952 B811 U.C BERKELEY UBRARY ^ .) UNIVERSITY OF CALIFORNIA ON THE DISTINCTION BETWEEN THE ART-EPIC AND THE FOLK-EPIC CORNELIUS B. BRADLEY [Reprinted from the University Chronicle, Vol. VIII. No. 4] BERKELEY THE UNIVERSITY PRESS 1906 o ON THE DISTINCTION BETWEEN THE ART-EPIC AND THE FOLK-EPIC.i Cornelius B. Bradley. When we call the Paradise Lost and other poems of its kind Art-epics, and so distinguish them from certain others which we call Folk-epics, we do not mean, I imagine, that the two are necessarily different in subject-matter or in essentials of treatment: for the so-called Art-epics have confessedly copied the others in these points. Nor do we mean that in genesis and development the two are different throughout. It is clear that both kinds alike strike their roots deep into the same subsoil of communal consciousness and of racial activity wherein are the beginnings of spiritual and artistic life for man. Both kinds take shape under the determining influence of prevalent ideals of beauty, of con- duct, and of character, which are racial and not individual. The ultimate materials for both, whether in the form of story, myth, legend, cosmogony, or theology, are, as we know, the resultants of cooperative efforts on the part of untold generations of men. The earlier stage then is essen- tially alike in both; and so too is the final. For the final form in both is determined by the fusing, the coordination, and reduction of all this mass in the central glow of some individual imagination, and the recasting of it in the mold of a single, adequate, poetic form. Whatever differences then we discern between the Art-epic and the Folk-epic ^ Paper read at a meeting of the Philological Club, April, 1905. 136642 miLst be either differences in the intermediate stage directly affecting the final form ; or, possibly, some difference in the poet 's temperament or circumstances ; or even some dif- ference in ourselves, which may modify our impression of the result. The factors efficient here would seem to be these: (1) The individual power and skill of the re dactor actually brought into play. (2) The relative conditions of age, form, and consistency in which the various materials are furnished to his hand, in so far as these affect the in- herent difficulty of the redactor's task, and the consequent demand for the exercise of conscious art. (3) The contem- porary attitude of men regarding this material, as affecting the freedom which the poet may allow himself in dealing with it; and (4) our own knowledge or ignorance 6f the precise facts and conditions of the redaction, which uncon- sciously, but surely, affects our impression, and therefore our classification, of individual epics. As for the first point, organizing and poetic power of a very high order is presumed in the case of any poem which the suffrage of the world has crowned as an epic. That fact is the demonstration of its presence. Differences of degree within this first order of poetic power, or differ- ences of aspect and function, while affecting the rank of the epic, so far as I can see, do not at all affect its classifi- cation under one or other of the two kinds now under con- sideration. There remains, however, the pertinent ques- tion of how constantly and how pervasively is this organiz- ing power evoked, how large is the demand made upon it, and how obvious are the proofs of its exercise. Since these are matters immediately concerned with the remain- ing heads of my discussion, I shall defer them until we encounter them in their places further on. The second point — t he actual f orm and, condition of the raw material of epic poetry which comes to the redactor's hands — is one of considerable importance. If the redac- tion takes place not too long after the close of the natural growth of folk-lore and legend ; if the material reflects the imaginative life of a single unitary people, and therefore of a single epoch, we should expect to find in it a degree of homogeneity both in matter and in manner, which would very greatly simplify the task of redaction. Artistic selec- tion would be very largely anticipated by what we might call natural selection. Many of the forms and features of communal art, being already in harmony with each other and with the main theme, would inevitably be preserved in the finished work. Not that there would be less need of the consummate poet, or less opportunity for him, but his art would largely efface him. The pervading sense of a single dominant personality would to us be greatly lowered, with corresponding heightening of the features of imper- sonal, i.e., racial, cooperation. A work so brought into final form we should certainly count a Folk-epic; — and such a work is the Iliad. But let us suppose the contrary case : — that the mass of legendary material for the coming epic concerns a number of diverse peoples ; that its various elements have been de- veloped under widely differing conditions, and even in dif- ferent epochs ; that there are fundamental discrepancies of situation or of story to be harmonized or eliminated, action to be newly motived, and all its scenes brought as it were into one focus and reduced to one scale; that all its life, of whatever original cast, is all to be made to assume the guise and setting of an already fabulous heroic age whose only examples are the Iliad and the Odyssey. In such a case the dominance of the individual and of his art will be greatly enhanced; — we shall everywhere feel the presence of the poet. Quite apart perhaps from what we now know of its origin, we might for this reason alone account the fi^neid an Art-ppie. Or let us put one other case. If in the thirteenth cen- tury, either in France or in England, the Arthurian legend had found its poet of genius, and if he had been uplifted 6 on a swelling tide of national or racial enthusiasm, we should doubtless have had a genuine Folk-epic. But if ^Milton in the seventeenth century had carried through to completion his earlier and long-brooded purpose, — had given us the British instead of the Hebrew story, — we should certainly have had an Art-epic. Between these two dates — in Chaucer's time or again in Malory's, had either of these men been fitted for the task, — we should have had a result which might conceivably have been of either kind, according to the obtrusiveness of the personality and art, — the original prominence, that is, of the personal signature ; but in part also according to the degree in which the lapse of time has caused that signature to fade from our view. But, on the other hand, had Shakespeare's genius been epi- cal rather than dramatic, and had he — late as his period was — addressed himself to this story, I venture to believe the work would be rated as a Folk-epic. Shakespeare is the known and historic type of a great poetic organizer like our unknown and mythical Homer. His is the skill to work with unhewn stones — with masses of material most diverse in origin and form, — and with the least possible alteration of them, to build them into a noble edifice. HLs is the art which eflPaces art, as it certainly did even to his contem- poraries. The very opposite is true when we come to the only great poet who ever actually wrought in these partic- ular materials — to Tennyson and his Idylls of the King. Though these attain not to the continuity and complete- ness of the epic and are therefore only epical, there can be no doubt as to their classification with reference to the ques- tion we are now considering. They represent the acme of conscious and personal art, — the utmost remove from the features of the Folk-epic. The third point, — as to the part which contemporary belief, conviction, and reverence for tradition may play in limiting the redactor's freedom in the exercise of his art, — seems to me to be of not nearly so much importance to our present discnssion as some appear to think. That strong contemporary feeling toward the tradition — and especially the redactor's own feeling as reflecting that of his time — would powerfully affect the freedom of his art along cer- tain lines is undoubtedly true. But that the presence of such affirmative feeling should have much to do with mak- ing the outcome an epic of the Folk-species, or that its ab- sence, leaving the poet more fancy-free, should of itself tend to make his art more dominant, and so give us an Art- epic, seems to me an unwarranted conclusion, and one not borne out by the facts. Virgil, as Heinze has abundantly shown, feels bound religiously to respect the tradition. He may choose between different versions of the tradition that one which best suits his purpose. He may fill up gaps in the tradition with material of his own invention. He may graft foreign tradition upon the native or the Grecian stock. Above all, he may amplify, embellish, may supply motive, occasion, and setting; may infuse into it all his own genius, his own poetic aspiration. But in all essentials Virgil sticks close to his text. Nevertheless his work is the very type of the Art-epic. On the other hand Homer seems to have worked in an atmosphere of much greater freedom. Myth and legend seem plastic in his hands, and that in spite of much greater apparent belief and reverence, both as regards the heroic and as regards the divine phases of the legend, than is con- ceivable in Virgil's time. Milton, at a greater distance from the origins than was the case with either of these, is nevertheless confronted both within himself and in the world about him by a con- viction much more rigid and definite than Homer's, and by a scruple which bound him to follow the letter much more closely than did Virgil. It is worth Avhile moreover in this connection to note how closely Tennyson too has followed Malory, though surely neither the poet himself nor his age could have felt the slightest scruple — unless it were an artistic one — to prevent him from doing as he would with heroes whose very existence at all in the flesh is openly doubted or denied. Certain human types from the old myths, it is true, have become symbolic — are now psycho- logical studies, and poets in succeeding ages are fond of shaping them anew in the image and fashion of their own times, and trying their reaction under changed conditions and social ideals. Such old types freely dealt with anew are of immense importance and interest as landmarks of the progress of human thought, and the gradual shift of its ideals. Such are the Ulysses of Dante and of Tennyson, the Prometheus of Shelley and of Lowell, the Faust of Mar- lowe and of Goethe, and the various impersonations of the Satan-type — including Prometheus — from the Satan of Job to ]\Iephistopheles. These are dealt with more freely per- haps in proportion to their distance from their originals. But apart from such cases as these, the very reverse of the usual assumption would seem quite as close to the truth, if not closer; namely, the nearer the beginnings, the more plas- tic in genera] is the material of the tradition ; and not until late is it likely to crystallize into definite dogma, or become a matter of creed which one touches at his peril. The last point is one I have never seen discussed or even mentioned; yet it seems to me deserving of serious attention. The assignment of a great poem to the one class or the other is not in every case, surely, a matter of ob- jective certainty or of absolute demonstration. It is rather the outcome of a total impression made upon us; — the im- pression of the presence or absence of a single conscious purpose powerful enough to coordinate and unify all de- tails, and of a conscious personal technique and art which make themselves felt there in the work. All poems that we know of epic grade root themselves in some great tradition of which they are the final and consummate flower. All of them therefore have the popular, the communal element, the fragmentary and discrepant material as their basis, needing to be fused in the central heat of some great artistic imagination before the broken fragments can become a great poem. Convei*sely all poems which we account worthy to take rank as epics have had, we feel sure, from some hand this final personal shaping; since the constant ten- dency to ramify and cliverge7 which is the mark of the popular, the communal, phase of the process, could never reverse itself without passing out of that phase into the phase of personal art. Both the communal origin, then, and the personal art are present in every epic. The dif- ference therefore becomes a question of degree and not of kind : How completely has the organizing imagination and purpose mastered these unorganized materials? How far have the resources of the poet's expressive art sufficed to give the resulting conception adequate and harmonious ex- pression? Perfection in either kind it is idle to look for. No imagination can suffice to reconcile all discrepancies, to fill up all gaps in material so originating ; nor can any art working on so vast a scale efface entirely all traces of the tools of previous workmen. Every work of art is really a palimpsest, but epic art more so than any other, and in- evitably so. Here as elsewhere hindsight is proverbially better than foresight; — we see what we are prepared to see. The dis- tinguished scientist, you remember, who when asked to ob- serve some specially interesting object made ready for him in the field of the miscroscope, instinctively paused to ask before he would look, "What am I to see?" was quite right. Had he not received that direction, he might have looked in vain; — he might have missed entirely the in- tended demonstration. So here in a great epic a conscious purpose is much more clearly discerned when we know what to look for, when we have learned from other sources some- what of the artist's character and tendencies. His art is more apparent the more we know of his artistic training, his masters, his models, and the history of his development. 10 If these elements in his case are well known, and known to be eflficient and powerful, the presumption of course will be strong that they will be found in the epic he has worked upon, and that they will determine its artistic quality. But it is conceivable also that for one reason or another these powers, though generally pronounced enough, may have been feebly exercised in any particular case; or even though competent, the poet may be without a strong ego- istic manner. In such cases we might find ourselves quite at a loss, and our demonstration would not be complete till Avc hnd unearthed the quarry in which he worked, had found the rough blocks which he was to build into his stately edifice: — that is, had discovered his sources in the form in which they came to his hands. Not until this has been done have we any absolute control upon subjective and impressionistic judgment. In Milton's case we have of course full infonnation on all these points. Yet it seems to us, no doubt, that without any of this information we should be able to recognize anywhere that splendid egoism of character and the music of that "organ voice of Eng- land"; — and so I agree we should in general. But I am not so sure of detail and of special passages. What would the art critic of three millenniums hence, with no Bible, no Homer, no Dante, no Tasso, no history, and no other poems of Milton to afford him a clew — ^what would he make of the allegory of Sin and Death, of that grotesque Limbo on "the backside of the world," of that other grotesque and irrationality of battle in Heaven with gunpowder and cannon, of coarse punning speech on the part of arch- angels who count themselves equals of the Most High, or of that scene in the grand audience chamber of Hell, when "Princes, Powers, Potentates, the flower of Heaven once lost" assembled to hear the report of their mighty leader's success, suddenly fall prone and grovelling in guise of ser- pents, and instead of the intended applause utter only "a dismal universal hiss"? Or what would he make of the 11 passages where Milton's scruple about the very words of scripture has given us whole blocks of lines which are little more than centos, whose metrical form even does not con- form to rules which Milton elsewhere observes? Under criticism like that we are only too familiar with would not these almost inevitably be marked as ' ' intrusive materials, ' ' unassimilated and unassimilible ; — instances in fact of the very sort of thing which characterize the Folk-epic? Yet most of these, as we know, are Milton's own invention pure and simple, and are not found in any of his models or sources. All this, be it observed, in the case of Milton, whose personality and art are as definite and unmistakable as any we know in literature. But suppose the artist of Paradise Lost had been quite another, yet as great or even greater than Milton ; but an artist of a different method ; — suppose it had been Shakespeare, working broadly and rap- idly, incurious of minute and uniform finish, compelled by haste to collaborate with other men, to appropriate whole blocks of material either as it stood, or with slight touches of his own, — an artist of no one fixed mood and master- temper to betray him, but of immense range and compass — had it been so, what could the critic do but pronounce the work a Folk-epic ? Is it not conceivable — nay, is it not even probable — that such is the case with Homer? Clearly then our knowledge — that is, our ignorance — of the facts may determine our judgment, and may determine it wrongly. It is at least a significant fact that of all the works we agree to call Folk-epics not one, so far as I can recall, has grown to completion within the range of our vision and recorded observation; and not one of our so-called Art- epics is the work of an artist we do not personally know. These arguments, it may be said, are purely hypothet- ical; and such they are frankly admitted to be. But such too, it seems to me, are the arguments which oppose them. The fact is that the group of poems we are now consid- ering is so small, so essentially diverse in character, and 12 with few exceptions so absolutely unknown to us in the real facts and circumstances of their origin, that sound general- ization is extremely difficult, to say the least; and dogrma- tism of any sort is entirely out of place. If we consider the standard epics of both sorts along with other forms of literature most nearly allied to them, we shall find that they form an almost perfect series with no impassable gaps. Beginning with mere collections of ballads and lays, like those of Percy and Child, they grade upward into cycles like the Arthurian Romances, and these again into definite redactions and integrations like the Morte d 'Arthur or the Kalevala. Between these and the lower grade of epics — more or less doubtfully of that rank — such as Beowulf, the Nibelungenlied, and the Mahabharata, it would be difficult to draw any sure line save that of our own knowledge or ignorance of the precise conditions of the final shaping. Passing these, we come to the Homeric poems, the surest types for us of the genuine Epic. And after all the tumult of battle which has raged about them, it is interesting to note, as Matthew Arnold points out, that the most abiding impression they make upon the appreciative reader is the impression of essential unity, pointing clearly to the work of some single poet of uncommon mastery and skill, though otherwise unknown to us. In this same group we should doubtless put the Ramayana and very likely some others of unknown authorship, if only we count them in general character and excellence worthy to stand in this privileged group — as, for instance, the Cid, or even some of those named in the preceding group. Of intrinsic character quite akin to these, but of known authorship, are the ^'Eneid, the Divina Commedia, Shah Namah, and Paradise Lost; and with these, but for its dramatic form, — in this case hardly a vital matter, — should be associated Goethe's Faust. Be- yond these still are certain elaborate poetical studies both ancient and modern, in various form and to different ar- tistic ends, but on themes from the epic field : — Prometheus, 13 Ulysses, Agamemnon, Ajax, Enceladus, CEnone, Iphigenia, with Tennyson's Arthurian Idylls and many others; — through which field our quest brings us back once more into the realm of general poetry. To sum up very briefly, then, the conclusions of this paper may be stated somewhat as follows: (1) The ulti- mate materials used in each of the epic forms we have been considering are the same : mj^h, legend, and tradition. The complete and final form moreover is due to the skill of some individual poet and artist. The elements of difference then are either the essential character and the degree of elabora- tion of the popular materials used, or the boldness of the signature of the artist. (2) If we regard the actual condi- tion of the materials used as not of any great importance in this present discussion, and therefore negligible here, there remains the signature of the artist to be considered — the impress of his personality. Not merely will this act- ually vary through all degrees with the character and force of the artist, but the signature itself in any given work is not forever a constant quantity. Bolder and blacker at first, it inevitably fades with time; and especially when read in the twilight of our ignorance, it is sure to seem to us fainter than it really is. It cannot therefore be a sure criterion by which to classify works of different men and of different times. In further support of this point is the surprising uniformity of rating in the one group all the works of known artists, and in the other all the works of artists unknown, (3) The distinction then between the Folk-epic and the Art-epic so-called is a vanishing one, convenient indeed for certain purposes of education and criticism, and in typical cases apparent enough for such purposes ; but too subjective — too impressionistic — too little based on fact and knowledge to be final. ^/FOh-r- FOURTEEN DAY USE RETURN TO DESK FROM WHICH BORROWED This book is due on the last date stamped below, or This book is^ ^^^ ^^^^ ^^ ^^.^^ renewed. 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