D 829 E2 K66 1S21 MAIN CONFIDENTIAL PAGE PROOF >5lA INJCHKEAE-EAST UC-NRLF B3537b73 BairSTTo. /\. js^orrr, u. Uv JL. Uegie Endowment for International Peace I HON OF international LAW idential print IVr^ mMtrnxauMn tujummtamd:: * I' f » ■•!?■■• # re- ,_ e % % % .« it * t * :f -# % " r '• til >i.« :. t t « ? ^ • i* % « fi » I * • ^« IS' « * ■ ji^" ■ « %-% 'ft _feL» mH^'^ p. n%* if »' * JIL* M.,K m ^^ CONFIDENTIAL PAGE PROOI RUSSIA IN THE FAR EAST Baron S. A. Korff, D. C. L. Carnegie Endowment for International Peace division of international law confidential print Pamphlet Series of the Carnegie Endowment for International Peace Division of International Law Confidential Print RUSSIA IN THE FAR EAST BY Baron S. A. Korff, D. C. L. Professor of Political Science and History in the School of Foreign Service, Georgetoivn University, and Sometime Professor of Russian Laiv and History in the University of Helsingfors and Women's University of Petrograd WASHINGTON PUBLISHED BY THE ENDOWMENT 1921 COKVRIGHT I92I BY THE CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE GIBBON BROS , INC.. PRINTERS. WASHINGTON £^ k NOTE A Conference on the Limitation of Armament was called on August 11, 1921, by the Government of the United States, to meet in Washington on November 11, 1921, the third anni- versary of the signing of the armistice between the victorious Allied and Associated Powers and Germany. The representatives of the Powers originally invited to the Conference were the British Empire, France, Italy and Japan, for the consideration of the question of the limitation of arma- ment, and China for the discussion of Pacific and Far Eastern Questions. Later, representatives of Belgium, the Netherlands and Portugal were invited to take part In the discussion of questions concerning the Pacific. The tentative program agreed upon embraces the following subjects : Limitation of Armament 1. Limitation of naval armament, under which shall be discussed: (a) Basis of limitation. (b) Extent. {c) Fulfillment. 2. Rules for control of new agencies of warfare. 3. Limitation of land armament. Pacific and Far Eastern Questions 1. Questions relating to China. First: Principles to be applied. Second : Application. Subjects : (a) Territorial integrity. (b) Administrative integrity. (c) Open door — equality of commercial and industrial opportunity. (d) Concessions, monopolies or preferential economic privileges. (e) Development of railways, including plans relating to Chinese Eastern Railway. (/) Preferential railroad rates. (g) Status of existing commitments. 2. Siberia (similar headings). 3. Mandated islands (unless questions earlier settled). Electrical communications in the Pacific. VI NOTE Under the heading of "Status of Existing Commitments" it is expected that opportunity will be afforded to consider and to reach an understanding with respect to unsettled questions involving the nature and scope of com- mitments under which claims of rights may hereafter be asserted. In the belief that the dissemination of information regarding the status of armaments, the collection of official documents throwing light upon the situation in the Pacific, and the furnish- ing of accurate accounts of the issues involved in some of the more important problems confronting the Conference, would render a service to the public and perhaps even to the delegates to the Conference, the Carnegie Endowment for International Peace has undertaken the preparation and publication of a series of pamphlets of which the present pamphlet is one. The meeting of so many nations in conference, following upon the close of a great war, is in itself an event of no mean import- ance. The holding of a conference upon the limitation of arma- ment in succession to the First Hague Peace Conference called to consider the burden of armaments and the means for its de- crease, with the possibility of an agreement in conference upon some of the questions of international import in addition to armaments, is an indication that the world is returning to "nor- malcy" and turning to the experience of The Hague. That the Conference may be successful In all the phases of its program should be the desire of men and women of good-will in all parts of the world. James Brown Scott, Director. Washington, D. C, October 31. 1921. CONTENTS PAGE I. Penetration into Siberia I II. Relations with China 7 III. Relations with Japan 20 IV. Relations with Mongolia 33 V. Present Outlook 38 RUSSIA IN THE FAR EAST I. Penetration into Siberia Slow, but very steady, was the advance of Russia into Siberia. For centuries did the Russians move onward, gradually driving back, conquering or assimilating the Mongolian aborigines. For a very long time Siberia seemed only a vast wilderness and a happy hunting ground for the fur trader and trapper. Later, and mainly on account of its great distance from European Russia, the Siberian country was used by the czars for purposes of penal colonization. Thus, there grew up that sad reputation, which clung to Siberia for many generations, of a bleak land of exile, where human suffering attained its very limit. The famous book of George Kennan, Siberia and the Exile System, helped much to popularize these ideas, bringing home to the outside world the worst sides of the former autocratic regime of Russia. Yet this conception of Siberia is a very wrong one. Behind and around the penal settlements there developed a most healthy colonization by some of the best types of Russian Slavs. The peasant of European Russia was attracted by the fertile soil and agricultural resources and possibilities of Siberia and by the rela- tive individual independence of his political and social life there; so he willingly migrated eastward, taking possession of the fertile land and forests he could find. But very naturally, such a pioneer movement called forth the selection of the best type of individuals, the most enterprising, most energetic and intellectually alert citizens, who thus soon constituted in Siberia a very progressive and flourishing population of settlers. Then, too, political exiles were nearly always the pick of the Russian educated classes, carrying away with them into the wilderness such an amount of intellectual energy that, toward the end of the nineteenth cen- tury, many Siberian Provinces could boast of having the best in- tellectually developed elements of the Russian nation. It is important to note in this respect, that racially the Siberian set- I RUSSIA IN THE FAR EAST tiers belonged all, or nearly all, to the purely Russian stock; only among the political exiles do we find a small percentage of Poles and of other nationalities, sent out after the Polish insurrections of 1831 and 1863. The Mongolian, Tartar and Finnish abori- gines were and remained mostly nomads, of a low type of culture, and never succeeded in Influencing the Russian colonists either culturally or politically. The hardships of life in Siberia quickly taught the local popu- lation self-reliance and self-confidence, strengthening the indi- vidual will and character, adding. In other words, just those traits that were conspicuously lacking among the Russians In the West. Since the Siberian territory was so unusually spacious, there always remained sufl'iclent room for further expansion. The local population, outside the penal colonies, could move about freely In all directions, choosing the best location and richest land for their farms. There was no land-lordism nor any local aris- tocracy to hamper their movements or restrict their freehold. The government administration for many reasons was not Inter- fering much with their Individual life, tolerating thus the estab- lishment and development of the fundamental principles of local autonomy and self-government. All this naturally tended to create a remarkably prosperous, but also individualistic and liberty-loving type of citizen, which soon crystallized into a very Independent class of people, thoroughly Russian in their culture and way of thinking, yet Siberian In their self-reliance and love of their homes and of their personal freedom. Finally, one must mention the fabulous natural wealth and re- sources of Siberia, superior in some respects to the American and Canadian West of the former pioneer days. On the Siberian plains there grows the finest wheat and barley of the world. The virgin Siberian prairies are wonderfully suited for cattle grazing; in some places In addition there have been started extensive cul- tures of alfalfa. Some of the Siberian districts have vast forests, with splendid timber, still untouched by human hand. The Altai mountain range is well known for its mineral wealth, including most of the precious metals, and gold is found in many of the eastern river deposits. PENETRATION INTO SIBERIA 3 Across the whole country there flow numerous navigable streams, forming easy and natural ways of communication be- tween the different parts of the Siberian Provinces. There is unfortunately one great impediment in this respect, namely, most of these rivers run from south to north. Consequently, for a long time Siberia was in great need of lines of communication going west-east, and this need forcibly and materially handicapped the normal commercial development of the country. This urgent necessity was ultimately met by the construction of the Great Siberian Railway, which gave Siberia a most important outlet to European Russia in the West and the Pacific Ocean in the East. The significance of this new channel of communications and the role it was bound to play can be judged by the stupendous develop- ment of the Siberian economical resources that took place from the very first days the cross-country railway was opened for com- mercial trafllic. "Siberia," or the vast Asiatic possessions of Russia, lying east of the Ural Mountains, is really composed of two very different parts, first, the endless plains which lie between the Urals and the Lake Baikal, and, secondly, the Far Eastern Provinces, located east of the Baikal. These two sections are divergent in more ways than one; they differ topographically, economically, socially and even politically, and are bound to constitute in the future separate political units. The Western Provinces are, and always will remain, overwhelmingly agricultural, wheat-growing land, dotted here and there with magnificent timber. But in turn, they are divided into two groups of Provinces, one northern one, the other one southern, without much contrast between them. The four Northern Provinces, Tobolsk, Tomsk, Yeniseisk and Irkutsk, constitute "Siberia proper" and are at present the best developed section, with a steady rural population of thrifty and prosperous Russian colonists. The Southern Provinces, or "Steppe country," Semipalatinsk, Semiretchinsk and Akmolinsk, though possessing also tremendous natural resources, are much less mature, mostly on account of the lack of railway communi- cations, since the Central Siberian Railway has not enough south- ern branches to satisfy their growing needs. All these Provinces, 4 RUSSIA IN THE FAR EAST in the north as well as in the south, are colonized by purely Rus- sian stock, with very few and insignificant exceptions, and are predominantly farmers, while the penal colonization is numeri- cally small among them. The nomad aborigines are disappear- ing very fast and those of them who succeed in settling down ac- quire, without any difficulty, the Russian culture and modes of social and political life. In most places they were permitted to retain their local tribal organizations, and the most conspicuous among them are the Kirgiz tribes, who stand far above the other nomads in culture and political maturity. The colonization of the second or eastern part of Siberia pro- ceeded from the beginning on very different lines, first, for purely topographical reasons, and secondly, because of the distance that separated this section of the country from European Russia, in- tensified by the long continuance of utter lack of communication with the outside world. It is in these regions that we find con- centrated the mineral wealth of Siberia and it was here in the mine fields that the Tsar's Government settled many of the penal and political exiles; they were to work the mines and live as far away from Russia as possible. Very naturally these settlements developed on quite different social and political lines from the agricultural colonies of the Western Siberian Provinces; their economic conditions of life were also quite distinct from the West. The steady eastward movement of the Russians brought them finally out to the Pacific and there they soon formed a com- mercial fringe of settlements along that coast, of an entirely divergent character from the rest of Siberia. The process of colonization of Eastern Siberia reminds one very much of the development of the American Pacific coast, when for a long time California was separated from the Middle West and Eastern States by the wilderness of the Rocky Moun- tains. In many other ways, too, the American movement west- ward developed on similar lines to those of Russia in Siberia, except that in the United States these processes of pioneer ex- pansion had always a much more intense and potent character than the similar processes of Russian colonizatioin of her Eastern Siberian frontiers. One of the more important causes that con- stantly hampered the Russian colonization movement, as com- PENETRATION INTO SIBERIA D pared with America, was her inefficient autocratic form of gov- ernment. Another reason for her lagging behind was the pres- ence in Eastern Siberia of the penal colonies, which naturally could not take a full share in the economic development of the country. Eastern Siberia is composed of four Provinces and two sepa- rate Districts, the Transbaikal, Amur, Maritime and Yakutsk Provinces and the Kamchatka and Sakhaline Districts. The Transbaikal Province is rich in minerals and has a numerous Cossack and Buriat population, racially in many cases intermixed, as well as many of the penal settlements. The Maritime Prov- ince, with Vladivostok as its capital, is on the contrary over- whelmingly commercial; it is the Russian California. Yakutsk and the vast territory of the Kamchatka Peninsula are yet very sparsely populated, though possessing important natural re- sources, promising mines, splendid fisheries and a huge supply of fur-bearing animals. The Island of Sakhaline is also rich in mines, coal and timber. The southern half of the Island was lost to Russia, by the terms of the Portsmouth Peace Treaty, which ceded it to Japan. At present the Japanese seem to have taken definite possession of the northern half of the Island as well. In considering the history of Siberian colonization one comes to the following conclusions : First, that Siberia, taken as a whole, has an exceptionally potential economic future, on account of its tremendous natural wealth. It is a land of great promise, mar- velously rich, though hardly yet exploited to the limit of its possi- bilities. Secondly, Siberia consists to two very different parts, which are bound to constitute two distinct political units. On the one hand, there are the Western and Southern Provinces, over- whelmingly agricultural, with a population of thrifty peasant farmers, an extremely individualistic, self-reliant and liberty-lov- ing people, and in the main, with distinctly conservative leanings. These settlers own their land and are very jealous of their free- hold, interested in local self-government, as long as the latter concerns their village or county, but not caring much for the out- side world, as long as they can get a good profit from their agri- cultural products. The cooperative movement in all its forms is very strong among these Siberian peasants and has achieved re- 6 RUSSIA IN THE FAR EAST markable economic and to some extent even political results. The Eastern or P'ar Eastern Provinces, on the other hand, possess very different characteristics, commerce and industry visibly domi- nating. There exists, too, in these latter Provinces a much stronger racial intercourse with non-Russian nationalities, which necessarily influenced the life and character of the Russian colo- nists. These important differences lead to a third weighty conclusion, the different political status which these two sections of Siberia are bound to maintain in the future Russian Commonwealth. Whereas Western Siberia will be perfectly content with firmly established local self-government (for instance, some form of well developed zemstvo organization), provided economic and financial independence from the center would be efliciently guar- anteed, the Eastern section will demand much more and will surely endeavor to curtail the powers of the Central Government to a possible minimum. The population of Siberia can be roughly divided into the fol- lowing groups. The main body of inhabitants all over the coun- try, constituting the vast numerical majority, are everywhere, ex- cept in the extreme East, farmer-settlers of the peasant class of purely Russian racial stock. Not much differing from them are the Cossacks, settled in the Siberian Provinces by government order and constituting autonomous, self-governing units, with a semi-military organization of their own. The Transbaikal and Amur Cossacks, however, are very much racially intermixed with the local aborigines of Mongolian origin. The West-Siberian Cossacks succeeded in preserving much better their racial purity. Then there are the numerous penal and political colonies, many of them thriving and thrifty. The religious dissenters among them are exceptionally wealthy and prosperous, constituting prob- ably the best type of the Siberian population. Canada has some such colonies, though less numerous and less prosperous than the Siberian nonconformists. Scattered among all these Russian colonies live the Mongolian nomads and aborigines, governed by their own chiefs and tribes- men, but under the control of Russian authorities. In Western RELATIONS WITH CHINA / Siberia they live quite separately from the Russian population; in the Eastern Provinces they freely intermingle. Further, there is the commercial class in the towns and cities, a trading bourge- oisie, an intelligentzia or numerically small educated class, pos- sessing all the characteristic traits of the town population in gen- eral, but very independent and self-reliant in its tastes and ideas. Finally, in all the larger Russlansettlemcnts there istobe found and in always increasing numbers a scatteredmassofChineseand Mon- golians, coming intoSIberia from across the frontier, sometimes temporarily, for commercial purposes, but only too often with the intention of permanently establishing themselves as local citizens. The great differences mentioned between Western and East- ern Siberia are of modern origin, but constantly increase in poten- tial force, as time goes on. In former days they did not influ- ence the development of the Russian Empire, nor the policies of its Government. The latter did not care about them, often try- ing to frustrate or stop them, though without much success on the whole, and their natural tendencies described above proved to be stronger and of greater vitality than St. Petersburg ever sus- pected. In the future they are bound to play a decisive role in the process of shaping the fate of the Russian Commonwealth. II. Relations With China In the process of Siberian colonization Russia came very soon and naturally into contact with China. In the early stages, as long as the Russian settlers still kept west of the Baikal, relations with China were very cordial, but rather abstract. Once in a while we hear of a Russian religious mission going to China, or of the appointment of a consul or agent, intended to look after the mutual trade interests, the chief article of import from China always having been Chinese tea. This peaceful period lasted approximately till the middle of the nineteenth century,' when unexpectedly the whole situation entirely altered. 'Typical for this period was the Russo-Chinese treaty of Kiakhta, signed October 21, 1727, which formed for more than a century the basis of the mutual relations between these two countries. The text of this treaty can be found in the collection of Sir Edw. Hertslet, Trenties, etc. het'v:een Great Britain and China: and hrts