Digitized by the Internet Arciiive in 2008 with funding from IVIicrosoft Corporation http://www.archive.org/details/ashtabulaplanofmOOashtrich The Ashtabula Plan of Municipal Government ^ The Commission- Manager Form with Proportional Representation \ The text of the novel features of the Charter and an account of the first election Nov- ember 2, 1915 PUBLISHED BY THE Iashtabula chamber of commerce *"' ASHTABULA, OHIO Copies of this pamphlet may also be obtained on request from The National Short Ballot Organization, 381 4th Avenue, N. Y. (Which publishes other pamphlets on the Commission-Manager Plan) The American Proportional Representation League, Haverford, Pa- (Which publishes other pamphlets on Proportional Representation) The Ashtabula Plan This pamphlet is intended to provide a careful answer to the many questions that are being addressed to Ashtabula in regard to its unique new plan of government. Ashtabula, Ohio, is a thriving industrial community of about 20,000 population (18,266 in the 1910 Census). Politically its history has been uneventful except for the incessant contests between wets and drys on the liquor question, on which the city divides very evenly, sometimes inclining to one side and sometimes to the other. There was no serious allegation of graft in the old mayor-and-council gov- ernment: the new charter was adopted mainly to realize the benefits of the home-rule provisions of the new state constitution and to mod- ernize and simplify the municipal machinery. General Charter Provisions The govefn^g body, is a body of seven members elected at large by the Hare system of proportional representation for a term of two years. Salary pf.membiers; $100 a year, with $50 extra for the chair- man (called presid'eiit)'. -No* other elective officers in the city govern- ment — a Short Ballot facilitating control by the people. The council is instructed to "appoint a City Manager who shall be the administrative head of the municipal government under the direction and supervision of the Council and who shall hold office at the pleasure of the Council." The council also appoints the City Solicitor, City Treasurer, Health Officer, City Auditor, and Civil Ser- vice Commission. All other appointments are in the hands of the Manager. The charter includes the Initiative, Referendum, and Recall. Except for the unique proportional representation feature, it will be seen that the charter conforms to the commission-manager plan of Dayton, Springfield, and some forty other American cities. Ashtabula takes its position in the following sequence of pioneers in municipal government. 1900 Galveston Commission Plan 1905 Pes Moines Commission Plan with non-partisan elections and other improvements (copied by over 350 cities) 1913 Dayton Commission Plan with City Manager (copied by 40 cities up to date) 1914 Cadillac Commission-Manager Plan with Preferential Ballot (copied by 4 cities) 1915 Ashtabula Commission-Manager Plan with Proportion- al Representation 2 > tCi^ The First Proportional Representation Election in America' By A. R. HATTON Professor of Political Science, Western Reserve University Has Ashtabula shown the way to the final type of city government on this continent ? There is more than a fair chance that she has. Ashtabula chose a Charter Commission under the Ohio home rule amendment early in 1914. The Commission elected was favorable to the Commission-Manager Plan of government with a council elected at large. Already, however, the objection had been advanced in Ashtabula that a council elected at large in the usual way would probably repre- sent only one party, and that this was not desirable if the council was to choose the Manager, who was expected to be a permanent expert non-political official. The man who had brought this idea to Ashtabula was C. G. Hoag, General Secretary of the American Proportional Representation League. Mr. Hoag was invited to address the Charter Commission at its first formal meeting. On that occasion he again proposed, as a way out of the difficulty, the election of the council at large by proportional representation. Several members of the Commission accepted the idea as sound in theory. One of them, Mr. W. E. Boynton, an engineer on the Lake Shore Railroad, who had previously been President of the City Council, embraced the proposal with enthusiasm, thoroughly acquainted himself with the proportional system, and became the de- voted and efficient leader of a campaign for its adoption by Ashtabula. The Commission finally rejected proportional representation as a novelty likely to jeopardize the acceptance of the charter as a whole when submitted to the voters. As submitted in November, 1914, the charter provided for a council of seven, nominated by a 5 per cent petition and to be elected at large in the usual way on a non-partisan ballot. This charter was adopted. Although Mr. Boynton is quiet, he is persistent. He at once set about to initiate his proportional representation amendment to the new charter. This amendment was voted on in August, 1915, before the first election of the council. ♦From the Cleveland Plain Dealer, November 8th, with Changes Sanctioned by the Author 3 Though the vote was light, proportional representation carried in all but five of the fifteen precincts of the city. It was under this amendment that Aish tabula elected its first council under the new charter. .-, f /.' '}■ : '. !Whaf is Proportional Representation? The theory of proportional representation is that each consider- able party or group of opinion should be represented in the council or representative body in proportion to its voting strength. Thus if, in an election at which seven representatives are to be chosen, the Democrats cast four-sevenths, the Republicans two-sevenths, and the Socialists one-seventh of the vote, those parties should be represented in the council by four, two, and one representative respectively. If the division of opinion is not along party lines, the divisions should nevertheless be represented in proportion to their voting strength. In Ashtabula the lines of division in the recent election had little to do with national parties except that there was a Socialist group. There was first the question of local representation. The Harbor dis- trict lies at some distance from the city proper. Under the old ward plan this district had always been represented by one member of the council. Under the usual plan of election at large it would probably not have been represented at all. Then there is in Ashtabula the question of nationalities. The city has a large foreign element, the chief groups being Irish, Italians, Swedes, and Finns. The voters are also sharply divided on the liquor issue, the city swaying first to the dry and then to the wet side. Finally, there is the question of adequate representation for the substantial business ele- ment of the community. It will be interesting to note the extent to which these various groups and interests secured representation at the recent election. There are several plans of proportional representation. That adopted is the Hare plan. There are seven members of the council to be chosen. The candi- dates get their names on the ballot by filing a petition signed by 2 per cent of the voters. No voter can sign a petition for more than one candidate. The ballot has no party marks. The voter marks his preferences for as many candidates as he pleases, the figure 1 for his first choice, the figure 2 for his second choice, etc. Though any num- ber of preferences may be marked, and though seven members are to be elected, no ballot can be actually counted for more than one candi- date. In order to be elected a candidate does not need a majority, or even a plurality of all the votes, but only a trifle more than an eighth of them. To determine the number of votes necessary for election to the council the total number of valid ballots is divided by eight, and the whole number next higher than the quotient thus secured is taken as the number of votes required to elect. This number is chosen because 4 it is the smallest whole number that can be taken seven but not eight times from the total. In other words, it would be possible for seven candidates to get that many votes out of a given total but eight could not possibly do so. In Ashtabula the total number of valid ballots cast was 2,972. This number divided by 8 gives a quotient of 371 -}. The next whole number larger than this quotient is 372, and this was therefore the number of votes required for election. The number so established is known as the "quota" or constituency. One^j&agdidaLfe, SrcCIii re. r e f^^^'^'^d n^nvo thg n tj^ i s numbe r of first- tI chp«!^otes, namely 392. '.The extra 20 ballots, taken fromTnS ballotsk^ '^^ ft random but equally from'Ti ie, b attots of each precinct, were trans- ) *^^, ferred to second-choice candidates, each one in accordance withjl instructions given by the voter's figures on the ballot. Fjic--ers?irriple, .these 20 ballo ts were tra flsferrejl.lflLMcCaaeHjgeause on them ^ W^ McCune 's name was marked with the figure 2. a* 1 7^ Next, the candidate having fewest votes was declared defeated AAk and out of the count, and all his ballots were distributed to other can- Pn Jj_ • didates in the same way. This done, the candidate now lowest was i^ declared defeated and out, and his ballots transferred. And so the count proceeded until all the ballots except an odd remainder found their way into one or another of seven surviving piles. An abstract explanation of the process gives an impression of great complexity. When it came to the actual work of the count, however, no trouble whatever arose. Although the board of election had had no previous experience with such a system and was without proper office equipment for handling such a ballot, the transferring of the ballots and the tabulation of the vote was accomplished in about three hours. At no time were the officials in serious doubt concerning the steps to be taken. ♦ * ♦ "With one exception the seven standing highest on first-choice votes were finally elected, the exception being Mr. Rinto, a young Finnish lawyer. McCune, Hogan, Briggs, and Corrado, four of the successful candidates, are members of the present city council. The other three candidates who are members of the present council were defeated. How well do the men chosen represent the city? McClure is man- ager of a department in one of the large stores. Hogan is one of the leading physicians of Ashtabula, McCune is a greenhouse man, Gud- mundson assistant cashier of a bank in the Harbor district, Earlywine clerk and paymaster of a large ore company, Briggs a newspaper man, and Carrado a saloon-keeper. The business element may be said to have three representatives. The Irish, Swedes, and Italians each elected a member. The Socialists elected one member, and the Harbor district is represented. On the liquor issue, three of the successful candidates are pronounced drys, three are classed as liberal, and one as very wet. In general, the opinion in Ashtabula seems to be that, taking both quality and representative character into consideration, a better choice could hardly have been made from the list of candidates. It is generally agreed that the new council will contain more ability than the present one elected on the ward plan, and that it will aho be more representative of the entire body of the voters. I think it may be said that Ashtabula has shown other cities the way. They have been shown how to elect a council in a manner to provide equitable representation to all parties and interests; a plan under which the majority will control while the minority or minor- ities will have representation in proportion to their actual importance. Under the Ashtabula system we may expect the quality of the council to improve. When groups of opinion come to understand that if they have a little more than one-eighth of the vote they cannot be denied representation in the council, their ablest representatives will be willing to become candidates. Men of high professional and busi- ness ability will stand for election to the council because they will be sure that if they really represent their element they will win. Gerry- mandering and a large measure of political jockeying and wire- pulling will disappear. Parties will be obliged to find a basis on principle rather than largely on patronage, as is the case at the pres- ent time. The manager-plan opens the way for permanent, expert service in city administration and for the elimination of politics from that part of our municipal governments. Proportional representation will provide a council which may properly be allowed to choose a city manager — a council which is truly representative, the members of which stand for policies and the fundamental interests of the commun- ity rather than for a more or less artificial party organization. Ashtabula has a short ballot, the manager-plan, and a council chosen by proportional representation. That is the latest word in city government, and as yet no one has arisen to suggest that any- thing further can be said. From the Ashtabula ''Beacon," Nov. 5, 1915 Proportional representation has been demonstrated and found better than expected. In analyzing the results we find that all sections and factions are represented in the new council. There are two from the first ward, one from the second, two from the third, and two from the fourth. Three from the Harbor and four from uptown. One from the east side and two from the west side at the Harbor. One from the west end, one from the south end, and two from the central portion of the uptown section of the city. Four of the old council were re-elected. The drys and wets are represented. The Protestants and Cath- olics, the business, professional and laboring men. the Kepublicans, Democrats, Socialists, the English, Swedes, and Italians are all repre- sented, while there were more divisions than places. It would be hard to select a more representative council in any other way. From the Ashtabula "Star," Nov. 5, 1915 It is generally conceded that it [the new voting system] has given Ashtabula a broadly representative council, probably the most repre- sentative body in the city's history. The ward system elects each councilman by a con- stituency of voters who live together and think apart. The proportional system elects each councilman by a constituency of voters who live apart and think together. First Proportional Election in Ashtabula, November 2, 1915 FOR THE SEVEN MEMBERS OF THE CITY COUNCIL Procedure 1. Ascertain the quota. (The total number of valid ballots was 2,972) 2,972 divided by 8=371f The next number larger than this quotient, namely 372, is the "quota" or constituency, i. e. enough to elect, being the smallest number which seven, but not eight, candidates can get. 2. First-choice votes. McClure, having more first-choice votes than the quota, was forthwith declared elected and out of the count. Tke figures referred to in each of the folio Mring ptu-agraphs will appear directly opposite in the table. 3. The 20 surplus ballots of McClure were taken at random from his ballots (an equal number being drawn from the returns of each precinct) and transferred, each one separately accord- ing to the second choice indicated on it. 4. Lampela, the lowest man, was now declared defeated and out of the count, and all his ballots (except those on which no available lower choice was indicated) were transferred in the same way. If the second choice on a ballot was McClure, that ballot was transferred according to third choice, of course, since McClure had already been elected. 5. Loose, the man now lowest, was next declared defeated and out of the count, and his ballots were transferred just as Lampela's had been. (Note that only 64 out of Loose's 107 ballots could be transferred because only 64 of them had marked an available lower choice. For example, a ballot marked only for Loose as first, McClure as second, and Lampela as third choice could not be transferred, because McClure had been elected and Lampela had been eliminated.) 6. Cook, the man now lowest, was declared out and his ballots transferred. 7. Carlson and Flower were now tied for lowest place, with 165 votes each. Carlson, who had been the lower of the two at the previous count, was declared out and his ballots transferred. 8. Flower, now lowest, was declared out and his ballots transferred. Before this transfer was finished, Hogan had the quota and was declared elected. 9. Tilton, now lowest, was declared out and his ballots transferred. This brought McCune's votes up to the quota and elected him. 10. Rinto, being now lowest, was declared out. As this left only seven candidates standing, it was unnecessary to count further. (Rinto had stood higher than either Corrado or Briggs on first choices, but he was not well known except in his own section and so did not attract many second and lower choices.) For ar I explanation ol each 1 ne of figures, see paragraph directly opposite. B O > tfi