JN 3633 R7 U.CI. Specifications Material ^ ^CiJrMo'r Morocco Red 39 Full Bind Select Leather Wine 34 ^Buck._-^) Tan 39 % Bind Vellum Brown 1 Music Leather Color Light Blue Recase Red Blue 9 Flexible Cover Wine Brown Blue-Block 1 Pocket Blue Black 7 Foldouts Block Green Light Green t No Trim Bright Green Green 9 Rush Tan ^ Standardized Boxes Cgo^ Labels Closed Sample Sent Open End Slip Case Rub Portfolio Bind "as is" Stubs for: Ads: Bind all Last copy only Remove all Bind as attached insf. Index: . None warded Bind in front Bind in back Bind "as is" PUBLICATION s OF THE UNIVERSITY OF PENNSYLVANIA. POLITICAL ECONOMY AND PUBLIC LAW SERIES. EDMUND J. JAMES, Ph. D., Editor. Vol. III. WHOLE NUMBER IN SERIES, 10. No. 1. THE GERMAN BUNDESRATH. A STUDY IN COMPARATIVE CONSTITUTIONAL LAW BY JAMES HARVEY ROBINSON,_Ph. D. Lecturer in European History in the Wharton School of Finance and Economy, University of Pennsylvania. PHILADELPHIA. 1891. purer: SEVENTY-FIVE I-/.;\T\ JN 3k 33 R1 CONTENTS. PAGE I. Aim of the present study 5 The constitutional position of the German monarchs 6 The historical development of the Bundesrath 10 The fundamental divergence of the German institutions from our own 21 The obstacles to the formation of the North German Federation and their influence upon the character of the Constitution . . . 22 II. The relation of the Bundesrath to the individual states. ... 28 The organization of the Bundesrath as an organ of the State ... 36 III. The functions of the Bundesrath 4!* (1) Legislative 43 (2) Administrative 55 (3) Judicial 57 Conclusion 67 (Hi) NOTE. The text of the German Constitution, to which reference is made in the following pages, has been rendered into English, and furnished with a brief historical introduction by Professor Edmund J. James. See publications of University of Pennsylvania, Political Economy tiud Public Law Series, Vol. I., No. 7. Philadelphia, 1890. THE GERMAN BUNDESRATH. A STUDY IN COMPARATIVE CONSTITUTIONAL LAW. The chief use and significance of the study of the politi- cal institutions of other nations, lies not so much in the acquaintance with these themselves, as in the broader and more accurate view of our own institutions which we thereby gain. We first become conscious of peculiarities in objects long familiar to us through contrast with new and different ones. In recognition of this important psych- ological principle, that consciousness is intimately associ- ated with and dependent upon contrast, I have attempted to give a picture of an institution quite foreign to our notions of government, not so much for the sake of famil- iarity with a distant and to us essentially unimportant organ of a foreign State, as to make clearer our notions of our own system. Of the three great factors of government established by the Imperial Constitution of Germany, the Bundesrath or Federal Council, the Emperor, and the Reichstag or repre- sentation of the people, the Bundesrath is first in order of treatment in the constitution. Whether or no this be an intentional recognition of its preeminence,* certain it is that historically and legally the Bundesrath is the center and core of the existing form of government. Hence a study *"Es 1st bezeichnend dass die Reichsverfassung den vom Bundes- rath handelnden Absclmitt vor jenen stellt welcber dass Bunde- piasidium betrifft." Seydel im Jahrbuch fin- Gesetzgebung, u. s. w., III., 274. (5) 6 The German Bundesralh. of this institution inducts one most quickly and easily into a knowledge of the entire constitutional system, and fur- nishes at once an explanation and a justification of many off the peculiarities which characterize it. As the present German Empire is a federation made up of states which, previous to the formation of the Union, led an independent existence, each under its appropriate constitution, we naturally look for a reflection of the pre- valent ideas of government on which the state constitutions are based, in the constitution adopted for the federation. In examining the twenty-five state constitutions, one finds twenty-two of them to be monarchical in form, while the three remaining ones only, those of the free cities of Liibeck, Hamburg and Bremen, are republican. A prevailing char- acteristic, then, of the states of the present German Empire, as distinguished, for instance, from those for which our constitution was formed in 1787, is that they are each sub- ject to a monarch. Before considering the relation which exists between the monarchical institutions of the individ- ual states, and the form of the central government, it will be necessary to consider briefly the constitutional position of the German princes, for on an understanding of this de- pends a clear idea of the imperial constitution. According to the theory of German constitutional law, the whole power of the state is vested in the monarch. The various functions of government find their common center in his person. Without his consent or against his will nothing in the affairs of state may take place. " Er vereiniyt in seiner Person die Fi'dle staatlicher Hoheit und Macht}' 1 * This conception of the monarch, however, . as * Meyer. Deutsches Staatsrecht, 2 Aufl., 202. Sclmlze writes (Preusfasches Staatsrecht, 2 Aufl., I., 153): "Das rnonarchische Priuzip nach seinem richtigen Verstandnisse, nicht in seiner tendenziosen Verdrehung, wie es zu Zeiten des Bundes im Shine des Absolutismus ausgebeutet wurde, verlangt nur : 'dass die gesammte Staatsgewalt, dera Rechte der Innebabung nach, in der The German Bundesrath. f possessor of the whole power of the state, no longer included the idea of unlimited right of self-determination in the ex- ercise of it. He is bound to act in accordance with the provisions of the constitution : all his acts must be counter- signed by a responsible minister : many of the most im- portant functions of government, especially legislative, can only be exercised in co-operation with the representatives of the people. Still the monarch has both legally and practi- cally the advantage over the people in any movement to- wards a more popular form of government. He has still the tradition of unlimited power behind him ; the restric- tions which the constitution has imposed are comparatively recent, in the chief state of the Empire, Prussia, being scarcely more than forty years old. The autocratic con- ceptions of the former Bundestag still linger in the dictum that where a doubt concerning the right to exercise a power arises, the presumption is always in favor of the monarch. This doctrine is, of course, based on the theory that such rights alone fall to the people as have been expressly granted them, all others remaining vested, as heretofore, solely in the monarch.* Over against the monarch the parliament appears simply as an instrument of restraint, limiting him in the exercise of certain of his powers, f In Person des Staatsoberhauptes vereinigt bleibe, dass keine Funktion der Staatsgewalt von dem monarchischen Mittelpuukt losgelost werde, dass in alien staatlichen Dingen nichts ohue und uichts gegen den Willen des Monarchen geschehen konne.' ' *"Er [the monarch] behalt die Prasumtion der Berechtigung : es stehen ihm alle diejenigen Befugnisse zu, welche ihm nicht ausdnick- lich entzogen, den anderen Organen Oes Staates dagegen nur die, welche ihnen ausdriicklich eingeraumt sind." Meyer. Deutsches Staatsrecht, p. 202. See also p. 242. Compare Schulze, Deutsches Staatsrecht, I., 477, who expresses a somewhat divergent view. f"Der Landtag erscheint nicht als Mittrager der Staatsgewalt neben dem Monarchen, sondern als ein beschrankender Factor, an dessen Mitwirkung dieser bei Ausiibung einzelner seiner Fuuctionen gebunden ist. Es stehen ihm daher uur diejenigen Rechte zu, welche ihm ausdriicklich beigelegt sind.'' Meyer. Deutsches Staatsrecht, p. 242. 8 The German Bundesrath. it are vested none of the sovereign powers of the state, for these are one and all attributes of the prince. For example, no bill becomes law because concurred in by both branches of the legislative body, even one proposed by the ministry itself and accepted without amendment by the representa- tives of the people. The sanction of the monarch first transforms a bill into a law binding on the subject. To grant this sanction the monarch is in no way bound ; ex- pressed in the usual negative form, he has an absolute veto. These legal conceptions correspond with the actually ex- isting condition. The government (Reyieruny), i. e., the prince and his immediate ministers, stand over against the representatives of the people ( Volksvertretuny] in sharp con- trast. The opposition has been mellowed by no such grad- ual changes as meet us in the history of England. The German prince rules as well as reigns. Parliamentary gov- ernment is unknown, and would in fact ill correspond alike with the prevailing conditions and the accepted theories. The ultimate determining factor in the State is not the will of a party, but the supposedly impartial decision of the monarch, who is above all parties.* It is significant for the correct judgment of the relation between monarch and people that the initiative, although no longer legally,-*- is still practically in large measure confined to the monarch. The " Reyieriing " has taken the initiative so long that it continues to do so, even under the altered conditions. The * In regard to the possibility of conflict between the Landtag and the ministry, Schulze observes: "In einem solchen Falle, ist der Monarch welcher im konstitutionellen Staate liber den Parteieu stehen mid auch seinem eigenen Ministerium gegeuiiber eice vorurtheilsfreie Stellung bewahren soil, recht eigentlich zu einem personlichen Ein- greifen berufen, urn den Staatsverderblichen Konflikt zu losen." Deut. Staatsr., I., 495. For the opinion of Wm. I. on this point see Sybel: " Die Begriin- dung des Deutschen Reiches," II., 284-5. f In some of the lesser German states, the iniative is still confined to the crown. See Meyer. Staatsrecht, 463. The German Bundesrath. !> people are in general satisfied with knowing and opposing what they do not want, and too little intent on determining what they do require.* In view of what has been said, it will not be surprising if we find the monarchs, as such, playing an important role in the Empire, as well as in their own dominions. So import- ant and universal a characteristic of the individual States as the prevailing monarchical form of government could hardly fail to exercise a marked influence on the form of the federal constitution. The Imperial Constitution is in- deed, as will appear later, based on and interpenetrated by the monarchical idea. Nevertheless, and in spite of the title Emperor borne by one of the chief organs of State, we may not regard the present German federation as a mon- archy. Such a view is from a legal standpoint quite false and wholly out of consonance with the accepted notions in Germany itself. Politically, the King of Prussia exercises in many respects an influence analogous to that which would fall to a monarch of the Empire supposing such to exist. Legally, however, the Emperor and the King of Prussia, although the same person, are to be carefully dis- tinguished. The title "Kaiser," which William accepted in 1871, is somewhat misleading, for it is associated with much that does not belong to the position in the State which it now designates, f In fact, we have here to do with an en- * See Westerkamp "Uber die Reichsverfassung," 127-8, who criti- cizes the " wesentlichen negativen Haltung der Landesvertretuiigen. " He quotes Carl Schurz (p. 128, note) in substantiation of the asserted difference which exists in this respect between our own country and the German states. f Comparing the Roman and the holy Roman Empire with the pres- ent German one, Held writes: " Wollte man die Aehnlichkeiten unter diesen drei Kaiserreichen noch so hoch aurechnen, so miisste man doch zustehen dass die rechtlichen Verschiedenheiten unter ihnen zu gross sind, als dass sie unter sich im Verhaltniss der Rechtsnachfolge stehen konnten, da nicht bloss das Recht des Kaisers nach Ursprung und Gehalt, sondern auch das Object des Kaiserthums in jedeni der drei Fiille im wesentlich andcres ist." Das Kaiserthum als Rechts* begriff. Wurzburg, p. 35. 10 The German Bundesrath. tirely peculiar political creation, which should not be judged by previous institutions of the same name, but must be considered for itself: for it is, strangely enough, in the Bundesrath, and not in the Emperor, that we find the char- acteristics of a monarch most fully exemplified. This truth finds its classical expression in Bismarck's famous utterance, " The sovereignty rests not with the Emperor, but in the [ideal] unity of the confederated governments." (Die Souveranitat ruht nicht beim Kaiser, sie ruht bei der Gesammtheit der verbiindeten Regierungen.)* Peculiar as this conception is, it was the product of very easily discern- ible conditions existing at the time of the formation of the constitution, and is by no means new. As Laband says, "the Bundesrath was neither discovered nor invented at the time of the foundation of the North German Federation, but was at once a spontaneous generation and a historical fact."f Some attention to its origin is therefore the first requisite to an understanding of this most peculiar of all the institutions of German constitutional law. In 1814, after Napoleon's forced abdication, the reorgan- ization of the remains of the Holy Roman Empire became an object of international solicitude. The first Peace of Paris touches on this topic in the general provision that " Les etats de 1' Allemagne seront independents et unis par un lien fede'ratif." $ Obviously the serious question of the manner of reconciling the independence of the members of the proposed union with the creation of a central power worthy of the name was here in no way answered. In the discussion of the new organization of Germany, which took * In the Reichstag, 1871. f . . . "der Bundesrath [ist] bei der Griindung des Norddeutschen- Bundes uberhaupt nicht erdacht und erfunden worden, sondern gleichsam von selbst entstanden, historisch gegeben gewesen." Staatsrecht des Deutschen Reiches. Zweite umgearbeitete Auflage (2 Bde.), Freiburg, i. B., 1888. I., 215. t Art. VI. The German Bundesrath. 11 place at the Congress of Vienna, Prussia's efforts were directed toward the establishment of a firm union, while Austria was intent on the formation of the loosest possible confederation. She had already promised Bavaria and Wiirtemberg that their newly acquired sovereignty should suffer no diminution, and in these States she found natural and sturdy allies. The empty result of the deliberations was the so-called Bundesacte* or constitution under which Germany lived with a short interruption until 1866. This confederation was officially defined in 1820 as an interna- tional Union of the German sovereign Princes and free cities.f The members of the Confederation were thus not States, but monarchs. The states found their entire and exclusive representation in the person of their prince. Still the membership was confined to actually reigning sove- reigns $ it was no personal right of an individual. By way of illustrating this somewhat peculiar conception of the union, it may be pointed out that the number of states comprised in the Confederation bore no necessary relation to the number of members, but might, as was actually the case, exceed it. The number of members however could never be greater than that of the States, for, although one prince could rule over several States united in a personal union, no State could be subject to more than one prince. The sole organ of the Confederation was the Diet, (Bun- destag] permanently assembled at Frankfort-on-the-Main. The plenipotentiaries who composed this assembly were the * A short description of this constitution is to be found in Sybel, Begrundung des Deutschen Reiches, I., 48 ff. Also in Meyer Staatsrecht 2 te aufl. pp. 84-111, and in Schulze, Deut. Staaisr. L, 91-111. f "Der deutsche Bund 1st ein volkerrechtlicher Verein der deutschen souverainen Fiirsten und freien Stadte." Wiener Schluss- Acte. Art. I. Mayer's Corpus Juris Confed. Ger., II., 152. \ The exceptional position of the Free Cities, owing to their unim- portance, may be passed over, here as elsewhere, without explicit mention. 12 The German Bundesrath. instructed representatives of the members of the union r strictly responsible to the prince whom they represented for the observance of their instructions. They enjoyed all those rights which belong by the rules of international law to ambassadors, especially that of ex-territoriality when at- tending the meetings at Frankfort. Thus the Diet was no free deliberative assembly where the members voted ac- cording to their individual convictions, but a device by means of which the wishes and opinions of the monarchs might be expressed without the necessity of their personal attendance on the meetings. The Diet had two distinct modes of procedure, distin- guished from one another by the apportionment of the votes among the members of the Confederation and the character of the majority necessary for the passage of a bill. When the assembly met in the form of a select council,* as it did for the transaction of the ordinary business, no member had more than one vote, while the smaller states were grouped into so-called curise, those comprising each group having but one vote among them. A simple majority sufficed for the passage of a measure. More important mat- ters, such as changes in the constitution, the decision in re- gard to peace and war, etc., could only be acted upon by the so-called Plenum. Here even the most insigificant member of the Confederation had his own independent vote, while in order to give them their appropriate weight, the larger states were assigned more than one. Austria, Prussia, Sax- ony, Bavaria, Hanover and Wurtemberg, for example, each had four votes, then followed five members with three, and three with two, the remaining twenty-four having but one each.f In the Plenum the opposition of a single member sufficed to frustrate the passage of a bill. It is unnecessary to describe this institution more carefully here, as many of its peculiarities reappear in its successor, the Bundesrath. * Known as Der engere Rath. f Bundesacte, Art. VI. The Crerman Bundesrath. 13 The Confederation, sickly from its birth, dragged out a miserable existence of half a century, until Prussia finally undertook the dangerous operation which alone could render a healthful development possible. On June 14th, 1866, the disagreement between the two great powers, Prussia and Austria, in respect to the disposal of the Elbe provinces, reached a crisis. Under the influence of Austria, the Diet voted to mobilize the troops of the Confederation with the intention of directing them against Prussia. Prussia thereupon declared that the bond of union was broken and the Confederation no longer existed. Its ex- ample was followed by many of the other States. In the treaties following Prussia's victory at Koniggratz (Sadowa), the dissolution of the old union was formally recognized by Austria and those states which had not yet done so.* Prussia, which had long been intent on reform, could now realize her cherished hopes without danger of Austrian in- terference. Her plan for a new union of the twenty-two German States lying north of the river Main, embraced three main points; an increased field of activity for the central government, provision for an executive, and the in- troduction of a representation of the people, which, as in the individual States, was to control the exercise of certain powers of government. Just before the 14th of June, Bismarck had sent a circu- lar note to the several States containing the sketch of a constitution, and asking if they would, should the tottering Confederation finally give way, join a new Union on the basis of the plan submitted .f This plan proposed that the new union should comprise all the countries of the old, ex- cept those owing allegiance to the Emperor of Austria and the King of Holland ; but such parts of Prussia as had been outside the former boundary should be admitted, as well as Schleswig in short, excluding Alsace-Lorraine, the boun- * Excepting Liechtenstein. f See Hahn. Zwei Jahre Preussich-Deutscher Politik, p. 121. 14 The German Bundesrath. daries should be those of the present empire. Between many of the articles of this sketch and those ultimately adopted, there is such a resemblance both in matter and form of expression that it may be regarded as the first draft of the North German Constitution. The first official formulation* of the extent and appella- tion of the new confederation occurs in the Preliminary Peace of Nicolsburg of July 26th, 1866, where Austria con- sents to a rearrangement of Germany without her partici- pation, and "promises to recognize the narrower union which His Majesty the King of Prussia is to establish north of the line of the Main, and agrees that the states lying to the south of this line may unite, f the regulation of the national bond with the North German Federation (Nord- deutscher Bund) being reserved for farther understanding between the parties.":}: This provision was acceded to by all the other States lately at war with Prussia, and the neg- ative conditions for farther progress were insured. The dualism which had determined Ger.nan history for a half a century was forever done away with. The rock against which Prussia's plans of reform in 1849-50 had suffered shipwreck no longer existed. The positive results were brought about in the following order. It must be kept in mind that the twenty-two states in question were sovereign and independent countries, and the forms observed were those of international intercourse. That no violation of any of these rules took place is a subject of congratulation with German jurists, and it is certainly a matter of no little interest to see how this re- sult was achieved ; how of two mutually exclusive ideas, that of independence gave way peacefully and legally to *See Laband. Staatsr., I., 15. f This plan of a union between the South German states was never carried out. | See Hahn. Zwei Jahre, etc., p. 188. The German Bundesrath. 15 that of subordination to a higher power. Immediately after the dissolution of the old Confederation, Prussia invited those countries north of the Main, with whom she was on friendly terms, to enter into an alliance with her. Sixteen states acceded, and on the 18th of August, 1866, a treaty was signed at Berlin, which was ultimately agreed to by the other rulers north of the Main, including the King of Saxony and the Duke of Hesse-Darmstadt, a part of whose possessions lay within the proposed boundary. It is this alliance which forms the international foundation on which the North German Federation, and hence the German Em- pire rests, and it deserves a little more careful consideration even in this short sketch.* Unlike the treaty of confeder- ation in 1815, this was not a perpetual league, but was lim- ited expressly to one year. At the expiration of this term the treaty relations were extinguished of themselves, if, by that time, the purpose of the treaty had not been realized in the establishment of a lasting federation. The contract- ing parties, after concluding an offensive and defensive alli- ance, pledged themselves to insure the realization of the ends of the temporary alliance, by means of a constitution based on the draft submitted by Prussia on June 10th, 1866. They agreed to send plenipotentiaries to Berlin to deliber- ate on the draft of a constitution which should be sub- mitted to a parliament for consideration and ultimate acceptance. This parliament was to be called together by the common action of the allied cabinets, who pledged themselves to order for this purpose an election of repre- sentatives of the people on the basis of the election law of 1849. In these two bodies, i. e., the congress of plenipoten- tiaries of the several monarchs, and the representatives of the people, we have the beginnings of the present Bundes- rath and Reichstag. Obviously no confederation is established by these pro- * Compare Laband. Staatsr., I., 16 ff. 16 T)ie German Bundesrath. ceedings, for the parties have only agreed to establish one. No constitution is agreed upon, but simply the method in which the constitution is to be brought into being.* About the middle of December the congress of plenipotentiaries met as arranged in Berlin, and in secret session took into consideration a new draft of a constitution submitted by Bismarck, in the name of the Prussian government. This, in an amended form, was submitted to the Reichstag in Berlin, February 24th, 1867. In the speech from the thronef King William said that the allied governments, while adhering to the approved arrangement of the earlier system, had agreed on a number of definite and limited alterations, which were not only undeniably necessary, but at the same time lay within the bounds of immediate possi- bility. The important part which the past played in the German constitution is here clearly recognized. The re- forms introduced were strictly limited by the existing con- ditions. There was no attempt to form a constitution based on abstract principles, as in 1848. Although the ground, as Bismarck expressed it, was ill-adapted for the constitu- tional structure, it had nevertheless to be utilized. In no institution of the present political organization of Germany, do we find so clear ah expression of the various factors which had to be considered by the framers of the con- stitution as in the Bundesrath. The adherence to the " approved arrangements" of the past comes most clearly to light in the character and organization of this body. Such characteristics of the earlier system as answer the existing requirements are retained. Although no legal continuity exists between the Confederation of 131.~> and the new Empire, the Bundesrath is a connecting link be- tween the old and the new. Essentially novel in the con- stitution submitted to the Reichstag in 1866, was the ad- * See Haenel. Vertragsmtissige Elemente der deutschen Reicfaver- fassung, I., 70, and Laband, I., 17. fThrourede: Hahn. Zv-ei Jaltre. ftr., p. 497. The German Bundesrath. 17 mission of the people to a share in the government. Here the precedents furnished by the constitutional development of the individual states were strictly adhered to. In addi- tion, the central government was given increased powers in the regulation of commerce and trade. Important altera- tions were also made in the organization of the army.* Although Bismarck complained that the representatives of the people, not sufficiently impressed with the " hitherto un- exampled unanimity of the rulers of 30,000,000 Germans," as expressed in the draft of the constitution, persisted in presenting amendments, this had the effect of shedding no little light on the nature of the proposed government. The various objections had to be met by the commissioners of the allied governments, and so the gap left by the absence of a report of the proceedings in secret conclave was in a way filled out. The final draft, which the congress. of plenipo- tentiaries hastened to accept on the day of its passage in the Reichstag, while adhering in the main to the original plan,f contained a number of alterations and improvements.:}: The federation was not, however, as yet established. Many of the states had only granted the members sent to the Reichstag the right to deliberate on the constitution. The constitution had to be ratified by each state. The cabinets could not legally enter such a union as was pro- posed, for a radical change in each and every particular state constitution was involved, and such amendments could take place only with the consent of the legislature. In each of the states, the needed alterations were, with a due observance of the legal forms, carried out, and the new Constitution of the North German Federation was pub- lished in each of them with the identical provision that the law should go into force on the 1st of July, 1867. Thus * See Laband. Slaatsrecht, L, 22. f For an essential change see Haenel. Die organisatorische Entwick- lung der deutschen Reichsverfassung, p. 9 ft'. JLaband. Staatsrecht, I., 28. 18 The German Bundesrath. each sovereign and independent country declared its inten- tion to enter the union July 1st. Obviously there is no room here for a discussion regarding the relative age of states and union. The states were confessedly the parties to a contract which resulted on the 1st of July, 1867, in the formation of a new compound state. It is not to be in- ferred, however, that because the origin of the union was contractual, the Constitution of the German Empire is re- garded as in any sense a compact between sovereign states. On the contrary, the tendency of German jurists is to deny the attribute of sovereignty to the states, and ascribe it to the Empire alone.* The individual state is even deprived of the old consolation of believing itself "sovereign in its sphere," for not only may the power of the central govern- ment be easily extended without its consent, f but the whole theory of a "division of sovereignty," which was formerly looked upon as the distinguishing characteristic of a federative system, has of late received some rude shocks, and is discarded as contradictory and untenable by a num- ber of eminent writers. \ The new Union was, as we have seen, limited to the countries lying north of the Main. The considerable king- dom of Bavaria, that of Wiirtemberg, the Grand-Duchy of Baden and the southern half of Hesse, which together form over one-fifth of the present Empire, were as yet com- pletely independent of the North German Federation and *See Laband, Staatsrecht, I., 81 if. Also Meyer, Skiatsrecht, who enumerates other authorities, pp. 13 note, 170 and note 6. Prof. Max Seydel, of Munich, the "Calhoun of Germany," is the most able oppo- nent of this generally accepted view of the nature of the union. His thesis is, "Die einzelnen Staaten sind der Bund.'" He has developed his theory in a little book called, Commentar zur Verfassungs-Urkunde fur das Deutsche Reich. Freiburg, i. B. 1873. f Prussia occupies practically, although not theoretically, an excep- tional position in this respect, inasmuch as she possesses a sufficient number of votes to prevent any alteration of the constitution. $ See the interesting criticism in Laband. Staatsr., I., 58 if. The German Bundesrath. 19 of each other. The constitution was, however, expressly arranged so that the southern states might be admitted easily and without any alteration of the fundamental law. A simple legislative enactment was declared sufficient, no constitutional amendment being required.* The southern boundary was, so to speak, not yet definitely fixed.f All depended on the attitude of the rulers and people of the southern states, when the long cherished dream of German unity should be realized. Before the great shock came which broke down the barrier of particularism separating the states of the south from the north, an economic union, the shadow which the coming empire cast before it, ^ had bound Germany in respect to one great field of interests into a whole. In the " Customs Union " re-established in 1867,1 she found a much closer and more hopeful unity than that existing under the Confederation of 1815. Al- though short-lived, this organization is of the greatest in- terest as a link in the chain of development. It was organized on the plan of the constitution of the North German Federation.^ There was a common organ of the cabinets of the allied states in the Bundesrath of the Cus- toms Union, a general representation of the people in the Customs Parliament. The first was formed by the admis- *Laband. Staatsrecht, I., 35. The Cons, provided : " Der Eintritt der suddeutschen Staaten oder eines derselben in den Bund erfolgt auf den Vorschlag des Bundes- Presidiums ini Wege der Bundesgesetz- gebung." Art. 79, 1 2. f Martitz. Betrachtung iiber die VerfUssung des Norddeutschen Bundes, p. 9. ^ " Die Verfassung des Zollvereins war der Verfassung des Nord- deutscheu Bundes so vollig analog, dass sie wie eiu Schatteii erscheint, den die Reichsverfassung vor sich her warf." Laband, Staatsrecht, I., 35. | Hahn. Zwei Jahre, etc., pp. 624 ff. The economic union was preceded by a military one. Laband, I., "34. , Zwei Jahre, etc., pp. 624 ff. 20 The German Bundesrath. sion of the plenipotentiaries of the southern States into the Bundesrath of the North German Federation; the Parlia- ment by the admission of the representatives of the people elected in the Southern States into the Reichstag. Prussia presided as in the North German Federation. Laws were passed by a simple majority of both bodies, the old require- ment of unity which had existed in the previous Customs Union being abolished. "Thus to a temporary interna- tional union was given a constitution borrowed from a true state."* The short and glorious conflict with France carried on by North and South alike, produced the conditions necessary to change the international union heretofore existing into a real Federation. The Southern States after Sedan sent plenipotentiaries to Versailles to consider with the Presi- dent of the North German Federation their reception into that body. A treaty between the Federation on the one hand and Baden and Hesse on the other, was concluded at Versailles, November 15, 1870, to which was appended a constitution of the German Federation containing such amendments to the North German constitution as the ad- mission of Baden and southern Hesse demanded. Many of the changes were, however, made out of regard to the future admission of Bavaria, whose wishes were already known. f The example was almost immediately followed by Bavaria and Wiirtemberg. In all these transactions, the States north of the Main appeared always as a whole. No new union was formed, the old was only extended ; the legal continuity between the North German Federation and the German Empire is complete. Although the renewal of the expression "Kaiser und Reich" which took place at the suggestion of that unhappy prince, King Lewis II. of Bavaria, did not materially alter *Schulze, Deut. Staatsr., I., 167. fSclmlze, Deut. Staatsr., I., 170. The German Bundesrath. 21 the constitution, a revision had become necessary for other reasons. The fundamental law of Germany was at this time contained in three separate documents, i. e., the constitution agreed upon by Baden, Hesse, and the North German Fed- eration, November 15th ; the treaty between these States and Wlirtemberg, November 25th, and that between the North German Federation and Bavaria, November 23d. To collect and formulate these scattered provisions into a definite Imperial Constitution was the last act of the mag- nificent political drama which we have just reviewed.* The present German Constitution is a somewhat puz- zling document. It is in style far inferior to that of our own country ; the forms of expression are uncouth and sometimes inexact.f Hence, particularly to a foreigner, many clauses are obscure and misleading.:}: This is due to the process of its formation. The Constitution of the North German Federation came into being just after a great war, coupled with grave internal complications in the Prussian state itself. It was a time when something had to be done; when substance took precedence of form.|| The revision embracing the changes incident to the en- largement of the Federation by the admission of the Southern States shows little improvement. Consequently- one cannot be too guarded in his inferences. It must moreover always be kept in mind that the German Con- stitution differs from ours in origin, nature and purpose, and therefore no simple comparison of the clauses in the two can serve the purposes of real study. "We must," as * This document has never been altered by formal amendment, al- though in some points the law has undergone important material changes. fHaenel, Organ. Entwicklitng, etc., p. 8. $ Haenel cleverly explains several knotty points by drawing into consideration the various drafts which lie behind the present constitu- tion. I Cf. Bismarck in the Reichstag., Apr. 16th, 1869. 22 The German Bundesrath, Schaffle says, "accustom ourselves to look at every sov- ereign state in each of its stages of development as a political personality."* Nowhere is this more necessary than in dealing with the German Constitution. In it we find the cherished formulations of political speculation giving way to the demands of the actual. We find a great state springing up from a chaos of weak principalities and taking a commanding place among the powers of the world. Yet a great number of the rules formulated by political writers of the eighteenth century, which played so considerable a part in the formation of our own federal system, are ignored in the present German Constitution. The doctrine of a division of powers, for instance, is neither realized in practice nor accepted in theory. We find no checks and balances; no supreme court empowered with the decision of constitutional conflicts. The representatives of the people do not fall into two houses of legislation ; the central power does not in general execute the laws it makes; the federal treasury is largely and purposely de- pendent on the contributions of the several stat.es. In short, the peculiar conditions existing at the time of the establishment of the union are everywhere reflected in the provisions of the constitution. The old definition of a federation showed itself too narrow, and the jurists of Ger- many have since been endeavoring to formulate a concep- tion which should correspond to the new political phenom- enon. In the formation of the North German Federation in 1807, the difficulties to be surmounted and the conflicting interests to be reconciled were by no means inconsiderable. It was necessary to give the requisite form to extremely unmanageable material. The various sovereign states which were to be united contained in all some thirty-three millions of inhabitants, but of these a single one, Prussia, * Ban und Leben des socialen Rorpers, IV. 411. Quoted by Riime- 1m. The German Bundesrath. 23 had no less than twenty-four millions, or four-fifths of the whole number. The other fifth was divided among twenty-one States, of which one only, the Kingdom of Sax- ony, had a larger population than the city of Berlin (then 702,000). Eight of the proposed members had less than 100,000 inhabitants each.* The difficulties of the situation were appreciably increased by the necessity of considering, in the organization of the union, the future admission of the Southern States. Three distinct, and in many respects conflicting, forces had to be brought into harmonious action. There was, in the first place, the Kingdom of Prussia, one of the great European powers, conscious of a glorious past, strong in present victory, with possessions comprising almost thirteen-fifteenths of the whole territory embraced in the plan of union; in truth, a most unmanageable mem- ber for a federation like our own. It seemed destined to occupy a dictatorial position in any possible form of union. The second element to be considered was the particularistic or monarchical power in the remaining twenty-one coun- tries. These, as we have seen, were, in general, very limited in extent. Had one, at this time, traveled in a straight line from Fulda to Altenburg, a distance of some one hundred and twenty-five English miles, he would have found himself, on the way, in the dominions of nine sov ereign and independent monarchs, and have crossed thirty- four boundary lines. Insignificant and scattered possessions do not, however, necessarily imply moderate pretensions. Each of these States possessed a long recognized sovereignty not inferior, from a legal standpoint, to that of Prussia itself. And in spite of the efforts of the educated classes in behalf of unity, these minor governments seem in general to have enjoyed a high degree of popularity among their subjects.f Lastly, the force of public opinion had to be *For these particulars, I rely on Haenel, Organ. Enttoicklung., p. 9. f See Sybel's speech in the Reichstag, 1867. Bezold: Materialien der deutschen Reichsverfassung, I., 583. 2'- The German Bundesratl. considered in the new order. This took the form of a demand for liberal institutions and a united Germany. On examining the North German Constitution we find each of these three forces assigned an appropriate organ. The presidency of the Federation (Bimdesprasidium) is united forever in a personal union with the crown of Prussia. In the Bundesrath the princes of the various confederated states represent collectively the whole power of the federal state. In the Reichstag, a representation of the German nation as a whole * exerts, as in the individual states, a check on the exercise of the powers of government. As has already been pointed out, the President of the Federation, or, as he is now called, the Emperor, is not properly speaking a monarch, for the chief characteristics of a monarch are quite wanting in his case. He has, for example, no veto, but must promulgate all laws which are constitutionally passed by the Bundesrath and Eeichstag, whether they are agreeable to him or not. In the Bundes- rath, and not in the Emperor, is vested the supreme power of the state. "Where powers, lying within the competence of the central government, are not explicitly delegated to other factors of the government, there is always a presump- tion in its favor, just as in the various constitutional mon- archies of Germany the prejudice is in favor of the mon- arch. Among the writers on the subject complete unani- mity prevails in denying to the Emperor the title of sovereign.^ The explanation for this lies in the experience * Die Mitglieder des Reichstages sind Vertreter des gesaminten Volkes und an Auftiagen und Instruktionen nicht gebunden. (Cons., Art. 29.) f"In der Literatur berrscht dariiber voiles Einverstandniss, dass rler Kaiser iiieht Souverain des Reiches 1st ; wernn trotzdem zahlreiche Sehriftsteller das Reich als einen ' monarchischeu Bundesstaat ' be- zeichnen oder ihm einen ' monarchischen ' Charakter, eioe ' inonarch- ische ' Spitz zuschreiben, so wird das Wort nisht im staatsrechtlichen Sinne gebraucht," Laband, I. 89, note. The old Holy Roman Empire was legally a monarchy. The charac- The German Bundesrath. 25 of the past. In 1848-9 the attempt of the Frankfurt con- vention to make of Germany a constitutional monarchy, signally failed. The effort of Prussia at Erfurt was not more successful, although the title of Emperor was rejected and a college of princes introduced. The essentials of a monarchy were retained, and in spite of all the rights granted to the German princes, they became subjects of the King of Prussia.* During the debates on the constitution in the North German Reichstag of 1867, Bismarck, in op- position to a motion to include a responsible ministry in the new system, declared that this could only take place if the new constitution was made monarchial, but this he con- tinued, would involve the mediatization of those upon whom the monarchial power was not conferred. "Such a mediatization has, however, been neither conceded by our allies nor aimed at by us. It has been hinted here by some that this could be carried out by force, by others, that it would to a certain extent come of itself .... We do not, however, believe this to be true, nor do we expect that any considerable number of the German princes would exchange their places for that of an English peer."f Not only did the princes themselves strenuously oppose any- thing approaching subjection to the King of Prussia, but their subjects exhibited the particularistic tendencies which Bismarck declares to be inherent in the German character.:}: Hence, if the errors of the past attempts at reform were not ter of the new Empire appears in the title, which is not Emperor of Germany, but German Emperor, thus with no territorial attribute. See Zorn, article Kaiserthum, in Holzendorff's Rechtslexicon (1881), II., 426. *See Sybel in the Reichstag, Bezold, Materialien, etc., i., 582. f Quoted by Busch in Unser Reichskanzler, i., 59-60. Something in many respects resembling the present Bundesrath had been long a cherished scheme of Bismarck's, as a motion of his in the Erfurt Par- liament of 1850 proves. See Martitz, Betrachtungen, etc., pp. 50-51. See Busch, Unser Reichskamler, p. 61, and Sybel, Begnindung des Deutschen Reiches, II., 334-5. _M; The German Bundesrath. to be repeated, it was of prime necessity that the self-esteem of the individual states as such should be taken into con- sideration in framing the new constitution. The members had to be compensated in kind, so to speak, for the sacrifices of individual power. The past furnished, as already hinted, an excellent basis on which to found an institution which would realize this end. Prussia had proposed to reform the old Confederation by increasing the competence of the central power, adding a representation of the people, and doing away with the requirement of unanimity, thus, as it were, building around the old Bundestag or Assembly of the Confederation. The realization of the plan was of course once for all rendered impossible by the sudden demise of the Bundestag in 1866. An institution closely resembling it, however, in many respects, immediately sprang into being through the treaty above referred to of August 18, 1866, for the commissioners sent by the various cabinets during the winter of 1866-67 to deliberate on the draft of a constitution, composed an assembly correspond- ing in the main with the former Bundestag,* i. e., a con- gress of the plenipotentiaries of the allied governments voting according to instructions. This developed rapidly into the Bundesrath of to-day. The conduct of the pro- ceedings was naturally assigned to Prussia, and the King of Prussia invested with the right of convoking and adjourn- ing the Reichstay, as the representative assembly was already called. The relations between this council of plenipotentiaries and the representatives of the people, con- * Schulze, Deut, Staatsr., II., 47. A precedent for the Bundesrath is to be found even in the oldest constitution of the Holy Roman Em- pire, such is the continuity of German constitutional development. "Nur mit veranderten Namen," Schulze writes, "ist der Bundesrath an die Stelle des ehemaligen deutscheu Rechstages getreten. Mag man politische jede vergleichung uuseres Bundesrathes mit jenem viel verspotteteu Reichstag von Regensburg zuriickweisen, fur die Staats rechtliche Koustruktiou bietet der&elbe iiberraschende analogien." Staatsr. II., 48. The German Bundesrath. 27 yoked early in 1867, are an exact picture of those which continue to exist between the Bundesrath and Reichstag. The constitution was dealt with exactly as a bill would be to-day. The Bundesrath (verbundete Regierungen) prepared the draft to be submitted to the Reichstag. This was, after certain changes, accepted by the latter body, and returned to the Bundesrath for its final acceptance. "No new or- ganization was demanded. Already existing arrangements, at once the natural expression of prevailing conditions and the reflection of historical facts, had only to be more clearly defined and legally fixed."* Although the Bundesrath is really a perpetuation of an institution characteristic of a loose international union, we must guard against the inference that the present Empire is to be classed with the Confederation of 1815. The Bundes- rath, unlike its progenitor, is not the single organ of a loose confederation or Staatenbund^ but one of the three great organs of a true federation or Bundesstaat^ of a composite state which, in contradistinction to its predecessor, possesses an independent power of legislation and administration and a recognized sovereignty over its members, the individual states. This putting of new wine into old bottles might seem, at first thought, a dangerous experiment. It would appear unlikely that an assembly organized in 1815 in ac- cordance with Prince Metternich's ideas of government would find itself at home in the radically altered surround- ings of to-day. Such an apprehension would, however, rest solely on the supposition that the conditions which just- ified the formation of a body like the old Bundestag no * Laband, Deut. Staahr., I., 216. fTbe definition of -the words Federation and Confederation as found iu the Federalist, reflect to some extent the peculiarities of our own constitution, and are not precisely equivalent to the terms Bundesstaat and Staatenbund as usually understood. Still it seems unnecessary to introduce new terms, as the existing ones may easily be widened to embrace new political phenomena. 28 The German Bundesrath. longer existed in 1867. A more careful consideration shows that this supposition is not borne out by the facts. All contradiction disappears if we remember that every historical federation retains in its various members political creations belonging to an antecedent period; for should the states of which the federation is formed lose their identity, the federation would merge into a unitary government, II The Bundesrath has, as Laband has clearly pointed out, a double nature, corresponding exactly to the double nature of the Federation. It "serves partly for the exercise and assertion of the membership rights of the individual states, partly as an organ of the Empire ; in the latter capacity as an ideal unity."* Accepting Laband's distinction, wa shall treat the Bundesrath first in its federative aspect, and sec- ondly as an organ of the state. Without attempting to decide the involved question whether or no the states of a federation may be rightly termed in any sense sovereign, certain it is that many pow- ers appertaining to an independent state are sacrificed on entering a union. In order to recompense the states for this loss, as well as to insure the continuance of the federa- tion, and prevent a lapse into a unitary state, we find in the existing examples of federations, a participation of the states, as such, in the formation of the governing bodies. Of this our Senate affords an example as well as the Swiss Stdnderath.^ Answering a similar purpose, but differing radically in character and origin, is the German Bundes- rath. Here we find the states, or their sovereigns for them, not only participating in the government, but constituting in their totality the collective sovereign of the Empire. * Laband, Staatsrecht, I., 217. f The Staatenhaus of the Frankfurt Constitution of 1849 was a sim- ilar institution. Cf. Schulze, Deut. Staatsr., II., 46. The German Bundesrath. 29 Every member of the Federation is represented in this body, but only members have any right to share in its formation. Alsace-Lorraine, for instance, neither has, nor can have, a vote in the Bundesrath. Its exclusion is not due to any difficulty to be encountered in the appointment and instruction of plenipotentiaries, but to the fact that the territory won from France is not a member of the Union at all, but a province of the Empire. No power intervenes between its inhabitants and the Empire. It is not a state, but resembles very closely in position one of our territories.* It would farther be out of all accord with the nature of the institution to receive into the Bundesrath representa- tives of any class of the inhabitants, or to admit to a seat distinguished individuals or the mediatized princes who formerly ruled over their lands as monarchs. In apportioning the votes among the various members, the framers of the constitution simply adopted the rule of the former Plenum.f In this way the endless discussion * Commissioners are however appointed by the government of Al- sace-Lorraine to participate in the deliberations, but not in the deci- sions, of the Bundesrath. (Law of July 4th, 1879.) f The following is a comparison between the Plenum as it appeared in the Act of Confederation in 1815, and the existing arrangement of the Bundesrath : Excluded from the new Union. The 17 votes of Prussia consist, In addition to its original 4, of those of the annexations of 1866, f. e., Hannover 4, Elec. Hesse 3, Hoi- stein 3, Nassau 2, and Frank- furt 1. Annexed to Prussia, 1866. Annexed to Prussia, 1866. Annexed to Prussia. 1866. Excluded iroin the new Union. Annexed to Prussia, 1866. Plenum. B'rath. Austria 4 Prussia 4 17 Kingdom of Saxony... 4 4 Bavaria 4 6 4 Wiirtemberg 4 4 Baden 3 3 Electoral Hesse or 3 Grand-duchy of Hesse or Hesse-Darmstadt. 3 3 3 3 Brunswick 2 2 Mecklenburg - Schwer- in 2 2 2 Suxe-Weiniar ... 1 1 30 The German Bundesrath. which any attempt at a new distribution would inevitably have entailed, was avoided. The long-established system had lost the arbitrariness which it once possessed, and be- come, as it were, the habit of the nation.* The four votes of Prussia were, it is true, more than quadrupled by the an- nexations of 1866, still this was no deviation from the es- tablished principle. Bavaria, however, retained in the empire the two extra votes granted her in the Bundesrath of the Customs-Union, and occupies thus an exceptional position. The exercise of rights left by the Constitution to the vari- ous members is, in principle, the domestic concern of each state, and so determined by state law. A complete under- standing of the Bundesrath is therefore impossible without at least a passing notice of the method of choosing and instructing the plenipotentiaries who form that august Saxe-Gotha Plenum. 1 B'rath. > , The dying out of the Suxe-Gotha Saxe-Ooburg 1 1 line in 1825 caused a re-arrange- Saxe-Meiuingen 1 1 ment of the little Thiiringian states, from which the present duchies arose; Altenburg being the former Heldburghaugen fam- ily. See Meyer, Deut. titaalsr., 90. Saxe- Hel db u rghausen . 1 Saxe-Altenburg 1 Mecklenburg-Strelitz. (Holstein) Oldenburg. Anhalt-Dessau 1 1 . 1 1 1 ) Anhalt-Bernburg Anhalt-Cothen J 1 ' United in 1863, and now known simply as Anhalt. Schwurzburg - Sonder- hausen 1 1 Schwarzburg - Kudol- stadt 1 1 Hohenzollern - Hechin- gen |1 Hobenzollern-Sigmar- ingen 1 J tarily with the Prussian State in 1849. Liechtenstein Waldeck i 1 Reuss (elder line) Reuss (younger line).. Schaumberg-Lippe Lippe i i i i 1 1 1 1 Free City of Liibeck . . Free City ot Frankfurt i i 1 Annexed to Prussia 186(5 Free City of Bremen. . Free City of Hamburg. i i 1 1 69 58 * See Bismarck's speech in Bezold, 1. c., I., 649. The German Bundesratlt. 31 assembly. But here arises the question, are the states, or their monarchs for them, represented in the Bundesrath ? On this point the German jurists are not at one. Meyer and several others assert that "the states in their relations with the Empire, as in the case of the earlier confederation, are represented solely in and through the person of their monarchs."* They therefore deny to the individual states the right to grant to the representatives of the people, by constitutional amendment, any participation in the instruc- tion of the delegates to the Bundesrath.f This, they would consider a violation of the imperial law. Still they admit that the princes have a place in the Bundesrath, not in vir- tue of a personal right, but only as head and representative of their states, and consequently only so long as they con- tinue in possession of the power of the state.:}: Laband, on the other hand, declares the members of the union to be states and not princes. il Das Reich ist Jcein Fiirstenbund sondern ein av.s den deutschen Staaten gebildeter Staat." 1 The prince or his ministry is the natural representative of the state in its relations with an outside power, as form- erly with foreign states, so now with respect to the Empire. But there is nothing to prevent the state law from regu- lating the conditions under which the instructions are given. There is nothing in the constitution of the Empire, either expressed or implied, indicative that the instruction of the plenipotentiaries belongs exclusively to the monarch or his * Meyer, Staatsrecht, p. 347. f " Da aber reichsverfassungsmassig im Bundesrath nur die Regier- ungen vertreten sind, so darf die Instruction landesgesetzlich nicht Ton einer Zustirnmung des Landestages abhangig gemacht werden. Meyer, I.e., p. 355. J Meyer, StaaUrecht, p. 347. | Laband, Deut. Staatsrecht, I., 89. " Die Reichsverfassung nortnirt lediglich die Abstimmung im Bun- desrathe, aber mit keinem "Worte die Instruktionsertheilung welche res interna jedes einzelneu Staates ist.'' Laband, 1. c., I., 226. 32 The German Bundesrath. ministry. To a foreigner, especially to an American, it is hard to see why the sovereign should be any freer from con- stitutional control where the interests of the state as a member of the union are concerned, than in internal affairs. They were not absolute monarchs who confederated in 1866, but monarchs limited each by a constitution. Even if they and not the states be represented in the Bundesrath, they are not freed from the constraints to which the increasing self -consciousness of nations has seen wise to submit the in- dividual ruler. Inasmuch, however, as nothing happens in the German states without the monarch's will, it is highly improbable that any law will be passed in the individual states, granting the Landtag or assembly of representatives of the people, a voice in the instruction of the plenipoten- tiaries.* Although an assembly of instructed representatives of the various members, the Bundesrath is to a certain extent a deliberative body. This arises first from the fact that "instruction" is a very elastic term, comprehending many degrees of explicitness. "The instructions may consist in a carte blanche or in the most minutely detailed course of action, or even in the requirement that the representative must, before proceeding, procure a special indication of the wishes of his government."f It thus often happens that the members are not supplied with instructions for each particular case, but within certain bounds may vote ac- cording to their own judgment.;}: This is most natural in the case of ministers and presidents of the individual * Laband adds most characteristically: " Audi ist nicbt zu verkennen dass auch aus anderen politiscben Grunden ein solches Gesetz ver- werflich ware, da das Volk in seiner Gesammtheit durcb den Reicbs- tag eine Vertretung erhalten hat neben welcher die Volksvertre- tuugen der einzelnen Staaten zuriicktreten mussen." Deut. Staatsr., p. 227. fSee Seydel, Holzendorff and Brentano's Jahrbuch, III., 277. J Meyer. Staatsr., p. 361. The German Bundesratl. 33 cabinets, who frequently undertake the task of representing their states. In looking over the names for 1888 we find the cabinets of the individual states largely represented. From Prussia, besides the president of the ministry, the ministers of the Interior, of War, of Finance, etc.; from Saxony, ministers of the Interior and of Finance; from Bavaria the same; from "Wiirtemberg, the president of the cabinet and the minister of the Interior.* Thus the Bundesrath appears not so much in the light of a diplomatic body as of an assembly of specialists.f As a means of communication between the various state governments, nothing could be more convenient and effective. Here the leading men meet together and consider the common policy to be pursued. The process of instruction may easily be reversed. The plenipotentiary by his report may affect the opinion of his government, of which he is often an im- portant member, and so instruct rather than receive instruc- tion from others.:}: Still it is always the will of the state government which asserts itself in the vote. The member of the Bundesrath is never, as in our Senate, a representa- tive of the people of the Empire, but of his state govern- ment ; his is not the voice of the individual, but of the state. This difference is well expressed by Bismarck in his speech of April 19th, 1871. After referring to the proposed Erfurt Constitution where the member was not bound by instructions, but voted according to his own con- victions, he continues, "In the Bundesrath the votes do not weigh so lightly ; there it is not Freiherr von Friesen who votes, but the Kingdom of Saxony through him. Accord- ing to his instructions, he deposits a vote which is a care- *See Handbuch fur das deutsche Reich, 1888, p. 4 ff. Up to 1880 the names of plenipotentiaries are to be found in the Reichsgesetzblatt. \ u Der Bundesrath ist kein diplomatischer Korper, sondern ein sich aus einer Beihe von Fachmanner zusammensetzendes Collegium." Martitz, Betrachtungen, etc., p. 43. | Laband, I., 231. and note 3 34 The German Bundesrath. fill distillation of all the forces which combine to form the public life of Saxony. This vote is the diagonal of the political forces which play a part in the Saxon state. . . . Analogously in the Hanse towns, in the republican members, it is the whole weight of a great, rich, powerful and intelli- gent commercial city which is represented in a vote of the city of Hamburg in the Bundesrath, not the vote of a citi- zen of Hamburg who can vote this way or that according to his convictions. The vote in the Bundesrath should corn- command the respect due to the whole political life of a member of the Union." The instruction of the members of the Bundesrath is the affair of the individual state governments, and not a matter of which that body takes cognizance. In seeming contra- diction to this is the clause in the Constitution, " Unrepre- sented and uninstructed votes shall not be counted."* This is not to be taken literally. It does not mean that this is the penalty for voting without instructions, that the vote of an uninstructed member is simply neglected.f Nothing could be farther from the truth. The Bundesrath has neither the duty nor the right to investigate the nature of the plenipotentiaries' instructions. That he is plenipoten- tiary suffices. It never inquires whether a member is vot- ing according to instructions, and it would have no influence on the validity of the decision if it should be afterwards discovered that all the members had voted without, or even against, their instructions. The motives are no more considered in the Bundesrath than in the House of Kepre- sentatives. The impracticability of attempting such a supervision and the paralyzing effect on the work of the assembly is too obvious to need farther amplification. The clause of the Constitution above referred to means, first, that the states are in no way compelled to take part *Eeiehsverfas8u?ig., Art 7., Tf 3. fSeydel, Holzendorff & Brentano's Jahrbuch, III., 277. Tke German Bundesrath. 35 in the proceedings;* and that, farther, a member cannot demand that a vote be deferred because he has no instruc- tions.f That his vote corresponds to his instructions, the plenipotentiary is therefore responsible to his home gov- ernment alone. His vote is in every case unconditionally binding on the state he represents. The active participation of the individual members of the Union in the Bundesrath is not confined, as a clause in the Constitution would at first glance seem to indicate, to matters affecting their own state directly or indirectly, but extends as well to measures which relate solely to other portions of the Union. The Bundesrath is the organ of the Empire as a whole, and is in principle concerned only with the whole even where but a portion of the realm is directly affected. The clause referred to reads, " In the decision upon a matter which, according to the provisions of this Constitution, is not common to the whole Empire, only the votes of those states shall be counted to which the matter is common (yemeinschaftlich)?^ This refers only to the Southern States, which have been exempted from the action of the federal power in certain departments. They have in certain respects, remained outside the Union, so to speak, and are naturally precluded from interfering with matters which do not concern them, either individually or as members of the Union. For example, the votes of Ba- varia and Wiirtemberg are not taken into consideration in decisions touching the administration of the imperial post * Dissenting from this generally accepted opinion, Zorn claims that "dauernde Fernhaltungeines Staatesvom Bundesrath wiirde iiberdies wohl die Anwemiung des Artikel 19 der Reichsverfassung (Bundes- exekution) zur Folge haben miissen." HolzendoriFs Rechtslexikon, I., 435. fLaband, Deut. Staatsr., I., 222, 228-9. Meyer, Staatsr., 355. Schulze, Deut. Staater., II., 51. J Art, 7, ^ 4. 36 The Q-erman Bundesrath. and telegraph, nor Baden's in matters relating to the beer and brandy excise.* We now turn to a consideration of the organization of the Bundesrath as a portion of the constitutional mechanism of the Empire. The form of business in this body is regu- lated to a certain extent by the Constitution, more specifi- cally by the Rules of Procedure. f The latter has not the force of law, and may be altered at the pleasure of the as- sembly.^: The Bundesrath is not a permanent assembly as the former Bundestag was in theory, and the old Reichstag of the Holy Roman Empire was in fact, but is assembled at least yearly by the emperor. || It is, nevertheless, distin- guished from the ordinary parliamentary assembly by the so-called principle of continuity (Kontinuitat), which links each new session closely to the last. For, in contrast to the rules of the Reichstag, business is resumed at the point where it was broken off by adjournment at the close of the preceding session. Although the Constitution vests the power of summoning the Bundesrath in the emperor, he exercises this power only under important limitations. He may not call the Reichstag together without at the same time summoning the Bundesrath, although it is quite allowable and custom- ary, especially for the preparation of bills to be laid be- fore the representatives of the people, to convoke the Bun- * Constitution Arts. 35 and 52. See Laband, Deut. Staatsr., I., 229- 30. Meyer, Staatsr., 359. f Geschaftsordnung fiir den Buudesrath ; printed 1871 at the Kong- lichen Geheimen Ober-Hofbuchdruckerei, Berlin, 18 pp. Revised 1880. There is a good account of the contents in Laband, I., 252 ff. The writer was unable to gain access to the original, either at the Royal Library or at the Reichstag Library. t Laband, 1. c., I., 252. II Schulze, Deut. Staatsr., II., 64-5, and Cons., Art. 13. T/te German Bundesratl . 37 desrath alone.* Moreover, the Emperor is bound to assemble the Bundesrath if one-third of the votes, that is twenty, are in favor of it.f Each session falls, for convenience, into two periods. The important work, where the presence of the chief pleni- potentiary of the larger states is requisite, is condensed into as short a space of time as possible; the remainder of the session being devoted to the transaction of the less important business.:}: Thus the leading statesmen are relieved, and their term of attendance shortened. When we recollect that these men play the chief role in the administration of their respective states, in addition to their duties in the direction of the federal affairs, the necessity of this arrange- ment is obvious. The conduct of the business devolves upon the Imperial Chancellor, who is designated by the Constitution as Presi- dent of the Bundesrath. During the session he appoints the time of meeting, and opens the sittings; all communi- cations from the Reichstag, the motions of the individual members of the Union, and all petitions directed to the Bundesrath, pass through his hands. Such petitions as clearly do not fall within the sphere of the assembly he may reject without farther formality. That only a pleni- potentiary of Prussia may be appointed to this position is generally admitted. Hence there are vested necessarily * Cons.. Art. 13. James, German Constitution, p. 24. f Cons., Art. 14. James, German Constitution, p. 24. J Laband, Staatsreeht, I., 256. | Meyer, 1. c., p. 357, note 7; Haenel 1. c., II., 24 ff. That the Chan- cellor must be a member of the Bundesrath, the wording of the Con- stitution (Art. 15) clearly implies, inasmuch as it provides for the appointment of any other member ( ; 'jedes andere Mitglied") of that body as a temporary substitute for the Chancellor. That no other member than a Prussian plenipotentiary may be appointed is dcduci- ble from the circumstance that the appointment and dismissal of the Chancellor are vested solely in the Emperor. Should he select any other than one of his own representatives, that plenipotentiary might 38 The German Bundesrath. in a single person the important functions appertaining to- the Chancellor or chief administrative officer of the Empire, to the President of the Bundesrath, and lastly to the lea.l- ing representative of Prussia, a state to which is allotted not only nearly one-third of the votes in every decision and the determining voice in the case of an equal division, but in several important matters an absolute veto. Whatever judgment we may pass on this peculiar arrangement, by which the head of the Executive Department is at the same time the most important member of the chief legisla- tive assembly, it must not be forgotten that we are dealing with a set of conditions and political traditions wholly dif- ferent from those of our country. Two things should be noted. First, the principle of the division of powers has not the absolute validity which would make its strict application possible. Even in the early Constitution of Massachusetts, where this principle appears among the ina- lienable rights of man, the executive was not refused all influence on the legislation. In the second place, the posi- tion occupied by the minister of the Emperor is precisely parallel to that occupied by the Emperor himself. .As Prussia and the Empire are joined in a personal union, so the office of Imperial Chancellor and th^at of the Prussian Representative in the councils of the Federation are united in the same individual. The number which shall constitute a quorum in the Bun- desrath is determined neither by the Constitution nor by the Rules of Procedure. Although each member of the Union may send as many representatives as it has votes, its- influence in deciding a question is in no way connected with the number of its plenipotentiaries present. One is at any time be recalled by the monarch lie represented in the Bundes- rath, and thus without being dismissed by the Emperor lose the c< in- stitutional qualification for the Chancellorship. See Laband, 1. c., I , 351. There is an interesting historical argument in llaenel, 1. c., II., 28 f. The German Bundesrath. #i> quite sufficient to cast the votes of his state, which can not be cast otherwise than as a whole. It would be out of ac- cord not only with the theory of the Constitution, for a state or monarch cannot have two wills at the same instant, but with its express provisions as well,* if the votes were disposed singly. According to the reports of the sittings, the number at- tending is very much below the possible fifty-eight, one or two only being present from the larger states, while in the case of the smaller ones a single representative (Stell- vertreter) is chosen to act for several conjointly.f In general, a simple majority is the only condition for the passage of a measure. In case of a tie, the decision is in favor of the side on which Prussia's votes have been cast. The exceptions to this rule are enumerated below. It is striking that in those cases where more than a simple ma- jority is demanded for the passage of a measure, this limi- tation never extends to the Keichstag. Here a plurality of the votes is the only condition for the passage of every species of bill. I. Amendments to the Constitution are looked upon as rejected if there be fourteen votes against the change. The history of this apparently arbitrary provision is as follows: According to the North German Constitution, a two-thirds majority of the Bundesrath was necessary for the alteration of the fundamental law. This, on the admission of the * Art. 6. James, German Constitution, p. 21. f Cf. Laband, I., 223. While each little state generally appoints a plenipotentiary of its own, it has at the same time a substitute (Stell- vertreter) in common with one or more other states. So in 1888 the Plenipotentiary of the two Mecklenburgs was also representative of Reuss a L. and of Schaumberg-Lippe, while the Vertreter of Sachsen- Weimar was appointed to the same oilice by Sachsen-Altenburg, Co- burg-Gotha, Schwarzburg-S., Schwarzburg-R. (no other representa- tive) and Reuss j. L. [Haudbuch fiir das Deutsche Reich, 1888.] Presumably the title " Plenipotentiary " is simply honorary, the \'tr~ treter doing all the work. 40 Tlie German B unties rath. Southern States, bad to be altered; for otherwise Prussia, whose seventeen votes do not constitute a third of the present number, would have been deprived of its control, and left to the mercy of the other states. The requirement of three fourths, which was accepted in the treaty with Baden and Hesse, and which, expressed in the present nega- tive fashion, would have rendered the modification of the Constitution impossible in the face of an opposition which could muster fifteen votes, gave way to the existing provi- sion as a compromise with Bavaria. Prussia is obviously the only State which can, without the co-operation of any other, prevent a widening of the powers of the central government,* but there are quite a variety of combinations by which four of the lesser states can accomplish the same end. Even three may do so, namely, Bavaria, Saxony and Wiirtemberg. II. In certain cases no alteration of the existing law can take place unless Prussia's votes be with the majority in favor of the change. This the German jurists chose to re- gard not as a veto, but as a deviation from the rule which prescribes a simple majority. Comprised in the class re- ferred to are changes in the military or naval arrange- ments and in the regulations concerning the customs duiic.s and taxes on certain specified articles."- III. In regard to the reserved rights of the Southern States it is provided in the Constitution that no modifica- tion of these may take place without the consent of the State concerned.f The required consent is looked upon as * From the point of view of the sovereignty of the Empire the ex- ceptional position of Prussia ofl'ers a strange anomaly. " Man kann daher nnr bedingt von einer ideellen Machtvollkommenheit des Reiches gegeniiber den Einzelstaateu sprechen, da cine Aenderung der VerfMSUng gegeu den "VYilkn des einzigeu Partikular&taates Prens.--oii vollstandig ausgeschlossen erscheint." Eiimeliu : Zeitsch. fur Gcs- ammt Staatmissenscftaft. Bd. XXXIX. S. !:'.). * Cons., Art. 35. James, German Cons., p. 27. f Cons., Art. 78. There is no corresponding clause in the Constitu- tion of the North German Federation. TJie German Bundesrath. 41 given if the vote of the State in question be cast in the Bundesrath in favor of the alteration. The question what the consent of the privileged member involves or may in- volve farther than the vote of the plenipotentiary, has been a subject of discussion in Germany. The views of jurists are divergent, but it is generally held that even if the acquies- cence of the Landtag is not required by the imperial law, as some claim,* the consent of the representatives of the people may be made requisite by a law of the state itself. In spite of the efforts, however, to restrict in this manner the power of the monarch to surrender the peculiar advan- tages of the state, no bill imposing such a limitation has ever been passed even in the Landtag itself, not to speak of receiving the assent of the ruler.f IV. Finally, a simple majority of the Bundesrath is not sufficient where a dissolution of the Reichstag is involved. For this the consent of the Emperor is necessary, in addi- tion to that of the Allied Cabinets.;}: The Bundesrath, like other legislative bodies, relies on committees for assistance in the performance of its func- tions. The organization of these is not left, as is usual, to the discretion of the Plenum or assembly as a whole, but is carefully defined by the Constitution (Art. 8). Seven per- manent committees are enumerated, and their composition and appointment more or less completely provided for. la each of these, besides Prussia, at least four members of the Union are to be represented, each state having but one vote. The Emperor, as cornmander-in chief of the land and sea forces, appoints the members of the Committee on the Army,! and that on the Marine, the members of the * Georg Meyer for instance. Staatsr., 481. f Cf. references iu Meyer, 481, note 25, and Laband, 1. c., 115-6, and notes. For a history of the attempts to legislate on the subject, see Seydel ; Commentar, 276 ff. \ Cons., Art. 24. James, German Constitution, p. 26. | In the case of the Army Committee, the Constitution provides 42 The German Bundesrath. other five are designated by the Bundesrath itself.* On these devolve respectively the consideration of matters per- taining to the customs and federal taxes, trade and com- merce, railroad, post and telegraph, justice, and, lastly,f finance (Rechnungswesen). The duties of the committees are generally confined to the preparation of bills for the Plenum. They may not transact business themselves nor issue orders, but simply report to .the main assembly. An eighth committee provided for by the Constitution occupies a peculiar position. It consists of the plenipoten- tiaries of the kingdoms of Bavaria, Saxony, and Wiirtem- berg, and two other members of the Bundesrath ap- pointed by that body. This is the Committee on Foreign Affairs. It has in practice failed to take the important place for which it might seem destined, and is chiefly interesting as an illustration of the underlying principles of the German Constitution. One of the most important ser- vices of the Bundesrath is, as we have seen, that it furnishes a means of intercommunication between the individual cabinets. Opinions are there exchanged, purposes dis- closed, and misunderstandings avoided. The political en- ergy of the different states is in this way correlated and a general unity of action insured: all of which is much more essential in a federal system like that of the German Empire than in one like our own. In the United States . the individual state does not, as such, participate directly in the conduct of the affairs of the E'ederation, whereas in that Bavaria shall always be represented. The same privilege is in- sured to Wiirtemberg and Saxony by Military Convention. * The Bundesrath satisfies itself with indicating the states which are to be represented in the committee, and dues not appoint the members themselves directly. This is not in accord with the Consti- tution, Art. 8. See Haenel, II., 30, and Laband, I., 264, and note 2. f Three more permanent Committees have been established since the formation of the Constitution, namely, that for Alsace-Lorraine, one on the Constitution, and one on the Form of Procedure. See on tin. 1 whole subject the excellent account in Labaud, I., 261-9. The German Bundesrath. 43 Germany the weightiest functions of the federal govern- ment devolve upon the state governments. Not only do they as a whole form the most important organ of the cen- tral government, but to them individually is intrusted, as a rule, the execution of the federal laws in their respective territories. The committee just mentioned is a part of this system of correspondence. It has nothing to do with the instruction of diplomatic agents, or with the conclusion of treaties and conventions with foreign nations, nor even with the preparation of bills for the Bundesrath. It is there solely for the purpose of receiving communications regarding foreign affairs, which are in this manner brought before the ministers of the chief states, who consult on the ends to be pursued and the means best adapted to reach these ends. In this committee alone Prussia is not repre- sented, for the obvious reason that the Emperor, to whom falls the direction of the foreign policy of the country, is .necessarily the source of the information of which the committee is the recipient.* III. We have thus far directed our attention to the historical development, the nature, composition and organization of the Bundesrath; it remains to consider its functions as an organ of the central government. So soon as the plenipo- tentiary has cast his vote, this loses its previous connection *Tliis committee was not among those founded by the Constitution of the North German Federation, but was established by the treaty between this Union and Bavaria (Nov. 23, 1870), evidently as a con- cession to the three kingdoms which were to compose it for their diminished international importance. Of the significance of .this com- mittee, Delbriick said in the Reichstag, 1870: " Er wild seinerseits Kenntniss von der Lage der Dinge nehnien und wild in der Lage sein, durch diese Kenutniss, durch Antriige, die er an den Buudesrath stellt, durch Bemerkungun, die er dem Presidium macht, auf die Be- handlung der Politik Eiuttuss auszuiiben.'' Quoted by Seydel, Cotu- mentar., p. 110. 44 The German Bundesrath. with, and dependence upon the individual state. It passes-- from the sphere of state law to that of federal law, and becomes a factor in the determination which the Bundes- rath reaches as a unit. Hence the decisions of this body do not assume the form of an agreement between the indi- vidual cabinets or a majority of them, but are an expres- sion of the will of a simple organ of government. The activity of the Bundesrath is confined to no single one of the departments of government, for it exercises at once legislative, administrative and judicial functions. These we shall consider in the order enumerated. I. The Bundesrath is pre-eminently a legislative body. Its other functions are, when compared with its part in making the imperial laws, of subordinate importance only. The Constitution provides that the legislative power of the Empire shall be exercised by the Bundesrath and the Reichstag, and that the agreement of the majority of both the assemblies shall be requisite and sufficient for the en- actment of a law * The legal equality of the two assem- blies in respect to legislation would thus appear to be es- tablished. We are indeed very apt to class Germany with the countries which have adopted the bicameral system, and to see in the Bundesrath and Reichstag the upper and lower houses so universally encountered in the existing constitutional organizations of Europe and America. This is, however, a mistake. The Bundesrath is not an upper house in the ordinary acceptance of the term, although, as Bismarck has said, it performs in a degree the functions of one.f We have already dwelt on its peculiar composition. * " Die Reichsgesetzgebung wird ausgeubt durch den Bundesrath und den Reichstag. Die Uebereiiistimmung der Mehrheitsbeschluss beider Versammlungeu 1st zu einem Reichsgesetze erforderlich und ausreichend." Cons., Art. 5. James, German Cons., p. 21. f During the discussion of the Constitution, Bismarck made the fol- lowing significant declaration: " Es ist mir an und fiir sich nicht leicht, mir eiu deutsches Oberhaus zu denken, das man einschieben The German Bundesratli. 45 We have found it in no sense a representation of any class of the nation, and formally, at least, in no sense a delibera- tive assembly. The Reichstag alone in the imperial con- stitution possesses the attributes of a representative, delib- erative body. But while foreign analogies are misleading, within the bounds of the Empire itself, we find a highly satisfactory archetype of the relation existing between Bundesrath and Reichstag, namely, that which has, since the introduction of constitutional government, existed in kounte zwischen den Bundesrath, der, ich wiederhole es, vollkora- nien noentbehrlich ist, als diejenige Stelle, wo die Souveranetat der Elnzelstaaten tbrtfiihrt ihren Ausdruck zu findcn das man also einschieben konnte, zwischen diesem Bundesrath und diesem Reich- stage, ein Mitglied. welches dera Reichstage in seiner Bedeutung anf der soeialen Stul'enleiter einigermassen uberlegeu wiire, und dem Bun- desrathe und dessen Vollmaehtgebern hinreichend nachstunde, inn die Classification zu reclitfertigen. Wir wurden in der Versaramlung nicht souverane Pairs, Mitglicder haben, die ihrenseits geneigt sind, zu rivalisiren mit den mindermaehtigen Souveriiuen in ihrer socialen Stellnng. Der Bundesrath repiiisentirt bis zu einem gewissen Grade eiu Oberliaus, in welehem Se. Majestiit von Preussen primus inter pares ist, und in welchem derjenige Ueberrest des hohen deutschen Adels, der seine Landeshoheit bewahrt hat. seinen Platz findet. Dieses Obeiliaus nuu dadurch zu vervollstandigen, dass man ihm nicht souverane Mitglieder beifiigt lialte ich praktisch fur zu schwierig, um die Ausfiihrung zu versuchen. Dieses souverane Oberliaus aber in seinen Bestandttheilen ausserhalb des Prasidiums sa weit berunterzinlruckeu, dass es einer Pairskamriier ahnlich wiirde, die von unten vervullstandigt werden konnte, halte ich fur unmoglich und ich wiirde niemals wagen, das einem Herrn gegenuber. wie der Konig von Sachsen ist, auch nur anzudeuten. Der haupt*aehliche Grund aber. warum wir keineTheilung des Reichstags ia zwei Iliiuser vorgeschlagcn liaben, liegt immer in der zu staiken Complieirnng der .Maschine. Die Gesetzgebuug des Bundes kann schou durch einen anhaltenden Widerspruch zwisclien dem Bundesrathe und dem Reichstage zum Stillstand gebracht werden, wie das in jedem Zwei- kammersystem der Fall ist; aberbei einer Dreikammersystem wenn ich einmal den Bundesrath als Kammer bezeichnen darf wurde die Moglichkeit, die Wahrscheinlichkeit dieses Stillstandes noch viel naher liegen, \\\v wiirden zu schweriiillig werden." Sten. Ber., S. 430. Quoted by Seydel, Comm., 99. 46 The German Bundesrath. the individual German states between the monarch and his Cabinet on the one hand and the Parliament or Landtag on the other.* In tracing the history of a law through its several stages, the divergence of the German system from the prevailing type of constitutional government becomes even more appa- rent. We find that the Bundesrath and Reichstag are not even legally on the same footing in the execution of their common task of legislation, and that in practice the pre- eminence of the former body is assured, not only by its in-* herent nature, but by deep-rooted tradition. First, as to the inception of a bill, the Constitution provides that both bodies may propose bills, f and thus places the two on an equality in respect to the initiative. Neither is limited to a simple veto, nor forced to accept or reject a proposed law as a whole. There is, in short, no legal necessity why a bill should originate, as it usually does, in the Bundes- rath. The Reichstag, however, looks to the Bundesrath to take the lead in proposing measures, directing a petition to that body if necessary, respectfully asking that it formulate a bill in accordance with its sentiments and submit it to the consideration of the representatives of the people. This is easily explained. The initiative in the German states was, until comparatively recently, confined to the monarch acting through his cabinet; for the proposing of laws on the part of the Landtag was held to be out of har- mony with the monarchical principle.:}: It was thus not only expedient, but absolutely necessary, if the people de- sired any particular form of legislation, that they petition the monarch to lay a bill before them. This tradition no * "Dem Reichstage gegenuber niramt der | Bundesrath niclit die Stelle eiues zweiten Factors der Representation (einer ersten Kammer oder eines Oberhauses), sondern diejenige Stellung ein, welche in constitutionellen Staaten die Regierung besitzt." Meyer I. c., 351. f Art. 7 and 23. Cf. Laband, I., 534. % Meyer, Staatsrecht., 463. The German Bundesrath. 47 doubt lingers in the minds of members of the Eeichstag, each one seeing in the Bundesrath the person of the monarch of whom he is a subject, and the wisdom of the leaders of his own state government. This is illustrated by the fact that the Reichstag addresses the assembly associated with it in legislation not as the Bundesrath, but as the " Verb'dndete Reyierunyen" or, as we may roughly translate it, allied cabinets. As one enters the assembly hall of the Reichstag at Berlin, he is immediately struck by a double row of ele- vated seats, reaching across the end of the apartment on either side of the president's chair. These are the places reserved for the members of the Bundesrath, who, the Con- stitution provides,* may appear in the Reichstag to repre- sent the views of their respective governments, and must be heard at any time upon request. Not only do the Rules of Procedure of the Reichstag provide for this emer- gency, but they go so far as to lay down the rule that, after the discussion of any point is regularly closed, it must be considered as reopened if a member of the Bundesrath asks to speak upon the matter, f The practice has not un- naturally grown up in the Bundesrath of informing the Reichstag, during the discussion of important bills, of the character of the amendments which will be acceded to by the Bundesrath.;}: The preparation of bills, the formula- tion of their contents and the statement of motives, al- though not so provided for by law, falls to the Imperial Chancellor and the high government officials under his * Art. 9. Jedes Mitglied des Bundesrathes hat das Recht, irn Reichs- tage zu erscheinen und muss daselbst auf Verlangen jederzeit gehort werden, urn die Ansiehten seiner Regierung zu vertreten. f Geschaftsordnung, 48. " Nimmt ein Vertreterdes Bunderathes naoh dem Schlusse der Diskiission das Wort, so gilt diese aufs neu fur eroffnet." \ See Labaud I., 537, note 5. 4:8 Tlie German Bandcsrath. control.* It is thus apparent that, while the Reichstag is legally quite free to exercise its power of initiative, the preponderance of the Bundesrath is not only indicated by the provisions of the Constitution, but confirmed by prac- tice. In the final stage of the law making, however, in the so-called Sanction, the ascendency of this body appears even more clearly. Every law, we find on analysis, to consist of at least two easily distinguishable elements, the rules or provisions of which the bill consisted before it became a law ; secondly, the command or order which renders the observance of these rules incumbent upon the citizen. The latter element, or that which converts a bill into a law, is the Sanction. It is obvious that the rules, which form the content of a law, may be derived from many sources. They may be suggested by a minister, by a committee, or even indirectly by some- one wholly outside the government organization. The specific effect of the power of the state appears, not in the formulation of the bill, but in the sanction alone, in the binding force which it may bestow upon any rule of conduct by which that rule is made law.f In the individual mem- bers of the Empire the monarch is invested with the supreme power of the state, and, although he is not free to determine the character of a law without the cooperation of the representatives of the people, he alone can convert a bill into a law. The question presents itself, to which of the organs of the imperial government does this exalted prerogative belong ? The answer would seem to be at hand. All the imperial laws begin with the formula, "We . . . by the Grace of God German Emperor, King of Prussia &c., ordain herewith the following." The power of sanction seems thus to be assumed by the Em- peror. But this formula, taken as it is from the Prussian * Labaud, I, 533. | This subject is treated with great care in Laband, 515 ff. The German Bundesrath. 49 constitution, is not applicable to the Empire. The authori- ties on the subject agree that the supposition that the power of sanction is vested in the Emperor is neither in harmony with the theory of the Constitution nor with its specific provisions. For the right to exercise this power implie 8 the right to refuse to exercise it at will. The obverse side of the sanction is the absolute veto. As we have seen, the monarchs of the individual German states possess both these powers; strictly speaking both aspects of the single power of sanction are apparent in their case. The Emperor, how- ever, has no veto. The Constitution says explicitely that the agreement of the two assemblies is sufficient for the creation of a law. The Emperor must publish all laws constitutionally passed, whether he be in accord with their provisions or no. The article which gives him, as King of Prussia, a veto in the Bundesrath on proposed changes in the military arrangements, would be without significance if, as Emperor, he possessed this power in all cases. It is the Bundesrath, not the Emperor, who sanctions the laws.* That this is entirely in harmony with the principles on which that institution is based, as developed in the preced- ing pages, is obvious.f The sanction of the Bundesrath may appear as a separate act or in conjunction with, and indistinguishable from, the simple approval of the contents of a bill. The Constitution makes it necessary that every decision of the Keichstag shall be acted upon by the Bund- * Laband, 542, aud note 1 ; Haenel, II., 52; Meyer, 472; Sclmlze, II., 118. f See Laband, 541 : " Tiiiger der souveranen Reiehsgewalt ist die Gesammtheit der deutschen Staaten, als ideolle Einhuit gedacbt. Nur von ihr kann daher der eigentliche Gesetzgebungsact, die Sanction der Reichsgesetze ausgehen. Die Gesammtheit der deutsclien Landesher- ren und freien Stadte ertheilt den Entwiirfen zu Reichsgesetzen die Sanction, welclie sie in Reichsgesetze umwandelt. In alien Fallen aber, in denen die deutschen Bnndesglieder ihren Antheil an der Reicbsgewalt auszuiiben haben, ist der Bundesrath das dafur verfas- sungsniassig bcstimmte Organ, nicht der Kaiser." 50 The German Bundesrath. esrath, even if it be the acceptance, as a ichole and unchanged, of a bill or iy matin ' may be, although rarely, legis- lative ordinances (p. 485, and note 12, also p. 4(36, and note 8). Loen- ing (Verwaltungsreehr, p. 229) says, " Sofern die Unterthaueiiaberdie Gesetze auszul'iihren habcn, konnen durch Verordnung auch Vorschrif- tcn iiber die Art und Weise der Ausfuhrung an sie gerichtet werdeu." This species of ordinance would be a law according to Laband, and could not legally be Issued under Art. 7, 2. Laband's narrower construction of the clause in question is very fully and ably supported in his great work, I., 595, flf. In controverting Arudt ( Verordnungs- rccJii des deutschen Reickes. Berlin and Leipzig, 1884) he sums up their points of difference as. follows : " Arndt erkeunt aber . . . dass die Verordnnngen des Bundesrathes sich intra legem halteu miissen, d. h. nur zur Ausfuhrnriy dues Reichsgesetzes dieuen durfen, und dass die Befugniss des Bundesrathes stets auf eine Delegation zurfickzufuiiren sei. Nur halt er nicht eine specielle Delegation in dem einzelnen Gesetze lur erforderlich sondcrn er erblickt in dem Art. 7, Abs. 2 der Reichs- verfassung eine generdle Ermiichtigung auch zum Erlass von Rechts- vorschriften. Da es nun iiblich gewonlen ist, in alien Reichsgesetzen die dazu irgend Yeranlassung geben, specielle Errmichtiguugen zum Erlass von Ausl'iihrungsvorschriften zu ertheilen, so ist die praktische Differenz zwischen der von Arndt verfochtenen Lehre und der hior vertheidigten, nicht so bedeutend, als es vielleicht den Anschcin hat" 52 The German Bundesrath. legislative functions shall be exercised by the Bundesrath and Keichstag, and that the assent of both bodies shall be requisite to the passage of a law. Even the power of enact- ing temporary laws in special emergencies, when the ordi- nary legislative bodies are not in session, a power commonly exercised by the monarch of the individual German state, is unknown to the Empire.* These general provisions do not, however, prevent a delegation on the part of the usual factors of legislation of a specified portion of their power to other organs of the Government to the Bundesrath, the Emperor, the Imperial Chancellor, or even to the individ- ual state administration. Such a delegation, although quite foreign to our conceptions of the nature of constitu- tional restrictions, is not only recognized by the eminent authorities of Germany, but is, as we shall see, sanctioned by a long series of precedents of unquestionable legal validity.! The laws which contain delegations of this char- acter usually designate the organ which shall exercise the power; if not, the duty devolves upon the Bundesrath. :{: The law-making, which takes the form of ordinances, is (p. 596, note 4). The Bundesrath has, however, exercised its power of issuing ordinances with a freedom which does not appear to be jus- tified by the Constitution. Both Arndt and Haenel (IL, 80-81) have brought together a number of instances of this character. Laband, while rejecting many of the cases as beside the point, admits that the remainder prove, "dass die Praxis eine schwankende und der Bundes- rath nicht in alien Fallen der ihm durch die Verfassung gezogenen Schranken sich klar bewusst gewesen ist" (p. 599). * Meyer, pp. 469 and 486, and Schulze, 188 and 288. " Nach TJeichsstaatsrecht mussen, wie Laband sagt, alle Gesetze im materiel- len Sinne auch Gesetze ira formellen Sinne sein." Schulze, II., p. 123. f'Ein Gesetz kann demnach anstatt unmittelbar Rechtsregeln auf- zustellen, Anorduungen daruber enthalten wie gewisse Kechtsregelu erlassen werden sollen. . . . Eine vielfach bethiitigte Praxis deren Rechtsmassigkeit niemals wecler vom lleichstage noch vom Bundes- rathe oder der lieichsregierung angezweifelt wordeu ist, hat diesor Auffassung augeschlossen." Laband, p. 600, \ Meyer, p. 485. Laband, p. GUO, note 4. Ihe German Bundesrath. 53 generally, if not always, a sort of secondary legislation that fills in the details of laws of whicl} the general character has been already determined by the joint action of the two assemblies.* Within the limits already outlined, the Bundesrath, or other organ of state to which the power is specifically delegated, proceeds to amplify the general pro- visions by a process which Laband compares to the develop- ment of a sketch into a painting. Obviously there is scarcely any limit to the extension of this delegated power, nor to the importance of the secondary legislation in mod- ifying the law as it comes from the representatives of the people; in other words, the sketch leaves a considerable lat- itude for the coloring and chiaroscuro. The number of laws which grant the power of secondary legislation to the Bundesrath is considerable. Ilaenel mentions thirty-five in eleven years.t All laws relating to the customs and taxes, and most of those affecting the financial and industrial in- terests of the Empire, are of this class.* Properly to judge this system, so far as the Bundesrath is concerned, two tilings must be kept in mind ; first, the variety of functions assumed by the German state, and, sec- * For example, the so-called Dynamite Law of 1884 is to be inappli- cable to explosives generally used for ammunition. The law does not specify what shall be included in the category mentioned, but dele- gates the determination of this to the Bundesrath. f Studien, II., p. 85. | Laband, p. 601, note 1. The delegated power of issuing ordinances may be more or less limited. Sometimes a law provides that the ordi- nances issued in accordance with its provisions must receive the assent of the Reichstag. In other cases, they must be submitted to the Reichs- tag, which is at liberty to demand their repeal. Ordinances of the former class can be repealed only with the forms of law, while those of the second category may be revoked by the power issuing them, inde- pendently of the Reichstag. (See Meyer, p. 486.) The right to issue ordinances is very frequently delegated to the Emperor, acting either independently or with the knowledge and consent of the Bundesrath. For a list of the laws containing delegations of this character see Haenel, II.. 70-77. 54 The German Bundesrath. ondly, the peculiar character of the Bundesrath as already described. The German Constitution, like our own, has a " general welfare " clause. Everything, however, depends on the construction put upon a somewhat vague formula. It is unnecessary to say that views prevail in the Empire widely divergent from those traditional in the United States. "The whole activity of the state," writes an emi- nent authority on German administrative law, "has for its end and aim the promotion and development of the na- tional civilization and culture." * This is not too broad a statement of what would be known in our country by the question -begging epithet, "government interference." The administration in Germany has assumed such proportions as to give rise to a new and important branch of public law. The field is thus altogether too considerable for a popular assembly, consisting even of the best qualified members, to be able in every case to formulate a law, com- plete in its details and yet adapted to the exigencies of the occasion. Obviously those called upon to conduct the ad- ministration learn better than any one else the rules accord- ing to which it is most expedient to act. The laws which determine the limits of their activity must, while insuring the rights and liberties of the subject, hamper as little as may be the administration in the accomplishment of its very comprehensive ends. The representatives of the people may content themselves with a general determination of the limits of a series of legislative measures, leaving the details to more competent hands, the Bundesrath or the Emperor ; in other words to those organs of state which conduct the administration. The Bundesrath, although in the main a legislative body, has, as we shall see, important administra- tive functions as well. Not only this, but its members are as we have noted, the heads of the administration in the in- * " Die gesammte Thiitigkeit ties Staates hat die Forderung der Kultureiitwickluug-des Volkes zura Zweck." Loaning, Vencaltunys- recht, p. 3. The German Bundesrath. 6-~> dividual states, men versed in affairs, specialists qualified, if any one, to judge of the form a law may best take in or- der to realize its ends. Thus a power which, if delegated by our Representatives to the Senate, would be at once un- constitutional and inexpedient, is in Germany, owing to the complexity of the functions of state and the peculiarity of the chief legislative body, both in accord with the system and necessary to its success. The Bundesrath is an organ of the administration, but not in the sense that it may interfere directly, through spe- cific orders addressed to the government officials. On the contrary, the actual carrying out of administrative meas- ures devolves either upon the Emperor or his representa- tives, or falls within the scope of the self-administration of the individual state governments.* The term administra- tion, is not, as has already been implied, applicable solely, or even chiefly, to the simple execution of the laws. It is a much broader word, including everything which remains, after setting aside the legislative and judicial functions of government. f It is the conduct of the government business in a country where nothing is foreign to the sphere of gov- ernment regulation. The administration may not only do what it is explicitly empowered to do by law, but every- thing which is not forbidden by law.:}; It is the free ac- tivity of the government within thebounds of law.| The cases in which the Bundesrath may exercise administrative *Laband, I., p. 236. Schulze Deutsches Stautsrecht, II., p. 50. f This negative definition is adopted by Meyer : " Unter devBezeieb- nung Verwallung fasst man die gesammte Tbatigkeit der staatlicben Oigane welche nicbt Gesetzgebung uud uicbt Jnstiz ist zusammeu," p. 515. \ ' Die Verwaltung ist keine blosse Ausfiihrung der Gesetse sonderu ein Ilandeln innerhnlb der gesetzlichen Schranken. Die Verwaltnng darf nicbt bloss dasjenige tbun, wozu sie durcb Gesetz ausdriicklicb ermacbtigt, sondern alles was ibr nicbt durch Gesetz untersagt ist.'' Meyer, p. 521. \ Tbe precise nature of the administration from a legal and pbilo- 56. The German Bundesrath. functions may be altered by new laws from year to year. There are thus no absolutely determined limits to its sphere of action, deducible from the condition or the na- ture of the assembly itself. The following classification gives, however, a very just view of the range of its ac- tivity.* According to the express provision of the Constitution,f the Bundesrath decides upon the general administrative measures and arrangements necessary for the execution of the imperial laws, unless that function be delegated by law to some other organ. The individual laws generally pro- vide specifically for the exercise of this power, and, although often delegating it to the Emperor, his minister, or the state governments, the practice has been to leave the determina- tion of the general rules for the administration to the Buu- desrath.ij: This class of ordinances must, of course be distin- guished from those already described, which are really laws in the form of ordinances. Farther, the Bundesrath " decides upon defects" which may appear in the execution of the imperial laws or the ad- ministrative measures and arrangements mentioned above. This clause is very awkwardly expressed, and hence diffi- cult to construe, but it is at least obvious that the Bundes- sophic standpoint is the subject of much discussion in Germany. Laband's plausible theory (Staatsrecht, I. pp. 671, tt') is criticised by Haeuel iu his most recent ess-ay Das Gesetz imformtllen und mater it l- len Sinne, (p. 81, ff.) The best kno\sn general tieatmeiits of the administrative law are those of Prof. Loening of Halle (Dentschtx Verwaltungsrecht, 1 vol.), and of Prof. G. Meyer of Heidelberg (Deut. Verwaltunysrecht, 2 vols). * For this classification see Laband I., p. 236, and Schulze, Dent. Staatsr., II., p. 56. f Art. 7, 2. Der Buudesrath beschliesst . . . iiber die zur Ausfuh- rung der Keichsgesetze erforderlicheu allgeiueiuuu Verwaltungsvoi- schriften und Eiurichtungen." } Laband, I., p. 237. 1 Cons., Art. 7, 3. James, German Cons., p. 22. The German Bvtuksratli. 57 rath is not to " decide upon the defects," as the Constitution reads, but to provide for their remedy. The remedy in case of a law which proves inapplicable to the existing con- ditions, would, of course, take the form of a bill to be laid before the Eeichstag for the alteration or repeal of the undesirable measure. If the defect were confined to the administrative ordinances issued by the Bundesrath alone, it could alter them as it saw fit. There is, however, a far- ther signficance in the clause, which may be inferred from its history.* From its origin it is clear that it forms the correlative of the articlef which vests in the Emperor the duty of overseeing the execution of the imperial laws. The Constitution, in defining the competence of the Empire, (Art. 4),* does not, as might be expected, designate a cer- tain number of departments which shall fall to the federal, as distinguished from the state governments, but limits the competence of the federation, in the first instance at least, to the "oversight and legislation' 1 ' 1 in the matters enumerated in the article. This is very striking. Oversight takes prece- dence of legislation. Of the execution of the laws when made, nothing is said. The execution of the laws made by the federal government is left to the states. The funda- mental difference which here presents itself between our system and the German, is pertinently expressed in the defi- nition of a federative government which a recent German writer has put forth: "//*," he says, " we wish to gain an accurate conception of a Federation (Bundesstaat), as t/w- thi'2 TJie German Bundesrath. with free philosophical reasoning which prevails in Germany.* The jurisdiction in constitutional questions is not dele- gated to the courts, but, so far as it is provided for at all, it is exercised by the Bundesrath. That this body, whose members vote according to instructions, is as ill adapted to perform 'judicial functions as one can well imagine, is clear.f Nevertheless, by general consent, the Bundesrath is pitched upon as the proper organ to exercise any important function which seems to lie outside the sphere of the other constituted powers. Hence it acts as judge when no other judge is forthcoming. Something has been said al- ready of the judicial activity of the Bundesrath in its decis- ions concerning defects -in the laws or their administration. This often involves an interpretation of the laws, but rarely does their determination take the form of an actual *The following quotations show the strong repugnance which is entertained by some of the ablest thinkers in Germany towards any interference of the courts in cases of alleged unconstitutional action on the part of the federation. . . . " Es rnusste als ein gerade zu un- ertiaglieher Zustaud angesehen wt-rdfii. wemi Gerichte ein ordimngs- niassig verkundetes Gesetz bei der Eutscheidung concrtjter Rechtsfalle fur nichtig erachten, wahrend Kaiser, Bundesrath und Reichstag es als verfassungKinassig zu Stande gekuminen aufrecht erhalten" (Laband, I., 556, note 1). Haenel, Laband observes farther on, " or- blickt gerade in dem richterlichen PrufuugSrecbt der Verfassungsmas- bigkeit der Reichsgesetze eiiien indiri'i'ten. Rechtsschntz tlen Eiiizthtuutes gegen rechtswidrige Eiugi'iffe des Reiches in seine Rechtsordnung. Die Einzelstaaten wiirden inn denselben nicht zu bcneiden seiu ; denn sie konnten in die eigenthumliche Lagekommen, dass der Bundesrath von ihnen die Durchfuhruug eines Reichesgetezes verlangtund sie mit Bundesexecution bedroht, wall rend die Gerichtshofe dasselbe Reichs- gesetz fur nicht nach Massgabe der Reichsverfassung erlassen und deshalb fur unanwendbar und nichtig erldaren (558, note 8). Far- ther, see Bismarck on the interpretation of the constitution by the courts, quoted in Buseh, Unser Reichskanzler L, 32. Radically differ- ent views are met in Haenel, Studien, I., Chap. V., particularly p. 268 ; also Westerkamp, Ueber die Iteichscerfitssung, 184, ff. Both the latter are fatailiiir with our institutions. t Martitz, 1. c. f 37. The German Bundesrath. 63 decision of the specific case which gave rise to the discussion, as tli at may have been determined long before. The deci- sion of the Bundesrath serves simply as a guide to those to whom the decision of the case in question, or similar cases, is intrusted.* In a few instances, however, determined by special laws, decisions of the Bundesrath, or its commit- mittees, are in nature precisely those of an administrative court ; for example, deciding whether, and to what extent, the gates of a fortress may be widened in the interest of traffic. f The three cases particularly enumerated in the Constitution, in which the Bundesrath is called upon toper- form judicial functions, are as follows: I. It may receive complaints of a refusal of justice on the part of the state courts. The decision must be based upon, and be in accordance with, the constitution and laws of the state in which the case arises. If it be found that justice has been refused or retarded, the Bundesrath has the power, by appropriate measures, to force the state to remedy the wrong.;}: If the state courts are, however, by state law in- competent to decide the case on which the claim is based, the claim is invalid, as there is obviously, under the cir- cumstances, no refusal of justice. * Laband. I., 240. An example summarized b.y Laband (I., 246, note I) will serve as an illustration of this side of the Bundesrath's activity. During the session of Februry 27th, 1871. the President of the Bundesrath announced that a difference of opinion had become apparent between the Federal Chancellor's Office (Bnndeskanzleramt) and the Senate of Bremen, as to whether an order issued in Bremen forbidding paddling, was or was not in harmony with the imperial law relating to industries. The matter was, at the suggestion of the President, referred to the IV. Committee to be reported upon. The committee decided that the order was in opposition to the objects of the federal law. The Plenipotentiary of Bremen thereupon declared that the Senate of his city would repeal the order in question. f See Laband, I., 247. The decision which devolves on the Bundes- rath in regard to the federal execution is judicial in its nature. JSchulze, Deut. Stasitsr., II., 63-4. Laband. 248. Cons. Art. 77, f., the clause of the constitution which treats this subject is copied from the 29th Art. of the Wiener Schlusxacte. 64 The German Bundesrath. II. The Bundesrath is also empowered by the constitu- tion, (Art. 76, 1) to decide, on the appeal of one of the par- tie?, cases arising between different members of the union, so far as they are not simply civil cases falling within the jurisdiction of the regular courts. This is only a species of last resort, a means to promote the possibility of a peaceful solution of difficulties, for war between the conflicting states is of course absolutely excluded.* III. Finally, Article 76, 2, of the Constitution confers upon the Bundesrath a power, to say the least, somewhat startling in its nature that of arbitration when difficulties of a con- stitutional character arise between the different factors of the state governments. The clause reads, " In case of con- flicts of a constitutional nature in states where there is no appointed authority to decide such matters, the Bundesrath shall, upon the application of one of the parties, settle the difficulty amicably. If this does not succeed, the matter shall be disposed of with the forms of federal legeslation."f It is to be observed that the Bundesrath is to interfere only when appealed to by one of the parties concerned. Should the conflict, however, be of a nature to prevent the fulfil- ment of the duties of the state towards the federation, the Bundesrath (in accordance with article 19 of the constitu- tion relating to the execution} has the right to interpose without being called upon. Farther, where the throne in * Recognizing the un fitness of the Bundesrath to act in this capa- city, Martitz (1. c., p. 37) observes : " Man wird kaum umhin konnen. nach dem Vorgange der nordamerikamschen und schweizerischen Verfassung auch fur die norddeutsche Union ein Bundesgericht mit der Aburtheilung der Streitigkeiten zwisuhen den Bundesgliedern zu betrauen." See also Seydel, Holzeudorfl', and Brentano's Jahrbuch, III., 28ft, ft. f "Verfassungsstreitigkeiten in solchen Buudesstaaten, in deren Verfassung nichteine Behorde zur Entscheidung solcher Streitigkeiten bestimmt ist, hat auf Anrufeii eines Theiles, der Bundesrath giitlich austugleichen, oder, weuu das nicht gelingt. im Wege der Reichs- gesetzgebung zur Erledigung zu bringeii." The German Bundesrath. 65 a state is the object of contention between two or more pretenders, the Bundesrath not only may. but must exert an influence on the outcome, inasmuch as the rights of membership in the Empire are exercised by the head of the state. The Bundesrath would be forced to decide which aspirant to the throne was entitled to be represented in its midst by his plenipotentiaries. Conflicts of a constitutional nature are very apt to be directly and indirectly connected with a misunderstanding between the monarch and his subjects, or, more specifically, between the cabinet (Regierung) and the representatives of the people. In the decision of a case of this character, the Bundesrath is obviously no impartial judge. It is itself an assembly of rulers, and possesses all the prejudices of rulers. Where the sympathies of the arbitrator would be, is clear. The influence its members might exert on one of their own number, in their attempt amicably to bring about an un- derstanding, would be neutralized by the well-founded sus- picion with which an angry parliament would view their intervention. Thus it is expedient that ultimately a coun- terbalancing factor, the Reichstag, should be called in, or, as the Constitution expresses it, that the decision of the question should take the form of a legislative act. Com- posing this bicameral court we have, on the one hand, the plenipotentiaries of the Bundesrath, voting according to the instructions of the monarchs, whose brother ruler is in- volved, on the other hand, the representatives of the people, influenced by a variety of political tendencies and ready to defend their fellow representatives in the state. As Laband says,* when two such bodies are called upon to exercise the functions of a court of justice, for which they are in no way adapted, and attempt to agree upon a verdict, the probability that the motives of the decision will be of a purely judicial character is extremely small. The consti- * Page;252. 66 The German Bundesrath. tution does not, in fact, require that the decision should have a judicial character. The solution of the difficulty may take the form of a change of the state constitution, or of an annulling of that portion of the constitutional law of the state which gave rise to the conflict. For Article 2 of the imperial Consti- tution, which declares that federal law takes precedence of the state laws, applies to a case of legislation based on the clause we have been considering, by which the existing law of one of the states is modified by the Empire.* The moral of all this, which is not likely to escape a cit- izen of the United States, is formulated by probably the most distinguished authority on German constitutional law, as follows : " A consideration of this clause yields two sig- nificant results: first, it is apparent that the individual state is not sovereign in the field left to it, but the Empire stands above it, in reality the highest power, in truth the real sov- ereign ; secondly, it is obvious from the functions of the organs of the Empire, in particular those exercised by the Bundesrath, that legislation, administration and justice are not sharply defined departments, but are simply forms in which the one and indivisible power of the state manifests itself." f *Laband, 252. fLaband, 2~>2. This power of interfering with the state constitu- tions is sharply criticized by Martity.in his suggestive little book on the North German Constitution (Betrachtungeu uber die Verfassung des Norddeutschen Bundes 18C8). But while he calls the provisions on this matter " in hohem grade bedenklicfi," and asserts that " der gesammte verfassungsnmssige Rechts7Aistand der deutschen Staaten in Frage- gestcllt wild" (pp. 29 and 31) he admits that "der Bund deu Verfas- suiigscouflikteu der Eiuzelstaaten schlecterdings nicht gleichgiltig gegeniibersteht-n kann, dass ihm in jedem Falle die Moglichkeit gewalirt werden muss, denselben die gefahrlichen Spitzen abzu- schneiden, diese Nothwendigkeit bedarf keines Erweises." In other words, this contingent interference with the affairs of the individual state is a tradition so deeply rooted in the German mind that even the liberal thinkers canuot free themselves from it. A further example is to be found in the liberal constitution of 1848-9. The German Bundesrath. 67 The preceding study ought, it seems to me, to help us to a truer view of the real nature of our own government. As we have seen, the German Constitution was not the pro- duct of abstract political speculation, but was strictly con- ditioned, at its formation, by existing national traditions and by the specific demands of the moment. We find in it no room for institutions copied from other federal systems. It is relative to the German nation, purely indigenous, and hence, BUI generis. But is not the same true of our own form of government ? Have the principles enunciated in the Federalist, for example, a universal applicability, or are they, to a much greater extent than we are wont to suppose, simply rules for a single nation, at a particular period of its development? We may seek an answer to this question in two directions. We may investigate the origin of our con- stitution, and determine whether or no its founders were governed in their work, by a desire to realize abstract ideals, or were contented, in the main, to adopt such arrangements as were sanctioned by the experience of the states. Or we may compare our constitution with other examples of federal organizations, and see whether there be a unity running through them all which would justify us in assigning an absolute value to those rules which have been observed in the formation of our own federation. In respect to the origin of the constitution of the United States, I have attempted to show in a previous article,* that our existing form of government had a much more gradual development than is generally supposed. The work of the Convention of 1787 consisted chiefly in what may be called the federating of the political institutions of the individual states, even the original features being strictly in harmony with the national traditions. The second method by which it seems possible to reach a solution of the problem suggested above, we have pur- *The Original and Derived Features of the Constitution. Annals of the Am. Acad. of Political and Social Science, Oct., 1890. 68 The German Bandesrath. sued in the foregoing pages. The result is clear. We have found upon studying the constitution of the chief example of a federal state in Europe, that it is not formed according to the same plan as that of the United States. The German Federation is, as De Tocqueville once said of our own union, in reality, a new tiling with an old name. In attempting to study it with our national preconceptions, we find ourselves at first baffled by the constant disregard of the formulations of our classical works on politics. It is only when we recognize the possibility of independent constitutional development in lines wholly different from those which the United States has followed, and cease to try to classify all political phenomena according to a sys- tem applicable in general only to our own national evolu- tion, that we begin to perceive the real nature of the Ger- man Imperial Constitution. But if, as we seem warrantel in concluding, the political institutions of a nation must be relative to its social and economic status, the attempt to lay down general principles of government applicable to every country, or even to a single country in every stage of its de- velopment, must always prove futile. Every nation is, however, in a constant state of flux. Our own, in particu- lar, has undergone the most profound changes since the close of the last century, and we have, perhaps, cause to envy the good fortune of those countries where the constitution is not so rigid as to preclude a more or less unconscious re- adjustment between the political institutions and the con- stantly changing social and economic life of the nation. A 000533117 e 3 1970008720564 Univen Sout Lib