospheric waves which make possible wireless telegraphy, or as the force that acts in the influence of thought upon digestion, but just as real. Prayer is the act of a man bringing up his need by a moral act and linking it with the offered help of God. This brings to bear upon the situation a new force. When we thus stand amazed, on the one hand, at the results accomplished by certain invisible forces with which we are slowly becoming acquainted, and when we turn on the other hand to the confident words of a Master in the kingdom of the spirit, we are not disturbed in our faith by these would-be scientific objections as to the efficacy of prayer. A man standing in his noblest attitude before God, turn- ing the whole of his inner life Godward, bending the full energy of will and affection toward the attainment of some holy end, is wielding a force not easily estimated. As Presi- dent Eliot of Harvard said, "Prayer is the transcendant effort of human intelligence." Jesus did not use scientific language; he used popular language, but he made this point clear — for moral ends, for the purpose of rich spiritual development, God has within his keeping certain great aids which are only obtainable by that noble exercise of the highest faculties which we call prayer. We are in no wise disturbed by the fact that we have not reduced the possibilities of this prayer force, acting within the larger uniformities of God, to an exact science. We 326 THE BRIEF have not reduced to an exact science the influence of a mother's love upon her children, or the effect of a good name upon one's prospect of success, or the physical bene- fits of a cheerful habit of mind. We have not reduced to an exact science the forces at work in a wheat-field — they are too intricate for our present knowledge. Perfect intelli- gence would know how many grains in each bushel would sprout and grow, but no man can tell. Perfect intelligence could indicate why certain prayers are answered and why some are not, but such complete understanding of all the forces to be considered is not within our reach. But even though in all these fields our knowledge stops far short of completeness, enough is known to encourage the effort — mothers love their children; a right-minded man guards his good name; sensible people promote health by good cheer. Farmers sow in the confidence that they will reap; and thoughtful people keep on praying, assured by the promises of Christ and by an ever-increasing volume of religious experience, that prayer works its own beneficent results. The other objection raises the question as to why a wise and good God should withhold action until we ask. How can we indeed ask Him to vary what must already have been perfect action ! Such a priori objections might be carried into other fields as well. Why does a good God withhold from his children a wheat harvest until they have ploughed and sowed and reaped ? Why does God hide away treasures of gold in the hills, locking it up in quartz, scattering its grains through the clay and sand, covering it with mountains? He does it because toil is good for men. It would have been a doubt- ful kindness to lay these values in heaps ready to man's hand. All things have been done and are being done now for the moral education of the race. In all that God does, whether in the renewal of the spiritual life, or in healing the body, or in ordering the seasons, He has in mind the THE UTILITY OF PRAYER 327 moral improvement of his people. Benefits are conditioned upon appropriate effort because of the moral ends which are thereby served. Blessings wait upon our asking, be- cause men nowhere receive more effective moral education than in waiting upon God in prayer. The soul never stands in such dignity of privilege, never asserts its richest pre- rogative so fully as when, standing face to face with its Maker, it talks with Him of the things that belong to its peace. This is a strange objection to prayer! Why does a wise and good God, knowing our needs, require us to come and ask Him before He grants his help ? That is to say, why does He not proceed to do what is best, leaving us free to spend our time with some one else, instead of spending it with Him.? The objection vanishes the moment we remember that all things are ordered with reference to strengthening the moral bond between the Father and his children. If any one of you is a father, why do you love to have your chil- dren come to you, talk over their affairs with you, ask you for what they want, sometimes wisely and sometimes un- wisely? You know that their coming and the consequent reinforcement of the bond between you and them is not only a joy to you, it is for the lasting advantage of the chil- dren. Thus a wise and good God, for the same sacred ends, withholds certain blessings until his children obediently and lovingly come to Him in prayer. It is an unspeakable loss for children never to have known the companionship of the earthly father and mother. It is a greater loss for a man never to know, through heart to heart commxmion, the companionship of a heavenly Father. Therefore, because of the incompleteness of our moral nurture without this experience, God has made cer- tain benefits, temporal as well as spiritual, conditional upon our coming to Him in prayer. He has ordained this method 328 THE BRIEF of securing blessings untold, that we may be attracted and encouraged to know Him whom to know is life eternal. Prayer will bear the scientific and the philosophic test, and its realities can be stated in the language of the schools. Yet the simple, familiar language Jesus used puts it more clearly and effectively. As a boy you did not stand outside your father's door when you were conscious of some need which he could supply. You did not tarry, reasoning, in metaphysical fashion, that if your father were wise and good he would do what was best; or that any suggested deviation would be a violation of the family order which must be right since he established it. You went in and asked. It was better for you to ask, even though your re- quests lacked wisdom. The eight-year-old boy who asked for a shotgun did not get it, but he received something better than a shotgun through that hour of companionship with his father. Except ye become as little children in your method of procedure, ye shall in no wise enter into the deeper meaning of prayer. Practical men have sometimes turned away from prayer as a thing well enough for women and children, but having no attraction for clear-headed men of affairs. But they in the stress of this workaday world, feel the need of some- thing to lift their lives to a higher plane of thought and ac- tion. They need to know Him whom the wisest of men called "the Father." If they would go in, not troubling themselves about the particular range of their requests, not embarrassing themselves by scientific and metaphysical questions that once seemed to block the way, but becoming as little children speaking to their father, the philosophy of prayer would be cleared of its difficulties by blessed per- sonal experience. Two things ought ever to be borne in mind: the chief object of prayer is not to get something. The claim has been made that if we have faith we can get anything wc THE UTILITY OF PRAYER 329 want. Jesus had faith. He prayed, "Let this cup pass from me.'* It did not pass. He drank it next day upon the cross. But he continued in prayer until he could say, " If I must drink it, not my will, but thine, be done." The purpose of prayer is not to enable a man to stand before God and say, "Not as thou wilt, but as I will." Its deeper purpose is to bring him into that harmony with God, where he will say, "Thy will be done." That of itself is a mighty answer. What better thing could come than that he should be made able to say to the Perfect One, "Thy will be done"? This would not mean mere passive acquiescence in the inevitable. It would imply conscious self-devotement to the will of God. Jesus prayed until he could say, "Thy will be done." He then added "Rise, let us be going," as he went forth to do the Father's will. The prayer that brings us into voluntary harmony with the divine purpose has in that very fact achieved a gracious answer. We are not intent upon having our own way in every situation, nor do we suppose that such a result would be for our highest good. God has not resigned the management of the world into the hands of his fumbling children, whether they stand or kneel. It would be a strange family where the will of the children ruled the home. Many a prayer fails to bring the specific thing sought. "The prayer of faith shall save the sick," yet the writer knew there would come a last sickness when each would die, even though prayer for his recovery might be offered. "The effectual fervent prayer of a righteous man availeth much** — much, but not everything which imperfect knowledge might ask. The universe is not a democracy where the people rule, even though their wishes be expressed in prayer. It is a kingdom where God rules in a fatherly way over the lives of his growing but immature children. It would be a calam- 330 THE BRIEF ity if every ignorant prayer were answered; if the world were wholly managed by our wishes rather than by his higher wisdom. The chief purpose of prayer throughout is not that of getting our will done, but the enjoyment of that richer privilege of being with the Father, and of being brought into active harmony with his holy will. Jesus looked ahead to the time when the clamorous, in- sistent type of prayer, intent upon its own ends, would pass. He reminded us that men are not heard for their much speaking. He said, "In that day ye shall ask me nothing." The petitionary element would be overshad- owed by the sense of holy companionship. When you are praying you are in the highest company possible. The fact that you are there in conscious fellowship with the heav- enly Father is a rich reward for your ^ct. "Hours are well spent when they are spent with Him." When you fail of obtaining some specific request it does not destroy your faith in prayer, nor incline you to cease. The eight-year-old boy who failed of the shotgun did not stop associating with his father. The parent who in plead- ing for a child's life looked up defiantly, silently vowing that if the child died she would never pray again, thought better of it; she saw that such an attitude was not in the spirit of prayer. She gratefully recalled the fact that a higher wisdom controls all things, and that, whatever the issue, she enjoyed an unspeakable advantage in that she was brought by her prayer into closer fellowship with the Father. The other consideration is that prayer is not a mere in- tellectual exercise or an effort of the will; prayer is ethical and must be the act of the entire nature. It is the "effec- tual fervent prayer" of a righteous man that "availeth much." The assurance is given to "the rightened man who is in line with the laws under which he makes his experi- ments." THE UTILITY OF PRAYER 331 "When ye pray, say, * Our Father.' " We ask as his chil- dren. We make our requests with fihal freedom and con- fidence, but they proceed from a fihal nature. We stand in reverent, obedient trust before Him in uttering even the first two words of genuine prayer. We must find our places in his house, at his table, in his service, as obedient children, before the total nature can look up and say, "Our Father.'* Even the sinful man, in order to pray for his own forgive- ness, must come in penitence, cherishing that new purpose which enables him to say, "Father, forgive." Jesus added further, "If ye shall ask anything in my name, I will do it." His name was to be used, not as a for- mal endorsement, or a graceful conclusion of the request. "The thought is not that of using the name of Jesus as a password or a talisman, but of entering into his person and appropriating his will, so that when we pray it shall be as though Jesus himself stood in God's presence and made intercession." ^ To pray in the name of Jesus is to pray in his spirit, and to pray for the things he would pray for. And what did Jesus pray for in his recorded prayers? Not for wealth, ease, fame, personal pleasure, or even suc- cess, except along moral lines. The Lord's Prayer contains but one petition for material blessing, and that modestly limits itself to asking one day's bread for immediate need. The other five petitions are for the hallowing of God's name, for the coming of his kingdom, for the doing of his will on earth, for forgiveness, and for deliverance from evil. This furnishes us what might be called the "norm" of appropriate peitition. The model prayer moves chiefly in the realm of moral things, and all prayer offered in the spirit of Christ will lay the emphasis there. We have Scriptural warrant for praying in regard to in- terests other than those directly spiritual, but always with an eye to the bearing of those benefits on the coming of his * A. J. Gordon, The Ministry of the Spirit, p. 147. 332 THE BRIEF kingdom in our hearts and in the world. The material ad- vantages sought are subordinate to the spiritual benefits which stand as the supreme ends to be gained in prayer. Pray for health, for intelligence, for opportunities, for the success of legitimate plans, but always that in and through these you may the more perfectly glorify God as a useful servant of his holy will! To pray with this subordination of private interest to the larger demands of the coming king- dom is to pray in the name of Jesus Christ. This indicates that prayer must be ethical, and that it can only be effec- tively offered by those who are bringing their lives by per- sonal consecration into right relations with the King of the kingdom. When it is thus offered, the hand of the petitioner is knocking at a door which opens on the treasure-house of the Unseen — and he may do it in the confident assurance that "to him that knocketh, it shall be opened." UNIVERSITY OF CALIFORNIA LIBRARY BERKELEY Return to desk from which borrowed. This book is DUE on the last date stamped below. ->S0S^' ^064 ti/- 13Jul5lLl) l7Aug'51JSP LD 21-100m-9,'47(A5702sl6)476 REC'D LD MAR 16 IS:9 IfiFeb'eai N0V2 8l955LBi REC'D LD NOV 5 19.0 REC'D LD REC'D LD MAR 17 1958 16Mar'59FC MAY l^ 1^78 3^^3^'=J