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P. 194 (at p. 198); 13 C. B. 765; 17 Jur. 1057; 1 Ch. R. 807 142 Bowman v. Taylor (1834), 2 A. & E. 278 ; 4 N. & M. 264 137 Bramah v. Hardcastle (1789), Holroyd, 81; 1 Carp. P. C. 168; 1 Web. P. C. 44, n 51 Branden's Patent, L. R. 9 App. Cas. 589; 53 L. J. P. C. 84 145 Bray v. Gardner, 34 Ch. D. 668 Ill Breretou v. Richardson, 1 P. 0. R. 166 171 Bridson's Patent, Lire (1852), 7 Moo. P. C. C. 499 161 ^. Benecke, 12 Beav. 1 ; 34 Lond. Jour. 295 201, 219 V. M'Alpine (1845), 8 Beav. 229; L. R. 4 Ch. 289. ..196, 219 T. ^ XVIU TABLE OF CASES. I'AGE Brook V. Aston (1857), 8 El. & Bl. 478 (at p. 485) ; 4 Jur. X. S. 279; 27 L. J. Q. B. 145; 6 W. R. 42 30, 31 Brooks V. Ripley (1831), 2 Loud. Jour. C. S. 35 ; Web. P. C. 102 258 Browu's Pateut, 2 Griffin P. C. 1 104 Brunton v. Hawkes (1821), 4 B. & Aid. 541 (at p. 550) ; 1 Carp. P. C. 405 33, 51, 61, 62, 126 Buluois V. Mackenzie (1837), 4 Bing. N. C. 132 231 Burney v. United Telephone Co., L. R. 28 Ch. D. 394 285 Bush V. Fox (1852), Macrory's P. C. 152 (at p. 164); 23 L. J. Ex. 257 30 - (1856), 5 H. L. Cas. 707; 2 Jur. N. S. 1029; 25 L. J. Ex. 251; Macrory's P. C. 178 30, 80 Butler s case (about 1680), Vent. 344 210 C. Caldwell v. Vanvlissiugen (1851), 9 Ha. 415 ; 16 Jui*. 115 ; 21 L. J. Ch. 97 166, 171, 187, 192 Campion v. Benyon (1821), 6 B. Mo. 71 ; 3 B. & B. 5 60 Canham v. Jones (1813), 2 Ves. & B. 218 129 Cannington v. Xuttall (1871), L. R. 5 H. L. 205 ; 40 L. J. Ch. 739 34, 177 Cardwell's Patent, In re (1856), 10 Moo. P. C. C. 488 (at p. 490) 149 Carpenter v. Smith (1841), 1 Web. P. C. 530 (at p. 538)... 33, 37, 50 . V. Walker (1842), 1 Web. P. C. 268, n 233 Carr's Patent, In re (1873), L. R. 4 P. C. 539 153 Challender v. Royle, 36 Ch. D. 425 282, 283, 284, 285 Chambers v. Crichley (1864), 33 Beav. 374 140 Chandler's Pateut, Griffin P. C. 270, 271 388, 394, 395 Chanter v. Dewhurst (1844), 12 M. k W. 823; 13 L. J. Ex. 198 135, 142 V. Johnson (1845), 14 M. c^- W. 408 (at p. 411) ; 14 L. J. Ex. 289 136 V. Lease (1838), 1 Web. 295 ; 4 M. & W. 295 ; 1 H. & H. 224 138, 142 Cheeseborough's Patent, Griffin P. C. 303 108 Chollett V. Hoffman (1857), 7 Ell. k B. 686 ; 26 L. J. Q. B. 249 ; 3 Jur. N. S. 935 ; 5 W. R. 573 ; 29 L. T. Rep. 158 144 Church's Patent, Griffin P. C. 256 145 Clarke's Patent, In re (1870), 7 Moo. P. C. C. N. S. 255; L. R. 3 P. C. 421 155 Clarke v. Adie (1875), L. it. 10 (Jh. App. Cas. 667; 45 L. J. Ch.228 173 (Hrst appeal), 33 L. T. Rep. N. S. 295 173 (1^77), L. ]{. 2 App. Cas. 315 ; 46 L. J. Ch. 585 ; 36 L. T. Rep. N. S. 923 ; 26 W. R. 45 ... 80, 101, 176, 257 (second appeal) (1876), L. R. 3 CIi. D. 134 (at p. 144); 24 W. R. 1007 138 (1877), L. R. 2 App. Cas. 423 : JC L. J. Ch. 598 ; 37 I.. 'I'. I!.'!'. N. S. 1 ; 46 W. 1{. 47 76, 138 TABLE OF CASES. ' xix PAGE Clarke v. Ferguson (1859), 1 GifF. 184 219 Clothworkers of Ipswich case (1615), Godbolt R. 252 (at p. 253) ; 1 Roll. R. 4; 1 Web. P. C. 6 6, 18 Cochrane's Patent, Griffin P. C. 304 395 Cochrane v. Smethurst (1816), Davy's P. C. 354 j 1 Stark. 205 . 60 Cocking's Patent, 2 P. 0. R. 151 145 Codd's Patent, Griffin P. C. 307 107—110, 390 Codd V. Bratby, Griffin P. C. 56 110 Coles V. Baylis, 3 P. 0. R. 178 71 Collard v. Allison (1839), 4 My. & Cr. 433 219 Cookv. Pearce(1844),8Q.B.1054; 8Jur.499; 13 L. J.Q.B. 189 61 Cooper and Ford's Patent, Griffin P. C. 275, 276 388, 394 Cornish v. Keene (1835), 1 Web. P. C. 501 (at p. 507) ; 2 Carp. P. C. 314 12, 13, 38, 51, 55, 267 (1837), 2 Ring. N. C. 570; 4 Scott, 337; 2 Hodges, 281 ; 6 L. J. C. P. 225 ; 1 Web. P. C. 513 ; 2 Carp, P. C. 371 ; 6 Rep. Arts. 4th Series, 102 37, 267 Crane v. Price (1842), 1 Web. P. C. 393 ; 4 Y. & G. 580 ; 5 Scott, N. R. 338 ; 12 L. J. C. P. 81 ; 2 Carp. P. C. 669 ; 18 Rep. Arts. 4th Series, 102 33, 54 Croll V. Edge (1850), 9 C. B. 479 ; 14 Jur. 553 ; 19 L. J. C. P. 261; M. Dig. 194 63, 170 Crompton v. Anglo-American Brush Light Co., 35 Ch. D. 283 ; 56 L. J. Ch. 802 238 . V. Ibbertson (1828), 1 Web. P. C. 83 ; Dan. & Lloyd, 33; 1 Carp. P. C. 460 94 Cropper v. Smith, Griffin P. C. (at p. 62) 75 L. R. 28 Ch. D. 148 109 L. R. 26 Ch. D. 700 136,280 L. R. 10 App. Cas. 249 137, n. Crosskillv. Evory (1848), 10 L. T. R. 459 195 Crossly v. Beverley (1829), 9 B. & C. 62 ; 1 Web. P. C. 106, 112, 119 ; 3 C. & P. 513 ; Mo. & Mai. 283 ; 1 Russ. & My. 166 72,84,92 V. Derby Gas Co. (1834), 4 L. J. Ch. 25 ; 1 Web. P. C. 119 202, 206 V. Dixon (1863), 10 H. L. Cas. 293 ; 9 Jur. N. S. 607 ; 11 W. R. 716 ; 8 L. T. Rep. N. S. 260 ; 1 N. R. 540 ; 32 L. J. Ch. 617 139,142 V. Potter (1853), Macrory, P. C. 240 63, 88 'y. Stewart (1863), 1 N. R. 426 239 V. Tomey (1876), L. R. 2 Ch. D. 533; 34 L. T. R. N. S. 476 240 Croysdale v. Fisher, 1 P. 0. R. 17 31, 37 Cummings' Patent, Griffin P. C. 277 1 18, 395 Curtis V. Piatt (1863), 3 Ch. D. 135, n. ; 19 Newt. Lond. Jour. N. S. 44; 8 L. T. Rep. N. S. 657 32, 181 (1864), 11 L. T. Rep. N. S. 245 169 (1866), 35 L. J. Ch. 852; L. R. 1 H. L. 337 ... 168, 177, 179, 268 Cutler t'. Bower (1848), 11 Q. B. 973; 12 Ji;r. 721; 17 L. J. Q. B. 217 139 b 2 XX TABLE OF CASES. D. PAGE Dangerfield v. Joues (1865), 13 L. T. Rep. X. S. 142 33 Dai-c-y V. AUiu (1602), 1 Web. P. C. (at p. 6) ; Noy R. 173 (at p. 182) G, 18, 36, 52 Dart's Patents, Griffin P. C. 307 106 Davenport v. Goldberg (1865), 2 Hem. & M. 282; 5 X. R. 584 195 V. Jepson (1862), 1 X. R. 173, 307 195, 249 V. Richards (1860), 3 L. T. Rep. X. S. 503 216, 256 David & Wodlev's Patent, 2 Griffin P. C. 26 118 Daw V. Eley (1865), 2 H. & M. 725 242, 244 (1865), L. R. 1 Eq. .38 ; 13 L. T. R. X. S. 399; 14 W. R. 48 235 L. R. 1 Eq. 38 235 2 H. ct M. 725 242, 244 (1867), L. R. 3 Eq. 496 ; 36 L. J. Ch. 482 ; 15 L. T. Rep. X. S. 559 202 De la Rue v. Dickenson (1857), 7 E. i B. 738; 3 Jur. X. S. 841 ; 5 W. R. 704 ; 29 L. T. R. 194 167, 267 Denlev v. Blore (1851), 38 Lond. Jour. 224 165, 166, 217, 276 Dent V. Turpin (1861), 2 J. & H. 139 164 Deriug's Patent, In re (1880), 13 Ch. D. 393 17 Derosne's Patent, /n re (1844), 2 Web. P. C. 1 : 4 Moo. P. C. C. 416 148, 151 Derosne v. Fairie (1835), 1 Web. P. C. 154 ; 1 Mo. 6z Rob. 457... 165 De Vitre v. Betts (1873), L. R. 6 H. L. 319 ; 21 W. R. 705... 203, 215 Dircks V. Mellor (1845), 26 Lond. Jour. 268 219 Dixon V. London Small Arms Co. (1875), L. R. 10 Q. B. 130; L. R. 1 App. Cas. 632 ; 31 L. T. Rep. X'. S. 830; L. R. 1 Q. B. D. 384 132, 133, 185 (1876), L. R. 1 App. Cas. 632; 46 L. J. Q. B. 617; 35 L. T. R. X. S. 559; 25 W. R. 142 185 Dollond's Patent (1758), 1 Web. P. C. 43; 2 H. Bl. 469, 470, 487 ; Dav. P. C. 170, 171, 172, 199 ; 1 Carp. P. C. 28 11, 40 Downton's Patent, In re (1839), 1 Web. P. C. 565 161 Di-ake V. Muntz Metal Co., 3 P. 0. R. 43 249 Driffield, ic. Pure Linseed Cake Co. v. Waterloo Mills, ttc, Co., 31 Ch. D. 6.38 283 Dudgeon v. Thompson (1874), L. R. 3 App, Cas. 34 ; 22 W. R. 464 ; .30 L. T. Rep. X. S. 244 76, 114, 178, 219, 291 Duncan i Wilson's I'atent, 1 P. 0. R. 257 152 Dundon's Patent, Griffin P. C. 278 118 Dunnicliff v. Mallett (1859), 7 C. B. N. S. 209 ; 1 L. T. Rep. X. S. 514 ; 6 Jur. X. S. 252 ; 29 L. J. C. P. 70 ; 8 W. R. 260. ..163, 216 E. Eadie's P.mknt, (Jrillin P. C. 274 .388 p:ast India Co. v. Kynaston (1820), 3 Bl. App. Cas. 153 247 V Sandys (172S), Skin. 225 123 TABLE OF CASES. XXI PAGE Edgeberry v. Stevens (1691), 1 Web. P. C. 35 ; 2 Salk. 447 ; Comb. 84 ; Dav. P. C. 36 ; 1 Carp. P. C. 35 7, 19, 52 Edison & Swan Electric Light Co. v. Woodhouse, 32 Ch. D. 520 70 Griffin P. C. 90, 95... 51, 72 Edison & Swan United Electric Light Co. v. Holland, L. R. 33 Ch. D. 497 227 Edison Telephone Co. v. India Rubber Co. (1881), L. R. 17 Ch. D. 137 234 Edmund's Patent, Griffin P. C. at p. 283 117 Ehrlich V. Ihlee, 56 L. T. N. S. 819 234 W. N. 3 March, 1888 55 Electric Telegraph Co. v. Nott (1847), 4 C. B. 462 ; 11 Jur. 590 ; 16 L. J. C. P. 174 ; 2 Coop. 41. ..200, 224 V. Brett (1851), 10 C. B. 838 j 20 L. J. C. P. 123; 15 Jur. 579 163, 181, 216 Elliott V. Aston (1840), 1 Web. P. C. 222 267 Ellwood V. Christy (1864), 10 Jur. N. S. 1079 ; 17 C. B. N. S. 754 ; 34 L. J. C. P. 130 ; 13 W. R. 54 ; 11 L. T. Rep. N. S. 342; 5 N. R. 12 140 Elmslie v. Boursier (1869), L. R. 9 Eq. 217 ; 39 L. J. Ch. 328 ; 18 W. R. 665 190 Elsev V. Butler, Griffin P. C. 96 225 Erard's Patent, In re (1835), 1 Web. P. C. 557 (at p. 559) ; 5 Rep. Arts. N. S. 58 148 Evans & Otway's Patent, Griffin P. C. 279 1 18, 388 — — -y. Rees (1842), 2 Q. B. 334 165 Everitt's opposition to L'Oiseau's Patent, 2 Griffin P. C. 28 120 Patent, 2 Griffin P. C. 36 120 F. Feather v. R. (1865), 6 B. & S. 257 ; 35 L. J. Q. B. 200; 12 L. T. N. S. 114 132, 185 Felton V. Greaves (1829), 3 C. & P. 611 56, 61, 127 Fiechter's Patent, Griffin P. C. 284 117 Finnigan v. James (1875), L. R. 19 Eq. 72 241 Fisher v. Dewick (1838), 1 Web. P. C. 267; 1 Web. P. C. 551, n 230, 231, 232, 233 Flower v. Lloyd (1876), W. N. 1876, 169, 230; 20 Sol. Journ. 1876, 860 224, 236, 247 (1877), W. N. 1877, 132; Johnson's P. M. 245 179, 294, 298 Forsyth v. Riviere (1819), 1 Web. P. C. 97 ; Chit. Prerog. Ca. 182; 1 Carp. P. C. 401 179 Fowlers. Gaul, Griffin P. C. 99 235 Fox V. Dellestable (1866), 15 W. R. 194 28 Foxwell V. Bostock (1864), 12 W. R. 723 ; 10 L. T. R. N. S. 144; 4 De G. J. & S. 298. ..33, 66, 99, 113, 173, 176, 301 V. Webster (1863), 3 N. R. 103 ; 4 De G. J. & S. 77 ; 9 L. T. N. S. 528; 12 W. R. 186; 10 Jur. N. S. 137 201 XXU TABLE OF OASES. I'AGE Frearson v. Loe (1878), L. R. 9 Ch. D. 48 ; 27 W. R. 183 .. 51, 54, 184, 198, 202 Fuzee Vesta Co. v. Bryant & May, 34 Ch D. 458 Ill G. Galloway v. Bleaden (1839), 1 Web. P. C. 268, n. ; 1 Web. P. C. 521..... 51, 231, 232 Galloway's Patent, /« re (1843), 1 Web. P. C. 724; 7 Jur. 453 153, 156 Gamble v. Kurtz (1846), 3 C. B. 425 179 Gandy v. Reddaway, 2 P. 0. R. 49 97 Gardner v. Broadbent (1856), 2 Jur. N. S. 1041 ; 4 W. R. 767... 194, 195, 218, 220 Gare's Patent (In re), 26 Ch. D. 105 104, 115 Garthwaite's Patent, Griffin P. C. 284 1 18, 388 Gaulard v. Lindsey, W. N. Feb. 4th, 1888 1 1 1, 283 Germ Milling Co. v. Robinson, 55 L. J. Ch. 287 ; Griffin P. C. 103 247, 249, 292 Gibson V. Brand (1841), 1 Web. P. C. 627 50 (1842), 4 M. & G. 179 ; 4 Scott, N. R. 844 ; 1 Web. P. C. 631 ; 11 L. J. C. P. 177 26, 95, 166 Gillett V. Green (1841), 7 M. &■ W. 347 ; 9 Dowl. 219 : 1 Web. P. C. 271] 10 L. J. Ex. 124 270 V. Wilby(1839), 9 C. & P. 334; 1 Web. P. C. 270 172 Glossop's Patent, Griffin P. C. 286 121 Goucher's Patent, In re (1865), 2 Moo. P. C. C. N. S. 532 161 Goucher v. Clayton, 34 L. J. Ch. 239 ; 11 Jur. N. S. 107 and 462 139 Goulard & Gibbs' Patent, 34 Ch. D. 396 ; 56 L. J. Ch. 606 278 Graham v. Campbell (1878), L. R. 7 Ch. D. 490 218 Granger, .^.r; ;w?-^e (1812), Godson on Patents, 2nd ed. p. 225 ... 135 Greaves v. Eastern Counties Rail. Co. (1859), 1 E. *fe E. 961 ; 28 L. J. Q. B. 290; 5 Jur. N. S. 733 273 Green's Patent, Griffin P. C. 286 119 Grover and Baker Sewing Machine Co. v. Millard (1862), 8 Jur. N. S. 713 (at p. 714) 139 H. Haddan'h Patent, 54 L. J. Ch. 126; 2 Criffin P. C. 12 ... 108, 215, 240, 277 Hall V. Jarvi.s (1H2!2), 1 Web. P. C. 100 25 llallctt ?A lliiguo (1831), 2 B. & Ad. 370 (at p. 377) 74 Hnhey v. Brotherhood, 15 Ch. D. 514 283, 285 19 Ch. D. 386 285 TABLE OF CASES. XXUl 1'A<;b Hancock v. Moulton (1852), Johnson's Patentees' Manual, 3rd eJ. p. 208; M. Dig. 506 181, 200, 202 V. Somervell (1851), 39 Newton's Lond. Jour. 158 38 Hardy's Patent, In re (1849), 6 Moo. P. C. C. 441 ; 13 Jur. 177. 153 Harmar v. Playne (1809), Dav. P. C. 311 (at p. 31C) ; 11 East, 101 71, 81, 87 Harris v. Rothwell, Gritlin P. C. 109 235 _ 35 Ch. D. 416 ; 56 L. J. Ch. 459 47 Harrison v. The Anderston Foundry Co. (1876), L. li. 1 App. Ca. 574 (at p. 581) ; 2 S. C. L. R. 4th series, 857 33, 76—98, 173 Harwood v. Great Northern Rail. Co. (1860), 29 L. J. Q. B. 193 ; 6 Jur. N. S. 993 32,37 (1865), 11 H. L. Cas. 654 ; 35 L. J. Q. B. 27 ; 12 L. T. Rep. N. S. 771 ; 14 W. R. 1 32 Haslam Foundry Co. v. Goodfellow, 37 Ch. i). 1 2 1 Ill t;. Hall, 20 Q. B. D. 491 271 V. Hall, 5 P. 0. R. 144 273 Hassall V. Wright (1870), 40 L. J. Ch. 145 ; L. R. 10 Eq. 509 ; 18 W. R. 821 144, 216 Hasting's Patent (1567), 1 Web. P. C. 6 ; Noy, R. 182 18, 36 Haworth v. Hardcastle (1834), 1 Web. P. C. 480 (at p. 483) ; 4 M. & Sc. 720 ; 1 Bing. N. C. 182 ; 3 L. J. C. P. 311. ..54,74,127 Hayne v. Maltby (1789), 3 T. R. 438 ; Dav. P. C. 156. ..137, 138, 139 Hayward v. Hamilton, Griffin P. C. 115 33 V. Pavement Light Co., Griffin P. C. 124 219 Hearson's Patent, Griffin P. C. 309 107 266 124 Heath's Patent, In re (1853), 8 Moo. P. C. C. 217 ; 2 Web. P. C. 247; M. Dig. 114 154, 158 Heath and Frost's Patent, Griffin P. C. 31 1 109—121 V. Smith (1854), 2 Ell. & Bl. 256 ; 2 C. L. R. 1584; 18 Jur. 601 ; 23 L. J. Q. B. 166 ; 2 Web. P. C. 268... 40, 50 V. Unwin (1842), 15 Sim. 553 ; 10 M. & W. 684 168, 232, 237 (1845), 14 L. J. Ex. 153 ; 2 Web. P. C. 221 ; 13 M. & W. 583 168 (1852), 22 L. J. C. P. 7 ; 2 Web. P. C. 236 ; 12 C. B. 522 ; 25 L. J. C. P. 19 80, 84, 93, 169 Henderson v. Mostyn Copper Co., L. R. 3 C. P. 202 143 Herbert's Patent, In re, L. R. 1 P. C. 399 ; 4 Moo. P. C. C. N. S. 300 150 Hesse V. Stevenson (1803), 3 B. & P. 565 135 Hexigh V. Chamberlain (1877), 25 W. R. 742 140 Higgs V. Godwin (1858), 27 L. J. Q. B. 421 ; 5 Jur. N. S. 97 ; Ell. Bl. & Ell. 529 25, 183 Hill's Patent, In re (1863), 1 Moo. P. C. C. N. S. 258; 9 Jur. N. S. 1209 ; 12 W. R. 25 ; 9 L. T. Rep. N. S. 101 151, 152, 15.3, 156, 161 Hill V. Thompson (1817), 1 Web. P. C. 235 ; 3 Mer. 622, 626 ... 33, 55, 63, 74, 220, 267 P. C. 239. (1818), 2 B. Moo. 424 ; 8 Taunt. 375 ; 1 Web. 40, 51, 126, 127, 178 Xxiv TABLE OF CASES. PAGE Hills V. Evaus (1S62), 31 L. J. Ch. 457; 6 Jur. X. S. 525 ; 6 L T. Rep. X. S. 90 ; 4 De G. F. J: J. 28S ... 45, 80, 195, 215, 264 ,.. Loudon Gaslight Co. (1857), 27 L. J. Ex. 60 79 (1860). 29 L. J. Ex. 409 ; 5 H. oc X. 312 (at p. 336) 25,41,45, 51 Hinde v. Osborne, Griffin P. C. 127 280 Hinks '■. Safety Lightiuor Co. (1876), L. R. 4 Ch. D. 607 (at p. 612) : 46 L. J. Chri85; 36 L. T. Rep. X. S. 391 75, 80 Hockiucr r. Hocking, Griffin P. C. 129 227 . -" ,.. Frazer,\;riffin P. C. 129 281 Hoffman '•. Posthill (1869), L. R. 4 Ch. App. Cas. 673; 17 W. R. 901 : 20 L. T. Rep. X. S. 893 243, 244 Holland V. Fox (1853), 1 C. L. R. 440 ; 1 W. R. 448. ..230, 232, 233 Holmes r. Loudon and Xorth Western Rail. Co. (1852), 22 L. J. C. P. 57 ; Macroiy's P. C. 13 ; 12 C. B. 831 79, 183 Honiball V. Bloomer (1854), 2 AYeb. P. C. 199; 10 Ex. 538; 1 Jur. X. S. 188 ; 24 L. J. Ex. 11 ; 3 W. R. 71 : 3 C. L. R. 167 ; M. Dig. 46 50, 273 Horublower v. Boulton (1799), 8 T. R. 95 ; Dav. P. C. 221 ; 1 Carii. P. C. 156 23, 27, 72, 81 Horton >: Mabon, 12 C. B. X. S. 437 321 Hoskiu's Patent, Griffin P. C. 291 388 Houghton's Patent, In re (1871), 7 Moo. P. C. C. X. S. 309 ; L. R. 3 P. C. 461 155 HousehiU Iron Co. v. Xeilsou (1842), 1 Web. P. C. 673, 676, 718, n. ; 9 C. & F. 788 23, 42, 51, 60, 84 Household v. Fairbiu-n, Griffiu P. C. 131 284 How V. McKemau (1862), 30 Beav. 546 239 Huddart r. Grimshaw (1803), Dav. P. C. 265 ; 1 Web. P. C. 85 ; Carp. P. C. 200 33, 256 Hughes' Patent, In re (1879), L. R. 4 App. Cas. 174; 48 L. J. P. C. 20: 27 W. R. 493 150 Hull V. Boliaud (1856), 25 L. J. Ex. 304; 1 H. : .Jarvis, 1 AVeb. P. C. 100 25 Hutcl.inson's Patent, In re (1861), 14 Moo. P. C. C. 364 155 J. Jack-sox v. Duke of Xewcastle (1864), 33 L. J. Ch. 698 250 . V. Needle, Griflin P. C. 133 219 — — V. Wolstenhulmes, Griffin P. C. 134 175 Jessop's case (before 1795), Cit. 2 H. Bl. 490 ; Dav. P. C. ]S-2, 203 ; 1 Web. I'. C. 42, u 127 Johnson'-s Patent, In re (1871), 8 Moo. P. C. C. X. S. 282; L R. 4 P. C. 75 152, 158 _ (1877), 8 Moo. P. C. C. X. S. 291 ; L. R. 5 Cli. D. 503 ; 4G L. J. Ch. 555 152 — /« re, 5 Ch. D. 503 104,115 TAPLE OF CASES. XXV PAGE Johnson and Atkinson's Patent, In re (1873), L. R. 5 P. C. 87 ...154 Jones's Patent, In re (1854), 9 Moo. P. C. C. 41 161 ■ Griffin P. C. 313 106 2 Griffin P. C. 33 118 Griffin P. C. 265 124 Jones V. Berger (1843), 1 Web. P. C. 504 ; 5 M. & G. 208 ; 6 Scott, N. R. 208 ; 7 Jur. 883 ; 12 L. J. C. P. 179 ... 230, 232 235 237 V. Lees (1856), 1 H. cfe N. 189 ; 2 Jur. N. S. 645 ; 26 L. J.' Ex. 9 142 V. Pearce (1831), 2 Coop. 58 220 -(1832), 1 Web. P. C. 122; 1 Carp. P. C. 524; 1 Lon. Jour. C. S. 215 25, 51, 183 Jordan v. Moore (1866), L. R. 1 C. P. 624; 12 Jur. N. S. 766 ; 35 L. J. C. P. 268; 14 W. R. 769 32 Jupe V. Pratt (1837), 1 Web. P. C. 145 22, 181 K. Kay's Patent, Inre (1839), 1 Web. P. C. 568; 3 Moo. P. C. C. 24 153 Keynaston i;. East India Co. (1819), 3 Swan. 248 247 Knowles v. Bovill (1870), 22 L. T. Rep. N. S. 70 142 Kurtz V. Spence, 33 Ch. D. 579 '. 283 36 Ch. D. 770 283, 284 Kynock v. National Arms Co., Limited (1877), 37 L. J. Rep. N. S. 31 ; 26 W. R. 22 115 Lake's Patent, 2 Griffin P. C. 16 395 2 Griffin P. C. 35 121 Lamb v. Nottingham Manufactures Co., Limited, M. R. 14th March, 1874, B. 776 296 Lancaster's Patent, Griffin P. C. 293 119 Lang V. Gisborne (1862), 31 Beav. 133 ; 8 Jur. N. S. 736 ; 31 L. J. Ch. 769; 10 W. R. 638; 6 L. T. Rep. N. S. 771 46 Lawrences. Perry, Griffin P. C. 143, 148 45, 111 Lea V. Saxby (1875), 32 L. T. R. N. S. 731 240 Ledgard v. Bull, 1 1 App. Cas. 648 230 Levvin v. Brown (1866), 14 AV. R. 640 140 Lewis V. Davis (1829), 1 Web. P. C. 488; 3 C. & P. 502; 1 Carp. P. C. 471 33 V. Marling (1829), 10 B. & C. 22 ; 4 C. rt Lcddcll & Co., 29 Ch. D. 325 273 Patent liottle Envelope Co. v. Seymer (1858), 5 C. B. N. S. 104 ; 5 Jur. N. S. 174 ; 28 L. J. C. P. 22 32, 173 TABLE OF CASES. XXIX PAGE Patent Type Founding Co. v. Richards (1859), 2 L. T. R. N. S. 359 223 V. Walter (1860), 8 W. R. 353 ; Johns. 727 249, 293 Patterson's Patent, Li re (1849), G Moo. P. C. C. 4G9 ; 13 Jur. 593 156 Patterson v. Gas Light & Coke Co. (1876), L. R. 2 Ch. D. 827 (at p. 832) ; 45 L. J. Ch. 843 ; 35 L. T. Rep. N. S. 11 15 (1877), L. R. 3 App. Ca. 239 (at p. 243); 47 L. J. Ch. 402 ; 38 L. T. Rep. N. S. 303 ; 26 W. R. 482 23, 44 V. Holland (1845), Hindmarch, 293 254 Penn v. Bibby (1866), L. R. 1 Eq. 538 (at p. 548) 234 L. R. 3 Eq. 308 205, 270 V. Jack (1866), L. R. 2 Ch. App. Ca. 127; 36 L. J. Ch. 455; 15 W. R. 208 ; 15 L. T. Rep. N. S. 399... 31, 67, 68 (1866), 3 L. R. Eq. 308 195 (1866), L. R. 2 Eq. 314 (at p. 317); 14 L. T. R. N. S. 495; 14 W. R. 760 260, 261 (1867), L. R. 5 Eq. 81 203, 205 — «. Fernie (1866), L. R. 3 Eq. 308 270 Perkins's Patent, In re (1845), 2 Web. P. C. 6 (at p. 18) U9 Peroni v. Hudson, Griffin P. C. 183 274 Perry V. Mitchell (1840), 1 Web. P. C. 269 225 V. Skinner (1837), Hindmarch, Patents, p. 207 ; 2 11. & W. 471 ; M. & H. 122 ; 1 Jur. 433 ; 1 Web. P. C. 250; 6 L. J. Ex. 124 114,115 Philpott V. Hanbury, 2 P. 0. R. 43 45 Pietschmann's Patent, Griffin P. C. 314 107 Piggott V. Anglo-American Telegraph Co. (1868), 19 L. T. R. N. S. 46 247 Pinkus' Patent, In re (1847), 12 Jur. 233 156, 157 Pitman's Patent, In re (1871), 8 Moo. P. C. C. N. S. 293 ; L. R. 4 P. C. 84 159 Plimpton V. Malcomson (1876), L. R. 3 Ch. D. 531 ; 45 L. J. Ch. 505 ; 34 L. T. Rep. N. S. 340 ; L. R. 20 Eq. 37 55, 85, 91, 10.3, 219, 258, 304 V. Spiller (1876), 20 Sols. Jour. 1876, p. 860 236 ■ -(1877), L. R. 6 Ch. D. 412 44, 51, 75, 196 Poole's Patent, In re (1867), 4 Moo. P. C. C. N. S. 452; L. R. 1 C. P. 514; 36 L. J. P. C. 76 153, 158 Pooley V. Pointon, Griffin P. C. 200 272 Pow V. Taunton (1845), 9 Jur. 1056 28 Price's Patent Candle Co. v. Bauwen's Patent Candle Co. (1858), 4 K. k J. 727 202, 206 Printing and Numerical Registering Co. v. Sampson (1875), 44 L. J. Ch. 705 ; L. R. 19 Eq. 462 ; 32 L. T. Rep. N. S. 354... 140 Proctor?;. Bennis, 36 Ch. D. 740 97, 167 V. Sutton Lodge Chemical Co.,- 5 P. 0. R. 184 273 XXX TABLE OF CASES. R. PAQB R. V. Arkwriaht (1785), 1 Web. P. C. 64 ; Dav. P. C. 61 ; Printed Cases, fol.^Lon. 1785; 1 Carp. P. C. 53 36, 52, 53, 72, 80 R. V. Cutler (1847), 3 C. & K. 215; Macrory, 124; 14 Q. B. 372, n 28 R. V. Else (1785), 1 Web. P. C. 76 ; Bull. X. P. 76 ; Dav. P. C. 144 60 R. V. Lister (1826), Web. P. L. 80 179 R. V. Mill (1850), 20 L. J. C. P. 16 (at p. 24) ; 10 C. B. 379; 15 Jut. 59; 1 L. M. .t P. 695 ; 14 Beav. 315 112 R. ?'. Wheeler (1819), 2 B. i- Aid. 345 ; 1 Carp. P. C. 394... 11, 26, 127 Ralston V. Smith (1865), 11 H. L. C. 223 ; 20 C. B. N. S. 28; 13 L. T. Rep. X. S. 1 ; 35 L. J. C. P. 49 32, 113 Renard v. Lewinstein (1864), 3 W. R. 665 ; 10 L. T. Rep. X. S. 94. 240 (1864), 10 L. T. N. S. 177 8, 195 (1865), 2 Hem. t M. 628; 5 X. R. 301 ; 11 L. T. Rep. N. S. 766 ; 13 W. R. 382 165, 216, 234 Roberts' Patent, In re (1839), 1 Web. P. C. 573 153 Robinson's Patent, Griffin P. C. 267 124 Roden v. London Small Arms Co. (1876), 46 L. J. Q. B. 213 ... 142 Rolls V. Isaacs (1878), L. R. 19 Ch. D. 268 ; W. X. 1878 (p. 37) 131 Rushton V. Crawley (1870), L. R. 10 Eq. 522 32, 95 Russell's Patent, Goodeve P. C. 589 118 Russell V. Cowley (1834), 1 Web. P. C. 459 ; 2 Coop. C. C. 59 25, 181, 195, 247 V. Crichton (1837), 15 Dec. of Ct. of Sess. 1270; 1 Web. P. C. 667, n 247 V. Hatfield, Griffin P. C. 204 225 V. Ledsam (184.3), 11 M. k W. 647 232, 237 (1845), 14 M. &W. 574; 14 L. J. Ex. 353... 179 Samuda'.s Patent, /?i re (1846), Cit. Hind, on Pat. 534 116 Saxby's Patent, Inre (1870), L. R. 3 P. C. 292; 7 Moo. P. C. C. X. S. 82; 19 W. R. 513 150 .Saxby v. Gloucester Waggon Co. (1880), L. R. 7 (^. B. D. 305 ; W. X. 1880 (at p. 28) 34, 252 Scott and Young, Ex parte (187 1), L. R. 6 Ch. App. 274 ; 19 W. R. 425 16 Sc'd V. Higgius (1860), 8 II. L. C. 550; 30 L. J. (^ B. 314; 6 Jur. X. S. 1264 ; 3 L. T. Rep. X. S. 101 96, 257, 264, 268 Sellers 7-. Dickenson (1850), 5 Ex. 312 ; 20 L. J. Ex. 417 ...172, 268 Sharp's Patent, In jv (18-10), 1 Web. P. C. 641 (at p. 645); 10 L. J. Ch. 86 ; 3 Beav. 245 104 Sharp V. Braner, Griffin P. C. 205 284 Shaw V. Beck (1853), 8 Ex. 392 260 TABLE OF CASES. XXXI PACE Shaw V. Bank of England, 22 L. J. Ex. 26 293 Sheehau v. Great Eastern Rail. Co. (1880), L. K. 16 Ch. D. 59 164, 217 Siddell V. Vickers, 39 L. R. Ch. D. 92 69—96 Simister's Patent, In re (1842), 1 Web. P. C. 721; 4 Moo P. C. C. 164 156 Simpson t;. Holliday (1866), L. R. 1 H. L. 315; 35 L. J. Ch. 811 27 ■ (1864), 20 Newton's Lond. Jour. N. S. 105 (f^tp. 108) 94, 181, 264 (1865), 13 W. R. 577 ; 12 L. T. Rep. N. S. 99 ; 21 Newton, Lond. Jonr. N. S. Ill ; 5 N. R. 340 ...78, 85, 95 Singer Sewing Machine Co. v. Wilson (1865), 5 N. R. 505 ; 12 L. T. Rep. N. S. 140; 13 W. R. 560 249, 293 V. Stassen, 50 L. T. 326 lU Smith's Patent, In re (1855), Macr. P. C. 232 114, 122 ■ Griffin P. C. 263 ' 146 Smith V. Buckingham (1870), 18 W. R. 314 ; 21 L. T. R. N S 819 140 V. Cropper, 10 App. Cas. 249; reversing 26 Ch. D. 700... 229 i;. Davidson (1857), 19 C. S. 691 41 V, Dickenson (1804), 3 B. ct P. 630 129 V. London & North Western Rail. Co. (1853), 2 E. & B. 69; 17 Jur. 1071 173 V. London & South Western Rail. Co. (1854), Kay, 408; 23 L. J. Ch. 562 ; 23 L. T. R. 10 ; 2 Eq. Rep. 428; 2 W. R. 310; 23 L. T. R. 10 202 V. Scott (1859), 6 C. B. N. S. 771 ; 28 L. J. C.P. 325 ; 5 Jur. N. S. 1356 139 V. Upton (1843), 6 M. & G. 257 254 Soame's Patent, In re (1843), 1 Web. P. C. 560, 729 (at p. 733) 21, 147, 148, 149 Societe Anonyme des Manufactures de Glaces v. Tielghman's, ttc , Co., 25 Ch. D. 1 191, 283 Speckhart v. Campbell &, Co., Solicitors' Journal, Feb. 2, 1884... 215 Spencer V. Jack (1864), 11 L. T. R. N. S. 242 267 Spicer V. Todd (1839), 1 D. P. R. 306 165 Spilsbury v. Clough (1842), 2 Q. B. 466 ; 2 G. & D. 17; 6 Jur. 579; 1 Web. P. C. 255; 11 L. J. Q. B. 109 105 Stead V. Anderson (1846), 2 Web. P. C. 147 39 — (1847), 4 C. B. 806; 2 Web. P. C. 151; 16 L. J. C. P. 250 169, 170, 179, 256 V. Williams (1843), 2 Web. P. C. 126 39 51 (1844), 2 Web. P. C. 137 ; 7 M. ct G. 318 ; 8 ' Scott, N. R. 449; 8 Jur. 930; 13 L. J. C. P. 218 42, 63 Steiner v. Heald (1851), 20 L. J. Ex. 410; 6 Ex. 607; 17 Jur. 875 29 Stevens v. Keating (1847), 2 Web. P. C. 176 ; 2 Phill. 333 ... 180, 219, 268 — (1850), 1 Mac. k G. 659 168 Stewart's Patent, 3 P. 0, R. 7 150 XXXU TABLE OF CASES. PAGE Stocker v. Rodgers (1843), 1 Car. & Kir. 99 271 Stocking V. Llewellyn (1842), 3 L. T. R. 33 220 Stoner v. Todd (1876), L. R. 4 Ch. D. 58 ; 46 L. J. Ch. 32 ; 35 L. T. Rep. N. S. 661; 25 W. R. 138 43, 68 Stubbs' Patent, Griffin P. C. 298 120, 395 Sturtz V. Be la Rue (1828), 5 Russ. 322; 1 Web. P. C. 83 ... 63, 81, 220 §uggv. Bray, Griffin P. C. 210 285 V. Silber (1876), L. R. 1 Q. B. D. 362 251 (1877), L. R. 2 Q. B. D. 495 233 Swinborne v. Nelson (1853), 16 Beav. 416; 22 L. J. Ch. 331 ... 242 Sykes v. Howarth (1879), L. R. 12 Ch. D. 826 ; 48 L. J. Ch. 769 ; '41 L. T. R. N. S. 79; 28 W. R. 215 182, 183, 189, 191, 224, 233, 262 Talbot v. La Roche (1854), 15 C. B. 310 ; 2 C. L. Rep. 836 ; M. Dig. 210 224 Tangye v. Stott (1865), 14 W. R. 386 215, 304 Taylor v. Hare (1805), 1 Web. P. C. 292, 293 ; 1 B. & P. N. R. 260 137, 141 Templeton v. Macfarlane (1 848), 1 H. L. C. 595 52 Tenn ant's case (1802), 1 Web. P. C. 125; Dav. P. C. 429; 1 Carp. P. C. 177 10, 41 Terrell, In re (1883), L. R. 22 Ch. D. 473 276 Tetley v. Easton (1852), Mac. P. C. 48, 76 80, 93 (1857), 2 C. B. N. S. 706 ; 26 L. J. C. P. 269. 96 Thomas v. Foxwell (1858), 5 Jur. N. S. 37 176 V. Hunt (1864), 17 C. B. N. S. 183 142 V. Welch (1866), L. R. 1 C. P. 182 (at p. 192); 12 Jur. N. S. 316; 35 L. J. C. P. 200 68 Thorn 7>. Worthing Skating Rink Company (1876), L. R. 6 Ch. D. 415 179 TielensT;. Hooper (1850), 5 Ex. 830 143 Til'dnnan's Sand Blast Company v. Wright, Griffin P. C. 216 ... 224 Tolhauscn's Patent, hi re (1866), 14 W. R. 551 117 Townscnd v. Haworth (1875), L. R. 12 Ch. D. 831, n. ; Higgins' Dig. Pt. II. p. 60 (not fully reported anywhere) 183, 189, 101 Travel! v. Carteret (35 Car. 2), 3 Lev. 135 126 Trotman's Patent, /n re (1866), L. R. 1 P. C. 118; 3 Moo. P. C. C. N. S. 488 154, 155 Trotman v. Wood (1864), 16 C. B. N. S. 479 140 Turner 7;. Hancock (1881), 20 Ch. D. 303 275 V. Winter (1787), 1 Web. P. C. 77 ; 1 T. R. 602 ; Dart, P.O. 145 ri2, 72, 259 TABLE OF CASES. XXXlll U. PAGE United Horse Nail Co. v. Stewart, Griffin P. C. 217 205 United Telephone Co., itc. v. Harrison, Cox, Walker ct Co. (1882), L. E.. 21 Ch. D. 720 44, 46, 181 ?'. Dale, 25 Ch. D. 778 203 V. Donohoe, 31 Ch. D. 399 227 V. Henry, Griffin P. C. 228 189 ■ V. London Globe Telephone Co., 26 Ch. D. 766 187, 202 V. Sharpies, 29 Ch. D. 164 184 V. Walker, 56 L. T. 508 205 Unwin v. Heath (1855), 25 L. J. C. P. 8 77, 179 2 Web. P. C. 314 181 Useful Patents Co. v. Rylands, Griffin P. C. 234 51 V. Vavasbur v. Krupp (1878), L. R. 9 Ch. D. 351 ; 39 L. T. R. N. S. 437 203 Vidi V. Smith, 3 E. & B. 969 294 Vincent's Patent, In re (1867), L. R. 2 Ch. 341 ; 15 W. R. 524 117 Vow Buch's Application, 2 Griffin P. C. 40 119 Vow Heyden v. Newstadt, 14 Ch. D. 230 183 W. Walker v. Clarke, 56 L. J. Ch. 239 283 Wallington V. Dale (1852), 7 Ex. 888; 23 L. J. Ex. 49 74, 267 Walton V. Bateman (1842), 1 Web. P. C. 613 37, 167, 179, 267 V. Lavater (1860), 3 L. T. Rep. N. S. 272 ; 8 C. B. N. S. 162; 29 L. J. C. P. 275; 6 Jur. N. S. 1251 139, 163, 169, 190, 216 V. Potter (1841), 1 Web. P. C. 585 25, 167, 179, 268 Warwick V. Hooper (1850), 3 M. & G. 60 143 Wegmann 7^. Corcoran (1879), L. R. 13 Ch. D. 65 (at p. 77); 39 L. T. Rep. N. S. 563; 27 W. R. 357 76, 90, 272 Westinghouse's Patent, Griffin P. C. 315 108 Westrupp & Gibbons' Patent, In re, Ex parte Wells (1836), 1 Web. P. C. 554 161 White V. Fenn (1867), 15 W. R. 348 ; 15 L. T. Rep. N. S. 505 ; L. R. 5 Ch. App. Cas. 36 177 Whitton V. Jennings (1860), 1 D. R. & S. 110 220 Wield's Patent, hi re (1871), L. R. 4 P. C. 89 ; 8 Moo. P. C. C. N. S. 300 155, 161 Williams v. Williams (1819), 3 Mer. 157 129 Winan's Patent, In re (1872), 8 Moo. P. C. C. N. S. 306 ; L. R. 4 P. C. 93 158 T. C XX XIV TABLE OF CASES. PAGE Wirth's Patent, In re (1879), L. R. 12 Ch. D. 303 ; 28 W. R. 329 6 Wood V. Zimmer (1815), 1 Web. P. C. 44, 82 ; Holt, N. P. 58 ; Kay, P. C. 290 50, 91 Woodcroft's Patent, In re (1841), 1 AVeb. P. C. 740; 3 Moo. P. C. C. 171 156 Woodward v. Sansum, 56 L. T. 347 64 Wren r. Weild (1868), L. R. 4 Q. B. 213, 730 225, 284 Wright V. Hitchcock (1870), L. R. 5 Ex. 37 ; 39 L. J. Ex. 97... 63, 177, 183, 190, 256 Y. Yates' k Kelett's Patent, In re, L. R. 12 App. Cas. 147 154 Young r. Fernie (1864), 12 W. R. 901 (at p. 903); 4 Giff. 577; 10 Jur. N. S. 926 ; 10 L. T. Rep. N. S. 861 ; 9 Prac. Mech. Jour. 2nd Series, 102; 4 N. R. 218 25, 44, 259 V, Rosenthal, 2 P. 0. R. 41 272 ■ ' CL v^\^^ o4-' tt-cJL^je^ cL^tk.^ i \ ' f'if' T ^c.J^^ i 1/3. . L^. ^-^^ Cf±. cjl^. M^.^^. i^J^. /^. ^^- -2./-2.. J/'/. J/3. 3ig. -^yuv^/^^. MR foA tyi lyt^. -fqy.^oo Ma<^..J^„-^^. -2/ /u-y. -/A^. y/^. -/.'m. ^^-g.-i^L. M^^JL^Jt, sL.ao. ^b.y^. ^-^^^^xJbJIy ^ Jiy. di. 33.. Ly . i'f. yt . ^Cj . y/3 . fSo, fSfo. ^L^ . M-LAluy .^ -4-8" l=Ayo. HO . JIAO ■ -2A /- ^«"-^ ■ -^"^^ ^iJX^J^i. 5",^. ^oy. /2/. 3>cjS^. '^cAt^j£^H^ VS'-.JlOO.l//. -2.5'S-.3L'^6r: 3oy. 6ii. 3/Cf. G-U<.r^. ^-,C. 35. yx. /^ ^56-^: /gjf^ :ii4-(o . ^^^ -^ CJ,i^JL. WTjio. Ao ^sy dd . /^c c-^/.7% Zw>r ^3.^o. /3^. yL-r-xArT 4^ /^^ • ^/^. -2.3/^53 iCS^^jJL^ (.ka.^/3) 3^. JO. ^/. /^3. y^/. //o^- /^^9- ^^/. ^sy. -a^y ^^y. -s^^T 11 THE LAW AND PEACTICE RELATING TO LETTERS PATENT FOR INVENTIONS. INTRODUCTION. Letters patent for inventions are granted by tlie crown by virtue of its common law prerogative. By the creation of monopolies to first and true inventors in the right of using their inventions, a species of property is created in favour of inventors, as a reward for the benefits which they have conferred on humanity, by the exercise of their thought, knowledge and industry. It is to the interests of the community that persons should be induced to devote their time, energies and resources in furtherance of the development of arts and manufactures, and this was recog- nized in England from the earliest periods which can pretend to be described as civilized. It was to the advantage of the whole community that inventors should be rewarded, and no measure of reward can be conceived more just or equitable, and bearing a closer relation to the benefit conferred by the particular inventor than to grant him the sole right of making, using and vending his invention for a limited period of time. In the corrupt ages of the Stuarts, it is not to be wondered at, that the prerogative of the crown to grant monopoly rights to first and true inventors, should have been made a T. B 2 THE LAW OF PATENTS. lever for assuming a prerogative to grant monopoly rights in trade generally. In the reign of James the First, to such an extent had this abuse been carried, that it was deemed advisable by the legislature that the rights of the crown in respect of letters patent should be declared by legislative enactment — this was the origin of the Statute of Monopolies. It has been supposed that the prerogative of the crown to grant letters patent for inventions was created by this statute, but the most cursory perusal of its enactments and of the authorities which preceded it, shows clearly that, so far from the statute giving to the crown any right which it did not possess before it was passed, it has as its inten- tion the limiting the right of the crown, and the declaring that, which had always been the common law upon the subject. In the first section of this Act, for instance, we find it recited " that all grants of monopolies and of the benefit of any penal laws, or of power to dispense with the law, or to compound for the forfeiture, are contrary to your Majesty's laws, which your Majesty's declaration is truly consonant and agreeable to the ancient and funda- mental laws of this your realm. . . . That all monopolies, and all commissions, grants, licenses, charters and letters patent heretofore made or granted or hereafter to be made or granted . . . are altogether contrary to the laws of this realm, and so are and shall be utterly void and of none efi'ect, and in no-wise to 1)e put in use or execution." Section 6 saved the granting of letters patent to inventors in the following words : — " Provided also, and be it declared and enacted, that any declaration before mentioned shall not extend to any letters patent and grants of ))rivilege for the term of four- teen years or undir, h(;reafter to be made of the sole working or mnking of any manner of new manufjictures within this nialin, to thf. true and first inventor and inventors of such niiinuf.iclnrcs, which others at the time INTRODUCTORY CHAPTER. 3 of making of sucli letters patents and grants shall not use, so as also they be not contrary to the law, nor mis- chievous to the State by raising of prices of commodities at home, or hurt of trade, or generally inconvenient ; the said fourteen years to be accounted from the date of the first letters patents or grant of such privilege hereafter to be made, but that the same shall be of such force as they should be if this Act had never been made and of none other." It will thus be seen that the Statute of Monopolies creates no statutory right, but merely saves the common law rights of the crown; and by sect. 116 of the Patents Designs and Trade Marks Act, 1883, it is enacted, ''Nothing in this Act shall take awai/, abridge or prejudicially affect the prerogative of the crown in relation to the granting of any letters p)atent, or to the iDithholcUng of the grant thereof!' By sect. 46 of the same Act the word ''inven- tion " is defined as meaning " any manner of new tnanu- facture the subject of letters p)atent and grayit of privilege within sect. 6 of the Statute of Monopolies .... and includes an alleged invention." So it is that in the present day, notwithstanding the various statutes which have been passed in relation to letters patent for inventions, these monopolies are still granted upon the mere motion of the sovereign, in the exercise of her royal prerogative, and that all that has been done, has been declaratory of the limits within which that prerogative should be exercised, and of the method of procedure to be adopted in obtaining letters patent for inventions. For the purpose of supporting the validity of the letters patent it is necessary that the patentee should conform to certain requisites, and these requisites are indicated in the 6th section of the Statute of Monopolies. In the first place, he must be the true and first inventor of a new manufacture ; the new manufacture must not be contrary B 2 4 THE LAW OF PATENTS. to law, nor must it be mischievous to the State, by raising the prices of commodities at liome ; it must not be hurtful to trade, nor generally inconvenient. The Act of 1883 has adopted this definition of an invention, and anything that does not conform with all these requisites is not entitled to be called an invention. The host of important decided cases as to the construction of the 6th section of the Statute of Monopolies, and the enormous expense, and labour and learnino^, which have been devoted to obtaininor these decisions, no doubt induced the legislature to adopt a definition which had in some respects obtained a correct judicial meaning ; but it is doubtful whether it was wise to re-enact it in a form which had, we may say, centuries ago, already become to some extent obsolete. The protection of trade by means of Guilds, and of all those various protective schemes which were elaborated in the middle ages, have been found to be fallacious. Industries in this country are no longer protected by the artificial process of law, and therefore it is difiicult to understand the correct meanino- which would be given to the words in the 6th section of the Statute of Monopolies, which refer to an invention having a tendency to raising" the prices of commodities at home, or to hamper trade, or to be generally inconvenient, terms exceedingly vague in themsL-lvcs, aud which the Courts have not had occasion to consider for a very great number of years. These matters, and the construction which is to be placed upon the word " invention^'' will have to be dealt with hereafter, when we consider the cases which have been decided upon the matter. CHAPTER I. THE PATENTEE. By sect. 46 of the Act of 1883, the word patentee is construed as meaning " the person for the time being entitled to the henejit of the patent;'' consequently it may mean the original grantee, his executors and administrators, or the assignee of the original grantee. By sect. 4 of tlie same Act it is enacted ; — (1) " A)iij person, ivhether a British subject or not, ma// mahe an apjilieationfor a patent." It will be observed, that there is no limitation whatever preventing a person under incapacity, either l:)y reason of infancy or otherwise, from obtaining a patent. (2) " Two or more persons may make a joint applica- tion for a patent, and a patent may be granted to them jointly.'' By sect. 5, (l) " An application for a p)atent must he 7nade in the form set forth in the Schedule to this Act, or in such other form as may be from, time to time prescribed ; and must be left at, or sent by post to, the Patent Office, in the prescribed mamier." (2) " An application must contain a declaration to the efect that the applicant is in possession cf an iihvention whereof he, or, in the case of a joiyit application, one or more of the applicants claims or claim to be the true and Jirst inventor or inventors, and for which he or they desire or desires to obtain a patent, and must be accompanied by either a provisioned or complete specif cation." b THE LAW OF PATENTS. Before this Act it was competent for an alien to obtain a ];)atent ; Lord Cairns, in the matter of Wiiilis Patent (a), went even further than this : " I am quite clear that letters patent may be granted to a foreigner who is resident abroad for an invention communicated to him by another resident also abroad." There does not appear to have ever been a question as to whether an infant or a married woman mioht, under the old law, have become a grantee of letters patent. The new law, however, is perfectly clear, and sweeps away any doubt that might have been entertained on the subject. By sect. 99 of the Patent Act of 18S3, it is found that due provision is made for enabling infants and persons under incapacity to take the requisite steps for obtaining letters patent. It will be observed that sect. 6 of the Statute of Monopolies deals witli new manufactures ivitliin this realm, and the construction which has been placed upon that statute has been, that the consideration for the grant of the patent could be ecpially supported by the pro- cess of inventing a new manufacture, as by the process of importing from abroad a manufacture which up to the time of such importation had been unknown within this realm, „ J / .j Iii the case of Darcy v. Allin (h), it was held, "Where / any man by his own charge and industry, or by his own wit and invention, doth bring any new trade into the realm, or any engine tending to the furtherance of a trade that never was used before, and that for the good of the realm, that in such cases the king may grant to him a monopoly patent for some reasonable time until the subjects may lea I'M tlic same in consideration of the good that he dotli l)i-ing l)y liis invention to the commonwealth, otherwise not." So in The ClotJurorhers of Ipsivlch case (c), it was laid (a; L. i;., 12 ('h. D. 'M)?k (6) 1 Web. V. C. G. (c) Codl.olt's K. 25.-5. THE PATENTEE. 7 down that " the brinoino; of a new invention into the kino;- clom equally with the discovery of anything was sufficient to support the king's grant." It is true that these cases were prior to the Statute of Monopolies, but the Statute of Monopolies merely affirmed the common law, hence these cases are applicable. Edgebury v. StejDhens {d) was decided after the statute ; there it was held that "a grant of a monopoly may be to the first inventor, and if the invention be new in England, a patent may be granted though the thing was practised beyond the sea before ; for the statute speaks of a new manufacture luithiu this realm, so that if it be new here it is within the statute, for the Act intended to encourage new devices useful to the kingdom, and whether learned by travel or by study it is the same thing " {d). The practice of granting letters patent to the first im- porters of manufactures new within this realm, has been uniformly sustained by our Courts of Law. We have seen that the word " invention " is construed by the language of the 6th section of the Statute of Monopolies, that language has been held in Edgebury v. Stephens {d) and the succeeding authorities, to include an importer of an invention. In Milligan v. Marsh, (e) it was held by Vice-Chancellor Page-Wood that a person taking out a patent and making a declaration that he is a first inventor when in truth he is only an importer of a communicated invention, makes a false suggestion and the patent is void. When the Act of 1883 was passed, doubts were expressed as to whether the effect of sect. 5, sub-sect. 2, was not to do away with the granting of patents for what is known as communications from abroad, these doubts were shared by the author particularly with reference to the case of Milli- gan v. Marsh {supra). The question has since been in a {d) 1 Web. P. C. 35. (e) 2 Jur., N. S. 1083. 8 THE LAW OF PATENTS. manner touched upon in the ease of In re Avery s patent (f), where although in no way deciding the j)oint it appears to have been considered that such a patent might be granted. Stirling, J. (subsequently affirmed by the Court of Appeal) in giving judgment said, " The rules which have been framed by the Board of Trade under the power conferred upon them by sect. 101 of the statute contain provisions which the statute itself does not contain, in reference to an application for a grant for an invention which has been communicated from abroad. Kule 27 provides that the application for such a grant shall be in the form ' A ' in the 2nd schedule, and that form is different from that which is prescribed by the statute and from the terms in which Lindsay made the application " (his Lordship read the form and continued) " that form has been framed so as to fit in with sect. 5, sub-sect. 2, of the statute which enacts that an application must contain a declaration . . . that the applicant is in possession of an invention, whereof, he . . , ckiims to be the true and first inventor. That form has not been followed in this case. There is no decision that a patent taken out as for an original invention, when in fact the invention patented was communicated from abroad, is void, though there is in the case of MiJligan v. Marsh {supra) what appears to be a dictum of Vice-Chancellor Sir W. Page-Wood, to that efi'ect, nor is there any decision that where an invention is partly original and l»artly communicated from abroad, the part communicated from abroad ought to be distinguished in the specification ; but in the case of Renard v. Levenstein (g), the Lord Justice Knight Bruce expressed great doubt upon the point." . . . . And at p. 31 8 : " That being so notwithstanding that the in- vention was founded on a communication received from abroad it appears to me that it well might be held that the statutory declaration made by the applicant was true in point of law." (/) 36 Ch. I). 307. (g) 10 L. T., N. S. 177. THE PATENTEE. 9 Only one of the capplicants need make the declaration, a capitalist or other person or persons may join an inventor and obtain a valid joint patent (h). Where a patent for an invention is granted to two or more persons in the usual form, each one may use the invention without the consent of the others (i). As to the rights of such joint grantees to the profits made by granting licenses, quaere (ih). Sect. 34 of the Act of 1883 makes j)i'ovision for the granting of letters patent to the legal representative of a deceased inventor, provided application be made within six months from the decease of the inventor, the application must contain a declaration by the legal representative that he believes such person to be the true and first inventor of the invention. We have now to deal with the construction of the words " first and true inventor." The reason that the common law has created a prerogative of the crown to grant letters patent to first and true in- ventors, is that the public benefit by the consideration which the inventor gives in return for the monopoly privilege which is granted to him. That consideration may be divided into three parts. In the first place, the patentee must be the actual in- ventor, that is, the consideration must move from him. Secondly. He must have invented a new and useful invention. Thirdly. He must publish his invention. (A) See express enactment, sect. 5 (t) Matliers v. Green, L. R. , of Patents, &c., Act, 1885. 1 Ch. 29. 10 THE LAW OF PATENTS. CHAPTER II. THE CONSIDERATION BEING THE ACTUAL INVENTOR. An actual inventor is a person who, either by accident or design, produces or discovers an art or manufacture. The process of invention may be divided into two parts. The operation of the mind, and the carrying out of the results of that operation by the hands. It is true that when an invention is the result of pure accident, the physical production may precede the operation of the mind in perceiving its applicability, still, as a general rule, it will be observed that the operation of the mind must precede the physical production. The operation of the mind must in all cases be that of the mind of the inventor. The carrying out of the results of the operation of the mind may be done by the hands of the inventor, or by those of anyone else whom he may employ for that purpose. In Tennant's case (a), a material portion of the invention claimed was found to have been suggested by a chemist at Glasgow. Lord EUcnborough held, that the patent was ]jad because the plaintiff was not the inventor. It will be observed in this case, that although it is possible that the pluintiff was the first person to use the particular method I or making a bleaching liquor, still, inasmuch as that lacLhod of producing this l)leaching liquor was thought out by some one else and communicated to the plaintiff", he was (a) 1 Wcl). p. C. 125. THE CONSIDERATION — THE ACTUAL INVENTOR. 11 lield not to be an inventor. In considering this question we must not confuse the idea of first manufacturer with that of first inventor. "A." may have invented something, it may have pleased him to try a few experiments with his invention, and then to abandon it without publication. "B." may subsequently have invented the same thing altogether independently of " A." If " B." applies for letters patent he is at law the first inventor ; but should it be shown that the process of invention was not carried on in "B.'s" mind at all, but that "A." communicated his ideas to " B.," although with the full intention of abandoning them, " B." will not be the first inventor. Take, for instance, the case of Dollond's Patent (h), this was an improvement in the manufacture of object glasses for telescopes. Dr. H. had made and used identically similar object glasses for his own purposes, but he had in no way published his invention. DoUond, w^ithout any communication from Dr. H,, had re-invented these object glasses ; held that DoUond's patent was good. In R. V. Wheeler (c), Abbott, C. J., delivering the judg- ment of the court, said : "If the patentee has not invented the matter or thing of which he represents himself to be inventor, the consideration of the royal grant fails." In Barber v. Walduck id), it was proved that the invention was made by a workman in the workshop of the patentee, that he communicated it to his master : the patent was opposed on the ground that the patentee was not the inventor. In Bloxham v. Elsee (e), the patentee had worked out the principle of his invention in his own mind, but he intrusted the mechanical details to Mr. D., an en- gineer. Mr. D. had suggested several parts of the machine to the patentee. An objection was taken that {b) 1 AVeb. P. C. 43. {d) 1 Carp. P. C. 438. (c-) 2 B. A: Aid. 345. {e) 1 Web. P. C. 132, n. 12 THE LAW OF PATENTS. tlie patentee was not the inventor : the objection was overruled. It will be seen in this case, that the patentee's mind conceived the invention, and that Mr. D. was only, so to speak, the intellectual hands employed by the patentee to carry out that which he had previously con- ceived in his mind. The summing up of Mr. Baron Alderson, in the case of Minter v. Wells {/), is instructive upon this point : — " The patentee," said the learned judge, " claims under the patent, stating it in his petition to the crown, that he is the true inventor of the machine in question, and if it could be shown that he was not the true inventor, but that some one else had invented it, the crown is deceived in that suggestion, which was the foundation on which it granted the patent, and then the law is, that the patent obtained under such circumstances would be void, and no action could be maintained against the party for the infringement of the patent If Sutton suggested the principle to Minter, then he, Sutton, would be the inventor ; if, on the other hand, Minter •suggested the principle to Sutton, and Sutton was assist- ing him, then Minter would be the first and true inventor, and Sutton would be a machine, so to speak, which Minter uses for the purpose of enabling him to carry his original conception into effect." In Lewis v. Marling {(j), Mr. Justice Bailey said: "If I discover a certain thing for myself, it is no objection to my claim to a patent that another also has made the dis- covery, provided I first introduce it into public use." The suggestion in that case having been that the patentee had acquired liis invention by seeing a model of a simihir machine wliich had Ijccn brouglit irom America.; it was disj^rovcd that he had seen the model, and consequently he was held to be tlic first and true inventor. Jn Cornish v. Keene {11) Chief Justice Tindal said : (/; 1 Web. P. C. 127. {), it was held, that leaving a provisional specification, and obtaining u provisional })rotection, does not prevent a second applicant (o) L. W., Cli. Apj). 274. (;>) L. U , 1 Cli. Ap]>. 577. THE CONSIDERATION THE ACTUAL INVENTOR. 17 from leaving a specification of a similar invention, and ob- taining valid letters patent for tlie invention before six montlia have elapsed from the time when the first provisional specification was left, and in such a case letters patent will not be granted to the first applicant for any part of his invention, which is covered by the letters patent already obtained by the second applicant, but in this case there was no suggestion of fraud on the part of the second ap- plicant. This decision has, however, been doubted in Re Dering's Patent (q), by Lord Cairns, who said : " I may, however, state my objections to that decision" (Bates and Redgate), " which I never could thoroughly understand ; it has always seemed to me that if Parliament held out to inventors the advantage they could get from provisional protection, the inventor should have the enjoyment of that advantage for the six months granted to him. Parliament intended the six months to be for the completion of the invention, and for perfecting the specification, and never said that the applicant should be deprived of or lose that privilege for want of any due diligence on his part." The difficult questions, however, which arise in these cases, seem to be set at rest by the 14th section of the Act of 1883 : " Where an application for a patent in respect of an invention has been accepted, the invention may, during the period between the date of the application and the date of sealing such patent, be used and published ivithout p>rejudice to the patent to be granted for the same. And such iwotection from the consequences of use and publication is in this Act referred to as j^rovisional pro- tection." The general question of concurrent applicants, where there is no fraud, that is, where each applicant is in a position to offer the consideration of mental labour, will be considered in the next Chapter. It is only material (q) L. R., 13 Ch. D. 393. T. C 18 THE LAW OF PATENTS. here so far as concurrent application is brouglit about by reason of one man fraudulently appropriating the invention of another. The right of the Crown to grant letters patent to true and first importers of inventions appears to have been a common law right. We find that so far back as 1567 a patent had been granted to one Hastings (r) for the making of frisadoes in consideration of his having i?}i- 2:)orted the skill of manufacturing them from abroad. So in Mathey's case, " It was granted unto liini the sole making of knives with bone hafts and plates of lattice, because, as the patent suggested, he brought the first use thereof from bevond the seas." This was in the reio;n of Elizabeth. In the clothworkers of Ipsw^ich case we have this {s) said, " The king granted unto B. that none besides himself should make ordnances for battery in the time of war : such grant was adjudged void. But if a man hath brought in a new invention and a new trade in the kingdom in peril of his life and consumption of his estate or stock, &c., or if a man hath made a new discovery of anything, in such cases the king, of his grace and favour in recompense of his costs and travail, may grant by charter unto him that he only shall use such a trade or trafique for a certain time ; because at first the people of the kingdom are ignorant, and have not the knowledge or skill to use it. But when that patent is expired the king cannot make a new grant thereof." This was in 1615. Tlien came the Statute of Monopolies, and we have seen that the 6th section of that Act carefully excepted " the sole working or making of any manner of new manu- factures within this realm, to the true and first inventor or inventors of such manufactures, which others at the time of making such letters patents and grants shall not use." Afterwards came the decisions of Darcy v. AlHn.(i), and (r) 1 Wob. p. C. G. (s) 1 Web. P. C. G ; 1 Godb. 252, 254. (/) 1 Web. P. C. G. THE CONSIDERATION — THE ACTUAL INVENTOR. 19 Edgeburij v. Stevens (u), where it is said, " for the statute speaks of new manufactures within this realm, so that if it be new here it is within the statute, for the Act intended to encourage new devices useful to the kingdom, and whether learned by travel or by study it is the same thing." See the remarks of Eyre, C J., in Boulton v. Bull {x). In the early days of manufacturing enterprise, when true inventors were so exceedingly rare as scarcely ever to be heard of, the word inventor had not acquired the meaning which it has at present, and seems to have been used to designate a first introducer rather than a first inventor. In the early reports shortly succeeding the Statute of Monopolies we do not find the judges in any difficulty in dealing with the words " true and first inventor," showing that the word inventor had not the precise meaning which it has since acquired. In Marsden v. Saville Street Co. (y) in the Court of Appeal, Jesse], M. R., said, speaking of imported inventions, *' It has been argued that before the Statute of James such patents were valid and were allowed by the judges, and that the statute merely restricts the duration of the patent and does not destroy the right as it previously existed. Even supposing that were so, the statute defines who are considered to be worthy recipients of the grant of such a monopoly, as it was then called, and the definition so given has been followed ever since. It is difficult to say a priori on what principle a person who did not invent anything, l)ut who merely imported from abroad into this realm the invention of another, was treated by the judges as being the first and true inventor. I have never been able to discover the principle ; and although I have often made enquiry of others, and of some who are more familiar with the patent law than even I am, although I cannot pretend (m) 1 Web. P. C. 35. {x) 2 H. Bl. 491. (y) L. R., 3 Ex. D. 203. C 2 20 THE LAW OF PATENTS. not to possess a considerable familiarity with it, I could never get a satisfactory answer. The only answer was, ' It has been so decided and you are bound by the decisions/ But it is an anomaly as far as I know, not depending on any j^rinciple whatever. It has never been declared by any judge or authority that there is such a principle, and, not being able to find one, all I can say is that I must look on it as a sort of anomalous decision which has acquired by time and recognition the force of law." A patent granted to a British subject, in his own name, for an invention communicated to him by a foreigner, the subject of a state in amity with this country, is not void, although such patent be in truth taken out and held Ijy the grantee in trust for such foreigner (:). Sect. 23 of the Act of 1883, provides for the registration of owners of patents. Sect. 85 prohibits the registration of any trust. This does not abolish trusts, but merely prohibits the registration of trusts. The importer of an invention need not be a meritorious importer, but may only be a mere agent, Beard v. Egerton (a). The importer need not have acquired the information from a foreigner al)road, but may have done so from a British subject abroad (/>). But a communication made in England by one British subject to another, of an invention, does not make the person, to whom the communication is made, the first and true inventor within the meaning of the statute 21 Jac. 1, c. 3, so as to enable him to take out letters patent for the invention (c). When a patent is taken out as for an original invention (z) Heard v. Ei/rrton, 3 C. 1>. p. 710, ])Cr Eiirl, (". J. 97. (c) Marsden v, Saville Street (a) Supra, at p. 129. Co., C. A. ; L. R., 3 Ex. D. 203. {h) Nickeb V. Ross, 8 C. B. at THE CONSIDEllATION — THE ACTUAL INVENTOU. 21 the subject of the patent being, in fact, a communication from abroad, the patent is void. Milligan v. Marsh (d). " The merit of an importer is less than of an in- ventor and it is an argument against the patent, that it was imported and not invented. I do not say it takes away the merit, but it makes it much smaller." Per Lord Brougham in re Soames Patent (e). We have now shown what is meant when it is said that the consideration for a jDatent must move from the patentee personally. (cZ) 2 Jur. N. S. 1083 ; but see D. at p. 31 G. See, also, Rniard v. remarks of Sterling, J., upon this Levinstein, 10 L. T. N. S. 177. case. In re Avery's patent, 36 C'li. (e) 1 Web. P. C. 733. 22 THE LAW OF PATENTS. CHAPTER III. THE CONSIDERATION (continued) A NEW AND USEFUL INVENTION. The second branch of the consideration is that the in- ventor must have invented a new and useful invention. It is evident that a person may have invented a manufacture which, although new to him, may not be new so far as the workl is concerned. He may have had all the work and labour of discovering for himself a process which, although not generally known, yet the previous knowledge of which may amount to prior user. In such a case, inasmuch as the public are considered at law to be in full possession of the invention, it is evident that the applicant for letters patent has no consideration to offer in return for the grant. The 6th section of the Statute of Monopolies defines a new invention as " any manner of new manufacture which others at the time of making such letters patent shall not use." We have seen that the Act of 1883 has adopted this definition of an invention. We have now to consider the legal meaning which has been placed upon the words " New Manufactui'cs/' A new manufacture docs not mean, as it is errone- ously sometimes supposed, only a new article of manu- facture, ])ut it also means a new process or method of manufacturing something new or old ; it docs not mean a new principle of manufacturing, but it means a new appUcation of principles. No man can claim an THE CONSIDEEATION — A NEW AND USEFUL INVENTION. 23 invention in a principle (a), for that would be to invent the laws of nature, which have always existed. Man merely discovers the ^Drincij^le, and if, when he discovers a principle he can discover a method of utilizing the principle so as to make it applicable to the production of a new manufacture, he can obtain a patent for the method. In Hornhlower v. Boidtonih), decided in 1799, the patent was granted for a method for lessening the consumption of steam and fuel in fire engines, by applying certain principles of combustion. It was held that the invention could be made the subject of a patent. The language of the learned judges does not seem very clearly to expound the doctrine upon which that judgment was based ; but Mr. Justice Grose said, " I am inclined to think that the patent cannot be granted for the mere principle ; but I think that, although in words the privilege granted is to exercise the method of making or doing anything, yet if that thing to be made or done be a manufacture, and the mode of making that manufacture is described, it thus becomes in effect (by whatever name it may be called) not a patent for the mere principle, but for the manufacture of the thing so made, and not merely for the principle upon which it is made." In Boidton v. Bull (c) the Lord Chief Justice Eyre said : " When the effect produced is some new substance or composition of things, it should seem that the privilege of sole working or making ought to be for such new substance or composition, without regard to the mechanism or process by which it has l)een produced, which, though perhaps also new, will be only useful as producing the new substance. When the effect produced is no substance or composition of things, the (a) Boulton v. B%dl, 2 H. Bl. % v. Potter, Mac. P. C. 240 ; 479 ; Hornhlower v. Boulton, 8 T. Patterson v. The Gas Light Co., K 101 ; Jupe v. Pratt, 1 Web. P. L. R., 3 App. Cas. 246. C. 146 ; Neilson\. Harford, 1 Web. (6) 8 T. Rep. 95. P. C. 342 ; The Househill Co. v. (c) 2 H. Bl. 463. Neilson, 1 Web. P. C. 673 ; Cross- 24 THE LAW OF PATENTS. patent can only be for the mechanism, if new mechanism is used, or for the process, if it be a new method of operating with or without old mechanism, by which the effect is produced." Mr. Justice Heath said, "What then falls within the scope of the proviso 1 such manufactures as are reducible to two classes : the first class includes machinery, the second, substances, such as medicines formed by chemical and other processes, where the vendible sub- stance is the thing produced, and that which operates preserves no permanent form ; in the first class the machine, and in the second the substance produced, is the subject for the patent. I approve of the term ' manufacture ' ill the statute, because it precludes all nice refinements ; it gives us to understand the reason of the proviso — that it w^as introduced for the benefit of trade." With reference to this judgment, we may point out that a new chemical substance is not a new manufacture, as the words " new manufacture " are understood in modern times, but that in the case of manufacturing a new chemical substance, the process of making that sub- stance is the subject of the patent, and not the substance when made. Upon perusing the cases which we propose to quote, it will be seen that the more modern view of the construction of the words " new manufacture " has been the result of a great deal of development. At first the judges seemed to lie inclined to limit the subject-matter of letters patent to new articles produced ; but as the arts and manufactures of the country progressed and increased, it was seen that by far the most important inventions were inventions in the process of making old and well-known articles of commerce, and so it became evident that should the construction of the words "new manufactures" be entirely limited to the production of new articles, to the exclusion of the process of manufacturing old articles liy cheaper, better and more improved methods, the inducement which the common law THE CONSIDERATION — A NEW AND USEFUL INVENTION. 25 intended to give to inventors would be curtailed to the narrowest possible limits. Hull V. Jarvis (d) was an action for the infringement of a patent for the improvement of the manufacture of lace by the use of the flame of gas for the purpose of singeing the fluffy ends of the surface of lace manufactured from cotton. For the defendants it was contended that the process was not new. Fire and flame had been applied for similar purposes before the plaintiff's invention. The mere doing that with the flame of gas could not be the subject- matter of a patent. The patent, which was clearly only for a process, was supported. In Jones v. Pearce (e) the patentee had used the principle of suspension to the manu- facture of v/heels; the patent was supported because, although the principle could not be patented, the method of applying that principle to the manufacture of wheels was properly the subject of a patent. In Russell v. Coidey {/) the patent, wdiich was for an improved process of manu- facturing iron tubes, was supported. Lord Lyndhurst, in giving judgment, said : " It is an invention to manufacture tubes for gas and other purjDOses by welding them without the use of any mandril or internal support, by which certain advantages are produced." In Walton v. Pottering), Chief Justice Tindal said: " Now there can be no doubt whatever, that although one man has obtained a patent for a given object, there are many modes open for a man of ingenuity to obtain a patent for the same object ; there may be many roads leading to one place, and if a man has, by dint of his own genius and discovery after a patent has been obtained been able to give to the public without reference to the former {d) 1 Web. P. C. 100. See also Young \. Fernie, 12 W. R 903; Booth V. Kennard, 1 Hurl. & N. NeivallY. Elliott, 13 W. R. 11. 527 ; Higgs v. Godwin, 27 L. J., (e) 1 Web. P. C. 122. q. B. 421 ; Hills v. Loiidon Gas (/) 1 Web. P. C. 459. Light Co., 29 L. J., Ex. 409 ; [g) 1 Web. P. C. at p. 590. -r 26 THE LAW OF PATENTS. one, or borrowing from the former one, a new and superior mode of arriving at the same end, there can be no objection to his taking out a patent for that purpose." In this case, the learned judge by the word " object " must have meant the method of producing an article. The same judge, in Gibson v. Brand {h), said : " The patent is taken out ' for a new or improved process for the manufacture of silk, and silk in combination with certain other fibrous substances,' taken out therefore strictly for a process undoubtedly there is a very strong reason to suppose if the specification is carefully and properly prepared, so as to point out with great distinctness and minuteness what the process is, that such a patent may be good in law. Such certainly was the opinion of Chief Justice Eyre, in Boidton v. Watt (i), and such also appears to have been the opinion (carefully guarding against any abuse of that doctrine) of Lord Tenterden in the case of The King v. Wheeler [k), who says that, ' the subject- matter of letters patent, i. e. the word " manufacture," as used in the Statute of James, is generally understood to denote either a thing made, which is useful for its own sake, and vendible, or to mean an engine or instrument, or some part of an engine or instrument to be employed either in the making of some previously-known article, or in some other useful purpose or it may perhaps extend also to a new process to be carried out by known implements or elements acting upon known substances, and ultimately producing some other known substance, but producing it in a cheaper or more expeditious manner or to a better or more useful account.' " Since the date of these earlier decisions the law seems to liavo been considered as settled upon the subject. In Bewlcij v. Hancock (/), T^ord Cranworth said : *' A discovery (h) 1 Web. P. C. 033. (/.•) 2 B. ik A. 350. (i) 2 H. VA. 4G8. (/) 6 De G., M. & G. 403. THE CONSIDERATION— A NEW AND USEFUL INVENTION. 27 that the mixture of two or more simple substances in certain definite proportions will form a compound substance valuable for medical or other qualities, would afford a good ground for a patent. A discovery of some machinery, whereby such a mixture might be more quickly and effectually accomplished, might be the foundation of another patent." In Sinvpson v. Holiday {in), the specification said, " I mix aniline with dry arsenic acid and allow the mixture to stand for some time, or I accelerate the operation by heating it to, or nearly to, its boiling point until it assumes a rich purple colour," The patentee claimed " the manu- facture or preparation of red or purple dyes by heating aniline dyes with arsenic acid as hereinbefore described." Lord Chelmsford, in giving judgment, said: "There is nothing on the face of the specification to show that the invention described is not, in every part of it, the subject of a patent." It is obvious that there may be many different processes of accomplishing the same object ; if some of the processes are old, and that which is claimed is merely a new method, the subject of the invention will be confined to that method [n). Hereafter, in considering the specification, we shall have to discuss the limitations within which the patent for a new process will be held valid, and the cases which have been decided upon the point. Any addition to or subtraction from any known machine or process causing the old machine or process to accomplish an object in a more speedy, perfect or econo- mical manner, is evidently the subject of a patent. In Ilornhlower v. Boulton (o) Mr. Justice Grose said : " A doubt is entertained whether there can be a patent for the addition of an old manufacture, this doubt rests altogether upon Bircot's case (p), if that were to be considered as law (m) L. R., 1 H. L. 315. (o) 8 T. Rep. 104. (7i) BoviU V. Fwim, 11 Exch. 739. (p) 3 lust. 184. 28 THE LAW OF PATENTS. at this date (1799) it would set aside many patents for many ingenious inventions if indeed a patent could not be granted for the addition it would be depriving the public of one of the best benefits of the statute of James." In Lister v. Leather (q), Lord Campbell said : " The assertion that all patents for improvements of exist- ing patents must be void, is obviously untenable." In Fox V. Dellestable (r), V.-C. Malins said : " No doubt a man may make an invention which is partly covered by an existing patent, but he cannot use it without the licence of the patentee. He may wait for the expiration of the patent and take out one himself. If his invention be novel, that patent will be valid." An application of an old machine or an old material for a new purpose, may be the subject of a patent ; for in- stance, Muntz V. Foster {s) was an action for an infringe- ment of a patent for the manufacture of metal plates to be used for sheathing the bottoms of ships. The improvement consisted of using an alloy of zinc and copper in certain proportions for the manufacture of the plates, and for this purpose copper alone had hitherto been used. The alloy of zinc and copper was to produce an old and well-known material, still the application of that old material to sheath- ing of ships had not before been discovered, and upon its being shown that such an application was a great improve- ment on the old method of sheathing Avitli copper, it was held that the patent could be sustained. The mere application of a known instrument or machine to a new purpose will not su]»})ort a patent unless the means or method of the application is also ]1.-\V (0. In ]{('(). V. Cutler (u) Lord Denman said: "With regard i If. 3 App. Cas. 239; United Tele- 1-. 1 . phone Co. v. J/arrison, Cox, (n) Y.ninrj V. Fernie^ 12 \V. R. \\\dher dc Co., L. K., 21 Ch. D. 001 ; I'limpton v. Sjniir, I>. It., 720. THE CONSIDERATION A NEW AND USEFUL INVENTION. 45 Gas Light Company {o) illustrates very clearly the principle laid flown by Lord Westbury in Beits v. Menzies. The plaintiff obtained a patent for the employment of hydrated oxide of iron in purifying coal gas. A specification was put in evidence as published some ten years prior to the plaintiff's patent by one Croll, in which he said that coal gas could be purified by using the oxide of manganese, the oxide of zinc, or the oxide of iron. Now there are two descriptions of oxide of iron, hydrated and anhydrous. Anhydrous oxides of iron will not purify coal gas. It was held, therefore, that inasmuch as further experiments M-ere required to discover that the action of hydrated oxide of iron was different from that of anhydrous oxide of iron in the purification of coal gas, that the antecedent specification did not anticipate the ^plaintiff's specification. In Hills V. Evans (j9) Lord Westbury said : " The ante- cedent statement must, in order to invalidate the subse- quent patent, be such that a person of ordinary knowledge of the subject would at once perceive and understand and be able practically to apply the discovery without the necessity of making further experiments." In Fhilpott V. Hanhury (q), however, Grove, J., said : " What I am going to say now is an expression of opinion that is rather obiter As a matter of fact my opinion is that there is not the same necessity for accurate description of how an invention shall be carried into effect, for the purpose of anticipating an invention, as there is for the purpose of sustaining a patent in the hands of a patentee, because in the latter case a description ouo-ht to be given which ought not to merely inform the minds of every skilled person or scientific person in the trade, but should inform the minds of ordinary people who are accus- tomed to work at the trade. Therefore I think that there (o) 29 L. J. Ch. 409. 143. (p) 31 L. J. Ch. 463. See also (q) 2 P. 0. R. 43. Laurence v. Ferrf/, Griffin, P. C. 46 THE LAW OF PATENTS. is a distinction ; but I am willing to rest my definition or description of what anticipates a patent on tliis, that there must be a publication which when read b}'- persons versed in the trade, skilful and well acquainted with the trade (I mioht even limit it perhaps to those in the trade who are most skilled — the higher class of skilled workmen) , would enable them to understand it. If it be such it anticipates the patent. If it is a mere suggestion, if it is so erroneous in the description that they cannot, by reasonable applica- tion of the mind, find out what it means, it does not anticipate the patent." It is not necessary that the book containing the descrip- tion of the invention should be sold so as to constitute an anticipation. ]Mere exhibition in a bookseller's window for sale is suflicient publication, or sending it to a book- seller's in this country to be published. " There is no difference between a foreign inventor and an English one if, when the inventor is a foreigner, he publishes the book in a foreio"n language and sends it over to the booksellers in this country for the purpose of being sold " (r). Prior publication in a foreign journal and in a foreign language will invalidate an English patent if it can be shown that a sino-le copy was deposited in England in a public place, and Avas open to public inspection (.s'). In Otto V. Steel (t), where a French treatise was placed in the British Museum Library in 1863, it was held by Pearson, J., that having regard to the arrangements of the library there was no prior publication in England of matter contained in the treatise so as to avoid a patent taken out in 187G. The library arrangements were as follows : There was no access to the public to any part of the library of the British ^luscuni beyond the reading room. Tlie public liad (r) Per M. II. in L'tn;/ v. Gis Harrison, Cox, Walker d; Co. Ijijru^, ?>\ Bcvan, 13.^. L. R., 21 Ch. D. 720. («) United TeUphoiH' Co. v. (t) 31 Ch. D. 241. THE CONSIDERATION — A NEW AND USEFUL INVENTION. 47 access to the general catalogue and to books of reference kept in tlie reading room. In the general catalogue of the British Museum the printed books were referred to under the names of their authors. The treatise in question was entered in the catalogue under the name of Beau de Rochas, and in no other place. It was itself kept in an inner room, and it could only be obtained by one of two means, either by some person knowing of the book and writing the name of the book on a piece of paper and requesting that the book might be furnished to him ; or if a reader wanted to find something on a particular subject, and went to the superintendent and asked what books there Avere that he had better read. The superintendent, if not able to give the information, would direct one of the assistants to take him to that section of the library where such books were likely to be found, and would desii-e him to let the reader look over the titles of those books, and select what book he pleased out of that section of the library. But in Harris v. Rothwell {u) it was held by the Court of Appeal that, prima facie, a patentee is not the first inventor if before the date of his patent an intelligible description of his invention either in English or in any other language commonly known in this country, was known to exist in this country either in the patent office or in any other public library to which persons in search of information on the subject would naturally go for informa- tion. But if it be proved that the foreign publication, although in a public library, w^as not in fact known to be there, the existence of the publication in this country is not fatal to the patent. Otto v. Steel {su2:>ra) was distinguished on the ground that there the anticipating pubHcation was proved not to be known to be in the public library. An inventor may invalidate his own invention by previous {u) 35 Ch. D. 416 ; 56 L. J. Ch. 459 ; 56 L. T. 552. 48 THE LAW OF PATENTS. publication in a specification. For instance, if an inventor applies for letters patent and files a complete specification, and after the publication of the specification abandons it and begins again applying for letters patent for the same invention, the previous publication of the specification will invalidate a subsequent patent. Under the Act of 1883 it is clear that if he only filed a provisional specification there would be no publication, since provisional specifications which are subsequently abandoned, are not published. In OxJey v. Ilolden (x) it appeared that on the 17th March, 1858, the plaintiff' obtained provisional protection' Tor an invention of indiarubber pads to be applied to the windows of carriages. On the lOth April, 1858, he obtained a second provisional protection for three heads of invention, whereof one comprised the above-mentioned indiarubber pads. The first application was abandoned, and the second carried to completion — the?r ivas no evidence that between the date of the Jirst application and the second the invention had in any ivay heen put in 2}'^<^i(^t^c). Neither does the manufacture and sending out of samples for the purpose of experimenting as to the satisfactory character of the invention (c). Not only must the invention be new, but the whole of the invention which is claimed in the specification must be new {d) ; and if any material part of it can be shown to have been anticipated, there would be a valid objection to the patent, and an action for infringement, even of the parts that are new, would not be maintainable. We shall show hereafter that the claiming of too much in a specification, that is to say, the claiming of things which are not new, is not incurable, but that it operates in such a way as to prevent the inventor from successfully main- taining; an action aoainst an infrino;er until he has taken o o o the proper steps to obtain a disclaimer of the tainted portion, so to speak, of his specification. In Bramah v. Ilard- castle (e) Kenyon, J., said : " Unlearned men look at the specification, and suppose everything new that is there ; if the whole be not new, it is hanging terrors over them." In Hill V. Thompson (/), per Dallas, J., " If any part of the alleged discovery, being a material part, fail (the dis- covery in its entirety forming one entire consideration), the patent is altogether void." In Br union v. Hawkes (g) (b) JVewall V. Elliott, 4 C. B., Electric Light Co. v, Woodhouse, N. S. 269 ; Hills v. London Gas Griffin, P. C. 90. Light Company, 29 L. J. Ex. 409. (c) The Useful Patents Co. v. See also Jones v. Pearce, 1 Web. Pylands, Griffiu, P. C. 234. P. C. 122; Bramah v. Hardcastle, (d) Plimpton v. Sjnller, L. R. Holroyd, 81 ; Cornish v. Keene, 1 6 Ch. D. 412, and per Jessel, M. R., Web. P. C. 508 ; Galloway v. in Frearson v. Loe, L. R. 9 Cli. D. Bleaden, 1 Web. P. C. 525 ; Stead 58. V. WUliams, 2 Web. P. C. 135; (e) 1 Carp. P. C. 168. HoLisehill Company v. Neilson, 1 (/) 1 Web, P. C. 249. Web. P. C. 673. Edison and Swan {g) 4 B. & Aid. 541. K 2 52 THE LAW OF PATENTS. Abbott, C.J., said : " I feel myself compelled to say that I think so much of the plaintiff's invention, as respects the anchor, is not new, and that the whole patent is there- fore void." A process incidental to the manufacture, which is not one of the substantial elements of the claim, will not invalidate a patent (h). A description of two processes, one of which is old, and the other new, a claim of the combination of the two would be valid for the combination ; but if the claim is not for the combination, but for the two processes, then the patent is void (?). When a part of a described invention is old, the question will always arise as to whether the claim is for the several parts as described, or for the combination. We shall treat of this subject at length when we deal with the specification. We now come to the consideration of the question of utility, for not only must the invention be new, but it must be new and useful. The 6th section of the Statute of Monopolies does not refer to the necessity of utility in the invention, but saving, as it does, the common law preroga- tive of the Crown in respect of inventions, it refers us back to what had previously been held to be the necessary- elements of an invention. In Darcy v. Allin (k), decided in 1G02, it was held, the invention must tend to the furtherance of trade, and be for the good of the realm, and that the monopoly was granted in consideration of the good that tlie inventor doth bring by his invention to the common- wealth, otherwise not. Consequently an essential element of a valid grant is, that it should be for something which is for the go(jd of tlie realm ; that is, it must be useful {I). (h) Muntz V. Foster, li Web. P. v. Cray, 7 II. k N. 25. C. 112. (/.•) Noy, 11. 182. (/) Templeton v. Macfarlane, 1 {I) Ed. C. ^/dr) ; hxc Jilso McCormich Web. V. C. 35 ; A', v. Arkivrijld, 1 THE CONSIDERATION — -A NEW AND USEFUL INVENTION. 53 In Boulton v. Bull (m), Rooke, J., said : " The public have a right to receive a meritorious consideration in return for the protection granted." In the same case, Bullcr, J., said : " The invention professes to lessen the consumption of steam, and to make the patent good the method must be capable of lessening the consumption to such an extent as to make the invention useful." And in the case of The King v. ArJcwright {n), the same judge, in leaving the matters to the jury, said : " There is another question, whether the stripe in it makes a material alteration, for if it apjDcars, as some of the witnesses say, to do as well with- out the stripes, and to answer the same purpose if you suppose the stripes never to have been used before, that is not such an invention as will support the patent." It will always be a question for the consideration of the jury, whether the invention is useful ; that is, whether that which is new is a sufiicient advance or improvement upon what was already known by the public as to add to a material extent to the public stock of knowledge. It does not mean that there must necessarily be a great deal of in- vention, or an extensive operation, to support the patent, but that the invention when carried out in some way materially improves the process or manufacture, either by cheapening the article produced, or by improving its quality, or by improving the method of producing, or the uses to which it can be put. Each of the cases which have been decided upon the question of utility deal, and necessarily must deal, with an independent state of facts, and consequently, no case can be said to be an authority for another case ; but they go to show the general principle that " utiUty " means a sub- stantial improvement, and not necessarily an extensive improvement ; for instance, a man might invent a large and Web. P. C. 72 ; Timier v. Winter, (m) 2 H. Bl. 478. 1 Web. P. C. 80. («) 1 Web. P. C. 72. oi THE LAW OF PATENTS. complicated machine for the manufacture of boots, which, when completed, would do nothing which was not done before, aud would not make them any quicker or any cheaper than they were made before. Such a machine would not form the subject of a patent. On the other hand, a man might discover a new needle for stitchinor boots, which would economise half-an-hour in the manufacture of each boot ; such a needle would be the subject of a patent, although the whole improvement might consist of a bend. In Crane v. P?7ce, Tindal, C. J., said : " If the invention be new and useful to the public, it is not material whether it be the result of long experiments and profound research, or whether by some sudden or lucky thought, or mere accident of discovery " (o). We have seen that the invention must be neic in every part. It is not, however, necessary that it should be useful in every part. Pro^Hded always, that useless parts have not been added to the specification for the purpose of deception, or of misleading the public as to what the real nature of the invention is, and how it is to be performed (j)). The invention further need not be useful for every purpose to which it can be applied, provided it be useful for some purpose to which it can be applied (q). In Frearson v. Loe (r), Sir George Jessel said : " It is not because a patentee has attempted to claim as an advantage something else to which he is not entitled that the improve- ment he has made is to be held not worthy of a patent. I am not to say that because even half the advantages said to arise from his invention may not be new he is not to be protected in respect of the other half." It will be observed that in this case the Master of the Rolls does not refer to the novelty of the invention claimed, but to the novelty of {o) Crane v. Prire, 1 Web. P. < '• (7) Ilaicorth v, Uardcaitle, 1 at p. 411. Web. P. C. 483. (p) Lni'is V. }farliiig, 1 Web. (r) L R., 9 Ch. D. 64. P. C. 496. THE CONSIDERATION — A NEW AND USEFUL INVENTION. 55 the advantages. A large number of patents which are applied for are intituled "improvements in the manufacture of ," and sometimes it has been considered that when that which is claimed is really no substantial improve- ment at all, the patent is bad for a false suggestion (s). In the case of a patent for a combination it appeared that in putting the invention into practice the inventor did not use everything described in the specification ; it was objected that the specification was bad on this account. The objection was overruled (t). It is always a question for the jury whether the invention be useful or not (u). In Plimpton v. Malcolmson {x)^ Sir George Jessel said : *' The cases cited may be rather used as illustrations of what will amount to sufficient evidence than as deciding anything in principle beyond this, that it must be sufficiently known." This would apply to the utility issue as well as that of novelty. In such matters cases merely offer illustrations, and cannot be said to lay down any rigid principles of law. (s) Losh V. Hague, 1 Web. P. C. P. C. 237 ; Bloxham v. Elsee, 1 C. 202. k P. 565 ; Cornish y. Keene, 1 Web. {t) Ehrlich V. Ihlee, W. N. 3rd P. C. 506. March, 1888. {x) L. Pt., 3 Ch. D. 557. [u) Hill V. Thompson, 1 Web. 5G THE LAW OF PATENTS. CHAPTER IV. THE CONSIDERATION (continued) — THE SPECIFICATION. The third condition whicli supports the consideration for a valid patent, is that the patentee must puhlish his invention, that is to say, that in the specification which he files, and which forms the basis of the descrijotion of the subject-matter of his patent, he must give such an account of Lis invention, of the way of working it, and of what he particularly claims, as to enable an ordinary skilled person to carry out the invention without further assistance or discovery. By the 5th section of the Act of 1 883, it is provided : — "(l) Tlie application for a patent must he made in the fo)'7n, set forth in the frst schedide of this Act, or in such other form as may he from time to time prescrihcd, and must he left at or sent hy post to the Patent Office in the prescnbed manner. " (2) An application must contain a declaration to the e.ffect that the cqjpJicant is in possession of an invention ichereof he, or in the case of a joint ap2)lication, one or more of the applicants claims or claim, to he the true and first inventor or inventors, and for ivhich he or they desires or desire, to ohtain a p)atent ; and must he accompanied hy either a provisional or com2')lete specification (a). (a) " Whereas sub-sect. 2 of s. f) sub-sect, mentionctl, and doubts of the principal Act rccjuires a dccla- have arisen as to tlio nature of tliat ration to be made by an apjdicajit declaration, and it is expedient to for a jiatent ti; the effect in that remove such doubts; V>c it tlicrc- THE CONSIDEP.ATION — THE SPECIFICATION. 57 " (3) A 2^'i^ovisional specification must describe tJie nature of the invention, and he accompanied hy drauings if required. " (4) A complete .speclfcation, ivhether left on applica- tion or siihseipiently, must particularly describe and ascer- tain the nature of the invention, and in what manner it is to be p)G'^formed, and must be accompanied by draivings if required {h). " (5) A specif cation, ivhether j^'^'ovisioncd or complete, must commence ivith the title, and in the case of a complete specifcation must end luith a distinct statement of the invention claimed." Sect. 6 of the same Act vests in an examiner tlie duty of reporting to the comptroller whether the nature of the invention has been fairly described, and the application, specification, and drawings (if any) have been prepared in the prescribed manner, and the title sufficiently indicates the subject-matter of the invention. Sect. 7 provides for the report of the examiner, and for an appeal from the decision of the comptroller should he refuse the application, to the law officer, who may affirm, reverse or vary the decision of the comptroller. By sect. 8 (1), " Jf tJie applicant does not leave a complete specifcation ivith Jiis application, he may leave it at any fore enacted that : The decLira- be insufi&ciently complied with by tion mentioued in sub-sect. 2 of reason only that instead of being s. 5 of the principal Act may be accompanied by drawings the Com- either a statutory declaration under plete Specification refers to the the Statutory Declarations Act or drawings which accompanied the not, as may be from time to time provisional specification, and no prescribed." Patents, &c., Act, patent heretofore sealed shall be 1885, s. 2. invalid by reason only that the (h) By the Patents, c^c, Act, Complete Specification was not ac- 1886, s. 2, it is provided : " The compauied by drawings, but re- requirement of sub-sect. 4 of s. 5 ferred to those which accompanied of the Patents, &c., Act, 1883, as the provisional specification." to drawings shall not be deemed to 58 THE LAW OF PATENTS. subsequent time within nine months from the date of application" {c). (2) " Unless the complete specifcation is left within that time, the application shall he deemed to he abandoned.'' By sect. 9, " Where a comiolete specifcation is left cfter a provisional specifcation, the comptroller shcdl refer both specifcations to an examiner, for the purpose of ascertaining ivhether the comp)lete specification has been prepared in the prescribed manner, and whether the invention particularly described in the complete specifcation is substantially the same as that which is described in the p>rovisioncd specifcation." Sub- sect. 2 provides for the refusal of the complete specification by the comptroller upon an adverse rejDort of the examiner ; and sub-sect. 3 gives the machinery for appealing to the law ofiicer ; by sect. 10, " On the acceptance of the complete specifcation, the comp)t roller shcdl advertise the acceptance, and the ap}plication and specifcation or sjjecifccttions luith the draivings (if any), shall be open to public inspection.'' By sect. 18, sub-sect. 1, ''An applicant or patentee may from time to time, by request in ivriting left at the Patent Office, seek leave to amend his specifica- tion, including draioings forming part thereof, by ivay of (c) This has been varied by the ceptcd within such extended times Patents, (to., Act, 1885, by sect. 3 not exceeding one month and three of which it is enacted: "Where- months respectively after the said as under the principal Act, a com- nine and twelve months re- plete specification is required (by spectively, as the comptroller may s. 8) to l)e left within nine months on payment of the prescribed fee and (by s. 9) to be accepted allow, and where such extension of within twelve months, and a patent time has been allowed, a further is required (by s. 12) to be sealed extension of four months after the within fifteen months from the said fifteen months shall be allowed date of apiilication, and it is ex- for the sealing of the patent; and pedicnt to emjKjwer the comp- the principal Act S'liall have effect trollcr to extend in certain cases as if any time so allowed were the said times ; He it therefore added to the said periods specified enacted as follows : A complete in the principal Act." specification may be left a)id ac- THE CONSIDERATION — THE SPECIFICATION. 59 disclaimer, correction or explanation, stating the nature of such amendment, and his reasons for the same." Sub- sects. 2, 3, 4, 5, 6, 7, 8 and 9, deal with the practice to be observed upon amendment, to which we shall refer hereafter ; and sub-sect. 10 enacts that " the foregoing provisions of this section do not apply when and so long as any action for infringement or other legal proceeding in relation to a patent is pending.'^ Such are the provisions of the new Act in respect of the requirements of the specification. It leaves the law respecting the necessary disclosures to be made in the specification very much as it was before ; and the changes which are made are more changes of practice tlian any- thin o- else. The specification is the means which is provided by the state, whereby a patentee publishes his invention, that is, dedicates it to the public. We have observed that two descriptions of specifications are provided for, one called " provisional," and the other " complete ; " the applicant for letters patent may, if he so pleases, in the first instance, file a complete specification, or he may file a specification which, for want of a better word, has l3een described as provisional ; subsequently, and within the prescribed time, filing a complete specification, which particularly describes and ascertains his invention. It is only necessary, however, that the provisional specification should describe the nature of the invention ; and although it is not absolutely necessary that full details should be given as to the method of working the invention, care should be taken to ascertain to what extent and in what direction the invention goes. There are three things, in the specification, which must agree with each other— the title, the provisional specifica- tion, and the complete specification. 60 THE LAW OF PATENTS. The Title. The title of the specification must disclose the object of the invention (c/). The title is a part of the specification, and should be read into it so that it may limit the patentee's claim, which otherwise would be too large (e). In the case of Bex v. Else (/), the title of the patent was held to contain the claim, there being no other claim. It has frequently been held that the title must not go too far; for instance, a man who had invented a nev*^ street lamp, and described his invention in the title as being " a method or methods of more completely lighting cities, towns and villages," was held to have vitiated his patent by going too far in his title. His claim should have been for a new or improved street lamp (g). So care must be taken that an improvement in buttons, for instance, is not described as an improvement in the manufacture of buttons; if the improvement is in the article, it must be so stated, and if in the process, likewise. In Campion v. Benyon Qi), the title was a new and improved method of making and manufacturing double canvas and sail cloth with hemp and flax, without any starch whatever ; the title, therefore, described an invention, the novelty and utility of which was to omit the use of starch, but upon reading the specification we find that the real invention was an improved mode of twisting the threads to be applied t(j tlie making of unstarched clotli, tlic patent Avas held bad. In the case of BJoxam V. KUee[i), the title for the invention was for a machine (.., N. S. 2G9. (.r) FoxweU v. Bostod; 12 W. R. 723. THE CONSIDERATION — THE SPECIFICATION. 67 Lord Chelmsford, in Penn v. Bihhij {//), said : " The relation which the provisional specification bears to the ), decided in the House of Lords, the provisional specification stated the object of the invention to be the preserving of animal sub- stances in the fresh state, and the patentees claimed the use of a solution composed of a certain quantity of gelatine mixed with bisulphite of lime, but in the complete specifi- cation they claimed as solution No. 1 a solution composed of bisulphite of lime alone, and gave no direction how this solution was to be used. Bisulphite of lime had been used by a prior patentee. In the action for infringement against the defendants who had used bisulphite of lime pure and simple, it was held that the complete specification, if large enough to cover the employment of bisulphite of lime for the preservation of animal substances as practised by the defenders, would claim an invention laroer than and dif- ferent from that disclosed in the provisional s})ecification. ft will be observed that in this case the invention, wdiich was dcscribcil in the provisional specification, was the coat- (z) rhum.is V. \v,irh, L. i;., 1 („) r. i;., I cii. d. r,s. r. W 192. Seo also the remarks (h) L. I J., .-5 App. (.'. 1055. Sec of Lord (y'hclm.sfonl in I'mni v. also Liicnn v. Mi Hit, (Jrifliii 1'. C. liibhy, rj noted above. 150. THE CONSIDERATION — THE SPECIFICATION. 60 ingf of animal substances with a film of a mixture of gelatine and bisulphite of lime ; the complete specification claimed the dipping of the animal substance into a solution of bisul- phite of lime in water ; it is apparent, therefore, to anyone acquainted with the action of antiseptic substances upon animal decomposition, that the operation of a film of gela- tine with bisulphite of lime is entirely different from the operation of a solution of bisulphite of lime ; it is a totally different idea, and therefore a different invention ; th(3 complete specification, therefore, was not an extension, curtailment or modification of the provisional specification, but was a description of a totally difierent invention, and so it was held bad for variance. Thus we see that the provisional specification is a mere extension of the title ; but since variance between the title and the specification vitiated the patent before the inaugu- ration of the provisional specification, variance between the provisional and complete specification also vitiates a patent ; l)ut it is quite open to a patentee to extend, improve or curtail the claim which he has made in his provisional specification when he comes to file his complete specifica- tion. A patent is not renderd invalid by the fact that the complete specification describes something different from anything specifically referred to in the provisional specifica- tion, provided that what is so described comes within the nature of the invention described in general terms in the provisional specification (c). THE COMPLETE SPECIFICATION. We now come to the more important subject of the requirements of a complete specification. The complete specification is, as we have seen, one of the essential con- siderations which the patentee gives for the grant which is (c) Siddell V. Vickers, 39 L. R., Ch. D. 92. 70 THE LAW OF PATENTS. niiule to him. It is the disclosure of his invention, and of the mode of 23erformmg it. It contains the information which he is bound to give to the public. That information must be bond Jide^ full, complete, and unambiguous ; it must disclose the invention, the nature of it, the intention of it, the way of performing it, and an exact statement of what is claimed by the patentee (hh). These conditions are imposed by the common law ; they were maintained intact by the Statute of Monopolies, by the Patent Law Amendment Act, 1852, and are now spe- cifically re-enacted in the Act of 1883. The specification must be sufficient — that is, it must give a sufficient description of the invention to enable a person skilled in the art to which it refers to perform the invention from the description which it gives. It must be J)orid Jide — there must be no reserve on the part of the inventor. He must disclose what he knows ; he must con- ceal nothing, and thus he must give to the public the full ]>enefit of his invention. In Edison and Sivan Electric Lifjlit Co. V. Woodhouse (c), a patent dated as to its pro- visional specification, November, 1879, and as to its final s[)ocification, 10th May, 1880, claimed an electric lamp witli a carbon "filament for its illuminating conductor. The patentee took out a subserpient })atent, dated as to its pro- visional specification, December, 1879, for a method of making carbon filaments for electric himps. Objection was taken tliat inasmucli as at tlie time of filing the complete specification of the first patent the patentee knew the sub- ject-matter of the second, he should have included it in the first, and tliat therefore the first patent was bad by reason of conc,(';i]iiici)j. This ol)jecti()n was overruled. In Mozclcif V. The Vicfi,nn h'nhJur Co. {. Turner y. Winter, Dav. P. C, 151. A C, 6.3. (w) 2 Mer. 451. (k) 1 Web. P. C. 72; Dav. P. CGI. (h) Griffin, P. C. at p. 95. THE CONSIDERATION — THE SPECIFICATION. 73 the maintenance of a high temperature is that which distin- guishes Cheesebrough's process from Despretz's experiment, and although Professor Dewar points out the importance of a gradually increasing current, neither he nor any other witness says that the temperature ought to be low to begin with, and be gradually raised. Their evidence only comes to this — that the temperature must be kept up and the electric current must be increased, or the temperature will fall. But the patentee himself tells you this. He says that the temperature must be as high as 7,000° F., and the sen- tence in the specification, ' as the carbon increases in size more current is required to maintain the temperature,' is shown by the evidence to be useless, and an obvious truism to those who understand the subject, unless the sentence is understood to be a direction to keep up the temperature ; and when we find that in fact no difficulty is experienced by reason of defective instructions on this point, the Court cannot hold as a matter of law that the specification is not sufficiently explicit. If the defendants had shown that the directions as to temperature were not practically sufficient to enable a competent person to make the patented articles, the case would be very different ; but they have not at- tempted to do this ; they rely on the words used, and on the evidence as to temperature already alluded to. This, in our opinion, is not sufficient for our purpose. If the language of a specification is clear enough to guide a com- petent workman, and enable him to obtain the desired result, we cannot see how a Court can hold the language insuffi- cient in point of law. No doubt it is for the Court and not for a workman to construe the specification ; but if a work- man says it is a sufficient guide to him, and the Court believes him, the Court must hold that as regards clearness of description the specification is in point of law sufficient." "We have next to consider the bearing of the different decisions upon the question of what amounts to sufficiency in a specification. It is always a question of fact whether 71 THE LAW OF PATENTS. tlie Specification is sufficient or not, taking care to distin- guish between sufficiency of description and an attempt to cover too mucli — it is for tlie jury to say wlietlier from the description given the invention could be carried out. It is for the Court to determine whether the inventor has claimed that which is not new among that which is new (o). The cj^uestion of the sufficiency of the specification is a question for the jury (-p]. The intelligibility of the specification is a c^uestion for the jury (q). The construction of the specification is in the same manner as the constiiiction of all documents — a question of law. The dut}' of the judge at Xisi Prius is to tell the jury the specification says so-and-so, placing a meaning upon the different words used and the different sentences used in the specification. It is then for the jury to sav it is inteUio-ible or it is not. it is sufficient or it is not sufficient, but the Court "^ill determine in all cases whether or not the patent is defective by reason of the patentee having endeavoured to describe or to claim too much (?'). We will deal with these diff"erent heads in their natural order, first, as to construction, next as to intelligibility, and then as to sufficiency. The object of the Courts is not to defeat patents. In Hallett v. Hague (s), Lord Tenterden said : — " I cannot forbear saying that I think a great deal too much critical acumen has been applied to the construction of patents, as if the object was to defeat, and not to sustain, them." The patentee is to be presumed not to claim things which he must have known to be in use (f). (o) JJiil V. Thomj>sm, 3 Mer. P. C. 295. G26. (r) Hill V. TJiompson, 3 Mer. (p) Biclcford V. Skeires, 1 Q. B. 626; Beard v. Egertoyi, 19 L. J., 938 ; Wallington v. Dale, 7 Exch. C. P. 38. 868 ; Parhs v. ^tephem, L. R., 8 (s) 2 B. i Ad. 377. Eq. 358. (0 Haworth v. Hardcastle, 1 {q) Neilsnn v. llarforJ, 1 \\\h. Web. P. C. 484. THE CONSIDEKATION THE SPECIFICATION. 75 The leaning of the Courts is invariably in favour of the patentee, and specifications will not be construed astutely so as to overthrow a patent. Sir George Jesse! , in the case of Hinks V. The Safety Lightmg Co. {u), said "I am anxious, as I believe every judge is who knows anything of patent law, to support honest hondfide inventors who have actually invented something novel and useful, and to pre- vent their patents being overturned on mere technical objections or on mere cavillings with the language of their specifications, so as to deprive the inventor of the benefit of his invention ; that is sometimes called a benevolent mode of coDstruction, perhaps that is not the best term to use, but it may be described as construing the language of the specification fairly, with a judicial anxiety to support a really useful invention, if it can be supported by a reason- able construction of a patent ; beyond that the benevolent mode of construction does not go." And the same judge, in Plimpton v. Spillei' [x], adopted the remark that " the judge is not to be astute to find flaws in small matters in a specification with a view to overthrow it." Per James, L. J., in Binney v. Feldtman {y), " giving that benignant interpretation which every instrument is entitled to have." Per Cotton, L. J., in Cropper v. Smith {z), "It was said that one ought to interpret in favour of a good inventor, benig- nantly the construction of his specification. Now I am not satisfied to what cases that is to be applied. If it is to be applied to cases where the objection is that the specification is of such a character that it does not describe sufficiently the nature of the invention, that language may bear perhaps the not unreasonable interpretation, that you are to get all the knowledge you can with reference to the subject matter of the patent, and then you must in an intelligent frame of mind, and not in a frame of mind which shuts its [u) L. R. 4 Ch. D. 612. (y) Griffiu, P. C. at p. 50. {X) L. R., 6 Ch. D. 422. (z) Griffin, P. C. at p. 62. 76 THE LAW OF PATENTS. eyes to wliat is possibly not stated as clearly as it might be, consider what is the real meaning of the specification, not only of itself, but having regard to the knowledge existing: at the time, and which would exist in the minds of those to whom the specification was addressed. Of course the judicial mind does not know, without evidence, all the facts which persons engaged in the trade would know, and it is merely saying, ' Now try and put yourself in the same position as regards knowledge as those to whom the specification was addressed, and then reasonably and intelligently construe it.' " See also the remarks of Bowen, L.J., which follow at p. 64. In Needhcun v. Johnson (a), Lindley, L.J,, said, "I do not like the expression ' benevolent interpretation.' I do not believe in it. The question is whether a given con- struction is the true construction ; but of course if any patent is capable of more constructions than one, the general rule would be applied that you would put upon it that construction which makes it a valid patent rather than a construction which renders it invalid." Lord Chelmsford, in Harrison v. Anderston Foundnj Co. (b), said, " the language should be construed according to its ordinary meaning, the understanding of technical words being, of course, confined to those who are conversant with the subject-matter of the invention, and if the specification is thus sufficiently intelligible it performs all that is re- quired of it." Ill Clark v. Adie (c) it was held that the words used in the specification must be construed like the words ill any other instrument, in their natural sense, according to the general purpose of the instrument in which they are found. The title of a specification and the specification itself are one document, and an ambiguity in the specification must (a) 1 P. O. II. at p. .^)8. ffeon v. Thompson, L. K., 3 App. (6) L. Fl., 1 Ap. C. 5S1. Cas, 53 ; Wegvimm v. Corcoran^ (c) L. li., '2 Ap. ('. 423 ; Dud- L. li., 13 Cli. 1). 77. THE CONSIDEKATION THE SPECIFICATION. 77 be construed by the light which is thrown upon it by the title (d). In the case of Uniuin v. Heath (e), in the course of an opinion given by the judges to the House of Lords, Mr. Justice Crompton said, " 1 think it will be a narrow and a dangerous construction to limit the invention claimed in express words by the mode and process of working which the plaintiff sets forth as a means of carrying his invention into effect." The claims in specifications frequently claim the inven- tion in a general manner with the words added " as herein described." It has been held that the meaning of the Avords " as herein described " is not limited where the invention is for a mode of construction or manufacture, and not for a particular method of carrying out the prin- ciple which is described in the specification. In Belts v. Menzies (/) Mr. Justice Blackburn, giving his opinion to the House of Lords, said, " I agree with what was said by Mr. Justice Crompton in the Court below that, if a general claim for the use of an invention were cut down and limited to the use of the invention in the particular way pointed out by reason of the words ' as herein described,' it will be a narrow rule of construction, generally working to the detriment of patentees, and, what weighs more with me, generally giving an efi'ect to specifications different from what the persons drawing them intended or those reading them understand." In the case of Univin v. Heath (supra), Mr. Justice Williams said, " But if the invention described and claimed by the patentee in this case is not the particular process specified, but the employment of carburet of manganese in the process of the conversion of iron into steel, and if the description of the process in the specification, instead of being a description of the invention, is only one mode of (d) Nnotnn v. Yauclier, 6 Exch. (e) 25 L. J., C. P. 8. 864. (/) lOH. L.C. 140. 78 THE LAW OF PATENTS. carrying the invention into effect, an entirely different doctrine becomes applicable to the question, viz., that if the. patent is taken out for the application of a pjvlnciple coupled with the mode of carrying the principle into effect, the patentee is entitled to protection from cdl other modes of doing so, whether known or not known at the time of the specification,'' There are numerous authorities which bear out the o-eneral rule of construction which has been laid down, viz , that a specification of an invention must be construed by the same rules and upon the same principles that are applied to other written documents, and if, on the one hand, minute cavilling at the words of a specification is not to be allowed as against a patentee, so, on the other hand, the interpretation must not be strained in favour of a patentee. Lord AVestbury, in Simpson v. Holliday [g), said — " It was contended before me, and the Vice- Chancellor is reported to have said, that it has been settled by authority that the most lil^eral construction is to be given to the pateiit that will sustain it I am not aware of any such authority." A patent may be, as we have seen, for the application of a newly- discovered principle of manufacture or, for that of an old principle to a new object or, for a new method of carrying out an old principle applied to an old object. It frequently becomes a matter of construction upon the specification as to which of these branches of invention the specification is intended to apply, and there have been several cases upon the subject. It is evident that inasmuch as the patent will be valid provided a fair descrij)tion of a new invention in either branch is given, that, in construing the specification of a patent a decided case upon some other specification will be of very little value. We do not pro- ])0sc, therefore, to discuss at length the constructions which (rj) 13 W. R. 578. THE CONSIDERATION — THE SPECIFICATION. 79 have been placed upon specifications in particular cases. The words " improvements .... in the manner hereinafter mentioned," followed by a claim concluding with the words, " as above described," have been held to limit the claim to the particular machine described in the specification or to the particular method of carrying out the process and not to include the principle of the process or any other method than that described of carrying it out (h). We have seen, and we shall see more fully at length hereafter, that it is incumbent on a 2)atentee in drawing the specification to distinguish that which is new in his inven- tion from that which is old. In the case of Holmes v. London and North Western Raihvay (i), A. obtained a patent for an improved turning-table for railway purposes, and in his specification gave a description of the machinery, of which no part was new except certain suspending rods ; the combination, however, was both new and useful. In the specification the patentee claimed as his invention " An improved turning-table hereinbefore described, such my in- vention being, to the best of my knowledge and belief, entirely new." It was held, that no construction of the claim could be put upon it as including a combination of the various parts which were old, but that it must be construed as meaning that the patentee claimed the several parts of the invention as being new, and the combination being the only part which was new, the patent was held void. In the case of Hills v. London Gaslight Company {k), it was held, that wliere the meaning of a document depends upon its terms and not on matters of fact, dehors the docu- ment, the question will be for the judge, even although the terms are technical or scientific ; and where an ambiguity is raised by evidence, dehors the document, which is plain {h) Barber v. Grace, 1 Ex. 339. {i) 22 L. J., C. P. 57. (/(•) 27 L. J., Exch. 60. 80 THE LAW OF PATENTS. upon the face of it, tlie ambiguity being as to a term wliicb imports one thing in a scientific sense, and another in a commercial sense — Query, whether it is for the judge or the jury. We should venture to say, that it would undoubtedly be for the jury. The question not being one at all as to the construction of the document, but being as a matter of fact, did the writer of the specification use the scientific term or the commercial term ? A specification is to be construed with reference to the state of knowledge at the time it is published (/). When di'awings are attached to a specification, although the drawings may be used in construing the specification as explanatory of the text, they will not be allowed to be used in limiting the claim in a manner not provided for by the specification {m). When two documents such as specifications are before the Court for comparison, the Court must interpret the meaning of the words, but the jury must say if they are identical {n). It is evident that, inasmuch as technical ex- pressions are used in different trades and businesses, and that it is impossible for one person to be acquainted with every trade and every business, and every technical ex- pression used in such trade and business, it is not necessary that the specification should be intelligible to any one, it is sufficient that it should be intelligible to a person reasonably skilled in the trade to which it particularly refers, and it must be intelligible to them without the necessity of their makini:^ n<^w inventions of their own or additions to the specification or experiments (o). (/) Jhaih V. Unwln, 22 L. J., P. C. 105 ; Tetleij v. Fa^to)i, Mac. C. P. 7. P. C. G8. But see Bush v. Fox, (m) Uinks v. Safety Lighting Co., 5 H. L. C. 707 ; Booth v. Kennard, L. R., 4 Ch. D. 607. See also 2 H. d: N. 84 Also Hills v. Clarkv. Adie, L. R., 2 Ap. Cas. 315. Evans, 31 L. J., Ch. 457. (n) Bettt V. Mevzies, 10 H. L. C. (o) lieg. v. Arkmnght, 1 Web. 117: ^f'untz V. Fosfrr, 2 Web. P. (^ GO. THE CONSIDERATION — THE SPECIFICATION. 81 In Arhwright v. Nightingale {p), Lord Loughborough, in charging the jury, said : " The clearness of the specification must be according to the subject-matter of it ; it is addressed to the persons in the profession having skill in the subject, not to men of ignorance, and if it is understood by those whose business leads them to be conversant in such subjects, it is intelligible." And in Hornhlower v. Boulton {q), to which we have previously referred, Mr. Justice Grose said : " If the specification be such as to enable artists to adopt the invention and to make the manufacture, it is sufficient." In Harmar v. Flayne (r). Lord Ellenborough graphically puts it : " No sort of specification would probably enable a ploughman utterly ignorant of the art to make a watch." But it is necessary that the specification should be in such terms as to enable persons of ordinary ability to understand it, and it will not be sufficient to show that one individual of extraordinary ability or of very exceptional technical knowledge is enabled to understand the specification (,«?). In Neilson v. Harford it), Baron Parke puts it to the jury : " You are not to ask yourselves the question whether per- sons of great skill, a first-rate engineer, or a second-class engineer, as described by Mr. Farey, whether they would do it, because generally these persons are men of great science and philosophical knowledge, and they would, upon a mere hint in the specification, probably invent a machine which would answer the purpose extremely well ; but that is not the description of persons to whom this specification is supposed to be addressed : it is supposed to be addressed to a practical workman, who brings the ordinary degree of knowledge and the ordinary capacity, to the subject." In the case of the Badische Anilin Fahick v. Leven- stein (tt), the patentee claimed, " First, the production of red (p) 1 Web. P. C. 61. (s) Sturtzv.DelaRue,5Rus8.327 {q) 8 T. Rep. 104. (t) 1 Web. P. C. 314. (r) Dav. P. C. 318. («) L. R. 24 Ch. D. 156. T. G 82 THE LAW OF PATENTS. and brown colouring matters, which in chemical language may be termed the sulpho acids of oxyazo-naphthaline by the action of the diazo compounds, which may be prepared from naphthylamin or from the sulpho acids of naphthylamine upon any of the isomeric naphthols, or of mixtures of the same, or upon any of the sulpho acids which may be pre- pared from either alpha naphthol or from beta naphthol, or from mixtures of the same substantially by the process above described." It appeared that the patent was dated 1878 ; that there were two descriptions of naphthylamine, one called alpha naphthylamine and the other beta naphthy- lamine ; that the substance alpha naphthylamine had been known for a considerable period of time, but that beta naphthylamine had only been discovered in 1876 ; that at the date of the patent beta naphthylamine was very little known and very rare ; that up to the year 1880 it was only used in laboratory experiments and that it was very costly ; and that until Ijeta naphthylamine was known, the alpha compound only was known and was called naphthylamine. Objection, that it was not stated what naphthylamine it was intended to be used. Pearson, J., said : {u) " I come to the conclusion that the word ' naphthylamine ' in the patent means that which was generally known in the year 1878 as naphthylamine, namely, what is now described as alpha naphthylamine although beta naphthylamine was invented in 1 876 and would at once be called beta naphthy- lamine to distinguish it from the na})hthylamine which had been known for at least 15 years before, it does not follow that tluit naphthylamine would all of a sudden acquire the name of alpha naphthylamine ; it would remain in all the books jjrinted up to that time as naphthylamine oidy, and I am satisfied that at the date of the patent and subsequently to tlie date of th(; patent any person ordering na])htliylamine simply, would have been supplied with the old naphthy- (u) At p. IGl. THE CONSIDERATION — THE SPECIFICATION. 83 lamine, and nobody would have thought of asking him whether he wanted ' beta naphthylamine ' Under these cir- cumstances I think it would be improper to come to the conclusion that any naphthylamine was meant in this patent except that which was known simply as ' naphthy- lamine,' that is, that which is now properly described as * alpha naphthylamine.' " In the Court of Appeal [v), Baggalay, L.J., differing from Fry and Bo wen, L.J J., said : "If the language of tlie specification can be fairly construed, so as in the one case put, to support the validity of the patent, if challenged on the ground that the use of beta naphthylamine would lead to failure and in the other to protect the patentee against an infringement by the use of that substance, it would be fatal to the plaintiff's case in the present action whether the language had been adopted per incuriam or of set design. Though the term ' the literature ' has been conveniently applied to the documentary evidence admitted in the present case, it is clear that publications of this nature must be regarded as of two classes — those addressed to the scientific world, and those addressed to working or practical men, a distinction which cannot, in my opinion, be more simply and clearly illustrated than it was by Dr. Odling, who being asked by Pearson, J., when the body, as alpha naphthylamine, but formerly known as naphthylamine with- out any prefix, first acquired its present name, replied as follows : ' My Lord, there are two distinct forms of literature upon the subject. There is the systematic scientific literature, and there is the technical literature, and in the technical literature it is called naphthylamiue up to the present day, but in the more scientific literature you may find the distinction although it is very rare.' The distinction between the information given by scientific litera- ture and that given by technical literature is one very im- {v) L. R. 29 Ch. D. 366. G 2 84. THE LAW OF PATENTS. portant to be borne in mind when we are dealing with ques- tions such as that now under consideration. Publications having reference to chemicalscience and intelligibly expressed will always be enquired after and studied in their laboratories by scientific chemists, ever on the alert to make themselves acquainted with the newest compounds with a view of putting them to some useful purpose ; but, speaking gene- rally, it is not the fact that such publications are sought after and studied by practical working chemists, whose labours for the most part commence after the useful purpose has been ascertained." In the House of Lords, Lord Herschell, upon the same point, said : (x) "I am satisfied that after 1875 and down to the time of the patent, alpha naphthylamine was still some- times spoken of as ' naphthylamine,' and that if anyone had ordered ' naphthylamine ' of a manufacturer he would with- out hesitation have supplied alpha naphthylamine. Under these circumstances I entertain no doubt that any reader of the specification would understand by the word ' naphthy- lamine ' occurring in it, the known commercial article, which, until recently at all events, had always borne that name, and not beta naphthylamine, to which the term ' naj^hthy- lamine ' alone had never been applied. I am therefore of opinion that the specification is not in this respect open to the charge of amljiguity." In the process of the invention it is necessary to use some old or well-known apparatus ; it is not necessary in the specification to describe the apparatus, save in such terms as it is generally known by, in the particular business to ■which it belongs (vy). In Heath v. Unwin (2), Mr. Baron Alderson said : "Every specification is to b(! read as if by jxTsons ac- quainted -with the n^nnoral facts of llic iiicclianical or {x) L. 11. 12 App. (Ja. at ]k 723. 1 Woh. P. (J. (576. (ij) CnmUi/ V. Jinwrlnj, 3 C. &, {z) 2 Wcl). I'. C. 24r). P. .01. 'i ; I/ousehill Co. v. Ncihon, THE CONSIDERATION THE SPECIF lOATION. 85 chemical sciences involved in such invention ; thus, if a particular mechanicai process is specified, and there are for some parts of it, as specified, other well-known mechanical equivalents, the specification in those parts is in trutli th(! specification of the well-known equivalent also, to those to whose general knowledge we refer: viz., mechanics and readers of specifications ; and so it is with chemical equivalents also, in a specification which is to be read liy chemists. But it may be. that there are equivalents, mechanical and chemical, existing, but previously unknown to ordinary skilful mechanics and chemists. These are n(.)t included in the specification but must be expressly stated there." An error in a specification which may be said, in a sense, to be a technical error, will not vitiate a specification, although it be an error in description, j^rovided it be such an error that an ordinary skilled workman would at once observe and be in a position to correct ; provided it is not such an error as would require experiments to show that it was an error (a). In Plimpton v. Malcolmson ih), Sir George Jessel said : ""It is plain that the specification of a patent is not ad- dressed to people who are ignorant of the subject-matter. It is addressed to people who know something about it ; but there are various kinds of people who knov.^ some- thing about it, if it is a mechanical invention, as this is ; you have, first of all, scientific mechanicians of the first class, eminent engineers ; then you have scientific mecha- nicians of the second class, managers of great manufac- tures, great employers of labour, persons who have studied mechanics, but not to the extent of the first class, and scientific engineers, but still to a great extent for the pur- pose of conducting the manufacture of complicated and (a) Per Lord Westbury, Simpson v. HolliJay, 13 W. R. 578. (6) L. R. 3 Ch. D. 568. 86 THE LAW OF PATENTS. unusual machines, and wlio therefore must have made the !sul)jeet a matter of considerable study ; and in this class I should include foremen, being men of superior intelli- gence, who, like their masters, would be capable of inven- tion, and, like the scientific engineers, would be able ta find out what was meant even with slight hints and still more from imperfect description, and would be able to supplement so as to succeed even from a defective descrip- tion, and, even more than that, would be able to correct an erroneous description — that is what I would say to be the two first classes, which I would call the scientific classes ; the other class consists of the ordinary workman, using that amount of skill and intelligence which is fairly to be expected from him, not a careless man, but a careful man, though not possessed of that great scientific knowledge or power of invention which would enable him by himself unaided to supplement a defective description or correct an erroneous description. Now, as I understand it, to be a good specifi- cation it must be intelligible to the third class I have mentioned, and that is the result of the law." This judg- ment very precisely lays down the law upon the subject of intelligibility generally. The next question, as to what is a sufficient specification, is by far the most important branch of the subject. We have seen that the consideration for the orant of o letters patent is, that the inventor shall particularly describe and ascertain the nature of his invention, and in what manner it is to be performed ; consequently for a specification to be sufficient it must particularly ascertain — (1) Wliat the invention itself is; (2) How the invention is to be can-icd out. Uiidcr the iirst head the inventor must describe cxjidly jind accurately what he has invented, and if in iIh; course; oi" the descripti(m of his invention it should be necessary for him U) describe something which is olil l)ut which he wishes to use in the process of his inven- tion, he must l)e careful to say, "Tliis is old and I do not THE CONSIDERATION — THE SPECIFICATION. 87 claim it as a part of my invention." There are two reasons why the inventor should be called upon to particularly state what he has invented ; one is, that the public may be placed in a position to use the invention so soon as the period of protection has elapsed ; and the other is, that the public may be protected by being carefully informed what it is that during the period of protection they are not to use. In Macfarlane v. Price ic), Lord Ellenborough said : " The patentee in his specification ought to inform the person who consults it what is new and what is old ; he should say, ' my improvement consists in this . . . .' A person ought to be warned by the specification against the use of the particular invention, but it would exceed the wit of man to discover from what he is warned in a case like this."' And the same judge, in Harmar v. Playne {d), maintained the same opinion. The degree of sufficiency which is required by the law is very aptly and accurately put by Eyre, C.J., in Boulton v. Bull (e) : " Suppose a newly-invented chemical process and the specification should direct that some particular chemical substance should be poured upon gold in a state of fusion, it would be necessary that, in order to carry out this operation, the gold should be put in a crucible, and should be melted in that crucible, but it would be hardly necessary to state in the specification the manner in which, or the utensils with which, the operation of putting gold in a state of fusion was to be performed. These are mere incidents, with which every man acquainted with the subject is familiar." In taking this distinction as a guide, however, we must be careful to remember that could it be shown that the chemical process would only be successful when the gold was melted in a particular kind of crucible, or at a particular temperature, that then, unless the description (c) 1 Web. P. C. 74. {d) Dav. P. C. 311. (e) 2 H. Bl. 498. 88 THE LAW OF PATENTS. was given of the temperature and of tlie crucibJe, the specification would be insufficient. It will be evident tliat, in any action for infringement, the statement of claim must relate to an infringement of something which is described and claimed in the specifica- tion, and consequently the invention, which must be proved, must be one of something which is found described in the specification. If that which is alleged to be an infringe- ment is not described in the specification, then there can be no infringement of the patent. If anything cannot be completely done by following the specification then a person will not infringe the patent by doing it {/). The disclosure in the specification of the nature of the invention must be bond Jide, but it need not go farther than the knowledge of the inventor at the time extends ((/). If a patentee suppresses anything, or if he misleads, or if he does not communicate all he knows, his specification is bad. So if he says that there are many modes of doing a thing, when, in fact, only one will do, this will also avoid the patent [h). The object of the patent is to benefit the world, and not to obstruct a subsequent invention ; conse- quently, if the specification is worded in such a manner as to grasp at more than the patentee has actually invented, and to endeavour to cover, so to speak, wholesale proble- matic inventions, the patent will be void (i). There is a head-note to the case of Betts v. Neilson [k) which is apt to mislead. The head-note is this : " Whether a specification contains a sufficient description can only be ascertained by experiments, and in making an experiment knowledge and means may be employed which have been acquired since the date of the patent.'' It is evident that (/) Morydit V. Sicncard, 1 W'eli. Lewis v. Marlinij, 1 Web. P. C. P. C. 182. 490. (//) Lem* V. .\farlii(fj, 1 Web. (/) Cros.ilft/ v. Potter, Mac. P. C P. C. 496. 24.'). (h) Per Mr. .1 list ice IJiiiley, in (/(■) L. IL, .'? (;ii. Ap. 429. THE CONSIDERATION THE SPECIFICATION. 89 this head-note is incorrect, and if the case be read it will be found that the judgment of Lord Chelmsford was, not that the specification of the plaintiff could be held sufficient or insufficient upon experiments tried on the specification itself, with the assistance of subsequently-acquired know- ledge, but that the specification, which was alleged to anticipate the plaintiff's patent, might be read for the pur- pose of determining whether there was anticipation or not, or whether there had been prior publication or not in the light of knowledge acquired by the general public since the date of the specification. This would be undoubtedly correct, because the question always is, in dealing with matters of prior publication, Was the supposed invention of the plaintiff's, at the time when he obtained his patent, already part of the public stock of knowledge or not ? The public stock of knowledge consisted of the specifica- tion, which is put forth as anticipating the patent, together with all knowledge on the subject which can be proved to have been published or used prior to the date of the plain- tiff's patent, and so in reading a specification with a view to ascertaining whether it anticipates a subsequent patent you must read into that specification all subsequently- acquired knowledge of the subject prior to the date of the patent ; but in discussing the sufficiency of the specifica- tion which is actually in dispute, you cannot make use of information which has been acquired since the publication, for otherwise it would be held that the patent, which was void at first for insufficiency of specification, might become valid at some subsequent date by further discovery, which is obviously absurd. The question of the sufficiency of a specification is one which must be dealt with on each particular case as it arises ; a single word added to a specification may make that which was insufficient sufficient, and that which would be a sufficient description of one invention w^ould be found to be an insufficient description of another, consequently on THE LAW OF PATENTS. there can be uo absolutely fixed rules of construction in dealing with specifications. In Wegmann v. Corcoran (1) it was held that the speci- fication of a patent was bad if one of the materials to be used was described by a generic comprising a variety of species, the majority of which would be unsuitable. The specification of a patent is bad if a skilled mechanic would not, without performing a series of experiments, be able to construct the machine from the description. The specification (m) of a machine for crushing meal, described the rollers as " to have a surface consisting of material containing so much silica as not to colour the meal or flour. I prefer to make them of iron, coated with china, and finally turned with diamond tools ; " and the claim was, inter alia, for the use of material " of the hard- ness required." It appeared that the rollers must be made of very hard china, such as had scarcely been made in Europe during this century, and specially tough, and must be fixed in a peculiar manner to an iron core or spindle, which carried them ; and, according to the evidence, a miller or a skilled mechanic would not, without making a series of experiments, discover of what china the rollers must be made, or how they must be fixed to the spindle. Held by the Court of Appeal, confirming the judgment of INIr. Justice Fry, that the specification was insuflicient and the patent invalid. Mr. Justice Fry had said : " Though the grantee of a patent for an invention communicated to him by a foreign resident abroad is only bound to tell the public what he himself knows, yet if the original inventor has not told him enough to enable him so to describe the invention as that it could be constructed by the aid only of the specification, the patent will be invalid. As we have S(!en, it is doubtful whether this does not only afiect those patents which were obtained before the Act of 1883, known as " communications from abroad." (/) ]j. R., 13 Ch. I). 6.0. (m) Wegmann v. Corcoran, supra. THE CONSIDERATION — THE SPECIFICATION. 91 It will be seen that the last-mentioned case is distinguish- able from the case of Plwipton v. Malcolmson (n). There the question was whether the patentee, having disclosed a useful invention, was bound to disclose something more, which he himself did not know, but which was within the knowledge of the person communicating from abroad ; in that case it was properly held that he was not so bound, but it is obvious that he was bound to describe an invention in his specification which of itself was useful, and that he was bound to tell all that he himself knew, and to give a sufl&cient description to work the invention. We have seen that bona Jides in the description of the invention is one of the essential elements of the considera- tion for the grant. The patentee must say not only that which is sufficient to carry out the invention, but he must say all he knows, and he must give every improvement which is within his knowledge at the time and which assists the process or manufacture. Wood v. Zimmer (o), decided so far back as 1815. gives a very clear idea of the law upon this branch of the subject. In this action to try the validity of Zinck's patent " for a method of making verdigris," it appeared that the method described in the specification was sufficient to make verdigris, but that Zinck had been accustomed, clandestinely, to put aquafortis into the boiler, whereby the metallic copper was dissolved more rapidly, but the verdigris produced was neither better nor cheaper than that made according to the speci- fication. Gibbs, C. J., said : " It is said that the method described makes verdigris, and that the specification is therefore sufficient — the law is not so. A man who applies for a patent, and possesses a mode of carrying out that invention in the most beneficial manner, must disclose the means of producing it in equal perfection and with as little expense and labour as it costs the inventor himself The (n) L. R., 3 Ch. D. 531. Judgment of Jessel, M.R., at p. 582. (o) 1 Web. P. C. 82. 92 THE LAW Of PATENTS. price that lie pays for his patent is, that he will enable the public, at the expiration of his pm-ilege, to make it in the same way and with the same advantages. If anything that gives an advantageous operation to the thing invented be concealed, the specification is void. Xow, though the specification should enable a person to make verdigris substantially as good without the aquafortis as with it, still, inasmuch as it would be made with more labour by the omission of aquafortis, it is prejudicial concealment and a breach of the terms which the patentee makes with .the public." In this case it must have been proved that the patentee, at the time when he obtained his letters patent and filed his specification, knew of the benefit to be derived by the use of aquafortis. It is evident that if he did not know it at the time, but discovered it subsequently during the currency of the patent, that then it would form an im- provement upon his invention, and not one which he could possibly have disclosed at the time he filed his specification, and therefore there would be no mala Jides on his part in not describino; it. The remarks of Gibbs, C. J., in BovilJ v. Moore [p] go to the same extent ; and in Crossley v. Beverley {(j), Bailey, J., said : " It is the duty of the inventor if, between the period of taking out the patent and enrolling the specification, he makes discoveries which will enable him better to effect the thing for which the patent was obtained, not only that he is at liberty to introduce them into his patent, but that it is his bounden duty so to do, and it is not sufficient for him to communicate to the public the knowledge which he had at the time he obtained the patent, but he ought to communicate to the public the knowledge he had obtained before the specifica- (p) Dav. r. C. 400. (q) 1 Web. P. C. 117. THE CONSIDERATION — THE SPECIFICATION. 93 tioii," III Morgan v. Seaward (r), Alderson, B., said : "If the patentee is acquainted with any particular mode by which his invention may be most conveniently carried into effect he ought to state it in his specification : that was laid down in a case before Lord Mansfield ; there the question arose on a patent for steel trusses. It appeared that the patentee in some parts of his process used tallow to facilitate the invention for which he had obtained a patent, and in his specification he made no mention of the use of tallow. The Court held the specification to be bad, because they said : ' You ought not to put people to find out that tallow is useful in carrying into eff'ect the inven- tion of steel trusses. You ought to tell the public so if that is the best mode of doing it, for you are bound to make a bona fides full, and candid disclosure.'" The case referred to by the learned judge was the case of Liardet v. Johnson [s). In Tedey v. Easton (t), Pollock, C. B., said : " A man has no right to patent a principle and then give to the public the humblest instrument that can be made from his principle, and reserve to himself all the better part of it ; " and in Heath v. Unioin (u), Coleridge, C. J., said : " If the inventor of an alleged discovery, knowing two equivalent agents for effecting the end, could, by the disclosure of one, preclude the public from the benefit of the other, he might, for his own profit, force upon the public an expensive and difficult process, keeping back the simple and cheap one, it would be directly contrary to the good faith required from a patentee in his communication to the public." Upon the same ground of mala Jides it has been held, in a large number of cases, that if the patentee in his (r) 1 Web. p. C. 174. (t) Mac. P. C. 76. (s) 1 Web. P. C. 53 ; and Bull (n) 2 Web. P. C. 243. N. P. 78. ■9i THE LAW OF PATENTS. specification gives details which are not necessary to the invention, which of themselves do not constitute an inven- tion, and which are merely put in for the purpose of misleading the public as to either what is the nature of the invention or how it is to be carried into effect, then the patent will be void. Bailey, C. J., in Lewis v. Marling (v), said : "If the party knew that it was unnecessary the patent would be bad, on the ground that this was decep- tion ; but if he thought it was proper, and only by a subsequent discovery finds out it is not necessary, I think that it forms no ground of objection." If the extraneous matter is put into the specification, bond fide thinking that it was necessary, the patent will not be held to be void ; if it was put in inaldfide, with the intention of deceiving or knowino; it was extraneous and useless, the patent would be void. If the extraneous matter is in itself misleading, and would prevent a skilled workman from successfully carrying out the invention, whether it is put in iJiald fide or ho7id fide, the patent will be void. It will be seen that in the latter case the specification is insufl&cient, and in the former two cases the question is one simply of bond fide on the jDart of the inventor (x). We now come to that portion of the sjDecification which, is described as " the claim." By sect, 5, sub-sect. 5, of the Act of 1883, it is provided that "a specfication, ivhether Ijrovisional or complete, must commence loitU the title, and in the case of a complete specification must end with a distinct statement of the invention claimed^ This is, perliaps, empliasizing, in a more distinct manner than had been provided before the passing of this Act, the necessity of tli(; inventor making a distinct and unambiguous claim. (/•) 1 Wcl). 1'. ('. lOr,. Web. 1\ ('. 83; Bid-ford v. (x) Simjwm v. J/olliday, 20 Skcwes, \ Web. P. C. 2\d>;Neil- Ncwton's London .lounial, N. S. son v. Harford, 8 M. k W. 80G. 108. Cromjdon v. IbhcrtHon, 1 THE CONSIDERATION THE SPECIFICATION. 95 He must not claim too much, and yet lie must claim sufficient to show a useful manufacture, and lie must distinguish in his claim what it is that is new in the process which he has described and what is old. So far as this goes, there is no doubt that the old law provided for similar declarations on the part of the inventor. In Bovill V. Moore {y), Gibbs, C. J., said : " If the plaintiff has in this specification asserted to himself a larger extent of invention than belongs to him, if he states himself to have invented that which was well known before, then the specification will be bad, because that will afi'ect to give him, through the means of this patent, a larger privilege than could be legally given to him." In the case of Gibson v. Brand (z), Tindall, C J., said : *' Looking at the specification in the case, it appears to me that this patent cannot be supported at law, because the plaintifi's have in the course of it claimed more than they are entitled to." The Court must be taken to distinguish between describing too much and claiming too much. In the course of a well-drawn specification it is frequently necessary to describe something which is old, and if, provided the claim says that the old parts do not constitute a portion of the invention, the description of the old parts in the specification will not invalidate the patent. But if two methods of doing a thing are described, one of which will answer and the other will not, it will be interpreted, unless one of them is specifically disclaimed, that both parts are claimed as being new and useful, and one of them not being useful the patent will be invalidated, because it is said there is a false suggestion in the specification (a). In Rushton V. Crawley {h),MdXinB, V.-C, said: "The public {y) Dav. P. C. 404. R 578; L. E., 1 H. L. 315, per (2) 1 Web. P. C. 634. Lord Westbury. (a) Simpson v. HoUiday, 13 W. (6) L. R., 10 Eq. 527. 96 THE LAW OF PATENTS. must be told in very distinct language in every specification what are the articles they may use and what they may not use. Therefore, if a man makes a discovery, and instead of limiting himself in his specification to that which properly is a discovery (if it be one), makes his specification too extensive, and claims more than he is entitled to claim, that is calculated to embarrass the public ; that is, I appre- hend, a fatal objection to the patent." In reading specifications, one frequently comes across a claim in these words : " I claim as my invention the appliances and combinations hereinbefore described." This claim is perfectly good (c), provided there is nothing described in the patent which is old. If there be an}^hing old, the claim should proceed : " I do not claim so-and-so, and so-and-so, as part of my invention." Under the old law, if no claim was inserted the patentee was taken to claim ever}i;hing that was described in the specification {d), it not being absolutely necessary that there should be a claim in the specification at all, provided nothing was described in the specification which could be sllo^\^l to have been anticipated (e). Since the Act of 1883 it has been held by the Court of Appeal that the enactment in sect. 5 that a complete specification must end with a distinct statement of the invention claimed, is directory only, and when letters patent have been granted, they will not be invalid because it has not been complied with (ee). If the invention be for an improvement upon an old process very great care should be taken that the impruvemeut alone is made the sultjcct of the claim ; so if it be for a combination of old well- known parts, care must be taken that it be clearly shown that the patentee claims the combination, and not the (c) Seed V. Iliggin.", 8 II. L. C. {e) Lister v. Leather, 8 E. tt B. nbi). 1004. {(l) TelUy V. EatloK. 2 C. D. {ee) Sidddl v. Yickers, 39 L. R., N. S. 706. Ch. D. 92. THE CONSIDERATION THE SPECIFICATION. 97 parts. James, V.-C, in Parkcs v. Stepltens {/), said : " It is obvious that a patentee does not comply as he ought to do with tlie condition of his grant if the improvement is only to be found, like a piece of gold, mixed up with a great quantity of alloy. And if a per.;on desiring to find out what was claimed as new would !iave to get rid of a large portion of the specification, by eliminating from it all that was old and commonplace, all that was the subject of other patents, or of other improvements, bringing to the sul)ject not only the knowledge of an ordinary skilled artizan, but of a patent lawyer or agent." In Gandy v. Reddaivay (g), the claim was " constructing belts or bands for driving machinery of cotton canvas or duck ' woven hard ' and stitched and saturated or soaked with oil, such as linseed oil or any combination thereof, as herein described or set forth, or any modification thereof." It was proved that cotton canvas woven hard was in the trade divided into classes numbered 1 — 10. Of these, only 2, 3, and 4, would practically answer to carry out the invention ; anyone attempting to use the other numbers would fail ; certain numbers would crack if used on small pulleys. Pearson, J., dismissed the action and was affirmed by the Court of Appeal on the ground that the claim was too large. And where a patent is taken out for a combination, it is not material to its validity that the specification should point out what parts are old and what are new, though, if an alleged infringement consists only in taking part of the combination, it is necessary that the patentee should in his specification have claimed the part so taken as new (h). If the whole combination constitutes the novelty of the invention the whole combination alone should be claimed, and subject to the substitution of equivalents and evasion, there will be no infringement (/) L. R., 8 Eq. 365. (h) Proctor v. Beiviis, 36 Cli. D. Iff) 2 P. 0. R. 49 ; Griffiu P. C. 740. 101. T. H 98 THE LAW OP PATENTS. unless the whole coml)iiiatioii is taken; but if there is meHt and novelty in subordinate integers or subordinate combinations they should be specially claimed, otherwise there will be no infrinoement in taking them. But in the case where there is novelty in the result of using the whole combination, and only the whole combination is claimed^ then the Court will protect the patentee from infringement by taking the essence of the combination. Proctor y. Be7inis {supra). In Harrison v. The Anderston Foundry Co. (/), it wns finally held by the House of Lords that if the combination and application of old machinery be new and beneficial the invention of this combination may be protected by a patent. The specification commenced : " The invention consists of a new or improved simple and most efficient mode of and arranoeinent of mechanism for connectino; the set or sets of compound or multiple shuttle-boxes of looms for weaving stripe, check or other ornamental or figured fabrics requiring two, three or more shuttle-boxes in each set." The specification then described in detail and by reference to drawino-s the arransfement of mechanism in question, and then continued : " What we believe to be novel and original, and therefore claim as the invention secured to us Ijy letters 2)atent, is — (1) The construction and arrangement of the parts and portion of the mechanism, and (2) a shuttle-box moving and holding mechanism as herein distinguished generally for actuating the shuttle- l>oxcs of power-looms, all substantially in the new or improved manner lierein described and shown in the drawings or any mere modification thereof" A great nunib»n- f»f" the parts of the macliine were admittedly old, and one of tlie questions in this case was, whether the first claim above set foi'tli was a sufficient claim to a combina- tion. TiOid ('airns, in giving judgment, said : "Ft is as I (») L. 11., 1 App. Ca. 574. THE CONSIDERATION THE SPECIFICATION. 99 read it a claim for a combination, that is to say, a combina- tion of all the movements going to make up the whole mechanism described ; it must, for the present at least, be assumed that this combination, as a combination, is novel, that it is, to use the words of the Lord President, a new combination of old parts to produce a new result or to produce a known result in a more useful and beneficial way ; it is not doubted that a combination such as this is may be the subject of a patent. What, then, are the objec- tions to the first claim viewed as a claim for the combination 1 The first is an objection said to be founded upon the case of Foxwell V. Bostock {k), decided by the late Lord Westbury. It is said to be determined in that case that where there is a patent for a combination there must be a discovery or explanation of the novelty, and the specification must show what is the novelty and what the merit of the invention. I cannot think that, as applied to a patent for a combina- tion, this is or was meant to be the effect of the decision in Foxwell V. Bostock. If there is a patent for a combination the combination itself is ex necessitate the novelty, and the combination is also the merit, if it be a merit, which remains to be proved by evidence." In the same case Lord Hatherley said : " The judges extended, as it appears to me with great respect, the doctrine of Foxwell v. Bostock in their application of it in this case ; it was there held, and that I think was all that was held, that it is not comjDetent to a man to take a well- known existing machine, and, having made some small improvement, to place that before the public and say, 'I have made a better machine: there is this sewino-- machine invented by so-and-so, I have improved upon that. That is mine ! it is a much better machine than his ; ' that will not do ; you must state clearly and distinctly what it is in which you say you have made an improve- {k) 4 De a. J. t S. 298. H 2 100 THE LAW OF PATENTS. ment. To use an illustration vvliicli was adopted, I think, by James, L. J., in another case, ' I think it will not do if you invented the gridiron pendulum to say, I have invented a better clock than anybody else, not telling the public what you have done to make it better than any other clock Avhich is known.' " In Moore v. Bennett (/), Selborne, L.C., in giving judg- ment in the House of Lords, said : " Your lordships have not at all to consider whether in the case of Foxivell v. Bostock the decision arrived at was correct or not ; nor have you to consider whether, when interpreted with reference to the facts of that case, the language used by the very eminent and able judge who decided it may not be susceptible of an interpretation which would make that language correct in point of law. But, my lords, I feel that your lordships cannot refuse to regard the decision in Foxwell V. Bostock in the light in which you have already explained, and interpreted, and commented upon it by your own decision in the case of Harrison v. The Anderston Foiindrij Co., and so explained, it appears to me, to amount to no more than this : that when a claim is made for a general combination and arrangement of the different parts of a machine, if the Court sees that the combination is not new, but that there is some particular improvement in some particular part, it will not do to claim the whole combination as new, but you must condescend upon that which is improved The case of Foxivell V. Bostock was qualified or explained in Harrison v. The Aiiderston Foundnj Co. It was treated as an authority in such a way as to make it impossible to apply it to the present case, where, looking at the specification and at the evidence, it is perfectly clear that no such general combina- tion as this liad been at any time used, and where the material and important parts of the two arrangements and {I) Griffin P. C. 158. THE CONSIDERATION — THE SPECIFICATION. 101 combinations, whicli are described, are clearly, plainly and intelligibly described. It would, in my judgment, be in direct contradiction to the decision in ITurrison v. Tlie Anderston Foundry Co. to hold the specification bad." In Clark v. Adie (m), Lord Hatherley said, speaking of Foxwell V. Bostock: "You must in some way or other inform those whom you are dealing with, by which I mean the general public, whom you wish to exclude for a certain limited number of years from using your invention, you must inform them in some mode or other whether you have sub-divided, if I may so term it, your machine into these separate parts and claim for each the merit of novelty, or whether you are simply making a combination of things per se old but ^^dlicll have never been used before in combination, and which make up, as you say, your machine, for which you claim protection, as a novel and useful machine." These three judgments of the House of Lords show the extent to which the law went prior to the Act of 1883. We have seen that since the Act of 1883 the claim is an absolute essential, and the words of the statute are, " A distinct statement of the invention claimed." To what extent the words " a distinct statement " will be construed it is at present difficult to say ; but it will undoubtedly be advisable for inventors to be more careful that their claims are more accurately defined, it being very probable that the law as it at present stands will be held to be much more stringent in its requirements than it was before the Act of 1883. {m) L. R., 2 App. Ca. 328. 102 THE LAAV OF PATENTS. CHAPTER V. AMENDMENT OF SPECIFICATIONS. The Patents, &c., Act, 1883, pro\ddes for tlie amend- ment of specifications in two ways, compulsorily and voluntarily. AVe have seen that sect. 6 directs that the comptroller shall refer the specification to an examiner. Sect. 7, as amended by sect. 2 of the Patents, &;c., Act, 1888, provides that (1), " If the examiner reports that the nature of the iriventioii is not fairly described, or that the application, sptec if cation, or drawings has not been pre- pared in the prescribed manner, or that the title does not sufficiently indicate the subject-matter of the invention, the cornptroUer may refuse to accept the application or require that the application, specif cation, or drcavings be amended before he proceeds with the application, and in the latter case the application shall, if the comptroller so direct, bear date as from the time ichen the requirement is complied icith." Sub-sects. 2, 3, 4, provide for an appeal to the law officer; and sub-sect. 5 gives directions as to what should be done when there are two applications for sub- stantially the same invention. Sect. 9, sub-sect. 1, requires that the examiner shall report to the comptroller as to " whether the complete .sj}ecificatio7i has been prepared in the prescribed manner, iuid whether the invention particularly described in the complete specification is substantially the same as that which is described in the provisional specif cation." If the examiner reports that these conditions have not been complied with, the comptroller may refuse to accept the complete specification until it has been amended to his Hatisfaction, subject to a])peal to the law officer. Sulj-sect. 3 : The law officer shall, if required, hear the applicant and the comptroller, and may make an order AMENDMENT OF SPECIFICATIONS. lUJi determining whether, and sul)jeet to what conditions, if any, the complete specification shall be accepted. By snb- jsect. 4 the application is rendered void, except in the case of an appeal, unless a complete sj^ecification is " accepted " within twelve months from the date of ajoplication. Sect. 94 provides: " Where any discretionary 'power is hy this Act given to the comptroller, he shall not exercise that power adversely to the applicant for a 2)atent, or for atnend.ment of a specif cation .... ivithout [if so required within the prescribed time hy the apjplicant) giving the aptplicant the opportunity of being heard person- ally or hy his agent." These provisions of the law were novel at the date of the Act of 1883. It will be particularly observed that com- pulsory amendment is strictly limited to matters of form. The comptroller has no power to order an amendment on the ground that too much is claimed, or that there is want of novelty, or that the invention is not subject-matter for a patent. It is very difficult to predicate what judicial decisions will be given to the words " that the nature of the invention is not fairly described." Is the examiner to be in the position of an expert witness, and to decide whether or not the description is sufficient to enable a skilled artizan to carry the invention into effect within the meaning of Jessel, ]\I.R., in Plimpton v. Malcolmson (a) ? or is he merely to see that the language is correct, and that, without going technically into the matter, the specification appears to fairly describe the invention ? If the former is his pro- vince, it is difficult to see how it is to be carried into eftect, since there is no machinery in the Act for the receiving of skilled evidence, such as would be necessary for the purpose •of arriving at a satisfactory conclusion upon such a point. The applicant or his agent are alone to be heard. It is true that by sect. 38, where the applicant appeals he may ■call witnesses before the law officer, but surely the statute (a) L. R., 3 Ch. D. 568. 104 THE LAW OF PATENTS. does not contemplate that questions should be gone into- which, it is evident, can only be decided on appeal, and even then not satisfactorily without the procedure and care of a reoular formal trial. Under such circumstances, it may fairly be presumed that the meaning of the section is, that the examiner shall report whether the specification, on the face of it, appears to fairly describe the invention (cc). In construing sect. 9, it will probably be held that a minute and scientific inspection of the specification is not within the contemplation of the statute. Sect. 18 provides for the amendment of the specification by the applicant or patentee. There are several reported cases showing that at common law mere clerical errors in a specification might formerly be amended by the Master of the Rolls and the Lord Chancellor upon petition, but these- amendments were strictly limited to verbal or clerical errors arising from mistake or inadvertence (h). hi re Gare's Patent in 1884(c), Brett, M.R., allowed amendments of clerical errors in a specification filed under sects. 27 and 28 of the Patent, &c.. Act, 1852, and said, " The Master of the Rolls is of opinion that sect. 18 of the Patents, &c., Act, 1883, does not affect the power of the JNIaster of the Rolls to allow amendments in a patent specification filed in pursuance of sects. 27 and 28 of the Patent Act, 1852, or which is otherwise to he considered as a record wider the anthorltij of the Master of the Iiolls. So long as the specification is in the Patent Office, and before the patent is sealed, the Master of the Rolls considers that the pro- ceedings of sect. 18 should be the only proceedings taken ]jy anyone asking for aiiicndnient undci- that section." It would a])p('ai- from the words ])riiiti'd in italics that (/.) /// rr Sharj>s /'„(,-,>/, I Web. (f) 26 Vh. D. lUr>. J'. ('. 040. In re NickvCs PaUnt, (cc) Brovns Patent, 2 Griffith 1 Wei). J'. C. Giy. Re Johnaon't P. C. 1. I'lilnil, 5 Cli. 1). :)U?,. AMENDMENT OF SPECIFICATIONS. 105 the jurisdiction of the M.R. is still intact with reference to amendments after sealing. We have seen that a patent for a very meritorious invention may be utterly vitiated by the patentee claiming something which is not new; so, also, a patent might be rendered void by reason of innocent misdescription or misrepresentation. The common law power of amendment being found insufficient for the purposes of justice in such cases, the Act 5 & 6 Will. 4, c. 83, was passed, enabling " any person ivJio as grantee, assignee, or otherwise, hath obtained, or shall hereafter obtain, letters i^atent, kc," with the leave of the law officer, might disclaim any part of the " title of the invention or of the specification, stating the reason for such disclaimer " ; or might, with such leave as aforesaid, " enter a memorandum of any alteration in such title or specification (not being such disclaimer or such alteration as shall extend the exclusive right granted by the said letters patent), &c., &c." The case of Spilsbury v. Clough id) having very much limited the meaning of the words of the statute, printed above in italics, the Act V & 8 Vict. c. 69, was passed, giving power to the original patentee, or his assignees, or both jointly, in the event of any interest in the patent remaining in the original patentee, to file a dis- claimer or memorandum of alteration. It will be observed that prior to the Act of 1883 any disclaimer or amendment made by the patentee was entirely at his own peril, and that in any subsequent action involving the validity of the patent objection might be taken to the disclaimer or amendment on the ground that it really extended the patent beyond its original limits. The provisions of sect. 18 of the Act of 1883, as amended so far as sub-sect. 10 is concerned by sect. 5 of the Patents, &c.. Act, 1886, are as follows: — " (l) An applicant or a j)atentee may from time to time,. h)j request in writing left at the Patent Office, seek leave to {d) 2 Q. B. 466. 106 THE LAW OF PATENTS. amend his specification^ including drawings forming part thereof, hy luay of disclaimer, correction, or explanation, stating the nature of such amendment and his reasons for the same." " Disclaimer correction or explanation " does not include the amendment of a specification by the insertion of subse- quently ascertained knowledge ^e). Under this section there is no power to amend the title, and when a complete specification is filed with a narrower title than the provisional, the proper course for the C. G. to adopt is to amend the title of the provisional under sect. 7, or to give the applicant liberty to insert a disclaim- ing clause in the complete specification and assimilate the title of the complete to that of the provisional (/) (this latter course it appears to the author would be dangerous\ Sect. 18 only applies to amendment after acceptance of the complete specification ; all amendments before acceptance are under sects. 7 and 9 g . The law oflicer will not in the absence of satisfactory explanation permit repeated appli- cations to be made for the same proposed amendment [h). Prohibition will not lie to the law ofiicer in the exercise of his discretion under this section, E.r 'parte Simon, Times, Aug. 6, 1888, C.A. " (2) The request, and the nature of such proposed amendment shall he advertised in the prescribed manner, and at any time within one month from itsfrst advertise- ment any person may give notice at the Patent Office of apposition to the amendment. " (3) Where such notice is given the comptroller sliall give notice of the opposition to the jX'rson making the request, and shall hear and decide the case subject to an <(ppeal to the law officer. ^^ (e) Per Sir 11. Wchstcr in Beck (y) Per Sir K. Webster, Jonrs' V. Jiisdce, 2 (;riffin P. (". 10. ratent, Griffin P. (". 313. (/) Per Sir R. Webster, Z>arr« (/r) AnwUI's Patent, 1 Griffin Patftti, Griffin P. C. 307. P. C. f^. amendmp:nt of specifications. 107 The comptroller exercises the power to impose con- ditions given in express terms to the law officer under sul)-s. 4 (^). In Codd's Patent [j), he ordered as a condi- tion of allowing an amendment (1), that no proceedings be taken against opponent A. in respect of infringements committed prior to the 1st January, 1884; (2), that the applicant pay to opponent A. 10 guineas as a7idfor}iis costs of and incident to his opposition to the abortive application of 10th July, 1884. It is however clear that the C. G. has no power to give costs as a condition of amendment {k). " (4) The law officer shall, if required, hear the j^^^^^son making the i^eqnest and the 'person so giving riotice, and being in the opinion of the law officer entitled to he heard in oppositio7i to the request, and shall determine whether and subject to what conditions, if any, the amendment ought to he allowed." In Allen's Patent (l) application was made to amend a specification dated 1885. The opponents asked that a condition should be imposed that Allen should not bring any action or bring any proceedings whatever against them or any of their customers, &c., in respect of any pipes which had been sold or contracted to be sold prior to the amendment. Sir E. Clarke, S.-G., having consulted Sir K. Webster, A.-G., gave the following decision. " I have care- fully considered the question whether in allowing this amendment I ought to impose any condition as to the bringing of actions for infringement prior to the date of the amendment. This appears to be the first case in wdiich that question has come up for decision in respect of patents issued since the passing of the Act of 1883. In several cases which came before the law officer shortly after the passing of this Act, I find that they imposed as a condition (t) Ilearsott's Patent, Griffin P. C. ik) Pietschmann's Patent, Griffia 309. P. C. 314. (J) Codd's Patent, Griffin P. C. (I) 2 Griffin P. C. 3. at p. 307. 108 THE LAW OF PATENTS. of the amendment, that no action should be brouo-ht for infringements prior to 1st January, 1884. An examination of these cases as reported in Griffin's P. C, shows that the reason for their so doing, and in each case (whatever its date) referring back to the 1st January, 1884, was, that they doubted whether sect. 20 would avail to protect persons who were sued for infringements alleged to have been committed prior to the passing of the Act. No such question arises here. This patent was dated 20tli October, 1885, and if after amendment an action is brouirht for a prior infringement, it is clear that the Court will have to decide whether the matters referred to in sect. 20 have been established to its satisfaction. I do not think that I am entitled to substitute my opinion for that of the Court. Again, I do not think that I could in strictness attach this as a condition to the allowance of this amendment. I could only require an undertaking from the applicant as was I required by Sir H. James, A.-G., in the Westmghouse Case. If he were to refuse to give such an undertaking, I do not feel myself entitled by that refusal to deprive him of the opportunity of protecting the real invention described in his specification, by a disclaimer of that which I am satisfied lie docs not mean to claim. I therefore do not think I can })ropcrly impose this condition." In CheesehoroiigK s Patent [n) the conditions were that no action should be brought with reference to any \am])s made sold or used before the date of the amendment, and that any lamps so made might be used or sold after the date of the iimendment without infrinf^ino-. In the case of a second disclaimer the law officer will be disinclined to give costs to the patentee even if successful (o). ** (5) When no notice of oj^position is given, or the (n) Griffin P. C. 303. Sec also (o) Uaddan's Patent, 2 Griffin tlio terms imposed in Westing hoiur P. C. 12. Patent, Griffin P. C. 315. AMENDMENT OF SPECIFICATIONS. 109 person so giving notice does not aiypear, the cornpt roller shall determine 'whether, and subject to what conditions, if any, the amendment ought to he alloiued. " (6.) When leave to amend is re/used hy the comp- troller, the ^je^'^on making the request unay appeal from his decision to the law officer. " (7) The law officer shall, if required, hear the p)erson making the rapiest and the comptroller, and may make an order determining ivhether and subject to ivhat conditions, if any, the amendment ought to he allowed. "(8) No amendment shall he alloioed that ivonld make the specification as amended, claim an invention substantially larger than or suhsta7itially different from the i^ivention claimed hy the specification as it stood before amendment." An amendment will not be allowed wliicli abandons the original substantive claim and limits the invention to a subordinate and unimportant alternative (p). " (9) Leave to amend shall be conclusive as to the right of the party to make the amendme7it allowed, except in case of fraud, and the amendme7it shall in all Courts and for all purposes be deemed to form part of the specification. " (10) Tlie foregoing provisiorts of this section do not apply when and so long as any action for infringement or proceeding for revocation of a patent is pe^iding.'' In Crojyper v. Smith [q) the comptroller having de- clined leave to amend a specification by reason of the lOtli sub-sect, of sect. 18 on the ground that an appeal was pend- ing to the House of Lords from a decision of the Court of Appeal, declaring the patent in question invalid, and that such appeal was " an action for infringement or other legal proceeding." Application was made to the Court under (p) Heath and Frost's Patent, Griffin P. C. 311. (q) L. R. 28 Ch. D. 148. 110 THE LAW OF PATENTS. sect. 19. Chitty, J., held that the words "other legal proceedings " applied to a petition for revocation, and that the words " action for infringement " referred to an action before judgment, and consequently that the appeal to the House of Lords did not deprive the comptroller from the power of amending the specification under sect. 18. In Coclcl V. Brathy (?"), liberty to amend under sect. 19 was given upon terms by the Court after a previous refusal by the comptroller under sect. 18, but the applicant was ordered to pay the costs of the application to the comp- troller. Sect. 19, ''In an action for infringement of a patent, and in a 'proceeding for revocation of a patent, the Court or a judge may at any time order that the patentee shall, subject to such terms as to costs or otherwise as the Court or a judge may impose, he at liberty to apply at the Patent Office for. leave to amend his specification by way of disclaimer, and may direct that in the meantime the trial or heai'ing of the action shall he postponed.'^ Where more than one action is pending, the leave of the Court must be obtained under this section in each action, otherwise the amendment will not be allowed, and each order must be filed under rule 55 {infra) (s). In Codd V. Brathy {supra), in giving liberty to amend under this section, Chitty, J., said, " It is conceded for the applicant, first, that the amended specification is not to be put in evidence at the trial ; secondly, that no evidence is to be given of any infringement prior to the amendment of the specification. Besides that, it is conceded that the applicant must pay the costs of this application and all the costs that have been thrown away in the action ; " then as to the contention that a condition should be imposed on the phiintifi" that he should not sue the defendants on the (r) GrifTin 1'. C. 56 ; 1 ratont (5) Codd't Patent, Griffin P. C. Omco lleporU, 209. .".Of.. AMENDMENT OF SPECIFICATIONS. Ill amended specification for future infringements, liis Lordship said, " The result of my acceding to this part of the argu- ment would be, that I should be giving to the defendants practically and substantially a license to infringe the plain- tiff's patent when amended .... in the circum- stances of this case, that would be going too far .... There may be cases in which it would be right to impose such a term. I am not satisfied in the case before me on the evidence, that the defendants are right in their attempt to impute knowledge to the plaintiff many years ago of the invalidity of his patent ; if that point were made out, I think the case might stand on a different footing, because then 1 should have the case of a patentee with knowledge of a defect in his pafent, lying by until a very few months of the expiration of his patent ; and I should have on the other side the defendants saying that they were aware of the invalidity of the patent, that they were advised that the patent was invalid, and that they set up a trade and incurred great expenditure on the faith that the patent was invalid . . . ." See also as to terms imposed under this section, Singer v. Stassen (t), Fuzee Vesta Co. v. Bryant & May (tt), Bray v. Gardner {it), Ilaslam Foundry Co. v. Goodfellow {it), also Gaidard v. Lind- sey iiv). Liberty to amend under this section will not be given after judgment {x). Sect. 20. " Where an amendment, by way of disclaimer, correction or exj^lanatiori, has been allowed under this Act no daTYiages shall be given in any action in respect of the use of the invention before the disclaimer, correction or explanation, unless the patentee establishes to the satisfac- (t) 50 L. T. 326, Griffin P. C. 497 ; 56 L. T. 292. 207. (v) 37 Ch. D. at p. 121. («) 34 Ch. D. 458; 56 L. J. {w) W. N. Feb. 4, 1888. Ch. 187; 56 L. T. 110. {x) Lawrence v. Ferry, Griffin (u) 34 Ch. D. 668 ; 56 L. J. Ch. P. C. at p. 148. 112 THE LAW OF PATENTS. tion of the Court that his original claim was framed in good faith and with reasonable skill and knowledge." Sect. 46 defines the word "patentee," referred to in sect. 18, sub-sect, (l), as meaning " The person for the time being entitled to the benefit of a patent." It will be observed that the amendments under the new Act are to be by disclaimer, correction or explanation, provided the amendment does not cause the specification to claim an invention substantially larger or different. The Act of Will. IV., after using the words " disclaimer " and " alteration," provided that no extension should take place in the " exclusive right " granted by the letters patent. It was always a question of great 'difficulty whether or not a disclaimer or alteration extended the " exclusive rio-ht " of the patentee. For instance, if in his original specification, after describing several improvements in a process of manufacture, he proceeded to claim them all, and it should turn out that one of his improvements was old, the whole patent was bad and the patentee had no exclusive right at all ; if he then disclaimed the objection- able portion, his patent became good as to all the rest. There was clearly, therefore, an extension of the exclusive rio-ht, notwithstanding that this was the very case the sta- tute was passed to meet. j\Ir. Justice Maule's view of the Act of Will. IV. was : — " Whereas there were previously many small and trifling objections by which, if they were sustained against any one of many important inventions, the whole was avoided. In such cases amendments may now be made by means of a disclaimer" {y). Romilly, ^I.K., in the same case (z), at the Rolls, said : — " It is proper they (patentees) should be allowed to correct errors in their patents by removing from the specification parts which arc n(jt material or substantia], or which they iy) R. V. Mill, 20 L. J., ('. P. at 59. page 24; 10 C. P.. 379; IT) Jur. {:) 14 Boavan, at pago 315. AMENDMENT OF SPECIFICATIONS. 115 have since discoverecj not to he new inventions ; hut this power ought to he exercised with great care and discre- tion." There is a case reported in Macrory's Patent Cases at page 116, where Sir Ei chard Bethell, when Sohcitor- 1 General, allowed a patentee to enter a disclaimer, the effect of which was to enable liim to claim for a combination, the original clause being for the several parts of the described invention. When afterwards he became Lord Westbiiry he described the words of this statute as vague and indefinite, and said : — " Possibly they mean that the patent must not, by the operation of the disclaimer, be made to include or comprehend something which was not originally contained in the patent. The invention claimed may be reduced or diminished, but it must not be extended or enlarged" (a). The case of Ralston v. Smith (h) shows the difficulty which the Courts had in reconciling a disclaimer which might make a patent valid which was void ah initio, with the prohibition against extending the exclusive right. The judgment of Lord Chelmsford, as reported, is remarkable for its cautious vagueness, and the care which seems to have been exercised not to lay down anything approaching to a general principle. Under the Act of 1883 it is not the exclusive right which must not be extended, but the inven- tion must not be substantially larger or different. It is pre- sumed that the law officers will not find so much difficulty in dealinof with these words as with the words of the old statute. Moreover, an amendment once made cannot afterwards be objected to on any ground whatever, ex- cepting that of fraud. The amendment becomes part and parcel of the original specification in all courts and for all purposes. Under the Statute of Will. IV. no disclaimer or amend- ment could be given in evidence in any action or suit (save (a) Foxivell v. BostocJc, 4 De G. (b) 11 H. L. C. 223 ; 20 C. B. J. & S. at page 306; 12 W. R. N. S. 28; 13 L. T. N. S. 1. 723; 10 L. T. N. S. 144. T. I 114 THE LAW OF PATENTS. and except in any proceedings by scire facias) pending at the time the disclaimer or amendment was enrolled. The object of this was obvious. It would have been unjust that a defendant should be held guilty of infringing a patent Avhen at the time the action was brought against him the patent was void. The saving clause relating to scire facias was always exercised subject to just provision as to costs, and was inserted with a view to prevent a ]3atent being re- pealed on account of some trifling error which might have been cured by disclaimer or alteration. The entry of a disclaimer under the old Act did not make a void patent valid a.h initio, " so as to make any person a wrongdoer by relation," and in Perry v. Skinner (c) it was held, that the ^^•ords " from thenceforth " must be read into the specifica- tion. Proceedings by scire facias are abolished by sect. 26 of the Act of 1883, and a petition to the Court is substituted, the grounds for the petition being the same as heretofore in scire facias. Although we have seen that sub-s. 10 of sect. 18 prohibits any amendment under that section pend- ing legal proceedings (including proceedings by way of re- vocation), sect. 19 jDrovides machinery for saving a patent in the event of the Court or judge being of opinion that a disclaimer should be allowed upon such terms as may appear just (<;/). It will be observed that the Court or judge have no power to permit amendment by " correction or explanation " under this section. In Dudgeon v. Thompson (e), an interdict granted prior to tlic amendment was refused to be enforced after the amendment, on the ground that the amendment materially altered th(; patent, and that it was quite possible that there was no infringement of the patent as altered. In Kynoch re Sinidis Patent, Macr. P. C. 232 ; III re M('illi)rk\ Patent, Nowtou, IjOiiddii .Idui'iiul, New Series, vol. 22, ]). (ID. (e) L. R., 3 App. (Jascs, 34. ('•) 1 liiHliii ;:reli, ]). 1 .'07 ; 2 M. ct W. M 1 [ 1 ■1 ; 1 1 ■> 1 Weh. 1'. < '. : lMO ; (i ■-.\. Ah 1 J 1 to what. ai'(.' jii.st ten IIS, hce supra, IT . 107 to ill, 1111(1 /it AMENDMENT OF SPECIFICATIONS. 115 V. National Arms Company, Limited {/), it was held tliat the law officer could not order an applicant for leave to dis- claim to pay costs. Sect. 38 of the Act of 1883 cures this defect, giving the law officer full discretion as to costs {ff), with provision that his order may be made a rule of Court. Sect. 20 speaks for itself; may be it is intended to over- rule Perry v. Skinner (g), quoted above. Under the Act of Will. IV., when a patentee sought to disclaim it was necessary that he should give his reasons for the proposed disclaimer, but he was not compelled to state reasons for a proposed alteration. Under the present statute he must give his reasons for any amendment, whatever the form of the amendment may be. The reasons will, of course, vary with each case. Either that the patentee has discovered that parts of the invention claimed are not new, or are use- less, or are not sufficiently described, or that they will not work. It will be observed that the reasons are not required to be advertised. The subject of opposition to the amend- ment proposed will be dealt with in the next chapter. It may be observed that there is nothing in the Act of 1883 to withdraw from the Master of the Rolls the common law power of amending clerical errors in specifications. See In re Johnson's Patent {h). (/) 37 L. J. N. S. 31. {g) 2 M. & W. 471. (/■) As to how this discretion {h) L. R., 5 Ch. D. 503 ; and In has been exercised, see infra, re Gare's Patent, 26 Ch. D. lOo, " Practice." supra, 104. I 2 116 THE LAW OF PATENTS. CHAPTER VI. OPPOSITION. Section 10 of the Act of 1883 provides that upon accept- ance of the complete specification, but before sealing the patent, the comptroller shall advertise the acceptance, and that then the application and specifications, with the draw- ings, if any, shall be open to public inspection. Section 11, as amended by the Patents, &c., Act, 1888, is as follows : — (l) "Any person may at any time tuithin two months from the date of the advertisem^ent of the acceptance of a complete specification, give notice to the Patent Office of opposition to the grant of the patent on the ground of the applicant having obtained the inven- tion from him, " Or from a person of whom he is the legal representa- tive, *' Or on the ground that the invention has been p)atented in this country on an appliccdion of prior date, " Or on the ground that the complete specification describes or claims an invention other than that described in the provisional specifcation, and that such other in- vention forms the subject of an application made by the opponent in the interval between the leaving of the pro- visioned sptecification and the leaving of the complete spjecification, but on no other ground." Prior to the j)assiug of this Act any ground was avail- able for the purpose of opposition which would have been available for the purpose of destroying the validity of the patent. Prior user was a frequent ground of opposition {Li re Samuda (a) ), so also was an alleged dedication to the public by the inventor himself (In re Adamson's (a) Hiudmarch, at page 534. OPPOSITION. 117 Patent (h) ), but it was always considered necessary that the ground of the opposition should be proved beyond the shadow of a doubt [In re Tolhausens Patent (c), and also In re Vincent's Patent (d) ). If there was any doubt the patent ought to be sealed, so as to give the inventor the benefit of an exhaustive trial. These two latter cases indi- cate the course the law officer should take, where the ground of opposition is an allegation that the applicant has obtained the invention from the opposing party. Such a question might very frequently raise questions of fact of great delicacy, and the question of the credibility of wit- nesses. Such questions should be left for trial in open court, more particularly as it will be observed that any such opposing party has an ample and unfettered remedy by petition to revoke the patent under sect, 26. In Ed- munds' Patent {e). Sir R. Webster, A.-G., said : — "I am| clearly of opinion that under the circumstances the comp- troller-general was right in declining to stop the patent in the present case. Had he done so, or if I were now to do so, there would be no means of reviewing our decision, whereas if the patent is sealed the question can be raised either in the proceedings to which I have already referred, or it may be in proceedings for revocation, should the parties be advised to institute any such proceedings." In this case the law officer held that, in the absence of breach of contract or duty, the words " the applicant having obtained the invention from him" in the 11th section did not apply to the obtaining the invention from a person abroad. It frequently happens that the law officer is of opinion that both the applicant and the opponent contributed materially to the invention. In such case terms will be imposed giving both parties an interest in the (h) G De G., M. & G. 420; 25 {e) Griffin V. C. at page 283. L. J. Ch. 456 ; 4 W. R. 473. See also Fi^chter's Patent, Griffin (c) 14 W. R. 551. P. C. 284. (d) L. R., 2 Ch. 341. 118 THE LAW OF PATENTS. patent (ee). In David and Wodley {/), upon the question of workman and master, Sir H. Dcavey said : — " T am of opinion that if a workman is employed by an inventor to make a model for the purpose of carrying out his invention, and the workman suggests improvements in detail of the machine, which are adopted in the machine or model as completed, those suggestions are the property of his employer, and the workman cannot afterwards take out a patent for them." The other two grounds of opposition are such as can readily be proved or disproved, hence the power of the law officer can be exercised with less prejudice to the interests of justice. In Cuinmings Patent {jf), Sir Henry James, although of opinion that the applicant's invention and that which formed the ground of opposition were very nearly the same, thought there was just sufficient difference (although a very slight difference) to justify him in affirm- ing the comptroller-general's decision. He felt, too, that if he refused a patent his decision would be final. It Avill make no difference in the exercise of the discretion of the law officer upon the report of the comptroller, if the specification appears to him to comprise the same invention as is comprised in a previous application, that the validity of the first patent is in dispute [g). " On the ground that the invention has been patented in this country " will not give a locus standi for opposition where only a provisional protection has been granted for the previous invention iji) ; but it is otherwise where the opponent has brought himself within the terms of sect. 15 (i). If tlie invention, the subject-matter of applicant's sy)efificali(jii, is fully described in the specification relied on {ee) JiuueU's Patent^ (Joodcvc, (e?vw;i so (jiviiijj notice, if desirous of heuuj heard^ decide oil the cane, hnt suhjref to a]>peal to the laiv ofjieer. (n) 2 Ciilliii I'. C. 28. (o) 2 Unlliii I'. C. ;}6. {p) Ciilliu r. (!. 298. 1 OPPOSITION. 121 (3) " The laiD officer shall, if required, hear the a2)2)li- cant and any 2^(-"^'so7i so giving 7wtice, arid hemg, in the opinion of the laiv officer, entitled to he heard in opi^osi- tion to the grant, and shall determine whether the grant ought or ought not to he made." In Heath and Frost's Patent (q). Sir E. Clarke said : — " It appears to me that by sect. 11 it is quite clear that the only class of persons who are entitled to be heard in oppo- sition before the law officer, are persons who are interested with a real and legitimate interest in the prior patent upon which an application is opposed, or persons who, while they have not patented the invention, have yet been the origina- tors of it, from whom the person seeking the patent ha& obtained it." The law officer ought not to interfere with the decision of the comptroller unless it is clearly wrong (r), nor ought he to permit amendment in the opposition by substituting another opponent when it has been decided that the original opponent has no locus standi (s) ; but otherwise where the original opponent is dead (ss). (4) " The laio officer may, if he thinks ft, ohtain the assistance of an expert, ivho shall he paid such remunera- tion as the law officer with the consent of the treasury shall appoint" Sect. 38 of the Act gives pov/er to the law officers to examine witnesses on oath, to make rules from time to time regulating references and appeals, together with the practice and procedure before them, and in such proceedings they may make such orders as to costs as they may deem just, such orders to be enforceable as rules of Court. In the absence of opposition, or in the event of any opposition being decided in favour of the patentee, the patent will be sealed. (Sect. 12.) {q) Griffin P. C. at p. 290. (5) In Heath and Frost's Patent, (V) Per Herschell, S.-G., In Griffiu P. C. 290. Glossop's Patent, Griffiu P. C. 286. (ss) Lake, 2 Griffin P. C. 35. 122 THE LAW OF PATENTS. Provisions are made in sect. 18 for oj^position to the amendment of any specification — opposition to an amend- ment may be made upon any ground — the only restriction being that the opposition must, in the opinion of the law officer, be by a person entitled to be heard. Any person who would be injuriously affected by a void patent becoming valid is a person entitled to be heard (^). For practice cases the reader is referred to those quoted under the head of "Practice — Opposition," infra. (t) See the conditions imposed gi*eat care was taken to protect the in He Medlock's Patent, reported in vested interests of pez-sons who Newton's London Journal, New had acquired rights by reason of Series, vol. 22, p. 69, and also in the imperfect condition of the ori- Jie S7nith's Patent, Macr. P. C. ginal specification. 232, in which cases it appeai-s that 123 CHAPTER VIL THE GRANT. Prior to the Act of 1883 letters patent were issued under the great seal of England, and, consequently, by the Lord Chancellor, as keeper of the great seal. The process of sealing a patent was surrounded with all the formalities and expense which surrounds an important Act of State. Letters patent derived their authority from the fact that the great seal was attached to them, for " all the king's subjects are bound to take notice of the king's great seal " (a). Sect. 84 of the Act provides : " There shall he a seal for the Patent Office, and impressions thereof shall he judicially noticed and admitted in evidence ; " and sect. 12: (1) "If there is no opjoosition, or, in case of opposition, if the determination is in favour of the grant of a patent, the comptroller shall cause a patent to he sealed ivith the seal of the Patent Office. (2) A patent so sealed shall have the same effect as if it luere sealed with the great seal of the United Kingdom" Form D. in the first schedule to the Act gives the form in which in future letters patent are to be issued. By sect. 33, " Every p>atent may he in the form in the first schedide to this Act, and shall he granted for one invention only, hut may contain more than one claim; hut it shall not he competent for any person in an action or other proceeding^ to take any ohjection to a patent on the ground that it comprises moi^e than one invention." (a) Bast India Co. v. Sandps, Skin. 225. 124 THE LAW OF PATENTS. The Comptroller may refuse to accept an application on tile ground that the specification contains more than one invention. The question as to what in truth is one inven- tion is consequently of importance. In Jones's Patent (h), Sir Farrer Herschell, S.-G., said : "It seems to me that the general object of the invention is the test by which the Cjuestion of one invention must be decided. If you have a particular general object of an invention to make rails rest more securely, and you describe one or two or three devices of an analogous nature, cognate devices, for carrying it into effect, I should say they were all one invention ; but if there is no common purpose so that you could say, ' I use this as a substitute for that,' l;)oth serving the same purpose, although there is some difference between them, but they are to serve some different purpose, there is no connection between them except that both are used in connection with rails, and it strikes me that would be two inventions." Letters patent consist of six material parts : — 1st. The address. 2nd. The recitals. 3rd. The grant. 4th. The prohibition. 5th. The conditions. 6th. The construction of the grant. THE ADDRESS. The address is a public address from the sovereign to " all to whom these presents shall come." Mr. Hindmarch gives the reason for this as being, that it contains bargains made between the public and patentee (c). (6) Griffin T'. C 2Cr) ; I/earson's Robinson's Patent, Griffin P. C. 2G7. Patent, CJriffin P. C. 2GG ; and (c) Page 40. THE GRANT. 125 THE RECITALS. The recitals are four in number. The first recites the patentee's name and address, that he has made a declara- tion that he is in possession of an invention and is followed by the title of the invention. That he has declared that he is the true and first inventor of the invention, and that the same is not in use by any other person to the best of his knowledge and belief. It will be remembered that previously to the Act of 1883, there were two forms in use ; one when the inventor was the first and true inventor, and the other for a com- municated invention ; the latter running, " that in conse- quence of a communication from a foreigner residing abroad, he is in possession of an invention, &c." We have seen that communications from abroad have, in all pro- bability, been abolished by the Act of 1883, and that if he would avoid making a false suggestion, and so destroy his patent, the inventor must himself become the patentee (d). This recital contains the "suggestions" which have been made to the sovereign prior to the patent being granted and the representations upon which it has been granted. If either of these suggestions or representations be untrue the patent is void. We cannot do better to illustrate the exact meaning of a false suggestion than to quote the language of Parke, B,, in Morgan v. Sea- ward (e). In that case the false suggestion complained of was in the title of the specification, which it was alleged did not disclose the true nature of the invention, " This brings me to the question," said the learned judge, " whether this patent, which suggests that certain inven- tions are improvements, is avoided if there be one which is not so ; and upon the authorities we feel obliged to hold that the patent is void upon the ground of fraud on the (d) Ante, pp. 7 and 21. (e) 2 M. & W. 544 ; 1 Web. P. C. 187 ; 6 L. J. Ex. 153. 126 THE LAW OF PATENTS. Crown, without entering into the question whether the utility of each and every part of the invention is essential to a patent, where such utility is not suggested in the patent itself as the grouud of the grant. That a false suggestion of the grantee avoids an ordinary grant of lands or tenements from the Crown is a maxim of the common law, and such a grant is void, not against the Crown merely, but in a suit against a third person (/). It is on the same principle that a patent for two or more inven- tions, when one is not new, is void altogether, as in Hill v. Thompson (g) ; Br union v. Hcnvkes (h) ; for, although the statute invalidates a patent for want of novelty, and, con- sequently, by force of the statute the patent would be void, so far as related to that which was old, yet the principle on which the patent has been held to be void altoo-ether is, that the consideration for the grant is the novelty of all, and the consideration failing, or in other words the Crown being deceived in its grant, the patent is void, and no action maintainable upon it. We cannot help seeing on the face of this patent, as set out in the record, that an improvement in steam-engines is suggested by the patentee, and is part of the consideration for the o-rant, and we must reluctantly hold that the patent is void for the falsity of that suggestion. In the case of Lewis V. Marling {i), this view of the case, that the patent was void for a false suggestion, does not appear by the report to have been pressed on the attention of the Court or been considered by it. The decision went upon the ground that the brush was not an essential part of the machine, and that want of utility did not vitiate the patent, and besides, the improvement by the introduction of the brush is not recited in the patent itself, as one of {/) Travdiv. Carteret, 3 Levin/,, (A) 4 B. A; Aid. 541. 135 ; ALcock v. Cooke, 5 Biug. 340. {i) 10 B. & C. 22. (fj) 8 Tiiiiu. 375. THE GRANT, 127 the subjects of it which may make a clifierence. " It will be observed here that the learned judge draws a careful difference between an insufficient description in the specifi- cation and a false suggestion. In the cases cited below letters patent were held void for false suggestion (k). And the following cases are illustrations of the distinction drawn by Mr. Baron Parke : — Leivis v. Marling {sivpra) and Haworth v. Hardcastle {I). Also Bainhridge v. Wig- ley {vi) ; Hill V. Thompson (n). The second recital deals with the prayer of the appli- cation for the grant. The third recital recites that a complete specification has been filed, particularly describing the nature of the invention. Here, again, a false suggestion will avoid the patent, so that if the complete specification is imperfect, the patent will be void upon two grounds, the one being the failure of consideration, and the other the false sug- gestion ; and a false suggestion is equally fatal whether it is wilfully false or otherwise. The fourth recital gives the common law motive for the grant, which is the encouragement of inventions for the public good. There will be something analogous to a false suggestion if the subject-matter of the patent be immoral or illegal, and hence the patent will at common law be void. By sect. 86 of the Act the comptroller may refuse to grant a patent for an invention of which the use would, in his opiiiion, be contrary to law or morality. A serious oversight in the Act appears to be that there is no appeal from the comptroller when he exercises the power given by this section. (^•) Jessop's Case, 2 H. Bl. 489 ; (l) 1 Bing. N. C. 182. E. V. Wheeler, 2 B. & Aid. 345 ; (m) 1 Carp. P. C. 270. Felton V. Greaves, 3 C. .fc P. 611. (n) 1 Web. P. C. 239. 128 THE LAW OF PATENTS. THE GRANT. " Know ye, therefore, that we of our especial grace, certain knowledge, and mere motion do by these presents, for us, &c., give and grant unto the said patentee our especial licence, full power, sole privilege, and authority, that the said patentee by himself, his agents, or licensees, and no others, may at all times hereafter during the term of years herein mentioned, make, use, exercise and vend tlie said invention .... in such manner as to him or them may seem meet, and that the said patentee shall have and enjoy the whole profit and advantage from time to time accruing by reason of the said invention, during the term of fourteen years from the date hereunder written of these presents." This language is intended to preserve intact the royal prerogative to grant or withhold a patent — which right was by the common law absolute and undoubted. We have seen that this prerogative is carefully preserved by sect. 11 6 of the Act. It is the granting portion of the letters patent which creates tlie property in the invention. We have seen that this species of property is purely artificial in its nature ; it is the most equitable and natural method which the state can devise for the reward and encouragement of inventors ; it is merely a right yielding nothing until tlic invention is made practically useful to humanity. A trade mark is also an exclusive right, but it differs from a patent, insomuch that it has not merit and the benefit of mankind as its consideration. A trade mark is only a right to guarantee tlie genuine origin of an article. Any- one else may make the article, but tliey are only prevented from stampinatent for the invention granted to, his legal representative." This undoubtedly, seeing the terms of the grant itself, Avill mean his legal personal representa- tive. Some letters patent of the Crown (not for inven- tions) have a limitation to heirs or heirs male, such, for instance, as patents of nobility. The Act proceeds — " (2) Kiyry such ajypUcation must he mude witlun six months xJ. ttUr^y . it did (6). This, however, can hardly be quoted as an authority. The persons in whom the patent vests, by reason of banki'uptcy, are placed in all respects in the position of the original patentee, and may sue in respect of infringements (c). The second method of devolution is by assignment, inter vivos. This may be done either by absolute assign- ment of the whole of the patent, or by absolute assignment of the patent right for a limited area, or by assignment by way of mortgage, or by the grant of licenses. The right of the original inventor to assign the exclusive right which has been granted to him is recognised in the patent itself, which is granted to the said A. B., his executors, administrators or assigns. AYithout these words of limitation the property in the patent right would be merely personal, attaching to the person of the first in- ventor and becoming extinguished by his death. The patent itself being a deed the assignment must be also by deed {d). So, also, licenses should be under seal, the prohibition in the grant itself being " without the con- sent, license or agreement of the said patentee in writing under his hand and seal." A license granted by a patentee, but not under seal, is, however, not void in the sense that the licensee, having used the patent, is not bound to pay the royalties con- tracted for. In Chanter v. Dewhurst (e), it was held that the defendants having obtained the license they had bar- gained for, and kept it, were bound to pay for it ; and (a) Hesse v. Stevenson, 3 B. & son on Patents, 2nd ed. p. 225. P. 565, also Bloxam v. Elsee, 9 D. (c) Bloxam v. Elsee, supra. & R. 215 ; JrAlpine v. Mangnall, (d) Co. Lit. 9 b, 172 a. 15 L. J., C. P. 298. {e) 12 M. 1- W. 823. (6) See Ex parte Granger ; God- 136 TBE LAW OF PATENTS. secondlv, that the license was not void as not beino- under seal. Baron Alderson said : " The defendants, in making the machine in Cjuestion, are merely acting as agents for the patentee .... in my opinion a license, for this purpose, need not be under seal." Althouo-h the words of the orant are "under his hand and seal," the document is not a deed since it need not be delivered as a deed, nor need it be stamped as such (jT). By sect. 36 of the Act, "a patentee may assign his patent for any place in or part of the United Kingdom or Isle of Man, as effectually as if the patent ivere originally granted to extend to that place or part only." Having assigned a patent, the original patentee cannot manufacture the patented article, and when an action is brought against him by his assignee he cannot set up that the patent was not valid ; he is estopped by his deed (g), that is by the deed of assignment, but when the assignment is by opera- tion of law there is no such estoppel. In Cropper v. Smith (h), in 1873 Letters Patent for improvements in lace machines were granted to H., who, in 1877 went into liquidation and the patent was sold by the trustee to the plaintiffs. H. afterwards entered into partnership with S., and this action was brought against S. and H. to restrain them from infringing the patent, held that H. was not estopped from disputing the validity of the patent either by matter of record, on the ground that the letters patent were of record ; or by deed, by reason of the specification being under his seal ; or by matter in j^ciis on the ground of the statements in his petition to the Crown, there being nothing to show that the plaintiffs bought on the faith of those statements. (But see Bankruptcy Act 1883, sect. 50, sub- sect. 5.) Tt is probable that there is estoppel by record ])ct\veen the. Crown and the grantee of letters patent (?'). (./■) Chanter v. Jo/tnsim, 14 M. Jlapie v. Maltby, 3 T. K. 439. A W. 408. (h) L. R., 2G Ch. D. 700. (v) Ol'lham \. Litngmead,c\i.\n (i) Per Fry, L. J. at p. 712; 1 THE DEVOLUTION OF A PATENT. 137 Wliere tlie plaintiff, fraudulently asserting that lie had a right to a patent, induced the defendant to come to terms with him for a license to use that patent, the defendant, in an action upon that agreement, is not estopped from alleging the want of title in the plaintiff as a defence (/•). But it would be otherwise in the absence of fraud and where both parties are innocent, in that case the assignee or licensee would not be allowed to set up as a defence the bad title of the assignor or licensor [l). In Boioman v. Taylor and others (m), the plaintiff sued the defendants for the non-payment of certain royalties due from the defendants to the plaintiff under a license under seal for the use of the plaintiff's patent. The defendants defended on the grounds (l) that the invention was not a new invention, (2) that the plaintiff was not the first and true inventor, (3) that the specification was not sufficient — • pleas which in effect endeavoured to put in issue the validity of the plaintiff's title. Upon demurrer, Taunton, J., said, " The law of estoppel is not so unjust or absurd as it has been too much the custom to represent. The principle is, that where a man has entered into a solemn engagement by deed under his hand and seal as to certain facts, he shall not be permitted to deny any matter which he has so asserted. The question here is, whether there is a matter so asserted by the defendant under his hand and seal that he shall not be permitted to deny it in pleading. It is said that the allegation in the deed is made by way of recital, but I do not see that a statement such as this is the less positive because it is introduced by a ' whereas.' Then the defendant has pleaded that the supposed invention in the declaration and letters patent mentioned was not nor is a new invention. These words ' was not nor is a new in- affirmed House of Lords, 10 App. (k) Hayne v. Malthy, 3 T. R. 438. €ases 249. Sec also London and (I) See Tatjlor v. llare, 1 Web. Leicester Hosiery Co. v. Griswold, P. C. 292, 293. Griffin P. C. p. 154. {m) 2 A. & E. 278. I'iS THE LAW OF PATENTS. vention ' must be understood in the same sense as the words ' had invented ' in the recital of the deed set out in the declaration, and must refer to the time of granting the patent, and if the invention could not then be termed a new invention, it could not, I think, have been truly said in the deed, that the plaintiff ' had invented ' the improvements in the sense in which the deed uses the words. Then the plea directly negatives the deed, and comes within the rule that a party shall not deny what he has asserted by his solemn instrument under hand and seal." The learned judge then proceeds to distinguish Hayne v. Malthy (n), but for some reason does not refer to the element of fraud in that case, ^^•hich certainly would take it out of the operation of the doctrine of estoppel. Where, however, the license is not under seal there will be no estoppel, and the defendant may show the in- A^alidity of the plaintiff's patent by way of showing failure of consideration (o). Besseman v. Wright {'p) was decided on the ground of jjartial as against total failure of consideration, and has no reference to the doctrine of estoppel, although it seems sometimes to have been thouajht that it had. In Clarh v. Adie (q), James, L. J., said, " A licensee cannot under any pretence whatever bring his licensor into litigation as to the novelty of any part of the patent." This case was afterwards affirmed in the House of Lords (r). But it appears that if the license has been determined prior to the expiration of the term of the patent the ex-licensees may contest the validity of the patent, notwithstanding the covonniits or recitals in the license (.s). In giving judgment, Lord Cottenham said, " That is exactly coming to the point wliicli I ])ut, whetlier, at law, the party was estopped from {n) 3 '1'. li. 4:iH. (7) L. H., 3 Ch. D. 144. (0) Cliauter v. Leesc, 1 \V(jl>. (/) L. li., 2 App. Cas. 423. P. C. 295. (s) Neilson v. FolhcrgiU, 1 Web. ip) G W. \{. 719. P. C. 287. THE DEVOLUTION OF A PATENT. 139 disputing the patentee's right, after having once dealt with him as the proprietor of that right. And it appears from the authority of that case (Hayne v. Malthy (t) ), and from the other cases, that from the time of the last payment {i.e. expiration of license), if the manufacturer can successfully resist the patent right of the party claiming the rent, that he may do so in answer to an action for the rent for the use of the patent during that year." The language is not clearly reported, but this appears to mean — to an action for the use and occupation, so to speak^ of the patent after the expiration of the license. The following cases have been decided uniformly, and show that parties to a deed of assignment or license are estopped from denying the validity of the patent, and that there is no implied warranty on the part of the assignor or licensor. Cutler v. Bower [u], Smith v. Scott (cc), Walton V. Lavater (y), Norton v. Brooks {z), Crossley v. Dixon [a). Where the license is by parol and has been acted upon^ and so Ions; as the licensee has thouo;ht fit to claim the benefit of it, he is estopped from denying the validity of the patent, but no term being fixed for the duration of the verbal license he may determine it at any time (6). As to estoppel by judgment, see Goucher v. Clayton [bh). When the defendant has assigned his patent to the plaintiff", he cannot afterwards deny the validity of his own patent — Walton v. Lavater, supra. A licensee cannot take advantage of a judgment obtained by third parties against the patentee declaring the patent bad (c). But a licensee, {t) 3 T. R. 438. (6) Crossley v. Dixon, 32 L. J. \u) 11 Q. B. 973. Ch. 617. {x) 6 C. B., N. S. 771, and 28 {hh) 34 L. J. Ch. 239. L. J., C. P. 325. (c) The Grover and Baker Sew- (y) 8 C. B., N. S. 162. ing Machine Co. v. Millard, 8 Jur., (,-) 7 H. & N. 499. N. S. 713. (a) 10 H. L. Cas. 293. 140 THE LAW OF PATENTS. in an action by the patentee, may claim to place tlie most favourable construction on the specifications, which will suj)port the Talidity of the patent, if another construction would make it bad {d). An assignment of patent rights in a partnership disso- lution deed will estop the retiring partner from subsequently setting up the invalidity of the patent by way of defence to an action brought by his late partners (e). But where the plaintiff and defendant had been partners, and had worked as such the defendant's patent, there being no deed between the plaintiff and defendant which inferred the validity of the patent, held that plaintiff was not estopped from deny- ing the validity of the patent (/'). And where partners are joined as defendants in an action for infringement, and one is assig-nor of the patent, the other is not debarred from setting up the pleas of invalidity [g). Fraudulent agreements for the assignment of patents, such, for instance, as bubble patents, will be set aside (A). But in the absence of fraud the agreement will be enforced, and it is no defence to the action that the plaintitf has not invented the alleged invention [i). Executors may assign a patent prior to registration of the pr(.>bate {h). Specific performance of an agreement to assign letters patent may be decreed {I). Even though the agreement be to assign patents for future inventions {rti). Licenses differ from assignments, in that the patentee (r/) Trotrruin v. Wood, 16 C. B., (i) Smith v. BachingJuim, 18 N. S. 479. W. K. 3U. (e) Chamhers v. Crichley, 33 (A) EUwood v. Christy, 10 Jm\, Beav. 374. N. S. 1079. (/) Axmaun v. Lund, L. R. 18 (/) Leivin v. Broivn, 14 W. K. Eq. 330; 22 W. R. 789. G40. {g) IlexKjJt V. CJuimberlain, 25 (//i) Printing and Numerical "W . R. 742. Registering Co. v. Sampson, L. R. (h) Lovell V. //tcX-^, 2 Y. ) Chanter y. Leese, 4 M. ctition. " (4) The Judicial Committee shall, in considering their decision, have regard to the nature and merits of the invention in relatioyi to the j^uhlic, to the profits 7nade hy the 2^(^t^ntee as such, and to cdl the circumstances of the case. "(5) If the Judicial Committee re2)ort that the 2^cct(-'ntee has heen inadequately remunerated hy his pateiit, it shall he lawful for her Majesty in Council to extend the term, of the ^3(X^e?i^ for a further term, not exceeding seven, or, in exceptional cases, fourteen years; or to order the grant of a new ^9a?e>if for the term therein mentioned, and con- taining any restrictions, conditions, and 2^'i'ovisio7is that the Judicial Committee may think fit ^ It is tlie practice to grant a new patent, such new patent being subject to tlie conditions in tlie Act of 1883 (c). "(6) It shall he lawful for her Majesty in Council to onaJce fvm time to time rules of 2^^^oc<^dure and 2^^'(^ctice for regulating 2^^^oceedings on such petitions, and suhject thereto such 2)7^oc£edi7igs shall he regulated accordi^ig to the existing 2^i^occdm^e a7id 2^^'(tcti('e in patent 7natters of the Judicial Co7ii7nittee. *'(7) Tlie costs of all j^ar^i'e.s" of ayid rncident to such proceedings shall he in the discretion of the Judicial Committee; a7id the orders of the Committee res2>ecting costs shall he enforceahle as if they were orde7^s of a divisio7i of the High Court of Justice." These provisions have made no substantial alteration in the law. Prior to the Act 5 & 6 Will. IV. c. 83, there was no ])<)vver in the C-rown to extend the duration of letters patent, and should an inventor have desired to (r) Sjuil/,'s J'a/rnf, Criflin V. C. 2G3. EXTENSION OF TERM OF PATENT. 147 apply for an extension of the term of liis grant, lie could only do so by applying for and obtaining a special Act of Parliament in his favour. The Act of Will. IV., and the amending Act of 2 & 3 Vict. c. Q7, introduced the method of petitioning and obtaining an extension to the Privy Council. It had been found that the procedure to obtain an Act upon each occasion, when an extension was sought, was too costly and cumbrous, hence the modern course of procedure was devised. This being shortly the origin of the jurisdiction of the Privy Council, at first an impression gained ground that the Privy Council were to put themselves in the position of Parliament, and not in that of a court of law, in consider- ing the claims of applicants who appeared before them ; that they were to w^eigh the claims of the public interest very heavily in the balance as against the inventor. In Re Soamcs Patent {cc) Lord Brougham said : " If this case were to be disposed of upon the ground which in arguing such cases have sometimes been assumed to be the fit one, that there must not only be merit and benefit to the public, and (which is essential) a want of sufficient remuneration in the course of using the patent ; but that, moreover, the case is to be tried here as on a bill in parliament intro- duced to prolong the patent ; then, I apprehend, there can really be no doubt whatever that in this case no bill would ever have passed through the two houses of parliament." The true construction is, however, not so severe as that, although still sufficiently severe. In Be Morgan's Patent (d) Lord Brougham said : " It is by no means their (the Privy Council) course to put themselves precisely in the situation of the Legislature, and never to grant an extension where an Act of Parliament would not have been obtained. At (cc) 1 Web. P. C. 729. (d) 1 Web. P. C. 737. L 2 148 THE LAW OF PATENTS. the same time there are some limits to this. They are to look to a certain degree at the position in which they are placed, and to consider that they here represent the Legiskture, and that they are invested with somewhat similar powers of discretion to those exercised formerly by the whole three branches of parliament." ' Such is the spirit in which the Privy Council will approach the subject of an extension, not benevolently to the applicant, but still with not so stern a regard to the interests of the public as parliament would entertain. In considering their decision the Privy Council will consider : — 1. The nature and merits of the invention in relation to the public. 2. The adequacy or inadecpacy of the profits made by the inventor as such. 3. The circumstances of the case. In Re E}xird's Patent [dd) Lord Lyndhurst said: "In cases of this kind we expect a very strong case of hardship to be made out as well as a strong case upon the utility of the invention ; " and the same privy councillor in Soame's case (e) said, "We consider the invention as very merito- rious, the result of a great deal of labour, care, and science, and that it is extremely useful in its effects. We are satisfied by reasonable evidence that the party has sustained very considerable loss, and under these circumstances we thiuk that the period ought to be extended." It will Ije observed that the three considerations for the Privy Council laid down by the Act of 1883 are almost identical to the grounds of extension as given by Lord Tkougham in He Derof>ne's Patent [/) : " The parties must siiow in the first place som<' invention, in the next place a benefit to the public, and in the tbnd place that they liave not had adequate remuneration." {rl.l) 1 Wcl). I'. ('. rj:,7. {') 1 Web. P. C. 729. (/) 1' WlI.. p. C. I. EXTENSION OF TERM OF PATENT. 149 It is immaterial wlietlier or not the application is opposed. Tiie Privy Council will require every necessary ground for extension to be strictly proved l3efore they advise an extension (//), and this even though the Crown through the attorney-general consents (h). " The merit of an importer is less than of an inventor. We are sitting judicially, and it is an argument against the patent that it is imported and not invented. I do not say it takes away the merit, but it makes it mucli smaller (?")." Extension of the term Avill be granted to assignees, as they have, so to speak, purcliased the merit of the original inventor, but the argument against importers will apply with equal force against assignees (j). " Merit " here means the consideration "which has l)een given to the state for the patent ; it does not mean the merit of the inventor, l>ut the merit of the consideration which he has given. An inventor may have diligently worked for years in a most deserving manner, and yet have p]'oduced an improvement of the most trifling nature — the merit of the person in this case will not be considered. On the other hand, the invention, although a great one, may have been handed to him from abroad without thought or trouble on his part. This is what Lord Brougham contemplates wdien he says that the merit of an importer is less than that of an inventor. Again, the invention may have l)een a very simple one, produced by an inventor with a moment of thought, and yet of great importance to the world. This latter case would be one of merit — simplicity of an invention being an element of its value (k). {g) In re Perkm's Patent, 2 Web. Soame's Patent, 1 Web. P. C. 729. P. C. 6. (j) See In re Napier's Patent, (h) In re CardweU's Patent, 10 13 Moo. P. C. C. 543. Moo. P. C. C. 488. (k) In re Miintz' Patent, 2 Web. {i) Per Lord Brougham, In re P. C. 113. 150 THE LAW OF PATENTS. In Baileijs Patent {hk), Lord Blackburn said: "What the statute says is that the judicial committee shall, in considering their decision, have regard to the nature and merits of the invention before that evidence has been called which shows what can hardly be disputed, viz., that the invention which is the subject of the patent, is a beneficial invention ; but as to the petitioner showing that tliere was any special or peculiar advantage in the inven- tion in relation to the public to entitle the patentee to the large reward of an extension of his patent, their lordships are of opinion that he has totally failed to do so." The VvYvy Council will not inquire into the novelty or utility of a patent, except in so far as such novelty or utility may form elements in the consideration of the merit of the invention {/). Non-user of the patent creates a strong presumption against the merit of an invention, which presumption can only be rebutted by the strongest evidence (rn). But the same ol)jection being raised In re Hvghes' Patent (/?), the application was granted after strong and unanswered evidence of merit, though the j^atent had not been used in I*'ngland during the whole term (o). In Re Bctfs Patent (p) Lord Chelmsford said, "Dobbs' snecification may have given the petitioner the idea of the ]M)Ssibility of uniting the two metals of tin and lead, and may thus have deprived him of the merit of originalit}', I')Ut in Dobbs' hands the discovery was barren ; the peti- tioner, however, who followed out his suggestion, and after r*'peated expei-imonts gave it a practical application, is the (kk) Griffin P. C. at p. L>."il. ground. il) In re Scuchi/s Patent, \.. K., {«) I.. K., 4 App. Cas. 174. ;; P. 0. 292 : Steii'dii's Patent, 3 (o) Sec also In re M'DongaVs I'. <>. I;. 7. Patent, L. R., 2 P. C. 1, and In re [m) Sec /// re All>iu\ Patent, //erl)ert\s Patent, I.. K., 1 P. C. L. Pv. 1 P. C. r>07, wlicrc an ap- :?'J9. plication was rcjf.'otcd on that ( /)) 1 Mo(;. P. C. C, N. S. 49. EXTENSION OF TERM OF PATENT. 151 real benefactor to the public, and is entitled to claim that description of merit which constitutes one of the grounds for extending the term of a patent " (i). But in exceptional cases, the filing of perfect accounts may be excused [n). Where the estate of a deceased patentee was of little value, and no accounts had ever been kept, the petitioner, the administratrix and widow of the patentee, was examined to prove an allegation in the petition, to the effect that not only had there been no profits, Imt a considerable loss (o). The account of profit and loss ought to l)e clear and (I) In re Trotmaii's Pafnif, ]j. hco I71 re Yaies' and Ketleit's Patcriff M. I V. (,'. 118 ; :} Moo. I'. C. i\, L. R. 12 App. Cas. 147. X. S. ISH. (n) I n re Lowe's Pate7if.,lO J iu:3G3. (m) In re Johnson's and Alkin- (0) In re Heath's I-'atent, 8 Moo. son's Patenf, L. 11., 5 \\{'. S7 ; and P. ('. C. 217. EXTENSION OF TERM OF PATENT. 155 precise (p). The application will Le refused if the peti- tioner's accounts are unsatisfactory (q). The accounts furnished by the petitioner not containing sufficiently full and accurate information in respect of the patent, or the remuneration received by him, the judicial committee declined to recommend a prolongation of the term (r). In one case, the accounts being ^>r^mdyac{e unsatisfactory, the judicial committee directed the question of accounts to be taken before considering the merits of the invention (.s-). And where the accounts were ijvwid facie satisfactory, the petitioners were allowed to prove the merits of the inven- tion before going into the accounts {t). The books of the petitioner in respect to profits arising from his patent having been lost during his l)ankruptcy, the account of profit and loss was taken upon his own evidence {u). This was an exception to the general rule, which is, that evidence will not be received from the petitioner. Where a patentee, whether English or foreign, has obtained foreign patents, they should be stated in a petition for prolongation, and the fullest information afforded as to the profits thereof. A patentee should ■preserve the clearest evidence of everything which has been paid or received on account of the patent. Whether or not his remuneration has been adequate, his furnishing a satisfactory account is a condition precedent to his obtaining an extension of his term (v), and no alteration has been made in this respect by sect. 25, sub-sect. 4 of the Act of 1883 {.'?;). (/)) In re Betts Patent, 1 Moo. 3 P. C. 461 ; 7 Moo. P. C. C, N. S. P. C. C, N. S. 49. 309. [q) In re Trotman's Patent, 3 (ti) In re Hutclmison's Patent^ Moo. P. C. C, N. S. 488. 14 Moo. P. C. C. 364. (r) In re Clark's Patent, 7 Moo. (y) In re Adair's Patent, L. K., P. C. C, N. S. 255. 6 App. Cas. 176. (s) In re WiehVs Patent, L. R., (,r) Newton's Patent, 9 App. Cas. 4 P. C. 89. 592. (i) In re Houghton s Patent, L. R. 156 THE LAW OF PATENTS. The third head of subjects to be inquired into, upon an application for prolongation, consist of the various grounds of objections to an extension which have been allowed hitherto by the committee, and which are included in the general term used in sub-sect 4, viz., "All the circum- stances of the case." That the invention has not been brought into public use is a good ground of objection {y). So is negligence on the part of the patentee in restraining infringement (z). That the invention was practically useless as originally described in the specification, but was subsequently made practicable by subsequent improvem.ents, introduced from abroad, is also a good ground for objection («). But, otherwise, where the invention was useful and meritorious, in its original form, subsequent improvements form no ground in support of objection il>). When the non-profitable use of the j)atent has been caused by the fault of the patentee himself, objection will be allowed (e). So also where a patentee has delayed, intentionally, putting his invention into practice, unless he can show that shortness of funds, or other reasons, placed it out of his power to avoid the delay(c/). We have seen that the novelty or utility of a patent will not be inquired into, except so far as they bear upon the merit of the invention. Nor will the validity of the patent be inquired into, excepting in cases where it is obvious the patent is invalid. In Re IliJJs Patent {e), Sir J. T. Coleridge said : " Their lordships have not in these cases l)(.'en in the habit of trying the validity of patents. They will not, of cour.se, recommend the extension of a patent {y) III re J'inkii.s' I'aUnt, 12 (h) In re Gdlloway's Patent, 1 Jnr. 23;{. Web. i\ (J. 724. (z) In re Sivdnters J'ateni, 1 (c) In re Patterson's Patent, 6 W'ol,. 1'. C. 721 ; also In re Pinkus' Moo. P. C. C. 4C9. I'atent, supra. (rf) hi re Nortem's Patent, 1 Moo. (a) III re Woodcraft's /'atmt, V. (\ (\, N. S. .339. 1 Web. I'. (;. 740. " (e) ] Mo... I'. C. (\, N. S. 258. EXTENSION OF TERM OF PATENT. 157 which is manifestly bad ; but, on the other hand, they will not generally enter into questions of doubtful validity. They lay aside, therefore, the questions of want of novelty and want of utility, so far as they affect the validity of the patent. Indeed the learned counsel for the opponents disclaimed, and very properly, any intention of impeaching its validity directly ; but they contended that, both with respect to the novelty and the utility of the invention, the degree of merit to be attributed to the petitioner ought to be taken into account ; and in their lordships' judgment they are right in that contention. Unless the patent be very clearly invalid, so that it would Ije altogether nugatory to prolong that patent, the court usually has been rather in- clined to assume that the patent may be a good patent, and so leave the question to any legal consideration that may arise in a contest between the parties who are interested in it " (/). An illustration of what is meant by the patent being clearly bad is given in He M'Innes Patent (cu't of the United Kingdom or Isle of Man, as effectually as if the i^atent ivere originally granted to extend to that j^lctce or ]Dart only." Will the Privy Council, on the application of an assignee for a portion of the kingdom, extend the patent for that portion, or must all parties to the patent join in the petition ? It is evident that whilst one district assignee of an electric light patent, for example, may have been amply remunerated, another may not have been remunerated at all, owing to the action of local authorities or other matters entirely beyond the assignee's control. How could the committee in justice refuse the latter an extension ? On the other hand, how could they grant it to the other 1 Then again, if a patent may be extended for one district and not for another, we shall have the enormous practical difHculties and public inconveniences of an article being patented in one county and free in another, a state of affairs wliidi, we venture to say, would l)e intolerable to tin- iiul)li('. Any ])eiHon mny ciifer a caveat against the extension, EXTENSION OF TERM OF PATENT. 161 and may be heard at the bar in support of their opposition ; and where unreasonable oj)position is offered, they will be ordered to pay the petitioner's costs (o). But where the opposition is well founded and successful, costs will be allowed to the opposing party (/;). If the petition be abandoned, costs will be given to opposers, and they need not give the petitioner notice of their intended application for the same (q). Where the petitioner had fairly and honestly stated his case, both the things against and the things for him in his petition, and the inquiry had been prolonged by the opposition, the costs of the opposition refused, although the petition had been dismissed on the ground of sufficient remuneration. Where two or more parties have opposed the petition separately and successfully, the committee will sometimes order a fixed sum to be paid by the petitioner to the opponents, to be apportioned between them in lieu of saddling him with several separate sets of taxed costs (r). We thus see that, whilst on the one hand an unwarranted application for an extension may be very costly, unreason- able opposition may be equally so. An extension of a patent having once been granted, the Privy Council have no jurisdiction to entertain a petition for a further prolongation, their power being exhausted ; and this objection may be taken by an opposing party, even though omitted from the objections filed by them (s). The rules of practice to be observed upon application for extensions of letters patent will be found hereafter. (o) In re Doivnton's Patent, 1 (r) In re Jones's Patent, 9 Moo. Web. P. C. 565. P. C. C. 41. Also In re Hills' (p) In re Westrupp and Gibbins' Patent, 1 Moo. P. C. C, N. S. Patent, 1 Web. P. C. 554. 258, and In re Wield's Patent, 8 {q) In re Bridson's Patent, 7 Moo. P. C. C, N. S. 300 ; Newton's Moo. P. C. C. 499. See, however, Patent, 9 App. Ca. 592. In re Milner's Patent, 9 Moo. P. (s) In re Goucher's Patent, 2 C. C. 39. Moo. P. C. C, N. S. 632. T. M 162 THE LAW OF PATENTS. CHAPTER X. COXFIRMATIOX. The statute 5 & 6 AVill. IV. c. 83, provided a remedy for cases of hardship, such as, where an invention had been invented or used and subsequently abandoned before the date of the patent in a manner unknown to the patentee at the time of his application. Tliere would be a sufficient prior user to invalidate the patent, and yet there would be great merit probably in the j^atentee, and a great benefit to the public. The patentee might petition the Privy Council to confirm the patent, that is, to declare it valid, notwithstanding such prior user. The proceedings on such a petition were similar to those upon a petition for extension. The Act of 1883 repeals the statute 5 k 6 Will. IV. c. 83, and with it all proceedings for confirmation ; and this method of clothing an invalid patent with validity is abolished. A perusal of sect. 45, sub-sects. 2 and 3, shows that this applies to patents existing at the commencement of the Act, as well as to those to be hereafter applied for and granted. It is not strictly the purpose of a law work to criticise the enactments of the legjislature, savinjr iu their con- structiou and application from an administrative point of view, otherwise a great deal might be said as to the advisa- bility of abolishing that which was intended for and operated merely as a relief under very liard and exceptional circumstances. ( 16:3 ) CHAPTER XI. REMEDIES OF THE PATENTEE AND OF THE PUBLIC ACTION" FOR INFRINGEMENT. An actioD for infringement is the remedy whicli the patentee has, and the means wliich is given to him for enforcing his patent privileges. The courts are bound to take notice of the patent, and are bound to give legal effect to it, provided it cannot be shown to have been granted contrary to law. PARTIES TO THE ACTION. The Act of 1883 gives no directions as to what persons may be plaintiffs or defendants in an action for infringe- ment, and therefore leaves the question of the parties to the action as it was before the passing of the Act. The original grantee, it is obvious, so long as he has not parted with the whole of his interest in the patent, may be a plaintiff. And so may the assignee of a patent (a), even though he has acquired the right by assignment of two separate moieties, and the party sued is the original grantee (6). The assignee of a portion of a patent may sue for an infringement of that part. Erie, C.J., in giving judgment in Dunnicliff v. Mallett (c), said : " The question is {a) Electric Tdegraph Co. v. N. S. 162. Brett, 10 C. B. 838. (c) 7 C. B., N. S. 209. (6) Walton v. Lavater, 8 C. B., M 2 164 THE LAW OF PATENTS. wlietlier an assignment of part of a patent is valid. I incline to think that it is. It is every day's practice for the sake of economy to include in one patent several things which are in their nature perfectly distinct and severable, . . . Being therefore inclined to think that a patent severable in its nature may be severed by the assignment of a part, I see no reason for holding that the assignee of a separate part which is the subject of infringement may not maintain an action." The plaintiff in such an action would not be allowed to sever his part from the rest of the patent, and he would be liable to be defeated if it could be shown that the patent in any of its parts was void. But, on the other hand, he would have to show that his part alone would have been sufficient to support a patent, i.e., that it contains a new and useful invention. Sect. 33, however, of the Act of 1883, pro- vides, ''Every ijatent . . . shall he granted for one invention only, hut may contain more than one claim; hut it shall 7iot he comi^etent for any i^erson in an action or other ]yroceeding to take any ohjection to a patent on tlie ground that it comprises more thctn one invention." By sect. 36, " A patentee m^ay assign his patent for any place in or pjart of the United Kingdom, or Isle of Man, as effectually as if the patent ivere origincdly graiited to extend to that place or part only." The assignee for a district will Ije in a position to bring an action for infringe- ment, but it is obvious that the infringement must be within his district, otherwise he will be unable to prove (lamajT-c. One of several joint owners of a patent may bring an action in his own name to restrain infringement, or for damages, witliout joining his other co-owners ((/), and he mav sue alone for an account of profits, and for payment to {,!) Shrrhan V. (n-rnt Eastrrn I)(ntv.Tur)>in,2i.kM.V?,^. ItaU. Co., \.. K., IG Ch. I), r.9 ; PARTIES TO THE ACTION. 1G5 the plaintifF of such part of such profits as the plaintiff" should be entitled to, Abinger, C.B., in Derosne v. Fairie {e), said that " a mere licensee could maintain no action against anyone else for the infringement of a patent." He might, however, use the name of the grantor of the license for the purpose provided he were an exclusive licensee (/). A mere licensee would have no exclusive right to use the invention ; he is only a person who is permitted to use it. The grantor of such a license might grant a dozen other such licenses without prejudicing the rights of the license ; but an exclusive licensee has a right of property in the monopoly, and stands very much in the same position as an assignee for a district. The term exclusive, as applied to a licensee, meaning exclusive within an area. When the exclusive licensee finds it necessary to protect his rights by Ijringing an action in the name of the licensor he is liable to give the licensor security for the costs {(j) which, in the event of defeat, the licensor would have to pay. The right, however, to assign for particular districts will make this branch of the subject unimportant, since exclusive licenses were only a scheme for the purpose of, in effect, assio;nino; for districts. The assignees or trustees in l^ankruptcy of a patentee may maintain action for infringement in their own name [h), and so may the executors or administrators of a patentee. As defendants, a person physically using a patented invention is liable, such as a contractor (^). When u person in the position of a servant uses a patented inven- tion, the master, in law, is the person who physically uses {€) 1 Web. P. C. 154. {h) Bloxam v. Elsee, 6 B. k C. (/) Renardv. Levinstein, 2 Hem. 169. k M. 628. {i) Denley v. Blore, 38 Loud. {g) Evans v. Rees, 2 Q. B. 334 ; Jour. 224. Spicer V. Todd, 1 D. P. R. 306, 166 THE LAW OF PATENTS. the invention as well as the servant, and the master may be sued. If a servant uses an invention in the course of Ms employment the master is liable, even though the master has told the servant to avoid infringing the patent (k). The directors of a company whose servants infringe an invention are personally liable (/). An architect specifying the use of a patented invention is not liable (m). Aliens infringing a patent in tMs country by vending or otherwise are liable if they come within the jurisdiction of the courts (n). A person ordering goods to be made in England which are an infringement of a patent, although intended for exportation to him abroad, infringes the patent. " He that causes or procures to be made may be well said to have made himself." Per Tindal, C. J. (o). (k) Betts V. De Vitre, L. R., 3 (n) CaldweJl v. Vanvlissengen, Ch. App. Cas. 429. 9 Hare, 415. {I) Ibid. (o) Gibson v. Brand, 11 L. J., (m) Denley v. Blore, -38 Lond. C. P. 177. Jour. 224. ( 167 ) CHAPTER XII. THE CAUSE OF ACTION — INFRINGEMENT. The infringement of a patent is the doing that which the patent prohibits from being clone (a). The words of the Royal Command are as follows : " We do by these presents for ns, our heirs and successors, strictly command all our subjects whatsoever within our United Kingdom of Great Britain and Ireland and the Isle of Man, that they do not at any time during the continuance of the said term of fourteen years, either directly or indirectly make use of or put in practice the said invention, or any part of the same, nor in anywise imitate the same, nor make or cause to be made any addition thereto or subtraction therefrom, whereby to pretend themselves the inventors thereof, with- out the consent, license or agreement of the said patentee in writing under his hand and seal, on pain, &c." There is no duty cast upon a patentee to inform persons that what they are doing amounts to an infringement of his patent, and he is not estopped by omitting to give such information, although he knew of the infringement, from subsequently bringing his action (h). The question of infringement or no infringement is one of fact, and therefore is for the jury (c). But this refers to the mere infringement alone within the meaning of (a) Walt07i V. Batevian, 1 Web. (c) Walton v. Potter, 1 Web. P. C. 613. P. C. 585 ; De la Rue v. Dickenson, (b) Proctor V. Pennis, 36 Ch. D. 7 E. . lOOt. N. S. 39. ("0 12 W. K. 723. (k) L. R., 2 App. Cas. 335. (n) L. K, 8 Eq. 358. THE CAUSE OF ACTION INFRINGEMENT. 177 new and material for that process, which is really nothing more than stating in other words that you not only have no right to steal the whole, hut you have no right to steal any part of a man's invention ; and the question in every case is a question of fact — is it really and substantially a part of the invention " (o). This judgment was affirmed on appeal [p). If a man in the course of producing an improved com- bination substantially uses a combination which already forms the suljject of a patent he therel>y infringes the patent, notwithstanding that the combination he is making has a different end in view than that which has been patented {q). But, on the other hand, where a patent is for a combina- tion a person who takes a new and material part of the combination, but not for a similar or analogous purpose to that to which it was applied in the patent, does not infringe the patent (r). If the invention be for a combination or process whereby an already well-known object is produced, it will be no infrino^ement to make another combination, even of the same materials (provided they be also old and well- known), for the purpose of attaining the same object, for the patent is for the means of attaining the object, and if other means are employed there is no infringement. The patent is also for the method of combining the old and well-known materials, and if another method is adopted there is no infringement (s). "When the defendant has set himself to work to evade the plaintiff's patent by fraudulently making a colourable (o) See also Wright v. Hitch- at p. 230. cod; L. R., 5 Ex. 37 ; on the (r) Listej- v. Eastwood, 9 L. T., other side White v. Fenyi, 15 W. N. S. 766. R. 348. (s) Curtis v. Piatt, in the House ( p) 5 Ch. Ap. Cas. 36. of Lords, 35 L. J., Ch. 852 ; L. R., {q) Per Lord Westbury in Can- 1 H. L. 337. ■nington v. Nuttall, L. R., 5 H. L. T. N 178 THE LAW OF PATENTS. imitation, or substituting a mechanical or cliemical equiva- lent, the cases show that the Courts will look strictly at what he has done, and will take care that he does not over- step the line which he is endeavouring to keep within. The question of fraudulent evasion is, as we have shown, one of fact. " A slight departure from the specification, for the purpose of evasion only, would, of course, be a fraud upon the patent ; and therefore the question will be, whether the mode of working by the defendant has or has not been essentially or substantially different " (t). In Dudgeon v. Thompson {ii) Lord Cairns makes strong objection to the use of the term colourable imitation, in connection witli the infringement of patents, and pro- ceeds : — " If there is a patented invention, and if you, the defendant, are found to have taken that invention, it will not save you from the punishment or from the restraint of the Court, that you have, at the same time that you have taken the invention, dressed it up colourably, added some- thing to it ; taken, it may be, sometliing away from it, so that the whole of it may be said, as is said in this injunc- tion. Here is a machine, which is either the plaintiff's machine, or differs from it only colourably. But under- lying all that there must be a taking of the invention of the plaintiff. There used to be a theory in this country, that persons might infringe upon the equity of a statute, if it could not Ije shown that they had infringed the words of the statute ; it was said that they had infringed the equity of the statute, and I know there is by some confusion of ideas, a notion sometimes entertained that there may be some- thing like an infringement of tlie equity of a patent. My lords, 1 cannot think that there is any sound })rinciple of tliat kind in our law ; that which is protected is tliat which IS specified, and that which is held to be an infringemei;t (/) Per DiiUiiH, J., in //;// V. 77/owy..,;», 1 Wcl). I". ('. 2\2. (it) \j. \l., '.'> A]ij). ( ';i.s. iit ]). \?>. THE CAUSE OF ACTION INFRINGEMENT. 179 must be an infringement of tliat which is specified. But I ao-ree it will not be the less an infrino-ement because it has been coloured or disguised by additions or subtrac- tions, which additions or subtractions may exist, and yet the thing protected by the specification be taken notvvith- standinoc." Summing up the cases, therefore, we come to this. Strictly speaking, there is no such thing as a colourable imitation : either the defendant has infringed the thing specified or he has not. At the same time there is an essence or substance to every invention underlying the mere accident of form or words. If the defendant has imitated and adopted the essence of the invention he will not be allowed to escape because he has not adopted the form or words in which the essence of the invention is clothed (x). There is a description of imitation which is produced by the substitution of chemical or mechanical equivalents. To the unscientific eye there is a total dissimilarity between the infringing machine or process and the original ; but, none the less, it is a mere imitation — it is a robbery of the ideas and intentions of the first inventor, but a robbery conducted in a scientific manner. We have seen that a patent cannot be granted for the (x) Thorn v. The Worthing Web. P. C. 586 ; Neil son v. Har- Skating Rinh Co., L. R., 6 Ch. D. ford, 1 Web. P. C. 310; Walton 415; Flower V. Lloyd, W.N. 1877, v. Bateman, per Cresswell, J., 1 p. 132 ; Barrett v. Vernon, 45 L. Web. P. C. 616 ; Muntz v. Foster, T. (N. S.) 755; Bailey v. Roher- perTindal, C. J., 2 Web. P. C. 101 ; ton, L. JR., 3 App. Cas. 1055. And Ritssellv. Ledsam, 14 M. & W. 580 ; the older cases, Bovill v. Moore, Gamble v. Kurtz, 3 C. B. 425 ; Dav. P. C. 405 ; Forsyth v. Riviere, Stead v Anderson, 2 Web. P. C. 1 Web. P. C. 97; R. v. Lister, 156; Unwin v. Heath, 25 L. J., Web. P. L. 80 ; Minter v. Wells, C. P. 8 ; Curtis v. Piatt, 35 L. J., 1 Web. P. C. 130; Morgan v. Ch. 852; Murray v. Clayton, L. Seaivard, per Alderson, B., 1 Web. R., 7 Ch. App. Ca. 585. P. C. 171 ; Walton v. Potter, 1 X 2 ISO THE LAW OF PATENTS. discovery of a mere principle (y), but that, if the principle when discovered is at the same time applied, a valid grant may be made for the application of the principle. The essence of the patent is the fact of applying the newly- discovered principle to a particular end. Xow a mechanical or chemical equivalent is another method of producing the same result, a method which a skilled mechanic or chemist, havino- once seen the orioinal invention, could at once suggest and apply without the necessity of any inven- tive power whatever. Ecpiivalents may be substituted for parts as well as for the whole invention, so that it may happen that a patent is taken out which consists of three parts. An equivalent may be substituted for each part, so that in effect the whole invention may be changed and yet there may be a most flagrant infringement. Take, for instance, the case of Stevens v. Keating (z). Here the patent was for the manufacture of cement. The cement was made from gypsum (sulphate of lime) by admix- ing it with pearlash (carbonate of potash) and sulphuric acid. Chemically, the effect was this : Sulphate of potash was produced ; this, combined with the sulphate of lime, pro- duced a double salt, which, when submitted to a high temperature and subsecjuently ground to a fine powder, constituted the cement. The principle of this discovery was that sulphate of lime combined with salts of potash or soda, and when so combined, produced a substance which set very hard. The defendant substituted for the j^earlash and sulphuric acid a chemical ecjuivalent, borate of soda (borax), and heated that with gypsum, producing in the same manner a double salt, and with the same resulting property of setting. This Avas properly held to be an iiifringemont. "Ecjuivalents which are not known at the time of the patent as equivalents and afterwards are found to answer (//) Ante, p. 2.3. (z) 2 Web. P. ('. ISl. THE CAUSE OF ACTION — INFHINGEMENT. 181 the same purpose, are not included in the specification. They are new inventions." Per Baron Parke (a). In Russell v. Cowleij (b) the invention claimed was that of bringing to a welding heat a long piece of iron of the proper quality ; after having turned up its edges and drawing it througli a hole of the proper size of the in- tended tube, so as to compress together the edges and give it a com^Dlete circular form. The defendants turned up the skelp, and, after heating it in the furnace, passed it througli two rollers with grooves : — Held, that the two rollers with grooves were a mere mechanical equivalent for the hole througli which the iron was passed under the patent (c). In Curtis v. Piatt (d), Wood, V.-C, said :— " Where the thing is wholly novel and one which has never been achieved before, the machine itself which is invented necessarily contains a great amount of novelty in all its parts, and one looks very narrowly and very jealously upon any other machine for effecting the same object, to see whether or not they are merely colourable contrivances for evading that which has been before done. When the object itself is one wliicli is not new but the means only are new, one is not inclined to say that a person who invents a particular means of doing something that has been known to all the world long before has a right to extend very largely the interpretation of those means which he has adopted for carrying it into effect. Because otherwise that M^ould be to say that the whole world is to be precluded from achiev- ing some desirable and well known object which everybody (a) Unwin v. Heath, 2 Web. 208 ; Bateman v. Gray, Mac. P. Pat. Cases, 314. C 102 ; Smi2JSon v. Holliday, 20 (6) 1 Web. P. C. 463. Newton's Loud. Jouru. (N. S.) (c) See also Jwpe v. Pratt, 1 HI ] United Telephone Co. v. Web. P. C. 146 j The Electric Harrison, Cox, Walker I- Co., \j. V.., Telegraph Co. v. Brett, 10 C. B. 21 Ch. D. 720. 838; Hancock v. Moulton, John- (o?) L. R., 3 Ch. D. 136 (note). sou's Patentees' Annual, 3rd ed. 182 THE LAW OF PATENTS. lias had in view for years. In such a case it may be said that the means taken are simply mechanical equivalents for the means previously adopted for arriving at the same object." There are three ways in which a patent may be in- fringed : — 1. By making the patented article or working the process. 2. By using. 3. By selling. BY" MAKING. A person may infringe a patent by making the article himself, or by his agent, or by his servants. The agent and servants, it is true, will be considered as equally in- fringing the patent, and actions may be brought against them individually, but that in no way absolves the person who employs them for that purpose. In Sykes v. Howarth (e) a patent consisted of the application of cards or strips of leather covered with wire or rollers at " wide distances." A person who contracted to clothe rollers and supplied to a " nailer " cards of such width that when applied to the rollers they must of necessity leave wide spaces, and who himself paid the nailer, was held to have infringed the patent, though he alleged that his business was that of a card-maker only and did not include the nailer's work. Li giving judgment, Fry, J., said : — " I have come to the con- clusion that the nailer must be deemed to have been the agent, for the purpose of nailing on, of the defendant there is a contract to clothe in the manner prescribed by IIm' particulars given to the defendant, and tli;it contract was carried into effect by a person paid by the defendant — the defendant himself receiving the total (c) L. K., 12 Cb. D. 82G. THE CAUSE OF ACTION INFRINGEMENT. 183 amount for wliicli he contracted. The consequence is that in my judgment all the defences faiL" We have seen that it is an infringement to colourably imitate an invention. It is no infringement to make, use, or vend the elements which afterwards enter into the com- bination. In Toiunsend v. Hawo7'th {/), Jessel, M. R., said : — " The chief of these chemical substances are sub- stances M^hich are perfectly well known, and most of them are common substances ; they are all old chemical com- pounds, and there is no claim in the patent at all except for the peculiar use of these chemical compounds for the purpose of preserving the cloth from mildew. No judge has ever said that the vendor of an ordinary ingredient does a wrong if the purchaser coming to him says, ' I want your compound because I want to preserve my cloth from mildew. I wish to try the question with the patentee.* No one would doubt that that sale would be perfectly legal. You cannot make out the proposition that any person sell- ing any article, either organic or inorganic, either produced by nature or produced by art, which could in any way be used in the making of a patented article, can be sued as an infringer, because he knows that the purchaser intends to make use of it for that purpose." The working and making must be by way of using the invention, as distinguished from experimenting with it, so as to operate as an infringement. In Higgs v. God- win ( g) the patent was for obtaining a commercially sale- able manure by treating sewage with slaked lime. The defendant used the process by way of experiment to purify (/) L. R., 12 Ch. D. 831, note. at pp. 10 and 13; Von Heyden v. {g) E. B. & E. 529. See also Newstadt, 14 Ch. D. 230 ; Belts v. Jones V. Pearce, 1 Web. P. C. 122, Nieho7i, 6 N. R. 221 ; Wright v. and Muntz v. Foster, 2 Web. P. C. Hitchcock, L. R., 5 Ex. 37 ; Sykes 93 and 96 ; Holmes v. L. dh K W. v. Hoivarth, L. R., 12 Ch. D. R. Co., 12 C. B. 831 ; NoheVs Ex- 826. plosives Co. V. Jones, 8 App. Cases 184 THE LAW OF PATENTS. water — Held no infringement. In Frearson v. Loe (Ji), Jessel, M. R., adverting to this branch of the subject, said : — " The other point raised was a curious one and by no means free from difficulty, and what occurred with regard to that was this : that the defendant at various times made screw blanks, as he said, not in all more than 2 lbs., by various contrivances, by which no doubt screw blanks were made ; according to the plaintiff's patent of 1870, as well as that of 1875, they seem to have been an infringement of both. He said he did this merely by way of experiment, and no doubt if a man makes things merely by way of bond Jide experiment, and not with the intention of selling and making use of the thing so made for the purpose of which a patent has been granted, but with the view of improving upon the invention, the subject of the patent, or with a view of seeing whether an improvement can be made or not, that is not an invasion of the exclusive rights granted by the patent. Patent rights were never granted to pre- vent persons of ingenuity exercising their talents in a fair way. But if there be neither using nor vending of the invention for profit, the mere making for the purpose of experiment and not for a fraudulent purpose ought not to be considered within the meaning of the prohibition, and if it were, it is certainly not the subject for an injunction. ' To purchase infringing articles for the purpose of in- structing pupils and to enable them to pull them to pieces and put them together again, is not mere experimental user and amounts to infringement (^). It will be remembered that prior to the Act of 1883 letters patent did not operate as against the Crown ; ques- tioijs sometimes arose as to whether persons acting in the service of the Crown might manufacture a patented article or use a patented process. (A) L. R., 9 Ch. D. 48. (r) United Telephone Co. v. ^/larjyles, 29 Ch. D. 1G4. THE CAUSE OF ACTION — INFHINGEMENT. 185 When the persons using the invention were servants of the Crown, and acting in pursuance of their duty as servants, they were protected ; but if they were contractors contract- ing with the Crown they were not protected, but stood in exactly the same position as other subjects (^). Sect. 27 of the Act of 1883 provides that a patent should bind the Crown, but that the Crown may use the invention " by agents or contractors " on terms to be before or after the use agreed upon. BY USING. It frequently occurs that very fine questions arise as to what constitutes using a patented invention. The general rule may be thus stated : That if the defendant has put the invention to the purpose for which it was intended he has used it in this country. In the case of Nielson v. Betts (I), in the House of Lords, the facts were as follows : Betts, the plaintiff in the suit, was the patentee of an invention for the manufacture of capsules for the purpose of covering bottles of liquid (wune, beer, or otherwise), and protecting them from the action of the atmosphere. Betts' patent did not extend to Scotland. Nielson and his co-appellants, defendants in the suit, were persons who bottled beer in Glasgow for the Indian market. They bottled the beer and covered it with capsules, which were made in Germany in pursuance of Betts' specification. The beer was shipped by the appellants in vessels which called at Liverpool to complete their cargoes ; on some occasions the beer was transhipped in England, but no cases of beer were opened, nor was any of the beer sold in this country. Held, by the House of Lords, that, inasmuch as the object of Betts' (k) Dixon V. The London Small 1 Q. B. D. 384 ; also Feather v. R, Arms Co., L. R., 10 Q. B. 130, and 6 B. & S. 257. L. R., 1 App. Cas. 632, reversing (l) L. R., 5 H. L. 1. decision of Court of Appeal, L. R., 186 THE LAW OF PATENTS. iuvention was to make a capsule that would preserve the beer, whilst the beer was in England it was being preserved by the use of Betts' invention, and consequently that there was an infringement of the patent. Lord Chelmsford, in giving judgment in the Court below, said : — " It is the employment of the machine or article for the purpose for which it was designed which constitutes its active use, and whether the cajDsules were intended for ornament or for protection of the contents of the bottles upon which they were placed, the whole time they were in England they may be correctly said to be in active use for the very objects for which they were placed upon the bottles by the vendors. If the beer, after being purchased in Glasgow, had been sent to England, and had been afterwards sold here, there can be no doubt, I suppose, that this Avould have been an infringement, because it would have been a profitable user of the invention, and I cannot see how it can cease to be a user because Enoland is not the final destination of the beer." The case oi NoheV s Exiolosives Co. Y.Jones, Scott d Co.(m), is instructive upon the question of user. The subject of the plaintifi''s patent, dynamite, is a mechanical compound of nitro-glyceriue and infusorial earth. The compounding of nitro-glycerine in this manner is done for and efiects the purpose of rendering it less liable to explosion from con- cussion. The object of the patent was, therefore, to enable nitro-glycerine to be kept and handled with safety. Held, by Bacon, V.-C, that the mere storage of dynamite made abroad, and only landed in this country for the pur^^ose of transhipment, amounted to an infringement of the plaintiff's patent. This decision was reversed in the Court of Appeal, but upon another point, to be mentioned presently, and without in any manner impugning the cor- rectness of the Vice-Chancellor's decision on this question. (m) L. li., 17 i'h. I). 721. Sco Cambridge v. Richardson, 6 Ves. ulso 'I'lu Universities of Oxford and G89. THE CAUSE OF ACTION INFRINGEMENT. 187 In the case of Caldwell v. Vanvlissengen (^n), it was held by Turner, V.-C, that foreign ships coming into British, ports, fitted with screw propellers, which were made in pursuance of the specification of an English patent, thereby infringed the patent. If the injunction which was granted he carefully read, it will be found to amount to a restraint from proj^elliijg the vessels with the propellers, not from having the ships merely fitted with them. Legally speaking, the user of propellers differs from that of capsules or dynamite in this important respect, that the one is in use only when in motion ; the others are at use, the one when merely affixed to the bottles, and the other when merely in possession. Subject to the applicability of the arguments adduced in the case of dynamite, it is submitted that mere possession, unaccompanied with user, does not constitute an infringement of letters patent, unless the possession is of such a character as to import a threat to use. But in The United Telephone Co. v. The London Globe Telephone Co. (o), Bacon, V.-C, said : " That the defen- dants are in possession of instruments made in infringement of the plaintiff"'s patent is confessed by them and placed beyond the possibility of question, and that of itself gives to the plaintiffs a right to ask for an injunction to restrain the defendants from making use of that which by their own confession is an unlawful possession, and would be, if used, I presume, an unlawful use .... the defendants excuse themselves .... next on the ground that it is not their intention to use them. If it is not their inten- tion to use the instruments, then the injunction asked for can do them no harm. That would not be enough to dispose of the case, but it is the right of the plaintiffs to have an injunction against the defendants who have the means to the extent of 800 machines of injuring theii- patent rights." (ji) 21 L. J., Ch. 97. (o) 26 Cli. D. 766. 188 THE LAW OF PATENTS. In the case of Adair v. Young {p), certain pumps, which were an infringement of the phiintiff 's patent, were fitted on board a British ship. There was no evidence of their having been used. Held, by the Court of Appeal, that there had been no infringement, but as there was evidence of an intention to use the pumps, an injunction would be granted against the use of the pumps. Sect. 43 of the Act of 1883 provides : — " {l) A patent shall not prevent the use of an invention for the purposes of the navigation of a foreign vessel toithin thejurisdie- tioit of any of Her Majesty's Courts i/i the United Kingdom or Isle of IJan, or the use of an invention in a foreign vessel ■within that jurisdiction, provided it is not used therein for or in connection ivith the manufacture or ■preparation of any thing intended to he sold in or exported from the United Kingdom or Isle of Man. (2) But this section shall not extend to vessels of any foreign state of which the laws authorize subjects of such foreign state, having patents or like privileges, for the exclusive use or exercise of inventions ■within its territories, to prevent or interfere unth the use of such inventions in British vessels while in the ports of such foreign state, or in the waters luithin the jurisdiction of its Courts^ where such inventions are not so used for the manufacture or prepjaration of anything intended to he sold in or exported from the territories of such foreign state." A patent is not infringed by being used on board an English vessel abroad [q). In the case of NoheVs Explosives Co. v. Jones & Scott (/•), mentioned above, the Court of Appeal reversed the decision of Vice-Chancellor Bacon, on the grounds that the defen- dants had not infringed the plaintiff's patent, they having merely acted as Custom House agents for the transhipment of the dynamite, and their functions being confined to (p) L. It., 12 Ch. D. 13. N. S. 954. {q) Neivall V. KUu>t(, 10 Jur., (;•) 17 Ch. 1). 7'Jl. I I THE CAUSE OF ACTION INFRINGEMENT. 189 obtaining papers necessary for such transhipment, and that they never had any ownership in or exercised any control over the dynamite. This decision shows that the Courts will not recognize that a person infringes a patent by aiding- and abetting, so to speak, another to do so. There must be some actual infringement on the part of the defendant (.?). SELLING. A person infringes letters patent who sells the patented article within this realm. It is a putting in practice of the invention within the terms of the grant. Lending is not selling [t). The purchase of the patented article is not of itself an infringement of the patent, nor is the mere possession, since these do not come within the prohibition in the grant, which is against making use of, or putting in practice, the said invention (u). This is always with exceptions such as in the case of dynamite, where the mere possession involves ex necessitate the use ; and the importation of the patented article will not of itself amount to an infrino;ement. The possession of the patented article, combined with exposure for sale, if no sale is in fact effected, is no infringement (x). But the making of the patented article, as we have seen, is an infringement, whether a sale was effected, or attempted or not (?/). Where the patent is for a process the manufacture of an article by the process abroad and sale in this country (s) See also Toivnsend v. Ha- Web. P. C. 13.5. worth, L. R., 12 Ch. D. 831 ; Syhes {o:) Ibid. V. ^o^rarealed by scire facias shall be availoMe by way of defence to an action for in- fringement, and shall also be a ground of revocation. " (4) A petition for revocation of a patent may be pre- sented by: — " (a) The Attorney-General in England or Ireland, or the Lord Advocate in Scotland. " (b) Any 'person autJwrised by the Attorney-General in England or Ireland, or the Lord Advocate in Scotland. " (c) Any person alleging that the patent luas obtained in fraud of his rights, or of the rights of any person binder or through ivhom he claims. " (d) Any 2^^^'son alleging that he, or any 2'>erson under or through ivhom he claims, was the true inventor of any invention included in the claim of the j^atentee. REVOCATIOX. 209 " (c) Ani/ person alleging that he, or any iierson under or through whom he claims an interest in any trade, Jmsiness, or manufacture, had. jmhlicly manufactured, used, or sold ivithin this realm, before tlie date of the ixitent anything claimed hy the patentee as his invention. " (5) The 2)l(^intiff must deliver with his petition par- ticidars of the ohjections on ivhich he means to rely, and no evidence shall, except hy leave of the Court or a judge, he admitted in proof of any ohjection of which ijarticulars are not so delivered. " (6) Particulars delivered may he from time to time amended hy leave of the Court or a judge, " (7) The defendant shrdl he entitled to hring in and give evidence in support of the p>ate7it, cmd if the p)laintiff gives evidence impeaching the validity cf the jyctteyit the defendant shall he entitled to reply. "(8) Wliere a patent has heen revoked on the gremnd of fraud the comptroller m,ay, on the applicatio7i of the true inventor, made in accordance ivith the jj^^ovisions of this Act, grant to him a patent in lieu of and hearing the same date as the date of revocation of the 2^citent so re- voked, huA the pjatent so granted shall cease on the ex- 2Jiration of the term for which the revoked pKitent was granted." Prcactically speaking, scire facias had fallen into desuetude before the passing of this Act ; other methods of disputing the validity of patents were found, or thought to be, more to the advantage of persons opposing them. It is presumed, however, that the new procedure will find more favour, being simpler, more speedy, and more similar to the ordi- nary action for infringement than the old action of scire facias. The grounds upon which a patent may be revoked are similar to those upon which it might have been can- T. r 310 THE LAW OF PATENTS. celled by scire facias (a). These are iu the Fourth Institute said to be : " Firstly, when the king by his letters patent doth grant by several letters patent one and the selfsame thing to several persons, the former patentee shall have a scire facias to repeal the second patent ; secondly, when the king granteth anything that is grantable upon a false suggestion, the king by his prerogative jure regio may have a scire facias to repeal his own grant. When the king doth grant anything which by law he cannot grant, he jure regio (for the advancement of j iistice and right) may have a scire facias to repeal his own letters patent." And it was held in Sir Oliver Butlers case (h), that " where a patent is granted to the prejudice of the subject, the king, of right, is to permit him on his petition to use his name for the repeal of it in a scire facias at the king's suit, and to hinder multiplicity of actions upon the case." Thus it will be seen that formerly any person might, on behalf of the public, proceed by scire facias to repeal a patent, although security for costs was required. Sub-sect. 4 of sect. 26 has very considerably narrowed and limited this general right. Practically speaking, any ground which may ]3e set up as a defence to an action for infringement may be employed as a ground for revocation — such as that the person to whom the letters patent were granted was not the first and true inventor, or that the invention was not new or useful, or that it was not true that the invention liad not been practised before, or that the said invention did not come within the meaning of the words " a new manufacture," or tliat the specification was insufficient and did not disclose tlie nature of the invention. Tlie petition is to be i)resentcd to the High Court of Justire in England or in Ireland. ])y sect. 109 it is pro- vided : (l) " J')-(M-cecli'iif/s in Scvthmd for revocation of a (a) ■\ Inat. 88. (J) 2 Vent. .344. EEVOCATIOX. 211 'patent shall he in the fonn of an action of reduction at the instance of the Lord Advocate, or at the instance of a jKirty having interest ivith his concurrence, ivhich concur- rence may he given on just cause shoion only!' And in respect to Ireland we find that, by sect. 110, '> All iKirties shall, notwithstanding anything in this Act, have in Ireland their remedies under or in respect of a p>atent as if the same had heen granted to extend to Irekmd only." The general result of these sections seems to be that the proceeding for revocation may be taken in any part of the United Kingdom, and that the question may be dealt with by the Courts of either portion independently ; so that it will be possible for letters patent to have been cancelled so far as England is concerned, and yet to continue in force for Scotland and Ireland, and vice versa. It will be observed that in sect. 26, sub-sect. 4 (c and d), ''Any p>erson alleging that he, &c may petition,^' and by sub-sect. (3), any ground which might be available for scire facias may form the ground for revocation. In Re Averfs Patent (c), it was held by Stirling, J., and the Court of Appeal, that this applied only to cases of actual fraud, and would not be extended to questions of mistake, though the consequences might be to deprive the inventor of his patent rights. Cotton, L. J., said : — -" If it is made out that the present petitioner, Avery, is a person who brings himself within that clause, and satisfies the Court that the patent was obtained in fraud of his rights, then we should have to go into the other question, namely, whether the patent is or is not good" .... (at p. 325), " an act, to be ' in fraud of his rights,' to my mind must involve an attempt by the agent to deprive the principal of something, or to gain for himself something at the expense of his principal." (c) L. R., 36 Ch. D. 307. r 2 212 TUK LAW OF PATENTS. AVe have dealt with the several grounds of revocation in previous chapters, under the title of Infringement, and it will be uunecessaiy to do more here than to reft-r the reader to them. In a subsecjuent chapter will be found the practice to be observed in the course of proceedings for revocation. ( ^1^ ) CHAPTER XV. INTEllXATIOxXAL AND COLONIAL ARRANGEMENTS. Sects. 103 and 104 of the Patents, &c., Act, 1883, give power to the Crown to enter into arrangements with foreign and colonial governments with respect to tlie mutual protec- tion of patent rights. And, in respect to any foreign State which has entered into such arrangements, any person who has applied for protection for any invention in any such State shall l3e entitled to a patent for his invention in priority to other applicants, and such patent shall have the same date as the date of the application (a) in such foreign State, provided that the application for letters patent in this country is made within seven months from the date of the application for protection in such foreign State. Then follows a provision that a patent granted under such circumstances shall not entitle the patentee to bring actions in respect of infringements which may have happened prior to the date of the acceptance of his final specification. It will be dangerous for persons to adopt foreign dis- coveries or inventions before the expiration of the seven months from the date of the foreign application : for, in the event of a patent being applied for under this section, the whole of the capital invested in the adoption of such invention may be found to have been lost. Regard par- ticularly being had to the fact that by sub-sect. 2 any use (a) Patents, ) Graltam v. Cami'hcll, L. K., N. 8. 1011. 7 Ch. 1). 400. INTERLOCUTORY INJUNCTIOX. 219 souglit to he restrained under any colour of title ; and whether the estates claimed Ijy both or either of the parties are legal or equital)le." Ord. L. rule 6, directs that : " An application for an order under sect. 25, suh-sect. 8, or under rules 2 or 3 of this order, may be made to the Court or a judge l^y any party. If the application be by the plaintiff for an order under the said sub-sect. 8, it may be made either ex parte or with notice " A master of the Queen's Bench Division has no power to grant an injunction. Ordei^ LIV. rule 12. An interlocutory injunction will only be granted when there is a fair prima facie case of validity. This may be made out by long undisturbed enjoyment, or by the question having been previously tried in a court of law (c), or Avhere the defendant has admitted the validity of the patent (cI), or is so placed in his relationship to the patentee as to be estopped from denying its validity (e). In Hayivard v. The Pavement Light Co. (/), Kay, J., said, when granting an interlocutory injunction, " The invention has been patented so long ago as 1871, and the validity of the patent has been established by the Court of Appeal." In Jachson v. Needle () Stoclciifj v. Llcwclli/ii, .'5 L. '\\ G21 ; Jhtts V. Willwod, [.. I{., G 33. Ch. 239. {]') V^^nn G, j). 200. (I) Hill V. Th<,mpyf<-n, 3 M.r. (7) F. hm 7, p. 201. •?o CMArTER IV. STATEMENT OF CLAIM. The Rules of Court of 18S3 have rendered the form of pleadings of less importance than hitherto. Ord. XIX. rule 2b', provides : "No technical objection shall l)e raised to any pleading on the ground of any alleged want of form;" but by rule 27 the power of the Court to strike out pleadings on the grounds that they are unnecessary, scandalous, or embarrassing, is preserved. Ord. XIX. rule 4, requires all material facts to be pleaded, and prohibits the pleading of evidence. Rule 5 is as follows : — "The forms in Appendices (C, D., and E.), when applicable, and when they are not applicable forms of the like character, as near as may he, shall be used for all pleadings, and where such forms are applicable and suffi- cient, any longer forms shall be deemed prolix, and the costs occasioned by such prolixity shall be disallowed to or borne hy the party so using the same, as the case may be." The forms mentioned relate to pleadings in an action for the infringement of a patent, but there is no provision made for the case where infringement has only been threatened, nor for the case when a mandatory order or an account of sales and profits is required (a). It w^ill be observed that the statement of claim in patent cases, which is rendered obligatory by Ord. XIX. rule 5, contains no allegation as to the matters going to constitute the validity of the patent, nor does it give the date, time, or place of the infringement ; but it refers to the particulars of breaches which are delivered "herewith." ((/) See J<'orm, p. 294. 22^ PEACTICE. CHAPTER V. PARTICULARS OF BREACHES. Particulars of breaches were required to be delivered in every action for the infringement of a patent by sect, 41 of tlie Patent Law Amendment Act, 1852; and now by sect. 29 (1) of tlie Act of 1883, it is provided : — ''In an action for infringement of a patent tlie plaintiff must deliner with his statement of claim, or by order of the Court or a judge at any subsequent time, particidars of the breaxhes complained of; (4) at the hearing no evidence shall, except by leave of the Court or a judge, be admitted in proof of any alleged infringement, or objection of ivhich particidars are not so delivered ; (5) particulars delivered may be from time to time amended by leave of the Court or a jvdge." Particulars of breaches are particulars of the times, places, occasions, and manner in which the plaintiff says the defen- dant has infringed liis letters patent. Tlie defendant must have full, fair, and distinct notice of the case to be made against him («'/). In JJaffcy v. Kyit(jck{b), Sir James J^acon, V.-C, said : "All that is required and pro- vided l)y the Patent Law Amendment Act, 1852, which has made no alteration in the practice to be observed in tliesc cases, is tlint the defendants shall not be taken by Huri)ri.sc, and it is the duty of the judge to take care that by the particulars of Itreaches they shall have full and fair notice of the case that they will have to meet."' (a) Nrerfham v. 0.'%, 1 If. . GO ct scfj. ('•) Ante, pp. 8G— 94. IJi) Antf, p. G7 ct HO(i. ('/) Ante, \\ 05 ct sccj. STATEMENT OF DEFENCE. 227 It will 1)0 observed that any one of these defences will be sufficient to constitute a complete defence to the action ; and that the greater portion of them are of a nature to require elal)orate and costly evidence to prove or disprove them. Too much care cannot, therefore, be taken in preparing a statement of defence to avoid setting up defences which it is not expected will be satisfactorily proved at the trial, regard being had to the provisions of the Eules of 1883 as to costs; otherwise, oven if the defendant succeeds in the action, ho mny l^e mulcted in heavy costs to the other side. A statement of defence alleged that if the specification were construed so as to make the defendant an infringer, the claims of invention would be bad for want of novelty, as including matters described in certain specifications (stating them). North, J., refused to strike out j)ar. 2 under Ord. XIX. rule 27 ; the Court of Appeal dismissed the appeal with costs {e). A statement of defence admitted infrino-ement in ten instances and no more, the plaintiffs elected to move for judgment upon such admissions ; held that they were entitled to an enquiry as to damages as to those ten instances of infringement and no more, and that all evidence as to any other instances of infringement alleged to have been committed l:)y the defendant must be excluded (_/). Where the defendants in an action for infringement have been indemnified by another person or Company, such other person or Company may he joined as a third party under Ord. XVI. rule 48, of the rules of the Su23reme Court {[/). (e) Iloclinr/ V. Ilocl-ing, Griffin, {rj) Edison and Swan United P. C. 129. mectric Light Co. v. Holland, L. R., (/) United Telephone Co. v. 33 Ch. D. 497. Domhoe, 31 Ch. D. 399. 2^s rr.ACTiCE. CHAPTER VII. PARTICULAES OF OBJECTIONS. Sect. 21, sub-sect. (2) of the Act of 1883, provides:— *' The defeiidant must deliver with his statement of defence, or by order of the Court, or a judge at any suhsequent time, j^ctrticulars of any objections on ivhich he relies in support thereof; (3) If the defendant disputes the validity of the patent, the particulars, delivered by him, must state on what grounds he disputes it ; and if one of those grounds is ivant of novelty, must state the time cmd place of the previous publication or user cdleged by him; (4) At the hearing, no evidence shall, except by leave of the Co^i.rt, or a judge, be admitted in proof of any alleged infringement or objection, of ivhicli j^cir- ticulars are not so delivered; (5) Particidars delivered, may be from time to time amended^ by leave of the Court, or a judge ; (G) On taxation of costs, regard shall be had to the ^^cirticidars delii^ered by the plaintiff and by the defendant ; and they respectively shall not be allowed any costs in respect of any particulars delivered by them, unless the same is cert if ed by the Court or a judge to hare been p)'i'Oven, or to have been, reasonable and projK'r, without regard to the gene)'(d costs of the ease." Tliis last sul)-scction will make it imperative ujioii the ]ilaintiff or (hfcjidant, who has succeeded in an action, to ohtain a certificate from the judge wlio lias tried the ca.sc tliat eacli one of the i»nrti<'idars delivered hy liini TARTICULAUS OF OBJECTIONS. 229 lias been proved or ^Yas reasonable and proper. It will be observed that the words of the section are " sIkaU not be allowed any costs ; " this leaves no discretion in tlie Court except as to certifying. Ord. XIX. rule G, of tlie Eules of the Supreme Court, 18S3, provides: " In all cases in which the party pleading relies on any misrepresentation, fraud, breach of trust, wilful default, or undue influence, and in all other cases in which particulars may be necessary beyond such as are exemplified in the forms aforesaid, particulars (with dates and items if necessary) shall be stated in the pleading : j)rovided that if the particulars be of debt, expenses, or damages, and exceed three folios, the fact must l)e so stated, and a reference to full particulars already delivered or to be delivered with the pleading." It is not easy to reconcile the practice under this rule with the language of the 29th sect, of the Patent Act, or, indeed, with the form of defence given in the form to the rules cjuoted above. Ord. XIX. rule 6, provides that particulars shall be incorporated with the pleading ; on the other hand, the form and the Patent Act seem to indicate a separate document. Hitherto the practice has been to deliver a separate document, and it is apprehended that when the balance of convenience is considered the Courts will hold that in respect of a patent action the practice has remained unchanged. The particulars of objection may allege that the in- vention was not ncAV at the date of the patent. It is not necessary for every one of two or more defendants defending in the same interest to deliver particulars of objections (a). Particulars of breaches must be distimyuished from particulars of objection for want of novelty. In the latter case the particular instances may not be within the («) Sviith V. Cropper, 10 App. Cas. 249, reversing 2G Cb. D. 700. 230 PRACTICE. knowledge of the patentee and must be specified, in tlie former, the defendant must know whether and in Avhat respect he has been guilty of infringement (6) . Particulars stated that " A particular improvement had been used by A. B. (giving names and addresses), and divers other people within this kingdom and elsewhere.'' The judges struck out the words '■'and divers other ijeople" (c). The words "carriage builders generally throughout Great Britain " do not sufficiently comply with the statute, nor do the words " used and applied by carriage builders gene- rally ; " and the words " in or near London, in or near Liverpool, &c., and in or near various other of the principal towns of Clreat Britain," are too general ((/). Vice-Chancellor Sir W. Page-Wood said in Morgan v. Fuller (d) : " An allegation of general user does not of course admit of being met precisely .... The real object is to secm'e to both parties a fail* trial " (t'). In Flower v. Lloyd {/), Field, J., said : " I cannot follow the cases which have been cited ; we have advanced in our ideas since they were decided (g). If the defendants knew that their processes have been used by other persons in London and Birmingham, besides those specified, they must know the persons by whom they have been used, and must give more specific information. I do not say that they need give the name and address of every such person, but they must give fair information. If they can give no further information, the words in question are useless, and too in- definite, and must be struck out." Prior user. — The objection on the ground of prior user (b) Ud). {I) Fisher V. Dewid; 1 Web. 1'. (;t) 7 M. A G. G.".2. See also C. o.tI (n.); Galloxvay v. lileaden, Jones v. Ikrger, 1 Web. P. C. 549. 1 Wcl). P. C. 2G8 (n.). (o) Heath v. Vmvin, 10 M. it W. (» 7/o//r/»r/v./'o.r, 1 W. Pv. 448; G84; Rm$cU v. Lahom, 11 ^r. k 1 C. L. R. 440. W. 047. PARTICL'LAKS OF OBJECTION.S. 233 Evidence will be admitted at the trial, provided the language of the particulars of objections is large enough to admit it ; for instance, if the plaintiff has allowed such words as " and elsewhere " to stand until the trial, the defendant will be allowed to give evidence of prior user anywhere (/)). The proper course for the plaintiff to take should the defendant deliver vague par- ticulars is to issue a summons before a judge in chambers for further and better particulars, or, in the alternative, to have the objectionable words struck out (q). In Sugg v. Silber {)■), Mellish, L. J., said :— " The autho- rities cited by Mr. Cave'^were cases where objections had been taken to the notices of objection at the time when they were delivered, and further and better particulars / were asked for. In my opinion there is a very large dif- ^ ference between a case where a judge has been applied to and has ordered further particulars in order to state an objection more specifically, and a case where at the trial the plaintiff asserts that the defendant ought to be pre- vented from availing himself of an objection. It is per- fectly obvious tliat, if Mr. Cave was right in saying that the two questions are the same, and that wherever the Court would order further particulars because the objection had not been particularly specified, it would also hold that the party was precluded from raising it at the trial. No- body would be foolish enough to apply to a judge for further particulars." Although the objections did not specifically point out that the inveiition consisted of several claims, yet the objection that the invention is not the subject-matter of a patent, is sufhcient to open the objection that the whole, or some particular part of it, is not the subject- (p) Hull V. Bolland, 25 L. J., C. 551 (u.) ; Carpenter v. Walker, Ex. 304 ; Syhes v. Hoivarth, L. R., 1 AVeb. P. C. 268 (n.) ; Holland v. 12 Eq. 826. Fojc, 1 C. L. R. 440. (q) Fishery. Deidd; 1 Web. P. {r) L. R., 2 Q. B. D. 495. fu^ fh'^iix^tu^. 23i rRACTICE. matter of a patent, and that conse. INTERROGATORIES. 245 defendant asking questions of a plaintiff, it is a very different thing. It is the defendant's business to destroy the plaintiff's case, and there the defendant has a right to ask all questions which are fairly calculated to show that the patent is not a good patent, or that what he alleges to be an infringement is not an infringement.'' Lord Justice Selwyn had said, " Our decision in this case will leave it entirely within the power of the learned Vice-Chancellor to order that all the costs occasioned by the interrogatories, the answer, the exceptions, the hearing the exceptions before him, and the hearing of this appeal, shall be dealt with as he, in his discretion, shall think fit ; and if it shall appear that the power which the Court, for the purpose of justice and discovery, gives to the parties to administer interrogatories to each other has been abused, I have no doubt the learned Vice-Chancellor will take care that justice shall be done, and will make the party who is to blame pay all the costs of the improper exercise of this power." 246 PRACTICE. CHAPTER IX. INSPECTION. Sect. 30 of the Patents, &c. Act of 1883, provides : " In an action for infringement of a patent, the Court or a judge may, on the ajyplication of either party, make such order for an injunction, inspection, or account, and im- pose such terms and give such directions respecting the same and the p>roceedings thereon, as the Court or a judge may see fit.'' The power to order an inspection was always assumed l)y the Courts ; in Bovill v. Moore (a), Lord Eklon said : " There is no use in this Court directing an action to be brought, if it does not possess the power to have the action properly tried. The plaintiff has a patent for a machine used in makino; bobbin lace. The defendant is a manu- facturer of that article ; and, as the plaintiff alleges, he is making it with a machine constructed upon the principle of tlie machine protected by the plaintiff's patent. Now the manufactory of the defendant is carried on in secret. TIk^ machine whicli the defendant uses to make bobbin lace, and wliicli the })]aintifl" alleges to be a piracy of his invention, is in the defendant's own possession, and no one can have access to it witliout liis permission. The evidence of the j)iracy, at present, is the bobbin lace made by the defendant. 'J'li(i witnesses sny that this lace must have been manu- factured by the pLiintifr's machine, or by a machine (a) 2 Coop. Ch. Cii. r.G (ii.) ; Dav. P. C. 30 1. INSPECTION. 247 similar to it in principle. This is obviously in a great measure conjecture. No Court can be content with evidence of this description. There must be an order that plaintiff's witnesses shall be permitted before the trial of the action to inspect the defendant's machine, and to see it work." The object which the Court has in view in all cases where an inspection is permitted, is to ensure that the true facts of the case shall be carefully sifted ; but at the same time the Court will take care that the process of the law is not abused, and that an action for infringement shall not be made a means and lever for the discovery of other persons' secrets. The Court requires before granting an order for inspec- tion that a strong primd facie case shall be made out of infringement (b). And when the interests of justice require, the inspection will be granted to scientific witnesses, who will be required to keep any se(,'rets which they may have discovered, and which do not affect the question of infringement (c). And in Floivei' v. Lloyd {d) the Court of Appeal strictly limited the inspection to scientific men, and excluded the plaintiff from being present. In Pigott V. The Anglo-American Telegraph Co. (e), it was alleged that an inspection would disclose important secrets. GifFard, V.-C, in refusing an order to inspect, said : "Of late years greater readiness has been shown by the Equity Courts to allow inspection in patent cases than by the Courts of Common Law. But it has never been (6) Morgan v. Seaward, 1 Web. 55 L. J. Cli. 287 ; 1 Griffin P. C. P. C. 169 ; Russell v. Cowley, 1 103. Web. P. C. 458 ; Bovill v. Moore, (c) See Russell v. Crichton, 1 supra; Kynaston v. East India Web. P. C. 667 (n.) ; 15 Dec. Ct. Co., 3 Swan. 248; East India Co. of Sess. 1270. Y. Kynaston, 3 Bl. Ap. Gas. 153 ; {d) W. N. 1876, 169, 230. The Germ Milling Co. v. Robinson, (e) 19 L. T., N. S. 46. 248 PRACTICE. considered as a matter of right, uor have the Equity Courts considered themselves as precluded from exercising a proper discretion in applications of this description. The Court ought to be satisfied of two things : that there really is a case to be tried at the hearing of the cause, and that the inspection asked for is of material importance to the plaintiff's case as made out by his evidence." In Batleij v. Kynock (/), Sir James Bacon, V.-C, said : " Upon the single point which is raised before me, there can be no doubt that the plaintiff in such a suit as this is entitled to an inspection of the means which the defendants employ in the manufacture of the articles alleged to be violations of the plaintiff's patent, when such inspection is essential for the purpose of enabling the plaintiff to prove his case ; upon the materials before me that is not made out. There is no allegation by the plaintiff that he cannot make out his case without inspection. But there is on the part of the defendants a plain allegation that in- spection is not necessary for the purposes of the suit ; upon that only I must decide this question. I would rather not go into the other matters which have been referred to. The description in the specification and the allegation in the bill — but as I read both the description in the specification and the allegation in the bill — I find that the charge made by the plaintiff is that the cartridges, the rioht of manufacturino- which is vested in him exclu- sively, have been imitated and copied by the defendant, and if that fact can be made out the plaintiff's case can be clearly established. The mode of making that out is by examination of the cartridges, the means by which they have been made, whether by a machine or hammer or a screw cannot signify in the least if the cartridges of the defendant when made arc made upon the principle of the patent claimed by tlie plaintiff." (/) L. K., 19 Eq. 91. INSPECTION. 249 In Drake v. Muntz Metal Co. (g), before statement of claim application was made to Bacon, V.-C, that the defendants by their proper officer should make an affidavit verifying the machines and processes used by the defendant company in bending metal tubes since date of plaintiff's patent and for inspection. The yice-Chancellor said that sect. 30 {sujjixt) did not give him power to direct an affidavit to be made, but ordered inspection of the machines. The Court, in the case of The Patent Tijpe Founding Co. V. Walter (Ii), assumed the jurisdiction to order the defendant to deliver to the plaintiff a sample of the type made by him so that the plaintiff might have the same analysed, for the purpose of ascertaining whether the composition was similar to the plaintiff's patented com- position. In some cases where it is necessary, the Court will order the defendant and the plaintiff to give mutual inspection, and to show both the patented machine and the alleged infringement at work, and to permit either party to take away any of the work or samples of the work which has been done in their presence (^). The application may be made on motion to the Court or by summons ; it is usually made upon the application for an interim injunction, but it is immaterial at what stage of the proceedings the ap|)lication is made. The evidence in suj)port must be on affidavit, and a prima facie case of infringement must be made out, and that the inspection is material to the plaintiff's case. Order L. of the Eules of the Supreme Court, 1883, contains some provisions as to inspection which must be noticed. Ttule 3 provides for the inspection of property and the {g) 3 P. 0. R. 43. Sewing Machine Co. v. Wilson, 5 (h) 8 W. R. 353. N. R. 505, and The Germ Milling (i) Davenport v. Jepson, 1 N. Co. v. Rohinso7i, 55 L. J. Ch. 288. R. 307. See also The Singer 250 PRACTICE. taking of samples, or for " any observations to be made or experiment to be tried wbich may be necessary or expedient for the purpose of obtaining full information or evidence." Rule 4 : "It shall be lawful for any judge, by whom any cause or matter may be heard or tried with or without a jury, or before whom any cause or matter may be brought by way of appeal, to inspect any property or thing concerning which any question may arise therein." This last mentioned rule was introduced by the Eules 1883. Before, the parties must have consented to a view being had. In JacJcson v. The Diihe of Newcastle {h), Lord TVestbury said: "A judge is bound to j)roiiounce his decision according to the evidence before him, but his inspection of the premises may bring him to a conclusion directly opposite to that w^hich is established by the evidence." {k) 33 L. J., Ch. 698. ( 251 ) CHAPTER X. THE TRIAL. The constitution of the Court which is to hear and determine patent actions is provided for by sect. 28, sub-sect, 1, of the Act of 1883. " /n an action or pro- ceeding for infringement or revocation of a patent^ the Court may^ if it thinks ft, and shall on the request of either of the parties to the proceeding, call in the aid of an assessor, specially qualified, and hear and try the case wholly or partially ^ with his assistance ; the action shall he tried without a jury, unless the Court shall otherwise direct" Under the old statute, either party liad an absolute right to have the questions of fact decided by a jury^ and the Court had no power to deprive them of this right {a). Under the 57th sect, of the Judicature Act, 1873, the Court had power, without the consent of the parties, " in any such cause or matter requiring any prolonged examina- tion of documents or accounts, or any scientific or local investigation whicli cannot, in the opinion of the Court, or a judge, conveniently be made before a jury, or con- ducted by the Court through its other ordinary officers, the Court or a judge may at any time, on such terms as may be thought proper, order any question or issue of fact, or (a) Sugg v. Silher, L. R., 1 Q. B. D. 3G2. 'Zb'Z PRACTICE. any question of account arising therein, to be tried either before an official referee, to be appointed as hereinafter provided, or before a special referee to be agreed on between the parties ; and any such special referee so agreed on, shall have the same powers and duties, and proceed in the same manner as an official referee. All such trials before referees shall be conducted in such manner as may be prescribed by rules of court, and subject thereto in such manner as the Court or judge ordering the same shall direct." In the case of Saxhij v. The Gloucester Wagon Co. (h), ]Mr. Justice Hawkins was of opinion that a patent case was a case which required a "prolonged scientific examination," and consequently he remitted the action to that which he considered the most proper tribunal for difficult scientific questions, " the official referee." AYe are inclined to think that sect. 28 of the Patent &c., Act, does away with this option. The words appear to read, " The Court may ertipJoij an assessor, and shall do so on the application of either jKirt I/, and shall try the case; and the action shall he tried without a jury, &c!' Ord. XXXYL rule 5 of the Rules of the Supreme Court, provides, " The Court or a judge may direct the trial, without a jury, of any cause, matter, or issue, requiring any prolonged examination of documents or accounts, or any scientific or local examination which cannot, in their or his opinion, conveniently T)e made with a jury ; " and rule 6 : " In any other cause or matter, upon the applica- tion of any party thereto, for a trial with a jury of the €ause or matter, or any issue of fact, an order shall be made for a trial with a jury." These rules, together with tlu' provisions of sect. 28 of the Patent Act, would show that the better opinion probably is that, unless a judge or the Couit otherwise orders, the constitution of the Court (6) W. N. 1880, p. 28. THE TRIAL. 253 shall be a judge sitting without a jury, and with or without an assessor. The grounds of application for a trial by jury would 1)e that the evidence shows a conflict of testimony in material parts, or that grave questions of credibility are likely to arise, or that a charge of fraud is made against either party. Mr. Hindmarch, at p. 291 of his celebrated work, says: " Few causes require so much care and industry in prepar- ing for trial as patent actions, in which very nice points of law and difficult questions of fact must often be decided between the parties ; and it \vill frecpiently happen that a party will succeed or fail in obtaining a verdict according to the industry with which he has got up his case for trial. Properly to understand the questions raised in such actions and prepare the necessary proofs, a competent knowledge not only of law, but also of science in general and the useful arts, is essentially requisite." It is no ground for postponing the trial of an action for infringement that a petition has been presented by the defendant or any other person under sect. 26 to revoke the patent. We have seen that proceedings for revocation are similar to, and for the same purpose as, scire facias prior to tlie Act of 1883. In Muntz v. Foster {c) it had been held that the fact of a writ of scire facias lacing pending was no ground for staying the action for infringement. Tindal, C. J., said : "As a general rule, a plaintiff has a right to have his cause go on for trial according to the ordinary course of business. Special circumstances may exist upon which the Court may see fit to interfere ; but the present does not appear to us to be a case in which we ought to interfere by staying the proceedings in the action." (c) 2 Web. P. C. 93 (n.), 1 Dowl. k Low. 942. *254. PRACTICE. Tlie oTound of this decision was that the phaintiff in the action for infringement, being defendant in the proceedings by scire facias, had not the conduct of those proceedings, and that the defendant in the action for infringement might delay them ; but Avhere in Patteson v. Holland (d), an action for infringement had been tried, and a rule nisi for a new trial had been obtained and argued, and it appeared that another action was pending in that Court for another infrino-ement of the same patent, and that a scire facias had been sued out to repeal the patent, the Court suspended their judgment upon the rule for a new trial, and ordered the trial of the other action to be postponed until after the trial of the scire facias. And where a verdict had abeady gone for the Crown on scire facias, but a new trial was pending, the plaintiff was not permitted to proceed to trial with his action for in- frino-ement until the rule for the new trial in scire facias o had been disposed of (e). In an action for infringement the plaintiff has the right of beginning and of replying, notwithstanding that the burden of proof may really be on the defendant, as, for instance, where the case principally turns upon questions of prior user or prior publication, which are introduced by the defendant. It sometimes happened that this privilege, particularly in cases of conflicting evidence, was of great value, and for the purpose of snatching it from the plaintiff the defendant did not wait for the plaintiff to commence his action, but commenced proceedings himself by scire facias to repeal the patent, so as to place himself in the position of plaintiff. But, by sect. 26, sub-sect. 7, of the Act of 1 SS3, it is provided that in cases where it is sought to revoke a patent, " llie defendant slicdl he entitled to begin and give evidence in support of the patent, (rl) ITindmarcli, 293. (e) Smith v. Upton, G M. tt (J. 251. THE TRIAL. 255 and if the plamtiff gives evidence impeaching the validity of the pateyit, the defendant shall he entitled to rephj." The plaintiff must give evidence of the issues, which he is bound to prove. It is for him to support his patent and to establish its validity. He must prove his patent if the grant be denied. This is done by producing the patent itself, with the great seal — or, under the Act of 1883, the seal of the Patent Office — attached to it; sect. 12, sub-sect. 2, provides that, ^' A iKitent so sealed shall have the same effect as if it ivere sealed with the great seal of the United Kingdom" ; or under sect. 89, if it be not convenient or possible to produce the original, "^Printed or writteyi copies or extracts, p>itrporting to he certifed hy the conip)troller and sealed with the seal of the Patent Office, of or from patents, specifications, disclaimers, and other documents in the Patent Office, and of or from registers and other hooks kept there, shall he admitted in evidence in all Courts in her Majesty s dominio7is, and in all proceedings, without further proof or p)roduction of the originals." If the plaintiff sues as assignee, or under any deriva- tive title, and his title is denied, the entry from the register of patents may be proved in the manner suggested by the 89th section. Under the 96th section " a certificate purporting to he under the hand of the comptroller as to any entry, '^natter or thing luhich he is authorised hy this Act, or any general rules made thereunder, to make or do, shall he prima facie evidence of the entry having heen made, and of the con- tents thereof, and of the matter or thing having heen done or left undone." For instance, if an entry in the register is denied by the defendant, he may prove its omission by a certificate under the 96th section. If the fact of infringement is denied, the plaintiff must 256 PRACTICE. be ready with evidence that the defendant has made, used or sold the article or process, and any one of these acts will satisfy the allegation of infringement, whether the infringe- ment was intentional or not (/). Mere possession un- accompanied by user, does not amount to infringement [g). Evidence that the defendant has sold articles made by a patented process, or by a patented machine, will be sufh- cient ill). If the defendant has imitated the plaintiffs process, or substituted chemical or mechanical equivalents, he will have infringed the patent ({), and the plaintiff must be ready with expert and other evidence to satisfy the Court that the defendant has substantially imitated his process or article. It is an infringement to import and use or sell a patented article ; although it is no infringement to merely import and no more (/:). If an article, by its appearance or properties, can be distinguished as having been made by a patented process, and the defendant will not permit the plaintiff to see how it is made. Lord Ellen- borough held, that a prima facie case had been made out, which it was for the defendant to rebut {I). But the mere fact that there is a similarity of appearance between an article made by the patented process and the alleged infringement, is not sufficient : there must be reasonably satisfactory evidence that a similar article could not be ])roduced in any other manner ; that, in fact, it carries the footprint of the invention with it (in). It will be observed, that when expert witnesses are called for the purpose of proving infringement in this manner, they must be asked wliether there is a similarity between the patented article (/) Stead \. Anderson, ^ C. I>. (/) Huddart \. Grimshmv, Davis, 800, iuul uutc, p. 1G8. P. C. 288. See also Belts v. NeU- (f/) Atito, ]). 180. son, L. R., 5 H. L. 11 and 12. (//.) Wri^/if V. J/ilrhrork, L. II, (vi) 8cc Palmer v. Wagstaff, 9 5 Kx. .'57. Ex. 494 ; 2:i L. J., Ex. 217 ; 2 C. {{) Ante,]). 179. L. U, 1052; and Davenport v. (/•) Ante, i>. 189. JUrhards, 3 L. T., N. S. 504. THE TRIAL. 257 and the alleged infringement, and also whether there is any other process, except the patented process, whicli will produce that similarity ; but they cannot be asked their opinion as to whether or not there has been infringement. That is a question for the jury, or the Court in the absence of a jury (w). The Court will consider the circumstances of the case, the behaviour of the witnesses and their credibility, when considering the question of infringement or no infringe- ment. In Clark v. Adie (o), Lord Blackburn said : — " When- ever a man knowing for the first time of an invention, either by seeing a machine at work or by reading a specifi- cation, proceeds to do what he never did before, and takes a part of the invention, it is always a very strong arga- mentum ad hominem to say : You are, by the very fact of taking this, making evidence against yourself that it was a new invention ; otherwise, why did you take it ? You are making evidence against yourself that at all events the part you took was new, or why did you take it ? and whenever there is a case of theft or stealing knowingly, that observation ought to have some weight, although I think in practice it has more weight given to it than it ought to have. But where there is a case of an innocent infringement of property, by an unwitting use of this sort, that observation can have no weight against the party in the slightest degree, and I think it ought not to have any." The burden of proving infringement is strictly on the plaintiff, and if he does not satisfactorily prove it there is no necessity of entering upon the defendant's case on other matters. The plaintiff must always give evidence., (n) Per Lord Wensleydale in (o) L. R., 2 App. Cas. 337. Seed V. Higgins, 8 H. L. Cas. 550. T. S 258 PRACTICE. when tlie alleo-ed iufrino-ement is the sale or use of an article, that it was not made by himself or his agents {p). When the defendant allegjes that there is a defect or insufficiency in the specification, the burden of proving that there is no such defect is on the plaintiff. We have seen {q) that it is for the jury to say whether a specification is sufficient or intelligible or not ; it is for the Court to place a construction upon the language used in the specification. The plaintiff must therefore be pre- pared with evidence of an expert character as to the suffi- ciency of the specification; and in selecting this evidence the plaintiff cannot be better guided than by the judgment of Sir George Jessel in Plimpton v. Malcolmson {r) : he must not select eminent engineers or celebrated chemists as the persons to whom the specification must be intelli- gible, but he must choose " ordinary workmen " in the particular branch of trade to which the invention refers — "not a careless man, but a careful man, though not possessed of that great scientific knowledge or power of invention which would enable him by himself un- aided to supplement a defective description or correct an erroneous description." He may, of course, call eminent engineers, but their evidence can only be, "placing my- .self in the position of an ordinary workman I think it would or would not be intelligible or sufficient to me." If the specification be not sufficiently clear to be under- stood by an ordinary workman (a witness for the plaintiff), witnesses will not be allowed to be called to explain the intention of the patentees, and the plaintiffs will be non- suited (s). Experiments conducted for the express purpose of manu- (;)) Botls V. Wilmoti, L. R., 6 (r) L. R., 3 Ch. D. o31. Ch. 239. (s) Brooks v. Ripley, 2 Load. {q) Ante, Y\K 72 iind 73. Jour. C. S. 35. THE TRIAL. 259 facturiug evidence, with, a view to litigation, are to be looked at with distrust (t). The plaintiff must, if the matter be put in issue, prove that the title, provisional specification and complete specifi- cation, correspond and substantially describe the same invention [it). If it is alleged by the defendant that the invention is illegal or useless, the burden of proof is on the plaintiff (.t). So the plaintiff must be prepared, if he intends to claim damages, and not on account, to prove the damage which he has sustained. If he has been in the habit of granting royalties, the amount of royalties to which he would have become entitled is the proper measure of his damages ; as to the measure of damages in other cases, see ante, j^. 203 et seq. When the defendant pleads that the grantee of the letters patent was not the true and first inventor, or that the invention was not new, it will be sufficient if the plaintiff gives some ^^^-^mayacze evidence of novelty (?/). It will be sufficient to call one or two persons acquainted practically with the trade to which the invention refers, to say that they never heard of it, or saw or heard of its having been put in practice or published before the date of the patent. Gibbs, C.J., said : " The first witness, a man of considerable experience, had never seen locks with the lips so perforated ; primd facie that is good evidence ; but when the question is, whether this had existence previous to the patent, fifty witnesses proving that they never saw it before would be of no avail if one was called Avho had seen it and practised it " {z). The plaintiff having given this primd facie evidence, the burden of proof as to prior user or prior publication is (t) Young v. Fernie, 4 Gitf. 609. 606. {u) Ante, p. 60 et seq. (2) Manton v. Ilanton, Dav. {x) Ante, p. 255. P. C. 350. (V) Turner v. Winter, 1 T. R. a 2 260 PRACTICE. shifted to the defendant, and if he would invalidate the patent he must prove his case. We have previously discussed what amounts to prior usei' and prior publication (o). The evidence which the defendant brings must be complete and satisfactory, and the Cjuestion is one of fact. If the defendant has succeeded in establishing a case against the plaintiff, the latter will be permitted before the defendant sums up, to adduce rebutting evidence. In Penn v. Jack and Others [b), Sir W. Page-Wood, V.-C, said : "I think the plaintiff is entitled to adduce evidence, in reply, for tlie purpose of rebutting the case set up by the defendants ; and for this reason, that it is quite im- possible for him to know what is the nature of the evidence which is to be produced. The defendants, who contest the validity of the invention, have in effect put in a plea deny- ing the novelty of the plaintiff's patent; and the affirmative of the issue thus raised in reality rests with the defendants, who are not obliged to grive the names of their witnesses. How can the plaintiff possibly meet such a case until he hears the evidence for the defence, and knows what their witnesses will prove ? I should be very sorry to have to put the parties to all the expense and delay of a new trial, which I should have to direct, if this evidence were ex- eluded. Besides which, the witnesses are at hand and ready, and the sensible and obvious course is to examine them now. The practice at common law is stated in Taylor on Evidence ; and it appears that where, as here, several issues are joined, the plaintiff may content himself with ;i(l(lu('iiig evidence in support of those issues which he is bound to [)rove, reserving the right of rcl)utting his adver- sary's proofs, in the event of the defendant establishing a pj'imd facie case with respect to the issues which lie upon him. In support of this proposition, /S/iaw v. Becl- [c) is (a) Ante, pp. .'55 iuid 41. {/>} L. 11., 2 K(]. at p. .'517 (c) 8 Kx. 3'i2. THE TRIAL. 261 cited, where Parke, B., used the following expression : ' But Abbott, C.J., laid down what appears to me to be a more reasonable rule, by holding that the defendant was bound to prove his plea, and that the j)laintiff might answer it by additional evidence/ Other instances are also men- tioned, all showing the wide discretion given to the judge in allowing evidence to be given by the plaintiff in reply. The plaintiff has put in his letters patent as formal evidence of his title. The defendants then j)lead want of novelty, and give, in proof of the issues thus raised by them, special evidence, which the plaintiff is entitled to rebut, by evidence, in reply. Regarding this case as one of an affirmative plea, the burden of proving which rests on the defendants, I feel bound to admit the evidence proposed to be given by the plaintiff in reply." Although the j^laintiff may, as of right, rebut the case made by the defendant, upon any issue which rests with the defendant, where the plaintiff lias given such rebutting evidence, the defendant will not be allowed to strengthen the case which he had made by adducing further evi- dence ; and this will apply with greater force when the defendant's counsel has summed uj) the evidence which has been offered (d). At the hearing of the action, no objection will be allowed, either to the particulars of objections, or to the particulars of breaches, and any evidence will be received which they are wide enough to admit of If there is any vagueness or insufficiency in the particulars, the party requiring further information must apply for it to a judge in chambers, within reasonable time before the trial of the action ; but they will not be allowed to permit the opposite side to go to trial, and then to submit that, for want of sufficient particularity in the objection, the evidence is not admissible (e). (d) Penn v. Jack, L. R., 2 Eq. W. 806 ; Hull v. Bolland, 1 H. & at p. 318. N. 134. («) Neilson v. Harford, 8 M. & 262 PRACTICE. In SyJces v. Howarth (/), the plaintiff delivered parti- culars of breaches in May, 1878, which stated that the defendant had at divers times between the 29th of ]May, 1879, and the commencement of the action, infrinofed the plaintiff's patent by the manufacture, or sale, or use of fancy rollers, and in particular by fancy rollers manufac- tured and sold by or covered with cards, by tlie defendant, for Messrs. Shaw and Mr. Smith. In July, 1878, the statement of defence was delivered. It stated, " The defendant has made and sold to Messrs. Samuel Shaw and Co. and ]\Ir. Charles Smith, in the particulars of breaches in this action respectively mentioned, and to other persons, certain cards (in all six sets), which were all 2-| inches in width ; " and the defendant, in answer to interrogatories, disclosed the name of Hirst as one of the persons suppUed with such sets of cards. Mr. Justice Fry admitted evidence in Hirst's case. He said : " The defendant did not applv for amended particulars, according to the case of Hull v. BoUand [supra). It appears to me I have to inquire what is the meaning of the particulars. I find that the case of Hh'st is within the literal meaning of the particu- lars. If I had found that the case of Hirst was likely to create surprise, or likely to introduce any point not raised in Smith's or Shaw's case, I should probably have given an opportunity to the defendant to bring any fresh evidence." The learned judge would not have ruled that the plaintiff was prevented from giving the evidence in Hirst's case, but he would have allowed the defendant to rebut it. These decisions must not be confused with a case where, for example, the particulars alleged infringement or prior user at London and Liverpool. In such a case no act of infringement or prior user would be admitted in evidence which did not occur at London or Liverpool, but if the words were London, Liverpool, or elsewhere, then the (/) L. R., 12 Ch. D. 826. THE TRIAL. 263 evidence might extend to any part of the country, because any evidence would come within the strict meaning of the objections. Upon the trial no evidence will be received in support of any issue which is not raised in the pleadings. In Bovill V. Goodier [g) it was held that an objection to the validity of a patent on the ground of the expiration of a foreign patent for the same invention, cannot be taken at the hearing of a suit to restrain the infringement of a patent unless it has been raised by the answer. {g) L. R, 2 Eq. 195. 264 PRACTICE. CHAPTER XL QUESTIONS FOR COURT AND JURY. We have seen that as a rule actions for the infringement of letters patent arc directed to be tried before the Court without a jury. Still, under special circumstances, the parties, or either of them, may obtain an order to try before a jury. Under these circumstances it will still be material to consider what are the questions which the Court should leave to the jury, and which are left to the decision of the Court. As to the specification. The construction is for the Court (a) ; and the rules of construction are similar to tliose which govern the construction of other documents(5). In Hills V. Evans (c), Lord Westbury said : " It is un- doubtedly true, as a proposition of law, that the construc- tion of a specification, as the construction of all other written instruments, belongs to the Court ; but a specifica- tion of an invention contains most generally, if not always, some technical terms, some phrases of art, some processes, and requires generally the aid of the light derived from wliat are called surrounding circumstances. It is, therefore, nil admitted rule of law that the explanation of the words or technical terms of art, the phrases used in commerce, and the proofs and results of the processes which are described (and in a chemical patent the ascertainment of (ihemicai equivalents), tliat ;ill these are matters of fact upon which (a) Hills V. Evans, 31 L. J., Cli. (6) Simpson \. Holliday, 20 New - 457 ; Seed v. Ilujffins, 8 II. L. Ciw. ton's Lon. Jour. N. S. 105. 561 ; Jiovill V. Awm, 11 Ex. 740. (c) 31 L. J., Ch. 457. QUESTIONS FOR COURT AND JURY. 265 evidence may be given, contradictory testimony may be adduced, and upon which undoubtedly it is the province and the right of a jury to decide. But when these portions of a s^jecifi cation are abstracted and made the subject of evidence, and therefore brought within the province of the jury, the direction to be given to the jury with regard to the construction of the rest of the patent, which is con- ceived in ordinary language, must be a direction given only conditionally, that is to say, a direction as to the meaning of the patent upon the hypothesis or the basis of the jury arriving at a certain conclusion with regard to the meaning of those terms, the signification of those phrases, the truth of those processes, and the result of the technical procedure described in the specification. And so the rule is given by Parke, B., in delivering the judgment of the Court of Ex- chequer in the case, I think, of Neilson v. Harford (d). The language of the learned judge, which I adopt, is in these words : ' The construction of all written instruments belongs to the Court alone, whose duty it is to construe all such instruments as soon as the true meaning of the words in which they are couched and the surrounding circum- stances, if any, have been ascertained as facts by the jury ; and it is the duty of the jury to take the construction from the Court, either absolutely, if there be no words to be con- strued as words of art or phrases used in commerce, and no surrounding circumstances to be ascertained, or condition- ally, when those words or circumstances are necessarily referred to them.' Now, adopting that as the rule in the comparison of two specifications, each of which is filled with terms of art and with the description of technical pro- cesses, the duty of the Court would be confined to this — to oive the legal construction of such documents taken inde- pendently. But, after that duty is discharged, there would remain a most important function to be still performed, (d) 8 M. 7-Z PRACTICE. costs in respect of any particular delivered by them unless the same is certified by the Court or a judge to have been proven, or to have been reasonable ayid proper without regard to the geyieral costs of the case." Where the plaintiff is successful on some issues and the defendant on some the costs should be apportioned (f). In Simmonds v. Hitchman, noticed L. R. 29 Ch. D. at p. 4 17, costs were apportioned by Bacon, V.-C. In Badische Anilin Fabrik v. Levinstein (k), in the Court of Appeal, Bo wen, L.J., said : " I am of opinion in this case that the plaintiffs should have the costs occasioned by the issues raised by the particulars of breaches, and that in respect of all the other costs the costs in the action should follow the usual result and be awarded to the successful party. It seems to me that without laying down any hard and fast line, or trying to fetter our discretion at a future period in any other case, we are acting on a sensible and sound principle, namely, the principle that the parties ought not, even if right in the action, to add to the expenses of an action by fighting issues in which they are in the wrong. It may be very reasonable with regard to their own interest, and may help them in the conduct of the action, that they should raise issues in which, in the end, they are defeated, but the defendant who does so does it in his own interest, and I think he ought to do it at his own expense. The order, therefore, I think ought to be as I have stated." The certificates granted under this section must not be confused with the certificate under sect. 31. The object of sect. 29 is to provide what costs shall be payable in the action itself, and the object of sect. 31 is to provide for the costs of future actions. Care must be taken at the trial to ask the judge to (i) Wegmaim v. Corcora7i, L. K. {/c) L. K., 29 Ch. D. at p. 418. 13 Ch. D. 65 ; 27 W. R. 357 ; Young See also Foolci/ v. Pointon, Griffin, V. Rosenthal, 2 P. 0. R. 41. P. C. at p. 200. CERTIFICATES. 273 certify as to each particular breach mentioned in tlie particulars of breaches, and as to each particular objection, and no costs of witnesses, or of, and incidental to, such l)reach or objection, as is not specially certified for, will be allowed (/). The Court of the County Palatine cannot grant a certificate, not being a " Court " within the mean- ing of the Patent, &c.. Act, 1883 (to), and this appears to be confirmed by sect. 26 of the Patents, &c., Act, 1888. The certificate is not a judgment or order under sect. 19 of Judicature Act, 1873, and therefore there is no appeal from the judge who grants or refuses it {n). If an action is not tried out, it is obvious that a difficulty may arise as to costs, since the parties have had no opportunity to prove or disprove their particulars. In Greaves v. The Eastern Counties Railway Co. (o), it was held that where the defendant had delivered particulars of objections, and just before trial the plaintiff" had abandoned his action, thus giving the defendant no opportunity of proving or disproving his objections, the defendant was entitled to the costs of the objections and of the witnesses, for the act did not apply, except where the cause came on for trial. It will be observed, however, that there is a diff"erence between the language of the 43rd sect, of the Patent Law Amendment Act, 1852, and the language of the 29th sect, sub-sect. (6) of the Patents, &c. Act, 1883. In the former case the words were : "Shall not be allowed any costs in respect of any particular unless certified by the judge before tuhom the trial ivas had to have been 'proved." Under the latter statute : " Shall not he allowed any costs in respect of any particidar delivered (/) Honiball v. Bloomer, 10 {tn) Proctor v. Sutto?i Lodge Exch. 538. See alsoZos/iv. Hague, Chemical Co., 5 P. 0. R. 184. 5 M. & W. 387, and Parnell v. {n) Haslam v. Hall, 5 P. 0. B. Mort Leddell d: Co., 29 Ch. D. 144. 325. (o) 1 E. & E. 961. T. T 274 PRACTICE. hy them, unless the same is certijied hy the Court or a judge to have been i^roven^ or to have been reasonable and proper," It is submitted that the practice under the new act when the action has not been tried is to take out a summons before a judge at chambers for a certificate, on the ground that the particulars were reasonable and proper ; such summons should be supported by an afBdavit, alleging that the plaintiff or defendant had reasonable grounds for believing that he would at the trial have been able to prove the particulars in respect of which application is made ; but a certificate so granted will not operate in a manner to entitle the plaintiff to costs as between solicitor and client in any subsequent action. Since the above was written the point in c^uestion has arisen in Peroni v. Hudson [p), where the defendant did not appear on the trial. Kay, J., ga^'e a certificate that the plaintiff had proved his particulars, but refused to certify that the validity of the patent came in question, holding that sect. 31 only applied where the patent was established in a case contested in Court. We have seen that since the Judicature Acts, the Common Law Di\'ision and the Chancery Division can cither of them grant full relief in an action for the infrino-e- ment of a patent, granting both an injunction and damages, or an account. In olden times the Common Law Courts merely inquired into damages, and if less than -iOs. was recovered a question arose as to whether or not County Court costs should not alone be allowed ; but now in every patent case an injunction may be granted, and this rencovcs the case from the operation of 30 &: 31 Vict. c. 142, s. 5. The Rules of the Supreme Court, 1S83, provide for cases where the higher scale and lower scale of costs aie to he allowed ; and in future, notwithstanding that an injunction (;;) (;riffii), V. C. 183. CERTIFICATES. 275 is granted, it will be necessary to ask the judge at the trial to certify for costs on the higher scale. Order LXV. r. 8, provides : " In causes and matters commenced after these rules come into operation, solicitors shall be entitled to charge and be allowed the fees set forth in the column headed ' lower scale,' in Appendix N. in all causes and matters, and no higher fees shall be allowed in any case, except such as are by this order otherwise provided for ; and in causes and matters pending at the time when these rules come into operation, to which the higher scale of costs previously in force was applicable, the same scale shall continue to be applied." Eule 9. — " The fees set forth in the column headed ' higher scale ' in Appendix N. may be allowed, either generally in any cause or matter, or as to the costs of any particular application made, or business done, in any cause or matter, if, on special grounds arising out of the nature and importance, or the difficulty or urgency of the case, the Court or a judge shall, at the trial or hearing, or further consideration of the cause or matter, or at the hearing of every application therein, whether the cause or matter shall or shall not be brought to trial or hearing, or to further consideration (as the case may be) so order ; or if the taxing officer, under directions given to him for that purpose by the Court or a judge, shall think that such allowance ought to be made upon such special grounds as aforesaid." Sect. 49 of the Judicature Act, 1873, provides that there shall be no appeal as to costs ; but this was held not to apply where the costs were a matter of right, and not discretionary {q). Under the Eules of Court, which were in operation prior to the 24th October, 1883, the question of higher or lower scale was a matter of right (r). Hence, (q) Turner v. Ha)icocl;C. A., 20 (r) Rules of S. C. Dec. 1875 Ch. D. 303. T 2 276 PRACTICE. in Re Terrell (s), tlie Court of Appeal held that there was an appeal, hut no^Y it will he ohserved that the order is in the alDsolute discretion of the judge, and, therefore, it is submitted there is no appeaL The directors of a limited company, whose servants have infringed a patent, may be ordered to pay costs personally. Sir W. Page- Wood, in Betts v. De Vitre (i), said : " Where there is a wilful act against the rights of a patentee, after he has obtained a verdict, and the certificate of a judge, that his title came in question, all the world must be taken to know that that was fairly and com- pletely tried and disposed of, and, if they infringe the patent, they infringe it with a liability for costs." The reasoning of this decision is not quite clear, and it is submitted that, should the question arise again, the opinion of the Court of Appeal might be taken on the subject, regard being had to the case of Denley v. Blore {u). Judgment having been recovered, minutes of judgment should be prepared. The minutes will be in accordance with one or other of the precedents given hereafter. We have drawn attention in previous pages to those points which should be attended to in preparing these minutes. Care should be exercised when an account is directed to be taken that provision be made for the payment of costs to the plaintiff up to and including the hearing, otherwise the payment of all costs will be delayed until the final account has been taken, which in some cases has been known to amount to a delay of years. («) L. R., 22 Ch. D. 473. (u) 38 Loud. Jour. 224. (t) 11 Jur., X. S. 11. ( 277 ) CHAPTER XIIL PRACTICE ON PETITION FOR REVOCATION. The Rules of the Supreme Court apply to a petition for revocation and the word plaintiff in Ord. XXXI. r. 1, includes petitioner (a). All persons are not empowered to petition for revocation of a patent. The parties who may petition are specified in sect. 26, sub-sect. 4, of the Patents Act, 1883. The petition must be presented to the High Court of Justice. A form of petition, applicable to such a case is given hereafter (6). Sub-sect. (5). " The p/am^i^' must delivey^ with his petition 2)a7^ticulars of the objections on ivhich he means to rely, and no evidence shall, except by leave of the Court or a judge, be admitted in proof of any objection of which particulars ai'e not so delivered." The practice as to particulars is precisely similar to that in an action for infringement. It will, however, be observed that the judge has no power of certifying under sect. 31 that the validity of the patent came in question, nor will a certificate granted in a previous action for infringement affect the question of costs in proceedings for revocation, the words of sect. 31 being " in any subse- quent action for infringement." (a) Haddan's Patent, 54 L. J. Cb. 126. (6) Page 288. 278 PRACTICE. Sect. 100 of tlie Judicature Act, defines " Pleading" as including any pe^l^^on or summons, and also as including the statements, in writing, of tlie claims or demand of any plaintiff, and of the defence of any defendant thereto, and of the reply of the plaintiff to any counter-claim of a defendant. Ord. XXXI. r. 1, of the Rules of the Supreme Court, gives power to the Court, or a judge, to permit interro- gatories " in any other cause or matter,^'' to be delivered by either party to the other. It is presumed that leave will be given to the respondent (called defendant in the Patent Act, 1883) to deliver interrogatories to the petitioner, and circumstances may arise when it would be just to permit the petitioner to examine the respondent. The rules as to interrogatories will be similar to those in an action for infringement. The respondent having entered an appearance to the petition, the same will be set down for trial. There does not appear to be any provision that the petition should be verified by affidavit, or that the respon- dent should deliver an answer. The respondent should be careful that the particulars of objections are suflBciently precise and accurate, other- wise he may be taken by surprise at the hearing (c). He ' may apply for further and better particulars in the same manner as in an action for infringement ; and under sect. 2G, sub-sect. (6), " Pai^ticulars delivered may he, from time to time, amended by leave of the Court or a judge." Sect. 28, sub-sect, (l), })rovides that the mode of trial of a petition for revocation shall be similar to that of an action for infringement. And the parties are entitled to have the petition heard as vivd voce evidence {d). (c) Ante, p. 22R et scq. 34 Ch. D. 39G ; 56 L. J. Ch. 606 ; {d) Goulard and Gibbs' Patent, .56 L. T. 284. REVOCATION. 27'.) Sect. 26, sub-sect. 7. " Tlie defendant shall he entitled to begin and give evidence in supj)ort of the patent, and if the plaintiff gives evidence impeachi7ig the validity of the patent, the defendant shall he entitled to reply J' The evidence whicli will be required of the respondent (defendant), in the first instance, will be very slight, and will be similar to that which he would give as to the validity of the patent were he plaintiff in an action for infringement. The petitioner will then have to prove the case he alleges in his petition and particulars, and the respondent has the right of reply. It is merel}^ to preserve this right to reply, that the respondent is made practically plaintiff at the trial. It is very doubtful whether sect. 29, sub-sect. (6), will be held to apply to petitions for revocation. Sub-sect, (l) of the same section, limiting, apparently, the operation of that section to actions for infringement, as distinguished from sect. 28, which deals with both actions for infringement and petitions for revocation. 280 PRACTICE. CHAPTER XIV. PRACTICE ON APPEAL. Under Order LYIII. rule 4, the Court of Appeal has all the powers and duties as to amendment and otherwise of the High Court together ^^'ith full discretionary power to receive further evidence upon questions of fact, such evidence to be either by oral examination in Court, by affidavit, or by deposition taken before an examiner or commissioner. Such further evidence may be given with- out special leave upon interlocutory application or in any case as to matters which have occurred after the date of the decision from which the appeal is brought. Upon appeals from a judgment after trial or hearing of any cause or matter upon the merits, such further e\'idence (same as to matters subsequent as aforesaid) shall be admitted on special grounds only, and not without special leave of the Court. Leave to amend particulars of objections to letters patent was refused where the case had been argued throughout on the footing that no such amendment was necessary (a). As to fiuiher evidence in Hinde v. Osborne (6), Lindley, L.J., said : " The power given to the Court of Appeal to hear fresh evidence is an extremely valuable one, and is given by (Jrder LVHI. r. 4. I cannot understand that as meaning that the Court of Appeal ought to grant leave to (a) Cropper v. Smith, 26 C. D. L. J., at pp. 710, 711. 7U0; but see remarks of Bowen, (6) Gritiin, i\ C. at p. 127. PRACTICE ON APPEAL. 281 adduce fresh evidence, simply because a man has failed at the trial and he thinks he can get more evidence, which, if he had got it before, would have enabled him to succeed on the trial. That cannot be. There must be some ground shown to satisfy the Court that there is some evidence now forthcoming, which, with due diligence, he could not have got, and it must, therefore, in accordance with the usual practice, be evidence, not merely swearing by affidavits or anything of that kind, but something in the nature of the production of a lost document, or something of that sort, which will not expose the parties to a mere flood of affidavits made up to meet the blots and defects which have been disclosed upon the first trial." Pending an appeal an inju7iction will under some cir- cumstances be suspended (c). On appeal to the House of Lords it was held in a case where the Court of Appeal had held the specification bad and for the defendant on the infringement issue, but the House had reversed the decision on the specification and upheld it on the infringement issue, that each party must pay their own costs of the appeal {d). (c) Hocking v. Frazer, GriflBn, {d) Moore v. Bennett, Griffin, P. P. C. 129. C. at p. 161. 282 PRACTICE. CHAPTER XV. ACTION FOR INJUNCTION TO RESTRAIN THREATS. Sect. 32 of the Patents Act, 1883, provides, " Where any perso7i claiming to he the j^cctefitee of an invention, by circulars, advertisements, or otherwise, threatens any other person with any legal proceedings, or liability in respect of any alleged manifacture in sale or pm'chase of the inventio7i, any person or persons aggrieved thereby may bring an action against him, and may obtam an in- junction agai7ist the continuance of such threats, and may recover such damage {if any) as may have been sustained thereby, if the cdleged manufacture^ use, sale, or purchase, to which the threats related, was not, in fact an infringe- ment of any legal rights of the person making such threats : Provided that this section shall not apply if the person making such threats, iviih due diligence, com- meyices and prosecutes an action for infri7igement of his patent.^^ The action mentioned in the proviso as taking a case out of the section need not be an action against the person who is suing; to restrain the threats, but that an action for in- fringement honestly brought with reasonable diligence against any of the persons who have been threatened will if duly prosecuted satisfy the proviso (o). Pending the trial of an action for the infringement of certain patents, the plaintiffs in the action issued advertise- ments stating that in consequence of the continued infringe- ment of tlieir })at('nts l)y the defendants, they had commenced an action against them to restrain them from infringing sucli patents ; and that actions would be com- menced against all persons employing or using apparatus (a) ChaUender v. Royle, 36 Ch. D. 425. ACTION FOR INJUNCTION TO RESTRAIN THREATS. 283 which was in accordance With the letters patent without the leave of the patentees. Held that the plaintiffs were not justified in issuing such advertisements notwithstanding sect. 32, sujyra (b). Before this Act an injunction under some circumstances might have been granted (c). This section would appear to give the threatened party the power of testing the validity of the patent. But in an action commenced under this sect. 32 of the Act for an injunction to restrain a patentee from issuing threats of legal proceedings, Chitty, J,, held that the validity of the patent could not be tried, the only issue in such an action being infringement or no infringement. The plaintiffs in their statement of claim alleged that the defendant's patent was invalid, and such allegation was ordered to be struck out (d). No aj)peal was lodged from this decision until it was too late, subsequently upon application to amend by reinserting the allegations that the patent was invalid, the Court of Appeal expressed the opinion that the validity of the patent could be quesdoned under this section, and allowed the amendment upon terms tliat particulars of objection were delivered, and that the defendant, as to the validity of the patent, be at liberty to begin and reply (e), and the decision of Chitty, J., (supra) has since been directly overruled by the Court of Appeal {/). In Driffield &c., Pure Lhtseed Cake Co. v. Waterloo Mills, (&c., Co., (g), such a course was evidently con- templated but was abandoned. Bacon, V.-C, held that the words " by circulars, advertisements, or otherwise," did not (6) Goulard v. Lindsay, 56 L. T. 579. 506. {e) Kurtz v. Spence, 36 Ch. D. (c) Societe, dr., des Glaces v. 770. See also Walker v. Clarke, Tilghman's, tix., Co. 25 Ch. D. 1, 56 L. J. Ch. 239. and Halsey v. Brotlierliood, 15 Ch. (/) Challender v. Royle, 36 Ch. D. 514. D. 425. {d) Kurtz V. Spence, 33 Ch. D. {g) 31 Ch. D. 638. 284 PRACTICE. mean otherwise ejusdem generis with circulars or advertise- ments, and that a solicitor's letter was a sufficient threat, a perpetual injunction was granted, but a claim for damages disallowed. This is neither an action for infringement under sect. 29 nor a petition for revocation under sect. 26, and therefore the provisions as to particulars of objections do not apply. The provisions of the Eules of the Supreme Court, 18 S3, as to particulars do not appear to be available for the obtain- ing of particulars of objections in such a case, it being remembered that the patentee is defendant ; that the cause of action is not to establish the patent but to restrain threats, and that the patentee himself has to set up his valid patent by way of substantive defence. The patentee is at such disadvantage in such form of action that it is to his interest forthwith to commence an action for infringe- ment, and to apply for a stay of the action brought against him (A). Forms of indorsement to writ, &c., under this section, are given hereafter. Id Barrett v. Barrett's Screw Stopper Co., Limited {i), an action had been brought to restrain the issue of certain circulars containing threats against persons infringing defendant's alleged patent. The inventor had brought an action for infringement. Upon motion for interlocutory injunction to restrain the issue of the circulars, Pearson, J., adjourned the motion until the hearing of the action for infringement wdth liberty to apply and costs reserved. If an action to restrain threats has been commenced and stayed pending an action for infringement, and the action for infringement is not prosecuted with due diligence, an injunction will be granted upon the first action and the stay removed (j). And in considering whether such an (/t) See Kurtz v. Spence, 30 Cb. {j) Household w Fairhurn, Qv'i^n, D. 770. P. C. 131. (t) 1 Patent Offi:e Reports, 9. ACTION FOR. INJUNCTION TO RESTRAIN THREATS. 285 action is brouo-lit with due dilio-ence, the time of issuinof the threats, and not the time when the party bringing the action first knew of the acts which he alleixes to be infrino^e- ments, is the period to be looked at(Z:). In Burney v. United Telephone Co., (/), upon an inter- locutory motion to restrain threats, the defendants declined to bring an action for infringement on the ground that the plaintiff was a man of straw, Chitty, J., said : " Sect. 32 of the Act of 1883, under which this motion is made contains this condition, ' If the alleged manufacture . ... to luhich the threats related ivas not in fact an infringement of any legal rights of the person m^aking the threats.' In this case there appears to be a serious question between the parties whether the instrument sold by the plaintiff is an infringement or not of the defendant company's patent rights. There is a conflict of affidavits upon the point, and therefore the question is one which the Court cannot decide on this motion. As the plaintiff is not al)le to prove that there is not in fact any infringement of the defendant company's rights, which is a condition precedent to his obtaining an injunction, the motion must be refused." Costs were ordered to be costs in the cause. In Sharp v. Brauer (m), which was an action to restrain threats and for damages. Bacon, V.-C, said : " Upon the question of damages, the case is covered over and over again by decisions. Unless there is plain evidence of malice, in the plain common vernacular meaning of the word malice, there is no cause of action." In Challender v. Royle (7^), upon the subject of an In- terlocutory Injunction in an action to restrain threats, Cot- ton, L. J., said : " I think, however, that before going to the (k) Challender v. Royle, 36 Ch. Hahey v. Brotherhood, 15 Ch. D. D. 423. 514, and 19 Ch. D. 386 ; Wren v. (0 L. R. 28 Ch. D. 394. Weild, 4 Q. B. L. R. 730. \m) Griffin, P. C. 205. See colso («) 36 Ch. D. at p. 435. Sugg V. Bray, Griffin, P. C. 210, and 286 PRACTICE. proviso, I ought, having regard to the judgment of the Vice-Chancellor, to state my opinion as to how the matter ought to be dealt with in an interlocutory application. As far as I understand the Vice-Chancellor, he seems to have considered that he could not enter, or that he need not enter, at this stage of the cause into the question, whether the sale of the plaintiff's tap-unions was an infringement of the defendant's patent, or whether that patent was a valid patent, and that all he need consider was the balance of convenience and inconvenience as between these parties in o-ranting or refusing the interlocutory injunction. I must express my dissent from that view. It is very true that in all cases of interlocutory injunction the Court does considei^ and ouo-ht to consider the balance of convenience and incon- venience in granting or refusing the injunction. But there is another and very material question to be considered, has the plaintiff made out a primd facie case '? That is to say, if the evidence remains as it is, is it probable that at the hearino" of the action he will get a decree in his favour ? Therefore, though I quite agree that the Court ought not on an interlocutory injunction to attempt finally to decide the question, whether the act complained of is an infringement, or (if the question of the validity of the patent is raised), whether the patent is a valid one or not, yet in my opinion it ouo-ht to be satisfied that on one or both of these two o points, the plaintiff in the action has made out a iirimd facie case, and unless the Court is so satisfied it would be wron^y to grant an injunction merely on the ground that it cannot do the defendant any harm." It has been deemed advisable to limit the remarks in this work to such points of practice as pertain particularly to the law of patents. The general practice of the Courts has not been dealt with, and the practitioner is referred to tlie ordinaiy books of practice for such general information as he, iiiJiy require. F E M S FOR PROCEP^DINGS IN THE HICtH COURT OF JUSTICE. Indorsement on Writ. 1. Action for Infringement The plaintiff's claim is : — 1. For au injunction to restrain the defendant from infringino- injunction. the plaintiff's patent, No. , and dated . 2. For damages for the infringement of the said patent, or Damages. alternatively that an account may be taken of all the machines Account, made in infringement of the said patent which have been manu- factured, or sold, or let for hire, or used by or by the order, or for the use and profit, of the defendant, and also of the gains and profits made by the defendant by reason of such manufacture, sale, or letting for hire or use, and that the defendant may by a day to be appointed by the Court be ordered to pay to the plaintiff the amount of such gains and profits. 3. That the defendant may be ordered upon oath to deliver Order for up to the plaintiff, or break up, or otherwise render unfit for destruction. use, all machines or parts of machines made in infringement of the plaintiff's said patent, which are in the custody or power of the defendant, his servants, or agents. 2. Action to restrain Threats. The plaintiff's claim is : — 1. For an injunction restraining the defendant from, by cir- Injunction. culars, advertisements, or otherwise, threatening to takeleo-al or other proceedings against persons manufacturing, usino-, or selling an alleged invention of the defendants, to wit, The said threats being to the prejudice of the plaintiff. 2. For damages in respect of the injury sustained by the plaintiff by reason of the circulars, advertisements, or other threats of the defendant to take legal or other proceedino-g against persons manufacturing, using, or selling the said alleo-ed invention. 288 FORMS. 3. Petition for the Revocation of a Patent. Grant. Not first in- Tentor. Obtained in fraud of petitioner. In the High Court of Justice, Chancery [or Queen's Bench] Division. In the matter of Letters Patent granted to dated , and numbered , a id , of- the matter of the Patents, Designs, and Trade Marks Act, 1883, sect. 26. To Her Majesty's High Court of Justice. The humble petition of Sir , Her Majesty's Attorney- General in England (or Ireland, or Lord Advocate in Scotland) (or other person authorized to petition by sect. 26, sub-sect. 4 of the Patents, &c. Act, 1883) (a), Sheweth as follows : — 1. Letters patent, dated the 18 — , have been granted -, for [title of invention]. The said letters patent were to — sealed on the 2. On the said [date of letters patent], the said [name of grantee], was not the true and first inventor of the said invention. 3. Tlie said letters patent were obtained by the said [name of grantee], in fraud of the rights of your petitioner, who was the true and first inventor of such invention, [or, in fraud of the rights of J S , who was the true and first inventor of the said invention. The said J S died on the day of -, intestate, and letters of administration of Invention not new. Had been used by petitioner. Not 8u>)ject matter for patent. his estate were granted to your petitioner out of the Probate Division of this Honourable Court, on the day of ]. 4. The said invention was not at the time of the date of the said letters patent a new invention as to the public use and exercise thereof within this realm. 5. Your petitioner (or 2)erson under or through ivhom he claims an interest in any trade, business, or manufacture) had prior to the date of the said letters patent publicly manufactured, used, or sold within this realm the alleged invention (or a part of the alleged invention, to wit, such part as relates to, &c., &c.), in respect of which such letters patent were granted as aforesaid. 6. The said alleged invention was not any manner of new manufacture, the subject of letters patent and grant of privilege within sect. 6 of the Statute of Mono])olies. (a) If till' ])<'titiiiii 1)0 presented by any person under sect. 2n, snh- eeet. 4 (c), (d), or (e), the name and addres.", and deficrii)tion of peti- tioner must appear ; if under (b), tlie f;u't of the authority of the Attor- ne}'-(ieueral must he staled. Glaz- brook V. Gillatt, !) Beav. 492. FORMS. 289 Your petitioner humbly prays that the said letters patent may be revoked, or that such other order may be made in the premises as to this Honourable Court shall seem meet. And your petitioner will ever pray. It is intended to serve this petition on (6) , . 4. Notice of Motion for Interlocutory Injunction. In the High Court of Justice, Chancery [or Queen's Bench] Division. Between A. B Plaintiff, and CD Defendant. Take notice that this Honourable Court will be moved [if short notice of motion, by leave granted] on the day of , or so soon thereafter as counsel can be heard by Mr. , of counsel for the above-named plaintiff, that an injunction may be awarded against the defendant to restrain the said defendant, his servants or agents until the trial of this action or farther order from either directly or indirectly making, using, or putting in practice the invention described in the specifica- tion and drawings filed under the letters patent granted to the plaintiff [or assignor, or other predecessor in title of plaintiff], and numbered , or that such further order may be made in the premises as to the Court may seem meet. 5. Affidavit in Support of Notice of Motion. [Title as above.] I, of , the above-named plaintiff, make oath and say, 1. Letters patent dated [ ] were granted to me under Graut. the seal of the Patent Office for an invention entitled " improve- ments, &c., &c.," for a period of fourteen years from the day of . 2. At the time when the said letters patent were granted to Novelty. me the said invention was new as to the public use and exercise thereof within this realm. (6) Here insert the names and served personally, unless an order addresses of all persons who, either has been obtained for substituted as original grantees or by assign- service. The original must be ment, ai'e registered under sect. 23 shown if demanded!^ An order may of the Patent, &c. Act, 1883, as be obtained for service out of the interested in the patent. jurisdiction ; see Daniell's Chancery A copy of the petition mv;st be Practice. T. U 290 FOEMS. First 3. I am the true and lirst inventor of the said invention [or inventor. John Smith or other predecessor in title of the plaintiff, was the true and first inventor of the said invention]. Utility. 4. The said invention is of great public utility. 5. [State any 2^ct'i"ticular fads, sucJt as a previous action or loiKj user, vjhichkave a tendency to cause a presumption of the validity of the jjatent.] Infringement. 6. On the day of the defendant infringed the plaintiff's said patent by manufacturing [selling or using], etc. (c). 7. [The articles sold by the defendant Avere not manufactured b}^ me or b}^ my licensees or agents.] 8. I believe that the defendant means to continue the in- fringement of the said letters patent, whereby my trade is greatly injured ; persons refusing to jDurchase the patented articles from nie [or I am unable to grant licences, or state any other grounds of spec kd cUcmage arising by reason of the con- t inu ed infringement] . 6. Interlocutory Order to Restrain Infringement of Patent. Form 1. Upon motion, &c. by counsel for the plaintiff, and upon hear- ing counsel for the defendant [or reading an affidavit of service of notice of this motion on the defendant ; or, if moved ex parte before the defendant has appeared, the writ of summons issued in this action on tlie ■ — day of ] [enter afUdavits in sup)port and in opposition, if any], and the plaintiff, by his counsel, undertaking to abide by any order this Court may make as to damao^es, in case this Court should hereafter be of opinion that the defendant shall have sustained any, by reason of this order, which the plaintiff ought to pay [if so, and also undertaking to accept short notice of motion to dissolve the in- Interlocutory junction hereby awarded], let an injunction be awarded to injunction. restrain the defendant T., until further order, from manufac- turing any tube expanders similar to the tube exi)ander which lias been purchased by the defendant B., as in the phdntiff's writ mentioned, or otherwise constructed so as to imitate or resemble the roller expanding tool described in the specification in the plaintiff's letters ])atent in the said writ mentioned, and ((•) Eviilt'iice sliould be ailihued jier.sons wlio had jnu'cliaspd bruslics, ^)\' KUpportiiif,' affidavits in case it wliicli, from their a]i])earance, is deemed that tlie dci'indaiit lias showed they had been made; by the int'rin^'ed the |)alent. in Monn- v. jiatvnted maciiine, from the del'eii- llniiidt, 1880, M., N". !) 1, the evi- daiit. dence adduced was tiiat nt several FORMS. 21)1 to restrain the defendants T. and B., tlieir agents, &c., from selling or offering for sale, or otherwise parting with the custody of any tube expanders, or parts of any tube expanders, which have been so manufactured by the said defendant T. Liberty to either party to apply to expedite the hearing ((J). Fortn 2. On usual undertaking as to damages, let an injunction be awarded against the defendants S. and C, to restrain the said defendants, their servants, »S;c., until the trial of this action or further order, from either directly or indirectly making, The same on using, or putting in practice the invention described in the spe- teims. citication and drawings filed under the letters patent, granted to N., dated the, &c., and numbered 2190, and now vested by assignment in the plaintiff, or any part thereof, except as to any skates made by the plaintiff, or his agents or agent (e). 7. Interlocutory Injunction for Infringement refused ON Terms. Upon motion, &c., for injunction to restrain, &c., and the defendant, by his counsel, undertaking to keep an account of all moneys received or to be received by him, by reason of the sale or use of the parlour or roller skates in the writ mentioned, this Refusal on Court does not think fit to make any order upon the said motion, ^crms. but does order that the costs of the said motion be costs in the cause (/). 8, Inspection, Notice of Motion for. [Title as before.] Take notice, that this Honourable Court will be moved [ifiJi the Chancery Bivifiion, before his lordship, Mr. Justice '^- — ], on the part of the plaintiff", that the plaintiff, his solicitors and agents, ""^^ two scientific witnesses, to be named in the notice Scientific wit- hereinafter mentioned, maybe at liberty at all seasonable times, "'^'^^*^^- and as often as may be requisite, upon giving three davs' pre- vious notice in writing to the defendants' solicitors, to enter into and upon the business premises of the defendants, where the process of decorating or printing tin or metal plates is carried on by the defendants, as stated in the plaintiff's statement of claim in this action, and to inspect and examine there the whole of the process by which such printed and decorated tin and metal plates are manufactured by the defendants ; and to take, on pay- {(l) Dudgenu v. Thompson, M. R., 16th Mtircli, 1876, B. 424. 24tli March, 1874, A. 723. (/) Plimpton v. Alalcolmson, M. (c) Plimpton V. Spilli'v, M. R., R., 4th March, 1875, B. 421. u 2 292 FORMS. ing' the reasonable charges of the dofcnilants for tlie same, Take samples samples of siich plates, and upon and during such inspection to make such observations as may be necessary and expedient for the purpose of obtaining full information and evidence of the mode by which such plates are manufactured by the defendants ; and that the defendants may be ordered to permit the jjlaintiff, his solicitors and agents, and two persons to be named as nfoi'e- said, to enter into and upon their said premises for the purposes Costs. aforesaid, and that the costs of this application may be costs in the action (g). 9. Inspection, where for a Process and to take Samples. [Title as ahove.] [Formal 2^((-'i"ts as above] to enter in and upon the business premises of the defendants, where the manufacture of is carried on by the defendants, as mentioned in the statement of claim in this action, and to inspect and examine there the machines used by the said defendants in the manufacture of , and the process by which • is manufactured by :^rachine'^ to the said defendants, and that the said machines ^^ process may be worked. ]jq p^^ ^q -work upon such inspection, rind that the plaintiff, his .s.imples. servants or agents, niay be at liberty to take samples of the made or to be made b}' the said machines or process, upon paying to the defendants their reasonable charges for the same. 10. Inspection of Plaintiff's Patented Process by Defendant. [Forin of Order given in GHjjin, P. C, at j)- 106.] " That A. B. and one other indifferent person appointed by him and C. D., one of the defendant's solicitors, be at liberty at all such times and as often as in the opinion of the said A. B. be requisite, on giving 3 days' notice to the plaintiffs to enter into some business premises to be selected by the plaintiffs, where the process or mode of working referred to in the specification mentioned in the Statement of Claim can be seen at work, and to inspect and examine there the wliole of the machinery fitted in such mill, and to take such samples of the finished and un- fioished products of the working of such machinery as in the opinion of the said A. B. may be necessary for the purposes of this action, And it is ordered that such machinery be put to regular work upon such inspection. 'J'lie costs of this ;i])plication are to be costs in the action " (A). {(j) Flmocr V. Lloijd, 187(!, A. (h) The (•r, \j. .\. (]\. '2H7. FORMS. 'Zd-i II. Inspection, and Order for Delivery by Defendant Samples for Analysis. [2'itle as ahuve.] [FofjiKil 2^(ii'ts as above] may be at liberty, upon giving three clays' previous notice in writing to the defendants' solicitors, to enter upon the defendants' premises, and to inspect the type there used by the said defendants in their printing processes, as mentioned in the statement of claim in this action ; and that the f^amples fur defendant may be ordered to permit the jjlaintiff. Ids solicitors "■"^^y^'*- and agents, and one person to be named as aforesaid, to enter upon his premises for the purpose aforesaid, and that said defendant may be further ordered to deliver to the plaintiff a com{:)eteiit part of tlie said type so used, on payment of a fair price for the same, and that the costs of this application may be costs in the action (/). 12. Order for Inspection of Defendants' process ry Experts. Let I. and C, of, &c. be at liberty at all seasonable times. Order for and as often as requisite, on giving three days' notice to the ^■'^P'^it''- defendants, to enter into the business premises of the defen- dants where the process of decorating or printing tin and metal plates is carried on by the defendants, as stated in the plaintiff's statement of claim, and mentioned in the said affidavits, or some of them, and to inspect and examine there the whole of the pro- (/; This was the notice of motion pose of the action. Sltaw v. Bank in The Fatent Type F'oundintj Co. v. of Eiujluiul, 22 L. J., Ex. 20. It Walter, reported at 5 H. & N. 192 ; shoidd also show what the patent 29 L. J., E.x. 207 ; 6 Jur. N. S. is for, so that the Court or judge 103 ; 1 L. T. Rep., N. S. 382. The may see that there is necessity for samples of type in this case were the inspection. The order will not required for tiie purpose of analysis. be granted on the plaintilf's appli- jS'otice of motion for inspection cation, unless the Couit is satisfied must he supported \)\ athdavit ; that it is essential to enable him to a fair imind facie case of validity prove his case. Batleij v. Kynod; and infringement must be made L. E., 19 Eq. 90 ; Meadows \. Kirlc- mit. The order for inspection is maun, 29 L. J., Ex. 205. In The frequently made upon the applica- Singer Manufadurimj Company v. tion for iutejh)Cutory injunction, JFilsOn, 13 W. R. 560, the Court and is sometimes made to include a refused to give the plaintiff inspec- cross order that the plaintilf shall tion of the defendant's stock before permit tlie defendant to see and judgment, but ordered the defen- inspect the patented machine at dant to verify by atti davit all the work, and also to take samples. dilferent kinds of sewing machines Ames V. Kelseij, 22 L. J., Q. B. 84. which he had sold since the last The athdavit should show that there disclaimer entered by the plaintiff, is such property or machinery as is and to produce one of each sort lor required to be inspected, that the inspection. inspection is necessary for the pur- 294 FORMS. cess by which such printed and decorated tin (j) and metal plates are manufactured by the defendants, and to take, on pay- ing the reasonable charges of the defendants for the same, samples of such plates, and upon and during such inspection to make such observations as may be necessary and expedient Full iufornia- for the purpose of obtaining full information and evidence of the mode by which sucli jjlates are manufactured by the de- fendants (/■). tion 13. Statement of Claim. In the High Court of Justice. Chancer}' [or Queen's Bench] Division. Between A. B. . . . . Plaintiff, and CD Defendant. Statement of Claim. Infiiii^-emeiit. 1. The defendant has infringed the plaintiff's patent, num- bered — , granted for the term of fourteen years from the day of , for an invention entitled improvements. in the manufacture of iron and steel. Fir-i 2. The plaintiff was the first and true inventor of the said inventor. invention. Injuiiftion. -3. The plaintiff claims an injunction to restrain the defendant damages. from further infringement, and that accounts may be taken of the sales and profits made by the defendant by infringing tiie- said letters jjatent [or in the alternative, £100 damages]. Particulai'S of breaches are delivered herewith. [Place of trial.] Signed. Delivered the day of , IN — aff'iinit 14. Paktk'Ulaus of Breaches. In tlic High Court of Justice. Chancery [or Queen's Bench] Division. Between A. B Plaintiff, and CD Defendant. The following are the particulars of the breaches of the letters patent complained of in the statement of claim herein : — lj.,i„,_, !. 'I'lif ). 20. Interrogatories. Interrogatories maybe delivered in the comuKjn form, subject to the Rules of 1883, by either party, notwithstanding the deli- very of particulars. Enquiry may be made by the plaintiff as to the names and addresses of the persons by whom prior user is alleged to have been made as well as the places where the prior user has taken place (q). 21. Oruer for Reference under Sect. 57 of the Judicature Act, 1873. [Formed ^^arfe.] Upon bearing counsel for the plaintiff, and for the defendant [or This cause coming on for trial], It is ordered that the fol- lowing questions 1. As to whether the invention, the subject of his letters Novelty. patent of the day of , was or was not, at the date of the said letters patent, new as to the public use and exercise thereof within this realm ; 2. Whether the plaintiff was the true and first inventor of Fii>t the said invention ; iuveutov. 3. Whether the specitication of the said letters patent in the Sufficiency of pleadings mentioned does or does not particularly de- specification. scribe the nature of the said invention, and in what manner the same is to be performed piirsuant to the proviso in that behalf contained in the said letters patent ; 4. Whether the defendant has, or has not, infringed the said lufiingemcut. letters patent, in or by any or either, and which of the apparatus manufactured by him, as in his statement of defence delivered in this action mentioned, or in any other maimer ; ."). Whether the undisclaimed portions of the said alleged Disclaimer, invention were used in the United Kingdom at the date of the said letters patent ; (p) See Bainl v. Monies, d-c, Co., (q) Birch v. Mather, 22 Cli. (529. L. 1!., 17 Ch. 1). 1:39 (n.). 300 FORMS. be I'eferred, to be tried before one of the official referees [or a special referee], ^vho shall have all the powers as to certifying and amending of a judge at nisi prius, and shall make his- report of and coucering the matters ordered to be tried as aforesaid, pursuant to the statute ; and it is fnrtlier ordered that the said referee shall be at liberty, if he shall think fit, to examine the said parties to this action, and their respective witnesses upon oath or affirmation, and that the said parties do and sJiall produce before the said referee all books, deeds, papers, and writings in their or either of their custody or power re- lating to the matters ordered to be tried as aforesaid. And it is further ordered, that neither the plaintiff nor the defendant shall bring or prosecute any action against the said referee, or against each other of and concerning the matters ordered to be tried as aforesaid. And that if either party shall b}' atfected delay, or otherwise, wilfully prevent the said referee from making his report, he or they shall pay such costs to the other as the said Court, or any judge thereof, shall think reasonable and just. And it is further ordered, that in the event of the said referee declining to act, or dying before he shall have made his report, the said parties may, or if they cannot agree, one of the judges of the said High Court may, upon application of either side, appoint a irew referee. 22. Order for Trial of a representative Case, for the purpose of determining the question of validity. rntloi-takiiig And the plaintifif, F., by his counsel, undertaking to be bound to be iwuinl. ]jy ^\^Q result of tlie trial hereinafter directed, and the said above- mentioned defendants, by their respective counsel, admitting that the letters patent in the pleadings mentioned are duly vested in the plaintiff", and consenting to be bound by the result of the trial hereinafter directed, and that the said trial shall be con- ducted by B., G., B. and W., four of the above-named defend- ants, on behalf of and as representing all the defendants in the said suit ; let, by consent of all the said several defendants in the above-mentioned suits, the said defen- The disk a rotates between these grates, wlule the fingers of the valve-levers are guided in the slits between the bars thereof, the said slits registering with the perforations of the disk when these are in a line with the fingers. The latter are thus always guided accurately into the correspond- ing perforations. The bar /is hinged at one end to the chest 2>, while at the other end it is secured in such a manner that it may with facility be released and lifted, in order to allow the disk a to be exchanged. It may, when hinged at one end, also be kept in its place by a spring in the manner of a clasp-knife. The valves r and their levers are arranged in a compartment q hermetically separated from the rest of the inside space of the instrument, and communicating with the outer air by the holes [/> ^^ 9~> ff> *-^'C. In case a piece of music be too long for one disk, a number of semi-circular disks A, B, C, &c., Figs. 6 and 7, may be used, each of which contains a part of the notes, and which may be inserted into the instrument one after the other without inter- rupting the playing. The bar /with the grate e is in this case by preference made of a length as not to reach to the centre of the plate h, as otherwise it would prevent, or at least render difficult the exchange of the disk-parts. In perforated music sheets of all kinds it is desirable that the perforations for the lower notes have a comparatively greater length than those for the higher ones. Considering that in the circular disk the length of the perforations for notes of the same duration must be in proportion to the distance of these perfora- tions from their centre of rotation, the disk presents the advan- tage that the aforesaid condition will be naturally fulfilled simply ])y the arrangement of the reeds and the valves in such a manner that the outer perforations will correspond to the lower notes, tho inner ones to those of higher pitch. SPECIFICATIONS AND CLAIMS. 321 111 order to reduce as much as possible the diameter of the disk, the valve-levers d must be brought together as close as possible. To this effect the reeds or pipes h are placed in verti- cal ranges, but each reed or pipe is shifted laterally by so much in respect to the one which is below or above it, as is required for allowing the valve-levers to pass freely by the side of each other. For the purpose of reducing the requisite lift of the valves, I prefer to provide each pipe or reed with two air-holes as shown in section by Fig. 1, and in front view by Fig, 3 x, or with three holes as in Fig. 3 i/, and to form the valve of as many separate bars, each of which is adapted to cover one of the said holes. The valves may also be arranged in the manner of slide-valves, and in some cases two valves may be connected together in order to produce double notes ; see Fig. 3 z. In Figs. 3 x and S y is also shown the relative position of the air-holes of the different reeds ; I, II, III being the first range, IV, V, VI the second, &c. The reeds h communicate with the main chamber T of the instrument. This chamber is hermetically closed and contains the bellows k, k^ and the driving mechanism. The air sucked in by the said bellows is delivered into the chamber T with Avhich is combined the regulating bellows I. The bellows k, k^ may, however, also operate in the contrary manner by sucking the air from the chamber T ; the pipes or reeds and the regulating bellows I having, in this case, of course to be arranged accordingly. Having thus described the nature and object of my invention, and the manner in which it is to be carried out in practice, I hereby claim as new and important features of the same : 1. In a mechanical musical instrument, the rotative music Claims sheet a, consisting of a disk perforated in accordance with the P?™^^*^<1 notes to be produced and co-operating with the valve-levers d, substantially as and for the purpose described, 2. The combination with the valve-levers d of a perforated Combination. disk consisting of two parts A and B, either of which may be exchanged, as and for the purpose specified. In witness whereof, I, &c. ( ^-21 ) A FEW PRECEDENTS FOR THE TRANSFER OF INTERESTS IN LETTERS PATENT. Agreement to assign to company. SALE OF PATENT RIGHTS TO A PROPOSED COMPANY. 1. Preliminary Agreement witJi Promoter. An Agreement made this day of 188,- •, C. D. of -, and E. F. of • Bet\Yeeu A. B. of — hereinafter called the vendors of the first part, and X. Y. of hereinafter called the promoter of the other part. Whereas the vendors are the owners of certain letters patent dated and numbered , for an invention entitled . And whereas it is intended that the promoter shall procure forth^Yith the incorporation by registration under the Companies Acts, 1862 to 1883, of a company to be called Limited, and that the vendors shall for the considerations hereinafter mentioned sell and assign the said letters patent to the said Limited. And whereas a print of the memorandum and articles of association of the Limited has been approved by the parties hereto and is annexed to this agreement. Now it is agreed as follows : Promoter 1. The promoter shall and will forthwith procure the in- incon^olatiou. corporation under the above-mentioned acts of the said Limited, and shall and will duly register as the memorandum and articles of association of the said company the memorandum and articles of association hereinbefore referred to and which are set forth in the schedule hereto. Assignment to 2. With as little delay as possible after incorporation the Ir couj'wnv vendors shall execute and the said promoter shall procure the execution by the said Limited of a contract similar to that set forth in the schedule hereto or such other contract as the parties hereto and the Limited shall agree upon. Notice of 3. If the promoter shall not before the day of dcteniiiiia- i8g_^ perform his part of this agreement, then it shall be lawful for the vendors or either of them to deicrminc the same PRECEDENTS. 323 by giving notice in writing of such determination to the pro- moter, and if the said Limited shall at that time have been incorporated also to the said Limited. Schedule. 2. Af/rconcnt to Assign to the Conip'un/. An Agreement made this day of 1888, Between A. B. of , C. D. of , and E. F. of -, herein- after called the vendors of the one part, and the Limited hereinafter called the purchasers of the other part. Whereas the vendors are the owners of certain letters patent dated and numbered and entitled . And whereas by Recital of agreement dated and made between the vendors of the at)ove , fi^reemtiit. one part and ■ therein called the promoter of the other, " it was agreed that for certain considerations therein and herein mentioned the vendors should sell the said letters patent to the purchasers. Now it is agreed as follows : 1. The vendors shall upon the completion of the purchase Agreement as hereinafter provided for, assign unto the purchasers the said *° assign, letters patent and all the right, title and interest of the vendors therein, free from all incumbrances save as regards assignments for districts and licences already granted as hereinafter men- tioned, and the vendors shall do all things necessary and execute all documents necessary for rendering the said assign- ment valid and effectual. 2. Tlie purchasers shall pay to the vendors on or before the Pa3Miieut of day of the sum of £ in cash, and shall aHotinl'lit allot to the vendors o]' to such other person or persons as the of shares. vendors shall nominate fii^y P^id up shares in the vendors' company, and immediately upon such payment being made and the said shares being allotted the vendors shall assign the said letters patent as in the first clause hereof provided. 3. The said assignment shall be subject to assignments for Assignment districts and licences in the schedule hereof mentioned, but such f}^^J®'^^ *'' licenses, &c. assignment shall include all the rights and benefits from time to time hereafter accruing to the vendors under or by virtue of such assignments for districts or licences. 4. The vendors do not warrant or represent the validity of No warranty the said letters patent. "^ validity. 5. Should the said purchase price not be paid or the shares Determiua- not be allotted on or before the said day of the V*^" "1'°'^ •^ „ default. Y 2 3 2 J. PRECEDENTS. | vendors shall be entitled to interest upon the said purchase price and upon the nominal value of the said shares after the rate of 5 per cent, per annum until payment and allotment, or at their option to determine this contract by notice under their hands delivered at the registered office of the company. Provided always that the vendors shall not be entitled to sue iov or recover damages against the purchasers in respect of the breach of the said agreement. 6. The said A. B. shall be deemed the agent of the said C. D. and E. F. for the purpose of receiving the said purchase money and shares and giving an eflectual discharge for the same. Schedule. AGREEMENT TO OBTAIN AND ASSIGN LETTERS PATENT FOR AN INVENTION IN CONSIDERA- TION OF A SUM OF MONEY AND DELIVERY OF CERTAIN NUMBER OF THE PATENT ARTICLES (a). Panics. An Agreement made the day of , Between (inventor) of, &c., of the one part and (jyurchaser) of, &c., of the other part. Whereas the said (inventor) claims to have invented a new and improved kind of ■ , a plan or drawing Af,Teeiiient to of which is hereunto annexed. And whereas the said (jJiO'- i.^'s^Mi patent, ^^''^s*^'") ^^s arranged with the said (inventor) for the sale to him of the benefit of the said invention in the manner and upon IJccital of the terms hereinafter expressed. Now Witness that in con- iiiveii ion. siJeration of the sum of £ to the said (inventor) now ..' paid by the said (purchaser) the receipt whereof is hereby tioii of a sum acknowledged and also in consideration of the agreements and of the hereinafter contained on the part of the said ( purcliaser) he purcha''er s •■• _ . , . covfiiiints, the said (inventor) hereby agrees with the said (purchaser) in inventor manner following (that is to say) that he the said (inventor) covenants '-' ^ . . with i>ur- will at any time or times hereafter within the term of fourteen Kolicit' 'rant .vears to be computed from the day of the date of these presents of letters upon the request and at the cost of the said (purchaser), his |>!itent : (a) Extrncteil by permi.ssion of the pnblishors from Bythewood and Jarman's Conveyancing. PRECEDENTS. 325 i'xeciitors, administrators, or assigns, take and use all such ■steps, means, and proceeding's as shall be requisite or proper for obtaining, and use bis tbe said (inrentorys utmost en- deavours to obtain, in tbe name of bim tbe said (i>iveNtor), a patent for tbe sole and exclusive making, using, exercising, and vending of tbe said invention witbin tbe United Kingdom of Oreat Britain and Ireland, and tbe Isle of Man, as tbe said (purcJidser), bis executors, administrators, and assigns, may Jesire, during tbe term or terms for wliicb patents for inventions are usually granted. And further, tbat tbe said {inventor), his and to assign executors, or administrators, will at any time or times after .^r^^^^^^ . obtaining any such patent upon tbe request and at tbe cost of tbe said {purcliaser), his executors, administrators, or assigns, make, do, and execute all such assignments, deeds, matters, ■and things, as the said {imreliaser), his executors, adminis- trators, and assigns, shall reasonably require for assigning, and transferring unto tbe said {purcliaser), bis executors, adminis- trators, and assigns, for his or their absolute benefit, the said patent, and the full benefit and advantage thereof ; And further, to iustnic that be the said {inventor) will, at any time or times hereafter, R"'*^:,^'!!" '/;!!„ \ ' ' d ' tile uw ''iiTiou upon every reasonable request of tbe said {purchase}'), his executors, administrators, or assigns, more particularly and sufficiently describe to him or them, or his or their agents or workmen, either in writing or by personal explanation and instruction, or otherwise, the nature of tbe said invention, and in what manner tbe same, and every part thereof, and every process relating thereto, are to be performed or carried into €fi"ect and used; And further, that he tbe said {inventor), his Not to use executors or administrators, will not, nor shall any person or "-^thout '^ persons claiming by, from, through, or under bim or them, at purchasei-'s any time or times hereafter, during tbe term of fourteen years '^"'^ " to be computed from the day of tbe date of these presents, without tbe consent or licence of the said {jnirclidsi'i-), his executors, administrators, and assigns, either alone or in s hereafter, inv«-n tor from cjavo, defend, and keep harmless and ijidemnified the said costs >•{ . . . "^ . . 1 1 • 1 ol.tuininf,' (inventor), his heirs, executors, and adiuinistrators, and his and letters juitenf. [],(.j,. estates iiiid cfl'ccis wliatsoever and wlicresoever, of, from, PRECEDENTS. 327 and against all costs and charges to be incurred or sustained in, about, or in anywise relating to the obtaining of the said patent, and the preparing any specifications which may be necessary for the purposes of the application for the same, and of, from, and against all claims and demands on account thereof. Provided Proviso that always, and it is hereby agreed and declared, that the solicitor Fii'^taser is or agent to be employed in obtaining the said patent, and in solicitor, or preparing any such specification or specifications as aforesaid, ti^'at mveutor shall be appointed by the said (purchaser), his executors, shall not bo. administrators, or assigns; And that the said (inventor), his J^^jg^^^gf^^j^ ^'^ heirs, executors, or administrators, shall not be answerable or accountable for any neglect or default of such solicitor or agent anything hereinbefore contained to the contrary thereof in anywise notwithstanding. As witness, &c. AGREEMENT BETWEEN JOINT OWNERS OF A PATENT FOR PARTITION. An Agreement made the day of 188 — , Between A. B. of of the one part, and C. D. of of the other part. Whereas the said A. B. and C. D. are joint owners of certain letters patent dated and numbered and entitled . And whereas they have agreed to divide the Agreement special licence, full power, sole privilege, and authority by the ° "'^ ^' said letters patent granted in the manner and upon the terms hereinafter appearing. Now it is agreed as follows : 1. The said A. B. shall be solely entitled henceforth to use, Assignment worlc and vend the invention forming the subject matter of the ^^ ^^ g^ said letters patent in the following counties and shall be solely entitled within the said counties to grant assignments for districts or special or general licences upon any terms which the said A. B. shall see fit, and the said C. D. shall whenever required to do so by the said A. B., execute a valid assignment of all his interest in the said letters patent within the said counties to the said A. B. 2. The said C. D. shall be solely entitled henceforth to use, Assignment work, and vend the said invention in the following counties °^ "^P ^''^ , and shall be solely entitled within the said counties to grant assignments for districts or special or general licences 328 PRECEDENTS. 'Neither party to account. Paymeut of fees, &c. Future patents elective. No aiiicnd- ment witliout consent. upon any terms which the said C. D. shall see fit, and the said A. B. shall, whenever required to do so by the said C. D., execute a valid assignment of all his interest in the said letters patent within the said counties to the said C. D. 2. Neither party shall be bound to account to the other for any profits, royalties, or payments received by him with respect to the using, vending, or working the said invention within the counties or districts assigned to him hereby. 3. The said C. D. shall from time to time and as they become due pay the fees for the continuance and renewal of the said letters patent, and shall be entitled to recover one moiety of the sums of money so paid from the said A. B. 4. This agreement and all the provisions thereof shall apply to any letters patent obtained or acquired by either party hereto for any improvements upon the said patented invention, and neither party shall be bound to make any payments in respect of any such improvements to the other. Provided always, that immediately after applying for any such letters patent the party seeking to obtain the same shall give notice in writing to the other of the said improvement and full particulars respecting the same, together with a copy of the specification filed, and thereupon the other party shall elect whether he shall take the benefit of the said invention or not, and if he elects to take the benefit thereof shall from time to time pay to the party applying for such letters patent one moiety of all the costs, fees, and charges incurred in obtaining or seeking to obtain such letters patent, and then the said letters patent and the said invention shall be deemed to be within this agreement, but should he elect not to pay the said moiety of costs, fees, and charges, then he shall be deemed to have abandoned all claim to the said letters patent and invention, and the party applying for such letters patent shall thenceforth be the sole owner thereof. 5. Neither party shall apply for leave to amend the specifica- tions to any letters patent within this agreement without the consent of the other first had and obtahied. 6. So fur as practicable this agreement shall apply to and be binding on the executors, administrators, or assigns of the parties hereto. PRECEDENTS. 329 AGREEMENT FOR WORKING AND SELLING AN INVENTION, IN RESPECT OF WHICH AN AP- PLICATION FOR A PATENT HAS BEEN MADE, FOR THE JOINT BENEFIT OF THE INVENTOR AND ANOTHER PERSON (a). An Agreement made the day of , 18 — , Between Parties. (inventor), of, &c., of the one part: and (capitalist), of, &c., of ^^ecitak of \ .^ , \^, M -n /• X -1 \ ,1 application the other part. Whereas the said (inrentor) has, under the for patent ; Patents, Designs, and Trade Marks Act, 1883, made an applica- tion, dated the day of 18 — , number , for a patent for an invention of (title of invention), which appHca- tion was accompanied by a complete specification : And whereas of acceptance the said complete specification has been accepted : And whereas tion'-^'^' the parties thereto have agreed to enter into the arrangements of agreement hereinafter mentioned in respect of the said invention and ap- ^or anange- T ■ T 1 1 1 , • 1 1 1 iiient as to plication, and the patent to be obtained thereupon. Now these working, &c., Presents witness that it is hereby agreed as follows, that is to *'^^ nivention. „,, . Testatum. 1. The said (capitalist) shall immediately upon the execution ° . .. of these presents, pay to the said {inventor) a sum of £ , contribute to be applied by him towards the expenses of workinsr and ™"^ ^°^" -, t , expenses. developing the said invention. 2. In consideration of the payment so agreed to be made as Inventor to aforesaid, and of the agreements on the part of the said o"t,^f,) patent (capitalist) hereinafter contained, the said (inventor) shall use and assign the his best endeavours to perfect the said invention, and to obtain rl^ii'ifiied*^'^ the grant of the said patent in his own name, and shall, when- ever required by the said (capitalist) after the granting of sach patent, assign the same, so that the same premises may be legally and beneficially vested in the said parties hereto as tenants in common in equal shares, and the said parties hereto shall as well before as after such assignment, be entitled to the said patent in the shares aforesaid. 3. The said (inventor), without any further remuneration than Inventor to the monies hereinafter agreed to be paid by the said {capitalist), iu^prove-''^'^*'^ will communicate to the said (capitalist) all improvements which ments. the said (inventor) has already invented, discovered, or made, or may during the continuance of the said patent, or of any other (a) Extracted by permission of the publishers from Bythewood and Jarman's . Conveyancing. 380 PRECEDENTS. patent M'hich may become subject to the provisions of tbese presents, invent, discover, or make in, or in connection with the said invention ; and also all improvements whether patented or not in or in connection with the said invention, of which the said {inventor) shall become the owner, or have the control, luventoi- to 4. The said (inventor) will also, at the expense in the first foreiin^aiid instance of the said (ccqntalist), such expense to be considered colouial as an advance, and to be reimbursed as hereinafter mentioned, pa en s. apply for and endeavour to obtain in such foreign countries, or British Colonies, or dependencies, as the said (cajntalist) shall think proper, and shall require, the like privilege for the in- vention comprised in the application, and for any such improve- ments as aforesaid ; and will, as far as practicable, at the request and expense, in the first instance, of the said {capital ist), such expense to be considered as an advance, and to be reimbursed as hereinafter mentioned, render all such foreign and colonial patents, and the said improvements available for the exclusive use of the said parties hereto in equal shares ; and execute and do every act, deed, and thing which may be necessary or ex- pedient for effectually vesting the same in the said parties hereto in the shares aforesaid. Capitalist to 5. The Said (cajntalist) shall advance from time to time such "q^ ^^j^!]Jj^"' ^^ monies as he shall think fit for working and developing the and develop- patent to be obtained on the aforesaid application numbered ing unen ion. ^ ^^. ^j^^ ^^^^ foreign and colonial patents or like privileges, or any such patents for improvements as aforesaid (all which patents and privileges are collectively referred to as the "said patents " ), and for defraying the costs and expenses of obtaining and completing the said patents resj)ectively, and keeping the same on foot, and for protecting or defending the same from, or obtaining damages or other compensation for infringements or otherwise defending the said patents, or of obtaining renewals and extension of the term of the said patents, or amending the sjiecifi cation thereof, or working or developing the working com- prised in the said patents (hereinafter referred to as the said patented inventions), or introducing the same to the public, or exercising or using the said patented inventions, or any of them, or any parts thereof respectively, or for any purpose whatever in connection with the said patents, or any of them ; and the said udvano(!S, and also the aforesaid sum of £ shall be repaid to the said (capitalist) as hereinafter mentioned ; and if there shall at any one time during the continuance of this I PRECEDENTS. 331 agreement be owing to the said {capitalist) in respect of such advances in the aggregate, the sum of £, , or upwards, then any excess of such advances over the sum of £ , shall carry interest at the rate of £5 per cent, per annum, from the date when such excess shall have become due to the said {capitalist) until the same shall be paid. G. All advances made by the said {capitalist) as aforesaid, and Chuig.- of all interest shall be, and the same are hereby charged upon the patents, said patents as a first charge upon the same. 7. All monies which shall be received by way of royalties, or Axjplirutioii otherwise, as the consideration for any licence granted for the proceeds of use of the said patented inventions, or any of them, or any part sale of patent thereof respectively, or which shall be received as the proceeds of the sale, or other disposition of the said patents, or any share or interest therein, or which shall be received in respect of any working, using, or exercising by or on behalf of the said parties hereto, or either of them, of the said patented inventions, or any of them, or any part thereof respectively, or which shall in any manner whatever arise, or be received out of, or in respect of the said patents, or any of them, all which monies are hereinafter referred to as " the proceeds of all the said patents," shall be applied as follows : — that is to say, in the first place, in payment of the costs and charges incurred with the consent of the said {capitalist) attending the licence, sale, disposition, or working in respect of which the same respectively shall be received ; and in the next place, and as a charge upon the said proceeds of the said patents, and in priority to any other payments hereinafter mentioned, in payment to the said {capitalist) of all advances made by the said {capitalist) as aforesaid with the interest thereon, in the events, and at the rate, and in manner afore- said ; and in the next place, in payment of all expenses of working the said patents (hereinafter referred to as the patent expenses, and defined as hereinafter mentioned) ; and the balances which shall remain of the proceeds of the said patents,, after making the same payments aforesaid, shall be divided between the parties hereto in equal shares. 8. For the purposes of this agreement the expression " patent DefiDition of expenses " shall mean and include all monies which, with the gxpeuses " consent of the said {capitalist), shall be expended for any of the purposes mentioned in the 5th clause of these presents, which shall not have been defrayed by monies advanced by the said {capitalist). 33-2 PRECEDENTS. Reserve fund. Inventor to devote attention to working patent. XeitJier 2)ai ty to grant licences, kc, witliout ■•onsent of the other. Inventor alone to work the iiatent ; ren patents. or other compensation for infringement or otherwise defending the said patents or any of them, obtaining renewals or extensions of the term of the said patents or any of them, or amending the specifi- cations thereof, and the costs and expenses of all such proceedings as last aforesaid shall be defrayed in the first instance by the said {cajntalist) , and shall be considered as advances by him within the meaning of the 5th clause of these presents, and so far as not defrayed by the said {cajntalist) shall be considered as part of the patent expenses as hereinbefore defined. 14. Nothing herein contained shall be construed as con- clause stituting a partnership between the said parties hereto. negatiWng " *■ partnership. 15. 1 he arrangement hereby entered mto shall remain in force Dm..itio,i of until the expiration of the term of the patent to be granted in arrangement. respect of the said application numbered aforesaid, and of any renewal or extension thereof, and during any further patents, whether British, colonial, or foreign, to be obtained for the said invention, or any such improvements as aforesaid in case both the said parties hereto shall so long live. Provided always that it shall be lawful for the said (capitalist) Proviso for at any time hereafter to determine the said arrangement upon ^l^tsi''"ii^i"o •^ . . . tor" arrangement giving to the said {inventor), or leaving for him at his last known by notice. place of business or abode in England, calendar months previous notice in writing of an intention so to do ; And in the event of the said arrangement being determined by the death of either party, or by notice as aforesaid, the said patents and any extension or renewal thereof, and the proceeds of the said patents to be received in respect of any licences, sales, working, or usino- of the patented inventions which have been granted, efl:ected, or taken place previously to such determination as aforesaid shall, subject to the payment thereout of the costs, charges, advances, interest, and patent expenses as aforesaid (subject to any charge 334 PRECEDENTS. thereon under the provisions hereinbefore contained in favour of the said {capitalist) for unpaid advances and interest) belong to the said parties hereto in equal shares, and each of the parties hereto, or their respective executors, administrators, or assigns, shall thenceforward be at liberty and entitled to work, use, and exercise the said patented inventions, and to grant Hcences (not being exclusive licences) for working and using the same, or to sell, assign, or other^-ise dispose of his share and interest in the said patents without being liable to account to the other of such parties, his executors, administrators, or assigns, for the profits, royalties, or monies to be derived from the same. As witness, &c. ASSIGNMENT OF A PATENT. This Indenture made the day of 18 — , Betv.een X, B. of of the one part, and C. D. of of the other part. Whereas by letters patent under the seal of the Patent Office, numbered and dated day of , 18 — , and entitled, " Improvements, &c. ," Her Majesty the Queen gave and granted unto the said A. B., his executors, administra- tors, and assigns. Her Majesty's especial Hcense, full power, sole privilege and authority, that he the said A. B., his executors, Ceneral administrators, and assigns, and every of them during the term lecitals. therein expressed should and lawfully might make, use, exercise, and vend his said invention within the United Kingdom of Great Britain and Ireland and the Isle of Man, and the whole profit and advantage from time to time accruing by reason of the said inven- tion during the term of years therein mentioned to have, hold, exercise and enjoy the said licence, power, privileges and advan- tages thereinbefore granted unto the said A. B., his executors, administrators and assigns, for and during and unto the full end and term of fourteen years from the date of the now reciting letters patent next ensuing subject to the conditions and pro- visoes therein contained. And whereas the said A. B. has agreed for the sum of £ to assign unto the said C. D. the said invention and the said letters patent and uU the licence, power, privilege and advantage thereby granted, and any extension of the same, together with all improvements and additions useful to the PRECEDENTS. 335 manufacture, the subject-matter of the said letters patent now ah-eady in the knowledge or possession of or which may hereafter he made by the said A. B. Now this Indenture witnesseth that in pursuance of the said Testatum. agreement and in consideration of the sum of £ , this day paid by the said C. D. to the said A. B. (the receipt whereof is hereby acknowledged) he the said A. B. as beneficial oivner {a), doth hereby assign unto the said C. D., his executors, adminis- ters and assigns, all that the said special licence, full power, sole privilege and authority, and the said invention and all and every of the rights, privileges, profits, benefits, commodities and advantages in and by the said hereinbefore recited letters patent granted, together with the said hereinbefore recited letters {a) By the Conveyancing Act, 1881, s. 7 (a), it is provided "In a convey- ance for valuable consideration, other tlmn a mortgage, the following covenant by a jievson who conveys and is expressed to convey as benericial owner (namely) : — ' That, notwithstanding anything by the person who so conveys, or any one throu.nh whom he deiives title, otherwise than by purchase for value, made, done, executed, or omitted, or knowingly suftered, the person who so conveys, has, with the concurrence of every other person, if any, conveying by his direction, full power to convey the subject-matter expressed to be conveyed, subject as, if so expressed, and in the manner in which it is expressed to be conveyed, and that notwithstanding anything as aforesaid that subject matter shall remain to and be quietly entered upon, received and held, occuptied, engaged and taken by the per- son to whom the conveyance is expressed to be made and any person deriving title under him, and the benefit thereof shall be received and taken accordingly without any lawful interruption or disturbance by the person who so conveys or any person conveying by his direction or rightfully claiming, or to claim by, througli, iinder, or in trust for the person who so conveys or any person conveying by his direction or by, through, or under anyone, not being a person claiming in respect of an estate or interest subject whereto the conveyam'e is expressly made through whom the person who so conveys derives title otherwise than by purchase for vahie ; and that freed and discharged from or otherwise by the person who so conveys sufticiently indemnified against all such estates, incumbrances, clain)sand demands other than those subject to which the conveyance is expressly made as either before or after the date of the conveyance, have been or shall be made, occasioned or sutTered by that person or by any person conveying by his direction or by any person rightfully claiming by, through, under, or in trust for the person who so conveys or by, through, or under any person conveying by his direction or by, through, oi- under any one through whom the person who so con- veys derives title otherwise than by purchase for value, and further that the person who so conveys and any person conveying by his direction and every other person having or rightfully claiming any estate or interest in the subject matter of conveyance other than an estate or interest subject whereto the conveyance is expressly nnxde by, through, under, or in trust for the person who so conveys or by, through, or under, any person conveying by his direction or by, through, or under any one through whom the person who so conveys derives title otherwise than by purchase for value will from time to time, and at all times after the date of the conveyance on the request and at the cost of any person to whom tlie con- veyance is expressed to be made or of any person deriving title under him execute and do all such lawful assurances and things for further or more perfectly assuring the subject matter of the conv^eyance to the person to whom the conveyance is made and to those deriving title under him subject as if so expressed and in the manner in which the conveyance is expressed to be made as by him or them or any of them sliall be reasonably required : (in Avhich covenant a purchase for value shall uot be deemed to include a conveyance in consideration of marriage).' " 336 PKECEDENTS. Habendum. Covenant as to validity and as to specification being snfficicnt, kc. patent, and also all the right, title, interest, claim and demand whatsoever of him the said A. B., his executors, administrators and assigns, or any of them, to apply and petition for, obtain and procure a prolongation, or extension of the said licence, privilege and authority, and of the said term of fourteen years granted by the said hereinbefore recited letters patent, and to apply and petition for, obtain and procure any new or other letters patent to be granted for any new or additional term or terms of years. To have, hold, and receive, take, exercise and enjoy the said especial licence, sole privilege and authority, invention, letters patent, rights, privileges, and all and singular the premises hereby assigned or intended so to be unto and by the said C. D., his executors, administrators, and assigns for and during all the rest, residue and remainder which is now to come and unexpired of the said term of fourteen years granted and created by the said hereinbefore recited letters patent, and for and during all other the term right and interest of him the said A. B. under or by virtue of the said hereinbefore recited letters patent or other- wise howsoever to and for the sole use, benefit and advantage of the said C. D., his executors, administrators and assigns. And the said A. B. for himself, his heirs, executors and administrators doth covenant with the said C. D., his executors, administrators and assigns, by these presents in manner follow- ing, (that is to say) that notwithstanding any act, deed, matter or thing by the said A. B. done, executed or permitted, the said hereinbefore recited letters patent are at the time of the sealing and delivery of these presents, good, valid and sufficient in the law for all and every of the purposes therein mentioned and expressed, and that the same letters patent or the grant therein expressed or contained have not been and are not surrendered, forfeited or become void or voidable in an3^wise whatsoever {!>). And that the specification filed by the said A. B. at the Patent Office pursuant to the conditions upon which the hereinbefore recited letters patent were granted, well and sufficiently describes and ascertains the nature of the invention mentioned in the said letters patent, and in what manner the same is to be performed, and that the same specification was truly and duly made and filed according to and well, truly, fully and sufficiently performed (b) It is obvious that this is a stringent covenant on tlio part of the patentee, inasmuch as it renders him responsible should it hereafter appear tliat foi any reason sucli as anticipation, kc, tlie letters patent were invalid, tliis covenant and tlio next sliould be carefully considered befoie tliey nr either of them are inserted. PRECEDENTS. 837 and complied with the conditions in that behalf in the same hereinbefore reaited letters patent expressed and contained. In witness. Additional Recitals. And whereas the said A. B. has agreed for the sum of £ , -Substituted and for other sums by way of percentage as hereinafter men- afVeemeut for tioned, and subject to the contracts on the part of the said C. D., a «uni down hereinafter contained to assign {&c., as before). payments!^ Sec Covenant and Condi- tions in such And whereas the said A. B. has applied for and obtahicd ^ case, letters iiatent or a Brevet d'Invention, for the said invention in the Foreign and .. . T., colonial following foreign states and countries and m the patents following British Colonies whereby the said i'<^cital. A. B., his executors, administrators and assigns, have acquired the sole right i)rivilege and authority to work, use, or vend the said invention in the said Foreign States and British Colonies for the terms of years limited respectively by the said letters patent and Brevet d'Invention, and whereas in consideration of the sum of money hereinbefore expressed, the said A. B. has agreed to assign the said letters patent and Brevets d'Invention to the said C. D. And whereas the said A. B. has represented himself to the True and tu-st said C. I), to be to the best of his knowledge, information and ""'^^^^^i- belief, the true and first inventor of the said invention within this realm. And whereas the said A. B. has assigned the said letters Previous patent and all the rights, powers, privileges and advantages of fof district? he the said A. B. in the said letters patent, and the said inven- (c), tion for the counties of to G. H. his executors, admin- istrators or assigns, and for the counties of to J. K. his executors, administrators or assigns, Sec, cl'c. (c) See special covenant necessary in sucli cases as to apjdicatious to amend. kc, &c. 838 PRECEDENTS. ami of inten- tion to assiL:;n for other district. And whereas the said A. B. contemplates and intends to assign the said L-^tters patent and all the rights, powers, privileges and advantages of he the said A. B. in the said letters patent and the said invention for other districts so soon as a purchaser shall he found therefor. Eecital of licence srantecl. And whereas the said A. B., hy indenture dated , has granted a license unto E. F. of , his executors, administra- tors and assigns, to manufacture, use and vend the said invention during the continuance of the said letters patent or any exten- sion or renewal thereof, upon certain terms and conditions as to the payment of royalties and otherwise in the said indenture made and provided [d). SuLstitiitetl recital of agreement to assign for a district. And whereas the said A. B. has agreed in consideration of the sum of £ to assign unto the said C. D., henefit of the said letters patent so far as the same relates to the counties of • , but not elsewhere, and so far as the same relates to the said counties, all the licence, power, privilege and advantage thereby granted, and any extension of the said letters patent together with all improvements and additions useful to the manufacture the subject matter of the said letters patent now already in the knowledge or possession of or which may hereafter be made by tne said A. B. Assignment foraconntv''/ Now this Indenture witnesseth that in pursuance of the said a<'reement, and in consideration of the sum of £ this day paid by the said C. D. to the said A. B. (the receipt whereof is hereby acknowledged) the said A. B., as hcncficial owner, doth liereby assign unto the said C. D., his executors, administrators and assigns, all that the said especial license, full power, sole privilege and authority, and the said invention, and all and every the rights, privileges, profits, benefits, commodities and advantages in and by the said hereinbefore recited letters patent granted so I'ar as the same relate to the counties of , and not elsewhere. (f/) This may he varicil hy reciting " an exclusive li>'cnee '' or " an exclusive licence for the connty of " (/•) See ]iroviso restricting actions for infringement. PEPXE DENTS. 339 Together with ull license, powers, privileges and advantages l*'«ieign and granted to the said A, B., his executors, administrators and pateuts(/). assigns : by virtue of the said recited Letters Patent and Brevets d'Invention for Foreign States and British Colonies. Together with all the rights, royalties, benefits and advantages Assignment of of the said A. B., under and by virtue of the said recited licence jj^^cuces*^ granted by the said A. B. unto E. F., his executors, ad- ministrators and assigns. Additional Covenants. {See Recitals.) And the said C. D. hereby covenants with the said A. B. that if Covenant as and so soon as the said C. D., his executors, administrators, or ^^.|jg|j g^^^.]^ fj. assigns, shall have received out of the net profits (to be calculated stipulated for as hereinafter mentioned) arising from or by means of the said invention, or such improvements as aforesaid (patents for which improvements shall have been assigned to or become vested in the said C. D., his executors, administrators, or assigns, or from or by moans of any sales, or licences, or dispositions of, or deal- ings with the same invention, or patented improvements, or otherwise, from, or by means of the using, exercising, vending,. or making the said invention or any such patented im- provement as aforesaid, or the said patent, the sum of £ , he, the said C. D., his executors, administrators, or assigns, shall pay to the said A. B., his executors, administrators,, or assigns, at the times and in the manner hereinafter men- tioned, such a sum or sums of money as shall be equal to a per- centage of £ per cent, upon the net profits (to be calculated as hereinafter mentioned), arising as aforesaid, from the time when the said C. D., his executors, administrators, or assigns, shall have received the aforesaid sum of £ , and thenceforth during the remainder of the period in which the said patent hereby assigned, or any such patent for improvements as aforesaid as shall be assigned to or become vested in the said C. D., his executors, administrators, or assigns, shall continue in force. And further, that the said C. D., his executors, administrators, (/) Sec covenants as to niaintiii-aing sueli foreign patents. z 2 340 PRECEDENTS. or assi<.ns, ^\ill, f o soon as be or they sLall have received from the net profits arising as aforesaid the sum of i,' thenceforth twice in every yeai- on the day of , and the day of , or within 14 days thereafter respectively, furnihli to the said A. 1). an account showing the amount for the half year in respect of which the account is furnished, of the net jsrofits arising as aforesaid ; and shall within one calendar month after the date up to which such half-yearly account is furnished, pay to the said A. B., his executors, administrators, or assigns, the percentage by the said account appearing to be due. Covenant not to apply for leave to amend appli- cable to assignments for a district And the said C. D. covenants with the said A. B, that he the said C. D.,his executors, administrators and assigns, will not apply for leave to amend, or amend, or cause to be amended, the said specifica- tion or the drawings thereof, in any way whatsoever without the consent of the said A. B., his executors, administrators or assigns, in writing, first had and obtained — such consent not to be unreasonably withheld (//). Covenants'Jiy assignor as to taking future patents in assignment for a district only. And that in case he, the said A. B., shall obtain letters patent in respect of any improvements, additions to, or discovery useful to the manufacture the subject-matter of the said recited letters patent, he shall, at the expense of the said C. I)., his executors, administrators or assigns (if and when requiring him to do so), execute and do all such assurances and things as shall be neces- sary or convenient for vesting the same letters patent, and the exclusive benefit thereof,, /or the said counties in the said C. D., his executors, administrators or assigns. (//) In sonic cases where tlie di.striet assigned is large a converse Cuvenant on the part of the assignor should be inserted. (/() A great ditlieulty is introduced by section 36 of the Act of 188:i : "A patentee may assign his patent fur any place in oi' ])art of the Uniteil Kingdom or Isle of Jlan as etlectually as if tlie ]iateiit were originally granted to extend to that place or part oidy." Jt will he observed that under this section a patentee can create innumerable patentees all with coetiual rights, not only amongst tliemselves but with the original patentee, but still all jiosscssiug only oiio onginal patent and one specilication. It was clearly not the intention of the IcgTihiture that the specilication might be split up and aim luled in one c( nuly and rot in another and so on ; but on the other hand tlic whole validity ami value of ,1 patent may very often depend upon the i|uestion of amendmciit or non- amendment— if one assignee amends he might by doing so ruin all the others, on the otlier haml by refusing to consent to an amendment he might do tlie same filing. The author has drafted a precedent clause which imglit do for some instances, but it in chiefly introdiu'cd to call the attention of conveyancers to the dilll 'ulty of the position. PRECEDENTS. 311 And also tliathethe said A. B., his executors, administrators or Covenant to assigns, will pay all fees necessary for the renewal of the said lenewal when letters patent respectively during the respective terms comprised I'/^tent as- therein one calendar month at least before the times provided by district only, the Patents, See, Act, 1888, or the Rules made in pursuance thereof in that behalf, but in case of non-payment thereof as aforesaid, will, if required by the said C. D., his executors, administrators or assigns, permit him or them to pay the same, and any sum if so paid by him or them shall be repayable on demand, together with interest thereon at the rate of 5 per cent, per annum from the time of payment thereof and until repay- ment, and shall together with the interest aforesaid, be a charge upon the interest of the said A. B. and his executors, adminis- trators or assigns, in the said letters patent respectively. And the said A. B. hereby covenants with the said C. D. that Covenant to the said A. ]>. will without any further remuneration or royalties communicate '' _ '' and assign communicate to the said C. D. all improvements which the said future im- A. B. may during the continuance of the said patent invent, P'o^'f^n^ents. discover, or make for or in connection with the said invention, and also all improvements, whether patented or not, of which the said A. B. shall become the owner or of which the said A. B. shall have the control, and will, so far as practicable, at the request and expense of the said C. D., render the same available for the exclusive use of the said C. D., and do every act, deed, and thing which may be necessary or expedient for obtaining and perfecting patents for all or any such improvements, and for assigning or vestinj:; the same to or in the said C. D. And it is hereby further agreed and declared between and by Conditions to the said parties hereto as follows : ^-"; "I'^erted ^ ^ _ _ wlien a per- 1. For the purpose of calculating the moneys to be derived as ceutageisto aforesaid, there shall be deducted from the gross moneys re- ^ u^as a^um ceived from or by means of the said inventions, or such patented down. improvements as aforesaid, or any sales, or licences, or other dispositions and dealings with the same, or otherwise, from, or by means of the using, exercising, vending, or working the in- vention, or patented improvements, or patent, which moneys are hereinafter called the gross receipts, all costs, charges, losses, damages, and expenses whatsoever, which the said C. D,, his executors, administrators, or assigns, may have already paid or 342 PRECEDENTS. Keei)ing accounts. Assignee not to he bomul to apply for patent for ini proverneiits. iucurred, or ma}" liereafter pay or incur, in or uLout the oLtain- ing, or endeavouring to obtain, or the keeping in force any such patent for improvements as aforesaid, or the assigning the same to the said C. D., his executors, administrators, or assigns, or in or about the introducing to the pubhc the said patents, inventions, and patented improvements, or any of them, or in or about any such sales, Keences, or other dispositions, or deahngs as afore- said, or in or about any legal, or other proceedings, which may be taken for the purpose of restraining infringement of the said patents, or any of them, or for recovering damages for infringe- ments, or which may be taken in respect of any sale, or proposed sale of the said patents, or any interest therein, or any licence or proposed licence for working the said invention and patented improvements, or any of them, or any part thereof; or generally in any manner in or about the said patents, or any of them, or the using, exercising, vending, or working the said invention, or patented improvements, or any of them, or patents, all which costs, charges, losses, damages, and expenses are hereinafter referred to as patent expenses, together with interest at the rate of £ per cent, per annum, upon such patent expenses re- spectively from the time of the payment thereof, and the difference between the gross receipts for any half year and the patent expenses for the same half year, shall be the net profits arising as aforesaid, upon which the percentage aforesaid is to be paid. 2. Proper books of account shall be kept by the said C. D., his executors, administrators, and assigns, in which true, plain and perfect entries shall be made of all the j)ayments, eixpenses, and gross receipts aforesaid, and such books of account shall at all reasonable times be open to the inspection of the said A. B., his executors, administrators, or assigns, or any agent duly appointed by him or them in Avriting. 3. Nothing herein contained shall bo construed as obliging the said C. 1)., his executors, administrators, or assigns to obtain, or endeavour to obtain, any patent for any such improve- ments as aforesaid, or to accept any assignment of any patent for such improvements, or to pay the stamp duty upon, or to defend, or maintain the said patent hereby assigned, or an}' such patent for improvements as aforesaid, wliich may be assigned to, or become veslerl in him or them, in performance of the cove- nants in that behalf hereinbefore contained, or to take any steps for restraining infringements of the same patents, or any of PRECEDENTS. 843 them, or recovering damugcs for any infringement, or to make any sale or sales of the said patents, or any interest therein, or to grant any licence, or licences for the use of the said invention, or any such patented imi)roveraents as aforesaid, or any part thereof respectively, or in any manner to use, exercise, vend, or work the said invention, improvements or patents, or any of them ; it being herehy expressly agreed and declared that the said 0. D., his executors, administrators or assigns, is and are and shall he the absolute owners of the said patent hereby assigned and of any patent or patents for improvements which may be assigned to or vested in him or them as aforesaid, or which he or they may under the covenants aforesaid, require to be assigned to him or them ; and that the said C. D., his executors, administrators, or assigns, shall not in regard to the said patents, or any of them, be subject to any control or inter- ference whatsoever of the said A. B., his executors, administra- tors or assigns. 4. During the continuance of the said patent hereby assigned. Assignor not and during the continuance of any patent or patents for improve- i,"terrT^ ments which may be assigned to or become vested in the said without C D., his executors, administrators, or assigns as aforesaid, the '-■°'''^®'^'' said A. B., his executors, administrators, or assigns, shall not sell or dispose of the percentage payable to him or them as aforesaid without the consent in writing of the said C. D., his •executors, administrators, or assigns ; nor shall the said C. D., Assignor not his executors, administrators, or assigns, sell, or dispose of the ^"ithont'"^ said patents, or any of them, without the consent in writing of consent. the said A. B., his executors, administrators, or assigns. 5. Nothing herein contained shall be considered as constituting No partner- a partnership between the said parties hereto. ^ ^^^'' 6. Nothing herein contained shall be construed as a warranty No warranty, by the said A. B., of the novelty or utility of the said invention, of validity. or of the validity of the said patent hereby assigned. Provided always, and it is hereby further agreed and declared, Tioviso to be that no action at law or enuitv shall be brought by the said ^'^'^^'^'^'^'^ "^, ^ ' n J assignment for a district of certain (i) It is evident that sonu' such proviso as this is of the utmost importan , inventions(t). v.'hen the patent is for an article of common use. The words of sect. 36 are : — " A patentee may assign his patent for any place in or part of the Unitetl Kingdom or isle of Man as ell'ectually as if the patent were origin all}- granted to extend to that j)lace or part only." It would create great confusion and injury to all parties if a man travelling from London to "i'ork were liable to actiiJiis by ditfereiil assignees of the districts throiigh which he travelled on account of wearing a particular collar stud. 8U PEECEDENTS. C. D. against any person or persons to restrain infringements or to recover damages in respect of the mere user of {collar studs made in pursuance of the said patented inventio)i) within the said country of provided that such user he not for profit or for sale, or in the way of trade. NON-EXCLUSIYE LICENCP] TO USE PATENTED IX- YEXTIOX IX COXSIDERATIOX OF AX AXXUAL PAYMEXT AXD THE PURCHASE OF THE PATEXTED ARTICLES FROM THE IXYEXTOR. raitics. Recitals. day of 18 — , Betweeit Payment's l>y lifcnsee. roviiiaiit to liurcliasc j.ati!ntctL'o patent, and to recover damages for any past infringements thereof : Provided always that nothing herein contained shall be Proviso construed as placing the patentee under any obligation to take pro- |',')'^i';"bo^und^ ceedings for the purpose of restraining or recovering damages for to take infringements, or as in any manner exonerating the licensee from '''^■^'°'^' payment of the amounts and observance of the covenants herein reserved and contained by reason that the profits of the licensee from the use of the said invention may be diminished on account of such infringements being permitted. 0. Should the licensee make default in the payment of the Determina- annual sum hereinbefore provided for, within twenty-one days ^^°" °^ •/ •/ licGncG oil after the same shall have become due, or commit any breach of default by the covenants herein contained as on his part to be observed, it l^^'^^'^^^- shall be lawful for the patentee by writing under his hand to give to the licensee, or leave at his usual or last known place of business in England notice of the patentee to determine this present licence, and thereupon this licence shall be deemed to be determined, and the licensee shall deliver to the patentee as soon as practicable, free of charge, all the which at that time shall be in his possession or in the possession of any of his servants, agents, or customers. 7. If during the continuance of the licence hereby granted the Determina- said patent shall be pronounced to be invalid by a decision of \^at^i°f bgj 346 PRECEDEXTS. declared invalid. Reduction of payments to level of other licence.?. Power of patentee to amend specification. Transmission clause and cost as " beneficial owner." Licence not to be estopped after deter- mination of licence. Arbitration clause. the House of Lords, these presents shall bo voul as to the future operation thereof, hut without prejudice to any rights or liabilities Avhicli shall be then subsisting on either side with respect to any prior breach of any of the covenants and agreements herein contained. 8. If whilst this licence is in force the patentee shall at any time grant any licence or premium to any other person or persons for the use of the said invention in the United Kingdom, and shall reserve any annual payment or charge any price for the said lower than the annual payments and price reserved under and by virtue of this indenture, then that the annual pay- ments and price thenceforward payable to the patentee shall be reduced to an amount equal to the lowest price reserved and payable for the use of the said invention bj' such otlier person. 9. The patentee shall be at liberty from time to time, and at all times hereafter, without the consent or concurrence of the licensee to apply for and procure the amendment of the specifica- tion or specifications of the said invention, whether by way of disclaimer, amendment or alteration. 10. The word patentee herein shall include the patentee, his executors, administrators, or assigns, and he shall be deemed to covenant as beneficial owner with like eftect as if this indenture were a conveyance within the meaning of the Conveyancing and Law of Property Act, 1881. The word licensee shall include the licensee, his executors, administrators, and assigns. 11. Nothing in this indenture contained shall preclude or estop the licensee from disputing the validity of the said patent after the determination of the licence by notice or otherwise. 12. If any dispute, question, or difterence shall arise between the parties to these presents touching these presents or any clause or thing herein contained, or the construction hereof, or any matter in any way connected with these presents, or the opera- tion hereof, or the rights, duties, or liabilities of either of the said parties h-creto in connection with the premises then and in every or any such case the matters in dift'ercnce shall be referred to two arbitrators or the umpire, pursuant to and so as with regard to the mode and consequences of the reference, and in other respects to conform to the provisions in that behalf con- tained in the Common Law Procedure Act, 1851, or any otlier subsisting statutory modification thereof, and upon every or any such reference the arbitrators and umpire shall resi)ectivoly have power to examine the parties and witnesses upon oath or allirma- PRECEDENTS. 347 tion, and either to fix, settle, and determine the amount of cost of the reference and award respectively or incidents^l thereto to be paid by both parties or either party, or to direct the same to be taxed either as between solicitor and client, or otherwise to direct and award when, by, and to whom such costs shall be paid. As witness. EXCLUSIVE LICENCE FOR A DISTRICT. This Indenture made the day of 188 — , Between A. B. of , hereinafter called the g-rantor of the one part and C. D. of hereinafter called the grantee of the other part. Whereas the grantor is the registered legal owner of l^ccitals. certain letters patent dated and numbered granted for an invention entitled . And whereas the grantor has agreed to grant to the grantee the sole and exclusive licence to make, use, exercise, or vend the said invention within the counties of upon the terms and conditions hereinafter appearing. Now this Indenture witnesseth and it is agreed as follows : — 1. The grantor as henejicial owner and with like efiect as if Giant, these presents were a conveyance, doth hereby grant unto the grantee, his executors, administrators and assigns, the sole and exclusive licence to make, use, exercise or vend the said inven- tion within the counties of and during the con- tinuance of the said letters patent or any extended time thereof, together with all improvements and additions useful to the manufacture the subject-matter of the said letters patent now already in the knowledge or possession of or which may here- after be made by the grantor. 2. The grantee shall upon the execution of these presents pay Considera- to the grantor the sum of £ , and shall further pay to the ^^^^ ^^^ grantor during the continuance of the licence once in every yenv reserved. on the day of or within twenty-one days there- after the sum of £ by way of annual royalty. Provided always that in the event of the said letters patent being adjudged invalid by any court of competent jurisdiction and within months of the said judgment the grantor, his executors, adminis- trators, or assigns, shall not have done all things necessary for 34S TKECEDENTs Grantor uot to amend. Grantee to be at liberty to determine. As to actions. Payment of fees, kc. Ini|jrovc- nicnts. the pm-pose of appealing from the said judgment, or in the event of the said letters patent having heen adjudged invalid by the House of Lords, then that these presents shall be deemed to be cancelled, and all pa}-ments accruing thereafter from the grantee to the grantor shall cease, but without prejudice to the recovery by the gi-antor of any monies then already due. 3. The gi-antor shall not without the consent of the grantee, his executors, administrators, or assigns, in writing first had and obtained apply for leave to amend the specification to the said letters patent in any way whatsoever (a). 4. The grantee shall be at liberty upon giving months' notice in -writing to the grantor to determine this licence am! all the terms and conditions thereof, and thereupon the said letters patent for the district hereinbefore defined, and all the rights and privileges thereby granted shall revert in the grantor abso- lutely, and the annual payments hereinbefore provided for shall cease. 5. The grantee shall be at liberty either in his own name or in the name of the grantor, or both, as he may be advised, to bring any action or proceeding for the purpose of restraining the infringement of the said letters patent within the district herein- before defined. Provided always that before in any way making use of the name of the grantor in any such action or proceeding the grantee shall give security to the satisfaction of the grantor to indemnify him in respect of any costs or damages which he may become liable for by reason of any such action or pro- ceeding. 6. The grantor shall pay all f<}es necessary for the renewal and maintenance of the said letters patent during the term comprised therein one calendar month at least before the times provided by the Patents Sec. Act, 1883, or the rules made in pursu- ance in that behalf thereof and in case of non-payment thereof as aforesaid, the grantee shall be at liberty to pay the same and to deduct any monies so paid by him from the annual payments hereinbefore provided for, or to recover the same from the grantor at the grantee's option. 7. Should the grantor during the continuance of this licence obtain letters patent in respect of any improvements, additions to, or discovery useful to the manufacture the subject-matter of (a) See last prcc fcrtj' to use 0.11(1 the moi-tgagor shall be at liberty to use and work the said work invcii- invention without interruption from the mortgagee and also may ^^'^"' (but so that he shall in each case give to the mortgagee — days at least notice in writing of his intention so to do and of the particulars thereof) with the consent of the mortgagee in writing but not otherwise grant licences to use and work the and grant said invention as from the dates thereof respectively for the ^^'^^'^'^^S' whole or any part of the term comprised in the said letters patent. And further the mortgagor shall within fourteen days to su])ply after the execution of every such licence furnish the mortgagee ^'^I'J' ^° ' luort^'acec. with a copy of the same. Provided also that from and after the „ " °/ ' "^ • _ • rroviso for time when the mortgagee shall first become entitled to exercise foreclosure. the statutory power of sale to be implied herein but subject to any licences which may have been granted as hereinbefore authorised it shall be lawful for him alone to work the said invention and to grant licences in respect thereof or to assign the said letters patent and invention for districts or otherwise to deal with the same in any manner that he shall think fit. And the mortgagor doth hereby further covenant with the mortgagee Commuuica that he will communicate to the mortgagee during the continu- pTOvemeuts ance of this security all improvements V\'hich he may discover or make in connection with the said invention and also all im- provements which during the said time he shall have control of or acquire by purchase or otherwise and whether patented or not and such improvements and letters patent if any shall be deemed to be comprised within this security and the mortgagor will execute all documents and do all things necessary to extend the operation of this security to all such imj)rovements or letters patent. And that during the continuance of this security the As to ameml mortgagor will not without the consent of the mortgagee first ^"®"*'^' had and obtained amend or apply for leave to amend the speci- fications to the said letters patent or either of them in any way v/katsoever. And lastly that it shall be lawful for the mortgagee As to applica- if the monies secured hereby shall not have been repaid within tion for ex- one year from the expiration of the term of fourteen years for which the said letters patent were originally granted to apply ^or an extension of such term in his own name or in the name •'553 PP.ECEDEXTS. of the mortgagor or of both of them as he shall think fit and the mortgagee shall do all acts and things and execute all docu- ments and i^repare all accounts necessary for such application. TransDiisbion And it is hereby declared that except where the context requires a difi'erent interpretation, each of the expressions " the mort- gagor " and "the mortgagee" shall wherever used herein be also applicable as far as possible to the executors administrators and assigns of the person designated thereby. In witness, &:c. APPENDIX. PATENTS, DESIGNS and TRADE MARKS ACT, 1883. (SO FAR AS THE SAME RELATES TO LETTERS PATENT.) 46 & 47 Vict. c. 57. yin Act to amend and consolidate the Lair relating to Patents for Inventums, Reqistration of Designs, and of Trade Marks. [25tli August, 1883.] Be it ENACTED by the Queen's most excelleut Majesty, by and with the advice and consent of the lords spiritual and temporal, and com- mons, in this present Parliament assembled, and by the authority of the same, as follows : PART I.— Preliminary. 1. This act may be cited as the Patents, Designs, and Trade shoit title. Marks Act, 1883. 2. This act is divided into parts, as follows : — Dh-ision of act. Part I. — Preliminary. into parts. Part II, — Patents. Part 111. — Designs. Part IV.— Trade Marks. Part V. — General. 3. This act, except where it is otherwise expressed, shall commence Commencc- from and immediately after the 31st day of December, 1883. mentof act. PART II.— Patents. Application, for and Grant of Patent. 4. (1) Any person, whether a British subject or not, may make an Persons eji- application for a patent, {^page 5] fo-^"if"ii"''^^^ (2) Two or more persons may make a joint application for a patent, T'. ^''^ '^^ '. and a patent may be granted to them jointly. S^page 5J xiwi. '^'^ ^"^~ 5. (1) An application for a patent must be made in the form set AppUcation forth in the first schedule to this act, or in such other form as may ^.'"^ specitica- be from time to time prescribed ; and must be left at, or sent by *^°"' p03t to, the patent office m the prescribed manner, \_pages 5, 58] (2) An application must contain a declaration to the eflFect that Declaration. T. A A 35i APPENDIX. ProAisional speiitication . Complete specificatioii. Xecessaiy contents of specification. Keference of application to examiner. Power for comptroller to refuse apjjlica- tion or require amendment. .\|)]>cal from comptroller. Law officer may make order, Notice to be ^iven to applicant. AVliere subse- •liient ajiplica- t ion l)cfli- catioiis :ire si- milar, and may rcfiiHc to wal M'coiid |)utcnt. the applicant is in possession of an invention, whereof he, oi' in the case of a joint application, one or more of the applicants, claims or claim to be the true and first inventor or inventors, and for which he or they desires or desire to obtain a patent ; and must be accompanied by either a provisional or complete specification, [pfiffes 5, 5G] (a) (3) A provisional s[ecification must describe the nature of the invention, and be accompanied l)y drawings, if required. \_ pages bl, 64] (4) A complete specification, whether left on application or subse- quently, must particularly describe and ascertain the nature of the invention, and in what manner it is to be performed, and must be accompanied by drawings, if required, [^pac/es 57, 69 et sfq.^ (b) (5) A specification, whether provisional or complete, must com- mence with the title, and in the case of a complete specification must end with a distinct statement of the invention claimed. [ pages 57,14] 6. The comptroUer shall refer every application to an examiner, who shall ascertain and report to the comptroller whether the nature of the invention has been fairly described, and the application, specifi- cation, and drawings (if any) have been prepared in the prescribed manner, and the title sufficiently indicates the subject matter of the iuA-ention. [pages 57, 64] (f) 7. (1) If the examiner reports that the nature of the invention is not fairly described, or that the application, specification, or drawings has not or have not been prepared in the prescribed manner, or that the title does not sufficiently indicate the subject matter of the inven- tion, the comptroller may require that the application, specification, or drawings be amended before he proceeds with the application. [pages bl, lu2] (2) "Where the comptroller requires an amendment, the applicant may appeal from his decision to the law officer. (3) The law officer shall, if required, hear the applicant and the comptroller, and may make an order determining whether and subject to what conditions, if any, the ap])lication shall be accepted. (4) The comptroller shall, when an application has been acce})ted, give notice thereof to the applicant. (5) If after an application has been made, but before a patent has been sealed, an application is made, accompanied by a specification bearing the same or a similar title, it shall be the duty of the exa- miner to report to the comptroller whether the specification appears to him to comprise the same invention ; and, if he reports in the affirmative, the comptroller shall give notice to the applicants that he lias so reported. (f)) "Where the examiner reports in the affirmative, the comptroller may determine, subject to an appeal to the law officer, whether the invention comprised in both applications is the same, and if so he may icfuse t(j seal a patent on the application of the second applicant. (") Aiiicntled and altered hy sect. 2 of the Patents, &c., Act, 1885, hi/ra. {h) Kxplained liy sect. 2 of Patents, kr.. Act, 188'J. (r) This is printed as the section orif^inally stood. It is now amended and altered hy sect. 2 of the Patents, &c. , Act, 18^8, see ivfra. PATENTS, DESIGNS, AND TRADE MARKS ACT, 1883. 355 8. (1) If the applicant does nob leave a complete specification with Time for leav- his application, he may leave it at any subsequent time within nine ^"^ ^fl"!l'-J;*'^ months from the date of application, [pat/es 57, 64] (d) ^^^^^ (2) Unless a complete specification is left within that time the When spocifi- application shall be deemed to be abandoned (d). ^?^**"" deemed ^'^ ^ ' abandoned. 9. (1) Where a complete specification is left after a provisional Comparison of specification, the comptroller shall refer both specifications to an and^complete examiner for the purpose of ascertaining whether the complete specification. specification has been prepared in the prescribed manner, and whether the invention particularly described in the complete specifi- cation is substantially the same as that which is described in the pro- visional specification. \_i'>agcs 58, 102, 104] {d) (2) If the examiner reports that the conditions hereinbefore con- Power of tained have not been complied with, the comptroller may refuse to refuse^mtii *'^' accept the complete specification unless and until the same shall have amended. been amended to his satisfaction ; but any such refusal shall be sub- ject to appeal to the law officer. \_'pcuje 58] (3) The law officer shall, if required, hear the applicant and the Power of law comptroller, and may make an oi«der determining whether and sub- officer, ject to what conditions, if any, the complete specification shall be accepted. S^fages 58, 102] (4) Unless a complete specification is accepted within twelve "When speci- raonths from the date of application, then (save in the case of an fi''=^tion void, appeal having been lodged against the refusal to accept) the applica- tion shall, at the expiration of those twelve months, become void. (5) Reports of examiners shall not in any case be published or be Keports of open to public inspection, and shall not be liable to production or j^g^^'iliy^te ^^ inspection in any legal proceeding, oilier than an appeal to the taw officer under this act {e), unless the court or officer having power to order discovery in such legal proceeding shall certify that such pro- duction or inspection is desirable in the interests of justice, and ought to be allowed, 10. On the acceptance of the complete specification the comptroller Advertisement shall advertise the acceptance ; and the application and specification °j? acceptance or specifications with the drawings (if any; shall be open to public specification, inspection. \_2)ages 58, IIG] 11. (1) Any person may at any time within two months from the Opposition to date of the advertisement of the acceptance of a complete specifica- s^"'"!* ot tion give notice at the patent office of opposition to the grant of the ^^. ^^ * patent UQ the ground of the applicant having obtained the invention groirad"for. from him, or from a person of whom he is the legal representative, or on the ground that the invention has been patented in this country on an application of prior date, or on the ground of an examiner having reported to the comptroller that the specification appears to him to comprise the. same invention as is comprised in a specification bearing the same or a similar title and accompanying a previous application, but on no other ground, \_page 116] (/) {d) The times mentioned in these sect. 3 of the Patents, &c., Act, 1888. sections are altered by sect. 3 of the (/) This section is materially Patents, &c., Act, 1885, infra. altered by sect. 4 of the Patents, &c., (e) These words are struck out by Act, 1888, see infra. A A 2 55G APPENDIX. (2) Where such notice is given the comptroUer shall give notice of the opposition to the applicant, and shall, on the expiration of those two months, after hearing the applicant and the person so giving notice, if desirous of being heard, decide on the case, but subject to appeal to the law officer. \_P'^^ifJ^ 120] (3) The law officer shall, if required, hear the applicant and any person so giving notice and being, in the opinion of the law officer, entitled to be heard in opposition to the grant, and shall determine whether the grant ought or ought not to be made. \^page 121] (4) The law officer may, if he thinks fit, obtain the assistance of an expert, who shall be paid such remuneration as the law officer, with the consent of the treasury, shall appoint, [j^'ff^e 121] 12. (1) If there is no opposition, or, in case of opposition, if the determination is in favour of the grant of a patent, the comptroller shall cause a patent to be sealed with the seal of the patent office. [pages 121, 123] (2) A patent so sealed shall have the same effect as if it were sealed with the great seal of the united kingdom. \_'pages 123, 255] (3) A patent shall be sealed as soon as may be, and not after the expiration of fifteen months from the date of the application, except in the cases hereinafter mentioned, that is to say — (a) Where the sealing is delayed by an appeal to the law officer, or by opposition to the grant of the patent, the patent may be sealed at such time as the law officer may direct. (b) If the person making the application dies before the expiration of the fifteen months aforesaid, the patent may be granted to his legal representative and sealed at any time within twelve months after the death of the applicant. Date of patent. 13. Every patent shall be dated and sealed as of the day of the applicatioij : provided that no proceedings shall be taken in respect of an infringement committed before the publication of the complete specification : ])rovided also, that in case of more than one applica- tion for a patent for the same invention, the sealing of a patent on one of those applications shall not prevent the sealing of a patent on an earlier application. Provisiondl Proiedion. Provisional 14. Where an application for a patent in respect of an invention protection. }^as been accepted, the invention may during the period between the date of the apjilication and the date of sealing such ]iatent be used and ])ublishe(l without prejudice to the patent to be granted for the same ; and such protection from the consec|uences of use and publica- tion is in this aft referred to as ])rovisi()nal ]ii-otection. \_pogc 17] After notice comptroller to decide. Or on appeal, law officer. "Who may obtain expert's assistance. Sealing of patent. Wlieu sealc Great seal abolished for patents. Time for sealing. Exceptions to limit. (a) For legal proceedings. (b) "When ap- plicant dead. FflTect of affcptiincf! of complete Mpeciticution. 15. Proli'clion by Cojnplete tSpecificaiion. After the acceptance of a com])lete sj)ecification and until the date of sealing a j)atent in respect thereof, or tlie expiration of the time for sealing, the applicant shall have the like pri\ileges and rights .'18 if a pa'ent f»»r the invention had been sealed on the date of the acceptance of the comjilete specification : provided that an appli- PATENTS, DESIGNS, AND TRADE MARKS ACT, 1883. 357 cant shall not be entitled to institute any proceeding for infringement unless and until a patent for the invention has been granted to him. [pages G'J et scq.^ Fa tent. 16. Every patent when sealed shall have effect throughout the Extent of united kingdom and the Isle of Man. \_2Mges 123 et seq.'] patent. 17. (1) The term limited in every patent for the duration thereof Tenu of shall be fourteen years from its date. patent. (2) But every patent shall, notwithstanding anything therein or in Ceases on this act, cease if the patentee fails to make the prescribed payments failure of .,,.., -Ill- payments. Within the prescribed times. ^ (3) If, nevertheless, in any case, by accident, mistake or inadvert- Exception by euce, a patentee fails to make any prescribed payment within the pre- con^ptroikr,*** scribed time, he may apply to the comptroller for an enlargement of the time ior making that payment. (4) Thereupon the comptroller shall, if satisfied that the failure Extension of has arisen from any of the above-mentioned causes, on receipt of the ^^^^^^ upon prescribed fee for enlargement, not exceeding ten pounds, enlarge the terms. time accordingly, subject to the following conditions : (a) The time for making any payment shall not in any case be 00 Period of enlarged for more than three months. extension. (b) If any proceeding shall be taken in respect of an infringement W Daiuages of the patent committed after a failure to make any payment °^^l^ ii"tfie' within the prescribed time, and before the enlargement thereof, interval, the court before which the proceeding is proposed to be taken may, if it shall think fit, refuse to award or give any damages in respect of such infringement. Amendment of Specification. 18. (1) An applicant or a patentee may, fi'om time to time, by ^^«'«^.f^i»?'it of request in writing left at the patent office, seek leave to amend his ''^'"^^ specification, including drawings forming part thereof, by way of dis- claimer, correction, or explanation, stating the nature of such amend- ment and his reasons for the same, [pages 58, 102 to 115] (2) The request and the nature of such proposed amendment shall Advertisement be advertised in the prescribed manner, and at any time within one ;,'|i|™otTc'"uf* month from its first advertisement any person may give notice at the opposition to patent office of opposition to the amendment. ^^ given. (3) Where such notice is given the comptroller shall give notice of ^"here notice the opposition to the person making the request, and shall hear and fi-oUerXcidos. decide the case subject to an appeal to the law officer'] (4) The law officer shall, if required, hear the person making the -^PP*^^^ *'^ ^-'^^ request and the person so giving notice, and being in the opinion of ^ the law officer entitled to be heard in opposition to the request, and shall detennine whether and subject to what conditions, if any, the amendment oughTto be allowed. (5) Where no notice of opposition is given, or the person so giving ^^ J^""*^ ^'^ notice does not appear, the comptroller shall determine whether and troller deter- subject to what conditions, if any, the amendment ought to be "liues condi- ,] „-! tions of allowed. amendment. 858 APPENDIX. A])j)eal to law officer. Xu aiiu'uclmeut allowed so as to enlarge or alter materially speciticatioii. Leave conclu- sive except in case of fraud ; amendment fonns ])art of specification. Power to disclaim ])art of invention durinif action, &c. ilestriction on recovery of damajres. Advertisement of amendment. Power for board of trade to order ^rant of licenses. (6) When leave to amend is refused by the comptroller, the person making the request may appeal fi'om his decision to the law officer. (7) The law officer shall, if required, hear the person making the request, and the comptroller, and may make an order determining whether, and subject to what conditions, if any, the amendment ought to be allowed. (8) No amendment shall be allowed that would make the specifica- tion, as amended, claim an invention substantially larger than or sub- stantially different from the invention claimed by the specification as it stood before amendment. (9) Leave to amend shall be conclusive as to the right of the party to make the amendment allowed, except in case of fraud ; and the amendment shall in all courts and for all purposes be deemed to form part of the specification. (10) The foregoing provisions of this section do not apply when and so long as any action for infringement or other legal proceeding in relation to a patent is pending. \ page 109] {g) 19. — (1) In an action for infringement of a patent, and in a pro- ceeding for revocation of a patent, the court or a judge may at any time order that the patentee shall, subject to such terms as to costs and otherwise as the court or a judge may impose, be at liberty to apply at the patent office for leave to amend his specification by way of disclaimer, and may direct that in the meantime the trial or bear- ing of the action shall be postponed, [pages 110 et seq.'] 20. Where an amendment by way of disclaimer, correction, or explanation, has been allowed under this act, no damages shall be given in any action in respect of the use of the invention before the disclaimer, correction or explanation, unless the patentee establishes to the satisfaction of the court, that his original claim was framed in good faith and with reasonal:)le skill and knowledge, [pages 111 et seq.'] 21. Every amendment of a specification shall be advertised in the prescriljed manner. Compulsory Licenses. 22. If on the petition of any person interested it is proved to the Ijoard of trade that by reason of the default of a patentee to grant licenses on reasonable terms — [page 141] Ca) The patent is not being worked in the united kingdom ; or (i») The reasonable requirements of the public with respect to the invention cannot be sujjplied ; or (c) Any person is prevented from working or using to the best advantage an invention of which he is possessed, the bo:iiil may order the jjatentee to grant licenses on such terms as to the iimount of royiiUicR, sectn'ity for payment, or otherwise, as the boai'd, having regard to I lui nature of the invention and the circum- stances of tlif case, may deem just, and any such oi'dcr may Ije enforced hy mandamuK. (rescribed. [p/'i/es 2(1, 148] (2) The register of })ateuts shall be prima facie evidence of any is evidence, matters by this act directed or authorized to be inserted therein. (3) Copies of deeds, licenses, and any other documents affecting Copies for the proprietorship in any letters patent or in any license thereunder, ^''^^^s- must be supplied to the comptroller in the prescribed manner for filing in the patent office. Fees. 24. — (1) There shall be paid in respect of the several instruments Fees payable, described in the second schedule to this act, the fees in that schedule mentioned, and there shall likewise be paid, in respect of other matters under this part of the act, such fees as may be from time to time, with the sanction of the treasury, prescribed by the board of trade ; and such fees shall be levied and paid to the account of her majesty's exchequer in such maimer as the treasury may from time to time direct. (2) The board of trade may from time to time, if they think fit, Power to with the consent of the treasury, reduce any of those fees. reduce tees. Extension of Term of Patent. 25. — (1) A patentee may, after advertising in manner directed by Extension of -any rules made under this section his intention to do so, present a t^'™\'l*' F**'-'^*' petition to her majesty in council, praying that his patent may be Queeii'in" " -extended for a further term ; but such petition must be jDresented at council. least six months before the time limited for the expiration of the Wiien applied patent, \_pages 14.5 et seq.'] ^^^'• (2) Any person may enter a caveat, addressed to the registrar of Kntry of the council at the council office, against the extension. caveat. (3) If her majesty shall be pleased to refer any such petition to Privy Council the judicial committee of the pri^-y council, the said committee shall i"''^^'^"^*^""- proceed to consider the same, and the petitioner and any person who has entered a caveat shall be entitled to be heard by himself or by <30unsel on the petition. (4) The judicial committee shall, in considering their decision. Powers of have regard to the nature and merits of the invention in relation to ^"j|i,"it\ee the public, to the profits made by the patentee as such, and to all the ■circumstances of the case, [page 15.o] (5) If the judicial committee report that the patentee has been On their report inadequately remunerated by his patent, it shall be lawful for o'^^^nte'jl^ojj her majesty in council to extend the terra of the patent for a fiu'ther conditions. term not exceeding seven, or in exceptional cases fourteen, years ; or to order the grant of a new patent Ibr the term therein mentioned, and containing any restrictions, conditions, and provisions that the judicial committee may think fit. 300 APPENDIX. Power to make (6) It sliall be lawful for her majesty in council to make, from time ™|r,fr "ii^,*^^' to time, rules of procedure and i)ractice for reg-ulating proceedings on pi( .01 Mings. ^^^^ petitions, and subject thereto such proceedings shall be regu- lated according to the existing procedure and practice in patent matters of the judicial committee, [page 154.] Costs. (7) The costs of all parties of and incident to such proceedings shall be in the discretion of the judicial committee ; and the orders of the committee respecting costs shall be enforceable as if they were orders of a division of the high court of justice. Eevocatiun. Abolition of 26. (1) "l-'be proceeding by scire facias to repeal a patent is hereby scire fatias. abolished, [pages 114, 116, 208, 253, 277] Revocation of (2) Eevocation of a patent may I>e obtained on petition to the patent. ^q^^j.^;. How revoca- (3) Every ground on which a patent might, at the commencement tiou obtained, ^^f j.[-jjg ^^^^ ^^ repealed by scire facias shall be available by way of lA-ocatfon. defence to an action of infringement and shall also be a ground of reYocation, Petition for (4) A petition for revocation of a patent may be presented by — ivvocation, ^j^j The attomey-geueral in England or Ireland, or the lord present!"* advocatc iu Scotland : [pages 20^ validity of the patent, the defendant shall be entitled to reply, fuT lit trial. [pages 251, 27'.)] wiiere patent (H) Where a patent has been revoked on the ground of fraud, the r.vokiii (or coinj)troller may, on the ap])lication of the true inventor, made iu i\'i veVtor ^nav '' iicconlaucc witli the pro\isions of this act, grant to him a patent iu ol.tain puicii't. h'cu of aiid beai'iiig the same date as the date of revocation of the patent ho revoked, i)Ut the j)atent so granted shall cease on the ex- ])iration of the term for which the revoked patent was granted. PATENTS, DESIGNS, AND TRADE MARKS ACT, iSS'i. 361 Croirn. 27. — (1) A ])ateiit shall liave to all intents the like effect as afjainst Patent t.. i.in.i lier majesty the queen, her heirs and successors, as it has against a ^^'^^"•''"^^^ subject, [pages 128, l.Sf)] i'2) But the officers or authorities administering any department of Exceptions, the service of the crown may, by themselves, their agents, contractors, or others, at any time after the application, use the invention for the services of the crown on terras to l)e before or after the use thereof agreed on, with the approval of the treasury, between those officers or authorities and the patentee, or, in default of such agreement, on such terms as may be settled by the treasury after hearing all parties interested. Legal Proceedinys. 28. — (1) 111 an action or proceeding for infringement or revocation Hearing with of a patent, the court may, if it thinks fit, and shall, on the request of assessor, either of the parties to the proceeding, call in the aid of an assessor By court, specially qualified, and try and hear the case wholly or partially with his assistance ; the action shall be tried without a jury unless the court shall otherwise direct, [pages 251, 277, 278] (2) The court of appeal or the judicial committee of the privy Court of appeal council may, if they see fit, in any proceeding before them respec- °'' P^'\y>' '^°'^^^^' tively, call in the aid of an assessor as aforesaid. assessors!*^^ (3) The remuneration, if any, to be paid to an assessor under this Assessors' fees, section shall be determined by the court or the court of appeal or judicial committee, as the case may be, and be paid in the same manner as the other expenses of the execution of this act. 29. — (0 In an action for infringement of a patent the plaintiff Delivery of must deliver with his statement of claim, or by order of the court or Particulars ^ the judge, at any subsequent time, particulars of the breaches com- plained of ['pages 222 et seq., 270, 279] (2) The defendant must deliver, with his statement of defence, or, of oi>jections. by order of the court or a judge, at any subsequent time, particulars of any objections on which he relies in support thereof, [pages 229 et seq.^ (o) If the defendant disputes the validity of the patent, the Grounds must particulars delivered by him must state on what grounds he disputes Restated. it, and if one of those grounds is want of novelty, must state the time and place of the previous publication or user alleged by him. [page 29G] (4) At the hearing no evidence shall, except by leave of the court Evidence must or a judge, be admitted in proof of any alleged infringement or objec- partfciaars""'^ tion of which particulars are not so delivered, [page 222] (5) Particulars delivered may be, from time to time, amended, by Amendment, leave of the cottrt or a judge, [page 222] (6) On taxation of costs, regard shall be had to the particulars de- Costs, livered by the plaintiff and by the defendant ; and they respectively shall not be allowed any costs in respect of any particular delivered by them, unless the same is certified by the court or a judge to have been proven, or to have been reasonable and proper, without regard to the general costs of the case, [images 271 ef seq.'] 362 APPENDIX. Order for in- spection, iS:c. in action. Cei-tificate that validity questioned. Remedy in case of groundless tlu-eats of legal proceedings. 30. — In ail action for infringemeut of a patent, the couii or a judge may, on the apphcation of either party, make such order for an injunction, inspection, or account, and impose such terms, and give such directions respecting the same and the proceedings thereon as the court or a judge may see fit. \_p((gc 246] 31. — In an action for infringement of a patent, the court or a judge may certify that the validity of the patent came in question ; and if the coiu't or a judge so certifies, then in any subsequent action for infringement, the pUiintiff" in that action, on obtaining a final order judgment in his favour, shall have his full costs, charges and expenses as between solicitor and client, unless the court or judge trying the action certifies that he ought not to have the same. \_pages 2(;9, 272, 277] 32. Where any person claiming to be the patentee of an invention by circulars, advertisements, or otherwise, threatens any other person with any legal proceedings or liability in respect of any alleged manu- facture, use, sale, or purchase of the invention, any person or persons aggrieved thereby may bring an action against him, and may obtain an injunction against the continuance of such threats, and may re- cover such damage (if any) as may have been sustained thereby, if the alleged manufacture, use, sale, or ptu'chase to which the threats related was not, in fact, an infringement of any legal rights of the person making such threats : Provided that this section shall not apply if the person making such threats with due diligence commences and prosecutes an action for infringement of his patent. [_paije 281] Miscellaneous. Patent for one 33. Every patent may be in the form in the first schedule to this invention only, act, and shall be granted for one invention only, but may contain more than one claim ; but it shall not be competent for any person in an action or other proceeding, to take any objection to a patent on the ground that it comprises more than one invention. \_pMje 164] 34. — (1) If a person possessed of an invention dies without making- application for a patent for the invention, application may be made by, and a patent for the invention granted to, his legal representative. {pages 8, J;J4] (2) Every such application must be made within six mouths of the decease of such person, and must contain a declaration by the legal representative that he believes such person to be the true and first in\entor of the invention. 35. A patent granted to the true and iirst inventor shall noL be invalidated by an application in fraud of him, or by provisional pro- tection ol)tained thereon, or by any useor itublication of the invention subsequent to that fraudulent application during the period of pro- \iHi(niaI jirotection. [ /xige 16] 36. A j)at('ntce may assign his jjatent i'oi' any j)hu'e in or part ol the iMiited kingdom, or Jsle ol" Man, a.s eilectually as if the patent Patent on ap))lication of representative of (leecased inventor. Time and •contents of Jippliration. I'at.nt to thht inventor not invalidatrd liy :i|i]dii-atir.n in fraud of liim. AHMigiMiieiit for pai-ticiilar jilnrex. PATENTS, DESIGNS, AND TRADE MARKS ACT, 1883. 363 were originally granted to extend to that i)lace, or part only. \_ pages 135, IGO, 163, 216] 37- l^f a patent is lost or destroyed, or its non-production is Loss or accounted for to the satisfaction of the comptroller, the comptroller ^f p.'i{",it*" may, at any time, cause a duplicate thereof to be sealed. 38- The law officers may examine witnesses on oath, and administer Proceedings oaths for that purpose under this part of this act, and may, from time ^efor "law to time, make, alter, and rescind rules regulating references and officer, aj^peals to the law officers, and the practice and procedure before them under this part of this act ; and in any proceeding before either of the law officers under this part of this act, the law officer may order costs to be paid by either party, and any such order may be made a rule of the court, \_pages 103, 121] 39. The exhibition of an invention at an industrial or international Exhiintion at exhibition, certified as such by the board of trade, or the publication i"fen|adoiial of any description of the invention during the period of the holding exhibition not of the exhibition, or the use of the invention for the purpose of the ^^ prejudice exhibition in the place where the exhibition is held, or the use of the ^^'^ ^"^ "^'^ '^ invention during the period of the holding of the exhibition by any person elsewheiv, without the privity or consent of the inventor, shall not prejudice the right of the inventor or his legal personal representative to apply for and obtain provisional protection and a patent in respect of the invention or the validity of any patent granted on the application, provided that both the following con- ditions are com2)lied with, namely, — (a) The exhibitor must, before exhibiting the invention, give the Conditions: comptroller the prescribed notice of his intention to do so ; (a) Notice; and (b) The application for a patent must be made before or within (b) Patent six months from the date of the opening of the exhibition. "^"':* \\. ' ° applied tor. See Patents, &e., Act, 1886, sect. 3. 40- — (1) The comptroller shall cause to be issued periodically an Publication of illustrated journal of patented inventions, as well as reports of patent illustrated cases decided by courts of law, and any other information that the ind™ts'. &c. comptroller may deem generally useful or important. (2) Provision shall be made by the comptroller for keeping on sale Copies to be copies of such journal, and also of all complete specifications of °^^ ®^ ^* patents for the time being in force, with their accompanying drawings, if any. (o) The comptroller shall continue, in such form as he may deem Continuation expedient, the indexes and abridgments of specifications hitherto "f P^l^lifntion pul)lished, and shall from time to time prepare and publish such other indexes, abridgments of specifications, catalogues and other works relating to inventions, as he may see fit. 41. The control and management of the existing patent museum Patent and its contents shall, from and after the commencement of this act, '""^f'l'u. be transferred to and vested in the department of science and art, subject to such directions as her majesty in council may see fit to "ive. 364 APPENDIX. Power to re- quire models on pityiiient. Foreign vessels in British waters. Exception. Assignmeut to secretary for war of certain inventions. Extent of assiprnnunt. Power of secre- taiy of state for war to kei]) iiiventinii secret on certifying that it is in l)nblic interest to do HO. In which ease sjMcifieatinnH unil documents are Hcaied ii|). F'lr term ..| patent. 42. The department of science and art may at any time require a patentee to furnish them with a model of his invention on payment to the patentee of the cost of the manufacture of the model ; the amount to be settled, in case of dispute, by the board of trade. 43. — (1) A patent shall not prevent the use of an invention for the purposes of the navigation of a foreign vessel within the jurisdiction of any of her majesty's courts in the united kingdom, or Isle of Man, or the use of an invention in a foreign vessel within that jurisdiction, provided it is not used therein for or in connexion with the manufacture or preparation of anything intended to be sold in or exported from the united kingdom or Isle of Man. \_page 187] (1) But this section shall not extend to vessels of any foreign state of which the laws authorize subjects of such foreign state, having patents or like privileges for the exclusive use or exercise of inventions within its territories, to prevent or interfere with the use of such inventions in British vessels whde in the ports of such foreign state, or in the waters within the jurisdiction of its courts, where such inventions are not so used for the manufacture or preparation of anything intended to be sold in or exported from the territories of such foreign state. 44. — ^1) The inventor of any improvement in instruments or munitions of war^ his executors, administrators, or assigns (who are in this section comprised in the expression the inventor), may (either for or without valuable consideration) assign to her majesty's principal secretary of state for the war department (hereinafter referred to as the secretary of state), on behalf of her majesty, all the benefit of the invention and of any patent obtained or to be obtained for the same ; and the secretarv of state may be a party to the assignment. \_2Jage 133] (2) The assignment shall effectually vest the benefit of the inven- tion and patent in the secretary of state for the time being on behalf of her majesty, and all covenants and agreements therein contained for keejung the invention secret and otherwise shall be valid and effectual (notwithstanding any want of valuable consideration), and may be enforced accordingly by the secretary of state for the time being. {?)) Where any such assignment has been made to the secretary of state, he may at any time ))elbre the application for a patent for the invention, or l)cfore publication of the specification or specifications, certify to the comptroller liis o])inion that, in the interest of the public service, the ])articidars of the invention and of the manner in which it is to be performed sliould be kept secret. (4 ) If the secretary of state so certifies, the application and specification or specifications with the drawings (if any), and any amenilment of the specification or specifications, and any copies of sucli documents and drawings, shall, instead of being left in the ordinary manner at the ])atent office, l)e delivered to the comi)troller in a ])acket sealed by authority of the secretary of state. (;")) Such packet siiall, until the ex])iratioii of the term or extended term during which a patent for i\w invention may be in force, be kept sealed by the coin] il/roller, and shall not be opened save under the authority of an order of tiie secretary of state, or of the law officers. PATENTS, DESIGNS; AND TRADE MARKS ACT, 1883. ^65 (6) Such sealed packet sliall be delivered at auy time during the Delivery of continuance of the patent to any person authorized by writing under p^K^ket under the hand of the secretary of state to receive the same, and shall if stato'^s'luith,,- retui'ned to the comptroller be again kept sealed by him. rity during (7) On the expiration of the term or extended term of the patent, ^'''■'"• such sealed packet shall be delivered to any person authorized by ^^ <'xpir.itir.n, writing under the hand of the secretary of state to receive it. (8) Where the secretary of state certifies as aforesaid, after an Foregoing application for a patent has been left at the patent office, but before sub-sechons to the publication of the specification or specifications, the application, pateiit^appUed specification or sjjecificatious, with tlie drawings (if any), shall be for but specifi- forthwith placed in a packet sealed by authority of the comptroller, ^'J,V,i'i"^,"j'' and such packet shall be subject to the foregoing provisions respecting a packet sealed by authority of the secretary of state. (9) No proceeding by jDetition or otherwise shall lie for revocation Wia-ri' certified of a patent granted for an invention in relation to which the secretary ^> secretary of state has certified as aforesaid. petition 'for (10) No copy of any specification or other document or drawing revocation. by this section required to be placed in a sealed packet, shall in any No copy of any manner whatever be published or open to the inspection of the ^^^^y^ specifi- public, but save as in this section otherwise directed, the provisions m^de pubiiT. of this part of this act shall apply in respect of any such invention and patent as aforesaid. (11) The secretary of state may, at any time by writing under his Power of hand, waive the benefit of this section with respect to any particular secretary of invention, and the specifications, documents and drawings shall be bencfit°of ^'^^ thenceforth kept and dealt with in the ordinary way. section. (12) The communication of any invention for any improvement in Coiniimmca- instruments or munitions of war to the secretary of state, or to any tion to secre- persou or persons authorized by him to investigate the same or the for^war^not\o merits thereof, shall not, nor shall anything done for the purposes of be deemed the investigation, be deemed use or publication of such invention so P^i^li^ation. as to prejudice the grant or validity of any patent for the same. Existing Patents. 45. — (1) The provisions of this act relating to applications for Provisions patents and proceedings thereon shall have effect in respect only of yespecting ex- applications made after the commencement of this act. ^'^ ^° ^^^ ^° ^* (2) Every patent granted before the commencement of this act, or on an application then pending, shall remain unaffected by the provisions of this act relating to patents binding the crown, and to compulsory licenses. \_l^nge 158] (3) In all other respects (including the amount and time of pay- ment of fees) this act shall extend to all patents granted before the commencement of this act, or on applications then pending, in substitution for such enactments as would have applied thereto if this act had not been passed, \_page 158] (4) All instruments relating to patents granted before the com- Documents left mencement of this act required to be left or filed in the great seaH^ sreat seal patent office shall be deemed to be so left or filed if left or filed before deemed°ieit^at or after the commencement of this act in the patent office. pat^'ut office on commencement of this act. '66Q APPENDIX. Uutinitioiis of " Patent:"' '' I'ateutei' ; "' " Invention ; ' '■ luj miction ' in Scotland. Definitions. 46. In and for the purposes of this act — " Patent " means letters patent for an invention : " Patentee " means the person for the time being entitled to the benefit of a patent : \_page 5] " Invention " means any manner of new manufacture the subject of letters patent and grant of privilege within sect. ('> of the Statute of Monopolies (that is, the act of the twenty-first year of the reign of King James the First, chapter .3, intituled, " An Act concerning monopolies and dispensations with penal laws and the forfeiture thereof "), and includes an alleged invention, \_page 22] In Scotland "injunction" means "interdict." Patent office. Control. Officers and clerks. Salal^c^ Seal of patent ..Hire. 'I'ni.Ht not to Ix; I'Mtcicd ill rcjo*«ter!«. Uf'hiMnl to );rnnt |iiiteiit, &c., in certain cawcH. PART Y.— General. Patent Office and Proceedings thereat. 82. — (1) The treasury may provide for the purposes of this act an office with all requisite buildings and conveniences, which shall be called, and is in this act referred to as, the patent office. (2) Until a new patent office is provided, the offices of the commissioners of patents for inventions and for the registration of designs and trade marks existing at the commencement of this act shall be the patent office within the meaning of this act. (3) The patent office shall be under the immediate control of an officer called the comptroller general of patents, designs, and trade rcarks, who shall act under the superintendence and direction of the board of trade. (4) Any act or thing directed to be done by or to the comptroller may, in his absence, be done by or to any officer for the time being in that behalf authorised by the board of trade. 83. — (1) The board of trade may at any time after the passing of this act, and from time to time, subject to the approval of the treasury, appoint the comptroller-general of patents, designs, and trade marks, and so many examiners and other officers and clerks, with stich d(.'signations and duties as the board of trade think fit, and may from time to time remove any of those officers and clerks. (2) Til e salaries of those officers and clerks shall be appointed by tiie board of trade, with the concurrence of the treasury, and the same and tlie other expenses of the execution of this act shall be paid out of money provided by parliament. 84. There shall be a seal for the patent office, and impressions hereof shall be judicially noticed and admitted in evidence, \jmge 128] 85. Thci-c shall not be entered in any register kept under this act, or bi' receivai)Ic by the comptroller, any notice of any trust expressed, ini])lied or constructive. \_]>ages 20, 11;}] 86. The comptroller may refuse to grant a patent fur an invention or to i-egister a design or trade mark, of which the use would, in his opinion, be fontrary to law or morality. \^i>«go 127] PATENTS, DESIGNS, AND TRADE MARKS ACT, 1883. 3G7 87. Where a person becomes enfcitled by assignment, transmission, Entry of or other operation of law to a patent, or to the copyright in a assi-^nments registered design, or to a registered trade mark, the comptroller shall Inissions in on request, and on proof of title to his satisfaction, cause the name of register.s. such person to be entered as proprietor of the patent, copyright in the design, or trade mark, in the register of j^atents, designs, or trade marks, as the case may be. The person for the time being entered in the register of patents, designs, or trade marks, as proprietor of a patent, copyright in a design or trade mark as the case may be, shall, subject {h) to any rights appearing from such register to be vested in any other person, have power absolutely to assign, grant licenses as to, or otherwise deal with, the same and to give effectual receipts for any consideration for such assignment, license, or dealing. Provided that any equities in respect of such patent, design, or trade mark may be enforced in like manner as in respect of any other personal property. \_p(tgo 1-43] 88. Every register kept under this act shall at all convenient times Inspoctiou of be open to the inspection of the public, subject (A) to such regulations f^^ ^^}'^j^^l^. as may be prescribed ; and certified copies, sealed with the seal of " the patent office, of any entry in any such register shall be given to any person requiring the same on payment of the prescribed fee. 89. Printed or wTitten copies or extracts, purporting to be certified Sealed copies - - - - - - - to be receive' m evidence. by the comptroller and sealed with the seal of the patent office, of or ^° ^^ ^■^'■*^^^^'* from patents, specifications, disclaimers and other documents in the patent office, and of or from registers and other books kept there, shall be admitted in evidence in all courts in her majesty's dominions, and in all proceedings, without further proof or production of the originals, \_pages 143, 255] 90. — (1) The court may on the application of any person aggrieved Rectificatioii by the omission without sufficient cause of the name of any person (/) o^ ^'''Sisto-s from any register kept under this act, or by any entry made without " sufficient cause in any such register, make such order for making, expunging, or varying the entry, as the court thinks fit ; or the court may refuse the application ; and in either case may make such order with respect to the costs of the proceedings as the court thinks fit. \_pnge 143] (2) The court may in any proceeding under this section decide Powers of any question that it may be necessary or expedient to decide for the <'°^"'*^ *^° decide rectification of a register, and may direct an issue to be tried for the mlesdonT^^ decision of any question of fact, and may award damages to the party aggrieved. (3) Any order of the court rectifying a register shall direct that Notice. due notice of the rectification be given to the comptroller. 91. The comptroller may, on request in writing accompanied by Power for the prescribed fee,— \page 144] comptroller to '- T \.j. J J correct clerical {/() The wonls "to the provisions of {i) The words "or of any other par- this act and to," are here inserted by ticulars," are here inserted by sect. 23 sects. 21 & 22 of the Patents, &c., Act, of the Patents, &c., Act, 1888, infra. 188>^, infra. en'ors. 36S APPENDIX. Alteration of regristered mark. Notice to lie u-iveii. <'<)ini)troller to alter in accordance witli order. Falsification of entries in reu-isfers. Kxercise of discretionary ])o\ver bv <-oniptroller. Power of eoni|itroller to take directions of law officers. Certificate of comptroller to be evidence. Applications mill notices liy |KiHf. (a) Correct any clerical error in or in connect'on with an applica- tion for a patent, or for registration of a design or trade mark ; or (b) Correct any clerical error in the name, style or address of the registered proprietor of a patent, design, or trade mark ; (c) Cancel the entry or part of the entry of a trade mark oil the register : Provided that the applicant accompanies his request by a statutory declaration made by himself, stating his name, address, and calling, and that he is the person whose name appears on the register as the proprietor of the said trademark. 92. — (1) The registered proprietor of any registered trade mark may apply to the court for leave to add to or alter such mark in any particular, not being an essential particular within the meaning of this act, and the court may refuse or grant leave on such terms as it may think fit. (2) Notice of any intended application to the court under this section shall be given to the comptroller by the applicant ; and the comptroller shall be entitled to be heard on the application. (3) If the court grants leave, the comptroller shall, on proof thereof and on payment of the prescribed fee, cause the register to be altered iu conformity with the order of leave. 93. If any person makes or causes to be made a false entry in any register kept under this act, or a writing falsely purporting to be a copy of an entry in any such register, or produces or tenders or causes to be produced or tendered in evidence any such writing, knowing the entry or writing to be false, he shall be guilty of a mis- demeanor. 94. Where any discretionary power is by this act given to the comptroller, be shall not exercise that power adversely to the appli- cant for a patent, or for amendment of a specification, or for regis- tration of a trade mark or design, without (if so required within the proscribed time by the applicant) giving the applicant an opportunity of being heard personally or by his agent. \_'page 103] 95. The comptroller may, in any case of doubt or difficulty arising in the administration of any of the provisions of this act, apply to either of the law officers for directions in the matter. 96. A certificate purporting to be under the hand of the comp- troller as to any entry, matter, or thing which he is authorized by this act, or any general rules made thereunder, to make or do, shall be prima facie evidence of the entry having been made, and of the coiiLents thereof, and of the matter or thing having been done or left undone. \_i)a(je 255] 97. — (1) Any application, notice, or other document authorized or required to Ije left, made, or given at the patent office, or to the (•oini)tr()ller, or to any other person under tliis act, may be sent by a pp'j)aid lett(!r thnnigli the post ; and if bo sent shall be deemed to liave been h;ft, made, or given respeclively at the time when the letter containing tlie tame would be delivered in the ordinary course of post. PATENTS, DESIGNS, AND TRADE MARKS ACT, 1883. 3G9 (2) In proving such service or sending, it shall be sufficient to Proof, prove that the letter was properly addressed and put into the post. 98. Whenever the last day fixed by this act, or by any rule for the Provision as time being- in force, for leaving any document or paying any fee at \^ '^y^ ^^^ the patent office shall fall on Cbristmas Day, Good Friday, or on a dooiments at Saturday or Sunday, or any day observed as a holiday at the Bank of office. England, or any day observed as a day of public fast or thanksgiving, herein referred to as excluded days, it shall be lawful to leave such document, or to pay such fee, on the day next following such excluded day, or days if two or more of them occur consecutively. 99. If any person is, by reason of infancy, lunacy, or other Declaration inability, incapable of making any declaration or doing anything ^y "ifan^ required or permitted by this act or by any rules made under the ""^ ^*'' ^' authority of this act, then the guardian or committee (if any) of such incapable person, or if there be none, any person appointed by any court or judge possessing jurisdiction in respect of the property of incapable persons, upon the petition of any person on behalf of such incapable person, or of any other person interested in the making- such declaration or doing such thing, may make such declaration or a declaration as nearly corresponding thereto as circumstances permit, and do such thing in the name and on behalf of such incapable person, and all acts done by such substitute shall for the purposes of this act be as effectual as if done by the person for whom he is sub- stituted, [jjage 6] 100. Copies of all specifications, drawings, and amendments left Transmission at the patent office after the commencement of this act, printed for of certified and sealed with the seal of the patent office, shall be transmitted to of^peeifica-''* the Edinburgh museum of science and art, and to the enrolments tions, &c. office of the chancery division in Ireland, and to the rolls office in the Isle of Man, within twenty-one days after the same shall respec- tively have been accepted or allowed at the patent office ; and certified copies of or extracts from any such documents shall be given to any person requiring the same on payment of the prescribed fee ; and any such copy or extract shall be admitted in evidence in all courts in Scotland and Ireland and in the Isle of Man without further proof or production of the originals. 101. — (1) The board of trade may from time to time make such Power for general rules and do such things as they think expedient, subject to i^oard of trade the provisions of this act— [page 141] lai'ruks for'"" (a) For regulating the practice of registration under this act : classifying (b) For classifying goods for the purposes of designs and trade "''°'^f ^}^^ imrks . •' ° ° ^ regulatmg JUdlKSs . business of (c) For making or requiring duplicates of specifications, amend- patent offic?. ments, drawings, and other documents : (d) For securing and regulating the publishing and selling of copies, at such prices and in such manner as the board of trade think fit, of specifications, drawings, amendments, and other documents : (e) For securing and regulating the making, printing, publishing. and selling of indexes to, and abridgments of, specifications T. B B 370 APFEXDIX. Alteratiou of forms. General nile? : to be laid before parlia- ment and advertised. Annnal report: of comptroller. and otlier doeuiiicnts in the patent office ; and providing for the inspection of indexes and abridgments and other documents : (f) For regulating (with the approval of the treasury) the pre- sentation of copies of patent office publications to patentees and to public authorities, bodies, and institutions at home and abroad : (g) Generally for regulating the business of the patent office, and all things by this act placed under the direction or control of the comptroller, or of the board of trade. (2) Any of the forms in the first schedule to this act may be altered or amended by rules made by the board afoi-esaid. (3) General rules may be made under this section at auy time after the pa.«sing of this act, but not so as to take effect before the com- mencement of this act, and shall (subject as hereinafter mentioned) be of the same effect as if they were contained in this act, and sh.all be judicially noticed. (4) Any rules made in purenance of this section shall be laid before both houses of parliament, if parliament be in session at the time of making thereof, or, if not, then as soon as practicable after the beginning of the then next session of parliament, and they shall also be advertised twice in the official journal to be issued hj the comptroller. (5) If either house of parliament, within the next forty days after any rules have been so laid before such hotise, resolve that such rules or any of them ought to be anntdled, the same shall after the date of such resolution be of no effect, without prejudice to the validity of anything done in the meantime under such rules or ride or to the making of any new rules or rule. 102. The comptroller shall, before the first day of June in every year, cause a report respecting the execution by or under him of this act to be laid Ijefore both houses of parliament, and therein shall include for the year to which each report relates all general rules made in that year under or for the purposes of this act, and an account of all fees, salaries, and allowances, and other money received and paid under this act. Tntematii.iial arrangements for protection of inventions, designs, and trade mark=. rnternationaJ and Colonial Arranflemenfs. 103. — (Ij If ber majesty is pleased to make any arrangement with the government or governments of any foreign state or states for mutual protection of inventions, designs, and trade marks, or any of them, then any person who has applied for protection for any inven- tion, design, or trade mark in any such state shall be entitled to a patent for his invention or to registration of his design or trade mark (as the case may be) under this act. in priority to other appli- cants ; and such patent or registration shall have the same date as f/te date of Ihf prolrrtion obiaincd in such foreign state. [pafjesn?>,2\\'\ Read "Date of Appli.ation " in substitution for " D.ite of tho Pro- tectiou obtained." Tatonts, &c., Act, 1885, sect. 6. PATENTS, DESIGNS, AND TRADE MARKS AUT, ISSo. 371. Provided that his application is made, in the case of a patent Timo. ■within seven months, and in the case of a design or trade mark within four months, from his applying for protection in the foreign state with which the arrangement is in force Provided that nothing in this section contained shall entitle the No protection patentee or proprietor of the design or trade mark to reco^'er damages ^g^a^'f^,*" or*^°^' for infringements happening prior to the date of the actual accept- registration. ance of his complete specification, or the actual registration of his design or trade mark in this country, as the case may b\ (2) The publication in the united kingdom or the Isle of Man, Pubiioation at during the respective periods aforesaid, of any description of the y^^^^^ "ot'^f,!"" invention or the use therein during such periods of the invention, or mvaiidate the exhibition or use therein during such periods of the design, or patent or trade the publication therein during such periods of a description or '"^ representation of the design, or the use therein during such periods of the trade mark, shall not invalidate the patent which may bo granted for the invention, or the registration of the design or trade mark : (3) The application for the grant of a patent, or the registration Applicatioii of a design, or the registration of a trade mark under this section, under this must be made in the same manner as an ordinary application under made'in same this act : Provided that, in the case of trade marks, any trade mark manner as the registration of which has been duly applied for in the country of oi'dinarv origin may be registered under this act : ^^^^^ ^'^^ ^°^' (4) The provisions of this section shall apply only in the case of Application of those foreign states with respect to which her majesty shall from time ^^^ section, to time by order in council declare them to be applicable, and so long only in the case of each state as the order in council shall continue in force Avith respect to that state. 104. — (1) Where it is made to appear to her majesty that the Provision for legislature of any British possession has made satisfactory provision polonies and for the protection of inventions, designs, and trade marks, patentel or registered in this country, it shall be lawful for her majesty, from time to time, by order in council, to apply the provisions of the last preceding section, with such variations or additions, if any, as to her majesty in council may seem fit, to such British possession. \_ pages 213, 214] (2) An order in council under this act shall, from a date to be Y'^^'^'^ of order mentioned for the purpose in the order, take effect as if its provisions "^ '^"""'-'^ • had been contained in this act ; but it shall be lawful for her majesty in council to revoke any order in council made under this act. Offences. 105. — (1) Any person who represents that any article sold by him Penalty on is a patented article, when no patent has ])een granted for the same, falsel\M-eprc- or describes any design or trade mark applied to any article sold by to'brpatented.^ him as registered which is not so, shall be liable for every offence on summary conviction to a fine not exceeding five pounds. (2) A person shall be deemed, for the purposes of this enactment, Definition of to represent that an article is patented or a design or a trade mark is ^'^^'^ ''^P"" I? R 2 S72 APPENDIX. sentation imder tliis section. Penalty on iinauthoiized assumption of ro3-al anns. registered, if lie sells the article with the word "patent," "patented,'* " registered," or any word or words expressing or implying that a patent or registration has been obtained for the article stamped, engraved, or impressed on, or otherwise applied to the article. 106. Any person who, without the authority of her majesty, or any of the royal family, or of any government department, assumes or uses in connection with any trade, business, calling, or profession, the royal arms, or arms so nearly resembling the same as to be calcu- lated to deceive, in such a manner as to be calculated to lead other persons to believe that he is carrying on his trade, business, calling, or profession by or under such authority as aforesaid, shall V)e liable on summary conviction to a fine not exceeding twenty pounds. Saving for courts in Scotland. Definition of " court of appeal." Summary jjroceedingrs in Scotland. Proceedings for revocation of patent in Scotland. Service in Scotland. Scotland; Ireland; A-c. 107. Ill ^iiy iiction for infringement of a patent in Scotland the provisions of this act, with respect to calling in the aid of an assessor, shall apply, and the action shall be tried without a jury, unless the court shall otherwise dh'ect, but otherwise nothing shall affect the jurisdiction and forms of process of the courts in Scotland in such an action or in any action or proceeding resjiecting a patent hitherto competent to those courts. For the purposes of this section " court of appeal " shall mean any court to which such action is appealed. 108. In Scotland any offence under this act declared to be punish- able on summary conviction may be prosecuted in the sheriff court. 109. — (1) Proceedings in Scotland for revocation of a patent shall be in the form of an action of reduction at the instance of the lord advocate, or at the instance of a party having interest with his con- currence, which concurrence may be given on just cause shown only. \_parie 210] (2) Service of all writs and summonses in that action shall be made according to the forms and practice existing at the commencement of this act. Reservation of HO. All parties shall, notwithstanding anything in this act, have remedies in in Ireland their remedies under or in respect of a patent as if the Ireland. ^;,„^,. \y^y^\ ]^^.^.^^ gnintcd to extend to Ireland only. \_pa(jc 211] GeneraHavin- HI.— (0 'I'''^ provisions of this act conferring a special jurisdic- for juri.sdiction tioii on the court as defined by this act, shall not, except so far as the of courts. juiisdiction extends, affect tlie jurisdiction of any court in Scotland or Ireland in any proceedings relating to patents or to designs or to trade marks ; and with reference to any such proccedii'igs in Scotland, the term "the court" shall mean any lord ordinary of the court of session, and the term " court of api)eal " shall mean either division of the said court ; and with reference to any such proceedings in Ireland, the t(!nns " the court" and " the court of ajipeal " respectively mean the hitrh court of justice in Jrehmd and her majesty's court of appeal in Ii'iiiunl. PATENTS, DESIGNS, AXD TRADE MAUKS ACT, 1SS3. 373 (2) If any rectification of a register under this act is required iu lipctificution pursuance of any proceeding- in a court in Scotland or Ireland, a copy "* register. of the order, decree, or other authority ibr tiie rectification, shall oc served on the comptroller, and he shall rectily the register accordingly. 112. This act shall extend to the Isle of j\Ian, and — Isle of Man. (1) Nothing ill this act shall aOect the jurisdiction of the courts in jurisdiction the Isle of ]Man, iu pi-oceedings for iniringement or in any of courts, action or proceeding respecting a patent, design, or trade mark competent to those courts : (2) The punishment for a misdemeanor under this act in the Isle Puni^iliments. of Man shall be imprisonment for any term not exceeding two years, with or without hard labour, and with or without a fine not exceeding one hundred pounds, at the discretion of the court : (3) Any offence under this act committed in the Isle of Man which offences and would in England be punishable on summary con\iction may penalties be prosecuted, and any fine in respect thereof recovered at the England under instance of any person aggrieved, in the manner iu which this act. offences punishable on summary conviction may for the time being be prosecuted. See sect. 112a added here by sect. 2G of the Patents, kc, Act, 1883, printed infra. Iicpeal ; Transitional Provisions ; Savings. 113. The enactments described iu the third schedule to this act iiepeal and are hereby repealed. But this repeal of enactments shall not — saving for past (a) Affect the past operation of any of those enactments, or any repealed^ °^ patent or copyright or right to use a trade mark granted or enactments, acquired, or application pending, or appointment made, or '^'''• compensation granted, or order or direction made or given, Exceptions. or right, privilege, obligation, or liability acquired, accrued, or incurred, or anything duly done or suffered under or by any of those enactments before or at the commeucemenb of this act ; or (b) Interfere with the institution or prosecution of any action or proceeding, civil or criminal, in respect thereof, and any such proceeding may be carried on as if this act had not been passed ; or (c) Take away or abridge any protection or benefit in relation to any such action or proceeding. 114. — (1) The registers of patents and of proprietors kept under Former any enactment repealed by this act shall respectively be deemed parts re-isters to YlCT. C. 50. An Act to amend the Patents, Vcsiqns, and Trade Marks Act, 1883. [24th December, 1888.] "Whereas it is expedient to amend the Patents, Designs, and 46&47Yict. Trade ]\Iarks Act, 1883, herein-after referred to as the principal act : c. 67. ' Be it therefore enacted by the queen's most excellent majesty, by and with the advice and consent of the lords si)iritual and temporal, and commons, in this present parliament assembled, and by the authority of the same, as follows : Kcpstcrof 1. — n.) After the first day of .July one thousand eight hundred patent ajjcnts. and eighty-nine a person shall not be entitled to describe himself as a patent agent, whether by advertisement, by description on his place of Imsiness, by any document issued by him, or otherwise, unless he is registered as a patent agent in pursuance of this act. (2.) ^I'he board of trade shall, as scion as may be after the passing of this act, and may from time to time, make such general rules as are in the opinion of the iioard rc(juired for giving eifect to this Pectioii, and the provisions of scctidii one hundred and one of the ])rin(;ipal act Fhali apply to all ruji-s so made as if they were made in pursuance of that section. PATENTS, ETC., ACT, IS 88. 381 (3.) Provided that eveiy person wlio proves to the satisfaction of the board of trade that prior to tlie passiiii^^ of this act he had been bond fide practisino- as a patent a,u,-cnt shall be entitled to be registered as a patent agent in pnrsnance of this act. (4.) If any person knowingly describes himself as a patent agent in contravention of this section he shall be liable on summary conviction to a fine not exceeding twenty pounds. (5.) In this section " patent agent " means exclusively an agent for obtaining patents in the united kingdom. 2. For section seven of the principal act the following section shall Amendments be substituted, namely : — \pnijcs «">7 and 1021 of 4G &47 Vict. c. 57. "7. (1.) — If the examiner reports that the nature of the inven- g. 7 as to tion is not fairly described, or that the application, specification, applications. or drawings has not, or have not, been prepared in the prescribed manner, or that the title does not sufficiently indicate the subject matter of the invention, the comptroller may refuse to accept the apiilication, or require that the application, specification, or drawings l)e amended before he proceeds with the application ; and in the latter case the application shall, if the comptroller so directs, bear date as from the time w^hen the retptirement is complied with. " (2.) Where the comptroller refuses to accept an application or requires an amendment, the applicant may appeal from his decision to the law officer. " (3.) The law officer shall, if required, hear the applicant and the comptroller, and may make an order determining whether, and subject to what conditions (if any) the application shall be accepted. " (4.) The comptroller shall, when an application has been ac- cepted, give notice thereof to the applicant. " (5.) If, after an application for a patent has been made, but before the patent thei'eon has been sealed, another application for a patent is made, accompanied by a specification bearing the same or a similar title, the comptroller, if he thinks fit, on the request of the second applicant, or of his legal representative, may, within two months of the grant of a patent on the first application, either decline to proceed with the second application or allow the surrender of the patent, if any, granted thereon." 3. In sub-section five of section nine of the principal act the s. 9, as to words " other than an appeal to the law officer under this act " shall disclosure of be omitted. pvo?,\ir ° examiners. 4. In sub-section one of section eleven of the principal act thes. 11, asto words from " or on the ground of an examiner " to " a previous opposition apphcation," both inclusive, shall be omitted, and there shall be mtfu"^ °^ added in lieu thereof the following words, namely, " or on the ground that the complete specification describes or claims an invention other than that described in the provisional specification, and that such other invention forms the subject of an application made by the opponent in the interval between the leaving of the provisional speci- fication and the leaving of the complete specification." \_2Mge 11*)] 5. For sub-section ten of section eighteen of the principal act the s. I8, as to following sub-section shall be substituted, namelv : — \ ixifin lo:)] amcndc"- last-mentioned declarations shall be confined to matters strictly in reply. Copies of the declarations mentioned in this and the last preceding rule may be obtained either from the patent office or from the opposite party. 37. No further evidence shall be left on either side except by leave Closing of of the comptrollei- upon the writteu consent of the parties duly notified e^^ence. to him, or by special leave of the comptroller on application made to him for that purpose. 38. Either party making such application shall give notice thereof to the opposite party, who shall be entitled to oppose the application. 39. On the completion of the evidence the comptroller shall appoint Notice of a time for the hearing of the case, and shall give to the parties seven ht'ai""!?- days' notice at the least of such appointment. c c 2 388 APPENDIX. Disallowance 40. Oil the hearing of tlie case no opposition sliall be allowed in cem''°*cases "^ ^'^^P®^'' ^^ anj gi'ouutl not stated in the notice of opposition, and where the gi'ound or one of the grounds is that the invention has been patented in this country on an application of prior date, the opposition shall not be allowed upon such ground unless the title, number, and date of the patent granted on such prior application shall have been duly specified in the notice of opposition. If it appears to tlie Comptroller-General that the specification of the applicant should be amended, he may make such amendment a con- dition of the patent being sealed, such amendment will be made so as to limit the claim, and to make it clear that that which is sought to be claimed is not the same invention as that referred to in the speci- fication which forms the ground of opposition (a) ; and when the op])o- sition is on the ground that the invention was obtained from the opponent by the applicant, the Comptroller-General or Law Officer will sometimes order the patent to be sealed in both names {b), or one party to execiite an assignment of a share to the other as a condition of sealing (c). When it appears that the applicant's invention contains really an im- provement upon the opponent's invention, the Law Offictr as a con- dition of sealing the applicant's patent, will require a distinct state- ment to be inserted in the specification that it is oul}' for an improve- ment upon the opponent's patent, giving the date and number of such patent (d). Decision to be 4^. The decision of the comi)troller in the case shall be notified by J-uS ^"^ ^1™ to the parties. When the Comptroller-General requires an amendment as a condition of sealing, the time for appealing will run from the date when the amendment is accepted, and not from the date of the notification that such amendment will be required (e). Certificates of Payment or Renewal. Payment of 42. If a patentee intends at the expiration of the fourth or eighth looVf'^''^^*^ y®^^ from the date of his patent to make the prescribed payment for tinuiince of " keeping the same in force, he shall seven days at least before such ex- PMtent. piration give notice to the comptroller of such intention, and shall before the expiration of such fourth or eighth year, as the case may be, leave at the patent office a form of certificate of payment, duly stamped, subject as hereinafter provided, with the prescribed fee of 50/. or 100/., as the case may be. Xa to patents 43. In the case of patents granted before the commencement of the conlmenJl-**'^^ Said act, the above rule shall be read as if the words "seventh year " iiient of act. Were therein written instead of the words " eighth year." I'ayment of _ 44_ Jf the patentee intends to pay annual fees in lieu of the above anntiiil fees in Vu-n of oO/. and ^^*'- (a) ClMiidlcr's Palmt, Griffin P. C. Griffin P. C. 284. 270 ; Cooper and Ford's Patent, Griffin {d) Hosk ins Patent, Grifiln P. C. 29L P. C. 275. (e) Chandlers Patent, Griffin P. C. [b) Eadie's Patent, Griffin P. C. 279. 270 ; Cooper and Ford's Patent, Griffin (c) Evan^ and Olvjay's Patent, Griffin P. C. at p. '276. P. C. 279 ; and Oarthwaite's Paten/., PATENTS RULES, 1883. 389 mentioned fees of 50/. and 1007., he shall seven days at least before the expiration of the fourth and each succcedinoycar durino-the term of the patent, until and inclusive of the 13th year thereof, give notice to the comptroller of such intention, and shall, before the expiration of such respective periods as aforesaid, leave at the patent office a form of certificate of payment, duly stamped with the fee prescribed to be paid at such periods respectively. 45. On due compliance with these rules, and as soon as may be Cei-tificatc of after such respective periods as aforesaid, or any enlargement thereof r'ljment. respectively duly granted, the comptroller shall give to the patentee a certificate that the prescribed payment has been duly made. Enlargement of Tbie. 46. An application for an enlargement of the time for making a Enlargement prescribed payment shall state in detail the circumstances in which "^'^ *-™'' '"*' the patentee by accident, mistake or inadvertence has failed to make ''' " such payment, and the comptroller may require the 23atentee to sulj- stantiate by such proof as he may think necessary the allegations contained in the application for enlargement. 47. I'lie time prescribed by these rules for doing any act, or taking in other cases, any jjroceeding thereunder, may be enlarged by the comptroller if he thiidv fit, and ui)on such notice to other parties, and proceedings thereon, and upon such terms, as he may direct. Amendment of Specification. 48. A request for leave to amend a specification shall be signed Request for by the applicant or patentee and accompanied by a copy of the *^''*^*^ oamenc. original specification and drawings, showing in red ink the proposed amendment, and shall be advertised by publication of the request and Advertisement, the nature of the proposed amendment in the official journal of the patent office, and in such other manner (if any) as the comptroller may in each case direct. 49. A notice of opposition to the amendment shall state the Notice of ground or grounds on which the person giving such notice (herein- opposition. after called the opponent) intends to oppose the amendment, and shall be signed by him. Such notice shall state his address for service in the united kingdom. 50. On receipt of such notice a copy thereof shall be furnished by Copv tor tiie the comptroller to the applicant or patentee, as the case may be '>i'pi"'i>nt- (hereinafter called the applicant). 51. Within fourteen days after the expiration of one month from Opponent's the first advertisement of the application for leave to amend, the f^^'^ie^f''- opponent shall leave at the patent office statutory declarations in support of his opposition and deliver to the applicant a list thereof 52 Upon such declarations being left, and such list being delivered, Fiirther " ^ D ' o ;- proceedings. 390 APPENDIX, Decision to be notiticd to parties. Kequiiemeuts thereon. the provisions of Rules 36, 37, 38, and 39 shall apply to the case, and the further proceedings therein shall be regulated in accordance with such provisions as if they were here repeated. 53. The decision of the comptroller in the case shall be notified l^y him to the parties. 54. Where leave to amend is given the applicant shall, if the comptroller so require, and within a time to be limited by him, leave at the patent office a new specification and drawings as amended, to be prepared in accordance with Rules l(j, 28, and 29. Leave by order 55. Where a request for leave to amend is made by or in pursu- of court. ance of an order of the court or a judge, an official or verified copy of the order shall be left with the request at the patent office. In Codd's Patent (/) the Comptroller-General held proceedings irregular ab initio, because the order of the court had not been filed pursuant to this rule (there was another objection) ; the application to amend was dismissed. Advertisement 56. Every amendment of a specification shall be forthwith adver- of amendment, j^jg^^i \)j ^he comptroller in the official journal of the patent office, and in such otlier manner (if any) as the comptroller may direct. Petition for compulsory srant of li<'ons('s. To l)c left with cvidenre at patent oftice. Directions as to furtlicr ]>n)(cecr and Ford's Patoit, Griffiu P. C. at p. 276. RULES RE(iULATINO PROCEDURE ON APPEAL. 395 VIII. The evidence used on appeal to the h\w offi(;er shall be the same as that used at the hearing before the comptroller ; and no further evidence shall be given, save as to matters which have occurred or come to the knowledge of either party, after the date of the decision appealed against, except with the leave of the law officer upon application for that purpose. Where upon the lieaiing application before the law officer application was made by the opponent to amend by putting in another specifica- tion which it was alleged anticipated the a]ii)lication, leave refused upon the ground that the application was to oppose ujion new grounds, and not merely to adduce further evidence {h). IX. The law officer shall, at the request of either party, order the attendance at the hearing on appeal, for the purpose of being cross- examined, of any person, who has made a declai'ation, in the matter to which the appeal relates, unless, in the opinion of the law officer, there is good ground for not making such order. Summonses under this rule are issued by the law officei-'s clerk. X. Any person requiring the attendance of a witness for cross- examination shall tender to the witness whose attendance is required a reasonable sum for conduct money. XI. Where the law officer orders that costs shall be paid by any party to another, he may iix the amount of such costs, and if he shall not think tit to fix the amount thereof, he shall direct by whom and in what manner the amount of such costs shall be ascertained. As a general rule costs will follow the event, even though it appears dou))tful whether there is really any material difference between the invention sought to be patented and that upon which the opposition ' is based (c). The law officer in a simple case will generally fix the costs at 5 guineas {d}, in other cases at 10 guineas ; but when wit- nesses have been brought from a distance the costs will be ordered to be taxed. This was done in Mcllwain's application by Clark, S.-G., \ on Nov. 19, 1887 (not reported). And where the appeal is against a decision of the comptroller-general, and there is no opposition. Sir ) R. Webster laid it down that the comptroller-general should, except under very special circumstances, neither give nor receive costs (e). XII. If any costs so ordered to be paid be not paid within 14 days after the amount thereof has been so fixed or ascertained, or such shorter period as shall be directed by the law officer, the party to whom such costs are to be paid may apply to the law officer for an order for payment under the provisions of section 38 of the act. XIII. All documentary evidence required, or allowed by the law officer to be filed, shall be subject to the same regulations, in all re- spects, as apply to the procedure before the comptroller, and shall be filed in the patent office, unless the law officer shall order to the contrary. (b) In re Bailey's Patent, Griffin at p. 274 ; Stiibbs' Patent, rule laid P. C. at p. 270. down by Webster, A.-G., Griffin P. C. (c) Cochrane s Patent, Griffin P. C. 298 ; Anderton's Patent, 2 Griffin P. C. 304. 25. {d) Cummincfs Patent, Griffin P. C. (e) Lake's Patent, 2 Gvi^n P. C. 16. 277 ; Chandler's Patent, Griffin P. C. 396 APPENDIX. XIV. Any notice or other document required to be given to the law officers' clerk, under these rules, may be sent by a prepaid letter through the post. Henry .James, A.-G. Farrer Herschell, S.-G. Revocation. — When it is desired to obtain the attorney-general's authority under sect. 26, it is necessary to send the following papers to the patent clerk to the law officers : — (1) ]\Iemorial to the attorney- general asking for his authority, and stating all the circumstances ; {2) Statutory declaration verifying the statements in the memorial ; (3) Two copies of the proposed petition and of the particulars pro- posed to be delivered with it, under sect. 26 (5) ; (4) Certificate of a barrister that the petition is proper to be authorized by the attorney- general ; (5) Certificate by a solicitor that the proposed petitioner is a proper person to be a petitioner, and that he is competent to answer the costs of all proceedings in connection with the petition if unsuc- cessful. The attorney-general sometimes gives or refuses his authority ex parte. In some cases he directs notice to be given to the patentee, and directs the parties to be heard before him. FIRST SCHEDULE. List of Fees payable on and in connexion with Letters Patent. Up to Sealing. £ 1. On application for provisional protection . 1 2. On filing complete specification . . 3 d. (J or 6. On filing complete specification with first application On appeal from comptroller to law officer. By appel- lant ......... On notice of opposition to grant of patent. By opponent On hearing by comptroller. By applicant and by opponent respectixely ..... 7. On application to amend sj)ecification : — Up to sealing. By appHcant . . ... 8. After scaling. By patentee .... 9. On notice of opposition to ;imendment. By opponent 10. On hearing ])y compd-oller. By ajiplicant and by opponent i-espectively ..... On application to amend specification during action or proceeding. By patentee ... . . On ajjplicati(jn to the board of trade for a compulsory license. By person applying .... 13. On opposition to grant of compulsory license. By patentee 11 12 £ s. d. 4 4 3 10 10 1 10 3 10 1 5 6 LIST OF FEES. 897 £ s. d. 14. On certificate of renewal : — Before end of four years from date of patent . 50 15. Before end of seven years, or in the case of patents granted under the " Patents, Designs, and Trade Marks Act, 1883," before the end of eight years from date of patent . . . . . 100 or in lieu of the fees of 50?. and 100/., the follow- ing annual fees : — IG. Before the expiration of the 4th year from the date of the patent 10 17. „ „ 5th „ „ . 10 18. „ „ Gth „ „ . 10 19. „ „ 7th „ „ . 10 20. „ „ 8th „ „ . 15 21. „ „ 9th „ „ . 15 22. „ „ 10th „ „ . 20 23. „ „ 11th „ „ . 20 24. „ „ 12th „ „ . 20 25. ,, „ 13th „ „ . 20 On enlargement of time for payment of renewal fees : — 26. Not exceeding 1 month . . . . . .300 27. „ 2 months 7 28. „ 3 months 10 29. For every entry of an assignment, transmission, agreement, license, or extension of patent . . 10 30. For duplicate of letters patent . . . each 2 31. On notice to comptroller of intended exhibition of a patent under sect. 39 . . . . . . 10 32. Search or inspection fee each 10 33. For office copies . . . every 100 words (but never less than one shilling) 4 34. „ of drawings, cost according to agree- ment. 35. For certifying office copies MSS. or printed . each 10 36. On request to comptroller to correct a clerical error . 5 37. For certificate of comptroller under sect. 96 . .050 38. For altering address in register . . . ..050 (Signed) J. CHAMBERLAIN", President of the Board of Trade. 21st December, 1883. Approved : 4th December, 1883. (Signed) Charles C. Cotes, Herbert J. Gladstone, Lords Commissioners of Her Majesty's Treasury. 398 APPENDIX. THE SECOND SCHEDULE. Forms. PAGE A -Form of Application for Patent . ^ g^^ g^^^^^ Al. — „ „ „ communicated « i. j i j. from abroad i S^^^d^l^ to B. — „ Provisional Specification . . .1 ^^tent Rules, C— „ Complete „ . . . J 1985. D. — „ Opposition to Grant of Patent . . . .399 E. — „ Application for Hearing by Comptroller . . .399 F. — „ „ to amend Specification or Drawings . 399 G. — „ Opposition to Amendment of Specification or Drawings ........ 400 H. — „ Application for Compulsory Grant of License . 400 Hi. — „ Petition for Compulsory Grant of Licenses . . 400 I. — „ Opposition to Compulsory Grant of License . . 401 J. — „ Application for Certificate of Payment or Renewal 402 K. — „ Application for Enlargement of Time for Payment of Renewal Fee 402 L. — „ Request to enter Name upon the Register of Patents 403 M, — „ Request to enter Notification of License in Register 403 N. — „ Application for Duplicate of Letters Patent . . 404 0. — ,, Notice of Intended Exhibition of Unpatented Invention 40 c P. — ,, Request for Correction of Clerical Error . . . 404 Q. — „ Certificate of Comptroller 405 R. — „ Notice for Alteration of an Address in Register . 405 S. — „ Application for Entry of Order of Privy Council in Register ....... 405 T. — „ Appeal to Law Officer 406 U. — See Second Schedule to Patent Rules, 1885. FORMS. 399 Patents, Designs, and Trade Marks Act, 1883. [patent.] Form D. Form of Opposition to grant of Patent. \_To he accompanied hy an unstamped copy.'] *I hereby give notice of my intention to oppose the grant of letters patent npon application No. of applied foi' by upon the ground f . (Signed) X . To ihe Compir oiler, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. * Here state name and full address. t Here state upon which of the grounds of opposition permitted by section 11 of the Act the grant is opposed. + Here insert signature of opponent or agent. Patents, Designs, and Trade Marks Act, 1883. [patent]. Form E. Form of Application for Hearing by the Comptroller. In Cases of Eefusal to Accept, Opposition, or Applications FOR Amendments, &c. Sir, of («) hereby apply to be heard in reference to and request that I may receive due notice of the day fixed for the hearing. Sir, Your obedient Servant, To the Comptroller, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. (a) Here insert address. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form F. Form of Application for Amendment of Specification or Drawings. * seek leave to amend the specification of letters patent No. of 188 — , as shown in red ink in the cojiy of the original specification hereunto annexed . My reasons for making this amendment are as follows f . (Signed) . To the Comptroller, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. * Here state name and full address of applicant or patentee. t Here state reasons for seeking amendment ; and where tlie applicant is not the patentee, state what interest he possesses in the letters patent. 400 APPENDIX. Patents, Designs, and Trade Marks Act, 1883, [patent.] Form G, Form of Opposition to Amendment of Specification or Drawings. [To le accompanied hy an unstamped copy.'] * hereby give notice of objection to the proposed amendment of the specification or drawings of letters patent No. of 188 — for the following reason : f . (Signed) . To the ComptroUer, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. * Here state name and full addi-ess of opponent. + Here state reason of opposition. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form H. Form of Application for Compulsory Grant of License. [To be accompanied by an unstamped copy.] * hereby request you to bring to the notice of the board of trade the accompanying petition for the grant of a license to me byt . (Signed) . Note. — The petition must clearly set forth the facts of the case and be accompanied by an examined copy thereof. See fomi below. To tlie Comptrottcr, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. * Here state name and full address of applicant. + Here state naine and address of patentee, and number and date of his patent. Patents, Designs, and Trade Marks Act, 1883. Form III. Form of Petition for Compulsory Grant of Licenses. To the Lords of the Committee of Privy Council for Trade. TiiH Petition of {a) of in the county of , being a person interested in the matter of this petition as hereinafter described : — (a) Here insert name, full address, and description. FOKMS. 101 Sheweth as follows : — 1. A patent dated No. was duly granted to for an invention of (b) . 2. The nature of my interest in the matter of this petition is as follows : — (c) 3. (d) Having- regard to the circumstances above stated, the petitioner alleges that by reason of the aforesaid default of the patentee to grant licenses on reasonable terms (e) Your petitioner therefore prays that an order may be made by the board of trade (/) or that the petitioner may have such other relief in the premises as the board of trade may deem just. (b) Here insert title of invention. (c) Here state fully the nature of petitioner's interest. (d) Here state iu detail the circumstances of the case under section 22 of the said Act, and show that it arises by reason of the default of the patentee to grant licenses on reasonable terms. The statement of the case should also show as far as possible that the terms of the proposed order are just and reasonable. The paragraphs should be niimbered consecutively. (c) Here state the gi'ound or grounds on which relief is claimed in the language of section 22 subsection («), {b), or (c), as the case may be. (/) Here state the purport and effect of the proposed order and the terras as to the amount of royalties, security for payment or otherwise, upon which the petitioner claims to be entitled to the relief in question. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form I. Form of Opposition to Compulsory Grant of License. * hereby give notice of objection to the application of for the compulsory grant of a license under patent No. of 188—. (Signed) . To ihe Comptroller, Patent Office, 25, Southampton Buildings, CJuincery Lane, London, W.C. * Here state name and full address. D D 402 APPENDIX. Patents, Designs, and Trade Marks Act, 1883. Form J. Application for Certificate of Payment or Renewal. hereby transmit the fee prescriljcd for the continuation in force of patent No. , of 18 — , for a further period of . Name * . Address . To the ComptroJln, Patent Office, 2b , Southampton Buildings, Cliancery Lane, London, W.C. * Here insert name and full address of patentee or his agent. Certificate of Payment or Renewal. [PATEXT.] Letters patent No. of 188 — , 18—. This is to certify that did this day of 18 — , make the prescribed payment of £ in respect of a period of from and that by virtue of such payment the rights of remain in force.* (Seal.) Payment Office, London. * See section 17 of the Patents, Designs, and Trade Marks Act, 1883. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form K. Form of Application for Enlargement of Time for Payment of Renewal Fee. I HEREBY apply for an enlargement of time for month — m which to make the payment of £ upon my patent, No. , of 188—. I am, Sir, Your obedient Servant, (a) To tlie Comptroller; Patent Office, 25, Sonthnmplon Bmldings, Chancer?/ Lane, London, W.C. (a) Here in.sert full address to which receipt is to bo .sent. FORMS. 403 Patents, Designs, and Trade Marks Act, 1883. [patent.] Form L. Form of Request to enter Name upon the Register of Patents, and of Declarations in support thereof. I (a), hereby request that you will enter (b) me (c) in the register of patents : — (d) claim to be entitled (e) of the patent No. of 188 — , granted to (/) for (g) by virtue of (h) . And in proof whereof I transmit the accompanying (^) with an examined copy thereof (j). I am, Sir, Your obedient Servant, To the Comptroller, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. {a) Or We. Here insert name, full addi-ess, and description. {b) My or our. (c) Or names. {d) I or We. (e) Here insert the nature of the claim. (/) Here give name and address, &c., of Patentee or Patentees. (g) Here insert title of the invention. (h) Here specify the particulars of such document, giving its date, and the parties to the same, and showing how the claim here made is substantiated. (i) Here insert the nature of the document. (j) Where any document which is a matter of record is required to be left, a certified or official copy in lieu of an examined copy must be left. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form M. Form of Request to Enter Notification of License in the Register of Patents. Sir, I hereby transmit an examined copy of a license granted to me by , under patent No. of 188 — , as well as the original license for verification, and I have to request that a notification thereof may be entered in the register. I am, Sir, (a) . Your obedient Servant, To the Comptroller, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. (a) Here insert full address. D 1) 2 404 APPENDIX. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form N. Application for Duplicate of Patent. Date. Sir, I resret to hare to inform yon that the letters patent, dated * Xo. , granted to , for an invention of f > l^ave been I beg therefore to apply for the issue of a dnpHcate of such letters patent. § [Signature of Applicant,] To the Comptroller, Patent Office, 25, Southampto7i Biiildiyigs, Chancery Lane, London, W.C. * Here insert date, Xo., name, and full address of Patentee. + Here insert title of invention. J Here insert the word " destroyed" or " lost," as the ease may be. § Here state interest possessed by applicant in the letters patent. Patents, Designs, and Trade Marts Act, 1883. [PATE^'T.] FOEM 0. Notice of Intended Exhibition of an TJnpatented Invention. * hereby give notice of my intention to exhibit a of at the — '— Exliibition, ^vhicht of 18 — , under the provisions of the Patents, Designs, and Trade Marks Act of 1883. % herewith enclose . (Signed) . To the Comptroller, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.C. * Here state name and full address of applicant. + State "opened" or "is to open." + Insert brief description of invention, with drawings if necessary. Patents, Designs, and Trade Marks Act, 1883. [patent.] FoEii P. Form of Request for Correction of Clerical Error. Sir, I hereby request that the following clerical error {a) may be corrected in {b) Signature Full address To the Comptroller, Patent Office, 2."), Southampton Buildings, Chancery Lane, London, W.C. {a) Or errors. (6) Here state whether in application, specification, or register. FORMS. 405 Patents, Designs, and Trade Marks Act, 1883. [patent,] Form Q. Certificate of Comptroller-General. Patent Office, London, 188 T, , Comptroller-General of Patents, Designs, and Trade Marks, hereby certify Patents, Designs, and Trade Marks Act, 1883. [patent.] Form Pi. Form of Notice for Alteration of an Address in Register. Sir, (a) hereby request that address now upon the register may be altered as follows : — (b) Sir, Your obedient Servant, To the Comjitroller, Patent Office, 25, Southampton Buildings, Chancery Lane, London, W.G. (a) Here state name or names and full address of applicant or applicants. (J) Here insert full address. Patents, Designs, and Trade Marks Act, 1883. [patent.] Form S. Form of Application for Entry of Order of Privy Council in Register. (a) hereby transmit an office copy of an Order in Council with reference to {h). Sir, Your obedient Servant, To the Comptroller, Patmit Office, 25, Souihampton Buildings, CMncerij Lane, London, W.C. (a) Here state name and full address of applicant. (b) Here state the purport of the 'order. 406 APPENDIX, Patents, Designs, and Trade Marks Act, 1883. [patent.] Form T. Form of Appeal to Law Officer. Ij (^) 0^ (^) hereby give notice of my intention to appeal to the law oflBcer from (&) of the comptroller of the day of 188—, whereby he (c) No. (d) of the year 18S—{d). Signature Date . N.B. — This notice has to be sent to the Comptroller-General at the Patent Office, London, W.C., and a copy of same to the Law Officers' Clerk at Room 549, Royal Courts of Justice, London. 21st December, 1883. (Signed) J. Chamberlain, President of the Board of Trade. {a) Here insert name and full address of appellant. (6) Here insert "the decision" or "that part of the decision," as the case may be. (c) Here insert "refused [or allowed] application for Patent," or " refiised [or allowed] application for leave to amend Patent," or otherwise, as the case maybe. (d) Insert niunber and year. PATENTS RULES, 1885. 407 PATENTS RULES. 1885. By virtue of the provisions of the Patents Designs and Trade Marks Act, 1883 (lierein-after referred to as tlie principal act,) the board of trade do hereby make the following rules : — Shoet Title. 1. These rules may be cited as the Patents Rules, 188.5. Short title. Commencement. 2. These rules shall come into operation from and immediately Communue- after the Uth day of August, 1885. '"'^"^• Fees. 3- In addition to the fees mentioned in the second schedule to the Efts, principal act so far as it relates to patents, and in the list of fees con- tained in the first schedule to the Patents Eules, 1883, there shall be paid under the said act and the Patents, Designs and Trade Marks (Amendment) Act, 1885, the fees sj)ecified in the first schedule to these rules. Forms. 4- The Forms A, B, and C in the first schedule to the principal Eonns. act shall be altered or amended by the substitution therefor Alt< i-ntiSped(ix-£iiwn < or dLrcLwinff. | /ii . « V6 inches. PATENT EULES, 1886. 413 PATENT EULES, 1886. By virtue of the provisions of the Patents, Designs, and Trade Marks Act, 1883, the Board of Trade do hereby make the following Rules in lieu of and substitution for Rules 28, 29, 30, and 31, of the Patents Rules, 1883. Sizes and methods of preparing Drawings accompanying Provisional or Complete Specifications. Rnle 28. The provisional or complete specification need not be Drawings for accompanied by drawings if the specification sufficiently describes specifications, the invention without them, but if furnished, they should accompany the provisional or complete specification to which they refer, except in the case provided for by Rule 31. No drawing or sketch such as requires a special engraving for letter-press should appear in the specification itself. Rule 29. Where drawings accompany the specifications, they must be delivered at the patent office eithei' in a flat state or on rollers, so as to be free from folds, breaks, or creases. They must be made on pure white, hot-pressed, rolled, or calen- Kequirements dered drawing paper of smooth surface and good quality (a), and ^^ ^ paper, &c. where possible without colour or Indian-ink w^ashes. They must be on sheets of one of the two following sizes (the Size of smaller being preferable), 13 inches at the sides by 8 inches at the drawings, top and bottom, or 13 inches at the sides by 16 inches at the top and bottom, including margin, which must be | an inch wide. If there are more figures than can be shown on one of the smaller-sized sheets tw^o or more of these sheets should be used in preference to employing the larger size. When an exceptionally large drawing is required, it should be cojitinued on subsequent sheets. There is no limit to the number of sheets that may be sent in. To ensure their satisfactory reproduction, the drawings must be Quality of ink, executed with ahsolvicly Hack Indian ink; the same strength and colour of fine and shade lines to he maintained throughoid. Section lines, and lines for effect, or shading lines, must not be closely drawn. A specimen drawing is annexed in illustration of this re- quirement. Reference figures and letters must be bold, distinct, not less than \ of an inch in height, and of the character shown in the specimen ; and the same letters should be used in different views of the same parts. In cases of complicated drawings, the reference (ffl) As the drawings are copied at the Patent Office for publication by tlie pro- cess of photo-lithography, this rule must be strictly observed in order that correct copies may be made. 414 APPENDIX. Scale of di-awinsrs. Drawings to bear name of applicant, &c. Eestrictions as to wood enu:ravins;s. Copies of drawings. Provisional drawings used for complete specification. Eepeal. letters must be shown outside the figure, and connected with the part referred to by a fine line. The scale adopted should be large enough to show clearly wherein the invention consists, and only so much of the apparatus, machine, &c. need be shown as effects this purpose. When the scale is shown on the drawing it should be denoted, not by words, but by a drawn scale, as illustrated in the specimen. Drawings must bear the name of the applicant (and in the case of drawings left with a complete specification after a provisional specifi- cation, the number and year of the application) in the Jeft-lumd top comer ; the number of sheets of drawings sent, and the number of each sheet in the right-hand top corner ; and the signature of the applicant or his agent in the right-hand bottom corner. No written description of the invention should appear on the drawings. Wood engravings, or representations of the invention, other than the drawings prepared as above described, will not be received, unless of such a character as to be suitable for reproduction by the process of photo-lithography. Rule 30. A facsimile of the original drawings but without colour or Indian ink washes, and prepared strictly in accordance with the regulations prescribed in rule 29, must accompany the originals, and be marked " true copy." Rule 31. If an applicant desires to adopt the drawings lodged with his provisional specification as the drawings for his complete specifi- cation, he should refer to them as those " left with the provisional specification." Rule ?Aa. The above rules shall be in force as from the day of the date hereof and Rules 28, 29, 30, and 31 of the Patents Rules, 1883, shall be and they are hereby repealed without prejudice, nevercheless, to any application now pending. Notwithstanding such repeal the comptroller shall be at liberty during a period of three months from the date hereof (or in special cases during such further time as the comptroller may think fit) to accept drawings prepared in accordance with such repealed rules. Dated the lGt.h day of September, 1886. STANLEY OF PRESTON, President of the Board of Trade. RULES. 415 KULES TO BE OBSERVED IN PROCEEDINGS BEFOUE THE JUDICIAL COMMITTEE OF THE PRIVY COUNCIL Under the Act of the oth and 6th Will. IV., intituled ''An Act to amend the Laiu touchinr/ Letters Patent for Inventions " (cap. 83), Rule I. — A party intending to apply by ])etition, under section 2 of the said act, shall give puljlic notice by advertising in the London Gazette three times, and in three London papers, and three times in some country paper published in the town where or near to which he carries on any manufacture of anything made according to his specifi- cation, or near to or in which he resides, in case he carries on no such manufacture, or published in the county where he carries on such manufacture, or where he lives, in case there shall not be any paper published in such town, that he intends to petition his majesty under the said section, and shall in such advertisements state the object of such petition, and give notice of the day on which he intends to apply for a time to be fixed for hearing the matter of his petition (which day shall not be less than four weeks from the date of the publication of the last of the advertisements to be inserted in the London Gazette), and that on or before such day, notice must be given of any opposition intended to be made to the petition ; and any person intending to oppose the said application, shall lodge notice to that eifect at the council office, on or before such day so named in the said advertisements, and having lodged such notice shall be entitled to have from the petitioner four weeks' notice of the time appointed for the hearing. EuLE II. — A party intending to apply by petition, under section 4 of the said act, shall in the advertisements directed to be published by the said section, gi\e notice of the day on which he intends to apply for a time to be fixed for hearing the matter of his petition (which day shall not be less than four weeks fi-om the date of the publication of the last of the advertisements to be inserted in the London Gazette), and that on or before such day caveats must be entered ; and any person intending to enter a caveat shall enter the same at the council office, on or before such day so named in the said advertisements ; and having entered such caveat, shall be entitled to have from the petitioner four weeks' notice of the time appointed for the hearing. Rule III. — Petitions under sections 2 and 4 of the said act must be presented within one week from the insci-tion of the last of the advertisements required to be published in the London Gazette. 416 APPENDIX. Rule IV. — All petitions must be accompanied with afRdavits of advertisements having been inserted according to the provisions of sect. 4 of the said act, and the 1st and 2nd of these rules, and the matters in such affidavits may be disputed by the parties opposing upon the hearing of the petitions. Rule V. — All persons entering caveats under sect. 4 of the said act, and all parties to any former suit or action touching letters patent, in respect of which petitions shall have been presented under sect. 2 of the said act, and all persons lodging notices of opposition under the 1st of these rules, shall respectively be entitled to be served with copies of petitions presented under the said sections, and no application to fix a time for hearing shall be made without affidavit of such service. Rule VI. — All parties served with petitions shall lodge at the Council Office, within a fortnight after such service, notice of the gi-ounds of their objections to the granting of the prayers of such petitions. Rule VII. — Parties may have copies of all papers lodged in respect of any application under the said act, at their own expense. Rule VIII. — The registrar of the Privy Council, or other officer to whom it may be referred to tax the costs incurred in the matter of any petition presented under the said act, shall allow or disallow in his discretion all payments made to persons of science or skill examined as witnesses to matters of opinion chiefly. Rule IX. — A party applying for an extension of a patent, under sect. 4 of the said act, must lodge at the Council Office six printed copies of the specification, and also four copies of the balance sheet of expenditure and receipts relating to the patent in question, which accounts are to be proved on oath before the lords of the committee at the hearing. In the event of the applicant's specification not having been printed, and if the expense of making six copies of any drawing therein contained or referred to would be considerable, the lodging of two copies only of such specification and drawing will be deemed sufficient. All copies mentioned in this rule must be lodged not less than one week before the day fixed for hearing the application. The Judicial Committee will hear the Attorney-General, or other counsel, on behalf of the Crown, against granting any application made under either the 2nd or 4th section of the said act, in case it shall be thought fit to oppose the same on such behalf. INDEX. Abandoned, application for patent, 58, 355, 378. Acceptance, of complete specification, 116. of application, 354. Accidental discovery sufficient to support patent, 54. Accounts, filing of, on application for extension of patent, 152. must be reasonable and precise, 152 — 154. •when dispensed with, 154. of sales and profits, when allowed, 206. not allowed when no profit made, 207. injunction granted on terms of keeping, 196. plaintiff must elect between damages and, 203. of profits lost by competition, not allowed when licence has been granted, 205. Action, for infringement, 214. See Infringement. for injunction to restrain threats. See Threats, for revocation, ^qq Revocation. Addition to known machine producing new result may be patented , 27. Address, of letters j^atent, 124. form of notice for alteration of, in register, 405. statement of, of applicant, 384. Administrators. See Executors. Advantages, claiming, 54. Advertisement, of amended specification, 106, 357, 358. of acceptance of specification, 58, 116, 355. rules relating to, 386. Affidavit, on motion for injunction, 220. what it must state, ih. after trial, 243. rules as to, 385. T. E E 418 INDEX. Agek^t, patent, to be registered, 380. duties of, 384. infringement by, 182. to sell, cannot maintain action for infringement, 217. discovery of name of, infringing after judgment, 243. application for patent by, 384. Agreement, fraudulent, will be set aside, 140. Aliex, may obtain patent, 6. liable for infringement, 166. Ambiguity, in specification, whether a question for jury, query, 80, latent, in licence, how explained, 142. A]ME>'DMENT. See Spccijicativ/i. of specification, 58, 102, 357. compulsory or voluntary, 102. compulsory limited to matters of form, 103. rules as to by comptroller, 385, 389, 399. which appear on the face of it, 104. comptroller may require, 102, 354, 381. appeal to law officer, 102, 354, 381. duties of examiner as to, 103. by applicant or patentee, 104. disclaimer, correction or alteration, 105, 112. assignees might amend by disclaimer or alteration, 105. now made at peril of inventor, 105. statutory provisions respecting, 106. must not enlarge the claim, 106. prohibition to law officer does not lie. 106. comptroller may impose conditions, 107. conditions imposed by law officer, 107. must not extend exclusive right, 1 12. once made, cannot afterwards be objected to, 113. discretion as to costs on application, 115. opposition to, 357. proceedings before law officer and comptroller in case of, 357, 358. conditions may be imposed, ib. pending action for infringement, 109, 358, 381. in case of fraud, 113. when allowed after action brought, 109. of particulars. See I'lirticitJitrs. Anticipation. See Prior User and Prior Puhliadion. Apparent possession, doctrine of, does not affect patent right, 135. Appeals, in action, practice on, 2S0. flirt hi-r evidence, when allowed, 281. iiijuiictiuii suspended pending, 281. to law officf-rs, rules regulating, 394. form of notice of, 406. INDEX. 419 Application, for patent, 5, oG, .'}o3. reference of, to examiner, o7, 04, 354. comptroller may refuse or require amendment, o7, 102, 354. order of recording, 386. amendment of, 386. coi.'sidered abandoned if speciflcation not left within specified time, 355. what it must contain, 5 bj' infants and married women, 6. by first importer, 7. in fraud of inventor, 16. See Oppotiitioii. for separate patents by way of amendment, 3S6. bj' representative of deceased inventor, ih, on communication from abroad, 387. /(-/•/// of, 409. when communicated from abroad, 410. for hearing by comptroller, 399. for compulsory grant of licence, 400. Architect, when not liable for infringement, 160. Assessors, at trial, 251, 277, 278, 361. remuneration of, 361. Assignee, suing, 163. extension of jiatent to, 158. on what grounds, 159. as to action hy assignee for district, 170. can restrain infringement within assigned area, 216. ma J' sue in his own name, 216. amendment of specification by, 340, note. Assignment oe Patent. See Dccolutlan. precedent for, 334. for a place or district, 135, 100, 163, 216, 363, Balance Shf^t must be lodged on application for extension, 154. B-\NKRUPTCY of patentee, effect of, 134. Board of Trade, may grant compulsory licences, 141. powers of to make rules, 369, 380, 382. Bona Fides necessary in specification. See Sperlficatioa. Breaches, particulars of, 222 et seq. Capitalist may joia inventor to obtain grant, 8. Caveat, entry of, 145, 160. K K 2 420 INDEX. Certificate, of comptroller. See Comptroller. of Court that validity of patent questioned, 269, 362. in simultaneous actions, 270. when action compromised, 273. cannot be given by consent, 271. of proof of particulars of breaches, 273 et seq. no costs without, 362. form of, 306. Certified Copies, 255, 392. Claim, if too large, vitiates patent, 52. if advantages claimed are not new, does not vitiate patent, 54. must be distinct, 101. sect. 5 of Patents Act, 1883, directory only, 96. Clerical Errors, 385, 404. See Amendments. CoLoxiAL, arrangements as to patents, 214. Colourable Imitatiox, 175. comijinatiox, us subject-matter, 33. infringement of patent for a, 172, 177. See Infringement. elements of, may be used, 177. use of, patented in improved, ih. subject-matter of patent, 33, 98. though every part old, 34. must be claimed as such, 98. Co it MtmiCATION', from abroad, 20. See Importer. in England, 20. patent granted as for such communication, ih. iiile relating to, 387. Company, directors of, 144, 244. Compound Substance, discovery of, good ground for patent, 2S. Comptroller, may refuse to accept unamended specification, 102. determines when amendment allowable, 104 et seij. See also 385. may refuse illegal patent, 127. no appeal from this decision, ih. exercise of discretionary power by, 384. notice of hearing bj', ih. may require statement, ih. decision of, to bo notified, 385. prior and second a])plicants may attend before, ih. may inako clerical amendments, 385. rules relating to oppositinn before, 387. cases and penalties, 388. roLating to amendment by, 389. rclatiiig to duties of witli rcsix-ct to leri^ter, 391. power of, to dicpcnse with evidence, 393. /irm of certificate of, 405. INDEX. 421 CONCEALAIENT, in specification by patentee, 88 et S('(j. Conditions of grant, 130. i^eo Grant. Condonation of infringement, 200. CoNFiRMATiox abolished, lii'2. Consideration, for grant, 8. merit, a part of, 1 1 — 21. mental labour is the, 12 — 14. Construction, of si^ecification, when object old and means new, 32. of specification will be liberal, 74. as with other documents, 7N. dictum of Ijord ^Vestbury, ib. of claims, 79. of grant most beneficial, 133, 140. Contractor, liable for infringement, 165, 217. with Crown, 217. Co-owners, action by, 210. Corporation, may be registered as proprietor of patent, 392. Correction of specification. See Amendment. <'osts, of disclaimer, when allowed, 115. on application for leave to amend specification, ib. of extension of term, 146, 161. of entry of caveat, 160, 161. on abandonment of petition for extension, ib. fixed sum in lieu of, ib. security for, by licensee using patentee's name, 165. discretion of court as to, 207. of abandoned defences, 227. of particulars allowed on certificate only, 271, 361. when p irticulars are amended, 234. between solicitor and client, when ordered, 269 et seq. particulars considered on taxation of, 271. of abandoned action, 273. on higher or lower scale, 274. appeal as to, 275. when payable by directors personally, 276. up to hearing, 276. fees paj'able in connection with patents. See Fees. Crovn, patent to bind, 128, 185, 361. use of invention by servants of, 132, 184, 361. by contractor with, 185. liable for infringement, 132, 185. power of purchase by, 132, 361. 422 INDEX. CrO WX — rijiitin lied. right of user without payment abolished, 132, \'V-i. tenns of user by. il>. arranfrements with other governments by, 213. assignment to Secretary of War of certain inventions, 133, 3154 . invention to be kept secret, 3(>4. conditions of assignment, ih. Royal prerogative preserved. 374. Daiiages. See Irijundiuit and Account of Sales and Profits, Amendment. when allowed after amendment, 114. when plaintiff entitled to, 203. measiire of, in action for infringement, 203. commercial competition an element in, 204. extent of infringement considered, ih. where licence granted, 205. against whom recoverable, ib. discovery in aid of. 205. for infiingement before amendment. 111. '3o>>. do not depend on right to injunction, 207. plaintiff cannot claim account and, 215. must be proved when claimed, 259. Date of patent. 356. Death of ajjplicant, 356, 362. Declaration. must accompany application, 5, 5P. 353, 378. what it must contain, S. must distinguish inventor and importer, 8. must be made by one of the applicants, 9. bv infant, lunatic, &c., how to be made, 369. statutory, 386. Definitions of patent, patentee, invention. &c.. 366. See sub titnlis. Delay, in practising invention, 156. in ai)plying for injunction, 201. Delin'ERY up of infringing articles. 202. Desckiition. court will distinguish between claim ar.d, 95. insufficient, in specification not fatal, 126. Destkuctiox, of infiinging articles, 2U2. when ordered, ih. of patent, 363. Detbbmination. of patent for non-payment of fees, 132. INDEX. 423 Devolution. See Assignment, Licence. by bankruptcy, 134, 135, 13G, of patent by assignment, 135. absolute or limited assignment, ih. assignment must be by deed, ih. may be for a district only, 136. operates by way of estoppel, 136. no estoppel in case of fraud, 137, 138. executors may assign before probate, 140. specific performance of agreement to assign, 140. licence need not be stamped as a deed, 136. need not be delivered, ih. inay be verbal, 139, 142. does not operate by way of estoppel, 138-142. excejit where licensee has received the benefit, 139. does not imply any warranty, 139. distinction between licence and assignment, 140. compulsory licence, 141. licence not assignable, 142. licence by parol is a licence at will, 142. register of assignments, &c., 143. Disclaimer. See Amendment. Documents, Patent Office rules relating to, 384, 392. to be sent by post, 385. certified copies of, 392. Drawings, do not limit claim as against specification, 80. rules relating to, 415, 416. Duplicate form of application for patent, 404. Duration of patent, 128, 357- Enlargement of Time, for payments, 389. in other cases, ib. form of application for, 402. Entry of grant on register, 391. Equivalents, mechanical or chemical, 85, 179. description of, when necessary, 85. Estoppel, patentee estopped from questioning validity of patent assigned, 136, 13S, except in case of fraud, ib. law as to, 136. by licence not under seal, 138. of licensee, ib. as between partners, ib. et seq. 424 INDEX. Evasion of jDatent, 177. Evidence, must not go beyond particulars. See Particulars. Examinee, reference of specification to, 57, 64:, 354. duty of to compare a subsequent application and give notice of similarii y, 354. reports of private, 355. may require amendment of specification, 102. duties of, 103. Exclusive, right not extended by amendment, 112. licence. See Licence. J'^xecutoes and Administratoes, may sue, 165. property in jiatent passes to, 134. powers of, ih. may petition for extension, 158. patent may be granted to, 362. when assign patent, before probate, 140. rules relating to application by, 386. Exhibition, of patent, when allowable, 363, 379. rules as to, 385. foini of notice of intended, 404. Experiments, cost of, allowed in application for extension, 153. with a view to discovery, 50. no infringem"ent, 183. Expert, may be called in by law ofiicer, 121, 356. ./''/■//* of order for inspection by, 293. Explanation of specification. See Amendment. Exposure for sale, no infringement, 189. Extension, of term of patent, 145, 359. petition for, ih. opposition to by caveat, 145, 359. when granted, and for how long, 146. former practice as to, 146, 147. evidence necessary to obtain, 148. in the case of communicated inventions, 149. granted to assignee, ib. limit of the oncjuiry as to novelty and utility, 150. accounts on ai)])lication for, 151 et seq. profits derived from patent and as a manufacturer, 152. costs of exp(!riiiionts, 153. costs of litigation, ih. costs of bringing invention into use, ib. INDEX. 425 ExTENSlOX— -co/i^i/utec/. accounts must be clear and precise, 155. must cuntiiin balance sheets, ib. profits from foreign patents must be stated, ib. grounds of opjjosition, loG. invention not brought into use, ib. negligence in restraining infringement, ib. invention useless, ib. intentional delay, ib. patent obviously invalid, ib. executors and assignees may apply for extension, 15^ and executors of assignees, ib. eflPoct of Act of 1883 : 159, 160. costs of abandoned petition, IGl. costs, ib. further prolongation not allowed, ib. after expiry of foreign patent, 151. Extent of patent, 123, 357. Extraneous matter, when fatal in specification, 94. Ealse suggestion avoids patent, 7, 125. Fees, determination of patent for non-payment of, 357. extension of time for payment, ib. rules relating to payment of, 389, 407. ••^cale of, 396, 397. forms relating to, 402. EOREIGN, patents should be stated in petition for prolongation, 155. country, protection of patent in, 213. ship, use of patented invention by, 187, 364. Fraud, no amendment allowed in case of, 113. no estoppel in case of, 137. entry in register by, 144. particulars of, 237. must be accurately stated, ib. application in fraud of true inventor, 16, 362. Grant, of letters patent, 123. of letters patent for one invention only, 123, 124. royal prerogative saved in, 128. distinction between patent and trade mark, 128. creates property in invention, 128. form of prohibition in, 130. conditions of, 130. novelty of invention, 131. rights of crown limited in, 132. construction of, beneficial, 133. J:i«i INDEX. lGjfoi;.\X(-E of jKiteut, no excuse for infringement, 1(59. Imitatjox, cilourable, 178. of invention forbidden, 130, 178 et seq. Immoral subject, refusal of patent for, 127, 36(3. Importatioa', mere, no infringement, 189. of invention sufficient to support grant, 7. as an invention, 19. Imported Invention, 17. patent for, at common law, 18. statutory provisions as to, ib. merit of, 149. Jmporxer, has the merit of invention, 20. but less than true inventor, 21, 149. Improvement, of manufacture, 25. by new process, ib. by alteration of known machine, 27. by new application of old invention, 28. by new combination, 33. on existing patent, 28. Indorsement on ^-rit, 215. See " Writ," " Infringement" Intani' may obtain patent, 6. Infringement, action for, 163, 215. statement of claim in, 221. form of, 294. particulars of breaches in, 222 et seq. See Farticulun form of particulars, 294. fui'ther and better particulars. See Particulars. form of order for, 295. statement of defence in, 227, 296. particulars of objections, 228. See Particulars. form of, 296. parties to, 163. as plaintiffs, ib., 216. giantee or assignee, 163, 216. of a portion or for a district, 163, 216. joint owners, 164, 216. trustee in bankruptcy, 165. executors and administrators, ib. licensee cannot maintain, 165, 216. where agent for sale cannot maintain, 217. us defendants, 165. person physically using, ib., 217. person threatening to infringe, 217. contractors, 165, 217. Borvants and agents, 165. directors, 16(i — 217. architect, 166, 217. alien infringing in United Kingdom, 165 INDEX. 427 IxFKlNOEMENT — continued. definition of, 167. prohibited by royal command, ih. ii question for jury, ih. of invalid patent, no, 168. ignorance of patent immaterial, 168, 169. whiit amounts to, 170, 203. where patent locally assigned, 170. of l^art of invention, 170. by alteration or subtraction, 17-1. of patent for combination, 172. by other combination of same parts, \l'i. of substance of invention, 174, 176, 177. bj' colourable imitation, 175. by application for a different object, 175, 177. other coraLination of same materials, 177. the essence ol the invention, 179. chemical and mechanical equivalents, 179. colourable imitation, 178. by evasion, 177. sale of elements of combination, no, 183. exjjeriments, no, ih. by crown and its servants, and contractors, 132, 184. hji using, definition of, 185 what amounts to use in action for, 185, 186. mere possession, no, 187, 189. by foreign or British ships, 187, 188, 200. constructive, will not support action, 189. !)[/ sell in//, definition of, 189. mere purchases, exposure for sale, or importation, no, 189. actual sale, an, 190. sale of patented article made abroad, an, 190. re-sale of article sold by patentee, no, 191 neglect to restrain, reason for not granting extension, 156. injunction, remedy by, 193. !See Injitnction. damages for, 203. See Damages. damages, indorsement account, 215. account of sales and profits. See Account, 215. by tacit permission, 206. defences to action for, 226 et seq. costs of abandoned defences, 227. defendant's particulars of objections, 228. See Particulars. form of, 296. trial of action for, 251 et seq. See Trial. IXJUNCTION, remedy for infringement by, 193. interlocutory or perpetual, ih. perpetual, when granted, 194—195. interlocutory, when granted, 195, 219. sometimes ex parte, 218. granted or refused on terms, 196, 220. refused where patentee not proceeded with reasonable speed, 201. prima facie case of validity, 219. requisites of affidavits in su2:>port, 220. in action to restrain threats, 285. notice of motion for, form, 289. affidavit in support of notice, ib. forms of interlocutory injunction, 290. ditto, 291. order refusing forra of, ih. 428 INDEX. In JtrxcTiox — con tin ued. in cases of possession under coloui' of title, 194. threatening to infringe patent, 198. revoking a threat to infringe, 199. suspended pending appeal, 281 in action to restrain threats, 282 d seq. See Threats. against threats of action for infringement, 282. alleged infringement to be strictly proved, 196. evidence of intention to infringe will support, 198. must be no delay in moving for, 201. falls with expiry of patent, 202. but not as to previously made articles, ib. mandatory, when granted, 203, 215. dissolved if claim disagree with affidavits, 220. affidavits on motion for. See Affidavits, 220. foDii of notice of motion for interlocutory, 289. of affidavit in support, //). of refusal on terms, 291. Inspectiox, power of Court to grant, 246, 362. object of Court in granting, 247. strong priynd facie necessary for, ih. granted if essential, 248. samples may be ordered for, 249. mutual, when ordered, ib. application for, on motion or by summons, //'., 250. form of notice of motion for, 291. affidavit in support of, requu-ements of, 293, note, of inspection of process, and to take samples, 292. of order for inspection of process by experts, 293. by defendants, 292. and for delivery of samples, 293. on acceptance of complete specification, 386. of register, 143. at what houi's, 392. IxTELLiGiBrLiTY. See Specification. of specification, 74. to skilled person, 80. Im"ENTIOX of party infringing immaterial, 169. IXTERLOCUTOBY INJUNCTION. See Iiljinidion. IxTERXATlONAL anangemeiits as to patents, 213, 370. 1 NTERUOGATORIES, may be administered, 239. must be relevant, ib. how far defendant must disclose secret process in, 240. some evidence of infringement necessary for delivery of, 241. differ from particulars, ib. fishing disallowed, 242. must be answered fully, ib. when permitted after trial, 243. by plaintift" and defendant dill'er, 243, 244. «)st8 of, 245. form of, 299. INDEX. 439 Intuoducer, first, 19. Invalid, patent, no infiingoment of, 168. IXVEXTIOX, defined bj^ Act, 3. what is an, 9. when already public iiroperty, 15. a new and useful, 22. of now article, ih. of new process, ib. novelty of, 84. a question of fact, 39. secret prior user of an, 40. public prior user of an, ib. et seq. experiment, whether, 38. piior publication of an, 41. the whole must be new, 51. utility of, 52. distinct statement of, necessary, 101. must not be enlarged by amendment of specification, 112. property in, created by grant, 128. infringement of part of, 172, 177. of substance of, 174. See Infringeynent. importance of, how estimated, 149. Inventor, definition of term, 10. employment of workman to carry out ideas, 11. importer of invention, 19. Ireland, proceedings in, 372. Isle of Man, 373. Joint Applicants for patent, 5, 353. Joint Owners, one of, may sue, 164. jiartition between, precedent for, 327. Journal, official advertisements, 389. See Advertisement. illustrated, of inventions, 363. copies to be on sale, ib. abridgments of specifications to be published, ih. Judgment, final, for plaintiff, forms of order of, 301 — 305. for defendrait, 305. Jury, questions for, 264 et seq. infringement, 167. intelligibility of specification, 266. sufficiency of, ih. novelty, 39, 267. utility, 52, 267. grounds of application for, 253. 430 INDEX. Known, material, application of, to new purpose, 25 instrument to ditto, ib., 30, 31. Law Officer, proceedings before, 103, 121, 363. See Atnendment, Opposition. rules and cases relating to practice before, 394, 395. Legal personal representative, grant of patent to, 8. See Executors, XiETTERS Patent, origin and history of, 1. persons entitled to apply for, 5, 353. joint applicants for, 5, 353. form of application, &c., 5, 56, 353. declaration, 5, 56, 353, 37S. provisional sjaecification, requirements of, 57, 64, 354. See Specificatiim. complete specification, requirements of, 57, 69 et saj., 94, 354. duties of examiner and comptroller on ajiplication for, 57, 102, 354, 3S1, when deemed abandoned, 355, 378. comptroller may refuse until specification amended, 58, 3do. granted for one invention only, 124. subject to appeal to law officer, 58, 102, 355. void unless complete specification accepted within twelve months, 355. opposition to, 116, 120, 121, 355, 356. sealing of, 121, 123, 356. provisional protection, 17, 356. protection by complete specification, 69, 356. extent of, 123, 357. term of, 357. fees payable to maiatain, 357. compulsory licences, 358. register of, 359. extension of term of, 359. revocation of, 114, 116, 208, 253, 277, 360. rights of crown, 128, 132, 185, 361. for one invention only, 164, 362. loss or destruction of, 363. illustrated journal of, ih. museum, ib. rights of secretary of war, 364. foi-ni of, 375. Licence, to use patent, should be under seal, 135. how far valid if not, (7*., 136. is not a deed, 138. a verbal, 139. exclusive licensee may sue, 216. differs from assignment, 140. compulsory, '/'., 141, 358. rules relating to, 390. by whom granted, 141. must be registered, 143. not assignablf!, 142. measure of damages after grant of, 205. an exclusive, 165, 347. INDEX. i81 Licence — continued. entry of, on register of patents, 143, 359. form of application for compulsory grant of, 100. of opposition thereto, 401. of request to enter notification of licence on register, 403. precedent for non-exclusive, 344. exclusive, 347. Licensee, profits of, when considered, on question of extension, 1.33. whether extension granted to, query, 159. action for infringement not maintainable by ordinary, 105, 216. exclusive, may use patentee's name in action, ib. not exclusive user of patent in mere, ih, security for costs by exclusive, ih. Lost patent, how supplied, 303. Making, infringement by, 182. secret, by inventor before patent, 49. Mala fides in specification, 88. See Specification. Mandatory orders only granted after trial, 203. Manufacture, what is a new, 22; 34. a new article, 22. a new process, ih. a principle not a, ih. construction of term a question of law, 38. Manufacturer, distinguished from inventor, 9. profits of, distinguished from patentee's, 152. when considered in action for infringement, 203. Married women may obtain patent, 0. Master liable for infringement by servant, 165. Merit, not necessary in importer, 20. part of consideration, 53. Misrepresentation, in specification fatal, 88. particulars of, 230. Mistake, in specification, 102. by including several inventions, 386. Sec Amendment. Monopolies, Statl^te of, 2. provisions of, 3. lo:3 INDEX. MoTiox for inspection, 249. Museum, Patent, 363. models to be sapplied to, 364. XOX-USEE, of patent, 150. ground, for refusing extension, ib. Novelty, a question of fact, 39. everything claimed must be new, 51. claiming what is old vititates patent, 52. want of, vitiates patent, 126. See Letters Patent, lytveiitioii, Sabjed- matter. Manufacture, OuJECTioxs, particulars of. See ParticnJars. Offences, falsely representing article to be patented, 371. unauthorised use of royal arms, 372. Ofkicial journal, advertisement. '&qq Advertisement. Old. See Kaoivn. OprosiTiox. ' __ to grant of patent, 116, 355, 384. rules relating to, 387. grounds of, now available, ib. available prior to act, ib. where applicant has obtained invention from opponent, 117 in cases of doubt patent should be sealed, ib. where both parties contributed to the invention, ib. cases of workman and master, 118. on gi-ound of previous patent, ib. costs of opposition before law otficer to follow event, 120. opposition to amendment of specification, 357. notice of, by Com])troller, 120, 356. who is entitled to be heard, 121, 122, 356. patent sealed in absence of, 121. to amendment of specification, ib. notice of, 387. form of, to grant of patent, 399. of opposition to grant of compulsory licence, 400. P\ur OF Invention. See Rubordinatc Integer ami ('oiiibiiiufi'ni. infringoment of, 174, 176 et seq. when okl, 43, 44. INDEX. 433 Particulars, of breaches, 222, 301. must disclose case to be made, ih. instances of sufficient and insufficient particulars, 223 et set/. must state what part of invention has been infringed, 22-1, 29j, u. ordinary jurisdiction of Court as to, 225. particulars postponed to discovery, ib. form of order for further and better, 295. of objections, provisions of statute, 228, 361. rules of Court, 229. where several defendants, ib. distinguished from particulars of breaclies, ib, prior user, time, place and persons, 230. prior publication, 235. present addresses, ib. evidence admitted of particulars sufficiently wide, 233. instances of sufficient and insufficient particulars, 2J3 et scq. pages of imblication to be given, 23G. amendment of particulars (terms on which allowed), 234, 3(il. when grantee not true inventor, 23(5. in cases of fraud, 237. in cases of non-conformity in specifications, 237, 238. form of, 296. fonn of order for further particulars, 298. liberty to amend p)articulars, ib. Parties to action for infringement. See Iiifrincjement. Partners, estoppel of retiring, 140. plea of invalidity, when allowed, ib. Patent, letters, to and by whom granted, 1, 6. See Letters Patent. conditions of grant, 3. form of application for, 5. what it must disclose, ib. whether granted to an importer doubtful, voided by false suggestion, 8. grant to joint applicants, ib. or to legal personal representative, ib. consideration for grant of, 8. See Cvnsideratiun. determines on non-payment of fees, 357. ofiice, 366. Patentee, construction of, 5. alien may be, ib. Penalties. See Offcnrca. Perpetual injunction. See Injnnctvin. Petition, to Court sulistituted f. no longer ground of opposition, 116. confirmation of patent notwithstanding, 162. wliat amount of, invalidates patent, 169 et seq. objection on ground of, 231. evidence of, not disclosed in particulars of objection, 233. Phivy Council. See Extension. ]»ower of, to avoid grant, 131. ai>])licatiou for extension to, 145, 359. will not inquire into novelty, 150. See Estension. ■ may nit with assessor.s, 361. mles of, 415. I i INDEX. ■ 135 Process. See Rahjcd-matter. distinction between process and new snbstiinco, 23. infringement of patent for, 17(i. selling article made abroad by patented, 190. subject-matter of patent, 24. Profits. See Invention. of patentee and manufacturer, 1 52. how estimated, ih. by licences must be added, 153. Proloxqation of patent. Sen Extension. Property, right of, in infringing articles, 202. Protectiox, by complete specification, 356. provisional, 17, 356. Provisional protection, 16. provisions of Act as to, 17, 356. specification, 59, 64, 354. See Specification. Public use, what amounts to, 37 — -39. experiment does not, 38. Public ATiox, prior, 41. in a siieculative specification, 43. to anticipate patent must be sufficient, 45. in specification, book or newspaper, 44. book need not be sold, if exhibited for sale or open to inspection, 46. British Museum Library, il>. Patent Office Library, ib. objections on ground of prior, 235. Purchase, mere, of patented article no infringement, 189. Eebutting evidence by plaintiff, 260. Eecitals, must be four in num.ber, 125. false suggestion in, ih. Reference, form of order for, 299. Register, of patent agents, 380. of patents, 20, 143, 359, 367, 391. inspection of, 367. rectification of by Court, 143, 367, 373. clerical error in, 367. prima facie evidence of matters therein, 359, ih. no notice of trust receivable on, ih. inspection of, 359. •i36 INDEX. Eegister — continued. comptroller may correct eiTors of, 144, 367. fraudulent entry on, 144. entiies of grant on, 359. orders affecting patents, to be entered, ib. copies of necessarj' documents to be supplied to comptroller, ib. former registers to be deemed continued, 373. forms of application relating to, 403. Eexetval of English, after exj^iry of foreign patent, 151. Eepeal of statutes, 376. Eepkesextative case, form of order for trial of, 300. EESTRAI^■T of trade, covenant not to manufacture -^-itbout patented iiiYou- tion not in, 142. Eevocatiox, scire facias abolished, 114, 116, 208, 253, 277, 360. on petition to Court. 114, 210, 360. who may petition, 208, 360. provisions of the Act of 1883, 208, 209, 360. grounds for revocation, 209. practice on petition for, 277. parties, ib. particulars of objections, ib. See Particulars, 360. amendment of, 278, 360. nght to begin and rejjly at trial, 279. ■where patent revoked on the ground of fraud, patent to true inventor, 360. Eival applicants, 16. ECLES, 383 et seq. under 5 & 6 Will. 4, c. 83...415 et seq. Sale, infringement by, 189. See Infringement. by patentee carries right of free disposition, 191. Samples, of infiinging article, when ordered to be delivered, 249. forra of notice of motion to take, 291. of order for delivery of, 292. Scire faclvs, proceedings by, abolished, 114. 110, 202, 253. 277, 360. ScoTL^VND, proceedings in, 372. ' Seal, when affixed to patent, 121, 350. of Patent Office, 123, 366. INDEX. 487 Secret, use of invention prior to patenting, 49, 50. of trade, 129. no means of enforcing agreement to keep a trade, ih. if subject of intended patent, seciis, ih. use, anticipation by, 40. Servant infringing, 1G5. Ships, use of invention by foreign, 187, 364. by British, abroad, 187. Specific performance of agreement to assign, 140. Specification, provisions of Act of 1883, as to, 56 et seq., 354. rules relating to, 386. title of, 60, 354. requisites for, ih. claims limited by title, ih. must not be too general, ih. must correspond with invention, 61. must be consistent with invention, 63. vagueness fatal, ih. specification must not be at variance with, ih. Provisional, 64. not now published, 48. must describe nature of invention, 64, 354. and agree with complete, 65, 354, 378. must identify invention, 66, 354. distinguished from final, 67, 354. must conform with provisional, 58, 102, 104, 354, 378. rule laid down in Siddell v. VicJiers, 69. form of, 411. Complete, what it is, 69. must be sufficient, 70, 86, 88. degree of sufficiency, 87. must be precise, 71. should make fair disclosure, 72. must be intelligible and sufficient, 73, 74. construction of, 74 d sty. benignant construction, 75. "as herein described," 77, 78. to whom intelligible, 80, 81. will be fairly construed, (7^, 228. use of general words in claim of, 79. must distinguish new from old, ih. must be intelligible, 80. to whom intelligible, 81, 86. concealment in, 88. misleading, ib. in case of, of communication from abroad, 91. drawings in, how used, 80. error curable in, 85. sufficiency, a question for jury, 73, 266. 438 INDEX. Specitication — continued. Complete — coutinued. what constitutes sufficiency, 88 — 92. intelligibility, novelty, and utility, 264 et sc<2. degrees of sufficiency required, 91 — 92. suppression or false suggestion fatal in, 88 — 92. must be read in relation to existing knowledge, 89. general rule as to sufficiency, 89. unnecessary and misleading details fatal, 94. must contain a distinct claim, 94. and not too large, 95. distinction between describing too mucb and claiming too much, 95, disclaimer of what is old, 96, 97. Sect. 5 of Patents Act, 1883, directory (SiddellY. Vickers), 96. improvements in old processes must be so claimed, 96. combination of old parts, ditto, 98. examples of, 307- -321. amendment of. See Amendment. extension of time for accepting, 407, 412. form of, 411. Statement of claim, 221. form of, 294. of defence, 226. See Infringement, action for. . Statute, of Monopolies, its origin, 2. declares common law, ih. creates no right, 3. of 1883, 353 et seq. of 1885, 378. of 1886, 379. of 1888, 380. Subject-matter. See Infringement, Letters Patent, Invention, cfrc, rfc, dc. of patent must not be illegal or immoral, 127. process may be, 24 et seq. piinciple, when may be, 23, 25. combination, 33, 98. subordinate combination, 172, 177. subordinate integer, infringement of, when, 172, 177. combination, ditto, ih. et seq. Substance, now, subject-matter of patent, 23. of invention, infringement of, 174 et seq. Subtraction from known machine, 27. Sufficiency, of specification, 73. question for jury, 74. what is, 87. Suogestionh, by one person to another, 1 1 . in book or publication, 43. in recitals must not bo false, 125 et seq. INDEX. 439 Suppression of iuformation by patentee, 88. Taxation of costs. Sec Costs, Threats, action for injunction to restrain, 282 et scq. statutory provisions, 282, 362. old practice, 283. validity of patent can be questioned in action for, 283. "by circulars, advertisements or otherwise," meaning of, ib. provisions as to particulars do not apply to this action, 284. must bo brought with duo diligence, 285. interlocutory injunction, when granted, ih. damages in, ih. Title of specification, 60 et seq. See Specification. Trial, of action for infringement, 251, 277, 278, 361. constitution of Court, ih., 252. when by jury, 253. postponing, 'ih. right of opening and replying at, 254. issues on plaintiff at, 255, 257, 258. expert witnesses, 256. prima facie evidence by plaintiff, 259. when plaintiff may produce rebutting evidence, 260, 261. defendant cannot produce further evidence, 261. no objection to particulars allowed at, ih. no evidence admitted not raised by pleadings, 263. Trust, not receivable on register, 20, 143. particulars of breach of, 229. Trustee in bankruptcy may sue, 165. See Practice ; Parties. Undue Influence, particulars of, 229. Use, what constitutes infringement by, 185 et seq. See Infringement. objection on ground of prior, 229 et scq. Utility, of invention, 53. substantial improvement constitutes, ib. not necessary in every part, 54, Privy Council will not inquire into, 149. See Extension. presumption by non-user against, (7). Verbal licence by patentee, 139, 142. 440 INDEX. 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