ym THE CONSTITUTIONAL HISTORY OF ENGLAND IN ITS ORIGIN AND DEVELOPMENT WILLIAM STUBBS, M. A. lieyius Professor of Modem Ilislonj VOL. I. SECOND EDITION AT THE CLARENDON PRESS M DCCC LXXV \^All rif/hts reserved^ . r n V. ( MACMILLAN AND CO. PUBLISHERS TO THK UNIVERSITY OF The History of Institutions cannot be masteretl, — can scarcely be approached, — Avithout an effort. It affords little of the romantic incident or of the picturesque grouping which constitute the charm of History in general, and holds out small temptation to the mind that requires to be tempted to the study of Truth. But it has a deep value and an abiding interest to those who have coiu-age to work upon it. It presents, in every branch, a regularly developed series of causes and consequences, and abounds in examples of that continuity of life, the realisation of which is necessary to give the reader a personal hold on the past and a right judgment of the present. For the roots of the present lie deep in the past, T^* and nothing in the past is dead to the man who would learn how the present comes to be what it is. It is true. Consti- tutional History has a jx)int of view, an insight, and a language of its own ; it reads the exploits and characters of men by a different light from that shed by the false glare of arms, and interprets positions and facts in words that are voiceless to those who have only listened to the trumpet of fame. The world's heroes are no heroes to it, and it has an equitable consideration to give to many whom the verdict of ignorant posterity and the condemning sentence of events have con- signed to obscurity or reproach. Without some knowledge of Constitutional History it is absolutely impossible to do justice to the chara cters and positions of the actors in the great drflH^SH^^H^Bossible to understand the origin IV of parties, the development of principles, the gi'owth of nations in spite of parties and in defiance of principles. It alone can teach why it is that in politics good men do not always think alike, that the worst cause has often been illustrated with the most heroic virtue, and that the world owes some of its greatest debts to men from whose very memory it recoils. In this department of study there is no portion more valu- able than the Constitutional History of England. I would fain hope that the labour spent on it in this book may at least not repel the student, and that the result may not wholly disappoint those friends in England, Germany and America, by whose advice it was begun, and whose sympathy and encouragement have mainly sustained me in the under- taking. To them I would dedicate a work which must stand or fall by their judgment. And I would put on record my grateful feeling for the unsparing good will with which my woi'k in other departments has been hitherto welcomed. A more special deljt I would gladly acknowledge to the two Scholars who have helped me with counsel and criticism whilst passing the book through the Press ; to whom I am specially drawn by their association with my early Oxford ambitions, and whose patient kindness an acquaintance of now nearly thirty years has not exhausted. Kettel Hall, Christmas Day, 1873. CONTENTS. CHAPTER I. INTRODUCTION. 1. Constitutional History, p. i. 2. Its German origin — in France, p. 2. 3. In Spain, p. 4. 4. In Germany, p. 5. 5. In England, p. 6. 6. Ana- logy of Language, p. 7. 7. Of Religion, p. 8. 8. Of Law, p. 9. 9. Re- sult of the comparison, p. 10. CHAPTER II. CAESAR AND TACITUS. 10. Caesar's account of the Germans, p. 12. 11. General bearing of it, p. 15. 12. Germania of Tacitus, p. 16. 13. Traces of constitutional organisation; Land, p. 19. 14. Ranks, p. 21. 15. Administration, p. 26. 16. Councils and Courts of Justice, p. 28. 17. The host, p. 30. 18. Territorial divisions, p. 31. 19. General deductions, p. 31. CHAPTER III. THE SAXONS AND ANGLES AT HOME. 20. Appearance of the Franks and Saxons, p. 37. 21. The Angles and Jutes, p. 39. 22. Saxons in Germany as described by Bede, Nithard, Rudolf, and Hucbald; and noticed in the Capitularies, p. 4I. 23. No- tices of the Angles in Germany, p. 47. 24. The mark system and common husbandry, p. 48. 25. Early system illustrated by the Salian law, p. 53. 26. Further illustrations, p. 56. vi Contents. CHAPTER. IV. THE MIGRATION. 27. Conquest of Britain, p. 58. 28. Condition of the Britons, p. 59. . 29. Theory of earlier German settlements, p. 62. 30. Theory of con- nexion between Welsh and Anglo-Saxon laws, p. 63. 31. Effect of the conquest on the conquerors, p. 64. 32. Adoption of royalty, p. 66. CHAPTER V. THE ANGLO-SAXON SYSTEM. 33. Anglo-Saxon system, p. 69. 34. Continuity of terminology, p. 70. 35. Allotment and division of land, p. 71. 36. Primitive tenure, p. 74. 37. Ranks and classes of men, p. 78. 38. The family, p. 81. 39. The township, p. 82. 40. The parish, p. 85. 41. Tithing and frankpledge, p. 85. 42. The dependent township, p. 89. 43. Court of the township, p. 90. 44. The burh, p. 92. 45. The hundred or wapentake, p. 96. 46. The hundred court, p. 102. 47. The Liberty or soken, p. 106. 48. The shire, p. 108. 49. The ealdorman and sheriff, p. iii. 50. The shiremoot, p. 114. CHAPTER VI. THE WITENAGEMOT AND THE KING. 51. The witenagemot, p. 119. 52. Its composition, p. 124. 53. Its powers in legislation, p. 126. 54. In grants of land, p. 130. 55. In judicature, p. 132. 56. In taxing and general politics, p. 133. 57. In election of magistrates, p. 133. 58. In election and deposition of kings, p. 135. 59. The king, [). 140. CO. Coronation and unction, p. 144. 61. His promises to his people, p. 146. 62. The oath of the people, p. 148. 63. The comitatus, p. 149. 64. Nobility by birth, p. 150. 65. Nobility by service, p. 152. 66. The ealdormanship, p. 158. 67. Use of the wergild, p. 161. 6S. The Bretwalda, p. 162. CHAPTER VII. DEVELOPMENT IN ANGLO-SAXON HISTORY. 69. Development in Anglo-Saxon history from personal to territorial system, p. 165. 70. Increase of royal power in intension as the king- dom increases in extension, p. 169. 71. The king becomes lord or jiatron of the people, j). 175. 72. He becomes the source of justice Contents. vii p. 179. 73. Jurisdiction becomes territorial, p. 183. 74. The tenure of land affected by the territorialising of judicature, p. 187. 75. Terri- torialising of military organisation, p. 189. 76. Legislation; absence of personal law, p. 194. 77. Influence of the Danes, p. 197. 78. In- fluence of Frank legislation, p. 203. 79. No real growth of unity, p. 207. 80. Seeds of national life still preserved, p. 209. 81. National character, p. 210. CHAPTER VIII. THE ANGLO-SAXON CHURCH. 82. Growth of the church organisation in England, p. 217. 83. Freedom from the leaven of Roman imperialism, p. 219. 84. Monasticism, p. 222. 85. Divisions of Dioceses and origin of parishes, p. 224. 86. Tithes and endowments, p. 227. 87. Ecclesiastical councils, p. 230. g'8. Re- lations of the church to the state, p. 234. 89. Revival under Alfred, p. 240. 90. The eleventh century, p, 242. CHAPTER IX. THE NOEMAN CONQUEST. 91. Complex results of the Conquest, p. 247. 92. State of Normandy, p. 248. 93. Growth of Feudalism, p. 250. 94rFeudal ideas of the Conquest, p. 256. 95. National policy of William, p. 257, 96. Intro- duction of Feudal usages, p. 260. 97. Maintenance of old forms, p. 267. 98. Results of changes of administrators, p. 269. 99. SubordiuAte changes in judicature, p. 274. 100. In taxation, p. 278. lOL In ecclesiastical affairs, 280. 102. Transitional character of the period, p. 288. CHAPTER X. POLITICAL SURVEY OF THE NORMAN PERIOD. 103. Points of contention in the Norman reigns, p. 290. 104. Title of William Rufus : struggle with the feudatories, p. 292. 105. Recog- nition of the rights of the English, p. 295. 106/ Absolute tyranny: in Church, p. 297. 107. In State, p. 300. 108. Accession of Henry I, p. 302. 109. Humiliation of the feudatories, p. 306. 110. Alliance of king and people, p. ail. 111. Institution of strong government system, p. 312. 112. Ecclesiastical policy, p. 316. 113. Accession of Stephen, p. 318. 114. His misgovernment, p. 323. 115. The consequent anarchy, p. 327. 116. Scheme of refomi, p. 333. viii Contents. CHAPTER XL ADMINISTRATION DURING THE NORMAN PERIOD. 117. New character of the constitution, p. 337. 118. The king, p. 338, 119. The royal household, p. 343. 120. The justiciar, p. 346. 121. The chancellor, p. 351, 122. The great officers, p. 353. 123. The national council, p. 356. 124. Earls, barons, and knights, p. 360. 125. Legislative, judicial, and other business of the courts, p. 370. 126. The Exchequer, p. 376. 127. The Curia' Regis, p. 387. 128. The popular courts, p. 393. 129. The Manor and Honour, p. 399. 130. Royal demesne and forests, p. 402. 131. The boroughs, p. 403. 132. The labourer, p. 426. 133. The army, p. 431. 134. Innovation or development, p. 434. CHAPTER XII. HENRY II AND HIS SONS. 135. General features of the period, p. 445. 136. Henry II, his character and training, p. 446. 137. His accession and first measures, p. 449. 138. The year^ 1158-1163, p. 454. 139 .'The contest with Becket, p. 460. 140.' Constitutions of Clarendon, p. 464. 141. The Assize of Clarendon, p. 469, 142. The year 11 70, p. 472. 143. The years 1171-1173, p. 475. 144. The rebellion of 11 73-4, p. 475, 145. Reforms after the rebellion, p. 482. 146. Latter years of Henry II, p. 488. 147. Summary of the reign, p. 492. 148. Richard I, p. 495. 149. William Longcharap, p. 498. 150. Administration of Walter of Coutances and Hubert Walter, p. 501. 151. Accession of John, p. 513. 152. Loss of Normandy, p. 517. 153. Quarrel with the Church, p. 519. 154. Quarrel with the barons, p. 523. 155. The Great Charter, p. 530. CHAPTER XIII. ADMINISTRATIVE AND REPRESENTATIVE INSTITUTIONS. 156. Character of the period, 1 155-12 15; amalgamation and national unity; — in blood, p. 544. 157. In language and law, p. 547. 158. The king, p. 551. 159. The National Council, p. 563. 160. Legis- lation, p. 573. 161. Taxation, p. 576. 162. Military organisation, p. 587. 163. Judicature, p. 594. 164. The institution of Juries, p. 608. 165. The Towns, p. 623. 166. The Clergy, p. 632. 167- Conclusion, p. 637. CHAPTER I. INTKODUCTION. 1. Constitutional History. — 2. Its German origin: — in France. — 3. In Spain. — 4. In Germany. — 5. In England. — 6. Analogy of Language. — 7. Of Religion. — 8. Of Law. — 9. Result of the comparison. 1. The growtli of the Enolish Constitution, which is the Elements of • -11 o 1 f Constitu- subject of this book, is the resultant of three forces, whose tioual life. reciprocal influences are constant, subtle, and intricate. These are the national character, the external history, and the insti- tutions of the people. The direct analysis of the combination ' forms no portion of our task, for it is not until a nation has arrived at a consciousness of its own identity that it can be said to have any constitutional existence, and long before that moment the tlu'ee forces have become involved inextricably ; the national character has been formed by the course of the national histoiy quite as certainly as the national liistory has been developed by the working of the national character ; and the institutions in which the newly conscious nation is clothed may be either the work of the constructive genius of the growing race, or simply the result of the discipline of its external history. It would then be very rash and unsafe to attempt to assign positively to any one of the three forces the causation of any particular movement or the origin of any par- ticular measure, to the exclusion of the other two ; or to argue back from result to cause without allowing for the operation of other co-ordinate and reciprocally acting factors. But it does not follow that cautious speculation on questions Preiiniinary of interest, which are in themselves prior to the stai'ting point, would be thrown away ; and some such must necessarily be dis- cussed in order to complete the examination of the subject in its B 2 Constitutional Histo'iy. [chap. • *•" intfe'grlty* by. .a comparison of its development ^'ith the corre- . J ; "l t"- epondiiig ; stages" -.and contemporary phenomena of the life of *• ** * •* • bfher •nations. '• "Of these questions the most important, and perhaps the only necessary ones, for all minor matters may be comprehended under them, are those of nationality and geo- graphical position ; — who were our forefathers, whence did they come, what did they bring with them, what did they find on their arrival, how far did the process of migration and settle- ment affect their own development, and in what measure was it indebted to the character and jirevious history of the land they colonised ? Germanic Such a form of stating the questions suggests at least the English. character of the answer. The English are not aboriginal, that is, they are not identical with the race that occupied their home __ at the dawn of liistory. They are a people of German descent in the main constituents of blood, character, and language, but most especially, in connexion with our subject, in the possession of the elements of primitive German civilisation and the common germs of German institutions. This descent is not a matter of inference. It is a recorded fact of historj', which those charac- teristics bear out to the fullest degree of certainty. The con- sensus of historians, placing the conquest and colonisation of Britain by nations of Gei'man origin between the middle of the fifth and the end of the sixth century, is confirmed by the evidence of a continuous series of monuments. These show the unbroken posi-ession of the land thus occupied, and the gi'owth of the language and institutions thus introduced, cither in purity and unmolested integrity, or, where it has been modified by antagonism and by tlie admixture of alien forms, ultimately vindicating itself by eliminating the new and more strongly developing the genius of the old. Influence of 2. Tlie four "reat states of Western Christendom — Entrland, the Ger- ■,<-.• .... manic races France, Siiain, and Germany — owe the leadin<' principles wliich in KuroiKj i, . ,. . . ,,. , geneniiiy. are Worked out in their constitutional lustory to the same source. In tlie regions which had been thoroughly incor^iorated with the Roman empire, every vestige of primitive indigenous cultivation had been crushed out of existence. Roman civilisa- 1.] German System in France. 3 tion in its turn fell before the Germanic races : in Britain it had perished slowly in the naidst of a perishing people, who were able neither to maintain it nor to substitute for it anything of their own. In Gaul and Spain it died a somewhat nobler death, and left more lasting Influences. In the greater part of Germany it had never made good its ground. In all four the construc- tive elements of new life are barbarian or Germanic, though its development is varied by the degrees in which the original stream of influence has been turned aside in its course, or affected in jDm-ity and consistency by the infusion of other elements and by the nature of the soil through which it flows. The system which has for the last twelve centuries formed the Constitu; history of France, and in a gi-eat measure the character of the tory of French people, of which the present condition of that king- -^ dom is the logical result, was originally little more than a simple adaptation of the old German jiolity to the govern- ment of a conquered race. The long sway of the Eomans in Gaul had re-created, on their own principles of adminis- ti'ation, the nation which the Franks conquered. The Franks, gradually uniting in religion, blood and language with the Gauls, retained and developed the idea of feudal subordina- tion in the organisation of government unmodified by any tendencies towards popular freedom. In France accordingly feudal government runs its logical career. The royal power, that central force which partly has originated, and partly owes its existence to the conquest, is first limited in its action by the very agencies that are necessary to its continuance ; then it is reduced to a shadow. The shadow is still the centre round which the complex system, in spite of itself, revolves : it is recognised by that system as its solitary safeguard against disruption, and its witness of national identity ; it survives for ages, notwith- standing the attenuation of its vitality, by its incapacity for mis- chief. In coui'se of time the system itself loses its oi'iginal energy, and the central force gradually gathers into itself all the members of the nationality in detail, thus concentrating all the powers which in cai'lier struggles they had won from it, and incorporating in itself those very forces which the feudatories B 2 4 Constitutional History. [chap. had imposed as limitations on the sovereign power. So its Changes in character of nominal suzerainty is exchanged for that of absolute the consti- . t i -l tution of sovereignty. The only checks on the rojal power had been the France. ^^ *> ^ •/ x feudatories ; the crown has outlived them, absorbed and assimi- lated their functions ; but the increase of jDower is turned not to the strengthening of the central force, but to the personal interest of its possessor. Actual despotism becomes systematic tyranny, and its logical result is the explosion which is called revolution. The constitutional history of France is thus the summation of the series of feudal development in a logical sequence which is indeed unparalleled in the history of any great state, but which is thoroughly in harmony with the national The working character, forming it and formed by it. We see in it the feudalism. German system, modified by its work of foreign conquest and deprived of its home safeguards, on a field excej^tionally favourable, prepared and levelled by Roman agency under a civil system which was capable of speedy amalgamation, -and into whose language most of the feudal forms readily translated themselves. Kindred 3. In Spain too the permanency of the Germanic or of the influences ... . p i r. i • • i of the Goths kindred Visigothic influences is a fact of the first historical and other . __ _ . , . races in importance. Here, upon the substratum of an indigenous race conquered, crushed, re-created, remodelled into a Roman province more Roman than Rome itself, is superinduced the conquering race, first to ravage, then to govern, then to legislate, then to unite in religion, and lastly to lead on to deliverance from Moorish tyranny. The rapidity with which Si)anish history nnfolds itself enables us to detect throughout its course the identity of the ruling, constructive nationality. The Visigothic element is kept to itself at first by its heresy ; before the new- ness of its conversion has given it time to unite with the conquered nation, it is forced into the position of a deliverer. The Moorish conquest compels union, sympathy, amalgamation, but still leaves the apparatus of government in the hands of the Visigothic kings and nobles ; the common law, the institutions, the names are Germanic. Although the history of Spain, a crusade of seven centuries, forces into existence forms of civil Spain. 1.] Spai)i and Germany. 5 life and expedients of administration wliich are peculiar to itself, they are distinctly coloured by the pertinacious freedom of the primitive customs ; the constitutional life of Castille is, in close parallel or in marked contrast, never out of direct relation with that of Germany and England, as that of Aragon is with French and Scottish history. To a German race of sovereigns Spain finally owed the subversion of her national system and ancient freedom. 4. In Germany itself, of course, the development of the primi- General tive polity is everywhere traceable. Here there is no alien race, German for Germany is never conquered but by Germans ; there is much tionai migration, but there is much also that is untouched by migration : where one tribe has conquered or colonised another, there feudal tenure of land and jurisdiction prevails : where the ancient race remains in its old seats, there the alod subsists and the free polity with which the alod is inseparably associated. The imperial system has originated other changes ; there are Swabians in Saxony, Saxons in Thuringia : feudal customs in each case follow the tenure, but where the feod is not, there remains the alod, and even the village community and the mark. In the higher ranges of civil order, a mixed imperial and feudal organ- isation, which like the Spanish has no exact parallel, retains a varying, now substantial, now shadowy existence. The imperial tradition has substituted a fictitious for a true bond of union among the four nations of the German land. To the general reader the constitutional struggle is merely one of nationality against imperialism ; of the papal north against the imperial south ; but under that surface of turmoil the lower depths of national life and constitutional organism heave constantly. Bavaria, Saxony, Franconia, Swabia have their national policy, and pre- serve their ancient modifications of the still more ancient customs. The weakness of the imperial centre, the absence of central legis- lature and judicature, allows the continued existence of the most primitive forms ; the want of cohesion prevents at once their development and their extinction. So to deeper study the won- derful fertility and variety of the local institutions of Germany presents a field of work bewildering and even wearying in its 6 Constituiional RistorT/. [chap. abundance : and great as might be the reward of penetrating it, the student strays off to a field more easily amenable to philo- sophic treatment. The constitutional liistory of Germany is the hardest, as that of France is the easiest, subject of historical study. As a study of principles, in continuous and uniform development, it lacks both unity and homogeneousness. ConstiUi- ^" England, although less homogeneous in blood and character, Hi'tor • ^^ more so in uniform and progressive growth. The very diversity deveiopmeut of the elements which are united within the isle of Britain serves oi (jennanic ijriuciples in to illustrate the strength and vitality of that one which for thirteen comparative, ° ^ , ... piirity. X hundred years has maintained its position either unrivalled or ^ in victorious supremacy. --If its history is not the perfectly pure development of Germanic principles, it is the neai-est existing approach to such a development^. England gained its sense of unity centuries before Germany : it develojied its genius for government under influences more purely indigenous : spared from the curse of the imperial system and the Mezentian union with Italy, and escaping thus the practical abeyance of legisla- tion and judicature, it developed its own common law free from the absolutist tendencies of Eoman jurisprudence ; and it grew equably, harmoniously, not merely by virtue of local effort and personal privilege, states^f "'^^ In the four great nationalities the Germanic influence is the Europe. dominant principle : in England, Germany and France directly ; whilst in Spain all formative power is traceable to the kindred Gothic rule. The smaller states share more or less in the same general characteristics ; Portugal with Spain ; Scandinavia with Germany and England, with whose ins^titutions it had originally everythijig in common, and whose development in great tilings and in small it seems to have followed with few variations, translating Italy. their constitutional systems into language of its own. In Italy the confusion of nationalities is most complete, and there Roman institutions, owing perhaps to the rapid succession of conquerors and the shortlivedncss of their organisations as contrasted with the permanency of the p.npal-imj)erial system, subsisted with • Bethmann-IIoUweg, Oivilprocess, iv. lo. Konrad Maurer, KritiBche Ueberschau, i. 47. Gneist, Self-govomnient, i. 3. I.] Evidence of Language. 7 least change. Yet there also, the Noiihern States through the (ierman, and the Southern through the Normau connexion, both moreover having gone through the crucible of Lombard oppression, retain marks of Teutonic influence. The institu- tions, national and free in one aspect, feudal and absolutist in another, testify, if not to the permanence, at least to the abiding- impressions of the association. The republican history of the North and the feudal system of the South, the municipalities of Lombardy and the parliaments of Naples, are much more German than Roman. 6. Nor do the great nationalities return a different answer Effect of ,.. .11 ••,,i,i,~ , the Germau when interrogated by more convincing tests than that of external and Gothic history. If language be appealed to, and language is by itself language. the nearest approach to a perfect test of national extraction, the verdict is in close accordance. The impact of barbarian conquest split up the unity of the Latin tongue as it did that of the Latin empii-e ; it destroyed its uniformity and broke up its construc- tional forms. But in the breaking it created at least three great languages — the French, the Spanish, and the Italian ; each possessing new powers of development which the Latin had lost, and adapting itself to a new literature, fertile in beauty and vivacity, far surpassing the effete inanities that it superseded. The breath of the life of the new literatures was Germanic, varied and on new according to the measure of Germanic influence in other things. The poetry of the new nations is that of the leading i-ace : in Soutli France and Spain Visigothic, in North France Normau, even in Italy it owes all its sweetness and light to the freedom wliich has breathed from beyond the Alps, In these lands the barbarian tongue has yielded to that of the conquered ; in Spain and France because the disproportion of the numbers of the two races was very great ; both Franks and Visigoths liad become Romanised to a cei'tain extent before the conquest ; and the struggle with the native peoples assumed in neither case the character of extermination. In Italy the succession of masters was too rapid to allow a change of language to come into question among the greater and more abiding part of the people. Of the Germans of Germany and the English of early times it is scarcely 8 Constitutional History. [chap. necessary to speak, for whatever may have been the later modi- fications, the influence of the Latin of the fifth centuiy on the language of either must have been infinitesimal. No European .\nalogyof tongue is more thoroughly homogeneous in vocabulary and in and polity, structure than that known as the Anglo-Saxon : it is as pure as those of Scandinavia, where no Roman influences ever penetrated, and no eai'lier race than the German left intelligible traces. Early and medieval German are also alike unadulterated. The analogy between language and institutions is in these cases direct: in Spain and France the outer garb is Roman, the spirit and life is Germanic : one influence preponderates in the language, the other in the polity ; and the amalgamation is complete when the Gaul has learned to call himself a Frenchman, when the Goth, the Suevian, the Alan and the Vandal, are united under the name of Spaniard. Evidence of 7. The most abiding influence of Rome is that of religion ; religion. ° . . . the Roman church continues to exist Avhen the old imperial administration has perished. Spain, Gaul and Italy, even Western Britain and Western Germany, I'etain the Christianity which Roman missions have planted. Yet in this very depart- ment the importance of the new spring of life is specially conspicuous. Spain alone of the four nations owes nothing to German Christianity. Her religious history is exactly analogous to that of her language : after a century's struggle the Visigoth and the Suevian become Catholic. In France and Western Germanic Germany, which had been Christianised mainly under the influence on . • i • « i . ■, the Church, imperial innuences, and had developed an independent theology ~ during the Roman period, the influx of the Franks and their subsequent conversion produced a complex result. The Chris- tianity which had stood out against Visigothic indifference or intolerance, withered under Frank patronage. The secular tendencies of the imperial religious administration expanded under the Merovingian imitators, and had it not been for the reformation begun by Boniface and worked out under the auspices of the Karolings, tlie Gallican church might have sunk to the level of the Italian or the Byzantine. But the same Austrasian influences which revivified the composite nationality, breathed I.] Evidence of Law. 9 new life into the fainting clmrcli, drawing from England and tlie converted North new models of study and devotion. The labours of English missionaries in German Saxony helped to consolidate and comj^lcte in both chui-ch and state the Germanic empire of the Karolings. The Austrasian domination was more purely Germanic than the Neustrian which it superseded. Charles the Great, as the reformer of the church and founder of the modern civilisation of France, was a German king who worked chiefly by German instruments. 8, In the domain of Law the comparison is equally clear. Inflvienccof mi 1 r • • • • • 1 -German The number of possible factors is small : the primitive codes of customs on T 1 • 1 1 1 ttie common the conquerors, the Koman law under which the conquered were law of the living, and the feudal customs which were evolved from the rela- tions of the two races. For there remain no original vestiges of the indigenous laws of Spain and Gaul, and it is only from Irish and Welsh remains of comparatively late date that we find that the Celtic tribes had any laws at all. The common law of Spain is throughout the medieval period Spain. Germanic in its base : although the written law of the Visigoths is founded on the Theodosian code, and the so-called Roman natives lived by Roman law, the fueros which contain the customary jurisprudence are distinctly akin to the customs of England and Germany ; the wergild and the system of com- purgation, the primitive elements of election and representation, are clearly traceable ^ It is not until the fourteenth century that the civil law of Justinian supersedes the ancient customs, and then with its invariable results. Medieval France is divided between the feudal customs of the France. North and the personal law of the South, which last was chiefly based on the Theodosian and earlier Roman jurisprudence. The former territory is more Frank in population, nearer to the German home, and bears more distinct marks of Karolingian legislation ; the latter, before the Frank conquest, has borne the successive waves of Visigothic and Burgundian invasion, and has * Dunham, History of Spain and Portugal, iv. 109-118 : from Edinb. Review, No. 61 (an article attributed to Palgrave). Palgrave, Common- wealth, pp. 128-131, &c. Lea, Superstition and Force, p. 65. lo Constitutional Histo)-^. [chap. strengthened through tliem, or imparted to them, its own legal system as developed under the Eomans. Of the great exposi- tions of feudal custom, most are from Northern France: the lihH feudorum were compiled by Lombard la^\'j-ers from the acts of the Franconian and Swabian emperors ; and the Assizes of Jerusalem are based on the work of a Lotharingian lawgiver. The essence of feudal law is custom, and custom escapes the jealousies and antipathies that assail law imposed by a legislative centre : it grows and extends its area by imitation rather than by authority : and the scientific lawj-er can boiTow a custom of feudal jurisprudence where he cannot venture to lay down a principle of Eoman law. Hence the uncertainty of detail cmi- trasted Avith the uniformity of principle in feudal law. Germany Germany, except in the few Capitularies of the Frank sove- reigns, has no central or common written law ; even the Capitu- laries are many of them only local in their operation : she does not, except by way of custom, adopt the Roman civil law ; her feudal law is, like the feudal law^ elsewhere, based on the Frank cus- tomals. Her common law, whether sought in the jurisprudence of the Alemanni, the Franks and the Saxons, or enunciated in the Sachsenspiegel and the Schwabenspiegel, is primitive, just as all her lower range of institutions may be said to be ; it subsists but it does not develop. English England has inherited no portion of the Roman legislation (•oinmon ° _ ^ _ " _ law based on excei)t in the form of scientific or professional axioms, intro- early Ger- i , , . . , , . manic duced at a late period, and through the ecclesiastical or scholastic or international university studies. Her common law is, to. a far greater extent than is commonly recognised, based on usages anterior to the influx of feudality, that is, on strictly primi- tive custom ; and what she has that is feudal may be traced through its Frank stage of development to the common Germanic sources ^ General ^ 9. The result of this comparison is to suggest the probability that the polity developed by the German races on Britisli soil is the purest product of their primitive instinct. With the excep- tion of the Gothic Bible of Ulfilas, the Anglo-Saxon remains are ' Brunner, in HoltzendorfT's Encyclopiidie, pp. 226, 227. i.l Puntij of Fjiiglish Law and Pollti/. ii the earliest specimens of Germanic language as well as literature, and the development of modern English fi-om the Anglo-Saxon is a fact of science as well as of history. The institutions of the The German Saxons of Germany long after the conquest of Britain were the the paternal most perfect exponent of the system which Tacitus saw and the English described in the Germania ; and the polity of their kinsmen in England, though it may be not older in its monuments than the Lex Salica, is more entirely free from Roman influences. In England the common gei'ms were developed and ripened with the smallest intermixture of foreign elements. Not only were all the successive invasions of Britain, which from the eighth to the eleventh century diversify the history of the island, conducted by nations of common extraction, but, with the exception of ecclesiastical influence, no foreign interference that was not German in origin was admitted at all. Language, law, custom and religion preserve their original conformation and colouring. The German element is the paternal element in our system, natural and political. Analogy, however, is not proof, but illus- tration : the chain of proof is to be found in the progressive persistent development of English constitutional history from the primeval polity of the common fatherland. CHAPTER II. CAESAR AND TACITUS. Caesar's notices of the Ger- mans. Annual change of land. 10. Caesar's account of the Germans. — 11. General bearing of it. — 12. Ger- mania of Tacitus. — 13. Traces of constitutional organisation ; Land. — 14. Ranks. — 15. Administration. — 16. Councils and Courts of Justice. — 17. The host. — 18. Territorial divisions. — 19. General deductions. 10. The earliest glimpses of the social and political life of our forefathers are derived from Caesar, who has in one passage of the Commentaries compressed into a few lines all that he could ascertain about the Germans in general ; and in another de- scribes, with very slight variations, the Suevi, whom he believed to be the greatest and most warlike of the kindred tribes. After contrasting the religion of the Germans with that of the Gauls, and praising the industiy, chastity and hardiness of their lives, which he describes as divided between hunting and the study of arms ', he proceeds to remark that they do not devote themselves to husbandi-y, but live chiefly on milk, cheese and flesh. No one has a fixed quantity of land or boundaries that may be called his own, but the magistrates and chiefs assign annually, and for a single year's occupancy, to the several com- munities, larger or smaller, whom the tie of common religious rites or consanguinity has bi'ought together, a portion of land, the extent and situation of which they fix according to circum- stances. The next year they compel them to move elsewhere. Of this institution many accounts are given ; one reason is that the people may not ])c induced by habitual employment in hus- ' Caesar, de Bello Gallico, vi. 21. Caesuras notices of the Germans, 13 handry to exchange for it the study of arms ; another that they Reasons for may not devote themselves to the accumulation of estates ; that the more powerful may not expel the meaner from their posses- sions ; that they may not be led to build houses with too great care to avoid heat or cold ; that they may prevent the growth of avarice and through it the creation of factions and dissen- sions ; and tliat the general body of the people may be kept contented, which can be the case only so long as every man sees himself in material wealth on a level with the most powerful of his countrymen^. Of the several political communities, nations or states as they isolation of may be called, the greatest glory is the extent of unpeopled land territories. which surrounds their territory, and which they have devastated. They regard it as a peculiar mark of prowess that their old neighbours have fled from their settlements for fear of them, and that no new comer has ventured to approach them. There is policy moreover in the plan ; it is a guarantee of public security; sudden invasion is an impossibility. When one of the states engages in Avar, offensive or defensive. Want of special officers are chosen to command, with power of life and centra^""-"^ death \ in time of peace there is no common or central mawis- ^'^^'^'^ *°"' tracy, but the chiefs of the several divisions, ' principes regiouum atque pagorum,' administer justice among their people, and do their best to diminish litigation. Predatory expeditions under- taken beyond the borders of the particular state do not involve any infamy ; on the contrary, they are openly regarded as expe- dient for the training of the young, and for the encouragement of active enterprise. One of the chiefs offers himself in the warlike public assembly as the leader of such an expedition and calls on ^^i^'^'^*'""*- volunteers to join him ; as soon as the announcement is made, those warriors who api)rove the cause and the man rise up and promise their aid, amidst the applause of the assembled people. If any of those who are so pledged betray their engagement, they are regarded as deserters and traitors, and no trust is ever after reposed in them. ^ Caesar, de Bello Gallico, vi. 22. 14 Constitutional History. [chap. Comparison The rights of hospitalltj' are held sacred ; it is strictly for- and Gauls, bidden that any should injure the strangers who for any reason whatever may visit them ; they are considered as sacred ; every house is open to them, and every one will share his fare with them'. There had been a time when the Gauls were superior in prowess to the Germans, and even threw their colonies across the Rhine, but matters were now altered ; the Germans had re- tained their simplicity, poverty and hardihood, the Gauls had grown so used to defeat that they had ceased to claim equality in valour 2. The Suevi ; The description of the Suevi is in one or two points more divisions circumstantial ; their normal condition seems to be war, aggres- s^ystem! ^^ sion for the purpose of conquest : they have a hundred terri- torial di\nsions, or pagi, each of which furnishes to the host a thousand champions ; the rest stay at home and provide food for themselves and for the warriors^. After a year's service the warriors return home and till the land ; their places are sup- plied by the husbandmen of the previous year ; so agriculture and warlike discipline are perfectly maintained. But private No several ^^d separate estates of land do not exist, and the term of occu- fand.^^ ^ pation is restricted to the year. Like the kindred tribes, the Suevi find employment in hunting, live on animal food, and possess gi'eat strength and power of endurance*. They also are proud of having no neighbours ; on one side devastated territory for six hundred miles testifies to their victorious might and forms a barrier against invasion, on another side lies a tribu- tary nation which they have reduced to insignificance in i3oint of power °. This sketch, drawn by one of the greatest statesmen of the world, has a value of its own : and, as a first attempt to charac- terise the race from which we spring, it has a special interest. But the details are scarcely distinct enough in themselves to furnish a truf^twortliy basis of theory, and even when inter- * Caesar, de Bello Galileo, vi. 23. ^ Ibid. vi. 24. ' Just aH in Alfred's war with the Danes in A.D. 894 lie divided his force into two bodies, so that one half was constantly at home, tlie other half in the field. Chron. Sax. A.n. 894. Cf. Horace, Od. iii. 24. vv. 11-16. * Caesar, de Bello Gallico, iv. i. ^ Ibid. iv. 3. II.] Picture drawn hy Caesar. 15 preted by later notices they contain niiich tliat is obscure. Colouring of Caesar wrote from the information of Gallic tribes who natu- picture, rally exaggerated the qualities of their triumphant rivals ; and he himself dwells chiefly on the points in which the Germans differed from the Gauls. To this must be attributed the stress laid on the equality of the common lot, on the discourage- ment of party struggles and personal litigation, and on the tem- perance and voluntary poverty which must have especially struck hira in contrast with the neighbour nation which was now rapidly becoming mercenary, and, in the decay of liberty, devoting itself to the acquisition of wealth. 11. The general impression derived from the outline is, that He saw the the tribes whom Caesar knew by report were in a state of state o"'* transition from the nomadic life to that of settled cultivation. ^"^^^ The nations had their defined territory surrounded by a belt of unpeopled or subject land. But within the national area, the customs of pastoral life still prevailed ; the smaller communities moved annually in search of fresh pasturage ; they cultivated only enough land to supply the year's provision of corn, chang- ing their occupancy every year, and having accordingly no per- manent homesteads or substantial dwelling-houses^ The tie which united these smaller pastoral communities was simply that of kindred ; not that the social organisation depended on nothing else, for the maintenance of the common peace and the administration of justice were provided by the tribal magistracy, but that the ideas of settled homes and the obligations of perma- nent neighbourhood were realised only in the fonn of relationship. Except for war the tribal communities had no general organi- sation ; in war they followed leaders chosen for the particular occasion. The predatory expeditions which under the approval of the state were carried on by voluntary leaders, were not managed through the machinery of the state, or by warriors who were permanently attached to their captains ; they volun- teered and were bound by honour to their leaders only for the ' See Bethmann-Hollweg, Civilprocess, iv. 79. Kemble, Saxons, 1. 40, rejects the testimony of Caesar on tliis point; see, on the whole question, VVaitz, Deutsche Verfassungs-Geschicbte (Kiel, 1S65), i. 93-105. i6 Cotistitutional History. [chap. Small particular expedition^. In national wars, like those in which amount of national the Suevi lived, the whole population took part iu active service ori^nisation. . . i ,i • and in reserve in alternate years ; and their armies were arranged according to the contingents which represented the tribal sub-divisions. The only judicial organisation was that of the sub-divisions ; their magistrates allotted the land annually, and administered justice : but, though there was no central magis- tracy, there was a national council which determined on wars and peace, and gave public sanction to volunteer enterprises. It is obvious that such a state of things must be transitional : that the determination of the territorial bounds of the nation is not permanently consistent with internal nomadic migrations, but can only allow them so long as the area is vastly too wide Indistinct- for its inhabitants. Nor is it conceivable that war should be the nessof . . p -i -i • • •^• • Caesar's out- sole occupation 01 any tribe so tar advanced m civilisation as the general description implies. The account of the Suevi can be true only of the populations bordering on Gaul or on the empire, which were kept on the defensive by the news of the approach of the Romans, or were still affected by the great migratory w'ave which had begun its course half a century before. Of the tribes of interior Germany we learn nothing directly, and can only infer from the looser details that their political and social organisation was very slight ; consisting mainly in the tie of kindred and local connexion under numerous chiefs who, whether chosen by the communities or inheriting power from their fathers, were independent one of another, united only by tribal name and of equal rank iu the tribal council. We must look to Tacitus for the filling in of details as well for the clearer, broader, and more definite elaboration of the outlined 1 2. Tacitus wrote about a century and a half after Caesar. During this period the llomans had been constantly in collision * See Waitz, Deutsche Verfassuiigs-Gescliichte, i. .^.=)5-.357- Bethmann- Hollweg, Civilprocess, iv. 93. Konrad Maurer, Kritische Ueberschau, ii. 418. ^ On the relation between Caesar and Tacitus in this point see Zeuss, Die Deutschen und die Nachbarstamme, pp. 52 sq. ; BethmannHollweg, Civilproceas, iv. 71, 72. 11.] The Germania of Tacitus. 17 with the Germans, and the knowledge they now possessed of them The Ger- !• • rni /-( • niii'li!' of must have l)een direct, abundant, and explicit, ihe Germania Tacitus, is an inestimable treasury of facts and generalisations, but it is not without many serious difficulties ; arising partly from the diflerent stages of civilisation and political organisation which the several tribes must be supposed to have reached. In attempting to compress into a general sketch the main features of so large a family of tribes, the historian is scarcely able to avoid some inconsistencies ; and it is possible that his eye was caught in some instances rather by the points in which the German institutions were contrasted with the Roman \ than by those which expressed their essential character. But of the general faithfulness of the outline Ave have no doubt : the little inconsis- tencies of detail serve to preserve additional facts ; and the generality of statement enables us to obtain the idea of the common Germanic system, which is approximately true of it at every stage of its early development, although there may never have been a time at which the whole description in its exact details was true of any portion of it. Germany as described by Tacitus was a vast congeries of Physical and ° _ relitrious tribes, indicjenous and horaon^eneous throuo-hout : speakino- the "nityof tho , ,. . , , , German same language, woi'shippmg the same gods ; marked by com- races. mon physical characteristics and by common institutions, but having no collective name in their own tongue and no collective organisation-. They were singularly free from the commixture of blood with foreign races ; their primitive traditions and mythology were altogether their own. They had, as in Caesar's time, their own breeds of cattle, and their only wealth was the possession of herds'. Money and merchandise were of little ' No one now believes the Germania to be a satire on Rome, as vras once the case. Waitz, Deutsche Verfassungs-Geschichte, i. 21. See also Guizot, Civilisation in France (ed. Hazlitt), i. 418. "^ Tac. Germania, cc. 1-3. On the origin of the name Germania see Waitz, D. V. G. i. 24 ; he rejects all German derivations, and concludes that it is originally Gallic, the name given (as Tacitus indicates) by the Gauls first to the Tungri and afterwards to all the kindred tribes. The meaning may be either ' good shouters ' (Grimm, Gescbichte der Deutschen Sprache, P- 787), or, according to other writers, 'East-men' or 'neighbours.' ' Tac. Germ. c. 5 ; Caesar, de Bello Gallico, vi. 26 ; Grimm, Gescbichte der Deutschen Sprache, pp. 28 -42. i8 Constitutional History. [chap. Common features of German life. Advance on the state of thincs described by Caesar. account with tliem. They had no cities, nor even streets in their villages ; their buildings were rudely put together from rough undressed materials \ Their chastity and regard for marriage, the plainness and simplicity of their dress, their general temperance and sobriety, are still strongly marked. Tn most of these points there is no difference between the accounts of the two great historians ; but in the time of Tacitus the love of hunting has declined, and the warriors spend the seasons of peace in lazy enjoyment^ ; they have begun to use wine and that not in moderation, and they have become inveterate and business-like gamblers^. Agriculture of a simple description, and for the growth of wheat only, would seem to have increased ; and the freemen and slaves alike have settled homes. Local organisation, too, is either much more largely developed, or forms a more prominent part of the general description. It would be rash to affirm that these latter particulars prove a definite progress in civilisation since the days of Caesar ; but in some respects such an advance was a necessity. The increase of population and the extension of settlements involve the diminution of the number of animals of chase, and may account for the disuse of hunting and the absolute necessity of enlarged agi'iculture. Tlie continuous struggle with the Romans may account alike for the creation of a more purely military spirit among the warriors, and for the misuse of their scarce and ungrateful seasons of leisure. But fui'thor than this it is scarcely safe to go ; and it is unadvisable to undervalue the quantum of civilisation which had been attained in the time of Caesar, in order to point more gi'aphically the bearing of Tacitus's enco- mium*. With all the drawbacks he mentions, there can be no doubt that the general tone of society and morality, so far as he knew it, was far higher in Germany than at Rome, ' plus- que ibi boni mores valcnt quam alibi bonae leges'^.' It is, how- * Tac. Germ. c. i6. * Thid. cc. 15, -22. ^ Iliid. c. 24. * Niobulir tliouLflit tliat the GcrnianK of T.icituH's time were not more unciviliHL'd tlian tlio Wcstphalian and Lower Saxon peasants of his own time. Wait/,, Deutsclie Verfassungs-Gebchiclite, i. 29; ]5etluiiann-Hollweg, CivilproceHS, iv. 71, 72. '■> Tac. Germ. c. 19. II.] German Land System. 19 ever, on points of social and political organisation that our greatest debt to Tacitus is owing. 13. Although the pursuit of agriculture is now general, the Common wealth of the Germans consists chiefly if not solely in their land. herds of cattle : for these the vast tracts of forest and unen- closed land afford abundant pasturage, and for the purpose of pasturage no particular appropriation of the soil is needed. The wide forests and unfilled plains are common property. But there is not yet apparently any separate owuershiji even of the culti- vated land. Ti'ue, we read no longer of the annual migrations of families or small communities from one portion of the territory of the tribe to another. The villasre settlements are permanent, Character of • -r. 1 11*^^^ village and the dwellings substantial and extensive. But the arable settlements. laud is occupied by the community as a body, and allotments, changed annually, are assigned to the several freemen according to their estimation or social importance'. The extent of waste land prevents any difficulty in the suj^ply of divisible area. The arable area is changed every year, and there is aljundance over^ ; for they do not attempt to utilise by labour the whole productive power or extent of the land, in planted orchards, divided meadows, or watered gardens ; the only tribute levied on the soil is the crop of corn^. Still, property in laud can scarcely be said to be altogether Several unknown *. The villagers choose places for their homesteads as land. * Tac. Germ. c. 26 : ' Agri pro nuniero cultorum ab universis in vices {al. vicis) occupantur, quos mox inter se secundum dignationem partiuntur.' If the reading 'in vices' be retained and the annual change of allotment be understood, tliis passage must be translated, ' The fields are alternately occupied by the whole body of cultivators according to their number, and these they afterwards divide among themselves according to their individual dignity.' But Dr. Waitz, with good MS. authority, prefers to read in'/N, and to understand the statement as referring to initial occupation ; — ' Tlie lands are occupied by the collective townships according to the number of cultiva- tors, and these they afterwards di\Tide among themselves (the cultivators) according to their dignity.' The passage is confessedly one of great diffi- culty. See for an account of the very numerous interpretations Waitz, D. V. G. i. 132-137. See also G. L. von Maurer, Einleitg. pp. 5, 6. ^ Tac. Germ. c. 26 : ' Arva per annos mutant et superest ager.' See Kemble, Saxons, i. 40, and p. 15 above. ' Tac. Germ. c. 26. * Private possession of laud is regarded as introduced after the Viilker- wanderung (Bethmann-Hollweg, Civilprocess, iv. 15), and, in regions not affected by that change, as a development consequent on the improvements C 2 20 Constitutional History. [chap. The home- stead. Relation of Caesar's statement to that of Tacitus. the supply of water, wood, or pasture tempts them. Their buildings are not crowded upon one another^ : in collective villages or in solitary farmsteads each man has his own house and a space of ground surrounding it. Even if this arrange- ment, as Tacitus states, is the result of their dislike of neighbours or of their fear of fires, it is unnecessaiy to limit it by such considerations : the homestead of the rich and poor freemen alike must have included granaries, cow-houses, and stack -yards^. And in this no one but the owner could have any right. It is possible that it contained land enough to furnish hay for the winter, for Tacitus mentions no annual re-apportionment of meadow-ground, although it is more probable that that was allotted on the same principle as the arable. But on any h}7Dothesis the freeman had complete and several property in his homestead ; he had a definite share in the arable field, annually assigned by the community itself, varying in situation and quality, but permanent in every other particular; and he had an undefined but proportionate right to the use of the common woods and pastures^. In this very general statement it may be thought that a distinct advance may be traced on the land system described by Caesar; the nomad stage has ceased*, the communities have settled seats and each man his own home. It is however uncertain whether the tribes which Caesar describes as nomad are the same as those which Tacitus describes as settled ; it has been contended that Caesar misled Tacitus and that Tacitus misunderstood Caesar. But the mere interpretation of the rela- tion between the two authors does not affect the material truth of Tacitus's picture. The member of the community had a fixed of agriculture, and strictly regulatefl byjealou.s custom. Bethmann-Holl- weg, CivilprocesH, iv. 16 ; G. L. von Maurer, Einleitg. pp. 93 sq. ; Palgrave, Commonwealth, pp. 71, C)3, &c. * Tac. Genu. c. 16. Tlie hou.ses in the villages are separated from one another: other hou«eH arc built apart wherever the settler chooses: the difference between the vili.ige-iifc and the separate fann-life ab-eady appear- ing. W.aitz, D. V. G. i. 108-110. ^ See Waitz, D. V. G. i. 113. Tacitus (Germ. c. i6) mentions subterra- nean storehouses. ^ Waitz, I). V. O. i. 1 15-118 ; G. L. von Maurer, Einleitg. pp. 139-152. * Waitz, D. V. G. i. 33. II.] Jua/h in German Society. 2i share of a changing area of cultivated land, a pi'oportionate share in the common pasturage, and a house and homestead of his own \ 14. But was this absolute equality in the character of the Differences hold on land a sign of social equality in other relations of life ] ° "^"^ **• Although there is apparently no difference in the political status of all the fully qualified freemen, there are unmistakable grades of class and rank. There are distinctions of wealth, although wealth consists of cattle only. There are distinctions of blood, some are noble and some are not ; and of status, there are nobiles, ingenui, liberti, and servi^. There is further a distinct array of official personages, princlpes, duces, sacerdotes, reges^. Of these differences, that based upon wealth does not require discussion, except so far as it implies a pre-eminence which would be marked by a larger allotment of arable land, and the possession of a larger homestead. Tacitus, in the obscure passage in which he describes the apportionment of the land, mentions the dig- natio*, or estimation of the individual, as one of the principles of partition. The annual re-allotment involves an equality of Possible subdivisions, but does not preclude the possibility of two or allotments.^ more subdivisions being assigned to the same jierson. The wealth in cattle involves of necessity a proportionate enjoyment of pasture and meadow, and the employment of servile cultiva- tors implies an inequality in the shares of the arable which they cultivate for their respective masters. And the privilege which of necessity is granted to the rich man, can scarcely be withheld from the nobleman or magistrate who may demand it, if he pos- sesses servants enough to cultivate a larger share than that of the simple freeman. But the inequalities in the use or possession of the land involve no inequalities in social and political rights*. * The whole property, homestead, arable and pasture together, bore the name of Hube, hoba, in Germany; and was the higid, terra familiae, nian- 8US, cassate or hide of the Anglo-Saxons. G. L. von Maurer, Einleitg. pp. 126-134. ' Tac. Germ. cc. 7, 24, 25,44 ; Grimm, Rechtsalterthiiuier, pp. 227, 30S. ^ Tac. Germ. cc. 7, 10, 11, 14, &c. * Ibid. c. 26; dignitatem is Grimm's reading ; dignationem the common one. ^ Waitz, D. V. G. i. 218. Kenible (Saxons, i. 135) seems to confound the ncbilis with the princeps. See too Grimm, R. A. p. 280. 22 Constitutional History. [chap. Character The distinction between the nobiles and the ingenui naust be and rights of nobiuty. taken in its ordinary sense : the nobihty can be only that of descent, either from ancient kings, or from the gods, or from the great benefactors and military leaders of the race\ It is on the ground of nobility that the kings are chosen in the tribes that have adopted a monarchical government^; pre-eminent nobility, like great age, entitles a man to respectful hearing in the tribal councils, and to special rank in the comitatus of the magistrate to whom he attaches himself^; but it confers no political privilege, it involves no special claim to the office of magistrate or leader in war *, or to the right of having a comitatus or fol- lowing such as belongs to the magistrate. The ingenuus or simple freeman is in every point except descent the equal of the noble. But it may be questioned whether freedom or nobility of birth implies in itself the possession of political rights. The young men are, until they are admitted to the use of arms, mem- bers of the family only, not of the stated When they come to years of discretion, and the voice of the nation permits it, they are formally invested with a shield and spear either by the magis- trate, or by father or kinsman, in the assembled Council. This investiture, or emancipation as it may be deemed, may entitle them to an honourable place in the host, but scarcely to a voice in the Council until they have obtained by inheritance or allot- ment their share in the common land". The freed- On this point howevcr Tacitus is silent. Nor can we discover from his words whether the liherti or freedmen, whom he men- tions as constituting an important element in the tribes that are governed by kings '^, possessed more than merely personal ' Bethimimi-Hollweg, Civilprocess, iv. 85. Cf. Tac. Germ. c. 1 3, 'magna patrum merita.' Waitz, D. V. G. i. 1S9-191; Grimm, R. A. pp. 265 sq. * Tac. Gei-m. c. 7. ^ Ibid. cc. 11, 13. * Yet most of the principes mentioned in Tacitus are of noble birth : hence it is argued that nobility gave a presumptive if not exclusive claim to office. See Bethniann-Hollweg, Civilprocess, iv. 90. Waitz, D. V. G. j. 221, maintains that there is no such connexion, and it cannot be proved. ' Tac. Germ. c. 13. 'Ante hoc domus pars videntur, mox reipublicae.' " Waitz, I). V. G. i. 323,324; Sohm, Frankische Rcichs- und Gerichts- verfasHung, pp. 545-558. ' Tac. Germ. c. 25. Cf. Waitz, D. V. G. i. 174. men II,] Ranks in German Society. 23 freedom. It is most improbable ou all analogies that they possessed any political rights. The unfree or servile class is divided by Tacitus into two^ : The servile one answering to the coloni of Roman civilisation, and the other to slaves. Of the former each man has a house and home of his own. He pays to his lord a quantity of corn, of cattle, or of clothing ; he must therefore hold laud on which to grow the corn and feed the cattle, and this land is of course a portion of his lord's. Possibly the more dignified and richer freemen cultivate all their lands by these means ; but if the analogy with the Roman coloni holds good'^, the servus is personally free except in relation to his lord and his land, neither of which he can for- sake. His condition is not a hard one ; he is very rarely beaten The cuitiva- or forced to labour ; but if his lord kill him, as sometimes may be done in passion, it is done with imj)unity; no satisfaction can, it would seem, be recovered by his family. The origin of this servile class may be found in the subjugation, by the tribe, of the foi'mer occupiers of the land ; a process which, in the nomadic and warlike phase of public life that had now passed away, must have been by no means uncommon, and which may have even created a subject population, cultivating the land of the tribe in immediate dependence on the state or king. There is no reason to suppose that the depressed population were other than German in origin, although of covu'se unconnected by any tribal tie with their masters. Even the sons of the poorer freemen may be supposed to have taken service as cultivatoi's under the richer men or on the public lands. The second class of servi contained those who had lost their The slaves, freedom by gambling ; possibly also prisoners of war : of penal servitude there is no distinct trace. This cannot have been ^ Tac. Germ. cc. 24, 25 ; Grinun, R. A. pp. 300, 301 ; G. L. von Maurer, Hofverfassg. i. 5 sq. ^ Savigny has collected and arranged all the materials for the history of the colonus in a paper translated in the Philological Museum, ii. 117: he carefully points out that, notwithstanding a close analogy, there is no his- torical connexion whatever between the Roman coloni and the German serfs ; pp. 144, 145. See also Waitz, D. V. G. i. 175 sq. G. L. von Maurer, Hofverfassg. i. 27-37, 385-387. 24 Constitutional History. [chap. a large body : the gamblers were generally sold, the possession of such victims being no credit to the owner \ The official The pWwci/:»es, or official magistracy, have of course pre-emi- nence in dignity and privilege. They are elected in the national assemblies, and receive a provision in the shape of voluntary offerings or distinct votes of corn and cattle, made by the state itself". Such votes imply the existence of some state domain or public land, the cultivation of which must have been performed by servi or coloni; and the natural tendency of such an ari'ange- ment would be to annex some portion of the territory as an official estate to the dignity of the ^:)rmce/)s. It is clear that it had not reached this stage in the age of Tacitus^. Outside of his official authority, the chief or only privilege of the jjriiiceps was the right of entertaining a comitatus*. The ccmi- This was a body of warlike companions, who attached them- fcelves in the closest manner to the chieftain of their choice. They were in many cases the sons of the nobles Avho were ambi- tious of renown or of a perfect education in arms. The princeps provided for them horses, arms, and such rough equipment as they wanted. These and plentiful entertainment were accepted instead of wages ^. In the time of war the comites fought for their chief*, at once his defenders and the rivals of his prowess. For the prince2)s it was a disgrace to be surpassed, for the comites ' Tac. Germ. c. 24. ^ ' Eligunturiniisdem conciliis.' Tac. Germ. c. 12. ' Mos est civitatibus ultro ac viritim conferre principibus quod pro honore acceptum etiam neces- sitatibus suhvenit.' Ibid. c. 15. This is the origin of the nafurulia of the Frankish, and perhaps ot the feorm-fultum of the Anglo-Saxon, kings. Kenible, Saxons, ii. 31. 3 Waltz, D. V. G. i. 255. * Wiiother the right of comitatus was attached to the office of king and princeps is a matter of dispute ; Bethmann-HoUwcg, Civilprocess, iv. 93. Waitz (D. V. (}. i. 228-737) regards it as exclusively so. Konrad Maurer, arguing that in an early stage of society the companions and free servants of the jtrincepH would be the same, inclines to regard the comiics of the princeps as corresponding with the servants of private persons. Krit. Ueberschau, ii. 396-403. However this may be, it is enough for our pur- pose to remark that it was oidy the jninrciis who could give a public status and char.acter to his comites. ^ ' Nam cpul;i; et ((uanrpiam incompti, largi tamen, apparatus pro stipen- dio cedunt.' Tac. Germ. c. 14. The warhorse and spear were the gift of the princeps and the origin of the later lieriot. ^ 'Principes pro victoria pugnant, comites pro principe.' Tac. Germ. c. 14. II.] the Comliatus, 25 it was a disgrace not to equal tlie exploits of theii* leader, and Tie of the ,. . ^ n ^ ^ I'liiii-n (V(m/to tO the perpetual infamy to retn-e from the field on which he had fallen, prinaps. They were bound by the closest obligation to defend and protect him, and to ascribe to his glory their own brave deeds ^ In the body thus composed, there were grades of rank determined by the judgment of the princeps ^ : and a high place in the comitatus was an object of ambition to the noble youth just as much as the possession of a numerous and spirited body of retainers was to his patron, who found that his dignity, strength, glory, and security depended in no small degree on the chai^acter of his followers. The princeps who entertained such a company, was renowned both abroad and at home ; he was chosen to represent his nation as ambassador ; he was honoured with special gifts ; and sometimes the terror of his name would put an end to war before blood had been shed. War was the chief if not the sole Their em- i 1 1 ploynients. employment of the coniites : when there was peace at home, the youth sought opportunities of distinguishing and enriching them- selves in distant warfare. In the times of forced and unwelcome rest they were thoroughly idle ; they cared neither for farming nor for hunting, but spent the time in feasting and sleep ^. The comitates is one of the strangest but most lasting features of early civilisation, partly private and partly public in its character, and furnishing a sort of supplement to an otherwise imperfect organisation. The stroii" and close bond of union thus described by Tacitus can scarcely be the same institution as the voluntary and occasional adhesion to a military leader, which Caesar mentions in connexion with the aggressive expeditions of his own time ■*; but the one may have grown out of the other. Glory * Tac. Germ. c. 14 : 'Sua quoque fortia facta gloriae ejus assignare prae- cipuum sacramentum est.' Waltz understands this to imply an actual oath. D. V.G. i. 347. ^ Tac. Germ. cc. 13, 14. The difficult passage 'Insignis nobilitas aut magna patrum merita priiicipis dignationem etiam adolescentulis assignaiit ' is commented on at great length by Waitz, D. V. G. i. 260-270 ; and Sohm, Fr. K. G. V. pp. 555-558 ; both of whom give a transitive sense to diijnatw- ncm. Kemble translates ' principis dignationem assignant,' •'give the rank of princes.' Saxons, i. 166. ^ Tac. Germ. c. 15: a passage which does not refer e.vclusively to the comHc.t. * Caesar, de Belle Gallico, vi. 23 ; above, § 11. The idea of Sybel and others that Caesar describes an earlier form of the institution is rejected by Waitz, D. V. G. i. 357; K. Maurer, Krit. Ueberscbau, ii. 418. 26 Constikdional Jlistory. [chap. The comi tatus. and booty seem to have been the chief end of the expeditions organised by both, and the tie of personal honour and attach- ment the common bond ; but in Caesar's account the leadership is not restricted to the official magistrate, and the engagement of the follower is for a single campaign only. That the relation to the princeps implies personal dependence is clear : no one need blush, says Tacitus, to be seen among the comites ^ j but the fact that it was necessary, from the Roman point of view, to say so, involves of necessity some idea of diminution of status. It may be questioned whether any one in this relation would be regarded as fully competent to take part in the deliberations of the tribe, but it is scarcely reasonable to suppose, as has been sometimes maintained, that a position of so much honour, and so much coveted, could only be obtained by the sacrifice of freedom ^. But the importance of the comitatus lies mainly in the later history, and in its bearing on kindred but distinct developments. The priests. Of the priests of the German races we learn little more from Tacitus than that they formed a distinct class of men who pre- sided at the sacrifices, took the auspices for public undertakings, proclaimed silence in the assembly, and in the name of the god of war discharged the office of judge and executioner in the host ^ It is, however, in relation to the administration of government that the notices of the Germania have their greatest value. 1 5. There was not in the time of Tacitus, any more than in that of Caesar, any general centre of administration, or any federal bond among the several tribes, although the great kindred races had common religious rites and sanctuaries. Each nation had a constitution of its own. In some there was a king with kindred nobility and of course a i^ersonal comitatus, the patron of freed- Royalty. men and serfs *. But the king was by no means vested with ir- * Tac. Germ. c. 1 3 : ' Nee rubor inter comites aspici.' ■■' This seema to be Kenible's view ; Saxons, i. 1 73 ; ' it is clear that the idea of freedom in entirely k)st,' being replaced by tliat of honour. It is entirely rejected by Waitz, D. V. G. i. 348, and K. Maurcr, Krit. Ueberscbau, ii. 394. 3 Tac. Germ. cc. 7, 10, II. Waitz, D. V. G. i. 257, 258. * Tac. Genu. cc. 7, 25. The essence of German kingship was not in the command of the liost, or in the leadershi]) of a comitatus, or in the union of several trilies under one sceptre, or in an authority more efficient than that of the princeps ; but in its hereditary character, or in the choice, by the people, of a ruler from a distinct family. Waitz, D. V. G. i. 288-293. The triball constitution II,] German Kingship. 27 responsible or unlimited powers \ He was elected from the body Limited of the nobles, for strictly hereditary succession was confined to royalty. private property: he had not the sole command in war ; that was engrossed by the duces, who also owed their position to election, determined by the renown they had already earned, and sus- tained by the willing obedience of their companions in arms^. He might take a leading part in council, but others qualified by age, nobility, honour, and eloquence had a not inferior claim to be heard ^. He received a portion of the fines imposed in the courts of justice, but he did not appoint the judges *. His position was dignified and important, as impersonating the unity of the tribe and implying a dominion more extensive than that held by the other non-monarchical communities ; but unless he were person- ally endowed with the gifts or reputation of a military leader, it could be one only of simple honour. There was no such relation between him and the jprincipes ° as there was between the jprin- clpes and their comites : the pnncipes fought not for him, but for victory, and the only treason, except that which consisted in the betrayal of the voluntary tie, was that which was committed against the nation ^. We may undei-stand that a tribe which had adopted monarchy must gradually have modified these conditions ; that a king strong enough to maintain his position at all, must have gathered the chiefs of the land into a comitatus of his own ; but there is no sign as yet that this was done : nor is there any indication that the king exercised, except in the case of auguries ^, any such K. Maurer, Krit. Ueberschau, ii. 419-423. This hereditary character is absolutely inconsistent with the supposition that royalty originated in the comitatus : and is in distinct contrast with the elective principle applied in the case of the principes. ^ Tac. Germ. c. 7 : • Nee regibus infinita aut libera potestas.' - • Duces ex virtute siimunt . . . et duces exemplo potius quam imperio . . . praesunt.' Tac. Genn. c. 7. Waitz however maintains that the king was the regular general for the monai'chic tribes ; D. V. G. i. 310 sq. ^ Tac. Germ. c. 11. ' ' Pars mulctae regi vel civitati, pars ipsi qui vindicatur vel jwopinquis ejus exsolvitur.' Ibid. c. 12. ^ Nor were the nohiles the king's comitatus : but the question belongs to a later stage. Waitz, D. V. G. i. 365 sq. " 'Proditores et transfugas arboribus suspendunt,' &c. Tac. Genu. c. 12. ^ Ibid. c. 10. 28 Cyonstitiit'ional History. [chap. sacerdotal influence as in ancient times might be supposed to con- sole a sovereign whose power bore no proportion to his dignity. But it is not easy to argue with certainty from the words of Tacitus, that those tribes in which the power and pre-eminence of the p7'incipes were of so great importance, were really subject to kings at all. The central For a very large proportion of the tribes dispensed altogether administra- ,, . .. j tioiiwasin With royalty: the state or civitas'^ was a sumcieut centre, and whether the tie of nationality a sufficient bond of cohesion. In these monarchic .„ • r^ , • i • • i ■ ji x- i or not. still, as in Caesar s time, the j^^'incijjes chosen m the national councils acted independently of one another in peace, and in war obeyed the leader whose valour marked him out for election. Under this system the state received the portion of the mulcts which in the monarchies fell to the king": there is no evidence that the election of the princijpes was influenced by the here- •Yhnprindpes ditary principle ', or that their status involved any of the of the non- ..,.,.. monarchic lionours of royalty. In the monarchical tribes it is probable that the king may have gradually appropriated the powers and honours of the princij^es, but in the non-monarchical ones there is nothing to show that the principes were more than the elec- tive magistrates of free and kindred communities. The central 16. Under both systems the central power was wielded by the the civiuis, a national assemblies. These were held at fixed times, generally the host. at the new or full moon *. There was no distinction of place ^ : all were free, all appeared in arms. Silence was proclaimed by the priests, who had for the time the power of enforcing it. Then the debate was opened by some one who had a personal claim to be heard, the king, or a prlnceps, or one whose age, nobility, military glory, or eloquence entitled him to rise. He took the ' Tacitus uses the word civitas to express the tribe in its constitutional aspect, in the Gennania, cc. 8, lo, 12, 13, 14, 15, 19, 25, 30, 41 ; and Annales, i. 37. Gens is also used in the same sense, but not so 2'>mjus, which always means a suljdivision ; as in Caesar, de Bello Gallico, i. 12, ' Omnis civitas Helvetia in (juattuor paj^os divisa est.' Waitz, D. V. G. i. I40. Sohm (Fr. 11. G. V. }ip. 1-8) carefully works out the jiosition that whereas the unity of the Oerman race was one of l)h)0(l and religion only, the tribal or state unity exhibited in the councils was political, and that of the l)agi or Imndreds simply a judicial organisation. •^ Tac. Germ. c. 12. ^ See above, p. 22, n. 4. * Tac. Germ. c. 11. * Possibly tliey arr.anged themselves, as in the host, in liindreds. Waitz, D. V. G. i. 325. 1 II.] National Councils. 29 tone of persuasion, never tliat of command. Opposition was expressed by loud shouts ; assent by the shaking of spears ; enthusiastic applause by the clash of spear and shield. Of matters of deliberation the more important were transacted Delibcm- ,, „ ,, , , 1 • 1 11 1 f • 1 1 tioiisol'tlic in tlie tull assembly, at Avhicli all tiie Ireemen were entitled to founeii of be present. But the business was canvassed and arranged by the i^rinci^oes before it was presented for national determination ; and matters of less import and ordinary routine were dispatched in the limited gatherings of the magistrates. Of the greater questions were those of war and peace, although these, together with proposals of alliance and elections of magistrates, were fre- (juently discussed in the convivial meetings which formed part of the regular session of the council. The magistrates for the ad- ministration of justice in the pagi and vici were elected in the general council. It also acted, in its sovereign capacity, as a high court of justice, heard complaints and issued capital sentences^. The local courts of justice were held by the elected principes Judicial in the larger divisions ov pagi, and in the villages or vici. But of thef^afw. their office was rather that of president of the court than of judge. The princeps bad, in the jmgus at least, a hundred assessors or companions to whom he was indebted not only for advice but for authority also ^ : doubtless they both declared the law and Aveighed the evidence. Capital punishments were not rare ; hanging was the reward of treason and desertion : the coward and the abandoned person were drowned or smothered ' ' De reconciliandis invicem iriimicitiis et jungendis affinitatibus et ad- sciscendis principibus, de pace deriique ac bello, plennnque in conviviis con- sultant.' Tac. Germ. c. 22. Wl)etber the custom of drinkinc^ the fines for non-attendance, which was a time-honoured practice in the Gennau mark- courts (G. L. von Maurer, Markenverfassg-. p. 275), and still prevails in England in rural clubs, can be traced to this usage, need not be discussed. It certainly seems that the manorial courts still support their existence by (dinners after business : and so in the time of Athelstan the ' bytt-fylling,' ' impletio vasorum,' was an important part of the proceedings of the local gatherings. Tlie vexed question of scof ales and church ales, and the func- tions of the ale-taster connect themselves with the primitive practice : and so also the guilds. See Chap, xi, below. « Tac. Germ. c. 12. See Sohm, Fr. R. G. V. p. 5. ' ' Eliguntur in iisdem conciliis et principes, qui jura per pagos ^^cosque reddunt. Centeni singulis ex plebe comites consilium sinml et auctoritas adsunt.' Tac. Germ. c. 12. 30 Constitutional History. [chap. under hurdles : other offences were expiated by fines, of which one portion went to the king or the state, the rest to the injured Finesincom- person or his relations. The system of compensation extended pensation "■ pit \ ^ • • i • -kc for offences, even to the reconciliation of hereditary quarrels : homicide itself might be atoned for by a fine of cattle : the whole house of the slain man joined in accepting it as an indemnity, and the breach of the public peace was healed by a fixed shared Organisation 17. In war the compulsory maintenance of discipline was in time of . . . war. tempered greatly by the spirit of the comitatus. The leader of the host was the chosen champion ; not necessarily the king or the local magistrate, but the dux whose prowess had earned the confidence of the nation, and who as princeps was followed by the largest train of companions^. From each pagus a hundred champions were sent to the host ^, just as the hundred assessors were furnished to the court of justice. Well-trained infantry were thus supplied ; they took the van in battle and were supported by or mingled with the cavalry. The chief burden fell on thecZitces*, who had to set an example rather than to enforce command, and on the principes with their mounted comites^. The maintenance of discipline in the field as in the council was left in great measure to the priests " ; they took the auguries and gave the signal for onset, they alone had power to visit with legal punishment, to bind or to beat. Otherwise the cohesion and order of battle was kept up by the voluntary regularity of the armed freemen, who arranged themselves, when not otherwise tied, in families and affinities^. Three principles at least seem to be at work in this system ; the national force * The passages that illustrate this are of great importance on the whole subject (if Gt-mian criminal law ; the u'er-r/Ud, the hot, the ivite, the character of the peace, the idea of the right of private war, the so-caWed fehde-i'echt, and the position of the king as guardian of the peace, and of the Idndred as sharers in the feud. Tac. Germ. cc. 1 2, 2 1, 22. Waitz, D. V. G. i. 389-420. K. Maurer, Krit. Ueherschau, iii. 26-36. * 'Ipsa plerumque fania bella profligant.' Tac. Germ. c. 13. ' ' Centeni ex singulis pagis.' Ibid. .c. 6. * 'Si prompti, si conspicui, si ante aciem agant.' Ibid. c. 7. * The war-horse of the comes was the gift of the princcps as well as his arms. Ibid. c. 14. « Ibid. c. 7. ' 'Non casus nee fortuita conglobatio turmam aut cuneura facit, sed familiae et propinquitates.' Ibid. c. 7. II.] The Host. 31 consisting of tlie dux and chosen centuries of infantiy ; the pro- fessional warriors with their trains of disciples, the 2^i'i>i<^^^^s fighting for victory, and the comites for their princeps ; and the mass of the freemen arranged in families fighting for their homesteads and hearths. It is to these last, according to Tacitus, that the strength of the force and the confidence of earnest valour is chiefly due, whether the immediate excitement be the rivalry of jealous neighbours or the urgency of common interests. The host is thus the whole nation in arms. 18. And the nation in its territorial aspect is not altogether Personal unlike the host in permanent encampment : the i^agus and vicus these are rather the di\T.sions of the people than of the land, and may ments. be reasonably supposed to have been marked out with reference to the numerical arrangement of the host, and in that strict adherence to definite numbers which appears so constantly in new or loosely settled communities, whether civilised or not. The hundred warriors and the hundred judges of the pagus, may on this supposition represent tlie hundred free families to which the jHigus was originally allotted, that primitive institution of the hundred which appears in eveiy branch of the Germanic race in its earliest historical form ; not yet a definite geographical division, l)ut a social and jiolitical one\ The vici may be sub- divisions in equal proportions, both of the personalities and of the territorial allotment of the hundred : and their subdivision by re-allotment may have been equally symmetrical. But it would be wrong to state this as more than a theory. 19. With very few exceptions, by way of inference, this de- scription is a mere abstract and jiaraphrase of the hinguage of the Germania. The general features of it are clear if not minute. It will probably always be a favourite exercise for learned ingenuity to attempt to trace distinct reference to the later institutions * Waitz, D. V. G. i. 154, understands the hundred companions of the piiticcps in judgment to be the fully qualified members of the communit3' ; no special stress is to be laid on the number, as Tacitus himself warns us. They formed then a full hundred-court, and not a mere council of assessors, as Tacitus supposed. Bethmann-Hollweg takes the same view (Civil- process, iv. 102). The older view, regarding them as a committee of the freemen, is on the whole less likely. The princijile that in these courts all the suitors are judges is very ancient. See also Waitz,. D,.V. G. i. 3,^3. 33 Constitutional Histori/. [chap. Prospective and retro- spective value of the Germania. No principle works in isolation. Traces of primitive society. of the race : and it is quite lawful to work back, through ob- vious generalisations and comparisons with the early phenomena of society in other nations, to the primitive civilisation of the Aryan or the Indo-Germanic family. It would be foreign to our present pui-pose to attempt the latter task : and the former can only be partially undertaken in a work, the object of which is historical rather than philosophical. But the words of Tacitus require interpretation, and the unity of his sketch demands, for intelligent comprehension, some reference to the early principles of social development. Among the first truths which the historical student, or indeed any scientific scholar, leai'us to recognise, this is perhaps the most important, that no theory or principle works in isolation. The most logical conclusions from the truest principle are practically false, unless in drawing them allowance is made for the counter- working of other principles equally true in theory, and equally dependent for pi'actical truth on co-ordination with the first. No natural law is by itself sufficient to account for all the phenomena which on the most restricted view range themselves within its sphere. And with respect to pi-imitive society, this is especiall}- notev.'orthy. The patriarchal theory, as it is called, will certainly not account for any great proportion of the phenomena of the social system under any of its phases : yet there are in the Germania some traces of the idea on which it is based ; the vmion for some pui-poses of sacerdotal with royal functions^, and the vast and permanent importance of the family tie^. Of the four chief forms of })olitical life, which in their earlier stages are compatible with the existence of a people in the pastoral, the hunting, and the predatory stages of its development, the most complex, that of the city, is expressly excluded by the words of Tacitus ; the Germans had no cities', no fortified places of resort or refuge ; and when at a later period they ado^it a city life, its ' Tac. Germ. c. lo. * In relation to the hoHt, Tac. Clonn. c. 7 ; to feuds, c. 21 ; to inheritance, c. 10 ; the relatioHH witncs.s the punishment of the unfaithful wife, c. 19 ; marriagCH with alien nations are unusual, c. 4. Waitz, T>. V. G. i. 49-92. ' Tac. (Jerni. c. 16. They regarJi^d them as ' muuiuieiita servitii.' Tao. Hist. iv. 64. II.] Primitive Social System. 33 constitution is based on that of the ancient villages rather than on Germs of any imported idea of the classical municipality \ The lordship, — tions con- that quasi-manorial system, in which the lord of the land lives Germania. among his free tenants and cultivates his proper demesne by serfs or hired labourers, possessing the original title to the whole, waste as well as cultivated, with jurisdiction over and right to service from all who dwell within the boundaries, — is only in very few particulars reconcileable with the sketch of Tacitus. The village system in which, the tie of community of The village. land not necessarily existing, the freer and simpler institution of a common machinery for the preservation of peace, the adminis- tration of justice, and the fulfilment of public duties as part of a wider organisation, is the direct and pi'imaiy bond, does fall in more easily with the general tenour of the description. The vici or villages exist and have justice administered by the principes. But further references, irrespective of the question of the land, are scanty and open to much discussion. The idea of the The Mark. Mark System, as it is called, according to which the body of kindred freemen, scattered over a considerable area and culti- vating their lands in common, use a domestic constitution based entirely or primarily on the community of tenure and cultivation, is an especially inviting one, and furnishes a basis on which a large proportion of the institutions of later constitutional life may theoretically be imposed. And there are nations in which such a system has ever been the rule, although they are not those whose progress has made a part of the world's history'^, whilst the very fact of their permanent insignificance may be regarded as a positive refutation of the claim of their system to include all the germs of greater and more active free institutions. But this system, in its bare simplicity, is scarcely consistent with the general sketch of the Germania, and totally insufficient as a key to the whole. The German communities, although they hold their * See this worked out by G. L. von Maurer, Stiidteverfassg. i. 134 sq. : he rejects the idea of Roman municipality, of the manorial system, of the Schoffenthum, or of the guild, as the origin of city life among the Germans, and traces it to the Mark. ^ See, especially in reference to India, Sir H. S. Maine's Lectures on Village Communities, London, 1S71. D 34 Constitutional History. [chaf. land in common, are scarcely described as tliose of an agricultural people : while the mark system is wholly and entirely an agri- cultural one, and must, if it had existed in its integrity in Tacitus's time, have impressed its leading features more dis- tinctly upon his memoiy. Nor can a mixture of the systems of the lordship, the village and the mark, claim a greater proba- bility ; we have no one of the three in its completeness and cannot be warranted in supposing the co-existence of all. Tjie sketch j^ jg Q^]y ]jy viewing the description of the Koman historian contains the ^s referring to a stage and state of society in which the causes several prni- ... . ciples of later ^ve at work which at different periods and in different regions society. -^ ° develop all the three, that any approach can be safely made towards bringing it into relation with the facts of historical sociology. We have not the mark system, but we have the ])rinciple of common tenure and cultivation, on which, in India, the native village communities still maintain a primitive prac- tice much older probably than the Germania, and of which very distinct vestiges exist still in our own country, in Switzerland, and in Germany ^ We have not the village system in its in- tegi'ity, but we have the villages themselves, their relation to the ^agi, and through them to the civitas, and the fact that they were centres for the administration of justice. We have not the manor, but we have the nobleman, we have the warlike magis- trate with his attendant comites, whose services he must find some way of rewarding, and whose energies he must even in peace find some way of employing. The rich man too has his great house and court, and his family of slaves or dependents, who may be only less than free in that they cultivate the land that belongs to another. We dare not say that we have a perfect alodial system, although the land, so far as it may be held in severalty, is held alodially : we cannot say that we have feudality, ^ See below pp. 49-51. It appears rash to make the mark system, pure and simjile, the hasiH of (JenManic society. No doubt in some cases not only villages, but huiidreils, and still larger territories possessed common lands, and the Englisii folk-land is in a manner the mark-land of the nation: but it does not follow that in these all constitutional relations were based upon it. Still I0S.S in other regions where not so much as even this can be proved. II.] General Resulfs. 35 for the tie between the lord and his dependent is distinctly not one of which land is either the exponent or the material basis. But we have germs and traces of all. The military ^rmc^p* A slialu de- has but to con(iuer and colonise a new territory, and reward his would turn followers on a jjlan that will keep them faithful as well as free, ciples int"" and feudalit-ni springs into existence. The members of the village society have but to commute their fluctuating shares in the annual redistribution of land for a fixed allotment with definite duties incumbent upon them as independent owners, and we have the alodial system of village life ; let the warriors of the tribe sink their predatory ardour in the fulfilment of immediate duties, cul- tivate their land and live on the pi'oduce of it, and they will pro- bably fall back into the simplicity of the pi'imitive mark life, out of which they emerged, and into which their descendants, in many cases, Avhen civilised and humanised by the arts of peace, chose, in the prospect of freedom and social independence, to return. If the free village organisation seems to recommend itself as General the most adequate explanation of the facts recorded, it mustnessofthe be remembered that its plausibility depends on its obscurity ^^ and indefiniteness. It may contain or it may exclude the ])rinciple of common tenure and cultivation ; it may include or exclude the estates of the rich men and their slaves, the halls of the in'inci'pes and their companions. We can affinn little more than that the vicus was a commimity of common cultiva- tors ; a centj-e or a subdivision of the pagus for the purposes of police or judicature. On the analogy of the pagus we may infer that it furnished in its elders a body of assessors to assist the princeps on the bench of justice, and in its young men a contingent towards the chosen centuries of the host. All beyond this is theory, or derived from interpretation by later facts^. ' Sohm (Fr. E.. G. V. pp. i-8) combats the idea that the constitution of the race (Stamm), that of the civitas ( Volk), and that of the pagus {Ilundtrt- schaft), are based on the same principle, so that one is the reproduction of the other on a different field. He contends that, in tlie Geraiania, they ex- hibit the people in three different phases : the religious, the political, and the judicial. 'The old German constitution is characterised b}' the organic connexion in which the different sides of the national life stand to the dif- ferent stages of the national organism.' Grimm (R. A. p. 745) and Waitz vD. V. G. i. 316) ai-e inclined to regard the several constitutions as conver- sant, in the main, with the same matters. D 2 3^ Constitutional Kistory. The three But the looseness and unjointed character of the upper kindred, organisation is by itself sufficient to prevent us from accepting and personal a symmetrical theory. If the villages and the 'pagi are arranged on one principle, the supreme authority seems to be exercised at least on tkree. The king in the monarchic states does little more than represent the unity of race ; he has a primacy of honour but not of power ; he reigns but does not govern. The national council under the elective ■princi^yes is sovereign in peace, but in war its powers are vested in the dux ; and yet the authority of the dux over his comites does not rest on the election of the nation, but on the personal tie by which they are bound to him. Just so in each subordinate poi'tion of the fabric, the three principles of the kindred, the community, and the personal influence, complement and complicate each other's action. The lower organisations are more coherent than the upper, because it is more possible for them to exist unmixed, or in personal union : the kindred may be the community, and the personal and official influence of the wise man or champion may be united in the chief of the family settlement. But even here the cohesive force may be exaggerated. The conclusion that such a survey suggests, especially with a view to later history, is this : A great family of tribes whose institutions are all in common, and their bonds of political cohesion so untrustworthy, are singularly capable of entering into new combinations ; singularly liable to be united and dissolved in short-lived confederations, and to reappear under new names, so long as they are without a great leader. Yet in that very community of institutions and languages, in the firmness of tlie common basis, and the strength of the lower organisation, if a leader can be found to impress on them the need of unity, and to consolidate the higher machinery of political action into a niiiional constitution, instead of small aggregations and tumultuary associations, they possess a basis and a spring of life, from aiid l)y wliich they may rise into a gi'cat homogeneous people, symmctiicaily organised and united, progressive and thoroughly patriotic. CHAPTER III. THE SAXONS AND ANGLES AT HOME. 20. Appearance of the Franks and Saxons. — 21. The Angles and Jutes. — 22. Saxons in Germany as described by Bede, Nithard, Rudolf, and Hucbald ; and noticed in the Capitularies. — 23. Notices of the Angles in Germany. — 24. The mark system and common husbandry. — 25. Early system illustrated by the Salian law. — 26. Further illustrations. 20. For nearly two hundred years after tlie age of Tacitu.s Reappear- very little is known of the internal history of tlie German German tribes, and nothing new of their political institutions. From new names, the facility with which the latter, when they reappear, may be made to harmonise with the account of the great historian, it is almost necessarily inferred that they had continued without change ; nor is there any occasion to presume a development in the direction of civilisation. The Germans of Caesar's time were very far from being savages, but those of the fourth century were still a very long way from the conditions of modern society. How very long the institutions of a half- civilised nation may remain stationary we have both in the East and in the West very abundant evidence. During these centuries, at various periods, the Roman empire was alarmed and shaken by the appearance on her boixlers of nations gi-eat in mass and strength, as their predecessors had been, but bearing new names. In the reign of Caracalla Rome first heard of the Goths and Alcmanni*; a little more than half a century later the Franks appear ; and about the same time the Saxons, who had been named and placed geographically by Ptolemy, make their first mark in history. They are found ' Ael. Spartianus, Caracalla, c. lo ; Zeuss, Die Deutschen und die Xacli- barstiimme, pp. 304, 401. 38 Constitutional History. [chap. Indetermi- nateness of thf collec- tive names. employed in naval and piratical expeditions on the coasts of Gaul in A.D. 287^ Whatever degi'ee of antiquity we may be inclined to ascribe to the names of these nations, and there is no need to put a precise limit to it, it can scarcely be supposed that they sprang from insignificance and obscui'ity to strength and power in a moment. It is far more probable that under the names of Frank and Saxon in the fourth century had been sunk the many better-known earlier names of tribes who occupied the same seats, as the Sigambri, the Salii and the Ubii were all now known as Franks^, so the Cherusci, the Marsi, the Dulgi- bini, and the Chauci^ may have been comprehended under the name of Saxons. The nations of the Germania had no common name recognised by themselves, and were content, when, ages after, they had realised their unity of tongue and descent, to speak of their language simply as the Lingua Theotisca, the language of the people * (theod). The general name by which the Romans knew them was one which they had received from their Gallic neighbours. Much of the minute and obscure nomen- clature of the early geographers had probably a similar origin. The freemen of the gentes and cognaliones might not care much about the collective name with which perhaps a casual combination under some gi'eat warrior had tempoi'arily endowed them. So long as they retained amongst themselves their family or gentile names, it mattered little whether the foreigners called them Inffaevones^ or Cherusci, Germans or Saxons. * Eutrnpius, ix. 13 ; Zeuss, p. 381 : Grimm, Gesch. der D. Spr. p. 625. * Grimm, Gesch. der Deutschen Spr. pp. 520 sq. ; Zeuss, pp. 326, 329. ' Oriimn, Gescli. der Deutschen Spr. pp. 614, 624. * Whence the name ' Deutsch.' Zeuss derives it rather from the root of ' douten," to explain, so that theotisc should mean ' significant.' But the root of thcod and i/cutcu is tiie same. See Max Midler, Lectiu-es on the Science of Language, ii. 730; Grinim, Gesch. der Deutschen Spr. p. 790; Waitz. D. V. G. i. 28. All decide against the connexion with the Teutones. ' Grimm's identification of the Ingaevones with the Saxons, of tlie Iscae- vones with the Franks, and of the Henninones with the Thuringians is convenient : Pref. to his edition of the Gennaiiin, p. iv. Gesch. der Deutschen Si)r. pj). 829, 830; W.aitz, D. V. G. i. 9-11 ; Max Miiller, Lectures on the ^ciencu of Language, ii. 502, 503. There is, I believe, no etymological olijection to connecting the Iwj of the Ingaevones with the Ang of the Angles and the L'tig of England. 111.] New Names. 39 It is possible that the sudden prominence of new names sometimes signified the acquisition of dominion by a rising tribe; that the Liter career of the Franks may be but the fulfilment of a destiny that had begun to work centuries earlier ; it is not impossible that a confederation of free and neiglibour tribes may have become known to the world by a collective name which they were scarcely conscious of bearing^: nor is it unlikely that in some cases the collective name itself testifies to a series of rapid subjugations and annexations. But, however this may be, the bearing of the common name was Importance in itself a long step towards political unity : the Saxon commu- collective nities might have no yearning towards it themselves, but when '"^ they found that their neighbours treated them as one, they would find it gradually necessary to act as one. It is needless for us to attempt now to generalise on the widely varying causes that led to this constitution of the later nationalities. Some had originated in the necessity of defence against Eome, some in the tempting prospect of rich booty ; the later ones per- haps in the turmoil which accompanied the great upheaval in Central Asia that first threw the Goths upon the empire. It is safer to ascribe them in general to some such extei*nal cause They are not than to suppose them to have proceeded from, or even to have ferred to evinced, a "tendency towards political union. The very causes federation, which made combination easy would seem to preclude the possibility of any conscious active tendency towards it. Whilst the nations on the Lower Rhine were all becoming Franks, those between the Rhine and the Oder were becoming Saxons ; The Saxons, the name implied as yet no common organisation, at the most only an occasional combination for attack or defence. 21. In close neighbourhood with the Saxons, in the middle The Angles, of the fourth century, were the Angli, a tribe whose origin is more uncertain and the application of whose name is still more a matter of question. If the name belongs, in the pages of the ' Waitz, D. V. G. i. 342, rejects the idea of anj'thing like federal consti- tutiont; in these early times. But a long alliance may, for foreign nations, easily bear the appearance of a confederation. See also Grimm, Gesch. der Deutschen Spr. p. 518. 4© Constitutional History. [chap. Movements several geographers, to the same nation, it was situated in the in Germany, time of Tacitus east of the Elbe ; in the time of Ptolemy it was found on the middle Elbe between the Thuringians to the south and the Varini to the north ; and at a later period it was forced, perhaps by the growth of the Thuringian power, into the neck of the Cimbric peninsula. It may however be reasonably doubted whether this hypothesis is sound, and it is by no means clear whether, if it be so, the Angli were not connected more closely with the Thuringians than with the Saxons^. The Jutes. To the north of the Augli, after they had reached their Schleswig home, were the Jutes, of whose early history we know nothing, except their claim to be regarded as kinsmen of the Goths, and the close similarity between their descendants and the neighbour Frisians'^. All these tribes spoke dialects Language of of the language now known as the old low German, in contrast the three tribes. with the Suevic or Swabian tribes, whose tongue was the basis of the high German, and with the Frank, Avhose language, now almost entirely lost, seems to have occupied a middle position between the two. That of the Goths was outside, but still akin to all the three varieties. These tribes It was by these tribes, the Saxons, the Angles, and the Jutes, Southern that Southern Britain was conquered and colonised in the fifth and sixth centuries, according to the most ancient testimony. Bede's assertion^, although not confirmed by much independent authority, is not opposed by any conflicting evidence ; and such arguments as can be gathered from language and institutions are in thorough harmony with it. Of the three, the Angli almost if not altogether pass away into the migration : the Jutes and the Saxons, although migrating in great numbers, had yet an important part to play in their own homes and in other regions besides Britain ; the former at a later period in the train and under the name of the Danes ; the latter in German history from the eighth century to the present day''. The devcloijincnt of the Saxons, however, was more ' Grimm, Gesch. der Deutsdien Spr. j>]). 641, 642. '■' Ibiil. |<|). 735, 736. ^ Hist. Eccl. i. 15. < Tiie riiuiie of Auibrones, given by Nennius as equivalent to 'Aid III.] The Old Saxons. 4 1 rapid, and is mucli more fully illustrated by histoiy in England than in Germany ; and the traces of Anglian institutions in their ancient home are of the most insignificant character. 22. There are several notices extant of the social and political Historical . notices of condition of the continental Saxons at the time when they first the old Saxons. came into collision with the Frank empire, and wlien their con- version was first attempted. These seem to show that they had remained until then altogether free from Roman influences, and from any foi'eign intermixture of blood or institutions. They had preserved the ancient features of German life in their purest forms. Of these witnesses Bede is the most ancient. He wrote whilst Bede's state- they were still unconquered, from the report of the English missionaries. They are not only unconquered, but unconsoli- dated. ' These same old Saxons,' he ^v^■ites, ' have not a king but a gi-eat number of satraps set over their nation, who in any case of imminent war cast lots equally ; and on whomsoever the lot falls, him they all follow as leader during the war; him they obey for the time ; but when the war is over all the satraps again resume their equal power ^.' Except the method of selection by lot, instead of election by merit, this description is in close harmony with that of Tacitus. The military leader is chosen for the time only : his success does not make him a permanent ruler or king : the union of the gentes or nations is temporary and occasional only ; when the emergency is over each tribal ruler is independent as before. In connexion with the same story, the venerable historian describes one of these satraps as acting with summary jurisdic- tion on the inhabitants of a vicus which was under the mediate Saxones,' and applied to the Northumbrians of the seventh century (M. H. B. p. 76), is found in Livy and Plutarch in connexion with the Teutones. Zeuss (Die Deutschen, &c. pp. 147, 151) collects the passages where the name occurs, and conjectures that it was a traditional name of the people known later as Saxons. ' Hist. Eccl. V. 10. 'Nou enim habent regem iidem Antiqui Saxones, sed satrapas plurimos suae genti praepositos, qui ingniente belli articulo niittunt aequaliter sortes, et quemcunque sors osteuderit, hunc tempore belli tiuconi omues sequuntur, huic obteniperant ; peracto autem belle rursum aequalis potentiae omnes fiunt satrapae.' The word duccin is translated by Alfred ' to heretogan * and ' to ladtheowe.' Smith's Bede, p. 624. 42 Constitutional History. [chap. The town- government of a villicus \ Kinw Alfred when he translated Bede ship among _ ^ ... the Old- had no difficulty in recognising in the satrap the ealdorman, in the villicus the tungerefa, in the vicus the tiuiscipe of his own land ; possibly the same names were used in both the continental and the insular Saxonies ^ ^Kt?!?®"*, The next historical witness is Nithard. The OTandson of the ofNithard. _ _ _ ° great Charles, writing about a.d. 843, describes the nation that his grandfather had converted as one of most ancient nobility and most brilliant military skill. The whole race is divided into three ranks, edhilingi or tiobiles, friliugi or ingenuiles, lazzi or serviles ^. It was by promises made to the frilingi and the clasps of ^^^^^ ^^^^ *^^^ Emperor Lothar gained their aid against his S^ie"sa™ons^ brothers : he undertook to restore to them the old law under which they had lived before their conversion. Thus encouraged they rose against their lords, and having expelled them nearly all from their country, lived under their ancient law, each man as he pleased. In the division of noble, free and unfree, which is preserved also in a Capitulary* of A.D. 797, as the nohilis, the ingenuus and the litus, we have a clear maintenance of Tacitus's distinction of the nobilis, the ingenuus, and the servus or colonus — the eorl, the ceorl and the laet of the Kentish laws two centuries earlier in date. Later Bede and Nithard both state the facts existing in their own notices of an _ ° earlier state day : but we have two very valuable evidences of a much earlier of things. . . . condition of things from writers of later date. Rudolf, the ' 'Qui venientes in provinciam, infraverunt hospitium cujnsdam villici, petieruntque ab eo ut transniitterentur ad satrapain.' Hist. Eccl. v. 10. * ' J)a hi (Va on eald Seaxan conion. Sa eodon hi on sumes tunirerefan gfstairn, and iiine baedon that he hi onsende to ^am ealdormen.' Smith's fcede, p. 624. •' Nithard, Hist. iv. 2 : ' Saxones .... qui ab initio tarn nobiles quam et ad bella proniptissinii multis indioiis saepe clanieruiit. (iiiae gens oinnis in tribuH ordiiiil)us divisa consistit; mint eniin inter illos qui edhilingi, sunt (jui frilitiLri, nunt (pii lazzi illorutu lingua dicuntur; Latina vero lingua hoc sunt, nobilcH, inginuilen atqiu' serviles.' * Ciipitulare S.ixonuiii, lialuzi!, i. 199, 200; art. 3: 'Item placuit onmibua Saxonibiis ut uljicmuiuo Franci secundum legem solidos duodecim solvere debent. ibi nobiliorcs Saxones solidos duodecim, ingenui (juinque, liti (piatuor c(im|)on:iTit.' In art. 5 : 'Si (juis de nobilioribus ad placitum mannituM venire contcm]>serit, solido (piatuor compcmat, ingenui duos, liti unum.' See llichtlioltn, Zur Lex Saxoaum, p. 346. III.] The Old Saxons. 43 author of the Translatio Saiicti Alcxandri, M'^ritlng about a.d. 863, describes the Saxons of the early Frank empire as a nation ' most unquiet and hostile to the settlements of neiohbours, but Statement of at home peaceable and benevolently mindful of the interests of tlieir own people. Of the distinctions of race and nobility they are most tenaciously careful : they scarcely ever (and here the writer quotes the Germania) allow themselves to be infected by any mamages with other or inferior races, and try to keep their nationality apart, sincere and unlike any other.' Hence the universal prevalence of one physical type. 'The race consists of four ranks of men, the noble, the free, the freedmen, and the servi. And it is by law established that no order shall in con- tracting marriages remove the landmarks of its own lot ; but noble must marry noble, freeman freewoman, freedman freed- woman, serf handmaid. If any take a wife of different or higher rank than his own, he has to expiate the act with his life '.' * They used also most excellent laws for the punishment of evildoers, and had taken pains to cultivate many institutions beneficial and accordant with natural law, which might have helped them in the way to true bliss, if they had not been ignorant of their Creator and aliens from the truth of His worship.' Whatever this statement loses by the close imitation of the words of Tacitus, it more than gains by the clear identifi- cation of the Saxons as peculiarly answering to his account of the Germans generally. Hucbald, the biographer of S. Lebuin, writing in the middle statement of of the tenth century of the Saxons of the eighth, draws the following remai'kable picture. ' In the nation of the Saxons in the most ancient times there existed neither a knowledge of the most High and Heavenly King, so that due reverence should * ' Quatuor igitur differentiis gens ilia consistit, nobilium scilicet et liber- orum, libertorum atque servorum. Et id legibus firmatum ut nulla pars in copulandis conjugiis jiropriae sortis terminos transferant, sed nobilis no- bilem ducat uxorem et liber liberaui, libertus coiijuugatur libertae et servos anciUae. Si vero quispiam horum sibi non congruenteni et genere praestan- tiorem duxerit uxorem, cum vitae suae damno componat.' Rudolf, Transl. S.Alex.; Pertz, ii. 674. See Waitz, D. V. G. i. 213. Richthofen, Zur Lex Saxonum, pp. 223-229. 44 Cund'ituiional Hidory. [chap. Hucbald's be paid to His worship, nor any dignity of honour of any earthly of the Old- king by whose providence, impartiality, and industry the nation Saxons. . i. ~ ' might be ruled, corrected and defended. The race was, as it still is, divided into three orders ; there are there those who Their ranks, are called in their tongue Edlingi ; there are Frilingi ; and there are what are called Lassi ; words that are in Latin nobiles, in- ftovemment, gemd, and serviles. Over each of their local divisions or jyagi, at their own pleasure and on a plan which in their eyes is a and annual prudent One, a single princeps or chieftain presides. Once every yeai", at a fixed season, out of each of these local divisions, and out of each of the three orders severally, twelve men were elected, who having assembled together in Mid-Saxony, near the Weser, at a place called Marklo, held a common council, deliberating, enacting, and publishing measures of common in- terest according to the tenour of a law adopted by themselves. And, moreover, whether there were an alarm of war or a pro- spect of steady peace, they consulted together as to what must be done to meet the case ^.' The Saxons then in the tenth cen- tury could look back on a time when they were under this pri- mitive constitution. The orders of men were what they had been in the days of Tacitus, although the sei^ile class had got a new name and a far superior condition, which gave them some develop- share even of political power. Still the jyrincipes ruled each his principle of own pagus, and the national council Avas held once a year. That tion. council alone expressed the national unity; there was no king ; each chieftain ruled by the custom of the nation. The assembly was a representative council of the most perfect kind ; and, stated simply, must have been as much in advance of the constitutional system of other countries in the tenth century as it had been in the eighth : for the double principle ' ' Sunt deriinue ibi qui illoruni lingua Edlingi, sunt qui Frilingi, sunt qui L.'iMsi dicuntur, quod in Latina sonat lingua nobiles, ingenui, atque servilcH. Pro huo vero libitu, con.silio quoque ut sibi videbatur prudenti, singuliB pagiH principes praeerant singuli. Statute quoque tciii])ore anni scinol ex singulis ])agis, atquc ex iisdena ordiiiibus tripartitis singillatim, viri duoducini elccti et in ununi collecti, in media Saxonia secus flumen Wiserani et iocuui Marklo nuncupatum, exercebaut generivle concilium.' V. S. Lebuini ap. Suriuui, iv. fo. 90. The opening words are of course from Nitbard : alwve, p. 42, note 3. III.] The Old Saxons. 45 of representation, local and by orders, involves the double character of the gathering : in one aspect it is an assembly of estates, in another the concentration of local machinery : and in either it is a singular anticipation of polities which have their known and historical development centuries later. It may indeed be reasonably doubted whether such a complete and symmetrical system can have existed ; it would be as startling a phenomenon if it existed only in the bi'ain of the Frank monk, as it would be in proper history \ Nor have we any distinct information about it from any other soui'ce. The Capitularies of Charles the Great, the Lex Saxonum, and illustrations ^ , / from the Ca- other monuments of later Saxon jurispru^dence down to the pitularies. Sachsenspiegel, preserve a few traces of primitive law, and furnish now and then contrasts and analogies that illustrate the institutions of England. It would be premature in this place to enlarge upon these. The particulars in which they coincide with the traditions of the historians already quoted are sufficient to show the main })oints that are now of imjDor- tance, the primitive chai-acter of the polity, the careful exclusive- ness of the pure Saxon race, the existence of the general assem- blies, and the threefold division of classes, with the exceptional position of the lowest of the three. The Capitulatio de partibus Saxoniae, issued immediately after the conquest, and during the process of conversion, is strictly devoted to ecclesiastical regula- tions. Amongst its clauses are two which direct the contribution of the litres towards the maintenance of the clergy on the same principle as that of the nohilis and ingenuus ; the litus is fined for neglect of baptism, for transgression of the law of marriage, and for the observance of heathen rites, and in a fixed proportion ; he pays half the mulct of the ingemms, a fourth of that of the noble. Another clause forbids the Saxons to hold any public assem- blies unless authorised by a royal Missus ; and in this may be * Waitz, D. V. G. i. 178, 341, allows that the passage is suspicious, but declines to follow Schauinann in rejectinsj it altogether. See also vol. iii. p. 114. Richthofen, Zur Lex Saxonum, pp. 277, 278, regards it as pro- blematical, especially with reference to the liti, but allows that a uniform rule respecting them did not prevail in the German tribes. 45 Constitutional History. [chap. Illustrations traced a possible reference to the free national ffatlierinffs meu- froiu the Ca- ^ c pitularies. From the Lex Saxo- luim. Position of the htus. tioned by Hucbald ; for the count, as the king's deputy, is still allowed to hold pleas and do justice in his own government^. The Saxon Capitulaiy of a.d. 797, which places the noble Saxon in the point of pecuniary mulcts on a level with the Frank, and regulates the exercise of supreme jurisdiction, again recognises the position of the liti. Whei*e the noble pays four solidi, the ingenuus pays two, and the litus one ^. The same conclusions may be drawn from the Lex Saxonum, which fur- nishes besides some interesting coincidences in regard to pay- ment for personal injuries with the earliest English code. The lord of the litus answers only for actions done at his command ; in other cases the litus must prove his innocence like a freeman: a litus of the king may buy a wife wherever he pleases^. In each case the litus appears to be distinctly recognised as a member of the nation ; he is valued for the wer-gild, summoned to the placitum, taxed for the church, allowed the right of compurgation and choice in marriage. It is probable from other evidence and on analogy that his services furnished part of the military resources of his country *. Instead of being a mere dependent with no political rights, the remnant of a conquered alien people ^ he is free in relation to every one ' 'Capitulatio de partibus Saxoniae,' Bahize, i. 181, artt. 15, 17, 20, 21. Art. 34 is this : — ' Interdiximus ut omnes Saxones generaliter conventus publicos nee faciant nisi forte missus noster de verbo nostro eos cungregare fecerit. Sed unusquisque comes in sue ministerio placitu et justitias faciat ; et hoc a sacerdotibus consideretur ne aliter faciat.' Cf. Ricbthofen, Zur Lex Saxonum, p. 171. Richthofen, p. 216, assigns A.D. 777 as the date of tWs act : Pertz fixes a.d. 785, Waitz, a.d. 782. ^ Above, p. 42, note 4. ' Lex Saxonum, ap. Lindenbrog, pp. 474-478. The wer-gild is 120 shillings, cap. ii. 3. See also cap. ii. 5 ; x. I : ' Lito regis liceat uxorem einere ubicun([ue voluerit, sed non liceat ullam feminam vendere,' cap. .wii. Richthofen, Zur Lex Saxonum, pp. 331 sq., fixes the date of this code between a.d. 777 and A.D. 797 ; perhaps in A.D. 785. * See Waitz, D. V. G. iii. 115. He regards the high position of the adalings and the superior condition of the lazzi as Saxon peculiarities. Tliey were an essential part of the Saxon people, iv. 299. A case in which they went to the host is given iv. 508 ; see also iv. 454. * It is argued that tlie Saxon lazzi were not pure Germans, from the words ofNithjjrd: ' Sciavi proi)ter affiiiitatem Saxoiiibus qui se Stellinga nominavrraiit.' Hist. iv. 2. Ivoln-rtson, Scotland under her Early Kings, ii. 235. Rut botii frilingi and lazzi were named Stellinga, and affinity does Til.] Laws of the Angles. 47 but his lord, and simply unfree as cultivating land of which he is not the owner. The slave, servus or knecht, is in a very different plight. In this it may well he we have a proof of the freedom of the ancient life, notwithstanding the preponderance of the nobiles : liberty is more penetrating and more extensive than elsewhere, and the condition of the liti has no small im- portance in its bearing on the history of the colonisation of Britain. 23. Of the history of the Angli unconnected with that of i he laws of ■nil 1 I'll 1 c 1 • *^^® Aiii?lii England we have no details ; but a code of laws is extant, and Werini. dating perhaps from the eighth century, and entitled, The Laws of the Anglii and Werini ^. This document j^reserves several noteworthy details which may be regarded as subordinate links in the chain between England and the Germania. Such are the proportions of the wer-gild and the money-fines ; and the classification of the free people as adalings and liberi. Of the ingenuus and Utus as opposed to one another there is no trace : the wer-gild of the adaling is thrice that of the free man ; the cor- resjjonding payment for the slave is one-twentieth of that of the adaling ; the slave is atoned for with thirty solidi, the freedman with eighty, the freeman with two hundred, and the adaling with six hundred ^. The Utus apparently does not exist. But although these points have a certaiir interest in themselves, they form part of a subject-matter which is common to all the Ger- manic races, and rest on an authority the exact value of which is too uncertain to make it worth while to examine them in detail. If we possessed a complete Mercian or Northumbrian code, and were quite certain of the connexion of the Anglii of these laws with the Angli of the migration, the case might be difierent. not imply actual consanguinity. They were more probably the remains of a conquered Thurins^ian population. See Waitz, D. V. G. i. 178. ' Edited by Merkel in 1851 ; Canciani, vol. iii. ; Lindenbrog, pp. 482- 48^*: see also Thorjie's Lappenberg, i. 90, 91; Waitz, D. V. G. iii. 143: Kichthofen, Zur Le.x Saxonum, pp. 407-418. The theory that the laws be- longed to two small communities, Englehem and Werinefeld, in Southern Thuringia (Kichthofen, p. 41 1), is accepted by Brunner, Schwurgericht, p. 19. ITie laws belong to the age of Charles the Great. ■■' Tit. i. artt. I, 2 ; titt. ii-iv; tit. vii. art. 6 ; and on the coincidences I'e- tween the Anglian and Anglo-Saxon laws, see Thorpe's Lappenberg, i. 93- 94- 48 Constihit'ional Histort/. [chap. Caution in Still less is it necessary to appeal to the evidence of later the use of ... J ii analogies. Danish institutions for the illustration of the polity of the Jutes^, or in proof of their connexion with the Frisians. It is true that the common law of a nation is even more certainly than its language a detei-mining evidence of its extraction. But so great is the mass of material, and so much of it is common to this Avhole family of nations, that it is at once unnecessaiy to ■work it into detail, and unwise to dwell upon such detail as proof of more distinct closer affinities. The common law of the race is abundant and comparatively clear ; but minute inferences from minute coincidences are sometimes deceptive : it would be unsafe to infer from such resemblances anything more than original consanguinity^. Importance 24. These scanty particulars have their value, first, as fur- of these . , . . . » early notices, nishing points and analogies illustrative of the tribal character of the Saxons and their neighbours, which throw light on some important features of their migration and early colonisation of Britain ; and in the second place, as marking the peculiarities of their institutions which caught the eye of the historian and legislator by their contrast with those of the other nations of Germany. Only those details are noticed which serve to divide them from the nations whose system has now a less pure and pri- mitive character. Hence we are waiTanted in conckiding that in other points their social and political condition was not far removed from that of their neighbours, and are prepared to look amongst the German tribes of the fifth and sixth centuries generally for traces which may illustrate the polity of the particular race. Common Such traces will be found chiefly in the department of land German life tenure and local government, on the earlier phases of which and sixth ^ much has been said already. The laborious investigations of recent scholars have successfully reconstituted the scheme of land tenure as it existed among the Germanic races, by careful generalisations from charters, records of usages and the analogies * Lai)I)enberg, i. 96, reffardu as possibly Jutish the Kentish division into l(ilhri<, :in "i • ii -Britain. invited by one opportunity. The conquest oi Britain was tlie result of a series of separate expeditions, long continued and perhaps, in point of time, continuous, but unconnected, and independent of one another. It was conducted by single chief- tains, who had nothing whatever in common with the nation they attacked, and who were about neither to amalgamate with them nor to tolerate their continued existence. They were men, too, on whom the charm of the Roman name had no power, and whose institutions were, more than those of the rest of the bar- barians, free from Roman influences ; for three centuries after the conquest the Saxons in Germany were still a puj'e nation- ality, unconquered by the Franks, untainted by Roman manners, and still heathen. These separate expeditions had doubtless changed their clia- Diverse ,. p. -!-,•• ...... I'harat'tei- of racter in course oi time. Beginning as mere piratical visitations the expetii- of the coast — such as were those of the Danes and Norsemen at a later period — they had before the end of the third century called forth the defensive powers of Rome, and tasked the energies of the count of the Saxon shored It is not until the middle of the fifth century that they assume the dimensions of conquest, colonisation, migration; and when they have attained that character, the progress and success of the several attempts are not uniform ; each little state reaches greatness by its own route, and the history of its growth makes a mark upon its con- stitution. 28, If the Saxons and Angles are contrasted with the Franks Difference still more are the Britons with the Gauls. Rome had laid G.iui"ml a very strong hand on Gaul, and Gaul had repaid in a remark- able degree the cultivation of her masters. At the time of the downfall of the empire Gaul was far more Roman than Italy itself; she possessed more flourishing cities, a more active and enlightened church, and a language and literature com- ' The shore infested by the Saxon pirates, not the shore coloniseii by Saxons, as sometimes undeistooil. See Freeman, Norm. Conq. i. 1 1, and the references given tliere; of. Selden, Mare Clausiim, lib. ii. c. 7. The other view was hekl by Lappenberg (ed. Thorpe), i. 46, 47. Kemble seems also to favour it, Saxons, i, 10, 11 ; Palgrave, Commonwealth, p. 3S4. 6o Constitutional Hhtorij. [chap. Roman civi- lisation in Britain. Its extinc- tion. Weakness of the Britons. Date of the conquest. Diversity of growth of the kinK- donis. pletely Latin, althoiigli of course far beneath tlie standard of the classical ages. Britain had been occupied by the Romans, but had not become Roman ; their formative and cultivating power had affected the land rather than the owners of it. Here, too, had been splendid cities, Christian churches, noble public works .and private mansions; but whatever amount of real union may have existed between the two populations ended when the legions were withdrawn. The Britons forgot the Latin tongue ; their clergy lost all sympathy with the growth of religious thought : the arts of war had been disused, and the arts of peace never thoroughly learned. The old tribal divisions, which had never been really extinguished by Roman rule, rose from their hiding- places ; and Britain was as fertile in tyrants after the Roman conquest as it was before it. But Roman rule had disarmed and enervated the people : constant foreign invasion found them con- stantly unprepared, and without hope or energy for resistance. They could not utilise the public works or defend the cities of their masters. So Britain was easy to be conquered in propor- tion as it was Romanised. A succession of calamities had diminished the population, already greatly reduced by the with- drawal of the dependents of the Romans into Gaul ; and when once the invitation or the concessions of the British chiefs had given the invaders a standing-ground in the island, the occupa- tion of the eastern half at least was accomplished iu a short tinted The middle of the fifth century is the approved date for this settlement. Kent seems to have been won by a single victory : the kingdom of Sussex was the result of the capture of Anderida ; the history of Wessex is the long story of encroach- ments on the native people, who retired very gradually, but became stronger in resistance as they apjjroached the moun- tains and the western sea, until a balance of forces compelled an armed peace '^. Mercia, the country of the Southern and Middle Angles, was an aggregation of many smaller settlements, each apparently the result of detached Anglian expeditions. ' Bede, II. ?'. i. 1,^-15; (Jildas, xiv, xxii; Hallam, Middle Ages, chap, viii. note iv. Kendilo. Saxons, ii. 287 sq. * See on the growth of Wessex, Freeiuau, Norm. Conq. i. 24, 25. IV.] Desolalion of Britain. 6i Of the formation of the Nortlmmhrian and East Anglian king- doms we have scarcely any of those traditional data, which, whether historical or not, serve to give an individnality to the others ^. The dislocated state of Britain seems, next to its desertion by Want of the Romans, to have made way for the conquerors. The same weak the Britons.' obstinacy which had failed to combine against invasion, refused to accept the new dominion ; and the Saxons, merciless by habit, were provoked by the sullen and treacherous attitude of their Adctims. The Britons fled from their homes : whom the sword spared famine and pestilence devoured : the few that remained either refused or failed altogether to civilise the conquerors^. For a century and a half after their arrival the Saxons remained Their refusal n 11 • • ji n 1 to combine lieathen ; for a century alter their conversion they were repelled with the from communion with the Celts : the Britons retarded rather than promoted the religious change which the Spaniards forced on their Arian conquerors, and which Clovis voluntarily adojited to unite him with his Gallic subjects. This period, instead of being one of amalgamation was one of divarication. There was room enough for both Britons and Saxons : the Roman cities might have been homes for the one, and the woods and broad pastures have furnished the others with their favourite prospects. But the cities went to ruin ; Christianity became extinct, and all culture with it. There were still Roman roads leading to the General walls and towers of empty cities : the Roman divisions of the land were conspicuous : the intrenched and fortified camps, the great villas of the priiacely families, churches and burial places ; but they were become before the days of Bede mere haunted ruins, something like the mysterious fabrics Avhich in Central America tell of the rule of a mighty race whose name is for- gotten '. It is not to be supposed that this desolation was uniform : in Local some of the cities there were probably elements of continuous Ufe. life : London, the mart of the merchants, York, the capital of the North, and some others, have a continuous political existence, * Freeman, Norm. Conq. i. 25, 26. ^ Bede, H. E. i. 13-i.s ; Gilclas, xiv, xxii. ' Kemble, Saxons, ii. 297. 62 Constitutional History. [chap. Remains of although tliey wisely do not venture, like some of the towns of the Britons. i:> J J ^ » Southern Frauce, to claim an unbroken succession from the Roman municipality. The new race found the convenience of I'eady-built houses and accumulated stores of material ; and wherever the cities were sjjared, a portion at least of the city population must have continued also. In the country, too, especially towards the West and the debateable border, great numbers of Britons may have survived in servile or half-servile condition : some few of the greater men may have made, and probably did make, terms for themselves, especially in the dis- tricts appropriated by the smaller detachments of adventurers ; and the public lauds of the new kingdoms must have required No general native cultivators. But all these probabilities only bring out mixture of . . . ^ . races. more strongly the improbability of any general commixture or amalgamation of the races. Centuries after the conquest the Briton by extraction was distinguished by his wergild from the man of the ruling race. It is impossible that such a commixture could have taken place without leaving its traces on the language or the religion. The English of Alfred's time is, except where the common terms of ecclesiastical language come in, purely Ger- or of institu- manic : British Christianity stood out against Saxon for a century after the death of Augustine ; and the vestiges of Romano-British law which have filtered through local custom into the common law of England, as distinct from those which were imported in the middle ages thi'ough the scientific study of law or the insensible infection of cosmopolitan civilisation, are infinitesimal. KarlierGer- 29. The theory that some ai)i)iTciable i)roi)ortion of the popu- manic settle- _ ' ^ ^ ' ' ' ' ^ '■ ments. lation of Roman Britain Avas already Germanic ; that the Belgae^ or Coritani or Catieuchlani - of the island might have welcomed the Saxons and Angles as distant cousins, has had learned sup- porters, but has no basis either in fact or in probability. The Belgae of Caesar's days were Gauls, and their British kinsmen could scarcely have retained, five centuries later, any recollection of a language which their fathers, if they had ever known it, had fio long forgotten. It is ncilhcr impossible nor improbable that on the northern and eastern coasts shipwrecks and piratic ex- ' Palgrave, Commonwealth, pp. 26 sq. ^ Kemble, Saxons, i. 9. IV.] Welsh Antiquities. 63 ]>eilitions may have founded colonies of Germans much earher Not imiwrt- thau the beginning of history. But to base any historical theory history. on such contingencies is about as wise as to accept the notion tliat the German Saxons were a colony from English Britain \ or that the conquerors of Britain did not come from Germany, but were a hypothetical colony from a hj'pothetical settlement on the Littus Saxonicuni of Gaul ^. 30. Nor again can any weight be attached to the results of the Thepai-aiieis , . . . » . . ... ofWelshand careful uivestigation of able schohirs into Welsh social antiquities, Knslish laws . • -I Ti> 1 I not to be jis anectnig the present question '. If the agreement between the relied ou. local machinery of the Welsh laws and the Anglo-Saxon usages were much closer than it has ever been sho^\^l to be ; if the most ancient remains of Welsh law could be shown not to be much younger in date than the best established customs of Angle and Saxon jurisprudence ; the fact would still remain that the his- torical civilisation is English and not Celtic. The cantred of Howel dha may answer to the hundred of Edgar, but the hundred of Edgar is distinctly the hundred of the Franks, the Alemanuians and the Bavarians. If the price of life and the value of the compurgatory oath among the Welsh were exactly what they were among the Saxons, it would not be one degree less certain than it is that the wergild of the Saxons is the wergild of the Goth, the Frank, and the Lombard. The Welsh may in late times have adopted the institution from the English, or in all the nations the common features may be the signs of a common stage of civilisation ; but the kinship is between the English and the German forms. The Welsh laws may be adduced for illustration and analogy, but not for historical ' The old and curious inversion of the true story which appears in Rudolf, Transl. S. Alexandri, Pertz, ii. 674. * The view propounded by Dr. A. F. H. Schaumann, Giittingen, 1845 ; see K. Maurer, Krit. Ueberschau, i. 51. The tlieory of Roman military colonies of German race settled in Britain at a much earlier period is not improbable, but rests on very scanty evidence : for Saxon settlements of the kind there can be of course no evidence. But the root of the false hypo- thesis lies in each case in the misunderstanding of the name Littus Saxoni- cum. See above, p. 59. ^ Much useless labour is spent by Sir F. Palgrave on this subject in the ' Rise and Progress of the English Commonwealth,' to a certain extent impairing the value of that great work. 64 Constitutional Kisiory. [chap. argument. However, vre have no remains of sucli laws that are not much later than the days of Alfred. Effect of the 31, If it were possible to form a clear idea of the amount couquest on ^ the new- of civilisation which the invaders already possessed, or of the comers. _ _ . . organisation which they were to substitute for that which thus vanished before them, we should be better able to determine the effect which was produced on them by the process of conquest. But as it is, only two great generalisations seem to be possible. First, conquest under the circumstances compelled colonisation Necessity of and migration. The wives and families were necessary to the comfort and continued existence of the settlements. It was not only that the attitude of the Britons forbade intermarriages ; the Saxons, as all testimony has shown, declined the connubium of foreign races ^ : they could not give to the strange woman the sacred prerogative of the German woman, let her cast then* lots or rear their children. The tie of the cognatio and the gens was as strong as it had been of old : the new settlements were called by Gentile names, and these names involved the retention of the rights and duties of the mcegth. The invaders came in families, and kindreds, and in the full organisation of their tribes : the three ranks of men, the noble, the freeman and the Iset ^ : even the slaves were not left behind. The cattle of their native land were, it would appear, imported too : the store they set by their peculiar breeds is proved by the reseai'ches into the grave-places of the nations. It could scarcely be otherwise, unless we are to suppose an ' See above, p. 43. ^ There seems to be no reason for questioning tliat the eorl, ceorl, and Iset of the earliest English laws, those of Ethelbert, answer exactly to the edhilin;:, the friiing, and tlie lazzus of the old Saxons. Whether the Kentish laets were of German origin has been questioned. Lappenberg (ed. Thorpe), ii. 324, thinks that they were 'unfree of kindred race.' K. Maurer, Krit. Uebcrschan, i. 421, thinks them a relic of ancient British population who come between the free wealh and tlie slave. Robertson, Scotland under her Early Kings, ii. 233, regards the lest of Kent as answering to the wcidh of Wessex, and therefore British. The name (lazzus = slow or lazy, (irimm, K. A. ])p. 305-309) .signifies condition, not nationality. On the general condition of the class, see G. L. von Maurer, Hofverfg. i. 12-18, Grimm, K. A. pp. 305-309; and on their position as a part of the Saxon nationality, on which their importance as illustrating the migration depends, Bee above, [)](. 45 -47. The wcr-gild of the Kentish l;et was 40, 60, or 80 shillings according to rank, tliat of the ceorl being 200. IV.] The Migration. 65 innate propcnsion in the adventurers for reproducing one and the The coloni- saiue system without historical connexion under the most different the work of circumstances. The mere settlement of predatory bands without constituted their homes and families must have resulted in their adoption of iiatio'n°'^ the institutions of the natives, those natives being their superiors in civilisation : they could not have reproduced pui'C German life and language from mixed materials ; or retained their tribal organisation so long and closely as they did, if it had been shat- tered at starting. It was far otherwise : the tribal identity was a reality boiind down to no territorial area. The ownership of land Avas the outward expression rather than the basis of political freedom j and even that ownership was, under the primitive sys- tem, variable in its subject-matter, and in itself a usufruct rather than a possession. The tribe was as complete when it had removed to Kent as when it stayed in Jutland : the magistrate was the ruler of the tribe not of the soil : the divisions were those of the folk and the host, not of the land ; the laws were the usages of the nation, not of the territory : and when they had found their new homes, the Angles at least left a desert behind them ; for in the days of Bede theiln^jethniann-Hollwej^, Civilprocess, iv. 97, gives several instances in which tlie separation of a tril)e, \>y migration, from the nation to which it belongs, is followed by the institution of royalty. See also Freeman, Norm. Conq. i. 74, 75. IV.] Institution of Kingshij). 6y Cerdic and Cynric ;' in a.d. 519 they became kings of tlie West institution Saxons. In each case the erection of the throne was probably the " "^ ^ • result of some great victory, or of the permanent securing of a definite territory ; but the institution was not a transference of British royalty : the new kings are kings of the nations which they had led to conquest, not of those they had conquered^. In each case the son is named Avith his father as sharing in the its heredi- n , • r T • 1 • • P11T tary charat;- nrst assumption 01 the title, a recognition ot the hereditaiy ter. character^ which is almost the only mark distinguishing the German kingship from the elective chieftainship. The royal houses thus founded assume a divine pedigree ; all trace their origin to Woden ; and when they become extinct the indepen- dence of their nation comes to an end. It would seem that the change of government followed almost necessarily on the crea- tion of the new nationality ; and the example of Frank conquest may have led the Saxons to adopt the monarchic form. The nation is no longer one of a cluster of kindred nations; it has its character to assert an identity that requires a distinct representation, in^ national a unity of which it has become more conscious than it was before. It can no longer safely endure divided command, it must have a king who can deal with kings. Unquestionably individual prowess and ambition determined the change, but these deeper causes must have led the people to acquiesce in it. For a hereditary king, however limited his authority may be by Advantages constitutional usage, is a stronger power than an elective magis- royalty. trate : his personal interests are the interests of his people, which is in a certain sense his family : he toils for his children, but in toiling for them he works also for the people whom they will have to govern ; he has no temptation to make for himself * The origin of roy.alty is regarded by Kemble .as ' rooted in the Germ.an mind and institutions,' Saxons, i. 137; so also Bethmann-Hollweg, Civil- process, iv. 84. Allen regards it as repugnant to the genius of the Germans and .as a phantom borrowed from imperial Rome (Hist. Prerog. p. 14). The conamon theory that it was the work of the comitatus of a successful adven- turer seems to rest on a mis.apprehension of the nature of the comitatus. ' Bethmann-Hollweg, Civilprocess, iv. 94, 96, holding that nobility gave a title to the office of princeps, questions whether the hereditary succession was peculiar to royalty, and finds the differentia of monarchy in the head- ship of the collective people, as above. F 2 68 Comtituiional History. Superiority or them a standing-ground apart from liis people. He is trusted of the king _ ., ^^ ,\ ,,,, to the also With greater power : he becomes the regular leader of the princeps, a host, or if disabled by age, its guide and counsellor : he under- adopting takes the maintenance of the national peace, and executes justice on the breakers of it ; his power is co-ordinate Avith that of the national council, not subordinate to it, or a mere part of it. Altogether his position is stronger and moi-e dignified than that of the princeps. He enters at the same time into a share of the common stock of the historic dignities of kings. More can scarcely be affirmed until we come to ages in which we have clearer data. CHAPTER V. THE ANGLO-SAXON SYSTEM. 33. Anglo-Saxon system. — 34. Continuity of terminology. — 35. Allot- ment and division of land. — 36. Primitive tenure. — 37. Ranks and classes of men. — 38. The family. — 39. The township. — 40. The parish. — 41. Tithing and frankpledge. — 42. The dependent township. — 43. Court of the township. — 44. The burh. — 45. The hundred or wapen- take. — 46. The hundred court. — 47. The Liberty or soken. — 48. The shire. — 49. The ealdonnan and sheriff. — 50. The shiremoot. 33. We are scarcely justified in applying the name of system TUeAngic- ., ii'ii ii- r Saxon sys- to any theoretical arrangement, by which the several notices ot tem. constitutional matters, scattered through the Anglo-Saxon his- tories, laws, and charters during a period of six centuries, can be harmonised. To do so would be to disregard both the development which certainly took place in the national character and organisation, and the several disturbing causes which gave to that development some part at least of its character. On the other hand, as we have scarcely any materials for determin- ing the steps of such advance, and as at the close of the period we find only such organic differences between the common ])olity of the earliest and that of the latest ages as can easily be accounted for, we are at once compelled to fall back ujion such a general theory, and are to a certain extent justified in the speculation. The disturbing causes, though startling, are not permanently potent ; and they proceed from agencies closely analogous to those already at work in the normal action of society; the Danish conquest, and even the Norman, hastens and precipitates events that are already working to completion. But the developments themselves are not very striking^; they are the * See further on, Chapter VII. 70 Constitutional History. [chap. Correspond- ence of the Latin and Enprlish ter- minology. greatest in the upper ranges of the fabric and leave the lower, in which we trace the greatest tenacity of primitive institutions, and on which the permanent continuity of the modem with the ancient English life depends for evidence, comparatively un- touched. It is possible then to gather into two or three general groupings most of these features and their known developments. 34. In attempting to draw such a sketch of the system and to trace its connexion Avith that of the Germania, Ave have the great advantage of being able to use a distinct and intelligible termin- ologj". Hitherto we have been indebted for all our information to Latin authors whose nomenclature could not be safely re- garded as more than analogous to that of the ancient Ger- mans, and we consequently run a certain risk in arguing ft-om their expressions as if they had an ascei'tained and invariable definite force. It would be at first sight somewhat rash to argue from the use of such words as princeps, dux, pagus, vicus, concilium, civitas, nobilis, and servus, either that they always involve the same idea, or that that use is altogether unafi'ected by their common application to Eoman ideas. Is the Avord pnnce2)s a definite translation of some German Avordl is it a mere general expression, like our 'prince' or 'chieftain,' that may cover a number of merely analogous relations, or has it an im- plicit relation to some Roman function, having been applied to the German in consequence of some fancied resemblance 1 It is most fortunate for us, as Ave haA-e to rely on Caesar and Tacitus, that the former was obliged by circumstances to fonn a clear notion of the differences of the barbarian systems Avith Avliich he Avas brought in contact ; Avhilst Tacitus Avrote from singularly good iuforma- tion, and is unrivalled as a writer for clearness of perception and distinctness of ex])rcssion. The confidence Avliich Ave derive from their consistent and precise use of Avords is borne out fully Avhen Ave come to the investigation of later authorities. In the Ecclesiastical History of Bede Ave find the very same Avords used and in the same senses. Bede, Avriting in a foreign lan- guage, would be even more likely than Caesar and Tacitus to use the same Avords to express the same things ; and, having a great acquaintance Avith classical Latin, Avould probably use also the \.] Transfer of German Institutions to Britain. 71 most approved Avords. The princejys, dux, nobilis, vicus of Bede Link uio the princeps, dux, nobilis, vicus of Tacitus. A hundred and Tacitus and Alfred. iifty years after the death of Bede his History was ti^anslated into English, most probably under the eye of Alfred ; and in this translation again the same English Avords are used regu- larly and almost unifoi'mly as giving the sense of the same Ijatin. As the functions of the offices thus denoted are .the same in the History of Bede and in the laws of Alfred, we have a link between the primitive and the medieval systems which no criticism is strong enough or sharp enough to sever. 35. The exact process by which the transference of the Ger- Uncertainty .... ,-n'' (f , ^ • 11 .of the exact man institutions to Britain was etiectea is not recorded : nor is process of it necessary to suppose that it was uniform in the several states and settlements. In some cases it may have been accomplished by unconnected bands of squatters, Avho took possession of an uninhabited tract, and, rej)rodiicing there the local system of their native land, continued practically independent until the whole surrounding districts were organised by a central state- power. In other cases, the successful leader of a large colony or a victorious host, having conquered and exterminated the natives, must have proceeded to divide their land according to u fixed scheme. The principle of this allotment he would find la the organisation of his host. That host was the people in iirms, divided into hundreds of warriors, sustained and united by the principle of kindred. When the war was over the host became again the people : the hundreds of warriors^ would require a territory in the new land to compensate them for what they had left in the old, and this when allotted to them The regular they would subdivide according to the divisions of the kindreds : ments result and in such case the Anglo-Saxon village might reproduce the pieted con- name, the local arrangements, the very personal relations of*^"^*" the German home. The isolated settlements would be then incorporated and receive a share of political rights and duties. A regular and authoritative division would prevent tribal quarrels ^ The non-existence of the territorial hundred among the continental Saxons, even if proved, does not affect the organisation of the hoot iu hundreds. See above, p. 56, 73 Constitutional History. [chap. Convenience for the possession of the best districts, and would maintain the of a general . , , ... . . , . , allotment, national strength, the military organisation which, on the hypo- thesis of a haphazard and independent appropriation, must have broken up and perished long before the necessity of defence was past. This principle of allotment would do no violence to the pride or ambition of a German host^; in the time of Caesar, it was thus that the chieftains of the tribes provided for the annual resettlements of the pagi ; and long after the Saxon migration, it was the rule with the Norsemen^. As the Yandals in the fifth century divided pro-consular Africa^, as the Norwegians in the tenth divided Iceland*, as Halfdane in the ninth divided Northumbria, so in the fifth and sixth centuries the kingdoms of Wessex and Kent must have been portioned out^ It does not follow that the division was in exact proportion and symmetry ; that every kindred contained the same number of households, or that every pa jus or ' hundred ' contained the same number of townships : or that the early independent settlements were reduced to an equality of area with the newer and more regularly constituted ones. The number of acres assigned to each family may well have been determined by exact rules, but the district assigned to the toAvnship as a whole may have been marked out by natural boundaries. The centenae or hundreds of the host, which in Tacitus's time had become an indefinite number, may have been still compelled to maintain a corporate completeness, and yet have occupied in peace areas of very different cliaracter and dimensions. A perfect and Allotment not neces- sarily uni- form. * It is unnecessary to refer to the system of tripartite division adoi)te(l by the Burgundians and other conejuerors of the IJoman empire on the continent, for there are no traces of such a jdan in England. See on them Savigny, Kcim. Recht im Mittelalter, i. 296, 300,310, 331 ; Hallam, Middle Ages, i. 146; Allen, Prerogative, pp. 193-195. '■' Godred divided the Isle of Man by lot ; Kemble, Saxons, i. 90. ' Gibbon, viii. 227, 228; G. L. von Maurer, Einleitg. p. 72. ' Exer- citui Zi'UgitanaiM vel proconsularem funiculo hereditatis di visit.' Victor Viten.sis, Hist. purs. Vaud. i. 4. So tlie tradition of Normandy, ' ill. am terrani suis fidolibus funiculo divisit.' Dudo, p. 85 ; Thorpe's Lappenberg, iii. 18. The term funiculus Jureditatis is borrowed from the Vulgate, Dfut. XXX. 9; I's. civ. 11. * Above, J). 56. ' Mercia was partly divided the following year, Chr. Sax. a.d. 876, 877. v.] Allotment of Land. 73 symmetrical division of the whole land would be possible only Importance •' ^ of the public on the theory that the colonisinut this will not explain all ; and local and national peculiarities, as well as variations at different times, and differeuces iu the quality of tlie land, must be taken for granted. v.] Tenure of Land. 75 the rights uud obligations, the rauk, value and crcilihility of the Importance member of the body politic ; it became the basis as well as the chanictci- of tenure* tangible expression of his status. According to the tenure by which it was held \evy much of the internal and external history of the nation changes its aspect. It is wrong to suppose that an early stage of society is favourable to simplicity in determining the character of tenure and the relations dependent upon it. Simple as the origin of property may have been, we have no historical data concerning it, and when the subject does come within the ken of history, it is anything but simj)le and uniform. In the early Germanic system it is difBcult, as we have seen, to prove the existence, except by way of inference, of any determinate property in severalty : the original gift comes from the community of which the .receiver is a member, the gift is of itself mainly of the character of usufruct, the hold is ideal rather than actual ; except in his own homestead the freeman can but set his foot on the soil and say, ' this is mine this year, next year it will be another's, and that which is another's now will be mine then.' It is only by way of inference that we discover that there must have been larger and smaller properties ; the larger held by those who had to support a larger household, the magistrate with his comitatus, or the noble with his great train of kinsmen. Without conjecturing how the change took place, we may safely Absolute • /> 11 ownership assume that, although traces still remain of common laud tenure the rule in at the opening of Anglo-Saxon History, absolute ownership of times. land in severalty was established and becoming the rule. We may then regard the land as referable to two great divisions : Private ami that which was held by individuals in full ownership, and that of P" '" '^ which the ownership was in the state ; the intermediate case of lands held by local communities in common, and used in common by the owners of land as appurtenances to their several estate, may be for the moment put out of sight. The land held in full ownership might be either an ' ethel \' an inherited or ' Elhcl is used here on the authority of Kemble, Grimm, !M:iurer and other writers on land ; but whenever the word occurs in history it is equi- valent to ' patria,' and has no special reference to landed estate. See Bede, H. E. iii. I, S, 9, 28, &c. &c.; and the Anglo-Saxon Gospels. 76 Constitutional History. [chap. The alod, otherwise acquired j)ortion of original allotment ; or an estate land. created by legal process out of the public land. Both these are included in the more common term 'alod'*; but the former looks for its evidence in the pedigree of its owner or in the witness of the community, while the latter can produce the charter or book by which it is created, and is called 'bocland'^. As the primitive allotments gradually lost their historical character, as the primitive modes of transfer became obsolete, and the use of written records took their place, the ethel is lost sight of in the bookland^. All the land that is not so accounted for '\sfolcland, Public or or public land : it comprised the whole area that was not at the foikland. • . , ,, . •, .,..,, .,. , original allotment assigned to individuals or communities, and that was not subsequently divided into estates of bookland. The foikland was the standing treasury of the country : no alienation of any j^art of it could be made without the consent of the national council ; but it might be allowed to individuals to hold portions of it subject to rents and other services to the state, The 'trinoda from which the owners of bookland were exempt, except in the necessitas.' three cases of ihefyrd or military service, the repair of bridges, and the maintenance of fortifications*. These estates of foikland * The word alod does not occur in Anglo-Saxon documents before the eleventh century, when it appears in the Latin of Canute's laws in the Colbertine MS. as the equivalent of hocland or hereditas. Schniid, Gesetze, &c. p. 261. ^ The different explanations of foikland and bookland, given at different periods, are collected by Schniid, Gesetze, &c. p. 538. Spelnian thought that bookland implied a written title, whilst foikland was based on the witness of the people. Verelius interpreted bookland as feudal ; Phillips thought bookland feudal, and foikland alodial ; and was followed by Griiiini and Gaupp. Even Palgrave connected foikland with the odal, and bookland with Itenland. On the other hand, Somner, Lambard, Lye, and other antiquaries, considered bookland to be freehold held under charter, foikland to be held at the will of the lord. The view now accepted was established by Allen, On the Prerogative, pp. 125-153; Kemble, Saxons, i. 289 ; K. Manrer, Krit. Ueberschau, i. 69, 107 ; Hallam, Middle Ages, ii. 406-410 ; Gtieist, Verwaltungsrecht, i. 4. ' Boclaud is the term used in Alfred's Bede as equivalent to possessio or possessiuncula. Borlanda ahte is posxessiones pi'uedionim, H. E. iii. 24. In the Latin of Alfred's laws (art. 41), it is terra hereditaria ; in Athel- stan, vi. i, it is terra te4amcntalin\ in Edgar, ii. 2, it h fcuduvi; in Ethelred, I. i. 14, libera terra; in Canute, i. 11, hereditas or alodium, though the passage is a mere re-enactment of Edgar, ii. 2 (fcndum) ; in Canute, ii. 77, tcJTa hereditaria; in other places the vernacular is retained. * The trinoda nec(;ssitaB first ap))cars in genuine Anglo-Saxon charters about the beginning of the eighth century. It occurs liowever earlier in v.] The Free and the JJnfree. 77 may have been for a life or lives, or subject to testamentary dispo- Foikiand, -. , ,, p ,, 1 1 L ii 1 • distinct from sition, accoruing to the terms of the grant ; but the ownership royal estate. continued to reside in the state, and the proceeds to furnish the revenue. The foikiand was, although in strict analogy with the common lands of the township in the mark system, peculiar to England^; in the other Germanic kingdoms there seems to have been no difference between the royal demesne and the other lands of the nation. Here the king himself could not appropriate a part of the foikiand without the consent of the witenagemot. Either bookland or foikiand could be leased out by its holders ; Diversity of and, under the name of Icenland^, held by free cultivators : the cultivators. gi'eater owners could so let their distant estates to hereditary dependents, such as Isets and freedmen, whilst their home farm was cultivated by hired labourers or by slaves. The multiplicity of ranks in the cultivating classes, which was thus engendered, according to the legal status of the individual, his relation to the landlord, the extent or character of his holding, and the nature of his service, produced the somewhat bewildering nomenclature disputed ones, e.g. a.d. 6i6, Cod. Dipl. dcccclxxxiii. It is mentioned in the act of the council of Clovesho of A.D. 742, Councils, &c. iii. 341 ; and in a charter of Ethelbald, issued at Godmundesleah in A.D. 749, ibid. p. 386. It occurs two or three times in charters of OfFa, more frequently in those of Kenulf, and becomes very general after the time of Egbert. Tlie cor- responding obligations in the Frank empire are attendance on the host, repairing of roads, fortifications, and bridges, and watch. Waitz, D. V. G. iv. 30, 31. This is called by Charles the Bald ' antiquam et aliarum gentium consuetudinem ;' and although first traceable on the continent in the reign of Charles the Great, is probably much older in custom ; but the argu- ments which refer it to Roman origin want both congruity and con- tinuity. The nearest approach to it is in a law of a.d. 423, in the code of Justinian, xi. 74. § 4: ' igitur ad instructiones reparationesque itinerum pontiumque nullum genus hominum nuUiusque dignitatis ac venerationis meritis cessare oportet.' Mr. Coote, in his ' Neglected Fact,' has argued with great learning and ingenuity for the Roman origin : he refers further to Code viii. 12, §§ 7, 12, iS, Cf. Pearson, Middle Ages, i. 266; Robert- son, Scotland under her Early Kings, ii. 337. ^ The Lombards had public or state land.s, the disposal of which was at the pleasure of the king. The Vandals gave their king a separate allot- ment of very great extent. Among the Franks and other conquering races all the land not in private hands was royal property. Waitz, D. V. G. iv. 239, 240; Sohm, Fr. R. G. V. i. 31-34. ' Kemble, Saxons, i. 310-326 ; K. Maurer, Krit. Ueberschau, i. TO4-107. Probably foikiand let out at rent was called gafol-land, but the term may have extended to all lands for which rent or taxation in lieu of service was taken. See Robertson, Historical Essays, pp. 102-112. 78 Constitutional History. [chap. Question of freedom. Slavery a primitive institution. Classes of slaves. that meets us in Domesday-book ; and tliese have an impor- tance of their own in social history. 37. There is no department of Anglo-Saxon law which presents gi'eater difficulties, or has been more variously viewed, than that of status. In one aspect all men are free except the slave pure and simple who is his master's chattel. In another all are unfi'ee except the fully qualified freeman, the owner of land for whicli he owes no dependence on another^ ; all who stand in the relations of personal dependence, however entered and however terminable, are regarded as unfree. The former view appears the more simple and true. It cannot be denied that slavery in the strictest sense was an early, if not a primitive, institution of the race. Tacitus knew that the slave had no remedy against the violence of his master ; even his life could be taken with impunity. And in the earliest English laws such slaves are found ; the theow~ or slave simple, whether weaJh — that is, of British extraction captured or purchased, — or of the common CTCrman stock descended from the slaves of the first colonists : the esne^ or slave who works for hire ; the wite-theoio* who is reduced to slavery because he cannot pay his debts ; the man who has sold himself or his children to avoid starvation' ; * Savigny, R. E. i. 235. This is Kemble's view (Saxons, i. 122 sq.), but seems to be exaggerated by him beyond reasonable dimensions. He treats tlie wife and son as unfree in relation to the father, as being in his mund. K. Maurer however lays it down as a principle that ' only the free can stand in mund : the unfree can stand only in possession ' (gewere = seizin). Bethmann-Hollweg explains the mund as covering the relations of lord and unfree as well as husband and wife, father and child. Civil- process, iv. II. Waitz thinks it best to describe the dependent class (Horige, laets, &c.) as neither free nor unfree. D. V. G. i. 176. See K. Maurer, Krit. Ueberschau, i. 405 sq. ; Sohm, Fr. R. G. V. i. 359. * Theow, from the same root as dienen, to serve ; Grimm, R. A. p. 303 ; Scbmid, Gesotze, &c. p. 669. ^ £me (Gothic asncia), an unfree hireling. Grimm, R. A. p. 304. KemVjle, Saxons, i. 215, considers the esne as superior in position to the theow. See, however, Schmid, Gesetze, &c. p. 568, who regards vir, juvenis, as the original meaning. * Wite-theow, possibly the man who is reduced to slavery as not able to pay the fines by which the breach of the peace is redeemed ; so that he is in a state of j)enal servitude. See Schmid, Gesetze, &c. p. 679 ; K. Maurer, Krit. Ueberschau, i. 409. * There is in Kemble, C. T>. dccccxxv, a manumission of several men who had ' bowed their heads for niwit in the evil days.' Theodore's Penitential (Councils, &c. iii. 202) allows this voluntary servitude. v.] The Slaves. 79 the slave who works in his master's house and the slave who The slave is works on tlie farm : all are regarded as a part of the stock of chattel, their owner and are valued according to their importance to him : their offences against a third person he must answer for, as for the mischief done by his cattle : they have no wergild, no credi- bility, no legal rights; wTongs done to them are regarded as done to their master. In some respects the practice of the law is better than the theory : the slave is entitled to his two loaves a day^, and his holydays are secured to him^; he can pui-chasc his freedom with savings^ which in some unexplained way the Slavery . 1 . • 1 1 /• hereditary. law has allowed him to keep, and the spiritual law can enforce a penance on the master for illtrcating him. But his status descends to his childi*en ; all his posterity, unless the chain is broken by emancipation, are born slaves *. If the status of the free be held to include all who have lec^al The fully free: rights, the class may be divided, first, into those who have land landed or lundJcss* of their own, and those who have not. Of the former the law can take immediate cognisance, they have a tangible stake in the community through which the law can enforce its obliga- tions. Of the latter it can take cognisance only mediately, The landless through some person whom the law can touch, and they are have a lord, therefore compelled to put themselves in dejiendence on some one with whom it can deal as answerable for their forthcoming. The relation of dependence on a lord may however be entered into by a free landowner for the Siike of honour or protection '. ' ' Seven hundred and twenty loaves, besides morning meals and noon meals.* Dialogue of Salomon and Saturn, ap. Kemble, Saxons, i. 38. * By Ini's law a slave working on Sunday at his master's command became free (Ini, § 3). See also Canute, Sec. 45 ; Ethelred, vii. 2, § 2 ; Alfred, § 43 ; Theodore, Penit. ii. 13, § 3. ' Non licet homini a servo tol- lere pecuniam quani ipse labore suo adquesierit.' Councils, &c. iii. 202. * Kemble, C. D. mcccH : a slave buys his own liberty of the abbot of Bath ; others buy their own children. See also dccccxxxiv, &c. * On Anglo-Saxon slavery see Kemble, Saxons, i. 185-225 ; Sharon Turner, Hist. Ang.-Sax. ii. 96-102. ' This practice is traceable throughout Anglo-Saxon history from the hlafeta, the bread-eater of the hlaford or bread-giver (Ethelb. § 24), to the liber homo of Domesday, ' terram tenens et quo vellet abire valens,' who ' suminisit se in manu Walterii pro defensione sua '; i. 36. Bat the practice of commendation in England was generally the result of the police origan isation, not of the land system. See Chapter VII below ; Gneist, Self-government, i. 42 ; Verwaltungsrecht, i. 11, 12, 8o Constitutional History. [chap. Classes of dependent freemen. Classes of landed free- men. The dependent class thus includes a great variety of relations ; the comitatus or personal following of the king or ealdorman ; all freemen hired as household servants or field labourers ; the rent -paying tenants of other men's lands ; and the hereditary dependents who have personal rights, the Isets and the freedmen : the landless, the homeless, the kinless, must all seek a lord whose protection is to he secui'ed by voluntary service, who is respon- sible for their appearance in the law courts, and who in some cases exercises an actual jurisdiction over them ^. The fiilly qualified freeman who has an estate of land, may be of various degrees of wealth and dignity, from the ceorl with a single hide, to the thegn with five hides, a place in the king's hall, a bell-house and burh-geat seat ; to the still more powerful man who has ' thriven to eorl-right,' or who has his forty hides^; to the ealdorman and the etheling. He may be a simple husbandman or the lord of a soken and patron of hundreds of servants and followers. The cross division according to blood and wergild ^ Konrad Maurer, Krit. Ueberschau, i. 415 sq. The law of Athelstan, ii. § 2, is as follows : ' Et diximus de illis, qui dominos non habent, de quibus rectum difficile conquiritiir aut nullum; praecipiatur cognationi eorum ut eos ad rectum adducat et dominum eis inveniat in conventu publico.' Maurer points to the Edictum Pistense of Charles the Bald as a parallel (a.d. 864), § 6 : ' Quidam leves homines de istis comitatibus qui devastiiti sunt a Nortmannis, in quibus res et mancipia efc domos hahuerunt, quia nunc mancipia et domos non habent, quasi licenter malum faciunt ; et quia non habent domos ad quas secundum legem manniri et banniri possint, dicunt quod de mannitiono vel bannitione legibus compro- bari et legaliter judicari non possunt.' The count is therefore to send a missus into the district and ' si neoesse fuerit ipse in forbannum mittatur qui ad justitiam reddendam venire noluerit.' Athelstan's law continues ' et si hoc efficere nolit vel non possit, ad tenninum sit Ule forbannitus deinceps :' the ]iarallel seems more than accidental, although the remedial measures are different. In Iceland every one wl)o is not himself settled as a peasant pr()])rie(or must choose himself a domicile (gri'S.) Maurer, p. 427. The Capitulum of a.d. 847, 'Voluraus etiam ut unusquisque liber homo in nostro regno scniorem qualem voluerit in nobis et in nostris fidelibus accipiat,' morely gives the liberty of choosing a lord, does not enforce it as a duty. Waitz, U. V. G. iv. 234. The Capitula Lombardorum afford a better parallel : ' Et quia sunt nonnulli qui sine proprietatibus in regno nostro degentes judicia comitum etfugiunt, atque non habentes res aut Hubstantiam quibus constringi j)ossint, ideo circumquaque malitias exer- cere non cessant, de illis nobis jilacuit ut ipsi cum (piibus videntur manere aut eos pracsentent aut pro eorum miilefactis rationem reddant.' Waitz, D. V. G. iv. 363. ' Ranks ; ydimid, Gesetze, &c. p. 389. v.] The Family. 81 affects both classes of the free : the noble may be forced to have Gradation of a lord, the ceorl having land may dispense with one. The eorlcundman is wortli his high wergild even if he be landless : the ceorl znay. attain to thegn-right and yet his children to the third generation will not be gesithcund^. But there is no impassable barrier between the classes : the ceorl may become thegn-worthy, and the thegn eorl-worthy^. And there are gradations in every class ; four lauks of the eorlcund, and three of the Isets ; three even of the household slaves^. The great distinction however is that of wealth, the landless ceorl is little better off" than the slave, except that he may choose his own master. 38. The primary element which the law regards is the land- importance owning freeman ; the first relation in which he stands is that of reiationTx ^ the family*. The political importance of the tie of kindred is in Germany, prehistoric : the early Germans were associated in families for the service of the host and for the occupation and cultivation of land, but the family had no jm-isdiction over its o\vn mem- bers, nor any representation in the state. So also in England, it is probable that all the primitive villages in whose name the patron}nnic syllable ing occurs were originally colonised by com- munities united either really by blood or by the belief in a common descent'' : but the legal relations were for most purposes merged ' Wer-gilds, Schmid, Gesetze, p. 399. * Ibid. p. 389. ' Laws of Ethelbert, § 75, mentions four classes of the eorlcund ; § 26, three classes of Isets; §§ 11 and 16, three classes of theows. * K. Maurer, Kritische Ueberschau, i. 52-62. The view of Kemble (Saxons, i. 234 sq.) seems to exaggerate the political importance of the mcEghurh, at least if it refers to ^nglo-Saxon institutions however early. See also Robertson, Scotland under her Early Kings, ii. 309-340 : where likewise far too much latitude of conjecture is taken. As for the im- portance of the principle in the development of the Gennan state-system generally, the views of Sybel are combated by Waitz, Das Alte Recht, pp. 126, 127; Deutsche Verfassungs-Geschichte, i. 50-56 sq., and re- jected by K. Maurer, Kritische Ueberschau, i. 61. It is true that in the nom.ad state the fomily bond is the only trustworthy one, but the Germans had passed that stage when they entered history. Still there are sufficient vestiges of the prior importance of the principle to make the inquiry valuable. * On this and on its connexion with the Slark system see Kemble, Saxons, i. 58 sq. and Appendix A. 8z Constitutional Histori/. [chap. already in those of the township or the mark, and the political weight of the kindred was accidental only. Yet significant traces of the old importance of the bond remain : as in the Duties of the Germania the kindred have a share in the fines paid for the wrongs of theu* kinsman^ so in England the msegih share in the wergild paid for their slain brother, and contribute to the payment for one whom their brother has slain^ ; they are the legal compurgators for one another^ in accusation or defence, they are bound to protect their kinsman in his minority*, to seek a lord and find a home for him if he is lordless or home- less ^ All these however are legal rather than constitutional obligations. The 39. The unit of the constitutional machinery, the simplest township. form of social oi-ganisation, is the township, the mllata or vicus^. It may represent the original allotment of the smallest subdivision of the free community, or the settlement of the kindred colonising on their own account, or the estate of the great proprietor who has a tribe of dependents. Its headman is the tun-gerefa, who in the dependent toAvnships is of course nominated by the lord", ^ Tac. Germ. c. ai. ^ For the share of the kindred in the receipt seeSchmid, Gesetze, p. 394 ; for their share in the payment, Alfred, §§ 27, 28 ; Edmund, ii. 7, &c. * Laws of the Northumbrian Priests, § 51 ; Hen. I, 64, § 4. * Hlothere and Eadric, § 6. * Athelstan, ii. § § 2, 8. * Tun, viculus, vicus, Bede, H. E. iii. 17; ttin-scipe, vicus, v. 10; tun gerefa, villicus, iv. 24, v. 10 ; tun-scipe, Edgar, iv. 8 ; iunes-man, ibid, iv. 8, 13. The tun is originally the enclosure or hedge, whether of the single farm or of the enclosed village, as the harh is the fortified house of the powerful man. The corresponding word in Norse is gardr, our garth or yard. The equivalent German termination is heim, our ham ; the Danish form is hy (Norse 6« = German laa). Some inferences might be drawn from these differences as to the contrasts of early colonisation. See Grumn, R. A. p. 534. Tlie notion of the dorf or thorpe seems to stand a little further from the primitive settlement. ^ Athilstiin, iii. § 7 : 'Si tunc sit aliquis qui tot homines habeat, quod non sufiiciat omnes custodire, praeponat sibi singulis villis praepositum unuin, &c.' On the origin of the word gerefa, see Max Midler's Lectures on Language, ii. 281. It lia*f been regarded generally as the same word with the German graf, and derived from gruii, grey = senior, but many other explanations have found favour ; Grimm coimected it with rui-o, tignuin, tectum, and interpreted it as comes, socius, the inmate of the same liouse ; Sfielman connected it with reafan, to jdunder, and thus .ac- counted for tli(j Latin word exactor used to translate it ; Kemble with rdfan or r('fan, to call aloud, jnaking it originally mean the ?;a?/7/i7oror proclaimer of the court; liichthofen derives it from the Greek ypdentake of Sadberge iu Durham is one instance north of Tees. Script. Dunelm. App. xi. ^ Grimm. ]{. A. p. 770 ; Vigfiisson, Icelandic Dictionary, p. 685. " Edw. Conf. § 30. ' Edgar, i. Constitutio de hundredis. The wa])entake is first mentioned in Edgar's Secular Law, § 6. v.] The Hundred. 97 comparatively late evidences. The pagus of the Germania sent Tlie terri- 1 ii'iii torial huii- its hundrca warriors to the host, and appeared by its hundred dred. judges ill the court of the jpi'inceps. The Lex Salica contains abundant evidence that in the fifth century the administration of the hundred was the chief, if not the only, machinery of the Frank judicial system'; and the word in one form or other enters into the constitution of all the German nations. It may be regarded then as a certain vestige of primitive organisation. But the exact relation of the territorial hundred to the hundred of the its relation Germania is a point which is capable of, and has received, much dredsofthe discussion. It has been regarded as denoting simply a division of a hundred hides of land ; as the district which furnished a hundred warriors to the host ; as representing the original settlement of the hundi'ed warriors ; or as composed of a hun- dred hides, each of which furnished a siugle warrior-. The question is not peculiar to English history, and the same result may have followed from very different causes as probably as from the same causes, here and on the continent. It is very probable, English hundreds, as already stated, that the colonists of Britain arranged themselves in hundreds of warriors ; it is not probable that the country was carved into equal districts ^ The only conclusion that > Above, pp. 54, 55. ^ The several views are enumerated by Konrad Maurer ; Philipps, Turner, and Palgrave despair of any explanation ; Lingard combats the ideas of earlier enquirers without suggesting one of his own; Spelman refers the hundred to the collective responsibility of an association like the frankpledge ; Leo takes a similar view. Verelius regarded it as an aggre- gate of a hundred households ; and Grimm (R. A. p. 533) accepts the same notion. Hire, with some diffidence, suggests that the hundred was merely the district which furnished the hundred warriors : Sclimid and Lappenberg accept this. Eichhom maintained that the hundred was originally the personal union of the hundred waiTiors ; and, on their settle- ment, was used to denote the territoi-ial area which they occupied. Vels- chow and Waitz hold that a warrior was due from every hide of land, and accordingly the hundred was at once an area of a hundred hides, and a district responsible for a hundred warriors. Maurer himself follows the view of Eichhom, which is also Kemble's. Krit. Ueberschau, i. 77, 78. See too Gneist, Verwaltungsrecht, i. 49, 50, 58, 59 ; Hallam, Mid. Ages, ii. 281. ' Neither the hundreds in England nor the shires appear ever to have had common lands, like the hdrraths-almanningar and lands-almanningar in Sweden, where tiie bi/s-almanninciar answer to the common lands of the township, K. Maurer, Krit. Ueberschau, i. 69. But too much stress must not be laid on this statement. The sevei-al townships iu the forest of 98 Constitutional History. [chap. seems reasonable is that, under the name of geographical hun- Thehun- dreds, we have the variously sized pagi or districts in which ptK/iw. the hundred wai'riors settled ; the boundai'ies of these being detei'mined by other causes, as the courses of the rivers, the ranges of hills, the distribution of estates to the chieftains, and the remnants of British independence. Eji^'slaw The fact that the hundred appears first in the laws of Edgar', dred. ^-qi^ with an adaptation to a particular police institution, the pursuit and capture of thieves, might seem to mark the definite application of the name to the ten'itorial area, which may have been called wapentake, ward, or even shire, at an earlier period. But the particular measure then adopted seems rather to imply the previous existence of the district name ''■. In this case, we may refer to a parallel institution of the Frank kings, Childebert and Clothair, three centuries and a half before the days of Edgar ; to which the introduction of the name as that of a local division hundred'of ^^ ^^^ Frank kingdom has been ascribed, although the hundred the Franks, system is known from the Salian law to have been in full work- ing a century earlier^. Knaresborough each had an allotment at the enclosure, and this seems a fair instance of common lands of a hundred, although the particular hun- dred is regarded as a manor. Kemble regards the public buildings of the county as representing the common land of the shire (i. 76). Whatever was the case with the hundreds, before the shire system had become general the idea of the common mark had given way to that of folkland. If Sussex had folkland when it became part of Wessex, that folkland became part of the folkland of Wessex, did not remain as common land of the shire to Sussex. * Select Charters, pp. 67-70; Brompton (Twysden, pp. 847, 848) places it amongst Athelstan's laws, and so it was regarded by Palgrave, Common- wealth, p. cxxi ; it is however certainly later than Edmund, and can scarcely be thrown later than Edgar. See Schmid, Gesetze, p. xlviii. ^ Robertson, Scotland under the Early Kings, ii. 335, refers to this act as the introduction of the terijtorial hundred : and regards the law of Childe- bert and Ciotliair as instituting the same on the continent. ^ Baluze, Capit. i. 14; Select Charters, p. 69. The words of Clothair, A.D. 595, ' Dccretiim est ut qui ad vigilias, hoc est ad wactas, constituti noctumas diversos fures non caperent, eo quod per diversa intercedente conludio scelera sua praetenuissa custodias exercerent, centenas fierent ' — are scarcely strong enough to prove the usage an innovation; though it may well liave been an application of old machinery to a now purpose. And Sohm, wlio lias thoroughly examined the sul)jcct, decides that the centenae now instituted were merely a police force arranged numerically for the watching ofthe already existing territorial hundreds. Reichs- und Gerichtsverfassg. i. 182-190. v.] The Jhmdred. 99 The tradition preserved bv William of MalinesbuiT,that Alfred Thetra- devised the arrangement into hundreds and tithings, although, Alfred, as it stands, irreconcileable with facts, may embody a portion of a historical truth ^. Alfred may have adopted the hundred as a basis of rating, as Edgar did for police, or may have an- ticipated the measures of his descendant ; and if in the several recoveries of territory from the Danes, or conquests on the British border, a re-division or re-measurement of lands was requisite, either to satisfy old claims or to provide for the security of the frontier, it is probable that the measure of a hundred hides of land would be adopted, as in the reign of Ethelred it was for the purpose of taxation ^. But the inequality of the improba- hundreds, as we everywhere find it ^, precludes any hypothesis symmetrical of a primitive symmetrical division on any such principle ; and we may rest satisfied on the Avhole with recognising in the name the vestige of the primitive settlement, and in the district itself, an earlier or a later subdivision of the kingdom to which it belonged ; possibly a greater mark, possibly a smaller shire. The wapentake in all respects of administration answers The wapentake. directly to the hundred, and no attempt can be made to account for its origin on the principle of symmetrical division. Nor is it easy to determine the origin of the variety of systems into * Will. Malmesb. G. R. ii. § 122 : ' Et quia occasi'one barbarorum etiam indigenae in rapinas anhelaverant, adeo ut nulli tutus commeatus esset sine aniiorum praesidio, centurias quas dicunt hundrez, ct decima.s quas thethingas vocant, instituit, ut omnis An^lus legaliter duntaxat vivens haberet et centuriam et decimam. Quod si quis alicnjus delicti insimul- aretur, statim ex centuria et decima exliiberet qui eum vadarentur ; qui vero hujusniodi vadem non reperiret severitatein legiun horreret. Si quis autem reus vel ante vadiationem vel post transfugeret, omnes ex centuria et decima regis mulctam incurrerent.' ^ Chron. Sax. A.D. 1008. ' Pearson, Hist. Maps, p. 5 1 , discusses the statement of the Leiger book of Peterborough, that the hundred contained a hundred hides: he shows that the Domesday hidage in each of the counties of Bedford, Huntingdon, Northampton and M'ilts. taken in the aggregate, nearly contains as many hundred hides as they do territorial hundreds, but without any agreement between the single hundred and the hundred hides. The document given by Ellis, Intr. to Domesday, i. 184, as showing that the hundreds of North- ampton each contained a hundred hides, seems to be a mere attempt of an early scribe to force tliem into sjonmetry. Eyton (Shropshire, xii. 184) thinks that ' districts which were originally half-hundi-eds or quarter- hundreds came to be called liundreds.' H 2 100 Constitidional History. [chap. Various ar- which the hundred jurisdiction is -worked. In Kent, for in- rangements ,, t-ti x i- ofthehun- stance, the hundreds are arranged m Lathes or Lests ; and in drcdSi Sussex in Eapes. The Lathe and the Rape may represent the undershires of the Heptarchic kingdom ; but the Lathe is the organised judicial division of which the hundreds are mere geographical subdivisions, while the Rape on the contrary is a mere geographical expi-ession, the judicial organisation remain- ing in the hundred^ In Cornwall, in the twelfth centuiy, the subdivisions were not called hundreds but shires^; one of which, Triconscire, now the hundred of Trigg, is mentioned in Alfred's wilP. Yorkshire and Lincolnshire were divided into Trith- Eidings. ings or Ridings, subdivided generally into wapentakes ; but in Domesday the East Riding is divided into hundreds only, and in Lincolnshire, Northamptonshire, and Rutland*, the wapentake Small shires and the hundred are arranged side by side. Of the Yorkshire of York- ... .* •' . shire. subdivisions two, Borgheshire and Craveshire, the latter of which is never called a wapentake, retain the name of shire ; and it is given in later documents to Richmondshire, Riponshire, Hallam- shire, Islandshire, Norhamshire, and probably other similar districts^ Nottinghamshire, Derbyshire, and Leicestershire are, in Domesday, arranged in wapentakes, but in one place the term ' hundred ' is used in reference to a division of the last- named county. It may seem not impossible that the oi-iginal name of the subdivision immediately above the township was ^ Palgrave, Commonwealth, p. loi ; Ellis, Intr. to Domesday, i. 178 sq. ^ Simeon Dun. ed. Hinde, i. 221 : ' In Cornewalas sunt sex parvae scirae.' ' Cod. Dipl. ii. 114. Kemble explains Triconshire as Cornwall generally; it is the Trigerscire hundred of the Pipe Eoll of A.D 1 130, p. 159. * In Rutland, the wapentake of Alfiiodestou contains two hundreds; but half of it is in Turgastune wapentake, anil half in Brochelestou, in Not- tinghamshire. Martinsley wapentake contains one hundred. Dom. i. 293 b. ' Robertson, Scotland under her Early Kings, ii. 4,33, is inclined to trace the tritliing in Kent and Sussex ; Kent was divided into East and West, each arranged into three lathes, which in East Kent are double. Sussex was divided into East and West, each again divided into three rapes. In the trithing he sees the threefold division of the land allotted to the Norse odallers ; thus Yorkshire and Lincolnshire, which were so divided, repre- sented the lands measured out by Halfdane in A.D. 876 : the other por- tions of the Danish conquests being left to their Saxon proprietors, under the special rule of the king : the trithings were thus held as odal-land, and the other parts as gafol-land or tributary. Tlie view is very interesting, but very conjectural. v.] The Hundred and Wajpentake. loi scir or shire, a term of various applicatiou. The city of Yok Siiall thires. was divided into seven sliires^, and the us'^'oi! tlte' word \iil ••' '*' northern Northumbria, the present Lowlands of Scotland, a territory which was peopled by Saxons and little disturbed by Danish aggression, points to the same conclusion". It would be rash however even to attempt a generalisation on these obscure diflfercnccs, much more so to attempt to force them into con- formity with the local arrangements existing under the later Scandinavian institutions whose symmetry testifies to an artificial origin'. The presiding officer of the hundred or wapentake bears various Chief officer ... . , . , . ., . ofthehuii- names : nor is it quite certain that we are right m ascribing clrcd. the functions so denoted to a single magistrate. The centenarius or tlmnfjinus of the Frank law was the elected head of his hun- dred, and exercised his jurisdiction in company with the king's sacebaro, and in later times under the graf, the royal repre- sentative in the larger province of which the hundred was a sub- division*. The officer answering to the centenarius in England, may be the hundreds-caldor ^, to whom the laws of Edgar direct the townsmen to refer in questions of witness, or the hundred- man who with his tithingmen goes forth to execute justice on the thief. The headman of the wapentake is called in the laws of ' Above, p. 95, note i. ' See, for example, the Record.s of the Priory of May, Cartae, p. 3 : ' Sira de Chellin,' ' Sira de Chercl,' p. 5, * Sire de Erdros.' The diocese of St. Aldhelin is called Selwooilshire by Ethelwerd, M. H. B. p. 507. ^ The idea of Sachse (Grundlagen des Deutschen Staats- und Eechts- lebens, §§ 11, 12) is that each kingdom was divided into four pro-\ances, each province into three shires ; each shire into three trithings, each trithing into four hundreds ; each hundred into twelve tithings and each tithing into twelve free households. Gnei:>t, Verwaltgsr. i. 55. Mr. Robertson's theory, which however is put forth only as a theory, makes a square league equal to a turbe or tithing:; four tithings a small shire or barony; three such shires one hundred; three hundreds one quarter ; two quarters one larger shire or fylki ; and two such shires one province or thiiifada. Essays, p. 131. Palgrave, Commonwealth, p. 97, arranges East Anglia in hundreds, each divided into four head leets or tribes, and each tribe into three subordinate leets. * Above, p. 55. * Edgar, iv. §§8, 10. 8 Ibid. i. §§ 2, 4, 5. The gerefa, mentioned in Edward, ii. 8, must also have been the reeve of the hundred or wapentake. See ISchmid, Gesetze, p. 589. Cf. Palgrave, Commonwealth, p. 99. The mot-gerefa of Edward USRAaY iini\'ERg:ty of California ■Toa Constitutional History. [chap. Possible, .Ethelred tbe e-erefa' .. It is possible to trace heix tlie existence double gor. • •= ■ ^ -.,.,. . • .1 vernuifiut'6f',ox .twG oiftce.ViS,, tlje. representative of the kings interest in the dred. gerefa, who becomes after the Conquest the bailiff of the hun- dred ; and the representative of the freemen in the hundredes- ealdor, who also survives the Conquest and is found in the thirteenth century, as the elected ealdorman of the hundred, I'epresenting his hundred in the shire-moot^. There is not sufficient evidence to allow us to claim for the hundred-man the presidency of the hundred court : and later usage would incline us to regard him as the convener rather than the chairman. But at the time at which the name first occurs, the management and profits of the local courts had already passed into the hands of the great men to whom the name of land-rica is given, and who appear later as lords having sac and soc in whole hundreds and wapentakes. This change must have tended to depress the status of all elected officers, although it might not much affect the judicial process : the old names continue, but the reeve or grave of the hundred-court is the servant rather than the president. On analogy, however, we may fairly maintain that the original hundred-man or hundredes-ealdor was an elected officer, and the convener and constituting functionary of the court which he held. Hundred- 46. This court, the hundred-gemot or wapentake court, was held every month ; it was called six days before the day of meeting, and could not be held on Sunday^. It was attended by the lords of lands within the hundred, or their stewards the Confessor's charter to Abingdon, Kemble, C. D. iv. 200, is doubtless the same. In Domesday he is the praefectus, or praepositus hundred!. Ellis, lutrod. i. 188. * Ethelred, iii. § 3. * Hen. I, viii. § i. See Palgrave, Commonwealth, pp. 635, cccli : ' Et hundreda baroniae (do Aquila) dant ad auxilium Viceconiitis £9 1 7s. 6(i. per quod barones et milites totius baroniae quicti sunt de sceta ad comitatum, salvia Aldermannis Hundrodorum qui faciuiit sectam ad comitatum pro hun- dredo.' Rot. llund. ii. 204, 205. ' Bedcllus qui vocatur Aldreman, qui dat pro balliva sua \\v\' annum quatuor marcas, et nihil habet de certo de quo possit dictam firniam Icvare, nisi ([uod potcrit extorquere de populo sibi subdiio, et injuste. Et aliquo tempore solebant hujusmodi bedelli eligi per sectatores hundred!, et tunc parum vel nihil dederunt pro balliva sua.' Ibid. ii. 214. ^ Edw. ii, § 8 ; Edgar, i. § i ; iii. § 5. moot. v.] The Hundred Court. 103 representing them, and by the parish priest, the reeve, and four best men of each townships The judges of the court were Judges of the whole body of suitors, the freeholders answering to the moot. ' rachimburgii ' of the Franks ; but as various inconveniences might arise from the uncertainty of the number, qualifications, or attendance of the whole, a representative body of twelve seems to have been instituted as a judicial committee of the court. These twelve may have been in some cases like the scabini or schufFen ^, a fixed body holding their appointment for life ; or like the lawmen of Lincoln, the hereditary owners of sac and soc in the territory ; or chosen merely for the occasion. They may be discovered in the twelve thegns of the wapentake, who by the law of Ethelrcd declared the report of the district in the gemot ^ ; or in the twelve chosen witnesses of Edgar's law, before whom all bargains and sales are to be transacted*; in the thirtj'-six ' bai'ous ' or twenty-four ' judices ' chosen in the East Anglian county courts to determine the suits of Eamsey and Ely'^ ; and in the twelve legal men of the hundred, who are directed in the Assize of Clarendon " to act as part of the Grand Juiy before the judges in Eyre, and who play so important a part in the legal reforms of Henry II and his ministers. Whether the ealdorman of the shire, the sheriff" or the bishop, sat regularly in the hundred court at any period may be ' Hen. I, vii. §§ 4, 7; li. § 2. * Compare Savigny, i. 239, who argues that the official scabini were instituted by Charles the Great. Seven scabini were requisite for a full mallus. Ibid. i. 248. No other freemen but the scabini and the vassi comi- tum were compelled to attend after the capitulary of a.d. 809 ; ibid. 250. ^ ' Let pleas be held in each wapentake, and let the twelve senior thegns go out and the reeve with them and swear on the halidome which shall be put in their hands that they will accuse no innocent man and conceal no guilty tme.' Ethelrcd, iii. § 3. ' Et judicium stet ubi tayni consenserint ; si dissideant, stet quod ipsi xiW dicent.' Ibid. § 13. K. Maurer, Krit. Ueberschau, v. 389, refers this to the Danelaw only : and its whole piurport is contested by Brunner, Schwurgericht, pp. 402, 403. See below, p. 611. * Edgar, iv. §§ 4, 5. ^ Hist. Ramsey, Gale, p. 415 : ' xxxvi barones de amicis utriusque partis pari numero electos, ipsi judices constituerunt.' Hist. Ely, Gale, p. 471 • ' coram xxiv judicibus.' ' Tandem veniens Aegelwinus Alderman ad Grante- burge habuit ibi grande placitum civium et hundretanorum coram xxiv judicibus.' Ibid. p. 478. ^ Select Charters, p. 137. See also Hallam, M. A. ii. 3S6 sq. 104 Constitutional History/. [chap. Theealdor- tloubtetP : the number of hundreds in each shire must have hundred- prevented a monthly attendance at each, and it is more likely ™°*^ ■ that the one or tvio occasions on which the ealdorman is men- tioned as present were cases of exceptional impoi'tance. The sheriff may not improbably have been rej)resented by a deputy, * gingra '^ or junior ; who would look after the king's rights. Jurisdiction The hundred court was entitled to declare folk right in every dred. suit^ ; its jurisdiction was criminal as well as civil, and volun- tary as well as contentious. It tried criminals, settled disputes, and witnessed transfers of land. The testimony of the country and the recoi'd of the law were supplemented by the compur- gatory oath and ordeal. It had also a common chest which di\ided the profits of jurisdiction with the king and the lord or land-rica* ; and no suit might be carried to a higher court unless it had been first heard in the hundred^. The suitors were under special protection of the law on their way to and from it ; and those who neglected the summons to it were fined^ As was the case with the township, the organisation of the hundred lent itself i-eadily to the judicial, ecclesiastical and fiscal developments of later times. The criminal jurisdiction of the hundred is perpetuated in the manorial court leet. On Thehun- the institution of the frankpledge, a hundred coui't was held as sheriff's twice a year to ascertain the observance of the law ''. This became the business of the sheriff's tourn of later times, held twice a year, in the octave of Easter and Michaelmas, in different parts of the county. It was the great court leet, as the old hundred court was the court baron of the hundred, and the county court that of the shire^ : the distinction of origin being maintained in the principle that in the courts baron, whether in the manor, the hundred or the shire, the suitors ' Gneist, Venvaltungarecht, i. 78 ; Palgrave, Commonwealth, pp. 98, 99, * Alfred, 38, § 2, speaks of the kinf^'s ealdorman's gingra or junior as liolding pleas. They are mentioned also in three charters of Berhtwulf king of Mercia, Kemble, C. D. ii. pp. 14, 25, 34. ^^Edgar, i. § 7. * Ibid, § 3. * Athelstan, ill. § 3 ; Edgar, iii. 2 ; Canute, ii. 17, 19. * For illustrations see below, p. 114, note 6. ' Hen. 1, viii. §1. * Blackstone, Comm. iii. 33, 34; iv. 373. tourn. v.] The Taxation of the Ilnndred. 105 Avere the judges, wliilst it was otherwise in the courts leet\ and in the sheriff's tourn among them, the steward being judge in the leet, the sheriff judge in the tourn ^. The criminal jurisdic- tion of the hundred was early cut up by grants of sac and soc, and later on was lost or merged in the general jurisdiction of the crown exercised by the judges in assize, in which it appears only as helping to constitute the juries. There can be no doubt that the organisation of the hundred The imn- \ t f 1 • /• • 1 • ji Hi. /. (Ired as an had a fiscal importance, not merely as furnishing the profits 01 area for fines and the produce of demesne or folkland, but as forming a rateable division of the county. The fiscal system of the Anglo- Saxons is very obscure ; and it may be questioned whether any money taxation properly so called ever existed before the imposition of Danegeld by Ethelred the Unready. The tribute from the remaining folkland, and the rent of the royal demesne, which was scarcely a tax, sufficed for most of the expenses of the king's household. The obligations of the trinoda necessitas were discharged by personal service. The profits however of each hundred were no doubt accounted for by the sheriffs, and when general taxation became necessary it would be collected by the same machineiy. When King Edgar confirmed the bishop of Worcester in the possession of his estates, he made up the amount of land by new grants to the extent of three hundreds, which he directed to furnish one scjqifylled or * navipletio ' ^ to the national fleet. In the year 1008 Ethelred ordered that a ship should be furnished by every three hundred hides* and we learn from Domesday that tlie hundred of Oswald's law, com- prising the three hundreds of Edgar's charter, contained three * Viner's Abridgment, vii. 8. Although the suitors are judges in the court baron, the steward is judge in the court customary of the copy- holders, a result of the early depression of the free into dependent town- ships, as well as of the later organisation of manors. * Ibid. vi. 586; vii. 3. ' Dugdale, ISIon. Angl. i. 617, 61S, 'scilicet ut ipse episcopus cum mon- achis suis de istis tribus centuriatibus . . . constituant unam navipletiouem quod Anglice dicitur scj-pfilled, oththe Scy]iborae.' Kemble, C. D. vi. 240, for the last word reads ' scypsocne.' The town of Bedford paid towards ships as much as a third of a hundred. Domesd. i. 209, Warwick furnished four batsweins. Ibid. i. 238. * Chron. Sax. A. D. 1008. io6 Constitutional History. [chap. liundred hides \ It may be inferred then that every three hundreds were liable to be called on to furnish one ship, whilst eveiy ten hides were accountable for a boat, and every eight hides for a helm and breastj)late^. orliberti^^ 47. In Anglo-Saxon as in later times, there existed side by side with the hundreds and wapentakes large y?*anc/mes or liberties in which the jurisdiction was vested in private hands. To these exempt districts the name of sitliesocn has been given, on somewhat scanty authority^, indicating their origin in a grant by the king to one of his gesitlis or companions, of an estate upon which he may enjoy all the rights and profits that had belonged to the king, nominating the officers and exercising the jurisdiction. The particular rights thus conveyed were termed sac and soc, to which others, toll and team and the like, were frequently added*. In some cases exemption from the hundred is specially mentioned^, in which case the grantee would hold the courts on his own estate. In other cases the jurisdiction of the hundred is itself granted, even when the ownership of the soil was not affected by the grant. In the latter case the status of the free tenant within the hundred would not be at first changed by the gift. Far the largest proportion of these jurisdictions belonged to the churches and coincided with the ownership of the soil, which the clergy leased out to their sokemeu on fairly ' Doinesd. i. 172. 'Ecclesia S. Mariae . . . habet unum hundret quod vocatur Oswaldeslaw, in quo jaceiit ccc hidae.' ^ Chron. Sax. A. D. 1008, with Earle's note, pp. 3.^6, 337. * The word ' sithesocn ' does not occur in any ancient document, unless in the form of ' sipessocna,' which Dugdale and other scliolars following him regarded as a miwreading of ' sibewocna.' It is found in the laws of Henry I, vi. § I, and two or three times in the Pipe Rolls. Archdeacon Hale argued from the use of the word ' scypsocne ' in Edgar's charter, quoted above, p. 105, that it referred to the association of three hundreds to pro- vide a ship's crew; Hale, Register of Worcester, p. xxxiii. But if this be thought im])robal)le, it is scarcely wise to regard it as an authentic term for the jurisdiction of a franchise. Hee Roberts(m, Scotland under her Early Kings, ii. 336, 457; Essays, p. Ixvi ; Dugilale's Warwickshire, p. 4; Thorpe, Anglo-Saxon Laws, i. 512 ; Lappenberg, ii. 331. * See (or examples, Kendjle, C. D. iv. 138, 1S7, 233, 247. " Edward the Conffssor frees certain lands of W^estminster from t])e shire and the hundred; Kemhle, C. D. iv. 191, 213. There were seven hundreds in Worcestershire, ' ita quieti, sicut scira dicit, quod vicecomes nichil habet in ei«.' Domesd. i. 172. v.] Judicature of the Hundred. 107 liberal terms. Edward the Confessor gave the hundred of Home- The lum- o mi (Jreu court mere to Abingdon \ and that of Goddelie to Chei-tsey". The ex- in piivute tent to which these exemptions must have weakened the hundred organisation may be inferred from the statement that the thegn holding five hides often if not always had a right of magistracy, a bui"h-geat-setl ^, But although separated from the body of the hundred in this way, the liberties were not exempt from the jurisdiction or organisation of the shire, and may be regarded as private hundreds standing to the others in a relation analogous to that wliich existed between the free township and the manor of the lord : and they are often regarded simply as larger manors. In all these the machinery of the hundred or wapentake was strictly preserved, and the law was administered on the same principle. The sokemen elected their officers and made report, the steward of the lord acting as president in their courts and leading them in a separate body to the host. This is especially provided by Edgar in the charter akeady referred to : the tenants of the see of "Worcester are to fulfil their militaiy duties not with the king's servants or the exactors of the hundi'ed, but under the bishop as their archiductor *. The courts of the great franchises, where they still exist, will Modern be found to furnish the best instances of the ancient constitution of the hundred court : for they were less touched than the hundred courts themselves by general legislation, and have preserved their constitution in greater integrity. In the courts of the Eorest of Knaresborough each of the townships or berewics which form the manor of the forest is represented by the constable and four men ^ ; from these the jurors of the leet are chosen ; and by them the praepositus or grave, and the ' Kemble, C. D. iv. 200. In Domesday, i. 280, the Countess Godeva is said to have had sac and soc in the whole wapentake of Newark. ^ Kemble, C. D. iv. 206, 207. The jurisdiction of eight hundreds and a half was gi-anted by tlie same kinsr to S. Edmund's. Ibid. iv. 243, 253; vi. 203. The gifts of hundreds to Ely and Peterborough by Edgar, ibid. iii. 61, 93, are of questionable authenticity. ' Ranks, § 2. * Mon. Angl. i. 617. So in Domesday, i. 87, the men of Taunton attend the courts of the bishop of Winchester, ' profectio in exercitum cum homin- ibus episcopi.' * Hargrove, Hist, of Knaresborough (ed. 1798), pp. 44, 45. io8 Constitutional History, [chap. bedell. In the manor of Wakefield the repi'esentation is by the constable and two men, just as in 1181 in the half hundred of Chingford in Essex the tenants of St. Paul's were represented by the reeve and two men ^. There is no ground for connecting the hundred with the tithing of frankpledge, other than the right of the former to view the frankpledges in a half-yearly court. In the ecclesiastical system the hundred bore the same relation to the deanery rural as the township bore to the parish : but the deaneries do not alwaj'S coincide geographically with the hundreds. Interme- 48. Between the hundred, or wapentake, and what is now diatedivi- , , . . . -i i i •> • -,- t • • sions: com- the shii'e, it is possible that other intermediate divisions may binations of , , • i i • • 1 • t p hundreds, at an early period have come in ; answering to the ridings ot Yorkshire and Lincolnshire, the rapes of Sussex and the lathes of Kent. If this were the case they may have had courts of their own as is the case with the lathe, and officers of their own such as the tithing-reeve and the leide-reeve who occur in two manuscripts of the so-called laws of Henry I '^. But the evidence of such aiTangement is altogether wanting. The association of two, three or more hundreds is occasionally mentioned as used for the purpose of witness^, a custom which may be interpreted as the relic of some more sjTametrical arrangement, but is more probably a mere expedient for extending the application of the compurgatory system. All the intermediate districts which bear the name of shire and have been already referred to, are of too late formation to illustrate this supposition. The lathe Bystcm in Kent answers closely to that of the hundred elsewhere, and all the existing machinery of the ridings, save the name and boundaries, is comparatively modern *. * Hale, Domesday of St. Paul's, p. 144. ^ Schmid, Gesetze, p. 663. ^ Etlielred, i. i, § 3 ; Canute ii. 30, § 3. Hist. Ely, pp. 473, 475, 479. * Tlie territorial arrangements of the Domesday hundreds are now so much changed that it is dani^crous to generalise from them, but some in- stances may be given. Euckinghamshire in Domesday contained eighteen hundreds ; these arc now combined into five hundreds of three each, and tliree old liuiidreds which also have a collective name, the Chiltern Hundreds. The arrangement in threes may be as old as the naviidetio referred to above (p. 105). Lancashire and Leicestershire, which Mr. Robertson (Essays, p. 1 20) refers to as retaining the ancient division into v.] The Shire. 109 The name scir or Bliirc, which marks the division imme- The shire, diately superior to the hundred, merely means a subdivision or share of a hirger whole, and was early used in connexion with an official name to designate the territorial sphere appointed to the particular magistracy denoted by that name. So the diocese was the bishop's scire \ and the stewardship of the unjust steward is called in the Anglo-Saxon translation of the Gospel his groef- scire ^ : and we have seen that the original territoi-ial hun- dreds may have been smaller shires^. The historical shires or Creation of . . X 1 CI modern counties owe their origin to different causes*. Kent and Sussex shires. are two of the Heptarchic kingdoms, of which their lathes and rapes are perhaps the original shires. Kent however appears as 'Cautescp-e' as early as the reign of Athelstan^. Essex, Middlesex and Surrey are also ancient kingdoms. Norfolk and Suffolk are the two divisions of East Anglia, representing possibly the two 'fylkis' or folks into which the Norsemen divided their province ", or possibly the two dioceses assigned to Elmham and Dunwich before the invasions of the Danes. Of the Northumbrian kingdom, Yorkshire is the only one of the existing subdivisions which dates as a shire before the Con- quest. Mercia, during its existence as a kingdom, was arranged into five regions none of which bore the name of shires : Lindsey, the district of the Lindisfari and diocese of Sidnacester ; Hwiccia the diocese of Worcester and its appendant Magasse- tania ; Mercia proper with its bishop at Lichfield and its royal city at Tamworth ; Middle Anglia and South Anglia, dependent ecclesiastically on Leicester and later on Doi'chester. These represent the early settlements out of which the Mercian kingdom was created by Penda and his immediate predecessors, and which six hundreds (above, p. loi note 3), have been somewhat rearranged since the Domesday Survey, but the fact may go in support of the same theory. > Bede, H. E. iii. 7. &c. &c. (Alfred). ^ Lindisfarne Gospels, iii. 130; S. Luke xvi. 2. ' Above, pp. 98, loi. * On this see Palgrave, Commonwealth, pp. 116, 117 ; Gneist, Verwalt- ungsrecht, i. 56, 57. * Athelstan, iii : ' omnes Cantescyrae thaini ' ; possibly only a late trans- lation of an Anj,do-Saxon document. ® Eobertson, Hist. Essays, p. 120. no Constitutional History. [chap. Shires of were arranged as dioceses by Theodore before tlaeir several nation- Mercia; ^• ^ ^ ^ c it- ality bad been forgotten ; nor were they rearranged as shires and named after their chief towns before the reconquest of Mercia from the Danes under Edward the Elder. In Wessex however the divi- of Wessex ; sion is more ancient; Ini speaks of the Scirman ; the names Hamp- tonscire, Defnascire, and Bearrocscire ^ appear in the Anglo- Saxon Chronicle as early as the reign ofEthelwulf, side by side with the Dorssetas, the Wilseetas, and the SumersEetas. As the earliest possible date of the chronicle is the age of Alfred, it is not impossible that the arrangement may be due to that king- : but it is probably much earlier, and determined by the divisions of the early settlements of the West Saxons, or their successive conquests. The terminology was not however general in the time of Bede, who knew only the larger provinces of Mercia as regiones, maegths or settlements of kindred tribes, and those of Wessex as dioceses. The aiTangement of the whole kingdom in shires is of course a work which could not be completed until it was permanently united under Edgar ; and the existing sub- divisions of Southern England are all traceable back to his day at the latest. The Northern counties have undergone some changes since the Conquest, although the new lines have been drawn on older landmarks : Durham is the county palatine of the Con- queror's minister, formed out of the patrimony of St. Cuthbert ; Lancashire was formed in the twelfth century by joining the Mercian lands between Ribble and Mersey with the northern hundreds, which in Domesday were reckoned to the West Riding of Yorkshire; Cumberland is the English share of the old Cum- brian or Strathclyde kingdom ; Northumberland and Westmore- land are the remnants of Northumbria and the Cumbrian frontier, appropriated ecclesiastically to Durham or York, and temporally to Appleby and Newcastle. The constitutional machinery of the shire thus represents either the national organisation of the several divisions created by West Saxon conquest ; or that of the early settlements which ' C'hron. Sax. A.n. 851, 860. * Gneist, VcnvaUungsrecht, i. 56, consitlers A.n. 880 as the most probable (late, and inclines to connect the division with the treaty arrangements of Alfred and Guthnim. of Nortli umbria. v.] The Shire. iii united in the Mercian kingdom, as it advanced westwards ; or the reaiTangement by the West Saxon dynasty of the whole of England on the principles already at work in its own shires. A shire system had been at work in "Wessex as eaidy as the reign of Ini ^. Whether, before the name of shire was intro- Question as '^ to an earlier duced into Mercia, the several msegths or regions bore any com- name for raon designation, such as that of gau, must remain m entire obscurity. Tiiere is extant a list of thirty-four divisions of England, gathered out of Bede and perhaps other sources now lost, and recording the number of hides contained in each ; the termination 'ga' which is found here, in some cases, may be the German ' gau ' ; but the age and value of the document are very uncertain, and the divisions as a rule do not correspond with the historical shires ^. Each shire contained a number of hundreds, so various how- Number of . ^ • •^ 1 1 • hundreds in ever that it seems almost impossible to suppose that in any case the shire. it was arranged on a numerical principle ; although, as each three hundreds had to supply a ship, the number of hundreds in each of the later constituted shires might be expected to be a multiple of three. The organisation of the shire was of much the same character as that of the hundred, but it was ruled by an ealdorman as well as by a gerefa, and in some other respects Officers and , .J - ., . . , • 1 1 i. -i. courts of the bore evidence ot its previous existence as an indepenclent unity, shire. Its gemot was not only the scir-gemot but the folc-gemot^ also, the assembly of the people ; its ealdorman commanded not merely the military force of the hundreds, but the lords of the franchises and the chmxh vassals with their men. Its gerefa or sheriff collected the fiscal as well as the local imposts. Its ealdorman was one of the king's witan. 49. The ealdorman, the princeps of Tacitus, and princeps*, or ' Tlie scir-man is .=ipoken of as the president of a court, Ini, § 8 ; the ealdoi-man may forfeit his scir, ibid. § 39 ; and the dependent is forbidden to withdraw from his lord into another scir, ibid. § 36. ''' Gale, Eer. Angl. Scriptores, xv. 748 ; Kemble, Saxons, i. 81, 82 ; two of the ga's are Noxga-ga and Ohtga-ga. ^ Alfred, 38, § i ; Athelstan, ii. § 12 ; v. i, § i ; Ethelred, v. § 13 ; vi. § 22. * Ealdorman stands for princeps, Bede, H. E. iii. 15; and, generally, for optimas, iii. 30; for subregulus, iv. 12 ; toTsatrapa, v. 10 ; for dux, iv. 13, 15. 112 Constitutional History. [chap. The ealdor- man. Nominated by the king and witan. Hereditary succession. The ealdor- man ad- ministered several shires. satrapa, or subregulus of Bede, the dux of the Latin chroniclers and the comes of the Normans, was originally elected in the general assembly of the nation, and down to the Norman Con- quest, even when hereditary succession had become almost the rule, his nomination required the consent of the king and the witenagemot. There is no reason to suppose that he was ever elected by the body over which he was to rule ^ although some form of acceptance by the shire may not impi-obably have been gone through. The hereditary principle appears however in the early days of the kingdom as well as in those of Edward the Confessor ; in the case of an under-kingdom being annexed to a greater, the old royal dynasty seems to have continued to hand down its delegated authority from father to son. The under-kings of Hwiccia thus continued to act as ealdormen under Mercia for a century; and the ealdormanship of the Gyrwas ^ or fen-countrymen seems likewise to have been here- ditary. The title of ealdorman is thus much older than the existing division of shires, nor was it ever the rule for every shire to have an ealdorman to itself as it had its sheriff. The ealdormanship of Mercia comprised a very large portion of the Mercian kingdom ; Wessex in the reign of Ethelred was aiTaufjed under two ealdormen ^. But each shire was under an The first writer who uses ' comes ' as equivalent to ealdorman is Asser, and the fact has been used as an argument against the genuineness of his book. It occurs however in some of the questionable charters of Ethelwulf apparently in the same sense. Kemble, C. D. ii. 50; v. 97. ^ Gneist, Verwaltungsrecht, i. 76. ^ Bede, H. E. iii. 20, iv. 19 ; Hugo Candidus (Spai-ke, p. 2) ; Felix, Vita S. Guthlac ; Mabillon, Acta Sanctorum, iii. 260. ^ On this point Mr. Robertson's essay on the ' King's kin ' (Essays, pp. 177-189) is highly instructive and suggestive. He argues that the great ealdordom of Mercia subsisted until the banishment of Elfric the child in 985, and that of East Anglia until the death f)f Ethelwin in 992, after which they were administered by high-reeves under the king until Canute reconstituted tliem. Wessex he regards as divided into two great ealdor- doms, that of the western and that of the central ])rovinces ; which, with Kent under archbishop Sigeric, made a threefold division of the south of England. Tliese, witli Essex and Northumbria, would make up seven great territorial magistracies. But Sussex had an ealdorman as late as 982, and the arrangements are so short-lived that it is iinpossiljle to regard them as parts of a ])ermanent methodical system. And the same may be said even of Canute's fourfold division. v.] The Ealdorman and Sheriff. 113 eaklorman, -who sat with the sheriff and bishop in the folkmoot, received a third part of the profits of the jurisdiction \ and com- manded the military force of the whole division. From the latter character he derived the name of heretoga ", leader of the host {here), or dux, which is occasionally given him in charters. The sheriff or scir-gerefa, the scir-man of the laws of lui ^, The sheiifr. was the king's steward and judicial president of the shire, the administrator of the royal demesne and executor of the law. His sphere of jurisdiction was distinctly a single shire, although after the Conquest for a long period the shires were adminis- tered in pairs. It is probable on early analogy that the gerefa was chosen in the folkmoot ; but there is no proof that within historical times this was the case *, although the constitutional- ists of the thirteenth century attempted to assert it as a right, and it was for a few years conceded by the crown. As a rule he was, as a royal officer, nominated by the king; the ealdor- man, as a national one, by the king and witan. The sheriff as well as the ealdorman, was entitled to a share of the profits of administration, and possibly had in some cases an endowment in land^. ' The third penny of the county appears from Domesday (i. i, 26, 203, 246, 252, 280, 298, 336) to have been paid to the earl in the time of Edward the Confessor; Ellis, Introd. to Domesday, i. 167, i6S. Compare the share of the count in the Capitulary of A.D. 783 ; one third to the count, two thirds to the palace, Waitz, D. V. G. ii. 628 ; iv. 145. ^ Elfhere, ealdorman of Mercia under Edgar, is called heretoga, Cod. Dipl. ii. 383 ; iii. 5, 49, 159, 259 sq. His son Elfric is called ealdorman. See Kemble, Saxons, ii. 126; Freeman, Norm. Conq. i. 581. ^ Scirman, Ini, § 8 ; Ethelwin is scirman in Kent under Canute, Kemble, C. D. iv. 9. See also iv. 304; Leofric, scires-man, iv. 267; and Wulfsi priest, the shire-man, vi. 127. Pontius Pilate is scirman of Judaea, St. Luke iii. i. The word used in the laws is generally gerefa s'mply : scir- gerefa however is found in charters, Kemble, C. D. iv. 10, where Ethel- win, the scirman in Kent, is called scir-gerefa; also iv. 54, 201, &c. &c. The Latin word is generally praepositus or praefectus. Ethelwerd (M. H.B. p. 509) calls the sheriff of Dorset exactor in A.D. 787. See above, p. 82. * The statement of the chapter ' de lieretochiis ' in the so-called laws of Edward the Confessor, is a fabrication of the thirteenth century at the earliest, Schmid, Gesetze, p. 510. See Gneist, Verwaltungsr. i. 78. ^ Such was the wardpenny paid in Cambridgeshire, Domesd. i. 190 ; the allowances made to the sheriff of Wilts, in kind, are enumerated in vol. i. 69; and he also had rights in reveland, which possibly were attached to his office. Reveland is mentioned also in Herefordshire, Domesd. i. 179, 181; Ellis, Introd. to Domesd. i. 168, 231; Allen, Prerog. p. 214. The sheriff of Sh>ropshire had the third penny of the town of Shrewsbury, ibid. i. 114 Constitutional History. [chap. Double go- vernment by ealdorman and sheriif. The shire- moot. The system of double administration by a national leader and a royal steward, although common to the eai'ly Grermanic con- stitutions, the Frank, the Gothic and the Lombard, is in its later form almost peculiar to England. In the later Frank kingdom the graf, who now stood in the place of the national as well as the royal officers of eai'ly days, exercised the functions of both in immediate dependence on the king •* ; and in medieval Germany, where the title of duke or herzog presents some analogy with that of the ealdorman, he is rather a national prince than an imperial officer : every attempt made by the central authority to assert its power thr£)ugh counts or counts-palatine, ending in the foundation of new hereditary principalities, either coordinate with or subordinate to the dukes, but in both cases equally neglectful of any duties to the emperor. In England, on the contrary, the sheriff'dom as a rule never became hereditary, and after the Norman Conquest, undei- the changed title or translation of vice-comes ^, it was used by the kings as a means of ousting or preventing the creation of any feudal rule such as that of the counts and dukes of the con- tinent. The history of the sheriffdom is thus one of the most important departments of Constitutional History. 50. The sheriff held the shiremoot, according to Edgar's law, twice in the year ^. Although the ealdorman and bishop sat in it to declare the law secular and spiritual, the sheriff" was the constituting officer *. The suitors were the same as those of the hundred court : all lords of lands ^, all public officers, and from every township the reeve and four men ^. The latter point, 252. In Surrey were three manors from vvliich the sheriff had £7, 'de eo quod impendit eis adjutorium cum opus habent,' Doniesd. i. 30. See above, ji. 102, note 2. ' Waitz, 1). V.G. ii. 363. Sohm, Fr. R. G. V. i. 156-181, 463-472. ^ Viceconics occurs as the Latin word for slierifF in Canute's letter to the bishops, given by Florence of Worcester : but this is clearly a transla- tion of Norman date. ' Edgar, iii. § 3 ; Select Charters, p. 70. * Hallam, M. A. ii. 283 ; Kemble, Saxons, ii. 158, 159. " Called in this aspect scir-thegns, Kemljlc, C. D. vi. 198; iv. 170; Saxons, ii. 2,'!4, 235. Kemble contends, and with good reason, that these Hcir-tlu'gns are not necessarily king's thegns. It may be added tliat there is no reason to regard them as all possessed of five liides of land, very many of tlie thegns of Domesday having far less. See too Gncist, Verwaltgsr. i. 37. " Com])are the following jiassages from Domesday: in Archenefield, i. 1 79, ' Si vicecomes evocat eos ad siremot, meliores ex eis, vi aut vii, vadunt v.] The Shiremoot. 115 loft questionable in the laws, is proved by the later practice. Attendance In the county courts of the reiG;n of Henry III, the reeve and and four four men took part in mattei's of election, of arming and of assessment ; and in the reign of Edward I the Kentish horhs- eahlor and his four fellows represented each township in the court of the itinerant justices, itself a form of the county court. Every one on his way to and from the gemot was under the special protection of the law. Here again the suitors were the iudcjes : but the twelve The twelve senior thegns appear m the county court as well as m the hundred \ and, on the institution of the grand-jury, present the report of the hundred-. Thus limited, the authority of the sheriff was rather that of a chairman or moderator than that of a judge. The duty of seeing the law executed devolved upon him, and in fiscal as well as judicial matters he exercised a good deal of somewhat irresponsible power. Besides the judicial power of the shiremoot, which, like the Vestiges of hundred, was competent to declare folkright in every suit^, aKioninthe some shadow of legislative authority seems to have remained to it in the time of Athelstan, when the bishops of Kent and all the thegns, eorl and ceorl*, of Cantescyre, declared to him in their gemot at Faversham, their acceptance of the measures taken for the maintenance of the peace in the recent witena- cum 60. Qui vocatus non vadit dat ii solidos aut unum bovem regi, et qui de hundret remanet, tantundem persolvit.' In the city of Hei-eford, ' qui equum habebat ter in anno pergebat cum vicecomite ad placita et ad hun- dret.' Ibid. In Derby hundred (inter Ribble et Merse), ' Si de hundredo remanebat aut non ibat ad placitum ubi praepositus jubebat, per v solidos eniendabat.' Ibid. i. 269. The participation of ceorls in tlie shiremoot is mentioned in a charter of Canute, Cod. Dipl. iv. 11, and illustrated by the direction of writs to all thegns of the shire twelf-hynd or twy-hynd. * Compare the direction of Lewis the Pious in a.d. 819, that every graf should attend the general ])lacita with twelve scabini, or, if there were not so niany, the number -should be made up from the best men of the county. See Savigny, i. 248; Waitz, D. V. G. iv. sq. The appearance of the senior thegns in the -shiremoot is mentioned in Cod. Dipl. iv. 137. ^ Select Charters, pp. 137, 251. ' But with a restriction of appeal until the lower court had failed to do justice. In the same way the shiremoot intercepted all appeals to the king, Hallani, M. A. ii. 285. Wills are frequently attested by it, e.g. Kemble, C. D. vi. 198. Other acts done before the shire will be foimd in Cod. Dipl. iv. 117, 137, 138, 234; iii. 292. * Comites et ^^llaui, Athelstan, iii. 14S ; Kemble, Saxons, ii. 233, 234 ; Hallam, M. A. ii. 376; Palgrave, Commonwealth, p. 637. I 2 ii6 Constitutional History. [chap. gemot of Greatley. la this we may trace a I'ecognition of the importance of the popular reception of a law', which induced Charles the Great to ask the consent of the mallus to the capi- tularies which he had drawn up^, and which appears in England in the measures taken for the publication and preservation of !Magna Carta. Evidence of The institution of the shiremoot in England is not paralleled nationality by any similar arrangement in the primitive Frank kingdom, in which the hundred court or mallus admits of no appeal, except to the judgment of the king ^. This point further illustrates the theory that in the shiremoot, as a folkmoot, we have a monument of the original independence of the population which it repre- sents. If the shire be the ancient under-kingdom, or the district whose administrative system is created in imitation of that of the under-kingdom, the shiremoot is the folkmoot in a double sense, not merely the popular court of the district, but the chief council of the ancient nation who possessed that district in independ- ence, the witeuagemot of the pre-heptarchic kingdom. Such a theory would imply the much greater preponderance of popular liberties in the earlier system, for the shiremoot is a represen- tative assembly, which the historical witenagemot is not ; and this is indeed natural, for the smaller the size of the districts and the more neai'ly equal the condition of the landowners or sharers in the common land, the more easy it would be to as- semble the nation, and so much the less danger of the supreme authority falling into the hands of the king and the magistrates without reference to the national voice. But this can only be matter of conjecture. iiatin§of Under the late shire-system, before as after the Conquest. the shire. , , . . the shire was a unit for purposes of rating. Each shire was l)ound to furnish ships in proportion to its number of hun- dreds'*, and from the produce of what had been the folkland * Kemhlo, Saxons, ii. 238. 2 Waitz, D. V. G. iii. 506-510. ^ .See Waitz, 1). V. (i. ii. 494. It was however usual among the Bava- rians and, at a later period, general. ^ Chron. Sax. a.d. 1008; with Earle's note, pp. 336, 337: see above, p. 105. Hence ArchbiHhop Elfric leaves a ship to the people of Kent and another to Wiltshire, Keuible, C. D. iii. 352. v.] The Shire. 117 contained in it, to pay a composition for the fcorm-fultum, Composition or sustentation, of the king ^. The military contingents of the service. shire were also made a matter of composition, the number of fighting men furnished for the fyrd being often much smaller than the number of hides which furnished them ^. Whether these compositions were, as in the case of the churches, a matter of privilege, can scarcely be determined in the almost entire deficiency of secular charters before the Norman Conquest. It is however probable from Domesday that long before that event the shires had been allowed to acquit themselves of several of these duties by paying fixed sums or furnishing fixed contin- gents, answering in some measure to the firms, ferms or farms for which the sheriffs were liable. In ecclesiastical matters the shire had the same indefinite The shire ecelesiasti- status which belonged to the hundred : the archdeaconries, as eally. geographical divisions, do not occur earlier than the twelfth century. At that time the archdeacons, who had been ministers of the bishop in all parts of the diocese alike, received each his own district, which in most cases coincided with the county. The sj'stem adopted by Edgar and Ethelred of combining the Combina- government of a whole cluster of shires in the hands of a single several ealdorman, is so nearly contemporary with the general institu- an eaidor- tion of a shire-system for all England, that it can scarcely be determined whether it is an exceptional departure from, or a stage in, the development of the new rule. Until the shire- system was made uniform, it is (luite possible that the witena- gemots of the heptarcliic kingdoms may have continued to exist ^. But after that organisation was completed, though one ' Tlie county of Oxford paid firm of three nights, or 150Z. That of Warwick paid 65^ and 36 sextaries of honey, Domesday, i. 154, 238. Northamptonshire paid firm of three nights, ibid. i. 219. Many other instances are adduced by Ellis, Introd. to Domesd. i. 261, 262. ^ In Berkshire one man went for each five hides, each hitie paying four shillings for his maintenance. The whole city of Exeter furnished only the service of five hides. Oxford sent twenty burgesses to represent all the rest; Leicester sent twelve, and, if the king was going to sea, furnished four horses to convey arms to the fleet. Domesday, i. 56, 100, 154, 230. War- wick sent ten. Ibid. i. 238 ; Wilton one man for five hides. Ibid. i. 64. ^ The charters of Ethelred, ealdorman of Mercia under Alfred, are gene- rally attested by Mercian bishops only, and therefore very probably issued ii8 Constitutional History. The great ealdormau miglit govern and lead to battle the forces of several earldoms do ■,-,-, ■, e -i • ' • ■\- • i not involve suires, lie had no general court or gemot ot his jurisdiction : the ganization of ealdorman of the Western provinces would take his seat in the moot. folkmoot of Devonshu'e and Cornwall, but would not have a united council for the two. Nor is there any reason to suppose that after Canute had divided the Avhole realm into four earl- doms, any such provincial witenagemots followed the institution. The royal writs are directed to the bishop and earl and sheriff of each shire, although both bishop and earl presided over many such shires. Whether any subordinate officer took in the shire the place of these powerful earls and ealdormeu, or whether, if it were so, he also bore the title of ealdorman, can scarcely be determined from our existing materials. On the one hand there is no distinct mention of such official : on the other hand the use of the word ealdorman was becoming very different from what it had been ; it was superseded in the higher ranks of organisation by the title of earl, and in the lower was acquiring, or returning to, the primary and loose meaning of a head-man, in which it could be applied to almost any local officer. But however this may have been, there Avas no intermediate organ- isation between the shire with its folkmoot and the central one of the kingdom with its witenagemot. in Mercian witenagemots. Cod. Dipl. ii. 107, 112; v. 126, 134, 140. In the last case Ethelred states that he has summoned to Gloucester ' a;lle Mercna weotan .... bisceopas and aldermen and alle his duguthe,' and that with King Alfred's witness and leave. See also Cod. Dipl. v. 143, 154. There are also charters of Edgar drawn up whilst he was king of the Mercians only, and attested by the Mercian witan ; Cod. J)ipl. ii. 348, 358. The charters of the kings of the West Saxon dynasty are of course often attested by the West Saxon witan only. See Gneist, Verwaltgsr. i. 48. An East Anglian witenagemot of A.D. 1004 is spoken of in the Chronicle, which may or may not have been a folkmoot ; for East Anglia, like Kent, was only one administrative division. See Freeman, Norm. Con(i. i. 103. CHAPTER VI. THE WITENAGEMOT AND THE KING. 51. The witenagemot. — 52, Its composition. — 53. Its powers in legislation. — 54. In grants of land. — 55. In judicature. — 56. In taxing and general politics. — 57. In election of magistrates. — 58. In election and deposition of kings. — 59. The king. — 60. Coronation and unction. — 61. His pro- mises to his people 62. The oath of the people. — 63. The comita- tus. — 64. Nobility by birth. — 65. Nobility by service. — 66. The ealdoi-- raanship. — 67. Use of the wergild. — 68. The Bretwalda. 51. The civitas or populus of Tacitus, the union of several The supreme • • A 1 CI 1 • 1-1 1 • assembly of 7)aaluze, i. 11 (a.U. 595). '" Ibid. i. 103 ; Karloman, c. i. § i. " 13aluzc, i. 133. ^ Ibid. i. 247. VI.] Share of the JFUan in Legislation. 129 ceedinff Karolinffians acknowledge almost always the counsel and Counsel and ,. , . . • 111 ^ i 1 • 1 consent in consent of their optimates, in a way remarkably contrasted with legislation. the legislation of the third race, and with the principles of the imperial system which they imagined themselves to represent. Instead of * quod principi placuit legis habet vigorem,' Charles the Bald, in the famous Edictum Pistense, enunciates the doctrine that ' lex consensu populi fit et constitutione regis \' the consent of the people being sought not merely in the assembly of the chiefs but, as we have seen, in the acceptance by the mallus. The laws in the enactment of which the witenajremot joins are Ecclesiasti- 1 1 1 1 . • 1 , . 1 . P T • callawsof not merely secular ones : the ecclesiastical legislation 01 ini, the witena- Alfred, Ethelred and Canute is, equally with the temporal, trans- acted with the counsel of the witan. The great influence exercised by the bishops and other ecclesiastics in the assembly may account for the fact that no jealousy of this legislation appears during this long period. Even the more distinctly ecclesiastical as- semblies which, like the councils of Clovesho^ and the synod of London under King Edmund ^, issued canons and spiritual dooms of their own, admitted the great counsellors of the kingdoms to their sittings, and allowed their acts to be confirmed by lay sub- scription. That in both cases the spiritual witan prepared the enactments, in the initial as well as in the final form, there can be no question ; but it would be unsafe to argue with reference to the spiritual dooms of the general witenagemots, that this participation of the lay witan was admitted simply to give public or legal ratification to the resolutions of the clergy. It is more probable that in this, as in the action of the folkmoots, the distinction between spiritual and temporal authorisation, as also between moral or religious and legal obligation, was very lightly drawn. The Legatine Councils of a.d. 787 *, which in their very nature were entirely ecclesiastical, were attended by kings and ealdormen as well as by bishops and abbots, and must therefore ' Baluze, ii. 120. Edict. Pistense, §6. ' Council of Cloveslio, a.d. 747 : ' Anno autem regni Aedilbaldi regis Merciorum, qui tunc aderat cum suis principibus ac ducibus, xxxii".' Councils, &c. iii. 362. ' Scbmid, Gesetze, pp. 172, 173. Edmund, i. I. preamble. * Councils, &c. iii. 447-461. K of land. 130 Constitutional History. [chap, be numbered amongst true witenagemots. Amongst the ecclesi- astical articles wliich come most naturally within the scope of secular confirmation, are the enforcement of Sunday and festival holydays, the payment of tithe, the establishment of the sanctity of oaths, of marriage and of holy orders, all of them frequent matters of early legislation ^. Consent of 54. A second class of subjects submitted to these councils, of the witan to i i i • i 1 royal grants which we have abundant documentary evidence, concerns the transfer of lands ^, and especially the gi^ants made by charters which turn folkland into bookland. It is not necessary to suppose that every transfer of land required the assent of a court of law, although it might be necessary that it should be conducted under a certain form and before witnesses ; that form being sym- bolical, before as well as after the use of charters for the purpose. Still, in cases where a large grant of private estate was made by a powerful person, to the possible detriment of his heirs, the confirmation of the gift might be sought in the witness of the witenagemot and even by a ratification under their hand and that of the king. And this was no doubt the reason why so many monastic charters of confirmation passed under the eye of this assembly. But where folkland was turned into bookland, that is, where a grant was made by which the land given was released from the obligations of folkland and made alodial or heritable for ever, the consent of the nation, the owner of the folkland, was imperatively necessary. In such cases the king who makes the grant states that it is done with the advice and consent of the principes'. The subscribing witnesses are of course the ' Kemlde's seventh canon, Saxons, ii. 222 : ' The king and the witan had also ))ower to regulate ecclesiastical matters, appoint fasts and festivals, and decide upf)n the levy and expenditure of ecclesiastical revenue.* Cf. Gneist, Self-government, i. 44. ' Kemble's tenth canon, Saxons, ii. 225: ' Tlie witan possessed the power of recommending, assenting to, and guaranteeing grants of land, and of permitting the conversion of folkland into bookland, and vice versa.' See also i. 305. ' This is the case in a very large proportion of charters ; e. g. that of Ceolwulf of Mercia to Archbishop Wulfred in A.D. 823 ; ' Actuin est . . . cum consensu ct consultu episcoporum meorum ac principum quorum nomina ay favour of the king and his witan : Cliron. Sax. A.D. 971. Elfric was chosen by Ethelrcd and all his witan in 995. Ibid. ® Chron. Sax. a.d. 1050. '' Alcuin writes in A.D. 796 to a powerful man in Northumbria, urging him to defend the freedom of the election to York, and to the clergy of York praying them to avoid simony. Ale. Kpp. 40, 48 ; Councils, &c. iii. 499, 500. * Councils, &c. iii. 161. " ' (^uoniam me indignum famulum tuum tota ecclesia provinciae nostrae sibi in ejiiscopatus otticium elcgerunt.' Councils, &c. iii. 613. vi.J The Witan elect the Kings. 135 niontious the pope, the kiug, the church of Winchestex", and all Election of 1 1 • I 1 • • r> 1 -wT ... bishops, the bishops, optimates, and nation of the West feaxons, as joining in his appointment \ It is probable then that under the hept- archic kings the action of the churches was comparatively free in this respect, and that the restriction was a result of the growth of royal i)ower : but that, like all other ecclesiastical business, the appointment of bishops was a matter of arrange- ment between the parties concerned : the election by the clergy was the rule in quiet times, and for the less important sees ; the nomination by the king in the witenagemot was frequent in the case of the archiepiscopal and greater sees ; the con- sent of the national assembly to the admission of a new member to their body being in all cases implied, on behalf of the most important element in it, by the act of consecration performed by the comprovincial bishops ^. 58. Of all elections, the most important was no doubt that Election of of the kings ; and this belonged both in form and substance to the witan ^, although exercised by them in general assemblies of the whole nation. The kiug was in theory always elected, and the fact of election was stated in the coronation service throughout the middle ages, in accordance with most ancient precedent. It is not less true, that the succession was by con- stitutional practice restricted to one family, and that the rule of hereditary succession was never, except in great emergencies and in the most trying times, set aside. The principle may be generally stated thus, — the choice was limited to the best qualified person standing in close relationship to the last sovereign : for it is seldom, except in case of revolution or conspiracy, that any one but a son or brother is chosen ; and in the case of a king dying in mature years, his eldest son would be, and was in practice held to be, in every resi>ect ' ' A sancta et apostolicae sedis dignitate, et ab congregatione civitatis Wentauae, necnon Aethel .... regis et episcoporuiu optimatorumque ejus et totius genti Occidentalium Saxonum unaiiiiniter ad episcopalis ofticii gradum electus.' Councils, &c. iii. 622. ^ Gncist regards tlie bishops as royal nominees far too e.Kclusively. Self- government, i. 44 ; Verwaltungsrecht, i. 73. ^ Kemble's fourtli canon, Saxons, ii. 214 : 'The witan had the power of electing the king.' Freeman, Norm. Conq. i. 593-597. 136 Constitutional History. [chap. Foiinal elec- tion of the king. The three- lold sanc- tion. Deposition of the king. Cases of deposition. the safest successor^. It may be sufficient however here to lay down the rule, that both the formal election preparatory to the act of coronation, and the actual selection when the necessity for a free choice occuiTed, belonged to the witan : they included among them both the principes or national magistrates, to whom, on the most ancient pi'ecedents of heathen times, the power appertained ; the bishops, whose recognition by the act of anointing and coronation was religiously viewed as conveying the Divine sanction, and as requisite for the enforcement of the moral duty of the subject ; and the ministri or personal retainers of the crown, whose adhesion, expressed in their particular oath of fealty, was in the highest degree necessary for the safety and peace of the new reign ^. The recognition by the assembled people was a complementary security, but implied no more real right of admission or rejection than belonged to the persons actu- ally present : for the crowd that surrounded the coronation chair was no organised or authorised representation of the nation ^. The right of deposing a worthless king seems to be a corollary from the right of election * ; but it is not in reality so simple a matter either in history or in theory ; for the right of an elected, accepted, crowned and anointed king, is fenced round with sanctions that cannot be broken by the mere resolution of his electors. The cases in which the power was exercised ^ Hallam, M. A. ii. a 73. The instances in which express mention is made of the act of election, are collected by Kemble, Saxons, ii. 215-219, and Freeman, Norm. Conq.i. 591. They are, Alfred (Asser, M. H. B. 477, Sim. Dun. a.D. 871); Edward the Elder (Ethelwerd, c. 4, M. H. B. 519) ; Athelstan (C'hron. Sax. A.D. 924) ; Edred, 'electione optiniatum subrogatus' (Cod. Dipl. ccccxi) ; Edgar ' eligitur' (Flor. Wig. a.d. 957); Edward (Flor. Wig. A.U. 975); Ethelred (C'hron. Sax. 979); Edmund (Chron. Sax. A.D. 1016); Canute (Chroi). Sax. A.D. loi 7); Harold I. (Flor. Wig. a.d. 1035 : 'con- sentientibus quam plurimis majoribus natu,' a.d. 1037, 'rex eligitur') ; Ed- ward the Confessor i Chron. Sax. A.D. 1042) ; Harold (Flor. Wig. A.D. 1066). ^ In the case of Alfred it is saidj ' a ducibus et a praesulibus totius gentis eligitur et non solum ab ipsis verum etiam ab omni populo adoratur.' Sim. Dun. ad 871. Edred 'frater ejus (i.e. Edraundi) utcrinus, electione opti- matum subrogatus, pontificali auctoritate eodem anno oatholice est res et rector ad regiia quadripcrtiti regiminis con.secratus.' Cod. Dipl. ccccxi. ' FVeemaii, Norm. Conq. i. 591. * Kcmljlo's fifth canon, Saxons, ii. 219: 'The witan had the power to depose tiie king, if hia government was not conducted for the benefit of his people.' VI.] Poiver of Deposition. 137 by the witenagemot must be dealt with singly. j\rost if not all of these belong to the heptarchic period. In the eighth In North- century there wei'e fifteen kings of Northumbna all duly elected, of whom at least thirteen ended their reigns by ex- traordiuary means ^ : of these, two, Ceolwulf and Eadbert, are recorded to have resigned quietly and entered the ranks of the clergy; one, Osric, is simply said to have been killed; three, Osred, Oswulf, and Elfwald, were slain by conspiracy of their own officers or retainers ; two, Eadwulf and another Osred were expelled by similar bodies without being murdered; Os- ' The order of their reigns is as follows : — 1. Aldfrith, died in a.d. 705. Bede, H. E. v. 18. 2. Eadwulf, ' de regno quod duos menses tenuit, conjuratione facta adversus eum espulsus est.' Edd. V. Wilfr. c. 57. 3. Osred, son of Aldfrith, ' cognatorum insidiis caesus,' W. Malmesb. G. R. § 53. ' Immatura et terribili morte praeventus.' Ep. Bonif. 59. 4. Coenred, 'infirmatus.' Henry of Huntingdon, "J foedo exitu auras pol- M. H. B. 734. Muere. W. Malmesb. 5. Osric, killed. Cliron. Sax. A.D. 731. J G. R. § 53. 6. Ceolwulf, brother of Coenred, 'captus, attonsus et reuiissus est in regnum; ' Cont. Bedae, a.d. 731 : 'sua voluntate attonsus regnum Eadbercto reliquit ; ' Ibid. a.d. 737. 7. Eadbert, ' filius patrui Ceolwulfi ' — ' accepta Sancti Petri tonsura, filio suo Oswulfo regnum reliquit.' Ibid. a.d. 758. 8. Oswulf, ' a suis ministris facinorose occisus,* ibid. a.d. 759; 'occi- sus est nequiter a sua familia,' Sim. Dun. A.D. 758. 9. Ethelwald, 'a sua plebe electus ; ' Cont. Bed. 759 : 'regnum amisit in Winchenheale ;' Sim. Dun. A.D. 765. 10. Alcred, ' prosapia Idae regis exortus.' Ibid. 'Consilio et consensu suorum omnium, regiae familiae ac principum destitutus societate, exilio imperii mutavit majestatem.' Ibid. A.D. 774. 11. Ethelred, son of Ethelwald, ' tanto honore coronatus.' Ibid. ' Ex- pulso de regali solio et in exilium fugato.' Ibid. a.d. 779. 12. Elfwald, son of Oswulf, 'conjuratione facta ab ejus patricio, Sicgan nomine, miserabili occisus est morte.' Ibid. 788. 13. Osred, son of Alcred : ' dolo suorum principum circumventus et captus ac regno privatus attonsus est — coactus exilium petit.' Ibid. 790. ' De exilio .saci-amentis et fide quorundam principum clam .... venit .... captus .... occisus.' Ibid. 792. II. Ethelred restored ; killed by his subjects in A.D. 796. Sim. Dun. : — Letter of Alcuin to Offa ; Councils, iii. 499. 14. Osbald : 'patricius a quibusdam ipsius gentis principibus in regnum estconstitutus et po.st xxvii dies omni regiae familiae ac principum est societate destitutus, fugatusque et de regno expulsus.' Sim. Dun. A.D. 796. 15. Eardulf: ' De exilio vocatus regni infulis est sublimatus.' Sim. Dun. 796. ' Regno et patria pulsus.' Einhard, A.D. 808. ' Per legatos Komani pontificis et domini imperatoris in regnum suum redu- citur.' Ibid.; Councils, iii. 561. 138 Constitutional History. [chap. Deposition ij^ld was Set up and set aside by a faction ; of the end of of Nortniun- ^ . brian kiugs. Coenred we are told nothing, but that it was calamitous ; Alcred was deprived of his kingdom by the counsel and consent of his own people, that is no doubt by regular act of the witena- gemot ; his predecessor, Ethelwald, lost his kingdom at Win- cenheale, the meeting-place of the Northumbrian councils, — most probably therefore by a similar act ; Ethelred was dis- placed in A. D. 779, and restored in a.d, 790, only to be mur- dered six years later by equally competent authority ; Eardulf was expelled from his throne and country in A. D. 808, and sought restoration through the intercession of the pope and Example m emperor. In Wessex the tale is somewhat different : during the same period Ini, following the example of his predecessor, Ceadwalla, resigned his crown and went to Rome; Ethellieard and Cuthred, who followed him, reigned as long as they lived ; Sigebert, the next king, was^, after a year's reign, deposed by Kynewulf and the West Saxon witan, one province being left him for his maintenance ; Kynewulf was mui'dered, and Brihtric was poisoned by his wife. In such a record it is scarcely wise to look for constitutional precedents ^. The depositions, how- ever, of Alcred and Sigebert, stand out as two regular and formal acts ; the authority by which they were sanctioned being fully though briefly stated, the deposition not being followed by murder, and, in one case, provision being made for the support of the royal dignity. It is probable that these instances might be multiplied, if we had fuller details as to the conspiracies by which the Northumbrian kiugs were unseated. The depositions of Alcred and Sigebert may have been the result of a con- spiracy, and those of the others may have been determined in a witcnagemot, all under the inspiration of a competitor for the throne : but in these cases, on any theory, the deposition was ' Chron. 8ax. A.D. 755 : ' Tlii.s year Cyncwulf and the West Saxon witan deprived Sigebert of his kingdom, except Hampshire, for his unjust doings.' ^ The deposition of Beornred, king of Mercia, in A.D. 758, related in the VUae daoriim Offunim, l)y Matthew Paris (ed. Wats, pp. 10, 11), is scarcely historical, but may l)c (juite true : ' Pro eo quod ixjpulum non acquis legi- bus sed per tyrannidcni gubernaret, convenerunt in unum omnes tarn nobiles quani igiiobiks, et Otfa duce .... ipsum a regno expuierunt.' M. Paris, ed. Luaid, i. 342, 343. I VI.] Tower of Bepontlon. 139 decreed in the national council. Whether such depositions were Complka- 111 p T 1 J- • i.- £■ 11 tioiiofthe completed by any act 01 degradation or renunciation or alle- question. giance, we are not told : at a later period, when coronation and the national recognition by homage and fealty were regular parts of the inauguration of a king, something more than a mere sentence of the supreme court would have been necessary, if all such ceremonies had not been summarily dispensed with by murder. In the cases of Ceolwulf and Eadbcrt, the voluntary tonsure was regarded as a renunciation of the rights conferred by coronation. In the cases in which the expulsion or deposition is said to be the result of conspiracy or desertion of the ' familia ' of the luckless prince, we have an indication of some process on the part of the comitatus, the ministri, or king's thegns, analo- gous to the renunciation of allegiance in feudal times. But our authorities are scanty and brief, and even if such conjectures are true, it would be unsafe to regard these cases as instances under a general rule. The time was one of unexampled civil anarchy, Scarcity of and there is no instance in which, without the pressure of a tional prece- competitor, who had perhaps an equal title to the throne by hereditary or personal qualifications, a king was simply set aside for misgoverninent. The immorality and other misdeeds of the Northumbrian kings would have been amply sufficient to justify more regular proceedings than a succession of conspiracies among their near kinsmen. Amono; the descendants of Egbert three cases occur : the Later cases ° _ ° _ _ , exceptionul. West Saxons discard Ethelwulf after his return from Rome, in favour of Ethelbald : the Mercians reject Edwy and elect Edgar ; and the whole kingdom renounces Ethelred the Unready. In the first two instances, however, it is a revolt or civil war rather than a legal deposition, and it results in a division of an ill con- solidated kingdom between two competitors. Ethelred also is renounced in favour of his conqueror, rather than formally deposed, and the action of the witan is more clearly concerned with his restoration than with his expulsion^. In all these points, the actual exercise by the witenagemot of Riphts their allowed and recognised riijht, must have depended very exerted by 1 1 • 1 1 ,1 %. the witiui. much on the circumstances of the case, and on the character 01 * V. S. Dunstani, p. 35 ; Asser, M. H. B. p. 471 ; Flor. Wig. a.d. 1014. I40 Constitutional History. [chap. Real exer- cise of powers by the witan. the sovereign with whom they had to deal. It is in legislation alone that we can affirm that their right to advise and con- sent was invariably recognised ; their participation in grants of land is not much less frequently particularised, but is often mentioned in a way that shows it to have been formal and perfunctory, and after the end of the tenth century often ceases to be expressed at all. The election to the office of ealdorman was regulated more by the king's favour and by hereditary claims, than by a substantive selection, except in a few extra- ordinaiy cases ; that to the episcopal sees was limited both by canonical custom and by the piety or determination of the king ; in either case, the election might easily obtain consti- tutional confirmation, for both the friends of the monks and the retainers of the king wei'e numerous in the gemot. Thus the English king, although fettered both in theory and in practice by important restrictions, was scarcely more like the king of Ger- man antiquity than like the king of feudal times. He was hedged in by constitutional forms, but they were very easy to break through, and were broken through with impunity wherever and whenever it was not found easier to manipulate them to the end in view. The reason why the West Saxon kings of united England had so few difficulties with either clergy or lay coun- sellors may have been that, their power of increasing the number of their dependents in the witenagemot by nomination being admitted, they could at any time command a majority in favour of their own policy. Under such circumstances, the witenagemot was verging towards a condition in which it would become simply the council of the king, instead of the council of the nation ; the only limit on the power of nomination being on the one hand the importance of canonical sanction, and on the other the diffi- culty of setting aside hereditary claims among the ealdormen and the ministri. The feudal principle advances until it stands face to face with the determination of the tax -payer. 59. The king ^ then, who crowns the fabric of the state, is ' On the origin of the word Icing, see Max Miiller's Lectures on the Science of Language, ii. 282, 284; Freeman, Norm. Conq. i. 583, 5^4! Grimm, li. A. p. 230; Scliniid, Gesetze, ji. 551. Max Miiller decides tliat 'the old Norse konr and konungr, the old high German chuninc, and the VI.] The King. 141 neither a mere ornamental appendage nor a ruler after the im- The limited perial model. He is not the supreme landowner, for he cannot the king- without consent of the witan add a jiortion of the public land " '^' to his own demesne. He requires their consent for legislation or taxation, for the exercise of jurisdiction, for the determination of war and peace. He is elected by them, and liable to be de- posed by them. He cannot settle the succession to the throne without their sanction. He is not the fountain of justice, which has always been administered in the local courts ; he is the de- fender of the public peace, not the autocratic maintainor of the rights of subjects who derive all their rights from him. But, notwithstanding, he is the representative of the unity and dignity, and of the historical career of the race; the unquestioned leader of the host ; the supreme judge of appeal. The national officers are his officers ; the sheriffs are his stewards ; the bishops, ealdormen, and witan are his bishops, ealdormen, and witan. The public peace is his peace ; the sanction which makes him in- violable and sccui'e, is not the simple tolei'ation of his jieople, but the character impressed on him by unction and coronation, and acknowledged by himself in the promises he has made to govern well and maintain religion, peace, and justice. Royalty has besides many distinctive and most impoi'tant Privileges of privileges or prerogatives ; rights which only in a very modified way exist among the subjects, and which are practically limited only in a slight degree by the action of the council. In the first place, it is hereditary ; that is, the successor or competitor possible to the reigning sovereign, cannot be any merely am- bitious ealdorman or factious neighbour ; royalty, though elective, belongs to one house, one family, always kept within very narrow proportions by the hazardousness of their employments, by Anglo-Saxon cyning, were common Aryan words, not formed out of German materials, and therefore not to be explained as regular German derivatives. .. ..It corresponds with the Sanskrit ganaka .. ..It simply meant father of a family.' Therefore it is not cyn-ing, the cliild of the race. But the Anglo- Saxons probably connected the cyuing with the a/n more closely than scientific etymology would permit ; witness such words as cyne-hlaford, in wliich however we are told that cyne means nobilis, not (jenas. Schmid, Gesetze, p. 551. Sir F. Palgrave's idea of deriving the word from the Celtic cen, 'head,' and the notion connecting it with 'can' and 'cunning' are alike absurd. 142 Constitidional History. [chap. Election of kings, fettered by hereditary right. The royal estates. private jealousy, and not unfrequently by stern cruelty^. The king is safe from competition, except by his own immediate .kinsmen, and if he live long enough to have a gi'own-up son, he may count surely on not being deposed. This mark seems to be universal : the Yisigoths are the only tribe of Germanic connexion which we know to have maintained royalty unfettered by hereditary right, and that only in their decline, and after the extinction of the house of Alaric. In all other cases, save that of simple alodial inheritance, public offices were filled and political position bestowed by nomination or election for life only. As hereditary sovereign, the king had every inducement to labour for the consolidation of the state, the government of which he should leave to his son, and not for the mere accu- mulation of wealth or territory for heirs who would sink into a private station when he was gone. The king had, in the next place, a large property in land and revenue. His property in land may fall under three heads : first, his private estate, which he could dispose of by his will, and which might be either bookland', or folkland of which he had taken ' The example of Nortliumbrla (above, p. 137) may suffice for hept- arehic times. In the West Saxon family, after the reign of Egbert, the chief exceptions to hereditary succession are found in the fact that the four sons of Ethelwulf followed in order of birth, the brother being preferred to the son of the last king ; Alfred at least certainly succeedetl, although he had two nepliews, sons of an elder brother. But in this case it may be observed, (i) that the kingdoms held by Ethelwulf were not yet consoli- dated ; Ethelstan had reigned as king of Kent with Ethelwulf until A.D. 850, Ethelbald had been king of Wessex from A.D. 856 ; Ethelbert had been king of Kent as early as A.D. 853 (Cod. Dipl. cclxix) ; and during the reign of Ethelred, Alfred had been secundarius, that is, had probably an inchoate royalty of a stronger character than that of heir presumptive ; so that the family arrangement which j)rovided for the descent of the inherited estate (see Alfred's Will) may have been followed in the succession to the kingdom also : f ii) the sons of the elder brother must have been minora at the time of Alfred's succession. That Edward the Elder should suc- ceed his father to the exclusion of his cousins, was ipiite natural. The sons of Edward the Elder succeed one another in the same way ; Athelstan however seems to have had no children : and as Ednmnd was only eighteen when he began to reign in 940, his cliildren must have been infants when he died in 946. It is not necessary here to examine into the nature of Alfred's anointing at Rome, which Asser desciibes as royal unction, but which has been expl-iined of confirmation. See Pauli, Life of Alfred (ed. Thorjje), pp. 54, 84; Kemble, C. D. cccxiv ; Liber de Hyda, p. 327. * Huch as are disposed of in the wills of Alfred and Edred. Liber de Hyda, PP- 62, 153. VI.] Royal Estate and Revenue. 143 leases of lives ; secondly, the proper demesne of the crown com- Various prising palaces and their appendant farms, the cyninges hotl and rf).yai estate the cyninges tun, and even cities and burghs founded upon old royal estates : these belonged to the king as king, and could not be alienated or burdened without the consent of the witenagemot^. And he had, thirdly, rights over the folkland of the kingdom, rather of the nature of claim than of possession ; the right of feorm-fultum for himself, and that of making provision for his followers with the consent of the witan. After the reign of Ethelred, this third class of property seems to have been merged in the crown demesne. Under the head of revenue may be placed the fines and other Revenue of proceeds of the courts of law which the king shared as guardian of the peace,^ ; the right of maintenance or procurations for him- self and his retinue in public progresses ^ ; the produce of wreck and treasure trove *, mines and saltworks ^ ; the tolls and other dues of markets, ports and transport generally" ; and the heriots and other semifeudal payments resulting from the I'clation be- tween the sovereign and his special dependents''. The existence of many of these sources of income is known only from gi-ants of land in which they are retained or remitted. It is probable that the character of many of them varied much from time to time ; but there is no subject on which we have less information than the administration of public revenue in the Anglo-Saxon times : a curious point of contrast Avith the age that follows, that of Domesday and the Pipe Rolls. With these sources of profit may be noted such minor rights as the protection of strangers, and the power of erecting bridges and castles ^ The The king's higher price set on the king's life", the wergild payable to his ^^'^' kin on his violent death, testifies to the importance attached ' See a grant of Ethelred II to Abingdon (Cod. Dipl. mcecxii), in which he carefully distinguishes between his propria hcrcdUas, which he could alienate, and the terrae regales et ad regios filuis pertinentes, the alienation of which the witan had refused to sanction. Kenible, Saxons, ii. 30. ' Kenible, Saxons, i. 157; ii. 54, 55. 5 Ibid. i. 152; ii. 58-61. * ibid. ii. i;5, 64, ' Ibid. ii. 69. « Ibid. ii. 75. ' Ibid. ii. 98 sq. » Ibid. ii. 88, 91. ' Ibid. i. 153; ii. 32 ; Schmid, Gesetze, p. 552. Allen, Prerogative, pp. 36, 40; Gneist, Verwaltungsrecht, i. 21. 144 Constitutional History. [chap. The king's wergild and cynebot. Honorary privileges. Consecra- tion, includ- ingcrowning and unction. to his person. By the Mercian law it was 7200 shillings, by that of the North people 15,000 thrymsas, or nearly half as much again. A fine of equal amount, the cynehot, was at the same time due to his people. The existence of these regulations may be interpreted as showing that the idea of treason against the king was as yet unknown, no other punish- ment being prescribed for the regicide, and the value of the king's life being made to differ in degree only from that of the subject ^. How far this is true in theory we may consider further on ; as to the fact, it may be stated that in the earliest laws no wergild is assigned to the king, and hence it may be inferred that none would be accepted ; in the cases in which it is assigned, the sum is so large that it would necessitate the enslaving of the murderer and his kin, if not such a failure of payment as death alone could expiate. Tiie fines for transgi'essing the king's protection, breaking into his ' burh,' and injuring his dependents, were correspondingly high, but not so much so as to imply a difference in kind from like offences against private men. The raised seat or throne, the crown or royal helmet, the sceptre, the standard, tufa or lance ^, all the ordinary insignia of historical royalty, seem to have been used by one or other of the Anglo-Saxon kings. The ceremony of anointing and coronation has however an especial interest in their case. GO. The royal consecration in its most perfect form included both coronation and unction. The wearing of a crown was a most ancient sign of royalty, into the origin of which it is useless now to inquire ; but the solemn rite of crowning was borrowed from the Old Testament by the Byzantine Caesars ; the second Theodosius was the first emperor crowned with religious cere- monies in Christian times ^. The introduction of the rite of ' Allen, Prerogative, p. 40 : 'It appears . . . from these legal and his- torical details that in early timcH ho had no other security for his life than what the law afforded to tiie meanest of his sulijects.' * Sceptra, Sim. Dun. ad. 755 ; tufa, Bcde, H. E. ii. 16. ^ Maskell, Monumenta Ritualia, iii. p. iv; Robertson, Esisays, pp. 203-215. The word ' consecration' would as a rule imply unction and, a fortiori, coro- nation. But the unction of Alfred at Rome was rather a prophetic and presumptive inaui^'uratiou than a formal act, and can scarcely have included coronation. Alfred .at any rate dii)oti siio Ciilothario.' Also ix. 30, quoted above ; other instances are given l>y Waitz, D. V. G. ii. 158. » See Chapter VII. * Edmund, iii. § 1 . Select Charters, p, 66. VI.] Oath of Allegiance. 149 however is no unconditional promise ; for tlie oath taken bv the Conditional . . oath, man to his lord, on which the above is framed, specially adds ' on condition that he keep me as I am willing to deserve, and fulfd all that was agreed on when I became his man and chose his will as mine ^.' But it is not the less clear that the obligation, though mutual and conditional still, is not the mere right and duty of both to maintain the peace of the people, but a stage in the develop- ment of those mutual relations by which the subject became per- sonally dependent on the sovereign as lord rather than as king. 63. The greatest constitutional prerogative of the king, his right The royal to nominate and maintain a comitatus ^ to which he could give gesiths or territory and political power, is marked by similar develoj^ments. ^^^P'^^''^"*' Like the Frank king, the Anglo-Saxon king seems to have entered on the full possession of what had been the right of the elective principes : but the very principle of the comitatus, when it reappears in our historians, had undergone a change from what it was in the time of Tacitus ; and it seems to have had in England a peculiar development and a bearing of special im- portance on the constitution. In Tacitus the comites are the personal following of the princeps ; they live in his house, are maintained by his gifts, fight for him in the field. If there is little difference between comi^anions and sei'vants, it is because civilisation has not yet introduced voluntary helplessness. The difference between the comites of the princeps and the household of the private man ^ depends fundamentally only on the public and political position of the master. Now, the king, the perpetual pi'inceps and representative of the race, conve\ s to his personal following public dignity and importance. His gesiths and thegns ' Oaths; Schmid, Gesetze, p. 405: 'In illo Deo pro quo sanctum hoc sanctificatuin est, volo esse domino meo N. fidelis et credibilis, et amare quae amet, et absoniare quae absoniet, per Dei rectum et seculi competentiam, et nunquam ex velle et posse, verbo vel opere, quicquam facere quod ei magis displiceat ; ut me teneat sicut deservire volo, et totum m^ihi compleat quod in nostra praelocutione fuit, quando suus deveni et ejus elegi voluntatem.' ^ See Kemble, Saxons, i. 162 ; K. Maurer, Wesen des altesten Adels, Sec. pp. 137 sq. ; Krit. Ueberschau, ii. 388 sq. * Gneist, Self-government, i. 6. K. Maurer, Krit. Ueberschau, ii. 396. G. L. von Maurer, Hofverfassg. i. 138-142. The equivalents of gesith {comes) are hlafieta, the loaf-eater, who eats the bread of the hlaford ; fol- garius, the fellower ; geneat, the companion (genoss). See above, p. 24. 150 Constitutional History. [chap. The royal are among the great and wise men of the land. The right of having such dependents is not restricted to him, but the gesith of the ealdorman or bishop is simply a retainer \ a pupil or a ward ^ : the free household sei'vants of the ceorl ai'e in a certain sense his gesiths also. But the gesiths of the king are his guard and private council ; they may be endowed by him from the folkland and admitted by him to the witenagemot. They supply him with an armed force, not only one on which he can rely, but the only one directly amenable to his orders ; for to summon the fyrd he must have the consent of the witan. The Danish huscarls of Canute are a late reproduction of what the familia of the North- umbrian kings must have been in the eighth century ^ The gesiths are attached to the king by oath as well as by gratitude for substantial favours * ; they have exempt jurisdictions from which the national officers are partially excluded, and dependents of their own whom they may make available for the king's service. The king is not therefore left alone in forlorn majesty like the later Merovingian monarchs ; he is his own mayor of the palace, the leader of his own comitatus, and that comitatus supplies him with strength both in the council and in the field. But the chief importance of the gesiths lies in their relation to the territorial nobility, at its origin. 64. It has been sometimes held that the only nobility of blood ^ recognised in England before the Norman Conquest was * Others besides kings and ealdonnen might liave gesiths or gesitlicund- men in dependence on them ; see Ini, § 50. The under-kings of Hwiccia retained the right of endowing their comites ; see Cod. Dipl. xxxvi, cxvii, cxxv. So too Queen Ethelswitha of Mercia ; ibid, ccxcviii, ccxcix. ^ The household of Wilfrid is described by Eddius, c. 21, 'principes quoque saeculares, viri nobiles, filios suos ad erudiendum sibi dederunt, ut aut Deo servirent si eligereiit, aut adultos si maluissent regi annates commendaret.' No wonder king I'^gfrith was jealous of his ' innumerum sodalium exercitum, regalibus vrstilms et annis ornatum.' Ibid. c. 24. * K. Maurer, Krit. Ueberschan, ii. 400. The Iniskurlar are of tliree classes (l) Servants ; (2) (restir, who do the king's l)usiness abroad and naeet at his table only on holydays, guests ; (3) Hiredhmcnn, the inmates of the court. * Cod. Di|)l. clxxix. Cenulf grants land to Huithun ' eo videlicet jure si ipse nobis et optiniatilms nostris tidelis mansorit minister et inconvulsus amicus.' Ibid, ccccxxxvii. Edwy desci'ibes lOlfhere as 'cuidam comiti non solum mihi per omnia fideli suijjectione obtempcranti, verum etiam in omnibus meuni velle sul)jicienti.' Ibid, cccclxii. ' vassallo.' " On the subject of nobility see K. Maurer, Ueber das Weseii des iiltesten VI.] NohilUij of Blood. 151 that of the kind's kin^. The statement may be regarded as Question as ^ _ , . to the exist- deficient in authority, and as the result of a too hasty generalisa- enceofa ^ . nobility of tion from the fact that only the sons and brothers of the kings blood. bear the name of iietheling. On the other hand must be alleged the existence of a noble (edhiliug) class among the continental Saxons who had no kings at all : and the improbability that the kindred nations should undertake so large expeditions for conquest and colonisation with but one noble family in each, or that every noble family that came to England should succeed in obtaining a kingdom ^. The common use of the word nobilis in Bede and Eddius shows that the statement is far too sweep- ing, and the laws of Ethelbert prove the existence of a class beai'ing the name of eorl of which no other intei-pretation can be given ^. That these, eorlas and cethel, were the descendants of the The^pri and cetll^l. primitive nobles of the first settlement, who, on the institution of royalty, sank one step in dignity from the ancient state of rude independence, in which they had elected their own chiefs and ruled their own dependents, may be very reasonably conjectured : and when the hcptarchic kingdoms gathered in the petty royalties of the earlier date, and were themselves in turn gathered in under the West Saxon supremacy, the numbers of the families which claimed blood nobility must have largely increased, whilst the accumula- tion of power in the king's hand must have at the same time widened the interval between nobility and royalty. The rise of royal dignity and the diminishing importance of the ancient nobles may likewise have tended to restrict the title of getheling to the royal house. And this would certainly follow as soon as Adels der Deutschen Stamme, Miinchen, 1846, and Krit. Ueberschau, iii. 424-440. ' Thorpe's Lappenberg, ii. 312, 313. Tlie Franks had no true ancient nobility, such as the rest of the German tribes had. Waitz, D. V.G. ii. 289-291. See above, p. 55. ^ K. Maurer, Krit. Ueberschau, ii. 424. See Bede, H. E. iii. 14: ' no- bilibus simul atque ignobilibus,' translated ' aethelum and unicthelum ' ; similar expres.sions are countless. For the 'eorl' see Ethelbert's laws, §§ 13, 14, 75, &c. &c. Schmid, Gesetze, pp. 5^6-568. The word eorl is said to be the same as the Norse jarl, and another form of ealdor (Ji) ; whilst the ceorl answers to the Norse karl ; the original meaning of the two being old man and young man. See Max Midler, Lectures on Language, ii. 2S0. * K. Maurer, Wesen dea altesten Adels, &c. p. 187. 152 Constitutional History. [chap. Changes of the nobility of blood be»an to be merged in the much more names and ^ . 'T , i mi titles. numerovis nobihty of official and territonaJ growth. Ihe ancient name of eorl, like that of cetheling, changed its application and, under the influence perhaps of Danish association, was given like that of jarl to the official ealdorman. Henceforth the thegn takes the place of the (Bthel, and the class of thegns probably embraces all the remaining families of noble blood. The change may have been very gradual ; the north ijeo'ples law of the tenth or early eleventh century still distinguishes the eorl and sethel- ing with a wergild nearly double that of the ealdorman and seven times that of the thegn ^ : but the north people's law was penetrated with Danish influence, and the eorl probably re- presents the jarl rather than the ealdorman, the great earl of the fourth part of England as it was divided by Canute '^. The eorl- riht to which the successful thegn might aspire, and which he perhaps acquired by the possession of forty hides, may possibly be otherwise explained than by the supposition of a class of eorls as distinct from ealdormen, of which the histories preserve no individual names ^. 65. The development of the comitatus into a territorial nobility seems to be a featui^e peculiar to English History. Something of the kind might have occurred in the other Ger- manic races if they had not been united and assimilated under the Frank emj^ire, and worked out their feudalism under the influence of the Frank system. The Lombard gasind, and the Bavarian sindman were originally the same thing as the Anglo- Saxon gesith *. But they sank into the general mass of vassalage as it grew up in the ninth and tenth centuries. And Frank vassalage, although it superseded and swamped the comitatus, ' The wergild of the king is 15,000 thrymsas, and his cynebot the same ; ihe wergild of the archbishop and wtheling or eorl is 15,000 ; that of the l)isliop and oaldonuiui, Sooo ; that of the hold and high rt-cve, 4000 ; that of the therjn, 2000; tii.at of ceorl, ■sGy. Schmid, Gesetze, pp. 396, 397. ^ lloVjertson, Scotland under her Early Kings, ii. 281, refeis the ealdor- man and thegn to Saxon Nortlunubria, the earl and hold to the Scandina- vian lords. This is most prohal)le, but it is unnecessary to suppose the document earlier than the time of Canute. ^ See below, p. 157, n. 2. * Waitz, D. V. G. ii. 182; iv. 190. Grimm, K. A. p. 318; G. L. von Maurer, Hofverfassg, i. 167-170. Peculiar growth of nobility by sennce. VI.] The Gesith and the Thegn. 153 srrew out of circumstances entirely unconnected with \\}. The Peculiar . ^ ,. ,,,r>- , ,1 f«'!ituresof practice of commendation and the beneticiary system were the Anftlo-Saxon basis of it. The beneficiary system bound the receiver of land to the king who gave it ; and the act of commendation placed the freeman and his land under the protection of the lord to whom he adiiered ; the result was to bring all the landholders of the country gradually into personal dependence on the king. Each of these practices had its parallel in England. The bestowal of folkland, however, rather presupposed than created the close rela- tion between the king and the receiver of the gift, and in most cases it was made to a gesith in consideration of past services, implying no new connexion. The choice of a lord by the land- less man for his surety and protector, and even the extension of the practice to the free landowner who required such protec- tion, was less liable here than on the continent to be confounded with feudal dependence, and in fact created no indissoluble rela- tion. Hence the important difference. The comitatus with its • Waitz, D. V. G. ii. 262: 'It is usual to derive the later vassalage from the ancient comitatus, but tliere are no grounds whatever for doing so. Tlie former, wherever we find it, appears in wider extension, in relation to private persons as well as to the king ; in relation to them it gives no honours or rights such as the members of the comitatus enjoyed ; nor does it create that close personal connexion in which the comites stand to their lord.' See also vol. iv. 210 sq. The dependent might be connected with the king (i) by service, (2) by comitatus, (3) by commendation, (4) by reception of land as a benefice. Frank feudalism grew out of the two latter, the English nobility of service from the two first. It is not con- tended that either the principles at work in English society or the results at which they arrived before the Norman Conquest were very different from the corresponding influences and results on the continent ; but they had a distinct history which was different in every stage, especially in the point that, as in so many other things, the personal relation in England takes the place of the territorial, as it was in France ; and the feudalism that followed the Conquest was Frank and territorial, that which preceded it grew from personal and legal, not from territorial influences. On the growth of Frank feudalism, see Waitz, as f)uoted above ; on the growth of dependence among the English, see the following chapter. Here the important point is this, that whereas the later Anglo-Saxon nobility grew out of gesith-ship and thegn-ship, on the continent the feudal nobility grew out of vassalage, the beneficiary system and immunity. There are how- ever two pomts in question, (1) the creation of the Anglo-Saxon nobility of service, and (2) the creation of the general system of dependence of Avhich the king was the centre and head : of these ouly the first is here noticed. In the Frank empire the beneficiary s^'stem is unconnected with the comi- tatus, in the English they are in the closest connexion. See below, p. 251, n. 2. 154 Constitutio7ial Histoi'y. [chap. antrustions is on the continent absorbed in the landed vassalage. The comitatus of gesiths and thegns forms the basis of a new and only partially vassalised nobility. Change in But in the process the character of the gesith and thesfu is the charac- . ^ . terof the largely modified. He who had at first been a regular inmate of the king's house begins to have an estate of land assigned him. He may be a noble, the son of a landed noble, like Benedict Biscop, who received a provision of land from King Egfrith which he resigned when he became a monk-'. To the folkland the sons of the nobles, and the warriors who had earned their rest, looked for at least a life estate^ ; and according to Bede the pretended church endowments, the pseudo-monasteries, of his day had so far encroached on the available stock as to be a public evil. It is unreasonable to suppose that the relation to his lord dimin- ished at all the personal status of the gesith^. In the time of Tacitus, the noble German did not blush to be seen amongst the comites. Beowulf the son of the noble Ecgtheow became the gesith of King Hygelac, and when he rose to be a chieftain had lands, treasm-es, and gesiths of his own*. Of gifts of land to the gesiths we have abundant instances in the charters, and in almost every instance in which the comes is mentioned by Bede, it is as possessor of an estate. In this respect almost at the dawn of History the chai'acter of the association is varied : the ancient comes lived with his lord, and was repaid for his services by gifts and banquets ; the English gesith, altliough bound by oaths to his lord still, lives on his own domain. There are still * ' Cum asset minister Osuiu regis et possessionem terras suo gradui competentem illo donante perciperet, . . . iastidivit possessionem caducam ut adquirere posset aetemain ; despexit militiam cum corruptibili donativo terrestrem, ut vero Regi militaret, regnum in superna civitate mereretur habere perpetuum.' Bede, Hist. Abbatum, c. I. ^ ' Quod enim turpe est dicere, tot sub nomine monasteriorum loca hi qui raonachicae vitac jjrorsus sunt expertes in suam ditionem acceperunt . . . ut omnino desit locus ubi filii nobilium aut emeritorum militum possessionem accipere possint; ideoque vacantts . . . banc ob rem vel patriam suam pro qua militare debuorant traas mare abeuntes relinquant, vol &c. &c.' Bede, Letter to Egbert, c. 7. ' Kemble regards the status of the comes as unfree, ' the unfree chattel of a prince,' Saxons, i. 175 ; see above, j). 26, n. 2. * Kemble, Saxons, i. 168, Beowulf, ed. Thorpe, v. 391. VI.] The Thegn. 155 of course gesiths without land', who may live in the palace ; but the ancient rule has become the exception. Closely connected with the gesitli is the thegn^; so closely that The thegn, it is scarcely possible to see the difference except in the nature of the employment. The thejn seems to be primarily the warrior gesith ; in this idea Alfred uses the word as translating the miles of Bede'. He is probably the gesith who has a particular mili- tary duty in his master's service. But he also appears as a land- owner. The ceorl who has acquired five hides of land, and a special appointment in the king's hall, with other judicial rights, becomes thegn-worthy ; his oath and protection and wergild are those of a thegn*. The thegn therefore is now the possessor of Theiand- . . , owning five hides of land, and as such bound to service m war, not thegn. necessarily by his relation to the king, but simply as a land- owner. And from this point, the time of Athelstan, the gesith is lost sight of except very occasionally ; the more important * Ini, §§ 45, 50, 51, 63. K. Maurer, Wesen d. iilt. Adels, &c. pp. 138, 139. Maurer understands the gesith of Ini's law, where contriiated with the thegn, as the landless gesith, p. 141. He also maintains that the original difference was that the gesith was bound only to military service, whilst the thegn had a special oflBce in the court over and above the military one ; the second stage is reached when the thegn has special ser^'ice in the field ; and a third when the military service is united to the possession of five hides, pp. 160-163. ^ Thegn, ' thegen, vir fortis, miles, minister.' Kemble, Saxons, i. 131, who however, at p. 169, regards the word as meaning originally a servant. Waitz compares the gesith with the Frank antrustion, and the thegn with the vassus; D.Verfassgs.-Geschichte, i. 363. K. Maurer identifies the geneat with the gesith (Wesen des iiltesten Adels, &c. p. 146), and points out that the original meaning of thegn is not a servant, but a warlike man. Its origin is not the same as that of the German dienen, to serve ; the cognate word with which is theow, a slave. See too K. Maurer, Kritische Ueber- schau, ii. 389. ' Bede, H. E. iii. 14: 'Divertitque ipse cum uno tantum milite (thegn) sibi fidelissimo nomine Tondheri, celandus in domo comitis (gesithes) Hunvaldi, quem etiam ipsum sibi amicissimum autumabat . . . ab eodem comite (gesith) proditum eum Osuiu, cum praefato ipsius milite (thegn) per praefectum (gerefan) suum . . . intt'rfecit.' Hist. Eccl. iv. 22: 'Ad dominum ipsorum, comitem (gesith) videlicet Aedilredi regis, adductus ; a quo interrogatus quis esset, timuit se militem (cyninges thegn) fuisse confiteri,' &c. * As the Danish wars compelled the king to call out the whole popula- tion to arms and not to rely on his own comitatus, or on his gesiths and king's thegns, the distinction of the king's thegn from other landowners disappeared (K. Maurer, Krit. Ueberschau, ii. 409, 410), and the gesith with it. 156 Constitutional History. [chap. The gesith disappears. members of the class liaving become thegns \ and the lesser sort sinking into the rank of mere servants to the king. The class of thegns now widens ; on the one hand the name is given to all who possess the proper quantity of land whether or no they stand in the old relation to the king-; on the other the remains of the older nobility place themselves in the king's service. The name of thegn covers the whole class which after the Conquest appears under the name of knights, with the same qualification in land and nearly the same obligations'*. It also carried so much of nobility as is implied in hereditary privilege. The thegn-born are contrasted with the ceorl-born ; and are perhaps much the same as the gesithcund. Such thegn-born and gesithcund men may themselves be called thegns even where they hold no land, but they do not acquire the piivilege of their blood until they have reached the third generation from the founder of the family dignity *. Under the name of thegn are included however various grades of dignity^. The class of king's thegns is distinguished from ^ This is self-evident in the case of the laws. As to charters the foUowing is the general conclusion ; down to the time of Egbert grants are made to comites and ministri in nearlj' equal numbers ; Ethelwulf's grants are all to miuistri ; so are those of his successors down to Edmund who grants twice to his comites Ethelstan and Eadric, both of whom are ealdormen ; and from this time comes frequently has that signification ; the terms miles (Cod. Dipl. ccccxxvi, mclvi, mclviii), homo (ccclxxxvi, ccccxii), and vassallus (ccccxxxi, mlxxx) occur occasionally during the tenth century. It would appear from this that the use of the word gesith in Alfred's translation of Bede may have been an intentional archaism. ^ This is the great jmint maintained by K. Maurer, Wesen d. alt. Adels, p. 158 ; who asserts that in the later Anglo-Saxon times, the king's service without the five hides did not confer the rank of thegn, whilst the five hides without the king's special service did. The whole view is combated by Schmid, Gesetze, pp. 664-668. See Gneist, Self-government, i. 13, 16, 17. ' Select Charters, p. 87, above p. 155. The word cniht occurs in the charters occasionally, e. g. Cod. Dipl. dlvii, dcxii, dclxxxv, dcxciv, mcccii, mcccxxxvi, apjjai'ently in the sense of minister or thegn to a noble person. See Schmid, (Jesetze, p. 548. ' There are doubts about the rea*ling of the passage on wliich this depends, Wergilds, §§ 9-12. See K. Maurer, Wesen d. alt. Adels, &c. pp. 139, I40; who understands that altiiouj^h every pos.sessor of five hides was a thegn, it was only in tliree generations that he became gesithcund or ennobled in hhmd ; if a ceorl was a gesith or military follower without the five hides, lie was not a thegn and could have only a ceorl's wergild. ' Of the olficial thegns of the king's household, the liors-thegn, disc-thegn .ind the rest, it is not necessary to speak here ; they are officers, not classes or ranks of society. Yi.] The Thegn. 157 that of the medial thegns, and from a residuum that falls in rank Ranks of below the latter ^ The heriot of a king's thegn by the law of Canute comes midway between that of an eorl and that of the medial thegn. His estate of land would seem then to fall between the forty hides of the one and the five hides of the other ^. Over a king's thegn none but the king himself could exercise jurisdiction *, whilst there were thegns who were in actual dependence on others bearing the same title* : and Canute in one of his charters addresses his thegns as 'twelfhjiide and twy- hyndc,' as if some at least of the order were in wergild indis- tinguishable from the ceorls *. Some thegns had socen or jurisdiction over their own lands, and others not *'. We may well believe that the combinations and permutations of nobility by blood, office and service, would create considerable differences among men bearing the common title. The alodial eoi^l who for security has commended himself to the king and bears an hono- rary office at court, the official ealdorman Avho owes his place to royal favour earned in the humbler status of a dejiendent, ' Canute, Sec. § 72. Maurer (p. 171) refers this graduation merely to the extent of the possessions held by each class ; citing Domesday, Not- tinghamshire, p. 280 ; Yorkshire, p. 298 ; where the thegn who has more than six manors pays a relief of eight pounds to the king ; he who has six or less pays three marks to the sheriff. The custom of Berkshire was different ; there the whole armour was given to the king with one horse saddled and another unsaddled. Gneist (Self-government, i. 17) connects the extension of the heriot to alodial owners with the acquisition of the position of thegn by every owner of five hides. ^ The forty hides that conveyed the dignity of a procer (Hist. Eliens. ii. 40) are of course eight times the five hides that made a thegn. So the eorl's wergild was 15,000 thrymsas and the thegii's 1200 shillings. I con- fess that I see no other explanation of the passage and of the similar one in the Ranks, than that the possession of forty hides entitled a man to the wergild and credibility of an earl ; it could scarcely confer a claim on the ealdormanship in its character of magistracy, although there is a passage in Hist. Eliens. i. 5 which might lead to such a conclusion. Robertson, Essays, p. 169. But there may have been a rule, such as that of Clothair II (Baluze, i. 16), that no one should be an ealdorman who did not hold forty hides of land in the territory he w-as to rule ; or the forty hides may have been the appanage or official estate of the earl. ^ Ethelred, iii. § 1 1 . * Ranks, § 3. Select Charters, p. 64. ' Cod. Dipl. dccxxxi. K. Maurer doubts the pertinency of this passage. Such persons were probably the scir-thegns to a large extent, simply land- owners, such as the numerous tainiof the Western shires, noticed in Domes- day-book. See Schmid, Gesetze, p. 667. ^ Canute, ii. § 71. 3. 158 Constitutional History. [chap. Different sorts of thegns. The title of aitheling. The ealdor- maii. the mere courtier who occupies the place of the ancient gesith, the ceorl who has thriven to thegn-right, the landowner of five hides or more, and the smaller landowner who has his own place in the shiremoot, all stand on different steps of dignity. The very name, like that of the gesith, has different senses in different ages and kingdoms ; but the original idea of military service runs through all the meanings of thegn, as that of personal association is traceable in all the applications of gesith. The king's thegn was both the landowner and the military gesith. In the latter character he was bound by a very stringent oath of fidelity; and he received from his lord the equipment which was returned as a heriot on his death. He was a member of his personal council, and as such attested the acts of the witenagemot. Sometimes the assent and counsel of the coraites is expressed in a charter ^, and occasionally a comes attests a grant, but more frequently the king's retainers style themselves ministri or thegns, and when the term comes viltimately emerges, it is as the translation of eorl or ealdorman, in the century immediately preceding the conquest ^. When the more ancient blood nobility which had existed in the time of Ethelbert of Kent, and survived as late as that of Alfred, had finally merged in the nobility of sei'vice, when the eorl and sethel were lost in the thegn, it is no wonder that the title of aetheling was resti'icted to the king's kin. Then too the position of the ceorl seems to have sunk, although not so low as it did after the Conquest : the mere possession of land, however free, was no longer the sole qualification for political power. 66. Whilst the title of thegn speaks distinctly of the origin of the rank in military service, that of ealdorman evinces equally clearly its connexion with executive government ; for although it is sometimes loosely or generically applied as an equivalent to lord, senior, or noble, it is, when given to a par- ticular person, or appearing in a public document, always refer- able to the chief magistrate of a shire or cluster of shires. It * But only in Huspioious documents, Kuch as the grant of Ethelwulf, Cod. Dip], ml. ^ See above p. ii i, n. 4. VT.] The Ealdorman. 159 thus answers to the comes or graf of the coutineut, and by Asser and the other historians who have used his work, the word comes is employed as its Latin equivalent. Alfred, how- ever, uses ealdorman to translate the princeps of Bede. The use of dux for ealdorman is not rare in the Latin chronicles, The dux. and the term is occasionally found in charters as early as the eighth century interchangeably with j^rincejjs^. Whether in such cases the dux should be understood to have the military com- mand of the shire, wliilst the ealdorman possessed the civil, and the gerefa was simply the guardian of the king's interest ; whether the dux ruled over a wider territory than the simple ealdorman ; or whether the terms are not really equivalents, can only be conjecturally decided. The history of the ealdoi-manship is thus in close connexion Ealdormen with that of the shire '^. The smaller principalities of Mercia, kings. retaining, under the rule of Penda and his sons, somewhat of their earlier individuality, have their ealdormen in the descen- dants of their royal house. Oshere, Osric, and their race ^, rule Hwiccia for a century and a half as a hereditary lordship ; the ealdorman of the Gyi'was is in the seventh century suflSciently noble to marry the daughter of the king of East Anglia * : and the ealdorman of the Gaini in the ninth took a wife of the royal house of Mercia, and gave his daughter as wife to King Alfred^. In the cases in which such an origin is clear, the relation of the ealdorman to the king has probably been created by commenda- tion rather than by conquest ; and consequently the hereditary descent of the office is only occasionally intei'fered Avith by royal nomination, as was the rule in Saxon Northurabria *'. As the heptarchic kingdoms successively came under West Ealdormen Saxon domination, their ruling houses being extinct, ealdormen were placed over them. The Mercian kingdom, or so much of it as was not in Danish hands, was administered by the son-in- law of Alfred as ealdorman, and an attempt was made to render * Cod. Dipl. Ixvii. &c. * Above, p. iii. ' See the chartprs in the Cod. Dipl. Iv, Ixxxiii, cii, cxvii, exxv. Cf. Pal- grave, Common wcnlth, p. ccLxxxviii. * Bede, H. E. iv. 19. * Asser, M. H. B. p. 475. Her mother was of the royal house of Merci.T,. ® See the succession in Hoveden, i. 57 sq. i6o Constitutional History. [chap. Ealdormen ^he dignitv hereditary iu the person of his dauf?hter\ Each of shires or o J J i _ o ^ provinces, of the West Saxon shires ah-eady had its ealdorman^ ; and as soon as the subjugation of the Danes made it possible to intro- duce a uniform shire-administration, the same organisation was adopted throughout the kingdom. But either the arrangement was carried out by the collection of several shires under one ealdorman, or a superior ealdormanship was established over a number of subordhiate ones ^ : for in the time of Edgar and earlier, these gi'eat jurisdictions existed, as we have seen already*, and led the way for the summary division of the country by Canute into four earldoms, which continued with some slight variations until the Norman Conquest. The title Title of earl, of earl had begun to supplant that of ealdorman in the reign of Ethelred : and the Danish jarl, from whom its use in this sense was borrowed, seems to have been more certainly connected by the tie of comitatus with his king than the Anglo-Saxon ealdor- man need be supposed to have been^. Hence in the laws of Canute the heriot of the earl appears side by side with that of the thegn, and he himself is included in the servitial nobility. The original idea of the ealdormanship is, however, magistracy or jurisdiction, as implied in the attribute of age, and is not necessarily connected with either nobility of blood or with that of service, or even with the possession of a separate estate of land greater than that of the ordinary freeman. ' Flor. Wig. A.D. 920. ^ Ethelwulf is eaklorni.an of Berks in A.D. 860, Asser, M. H. B. p. 473 ; Athelhelm ofWilts in A.D. 887, ibid. p. 491 ; Elanwulf of Somerset, a.d. 867, Ethelvv. M. H. B. p. 513 ; Osric of Hants in a.d. 860, Asser, p. 473; Odda of Devon, A.D. 878, Ethelw. p. 515; Ceolmund of Kent in a.d. 897, Chron. Sax. ; Huda of Surrey in A.D. 853, Asser, p. 470 ; Osric is ealdoi-- man of Dorset in a.d. 845, Chron. Sax. See Palgrave, Commonwealth, Appendix. ^ I cannot find that, after the consolidation of the kingdom, the Mercian shires ever liad their own ealdormen like the West Saxon, except Lindsey, tlie ealdorman of which district wns killed at Assandun. They were under the great ealdormen of Mercia ; yet OfFa had governed by ealdormen, and something must bo allowed for tlie scantiness of records. * Above, p. 1 1 7. ]\obertson. Essays, j)]). 1 77-189. Tlie title of patricius, which aj)fiears from time to time in An^lo-Saxon records from the eighth century to thi! eleventh, is referred by Robertson to the senior ealdorman of the king's kin ; according to Sohm it is eijuivaleiit to dux. ' K. Maurer, Wesen d. alt, Adels, p. 180. VI.] ' Tlie Ealdorman. i6i 67. Althouj^h the various origins of the various ranks of Tho wergild 1 • 1 1 1 1 T ■ • 1 , as a distinc- dignity are thus luvolved, the distniction between man and tionofrauk. man was sharply drawn for all the most impoi'taut purposes of judicature by the institution of the wergild. Every man's life had its value, and according to that valuation the value of his oath in the courts of justice varied, and offences against his protection and person were atoned for. The oath of the twelf- hynd man was worth six times that of the twyhynd man, and twice that of the sixhynd man. Each of the Germanic races had its own tariff of wergilds, varying according to the cii-cum- stances of the case ^ ; as the freemen were mingled more or less with loetic or native races, or affected by the influences of royalty and nobility^. In most of the English kingdoms the basis of the calculation was the wei'gild of two hundred shilliugs, which marked the ceorl, twyhynd or simple free man. The thegn was worth twelve hundred shillings. The Briton or wealh was worth half as much as the Saxon or Angle : if he possessed five hides he was sixhynd, if he possessed but one he was worth a hundred shillings ^. The higher ranks, the king, archbishop, bishop, ealdorman, and earl, were estimated in multiples of the same sort : the king's high reeve was worth twice the thegn, the bishop and ealdorman four times, the king and archbishop six times ; but the rules are neither general nor constant. But although English society was divided by sharp lines. No caste and broad intervals, it was not a system of caste either in the stricter or in the looser sense. It had much elasticity in ^ See them collected by Robertson, Scotland under her Early Kings, ii. ^ On this subject, which is in itself of great importance, but cannot be worked out here, see K. Maurer, Wesen des iiltesten Adels, pp. 130-132, where the different usages of Kent, Wessex, and Mercia ai"e compared. ^ The sixhynd-man is a difficulty. K. Maurer holds the twyhynd-nian to be the landless ceorl, the freeman on anotlier's land ; and therefore the sixhjTid-man woukl be the ceorl who had land of his own, but less than five hides, which was the qualification of the twelfhynd-man, p. 134; Ro- bertson, Scotland, &c. ii. 280, 297, thought that the British owner of five hides (_Ini, § 24) was the only sixhjTid-nian, and as such proprietors be- came extinct or merged early in the mass of the people, the rarity of the tenn may be thus accounted for ; but in his Essays (p. xlviii) he in- cludes the Northumbrian dreng, and also the landless gesithcund-man of Wessex. 1 62 Constitutional History. [chap. Possibilityof practice, and the bouudaries between the ranks were passable. rankf ^ The ceorl who had thriven so well as to have five hides of land rose to the rank of a thegn ; his wergild became twelve hundred shillings ; the value of his oath and the penalty of trespass against him increased in proportion; his descendants in the third generation became gesithcund. Nor was the character of the thriving defined : it might, so far as the terms of the custom went, be either purchase, or inheritance, or the receipt of royal bounty. The successful merchant might also thrive to thegn- right. The thegn himself might rise to the rank, the estimation, and status of an eorl. Intricacy of 68. With such an intricate system was royalty surrounded; le system. ^ system rendered the more intricate by poverty of nomen- clature, variety of provincial custom, and multiplicity of ranks, tenures, and ofiices. Most of these characteristics belong both to the heptarchic and to the aggregated kingdom. Under the former system the organisation ends here ; for no higher ma- chinery either of race or territorial nationality can be shown to have existed until the hegemony of the "West Saxon kings began the work of consolidation. At several periods the most powerful monarch of the seven did, as we have seen, exercise a supremacy more than honorary, although not strictly of the nature of government. To such the name of Bretwalda ^ has * On the Bretwalda see Hallam, M. A. ii. 270, 352, and Arcbaeologi.t, xxxii. 245 ; Kemble, Saxons, ii. 8-22 ; Freeman, Norm. Conq. i. 542-556. Bade, H. E. ii. 5, mentions seven kinfjs who had a primacy (imperium or ducatus) — Ella of Sussex, Ceawlin of Wessex, Ethelbert of Kent, Redwald of Eiist Anglia, Edwin, Oswald, and Oswy, of Northumbria. One of these, Oswald, is called by Adamnan, who wrote before Bede, ' totius Britanniae imperator ordinatus a Deo.' The Anglo-Saxon Giironicle, A.D. 827, gives to these seven the title of Bretwalda ; and makes Egbert of Wessex the eighth. The word occurs in a bilingual charter of Athtlstan, Cod. Dipl. mcx, as Brytienwalda, translating the title ' rex et rector totius Imjus Bri- tanniae insulae.' Kemble, however, doiived it from the Anglo-Saxon breotan, to 'distribute,' and explained it 'widely ruling.' Rapin, who seems to have Vjeen the first historian who attached much importance to it, regarded it as denoting tlie headship of a federal union of kings ; Sharon Turner also mentions it ; Lingard goes so far as to assimie that it was a regular title borne b}' several kings in succession, and arranges the early history under theni as Bretwalda I, Bretwalda 11, &c. Balgrave went on to connect it with the imperial status of the kings, as sharers in the remains of the lio- nian Caeaarship, and supposed the Bretwaldas to be the successors of the VI.] Ranks and Classes. 163 been given by historians ; but the denomination is not contem- What was X • *'^° Bret- poraneous or 01 common use. It is most probable that the waldaV superiority Avas one of power and influence only; but it may have been recognised by occasional acts of commendation by which the weaker sovereign placed himself under the protection of the stronger, entering on an alliance for defence and offence in which the determination of the defence and offence belonged to the superior. The commendation was ratified by oath and was one of the chief steps towards organised feudalism. In itself however it was not feudal any more than the comitatus : the origin of the tie in each case being personal and not territorial, whilst in the feudal system the origin of the obligation is in the land, and not in the persons connected by it. Such a theory, however, will not account for all cases in which the title of Bretwalda is given : some may have been due to conquest and occupation of short duration, such as the alternate superiority of Mercia and Northumbria in the seventh century : some to the mere threat of war, or to the flattery of courtiers, or to the renown of the gi-eat king whose very name, as in Tacitus's time, settled the fate of battles. During this period the unity of the church was the only Ecclesiasti- working unity : the law of religion the only universally I'ecog- nised common jurisprudence. The archbishop of Cant?rbury stood constantly, as the Bretwalda never stood, at the head of an organised and symmetrical system, all the officers of which were bound by their profession of obedience to him. The arch- bishop of York governed Northumbria with a much firmer and more permanent hold than the kings, and in secular as well as ecclesiastical matters occupied a jiosition stronger and safer. British pseudo-emperors Maximus and Carausius. Mr. Freeman of course throws over the hitter part of Palgrave's theoiy, but regards the title as sig- nificative of a real and substantial hegemony, though in no way derived from Roman or British dominion. The supremacy of Egbert was acknowledged by all the English princes in Britain, and his successors took titles of im- perator, basileus, &c., wiiich express the same supremacy, and although in themselves quaint and pedantic imitations of foreign usage, imply a dis- tinct assertion of the independence of the English crown of all earthly superiority. The Appendix B. to Mr. Freeman's first volume contains all the information on the subject, which is only very incidentally connected with constitutional history. M 2 164 Constitutional History. The bishops of the several kingdoms could meet for common council and issue canons that were of equal validity all over the land. And this fact was recognised by Oflfa and Egbert, the two kings who made the gi'eatest strides towards a union of the kingdoms. But the origin, growth, and constitutional develoj)- ment of the English church requires separate and independent treatment. CHAPTER VIL DEVELOPMENT IN ANGLO-SAXON HISTORY. 69. Development in Anglo-Saxon history from personal to territorial system. — 70. Increase of royal power in intension as the kingdom increases in extension. — 71. The king becomes lord or patron of the people. — 72. He becomes the source of justice. — 73. Jurisdiction becomes territorial. — 74. The tenure of land affected by the territorial- ising of judicature. — 75. Territorialising of military organisation. — 76. Legislation ; absence of personal law. — 77. Influence of the Danes. — 78. Influence of Frank legislation. — 79. No real growth of unity. — 80. Seeds of national life still preserved. — 81. National character. 69. Although the framework of Anglo-Saxon society was Deveiop- permanent, and its simple organisation easily adapted itseli to Angio- the circumstances that fill the five centuries of its history, it was history. capable of development and liable to much internal modification, according to the variations of the balance of its parts, and the character of its regulative or motive force. The exact chrono- logical sequence of these variations it is difficult to determine, but as to the fact of the development there can be no question. A comparison of the state of affairs represented in Domesday book with the picture that can be drawn from Bede sufficiently proves it. The ages had been ages of straggle and of growth, although the struggle was often fi-uitless and the growth ended in weariness and vexation. But the transition is more distinctly apparent if we look back further than Bede, and rely on the analogies of the other Germanic nationalities in draAving our initial outline. And this we are justified in doing by the completeness and homogeneousness of the constitution when it first appears to us, and by the general character of the early laws. 1 66 Constitutional History. [chap. Difficulties But the subject is not without its difficulties : the first and last of treat- •' ment. terms of the development are as remote from each other in character as in date. There is a very gi-eat difference between the extreme and confusing minuteness of Domesday and the simplicity and elasticity of the ideal German system of the sixth century : whilst on the other hand the scantiness of our knowledge of the latter is compensated by its clearness, and the abundant information of the former is deprived of much of its value by the uncertainty of its terminology. For it is unquestionable that great part of the Anglo-Saxon customary law, of which Domesday is the treasury, was un- intelligible to the Norman lawyers of the next century, on whose interpretation of it the legal historian is wont to rely. The process of change too was veiy gradual : it is not marked by distinct steps of legal enactment ; the charters afford only incidental illustrations, and the historians were, for the most part, too far removed in time from the events they described to have a distinct idea of it, even if it had been possible for the annalist to realise the working of causes in so slow and so constant action. But all the great changes in the eai'ly history of institutions are of this character, and can be realised only by the comparison of suffi- ciently distant epochs. There ai'e no constitutional revolutions, no violent reversals of legislation ; custom is far more potent than law, and custom is modified infinitesimally every day. An altera- tion of law is often tlie mere registration of a custom, when men have recognised its altered character. The names of offices and assemblies are permanent, whilst their character has imper- ceptibly undergone essential change. General The general tendency of the process may be described as a Cii3r2ict6i or rt 1 ^ the develop- movement from the personal to the territorial organisation ' ; from a state of things in which personal freedom and political right were the leading ideas, to one in which personal freedom and political right had become so much bound up with the relations created by the possession of land, as to be actually subservient to it : the Angel-cynn of Alfred becomes the Engla-lande of Canute. — The main steps also are apparent, i In the primitive German * Pa]grave, Commonwealth, p. 6j. VII.] Stages of Development. i6y constitution the free man of pure blood is the fully qualified Progress political unit ^ ; the king is the king of the race ; the host is the sonai to . . . , territorial people in arms ; the peace is the national peace ; the courts are system. the people in council ; the land is the property of the race, and "^-^ the free man has a right to his share. In the next stage the possession of land has become the badge of freedom ; the freeman is fully free because he possesses land, he does not possess the land because he is free; the host is the body of landowners in arms ; the courts are the courts of the landowners. But the personal basis is not lost sight of : the landless man may still select his lord ; the hide is the provision of the family ; the peace implies the maintenance of rights and duties between man and man ; the full-free is the equal of the noble in all political respects. In a further stage the land becomes the sacramental tie of all public relations ; the poor man depends on the rich, not as his chosen patron, but as the owner of the land that he cultivates, the lord of the court to which he does suit and service, the leader whom he is bound to follow to the host : the administration of law depends on the peace of the land rather than tliat of the people ; the great landowTier has his own peace and administers his own justice. The king still calls himself the king of the nation, but he has added to his old title new and cumbersome obligations towards all classes of his subjects, as lord and patron, supreme landowner, the representative of all original, and the fountain of all derived, political right. The first of these stages was passed when the conquest of ' Sohin, Fr. R. G. Verfg. i. 333 sq., maintains that in the Frank dominion it was not the possession of land but personal freedom that entitled or obliged a man to attend in the courts of law, in the host and other assem- blies : and that it was oidy in trials in wliieli land was concerned that the witnesses were required to have a land qualification (ibid. p. 355). lu this as in many other points, this writer combats the received view. 'The full freedom of the German law is, in host and in court, given by personal freedom ' (ibid. p. 359). Waitz on the other hand holds that ' the hide was the basis of freedom in the fuU sense of the word,' D. Verfassgs.-Gesch. i. 120; and ' only he who possessed land was fully qualified in the com- munity ' (ibid. iv. 450). See above, p. 78. Where there is so much diver- gence in the application of terms, it is somewhat dangerous to speak posi- tively about stages of development ; and in this, as in many other points, the statements of the text must be understood as referring chiefiy if not solely to English history. i68 Constitutional History. [chap. Britain was completed ^ ; and only showed what it had been in the vestiges of the mark system, and in the permanence of the personal nomenclature. The village was the kindred settlement, the hide of land the allotment of the head of the family, the tribal The great divisions — the hundred, the msegth, the theod, — all personal^. Arpio-Saxon The tracing of the process of change under the second and third stages is the problem of Anglo-Saxon Constitutional History. The series is not fully worked out. The Anglo-Saxon king never ceases to be the king of the nation, but he has become its lord and patron rather than its father ; and that in a state of society in which all lordship is bound up with landownership : he is the lord of the national land, and needs only one step to become the lord of the people by that title. This step was however taken by the Norman lawyers and not by the English king ; and it was only because the transition seemed to them so easy, that they left the ancient local organisation unimpaired, out of which a system was to grow that would ultimately reduce the landownership to its proper dimensions and functions. If the system had in England ripened into feudalism, that feudalism would in all probability have been permanent. Happily the I change that produced feudalism for a time, introduced with it the necessity of repulsion. The English, who might never have struggled against native lords, were roused by the fact that their ' It may be tliought that in granting so much, we are placing the landless Englishman on a lower level than the lanilless Frank ; see the last note. But it is to be remembered that in Gaul and the other Romanised provinces, the fully free Frank was surrounded by a vast servile population, whilst in England the servile class formed a minority comparatively in- significant. The contrast is between full fi-eedom and servitude in the former case ; and in the latter between greater and smaller duties and liabilities. But it is (piite jirobable that the rights of attending court and host were burdens rather than i)rivileges"'to the Anglo-Saxons ; and the rule that the landless man must have a lord was a measure rather compel- ling him to his duty, than dujjriving him of right. Until that rule was laid down, it is probable that tlie fully free Englishman, whether he owned land or not, was capable of taking part in the judicial business. Large numbers of lanilless men must have constantly attended the courts; and mere resiiUnce as W(;ll as possession of estate must have determined in what court tliey should attend. ^ The msegth of Alfred is the provincia of Bede ; the theod lande of Alfred is the regio, the theod being the gens. Bede, H. E. ii. 9, iii. 20, v. 12, &c. VII.] Growth of the Kingdom. 169 lords were strangers as well as oppressors, and the Norman ' kings realised the certainty that if they would retain the land they must make common cause with the people. Fivo historical events mark the periods within which these Historical • p ^ n ij.1 1. • landmarks. ch>tnges were working : the accretion 01 the small settlements in heptarchic kingdoms ; the union of the heptarchic kingdoms under the house of Cerdic ; the first struggle with the Danes ; the pacification of England under Edgar ; and the introduction of new forms and principles of government by Canute. 70. The development of constitutional life depends largely on Growth of the historical career of the nation, on the consolidation of its dom. governmental machinery in equality and uniformity over all its area, on the expansion or limitation of the regulative power for the time being : in other words, on the general and external history marked l)y these eras ; on the extension of the kingdom and on the condition of the royal power. England at the period of the Conversion, when for the first time we are able really to grasp an idea of its condition, was composed of a large number of small states or provinces bound in seven or eight kingdoms ^. The form of government was in each monarchical, and that of the same limited character. By the middle of the tenth century it has become one kingdom, and the royal power is much more extensive in character. During a great part of the intervening period the consolidation of the kingdom and the power of the king have undergone many variations. The tendency towards union has been developed first under one tribal supremacy and then under another, and the royal power, whose growth is of necessity greatly affected by the extension of its territory, and the presence or absence of rival royalties, has fluctuated also. The two of course rise and fall together. But as a rule, at the end of any fixed period, both manifest a decided advance. It can scarcely be said that the tendency towards territorial ^ I use the word heptarchy for the sake of brevity and convenience, and of course without vouching either for its accuracy of form or for its exact applicability to the state of things preceding the West Saxon hegemony. During far the greater portion of its duration there were actually seven kingdoms of Germanic origin in the island, and I see nothing in the term that implies any unity of organisation. 170 Constitutional History. [chap. Causes of union proceeded from any consciousness of national unity or from union of the . . •' . . *^ seven king- any instinct of self-government. Nor can it be attributed solely tioms. . . . . to the religious unity, which rather helped than originated such a tendency. This tendency resulted not so much from the strivings of the peoples as from the ambition of the kings. The task which was accomplished by the West Saxon dynasty had been tried before by the rulers of Kent, Northumbria and Mercia, and the attempt in their hands failed. Nor would it have been more successful under the genius of Athelstan and Edgar, but for the Danish invasions, the extinction of the old royal houses, and the removal, to a certain extent, of the old tribal landmarks. Maintenance The ancient German spirit showed its tenacity in this. The boundaries, land had been settled by tribes of kinsmen, under rulers who as families. kings acquired the headship of the kin as well as the command of the host. Whilst the kin of the kings subsisted, and the original landmarks were preserved, neither religion nor common law, nor even common subjection sufficed to weld the incoherent mass. And it may have been the consciousness of this which hindered the victorious kings from suppressing royalty altogether in the kingdoms they subdued : the vassal kings either became insignificant, sinking into eorls and hereditary ealdornien, or gradually died out. But, until after the Danisli wars, provincial royalty remained, and the cohesion of the mass was maintained only by the necessities of common defence. When Ethelbert of Kent acquired the rule of Essex, when Ethelred of Mercia annexed Hwiccia, when Egbert conquered Mercia, the form of a separate kingdom was preserved ; and the royal house still reigned under the authority of the conquerors until it became extinct. Such a 8yst(!m gave of course occasion for frequent rebellions and re- arrangements of territory ; wlion a weak king succeeded a strong one in the sovereign kingdom, or a strong chief succeeded a weak one in the dependent realm. But tlie continuance of such a system has the effect of gradually eliminating all the weaker elements. This process of natural selection was in constant working ; it is best exemplified in the gradual formation of the seven VII.] Union of Kingdoms. 171 kingdoms and in their fuial union under Wessex : the heptarchic king was as much stronger than the tribal king, as the king of united England was stronger than the heptarchic king. The kings of the smaller divisions disappear first, either Gradual dis- altogether, or to emerge for a moment when the gl'cater kingdom of the ■ 11 itself loses its royal house or falls into decrepitude. In the early sovereign- days of Mercia, kings of Hwiccia, Hecana, Middle Anglia, and Lindsey, still subsisted^. Kent in the eighth century broke up into the kingdoms of the East and West Kentings, probably on the lines of the earlier kingdoms which are said to have been united by Ethelbert ^. In "VVessex, besides the kings of Sussex ' which has a claim to be numbered among the seven great states, were kings of Surrey* also. On the death of Kenwalch in a.d. 672, Wessex was divided among the ealdormen (just as the Lombard kingdom broke up on the death of Clephis), and was reunited thii-teen years later by Csedwalla^ : Hampshire was separated ^ The Hwiccian kings were connected with those of Sussex and North- umbria, and were under the protection of the Mercian kings until they sank into the rank of ealdormen. Bede gives toOsric, one of these princes, the title of king, and the see of Worcester no doubt owes its existence to the fact that their national existence apart fi cm Mercia was still recognised. Hecana or Herefordshire was the kingdom of Merewahl, one of Penda's sons (Flor. Wig. M. H. B. p. 638), and has Hereford for its see. Middle Anglia was the kingdom of Peada, another of his sons, and retained its separate organisation long enough to have a see of its own, — Leicester, settled like the other three by Theodore. The pedigree of the kings of Lindsey is preserved by Florence (M. H. B. p. 631), and although none of them are known in history, the territory was in dispute between Mercia and Northumbria in 678, so that they could not have been long extinct; its nationality also was recognised bj' the foundation of a see, at Sidnacester. ^ The existence of the see of Rochester is adduced in proof of the existence of a separate tribal kingdom in Kent, and the same inference is drawn from the fact that double settlements, as in Norfolk and Suffolk (of two fylkis), were common among the German tribes. See Freeman, Norm. Couq. i. 342; Robertson, Essays, p. 120; Kemble, Saxons, i. 148. But the historical mention of the East and West Kentings is later : and where two kings are found reigning together they seem to be of the same family. * Mr. Roljertson infers a twofold arrangement in Sussex from the fact that two ealdormen were slain there by Casdwalla (Essays, p. 120), but Sussex as an independent kingdom must have always been united. After its subjection to Wessex it seems to have had two or three kings at a time. (Palgrave, Commonwealth, p. cclxxiv.) They are no longer heard of under Egbert, * Frithewold, subregulus or ealdorman of Surrey, was the founder of Chertsey Abbey. Malmesb. G. P. lib. ii. The name seems sufficient to prove it an independent settlement. \ Bede, H. E. iv. 12. 173 Constitutional History. [chap. Small pro- vincial kingdoms. Extinction of the frreater kingdoms. from the body of Wessex in a.d. 755 ^, as a provision for the deposed Sigebert. The Isle of Wight had a king of its own ^ In East Anglia several traditionary kingdoms are commemorated by poetical traditions^. Northumbria was in constant division between Bernicia and Deira : and besides the Anglian and Saxon kingdoms, there were in Cornwall, Wales, Cumbria, and on the borders of Yorkshire *, small states of British origin whose rulers were styled kings. These kings were not merely titular ; the kings of Hwiccia, in the endowment of their comites, exercised one at least of the most important powers of royalty, and con- tinued to subsist as suhreguli or ealdormen, ruling their province hereditarily under the sovereignty of Mercia. But they died out, and by their extinction their teriitory was consolidated perma- nently with the superior state. And so it probably was in the other cases. Again when Wessex and Mercia have worked their way to the rival hegemonies, Sussex and Essex do not cease to be numbered among the kingdoms until their royal houses are extinct. When Wessex has conquered Mercia and brought Northumbria on its knees, there are still kings in both Northumbria and Mercia : the royal house of Kent dies out, but the title of king of Kent is bestowed on an cetheling, first of the Mercian, then of the West Saxon house ^. Until the Danish conquest the dependent royalties seem to have been spared ; and even afterwards organic union can scarcely be said to exist. Alfred governs Mercia by his son-in-law as ealdorman, just as Ethclwulf had done by his * Chron. Sax. A.D. 755. ^ Bede, H. E. iv. 16. ' Thorpe's Lappenberg, i. 1 1 7. * Elmet had a king according to Nennius, M. H. B. p. 76. ■'' The succession of the hiter kings of Kent is extremely obscure, and the chronology as generally received is certainly wrong. It would seem that it had become dynastically connected with Wessex in the latter part of the eighth century. E.ilhmund, father of the great Egbert, was king in Kent in the time of Offa ; Chron. Sax. A.D. 784 : after Offa's death the kingdom was seized by Eadbert I'ra'n ; he was overcome by Kenulf of Mercia, who made his hrotiier (Jiitlirod king; after Cuthred's death it was ruled by Kenulf himself; and on his death was seized by Haldred, who in his tuni was conquered by Egbert, Ethelwulf son of Egbert ruled Kent during his father's life ; when he succeeded to Wessex, his sons Ethelstan and Ethelbert reigned successively in Kent : and on I'^thelbert's succession to Wessex, Kent was consolidated witii the rest of Southern England. VII.] Growth of the Royal Power. 173 son-in-law as king^ : but he himself is king of the West-Saxons ; Consolida- o 1 r o • p *''^" under Edward the Elder is king of the Angul-Saxones ^ ; some times 'of vVessex. the Angles ' ; Athelstan is ' rex Anglorum ' king of the English, and ' curagulus ' of the whole of Britain ^. The Danish kingdom still maintains an uncertain existence in Northumbria ; Mercia under Edgar sets itself against Wessex under Eadwig. At last Edgar having outlived the Northumbrian royalty and made up his mind to consolidate Dane, Angle and Saxon, receives the crown as king of all England * and transmits it to his son. If the extinction of the smaller royalties opened the way for Influence of •' ^ , '' the Danish permanent consolidation, the long struggle with the Danes struggle. prevented that tendency from being counteracted. The attemjDts of Etlielwulf to keep central England through the agency of Mercian and East Anglian subject kings signally failed. It was ^ Egbert conquered Mercia and deposed King Wiglaf in a.d. 828 ; he restored him in 830 ; in 839 Berhtwulf succeeded bim and reigned till 851. Burbred bis successor was Etbehvulfs son-indaw, and reigned until 874. Ceolwulf his successor was a puppet of the Danes. As soon as Alfred bad made good bis bold on Western Mercia be gave it to Etbelred as ealdorman, and married bim to his daughter Ethelfleda : Etbelred died in 912, and Ethelfleda in 920. Her daughter Elfwina, after attempting to hold the government, was set aside by Edward the elder, by whom Mercia was for the first time organically united with AVessex. ^ See Hallam, M. A. ii. 271. Edward is rex ' Angul-Saxonum,' or 'Anglorum et Saxonum,' in charters, Cod. Dipl. cccxxxiii, cccxxxv, mlxxvii, mlxxviii, mlxxx, mlxxxiv, mxc, mxcvi ; ' Rex Anglorum ' simply in cccxxxvii ; and king of the West Saxons in mixxxv. ' A list of the titles assumed by the succeeding kings is given by Mr. Freeman, Norm. Conq. i. 54S-551. Athelstan s title of Curagulus or Coreguhis is explained as derived from cura, caretaker (ibid. p. 552); and as co-regulus or corregulus in its natural sense seems to be opposed to monarcha, it is probable that the derivation is right ; the cura representing the mund under which all the other princes had placed themselves. * On this subject see Mr. Robertson's remarkable essay, Hist. Essays, pp. 203-216; and Freeman, Norm. Conq. i. 6:6. The last Danish king of Northumbria was killed in 954. In 959 Edgar succeeded to the king- dom of the West Saxons, Mercians and Northumbrians. Edgar's coronation at Bath took place immediately after Archbishop Oswald's return from Rome, which may be supposed to have been connected with it. Mr. Robertson concludes that Edgar ' would appear to have postponed his coronation until every solemnity could be fulfilled that was considered necessary for the unction and coronation of the elect of all three provinces of England, the first sovereign who in the presence of both archbishops — of the " sacerdotes et principes" of the whole of England, — was crowned and anointed as the sole representative of the threefold sovereignty of the West Saxons, Mercians and Northumbrians.' Tlie ancient theories about this coronation may be seen in the Memorials of S. Dunstan, pp. 112, 214, 423- area. 174 Constitutional Kidory. [chap. Anialgama- only Wcsscx, altliougli With a far larger sea-board, that success- tion of the . . Danes with fully resisted conquest. Mercia and Northumbria, thousfh thcEngUsh. "' , • 1 , , , ,. . , ^ , , . . '' conquered with great slaughter, and divided by the victorious Norsemen, exchanged masters with some equanimity, and the Danes within a very few years were amalgamated in blood and religion with their neighbours. The Danish king of East Anglia accepted the protection of the West Saxou monarch and Mercia was brought back to allegiance. Alfred, by patient laborious resistance as well as by brilliant victories, asserted for Wessex the dominion, as his grandfather had the hegemony, of the other kingdoms; and his son and grandsons perfected his work ^. The king It could not fail to result from this long process that the increases in, i-ii. ii/^-i strength as character 01 royalty itself was strengthened. Continual war gave increases in to the king Avho was capable of conducting it an unintermitted hold and exercise of military command : the kings of the united territory had no longer to deal alone with the witan of their original kingdom, but stood before their subjects as supreme rulers over neighbouring states ; the council of their loitan was composed no longer of men as noble and almost as indepen- dent as themselves, ecddornien strong in the affection of their tribes and enabled by union to maintain a hold over the kings, but of members of the royal house itself, to whom the kings had deputed the government of kingdoms and who strengthened rather than limited their personal authority^. So, as the king- dom became united, the royal power increased, and this power extending with the extension of the territory, royalty became ' The story that Egbert after his coronation at Winchester directed that the whole state should bear the name of England is mythical. It originates in the Monastic Annals of Winchester, MS. Cotton, Dom. A. xiii ; extracts from which are printed in the Monasticon Anglicanum, i. 205. ' Eiiixit ilia die rex Etjbertus ut insula in posterum vocaretur Anglia, et qui Juti vol Saxones dicebaiitur onmes coniniuni nomine Angli vo- carentur.' On the names England and English, see Freeman, Norm. Conq. i. App. A. The era of Egbert's ac«|ui.-.ition of the ducatas, by which he dates some of his charters to Winchester (Cod. i)i|)l. nixxxv, mxxxvi, mxxxviii), must be a.d. 816 ; and, if the ducatus be really a Bretwaldaship, may be marked by his conquest of West Wales or Cornwall, which is placed by the Chronicles in A.D. 813, but belongs properly to A.D. 815. At this period however Kenulf of Mercia was still in a more commanding position than Egbert. * See Mr. Robertson's essay on the king's kin ; Hist. Essays, pp. 177-189 VII.] Primitive Bignity of the King. 175 territorial also. The consolidated realm enters into continental politics and borrows somewhat of the imperial form and spirit ; and this brings on some impoi-tant changes. 71. The earliest legislation exhibits the king as already in a Earliest ...,., , . . -I 1 p •{• ^ status of the position in which personal preeminence is secured and lortiiicd Anglo-Saxon by legal provisions. In the laws of Ethelbert the king's mundbyrd is fixed at fifty shillings, that of the eorl at twelve, and that of the ceorl at six ; and wrongs done to members of his household are punished in proportion \ These laws mention no wergild for the liing, but it seems probable that if there were one it also would be calculated on a like scale. A century later the laws of Wihtrsed direct that the king is to be prayed for without command, that is, that intercession for him shall be part of the ordinary service of the church ; his word without oath is incontrovertible, and even his thegii may clear himself by his own oath. The king's mundbyrd is still fifty shillings ^. The laws of Ini king of Wessex, who was contemporary with Wihtrsed, show that in that conquering and advancing kingdom the tendency was more strongly developed. If a man fight in the king's house both his life and property lie at the king's mercy ; his geneat Increase in may ' swear for sixty hides ' ; his hurh-hryce is a hundred and importance, twenty shillings ^. But in the reign of Alfred the king's horh- hryce or mundbyrd was fiv:e pounds, his hurh-hryce a hundred and twenty shillings, whilst that of the ceorl was only five *. The value of the protection given by the higher classes rises in propor- tion to that given by the king, whilst that of the simple freeman remains as before, or is actually depressed. It is by the same code that the relation between the king and his subjects is defined as that between lord and dependent : ' if any one plot against the Law of ,.,. . . .. treason, king s life, of himself or by harbouring of exiles, or of his men, let him be liable in his life and in all that he has. If he desire to prove himself true, let him do so according to the king's wergild. So also we ordain for all degi'ees whether eorl or ceorl. He who plots against his lord's life let him be liable in his life to him and in all that he has, or let him prove himself true according to his » Ethelbert, §§ 8, 15, &c. « Wihtrted, §§ i, 2, 16, 20. * Ini, §§ 6, 19, 45. * Alfred, §§ 3, 40. 176 Constitutional History. [chap. Idea of loi'd's wer ^.' The law of Edwai'd the elder contains an exhor- treasou. tation to the witan for the maintenance of the public peace, in which it is proposed that they should ' be in that fellowship in which the king was, and love that which he loved, and shun that which he shunned, both on sea and land ^ :' a clear reference to the relation between the lord and his dependent as expressed in the oath of fealty. The same king, in a.d. 921, received the submission of the East Anglian Danes on the same condi- tion : ' they would observe peace towards all to whom the king should grant his peace, both by sea and land ^ : ' and the people of Noi-thamptonshire and Cambridgeshire especially The king chose him to hlaforde and, to mnndhora,' so placing them- lordofhis selves under his personal pi'otection. The priuciiile is enun- people. . . ciated with greater clearness in the law of his son Edmund, in which the oath of fealty is generally imposed ; all are to swear to be faithful to him as a man ought to be faithful to his lord, loving what he loves, shunning what he shuns*. This series of enactments must be regarded as fixing the date of the change of relation, and may perhaps be interjji'cted as explaining it. The rapid consolidation of the Danish with the Angle and Saxon population involved the necessity of the uniform tie between them and the king : the Danes became the king's men and entered into the public peace ; the native English could not be left in a less close connexion with their king : the commendation of the one involved the tightening of the cords that united the latter to their native ruler. Something ' Alfred, § 4. In the introduction to liis laws, § 49. 7> lie also excepts treason from the list of offences for which a hot may be taken : ' in prima culpa jiecunialoni emend;itionem capere quam ibi docreverunt, praeter proditionem doniiiii, in qua nulhmi pictateni ausi sunt intueri, quia Deus omnipotens nulhun adjudicavit contemptoribus suis.' This is referred to as a judg-inent of ancient synods. ^ Edward, ii. i, § i, above p. 149. ' Tliui-fcrth the eorl and tlie holds and all the army that owed obedience to Nortiiampton sought him ' to Idafordo and to nnnidboran ; ' all who were left in the Huntingdon country sought 'his frith and his nuind- byrde ; ' the lOast Anglians swore to 1)0 one witli him, that they would all that he wouM, and would keep peace with all witli whom the kinp; should keep peace either on sea or on land ; and tiie army that owed obeiUence to Candjridge chose him ' to hlaforde and to mundbora.' Chron. Sax. A.D. 921. * Edmund, iii. § i. VII.] IloT/al and Imperial Titles. 177 of the same kind must have taken place as each of the heptarchic kingdoms fell under West Saxon rule, but the principle is most strongly brought out in connexion with the Danish submission. From this time accordingly the personal dignity of royalty Imperial becomes more strongly marked. Edmund and his successors adopted. take high sounding titles borrowed from the imperial court ; to the real dignity of king of the English they add the shadowy claim to the empire of Britain which rested on the commendation of Welsh and Scottish princes ^. The tradition that Edgar was rowed by eight kings upon the Dee is the expression of this idea which it was left for far distant generations to realise ^. Under Ethelred still hijfher claims are urged : again and again Religious the witan resolve as a religious duty to adhere to one cyne-hlaford'^ : obedience. and the king himself is declared to be Christ's vicegerent among Christian people, with the special duty of defending God's church and people, and with the consequent claim on their obedience ; ' he who holds an outlaw of God in his power over the term that the king may have appointed, acts, at peril of himself and all his property, against Christ's vicegerent who preserves and holds sway over Christendom and kingdom as long as God grants it*.' The unity of the kingdom, endangered by Sweyn and Canute, is now fenced about with sanctions which imply religious duty. Both state and church ai-e in peril ; Ethelred is regarded as the representative of both. A few years later Canute had made good his claim to be looked on as a Christian and national king. The first article of his laws, passed with the counsel of his witan to the praise of God, and his own honour and behoof, is this : ' Athelstan is 'rex Anglorum, et curagulus totius Britanniae,' or ' priinicerius totius Albionis,' or ' rex et rector totius Britanniae.' Edred is ' imperator,' ' cyning and casere totius Britanniae,' 'basileus Anglorum hujusque insulae barbarorum ; ' Edwy is ' Angulsaxonum basileus &c.' or ' Angulsaexiia et Nortbanhumbronuu imperator, paganorum gubernator, Breotonuinque propugnator ; ' Edgar is ' totius Albionis imperator Augus- tus; ' and so on. See Freeman, Norm. Conq. i. 548 sq. ^ In A.D. 922 the kings of the North Welsh took Edward for their lord ; in 924 he was chosen for father and lord by the king and nation of the Scots, by the Northumbrians, Dane and English, and by the Strathclj'de Britons and their king. On the real force of these commendations see Freeman, Norm. Conq. i. 565 ; and Robertson, Scotland, &c. ii. 384. sq. ' Ethelred, v. § 5 ; viii. §§2, 44. * Ibid. viii. § 42. 178 Constitutional History. [chap. 'that above all other things, tbey should ever love and worship one God, and unanimously observe one Christianity, and love King Canute with strict fidelity ^.' otroval'^'*^^ It is wrong to regard the influence of the clergy as one of the ncft'to b*^°'^ chief causes of the increase in the personal dignity of the kings, to*'?''"^ The rite of coronation substituted for the rude ceremony, adulation, whatever it may have been, which marked the inauguration of a heathen king, contained a distinct charge as to the nature of royal duties ^, but no words of adulation nor even any statement of the j^ersonal sacro- sanctity of the recipient. The enactments of the councils are directed, where they refer to royalty at all, rather to the enforcement of reforms than to the encouragement of despotic claims^. The letters of the early Anglo-Saxon bishops are full of complaints of royal misbehaviour : the sins of the kings of the eighth century almost seem to cancel the memory of the benefits received from the nursing fathers of the seventh *. Far from maintaining either in theory or in practice the divine right of the anointed, the prelates seem to have joined in, or at least acquiesced in, the rapid series of displacements in North- umbria ^ Alcuin mourns over the fate of the national rulers, but grants that by their crimes they deserved all that fell on them. They are, like Saul, the anointed of the Lord ", but they have no * Canute, i. § i. '^ Above p. 146 ; where I have protested distinctly against the view of ^ Allen, Prerogative, pp. 18-24; ^^^ ^^^ Memorials of S. Dunstan, p. 355. ^ The canon {12) of ttie legatine council in a.d. 787 (Councils, &c. iii. 453), attempts to prohibit the murder of kings, so frightfully common at the time, by enforcing regular election and forbidding conspiracy ; ' nee christus Domini esse valet et rex totius regni, et heres patriae, qui ex legitimo non fuerit connubio generatus,' &c., but the preceding canon (11) is an exhortation to kings; th(! bisho])s and others are warned, ' fiducialiter et veraciter absque uUo tiinore vel adulatione loqui verbum Dei regibus,' the kings are exhorted to obey their bishops, to honour the church, to have prudent counsellors fearing the Lonl and honest in conversation, that the peof)le instructed and comforted by the good examples of kings and princes may profit to the praise and glory of Almighty God. * See especially the letter of Boniface to Ethelbald, Councils, &c. iii. 350, " Above p. 137. * See Councils, &c. iii. 476 ; writing to Ethelred of Northumbria he says, ' vidistis (juoinodo ])crieriiit antocessores vestri reges et principes propter injustitias et rapinas et imiriunditias . . . timote illorum jierditionem . . .' p. 491. 'Qui sanctas legit 8cri])turas . . . invcniet pro hujusniodi peccatis reges regna et populos patriam perdidisse.' p. 493. VII.] The King's Peace. 179 indefeasible status. lu the preaching of peace and good will, the importance maintenance of obedience to constituted powers is indeed insisted gious^s^deof on, but the duty of obeying the powers that be is construed ^^^^^ '""• simply and equitably ^. It is only when, in the presence of the heathen foe, Christendom and kingdom seem for a moment to rest on the support of a single weak hand, that the duty of obedience to the king is made to outweigh tlie consideration of his demerits. And yet Dunstan had proj^hesied of Ethelred that the sword should not depart from his house until his kingdom should be transfei'red to a strange nation whose worship and tongue his people knew not ^. Nor is it necessary to regard the growth of royal power, Royal as distinct from personal pomp, among the Anglo-Saxons, as not the re- affected by the precedents and model of the Frank empire ^. imitation of All liiii p ^ • ^ • -/-Ni 1 Frankish Although the theory of kingship was 111 Gaul perhaps scarcely practice, less exalted than at Constantinople, the practice was very differ- ent, for the Merovingian puppets were set up and thrown down at pleasure. But during the eighth century the influence of England on the continent was greater than that of the con- tinent on England. The great missionaries of Germany looked to their native land as the guide and pattern of the country of their adoption. It is only with the Karolingian djTiasty that the imitation of foreign custom in England could begin ; but even if the fact were far more clearly ascertained than it is, the circumstances that made it possible, the creation of national unity and the need of united defence, were much more impoi-tant than a mere tendency to superficial imitation. The causes at work in Gaul and Britain were distinct and the results, in this point at least, widely different. 72. As the personal dignity of the king increased and the The king character of his relation to his people was modified, his official sourS^of powers were developed, and his function as fountain of justice J"^*'°^- ' 'The words of the old writer followed by Simeon ' deinde Domini sufFragio potitus ' clearly show the opinion of the age that the God of battles gave his verdict in victory, and that war was only an appeal to the judgment of God on a large scale.' Robertson, Essays, p. 208. The principle thus expressed might be extended still further ; there were no kings de jure except the kings de facto. ^ Flor. Wig. ad ann. 1016. ' Allen, Prerogative, p. 20. N 2 i8o Constitutional History. [chap. Growth of became more distinctly recognised. The germ of this attribute the idea, , . . .mi • lay in the idea of royalty itself. The peace, as it was called ^, the j)rimitive alliance for mutual good behaviour, for the performance and enforcement of rights and duties, the voluntary restraint of free society in its earliest form, was from the beginning of mon- archy imder the protection of the king. Of the three classes of offences that came under the view of the law ^, the minor infrac- tion of right was atoned for by a compensation to the injured, the The king's hot with which his individual good will was redeemed, and bv a share in the . ^ j fines for j^aymcnt of equal amount to the king by which the offender bought peace. back his admission into the public peace ^. The greater breaches of the peace arising either from refusal to pay the fines, or from the commission of offences for which fines were inadequate, were punished by outlawry; the offender was a public enemy, set outside the law and the peace ; his adversary might execute his own vengeance, and even common hospitality towards him was a breach of the law, until the king restored him to his place as a member of society *. The third class of offences which seemed be- yond the scope of outlawry, and demanded strict, public, and direct His power of rather than casual and private punishment, were yet like the former accepting i r > ./ money com- capable of composition, the acceptance of which to a certain pensation. ^ ^ ' ^ extent dej^cndcd on the king as representing the people ^. In all * Wilda, Strafiecht, pp. 255 sq., 264 .sq. Waitz, D. V. G. i. 391 ; 'the peace is the relation in which all stand whilst and in so far as all continue in the union and in the riglit on wliich the community rests. He who acts against this commits a bi'each of the peace. The breach of the peace is un- right ; the transgression against right is a breach of the peace.' He who sins against one, sins against all ; and no man may redress his own wTongs until he has appealed to the guardians of the peace for justice. Hence the peace is the great check on the ])ractice of private war, blood feuds, and the so-called lex talionis. I think the German writers take too higli a view of the power of the Anglo-Saxon king as guardian of tlie peace. See Schmid, Gesetze, p. 584; Gneist, Verwaltungsrecht, i. 26. * K. Maurer, Krit. Ueberscliau, iii. 26 sq. Bethmann-HoUweg, Civil- process, iv. 25 sq. Rchmid, Gesetze, p. 584. Palgrave, Commonwealth, p. 204. Waitz, D. V. G. i. 392 ; ii. 40. ^ K. Maurer, Krit. Ueberschau, iii. 45. LI. Hloth. and Eadr. §§ ir, 12, 13. Ini, §§ 3, 6, 7, 10. Schmid. Gesetze, p. 679. * Athelstan, ii. § 20, 3. Edgar, i. § 3 : ' ot sit utlaga, id est exul vel cxlex, nisi rex ei patriam concedat.' Etlielred, viii. § 2. * Alfred, § 7; ' f^'t in arbitrio regis sic vita sic moi-s, sicut ei condonare voluerit.' Also Ini, § 6 ; Edmund, ii. § 6; Etheh'ed, iv, § 4; but compare Alfred, Introd, § 49. 7 ; as given above, p. 1 76. VII.] The King's Peace. i8i this the kins: is not only the executor of the peace, but a sharer The king is . . . . » „ guardian of in its authority and claims. But this position is far from that the peace, of the fountain of justice and source of jurisdiction. The king's guarantee was not the sole safeguard of the peace : the hundred had its peace as well as the king ^ : the king too had a distinct peace which like that of the church was not that of the country at large, a special guarantee for those who were under special protection ^. The qritlh ^, a term which comes into use in the Danish The people ■^ . pass into struggle, is a limited or localised peace, under the special the king's • j)C3iCG or guarantee of the individual, and differs little from the protection protection. implied in the mund or personal guardianship which appears much earlier * ; although it may be regarded as another mark of territorial development. Wlien the king becomes the lord, patron and mundborh of his whole people, they pass from the ancient national peace of which he is the guardian into the closer personal or territorial relation of which he is the source. The peace is now the king's peace ^; although the g7-ith and the mund still retain their limited and local application, they entitle their possessor to no higher rights, they do but involve the transgressor in more special penalties ; the frith is enforced by 1 Edmund, iii. § 2. Edgar, i. §§ 2, 3 ; iii. 7. Ethelred, iii. 3. Canute, ii. §§ 15) 3°- ^ Schmid, Gesetze, p. 584. ^ Grith [gridh] is properly the domicile, Vigfiisson (Icelandic Diet, s.v.), and consequently, asylum ; then truce or peace limited to place or time. Schmid, Gesetze, pp. 584, 604. So Church-grith is sometimes used for sanctuary; but it really means as much as Church-frith, the peace and security which the law guarantees to those under the church's protection. Schmid arranges the special peaces or several griths under three heads : (l) Place ; churches, private houses, the king's palace and pi-ecincts ; (2) Time ; fasts and festivals, coronation days, days of public gemots and courts, special gatherings at drinking parties, sales, markets, guilds, &c., and the times when the fyrd is summoned ; (3) Persons; clergy, widows, and nuns. Gesetze, p. 585. Gneist, Verwaltgsr. i. 38, 39. The curious enactment of Ethelred, iii. § i, distinguishing the grith of the king, that of the ealdorman, that given in the burh-moot, the wapentake and the alehouse, with different fines for breach, is very noteworthy. * Gneist, Verwaltungsrecht, i. 26. The original meaning of mund is said to be hand, Schmid, Gesetze, p. 634 ; but it also has the meaning of word, sermo; and of patria potestm. Waitz, D. V. G. i. 55. * Edward, ii. i, § i : 'Inquisivit itaque qui ad emendationem velit redire, et in societate permancre qua ipse sit.' Edmund, ii. § 7 : ' Pax regis.' See Gneist, Verwaltungsrecht, i. 26 ; Self-government, i. 29 ; K. Maurer, Elrit. Ueberschau, iii. 46. i82 Constitutional Hidm-y. [chap. Special the national officers, the cjrith by the king's personal servants ; the one is official, the other personal ; the one the business of the country, the other that of the court ^. The sj^ecial peace is further extended to places where the national peace is not fully provided for: the great highways, on which questions of local jurisdiction might arise to the delay of justice, are under the king's peace. But the process by which the national peace became the king's peace is almost imperceptible : and it is very gradually that we arrive at the time at whith all peace and law are supposed to die with the old king, and rise again at the proclamation of the new ^. In Anglo-Saxon times the transition is mainly important as touching the organisation of jurisdiction. The peace is The national officers now execute their functions as the king's the king's _ _ ° peace. officers, and executors of his peace; the shire and hundred courts, although they still call the peace their own, act in his ' The king's ha-nd-grith, in the law of Edward and Guthrum, § i, must mean the king's mund ; the special peace given by the king's hand ; see too •Ethelred, vi. § 14, the ' pax quam manu sua dederit,' Canute, i. § 2. 2. To this belongs also the chapter on the Pax regis in the laws of Edward the Confessor, in which the peace of the coronation-days, that is, a week at Easter, Whitsuntide and Christmas ; the peace of the four great highways, Watling-street, Ikenild-street, Ennin-street, and Foss-way, and the peace of the navigable rivers, are protected with special fines that distinguish them from the common-law peace of the country, which is also the king's peace. Besides these there is a fourth peace called the king's hand-sealde grith, and one given by the king's writ, which answer more closely to the idea of the mund as personal protection ; and with this are connected the original pleas of the crown (see below, p. 187). Other offences against the peace, and the protection of other roads and riveis, belong to the view of the local courts, the phire and the sheriff, although not less closely related to the king's ])eace and jurisdiction. Cf. Glanvill, de Legg. i. i ; LI. Edw. Conf. § 12 ; Palgrave, Conmionwealth, jtp. 284, 285. '■' 'The SovereigTi was the fountain of justice ; therefore the stream ceased to flow when the well spring was covered by the tomb. The judicial bench vacant ; all tribunals closed. Such was the ancient doctrine — a doctrine still recognised in Anglo-Norman England.' Palgrave, Normandy and Pjiigland, iii. 193. Speaking of the special protections above referred to, the same writer says : ' Hoinotime after the Conquest all these special protections were reiilaced by a general proclamation of the king's peace which was made when the community assented to the accession of the new monarch, and this first proclamation was considered to be in force during the remainder of his life, so as to bring any disturber of the public tran([uillity within its ])enalticH. So niucli inq)()rtancc was attached to the ceremonial that even in the reis^n of .lohn, offoiiccs committed during the interregnum, or period elai)8iiig between the day of the death of the last mojiarch and the recognition of his successor, wore unpunishable in those tribunals whose authority was derived from the Crown.' Commonwealth, p. 285. VII.] Royal Jurisdiction. 1 83 name ; the idea gains ground and becomes a form of law. Offences against the law become offences against the king, and Contempt of . . . p , . the king's the crime of disobedience a crime of contempt to be expiated by law is , specially a special sort of fine, the oferhyrnesse \ to the outraged majesty of punislmble. the lawgiver and judge. The first mention of the oferhyrnesse occurs in the laws of Edward the elder ^, at the era accordingly at which the change of idea seems to have become permanent ^. 73. But although it may be convenient to accept this approxi- fj^"^^ "^ mation to a date, the influence of the idea may be traced much rovai juris- ' _ •' _ , diction. further back. The administration of the peace is inseparable from the exercise of jurisdiction ; those who are in the national peace ai'e subject only to the national courts ; those who are in the church's grith, are also in the church's socn ; those who are in the king's mwid, are under his cognisance ; those who are amenable to any jurisdiction, owe suit and service to the courts of the jurisdiction ; when all are in the iiiund or gi'ith or frith of the king, he is the supreme judge of all persons and over all causes, limited however by the counsel and consent of his witan. * Ofer-hyrnesse (subauditio, male audire) answers to the later over- seunnesse (over-looking, contempt) ; it is marked by special penalty in the cases of buying outside markets, refusal of justice, accepting another man's dependent without his leave, refusing Peter's pence, sounding the king's coin, neglect of summons to gemot or pursuit of thieves, and disobedience to the king's ofiBcers. See Schmid, Gesetze, p. 638. ^ ' Si quis extra portum barganniet, oferhyrnesse regis culpa est.' Edward, i. § i. * The concluding chapter of Asser's life of Alfred (M. H. B. p. 497) gives some important data, not only as to the participation of the king in judicature, but as to the composition of the local courts in his day. The nobiles and ignobiies, the eorls and ceorls, were constantly disagreeing in the gemots, ' in concionibus comitum et praepositorum ; ' a proof that ealdorman and gerefa, eorl and ceorl, had their places in these courts. None of the suitors were willing to allow that what the ealdormen and gerefan deter- mined was true ; a proof that although the officers might declare the law the ultimate determination rested in each case with the suitors. This caused a great number of causes to be brought before the king : he summoned the faulty judges before him and carefully examined into each case ; or examined them through his messengers : insisting when he found them guilty that they should either resign the offices which he had committed to them, or devote themselves to the study of equity. We learn from this that the ap- pointments to the sheriffdoms and ealdormanships were made by him, not by election of the people ; and, as ignorance was the excuse of their sin, equity the object of their enforced study, that it is clearly in the declaration of law not in the determination of suits that they were faulty. The same general conclusion results from the reading of his laws. 184 Constitutional History. [chap. Royal juris- In regard to the holders oi folhland, the special royal juris- the tenants diction must have been much older than the time of Alfred ; as these tenants were liable to special burdens payable directly to the state, and as the profits of jurisdiction which were counted among these burdens, were inseparable from jurisdiction itself, it is proba- ble that the jurisdiction of these lands was administered by royal officers, not necessarily separate fi'om the business of the hundred courts, but as a part of their work, having special reference to the king's interests \ They would be from the first in the peace of the king rather than in that of the hundred. ^Mien, however, folk- lands were turned into booklands in favour of either churches or individuals, and all their obligations save the trinoda necessitas transferred with them, the profits of jurisdiction and jurisdiction Private itself followed too. Such jurisdiction as had been exercised by ^tioM. ° the king, in or out of the popular courts, was now vested in the recipient of the grant. This may have been a very early inno- Sac and soc. vation. The terms sac and soc ^, which imply it, are not found until late in the period, but occur almost universally in Norman grants of confirmation, as describing definite immunities which may have been only implied, though necessarily implied, in the original grant, and customarily recognised under these names ^. ^ In the Salian Mallus (above, p. 54), the thunginus acted on behalf of the nation, tlie saceljaro looked after the interests of the king. In the later county court, some such division of duties and interests must have existed between the sheriff and the coroner ; and in the Anglo-Saxon time, there may have been a hundred-reeve as well as a hundreds-ealdor (above, p. loi). Yet in the county court the sheriff was nominated by the crown, the coroner chosen by the people ; and earlier, the ealdorman was appointed by the king and witan, the sheriff apparently by the king alone. And it is extremely difficult to distinguish lietween the duties of tiie sheriff exe- cuting the peace as the oflBcer of the nation, and collecting the revenue as steward of the king. ^ Sac, or sacu, seems to mean litigation, and socn to mean jurisdiction ; the former from the thing (sacu) in dispute ; the latter from the seeking of redress; but the form is an alliterative jingle, which will not bear close analysip. Kemble refers sacu to the preliminary and initiative process, and socn to the right of investigation, ((.'od. iJi|)l. i. p. xlv.) Ellis makes sac the juristliction, and hoc the territory within which it was exercised. (Introd. i. 273). '^ee also Sclmiid, Gesetzu, p. 654. ^ Kemble (C. 1). i. p. xliv), remarks, tliat except in one questionable grant of Edi'ar, sac and soc are never mentioned in charters before the reign of Edward the Confessor; and concludes tliat ' they were so inherent in the land as not to re(|uire particularisation ; but tliat under the Normans, when every right and privilege must be struggled for, and the conse- VII.] Grants of Jurisdiction. 185 The idea of jurisdiction accompanying the possession of the soil Grants of , , . , . sac anil soc must be allowed to be thus ancient, although it may be questioned removed the ... I'-iiii-' lands from whether, except in the large territorial lordships, it was actually thejnrisdic- exercised, or whether the proprietor would not as a rule satisfy hundred himself with the profits of jurisdiction, and transact the business of it through the ordinary courts. It is probable that, except in a vei-y few special cases, the sac and soc thus granted were before the Conquest exemptions from the hundred courts only, and not from those of the shire ^ ; and that thus they are the basis of the manorial court-leet, as the mark-system is that of the court baron. There is no evidence of the existence of a domestic tribunal by which the lord tried the offences or settled the dis- putes of bis servants, serfs, or free tenantry ; he satisfied him- self with arbitrating in the latter case, and producing the criminal in the public courts ^. But when grants of sac and soc became common, these questions would swell the business of Growth of his private courts, and his jurisdiction would apply as much to courts. those who were under his personal, as to those who were in his territorial protection. By such grants then, indirectly as well as directly, large sections of jurisdiction which had been royal or national, fell into private hands, and as the tendency was for all land ultimately to become bookland, the national courts became more and more the courts of the landowners. The ancient process was retained, but exercised by men who de- rived their title from the new source of justice. Their juris- quences of the Norman love of litigation were bitterly felt, it became a matter of necessity to have them not only tacitly recognised but solemnly recorded.' The idea that the manor originates in the gradual acquisition by one family of a hereditary right to the head.-. V. C. iv. 492. ^ Ini, § 51. 'Si liomo sithcundus terrarius expeditionem supersedeat, emendet cxx HolidiH et perdat terram suam ; non habens terram Ix solidis ; cirliacua xxx solidis pro fyrdwita.' VII.] Military Service. 191 of free man, his forfeiture to his desertion of his duty as gesith. The later legislation, which directs forfeiture in case of the king's presence with the host, whilst a fine of 1 20 shillings was sufficient atonement if he were not present, would seem to be the natural result of the change which placed the whole popu- lation in dependence on him as lord ^. It is by no means improbable that the final binding of land- The militarj; ownership with military attendance on the king in the form of the thegn. the thegn's service ^, is connected with the same legislation of Alfred and Edward, which we have already examined in refer- ence to treason and the maintenance of the peace. To their date approximately belong the definitions of the thegn as pos- sessing five hides of his own land, church and kitchen, bell- house and burh-geat-setl, and special service in the king's hall : the thegn of Alfred is the miles of Bede ; the history of the year a.d. 894 shows an amount of military organisation on Alfred's part, of which there is no earlier evidence, an army of reserve and a definite term of service'. The militaiy policy too of Charles the Great may by this time have affected Eng- land; the improvement of organisation involves a more dis- tinct definition of militaiy duties ; and it is certain that the increased importance and costliness of equipment must have ^ Ethelred, v. § 28; vi. § 35. 'Quando rex in hostem pergit, si quis edietu ejus vocatus renianserit, si ita liber homo est ut habeat socam suam et sacam et cum terra sua possit ire quo voluerit, de omni terra sua est in misericortlia Regis. Cujuscunque vero alterius domini liber homo si de hoste remanserit, et dominus ejus pro eo alium homineni duxerit, xl solidis domino suo qui vocatus fuit einendabit. Quod si ex toto nullus pro eo abi- erit ipse quidem domino suo xl sol., dominus auteni ejus totidem sol. regi emendabit ;' Domesday, i. 172, Worcestershire. In Canute, ii. § 65, neglect of the fyrd involves a fine of 120 shillings, but in § 77, whoever flies from his lord or his companion, in sea or land expedition, is to lose all that he has, and even his bookland is forfeited to the king. His lord enters on the land that he has given him, and his life is forfeit ; but this is not the neglect of the fyrd, but the hcruliz of the continental law, which was punishable by death. Cap. Bonon. 8ii, c. 4; Baluze, i. 338. ^ Gneist, Self-government, i. Ii : The thegn's service was clearly, (i) per- sonal ; (2) at his own cost of equipment ; (3) he paid his own expenses during the campaign. ' Chron. Sax. a.d. 894. ' The king had divided his forces (fierd) into two, so that one half was constantly at home, half out in the field ; besides those men whose duty it was to defend the burhs.' 192 ConstiUUional Kidory. [chap. No exact confined effective service to the rich ^ But althousfli the parallel vntn ... feudal legis- them was bound to military service, we have not sufficient lation on '=' • t 1 1 i • • i military Warrant for accepting the theory that his service bore to the extent of his land the exact proportion that is laid down in feudal times ^. The hide might furnish its man; the thegn might be answerable for five men, or for one warrior five times as well equipped as the ordinary free man : in the reign of Ethelred, eight hides furnished a helm and a coat of mail ^ j in Berkshire in the time of Edward the Confessor, the custom was that every five hides sent one wai'rior (miles) ■*, and each furnished him with four shillings for the provision of two months : if he failed to attend he sufi'ered forfeiture. But we have few more indications of local, and none of general practice, and it is probable that the complete folloAviug out of the idea of proportion was reserved for Henry II, unless his military reforms are to be understood, as so many of his other measures are, as the revival and strengthening of anti-feudal and prae-feudal custom. Still even these traces are sufiicient to show the tendency to bind up special possession with special service, and consequently to substitute some other liability for that of military service in cases where that special qualification did not exist. Whether the simple freeman served as the follower of the lord to whom he had commended himself or to whose court he did service, or as the king's dependent under the banner of the sheriff or other lord to whom the king had deputed the leading, he found him- self a member of a host bound together with territorial rela- tions ''. If he were too poor to provide his arms, or preferred * Gneist, Self-government, i. 10. The stages may be thus marked : (i) the universal obligation ; (2) the obligation of tlie hundred to furnish a hun- dred warriors ; (3) the increased cost of armour restricting effective service. lu the seventh century, on the continent, full equipment was worth 33 solidi, that is the price of as many oxen, or of a hide of land : in England, the service was on foot. (4) Although the fully armed warrior might be the king's thegn, all owners of five hides were liable to the same service, and the whole population was still summoned to defensive war, like that against the Danes. Ibii tlioy could prove tliat he was English. ' Noll prori'dit noq Kolvatur |)ro niurdro Anj^licus sed Francigena ; ex quo vero due.st (jui inU-rfcctuni hominem coniprobet Anglicum esse, Francigena rejiutatur.' LI. Ifenr. \, § 92. 6. * Edgar, iv. § 2. I. VII.] InJIitence of the Danes. 197 is equally true of the Mercians and Northumbrians ; the vari- Personal law , . not inipor- utions of custom arc vernal rather than real ; and wliere, as in t;mt in the case of the wergilds, they are real, they are territorial rather than personal. The deeper differences of Briton and Saxon laAvs on the Western border, or of early Danish and English custom in East Anglia were settled by special treaty, such as those of Alfi-ed and Edward with Guthrum, and the ordinance of the Dunsaetas. The subject of personal law then illustrates the Anglo-Saxon development only incidentally ; there was no such difference amongst the customs of the English races as existed between Frank, Visigoth and Roman, or even between Frank, Alemaunian and Lombai'd. 77. Of the influence of the Danes and Norsemen on the Eflfect of Danish m- constitutional life of England, whether in their character as vasion. conquerors generally, or in special relation to the districts which they ravaged, divided and colonised, little that is affirmative can be certainly stated. For nothing is known of their native in- stitutions at the time of their first inroads ; and the differences between the customs of the Danelaga and those of the rest of England, which follow the Norse occupation, are small in them- selves and might almost with equal certainty be ascribed to the distinction between Angle and Saxon. The extent of the Danish occupation southward is marked by the treaty of Alfred and Guthriim, ' upon the Thames, along the Lea to its source, then Limits of right to Bedford and then ujoon the Ouse to Watling Street ^' pation. To the north they were advanced as far as the Tyne ; and their Western boundaiy was the mountain district of Yorkshire, Westmoreland and Cumberland ^. Over all this region the traces of their colonisation abound in the villages whose names end in 'by,' the Scandinavian equivalent of the English 'tun,' or ' ham ' : the division into wapentakes may be Scandinavian more probably than Anglian, and the larger arrangement of the trithiugs or ridings of Yorkshire and Lincolnshire may be of the same origin. But it is not probable that they introduced any * Alf. andGuthr. § i. "^ See Mr. Ivobertson's Essay on the Danelaw in Scotland under her Early Kings, ii. 430-444. Freeman, Nonn. Conq. i. 644-647. 198 Constitutional History. [chap. The infusion Substantial changes into tbe customs of the common law, for of Danish ._,- , ,. -i-c,! usages was Several reasons, in the first place their organisation tor the owing to ' purpose of colonisation Avas apparently only temporaiy. It was condition; nearly two centuries before they effected a permanent settlement, during which period they ravaged the coasts in the summer, and in the winter either returned home or remained in camp. Their expeditions were headed by independent chieftains allied, as the old Saxons had been, for the pm-pose of war, and after the war was over returning to equality and isolation. They were accordingly far more likely to amalgamate with the Anglian population which submitted to them ^ than to create a great and new nation upon lines of their own. The evidence of a popular migration, as dis- tingaiished from mere settlement, is wanting, and although the local extermination of the natives must have occasionally made the institution of a new organisation necessary", it would ap- pear that such instances were not numerous enough to alter the and possibly general complexion of society. In the second place, the Angles affinity with whom they conquered were, of all the English tribes, the most e ng es. (,|Qgg|y connected with them in their primitive homes. The civilisation which the Danes now possessed was probably about equal to that Avhicli the Angles had had three centuries before ; they were still heathens, and of their legal system we know no more tlian that they used the universal customs of compurga- tion, wergild, and other pecuniary compositions for the breach of the peace ^. Their heathenism they renounced with scarcely a struggle, and the rest of their jurisprudence needed only to be translated into English. Just as in France the Normans adopted the religion and institutions of the conquered, so in England the Danes sank almost immediately into the mass of the Angles. It cannot be doubted that the influx of a body of new settlers whose ideas of freedom had not been trained or shaolded with ' Freeman, Norm. Conq. i. 148. ' Such jierliaps was the original confeJeratiou of the Five Boroughs ; above, p. 93. ^ See tlie laws of Alfred and Guthrum, and Edward and Guthrum. The lahslit of the Danes is the wito of tlie Anijlo-Saxona ; and in many cases, as we liave already seen, new nanioH, rather than new cu.stonis, date from the Danish occu])ation : the earl, the hdld. tlie grith, tlie trithing, tlie wajjentake jierhaps, supersede the old names, but witii no percepliblc diH'erence of mean- ing. For the word lava itself (lab) we are, it is said, indebted to the Danes. VII.] Ivfluence of the Danes. 199 three centuries of civilisation, must have introduced a stroncj Bracine ^ iiinuwicc of impulse in favour of the older institutions which were already the Danisk '■ _ "^ infusion. on the wane. The alodial tenure of the North must have been reinstated in Yorkshire and East Anglia in its full strength ', even if the subject Angle sank one degree in the scale of liberty. The institutions of the Danish settlements of the Five Boroughs^ stand out as late as the Conquest, in the possession of a local constitution which, as well as their confederation, seems to date from their foundation in the ninth centuiy. But speculation on such points is scarcely necessary. The amalgamation of the Dane and Angle population began from the moment of the conversion. The peace of Alfred and Guthrum established the social equality of the races : the prowess and policy of Edward and of Ethelfleda reunited the Southern Danes under Speedy union of the "West Saxon dyuastv, and the royal houses of Northumbria Danes and •^ . "^ ' "^ . English. and Wessex intermarried. The attraction of the larger and more coherent mass, itself consolidated by the necessity of defence, and the quarrels of the Danish chieftains amongst themselves, led the way to their incorporation. The spasmodic efforts of the Northumbrian Danes were checked by Edmund and Edred ; and Edgar, who saw that the time was come to join Dane and Mercian on equality in all respects with the West * Robertson, Scotland, &c. ii. 269. ' It will be found that at the date of the Norman Conquest, contrary to the usually received idea, a greater amount of freedom was enjoyed in the Danelage than in England proper, or in other words Wessex and English Mercia. Throughout the latter district, except in the case of the Gavellers of East Kent, military tenure seems to have prevailed with hardly anji exception ... In the Danelage, on the contrary, omitting Yorkshire from the calculation, between a third and a fourth of the entire po])ulation were classified either as liberi homines, or as socmen . . . Free socage, the very tenure of which is sometimes supposed to have been peculiarly a relic of Anglo-Saxon liberty, appears to have been absolutely unkn iwn except among the Anglo-Uanes.' Whether these con- clusions are to be accepted may be questionable, but the argument illus- trates remai-kably tlie expression in the text. ^ It would be hazardous to argue from what is called the ' North People's Law,' Schmid, Gesetze, p. 396 ; but a reading of it suggests that the Danes estimated their own wer-gilds at twice the value of the Angles, just as in early daj's the Saxons had valued themselves at twice as much as the wealh. The eorl is worth i;ooo tlirymsas ; the ealdorman 8000; the hold is worth 4000, and the thogn 2000; the king's high reeve is worth 4000, and there is no counterpart to him, probably because he would always be valued as a Dane. Mr. Robertson dates this earlier than Canute, Scotland, &:c. ii. 281. 200 Constitutional History. [chap. Ecclesiastics of Danish estraction. The want of cohesion not a result of Danish infu- sion only. Gfeneral con- clusion as to the first D.mish struggle. The second Danish struggle. Saxon, consolidated the Xoiihumbrian kingdom with his own. The Danish Odo, Oskytel, and Oswald were archbishops in less than a century after Halfdane had divided I^orthiimhria ; and in the struggles of Ethelred, Sweyn and Canute, the national differences can scarcely be traced. The facility with which the Danes of the eleventh century conquered the provinces which their kinsmen had occupied in the ninth can scarcely' be referred to this cause with more probability than to the fact that Mercia and East Anglia during the Anglian period had never united with Wessex. The ill-consolidated realm of Edred broke up between Edwy and Edgar, just as that of Ethelred broke up between Edmund and Canute, and that of Canute between Harold and Hardicanute. It may be concluded then, tbat whilst very considerable political modifications and even territorial changes followed the Danish conquest of the ninth century, whilst a rouglier, stronger, and perhaps freer element was introduced into the society, into the language, and even into the blood of the Angles, the institii- tioual history is not largely affected by it. During the conquest the Danes were the host, or here; when it was over they subsided into the conditions of settled society as they found it ; their magisti'ates, their coins, their local customs, like their dwelling places, retained for a while their old names ; but under those names they were substantially identical with the magis- trates, coins and customs of the Angles, and in the course of time sank all differences in a common nomenclature. Nor again can much of the constitutional charge which followed the second Danish domination, that founded by Sweyn and Canute, be attributed to the Infusion of new customs from the North \ Its chief effects were political, and its constitutional ' If the authenticity of the Constitutiones Forestae, ascribed to Canute, were proved, they might be useful as marking the introduction of forest law into England ; but they are either spurious, or so much interpolated as to he \vithf»ut value. They are accepted indeed by Kemble and Lappenherg, and with some liesitation by Schniid also (Gesetze, p. Ivi), but K. Maurer rejects them as a Caljrication of much later date (Krit. Uelierschaii, ii. 410). Freeman, Norm. CJonq. i. 732, thinks that the code carries its own confu- tation with it, and !*>runner(in Ifoltz^ndorff 's Encyclop.adie, p. 232) detects in it the ring of Noniian legal terminology. Busidos these laws the in- stitution of the huskarls is the only peculiarity of the Danish regime : on VII.] Canute's Earldoms. 20 1 consequences may be referred to political far more than to ethnical No new ^ *^ 1 • n 1 r "safres iiitro- causes. The laws of Canute are but a reproduction of those ot duced by . Canute into Edgar and Ethelred ; not a snigle custom can be assigned to Ins the laws, rule with any certainty that it cannot be found earlier ; and the infusion of Danish blood and language is less important in the eleventh century than in the ninth. The changes which are traceable, and which have been adverted to in the general sketch just given of the grow'th of the royal power, are to be ascribed to the fact that Canute was a great conqueror and the ruler of other far wider if less civilised territories than England. His changes in the forms of charters and writs, if they were really anything more than clerical vai-iations, simply show that he did with a strong hand what Ethelred had done with a weak one. Even the great mark of his policy, the division of England into four great eiirkloms or duchies, may be paralleled with the state of things under Edgar and his sons. It is however possible to refer the last measure to an idea of Imperial ^ ... . cliaracter of reproducing something like the imperial system which Canute Canute, saw in Gei-many. He ruled, nominally at least, a larger European dominion than any English sovereign has ever done ; and perhaps also a more homogeneous one. No potentate of the time came near him except the king of Germany, the emperor, with whom he was allied as an equal. The king of the Norwegians, the Danes, and a great part of the Swedes ', was in a position which might have suggested the foundation of a Scandinavian empire with Britain annexed. Canute's division of his dominions on his death bed, showed that he saw this to be impossible ; them see Freeman, Norm. Conq. i. 733. Although they recall very di.-itinctly the features of the prhuitive com'itatus (above, p. 150, n. 2), they do not concern Constitutional History further, and add in no important degree to the ele- ments already existing in English society. The heriot is often regarded as an institution of Canute ; but there are many examples of t!ie custom in the chaiters much earlier, which sliow that he simply declared the law of an ancient, probably primitive, ustige. Kemble, Saxons, ii 99. The heriots of Theodred, Bishop of Elmham (Cod. Dipl. dcccclvii), Ethelwald the ealdor- man (mclxxiii), Elfgar (mccxxiii), Beorhtric (ccccxcii), and many others are known ; and they seem to imply an assessment similar to Canute's own. And in this view of the case, where the pMyment had become a settled amount due from persons of a particular rank, it ' became possible for women to be charged with it.' In other words the heriot was become a burden on the land rather than on the person. ^ See his letter to the bishops, in Florence of Worcester, a.d. 1031. 302 Constitutional Illdory. [chap. Canute's Norway, for a century and a half after his strong hand was re- empire not T • 1 p • • 1 permanent moved, was broken up amongst an anarchical crew ot piratic and dated. bloodthirsty princes, nor could Denmark be regarded as likely to continue united with England. The English nation was too much divided and dernoralised to retain hold on Scandinavia, even if the condition of the latter had allowed it. Hence Canute determined that during his life, as after his death, the nations should be governed on their own principles, and as the Saxons, the Bavarians, the Swabians and the Franconians obeyed Conrad the Salic, so the Danes, the Norwegians, the Swedes and the English should obey him. But still further, the four nations of the English, Northumbrians, East Angles, Mercians and West Saxons, might, each under their own national leader, obey a sovereign who was strong enough to enforce peace amongst them. Feudal ten- The great earldoms of Canute's reign were perhaps a nearer ap- Canute's proach to a feudal division of England than anything which by earls. followed the Norman Conquest. That of Mercia was a vast territory in which the earl, an old jSIercian noble, united the great territories of the national aethel with the official authority and domain of the ealdorman, and exercised the whole ad- ministration of justice, limited only by the king's reeves and the bishops. And the extent to which this creation of the four earl- doms affected the history of the next half century cannot be exaggerated. The certain tendency of such an arrangement to become hereditary, and the certain tendency of the hereditary occupation of great fiefs ultimately to overwhelm the royal power, are well exemplified. The ])rocess by which, as we have seen, the king concentrates in himself the representation of the nation, as judge, patron, and landlord, reaches its climax only to break up, save where the king's hand is strong enough to hold fast what he has inherited, and the i^eojde are coherent enough to Pei(^ of sustain him. The history of the reign of Edward the Confessor Confessor, is little more than the variation of the balance of power between the families of Godwin and Leofric; the power of the witenagemot is wielded by the great earls in turn ; each has his allies among the Welsh, Irish and Scottish ])rinces, each his friends and refuge on the continent : at their alternate dictation the king receives VII.] Frank lujluences. 203 iiiul dismisses his wife, names and sets aside liis bishops. The Policy of . . Godwin and disruption of the reahn is imniineut. The work of Godwin is Luuiric. crowned by the exaltation of Harold, who saw the evils of the existing state and attempted at the sacrifice of his own family interests to unite the house of Leofric in the support of a national sovereignty. But the policy of Leofric, followed out by the lukewarm patriotism of Edwin and Morcar, opened the way to the Norman Conquest by disabling the right arm of Harold. The Norman Conquest restored national unity at a tremendous temporary sacrifice, just as the Danish Conquest in other ways, and by a reverse process, had helped to create it. In all this however there is nothing that would lead to the conclusion of any formal infusion of Scandinavian polity ^ The measure, so far as it is new, is rather Frank or German, and in advance rather than in the rear of the indigenous development. 78. A glance at the Karoliiigian legislation of the ninth ceu- Question of tury suggests the important question whether the legal measures of Frank' adopted by Alfred and his descendants were to any great extent tiie later influenced by continental precedents. The intercourse between system^'"'"" the two courts had been close and constant, the social condition of the two nations was far more uniform than a superficial view of their history would lead us to believe, and in the laws of their respective legislative periods there are coincidences which can scarcely be regarded as accidental. During the reign of the Great Charles the Frank court was the home of English exiles, as well as of English scholars ". Egbert spent as a banished man in France three years, one of which was marked by Charles's ' Hallam, M. A. ii. 272, comes to the same conclusion. The views of Northern antiquaries, who refer every point of siniilaritv between Scandi- navia and En^dand to Norse and Danish influences in Britain, seem to be maintained in ignorance of the body of English history which existed earlier than the Norse invasions, the civilising and Christianising influence of England on Scandinavia, and the common stock of institutions that both nationalities possessed. The temperate and critical treatment of Konrad Maurer is strongly in contrast with this. But even the introduction of the huskarls and the forest law are to a certain extent outside our present subject : the former was no permanent institution, and the latter rests on too weak evidence to be accepted. I have therefore preferred to mentioa what is important about them under other heails. '■' See the letters of Otta, Alcuin and Charles, in the Councils and Eccle- siastical Documents, iii. 487, 49S, 561-565. 204 Constitutional History/. [chap. Intercourse assumption of the imperial dignity ^ It is quite possible tliat of the West , . •nin- p ITI- Saxon kings there he conceived the desn-e of establishmg a supremacy over Karolings; the English kingdoms as well as the idea of binding to himself and his dynasty the mother church of the land in alliance for mutual patronage ^. The character and some part of the history of Ethelwulf are in strict parallel with those of Lewis the Pious, whose correspondent he was in his early years and whose grand- daughter he married on his return from his Roman pilgrimage. Alfred drew from the empire some at least of the scholars whose assistance in tlie restoration of learning repaid to a great extent the debt due to England for the services of Alcuin. Charles the Simple and Otto the Great were married to two of the sisters of Athelstan ; aud wliilst Otto was consolidating the Saxon empire on the continent, his nephew Avas gathering sulyect kings at his coui-t and taking to himself the titles of emperor and Augustus, contempo- As Otto collected the great duchies of Germany into the hands rar.v policy c ■, • ^ of the Saxon of his SOUS and sons-in-law, Edgar placed the great ealdorman- tjni pcrors. ships of England in the hands of his own kinsmen. In ecclesias- tical legislation at the same time England was largely copying fi'om the manuals of Frank statesmanship. The Anglo-Saxon Canons and Penitentials of the tenth century are in great part Intercourse translations aud expansions of the Frank books of discipline which had a hundred years earlier been based on the works of Theodore and Egbert. It would be very rash to affirm that while the bishops, who composed so large a part of the witena- gemot, sought foreign models for their canons, they did not seek foreign models for the secular laws. Dunstan had learned monastic discipline where he might also have furnished himself with the knowledge needed for the great office of first adviser to the king. But the brilliant period of imperial legislation was Periods of over before the time of Alfred; in the disorganisation of the EiiKlish" latter period of the Karolings much of the framework of their (lonotco?n- Bystem had ceased to exist exce])t in the law books; and the ^ parallels between Frank and English law must not be pressed ' Cliritn. Sax. A.D. S36. Brilitric ilied in A.D. 802 ; Eghcrt's stay in France niiiHt have covered the date of Charles's coronation. ^ .See (Jliaptor VIIJ. p. 236. VII.] Frank Injluences. 205 without allowing for the siniilaiity of the circunifctances which prompted them aiul for the fuudaniental stock of common prin- ciples and customs which underlay them. The law which provided Coinci- that the landless man must have a lord appears in the Capitu- law and laries of Charles the Bald half a century before it appears in the dooms of Athelstan ^. The judicial investigations made by Alfred through his 'fideles' may remind us of the jurisdiction of the Frank 'missi'^: in England, as in the empire, the head of the shire receives a third part of the profits of the law courts^: and the great thegn is allowed to swear by the agency of a repi'esentative*. Yet all these may be merely the I'esults of similar circumstances. In other points, where the coincidences are more striking, differ- ence of circumstances may be fatal to an affirmative theory. It cannot be safely said that Edgar's regulations for the hundred Uncertainty were borrowed from the law of Childebert and Clothair, or that Ethelred's rating of the eight hides to furnish a helm and coat of mail was an imitation of the Frank practice ^ or that the pay- ment of Danegeld in a.d. 991 %vas consciously adopted on the precedent created by Charles the Bald in a.d. 861, 866 and 877 in Gaul and Lotharingia ". Jurists will probably always differ as to the relation betAvcen the scabini of Lewis the Pious and the 1 Above, p. 80. ^ Asser, M. H. B. 497. ' Nam omnia pene totius snae i-egionis judicia, quae in absentia sua fiebant, sagaciter investigabat qualiter fierent, jiista aut etiam injusta ; aut vero si aliquam in illis judiciis inic|uitatem intclligere posset, leniter advoeatos illos ipsos judices aut per se ipsum aut per alios suos fideles quoslibet interrogabat.' ' Above, p. 113. ^ Eanks, § 5. Select Charters, p. 64. VVaitz. D. V. G. iv. 228. 'Honorem enim talem nostris vassallis dominicis concedimus, ut ipsi non sicut reliqui manu propria sacramentum jurent, sed melior homo iUoriira et credibilior illud agere non differat.' Cap. Vern. A.D. 884, c. 11. ' Exceptis nostris vassis dominicis pro quibus illorum homines meliores jiiramentum persol- vent.' Ibid. c. 4. Balnze, ii. 195, 197. But this existed a century before in the Lex Saxonum, where the noble is allowed to swear ' in manu liti sui vel sua arniata ;' c. 8. ' Robertson, Essay.'!, p. x. * See the Capitularies of a.d. 86t (Baluze, ii. 103) and 877. ' Haec constituta est exactio Nortmannis qui erant in Sequana tribuenda ut a regione ejus recederent.' The tax in A.n. S77 is twelve denarii from the mansus indoniinicatus; from the man.sus ingenuilis four from the rent, four from the tenant : from the mansus servilis two from the rent and two from the tenant. Baluze, ii. 175, 176. Waitz, D. V. G. iv. 102. Eobertson, Es.says, pp. 116, 117. Ann. S. Bertin, a.d. 866. 2o6 Constitutional History. [chap. Parallels not assistant tlieu'us of the sliiremoot^ ; wlietliei* the twelve senior proofs. ° P 1 1 . „ . thegns who swear to accuse none falsely are a juiy of inquest like the inquisitors of Lewis, or a compurgatory body to deter- mine on the aj^plication of the ordeal. The oath imposed by Canute on every one above the age of twelve, that he will not be a thief nor cognisant of theft ^, runs back through the common form to Edmund's oath of allegiance ', and finds parallels in the earliest legislation of Charles the Great *. In more than one passage the collection of early English usages, known as the Leges Henrici Primi, recalls the exact language of the Capitu- laries and of still earlier laws^. But although we may be inclined to reject the theoiy that refers all such importations of Frank law to the Xorman lawyers, and to claim for the institutions, which like trial by jury came to full growth on English soil, a native or at least a common Germanic origin, it is wiser and safer to allow the coincidences to si^eak for themselves ; and to avoid a positive theory that the first inde- pendent investigator may find means of demolishing. It is enough that, although in different lines and in widely contrasted political circumstances, royalty was both in England and on the continent workinsr itself into forms in which the old Germanic * See above, p. 103. * 'Volumus lit omnis liomo post d'lodecimum aetatls suae annum juret quod fur esse nolit nee furi consentaneus.' Canute, ii. § 21. Compare witli this the later regulations of Henry II and Richard I. Select Charters, pp. 137, 256. * Select Charters, p. 66. ' Ut nemo concelet hoc in fratre vel proximo 8U0 plus quam in extraneo.' * VVaitz, D. V. G. iv. 368. 'Judex Tinusquipque per civitatem faciat ju rare ad Dei judicia homines cro'lentes juxta quantos praeviderit, sen foris per curtcrt vel vicoras niansuros, ut cui ex ipsis cognituui fuerit, id est homi- cidia, furta, adulteria et de inlicitas conjnnctiones, ut nemo eas concelet.' Capit. Langobard. A.D. 782, c. 8. Cf. Capit. Silvac. A.D. 853; Baluze, ii. 44, 45. * See Schmid, Oesetze, pp. 437, 438, 471, 472, 484, 485 : Thorpe, Ancient Laws, pp. 507, 509, 510, &c. The regulations of Atlielstan (ii. § 14), Edgar (iii. § 8) and Etlielred (iv. § 6) respecting coin, may be comjiared with those of Lewis the l^ious (P>aluze, i. 432, 500), and Charles the liald (ibid. ii. 120, 121). Cf. botli with the Homan Law (Just. Corl. ii. § 24"), from whicli tliey were doubtless derived. The law against holding gemots on Sundays and festivals (I'jthelred, v. 13; Canute,!. 15) also resembles that of (Jharles the Great (Baluze, i. 183) and Charles the Bald (ibid. ii. 140, 141). VII.] The Kingdom under Ed. 747, c. 5 : ' Monasteria, si tamen ea fas est ita nominare, quae utique quamvis teniporibus istis propter vim tyrannicae quandain avaritiae, ad religionis Christianae statum nullatenus inmiutari possint ; id est a saecularibus, non divinae scilicet legis ordinationc, sed humanae adinvcntioniH j)raesumptione, utcunque tenentur.' Councils, &c. iii. 364. I'edc also speaks of innumerable places ' in mona-iterioruni ascripta vocabuluni sed nihil prorsus luonasticae conversationis habentia.' Ep. ad Ecgbert. ; Councils, iii. 319. ^ 'Tot sub nomine nionasteriorum loca hi qui monachicae vitae prorsus sunt exportes in suani ditionem acceperunt . . . . ut omnino desit locus ubi filii nobilium aut emeritorum militum possessionem accipere possint.' Ibid, p. 320. ' Council of Clovesho, km. 747, cc. 4, 5, 19, 28. Still more strongly is it VIII.] Monasticism. 223 astic system did its work well, and that a most important work Real services r 1 • T 1 • 1 1 p . . of the mon- for the time, it colonised the country by means 01 missions, astic furnished the supply of teachers in districts too poor and too thinly peo2:)led to provide for their own clergy; and in a manner levelled and equalised the country for parochial administration. The monastic spirit has, further, had in all ages a singular corporate consciousness ; and, besides the influence of common councils and canonical customs, the fact that the clergy felt their vows and spiritual relations to be a much more real tie and basis of consolidation than mere nationality, must have led to the elimination of provincial feeling amongst them. The Mercian priest was free of all the churches. A Mercian or West Saxon prelate might rule at Canterbury; the bishop of East Anglia might be a Kentish man, and a South Saxon rule at Rochester ^. Whilst then the church formed a basis of national union, the No clerical clergy escaped the danger of sinking into a hereditary caste, as was the case largely both in the Irish churches and on the con- tinent. Some marked traces of this tendency however are found in England, in the age immediately preceding the Conquest^; and that the escape was a narrow oue is shown by the number insisted on in the decrees of the legatine councils of AD. 78" : ' Ut episcopi diligenti cura provideant quo omnes canouici sui canonice vivant et niona- chi seu monacliae regulariter conversentur.' Councils, iii. 450. This is the first time the word canon occurs in an English document ; and the term never became common until the eve of the Norman Conquest. ' Instances of the international character of the priesthood, and espe- cially of nionachisu), are abundant. Tatwin, the ninth archbishop of Can- terbury, was a Mercian (Bede, H. E. v. 23), and after the time of Alfred the archbishops were generally West Saxons. Pecthelm, the deacon of Aldhelm, was made bishop of Whithern : Damian, a South Saxon, was bishop of Rochester. Ibid. v. 13, iii. 20. In the North of England, and during the later Anglo-Saxon period, the instances are less frequent ; freedom of election, or local influence, would generally determine in favour of a native candidate. ^ On the descent of ecclesiastical property through an hereditary line of priests, see Raine's preface to the Memorials of Hexham. ' The institution of the Culdees, which was maintained by this custom, had probably spread into the Northumbrian church. The particular Kelede.in laxity appears to have been that, precisely like their Irish and Welsh congeners, they lapsed into something like impropriators (to use the modern term), mar- ried, and transmitting their church endowments, as if they had been their own, to their children, but retaining, at any rate in most cases, their clerical office.' Haddan, Councils, ii. 17S. 224 Constitutional History/. [chap. Hereditary descent of clerical estates. Formation of dioceses out of the early king- doms. of early charters, wliich distinctly prove tlie descent of the half- secular monastic estates through a series of generations, in which either clerical celibacy was unknown, or the successive heads of the monasteries must have delayed ordination until they became fathers and mothers of families large enough to con- tinue the succession. These occur throughout the history of the early Anglo-Saxon church, and must not be i-egarded as a mark of monastic decadence, though distinctly an abuse \ The royal and noble monasteries were clearly regarded as family benefices, for which the only requisite was the assumption of orders or the taking of vows ; they served as places of retii-ement for worn- out statesmen and for public functionaries — kings, queens, and ealdormen, whose forced seclusion gave to their retreats some- what of the character of reformatories ^. 85. The development of the local machinery of the church was in a reverse order to that of the state ; the bishoprics being first formed, then the parishes ; and at a much later period, the archdeaconries and deaneries. The original bishoprics of the conversion were the heptarchic kingdoms; and the see was in some instances the capital. Tlie kingdom of Kent formed the dioceses of Canterbury and her suffragan Rochester ; Essex was the diocese of London : Wessex that of Dorchester or Winchester ; Northumbria that of York ; East Anglia that of Dunwich ; the * See, for example, the charters referring to monasteries at Fladbury ; Sture and Withington, in the Cod. Dipl. xxxiii, cxlvi, ccxv; Ixxx, exxvii ; Ixxxii, cxxiv. In one case tlie principle is laid down thus : Abbot Headda left his moiiastery at Onnanford to the see of Worcester, under condition ' quod mei haeredes in mea gencalofjia in ecclesiastico gradu de virili sexu percipiant, cpianidiii in niea prosapia tarn sapiens et praesciens inveniri potest qui rite et monastice ecclesiasticain norinam regere queat, et nun- quam potestati laicoruin subdetur.' Ibid, clxix. Benedict Biscop thought differently ; he dechired that he would rather his monastery should become an eternal solitude than that his brother sliould be elected abbot, not having entered the way of truth. Bede, Hist. Abliat. c. 9. It was forbidden also by Theodore, Penit. ii. 6 : ' Ipse non potest aliquem ordinare de suis pro- pinquis.' ^ Abundant instances, in which the retirement can scarcely be regarded as voluntary, may be found in Simeon of Durham's annals of the eighth century. An adulteress may retire to a monastery. (Theoil. Penit. ii. H.) The thief has a choice between a monastery and slavery. Ibid. i. 3 : ' Aut intret in monasterium Deo servire aut humanum subeat servitium.' Ibid, i. 7 • ' Eat in monasterium et poeniteat us(iue ad mortem.' viii.] Bioceses and Tarishcs. 225 site of the original Mercian see is not fixed, but within a few years of the conversion it was placed by S. Chad at Lichfield. In The diocese all cases, for a short time, the diocese coincided with the king- coincided (lorn, and needed no other limitation ; the court was the chief kingdom. mission-station, and sent out monks or priests to convert the outlying settlements. There were as yet very few cliurches : Simplicity of crosses were set up in the villages and on the estates of Chris- tiou. tian nobles, at the foot of which the missionaries pi-eached, said mass, and baptized \ The onl}"- officer of the bishop was his deacon, who acted as his secretary and companion in travel, and occasionally as interpreter. The bishop's house, however, contained a number of clerks, priests, monks and nuns, and was both a home of retreat to the weary missionary and a school for the young. These inmates lived by a sort of rule, which was regarded as monastic, and the house and church were the monasterium or minster.. Gifts of land were at this very early Early en- stage bestowed both on the bishop's minster and on others, which, although under his governance spiritually, were less ex- clusively his own, having tlieir abbots and abbesses with full powers of economical administration. These houses were fi'e- (juently of royal foundation, ruled by persons of noble blood ; some of them contained both male and female votaries, and might be ruled by persons of either sex'^. When archbishop Theodoi-e undertook to organise the church, Scanty materials he found little more than this to work on. He found dioceses for Theo- dors's work, identical with kingdoms ; no settled clerg)"^, and no definite terri- torial subdivisions. His first measure was, as we have seen, to ' ' Quia sic mos est Saxonicae gentia, quod in nonnullis nobiliura bono- rumque hominum praediis, non ecclesiam sed sanctae crucis signuin Domino dicatum cum magno honore almum, in alto eroctuni, ad coinmodani diurnae orationis sedulitateui solent habere.' V. S. Willihaldi, Mab. AA. SS. saec. iii. pt. 2, p. 3.^4. Tliis is late in the eightli century. Bade describes the building of churches throughout Northumbria under Oswald, H. E. iii. 3 : • Construebantur ergo ecclesiae per loca, confluebant ad audiendum verbum populi gaudentes, donabantur regio munere possessiones.' ^ These mixed monasteries are animadverted on but not forbidden by Theodore, Penit. ii. 6 : ' Non licet viris feminas habere monachas neque feniinis viros, tamen non destruamus illud quod consuetudo est in hac terra.' Tlie custom was perhaps derived from Ireland. S. Hilda's mon- astery at Whitby is the most famous instanofe. Tlie practice seems to have subsisted until the ninth century. Q 226 ConstiUit'wnal Histori/. [chap. Subdivision break up the dioceses ; and in doins' so, he followed the lines of ot dioceses ^ o ^ on the still the still existins: territorial or tribal arrangements which had earlier pro- ^ ^ vincial lines, preceded the creation of the seven kingdoms. East Anglia was first divided between the northern and southern divisions of the folk ; the former with its see at Elmham, the latter clinging to Dunwich. Northumbria followed ; York, the capital of Deira, had already put in its claim, according to the direction of S. Gregory, and had its own bishop. Bernicia remained to Lindisfarne and Hexham ; and the Picts had a missionary bishop at Whithern : the Lindisfari, of modern Lincolnshire, who at the moment of the division were under the Northumbrian king, received a bishop with his see at Sidnacester. Next, Mercia was divided ; the re- covered province of Lindsey was recognised as a new diocese ; the kingdom of the Hwiccas, which still existed as an under-kingdom, furnished another with its see at Worcester ; North and South Hecana had their bishop at Hereford, and the Middle Angles theirs at Leicester. Wessex broke up after Theodore's death ; Sussex, which now was permanently subject as a kingdom, was made the diocese of the mission see at Selsey ; the kingdom of Wessex proper was divided by the forest of Selwood into two convenient divisions, of which the Western half had its see at Sherborne, Winchester remaining the see of the Eastern half, with a sort of primacy of its own, as the mother church^. The sul)division of the dioceses was followed by a great de- velopment of mouasticism ; the monastery continued to be the typical church settlement, and the monastic history casts almost all other into the shade. Still we may learn from Bede that the country churches were also multiplied, and local provision of some sort was made for the village clergy^. What measures ' The dates of the foundation of these sees are as follows : Canterbury, A.D. 597 ; London and Rocliester, A.D. 604 ; York, A.U. 625, restored in A.D. 664 and 678, and endowed with the pall in A.D. 735; Dunwich, in A.D. 630 ; the see of Wessex, at Dorchester, A.D. 634 (afterwards at Win- chester); Lindisfarne, A.D. 635; that of Meroia, A.D. 656, settled at Lich- field in A.o. 669. In A.D. C173 Theodore instituted the see of Elmham ; in A.D. 676, Hereford ; in A.D. 678, Sidnacester and He.\ham ; in a.d. 680, Worcester and Leicester; in A.D. 681, Whithorn. In a.d. 705 Sherborne was foundc'eregrinis, sive laici suas ad ecclesias.' Lib. ii. 14. Bede praises Bisliop Eadberct of Lindis- farne, as ' niaxime eleemosjTiarum operatione insignia, ita ut juxta legem omnibus annis dccimani non solum quadrupedum verum etiam frugum omnium attpie jioniorum, necnon et vestimcutoruni partem pauperibus daret.' Hist. Eccl. iv. 29. In the laws of Edward the Confessor the obli- gation is alleged to liave been introduced by Augustine, that is, at the Conversion. ' See Cap. de partibus Saxoniae, Baluze i. 183, Art. 15, which shows that this was the rule approved by Charles ; ' ad unamquamque ecclesiam curtem etdiios niansos turrae pagen^^es ad ecclesiam recurrentes condonent, et inter centum viginti homines nobiles et ingenuos, similiter et litos, servum et ancillam cidem ecclesiae trii)nant.' ^ Cap. A.I). 779, Art. 1 : ' De dccimis, ut unusquisque suam decimam donet atf|ue per jussiouem pontificis dispcnscntur.' Baluze i. I42. ^ ' Prat cipimuH ut omtics studcant do onniibus quae jiossident decimas dare, quia H|)f'ciale Domini Dei est.' C.-in. 17; (!ouncils, &c. iii. 456. * Exc(;pt as showing the sanctity of the tenth portion. >Soe Councils, &c. iii. 636 aq. ; Kemble, 8axous, ii. 481-490. .See p. 237 below. VIII.] Tithes. 229 of the tithe of increased The lec^al determination of the church Law of to which the tithe Avas to be paid was not yet settled. The same king directs that it shall be paid to the ' eald mynster,' or mother church to which the district belongs ^ ; the tliegn who liad on his bookland a church with a buryingplace was bound to give a third of his own tithe to that church ; if there were no burying])lace, his gift to the priest might be what he pleased ^ : the cathedral church being it would seem the normal recipient, and the bishop the distributor. But the actual determination was really left very much to the owner of the land from Avhich the tithe arose ; and although in the free townships it must have become the rule to give it to tlie parish priests, the lords of franchises found it a convenient way of making friends and ])rocuring intercessions to bestow it on monasteries. This cus- tom became vei-y frequent after the Norman Conquest, and it was not until the council held in a.d. 1200 that the jirinciple Avas summarily stated that the parochial clergy have the first claim on the tithe even of newly cultivated lands *. Even after that time, by the connivance of bishops and popes, the appro- ])riation system worked widely and banefully. Besides the tithe, the clergy received, under the name of cyric-sceat or church- scot, a sort of commutation for firstfruits paid by every house- holder; and sawl-sceat, soul-scot or mortuary-dues, with other occasional spontaneous ofterings ''. Rapidly and regularly as the organisation and endowment of Bede's de- tlie church proceeded under iheodore and his successors, it was f-'i-essand 11 • !• ,T • 1 • 1 •! 1 reform, not such as to satisfy the pious longings or to silence the severe judgment of Bede. He saw that in the northern province much greater subdivision was necessary ^, and he viewed with fear and anger the corruptions of the monastic life, which the rich and » Edgar, ii. § 3. 2 Tbid. §§ 1,2. ^ Ibid. § 2. * Can. Westiu. 9 ; Johnson's Canons, ii. 89. * The chiircli-scot was paid at Martinmas, Ini, § 4; 'according to the hearth that a man is at at midwinter,' Ibid. § 61 ; i.e. in the township where he keeps Christmas. See, on the whole subject, Kemble, Saxous, vol. ii.; Schmid, Gesetze, 545 sq. * See especially the letter to Archbishop Egbert, c. 5 ; Councils, &c. iii. 319 ; and compai-e the appeals of Boniface to Ethelbald, King of Mercia, ibid. 350-356. 230 Constitutional History/. [chap. Jliscliievoiis elfeets of llercian su- premacy. Archbishop- ric of Lichfield. liome-scot. Ecclesia.sti- ciil councils. Pre.serice of kiiijts and eaidormen. vicious were perverting in a strange degree. But the bright days of the early church were ah-eady over, and notwithstand- ing the efforts of Cuthbert of Canterbury in his councils, and of Egbert of York in court, school, and study, the evil days of Mercian supremacy told heavily on the church. These reached their climax Avhen Offa in a.d. 787 proposed and carried out the division of the province of Canterbury, established a new arch- bishopric at Lichfield to which the sees now included in the Mercian kingdom should pay obedience, and obtained by a liberal tribute to Rome the papal authorisation of his plan\ This pay- ment, — for there is a want of evidence as to the institution by Ini of a similar tribute for the maintenance of the English school at Rome, — is probably the origin of the Rom-feoh, or Peter's pence, a tax of a, penny on every hearth, which was collected and sent to Rome from the beginning of the tenth century, and was a subject of ft'equent legislation^. But the archiepiscopate of Lichfield scarcely survived its founder. 87. The ecclesiastical councils of the heptarchic period were either national, such as those of Hertford and Hatfield under Theodore^, or provincial, as was generally the case after the vindication of the metropolitical claims of York under Egbert. Of ecclesiastical assemblies of the single kingdoms there are perhaps occasional traces, but they are scarcely distinguishable from the separate witenagcmots. All these councils in many respects resemble the witenagcmots. The presence of the kings and eaidormen seems to have been by no means unusual*: and although actual partici])ation by the latter in ecclesiastical legis- lation may not have been permitted, their confirmation and attestation of the results was not undervalued. The bishops, ' Tlie annual tribute of ^fij mancu.ses was, accordini^ to Pope Leo III, bestowed by OH'a in tlie legaline council of a.d. 787. Councils, &c. iii. 445. A similar benefaction of Ethelwulf (W. Malmesb. ; Councils, iii. 646) is also reconlefl. ^ Edw. a7id Cliitlir. 6, § i ; Ethelred v. 11. It was ])aid on the feast of S. Poter and S. J'aul, June 29. •■' Ikd.;, (I. E. iv. 5, 17, 18. ' At the Icgatine council of A.D. 787 Offa was present 'cum senatori- bus terrae ;' Councils, &c. iii. 460. At the council of Chelsea in A.n. 816 Kenulf was present ' cum suis principibus, ducibus et optimatibus.' Ibid. V- 579- VI II.] Church Councils. 231 liowevei', were the chief permanent element : abbots ai'e not Members . . . orth'se nnfrequently mentioned as attending, though not in large num- councils: hers : and in one case, that of the Council of Clovesho of abbots. A.i). 803, each bishop appears at the head of a body of diocesan clergy, many of whom are abbots^. These are not necessarily to lit' regarded as the heads of strictly Benedictine houses, but as the rulers of churches which had lost much of the cenobitic character, and answer rather to the holders of large family l)referment or other benefices, like the mass-tliegns of the laws. It was part of Theodore's plan that these assemblies should Places of assembly. be held every August at Clovesho^, a now forgotten place in the Mercian kingdom, probably near London. But the rule, although frequently observed as to place, does not seem to have ])revailed as to time or frequency. Yet on the whole the coun- cils are more numerous than could be expected in the unsettled state of the kingdoms. Most of them are held on the confines of the states, where the subjects of each king could at nightfall retire into their own country. Such places were Brentford and Chelsea, and most likely Clovesho also. As during this perio<.l there could be no witenagemots of the whole nation, any council at any of these places, or at which all or a majority of the bishops were present, must be regarded as either an eccle- siastical council pure and simple, or as a mixed gathering under the eye of some king who at the moment was supreme in church and state. The subjects of discussion were various, but the strictly ecclesi- Subiects of astical councils contented themselves with ecclesiastical legisla- tion. They passed canons in which any interference with secular law or custom is wisely avoided, and they never imitate the Theocratic system of the Spanish councils with which in some respects they ha\'e much in common. They seem also to have exercised a friendly jurisdiction in suits for property between difierent churches ; herein acting rather as arbitrators than as judges, and probably expecting review or confirmation by the folkmoot or witenagemot. Their legislation shows no sign of needing any further confirmation, but from the frequency of ' Councils, &c. iii. 546, 547. * Beue, H. E. iv. 5. 233 Constitutional Hidory. [chap. Harmony of ecclesiastical regulations in tlie general codes of the kings and 13.V unci chiirch witan, it is certain that no jealousy as yet existed between the two systems ; the bishops were members of both bodies, and did not hesitate to accept the confirmation of the national council to strengthen the pressure or increase the publicity of their own enactments. Power of the The judicial power and coercive jurisdiction of the gi'eat the popular Spiritual of&cers are matters of further question. The bishops covirts * sat in the popular courts as they sat in the witenagemot, and in in their own both With much the same power as the lay witan. They had also temporal jurisdiction within the limits of their own fran- chises, in which the legal process by compurgation and ordeal was in no wise distinguishable from that of the hundred moot. in peniten- They had further, as a result of that penitential discipline which, pline; partly perliaps through the oriental training of Theodore, and partly through the labours of the Irish missionaries, obtained an early and general acceptance in the Anglo-Saxon church, a powerful coercive machinery quite apart from the common law or customs of the nation at large, for the enforcement of which they must have been indebted to the pious assistance or neu- ovor the trality of the laity. But between these two regions of judica- ture there lay a class of suits, concerning the disputes and offences of the clergy and the morals of the laity, with which it hi questions would seem the bishops were esj^ecially charged. Unfortunately our evidence on this head is very small. The Penitential of Theodore contains a provision that the bishop s^hull determine and others, the causes of the poor up to fift}^ shillings, the king if the sum in question be greater. At the other end of the period, in Domesday book, wo find among the Customs of Kent, that in cases of adultery, the king is to have the man, the archbishop the \v^man\ There is no reason to suppose that in such cases any peculiar couit was provided. They would be tried in the hundred-moot and shire-moot, and the bishop would claim his ' The Law of Wihtrfcd orders the excomniunication of such offenders, § t,. The penalty of the adultiTy of the yesithcunchnan goes to his hjrd, ' accord- ing to ancient usage' Ihid. § 5. Alficd directs the excommunication of the fugitive perjui'er ; JjI. Alfr. § i, and ("anutc also joins outlawry and excommunication in his denunciation of evil doers. viii.] Jurisdiction of the Jii.shops. 233 share in the penalties as well as declare the law and the sentence Much of • 1 1 1 • I rr- 11' 1 their juris- of the judges^ : just as the kings officers would in cases where diction exer- , . , , . 1 A 1 1 rr c cised in the royal rights and interests were concerned. And the oiiences 01 popular he clergy would be tried in the same way ; the special rules for compurgation in their case being observed under the eye of the bishop, who stood to them in the relation of lord and patron". In contentious suits it is difficult to draw the line between ju- dicial decision and arbitration ; the bishop with his clerks would however be fully competent to arljitrate, and were probably fre- quently called upon to do so. None of these generalisations however cover the cases in which the spiritual offences of the clergy, disobedience, heresy, drunkenness, and the like, called for authoritative treatment : tliey would not come before the popular courts, for they were not breaches of secular law, and \ they were not crimes for which the penitential jurisdiction alone was sufficient. For such, then, it is i)robable that the bishops Possible . . . existence bad domestic tribunals not differing in kind from the ecclesi- of separate IIP 1 • ecclesiasti- astical courts of tlie later ages^ and or matured canon law : m caJ courts. which according to the common practice of the post-Nicene clmich, the archdeacon'' as the bishop's officer executed the sentence of his superior''; whilst for the enforcement of these * See LI. Henr. I, vii. § 3. Tliis he would have to do in other causes in which no specially religious principle was involved, as, for example, in cases where tlie property of churches had been stolen, or their peace infringed. It is observable that the very first of our written laws, Ethelb. § i, places the property of the churches under the special protection of the law. ^ If a priest kill a man his property is confiscated, and the bishop is ordered to 'secularise ' him,. after which he is to be given up (to the relations of the Aa\\\ ?) unless his lord will compound for his wer. Alfred, § 21. This looks as if the clergy had some personal immunities which could not be infringed until they were formally degraded. ITie bishop is indeed the 'mieg and mundbora' of clergy and strangers. Edw. and Guthr. § 12. ^ The doom of the bishop is referred to in tlie case of a criminal priest, in the law of Wihtrfed, § 6 ; Edw. and Guthr. § 4. If any one before a bishop belie his testimony, he pays a fine of 120s ; Ini, § 13. * The first per.son who is called archdeacon is Wulfred, who became arch- bishop of Canterbury in a.d. 805, and who is so named in a charter of his predecessor. Bede knew only the deacon as the bishop's officer : through- out the period his office is simply ministerial. ' The archdeacon is only once mentioned in the laws, ' If a priest disobey the order of the archdeacon he has to pay twelve ores ; ' Nortliumbrian Priest's law, § 6. The deans mentioned in the so-called laws of Edward the Confessor, § 27, are also officers of the bishop. The territoricd deaneries, 234 Constitutional History. [chap. Spiritual sentences enforced by the secular Peculiar relation of church and state. The West- Siixon period. decisions the servants of the bishop were competent and suffi- cient. In such circumstances it is probable enough that the secular and ecclesiastical powers would act in concert : and even if the national force were not called in to the assistance of the clergy, it can scarcely be doubted that it offered no hindrance to the execution of the spiritual sentence. The outlaw of God and the outlaw of the king, the excommunicated man and the con- victed criminal, are alike set without the protection of the peace. The relation of the church to the state was thus close, although there was not the least confusion as to the or<]janisa- tion of functions, or uncertainty as to the limits of the powers of each^. It was a state of things that could exist only in a race that was entirely homogeneous and becoming conscious of po- litical unity. The history, however, of the church of the united or West-Saxon dominion, on which the fury of the Danes fell, and which rose from ruin in closer union than before with the national polity, has many features in marked contrast with the earlier and simpler life of the heptarchic churches. 88. The rapid growth of the power of Egbert was the result not merely of his own valour and policy but of the weakness of the enemies with whom he had to contend : the same exhaustion and incapacity for resistance which laid the nation open to the Danes. Mercia sustained in the early years of Kenulf- some of the glory that she had gained under Offii ; but the end of his reign was inglorious, and a rapid and disputed succession of however, as well as the territorial archdeaconries, are later than the Conquest. The An^lo-8axon deans mentioned in the Chronicle and in the lives of the saints are either monastic officers exercisin'^ discipline witldn the house, like the later deans of colleges, or possibly the executors of the spiritual authority of exem|)t monasteries, in the way in which the arch- deacons executeil th(! sentence of the biKhoi)s. ' lleligion, morality, and law seem to he regarded throughout the l>criod as much tin; same thin'^. The principle stated by Tacitus that among the ancient Germans, 'plus ibi boni mores valent (juam alibi bonae lo;;es, is thus amplified by Alfred : ' Ex hoc uno judicio ])erpendi potest, ut unicuicjue justum jut S. \\ ulfstan Avho are spoken of with honour. Archbishop Ealdred of York, the traveller, pilgrim and ambassador, stands high on the list of Anglo-Saxon statesmen, but it is not until after the Conquest that he shows much of the spirit of the patriot. The practice of holding bishoprics in plurality, which roaches its climax in him'*, may perhaps be excused on the same grounds as the nomination of the foreign prelates — the default of native candidates. In the extreme difficulty of discriminating between the eccle- Anaiojty of , , , . . cliurcii and siastical and civil relations of men and things, to enter now into state, the special development of church institutions in the tenth and eleventh century would be to traverse again the ground already ' See the Tractatus de S. Cruce, pref. pp. v-xii. Freeman, Norm. Conq. ii. 440 sq. Epistolae Cantuarienses, pret. ' Freeman (Norm. Conq. ii. 80, 81) regards the Lotharingian prelates as German in speech, and therefore possibly welcome to Godwin and his party. ' He held, or at least administered, at one time Worcester, Hereford and Sherborne : it is fair to say that he was a good bishop when such were very scarce, and that he kept foreigners out. R 2 244 Constitutional History. [chap. Arch- deatioas. Suirragiin bishops. gone over. The cle-\^olution of judicial powers on the lords of bookland, the king's thegns, and others having grants of sac and Assimilation soc, affected the territorial power of the bishops and monasteries spiritual in just the same way : it is in fact from the charters of immunity to the churches that we are able to di'aw the scanty conclusions which can be drawn as to the status of the lay lords. The obliga- tion of 'borh,' by which every man was obliged to have a security for his keeping the peace, was enforced on ecclesiastics also. An unpublished list of the 'festormen' of ax"chbishop Ehl-ic exists on a fly-leaf of the York Gospel Book ; every priest had to find himself twelve such bondsmen '^ ; Elfiic has sixty or more. The office of archdeacon, which appears first at the end of the eighth century, has now risen into a place of jurisdiction, although the creation of territorial archdeaconries has not yet been required. The bishops, instead of resigning when age and infirmity incapa- citate them, employ deputies to perform their spiritual functions, as the prince-bisliops did in the later middle ages. The distinc- tive character of the Anglo-Saxon church, like that of the state, is being changed to the general pattern of the continental churches. The same cries of simony and immorality against the clergy which are heard in Franco and Germany are prevalent liere, and the means taken to silence them are as weak in England as abroad. The revival of life and energy under Dunstan and Elfric has worn itself out before the days of the Confessor. The exhaustion of the church coincided with that of the state, of which li^dward is a fair type, and wliicli tlie zeal of Siward, of Godwin, and even of Harold coidd not counteract. The time was come for Lan- franc and Anselm as well as for William of Normandy and Hcniy of Anjou. It is scai'ccly necessary to point out the special importance of this portion of history in its bearing on our constitutional growth. 'I'Ih! Chuich of J*]ngl;uid is not only the agency by which (Jliristianity is brought to a hoatlien people, a herald of spii-itual blessings and gloiious hojios in another life; it is not inei-cly tlu; tamer of vxwvX natures, the civilisor of the rude, the cultivator of the waste ])laces, the educator, the guide and the ' Lawa of the Northumbrian Priests, § 2. Need of restoration ill <;hur(;h Hud state. Importance 1)1' cliurcli liistor.v in (■.^3 ; Freeman, Norm. Coriq. 1. 167, 220, 221, 609 ; Waitz, Nachriehten (as aljove), pp. 69-96. IX.] Origin of Feudalism. 251 distinctly Frank gvowtli '. The princii)le which underlies it Kr:iiik may l)e universal; but the historic development 01 it with which auiUilism. the constitutional history of Europe is concerned may be traced step by step under Frank influence, from its first appearance on the conquered soil of Roman Gaul to its full development in the jurisprudence of the jMiddle i\.ges^. In the form which it ' The word feuduni, fief or fee, is derived from the German word for cattle (Gothic /«erman writers. The view accepted in the last century on the authority of Montesquieu, and generally maintained by the French writers, is that the conquests of the Franks were made by inde|)endent nobles, who had a powerful comitatus, and that the lands so acquired were divided amongst the comites, each of whom was bound by a special oath of fidelity to his lord, and held his land by the obligation of military service. P2ichhorn, accepting this theory, distinguished the di\"isions of territory made before Clovi.s, on the principle of free allotment, from those made by that king and his successors, on a feudal principle : the recipients of the latter grants were supposed to be the hudet>, and amongst the leudes a narrower class of comites bore the name of autrustions. The INIerovingian kingdom was, on this hypothesis, a state built up on vas- salage ; the bond of unity being the connexion of classes in subordination to one another, not the common and immediate subjection to a sovereign government. This theory has been entirely refuted by Waitz, whose authority has been, in this work, regarded as conclusive as to the ancient German sj-stem. It was no irregular unorganised fabric, but a conqilete governmental system. Its conquests were the work of the naticjus moving ill entire order ; the comitatus was not the bond of cohesion ; the leudes were not comites : all the people were bound to be faithful to the king ; the gift of an estate by the king involved no defined obliu^ation of sersnce ; all the nation was alike bound to military service; the only comites were the antrusiious, and these were few in number; the basis of the Mero- 252 Constitutional Historf/. [chap. Condition has reached at the Norman Conquest, it may be described as of feudalism . . /. • at the time a complete orgamsation of society through the medmm 01 land Norman tenure, in which from the king down to the lowest landowner all are bound together by obligation of service and defence : the lord to protect his vassal, the vassal to do service to his lord; the defence and service being based on and regulated by the nature and extent of the land held by the one of the other. In those states which have reached the territorial stage of develop- ment, the rights of defence and service are supplemented by the right of jurisdiction. The lord judges as well as defends his vassal ; the vassal does suit as well as service to his lord. In states in which feudal government has reached its utmost growtli, the political, financial, judicial, every branch of public admin- istration is regulated by the same conditions. The central authority is a mere shadow of a name. Elements of This institution had grown up from two great sources — the feudalism. _ . . beneficium, and the practice of commendation, — and had been specially fostered on Gallic soil by the existence of a subject pojiulation which admitted of any amount of extension in the The bene- uiethods of dependence. The beneficiaiy system ^ originated ])artly in gifts of land made by the kings out of their own estates to their kinsmen and servants, with a special undcr- vingiaii polity was not the relation of loi-'i and vassal, but tliat of the sub- ject to tlie Hovci'C'iLjn. Tlie argununits of Roth (Gesehichte des Benoficial- wesens, and Feudalitilt und Unterth.uiverband) so far coincide witli those of Waltz ; and the work of Sohni (Altdcutsclie Reichs- und Gerichtsverfas- 8urij,r) completes the overthrow of the old theory by reconstructing in a very remarkable manner the old German system in Salian and Merovingian times. It remains now to accotnit for tlie growth of the feudal system. This is done by Waitz on tlie theory of a conjunction and intorpeuetration of tlif lieiieKcial systum and the vassal relation, both being fostered by the growth of immunities ; and tliis is tlie view a(U)ii.tod in the text. Roth, however, goes further, connecting the antrustioiisliip with the vass.il re- lation, and making the former a link between the primitive comitatus and later feudalism. 'J'lie infeiidation of benelices and transfer of magisterial jurisdictions to the landowners (the seigniorial system), he traces not to any general movement in society, but to the violent innovation of the early Karoling period, which itself resulted from the great secularisations of the eighth century. Waltz's tlu;ory is maintained as against Roth, in the points in which the two writers difli'r, in the last edition of his in- valuable work. See also Kicliter, Anualen der Deutschen Gesehichte, pp. 108-1 II. » Waitz, D. V. G. ii. 226-258. ficbim. ]X.] Origin of Feudalism. 253 taking to be faithful ^ ; partly in the surrender by landowners of their estates to churches or poAverful men, to be received back again and held by them as tenants for rent or service. By the latter arrangement the weaker man obtained the protection of* the stronger, and he who felt himself insecure placed his title under the defence of the church. By the practice of commend- Commend- ation'^, on the other hand, the inferior put himself under the per- sonal care of a lord, but without altering his title or divesting himself of his right to his estate ; he became a vassal ^ and did homage. The placing of his hands between those of his lord was the typical act by which the connexion was formed. And the oath of fealty was taken at the same time. The ufiion of the beneficiary tie with that of commendation completed the idea of feudal obligation ; the two-fold hold on the land, that of the lord Twofold ^ ' nature of and that of the vassal, was supplemented by the two-fold en- vassalage. gagement, that of the lord to defend, and that of the vassal to be faithful. A third insfi'edient was supplied by the grants of Grants of ° . . immunity. immunity by which in the Frank empire, as in England, the possession of land was united with the right of judicature : the dwellers on a feudal property were placed under the tribunal of the lord, and the rights which had belonged to the nation or to its chosen head were devolved upon the receiver of a fief. The rapid spread of the system thus originated, and the assimi- lation of all other tenures to it, may be regarded as the work of ' Nut a promise of definite service but a pledge to continue faitliful in the conduct in consideration of which the reward is given. Waitz. D. V. G. ii. 251. Such a condition of course preserved to tlie giver a hold on or interest in the land, througii which he was able to enforce fidelity. See also Roth, Bene- ficialwesen, p. 385 ; wlio points out that even when the possessors of great benefices coiHnieiid<:^d themselves to the kings, they did not in the days of Charles the Bald fall into the class of vassals ; ' episcopi, abbates, comites et vassalli doininici . . . beneficia habentes Carolo se commendaverunt, et fidelitatem sacramento firmaverunt.' Ann. Bertiu, A.D. 837. But thi."! was a period of transition, and if tliey did not become vassals in name, they entered into a relation which dift'ered very little from later vassalage. =" Waitz, D. V. G. ii. 258-262. ' Vassus in the Merovingian period was used, according to Roth, in- variably for an unfree person ; in the Karolingian period for a freeman commended, or, as he states it, placed in the relation of comitatus, to a lord ; Beneticiahvesen, p 367. Waitz. as has been repeatedly mentioned, rejects the idea of connecting the comitatus with commendation. * Waitz, D. Y. G. ii. 634-645 ; iv. 243-273. 254 Constitutional History. [chap. Benefices liereditary. National origin of feudalism. Imjjortance of the Anglo- Saxon form ofcoraitatiis, the tenth century; but as early as a.d. 877 Charles the Bald recognised the hereditary character of all benefices ^ ; and from that year the growth of strictly feudal jurisprudence may be held to date. The system testifies to the country and causes of its birth. The beneficium is partly of Roman, partly of German origin : in the Roman sj'stem the usufruct, the occupation of land be- longing to another person, involved no diminution of status " ; in the Germanic system he who tilled land that was not his own was imperfectly free : the reduction of a large Roman population to dependence placed the two classes on a level, and conduced to the wide extension of the institution Commendation on the other band may have had a Gallic or Celtic origin ^, and an analogy only with the Roman clientship. The German comitatus, which seems to have ultimately merged its existence in one or other of these developments, is of course to be carefully distinguished in its origin from them. The tie of the benefice or of commend- ation could be formed between any two persons whatever ; none but the king could have antrustions. But the comitatus of Anglo- Saxon history preserved, as we have seen, a more distinct exist- ence *, and this perhaps was one of the causes that distinguished the later Anglo-Saxon system most definitely from the feudalism of the Frank empire. The process by which the machinery of government became feudalised, although rapid, was gradual. The weakness of the Karoling kings ° and emperors gave room for the speedy develop- ' The practice had been growing up for a long period, and the clause of the Capitulary of Kiersi is rather a recognition of a presumptive right than an authoritative enunciation of a princi[)le. See on it Rotli, Beneficiahvesen, p. 420 ; Waitz, I). V. G. iv. 69.^ Tlie hereditary usage was not yet uni- ViTHal, nor did this recognition make it so ; the emperor simply makes provision as to what is to he done by his son during his absence, in case of the death of a count or otlier holder of a benefice. It is, however, a clear proof of the generality of the usage. See Baluze, ii. I79' * Sec Waitz, D. V. G. ii. 225, 234. ' Ibid. iv. 199. The arguments in favour of this theory rest on Breton usages. * See above, p. 153. ' The tendency ha uureoflaiid strong. Hence whilst by the insensible process of custom, or rather received by the mere assumption that feudal tenure of land was the only feudal prin- lawful and reasonable one, the Frankish system of tenure was veniment. substituted for the Anglo-Saxon, the organisation of govern- ment on the same basis was not equally a matter of course. The Conqueror himself was too strong to suffer that organisation to become formidable in his reign, but neither the brutal force of AV'illiam Rufus, nor the heavy and equal pressure of the govern- ment of Henry I, could extinguish the tendency towards it. It was only after it had under Stephen broken out into anarchy and plunged the whole nation in long misery, when the great houses founded by the bai'ous of the Conquest had suffered forfeiture or extinction, when the Normans had become Englishmen under the legal and constitutional reforms of Heniy IT, that the royal authority in close alliance with the nation was enabled to put an end to the evil. 95. William the Con(iueror claimed the cro^vn of England as the chosen heir of Edward the Confessor^. It was a claim which ^ On the descent of the great barons of Normandy see above, p. 249, note 3. Ordericus Vitalis names the chiefs who joined in the deliberation of Lillebonne preparatory to the expedition to England ; the Counts Eichard of Evreux, Robert of Eu, Robert of Mortain, Ralph de Conches, son of the standard-bearer of Normandy, William Fitz Osbcrn the steward, William de Warenne and Hugh the butler ; Hugh de Grantmesnil and Roger de Mowbray, Roger de Beaumont and Roger de Montgomeri, Baldwin and Richard sons of Count Gilbert of Brionue. Lib. iii. c. 1 1. At the battle of Hastings, besides most of these, he mentions (iv. c. 14) Count Eustace of Boulogne, Aimer Viscount of Thouars, Hugh de Montfort the constable, and Walter Giffard. The curious, but questionable, list of the contributions to the fleet by the allied barons, is briefly this; — William Eitz Osbern^the steward furnished 60 ships ; Hugh, afterwards earl of Chester, 60; Hugh de Montfort the constable, 50 ships and 60 knights ; Remi, afterwards bishop of Lincoln, a ship with 20 knights ; Nicholas, abbot of S. Ouen, 20 ships and 100 knights ; Count Robert of Eu, 60 ships ; Fulk the lame, 40 ; Gerald the steward, 40; Count William of Evreux, 80; Roger of Mont- gomery, 60; Roger of Beaumont, 60; Bishop Odo, 100; Robert of Mor- tain, 1 20 ; Walter Gitiard, 30 and too knights. Lyttelton, Hist, of Henry II, vol. i. p. 523. These lists are useful as helps in tracing the gradual extinc- tion of the Conquest families during the struggles of the Noi-man reigns. - Freeman, Norm. Conq. ii. 169; Ord. Vit. iii. 11 ; Chron. de Bello, p. 2. The Durham charters in which the king states that he is 'Rex Anglorum hereditario jure factus ' are forgeries. See Greenwell, Feodary of Durham, pp. Ixvii, Ixxii. See also p. Ixxsii. The king himself on his deathbed declared that he had won the crown by the grace of God, not by hereditary right. Ord. Vit. vii. 15. See Gueist, Verwaltuugsr., i. iii. S 258 Constitutional Histori/. [chap. lish king. His corona- tion engage- ment. William the English did not admit, and of which the Normans saw the as an Eng? fallacy, but which he himself consistently maintained and did his best to justify. In that claim he saw not only the justifi- cation of the conquest in the eyes of the Church, but his great safeguard against the jealous and aggressive host by whose aid he had realised it. Accordingly, immediately after the battle of Hastings he proceeded to seek the national recog- nition. He obtained it from the divided and dismayed witan with no great trouble, and was crowned by the archbishop of York, the most influential and patriotic amongst them, binding himself by the constitutional promises of justice and good laws. Standing before the altar at "Westminster, ' in the presence of the clergy and people he promised with an oath that he would defend God's holy churches and their rulers, that he would moreover rule the whole people subject to him with righteousness and royal providence, would enact and hold fast right law, utterly forbid rapine and unrighteous judgments V The form of election and acceptance was regularly observed and the legal position of the new king completed before he went forth to finish the conquest. Had it not been for this the Norman host might have fiiirly claimed a division of the land such as the Danes had made in the ninth century ^ But to the people who had recognised William it was but just that the chance should be given them of retaining what was their own. Accordingly, when the lands of all those who had fought for Harold were confiscated^, those who were willing to acknowledge William were allowed to re- No general division of lands. * Flor. Wif,'. A.D. 1066, W. Pictav. (ed. Maseres, p. 145). See Freem.an, Norm. Conq. iii. 559. No doubt the coronation service used was that which had been employed in the case of Ethelred, and the words of Florence re- present the coronation engagement : ' Sanctas Dei ecclesias ac rectores illarum dufendere, nccnon et cunctum po])uluin sibi subjectum juste et regal! providcntia regere, rectam legem statuere et tenere, rapinas injus- taque judicia penitus interdicere.' See above pp. 147, 148, * See above p. 72. ' 'Tiie evidence that we have leads us to believe that the whole of the lands of those men, dead or living, who had fought at Senlac, was at once dealt with as lanil forfoiteil to the king.' Freeman, Norm. Conq. iv. 24. The evidence consists of references to these confiscations in the Domesday survey. See too Dialogus dc Scaccario, i. c. 10. IX.] WilUaiti's Confiscations. 259 deem theirs, either paying money at once or giving hostages for Redemption the payment^. That under this redemption lay the idea of a new title to the lands redeemed may be regarded as questionable. The feudal lawyer might take one view, and the plundered pro- prietor another. But if chai'ters of confirmation or regi'ant were generally issued on the occasion to those who were willing to redeem, there can be no doubt that as soon as the feudal law gained general acceptance, these would be regarded as conveying a feudal title. What to the English might be a mere payment oifijrdwite or composition for a recognised offence, might to the Normans seem equivalent to forfeiture and restoration. But however this was, the process of confiscation and redistribution of lands under the new title began from the moment of the coronation. The next few years, occupied in the x'eduction of Divisible Western and Northern England, added largely to the stock of increased divisible estates. The tjTanny of Odo of Bayeux and AVilliam stnijrple Fitz Osbern which provoked attempts at rebellion in a.d. 1067 ; the Conqueror. stand made by the house of Godwin in Devonshire in a.d. 1068 ; the attempts of Mercia and Northumbria to shake off the Nor- mans in A.D. 1069 and 1070 ; the last struggle for independence in A.D. 107 1 in which Edwin and Morcar finally fell ; the con- spiracy of the Norman earls in a.d. 1074 in consequence of which AValtheof perished, all tended to the same result. After each effort the royal hand was laid on more heavily : more and more land changed owners, and with the change of owners the title change of changed. The complicated and unintelligible irregularities of lowed with the Anglo-Saxon tenui'es were exchanged for the simple and owner, uniform feudal theory. The fifteen hundred tenants-in-chief of Domesday take the place of the countless lando\vTiers of king Edward's time : and the loose unsystematic arrangements which had grown up in the confusion of title, tenure and juris- diction, were replaced by systematic custom. The change was effected without any legislative act, simply by the process of transfer under circumstances in which simplicity and uniformity * Chron. Sax. A.D. 1066 : ' And com to Westraynstre. and Ealdred arce- bisceop hine to cynge gehalgode. and uienn guldou him gyld. and gislas 6ealdon. and syththan heora land bohtan.-' S 2 26o Constitutional History/, [chap. Assimilation were an absolute necessity. It was not the change from alodial of all tenures ^ i , ^ c c • i mi to the feudal to feudal SO niuch as from confusion to order, ihe actual amount of dispossession was no doubt greatest in the higher ranks ; the smaller owners may to a large extent have remained in a mediatised position on their estates ; but even Domesday with all its fuhiess and accuracy cannot be supposed to enu- merate all the changes of the twenty eventful years that followed the battle of Hastings. It is enough for our purpose to ascertain that a universal assimilation of title followed the general changes of ownei'sliip. The king of Domesday is the supreme landlord ; all the land of the nation, the old folkland, has become the king's ; and all private land is held mediately or immediately of him ; all holders are bound to their lords by homage and fealty, either actually demanded or understood to be demandable, in every case of transfer by inheritance or othei'wise. Results. 96. The result of this process is partly legal and partly con- stitutional or political. The legal result is the introduction of an elaborate system of customs, tenures, rights, 'duties, pi-ofits and jurisdictions. The constitutional result is the creation of several intermediate links between the body of the nation and the king, in the place of or side by side with the duty of allegiance. Legal On the former of these points we have very insufficient data ; scciiient on for wc are quite in the dark as to the development of feudal of'tenure!*^ law in Normandy before the invasion, and may be reasonably inclined to refer some at least of the peculiarities of English feudal law to the leaven of the system which it supcrseded\ Nor is it easy to reduce the oj-ganisation described in Domesday to strict conformity with feudal law as it appears later, especially with the general i^revalence of military tenure. The growth of kiiiglithood is a subject on which the greatest obscurity prevails ; and the most probable explanation of its existence in England, the theory that it is a translation into Norman forms of the thegnag(; of the Anglo-Saxon law, can only be stated as probable. Between the picture drawn in Domesday and the state of affairs which the charter of Henry I was designed to remedy, there is * See more on this question in Chapter XI. IX.] Inlroductlon of Feudal Tenure. 261 a diflference wliich the short interval of time will not account for, Develop- ment be- tween 10 and 1 100. and which testifies to the action of some skilful organising hand tween 1086 working with neither justice nor mercy, hardening and sharpen- ing all lines and points to the perfecting of strong government. It is unnecessary to recapitulate here all the points in which the Anglo-Saxon institutions were already approaching the feudal model ; it may be assumed that the actual obligation of military service was much the same in both systems, and that Rcsem- even the amount of land which was bound to furnish a mounted thefrn and warrior was the same, however the conformity may have been "'*" produced \ The heriot of the English earl or thegn was in close resemblance with the relief of the Norman count or knight. But however close the resemblance, something was now added that made the two identical. The change of the heriot to the relief implies a suspension of ownership, and carries with it the custom of livery of seisin. The heriot Difference was the payment of a debt from the dead man to his lord ^ ; relief, his son succeeded him by alodial right. The relief was paid by the heir before he could obtain his father's lands ; between the death of the father and livery of seisin to the son the right of the overlord had entered, the ownership was to a certain extent resumed, and the succession of the heir took somewhat of the character of a new grant. The right of wardship also became in the same way a re-entry by the lord on the profits of tlie estate of the minor, instead of being as before a protection, by the head of the kin, of the indefeasible rights of the heir, wliich it was the duty of the whole community to maintain. There can be no douljt that the military tenui'e, the most pro- Military minent feature of historical feudalism, was itself introduced by dually inti-o- the same gradual process Avhich we have assumed in the ease of the feudal usages in general. "We have no light on the j)oint from any original grant made by the Conqueror to a lay follower; but, judging by the grants made to the churches, we cannot suppose it probable that such gifts were made on any expressed condition, or accepted with a distinct pledge to provide a certain contingent of knights for the king's seiwice. The obligation of national defence * Above, pp. 117, 155, 191. ^ Ibid. pp. 24, 157. 262 Constitutional History. [chap. Grants not made con- ditionally. Knights' fees gradu- ally intro- duced. Case inKent, Case of liamsey. was incumbent as of old on all landowners, and the customary service of one fully-armed man for each five hides was probably the rate at which the newly endowed follower of the king would be expected to discharge his duty. The woi'ding of the Domes- day survey does not imply that in this respect the new military sex'vice differed from the old : the land is marked out not into knights' fees but into hides, and the number of knights to be furnished by a particular feudatory would be ascertained by in- quu'iug the number of hides that he held, without apportioning the particular acres that were to support the particular knight. It would undoubtedly be on the estates of the lay vassals that a more definite usage would first be adopted, and knights bound by feudal obligations to their lords receive a definite estate from them. Our earliest information, however, on this as on most points of tenure is derived from the notices of ecclesiastical practice. Lanfranc, we are told, tui'ned the drengs, the rent- paying tenants of his archiepiscopal estates, into knights for the defence of the country ' : he enfeoffed a certain number of knights who performed the military service due fi-om the archi- episcopal barony. This had been done before the Domesday sui'vey ^, and almost necessarily implies that a like measure had been taken by the lay vassals. Lanfranc likewise maintained ten knights to answer for the military service due from the convent of Christ Church, which made over to him, in con- sideration of the relief, land worth two hundred pounds annually. The value of the knight's fee must already have been fixed at twenty pounds a year. In the reign of William Rufus the abbot of Ramsey obtained a charter which exempted his monastery from the service of ten knights due from it on festivals, substituting * Epp. Cantuar. p. 225. Elton's Tenures of Kent, pp. 68, 69. 'Sed et liaec attc'stantur scripta vetustis.sinia, quae lingua Anglorum land-hokes, id est, terraruin libros vocat. Quia vera non erant adliuc tempore regis Willehni niilites in Anglia, sed threnges, praecepit rex ut de eis milites fierent ad terrain defendondam. Fecit autem Lanfrancus threngos sues milites ; monachi vero id non fecerunt sed de portione .sua ducentas librataa terrae dodei-unt archiepiscopo, ut per milites suos terras eorum defenderet et omnia negotia eorum apud curiam Romanam suis expensis expediret, unde adliuc in tota terra monaciioruni nullus miles est, sed in terra arcliiepi.Hcopi.' As late as 1201 the archbishop obtained a charter for the same iiurpo.so ; llouard, Anc. Loix, ii. 352. * Domesday, i. fol. 3. IX.] Knights' Fees. 263 tlic obligation to furnish three knights to perform service on the north of the Thames ^ : a proof that the hinds of that house liad not yet been divided into knights' fees. In the next reign we may infer from the favour granted by the king to the knights who defend their lands ' per loricas,' that is, by the hauberk, that their demesne lands shall be exempt from pecuniaiy taxation, that the process of definite military infeudation had largely advanced. But it was not even yet forced on the clerical or monastic estates. When in 1167 the abbot of Milton in Dorset was questioned as Case of ' . . ^ Milton. to the number of knights' fees for which he had to account, he replied that all the services due from his monastery wei'e dis- charged out of the demesne ; but he added that in the reign of Henry I, during a vacancy in the abbacy, bishop Roger of Salis- bury had enfeoffed two knights out of the abbey lands ^ ; he had however subsequently reversed the act and had restored the lands whose tenure had been thus altered to their original condition of rent-paying estate or socage. The very term 'the Old and new '. ° . . feoffment. new feoffment ' which was applied to the knights' fees created between the death of Henry I and the year in which the account preserved in the Black Book of the Exchequer was taken, proves that the process was going on for nearly a hundred years ^, and ' Ramse}' Cartulary, fol. 54 b : in the 29th report of the Deputy Keeper of the Records, app. p. 45. The abbot in 1 167 replies to the royal inquiry as to the number of knights enfeoffed in the monastic lands : ' Homines faciunt iiii. milites in cominuni ad servitium doniini regis, ita quod tota terra abbatiae communicata est cum eis per hidas ad praedictum servitium faci- endum.' The lands were not yet cut into knights' fees. Liber Niger Scaccarii, ed. Hearne, i. 257. Similarly the bishop of Durham's service for his demesne land was that of ten knights, but it was not cut up into fees. Ibid. 309. ^ Liber Niger Scaccarii, i. 75 : ' Contigit tamen aliquando, ecclesia nostra vacante, Rogerum episcopum Saresberiae illam ex mandato regis Henrici avi vestri in custodiam annis quinque suscepisse. Tunc praedictus epi- scopus de quodam tenemento quod tenuit R. de Monasteriis feodo censujili, scilicet de duabus hidis, unum fefavit militem. Postmodo vero bonae memoriae R. praedecessore raeo constituto abbate, per justitiani regis Henrici et consilio praefati episcopi R. feoda praedicta ad antiquum statum revocata sunt ; et quos episcopus constituit milites facti sunt ceusuarii.' ^ An objection to this argument may be found in a clause of the so- called Charter of the Conqueror (LI. Will. iii. § 8), in which the full-grown doctrine of military tenure is expressed thus : ' Omnes comites et barones et milites et servieutes, et universi liberi homines totius regni nostri prae- dicti, habeant et teneant se semper bene in armis et in equis ut decet et oportet ; et sint semper prompti et bene parati ad servitium suuui integrum 264 Constitutional History. [chap. Kniplits' that the foi*m in which the knights' fees appear when called snUof"*^" on by Henry II for scutage was most probably the result of composition. ^ ggj.jgg ^f compositions by which the great vassals relieved their lands from a general burden by carving out particular estates the holders of which performed the services due from the whole ; it was a matter of convenience and not of tyrannical pressure. S™ow. The statement of Ordericus Vitalis that the Conqueror 'dis- tributed lauds to his ^nights in such fashion that the kingdom of England should have for ever 60,000 knights, and furnish them at the king's command according to the occasion ^ ' must be regarded as one of the many numerical exaggerations of the early historians. The officers of the Exchequer in the twelfth century were quite unable to fix the number of existing knight's fees. ^ No rule as to It cannot even be granted that a definite area of land was the extent of 1 • i > r> j* i i i_ a knight's ncccssary to constitute a knight s fee ; for although at a later period and in local computations we may find four or five hides adopted as a basis of calculation, whei'e the extent of the particular knight's fee is given exactly, it affords no ground for such a conclusion. In the Liber Niger we find knights' fees of two hides and a half '^, of two hides^, of four*, fivc^, and six hides®. Geoffrey Ridel states that his father held 184 carucates and a virgate, for which the service of fifteen knights was due, but that no knights' fees had been carved out of it, the obliga- tion lying equally on every carucate ''. The archbishop of York nobi.s explendum et peragendum cnm opus fucrit, secmidnni quod nobis debent de feodis et tenementis suis de jure facere ; et sicut illis statuimus per commune consilium totius regrii nostri pracdicti, et illis dedimiis et concessiinns in fcodo jure liaureilitario.' But this charter is a mere fabri- cation, and gives no authority whatever to the articles which aie not found in the earlier and simpler form. See Hoveden, ii. j)rcf. pp xxxv, xxxvi. If this clause be genuine, or any part of it, it must be understood to refer only to the cases in which the knights' fees had been actually a])p()rtioned. ' Ord. Vit. iv. 7. ^ Lib. Nig. i. 64, 75. ^ Il.id. i. 75. * Ihid. i. 79. •'' Ibid. i. 79, 104, 165. " Ibid. i. 79 ; where one hide is rcckt)ned as the sixth jiart of a knight's fee; and also as a fifth part : the dill'cn;nce being of course accounted for by the rpiality of the land, or hy the tenour of the enfeoffment. ' Ihid. i. 210: 'Nullus niilitum de veteri illo fefamento feofatus fuit nominatim per feodum militis; se Statutes of William, § 8 : ' Requiratur hundredus et comitatus sicut antecessores nostri statuerunt.' ^ Ibid. § 7 : ' Hoc quoque praecipio et volo ut onmes habeant et teneant legem Edwardi regis in ten-is et in omnibus rebus, adauctis iis quae constitui ad utilitatem populi Anudorum.' This is re-echoed by Henry I in his Charter, § 13, ' Lagam Edwardi regis vobis reddo cum illis emcndationibus quibus pater mens earn emendavit consilio baronum suorum.' 268 ConstHutlonal ITisfory. [chap. Mainten- ance of national customs. William's laws a re- issue of the earlier codes, Mainten- ance of the national militia. Of the witena- gemot. to be the highest legal authority of the next century, that he issued in his fourth year a commission of inquiry into the national customs, and obtained from sworn representatives of each county a declaration of the laws under which they wished to live ^. The compihition that bears his name is very little more than a reissue of the code of Canute. And this proceed- ing helped greatly to reconcile the English people to his rule. Although the oppressions of his later years were far heavier than the measures taken to secure the immediate success of the Conquest, all the troubles of the kingdom after a.d. 1075, in his sons' reigns as well as in his own, proceeded from the insubordi- nation of the Normans, not from the attempts of the English to dethrone the king. Very early they learned that, if their interest was not the king's, at least their enemies were his enemies ; hence they are invariably found on the royal side against the feudatories. This accounts for the maintenance of the national force of defence, over and above the feudal army. The fyrd of the English, the general armament of the men of the counties and hundreds, was not abolished at the Conquest, but subsisted even through the reigns of William Rufus and Henry I, to be reformed and reconstituted under Henry II ; and in each reign it gave proof of its strength and faithfulness. The witenagemot itself retained the ancient form ; the bishops and abbots formed a chief part of it, instead of being, as in Normandy, so insignificant an element that their very participation in deliberation has been doubted. Tlie king sat crowned three times in the year in the old )»r)yal towns of Westminster, Winchester, and Gloucester^, hearing ' ' Willolmns rex quarto anno regni sui, consilio haronum suonim fecit Runimoneri per univcrsos consulalus Angliao Anglos nobiles et sapientes et sua lego cruditoH ut coruni et jura et consuetudiiies ah ipsis audiret. Electi igitur de singulis totius j)atriae coniitatibns viri duodecim jure- jurando confirrnaverunt prime ut, quoad pos.sent, recto tramite neque ad dextrain neque ad winistrain partem devertentes legum suarum consuetu- dineni et sancita patefacerent, nil praetennittentes, nil addentes, nil j)raevari- cando mutantes.' Ifoveden, ii. 218. The authority on which the statement i.s made seenw to he that of tlie justiciar Rannlf (Ilanvill. Sec Hoveden, ii. pref. p. xlvii. According to the tradition jjrcserved in the same document the lavvR ultimately granted hy William were those of Edgar. Ibid. p. 235. ^ Chron. 8ax. a.d. 1087. W. Malmesb. G. K. iii. § 279. IX.] Counteracfiou of Feudal Ideas. 269 the complaints of his people, and executing such justice as his knowledge of their law and language and his own imperious will allowed. In all this there is no violent innovation, only such No violent 11 -11 1 f 1 (- innovation. gradual essential changes as twenty eventiul years 01 new actors and new principles must bring, however insensibly the people, themselves passing away and being replaced by tlieir children, may be educated to endurance. 98. It would be wrong to impute to the Conqueror any Chanftes .. . ... /Y>.i resulting intention 01 deceiving the nation by maintaining its official from change forms whilst introducing new i^rinciples and a new race oftrators. administrators. "What he saw required change he changed with a high hand. But not the less surely did the change of ad- ministrators involve a change of custom, both in the church and in the state. The bishops, ealdormen, and sheriffs, of English birth were replaced by Normans : not unreasonably perhaps, considering the necessity of preserving the balance of the state. With the change of officials came a sort of amalgamation or duplication of titles ; the ealdorman or earl became the comes or count ; the sheriff became the vicecomes ' ; the office in each case receiving the name of that which corresponded most closely Avith it in Normandy itself. With the amalgamation of titles * The correspondence of the offices of count and earl is obvious and need not be discussed further, since comes had even before the Conquest been adopted as the Latin word for earl or ealdorman; see above, pp. 112, 156, 158. The identification of the vicecomes with the sheriff requires a little more illustration, for many writers have tried to explain the term cas if it were of native growth and have been accordingly puzzled by the fact that the vicecomes is the vicegerent, not of the earl, but of the king. See Madox, Dialogus de Scaccario, pp. 31, 32. Hence also, when it was ascertained that the vicecomes was imj)orted full-grown from Normandy, it was thought probable that the comes whom he re()resented there was the comes Nonnun- nonim, the duke of Normandy. But the teiiu is really one of Frank origin. The vicecomes is the missus comitis of the Karolings, as dis- tinguished from the vicarius or centenarius, who stands to him in the same subaltern relation in which the vicecomes stands to the comes ; but he is the judicial representative of the Karolingian comes : the name appears first in Southern France under Lewis tiie Pious, but never was domesticated in Germany. Sohm, Fr. E. G. Verfg. pp. 508-525. It had been main- tained in Normandy by the Normans without any question of verbal cor- rectness, and was in the same loose way transferred to England. The duties of the Norman viscounts very much of course resembled tliose of the sheriffs both fiscally and judicially, but we know little of their action before the Conquest. 27° Constitutional History. [chap. Xew names brill 2 in new principles. Hereditary jurisdic- tions, a thing to be avoided. William (rives very few f'arl- doms. came an importation of new principles and possibly new functions ; for the Norman count and viscount had not exactly the same customs as the earls and sheriffs. And this ran up into the highest grades of organisation; the king's court of counsellors was composed of his feudal tenants ; the ownership of land was now the qualification for the witenagemot instead of wisdom ; the earldoms became fiefs instead of magistracies, and even the bishops had to accept the status of barons. There was a very certain danger that the mere change of persons might bring in the whole machinery of hereditaiy magistracies, and that king and people might be edged out of the adminis- tration of justice, taxation, and other functions of supreme or local independence. Against this it was most important to g-uard ; as the Conqueror learned from the events of the first year of his reign, when the severe rule of Odo and William Fitz-Osbern had provoked Herefordshire and Kent into hopeless resistance. It was no part of William's policy to break up the unity of the royal authority by the creation of great hereditary territorial jurisdictions : but the absolute necessity of measures by which the disruptive tendency should be defeated forced itself upon him probably by degrees ; and every opportunity that was furnished by the forfeitures of the first ten years of the reign was turned to progressive advantage. His first earls were merely successors of the earls of Edward the Confessor ; "William Fitz-Osbern held Herefordshire as it had been held by earl Ealph ; Ealph Guader, Roger Montgomery, and Hugh of Avranchcs filled the places of Edwin and Morcar and the brothers of Harold. But the conspiracy of the earls in a.d. 1074 opened William's eyes to the danger of this proceeding, and fi'om that time onward he governed the provinces through sheriffs immediately dependent on himself, avoiding the foreign plan of appointing licrcditary counts, as well as the English custom of ruling by vice-regal caldornicn. He was however very sparing in giving earldoms at all, and inclined to confine the title to those who were already counts in Normandy or in France. To this plan there were some marked exceptions, which may be accounted IX.] Great Earldoms. 271 for either on the gi'ound that the arrangements had been com- pleted before the need of watchfuhiess was impressed on the king by tlie treachery of the Normans, or on that of the exigencies of national defence. In these cases he created, or suffered the Existence of continuance of, great palatine jurisdictions ; earldoms in which earldoms. the earls Avere endowed with the superiority of whole counties, so that all the landowners held feudally of them, in which they received the whole profits of the courts and exercised all the regalia or royal rights, nominated the sheriffs, held their own councils and acted as independent princes except in the owing of homage and fealty to the king. Two of these palatinates, the earldom of Chester and the bishopric of Durham, retained much of their character to our own days\ A third, the palatinate of bishop Odo in Kent, if it were really a jurisdiction of the same sort, came to an end when Odo forfeited the confidence of his brother and nephew^. A fourth, the earldom of Shropshire, which is not commonly counted amongst the palatine jurisdictions, but which possessed under the ^Montgomery earls all the characteristics of such a dignity, was confiscated after the ti'eason of Robert of Belesme by Henry I^. These had been all founded before the conspiracy of a.d. 1074 ; they were also, like the later loi'dships Their of the marches, a part of the national defence ; Chester and character. ' The earldom of Chester has, with the principality of Wales, belonged to the eldest son of the sovereign since 1301 ; the palatinate jurisdiction of Durham was transferred to the crown in 1836 by act of Parliament, 6 Will. IV, c. 19. * The palatine jurisdiction of Odo rests on the authority of Ordericus Vitalis, who speaks as if he understood what he meant by tlie term ; he mentions the gift of Kent three times, (i) in A.D. 1067, ' totam Cantiam fratri suo commcndavit ' ; at that time the archbishoj) Stigand was a prisoner, and Odo was acting as cojusticiar ; (2) under the year 10S7 he speaks of him as viceroy, ' in Anglia praeposuit Cantiae regno' ; and (3) in 108S, 'palatinus Cantiae comes erat, et plures sub se comitcs virosque potentes habebat.' This seems distinct enough, but it may be explained perhaps by supposing the writer to have confused Odo's po.sition as jus- ticiar with his territorial endowment in Kent. The overwhelming character of his power may be inferred from the action of the Placitum apad Pin- nendcnam, below, p. 277 ; in the record of which he is called comes Cantiae ; Ang. Sac. i. 335 ; as he is by Osbern, his contemporary : Vita S. Dun- stani, p. 144. ^ Mr. Eyton, in his History of Shropshire, claims it as a palatine earldom for Roger Montgomery, vol. i. 22, 70, 242 sq. See too Nicolas's Historic Peerage, ed. Courtliope, p. 434, where Selden is quoted as an authority for the same statement : and the Keport on the Dignity of a peer, i. 407 ; and see below. Chapter XI, 27a Constitutional Kistory. [chap. Palatine earldoms. SherilMonis tx'easionally hereditary. Contijfiious territorial accujiiu- lations avoided. Shropshire kept the Welsh marches in order, Kent was the frontier exposed to attack from Picardy, and Durham, the patri- mony of St. Cuthbert, lay as a sacred boundary between England and Scotland; Northumberland and Cumberland were still a debateable ground between the two kingdoms. Chester was held by its earls as freely by the sword as the king held England by the crown ; no lay vassal in the county held of the king, all of the earl. In Shropshire there were only five lay tenants in capite besides Roger Montgomeiy ; in Kent bishop Odo held an enormous proiJortion of the manors, but the nature of his jurisdiction is not very clear, and its duration is too short to make it of much importance. If William founded any earl- doms at all after a.d. 1074, which may be doubted, he did it on a very difierent scale. The hereditary sheriffdoms he did not guard against with equal care. The Norman viscounties were hereditary \ and there was some risk that the English ones would become so too ; and with the worst consequences, for the English counties were much larger than the bailiwicks of the Norman viscount, and the authority of the sheriff, when he was relieved from the com- pany of the ealdorman, and was soon to lose that of the bishop, would have no check except the direct control of the king. If William perceived this, it was too late to prevent it entirely ; some of the sheriffdoms became hereditary, and continued to be so long after the abuse had become constitutionally dangerous". The independence of the greater feudatories was still further limited by the principle, which the Conqueror seems to have observed, of avoiding the accumulation in any one hand of a great number of contiguous estates ^ The rule is not without ^ See Rtajileton, ' Rotuli Scaccarii Normanniae,' i. pp. Iviii, lix, &c. ' See Cliapter XI. * See Thorpe's Lappenberg. iii. 201. The estates of Odo lay in seventeen counties, those of Robert of Mortain in twenty ; P'ustace of Boulogne had fiefs in twelve counties, and Hugh of Avranches in twenty-one, besides his palatine earldom. Gneist, Self-government, i. 66, 67, gives more details, chiefly from Kelham's Domesday illustrated. There are forty-one great vassals, each of whom lias estates in more than six counties : of these five have lands in seven, six in eight, two in nine, four in ten, four in eleven, three in twelve, inu; in thirteen, two in fourteen, one in twenty, and one in twenty-one ; all Ihese ai'e laymen. The greatest number of manors la held by Robert of Moii-ain, 793 ; Odo has 439 ; Alan of Brittany 442. IX.] Manorial System. 273 some important exceptions, and it may have been sugpfestecl by Distributioti . . c ^ , T of great liels the diversity of occasions on which the fiefs were bestowed, but in distant . counties, the result is one which William must have foreseen. An insub- ordinate baron whose strength lay in twelve different counties would have to rouse the suspicions and perhaps to defy the arms of twelve powerful sheriffs, before he could draw his forces to a head. In his manorial courts, scattered and unconnected, he could set up no central tribunal, nor even force a new custom upon his tenants, nor could he attempt oppression on any exten- sive scale. By such limitation the people were protected and the central power secured. Yet the changes of ownership, even thus guarded, wrought '^^"f^ theory ° _ ^' o ' o oflheontrm other changes. It is not to be supposed that the Norman of manors. , baron, when he had received his fief, proceeded to carve it out into demesne and tenants' land as if he were making a new settlement in an uninhabited country. He might indeed build his castle and enclose his chase with very little re- spect to the rights of his weaker neighbours, but he did not attempt any such radical change as the legal theory of the creation of manors seems to presume. The name * manor ' is of Norman origin, but the estate to which it was given existed, in its essential character, long befoi-e the Conquest ; it received a new name as the shire also did, but neither the one nor the other was created by this change. The local jurisdictions of the Growth of ,,, „ , .,.,.., manorial thegns who had grants 01 sac and soc, or who exercised judicial customs, functions amongst their free neighbours, were identical with the manorial jurisdictions of the new owners. It may be con- jectured with great probability that in many cases the weaker freemen, who had either willingly or under constraint attended the courts of their great neighbours, were now, under the general infusion of feudal principle, regarded as holding their lands of them as lords ; it is not less probable that in a great number of grants the right to suit and service from small landowners passed from the king to the receiver of the fief as a matter of course ; but it is certain that even before the Conquest such a proceeding was not uncommon ; Edward the Confessor hud trausfeiTcd to St. Augustine's monastery a number of alodiaries T 274 Constitutional History. [chap. in Kent \ and every such measure in the case of a church must Manorial have had its parallel in similar grants to laymen. The manorial institutions. ^ _ ° •' system brought in a number of new names ; and perhaps a duplication of offices. The gerefa of the old thegn, or of the ancient township, Avas replaced, as president of the courts, by a Norman steward or senesclial ; and the bydel of the old system by the bailiff of the new ; but the gerefa and bydel still continued to exist in a subordinate capacity as the grave or reeve and the bedell ; and when the lord's steward takes his place in the county court, the reeve and four men of the town- ship are there also. The common of the township may be treated as the lord's waste, but the toAvnsmen do not lose their Estimate of customary share. The changes that take place in the state have the amount . . .. . . of cliange. their resultnig analogies in every village, but no new England is created ; new forms displace but do not destroy the old, and old rights remain, although changed in title and foixed into symmetry The new with a new legal and pseudo-historical theoiy. The changes pressive in may not seem at first sight very oppressive, but they opened the way for oppression ; the forms they had introduced tended, under the spirit of Norman legality and feudal selfishness, to become hard realities, and in the profound miseries of Stephen's reign the people learned how completely the new theory left them at the mercy of their lords ; nor were all the reforms of his successor more stringent or tlie struggles of the century that followed a whit more impassioned, than wei'e necessary to protect the English yeoman from the men who lived upon his strength. 99. In attempting thus to estimate the real amount of change introduced by tlie feudalism of the Con(iuest, many points of further interest have been touched upon, to which it is necessary to recur only so far as to give them their proper jdace in a more Position of general view of the reformed organisation. The Norman king the Norman ?.„,,.„ . , * king. IS stul the kmg of the nation. He has become the supreme landlord ; all estates are held of him mediately or immediately, but he still demands the allegiance of all his subjects. The oath which he exacted at Salisbury in a.d. 1086, and which is cm- * Kerable, C. D. iv. 239. Sec above, p. 189, IX.] Alliance of King and People. 275 bodied in the semi-lcfjral form already quoted, was a modification Birect rcia- ° J n ' tionsbe- 01 the oath taken to Edmund ^, and was intended to set the tween king 1 1 T • I- 1 T 1 1 • • • 1 • ^"^ people, general obligation 01 obedience to the king in its proper relation to the new tie of homage and fealty by which the tenant was bound to his lord. All men continued to be primarily the king's men, and the public peace to be his peace. Their lords might demand their service to fulfil their own obligations, but the king could call them to the fyrd, summon them to his courts, and tax them without the intervention of their lords ; and to the king they could look for i)rotection against all foes. Accord- ingly the king could rely on the help of the bulk of the free people in all struggles with his feudatories, and the people, find- ing that their connexion with their lords would be no excuse for unfaithfulness to the king, had a further inducement to adhere to the more permanent institutions. In the department of law the direct changes introduced by Amount of ±^ r^ •»«■ 1 1 • in change in the Conquest were not great. Much that is regarded as pecu- jimspru- liarly Norman was developed upon English soil, and although certain. originated and systematised by Norman la^v5'ers, contained elements which would have worked in a very different way in Normandy. Even the vestiges of Karolingian practice which appear in the inquests of the Norman reigns are modified by English usage. The great inquest of all, the Domesday survey, Inquests. may owe its pi'inciple to a foreign source ; the oath of the reporters may be Norman, but the machinery that furnishes the jurors is native ; * the king's barons inquire by the oath of the sheriff of the shire, and of all the barons and their Frenchmen, and of the whole hundred, the priest, the reeve, and six ceorls of every township ^.' The institution of the collective Frankpledge, Frank- , . , .... . . . pledges. which recent writers incline to treat as a Norman innovation, is so distinctly coloured by English custom that it has been gene- rally regarded as purely indigenous. If it were indeed a pre- caution taken by the new rulers against the avoidance of justice by the absconding or harbouring of criminals, it fell with ease into the usages and even the legal terms which had been common ' Above, p. 148. ' Domesday of Ely; Domesd. iii. 497. T 2 2"] 6 Constitutional History. [chap. Tri.il by fur otlier similar purposes since the reign of Atlielstan ^. The trial by battle, which on clearer evidence seems to have been brought in by the Normans, is a relic of old Teutonic jurispru- dence, the absence of which from the Anglo-Saxon courts is far more curious than its introduction from abroad \ Jurisdiction The organisation of jurisdiction required and underwent no of the sheriff , . , - _ i i i i unaltered, great change m these respects. The JNorman lord who under- took the office of sheriff had, as we have seen, more unrestricted power than the sheriffs of old. He was the king's representative in all matters judicial, military, and financial in his shire, and had many opportunities of tyrannising in each of those depart- ments : but he introduced no new machinery. From him, or from the courts of which he was the presiding officer, appeal lay to the king alone ; but the king was often absent from England and did not understand the language of his subjects. Thejn.sticiar lu his absence the administration was entrusted to a justiciar, as the king's «. i i • i ^ \ deputy. a regent or lieutenant of the kingdom ; and the convenience being once ascertained of having a minister who could in the whole kingdom represent the king, as the sheriff did in the shire, the justiciar became a permanent functionary. This however cannot be certainly affirmed of the reign of the Con- queror who, when present at Christmas, Easter, and Whit- suntide, held great courts of justice as well as for other purposes of state ; and the legal importance of the office belongs to a later stage. The royal court, containing the tenants in chief of the crown, both lay and clerical, and entering into all the fuiicti(jns of the witenagemot, was the sujjreme council of the nation, with the advice and consent of which the king legislated, taxed, and judged. In the one authentic monuniont of AVilliam's jurisprudence, the act which removed the bishops from the secular courts • See aVjovc, pp. 87-F9. * Pa.l}rr;ive arj(ue», from tliu fact tliat trial hy hattle is mentioned in II record of a Worcester shiremoot soon after tlie (Vmijucst, that the custom may poasildy have been of earlier introduction ; but it is never mentioned in the laws, and as exemption from it vk^as one of the privileges conferred by ch.'irter on towns in the next century, there can be no doubt that it was an innovation, and one which was much disliked. See Palgrave, Com- monwealth, p. 225. IX.] The National Council. 277 and recofi^niscd their spiritual jurisdictions, he tells us that he The Con- •11 1 c 1 1 1 • 1 qiicror Jejris- acts ' With the common councu and counsel of the archbishops, latfs with hishops, abbots, and all the princes of the kingdom \' The of his ancient summary of his laws contained in the Textus Roffensis is entitled, ' Wliat William King of the English with his princes enacted after the conquest of England^;' and the same form is preserved in the tradition of his confirming the ancient laws reported to him by the representatives of the shires. The Anglo-Saxon Chronicle enumerates the classes of men who attended his great courts : ' there were with him all the great men over all England, archbishops and bishops, abbots and earls, thegns and knight s'V The great suit between Lanfranc as archbishop of Canterbury Atrinlofflie ° _ ^ CoiKjueioi' s and Odo as earl of Kent, which is perhaps the best reported reign. trial of the reign, was tried in the county court of Kent before the king's representative, Gosfrid bishop of Coutances ; Avhose presence and that of most of the great men of the kingdom seem to have made it a witenagemot. The archbishop pleaded the cause of his chui'ch in a session of three days on Penuendeii Heath*; the aged South-Saxon bishop, Ethelric, was brought by the king's command to declare the flncient customs of the laws,' ' 'Commnni concilio et consilio archiepiscoporum, episcoporum et ab- batum et omnium principum regni mei.' Ancient Laws, p. 213; Select Charters, p. 82. ^ Select Charters, j). 80. ^ Chron. Sax. a.d. 1087. * It is printed in Anglia Sacra, i. 334-336, from the Textus Roffensis, and in Wilkins, Concilia, i. 323, 324. The litigation is referred to in Domes- day, 1. fol. t;. From the same source we have an accoimt of another trial of some interest, between Gundulf bishop of Kochtster and Picot sheriff of Cambridgeshire. The suit was broui;ht liefore tlie king ; he called to- gether the county court of Camlirids:esliire, and directed that the right to the disputed land should be decided by their judgment. Bishop Odo presided. The Cambridgeshire men, in fear of the sheriif, decided against Gundulf. Odo thereupon directed that they should choose twelve out of their number to swear to the truth of their report. The twelve swore falsely ; and one of them having confessed his perjury to Odo, he ordered the sheriff to send the jurors up to London, and with them twelve of the best men of the county. He also sunnnoned a body of barons. This court of appeal reversed the decision of the shire. The twelve best men tried to deny their complicity with the perjurers, and Odo offered them the ordeal of iron. They failed imder the test, and were finetl by the rest of the county tliree hundred pounds, to be paid to the king. Ang. Sac. i. 339; see below, Chap. XI. 278 Constitutional History. [chap. Trial at Pennenden. Principle of amalgama- tion. The same principle carried out ill taxation. and with liim several otlier Englishmen skilled in ancient laws and customs. All these good and wise men supported the archbishop's claim, and the decision was agreed on and deter- mined by the Avhole county. The sentence was laid before the king, and confirmed by him. Here we have probably a good instance of the principle universally adopted ; all the lower machinery of the court was retained entire, but the presence of the Norman justiciar and barons gave it an additional authority, a more direct connexion with the king, and the appearance at least of a joint tribunal^ The principle of amalgamating the two laws and nationalities by superimposing the better consolidated Norman superstructure on the better consolidated English substructure, runs through the whole policy. The English system was strong in the cohesion of its lower organism, the association of individuals in the township, in the hundred and in the shire ; the Norman system was strong in its higher ranges, in the close relation to the crown of the tenants in chief whom the king had enriched. On the other hand, the English system was weak in the higher organisation, and the Normans in England had hardly any subordinate or- ganisation at all. The strongest elements of both were brought together. 100. The same idea of consolidating the royal power by amalgamating the institutions of the two races was probably followed also in the department of finance ; although in this point neither party was likely to discern much immediate l>enefit to any one but the king. William, whose besetting vice was said by his contemporaries to be avarice, retained the revenues of his predecessors and added new imposts of his own. The ordinary revenue of the English king had been derived solely from the royal estates and the produce of what had been the folkland, with such commuted payments of fcormfultum, or provision in kind, as represented either the reserved rents from ancient possessions of the crown, or the quasi-voluntary tribute ])ai(l Ity ilic nation to its chosen head. The Danegeld, ' Exactly tlie winio ]>rincii)le was involved in the inHtitutiou of regular eyrcH or circuits of the justices by Henry I or Henry II. IX.] The Bevenne. 279 that is, the extraordinary revenue arising from the cultivated land, The Dane- — originally levied as tribute to the Danes, although it had been continued long after the occasion for it had ceased, — had been abolished by Edward the Confessor ^ The Conqueror not only retained the royal estates, but imposed the Danegeld anew. In A.D. 1084 he demanded a sum of six shillings from every hide of land, three times the old rate'''. The measure may have been part of the defensive policy which he adopted after discovering the faithlessness of his brother Odo, and which connects itself with the Domesday survey and the Salisbury council two 3ears later : but it became a permanent source of revenue. On Feudal . . imposts, the Norman side the supreme landlord was entitled to all the profits of the feudal position, a description of income of which we have no details proper to the reign of the Conqueror, but which becomes prominent immediately after his death. It is needless to observe that the actual burden of the feudal imposts, as well as the older taxation, fell on the English ; for the Norman lords had no other way of raising their reliefs, aids, tallages, and the rest, than from the laboiu-s of their native dependents. Tlie exaction may have been treated by them as a tyrannical one, but the hardship directly affected the English. The income thus accumulated was no doubt very great. The The Con- '' ° _ querors royal lands are known from Domesday to have produced in the income. reign of AVilliam the Conqueror nearly £20,000^; and the Danegeld of a.d. 1084, if levied from two-thirds of the hidage of the kingdom, would be about as much more. To this must be added the profits of jurisdictions and the other occasional items which we have no means of estimating. Giraldus Cam- brensis* mentions £40,000 as the amount which in his days ' Edward imagined that he saw the devil sitting on the bags in the treasury. Hoveden, i. no. Tlie author of the Dialogus de Scaccario says that William turned the Danegeld from a regular into an occasional tax. Lib. i. c. II. '^ Chron. Sax. a.d. 1083 ; Flor. Wig. a.d. 1084 ; Freeman, Norm. Conq. iv. 685. ' Pearson, Early and Middle Ages, i. 385. * De Inst. Princ. iii. c. 30: * Angliae, regum Anglorum tempore et etiam ponultimi Edwardi Westmonasteriensis diebus, annul fiscales red- ditus, sicut in rotulo Wintouiae reperitur, ad sexaginta millia marcarum summam implebant.' 28o Constitutional Hidory. [chap. Income of the Con- queror. Ecclesiasti- cal policy of the Conqueror. was regarded as representing the income ascribed, on the evidence of Domesday, to Edward the Confessor. Ordericus Vitalis, a well-informed Norman monk of the next centur}', boldly states William's revenue at £io6i los. \\d. a day, besides the profits of the law courts^ If, as has been cleverly conjectured, this circumstantial statement refers properly to the weekly revenue, we an-ive at a sum of between fifty and sixty thousand pounds a year. A comparison with the revenue of Henry I, which in his thii-ty-first year reached a gross amount of £66,000, may show that this is not improbable^. But the numerical statements of the early writers are very untrustworthy, and no approach can yet be made to a precise estimate. It is evident, however, that the same general principle was at work in the collection of revenue as in the courts of justice and in the furnishing of military defence. No class was left untaxed ; all men had a distinct relation to the king over and above the relation to their lords ; and the strongest points of the two national systems are brought into joint working. 101. The ecclesiastical policy of the Conqueror presents marks of coincidence, and also of contrast, with his secular adminis- tration. There is the ?ame change of administrators, but not the same fusion or modification of offices. The change of ad- ministrators is gradual in the church as in the state, and nearly as complete : the English church was drawn into the general tide of ecclesiastical politics and lost nuich of its insular cha- racter : it gained in symmetry and definiteness of action, and was started on a new career. But the immediate motives of William's measures are somewhat complex. His attack on England was planned and carried out with the approval of Po})e ' Onl. Vit. iv. 7 : 'Ipsi vero regi, ut fertur, mille et sexaginta librae storiicnsis monetae, solidique triginta et tres oboli, ex justis redditibus Angliae per siiigulos dies redduntur ; exceptis muneribus regiis et reatuum redein])tioniijus, aliisque niultiplicibus negotiis quae regis aerarium quo- tidie adaugent.' ''■ Ben. Pet. ii. ])ref. xcix. The sum, calculated a.s carefully as I could do it, is £66, 593, liut it includeK dcl)ts and old accounts, and cannot be regarded aH an approximation totlietrue revenue. The trciKuro in Henry's hands at bin death was at leabt £160,000, of which £100,000 fell to Stejilieii, Will. MalnieHb. Hist. Nov. i. § 14; and £60,000 was in "Nor- mandy, Ord. Vit. xiii. 19. IX.] Church ToVwy. 281 Alexander II, and the hard measure dealt out to the English Reiiitions to . the pofje. bishops personally was due quite as much to the desire of satis- fying the pope, who had his own jealousies and grudges, as to William's belief that the influence of the great ecclesiastics was secretly working against him, or that the support of a strong Norman hierarchy was absolutely necessary for his safety. But William had no intention of following the papal guidance further than was convenient to himself ; and in the great adviser whom he chose on his own responsibility he found a very able and conscientious helper. Lanfranc was a statesman as well as Influencf! of a theologian, a lawyer as well as a scholar, and in feeling quite as much an Englishman as a Norman : he was an Italian, too, and, therefore perhaps, not a papalist \ Hence whilst attempt- ing the reformation of abuses, which either the national easiness and self-complacency, or the evil influence of the Norman clergy had originated, he adopted no violent or rigorous scheme of discipline, provoked no national antipathies, sacrificed neither the state to the church nor the church to the state. His policy was uniformly in agreement with the king's, and his personal influence kept in harmonious working two systems, which con- tained elements that after his death were to produce a long and bitter quarrel. William's own ideas of managing the church were probably William's developed altogether in England itself. The Norman prelates, [i"v\vorked with whom as duke he had to do, were either sons of the ruling Ensr'iand. families^ or personally insignificant. They had not the position of the English prelates with reference either to the jjeople or to the duke. They were but a small element in his council, and in no close relation with the native population, whilst in • Several letters of Lanfranc and Gregory VIT are extant, from which a certain amount of coolness may be inferred to have existed between tliem. Gregory complains and Lanfranc excuses himself. See Freeman, Norm. Conq. iv. 434-437. ^ Ordericus names tliem, lib. iii. c. xi. Odo of Bayeux was the Con- queror's brother: the bishop of Lisioux was brother of the coutit of En, and the bishop of Avranches son of Count Ralph of Bayeux, both cousins of the kiuLr; the bishop of Seez belonged to the family of Belesnie : Gosfrid of Coutances was a mighty man on both sides the Channel. The arch- bishop of Rouen and the bishop of Evreux were of less personal im- portance. 283 Constiiiitlonal Ilistory. [chap. ^os'tio" of England they were the most numerous and coherent body in the bishops. witenagemot ; and although many of Edward's bishoj:)s were foreigners, they had inherited the loyalty and traditional sup- poi't of the districts over which they presided. The ready sub- mission of the witan in a.d. 1066 saved the bishops for the moment: the Conqueror had no wish to make enemies, and they had no champion to take the place of Harold. But when in A.D. 1070 he had found that the influence of the episcopate was so strong that it must be put into safer hands, and when the legates of Alexander II demanded the humiliation of the igno- rant supporters of the antipope Benedict and the enfoixement of canonical order, he proceeded to displace most of the native Deposition bishops. Then Stigand, who occupied two sees, one of which of English ... bishops. he had taken in the lifetime of a Norman predecessor, and who had received the pall from a schismatic pope, was deposed and imprisoned. With him fell his brother, the bishop of Elmham, and the faultless bishop of Selsey whom he had consecrated, and who might be regarded as sharing his schismatic attitude ^ The brotlier bishops of Durham, Ethelwin and Ethelric, had incurred the penalties of treason. York and Lichfield were vacant by death. Dorchester had been filled up by the Norman Remigius since the battle of Hastings ^. Hereford, Wells, Ramsbury, Exeter, and London were already in the hands of foreigners. It was by no act of extraordinary severity that the change was made; but at the end of a.d. 1070 only two sees retained native bishoj)S, Worcester and Rochester^. The way was open for Lanfranc, and his appointment satisfied both king and pope. Henceforth the bibho])S and most of the abbots were Norman * ; ' Flor. Wifj. A.I). 1070. IJeiiiigiiis, in liis jirofession of obedience to LaiifV.'iiic, nieiitioMH tlic mission of lcg;ite,s from the po[)e with orders that all who had boon ordained by Stigand shoidd be dej)osed or .suspended. * He too had been consecrated by Stigand, but the oflf'ence was not so fatal in a Norman as in an Englishman ; he declares in his profession that he was ignorant of Stigatid's uncanonical status. MS. Cotton, Cleopatra, E. I. ^ Siward of Rfx'hesler is said by William of Malmcsbury to have died a few (lays after tlie Con(|iiest. lint he lived several yeurs longer, was present at a council at Winchester in 1072, and died probably in 1075. ' The deposition of the abbots was also gradual. See the Chronicle (ed. Earle), pp. 271-275. IX.] Division of Church Courts. 283 but thcv, like the kinff, realised their new position as English- Character . . • , 11 1 1 • p of the men by adoption ; enterinht very naturally recommend itself to a man of the seija- _ !-. ^ j ^ nition of the like Lanfranc. The system which it suiiersecled was full of spiritual and , •' ... ,,.. -^^ secular anomalies and disadvantages to both justice and religion. But the change involved far more than appeared at first. The growth of the canon law, in the succeeding century, from a quantity of detached local or occasional rules to a great body of universal authoritative jurisprudence, arranged and digested by scholars who were beginning to reap the advantages of a revived study of the Roman civil law, gave to the clergy generally a far more distinctive and definite civil status than they had ever possessed before, and drew into church courts a mass of busi- ness with which the church had previously had only an indirect connexion. The question of investitures, the marriage of the clergy, and the crying prevalence of simony, within a very few years of the Conqueror's death, forced on the minds of states- men everywhere the necessity of some uniform system of law. The need of a system of law once felt, the recognition of the supremacy of the papal court as a tribunal of appeal followed of course : and with it the great extension of the legatine ad- ministration. The clergy thus found themselves in a position external, if they chose to regard it so, to the common law of the land ; able to claim exemption from the temporal tribunah', and by appeals to Rome to paralyse the regular jurisdiction of the diocesans. Disorder followed disorder, and the anarcliy of Stephen's reign, in which every secular alnise was paralleled or reflected in an ecclesiastical one, prepared the way for the Con- stitutions of Clarendon, and the struggle that followed with all its results down to the Reformation itself. The same facility of cni])loying the newly develojK'd juiisprudence of the canonists drew into the ecclesiastical courts the matrimonial and testa- mentary jurisdiction, and that most mischievous, because most abused, system of enforcing moral discipline by spiritual penal- ties, at tlie instance of men whose first object was the accumula- tion of money. Hine juHtitia cji'ihco])! ad juHcium adilucat; judicium vero in nullo loco ])()rtctur. insi in eiii.scopali scde aut in illo loco quein ad hoc ei)iscoi)us con.stituerit.' IX,] Polici/ towards (he Tope. 285 The fouudation of si^iritual courts, and tlie exemptiou of their Attitude of 1 ,. A 1 01 William and proceedings from the common usages of Anglo-Saxon law, had LaniVanc , . , , . ,.,,,, . , towards the a bearing on the relations 01 the church to the state in these papacy. ways ; but it must not be supposed that it was in itself a sign of any disposition in either William or Lanfranc to admit ex- treme claims on the part of the popes. The results that have been mentioned flowed from a state of things which was now in process of development, and which attained full growth far more rapidly than they could have expected, through circum- stances which they could not foresee. Anything like a direct claim on the jxirt of the papacy William repudiated at once. Not only did he distinctly refuse the demand of fealty made by the legate Hubert on behalf of Gregory VII ^, but he seems to have established an understanding with the English church which hud the force of a concordat for future times. The arrangement^ is described by the faithful historian Eadmer as a novelty, but it was a novelty necessitated by the newness of the cii'cumstances in which the king found himself. 'He would not suffer that William's any one in all his dominions should receive the i^ontiff of the ini;\vith city of Rome as apostolic pope, excejot at his command, or should on any condition receive his letters if they had not been first shown to himself.' This principle, which was abused by William Rufus, and which could only work well when the chiefs in church and state were in thorough concert, expresses rather than overcomes the difficulty. But it is a difficulty which has * Freeman, Nomi. Conq. iv. 432-434, lias traced tlie history of Gret^ory's correspondence with the Conqueror. Some time about a.d. 1076, the pope sent a let^ate to William to ask for a more regular payment of Peter's pence and to demand fealty. The king's answer was this : after the greet- ing ' salutem cum amicitia,' ' Hubertus legatus tuus, religiose pater, ad me veniens ex tua parte me adnionuit, quatenus tibi et successoribus tuis fidelitatem facerem, et de pecunia quam antecessores mei ad Romanani ecclesiam mittere solebant melius couitarem. Unum admisi, alterum non admisi ; fidelitatem facere nolui nee volo; quia nee ego promisi nee ante- cessores meos antecessoribus tuis id fecisse comperio. Pecunia tribus fernie annis, in ('alliis me agente, negligenter coUecta est ; nunc vero Divina misericordia me in regnum nieum reverso. quod eoUectuiu est per praesentem legatuin mittetur ; et quod rdiquum est per legates Lanfranci archiepiscopi fidelis nostri, cum opportunum fuerit, transmittetur. Orate pro nobis et pro statu rciii nostri, quia autecessores vestros dilexhuus et vos prae omnibus sincere diligere et obedienter audire desideramus.' Selden, App. to Eadmer, p. 164; Laufr. Kpp. ed. Giles, No. x. 286 Constitutional Hidory. [chap. The Con- never yet been overcome ; and it is probable that the Con- rules of deal- queror's rule went as near to the solution as any state theory Church. has ever done. A second rule was this, ' He did not suffer the primate of his kingdom, the archbishop of Canterbury, if he had called together under his presidency an assembly of bishops, to enact or prohibit anything but what was agi'eeable to his will and had been first ordaiued by him.' This was a most necessary limitation of the powers given to the newly established courts, nor did it, in an age in which there was no discord of religious opinion, create any of the scandals which might arise under more modern conditions. The two rules together express the prin- ciple of the maxim so well known in later times, ' cujus regio, ejus religio' in that early form in which it recommended itself to the gi'eat Charles. A third rule was this ; ' he did not allow any of his bishops publicly to implead, excommunicate, or con- strain by penalty of ecclesiastical rigour, any of his barons or servants, who was informed against either for adultery or for any capital ci'ime, except by his own command.' Of this also it may be said that it might work well when regulated by himself and Lanfranc, but that otherwise it created rather than solved a difficulty^. A further usage, which was claimed by Henry I as a precedent, was the prohibition of the exercise of legatine power in England, or even of the legate's landing on the soil of the kingdom without royal licence^. Simplicity Such precautions as these show little more than an incipient ofthese . . . . . . n , , , . : . rules. misgivmg as to tlie relations of church and state : a misgivnig which might well suggest itself either to the king or to the thoughtful mind of the adviser, who saw himself at the head of a church which had been long at uneasy anchorage apart from these ecclesiastical tumults, into the midst of which it was soon to be luirried. There is something Karolingian in their sim- plicity, and ])ossibly they may have been suggested by the ger- ' Eadmer, Hist. Nov. i. (ed. Selden, p. 6) ; Select Charters, p. 79. * Eadmer, Hist. Nov. v. p. 118 : 'Rex Heiiriciis antiquis Angliae con- suetudiiiibus [)racju n 1 1 1 f 1 • of the people (Jn them in the lirst mstance tell the burden 01 the imposts at large. laid on their feudal masters. It was from them, by similar exactions of reliefs, wardship, marriage, and forfeitures, that the vassals raised money to redeem their own rights : every wrong that the king inflicted on his vassals they might inflict on theirs. But the king too had a direct hold on them ; he demanded the old tril)ute, the hateful Danegeld : he had the power to insist on their military service, and did so : on one occasion Ranulf brought down a great force of the fyrd to Hastings, and there took from them the money that the shires had furnished them with, the ten shillings for maintenance, and sent them penniless home ^. He took advantage of the simple machinery of justice to tax them further. Ranulf was not only the ' exactor ' of all the business of the kingdom, but the 'placitator' also. 'He drove and commanded all his gemots over all England ■'.' His management broke up for a time the old arrangements of the hundred and shire-moots, making them mere engines of extortion, so that men rather acquiesced in wrong than sought redress at such a price. It is probable further that the assemblies which met on these occasions were turned to profit, being forced or persuaded to give sums towards the king's necessities. The subordinates of the court followed the example of their chief; no man was safe against them ; the poor man was not protected by his poverty, nor the rich ' See art. 8 of Henry '.s charter. "^ ' Quibus ut maro transirent Heastingae congregatis, pecuniain quae data fuerat eis ad victuni Ranniilfus Passeflambardus praecepto regis ab- atulit, scilicet utiiciiique decern solidos, et eos doinura repedare maudavit, pecuniam vero regi transmisit.' Flor. Wig. a.d. IC94. ' Chron. Sax. a.d. 1099. On tie justiciarship in the hands of Ranulf, see further, Chap. XI, below. 302 Constitutional Jlistory. [chap. story of the by his abundance \ The very recent Domesday taxation was, new survey. •' j j •' we are told, superseded by a new valuation ; the old English hide was cut down to the acreage of the Norman carucate "^ : and thus estates were curtailed and taxation increased at the same time. Whether the charge is definitely true may be questioned, for the testimony of Ordericus is not confirmed by distinct statements of the English annalists ; but it is not Porest op- improbable ; and the burden was but one of many. The forest law or lawlessness now comes into marked prominence. AVil- liam the Conqueror had afforested and desolated large territories for the chase. His son made the practice burdensome to baron and villein alike ; a vexation to the one, destruction and exter- mination to the other. Unrestrained by religion, by principle, or by policy, with no family interests to limit his greed, ex- travagance, or hatred of his kind, a foul incarnation of selfishness in its most abhorrent form, the enemy of God and man, William Rufus gave to England and Christendom a pattern of absolutism. }]-^}^^ °^ It is only to be ascribed to the weakness and disunion of those Rufus. whom he wronged that he burdened the throne and nation for twelve long years of misery. 108. The great question whether England should or should ' On the enormities of the king's followers, who made his progresses throui)l('r ipse provincialiuni fidei gratus et saluti jirovidus, pkrumque cuneos circuieiis, docebat quomodo militum fiToeiam ebidentes clypeos objectarent et ictus remitterent; quo eifecit ut ultroneis votis fnignam deposcerent, in nulio Normannos metuentes.' W. Malmesb. G. R. V- § 39.S- ' Venerabilis Anselmiis archiepisc^n])us et oinnes episcopi et abbates cum sacro clero, et oinne-i Angli indissolubiliter regi suo adhaere- bant, et pro ejus salute rcgni(|uo st;itu Ivegcm Sabaoth incensanter orabant. .... Omnes quoque Angli alterius principis jura lu^sciontes in sui regis fidelitate perstiterunt pro (pia cortanien inire satis oi)taverunt.' — Ord. Vit. X. 18. See too the si)eech ascribed to Henry in 1 106, before the campaign of Tenchebrai, in M. Paris, p. 62. X.] Stnigf/le iv'tth Rulert. 307 when the armies stood face to face the brothers saw that the The struggle averted. fruits of victory must fall to those whose strength would be the destruction of the victor, and that the time was not come for a struggle which would make either of them supreme. The count of Meulan proposed peace, and peace was made. Robert recognised Henry as king and released him from his fealty. Henry undertook to pay Robert a heavy pension, and re- stored to him the Cotentin, the Norman district which he had purchased of him in his great necessity. In a.d. 1104 the [t is renewed quarrel was renewed. Robert had again proved himself to be neither wise enough nor strong enough to govern the Normans, and Henry appeared in Normandy as a deliverer. But again the struggle was settled without bloodshed. Robert transferred to his brother the homage of the count of Evreux and Henry was satisfied \ The next year, finding his Norman estates imperilled by the irrepressible allies of Robert, he again crossed the sea and added Caen and Bayeux to his possessions^, leaving Robert on his return destitute alike of funds and supporters. In a.d. 1106 Final over- '■ ^ , , throw of Robert made ^n attempt to avert his final fall, and visited Eng- Robert, land ; but it was in vain, Henry followed him home, and the battle of Tcnchebrai in the summer of the same year made him supreme in Normandy as in England ^. The point at issue from the beginning had not been the English crown, but the power of enforcing obedience on those Norman barons without whose sub- mission neither country could be at peace. From a.d. ho6 to H18 the struggle lay between them and Henry. In the latter Claims of , • ,. -VT 1 • , 1 • I ^ , , . William the year the young heir of Normandy, with the aid of the king of son of France and the counts of Flanders and Anjou, made a bold stroke for his rights, which was defeated by the policy and good-fortune of his uncle *. Again in a.d. i i 27 his name Avas made the watch- word of a renewed struggle ^ ; but his early death set Henry at rest, and for the remainder of his reign he ruled without fear of a rival. In England his position had been determined since the year 1103 : but the battle which was fought out on Norman * Ord. Vit. xi. lo. » Flor. Wig. a.d. 1105 ; Ord. Vit. xi. 17. ' Flor. Wig. A.D. 1 106. * Hen. Hunt. (ed. Savile), fol. 218 ; Ord. Vit. xii. i. * Ord. Vit. xii. 45. X 2 308 Constitutional Hidory. [chap. soil concerned the kingdom scarcely less closely than the duchy, and every step was marked by an advance in the consolidation of the royal power, by the humiliation of some great vassal, or the resumption of some gi'eat estate. Humiliation The process was begun immediately after Robert's departure of the baron- . ^ ° "^ . ^ age. in A.D. 1 1 o I . Robert Malet and Robert de Lacy forfeited their gi'eat estates in Yorkshire and Suffolk \ Ivo of Grantmesnil, who has the evil reputation of being the first to introduce the horrors of private warfare into England, was suffered to go on pilgi'image, having divested himself of all his fiefs in favour of Resistance the count of Meulan -. Robert of Belesme, earl of Shrews- lielesme. ° bury and Arundel and count of Ponthieu and Alen9on, was summoned to answer an indictment of forty-five articles in the king's court ^. He was the son of Roger of Montgomery, the Conqueror's friend, and had been in arms on the side of duke Robert in the last two reigns : he was an utterly selfish tyrant of the worst feudal stamp, cruel, faithless, and oppres- sive. He determined to resist, fortified his castles of Shrews- bury, Bi'idgnorth, and Arundel, and was only reduced by the king himself, who brought the whole force of the nation against His estates him. His life was spared, but his English domains were con- fiscated *, and he retired to Normandy, where he lived to do Joy of the more mischief still. His downfall was regarded by the English with gi-eat delight : the cry was, ' Rejoice King Henry and thank the Lord God, for you became a free king on the day when you conquered and banished Robert of Belesme^.' He had not however yet accomplished his destiny. Having helped to pro- voke the invasion of A.D. 1 104, and tried to make a separate peace in A.D. 1 105, he escaped capture at Tenchebrai and submitted- ' Ord. Vit. xi. i. Ilbert de Lacy, the father of Robert, had 164 manors in the Domesday Survey; Robert Malet had 221 in Suffolk; Dugd. Baron, p. III. * Ord. Vit. xi. ■2. This fact recorded of Ivo is of considerMble importance. ' Ivoncm quoque, quia guerrani in Amelia coeperat et vicinorum rura suoruni incendio conilnissLTat, quod in ilia regioue crimen est inusitatum, nee sine gravi ultione sit ex|)iatum.' ^ Ord. Vit. xi. 3 ; Flor. Wig. A.n. iioi, 1102. * Ord. Vit. xi. 3. ''' (Jrd. Vit. xi. 3: 'Gaude rex Hetirice, Dominoqne Deo gratias age, quia tu Ulcere coepisfi regnare ex quo Rodbertura de Belismo vicisti et de finibuB regai tui expulisti.' X.] Humiliation of the Great Barons. 309 But in A.D. 1 1 1 2 he rebelled, was arrested, and remained captive until his deaths Among the forfeitures of a.d. 1102 was also Forfeitures William of Warenne, earl of Surrey, who however was after- vassals. wards restored ^ ; Arnulf of Montgomery and Roger of Poictou shared the fate of their brother in a.d. 1103 and lost their English fiefs ^; and thus fell the greatest and most thoroughly representative of the Conquest families. From A.D. 1 1 03 onwards the battle of English liberty was Humiliation fought in Normandy. The penalty for rebellion there took the tories in form of confiscation of the English fiefs belonging to the rebels, and ' each rising left the king richer and stronger, the feudatories more and more depressed. Of the gi-eat families which were endowed on both sides of the channel, the earls of Chester alone were unswerving in their faith to the king ; some even of the Beau- monts, after the death of Count Robert of Meulan, fell away; although the earls of Leicester and Warwick remained faithful *. But Henry's cautious statesmanship led him to make an im- Difference 1 -n 1 • 1 J? I- "^ Henry s portant distinction between the Norman and English fiefs, policy in . EnKlandnnd In the latter case he enforced entire forfeiture, whether the Normandy. rebellion had taken place on Noraian or on English soil. In the former he contented himself with garrisoning the castles of the delinquents, so as, without rendering them desperate, to deprive them of the means of being dangerous. In accoi'dance with this policy, he abstained fi'om confiscating the Norman estates of Robert of Belesme, and allowed his son William Talvas to possess them after his father's death ^. An exception > Hen. Hunt. fol. 217. "" Orel. Vit. x. 18; xi. 2. ' Ord. Vit. xi. 3. Ro^er of Poictou had 398 manors in the Domesday Survey. He had great part of Lancashire, and was first of tlie long line of lords of Lancaster. Both the brothers are called earls by Ordericus, lib v. c. 1 4. Arnulf 's fief was the castle of Pembroke and its dependencies. * Earl Robert, who died in iiiS, left twin sons, Robert earl of Leicester, and Waleran count of Meulan. The latter took up arms aijainst Henry in 1123, and was imprisoned. Henry earl of Warwick, brother of Robert I, died in 1 1 23 ; his son Roger was now earl. ' Ord. Vit. xii. 15. This was after the peace of .\.D. 1119. Henry retained the castles in his own hands. ITiis, as I have remarked more than once, was one of the great features of the roj'al jiolicy in Normandy. Abbot Suger says : ' F'ere omnes turres et quaecunque fortissima castra Normanniae, quae pars est Galliae, aut eversum iri fecit, aut suos intrudens et de proprio aerario prociirans, aut si dirutae essent propriae voluntati subjugavit.' V. Ludovici Grossi, § 15. 3IO Constitutional History. [chap. Henr.v's to the rule however was made in the cases in which the rebels Ills own were members or connexions of the ducal house ; the count of Mortain and Eustace of Breteuil forfeited all their estates ^ ; but iu general Henry seems to have thought that it was safer to keep a material hold on the traitors, than by driving them to extremities to throw them into the hands of the king of France as suzerain, or array them on the side of his brother and nephew. In England, where his title was not really en- dangered, he could act differently, and employ the great terri- tories which he accumulated in the endowment of a new and more faithful race of vassals. The seizure and retention of the Norman castles is thus the supplement to the measure of reducing the power of the feudatories which in England was carried out by confiscation. Landmarks The great crises of Henry's reign, after the battle of Tenche- tivity of five years, William of Roumare, wlio had cdaims on tiie county of Lincoln, Hugh de Montfort, who was imprisoned for the rest of Henry's life, Hugh of Neufchatel, William Ijouvel, Baudri de Brai, and Pain of Gisors. Ord. Vit. xii. 34. X.] Alliance with the English. 311 uucertainty of the succession. By coninellliifr the havons and His precau- ■^ . , . . tioi's lor tlie bishops to swear fealty to Matilda and her mtant son ', and by succession. throwing more and more administrative power into the hands of those servants on whose fidelity he most confidently relied, he probably did all that could be done to avert the evils that he could not but foresee. He had however himself set an example which his success had made too tempting for the faith of the generation that followed him. 110. A double result attended the policy which the love of Henry gains _ Tx ^'"^ support power, aided by circumstances, thus forced upon Henry. He of the found himself, as he had from the first day of his reign foreseen, compelled to seek the support of the native English ; and the necessities of government called forth in him the exercise of great administrative sagacity. Of the former point the con- temporary historians, especially Ordericus Vitalis, afford abundant illustration. Not only was Henry during the greatest part of his reign in the closest alliance with the clergy, but the English people, who saw in the clergy their truest friends and cham- pions, uniformly supported him. In the dangers of Robert's Adhesion cf invasion in a.d. iioi, when the count of Meulan, alone among the great men, kept faith, Anselm Avith the clergy and people adhered firmly to the king ; ' repudiating the claims of the other pi-ince, they were constant in their fidelity to their own king, and therefore they were desirous enough to enter the struggle ".' Their joy at the conclusion of peace is contrasted with the disgust and dismay of the feudatories. In the struggle with llobert of lielesme, when the barons were anxious to intercede for their champion *, the scale was turned in favour of strong measures by the voice of the native troops ; and the congratulations which the chronicler puts in the mouth of the jjcojile show that in ' See Chap. XI, pp. 340, 341 below. * See above, p. 306, note 3 * ' Consules autem et priniores regni una convenerunt . . . diccbant enim, "Si rex magnificuni coiniteni vinleuter subegerit niniiaque pertinacia, ut conatur, euni exliercilitaverit, onines nos ut imbelles ancillas aniodo conculcabit. . . . Pacem igitur inter eos obnixe seranius ut hero coniparique uostro legitime ))roficianiU!J, et sic utrumque pertinbationes seilamlo dubi- torem nobis faciamus. . . . Tunc in quodam proximo colle tria niillia l)agensium luilituui .stabant et optimatum moliniina satis intelli>,'entes ad regem v.ciferando clainabant, " Domine rcx Henrice noli prodituribus istis credere.'" Ord. Vit. xi. 3. 312 Constitutional Histori/. [chap. S}^upathy of some quarters at least tlie real bearing of the contest was duly vepa?d°by'' appreciated ^ The nation had accepted Henry as they had ■ing. accepted the Conqueror and the great Canute before him. And Henry showed himself to a certain extent grateful. He restored the working of the local courts ^, the hundred, and the shire, as they had been in King Edward's time. He granted to the towns such privileges as in the awakening of municipal life they were capable of using ^. He maintained good peace by severe and even-handed justice ; and by strengthening the hands of Anselm and the reforming prelates who succeeded him, he did, after the arrangement of the question of investiture, win to his side the most stable element of national life. Policy of 111. In the second place, his circumstances called forth the Henrj- in . creating a display of greater constructive power than had been shown even strong 3(1" rt 11 1 1 • •■! •!• /• ministrative bv his father. Henry was fully awake to the impossibility of body in con- •' , • , ,. i , , • , i , nexion with governing England with feudal machinery, even clogged and fettered by the checks which the Conqueror had imposed. The faithless and selfish policy of the barons gave him the best excuse for superseding them, gathering the reins of admini- strative power into his own hands or those of his devoted servants, and forming a strong ministerial body. In this pui-pose he was seconded by the very admirable instrument that his sagacity selected or his good-fortune threw in his way. Bishop Roger of Salisbury, in the office of Justiciar, acted throughout the reign as the great constructor of judicial and financial organisation. This famous man, whom Henry had first met as a poor priest in Novmandy and taken into his service as steward and chaplain, brought to the work of government an amount of laborious and minute attention which to a great extent supplied the want of legal organisation. The regular routine which he instituted was perhaps as great a step towards a safe constitutional system as was possible under so despotic a sovereign : and its elaborate machinery was in itself a check on wanton tyranny. In suboi'dination to Roger, Henry raised up ' See above, {>. 308. ' Select Cliaiter.s, p. 99. See below, Chap. XI. " Ibid. pp. 104-108. See below, Chap. XI. X.] New Ministers. 313 a set of novi homines, many of whom were, in nobility of blood, Rise of new below the ideal standard of the ruling race. Among them Or- tive families, dericus enumerates the Clintons, the Ikssets, and the Trussebuts, who, although not among the tenants-in-chief of Domesday, were of good Norman descent and founders of great English families'. They were endowed and elevated in position with the distinct purpose of forming a counterpoise to the older vassals ; and they were made useful in the work of administration. This class of men furnished the sheriffs of the counties, the barons of the exchequer, and the justices of the Curia regis. The nobles of the wlio are 111 11- ri regarde'l as Conquest naturally regarded them as upstarts, and this scorniul upstarts, estimate of them is reflected in the writings of the historians. They were in fact, for the most part, too poor as yet to make themselves friends among the monks and clergy, as their rivals did, by founding churches and monasteries ; and being the agents of the strict measures of the king, they incurred the unpopularity that always awaits economic or judicial reform. In some cases, it may well be, they showed too great zeal in carrying out the policy of their master, and in others they took the opportunity of turning their office to their own advantage rather than that of the State. But notwithstanding this, they were so far an improvement on the feudal administratoi's that they were not too strong to be brought to justice. The English, although faithful and submissive to Henry, were ' Ord. Vit. xi. c. 2 : ' Alios e contra favorabiliter illi ob^equentes de ignobili stirpe ilhistravit, de pulvere, ut ita dicani, extiilit, dataque mul- tiplici facultate super consules et illustres oppidanos exaltavit ; inde Goisfredus de Clintona, Radulfus Basset et Hugo de Bocalanda, Guillegrip et Rainerius de Bada. Willehnus Trossebot et Hainion de Falesia, Guigan Algazo, et Eodbertus de Bostare.' Of these, Geoffrey de Clinton and Ralph Basset were two of Henry's principal justices ; the latter founded a great legal family : Hugh de Bocland also founded a baronial house. Willegrip had held land in .Shropshire and Staffordshire before the Domes- day Survey (vol. i. 249, 254) ; he was no doubt an Englishman, as Hugh of Bocland was probably. The author of the Gesta .Stephani describes their attitude in the next reign, pp. 14, 15: ' Exceptis quibusdam regis Htjnrici priniis et conjunctioribus amicis, quos ex plebeio genere, inter aulanos juvenculos ad ministramium assuetos, in tantum postea singulari sibi dilectione astritixit, ut eos honoribus ditatos largissimis, praediisque honoratos amplissiniis, et omnium palatinorum archiniinistros efficeret, et omnium curialium cau-arum susceptores praescriheret.' He mentions as instances only Miles of Hereford and Pain Filz-John. 314 Constitutional Hhtory. [chap. C.uis«softhe not disposed to endure his strong government without mur- misery pre- ^ ... vaient in the muring. The amount of taxation which he imposed was not rei?iiof ^ . . . ^ . . Henry I. so burdensome by its weight as by its regular and inevitable incidence. Tiie exactions and the miseiy that they caused are a frequent subject of lamentation with the native writers. In A.D. 1 103 the Peterborough chi'onicler complains, 'This was a year of much distress from the manifold taxes;' in a.d. 1104, ' It is not easy to describe the misery of the land which it suffered at this time from manifold oppressions and taxations;' in a.d. H05, 'The manifold taxes never ceased;' in a.d. iiio, 'This was a year of much distress from the taxes which the king raised for his daughter's dowry;' in a.d. 1118, 'England paid dearly for the Norman war by the manifold taxes ; ' in a.d. i i 24, ' He who had any property was bereaved of it by heavy taxes and assessments, and he who had none starved with hunger'.' Allowing for the generally querulous tone of the writer, it must be granted that there was much truth in the representation : an extraordinary series of bad harvests and stormy seasons and the general depi-eciatiou of the coinage, caused by the dishonesty of the moneyers^, increased no doubt the distress. But it must not be forgotten that it was by these exactions that England was saved from the ravages of war, and that the money so raised was devoted to the humiliation of the common enemies of king and people. The amount of taxation, where exact details are recorded, was not greater than could have been easily borne in a period of prosperity, after good harvests and in time of j)eace. The same chronicler is obliged to say of the king, that ' he was a good man and great was the awe of him ; no man durst ill treat another in liis time ; he made peace for men and dccr^.' Much the same impression * Cliron. Sax. undtr the several years mentioned. In 11 25, which Henry of Huntingdoni describes as the dearest he could remember, the hor.se-load of wheat cost six shillings (fcil. 219). The Chronicle .says that between Christmas and Candlemas om." .acre's seed of wheat or barley sold for six shillings, and one of oats for four. In 1 131 there was a cattle jtlague. ^ Chron. Sax. a.d. 1124. Hence the very severe measures taken against the coiners in 1 1 25. ^ Ibid. A.D. XI 35. X.] Strong Government. '^i^ is made by the more favom'able account of Ordeiicus. ' He Estimate of ''_ ' Henry's po- governed with a strong hand the duchy of Normandy and the li lymade by kingdom of England, and to the end of his life always studied Vitalis: peace : enjoying constant good-fortune, he never fell away from his first strength and sternness of justice. The foremost counts and lords of towns and audacious tyrants he craftily overpowered ; the peaceful, the religious, the mean people he at all times kindly cherished and protected. From the eighth year of his reign, in which he acquired firm hold on power on both sides of the sea, he always sought peace for the nations under him, and rigidly punished with austere measures the transgressors of his laws.' His personal vices were not directly injurious to the welfare of his people. ' Strong in energetic industry, he increased in a manifold degree his temporal gains, and heaped up for himself vast treasures of things which men covet.' 'After a careful examination of the histories of the ancients, I boldly assert that none of the kings in the English realm was, as touching the grandeur of this world, richer or more powerful than Henry\' He was the 'Lion of Eigliteous- and other .„ r a •^ 1 • ■ historians. ness of Merlin s prophecies . ' Innexible m the rigour of justice,' says William of Malmesbury, ' he kept his native people in quiet, and his barons according to their deserts^.' Men thought diversely about him, Henry of Huntingdon tells us, and after he was dead said what they thought. Some spoke of splendour, wisdom, prudence, eloquence, wealth, victories ; some of cruelty, avarice, and lust ; but in the evil times that came after, the \ery acts of tyranny or of royal wilfulness seemed, in comparison with the much worse state of things present, most excellent*. He was, it is evident, a strong ruler, with General a clear view of his o-\vn interests, methodical, sagacious, and Henry, far-sighted : his selfish aims dictated the policy that gave peace and order to his people : destroying his enemies, he destroyed theirs ; and by enforcing order he paved the way for law. Such a king neither expects nor deserves love; but he is * Ord. Vit. xi. 23. * Ibid. xii. 47. Sugar, V. Ludovici Gr., § 15 ; Joh. Salisb. Polycr. vi. 18. ■ =" W. Malmesb. G. R. v. § 411. * H. Hunt. ed. Savile, fol. 221. 3i6 Constitutional History. [chap. regarded with a mixed feeling of confidence and awe, and the result of bis rule is better than that of many who are called beuefactors. Ecclesiasti- 112. The ecclesiastical policy of Henry was the same as that Henry'l'^ ° of his father ; but the circumstances of the times were different, and the relations of the king with both the English Church and the Pope were more complicated ^ The policy of Aui^elni was in contrast with that of Lanfranc, and the tendency of ecclesiastical progress had become too strong to be directed by political management. The points at issue between the king and the Church had become part of the great European quarrel. The exact importance of those points cannot be discussed here, and the constitutional results of the dispute on investitures have their proper place in the history of the national council. The political consequences of the struggle however were to draw the clergy and people more closely together, and to force on the king the conviction that, absolute as he would be, there were regions of life and thought in which he must allow the existence of liberty. In no respect does His dispute Henry's ability show itself more strongly than in this. At the beginning of his reign, although the support of the prelates was absolutely necessary to him, and he was willing to win it by renouncing the evil customs of his brother, he refused to surrender one of the rights that his father had exer- cised, or that were in question among his fellow-rulers on the continent. Anselm again left England, but no interruption took place in the ecclesiastical working : the clergy stood by the king in his struggle with the feudatories and rejoiced in his victories. When the early troubles Avere over, and Henry was able to apply himself to the independent treatment of the question, his thoughtful mind at once struck out the fit line of compromise, and anticipated ])y fourteen years the principle on which the Concordat of Worms was framed between pope and emperor. His love of order led him to admit the canonical rights of the chapters of the churches, the synodical powers of ' The unfavourable picture drawn in the Ccsta Stepliani, pp. i6, 17, fjhould be compared with Eadmer, vvlio its more ju.st to the king. X.] Ecclesiastical Policy of Henry 1. 317 the clerffv, and even the occasional exercise by the popes of The extent °'' '' ^ ' of his con- a supreme appellate and legatine jurisdiction. He saw how- cessions. ever distinctly the point at which his own authority must limit this liberty. The bishops might be elected by the chaptei'S, but the election must be held in his court ; the clergy might be trusted without compulsion to choose his candidates. The coun- cils might be held when the archbishop chose, but the king's consent must be obtained before the assembly could meet or exercise any legislative power. Papal jurisdiction was not ex- cluded, but no legate might visit England without royal licence. In the exercise of this control he showed no self-willed caprice, as William Rufus had done : the fi'eedom was never withheld simply to show that it was in his power to withhold it, but only when he was engaged in foreign war which might be complicated by ecclesiastical interference, or when the exertion of sovereign authority was needed to reconcile conflicting interests at home. Henry knew how to yield with a fairly good grace, or for an adequate purpose. He allowed Ranulf Flambard to make his peace, and found him a useful tool. He allowed himself to be over-reached by Archbishop Thurstan and Pope Calixtus II ; but he saw the merits of the archbishop through the dis- ingenuous policy which he had persuaded himself to employ, and after a while placed him in possession of the rights of his see. That in some such cases his favour was purchased by a direct payment is scarcely to be wondered at. The practices that were Simoniacal regarded aa simoniacal in the Church, the sale of offices and '"^ ^'^^^' legal sentences, were not yet regarded as immoral in the secular service of the State. Under an absolute king, whose will is law, that which he chooses to sell passes for justice. Beneath a thin veil of names and fictions, the great ministerial offices and the royal interference by writ in private quarrels were alike matters of purchase. In the Church as well as in the State, if simony, as defined by the canon law, could be avoided, money might pass for money's worth. But setting this aside, Henry felt his own strength to be sufficiently great to spare him the pangs of jealousy. Once firmly seated on his throne, he in- dulged in no severities greater than his own security demanded, 3i8 Constitutional Histori/. [chap. Henry's and, savaffe as he was by nature, put so far forth a curb on treatment of f . ^ ' ^ the Church his own instincts. In the same way he showed no jealousy illusti-ates . . ^ e . . of the clergy. Certain of his mastery, he found his interest liis treat- ment of the people. Accession of Stephen. in using them rather than tormenting them. And this sheds some liglit on his treatment of the people : he cared too little for them to pretend to love them ; he feared them too little to take pains to propitiate them ; but he saw that for himself it was best that they should be ordei'ly governed, and with a strong hand he maintained the order that he may almost be said to have created \ How slender the basis must be on which the absolute monarch rears his selfish designs ; how little the strongest will can direct the future course of events ; how intrinsically treacherous is the most perfect system and order that results from external will rather than from permanent oi'ganisation under an internal law, may be learned definitely from the history of the next reign. 113. The example which Henry had set in his seizure and retention of the crown was followed in every point by his successor. Stephen of Blois, the son of the Countess Adela and grandson of the Conqueror, had obtained the county of Mortain by the gift of his uncle ^, and that of Boulogne by marriage. His wife, the niece of Godfrey of Bouillon, was a gi'aud-daughter of Malcolm and Margaret, and descended from the line of Cerdic in exactly the same degree as the Empress Matilda. His position as count of Mortain gave liim, although he was not the eldest member of his family, the first place among the barons of Normandy ; and in this capacity he had • Abbot Suger (V. Ludovici Or., § 15), coninienting on the prophecy of Merlin : ' Aurum ex lilio et 111 tica extovquebitur, ct argentinn ex uiiguli.s niui'ientiinu nianabit.' — 'In ilicbuH ejus aurum ex lilio, quod est ox ndi- gidsis boni oiloris, ct ex urtica, (|U()d est ox saoculnrll)us piingcntibus, ah eo extorquebatur ; hoc iiiteiidens ut, sicut omnibus proficiebat, ab omnibus ei serviretur. Tutiua est enim uuum ut omnes defend.i.t ab omnibus ha- bere, quam non habendo per unum omnes de]iorire. Argentum ex ungulis mugientiuni manabat, cutn ruris securitas horreorum plenitudinem, hor- rooruni plenitudo argenti copiam ])lenis scriniis ministrabat.' The last sentence contains the key to much of bis administrative policy. =* On the forfeiture of Robert of Helesme Henry I gave Alenfim to Th(!obald of I'.lois, wlio gave it to Stephen in exchange for his French heritage. (Jrd. Vit. xii. 4. Stephen received Mortain instead, when William Talvas recovered his f.ither's estates in a.d. 1119. X.] Stephen^ s Accession. 319 thrice plodc^ed his oath to secure the succession of Matilda and her infant heir\ The death of Henry I, like that of William Rufus, took Thcsucces- both Normandy and England by surprise ; and if on neither as an open side of the channel any respect was paid to the engagements made for the succession, it must be remembered that these engagements had been to all intents and purposes forced upon the barons. The very fact of their repetition had betrayed that they were not on either side regarded as trustworthy. As soon as the king was dead the Norman barons treated the suc- cession as an open question ; and Stephen took the decision as respected England into his own hands. Henry died in the night following December i, a.d. 1135: Stephen immediately on receiving the news crossed over to England. The men of Kent, remembering the mischief that had constantly come to them from Boulogne, refused to receive him^. He hastened to .«;to))iion London, and was there hailed by the citizens as a deliverer Lomion anter. wife were disliked, the former as a stranger, and the latter as an imperious self-willed woman'' ; the citizens of the first city in the realm might claim to exercise a prerogative voice in the election of the king, and they chose Stephen*. En- couraged by this success, he passed on to AVinchester, where also he was welcomed by the citizens ; here he obtained with little delay the royal treasure, having, by the aid of his bro- ther the bishop, overcome the scruples of the justiciar. Bishop Roger of Salisbury ^ Thus strengthened, he returned to London for formal election and coronation''. It was not without deep misgivings that Archbishop William disregarded his oath ; but the exigency was urgent. The susjiension of law and peace ' Below, Chap. XI, p. 341. * Gervase, c. 1340: 'A Cantuarinis exclusus.' ' Cent. Flor. \N ig. : ' Volente igitur Gaufrido coniite cum uxore sua quae heres erat in regnum succedere, primores terrae jurainenti sui male recordantes regem eum suscipere noluerunt, dicentes " Alienigena non regnabit super 110s." ' * ' Id quoque sui esse juris suique specialiter privilegii, ut si rex ipsorum quoqno modo obiret, alius sue provisu in regno substituendus e vestigio succederet.' Gesta Stephani, p. 3. * W. Malmesb. Hist. Nov. i. § 11. * Gervase, c. 1340. 320 Constitutional History. [chap. Election and owing to the interregnum was becoming dangerous ; the news of Stephen, from Normandy brought no prospect of a speedy solution of the difficulty from that quarter. Hugh Bigod, Henry's steward, was ready to swear that the king had released the vassals from their oath and disinherited Matilda*. All men were acting as if she had no claim to be considered. Stephen pressed his advantage : the three prelates undertook to act on behalf of the Church, and the citizens of Loudon j&lled up the gaps in the ranks of the nobles^ : he was crowned on S. Stephen's Day. The hurry of the ceremony gave no time to impose new con- stitutional conditions, nor were the members of the national council who were present likely to demand more than Henry had seen good to grant. A brief charter was issued by which the new king confirmed the laws and liberties that his uncle had given and the good customs of King Edward's time, and enjoined the observance of them on all, a command which meant little under the weak hand that signed it^. The news of Stephen's boldness and success determined for the time the minds of the Normans who had been talking of electing his elder brother Tlieobald as their duke* : Geoffrey and Matilda were occupied by a revolt in Anjou, and even Earl Robert of Gloucester, the natural son of Henry I, seems to have concluded that it was the moment for politic submission^. * Gervase, c. 1340 : 'Quidam ex potentissiniis Angliae, jurans et dicens se praesenteni afFuisse ubi rex Henricus idem juramentum in bona fide sponte relaxasset.' Ralph de Diceto, c. 505 : ' Hugo Bigod senescallua regis coram archiepiscopo Cantuariensi sacramento probavit, quod dum rex Heniicus ageret in extremis, ortis quibusdani inimicitiis inter ipsum et imperatricem, ipsam exheredavit, et Stephanum Boloniae comitem heredein instituit.' "^ 'Tribuse|)iscopispraesentibu8, archiepiscopo, Wintoniensi, Salesbiriensi, niillis abb.Ttibus, paiici.ssimis optimatibus.' Will. Mahiiesb. Hist. Nov. i. § 12. Gervase, c. 1340, says, 'A cunctis fere in regem electus est.' ' ' Sciatis me concessisse et jiraesenti carta mea coiifiiTnasse omnibus baronibus et hominibus meis de Anglia omnes libertates et bonas leges quas Henricus rex Anglorum avunculus mens eis dedit et concessit, et omnes bonas leges et bonas consuetudines eis concedo quas habucrunt tem- pore regis Edwardi.' Statutes of the Realm, i. 4; Select Charters, p. 1 13. * Ord. Vit xiii. 20. * ' Post Pasclia Robertus comes Gloecestrae . . . venit in Angliam . . . homagium re^i fecit sub conditione quadam scilicet quanidiu ille dig- nitatem Huani integre custodiret et sibi pacta servaret.' Will. Malmesb. Hist. Nov. i. § 1 4. The author of the Gesta Stephaui says that Robert His first cliarter. He is accepted in Normandy. X.] Siephens Charier. 321 Only the old king of Scots took up arms on behalf of his niece ; Stephen's 11 •f>Ti 1 1 />/-iTi Til proniisfs of and he was pac-ined by the surrender 01 Carlisle, although good f.'overii- he declined to do homage, in consideration of his oath to the empress \ It would seem that the necessity of binding Stephen by further conditions had occurred to the barons who had assembled at the funeral of the late king. This ceremony had been delayed until nearly a fortnight after the coronation, and it is probable that it furnished an opportunity of obtain- ing some vague promises fi'om Stephen. He undertook, we are told, to allow the canonical election of bishops and not to I)rolong vacancies ; to give up the abuses of the forest juris- diction which Henry had aggravated, and to abolish the Dane- geld ^ Whether these promises wex-e embodied in a charter is uncertain : if they were, the charter is lost ; it is however more probable that the story is a popular version of the His second document which was actually issued hy the king, at Oxford, later in the year 11 36, after be had been joined by the earl of Gloucester and other chief membei's of Henry's household. This charter, which is the second of our gi'eat charters of lil)erties, is attested by a large number of witnesses^ ; eleven English and three Norman bishops ; the Chancellor Roger ; liad been urged to take the crown himself, but he refused 'dicens aequius esse filio sororis suae, cui justius competebat, regnum cedere, quam praesumptive sibi usurpare.' p. 8. Notwitlistauding he did homage to Stephen. ' Hen. Hunt. fol. 221, 222. ' Hen. Hunt. ed. Savile, fol. 221 : 'Prime vovit quod defunctis epi- scopis nunquTim retineret ecclesias in manu sua sed statim election! canonicae consentiens episcopis eas investiret. Secundo vovit quod nullius clerici vel laici s}dvas in manu sua retineret, sicut rex Henrious fecerat, qui singulis annis implacitaverat eos, si vel venationem cepissent in silvis propriis vel si eas ad necessitates suas exstirpareiit vel diminuerent . . . Tertio vovit quod Danegeldum, id est, duos solidos ad hidam quos ante- cessores sui accipere solebant singulis annis in aeternum condonaret.' These promises were made at Oxford, during the Christmas season, before the news of the Scottish invasion. The cliarter, mentioned immediately, was also issued at Oxford ; but, as it is attested by the earl of Gloucester, who landed soon after Easter, it must be dated some time in the spring. ' Statutes of the Eealm, i. 3 ; Select Charters, pp. 114, 115. The earls are Gloucester, Surrey, Chester, and Warwick, of whom Gloucester was uniformly, and Chester generally, on the side of the empress. Her most faithful adherents, Allies of Hereford and Brian of \Vallingford, were also among the witnesses : probably the retreat of the king of Scots had made her cause for the time hopeless. T 323 Constitutional Histori/. [chap. Stephen's foui' earls ; foui* sfreat constables ; four royal stewards ; two second ^ o i j ? ciiarter. grand butlers, and seven other vassals, two of whom were of the rank of count. The privileges conceded by it are chiefly ecclesiastical. Simony is forbidden ; the property, dignities, and customs of the churches are confirmed as they were in the days of the Conqueror, and the jurisdiction over ecclesiastics is left in the hands of the bishops : all interference in the testamentary dispositions of the clergy and in the administra- tion of vacant chui'ches is disclaimed. The forests made in the last I'eign are surrendered^ The promise of peace and justice made at the coronation is I'enewed, and amplified by an undertaking to extirpate all exactions, injustice and chi- caner}^, whether introduced by the sheriffs or by others ; and to maintain good laws and ancient and righteous customs in reference to judicial procedure generally^. As in the charter of Henry I, each of the three estates has its own clause of conciliation ; the forest jurisdiction being surrendered probably to gain the support of the lay nobles. But Stei)lien kept none of these promises. Want of con- He was a brave man, merciful and generous, and had had fidence in . . , . . „ , . . Stephen. Considerable military experience ; but he was gifted with neither a strong will nor a clear head, and from the beginning of his reign neither felt nor inspired confidence. The conditional adhesion of Robert of Gloucester, who carefully defined the fealty that he promised as dependent on the king's treatment of him', was not a circumstance likely to reassure Stephen. Mucli however might have been done by an honest perseverance in the Early revolt promises of the charter. Unfortunately for the king, a false '*fc''*"i • report of iijg death early in the summer produced a general rising. Hugh Bigod, who had so lately acted as his tool, seized * ' ForeHtiiH quas WilleliiiuB avus mens et WillelnniR avunculus meus itiKtitucnint et hahueruiit, niilii rcsorvo. Ceteras omnea quas rex Henricus Ruporadilidit ecclesiia et regno quietas roddo et concedo.' '^ ' Onine.s exactiones et iujuHtitias et mesclienitigas, sive per vicecomites vel per alios quonlihet male induetiis, fnnditus exstirpo.' The miakenning, rariatio lot/iiflne, is explained of tlio arbitrary fines exacted for altering the teriTiH of iiidietuient, or shifting the ground of an action after it was brought into court. '■' Above, J). 320, note 5. X.] Early Successes. 323 the castle of Norwich, and Baldwin of Redvers fortified Exeter. Stephen's o 1 • 1 1 1 • 1 early btephen, with great promptness, marched against the two sti-ong- success. holds in succession and took them. Hugh Bigod and his party were pardoned, but Baldwin was deprived of his estates in the Isle of "Wight and banished. The success of the king led him to forget his engagements, and by holding a forest assize at Brampton he showed how little weight he allowed to the promise which in popular estimation was of the most importance^. The next year, 1137, ^as marked by victories in Normandy, and was the crowning period of his prosperity^. In a.d. 1138 all the elements of danger broke out at once into a blaze. 114. The feudal instinct, notwithstanding the repressive Gathering ,. » Tx T • ? clouds, policy of Henry I, was as strong as ever in the great vassals. Unwarned by the fate that had overtaken their fellows, and uninstructed by the good peace that Henry had made, they watched with eager eyes for the moment when the disputed title to the throne should give them an opportunity of striking a blow for themselves. Matilda's party were gathering reso- lution and collecting resources, w^hilst Stephen was spending his treasures and wasting his opportunities. Matters would have been bad enough if his policy had been a negative one ; but the very measures which he took for strengthening himself were so Stephen's •11 1 1 p 1 -iLT • 1 T ^ <• • imprudence, ill chosen as to be latal. Notwithstanding the fact that it was by an outciy against the foreigners that he had been able to exclude Matilda from the succession, and although he must have known the intolerant dislike felt both by the Norman His mer- barons and by the English for foreigners, whether as favourites or as mercenaries, he surrounded himself with an army of hired Flemings^ In order, next, to secure more firmly the faith of Building 01 . caslles. such bai'ons as had adhered to him, he allowed them to fortify their houses and build castles, where they exercised without * Hen. Hunt. fol. 122 ; Gesta Stephani, pp. 20-30. ' Hen. Hunt. fol. 222 : 'Hi ergo duo anni Stepliano regi prosperrimi fuerunt ; tertius vero, de quo dicemus, mediocris et intercisus ; duo vero ultimi exitiales et pr.xerupti.' "■' W. Malrnesb. Hist. Nov. ii. § 34. Ord. Vit. xiii. 30 : ' In ilHs praeoipue fisiis est. Unde proceres Normannorum nimis indignati sunt, snumque regi famulatum callide subtraxerunt." Y 2 324 Constitutional History. [chap. limitation all the tyi-annical privileges which the feudal example of France suorgested^ He went further still, Not satisfied with putting this weapon iuto the hand of his enemies, he provoked His creation their pride a,nd jealousy by conferring the title of earl upon some of those whom he trusted most implicitly, irrespective of the means which they might have of supporting the new dignity. Their poverty was relieved by pensions drawn from the Ex- chequer, which was ah-eady so much impoverished as scarcely to be sufficient for the expenses of administration ^. Accordingly WnrofA.D. when, early in A.D. 11 38, the king of Scots again invaded the "^'*' north, the party which Robert of Gloucester had been organising in the south and west of England threw off the mask and broke into rebellion ^, Stephen, leaving Yorkshire to be defended by the barons and commons, who under the exhortations of Arch- bishop Thurstan mustered as in the days of old and successfully repelled the invasion, himself led his forces against the rebels in Somersetshire, where although he was unable to take Bristol, the stronghold of Earl Robert, he achieved some considerable success *. His fortunes might yet have triumphed, but for his own incredible imprudence. Attitude of Up to this time Stephen liad contrived to keep on his side the clergy and the great officers of state. The bishops were greatly influenced by Henry of Winchester, who early in a.d. i i 39 obtained the connnission of legate from Rome^, an office which made him more than a match for the newly-elected archbishop, » W. Malmeslj. Hist. Nov. i. § 18. ^ Ibid. § 34 : ' Denique niultos etiam comites qui ante non fuerant instituit, applicitis po.sse.s.sionibus et redditibus quae proprio jure regi competebant.' ^ Henry of Huntingdon, fol. 222, gives a list of the insurgents and their castles. Talbot fortified Hereford ; Robert of Gloucester, Bristol and Sled (Leeds) ; William Lovol, Castle Cnry ; Paganellus, Ludlow ; William de Mo- liun, Diinstcr; Kobert of Tiincoln, Waruliam ; Eustace Fit/John, Midton ; William P'itz-Alan, SlireWHl)ury. Ordericus Vitalis (xiii. 37) adds Walkelin Mamiiiot, who coniiiianded at DDver ; William Peverell, who had four castles, I'urne, Ellesmere, Wliittington, and Overton ; and William Fitz- John who f(jrtifiod Harptrce. The Buauchamjw at Bedford had been brought to surrender early in 1 138. Hue also Gosta Stephani, pp. 30-43 sq. * Gesta Stephani, p. 41 sq. ■* The date of Henry's legatine commission, wliich is ()ften mis-stated, is given by William of M.'ilmesbury ; Hist. Nov. ii. § 22. It was March 1, 1 1 39. Tlieobald had been consecrated on the 8th of January. the bishoiJS. X.] Atlilude of the BisJwj^s. 325 Theobald of Canterbury. Henry of Winchester was a thorougli Rocor of 11 1 • • p ^ • ^ 1 • 1 • r-< Salisbury churchman, and, in spite or his close relationship to Stejihen, and his IlCpllGWS. never condescended to act as his tool. The administrative machinery of the kingdom was still under the control of Eoger bishop of Salisbury : he yet bore the title of justiciar ^ ; his son, also named Roger, was chancellor of the king ; one nephew, Nigel bishop of Ely, was treasurer ^ ; another nephew, Alex- ander, was bishop of Lincoln. As the whole of the judicial and financial business of the kingdom depended on the Exchequer, Avhich had been for thirty years in the hands of this able family, it was little less than infatuation to break with them. Bishop Roger had been mainly instrumental in placing Stephen on the throne. He had, perhaps, for the sake of retaining power, done outrage to the sense of obligation under which gratitude to the late king should have laid him ; probably also he was influenced not a little by the common idea of statesmen that their fiist duty is to see that the government be carried on ; without bim, he knew and the event proved, the whole mechanism of the State would come to a standstill. But he did not shut his eyes to the Their uncertainty of his position ; he saw the vassals on every side building castles and collecting trains of followers ; and, either with the thought of defending himself in the struggle which he foresaw, or perhaps with the intention of holding the balance of the State firm until the contest was decided, he and his nephews built and fortified several strong castles in their dioceses ^. Hav- ing great revenues at their disposal, they expended them freely; their newly-built fortresses were the noblest works of the kind north of the Alps ; and the train with which they appeared at court was numerous and magnificent. It is not clear whether * ' Justiciarius fuit totius Angliae et secundus a rege.' Hen Hunt. fol. 218. ' Cui totius Albionis tutela januhulinu ab avunculo suo, et postmocluni ab ipso, commissa fuerat.' Ord. Vit. xiii. 24. * Nigel had been the means of revealing to the king the existence of a formidable conspiracy, as late as 1137. Ord. Vit. .xiii. 32. One of his clerks, named Ranulf, had contrived a plot for murdering all the Normans. E. Diceto, c. 50S. ^ Newark and Sleaford were fortified by Alexander ; Salisbury, Devizes, Sherborne, and JSIalniesbury by Roger. Devizes, according to Henry "f Huntingdon, was as splendid as the most splendid castle in Eurojie ; fol. 223. 326 Constitutional History. [chap. Arrest of Stephen's course was prompted by a doubt of Roger's fidelity, Roger. \fj the petty jealousy of his partisans among the bai'ons ^ or by personal dislike of a too powerful subject. In June however, at Oxford, he arrested the bishops of Salisbury and Lincoln, and the chancellor with them, and compelled them to surrender their castles. The shortsightedness of this policy was imme- diately apparent ; the whole body of the clergy took umbrage at the injui-y done to the bishops. A council was called at Winchester, in which the strongest remonstrance was made, and Stephen was entreated not to render the breach incurable between the clergy and the royal party. The king as usual made promises which he either could not or would not keep ^. Arrival of Immediately afterwards the empress landed ; and war broke out the empress. again. At the end of the year the bishop of Salisbury died ; the bishoj) of Ely was banished ; and the bishop of Wincliester, as soon as Stephen fell into difficulties, declared himself on the side of the empress, and procured her election to the throned The arrest of Bishop Roger was pei'haps the most important constitutional event that had taken place since the Conquest ; Civil war. the whole administration of the country ceased to work, and the whole power of the clergj- was arrayed in opposition to the king. It was also the signal for the civil war, which lasted with more or less activity fur fourteen years. ' William of Malniesbury (Hist. Nov. ii. § 19) mentions the jealousy of the harons ; Ordericus (xiii. 40) the susi)icions of the bishop's fidelity. The count of Meulan is described in the Gesta Stephani, p. 47, as the chief accuser. ^ William of Malmesbury (Hist. Nov. ii. § 28) says, ' Malorum prae- ventus cotisilio, nullani bonarum proniissionum exhibuit efficaciam.' Henry of Huntingdon, 'Rex coiisilio pravorum tot et tantorum tarn verendain prostemationem despiciens, nihil eos impetrare pennisit.' fol. 223. The Gesta Stephani, p. 5 1 , record a penance done by the king for his attack on the bishops. ^ The arrest of the bishops took place June 24, 11 39; the council at Winchester August 29 to Sept. i. Earl Robert landed Sept. 30; and the empress with him. Stephen sent the bisliop of Winchester and Count Mall ran of Meulan to escort her. J'isliop Roger died Dec. 11. The bishop of Ely was displaced from his see at the beginning of 1140, as soon prob- ably as the king knew of Bishop Roger's death. Hen. Hunt. fol. 223. The bishop of Winchester, after in vain attem|)ting to mediate, took the em])ress's side iia soon as Stephen had fMlleti into her luind'i, after the battle of Lincoln in 1 141. Ord. Vit. xiii. 43. He is rejjrcsented in tlie Gesta Ste])]iani, p. 57, as conniving at the empress's desigtis from the moment of her landing. The election of the empress as 'domina Anglian' took place April 8, 1141. X.] Anarch/. 327 115. During this time the king was alternately a prisoner Feudal 1 1 1 1 i '1 1 . • aimrcliy and a conqueror, but was never able to restore the adminis- during the trative machinery ; the empress had her turns of good and evil fortune, but was never able to make good her title to the crown. The barons were in earnest only for their own interests ; most of them caring little for either candidate ; fighting on each side and purchasing new titles or privileges from both by momentary support ; supplies were raised from the unfortunate people and clergy. The bishops protested and mediated, but found themselves powerless from the fact that there was no collective interest upon which they could work. The result was that feudal anaixhy which had sometimes prevailed abroad, but never before in England. Stephen held his court at London at Whitsuntide, a.d. 1140, but only one bishop, and he a foreigner, attended \ Henceforth not even the appearance of ancient state was maintained ; the solemn courts and corona- tion days were given up ; the treasure was all spent ; the king debased the coinage " ; there was no peace in the realm, ' It is written,' says William of Newburgh ', ' of one period Miseries of m the history 01 the ancient people, " In those days there was no king in Israel, but every one did that which was right in his own eyes." But it was worse in England in King Stephen's days. For because then the king was powerless, and the law weak by reason of the king's powerlessness, some indeed did what was right in their own eyes, but many did what by natural reason they knew to be wrong, all the more readily, now that the fear of the law and of the king was taken away. At first it seemed that the realm was rent in two, some inclining to the king, some to the empress. Not that either king or empress exercised any real control over their party, but that every one for the time devoted himself to the pursuit of war. Neither of them could exert command or enforce disci- pline ; both of them allowed to their supporters every sort of licence for fear of losing them. The parties fought for a long ' The bishop of Seez. Will. Mahnesb. Hist. Nov. ii. § 37. The royal pomp had already come to an end ; ' Ubi autem ad Natale, vel ad Pascha fuerit, dicere nou attinet.' Hen. Hunt. fol. 223. Joh. Salisb. Polycr. vi. iS. - Will. Malmesb. Hist. Nov. ii. § 34. ^ Will. Newb. i. 22. 32{ Constitutional History. [CHAF. Continue J anarchy. feudal usurpations. Tlie new castles. The unlaw- ful taxes. time with alternate fortune. As time went on, wearied of the uncertainty of their luck, they somewhat relaxed in energy ; but even this made it all the worse for England ; for when the two competitors were tired of strife and willing to rest, the provincial quarrels of the nobles continued to rage. In every province, under the impulse of the jjarty struggle, numbers of castles had sprung up. There were in England as many kings, tyrants rather, as there were lords of castles; each had the power of striking his own coin, and of exercising like a king sovereign jurisdiction over his dependents. And as every one sought for himself such pre-eminence, that some would endure no superior, some not even an equal, they fought amongst themselves with deadly hatred, they spoiled the fairest regions with fire and rapine, and in the country which had been once most fertile they destroyed almost all the provision of bread.' The lameJi- tations of the Peterborough chronicler are as loud and as distinct : 'AH became forsworn and broke their allegiance; for every rich man built his castles and defended them against the king, and they filled the land with castles. They greatly oppressed the wretched people by making them work at these castles, and when the castles were finished they filled them Avith devils and evil men. Then they took those whom they suspected to have any goods, by night and by day, seizing both men and women, and they put them in jirison for their gold and silver, a}id tortured them with pains unspeakable. . . . Many thousands they exhausted with lumger. . . . And this state of things lasted the nineteen years that Stephen was king, and ever grew worse and worse. They were continually levying an exaction from the towns, which they called tensei-ie, and when the miserable inliabitants had no more to give, then plundered they and burned all the towns, so that thou mightest wxll walk a whole day's journey nor ever shouldest thou find a man seated in a town or its lands tilled '.' John of Salisbury compares England during this reign to Jerusalem when besieged by Titus ^. The struggle, unlike most of thcjse civil wars which have ' Chron. Sax. A.D. 1137 (ed. GileH). '■' Job. Saiiwh. Polycr. vi. 18. C'f. Onl. Vit. xiii. 32, 41; Hen. Hunt, fol. 223 ; GilLfit Foliot, ep. 79, S. T. C. v. 94. X.] Tergiversation and Neutrality. 329 ilevastated Enffland, is redeemed by scarcely any examples of Selfish ^ . . policy of the loyalty or personal heroism. Even the fidelity of Robert of great uobles. Gloucester to the interests of his sister was an after-thought, and resulted in no small degree from his distrust of Stephen. The patriotic resistance offered by the men of Yorkshire to the Scottish invasion was an act of self-defence against here- ditary enemies, rather than a hearty fulfilment of a national duty. Among the great earls there is not one whose course can be certainly affirmed to have been thoroughly consistent. The earl of Chester, although, whenever he prevailed on himself to act, he took part against Stephen, fought rather on his own' account than on Matilda's ; Geoffrey de Maudeville accepted the title of earl of Essex from both parties and pillaged both sides ; the earl of Leicester, a mighty man in Normandy as in England, made his alliances and asserted his neutrality as he pleased. His brother, the count of Meulan, whose advice had led Stephen to attack the bishops, condescended to avail himself of the same policy \ The action of the cleriry is scarcely more justifiable. The clergy Aiming at the jiosition of an arbitrator, Henry ot U inchester tration. found himself arguing on each side alternately instead of judging : and his position was such as to prevent Archbishop Theobald, who seems to have held consistently, though not energetically, to the empress, from exercising any authority over his brethren. The decided success of one or other of the competitors for the crown might have justified the clergy in cither adhesion or resistance ; but this was wanting ^ ; no one cared enough for either Stephen or Matilda to declare the indefeasible right of either crowned king or legitimate succession. The citizens of Attitude of London, although from inclination they probably would have •supported Stephen, were obliged to receive the empress and offer for a short time a politic submission ^. The difficulties of the case seemed to admit of no decision save that of military success ; and this neither party was strong- enough to achieve. Stephen, by destroying the government ' Ord. Vit. xii. 44. ^ Gesta Stephani, pp. 98, 99. 3 W. Malmesb. Hist. Nov. iii. § 28; Gesta Stephani, pp. 76, 77; Hen. Hunt. fol. 225. \3° Constitutional Kistory. [chap. Weakness of both com- petitors. Matilda elected sovereign April 8,~ Incidental importance of the period. The storm subsides. machinery, had deprived himself of the power of raising a na- tional force ; and the mercenaries whom his heroic wife collected on the continent alienated the people whom it was his policy to conciliate. The party of the empress, on the other hand, was mainly supported by the counties in which the personal in- fluence of her brother was strong, and by the adventurers whom she could win to her side by promises. In vain did she go through the process of election as lady of England, hold her courts, and issue her charters in royal form : she had not learned wisdom or conciliation, and threw away her opportu- nities as lavishly as did her rival. This wearisome story of tergiversation and selfish intrigues, although it scarcely concerns constitutional history directly, has a most important bearing indirectly upon it, as showing the evils from which the nation escaped. It was the period at which for once the feudal principle got its own way in Eng- land ; it proved the wisdom of the Conqueror and his sons in repressing that principle, and it forced on the nation and its rulers those reforms by which in the succeeding reign the re- currence of such a result was made impossible. The storm of party warfare, as William of Newburgh stated, subsided gradually. The changes in the popedom put an end to the legation of Bishop Henry ^ ; the death of Earl Robert re- moved the main stay of the strength of the empress^, and the second generation of combatants came into the first ranks with somewhat freer hands. The exhaustion of both sides gave a breathing time, although it was incompetent to restore the national strength or unity. The clergy recovered their influence first, and compelled the king to guarantee as far as he could their personal safety : a scries of eccles^iastical disputes followed, * The lei,':ition of Henry of W^inchester was granted by Innocent II, who tliud in i 14.V t'ulustiiic II, wlio succccdud him, was liostile to Ste- phen, and Lucius II, who followed in 1 144, although friendly to the bisho[>, did not renew his cornniission. Kugetiiiis iJi, who acted under the advice of S. Heniard and was generally oj)ijosed to Stephen, gave the legation to Archhisiiojj Tlnohald in or before ihe year 1150. ■^ Karl Uoiiert died in 1147; Ann. Tlicokesb: Miles of Hereford at Cliristnias, 1143; J. Hexham: Geodrcy de Mandeville in 1144; H. Hunt, fol. 224. X.] Suhsidence of the Storm. 331 which diverted the atteution of the bishops from general politics, Close of the . struggle. and threw the king and his brother again more heartily to- gether ^ In A.D. 1 147 the j)reaching of the Crusade withdrew from England many of the adventurous siiirits who had been disciplined for rapine by the late events^. In a.d. 1149 Henry Rise of of Anjou, the son of the empress, to whom in his grandfather's time the oath of fealty had been taken in England and in Nor- mandy, was knighted by the king of Scots ^, and a gathering of the barons of Western England, in which the supporters of the empress were chiefly found, threatened a renewal of hostilities. But several years elapsed before Henry saw his opportunity. Having by his father's death gained a firm standing-ground in France, he added, by his politic marriage, the county of Poictou and the duchy of Guienne to Anjou and Normandy*. An at- tempt made by Stephen, with the aid of Lewis VII, to seize the latter territor}-, was the first note of the renewed struggle. In The bisho|)s A.D. 1152° Stephen proposed to the assembled bishops that his accept son Eustace should be associated with him in the kingdom. The king. prelates, under the influence of Theobald, refused, and suffered forfeiture, which however, with his usual ii'resolution, Stephen soon after recalled. In the following year Henry came to Eug- Henry takes land and raised a native army'' ; and the horrors of active warfare mand were repeated : not however on so large a scale as before, for Stephen was conscious of his weakness, and Henry was now, as ever, economical of human life. A decisive l)attle accordingly was avoided ; and when on one occasion the two rivals stood face to face, the great nobles intervened and compelled them to make a truce. Henry of Huntingdon, in describing the attitude of ' Hen. Hunt. fol. 225. ' See R. de Monte (Bouquet, xiii. 291) ; Osbern, De expugnatione Lyxbonensi, in the Memorials of Richard I, vol. i. pp. cxliv. sq. ' Hen. Hunt. fol. 226; J. Hexham (ed. Raine), p. 159. ■* Geoffrey of Anjou gave up Normandy to Henry, and Lewis received his homage for it in the sununer of 1151 ; Geoffi-ey died soon after. The divorce of Lewis and Eleanor took place in March 1152, and the marriage of Henry in May following. R. de Monte (Bouquet, xiii. 292). ^ Hen. Hunt, fol. 226; Gervase, c. 1371. " He crossed over to England within the octave of the Epiphany, 1153. R. de Monte. ' Ne tamen hoc [his success against Stephen at t'rowmarsh] alienigenae ascribant viribus suis, nostro praecipue milite nitebatur.' J oh. Salisb. Poly or. vi. 18. 33^ Constitutional History. [chap. the baronage on tliis occasion, shows how clearly he understood Meiliation of the real objects of that body. ' Then arose the barons, or rather the betrayers, of England, treating of concord, although they loved nothing better than discoi'd : but they would not join battle, for they desired to exalt neither of the two, lest if the one were overcome, the other should be free to govern them : they knew that so long as one was in awe of the other he could exercise no royal authority upon them ^.' The death however of Eustace reduced Stephen's stake in the struggle ^. The arch- bishop and bishop Henry, moved at last by the distress of the country, and strengthened by the support of the pope, made a resolute effort for conciliation, and after some preliminary meetings a peace was made at Wallingford and completed at Westminster^, in which the national claims for good govern- ment were strongly insisted upon, and an elaborate plan of reform was drawn up. The result was stated in the form of a treaty to settle the succession. Each of the parties had some- thing to surrender and each something to secure. Henry gave up the present possession of the throne in consideration of the right of succession ; Stephen, who had other children besides Eustace, gave up their title to the crown to secure to them the continental estates which he had possessed before his unlucky promotion. He adopted Henry as his heir of the kingdom of England, and. Henry did homage and swore fealty: and the nobles on both sides followed, doing homage and swearing fealty to both princes. The rights of Stoplien's son William were guaranteed, and a largo augmentation of property promised Peace of Wallitifrford iind West- niinster. Succession secured to Henry. ' H. Hunt. fol. 227 ; Gervase, 1373. * Eustace died in August, 1153. Gervase, c. 1374; Ti de Monte. * No<,'()ti;itiotis began at Wallingford before the death of Enst.ace (Hen. Hunt. fol. 227, Gervase, 1374), in consequence of the attitude of the barons ; It. de Monte gives Nov. 6 as the date of the agrccuient ; towards the end of November the king and Henry met at Winchester ; Steplien adopted Henry as his son, and both proceeded to London, whore the Westminster treaty was proinulgatiid, before Christmas. On the 13th of January, 11 54, Henry, at Oxford, received the fealty of the barons: there was a conference at Dunstable S()t)n after on the question of destroying the castles. Tiience they went into Kent, where Henry, discovering a plot against his life, loft Stephen, and returneil by way of Lond(ni to Normandy, during Lent. Hen. Hunt. fol. 228 ; Gervase, cc. 1373-1375. X.] Project of Reform. 333 him : all the kinsmen of the roj-al family and the clergy were also bound to the agreement. Two significant clauses complete the act. ' In the business of the kingdom,' the king says, ' I will work by the counsel of the duke ; but in the whole realm of England, as well in the duke's part as my own, I will exercise royal justice^.' 116. The scheme of reform, which was drawn up at Walling- The scheme '. '^ 1 of reform. ford^, has not been preserved in the form of a document, but may be extracted from the somewhat rhetorical accounts of the contemporary historians. The statement made by Roger Hoveden^, that Henry, in order to enforce the necessary measures, undertook the office of justiciar, is perhaps an ex- aggeration, although he distinctly claimed that they should be carried out as a part of the pacification * : and, when he him- self became king, he seems to have looked on them as furnishing him with a programme of the restoration of order. They are stated as follows, (i) The royal rights, which had everywhere been usurped by the barons, are to be resumed by the king. (2) The estates which had been seized by intruders are to re- turn to the lawful owners who had enjoyed them in King Henry's days. (3) The adulterine or unlicenced castles ''j by whom- * Foedera, i. i8: from the Red Book of the Exchequer. See also Will. Newb. lib. i. cap. ^o. * Matt. Paris (ed. Wats), p. 86. ' 'Rex vero constituit ducem jiistitiarium Angliae sub ipso et omnia regni negotia per eum terminahantur.' Hoveden, i. 212. This is one of the additions made by Hoveden to the earlier materials which he was u.sing ; it has no contemporaneous authority, and is extremely unlikely to be true. Even if it were true, Henry stayed in England too short a time after the pacification to exercise any direct authority. John of Hexham however says that it was one part of the agreement ' quod Henricus dux negotia regni disponeret' ; ed. Raine, p. 170. * Hen. Hunt. fol. 228. This was at Dunstable early in 1154: 'Displi- cebat enim duci, (juod castella post mortem Henrici regis in pessimos usus circumquaque constructa non diruerentur, sicut confinnatum et .sancitiim fuerat inter eos in concordiae firmissimo foedere. . . . Quibusdam tamen suorum castellis regis dementia vel versutia parcens, pacti coinmunionem debilitare videbatur. Dux igitur super hoc regem angarians, repulsam quidem passus est.' Ibid. * Robert de Monte gives 375 as the number; Bouquet, xiii. 296. On this point John of Hexham furnislies further contemporary evidence : 'Continue e\iit edictum ab eis per omnes provincias violentias compriiiii, direptiones interdici, milites conductitios et sagittarios exterarum nationuta a regno ejici, munitionesque quas quisque in sua possessione post mortem 334 Consiihiiional History. [chap. The scheme soever erected dui'ing tlie present reign, to the number of eleven of rct'oriu arranged hundred and fifteen are to be destroyed. (4) The king is to Stephen and re-stock the desolate country, employ the husbandmen, and as far "^" as possible restore agriculture and replace the flocks and herds in the impoverished pastures. (5) The clergy are to have their peace, and not to be unduly taxed. (6) The jurisdiction of the sheriffs is to be revived, and men are to be placed in the office who will not make it a means of gratifying private friendship oi- hatred, but will exercise due severity and will give every man his own : thieves and robbers are to be hanged. (7) The armed forces are to be disbanded and provided for : ' the knights are to turn their swords into ploughshares and their spears into pruning-hooks ;' the Flemings are to be relegated to their work- shops, there to labour for their lords, instead of exacting labour • as lords from the English. The general security is to be main- tained, commerce to be encom'aged, and a uniform coinage to be struck ^ This very compi'ehensive project tlu'ows great light on Heni-ici regis construserat dirui. Justitia ergo et pax Tibique in regno revocata est.' Ed. Raine, p. 171. ' The following is the statement of Ralph de Diceto, cc. 527, 528 : ' Ducem siquidem Normamiorum rex in filium arrogavit ; ei et in eum jus suuiu transtulit et potestatem, sibi quoad vixerit regiae dignitatis solam imagineni reservavit. Et si propheticum illud attenderis, jam se induit genitore, jam ducem arrogavit in filium. In pai-ticipem re^ni, et post- moduni successorem, universi ducem recipient. In rege ducem, in duce regem sinsuH venerabuntur. Et ut regem Stephanum nunc regem intel- ligas, antiqua regni privilegia restaurare proponit. Regalia passim a pro- ceribus usurpata recipiet, nmnitiones suis fundatae temporibus diruentur, quarum numerus usque ad undecies centum quindecim excrevit. Ut autem ad minora recurras, praediis assignabit colonos, insularios aedificiis, nemo- riljus saltuarios, feris ditabit indagines, ovibus decorabit montana, pascua re])lebit armentis. Clerus nunc dcmum domiiuibitur, pacis tranquillitatem indicet, muneribus sordidis non gravabitur, ab extraordinariis vacationem habebit. Defensivae locorum, s«u vicecomites, locis statuentur statutis ; lion in votum exercendae cnpiditatis abibunt, non quenquani ex odio per- sequentur. Non gratificalnintur amicis, non indulgentiis crimina subleva- bunt, suum cuique reservabunt ex iutegro. Motu poen:irum nonnullcs Efficient, praemiorum exhortatioiic pl\irimi)s cxcitabunt : fures terrebuntur in furca ; pra^^dones sententia capitali plectcntur; milites cali'.'ati gladios Kuos in usum vomeris ligonistpie coiivei'tnnt. A castris ad aratra, a tento- riis ad eigastoria Fl.'indrcnsium plurimi revocabuntur, ct (juas nostratibus operas indixerunt, dominis suis ex necessitate persolvent. Quid miiltis ? Ab excubiis fatigati a commuiii laetitia respirabunt : innocens et quieta rusticitas otio relevabitur ; negotiatorea commorciorum vicissitude locuple- tabit. Forma jml)li(;a percussa cadem in regno Celebris erit ubique moneta.' The prophecy of Merlin referred to is ' Nocebit possidenti ex impiis pietas, X.] Project of Beform. 335 the past as well as on the future, aud it is exti'emely unfortunate that the exact means hy which it was to be carried into execution are not recorded. It seems to have been too much for Stephen, Stephen whose spirit was now broken ; and Henry, in a meeting at Dun- reforms, stable before he left England, had to urge the king strongly to do his duty. The last year of the reign was accordingly devoted to the undoing of the work that seventeen years of war and anarchy had done. Stejihen had very incompletely performed He dies, his task when he died in October 1154, leaving the throne, for the fii"st time since the Conquest without a competitor, to the great sovereign who succeeded him. The reign of Stephen is one of the most important in our constitu- whole history, as exemplifying the working of causes aud prin- portance'of ciples which had no other opportunity of exliibiting their real reign!^" *" tendencies. It was a period of unprecedented general misery, and a most potent lesson for later times and foreign countries. The moral and social results of it are indeed more distinctly traceable under Henry II, but there can be little doubt that even before the king's death it had had the effect of creating a feeling of national unity among Normans and English, as well as an intense longing for peace. The comparative rarity of notices touching the social life of the period, in the historical memorials of the reign, render it difficult to form any minute conclusions on the material growth of the nation. But that it was a period of great social change there can be no question, when we compare the reign that followed it with the three reigns that preceded it. Some part of the result is of couise owing to the equal government and lasting peace of the reign of Henry I : but it would be to disregard the consistent lessons of all history, if we were to suppose that the terrible discipline of anarchy, prolonged for nearly twenty years, during which, donee sese genitore induerit.' Geoff. Mon. vii. 3. The terms of the agree- ment are thus given by Robert de Monte : 'Quod dux post mortem regis, si euiu superviveret, pacifice et absque contradictioiie regnum liaberet ; juratum est etiani quod possessiones quae direptae erant ab invasoribus ad antiquos et legitimes possessores revocarentur, quorum fuerant tempore Henrici optimi regis. De castellis etiam quae post mortem praedicti regis facta fuerant, ut everterentur, quorum multitudo ad CCCLXXV. summam excreverat.' Bouquet, xiii. 296. 33^ Canstitutional History. Advance of tte pressure of the legal government being removed, opportunity was given for every sort of development and combination, had no effect in opening the eyes of men in general to the sources of their strength and the causes of their weakness. Although the annalists tell mainly of the feudal usurpations and oppressions, there are not wanting indications that in the town populations, where feudal rule was exercised under more restriction and with less impunity, an impoiiant advance towards liberty re- sulted from the abeyance of government ; or at least that the municipal unity was able so far to hold its own as to prevent disintegration in one of the rising elements of society. But this is an inference from later events rather than a distinctly recorded fact of the reign. ^•<^??^°f ^'^^ The Norman period closes with the accession of Henry II, whose statesmanlike activity, whose power of combining and adapting that which was useful in the old systems of govern- ment with that which was desirable and necessary under the new, gives to the policy which he initiated in England almost the character of a new creation. CHAPTER XL ADMINISTEATIOX DURING THE NOEMAN PERIOD. 117. New character of the constitution. — 118. The king. — 119. The royal household.— 120. The justiciar — 121. The chancellor.— 122. The great officers. — 123. The national council. — 124. Earls, barons, and knights. — 125. Legislative, judicial, and other business of the courts. — 126. The Exchequer.— 127. The Curia Regis.— 128. The popular courts.— 129. The Manor and Honour. — 130. Royal demesne and forests. — 131. The boroughs. — 132. The labourer. — 133. The army. — 134. Innovation or development. 117. The reigns of the Conqueror and his three successors, Newcha- 1-1 1 1 • • 1 • ■ 1 • 1 1 1 1 • 1 r^icter of the besides the political interest which they possess as the period constitution of the trial and failure of feudality, have another distinct mark times. in English history, partly it is true resulting from the former. The Norman period, as we may call it, was the epoch of the growth of a new administrative system, having the source of its strength in the royal power. The constitution of this system distinguishes it from that of earlier and later times. In the earlier history, constitutional life seems to show itself fii'st in the lower ranges of society, and to rise by slow degrees and unequal impulses towards the higher ; in the later history, the equilibrium of the governmental system is maintained by regulating the balance between popular liberty and admini- strative pressure. The foundation of the administrative system marks the period that intervenes : and this foundation was the work of these four reigns. In attempting a sketch of the machinery which was created or developed for making good the hold of the king upon the nation, we must adopt a different arrangement from that under which the Anglo-Saxon polity was examined in a former chapter ; and beginning with the z ^^S Constitutional Ridory. [chap. Plan of the person and office of the king, descend gradually to the con- sideration of the powers of the individual subject and the lowest form of collective organisation. For, under the new system, it is from the person, the household, the court, and the council, of the king that all constitutional power radiates ; and in very many respects both the machinery and the terminology of government bear, down to the present day, marks of their origin in the domestic service of the palace. Character of Hg, The Norman idea of royalty was very comprehen- t)ie Norman sive ; it practically combined all the powers of the national sovereignty, as they had been exercised by Edgar and Canute, with those of the feudal theory of monarchy, which was ex- emplified at the time in France and the Empire ; and it dis- carded the limitations which had been placed on either system, in England by the constitutional action of the witau, and on the Continent by the usurpations or extorted immunities of the feudatories. The king is accordingly both the chosen head of the nation and the lord paramount of the whole of the land : he is the source of justice and the ultimate resource in appeal for such equity as he is pleased to dispense ; the supreme judge of his own necessities and of the method to be taken to supply them. He is in fact despotic, for there is no force that can constitutionally control him, or force him to observe the con- ditions to which, for his own security, or for the regular despatch of business, he may have been pleased to pledge Important liimself. If the descendants of the Conqueror had succeeded result of the „ . , . irregularity one another by the ordniary rule of inheritance, there can be in succes- i i i ' i i i- sion. no doubt i)ut that the lorins as well as the reality of ancient liberty would have perished. Owing to the necessity however under wliich eacli of them lay, of making for himself a title in default of hereditary riglit, the ancient framework was not set aside ; and perfunctory as to a great extent the forms of election and coronation were, they did not lose such real importance aa they had possessed eailier, l)ut furnished an important ac- knowledgment of the rights of the nation, as well as a recognition of the duties of tlie king. The crown then continues to be elective : the form of corona- XI.] The Norman King. 339 tion is duly performed : the oath of good government is taken, Election and and the promises of the oath are exemplified in the form of charters. Of these charters only those of Henry I and Steplicn are preserved ; the document called the charter of William the Conqueror being a fabrication of the thirteenth or fourteenth century, composed of several fragments of his legislation thrown together in the traditional form. The recognition of the king by the people was effected by the formal acceptance at the coro- nation of the person wljom the national council had elected, by the acts of homage and fealty performed by the tenants-in-chief, and by the general oath of allegiance imposed upon the whole people, and taken by every freeman once at least in his life. The theory that by a reversal of these pi-ocesscs, that by re- llight of . /• 1 1 1 1 • p 1 . /. 11 • deposition. nunciation of homage, by absolution from the oath of allegiance, and by a declaration that the rights conferred by consecration had been forfeited, the person so chosen could be set aside, Avas, owing to the existence of competition for the throne, kept promi- nently before the eyes of the people ; and in the speech of Henry of Winchester, proposing the election of the Empress Matilda, it is explicitly stated \ The captivity of Stephen is alleged as a sentence of the judgment of God, not less convincing than the legal result of trial by battle : on this, as the summarv decision of the Argument •' . fertile Almighty, the vacancy of the throne is made to depend, but the election of neglect of the solemn promises of good government is forcibly dwelt upon as the justification of that decision. The oath of allegiance taken to Stephen is not mentioned, because the previous oath taken to Matilda in her father's reign is specially insisted on. This declaration, although like the charters them- selves it was meant to serve a temporary purpose, stands on record as an important statement of principle : it was met by Stephen's friends not by counter allegations, but by intercessions : neither his misconduct nor the legality of his punishment is formally denied. Yet against this significant circumstance must be set the fact that no attempt was made to crown the empress ; the legate himself simply proposes that she should be elected lady of England and Normandy. It is ' Will. Malmesb. Hist. Nov. iii. § 44. Z 2 340 Constitutional History. [chap. Matilda never crowned queen. Right of inheritance. Set aside by the Con- Modsiircs tiikoii l).v Henry I to regulate the succes- sioit. just possible that the consecration which she had once received as empress ^ might be regarded as superseding the necessity of a new ceremony of the kind ; but it is far more likely that, so long as Stephen was alive and not formally degraded, the right conferred on him by coronation was regarded as so far inde- feasible that no one else could be allowed to share it. But whilst the elective principle was maintained in its fulness where it was necessary or possible to maintain it, it is quite certain that the right of inheritance, and inheritance by primo- geniture, Avas recognised as co-ordinate. The dying orders of the Conqueror were so worded as neither to deny the elective right of the English nation, nor to annul the inchoate claims of his eldest son, even when he intended to evade both^ The arrangement made by William Rufus and Duke Robert at Caen in A.D. 1 09 1, that each should be heir to the other in case of his dying childless ^, proves that something more was involved than the ancient principle of the eligibility of all the members of the royal house ; that a power of disposing of the crown was supposed to reside in its wearer, and that the inheritance of England was not materially distinguished from that of Normandy. True, the recognition of the duke of Normandy by his barons was in a manner analogous to that of the king of England by his witan ; but in Normandy the right of here- ditary succession was establis^hed by the precedents of many generations^. The measures taken by Henry I for securing the ci"own to his own children, whilst they prove the acceptance of the hereditary principle, ])r()ve also the importance of strejigihening it by tlie recognition of the elective theory. He did not go so far as his contemporaries in France and the ' Flor. Wig. A.D. 1 114. " ' Neiiiinein Anglicircgni constitno herodem, sed aeterno Conditori Cujus sum et in (Jujns uianu sunt omnia illiid commendo : non enim tantum deouK bf.Tcditarii) jure po.SHedi.' Ord. Vit. vii. 15. ' Flor. Wig. A.D. 1091. * Williain of JuniirguH particularly incntionsi the process by which the Norinaii did. 118; Flor. Wig. a.d. 1116. Charters issued by her are in Ebuhani, p. 3-:4; Mon. Angl. i. 242 ; and Hist. Abend, ii. 98 ; cf. p. 104. Stephen's (jueen negotiated and commanded during his caj)tivity, and so far maintained the party of her husb.-ind that it fell to ])ieces on her death. ■* Madox, Exchequer, p. 240; Eyton's Shropshire, xii. 156. It is probably the Gersumiua reginae of Domesday, i. 154, 2j8. See Ellis, lutr. i. 172-175. XI.] The Household. 343 seems to have given to his son a separate establishment by way of appanage ^ The daughters also were as a rule dowered with treasure, not with land. The illegitimate sons of Henry I The king's were however largely endowed, one of them receiving an ex- tensive and important earldom - : and the kinsmen of the king in the second degree were favoured in the same way^. But the rebellion of Robert against the Conqueror, and the youth of the etheling William, may perhaps explain more naturally the apparent over-caution of the father in each case. 119. The great officers of the household form the first circle Great round the throne, and furnish the kino- with the first elements the house- of a ministry of state. There is from the very first some dif- ficulty in drawing the line that separates their duties as servants of the court from their functions as administrators ; a difficulty which is not to be ascribed merely to the deficiency of early records, but appears partly to be the result of a growing policy. It may also have arisen partly from the combination of two or more distinct systems. The four indispensable servants of the primitive household The four are enumerated in the Salian law, as the major, inferior, scantlo, sen'ants. and mariscalcus*. The first of these answers to the praefectus or heah-gerefa of the Anglo-Saxons, the second to the dapifer or discthegn ; the scantio to the pincerna or cup-bearer ; the mariscalcus to the horsthegn or strator^. In this early arrange- • William the son of Henry T did however issue writs, apparently as his father's representative : two of which are given by Palgrave, Common- wealth, p. clxxi.v ; others are in Madox, Hist. Exch. p. 76, and in Elm- ham's Chronicle, pp. 353, 354. ^ Robert earl of Gloucester hafl the earldom confeiTed by his father, but the lordship of Gloucester, on which tlie title was based, was the inheritance of his wife, the daughter of Robert Fitz-Hamon. Reginald earl of Cornwall got his earldom in the struggles of Stephen's reign ; according to the (lesta Stephani, by marriage (pp. 65, 66) ; according to William of Malmesbury, by the gift of his brother the earl of Gloucester ; Hist. Nov. ii. § 34. ' Of this Stephen is himself the most important instance. * Lex Salica (HeroM's Text), xi. 6. The Capitula Remedii mention the camerarius, buticularius, senescalcus, judex publicus, and conestabulus. The Alemannic law enumerates, ' seniscalcus, mariscalcu.s, cocus, and pistor.' The 'seniscalcus' is said to mean the senior servant. Waitz, D. V. G. ii. 401 ; iii. 420. ^ The praefectus or praepositus of the king's household, his steward or 344 Constitutional History. [chap. Officfrs of the Karo- lingian court. In the Empire. In Nor- mandy. In the pourt of the Nor- man kings. ment may be traced the germ of later differences, for the prae- fectus and the strator, the master of the household and the master of the horse, must have forced their way into public duties much earlier than the caterer and the butler. The Karo- lingian court had a slightly different rule : the four chief officers are the marshal, the steward, the butler, and the chamberlain^ ; the major of the old law disappearing, and his functions devolving, as we know from later history, partly on the dapifer, seneschal or steward, and partly on the chamberlain or accountant. The latter distribution of dignity was permanent, and was observed, with some modifications, down to the latest days of the Empire, in the electoral body, where the Count Palatine was high steward, the duke of Saxony marshal, the king of Bohemia cup-bearer, and the margrave of Brandenburg chamberlain. A similar system had been borrowed by the Norman dukes from their titular masters : Normandy had its steward or seneschal, — for whom even the name of comes palatinus ^ is claimed, — its cup-bearer, its constable, and its chamberlain ; and these had become, it would be difficult to say how early, hereditary grand serjeanties. At the time of the Conquest William Fitz-Osbern was, as his father had been, dajnfer and comes j^alatii. The chamberlainship was hereditary in the house of Tankerville ; the lords of Hommet were hereditary constables. The royal household in England reproduced the ducal household of Normandy, and under the same conditions ; for although the exact dates for the foundation gerefa, occurs occasionally in Bede : Redfrith is praefecfus to Ec;bert king of Kent (H. E. iv. i); he is apparently the cyninges-gerefa of the laws; Schiniil. Gesetze, p. 599. The discthegn or dapifer is mentioned in the Cod. Dipl. dccxv, dcccviii, &c. Oslac the pincenia of Etiielwulf was also his father-in-law ; and several others who bore the same title are mentioned. Tiie strator or staller was a more important person : Alfred the drntor of Edward the Confessor is mentioned by Flor. Wig. A.D. 1052; and Osgod Clapa the xtallcr, ibid. A.D. 1047. Keinble, Saxons, ii. 108-iri. ' G. L. von Maurer, Hofverfassiing, i. 189. The diapensntor of Harold is mentioned by Elor. Wig. a.D. 1040 ; Kemble identities him with the came- rarius or cubicidarius, who occ;isionally aj)pears in the charters ; Saxons, ii. 107. Robert the dispcnuator of the Conqueror is mentioned by Ord. Vit. viii. 8, and in Domesday ; Ellis, Intr. i. 478. * Stapii'tnn (Rotuli Scaccarii Normritiniae, vol. i. p. xvii) gives an extract from a cartulary of Trinity, IJouen, of A.D. 1068, which speaks of William Fitz-Osbern, 'dapifcri, qui comes erat palatii.' XT,] The Boi/al Household. 345 of the offices cannot be given, nor even a satisfactory list of their early holders, it would seem certain that, before the end of the reign of Henry II, the high stewardship had become hereditary in the house of Leicester, the office of constable in the descendants of Miles of Hereford, that of chamberlain in the family of Vere, and the butlership in that of Albini^ But whilst these offices The place of . . hereditary were becoming hereditary, the duties which had ongmally be- officers ^ "^ 111- supplied by longed to them were falling into the hands of another class of new officials. ministers, whose titles cause a sort of duplication of official nomenclature which is somewhat puzzling, and which even to the present day occasionally causes confusion^. The justiciar, the treasurer, and the marshal take their places besides the high steward, the chamberlain, and the constable. Not that the The offices history of these offices is in exact conformity : the constable, as ferent histories. ' It is however to be noticed that each of these names appears to have been given to several persons at once ; there are certainly several dapiferi and pincernae at the !?ame time. These were honorary distinctions pro- bably, altliough they may in some instances have been grand serjeanties. The dignity that emerges ultimately may be the chief of each order; the high steward, the grtai butler, the lord hvjh chamberlain. In later times, when these offices liad long become hereJitary, and substitutes for their holders were required, tliey were instituted with special reference to the household ; the lord steward of the household and the lord chamberlain are still court officials. Something of the same kind niay have taken place in the reign of Henry I, when the ministerial offices were founded. ''■ The Liber Niger Scaccarii contains a document of the age of Henry II, called ' Constitutio domus regis de procurationibus,' which gives the daily allowances of the several inmates of the palace : it is difficult to understand, and domestic servants and great officers of state are mingled in amusing disorder. The following are perhaps the most im])ortant particulars for our present purpose : (i) the chancellor has associated with him a Magister Scriptorii ; (2) the dapifer, who hns the same allowance as the chancellor, is mentioned in connexion with a mnrjhter dlspensntor panis, a clericuv cxpensae pan!,'!, and a company of bakers ; (3) the larder has its staff of officials, cooks and kitchen-servants; (4) the buttery, under tlie mngister pincernn, whose allowance is the same as that of the steward and chancellor, has under him a magister iliapcnmtor buteleriae, with several subordinates, and four ' escantiones ; ' (5) the master chamberlain, the treasurer, the constable, and the master marshal have the same allowances as the steward and chancellor; (6) under the master marshal John (the ancestor of the earls marshal of later times) are four marshals, who again have servants of their own. This will account for the numliers of otfict-rs who bear the same names. It exhibits further the retention of the jirimitive names in the now overgrown establishment of the palace. Probably all the heads of departments were important men. Roger the Larderer was made a bishop by Henry I, a fact which does not show that the king bestowed a bishopric on a mere servant, but that a person who was qualified to be a bishop did not scruple to undertake the office of larderer. 34^ Constitutional History. [chap. long as he exists at all, retains no small share of his ancient powers; the high steward, on the other hand, sees every one of his really important functions transferred to the justiciar ; the office of marshal becomes hereditary, those of justiciar and treasurer continue to be filled by nomination or even by pur- chase ; and only those offices which escape the dangers of hereditary transmission continue to have a real constitutional importance. Growth of 120. The chief minister of the Norman kings is the person thejusticiar- ... ,, ..,. .. ship. to whom the historians and later constitutional writers give the name oi justiciarius, with or without the prefix summus or capi- talis ^. The gi-owth of his functions was gradual, and even the history of the title is obscure ; for it is often bestowed on officers who, although they discharged the functions which at a later period were attached to it, are not so styled by contemporai'ies or in formal documents. The office a2:)pears first as the lieutenancy of the kingdom or vice-royalty exercised during the king's Holders of absence from England. In this capacity William Pitz-Osbern, the steward of Normandy, and Odo of Bayeux, acted during the Conqueror's visit to the Continent in 1067 ; they were left, accord- ing to William of Poictiers, the former to govern the north of England, and the latter to hold rule in Kent, in the king's stead, ' vice sua ; ' Florence of Worcester describes them as ' custodes Angliac,' and Ordcricus Vitalis gives to their office the name of ' pracfectura ^.' It would seem most probable that William Fitz- Osbern, at least, was left in his character of steward, and that the Norman seneschalship was thus the origin of the English justiciarship. In 1074, Avhcn the king was again in Normandy, William of Warenne and Richard of Bienfaite were left in charge of England ; to these Ordcricus ^, who lived a generation later, gives the title ' praccipui Angliae justitiarii ; ' but there is no reason to suppose that the name as yet was definitely attached to a particular post. On another occasion the office seems to ' It in oljHervahlo tli;it in tlie oidinanco referred to iti the last note thei'e is no provision for tlie jnstici.ar. He was not iu that eapacity a member of the housi.liohl, altlioiigh the cliancellor was. '' Will. riot. ed. MiisereH, p. 151 ; Ord. Vit. iv. i ; Flor. Wig. A.D. 1067. ^ Ord. Vit. iv. 14. the otfice. XI.] The Justiciar. 347 have been committed to Lanfranc \ Gosfrid of Coutauces, and Robert of Mortain, In all these cases, although the function Question us ,',... to the title discharged was one which belonged to the later justiciar, and borne. they are accordingly stages in the development of that office, it would seem safer to give to the persons employed the more general name of lieutenant or vicegerent. There is no evidence to show that they held any such position during the king's presence in England, or that they exercised even in his absence supreme judicial functions to the exclusion of other great officers of the court. In the placitum held at Pennenden in 1075 Gosfrid acted as president of the court, and in similar trials touching the rights of Ely and Rochester Odo of Bayeux appeared in the same position ^. Under "William Ilufus the functions of the confidential minister Holders of were largely extended ; the office became a permanent one, and under Wil- included the direction of the whole judicial and financial arrange- ments of the kingdom. It is probable that the king, who had no great aptitude for any other business than that of war, was inclined at first to throw the cares of government on his uncle Odo and the bishop of Durham, William of S. Carileph ; to these prelates later writers give the title of justiciar'^. But their treason opened the king's eyes to the imprudence of trusting so great authority to such powerful and ambitious personages, Ranulf Flambard, who succeeded to the place of chief adviser'*, seems to have earned his master's confidence by his ingenious and un- * Dugdale, Orig. Jurid. 20, quoted in Foss's Judges, i. 11 ; Liber Eliensis, ed. Stewart, i. pp. 256-260. The author of the life of Lanfranc, Milo Crispin, a contemporary of Anselm, seems to imply the same thing : ' Quando gloriosus rex Willelmus morabatur in Normamiia, Lanfrancus erat princeps et custos Angliae, subjectis sibi omnibus principibus, et juvantibus in liis quae ad defensionem et dispositionem vel pacem perti- nebant regni, secundum leges patriae.' cap. 15. * At Pennenden, in 1075 (above, p. 277), Gosfrid of Coutances must have been acting as justiciar ; he is described in the Textus Roffensis as 'qui in loco regis fuit et justitiamillani tenuit.' Ang. Sac. i. 335. For the Kochester and EI3' cases see Ang. Sac. i. 339 ; Liber Eliensis (ed. Stewart), i. 252. ^ ' Odo episcopus Bajocensis, justitiarius et princeps totius Angliae.' Hen. Hunt. fol. 212. ' Willelmo Dunelmetisi episcopo commendata erat rerum publicarum administratio.' \V. Malmesb. G. R. iv. § 306. * ' Summus regiarum procurator opum et justitiarius factus est.' Ord. Vit. X. 18. ' Kegiae voluntatis maximus exsecutor.' Eadmer, i. p. 20. 348 Constitutional History. [chap. Career of Scrupulous devices iox increasing the royal revenue, and he may riambard. be looked on as the first consolidator of the functions of the office. It is impossible not to suspect that he had a share in the work of the Domesday Survey^. He was a native of the diocese of Bayeux, in which Caen, the seat of the Norman treasury, was situated, and had been brought up among the inferior officials of the ducal court ^. He had held, in the days of Edward the Confessor, a small estate in Hampshire^, possibly acquired in the service of the Norman bishop William of London. He was afterwards attached to the household of Bishop Maurice, whom he left to become chaplain to the king, an office which he had - held for some years before he came into prominent importance *. As the annals of the Conqueror's reign furnish the names of no great lawyers or financiers, as Ranulf was employed at court during the later years of it, and as his subsequent career proves him to have possessed great ability, if not a systematic policy of administration, it is not unnatural to suppose that he rendered himself useful in the compilation of the great rate-book of the kingdom. And such a supposition almost answers the objection taken to the statement of Ordericus, that he made a new survey in the reign of William E-ufus, of which there is no otlier evidence. The chronicler may have heard that he was em- ployed in the registration of the revenue, and may have attributed it to him as a measure adopted during his term of high office. Titles given However this may have been, and by whatever name the post was dif-tinguished, it became in Flambard's hands all important. He is called by Florence of AVorcester ' negotiorum totius regni exactor/ and ' placitator et totius I'egni exactor ^ : ' expressions which recall the ancient identity of the gerefa with the exactor ", and suggest that one part of the royal policy was to entrust the functions which had belonged to the prajfectus or high steward ' Ahove, p. 302. ^ (Jnl. Vit. viii. 8: he liad been under Robert the dispensator (above, p. 344), who had given liiin the name of Flainbard. ^ Doinos(hiy, i. ;.i ; Ellis, Iiitr. i. 420. * Mr)iiaoliUH Duiieliueiiais, Ang. Sac. i. 706. He is spoken of as a clerk in the Domesday Book, i. 154, 157- Ellis. Intr. i. 420. ' Klor. Wig. A.i). 1099, 1 100. ' Above, p. 82. XI.] The Justiciar. 349 to a clerk or creature of the court. Robert Bloctt, bishop of Lincoln, is called by Henry of Huntingdon ' justitiarius totius Anglise^:' lie may have succeeded Ranulf, but of his adminis- tration nothing is known. The next holder of the office is Career of Bishop Roger of Salisbury. He had a history somewhat like Rof5er of that of Ranulf Flambard. He also was a poor priest of the neighbourhood of Caen. He had attracted Henry's notice, long before he came to the throne, by his expeditious way of cele- brating divine service, had been enlisted by him as a sort of chaplain steward, and by his economy and honesty had justified the confidence reposed in him ^. After Henry's accession he was at first employed as chancellor, and after the reconciliation of the king with Anselm was consecrated to the see of Salisbury, being the first prelate canonically elected since the dispute about investiture had arisen. He seems to have risen at the same time to the place of justiciar^. Under his guidance, Hisad- whether as chancellor or as justiciar, the whole administrative skill, system was remodelled ; the jurisdiction of the Curia regis and Exchequer was carefully organised, and the peace of the country maintained in that theoretical perfection which earned for him the title of the Sword of Righteousness*. He is the first justiciar Avho is called ' secuudus a rege.' He retained the title of justiciar until his arrest by Stephen. His personal history need not be further pursued. Roger of Salisbury cer- tainly bore the title of justiciar ^; whether he acted as the king's lieutenant during his absence is uncertain, and even yet it must ' Henry had been brought up in the bishop's court, and can scarcely have been mistaken as to his rit;ht to bear the title. He calls him dis- tinctly 'Justitiarius totius Angliae.' Anglia Sacra, ii. 695. 2 Will. Newb. i. 6 ; W. Maluiesb. G. R. v. § 408. ' ' Kogerius vir luaiuus in saecularihus, nunc vero regis justitiarius.' Hen. Hunt, de Cont. iM iindi ; Ang. Sac. ii. 700. ' Ro':;erus auteni justitiarius fuit totius Angliae et secundus a rege.' Hen. Hunt Hist. lib. vii. fol. 219. He is called justiciar also by William of Malme.ee formed ; ami (hiring the aclual wars to hold court for the de- terminations of all offences committed against the laws of war, and for XI.] Tlie Hoijal Ilousehohl. 355 Norman reigns neither of them comes into much prominence. !Miles, the constable of Gloucester, who was made earl of Hereford by the empress, and whose dignity descended to the Bohuns, is the first of the number who takes the position ordinarily associated with the title of high constable. Both the constable and the marshal had places and definite functions in the Exchequer. Somewhat of the same developing and defining process which we have traced in the justiciarship seems to have taken place in these offices. Not only was there a Consoiida- ^ . , . . tionofthe double set of officials, arisin" partly pei'haps from the consoli- Kieat offlc s ' o t . 1 1 ofthecouit. dation of the Anglo-Saxon and the Norman courts, but each of the offices seems to have been held by several co-ordinate functionaries — there are several dapiferi and camerarii ^ ; and as every castle had its own constable, there were many barons who had a right to call themselves the king's constables. The attainment by some one of these of the right to call himself high steward, or high constable, was doubtless a gradual pro- ceeding ; and it may conjecturally be referred to the age of Stephen when both the contending parties sought to retain their fickle partisans by the gift of honours and titles. Probably each one of these offices has a history of its own, for which only scanty materials now exist. The separation of the great functionaries of the household Court offices '■ '^ become lie- from those of the State is ultimately marked by the fact of reditary: the former becoming hereditary, while the latter continue to be ministerial. And thi; is further distin£niished : the minis- State offices ^ saleable, terial offices are saleable. The treasurer, the chancellor, even the justiciar, pays a sum of money for his office, or even renders an annual rent or ferm for it ^. This practice runs on to the thirteenth century, when, so many of the dignities having be- come hereditary, and the feeling of the nation being strongly expressed in favour of reform, the king was compelled to choose his subordinate ministers with some reference to their capacity the decision of all ci\nl causes arising in the army concerning the righta of prisoners and booties taken, and such like.' ' See Madox, Exchequer, chap. ii. ; and p. 345 above. ^ See below, pp. 383, 3S4. A a 3 35^ Constitutional History. [chap. Powers of these officers. Judicial powers over tiieir own depart- ments. Tlie great council of the king- dom. Feudal Qua- lilication of its members. for business. Such a history may account for much of the indefinite and complicated character of the offices of State. The powers of these officers were very considerable, and were extended by continual encroachments. Each dignitary of the household was a member of the Curia Regis and Exchequer, and in that capacity exercised from time to time judicial func- tions. Each too had under him a staff of servants over whom he exercised judicature and discipline ; and this was extended to the cognisance of all offences committed or disputes arising in the department which was nominally under his management. Hence the origin of the courts of the high steward, the con- stable, and the marshal, which are subjects of complaint down to a late period. These courts were naturally regarded as exceptions to the common law of the land which was admin- istered by the justiciar or under his superintendence. 123. The witenagemot of the kingdom, now subsisting under the title of the great court or council, forms a second circle round the sovereign \ Under the Conqueror this assembly re- tained very much of its earlier character : the bishops and abbots still attended in virtue of their official wisdom, and witli them the great officers of State and the chief of the Norman baronage. It was however rather a court than an organised council. It cannot be certainly affirmed that the tenure of a particular estate of laud, held by homage and fealty, either was an indispensable qualification or bestowed tlie privilege of mem- bership : and before the reign of Henry II it would be rash ' Gneist, Verwalt. i. 238 sq., argues strongly against the continuance of the witenagemot in the form of a feudal council, and maintains the practically absolute character of the government in the Nonnan times. It w(juld not now Ije contended that the assemhlii s brought together by the Conqueror or Henry I had the ilefinite organisation of tlie {)arliaments of Edward I, or even of the councils of Henry II. But that there were such gatherings of magnates, and that those gatlierings, when they emerge from obscuiity in the reign of Henry II, were assemblies of tenants-in- chief, is clear on the face of the history. Tiie i)eriod was one of transition and growth in every way. No legislative act turned the witenagemot into a feudal council, and no legislative act turned the feudal council into a parliament. On tlie other hand, Gneist's |)osition, that the Norman assemblies were not indepenilent legislative or governing asseml)lies, needs no proof The kings were practically absolute, but they retained the tiieury and the form of a national council. XI.] The Kings Court and Council. 357 to maintain that every tenant-in-cliief of the crown was a Assembly of tenants iii- mcmber of the assembly, although every member of the assembly chi«;f. was, after the settlement of the question of investiture, obliged to hold his barony by homage and fealty. It is of course only to the bishops and abbots that that measure directly applies, but its operation in their case necessarily involves the obser- vance of the rule in all others. It is sufficiently obvious from the Domesday record that the tenants-in- chief had long had their position and character defiued. That the forcing of homage and fealty, with the baronial tenure, upon the bishops had the effect of annihilating their earlier title to appear in the witena- gemot as sapientes can scarcely be maintained ^. It completed however the symmetry of the baronage, and gave a basis of uniformity to the court in which tliey were assembled. The Other coim- . . . sellois. kmgs no doubt exercised the right of associating in their deliberations such counsellors as it might seem convenient to admit, as, for instance, a Roman legate, a Norman prelate who would be unlikely to have lands in England, or even lawyers, monks, or clergymen of special skill or sanctity ; but it does not follow that such strangers w^ould be allowed to vote in caj-e of any difference of opinion. Except in the anomalous period of Stephen's reign, there are no records of any such discussions as might lead to divisions. In private perhaps the sovereign listened to advice, but, so far as history goes, the * Matthew Paris places the coramutation of title in A.D. 1070 : ' Epi- scopatus (juoque et abliatias niiines quae baronias tenebant et eatenus ab omni seivitute saeculari libertatem liabuerant, .sub servitute statuit niilitari, inrotulans singiilos episcopatiis et aljb itias pro voluntate sua, quot milites sibi et successoribus suis hostilitatis tempore voluit a singulis e.vhiberi' (ed. Wats, p. 7). Even if this refers to any real act of William, and is not a mistaken account of the effect of the Domesday Survey, the change is not completed until tlie prelates do homage and fealty for their temporalities. The exact form and nature of episcopal homage is a matter of discussion, on which see Taylor, Glory of Kegality, pp. 357 sq. Glan- vill (ix. i) says, ' episcopi vero consecrati homa^dum facere non solent domino regi etiam de baroniis suis, sed fidelit:iteni cum juramentis inter- positis ipsi prsestare solent. Electi vero in episcopds ante consecrationem suan\ homagia sua facere solent.' As no bishop could say to the king 'devenio hojno vester,' the form was probably of the nature of fealty rather than homage. Hence the bishops were summoned to parliament * in fide et ddectione quibus nobis tenemini,' lay lords ' in fide et homagio.' Yet in common language the bishops held their baronies by homage and fealty. ^^8 Constitutional History. [chap. General counsellors who took part iii formal deliberations must have iiiianimitv , . i • » i i p • ill recorded been unanimous or subservient. An assembly of courtiers, holding their lands of the king, and brought together rather for jDompous display than for political business, may seem scarcely entitled to the name of a national council ^ Such as it was, however, this court of bishops, abbots, earls, barons, and knights was the council by whose advice and consent the kings condescended to act, or to declare that they acted ^. TheXoi-man A council based on the principle that its members are council ge- nerally an qualified bv feudal tenure of land ought not to confine itself assembly of ^ ■' _ ° _ iTiajcnates: to an assembly of magnates: it should include all freeholders of town or countiy who are not under any mesne lord, and would thus be in theoiy a much larger and more liberal re- presentation of the nation than anything that had existed since but some- the days of the Heptarchy. On some occasions, especially at general the great councils of Salisbury in 1086 and 11 16, it is probable meeting of ° •' . laud-owners, that a general muster of the landowners of the kingdom was held, at which all were expected either to be present or to send their excuses by the sheriffs, who on the former occasion are espe- cially said to have been summoned ^. But the number of per- sons who were really consulted on business, or to whom the show of such attention was paid, must have been always very limited. As both earlier and later was the case, only the highest class was called on to treat of the highest matters ; the ' GiiCist (Verw. i. 223) remarks that in the solemn courts held at the festiva'a the oppressed English might recognise the ancient witenagemot, and the proud Norman the baronial court ; whilst the Conqueror took good care that they should be neither the one nor the other. The view which I have maintained in these chapters is diffl nnt : I believe that the Conqutror wished to make these councils ijoth witenagemots and baronial courts, so maintaining form and reality that the one principle should be a check upon the other ; but it is a mistake to adopt too strict dutinitions in such matter. The evidence of the Chronicle is sufficient to prove the form and reality of deliberatii n. In 1085, 'At mid-winter the king was at CTloucester with ids witan, and he held his court (hired) there five days : and afterwards the archbishop and clergy held a synod there for three days. . . . After this the king held a great consultation (niycel gethealii).' Chron. Sax. A.D. 1085. * ' Arcebiscojias and leodbiscopas, abbodas and eorlas, thegnas and cnihtas.' Chron. Sax. A.D. 1086. ^ ' Archiejnscopi, episcopi, abbates, comites, barones, vicecomites, cum suis militibus.' Flor. Wig. A.D. 1086. XI.] The Bishops at Court. 359 i)eonle, if tliey were called at all, would hear and obey. And Ordinary members thus the constituent paHs of the assembly are reduced to the of these T , . 1 m councils. archbishops, bishops, abbots, earls, barons, and knights, ilie sheriffs, who would come invariably under one of these heads, may be left out of consideration in this relation. The enu- meration is however in no way based on a logical division ; all the members were barons by tenure, greater or less, and all the earls and barons strictly so called were probably knights. On the ecclesiastical members of the council it is unnecessary Bishops, to dwell : their chai-acter is, except as affected by the acceptance of feudal baronies, exactly the same as it was before ^ The The arcli- archbishop of Canterbury is still recognised as the first con- P'VJ**^'?"'^ stitutional adviser of the crown "- : William Rufus acknowledges adviser or the crown. the right of Lanfranc as distinctly as Henry I does that of Anselm^. And the importance of this position probably lay at the root of the claim made by the kings to decide which of two rival poises should be recognised in the coimtry : the theory that it was by the acceptance of the pall from Rome that the mctropolitical status was completed, might have ex- posed the king to the necessity of receiving his chief counsellor from a hostile power, unless limited by such a condition * : and as the papal theory of appeals and legations was not yet ajjplied ' This is the old question of the title of the bishops to sit in parliament. It is scarcely necessary to say more than that they had sat before the Conquest as witan, and continued to do so without break afterwards. See Selden, Titles of Honour, pp. 695, 6(j6 ; Hody, Convocation, pp. 128, 129. The bishop of Rochester always sat in parliament, even when he received his temporalities from the archbishop of Canterbury and not from the king ; and accordingly the bishops of the sees founded at the Reformation, wiio never held baronies at all, sit exactly as the other bishops. Tiie qualification is however strictly official wisdom, for suffragans, although spiritually equal to dicK-esan bishops, have never sat. Hody explains this by saying that the bisliops sit .as governors of the Church ; and the same may be said of abbots and priors, although, as their appearance in the national council is for the most part subsequent to the Conquest, and a-s only the abbots and priors who held baronies were summoned, the question with regard to them is more complicated than that of the bishops. ■■' This fact app-ars clearly in Lanfranc's letters ; e. g. ' hoc est consilium regis et meiun,' Ep. 32 ; cf. Ep. 58. Anselm tried to obtain a promise from William Rufus, that he would act on his advice in the »ame way. Eadmer, i. p. 20. * Above, p. 304. * Above, p. 2S5. 36o Constitutional History. [chap. His impor- tant nnd in- dependent position. The ai'cli- bishop of York. The earls. Tlie Oon- riiieror"s tairls were chiefly hold ors of old En(rli.sh cai Idoms. to England, the power of the archbishop to further or retard the promotion of bishops was practically unlimited, except by means which it would have been highly dangei'ous for the king to adopt. Even at the best the relations of the archbishoj>s to the Norman kings were hazardous, and depended far more on personal than on legal considerations. The fact that even William Rufus was obliged to excejit the primatial see of Canterbur}^ from his unscrupulous misuse of patronage, is another proof of the strong constitutional hold of the arch- bishops ; a hold which their consistent exertions for the pro- tection of the people and the purification of the Church most amply justified. The whole of the ejiiscopal body was until the middle of Hemy I's reign sworn to obedience to Canterbury ; and the archbishop of York, even after he had obtained re- cognition of his independenc.e, had so small a body of suflfragans as to make his position in fact subordinate. He was veiy powerful in Yorkshire, but of secondary importance at court. 124. The earls of the Norman period are not numerous, nor are the peculiar characteristics of the rank well ascertained. The tendency towards feudalisation of the governmental ma- chinery, wdiich had been growing since the days of Canute, might have made the assimilation of the English ealdornian to the Norman count easy and obvious ; but that tendency was counteracted by the policy of William in more ways than one ; and consequently it is difficult to reduce the exjicdients which he adopted in the several cases to a uniform rule. In the early days of his reign the earls whom he appointed seem to be merely successors to the English magistrates of the same name. William Fitz-Osbcrn, for instance, succeeds to the earl- dom of Herefordshire which had been held by the Confessor's nci)hew Ralph ; Ralph Guader has the earldom of East-Anglia ; and Edwin and Walthcof retain until their fall some portion of the territory which they had inherited with the same title. The three great earldoms of Chester, Shropshire, and Northum- berland were created by the Concjucror out of the forfeited inheritance of Edwin, Morcar, and Waltheof, and may likewise be regarded as continuing the line of the ancient magistracies. XI.] Earhlums. 361 Hugh of Avraiichos earl of Chester, Roger of Montgomery eai'l of Shropshire, and Albcric earl of Northumberland ai'e the only persons who in Domesday hold the title of comes by virtue of English earldoms'; all the rest — William of Evreux, Robert of Eu, Robert of Mortain, Eustace of Boulogne, Alan of Brit- tany, and Robert of Meulan — were counts simply, the first three of Norman, the latter three of French covinties^. In sonie other Bishops cases the jui'isdiction of the ealdorman was held by a bishop, who earls. may have borne the title of earl, although the evidence on this point is not convincing : such was the position of Odo of Bayeux in Kent, of Walcher of Durham, and pei-liaps of Gosfrid of Cou- tances, the founder of the fortunes of the Mowbrays, in Northum- berland. The third penny of the county, which had been a part of the profits of the English earls, is occasionally referred to in Domesday', but not in connexion with existing earldoms, as was afteiwards the case. The title thus sparingly bestowed by the Conqueror was conferred little more lavishW by his sons : Henry Earls e r, T ^ c crcjited by of Beaumont, brother of the count of Meulan, was made earl of William Warwick*, Robert Mowbray earl of Northumbei'land, and William Henry 1. of Warenne earl of Surrey^, by William Rufus ; the count of Meulan himself received the earldom of Leicester from Henry I ; ' To these may be added the Countess Judith, the wich^w of Waltheof, who had the counties of Huntingdon and Northampton as earldoms, which descended to her daughter Maud, and through her to the family of Senlis and tlie kings of Scots. * Ordericus Vitalis has unfortunately created a good deal of confusion on this point : he savs (lib. iv. c. 7) that the Conqueror gave the county of Buckingham to Walter Giffard, that of Surrey to Wdliam of Warenne, and tliat of Holderness to Odo of Champagne ; in each case the comitatus here given was given as a lordship, not as an earldom, and accordingly none of the three apjjear as comitcs in Domesday. The lordship of Holder- ness was held with the county of Auniale. The earldom of Surrey was created by William Rufus : that of Buckingham is obscure in its origin, but is probably to be i-eferred to William Rufus. That of Devon is said to have been created for Richard of Redvers by Henry I. The most famous however of the disputed earldoms is that of Richmond, the lordship given by the Conqueror to Alan count of Brittany. On this see the third report of the Lords' Committee on the dignity of a peer, pp. 96 sq. ; Courthope's Historic Peerage, p. 395. ^ See above, p. 113. * The count of Meulan had considerable rights in Warwickshire, re- corded in Domesday, but the earldom was created for Henry his brother ; and he himself obtained the earldom of Leicester in 1103. -r- * In 1089; Ord. Vit. viii. c. 9. See also Ellis, lutrod. i. 507. 3^2 Constitutional History. [chap. the earldom of Gloucester was conferred by the same king on his illegitimate son. In all these cases it is probable that some portion of the traditional authority of the ealdormanship was con- ferred with the title. The next reign saw a great increase in the number and a change in the character of these officers ^ Stephen, almost before the struggle for the crown had begun, attempted to strengthen his party by a creation of new earls. To these the third penny of the county was given, and their connexion with the district from which the title was taken was generally confined to this comparatively small endowment, the rest of their provision being furnished by pensions on the Exchequer. Tlif earls A similar expedient was adopted by the empress; and as most of steiiiien and the earls SO created contrived to retain their titles, it is possible Matilda. i n /• • • i • i that the irequent tergiversations which mark the struggle may have been caused by the desire of obtaining confirmation of the rank from both the competitors for the crown. Stephen made Hugh Bigod earl of Norfolk, Aubrey de Vere earl of Oxford, (jeofFrey de Mandeville earl of Essex, Richard de Clare earl of Hertford, William of Aumale earl of Yorkshire, Gilbert de Clare earl of Pembroke, Robert de Ferrers earl of Derby, and Hugh de Beaumont earl of Bedford ^. The empi'ess created the * The comites mentioned in the Pipe Roll of 31 Henry I are the counts of Eu, Beaumont, Brittany, Perche, Flanders, Guisnes, Meulan, Mortain, and Provins; and the earls of Chester, Gloucester, Leicester, Warenne (SuiTey), and Warwick. " As Stephen's earldoms are a matter of great constitutional importance, it is as well to f,nve the dates and authorities : — Hugh Bigod, Norfolk; before 1153. Foedera, i. 18. Aubrey de Vere, Oxford ; question;ible. Geoffrey de Mandeville, Essex; before 1 143. Foedera, i. 18. Richard de Clare, Hertford ; uncertain. William of Aumale, Yorkshire ; in 1 138. John of Hexham (ed. Raine), p. 120. Gilbert de Clare, Pembroke; in 1138. Ord. Vit. xiii. 37. Robert de Ferrers, Derby; in 1138. John of Hexham, p. 120; Ord. Vit. xiii. 37. Hugh de Beaumont, Bedford. Gesta Stephani, p. 74. William of Ypres, Kunt ; questionable. Meyer, Annalcs Flandriae, ]). 51. The dates and authorities for the empress's earldoms are as follows : — William de Mohun, Somerset. Mon. Angl. vi. 335. Patrick of Salisbury, Salisbui-y; before 1x53. Foedera, i. 16. Miles of Glouce-ter, Hereford ; 1141. Foedera, i. 14 ; Selden, Titles of Honour, p. 648. XI.] Palatine Earldoms, 363 earldoms of Salisbury, Hereford, Somerset, Cambridge, and Es^sex, if not more. Two or tliree earldoms of unceitaiu creation, such as those of Buckingham and Lincoln \ which were possibly connected with hereditary sheriffdoms, appear about the same period. The dignity of an earl was conferred by a special investitui'e, Investiture . . . of earls. the girding on of the sword of the county by the king himself, and may be regarded so far as a personal rather than a territo- rial office, like knighthood itself. But the idea of official po- sition is not lost sight of, although the third penny of the pleas and the sword of the shire alone attest its original character. The relief of the earl, like the heriot of his predecessor, is much higher than that of the simple baron ; and although we have no warrant for supposing that a fixed number of knights' fees was necessarily attached to the title, the possessions of the earl were as a rule very much larger than those of the baron. The question of the jurisdiction of the earl in his shire is Juris(ti( tion somewhat complicated. In some cases the title was joined to the lordship of all or nearly all the land in the shire; in some it conveyed apparently the hereditary sheriff'ship ^ ; and in a few cases the regalia or royal rights of jurisdiction. The palatine Palatine 11 /> i-.i 1 • ^ ■ • <• 1 1 earldoms, earldom 01 Uhester •* is the most important instance or the latter class. The earl, as we have seen already, was said to hold his earldom as freely by his sword as the king held England by the crown ; he was lord of all the land in his shire that was not in the hands of the bishop; he had his court of barons of the palatinate, AuVirey de Vera, Cambridge. Dugdale, Baronage, p. 190; Selden, Titles, p. 650. Geoffrey de Mandeville, Essex. Selden, Titles, p. 647. Re>^inald, Cornwall ; appointed by Robert of Gloucester in 1 140. W. Malinesb. Hist. Nov. ii § 34. ' On the history of the earldom of Lincoln, see Courthope, Hist. Peerage, p. 287. * See the grant to Geoffrey Mandeville, Selden. p. 647. The earls of Salisbury were sheriffs of Wilts from the reign of Henry II to the 1 6th of Henry III : their earldom being in fact based ou a liereditary sheriffdom of earlier date. The Beaucliamp e;irldom of Warwick was in the same way founded on a hereditary sheriffdom held almust from the Conquest. ^ On the palatine earldom in general, see Selden, Titles of Honour, pp. 640 sq. ; above, p. 271. The fii-st creation of a palatine earldom under that name is that of Lancaster in 1351. 3^4 Constitutional ITidori/. [chap. The palatine the writs ran in his name, and he was in feet a feudal sovereign e^irldoms. • r^^ ^ • ^ -t • • i i mi • ^ in Cheshire as the king was in Normandy \ The bishop of Durham occupied exactly the same jjosition in Durham, a position of earlier date than the conquest, founded on the immunities granted by the Northumbrian kings, and confirmed by the Conqueror, in the idea probably of placing a strong and in- violable jurisdiction as an obstacle to Scottish invasion ^ The earldom of Kent is said by Ordericus Vitalis to have been con- ferred as a palatine earldom on Odo of Bayeux ; but, although at the time of the Domesday Survey he is still found in possession of an enormous number of lordships in the coimty, the day of his greatness was over, and we are left in uncertainty whether he ever really possessed the regalia. Another case is the earl- dom of Shrewsbury ^ : Roger Montgomery held as lord all the land in Shropshire, save such as belonged to the church and five comparatively insignificant tenants-in-chief : in a charter pre- served by Ordericus Vitalis he speaks of the sheriff of the county as 'my sheriff''' ' in a way that leads to the conclusion that he also may have possessed palatine rights ; but this earldom was forfeited before the time at which documentary evidence PossiViie would be found to illustrate it more fully. The other earldoms risdictioiis based Oil the Anglo-Saxon jurisdictions are liable to similar ' The palatine earldom of Chester had its own courts, judges, and staff of officers, constable, steward and the rest : it had its parliament, con- sisting of the barons of the county, and was not until 1541 re])resented in tlie parliament of the kini,'dort, and Kin. 68). Thomas Piicket knijihted the count of nuisnc.s (l)u Cange, s. v. Miles), and William bishop of Ely knighlod Italpli I'ciuichanip aa late as II91. 11. Diceto, c. 664. * Hen. Hunt. lul. 226. xr.] Attendance at Court. 369 men of London and York for instance. It is certain that on several occasions the citizens of the capital took part in deliber- ation. In the asseniMy at which the election of the Empress Matilda took place, the ' Communio ' of the city of London was heard pleading for Stephen's liberation ; but we have no evi- dence for determining in what character they attended '. The great citizens of Loudon would most of them l)e of knightly rank, possessing qualifications in hind, and taking rank as barons. The corporate character of the city constitution was very grudgingly admitted, and although it is just possible that some representative functions may have been discharged by its No trace of . . o J represeiitii- princiiml members who sat m their own personal risrht, it is tive mem- , ,, , , . , . bersofthe probable that the ' communio itself could only be heard by Norman petition. The idea of representation which was familiar enough in the local courts might be expected, in a constitution so en- tirely based on land tenure, to appear in the central council as well. But it is not to be traced in existing records, and, when it does appear later, it is in that intermittent, growing, and struggling form which shows it to be a novelty. Of any repre- sentation of the freeholders in general there is not even a sus- picion. The sheriffs would, as being barons themselves, have their places in the council, and might report the needs and wishes of their neighbours, but as royal nominees and farmers of the revenue, they could not be expected to sympathise deeply with the population which they had to assess and to ojopress. It is not to be supposed that the assemblies at which all, or Gcneml even a large proportion, of the tenants-in-chief presented them- ^^IJ^^n- selves were very frequent. The councils of Salisbury already not frequeiit! referred to^ are perhaps the only occasions on which anything like a general assembly was brought together. These were for the special purpose of taking the oaths of fealty, and comprised other elements than the tcnants-in-chief The ordinary courts or councils were of a much more limited character, seldom con- taining more than the bishops and ' proceres,' a term that would include only the earls and greater barons. These courts were held Tlie iBrcat On the great Church festivals, Christmas, Easter, and "Whitsun- courts. * See above, p. 329. » See above, p. 358. B b 370 Constitutional History. [chap. Places of council. tide : generally at the great cities of southern England, London, Winchester, and Gloucester^. The king appeared wearing his crown ; a special peace was maintained, necessarily no doubt in consequence of the multitude of armed retainers who attended the barons^ ; and magnificent hospitality was accorded to all comers. ' Thrice a year,' says the Chronicle, ' King "William wore his crown every year that he was in England ; at Easter he wore it at Winchester, at Pentecost at Westminster, and at Christmas at Gloucester. And at these times all the men of England were with him, archbishops, bishops and abbots, earls, thegns and knights^.' A similar usage was observed by his sons, although neither he nor they regularly followed the rotation thus de- scribed*; they called together their barons whenever and wherever they pleased ; and many of their courts were held at theii' forest palaces in AViltshire and Berkshire. Under Henry I the number of places of council was largely increased, and the enlarged accommodation afforded by the growing monasteries was utilised. Councils were held at Windsor, Rockingham, Woodstock, among the forest palaces ; at Oxford, Northampton, and other midland towns ^ The cessation of the solemn courts under Stephen was regarded by Henry of Huntingdon as a fatal mark of national decline^. 125. These assemblies must be regarded as legally possessed of and consent the full powcrs of the old witcnaoemot : but the exercise of of the . * ^ baronage, their powers depended on the will of the king, and under the ' See above, p. 268. ^ Sec above, p. 181. Tbe crown was placed on the king's head by the archl)i>hop, on these occasions in his own clianiber, before he walked in pro- cession. See Eadnier, lib. vi. p. i_:^7 ; Hovcdon, iii. 59 ; Girvase, c. 1587. ^ Chron. Sax. a.d. 10S7 ; W. Maimesb. Vit. S. Wulfst. lib. ii. c. 12 : 'Rex Willelmus consuetiidiiicin iniluxcrat, qiiani succcssores aliquam diu tritam postmodum consenesccre perinisere. Ea erat ut tcr in anno cuncti opti- mates ad curiam convenirent de necessariis regiii tractaturi, siniulque visuri regis ir.signi; (juoniodo itet gcniinato fastigiatus diadcniate.' The custoin was restored by Henry 11, but di.suH(;d after the year ii,s8. Gneist, who will not allow tlie continuance of the witenajeniot in any shape, or the existence of a regular feudal court under the Norman kings, sees in these assemblies only pageants whose Kplcnt Pascha (a.d. 1132) fuit magnum placitum apud Londoniam, ubi de pluribus quidem et niaxime de diseordia episcopi Sancti Davidis et episcopi Claniorgensis de finibus parochiaium suarum tractatum est.' The discussion was continued in a conventus at London, and another at Winchester. This suit is described in the Cont. Flor. Wig. (A.D. 1128) as discussed 'in generali concilio' some years before. * Cont. Flor. Wig. a.d. 1126 : ' Consilio baroniim suorura.' ' W. Midmesb. Hist. Nov. ii. § 20 ; Gesta Stephani, p. 49. * Instances of tliis proceeding are very numerous : e.g. ' in Nativitate Domini curiam suam Ghiwornae tenuit, ubi tribus suis capellanis .... dedit praesulatuin.' Flor. Wig. A.D. 1085. * Two instances will suffice here. Umier Henry I, after the .settlement with Anselm, — ' Willt;Imus ... ad archiepiscopatum Cantuariensem Gla- womae ubi in Purificatione Sanctae Mariae rex tenuit curiam suam eligitur;' Cont. Flor. Wig. a.d. 1123; under Stephen, after tiie grant of free election to the clergy, — ' Sciatis rae dedisse et concessisse Rodberto episcopo Batho- niae episcopatum Bathoniae .... canonica prius electione praecedente et communi vestro (^sc. archiepiscoporiun, episcoporum, abbatuni, comitum, viceomitum, baronuni et omnium tidelium) consilio, voto et favore prose- quente .... apud Westraonasterium in geueralis concilii celebratione et Pascbalis festi solemnitate.' Foedera, i. 16. ® See above, pp. 363, 368. ' Flor. Wig. A.D. 10S6, 1 1 16, 1 1 26. * Henry I writes to Anselm (Epp. Ans. iii. 94), 'volo legatos meos Roniam mittere et consilio Dei et baionum meorum domino papae inde 374 Constitutional Hidory, [chap. Election of marriages ^, and the like. Of the shai'e taken by the baronage in the election of the king enough has been said already : it was a right which each sovereign in turn was' politic enough to acknowledge, and of the reality of which he was so far con- scious that he took every means of escaping it. The election of Henry I and Stephen, the claim put forward to elect the empress, the acceptance of the heir of King Henry and the rejection of the heir of Stephen, place this j^rerogative of the nation, however indifferently the council which exercised it represented the nation, upon an incontestable basis. Ec-ciesiasti- The power of the clergy was so strong durinfj these reigns ciil business ^ pit.- • intheereat that we must not expect to find ecclesiastical questions treated councils. . , 1 in the secular councils except under the greatest reserve. It must however have been a very large gathering that accepted the conditions made by Henry I and Anselm in 1107^: in the following year we find the canons of a Church council at London passed in the pi-esence of the king, with the assent of all his barons'; in A.D. 1 1 27, after a similar council, Henry granted his assent to the statutes passed in it, and confirmed them ' by his royal power and authority*,' on the principle of his father's policy. Coincidence On this and some other occasions we find distinct traces of a of baronial 1 • 1 ^ t ^ 1- i • • 1 1 • and episco- usage which forms a peculiar mark 01 our ecclesiastical history j the king holds his court at Westminster, whilst the archbishop celebrates his council in the same city ; the two assemblies toge- ther form a precedent for the coincident summoning of parlia- ment and convocation in later days''. The special significance respondere.' See also lib. iv. epp. 4, 6. The see of Ely was founded by the king with the counsel of the kingdom, ' regi et archiepiscopo caeteiisque principihus visum.' Eadmer, ]). 95. ' Eadmer, lib. vi. p. 136 : 'Rex . . . consilio Radulfi Cantuariorum pon- tificis et principum regni quos omnes . . . congregavit, decrevit sibi in uxorem Atheleidem . . . .' See also Hen. Hunt. fol. 220. * ' Jn kalendis AugUHti conventuH omnium episcoijorum, abbatura et procerum regni Lundoniae in palatio regis factus est.* Flor. Wig. A.D. 1107 ; Jiadmer, p. 91. ' ' Eiiiscopi Ht.-itiicrunt in praesentia ejusdem gloriosi resis Henrici, anaensu omnium haronum suorum.' Flor. Wig. a.d. 1108 ; Eadmer, p. 95. * ' AuditiH coricilii gestis assensum praebuit, auctorit;ite rogia et potestate concessit et confirmavit statuta concilii.' Cont. Flor. Wig. a.d. i 127. * In 1 102, 'Celel)ratum ont concilium in ecclesia heati Petri in occidentali parte juxta Lundoniam sita, commuui consensu episcoporum, et abbatum jial councils. x.r.] Ucclesiastical Business. 375 however of the king's ratification of the canons of 1127 lies in the fact that the archbishop had just returned from Rome, invested with that k^gatine character which was so often a stumbling-l)lock both in civil and ecclesiastical affairs. The king had succeeded in obtaining the office for the first time for the primate, with whom he was acting in concert ; the canons The canons . ... OlA.D. 1127. of the council liad thus the tlu'eefold sanction of the national C^hurch, the King, and the Holy See, without any concession being made by either as to the necessity of confirmation by the other two. These proceedings completed the harmony of Church and State, which was one of the great objects of Henry's policy, and which was rudely broken by the quarrels of Stephen. In the last reign of the period the ecclesiastical councils claim Ecclesiasti- and exert more real power than could be decently claimed for of Stephen's such assemblies of the barons as either party could bring toge- secular tlier. The assembly at Winchester in which Matilda was elected was a synod of the clergy, who were present in three bodies, bishops, abbots, and archdeacons, and were separately consulted ^ ; but it was largely attended by the barons of the party. The council of A.D. 1151, in which Stephen, Eustace, and the barons appeared, and in which both parties appealed to the pope for the settlement of their claims, was primarily an ecclesiastical council summoned by archbishop Theobald in his capacity of et principum totius regni : in quo praesedit Anselmus. . . Huic conventui iitFueruut, Anselmo archiepiscopo peteute a rege, primates regni, qua^.enua quicquid ejusdem concilii auctoritate decerneretur iitriusque ordinis con- cordi cura et soUicitudine ratura servaretur ; ' Eadiner, p. 67. Florence's account is based on this ; but lie adds, ' In festivitate S. Michaelis rex fuit Lundoniae apud Westniouasterium et cum eo omnes principes regni sui, ecclesiastici et saecularis ordinis, ubi duos de clericis duobus episcopatibus investivit . . , ubi etiani Anselmus tenuit magnum concilium de his quae ad Ohristianitatem pertinent.' The case of 1127 is even more distinct: ' Rex anxiatus concilium tenuit ad Roijationes apud Londoniam, et Willel- mus archiepiscopus Cantuariensis similiter in eadem villa apud Westmin- ster.' The king's assembly was in th ■ palace, the archbishoji's in the church : the date of the latter is given by the Continuator of Florence, May 13-16, the Friday. Saturday, Sunday, and Monday after the Rogation days. ' William of Malme>bury was present and describes the council accu- rately : 'Post recitata scripta excusatoria quibus absentiam suam quidam tutati sunt, sevocavit in partem legatus episcopos, habuitque cum eis arca- num consUii sui ; post mox abbates, postremo architUaconi convocati. . . Hist. Nov. iii. § 43. 376 Constitutional History. [chap. the kitig's court and Exchequer. legate ^. It is in fact difficult to discover after the fourth year of Stephen any assembly to which the name of national council can be given, although, in the confused accounts of the final pacification, we may detect evidence that proves such assemblies to have been held. The abeyance however of all the constitu- tional machinery at this period, and the almost irreconcileable chronological difficulties which meet lis in the annals, may well excuse some hesitation in forcing a genei'al conclusion from these precedents. 126. The exact relation of the administrative system to the national council is not very easy to define ; for the lawyers and Eelation of historians give no glimpse of a theory of government, and the council to documentary evidences of the Norman period are by no means abundant. It would be rash to affirm that the supreme courts of judicature and finance were committees of the national council, although the title of Curia belongs to both, and it is dif- ficult to see where the functions of the one end and those of the other begin. And it would be scarcely less rash to regard the two great tribunals, the Curia Regis and Exchequer, as mere sessions of the king's household ministers, undertaking the administration of national business without reference to the action of the greater council of the kingdom. The historical development of the system is obscure in the extreme. The Conqueror, as duke of Normandy, had no doubt a high court of judicature and a general assembly of his barons; Edward the Confessor had his national witenagemot, which likewise exercised the functions of judicature; he also, as we must infer from Domesday, had a centi'alised system of finance, a tieasury with its staff of keepers and assessors. How much of the new administrative machinery was imported directly from Normandy, how mucli was English, how much derived its existence from the juxtaposition of the two, we have to decide on conjecture rather than on evidence ; and the materials for answering the ' ' Annoxvi"'. Tc(>l);il(lusCantuarionsi.s archicpisco))Uset apostolicae sedis legatuH teiiuit concilium gcncrale apud Loiidoniani in media Quadra- gesima, ul)i rex HtepliaiiUH et filiun huus KustacliiuH et Angliae proceres interfuerunt, totuuKjiie illud coiiriliuni novis appellationibus infreuduit.' Hen. Hunt. fol. 226. XI.] The Exchequer. 377 question, which concerns still wider generalisations, will be given further on. It may be enough here to note, that whereas under William the Conqueror and William Rufus the term Curia generally, if not invariably, refers to the solemn courts held thrice a year or on particular sunnnons, at which all tenauts-in- chief were supposed to attend ', from the reign of Henry I we have distinct traces of a judicial system, a supreme court of Central system of justice, called the Curia Regis, presided over by the kuig or iuiministra- . . . , ,,,... 1 tion from justiciar, and containing other judges also called justiciars, the the reign of chief being occasionally distinguished by the title of ' summus,' ' magnus,' or ' capitalist The same body also managed the assess- ment and collection of the revenue, and for this purpose had a separate and very elaborate organisation, through the history of which the chai'acter of their judicial work is chiefly made intelligible ; and which may accordingly be stated fii'st. The Exchequer^ of the Norman king's was the coui't in which TheKx- ^ _ _ ° chequer. the whole financial business of the country was transacted, and as the whole administration of justice, and even the military organisation, was dependent upon the fiscal officers, the whole framework of society may be said to have passed annually under its review. It derived its name from the chequered cloth which covered the table at which the accounts were taken ^, a name * This of course is not in exact agreement with Gneist's view. He holds that only the great magnates ever attended. It is clear however that on some occasions a large proportion of the landowners were present even in the Norman reigns, and under Henry II these assemblies are distinctly courts of feudal tenants-in -chief, from the ver^- first years of the reign. It seems far more probable that the earlier assemblies were constituted on the same principle, than that that kin^r should begin his reign by a violent iimova- tion. Of course, as a rule, only the great barons would take the trouble or be at the cost of attending. It is of tiie greatest importance in all our early history to remember that attendance at courts and councils was not regarded as a privilege, but as a burden ; suit and service were alike onerous. ^ The contemporaneous authorities on the Exchequer are the Pipe Rolls, and the Dialogus de Scaccario, a work on the subject written by Richard bishop of London the Treasurer, who was son of Bi.shop Niijel the Treasurer, and great-nephew of the justiciar Roger of Salisbury. The great work of Madox, the History of the Exchequer, furnishes an enormous amount of illustrative matter. ' Dialogus de Scaccario, i. i : 'Pannus . . . nigervirgis distinctus distau- tibus a se virgis vel pedis vel palmae extentae spatio.' ^yS Constitutional History. [chap. which suggested to the spectator the idea of a game at chess between the receiver and the payer, the treasurer and the sheriff. As this name never occurs before the r^ign of Henry I^, and as the tradition of the couii; preserved the remembrance of a time when the business which took place in it was transacted ' ad taleas,' ' at the tallies/ it seems certain that the date of complete organisation should be referred to this period^. Under the Anglo-Saxon kings we may presume that the treasure or ^ort/ was under the mauage- The growth ment of a qerefa or hordere^, but although the mention of such of the Ex- . . . ' iiequer. an officer is not uncommon, there are no distinct traces of courts of account : the taxes were collected by the sheriffs and other reeves, and the treasure was preserved in the palace : some * The argiiments for a Norman Exchequer (eo nomine) existing earlier than the English are of no account. There is no genuine mention of it before the reign of Henry II. The supposed mention of tlie Exchequer of Normandy in a record of 1061 (Gneist, Verwalt. i. 194) is a mistake. But the subject will be noticed further on. * As the roll of 31 Henry I is still in existence, it seems quite justifiable to regard the Exchequer as a fully developed part of the Norman regime, although a great deal of its political and constitutional importance belongs to the perio'l of revival under Henry II. ^ The word occurs in the laws of Athelstan, 'Cyninges hordera oththe ure geref ena ; ' not however as the name of a great official. The author of the Dialogus says that there were in his time some who referred the insti- tution back to the English kings ; he does not agree Math this, because there is no mention in Domesday-book of the ' blanch-femi.' Mr. Stapleton liowever in the preface to the Rolls of the Norman Exchequer points out that the ' blanch ferm ' has its origin in a state of things that did not exist in Nonnandy, and was 'consequent upon the monetary sy>tem of the Anglo-Saxons.' The argument is very technical, but q\iite conclusive. The ' ferm ' or pecuniary payment made by the sheriffs was said to be 'blanched,' 'dealhatum,' when it had been tested Ijy fire, weiglied, and by additional payment brought to the standard of the royal mint at Win- chester. There was no such fixed standard in Normandy, and as the bianchferm was an integral part of the English system, it is clear that it could not have been derived from the Norman. Although the blanch- fcrni is not mentioned in Domesday, the ferm is in many ])laces described as settled in King Jvhvard's time. This seems to ])rovo the existence of a central (bpartment of finance before the Conquest from whii.h the pecu- liarities of tlie English E.xchefiuer were derived. It does not of course follow tliat it bore the name, or that great improvements in it were not effected by the Norman lawyers. But it satisfactorily disposes of the statementH of (Jneist (Verwalt. i. 194) ami Brunner(8cliwurgericht, p. 150), that the court of Exchequer was ijodily imported from Normandy. The Sicilian Exchcqui^r, also quoted as an argument of the Norman origin, was very jirobably organised by Master Thomas Brown, the English minister of King Koger, wlio was, after liis return to his natale solum, placed in the English Exchequer by Henry II. Dialogus, i. 6. XI,] The Sheriff's Accounts. 379 machinery for account and guardianship must be inferred. Under the Conqueror and AVilliam Rufus the word ' fiscus' or ' thesaurus ' is commonly used, and even under Heniy I the word ' scaccarium ' is by no means of common occurrence. The officers of the Exchequer are the great officers of the Officers of household ; the justiciar who is the president, the chancellor, chequer. the constable, two chamberlains, the marshal, and the treasurer, with such other great and experienced counsellors as the king directs to attend for the public service, and who share with the others the title of Barons of the Exchequer. Amongst these, if not identical with them, are the justices or ordinary judges of the Curia Regis, who appear to be called indiscriminately ' jus- titiarii ' and ' barones scaccarii.' Twice a year, at Easter and at Michaelmas, full sessions were Sessions of , , . . the Ex- held in the palace at Westminster, attended by all the barons, chequer. with their clerks, writers, and other servants, each of whom had his assigned place and regular duties. Two chambers were used for the transaction of business : the upper one, or exchequer of account, was that in which the reports were received, and all the legal negotiations carried on and recox'ded ; and the lower one, or exchequer of receipt, in which the money was paid down, weighed, and otherwise tested^ The record of the business was preserved in three great rolls ; one kept by the treasurer, another by the chancellor, and a third by an officer nominated by the king, who registered tlie matters of legal and special importance ^ The rolls of the treasurer and chancellor were duplicates ; that of the former was called from its shape the great roll of the Pipe, and that of the latter the roll of the Chancery. These documents are mostly still in existence. The The rolls of Pipe Rolls are complete from the second year of Henry II, and chequer, the Chancellor's rolls nearly so. Of the pi'eceding period only one roll, that of the thirty-first year of Henry I, is preserved, and this with Domesday-book is the most valuable store of in- formation which exists for the administrative history of the age. The financial reports were made to the barons by the sheriffs of ^ Dialogus, i. 2. ' Ibid. i. 5, 6 ; Select Charters, pp. 170, 175, 177, iSi. 380 Constitutional History. [chap. System of the counties. At Easter and Michaelmas^ each of these magistrates account. , . . , , produced his own accounts, and paid into the Exchequer such an instalment or proffer as he could afford, retaining in hand sufficient money for cun-ent expenses. In token of receipt a tally was made ; a long piece of wood in which a number of notches were cut, marking the pomids, shillings, and pence received ; this stick was then split down the middle, each half contained exactly the same number of notches, and no alteration could of course be made without certain detection^. At the Michaelmas audit these tallies were produced, and the remainder of the accounts made up. If the sheriff were able to acquit him- self entirely, he began the new year without arrears ; if not, a running account was kept by the same primitive method. Particulars The particulars accounted for by the sheriffs afford us a complete of account: r j 1 (i)Theferm yiew of the financial condition of the country. The first item is of the ^ _ '' county. the ' firma ' or ferm of the shire ^. This is a sort of composition for all the profits arising to the king from his ancient claims on the land and from the judicial proceedings of the shire-moot : the re,nt of detached pieces of demesne land, tlie remnants of the ancient folkland ; the payments due from corporate bodies and individuals for the primitive gifts, the offerings made in kind, or the hospitality, — ^\& feorm-fultum, — which the kings had a right to exact from their subjects, and which were before the time of Domesday generally commuted for money ; the fines or a portion of the fines paid in the ordinary process of the county courts, and other small miscellaneous incidents. These had been, soon after the comi)osition of Domesday, estimated at a fixed sum, which was regarded as a sort of rent or composition at which the county was let to the sheriff, and recorded in the Boiulus Exactorius ; for this, under the name of ferm, he answered ' I)i.aloj;^i8, ii. 2 ; Select Cliarters, pp. 204, 205. ^ Madox, Hist. Exch. |). 708. The fire which (lestrnycd the old Houses of I*arli;iiiieiit is Biiid to have originated in the burning of the old Ex- chequer tallies. " The farm, ferm, or firma, the rent or composition for the ancient feorm- fultum, or provision payahlo in kind to the Anglo-Saxon kings. The history of the word in itH Erench form would he interesting. The use of the word for a pecuniary payment is traced long hefoic tlie Norman Conquest ; Stapleton, i. p. xiv. On the Kotulua Exactoriua, see JDiaiogus, i. c. ibi. XI.] The Sheriff's Accounts. 381 annually ; if his receipts were in excess, he retained the balance as his lawful profit, the wages of his service ; if the pro- ceeds fell below the ferm, he had to pay the difference from his own purse. If land chargeable with these sums fell out Sources and »,,.., , . , , burdens of 01 cultivation, he was excused a proportionate amount under the ferm. the head of waste ; if new land was brought under tillage, he had to account for the profit under the title of increments Before rendering this account, the sheriff discharged the king's debts in the shire, paid the royal benefactions to religious houses, provided for the maintenance of stock on the crown lands, the expenses of public business, the cost of provisions supplied to the court, and the travelling expenses of the king and his visitors incurred within his district^. The payments had been long made in kind, and even in the reign of Henry II old men remembered the corn and cattle brought up to the court as the tribute of various shires ^ ; horses, hounds, and hawks were still received at a settled valuation, in payment of debt or fine ■*. The next item in point of importance is the Danegeld, a tax (2) The which had assumed in Norman times the character of ordinary revenue, and which, like the ferm, was compounded for by the sheriff at a fixed sum. This tax had been increased heavily by William the Conqueror : in a.d. 1084 it had been trebled''; six shillings were exacted from each hide of land, instead of two, the usual sum raised under the Anglo-Saxon kings. It may be reasonably inferred that the fixing of the sum of the Danegeld for each county was one of the results of the Domesday Survey ; and it must not be understood that the sums accounted for under this head afford any clue to the extent of laud in culti- * Madox, pp. 225, 226. ^ DialogUR, ii. 6 ; Select Charters, pp. 212, 213. ' Dialog-US, i. 7; Select Charters, p. 185. * E. g. Ivo de Heviz pays five de.xtrarii, destriers or war-horses, that he may have certain lands at fee-farm ; Pipe Roll 31 Henry I, p. 7 : Reginald de INTu.scans pays one fiu/ntur, or coursing-dog, for the like jirivilege : ibid. 35 : William de Merlai, a palfrey ; p. 36 : Outi de Lincoln, a hundred 'Norrisc' hawks and a hundred gerfalcons; p. in. The fugator seems to have been worth twenty shillings, p. 35 ; a hawk 40s., p. 47 ; a destiier ft-om 40s. to £20, pp. II, 85. In Domesdaj% tlie count of Meulau (Mellent) receives a large payment in honey as one of the dues of the county. Abundant ill lustrations of this may be found both in Domesday and in the Pipe Rolls. * Chron. Sax. A.D. 10S3. 382 Constitutional History. [chap. Exemptions vation. Monasteries possessed in many cases immunity from and com- ■, 1 • ^ iii • ^ pijsitions. Danegeld ; m other cases tney had special commutations ; a hirge extent of land frequently ' defendit se,' that is, Avas held responsible, or rated, as one hide ; and all persons employed in the king's service were excepted from the impost. The Danegeld was a very unpopular tax, probably because it was the plea on which the sherifl's made their greatest profit ; and it was accordingly made a point among the concessions won from Stephen at the beginning of his reign. It was abolished by Henry II, who however taxed the land in much the same way under other names ; and was in very nearly the same form reproduced under the title of carucage by the ministers of Richard I. "With the Danegeld may be noticed another impost 'i\\entuciiium which fell in the time of Henry I on the towns chiefly, and which, altliough it bore the feudal name of auxilium ^ or aid, and answers to the later tallage, was probably the tax which repre- sented in the cage of the towns the same demand as in the country was met by the Danegeld. It seems, like the Dane- geld, to have been a fixed sum payable annually. (.-,) Proceeds A third head of ordinary or ancient national revenue com- ofthe crown, prised the proceeds of the pleas of the crown; the fines and other profits arising fi'om the trial of offences which had been severed from the ordinary operation of the shire and hundred, and which, although tried Ijcfore the sheriff in his character as justice, were, so far as the fines were concerned, made to contribute directly to the income of the king'^. Of tliese the most important ' In the Pipe Roll of 31 Homy I, the auxilium burgi or civitatis is in every case a roiiml sum, varying from £3, the auxilium of Wiiichcombe, to £120, the auxilium of London. Besides these aa.cilia bnnjoriim there are some sMi.all payments in Wilts and Berks called nnxilium comitatus, and in Surrey, lissex, and Devon, au.rilium mtlitum. If these are not arrears from a previous year, in which there m;iy iiave been some general impost of the sort, they nmst be re,'arded as special i)ayments belonging to those counties. An aiixiliam de miUtihus is mentioned in thi; Liber Niger, i. 56, where it is said that when the king takes an auxilium of 20,5., th'- knights of William of Avranches, in Kent, pay only 1 2n. ; if lie takes a mark, they pay 8». : this seems however to bo a scutage. The auxilium riceromitis was a different jiayment, made to the sheriff for his services. These auxilia must be distinguished from the three feudal aids. * Above, p. 187. XI.] Feudal Revenue. 383 is the murdrum, the fine payable, as has been already stated, by the hundred in which a murder has taken place in case of its failing to prove the slain man to be an Englishman. The com- mixture of the populations had so far proceeded in the time of Henry II that it was impossible to decide the question of nation- ality, and all munlers were punished alike ^ With these may be mentioned a wide class of amercements, some of which have their origin in Anglo-Saxon and some in feudal customs ; of the former are fines for non-appearance in the hundred and sliire courts, and of the latter penalties for breach of forest law. Under the head of feudal income ^ come all the items aris- (4) Feudal income. ing from the transfer of lands, reliefs, guardianship, marriage, escheat, and other incidents ; the sale of public offices included. This was of course a large and comparatively permanent source of revenue. The arbitrary sums exacted under the name of reliefs by William Rufus were one of the grievances which Henry I in his coronation charter undertook to redress. We are not able to discover how this promise was fulfilled, for although in the reign of Henry II a regular arrangement appears to be in force by which the relief of the knight's fee was five pounds, and Reliefs, that of the barony one hundred, the corresponding payments in his grandfather's reign are not to be brought under so simple a principle^. It is however probable that a record of the number of knights' fees in England had been made before the death of Henry I, and that it was the basis of the computation adopted by his grandson. Before this was done, the valuation, where the payment was not altogether arbitrary, must have been made according to the record of the hidage preseiTcd in Domesday. And it may be observed, that whilst Henrj' I took, ' Dialogtis, i. lO; Select Charters, p. 193. The payments on this head are very various, even in the same hundred; see the Roll of 31 Henry I, pp. 8, 9, &c. ^ The five marks of feudal tenure (i) hereditary succession, (2) reliefs, (3) wardship and marriage (4) aids, and (5) escheats, all receive abundant illustration from the Roll of 31 Henry I. ' Madox, Hist. Exch. p. 2i6sq. : e.g. under Henry II Hugh deChaucumb pays £30 for a relief for six knights' fees. But the sums continue to vary occasionally until settled by Magna Carta, which refers to the system mentioned above, as the antiquum relcviuni: and the Dialogus descrilies the relief of a b;iron as matter of special arrangement with the king : lib. ii. c. 10. 384 Constitutional History. [chap. Aids. as an aid for the marriage of his daughter, three shillings on each hide', Henry II, on a lilie occasion, took one mark on the knight's fee^. Whatever was the basis of rating, all the feudal incidents would be accounted for in the same way. Henry I may have taken an aid on the occasion of his son's knighthood, as he did on his daughter's marriage, but of this there is no record. The Pipe Roll of the thirty-first year of his reign contains several notices of sums paid for permission to determine suits connected with land, by covenant or by trial by battle ; for leave to marry, to avoid answering the claim of another claimant, for cancelling agreements of exchange, and for other liberties which betray the existence of a good deal of legal oppression. The forest law, which, heavy as it was under William the Exaction.s Conqueror, seems to have reached the extreme of severity and under the tit forest law. cruelty under Henry I, was also made a soui'ce of revenue. The fines exacted by the justices under this system form a con- sidei'able item in the accounts. Sale of Among the great offices of the household which appear from offices. the Pipe Eoll to have been saleable are those of dapifer, marshal, and chancellor. The last-mentioned ofiicer in a.d. 1130 owes £3006 13s. \d. for the great seaP ; the office of treasurer was bought by Bishop Nigel for his son for £400 ''. Inferior places in the legal staff are also sold. In Norfolk, Benjamin pays £4 5s. to be allowed to keep the pleas of the crown ^; in Northumberland, Uiitred son of Waltheof makes a payment for the gi'ant of sac and soc, and a similar transaction is re- corded in Suffolk " ; John the Marshal jjays foity marks for a mastership in the king's court, Humfrey Bohun four hundred marks to be dapifer regis ^; Richard Pitz-Alurcd pays fifteen marks that he may sit with Ralph Basset on the king's pleas in Buckinghamf^hirc *. At the same time the officers of the ancient courts are found purchasing relief from their rcspon- ' Hen. Hunt. fol. 217. * Madox, Hist. Exch. p. 398. ' Roll 31 Henry I, p. 140. * HiHt. Ellens., Auq-. Sac. i. 627. ° Roll 31 Henry I, p. 91. " Il)i(l. p]). 36, 98. '' Ibid. f). 18. Adam de Port pays £9 to be dapifer. Ibid. ' Ibid. p. loi. XI.] Domesday Survey. 385 sibilities ; the /ttcZices and juratores of Yorksliire pay £100 that they may be judges and jurors no longer, anxious no doubt to avoid the heavy fines exacted from them either for non-attendance or for other neglect of duty ^. The sum accounted for in the single Pipe Roll of the reign Gross of Henry I, including all the debts and other gross receipts, the revenue, is not less than £66,000 for the year. The exhaustive and orderly character of the roll is in marked contrast with the very scanty details of the similar accounts at the beginning of Henry II's reign, when the whole sum accounted for is not more than £22,000: and this fully confirms the statements of the historians and of the writer of the Dialogus de Scaccario, as to the ruinous state into which the machinery of govern- ment had fallen under Stephen, But it is not only in the department of finance that System of this most important record illustrates constitutional histoiy, and we must refer to it again in examining the framework of the Norman judicature. Before doing this it will be ne- cessary to recur to the Domesday Survey, which was not only the general record of the royal revenue, but the rate-book of valuation of all the land in the kingdom. The formation of this record afi'orded a precedent for a rating system which was of no small importance in its bearing on later history : and it is not a little singular that a measure taken by the Con- queror, in order to fix and make available to the utmost his hold upon the country, should be the first step in a continuous process by which the nation arrived ultimately at the power of taxing itself, and thus controlling the whole framework of the constitution and the whole policy of government. The Domesday Survey was taken by officers appointed by The Domes- the king, who visited the several counties, and called before them all those persons of whom in ordinary times the county court was composed. Tradition recorded that, when the Con- queror wished to confirm the national laws, in order to obtain a true report of those laws he summoned to his court twelve elected representatives of each shire to declare upon oath the * Roll 31 Henry I, p. 34. C C 386 Constitutional History. [chap. ancient lawful customs ^ A similar plan was now adopted. The Domes- The king's barons exacted an oath from the sheriff and all the barons and Norman landholders of the shire ; every hundred appeared also by sworn representatives, and from each township Taken by the priest, the reeve, and six villeins or ceorls ^. On the de- inquest. . _ position or verdict of these jurors was drawn up the report of the name of each manor or township, and its present and late holder ; its extent in hides, the number of ploughs for which it furnished work ; the number of homagers, ceorls or villeins, cotters, and serfs ; how many freemen, how many soke- men ; the extent of Avood, meadow, and pasture ; the number of mills and fisheries ; the increase and decrease since King Edward's time ; the several and collective values of every holding. By this report an exhaustive register of the land and its capabilities was formed, which was never entirely superseded ; for although the feudal taxation was, within a century after, A permanent based on the knight's fee instead of the hide, much of the &S96S9l!Q.Gnt general taxation continued to be assessed on the hide, and, the number of hides which the knight's fee contained being known, the number of knights' fees in any particular holding could be easily discovered. Ranulf Flambard, as Ordericus Vitalis informs us, attempted to reduce the number of acres contained in the hide from the English to the Norman computation, and if he had suc- ceeded the measure would have compelled a new assespmcnt ' ; but as Domesday continued to be the ultimate authority for the rating of the country, the attempt, if it were ever made, must be understood to have failed. But the changes in the ownership * Hoveden, ii. 218 ; Select Charters, p. 78. * 'Hie subscribitur inquisitio terraruni, quo modo barones regis in- quirunt, videlicet per sacramentum vicecomitis scirae et omnium baronura et eorum Francigonariim, et totius centuriatus, presbyteri, pnaepositi, vi. villanorum uniusciij usque villae. Deinde quomodo vocatur mansio ; quia tenuit earn tem]>ore regis Eadwardi, quis modo tenet, qnot hidae, quot carrucatae in dominio, (juot hominum ; quot villani, quot cotarii, quot sei-vi ; quot iiberi iioniincs, (juot sochemanni ; quantum silvae, quantum prati, quot pascuorum, (]uot niolcndina, quot piscinae ; <|uaiitum est ad- ditum vel al)latum ; <|uantum valobat totum simul, ct (juaiitum modo ; quantum \\i\ tpiisque liber homo vel sochemannus habuit vel liabet. Hoc totum tripliciter, scilicet tem])ore regis Acdvvanli et quando rex Willelmus dedit, et (juomodo sit modo ; ct si j)otest plus haberi quam habeatur.' Ely Domesday, Doin. iii. 497. Henry of Huntingdon gives the connnissioners the title of justitiarii ; fol. 212. ^ bee above, pp. 298, 302, 348. XI.] The Curia Regis. 387 of land, the formation of new forests, and the bringing of old wastes into cultivation, must have made it difficult to secure a fair apportionment of taxation ; and this compelled on the part Circuits of of the exchequer proceedings which we find in close connexion of the Ex- witli the provincial administration of justice. It is unnecessary adjust the here to anticii)ate in detail what must be repeated under the head of judicature : it is enough to remark that, as early as the reign of William Rufus, questions of assessment were referred by the crown to the report of the county court, and that in the reign of Henry I the assessment and levying of taxation seems to have formed one portion of the duty of the justices, who, with the functions if not wnth the name of itinerant judges, transacted the local business of the Exchequer in each shire \ 127. So intimate is the connexion of judicature with finance Royal justice under the Norman kings, that we scarcely need the comments source of of the historians to guide us to the conclusion, that it was mainly for the sake of the profits that justice was administered at all. Such no doubt was the principle upon which Ranulf Flambard and his master acted. A deeper and more states- manlike view probably influenced Henry I and his great minister — the belief that a nation in which justice is done is safer and more contented, and presents therefore an easier and richer body to be taxed. But there is no reason to suppose that Henry acted on any higher motive : the value of justice depended in his eyes very much on the amount of treasure with which it supplied him ; and accordingly there is not a single fiscal or judicial measure of his reign by which light is not thrown both on the Curia Regis and on the Exchequer. The Curia Regis, the supreme tribunal of judicature, of which The Curia the Exchequer was the financial department or session, was, judicial as has been stated already, the court of the king sitting to administer justice with the advice of his counsellors * ; those ' See below, p. 390. ' That William the Conqueror heard cauJ^es iu person we know from Lanfranc's words in a letter (Ep. 19) addressed to Herfast bishop of Elmham : 'Rex . . . praecepit utqueriinonia declericisabbatis Balduiui . . . sopita remaneret, quo ad usque ipst- met ipsam causam audiret vel a lue . . . audiri praeciperet.' Down to the reiyn of John the kings occasionally administered justice in person ; Henry II very frequently. C C 2 3^8 Constitutional Hidory. [chap. The three annual courts. Justices of the Curia. Place of the officers of the house- hold. counsellors being, in the widest acceptation, the whole body of tenauts-in-chief, but in the more limited usage, the great officers of the household and specially appointed judges. The great gatherings of the national council may be regarded as full sessions of the Curia Regis, or the Curia Regis as a perpetual committee of the national council, but there is no evidence to prove that the supreme judicature so originated. In the more general meetings, as at the three annual placita, the king wore his crown, and consulted, or made a show of consulting, his vassals on all matters of state. The courts in the king's absence were presided over by the chief or great justiciar, acting ' ex praecepto regis' or 'vice sua'; 'in meo loco,' as the Conqueror expressed it ^. The other persons who bear the title of justiciar, the ordinary members, as they may be called, of the court, were the same as those of the Exchequer ; the same persons who acted as barons in the latter acted as justices in the former ; the fines paid or remitted in the Curia were recorded in the Exchequer, and the writ that was issued in the one chamber was treated by the other as being, what it was truly, its own act. The great officers of the household seem to have acted in the business of the Curia Regis, simply however as justices ; we have no record that apportions to them the definite seats or functions which they held in the Exchequer ; accordingly ' Gneist's conclusions on the character of the supreme judicature of the Noiinan reigns are as follows : — Under the name of the Curia Regis is to be understood the personal judicature of the king : the Curia Regis does not consist of the entire community of tenants-in-chief, for as /yet they formed no distinct body or corporation ; nor of a definite number of great vassals, for there was as yet no legal line drawn between great vassals and small ; nor of a definite number of great officials, for the great ofBcials were not so constituted as to fomi a court of ])eer8 : the justice of tlie Curia, which was not administered by tlie king himself, was ad- ministered by special commissions, not by a standing body of judges, or by tlie barons of the P^xclioquer. A^erwait. i. 232, 241-243. This is an extreme view, and in lianiiony with tiie general idea held by this great jurist of the absolute despotism of the Norman sovereigns. On the other hand, it cannot be denied that the general tendency of English writers has been to ascrilie to the legal institutions of the period greater solidity and definiteness than tliey can be proved to have possessed. The view which I have tried to indicate in the text and in the Select Charters, regarding the iierir)d as one of transition, in wiiich routine was gratlually liecoming a check on desjwtic autliority, will probably not commend itself to tlie maintainers of either view. XI.] The Curia Regis. 389 when we find the chancellor or chamberlain sitting in judgment, we are not to suppose that the cause on which he decides is one belonging specially to the chancery or the chamber ; he is simply a member of the king's judicial court. The number of persons who filled the office of justice or The number baron of the Exchequer during the Norman reigils was not vei'y small, large, nor are the relations of the members of the court to one another very well defined ; it is even possible that a close examination of existing records Avould show that all the officers who discharged judicial functions were members, under some other title, of the king's household. Roger of Salisbury bore the name of 'justitiarius' from the year 1107 to his death; but there are several other justices \ mentioned both in x-ecords and by the historians, whose position seems to be scarcely inferior to his '. Ealph Basset appears early in the reign of Justices Henry I as a very influential judge'' ; his son Richard is called Henry I, by Ordericus Vitalis and Henry of Huntingdon * capitalis justitiarius^' even during the life of Bishop Roger; and Geoffi-ey de Clinton, who was the king's chamberlain or treasurer, held ' Besides the question of the chief justiciarship, treated above, the title of justitia, or justitiarius, has obscurities of its own. (i) It is often used in a very general way, in the salutations prefixed to charters, ' coinitibus et baronibus et justitiariis et vicecomitibus; ' in which it seems to include, as it did in France, all landowners who possess courts of their own, or are qualified to act as judiccs in the shire-inoot. See Henry I's charter to London, Stephen's charter, and the Leges Henrici I, § 29 ; Select Charters, pp. 102, 103, 113. (2) It belongs to the sheriffs, who are called by John of Salisbury (Polycr. v. 15, 16) jiistitlne errantes, and to whom the name justitia in the so-called Laws of Edward the Confessor seems to belong. It is probable that whilst the sheriff, in his character of sheriff, was competent to direct the customary business of the court, it was in that of jtislitia that he transacted special business under the king's wi-it. Bracton, lib. iii. c. 35 (ed. 1640, f. 154). (3) It is specially given to officers of the king's court, e. g. to Miles of Gloucester, ' baroni et justitiario meo' (Charter of Stephen, Madox, Hist. Exch. p. 135) ; in which sense it seems to prove that his position was one of judicial authority as well as ministerial. (4) To the chief justice. Henry of Huntingdon gives the name to the commissioners of the Domes- day Survey, fol. 212, who are called barones in the Survey itself; see above, p. 386. '' See the remarks on the development of the chief justiciarship, above, p. 346. Henry I tells Anselm that he has ordered the justiciars to act by his advice. (Epp. Ans. iv. 93.) ' Ord. Vit. -vi. 10, xi. 2 ; Chron. Abingdon, ii. 170. ' Ord. Vit. xiii. 26; Hen. Hunt, de Cont. Mundi; Ang. Sac. ii. 701. 390 Constitidional Kistory. [chap. pleas in A.D. 1 130 over all England \ The Pipe Roll of that year furnishes us with the names of other justices : pleas were held not only by the two Bassets and Geoffrey de Clinton, but by William of Albini the Butler, Eustace Fitz-John and Walter Espec, Miles of Gloucester the Constable, Pain Fitz-John, Robert Arundel, and Walkelin Visdeloup ^. Other names may perhaps be found in the charters of Henry I and Stephen. The capitalis justitia however seems to be the only one of the body to whom a determinate position as the king's representative is assigned in formal documents ^. Cliaracterof The Curia Regis, in this aspect, was the machinery through the L-urifl. R«gis. which the judicial power of the crown was exercised in that wide sphere of legal business on which, in its now complicated relations, it was brought to bear. That business consisted largely of causes in which the king's interest was concerned, or which were brought up by way of appeal when the powers of the popular courts had been exhausted or had failed to do justice *. It inherits In these particulars it succeeded to the royal jurisdiction of the from th"^ Anglo-Saxon kings. It was also a tribunal of primary resort in system, aiTcT cases of disputes between the tenants-in-chief of the crown, a from the ^ feudal court in which were arranged the quarrels of the Norman lords, who were too strong to submit to the simple justice of the shire and hundred ^. It was however more than this : the * See Mon. Angl. vi. 218. Pipe "Roll 31 Hen. I. ^ ji^jj ^ Sec the charter of Henry I to the canons of Trinity, Aldofate : ' Et pro- hibeo pui)er forisfacturain nieam quod non ponantur in placitum de aliqiio tenemento nisi coram me vcl capitali justitia meo.' Foed. i. 12. * The Pipe Roll of Henry I does not expressly mention the jurisdiction of the Curia Regis, but it is probalde that most of the entries ' pro recto terrae suae' and the like refer to suits in vvliich a writ has been ohtMined from the court. Cases in tlio King's court during the reign of Henry 1 will be found in the Chronicle of r>attle, p. 51 ; in the Chronicle of Abing- don, ii. 182; in the Cartulary of Gloucester, i. 236; in Ehnliani, ed. Hard- wick, pji. 355, 362, 366, 382. ' Ric.iorman. XI.] Itinerant Judges. 391 ancient customary process of the local courts, with that strict its (growing maintenance of formalities and that incapacity for regarding as'a resource equitable considerations which seems inseparable from the idea of °' '^''"' ^' compurgation and ordeal, was now becoming antiquated. As a special favour, suits were brought up from the view of the pro- vincial courts to be decided by such new methods as the wisdom of the king and his counsellors might invent ; and fi'om the Curia Regis issued the writs which directed inquiry and recog- nition of rights as to land, the obligations of tenure, the legiti- macy of heirs, and the enforcement of local justice ^. These System of writs, although not absolutely unknown in England before the Conquest, were derived no doubt in their Norman form from the process of the Karolingian lawyers ; they were the expe- Their origin. dients by which the 'jus honorarium' of the king, as fountain of justice, was enabled to remedy the defects of the ' jus civile ' or ' commune,' the customary proceedings of the local moots '^. The Curia Regis had criminal jurisdiction also, as Ralph Basset Criminal proved when he hanged forty-four thieves at Hundehoge ^. It was in fact a supreme court of justice, both of appeal and, where leave was obtained, of primary recourse. But it was also a ministry of justice, before which the whole Review of judicial action of the country passed in review. This was done judicature, partly by the Court of Exchequer, in which, as we have seen, the sheriffs annually rendered their accounts ; but partly also by direct inspection. The provincial judicature was brought into immediate connexion with the central judicature by journeys of the king's judges. We have seen traces of this arrangement as early as the time of Alfred, who may have been acquainted with the system in use under the Frank emperors *. Edgar and Canute had themselves made judicial circuits ; the Conqueror's choice of the three great cities of the south of England for his annual placita brought the seuse of royal justice home to the country at in the Cartulary of Gloucester, i. 236 : and see the trial of the bishop of Durham; below, p. 440. ' Writs of these kinds will be found in great numbers in most monastic cartularies ; e. g. Chron. Abingdon, ii. 92, 93, 84, 85. ^ On the connexion of the Norman and English Brevia with the Frankish Indiculi, see Brunner, Schwurgericht, pp. 76-84; and below, Chap. XII. ^ Chron. Sax. a.d. 1124. * See above, p. 1S3. 392 Constitutional History. [chap. Circuits of large. But Henry I went a step further. He sent the oflScers of ejus ices. ^^^ Exchequer through the country to assess the revenue^ ; and during his reign the whole kingdom was visited by justices, officers of the Curia Regis, not perhaps with the systematic regularity enforced by his grandson, but with sufficient order to prove that he saw and satisfied the want of such an expedient. In a.d. i 130 Geoffrey de Clinton, the chamberlain, had lately visited seventeen out of the thirty-four counties of which the accounts are preserved ; Ralph Basset had visited seven ; Richard Basset five ; Eustace Fitz-John and Walter Espec had held pleas in the northern counties ; Miles of Gloucester and Pain Fitz-John in the west- midland and the "Welsh March; William of Albini, Robert Arundel and others, in the forests and in the south-western coun- Action of the ties. It is probable that this was by no means an exceptional justices in . r> i -r. i 1 -r> the country, measure; m a.d. 1124 we find Ralph Rasset, as has been ire- intlie county . ,.. .._. ,. /-\ ■> • courts. quently mentioned, holding a court m Leicestershire ; Ordericus Vitalis gives an account of a trial held before him in the county court of Huntingdonshire in a.d. iii5oriii6^. A measure dictated still more distinctly by this policy may be traced in the list of sheriffs for a.d. i i 30. Richard Basset and Aubrey de Vere, a judge and a royal chamberlain, act as joint sheriffs in no less than eleven counties : Geoffrey de Clinton, Miles of Gloucester, William of Pont I'Arche the Treasurer, are also sheriffs as well as justices of the king's court. That such a system was open to Tiic slicriir- much abuse is self-evident ; these officers sitting as iudfjes and domslield . ' ,• 1 , 1 • 1 by the barons in the Exchequer actually audited the accounts wmch justices. they presented as sheriffs ; but they were under the strong control of the king and Bishop Roger ; and although there were scandals no doubt, such as that for which Geoffrey de Clinton was tried in this very year^, the important fact remains that by these means the king and justiciar kept in their hands the reins * The great fiscal iter of Henry I's reign is mentioned in the Dialogus de Scaccario, i. c. 7 ^ in it the funn.s of the counties were fixed. " ' Kadulfo autem J'aHset sedcnte pro tribnnali, consjregatis etiam pro- vincialibuH univorsis afiud Ifuntedoriiaiii, ut nu« cut in Anglia.' Ord. Vit. vi. 10. lialph may have licen sheriff of Huntingdoiishire at the time, but ho was in attijudaiice on the queen, and seems to have acted on the same business in Loudon shortly after. ' !See above, p. 372. XI.] The Shire-moot. 393 of the entire judicial administration. The justices whilst em- ployed in provincial work sat in the shire-moot ; and this usage of Henry I, with the series of similar measures initiated by Henry II, forms the link between the old and new organisations of the country, by which that concentration of local machinery was produced, out of which the representative system arose. The parliament of the thirteenth centuiy was the concentration of local representation in and with the national council. It was Step toward ^ ^ _ . self- govern- no small step in that direction when the action of the Curia ment. Regis was brought into direct connexion with that of the shire- moot. The Norman curia met the Anglo-Saxon gemot in the visitations of the itinerant justices. 128. "We thus come to the constitution of the shire-moot. In The county courts. a former chapter the history of this institution has been traced up to and past the date of the Conquest; and it has already been shown how in the inquest which preceded the Domesday Sui'vey, as well as in the production of the record of Edward's laws, the means of gaining information which it afforded were utilised. The existence of the shire-moot through the reigns of the Conqueror ^ and William Rufus is proved by the existence of writs addressed, as in the preceding reigns, to the sheriffs and other leading members '^. There is in existence a writ directed by William Rufus to the sheriff of Northamptonshire ordering him to call together his shire to examine into the rights of the monks of Ramsey^. It appears from the very charter by which j^ggf^Jjfytj Henry I orders the restoration of the ancient courts that they had been used under his brother for the purposes of extortion *, ' ' Requiratur huntlredus et comitatus aicut antecessores nostri statue- runt.' LI. Will. I ; Select Charters, p. 8i. ^ 'Willem king gret Willem biscop and Swein scirefen and alle mine thegnes on Estsexen freondlice.' Mon. Angl. i. 301. See a similar writ in favour of Chertsey Abbey, ibid. i. 431. ' 'Rex Willelrao de Cahannis, salutem. Praecipio tibi ut facias conve- nire sciram de Hamtona et judicio ejus cognosce,' &c. Palgrave, Common- wealth, clxxix. * ' Henricus rex Anglorum Samsoni episcopo et Ursoni de Ahetot, et omnibus baronibus suis Francis et Anglis de Wirecestresira, salutem. Sciatis quod concede et praecipio ut amodo comitatus mei et hundreda in illia locis et eisdem terminis sedeant sicut sederunt in tempore regis Ead- wardi et non aliter ; ego enim quando voluero faciam ea satis summonere propter mea dominica necessaria ad voluntatem meani.' Select Charters, 394 Constitutional HUtory. [chap. and the same may be inferred from tlie description of Ranulf Flambard as 'driving all the gemots' throughout all England. From the j^ear 1108 onwards these courts, as well as those of the hundred, were held 'as in King Edward's days and not otherwise.' The lords of land and their stewards attended, and from each township the reeve and four men^, and the parish The shire- priest. The full court met twice a year under the sheriff or his deputy, and was still competent to declare folk-right in every suit ; the pleas of the crown were recorded in it for the view of the Curia Regis, whether reported by the sheriff to the Ex- chequer or examined by the justices in a provincial visit ^. It had a criminal as well as a civil jurisdiction as before, although the management of the pleas of the crown on the one side, and the interfei'ence by royal writ on the other, must have mate- rially affected its independence. It retained however all its authority in matters of voluntary jurisdiction, witnessing trans- fers of land, and sanctioning by its testimony private charters and documents of all sorts. The ancient forms were also in use ; witness, compurgation, and ordeal ; and the old theory that in these popular courts the suitors were judges. Antiquity of The new light thrown on the shire-moot, by the increased number of records, makes it a little difficult to know what par- ticulars of custom, now for the first time discoverable, are new or old. The composition of the court and its times of session are however clearly ancient. The custom of interference of the crown by writ, although not unprecedented ^, is, as a custom, p. 99. Compare Leges Henrici I, c. vii. § i : ' Sicut anti(|ua fuerat insti- tutione formatum, salutari regis imperio, vera nuper est recordatione formatiim, tjeneralia coiiiitatuum placita certis locis et vicibua et diffinito tempore per singulas Angliae provincias convenire debere, nee ullis ultra fatigationihus agitari ni.ii propria regis necessitas vel commune regni com- modiim saepius adjiciat.' • ' Intersiiit aiitetii episcopi, comites, vicedomini, vicarii, centenarii, aldcriiianni, i)raefecti, praepositi, barones, vav.asores, tungrevii, et ceteri terranim doiiiiui. ... Si utcrquc (so. baro et daj)ifer) necessario desit, praepositiiH et qnatnor de melioribus villac aasint pro onmibus qui nomi- natita non erunt ad placitum subnioiiiti.' Ibid. §§ 2, 6. * 'Apantiir itaque primo debita verae Cliristianitatis jura; secundo regis plucita ; i)ostremo cau'-ae singulorum dignis satisfaetionibus exple- antur et (juoscunque seyresraot discordantes inveniet, vel amore congreget vel sequcHtret judicio.' Ibid. ' See above, p. 187. XI.] The Shire-mooi. 395 new ^. The references to trial by battle, which now become Trial iiy . . battle and common, show that the Normans had introduced that custom in jiKiuesi by its legal completeness. But the most important novelty is the inquest by oath, which has been already referred to, and which forms an important link in the history of the jury. William the Conqueror directs the justiciars on one occasion to assemble the shire-moots which had taken i^art in a suit touching the rights of Ely ; that being done, there were to be chosen a number of the English who knew the state of the disputed lands in the reign of Edward ; these were to swear to the truth of In'juest by ° ' sworn jurors. their depositions ; and action was to be taken accordingly ^. A similar writ of William Rufus to the sheriff of Northampton- shire, already mentioned, directs a like proceeding in the affairs of Ramsey ; whilst two writs of William the Etlieling to the sheriff of Kent order, and direct action to be taken upon, the verdict or recognition of the good men of that county in re- ference to the rights of S. Augustine's'. ^ For example ; ' Henricus rex Anglorum Nigel lo'deO ill i et Willelmo vice- comiti de Oxeneforde salutem. Praecipio vobis ut faciatis abbati de Abben- dona pleiiariaiii rectitiulinem de exclusa sua,' &o. Cliron. Abingd. ii. 92, ' H. rex Anglorum, W. vicecomiti de Oxeneforde, salutem. Fae cito et sine mora plenain justitiam Faritio,' &c. Ibid. * ' W. rex Anglorum Lanfraneo archiepiscopo et Rogero comiti Moritonii et Gauffrido CouNtantiensi episcopo salutem. Mando vobis et praecipio ut iterum faciatis comjregari omnes scyras quae interfuerunt placito habito de terris ecclesiad de Heli, antequam mea conjunx in Normanniara novissime veniret ; cum quibus etiam sint de baronibus meis qui competenter adesse poterunt et praedicto placito interfuerunt et qui terras ejusdem ecclesiae tenent. Quibus in unum congregatis eligantur plures de illis Anglis qui sciunt quomodo terrae jacebant praefatae ecclesiae die qua rex Edwardus obiit, et quod inde dixerint ibidem jurando testentur.' Liber EUensis, i. 256. The result-of the inquiry is referred to by Henry I as final: ' Sicut dirationatum fuit in tempore patris mei apud Keneteford, coram baronibus patris mei . . . et tcstimonio plurium syrarum.' Mon. Angl. i. 482. ^ 'Willelmus filius regis Willelmo vicecomiti de Client salutem. Prae- cipio quod praecipias Hamonem filium Vitalis et pnjbis vicinis Santwic quos Hamo nominabit, ut dicant veritatem de nave abbatis de Sancto Au£;ustino, et, si navis ilia perrexit per mare die qua rex novissime mare transivit, tunc praecipio ut modo pergat quousque rex in Angliam veniat et iterum re^aisi- atur inde abbas praedictus. Teslibus episcopo Sarisb. et cancellario apud Wodestoc' ' W. filius regis W. vicecomiti salutem. Praecipio quod re- saisias abbatem de S mcto Augustino de nave sua sicut ego praecepi per meum aliud breve et sicut recognitum fuit per probos homines comitatus, quod inde abbas erat saisitus die qua rex mare novissime transivit, et in pace teneat, et hoc sine mora, ne inde clamorem .amplius audiam. Teste cancellario apud Windesor.' Palgrave, Commonwealth, clxxix. ; Elmhaiu, moot. 396 Constitutional Ristonj. [chap. Question as The employment of a number of sworn themis to report on to a jury of ^ ■' . 1 present- the character of accused persons, which has been traced to the ment. ■* . i j laws of Ethelred, may probably have continued to be usual \ and thus the gi'owth of the jury in criminal matters may have kept pace with its development in civil affairs. But of this we have slight evidence, unless the session of Hundehoge, where the Thejurors" thegns of Huntingdonshire acted with the king's justiciar, may of ihe*9hfre- ^6 again appealed to. But however this may be, it is certain that the administration of justice in the shire-moot was now vested in persons who were bound by oath to the fulfilment of their duties and to speak the truth ^ The Pipe Roll of Henry I proves the existence of large bodies of judices and juratores. Whether the terms are equivalent ; whether they merely mean the qualified members of the courts from whose body witnesses and compurgators must be chosen ; whether the judices were a permanent body of local proprietors ^, and the juratores a selec- tion of freemen sworn to declare the truth in the particular case ; whether the judices may not have been the presenters of the criminals, and the juratores the witnesses in the civil suits, ed. Hardwick, pp. 353, 354 : in the latter place those acts are referred to William Rufus during his father's life ; but this is very improbable. The same authority furnishes another writ of the same sort; p. 356: ' Fac re- cognosci per homines hundredi de Middeltone quas consuetuijines Abbas S. Augustini habere debet in villa de Newingtone.' A writ of Stephen order- ing restitution to the cliuroh of S. Martin, London, in pursuance of a like recognition, ' Sicut recognitum et testificatum fuit coram M. vicecomite in hundredo apud Meldonam,' is printed in Madox, Formulare Angl. p. 40. In iio() Henry I commissions five barons to ascertain the customs of the church of York by the oath of twelve men; Thoroton, Nottinghamshire, iii. 177. ' The promissory oath, such as that taken by the twelve thegns to accuse no one falsely, and by modern jurymen to ' well and tndy try and true ileliverancc make,' as well as tiiat of the modern witness, differs widely from the declaratory oath of the ancient popular courts, which was confined to the affirmation of a single fact, prescribed by the judges as the point to be j)roved, or to tiie confirnuition by compurgators of the oath of a prin- cipal. The observance of the distinction would have served to prevent the construction of many improbaiile theories of the origin of juries. The oath of the jury-inquest was a ])roniiHO to s[)eak the truth, ' Sacramentum quod veriim dicetit ' (AKsize of Clarendon), or '(^uod inde veritatem secundum conscientiam suam manifcjstabunt' (Const. Clarendon). ^ The judices in the county court arc described in the Leges Hen. I, c. xxix. : ' Regis judices sunt baronos comitatus, qui liberas in eis terras habent per quos dcbent cauHae singulorum alterna prosecutione tractari, villani vero vol cotseti vel ferdingi vel ([ui sunt viles vel inopes personae nun sunt inter Icgum judices numerandi.* XI.] Shire-moot and Hundred-moot. 397 it would be dangerous even to guess. They appear however to be distinguished from the ' miiiuti homines,' or mean men, who , were likewise bound to attend the shire-moot and hundred-moot, and who probably did not possess so much land as was necessary to qualify a man for acting as judge in a suit in which land was in question. That these persons were very numerous is certain from the very large fines imposed on them for neglect of duty. In Yorkshire the sheriff accounts for thirty-one marks drawn from nine ' judicatores comitatus ; ' and for 336 marks five shillings and sixpence 'de minutis judicibus et juratoribus comi- tatus.' It is no wonder that we find almost immediately after that the unfortunate payers have undertaken to compound for their attendance : 'The judges and jurors of Yorkshire owe a The jurors 111 1 • ^ • ^ > andjudpes hundred pounds that they may no more be judges or jurors', of the shire- The sheriff of Kent accounts for £17 3s. ^d. from the jurors of Kent, and another sum from Sussex; in Essex, £5 6s. 8(Z. is raised from the ' minuti homines ;' in Lincolnshire, seventy-four marks and a-half ; in Bedfordshire, forty shillings from the ' juratores et minuti homines ;' and four judges of the isle of Axholm i-ender account for eight marks due for the pleas of William of Albini ^. It can scarcely be doubted that all these fines were incurred for non-attendance, and that they prove * Pipe Roll Hen. I, pp. 27, 28. The entry ' Judices et juratores Ebora- ciscire debent £100 ut non ann)Iius sint judices nee juratores,' ibid. p. 34, is sometimes quoted as referring to Walter Espec and Eustace Eitz-John. This is however not the case : it is the first entry among the accounts accruing from the county of York in consequence of their visitation. The exact meaning of the entry is uncertain : Brunner (Schwurgericht, p. 355) adduces it as an illustration of the attempts made from the beginning of the jury system to escape the responsibility. It appears to me rather to refer to the old system which was gradually being replaced by the jury system, and to be a sort of composition for the fine incurred by non- attendance at the shire-moot and hundred-moot. But tlie same desire to avoid jury-work appears constantly later on, when fines ' pro defectu re- cognitionis ' are frequent. To the scarcity of qualified jurors the following passage refers : ' Si opus est, licet in placitis judicibus qui aderunt respect.are placitum e,\ abundanti, donee senatores absentes interesse po.ssint, vel ipsi judicium inquisierint ; nee jure cogeiidi sunt ad jurandum quod nesciant judicium inde ;' i. e. in cases in which at the county court there is not a suflBcient number of ([ualified judices informed on the particular case, the trial may be respited until either they have informed themselves, or the absent witan can be present. Leges Hen. I, c. 29. ^ Pipe Roll Hen. 1, pp. 65, 69, 118, &c. 398 Comtltuiional History. [chap. Extortion l)ractised in tlie shire- moot. Tlio iiuu- dred-moot. either the dislike of the free-hoklers to attend the court of the justice itinerant, or a serious decline in the ancient constitution of the county courts. But this does not affect the main ques- tion, which is the continuance of the custom of employing jurors to transact the judicial work. The use made of the shire-moot for the purpose of raising money may account for the reluctance of the suitors to attend. That this was the practice is clearly shown by Henry's writ for the restoration of the ancient custom : ' I will cause those coui'ts to be summoned when I will for my own sovereign necessities, at my pleasure^ ;' an important engagement in- tended to deprive the sheriffs of their opportunities of wanton exaction, but to secure to the king the right of asking for or taking money when he should deem it necessary. Unfor- tunately this is the only evidence that we have of the method of raising money from the shire-moot ^ ; but it seems almost certain that when the occasion arose, the counties would be con- sulted by the barons of the Exchequer and not by the sheriffs. The same wi'it directs that suits between the barons of the king's demesne for the division of land are to be decided in the Curia Regis ; similar suits between vassals, ' vavassores,' in the county court and by trial by battle. • Nearly all the general statements made about the shire-moot are true also of the hundred-moot. Tliis also is restored by Henry 1 as it was in King Edward's days. The same reluct- ance to attend is proved by the entry of penalties on the Pipe Roll; the sheriff of Sussex accounts for 102 marks 'for the pleas of Richard Basset from the miuuti homines for default of the hundred-moot ;' and in Middlesex a small payment of the same kind is entered ^. The ' Leges Henrici I,' as they are called, ' Above, p. 393. ' The folldwiiitr curious writ of Henry I proves both the formal demand of an aid from the l)aron3 of his court and the negotiation of tiie parti- culars through the officers of the Exchequer : ' H. rex Anglorum R. ejjiscopo, et Herbcrto camerario et Hugoni de Bochelanda, salutem. Sciatis quod claiuo (jiiietas v. hidas al)l)ati3 Faricii de Abendona de eleemosyna de Wrtha, de omnibus rebus, et iioininatim de isto auxilio quod barones mihi dederuiit, et hoc dico, sicut cliimavi (]uiotas eas per aliud breve ineum in omni teinjiore. TeHtil)Us,' &c. Clirou. Abiugd. ii. 113. ^ Pipe Roll Hen. J, pp. 71, 151 ; cf. pp. 28, 30, 56, 117, 143. XI,] The Hundred-moot. 399 attest the existence of the two courts of the hundred, the great one for view of frankpledge, held twice a year under the sheriff, and afterwards called the great court of the hundred, or SherifTs toui'n and leet ^ ; and the lesser court, the Curia parva Hundredi, held twelve times a year, and presided over by the bailiff of the hundred ^ : in the latter the chief business was probably the disputes about small debts, which long continued to furnish its sole employment '. 129. The manorial constitution, which is the lowest form of Themano- . 1 • . , . . , , . . 1 • ,> '■'^1 courts. judicial organisation, was by this time largely 11 not completely developed. The manor itself was, as Ordericus tells us, nothing more nor less than the ancient township, now held by a lord who possessed certain judicial rights varying according to the terms of the grant by which he was infeoffed. Every manor had a court-baron, the ancient gemot of the township *, in which by-laws were made and other local business transacted, and a court- customary in which the business of the villenage was de- spatched. Those manors whose lords had under the Anglo-Saxon Court baron, laws possessed sac and soc, or who since the Conquest had had tomarv. and gi'ants in which those terms were used, had also a court-leet, or ^^^ ' *^*^ " criminal jurisdiction, cut out as it were from the criminal juris- diction of the hundred ", and excusing the suitors who attended * LI. Hen. I, c. viii : ' Bis in anno conveniant in lumdretum suum qui- cunque liberi . . ad dinoscendum inter caetera si decaniae pienae sint.' * Ibid. e. vii : ' Hundreta vel wapentagia dnodecies in anno con- gregari.' Under Henry II these courts were held every fortnight, ' de quiudena in quindenam.' Henry III fixed them every three weeks ; Ann. Dunst. pp. 139, 140. ' See Eyton's Shropshire, xii. i68 ; Viner's Abridgment, s. v. Court. Early notices of transactions in the court of the hundred will be found in Madox, Formulare Auglicanum, p. 40. * The tunscipesniot occurs in a charter granted by Richard I to Wenlock Priory : the king grants that all the prior's men, tithes, and effects shall be quit of all oppressions and exactions, from shire-moot and hundred-moot, from pleas and plaints, from husttng, portnianmot (court of portreeve in boroughs), and tunscipesmot. Eyton, Shropshire, iii. 2.^7. * On the institution of the court-leet, see Scriven on Copyholds ; Gneist, Self-government, i. 89, loi, sq. Although the documentary history of these courts belongs to a later age, there can be little risk in tracing their origin back to the sac and soc of the older jurisdictions, and not regarding them as mere creations of Norman feudalism. If they had been so, there must have been some evidence of their creation after the Conquest ; but, so far from this being the case, the language in which they are mentioned in documents of the Norman period is distinctly borrowed from the Anglo- 400 Constitutional History/. [chap. it from going to the court-leet of the hundred ^. If tlie lord had a grant of view of frankpledge also, his tenants were released from attendance at the sheriff's tourn. It was only the great baronial jurisdictions, which were almost shires in themselves, that freed their suitors from all attendance at the Liberties popular courts. These greater jurisdictions, liberties, or honours ^, ' the growth of which in Anglo-Saxon times we have already traced, were multiplied under the Norman sovereigns^. They presented to the great feudatories the most favourable oppor- tunities for extending the principles of feudal law, and making themselves absolutely supreme among their dependents. It tasked accordingly the energies of the national courts to yatch them : they attracted to their own courts the poorer freemen of the neighbourhood, to the diminution of the profits of the hun- dred and the shire and to the impoverishment of the crown ; they served as a basis for the judicial tyranny of the petty cas- tellans, which we have seen break out into anarchy in the wretched times of Stephen ; and it was no small ti'iumph when Henry II forced them to admit his itinerant justices to exercise jurisdiction in them *, although the proceeds of the assizes con- Saxon. Tlie history of the leet-jury, which might throw some considerable light on the early development of the jury principle in England, is still a desidei-atum. It may be regarded as quite certain tlint if tlie manorial jurisdictions had been created in the feudal period, they would have taken the feudal form ; their courts would have been courts of baronies, not of single manors, and their process would not have been identical with that of the old popular courts, as for the most part it is. ' See above, p. 398. '^ Tlie honour may contain several manors and hold one court-day for all, but the several manors retain their separate organisation under it ; and it has no indeiiendent organisation irrespective of them. ' Although an honour consists of many manors and there is for all tlie manors only one court held, yai are they quasi several and distinct courts.' Scriven, ii. 737 ; quoted by (ineist, Verwalt. i. 164. ^ The juriscliction of the hundreds fell more especially into the hands of the territorial pro]irietors ; so much so, that before the end of the period, perhaps in a majority of cases, these courts had become part of the fief of the lord whose castle or manor-house was the stronghold of the neighbour- hood ; and, besides these, a great number of hundreds were held by the monasteries ; e. g. Robert d'Oilli had a grant of the hundred outside the Northgate of Oxford : any good county history will furnish illustrations. In these Ciises tlie bailiff of the hundred was nominated hy the lord and presided in the courts, except at the sheriff's tourn. In the case of an honour such as that of Peverell, the sheriff was excluded even from the tourn. Dep. Keejier's Report, xvi. app. 41. * Asbize of Clarendon, Select Charters, p. 238. XI.] Escheated Honours. 401 tiuucd uo doubt to increase the income of the lords. The legal records of Henry I's reign furnish us with but little information respecting either the smaller jurisdictions of the manor or the greater ones of the honour or liberty. There is however no Procedure doubt that the same principles of legal procedure were used in manorial these as in the popular courts ; the jui'atores and judices were there as well as in the phire and the hundred ; compurgation and ordeal ; fines for non-attendance ; the whole accumulation of ancient custom as well as Norman novelty. They were in fact, as they had been eai'lier, public jurisdictions vested in private hands ^ ; descending hereditarily in connexion with the hereditary estate, and only recoverable by the crown either by a forcible resumption of the estate, or by a series of legal enact- ments such as reduced the dangers of private authority by increas- ing the pressure of central administration. The latter process was one part of the reforms of Heniy II, but the former, owing to the strangely conservative policy of the kings, was very seldom resorted to. When a great barony by forfeiture or escheat fell Treatment . „ . . 1 -i V, o*" escheated into the hands of the crown, instead of Ijeing mcorporated with honours. the general body of the county or counties in which it lay, it re- tained a distinct corporate existence and the whole apparatus of jurisdiction which it had possessed before. Under the title of an Honour, it either continued in the possession of the king and ' An example of a transaction in the court of Bath under Bishop John of Tours will be found in Madox, Hist. Exch. p. 76. The Bishop sits with hi.s friends and barons. A letter is produced from the regent William, son of Henry I, directing the delivery of an estate to a person who has in- herited it. The bishop reads the letter, and asks the opinion of the court. The jtrior of Bath .states the claim of the convent on tlie land in question. A discussion follows, 'variis ab alterutro contradictionibus : ' the bishop adjourns, that those members of the court who are ' neitlier advocates nor favourers of either side ' may have time for consideration. Having delibe- rated, they return into court, and one of them delivers the sentence : — the claimant must produce his title-deeds or witnesses ; if he can do neither, he must be heard no more. He makes no reply ; and the sentence is approved by tlie court ; two bishops, three archdeacons with many clerks and chaplains, and five laymen, probably the friends and barons mentioned before ; and the document is attested by twelve witnesses. A writ from the king confirms the decision of the court, directing that t!ie prior and convent shall retain the land. This proceedinit is c rt.iinly more like that of a witenagemot than that of a court of law, but it is recognised by the king ' sicut dirationaverunt [monachi] . . per judicium curiae tuae.' D d 402 Constitutional History. [chap. ■was farmed like a shire ^, or was granted out again as a hereditary fief. Whilst it remained in the king's hands, the fact that he was the lord of the honour did not raise the immediate tenants of the barony to the rank of tenants-in-chief, or entitle the crown to claim from them the rights that it claimed from such tenants^. It was therefore separable from the estates of the crown at a moment's notice, and was not used to promote the uniformity or symmetry of the provincial organisation. Demesne of 130. Somewhat analogous to the franchises of the nobles was the crown. .... the jurisdiction of the demesne estates of the crown, the profits of which are recorded in the Pipe Rolls, although they were not in all cases farmed by the sheriffs of the counties in which they lay. The royal estate of Windsor was accounted for in the year 1130 by "William de Bocland, who was steward also of several other royal manors. In these estates, which, when they had been held by the crown since the reign of Edward the Con- fessor, bore the title of manors of ancient demesne ', vei'y much of the ancient popular process had been preserved without any change ; and to the present day some customs are maintained in The forests, them Aviuch recall the most primitive institutions. In one gi'eat division however of the royal lands, the forests, this is not the case, although the forest administration itself was to a certain extent modelled upon the popular system. The forests, we are told by the author of the Dialogus de Scaccario, were peculiarly subject to the absolute will of the king ; they were outside the common law or right of the kingdom ; they were not liable to be visited by the ordinary judges of the CiTi'ia ' So the Honour of Wiillingford is specially mentioned in the Assize of ' Clarendoi) ; and those of Wallingford, Notting^ham, Boulogne, and Lan- caster in Magna Carta. Some of these were set apart as a provision for the kinsr's ministers : e. g. the Honour of Berkhami)stead was held by the chancellor in the reign of Henry II. The Honour of Peverell long retained a separate existence, having been forfeited early in the reign of Henry II. Its courts were only abolished by the statute 1 2 and 1 3 Victoria. ^ Dialogus de Scaccario, ii. 24; Magna Carta, art. 43. ' 'A manor of ancient domeHni; was extra-hundredal ; it was as it were a hundred in itself, owing no suit nor having any concern in other hundred courts, but like the latter, controlled by the county court and responsible to the king's justiciars in many matters, but chiefly in those which were connected with the criminal law, and came under the class called Pleas of the Crown.' Eyton, Shropshire, iii. 73, 74. XI.] The Boi/al Forests. 403 Regis, but by special commission and by special officials ; they had laws and customs of their own, and these were drawn up rather to insure the peace of the beasts of chase than that of the king's subjects \ The cruelty of the forest law is constantly ascribed to Henry I, who shared with William Rufus the character of bloody ferocity from which the Conqueror, Robert, and Stephen were comparatively free. The master forester The forest seems to have been independent even of the great justiciar ; the forest courts were separate from the courts of the shire, although in the shires in which there were royal forests the same persons who were bound to attend the shire-moot were forced to do suit at the forest courts ^. The constant intei'ference and irre- Forest op- sponsible position of the officers contributed greatly to the hatred with which the forest administration was viewed ; and the extent of land absorbed in this way went on increasing until the reign of Stephen. Hemy I refused to surrender the forests which his father and brother had made ; Stephen \ ro- mised to surrender Henry's forests, but either failed to keep his word, or allowed the people to believe that he had failed. The first forest code is of the reign of Henry II, but it records the severities of his grandfather, and its report is borne out by the words of Ordericus and other contemporaries ^ 131. A more important feature of administrative history at Growth of this period is the growth of the towns *. This has been traced • Dialogus de Scaccario, i. 1 1 : ' Sane forestarum ratio, poena quoque vel absolutio delinquentium in eas, sive pecuniaria fuerit sive corporalie, seor- sum ab aliis regni judiciis secernitur et solius regis arbitrio vel cujuslibet familiaris ad hoc specialiter deputati subjicitur. Legibu.s quidem propriis subsistit, quas non communi regni jure, sed volimtaria principis institutione subnixas dicunt, adeo ut quod per legem ejus factum fuerit, non justum absolute sed justum secundum legem forestae dicatur.' ^ Assize of Woodstock, art. il. Select Charters, p. 150. ' On the number and position of the forests, see Pearson's Historical Maps, pp. 44-48; Ellis's Intr. i. 103-116. 'The royal domains consisted of 1422 manors, 30 chases, 781 parks, and 67 forests;' Gneist, Verwalt- ungsrecht, i. 190 (from Cowell ?), but this computation does not apply to the Domesday Survey, or even to the Norman period with any strictness. * The fortified townis mentioned in Domesilay are Canterbur}', Notting- ham, York, 0.\.ford, Hereford, Leicester, Stafford, Chester, Lincoln, and Colchester. The customs of forty-one cities or boroughs are either given in detail or briefly noticed. Most of these are the county towns of the present day. In the laws of Athelstan, ii. § 15, 2, Canterbury, Rochester, D d 2 404 Constitutional History. [chap. Charter of the Con- queror to liOndon. in a former chapter down to the date of the Conquest. We have seen that they were originally no more than large town- ships or collections of townships, whose constitution camiot be shown to have differed from the general type of the ancient village, but which had accumulated rights and functions answer- state of ing more strictly to those of the hundred. And at the time of towns at the . . Conquest, the Conquest they had gained such importance as to have in many cases special compositions for taxation, and tribunals of their own\ With the exception ho'wever of London, no town yet shows itself to have arrived at anything like the later civic constitution ; and London under its port-reeve and bishop, the two officers who seem to give it a imity and identity of its own, is only a bundle of communities, townships, parishes, and lord- ships, of which each has its own constitution. The charter granted by the Conqueror to the chief city of the kingdom is of a curiously jealous and scanty character : ' William the king greets William the bishop and Gosfrith the port-reeve ^ and all the burghers within London, French and English, friendly : and I do you to wit that I will that ye twain be worthy of all the law that ye were worthy of in King Edward's day. And I will that every child be his father's heir after his father's day; and I will not endure that any man offer any wrong to you. God London, Winchester, Lewes, Hastings, Chichester, Southampton, Ware- ham, Dorchester, Shaftesbury, and Exeter are particularly mentioned as having moneyers ; very many otliers are specified in Doitiesday, and still more are discoverable from coins. See Ellis, Intr. i. 174-177. ' See above, pp. 94 96. Oxford paid £20 and six sextaries of honey in the time of King Edward ; .€6d at tlic Survey. Stafford paid £9 at the former period; Shrewsbury £7 i6.v. 8(i. ; Norwich £20 to the king, £10 to the earl; at Huntingdcm tw~ma liunri. Who bought the I''irma liuriji y It was quite natural that tlie city communities, growing in wealth and strong in social unity, should wish to be divided from the country districts. The sherift' was answerable to the crown for a certain sum, and whatever he could make above that sum was his own profit : nothing was easier than to exact the whole of the legal sum from the rich burghers, and take for himself the profits of the shire ; or to demand such sums as he pleased of either, without rendering any account. The burghers made it a point then to have such a valuation of their town as Avould show what was really due, apart from the profits of the shire ; and this done, they would pay to the sheriff no more, except as a free gift or in return for special services. The Domesday Survey accordingly gives the profits of the towns at distinct round sums, which had probably been long before agreed on. The next point gained was to take the collection of this sum out of the hands of the sherifi"; which was done by obtaining from the crown a charter letting the town to the burghers at a fee farm rent equal to the sum thus deducted from the ferm of the shire. This was called the firma hurgi, a rent paid to the crown from the borough, for which the burghers were responsible, and which they collected amongst themselves by strict apportionment ■*. It must have been however a primary question, to whom could such a charter be granted, and what organisation existed among the burghers that was capable of entering into such an engage- ment. Various answers have been given to the question : some- times the guild, sometimes the leet jury, sometimes the germ of a corporation, the existence of which is somewhat hai^tily presumed, has been assumed as the recipient of the grant. But it seems most natural to refer it to the only organisation of the existence of which we have certain evidence, the fully qualified members of the townshiji or hundred court of the town, as already con- stituted. These were the owners of land, the owners of houses, ' See Madox, Firma Burgi, p. i8; Hist. Exch. pp. 226 sq. ; Brady on Bi^rougbs, pp. 40 B<(. ; Giieist, Self-government, i. 104-1 10, 847-850, Ver- walt. i. 134 sq. 'i'lio iirrangeinont might lie cither at fee farm or for a term of years. Thv. Jlriiid /mn/l (totidem vorhi.s) first appears in Domesday in the case of Huntitigiion. The forms of Northamjiton, Wallingford, and Colchester are specified in the Pipe Roll of 31 Henry I. XI.] Growth of Towns. 41 1 shops, 01- gardens ; the hurgacfe-tenants, from whose burgages tlie The tenants -p • 1 1 11 "* bur(?age rent was originally due, and from which it must, if raised legally, were the be paid : these men met in the church-yard or town-hall as the commumtas - civiUUis. men of the township ; in a trading town they would be the mem- bers of the guild ; and, in the judicial work of the town, they were the class who furnished the judices and juratores, the leet jury in fact, when that jury first comes to light ^ Under the reeve, the praepositus as the Norman lawyers called him, there was already a communitas civitatis, although of a very primitive form. The body thus recognised speedily discovered its own Additional . » I'M privileges strength, and obtained further grants of perpetual privileges, purchased. or purchased the occasional enjoyment of them : the city of London serving as the standard to which all attempted to rise. In A.D. 1130 the citizens of Lincoln paid 200 marks of silver and four marks of gold that they might hold their city of the king in chief ^ : a charter would probably be the result of this payment, or at all events the bestowal of privileges enumerated in the charter of Heni-y II. That king specifies, as one of the cases of existing rights of the burghers of Lincoln, that they had a ^nd Bever- merchant-guild composed of the men of the city and the mer- ^^' chants of the county ^. The charter of Ar('hbishop Thurstan to Bevei'ley places the ' hans-hus' or guild-hall among the fore- most of the privileges conferred on his men. ' I will that my men of Beverley shall have their hans-hus *, that they may there * See Gneist, as above referred to. He distinctly regards the communn, the origin of the corporation, as the result of a combination of the firma burgi with the leet jurisdiction. This I entirely agree with, hut the adjust- ment of the relation of these two elements with the guild presents some difficulties as to its universal applicability. ^ Pipe Roll 31 Hen. I, p. 114. ^ ' Gildam suam niercatoriam de hominibus civitatis et de aliis merca- toi-ibus comitatus, sicut illani babuerunt tempore Edwardi, Willelmi et Henrici regum Angliae.' Foed. i. 40 ; Select Charters, j). 159. * The ' bans.' afterwards such a name of power, appears first in England, later in Germany. G. L. von Maurer, Stadteverfassg. ii. 254; Sartorius, Urk. Gesch. d. Deutsch. Hanse, i. 73. It seems to be identical with (juild, and it is also used in the sense of a tax. Sartorius, i. 75, 76. We have here a bans bus at York and another at Beverley. The men of York had in the time of John their guild at home and several hansas both in England and in Normandy. The men of Dunwich have their ha»sa et r/ihla mer- catoria confirmed by the same king. Select Charters, pp. 303, 304. In the second year of Henry III the citizens of Herefonl jiaid for a charter, and to have for ever a merchant-guild, with a hansu and other liberties. 412 Constitutional History. [chap. Early charters of towns. Rise of the guUds. Ancient origin of guilds. treat of their bye-laws, to the honour of God and S. John, and the canons, and to the improvement of the whole township, freed according to the same law as that which those of York have in their hans-hus.' In other towns the guilds were ali-eady making their way : the Pipe Roll records payments by the weavers of Oxford of two marks of gold that they might have their guild ; the shoemakers pay five that they may recover theirs ; the weavers of Huntingdon pay forty shillings ; those of Lincoln a mark of gold ^. But the most significant indication of gro\\i;h is found in the curious payment of Thomas of York, the son of ITlviet, who gives the king a coursing dog that he may be alderman of the merchant-guild of York : the value of a coursing dog was twenty shillings ^, so that either the position was an unimportant one, or Thomas's hold upon it so strong as to make the king's consent a matter of small value. There is as yet no indication that the guild aspires to modify the constitution of the city. The origin of guilds, as has been already remarked, runs back to remote antiquity. The simple idea of a confraternity united for the discharge of common or mutual good offices, supported by contributions of money from each member and celebrating its meetings by a jieriodical festival, may find parallels in any civilised nation at any age of the world. The ancient guild is simply the club of modern manners '. In Eng- Madox, Hist. Exch. p. 284. There was a hansa also at Montgomery (Eyton, Shronshire, xi. 134) ; at Liverpool, Wigan, and Preston (Harland'.s Mainecestre, i. 182. 19S, 204"). * pipe Roll 31 Hen. I, pp. 2, 5, 48, 109. * Itjid. pp. 34, 35. Ulviet, the father of Thomas, was, as we learn from the inquest into tlie customs of the church of York (abovi^, p. 305), a lage- raan or magistrate of the city. Perhaps we may infer from this a gradual change from the lageman to the guild system jiroduced by continuing the substantial powor, under different names, bnt in the hands of the same families. Compare the relations of Loofstan and his son llobert with the cnibten-gild antat, ii. 62. ^ Many of these may he found in tlie Ordon. des Rois ; in ]?aluze's Miscel- lanea, vols. iii. iv., and in the Kocueil des Monuments Inedits de 1' Hist, du 'I'iers Ktat, cd. by Aug. Thierry. See also Kemble, Sa.xons, ii. pp. 521-544; and tlie Historical Illustrations appended to Guizot'a Lectures on Civilisa- tion iu France. XI.] The Towns. 421 are in both style and substance very different from the En^dis^li. T)ie charac- rni 1-1 • • ter or their The uberties which are bestowed are for the most part the same\ liberties. exemption from arbitrary taxation'^, the right to local jurisdic- tion*, the privilege of enfranchising the villein who has been for a year and a day received within the walls*, and the power of electing the officers^. But whilst all the English charters contain a confirmation of free and good customs, the French arc tilled with an enumeration of bad ones". The English recur in Contrasted . .,.,.. , , vvith those thought to a time when, in tradition at least, they possessed of England. all that is granted, and even more ] the French regard only the present oppressions from which they are to be delivered. The English have an ancient local constitution the members of which are the recipients of the new grant, and guilds of at least sufficient antiquity to render their confirmation typical of the freedom now guaranteed ; the French communia is a new body ' Many of the provisions of the communal charters recall the early guild customs ; e.g. the direction that the members shall not abuse one another (Stabilimentum Rothomagense, Duchesne, p. 1066) ; the entrance into the body is cfl'ected by a pa3'ment to the common fund (charter of Noyon, A.D. 1191 ; Baluze, iii. 79). * See the ch.arter of Tours, a.d. 1181 ; Baluze, iii. 80 : Chaumont, A.D. 1182 ; Ordonnances, xi. 225. In the latter case the words are, ' ut omnes qui in eadem iiermanebunt Communitate, ab omni talliata, injusta captione, creditione et universa irrationabili exactione, cujuscunque siut homines, liberi et immunes jure perpetuo permaneant.' ^ Only however where the king's own riglit of demesne was clear; the commune of Beauvais was under the justice of the bishop; Ordonnances, xi. 198. The privilege of not being called to plead outside the town is common ; e.g. charter of Corbie, Ordonn. xi. 216. * ' Si quis moram fecerit per annum et diem in Communia Senonensi in pace et sine juris vetatione, et aliquis postea emu requisierit quod .sit homo suus, non illi de eo respondebunt jurati;' Charter of Sens, A.D. 1189; Ordonn. xi. 263. The privilege was not peculiar to communes: ' Quicunque vero in villam venientes, per annum et diem ibi in pace manserint, nee per regem, ncc per praepositum, nee per nionachum justitiam vetuerint, ab omni jugo servitutis deincejjs liberi erunt ;' Charter of the vill of Scans, A.D. 1 153 ; Ordonnances, xi. 199. Cf. tlie cliarter of Voisines, A.D. 11S7 ; ibid. iv. 456. It was prob.abh' an under.'ftood riglit, which required limitation : the free rustic who wished to join the commune of S. Eiquier had to resign his land to his lord; Ordonn. xi. 184. Cf. charters of Koye, ibid. 233; and Bray, ibid. 296. The parish of Lorris has the enfranchising clause; ibid. p. 202. ^ Charter of Tours; Baluze, iii. So: Beauvais; ibid. 81 : Chateauneuf, A.D. 118 1 ; Ordonn. xi. 221. ® See the charter of Bourges, A.n. 1I45; Ordonnances, i. 9: that of Orleans, a.d. iif)8; ibid. i. 15: that of Amiens: ibid. xi. 264; Baluze, iii. 84: Beauvais, a.d. 1115; Ordonnances, xi. 177: Laon, A.D. 1128; ibid. 187, 422 Constitutional History. [chap. contrasted witli the English guild. The French which, by the action of a sworn confederacy, has wi'ung from its oiDpressors a deliverance from hereditary bondage ^. The French charters abound in saving clauses protecting the rights of the feudal lords which the grant infringed, or setting aside those , rights in accordance with the principle of alliance between king and commune against their common foes. In the English charters there are no signs of such antagonism as marks the one case, or of such cautious liberality as distinguishes the other. The commune lacks too the ancient element of festive, religious, or mercantile association which is so conspicuous in the history of the guild. The idea of the latter is English, that of the former is French or Gallic. Yet notwithstanding these differences, the substantial identity of the privileges secured by these charters seems to j)rove the existence of much international sympathy. The ancient liberties of the English were not unintelligible to the townsmen of Normandy ; the rising freedom of the German cities roused a like ambition in the towns of Flanders^; and the struggles of the Italian municipalities awoke the energies of the cities of Provence. All took different ways to win the same liberties. The town life of Germany presents in its mercantile develop- ment a closer parallel with that of England, but there is not between the two systems the direct historical connexion which, through the long union of the Norman, Angevin, and Poictevin inheritances with the English croAvn, subsists between the insti- tutions of France and England. The German hansa may have been derived from England ; the communa of London was certainly derived from France. Hence for points of common history we must look further back, to the township and the mark : the later growth of German city life, the colonial character of the great Saxon towns with their artificial patri- ciate and sirict caste system, the independent mercantile com- Town life of Germany. * * Universi homines infra murum civitati.s ct in suburbio comniorantes. in cujuscunf|Uo terra nianoant, connnuiiiani jurabunt.' Charter of Beauvais, A.D. 1 182; Biiluzu, Misc. iii. 80: cltarter of Compicgne, A.U. 1153; ibid, p. 83 : of SoiHKonH, a.d. ii8r ; ibid. p. 79. * See the l''ienii.sh uliarterH in Keiidde, Saxons, ii. 528 sq. In that of S. Omer the guild has an important place. xr.] The Towns. 423 munities of the Rhine and Franconia, the imperial history "f ^^,^|f^onsU- Worms, Cologne, and Frankfort, the mercantile principalities ^^^^^"^ of Augsburg and Nuremberg, have, if some slight coincidences in London history be excepted, no parallels in England. The cities of Spain again, whilst they unite in one form or other most of the elements existing separately elsewhere, — the colonial charac- ter of the Saxon, the communal spii-it of the French, the mer- cantile association of the English town system, — are in the details of their historical growth far removed from the condi- tions of English society ; and they are, it must be added, too little illustrated by accessible documentary history to furnish either a parallel or a contrast. The Italian towns have a distinct de- Italian * ... towns, velopment of their own, rather owing, it is true, to their external relations than to any peculiar element inherent in their institu- tions, but sufficiently mai'ked to make us set them aside in a view so general as that to which we must limit ourselves. Great in mercantile enterprise, great in political ambition, centres of life and progress, they were no integral part of the system in which they were embedded : they were, whether bound to, or in league against imperial power, practically independent of any higher authority than their own ; and by their jealousies, enmities, and ambitions, they constituted themselves political unities, too weak to stand alone, too proud to throw themselves into the general interest of the peoples among which they were placed, destined by their very temper and circumstances to a short and brilliant career, but allowed to claim a very slight share in the benefits, for the winning of which their own history had been both a guiding and a warning light. The communa of London, and of those other English towns Kelics of ' _ '^ ^ Older sys- which in- the twelfth century aimed at such a constitution, was tems survive the old Euclish guild in a new French garb : it was the ancient m'«i«'n cor- , . . . porations. association, but directed to the attainment of municipal rather than mercantile privileges : like the French commuuia, it was united and sustained by the oaths of its members and of those whom it could compel to support it. The major and the jurati, the mayor and jurats, were the framework of the commuua, as the alderman and brethren constituted the guild, 424 Constitutional History. [chap. The mayor, and the reeve and s'ood-men the magistracy of the township. and coun- And the System which resulted from the combination of these elements, the history of which lies outside our present period and scope, testifies to their existence in a continued life of their own. London, and the municipal system generally, has in the mayor a relic of the communal idea, in the alderman the representa- tive of the guild, and in the councillors of the wards the suc- cessors to the rights of the most ancient township system. The jurati of the commune, the brethren of the guild, the reeve of the ward, have either disappeared altogether, or taken forms in wliich they can scarcely be identified. Chartered Although the importance of this rising element of Ensflish towns not ... , . numerous in life is sufficiently great to justify the place that we have here the Norman .... •> J i period. given it, it is not to be supposed that during the period before us it Avas very widely diffused. The English municipalities were neither numerous, nor, with the exception of London, in pos- session of much political power : their libei'ties took the form of immunities and exemptions, rather than of substantial influ- ences : they were freed from the exactions of the sheriffs, but not empowered to take a representative share in the adminis- tration of the county; they were enabled to try their own prisoners, to oust strange jurisdictions, to raise their taxes in their own way, but not to exercise jurisdiction outside their walls, or to raise their voice in granting or refusing a contribu- tion to the wants of the State. Even their charters were re- ceived with misgiving, they were purchased with solid gold, and had as a matter of fact to be redeemed in the form of confirma- Their tioii from each successive king. Still the history of the twelfth ^rowtn oon- _ ... tinuoiis. century is one of distinct and uniform progress. Points of The close of the Norman period saw the English towns thus develop- n ^ i i • • c i nient. far advanced, and aimnig at further growth. They had secured the firma burgi, and freed themselves from the pecuniary exac- tions of the sheriffs ; they had obtained a recognition by charter of their free customs, that is of the special rules of local adminis- tration which tlicy had immcmorially observed, especially the exem])tion from the Noimau innovation of trial by battle ; their constitution was still that of the township and the hundred. XI.] The Towns. 425 but the relief from tlie financial administration of the sheriff Advantajres .... 1 ''caiiy had surfofcsted the possibility of liberation from his judicial secured by _ "* _ ^ •'^ _ •' the towns. administration also. The guilds were operating so as to pro- duce a stronger cohesion among the townsmen ; they gathered frequently in their drinking-halls, and drew up their own regu- lations for the management of trade ; their leading men pos- sessed the ancient burgages on which the king's dues were payable, and this was enough to entitle them to such social power as was left in local hands ; they possessed, if not the sole right to trade, something very like a monopoly of all mercantile dealings, and a claim to immunity from tolls throughout the shire or the realm, and in some cases even in the foreign dominions of the king. Accordingly the membership of the guild is indispensable to the full and perfect status of the burgher. Some, if not all, the towns so privileged, could confer freedom on the villein by allowing him to stay for a year and a day within their walls, or enrolling him in their guild : the most offensive of the services demanded from tenants of demesne land were remitted to them. They could still be tallaged, taxed at the will of 'the king, but so could the rest of the nation. Except through the agency of tlieir own magistrates they could not be forced by a stranger to appear in the courts of law. Diversities of custom there doubtless were, but in all this there was a strong tendency towards liberty. How well the towns repaid the confidence shown by the kings in the gift of these privileges appears in the history of Henry II and his sons. The example set by the sovereign in the cities and boroughs Towns in the that were under his direct control Avas followed by the lords mesne lords, who held boroughs in demesne. The earl of Leicester chartered his town', and the carl of Chester the boroughs of the palatine ' Thompson, ^runicip.al Antiquities, pp. 29, 39, 4T, 44. &c. The history of Leicester supplies a story ilhistr.itive of the prncess by which new liber- ties were obtaineil. In order to avoid the necessity of trial by battle, the men of Leicester, in or about the reign of Henry I, petitioned the earl that they might have a body of tw-enty-four men chosen out of their own number to decide all pleas ; and they promised to pay 2,d. yearly for each house in the High-street that had a gable : these twenty-four were the jurors of the portuian-mote ; a court which appears in some other corpora- tions in the north, and answers to the court-leet, or lagh-moot. The story 426 Constitutional History. [chap, earldom : Durliam received its privileges from the bishop, and the great prelates whose rights excluded the interference of sheriff and shire-moot were able to bestow on their towns privi- leges scarcely less extensive than those given by the crown. Unchartered But there were other town communities outside all these classes, towns. depending on mesne lords who were without the power of granting immunities, or depending on the crown but not rich enough to purchase charters. These subsisted under the ancient township or manorial system, and down to a comparatively late period were distinguished only by external features from the Market rural communities. From this class sprang the largest part of tO\TOS. ^ ® , . ° ^ . the market towns of the present day : the privilege of having a market was not grudged by the rulers whose revenues it helped to swell; and once established, the market involved a humble machinery of police and magistracy, which gave to the place, otherwise undistinguished from the villages around it, some semblance of municipal constitution. The villein 132. The history of that extensive portion of the population which lay outside the classes thus accounted for, is, during the Norman period, extremely obscure. The man who had no political rights, and very little power of asserting his social I'ights, who held his cottage and garden at the will of a master who could oppress him if he could not remove him, and could claim without rewarding his services, — who had no rights against his master, and who could only assert such i'ights as he had The nisticus thi'ouffh the aa:cncy of his master, — the rusticus, the nativus, the or nativus. ° . servus, — fell only occasionally within the vieAV of the writer who chronicled great events, and tlien but to add an insignificant feature to his picture. The villein possessed no title-deeds, by the evidence of which his rights were attested ; he carried his trouliles to no court that was skilled enough to record its pro- ceedings. It is oidy by a glimpse here and there that we are enabled to detect his existence ; and the glimpses are too un- certain to fuiiiish a chie by which his history can be traced. is found in an inquest of 39 Hen. Ill, wliicli, I fojir, is not good authority. Compare, however, the chiirtcrs printed in Harland's Maniecestre, i. 182, 183, i88, 195, iij8, 199, where important ilhistralions are given from the constitutions of Chester, Preston, Liverjiool, Lancaster, and iSalford, XI.] The Villenage. 427 Yet when he reappears, as he does in the thh'fceenth and four- Depression teenth centuries, he bears marks of a history on whicli some tude. conjectures must he hazarded. Under the Anglo-Saxon system there is no difficulty in estimating his position : it is one of depression but not of helplessness : when he comes before us in the reign of Richard II his condition is one which suggests that, however much social causes may have served to ameliorate his actual lot, the legal theory of his status has become hardened and sharpened so as to warrant almost wanton oppression. The Anglo-Saxon laws recognised, as we have seen, a class of Anglo-Saxon o o ' ' servitude. serfs, or theows, who Avere the mere chattels of their master. The landless m^n, on the contrary, was free in all personal relations, although he must have a surety or a patron, to answer for his forthcoming, or to assert his rights in all matters of which the law took cognisance. The landless man might settle on the land of another, or take service in his household ; he might act as a liired labourer, or as a small rent-paying tenant ; he might be attached hereditarily to his master, or to the land that his master owned. And the lowest class of landowner, that is, the ceorl who possessed a little alod of his own, had often, perhaps generally, found it necessary to put himself under the protection of his powerful neighbour, who would defend his rights and dis- charge his public services in consideration of a rent paid or labour given, or an acknowledfrment of dependence. The barons who took Servitude in " ' o i Domesday. the Domesday Survey recognised the existence of all these clashes, and of distinctions among them much more minute than can be interpreted at the present day ^. That record attests the exist- ' EllLs, Intr. ii. 511 sq., gives the following numbers: bordarii, 82,119; cotarii, 5054; coscets, 1749; servi, 25, 156; villani, 108,407; besides small numbers of different classes which may be referred to the same heads. The distinctions among these classes are generally based on the variety of services to whicli they were liable or the extent of the l;\nd they were allowed to hold ; but local customs differed, and the warning, ' Videat qui scyram tenet, ut semper sciat quae sit antiqua terraium institntio vel po- puli consuetudo,' wa.-s very necessary. Rectitudines, in the Ancient Laws, ed. Thorpe, p. 186. Most of the terms are explained in the Rectitudines Singularum Personarum ; in Greenwell's edition of Boldon I'uke, pp. 1. sq. ; in Robertson's Scotland under her Early Kings, ii. 158 sq. ; in Hale's Domesday of S. Paul's, and Register of Worcester ; in Pearson's Early and Middle Ages, Thorpe's Lappenberg, and Ellis's Introduction to Domesday. 428 Constitutional History. [chap. ence of more than 25,000 servi, who must be understood to be, at the liighest estimate of their condition, landless labourers; over 82,000 bordarii; nearly 7000 cotarii and cotseti, whose names seem to denote the possession of land or houses held by service of labour or rent paid in produce ; and nearly 110,000 villani. Above these were the liberi homines and sokemanni, who seem to represent the medieval and modern freeholder. Villenagein The villani of Domesday are no doubt the ceorls of the pre- omes ay. ^^jjj^g period, the men of the townsliip, the settled cultivators of the land, who in a perfectly free state of society were the owners of the soil they tilled, but under the complicated system of rights and duties which marked the close of the Anglo-Saxon period had become dependent on a lord, and now under the prevalence of the feudal idea were regarded as his customary tenants ; irremovable cultivators, Avho had no proof of their Advantages title but the evidence of their fellow ceorls. For two centuries ' after the Conquest the villani are to be traced in the possession of rights both social and to a certain extent political : their oaths are taken in the compilation of Domesday, their repre- sentatives attend the hundred-moot and shire-moot ; they are spoken of by the writers of the time as a distinct order of so- ciety, who, although despicable for ignorance and coarseness \ were in possession of considerable comforts, and whose immu- nities from the dangers of a warlike life compensated for the somewhat unreasoning contempt with which they wei*e viewed by clerk and knight. During this time the villein could asseit his rights against every oppressor but his master ; and even against his master the law gave him a standing-ground if he could make his comi:)laint known to those who had the will to maintain it. But there can be little doubt that the Norman knight practically declined to recognise the minute distinctions of Anglo- Tondency Srtxon dc])eiidence, and that the tendency of both law and social df'prcssion hal)it was to throw into the class of nativi or born villeins the whole of the po2)ii]ation described in Domesday under the heads ' E.g. ' Servi vero, qnoa vocamus rusticos, ruos ignominiosos et degeneres in artibus eis indebitis enutrire contenilunt, non ut e.xeiint a vitiis sed iit abundent divitiis . . . Rcdimunt suos a dominis servi. . . .' W. Map, de Nugia Curialium, p. 9. XI.] The Villenage. 429 of servi, borclarii, and villani ^ Not but that, if it came to a Legal status oftlievilleiu. question of law, the local witnesses might in each case draw a distinction as to the status of the villein concerned ; the testi- mony of the township or the hundred might prove that this man was descended from a family which had never been free, this from a bought slave, this from a commended ceorl ; but the law administered by Norman jurists classed nativi and vil- lani together^ : the nativus could not be made a knight or a clerk without the leave of his master, or Avithout formal emanci- pation ; the villanus, with his sequela, his service, and his progeny, could be disposed of in the same deed of sale or gift that alienated the land on which he had been settled for ages ' : the villein could not leave his home, for by so doing his lord lost his services. It is true that in a state of society in which the land is far too wide for its inhabitants, and in which accord- ingly the wages of labour may be said to be paid in land, such a state of dependence may be compatible Avith much personal comfort and some social ambition ; but it is in itself a degraded position, and has a tendency to still further degradation. Inci- dentally however it is probable that the influx of Norman ideas helped to raise the lowest rank of dependents ; for although the free ceorl becomes the villein, the servus or theow disappears altogether. Not to anticipate here the fui'ther conclusions which still lie far ahead of us, it may be said that under the Norman ' In one entry on the Pipe Roll of Henry I they seem to be treated as part of the stock upon an estate : 'Eestoldus debet £239 15s. 2d. uumero, pro defectu comitatus, videlicet in annona, et domibus, et granijiis, et molendinis, et piscariis, et villanis, et bordariis, et buris et bubulcis et foeno ; ' p. 2. ^ The fifth book of Glanvill is devoted to the question of vdllenage, or the status of the nativus : ' Omnia catalla cujuslibet nativi ita intelliguntur esse in potestato domini sui quod propriis denariis suis versus dominum suum a villenagio se redimere non poterit ; si quis vero extraneus eum ad liberandura emeret suis nummis, posset quidem perpetuo versus dominum suum qui eum vendiderat se in statu libertatis tueri.' ch. 5. ' Ascriptitii qui villani dicuntur, quibus non est liberum obstantibus quidem doniinis suis a sui status conditione discedere ;' Dialogus de Scaccario, i. 10. The chattels of the ascriptitii might be sold to pay their lord's debts, but not until all his own saleable property had been sold; and in case of a scutage, those of the knights holding under a defaulting lord might be sold as well as those of the villein. Ibid. ii. 14. ' See examples in Madox, Formulare Anglicanum, pp. 416 sq. None of them however belong distinctly to the Normau reigns. 430 ConstiUitional History. [chap- Advantages kings such slio'lit indications as we possess of the state of the of the villein .„*. , *^ , ^ . ^ . „ ■^ ^^ in the Nor- A'lileuis SHOW them to have been in possession ot consiaerable man period. . , . ., ™, „ . , . i? xi • social privileges. They were safe m the possession ot their homes ; they had a remedy against the violence of their masters* ; they could, if they chose to renounce their holdings and take refuge in a town, become members of the guild, and there, when unclaimed for a year and a day, obtain the full rights of free men ; they could obtain manumission by the intervention of the Church, which always j)roclaimed the liberation of the villein to be a work of merit on the part of the master. But it by no means followed that manumission was a material benefit, if thereby the newly enfranchised man lost his title to be maintained on his lord's land, and must forthwith look for new service or throw himself on» the chances of war or trade. Under a fairly good lord, under a monastery or a college, the villein enjoyed immu- nities and security that might be euA-ied by his superiors ; he had a ready tribunal for his wrongs, a voice in the management of his village ; he might with a little contrivance redeem his children and start them in a higher state of life. His lord had a peremptory claim on his earnings, but his lord had a lord whose claims on him were as irresistible if not as legally binding. He His dis- was excluded from juries and assizes touching property, but by abihties not . ni<. ^ • t e • ■ disadvan- that exemption he was freed from the risk ot engaging m him. quarrels in which he would be crushed without pity by the more powerful neighbour against whom he might have to testify. If he was without political rights, so were also the great majority of his superiors. The few laws of the Norman period do not much affect the villein. The manumitting clause of the Conqueror's charter, as commonly received, is the interpolation of a latei age^ : it is ' ' Aluredus de Cheaffeword reddit compotum de 40s. i)ro rustico verbe- rato/ This must have been bis own rmdcnfi, for an assault on another man's vilh in would not liave been reported in the royal accouuts. Pipe Iloll 31 Hen. T, p. 55. ' Thorpe, Ancient Laws, p. 21^: 'Si qui vero velit servum suum liberum facere, tradat eum vicecomiti per manum dexteram in pleno coniitatu, quietuin illuiii'clam.arc debet a jngo servitutis suae per manuuiissionem, et ^ ostendat ei liberas via.s et tradat illi libera anna, scilicet lauceam et gladium, dcindc liber homo cfficitur.' XI.] The Army. 431 only by a bold inference that we can argue from the words of Lejrnl the charter of Henry I that the villeins came within the pro- the villein, vision that the barons should treat their men as the king treated the barons. The enfranchising power of the borough or the guild may be inferred, but cannot be proved. The restriction imposed by the Constitutions of Clarendon on the ordination of the rustics seems to imply that the practice had reached a point at which it was liable to be abused ^. The exclusion of the villani, cotseti, and ferdingi, of mean and poor persons, from the judicial duties of the shire-moot, Avas a measure which common prudence and policy alike must have dictated^. It may how- ever be doubted whether the word villani had during the twelfth centui'y fully acquired the meaning of servitude which was attached to it by the later laMyers. 133. The military system of the Normans, so far as it is con- Military nected with their doctrine of tenure, need not be further dis- cussed here. We have seen that the distribution of the laud into knights' fees was a gradual work, which was not completed in the reign of Henry II. "When therefore Ordericus Vitalis describes the regular feudal force of the kingdom as consisting of sixty thousand knights, to whom a proper provision in land had Knights' been assigned by the Conqueror, it is clear that he is stating an inference drawn from some calculations which we do not possess, unless, as seems probable, it was bas-ed on a misunderstanding of the Domesday Survey ^. The apparently inexplicable diversities ^ ' Filii rusticorum non debent ordinari absque assensu domini de cujus terra nati dignoscuntur.' Const. i6; Select Charters, p. 134. This legisla- tion however is by no means peculiar to this age or country ; see the law of Charles the Great in Labbe and Cossart, Cone. vii. 1061 ; that of Lewis the Pious, ibid. vii. 14S0 ; and the Lateran Council of 1179, ibid. x. 1730. ' See the passage quoted above, p. 396, note 1. In the Pipe Roll of 3 1 Henry II are several cases of amercements imposed for placing rustici on juries and assizes. Madox, Hist. Exch. p. 379. * It is certain that even the officials of the Exchequer had no certain computation of the number of knights' fees. Alexander Swerford, the original compiler of the Liber Ruber Scaccarii, who wrote in 1230, tells us thiU. Longchamp when Chancellor had endeavoured in vain to ascertain it : ' Illud commune vcrbum in ore singulorum tunc teinporis divulgatum fatuum reputans ct mirabile, quod in regni conquisitione dux Normannorum Rex \VilleImus servitia xxxii. millia militum infeodavit.' Hunter, Three Catalogues, p. 13. Stephen Segrave however, the minister of Henry III, reckoned 32,000 as the number ; Ann. Burton, p. 367. The calculation of Higden in the Polychronicon, lib. i. c. 49, makes the whole number 433 Const itiitional Illdory. [chap. Difficulty of in the computation of the acreage of the hide, the variation of the tion. numbers of hides contained in the knight's fee, and the fact that the system of assessment by knights' fees furnishes no real clue to the number of warriors actually producible, are sufficient reason for not hazarding a conjectural estimate. The number of knights who could be brought into the field at once was by no means large ; the whole number furnished by the tenants-in- chief from the ten counties south of the Thames and Avon was, as we learn from the Liber Niger, only 2047^: and these counties probably contained a fourth part of the population of England. The official computation, on which the scutage was levied, reckoned in the middle of the thirteenth century 32,000 knights' fees, but the amount of money actually raised by Henry II on this account, in any single year, was very far from oiiiiiaration commensurate. The exact obligation of the knight's service was senke. to furnish a fully-armed horseman to serve at his own expense for forty days in the year. This service was not in practice limited to the defence of the country in which the estate lay ; the Norman knights served the Norman king both in England and abroad, nor did the question of foreign service arise during this period of our histor3\ The baron led his own knights under his own banner, the host was arranged by the constable or marshal Union of the under the supreme command of the king : the knights who held under the less than baronial fees under the crown appeared with the rest of the forces of the shires under the command of the sheriffs. The infantry must have been furnished almost entirely by the more ancient fyrd system, or by mercenaries. It is however improbable that an}thiug like a regular force of infantry was maintained by the Norman kings. It was enough, after the 60,015, of which 2^,015 are held by the religious; but as he makes the parish churches 45,002 in number, his calculation is only a contrivance to reeoiicile tlie 6o,ooo of Onierieus with the 32,000 of popular opinion. From Higden tlie statement is taken by the author of tlie chronicle called Eulo- gium (vol. ii. p. 154), from which work it was taken by a host of copyists : Seidell in his notes on Fortescue quotes it from the Eulogium. * Pearson, Early anrl Middle Ages, i. 375 ; ii. 209, 496, 497. Mr. Pear- son's conjecture that the number of 32,000 really apjjlied to the hides, and that the kiiitihts' fees, calculated at five hides each, would be 6400, is ini,'enioiis; ijut tlie statemvut, wherever it is made, is distinctly referred to the knight's fees only. XI.] The Army. 433 pacification of the country by the Conqueror, that a force of Obli(?ation knights should be kept together for such hurried expeditions on service, the Welsh or Scottish borders as received the name of wars. The lilve body accompanied the king in his visits to Normandy. Where more was required, as was the case in the struggles of the early years of Henry I, recourse was had to the native popu- lation. Every free man was sworn, under the injunction of the Conqueror, to join in the defence of the king, his lands and his honour, within England and without ^ : nor was any fixed period for such service defined by the law ; although custom must have restricted the demand for it to cases in which the kingdom Avas imperilled by invasion, and must have limited its duration according to the provision made by the county for the force it furnished. The oath thus taken must have legalised the employment of English troops for the war in Maine in 1073, and the summons issued by William Rufus to the English, in obedience to which 20,000 foot-soldiers were fui'nished for war in Normandy '^. Each of these received from the shire a Provision sum of ten shillings, which, compared with the twenty shillings "hire for the which in the county of Berks were paid towards the expenses of ^^^^' each knight for two mouths^, may perhaps imply that two months was the customary period of service. On these terms then it is probable that the English forces which assisted Henry against Hobert of Belesme were collected ; and although the long peace which followed gave but few opportunities for the king to Action of demand the fulfilment of the obligation, the invasion by King ^ David in 11 38 found the Yorkshiremen still mindful of their duty and capable of discharging it successfully *. But there can be little doubt that for the Norman wars of Mercenary Henry I, and for the partisan w^aifare which desolated England under Stephen, mercenaries were largely employed. In 1085 the Conqueror's army raised for the defence against Canute of Denmark was composed of ' solidarii V footmen and archers collected from all parts of France and Brittany ; and after the • Select Charters, p. 80. ' Flor Wig. a.d. 1094. ' Above, p, 117, note 2 * Eic. He:diaui, td. Twysden, c. 321. ' Flor. Wig. A.D. 1085. F f 434 Constitutional History. [chap. Emp)oy- ment of mercenaries. Unpopu- larity of mercenaries in England. II ow much of this system was Norman "r first Ci'usade the hosts of veteran adventurers who survived their pilgrimage were at the disposal of Henry I. The mer- cenaries drawn by him from Flandeis gave Stephen and Matilda a precedent for a practice which to a great extent indeed economised the blood and sinew of the native English, but yet was productive of much miseiy and great irritation. The rapacity of the Flemings created in the people an intense feeling of hatred, and one of the most jiopular provisions of the reform carried out by Henry II was the expulsion of these plunderers. The fact that each of these three sources of military strength, the feudal array, the national militia, and the mercenary com- panies, was available on both sides of the channel, placed a very powerful engine of warfare in the king's hands ; and we shall see as we proceed that among the very first steps towards a reorganisation of the national unity were measures which for- bade the introduction of mercenaries into England, a growing reluctance, culminating in a positive refusal, on the part of the feudal tenants to fight the king's battles abroad, and the actual cessation of any attempt to use the English fi'ee population for foreign warfare. 134. This survey of the history of the Norman sovereigns, whilst it furnishes but a broken outline of their administrative system in general, suggests questions which it is by no means easy to answer. How far was the machinery, the recorded facts of which have been here given, the national s} stem of the Normans in their earlier seats ? how far was it a mere transla- tion of English institutions into Norman forms'? how far was it the result of a combination which forced both elements into new developments ? Wliat was purely Norman, what was purely Englisli, what was new'? The opinions of lawyers and historians have widely differed on this point ; and the differences seem in many cases traceable rather to the mental constitution than to the political or national prepossessions of the writers. One authority insists on the immemorial antiquity of every insti- tution the origin of which cannot be fi.xed by date ; another refuses to recognise the possible existence of a custom before it appears definitely in contemporary records : this writer regards XI.] Origin of the Norman Law. 435 the common features of two systems as positive proofs that the Variety of ■^ '■ \ opinions. one IS derived from the other ; that refuses to receive any amount of analogy as proof of historical connexion. The result has been on the one hand to treat the Norman system of govern- ment as an entire novelty, and on the other to reduce its influences to the merest and most superficial shades of change. The view that has been taken in the earlier chapters of this book has recognised to the fullest extent the permanence of the Anglo-Saxon institutions, and under each head of the present chapter have been noted the features of the Norman reigns which appeared really strange to the older rule. In the policy Ideiofthia of the Conqueror we have traced the existence of an idea of combination, of dovetailing or welding together the administra- tive framework of the two races. In taxation the Danegeld is distinctly English, the feudal aid is as distinctly Norman : William maintained both. In legal procedure the hundred- moot and the shire-moot are English, the custom of trial by battle is Norman ; in military organisation the fyrd is Anglo- Saxon, the knight-service is Norman : in each case the Con- queror introduced the one without abolishing the other. This Prinr-ipie prmciple was dictated m the first instance by the necessity nation. of providing institutions for two distinct nationalities, and was perpetuated as the nationalities coalesced, because it fur- nished the king with a power of holdiug the balance of the kingdom with a firm purpose of strong government. Just as the nationalities combined to produce one nation strengthened in character and polity by the union, so the combination of the institutions produced a new growth in which, whilst much that is old can be detected, there is much else that could not have existed but for the combination. The increase of official records in the reign of Henry II and his sons enables us to trace this influence more accurately as we advance. But there are some points which demand notice at our present stage of inquiry. We have considered the leading principle of the system of the Conquest to be the combination of the strongest part of the Normau system with the strongest part of the early English system ', the maintenance of the local and provincial F f 2 43*^ Constitutional History. [chap. Origin of macliineiT of the latter with the central and sovereign autho- the Curia . , . . , /. mi Repisand viij characteristic of the former. The most important parts of the centralising system of the Norman kings are the Curia Regis and Exchequer ; and here the most opposite opinions have been put forth for many years with the utmost confidence. Norman, The Curia Regis has been regarded as the simple reproduc- English, or . . " . . merely tlie tion in co^jquered England of the Curia Ducis of Normandy^, despotism? which again was a reproduction of the court of the Karoling kings of the West Franks as it existed under Charles the Simple when he bestowed Normandy on Rollo. From another point of view it is represented merely as the English court of Edward the Confessor, the small witenagemot of the Anglo- Saxon kings, which has under the influence of feudal ideas sustained a change rather nominal than constitutional, and which gradually tends to devolve upon the king and his more immediate household the central administration of justice in cases calling for such administration. From another point the whole central administration is viewed as the operation of the personal omnipotence of the king as conqueror and supreme Element of administrator ^. Each of these theories contains a great truth : trutli in 1 -NT 1 • • • p 1 • • eacli theorj'. the Norman kings were despotic m fact ; their highest attempts at organised government advance in the direction of law no further than that stage which has been more than once described as the stage of routine. The system of routine by which they Avorked was primarily the system ou which they had governed Noi-mandy ; the court of the duke was reproduced in principle, as it was in the persons who constituted it, in the court of the king. The English administrative system was also so far ad- vanced under Edward the Confessor that the transformation of the ancient witcn;igcmot into the great court and council was — after the great change of actors caused by the substitution of Norman for native h)rds and prelates, — possible without any still more violent innovation. I5ut there are other facts to be con- sidered besides theories conceived u 2>non. We possess a large stock of Anglo-Saxon records; laws and charters which shed a ' Brunner, in liia Ent.steliung (Jer Schwurgericht, and also in Holtzen- ilorf's Kncyclopiidie. * Gneist, Verwaltungsr. i. 228 sq. XI.] Origin of Norman Law and Custom. 437 trreat denl of broken lisclit ou every department of tlie life of our Scantiness r. T.T 1 1 1 of Norman forefiitliers. The constitutional history of Normandy, and the records, legal history of the whole of that kingdom of which Normandy was a nominal province, is, during the century and a half that intervenes between the extinction of the Karolingian power and the reigu of Lewis VI, illustrated only in a vei*y slight degree by fragments of legislation and scattered charters. The most ancient text -books of Norman law are later than the reign of Henry II, both in composition and in materials ^ No one at the present day would contend that the legal reforms of Henry II were drawn from the Grand Costumier of Normandy, any more than that they were the result of the lessons of his great-uucle King David of Scotland. Yet it would be almost Difficulty of • • 1 1 • •! • • p -KT 1 1 J. tracing; the as rash to maintain that the similarities 01 JN orman ana later connexion of English law are to be ascribed solely to the fact that both were Karolingian developed under the force of Henry I and under the genius of Henry II. If, again, we ascribe to Norman sources all that is Karolingian in the measures of the Norman and Angevin kings, we are underrating the probable and almost demonstrable influence which the association of the West-Saxon dynasty with the Karoling, Saxon, and Franconian courts must have pro- duced on native custom. Under the circumstances it might seem almost the safest plan to abstain from attempting a con- clusion. But this is scarcely possible. The regular action of the central power of the kingdom ' Brunner, in an Excursus contained in his woi-k, Das Anglonorman- nische Erbfolgesystein, gives a careful account of the existing origines of Norman law. These are to be found in two books : (i) Stat^ita et consue- tudines Normanniae, printed in French by Marnier in his Etablissements et Cofttunies, Assises et Arrets de I'Exchiquier de Normandie (Paris, 1839) ; and in Latin by Warnkonig in the Staats- und Rechts-Gescliichte, vol. ii. This compilation, as Brunner shows, contains two works, (a) a Tractatus de brevibus et recognition] bus, ilrawn up soon after 1218: and (j8) a Trt>s ancienne coiitume de Noruiandie, which belongs to the justiciar- ship of William FitzRalph, about 1 190-1200. (2) The second book is the Grand Coutumier of Normandy, the older form of which appears to be the Latin Somiiia de legibus consuetudinum Normanniae, wlach is found in J. P. de Ludew'g's Reliquiae Manusciiptorum, vol. vii. pp. 149-418. The date of this work, which Brunner shows 1 1 be an original composition, and not founded on the preceding:, as Warnkonig and Marnier supposed, falls between 1 2 70 and 1275. Bruniivr's arguments on the Inquest by Jury are taken from charters of much earlier date. 438 ConstiUctional History. [chap. Growth of becomes known to us, as we have seen, first in the proceedings the Exche- . ^1 querin of the Exchequer. The English Exchequer appears first early and in in the reign of Henry I : the Norman Exchequer appears first under Henry H. There is nothing in the name to determine whether it was originally given to the court in England or in Normandy. The method of accounting in the English Ex- chequer is based on the English coinage, that of the Norman on the French : both England and Normandy must have had fiscal audits long before the Conquest ; the systems of account, almost all the processes of the two courts, are different. Yet the results have necessarily a resemblance ; the officers of the one were occasionally trained in the work of the other, and when reforms were needed in the one, a change of administrators was easy; the Treasury of Caen could lend an abbot to the Ex- chequer of Westminster, or the Exchequer of Westminster The two could lend a baron to revise the accounts of Caen. The same Exchequers KTow side exigencies, so long as the rulers of England and Normandy by side. 11, i 1 were the same, would be met by much the same measures. There is no evidence but that of tradition for deriving the English Exchequer from Normandy : there is far more ante- cedent probability that whatever the Norman Exchequer has in common with the English was derived from the latter. Yet the English Exchequer was organised by Norman ministers : the Domesday Survey was carried out by Normans : Ivanulf Flambard and Jloger of Salisbury were both natives of the neighbourhood of Caen. If there is no Norman roll of the reign of Henry I, there is but one English roll : in the latter case all but one have perished, so that no one can safely main- tain that in the former case none ever existed. Yet at the time at which the English fiscal system was developed, during the reign of William lUifus and in the early years of Henry I, the two count)i(s were not under the same ruler, concllui'i^n. '^^^^ conclusion seems to depend on a balance of probabilities : it is most ])ro]table that in both countries there was a fiscal court or audit, that the two were developed and more fully organised under the same su[)orin(cndcnce, and each may have borrowed from the other : but there is no historical proof, and xi.J The Norman Courts. 439 110 historical neccssitv to assume that the one was an offshoot Name of •^ _ Excht'CiutT. or a transplantation of the other. The importance of the name is only secondary ; it matters little whether the chequered cloth were first used at Westminster or at Caen. It appears only in those countries which are connected with Normandy after the Conquest and with the Norman kings of England, so that from this point of view the English origin seems most prohuhle. The exi.stence of a Sicilian Exchequer is accounted for on one hypothesis as well as on the other ; but the ad- ministration of the Wiscards, so far as it was Norman at all, was modelled on the Norman administration of England, and was carried out in some measure by ministers of English birth ^ The history of the Curia Regis, in its judicial aspect, is, as^™^i»of we have seen, even more complicated. The Anglo-Saxon kings thc^Curia heard causes in person : the judgment of the king was the last resort of the litigant W'ho had failed to obtain justice in the hundred and the shire. He had also a court in which the disputes of his immediate dependents were settled, the 'thening- nianna-gemot,' the existence of which is proved, but no more than its existence^. The Norman duke had his feudal court of vassals like every other feudal lord, and a tribunal of supreme judicature which may or may not have been personally identical with the court of vassals. The royal judicature in England was in the reigns of the Conqueror and William Rufus exercised either by the king or justiciar in person on the gi'eat festivals, or by special commission in the shire-moot. The question then is this, Was the Curia Regis as developed under Henry I the Curia Ducis of Normandy ? or was it the king liimself acting as judge with the council of his witan or a portion of them 1 or was it not rather a tril)unal in a stage of gi'owth, springing from a combination of the two older systems, and tending to become something very different from either ? The report of tlie court lield on Bishop William of S. Carileph, after the rebellion of io88^, supplies us with convincing proof * See above, p. 350. note 2. - Ibid. p. 186, note 3. * ' De injusta vexatione Willehni episcopi primi ' : printed first by Bedford in an appendix to his edition of Simeon of Durham, pp. 343-375 ; and afterwards in the Monasticon, vol. i. pp. 244-250. 440 Constitutional History. [chap. Trial of the bishop of Durham in the Curia £«gis. Develop- ment of the Curia Uegis under Henry I. that the last is the true account of the matter. The bishop had acted traitorously, and the king's ofl&cers had seized his estates ; he demanded restitution ; the king insisted that he should purge himself of his treason. The bishop pleaded his right to be tried as a bishop, but offered to defend himself from the charge of having broken his oath of fealty. The parties met at Salisbury, where all the bishops, earls, barons, and royal officers assembled. Lanfranc refused to listen to the bishop's plea, and he was appealed of treason by Hugh de Beaumont on the king's part. After mucli deliberation, every stage of which is recorded, the bishop still insisting on his right ^, Lanfranc declares that he must first answer the king's demand : ' We are not judging you in the matter of your bishopric but of j-our fee, and so we judged the bishop of Bayeux before the king's father concerning his fee ; nor did the king in that plea call him bishop, but brother and earP.' The bishop struggles against this and appeals to Rome. The court then deliberates on the sentence, which is finally pro- nounced by Hugh de Beaumont, in the name of the king's court and the barons^: as the bishop will not answer the charge brought against him, he forfeits his fee. The record is drawn up by a friend of the bishop, and is very long ; but these details are sufficient to prove that the court in which the trial was held was the witenagemot acting as a feudal court of peers. The Curia Regis of Henry I was a regulated and modified form of that of William Rufus, as that of Henry II was an organised development of that of Henry I. The trial of Henry ' At one point the bishop of Durham is sent out of court whilst the barons delihorate whether lie should be restored to hia possi ssions or acquit himself to the kin<,' first. The archbishop of York states the result of the consultati(m : ' Doinine episcope. dominus noster archiepiscopus et regis Curia vol)is judical fjuod rectitudinem regi facere debeatis atitequam de vestro feodo revcstiat.' Bedford, p. 359. * ' NoH non de episcopio, sod de tuo te feodo judicamus, et hoc modo judicavimus I'ajoceiisem episcopum ante ]>.atrem hujiis regis de feodo suo ; nee rex vocaVjat eum episcopum in placito illo, sed fratrem et comitem.' P 361- ^ ' Domine episcope, regis curia ct barones isti vobis pro justo judicant, (piando sibi vos respomlcro non vultis do hiis de quibus vos per me ap- pellavit, sed dc placito suo invitatis eum Komam, (juod vos feodum vestrum inde foriHCacitis.' The bisho]! demurs: Hugh answers, 'Ego et compares ruei parati sumus judicium nostrum in hac curia confinaare.' p. 362. XI.] Norman Cudoms. 441 of Essex early in the reign of Henry II, and that of Robert of Belesme in the reign of Henry I, are h'nks in a series which proves the fundamental identity of the earliest and latest forms. But although we may assert an English element in the Ciu'ia The process =* '' . ° . ... of tlic Curia Regis, and confidently deny its exclusively jSTorman origm, it Rt^KJs was must be granted that very much of the new forms of process was especially 1 • (> T. • TiT'ii- the system foreign. Whether Lanfranc brought it from ravia, or William of writs. inherited it from the Norman dukes, we can scarcely on existing evidence decide. Lanfranc had been an eminent lawyer ^ before be became a monk, and his Norman home at Caen was the central scat of the ducal administration. However they were introduced, the great development of the system of writs, and especially the custom of inquest by sworn recognitors, are features of Norman jurisprudence which must be traced ulti- mately to Karolingian usage. The provincial visitations of the royal judges, which under Heniy II grow into a regular system of iudicial eyres, are less certainly Norman. They may be of Itinerant "> J ' ^J J J judicature Karolinjrian orisfin as an expedient of government ; but the of Frank . . Tx Til origin, historical connexion between the judges of Henry I and those of Charles the Great may be traced perhaps wdth as much pro- bability on English as on Norman ground '^ If the Capitularies itinerant of Charles the Bald include the territory which was afterwards ^^^A&t "'^ Normandy in the plan for the operation of the imperial missi, * ' Nam, ut fertur, pater ejus de ordine illorum qui jura et leges civitatis asservabant fuit.' Vita Laufranci, c. i. ' Saecuhiiium leguui peritiam ad patriae suae inorein intentione laica fervidus edidicit. Adolescentulus oratiir veteranos adversantes in actionibus causiaruin frequenter praeci- pitavit, torreute facuudia apposite diceudo sunos superavit. In ipsa aetate sententias promere statuit quas gratanter jurisperiti, aut judices aut praetores ci\'itatis, acceptabant.' Ord. Vit. iv. c. 6. ^ Lappenberg, ed. Thorpe, iii. p. 4. The argument of Brunner (Schwur- gericht, pp. 152 sq.') for the priority of the itinerant justices of Normandy to those of England will scarcely be regarded as convincing. The reference to the ' Ancient Custom of Normandy,' which belongs to the last decade of the twelfth centur}', for proof that once or twice a year three or four sworn barons or knights held assizes in each Norman viscounty at a period earlier than the judicial reforms of Henr}' II, is unsatisfactmy in the extreme ; and the documf-ntary examples are of still later date. There is the strongest probability that Henry II was as great a legal innovator in Normandy as he was in England. Brunner's use of this argument does not however in the least derogate from the convincing authority of the main argument of his book, which proves the descent of the Norman and English Inquest by Jury from the Karolingian Inqnisitio. 442 Constitutional R'lstory. [chap. and under the Norman kings. New nomen- clature of the Nonnan period, not a conclusive argument of Norman innovation. The laii- Kua^re of Icf-'al pro- cec'diiiKS. there is sufficient evidence that a measure of the same sort was taken in England as early as the days of Alfred. But in this point as well as in the others it seems far more natural to sup- pose that similar circumstances suggested similar institutions, than that the latter were historically connected. The judicial visitations of the judges of Henry I were really rather circuits of the royal officers than sjiecial commissions. The special commissions of the Norman pei'iod, such as was the tribunal at Pennenden, already more than once referred to, were, as we have seen, attempts to combine the inquisitorial process of the Norman Curia with the local machinery of the Anglo-Saxon shire. Much of the nomenclature of the Noi'man system is of course French ; and the influence of the nomenclature in modifying the character of the offices and processes which it denotes must always be allowed for. The terms justiciar, account, feoffment, amercement, forfeiture, tallage, homage, chattels, assize, seisin, summons, and innumerable others are derived from the Norman usage of Latin as the language of records ; and the Latin of the Norman charters is not the Latin of the Anglo-Saxon charters'. The story that William the Conqueror forljade the use of the native tongue in the courts of law, notwithstanding the high authority of the fourteenth-century schoolman on which it rests, is no doubt a fabrication'^; the popular courts transacted their business in English, and the kings issued their charters in Englisli as well as Latin. Richard I is the first king of whom no English document is preserved'^, and our first French record. ' Madox, Hist. Excli. p. 127. * ' Narrant liiHtori;ie quod cum* WillolniuH alinam, ((uae duo iis(pie hodio olisoivantur ;' Iluhert Holkot (ol). 1349), in liis leotureH on tlie I'ook of Wisdom, Icct. xi. ; cited hy SchJen in liis notes on Fortescue. See too Fortescue, dc liaudHjus, &c., ch. 48. 1'he authority of tlie psfiudo-Tngulf iw worthleHH. ' The EiigliHli grants of Sti^])lion and IToriry TT to Canterbury are still preserved. See Mw\. Angl. i. iii; MS. liand)etli 121 2; Hickes, The- saurus, praef. p. xvi. The first French liecnrd is a charter of 1215 of .Stei)hcn Langton, preserved on the Charter Rolls, p. 209. XI.] Norman Customs. 443 belongs to tlie reign of John. But ])y far the great majority of the writs and other legal records must have been kept in Latin, as those of the Exchequer certainly were. The question then, so far as it is of significance at all, concerns the thing ratlier than the name : it will be found on careful examination that very many of the Norman-Latin names are merely translations of the Anglo-Saxon, not into the corresponding dialectic forms, but into the forms which represented the ideas which to the Norman mind they most nearly resembled. The Norman trans- Nomiau ■'_ "' _ _ transhitiou lated the word shire, not by sectio or even provincia, but by of English comitatus ; the word scir-gerefa, not by praepositus provinciae, but by vicecomes ; the gemot is far more frequently the cui-ia than the conventus; the misericordia and amercement have their exact correlatives in the Anglo-Saxon laws. The proper Novelties feudal terminology stands on a different footing : the oath of terminology. fealty in Norman law was different in matter and form from the Anglo-Saxon hyld-ath ; the heriot was not the relief; the tallage rested on a different principle from the Danegeld ; yet, under the combining process that was necessary to the Norman king, the one might be prudently taken to represent the other, the obligation and the burden l^eing much the same under either name. The analogy of the changes introduced by S. Osmund Analogy of >r>J o •> ritual with into the liturgy of the Church may suffice to show how greatly^ law. under the circumstances of the Conquest, such innovations are magnified in the popular estimation : the mere revision of the service-books is represented as the introduction of a new rite ; the institution of a new cantus i)rovokes a monastic revolution. The fact, however, that the Norman influences introduced at the Conquest are so liable to be exaggerated if they are judged on a superficial view, must not lead us to underrate them. They Transitional . . olianicter of were strong and penetrating rather than ostentatiously pro- tlie period. minent. The careful study of the institutions of this period reveals the fact that not only in England but in Normandy it was a season of growth and transition ; and it is far more consonant with histoiical probability to suppose that the de- velopment of two states so closely connected proceeded, if not by the same, still by equal steps, than that the one borrowed its 444 Constitutional Kistory. whole polity from the other : for that England in the twelfth century continued to borrow from Normandy the system of the tenth, whilst Normandy remained stationary, neither developing her own nor imitating her neighbour's growth, seems altogether inconceivable. The absence of records throws us back upon h^^othesis, but no sound criticism will allow us to see in the Norman Coutumier of the thirteenth century the model of the legal measures taken in England by the Conqueror and his sons. Comparison The conclusion that is suggested by the survey of the admi- ofconstitn- . . . sso J J tionai with nistrative machinery of the period corresponds almost exactly P'litical . ... .... _,, , history. with that wlucli is drawn from the political hibtory. The royal policy is a policy of combination, whereby the strongest and safest elements in two nations were so united as to support one sovereign and irresponsible lord ; the alliance between the king and the English is reflected in the measures taken to strengthen the Curia Regis and to protect the popular courts. It is the first stage in the process of amalgamation ; a process which Henry I probably never contemplated as possible, but which Stephen's reign with all its troubles helped to begin, and which that of Henry II made practically safe. The age of routine dependent on the will of a despot passes by almost perceptible stages into the age of law secured by the organisation of a people which has begun at least to realise its unity and identity. CHAPTER XII. HENRY II AND HIS SONS. 135. General features of the period. — 136. Henry II, his character and training. — 137. His accession and first measures. — 138. The years 1158-1163. — 139. Tlie contest with Becl. 325. ' ' Circa festivitateni S. Johannis Baptistae rex Henricus praeparavit niaximain expeditionein ita ut duo miiites de tota Anglia tertium pararent ad opprimeu'luni Giialenses terra et iviari.' R. de Monte, A.n. 1157. * Pipe Roll, pp. 90, i-;2 : R. de Monte, a.d. 1157. ' Pipe Roll, p. 136; W. Newb. ii. c. 9 ; Hoveden, i. 216. ^ Hoveden, i. 216; Pipe Roll, p. 175. 456 Constitutional History. [chap. Expedition to France in I IS**. Tlie war of Toulouse, in US9. Scutate in commuta- tion of service. into Cumberland, where he knighted William of Warenne on Midsummer Day ^ ; and in August he went to France, where he secured the inheritance of his brother Geoffrey who was just dead, and negotiated the marriage of his eldest son with a daughter of Lewis VII. Early in the next year he betrothed his second son Richard to a daughter of the count of Barcelona, and formed a plan for enforcing the claim of his wife on tlie county of Toulouse ^ Henry's foreign Avars affect our subject only as being the causes which prompted some of those financial measures which illustrate his genius for organisation. And amongst them the war of Toulouse is perhaps the most important : for it is the epoch at which the institution of scutage, as a pecuniary com- mutation for personal service in the host, is fixed by the com- mon consent of lawyers and historians. The king's position was a somewhat difficult one. It was scarcely fair to call on tlie military tenants of England and Normandy to fight as a matter of duty for the aggrandisement of the estates of the duke of Aquitaine. The English baronage might indeed rejoice in the opportunity of signalising themselves before so splendid a king and in a new land ; but not so the bulk of the knightly foice. Still less could the national force of the country be armod in such a cause. Henry was willing to fight with mercenaries, if England and Normandy would provide him with the funds : such a force would be far more manageable during the cam- paign, and less dangerous when it was over. A precedent was found in the ancient fyrdwite, the fine paid by the Anglo-Saxon warrior who failed to follow his king to the field \ But instead of being a punishment, it was now regarded as a pi'ivilege; those tenants of the crown wlio did not choose to go to war, paid a tax of two marks on the knight's fee *. With this, and a very * R. de Monte; Hovedcn, i. 216; Cliron. Mailros. p. 168; Pipe IloU, pp. 119, 175. ' R. do Monte, A.n. 11 58. 1 1 59. ^ Al)ovc, p. 190. * A Hciita'.,'o of two marks on tlio knisjflit'rt fee is accounted for in the Rolls of tlio fiftli year. According to Alexander Swerford, the author of the Liber Ruber, it was for an expedition to Wales; Madox, Hist. Exch. p. 436: but no Buch expedition was made. Gervase, c. 1381, says that the xii,] War of Toulouse. 457 large accumulation of treasure from other sources, amounting, p:;xpc(lition according to the contemporary writers, to £180,000, Henry ncg. undertook the subjugation of Toulouse. The whole court ac- companied him : the king of Scots, the first of the tenants-in- chief, AVilliam of Boulogne, son of the late king, and the chancellor Becket, are especially mentioned. The expedition lasted for three months, and, although marked by some brilliant exploits, was unsuccessful. Henry did not take Toulouse, although he reduced most of the territory to submission. He would not bear ai'ms against Lewis VII ■*, who was his feudal king exacted £ i So.ooo by way of scutage fiom England this year. The sum is impossible, and is yirobably made by niultiidying the supposed number of knights' fees (60,000) by the sum of sixty shillings, which wastlie amount levied on the knight's fee in Normandy. R. de Monte, a.D. 1159. But the shillings are Angevin, i.e. worth one-fourth of the English ; and the knights' fees were very far from being 60,000. See above, p. 432. Becket's enemies alleged that he advised the impost, and his friends regarded his subsequent troubles as a judgment on that account. See Gilbert Foliot, ep. 194 ; Joh. Sailisb. ep. 145. Tliere is no doubt about the. character of this scutage. John of Salisbury says : ' Tolosam bello aggressurus, omnibus contra antiquimi morem et debitani libertatem indixit ecclesiis, ut pro arbitrio ejus satraparum suorum conferrent in censum.'^ep. 145 : he regards the chancellor as accii of tlic leudal in lact could have been wiser than to disarm that leudal party. party from which he had most to fear, by accepting their money instead of leaning on their armed support. It is not to I>e sujjpused that during these years Henry showed no signs of that ingenuity in the development of legal institutions which especially marks the next period of the reign. William of New- burgh mentions, among his very first acts, the careful provision made for provincial as well as for central iudicature ^ We Improve- " ^ iiients 111 learn from the lives of S. Thomas that the chancellor himself Judicial procedure, was constantly employed in hearing causes ^, and so great was the interest which Henry took in such matters that, on one occasion during the constant litigation in which the abbey of Battle was involved, the ordinary form of charter being insuf- ficient for the emergency, the king himself drew up the docu- ment required^. It is almost certain then that some part of the legal reforms of the reign had been set on foot already, although the text of no formal document of the kind is now extant. The references made in the Constitutions of Clarendon to the system of recognitions and juries of presentment, seem to justify us in inferring that, whether or no these customs are rightly described as belonging to the reign of Henry I, there is the utmost probability that they had been recognised as part of the ordinary course of law since the beginning of the reign of Henry II, although not in the complete form which was given them ill his later acts. In Normandy he had been active in the Similar *' _ _ reform in same way. In the beginning of the year n6o, having held his Normandy. Christmas court at Faluisc, he had ordained that no dean should accuse any man without the evidence of neighbours who bore a good character ; and that in the treatment of all causes, the magistrates of the several districts at their monthly courts ' ' Ortlinatisque in cunctis regni finibus juris et legum ministris qui vel improljorum audaciam coercerent, vel interpellautibus secundum causarum niorita justitiaia exhiiierent .... Quoties autem, judicibus mollius agentibus, provincialiuni querimoniis pulsabatur, provisionis regiae reniedium adbi- bebat.' \V. Xewb. ii. c. i. * Roger of Poutigny, Vita S. Thorn, (ed. Giles), i. I02. ' Chron. de Bello, p. 165. 460 Constitutional History. [chap. Law reforms. The year Historj- of Kecket. should determine notliing without the witness of the neighbours, ' sliould do injustice to no man, inflict nothing to the prejudice of any, should maintain the peace, and punish all robbers sum- marily ; and that the churches should enjoy their own in peace \' It is improbable that England should not have felt the same innovating policy ; but in the absence of distinct recoi'd it can- not be proved. And accordingly it is impossible to say with certainty that any of the known reforms of the reign were the work of the chancellor, whose influence during these eai'ly years was supreme with the king. 139. As soon however as Henry returned to England after five years' absence, in January 1 163, he began to apply to public business even more zealously than before. Early in March he is found in council, hearing the wearisome cause of Richard de Anesty, at London ^ ; at the end of the month, at Windsor, lie presided at the trial in which Henry of Essex the Constable was appealed for treason by Robert de Montfort, and having been defeated in trial by battle, forfeited his great inheritance '. After a hurried expedition into "Wales, he was on the ist of July at Woodstock, where the king of Scots and the princes and lords of Wales did homage to the heir, and where the king's first gi-eat trouble, the quarrel with Becket, began *. Tiiis famous person, who had been selected by Archbishop Theobald as tlie fittest adviser of the young king, was endowed with many brilliant and serviceable gifts. He was an able man of business, versatile, politic ; liberal even to magnificence ; well t^killed in the laws of England, and not deficient in the accom- ' R. de MoTite, a.d. 1160 ; Bouquet, xiii. 304. 'Rex Anglorum Henricus afl Natale Domini fuit ajiud Falrsiaiu ot leges instituit ut nullus decanus aliquam personam accusarct sine testinioiiio vicinorum circum manentium qui bonae vitae fama l.iudahilcs liabercntur. De causis similiter quorum- liljot vcntilandis instituit ut, cum judices singulariim provinciaruni singulis mensihuH ad minus simul convenirent, sine testimonio vicinorum niliil judicarent, injuriam neinini facercnt, prac-iuSoc. pp. 50-5?). • R. Diceto, 0. 536. XII.] Thomas Becket. 461 plishments of either clerk or knight. His singular career illus- L'ccketarc- ^ . preseiitutive trutes at ouce the state of the clergy at the time and his own man of three . . schools. power of adapting himself, apparently with a good conscience, to each of the three great schools of public life in turn. The clergy of the Norman reigns may be arranged under three classes : there is the man of the thoroughly secular type, like Roger of Salisbury, a minister of state and a statesman, who has received high i)refernicnt in the Church as a reward for official services ; there is the professional ecclesiastic, like Henry of Winchester, who looks to the interests of the Church primarily, whose public course is dictated by regard for clerical objects, who aims at a mediatorial position in the conflicts of the State, and who has close relations with the great ecclesiastical centre at Rome ; and there is, thirdly, the man wdio, not less patrioitc than the first and not less ecclesiastical than the second, acts on and lives up to higher principles of action, and seeks first and last what seems to him to be the glory of God. This last class is represented to some extent by Anselm ; it is not numerous, and in an age of monastic sanctity and pretension is especially exposed to the intrusion of false brethren, such as the fanatic who is ambitious of martyrdom, or the hypocrite who will endure the risks of persecution provided he obtains the honour of popu- larity. Thomas Becket lived through all three phases, and friends and enemies to the present day debate to which of the two divisions of the last class his life and death assign him. His promotion to Canterbury put an end to the first act of his career. Until then he had been the chancellor, the lawyer, judge, financier, captain, and secretary of state. Now he be- came the primate, the champion of the clergy, the agent or patron of the Pope, whom he probably had persuaded Henry to recognise ; the assertor of the rights of his Church and of his own constitutional position as first independent adviser of the Crown. The date at which he resigned the chancellorship is un- His aliena- t ion from the certain, but it seems clear that, before Heiuy s return from France, king. he had made himself enemies among his former associates by demanding from them x'estitution of estates belonging to the see of Canterbury which, as he maintained, they held unjustly, and 4^2 Constitutional History. [chap. Henry's by otherwise assertinsf the temporal claims of his see^. Henry resentment. • • <• i n ti was no doubt hurt by the resignation of the chancellor, but was scarcely prepared to find his late minister placing himself in an attitude of opposition which had no precedent in the histoi'y of the last hundred years. Anselm's quarrels arose from spiritual questions. Those of Thomas began on a purely secular point. J^spute at The account given by the contemporary writers of this first on the dispute is very obscure : it concerned however some question of revenue of ^ . "^ . . . ^ "^3- taxation in which the king was anxious to make a change bene- ficial to the royal revenue. Every hide of land, we are told ^ paid to the sheriff two shillings annually, in consideration of his services in the administration and defence of the shii*e. This sum the king wished to have enrolled as part of the royal revenue, intending probably to reduce, as he afterwards did, the power of the sheriffs, or to remunerate them from some other fund. A tax so described can hardly have been anything else than the Danegeld, which was an impost of two shillings on the hide, and was collected by the sheriffs, being possibly comj^ounded for at a certain rate, and paid by them into the Exchequer. As the Danegeld from this very year 1 163 ceases to appear as a distinct item of account in the Pipe Rolls, it is imi)ossible to avoid con- necting the two ideas, even if we may not identify them. Whether the king's object in making this proposition was to collect the Danegeld in its full amount, putting an end to the nominal assess- ment which had been long in use, and so depriving the sheriffs of such profit as they made from it, or whether he had some other end in view', it is impossible now to determine ; and consequently it is difficult to understand the position taken by the archbishop. ' We will not,' he is recorded to have said, ' my lord king, saving your good pleasure, give this money as revenue ; but if the sheriffs and servants and ministers of the shires will perform their duties as they should, and maintain and defend our de- pendants, we will not be behindhand in contributing to their aid.' The king in anger answered, ' By the eyes of God, it shall be ' CiervaHfi, c. 7384. '■' Orim. Vit'i s! Thorn, i. 21 ; lloger of I'oiitigny, i. 113; Gamier, p. 65 ; Will. Cantuiir. ii. 5. XII.] Ecclesiastical Discipline. 463 given as revenue, and it shall be entered in the king's accounts ; Becket's "^ and you have no right to contradict ; no man wishes to oppress ^ the k?n!t your men against your will.' Beckct replied, ' My lord king, by of taxatfony the reverence of the eyes by which you have sworn, it shall not be given from my land, and from the rights of the Church not a penny ^' We are not told further of the immediate result : but the king and his minister never met again as friends. This is, however the details may be understood, the first case of any opposition to the king's will in the matter of taxation which is recorded in our national history ; and it would seem to have been, formally at least, successful. Three months after, in October, in the council of Westminster, a fresh constitutional quarrel broke out. Ever since the Con- Council of queror had divided the temporal and spiritual courts of justice, mhister. the treatment of criminal clerks had been a matter of difficulty ; the lay tribunals were prevented by the ecclesiastical ones from enforcing justice, and the ecclesiastical ones were able only to inflict spiritual penalties. The reasonable compromise which had been projiounded by the Conqueror himself, in the injunction that Dispute the lay officials should enforce the judgments of the bishops ^, cdminout had been rendered inefficacious by the jealousies of the two ^'^'■'^^■ estates ; and the result was that in many cases grossly criminal acts of clerks escaped vmpunished, and gross criminals eluded the penalty of their crimes by declaring themselves clerks. The fact that the king took up the question at this moment seems to show that he was already undertaking the reform of the criminal law which he carried into effect three years after. He proposed that the anomalous state of things should cease; that clerical criminals should be tried in the ordinary courts of the country ; if they were convicted or confessed, they should be degraded by the bishops and delivered over to the executioners for condign punishment I Becket resisted ; it was sufficient that the criminal should be degraded ; if he offended again, he ' Grim. i. 22. * See above, p. 283. If the excom7nunicated person was obdurate for forty days, the king issued a writ to the sheriff to seize him and compel him to satisfy the church. Rot. CI. ii. 166. Hoveden.i. 219; Gervase, c. 1384; Grim. i. 22 sq. ; R. Pontigny, i. 115 sq. ; Anon. Lambeth, ii. 88. 464 Constitutional Illdory. [chap. Henry com- plains of the extortion of tlie ecclesi- astical courts. Open quarrel. Council at Clarendon. (-"onstitu- tions of Clarendon. offended as a layman, and the king might take him ; but the first punishment was sufficient for the first offence. The king on the same occasion complained heavily of the exactions of the eccle- siastical courts, and proposed to the assembled bishops that they should promise to abide by the customs which regulated those courts and the rights of the clei'gy generally, as they had beeu allowed in the days of his grandfather. The archbishop saw that to concede this unreservedly would be to place the whole of the clergy at the king's mercy : he prevailed on the bishops to assent ' saving their order,' and the king, irritated by the opposition, left the assembly in anger. Immediately after he ordered the archbishop to resign the honours of Eye and Berkhampsted which had been committed to him as chancellor ^. After two or three unsatisfactory interviews with Becket, the king called together at Clarendon, in January 1164, the whole body of the bishops and barons ^ Again the archbishop was bidden to accept the customs in use under Henry I ; and again he declined doing anything unconditionally. Then the king oi'dered that they should be reduced to writing, having been first ascertained by recognition. The recognitors, according to the formal record, were the archbishops, bishops, earls, barons, and most noble and ancient men of the kingdom ; according to the archbishop, Richard de Lucy the justiciar and Jocelin de Bailleul -^ a French lawyer of whom little else is known, were the real authors of the document, which was presented as the result of the inquiry, and which has become famous under the name of the ' Constitutions of Clarendon.' 140. The Constitutions of Clarendon are sixteen in number, and purport to be, as may be inferred from their production, a codi- fication of the usages of Henry I on the disputed points. They concein questions of advowson and presentation, churches in the king's gift, the trial of clerks, the security to be taken of ' HeiV)ert of Piosljani, iii. 11 1. He had held them since 11 56, and pro- bably from his firwt appointment an chancellor. IMpe Roll 2 Hen. II. '^ ' Ex mandato re;,'iH, coiicurrentibus cpisc()[)iH et proeeribua.' R. Diceto, c- 5.'.^- Of. (iorvase, c. 1385 ; ' geiiorale concilium ;' W. Fitz-Stephen, i. 215. ^ Robertson, Bucket, p. 97. I XII.] Constitutions of Clarendon. 465 the excommunicated, the trial of laymen for spiritual offences, Contents of the excommunication of tenants-in-chief, the licence of the clergy tutions. to go abroad, ecclesiastical appeals which are not to go further than the archbishop without the consent of the king : questions of the title to ecclesiastical estates, the baronial duties of the prelates, the election to bishoprics and abbacies, the right of the king to the goods of felons deposited under the protection of the Church, and the ordination of villeins ^ Such of these as are of importance to our subject may be noticed elsewhere : it is enough at present to remark that, while some of the Constitu- tions only state in legal form the customs which had been adopted by the Conqueror and his sous, others of them seem to be developments or expansions of such customs in forms and with applications that belong to a much more advanced state of the law. The baronial status of the bishops is unreservedly Their im- asserted, the existence of the Curia Regis as a tribunal of iiius'tnitinp regular resort, the right of the bishops to sit with the other of Henry's barons in the Curia until a question of blood occurs, the use of the reform juries of twelve men of the vicinity for criminal causes and for recognition of claims to land, all these are stated in such a way as to show that the jurisprudence of which they were a part was known to the country at large. Accordingly, the institution of the Grreat Assize— the edict by which the king empowered the litigant who wished to avoid the trial by battle to obtain a re- cognition of his right by inquest of jury — must be supposed to have been issued at an earlier period of the reign : and the use of the juiy of accusation, which is mentioned in the Laws of Ethelred but only indistinctly traceable later, must have been revived before the year 1164. And if this be so, the Constitu- tions of Clarendon assume a character which the party state- ments of Becket's biographers have not allowed them. They are no mere engine of tyranny, or secular spite against a chui'ch- man : they are really a pai-t of a great scheme of administrative reform, by which the dcbateable ground between the spiritual and temporal powers can be brought within the reach of common • Gervase, cc. 13S6, 1387 ; Select Charters, pp. 129-134. H h 466 Constitutional History. [chap. TheConsti- justice, and the lawlessness arising fi-om professional jealousies Clarendon abolished. That they were really this, and not an occasional general ^^ weapon of controversy, may be further inferred from the rapidity sc erne. ^j^j^ which they were drawn up, the completeness of their form, and the fact that, notwithstanding the storm that followed, they formed the groundwork of the later customary practice in all such matters. Backet's To Becket however and his followers they presented them- thMn!^^°° ° selves in no such light. The archbishop had come the year before from the council of Tours ^ in an excited state of mind, of which the council at Woodstock saw the first evidence. He best of all men must have known the beneficial effects which the kingdom at large had experienced from the king's legal measures. Yet he declared them to be incompatible with the freedom of the clergy. At last, moved by the entreaties of his brethren, whom the king's threats had frightened, he declared his acceptance of the Constitutions : but with so much reluctance and with so many circumstances on which no consistent tes- timony is attainable, that the impression given at the time was that he was temporising, if not dealing deceitfully. He sent immediately to ask the forgiveness of the pope, as having be- trayed the interests of the Church". Fatal From this moment the intrigues of the archbishop's enemies, quarrel. intrigues for which his own conduct had given the ojiportunity, although it afforded no justification, left him no rest. In vain he appealed to the king : Henry was too deeply wounded to forgive, and was too much determined on his own policy of reform to think of yielding ; and the courtiers were resolved that no reconciliation should take place. In the following October a council was called at Northampton ^, to which the ' May 19, Ti6v Gervase, c. 1384. ' Robertson, I'ecket, pp. 101-103. ' ' Convonerunt illuc episcopi, comites, barones totius regni, mandato regis urgent^.' R. Die. c. 537. ' Soleinnc statuenw celebrare conoilium, omnes qui do rege tcnerent in capite iiiandari fecit; citatus est et arcbi- episcopuB.' Grim, i. 39. ' Generale concilium.' W. Fitz-Stepli. i. 218. ' EpiHCopos et abl)atcH, comites etiani et proceres, et omnes officiales sues, omnesfjue oniiiino (jui alicujus essent auctoritatis vel nominis.' Roger of Pontigny, i. 132. XII.] Exile of Becket. 467 archbishop was summoned, not, as was the custom, by the first Council of \ . ' / *' Nortliainp- suranions issued specially to him as the first counsellor of the ton, October, crown, but by a common summons addressed to the sheriff of Kent and ordering him to cite the archbishop to answer the claims of John the Marshal ^. At that council his ruin was completed : he was overwhelmed by the king's demand that he should produce the accounts of the chancery, and by the charges of his enemies. In despair of iustice, in fear of his life, or in the Becket j^oes . . . . . into exile. new ambition of finishing the third phase of his career by exile or martyrdom, he fled from Northampton and soon after took refuge in France, where, partly by threats of spiritual punish- ment, partly by intrigues, and partly by invoking the legal interference of a pope who had little sympathy with his suffer- ings, he conducted a struggle which fills the chronicles of the next six years. During the greatest part of this time Henry also was absent Henry's -11 . T . . -KT 1 . movements, from England. He paid a hurried visit to Normandy in 1165, ii64-ii()t). and on his return made his third expedition to Wales. Early in 1 166 he held a council of the clergy at Oxford^, and a great assembly of the bishops and baronage at Clarendon ^ He had Just negotiated a marriage for his eldest daughter with Henry the Lion Duke of Saxony, who was now in close alliance with Frederick Barbarossa, and was supposed to be intending to join the party of the antipope. Harassed by the attacks of Becket, in want of money for the dowry of his daughter, invited by the emperor to join the schismatic party, committed to it by his own envoys, and drawn back from such a gross mistake by Earl Robert of Leicester the justiciar, who refused the kiss of peace to the * W. Fitz-Stephen, i. 220. * R. Diceto, c. 539; Ann. Theokesb. (ed. Luard), p. 49 ; W. Newb. ii. c. 13. This council is sometimes misdated, as if it belonged to 11 60 or 116 1. But the king was abroad in those years, and the direct evidence of Ralph de Diceto is amply sufficient to fix the year. ' This assembly is mentioned by Grim, and Roger of Pontigny, as one in which an oath was exacted from the bishops that they would not appeal to the pope. Vit. S. Thorn, i. 55, 156. The Pipe Rolls for the year mention the king's residence at Clarendon, and give several payments made for wine, carriage, fish, etc.; as well as for wax to seal the summonses, for the conduct of approvers, and for the wages of the summoners. See Bened. Pet. ii. pref. Ixi. II h 2 468 Constitutional Historr/. [chap, archbishop of Cologne when acting as the imperial ambassador ^ The Assize Henry showed himself still the master of the situation. It is don, ii6f.. to this period that we owe the Assize of Clarendon, which re- modelled the provincial administration of justice, and the valu- able series of documents which are contained in the Black Book of the Exchequer. Immediately after the council of Clarendon the king went to France, where he was employed in the acquisi- tion of Brittany and in counteracting the intrigues of Becket until March, 11 70. In these years he lost some of his oldest counsellors; the empress and Geoffrey de Mandeville in 1167, Earl Robert of Leicester in 11 68,. and Bishop Nigel of Ely in The king 1 1 69. He had however now gained sufficient experience in affairs ruinisters. to be independent of his ministers — he never again submitted to the advice of a friend such as Becket had been ; and in the family of the old ministers of the Exchequer he found a number of trained clerks who, without aspiring to influential places in the government, were skilful and experienced in every depart- ment of ministerial work. Bishop Nigel had left a son for whom he had purchased the reversion of his own office of treasurer, Richard Fitz-Neal, the author of the Dialogus de Scaccario, afterwards bishop of London. Another of his clerks, probably a kinsman, earned an unhappy notoriety during the Becket quarrel as Richai-d of Ilchester ^ ; he was a man of con- summate skill in diplomacy as well as finance, acted as justiciar of Normandy, and was constantly employed as a justice and baron of the Exchequer at home. The office of chancellor was not filled up during Becket's life, John of Oxford, another of his ])(!rsonal opponents, acting as protonotary, vice-chancellor or keeper of the seal. The office of justiciar was retained by Richard de Lucy, whose fidelity to the king, notwithstanding his • R. l)ic(!tn, c. 5.^9. * Kiclianl of Ilchester was a writer or clerk in the Curia and Exchequer from the beginning of the reign of Henry II ; Pipe Roll, pp. 30. 31, 98. He became archdeacon of I'oictiers hofore 1164, and was made bishop of Winchester in 1 1 74. His illegitimate son, Herbert bishop of Salisbury, wa« called J'du/Kr or If I'lmr, a name which l)clonged peculiarly to the faniily of i{oger of SaliHl)iii-y the justiciar. So that it is most probable that Riehard was a kinsman of Nigel, whose son, the bishop of London, 8pealml)ined careful orthodoxy with intense hatred of the house of Anjou, urged the pope to put the kingdom under interdict. Before these invitations took effect, Henry, alarmed as he might well be, hastened into France, reconciled his long quarrel with the archbishop, and authorised his return. Becket returned in December, excommunicated the opposing bishops, provoked the king to utter his angry and liasty wish to be I'id of him, and ex- piated his inq)ru(l(iit iuid unclu-istian violence by a cruel deatli, on the 29111 of l)('((Miil)ci-, 1 1 70. ' Tlic (^lironicle of Benedict, i. 5, .says that Home of the slierifFs were Hliortly after rephiced ; but an examin.ation of the lists of tiie sheriffs, given in the thirtieth Report of the Deputy-Keeper, sliows tliat it was done in very few cases, and tiiat none of the sheriffs now removed were employed acjaiti, ex(:ei)t those who were members of the Curia RegLs, a.s tlanulf (Jhiiwill and William Basset. '' Benedict, i. 132. xil] Beckefs Death. 475 He was at once hailed as a martyr by Lewis VII and the He is imiled «/-,,- ^ p r\ ^ uis a uiart.vr. count of Champagne ; the monks of Canterbury were ready to accept him as their patron saint after death, although they had cared little about him during his life : the tide of miracle began to flow immediately, and with it the tide of treason and disaffection around the person of the king. 143. Henry's anger and horror at the muixler of the arch- Henry ap- 1 • 1 1 • 1 1 1 • • plii's lor bishop — an act which showed in its perpetrators not only absolution. great brutality, but a profound disregard for the king's reputation and for the public safety — urged him to apply at once in self-defence to Rome. That done, he must keep out of the way of the hostile legation which had been dispatched to Normandy. He collected his forces in the duchy, crossed He visits . Ireland, to England in August, 1171, and thence to Ireland, where he 1171. remained, receiving the homages of the bishops and princes of that divided country, until he heard that the legates who were sent to absolve him had arrived in Normandy. This was in His absolu- March, 1172. On receiving the news he returned as rapidly 1 172'. as he had come, made his submission to the papal representa- tives, clearing himself by oath of all complicity in the death of Becket, renouncing the Constitutions of Clarendon, and swear- Repeated ing adhesion to Alexander III against the antipope. The 1 172." ' submission was completed at Avranches in September ^ As Second . . coronation one portion of the pacification, the younger Henry was crowned oitiieheir, a second time, on this occasion in company wdth his wife, at Winchester instead of Westminster, and by the archbishop of Rouen instead of the archbishop of York^. The long storm seemed to have ended in a profound calm. The king found time to demand a scutage from those barons who had not joined him in his Irish expedition', and set to work with characteristic elasticity on a scheme for a mai-riage of his youngest son John with the heiress of Maurienne. 144. But the momentary quiet was preparatory to the real Rebellion. * See Benedict, i. 31, 32; floveden, ii. 35-39; and p. 561 below. ^ Bened. i. 31. The queen was anointed as well as crowned : the young king was crowned only. =• Madox, Hist. Exch. p. 438 : ' De scutagio militum qui non abieruat in Hibernian! nee denarios nee milites pro se miserunt.' Caiisesof the rebellion of 1J73- The young king refuses John a pro- vision. Ijeapuc against Henry II. 476 Constitutional History. [chap. burst of the storm, which had been long gathering in regions far more dangerous to Henry's power than the council-chamber of the pope. The long sti'ain of the Becket quarrel had worn out his patience, and the humiliation which attended the visit of the legates placed him before his bai-ons in a position which no English sovereign had yet filled. He had become irritable and exacting, had alienated his wife, and failed to secure the love of his children. His very measures of reform had arrayed against him the many whose interests Avere affected by his reforms. A conspiracy against his life, contrived by Adam de Port, was discovered^. The feudal spirit was ready for its opportunity, which Lewis VII was eager to make. The old men who re- membered Stephen's time were passing away, and the young ones were looking forward to the rule of a new generation. The Maurienne negotiation was the spark that set the mass of disaffection in flame. The king's proposition, that a proper provision should be made for John, was o^iposed by his eldest son : he demanded a substantive share in the administration of the government ; he would have England or Normandy to himself, or at least some territory of his own where he and liis wife might be a real king and queen ^. That he was prompted by Lewis VII and encouraged by promises of the lords of Normandy, England, and Anjou, the historian of the time distinctly asserts ^ ; and the result gives some probability to the statement, although it is not probable tl)at in England an actual conspiracy of any wide extent was on foot. At Midlent, 1173, the young Henry fled from his father, and went at once to Lewis. The king immediately suspected treason, and set the castles of Normandy in a condition of defence. No time was lost on cither side. Lewis called a council at Paris, in which he proposed to assist the young king to dethrone his father, and found a ready assent from the counts of Flanders, Boulogne, and Blois : the king of Scots, his brother David, and Hugh Bigod the earl of Norfolk, also undertook to supi)ort him, and received the promise of extensive honours to be ' A3 ^ ^ J the earl of wards and, having been joined by the earls of Cornwall and Leicester. Arundel, defeated and took prisoner the earl and countess at Fornham, where more than 10,000 of the Flemish mercenaries were slain. The prisoners were sent to the king, who now had in his own hands the two of his enemies who were most dangerous to him ^ The contest however was not over. Early in 11 74 the king invasion of of Scots invaded Northumberland, sent his brother David to 11^4. the relief of Leicester, and reduced the border fortresses one by one to surrender. Roger INIowbray who held the castles of Thirsk, Malessart, and Axholm, and the earl of Ferrers who had fortified Tutbury and Duffield, co-operated with the earl of Leicester's knights and with Hugh Bigod, who was ravaging Conduct of his own county with another Flemish army. Norwich and " Nottingham were burned by the rebels, and Northampton, in spite of the gallant defence of the townsmen, was j)lundered ^. The justiciar was detained in middle England, apparently un- certain against which of the enemies he should march first ', and employed himself in besieging Huntingdon : he could not leave the country unsettled behind him ; the king of Scots might be in Northumberland, but the younger Henry and Philip Threatened of Flanders with a great fleet were waiting for a fair wind at from Gravelines ; the king had his hands full in Poictou ; the count "' ^"^^ of Bar had landed with mercenaries at Hartlepool, and it was uncertain which side the great Hugh de Puiset, bishop of Durham, and the most magnificent lord of the whole north country, was about to take *. In this great emergency the victory of the royal party was ' Benedict, i. 5S-62 ; Jordan Fantosme, pp. 45-50. ' J. Fantosme. pp. 53 sq. ' Ibid. pp. 3S. 40. * Benedict, i. 64, 65. 480 Constitutional History. [chap. Fidelity of secured by the fidelity of the people. The barons of Yorkshire shiremen. and the whole force of the county rallied round the sheriff, Robert Stuteville ; Archbishop Roger sent his vassals under his constable, Robert de Thilli ; Ranulf Glanvill, William de Vescy, Capture of and Bernard of Balliol brought up their knights; and the Scots. ° assembled army ovei'took King William at Alnwick, took him by surprise, and captm-ed him with the leading men of his Prowess of court. In Lincolnshire, Geoffrey, the king's natural son, the the bishop- . ^ i 1 • i 1 elect of bishop-elect of Lincoln, collected the army of the shire and took Axholm ; he then marched into Yorkshire, where, his force in- creasing as he proceeded, he captured the other castles of the Arrival of Mowbrays ^. In the meantime the king himself had arrived. Aug. 7, 1174. Immediately on landing he went on pilgrimage to Canterbury, where he arrived on the day that the king of Scots was cap- tured : at the head of his Braban^ons he hastened to London, and thence to Huntingdon, which surrendered immediately. From Huntingdon he moved against Hugh Bigod, in whom now Submission the rebellion centred. The veteran conspirator saw that the * contest was hopeless ; without a battle he made his submission to the king at Seleham, and surrendered his castles : a week after the bishop of Durham arrived, and by a like submission and surrender obtained permission for his nephew, the count of Bar, to leave the kingdom with his forces : the same day the constables of the earl of Leicester, Roger !Mowbray and the earl FeiTers, surrendered their fortresses, and the struggle was over in England. The king returned hastily to relieve Rouen which his son was besieging, but his short stay had been enough to prove that the opportunity of his enemies was over. Peace, Peace was made in September ^. Sept. 30. The importance of this struggle, the last which the feudal baronage undertook in arms against the royal power, may excuse some amount of detail'. The result in France may testify to the skill and energy of Henry : the result in England • Benedict, i. 65-69. ^ Vo\A. 72-79. ' ' Seignurs, en la meie fei, merveille est mnlt ^ant Pur quei li suen demeine le vunt si deineiiaiit, Le plus lionurahle e le plus conijuerant Que fust en nule terre puis le tens Moysant, XII.] Victory of Henry. 481 testifies chiefly to the constitutional hold which he had obtained The result of ou the body of the nation, on the Church, and on the newer, less to be thoroughly Norman, portion of the baronage. The gi'cat earls ciiiefly to had indeed conducted their revolt as if they had never intended nessofthe to be successful. They had had no settled plan, no watchword, people. no cry by which they could attract the i)eople. They trod in the very footsteps of the rebel earls under William Rufus and Henry I, and they shared in theu' evil fortune, more happy than they in that they had to deal with a more politic and more merciful conqueror. The bishops had stood firmly on the king's side, with the exception of Hugh de Puiset, whose temporising policy had redounded to his own confusion. The free men of town and country had been faithful at a great cost. Norwich, Nottingham, and Northampton had paid dearly for their fidelity, for the earls, where they had the power, burned and I'avaged the towns with twofold satisfaction. The shires had contributed their force willingly, and had done good work. The baronage which had sprung up since the beginning of the century from the families promoted and enriched by Heniy I, which in many cases were free from the influence of Norman connexion, — pos- sessing no Norman lands, and unaffected by Norman preposses- sions, which was learning the benefit of law and social security, and being amalgamated day by day in sympathy and hopes with the bulk of the English people, — the baronage too had shown both faith and gratitude. The administration itself, the justiciar and his subordinates, had proved equal to the strain : there was no treason among the ministers ; and if they had shown some symptoms of weakness, it was owing to the sudden and be- wildering character of the revolt. Henry's victory was so complete that he could aff'ord to be Henry's generous ^ ; he saw that his true policy was not to revenge himself by executions and confiscations, but, whilst he turned Fors sule lent li reis Charle, ki poestt^ fud grant Par lea dudze cumpaignuus Olivier e Rodlant.' Jordan Fantosme, p. 6. ' Dialofjus de Scaccario, ii. c. 2 : • Contra nuinerosam hostium multitu- dineni solius Divinae gratiae magnitude subvenit, et qua-si pugnante pro se Domino, sic in brevi pane rebelles oinnes obtinuit ut longe fortius quam prius, ex eo quo infirmari debuit, coufirmaretur in regno I i 482 Constitutional History. [chap. Politic his enemies into friends by his mercy, to disarm them effec- tually. He kept a tight hand on their castles, many of whicli he dismantled ^ ; he probably exacted considerable sums by way of ransom ; but he shed no blood and seized no inheritances. 145. He took further advantage of his practical supremacy in the country to go on with the work of organisation which he had begun ; and one result of the rebellion was his more con- Henry stays tinuous residence in England. After his return from France in England . ^ . during 1 1 75 in 1 175 he stayed two whole years m the country; holding constant councils and enforcing fresh measures of consolidation. He had now filled up the episcopal sees that had been vacant since the Becket quarrel ; Richard of Ilchester and John of Oxford bad become bishops of Winchester and Norwich : the chancellorship, which had long been in abeyance or in com- mission, was given to Ealpih de Warneville, treasurer of York, who lived in Normandy and discharged his duties by means of a vice-chancellor, Walter of Coutances ^. The reality of the king's reconciliation with the Church was exhibited by his attendance with his son at an ecclesiastical council held by the new archbishop, Richard of Dover, at Westminster, the week after his arrival, in May 11 75. That Whitsuntide he held his royal court at Reading^, where he compelled the earl of Gloucester to surrender the castle of Bristol, and showed his consciouj-ness of his own strength by severely enforcing the forest-law against the barons. After a conference with the Welsh princes at Gloucester *, in which he forced them and the border . . . Tam enormis sceleris inceiitoribus inaudita pepercit misericordia, ut poruin pauci rerum suarum, nulli vero status sui vel cor^wruiu dispendia suHtinereiit.' ' Will. Newb. ii. c. 38. The series of measures touching the castles runs over several years. Or lers were given for dismantling them imme- diately after the war ; R. Diceto, c. 585. The.se were carried out in 1176; liened. i. 121, 124, 126 (see below, pp. 484. 4S5). On the restoration of the earls in 11 77 their castles wore still retained in the king's hands (Bened. i. 134, 135). The same year all the royal ca-;tles in the north changed their officers (Bened. i. 160), and shortly after (ibid, i. 178) the coimcil advised the king to keej) in hand those of the bishop of Diirliam. * li. Die. c. 567. He held it till 1181, wh( n the king gave it to his son Geoffrey. ' 'Curiam ct festum regium.' Bened. i. 91, 92. * 'Magnum tenuerunt concilium apud Gloucestriam.' Bened. i, 92. XII.] Courts and Councils. 483 barons to swear peace, he held a gi-eat council at Woodstock \ Councils of where he filled up the vacant abbacies, and issued an edict by which the persons who had been lately in arms against him Henry at „ , . , , . , Wootlstock, were lorbidden to come to court without a summons ; no one was to remain at the court between sunset and sunrise without permission ; and no cue on this side the Severn was to wear arms as a part of his ordinary habit ; men had gone about with bows and arrows and sharp knives too long '^ Thence he went at Lichfield, to Lichfield, where he hanged four knights for the murder of a forester : thence to Nottingham, where he held a great visita- at Netting- tion of the forests, and, notwithstanding the expostulation of the justiciar, exacted large sums as fines for the waste of the vert and venison, which he had himself during the war autho- lised his supporters to destroy^. This conduct, which was in itself unjustifiable, was probably provoked by the extravagance with which the permission had been used. He next went to at York, York, to receive the submission of the Scots and the homage promised by the king at the peace of Falaise. In October he at Windsor. held a great council at Windsor *, and concluded a treaty with the king of Connaught. Immediately after Christmas he called Assize of a great council at Northampton, in which he renewed and ampton. amplified the Assize of Clai'endon ^ The state of the kingdom since the death of Becket had been internal so unsettled, that the measures which the inquest into the tration. conduct of the sheriffs was intended to pi'omote must neces- sarily have been suspended : but the administration had not for one moment been disturbed in its ordinary course. The Taxes of king had exacted the scutage for the Irish expedition in 1172, 1173- and in 1173 six detachments of Exchequer officers had taken a tallage throughout the country, and held coui*ts of justice at ' ' Magnum coram praedictis regibus celebraverunt [episcopi] concilium.' Bened. i. 93. * Ibid. : • In ipso autem concilio praecepit rex publico edicto,' &c, ^ Ibid. p. 94. * Ibid. p. loi : ' Congreg.itis apud Windeshovers . . . archiepiscopo Can- tuariensi et episcopis Angliae et comitibus et baronibus terrae suae.' * 'Magnum concilium de statutis regni.' Bened. i. 107. 'Coram epi- scopis, comitibus, baronibus, militibus et aliis bominibus suis.' R. Diceto, c. 5S8. I i 2 484 Consiiiut'wnal History. [chap. Visitation of 1175. Assize of North- ainpton. New in- tlie same time \ The next year, a year of war, left no time for judicial business, but in 1175 the shires were visited by justices again. Each year's account presents a different arrangement of cii'cuits, or a different staff of judges. The Assize of Northampton placed this jurisdiction on a more permanent footing. The Assize of Northampton was issued in January, 1176^, and formed, like that of Clarendon, a body of instructions for the itinerant justices. It contains thirteen articles, many of them marked by a severity which contrasts unfavourably with the character of the earlier document, but which was no doubt called for by the condition in which the country had been left by the late war. The punishment of felons is made more cruel theitiiiCTant ^^^^^ before ; stringent measures are directed against fugitives justices. g^j-jj outlaws, and the manner of presenting the report of the inquest is defined in nearly the same language. But the in- fluence of the commission of 11 70 is traceable; the sheriffs are not now associated with the justices as the persons to Avhom the report is to be made, and a particular inquiry is ordered into the receipts of the king's bailiffs. Other articles have special reference to the recent rebellion ; every man, be he earl, baron, knight, freeholder, or villein, is to take the oath of fealty, or to be arrested as the king's enemy ; the castles, the destruction of which had been ordered, are to be really destroyed ; and report is to be made to the king as to the performance of the duty of castle-guard by those who are liable to it. Nor was the visitation confined to criminal jurisdiction ; the judges were to take recognitions of novel disseisin, and to hear every sort of plea that was cognisable under royal writ touching fiefs of half a knight's fee or less. In their fiscal capacity they were to examine into the escheats, wardships, crown lands and churches. The fourth article directs that, in the case of the death of a free- holder, the rights of his family, his will and his debts, are to be provided for before the relief is paid to his lord : and that ques- tions arising as to the nature of his tenure are to be decided by a recognition of twelve men. This clause is probably the text ' Pipe Rolls of the several yearn ; Madox, Hist. Exch. pp. 84 sq. ' Bened. i. 107 sq. ; Hoveden, ii. 89 sq. \ Select Charters, pp. 143 sq. Political articles. (Jivil juriS' diction. XII.] Assize of Northampton. 485 of the law on which the assise of Mort d'ancesier as a part of Division of the regular process was founded. The execution of the assize jnto'six" "^ of Northampton was committed to six detachments, each con- ^"^'^"' *' sistiug of three judges ^ ; to each detachment a cluster of coun- ties or circuit was assigned : of the eighteen judges, eight were barons acting as sheriffs at the time, and in most cases one of the three was sheriff of one of the counties in his circuit. The lists of sheriffs show a considerable change of officials in the year following the assize, with the marked result of throwing the sheriffdom more entirely into the hands of the court. The years 11 76 and 1177 were occuj)ied with constant coun- Councils of oils, in which all sorts of business were transacted : the disputes 1177.* between the two archbishops furnished occupation for more than one^; the marriage of the king's daughter with the king of Sicily was considered in another^ ; in a great council at Winchester, on Michaelmas-day, 1176, the king took all the castles of the kingdom into his hands, not even sparing those of the faithful Richard de Lucy* ; and in a court held at "Westminster, November 12*, he received the ambassadors of both emperorfe, and several minor princes. In 11 77, as in 1176, Northampton was the place chosen for the January council ^ ; in a court held in February at Winchester, the king directed Inquest into receipts, a new inquest into the conduct of the royal bailiffs, and issued summonses for a general feudal levy ^ ; at the beginning of Lent I The names of the judges are given in the Chronicle of Benedict, i. 107, 108. ^ There was a council of clergy, March 14, at Westminster to meet the llomau legate; there the two archbishops (juarrellod ; on the 15th of August a council of bishops, earls, and barons met to settle the strife ; Bened. 1. 1 12, 118. ' On the an-ival of the Sicilian ambassadors Henry called together the archbishops, bishops, earls, and supientiorcs of the kingdom on the 25th of May ; the subject was discussed and ' habito tractatu comniuui' the proposal was accepted. R. Diceto, c. 590; Bened. i. 116. * Bened. i. 124; R. Diceto, c. 594. ' R. Diceto, c. 595. ^ 'Magnum celebravit concilium cum episcopis, comitibus et baronibus suis.* Bened. i. 132. ' The sheriffs were to report at the Easter Exchequer : ' Praeterea ibidem per consilia familiarium suorum mandavit omnibus comitibus et baronibus et militibus regni qui de eo in capite tenebant, quod omni occasione reniota assent bene parati equis et armis apud Londonias in octavis clausi Paschae 486 Constitutional Klstory. [chap. Spanish a great assembly was held in London, in which Henry arbitrated 1177! ' between the kings ot Castille and Navarre with the advice of his court ^ ; in May the king held a council at Geddiugton to treat ' of the peace and stability of the realm,' and another at Oxford to witness the nomination of John as king of Ireland, and the partition of that country among the barons who had Feudal levy joined in the adventure of the conquest ^. The next month at pedfuon'to Winchester all the tenants-in- chief were called together to hear ™"''*^' the king's purpose of going to Normandy, and to prepare to accompany him '. A great expedition was contemplated, but the necessity for war was averted for the time, and the forces returned home, spared from the danger of affoi'ding a precedent for foreign service in time to come. But although the army was not needed in Normandy the king's presence was indis- Henry pensable, and in August he left England for a year ; during which the country enjoyed profound quiet. He returns He returned in the following July, and, as usual, signalised in.July,ii7«. . / mi • • 1 • his p7"esence by some energetic reforms. This time his zeal took the shape of an attack on the Curia Regis. He had heard that the measures of the justices had been oppressive, that their number was far too great : eighteen judges are said l)y the chronicler to have been acting at once ; poi-sibly the eighteen His changes who had gone on circuit in 1 176. Without actually dismissing in the Curia .1. i 1. ,.i- -ii c c -k • RcKis. these, the king, by the advice of his council, chose five 01 Ins own immediate servants, two clerks and three laymen, before whom he ordtred all the complaints of his people to be brought, Hccuturi cum inde in Normanni;ini et nioraturi secum piT unum annum in partibuB tiansmarinis ad custamentum eoruni.' Benod. i. 13S. ' ' Mandavit archieiiistopis, episcopis, comitibus et b:uonilius totius Angliae quod esuent ad eum ajjud Lundoniaa Dominica proxima post caput jejunii ; habiturus cnini erat illorum consilia de quodani judicio faciendo inter duoH roLTcs HiK|)aniac.' Bened. i. 139. 'Vencruiit tot al)bateH, tot decani, tot archidiaconi quot snl) numero non cadelianfc. Veneiunt ctiam illuc comitcH et i)arones re;,^ii (|U()rum non est nuinerus.' Ibid. 145. ' ArcldepiscopUH CantuariensJH ot episcopi Aiigliae qui adcrant et conutes et baroncH regni . . . adjudicaverunt.' Ibid. 151. '■' Bened. i. iCiO, 162. ^ ' Veneruiit etiam illuc ad eum coniitcs et baroncs et militea regni sui per summonitionem suatn. . . . CJongregatis itaque onmibun in urbe Win- teniae rex jier conMilium eorum trauHfretationem auam distulit.' Bened. i. 178. The king IdniHclf Mailed August 17; Bened. i. 190; and returned July 15, 1 178 ; ibid. 207. XII.] Changes in the Judicature. 487 reserving: the harder cases for his own hearinsf as before, to The perm of . . . . . . f'e •■king's be decided with the council of the wi^e ', In this measure is i^ench, and jurisdiction traced the foundation of the Court of Kin. 168. CT. K. ]>iceto, c. 611 ; Oorvase, c. 1457; Madox, Hist. Exch. 189 sq.; Penedict, ii. pref pp. ci-civ. * Benedict, i. 278 sq.; Hoveden, ii. 261 ; Select Charters, pp. 146-149. XII.] J^ew Legal Measures. 489 liis son Geoffrey chancellor. In 1184 he promulgated the Ass^^of the Assize of Woodstock, a code of forest ordinances, which were "84. very stringent, but somewhat less inhuman than the customs of his grandfather \ In 1186 he filled up the vacant churches, objecting in a significant way to the election of the officers of his court to the bishoprics, and thus delaying the promotion of Richard the Treasurer, Godfrey de Lucy, Herbert the Poor, and other rising men ^, The same year he assembled an army Scuta^re of ° . . Gallowny in for an expedition to Gahoway, but at Carlisle he received the nSo. Iiomage of the rebellious loi'ds, and returned home, taking a scutage of his barons '. In 1 188, after the shock of the capture Saladiu of Jerusalem, he obtained from a great national council at iis«. Geddington * a promise of a tithe to be contributed towards the Crusade, for the assessment and collection of which his fiivourite plan of inquest by jury was again employed. But although these acts have an importance of their own, the real interest of this period of Henry's life lies outside of England, ' Benedict, i. 323, 324; Hoveden, ii. 243; Select Charters, pp. 149-152. ^ Benedict, i. 346 : ' Eex . . . election! de illis factae consentire noluit, respondens illos satis divites esse, et se de caetero nunquam daturum episcoj)atum alicui ])ro amore, vel consanguinitate, vel consilio, vel prece, vel pretio, sed iilis quos elegerit sibi Doniiiius.' ' Benedict, i. .348; Madox, Hist. Exch. p. 441. * ' Convojatis archiepiscopo et episco])is et comitibus et baronibus regni.' Benedict ii. 33. The ordinance is in Benedict, ii. 30; Hoveden, ii. 335; Select Charters, pp. \^2, 153. The councils of the later years which have not been mentioned in the above notes, were as follows : — In 1184 Kaniilf Glanvill held a council to deliber.ate on the pope's demand of an .aid from the clergy; Bened. i. 311. The king returned to England on the loth of June, and held a council with the bishops and monks, at Reading, Aug. 5 ; at Windsor, Oct. 23 ; and at London, Dec. 2 ; R. Diceto, c. 619. In 1 1 85 the king held a council of bishops, abbots, earls, and barons on the 17th of March, at Clerkenwell, to discuss a crusade ; Bened. i. 336 ; R. Diceto, c. 626. At the Ea.ster court he knighted John, and gave the county of Huntingdon to the king of Scots. On April 16 he went abroad. In 1 1 86, h.aving returned April 27, he met the bishops ,and clergy at Eynsham, May 25 ; the council, which was lield for the election of bishops, sat for eight day.s ; R. Diceto, 631 : and a similar a.ssembly was held at Marlborough, Sept. 14. At Cliristmaa, at Guildford, a very solemn court was held, and tiie grand-serjeanties usual at the coronations were per- formed ; Bened. ii. 3. In 11 87, on Feb. 17, the king went abroad ; he returned Jan. 30. 1188. In 1 188, on Feb. 11, he held the council at Geddington; on the lOth of July he went abroad, and never returned. 49° Constitutional History. [chap. War in in liis contest with liis disoLedient sons and King Philip of France. . . France. During these struggles the English baronage, as a rule, was faithful : but had the great earls even wished to renew their pretensions, they were too tightly bound by the Changes royal policy of precaution or by personal gratitude. Hugh earls. Bigod had closed his uneasy career in 1 1 7 7 : the earl of Chester had been restored to the royal favour and made useful in Ireland the same j'ear ; he died in 1 1 8 1 : the earl of Leicester had recovered his estates, with the exception of the castles, in 1 177, and continued faithful; although, when the young king rebelled in 1183, it was thought necessary to imprison him as well as his wife \ to keep them out of mischief : and the same precaution was taken Avith respect to the earl of Grloucester and others : Roger Mowbray went on a crusade in 1186. Rebellion of There is no trace of any sympathy felt in England for the sons in^ii83. revolt of the king's sons in 1183 ; and if there had been any such feeling, the short duration of the struggle, which closed at the death of the young king in June, would have prevented its manifestation : but the war was really confined to .the Poictevin provinces. The rebellious son, on whom much empty sentiment has been wasted, was a showy and ambitious man, possessed of popular accomplishments, and professing sympathy with the baronial party Avhich his father was constantly em- Character of ployed in repressing '\ He had some gifts that his father Henry. Wanted, or did not take the pains to exhibit ; and either by these, or as a result of his father's unpopulnrity, won from the annalists of the time the charaoto- of a popular favourite. His conduct however was that of an unprincipled, ungrate- ful son, a faitlilcss brotljor, and a contenij)tib]e i)oliti(.ian ; ' Bened. i. •294. Tlic iin)^()i-t;uice of tlio countess, wlio is .almost always mentioned as present when; \\vr hushnnd was, is worth notice. She was Petronilla, the heiress of tlie family of (Jruntniesuil. Tlie earl's mother was dauf,'hter of R;il|ih (Jiiader, l>y tl)e (lauf,ditcr of William Fitz-Oshern : he and liis wife thus rejiresented three families which attributed their downfall to the policy of the Con(|U(!ror and his sons. '' This appears especially in A(|uitai»e, where ho was regarded as a martyr, ami where it was said th:it miracks were wrought at his tomb. See the extracts from the sermon of Thomas Agnellus, in Hoveden, ii. pref. p. Ivii. XII.] Henry's Last Years. 491 he was in fact a i)uppt't in the Imnds of his father-in-law, of his mother, or of the feudal party in England, Normandy, and Aquitaine. The contest with Richard, which occupied the last year Quietness r-f of the kin'f's life was watched by the English with even less dminp tlie ^ . . kiiitr's la.st anxiety ; for they had little fear of the issue, and knew very troubles. little about Richard. The sudden, profound, and fatal discomfi- ture of the king took the nation, as it took the whole western world, by surprise'. The internal administration of these vears was regular and Judicial and *' . , financial peaceful. Year after year the judicial and financial officers progress. make their circuits and produce their accounts : both judicial and financial receipts accumulate ; and the gi'oss income of the last years of the reign reached the sum of £48,000". Ranulf Glanvill also during this time drew up or superintended the composition of the Liher de Legihus Amjliae, on which our knowledge of the Curia Regis in its earliest form depends : to a somewhat earlier period belongs the Dialogus de Scaccario of Richard Eitz-NeaP, and the recension of the English laws which also is ascribed to Glanvill *. It is possible that all three works® were drawn up at the king's command, to put on record the methods of proceeding which had depended too much hitherto on oral and hereditary tradition. Henry died on the 6th of July, 1189, having to the last Henry's week of his life refused to allow to Richard the recognition of the barons as his successor, and possibly, in his irritable and exhausted condition, nursing some idea of disposing of his king- dom, as the Conqueror had done, in favour of his younger son *. * Hoveden, ii. pref. pp. lix-lxxii. ^ Pipe Roll of tlie i.st of Richard I, i. e. the jear ending at Michaelmas, 1 189; a month after Richard's coronation. ^ It was begun m 1 1 76, but contains notices of events as late a-s 1 1 78. * Hoveden, ii. 218 sq. •'' The Diah)gus is dedicated to the king: 'Rex illustris, mundanoruni principuni maxinie.' Praef. : Select Charters, p. 161. * Tlie story of Giraldus (De Inst. Pr. lib. iii. c. 2), that he intended to annul his marriage with Eleanor and exclude all her children from the succe.ssion, is no doubt a fabrication : tlie same writer attributes to Arch- bishop Geoffi-ey the thought of surviving his brothers, .and putting in a claim to the tiirone notwithstandintr his illenitimacv. (V. Galfridi, Aug. bac. II. 383.) 492 Constitutional History/. [chap. SuiTiiTiary of Henry's reign. His preat- ness on the Continent. He is chiefly dis- ( iiiguished ;i.s a legis- Iiitor iind ad- niini.strator. The discovery of John's treachery rendered this of course impossible, and that discovery broke his heai-t. 147. The examination of the administrative measures of Henry in the order of their adoption, is necessary to enable us to realise at once the development of his policy, and the condition of affairs which comj>elled it. Nor, although in the investigation much detail is needed which at first sight seems irrelevant to the later or to the more essential history of the Constitution, is the minute inquirj^ to be set aside as superfluous. Henry II was, it is true, far more than an inventor of legal forms or of the machinery of taxation. He was one of the greatest politicians of his time ; a man of such wide influence, great estates, and numerous connexions, that the whole of the foreign relations of England during the middle ages may be traced directly and distinctly to the results of his alliances and his enmities. He was regarded by the Emperor Frederick, by the kings of Spain and Sicily, by the rising republics of Lombardy, by the half-savage dynasts of Norway, and by the fainting realm of Palestine as a friend and a patron to be secured at any cost. He refused the crowns of Jerusalem and Sicily ; he I'cfused to recognise the antipope at a moment when the whole influence of the pajiacy was being emploj'cd to embarrass and distress him. His career is full of romantic episodes, and of really great physical exploits. Yet tlie consent of the historians of the time makes him, first and foremost, a legislator and administrator. Ralph Niger, his enemy \ tells how year after year he wore out men's jiaticnce ' ' Nactus autcm regnum Anglorum servos, spurios, caligatos, cubili, mensae, regno praefecit et ex iis (luaestores, praetores, procoiLsules, tri- bunoH, municipes, foru.st;irios su[)er provincias coustituit: illustros igno- niiniis oneratos, sed caeteris rebus Vixcuos, patrinioiiiis oumino privavit vel subdole portiouibus detractis decrustaiido sensim adnihilavit. Ex cubiciilariis et .aulae nugatoribus episcopos, abbatcs, factos auctoritate pr()i)ria ad officiuiri apparitonini revocavit, ct (pieni praesuleni cnarat a j)raesidc, in praesidatuui recroavit ex praesule. . . . Null! infra inetas forestae iialjitanti in lucia ])r')priis aut virgas colligondi, aut sylvestria et invia in agriculturain agcndi, i)otestateni conccHHit sine forestariis. Legem (juoque de forestis inauditarn dedit, qua delicti alieni imuiuiies perpotuo mulc- tabnntur. . . . llhistribuH uxoros ducere, filias nuj)tui dare, i)raeter regis conscientiara iidiibuit et transgressores tanquaui reos laesae niajestatis punivit. Haeredes oniniuui quos avus suus extulerat et qui ei in subigenda XII.] Lecjal Genius of Henry. 493 with his annual assizes ; how he set up an upstart nobility ; how he abolished the ancient laws, set aside charters, overthrew municipalities, thirsted for gold, overwhelmed all society with his scutageg, his recognitions, and such like. Ralph de Diceto explains how necessary a constant adaptation and readjustment of means was to secure in any degree the pure administration of justice, and lauds the promptness with which he discarded unsatisfactory measures to make way for new experiments'^. William of Newburgh '^ and Peter of Blois ^ praise him for the Anglia constanter adsistebant, cognatos quoque suos quasi aspides exosos habuit. . . . Nullo quaestu satiatus, abolitis legibus antiquis, singulis annis novas leges quas assisas vocavit edidit. Danegeldum avitum innovavit. . . . Corruptus a Ricardo archiepiscopo nionetam corrunipi permisit, corruptores taudem suspendio decedere compellens. Avibus coeli, piscibus fluminum, bestiis terrae immunitatem dedit et sata pauperuin loca pascuae fecit, Causam fidei laesae et advocationis ecclesiarum in curia decidi constituit. Tributarius exteris, in doniesticos praedo, scutagiis, recognitionibus et variis angariarura alluvionibus fere onmes depressit. Omne jus poll jure fori dennitavit. Scripta authentica omnium enervavit, libertatibus omnium insidians, quasi e specula, solotenus egit innoxiorum municipia. Filias miserae conditionis, corruptas et oppressas, copulans clarissimis, haeredes oranes mechanicos creavit. . . . Haereditates retinuit aut vendidit. ... In causis differendis cavillantissimus ut saepe jus venderet.' R. Niger (ed. Anstruther), pp. 167-169. ' ' Rex pater Anglorum his plurimum quaerens prodesse qui minimum possunt . . . de communi salute magis et magis sollicitus . . . intentissimus ad justitiam singulis exhibendum . . . animum a proposito non immutans circa personas mutabiles immutabilem semper saepe mutavit sententiam.' R. Die. c. 605 ; Select Chai'ters, p. 125. - ' Fuit enim in illo regni fastigio tuendae et fovendae pacis publicae studiosissiinus, in portando gladium ad vindictain malefactoruni. . . Nullum grave regno Anglorum vel terris suis transmarinis onus unquam imposuit . . , tributuni more aliorum principum . . . ecclesiis . . . nunquam indixit.' W. Newb. lib. iii. c. 26, See too John of Salisbury, Polycrat. lib. vi. c. 18. ^ ' Non enim sicut alii reges in palatio suo jacet, sed per provincias currens explorat facta omnium, illos potissiiuuni judicans quos constituit judices aliorum. Nemo est argutior in consiliis, in eloquio torrentior. . . . Quoties enim potest a curis et sollicitudinibus rosjiirare, secreta se occupat lectione aut in cuneo flericorum aUquem moduni quaestionis laborat evolvere. . . . Apud dominum regem Auglorimi quotidiana ejus schola est, litteratissimorum conversatio jugis et discussio quaestionun). . . . Rex noster pacificus, victoriosus in bellis, gloriosus in pace, super omnia hujus mundi desiderabilia zelatur et procurat pacem populi sui. . . . Nullus mansuetior est afflictis, nullus affabilior pauperibus, nullus importabUior est superbLs ; quadam enim divinitatis imagine semper studuit opprimere fastuosos, op- pressos erigere et adversus superbiae tumorem continuas pei-secutiones et exitiales molestias suscitare. . . .' Pet. Bles. Epp. (ed. Busaeus), ep. 66. Giraldus Cambreusis, like Ralph Niger, takes the opposite view : ' Fuerat enim et ab initio et usque ad finem nobilitatis oppressor, jus et injuriam, 494 Constitutional History. [chap. His politic frovernment How far was lie an orig-inal learislator? very measures that Ralph Niger condemns ; his exactions were far less than those of his successors ; he was most careful of the public peace ; he bore the sword for the punishment of evil- doers, but to the peace of the good ; he conserved the rights and liberties of the churches ; he never imposed any heavy tax on either England or his continental estates, or grieved the Church with undue exactions : his legal activity was especially meritorious after the storm of anarchy which preceded. In every description of his character the same features recur, whether as matters of laudation or of abuse. The question already asked recurs, Hoav many of the in- novating expedients of his policy were his own % Some parts of it bear a startling resemblance to the legislation of the Frank emperors, his institution of scutage, his assize of arms, his inquest of sheriffs, the whole machinery of the jury which he developed and adapted to so many different sorts of business, — almost all that is distinctive of his genius is formed upon Karolingian models, the very existance of which within the circle of his studies or of his experience we are at a loss to account for. It is probable that international studies in the universities had lesal study, attained already an important place ; that the revised study of the Roman law ^ had invited men to the more comprehensive fasque nefasque pro commodo pensans' (De Inst. Pr. ii. c. 3); ' acer in indoiiiitos, clemens in snbactos, durus in domesticos, effusus in extraneos ; largua in publico, parens in privato. . . . Auctor pacis diiigentissimus et observator . . . humilitatis amator et superbiae calcator . . . zelo justitiae Bed non ex scientia regui sauerdotiiquu jura conjuugens vel confundens potius. . .' (Ibid. c. 29.) * ' Magister Vacarius gente Longobardus, vir honestus et juris perilus, cum leges Komanas anno ab Incariiationu Domini 1 1 49 in Anglia dis- cipulos doceret, et nmlti tain divitos (piam pau))eres ed euin discendi confluerent, suggestione pauperuni de Codice et Digesta excerptos novem libros coinposuit (jui sufiiciunt ad onines leguni lites quae in scliolis fre- quentari solent deoidendas, si ijuis eos porfecte noverit.' 11. de Monte, A.D. 1149. ' Tunc leges et causidici in Au'^diam pi-imo vocati sunt cpioruni primus erat magister VacariuH. !Iic in Oxcnfonlia legem docuit ; ' Ger- vase, c. 1665. He was silenced by Stephen : ' Jlex quidani Atigliae Stephanus allatis legibus Italiae in Anglian) publico edieto j)rohibuit ; ' Roger Bacon, Opus Minus (cited by Selden in bis notes on Fortescue, P- 39)- 'Tempore regis Stoj)liaid a regno jussae sunt leges Ivomanae quas in I'ritanniam was alleged, by a formal surrender of the kingdom of England to the emperor to be received again as a fief, impaired or com- promised his dignity as a croAvned king^. The Winchester coronation was not intended to be a reconsecration, but a solemn assertion that the royal dignity had undergone no diminution. The ceremony of anointing was not repeated, nor was the imposition of the crown a part of the public rite. Richard went in procession from his chamber to the cathedral, and there received the archbishop's blessing^. The occasion resembles the crown-wearing festivals of the Norman kings, and was a revival of the custom which had not been observed since Heniy II wore his crown at Worcester in 1158. The few remaining days of the king's stay in England were occupied in arranging the quarrel of the chancellor with Archbishop Negotiations Grcoffrey, and in negotiation with the king of Scots. Hugh de King of Puiset surrendered the county of Northumberland, and William the Lion offered the king 15,000 marks for the succession. Richard would have accepted the bid, but would not surrender the castles, and this disgraceful negotiation fell to the ground^. Richard Qu the 1 2th of May the kinff sailed for Normandy, where he leaves EnR- , . -^ ^ ^ . •' land, and is was almost immediately reconciled with John, and soon after reconciled . /.-.r • ^ with John, restored to him the county of Mortain, the earldom of Gloucester, and the honour of Eye, giving him a pension of eight thousand pounds Angevin in lieu of his other e.states and dignities *. No more is heard from this time of Arthur's rights as heir to the crown ; the immediate danger of Richard's death was over, and it was by no means unlikely that he might have children. For the remainder of the reign, those persons whose rivalry con- stitutes the interest of the early yeai's fall into insignificance ; Richaid liiniseir iuid his eliaiuollor leave the kingdom to return no more 3 Hugh de Puiset dies shortly after; the archbishop ' Roe the next cliaptor of this work, p. 561. ' See It. Coggenlialu, j). 138; Guivasc, 1586, 1587. Tlovcden, iii. 247. ' Ibid. 249. ■• Ibid. 286. XII.] Judicial Eyre of 1194. 505 of Rouen returns to liis province ; John intrigues in secret ; .iiid Temporary Archbishop Geoffrey, whose calamities fill the annals of the time, scarcely conies as yet within the ken of constitutional history. The kingdom was practically for the remainder of the i-eign Administra- under the rule of Hubert Walter, who became papal legate in Hubert 1 195, and acted as justiciar until 11 98. The period, as might be expected from the chai'acter and training of the minister, was devoted mainly to the expansion and modification of the plans by which Hein-y II had extended at once the j^rofits and the operations of justice. The constant appeals of Richard for money gave the archbishop constant opportunities of developing the machinery by which money coiild be procured, with as little oppression and as much benefit to the State as were compatible with the incessant demand \ Immediately after the king's de- The Iter of parture a visitation by the justices was held in September 11 94, under a commission of the most extensive character. By the Articles of articles of this 'iter-' the constitution of the grand jury of the county is defined ; four knights are to be chosen in the county court, these are to select on oath two knights from each hundred, and these two, also on oath, are to add by co-optation ten more for the jury of the hundred ; a long list of pleas of the Crown and other agenda of the judges is furnished, which is comprehensive enough to cover all occasions of quarrel and complaint since the beginning of the reign. The sheriff's are forbidden to act as justices in their own shires. The election of officers to keep the pleas of the Crown, which is ordered by another article, is the origin of tlie office of coroner, another limitation of the im- portance of the sheriffs. The justices are empowered to hear recognitions by great assize, where lands are concei'ned up to the amount of five pounds of annual value : the Jews and their * Ralph of CogEteshale says of him : ' Crudelia edicta in quantum potuit repressit et delenivit, afflictorum miseratus calamitatem et exactoriam detestans servitutem ;' p. 162. * Hoveden, iii. 262-267; Select Charters, pp. 250-255 ; Gervase, c. 1588, 1590. Gervase gives an account of the session of these justitiaril errantes at Canterbury : they were Oger Fitz-Oijfer, Geoffrey nf Sundriclge, and Hugh of Dudington ; Henrv of Cornhell was the sheriff. They tried pleas under the Assize of Clarendon. 5o6 Constitutional Histori/. [chap. Feudal and other articles of inquiry. Importance of this Iter. Oppressive acts of llichard. His new seal. Licences for touma- nients. persecutors, the dead crusaders, the friends, debts and malversa- tions of John are to be brought into account. Inquiry is to be made into the king's feudal claims, wards, escheats, ferms, and churches : and the financial work of the judges is to be completed by the exaction of a tallage from all cities, boroughs, and demesnes of the king. It was further intended that a general inquest into the conduct and receipts of the sheriffs, such as had taken place in 1 170, should form part of the busi- ness, but the archbishop, thinking the work of the judges suffi- cient already, cancelled for the time that article of the commis- sion. This visitation, which comprehends almost all the points of administrative importance which mark the preceding reign, constitutes a stage in the development of the principles of election and representation. The choice of the coroner, and the form prescribed for the election of the grand jury, whether this act originated them or merely marked their growth, are phaenomena of no small significance. "Whilst this measure was in contemplation llichard was busily employed in his French provinces in forcing his bailiffs and other officers to account for their receipts and to redeem their offices. j\mongst other oppressive acts he took the seal from his unscrupulous but faithful chancellor, and, having ordered a new one to be made, proclaimed the nullity of all charters Avhich had been sealed Avith the old one \ He also issued licences for the holding of tournamcnls, which were expected to bring in a considerable revenue. One act of justice was however done; the chalices of the churches which had sur- * Hoveden, iii. 267 ; 1?. C-ogfT'^shalo, p. i<^2. Richard's first seal was lost when the vice-chancellor was dniwiu'd hetwecn liliodcs and (Cyprus in 1190; but it was recovered witli liis dead body. The seal that was now broken must have been tlie one which the cliancellor had used during the king's absence. Richard however, when he was at Messina, had allowed his seal to lie set to various grants for which he took money, but which he never intended to confirm. Thrrefore probably he found it convenient now to have a new seal in lieu of both tlu; former ones, although he threw the blame of the transactions annulled upon the chancellor. 'I^ho im- portance of the seal is already very great. Archbishoj) Geoffrey was credibly accused of sealing writs with the seal of Henry II after the king's death. XII.] Oath of the Peace. 507 rendered their plate for the royal ransom were replaced by the king's special command \ The following year was one of peace and consequent activity. Proceedings The tallage of 11 94 was followed by a scutage in 1195, levied year 119;. on those tenants-in-chief who had not accompanied the king to Normandy. Tliis is the second scutage of the reign ; the first was taken in the king's first year on the pretence of an expedition to Wales ^. The justiciar, immediately on the reception of hisHul^ertat X Ol'K US legatine commission, in June, proceeded to York, where he held.i"sticiaraiid a great court of the most ample description for four days. On June 12-15. the first he directed his servants to hear pleas of the Crown and assizes, whilst he himself and his officials held a spiritual court and heard pleas of Christianity; on the second he acted as legate and visited S. Mary's abbey ; on the third and fourth he held a provincial council, which passed fifteen important eccle- siastical canons ^. One document of interest was issued the The oath of . - 1 p 1 1-1 the peace. same year ; a proclamation of an oath 01 the peace, which was to be taken by all persons above the age of fifteen. They swore, according to the old law of Canute, not to be thieves or robbers, or receivers of such, and to fulfil their duty of pursuing the thief when the hue and cry is raised*. The enforcement of the edict was conmiitted to knights assigned for the purpose; this is probably the origin of the office of conservator of the peace, out of which, in the reign of Edward III, the existing functions of the justices of the peace were developed ; and the record thus forms an interesting link of connexion between the Anglo- Saxon jurisprudence and modern usage. The steady iudicial and financial pressure had its usual effect. Effect of "" _ pecuniary The archbishop was unable to satisfy the king, and he offended exactions, the people. He had constant difficulties with his subordinates, and the Church, which should have been his especial care, was * Hoveden, iii. 790. ^ Madox, Hist. Exch. p. 444. The tax raised on the knirfht's fee for the king's ransom was called an aid, and not a scutage : a proof that the latter term was now becoming restricted to the payment made in com- mutation of sei'vice. ^ Hoveden, iii. 293-208; Gervase, 1589; W. Newb. v. c. 12. * See the Laws of Canute, ii. 21 ; Hoveden, iii. 299; Select Charters, pp. 255, 256, and p. 206, above. 508 Constittitional History. [chap. Intended disturbed by quarrels which he had not time to attend to. into^t^ Early in 11 96, Richai'd, impatient at the delay of the inquiry frustrated!' which he had directed in 1194 to be made into the receipts of the royal officers, sent over tAvo of his confidential servants, Philip of Poictiers the bishop-elect of Durham, and the abbot of Caen, to conduct the investigation ^. The purpose was defeated by the death of the abbot, but the archbishop seems to have Hubert rerivato spite, made political capital out of a real grievance of the people. The whole story is worked out by Palgrave in the preface to the liotuli Cuiiae Kei/is. XII.] Opposiiion to a Tax. 509 added a fresh accusation to tlie list of chari^es on account of Scutage of IiyO. which Innocent III ultimately ordered Hubert to resign his secular office. A third scutate was levied in this year. In 1 1 07 Assize of . . . . Measures. the justiciar issued an assize intended to secure the uniformity of weights and measures in all parts of the kingdom. This proposition was unable to make way against the usages of the nation : the amount of traffic was not yet so gi'eat or so generally diffused as to make it indispensable, and the severity of some of the j)enalties induced the judges to set it aside early in the reign of John. But it had considerable importance in itself, and formed the basis of one of the articles of the Great Charter^. The histoiy of the next year, 1198, furnishes two events of ln",9Sthe great importance. In a council of the barons held at Oxford, demand for . . , . money is the archbishop laid before them a demand made by the king refused ; that they should provide him a force for his war in Nor- mandy ; three hundred knights were to be furnished, each to receive three English shillings every day and to serve for a year. There can be no doubt that the demand was unprecedented, whether we consider the greatness of the amount, £16,425, or the definiteness of the proposition. But neither point caused the actual objection. The bishop of Lincoln, S. Hugh of Avalon, opposition of the Carthusian friend of Henry II, declared that he would not Lincoln, assent to the grant. In vain the archbishop, and the treasurer the bishop of London, pleaded the royal necessities ; the inde- pendent prelate declared that the lands of his church were bound to render military service within England and there only : he had, he said, fought the battle of his church for thirteen years ; this impost he would not pay ; rather than do so, he would oro back to his home in Burgundy. To the arch- and Herbert _' » o J of Salisbury. bishop's further discomfiture, the example of S. Hugh was fol- lowed by Bishop Herbert of Salisbury, who had had the regular ministerial training and was closely connected with the ruling officers of the Exchequer. The opposition was so far successful Resignation that the archbishop withdrew the proposal, and shortly after justiciar, resigned ^. This event is a landmark of constitutional history : ^ Hoveden, iv. 33, 34, 172. ■■' Hoveden, iv. 40 ; Vita S. Hugonis, p. 248 ; Select Charters, pp. 247, 248. 510 Constitutional History. [CHAIV The scheme for collect- ing the cai-ucage of 119S. A new Domesday Inquest. for the second time a constitutional opposition to a royal demand for money is made, and made successfully. It would perhaps be too great an anticipation of modern usages to sup- pose that the resignation of the minister was caused by his defeat. The other remarkable matter of the year is the imposition of a carucage — a tax of five shillings on each carvicate or hundred acres of land. This was the Danegeld revived in a new and much more stringent form ; and, in order to carry out the plan, a new survey on the principle of Domesday was requisite. Even from this the justiciar did not shrink. A knight and a clerk were sent out into each county, to report on the 31st of May on the extent, liability, and tenure of the land to be taxed : these officers were, in conjunction with the sheriff in each county, to call before them the members of the county court, the stewards of barons, loi'ds and bailiffs, the reeve and four men of each toAvnship, whether free or villein, and two knights for every hundred : an oath was to be taken from all parties, that they would speak the truth, and declare how many carucates, or what wainage for ploughs, there were in each township. Even the words of the Domesday com- mission wei'e repeated. Tlie account was registered in four rolls ; three kept by the knight, the clerk, and the slieriff, and one divided among the stewards of the barons wliose interests it concerned. The money was collected by two knights and the bailiff of each hundred, who accounted for it to tlie sheriff; and the sheriff accounted for it at the Excliequer'. The incjuiry, which so forcibly recalls that of 1086, has a significance which does not belong to the gi'cat precedent, unless we regard the machinery of the oatli taken by the representatives of the townships and liundrcds in the two commissions in contrary lights. It may be questioned whether the jui'ors of 1086 or those of 1 198 had greater freedom and responsil>ility : but we look on the former as part of an institution then for the first time adapted to the adminis- tration of the English government; whilst the latter appear as I)art of a system the disciplinary force of which had nearly com- ' Ilovoden, iv. 46 sq. XII.] Besignatiofi of the Justiciar. 511 pleted its wovk : the plan adopted in the Assize of Arms and in Its im- the ordinance of the Saladin tithe is now applied to the assess- ment of real property ; the principle of representation is gra- dually enlarging its sphere of work, and the process now used for the calculation will before long be applied to the granting of the tax, and ultimately to the determination of its expenditure. This demand of carucage is by no means the last constitutional act of the reign. It is not known whether the survey was really carried out. The resignation of the archbishop took place a few weeks after the day fixed for the report ^ ; and the tax was not collected without difficulty. The religious houses having de- The rcli- murred to the payment, the king directed a proclamation to be compelled to made by which the clergy were practically outlawed : if any ^^^ man injured a clerk or regular he was not to be forced to com- pensate him ; but if the clerk or regular were the aggi-essor, he must be brought to justice. The threat was sufficient to bring the monks to submission, and they purchased a reconciliation^. Geoffrey Fitz-Peter, the successor of Hubert, who came into Geoffrey office on the nth of July, 1198, began his career as minister by justiciar. a severe forest visitation, in the conducting of which he reissued and enlarged the Assize of Woodstock^. He also directed a new Iter of 1 198. ' iter' of the justices on nearly as large a scale as that of 1 194 *. The agenda of this ' iter ' contain a direction for the elections of the nominators of the Great Assize to be made befoi'e the jus- tices : a proof that these functionaries were not now appointed by the sheriffs, but elected by the suitors of the county court. The Forest Assize also directs that the whole body of the suitors of that assembly shall attend at the sessions of the forest lustices ^, These two measures, together with the severe treat- ^eventy of •' _ . tl^c fiovcrn- ment of the clergy just mentioned, seem to mark the character meut. of the new justiciar as austere and even oppressive. Richard no doubt found in him a servant Avhose conscience was less strict than Hubert's, and whose position as a layman and an earl was less assailable than that of the archbishop. His real importance as a public man belongs to the next reign. 1 Hoveden, iv. 47, 48. - Ibid. 66. =■ Ibid. 63. * Ibid. 61. » Ibid. 63. 512 Constitutional History. [chap. Richard dies, Apr. 6, 1 1 99. His character. His repu- tation. Compamtive peace of England. Quietness of the barons. The laborious and quarrelsome career of Richard came to an end in April, 1199. Sis subjects, fortunately for them- selves, saw very little of him during the ten years of his reign. They heard much of his exploits, and reconciled themselves in the best way they could to his continual exactions. Under his ministers they had good peace, although they paid for it heavily : but the very means that were taken to tax them trained them and set them thinking. The ministers themselves recognised the rising tendency to self-government in such measures as those we have described. To Richard the tendency would be probably unintelligible. He was a bad king : his great exploits, his military skill, his splendour and extravagance, his poetical tastes, his adventurous spirit, do not serve to cloak his entire want of sympathy, or even consideration, for his people. He was no Englishman, but it does not follow that he gave to Normandy, Anjou, or Aquitaine the love or care that he denied to his kingdom. His ambition was that of a mere warrior : he would fight for anything whatever, but he would sell everything that was worth fighting for. The glory that he sought was that of victory rather than conquest. Some part of his reputation rests on the possession of qualities which the English had no oppor- tunity of testing : they were proud of a king whose exploits awakened the wonder of Christendom, they murmured against ministers whose mediation broke the force of an oppression which would otherwise have crushed them. Otherwise the latter years of the reign were years of progress in wealth and in the comfort which arises from security : a little respite before the tjTanny that was coming. The reign of Richard is marked by no outbreak of feudal insubordination ; had there been any such, the strength of the administration would have been suffi- cient to crush it. But the great nobles were, like the king himself, jiartly engaged abroad ; those of them who were left at home had learned the lesson of submission ; they saw themselves surrounded by a new body of cfjuals, sprung from and working with the ministerial families, and they were assimilating them- selves to this now nobility in forming hopes and ambitions more truly national. The feeling towards union that was working in XII.] Interregnum on Jiichardh Death. 513 society generally was affecting the barons not less than the people whom they were to lead on to liberty. 151. The death of Richard was so sudden, and the order of inten-eg- . num after the kingdom so complete at the time, that John, who had the death of received the fealty of the barons by his brother's order ^, might have secured the throne without difficulty before the country generally knew that it was vacant. Instead of doing this he allowed an interregnum of six weeks. Secure, as it would seem, of England, he spent the time in taking possession of the trea- sures of Kichard, and attempting to obtain the continental provinces on which Arthur, as the son of his elder brother, had a half-acknowledged claim. Whilst he was receiving the sur- render of the castles of Anjou and Maine and the investiture of the duchv of Normandy, Archbishop Hubert and William Archbishop •^ . /' ^ .... Hubert and Marshall were doing their best to strencrthen his position m William -^ . , , , . T^ ® IT Marshall en- England ^ John's SIX weeks delay in France gave to the dis- force order. contented barons an opportunity of reviewing their grievances. The traditional principle, that when the king dies the peace dies with him, was now in full force : seventy years were to elapse before it was superseded by the doctrine of the immediate succes- sion of the heir, expressed later in the maxim that the king never dies : now it had time to work. All who had castles in their hands fortified and garrisoned them ; and not a few broke out into open rapine immediately on hearing of the fate of Richard^. The archbishop found it no easy task to enforce order, when once the spell was broken. His first measure was to direct that the oath of fealty and peace should be everywhere taken : the sheriffs brought together the force of the shires for the purpose, and all attempts at resistance were put down, the spoil restored, and the offenders brought to justice ■*. It was * Hoveden, iv. 83 : ' Cum autera rex de vita desperaret, divisit Johanni fratri sue regnum Angliae, et fecit fieri praedicto Johanni fideli tales ab illis qui a'leraut.' John w;is not present; there is surely in this anxiety of the dying king to provide for liis brother and for the succession at least one redeeming trait : Richard knew how to forgive. R. Coggeshale, p. 170. * Hoveden, iv. 86. * R. Coggeshale, pp. 169, 170. * Hoveden, iv. 88 ; R. Coggeshale, p. 1 70. L 1 514 Constitutional llistorif. [chap. Apprehen- sions of the great earls. The arch- bishop pro- cures their adhesion to John. Arrival of John. His corona- tion. Spec<5h of Hubert Walter. more difficult to allay the apprehensions and secure the adhesion of the earls and other great vassals, who, althougli they had acquiesced in Richard's oppressions, were by no means inclined to accept the same treatment from John. He had made himself personal enemies during his short tenure of power ; some feared and some despised him. The feudal spirit was not extinct, and every one who had anything to gain thought this li fair time for the attempt. The king of Scots might press his claim on the northern counties, the earl of Chester might even support the cause of his stepson Arthur ; Roger de Lacy had hanged two knights for betraying his castles to John ; the earl of Hert- ford had claims on the earldom of Gloucester, which John held in right of his wife ; the earl Ferrers held his earldom with no very sure hand. The archbishop, acting in conjunction with the justiciar and William Marshall, called together at Northamp- ton all those of whom any apprehension was entertained, and made them the most ample promises on behalf of John : not a grievance, public or private, was to remain without redress. Even the Scottish claims should receive due attention ; and wherever a right was in danger the king, as soon as there should be a king, would confirm and enforce it ^. The promises of the three ministers were accepted as sufficient security, and all the barons, including Earl David of Huntingdon, the brother of the king of Scots, took the required oaths. In the meanwhile John, having made good his hold on Normandy, crossed over to England for his coronation, which took place on the feast of the Ascension, May 27, 11 99. The ceremony was performed with the same pomp as had been used for Richard : the form of election and the solemn promises of good government were repeated. But a speech is preserved by Matthew Paris, which, whether or no the words are genuine, seems to show that there was something exceptional in the proceedings ; some attempt on the archbishop's part to give to the formality of the election a real validity, which per- haps might be useful if the claims of Arthur should ever be revived. Hubert declared, the historian tells us, that the right * Hovedcn, iv. 88. XII.] Formal Election of John. 515 to reign is conferred by the election which the nation makes Principle . . . of election after invoking the grace of the Holy Ghost : Saul and David enunciated. were made kings, not because they were of royal race, but the one because of his strength and fitness, the other because of his sanctity and humility. Still, if in the royal stock there were one of distinct pre-eminence, the choice should fall more readily on him. Richard had died without an heir ; the grace of the Holy Ghost had been asked for : in John were united royal blood, and the good qualities of prudence and energy : all together then elected John. The cry ' Vivat rex' was the answer of the assembled crowd. The archbishop moreover, when he received Oath of good '■ government. the coronation oath, adjured him on God's behalf that he would not take the honour to himself without a full purpose to keep his oath, and John replied that by God's help in good faith he would keep all that he had sworn ^ Later events gave to both these declarations a character which, in the case of ordinary kings, they might not have had. Matthew Paris supposes that the archbishop, warned of John's utter faithlessness and fore- seeing the troubles of his reign, wished to impress upon him and upon the people that as an elected king he must do his duty under pain of forfeiture. But the speech of Hubert was probably in itself nothing more than a declaration of John's fitness to be elected, the recollection of which would naturally recur to those who heard it when they found out how unfit he was to reign. The enunciation however of the elective character of the royal dignity is of very great importance. The circum- stances too of John's accession recall forcibly those which attended that of William Rufus, when Lanfi-anc strove in vain to bind the conscience of the prince in whose exaltation he had so large a share. In more than one respect Hubert Walter played the part of Lanfranc to John. The business of the coronation was followed by the inves- investiture . . 19°*' saris. titure of William Marshall and Geoffrey Fitz-Peter as earls ^ ; a ceremony which had been long delaj'ed. The chancellorship was ^^''^''j,., * Matthew Paris (etl. Wats), p. 197. Tn the declaration made by Lewis, on his invasion of England in 1216, long before Matthew Paris wrote, this speech of Hubert is distinctly referred to as affecting the claim of in- heritance. See Foedera, i. 140. * Hoveden, iv. 90. L 1 2 5i6 Conditutional History, [chap. Faithfulness of Hubert. John goes to Normandy, but makes peace and returns early New taxes. John re- turns to Frunoc in April and marries a new wife. undertaken by the archbislioji, notwithstanding the warning of Hugh Bardulf, who told him plainly that he was derogating from his dignity and making a dangerous precedent. Hubert probably saw that John would need both advice and restraint, which no one of inferior position or weaker character would be able to enforce. The justiciar continued in office ; but most of the sheriffs were either removed to other counties or dismissed altogether. No charter of liberties is known to have been issued ; if any such had existed it could scarcely have failed to be brought forward in the struggle that followed. John had no time to lose in England : he huxTied to Notting- ham to meet the king of Scots, who did not come ; and then, on the 2oth of June, left England, taking with him a large number of the barons to prosecute the war in Normandy ^ Immediately on his arrival he made a truce with Philip, who for the moment was supporting the claims of Arthur in Anjou and Maine : after Christmas a treaty was concluded between the two kings, and John returned to England to raise money for the purchase of peace, a sum of 30,000 marks. He stayed in the kingdom from the 27th of February to the 28th of April, and took a carucage of three shillings on the hide ; a scutage of two marks had just been taken on account of the expedition to Normandy. Both these exactions were in excess of the usual rate ^, and the chi'oniclers furnish us with no further evidence of the way in which they were imposed and levied, than that the king demanded the aid, and an edict went forth from the justices that it should be paid ; a grant of a fortieth of moveables for the Crusade was obtained in the following year by letters addressed by the king to the barons and by the justiciar to the sheriffs^. After a second vain attcmjit to secure the homage of the king of Scots, John again sailed for France, where he remained until September ; employed, after the conclusion of the peace in May, cliiefly in divorcing his Avifc, Hawisia of Gloucester, and marrying Isabella of Angouleme, — acts which caused in England the alienation of the whole of the Gloucester influence from the • Hoveden, iv. 92, 93. * Ibid. 107 ; R. Coggushalc, p. 180. =■ Hoveden. iv. 188, il XII,] Loss of Normamly. 517 king, and in France the active and malicious hostility of the house of Lusignan, to whose head Isabella had been betrothed. The month after his return John and liis wife Avere crowned at On his re- Westminster ^ ; the fealty of the king of Scots was finally re- crowned, ceived in a great council of bishops and barons of the two king- ceives the doms, and the court made a progress through the north ^ At homage, Easter, 1201, the coronation ceremonial was again performed at is crowned a Canterbury'; and the state of peace and order which had lasted Mar. 25,1 201. for two years began almost immediately afterwards to break up. The remainder of the history of the reign may be briefly examined under the three heads of foreign affairs, the great ecclesiastical quarrel, and the struggle which led to the granting of Magna Carta. 152. John possessed in his mother. Queen Eleanor, who was Foreign po- now nearly eighty, a counsellor of much experience in continental John's early politics, of great energy and devoted faithfulness. As long as ^^^^' she lived his fortunes in France were not hopeless ; she had herself headed an army against Arthur, and her last public act Pea<;eini2oo was to fetch her granddaughter, Blanche of Castilie, from Spain, in order to strengthen the new alliance between Philip and John by a royal marriage. Unfortunately the peace so made was very shortlived ; (juan-els on the Norman frontier called John goes to John from England in June, i2or, and he did not return until in 1201. the inheritance of his fathers had passed away from him. Early in 1202 Philip, having obtained a respite from his matrimonial Phihpin i 202 cicclftrc troubles, and found time to listen to the complaints of Hugh that he has" of Lusignan, summoned John to trial for oppressing the barons liefs. of Poictou *. John refused to attend, and was declared to have forfeited his fiefs as a contumacious vassal. Arthur, taking advantage of the confusion, raised a force and besieged his grandmother in the castle of Mirabel, where he was captured by Arthur John ; and after some mysterious transactions, disappeared finally '^^^ '" • Hoveden, iv. 139. R. Coj^geshale says more particularly that the king wore his crown, but the queen was consecrated; p. 182. R. Diceto says, * ipse rex eadem die pariter coronatus est;' c. 707. - Hoveden, iv. 140 sq. ^ Ibid. 160. R. Diceto, c. 709: ' instinctu archiepiscopi.' * Rigord (Bouquet, xvii. 54) ; R. Coggeshale, p. 20S ; R. Wendover, iii. 167; Alberic of Trois Fontaines, p. 423; Will. Armoric. (Bouquet, xvii. 75). 51 8 Constitutional History. [chap. second time ^^ '^^ 3^'^^ ^^ April, 1 203. Philip, who believed with the rest of to'forfeiture ^^ worlcl that John had murdered him, summoned him again to be tried on the accusation made by the barons of Brittany ^ Again John was contumacious, and this time Philip himself Loss of Nor- undertook to enforce the sentence of his com't. City after city mandy. _ "^ '' castle after castle, fell before him. The Norman barons were unwilling to fight the battles of a king who wasted bis oppor- tunities and would scarcely strike a blow for himself. In John re- November, 120^, John returned to Eng-land and left Normandy turns to . England to its fate "' : lie distrusted the barons, and they distrusted him. in 1203. ' _ y J In the following spring both Noi'mandy and Anjou were lost ; John pi-etending to raise an army in England, and selling to the barons his licence to absent themselves, or exactinof scuta^cs on Death of t^\^Q pretence that they had deserted him. Eleanor died on the ist of April, 1204 ^ ; and the month of July saw Philip supreme in the whole of Normandy, Maine, Anjou, and Touraine. John never again set foot in Normandy: in 1205 he raised an John's famt army, but dismissed it. In 1206* he made an attempt to re- &ttj€lll])tiS to recover his cover Poictou, where he still had some ground, but was obliged to purchase a truce of two years by surrendering his last hold on the Norman and Angevin inheritance. In 12 14 again, after his quarrel with the Church was settled, he made an expensive and fruitless expedition to Guienne, which likewise ended in a truce, of rf™-''"" Normandy Avas at last separated from England. The Norman En"iand'^'*"^ barons had had no choice but between John and Philip. For the first time since the Conquest there was no competitor, son, jjrother, or more distant kinsman, for their allegiance. John could neither rule nor defend them. Bishops and barons alike welcomed or speedily accepted their ncM' lord. The families that had estates on both sides of the Channel divided into two branches, each of which made terms for itself; or having balanced their interests in the two kingdoms, threw in their lot * Sec Le Baud, ITJHt. Bret. p. 210 ; Morice, Hist. Bret. i. 132 ; Foedera, i. 140 ; K. Wendover, iii. 273 ; M. Paris, p. 2S3 ; Cliron. Lanercost, p. 2 ; Ann. Margani, p. 27 ; Walter of Coventry, ii. pref. xxxii, xxxiii. " M. PariH, p. 209. ^ Ann. Waverley, A.D. 1204. * M. Paris, p. 214; Foedera, i. 95. XII.] JohrCs Quarrel with the Clergy. 519 with one or other, and renounced what they could not save. Importance ... - . .of the sepu- Almost immediately Normandy settles down into a quiet pro- ration. vince of France ; a province which Philip was willing to govern by Norman law, and to indulge in such free customs as the Normans could challenge as their own. For England the result of the separation was more important still. Even within the ConsoHda- . IIP! tionofthe reign of John it became clear that the release of the barons English -. . .iiz-i. nationality. irom their connexion with the Continent was all that was wanted to make them Englishmen. With the last vestiges of the Norman inheritances vanished the last idea of making England a feudal kingdom. The Great Charter was won by men who were maintaining, not the cause of a class, as had been the case in every civil war since 1070, but the cause of a nation. From the year 1203 the king stood before the English people The king iiTiT • 1 lUCC to I8C6 face to face; over them alone he could tyrannise, none but thev with his . " people, were amenable to Ins exactions : and he stood alone against them, no longer the lord of half of France, or of a host of strong knights who would share with him the spoils of England. The royal power and the royal dignity that had towered so haughtily over the land in the last two reigns was subjected to a searching examination : the quarrels of the next few years revealed all the weakness of the cause which had lately been so strong, and the strength of the nation which had so lately been well contented to sustain the strength of its oppressor. 153. As the death of Eleanor marks the collapse of John's The death '^ of Hubert continental power and the end of the dynastic system of the Walter pi o- ^ . . fluces the Conqueror ^, that of Hubert Walter marks the termination of quarrel be- tween Jchn the alliance between the king and the clergy which bad been and tiie clergy, cemented by Lanfranc, and had not been completely broken by the quarrel of Ansel m, or even \>y that of Becket. The arch- bishop died in July, 1205; John lost his wisest adviser b}^ an event which itself launched him in circumstances requiring the • The prophecy of Merlin was fulfilled, ' Gla'lius a sceptro separatus est ;' the sword of the duchy was separated from the sceptre of the king- dom. E. Coggeshale, p. 219. An illustration of the process of separation may be found as early as 1 199, when the earls of Pembroke and Clare divided the Giffard estates, the foiiuer taking the ' esnecia et caput ' in Normandy, the latter in England. 520 Constitutional Kistory. [chap. John \vith a most prudent counsel. Eno^ao-ed in a quarrel from which a fair cause ,. , . . t i • i i puts himself httle Circumspection would have saved him, he chose to enter in the wrong. , ,. . _ ___ , . , . the lists against Innocent III ; matching his o-wti low cunning at once against the consummate diplomacy of the Curia and the aspiring statesmanship of the greatest of all the popes. Foiled in his attempt to place a creature of his own on the throne of Canterbury, and unwilling to agree in a compromise which he had himself made imperative, he refused to receive the newly- consecrated archbishop, and exposed the countiy to the shame and horrors of an interdict. Chronology Not to dwell in this place on the important questions of the struggle. bearing of this quarrel on the history of the Church, it may be sufficient to mark the epochs of the struggle, during the whole of which John continued in the . British islands. Hubert Walter died on the i2tli of July, 1205; the appeals of the monks of Canterbury and of the suffragan bishops, with an application from John for the confirmation of his nominee, were carried to Rome before Christmas. The pope decided against all the claims in December, 1206, and, taking advantage of the presence of the monks with letters of authorisation from .John, prevailed on them to elect Stephen Langton. John refused the royal assent, and Innocent chose to regard it as dispensable. In June, 1207, he consecrated the new archbishop. John per- severed in his refusal to receive Langton ; the kingdom was Thelnte:- placed under interdict on the 23rd of March, 1208; and in 1209 the king was declared excommunicate. Year after year the pope attempted to renew negotiations, but each year the John '9 use attempt failed. The king seized the estates of the clergy, and money. many of the bishops fled from the kingdom \ The large revenues thus made available were used by John in making enormous military preparations : he made expeditions to Wales and Ireland, and grew richer and stronger as he grew more Threat of contumacious. In 1 2 11 the pope declared that unless the king would submit he would issue a bull absolving his subjects from their allegiance, would depose him from his throne,. and commit the execution of the mandate to Philip of France. The news of ^ Walter of Coventry, ii. pref. pp. liv-lix. deijosition. XII.] Johns Alarm and Submission. 531 this determination brought into action a widely-spread fceh'ng of Neutrality disaffection which, if it existed before, had not yet found vent, barons. The barons had sat still whilst the bishops were plundered. Some of the ministers, if not all, sympathised with John, and made their profit out of the spoil. But the great majority of the people, noble as well as simple, watched in anxious suspense for the event of the struggle. John however had made private enemies as well as public John's mis- ErivinsTSa ones; he trusted no man, and no man trusted hira. The threat of deposition aroused all his fears, and he betrayed his apprehensions in the way usual with tyi'ants. The princes of Wales had just concluded a peace with him ; they were the first to take advantage of the papal threat, and renewed Welsh war. the war. John hanged their hostages and summoned an army for a fresh invasion of their country ; the army assembled, but John, warned of the existence of a conspiracy, did not venture to lead it into Wales. In panic fear he dismissed his host, and shut himself up in Nottingham Castle. Gathering coui-age after He seizes a fortnight's seclusion he arrested some of the barons, whom he of the barons , , » . . /• 1 • I ^vl^oin he suspected not so much of conspirmg as of having power to suspects. injure him, and seized their castles^. This proceeding alarmed the few nobles who had really entertained designs against him. Eustace de Vesci and Robert Fitz-Walter, the chiefs of the party, fled to France. The king next tried to propitiate the He courts . . . the people, people : he remitted the fines Avhich had been exacted during a recent visitation of the forests ; he abolished some vexatious customs which prevailed in the ports ; and took other mea- sures for the preservation of peace. He then compelled those bishops who still remained in England to acknowledge by letter that the suras of money which he had exacted from them since the beginning of the reign had been paid by them as their own free gift '. In the meantime he was negotiating con- and neeoti- f . . . . atcs with the tinually with the pope ; and Philip of France was collecting his pope. forces for an invasion. The spring of 1 2 1 3 saw the close of this part of the struggle. ' Walt. Cov. ii. 207 ; M. Paris, p. 231. ^ Walt. Cov. ii. 207 ; M. Paris, p. 232. 522 Constifjitional Kistory. [chap. crown to the pope. In 1213 he Jolin had every reason to fear the strenorth of Philip, and no prepares to ■ t submit. reason whatever to trust in the attachment of his people. In spite of his own scoffing disregard of religion, he trembled at the papal excommunication, the dire effects of which he saw in the downfall of his nephew the Emperor Otto ; but above all he dreaded the fulfilment of the prophecy of Peter of Wakefield, that on the approaching feast of the Ascension he should be no longer king ^. In abject alarm he surrendered every point for which he had been struggling. He made his submission to the pope, acceiited Langton as archbishop, undertook to repay the money exacted from the churches, and, as a crowning humilia- ^r^h"^*^^' *^^°' surrendered his kingdom to the see of Rome, receiving it again as a pajoal vassal subject to tribute, and swearing fealty and promising liege homage to the pope. The pacification was arranged on the 15th of May. For a moment it was accepted as a solution of all difficulties ^ : no one seemed to see that it created a new one which was greater than all and comprehended all that had preceded it : but it was only for a moment ; before the first measures preliminary to the execution of the treaty were taken, a new and still more formidable question arose, from the determination of the barons not to obey John's com- mand to serve in France. 154. The attitude of the barons had been more or less threaten- ing since the beginning of the I'cign : they had indeed acquiesced in the plunder of the churches, partly because they saw in it one way of diverting the king's oppressive policy from themselves. The moment the ecclesiastical difficulty was overcome, the ques- tion of their rights and of the king's infringement of them emerged. We have seen that their adhesion to John at his accession had been purchased by a promise that he would do them justice : they had claimed the fulfilment of the promise in 1 20 1, when, on their refusal to go to Normandy until they were satisfied, John seized their castles and demanded their sons as hostages ^ Since then their grounds of complaint had been Formidable attitude of the barons. Their grievances, ' Walt. Gov. ii. 208; M. I'aris, p. 232. * Walt. Gov. ii. 210, 211 ; M. Paris, pp. 234-237. ' Hoveden, iv. 161. XII.] Johns Exactions from the Barons. 523 accumulating. They had been shamelessly taxed : the carucage had been in John's first year raised from two to three shillings on the carucate ; the scutage from a pound to two marks Heavy on the knights' fee : year after year the scutage had been taken as a matter of course, and when Geoffrey of York had raised his voice against the imposition of the carucage he had been summarily silenced ^ In 1203 the king had exacted a seventh of the moveable property of his barons^; in 1204 he had taken an aid from the knights ^ j in 1207 a thir- teenth of moveables from the whole covmtry. In this last Resistance case Archbishop Geoffrey of York, following the example of bishop S. Thomas and S. Hugh, resisted the demand when it was laid before the council ; the clergy refused to give, but the king exacted the tax notwithstanding, and sent their chamjjion into exile *. Again and again he had demanded the military service of the barons, and each time he had shown his distrust and cowardice. In 1201 the forces assembled at Portsmouth were allowed to return home on payment of money to the king ^ ; in Dissust of 1202 and 1203, when they reached Normandy, they found the kinjr unwilliuGf to fight, and having returned home in disgust found themselves obliged to redeem their desertion by enormous fines". In 1205 he had brought another great host together at Portsmouth, and had even pretended to sail for France ; but he had gone no farther than Wareham, and on his return had accepted money and dismissed the army ". The barons were not without the military pride natural to a wai-like race ; they despised the king who dared not lead them ; they hated him for his mistrust of them ; they looked with disgust on the mean trickery by which he qualified his capricious despotism. But they endured it all. Geoffrey Fitz-Peter, the earl of Essex, had continued to be cimracter T 1 , . .. • • 1 • • XT ofGeollrey Johns justiciar ever since his accession. Jie was a man Fitz-Peter. trained in the school of Henry H under Glanvill and Hubert Walter, had attained his earldom partly by a fortunate marriage and partly by making the best of his opportunities as one of the ' Hoveden, iv. 140. * M. Paris, p. 209. ^ Ibid. * M. Paris, p. 221 ; Ann. Waverley, p. 258. See p. 579 below. * Hoveden. iv, 163. * M. Paris, p. 209. ' Ibid. p. 212. 524 Constitutional History. [chap. He acted as king's counsellors ^ He had shown the qualities necessary to a restraint ... , . . on John. the minister of such a king, had carried out his master's plans, and allowed the unpopularity which they involved to fall upon his own head. It must be said in excuse for him, as for Hubert Walter, that he probably retained his position partly from a feel- ing that, if he resigned it, it would fall into worse hands. Both ministers were hated by the king, who felt that they restrained him; yet both were indispensable. Hubert had governed both the Church and the nation, Geoffrey governed the nation and allowed the king to ruin the Church. He had won by age and ability a commanding position even amongst those who were at first inclined to regard him as an upstart ^ ; and the extent of his influence must be calculated from the permanent breach which followed his death. John pre- To return however to the events of the vear i2iq. The sub- pares to go , . JO to France: mission of the king to the pope had been accomplished ; the fatal the barons, anniversary had passed over, and John was still a king : Peter of Wakefield was hanged. It was time to reply to the threats of Philip ; and this could not be done better than by an expedition to France. John, elated by the naval victory at Damme, pro- posed it to the barons ; they alleged that he was still excommu- tion'^ami"" *'^'^'^*^> ^^^^ refused to follow him I This plea Avas soon set aside : new oath, the archbishop landed on the i6tli of July, and absolved the king at Winchester, exacting from him an express renewal of his coro- nation oath and a promise to abolish all evil customs*. Again ^ Hoveclen, iii. pref. pp. xlviii, xlix ; W. Cov. ii. pref. Ixi, Ixii. ^ M. Paris, p. 243: ' Erat auteni firmissima regni columna, utpote vir genero.Hus, leirum peritus, thesauris, re(litil)us et ((iniiibua bonis instauratus, omnihuH Angliae niagnatilniH sanguine vol aniicitia confoederatus, unde rex ipsuin i)rac oinnil)\i3 niortalibu.s sine dilectionc formidabat, ipse enim lora rcgiii guliernaliat.' '^ M. r.-uis, i.|). 2,vS, 239. Ralph of Coggeshalo and the monk of Barn- well, cojjied by Walter of Coventry (ii. 212), give other reasons for the refusal of the barons ; the literal terms of their tenure, their exhaustion after their long march, and their poverty, ' Barones Northanhumbrenses invitavit ut Hcciun transfrotarent : at iili pari aninio eademque sententia contradixerunt aHHerentes non in hoc ei obnoxios esse secundum inunia torrarum suarurn, sod ot in expeditioriibiis Anglicanis se nimis exhaustos et voliomentcr extcnuatos." R. Coggcsiude, pp. 242, 243. ' (Juippe qui louKa exjjeditidne vexati non facile possent tantum opus exhaustis aggredi ci.starchiis.' W. Cov. ii. 212. * M. Paris, p. 239 : ' Juravit rex, tactis sacrosanctia evangeliis, quod XII.] The Barons refuse Foreign Service. 525 the king laid his proposals before the barons, and again he was met The barons by a refusal : this time the northern barons declared that their foreign service. tenure did not compel them to serve abroad and that they would not follow the king ^. It was the same ground which had been taken up by S. Hugh in 1 198, and, although deficient in historical proof, was in accordance both with equity and with the altered state of things. It might be fair enough, when John was duke of Normandy, for his English barons to maintain him by arms in his existing rights ; but when Normandy was lost, and lost by his fault, it by no means followed that they should engage in war to recover it. Whether he had a right to take them to Poictou was more than doubtful. The northern barons who Conduct of the northern alleged this plea were for the most part members of that second barons, aristocracy which had grown up on the ruins of the Conquest families and had no stake in Normandy. They had been trained under the eye of Glanvill and Richard de Lucy ; had been uniformly faithful to the king against the gi*eater feudatories ; had manfully discharged their duties in the defence against the Scots ; and had already begun to show that propension towards political liberty and self-government which marks them during later history ; for they were the forefathers of that great north country party which fought the battle of the consti- tution during the fourteenth and fifteenth centuries. Indignant John Boes at their attitude of resistance, John preimred to take his usual north, Aug. ' } ^ 25to!Sept.:8. prompt vengeance. He marched rapidly northwards : at North- hampton the archbishop overtook him and prevailed on him to promise a legal and judicial investigation before proceeding to extremities ". John however went on his way ; advanced to sanctam ecclesiam ejusque ordinatos diligeret, defenderet et manuteneret contra onines adversarios sues pro posse suo, qiiodque bonas leges anteces- soruni suoruni et praecipue leges Edwardi regis revocaret, et iniquas de- strueret, et omnes lioniines suos secundum justa curiae suae judiciajudicaret, quodque singulis redderet jura sua.' ' M. Paris, p. 239, refers to this second application the excuse of poverty alleged by the barons : .ind no doubt the reasons mentioned by Ralph and Walter belong to this juncture ; see p. 524, note 3. - W. Cov. ii. 212; M. Paris, p. 239. Kalph of Coggeshale says that the king was pievailed on to renew his promises to the northern barons : ' Northanhumbrenses regi concordantur, mediantibus legato, archiepiscopo Cantuariensi et aliis episcopis et baronibus ea conditione ut liceat eis gaudere 536 Constitutional History. [chap. He does Durham by way of a demonstration, but returned without doing- homage to -^ '' ' <5 the legate, anything, in as great haste as he had gone ^. On the 3rd of October he completed his transactions with the pope by doing homage to the legate Nicolas at London ^. Assembly at WTiilst John was thus employed, a series of vei-y important August 4; meetmgs had been held by the justiciar and archbishop. In order to ascertain the amount due by way of restitution to the plundered bishops, a general assembly was called at S. Alban's on the 4th of August, which was attended not only by the bishops and barons, but by a body of representatives from the townships on the royal demesne, each of which sent its reeve and four legal men. In this council, for such is the name given it by the historians ^, a much wider range of subjects was discussed than in which the assessment of the losses of the Church. The justiciar laid the laws of , . " Henry I are before the whole body the kinsf's recent promise of good govern- uientioned. . -^ . , . ,. ^ •^^ ^ • ment, he issued an edict forbidding the illegal exactions, and refen-ed to the laws of Hem-y I as the standard of the good customs which were to be restored *. This is the first occasion on which the laws of Henry I are recurred to as a basis of liberty, and it may be regarded as a mark of the vast increase in royal power which had accrued since the early years of Henry 11. Probably few knew what the laws of Henry I were ; but the archbishop took care that they should soon be informed. Another council was called at S. Paul's on the 25th of August, atavis libertatibus.' But lie ])laces the agreement after the arrival of Car- dinal Nicolas. ^ See Sir T. D. Hardy's Itinerary of John, in the Introduction to the first volume of the Patent Kolls. ^ W. Cov. ii. 214; M. Paris, p. 247. ' M. Paris, p. i^i) : ' In crastino (sc. May 16) autem misit rex litteras ad omnes vicecomites regni Anyliac praecipiens ut de singulis dominicorum suorum villis (jiiatuor leg;des homines cum jiracposito ajuid Sanctum Al- banum pridie nonas Augiisti facerent convenire. . , Interfucrunt huic concilio apud Sanctum Albanum Galfridus filius Petri et episcopus Winto- niensis cum arcliiepiscopo et episcopis et magnatibua regni.' * Ibid. : 'Ubi cunctis pace regis denunciata, ex ejusdem regis parte firmi- ter praeceptum est quatenus leges Henrici avi sui ab omnibus in regno custodircntur et omnes leges iniquae penitus enervarentur. J^enunciatum est praeterea vicecomitibus, forestariis, aliisquc ininistris regis, sicut vitam et memljra sua diligunt, ne a quoquam aliquid violenter extorqueant, vel alicui injuriam irrogare praesumant, aut scotalla alicubi in regno faciant sicut facere consueverunt,' XII.] Council of S. Alhan's. 527 and there Henry's charter was produced ^ It was seen at once Council of that it furnished both a safe standing-ground and a precedent The charter for a deliberate scheme of reform. The justiciar laid before the produced. king the claims of the council, and died almost immediately after, on the 2nd of October ^. With him the king lost his hold upon the baronage, but his The king's first thought was one of relief : ' When he arrives in hell,' he th™deatirof said, 'he may go and salute Hubert Walter; for by the feet of ^^"^ "^"^'^' God, now for the first time am I king and lord of England.' This speech recalls the words addressed by the English to Henry I when he had humbled Robert of Belesme : but the circum- stances were very different. The people had then rejoiced in the humiliation of a tyrant who was jiersecuting the king and themselves alike ; John rejoices in the death of a faithful servant who had until now stood between him and the hatred of the people, — between the tyrant and his destined victims ^. GeoflFi'ey's Peter des successor was a foreigner ; the king, to the great disgust of the succeeds, barons, confided the justiciarship to Peter des Koches, the Poictevin bishop of Winchester *. The meeting at S. Alhan's is the first occasion on which we importance find any historical proof that representatives were summoned to sembiyat a national council. The reeve and four men were probably called upon merely to give evidence as to the value of the royal lands ; but the fact that so much besides was discussed at the time, and that some important measures touching the people at large flowed directly from the action of the council, gives to their appearance there a great significance. To the first repre- sentative assembly on record is submitted the first draught of the reforms afterwards embodied in the Charter : the action of It is a gene- this council is the first hesitating and tentative step towards of represen- that great act in which Church, bai'onage, and people made their constitutional compact with the king, and their first sensible realisation of their corporate unity and the unity of their rights and interests. How the justiciar would have carried on the * M. Paris, p. 240. ' M. Paris, p. 243 ; W. Cov. ii. 215 ; R. Coggeshale, p. 243. ' M. Paris, p. 243 ; see above, p. 308. * R. Coggeshale, p. ;43, 528 Constitutional History. [chap. Obscurity undertaking we cannot even guess. Unfortunately, as is so often historians, the case in great crises of history, the attention of the historians is devoted to points of minor interest ; and when we should hear of great constitutional debates, we find only the record of the doings of the legates and the bishops. The one significant The writ of fact is this, — that the kinc; on the 7th of November summoned November?, . '^ . ' 1213. a council at Oxford to which, besides the armed force of the knights, each sheriff is directed to send four discreet knights from his county to discuss with the king the business of the country^. The four legal men of the demesne townsliips are replaced by the four discreet men of the shire : the very words, ' ad loquendum nobiscum de negotiis regni nostri,' are an omen of the institution of representative parliaments. Again however the historians forsake us, and we do not even know that the assembly was ever held. ini2i4John The eventful year came to a close without overt action. until Oct. 19. Early in 12 14 John went abroad and stayed thereuntil October; when immediately on his return he called the northern barons to account for not accompanying him. But they had been Confedera- beforehand with him. They had met on the pretence of pil- baronsat grimage at S. Edmund's, and had there sworn that if the king delayed any longer to restore the laws and liberties, they would withdraw their allegiance, and would make war upon him until he should confirm the concession by a sealed charter. The pro- positions Avere to be laid before him immediately after Christ- mas ; in the meantime a force 'w^as to be raised sufficient to begin if not to decide the struggle '^. The king however accele- rated the crisis by demanding a scutage, which the barons refused to grant *. ' Report on the Dignity of a Peer, App. i. p. 2 ; Select Charters, p. 279. * M. Paris, pp. 252, •253. Tlie northern barons .again took the lead. ' BaroncH Nortlianliunibriac in unam coeuntesscntentiani utregem compelle- rcnt ad roforinaiidani ecclcniae et rcgni libcrtateni et ad abolentl.as pravas consuctudiiicH, (|uaH .ad dcjux'SHionem ecclesiae et rcgni tain pater quara frater rcgiw, cum lii.H abusionibus quas idem rex .adjecerat, olim suscitaverant, secundum quod rex anno pr.actcrito juraverat, regcm super liis .... orant et adJKirtantur, insuper et cartam Henrici primi proferunt.' R. Cogges- hale, p. 246. '■' ' Dissensio orta est inter .Tohanncm regcm Angliae ct quosdam de pro- ceribus pro scutagio (juod petcbat al) illis qui non iorant noc miscrant cum S.Edmund's. XII.] The Great Charier. 529 John's first tliouglit was to attempt to divide his enemies. John grants The clergy might be detached from the barons by a promise of election to the freedom of election which had been so long withdraMTi from '^ '^ ^^^' them; and on the 21st of November a charter was issued to that effect \ This failed of its purpose ; for the bishops, with Langton at their head, had of course not taken pai't in the oath at S. Edmund's ; they were one in counsel with the barons, but had not been compelled to break off relations with the king; nor could they have armed their retainers in the cause without throwing the country at once into civil war. Nothing more was done until after Christmas. On the feast of the Epiphany, John He receives at the Temple received a deputation from the barons and heard Jan. 6, isij. their demands : smothering his indignation, he requested a truce until the first Sunday after Easter ^. This was agreed to ; and the king employed the respite in renewed attempts to sow dis- trust among his enemies. He again issued the charter of free- His mea- SUTGS of dom to the Church ^, directed the oath of allegiance and fealty precaution. to be taken throughout England * to him alone, and demanded a renewal of homage from his tenants-in-chief. Not content with this, he took the vow of Crusade ", involving in the guilt of sacrilege all who should raise their hands against him. But the Progress of barons were undismayed ; they collected an army at Stamford, and marched as soon as the truce expired to Brackley in Northamptonshire. The king, who was at Oxford, sent the archbishop and William Marshall to demand their conditions ; and the messengers brought back a long schedule of demands, which the king at once refused to grant. The barons, on the ipso in Pictaviam. Dantibus enim illud plurimis, contradixerunt ex Aquilonaribus nonnulli, illi videlicet qui anno praeterito regem ne in Pictaviam transiret impedierunt, dicentes se propter terras quas in Anglia tenent non debere regeni extra regnuni sequi nee ipsum euutem scutagio juvare. E contrario rege id tanquam debitum exigente, eo quod in diebus patris sui necnon et fratris sic tieret, res ulterius processisset nisi legati praesentia obstitisset. Prolata est carta quaedani libertatum ab Henrico primo Anglis data, quani quasi in observ.andam cum sibi confirmari a rege proceres jam dicti postulai'ent, dilata est res iu annum alterum.' W. Gov. ii. 217, 218. ^ Statutes of the Realm, i. 5; Select Charters, pp. 279-281. ^ M. Paris, p. 253. 3 I^^ paHs, p. 263. * M. Palis, p. 253; W. Cov. ii. 218. ' W. Cov. ii. 219. M m 5S<^ Constitutional Histori/. [chap. The barons enter London. John is deserted by his court and grants the Charter. Summary of the articles of the Charter. -* Its treaty character. It includes the whole people. receipt of this news, proceeded by way of Northampton, Bedford, and Ware to London, where they were received with a hearty welcome on the 24th of May. The adhesion of the Londoners was followed by a great defection from the king's party ; nearly all the members tf his court and household obeyed the sum- mons addressed t» them by the confederacy, and left John with- out any ptwer •f resistance. Under these circumstances he set his seal t» the articles proposed by the barons, and issued the Great Charter of liberties on the 15th of June at Runny- mede \ 155. The Great Charter, although drawn up in the form of a royal grant, was really a treaty between the king and liis sub- jects ; it was framed uptn a series of articles drawn up by them ^, it contained the provisitn usual in treaties for securing its execu- tion, and although in express terms it contained only one part of the covenant, it implied in its whole tenour the existence and recognition of the other. The king granted these privileges on the understanding that he was to retain the allegiance of the nation. It is the collective people who really form the other high contracting party in the great capitulation, — the three estates of the realm, not it is true arranged in order accoi'ding to their profession or rank, but not the less certainly combined in one national purpose, and securing by one bond the interests and rights of each other severally and of all together. Tlie Charter con- tains a clause similar to that by which Henry I tried to secure the rights of his subjects as against the mesne lords ; but now the provision is adopted by the lords themselves for the security of fair and equal justice : ' All the aforesaid customs and liberties that we have granted to bo held in our kingdom, so far as pertains to us, with reference to our vassals, all men of our kingdom, as well clerk as lay, shall observe, so far as pertains to them, Avith reference to their men ^' The barons maintain and secure the * M. Paris, pp. 252-255; W. Coventry, ii. 219-222; R. Coggeshale, pp. 247-249. Tlic host account of the crisis is to be found in the preface prefixed by B!ackstone to bis eilitiou of Magna Carta. * Select Charterx, ji]). 2'• barons : John's tyranny had overthrown that balance of the powers of the State which his predecessors had striven with so much earnestness and so much policy to adjust. We do not indeed find, in the list of those who forced the king to yield, any names that prove the commons to have been influential in the drawing up of the articles : the conspicuous names are those of the northern barons, of the men of the great ministerial houses, and of that remnant of the Conqueror's baronage that had cut themselves loose from Normantly and Norman principles and reconciled themselves to the nobler position of leaders of their brother Englishmen. It was probably by the bishops, Langton Debt of the '^ DC tulc to in particular, and the legal members of the confederacy, that the the bishops rights of the freeholder were so carefully fenced round with pro- * Art. Bar. § 8 ; Magna Cart.a, § 20. "^ Art. Bar. § 20 ; Magna Carta, § 30. M m 2 532 Constitutional History. [chap. The barons as leaders of the people. The Great Charter, a corporate act of the nation. It is based on the Charter of Henry I. Motive clause of the Charter. Grant of Church liberties. visions. Tliese men and tlieir successors led the commons and acted for them until the Keformation, with little discord and still less jealousy of theii- rising influence ; and it was the ex- tinction of the class Avhich furnished their natural leaders that threw the Church and the nation under the tyranny that followed the Wars of the Roses. The Great Charter is the first great public act of the nation, after it has realised its own identity : the consummation of the work for whicli unconsciously kings, prelates, and lawyers have been labou.riug for a centmy. There is not a word in it that recalls the distinctions of race and blood, or that maintains the differences of English and Norman law. It is in one view the summing up of a period of national life, in another the starting- point of a new, not less eventful, period than that which it closes. Magna Carta in its completed form attests the account given by the historians of its origin and gi'owth. It is based on the charter of Henry I ; it follows the arrangement of that famous document, and it amplifies and expands it, so as to bring under the principles, Avliich were for the first time laid down in a.d. iioo, all the particular rights, claims, and duties which had come into existence during the developments of the inter- vening century. As the whole of the constitutional history of England is little more than a commentary on Magna Carta, a brief summaiy of the articles, regarded as the outgrowth of the previous history, is all that is necessary or possible at this stage of our work. The king declares himself moved to issue the charter, as his gi-eat-grandfather had done, by bis pious regard for God and his desire for the Ijcnefit of his people : the counsellors by Avhose advice he acts, and whose names lie enumerates, are the bishops and barons who had not taken an overt part against him, or who only at tlie last moment had joined the confederation which compelled him to yield. The first clause, again, as in the charter of Henry I, secures the rights of tlic Clmrch ; re])eats and confirms tho charter, twice issued already, for the free election to bishoprics, and the XII.] The Great Charter. 533 great principle so often appealed to both earlier and later, ' quod Anglicana Ecclesia libera sit\' This is followed by a series of clauses- protecting the tenants- Remedy of •^ , . feudal in-chief of the Crown fi'om the abuses of feudal right : a fixed abuses in !• c • TO! the matters sum IS determined for the rehef, as ' the ancient relief, the very of reii. f, ., PI . 91 ^^ p • wardship, statement betraying the nature 01 the grievances , the reliei is and altogether abolished where the right of wardship is exercised ; the latter right is carefully limited ; the disparagement of heirs by unequal marriages is forbidden ; and the widow is secured against spoliation as well as against compulsion to take another husband^. The latter concession John had already declared himself willing to grant in that scheme of abortive reforms which he propounded, before his submission to the pope, in A.D. 1212. This portion of the charter closes with three articles Remedy . . . of the in which the king renounces the oppressive means which had tyiannical 1 f> 1 1 ^ /~i ^ exaction of been used to secure the payment of debts to the Crown and to debts, the Jews, in whose debts the Crown had an ulterior and con- tingent interest. These clauses show that the king's servants had departed from the rules which had prevailed in the Ex- chequer under Henry II, and which had been carefully drawn up so as to secure the rights of the Crown with the greatest regard to the safety of the debtor*. The twelfth and three following articles are those to which The consti- . tutional the greatest constitutional interest belongs ; for they admit the articles. right of the nation to ordain taxation, and they define the way in which the consent of the nation is to be given. No scutage Limitation c 1 1 • 1 • 1 r ii of aids and or aid, other than the three regular feudal aids, is hencetorth to scutages. be imposed but by the common counsel of the nation, and the * Magna Carta, § i. Cf. the charter of Henry I, § i ; Stephen, Cliarter ii. ; Select Charters, pp. 97, 1 14. ' Magna Carta, §§ 2-4; Ai-t. Bar. §§ 1-3. Cf. Charter of Henry I, § 2 ; Assize of Northampton, § 4 ; Dialogus de Scaccario, lib. ii. c. 10 : where the rule that a relief is not to be taken on the coming to age of a royal ward, is laid down as it is in the charter itself. ^ Art. Bar. §§4, 17; Magna Carta, §§ 6-8. Cf. Charter of Henry I, §§ 3, 4. Walter of Coventry says, ' sed et viduis dicitur propitius exsti- tisse,' of the reforms proposed in T212 ; ii. 207. * Magna Carta, §§ 9-11 ; Art. Bar. §§ 5, 15, 16, 34. 35. Cf Charter of Henry I, §§ 6-8; Dialogus de Scaccario, ii. 12-17; Assize of Northamp- ton, § 4. 534 Constitutional History. [chap. Method of summons to the national coimcil. Historical importance of these clauses. Aids of mcHtie lords iuiitoil. common counsel of the nation is to be taken in an assembly duly summoned ; the archbishops, bishops, abbots, earls, and greater barons are to be called up by royal writ directed to each severally ; and all who hold of the king in chief, below the rank of the greater barons, are to be summoned by a general writ addressed to the sheriff of their shire ; the summons is to express the cause for which the assembly is called together ; forty days' notice is to be given ; and when the day has arrived the action of those members who obey the summons shall be taken to represent the action of the whole ^. This most im- portant provision may be regarded as a summing-up of the history of parliament so far as it can be said yet to exist. It probably contains nothing which had not been for a long time in theory a part of the constitution : the kings had long con- sulted their council on taxation ; that council consisted of the elements that are here specified, and had been summoned in a way analogous to if not identical with that here defined. But the right had never yet been stated in so clear a form, and the statement thus made seems to have startled even the barons ; they had not ventured to claim it, and when they had the reins of power in their own hands they seem in the subseqvient editions of the charter to have shrunk from repeating the clauses which contained it^. It was for the attainment of this right that the struggles of the reign of Henry III were carried on ; and the realisation of the claim was deferred until the reign of his suc- cessor. In tliese clauses however tlie nation had now obtained a clear, or comparatively clear, definition of the right on which their future political power was to be based. The limitation of royal exaction is supplemented by a cor- responding limitation of the power of the mesne lords ; the king is not to cmjiower them to take aids except for the three recognised ])uri)oses, and then oidy such sums as arc reasonable : * Ma^na Carta, §§ 12-14; Art. I'.ar. § .^2. The provision for the sum- raonin;^ of tho council is not anionj^ tho barons' articles, and probably exproHHcH the earlier practice ; hco above, p. 467. '■* This clauHc is not found in any of tho numerous confii-mations of the Great Charter. XII.] The Great Charter. 535 nor is any one to be distrained to perform more than the proper service of his tenure ^ The next series of clauses concern judicial proceedings : the Judicial clmiscs ' suitors who ai'e involved in Common Pleas are no longer to be common compelled to follow the Curia Eegis'^ : the trials are to be heard assizes, in some fixed place. The recognitions of novel disseisin, mort ments, d'ancester, and darrein presentment are henceforth to be taken in the county courts, before two justices who will visit each shire every quarter, and four knights chosen by the county court for the purpose ^. The freeman is not to be amei'ced in a way that will ruin him, the penalty is to be fixed by a jury of his neigh- bourhood ; earls and barons are to be amerced by their peers, and clerks only in proportion to their non-ecclesiastical pro- perty *. Such a clause proves that the careful provisions of the Exchequer on this point had been transgressed by the king, who had, as we learn from the historians, imposed amercements of scandalous amount and with wanton tyranny, just as he, com- pounded by fines for imaginary oftences. The sheriffs, constables, limitation of coroners, and bailiffs of the king are forbidden to hold pleas the sheriff, of the Crown ^ ; a further limitation on the power of the local magistrates, which had been already curtailed by the direction issued in Richard's reign that no sheriff should be justice in his own county. Such a provision shows some mistrust of the sheriff's on the part of both king and barons ; but it was probably disregarded in practice. This is the first of a series of articles by which the abuse of the sheriff's authority is * Magna Carta, §§ 15, 16; Art. Bar. §§ 6, 7. * Magna Carta, § 17 ; Art. Bar. § 8. 3 Magna Carta, §§ 18, 19; Art. Bar. 8. See the Assize of Northamp- ton, § 5. * Magna Carta, §§ 20-23; Art. Bar. §§ 9-11. Cf. Dialogus de Scac- cario, lib. ii. c. 14, where the order to be observed by the sheriffs in sales is prescribed : ' j\Iobilia cuj usque primo vendantur, bobus autem aiantibus, per quos agricultura solet exerceri, quantum poterint parcant, ne ipsa deficiente debitor araplius in futurum egere cogatur.' This is a piece of Henry's special legislation; Select Charters, p. 229. * Magna Carta, § 34 ; Art. Bar. § 14. The barons had asked that the sheriffs should not interfere in pleas of the Crown sine coronatorlhu--' : the charter forbids both sheriffs and coroners (vel coronatores) to ludd such pleas; a fact which seems to suggest that there was some jealousy of the elective ofi&cer. Cf. Assize of Kichard I, A.D. 1194, art. 21; and see above, p. 505. 53^ Constitutional Ilistory, [chap. Remedy of Exchequer abuses, and petty exa ctions. Miscel- laneous articles. Writ of I'riucijM! : measures : inquests. Privileges of merchants. Escheats. restrained ' ; the farms of the counties and other jurisdictions are not to be increased ; the debts due to the Crown which are collected by the sheriff are to be collected under the view of the lawful men of the neighbourhood ; the goods of intestates are to go to their natural heirs ; the royal officers are to pay for all the provisions which they take by requisition ; they are not to take money in lieu of service from those who are willing to perform the service in person ; they are not to seize the horses and carts of the freeman to do royal work, nor his wood without his consent ; the lands of convicted felons are to be held by the Crown for a year and a day, and then to revert to the lords ^ ; and the weirs in the Thames, the Medway, and the other rivers of England are to be removed. The remaining articles of general application are of a miscellaneous character ; some laying down great principles, and others defining points of minute and occasional import. The use of the writ of Praecipe is limited ^ : the uniformity of weights and measures is directed in the words of Richard's assize*; the writ of inquest in cases where life and limb are concerned is to be granted freely ^ : the king will not claim the sole wardship of the minor who has other lords, except where he is the king's tenant by knight service ® : no bailiff is to force a man to compurgation or ordeal without faithful witnesses ''. Merchants may go out and come in without paying exorbitant customs ; and all lawful men may leave the kingdom and return except ia time of war, or when the traveller belongs to a nation at war with the king *. The vassals of an escheated honour are not to be treated by the king as tenauts-in-chief ' Macrna Carta, §§ 25-33; -'^'"t- ^'^^- §§ 14-16, 18-23. * Soo Dialoffiis (le Scaccario, lib. ii. c. 10; Assize of Clarendon, § 5. '■' Art. I'.ar. § 24; Magna Carta, § 34; Glanvill, lib. i. c. 6. .See Black- stone, (!onini. iii. 274; l>runner, Scliwurgericht, pp. 405-407. It is a peremptory writ enjoining tlie Kheriff to command the person in question to Jo Home act, or sliow why he should not be compelled. It was in fact an evocation of tlie particular cause to tlie king's court. * Art. Bar. § 12 ; Magna Carta, § 35 ; Hovcden, iv. 33. "> Art. 15!ir. § 26; M. C. § 36. ' « Art. Bar. § 27; M. C. § 37. ' Art. I?ar. § 28 ; Magna Carta, § 38. * Art. Bar. §§ 31, 32 ; Magna Carta, §§ 41, 42. A similar privilege had been granted by charter «di<;i«»i parium. foundation of all German law ; and the very formula here used is probably adopted from the laws of the Franconiau and Saxon Caesars ; but it was no small gain to obtain the declaration in such terms from a king who by giving the promise made a confession of past misgovernment *. ' Art. Bar. § 36 ; Magna Carta, § 46. ^ Art. Bar. § 39 ; ISIagna Carta, § 44. See the Assize of Woodstock, § II ; Select Charters, p. 151. " Art. Bar. § 47; Magna Cart.a, § 47. Cf. Charter of Henry I, § 10; and Stephen's second Charter. * The Forest Charter ascribed to him by Matthew Paris belongs to Henry HI. '■> Art. Bar. §§ ^Q, 30. * Compare the following passages from the Libri Feudorum : Conrad the Salic (a.D. 1024-103'')) says, ' Praecipimus . . . ut nuUiis miles . . . tarn de nostris majuvibiis valvassoribus quani eorum niilitibus sine certa et con- victa culpa suum beneficium peidat nisi secundum consuetudinem ante- 53^ Constitiitional History. [chap. Judges to be skilled in the law. Rights of patrons. General application. Temporary provisions. Dismissal of mercenaries. Tlie Scots and Welsh. Mciins of execution. Another significant article pledges the king to confer the sheriffdoms and other judicial offices of the local courts only on men skilled in the law^. Another secures to the founders of religious houses their rights of custody during vacancy^ ; and another forbids that any one should be taken or imprisoned on the appeal of a woman, except for the death of her husband^. Such, with the provision for the application of the rules thus enunciated to the whole nation, are what may be called the general articles of the Charter. The remainder is composed of clauses of special and transient interest : the king undertakes to surrender all charters and hostages placed in his hands as securities, and to dismiss the detested group of foreign servants whom he had gathered round him either as leaders of mer- cenaries or as ministers of small tyrannies. As soon as the pacification is completed he will dismiss all his mercenaries, forgive and recall all whom he has disseized or exiled ; he will then reform, on the principles already adopted, the forests made by his father and brother, and do justice in other ways, for many of the promises made in the earlier part of the Charter had no retrospective validity. The rights of the Welsh who have been oppressed are at the same futui'e period to be de- termined and recognised ; the Welsh princes and the king of Scots are to have justice done ; and a general amnesty for all political offences arising out of the present quarrel is to be given''. The enforcement of the Charter is committed to twenty-five barons, to be chosen by the whole baronage. These are em- ces.sorum nostrorum et judicium parium suorunri. ... Si contentio fuerit de beneficio inter capitaneos, coram imperatore definiri debet ; si vero fuerit contentio inter ininorc-i valvassoros et majores de lieticficio, in judicio parium suorum dciiniatur ])er judicem cnrtis.' Lib. Feud. J. xviii. — Lothar II Hays, ' Saiiciinus ut Tienio miles adimatur de pusse.ssioue sui beueficii nisi convicta culpa quae sit laudanda per judicium parium suorum sicut Hupra dictum est.' Ibid. c. xxii ; Pertz, Letrg. ii. 39 ; app. p. 1S5. In the law.s of Henry I (so called) the same princijile i.s laid down : ' Unusquisque j)er pares kuos judicandus est.' ' Art. P.ar. § 42; M:igna (!arta, § 45. On this princij)lc the steward of a courtdeet must be a learned steward. ■■' Art. I'ar. § 43 ; Magna (/arta, § 46. ' MaLcna Carta, § 54. * Magna Carta, §§ 49-59, 62; Art. Bar. §§ 44-46. XII.] The Great Charter. 539 powered to levy wai' against the kiiiff himself, if he refuse to The . .. p,-. /•!• twenty-five do justice on any claim laid before him by four of their number ; executors. and in conjunction with the communa — the community of the whole realm — to distrain him, saving his royal person and queen and children^. The last clause contains the enacting words, ' We will and Enacting " words and firmly enjoin,' and the oath to be taken on the part of the oath. king and on the part of the barons, that all these articles shall be observed in good faith and without evasion of their plain construction ^ In this mere abstract of the Great Charter we have the Recognition summing-up of the rights and duties that have been growing national into recognition whilst the nation was growing into conscious- ness. The Communa totius terrae, which is to join with the twenty-five barons in the execution of the Charter, has at last entered vipon its career of constitutional life. So great a boon as Magna Carta might almost excuse the inqui^- o ° ° _ as to the men bv whose agency it was won from a trial at the bar of pers(jns who JO- _ won the history. But so much of the earlier fortunes of the constitution Cliarter. turns upon personal history, on the local, official, and family connexions of the great men, that we cannot dismiss the sub- ject without the inquiry, Who were the men, and what was their training 1 Who were the barons that now impose limits on royal tyranny, and place themselves in the vanguard of liberty 1 How have they come to sit in the seats and wield the swords of those whom so lately we saw arrayed in feudal might against king and people 1 The barons who took part in the transactions out of which Fourfold classification Magna Carta emerges — and the whole baronage was in one way of the . .... , , baronage, or another directly concerned in it — fall into four classes : those who began the quarrel in a.d. i 2 i 3 by refusing to follow the king to France ; those who joined them after the councils held at S. Albaii's and in S. Paul's ; those who left the king in the spring of a.d. 1215 after the adhesion of the Londoners; and those who continued with him to the last. Each of these I Magna Cai-ta, § 6i ; Art. B;u:. § 49. * Magna Carta, § 63. 540 Constitutional Hidory. [chap. The first class ; the northern lords. The second class ; tlie feudal and ministerial lords. divisions contained men Avho acted on the gi'ound of public right, and others who were mainly influenced by private friend- ship and gratitude, or by the desire of avenging private wrongs. The fii-st class was chiefly composed of the north country barons, the Northimbrani, Norenses, Aquilonares of the chroni- clers. No list of them is given, but they can be easily dis- tinguished in the roll of chiefs enumerated by Matthew Paris in connexion with the assembly at Stamford : they are Eustace de Vesci, Eichard de Perci, Robert de Ros, Peter de Bruis, Nicolas de Stuteville, AVilliam de Mowbray, Simon de Kyme, Gilbert de la Val, Oliver de Yaux, John de Lacy the constable of Chester, and Thomas of ]\Iulton. All these are well-known names in the north ; many of them appear in Domesday ; but, with the exception of Mowbray and Lacy, not among the gi'eater tenants-in-chief at the time of the Survey. They had sprung into the foremost rank after the fall of the elder house of Mowbray, and had many of them done service under Richard de Lucy and Ranulf Glanvill in the defence of the north. Eustace de Vesci, however, was closely connected by marriage with the king of Scots, and is said to have had, like Robert Fitz- Walter and William of Salisbury, cruel wrongs to avenge upon the king. The second division, containing the rest of the confederates Avho met at Stamford, embraced the remnant of the Conquest l)aronage, and the representatives of the families which had earned lands and dignities under Henry I and Henry II. Amongst these the most prominent is Robert Fitz-Walter, a grandson of Richard de Lucy and a descendant in the male line from the Norman house of Brionne. With him arc Saer de Quenci earl of Winchester, the possessor of half the inheritance of the great house of Leicester ; Henry Bohun earl of Hereford, and Roger Bigod earl of Norfolk, who appear side by side as their descendants did when they defied Edward I ; Richard of Clare earl of Hcrtfoid, the brother-in-law, and Geoffrey de Mandeville earl of Essex, the husband, of the king's divorced wife ; William Marshall the younger, the son of the great earl whose adhesion was the main support of John ; Roger de Creissi, William XII.] The Barons of the Charter. 541 Malduit, William de Lanvalei and others, whose names recall The stam- ' , ford con- the justices of Henry II's Curia ; and with them Eobert de federates. Vere, Fulk Fitz-Warin, William Mallet, William de Beau- champ, two of the house of Fitz-Alan, and two of the house of Gant \ Many of these have names the glories of which belong to later history : such of them as are of earlier importance may be referred to the two sources already indicated ; the great baronial families that had been wise enough to cast away the feudal aspirations of their forefathers, and the rising houses which had sprung from the ministerial nobility. The third class, which clung to John as long as he seemed Tiie third ' ° ° class, who to have any hope in resistance, was headed by those earls joined the '' ■■• _ _ barons after who were closely connected by blood or by marriage with the their eutry ■' . '' . '' .° into London. royal house : Earl William of Salisbury, the king's natural brother ; William of Warenne, the son of Earl Hamelin and cousin of John, and Henry earl of Cornwall, grandson of Henry I. With them were William de Forz, titular count of Aumale and lord of Holderness, a feudal adventurer of the worst stamp, whose father had been one of the captains of Richard's crusading fleet ; Ranulf earl of Chester, and William Marshall earl of Pembroke, two men of long and varied experience as well as great social importance, who seem up to the last moment to have hoped that their own influence with the king might make it unnecessary for them to go into open opposition. In The present the second rank come Geoffrey de Lucy, Geoffi-ey de Furnival, Thomas Basset, Henry de Cornhell, Hugh de Neville, and William Briwere, the men who were at present in power in the Curia Regis and Exchequer ; who were bound in honour to adhere to their master or to resign their dignities, and who had in many cases been too willing ministers of the iniquities that provoked the struggle. The few who adhered to John to the last were chiefly those The fourth who had everything to fear and nothing to hope from the victory personal of the confederates ; Richard de ]\Iarisco, the chancellor, Peter de Mauley, Falkes de Breaute, Philip son of Mark, Gerard de Atie, Engclard de Cygonies, Robei-t de Gaugi, and others whose * M. Paris, pp. 253-255. 542 ConstitiUional History. [chap. names testify to tlieir foreign extraction, and some of whom were expressly excluded by the Great Charter from ever holding office in England ^ The king's Of the bishops, Peter des Roches the justiciar was probably party among the bishops, the only one who heartily supported John : he was a foreign favourite and an unpopular man. Pandulf the papal envoy was also on the king's side ; and some of the bishops Avho had been lately consecrated, such as Walter Gray of Worcester, who had been chancellor for some years, and Benedict of Rochester, probably avoided taking up any decided position. Even arch- bishop Langton himself, although he sympathised with, and partly inspired and advised the confederates, remained in attendance on the king. ciassifica- It is worth while to compare with these lists the names of tion of the ^ twenty-five those counsellors bv whose advice John declares that he issues executors. '' the charter, as well as those of the twenty-five barons to whom the execution was committed. The former body is composed of the bishops, with Stephen Langton and Pandulf at their head, and those earls and barons Avho only loft John after the adhesion of the Londoners : it contains none of the northern barons, none of the second list of confederates, and the selection was perhaps made in the hope of binding the persons whom it includes to the continued support of the hard- won liberties. The twenty-five executors ai-e selected from the two latter classes ; they are as follows : of the north country lords, Eustace de Vesci, William de Mowbray, Robert de Ros, John de Lacy, Richard de Percy ; of the Stamford confederates, the earls of Hertford, Gloucester, Winchester, Hereford, Norfolk, and Oxford ; Robert Fitz- Walter, AVilliam Marshall the younger, Gilbert de Clare, Hugh Bigod, William Mallet, John Fitz-Robert, Roger de Mumbezon, Richaid de Muntfitcliet, William dc Huntingfield. Two of the third list, William of Aumalc and William of Albini, represent a body less hostile to John. Gcoff"rey de Say, who is found shortly after in arms against John, and the mayor of London, complete the number^. ■ Art. 50. * M. Paris, p. 262; Select Charters, p. 298. XII.] The Barons of the Charter, 543 In a further stacce of our inquiry we shall be able to trace the Importance , , , . of these lists. subsequent divisions of party and policy that sprang out of these several combinations, in that altered state of affairs which fol- lowed the French invasion, and through the difficulties which beset the minority of Henry III. The analysis of the lists con- firms the evidence of the historians, and proves that the first cry for freedom came from the North, that it was taken up and maintained by the strength of the baronial party, which had learned the benefit of law, peace, and good government, and that the demands of the confederates took a definite and defensible form under the hand of the archbishop, and on the model of Henry I's charter : that this basis of agreement was accepted by the people at large, and especially by the Londoners, who to some extent represent the town population of the kingdom; and was finally adhered to by the most important members of the government, with William Marshall at their head. John re- mained contumacious till all but his foreign creatures had for- saken him, and when he yielded, he yielded with a full intention of eluding by papal connivance all his promises. The Great Charter is then the act of the united nation, the church, the barons, and the commons, for the first time thoroughly at one. It is in form only the act of the king : in substance and in historical position it is the first effort of a corporate life that has reached full consciousness, resolved to act for itself and able to carry out the resolution. CHAPTER XIII. ADMINISTRATIVE AND REPEESENTATIVE INSTITUTIONS. 156. Character of the period, 1155-1215; amalgamation and national unity; — in blood. — 157. In language and law. — 158. The king. — 159. The national Council. — 160. Legislation. — 161. Taxation. — 162. Military organisation. — 163. Judicature. — 164. The institution of Juries.— 165. The Towns.— 166. The Clergy.— 167. Conclusion. SSr 1S6. The great cliaracteristic of the English constitutional constitution, system, in that view of it which is offered in these pages, — the principle of its growth, the secret of its construction, — is the continuous development of representative institutions fi'om the first elementary stage, in which they are employed for local pur- poses and in the sim2)lest form, to that in which the national parliament appears as the concentration of all local and pro- vincial machineiy, the depository of the collective powers of Anglo-Saxon the three estates of the realm. We have traced in the Anglo- tutious. Saxon history the origin and growth of the local institutions, and in the history of the Norman reigns the creation of a strong administrative system. Not that the Anglo-Saxon Norman I'ule had no administrative mechanism, or that the Norman institutions, polity was wanting in its local and provincial organism, but that the strength of the former was in the lower, and that of the latter in the upper ranges of the social system, and that the strong(!r parts of each were permanent. In the reigns of the three kings, whose history was sketched in the last chapter, wc trace a most important step in advance, the inter- penetration, the growing together, of tlic local macliincry and the administrative organisation. AVe have aheady examined the great crisis by which they were brought together ; now we begin Period of Amalgamation. 545 to trace the process by which the administrative order is worked Period of • •, ,• interpeiie- into the common law of the people, and tlie common institutions tration. of the people are admitted to a share in the administration of the state ; the beginning of the process which is completed in national self-government. The ])eriod is one of amalgamation, of consolidation, of con- tinuous gi'owing together and new development, which dis- tinguishes the process of organic life from that of mere mechanic contrivance, internal law fi-om external order. The nation becomes one and realises its oneness ; this real- Realisation of national isation is necessary before the growth can begin. It is com- unity. pleted under Henry II and his sons. It finds its first distinct expression in Magna Carta. It is a result, not perhaps of the design and purpose of the great king, but of the converging lines of the policy by which he tried to raise the people at large, and to weaken the feudatories and the principle of feudalism in them. Henry is scarcely an English king, but he is still less a French feudatory. In his own eyes he is the creator of an empire. The result '' '' _ '^ ot Henry s He rules England by Englishmen and for English purposes, policy. Normandy by Normans and for Norman purposes ; the end of all his policy being the strengthening of his own power. He recog- nises the true way of strengthening his power, by strengthening the basis on which it rests, the soundness, the security, the sense of a common interest in the maintenance of peace and order. The national unity is completed in two ways. The English Union of have united ; the English and the Norman have united also. The threefold division of the districts, the Dane law, the West- Extinction .,,.,, , . of Icsal dis- Saxon and the Mercian law, which subsisted so long, disappears tinotions. after the reign of Stephen. The terras are become archaisms which occur in the pages of the historians in a way that proves them to have become obsolete ^ ; the writers themselves are uncertain which sliires fall into the several divisions. Traces of slight differences of custom may be discovered in the vary- ing rules of the county courts, which, as GlanvLll tells us, are so numerous that it is impossible to put them on record - ; • Simeon of Durham, ed. Hinde, i. 220-222. '^ Glanvill, De Legibus Angliae, lib. xii. c. 6. N n 54^ Constiiutiotial History. [chap. Inter- marriages. Uncertain infusion of Norman blood. Value of Norman name and linease. Increa.se of English 8ur- nauieii. but tliey are now mere local by-laws, no real evidence of per- manent divisions of nationality. In the same way Norman and Englishman are one. Frequent intermarriages have so united them, that without a careful investigation of pedigree it cannot be ascertained, — so at least the author of the Dialogus de Scaccario affirms, — who is English and who Norman *. If this be considered a loose statement, for scarcely two generations have jDassed away since the Norman blood was first introduced, it is conclusive evidence as to the common consciousness of union. The earls, the greater barons, the courtiers, might be of pure Norman blood, but they were few in number : the royal race was as much English as it was Norman. Tlie numbers of Norman settlers in England are easily exaggerated ; it is not probable that except in the baronial and knightly ranks the infusion Avas very great, and it is very probable indeed that, where there was such infusion, it gained ground by peaceable settlement and marriage. It is true that Norman lineage was vulgarly regarded as the more honourable, but the very fact that it was vulgai'ly so regarded would lead to its being claimed far more widely than facts would warrant : the bestowal of Norman baptismal names would thus supplant, and did sup- plant, the old English ones, and the Norman Christian name would then be alleged as proof of Norman descent. But it is far from improbable, though it may not have been actually proved, that the vast majority of surnames derived from English places are evidence of pure English descent, whilst only those which are derived from Norman places afford even a presumptive evidence of Norman descent. The subject of surnames scarcely rises into prominence before the fourteenth century ; but an examination of the indices to the Ilolls of the Exchequer and Curia Regis shows a continuous increase in number and import- ance of persons bearing English names : as early as the reign of Henry I we find among the barons Hugh of Bochland, Eainer ' *Jam cohahitantibuH Anglicis ot Normannis et alterutrum uxores flucentibuB vel nubentibiiH, hIc permixtae sunt nationes ut vix iliscerni possit hodie, de liberin l(i(|uor, quis Anylious quis Normannus sit genere ; exceptis dunitaxat ascrii)titiiH qui villani dicuntur.' Dialogus, i. c. lo ; Select Charters, p. 1^3. XIII.] Union of Blood. 547 of Bath, and Alfred of Lincoln, with many other names which English sliow either that Englishmen had taken Norman names in baptism, or that Normans were willing to sink their local surnames in the mass of the national nomenclature. 157. The union of blood would be naturally expressed in Unity and unity of language, a point which is capable of being more strictly Lnguape. tested. Although French is for a long period the language of the palace, there is no break in the continuity of the English as a literary language. It was the tongue, not only of the people of the towns and villages, but of a large proportion of those who could read and could enjoy the pursuit of knowledge. The Modifica- , . Ill tions of ver- growth of the vernacular literature was perhaps retarded by the nacuiar lite- influx of Norman lords and clerks, and its character was no doubt modified by foreign influences under Henry II and his sons, as it was in a far greater degree affected by the infusion of French under Henry III and Edward I : but it was never stopped. It was at its period of slowest growth as rapid in itt> develop- ment as were most of the other literatures of Europe. Latin was still the language of learning, of law, and of ritual. The English had to struggle with French as well as with Latin for its hold on the sermon and the popular poem : when it had forced its way to light, the books in which it was used had their own perils to undergo from the contempt of the learned and the profane familiarity of the ignorant. But the fact that it Continuity, survived, and at last prevailed, is sufficient to prove its strength, victory of The last memoranda of the Peterborough Chronicle belong to the year 1154 : the last extant English charter can scarcely be earlier than 1155. There are English sermons of the same century, and eai*ly in the next we reach the date of Layamon's Fragment- ary cha- Brute and the Ormuhnn. These are fragments of the literature racter !ic- ,.,. ., ., „ counted for. of a language Avhich is passing through rapid stages of giowth, and which has not attained a classical standard. Only frag- ments are left, for the successive stages pass so quickly that the mouuments of one generation are only lialf intelligible to the next. The growth of the language and that of the literature proceed in an inverse ratio. If we were to argue from these fragments, we should infer, that whilst in the department of N n 2 548 Constitutional History. [chap. Relation of language and litera- ture in the process of develop- ment. Scraps of English in conversa- tion. law the use of the native tongue was necessarily continuous, it had to rise through the stages of the song and the sermon to that point of development at which those who required history and deeper poetry demanded them in their own language. Such a sequence may imply the increase of education in the English, but it more probably implies the disuse of French in the classes that had a taste for learning : and it is still more probable that the two literatures advanced by equal steps until the crisis came which banished French from popular conversation. There are traces that seem to show that English was becoming the familiar conversational language of the higher classes. The stoiy of Helewisia de Morville, preserved by William of Canterbmy in his life of Becket, exhibits the wife of one of the mui'derers as using English. ' Huwe of Moi-vill, war, war, Liulf haveth his sword ydrawen,' was her cry when she invoked the aid of her husband to punish the stubborn virtue of her English favourite^. Giraldus Cambrensis, a man of liigh Norman descent, could not only read but criticise the language of the Chronicles and of Alfred, and compare the dialects of northern and southern England ^. Hugh of Nunant, a Norman of the Normans, mentions it as a strange thing that "William Longchamp the chancellor was ignorant of the language of the people, and regai'ds it in special connexion with his hatred and con- tempt of the English ^ Latin was the ordinary language of the monks of Durham, yet they conveised in English with S. Godric, who spoke French only by miracle*. The hymn which the Blessed Virgin taught the same saint was in English'', and in English it is recorded for the reading of bishop Hugh de Puiset. At Canterbury, in the miraculous history of Dunstan, written by Eadmer, it is tlie devil that speaks French" and con-ects the indif- ferent idiom of an English monk. S. Hugh of Lincoln, who was a Burgundian by birth, did not understand the dialects of Kent ' Will. Cant. aj). Giles, ii. 31. '^ Gir. Cam. 0pp. vi. 177, 178. ' Ben. Pet. ii. 219: ' lile non resijondohat quia lin;.;iiuni An(,dicanani prorsuH ignorabat.' See alwo Gir. Canib. V. (ralf'ridi, in Anglia Sacra, ii. 407. * V. S. Godric, pp. 203, 206. * Ibid. p. 208. * Eadmer, V. S. Dunstani, p. 236. XTii.] Uniformity of Lmo. 549 and Huntingdonshire, but he was addressed by the natives as if English it were naturally to be expected that he would comprehend spoten." ^ what they said \ Little can be safely inferred from such scattered notices, but that it was not uncommon for educated people to speak both languages. Of any commixture of French No commix- and English at this period there is no trace : the language of French with Chaucer owes its French elements to a later infusion : the structure of our language is affected by the foreign influence as yet in a way which may be called mechanical rather than chemical : it loses its inflexions, but it does not readily accept new grammatical forms, nor does it adopt, to any great extent, a new vocabulary. The uniformity of legal system in its ajjplicatiou to Norman ConsoMa- and Englishman alike, w^ould of necessity follow from a state of legal system, society in wliich Norman was undistinguishable from English- man : but except in one or tAvo points of transient interest, it is not likely that any great distinctions of legal procedure had ever separated the two races. The Norman character of the Curia Regis and the English character of the shiremoot stand in con- trast not so much because the former was Norman and the latter English, but because of the different social principles from which they spring. The Englishman where he is a tenant-in- chief has his claims decided in the Curia Regis ; the Norman vavassor and the English ceorl alike are treated in the shire- moot^. The trial by battle and the inquest by jury in its several forms are, after the first pressure of the Conquest is over, dealt with by both alike. The last vestige of difference, the presentment of Englisluy, loses what significance it ever had. The tenures are the same for all ; the Englishman is not dis- qualified from being a tenant in chief : the Norman may hold land in villenage : the free and common socage of the new system is really the free possession of the old, and the man who holds his acres by suit and service at the county court ^ is as free as if he continued to call his land ethel or hociand, over ^ Magna Vita S. Hiigonis, pp. 157, 26S. ^ Writ of Henry I, quoted above, p. 390. ' ' Per sectani comitatus et de liendemot, unde scutagium dari non debet.' Kot. Pip. 3 Job. ; Madox, Hist. Exch. p. 467. 55© Constitutional History. [chap. The villein which none but the king had soken. The one class which is an exception to all these generalisations, that of the rustici or nativi, is, it would appear, exclusively English : but even these, where they have recognised claims to justice, claim it accordinG: to its fullest and newest improvements. The system of recognition is as applicable to the proof or disproof of villein extraction as to the assize of mort-d'ancester or novel disseisin : nor does the disqualification under which the rustic lies, for ordination or for the judicial work of the jury and assize, arise from his nation- ality, but from his status. The claims of his lord forbid him to seek emancipation by tonsure ; the precarious nature of his tenure forbids him to testify in matters touching the freer and fuller tenure of other men's property. Enelislimen Still great promotion in Church and State does not yet com- moted. monly fall to the lot of the simple Englishman. Wulfstan of Worcester, the last of the Anglo-Saxon bishops, dies in 1095 ; Robert, the scholar of Melun, the first English bishop of auy note after the Conquest, belongs to the reign of Henry II'. The Scot, the Welshman, and the Breton reach episcopal thrones before the Englishman. Archbishop Baldwin, who was pro- moted to Cautei'bury by Henry II, seems to have been an Englishman of humble birth ; Stephen Langton was also an Englishman, but by this time the term includes men of either descent, and henceforth the prelates of foreign extraction form the exceptions rather than the rule. In the service of the State however it is, as we have seen already, by no means improbable that English sheriffs and judges were emi)loyed by Heniy I : and English scholars and lawyers were rising into distinction in Sicily and even in France. Ciiamcter of The union of the races resembles not merely tliQ mechanical tlu; union • .• 11-1 1 1 p oiracv-s. union (it two l)odi('S Ijound togctlicr l)y force, or even by nmtual attraction, in which, however tight the connexion, each retains its individual mass and consistency : it is more like a chemical commixtui'e in wliich, ultliougli slullcd analysis may distin- ' Robi-rt is diatinctly described by Robert de Monte, as genere Anglicus (ed. Pertz, vi. 51.3); John of F.-igham, who w;)h made bishop of Worcester in 1 151, may also have been English. XIII.] The King. 551 truish the injrredients, thev are so united both in bulk and Result of " o ' J .... the commii- iw qualitie?!, that the result of the commixture is something ture. altogether distinct from the elements of which it is composed. The infusion of a little that is Norman affects the whole system of the English, and the mass which results is something different from either the one or the other. True the great proportion of the bulk must be English, but for all that it is not, and nothing will ever make it, as if that foreign element had never been there. The commixture of institutions is somewhat similar : the Commixture of institu- new machinery which owes its existence to the new conception tions. of royal power, the Curia Regis and Exchequer, does not remain side by side and unconnected with the shiremoot and the kindred institutions ; it becomes just as much a part of the Growth of c 1 1 • • theoomuioii common law as the other : the ancient system of the shire rises law. to the highest functions of government ; the authority of royal justice permeates the lowest regions of the popular organisation. The new consolidating process is one of organism, not of mere mechanism : the child's puzzle, the perfect chronometer, the living creature, symbolise three kinds or stages of creative skill, order, organisation, law ; the point that our history reaches at the date of Magna Carta may be fixed as the transition from the second to the third stage. In tracing the minute steps of the process by which the com- Plan of the . , ~ .... 11, 1 following mixture 01 race and institutions was so completed as to produce Chapter, an organisation which grew into conscious life, we may follow a principle of arrangement different from that used in the eleventh and earlier chapters ; and after examining the position of the king, divide the discussion under the four heads of legislation, taxation, the military system, and judicature ; closing the history of the period with an attempt to trace the origin and develop- ment of that representative principle, which we shall find run- ning through all the changes of administrative policy, and form- ing as it were the blending influence which enables the other elements to assimilate, or perhaps the breath of life which turns mere organism into living and conscious personality. 158. The very idea of kingship had developed since the age The King. 552 Constitutional Kidory. [chap. Growth of of the Conqueror. This had been one result of the sti'uggle kingsliip. with the Chui'ch. The divine origiia of royalty had been insisted on as an argument to force on the kings the sense of responsi- bility. This lesson had been familiar to the ancient English rulers, and its application had been summarily brought home. Edwj', like Rehoboam, had spurned the counsels of the fathers, and the men of the north had left him, and taken Edgar to be king. But the truth was less familiar, and the application less impressive to the Norman. The Conqueror had won England by the sword ; and though he tried to rule it as a national king, it was not as one who would be brought to account : William Rufus had defied God and man : Henry I had compelled Anselm to give him a most forcible reminder of the source from which both king and prelate derived their power : Stephen had sinned against God and the people, and the hand of supreme power was traced in his humiliation. The events that were taking place Moral and on the Continent conveyed further lessons. In the old struggles sition of the between pope and emjDcror the zeal of righteousness was on the side of the latter : since the reign of Henry IV the balance of moral influence was with the popes ; and the importance of that balance had been exemplified both in Germany and in France. Scholastic The power of the pen was in the hands of the clergy : Hugh of viewo -ing J^-]^^,yJ.y Ijj^j elaborately explained to Henry I the duties and rights which his position owed to its being ordained of God\ John of Salisbury, following Plutarch and setting up Trajan as the model of ])rinces, had urged the contrast between the tyrant and the king such as he hoped to find in Henry II '^. Yet these influences were thwarted by another set of ideas, not indeed running counter to them, but directed to a different aim. The clergy had exalted royalty in order to enforce its icsponsibilities Logal theory ou the conscience of the king ; the lawyers exalted it in order to of ahaoluto . . ' , . . , . sovereignty, strengthen its authority as the source ot law and justice; making the law honourable by magnifying the attributes of the law- giver. And as the lawy(!rs grew more powerful as a class, the theory of royalty approuclied more closely to absolutism : their ' Sec liis work in I'aluzo's Miscellanea, ii. 184 sq. ^ lu the PolycFiiticus , tluougliout. XIII.] Idea of Royalty. 553 lansfiiaffc has a tone, a force, and a consistent logic tliat is Influence of ® » ' ' ° the imperial wanting to the exhortations of the churchmen. Yet even to the idea, lawj^er this ideal king was not the man who sat on the throne, but tlie power that would enforce the law. Glanvill cites and applies to Henry II the maxim of the Institutes, ' quod principi placuit, legis habet vigorem,' — a principle which, as Fortescue points out, is absolutely foreign to the ideas of English law^; and the author of the Dialogus de Scaccario, who, although himself a priest, represented both in life and in doctrine the ministerial lawyer, lays down that the deeds of kings are not to be discussed or condemned by inferior men, their hearts ai'e in the hands of God, and it is by divine not by human judgment that their cause must stand or fall ^. Happily a theoiT of absolutism Practical ., , . , ,.,.... . limitations. IS compatible with very strong and strict limitations m practice : yet it was probably under the idea that the king is the sovereign lord of his people that Richard I and John forsook the time- honoured practice of issuing a charter of liberties at the coro- nation. John's idea of his own position was definitely that of John's idea an absolute prince : when he heard the demands of the barons position. he inquired why they had not asked for the kingdom also, and swore that he would never gi-ant them such liberties as would make him himself a slave ^ : yet the liberties they asked were those which his forefathers had been glad to offer to their people. Curiously enough it is in John that the territorial idea of royalty reaches its typical enunciation : all the kings before him had called themselves on their great seals kings of the English : John o o o is the first whose title appears on that solemn and sovereign em- blem as Rex Angliae. The growth of real power in the king's hands had advanced Growth of "^ _ ^ " ^ _ real power. in proportion to the theory. Every measure of internal policy by which the great vassals had been repressed, or the people strengthened to keep them in check, had increased the direct influence of the crown ; and the whole tendency of the minis- terial system had been in the same direction. Hence it was that John was able so long to play the i)ait of a tyrant, and that ' De laudibus Lecfura Angliae, ch. 9. ' Dialogus, praef . i Select Charters, p. 161. ^ M. Paris, p. 254. 554 Constitutional History. [chap. Claim of the king to the rule of the British islands. Homage of Wales. Ecclesiasti- cal depend- ence of Wales. the barons had to enforce the Charter by measures which for the time were an exercise on their part of sovereign power. Somewhat of the greatness of the royal position was owing to the claim, which at this period was successfully urged, to the supreme rule of the British islands ; a claim which had been made under the descendants of Alfred, and was regarded by tradition as really established by Edgar. The princes of Wales had acknowledged the suzerainty of the Conqueror, and had been from time to time forced into formal submission by William Rufus and Henry I : but Stephen had been able to do little on that side of the island. The three Welsh wars of Henry II were not amongst his most successful expeditions, yet by arms or by negotiations he managed to secure the homage of the princes \ on one of whom he bestowed his own sister in marriage ^ On Richard's accession the homage was again de- manded, and a scutage was raised on the pretext of an expedition to enforce it. Yet when Rhys ap Griffith, the king of South Wales, came to Oxford for the purpose of negotiation, Richard refused to meet liim^, and it does not appear that he ever renewed his homage. On the death of Rhys, the disputed succession to his principality was settled by archbishop Hubert as justiciar*, and (iriftith his successor appeared as a vassal of the English king at the court of John ^. There seems to have been no reluctance to accept the nominal superiority of England, so long as it was compatible with practical independence. But the fact that ilicir bishops received their consecration at Canter- bury, and were, from the reign of Henry I, elected and admitted under the authority of the kings of England, is sufficient to prove that anything like real sovereignty was lost to the so-called kings * Henry's three Welnh w.ir.s were in 1157, 116,',, and 1165. Homage was jK-rforined by the princes Jit Woodstock July i, 116.^: and they attended his court at Gioucoster in 1 175. In 1177 they swore fealty at Oxford in May. In 1 1 84 they ])rovokpd the kint,' to prepare for another (xpediUon ; i)ut wlicn ho iiad re.ichod Worcester, Rhys a]) (Jrifhth met him and did homMt,^!. 'IMjc Soutli Welsli were auain in anns in 1 186. The ])rin(;(;s of Noilh Walrs, allcr tin; marriage of David with tlie king's sister, wen; faitliful, and adhered to iliiiryin the rehellion of JI7.^' ■•' J'xned. i. 162. " ]icncd. ii. 97. "' Hoveden, iv. 21. " Hoveden, iv, 142. XIII.] Homage of the King of Scots. ^^^ of Wales. Tliey were divided amonf^st themselves, and the I'olicyof . ... . . thtf Welsh highest object of theii' political aims was from time to time to princes. throw their weight on the side of the disaffected barons who were their neighbour's : creating difficulties in the way of the king of England, which prevented him frojn meddling with them. But his formal suzerainty was admitted. ' What Christian,' says Matthew Paris, ' knows not that the prince of Wales is a petty vassal (vassalulus) of the king of England ^ 1 ' It was very different with Scotland, although Malcolm Can- Q^^^*^'"" °f more had under the spell of the Conqueror's power done formal homage. homage to him, and each of the sons of Margaret had in turn sought support against his competitors at the court of Henry I. The complicated question of the Scottish homage, an obligation based, it is said, on the commendation of the Scots to Edward the Elder, on the grant of Cumberland by Edmund to IMalcolm, and on the grant of Lothian by Edgar or Canute to the king of Scots, was one of those diplomc\};ic knots which are kept unsolved by mutual reservations until the time comes when they must be cut by the sword. And to these obscure points a new compli- Its compli- cation was added when David of Scotland, who had obtained the English earldom of Huntingdon, succeeded to his brother's throne. Henry the son of David received the earldom of Northumbei'land from Stephen, and his father kept during the whole of Stephen's reign a hold on that county as well as Cumberland and West- moreland, partly in the alleged interest of his niece the empress, partly perhaps with the intention of claiming those territories as rightfully belonging to his Cumbrian principality. Henry II not only obtained the restoration of the northern counties from Malcolm IV, but compelled him to do homage-: William the Lion, who succeeded Malcolm, acted throughout his whole reign as a vassal of England, attending the royal courts and acquiescing for the most part in a superioritj' which it would have been folly 1 M. Paris, p. 626. - Malcobu IV did homage to Henry II at Chester in 1157 ; he attended him :it the siege of Toulouse, and was knighted by him at Tours in 1159- He did homage to tlie younger Henry at Woodstock in 1163. These homages were apparently due for the county of Huntingdon. ^^6 Constitutional History. [chap. hom*-e to disputed After the unsuccessful attempt in 1174 to assist from 1 1 74 the rebellious earls, in which he was defeated and captured, to 1 189. ' Henry II imposed on him the most abject terms of submission : compelling him to surrender the castles of Lothian, and to enforce on his bishops and barons a direct oath of fealty to the Enoflish crown. From that obligation Richard released him for the sum of ten thousand marks ; but neither Henry's exaction of the homage, nor Richard's renunciation of it, affected the pre-existent claims. With William the Lion it was a far more important object to recover Northumberland, Cumberland, and "Westmoreland, than to vindicate his formal independence. The states he ruled or claimed to rule were as yet unconsolidated : he had little authority in the real Scotland that lay beyond the Forth, and from which his royal title was derived. The English- speaking provinces, which he held as lord of Lothian and of Strath Clyde, were as yet no more Scottish than the counties which he wished to add to them. Yet both he and his people Tiic Scottish aimed at an independence very different from that of Wales, immediately The Scottish bishops, who from the beginning of the tAvelfth on Rome. century had struggled against the attempt to reduce them to dependence on York or Canterbury, refused to submit them- selves to the English Church, even when they swore fealty to the English king ; and actually obtained from Pope Clement III a declaration that they were subject immediately and solely to the apostolic sec itself. The Scottish barons, even before tliey ' William succeeded his brother in 1165 ; in 1 166 he followed Henry II to Nonnaiidy, according to llio (Chronicle of I\lulr. 14. It is used also by Wace. It is applied by Otto Morena to tlio diet or parliament of llonca<,dia held by Frederick 1 in 1154- ; Leibnitz, Scr. Her. Brunswic. i. 809. It is first used in England by a contemporary writer in 1246, namely by M. Paris, p. 696 : see Hody, History of Convocation, p. 326. xiir.] Subjects of Deliberation. ^yi aud even John, who acted far more in the manner and spirit of" General dc- a despot than did his father or brother, did little in the first half of his reign without a formal show of respect towards his constitutional advisers. Nor is there any reason to su])pose that such a proceeding was, in the great proportion of instances, merely a matter of form : a sovereign who is practically absolute asks counsel whenever he wants it ; and such a sovereign, if he is a man of good sense, with reason for self-confidence, is not trammelled by the jealousies or by the need of self-assertion which are inseparable from the position of a monarch whose prerogatives are constitutionally limited. Hence it was per- Miseella- liaps that those kings, besides constantly laying beiore their ters. barons all questions touching the state of the kingdom^, — matters of public policy such as the destruction of the illegal castles and the maintenance of the royal hold on the for- tresses, matters relating to legislation, to the admiiiistratiou of justice, to taxation, and to military organisation, — also took their opinion on peace and war, alliances, royal marriages, and even in questions of arbitration between foreign powers which had been specially referred to the king for decision^. Of such deliberations abundant instances have been given in the last chapter. It is very rarely that any record is preserved of opposition to or even remonstrance against the royal will. In Opposition 1 175 Richard de Lucy ventured to remind Henry II, when he will. was enforcing the law against the destroyers of the forests, that the waste of vert and venison had been authorised by his own writ ; but his mediation was summarily set aside ^ : the remon- strances likewise of the one or two counsellors who during the Becket quarrel interposed on behalf of the archbishop, were either tacitly disregarded or resented as an advocacy of the king's enemy. Still less are we to look for any power of initiating ' Such was the assembly at Bermondsey in 1154 ' de statu regni :' Gervase, c. 1377: tliat 'de statutis regni' at London in 1170, and that at Northampton in 1 1 7^) ; Bened. i. 4, 107. - In 1 1 76 Henry II consulted his council before assenting to the mar- riasre of his daughter Johanna; in 11 77 he consulted the great a.«senibly of feudal tenants hekl at Winchester, on the expediency of proceecUns with the war. In il-;5 he had consulted them on an expedition to Ireland. In 1 177 he took their advice on the Spanish arbitration. Benedict, i. 116, 142, 178 ; R. dc Monte, a.d. 1155. ' Bened. i. 94. ^1"^ Conditiitional Histori/. [chap. Position of the justiciar as spokes- man of the council. I'osition of the Church councils. measures of either public policy or particular reform in any hands but those of the kiug^. The justiciar however probably advised the king on all these matters, and perhaps suggested the administrative changes which he had to work out in their details ; in this respect acting as the spokesman of the barons, as the archbishop acted as the spokesman of the Church, and exercising over the king a less overt but more effectual in- fluence than could have been asserted by the barons except at the risk of rebellion. John certainly chafed under the advice of the justiciar, without venturing to dismiss him. In all these matters the regard, even if merely formal, shown by the king to the advice and consent of his barons has a constitutional value, as affording a precedent and suggesting a method for securing the exercise of the right of advising and consenting when the balance of power was changed, and advice and consent meant more than mere helpless acquiescence. The part taken by the national council in legislation, taxation, and judicature may be noticed as we proceed Avith the examination of those departments of public work. The ecclesiastical councils of the period did their work with very little interference from the secular power, and with very little variation from the earlier model. Their privilege of legis- lating with the royal acquiescence was not disputed, and their right to a voice in the bestowal of their contributions toAvards the wants of the state came into gradual recognition in the reign of John : but although his expedients for the raising of money may now and then have served as precedents u2:)on which the claim to give or to refuse might be raised on behalf of the several orders in Church and State, no complete system of separate action by the clergy on secular matters was as yet de- vised, nor was tlicir position as a portion of the common council of i\\v rcabii (Icliiicd l»y ilie Great Charter apart from that of the other tcnants-in-chief. The tlicory of the Three Estates had yet to be worked into practice ; although there were signs of its growing importance. * Yet the assize of uicaHures in 1197 was made not only with the advice but by i\\Q j)dition of the magnates. fcSee i)agc 575. XIII.] Assizes of Henry II. 573 160. Great as was the legal reputation of Heury II, and greatly Legislation, as the legal system of England advanced under him and his sons, tlie documcntaiy remains of the legislation of the period are very scanty. The work of Gllauvill is not a book of statutes, but a manual of practice ; and although it incorporates no doubt the words of ordinances which had the force of laws, it nowhere gives the literal text of such enactments. The formal edicts Form of known under the name of Assizes, the Assizes of Clarendon and the Assize. Northampton, the Assize of Arms, the Assize of the Forest, and the Assizes of Measures are the only relics of the legislative work of the period. These edicts are chiefly composed of new regulations for the enforcement of royal justice. They are not direct re-enactments or amendments of the ancient customary law, and are not drawn up in the form of pei-petual statutes : l)ut they rather enunciate and declare new methods of judicial procedure, which would either work into or supersede the pro- cedure of the common law, whether practised in the popular or in the feudal courts. In this respect they strongly resemble the Capitularies of the Frank kings, or to go farther back, the edicts of the Roman praetors : they might indeed, as to both form and matter, be called Capitularies. The term Assize, which comes into use in this meaning about the middle of the twelfth centur}', both on the Continent and in England, appears to be the proper Norman name for such edicts ^ ; but it is uncertain ' Looking at the word asnsa simply we might incline to retjard it as the li-x assiiia or sentcntia assisa, the settled edict of the king, just as the redditus assism was tlie fixed or assessed rent of an estate. It is however used so early in the sense of a session that the former cannot be regarded as the sole explanation. In the Assize of Jerusalem it simply means a law: and the same in Henry's legislation. Secondarily, it means a form of trial established by the particular law, as the Great Assize, the Assize of Mort d'Ancester ; and thirdly, the court hekl to hold such trials; in which sense it is commonly used at the present day. Yet it occurs in the Norman law books in the twelfth century, and apparently in the Pipe Roll of 2 Hemy II, in the sense of a session, and that is taken by many antiquaries as the priinarymean- ing. The formation of assisus fi-om a barbarous use of assido or assideo (instead of assessus) might be paralleled with the derivation of tolta in malatolta from tollo in the sense of taking toll ; but the word accido, to tax, may, so far as the assisus j-cdditits is concerned, be the true origin of this form, as it is of the modern excise. On the other hand, it is impossible not to associate the assize of Henry II with the asetniss of Ina and Edmund. Possibly the use of the word in so many senses may point to a confusion of three different origins. Cf. the derivation of taxv, to tax, from rdaaw, 574 Constitutmial History. [chap. Origin of the whether it received this particular application from the mere fact that it was a settlement like the Anglo-Saxon asetniss or the French etahlissement, or from a verbal connexion with the session of the court in which it was passed, or from the fact that it furnished a plan on which sessions of the courts reformed by it should be held. The assize thus differs widely from the charter of liberties, the form which the legislation of Henry I and Stej)hen had taken, and is peculiar in English history to the period before us, as the form of Provisions marks the legis- lative period of Henry III, and that of Statute and Ordinance Its character belongs to that of Edward I and his successors. It possesses of edict or .,.„,. sisa facta fiiit apud Clarendonam continue usque ad hoc tempus.' Ricliani's Assize of Measures was set aside by the justices because the merchants declared it to be impracticable. Sec Select Char- ters, pp. 1 39, 144 ; Hoveden. iv. 172. John's Assize of Wiues was set aside in the same way; ibid. p. 100. xin.] Legislation. 575 and consent of bis national council. This is distinctly stated in Assizes the preamble or title of the Assizes of Clarendon and Wood- the counsel , 1,1/. • ^ , -I 1 • • • and consent stock : tlie lormer is made ' de assensu arcluepiscoporuni, epi- of the scoporum, abbatum, comitum, baronum, totius Angliae^;' the latter ' per consilium et assensura archiepiscoporum, episcoporum et baronum, comitum et nobilium Angliae^.' The Assize of Northampton Avas the woik, -we are told, of the king, made by the counsel of King Henry his son and by the counsel of his earls, barons, knights, and vassals (homines) in a great council, consisting of bishops, earls, barons, and the rest, held ' de statutis regni ^.' The ordinance by which trial by the Great Assize was instituted, was, according to Glanvill, an act of royal bene- ficence, bestowed on the nation by the clemency of the jjrince according to the counsel of the magnates *. The Assize of Mea- instances of Assizes* sures was issued in the name of Richard I by the justiciar in 1 197, as made by the lord Richard king of England at Westminster, although the king was at the time in France, by the petition and advice of his bishops and all his barons^. In this act of legislation the justiciar represented the king. The iustnictions given to the itinerant justices had likewise the force of laws, and might with justice be termed Assizes. They too were issued by the justiciar in the king's absence, and contained old as well as new regulations for the courts. The Assize of Arms issued in 1 181 is not distinctly said to be framed under the advice of the council, and it may possibly have been regai'ded by the barons with some jealousy as putting arms into the hands of the people ; but when John in 1205 summoned the nation to arms in con- formity with the principle embodied in his father's assize, he declares that it is so pi'ovided with the assent of the 'arch- bishops, bishops, earls, barons, and all our faithful of England ".' These instances are sufficient to prove the share taken by the national council in legislation. The duty of proclaiming the law in the country fell upon the sheriffs and the itinerant ' Select Charters, p. 137. * Ibid. p. 150. ^ Ibid. p. 124. * ' Est autein magna assisa regale quoddam beneficium, dementia prin- cipis de consilio procerum populis iiidultum.' Glanvill, ii. c. 7. * Hoveden, iv. 33. « Select Cku-ters, p. 273. 57^ Constitutional History. [chap. I'roclama- iustices, whose credentials contained perhaps the first sfeneral tionofthe . ° new lav.s in promulgation. The Great Charter was read, by the king's the countrj'. . ... order, publicly m every county, no doubt m the shu'emoot and hundred coui"t ^ ; duplicates of it were deposited in the cathedral churches. In all this there was nothing new : it was simply the main- tenance of ancient forms, which prove their strengih by re- importance taiuins: their vitality under the stronj^est of our kings. The ofconstitu- ° '' ° ° tional forms advice and consent of the council may have been, no doubt in many cases was, a mere formality : the enacting power was regarded as belonging to the king, who could put in respite or dispense with the very measures that he had ordained. Yet in this an advantage may be incidentally traced. If the barons under Henry II had possessed greater legislative power, they might have kept it to themselves, as they did to a cei'tain extent keep to themselves the judicial power of the later par- Lepisiative liament ; but as it was, legislation was one of the nominal rights really ac- that belonged to the whole council as the rejiresentative of the Parliament nation, and the real exercise of which was not attained until the become re- barons had made common cause with the people, and incor- ' porated their representatives in their own assembly. The period of national as distinct from royal legislation begins when the council has reached its constitutional development as the national jiarliamcnt. The legislation of the Great Charter was to a certain extent an anticipation, a tj-pe, a precedent, and a firm step in advance towards that consummation. Taxation; l^l- The subject of taxation may be arranged under three three jmnts. j^g^ds, — the authority by which the impost is legalised, the de- scription of persons and property on which it is levied, and the determination of the amount for which the individual is liable ; in other words, the grant, the incidence, and the assessment. Norman The reticence of historians during the reigns of the Norman kings leaves us in doubt whether the imposts which they levied were or were not exacted simply by their own sovereign will. Two records have been mentioned, however, of the reign of ' Select CliarterH, p. 298 : ' quam etiam legi publice praecipimus per to tarn bailliam veHtraiu.' tSee above, pp. 115, 116. XIII.] Grant of Taxes. e^'j'j Henry I, in one of which the king describes a particular tax as Fonn of 1 • 1 1 • 1 1 > 1 •! • imjwsing ' the aid which my barons gave me, whilst in another he speaks a tax, by of the summoning of the county courts in cases in which his the king's own I'oyal necessities require it\ From the two passages it may be inferred that some form was observed, by which the king signified, both to his assembled vassals and to the country at large through the sheriffs, the sums which he wanted, and the plea on which he demanded them. The same method was observed by Henry II and Richard I ; and it is only towards the end of the reign of Richard that w^e can trace anything like a formal grant or discussion of a grant in the national council ^. It is commonly said that the king took a scutage, an aid, or a cainicage ; and where the barons are said to have given it, the expression may be interpreted of the mere payment of the money. Of anv debate or discussion on such exactions in the Cases of I ■ 1 M • T • • p debate on national council we have rare evidence : the opposition oi taxation. S. Thomas to the king's manipulation of the Danegeld, and the refusal by S. Hugh of Lincoln to furnish money for llichard's war in France, are however sufficient to prove that the taxation was a subject of deliberation, although not sufficient to prove that the result of such discussion would be the authoritative imposition of the tax ^. For the shadow of the feudal fiction, Want of that the tax-payer made a voluntary offering to relieve the of repre- wants of his ruler, seems to have subsisted througliout the period : and the theory that the promise of the tax bound only the individual who made it, helped to increase the financial complications of the reign of John. Archbishop Theobald had denounced the scutage of 1156, and it is doubtful whether it was 1 Above, pp. 371, 393. * In 11.S9 Henry ' scutagium accepit ;' Gerv. c. 1381 : in 1194 Ricliard 'constituit sibi dari ' a carucage ; Hoveden, iii. 242 : in 1198 ' cepit . . . quinqiie solidos de auxilio ; ' ib. iv. 46. In 1201 we find the word 'ex- postulaiis ' used of the king's proposition of a tax for the collection of which ' exiit edictuni a justitiariis; ' R. Coggeshale. In 1203 John 'cepit ab eis septimam partem omnium mobilium suorum ; ' M. Paris, p. 209. In 1204 ' concessn. sunt auxilia militaria ; ' ibid. 209. In 1207 ' convenit episcopos et abbates .ut perniitterent personas dare regi certam summam ; ' Ann. Waverl. p. 258. A gradual change in the tone of demand may be traceable in this, yet John was really becoming more despotic all tlie time. ' See above, pp. 463, 509, pp 578 Constitutional History, [chap. Opposition to taxation, personal not repre- sentative. Taxes for Richard's ransom. Growth of the idea of connecting taxation with repre- sentation. raised on his lands. S. Thomas had declared at Woodstock that the lands of his church should not jjay a penny to the Danegeld ; the opposition of S. Hugh was based not on his right as a mem- ber of the national council, but on the immunities of his church ; and when Archbishop Geoffrey in 1201 and 1207 forbade the royal officers to collect the carucage on his estates, it was on the ground that he himself had not promised the payment. The pressing necessity of raising the ransom of Richard probably marks an epoch in this as in some other points of financial interest. The gentle terms donum or auxxlium had signified under his father's strong hand as much as Danegeld or tallage ; but now not only was the king absent and the kingdom in a critical condition, but the legal reforms in the matter of assess- ment had raised up in the minds of the people at large a growing sense of their rights. The taxes raised for the ransom were im- posed by the justiciar, probably but not certainly, with the advice of the barons^, and were no doubt collected without any general resistance ; but both the amount and the incidence were carefully criticised, and in some cases payment was absolutely refused. The clergy of York, when the king's necessities were laid before them by the archbishop in their chajiter, declared that he was infringing their liberties, and closed their church as in the time of interdict ^ This idea, which is indeed the rudimentary form of the prin- ciple that representation should accompany taxation, gained ground after the practice arose of bringing personal property ajid income under contrilmtion. It was the demand of a quarter of their rcveimcs, not a direct tax upon their land, that provoked the opposition of tlic canons of York ; and although Archbishop Geoffrey is found more than once in trouble for forbidding the collection of a carucage, the next great case in which resistance was offei'ed to the demands of the Crown occurred in reference to the exaction of a thirteenth of moveable property in 1207. ' Above, p. 501. 2 Hovodcn, iii. 22J : ' Vncavit, monuit ct ropavit ut quartam partem redditninn auoruin ad prac^C-iti rof^is liberationein confeiTcnt ; . . . qui re- nuentes ot concanonicos hiios in partes Huas trahentes, asserebant eum . . . libertatea ecclesiae suae velle aubvertere.' XIII.] Grant of Taxes. 579 On this occasion it was not an isolated chapter, but a whole Protest of estate of the i-ealm that protested. The king in a great council apainst""^*^ ' held on January 8 at London proposed to the bishops and 1^^207" abbots that they should permit the jiarsons and beneficed clerks to give him a certain portion of their revenues. The prelates refused to do so. The matter was debated in an adjourned council at Oxfoi'd on February 9, and there the bishops repeated their refusal in still stronger terms. The king therefore gave imposition up that particular mode of procedure, and obtained from the thirteenth, national council a grant of an aid of a thirteenth of all chattels from the laity. That done, having forbidden the clergy to hold a council at S. Alban's, he issued, Llay 26, a writ to the arch- deacons and the rest of the clergy, informing them of the grant of aid, and bidding them follow the good example^. Archbishop Exile of Geoffrey, who acted as the spokesman of the clergy, now gave ^ ^' up the struggle and went into exile ; other circumstances were leading to a crisis : the thirteenth was no doubt generally collected ; but early in the following year the interdict was imposed and constitutional law was in abeyance during the remainder of the reign. The twelfth article of the charter. Growth of . , . the taxative in which the king promises that no scutage or aid, save the principle, in three regular aids, should henceforth be imposed without the the Great advice and consent of the national council, does not explicitly mention the imposition of a tax on moveables, nor does it pro- vide for the representation in the council of the great majority of those from whom such a tax would be raised. But in this, as in other points, the progress of events was outstripping and superseding the exact legal definitions of right. The fourteenth article does not provide for the representation of the shires, or for the participation of the clergy as an estate of the realm, * Ann. Waverley, p. 258; M. Paris, p. 221. The writ addressed to the archdeacons, after reliearsing the grant made by the archbishops, bishops, abbots, priors, and magnates, proceeds : ' Verum quia de vobis confidimus quod nos et honorem nostrum diligitis et defensionem regni nostri et recuperationem terrarum nostrarum affectatis, voa roganius attentius, quatenus tale auxilium nobis ex parte vestra faciatis ut inde vobis gratiaa dare debeamus ; et quod alii rectores ecclesiarum vicini vestri ad auxilium nobis fjxciendum exeniplo vestro facilius invitentur.' May 26, 1207. Patent Roll, 8 John; ed. Hardy, i. 72. P p 2 58o Constitutional History. [chap. The prin- ciple of taxation by the nation itself not yet enunciated. Indirect taxation of the period. Incidence of taxation. Realty and personalty, lay and clerical. All early taxation borne bv the land. distinct from their character as feudal freeholders, yet in both respects the succeeding history shows that tlie right was be- coming practically established. So neither is the principle as yet formally laid down that a vote of the supreme council is to bind all the subjects of the realm in matter of taxation without a further consent of the individual. The prevalence of the idea that such consent was necessary brings the subject of the grant into close connexion with that of the assessment. But before approaching that point, the question of incidence re- quires consideration. The indirect taxation of this period is obscure and of no great importance. The prisage of wine, the fines payable by the merchants for leave to import particular sorts of goods, the especial temptation which the stores of wool held out to the king's servants, the whole machineiy of the customs, although referred to in the Great Charter as ' antiquae et rectae consue- tudines^,' were, so far as touches constitutional history, still in embryo. The existing practice rested on the ancient right of toll, and not on any historical legislative enactment. Although, then, these sources furnished an appreciable revenue to Eicinard I and John^, the general taxation of the country may for our present purpose be regarded as direct taxation only. The taxable property may be divided into land and moveables, and again, according to the character of their OAvners, into lay and clerical ; these may be subdivided in the former case ac- cording as the layman is a tenant-in-chief, a knight, a freeholder, a burgher, or a villein, in the latter according as the possessor is a prelate, a beneficed clerk, a chapter, or a religious house. Each division of property was brought under contribution at a different period, and for each there was a distinct name and method of taxation. All the imposts of the Anglo-Saxon and Norman reigns were, so far as we know, raised on the land, and according to com- putation by the hide : the exceptions to the rule would be only in the cases of those churches which claimed entire immunity, and those boroughs which paid a composition for their taxe ' Article 31. ^ Madox, Hist. Exch. pp. 529 sq. xni.] Incidence of Taxation. 581 in a settled sum, as they paid the composition for the fenn in Taxation the shape of an annual rent. This generalisation covers both the national taxes like the Danegeld, and the feudal exactions by way of aid ; both wei-e levied on the hide. Henry I had exempted from such payments the lands held in demesne by his knights and barons, in consideration of the expenses of their equipments^ ; but this clause of his charter can have been only partially observed. Henry II, from the very beginning of his reign, seems to have determined on attempting important changes. He brought at once under contribution the lauds held by the Of Church ° . *^ lands. churches, which had often claimed, but had never perhaps secured immunity. In the Assize of Arms in 1 1 8 1 he took a long step towards Taxation 11 1 1 1- • <» 1 of Roods taxmg rent and chattels, obliging the owner of such property introduced. to equip himself with arms according to the amount which he possessed"'^. In the ordinance of the Saladin Tithe personal property is rendered liable to pay its tenth ^. Under Kichard I the rule is extended : for the lung's ransom every man pays a foui'th part of his moveables* : in 1204 .John exacted a seventh Sevenths of the same from the barons®, and in 1207 a thirteenth from thirteenths, the whole of the laity *. This change in the character of taxa- tion serves to illustrate the great development of material wealth in the country which followed the reforms of Henry II. The burdens would not have been transferred from the land to the chattels if the latter had not been found much more productive of revenue than the former. But this was not the only change. Henry II adopted the New system ■'_ ° _ "^ '■ ot ratnig knight's fee instead of the hide as the basis of rating for the laud, knights and barons : and on this basis established a somewhat minute system of distinctions. As early as his second year w.e The scutage. find him collecting a scutagc, a new form of taxation, at twenty shillings on the 'scutum' or knight's fee, from the knights who held land under the churches". In 11 59, for the war of Tou- louse, he raised a much larger sum under the same name, from the tenants by knight service ; as a commutation for pergonal » Above, p. 305. 3 lb. p. 488. 3 jb. p. 480. * II). p. 50J- '•' lb. p. 523 ; M. Paris, p. 209. ^ Above, p. S23. '' lb. p. 454. 582 Constitutional History. [chap. Tlie scutage. disappear- ance of Danegeld. Its reap- pearance as carucage. Class taxation. Customaiy amount oi' scutage and aid. .service he accepted two marks from each, and with the proceeds paid an army of mercenaries ^. The word scutage, from its use on this occasion, acquired the additional sense of a payment in commutation of personal service, in which it is most frequently used. In 1163, as has been already mentioned^, the ancient Danegeld disappears fi-om the Rolls ; but it is succeeded by a tax which, under the name of donum or auxilium, and probably levied on a new computation of hidage, must have been a repro- duction of the old usage. Such a change must indeed have l)een necessaiy, the Danegeld having become in the long lapse of years a mere composition paid by the sheriflF to the Exchequer, while the balance of the whole sums exacted on that account went to swell his own income. Under Richard the same tax appears under the name of carucage : the normal tax being laid on the carucate instead of the hide, and each carucate containing a fixed extent of one hundred acres ^ Each of these names represents the taxation of a particular class : the scutage affects the tenants in chivalry ; the donum, hidage or carucage, affects all holders of land ; the tenth, seventh, and thirteenth, all people in the realm. Each has its customary amount; the scutage of 11 56 was twenty shillings on the fee*; those of 11 59 and 1161 were two marks; the scutage of Ireland in 1 1 7 1 was twenty shillings, and that of Galloway in 11 86 at the same rate. The scutages of Richard's reign, — one for Wales in the first year and two for Normandy in the sixth and eighth, — were, in the first case ten, in the other cases twenty shillings. John in his first year raised a scutage of two marks ; on nine other occasions he demanded the same sum, besides the enormous fines which lie extorted from his barons on similar pretexts. Otiier aids to which the name is not commonly given were raised in the same way and at similai* rates. Such were especially the aid pur fiUe marier, collected by Henry in 11 68 as twenty shillings on the fee, and that for the ransom of Richard I at the same amount. * Above, p. 456. ' II). p. 4^)3. ' Hovedcn, iv. 47. * 'I'he following particulars are from the Pipe Rolls and Ked Book of the Exchequer, aa cited by Madox. XIII.] Methods of Taxation. 583 The caruca^^e of Richard was probably intended, as the Dane- Rate of CtLrUC£U?6* * geld had been, to be fixed at two shillings on the carucate. In 1 198 however it was raised to five, and John in the first year of his reign fixed it at three shillings \ Under the general head of donum, auxilium, and the like, The tallages, come a long series of imposts, which were theoretically gifts of the nation to the king, and the amount of which was determined by the itinerant justices after separate negotiation with the payers. The most important of these, that which fell upon the to\vns and demesne lands of the Crown, is known as the tallage. This must have aff'ected other property besides land, but the particular method in which it was to be collected was determined by the community on which it fell ^, or by special arrangement with the justices. It was only on rare occasions that all these methods of raising Varieties money were resorted to at once. Such an occasion might be the programme. aid to marry the king's daughter, or to ransom his person ; but not the ordinary contributions towards the regular expenses of the Crown. On those great occasions, the knights paid aid or scutage, the freeholders carucage, the towns tallage : the whole and each part bore the name of auxilium. More frequently only The liudoet one tax was raised at once ; a year marked by a scutage was not marked by a donum or a carucage. It was the a'ccumulation and increased rate of these exactions that created the discontenf felt under Hubert Walter's administration in the later years of Richard and the early years of John. In this division of burdens, Growth of . , , , system of and distinction of class interests, may be traced another step estates. towards the system of three estates : the clergy and laity were divided by profession and peculiar rights and immunities; scutage and carucage drew a line between the tenant in chivalry and the freeholder, which at a later time helped to divide the lords from the commons. The clergy had in their spiritual assemblies a vantage-ground, which they used during the tliirteenth centuiy, to vindicate great liberties ; and their action led the way to general representative assembling, and made easier for the com- mons the asseiiion of their own definite position. 1 Above, p. 516. ' See below, pp. 585 sq. 584 Constitutional History. [chap. Assessment The method of assessment varied according to the incidence of the tax. So long as all the taxation fell on the land, Domes- Komesday Jay book continued to be the rate-book of the kingdom^ : all the rate- "^ . . bx>k of land, assessments that could not be arranged directly by it, such as the contributions of the boroughs, were specially adjusted by the sheriffs, or by the officers of the Exchequer in their occasional visitations", or were permanently fixed in a definite proportion and at round sums ^. This system must have proved sufficient so long as the changes of occupation, which bad occurred since the Domesday Survey, could be kept in living memory. As soon however as Henry II began to rate the land by the knight's fee. The tenants a new expedient was requisite. Hence, when he was preparing service are to Icvv the aid pur fille marier, the king issued a writ to all the called on . ... to declare tenants-in-chief of the Crown, lay and clerical, directing each of their several „, Tfi.ij liability. them to senci m a cartel or report of the number of kniglits fees for the service of which he was legally liable*. This was done, and the reports so made are still preserved in the Black Book of the Exchequer, to which reference has been more than once made in former chapters. The scutages continued to be exacted on the same assessment, compared from year to year with the Pipe Kolls, until the reign of John, who on several occasions took advantage of the reluctance which his barons showed for foreign war to make arbitrary exactions. A clause of the Great Charter issued by Henry III in 1 2 1 7 directs that the scutages shall be taken as they were in his grandfather's time. A few years after this, Alexander of Swerford, who com- piled the Red Book of the Exchequer, reduced the computation * Dialogus de Scacc. i. c. 16. ' ' Noveri.s itaque quod plurimum interest si donum vcl auxilium civi- tatis per siii^^ula c.-ipita coumiorantiuni in ea a justitiis constitiiatur, vel si elves sumniam aii juain quae i)rincipe digna videatur justitiariis ofFerant et ab eis accipiatur.' Dialogus, ii. c. 13. ' See aliove, ]). 3R2. * One of tlie answers to tins demand probably preserves the exact words of the writ : ' Mihi et aliis conqjaribus ineis per iitteras vcstras innotuit, ut per fidem et ligantiain quaiu vobis debemus, vobis per breve nostrum j)enden8 extra 8i;;inum mandarenius quot niilites habemus de veteri feoda- mento de tempore Henrici avi veslri, et qu(jt milites liabcanius de novo feodamento po^t teuq)U8 regis Henrici avi vestri, et quot milites habeamus super dominium nostrum.' Liber Niger, i. 148. XIII,] Assessment of Taxes. 585 of knights' fees to something like order by a careful examination Assessment ° _ ° "' ofscutage. of the Pipe Rolls ; but so long as scutages were collected at all, the assessment of the individual depended very much on his own report, which the Exchequer had little means of checking. The douuni, auxilium, or tallage, which Henry imposed in Assessment lieu of the ancient Danegeld, was assessed by the officers of the by itinerant Exchequer. In 11 68 the whole of England was visited by a the Ex- small commission of judges and clerks, who rated the sums by which the freeholders and the toAvns were to supplement the contributions of the knights. In 1173 a tallage on the royal demesne was assessed by six detachments of Exchequer officers, and throughout the remainder of the I'eign the fiscal circuits correspond with those of the justices, or the fiscal business is done by the justices in their judicial circuits. This method of assessment, like that of scutage, failed to secure either party against the other ; either the justices had to accept the return of the tax-payer, or the tax-payer had to pay as the judges directed him '. Little help could be expected from the sherifi", who indeed was generally an officer of the Exchequer, The assessment of the justices sometimes varied considerably from that of the payer, and in one recorded instance we find the tender of the former accepted in preference to the valuation of the latter. In 1168 the men of Horncastle pay £29 13s, 4c?. for an aid, ' quod ipsi assederunt inter se concessu justitiarum aUter quam justitiae ".' It is obvious that an exaction, the amount of which was settled as in these two cases by the state- ment of the paj'er, was removed by only one step from the character of a voluntary contribution. That step might be a very wide one, and the liberty which it implied might be very limited, but the right of grant and the right of assessment were brought into immediate juxtaposition. "When however, as was the case under the Assize of Arms Personal and the Saladin Tithe, personal property was to be rated, it rcqured became clear that no safe assessment could be based either on assessment, the taxpayei-'s statement of his own liability, or on the uuin- ' See above, p. 5S4, note 2. ' Pipe Roll, 14 Hen. II; Madox, Hist. E.'ich. p. 407. 585 Constitutional History. [chap. Application formed opinion of the sheriff and iustices. To remedy this, or the jury '- '' . principle to Heurv had recourse to his favourite expedient of the jurj'. He assessment iii • i-ii. of personal directed that the quantity and character of armour which each man Avas to provide should be determined by the report of a number of sworn knights and other lawful men of each neigh- bourhood, who were to draAV up a list of the men Avithin their district, with a distinct statement of their liability ^ In the collection of the Saladin Tithe, in which the king himself took an active part, the same plan was adopted : where suspicion arose that any man was contributing less than his share, four or six lawful men of the parish were chosen to declare on oath what he ought to give ^. The great precedent for this pro- ceeding was found of course in the plan by which the Domesday Survey had been made, and the occasional recognitions of fiscal It is applied liability which had been taken under special writs. The plan carucage. " was SO successful that in 1198 it Avas applied to the assessment of the carucage, an account of which has been given already'. The assessment of the thirteenth in a.d. 1207 Avas however not made by juries, but by the oath of the individual payer taken before the justices*; the contributions of the clergy being a matter of special arrangement made by the archdeacons ^. The carucage of 11 98 is then the land-mark of the progress which the rc'jjreseutative principle expressed by the jury had as yet attained in the matter of taxation. Question of The further question, which arose chiefly in the towns, how of tallages, ^he sums agreed to between the special community and the Exche(iuer Avere to be adjusted so as to insure the fair treat- ment of individuals, also came into importance as soon as per- sonal ])ropcrty Avas liable to assessment. Wc learn from the story of William Fitz-Osbcrt, that in London the taxes were raised by capitation or poll-tax, every citizen poor or rich con- tributing the same amount, the unfairness of the rule being compensated by the lightness of the burden which so many ' Bened. i. p. 278; Select Cliarters, p. 147. ^ Bened. ii. 31 ; Select CJliarters, p. 152. ' Above, p. 510. * Patent Rulls, od. Hardy, i. 72 ; Select Charters, p. 275. " Above, p. 579, note 1. XIII.] Mll'ilary Organisation. ^^ ioined in bcarinff. William came forward as the advocate of William ■' ° Fitz-Osbert the poor, and declared that an assessment should be made by and 1 • 1 11 • • 1 • 1111. praduated which each man should pay m proportion to his wealth : but we taxation. ai'e not told by what means he intended to carry out the idea, and his intemperate conduct produced the riot with which our knowledge of the matter terminates \ The whole subject of taxation illustrates the gradual way in Summary of . 1 • -1 n 1 /* tnc subject. , which king and people were realising the idea of self-govern- ment. The application of a representative scheme to the work of assessment, and the recognition that the liabiHty of the payer was based on his own express consent, either to the grant itself or to the amount of his own contribution, mark a state of things in which the concentration of local intei'ests in one general council was all that was needed to secui'e the tax-payer from arbitrary treatment on the part of either the sovereign or his ministers. This becomes still more evident as we approach the wider but equally important sphere of judicial action, in which not only the princi])le, but the actual details of the representative system seem progressively to assert themselves. Before entering upon this, however, some notice must be taken of the military system of Henry II and his sons, which, as exemplified both in the scutage and in the Assize of Arms, may be regarded in close coimexion with his expedients of taxation. 162. Henry found on his accession tlie three kinds of military Themilitarj' system. force, which we have described in a former chapter'-, in full exist- ence, but very incompletely organised, and in consequence of the I'ecent troubles, either burdensome to the nation or thoroughly inefl'ective. The standing army of mercenaries he was bound by the treaty, which secured him the succession, to disband and banish ; the general body of tenants in chivalry was broken up among the feudatories who had been fighting each for himself; and the national force of the fyrd, which by its very nature was capable of only slight discipline and occasional usefulness, had shared in the general disorder of the country consequent on the paralysis of government. Henry from the very first years of his reign saw that peace was his true interest, but that with so ^ Above, p. 508. - Above, p. 431 sq. 588 Constitutional History. [chap. Policy of Henry II in military matters. The mer- cenaries, employed by Henry, Richard, and John. wide an extent of territory to defend, and so many jealous enemies to keep in check, he could have no peace unless he were strong enough to prevent war. Each then of these three expedients he saw would have its uses, whilst each had its defects. The mercenary force was hateful to the nation ; the feudal levy was divided according to the interests of its leaders, was not trustworthy in emergency, and, owing to the strict rules as to the nature and duration of service, was incapable of being freely handled : the national militia was either useless for foreign warfare, or could be made useful only by being treated as a mercenary force, an expedient which wasted at once the blood and the treasure of the kingdom. The obvious policy was to use mercenaries for foreign warfare, and to employ the national militia for defence and for the maintenance of peace. The feudal levy, like the rest of the machinery of feudalism which could not be got rid of, might be made occasionally useful in both ways, but would be more useful still, if it could be made to contribute to the support of the crown in ways which would leave the king unembarrassed by the minutiae of feudal custom. This policy Henry maintained more or less continuously. He fought his wars on the Continent by means of mercenaries ^ : he had a standing force of 10,000 Braban9ons, and a large number of Welsh and Galwegian soldiers. Kichard followed the example, and in addition to these embodied a force of Basques and Navarrese, two races whose military malpractices had been condemned by the Lateran Council of 1179, and who with the Braban^ons and Catalans enjoy the evil reputation of being the forerunners of the free companies of the next age. Many of these were probably Crusaders who had returned pen- niless from the East, or mere bandits and brigands who by taking foreign service had escaped the justice of their native lords. John, like his father and brother, maintained a great host of these adventuiers, and with them fought the battles and conducted tlio cruel ravages which mark the close of liis reign. ' ' Mavult enira princeps Btipendiarios qiiam domesticos bellicis apponere casibuH.' DialogiiH, i. c. 9. ' NolenH vcxare a^rrarios militea nee burgen- Hoin ncc rusticoiuin iiiultitudiiiom duxit, Bolidarios vero uiilites iiinumeroB.' li. de Monte, A.D. 1 159. XIII.] Military Organisation. 589 The mercenary force only comes within our view in two points : Mercenaries ... brought to it was a breach of the compact of "Wallingford, in spirit at least, England that such a host ever set foot on English soil ; and it was only exceptional from the revenue of his kingdom that Henry could draw funds to pay its exi^enses. The king faithfully observed the condition : on one occasion only were his mercenaries brought to England, and then it was to repel invasion, for the purpose of which a force of Flemish soldiers had already landed. They stayed in England for a month, and left with the king on his return to France^. Richard had no inclination, as he had indeed no temptation, to break the rule : and John's mercenary army, raised to repel the Fi-ench invasion of 12 13, in itself perhaps justified by the emergency, became one of the great occasions of his downfall. The direct question of the payment of the mer- Payment of mercenaries cenaries only once arises, that is in 1198, Avhcn the justiciar refused. proposed that it should be met by a grant for the express purpose of maintaining a body of knights, and was defeated by the resolu- tion of S. Hugh ^. But in this case the force required was asked rather as a substitute for personal service than as an engine of national defence, and on that ground it was refused. Henry's manipulation of the feudal host is a more complex Henrj-'s . manage- matter, for there can be little doubt that he desii'ed to weaken mentofthe feudal force, the great feudatories by disarming their vassals, as well as to obtain a more complete command of the i-esources that lay within his reach. The first expedient to which he had recourse Joint was to break through the net of feudal custom by demanding that every three knights should, instead of serving in person, equip one of their number, probably for a threefold term of service. This was done in the Welsh war of 1 157, and furnished the king with a body of knights, one-third of the whole knightly force of the kingdom, for a space of four months instead of the usual forty days^. A similar, if not the same, plan was adopted by Richard, who in the council of Nottingham in 1194 demanded a third part of the kuight-scrvice of the kingdom for his war in Normandy*: and John in 1205, by the advice ' Bened. i. 74. ^ Above, p. 509. ^ R. de Monte, a.d. 1157. * Hoveden, iii. 242. 59° Constitutional History. [chap. Combination for purpose of equip- ment. Coincidence of the Frank laws. Scuta ge as commuta- tion of service. of the council, directed that every nine knights should join to equip a tenth with wages of two shillings a day for the defence of the country ^. The principle involved in this arrange- ment is exactly analogous to that adopted by Charles the Great in the capitulary of a.d. 807, in which he directs that when there is war in Spain or with the Avars, every five Saxon warriors are to join to equip a sixth ; when the war is in Bohemia, every two are to equip a third ; for the direct defence of the country each is to present himself in person ^. This I'ule is in direct agreement with the Frank system of armament by which the poorer landowners combined to equip a fully-armed warrior, as was the Berkshire custom recorded in Domesday ^. The coincidence may be accidental, but it forms one of a great number of small points in which Henry's administrative expe- dients seem to be borrowed from the Karolingian laws. A second and more comprehensive measure is found in the institution of scutage, which we have already examined under the head of taxation. The transition by which the fyrdwite or penalty for neglecting the summons to arms, — a fine which was provided for also in the most ancient laws of the Germanic races*, — was so modified as to become an honourable commutation for personal service, was not so great as might appear at first sight. Richard Fitz-Neal distinctly ascribes it to Henry's wish to spare the blood of his subjects ^ ; it had however the further merit of providing the king with money to pay an army which he could handle as he pleased ; it helped to disarm a dangerous element in the country ; and it solved, or rather waived for the time, the already threatening question of the liability to foreign service. That it was used by John, like everything else, as an en- gine for extortion, or that in later reigns it was made an excuse for unrighteous exaction is no ai'gumeut against its original usefulness. The land-tax of the present day is the link which binds us, directly in this point, with the custom of our forefathers. • Patent RoIIh, i. 55 ; Select Charters, pp. 273, 274. '^ Baluze, i. 318- ^ }!:iluze, i. 317, 31S; above, p. 1 17; Waitz, D. V. G. iv. 471 sq. * Sue Waitz, ]>. V. (J. iv. 470 ; T'aluze, i. 299, 300. The lioribanniim of the l''r:iiiks, in tlie Kensc of a fine for not goinj,' to war, corresponds with the Anglo-Saxon fyrdwite. "* Above, p. 588, note i. XIII.] Military Organisation. 591 The Assize of Arras in 1 1 8 1 was intended to reform and Assize of re-arm the national force of the fyrd. It directed that the whole consti'tutitn free population, the communa liherorum hominum, should fur- nish themselves with arms. The owner of a knight's fee must possess a coat of mail, a helmet, a shield, and a lance ; the free- man possessing sixteen marks of rent or chattels must have the same ; the owner of ten marks must possess a hauberk, a head- piece of iron, and a lance ; and all burgliers and freemen a wambais, head-piece, and lance ^. Hei'e again we find a strict analogy with the Karolingian system, which no doubt had had in this respect a continuous existence on the Continent ; a similar assize was issued by Philip of Flanders and Philip of France at the same time ^. Every man who possessed twelve mansi was, by the capitulary of a.d. 805, obliged to possess a brunia or coat of mail " : by one of a.d. 779 it is forbidden that any should give or sell such arms to a stranger'*: by that of a.d. 812 he who possesses more than the necessary equipment must employ it, or alienate it, in the royal service ^ : all these are minor points in which the language of the Assize almost exactly coincides. It stands however in still closer relation to the system of the Lombard kings. The Assize of Arms embodied a principle of perpetual utility. Importance ... •" of the Assize and one the history of which is easily traceable, from the first of Arms. germ of the obligation in the trinoda necessitas, down to the militia armament of the present times : the several questions, all of them important in their day, connected with distraint of knighthood, the commission of ax-ray and the like, directly * Bened. i. 278. - Bened. i. 269, 270. ' Baluze, i. 297, 301, &c. Tlie capitulary ' de expeiiitione Romana,' which directs tliat each man shall have a brunia for everj- ten mansi, is a fabrication ; Pertz, Legg. ii. App. p. 3 ; but the edict of the Lombard king Haistulf (a.d. 750) furnishes a very imjiortant parallel : ' Stetit ut ille homo qui habet septein casas massarias habeat loricam suam cum reliqua concia- tura sua, debeat habere et cavallos ; et si super habmrit per isto nuinero debeat habere caballos et rtliqua amiatura : item placuit ut illi homines qui non habent casas massarias et habent 40 jugis terrse habeant cavallum et scutum et lanceam ; item de minoribus hominibus principi jdacuit ut, si possunt habere scutum, habeant coccora cum sagittas et arcum ; item de illis hominibus q\u negotiantes sunt et pecunias non liabent, qui sunt majores et potentes habeant loricam et cavallos, scutum et lanceam; qui sunt sequentes habeant caballos scutum et lanceam ; et qui nnnores habeant coccoras cum sagittas et arcum.' Edictus, &c. Longobardorum, ed. Bluhme, Hanover, 1S69. * Baluze, i. 277, 297, 301. ^ lb. i. 340. 592 Constitutional History. [chap. connect themselves with it. It has however in its i-elation to the maintenance of the peace another important bearing, which The Assize connects it directly with the agency of the county com'ts. The ' jurati ad arma,' the freemen sworn under the Assize to furnish themselves with arms, were under the special charge of the sheriff, and come into prominence again under Henry III. In the writ of 1205, already referred to, John directs the general armament of the people to resist invasion, but without minute instructions, under the severe penalty of being reduced to per- petual servitude. The duty of watch and ward, of following the hue and cry, and of taking the oath of the peace, prescribed in 1195, serve to connect the several duties of the freeholder with the obligation of the ancient allodial owner ; but they come before us in other places. Mainten- Whilst Henry however thus attempted to unite the whole ance of the ,..,. -in/- feudal force, free people under proper discipline for national defence, he maintained the show at least of the feudal force: in 11 77 he brought the whole of the knights to Winchester, and made a grand demonstration of the military strength of the kingdom ^ : the plan was followed on several occasions by John, although, as we have already seen, the only result of the assembly, and perhaps the only purpose for which he brought it together, was the extortion of money, by way of fine or in commutation of further service ^. Naval force Tlie naval force of the kiuffdom during the twelfth century, so of the '^ .... kingdom. far as it can be regarded as a national institution, must have depended for existence on the three principles by Avhich the army was sustained, but in difierent proportions and com- binations. The usage of the reign of Ethelred, according to which eacli shire furnished its quota of shi])S ■*, liad dis!ipj)eared before the Domesday Survey, although England had continued to be a naval power throughout the reign of the Confessor. Possibly the licet liad l)Ccomc less iin})ortant as the danger of Danish invasion was less constantly imminent. The great vassals of the Contjuest had, it is said, merited their great rewai'ds by their contributions to the Norman fleet'', but none of them received or lield their English lands on the condition of ' Above, p. 565. * lb. p. 523. ' lb. p. 116. * lb. p. 257. XIII.] Naval Organisation. 593 service by sea. The inland counties in some cases reported in Ships of . . . Dover. Domesday book special services due when the king went to sea ; and Dover held its liberties in return for a provision of twenty ships to be kept for fifteen days annually in the king's service \ The fleet however is not a prominent object in the Survey. Yet the kings, possessing so extensive a sea-board in both Eng- The nects land and France, were never at a loss for ships ; and the ships when according to assembled were, like the fyi'd, ranged according to the counties from which from which they came. The crusading expedition of a. d. 114 7, ^^^ ^™^' by which Lisbon M'^as taken, was to a certain extent a volunteer expedition, and may not be a fair instance of the usual practice : in it however the ships of Norfolk and Suflfblk sailed under Hervey Glanvill, a local magnate ; those of Kent under Simon of Dover ; those of London, Hastings, Southampton, and Bristol under their own captains^. The London crusaders of 1188 and H90 seem to have had an organisation of their own, although in the latter case they formed part of a fleet commanded by royal officers who bore the names of justiciars and constables ^. Richard made laws for this fleet, with the counsel of his ' probi Richard homines,' and enjoined the observance of them on his own sub- for the fleet, jects in the strictest terms, compelling them to swear obedience, and commanding them as they cared for their fortunes at home to act in proper submission to their justiciars. Even of the fleet of 1190 a large projjoi-tion was in noThebefrin- respect national property : the vessels of transport which com- permanent posed no small part of it were no doubt hired by the king, or possibly impressed for the occasion. Dover and Hastings held their liberties by furnishing twenty ships each for the king's service, and the rest of the Cinque Ports doubtless contributed in proportion. The vessels of war however, the galleys, must have been the property of the king, and it is pro- bably to this crusade that we owe the germ of a permanent navj'. Such a navy must have been from remote antiquity an iustitu- * Domesd. i. i. Sandwich owed the same service; and Romuey with other ports owed sea-service. '^ Expugnatio Lyxbonensis, Chron. Rich. I, i. p. cxliv. ^ Hoveden, iii. 46 sq. ; Benedict, ii. 120 sq. The commanders are called constables by Hoveden, iii. 36, justiciars by Bened. ii. no. Q q 594 Constitutional History/. [chap. Growth of tion amonff the MediteiTanean powers; at this moment the navies. _ ° ^ ' Pisans, the Genoese, and the Venetians possessed large fleets of armed transports, which were hired by the French and German Crusaders : the king of Sicily had his ' stolium fortunatum,' for whose commander he borrowed the Arabic title of Emir or Admiral ^ The Danes and the Flemings likewise possessed naval forces, but these probably belonged to individual ad- venturers, amongst whom the king or the count might be the first. In England itself Hugh de Puiset, the bishop of Durham, had his own gi-eat ship, which became royal property at his death ^. Except for the distant expeditions to Palestine, the kiug needed only such a squadron as would carry him and his court from time to time across the Channel ^ : the defence of the coast must have been maintained as of old by local resources, nent^eet a" ^^^ permanent fleet then was from its very origin a fleet of c^ariesf*^'^' mercenaries, and was maintained from the royal revenue just as a band of Braban9ous might have been, although, as the English merchant service was the readiest resource for recruits, the royal fleet was chiefly manned by Englishmen. John's naval armament was organised on this plan ; but it is not until after the date of the Charter, which limits our present inquii'ies, that its importance comes into historical prominence. The legisla- tion of the Admiralty, which is referred to the present period by writers of the fifteenth century, is either antedated, or so modified by translation and adaptation that it is not to be recognised as twelfth-century work. The kin^ It is clear from what has been said that the mercenary force was the pay- _ '' master. of army and navy was, so far as its maintenance is concerned, dependent on no authority but that of the king, who paid its expenses, as he did all other national and personal expenses, out of the general fund accruing to the Exchequer, over which the national council neither possessed nor as yet claimed control. Judicature. 163. The judicial measures of Henry II constitute a veiy im- ' Bened. i. 171 ; ii. 128. 2 Madox, Hint. Exch. p. 493. * Henry II had one Hliip of his own until Becliet ordered three very good onsH to he built and eijuii)ped ; these he presented to his master. W. Fitz-Stephen (V. S. Thoin.), i. 193. llie full number furnished by the Cinque Porta under Edward III was fifty-seven, twenty-one each by Dover and Haatinga, five each by Bomney, Hythe, and Sandwdch. XIII.] Judicial Institutions. 595 portant part of his general policy. They have been noticed in Recapituia- their personal and political bearing in the last chapter. We have judicial there seen how the original impulse was given to his reforms Henry li : by the terms on which the Crown was secured to him, how those reforms were moulded by his peculiar genius or by the influence of well-chosen advisers, the tradition of the Exchequer forming an important element ; how the sevei'al steps in advance were partly guided by a desire to limit the judicial power of the great feudal vassals, and to protect the people against the misuse by the local magnates of that influence in the county courts which had fallen into their hands. "\Ve have accordingly noted the chief occasions on which the sheriffs, and even the royal judges, were brought to special account, and displaced to make Avay, either for men who had received a better legal training, or for such as were less closely connected with the ruling families of the district, or for those who would bring the shire adminis- tration into more thorough concert with the supreme adminis- tration, if not completely under its control. We have traced, and of ^ •' Richard's under the history of Hubert Walter and Geoffrey Fitz-Peter, a ministers, growing spirit of legal reform, a rapid invention of new ma- chinery or adaptation of the old machinery to new ends, not indeed free ft'om the imputation that it was chiefly stimulated by fuiancial considerations, but still in its ultimate results con- ducive to the growth and conscious realisation of the idea of self-government. And we have further inferred that the attitude taken by the clergy, the barons, and the commons at the date of the Great Charter was produced by the altered circumstances in which the kingdom was placed by these changes : that whilst on the one hand they had given to the king an overwhelming power, they had on the other revealed to the Three Estates the unity of their interests, and the possibility of erecting a well- comi>acted fabric of liberty. We have now to trace the mecha- nical workings involved in this histoiy. Hem-y at his accession found the administrative system in the Condition of •' '' things in most attenuated state. Twenty years of misrule had seen th 1155- polity of his grandfather broken up rather than suspended, and very few of the old seiTants of the State survived. Such judicial Q q 2 59^ Constitutional History/. 1_CHAP. Eefonns of Henry II, his own work. Division of the su))ject of judica- ture. Tlie Exfhe- (luiT and Curia Regis. machinery as existed seems to have been sustained by Richard de Lucy, but the year which had elapsed since the pacification had only given time to attempt the uprooting of the evils of misrule, not to lay the foundations or to rebuild the fabric of a sound government. Hence Henry's reforms, although, so far as he was able to get aid from his grandfather's ministers, they were based upon the older system, owe very much to the king himself, and, from the outset of the reign, exhibit marks of decided growth and difference from the former state of things. The Exchequer was restored under Bishop Nigel as it had existed under Bishop Roger, but the Curia Regis from the first presents a much more definite appearance than before. Still one with the Exchequer in its personal staff, it has much more inde- pendent action and a wider sphere ; it developes a new and elaborate system of rules and customs. The king's personal tribunal continues to be a supreme and ultimate resort, but the royal judicature from time to time throws off offshoots, which before the end of the period constitute a system of courts and jurisdictions that with some developments and modifications subsist to our own day. The judicature may be divided into three branches, the central and supreme court or courts, the provincial, popular, or common law tribunals, and the visitatorial jurisdiction by which the first interfered with, regulated, and remodelled the second : and these may be noticed in the order of their authority ; first, the king's courts; secondly, the itinerant justices; thirdly, the local tribunals. The Exchequer and the Curia Regis continue throughout this period to exist in that close union which ])roves their original identity ; but whereas under Henry I the financial character, under Henry II the judicial aspect, of the board is the most prominent. In the former reign the Curia Regis, except when the king takes a personal share in the business, seems to be a judicial session of the Exchequer, an adaptation of Exchequer machinery to judicial purposes ; under the latter the Exchequer seems to be rather a financial session of the Curia Regis. The king is ostensibly the head of the one ', the justiciar the principal ^ 'Kegia Curia, in qua ip-se in i)roi)ria persona jura decemit ; . . ex officio XIII.] Judicial Inditutions, 597 actor in the other ; but still the fabric is the same : the judges Close union are the same ; the transactions of the Curia frequently take place in the chamber of the Exchequer, and are recorded in its Rolls ; and, through all the changes by which the Curia is modelled and divided, the Exchequer forms a rallying-point, or common ground, on which all the members of the supreme judicature seem to meet, as in the more modern Court of Ex- chequer Chamber at the present day. The financial system of the Exchequer, as it existed under Continuity Henry I, has been already described, and illustrated from the quer usapes. single Pipe Roll of the reign as well as from the Dialogus de Scaccario ^ The latter work describes the practice of the year 1178, in language which shows a substantial agreement with the system presented in the Roll of 1130. This organisation there- fore it is unnecessary to recapitulate here. The points in which change and development are traceable are either minute matters of procedure, which scarcely come within the view of constitu- tional history, or matters of legal interest which belong more strictly to the history of the Curia Regis and itinerant jurisdic- Special legal . . business in tions. The Court 01 Exchequer, taking special cognisance of theExche- ciuer. suits touching the revenue, possessing a different body of judges and a distinct code of customs, has not yet a separate existence ; but it may be justly presumed that where such suits were enter- tained, the judges before whom they were tried would be those who were most familiar with the financial work. The fines levied for legal purposes, which were originally the determinate agree- ments between litigants drawn up and recorded in the king's couii, and were a source of constant income to the Crown, were regularly concluded ' ad scaccarium - ;' but the judges who witnessed the transaction were not a permanent committee of officers ; they were apparently a selection for each occasion from the whole body of the Curia, all of wliom were, it is probable, equally eligible and of equal authority. The records of the Exchequer grow during the period in bulk and in number : the principaliter residet [in scaccario] immo et praesidet primus in reg^no capitalis scilicet justitia.' Dialogus, i. c. 4. • Above, p. 377. * See illustrations of business done 'ad scaccarium' in the reign of Hemy II in Madox, Hist. Exch. pp. 144, 145. 598 Constitutional History, [chap. Increase of Exchequer Records. Growth of the Curia Regis. Personal sessions of the king. The Chan- cellor. Pipe EoUs of Henry II ^ are supplemented under John by- Oblate, Liberate, and Mise Rolls^, in which the particular out- goings on the heads of royal allowances, benefactions, and other payments are circumstantially recorded. The Great Rolls of the Pipe however continue to contain the summaries and authori- tative details of the national account. The Curia Regis of Henry II attained its ultimate constitution by a long series of somewhat rapid changes. In the early years of the reign it appears to be, as it had been under Henry I, a tribunal of exceptional resort to which appeals, although increas- ing in numbei', were still comparatively rare, and the action of which is scarcely distinguishable from that of the national council. The king himself took a leading part in the business, much of which was done in his presence; and even in his absence the action of the justiciar seems to depend on the royal pleasure as indicated by special writs. Such at least is the impression made by the long details of litigation contained in the Chronicle of Battle, and in the account of Richard de Anesty, who has preserved the record of his delays and expenses in a suit which lasted from 1158 to 1163^. Yet side by side with this there appears a show of judicial activity among the subordinate members of the household, the court, and the Exchequer. The Chancellor, as we learn from the Lives of S. Tliomas, was constantly employed in judicial work, whether in attendance on the king, or, as the Pipe Rolls also testify, in provincial visitations. As early as the second year of the reign, * Only three Pipe Rolls of Henry II are in print, one of Richard, and one of tlie reign of John : it is greatly to be desired that the whole series for the two former reigns niiglit be published. They are the only com- plete series of records for the period, and throw a great deal of light on every department of history, although commoidy known only through the medium of Madox's work. ''■ The Fines of the reigns of Richard and John were edited by Hunter among the jiuhlications of the Record Commission, in 1S35 and 1844; the llotuli de oblatis of .lohii .'ind the Kotuli 'de Liberate ac do Misis et I'racstitis ' in 1S44 iiy Sir T. nufl'ns i lardy ; the llotuli Curiae Regis of Richard and .John by Sir F. J'algrave in 1835 ; and tlie Close and Patent Rolls of John betsveeri 1833 and 1844 by Sir T. D. Hardy. ^ Tliis important record is only to be found in Sir F. Palgrave's Rise and J'rogress of the English Commonwealth (vol. ii), where it is illusti'ated by moat interesting notes. xiii.] Judicial Institutions. 599 Henry of Essex the Constable, Thomas the Chancellor, and the Trials in the earl of Leicester the cojusticiar, are found hearing pleas in different counties ^. The Chancellor, if we may believe the con- sistent evidence of his biographers, habitually relieved the king of the irksome part of his judicial duties ^. From the Con- The Curia in atitutions of Clarendon again we learn that the Curia Regis possessed the organisation of an established tribunal, the action of which in ecclesiastical cases must be held to prove a still wider action in secular causes. In 1 165, the year after the enact- ment of the Constitutions, we have an agreement between the abbots of "Westminster and S. Alban's attested by several of the ministers of the Exchequer vmder the title of justices ^, and in 1 166 we come to the Assize of Clarendon, which marks an Inii66, epoch in the administration of, at least, the criminal law. During these j^ears — for such is the reasonable inference — the judicial work of the Curia Regis had been growing until it was more than the king and his regular ministers of state could dis- patch, and was thus falling, even niore completely than it had done under Henry I, into the hands of the officers of the Exchequer. The system of recognitions was, as the Constitu- Increase of business. tions of Clarendon jirove, in full play, and the superior chances of justice which that system afforded were drawing larger business to the court, and at the same time involved a vast 'officina brevium,' with a body of trained clerks* and a regular code of practical jurisprudence. Unfortunately we are unable to discover the date at which the Great Assize was issued; if this were known, it would probably be found to coincide with one of the periods at wliich great changes were made in the judicial staff. The first however of these epochs is the year 11 66. The ' Pipe Rolls of Henry II, pp. 17, 26, 65. An assize of the Chancellor and Henry of Essex is mentioned in Essex, pleas of the Chancellor and the earl of Leicester in Lincolnshire, in the second year. In the fourth year are entered pleas of the Chancellor in MiiMlesex. " Roger of Pontigny (V. S. Thom. ed. Giles), i. 102 ; W. Fitz-Stephen, ibid. i. 170, 186. ^ Madox, Hist. Exch. p. 30 ; Formulare Angl. p. xix. * Under Becket as Chancellor were fifty-two clerks ; some of them how- ever belonged to bis private retinue. W. Fitz-Stephen, i. 196. 6oo Constitutional Htstorr/. [chap. Itiiif^rant iustices in 1166. In 1 168. In 1176. Growth of the staff of judges. changes in the Curia Regis at this date were so great as to call for especial notice from John of Salisbury, even in the height of the Becket controversy ^; and the Assize of Clarendon, which belongs to the same year, denotes the character of the changes. Yet the Assize of Clarendon was directed to the improvement of provincial justice ; and it was carried out, not by a new body of judges, but by two of the king's ministers, the justiciar and the earl of Essex, with the assistance of the sheriffs, who, acting under royal writ as administrators of the new law, still engrossed the title of 'justitiae errautes ".' The development of the central jurisdiction is traceable by inference from that of the provincial judicature. The four Exchequer oflScers ^ who assessed the aid 'jjmr fille marier in 1168 are found hearing placita and attesting concords shortly after ; it follows that they acted not only as taxers but as judges. The six circuits of the tallagers of 1 173 were no doubt suggestive of the two circuits of the justices in II 75 and the six circuits of the judges in 1 176 *. It is then to these years, from 11 66 to 1176, that we must refer the creation or development of the large staff" of judges in the Curia Regis which we find acting in 11 78. All the eighteen justices of 1 1 7 6 were officers of the Exchequer ; some of them are found in 1 1 75 holding 'placita Curiae Regis' in bodies of three or four judges ^, and not in the same combinations in which they took their judicial journeys. We can scai'cely help the con- clusion that the now jurisprudence was being administered by ' ' Quae autem circa Anglorum curiam innovantur, ubi reruni crebrae mxitationes sunt, vobis notioni esse arbitror quam nobis.' John of Salisbury writes thus to Bartliolomew bishop of Exeter ; Ep. 145. '^ Above, p. .^89, note I. ^ Jiiclianl of Ilchoster, Wido clean of Waltham, Rerrinald of AVarenne, and William Basset, were tho four. See Madox, Hist. Exch. pp. 102, 145. * Sue the lists for II 76, in Bcnod. i. 107; Madox, Hist. Exch. ]). 86; and those for 1 1 73 are in tlie I'ipe Ivolls only. In I17.S, Kanul|ih (ilanvill and Hu},di de (!reKsi visited tlie eastern and midland counties, William de Laiivalei anil 'I'lmmas 1 '.asset tho south and west. Ibid. p. 85. •'' For instance, in 1 1 76 William Fitz-llalpli, Bertram de Verdun, and William Basset hear pleas in Curia Regis touching Buckinghamshire and Bedfordshire ; yet, on the eyro, these two counties are visited l)y three other judges ; moreover Bertram de Verdun visited Worcestershire, and tho otlier two with Ilugli de (jundeville visited seven midland counties. The first placita Curiae Regis mentioned by Madox are in 1175. Hist. Exch. pp. C4, 65. xiii.] The Curia Regis. 601 committees of the general body of justices, who were equally qualified to sit in the Curia and Exchequer and to undertake the fiscal and judicial work of the eyre. The year 11 78 furnishes another epoch. Henry finding that H^^v^l^e- the eighteen judges of the Curia were too many, that they caused number in entanglements in the business of the court, and expense and distress to the suitors, reduced them at once to five\ Some were dismissed perhaps for misconduct ; but very many of the existing judges reapj^ear again in functions scarcely distinguish- able from those which they had discharged before. Yet the statement of the diminution of their number, which is made by a historian singularly well infonned as to the affairs of the court, has considerable significance. From this date we may The Curia fix the existence of the sittings of the Ciu'ia Regis ' in Banco.' banco.' Their proceedings are still nominally transacted ' coram rege,' but nominally only. ' The five are to hear all the complaints of the kingdom and to do right, and not to depart from the Curia Regis.' Questions which are too hard for them are to be referred to the king in person, who will decide them with the advice of the wise men of the kingdom. The year 1179 witnessed another change, possibly however of Changes in persons rather than of system. The great justiciar had resigned, and Heni'y bad put the office as it were into commission, em- ploying the bishops of Norwich, Ely, and AVinchester as heads of three bodies of itinerant judges, each containing two clerks and three knights. A fourth body, to which the northern counties Avere assigned, contained Ranulf Glanvill, who was to succeed, the next year, to the justiciarship, with five other judges. This fourth committee, according to the chronicler, * Benedict, i. 207 : ' Itaque dominus rex nioram faciens in Anglia quae- sivit de justitiis quos in Anglia constituerat, si bene et niodeste tractave- runt homines regni ; et cum diilicisset quod terra et homines terrae niniis gravati essent ex tanta justitiarum multitudine, quia octodecim erant numero ; per consilium sapientium regni sui qninque tantuni elegit, duos scilicet clericos et tres laicos : et erant onines de privata familia sua. Et statuit quod illi (juinque audirent omnes clamores regni, et rectum facerent, et quod a Curia Regis non recederent, sed ibi ad audiendum clamores hominum remanerent, ita ut, si aliqua quaestio inter eos veuiret quae per eos ad finem duci non posset, auditui regie praesentaretur et sicut ei et sapientioribus regni placeret terminaretur.' 6oa Constitutional History. [chap. The Curia entered into the place assigned iu 1178 to the five judges in ii79> retained in the Curia ; ' these six are the justices constituted in the Curia Eegis to hear the complaints of the people ^ : ' why the circuit most remote from the capital was assigned to them we are not told, but as the whole business of the eyre was con- cluded between April i and August 27, there could have been no insuperable difficulty. This is the last notice of the constitution of the Curia Regis which the historians of Henry's reign have preserved to us : and the modifications wliich are traceable in records from this point to the date of Magna Carta are of personal rather than legal importance. The work of Glanvill furnishes us with the rules of procedure 3 the Rotuli Curiae Regis which begin in 1194 aff'ord a record of the actual business done, and the names of the judges employed are discoverable from these and other records. General con- So far then as concerns the framewoi'k of the supreme judi- the ^owth cature, our conclusion for the present is this : from the year " 1179 sessions of 'justitiarii in Banco ^' are regularly held in the Curia Regis, nominally but not actually ' coram rege.' These justices are a selection from a much larger staff, before whom Exchequer business is done, and who undertake the work of the circuits : and it would appear probable that the selection was altered from time to time, possibly from year to year. Their work was to hear all suits that were brought before the king, not only criminal but civil, cases in which the revenue or rights of the king Avere touched, and cases of private litigation with which the king, except as supreme judge, had no concern : all the business in fact which came at a later period before the courts of King's Bench, Exchequer, and Common Pleas. Although ^ Bened. i. 238 ; K. de Diceto, c. 605. * Glanvill, lib. ii. 6 ; viii. c. I ; xi. c. i : ' coram Justitiis Domini Regis in banco re«identilius.' Coke's notion that by this session of the judges the Common Bench or Court of Common Pleas is meant, is mentioned by Madox only to refute it ; Hist. Exch. p. 546, Foss also argues conclusively against it; Judges of England, ii. i6i. See also H.ardy's Introduction to the Close KoUs, vol. i. pp. XXV. sq. Instances of Final Concords made before the justices of the tluria, answering to those described by Glanvill as made before the justices in Banco, will be found in Madox, Fonnulare Anglicanum, pp. 317 sq., and in the Fines published by the Record Commission ; above, p. 598, note 2. XIII.] The Curia Begis. 603 their deliberations were not held in the king's presence, they The later 1 . , , divisions of followed his person, or the justiciar in the king s absence ; a rule the courts, which must have been most burdensome to ordinaiy suitors, and which accordingly, so far as touches private civil suits or ' com- munia placita,' was abolished by Magna Carta. The fixing of the Common Pleas at "Westminster broke up the unity of the Curia ^ ; but it was not until the end of the reign of Henry III that the general staff was divided into three distinct and per- manent bodies of judges, each under its own chief. But the court or courts thus organised must no longer be The court of regarded as the last resource of suitors. The reservation of audience, knotty cases to be decided by the king with the coimcil of his wise men^, cases which, as we learn from the Dialogus de Scac- cario, included questions of revenue as well as of law in general^ continues the ancient personal jurisdiction of the sovereign. The very act that seems to give stability and consistency to the ordinary jurisdiction of the Curia, reduces it to a lower rank. The judicial supremacy of the king is not limited or fettered by The judicial the new rule ; it has thrown off an offshoot, or, as the astro- of the king. nomical theorists would say, a nebulous envelope, which has rolled up into a compact body, but the old nucleus of light remains un- impaired. The royal justice, diffused through the close personal council*, or tempered and adapted by royal grace and equity under the pen of the chancellor '', or exercised in the national ^ By the seventeenth article of M.agna Carta. The Provisions of the Exchequer, 1 2 Eilw. I, and the Articuli super Cartas, 28 Edw. I, c. 4, forbid Common Pleas to be holden henceforth in the Exoliequer. ^ Above, p. 601. Tlie same principle is stated in the Articles of the Assize of Northampton : ' Ni.si tam grandis sit querela quod non possit deduci sine domino rege, vel talis quam justitiae ei reportent pro dubitatione sua.' * Dialogus, i. c. S : ' Si . . . fieri contigerit, ut inter ipsos majores dissensi- onis oriatur occasio . . , honnu omnium cognitio ipsi principi reservabitur.' * See Sir Francis Palgrave's Essay on the Jurisdiction of the King's Council, and Dicey's Essay on the Privy Council. ' The growth of the Chancellor's jurisdiction does not fall within the present period ; but the increa-sed importance of his position is remarkable, and the germ of his future functions was in being already. William Eitz- Stephen, who was one of Becket's clerks, writes thus : ' Cancellarii Angliae est ut secundus a rege in regno habeatur, ut altera parte sigilli regii, quod et ad ejus pertinet custodiam, propria signet mandata ; lit capella regis in ipsius sit dispositione et cnra, ut vacantes archiepiscopatus, episcopatus, ab- batias et baronias cadentes in mauu regis ipse suscipiat et couservet ; ut 6o4 Constitutional History. [chap. Its con- assembly as in the ancient wit ena gemot, or concentrated in the tinuity. . . . . hands of an irresponsible executive in the Star Chamber, has for many generations and in many various forms to assert its vitality, unimpaired by its successive emanations. The growth In tracing the history of the central judicature we have had oftheitme- . . * / ^ . *' . rantjudica- to anticipate the leading points of interest in the development of the visitatorial jnrisdiction. The whole may be briefly summed up. The circuits of the royal ofiicers for fiscal and judicial purj^oses, which we have traced in the reign of Henry I, continue to have the same character under Henry II, the judicial forms following rather than preceding the fiscal. In 1 1 66 the itinerant court receives new and full instructions fi'om the Assize of Clarendon, but it is still the Curia Regis in progress, Formation a great part of the work being done by the sheriffs^. In ii'76 and changes ... „ i • i ■ ^ • n 1 1 «• • of circuits. Six circuits are lormed, eighteen judges are specially told on in six detachments, as had been done in the fiscal iter of 1173 : in 1 1 78, 1 179, and 1 180 there seem to be four circuits, and the arrangements in the later years vary between two and six. Under Richard we have still further modifications, and the same in the early years of John, none of them however involving a new principle of construction, but all perhaps implying a restriction omnibus regis adsit consiliis, ut etiam non vocatus accedat ; ut omnia sigilliferi regii clerici sui nianu signentur, omnia cancellarii consilio dis- ponantur ; item ut, suffragan tibus ei per Dei gi-atiam vitae meritis, non moriatur nisi arehiepiscopus aut episcopus, si voluerit. Inde est quod can- cellaria emenda non est.' V. S. Thoni. i. 1S6. The Dialogus de Scaccario represents the justiciar as 'primus post regem ;' tlie term 'secundus a rege ' probably means next after the justiciar ; the form is frequently used by Becket's friends. Tlie Dialogus (lib. i. c. 5) confirms most of the state- ments of the biograi)her just cited; nothing is done without his consent and advice either in the Curia or in the Kxcheipier ; he has charge of the royal seal, sealing it up into its loculus or purse, which is kept by the treasurer. •The statement that the chancery is not purchaseable is disproved by some important excej)tions. See above, ])p. .^84, 497. The fact that the chancellor was always in attendance on the king led to the petitions for royal grace and favour being entrusted to him, first for custody, and afterwards for hearing. Hence arose the equitalde jurisdiction by which he remedied the ' summum jus' of the conunon law or i)roiiiiscd remedies in cases which were not provided fur l>y the common lawyers. * Tlie action of a justice itinerant at Bedford in 1 163 was one of the grounds of the quarrel between the king and Becket; the judge was Simon i'itz-reter, who had cea-sed to be sheriff of Bedfordshire two years before. Rog. Pout. S. T. C. i. 1 14. XIII.] The County Courts. 605 of the local jurisdictions of the sheriff and the sliire-moot ^ At itinerant justices, last, in the eighteenth clause of Magna Carta, the king under- takes to send two justices four times a year to take the assizes of Mort d'ancestor, Novel disseisin, and Darrein presentment. This arrangement proved no doubt far too burdensome to be continued, but the changes indicated in the re-issues of the Charter and carried into effect in periodical iters of the judges lie beyond our present inquiry. The justices of the year 1 176 are the first to whom the name Justitiarii Itinerantes is given in the Pipe Rolls: the commissioners of 1170 are called Barones errantes : ' perlustrantes judices' is the term used by the author of Dialogus; the sheriffs were the 'errantes justitiae ' known to John of Salisbury in 1159. The various applications of the terms may mark the growth and consolidation of a system by which the sheriffs were deprived of the most impor- tant of their functions. The visits of the itinerant justices form the link between the The courts Curia Regis and the Shire-moot, between royal and popular tices are^fuU justice, between the old system and the new. The courts in courts. which they preside are the ancient county courts, under new conditions, but substantially identical with those of the Anglo- Saxon times. The full shire-moot consists, as before, of all the lords of land and their stewards, and the representatives of the townships, the parish priest, the reeve and four men from each ; but the times of meeting, the sphere of business, and the nature of procedure during the period before us have undergone great and significant changes, some of which can be minutely traced, whilst others can be accounted for only by conjecture. The Anglo-Saxon shire-moot was held twice a year : the Times of county court of Henry I was held as it had been in King county Edward's days, that is, according to the ' Leges Henrici I,' twice a year still. Yet in the confirmation of the Great Charter, issued by Henry III in 12 17, it is ordered that the county court shall meet not more than once a month, or less frequently where such has been the custom. It is not easy to determine the date ' Above, pp. 505 sq. 6o6 Constitutional History. [chap. Increase of or the causes of SO great a cbanffe. Possibly the sheriffs had small suits . ° ... in the abused their power of summoning special meetings and of fining courts. absentees; a custom which comes into prominence in the reign of Henry III, and which shows that it was the direct interest of the sheriffs to multiply the occasions of summons. Possibly it may have arisen from the increase of business under the new system of writs and assizes, which involved the frequent adjourn- ment of the court for short terms : possibly from an earlier usage by which the practice of the county court was assimilated to that of the hundred with the special object of determining suits between litigants from different hundreds or liberties. Or it may have been caused by the gradual withdrawal of the more important suits from the shire-moot, the natural result of which would be the increase of the number of less important meetings for the convenience of petty suitors. Limitations The power of the sheriff, again, had been very much limited, of the sheriff, not only by the course of political events noticed in the last chapter, but by the process of centering the administration of justice in the hands of the itinerant justices and the Curia Regis, — a process the stages of which may be more easilj"^ traced. At the beginning of the period the sheriffs were the ' errantes justitiae,' only occasionally superseded and superintended by the itinerant justices. As sheriffs, probably, they presided in the court of the county in which the suitors were the judges, and were answerable for the maintenance of the peace : as royal justices they acted under special writ, managed the pleas of the Crown, and conducted the tourn and Icct, or the courts which were afterwards so called. In 1166 they were still in the same position; the itinerant justices by themselves, and the sheriffs by themselves, received and acted on the presentment of the grand juries. But from 11 70, after the great inquest into their exac- tions ^, their authority is more and more limited. In the Assize of Northanij)ton they are rather servants than colleagues of the itinerant justices; in 1194 it is provided that they shall no more be justices in their own counties, and the elective office of ' Above, p. 472. xiii.] The Sherljjh Jurisdiction. 607 coroner is instituted to relieve them from the duty of keeping The sherifT the pleas of the Crown ^. In 1 195 the duty of receiving the oath hold pleas of of the peace is laid, not on the sheriffs, but on knights assigned in each county, the duty of the sheriffs being only to receive and keep the criminals taken by these knights until the coming of the justices. In 12 15 the barons propose that the sheriffs shall no longer meddle with the pleas of the Crown, without the coroners ^ ; whilst the Great Charter, in the clause founded on that proposal, forbids either sheriff or coroner to hold such pleas at all. We may question whether these regulations were strictly observed, especially as before the year 1258 the sheriffs seem to be as powerful as ever, but they show a distinct policy of sub- stituting the action of the justices for that of the sheriffs, a policy which might have led to judicial absolutism wei-e it not that the growing institution of trial by jury vested in the free- men of the county far more legal power than it took away from the sheriffs. These officers too had long ceased even remotely to represent the local feeling or interest. The shire-moot which assembled to meet the itinerant judges The fullest Avas, however, a much more complete representation of the court held county than the ordinary county court which assembled from rant jus- month to month. The gi*eat franchises, liberties, and manors which by their tenure were exempted from shire-moot and hundred were, before these visitors, on equal terms with the freeholders of the geldable, as the portion of the county was called, which had not fallen into the franchises. Not even the tenants of a great escheat in the royal hands escaped the obli- gation to attend their visitation^. The representation was thoroughly organised : side by side with the reeve and four men of the rural townships appeared the twelve legal men of each of the chartered boroughs which owed no suit to the ordinary county court ^. In the formation of the jury of pre- ^ Above, p. 505. - Articles of the Barons, art. 14; Magna Carta, art. 24. ^ Assize of Clarendon, art. 9,11. * Charter of Dunwich, Select Charters, p. 303. Customs of Kent, Statutes of the Realm, i. 223. Instances of this sort of representation taken from the Assize Rolls will be found in Eyton's History of Shropshire iu 6o8 Conditidlonal History. [chap. Eepresenta- sentmeiit tlie same ])rinciple is as clear ; each hundred supplies tive juries. . twelve legal men, and each township four, to make report to the justices under the Assize of Clarendon, and in 1194 twelve knights from each hundred answer for their hundred under all the articles of the eyre, whether criminal, civil, or fiscal ^. The court thus strengthened and consolidated, is adopted by the royal ofl&cers as an instrument to be used for other purposes. All who are bound to attend before the itinerant justices are compelled to attend the forest courts ^; and they probably form the ' plenus comitatus ' which elects, according to Magna Carta, the knights who are to take the assizes, and the twelve knights who are to inquire into the abuses which Magna Carta was designed to reform. Institution 164. It is in the new system of recognition, assizes, and present- step in the ments by jury that we find the most distinct traces of the gi'owth representa- of the principle of representation ; and this in three ways. In tive system, ^j^^ ^^^ place, the institution of the jury was itself based on a representative idea : the jurors, to whatever fact or in whatever capacity they swore, declared the report of the community as to the fact in question. In the second place, the method of inquest was in England brought into close connexion with the procedure of the shire-moot, and thus the inquisitorial jiroccss, whether its object was the recognition of a right or the i)resentment of a criminal, was from the moment of its introduction carried on in association with the previously existing representative in- stitutions, such as were the reeve and four best men, the twelve senior thcgns, and the later developments of the same practice which have been just enumerated in our account of the formation of the county court and the usage of legal assessment. In the third place, the particular expedients adopted for the regulation considerable niimherH. Writs of Tlonry Til, from 1217 onwards, are found among tlie Close llolls, ordering the summons to the county court to be addressed to 'iireld)islio])M, bishops, abbots, juiors, earls, barons, knights, and freeholders ; four men of each township and twelve burghers of each borough to meet the justices.' Hot. CI. i. 380, 403, 473, 476; Select Charters, p. 349. ' Hoveden, iii. 262 ; above, p. 505. * Assize of Woodstock, art. 11. Cf. Magna Carta, .art. 44; Carta de Foresta, art. 2 ; Assize of Arms, of 1253 ; Select Charters, p. 365. XIII.] Origin of Juries. 609 of the inquests paved the way in a remarkable manner for the system of county representation in the parliament as we saw it exemplified on the first occasion of its appearance in the reign of John. The use of election and representation in the courts of law furnished a precedent for the representation of the county by two sworn knights in the national council. On each of these heads some detail is necessary which may throw light incidentally on some kindred points of interest. The history of the Jury has been ti'eated by various writers Trial byjurj' . . . .... variously from every possible point of view^: its natural origin, its his- treated.' torical development, the moral ideas on which it is founded, and the rational analysis of its legal force, have all been discussed many times over with all the apparatus of learning and the acute penetration of philosophical research. Some of these aspects are foreign to our pi'esent inquiry. Yet the institution is of so great interest both in itself and in its relations that some notice of it is indispensable. We have sketched, in an earlier stage of this work, the forma- Modes of » , . . . ^, Mil- ''''''^' amonpr tion 01 the primitive Orerman courts : they were tribunals 01 the German fully qualified members of the community, a selection it might be from a body of equally competent companions, able to declare the law or custom of the country, and to decide what, according to that custom, should be done in the particular case brought before them. They were not set to decide what was the truth of facts, but to determine what action was to be taken upon jjroof given. The proof was itself furnished by three means, the oaths Oaths, cvidcncG of the parties to the suit and their compurgators, the production ordeal. of witnesses, and the use of the ordeal : the practice of trial by battle being a sort of ultimate expedient to obtain a practical decision, an expedient partly akin to the ordeal as a judgment of God, and partly based on the idea that where legal measures had failed recourse must be had to the primitive law of force, — the feud or right of private war, — only regulated as far as ' See Palgrave, Rise and Progress of tlie English Commonwealth ; Forsyth, History of Trijil by Jury ; Biener, das Englische Gesclnviwnengericht ; Gneist, Self-Govemment, i. 74 sq. ; K. Maurer in the Kritische Ueberschau, V. pp. 180 sq., 332 sq. ; and Brunner, Entstehung der Schwiirgerichte. R r 6io Constitutional History. [chap. Formalism of the system. possible by law and regard for the saving of life. For each of these methods of proof there were minute rules and formalities, the infringement or neglect of which put the offender out of court. The complainant addressed his charge to the defendant in solemn traditional form ; the defendant replied to the com- plainant by an equally solemn verbal and logical contradiction. The compurgators swore, with joined hands and in one voice, to the purity and honesty of the oath of their principal ^. "Where the oath was inconclusive, the parties brought their witnesses to declare such knowledge as their position as neighbours had given them ; the court determined the point to which the witnesses must swear, and they swore to that particular fact ^. They were not examined or made to testify all they knew ; but swore to the fact on which the judges determined that evidence should be taken. If the witnesses also failed the ordeal was used. And where the defeated party ventured to impugn the sentence thus obtained, he might challenge the determination of the court by appealing the members of it to trial by combat. This prac- tice, however common among some branches of the German stock, was by no means universal, and, as has been pointed out, was not practised among the native English. The germ of In these most iirimitive proceedings are found circumstances, the jury not . „ . . contained in which on a sui)erncial view seem analogous to later trial by this. . ^ ... ... jury : but on a closer inspection they warrant no distinct im- pression of the kind. The ancient judges who declare the law and give the sentence — the rachinburgii, or the scabini — are not in any respect the jurors of the modern system, who ascertain the fact by hearing and balancing evidence, leaving the law and sentence to the presiding magistrate : nor are the ancient witnesses who dejxtse to the precise point in dispute, more nearly akin to the jurors who have to inquire the truth and declare • The Anglo-Saxon forms of oath may be found in the Ancient Laws, ed. Thorpe, jiji. "](), 77. The oath of the cotnpurf^rator runs thus : ' On thone Driliten hc atli is cla'ue and unniii'ne tlie N. swor.' ''' 'I'hc number of witncHHOH rcMjuirod varied in the different nations; the Saxon and Ijoinbard lawH rciiuired two at k;ast : tlio Bavarian, three or more : tlie Frank laws, seven or twelve, according to the importance of the matter in question. Brunner, Schwurgericht, p. 51. XIII.] Orif/in of Juries. 61 1 the result of the inquiry, tliau to the modern witnesses who swear to speak not only the truth and nothing but the truth, but the whole truth. The compurgators again swear to confirm the oath of their principal, and have nothing in common with the jury but the fact that they swear \ Yet although this is Yet the oatii ,. . 1 , . . . • ii and evidence distmctly the case, the procedure in question is a step m the are of a re- .,.,,. presentative history of the jury: the first form in which the jury appears character. is that of witness, and the principle that gives force to that witness is the idea that it is the testimony of the community : even the idea of the compurgatory oath is not without the same element ; the compurgators must be possessed of qualities and legal qualifications which shall secure their credibility. Beyond this stajje, modified it is true here as elsewhere by Anglo-Saxon '' o ' •' system. different circumstances and local usages, the Anglo-Saxon system did not proceed. The compurgation, the sworn witness, and the ordeal supplied the proof j and the sheriff with his fellows, the bishop, the shire-thegns, the judices and juratores, the suitors of the court, declared the law. Only in the law of The twelve ' _ •' the,snsinth3 Ethelred, by which the twelve senior thegns in each wapentake shire-moot. are sworn not to accuse any falsely ^, do we find the germ of a more advanced system, in which the community seems to undertake the duty of prosecution : but the interpretation of the passage is disputed, and its bearing contested, although it seems to imply no more than that the English were not far in arrear of the Frank jurisprudence. The whole system of recognition by sworn inquest, with the Recognitions . "^ . *= i . ^ . introduced single exception, if it be an exception, which has just been into England mentioned, was introduced into England by the Normans : the nians. laws of Edward, the Domesday Survey, the fiscal recognitions of the reigns of William Ilufus and Henry I ^, are distinctly a novelty, a part of the procedure of the newly-developed system of government. Various theories have been invented for their origin. Many writers of authority have maintained that the entire jury system is indigenous in England, some Forsyth, Hist, of Jury, p. 83. ^ Above, pp. 115, 396. 3 Above, pp. 385, 394, 395. R r 2 6 12 Constitutional History. [chap. deriving it from Celtic tradition based on the principles of Roman law and adopted by the Anglo-Saxons and Normans from Various the people they had conquered ^ Others have regarded it as the national a product of that legal genius of the Anglo-Saxons of which jury!"° Alfred is the mythic impersonation; or as derived by that nation from the customs of primitive Germany or from their in- tercourse with the Danes. Nor, even when it is admitted that the system of recognition was introduced from Normandy, have legal writers agreed as to the source from which the Normans them- selves derived it. One scholar maintains that it was brought by the Norsemen from Scandinavia ; another that it was derived from the processes of the canon law ; another that it was developed on Gallic soil from Roman principles ; another that it came from Asia through the Crusades, a theory whicli has little more to recommend it than the still wilder supposition that it is of Slavonic origin, and borrowed by the Angles and Saxons from their neighbours in Northern Europe. But all these theories on examination show that their inventors have either been misled by superficial coincidences, or argue on hypothesis only. The only principle which the systems on which the theories are built have in common is the use of the oath as an instrument of judicial procedure, and this use is universal. The truth seems to be that the inquest by sworn recognitors is directly derived * According to Brnnner, pp. 11-T9, the origin of the jury among the Welsh, from whom it was borrowed by the Anijlo-Saxons, is maintained by Philipps (On Juries) and Probert (On the Ancient Laws of Cambria) ; Selden, Spelman, Coke, Turner, Phillips, and G. L. von Maurer regard it as a product of Anglo-Saxon genius. Of the authors who Iiold th.at it was imported from primitive Germany, Brunner mentions Bacon, Mcmtesquieu, Blackstone, Savigny, and Nicliolson in the preface to Wilkins' Anglo-Saxon Laws ; Wormius and Worsaae held that it was derived from the Norsemen through the Danes ; Hickes, Reeves, and others, that it was derived from the Norsemen through the Normans of the Ctmquest ; and Konrad Maurer, who has investigated the analogous system in use among the Norsemen, argues for a common AV>r//(, Gennan origin, from which the princijjle of jury has been developed in different ways by the several races in which it is found. Of those writers who allow that it is of Norman introduction, Daniels maintained that the Normans found it existing in Finance ; Mohl derived it from the usages of the canon law ; Meyer sujiposcd that it came from Asia by way of the Crusades; Maciejowski claimed it fortlie Sl.avonic neighbours of the Angles and Saxons. The theory given in the text is mainly that of Palgrave, but corrected and adjusted by the recent writings of Dr. Brunner. XIII.] Origin of Jtiries. 613 from the Frank Capitularies, into which it may have been Theinguests ^ 1 , . of the Frank adopted from the fiscal regulations of the Theodosian Code^, kings. and thus own some distant relationship with the Koman jui'is- prudence. The Karolingian kings issued instructions to their Missi very much as Henry II issued instructions to his itinerant justices, and they gave special commissions of inquiry into fiscal and judicial matters to be answered by the oath of sworn wit- nesses in the district court ^. These answers then embodied the belief or knowledge of the local court as representing the community, every qualified member of the community being a member also of the court. The persistence of the inquisitorial system is proved not only by Norman charters and customs, but * Palgrave, English Commonwealth, p. 271 ; Brunner, p. 87. The fol- lowing passages from the Theodosian Code are cited by Brunner: 'Super vacantibus ac caducis . . . certi etiam dirigantur qui euncta solerter inquirant et cujus fuerint facultates, et si nemo eas sibi jure nititur retentare. Ac si locum fisco factum esse claruerit occupatis prius bonis et rerum omnium descriptione perfecta . . .' Cod. Theod. x. 10. 1. 1 1. ' Ex privatorum . . . sol- licitudine coiitractuum . . . illis . . . personis a quibus pnblici muneris injuncta curantur, nullum fomitem calumniae patimur litis accendi. Cur enim continentiam venditionis alienae inquisitio palatina rimetur ?' Ibid. 1. 29. ^ The following instances show thiit this usage was applied primarily to cases in which the royal interests were concerned, and that the witnesses supplied the evidence of the neighbourhood : ' Item volumus ut omnis inqui- sitio quae de rebus ad jus fisci nostri pertinentibus facienda est, non per testes qui producti fuerint sed per iUos qui in eo comitatu meliores et vera- ciores esse cognoscuntur, per illorum testimonium inqui.sitio fiat, etjuxta quod ilii itide testificati fuerint vel contineantur vel reddantur.' Capit. 829. § 2. ' Ut pagenses per sacramentum aliorum hominum causas non inquiran- tur nisi tantum dominicas.' Capit. 819. § i ; Brunner, p. 88; Baluze, i. p. 409. ' Ut in omni comitatu hi qui meliores et veraciores inveniri possunt eligantur a missis nostris ad inquisitiones faciendas et rei veritatem dicen- dam et ut adjutores comitum sint ad justitias faciendas.' Baluze, i. 449. The best instances for comparison .are the Assizes of Clarendon and North.ampton, the Inquest of Sheriffs, and the Capitula of 1 194 ; they may be compared with tlie capitula data missis in 802, e.g. ' de fidelitate jusju- randum ut omnes repromittant ; ' Baluze, i. 267. ' Inquir.atur qui sunt qui debent domino regi homagium et non fecerunt ; ' Inquest of Sheriffs, art. xi. 'Item justitiae capi.ant domini regis fidelitates;' Ass. North.ampt. art. 5. Or again on the subject of criminals, fugitives, strangers, forgers, the effects of war, abundant coincidences of the most striking character will be found in the capitularies of 802, 806, 819, 829, 854, 860, 865. The following ex- tract from a capitulary of 868 is in close parallel witli the instructions for the Domesday Inquest : ' Inquirant quoque quot (canonici, etc.) tempore avi nostri Karoli et domini genitoris nostri Hludovici unoquoque in loco fuerint et quot modo sint ; et ubi loca a Nortmannis sive a quibuslibet aliis destructa ot penitus adnullata, quot ibi nunc propter paucititem rerum et devastationem eorundem constitui vel ordinari possint ; ' Baluze, ii. 1 39. 6 14 Constitutional History. [chap. The Inquest by the existence of the kindred principle, undeveloped indeed perpetuated -> ■, ^ .,.. i^i p-n i in Nor- and early forgotten, in the jurisprudence of the rest oi France\ mandy from i i i i • i • -».t "i the Karo- The order to hold such inquest was a royal, or in JSormandy times. a ducal privilege, although it was executed by the ordinary local officers ; primarily it was employed to ascertain the rights and interests of the Crown ; by special favour permission was ob- tained to use it in the concerns of the churches and of private individuals ^. Even under this system the sworn recognitors were rather witnesses than judges ; they swore to facts within their own knowledge ; the magistrate to whom the inquiry was entrusted was the inquirer, and he inquired through the oath of men sworn to speak the truth and selected in consequence of their character and local knowledge. This was the Such was the instrument which, introduced in its rough sim- sourcG of trial by jury.jilicity at the Conquest, was developed by the lawyers of the Plantagenet period into the modern trial by jury. Henry II expanded and consolidated the system so much that he was not unnaturally regarded as the founder of it in its English character. From being an exceptional favour, it became under his hand a part of the settled law of the land, a I'esource which was open to ^ The continuance of the system in France from the Karolingian times and tlirough the Nonnan period is proved by Dr. Bruiiner in his work so frequently referred to above. The most curious phaenomenon in connexion with it is the fact that it was only on English soil that it gained much develojmient, the Norman lawyers seeing themselves rapidly outstripped by those of England, and the institution withering away in the rest of France until it became extinct. ' The coincidences between the practice described by Glanvill and the usages of the Great Coutumier of Normandy have of course led to two opposite theories ; one that the Norman usage was a faulty imitation of the English ; the other that tlie system was transjdanted full-grown from Normandy to Jiiigland. Neither is true ; the system of recognition existed in Normandy before it was brought to England, hut it was developed in England, and that (levclo|)ment prol)ably liad a reflex influence on Nor- mandy. It would be wrong to suj)pose that the (ircat C!ofltuniicr affords an exact jiicture of the Normandy even of Henry II's reign, much more that the I'^tiglish system developed from a germ which is represented by the Great ('outumier. There are however in the minute legal peculiarities of the Norman recognitions as described in tliat work, signs of a primitive character, a simi)licity .and general a])plicability which seem to show that it had ln;en naturaliseii there in a much I'arlier form than it was in England, and this confirms the historical and documentary evidence. The whole subject is interesting, but it involves a great quantity of minute legal details which have very slight connexion with our present inquiries. XIII.] Origin of Juries. 615 every suitor. The recognitions are mentioned by Ralph Niger ^ Recogni- as one of his expedients of tyranny ; by Ranulf Glauvill as a said to be , . . an invention boon conierreu by royal benevolence on the people, and with the of Henry II. counsel and consent of the nobles. John, in a charter granted to the church of Beverley, forbids that the rights of that church should be damaged by assizes or recognitions, and adds that the pleas shall be held in the court of the provost as they were in the reign of Hemy I, before recognitions or assizes had been oi'dained in the kingdom ^. So early had Henry II acquired the fame of having instituted the system, which he had indeed remodelled and made a part of the common right of his subjects, but which had certainly existed under his four predecessors. The application of the principle to legal matters — for we have His use of 1 • 1 • o 1 11 ■. 1 1 , it in the already noticed its fiscal use — may be placed under two heads : assizes. the inquest in civil matters exemplified in the Great Assize and in the Assizes of Novel disseisin, Mort d'ancester. Darrein presentment, and others ; and the inquest of presentment in criminal matters, which appears in the Assizes of Clarendon and Northampton. The Great Assize was, according to Glanvill, a The Great . . . Assize, royal boon by which wholesome provision was made for the lives of men and the integrity of the State, so that in maintaining theii' right to the possession of their freeholds the suitors may not be exposed to the doubtful issue of trial by battle. This institution proceeds from the highest equity, for the right which after much and long delay can scarcely be said to be proved by battle, is by the beneficial use of this constitution more rapidly and more convenicntlv demonstrated ^. It is in fact the most An equitable institution. distinct mark of the original equity with which the royal juris- diction, as civilisation and legal knowledge advanced, was applied to remedy the evils inherent in the rough and indiscriminating formality of the popular tribunals : such the inquest had been under the Karolings, such was the recognition or assize under ' Above, p. 492, note i. * ' Ubi placita inde fuerunt et esse consueverunt tempore regis Henrici patris nostri vol tempore Henrici regis avi patris nostri, antequam recog- nitiones vel assisae in resfno iiostro e.ssent coiistitutae . . . d . . 8° Oct. anno regni nostri quarto.' Houard, Anciennes Loix, ii. 288. * Glanvill, de Legibus, ii. 7 ; above, p. 575. 6i6 Constitutional History. [chap. Trial by battle dis- liked. Process of the Great Assize. Oath of the recognitors. the Plantagenets. The trial by battle was in England an in- novation ; it was one from which the English recoiled as an instrument associated with tyranny, if not devised for the pur- poses of tyrants ; and the charters of the boroughs frequently contain a provision, dearly bought no doubt but greatly valued, that the burghers shall not be liable to its use^. In the place of this barbarous foreign custom, the following machinery is applied ; the possessor of the freehold in dispute applies to the Curia Regis to stop all proceedings in the local courts until a recognition has taken place as to the right of the claimant^ : and thereupon a writ is issued to the sheriff to that effect. The party in possession is thus said to have placed himself on the assize ; and the next step is taken by the claimant, who demands a writ by which four lawful knights of the county or neighbour- hood shall be empowered to choose twelve lawful knights of the same neighbourhood, who shall declare on oath which of the two litigants has the greater right to the land in question ^. The writ accordingly is issued, addressed to the sheriff, directing him to summon four knights to appear at Westminster to choose the twelve. They appear in due course, and under oath nominate the twelve recognitors, who are tlien summoned to appear before the king or his justices prepared to make their declaration*. On the day fixed they present themselves, and the suit proceeds ; if the twelve are acquainted with the circumstances in dispute and are unanimous, the transaction is complete ; they are sworn 'that they will not speak falsehood nor conceal truth' according to knowledge gained by eye-witness or ' by the Avords of their fathers and by such words as they are bound to have such con- fidence in as if they were their owii^.' The declaration made, the sentence is issued. If liowevcr the twelve kniglits or any of them are ignorant, or if tliey disagree, otlieis are to be called in wlio have tin; requisite infoimation ; and wlien the complete number of twelve unanimous witnesses will depose to the fact, ' See the Charter of London, Select Charters, p. 103 ; Wincliester, ib. p. 257 ; Lincoln, ib. p. 258 ; above, p. 425, uotc i. * (Jlanviil, ii. 7. 3 j],ij ^ jq ' Ibid. c. 12. 5 Ibid. c. 17. xiTi.] Assizes of Henry II. 617 their verdict is of the same account. The proceedings in the Other assizes. other assizes are of the same kind, save that the twelve recognitors are nominated hy the sheriff himself without the intervention of the four knights electors'. The date of the oris^nal enactment of the Great Assize is un- Recopni- ° , . . tions before known ; but the use of reco2:nition by twelve sworn witnesses the itinerant * , justices. is prescribed in the Constitutions of Clarendon for cases of dis- pute as to lay or clerical tenure ^. It there appears as a part of the work of the ' capitalis justitia.' From Glanvill it is clear that such litigation might be transacted before the itinerant justices ; and the Assize of Northampton of 1 1 7 6 places among the agenda of the ejTC recognitions of the seisin of heirs, and of 'disseisin upon the assize,' under which descriptions we may detect the cases of Mort d'ancester and Novel disseisin''. In 1 194 the grand jury of the hundred are empowered to act on all the business of the session, in which are included all recognitions and assizes ordered by the king's writ, and even recognitions under the Great Assize where the property in dispute is worth five pounds a year or less*. In 1198 the sum is raised to ten pounds, and the elections under the Great Assize are to be made before the itinerant justices. The great charter of John likewise retains the three recognitions of Novel disseisin, Mort d'ancester, and Darrein presentment, to be heard in the quarterly county courts by the justices and four chosen knights* : and the charter of 12 17 orders the same rule to be observed once a year*, except in cases of Darrein presentment, which are reserved for the justices of the bench. The recognitions have become a per- manent and regular part of the county business. The development of the jury of presentment is, after its The jury of 1 TT Tx 111 IJi-esontnient reconstitution or creation by Heniy 11, marked by con-e- of criminals. sponding stages of progress. But its origin is less clear. By some jurists it is brought into close connexion with the system ' Glanvill, lib. xiii. cc. I, 2 sq. ^ 'Recognitione duodeeim legalium hominum.' Art. 9; Select Charters, P- 133- ^ Art. 5 ; Select Charters, p. 145. * Articles 2 and 18; Select Charters, pp. 252, 253. * Art. 18. * Articles 13 and 15 ; Select Charters, p. 336. 6i8 Constitutional History. [chap. Theory of the origin of jury in criminal Assize of Clarendon. of compurgation, the jurors who present the list of criminals representing the compurgators of the accuser \ and the jury which at a later period was impannelled to traverse the pre- sentment, representing the compurgators of the accused. Others again connect it with the supposed institution of the collective frankpledge, the corporate responsibility of the tithing, the hundred, and the shire for the production of offenders, which has played so large a part in constitutional theories, but which rests on very slight foundation of fact ^. The frithhorh was neither a body of compurgators nor a jury of presentment. As a matter of history it seems lawful to regai-d the presentment as a part of the duty of the local courts for which an immemorial antiquity may be claimed with at least a strong probability. The leet juries of the small local courts do not draw their origin from anj;- legal enactment, and bear every mark of the utmost antiquity. By them amercements are still made and present- ments offered under oath, although their action is restricted and superseded by newer expedients. But their procedure affords some warrant for believing that the twelve senior thegns who swore in the county court to accuse none falsely were a jury of presentment. If such a theory be accepted, the mention of the juratores of- the shire and hundred which occurs in the Pipe Roll of Henry I is accounted for, and with it the mention of a criminal jury in the Constitutions of Clarendon^. The obscurity of this side of the subject may be regarded as parallel with the scantiness of evidence which we have already noticed as to the recognition. From the year 1166 however the history of the criminal jury is clear. By the Assize of Clarendon inquest is to be made through each county and through each hundred, by twelve lawful men of the hundred and by four lawful men of each township, ' by their oath that they will speak the truth.' * This is the theory of Eogge, as stated by Brunner, pp. 25, 26. Hickes long ago Htated tlic fact tliat tlicre is no real connexion between jury and compurgation. The common use of the number twelve is misleading. * The theory of (1. L. von Maurer; Brunner, p. 26. ^ Const. Clar. art. 6 : ' Et si tales fuerint qui eulpantur quod non velit vel non audcat alif{uiH eos accusare, vicecomes re(iuiHitus ab episcopo faciet jurare duodccini legales hominen dc vicineto, seu do villa, coram episcopo, quod iudo veritatein secundum conscientiam suani manifestabunt.' XIII.] The Grand Jury. 619 By these all persons of evil fame are to be presented to the Procedure 1 1 •!< 1 y •! • ii on present- justices, and then to proceed to the ordeal : it they iail in the ment. ordeal they undergo the legal punishment ; if they sustain the ordeal, yet, as the presentment against them is based on the evi- dence of the neighbourhood on the score of bad character, they are to abjure the kingdom ^ The jury of presentment is reduced to a still more definite furm, and i-eceives a more distinct repre- sentative character in the Assize of Northami^ton'^, and in the Assize of i ' Northaiui)- Articles of Visitation of 11 94 : in the latter capitulary the plan ton, and eyre used for nominating tlie recognitors of the Great Assize is applied to the Grand Jury, for so the body now coni-tituted may be termed : — 'In the first place, four knights are to be chosen from the whole county, who by their oath sliall choose two lawful knights of each hvmdred or wapentake, and those two shall choose upon oath ten knights of each hundred or wapentake, or if knights be wanting, legal and free men, so that these twelve may answer under all heads concerning their whole hundred or wapentake^.' The heads on which they answer include not only the assizes which have been already referred to in connexion with the jury, but all the pleas of the Crown, the trial of malefactors and their receivers as well as a vast amount of fiscal business. The later Later deve- lopment of development of these juries does not fall under our present in- thejurj-. quiry, but it may be generally stated thus : at an early period, even before the al)olition of ordeal by the Lateran Council of 1 2 15, a petty jury was allowed to disprove the truth of the pre- sentment, and after the abolition of ordeal that expedient came into general use^ The further change in the character of the jurors, by which they became judges of fact instead of witnesses, is common to the civil and criminal jury alike. As it became difficult to find juries personally well informed as to the point at issue, the jurors summoned were allowed first to add to their number persons who possessed the requisite knowledge, under 1 Assize of Clarendon, art. i ; Select Charters, p. 137. * Assize of Northampton, art. I ; Select Charters, p. I43. ' Hoveden, 'i'. 262; Select Charters, p. 251. * On the subsequent history of criminal jury, see Forsyth, Trial by Jury, pp. 199 sq., where the legal growth of the institution is traced with admirable clearness. 620 Constitutional Histori/. [chap. Later the title of afForcement. After tins proceeding had been some character . . , _ i <• i • of jury. time in use, the afForcing jurors were separated from the unin- formed jurors and relieved them altogether from their character of witnesses. The verdict of the jury no longer represented their previous knowledge of the case, but the result of the evidence afforded by the witnesses of the fact ; and they became accord- ingly judges of the fact, the law being declared by the presiding officer acting in the king's name. Judicium In all these points we see distinctly the growth of a principle panum. / _ . of representation, especially applied to the work of the county courts or growing up in them. The 'judicium parium' however, which is mentioned in Magna Carta, has a wider application than this. It covers all cases of amercement in the county, the hundred, and the manorial courts, and exhibits a principle which, rooted in primitive antiquity, is capable of infinite development and beneficial application ; and this we have seen exemplified in the assessment processes described above. Connexion of It remains then briefly to point out the direct connexion jury with the , ^i . i • t ^i represents- between the jury system and county representation, in the earliest existing records of recognitions, the way in which the jurors are to be selected is not clearly laid down\ The re- cognitions of the Norman reigns are regarded as acts of the county court, and the possibility of election by the suitors is not excluded : it is however more probable that the recognitors were selected by the sheriff, possibly by rotation from a general list, possibly according to their nearness to the spot or acquaint- ance with the business in hand. On the institution of the assizes of Novel disseisin, Mort d'ancestcr, and Darrein pre- sentment, the sheriff summoned the requisite number of jurors at his discretion, and the i)lea was held at a place named in the writ of summons, in such a way as to imply that it was to be heard not in the legular county court, but in a special session''', ' In the early instances given by Palgrave, pp. clxxviii sq., we have (i) '(luibuH (kc. HcyrJH) con)Tregjatin, clvjantnr plnres de illis Anglis qui Hciunt quoniodo terrao jacubaiit,' S;c. ; (2) ' I'raucipio quod praecipias Hanioneni filiuin Vitalis et probis vicinis de Santwic, qaos JJaiiio 7wminabit, ut dicant veritatem.' See above, j). 395. ^ (jllauvill, xiii. 3 : ' Ab initio eligondi sunt duodecim liberi et legales XIII.] Principle of Representation. 621 The Great Assize was differently constituted : there the sheriff The RecoK- , , , . , nitioiis lield nominated tour electors to ciioose the twelve recognitors, and inthe county the trial took place before the justices itinerant in the county, or before the court at Westminster ^ The articles of 11 94 place the election of the recognitors, with all the other business of the eyre, in the hands of the grand jury^ ; those of 1 198 direct that it shall take place before the justices in the full county court ' ; Magna Carta completes the process, enacting that the assizes shall be taken quarterly in the county court before two justices sent by the king, and four knights of the county, chosen by the county*. The constitution of the grand jury of inquest is Method of similarly developed. The twelve legal knights of the sliire, the Grand Jury, twelve lawful men of the hundred, and the four men of the township mentioned in the Assize of Clarendon, may have ap- peared in rotation, or may have been selected by the sheriff or the hundredman or the reeve: but in 11 94 they are nominated, through a process of cooptation, by four elected knights". These elected knights may still have been nominated by the sheriff, but it is more probable that they were chosen by the suitors, first Probably a because the appointment of coroners, which is directed in the by the same document, was made by election of the freeholders, and intended as a check on the power of the sheriff " ; and, secondly, because the term ' eligendi ' may be reasonably interpreted by the clause of INIagna Carta just referred to''. The mode of nominating the grand jury was modified in later practice, and homines de vieineto secundum formam in brevi expressam.' The writ merely orders the sheriff to summon and ' imbreviate ' twelve recognitors. Even here however there was room for a real election. * Glanvill, ii. 10-12. * Art. 2 : 'Item de omnibus recognitionibus,' &c. Above, p. 617. ' ' Et capientur coram eis electiones magnae assisae per mandatum domini regis vel ejus capitalis justitiae.' Hoveden, iv. 61. * Art. 18. * ' In primis eligendi sunt quatuor milites de toto comitatu, qui per sacramentum suum eligant duos legales milites de quolibet hundredo vel wapentacco, et illi duo eligant super sacramentum suum x. milites de singulis hundredis vel wapentaccis ; vel si milites defuerint, legates et liberos homines, ita quod illi xii. in simul respondeant de omnibus capitulis de toto hundredo vel wapentacco.' Hoveden, iii. 262. " Ibid. p. 263. Art. 20. '' ' Cum quatuor militibus cujuslibet comitatua electis per comitatum.' Art. 18. 623 Constitutional History, [chap. Elective principle. Illustration from fiscal usages. Magna Carta executed on inquest by twelve chosen knights of each shire. Council at Oxford in 1213- the element of popular election was altogether eliminated; in the period before us, however, it furnishes an important illus- tration of the usage of election which was so soon to he applied to parliamentary representation. In both the systems of judicial jury we have thus the same result, a body of four knights repre- senting the county court for this special purpose, in one case certainly, and in the other probably, chosen by the county court itself. In the fiscal business we have another analogy ; the carucage of 1198 is assessed before a knight and a clerk of the Exchequer acting on behalf of the Crown, and the sheriff and lawful knights ' electi ad hoc ' acting on behalf of the shire : it was collected by two knights of the hundred, who paid it to the sheriff, and he accounted for it at the Exchequer ^ We are thus prepared for the great executory measure of 1 2 1 5, under which the articles of the charter were to be carried out by an inquest of twelve sworn knights in each county, chosen in the county court and of the county itself '^ : and we understand the summons to the council at Oxford of 12 13, in which the sheriff of each county is ordered to send four discreet men of his county to speak with the king on the business of the realm '. In the four discreet men of the shire we detect the old representative idea of the four good men of the township, who ajjpeared in the shire-moot : now they are summoned to a national assembly which is itself a concentration of the county courts. It is not however yet certain whether the four discreet men, the pre- decessors of the two discreet knights of later times, were on this occasion elected by the shire. On the analogy of the other elections it might be presumed that they were ; but the fact that only a week's notice was given to the sheriffs seems to pre- clude the possibility of a general election. Nor is it necessary to antedate tlic growth of an institution, when the later steps ' Hovedcn, iv. 46 h((. ; Select Cliartcrs, p. 249 ; above, p. 510. ''■ Art. 48: ' Statini in([uiratitiir per duodecirii niilitcH juratos de eodem comitatn, (pii deiiunt cligi per ])rc>boM lioniino.s ejusdeni couiitatus.' See also Patent RoIIh, i. 180; Select CliartcrH, p. 29S. " Report on the Dignity of a Peer, App. i. p. 2 : ' Et quatuor diHcretos homincH de coniitatu tuo illuc venire facias ad no.s ad eundeni terniinuin ad lo^6 Constitutional History. [chap. Records and was probably, in England, derived from the extensive docu- gis ers. jjigQ^ai-y machinery of the Church of Rome, which in its turn was derived fi-om the similar practice of the later Empire ^. The writs of the Norman Curia may not improbably have been drawn by continuous practice from the formulae of the impe- rial system of the Franks, great stores of which are to be found in the collections of Maixulf and other jurists ^. The growth of the system is accordingly complex, the written forms of pro- cedure, both lay and clerical, being developed side by side, or in constant entanglement with one another, as might well be the case when they were drawn up by the same writer. It is however interesting to observe that the custom of registering the acts of court, and retaining copies of all letters issued by the king, seems to have been introduced either late in the reign of Increase Henry II or under Richard and John, under whom, as has been accession of already mentioned, the great series of national records begin. John. _ , •' ' o ... . William Longchamp, the chancellor and justiciar of Richard, who with all his great faults must have also had a great capacity for business, and who, as we learn from the Red Book of the Exchequer ^, took pains to make himself familiar with its details, must have authorised, pei'haps suggested, the enrolment of the acts of the Curia : it was cai'ried out under his vice-chancellor Episcopal ^^d successor Bishop Eustace. The enrolment of charters and registers. ^f letters patent and close begins in the chauccllorsliip of Hubert Walter, and is carried out by Walter de Grey, afterwards ai'ch- bishop of York, who has left in the register of his archiepi- scopal acts one of the earliest existing records of the kind. The Lincoln registers begin with the acts of Bishop Hugh of Wells, who had been a deputy of the chancellor from 1200 to 1209*. ' On the rej^nstration of papal letters see the preface to .Taffc's Regesta Pontificuin, and also to his Monumenta Gregoriami. Gregory VII, in a letter to Hubert of Teroiianne, mentions his own register. The practice existed at Rome from tiie days of (iregory I or earlier; the most ancient remains however are those of the registers of Gregory I, John VIII, and Gregory VII. 'I'lie series from Innocent III to i'ius V is complete. ''■ Illustrations of this will be found in Brunner, as quoted above, p. 391. ^ (Quoted above, p. 431, note 4. ' Of course there may have been episcopal registers, as there may have been royal records, earlier, but there is no evidence that such existed. The York and Lincoln registers are the most ancient : those of Canterbury XIII.] Begistration of Records. 6^y If the episcopal registers were drawn up in imitation of the Papal royal rolls, the latter owed both idea and form to the papal registry, the influence of which was under Innocent III supreme in Europe, and which could trace its method through the ' regesta ' of Gregory VII and the earlier popes, to the practice of the ancient republic. In such matters it would not be fair to say that Church and State borrowed from each other; each had a vitality and a development of its own, but each gained strength, versatility, and definiteness from their close union ; and that close union was made closer still whilst the business of the two was conducted by the same administrators. 167. We have now, however imperfectly, traced the process Summary of of events by which the English nation had reached that point of national , . , . , . , , . p -J. • growth and conscious unity and identity which made it necessary tor it to organisa- act as a self-governing and political body, a self-reliant and self-sustained nation, — a power in Europe, basing its claims for respect not on the accidental position or foreign acquisitions of its kings, but on its own internal strength and cohesion, its growth in good government, and its capacity for a share in the common polity of Christendom. "We have also tried to trace the process by which its internal organisation had been so framed, modified, and strengthened, that when the occasion came it was able to answer to the strain : by which, when the need of representative institutions made itself felt, the mere concentration and adaptation of existing machinery supplied all that was required. The century that follows Magna Carta was an age of growth, of luxuriant, even premature, development, the end of which was to strengthen and likewise to define the several constituent parts of the organic whole. The three estates made their way, through this time of training, to a realisation of their distinct identity, and gained such a consciousness of their begin in 1278; Winchester in 1282; Exeter in 1257; Hereford in 1275; Worcester in 1268; Salisbury in 1297; Lichfield in 1296; Norwich in 1299 ; Carlisle in 1292 ; the other sees have records beginning early in the next century. The collection of letters, such as those of Lanfranc, Anselm and Becket, seems to have been a literary work and not a registration, although in many points it answers the same purpose. 638 Constitutional History. Summary of distinct s])heres of work as enabled them to act without entan- the jiomts of ^ . national glement of machinery or waste of power. The constitution Avhich reached its formal and definite, maturity under Edward I had to learn easy and economic working under his successors. In that lesson it had also severe experiences of struggle, defect, and failure : its representative men lose the grace and simplicity of the earlier times ; personal and territorial aims waste the energies of the better and wiser, and divide into permanent factions the ignorant and more selfish. Yet the continuity of life, and the continuity of national purpose, never falls : even the great struggle of all, the long labour that extends from the Reformation to the Revolution, leaves the organisation, the origin of which we have been tracing, unbroken in its conscious identity, stronger in the strength in which it has persevered and grown mightier through trial. The further investigation of this history in its political as well as in its mechanical aspect must begin from Magna Carta, as a new starting-point. END OF VOL. I. VJ rtv n '•^^■■0 . ■ ■'■ .'•^ -St 'oil UC SOUTHERN REGIONAL LIBRARY FACILITY AA 001 141 701 1