a^ As Al OS m 05 2 3 1 m ,:Z DENNIS & CO. INC. Law Book Publishers 251 MAIN STREET BUFFALO 3, N Y UNIVERSITY OF CALIFORNIA LOS ANGELES SCHOOL OF LAW LIBRARY / THE LAW OF TRADEMARKS, TRADENAMES AND UNFAIR COMPETITION INCLUDING TRADE SECRETS; GOODWILL; THE FEDERAL TRADE- MARK ACTS OF 1870, 1881 AND 1905; THE TRADE- MARK REGISTRATION ACTS OF THE STATES AND TERRITORIES; AND THE CANADIAN TRADEMARK AND DESIGN ACT; WITH FORMS. BY JAMES LOVE HOPKINS SECOND EDITION CHICAGO CALLAGHAN AND COMPANY 1905 COPYBIQHT 1905 BY CALLAGHAN & COMPANY T M. H. VKSTAIi BOOK COMPOSITION CHICAQO pit: AUTHOR'S NOTE. Froude, in his essay on the Science of History, said, "Opinions alter, manners change, creeds rise and fall, but the moral law is written on the tablets of eternity." In the law of trademarks is contained the first recog- nition by the courts of the principle that no man should be permitted to pass off his goods as those of another. Does the fact that this department of our law is of so re- cent origin import that, in the past, English speaking traders were more honest in their dealings 1 The answer to that question must be looked for in the pages of his- tory. Even if Napoleon was correct in his assertion that history was ''but a fiction agreed upon," it contains the only evidence available for our purpose. Furthermore, Buckle's theor}^ that history, though conflicting as to the character and achievements of individuals, is still har- monious as to the manners of a given period, leads us to believe that the authors to whom we purpose to briefly refer may, for the purpose of our inquiry, be deemed authoritative. Writing of the conditions existing in England during the Anglo-Saxon period, JIume says "Wliatever we may imagine concerning the usual truth and sincerity of men who" live in a rude and barbarous state, there is much more falsehood, and even perjury among them, than among c'ivilized nations; virtue, which is nothing but a more enlarged and more cultivated reason, never flour- ishes to any degree, nor is founded on steady principles of honour, except where a good education becomes gen- eral; and where men are taught the pernicious conse- quences of vice, treachery, and immorality. Even super- lU f\ iv author's note. stition, though more prevalent among ignorant nations, is but a poor supply for the defects in knowledge and education; our European ancestors, who employed every moment the expedient of swearing on extraordinary crosses, and relics, were less honourable in all engage- ments than their posterity, who, from experience, have omitted those ineffectual securities. This general prone- ness to perjury was much increased by the usual want of discernment in judges, who could not discuss an intri- cate evidence, and were obliged to number, not weigh, the testimony of the witnesses." Daniel De Foe (whom Taine describes as *'one of those indefatigable labourers and obstinate combatants, who, ill-treated, caluminated, imprisoned, succeeded by their uprightness, common sense, and energy in gaining Eng- land over to their side") published in 1725 and 1727 his book, ''The Complete English Tradesman," in which he treats of the ethics of English trade. In that work he refers to the "shop rhetorick" and "flux of falsehoods" used by tradesmen in disposing of their wares, and the common practice of keeping on hand a bag of spurious or debased coin from which to make change. Charles Lamb said this work was "of a vile and debasing ten- dency." The French critic is probably the better judge of De Foe> In 1859 Herbert Spencer in his essay on "The Morals of Trade," treats of the ethics of the same tradesmen more than a century later. He refers to "the often-told tale of adulterations," and says "It is not true, as many suppose, that only the lower classes of the commercial world are guilty of fraudulent dealing. Those above them are a great extent blameworthy. On the average, men who deal in bales and tons differ but little in moral- ity from men who deal in yards and pounds. Illicit prac- tices of every form and shade, from venial deception up to all but direct theft, may be brought home to the higher AUTUOR S NOTE. grades of our commercial world. Tricks Innumerable, lies acted or uttered, elaborately-devised frauds, are prevalent; many of them established as 'customs of the trade'; nay, not only established, but defended. * * * We cannot here enlarge on the not uncommon trick of using false trademarks, or of imitating another maker's wrappers. * * * Omitting the highest mercantile classes, a few of the less common trades, and those ex- ceptional cases where an entire command of the market has been obtained, the unifonn testimony of competent judges is, that success is incompatible with strict integ- rity. To live in the commercial world it appears neces- sary to adopt its ethical code; neither exceeding nor fall- ing short of it— neither being less honest nor more hon- est. Those who sink below its standard are expelled; 'while those who rise above it are either pulled down to it or ruined. As, in self-defense, the civilized man be- comes savage among savages; so it seems that in self-de- fense, the scrupulous trader is obliged to become as little scrupulous as his competitors. It has been said that the law of the animal creation is— 'Eat and be eaten'; and of our trading community it may similarly be said that its law is— cheat and be cheated. A system of keen compe- tition, carried on, as it is, without adequate moral re- straint, is very much a system of commercial cannibal- ism. Its alternatives are— Use the same weapons as your antagonists or be conquered and devoured." If the statements of those three writers are to be ac- cepted as evidence, and they would seem to be the best evidence, as to the ethics of trade in England at the sev- eral periods referred to, it would appear that the present condition of trade as to fairness in competition is far more wholesome. That bettered condition must be at- tributed largely to the judicial evolution of the principles treated in this book. In this conclusion, the author is supported by Sir Fred- vi author's note. erick Pollock. In his First Book of Jurisprudence he says, ^'Eules of law may well have, in particular circum- stances, an effective influence in maintaining, reinforc- ing, and even elevating the standard of current morality. The moral ideal present to lawgivers and judges, if it does not always come up to the highest that has been con- ceived, will at least be, generally speaking, above the common average of practice; it will represent the stand- ard of the best sort of citizens. This is especially the case in matters of good faith, whether we look to com- mercial honesty or to relations of personal confidence. With few exceptions, the law has, in such matters, been constantly ahead not only of the practice but of the or- dinary professions of business men." Ethical evolution and organic evolution alike are ac- complished slowly, and the possibilities of each are alike limitless. From the days when the Anglo-Saxon judges numbered the witnesses because of inability to weigh their testimony, to the era when the requirement of fair- ness in trade was established, the English-speaking peo- ple have made immeasurable ethical progress. To that progress, the science of law has made many contribu- tions, and has been indispensible. We are dealing in the subjects comprised in this book with the highest ethical development of that which we term the common law. The standard set for the regula- tion of competition by the modem decisions evidences the high degree of ethical development of the modem judiciary. It is not to be expected that all of the decis- ions should reach the same altitude as the foremost. To say this, is merely to say that the judges who wrote the opinions were not of equal ability and learning. It is impossible that they should be. But on the whole, the body of cases with which we here deal, forms the most convincing proof which we have of the steady improve- ment of the morals of trade, and the gradual extinction author's note. vu of that "commercial cannibalism" of vrliicli Spencer wrote less than fifty years ago. It is doubtful whether jurisprudence lias, during any corresponding period in the world's history, been of greater value to the advance- ment of civilization than it has in dealing with the sub- jects here considered, during the past half century. It is a remarkable fact that in this department of the law which has, less than any other, been hampered by statutes and precedents, and which, more than any other, rests upon a foundation purely ethical, there should be found so great harmony between so many independent jurisdictions, English and American. Such legislation as has been effected in the United States has been desul- tory and comparatively ineffective. Its most admirable quality is its non-interference with common-law trade- mark rights. In submitting this more comprehensive work to the profession, it is a subject of gratification to the author that his former book entitled ''The Law of Unfair Trade" has been so generally accepted, and used as a working tool. The present work, it is hoped, will be found more adequate. The late cases have been exhaust- ively dealt with. The addition of the statutes and forms for registration emploj-ed in the several states and terri- tories, and the Dominion of Canada, is intended to facil- itate the business of the practitioner, in registration and litigation outside of the state in which he resides. The forms of pleading have been added to from the best sources. The recently enacted federal trademark act, together with the rules and fonns prescribed by the Com- missioner of Patents for the registration of trademarks and patent office practice under the act, is reproduced in the appendix, while the acts of 1870 and 1881 have been preserved, with their annotations. JA]\IES LOVE HOPKINS. St. Louis, October 1st, 1905. CONTENTS Sec CHAPTER I. PREFATORY. Page. 1. The need of legal restraint of unfair trade 1 2. Trademark defined 3 3. Tradename defined "^ 4. Earliest recognition of trademarks 12 5. The evolution of the law of trademarks 13 6. The relative protection given by patents and trademarks 13 7. Trademarks distinguished from patents and copyrights 14 8. Function ^^ 9. Nature of the right to a trademark 16 10. The test of exclusiveness 1"^ 11. Requisites of a valid trademark 18 12. Perpetual existence 18 13. Territorial limitation 19 14. The necessity of user 20 15. Trademarks as subjects of sale, assignment or bequest 22 16. Assignability of distillery brands and the like 34 17. Unfair competition 35 18. Historical 36 19. Unfair competition distinguished from trademark infringe- ment 40 20. Trade slander and libel 46 21. Are trademarks rights monopolistic in character? 49 22. Title 51 23. Licenses 52 CHAPTER II. THE ACQUISITION OF A TRADEMARK. 24. Who may acquire 55 25. User 57 26. Affixing the mark 58 27. Registration not a means of acquiring 59 28. Acquisition by assignment 61 29. Acquisition by an alien 62 30. Priority of appropriation 62 is. X CONTENTS. CHAPTER III. WHAT CONSTITUTES A VALID TRADEMARK. Sec. Page. 31. The general rule 66 32. It must be truthful 66 33. A dishonest label will invalidate 67 34. The cases of false representation in connection with trade- marks 68 35. Manhattan Medicine Co. v. Wood 71 36. The similar cases— Assignment must be made public in con- junction with the trademark, when 71 37. Unauthorized use of words "patent" or "patented" 72 38. Use of such word or a trademark where there has been a patent 74 39. Names of patented articles 78 40. Generic term, defined 83 41. Illustrations of generic terms 87 42. Examples of valid trademarks, fancy, arbitrary or distinctive words 96 43. Generic terms judicially defined 105 44. The name given an unpatented invention by the inventor 108 45. Necessary name of product 108 46. Marks common to the trade Ill 47. The trademarked article not a trademark 112 48. Packages as trademarks 112 49. Method of arranging goods as trademarks 113 50. Words taken from the dead languages 114 51. Words and phrases from modern foreign languages 115 52. Words become generic through use 120 53. The use of generic names protected 121 54. The test of "origin or ownership" 126 55. Geographical names 128 56. As employed by sole owner of a natural product and its place of production 129 57. When geographical names will be protected as trademarks. . .129 58. Geographical names — The underlying principle 131 59. A false geographical name vitiates trademark 135 60. The right to complain of unfair use of geographical name 136 61. When relief will be granted against fraudulent use of geo- graphical names 136 62. Proper names as trademark 137 63. Names of celebrities 139 64. In general, of one's own name 139 65. The use of proper names in trade 141 66. The use of proper names generally 142 67. Fictitious proper namop 148 CONTENTS. Xi Sec. Page. 68. Revocation of license to use one's own name 149 69. Corporate names 150 70. "Secondary meaning" defined 156 71. Words of double meaning 159 CHAPTER IV. TRADEMARK RIGHTS IN TITLES OF BOOKS AND PERIODICALS. 72. Trademark in title of a book 162 73. Trademark in title of periodical 164 74. Play titles as trademarks 169 CHAPTER V. THE LOSS OF THE RIGHT TO A TRADEMARK'S USE. 75. Laches 172 76. Laches and acquiescence distinguished 174 77. Acquiescence 175 78. Abandonment 176 CHAPTER VI. GOODWILL. 79. Defined 185 80. In particular cases Ig7 81. As a subject of sale 191 82. Goodwill subject to proceedings in eminent domain 195 83. Goodwill in its relation to firm and other names 196 84. Rights of vendor 197 85. Covenants not to re-engage in business 199 86. The valuation of goodwill 204 87. Competition between vendor and vendee 206 88. Partnership goodwill 210 89. Remedies 212 CHAPTER VII. TRADE SECRETS; RIGHT OF PRIVACY. 90. Introductory 219 91. Where equity will not interfere 220 92. Protection in equity 221 93. The right of privacy 231 ill CONTENTS. CHAPTER VIII. INFRINGEMENT. Sec. Page. 94. Of infringement generally 242 95. No trademark in form, size, material or color 243 96. The early adjudications 245 97. Infringement of color 247 98. Infringement of size and form 250 99. Intent and scienter 255 100. What persons liable 257 101. Of labels, generally 258 102. The engraver or manufacturer of the label 259 103. Of counterfeiting trademarks 260 104. Of imitation of trademarks 261 105. Colorable imitation 261 106. The test of probability of deception 262 107. The degree of resemblance which constitutes infringement 263 108. The degree of care expected of the purchaser 264 109. Infringement must be by use on same class of goods 268 110. The value of proof of fraudulent intent 271 111. The manner of establishing fraudulent intent 272 112. Infringing by refilling trademarked packages 273 113. Infringement by refitting and reselling worn trademarked articles 274 114. Infringement by applying a manufacturer's trademark to goods of his to which he does not intend its application 275 115. Substitution 276 116. The use of misleading signs and circulars enjoined 277 117. Infringement by a dissimilar word or mark 280 118. Patent oflBce rulings on similarity of alleged conflicting marks 292 119. Miscellaneous matters relating to infringement 293 120. The use of letters and numerals 295 121. The judicial test of infringement 299 122. Restraint of use of misleading advertisements, and the like... 303 123. Infringement in another jurisdiction 304 124. Trademarks of variable sound and pronunciation 304 125. The effect of a plurality of marks for a single article 306 126. Confusion of mail matter as test of the right to Injunction 308 127. Hotel names and rights created thereby 310 CHAPTER IX. REGISTRATION. 128. Introductory 313 129. The valid registration acts 313 CONTENTS. xiii Sec. Page. 130. The power of congress to protect trademarks 314 131. The constitutionality of the present registration act 315 132. The advantages of registration 320 133. The disadvantages of registration 322 134. Interferences 324 135. Between a registrant and an applicant 324 136. The preliminary statement 325 137. The issues in an interference 326 CHAPTER X. COURTS, PARTIEJS AND CAUSES. 138. Introductory 327 139. Jurisdiction of United States circuit courts 327 140. Jurisdiction of the state courts 331 141. The elements whereon jurisdiction must be predicated 332 142. The parties plaintiff 334 143. The parties defendant 336 144. Forms of action 340 CHAPTER XI. THE CRIMINAL PROSECUTION— FEDERAL AND STATE. 145. The act of 1876 341 146. Section 3449, Revised Statutes 343 147. Criminal liability at common law 344 148. The penal statutes of the several states 345 CHAPTER XII. ACTIONS AT LAW. 149. The form of action 347 150. The declaration 349 151. Defenses 353 152. Damages 355 CHAPTER XIII. THE ACTION IN EQUITY. 153. The basis of equitable jurisdiction 361 154. The bill in equity 364 155. The defenses in equity 368 156. The relief in equity 379 157. Punitive damages in equity 384 158. Increase of damages in equity 385 xiv CONTENTS. Sec. Page. 159. The defendant's credits upon accounting 385 160. Label designing as a judicial function 386 161. Appeals 388 162. Certiorari 389 CHAPTER XIV. MATTER OF PRACTICE AND EVIDENCE. 163. Matter of which courts will take judicial notice 391 164. Expert and other evidence on the question of infringement. . .391 165. Exhibits 394 166. Discovery 395 167. Evidence of recognition by others of plaintiff's right to the mark 396 168. Contempts 397 169. Affidavits 400 CHAPTER XV. COSTS. 170. Generally 402 171. Avoiding costs by submission 402 172. Submission to avoid costs must be complete 404 173. Costs refused successful defendant 404 174. Miscellaneous matters 405 CONTENTS OF APPENDIX. A. Trademark Act of July 8, 1870. Annotated 411 B. Label Registration Act of June 18, 1874. Annotated. Patent Office Rules, and Forms relative thereto 424 C. Trademark Act of August 14, 1876. Annotated. 442 D. Trademark Act of March 3, 1881. Annotated 446 E. Trademark Act of August 5, 1882 463 F. Trademark Provision of the Tariff Act of 1897. Annotated 466 G. Trademark Act of February 20, 1905. Annotated. Patent Office Rules, and forms relative thereto 468 H. Trademark Statutes of the States and Territories. Annotated. With forms for Registration Applications 515 I. Canadian Trademark and Design Act, with Rules and Forms... 729 J. Bills of Complaint and Answers Judicially Approved 746 Declaration in Warner v. Roehr, Fed. Case No. 17189A 746 Bill of Complaint in Taylor v. Carpenter, 3 Story, 458 749 Bill of Complaint in Carson v. Ury, 39 Fed. Rep. 777 755 Bill of Complaint in McLean v. Fleming, 96 U. S. 245 760 CONTENTS. XV Page. Bill Of Complaint in Richmond Nervine Co. v. Richmond, 159 U. S. 293 '^67 Bill of Complaint in Saxlehner v. Eisner & Mendelson Co., 179 U. S. 19 '^'^2 Bill of Complaint in Hennessy v. Herrmann, 89 Fed. Rep. 669 "^^^ Answer in Benkert v. Feder, 34 Fed. Rep. 534 781 Answer in Brown Chemical Co. v. Meyer, 139 U. S. 540 784 K. Forms of Injunction — Interlocutory and Final Decrees 789 Interlocutory Decree, Benkert v. Feder, 34 Fed. Rep. 534... 789 Writ of Injunction, Boord & Son v. E. G. Lyons Co 791 Final Decree, Royal Baking Powder Co. v. Royal Chemical Co., Price & Steuart, 1 792 Injunction, Gillis v. Hall, 2 Brewst. 342 792 Injunction, Colton v. Thomas, 2 Brewst. 308 793 Injunction, Gillott v. Esterbrook, 47 Barb. 455 793 Injunction, Jurgensen v. Alexander, 24 How. Pr. 269 793 Injunction, Coffeen v. Brunton, 4 McLean, 516 793 Mandate of Circuit Court of Appeals, Feder v. Benkert, 76 Fed. Rep. 613 794 L. Classification of Registered Trademarks 795 M. American and English Bibliography 797 N. International Convention of March 20, 1883 798 O. Trademark Provision of an Act Incorporating the American National Red Cross 805 P. Trademark Laws of Foreign Nations 806 Q. Trademark Treaties of Foreign Nations 807 Index 809 ^^^;;J^,-j:C^^ Hru^^ v^i^Y^^ TABLE OF CASES References are to pages. A. Bauer & Co. v. Distillerie de la Liqueur Benedictine (56 C. C. A. 480), 88, 97. V. Order of Carthusian MonliS (56 C. C. A. 484), 283. V. Siegert (56 0. C. A. 487), 88. Abbott V. Bakers & C. Tea Ass'n (Seb. 379), 262. Abernethy v. Hutchinson (3 L. J. Ch. 214), 225. Acme Harvester Co. v. Craver (110 III. App. 413): 190. Actiengesellschaft Vereingte Ul- tramarine-Fabriken v. Amberg (102 Fed. Rep. 551), 374. V. Amberg (48 C. C. A. 264), 374. Adams v. Heisel (31 Fed. Rep. 279), 5, 113, 243, 291, 419, 450, 452. Addington v. Cullinane (28 Mo. App. 238), 355, 356. Adee v. Peck Bros. & Co. (39 Fed. Rep. 209), 6, 78, 121. A. F. Pike Mfg. Co. v. Cleveland Stone Co. (35 Fed. Rep. 896), 136, 137. Ainsworth v. Walmsley (L. R. 1 Eq. 518), 96, 137, 179, 268, 295, 298, 370, 374. Air Brush Mfg. Co. v. Thayer (84 Fed. Rep. 640), 46, 269, 460. Alaska Packers' Ass'n v. Alaska Imp. Co. (60 Fed. Rep. 103), 24, 72. 353. Albany Perforated Wrapping Pa- per Co. v. John Hoberg Co. (102 Fed. Rep. 157). 308. Albert v. Strange (2 DeG. & Sm. 652), 225. Alden v. Gross (25 Mo. App. 123), 90, 394. A. Leschen & Sons Rope Co. v. Broderick & Bascom Rope Co. (123 Fed. Rep. 149), 459. V. Broderick & Bascom Rope Co. (C. C. A., 134 Fed. Rep. 571), 112, 321. Alexander v. Morse (14 R. I. 153), 286. Alexander Pirie & Sons v Goodall (L. R. 1891, 1 Ch. D. 35), 59. Alff V. Radam (77 Texas, 530), 93. Alleghany Fertilizer Co. v. Wood- side (Fed. Case No. 206), 87, 99, 114, 302. Allegretti v. Allegretti Chocolate Cream Co. (76 111. App. 581), 23. v. Allegretti Chocolate Cream Co. (177 111. 129), 23. Allegretti Chocolate Cream Co. V. Keller (85 Fed. Rep. 643), 45, 144, 268. Allen V. McCarthy (37 Minn. 349), 56, 419. Allen V. McKeen (1 Sumn. 276), 174. Allen B. Wrisley Co. v. Buck (95 Off. Gaz. 2483), 293. V. Geo. E. Rouse Soap Co. (87 Fed. Rep. 589), 248, 254. XVil XVlll TABLE OF CASES. All-Arm References Allen B. Wrisley Co. v. Iowa Soap Co. (104 Fed. Rep. 548), 93. V. Iowa Soap Co. (59 C. C. A. 54), 42, 93. Almy V. California (24 How. 170), 319. American Book Co. v. Gates (85 Fed. Rep. 729), 47. American Brewing Co. v. St. Louis Brewing Co. (47 Mo. App. 14), 249, 279. American Cereal Co. v. Eli Petti- john Cereal Co. (1), (72 Fed. Rep. 903), 135 143, 154. V. Eli Pettijohn Cereal Co. (2), (22 C. C. A. 236), 143, 379. American Coat Pad Co. v. Phoenix Pad Co. (51 C. C. A. 339), 45. American Fibre Chamois Co. v. De Lee (67 Fed. Rep. 329), 99, 374. American Grocer Pub. Co. v. Gro- cer Pub. Co. (25 Hun, 398), 256, 376. American Grocery Co. v. Sloan (68 Fed. Rep. 539), 102, 286. American Novelty & Mfg. Co. v. Manufacturing Electrical Co. (73 N. Y. Supp. 755), 280. American Solid Leather Button Co. V. Anthony (15 R. I. 338), 296, 418. American Tobacco Co. v. Guest (L. R., 1892, 1 Ch. D. 630), 369, 405. American Waltham Watch Co. v. Sandman (96 Fed. Rep. 330), 130. V. United States Watch Co. (173 Mass. 85), 8, 130, 159. American Washboard Co. v. Sagi- naw Mfg. Co. (43 C. C. A. 233), 58, 87. Amoskeag Mfg. Co. v. Garner (1), (55 Barb. 151), 120, 179, 256, 269, 451. are to pages. Amoskeag Mfg. Co. v. Garner (2), (54 How. Pr. 297), 371, 406. V. Spear (2 Sandf., S. C. 599), 105, 127, 175, 176. V. Trainer (101 U. S. 51), 3, 4, 6, 68, 87, 126, 263, 297, 298, 299. Anargyros v. Egyptian Amasis Cigarette Co. (66 N. Y. Supp. 626), 284. Anderson v. Liebig's Extract of Meat Co. (45 L. T. N. S. 757), 47, 92. V. Rowland (18 Tex. Civ. App. 460), 217. Angler v. Webber (14 Allen, 211), 206. Anglo-Swiss Condensed Milk Co. v. Metcalf (L. R. 31 Ch. D. 454), 280. Anheuser-Busch Brewing Ass'n v. Clarke (26 Fed. Rep. 410), 249, 294. V. Fred Miller Brewing Co. (87 Fed. Rep. 864), 45, 124, 137. V. Piza (24 Fed. Rep. 149), 129, 137, 268, 294. Ansell V. Gaubert (Seton, 4th ed. 235), 222. Appeal of Putnam Nail Co. (Cox, Manual, No. 725), 402. Apollinaris Brunnen v. Somborn (Fed. Case No. 496), 283. Apollinaris Co. v. Brumler (Cox, Manual 429), 253. V. Edwards (Seton, 4th ed. 237), 96. V. Herrfeldt (4 P. R. 478), 96, 283. V. Moore (Cox, Manual, Case No. 675), 96. V. Norrish (33 L. T. N. S. 242), 55, 96. V. Scherer (27 Fed. Rep. 18), 96, 337. Armington v. Palmer (43 L. R. A. 95), 151. Arm-Bas TABLE OF CASES. XIX References Armistead v. Blackwell (1 Off. Gaz. 603), 27, 99, 418, 423. Armstrong v. Bitner (71 Md. 118), 188, 209. V. Kleinhaus (82 Ky. 303), 33, 179, 335. Armstrong & Co. v. Savannah Soap Works (53 Fed. Rep. 124), 338. Arthur v. Howard (19 Pa. Co. Ct 81), 101. Arundell v. Bell (52 L. J. Ch. 537), 190. Asbestos & Asbestic Co. v. Wm. Sclater Co. (18 Rap. Jud. Que. C. S. 360), 88. Atkinson v. Atkinson (85 L. T. Jour. 229), 338, 374. V. John E. Doherty & Co. (121 Mich. 372), 238. Atlantic Milling Co. v. Robinson (20 Fed. Rep. 217), 22, 33, 55, 98, 178, 335. V. Rowland (27 Fed. Rep. 24), 38. Atwater v. Castner (32 C. C. A. 77), 93. Aubin V. Holt (2 K. & J. 66), 191. Auerbach & Sons v. Hall & Hay- ward Co. (Ill Off. Gaz. 80G). 325. Auten V. Boys (2 DeG. & J. 62 C), 189. Avery v. Meikle (81 Ky. 73), 5, 277, 299, 361. v. Wilson (20 Fed. Rep. 856), 378, 407. Ayer v. Hall (3 Brewst. 509), 208. Ayers v. Rushton (7 Daly, 9), 89. B Babbitt v. Brown (68 Hun 515), 11, 291. Backus V. Taylor (84 Ind. 503), 212. B. A. Corbin & Son v. Miller, are to pages. Kohlhepp, Giese & Co., (98 Off. Gaz. 1485), 326. Bagby & Rivers Co. v. Rivers (87 Md. 400), 199, 211. Bagley v. Peddle (16 N. Y. 469), 213. Bailly v. Nashawannuck Mfg. Co. (51 Off. Gaz. 970), 101. Bain v. Munro (15 Scot. L. Rep. 260), 190. Baker & Co v. Baker (77 Fed. Rep. 181), 144. Baker v. Baker (53 C. C. A. 157), 154. Baldwin v. Von Micheroux (25 N. Y. Supp. 857), 22, 34, 228, 335. Ball V. Best (135 Fed. Rep. 434), ^ 20, 309. V. Siegel (116 111. 137), 91, 243, 261, 267, 419. Ball & Socket Fastener Co. v. Cohn (90 Fed. Rep. 664), 367. Banks v. Gibson (34 Beavan, 566), 9, 23, 26, 28, 189. Barber v. Connecticut Mutual Life Insurance Co. (15 Fed. Rep. 312), 186. Barlow v. Johnson (7 R. P. C. 395), 103, 124, 282, 301. Barnett v. Leuchars (13 L. T. N. S. 495), 274. Barrett v. Gomm (74 L. T. Jour- nal 388), 294, 375. Barrett Chemical Co. v. Stearn (176 N. Y. 27), 85. Barrows v. Knight (6 R. I. 434), 103, 139, 361. V. Pelsall (Seb. 530), 297. Barry v. Edmunds (116 U. S. 550), 358. Bass V. Dawber (19 L. T. N. S. 625), 402. Bass, Ratcliff & Gretton v. Feigen- span (96 Fed. Rep. 206). 16, 269, 290, 294, 372, 373, 460. XX TABLE OF CASES. Bas-Boa References Bass, Ratcliff & Gretton v. Gug- genheimer (69 Fed. Rep. 271), 369, 403. Bassett v. Percival (87 Mass. 345), 197. Batcheller v. Thomson (1), (86 Fed. Rep. 630), 26, 33, 207. V. Thomson (2), (35 C, C. A. 532), 80. Bateman v. Fargason (4 Fed. Rep. 32), 376. Battersby v. Collier (54 N. Y. Supp. 363), 48. Battershall v. Bauer (91 111. App. 181), 209. Battle V. Finlay (1), (45 Fed. Rep. 796), 97, 110. V. Finlay (2), (50 Fed. Rep. 106), 16, 97, 328, 373. Batty V. Hill (1 H. & M. 264), 94. Beadleston & Woerz v. Cooke Brew. Co. (20C. C. A. 405), 7, 91, 161. Beakin v. Stanton (3 Fed. Rep. 435), 381. Beal V. Chase (31 Mich. 490), 208. Beard v. Turner (13 L. T. N. S. 746), 114, 175, 294. Beebe v. Tolerton & Stetson Co. (117 Iowa 593), 56. Bein v. Heath (12 Howard 168), 381. Bell V. Ellis (33 Cal. 620), 186. Bell V. Gibson (75 N. Y. Supp. 753), 642. V. Locke (8 Paige, 75), 37, 102, 165, 168. Bell & Bogart Soap Co. v. Petrolia Mfg. Co. (54 N. Y. Supp. 663) 227. Benbow v. Low (L. R. 16 Ch. D. 93), 396. Benedictus v. Sullivan (12 P. R. 25), 284. Benkert v. Feder (34 Fed. Rep. 534), 366, 383, 781, 789. Bennett v. McKinley (13 C. C. A. 25). 86. 91, 159, 160. are to pages. Benton v. Ward (59 Fed. Rep. 411), 227. Bergamini v. Bastian (35 La. Ann. 60), 197. Berliner Brauerei Gesellschaft v. Knight (W. N. 1883, p. 70), 104. Bickmore Gall Cure Co. v. Karns (134 Fed. Rep. 833), 45. V. Karns Mfg. Co. (126 Fed. Rep. 573), 393. Bingham School v. Gray (122 No. Car. 699), 143. Bininger v. Clark (60 Barb. 113), 211. Binninger v. Wattles (28 How. Pr. 206), 93, 143. Bissell Chilled Plow Works v, T. M. Bissell Plow Co. (121 Fed. Rep. 357), 17. Black V. Allen (42 Fed. Rep. 618), 367. V. Ehrich (44 Fed. Rep. 793), 90, 164. Blackwell v. Armistead (Fed. Case No. 1474), 51, 99, 285. V. Crabb (36 L. J. Ch. 504), 294. V. Dibrell (Fed. Case No. 1,475), 99, 130, 134, 176. V. Wright (73 N. C. 310), 89, 99, 266. Blakey v. Latham (85 L. T. Jour- nal, 47), 77. Blanchard v. Hill (2 Atk. 484), 13, 36. Block V. Standard Distilling & Dis- tributing Co. (95 Fed. Rep. 978), 45, 366. Bloete V. Simon (19 Abb. N. C. 88), 56, 419. Blofield V. Payne (4 B. & Ad. 410), 295, 347, 358, 373. Bloss V. Bloomer (23 Barb. 604), 354. Boardman v. Meriden Britannia Co. (35 Conn. 402), 296, 298, 373. Bod-Buc TABLE OF CASES. XXI References are to pages. Bodega Co. Ltd. v. Owens (23 Ir. L. R. 371), 354. Boessneck v. Iselin (82 N. Y. Supp. 164), 291. Bolander v. Peterson (136 111. 215), 95. Bolen & Byrne Mfg. Co. v. Jonasch (60 N. Y. Supp. 555). 273. Bond V. Milbourn (20 W. R. 197), 23. Bondier v. Depatie (3 Dorion, 233), 297. Boon V. Moss (70 N. Y. 465), 192. Booth V. Jarrett (52 How. Pr. 169), 146, 178. Borthwick v. Evening Post (L. R. 37 Ch. D. 449), 168. Boston Diatite Co. v. Florence Mfg. Co. (114 Mass. 69), 16, 238, 257. Boutell V. Smith (116 Mass. Ill), 209. Bowden v. Randolph Tp. (41 N. J. Law 462), 638. Bowman v. Floyd (85 Mass. 76), 8. Boynton v. Shaw Stocking Co. (146 Mass. 219), 48. Bozon V. Farlow (1 Mer. 459), 191. Bradbury v. Barden (35 Conn. 577), 191. V. Beeton (39 Law J. Ch. 57). 168. V. Dickens (27 Beav. 53), 27. Bradford v. Peckham (9 R. I. 250), 198, 206. Bradley v. Norton (33 Conn. 157), 98. Rraham v. Beachim (7 Ch. D. 848), 55. V. Bustard (9 L. T. N. S. 199), 99, 114, 181. 242, 262. Brandreth v. Lance (8 Paige, 24), 238. Brant v. Frolich (49 N. J. Law 336), 638. Brass & Iron Works Co. v. Payne (50 Ohio St. 115), 207, 210. Braun & Co. v. Blackwell (19 Off. Gaz. 481), 421. Brennan v. Emery-Bird-Thayer Dry Goods Co. (99 Fed. Rep. 971), 95. V. Emery-Bird-Thayer Dry Goods Co. (47 C. C. A. 532), 95, 158. Brewer v. Lamar (69 Ga. 656), 146. Brill V. Singer Mfg. Co. (41 Ohio St. 127), 79, 243, 253, 419. Bristol V. Equitable Life Assurance Society (132 N. Y. 264), 227. Broadhurst v. Barlow (W. N. 1872, p. 212), 119, 296, 299. Broderick & Bascom Rope Co. v. A. Leschen & Dons Rope Co. (100 Off .Gaz. 3011), 325. Brooklyn White Lead Co. v. Mas- ury (25 Barb. 416), 128. Brower v. Boulton (1), (53 Fed. Rep. 389), 21, 60, 64, 321, 449. V. Boulton (2), (7 C. C. A. 567). 21, 60, 459. Brown v. Braunstein (83 N. Y. Supp. 1096), 279, 377. V. Doscher (147 N. Y. 647), 45, 243. V. Mercer (37 N. Y. Super. CL 265), 656. Brown Chemical Co. v. Meyer (1), (31 Fed. Rep. 453), 124, 188. V. Meyer (2), (139 U. S. 540), 24, 91, 141, 143, 144, 159, 188, 784. V. Sterns (37 Fed. Rep. 360), 91. Browne v. Freeman (1), (12 W. R. 305), 89. 120. 177. V. Freeman (2). (Cox. Manual, 424), 46. 89, 120. Bryson v. Whitehead (1 S. & S. 74), 189. Buckland v. Rice (40 Ohio St. 526). 70. Buck's Stove & Range Co. v. Kiechle (76 Fed. Rep. 758), 248. XXll TABLE OF CASES. Bue-Car References are to pages. Biierk v. Imhaeuser (Fed. Case No. 2107a), 401. Bulena v. Newman (31 N. Y. Supp. 449), 56, 655. Bulloch, Lade & Co. v. Gray (19 Jour. Juris. 218), 92, 128. Bullock V. Chapman (2 DeG. & Sm. 211), 46. Bulte V. Igleheart Bros. (137 Fed. Rep. 492), 24. Bunker v. Kenna (Price & Steuart 883), 279. V. Stevens (26 Fed. Rep. 245), 402. Bunn V. Guy (4 East. 190), 191. Burckhardt v. Burckhardt (36 Ohio St. 261), 23, 213, 215. V. Burckhardt (42 Ohio St. 474), 214, 218. Burfield v. Rouch (31 Beav. 241), 193. Burgess v. Burgess (3 DeG. IT. u G. 896), 128, 140, 141, 144. V Hately (26 Beav. 249), 375, 402, 404. V. Hills (26 Beav. 244), 256, 283, 402, 404. Burke v. Cassin (45 Cal. 467), 94. Burkhardt Co. v. Burkhardt Co. (4 Ohio N. P. 358), 26, 31. Burnett v. Hahn (88 Fed. Rep. 694), 366, 377. V. Leuchars (13 L. T. N. S. 495), 403. V. Phalon (1), (21 How. Pr. 100), 384. V. Phalon (2), (9 Bos. 193), 110. Burt V. Smith (71 Fed. Rep. 161), 249, 253, 291, 299, 328, 329. V. Tucker (178 Mass. 493), 63, 101, 176, 179. Burton v. Stratton (12 Fed. Rep. 696), 22, 70, 79, 104, 108, 120, 122, 129, 158, 181, 299. Bury V. Bedford (4 DeG. J. & S. 352), 25, 30, 31. Butler V. Burleson (16 Vt. 176), 192. V. Fayerweather (33 C. C. A. 625), 398, 400. Byam v. Bullard (Fed. Case No. 2262), 393. Byass v. Sullivan (21 How, Pr. 50), 396. Byron v. Johnston (2 Mer. 29), 43. c Cady v. Schultz (19 R. I. 193), 4, 95, 280. Cahn V. Gottschalk (2 N. Y. Supp. 13), 92, 137, 286. V. Hoffman House (28 N. Y. Supp. 388), 92. California Fig Synip Co. v. Im- proved Fig Syrup Co. (51 Fed. Rep. 296), 88, 122, 338. V. Putnam (66 Fed. Rep. 750), 88, 122. V. Stearns (1), (67 Fed. Rep. 1008), 70, 88, 122. V. Stearns (2), (73 Fed. Rep. 812), 70, 88. V. Worden (95 Fed. Rep. 132), 68, 88, 122. California Fruit Canners' Ass'n v. Meyer (104 Fed. Rep. 82), 132, 136. Campbell Printing Press Co. v. Manhattan R. R. Co. (49 Fed. Rep. 930), 381. Candee v. Deere (54 111. 439), 93, 128, 141, 243, 306. Canham v. Jones (2 V. & B. 218), 219. Cantrell & Cochrane, Ltd. v. Witte- mann (109 Fed. Rep. 82), 259, 380. Carbolic Soap Co. v. Thompson (25 Fed. Rep. 625), 89, 249, 338. Car-Che TABLE OF CASES. XXlll References Carey v. New Home Sewing Ma- chine Co. (101 Off. Gaz. 448), 326. Carey's Appeal (75 Pa. St. 201), 450. Carmichael v. Latimer (11 R. I. 395), 24, 129, 143, 179, 335. Carnrick v. Morson (L. J. N. of C, 1877, p. 71), 101, 286. Carroll v. Ertheiler (1 Fed. Rep. 688), 102, 269, 373, 375. Carrington v. Libby (14 Blatch. 128), 418. Carson v. Ury (39 Fed. Rep. 777), 41. 57, 260, 755. Cartier v. Carlile (31 Beav. 292), 256. 297, 299. V. May (Seb. 200), 297, 399. V. Westhead (Seb. 199), 297. Caruncho v. Stephenson (25 Sol. J. 929), 115. Carver v. Bowker (Seb. 581), 296. V. Pinto Leite (L. R. 7 Ch. D. 90), 296, 339. Cassidy v. Metcalf (1 Mo. App. 593), 200, 208. V. Metcalf (66 Mo. 519), 200, 208. Castle V. Siegfried (103 Calif. 71), 112. Castner v. Coffman (178 U. S. 168). Caswell V. Davis (58 N. Y. 223), 90, 109, 111. V. Hazard (121 N. Y. 484), 26. CaufTman v. Schiiler (123 Fed. Rep. 205), 268. Cave V. Meyers (Seton, 4th ed. 238), 76, 172, 272. Cellular Clothing Co. v. Maxton (L. R. 1S99, A. C. 326), 11, 88. 124, 125, 126, 397. Celluloid Mfg. Co. v. Cellonite Mfg. Co. (32 Fed. Rep. 94), 98, 151, 152, 154, 156, 181, 283, 371. 374, 379. Celluloid Mfg. Co. v. Read (47 Fed. Rep. 712) , 97. 370, 371, 392. are to pages. Centaur Co. v. Heinsfurter (28 C. C. A. 581), 79. V. Hughes Bros Mfg. Co. (34 C. C. A. 127), 79, 88, 109, 122. V. Killenberger (87 Fed. Rep. 725), 79, 122, 375. V. Link (62 N. J. Eq. 147), 81, 88. V. Marshall (38 C. C. A. 413), 79, 256. V. Neathery (34 C. C. A. 118). 79. 88, 109, 122. V. Robinson (91 Fed. Rep. 889), 68, 79, 88, 109, 122. Central Transportation Co. v. Pull- man's Palace Car Co. (139 U. S. 24), 219. C. F. Simmons Med. Co. v. Mans- field Drug Co. (93 Tenn. 84), 256. v. Simmons (81 Fed. Rep. 162), 45, 249. Chadwick v. Covell (151 Mass. 190), 23. Champion v. Ames (188 U. S. 321). 318. Champlin v. Stoddart (30 Hun. 300), 219. Chancellor of Oxford University v. Wilmore-Andrews Pub. Co. (101 Fed. Rep. 443), 103. Chapleau v. Laporte (16 Rap. Jud. Que. C. S. 189), 360. Chappell V. Davidson (2 K. & J. 123), 262, 375, 402. Charles E. Hires Co. v. Consumers' Co. (41 C. C. A. 71), 243, 253, 272, 379, 387, 389. Chase v. Mays (121 Mass. 343). 446. Chattanooga Med. Co. v. Thedford (1), (49 Fed. Rep. 949), 31. v. Thedford (2), (58 Fed. Rep. 347), 31. Cheavin v. Walker (L. R. 5 Ch. D. 850), 75. XXIV TABLE OF CASES. Chi-Cof References Chicago Landlord's Protective Bureau v. Koebel (112 Ills. App. 21), 2S6. Chickering v. Chickering & Sons (56 C. C. A. 475), 145, 389. Chissum v. Dewes (5 Russ. 29), 189. Chittenden v. Witbeck (50 Mich. 401), 195. Choynsnki v. Cohen (39 Cal. 501), 88. Christy v. Murphy (12 How. Pr. 77), 142, 147, 176. Chubb V. Griffiths (35 Beav. 127;, 372, 402. Church V. Kresner (49 N. Y. Supp. 742), 272. Church & Dwight Co. v. Russ (99 Fed. Rep. 276), 35, 44, 257, 270. Churton v. Douglass (Johns, 174), 23, 31, 148, 186, 196. Cigarmakers' International Union of America v. Goldberg (N. J., 57 Atl. Rep. 141), 56, 638. Cigarmakers' Protective Union v. Conhaim (40 Minn. 726), 4, 56. V. Lindner (3 Ohio St. 244), 56. City Brewery Co. v. Powell (1897 A. C. 710), 182. City of Carlsbad v. Kutnow (1), (68 Fed. Rep. 794), 55, 129, 378, 397. V. Kutnow (2), (18 C. C. A. 24), 55, 134. v. Schultz (78 Fed. Rep. 469), 55, 129, 134, 386. V. Thackeray (57 Fed. Rep. 18), 137. V. Tibbetts (51 Fed. Rep. 852), 45. Clark V. Aetna Iron Works (44 Ills. App. 510), 156. V. Clark (25 Barb. 76), 143, 144. V. Freeman (11 Beavan 112), 4'6, 368. V. German Mutual Ins. Co. (7 Mo. App. 71), 24. are to pages. Clark V. Leach (32 Beav. 14), 23. Clark Thread Co. v. Armitage (21 C. C. A. 178), 146, 284. V. William Clark Co. (1), (55 N. J. Eq. 658), 377, V. William Clark Co. (2), (56 N. J. Eq. 739), 383. Clayton v. Stone (2 Paine, 382), 167. Clemens v. Belford (14 Fed. Rep. 728), 162, 168, 419. Clement v. Maddick (1 Giff. 98), 164, 168, 376. Cleveland Stone Co. v. Wallace (52 Fed. Rep. 431), 52, 249, 373. Clinton E. Worden & Co. v. Cali- fornia Fig. Syrup Co. ( 187 U. S. 516), 70. Clinton Metallic Paint Co. v. New York Metallic Paint Co., (50 N. Y. Supp. 437), 93, 128, 347. Close V. Flesher (59 N. Y. S. Rep. 283), 206. Clotworthy v. Schepp (42 Fed. Rep. 62), 70, 94, 103, 290. Coats V. Chadwick (L. R., 1894, 1 Ch. D. 347), 398. V. Holbrook (2 Sandf. Ch. 586), 19, 62, 262, 338, 373, 375, 402, 404. V. Merrick Thread Co. (1), (36 Fed. Rep. 324), 79, 249, 261. V. Merrick Thread Co. (2), (149 U. S. 562), 141, 300. V. Piatt (17 Leg. Int. 213), 143. C. 0. Burns Co. v. W. F. Burns Co. (118 Fed. Rep. 944), 173. Cochrane v. Macnish (L. R., 1896, A. C. 225), 98. Cocks v. Chandler (L. R. 11 Eq. 447), 123, 368. Coe V. Bradley (Fed Case No. 2941), 33, 284. Coffeen v. Brunton (1), (Fed. Case No. 2946), 62, 98, 358, 793. n* . f» Cof-Cop TABLE OF CASES. xzv References Coffeen v. Brunton (2), (5 Mc- Lean, 256). 98, 2(i6, 294, 373. Coffman v. Castner (31 C. C. A. 55), 93. Cohn V. People (149 Ills. 486), 56 558. Coleman v. Flavel (40 Fed. Rep. 854), 303. Colgan V. Danheiser (35 Fed. Rep. 150), 95. Colgate V. Adams (88 Fed. Rep. 899), 97, 283. V. Compagnie Francaise (23 Fed. Rep. 82), 395. Colley V. Hart (7 R. P. C. 101), 47. Collins V. Reynolds Card Mfg. Co. (7 Abb. N. C. 17), 289, 296. Collins Co. V. Brown (3 K. & J. 423), 19, 62. V. Cowen, (3 K. & J. 428), 19, 62. V. Oliver Ames & Sons (18 Fed. Rep. 561), 269, 371, 383, 41)7. V. Reeves (28 L. J. Ch. 56), 19, 62. V. Walker (7 W. R. 222), 19, 62, 402. 404. Collins Chem. Co. v. Capitol City Mfg. Co. (42 Fed. Rep. 64), 372, 391. Collinsplatt v. Finlayson (88 Fed. Rep. 693), 130, 131, 245, 268, 362, 366. Colloday v. Baird (4 Phila. 139), 111. Colman v. Crump (70 N. Y. 573), 256, 259, 267, 268, 374, 378. Colton v. Thomas (2 Brews. 308), 793. Columbia Mill Co. v. Alcorn (1), (40 Fed. Rep. 676), 392. V. Alcorn (2), (150 U. S. 460), 58, 63. 126, 128, 132, 159. Comer v. State (103 Ga. 69), 549. Commercial Advertiser Ass'n v. Haynes (49 N. Y. Supp. 938), 167, 168. are to pages. Commonwealth v. Anselvich (186 Mass 376), 589. v. Rozen (176 Mass. 129), 57, 589, 590. Compagnie Laferme v. Hendrick (Seb. 512), 402. Compania General de Tobacos v. Rehder (5 R. P. C. 61), 262, 266. Computing Scale Co. v. Standard Computing Scale Co. (55 C. C. A. 459), 89, 158, 159. Comstock v. White (18 How. Pr. 421), 101, 143, 219, 375. Condy v. Mitchell (37 L. T. N. S. 268), 26, 30, 219. Congress & Empire Spring Co. v. High Rock Congress Spring Co. (45 N. Y. 291), 16, 23, 55, 98, 129. Connell v. Reed (128 Mass. 477), 70. Conrad v. Brewing Co. (8 Mo. App. 277), 358. Consolidated Fruit Jar Co. v. Dor- flinger (Fed. Cas. No. 3129), 72. V. Thomas (Cox, 665), 172. Continental Ins. Co. v. Continental Fire Ass'n (96 Fed. Rep. 846), 89, 153, 309. V. Continental Fire Ass'n (41 C. C. A. 326), 89, 153. Continental Tobacco Co. v. Larus & Bro. Co. (C. C. A., 133 Fed. Rep. 727), 247. Cook & Bernheimer Co. v. Ross (73 Fed. Rep. 203), 250. Cook V. Starkweather (13 Abb. Pr. N. S. 392). 373, 391, 418. Cooke & Cobb Co. v. Miller (65 N. Y. Supp 730). 90. Cooper V. Hood (26 Beav. 293), 23, 194. Cope v. Evans (L. R. 18 Eq. 138), 115, 392. XXVI TABLE OF CASES. Cor-D«y References Corbin v. E. Taussig & Co. (132 Fed. Rep. 662), 368. V. Gould (133 U. S. 308), 95. Corliss V. E. W. Walker Co. (1), (57 Fed. Rep. 434), 238. V. E. W. Walker Co. (2), (64 Fed. Rep. 280), 225, 239. Corwin v. Daly (7 Bos. 222), 22, 89. Cory V. Gertcken (2 Madd. 49), 402. Costello V. Eddy (12 N. Y. Supp. 236), 188, 199, 200. V. Eddy (128 N. Y. 650), 198. Cotton V. Gillard (44 L. J. Ch. 90), 21, 22, 25, 102. Cottrell V. Babcock Mfg. Co. (54 Conn. 138), 198, 206. Cravenette Co. v. Bsnjamin (105 Fed. Rep. 621), 256. Craver v. Acme Harvester Co. ( 209 111. 483), 190. Crawford v. Lans (60 N. Y. Supp. 387), 286. Crawshay v. Thompson (4 M. & G. 357), 255, 266, 297, 351. Crocker Wheeler Co. v. Bullock (134 Fed. Rep. 241), 231. Croft V. Day (1), (7 Beavan, 84), 28, 38, 41, 140, 335. V. Day (2), (Cox, Manual, No. 77), 399. Cruess v. Fessler (39 Cal. 336), 216. Crutwell V. Lye (17 Ves. 335), 43, 186, 189, 198. Cuervo v. Jacob Henkell Co. (50 Fed. Rep. 471), 259, 374. V. Landauer (63 Fed. Rep. 1003), 377. Curtis V. Bryan (2 Daly, 212), 69, 119, 376. V. Gokey (68 N. Y. 300), 189. V. rape (5 R. P. C. 146), 124. Cutter V. Gudebrod Bros Co. (1), (55 N. Y. Supp. 298), 295. V. Gudebrod Bros Co. (2), (61 N. Y. Supp. 225), 30. are to pages. D Dadirrian v. Gullian (79 Fed. Rep. 784), 400. V. Theodorian (37 N. Y. Supp. 611), 117. V. Yacubian (1), (72 Fed. Rep. 1010), 92, 118. V. Yacubian (2), (90 Fed. Rep. 812), 92, 118. V. Yacubian (3), (39 C. C. A. 321), 66, 118. Dakin v. Williams (17 Wendell, 447), 213. Dale v. Smithson (12 Abb. Pr. 237), 149. Dant V. Head (90 Ky. 255), 23. Daugberty v. Van Nostrand (1 Hoff. Ch. N. Y. 68), 195. Dausmann & Drummond Tobacco Co. V. Ruffner (Fed. Case No. 3585), 244. Davey v. Darey (50 N. Y. Supp. 161), 47. Davies v. Hodgson (25 Beav. 177), 189, 205. Daviess County Distilling Co. v. Martinoni (117 Fed. Rep. 186), 92. Davis v. A. Booth & Co. (65 C. C, A. 269), 204. V. Davis (27 Fed. Rep. 490), 5 112, 113, 243, 380, 419, 452. V. Kendall (2 R. I. 566), 103, 219, 261. V. Kennedy (13 Grant, Up. Can. Ch. 523), 62, 103. V. Stribolt (59 L. T. 854), 115, 117. Dawes v. Davies (Seb. 426), 265. Dawson v. Beeson (L. R. 24 Ch. D. 504), 211. Day V. New England Car Spring Co. (3 Blatchf. 154), 401. V. Woodworth (13 How. 363), 351, 357. Day-Dra TABLE OF CASES. xwn References ai Dayton v. Wilkes (17 How. Pr. 516), 188, 198. Deakin v. Stanton (3 Fed. Rep. 435). Dean v. Emerson (102 Mass. 480), 188. Decker v. Decker (52 How. Pr. 218), 143, 354, 413. Deering Harvester Co. v. Whitman & Barnes Mfg. Co. (91 Fed. Rep. 376), 15, 126, 128. De Florez v. Raynolds (14 Blatchf. 505), 393. De Kuyper v. Witteman (23 Fed. Rep. 871), 259, 260, 366. Delaware & Hudson Canal Co. v. Clark (13 Wall. 311), 84, 92, 105. 108, 126, 128, 133, 134. DeLong v DeLong Hook & Eye Co. (74 Off. Gaz. 809), 144. DeLong Hook & Eye Co. v. Fran- cis Hook & Eye Co. (118 Fed. Rep. 938), 244. Del Valle v. Mayer (Seton, 4th ed., 236), 339. Dempsey v. Dobson, (174 Pa. St. 122), 224. Dence v. Brand, (W. N. 1881, p. 31-), 407. V. Mason (41 L. T. N. S. 573), 24. Dennison Mfg. Co. v. Thomas Mf;-. Co. (94 Fed. Rep. 651), 3, 15, 40, 96, 106, 128, 297. V. ScharfE Tag Label & Box Co. (135 Fed. Rep. 625), 295. Dent V. Turpin (30 L. J. Ch. 495), 26, 42, 336. Denver Railway v. Harris (122 U. S. 597), 358. Derby Dry Plate Co. v. Pollard (2 Times, L. R. 276), 284. Dering v. Earl of Winchelsea (1 Cox. Ch. 318). 376. Derringer v. Plate (29 Cal. 292), 4, 16, 19, 63, 99. e to pages. Devlin v. Devlin (69 N. Y. 212), 145, 398. 399, 406. v. McLeod (135 Fed. Rep. 164), 45, 95. V. Peek (135 Fed. Rep. 167), 95. Dewitt V. Mathey (18 Ky. L. Rep. 257), 56, 179. Diamond Match Co. v. Roeber (106 N. Y. 473), 200. V. Safe Harbor Match Co. (109 Fed. Rep. 154), 400. Dicks V. Yates (L. R. 18 Ch. D. 76), 168. Dickson v. McMaster (18 Ir. Jur. 202), 24, 335. Dixon v. Fawcus (3 Ell. & Ell. 537), 260, 262, 406. V. Jackson (2 Scot. L. Rep. 188), 104. Dixon Crucible Co. v. Benham (4 Fed. Rep. 527), 302. V. Guggenheim (3 Am. L. T. 228), 21, 69, 166, 178. Dobell V. Stevens (3 B. & C. 623), 216. Dobson V. Graham (49 Fed. Rep. 17), 220. 396. Dodge Stationery Co. v. Dodge (78 Pac. Rep. 879), 146. Dorman v. Keefer (49 Fed. Rep. 462), 230. Dover Stamping Co. v. Fellows (163 Mass. 191), 14, 79, 81, 253, 255, 590. Dow V. Electric Co. (41 Atl. Rep. 288), 214. Dowling V. Livingstone, (108 Mich. 321), 48. Drake v. Dodsworth (4 Kas. 159), 197, 198. Drake Medicine Co. v. Glessner (68 Ohio St. 337), 99, 138. Draper v. Skerrett (1), (94 Fed. Rep. 912), 45. V. Skerrett (2). (116 Fed. Rep. 206), 42, 90, 330. xxvni TABLE OF CASES. Dad-Elm References Dr. Dadirrian & Sons Co. v. Hau- enstein (74 N. Y. Supp. 709), 92. Dr. David Kennedy Corp. v. Ken- nedy (55 N. Y. Supp. 917), 148. Drewry & Son v. Wood (127 Fed. Rep. 887), 286. Dreydoppel v. Young (14 Phila. 226), 88, 107. Drummond v. Tinsley (52 Mo. App. 10), 272, 333, 391, 392. Drummond Tobacco Co. v. Randle (114 111. 412), 143, 150. Du Boulay v. Du Boulay (L. R. 2 P. C. 430), 140. Ducat V. Chicago (10 Wall. 410), 350. Duden v. Maloy (11 C. C. A. 119), 212. Duer V. Corbin Cabinet Lock Co. (149 U. S. 216), 14. Duke V. Cleaver (46 S. W. Rep. 1128), 280. V. Green (16 Off. Gaz. 1094), 414, 424, 452. Dunbar v. Glenn (42 Wis. 118), 55, 129. Dunlap V. Schofield (152 U. S. 244), 324. Dunlan & Co. v. Young (74 N. Y. Supp. 184), 373. Dunnachie v. Young & Sons (Ct. Sess. Cas. 4th Ser. X. 874). 51. Duwel v. Bohmer (14 Off. Gaz. 270), 417. Duryea v. National Starch Mfg. Co. (25 C. C. A. 139), 143. Dwight v. Hamilton (113 Mass. 175), 191, 198, 208. E Earl of Lytton v. Devey (54 L. J. Ch. 293), 225. Eastman Co. v. Reichenbach (20 N. Y. Supp. 110), 220, 222, 223. are to pages. Eastman Co. v. Reichenbach (79 Hun 188), 220. Eckhart v. Consolidated Milling Co. (72 111. App. 70), 274. Edelsten v. Edelsten (1 DeG. J. & S. 185), 96, 256, 262, 271, 295, 347, 351, 373, 402. V. Vick (11 Hare, 78), 76. Edison v. Hawthorne (106 Fed. Rep. 172), 303. V. Hawthorne (48 C. C. A. 67), 303. V. Thomas A. Edison, Jr. Chem. Co. (128 Fed. Rep. 1013), 446. Edmonds v. Benbow (Seton, 3d ed., 905), 168. v. Boston (108 Mass. 549), 195. Edwards v. Dennis (30 Ch. D. 454), 57. Eggers V. Hink (63 Cal. 445), 93, 127, 129. Einstein v, Sawhill (61 Off. Gaz. 287), 453. V. Sawhill (64 Off. Gaz. 1533), 453. V. Sawhill (65 Off. Gaz. 1918), 60, 320, 331, 458. Eisel V. Hays (141 Ind. 41), 217. Electro-Silicon Co. v. Hazard (2'J Hun, 369), 99, 110. v. Levy (59 How. Pr. 469), 284. V. Trask (59 How. Pr. 189), 110, 284. Elgin Butter Co. v. Sands (155 111. 127), 155, 558. Elgin National Watch Co. v. Love- land (132 Fed. Rep. 41), 159. V. Illinois Watch Co. (1), (89 Fed. Rep. 487), 134, 272. V. Illinois Watch Co. (2), (179 U. S. 665), 6, 7, 135, 159, 256, 315, 446, 459. Elliott's Appeal (60 Pa. St. 161), 189. Ellis V. Zeilen, (42 Ga. 91), 376. El Modello Cigar Co. v. Gate (25 Fla. 886), 358, 366. Eme-Exp TABLE OF CASES. XXIX References Emerson v. Badger (101 Mass. 82), 52. Emery v. Bradley (88 Me. 357), 209. Empire Typesetting Machine Co. V. Linotype Co. (79 L. T. N. S. 8), 47. Employers' Liability Assur. Corp. Ltd. V. Employers' Liability Ins. Co. (16 N. Y. Supp. 397), 20. England v. New York Publishing Co. (8 Daly, 375), 139. Eno V. Dunn (L. R. 15 A. C. 252), 269, 371. Enoch Morgan's Sons Co. v. Edler (Cox, Manual, 714), 375. V. Hunkele (16 Off. Gaz. 1092), 381. V. Schwachofer (5 Abb. Pr. N. C. 265). V. Troxell (89 N. Y. 292), 243, 252, 276. V. Wendover (43 Fed. Rep. 420), 103, 276. V. Whittier-Coburn Co. (118 Fed. Rep. 657), 288. Enterprise Mfg. Co. v. Landers, Frary & Clark (124 Fed. Rep. 923), 277. V. Landers, Frary & Clark (65 C. C. A. 587), 277. E. Regensburg & Sons v. Juan J. Portuondo Cigar Mfg. Co. (136 Fed Rep. 866), 243, 245. Erlinger v. Bouceau (51 111. 94). Erwin v. Hayden (43 S. W. Rep. 610), 215. Estcourt V. The Escourt Hop Es- sence Co. (31 L. T. N. S. 567), 69. Estes V. Leslie (1), (27 Fed. Rep. 22), 168. V. Leslie (2), (29 Fed. Rep. 91), 168, 283. are to par/es. Estes V. Williams (21 Fed. Rep. 189), 17, 21, 24. V. Worthington (1). (22 Fed. Rep. 882), 173, 379. V. Worthington (2), (30 Fed. Rep. 465), 338. V. Worthington (3), (31 Fed. Rep. 154), 168. Eureka Fire Hose Co. v. Eureka Rubber Mfg. Co. (60 Atl. Rep. 561), 99. Evans v. Smallcombe (L. R. 3 H. L. 249), 174. V. Von Laer (32 Fed. Rep. 153), 93, 129, 260, 273, 274. Exchange Bank v. Wichita Cat- tle Co. (61 Fed. Rep. 190), 396. Ex parte Adam Roth Gro. Co. (62 Off. Gaz. 315), 451. 454. Adriance, Piatt & Co. (20 Off. Gaz. 1820), 456. Alden (15 Off. Gaz. 389), 417. American Lead Pencil Co. (61 Off. Gaz. 151), 458. Anti-Adulteration League (86 Off. Gaz. 1803), 447. Bassett (55 Off. Gaz. 997), 447. Bloch & Co. (40 Off. Gaz. 443), 417, 450, 455. Brand Stove Co. (62 Off. Gaz. 588), 90. Brigham (20 Off. Gaz. 891), 94, 412. Bronson Co. (87 Off. Gaz. 1782), 90, 448. Buffalo-Pitts Co. (89 Off. Gaz. 2069), 448, 449, 456, 462. Butler (87 Off. Gaz. 1781), 102. Caire (15 Off. Gaz. 248), 289, 420. Capitol City Dairy Co. (83 Off. Gaz. 295), 94. Cigar Makers' Association (16 Off. Gaz. 958), 56, 419. C. G. Hainline & Co. (58 Off Gaz. 947), 425. XXX TABLE OF CASES. Ex parte — Cia-Lor References Ex parte Clark-Jewell-Wells Co. (S3 Off. Gaz. 915), 451. Claire (15 Off. Gaz. 248). 420. Coats (16 Off. Gaz. 544), 419. Cohn (1), (16 Off. Gaz. 680), 417. Cohn (2), (16 Off. Gaz. 680), 89, 94, 417. Consolidated Fruit Jar Co. (16 Off. Gaz. 679), 414, 420. Coon (58 Off. Gaz. 946), 454, 457. Creedmore Cartridge Co. (56 Off. Gaz. 1333), 420, 456. Davids & Co. (16 Off. Gaz. 94), 411, 417, 419, 420. Dawes & Fanning (1 Off. Gaz. 27), 418. Diamond Laboratory Co. (44 MSS. D. 19), 425. Dr. Earter Med. Co. (106 Off. Gaz. 1779), 293. Egyptian Cigarette Co. (85 Off. Gaz. 1905), 101. Eldredge Co. (55 Off. Gaz. 1278), 425. Ervin A. Rice Co., (83 Off. Gaz. 1207), 88. Fairchild (21 Off. Gaz. 789), 421. Farnum & Co. (18 Off. Gaz. 412), 81, 130, 418. F. H. Gilson Co. (83 Off. Gaz. 1992), 448. Foley & Co. (87 Off. Gaz. 1957), 99, 293. Foss (2 DeG. & J. 230), 25, 104. Frieberg & Workum ( 20 Off. Gaz. 1164), 5, 456. Gale Mfg. Co. (85 Off. Gaz. 1907), 463. George B. Hurd & Co. (59 Off. Gaz. 1763), 457. G. F. Heublein & Bro. (87 Off. Gaz. 179), 88. Grand Rapids School Furniture Co. (87 Off. Gaz. 1957), 103. Grove (67 Off. Gaz. 1447), 455. are to pages. Ex parte Guenther Milling Co. (86 Off. Gaz. 1986), 91. Halliday Bros. (16 Off. Gaz. 500), 418. Hampden Watch Co. (81 Off. Gaz. 1282), 102. Hance Bros & White (87 Off. Gaz. 698). 89. Hendley (72 Off. Gaz. 1654), 456. Henderson (85 Off. Gaz. 453), 85, 92. Heyman (18 Off. Gaz. 922), 101. H. J. Heinz Co. (62 Off. Gaz. 1064), 425. Holophane Glass Co. (100 Off. Gaz. 450), 81. Horlick's Food Co. (84 Off. Gaz. 1870), 92. Hudson (55 Off. Gaz. 1401), 452. Hutchins (100 Off. Gaz. 1330), 293 Indiana Bicycle Co. (72 Off. Gaz. 654), 105. J. D. Richards & Sons (54 MSS. D. 425), 45L Keystone Chamois Co. (101 Off. Gaz. 3109), 293. King (46 Off. Gaz. 119), 417. King (Comm. Dec. 1870, p. 109), 411. Kinney (72 Off. Gaz. 1349), 103, 151, 454. Kipling (24 Off. Gaz. 899), 455. Kirker, Greer & Co. (Ltd.), (37 MSS. D. 392), 454. Knapp (16 Off. Gaz. 318), 418. Krusius Bros. (82 Off. Gaz. 1687), 88. Langdon (61 Off. Gaz. 286), 412, 447. Lawrence (44 L. T. N. S. 98), 22, 334. Lazarus, Schwarz & Lipper (64 Off. Gaz. 1396). 451, 454. Lee & Shepard (24 Off. Gaz. 1271), 456. Lorenz (89 Off. Gaz. 2067), 103. Ex parte— Lyo-Wei TABLE OF CASES. XXXI References Ex parte Lyon, Dupuy & Co. (28 Off. Gaz. 191). 60, 411, 457. Lutz (33 Off. Gaz. 1389), 412. Mahn (82 Off. Gaz. 1210), 427. Marsching & Co. (15 Off. Gaz. 294), 90, 418. Martin (89 Ofi. Gaz. 2258), 71, 455. McCabe (46 Fed. Rep. 363), 391. Mclunerney (85 Off. Gaz. 149), 239. Moodie (28 Off. Gaz. 1271), •il2, 413. Muir (87 Off. Gaz. 357), 451. Nave & McCord Merc. Co. (86 Off. Gaz. 1985), 90. Olive Wheel Co. (84 Off. Gaz. 1871), 93. Oliver (18 Off.' Gaz. 923), 129. Orcutt & Son (8 Off. Gaz. 276), 425. Pace, Talbott & Co. (16 Off. Gaz. 909). 420. Palmer (58 Off. Gaz. 383), 425. Palmer (Comm. Dec. 1871, p. 289), 417. Parlter (13 Off. Gaz. 323), 425. Parker, Holmes & Co. (85 Off. Gaz. 287), 90. Pearson Tobacco Co. (85 Off. Gaz. 287). 71. 94. Peper (16 Off. Gaz. 678), 419. Punnett (L. R. 16 Ch. D. 226), 195 Rail (85 Off. Gaz. 453). 93. Roasted Cereals Co. (57 MSS. D. 455), 447. Roy (54 Off. Gaz. 1267), 446, 452. Ruckstuhl (56 Off. Gaz. 927), 425. Safety Powder Co. (16 Off. Gaz. 136). 94, 417. Schmachtenberg Bros. (51 MSS. D. 204), 455. SchoUenberger (96 U. S. 369), 350. are to pages. Ex parte Schumacher & Ettlinger (1), (19 Off. Gaz. 791), 412. Schumacher & Ettlinger (2), (22 Off. Gaz. 1291), 412, 413. Smith (1), (16 Off. Gaz. 679), 418. 420. Smith (2), (16 Off. Gaz. 679), 92. 418. Smith (3), (16 Off. Gaz. 764), 92, 417. Sodafoam Baking Powder Co. (96 Off. Gaz. 1239), 293. Spayd (86 Off. Gaz. 631), 91. Spinner (35 MSS. D. 15), 446, 447. Standard Fashion Co. (89 Off. Gaz. 189), 451. Stokes (64 Off. Gaz. 437). 94, 418. Strasburger & Co. (20 Off. Gaz. 155), 95, 412, 421, 454, 455, 457. Stuhmer (86 Off. Gaz. 181), 85, 90, 119. Sullivan & Burke (16 Off. Gaz. 765). 420. Sutton (108 Off. Gaz. 291). 293.. Thaddeus Davids & Co. (16 Off. Gaz. 94), 426. Thompson, Derby & Co. (16 Off. Gaz. 137). 95. 418. Tietgens & Robertson (87 Off. Gaz. 2117), 100. 4.35. United States Playing Card Co. (82 Off. Gaz. 1209). 104. 426, 427. Velvril Co. (84 Off. Gaz. 807), 81. 448. Vogel & Son (99 Off. Gaz. 2321), 293. Waeferling (16 Off. Gaz. 764), 90. 412, 418. W. B. Belknap & Co. (105 Off. Gaz. 745), 293. Weil (83 Off. Gaz. 1802). 96. Weisert Bros. (16 Off. Gaz. 680), 420. xxxu TABLE OF CASES. Fab-Fla References Ex parte Wiesel (36 Off. Gaz. 6S9), 412, 413. Willard Chem. Co. (107 Off. Gaz. 1972), 293. Wolf (80 Off. Gaz. 1271), 91, 455. W. Simpson & Sons (10 Off. Gaz. 334), 425. Yale & Towne Mfg. Co. (81 Off. Gaz. 801), 96. Young (Seb. 537), 25, 297. Zwack & Co. (76 Off. Gaz. 1855), 449, 804. F Faber v. D'Utassey (11 Abb. Pr. N. S. 399), 271. V. Faber (49 Barb. 357), 100, 143. V. Hovey (Codd. Dig. 79), 104. Fairbanks v. Jacobus (Fed. Case No. 4608), 90, 121, 243, 254. Falk V. American West Indies Trading Co. (180 N. Y. 445), 34. Falkinburg v. Lucy (35 Cal. 52), 127. Farben-fabriken T. M. K. (7 R. P. C. 439), 94. Farina v. Cathery (L. -T. N. C. 1867, p. 134), 338. V. Silverlock (1 K. & J. 509), 16, 259, 260, 333. Farmers' Loan & Trust Co. v. Farmers' Loan & Trust Co. of Kansas (1 N. Y. Supp. 44), 151, 168. Farmers Mfg. Co. v. W. R. Harri- son & Co. (96 Off. Gaz. 2062), 453. Farr v. Pearce (3 Madd. 74), 191. Featherstonhaugh v. Fenwick (17 Ves. 298), 188. V. Turner (25 Beav. 382), 205. Feder v. Benkert (76 Fed. Rep. 613), 794. are to pages. Feder v. Brudno (5 Ohio N. P. 275), 102. Fennessy v. Clark (L. R. 37 Ch. D. 184), 359. V. Day (55 L. T. N. S. 161), 375, 404. V. Rabbits (56 L. T. 138), 382. Ferguson v. Davol Mills (2 Brewst. 314), 5. Fetridge v. Merchant (4 Abb. Pr. 156), 97. V. Wells (4 Abb. Pr. 144), 69, 88, 127. Field V. Lewis (Seton, 4th ed., 237), 375, 402. Filkins v. Blackman (Fed. Case No. 4786), 24, 30, 31, 32, 208. Filley v. Child (Fed. Case No. 4787), 79, 98. V. Fassett (44 Mo. 173), 98, 99, 242, 256, 262, 374, 391. Findlay v. Carson (97 Iowa 537), 198. Finger v. Hahn (42 N. J. Bq. 597), 209. Finley Rubber-Varnish & Enamel Co. V. Finley (32 Atl. Rep. 740), 229. Fischer v. Blank (138 N. Y. 244), 88, 119, 249. V. Hayes (6 Fed. Rep. 63), 398. Fish Bros Wagon Co. v. Fish Bros Mfg. Co. (1), (87 Fed. Rep. 201), 32, 336. V. Fish Bros. Mfg. Co. (2), (37 C. C. A. 146), 13, 32. V. LaBelle Wagon Works (82 Wis. 546), 32, 52. Fisher & Co. v. The Apollinaris Co. (L. R. 10 Ch. D. 297), 46. Fisk V. Mahler (54 Fed. Rep. 528), 381. Fite V. Dorman (57 S. W. Rep. 129), 212. Flagg Mfg. Co. V. Hoi way (59 N. E. Rep. 667), 147, 243, 254. Fla-Geb TABLE OF CASES. XXXIU lieferences Flavel V. Harrison (10 Hare, 467), 69, 73. Fleischmann v. Schuckmann (62 How. Pr. 92). 135, 373. V. Starkey (25 Fed. Rep. 127), 243, 249. Fleming v. Newton (L. R. 1 H. L. C. 363), 46. FoUet V. Jeffreyes (1 Sim. N. S. 1), 220. Ford V. Foster (L. R. 7 Ch. App. 611), 69, 72, 99, 114, 170. 181, 374. Foster v. Blood Balm Co. (77 Ga. 216), 299. V. Webster Piano Co. (13 N. Y. Supp. 338), 143, 291. Fotheringham v. Express Co. (36 Fed. Rep. 252), 357. Fowle V. Park (131 U. S. 88), 219. V. Spear (7 Pa. L. J. 176). 105. Fralich v. Despar (165 Pa. St. 24), 222. Franck v. Frank Chicory Co. (95 Fed. Rep. 818), 249. Frank v. Sleeper (150 Mass. 583), 24, 297, 299. Frankau v. Pope (11 Cape of Good Hope 209), 299. Frazer v. Frazer Lubricator Co. (121 111. 147), 24, 145, 208. Frazier v. Bowling (18 Ky. L. Rep. 1109). 68, 377. French v. Alter & Julian Co. (74 Fed. Rep. 788), 380. Frese v. Bachof (Fed. Case No. 5110), 91. 247. 377. Frohman v. Hopkins Amusement Co. (103 111. App. 613). 171. V. Miller (29 N. Y. Supp. 1109), 98, 170. V. Payton (68 N. Y. Supp. 849), 171. Frost V. Rindskopf (42 Fed. Rep. 408). 289. Ft. Stanwix Canning Co. v. Wm. McKinley Canning Co. (63 N. Y. Supp. 704), 287. are to pages. Fuller V. Huff (43 C. C. A. 453), 91, 271. V. Huff (99 Fed. Rep. 439), 91, 272. Full wood V. Fullwood (1), (W. N., 1873, p. 93), 272. Fulton V. Sellers (4 Brewst. 42), 23, 72, 96, 97, 141. Funke v. Dreyfus (34 La. Ann. 80), 97. G Gabriel v. Sicilian Asphalt Co. (1), (52 N. Y. Supp. 722), 128. V. Sicilian Asphalt Co. (2), (56 N. Y. Supp. 30), 129. Gage V. Canada Pub. Co. (11 Can. Sup. Ct. 306), 28, 97. 145, 373. Gage-Downs Co. v. Featherbone Corset Co. (83 Fed. Rep. 213), 98, 136. Gail V. Wackerbarth (28 Fed. Rep. 286), 249, 391. Gaines v. Sroufe (117 Fed. Rep. 965), 365. Gaily V. Colts' Patent Fire Arms Mfg. Co. (30 Fed. Rep. 118), 79. Gannert v. Rupert (1), (119 Fed. Rep. 221), 169. V. Rupert (2), (62 C. C. A. 594), 98, 169. Gardner v. Bailey (Fed. Case No. 5221), 288. Garrett v. T. H. Garrett & Co. (24 C. C. A. 173). 144. 146, 155, 294, 375. Garretson v. Clark (111 U. S. 120), 383. Gartside v. Outram (3 Jur. N. S. 39). 220. Gebbie v. Stitt (31 N. Y. Supp. 102), 129. XXXIV TABLE OF CASES. Gee-Gor References are to pages. Gee V. Pritchard (2 Swanst. 402), 46. 225. Gegg V. Bassett (3 Ont. L. Rep. 263), 23. General Electric Co. v. Re-new Lamp Co. (128 Fed. Rep. 154), 274, 299, 378. George v. Smith (52 Fed. Rep. 830). 63. 99. 269, 270. 374. George T. Stagg Co. v. Taylor (95 Ky. 651), 102, 299, 304. 323. Geron v. Gartner (47 Fed. Rep. 467), 297. Gessler V. Grieb (80 Wis. 21). 91. G. G. White Co. v. Miller (50 Fed. Rep. 277). 16, 98, 286. Giblett V. Read (9 Mod. 459). 28. 104, 335. Gilka V. Mihalovitch (50 Fed. Rep. 427), 172. Gillett V. Lumsden (4 Ont. Law Rep. 300). 89, 176. Gillis V. Hall (1), (2 Brewst. 342), 145. 792. V. Hall (2), (3 Brewst. 509), 141. 142. Gillott V. Esterbrook (47 Barb. 455). 175. 179, 295, 298, 373. 793. V. Kettle (3 Duer, 624), 276. 296, 298. 373. Oilman v. Dwight (13 Gray, 356), 191. V. Hunnewell (122 Mass. 139), 13, 89, 140, 143, 253, 266. Ginter v. Kinney Tobacco Co. (12 Fed. Rep. 782). 70, 95. Giron v. Gartner (47 Fed. Rep. 467). 299. Glen Cove Mfg. Co. v. Ludeling (22 Fed. Rep. 823), 102. 286, 321, 328, 354, 365, 372. 413, 459, 460. Glen & Hall Mfg. Co. v. Hall (61 N. Y. 226), 179. 297. Glendon Iron Co. v. Uhler (75 Pa. St. 467), 90. 128. Glenny v. Smith (2 Drew. & Sm. 47G). 256. Globe-Wernicke Co. v. Brown (121 Fed. Rep. 185), 99. V. Brown & Besly (57 C. C. A. 344), 255. V. Fred Macey Co. (56 C. C. A. 304). 255. Glotin V. Oswald (65 Fed. Rep. 151), 328, 350. Gluckman v. Strauch (91 N. Y. Supp. 223), 68. Godillot V. American Grocery Co. (71 Fed. Rep. 873). 299. V. Harris (81 N. Y. 263), 15. V. Hazard (1), (44 N. Y. Super. Ct. 427), 4, 57. V. Hazard (2), (81 N. Y. 263), 92. Goldstein v. Whelan (62 Fed. Rep. 124), 102, 329, 379, 401. Goodfellow V. Prince (L. R. 35 Ch. D. 9), 313. Goodlet V. Railroad (122 U. S. 391), 350. Goodman v. Bohls (3 Tex. Civ. App. 183), 124. V. Henderson (58 Ga. 567). 189. V. Meriden Britannia Co. (50 Conn. 139), 22. Goodyear Co. v. Goodyear Rub- ber Co. (128 U. S. 598), 38. 41. 90. 153. Goodyear Rubber Co. v. Day (22 Fed. Rep. 44), 79, 153, 380. V. Goodyear's Rubber Mfg. Co. (21 Fed. Rep. 276). 150, 153. Gorham Co. v. White (14 Wall. 511), 392. Gorham Mfg. Co. v. Emery-Bird- Thayer Dry Goods Co. (92 Fed. Rep. 774). 369, 375, 398. V. Emery-Bird-Thayer Co. (43 C. C. A. 511), 257. Gor-Har TABLE OF CASES. XXXV References Gormley v. Bunyan (138 U. S. 623), 391. Gouraud v. Trust (3 ilun, 627), 100, 273. Gout V. Aleploglu (6 Beav. 69), 119. Graham v. Plate (40 Cal. 593), 359, 383. Gravel Roofers' Exch. v. Turn- bull (64 Off. Gaz. 441), 335. Gravely v. Gravely (42 Fed. Rep. 265), 321, 328, 350, 365, 461. Gray v. Taper-Sleeve Pulley Works (16 Fed. Rep. 436), 331. Greacen v. Bell (115 Fed. Rep. 5o3), 30. Green v. Rooke (W. N., 1872, p. 49), 90. Greene v. Woodhouse (38 Off. Gaz. 1891), 122. Gregory v. Spieker (110 Cal. 150), 214, 215. Griggs, Cooper & Co. v. Erie Pre- serving Co. (131 Fed. Rep. 359), 20, 53, 285, 365. Grillon v. Guenin (W. N., 1877, p. 14), 104, 115, 376. Grimm v. Walker (45 Iowa 106), 198. Grow v. Seligman (47 Mich. 607), 148, 218. Guilhon v. Undo (9 Bos. 605), 369. Guinness v. Heap (Seb. 617), 285. v. Ullmer (10 L. T. 127), 242, 259, 265. G. W. Cole Co. V. American Ce- ment & Oil Co. (65 C. C. A. 105), 256. H Hagen v. Beth (118 Cal. 330), 380. Hagg V. Darley (47 L. J. Ch. 567), 222. are to pages. Hainque v. Cyclops Iron Works (136 Cal. 35), 284, 528. Hall V. Barrows (4 DeG. J. & S. 150), 13, 58, 97, 138, 179. 189, 194, 265, 268, 297, 299, 374. V. Hall (20 Beavan 139), 188, 193. Halsey v. Brotherhood (45 L. T. N. S. 640), 47. Halstead v. Houston (111 Fed. Rep. 376), 280, 304. Hammond v. Brunker (9 R. P. C. 301), 25, 181. V. Douglas (5 Ves. 539), 189. Hanford v. Westcott (16 Off. Gaz. 1181), 100, 421, 459. Handy v. Commander (49 La. Ann. 1119), 361, 372. Hanley v. Fidelity Ins. T. & S. Co. (8 Pa. Dist. R. 207), 228. Hanna v. Andrews (50 la. 462), 191, 198. Hansen v. Siegel-Cooper Co. (100 Fed. Rep. 690), 268, 395. V. Siegel-Cooper Co. (2), (106 Fed. Rep. 691), 285. Hardy v. Cutter (3 Off. Gaz. 468), 93, 143, 266. Hargraves v. Smith (Seb. 338), 351. Harper v. Holman (84 Fed. Rep. 222), 340. V. Lare (93 Fed. Rep. 989), 292. v. Pearson (3 L. T. N. S. 547), 335. Harper & Bros. v. Lare (43 C. C. A. 182), 292. Harris v. Brown (202 Pa. 16), 149. Harrington v. Libby (Fed. Case No. 6107), 113, 243. Harrison v. Taylor (11 Jur. N. S. 408), 256. Harson v. Halkyard (46 Atl. Rep. 271), 143. XXXVl TABLE OF CASES. Har-HU References Hart V. Colley (7 R. P. C. 93), 268. Kartell v. Viney (Fed, Case No. 6158), 88. Hatchard v. Mege (L. R. 18 Q. B. D. 771), 49, 335. Hansen v. Siegel-Cooper Co. (1), (106 Fed. Rep. 690). V. Siegel-Cooper Co. (2), (106 Fed. Rep. 691), 101. H. A. Williams Mfg. Co. v. Noera (158 Mass. 110). Hawley v. Donnelly (8 Paige, 415), 401. Hay & Todd Mfg. Co. v. Querns Bros. (86 Off. Gaz. 1323), 7, 453. Hazard v. Caswell (1), (57 How. Pr. 1), 297. V. Caswell (2), (93 N. Y. 259), 26, 336. Hazelton Boiler Co. v. Hazelton Tripod Boiler Co. (142 111. 494), 59, 154, 156. Hazzopulo V. Kaufmann (23 Sol. J. 819), 313. H. B. Chaffee Mfg. Co. v. Selchow (131 Fed. Rep. 543), 90, 107. Heath v. Wright (3 Wall. Jr. 1), 69, 101. Hecht V. Porter (9 Pac. C. L. J. 569), 101, 268, 371. Hegeman v. Hegeman (8 Daly 1), 23, 25. V. O'Byrne (9 Daly, 264), 373, 374. ^-^ Heide v. Wallace & Co. (135 Fed. Rep. 346), 42. V. Wallace & Co. (129 Fed. Rep. 649), 42. Heinisch's Sons Co. v. Boker (86 Fed. Rep. 765). Heinz v. Lutz (146 Pa. 592), 266. Helmbold v. H. T. Helmbold Mfg. Co. (53 How. Pr. 453), 71,91. are to pages. Hennessy v. Braunschweiger & Co. (89 Fed. Rep. 664), 16. 60, 183, 320, 328, 365, 446, 449, 459, 460, 462. V. Budde (82 Fed. Rep. 541), 398, 407. V. Herrmann (89 Fed. Rep. 669), 258, 259, 328, 329, 350, 366, 461, 778. V. Hogan (6 W. W. & A'B. Eq. 225), 275, 373. V. Kennett (Seb. 556), 369, 373. V. Wheeler (69 N. Y. 271), 70, 376. V. White (6 W. W. & A'B. Eq. 216), 275, 373. V. Wilmerding-Loewe Co. (103 Fed. Rep. 90), 366, 385. Herbert v. Dupaty (42 La. Ann. 343), 188, 200, 206. Hetterman v. Powers (102 Ky. 133), 56, 569. Heublein v. Adams (125 Fed. Rep. 782), 21, 58, 65, 98. Hickman v. Link (116 Mo. 123), 183. Hier v. Abrahams (82 N. Y. 519), 103, 171, 287, 373. Higgins V. Dakin (33 N. Y. Supp. 890), 656. V. Keuffel (140 U. S. 428), 424, 425, 427. Higgins Co. v. Higgins Soap Co. (144 N. Y. 462), 144, 146, 150, 156. Hildreth v. McCaul (74 N. Y. Supp. 1075), 400. V. D. S. McDonald Co. (164 Mass. 16), 253. V. Sparks Mfg. Co. (99 Fed. Rep. 484), 259, 340, 384. Hill V. Lockwood (32 Fed. Rep. 389), 33, 55, 134, 337. Hilsen v. Libby (44 N. Y. Super. Ct. 12), 54. Hilson Co. V. Foster (80 Fed. Rep. 896), 39. UiQ-H08 TABLE OF CASES. XXXVll Hine v. Lart (10 Jur. 106), 99, 119, 334. Hinrichs v. Berndea (Cox, Man- ual, 594), 47. Hipgrave v. Case (L. R. 28 Ch. D. 356), 216. Hiram Holt Co. v. Wadsworth (41 Fed. Rep. 34), 79, 83, 102, 286. Hiram Ricker & Sons v. Leigh (77 N. Y. Supp. 540). 274. Hiram Walker & Sons v. Miko- las (79 Fed. Rep. 955), 137. Hires v. Hires (6 Pa. Dis. R. 285), 249. Hirsch v. Jonas (L. R. 3 Ch. D. 584), 56. Hirst V. Denham (L. R. 14 Eq. 542), 101, 102, 103. Hitchcock V. Coker (6 Ad. & E. 428), 192. H. Mueller Mfg. Co. v. A. Y. Mc- Donaly & Morrison Mfg. Co. (132 Fed. Rep. 585), 380. Hoagland v. Segur (38 N. J. Law 237). 208. Hobbs V. Francais (19 How. Pr. 567), 69. Hoff V. Tarrant & Co. (71 Fed. Rep. 163), 24, 68. Hogg V. Kirby (8 Ves. 215), 164. Hohner v. Gratz (1), (50 Fed. Rep. 369), 378, 397. V. Gratz (2), (52 Fed. Rep. 871), 145. Holbrook v. Nesbitt (163 Mass. 120), 198, 206, 211. Hollis V. Shaffer (38 Kas. 492), 200. Holloway v. Holloway (13 Beav. 209), 140, 144, 376. Holmes, Booth & Haydens v. Holmes, Booth & Atwood Mfg. Co. (37 Conn. 278), 144. 148, 156, 256. Holt V. Menendez (23 Fed. Rep. 869), 372. References are to pages. Holzapfel's Composition Co. v. Rahtjen's American Compo- sition Co. (183 U. S. 1), 74. Hoosier Drill Co. v. Ingels (14 Off. Gaz. 785), 412, 421. Hondayer, Matter of (150 N. Y. 37), 192. Hopkins Amusement Co. v. Froh- man (202 111. 541), 171. Hopkins v. Hitchcock (14 C. B. N. S. 65), 297, 299. Horlick's Food Co. v. Elgin Milk- ine Co. (56 C. C. A. 544), 92. Hornbostel v. Kinney (110 N. Y. 94), 104. Horton Mfg. Co. v. Horton Mfg Co. (18 Fed. Rep. 816), 24, 210, 21L Horwich v. Walker-Gordon Lab- oratory Co. (205 III. 497), 557. Hostetter v. Adams (10 Fed. Rep. 838), 88, 249, 253, 294, 302, 303. V. Anderson (1 W. W. & A'B. Eq. 7), 274, 294. V. Becker (73 Fed. Rep. 297), 285. V. Bower (74 Fed. Rep. 235), 274, 393. V. Brueggeman-Reinert Distill- ing Co. (46 Fed. Rep. 188), 273, 274. V. Brunn (107 Fed. Rep. 707), 3G9. V. Comerford (97 Fed. Rep. 585), 274, 393. V. Conron (111 Fed. Rep. 737), 273. V. E. G. Lyons Co. (99 Fed. Rep. 734), 372. V. Fries (17 Fed. Rep. 620), 5, 273. V. :\Iartinoni (110 Fed. Rep. 524), 274. xxxvm TABLE OF CASES. Hos-Int References Hostetter v. Sommers (84 Fed. Rep. 333), 274. V. Van Vorst (62 Fed. Rep. 600), 277, 405. V. Vowinkle (Fed. Cas. No. 6714), 285, 376, 383, 394. V. Wm. Schneider Co. (107 Fed. Rep. 705), 273. Houchens v. Houchens (95 Md. 37), 377. Hovenden v. Lloyd (18 W. R. 1132), 28. Howard v. Henriques (3 Sandf. 725), 311. V. Taylor (90 Ala. 241), 188, 214. Howe V. Howe Sewing Machine Co. (50 Barb. 236), 141. V. McKernan (30 Beavan, 547), 62, 395, 396. V. Searing (10 Abb. Pr. 264), 24, 198. Howe Scale Co. v. Wyckoff, Sea- mans & Benedict (198 U. S. 118), 60, 154. Hoxie V. Chaney (143 Mass. 592), 24, 25, 70, 96, 148, 193, 197, 198. Hoyt V. Holly (39 Conn. 326), 19L V. Hoyt (143 Pa. St. 623), 4, 14, 18. V. J. T. Lovett Co. (17 C. C. A. 652), 91. Hubbard v. Miller (27 Mich. 15), 200, 208. Hubbuck V. Wilkinson (C. A.), (L. R. 1898, 12 Q. B. 86), 49. Hudson V. Osborne (39 L. J. Ch. 79), 25, 178, 179, 188, 311. Hughes V. Northern Pac. Ry. Co. (18 Fed. Rep. 106), 367. Humphreys Homeopathic Medi- cine Co. V. Hilton (60 Fed. Rep. 756), 297. Humphreys' Specific Med. Co. v. are to pages. Wenz (14 Fed. Rep. 250), 5, Co, 91, 285, 296. Hunt V. Maniere (34 Beav. 157), 339. Hurricane Pat. Lantern Co. v. Miller (56 How. Pr. 234), 291. Hutchinson v. Blumberg (51 Fed. Rep. 829), 104, 377, 404. V. Covert (51 Fed. Rep. 832). 104, 288. Huwer v. Dannehoffer (82 N. Y. 499), 26, 336. Kygeia Distilled Water Co. v. Hy- geia Ice Co. (72 Conn. 64*6), 100. Hygienic Fleeced Underwear Co. V. Way (133 Fed. Rep. 245)," 368. V. Way (C. C. A., 137 Fed. Rep. 592), 102, 292. Hymen v. Solis Cigar Co. (4 Colo. App. 475), 58, 63. Illinois Watch Case Co. v. Elgin Nat. Watch Co. (35 C. C. A. 237), 46, 89, 135, 272, 315, 331, 446. Improved Fig Syrup Co. v. Cali- fornia Fig Syrup Co. (54 Fed. Rep. 175), 88, 122, 373. Independent Baking Powder Co. v. Boorman (130 Fed. Rep. 726), 378. India Rubber Co. v. Rubber Comb Co. (45 N. Y. Super. Ct. R. 258), 145, 296. Indurated Fibre Co. v. Amos- keag Fibre Co. (37 Fed. Rep. 695), 91, 109. Industrial Mutual Deposit Co. v. Central Mutual Deposit Co. (66 S. W. Rep. 1032), 151. Ingram v. Stiff (5 Jur. N. S. 947), 168. Insurance Oil Tank Co. v. Scott (33 La. Ann. 946), 55, lOL Int-Jos TABLE OF CASES. XXXIX References International Silver Co. v. Rodg- ers Bros. Cutlery Co. (ioG Fed. Kep. 101b), 287. V. Simeon L. & Geo. H. Rodg- ers Co. (110 Fed. Rep. 950), 145, 336. V. Wm. G. Rogers Co. (113 Fed. Rep. 526), 145, International Society v. Interna- tional Society (59 N. Y. Supp. 785), 272. Investor Pub. Co. v. Dobinson (1), (72 Fed. Rep. 603), 150, 151, 156. V. Dobinson (2), (82 Fed. Rep. 56), 45, 143, 168. Iowa Seed Co. v. Dorr (70 la. 481), 143, 189. Jackson v. Byrnes (103 Tenn. 698), 198. Jacoby & Co. v. Lopez (23 Off. Gaz. 342), 421, 459. Jaeger's Sanitary W. S. Co. v. Le Boutilier (47 Hun, 524), 21. Jaffe V. Evans & Sons, Ltd. (75 N. Y. Supp. 257), 109. James v. James (L. R. 13 Eq. 421), 92, 144, 219, 368. Janney v. Pan-Coast Ventilator & Mfg. Co. (128 Fed. Rep. 121), 184, 287. V. Pan-Coast Ventilator & Mfg. Co. (2), (131 Fed. Rep. 143), 400. Jaros Hygienic Underwear Co. v. Simons (49 Fed. Rep. 276), 45. Jaros Underwear Co. v. Fleece Underwear Co. (60 Fed. Rep. 622), 91, 340. Jay V. Ladler (6 R. P. C. 136). 124. 268. Jefferson v. Markert (112 Ga. 498), 209. are to pages. Jerome v. Johnson (59 N. Y. Supp. 859), 264, 282. Jennings v. Johnson (37 Fed. Rep. 364), 24, 124. Jewish Colonization Ass'n v. Sol- omon (125 Fed. Rep. 994), 334. J. G. Mattingly Co. v. Mattingly (17 Ky. L. Rep. 1), 35. V. Mattingly (96 Ky. 430), 23, 24, 35. Job Printers' Union of Chicago v. Kinsley (107 111. App. 654)'. 262. John Batt & Co. v. Dunnett (L. R. 1899 A. C. 428), 21. Johnson & Johnson v. Bauer & Black (27 C. C. A. 374), 249, 281, 282, 394. V. Bauer & Black (79 Fed. Rep. 954), 249, 282. Johnson v. Brunor (107 Fed. Rep. 466), 249. Johnson v. Hitchcock (3 N. Y. Supp. 680), 278. Johnson v. Moss (45 Cal. 515), 200. v. Orr-Ewing (7 App. Cas. 219), 15, 39, 293. V. Seaman (48 C. C. A. 158), 83. V. Schenck (Fed. Case. No. 7412), 7. .Johnson Steel Street Railway Co. v. North Branch Steel Co. (48 Fed. Rep. 191), 229. Joseph Banigan Rubber Co. v. Bloomingdale (89 Off. Gaz. 1670), 96, 458. Joseph Dixon Crucible Co. v. Benham (4 Fed. Rep. 527). 391. Joseph v. Macowsky (96 Cal. 518), 09. Josselyn v. Swezey & Dart (15 Off. Gaz. 702), 42L xl TABLE OF CASES. Jud-Koh -^ 1.1 References J. & P. Coats V. John Coates Thread Co. (135 Fed. Rep. 177), 155. J. R. Watkins Med. Co. v. Sands (83 Minn. 326), 58, 219. Judson V. Malloy (40 Cal. 299), 183. Julian V. Hoosier Drill Co. (78 Ind. 408), 63, 100, 179, 180. Jurgenson v. Alexander (24 How. Pr. 269), 402, 793. K Kaiserbrauerei v. Baltz Brewing Co. (71 Fed. Rep. 695), 92, 101. Kann v. Diamond Steel Co. (89 Fed. Rep. 706), 256, 281, 282, 289, 294. Kassel v. Jeuda (70 N. Y. Supp. 480), 249. Kathreiner's Malz Kaffee Fab. v. Pastor Kneipp Med. Co. (82 Fed. Rep. 821), 21. Keasbey v. Brooklyn Chemical Co. (142 N. Y. 467), 97, 111, 161. Keller v. B. F. Goodrich Co. (117 Ind. 556), 378. Kellog V. Totten (16 Abb. Pr. 35), 194. Kelly V. Byles (40 L. T. 623), 93. Kennedy v. Dr. David Kennedy Corp. (66 N. Y. Supp. 225), 310. Kennedy Corp. v. Kennedy (55 N. Y. Supp. 917), 309 Kenny v. Gillet (70 Md. 574), 70. Kentucky Distilleries & Ware- house Co. V. Wathen (110 Fed. Rep. 641), 286. Kerry v. Toupin (60 Fed. Rep. 272), 104, 249, 253. are to pages. Keuffel & Esser Co. v. H. S. Crocker Co. (118 Fed. Rep. 187), 283, 284, 285, 287, 288, 289. Kidd V. Horry (28 Fed. Rep. 773), 238. V. Johnson (100 U. S. 617), 21, 30, 34, 61, 102, 148, 179, 189, 334. Kidd & Co. V. Mills, Johnson & Co. (5 Off. Gaz. 337), 102, 334. Kinahan v. Bolton (15 Ir. Ch. 75), 297, 299, 332. V. Kinahan (15 Ir. Ch. 75), 256. Kingsley v. Jacoby (20 N. Y, Supp. 44), 312. Kinney v. Allen (Fed. Case No. 7826), 296, 418. V. Basch (Seb. 542), 35, 104, 296, 299. Kinney Tob. Co. v. Mailer (53 Hun, 340), 104. Kipling V. G. P. Putnam's Sons (57 C. C. A. 295), 7, 164. Kirkpatrick v. Pope Mfg. Co. (61 Fed. Rep. 46), 396. Klotz V. Hecht (73 Fed. Rep. 822), 45, 136. Knoedler v. Boussod (47 Fed. Rep. 465), 187, 189, 197, 206, V. Glaenzer (5 C. C. A. 305), 187, 189, 197, 198, 206. Knott V. Morgan (2 Keen, 213), 43. Knox V. Columbia Liberty Iron Co. (42 Fed. Rep. 378), 391. Koebel v. Chicago Landlords' Protective Bureau (210 111. 176), 286. Kohler v. Sanders (122 N. Y. 65), 91. Kohler Mfg. Co. v. Beeshore (1), (53 Fed. Rep. 262), 451. V. Beeshore (2), (8 C. C. A. 215). 21, 184, 220, 291, 322, 451. Kos-Law TABLE OF CASES. xU References Kostering v. Seattle Brewing & Malting Co. (54 C. C. A. 76), 103, 268, 302. Kramer v. Old (119 N. Car. 1), 209. Krauss v. Jos. R. Peebles' Sons Co. (58 Fed. Rep. 585), 68, 275, 276, 353, 373. Kroegher v. McConway & Forley Co. (149 Pa. St. 444), 230. Kronthal Waters v. Becker (137 Fed. Rep. 649), 25. Kroppf V. Furst (94 Fed. Rep. 150), 44, 45. Kyle V. Perfection Mattress Co. (127 Ala. 39), 103. Labouchere v. Dawson (L. R. 13 Eq. 322), 206. Lacroix v. Escobal (37 La. Ann. 533), 413, 453. La Croix v. May (15 Fed. Rep. 236), 60, 62, 461. V. Sarrazin (15 Fed. Rep. 489), 391. Lafayette Ins. Co. v. French (18 How. 404), 350. Laird v. Wilder (2 Bush, Ky., 131), 70. Lalance & Grosjean Mfg. Co. v. National Enameling & Stamp- ing Co. (109 Fed. Rep. 317), 249. Lamb v. Evans (L. R. 1892, 3 Ch. 462), 224. Laraont v. Leedy (88 Fed. Rep. 72), 89, 366. Lamplough v. Balmer (W. N., 1867, p. 293), 73. Lanahan v. John Kissel & Son (135 Fed. Rep. 899), 100, 377. are to pages. Landreth v. Landreth (22 Fed. Rep. 41), 143, 145, 249. Lane v. Smythe (46 N. J. Eq. 443), 188. Lare v. Harper & Bros. (30 C. C. A. 373), 380, 400. La Republique Francaise v. Sara- toga Vichy Springs Co. (99 Fed. Rep. 773), 397. V. Saratoga Vichy Springs Co. (191 U. S. 427), 159. V. Schultz (1), (57 Fed. Rep. 37), 6, 129. V. Schultz (2), (94 Fed. Rep. 500), 45, 46. V. Schultz (3), (42 C. C. A. 233), 172. V. Schultz (4), (115 Fed. Rep. 196), 292. Larrabee v. Lewis (67 Ga. 561), 4, 94. Lashus V. Chamberlain (6 Utah 385), 189, 214. Lauferty v. Wheeler (11 Abb. N. C. 220), 77, 96, 135. Laughman's Appeal (128 Pa. 1), 25. Lautz Bros. & Co. v. Schultz & Co. (9 Off. Gaz. 791), 421. Lavanburg v. Pfeiffer (52 N. Y. Supp. 801), 277. V. Pfeiffer (66 N. Y. Supp. 39), 277. Laverne v. Hooper (Ind. L. R. 8 Mad. 149), 176, 337, 353. Lawrence v. Times Printing Co. (90 Fed. Rep. 24), 217. Lawrence Mfg. Co. v. Lowell (129 Mass. 325), 296, 298. V. Tenn. Mfg. Co. (31 Fed. Rep. 776), 354. V. Tennessee Mfg. Co. (138 U. 5. 537), 16. 38, 41, 44; 84, 108, 120, 126, 159, 141. 181, 257, 354. xlii TABLE OF CASES. Law-Lig Lawson v. Bank of London (18 C, B. 84), b51. Lazenby v. White (41 L. J. Cli. 354), 91, 179, 180. Lea V. Deakin (Fed. Case No. S154), 95, 129, 180. V. Millar (Seb. 513), 95, 180, 181. V. Wolff (15 Abb. Pr. N. S. 1), 95, 128, 137, 373. Leahy V. Glover (10 R. P. C. 141), 374, 393. Leather Cloth Case (11 H. L. C. 523), 3, 9, 13, 21, 22, 28, 39, 69, 74, 75, 138, 149, 179, 265, 361. 395. Leather Cloth Co. v. Hirschfield (1), (1 N. R. 551), 76. V. Hirschfield (2), (1 H. & M. 295). V. Lorsont (L. R. 9 Eq. 345), 72. Leclancha Battery Co. v. West- ern Electric Co. (1), (21 Fed. Rep. 538), 379, 380, 401. V. Western Electric Co. (2), (23 Fed. Rep. 276), 111. Lee V. Haley (22 L. T. N. S. 251), 35, 172. V. Haley (5 Ch. App. Cas. 155), 168, 272, 373. Lehigh Valley Coal Co. v. Ham- blen (23 Fed. Rep. 225), 154. Leidersdorf v. Flint (1), (Fed. Case No. 8,219), 314, 411. V. Flint (2), (50 Wis. 401), 359. Lemoine v. Gauton (2 E. D. Smith, 343), 62, 179, 360. Leonard v. Wells (L. R. 26 Ch. D. 288), 105. V. White's Golden Lubricator Co. (38 Fed. Rep. 922), 105, 373. Le Page Co. v. Russia Cement Co. (2 C. C. A. 555), 24, 352, 358, 359. References are to pages. Leprince v. Her & Morris (92 Off. Gaz. 189), 453. Lever v. Bedingfield (80 L. T. N. S. 100), 44, 124. Lever v. Goodwin (4 R. P. C. 492), 124. Lever Bros. (Ltd.) v. Pasfield (88 Fed. Rep. 484), 104, 289, 393. Lever Bros. Ltd., Boston Works v. Smith (112 Fed. Rep. 998), 289. Levyean v. Clements (175 Mass. 376), 225. Levy V. Waitt (1), (56 Fed. Rep, 1016), 21, 56, 97. V. Waitt (2), (10 C. C. A. 227), 14, 21, 56, 58, 63, 65. V. Walker (L. R. 10 Ch. D. 463), 23. Lewis & Nelson's Appeal (67 Pa. 153), 376. Lewis V. Chapman (3 Beavan, 133), 120. V. Klapproth (11 Vict. L. R. (E) 214), 354. V. Langdon (7 Sim. 421), 24, 211. L. H. Harris Drug Co. v. Stucky (46 Fed. Rep. 624), 16, 89, 323, 446, 450, 455. Lichtenstein v. Goldsmith (37 Fed. Rep. 359), 99, 182. Liebig's Extract Co. v. Hanbury (17 L. T. N. S. 298), 92,180. Liebig's Extract of Meat Co. v. Libby, McNeill & Libby (103 Fed. Rep. 87), 92. Liebig's Extract of Meat Co. v. Walker (115 Fed. 822), 92, 321. Liggett & Myer Tobacco Co. v. Finzer (128 U. S. 182), 272, 291. V. Hynes (20 Fed. Rep. 883), 104. 243, 256, 263, 280, 303, 391, 419. Lig-Man TABLE OF CASES. xliii References are to pages. Liggett & Myer Tobacco Co. v. Sam Reid Tob. Co. (104 Mo. 53), 272, 361. Lilienthal v. Drucklieb (84 Fed Rep. 918), 217. Linde v. Bensel (22 Hun, 601), 333. Linoleum Mfg. Co. v. Nairn (7 CIi. Div. 834), 79, 92, 109, 140. Linton v. First National Bank of Kittanning (10 Fed. Rep. 894), 139. Lippincott v. Hubbard (28 Pitts. L. J. 303), 23, 25. Lippman v. People (175 HI. 101), 557. Listman Mill Co. v. Wm. List- man Mill Co. (88 Wis. 334), 23, 102. Little V. Gallus (38 N. Y. Supp. 487), 220, 222, 227. V. Kellam (100 Fed. Rep. 353), 288. Littlejobn v. Mulligan (3 New Zealand Rep. 446), 384. Livermore v. White (74 Me. 452), 183. Llewellyn v. Rutherford (L. R. 10 C. P. 456), 195. Lockwood V. Bostwick (2 Daly, 521), 97, 283. Longman v. Tripp (2 Bos. & P. N. R. 67), 25. V. Winchester (16 Ves. 269), 165. Lord V. Whitehead & Atherton Machine Co. (24 Fed. Rep. 801). 364, 395. Lord Byron v. Johnston (2 Mer. 29), 43. Lorillard Co. v. Paper (86 Fed. Rep. 956), 294. Lorillard v. Pride (28 Fed. Rep. 434), 79, 243, 244, 419. 452. V. Wight (15 Fed. Rep. 383). 249. Love V. Stidham (18 App. D. C. 306), 209. Low V. Fels (35 Fed. Rep. 361), 382. V. Hall (47 N. Y. 104), 656. V. Hart (90 N. Y. 457), 338, 374. Lowell Mfg. Co. V. Lamed (Fed. Case No. 8570), 57. 59, 419. Lucker v. Phoenix Assurance Co. (67 Fed. Rep. 18), 396. Luddington Novelty Co. v. Leon- ard (119 Fed. Rep. 937), 97. V. Leonard (62 C. C. A. 269), 384. Lux V. Haggin (68 Cal. 255), 174, Luyties v. Hollender (1), (21 Fed. Rep. 281), 315, 321, 328, 365, 461. V. Hollender (2), (30 Fed. Rep. 632), 92, 329, 461. Lyman v. Burns (47 Off. Gaz. 660), 103. Lysney v. Selby (2 Ld. Raym. 1118), 216. M Macdonald v. Richardson (1 Giff. 81), 188. Macmahan Pharmacal Co. v. Denver Chem. Mfg. Co. (51 C. C. A. 302), 21, 65. Magee Furnace Co. v. Le Barron (127 Mass. 115), 275. Magnolia Metal Co. Trademarks (66 L. J. Ch. N. S. 312), 92. Mandeville v. Harmon (42 N. J. Eq. 185), 192. Manhattan Med. Co. v. Wood (1), Fed. Cas. No. 9026). 17. 51, 303. V. Wood (2). (108 U. S. 218), 24, 67, 68, 71, 105, 106, 135, 181, 243. xliv TABLE OF CASES. Man-Mel References Manitowoc Malting Co. v. Mil- waukee Malting Co. (119 Wis. 543), 272. Manitowoc Mfg. Co. v. Dickerman (57 Off. Gaz. 1721), 63, 324, 458, 460. Manitowoc Pea-Packing Co. v. William Numsen & Sons (93 Fed. Rep. 196), 137. Manufacturing Co. v. Simpson (54 Conn. 527), 145. V. Trainer (101 U. S. 51), 3, 4, 6, 68, 87, 126, 263, 297, 298, 299. Marcovitch v. Bramble, Wilkins & Co. (Cox. Manual, No. 595), 398. Marcus Ward & Co. v. Ward (1), (15 N. Y. Supp. 913), 143. V. Ward (2), (40 N. Y. S. Rep. 792), 206. Market Co. v. Hoffman (101 U. S. 112), 329. Marks v. Jaffa (26 N. Y. Supp. 908), 235. Marsh v. Billings (7 Cush. 322), 271, 358, 312. V. Warren (14 BlatcM. 263), 425, 427. Marshall v. Hawkins (4 N. Z. L. R. Sup. Ct. 59), 261. V. Pinkham (52 Wis. 572), 92, 180, 354. V. Ross (L. R. 8 Eq. 651), 77, 288. Martha Washington Creamery- Buttered Flour Co. V. Mar- tian (44 Fed. Rep. 473), 54, 378. Martin v. Bowker (163 Mass. 461), 591. V. Murphy (129 Ind. 464), 191, 213, 214. V. Wright (6 Sim. 297), 46. Marvel Co. v. Pearl (— C. C. A. — ., 133 Fed. Rep. 160), 95. are to pages. Marvel Co. v. Tullar Co. (125 Fed. Rep. 829), 255. Massam v. Cattle Food Co. (L. R. 14 Ch. D. 748), 22. Matthews v. Murchison (17 Fed. Rep. 760), 174. Matsell V. Flannagan (2 Abb. Pr. N. S. 459), 166, 168. Matter of Hondayer (150 N. Y. 37), 192. Mayer v. Flanagan (12 Tex. Civ. App. 405), 24. Maxwell v. Hogg (L. R. 2 Ch. App. 307), 64, 368. McAndrew v. Bassett (4 DeG. J. & S. 380), 21, 58, 96, 402, 404. McCall V. Theal (28 Grant Up. Can. Ch. 48), 88. McCann v. Anthony (21 Mo. App. 83), 249, 267, 294, 333, 375. McCardel v. Peck (28 How. Pr. 120), 175, 311. McCord V. Williams (96 Pa. St 78), 209. McElwee v. Blackwell (15 Off. Gaz. 658), 412, 416, 423. McGowan v. McGowan (22 Ohio St. 370), 197, 210, 211. McLean v. Fleming (96 U. S. 245), 3, 24, 26, 38, 44, 106, 143, 144, 151, 172, 256, 257, 264, 265, 361, 364, 372, 377, 382, 402, 407, 760. McMurtrie v. Guiler (183 Mass. 451), 205. McVeagh v. Valencia Cigar Fac- tory (32 Off. Gaz. 1124), 22. McVey v. Brendel (144 Pa. St. 235). 56. Melachrino v. Melachrino Cigar- ette Co. (4 R. P. C. 215), 141, 146, 181, 375. Mellersh v. Keen (28 Beavan, 453), 205, 214. Mel-Moo TABLE OF CASES. xlv References Mellin v. White (L. R., 1895, A. C. 154), 49. Meneely v. Meneely (62 N. Y. 427), 140, 143. Menendez v. Holt (128 U. S. 514), 21, 23, 31, 56, 100, 101, 106, 116, 176, 177, 186, 188, 212, 257, 373. Merchants' Ad. Sign Co. v. Ster- ling (124 Cal. 429), 202. Meriden Britannia Co. v. Parker (39 Conn. 454), 70, 375. Merriam v. Famous Shoe and Clothing Co. (47 Fed. Rep. 411), 88, 164. V. Holloway Pub. Co. (43 Fed. Rep. 450), 164. V. Texas Sif tings Pub. Co. (49 Fed. Rep. 944), 95, 164. Merry v. Hoopes (111 N. Y. 415), 23. Merry weather v. Moore (L. R. 1892, 2 Ch. D. 518), 222,224. Messer v. The Fadettes (168 Mass. 140), 147. Messerole v. Tynberg (36 How. Pr. 14), 13, 97, 139. Metropolitan Bank v. St. Louis Dispatch Co. (1), (36 Fed. Rep. 722-724), 187, 188, 192. V. St. Louis Dispatch Co. (2), (149 U. S. 436), 186, 188, 192. Metzler v. Wood (L. R. 8 Ch. D. 606), 376. Meyer v. Bull Medicine Co. (58 Fed. Rep. 884), 124, 144. V. Labau (51 La. Ann. 1726), 209. Millbrae Co. v. Taylor (25 L. R. A. 193), 70. Miller v. Beck (Iowa), (72 N. W. Rep. 553), 215. V. Keeler (9 Pa. Co. Ct. R. 274), 192. are to pages. Miller Tobacco Manufactory Co. V. Commerce (45 N. J. Law 18), 258. Millington v. Fox (3 My. & Or. 338), 255. 271, 297, 403, 405. Milwaukee R. R. Co. v. Arms (91 U. S. 487), 358. Miskell V. Prokop (58 Nebr. 628), 279. Mississippi & Mo. R. R. Co. v. Ward (2 Black, 485), 329. Missouri Pacific Railway v. Humes (115 U. S. 512), 358. Mitchell V. Henry (L. R. 15 Ch. D. 181), 392. V. Read (84 N. Y. 556), 214. M. J. Breitenbach Co. v. Spangen- berg (131 Fed. Rep. 160), 103, 116, 287. Moet V. Clybonn (Seb. 533), 297. V. Cousten (33 Beav. 578), 271, 404. V. Pickering (L. R. 8 Ch. D. 372), 297, 299, 339, 405. Monarch v. Rosenfeld (19 Ky. Law Rep. 14), 154. Monopol Tobacco Works v. Gen- sior (66 N. Y. Supp. 155), 392. Monroe Cattle Co. v. Becker (147 U. S. 47), 450. Monson v. Boehm (L. R. 26 Ch. D. 398), 63, 176, 177. Montgomerie v. Donald (Ct. Sess. Cas. 4th Ser. 11, 506), 95. Montgomery v. Thompson (1891, App. Cas. 217), 140. Moody V. Thomas (1 Disney 294), 198. Moore v. Rawson (185 Mass. 264), 30, 205. V. Rugg (44 Minn. 28), 225. V, Stevenson (27 Conn. 14), 183. Moorehead v. Hyde (38 Iowa 382), 215. xlvi TABLE OF CASES. Moo-New References are to pages. Moorman v. Hoge (Fed, Case No. 9783), 16, 243. 354, 413, 418, 450. Moreau v. Edwards (2 Tenn. Ch. 347), 198. Morgan v. McAdam (36 L. J. Ch. 228), 69, 73. V. Rogers (19 Fed. Rep. 596), 22, 23, 25, 193. V. Schuyler (79 N. Y. 490), 206, 211. Morgan Envelope Co. v. Walton (1), (82 Fed. Rep. 469), 281, 289. V. Walton (2), (86 Fed. Rep. 605), 124, 128. Morgan Sons Co. v. Troxell (Cox, Manual, 674), 243, 252, 276. Morison v. Moat (21 L. J. Ch. 248), 222, 225. Morris v. Moss (25 L. J. Ch. 194), 188. Morrison v. Case (Fed. Case No. 9845), 104, 419, 454. V. Salmon (2 Man. & G. 385), 255. Morse v. Hutchins (102 Mass. 439), 216. V. Worrell (10 Phila. 168), 103, 376. Morse Machine Co. v. Morse (103 Mass. 73), 219. Mossier v. Jacobs (65 111. App. 571), 104, 288. Motley V. Downman (3 My. & Cr, 1), 255, 297, 335. Moxie Nerve Food Co. v. Baum- bach (32 Fed. Rep. 205), 53, 122, 253, 287, 377. V. Beach (33 Fed. Rep. 248), 259, 287, 380, 396. V. Beach (35 Fed. Rep. 465), 221. Mullins V. People (23 How. Pr. 289), 654. Mumm V. Kirk (40 Fed. Rep 589), 45, 112. Munro v. Smith (13 N. Y. Supp. 708), 262, 277. V. Tousey (129 N. Y. 38), 267. Munsey v. Butterfield (133 Mass. 492), 188. 206. Murray v. Engraving Co. (28 N. Y. Supp. 271), 237. Musselman & Clarkson's Appeal (62 Pa. St. 81), 189. Myers v. Baker (3 H. & N. 802), 255. V. Cunningham (44 Fed. Rep. 349). V. Kalamazoo Buggy Co. (54 Mich. 215), 148, 207. V. Theller (38 Fed. Rep. 607), 249, 274. N National Biscuit Co. v. Baker (95 Fed. Rep. 135), 7, 10, 104. 289. 301, 302, 304. V. Ohio Baking Co. (127 Fed. Rep. 160). 101. V. Swick (121 Fed. Rep. 1007), 249. National Gum & Mica Co. v. Braendly (51 N. Y. Supp. 93), 228. National Starch Mfg. Co. v. Dur- yea (41 C. C. A. 244), 143. Native Guano Co. v. Sewage Manure Co. (8 P. R. 125). 93. Neilson v. Betts (L. R .5 H. L. R. 1), 359. Nerve Food Co. v. Baumbach (32 Fed. Rep. 205), 53. Neva Stearine Co. v. Mowling (9 Vict. L. R. 98), 180. Newark Coal Co. v. Spangler (54 N. J. Eq. 354), 143. New-Ome TABLE OF CASES. xJvii References Newbro v. Undeland (96 N. W. Rep. 635), 377. Newby v. Railroad Co. (Fed. Case No. 10,144), 150. New Home Sewing Machine Co. V. Bloomingdale (59 Fed. Rep. 284), 100. 285. Newman v. Alvord (49 Barb. 588). 6, 18, 35, 85, 87, 136. V, Pinto (4 •\ P. C. 508), 70, 375, 404. New Orleans v. Steamship Co. (20 Wall. 387). 398. New York Asbestos Mfg. Co. v. Ambler Asbestos Air-Cell Covering Co. (1), (99 Fed. Rep. 85), 379. 380, 400. V. Ambler Asbestos Air-Cell Covering Co. (43 C. C. A. 46), 379. New York Cement Co. v. Coplay Cement Co. (1), (44 Fed. Rep. 277), 94. V. Coplay Cement Co. (2), (45 Fed. Rep. 212), 27, 52, 94, 134, 336. New York Life Ins Co. v. Crav- ens (178 U. S. 389), 318. Nichols V. Kimpton (3 Times L. R. 674), 402. Nicholson v. Wm. A. Stickney Cigar Co. (158 Mo. 158), 264. Nlxey V. Roffey (W. N., 1870, p. 227), 72. N. K. Fairbank Co. v. Central Lard Co. (64 Fed. Rep. 133), 98, 182, 284. 373. V. Dunn (126 Fed. Rep. 227), 277. V. Luckel, King & Cake Soap Co. (1). (88 Fed. Rep. 694). 45, 100, 267, 285, 301. V. Luckel, King & Cake Soap Co. (2), (42 C. C. A. 376), 8, 267, 285, 301. V. Luckel, King & Cake Soap are to pages. Co. (3), (106 Fed. Rep. 498), 372. v. Luckel, King & Cake Soap Co. (4), (54 C. C. A. 204), 172. V. R. W. Bell Mfg. Co. (71 Fed. Rep. 295), 248. V. R. W. Bell Mfg. Co. (23 C. C. A. 554), 248, 268, 793. V. Windsor (61 C. C. A. 233), 382. Noel V. Ellis (89 Fed. Rep. 978), 95, 289. Noera v, Williams Mfg. Co. (158 Mass. 110), 253. Nolan Bros. Shoe Co. v. Nolan (131 Cal. 271), 279. Northcutt v. Turney (101 Ky. 314), 55, 97, 129, 134, 335. North Eastern Awl Co. v. Marl- borough Awl Co. (168 Mass. 147), 7. Nunn V. D' Albuquerque (34 Beav. 595), 403. Nuthall V. Vining (28 W. R. 330), 243. 249. Oakes v. St. Louis Candy Co. (146 Mo. 391). 7, 59. V. Tonsmierre (49 Fed. Rep. 447), 22, 62, 38L Oakey v. Dalton (L. R. 35 Ch. D. 700), 335. Ohio & Miss. Ry. Co. v. Press Pub. Co. (48 Fed. Rep. 206), 48. Ohio Baking Co. v. National Bis- cuit Co. (62 C. C. A. 116). 101. Oldham v. James (13 Ir. Ch. 393), 354. Olin V. Bate (98 111. 53). 140. Omega Oil Co. v. Weschler (71 N. Y. Supp. 983), 103, 270. xlviii TABLE OF CASES. Ono-Peo Onondaga Co. Milk Association V. Wall (17 Hun, 494), 200. Opinion of Attorney General (47 Off. Gaz. 397), 804. Oppermann v. Waterman (94 Wis. 583), 285. Oregon Steam Nav. Co. v. Wind- sor (20 Wall. 64), 202. O'Rourke v. Central City Soap Co. (26 Fed. Rep. 576), 64, 96, 366. Orr V. Diaper (L. R. 4 Ch. D. 92), 339, 395. Orr-Ewing v. Chooneeloll Mullick (Cor. 150), 62. V. Grant, Smith & Co. (2 Hyde, 185), 62, 256. V. Johnson (7 A. C. 219), 262, 281, 304. Orr-Ewing & Co. v. Grant (2 Hyde, 185), 256. Osgood V. Allen (1 Holmes, 185), 85, 127, 128, 262. V. Rockwood (Fed. Case No. 10,605), 100, 371, 416, 422. Pabst Brewing Co. v. Ekers (Rap. Jud. Que. 21 C. S. 545), 62. Palmer v. Graham (1 Pars. Eq. Cas. 476), 198. V. Harris (60 Pa. St. 156), 69, 70, 100, 374. V. Travers (20 Fed. Rep. 501), 49. Paris Medicine Co. v. W. H. Hill Co. (42 C. C. A. 227), 263, 302. Parker v. Hulme (1 Fisher, 44), 356. Parkland Hill Blue Lick Water Co. V. Hawkins (95 Ky. 502), 97. References are to pages. Parkhurst v. Brock (47 Atl. Rep. 1068), 208. Parlett v. Guggenheimer (67 Md. 542), 70, 285, 374. Parsons v. Hay ward (31 Beavan, 199), 188, 195. Partlo V. Todd (17 Can. S. C. R. 196), 114, 116. Partridge v. Menck (2 Sandf. Ch. R. 622), 69, 127, 373. Paton V. Majors (46 Fed. Rep. 210), 396. Paul V. Barrows (4 DeG. J. & S. 150), 299. V. Virginia (8 Wall. 168), 318, 350. Pavesich v. New England Life Ins. Co. (50 S. E. Rep. 68), 236, 240. P. C. Weist Co. V. Weeks (177 Pa. 412), 50, 323. Peabody v. Norfolk (98 Mass. 452), 219, 220, 222, 224. Peltz V. Eichele (62 Mo. 171), 213. Pence v. Langdon (99 U. S. 578, 581), 174. Pennsylvania Co. v. Railroad Co. (118 U. S. 290), 350. Pennsylvania Salt Mfg. Co. v. Meyers (79 Fed. Rep. 87), 103. Pennsylvania Tel. Co. v. Western Union Co. (96 U. S. 9), 319. People V. Bartholf (20 N. Y. Supp. 782), 656. V. Cannon (139 N. Y. 32), 654, 656. V. Elfenbein (20 N. Y. Supp. 364), 656. V. Fisher (57 N. Y. Sup. Ct. 552), 56, 419. V. Gluckman (70 N. Y. Supp. 173), 655. V. Hilfman (70 N. Y. Supp. 621), 655. Peo-Por TABLE OF CASES. xlix References People V. Hogan (29 N. Y. St. 110), 654. V. Krivitzky (168 N. Y. 182), 655. V. Molins (10 N. Y. Supp. 130), 25, 460. V. Roberts (159 N. Y. 70), 185, 192, 193. Pepper v. Labrot (8 Fed. Rep. 29), 23. 24, 179, 294. Perceval v. Phipps (2 Ves. & B. 19), 225. Perkins v. Heert (158 N. Y. 306), 655. Perks V. Hall (W. N., 1881, p. Ill), 375. Perry v. Truefit (6 Beav. 66), 13, 38, 39, 69, 102. Peterson v. Humphrey (4 Abb. Pr. 394), 24, 210. Petrolia Mfg. Co. v. Bell & Bo- gart Soap Co. (97 Fed. Rep. 781), 31, 98. Pettes V. American "Watchman's Clock Co. (85 N. Y. Supp. 900), 655. Pfeiffer v. Wilde (46 C. C. A. 415), 389. Phalon V. Wright (5 Phila. 464), 69, 90. 375. Phelan v. Collender (13 N. Y. Sup. Ct. 244), 24. Philadelphia Nov. Co. v. Blakes- ley Nov. Co. (40 Fed. Rep. 588), 113, 249. V. Rouss (40 Fed. Rep. 585), 113. Philadelphia R. R. Co. v. Quig- ley (62 U. S. (21 How.) 213), 357. Piaget V. Headley (68 N. Y. Supp. 351), 254. Pickett V. Green (120 Ind. 584), 191, 213. Pidding v. How (8 Sim. 477), 100, 69. arc to pages. Pierce v. Frank (15 L. J. Ch. 122). 402. V. Fuller (8 Mass. 228), 188. V. Guittard (68 Cal. 68), 41. Pike Mfg. Co. v. Cleveland Stone Co. (35 Fed. Rep. 896), 100, 101, 102. 105, 182, 283, 289. Pilmore v. Hood (5 Bing. N. C. 97). 216. Pillsbury v. Pillsbury- Washburn Flour Mills Co., (12 C. C. A. 432), 25, 72, 263. 301, 303. 375. Pillsbury-Washburn Flour Mills Co. V. Eagle (82 Fed. Rep, 816), 130. V. Eagle (30 C. C. A. 386), 8, 10, 130, 132, 135, 136, 141. 335. Pinto V. Badman (8 R. P. C. 181, Cartmell, 270), 21, 115. V. Trott (8 P. R. 173), 284. Piso Co. V. Voight (4 Ohio N. P. 347), 70, 353. Pittsburg Crushed Steel Co. v. Diamond Steel Co. (85 Fed. Rep. 637), 184, 290, 322, 323. Plant Seed Co. v. Michel Plant & Seed Co. (23 Mo. App. 579), 146. P. Lorillard Co. v. Peper (86 Fed. Rep. 956), 294, 392. Pollen V. LeRoy (30 N. Y. 549), 394. Pollard V. Photographic Co. (40 C. D., Eng., 345), 225. Ponsardin v. Peto (33 Beav. 643), 339. Pontefact v. Isenberger (106 Fed. Rep. 499), 100, 274. Pope V. Curl (2 Atk. 342), 225. Popham V. Cole (66 N. Y. 69), 267, 418. V. Wilcox (66 N. Y. 69), 93, 265, 291. Porter v. Gorman (65 Ga. 11), 188, 197. 1 TABLE OF CASES, Por-Ral References ai Portuondo v. Monne (28 Fed. Rep. 16), 261, 380. Postal Tel. Cable Co. v. Netter (102 Fed. Rep. 691), 460. Postum Cereal Co. v. American Health Food Co. (109 Fed. Rep. 898), 8, 291. V. American Health Food Co. (56 C. C. A. 360), 247, 256. Potter V. Commissioners of Inland Revenue (10 Ex. 147), 188. Potter Drug & Chem. Co. v. Mil- ler (75 Fed. Rep. 656), 99, 282. Potter Drug & Chem. Corp v. Pasfield Soap Co. (102 Fed. Rep. 490), 99, 291. V. Pasfield Soap Co. (46 C. C. A. 40), 99, 291. Ponsardin v. Peto, (33 Beav. 642), 339. Powell V. Birmingham Vinegar Brewery Co. (L. R. 1894, 3 Ch. D. 449), 124. Pratt's Appeal (117 Pa. St. 401), 29, 52, 335, 373. Pratt's Mfg. Co. v. Astral Re- fining Co. (27 Fed. Rep. 492), 88. Press Pub. Co. v. Falk (59 Fed. Rep. 324), 225. V. Monroe (73 Fed. Rep. 196), 357, 358. Preservaline Mfg. Co. v. Heller Chem. Co. (118 Fed. Rep. 103), 78. Price V. Goodall (L.. R. 1891, 1 Ch. D. 35), 7. Price Baking Powder Co. v. Fyfe (45 Fed. Rep. 799), 99, 122, 381. Prince's Metallic Paint Co. v. Carbon Metallic Paint Co. (Seb. 573), 143. V. Prince Mfg. Co. (1), (53 Fed. Rep. 493), 321, 328, 350. 461. e to pages. Prince's Metallic Paint Co. v. Prince Mfg. Co. (2), (6 C. C. A. 647), 175. Prince Mfg. Co. v. Prince's Metal- lic Paint Co. (1), (15 N. Y. Supp. 249), 23, 33. V. Prince's Metallic Paint Co. (2), (135 N. Y. 24), 66, 68, 136. Probasco v. Bouyon (1 Mo. App. 241), 22, 208. Proctor V. McBride (Fed. Cas. No. 11,441), 287. Procter & Gamble Co, v. Globe Refining Co. (34 C. C. A. 405), 249, 291, 294, 300. Provident Chemical Works v. Canada Chemical Mfg. Co. (2 Ont. Law Rep. 182), 88. Prudential Assurance Co. v. Knott (L, R. 10 Ch. D. 142), 46. Putnam Nail Co, v, Ausable Horsenail Co. (53 Fed. Rep, 390), 45. V. Bennett (43 Fed. Rep. 800), 257, 372. 452. V, Dulaney (140 Pa. 205), 112, R Radam v. Destroyer Co. (81 Texas, 122), 391, 392. Radde v. Norman (L. R. 14 Eq. 348), 55, 286. Raggett V. Findlater (L, R. 17 Eq. 29), 93. Rahtjen's American Composition Co. V. Holzappel's Composi- tion Co. (41 C. C. A. 329), 74. Railroad Co, v. Harris (12 Wall. 65), 350. Rains v. White (52 S. W. Rep. 970), 249. Ralli V. Fleming (Ind. L. P.. 3 Calc. 417), 296. Ral-Re Con TABLE OF CASES. li References are to pages. Ralph V. Taylor (L. R. 25 Ch. D. 194), 79. Rammelsberg v. Mitchell (29 Ohio St. 22), 212. Ramsden v. Dyson (L. R. 1 H. L. 129), 174. Ranft V. Reimers (200 111. 386), 198. Ransom v. Ball (7 N. Y. Supp. 238), 68. V. Mayor (1 Fisher, 252), 356. Ransome v. Bentall (3 L. J. Ch. 161), 76, 266, 297, 298. V. Graham (51 L. J. Ch. 897), 297. Rawlinson v. Brainard & Arm- strong Co. (59 N. Y. Supp. 880), 100, 291. Rawson v. Pratt (91 Ind. 9). 214, 216. Raymond v. Royal Baking Pow- der Co. (1), (22 C. C. A. 278), 389. V. Royal Baking Powder Co. (2), (29 C. C. A. 245), 103. Re Adriance, Piatt & Co. (Comm. Decis., 1881, p. 52), 451. Alden (15 Off. Gaz. 389), 90. American Lubricating Oil Co. (9 Off. Gaz. 687), 104, 420. American Sardine Co. (3 Off. Gaz. 495), 88, 418, 455. American Saw Co. (58 Off. Gaz. 521). 455. Ames (23 Off. Gaz. 344), 455. Arbenz (L. R. 35 Ch. D. 248). 180. Armstrong & Co. (26 MSS. D. 260), 452. Atkins Filter Co. (3 P. R. 164), 94. Australian "Wine Importers, Ltd.. (L. R., 41 Ch. D. 278), 4. Baldwin (30 L. T. 354), 104. Re Barker's Trademark (53 L. T. N. S. 23), 282. Barrows (L. R. 5 Ch. D. 353), 297, 299. Baschiera's Trade-mark (33 S. J. 469), 280. Blakeslee & Co. (Comm. De- cis., 1871, 284), 419. Block & Co. (14 Off. Gaz. 235), 415, 419. Boehm & Co. (8 Off. Gaz. 319), 414, 451. Bogardus (5 MSS. D. 2), 454. Bole Bros. (12 Off. Gaz. 939), 418. Bovril (L. R. 1896, 2 Ch. D. 600), 97. Bowe (50 MSS. D. 168), 454. Brandreth (1), (Seb. 626), 87. 93. Brandreth (2), (59 N. Y. Supp. 1092), 229. Brand Stove Co. (62 Off. Gaz. 588), 418. Brigham (Comm. Decis. 1881, p. 38), 418. Bromo-Celery Co. (Newton Dig. 190), 110. Brook (26 W. R. 791), 297. Burgoyne (6 R. P. C. 227), 116. Bush & Co. (10 Off. Gaz. 164). 98, 420. California Fig Syrup Co. (L. R. 40 Ch. D. 620), 88, 799. Carter Medicine Co. (L. R., 1892, 3 Ch. D. 472), 799. Chetwood (165 U. S. 443), 400. Chichester Chemical Co. (52 Off. Gaz. 1061), 455. Christiansen (3 R. P. C. 54), 262, 392. Coggin. Kidder & Co. (11 Off. Gaz. 1109), 420. Consolidated Fruit Jar Co. (14 Off. Gaz. 269), 420. lii TABLE OF CASES. Re Cor-Re Joh References ar Re Cornwall (1), (12 Off. Gaz. 138), 104, 420, 455. Cornwall (2), (12 Off. Gaz. 312), 99, 418. Densham (L. R. 1895, 2 Ch. D. 176), 116. Dibble Mfg. Co. (18 MSS. D. 428), 451. Dick & Co. (9 Off. Gaz. 538), 95, 419. Dole Bros. (12 Off. Gaz. 939), 89, 420. Dutcher Temple Co. (Com. Dec. 1871, p. 248), 57. Eagle Pencil Co. (10 Off. Gaz. 981), 298, 413, 418. Eastman (W. N. 1880, p. 128). 101. Edinburgh Correspondent News- paper (Ct. of Sess. Cas. 1st Ber. 1, new ed., 407, n.), 168. English (Comm. Dec. 1870, p. 143), 413. Excelsior Spring Co. (Newton Dig. 153), 110. Fairchild (21 Off. Gaz. 789), 456. Farbenfabriken T. M. K. (L. R. 1894, 1 Ch. D. 645), 115. Farina (44 L. T. N. S. 99), 28, 172, 334. Farnum & Co. (Comm. De- cis., 1880, p. 155), 451. Finlayson, Bousfield & Co. (61 Off. Gaz. 152), 453. Fitzpatrick, Davis & Co. (18 MSS. D. 278), 451. Francis & Mallon (Comm. De- cis. 1871, p. 283), 418. Glines (8 Off. Gaz. 435), 104. Godillot (6 Off. Gaz. 641), 411. Goodyear Rubber Co. (11 Off. Gaz. 1062), 89, 417. e to pages. Re Gordon (12 Off. Gaz. 517), 418. Graham (2 Off. Gaz. 618), 93. Green (8 Off. Gaz. 729), 418. Grossmith (60 L. T. N. S. 612), 99, 176. Grove (67 Off. Gaz. 1447), 110, 418, 455. Hall (13 Off. Gaz. 229), 180, 417. Haggenmacher (60 Off. Gaz. 438), 450. Hankinson (8 Off. Gaz. 89), 413, 414, 446, 452. Hanson's Trade-mark (5 R. P. C. 130), 250. Harden Fire Extinguisher Co.'s Trademark (55 L. J. Ch. 596), 91. Hauthaway (Comm. Dec. 1871, p. 97), 417. Heaton's Trademark (L. R. 27 Ch. D. 570), 70. Hendley (72 Off. Gaz. 1654), 455, 456. Holt & Co. (L. R., 1891, 1 Ch. 711), 104. Horsburgh (53 L. J. Ch. 237), 95, 261. Horton (45 L. T. N. S. 541), 208. Hudson's Trademark (3 R. P. C. 155), 57. Imbs (10 Off. Gaz. 463), 420. India Rubber Comb Co. (8 Off. Gaz. 905), 419, 420, 451. Jackson Co.'s Trademark (6 R. P. C. 80), 116. Jelley, Son & Jones (51 L. J. Ch. 639), 268, 391. J. Marsching & Co. (15 Off. Gaz. 294), 455. Johnson (2 Off. Gaz. 315), 92, 93. Re Jon-Re San TABLE OF CASES. liii References Re Jones (53 L. T. 1), 27. Jordan (49 Fed. Rep. 238), 391. Kampfe Bros. (58 MSS. D. 306), 451. Kane & Co. (9 Off. Gaz. 105). 243, 418. Keasbey & Mattison Co. (160 U. S. 221), 329, 331, 350. Kimball (11 Off. Gaz. 1109), 414, 452. Knight (38 MSS. D. 341), 451. Kuhn & Co.'s Trademark (53 L. J. Ch. 238), 375, 402. La Soci6t6 Anonyme des Ver reries de I'Etoile (10 R. P. C. 436), 280. Lawrence (10 Off. Gaz. 163), 119, 417. Leonard & Ellis' Trademark (26 Ch. D. 288), 79. Lisner (13 Off. Gaz. 455), 414, 451. Maigen's Application (28 W. R. 759). 100. Manny & Co. (17 MSS. D. 155), 451. Manske & Co. (64 Off. Gaz. 858), 449. Maw, Son & Thompson (22 MSS. D. 403), 451. Meyerstein (7 R. P. C. 114), 94. Mitchell (L. R. 7 Ch. D. 36), 297, 334. Moet & Chandon (18 MSS. U. 259), 449. O'Donnell (Fed. Case 10, 434), 445. Palmer (L. R. 21 Ch. D. 47), 354. Palmer's Trademark (24 Ch. D. 504), 79, 81, 88. Park (12 Off. Gaz. 2), 412, 413, 419. Parker (13 Off. Gaz. 323), 411, 418. are to pages. Re Perry Davis & Son (58 L. T. N. S. 695), 7. Pierce (23 MSS. D. 16), 451. I'orter Blanchard's Sons (Comm. Uecis. 1871, p. 97), 418, 420. Pratt & Farmer (10 Off. Gaz. 866), 418. Price's Patent Candle Co. (L. R. 27 Ch. D. 681), 93. Proctor, Jr. (51 Off. Gaz. 1785), 455. Rabone (Seb. 642), 268. Rader (13 Off. Gaz. 996), 91. Rader & Co. (Comm. Decis. 1878, p. 67), 417, 419. Railton (25 MSS. D. 321), 118, 455. Randell's Estate (8 N. Y. Supp. 652), 188, 206. Rankinson (8 Off. Gaz. 89), 94. Richardson (3 Off. Gaz. 120), 417, 418. Riviere's Trademark (L. R. 26 Ch. D. 53), 337, 368. Roach (10 Off. Gaz. 333), 89, 417. Roberts (1), (Comm. Decis. 1871, p. 113), 420. Roberts (2), (Comm. Decis. 1871, p. 100), 417, 420. Roberts (3), (Comm. Decis. 1871, p. 101), 420. Rohland (10 Off. Gaz. 980), 99, 418. Rotherham (29 W. R. 503), 115. Rothschild (7 Off. Gaz. 220), 412, 453. Rowe & Post (9 Off. Gaz. 496), 420. Rubber Clothing Co. (lo Off. Gaz. Ill), 420. Rust (29 W. R. 393), 334. Sanitas Co. (4 R. P. c. 533), 114. liv TABLE OF CASES. Re Sau-Ric References are to pages. Re Saunion & Co. (Cox, 625), 69, 87. Schmidt (53 MSS. D. 7), 449. Simpson & Sons (10 Off. Gaz. 333), 411. Snook (2 Hilt. 566), 139. Speer's Trademark (4 R. P. C, 521), 280. Swezy (62 How. Pr. 215), 26. Sykes (43 L. T. N. S. 626). 57. Talbot (8 R. P. C. 149), 87. Tampa Suburban R. Co. (168 U. S. 583), 390. Thayer (54 Off. Gaz. 957), 453. Thewlis & Blakey's Trademark (10 R. P. C. 369), 282, 289. Thomas (14 Off. Gaz. 821), 417, 419. Tolle (2 Off. Gaz. 415), 354, 417, 418. Vidvard & Sheehan (8 Off. Gaz. 143), 413, 415. Volta Belt Co. (8 Off. Gaz. 144), 414, 451. Warburg & Co. (13 Off. Gaz. 44), 88, 418. Watson (16 MSS. D. 467), 452. Weaver (10 Off. Gaz. 1), 102, 419, 454. Weil (83 Off. Gaz. 1802), 456. Weisman (Newton Dig. 119), 118. Wellcome (L. R. 32 Ch. D. 213), 22, 32. Whitaker (Newton's Dig. 130), 243. Whiteley (43 L. T. N. S. 627), 268. Whyte (Comm. Dec. 1871, p. 301), 411. Worthlngton's Trademark (L. R. 14 Ch. D. 8), 249, 282 392. Read v. Richardson (45 L. T. N. S. 54), 77, 281, 394. Reddaway & Co. v. Bentham Hemp Spining Co. (9 R. P. C. 503), 123, 262. V. Banham (L. R. 1896, A. C. 199), 11, 36, 124, 125, 157. Redgrave v, Hurd (L. R. 20 Ch. D. 1), 216. Reed v. West (47 Tex. 240), 174. Reeder v. Brodt (6 Ohio Dec. 248), 96, 331. Reeves v. Denicke (12 Abb. Pr. N. S. 92), 24, 197. Regina v. Closs (D. & B. 460), 345. V. Dundas (6 Cox, 380), 345. V. Gray (Seb. 183), 345. V. Smith (D. & B. 566), 345. V. Sutter (10 Cox, 577), 345. Regis V. J. A. Jaynes & Co. (185 Mass. 458), 256. Rehbein v. Weaver (133 Fed. Rep. 607), 320. Reinhart v. Spaulding (49 L. J. Ch. 57), 100. Republic of Peru v. Reeves (40 N. Y. Sup. Ct. 316), 336. Renter's Telegram Co. v. Byron (43 L. J. Ch. 661), 226. Reynolds v. Bullock (47 L. J. Ch. 773), 194. R. Heinisch's Sons Co. v. Boker (86 Fed. Rep. 765), 43, 137, 146. Ricard v. Caton College Co. (92 N. W. Rep. 958), 279. Richards V. Butcher (L. R. 1891, 2 Ch. D. 522), 89. V. Hunt (65 Ga. 342), 212. V. Peacock (33 N. J. Eq. 606), 209. Richardson & Boynton Co. v. Richardson & Morgan Co. (8 N. Y. Supp. 53), 168. Richmond Nervine Co. v. Rich- mond (159 U. S. 293), 24, 767. Ric-Ryd TABLE OF CASES. Iv References Richter v. Anchor Remedy Co. (52 Fed. Rep. 455), 20, 62, 322. V. Reynolds (8 C. C. A. 220). 20, 22, 184, 322, 451. Rillet V. earlier (61 Barb. 435), 100, 119. Rivero v. Norris (Seton, 4th ed., 236), 339. Roberson v. Rochester Folding Box Co. (65 N. Y. Supp. 1109), 241. V. Rochester Folding Box Co. (71 N. Y. Supp. 876), 241. V. Rochester Folding Box Co. (171 N. Y. 538), 232, 236, 237, 241. Roberts v. Sheldon (Fed. Case No. 11,916), 103, 287, 338. Robertson v. Berry (50 Md. 591), 162, 253. V. Quiddington (28 Beavan, 529), 192. Robinson v. Finlay (L. R. 9 Ch. D. 487), 27, 57, 181, 296. V. Storm (103 Teun. 40), 145. Rodgers v. Nowill (1), (6 Hare, 325), 143, 255, 351, 402. V. Nowill (2), (Cox, Manual. No. 115), 398, 399. V. Philip (1 Off. Gaz. 29), 354. V. Rodgers (31 L. T. N. S. 285), 272. Rogers v. Rogers (53 Conn. 121), 145. V. Taintor (97 Mass. 291), 25, 27, 143. Rogers Co. v. Wm. Rogers Mfg. Co. (17 C. C. A. 576), 145, 156. Rogers Mfg. Co. v. Rogers & are to pages. Spurr Mfg. Co. (11 Fed. Rep. 495). Rolt V. Bulmer (Seb. 614), 194. Root V. Railway Co. (105 U. S. 189), 363. Ropes V. Upton (125 Mass. 258). 214. Rose V. Henley (47 L. J. Ch. 577), 294. V. Henly (Seb. 551), 273. V. Loftus (47 L. J. Ch. 576), 271, 274, 294, 333, 404. Rosing V. Atkinson (27 Sol. J. 534), 99. Rowland v. Mitchell (L. R. 1897, 1 Ch. D. 71), 7. Rowley v. Houghton (2 Brewst. 303), 100. Royal Baking Powder Co. v. Davis (26 Fed. Rep. 293), 249, 253. V. Raymond (70 Fed. Rep. 376), 3, 103, 135, 176, 177. V. Royal (58 C. C. A. 499), 145. V. Royal Chemical Co. (Price & Steuart, 1), 792. Roy Watch Case Co. v. Camm- Roy Watch Case Co. (50 N. Y. Supp. 979), 288. Rumford Chem. Works v. Muth (35 Fed. Rep. 524), 87, 109. Rupp V. Over (3 Brewst. 133), 198. Russell V. Lundeen (72 Off. Gaz. 420), 224. Russia Cement Co. v. Frauenhar (126 Fed. Rep. 228), 276. V. Katzenstein (109 Fed. Rep. 314), 101, 276. V. LePage (147 Mass. 206), 24. 140, 144, 148, 193, 373. Ryder v. Holt (128 U. S. 525), 321, 328, 350, 461. Ivi TABLE OF CASES. Sal-Sch s References are to pages. (179 U. S. 19), 20, 33, 100, Salinger v. Salinger (45 Atl. Rep. 558), 215. Salomon v. Hertz (40 N. J. Eq. 400), 220, 221, 222. Samuel v. Berger (24 Barb. 163), 354. Samuel Bros & Co. v. Hostetter Co. (55 C. C. A. Ill), 273. Samuels v. Spitzer (177 Mass. 226), 286. Sanders v. Jacob (20 Mo. App. 96), 172. Sanitas Co. v. Condy (4 P. R. 195), 288. Sanitas Nut Food Co. v. Cemer (96 N. W. Rep. 454), 223. Santa Fe Electric Co. v. Hitch- cock (50 Pac. Rep. 332), 194. Sarrazin v. W. R. Irby Cigar Co. (35 C. C. A. 496), 14, 16, 23, 60, 101, 322, 449. Sartor v. Schaden (101 N. W. Rep. 511), 7. -V. Smith (101 N. W. Rep. 515), 301. Sawyer Crystal Blue Co. v. Hub- bard (32 Fed. Rep. 388), 260, 273, 294. Sawyer v. Horn (1 Fed. Rep. 24), 38, 254, 295, 383, 419. V. Kellogg (1), (7 Fed. Rep. 720), 82, 146, 243, 253, 288, 303, 338, 375. V. Kellogg (2), (9 Fed. Rep. 601), 176, 288, 303, 338, 375, 382, 383, 402, 403. Saxby v. Easterbrook (Cox, Man- ual, 606), 47. Saxlehner v. Apollinaris Co. (L. R. 1897, 1 Ch. D. 893), 406. V. Eisner & Mendelson Co. (1), (88 Fed. Rep. 61), 277, 405. V. Eisner & Mendelson Co. (2), (91 Fed. Rep. 536), 20, 33. V. Eisner & Mendelson Co. (3), 173, 179, 183, 376, 772. V. Eisner & Mendelson Co. (4), (138 Fed. Rep. 22), 384, 386. V. Nlelson (179 U. S. 43), 173. V. Siegel-Cooper Co. (179 U. S. 42), 257, 378. Scheer v. American Ice Co. (66 N. Y. Supp. 3), 210. Schendel v. Silver (18 N. Y. Supp. 1), 102, 287. Schenker v. Auerbach (85 N. Y. Supp. 129), 244. y^^T?- V i^" ■^Scheuer v. Muller_,^^(20 C. C. A. 161), 45, 136, 137. Schmalz v. Wooley (57 N. J. Eq. 303), 638. Schmidt v. Brieg (100 Cal. 672), 94. V. Crystal Soda Water Co. (35 Pac. Rep. 855), 94. V. Haake (35 Pac. Rep. 855), 94. V. Liberty Soda Works Co. (35 Pac. Rep. 856), 94. V. McEwen (35 Pac. Rep. 854), 94. V. Steinke (35 Pac. Rep. 856), 94. Schneider v. Williams (44 N. J, Eq. 391), 56, 64, 361, 419. Schrauder v. Beresford & Co (Browne, 661), 61. Schumacher v. Marble (3 Mack- ey, 32). V. Schwenke (1), (26 Fed. Rep. 818), 328, 350, 365, 461. V. Schwenke (2), (36 Off. Gaz. 457), 354, 365, 413, 460. Schumacher & Ettlinger v. Wog- ram (35 Fed. Rep. 210), 412, 413. Schuyler v. Curtis (1), (19 N. Y. Supp. 264), 233. V. Curtis (2), (24 N. Y. Supp. 509), 235. Sch-Sin TABLE OF CASES. Ivii Schuyler v. Curtis (3), (64 Hun. 594), 235. V. Curtis (4), (147 N. Y. 434), 236. Schwarz v. Superior Court (111 Cal. 106), 399. 400. Schweitzer v. Atkins (37 L. J. Ch. 847). Scott V. Mackintosh (1 V. & B. 503), 188. 209. V. Rowland (20 W. R. 208), 24, 188. T. Standard Oil Co. (106 Ala. 475), 90, 274. Scriven v. North (124 Fed. Rep. 894), 44, 89. V. North (134 Fed. Rep. 366). 44. Seabury v. Grosvenor (Fed. Case No. 12,576), 70, 460. Seaman v. Johnson (106 Fed. Rep. 915), 83. Seely v. Fisher (11 Sim. 581), 46, 47. Seixo V. Provezende (L. R. 1 Ch. D. 192), 129, 264, 280, 292. Selchow V. Baker (93 N. Y. 59), 104, 181. V. Chaffee & Selchow Mfg. Co. (132 Fed. Rep. 996), 93, 118. Seltzer v. Powell (8 Phila. 296), 104. Sen-Sen Co. v. Britten (L. R. 1899, 1 Ch. D. 692), 74. Schackle v. Baker (14 Ves. 468), 189. Shaver v. Heller & Merz Co. (48 C. C. A. 48), 182, 376. V. Shaver (54 la. 208), 4, 58, 145, 361, 373. Shaw V. Pilling (175 Pa. St. 78), 256, 360, 394. Shaw Stocking Co. v. Mack (12 Fed. Rep. 707), 5, 103, 288, 294, 296, 297. References are to pages. Sheldon v. Houghton (5 Blatch. 285), 189. Sheppard v. Stuart (13 Phila. 117), 62, 99, 114, 182. S. Hernsheim Bros. & Co. Ltd. v. J. H. Hargrave & Son (81 Off. Gaz. 503), 458. Sherwood v. Andrews (5 Am. L. R. N. S. 588), 24, 71, 91, 180. V. Horton, Cato & Co. (84 Off. Gaz. 2018), 60, 320. Shipwright v. Clements (19 W. R. 599), 23, 25, 178, 194. Shook V. Wood (32 Leg. Int. 264), 171. Shrimpton v. Laight (18 Beav. 164), 266, 376. Sibley Soap Co. v. Lambert Phar- macal Co. (103 Off. Gaz. 2172), 325. Siegert v. Abbott (1), (61 Md. 276), 24, 70, 71, 353. V. Abbott (2), (79 N. Y. Sup. Ct. 243), 87, 119. V. Abbott (4), (72 Hun, 243), 353, 453. V. Ehlers (Seb. 432), 119, 338. V. Findlater (L. R. 7 Ch. D. 801), 87, 119, 219, 338. V. Lawrence (11 Vict. L. R. 47), 338, 375. Simmons Hardware Co. v. Waibel (1 So. Dak. 488), 226. Simmons Med. Co. v. Simmons (81 Fed. Rep. 163), 223, 224. Simpson v. Wright (1), (15 Off. Gaz. 248), 421. V. Wright (2), (15 Off. Gaz. 293), 417, 421. Singer Mfg. Co. v. Bent (163 U. S. 205), 79, 82, 109, 121, 122, 141. V. Brill (Cox, Manual, 672), 121. V. Charlebois (16 Rap. Q. C. S. 167), 81. Jud. Iviii TABLE OF CASES. Sin-Soc Singer Mfg. Co. v. Hippie (109 Fed. Rep. 152), 78. V. June Mfg. Co. (163 U. S. 169), 78, 79, 80, 94, 109, 121, 122, 140, 145, 159, 183. V. Kimball & Morton (Ct. Sess. Cas. Srd ser. XI, 267), 62. V. Larsen (Fed. Case No. 12,902), 79, 141. V. Loog (L. R. 18 Ch. D. 412), 121, 256, 292, 332, 373. V. Loog (L. R. 8 A. C. 15), 347, 351. V. Riley (11 Fed. Rep. 706), 79. V. Stanage (6 Fed. Rep. 279), 78. V. Wilson (L. R. 2 Ch. D. 434), 57, 59, 253, 256, 267, 349. Singleton v. Bolton (3 Doug. 293), 28, 43, 255. S. Jarvis Adams Co. v. Knapp (58 C. C. A. 1), 231. Skinner v. Oakes (10 Mo. App. 45), 22, 35, 148. Slack V. Suddoth (102 Tenn. 375), 193. Slater v. Banwell (50 Fed. Rep. 150), 396. V. Merritt (75 N. Y. 268), 400. Slazenger v. Feltham (6 R. P. C. 531), 253, 282. Sleepy Eye Milling Co. v. C. F. Blanke Tea & Coffee Co. (85 Off. Gaz. 1905), 60, 101, 320. Small V. Sanders (118 Ind. 105), 331. Smalley v. Greene (52 la. 241), 191. Smith V. Adams (6 Paige, 435), 120. V. Carron Co. (13 P. R. 108), 289. V. Everett (27 Beavan, 446), 188, 206. V. Fair (14 Ont. Rep. 729), 22. References are to pages. Smith V. Gibbs (44 N. H. 335), 198. V. Imus (32 Alb. L. J. 455), 22, 129, 299. V. Mason (W. R. 1875, p. 62), 103 V. Reynolds (Fed Case No. 13,098), 370, 414, 415, 417. V. Sixbury (25 Hun, 232), 102, 110. V. Walker (37 Mich. 456), 129. V. Woodruff (48 Barb. 438), 69, 104. Smith & Davis Mfg. Co. v. Smith (89 Fed. Rep. 486), 296, 297. Smith-Dixon Co. v. Stevens (59 Atl. Rep. 401), 379, 583. Snider v. McKelvey (27 Ont. App. 339), 214. Snodgrass v. Wells (11 Mo. App. 590), 17, 21, 24. Snow v. Holmes (71 Cal. 142), 207, 216. Snowden v. Noah (Hopkins' Ch. 347), 3, 36, 165, 168. Snyder Mfg. Co. v. Snyder (54 Ohio St. 86), 23, 210. Social Register Ass'n v. Howard (60 Fed. Rep. 270), 104, 168. V. Murphy (128 Fed. Rep. 116), 168, 291. Societe Anonyme v. Baxter (Fed. Case No. 8099), 268. V. Western Distilling Co. (1), (43 Fed. Rep. 416), 97, 119, 122. V. Western Distilling Co. (2), (46 Fed. Rep. 921), 386. V. Western Distilling Co. (3), 42 Fed. Rep. 96), 399. Society, etc. de la Benedictine v. Micalovitch (36 Alb. L. J. 364), 97, 413, 453. Societe des Huiles d'Olive de ::ice v. Rorke (31 N. Y. Supp. 51), 379. Soc-Ste TABLE OF CASES. Ux References Society of Accountants v. Corpo- ration of Accountants (20 Scot. Sess. Cas., 4th ser., 750), 335. Sohier v. Johnson (111 Mass. 238), 23, 30. Sohl V. Geisendorf (1 Wilson, Ind., 60), 177, 297. Solis Cigar Co. v. Pozo (16 Colo. 388), 25. 116. Somerville v. Schembri (L. R. 21 App. Cas. 453), 374. Sorg V. Welsh (16 Off. Gaz. 910), 104, 412, 414. South Carolina v. Seymour (153 U. S. 353), 446. Southern v. How (Popham, 144), 13, 36. Southern White Lead Co. v. Cary (25 Fed. Rep. 125), 136, 137, 288. V. Coit (39 Fed. Rep. 492), 136, 137. Specific Med. Co. v. Wenz (14 Fed. Rep. 250), 5. Sperry v. Percival Milling Co. (81 Cal. 252), 249, 253, 285, 392. Spice V. James (Seb. 46). 190. Spieker v. Lash (102 Cal. 38), 92, 148. Spier V. Lambdin (45 Ga. 319), 199. Spratt V. Jeffery (10 B. & C. 249), 189. Spring Valley Water Works v. Schottler (62 Cal. 69), 193. Stachelberg v. Ponce (1), (23 Fed. Rep. 430), 71, 101, 353. V. Ponce (2), (128 U. S. 686), 92, 261, 353, 460. Standinger v. Standinger (19 Leg. Int. 85), 141. Starey v. Chilworth Gunpowder Co. (L. R. 24 Q. B. D. 90), 68. are to pages. State V. Barnett (159 Ind. 432), 564. V. Berlinsheimer (62 Mo. App. 165), 56. V. Bishop (128 Mo. 373), 57, 616. V. Gibbs (56 Mo. 133), 19, 51, 62, 616. V. Hagen (6 Ind. App. 167), 56, 563. V. Mason (38 Pac. Rep. 130), 48. V. McGrath (92 Mo. 357), 151. V. Niesmann (101 Mo. App. 507), 616. V. Schmidt (48 Atl. Rep. 588), 638. V. Thierauf (167 Mo. 429), 616. V. Wright (159 Ind. 394), 563. State of Pennsylvania v. Wheel- ing & Belmont Bridge Co. (59 U. S. 421), 344. Steinthal v. Samson (Seb. 546), 114. Steinway v. Henshaw (5 P. R. 77), 288. Stephens v. DeConto (4 Abb. Pr. N. S. 47), 101, 167, 168. V. Peel (16 L. T. N. S. 145), 288. Sterling Remedy Co. v. Eureka Mfg. Co. (1), (70 Fed. Rep. 704), 45, 102. V. Eureka Mfg. Co. (2), (25 C. C. A. 314), 97, 290. V. Gorey (110 Fed. Rep. 372), 283, 301. V. Spermine Med. Co. (50 C. C. A. 657), 283, 387. Sternberger v. Thalheimer (3 Off. Gaz. 120), 98, 416. Steuart v. Gladstone (L. R. 10 Ch. D. 646), 194. Stevens Linen Works v. William & John Don & Co. (121 Fed. Rep. 171), 42, 298, 393. Ix TABLE OF CASES. Ste-Ter References are to pages. Stewart v. Challacombe (11 lU. App. 379), 215. V. Einstein (64 Off. Gaz. 1533), 335. V. Hook (118 Ga. 445), 220, 223. V. Smithson (1 Hilt. 119), 74, 76. Stirling Silk Mfg. Co. v. Ster- ling Silk Co. (46 Atl. Rep. 199), 78. St. Louis Piano Mfg. Co. v. Mer- kel (1 Mo. App. 305), 59. St. Louis Stamping Co. v. Piper (33 N. Y. Supp. 443), 90. Stokes V. Allen (9 N. Y. Supp. 846), 104. V. Landgraff (17 Barb. 608), 89, 90, 92, 93, 107. Stokes Bros. Mfg. Co. v. Heller (56 Fed. Rep. 297), 229. Stone V. Carlan (Cox, Manual, No. 104), 312. V. Goss (55 Atl. Rep. 736), 223. Stonebraker v. Stonebraker (33 Md. 252), 144. Stoughton V. Woodard (39 Fed. Rep. 902), 99. Strasser v. Moonelis (108 N. Y. 611), 56, 419. Stuart V. F. G. Stewart Co. (85 Fed. Rep. 778), 145, 146. V. F. G. Stewart Co. (33 C. C. A. 480), 145, 146, 288, 301. Stuart & Co. V. Scottish Val de Travers Paving Co. (Ct. Sess. Cas., 4th ser., 13, 1), 90. Swift V. Day (4 Robertson, 611), 267, 399. V. Peters (11 Off. Gaz. 1110), 421. Swift & Co. V. Brenner (125 Fed. Rep. 826), 45. 287. V. Groff (114 Fed. Rep. 605), 371. Sykes v. Sykes (3 B. & Cr. 541), 73, 255, 333, 348. Symington v. Footman (56 L. T. N. S. 696), 91. Symonds v. Greene (28 Fed. Rep. 834), 99, 327, 329, 350, 380, 396, 461. V. Jones (82 Me. 302), 24. T Taendsticksfabriks Aktiebolaget Vulcan V. Myers (11 N. Y. Sup. 663), 277. V. Myers (139 N. Y. 364), 105, 375, 378. Talbot V. Webley (3 R. P. C. 276), 97. Talcott V. Moore (6 Hun, 106), 168, 404. Tarrant & Co. v. Hoff (22 C. C. A. 644), 24, 68. Taylor v. Ashton (11 M. & W. 402), 255. V. Bemis (Fed. Case No. 13779), 17, 22. V. Bothin (Fed. Case No. 13780), 27, 52. V. Carpenter (1), (3 Story, 458), 19, 62, 103, 172, 374, 749. V. Carpenter (2), (2 W. & M. 1), 19, 120, 172, 175, 177, 295, 351, 355. V. Carpenter (3), (2 Sandf. Ch. 603), 14, 19, 266, 295, 358, 373. V. Gillies (59 N. Y. 331), 90. V. Howard (110 Ala. 468), 214. V. Taylor (L. R. 2 Eq. 290), 144, 261, 301. T. B. Dunn Co. v. Trix Mfg. Co. (63 N. Y. Supp. 333), 394. Telephone Mfg. Co. v. Sumter Mfg. Co. (63 S. C. 313), 129. Territory v. Guyott (9 Mont. 46), 448. I Tet-Twe TABLE OF CASES. Ixi References Tetlow V. Savournin (15 Phila. 170), 222. V. Tappan (85 Fed. Rep. 774), 21, 58, 63, 65, 104, 180. Thackeray v. Saxlehner (60 C. C. A. 562), 174. The Amiable Nancy (3 Wheat. 546), 358. The Collins Co. v. Oliver Ames & Son Corporation (18 Fed. Rep. 561), 269. The Fair v. Jose Morales & Co. (82 111. App. 499), 21. Thedford Medicine Co. v. Curry (96 Ga. 89), 332. The Peck Bros. & Co. v. Peck Bros. Co. (51 C. C. A. 251), 156. Thomas G. Plant Co. v. May Co. (100 Fed. Rep. 72), 103. V. May Co. (44 C. C. A. 534), 8, 103, 161. Thompson v. Andrus f73 Mich. 551), 188. V. Mackinnon (2 Steph. Dig. 726), 23. V. Montgomery (1891, App. Cas. 217), 132. Thompson v. Winnebago County (48 Iowa 155), 188. Thompson & Co. v. Robertson (Ct. Sess. Cas., 4th ser., XV, 880), 56. Thomson v. Winchester (36 Mass. 214), 37, 95. Thorley's Cattle Food Co. v. Mas- sam (42 L. T. N. S. 851), 47, 144. Thornbury v. Bevill (1 Y. & C. Ch. 554), 191. Thornton v. Crowley (47 N. Y. Super. Ct. 527), 261. Thum Co. V. Tloczynski (114 Mich. 149), 222. are to pages. Thynne v. Shove (L. R. 1890, 45 Ch. D. 577), 24, 143, 148, 197. Tichenor v. Newman (186 111. 264), 192. Tode V. Gross (127 N. Y. 480), 213. Towle V. Spear (7 Penn. L. J. 176), 69, 95. Tonge V. Ward (21 L. T. N. S. 480), 289, 338, 374, 404. Town V. Stetson (4 Abb. Pr. N. S. 218), 89, 107. Townsend v. Hurst (37 Miss. 679), 217. Tracy v. Banker (170 Mass. 266), 56, 591. Trade-mark Cases (100 U. S. 82), 14, 16, 58, 63, 341, 313, 314, 411, 445. Trask Fish Co. v. Wooster (28 Mo. App. 408). 94. Trego V. Hunt (65 L. J. Ch. 1), 197, 206. Trisdorfer & Co. v. Estate of Bassett (60 MSS. D., Sept. 1896), 63. Tuck & Sons v. Priester (L. R. 19 Q. B. D. 629), 79, 225. Tucker Mfg. Co. v. Boyington (Fed. Cas. No. 14229), 95, 261. Tuerk Power Co. v. Tuerk (36 N. Y. Supp. 384), 145. Turner v. Evans (2 El. & El. 512), 208. V. Major (3 Giff. 442), 24, 188. Turton & Sons. Ltd. v. Turton (L. R. 42 Ch. D. 128), 143. Tussaud V. Tussaud (38 W. R. 440), 23, 143, 145. Tuttle V. Blow (176 Mo. 158), 34. Twentsche Stoom Bleekery Goor V. Ellinger (26 W. R. 71), 338, 374, 375. bdi TABLE OF CASES. Uni-Vol References are to pages. u Union Paper Collar Co. v. Met- ropolitan Collar Co., Ltd. (3 Daly, 171), 396. United States v. Braun (39 Fed. Rep. 775), 60, 321, 342, 445. V. Campe (89 Fed. Rep. 697), 344. V. Duell (17 App. Cas. D. C), 459. V. Holliday (3 Wall. 407), 448. V. Koch (40 Fed. Rep. 250), 342, 445. V. Loeb (49 Fed. Rep. 636), 344. V. Marble (3 Mackey 32), 426. V. Marble (22 Off. Gaz. 1366), 412, 413, 426. V. National Lead Co. (75 Fed. Rep. 94), 396. V. 132 Packages of Spirituous Liquors and Wines (22 C. C. A. 228), 344. V. 132 Packages (65 Fed. Rep. 980), 344. V. Roche (1 McCrary, 385), 411, 422. V. Seymour (66 Off. Gaz. 1167), 453, 457, 458. V. Steffens (100 U. S. 82), 421. V. Upham (43 Fed. Rep. 68), 450. United States Cordage Co. v. Wm. Wall's Sons Rope Co. (90 Hun 429), 218. Upmann v. Currey (29 Sol. J. 735), 339, 374. V. Elkan (L. R. 12 Eq. 140), 263, 338, 339, 403. V. Forester (L. R. 24 Ch. D. 231), 263, 339, 369, 370, 374, 375, 403. Upper Assam Tea Co. v. Herbert (7 R. P. C. 183), 282. Uri V. Hirsch (123 Fed. Rep. 568), 70. y Vacuum Oil Co. v. Climax Re- fining Co. (56 C. C. A. 90), 158. V. Eagle Oil Co. (122 Fed. Rep. 105), 304. Valentine v. Valentine (31 L. R. Ir. 488), 406. Van Beil v. Prescott (85 N. Y. 630), 94. Van Camp Packing Co. v. Cruik- shanks Bros. Co. (33 C. C. A. 280), 243, 253, 379. Vanden Bergh & Co. v. Belmont Distillery Co. (99 Off. Gaz. 1624), 324. Van Dyke v. Jackson (1 E. D. Smith, N. Y., 419), 212. Van Hoboken v. Mohns & Kalten- bach (112 Fed. Rep. 528), 96, 274, 392. Van Horn v. Coogan (52 N. J. Eq. 380), 103, 124, 287. Van Houten v. Hooton Cocoa & Chocolate Co. (130 Fed. Rep. 600), 310. Van Stan's Stratena Co. v. Van Stan (58 Atl. Rep. 1064), 2.9. Verges v. Forshee (9 La. Ann. 294), 215. Viano v. Baccigalupo (183 Mass. 160), 272. Vickery v. Welsh (19 Pick. 523), 219. Victor Talking Machine Co. v. Armstrong (132 Fed. Rep. 711), 243, 244. Vitascope Co. v. United States Phonograph Co. (83 Fed. Rep. 30), 45, 105. Vogt V. People (59 111. App. 684), 346, 558. iVon-Web TABLE OF CASES. Ixiii References are to pages. Vonderbank v. Schmidt (44 La. Ann. 264), 206, 311. Von Faber v. Faber (124 Fed. Rep. 603), 143. Von Mumm v. Frash (56 Fed. Rep. 830), 137, 249, 267, 391. V. Kirk (40 Fed. Rep. 589), 249. V. Steinmetz (137 Fed. Rep. 168), 173. V. Witteman (1), (85 Fed. Rep. 906), 243, 253, 260. V. Witteman (2), (33 C. C. A. 404), 243, 253. Vulcan Detinning Co. v. Amer- ican Can Co. (58 Atl. Rep. 290), .230. w W. A. Gaines & Co. v. E. Whyte Grocery, Fruit & Wine Co. (107 Mo. App. 507), 102. V. Leslie (54 N. Y, Supp. 421), 102, 287, Wagner v. Daly (97 Hun, 477), 64. Walker v. Alley (13 Grant Up. Can. Ch. 366), 278. V. Mikolas (79 Fed. Rep. 955), 283. V. Reid (Fed. Case No. 17084), 95, 299. Wallach v. Whigmore (87 Fed. Rep. 469), 53, 334, 353. Wallis V. Wallis (4 Dr. 458), 375. Walter Baker Co. v. Baker (1), (77 Fed. Rep. 181), 135, 285. V. Baker (2), (87 Fed. Rep. 209), 373. V. Sanders (26 C. C. A. 220), 35, 377, 386, 397. V. Slack (65 C. C. A. 138), 385, 386. Walton V. Crowley (Fed. Case No. 17133), 32, 61, 266. Wamsutta Mills v. Allen (12 Phila. 535), 269, 289. Ward V. Drat (Cox, Manual, 607), 46. V. Robinson (L. R. 9 Ch. D. 487), 27, 181. Warfield v. Booth (33 Md. 63), 192. Waring v. Cox (1 Camp, 369), 15. Warner v. Roehr (Fed. Cas. No. 17189 A), 351, 356, 746. V. Searle & Hereth Co. (191 U. S. 195), 315, 365, 469. Warren v. Warren Thread Co. (134 Mass. 247), 25, 322. Washburne v. Dosch (68 Wis. 436), 198. V. National Wall Paper Co. (81 Fed. Rep. 17), 187, 192. Washburn & Moen Mfg. Co. v. Freeman Wire Co. (41 Fed. Rep. 410), 78, 396. V. Haish (Fed. Case No. 17217), 78. Washington Medallion Pen Co. v. Esterbrook (Fed. Case No. 17246 a), 244. Waterman v. Shipman (130 N. Y. 301), 83, 101. Watkins v. Landon (52 Minn. 389), 180, 219, 607. Watt V. O'Hanlon (4 P. R. 1), 93. Waukesha Hygeia Min. Springs Co. V. Hygeia Sparkling Dis- tilled Water Co. (11 C. C. A. 277), 52, 100, 449, 462. Weber Medical Tea Co. v. Kirch- stein (101 Fed. Rep. 580), 277. V. Weber (102 Fed. Rep. 158), 388. Webster v. Ketcham (39 N. Y. Sup. Ct 54), 334. Ixiv TABLE OF CASES. Web-Wil References are to pages. Webster v. Webster (3 Swanst. 490), 23, 361. V. Williams (62 Ark. 101), 191. Wedderburn v. Wedderburn (22 Beavan, 84), 187. Weed V. Peterson (12 Abb. Pr. N. S. 178). 24, 197, 402, 404. Weener v. Brayton (152 Mass. 101), 3, 56, 361, 402. Weinstock, Lubin & Co. v. Marks (109 Cal. 529), 286, 303. Welch V. Knott (4 K. & J. 747), 274, 294. Weldon v. Dick (L. R. 10 Ch. D. 247), 172. Wellman & Dwire Tob. Co. v. Ware Tob. Works (46 Fed. Rep. 289), 95, 249. Wells V. Ceylon Perfume Co. (105 Fed. Rep. 621), 292. Wells & Richardson v. Siegel- Cooper Co. (106 Fed. Rep. 77), 98. Welsbach Light Co. v. Adam (107 Fed. Rep. 463), 58, 289, 305, 459. Welz V. Rhodius (87 Ind. 1),199. Weston V. Hemmons (2 Vict. L. R. Eq. 121), 222. V. Ketcham (1), (39 N. Y. Super. Ct. 54), 21, 24. V. Ketcham (2), (51 How. Pr. 455), 21, 30. Wetmore v. Scovell (3 Edw. Ch. 515), 226. Weyman v. Soderberg (108 Fed. Rep. 63), 89, 129, 272. Wharton v. Thurber (Cox, Man- ual, 663), 403. Wheeler v. Johnston (3 L. R. Ir. 284), 55, 79. White V. Jones (1 Abb. Pr. N. S. 337), 197. V. Wagar (1), (83 111. App. 592), 344, 558. White V. Wagar (2), (185 111. 195), 344, 558. Whitfield V. Loveless (64 Off. Gaz. 442), 311. Whiting Mfg. Co. v. Jos. H. Bau- land Co. (56 N. Y. Supp. 114), 380. Whitman v. Hubbell (30 Fed. Rep. 81), 329. Whitney v. Robertson (124 U. S. 190), 449. Whittaker v. Howe (3 Beavan, 383), 19L Whittier v. Dietz (66 Cal. 78), 17, 59, 332. Wilcox & Gibbs S. M. Co. v. Mar- ble (1 Mackey, 284), 426. V. The Gibbens Frame (17 Fed. Rep. 623), 78, 243, 419. Wilkinson v. Griffith (8 R. P. C. 370), 267, 280. Williams v. Adams (Fed. Case No. 17711), 105, 394. V. Brooks (50 Conn. 278), 375, 392. V. Farrand (88 Mich. 473), 187, 198. 210. V. Fears (179 U. S. L70), 316. V. Johnson (2 Bos. 1), 105, 145, 246, 375. V. Mitchell (45 C. C. A. 265), 97, 387. V. Osborne (13 L. T. N. S. 498), 375. V. Spence (25 How. Pr. 366), 105. V. Williams (3 Mer. 157), 220. V. Wilson (4 Sandf. Ch. 379), 195. Williams Mfg. Co. v. Noera (158 Mass. 110), 121. Wilmer v. Thomas (74 Md. 485), 25, 322. Wilson V. Singer Mfg. Co. (12 Fed. Rep. 57), 75. Win-Zan TABLE OF CASES. Ixv References Winchester Repeating Arms Co. V. Butler Bros. (128 Fed. Rep. 976), 330. Winn V. Gilmer (27 Fed. Rep. 817), 450. Winsor v. Clyde (9 Phila. 513), 337. Wirtz V. Eagle Bottling Co. (50 N. J. Eq. 164), 258, 267. Witt V. Reed Electric Co. (187 Pa. 424). 229. Witthaus V. Braun (44 Md. 303), 20, 22, 23, 193. Wm. J. Moxley Co. v. Braun & FittsCo. (93 111. App. 183), 14. Wm. G. Rogers Co. v. Interna- tional Silver Co. (55 C. C. A. 83), 146. Wm. Rogers Mfg. Co. v. Rogers & S. Mfg. Co. (11 Fed. Rep. 495), 57, 128, 143, 144, 146, 148, 151. V. R. W. Rogers Co. (66 Fed. Rep. 66), 143, 144. V. R. W. Rogers Co. (17 C. C. A. 57), 143. V. Rogers (84 Fed. Rep. 639), 143, 146. V. Simpson (54 Conn. 527), 143. Wolfe V. Alsop (12 Vict. L. R. (E.), 421), 94, 354. V. Barnett (24 La. Ann. 97), 179, 375. V. Burke (56 N. Y. 115), 70, 143. V. Goulard (18 How. Pr. 64), 94, 128. V. Hart (4 V. L. R. Eq. 125), 94. V. Lang (13 V. L. R. 752), 94, 354. Wood V. Burgess (L. R. 24 Q. B. D. 162), 346. are to pages. Wood V. Butler (3 R. P. C. 81), 70. V. Hinchman (110 Off. Gaz. 600), 293. V. Lambert (L. R. 32 Ch. D. 247), 7, 56, 182. V. Sands (Seb. 467), 148. Woodcock V. Guy (33 Wash. 234), 60, 717. Woodman v. United States (15 Ct. of CI. 541), 411. Woods V. Sands (Fed. Case No. 17963), 311. Woodward v. Lazar (21 Cal. 449), 311. Woolf V. Woolf (43 Sol. J. 127), 402. Woolsey v. Judd (4 Duer 379), 225. Wooster v. Kisch (26 Hun, 61), 213. Worden & Co. v. California Fig Syrup Co. (187 U. S. 515), 88. Wormser v. Shayne (111 111. App. 556), 377. Wotherspoon v. Currie (L. R. 5 H. L. 508), 35, 100, 140, 256, 257. V. Gray (Ct. Sess. Cas., 3d ser., 2), 95. Wright V. Simpson (15 Off. Gaz. 9G8), 27, 28, 412, 423. Yale Cigar Mfg. Co. v. Yale (30 Off. Gaz. 1183), 56, 100, 412, 421, 423, 457, 458. Young V. Jones (Fed. Case No. 18159), 24, 26, 52. V. Macrae (9 Jur. N. S. 322), 79, 93. Zanturjian v. Boornazian (55 Atl. Rep. 199), 206. HOPKINS ON TRADEMARKS CHAPTER I. PREFATORY. § 1. The need of legal restraint of unfair trade.— It is not the spirit of our laws to interfere with fair competi- tion. It is for the best interests of society that prices should be adjusted by the economical laws of supply and demand. With limitations that have been imposed by varying local conditions, tempered by the caprices of legislation and the idiosyncrasies of judges, our common and statutory law alike condemn contracts in restraint of trade, and monopolies, complete or partial. But, on the other hand, there are recognized property rights which are of necessity monopolistic in their character. The most notable are those created by the patent and copyright laws, which grant, for a limited time, a monop- oly in the production of the brain of the author or inven- tor. The value of these laws in the advancement of science, manufacture and art is universally recognized. Closely allied to these rights is the right of those engaged in commerce to be subjected to none but fair competition. Unfair competition consists in passing off one's goods as the goods of another, or in otherwise securing patron- age that should go to another, by false representations that lead the patron to believe that he is patronizing the other person. It is of vital importance to healthy busi- ness conditions that such competition should be sup- pressed. It is equally important however, that fair com- petition shall not be interfered with. Whether the com- 1 1 2 HOPKINS ON TRADEMARKS. [§ 1 petitive acts complained of are fair or unfair is the vital point in each litigated case. It is apparent that the simplest means of depriving another of the trade he has built up is to copy the marks he places on his merchandise. This is the easiest method of stealing his trade, and most universal because of the general use of marks or brands upon personal property. The use of such marks runs far back into the shadows of history, and to the period when a knowledge of written language was unusual among tradesmen. It is only nat- ural that these marks used in trade, ot trademarks, should have first become the subjects of judicial consideration, and that the law concerning them should have reached a state of comparatively complete development before infringers began to employ other and more obscure means to divert trade. It is true, as well, that the development of the law of the technical trademark tended to encourage the bucca- neers of commerce to invent new and subtler means of stealing another's trade without trespassing upon his trademark rights. But the law, steadily though slowly, extended its bulwark of protection about the legitimate trader, until at length he was afforded legal redress in some form, not always adequate or complete, against the fraudulent diversion of his trade, in whatever form it might appear. In the light of these facts it is self evident that the law of the technical trademark must first be mastered before the student can with understanding study the gradual evolution, from this protoplasm, of the larger law regu- lating all unfair competition in trade. From the early days of commerce, probably from its beginning, the keen rivalry of competing merchants has led to the use of unfair and dishonest methods of divert- ing custom. With the growth of commerce has come a corresponding increase of fraudulent competition and its attendant evils. The English-speaking people were slow §2] PREFATORY. to realize tliat some legal restraint should be imposed upou the dealer who seeks to secure patrouage by dress- ing his goods in a manner calculated to deceive the pub- lic into a belief that they are the goods of another. There are a few unimportant unfair trade cases in the English reports of the eighteenth century; the first reported American decision was rendered in 1825.^ The law as it is administered by the courts of the United States to-day is almost wholly the product of the last half-centur>'. The purpose of this treatise is to discuss the law of unfair trade in its broadest sense, including not only the law of trademarks, but also the principles applicable to the restraint of fraudulent competition in cases where no trademark is involved. ''The law of trademarks is but part of the law of unfair competition in trade." ^ § 2. Trademark defined.^— A trademark is a distinc- 1 — Snowden v. Noah, Hopkins' Ch. 347. 2 — Bradford, J., in Dennison Mfg. Co. V. Thomas Mfg. Co., 94 Fed. Rep 651, 659. 3 — Judicial definitions. — "A trademark may consist of a name, symbol, letter, form or device, if adopted and used by a manufac- turer or merchant in order to des- ignate the goods he manufactures or sells, to distinguish the same from those manufactured or sold by another, to the end that the goods may be known in the mar- ket as his, and to enable him to secure such profits as result from his reputation for skill, industry, and fidelity." Mr. Justice Clifford in McLean v. Fleming, 96 U. S. 245, 254, and in Amoskeag Mfg. Co. V. Trainer, 101 U. S. 51, 60. "A trademark, properly so called, may be described as a par- ticular mark or symbol, used by a person for the purpose of denoting that the article to which it is affixed is sold or manufactured by him or by his authority, or that he carries on business at a particular place." Lord Cranworth in Leather Cloth Co. v. American Leather Cloth Co., 35 L. J. Ch. 61. "A trademark is a mere notice, an arbitrary mark or sign put on an artificial product, whereby any person interested in the informa- tion may be assured as to the ori- gin of said product." Showalter, J., in Royal Baking Powder Co. V. Raymond, 70 Fed. Rep. 376, 380. "A trademark is a peculiar name or device, by which a per- son dealing in an article desig- nates it as of a peculiar kind, character or quality, or as manu- factured by or for him, or dealt in by him, and of which he is en- titled to the exclusive use." Dev- eos, J., in Weener v. Brayton, 152 Mass. 101, 102. "It is a mode of designating HOPKINS ON TR.VDEMARKS. [§2 goods as being the goods which have been, in some way or other, dealt with by A. B., the person who owns the trademark." Kay, J., in Re The Australian Wine Importers, (Ltd.), L. R- 41 Ch. D. 278, 281. "Symbols or devices used by a manufacturer or merchant to dis- tinguish the products, manufac- tures, or merchandise which he produces, manufactures or sells, from that of others, are called and known by the name of trade- marks. They are used in order that such products, manufactures or merchandise may be known as belonging to the owner of the symbol or device, and that he may secure the profits from its repu- tation or superiority." Mr. Jus- tice Clifford in Amoskeag Mfg. Co. V. Trainer, 101 U. S. 51, 56. "Any name, symbol, letter, fig- ure or device adopted by the per- sons manufacturing or selling goods, and used and put upon such goods to distinguish them from those manufactured or sold by others, and employed so often and for such a length of time, as to raise the presumption that the public would know that it was used to indicate ownership of the goods in the person manufactur- ing or selling them, constitutes his trademark." Rhodes, J., in Derringer v. Plate, 29 Cal. 292; Cox, 324. "A trademark is a symbol arbi- trarily selected by a manufacturer or dealer, and attached to his wares to indicate that they are his wares." Douglas, J., in Cady v. Schultz, 19 R. I. 193; 61 Am. St Rep. 763, 765. "It is a sign or mark by which the manufactured articles pro- duced by one person, or firm, or maker are distinguishable from those produced by rival manufac- turers." Williams, J., in Hoyt v. Hoyt, 143 Pa. St. 623; 24 Am.' St. Rep. 575. "A trademark consists of a word, mark or device adopted by a manufacturer or vendor to dis- tinguish his productions from other productions of the same ar- ticle." Gilfillan, C. J., in Cigar- makers' Protective Union v. Con haim, 40 Minn. 243; 12 Am. St. Rep. 726. "A trademark is a name, sign, symbol, mark, brand, or device of any kind, used to designate the goods manufactured or sold, or the place of business of the man- ufacturer or dealer in such goods." Beck, J., in Shaver v. Shaver, 54 Iowa, 208; Price & Steuart, 395. "A trademark may consist of anything, marks, forms, symbols, which designate the true origin or ownership of the article." Monell, J., in Godillot v. Hazard, 44 N. Y. Sup. Ct. 427. "A trademark is . . . the name, symbol, figure, letter, form, or device used by a manufacturer or merchant to designate the goods he manufactures or sells, to distinguish them from those man- ufactured or sold by another, to the end that they may be known in the market as his, and to se- cure such profits as result from a reputation for superior skill, in- dustry or enterprise." Crawford, J., in Larrabee v. Lewis, 67 Ga. 562. "A trademark is an arbitrary character or characters without special meaning, adopted by per- sons, firms or corporations for the purpose of identifying the goods §2] PREFATORY, manufactured by them or of which they have the sale." Marble, Commissioner, in Ex parte Frie- berg & Workum, 20 Off. Gaz. 1164. "Broadly defined, a trademark is a mark by which the wares of the owner are known in trade. Its object is two-fold: First, to pro- tect the party using it from com- petition with inferior articles; and second, to protect the public from imposition. . . . Anything which can serve to distinguish one man's productions from those of another may be used. The trade- mark brands the goods as genuine, just as the signature to a letter stamps it as authentic." Coxe, J., in Shaw Stocking Co. v. Mack, 12 Fed. Rep. 707, 710. "A trademark is any proper mark by which goods and wares of the owner or manufacturer are known in the trade. Courts of equity have two objects in view in granting injunctions against their imitation: 1. To secure to the in- dividual adopting one the profits of his skill, industry, and enter- prise; 2. To protect the public against fraud." Nixon, J., in Humphreys' Specific Med. Co. v Wenz, 14 Fed. Rep. 250, 252. "A trademark is a sign or sym- bol primarily confined exclusively to the indication of the origin or ownership of the goods to which it may be attached and it may be composed of any name, device, line, figure, mark, word, letter, numeral or combination or ar- rangement of any or all of these, which will serve the sole purpose of a trademark, and which no other person can adopt or use with equal truth." Hargis, J., in Avery V. Meikle, 81 Ky. 73. "A trademark consists of a word, mark, or device adopted by a manufacturer or vendor to dis- tinguish his production from other productions of the same ar- ticle." Wallace, J., in Hostetter v. Fries, 17 Fed. Rep. 620, 622. "A trademark, as defined by Bouvier, is a sign, writing or ticket put on manufactured goods, to distinguish them from others. It has, by a commentator on trade- marks, been more fully explained as a name, symbol, figure, letter, form, or device, adopted and used by a manufacturer or merchant to designate the goods he manufac- tures or sells to distinguish them from the goods of another." Alli- son, P. J., in Ferguson v. Davol Mills, 2 Brewst. 314. "A trademark is some arbitrary or representative device attached to or sold with merchandise and serving to designate the origin or manufacture of that merchan- dise." Carpenter, J., in Davis v. Davis, 27 Fed. Rep. 490, 491. "What is a trademark? A 'mark' means to make a visible sign upon something; to affix a significant mark to; to draw, cut. fasten, brand; a token upon, in- dicating or intimating something; to affix an indication to; to at- tach one's name or initials to. A trade-mark, therefore, consists of the use in trade of such a mark, placed upon goods manufactured by a particular person and placed in market with such marks, for sale and trade." Welker, J., in Adams v. Heisel, 31 Fed. Rep. 279, 280. "A trademark is properly de- fined by Upton (Upton's Trade- marks, 9) as 'the name, symbol, figure, letter, form or device adopted and used by a manufac- HOPKINS ON TRADEMARKS. [§2 turer or merchant, in order to des- ignate the goods that he manufac- tures or sells, and distinguish them from those manufactured or sold by another, to the end that they may be known in the market as his, and thus enable him to se- cure such profits as result from a reputation for superior skill, in- dustry or enterprise.' The trade- mark must be used to indicate not the quality, but the origin or own- ership of the article to which it is attached. It may be any sign, mark, symbol, word or words, which others have not an equal right to employ for the same pur- pose." Earl, Commissioner of Ap- peals, in Newman v. Alvord, 51 N, Y. 189, 193. "Every one is at liberty to affix to a product of his own manufac- ture any symbol or device, not previously appropriated, which will distinguish it from articles of the same general nature manu- factured or sold by others, and thus secure to himself the benefits of increased sale by reason of any peculiar excellence he may have given to it. The symbol or device thus becomes a sign to the public of the origin of the goods to which it is attached, and an assurance that they are the genuine article of the original producer. In this way it often proves to be of great value to the manufacturer in pre- venting the substitution and salo of an inferior and different article for his products. It becomes his trademark, and the courts will protect him in its exclusive use." Mr. Justice Field in Amoskeag Mfg. Co. V. Trainer, 101 U. S. 51, 53. "Trademark. — An arbitrary symbol affixed by a manufacturer or merchant to a vendible com- modity. The principal purpose of a trademark is to guarantee the genuineness of a product. It is, in fact, the commercial substitute for one's autograph. In all ages it has been used to denote origin, and thus protect the purchaser as well as the vendor. All countries pro- tect the integrity of trade-marks, and nearly all civilized nations have treaties or conventions se- curing reciprocity of protection. The tests of a trademark are: 1. Universality; that is, commonly recognized as such. 2. Exclusive- ness; in the possession of the owner. 3. Individuality; must in- dicate origin and ownership. 4. Must be for merchandise. 5. Must be in a lawful business. 6. Must be distinct and invariable." Knight's Mechanical Dictionary, title "Trademark," p. 2609. "Our word 'trademark' compre- hends both the marque de fabrique and marque de commerce of France." Townsend, J., in La Re- publique Francaise v. Schultz, 57 Fed. Rep. 37, 41. "A distinctive mark of authen- ticity, through which the products of particular manufacturers or the vendible commodities of particu- lar merchants may be distin- guished from those of others." Mr. Chief Justice Fuller in Elgin Nat. Watch Co. v. Illinois Watch Case Co. (2), 179 U. S. 665, 673. "A trademark — is a name or a mark or a device which it at- tached to the article to point out Its origin." Shipman, J., in Adee V. Peck Bros. & Co., 39 Fed. Rep. 209, 210. "A trademark is a word, a sym- bol or device by which the wares of the owner are known in trade." §3] PREFATORY. tive* name, word, mark, emblem, design, symbol or device, used in lawful coinmerce to indicate or authenticate the source from which has come, or through which has passed, the chattel upon or to which it is applied or affixed.^ §3. Tradename defined.— The word ''tradename" as used in the decisions has two dilterent meanings. Stand- Coxe, J., in Kipling v. G. P. Put- nam's Sons, 120 Fed. Rep. 631. 57 C. C. A. 295. "A trademark is an arbitrary, distinctive name, symbol, or de- vice, to indicate or authenticate the origin of the product to which it is attached." Deemer, C. J., in Sartor v. Schaden, Iowa, 101 N. W. Rep. 511. "A trademark is a notice, a me- dium of information touching ori- gin or ownership." Showalter, J., in Beadleston & Woerz v. Cooke Brewing Co., 20 C. C. A. 405, 74 Fed. Rep. 229, 234. "A trademark is a means of au- thenticating or indicating the ori- gin of an article." Billings, J., in Johnson v. Schenck, Fed. Case No. 7,412. 4 — By the word "distinctive," as used in our definition, is meant that the mark must be something which "shall be capable of distin- guishing the particular goods in relation to which it is to be used from other goods of a like charac- ter belonging to other people." Lord Chief Justice Russell, in Rowland v. Mitchell, L. R. (1897) 1 Ch. D. 71, 74. Wood v. Lambert. L. R. 32 Ch. D. 247; 54 L. T. N. S. 314; 3 P. R. 81; (Court of Ap- peals) L. R. 32 Ch. D. 257; 55 L. J. Ch. 277; 54 L. T. N. S. 317; 3 P. R. 88; Re Perry Davis & Son, 58 L. T. N. S. 695; 5 P. R. 333, and many similar English cases treat of the word "distinctive" as used in the English Patents, Designs and Trademarks Act of 1883, sec- tion 64, sub-section 1, c. But the word is used with the same sig- nificance by our own leading ju- rists, as for example, by Mr. Chief Justice Fuller, in Elgin National Watch Co. V. Illinois Watch Case Co. (2), 179 U. S. 665, 673; by Jus- tice Holmes, in North-Eastern Awl Co. V. Marlborough Awl Co., 168 Mass. 147; 60 Am. St. Rep. 373; and by Judge Lacombe in National Biscuit Co. V. Baker, 95 Fed. Rep. 136. For this reason the word is incorporated in the definition given in the text. 5 — The mode in which the mark is applied or affixed is immaterial. It may be water-marked in trans- lucent fabrics. Price v. GoQdall, L. R. (1891) 1 Ch. D. 35. It has been held to be a sufficient method of affixing the mark, to use it in advertising, and to place a litho- graphed fac-simile of it on a card, in a box containing a quantity of the goods. Hay & Todd Mfg. Co. v. Querns Brothers, 86 Off. Gaz. 1323. It has been held that to dis- play the mark on a show-card placed on lots of candy in a show window, is not sufficient to estab- lish a trademark right therein. Oakes v. St. Louis Candy Co., 146 Mo. 391, 48 S. V,\ Rep. 467. 8 HOPKINS ON TRADEMARKS. [§ 3 ing alone, and separate from the word ''trademark" it includes all business names; while in the expression "trademarks and tradenames" it means all business names which are not technical trademarks.** Mr. Browne, in his valuable treatise on trademarks (sec. 91) uses the following language; ''the distinction will be readily comprehended, when it is remembered that a trademark owes its existence to the fact that it is actually affixed to a vendible commodity. A tradename is more properly allied to the goodvrill of a business." This distinction is of itself decidedly misleading. Many tradenames are "actually affixed to a vendible com- modity, ' ' ' and as both trademarks and other tradenames are a constituent part of the goodwill of the business in which they are used, it is not possible for one class of names to be more properly allied to the goodwill than the other, nor is it proper to say of either that it is "allied" to something of which it is a component part. A name is frequently referred to as a "trademark" and as a "tradename" in the same opinion.^ Some of our ablest judges treat the words "tradename" and "trademark" as synonymous.^ Some of the cases dealing with tradenames are fairly bewildering to one who endeavors to reconcile them or deduce a general definition of "tradename" from them. In a Massachusetts case, for example, the court found that the defendant had acquired the right to the use of the name "John G. Loring & Co." as a "trademark" on goods, but had no right to use it as a tradename.^ ^^ 6— N. K. Fairbank Co. v. Luckel, Mass., 85, 53 N. E. Rep. 141. King & Cake Soap Co., 102 Fed. 8 — Opinion of Seaman, J., in Rep. 327, 331, 42 C. C. A. 376, 92 Postum Cereal Co. v. American Off. Gaz. 1437. Health Food Co., 109 Fed. Rep. 7 — As "Minnesota Patent," in 898. Pillsbury-Washburn Co. v. Eagle, 9— Thomas G. Plant Co. v. May 86 Fed. Rep. 608, 30 C. C. A. Co., 44 C. C. A. 534. 105 Fed. Rep. 386; and "Waltham," in Amer- 375. lean Waltham Watch Co. v. 10— Bowman v. Floyd, 85 Mass. United States Watch Co., 173 76. § 3] PREFATORY. 9 As a proper name cannot be a trademark, under prin- ciples discussed elsewhere in this book, while the mean- ing of the word as used by the court is clear, the opinion lends no assistance to the distinction between "trade- mark" and "tradename." Plistorically, this confusion probably arose in the Eng- lish decisions. In one of the leading cases we find that Lord Chancellor Westbury said "a name or the style of a firm may by long usage become a mere trademark, "^^ and in the same case, in the House of Lords, Lord Cran- worth referred to the difficulties which ' ' may arise where the trademark consists merely of the name of the manu- facturer."^^ Lord Romilly said in another case "the name or style of the firm of ' Banks & Co. ' was an asset of the partner- ship, and if the whole concern and the good will of a business have been sold, the name, as a trademark, would have been sold with it."^^ With this loose use of the word trademark by such eminent judges some forty years since, it is not remark- able that the bench and the profession have not yet drawn the line separating trademarks from tradenames with any degree of lucidity. The question of mere definition is nearly always a matter of secondary importance in the progress of any science. The want of an accurate dis- tinction between trademarks and tradenames has not hampered the growth of this branch of the law; if it had, the distinction would long since have been drawn by the courts. The principles involved in trademark cases and tradename cases have been substantially identical. But with their development it has been necessary' to sharply define the technical trademark, and if it were possible to draft as accurate a definition of tradename the result 11— Leather Cloth Co. v. Ameri- can Leather Cloth Co., 11 H. L. C. can Leather Co., 4 Deg. J. & S. 141, 523, .533. 144. 13 — Banks v. Gibson, 34 Beav. 12— Leather Cloth Co. v. Ameri- 566. 10 HOPKINS ON TRADEMARKS. [§ 3 would be to measure the metes and bounds of the field of eases in which relief will be granted against the fraudu- lent use of a word or phrase used as the distinguishing identification mark of a commercial enterprise or article of trade. It is clear that words of common right ought not to be called tradenames. Thus, the word '' cracker" imprint- ed on a soda cracker indicates merely that it is a soda- cracker. As the article itself conveys that knowledge, the word is superfluous. Mark the cracker ''Uneeda,'* and an entirely different result follows. The word is a trademark.^^ The word, so afiixed, meets the require- ments of all the definitions given herein. It is a distin- guishing indication of origin and ownership. But take an example of another kind of word applied to a common staple article of merchandise. "Flour" stamped on a sack of flour is meaningless. "Patent Flour" means something more. "Minnesota Patent Flour" means pat- ent flour made in Minnesota. Clearly the word "flour" alone, and the words "Patent Flour" together, cannot be called tradenames, though they are names used in trade. They are of common right. They can be truth- fully applied to flour regardless of the place where, or the person by whom, it is produced. "Minnesota Patent Flour" is not a trademark. It is of common right to all persons producing patent flour in Minnesota. But it is a tradename, because it will be a medium of fraud if persons producing flour elsewhere than in Minnesota are permitted to apply it to their flour.^^ To use another example of a very common class. Any one can make soap and mark it "Soap." Any soap manufacturer can call his soap "Best Soap." A partic- ular manufacturer adds his name to this mark and pro- duces ' * Babbitt 's Best Soap. ' ' He has not made a trade- 14_lSrational Biscuit Co. v. Mills Co. v. Eagle, 30 C. C. A. 386, Baker. 95 Fed. Rep. 135. 86 Fed. Rep. 608. 15 — Pillsbury - Washburn Flour § 3.] PREFATORY. 11 mark but he has made a tradename.^'' Another person named Babbitt entering the market subse(iuently must clearly distinguish his soap from that of the other Bab- bitt. An example of a descriptive of the composition of the article itself is '^ Cellular Cloth," a cloth fabric having cells in its texture. This is not a tradename,'^ while ''Camel's Hair" belting is.^® The reason for the distinction lies solely in the fact that the latter words became established in the trade as designating the goods of the first introducer. While the two marks on their face are in identically the same cate- gor}% the circumstances surroimding their commercial use have rendered the first strictly of common right, and the second that sort of quasi-trademark which for con- venience, and because of the inadequacy, of our vocabu- lary, we are constrained to call a tradename. With all of these distinctions before us, and having re- gard solely to the meaning which should attach to the word ' ' tradename " if it is to be accurately differentiated from the technical trademark, on the one hand, and the names completely publici juris employed in commerce on the other, the author submits the following definition: A tradename is a word or phrase by which a business en- terprise or business location or specific articles of mer- chandise from a specific source are known to the public, and which when applied to merchandise is generic or de- scriptive and hence not susceptible of appropriation as a technical trademark. This definition, the author confidently believes, will aid the reader in properly classifying and distinguishing the ''trademark" and "tradename" cases, and that it properly includes not only commeTcial names other than those applied to merchandise, but those names applied 16— Babbitt v. Brown, 68 Hun ton, L. R. (1899) App. Cas. 326. 515. 18 — Reddaway v. Banham, L. R. 17— Cellular Clothing Co. v. Max- (1896) App. Cas. 199. 12 HOPKINS ON TRADEMARKS. [§ 4 to mercliandise whicli though they are not trade- marks have acquired a secondary'' meaning in the trade and hence are protected in equity against their use by another in fraudulent competition. The English text-writer, Mr. Kerly, has included this class of words in his treatment of "tradenames." He says: **A name which is applied or attached to a trad- er's goods when they are offered for sale, so as to distin- guish them from similar goods, and to identify them with him, or with his successors as the owners of a particular business, as being made, worked upon, imported, select- ed, certified, or sold by him or them, is a trademark. And if it is within any of the classes enumerated in sec. 64 (of the British Patents, Designs and Trademarks Acts), it may be registered as a trademark. But wheth- er or not the name is applied or attached to the goods, so as to conform to the definition just stated, or regis- tered as a trademark, if it is in fact known in the market as the distinctive name of the goods of a particular trad- er, no one else may use it for dealings in other goods of the same class as those in connection with which it has acquired its distinctive significance. * * * The qual- ified right in the tradename— a right to prevent a de- fendant from passing off his goods as those of the plain- tiff by the use of it— exists only with regard to goods of the kind for which the plaintiff uses it, and to which the connection with his business suggested by the use of the name extends. "^^ § 4. Earliest recognition of trademarks.— While the reports of the first English trademark case are not har- monious, it is probable that the report of Popham is sub- stantially correct. It is as follows: ''An action upon the case was brought into the common pleas by a cloth- ier that whereas he had gained great reputation for his making of his cloth by reason of which he had great ut- 19— Kerly on Trademarks, 2nd Ed., London 1901, p. 475. § 5] PREFATORY. 13 terance to liis great benefit and profit, and that lie used to set his mark to liis eloth whereby it sliouid be known to be his cloth; and another clothier perceiving it used the same mark to his ill-made cloth on purpose to deceive him, and it was resolved that the action did well lie."-" § 5. The evolution of the law of trademarks.— This de- cision, rendered in 1590, was the first legal recognition of trademarks. The growth of that recognition was very gradual, however, for as late as 1742 we find Lord Hard- wicke saying that he ''knew no instance of restraining one trader from making use of the same mark with an- other,"-^ although the learned chancellor takes judicial cognizance of the wide-spread use of trademarks, observ- ing that ''every particular trader had some particular mark or stamp." And a century later Lord Langdale said: "It does not seem to me that a man can acquire l^roperty merely in a name or mark."-- § 6. The relative protection given by patents and trademarks.— "Usually the protection given by the pat- ent is far greater, though of less duration in time, than that obtained by the use of a trademark, because if an 20 — Southern (or Southerne) v. trademark is a property right. How, 2 Popham, 144; Cro. Jac. Hall v. Barrows, 4 DeG. J. & S. 471; 2 Rolle, 28; Cox, 633; Seb. 150; 33 L. J. Ch. 204; 10 Jur. N- Dig. 1. S. 55; 9 L. T. N. S. 561; Cox, Man- 21— Blanchard v. Hill, 2 Atk. ual, Case No. 215. Opinion of 484; Cox, 633; Seb. Dig. 2. Mr. Westbury, L. C, in Leather Cloth Sebastian observes of this de- Co. v. American Leather Cloth cision: "The decision seems in a Co., 4 DeG. J. & S. 141; Lord Cran- great measure to have been found- worth, in House of Lords, S. C, ed upon a dread of setting up a 11 H. L. C. 533; Lord Kingsdown. monopoly, the distinction between in House of Lords, S. C, 11 H. L. a trademark and a patent not be- C. 544; Messerole v. Tynberg, 4 ing clearly present to his lord- Abb. Pr. N. S. 410; 36 How. Pr. ship's mind." Sebastian, Trade- 14; Cox, 479; Oilman v. Hunne- marks (4th ed.), p. 6. well, 122 Mass. 139; Cox, Manual. 22 — 1842. Perry v. Truefitt, 6 Case No. 541; Fish Bros. Wagon Beav. 66; 1 L. T. 0. S. 384; Seb. Co. v. Fish Bros. Mfg. Co., 95 Fed. 73; Cox, 644,646. It is now clearly Rep. 457, 461, 37 C. C. A. 146. established that the right to a 14 HOPKINS ON TRADEMARKS. [§ 7 article is patented, nobody but the owner of the patent can without his consent make or sell anything embody- ing the same principles or elements, while a trademark only secures one in the use of the name or emblem adopted by him and applied to the article. "2- § 7. Trademarks distinguished from patents and copy- rights.— While trademarks to a degree partake of the na- ture of both patents and copyrights, and the three have many governing legal principles in common, there are wide differences separating each from the others. As stated by Mr. Justice Miller in Trademark Cases, ^^ ''the ordinary trademark has no necessary relation to inven- tion or discovery. The trademark recognized by the common law is generally the growth of a considerable period of use, rather than a sudden invention. It is of- ten the result of accident rather than design, and when under the act of congress it is sought to establish it by registration, neither originality, invention, discovery, science or art is in any way essential to the right con- ferred by that act. If we should endeavor to classify it under the head of writings of authors, the objections are equally strong. In this, as in regard to inventions, orig- inality is required. And while the word ivritings may be liberally construed, as it has been, to include original designs for engravings, prints, etc., it is only such as are original, and are founded in the creative powers of the mind." And in the House of Lords, in 1882, Lord Black- 22— Allen, J., in Dover Stamp- Rep. 575; Sarrazin v. W. R. Irby ing Co. V. Fellows, 163 Mass. 191, Cigar Co., 93 Fed. Rep. 624, 40 N. E. Rep. 105, 47 Am. St. 626, 35 C. C. A. 496. A Rep. 448, 28 L. R. A. 448. trademark "may be, and usually 23 — 100 U. S. 82, 94. See also is, wholly destitute of originality." Taylor v. Carpenter, 2 Sandf. Ch. Mr. Justice Brown in Duer v. Cor- 603; 11 Paige, 292; Cox, 45; Cox, bin Cabinet Lock Co., 149 U. S. Manual, Case No. 84; Levy v. 216, 223. To the same effect, see Waitt, 21 U. S. App. 394, 61 Fed. Wm. J. Moxley Co. v. Braun & Rep. 1008, 10 C. C. A. 227; Hoyt v. Fitts Co., 93 111. App. 183. Hoyt, 143 Pa. St. 623; 24 Am. St. I 8] PREFATORY. 15 bum said,^"* ''trademarks have sometimes been likened to letters patent and sometimes to copyrights, from both of which they differ in many respects. And I think, to borrow a phrase used by Lord Ellenborough in Waring V. Cox,-^ with reference to a different branch of the law, 'much confusion has arisen from similitudinary reason- ing on the subject.' " § 8. Function —The function of a trademark is to con- vey to the purchaser knowledge of the origin, source, ownership or manufacture of the article to which it is applied.-" As will be shown hereinafter, the trademark need neither indicate the manufacturer or the place of the article's manufacture, but may indicate either the 24 — Johnston v. Orr Ewing, 7 App. Cas. 219, 228. 25—1 Camp. 369. 26 — "The function of a trade- mark is to indicate to the public the origin, manufacture or owner- ship of articles to which it is ap- plied, and thereby secure to its owner all benefit resulting from his identification by the public with the articles bearing it. No person other than the owner of a trademark has a right, without the consent of such owner, to use the same on like articles, because by so doing he would in substance falsely represent to the public that his goods were of the manufac- ture or selection of the owner of the trademark, and thereby would or might deprive the latter of the profit he otherwise might make by the sale of the goods which the purchaser intended to buy. Where a trademark is infringed the es- sence of the wrong consists in the sale of the goods of one manufac- turer or vendor as those of an- other, and it is on this ground that a court of equity protects trade- marks. It is not necessary that a trademark should on its face show the origin, manufacture or owner- ship of the articles to which it is applied. It is sufficient that by association with such articles in trade it has acquired with the public an understood reference to such origin, etc." Bradford, J., in Dennison Mfg. Co. v. Thomas Mfg. Co., 94 Fed. Rep. 651, 656. "The sign, symbol or mark may be purely fanciful, and convey no information as to the name of the producer. But the essential thing is that it shall be designed and used to indicate the origin of the article and that all articles hav- ing the same mark come from a common source." Lurton, J., in Deering Harvester Co. v. Whitman & Barnes Mfg. Co., 91 Fed. Rep. 376, 380. "It is not essential to property in a trademark that it should in- dicate any particular person as the maker of the article to which it Is attached." Danforth, J., in God- illot v. Harris. 81 N. Y. 263. 16 HOPKINS ON TRADEMARKS. LS ^ natural product of the earth, or the handling or selection of the goods, or some labor that has been performed in connection therewith. It serves solely to guide the pub- lic to the goods it wants to buy, acting as a perpetual means of identification and advertisement of goods of repute. § 9. Nature of the right to a trademark.— The right to a trademark is a right of property,-' which the state may, in the exercise of its police power, protect by appropriate penal legislation. This right of property is, in the Unit- ed States, treated as a common-law right, and in no wise dependent upon written law for its inception.^^ Lord Cranworth referred to this right as ''a right (s-hich can be said to exist only and can be tested only by its violation."-" While it is true that the right can only be tested after it has been violated, or its violation has been threatened, it is certainly untrue that it exists ''only by its violation," because there is no violation of a right not pre-existing. Judge Folger, speaking for the New York Court of Appeals, critised this dictum, saying, "but its violation is when one adopts or imitates, and applies to an article of his manufacture the name or mark pre- viously used by another as a designation for his produc- tion. * * * It is a matter of property, and the profit- able use of property."^'' 27— Derringer v. Plate, 29 Cal. Moorman v. Hodge, 2 Sawyer, 78, 292; 87 Amer. Dec. 170; R. Cox, 85, Fed. Case No. 9783; L. 324; Seb. 249; Bass, Ratcliff & H. Harris Drug Co. v. Stucky, Gre'tton (Ltd.) v. Feigenspan, 9^ 46 Fed. Rep. 624, 626; Bat- Fed. Rep. 206, 212; Boston Diatite tie v. Finlay, 50 Fed. Rep. 106; Co. V, Florence Mfg. Co., 114 Mass. Hennessy v. Braunschweiger, 89 69; Lawrence Mfg. Co. v. Tennes- Fed. Rep. 664; Sarrazin v. W. R. see Mfg. Co., 138 U. S. 537, 548; Irby Cigar Co., 93 Fed. Rep. 624, Liggett & Myer Tobacco Co. v. 627, 35 C. C. A. 496. Hynes, 20 Fed. Rep. 883; G. G. 29— Farina v. Silverlock, 6 DeG., White' Co. V. Miller, 50 Fed. Rep. M. & G. 214, 217. 277 279. ^'^ — Congress & Empire Spring 28— Trademark Cases, 100 U. S. Co. v. High Rock Congress Spring 82; Derringer v. Plate, supra; Co., 45 N. Y. 291. § 10] PREFATORY. 17 Much legislation has taken place tending to aid the common-law remedies and afford more effective redress against trademark piracy, but with the solitary excep- tion of California ^^ it has nowhere been held in the Unit- ed States that compliance with a statute is a prerequisite to the acquisition of a trademark. The contrary rule obtains in England; registration being necessary to en- title the owner to sue for infringement."^- A peculiar element of the trademark right is that it must be used as an entirety.^"' The owner of a trademark cannot con- vey to others territorial rights to its use,''* and a part- ner's interest in the trademarks owned by the partner- ship cannot be levied upon by or subjected to the pay- ment of claims of his personal creditors."^ §10. The test of exclusiveness.— The trademark right must be exclusive; by this test it stands or falls. As Judge Cochran has said, "what makes a mark affixed by a seller to goods produced or selected by him a technical trademark (i. e., one whose exclusive use by him in marking goods of the same or like character will be pro- tected) is that when it is affixed to goods of that char- acter it amounts to a representation that they are the goods of the person who has adopted it as his trademark. If it does not amount to such a representation, it is not a technical trademark. ' '^" 31— Whittier v. Dietz, 66 Cal. Wood, Fed. Case No. 9026; 4 Cliff. 78. The evil effect of this decision 461. has since been obviated by the en- 34— Snodgrass v. W'ells, 11 Mo. actment of the present section App. 590. Per contra as to the 3199 of the Political Code of Call- title of a periodical publication rornia. which provides that "any (not a technical trademark), see person who has first adopted and Estes v. Williams, 21 Fed. Rep. used a trademark or name, wheth- 189. er within or beyond the limits of 35— Taylor v. Bemis. 4 Biss. this state, is its original owner." 406; Cox, Manual. 132; Fed. Case 32 — The Merchandise Marks No. 13779. Acts, 1887-1894 (50 and 51 Vict., 36— Bissell Chilled Plow Works c. 28). V. T. M. Bissell Plow Co., 121 Fed. 33— Manhattan Med. Co. v. Rep. 357, 364. 18 HOPKINS ON TRADEMARKS. [§ H § 11. Requisites of a valid trademark.— As seen in our definition, a trademark must (a) Be used in lawful commerce; (b) Be in some way applied or affixed to a subject of lawful commerce; (c) Be distinctive, identifying the character of the article to which it is so affixed. As comprehensive and concise a statement of the requi- sites of a valid trademark as can be found in the books is as follows: "The trademark must be used to indicate not the quality, but the origin or ownership of the article to which it is attached. It may be any sign, mark, sym- bol, word or words, which others have not an equal right to employ for the same purpose. "^^ These are f undainental conditions which are never var- ied, and to which there can be no exception. There are further conditions which we will examine in detail in a subsequent chapter. § 12. Perpetual existence.— The life of a trademark is as long as its continuous use by the owner or his as- signees. It is only terminated by abandonment, which we will deal with later "A trademark may increase in value to its owners by use, and the law could not put a time limit on the owner's right to it any more than it could put a limit upon his right to use any other article of property. ' ' ^^ The act of 1881 provided (§5) that a certificate of reg- istry shall in the case of articles manufactured in this country remain in force for thirty years from its date, subject to renewal for a like period at any time during the six months prior to the expiration of the term of thir- ty years; so that all protection and benefit of that act will be lost by failure to renew within the period stated. 37— Earl, Commissioner of Ap- 38— Hoyt v. Hoyt, 143 Pa. 623, peals, in Newman v. Alvord, 51 N. 22 Atl. Rep. 755. Y. 189, 193. § 13] PREFATORY. 19 But congress was careful to provide further ( § 11 act of 1881) that nothing in the act shall be construed as un- favorably al'l'ecting a claim to a trademark after the term of registration shall have expired. By the Act of 1905 (§ 12), the force of the certificate is limited to twenty years' duration with renewal privi- leges, and ^23 provides that nothing in the act "shall prevent, lessen, impeach, or avoid any remedy at law or in equity which any party aggrieved by any wrongful use of any trademark might have had if the provisions of this iVct had not been })assed." § 13. Territorial limitation.— Unlike a patent, a trade- mark knows no territorial limitation. The courts of the United States, and those of the several states, are open to the owners of trademarks of what- ever citizenship or nationality who may seek to protect their trademarks against plracy.^^ The act of congress of 1881 provided for the regis- tration of trademarks owned by aliens located in any foreign country or tribe, which, by treaty, conven- tion or law, affords similar privileges to citizens of the United States" (Act of 1881, sec. 1), and substantially the same provision is contained in the Act of 1905, Sec. 1. The acquisition of a valid trademark in any place carries with it the right to use the mark everywhere. ^*^ This is subject to the exception that a foreigner doing business 39— state v. Gibbs, 56 Mo. 133; J. 423; 2 Jur. N. S. 929; 30 L. T. Taylor v. Carpenter (1), 3 Story, 62; Seb. 151; Collins Co. v. Co- 458; Cox. 14; Seb. 78; Coats v. hen, 3 K. & J. 428; 3 Jur. N; S. Holbrook, 2 Sandf. 586; Cox, 20; 929; 29 L. T. 245; 30 L. T. 62; Seb. 79; Taylor v. Carpenter (2), 5 W. R. 676; Seb. 152; Collins Co. 2 Wood. & M. 1; Cox, 32; 9 L. T. v. Reeves, 28 L. J. Ch. 56; 4 Jur. 514; Seb. 83; Taylor v. Carpen- N. S. 865; 33 L. T. 101; 6 W. R. ter (3), 2 Sandf. 603; 11 Paige, 717; Seb. 164; Collins Co. v. 292; Cox, 45; Seb. 84; Lemoine Walker, 7 W. R. 22; Seb. 171. V. Ganton, 2 E. D. Smith, 343; 40— Except that an alien who Cox, 142; Seb. 125; Derringer v abandons his trademark in this Plate, 29 Cal. 292; Cox, 324; Seb. country is not re-vested with the 249; Collins Co. v. Brown, 3 K. & right to use it, by the force of 20 HOPKINS ON TRADEMARKS. [§ 14 in his own countr}^ under the trademark has no common- law right to that trademark in the United States, as against a domestic firm which had established business under a similar trademark, adopted in good faith, before the alien had sold any goods in this country. ^^ In a recent case, an assignment of a trademark limited to certain specified states has been sustained and an in- fringer enjoined as to those states. The doctrine of this section was not invoked, however, as far as the opinion discloses. ^- As to a corporate name, the injunction has been limited in its operation, to exclude a defendant from doing business in the state of New York. '^^ In a case involving the use of the word ''Liliputian" in a mail-order business, a Chicago defendant was en- joined at the instance of a New York complainant be- cause of the occui^ancy by each through the mails of a common business territory. ^^ § 14. The necessity of user.— There can, finally, be no right in or to a trademark apart from its use. ''The mere sale of a trademark apart from the business in which it has been used confers no right of ownership, be- cause no one can claim the right to sell his goods as goods manfactured by another. To permit this to be done would be a fraud upon the public.^^ To quote from a New York court, "There is no sach thing as a trade- mark 'in gross,' to use that term of analogy. It must be 'appendant' of some particular business in which it is actually used upon, or in regard to specified arti- subsequent legislation in his own Preserving Co., 131 Fed. Rep. 359. country. Saxlehner v. Eisner & 43 — Employers' Liability Assur. Mendelson Co., 91 Fed. Rep. 536, Corp., Ltd., v. Employers' Liabil- 539. Saxlehner v. Eisner & Men- ity Ins. Co., 16 N. Y. Supp. 397, delson Co. (3), 179 U. S. 19, 36. 400. 41 — Richter v. Anchor Remedy 44 — Ball v. Best, 135 Fed. Rep. Co., 52 Fed. Rep. 455; affirmed in 434. Richter v. Reynolds, 59 Fed. Rep. 45 — Witthaus v. Braun, 44 Md. 577, 8 C. C. A. 220. 303; 22 Amer. Rep. 44. 42 — Griggs, Cooper & Co. v. Erie §14] PREFATORY. 21 cles."^^ It follows, therefore, that the owner of a trade- mark can not sell territorial rights in a trademark to dif- ferent persons, so as to enable them to make and sell goods as being made by him."*^ "It goes without saying that a trademark or tradename can only be acquired Ijy adoption accompanied with actual use. "^'^ The invent- or of a system of manufacturing garments, who has never engaged in their actual manufacture and sale, has no trademark right in a mark to be applied to such gar- ments.^^ A mere casual use, inteiTupted, or for a brief period, will not suffice to establish a trademark right in the mark;'"'*^ there must be such a user, as to its length and publicity, as will show an intention to adopt the mark as a trademark for a specific article.^ ^ 46— Weston v. Ketcham (2), 51 How. Pr. 455; Seb. 487; Pinto v. Badman, 8 R. P. C. 181; Cartmell^ 270; Dixon Crucible Co. v. Gug- genheim, 7 Phila. 408; 2 Brewst. 321; 3 Am. L. T. 288; Cox, 559; Seb. 331; Cotton v. Gillard, 44 L. J. Ch. 90; Seb. 447; McAndrew v. Bassett, 4 DeG. J. & S. 380; 33 L. J. Ch. 566; 10 Jur. N. S. 550; 10 L. T. N. S. 442; 12 W. R. 777; 4 N. R. 123; Seb. 234; Kidd v. Johnston, 100 U. S. 617; Weston V. Ketcham (1), 39 N. Y. 54; Leather Cloth Co. v. American Leather Cloth Co., 4 DeG. J. & S. 137; 11 H. L. C. 523. The Fair v Jose Morales & Co., 82 111. App. 499. 47 — Snodgrass v. Wells, 11 Mo. App. 590. But in another case the assignment by the English pub- lisher of "Chatterbox" of the right to publish a "Chatterbox" in the United States was sustained. Estes V. Williams, 21 Fed. Rep. 189. The name, being that of a periodi- cal publication, was not a tech- nical trademark. 48 — Kathreiner's Malz Kaffee Fab. V. Pastor Kneipp Med. Co., 82 Fed. Rep. 321, 325, per Jenkins, J. 49 — Jaeger's Sanitary W. S. Co. V. Le Boutillier, 47 Hun, 521. Thus under the English statutes a regis- trant is not entitled to register a mark for goods in which he does not deal and in which he does not actually intend to deal. John Batt 6 Co. V. Dunnett, L. R. (1899) A. C. 428. 50— Menendez v. Holt, 128 U. S. 514; Levy v. Waitt (1), 56 Fed. Rep. 1016; Levy v. Waitt (2). 61 Fed. Rep. 1008, 10 C. C. A. 227; Brower v. Boulton (1), 53 Fed. Rep. 389; Brower v. Boulton (2), 7 C. C. A. 567, 58 Fed. Rep. 888; Macmahan Pharmacal Co. v. Den- ver Chemical Mfg. Co., 113 Fed. Rep. 468, 51 C. C. A. 302. Tetlow V. Tappan, 85 Fed. Rep. 774; Heub- lein V. Adams, 125 Fed. Rep. 782. 51 — Kohler Mfg. Co. v. Beeshore, 22 HOPKINS ON TRADEMARKS. :§i^ § 15. Trademarks as subjects of sale, assignment or bequest.— lu the early adjudicatious the assignability of trademarks was not clearly established.^ - It can now be said, however, that trademarks are gen- erally assignable during the life-time of the owner of the mark, and capable of transmission at his death. Indeed, this rule is the necessary and indispensable correlative of the rule that trademarks have perpetual existence. But there is the necessary' qualification that with the trademark must go the good-will of the business, the right to select or manufacture the article to which the former owner has been in the habit of affixing the trade- mark in use."^ Any other course would tend to mislead 59 Fed. Rep. 572, 576, 8 C. C. A. 215; Richter v. Reynolds, 59 Fed. Rep. 577, 579; 8 C. C. A. 220. 52 — See Corwin v. Daly, 7 Bos. 222; Cox, 265, where the court says, referring to a name used as a trademark: "The employer of it can neither give any special right to another, nor abandon it to the community so as forever to take away the right of employing it to designate his wares." In an- other case it has been held that one can "so sell his name as to de- prive himself of the right to use it for his own manufacture, and give the right to another." Pro- basco V. Bouyon, 1 Mo. App. 241. In a later case before the same court, however, the court said: "We think the answer to this question depends upon the effect which the use of the name, in each particular instance, is shown to have upon the minds of the pub- lic," and concluded that if the public would be led to believe the assignor was still manufacturing the goods, when they were the manufacture of another, the trans- action would be a fraud upon the public and the use of the assigned name would not be protected. Skinner v. Oakes, 10 Mo. App. 45; Cox, Manual, 680. This dictum was quoted with approval in Oakes V. Tonsmierre, 4 Woods, 547; Price & Steuart, 817, 49 Fed. Rep. 447. 53 — Atlantic Milling Co. v. Rob- inson, 20 Fed. Rep. 217; Massam v. Cattle Food Co., L. R. 14 Ch. D. 748; Ex parte Lawrence, 44 L. T. N. S. 98; Seb. 630; Re Wellcome, L. R. 32 Ch. D. 213; Leather Cloth Co. V. American Leather Cloth Co., 4 DeG. J. & S. 137; 33 L. J. Ch. 199; Seb. 223; Goodman V. Meriden Brittania Co., 50 Conn. 139; "Witthaus v. Braun, 44 Md. 303; 22 Am. Rep. 44; Seb. 492; Skinner v. Oakes, 10 Mo. App. 45; Taylor v. Bemis, 4 Biss. 406, Fed. Case 13779; McVeagh v. Valencia Cigar Factory, 32 Off. Gaz. 1124: Price & Steuart, 970; Oakes v. Tons- mierre, 4 Woods, 547, 49 Fed. Rep. 447; Price & Steuart, 817; Baldwin v. Von Micheroux, 25 N. Y. Supp. 857; Morgan v. Rogers, 19 Fed. Rep. 596; 12 Off. Gaz. 1113; Smith v. Imus, 32 Alb. L. J. 455; Cotton v. Gillard, 44 L. J. § 15] PREFATORY. '23 the public. It is irrovided by section 70 of the English Patents, Designs and Trademarks Act of 1883 that "A trademark, when registered, shall be assigned and trans- mitted only in connection with the good-will of the busi- ness concerned in the particular goods or classes of goods for which it has been registered, and shall be detennin- able with the good-will." No corresponding provision existed in the act of congress of 1881. The act of 1905, § 10, provides **that every registered trademark . . . shall be assignable in connection with the good-will of the business in which the mark is used." Inasmuch as there can be no title in a trademark apart from the good-will of the business in which it is used, it follows that, in an assignment of the business and good- will of the owner of the mark, the title to the trademark, without being specially mentioned, passes to the as- signee,^"* It is not so clear, however, that the purchaser acquires the right to use the name of the vendor, this Ch. 90; Smith v. Fair, 14 Ont. Rep. 303; 22 Amer. Rep. 44; Seb. 492; 729; Burton v. Stratton, 12 Fed. Morgan v. Rogers, 19 Fed. Rep. Rep. 696; Price & Steuart, 668; 596; 26 Off. Gaz. 1113; Cox, Man- Pepper V. Labrot, 8 Fed. Rep. 29; ual, 692; Merry v. Hoopes, 111 N. Chadwick v. Covell, 151 Mass. 190, Y. 420; Churton v. Douglas, Johns. 23 N. B. Rep. 1068; Cox, Manual, 174; Fulton v. Sellers, 4 Brewst. 716; Cooper v. Hood, 26 Beav. 42; Thompson v. Mackinnon, 2 293; Churton v. Douglas, Johns. Steph. Dig. 726; Lippincott v. 1(4; Shipwright v. Clements, 19 Hubbard, 28 Pitts. L. J. 303; Burk- W. R. 599; Sohier v. Johnson, 111 hardt v. Burkhardt Co., 4 Ohio N. Mass. 238; Gegg v. Bassett, 3 P. 358; Listman Mill Co. v. Wm. Ont. L. Rep. 263; Dant v. Head, Listman Mill Co., 88 Wis. 334; 90 Ky. 255. 13 S. W. Rep. 1073; J. Prince Mfg. Co. v. Prince's Metal- G. Mattingly Co. v. Mattingly, 96 lie Paint Co., 39 N. Y. S. R. 488; Ky. 430, 31 S. W. Rep. 985. Menendez v. Holt. 128 U. S. 514; 54 — Shipwright v. Clements, 19 Hegeman v. Hegeman, 8 Daly, 1; W. R. 599; Seb. 350; Congress & Sarrazin v. W. R. Irby Cigar Co., Empire Spring Co. v. High Rock 93 Fed. Rep. 624, 35 C. C. A. 496; Congress Spring Co., 57 Barb., 526; Allegretti v. Allegretti Chocolate Cox, 599; 45 N. Y. 291; 10 Abb. Cream Co.. 177 111. 129, 53 N. E. Pr. N. S. 348; 6 Amer. Rep. 82; Rep. 487, affirming s. c. 76 111. App. 4 Am. L. T. 168; Cox, 624; Seb. 581; Snyder Mfg. Co. v. Snyder, TA 354; Y.'itthaus v. Braun, 44 Md. Ohio St. 86, 43 N. E. Rep. 325. 24 HOPKINS ON TRADEMARKS. [§15 right being affirmed in some cases^'^ and negatived in otliers.^'^ It would seem to be the law that a territorial right to use a trademark cannot be assigned^'^ though in the case of the name of a periodical publication the contrary rule has been announced.^^ The fact of a trademark containing the name or ini- tials of a former owner of a business will not disentitle an assignee of the business from its use, because the proper name is treated as indicative of the business rather than the present owner of the business.^^ But the courts of the United States are inclined to insist that the public be notified of the change of ownership, and 55 — Banks v. Gibson, 34 Beav. 566; Levy v. Walker, L. R. 10 Ch. D. 463; Webster v. Webster, 3 Swanst. 490; Clark v. Leach, 32 Beav. 14; Bond v. Milbourn, 20 W. R. 197; Tussaud v. Tussaud, 38 W. R. 440; Phelan v. Collender, 13 N. Y. Sup. Ct. 244; Hoff v. Tar- rant & Co., 71 Fed. Rep. 163; affirmed in Tarrant & Co. v. Hoff, 76 Fed. Rep. 959, 22 C. C. A. 644; J. G. Mattingly Co. v. Mattingly, 96 Ky. 430. 56— Scott v. Rowland, 20 W. R. 208; Lewis v. Langdon, 7 Sim. 421; Turner v. Major, 3 Gift. 442; Dence v. Mason, 41 L. T. N. S. 573; Dickson v. McMaster, 18 Ir. Jur. 202; Reeves v. Denicke, 12 Abb. Pr. N. S. 92; Howe v. Searing, 10 Abb. Pr. 264; Cox, 244; Petersen V. Humphrey, 4 Abb. Pr. 394; Cox, 212; Thynne v. Shove, 89 L. T. Jour. 84; Mayer v. Flanagan, 12 Tex. Civ. App. 405; Sherwood v. Andrews. 5 Am. L. Reg. N. S. 588; Seb. 263. 57 — Snodgrass v. Wells, 11 Mo. App. 590. 58— Estes v. Williams, 21 Fed. Rep. 189, 59 — Pepper v. Labrot, 8 Fed. Rep. 29; LePage Co. v. Russia Cement Co., 2 C. C. A. 555, 51 Fed. Rep. 941; Jennings v. Johnson, 37 Fed. Rep. 364; Frazer v. Frazer Lubricator Co., 121 111. 147, 13 N E. Rep. 639; McLean v. Fleming, 96 U. S. 245; Symonds v. Jones 82 Me. 302. 8 L. R. A. 570; Fil kins v. Blackman, 13 Blatchf. 440 Fed. Case No. 4786; Weed v. Peter son, 12 Abb. Pr. N. S. 178; Young V. Jones, 3 Hughes, 274, Fed. Case No. 18,159; Fulton v. Sellers, 4 Brewst. 42; Weston v. Ketcham (1), 39 N. Y. 54; Clark V. Ins. Co., 7 Mo. App. 71; Frank V. Sleeper, 150 Mass. 583, 23 N. E. Rep. 213; Hoxie v. Chaney, 143 Mass. 592; Russia Cement Co. v. LePage, 147 Mass. 206, 17 N. E. Rep. 304; Brown Chemical Co. v. Meyer, 139 U. S. 540; Bulte v. Ingleheart Bros., — C. C. A. ; 137 Fed. Rep. 492, 499. The fact that a trademark includes the name and portrait of the first own- er does not render it unassignable to another. Richmond Nervine Co. V. Richmond, 159 U. S. 293, 302. § 15] PREFATORY. 25 this is now the safer rule,*'''* particularly where the trade- mark is a mark ol" special qualities, due to su- perior material, processes, care and skill exer- cised by the originator thereof, or the mark bearing his name "would, or at least might, imply that his personal work or supervision was em- ployed in the manufacture; and in such cases it would be a fraud upon the public if the trademark should be used by other persons, and for this reason such a trademark would be held to be unassignable. . . . But, on the other hand, the usages of trade may be such that no such inference would naturally be drawn from the use of a trademark which contains a person's name, and that all that purchasers would reasonably understand is that goods bearing the trademark are of a certain standard, kind or quality, or are made in a certain manner, or after a certain formula, by persons who are carrying on the same business that formerly was carried on by the per- son whose name is on the trademark. "*^^ In the sale of a business, then, the general rule is that the trademarks connected with the business will pass to the purchaser without being specified in the bill of sale,*^- and in case of a general assignment or bankruptcy the trademarks also pass, to inure to the benefit of the creditors.*^- The ex- 60— Manhattan Med. Co. v. Wood, W. R. 599; Wilmer v. Thomas, 74 108 U. S. 218; Horton Mfg. Co. v. Md. 485; 13 L. R. A. 380; Solis Horton Mfg. Co., 18 Fed. Rep. 816; Cigar Co. v. Pozo, 16 Colo. 388; Alaska Packers' Ass'n v. Alaska 25 Am. St. Rep. 279; Laughman's Imp. Co., 60 Fed. Rep. 103; Sie- Appeal, 128 Pa. 1, 18 Atl. Rep. 415, gert V. Abbott (1), 61 Md. 276; 5 L. R. A. 599; Morgan v. Rogers, Sherwood v. Andrews, 5 Am. L. 19 Fed. Rep. 596. Trademarks Reg. N. S. 588; Seb. 263; Car- "pass under a sale of the 'asseto michael v. Latimer, 11 R. I. 395; and goodwill' of the business, Seb. 521; Pillsbury v. Pillsbury- whether specially mentioned or Washburn Flour Mills Co., 64 Fed. not." Holland, J., in Kronthal Rep. 841; 12 C. C. A. 432; People Waters v. Becker, 137 Fed. Rep. V. Molins, 10 N. Y. Supp. 130. 649, 652. 61 — Charles Allen, J., in Hoxie 63 — Hegeman v. Hegeman. S V. Chaney, 143 Mass. 592, 10 N. E. Daly, 1; Rogers v. Taintor, 97 Rep. 713. Mass. 291; Warren v. Warren 62— Shipwright v. Clements, 19 Thread Co.. 134 Mass. 247; Hud- 26 HOPKINS ON TRADEMARKS. [§ 15 ception to each of these rules arises where the trademark depends upon the secret processes or individual skill of its owner for its value.*^^ Trademarks may, in connection with the good-will of the business wherewith they are connected, be trans- mitted by bequest.*^^ This naturally leads to the result that several persons may by bequest (as they may upon dissolution of copartnership) become possessed of the right to use the same trademark. As where a decedent, a watchmaker using ''Dent, London" as a mark on watches which he manufactured at three several shops in London, bequeathed the business of two of these shops to one person and the third shop to another. It appears to have been held here that each legatee had a several right to the use of the trademark.^^ The rights of the partners in the use of the firm trademarks upon dissolu- tion have been thus defined by Judge Hughes: "Rights in trademark are analagous to rights in the good-will of a partnership. In the absence of ex- press stipulation at the time of dissolution, each partner may go on and use the trademark of the firm. ' '"^ It is son V. Osborne, 39 L. J. Ch. 79 ; ests in patents, patent rights, copy- Cotton V. Gillard, 44 L. J. Ch. 90; rights, and trademarks." Ex parte Foss, 2 DeG. & J. 230: 64— Re Swezey, 62 How. Pr. Bury V. Bedford, 4 DeG. J. & S. 215. 352; Ex parte Young, Seb. 537; 65— McLean v. Fleming, 96 U. S. Longman v. Tripp, 2 Bos. & P. N. 245; Huwer v. Dannenhoffer, 82 R. 67; Hammond v. Brunker, 9 R. N. Y. 499, 502. P. C. 301; Cartmell, 142; Lippiu- 66— Dent v. Turpin, 2 J. & H. cott V. Hubbard, 28 Pitts. L. J. 139; 30 L. J. Ch 495; 7 Jur. N. 303; Burkhardt v. Buckhardt Co., S. 673; 4 L. T. N. S. 673; 9 W. R. 4 Ohio N. P. 358; Batchellor v. 548. Mr. Cox observes, "This case Ttiomson, 86 Fed. Rep., 630; Sar- is to be taken as of an exceptional razin v. W. R. Irby Cigar Co., 35 character; it is not in accord with C. C. A. 496, 93 Fed. Rep. 624, 626. settled principles." Cox, Manual, The Bankruptcy Act of 1898, 196. § 70a, provides that the trus- 67— Young v. Jones, Fed. Case tee in bankruptcy shall be No. 18,159, 3 Hughes, 274; Price & vested by operation of law Steuart, 150. And to the same with the title of the bank- effect, see Caswell v. Hazard, 121 rupt, as of the date he was ad- N. Y. 484, 24 N. E. Rep. 707; Haz- judged a bankrupt, to all "inter- ard v. Caswell (2), 93 N. Y. 259- § 15] PREFATORY. 27 clear, however, that where a mark is a common design for the purpose of a connnon adventure used by several independent dealers or manufacturers in a joint enter- prise, a mark belonging to neither individually, but rep- resenting the enterprise of all concerned, for the pur- poses of their joint adventure, the trademark can be used only so long as all the parties remain interested in the enterprise; when it terminates, the function and life of the trademark also tenninate."^ If the business and good-will of a partnership are sold upon dissolution the trademark goes with the other assets.'''' Another ques- tion is presented where one partner retires from the firm. It the retiring partner re-engages in business and con- tinues to use the trademark, it has been held that that fact, even if the mark is applied by him to a spurious article, is evidence of his intention to retain his interest 262; Huwer v. Dannenhoffer, 82 use of the trademark, and perhaps N. Y. 499, 502; Banks v. Gibson, 34 each of them will be entitled to Beav. 566; 34 L. J. Ch. 591; 6 N. such exclusive use as to all other R. 373; 13 W. R. 1012; 11 Jur. N. persons except their associates in S. 680; Seb. 248; Condy v. Mil- ownersiiip." New York Cement chell, 37 L. T. N. S. 268; 37 L. T. Co. v. Coplay Cement Co., 45 Fed. N. S. 766; 26 W. R. 269; Seb. Rep. 212. 561; Taylor v. Bothin, Fed. Case 68— Re Jones 53 L. T. 1, Cart- No. 13,780, 5 Sawy. 584; Wright mell, 189; Robinson v. Finlay, and V. Simpson, 15 Off. Gaz. 968; Price Ward v. Robinson, L. R. 9 Ch. D. & Steuart, 165. In this connection 487; 39 L. T. 398; 27 W. R. 294; Mr. Justice Bradley said: "In Cartmell, 295. These cases arose holding that it is necessary to the between merchants in Manchester validity of a trademark that the and corresponding houses in Man- claimant of it must be entitled to ilia and Rangoon. The trademarks an exclusive right to it, or prop- were composite marks, containing erty in it, we do not mean to say crests, names of the individuals that it may not belong to more written in Chinese characters, than one person, to be enjoyed coats of arms, and other personal jointly or severally. Copartners, ijidicia of the parties interested, upon a dissolution of partnership, 69 — Armistead v. Blackwell, 1 may stipulate that each of them Off. Gaz. 603; Seb. 399; Rogers v. may use the trademarks of the Taintor, 97 Mass. 291; Seb. 283; firm, and there may be many other Bradbury v. Dickens, 27 Beav. 53; cases of joint and several owner- 28 L. J. Ch. 667; 33 L. T. 54; Seb. ship; but such co-owners will to- 173; Banks v. Gibson, 34 Beav. gether be entitled to the exclusive 566; 11 Jur. N. S. 680, 34 L. J. 28 HOPKINS ON TRADEMARKS. [§ 15 in the trademark^" If upon dissolution one partner takes the whole business by agreement, the valuation of the retiring partner's interest must include his interest in the trademarks of the partnership, which pass with the good-will.'^ Trademarks upon the death of their owner pass with his other jDersonalty to his personal representatives.'^- There should, of course, be a conveyance of the dece- dent's title by administration; and where, as in H oven- den V. Lloyd, there is no administration, and a relation simply continues business and uses the trademark, he probably acquires no title to the trademark thereby. At all events, in that case, where the deceased's son so used the trademark and subsequently sold his business with its good-will to a third party, it was held that the son had acquired no title capable of being transferred to such third party J^ The supreme court of Pennsylvania, however, has distinctly held that where a man's sons continued to use his trademark after his death (there having been no evidence of administration upon his estate) and subsequently separated, each continuing in business and using the trademark, they were entitled to an injunction against a stranger imitating that trade- mark, upon a bill in equity in which they joined as com- plainants. The subject is not as fully discussed by the court as it should have been. The language of Lord Cranworth in Leather Cloth Co. v. American Leather Cloth Co.'^^ is quoted in the opinion, as follows: ''Diffi- culties, however, may arise where the trademark con- ch. 591; 13 W. R. 1012; 6 N. R. 72— Croft v. Day, 7 Beav. 84; Re 273. Farina, 44 L. T. N. S. 99; Giblett 70— Wright v. Simpson, 15 Off. v. Read, 9 Mod. 459. Gaz. 968; Price & Steuart, 165. 73— Hovenden v. Lloyd, 18 W. R. 71— Banks v. Gibson, 34 Beav. 1132; Seb. 337. There was sub- 566; 11 Jur. N. S. 680; 34 L. J. stantially the same state of facts Ch. 591; 13 W. R. 1012; 6 N. R. and the same holding in Singleton 373; Seb. 248; Gage v. Canada Pub. v. Bolton, 3 Doug. 293; Cox, 634; Co., 11 Can, S. C. R. 306; 6 Ont. Seb. 4. Rep. 68; 11 Ont. App. 402. 74—11 H. L. C. 523. § 15] PREFATORY. 29 sists merely of the name of the manufacturer. 'When he dies, those who succeed him (grandchildren or man-ied daughters, for instance), though they may not hear the same name, yet ordinarily continue to use the original name as a trademark, and they would be protected against any infringement of the exclusive right to that name. They would be so protected, because according to the usage of trade they would be understood as meaning no more by the use of their grandfather's or father's name than that they were carrj'ing on the manufacture formerly carried on by him. ' ' In the course of its opin- ion the Pennsylvania court observes: "It was urged, however, that conceding this sjnmbol to have been a valid trademark in the hands of Jesse Darlington (gi'andfather of complainants), or even of Jared (his son), that upon the death of the latter it ceased to be the property of any one, and that its use by several members of the family of the latter destroyed its distinctive features and left it open to the public to appropriate it. We cannot assent to this proposition.""^ It might be suggested that in cases of this character (i. e., where no administration is had upon the estate of a deceased owner of a trademark) its use by relatives in a similar business is practically an adoption dc novo of the mark, left open to the world for appropriation b}^ its owner's death. Where the owner of a trademark takes partners into 75 — Paxon, J., in Pratt's Appeal, the business themselves or by sell- 117 Pa. St. 401, 412. "The reason ing to one who will, its chief ele- why a trademark may pass 'with- ment as an asset is wanting. But out administration,' as suggested it seems, also, that cases may arise by Paxon, J., in Pratt's Appeal, 117 in which the trademark of a de- Pa. St. 401, seems to be that a ceased testator or intestate is of trademark can have no value ex- value to creditors, or a subject of cept in connection with the busi- contention among heirs, when ad- ness to which it attaches; and as ministration may become neces- creditors are not usually in condi- sary." Woerner, Administration, tion to realize the value of the 635, note 8. trademark, either by carrying on 30 HOPKINS ON TRADEMARKS. [§15 the business in which it is employed, the title to the trademark ordinarily is merged into the partnership assetsJ^ The supreme court of the United States has apparently held to the contrary,'^ but the facts were that the owner of the mark owned the premises in which the business was conducted, and took two of his clerks into partnership. He did not convey the realty to the firm, and upon dissolution there was correspondence between him and the withdrawing partners which, in the lan- guage of Mr. Justice Field, "discloses beyond question their knowledge of the transfer and recognition of his power to make it;" refeiTing to his subsequent sale of his business and his trademark to another. It would seem from this decision, then, that the partner who originally owns the mark may by agreement permit the use of the trademark by the firm during its existence, reserving the title to the trademark to himself in the event of dissolution. In a recent case it has been held that "When a trade- mark or tradename is owned by one who enters into a partnership with another for the manufacture of the article designated, the title of the trademark does not pass to the partnership except by express agreement. "^^ A like ruling has been made as to the trademark of one of the incorporators of a corporation."^^ In each case the title of the mark is a question of fact, and title to per- sonalty usually follows possession. Use by a partner- ship is 2^ri7na facie evidence of ownership by the partner- ship. The federal supreme court has held that when a part- 76_Weston v. Ketcham (2), 51 264, 70 N. E. Rep. 64. How. Pr. 455; Filkins v. Black- 77— Kidd v. Johnson, 100 U. S. man, 13 Blatchf. 440, 446, Fed. 617, 619. Case No. 4,786; Sohier v. John- 78— Kirkpatrick, J., in Greacen son, 111 Mass. 238, 242; Bury v. Bell, 115 Fed. Rep. 553, 554. V. Bedford, 4 DeG. J. & S. 352-371; 79— Cutter v. Gudebrod Bros. Co. Condy v. Mitchell, 37 L. T. N. S. (2), 61 N. Y. Supp. 225. 268; Moore v. Rawson, 185 Mass. § 15] PREFATORY. 81 uer retires from a firm, assenting to or acquiescing in the retention by tlie otlier partners of the old place of business and the future conduct of the business by them under the old name, the good-will (including the title to the firm's trademarks) remains with the latter as a mat- ter of course,^® It is important to note, in considering the assignabil- ity of trademarks, the doctrine first announced by Judge Shipman, that **Tlie right to use a trademark cannot be so enjoyed by an assignee that he shall have the right to affix the mark to goods differing in character or species from the article to which it was originally attached. * '^^ And where the trademark involved the use of the as- signor's name, it was said: ** Where an individual parts with a right to the use of his own name in any given connection, the courts should not extend the contract by which he does so beyond its necessary scope. It certainly will not be held that a man has tied himself up so as to prevent the use of his own name any further than the clear terms of the agreement show his intention to do S0."«" One who has assigned either his trademark^^ or trade- name ^^ will be enjoined from again using the mark or name himself; if he makes such an assignment to a cor- poration with a reversion to him if the corporation ceases to exist, he cannot make a valid assignment of the mark to another during the life of the corporation.^^ The assignee of a trademark does not, merely by vir- 80— Menende^ v. Holt, 128 U. S. Medicine Co. v. Thedford (2), 58 514. 522. Fed. Rep. 347, 349. 81— Filkins v. Blackman, 13 83— Bury v. Bedford, 4 DeG. J. Blatchf. 440, 444, Fed. Case & S. 352; Burkhardt v. Burkhardt No. 4,786. This rule is again Co., 4 Ohio N. P. 358. laid down in Chattanooga Med- 84 — Churton v. Douglas, John- icine Co. v. Thedford (1), 49 son (Eng.), 174. Fed. Rep. 949, 952; Chattanooga 85— Petrolia Mfg. Co. v. Bell & Medicine Co. v. Thedford (2), 58 Bogart Soap Co., 97 Fed. Rep. 781, Fed. Rep. 347. 784. 82 — Newman, J., in Chattanooga 32 HOPKINS ON TRADEMARKS. [ § 15 tue of the assignment, obtain a riglit to enjoin infringers of tlie mark. He must show that he has actually applied it, commercially, to goods of the class for which it is claimed as a trademark.^" AVhile, as we have seen, a trademark is assignable only in connection with the good-will of the business in which it is used, it does not follow that both must be conveyed by the same instrument or at the same time; and under the English Patents, Trademarks and Copy- right Act of 1883 it has been held that the registration of an assignment of a trademark need not be contem- poraneous with the assignment of the goodwill.^^ It is possible that the originator of a manufacturing business and the person who purchases that business may each thereafter have a right to the limited use of the trade- name and trademark used in connection with that busi- ness.^^ Where such a state of facts arises, either the vendor or purchaser can assign his right to the use of the tradename and trademark, and either will be enjoined upon the application of the other from using the words "only genuine" in connection with the name or mark.^^ In a case where a trademark was used by a manufac- turer in England and also by a firm in the United States in which he was a partner, the use of the trademark having begun in both places about the same time, and it having become a distinctive mark, identifying the article manufactured in the United States, the English manufac- turer retired from the American house. Upon his subse- quently attempting to use it in a separate business of the same kind in this country, it was held that his successors 86 — Walton v. Crowley, Fed. Belle Wagon Works, 82 Wis. 546; Case No. 17,133, 3 Blatchf. 440, 448; Fish Bros Wagon Co. v. Fish Bros. Filkins v. Blackman, 13 Blatchf. Mfg. Co., 87 Fed. Rep. 201; af- 440, 445, Fed. Case No. 4786. firmed, 95 Fed. Rep. 457, 37 C. C. 87_Re Wellcome, L. R. 32 Ch. A. 146. D. 213; 3 R. P. C. 76; 55 L. J. Ch. 89— Fish Bros. Wagon Co. v. 542; 54 L. T. 493; 34 W. R. 453; Fish Bros. Mfg. Co., 87 Fed. Rep. Cartmell, 342. 203. 88 — Fish Bros. Wagon Co. v. La §35] PREFATORY. 33 in the old fimi had, upon his retirement, succeeded to the exclusive right to use the trademark, as part of the business, and he was enjoined from using the mark in his new establishment in the United States.'^*^ This case is but a practical application of the doctrines we have just considered, to an unusual state of facts. Whenever the alien owner of a trademark has aban- doned its use in the United States by neglecting to assert his rights as against infringers in this country-, the pub- lic has a right to use that mark, of which it will not be divested by the operation of a law subsequently enacted by the country of which the former owner is a citizen.^^ A trademark applied to mineral paint produced from a deposit on a particular piece of land will pass to a pur- chaser of tlie land as an incident to the realty,'*- as will a trademark applied to the wafer of a particular spring,**^ or the right to use words designating a partic- ular building rather than the business conducted there- in,"^ or the right to use a mark which has come to desig- nate the product of a mill or factory rather than of the proprietor.-"^ In a case where the plaintiff had assigned the right to use his trademark to the defendant for a terai of years, for a share of the profits of defendant's business, and during the term re-engaged in the use of the mark, in an action by the plaintiff upon the contract it was hold that the plaintiff could recover the profits due him under the contract, and the defendant was allowed damages for the breach of the contract. The validity of the assignment appears not to have been questioned.^^ 90— Batchelor v. Thompson, 86 93— Hill v. Lockwood, 32 Fed; Fed. Rep. 630. Rep. 389. 91 — Saxlehner v. Eisner & Men- 94 — Armstrong v. Kleinhaus, 82 delson Co. (2), 91 Fed. Rep. 536; Ky. 303. Saxlehner v. Eisner & Mendelson 95 — Atlantic Milling Co. v. Rob- Co. (3). 179 U. S. 19, 36. inson, 20 Fed. Rep. 217. 92— Prince Mfg. Co. v. Prince's 96— Coe v. Bradley, 9 Off. Gaz. Metallic Paint Co. 15 N. Y. Supp. 541, Fed. Case No. 2,941. 249; Cox, Manual, 721. 3 34 HOPKINS ON TRADEMARKS. [§16 There is an exception to the general inile that a trade- mark cannot be assigned save in connection with a busi- ness; where the mark is associated with the product of a secret process, the mark necessarily goes with an as- signment of the process.'-*^ Thus the Court of Appeals of New York, speaking through O'Brien, J., has said, ** There are doubtless some trademarks that consist of words that identify an article produced by some secret 23rocess and without the use of which the article could not be described. In other words the name used may be inherent in the article itself and is not used as in this case to distinguish one cigar from another. The cele- brated cordial, which is in use the world over, known as 'Chartreuse' is a sample of a trademark, the bare assignment of which might confer upon the assignee the right to manufacture and sell that article. '"^^ § 16. Assignability of distillery brands and the like. —Trademarks used at a particular producing establish- ment uj^on the articles produced at the establishment may be lawfully assigned and transferred with the estab- lishment. Of such a mark it has been said that ''its sub- sequent use by the person to whom the establishment is transferred is considered as only indicating that the goods to which it is affixed are manufactured at the same place and are of the same character as those to which the mark was attached by its original designer. ' '^ This rule has been applied to brands consisting in whole or in part of proper names. Thus, in the leading case, the brand was "S. N. Pike's Magnolia Whiskey, "^ and in another case the brands were "J. G. Mattingly & Sons, Standard Bourbon" and "J. G. Mattingly & Sons, Pure Eye."^ 97— Tuttle V. Blow, 176 Mo. 158, dies Trading Co., 180 N. Y. 445. 173; Falk V. American West Indies 1 — Mr. Justice Field in Kidd v. Trading Co., 180 N. Y. 445; Bald- Johnson, 100 U. S. 617. win V. VonMicheroux, 25 N. Y. 2— Kidd v. Johnson, 100 U. S. Supp. 857, 859. 617. 98 — Falk V. American West In- 3 — J. G. Mattingly Co, v. Mat- § 17] PREFATORY. 35 § 17. Unfair competition.— In 1877, the American writer, Mr. Charles E. Coddington, in his excellent digest of trademark cases, remarked that **The interference of courts of equity, instead of being founded upon the theory of protection to the owner of trademarks, is now supported mainly to prevent frauds upon the public* If the use of any words, numerals or symbols is adopted for the purpose of defrauding the public, the courts will interfere to protect the public from such fraudulent in- tent, even though the person asking the intervention of the court may not have the exclusive right to the use of these words, numerals or symbols."^ He added that this rule was fully supported by four cases, two Englisli and two American, which he cited." Since that time, the recognition of the doctrine so expressed has grown steadily and certainly, so that it now demands treatment as a specific branch of the law, separate, apart from, but including the narrower and strictly technical law of trademarks.'^ ''The tendency of the courts at the pres- ent time seems to be to restrict the scope of the law applicable to technical trademarks, and to extend its scope in cases of unfair competition."^ tingly, 17 Ky. L. Rep. 1, 27 S. W. L. J. Ch. 130; 23 L. T. N. S. 443; Rep. 985; J. G. Mattingly Co. v. 18 W. R. 942; L. R. 5 H. L. 508; 42 Mattingly, 96 Ky. 430, 31 S. W. L. J. Ch. 130; 27 L. T. N. S. 393; Rep. 279. Seb. 329. 4 — The writer erred in ascribing 1872. Newman v. Alvord, 49 this as the only reason. The pre- Barb. 588; 35 How. Pr. 108; Cox, vention fraud upon the person 404; 51 N. Y. 189; 10 Am. Rep. whose goods are pirated is equally 588; Seb. 282. important and cogent. Humphrey's 1877. Kinney v. Basch, Seb. 542. Specific Med. Co. v. Wenz, 14 Fed. 7 — "The law of unfair competi- Rep. 250; Skinner v. Oakes, 10 tion is well settled. It is only the Mo. App. 45. application of that law to individ- 5 — Coddington, Digest, sec. 36. ual cases which requires discus- 6 — 1869. Lee v. Haley, 21 L. T. sion." Lacombe, J., in Walter N. S. 546; 18 W. R. 181; L. R. 5 Baker & Co. v. Sanders, 80 Fed. Ch. 155; 39 L. J. Ch. 284; 22 L. Rep. 889, 891, 26 C. C. A. 220. T. N. S. 251; 18 W. R. 242; Seb. 8— Baker. J., in Church & 325. Dwight Co. v. Russ, 99 Fed. Rep. 1872. Wotherspoon v. Curie, 22 276-278. L. T. N. S. 260; 18 W. R. 562; 42 36 HOPKINS ON TRADEMARKS. [§ 18 § 18. Historical.— In 1742, in Blanchard v. EUl, a de- cision of no authority and of no particular use except to illusti*ate the slow growth of the law of trademarks, Lord Hardwicke observed, referring to Southern v. Hoiv:^ "It was not the single act of making use of the mark that was sufficient to maintain the action, but doing it with a fraudulent design, to put oif bad cloths by this means, or to draw away business from the other clothier. "^^ The chancellor so crudely expressed (but disapprovingly) the first reported judicial reference to the law of unfair competition. In 1896, Lord Chancellor Halsbuiy, addressing the House of Lords, said: ''For myself, I believe the principle of the law may be very plainly stated, and that is, that nobody has any right to represent his goods as the goods of somebody else."^^ This sentence is a terse statement of the fundamental maxim of unfair competition. The English courts have long recognized the rule, and it may be found repeated in various phraseology by all the English courts within whose jurisdiction trademark and analogous cases have come. It is more difficult to trace the growth of this doctrine in the American decisions. Chancellor Sandford in 1825, in an action concerning the right to the name of a peri- odical, obser\'-ed, ''The injury for which redress is given . . . results from the imposture practiced upon the customers of an existing establishment, or upon the pub- lic, "^^ so recognizing the rule which Mr. Coddington failed to recognize. Twelve years later, in Massachusetts, it was said that "Imposition, falsehood and fraud, on the part of the de- 9 — Southern v. How, Popham. 11 — Reddaway v. Banham, L. R. 144; Cro. Jac. 471; 2 Rolle, 28; (1896) Appeal Cases, 199-204. gel5_ 1. 12 — Snowden v. Noah, Hopkins' 10— Blanchard v. Hill, 2 Atk. Ch. R. 347; Cox, 1; Seb. 41. 484; Seb. 2. § 18] PREFATORY. 37 fendant, in passing off his own medicines as those of the plaintiff, would be a ground of action. "^^ In 1840 Chancellor Walworth was presented with an application for an injunction to restrain the use of the words ''New Era" as the name of a newspaper, the com- plainant being the proprietor of a rival periodical de- nominated ** Democratic Republican New Era." He de- nied the application, and in the course of his opinion said: *'Tlie allegation in the complainant's bill of com- plaint is that the defendant has assumed the name of the complainant's newspaper for the fraudulent purpose of imposing upon the public, and supplanting him in the good-will of his established paper, by simulating the name and dress thereof; with the intent to cause it to be understood, and believed by the community, that the defendant's newspaper was the same as the complain- ant's, and thereby to injure the circulation of the latter. If this were in fact so, I should have no difficulty in mak- ing this order absolute. For although the business of publishing newspapers ought, in a free country, to be always open to the most unlimited competition, fraud and deception certainly are not essential to the most perfect freedom of the press. ... As the names of party newspapers, in these days, have no necessarj^ con- nection with the principles which they advocate, and are manufactured as readily as the new names if not the new principles of political parties, there could be very little excuse for the editor of a newspaper who should adopt the precise name and dress of an old established paper, which would be likely to interfere with the good-will of the latter by actually deceiving its patrons. "^^ Not until 1888 did the United States supreme court give distinct recognition to the law of unfair competi- 13 — Thomson v. Winchester. 19 14 — Bell v. Locke, 8 Paige, 75; Pick. 214; Seb. 59. Cox, 11; Seb. 65. 38 HOPKINS ON TRADEMARKS. [§18 tion,^^ and three years later Mr. Chief Justice Fuller an- nounced the doctrine clearly and unequivocally, in these terms: ''The jurisdiction to restrain the use of a trade- mark rests upon the grounds of the plaintiff's property in it, and of the defendant's unlawful use thereof. If the absolute right belonged to plaintiff, then, if an in- fringement were clearly shown, the fraudulent intent would be inferred, and, if allowed to be rebutted in ex- emption of damages, the further violation of the right of property would nevertheless be restrained. It seems, however, to be contended that plaintiff was entitled at least to an injunction, upon the principles applicable to cases analogous to trademarks; that is to say, on the ground of fraud on the public and on the plaintiff, perpe- trated by defendant by intentionally and fraudulently selling its goods as those of the plaintiff. Undoubtedly an unfair and fraudulent competition against the busi- ness of the plaintiff— conduct with the intent, on the part of the defendant, to avail itself of the reputation of the plaintiff to palm off its goods as plaintiff's— would, in a proper case, constitute ground for relief. "^^ 15 — Goodyear India Rubber Perry v. Truefit, 6 Beavan, 66; Glove Mfg. Co. V. Goodyear Rub- Croft v. Day, 7 Beavan, 84. ber Co., 128 U. S. 598; Cox, Man- Indeed, McLean v. Fleming may ual, 705. In this case Mr. Justice be properly regarded as the first Field said (128 U. S. at p. 604), case in which the federal supreme "The case at bar cannot be sus- court made any mention of the tained as one to restrain unfair doctrine. This sentence occurs in trade. Relief in such cases is the opinion: "Nor is it necessary, granted only where the defendant, in order to give a right to an in- by his mark, signs, labels, or in junction, that a specific trademark other ways, represents to the pub- should be infringed; but it is sufR- lic that the goods sold by him are cient that there was an attempt on those manufactured or produced the part of the respondent to palm by the plaintiff, thus palming off off his goods as the goods of the his goods for those of a different complainant." McLean v. Fleming, manufacturer, to the injury of the 96 U. S. 245. plaintiff." Citing McLean v. Flem- 16 — Lawrence Mfg. Co. v. Ten- ing, 96 U. S. 245; Sawyer v. Horn, nessee Mfg. Co., 138 U. S. 537; Cox, 1 Fed. Rep. 24, 4 Hughes, 239; Manual, 720. §18] PREFATORY. 39 With this decision the doctrine of unfair competition may be regarded as being finally established in the United States; and as based not only on fraud on the public, but on the plaintiff.^ ^ 17 — "The law relating to this subject is well understood. No man has a right to use names, symbols, signs or marks which are intended, or calculated, to repre- sent that his business is that of another. No man should in this way be permitted to appropriate the fruits of another's industry, or impose his goods upon the public by inducing it to believe that they are the goods of some one else. If A presents his goods in such a way that a customer who is ac- quainted with the goods of B and intends to purchase them is in- duced to take the goods of A in- stead, believing them to be the goods of B, A is guilty of a fraud which deceives the public and in- jures his competitor. Where the goods of a manufacturer have be- come popular not only because of their intrinsic worth, but also by reason of the ingenious, attractive and persistent manner in which they have been advertised, the good-will thus created is entitled to protection. The money invest- ed in advertising is as much a part of the business as if invested in buildings, or machinery, and a rival in business has no more right to use the one than the other, — no more right to use the machinery by which the goods are placed on the market than the machinery which originally created them. No one should be permitted to step in at the eleventh hour and appropri- ate advantages resulting from years of toil on the part of anoth- er." "The action is based upon decep- tion, unfairness and fraud, and when these are established the court should not hesitate to act. Fraud should be clearly proved; it should not be inferred from re- mote and trivial similarities. Ju- dicial paternalism should be avoid- ed; there should be no officious meddling by the court with the pet- ty details of trade; but, on the other hand, its process should be promptly used to prevent an hon- est business from being destroyed or invaded by dishonest means." Coxe, J., in Hilson Co. v. Foster, 80 Fed. Rep. 896-897. "The fundamental rule is that one man has no right to put otf his goods for sale as the goods of a rival trader; and he cannot, therefore (in the language of Lord Langdale in the case of Perry v. Truefit, 6 Beavan, 66-73), 'be al- lowed to use names, marks, letters or other indicia by which he may induce purchasers to believe that the goods which he is selling are the manufacture of another per- son.' " Lord Kingsdown in Leath- er Cloth Co. (Ltd.) v. American Leather Cloth Co, (Ltd.), 11 H. L. C. 358; followed in Johnston v. Orr-Ewing, 7 App. Cas. 219-229. "The gradual but progressive ju- dicial development of the doctrine of unfair competition in trade has shed lustre on that branch of our ju- risprudence as an embodiment, to a 40 HOPKINS ON TRADEMARKS, [§19 § 19. Unfair competition distinguished from trade- mark infringement.— It can hardly be doubted that at its iuception the doctrine of unfair competition was de- vised to protect the public, rather than to recognize any vested right in the complainant. He had adopted a geo- graphical name, a generic term, or words otherwise puh- lici juris, to designate his wares. Perhaps he had no de- vice, symbol or mark whatsoever, but relied upon the shape, form or color of his packages. He had, at all marked deg^ree, of the principles of high business morality, involv- ing the nicest discrimination be- tween those things which may, and those which may not, be done in the course of honorable rivalry in business. This doctrine rests on the broad proposition that equity will not permit any one to palm off his goods on the public aa those of another. The law of trademarks is only one branch of the doctrine. But while the law of trademarks is but part of the law of unfair competition in trade, yet when the two are viewed in contradistinction to each other an essential difference is to be ob- served. The infringement of trade- marks is the violation by one per- son of an exclusive right of an- other person to the use of a word, mark or symbol. Unfair competi- tion in trade, as distinguished from infringement of trademarks, does not involve the violation of any exclusive right to the use of a word, mark or symbol. The word may be purely generic or de- scriptive, and the mark or symbol indicative only of style, size, shape or quality, and as such open to public use 'like the adjectives of the language,' yet there may be unfair competition in trade by an improper use of such word, mark or symbol. Two rivals in busi- ness competing with each other in the same line of goods may have an equal right to use the same words, marks or symbols on simi- lar articles produced or sold by them respectively, yet if such words, marks or symbols were used by one of them before the other and by association have come to indicate to the public that the goods to which they are ap- plied are of the production of the former, the latter will not be per- mitted, with intent to mislead the public, to use such words, marks or symbols in such a manner, by trade dress or otherwise, as to de- ceive or be capable of deceiving the public as to the origin, manu- facture or ownership of the arti- cles to which they are applied; and the latter may be required, when using such words, marks or sym bols, to place on articles of his own production or the packages in which they are usually sold some- thing clearly denoting the origin, manufacture or ownership of such articles, or negativing any idea that they were produced or sold by the former." Bradford, J., in. Dennison Mfg. Co. v. Thomas Mfg. Co., 94 Fed. Rep. 651-659. 19] PREFATORY. 41 events, none of those methods of distinguishing his goods from those of other merchants which the law recognizes as a Tight of property and denominates "trademark." Yet his goods had a fixed quality and were sought for by the public. When his competitor endeavored to palm off other goods as his upon the public, the chancellor would say as Lord Langdale said; "My decision does not de- pend on any peculiar or exclusive right the plaintiffs have to use the name of Day & Martin, but upon the fact of the defendant using those names in connection with certain circumstances, and in a manner calculated to mislead the public, and to enable the defendant to obtain, at the expense of Day's estate, a benefit for himself, to which he is not in fair and honest dealing entitled."^ The true theory of unfair competition has not always been as clearly stated by the courts as it should be. One line of decisions bases this doctrine and the right to in- junctive relief upon the protection of the public from fraud. On the other hand. Judge Thayer has stated that relief is granted "To restrain the defendants from per- petrating a fraud which injures the complainant's busi- ness, and occasions him a pecuniary loss."^ It is yery clear that equity interv^enes in the protection from fraud of both the complainant whose business is or may be injured by the unfair and fraudulent competi- tion, and the public who are the consumers of his mer- chandise.^ In a sense it is not exact to separate the doctrines of trademark infringement and unfair competition.^ The underlying doctrine is the same— the control of fraud, great or petty, by the intervention of equity; and yet, 1 — Croft V. Day, 7 Beav. 84; the same effect see Pierce v. Guit- Seb. 76. tard, 68 Cal. 68-71. 2 — Carson v. Ury. 39 Fed. Rep. 3 — Lawrence Mfg. Co. v. Ten- 777; Cox, Manual, 709; following nessee Mfg. Co., 138 U. S. 537. Goodyear India Rubber Glove Mfg. 4— See note to Scheuer v. Muller, Co. V. Goodyear Rubber Co.. 128 U. 20 C. C. A. 161. S. 598; Cox, Manual, 705. And to 42 HOPKINS ON TRADEMARKS. [§ 19 without a clear understanding of the doctrines of unfair competition, it is impossible to read intelligently the tradename cases which have so long been treated either as being ''trademark" cases, or cases "analogous to" trademark cases. We have discussed elsewhere the use of proper names as trademarks, and from an examina- tion of the cases the careful student will conclude that proper names are not trademarks, and that there should not be such a thing as a technical tradename. A name which is not a trademark is not entitled to protection as a trademark.^ It is only entitled to protection when it is fraudulently used by another. Thus, in the case of "Dent, London,"^ which we have before referred to, Dent is a proper name and London a geographical word. They are entitled to protection against fraudulent use, but only for the same reasons and in the same sense that the size, shape, color and design of labels or packages are entitled to protection against such fraudulent use. This is true of many cases which have been decided by the courts as trademark cases. The fact is that there has always existed the willing- ness of equity to keep the zeal of competing traders within the bounds of fairness.'^ In the very early case 5 — "After a careful considera- fraud so perpetrated being a legiti- tion of the various cases bearing mate ground for equitable interfer- on the subject, the conclusion was ence, and the practical basis of it. reached in Draper v. Skerrett, 116 It is by this standard that the Fed. Rep. 206, that, to justify a complainant's right to relief in court of equity in interfering in an the present instance must be alleged case of unfair competition, judged. Stevens Linen Works v. there must be something more Don & Co., 121 Fed. Rep. 171; Al- than the mere duplication by the len B. Wrisley Co. v. Iowa Soap one party of the other's trade- Co., 122 Fed. Rep. 796, 59 C. C. A. name, and that this was to be 54." Archbald, J., in Heide v. Wal- found in the deceptive use of imi- lace & Co., 129 Fed. Rep. 649, 650: tative methods of display, or other Affirmed (C. C. A.), 135 Fed. Rep. device by which the public are led 346. into buying the infringer's goods 6 — Dent v. Turpin, 30 L. J. Ch. where they intended to buy those 495; Seb. 196; Ante, p. 26. of the original producer; the 7 — This branch of the law is a § 19] PREFATORY. 43 of Singleton v. Bolton, where both parties made and sold a compound which they styled "Dr. Johnson's Yellow Ointment," Lord Mansfield said: "If the defend- ant had sold a medicine of his own under the plaintiff's name or mark, that would be a fraud for which an action would lie. But here both the plaintiff and defendant use the name of the original Inventor, and no evidence was given of the defendant having sold it as if prepared by the plaintiff. "« So that even at the early date of the rendition of that opinion (1783) the remedy for unfair competition would have been applied upon a proper state of facts; i. e., ii the defendant had sold his goods as the goods of the plaintiff. In 1810 Lord Eldou said: "There can be no doubt that this court would interpose against that sort of fraud which has been attempted by setting up the same trade in the same place, under the same sign or name, the party giving himself out as the same person."^ It was by analogous reasoning that the same learned judge, six years later, enjoined the piracy of Lord Byron's name, applied to poems not of his composition.^*^ In 1836 Lord Langdale enjoined a defendant from using omnibuses painted like the plaintiff's, and driven and managed by servants dressed in livery like that of the plaintiff's serv^ants.^^ So that the doctrine was old when Mr. Justice Clifford said from the bench of the federal supreme court, ' ' Nor is it necessary, in order to give a right to an injunction, most interesting illustration of the Boker, 86 Fed. Rep. 765-768. unlimited adaptability of equity to 8 — Singleton v. Bolton, 3 Doug. cope with fraud in every form. 293; Cox, 624; Seb. 4. Judge Townsend has accurately ob- 9 — Cruttwell v. Lye, 17 Ves. 335: served that "A court of equity 1 Rose, 123; Seb. 17. keeps pace with the rapid strides 10 — Lord Byron v. Johnston. 2 of the sharp competitors for the Mer. 29; Seb. 23. prize of public favor, and insists 11 — Knott v. Morgan, 2 Keen. that it shall be won only by fair 213; Seb. 57. trade." R. Heinisch's Sons Co. v. 44 HOPKINS ON TRADEMARKS. [§ 19 that a specific trademark should be infringed; but it is sufficient that the court is satisfied that there was an attempt on the part of the respondent to palm off his goods as the goods of the complainant. "^^ The whole question of fairness in trade is peculiarly ■within the province of equitable jurisdiction; trademark infringement is but one form of unfair competition. Un- fair competition is the equivalent term for the ''passing off" of the English^ ^ and the "concurrence deloyale" of the French decisions.^ ^ It must be borne in mind, however, that there is this practical distinction between the issues in cases of tech- nical trademark infringement and cases of unfair com- petition where no technical trademark is involved; the court is to be guided to its conclusions not by reference to any arbitrarj^, fanciful and distinctive device to which the plaintiff has a property right. But it is for him to determine, in the light of all the facts, whether or not an unfair competition has been instituted by the respond- ent. Judge Kirkpatrick, in referring to this question, has said : ' ' Recognizing the principle, I am of the opinion that the similarity (of the competing articles) which will warrant the interference of the court must be determined by the circumstance of each case."^^ ^Y\ule fraud is pre- sumed from the wrongful use of a trademark it must be proven, directly or by inference, in all cases of unfair competition which do not involve a technical trade- mark.^*^ 12 — McLean v. Fleming, 96 U. S. deceitful representation or perti- 245. dious dealing must be made out 13_L,ever Bros. (Ltd.) v. Bed- or be clearly inferable from the ingfield, 80 L, T. 100. circumstances." Mr. Chief Justice 14— Pouillet, Marques de Fab- Fuller, in Lawrence Mfg. Co. v. rique et de la Concurrence Deloy- Tennessee Mfg. Co., 138 U. S. 537- ale (4th ed.), sees. 459 et seq. 551. To the same effect see Scriven 15— Kroppf V. Furst, 94 Fed. v. North, C. C. A., 134 Fed. Rep. Rep. 150. 366, affirming, with modification, 16— Church & Dwight Co. v. Scriven v. North, 124 Fed. Rep. 894. Russ, 99 Fed. Rep. 276-279. "The § 19] PREFATORY. 45 ib. But it is true of both classes of cases that where the defendant's conduct is calculated to mislead, "it is not essential that any particular person should have been ^C actually misled,'"'^ nor is it necessary to prove that the defendant's goods have actually been sold as the plain- tiff's.18 As we have noted, the policy of the law is to encourage legitimate competition. Thus it has been held that a -^ manufacturer under a patent cannot complain of the C. competition of a former employee who has patented an invention in the same art and is manufacturing under his patent.^^ This rule that fraud must be proven in cases of unfair competition is exemplified by reference to the cases cited in the foot-note, where such comparisons have been made -^ by the courts, resulting in a finding that the competition of the respondent was fair,-^ and others where the facts ' -< have led the court to the contrary conclusion.^^ -^ With the exception of this feature, the same general ^ rules of law and procedure prevail in this class of cases 17 — Dallas, J., in Bickmore Gall Investor Pub. Co. v. Dobinson, 82 Cure Co. v. Karns, 134 Fed. Rep. Fed. Rep. 56; C. F. Simmons Med.l ^ 833, 835, C. C. A. : and to Co. v. Simmons, 81 Fed. Rep. 162; r A the same effect see Scheuer v. La Republique Francaise v. Muller, 74 Fed. Rep. 225, 20 C. C. Schultz, 94 Fed. Rep. 500; Vita- A. 161; Swift & Co. v. Brenner, scope Co. v. United States Phono- 125 Fed. Rep. 826. graph Co., 83 Fed. Rep. 30; Brown 18— Devlin v. McLeod, 135 Fed. v. Doscher, 147 N. Y. 647; Mumm Rep. 164, 166. v. Kirk, 40 Fed. Rep. 589; Jaros 19 — American Coat Pad Co. v. Hygienic Underwear Co. v. Simons, Phoenix Pad Co., 113 Fed. Rep. 49 Fed. Rep. 276. 629. 51 C. C. A. 339. 21— Draper v. Skerrett, 94 Fed. 20 — Kroppf V. Furst, 94 Fed. Rep. 912; Anheuser-Busch Brewing Rep. 150; Putnam Nail Co. v. Au- Ass'n v. Fred Miller Brewing Co., sable Horsenail Co., 53 Fed. Rep. 87 Fed. Rep. 864; Block v. Stand- 390; Sterling Remedy Co. v. Eu- ard Distilling Co., 95 Fed. Rep. reka Mfg. Co., 70 Fed. Rep. 704; N. 978; Allegretti Chocolate Cream K. Fairbank Co. v. Luckel, King & Co. v. Keller, 85 Fed. Rep. 643; Cake Soap Co., 88 Fed. Rep. 694; City of Carlsbad v. Tibbetts, 51 Klotz V. Hecht, 73 Fed. Rep. 822; Fed. Rep. 852. ^ I 46 HOPKINS ON TRADEMARKS. [§ 20 as obtain in proceedings to restrain trademark infringe- ment. Tims, an injunction to restrain an unfair compe- tition has been expressly denied upon the ground that the complainant was guiltj^ of laches and acquiescence.^- Federal jurisdiction in cases of unfair competition must of course be predicated upon the general rules fixing the jurisdiction of the federal courts, so that those courts cannot entertain such an action arising between citizens of the same state. ^" § 20. Trade slander and libel.— The question whether equity will enjoin competing traders from publishing libelous or slanderous matter concerning their competi- tors' business has been frequently presented to the courts In an early case Lord Eldon said : ' ' The publica- tion of a libel is a crime, and I have no jurisdiction to prevent the commission of crimes, except, of course, such cases as belong to the protection of infants, where a deal- ing with an infant may amount to a crime,— an exception arising from that peculiar jurisdiction of this court. "^* How far this doctrine— which extended to all forms of libel— has been modified by the federal courts of the United States is an involved question, the discussion of which would not be relevant in this book. But at an early date Lord Cottenham, in refusing to 22 — La Republique Francaise v. statement disparaging the plain- Schultz, 94 Fed. Rep. 500, 501. tiff's literary worlf, Seely v. Fish- 23— Illinois \vatch Case Co. v. er, 11 Sim. 581; 10 L. J. Ch. N. S. Elgin Nat. Watch Co., 94 Fed. Rep. 274. And see Clark v. Freeman, 667-672. And see Air-Brush Mfg. 11 Beavan, 112; Fleming v. New- Co. V. Thayer, 84 Fed. Rep. 640. ton, L. R. 1 H. L. C. 363; Bullock 24— Gee v. Pritchard, 2 Swanst. v. Chapman, 2 DeG. & Sm. 211; 402. To the same effect see (re- Browne v. Freeman (2), Cox, fusing an injunction against the Manual, 424; Prudential Assur- exhibtion of a painting falsely pur- ance Co. v. Knott, L. R. 10 Ch. D. porting to be a copy of a picture 142; Fisher & Co. v. The Apollin- by the plaintiff) Martin v. Wright, aris Co., L. R. 10 Ch. D. 297-299; 6 Sim. 297; refusing to enjoin a Ward v. Drat, Cox, Manual, 607. publication by defendant of a I § 20] PREFATORY. 47 enjoin libelous statements uttered of the plaintiff's literary work, said that the proper remedy lay in an action at law.^'^ And the English courts have subse- quently held that where matter has been held libelous in an action at law, the repetition of the libel would be enjoined in equity.-'* In one case where the court refused to enjoin a defendant from circulating an advertisement among the plaintiff's customers which charged the plaintiff with infringing his trademarks, the court in- timated that the injunction might have been granted if malice had been shown.-^ It may now be regarded, how- ever, as the settled law in England that "the court will interfere by injunction where statements are made with reference to the infringement of a patent, or the invasion of a trademark and the lilvc, if it is proved to the satis- faction of the court that these statements are untrue."-^ The same doctrine would seem to obtain in this coun- try. It is libelous to publish of a dealer in school books that he deals in ** antiquated books" and books which are "disgraceful trash."-'' And it has been held libelous per se to publish of another dealer of the same name (Davey) "that an unscrupulous grocer of the same name, in the immediate vicinity, advertises * Davey 's teas and coffees,' with a view to deceive the public, and may sell an inferior article."^*' Judge Lacombe has laid down the broad proposition that "every legal occupation from which pecuniary benefit may be derived creates such special susceptibility to injury by language charging un- 25 — Seely v. Fisher, 11 Sim. 581; Liebig's Extract of Meat Co., 45 L. 10 L. J. Ch. N. S. 274. T. N. S. 757-758; and to the same 26 — Saxby v. Easterbrook. Cox, effect, Halsey v. Brotherhood, 45 L. Manual, 606; Hinrichs v. Berndes, T. N. S. 640; Empire Typesetting Cox, Manual, 594; Thorley's Cat- Machine Co. v. Linotype Co., 79 L. tie Food Co. V. Massam, L. R. 46 L. T. N. S. 8. J. Ch. 713. 29 — American Book Co. v. Gates, 27— Colley v. Hart, 7 R. P. C. 85 Fed. Rep. 729-734. 101. 30— Davey v. Davey, 50 N. Y. 28 — Chitty, J., in Anderson v. Supp. 161. 48 HOPKINS ON TRADEMARKS. [§ 20 fitness or improper conduct of such occupation that such language is actionable, without proof of special dam- ggg M31 j^ ^ ^]jg necessary corollary of this rule that a disparaging statement concerning the goods sold by an- other, whether under a trademark or not, must be of a character to charge him with business incapacity or im- proper conduct of his business before it can come within the class of matter that is slanderous or libelous per se. For if the words used apply to the plaintiff's merchan- dise in such a manner as to constitute an imputation of his improper conduct in or want of capacity for his busi- ness, they will be libelous or slanderous per seP The truth is always a defense in actions of this charac- ter. Thus where the plaintiff had bought the goods in question from the defendant and advertised them for sale, the publication of an advertisement by the defend- ant that read as follows: '*An opinion of Shawknit hose should not be formed from the navy blue stockings advertised as first quality by (plaintiff), since we sold (plaintiff) some lots which were damaged in the dye- house," was held not libelous, in the absence of a show- ing of its untruth.^^ And a wide latitude is allowed in criticism of chattels where the facts are not misstated. So it is not libelous to attack the theories advanced in a book even with sarcasm and ridicule, if there is no mis- representation of what is set forth in the book;^^ and a criticism of one of the pictures of an artist stating that it is not good of its kind is not libelous, where it does not attack him in his professional character generally.^^ 31 — Ohio & Miss. Ry. Co. v. v. Mason (Oregon), 38 Pac. Rep. Press Pub. Co.. 48 Fed. Rep. 206. 130. 32 — So where in a criminal pros- 33 — Boynton v. Shaw Stocking ecution under the Oregon Code the Co., 146 Mass. 219; 15 N. E. Rep. words applied to the property of 507. the prosecuting witness in such a 34 — Dowling v. Livingstone, 108 manner as to expose him to hatred, Mich. 321; 66 N. W. Rep. 225. contempt or ridicule, they were 35 — Battersby v. Collier, 54 N. Y. held to be a libel upon him. State Supp. 6%Z. § 21] PREFATORY. 49 So, it has been held in England that no action will lie against a defendant trader for stating falsely and mali- ciously that his goods are superior to those of the plain- tiff, even though the plaintiff suffers special damage therefrom,^" and no false statement directly disparaging the plaintiff's goods is actionable in the absence of proof of special damage."^ Where an alleged libel consisted of a charge that the plaintiff had no right to use a certain trademark, it was held to be a slander of title and not a libel upon the plaintiff; that the burden was upon the plaintiff to prove malice, falsity and special damage, and that the cause of action sui-vived the plaintiff's death.^^ The remedy for libel or slander affecting the title to a trademark depends upon whether there is a threatened continuance of the publication of the libelous or slander- ous matter. *' Courts of equity have no jurisdiction of libel or slander affecting title to property or property rights, or any other slander or libel, unless threatened or apprehended repetition makes preventive relief proper and necessary. The remedy for past injuries of that nature is understood to be wholly at law."^^ § 21. Are trademark rights monopolistic in character? —In some jurisdictions, there has been a tendency to re- gard trademark rights as monopolies, and to that fact may be accredited the line of decisions which have con- strued technical trademark rights very narrowly.^^ 36 — Hubbuck v. Wilkinson (C. icy, because against common right. A.), L. R. (1898) 1 Q. B. 86. The grants, charters, letters patent. 37 — Mellin V. White, L. R. (1895) or other form of device or assur- A. C. 154. ance by the sovereign for their 38 — Hatchard v. Mege, L. R. 18 creation were declared by the act Q. B. D. 771-775. of Parliament of 21 Jac. I, c. 3, to 39 — Wheeler, J., in Palmer v. be 'utterly void and of none effect, Travers, 20 Fed. Rep. 501. and in no wise to be put in use 40 — "Monopolies of any sort and operation.' Nothing short of have never been favorites with the the 'omnipotence of parliament' law. They were held by the com- is able to exclude a subject from mon law to be against public pel- trade in England. 7 Bac. Abr. p. 4 50 HOPKINS ON TRADEMARKS. [§21 This tendency is erroneous. When the Statute of Monopolies, 21 Jae. I, c. 3, was enacted, in 1623, trade- marks had never been legally recognized. The Statute, therefore, could have no possible reference to trademark rights. The later decisions which refer to trademarks as being monopolistic in character have been based upon a misconception of what constitutes a trademark. Eesult- ing as it does from the mere effort of the producer or handler of an article to identify his goods to the pur- chaser, it is merely a medium of authentication, and while the owner's title to it is necessarily exclusive, it is in no sense a monopoly. The effort of an infringer to invade that right is not a laudable attempt to break a monopoly, but an offense against society, and it has been 23. Two exceptions to this general rule were given by the early text writers: First, 'It seemeth clear that the king may, for a reason- able time, make a good grant to any one of the sole use of any art invented or first brought into the realm by the grantee.' Second. The king may grant to particular persons the sole use of some par- ticular employments, as 'of print- ing the Holy Scriptures and law books' etc. The somewhat curious reason given for the second ex- ception is that an unrestrained liberty to print the books to which it relates might be 'of dangerous consequences to the public' To these exceptions a third must now be added, viz. the right of a trades- man to the exclusive use of such signs, words, or symbols as he may have adopted and used in his busi- ness to distinguish articles of his own production from all similar articles produced by other per- sons. These exceptions do not im- pair the force of the general rule, 'Exceptio prohat regulam de rebus non exceptis.' The rule is unre- stricted liberty in the practice of all arts and trades, and in the use of the methods by which they are conducted. He who asserts the right to an exclusive privilege in any department of business must bring himself under the protection of some recognized exception to the rule. The plaintiffs in this case claim an exclusive privilege under the third exception, viz. the right to the sole use of a certain trademark adopted, used, and reg- istered by them; and they allege that the defendants have adopted and are now using a trademark which is an imitation of, and an infringement upon, their own. It becomes important, therefore, to learn just what the plaintiffs' trade- mark is, and then to determine whether it has been improperly imitated by the defendants." Wil- liams, J., in P. C. Weist Co. v. Weeks, 177 Pa. 412, 35 Atl. Rep. 693. § 22] HOPKINS ON TRADEMARKS. 51 likened by the courts to the criminal offenses of forgery and counterfeiting. Thus, Judge Rives said, ''That any imitation of a trademark, calculated to deceive the un- wary customer, differs from absolute forgery, not in the nature, but rather in the extent of the injury. "^^ The Supreme Court of Missouri has said that ''If by fraudulent means, other parties are pennitted to counter- feit and forge and simulate these trademarks . . . the connnunity is imposed on and cheated. "^- The distinction has been emphasized by a Scottish court in the following language: "Monopoly is not the thing for which the one party struggles and which the other resists. On the contrary, fair trading is all for the protection of which the law is invoked; and the public, as well as the manufacturer or merchant, are concerned that infringement of trademarks and trade designations should be prevented. For there is a double wrong: the public are or may be deceived, and the trader whose trademark or trade designation is in- fringed is or may be injured."^" § 22. Title.— The general rule has been stated by Mr. Justice Clifford to be that "trademarks are an entirety, and are incapable of exclusive use at different places by more than one independent proprietor. "^^ But this rule is subject to exceptions; or, rather, the word "exclusive," as used by Mr. Justice Clifford, must not be construed to mean that there cannot be joint and several ownership of a trademark. Mr. Justice Bradley has said at Circuit that, "In holding that it is necessary to the validity of a trademark or tradename that the claimant must be en- titled to an exclusive right to it, or proi>erty in it, we do not mean to say that it may not belong to more than one 41— Blackwell v. Armistead, Fed. v. Young & Sons, Ct. Sess. Cas. Case No. 1474, 3 Hughes, 163. 4th Ser. X 874. 42 — Wagner, J., in State v. Gibbs, 44— Manhattan Med. Co. v. Wood, 56 Mo. 133, 136. Fed. Case 9026. 43 — Lord Craighill in Dunnachie 52 HOPKINS ON TRADEMARKS. [§ 23 person, to be enjoyed jointly or severally. Copartners, upon dissolution of a partnership, may stipulate that each of them may use the trademarks of the firm, and there may be many other cases of joint and several own- ership; but such co-owners will together be entitled to the exclusive use of the trademark, and perhaps each of them will be entitled to such exclusive use as to all other per- sons except their associates in ownership.^^ Judge Swan has said that a trademark ''may be the subject of owner- ship by two or more, without impairing the claim of its owners to redress for its unlawful use by others. "^^ As indicated in the last quotation, general and several ownership arises frequently upon the dissolution of part- nership, where the assets are divided or the trademark is not sold with the other assets, even in the absence of a special agreement.'*^ Joint and several ownership may also be created by consent.'*^ It may also be created by assignment."**^ And a contract foi' the purpose of establishing and defining the respective trademark rights of the parties to it, and providing for the addition of other matter to the trade- mark, in order to prevent confusion between the goods of the parties, has been sustained upon grounds of public policy.^^ § 23. Licenses.— The extent to which licenses for the use of trademarks may be granted, has not yet been defi- nitely settled, although the courts have repeatedly recog- nized their existence and enforced them. Thus, relief by injunction was granted by the United States Circuit Court 45 — New York &. R. Cement Ck). 48 — Emerson v. Badger, 101 V. Coplay Cement Co., 45 Fed. Rep. Mass. 82; Pratt's App. 117 Pa. 401. 212. 49— Fish Bros. Wagon Co. v. La- 46— Cleveland Stone Co. v. Wal- Belle Wagon Works, 82 Wis. ^46. lace, 52 Fed. Rep. 431-439. 50— Waukesha H. M. Springs Co. 47— Taylor v. Bothin, Fed. Case v. Hygeia S. D. Water Co., 11 C No. 13,780; Young v. Jones, Fed. C. A. 277, 63 Fed. Rep. 438. Case No. 18159. § 23] PREFATORY. 5^ in Texas, notwithstanding the defense that the complain- ant had granted a license to another to use the trademark within the state of Texas; Judge Sabin remarking, "The fee to the trademark still remains in the complainant, and any injury to it will justify injunction."^* And in a more recent case, Judge Hazel construed a conveyance of * * the absolute and exclusive use" of certain trademarks in and to certain states, reserving the right to the personal use of the mark by the person executing the conveyance, to be sufficient to entitle the grantee in the conveyance to maintain suit against an infringer.^^ It is to be regretted, that in the case last referred to, the court did not go fully into the question whether ex- clusive contemporaneous rights to the same trademark may exist in different parts of the same country. The latter question is wholly undetermined, and is probably the most important question concerning the tenure of trademark rights, which has not yet been adjudicated. In a recent case. Judge Dallas has treated the question of licensing the use of a trademark exactly as if it were a license under a patent, wholly on the authority of the well-established line of decisions in patent cases, that where there is an exclusive licensee of the right to use a trademark, he is a necessary party to a bill for its in- fringement. In this case, however, the mark was used uix)n a patented article during the life of the patent, and the license granted covered both the patent and the trademark rights.^^ Where the defense is interposed to an action foi' in- fringement, that the defendant has had a license for its use, that defense is met by showing that the defend- ant has failed to perform all the conditions of the licens- 51 — Moxie Nerve Food Co. v. Preserving Co., 131 Fed. Rep. 359 Baumbach. 32 Fed. Rep. 205-210. 362. 52 — Griggs, Cooper & Co. v. Erie 53 — Wallach v. Wigmore, S7 Fed. Rep. 469. 54 HOPKINS ON TRADE M^VRKS. [§ 23 ing agreement, and has been notified by the plaintiff that the license has been teiToinated.^'* In an action for the recovery of license fe^s, the defend- ant is estopped to deny the validity of the mark.^^ 54— Martha Washington Cream- 55— Hilsen v. Libbey, 44 N. Y. ery Buttered Flour Co. of the Uni- Supr. Ct 12. ted States v. Martien, 44 Fed. Rep. 473. CHAPTER n. THE ACQUISITION OF A TRADEMARK. § 24. Who may acquire.— Generally speaking, any person^ capable of holding title to personal property may acquire the right to a trademark. In practice, by far the greater portion of all trademarks are held by manufacturers. There are, however, many persons, not manufacturers, who use trademarks as a means of iden- tifying the subject-matter of their commerce. First among these, in their natural order, are those who apply geographical names as trademarks, to the natural pro- ducts of the earth. This may be done, of course, only by the owner of its sole place of production,^ as, if the pro- duct were accessible to others, there could be no exclusive right to the trademark, except to identify the person who handled the product on its way to the consumer. This leads us to the second, and larger, class of those who can acquire trademark rights, though they are not manufacturers. Many mercantile houses who merely se- lect merchandise, use trademarks upon the goods they 1 — "A corporation is entitled to S. 242; Radde v. Norman, L. R. have its trademark as well as a 14 Eq. 348; Braham v. Beachim, 7 private individual, and may sue Ch. D. 848; 47 L. J. Ch. 348; 38 for its infringement." Fenner, J., L. T. N. S. 640; 26 W. R. 654; in Insurance Oil Tank Co. v. Scott, Seb. 589; Hill v. Lockwood, 32 33 La. Ann. 946. Fed. Rep. 389; City of Carlsbad v. 2— Congress & Empire Spring Schultz, 78 Fed. Rep. 469; City of Co. v. High Rock Congress Spring Carlsbad v. Kutnow, 71 Fed. Rep. Co., 45 N. Y. 291-302; 10 Abb. Pr. 167, 18 C. C. A. 24; affirming 68 N. S. 348; 6 Am. Rep. 82; 57 Barb. Fed. Rep. 794; Northcutt v. Tur- 526; Cox, 599; Dunbar v. Glenn, 42 ney, 101 Ky. 314; 41 S. W. Rep. Wis. 118; Seb. 529; Wheeler v. 21. To the same effect see Atlan- Johnston, 3 L. R. Ir. 284; Apol- tic Milling Co. v. Robinson, 20 linaris Co. v. Norrish. 33 L. T. N. Fed. Rep. 217. 55 56 HOPKINS ON TRADEMARKS. [§24 SO select,^ and these are valid, because, in the language of Mr. Chief Justice Fuller, the marks so used are equiva- lent to a certificate that the goods so marked are the genuine article which has been determined by the select- ors to possess a certain degree of excellence, evidencing that the skill, knowledge and judgment of the selectors have been exercised in ascertaining that the particular goods so marked are possessed of a merit rendered defi- nite by their examination and of a uniformity rendered certain by their selection.^ Slightly analogous to this class of cases are those where the members of a trades union adopt a label to be used by the workmen who com- pose the union, upon the goods manufactured by them. In a number of cases their right to the protection of this label, as a trademark, has been denied,'^ while in others the right is affirmed.^ 3— Dewitt V. Mathey, 18 Ky. L. Rep. 257, 35 S. W. Rep. 1113. 4— Menendez v. Holt, 128 U. S. 514-520; Levy v. Waitt (1), 56 Fed. Rep. 1016; Levy v. Waitt (2), 61 Fed. Rep. 1008. 10 C. C. A. 227; Hirsch v. Jonas, L. R. 3 Ch. D. 584, 586; Re Aus- tralian Wine Importers (Ltd.), 41 Ch. D. 278-281; Thompson & Co. v. Robertson, Ct. Sess. Cas. (4th ser.) XV, 880; 25 Scot. L. Rep. 649; Yale Cigar Mfg. Co. v. Yale, 30 Off. Gaz. 1183; Wood v. Lambert, L. R. 32 Ch. D. 247. 5 — Ex parte Cigar Makers' Ass'n, 16 Off. Gaz. 958; Schneider v. Wil- liams, 44 N. J. Eq. 391; Cigar Makers' Union v. Conhaim, 40 Minn. 726 (the last case by a divided court, three denying the right of trademark and two af- firming it) ; McVey v. Brendel, 144 Pa. St. 235; Cox, Manual, Case No. 730; Weener v. Brayton, 152 Mass. 101; Cox, Manual, Case No. 712; State V. Berlinsheimer, 62 Mo. App. 165. 6— Allen v. McCarthy, 37 Minn. 349, affirming the decision of the lower court by an equally divided bench; Bloete v. Simon, 19 Abb. N. C. 88; People v. Fisher, 57 N. Y. Sup. Ct. 552; Cigar Makers' Pro- tective Union v. Lindner, 3 Ohio St. Dec. 244; Strasser v. Moonelis, 108 N. Y. 611; Tracy v. Banker, 170 Mass. 266; Beebe v. Tolerton & Stetson Co., 117 Iowa 593, 91 N. W, Rep. 905; Bulena v. Newman, 31 N. Y. Supp. 449; Cigarmakers' International Union of America v. Goldberg, 57 Atl. Rep. 141; Cohnv. People, 149 111. 486, 37 N. E. Rep. 60; State v. Hagen, 6 Ind. App. 167, 33 N. E. Rep. 223; Hetterman V. Powers 102 Ky. 133, 43 S. W. Rep. 180. In Carson v. Ury, Judge Thayer remarks: "It is no doubt true that the union label does not answer to the definition ordinarily given of a technical trademark, be- §25] THE ACQUISITION OF A TR.VDEMARK. 57 Importers'^ or exporters** may have trademarks to identify the goods passing through their hands, and it has been held that a bleacher who finishes goods manu- factured by another has a right to a trademark applied to goods so treated by him." § 25. User. — There can be no right in a trademark until it has been used. Under the English act'" an appli- cation for registration of a trademark is deemed to he equivalent to public use of the trademark. But even this is merely to supply a constructive instead of the actual user required at common law/^ and the general rule is not affected by that statute.'- The exclusive right to the use of a trademark is acquired only by priority of appropriation. The claimant of a trademark must have cause it does not indicate with any degree oi certainty by what par- ticular person or firm the cigars to which it may be affixed were man- ufactured, or serve to distinguish the goods of one cigar manufac- turer from the goods of another manufacturer, and because the complainant appears to have no vendible interest in the label, but merely a right to use it on cigars of his own make, so long and only so long as he remains a member of the union. In each of these re- spects the label lacks the charac- teristics of a valid trademark." In the case at bar, the complainant being a manufacturer of cigars, he was granted equitable relief on the ground of unfair competition. Carson v. Ury, 39 Fed. Rep. 777; Cox. Manual, Case No. 709. As to criminal prosecution for infringe- ment of union label see State v. Bishop, 128 Mo. 373. As to the sufficiency of proof in such a prose- cution under the Massachusetts Statute of 1895 (C. 462, § 4), see Commonwealth v. Rozen, 176 Mass. 129, 57 N. E. Rep. 223. 7— Godillot V. Hazard, 44 N. Y. Super. Ct. 427. 8 — Robinson v. Finlay, L. R. 9 Ch. D. 487. 9— Re Sykes, 43 L. T. N. S. 626. 10 — Sec. 75, Patents, Designs and Trademark Act, 1883, amended 1888, 51 and 52 Vict., c. 50; Re Hudson's Trademark, 3 R. P. C. 155; 32 Ch. D. 311; 55 L. J. Ch. 531; 55 L. T. 228; 32 W. R. 616; Cartmell, 168; Edwards v. Dennis, 30 Ch. D. 454. 11 — Under the act of 18"0 it was held that registration was equiva- lent to public use of a trademark. Re Dutcher Temple Co., Comr. Dec. 1871, p. 248. See sections 7 and 11 of the Act of 1881; Wm. Rogers Mfg. Co. v. Rogers & S. Mfg. Co., 11 Fed. Rep. 495. 12 — Singer Manufacturing Co. v Wilson, 2 Ch. D. 434-440; Lowell Mfg. Co. v. Lamed, Cox, Manual, No. 428. 58 HOPKINS ON TR.U)EM^\JIKS. [§ 26 been the first to use or employ the same on like articles of production.^^ A single instance of user, with accom- panying circumstances evidencing an intent to continue that use,** is sufficient to establish the right to a trade- mark; there is no requirement that the use shall continue for any prescribed or definite length of time.^^ It is im- material that the first use of the mark was accidental, for a trademark, in the language of the United States Su- preme Court, * ' is often the result of accident rather than design."*® On the other hand, the use of a mark may be * * so tran- sitory^ spasmodic, and inconsiderable," as not to vest title in its user as against one whose use has been ''long- continued, notorious, and universally recognized."*'^ § 26. Affixing the mark.— As stated in our definition, the mark must be affixed to the subject it serves to identify. ''It may be either affixed to, or impressed upon, the goods themselves by means of a stamp or an adhesive label, or it may be made to accompany the goods by being impressed or made to adhere to an envel- 13 — J. R. Watkins Med. Co. v. used the trademark." Romilly, Sands, 83 Minn. 326, 86 N. W. Rep. M. R., in Hall v. Barrows, 32 L. 340. J. Ch. 548. 14 — Columbia Mill Co. v. Alcorn, The right exists "the moment 150 U. S. 460; Tetlow v. Tappan, the article goes into the market 85 Fed. Rep. 774; Hyman v. Soils so stamped." Westbury, L. C, in Cigar Co., 4 Colo. App. 475; Amer- McAndrew v. Bassett, 4 DeG. J. ican Washboard Co. v. Saginaw & S. 380-386. Mfg. Co., 43 C. C. A. 233; 103 Fed. The right dates from the time Rep. 281; Welsbach Light Co. v. when the actual occupation of the Adam, 107 Fed. Rep. 463. market with goods bearing the 15 — Shaver v. Shaver, 54 Iowa, mark began. Levy v. Waitt, 61 208; 37 Am. Rep. 194; Hall v. Fed. Rep. 1008-1011, 10 C. C. A. Barrows, 32 L. J. Ch. 548; Seb. 227. 215. 16 — Mr. Justice Miller in Trade- The length of time required to mark Cases, 100 U. S. 82. establish the right of trademark. 17 — Heublein v. Adams, 125 Ad- — "The interference of a court of ams, 125 Fed. Rep. 782, 785. And equity cannot depend on the length see ante, sec. 11. of time the manufacturer has § 27] THE ACQUISITION OP A TR.VDEMARK. 59 ope or case containing the goods. "^^ It has been held in England that a trademark may be water-marked/^' and a measuring stick with an octagonal head, used as a core for rolls of carpet, has been held to be of itself a valid trademark.-^ The question of the mode of affixing is purely practical, and one package, parcel or bottle of merchandise may bear a number of trademarks. A very large percentage of the liquors imported into the United States from Europe bear not only the trademark of the producer, but also that of the bottler; and in many cases another trademark, that of the capsule manufacturer, is to be found impressed in the metallic capsule. In like manner a complicated machine may bear many trade- marks, indicating the manufacturers of the wheels, axles, oil-cups, bearings, etc., and the machine as a whole bear the comprehensive trademark of the maker who has se- lected these several parts and assembled them. A trademark cannot be acquired by merely using the mark in advertising.^^ § 27. Registration not a means of acquiring.— With the solitary exception of the California case of Whitiier V. Dietz," it has nowhere been held in the United States that the right to a trademark is created by registration.--^ 18— Sir G. Jessel, M. R., in 22—66 Cal. 78. This decision Singer Mfg. Co. v. Wilson, supra, led to the enactment of the pres- 19 — Alexander Pirie & Sons v. ent section 3199 of the Political Goodall, L. R. (1891) 1 Ch. D. Code of California (March 12, 35-41; holding a water-mark to be 1885), providing that "Any person a "brand" within the meaning of who has first adopted and used a sec. 64, subsec. 2 (c) of the Pat- trademark or name, whether with- ents, Designs and Trademarks in or beyond the limits of this Act, 1883. state, is its original owner." 20 — Lowell Mfg. Co. v. Lamed, 23 — The recording of a name as Cox, Manual, No. 428; Fed. Case a trademark cannot give it the No. 8570. quality of a trademark, if it was 21 — Hazelton Boiler Co. v. Ha- not theretofore a valid trademark, zelton Tripod Boiler Co., 142 111. Oakes v. St. Louis Candy Co., 494, 30 N. E. Rep. 339. St. Louis 146 Mo. 391; 48 S. W. Rep. 467. Piano Mfg. Co. v. Merkel, 1 Mo. "The general rule adopted by the App. 305. courts on this subject is that state 60 HOPKINS ON TRADEM^iRKS. [§28 Section 1 of the act of 1905 provides that owners of trademarks used in commerce may obtain registration of such trademarks by complying with the requirements stipulated in the act. The applicant must show that he, and no one else, has a right to use the mark; that he is actually using it in commerce with foreign nations or among the several states, or with Indian tribes; and that it is not so similar to the registered or known mark of another as to be calculated to deceive.-"* So that registra- tion under the act of congress is in no sense a means of acquiring the right to a trademark ;2^ and indeed the ac- tual application of the trademark in commerce is so es- sential a prerequisite to registration under the act, that as between two applicants for registration of the same mark, one of whom had in fact used his mark in trade, while the other had the assignment of the mark, ac- quired by transfer from its inventor, but had never ac- tually applied it, the commissioner of patents held that "Registration under the act of 1881 is of but little, if any, value, except for the purpose of creating statutes providing for registration of trademarks are in affirmance of the common law; that the reme- dies given by such statutes are either declaratory or cumulative and additional to those recognized and applied by the common law." Per curiam, in Woodcock v. Guy, 33 Wash. 234, 74 Pac. Rep. 358. "As the name 'Remington' is an ordinary family surname, it was manifestly incapable of exclusive appropriation as a valid trade- mark, and its registration as such could not in itself give It valid- ity." Mr. Chief Justice Fuller in Howe Scale Co. v. Wyckoff, Sea- mans & Benedict, 198 U. S. 118. 24 — Ex parte Lyon, Dupuy & Co., 28 Off. Gaz. 191. 2.5 — "Property in trademarks does not derive its existence from an act of congress." La Croix v. May, 15 Fed. Rep. 236. a permanent record of the date of adoption and use of the trade- mark, or in cases where it is nec- essary to give jurisdiction to the United States courts." Hawley, J., in Hennessy v. Braunschwei- ger & Co., 89 Fed. Rep. 665-668; quoted and followed in Sleepy Eye Milling Co. v. C. F. Blanke Tea and Coffee Co., 85 Off. Gaz. 1905. It does not create a trademark. United States v. Braun, 39 Fed. Rep. 775; Sarrazin v. W. R. Irby Cigar Co., 93 Fed. Rep. 624-627, 35 C. C. A. 496; Brower v. Boul- ton, 53 Fed. Rep. 389, 390; Brower V. Boulton (2), 58 Fed. Rep. 888- 890, 7 C. C. A. 567; Einstein v. Sawhill, 65 Off. Gaz. 1918; Sher- wood V. Horton, Cato & Co., 84 Off. § 29] THE ACQUISITION OF A TRADEMARK. 61 the actual prior use determined the right to the mark.^* But registration under the laws of the United States and under the laws of several of the states, while creating no new rights, confers remedies and special protection to the owner of a trademark which we will examine in an- other chapter. § 28. Acquisition by assignment.— The assignment of trademarks is a subject of some difficulty and is discussed elsewhere in this book. It is sufficient in this connection to say that trademark rights are generally assignable, that quality being indispensable to the striking charac- teristic of perpetual existence possessed by trademarks, and that a proper assignment conveys to the assignee all the property rights in and to the trademark possessed by his assignor.-^ The Act of 1905, Sec. 10 provides that a registered trademark and trademarks for the registra- tion of which application has been made, shall be assign- able in connection with the good-will of the business in which it is employed; and any assignment of such mark shall be void as against a subsequent purchaser for value without notice unless recorded in the Patent Office within three months from its date. We need note at this time only the general restriction on the assignability of trade- marks—that they cannot be assigned save in connection with the good-will of the business with which they are identified.-^ It is true of trademarks as of other personal property that the great mark of ownership is possession, and con- tracts that the title to personalty shall be in one party and the possession in another cannot be set up to the preju- dice of a bona fide purchaser without notice. Accordingly, a contract that the right to use the mark shall revert to the assignor should the assignee sell his business, cannot Gaz. 2018; La Croix v. May, 15 27— Walton v. Crowley, 3 Blatch. Fed. Rep. 236. 440; Cox, 166, Fed. Case No. 17.133. 26— Schrauder v. Beresford & 28— Field, .T., in Kidd v. Johnson, Co., Browne, Trademarks, 661. 100 U. S. 617-620. 62 HOPKINS ON TRADEMARKS. [§ 30 avail as against a bona fide purchaser from the assignee, buying without notice.-^ ^ 29. Acquisition by an alien.— In 1844 Chancellor Wal- worth announced that in the interposition of equity for the protection of trademark rights "there is no difference between citizens and aliens. "^'^ This is also the rule in Engiand,^^ Scotland,^- Canada,^^ and India.^^ But it has been held that a foreigner has no common-law right to a trademark in the United States as against a citizen who has adopted a similar mark, in good faith, before the alien has sold any goods in this country .^^ § 30. Priority of appropriation.— In order to acquire a trademark, its claimant must be its first appropriator, as we have seen; for, as said by Finletter, J., "in no other way can a mark or device indicate 'true origin or ownership. ' ' '^*^ Indeed, Bouvier has defined the right of trademark in these terms; "The right of trademark is said to be best termed an exclusive right arising from first usej"^" and it has been said by the United States 29 — Oakes v. Tonsmierre, 49 J. 423; Collins Co. v. Walker, 7 Fed. Rep. 447-452. W. R. 222; Collins Co. v. Reeves, 30— Taylor v. Carpenter (3), 11 28 L. J. Ch. 56; How© v. McKer- Paige Ch., 292-296; 3 Story, 458; nan, 30 Beav. 547. 2 Wood. & M. 1; Cox, 45. This is 32— Singer Mfg. Co. v. Kimball the general rule in the United & Morton, Ct. Sess. Cas. (3d ser.) States. La Croix v. May, 15 Fed. XI. 267. Rep. 236; Lemoine v. Gauton, 2 33 — Davis v. Kennedy, 13 Grant, E. D. Smith, 343; Cox, 142; Coats Up. Can. Ch. 523. Pabst Brewing V. Holbrook, 2 Sandf. Ch. 586; Co. v. Ekers, Rap. Jud. Que. 21 C. Cox, 20; Coffeen v. Brunton, 4 S. 545. McLean, 516; Cox, 82; and under 34 — Orr-Ewing v. Chooneeloll a criminal act against counterfeit- Mullick, Cor. 150; Orr-Ewing v. ing trademarks, a conviction was Grant, Smith & Co., 2 Hyde, 185. sustained by the Missouri supreme 35— Richter v. Anchor Remedy court where the defendant counter- Co., 52 Fed. Rep. 455. feited the mark of an English 36— Sheppard v. Stuart, 13 Phil, manufacturer. State v. Gibbs, 56 117; Price & Steuart, 193-200. Mo. 133. 37— Bouvier, Diet., title "Trade- Si — Collins V. Cowen, 3 K. & .T. marks." 428; Collins Co. v. Brown, 3 K. & § 30] THE ACQUISITION OF A TR^VDEM.VRK. 63 supreme court that "The exclusive right to the use of a mark or device chiimed as a trademark is founded on priority of appropriation; that is to say, the claimant of a trademark must have been the first to use or employ the same on lilvo articles of production. "^'^ There must necessarily be such a use as qualifies the mark as an in- dication of the origin and ownership of the goods to which it is applied. If the same mark had been in prioi* use by another at the same place or another locality near enough to start a similar right, the second user could have no trademark right to it.^'-* "In order that the claimant of the trademark may primarily acquire the right of property in it, it must have been originally adopted and used by him— that is, the assumed name or designation must not be one that was then in actual use by others; and such adoption and use confer upon liim the right of property in the trademark. "■'^ A trade- mark having no necessary relation to invention or dis- covery,^^ it is the party who first actually uses a mark, and not the one who first thought of it or designed it, that is entitled to protection in its use as a trademark.^- A mere declaration of intention to use a certain mark in the future does not create a right to its use as a trade- mark, for such right can only originate with the actual 38— Columbia Mill Co. v. Alcorn, tate or' Bassett, 60 MSS. D. Sept. 150 U. S. 460. See also Manitowoc 1896. Mfg. Co. V. Dickerman, 57 Off. .atented article and to use its generic name, to restrict this use, either by preventing its being placed upon the articles when manufactured, or by using it in advertisements or circulars, would be to admit the right and at the same time destroy it. It follows, then, that the right to use the name in every form passes to the public with the dedication resulting from the expiration of the patent. ''Xor is this right governed by different principles where the name, which has become generic, instead of be- ing an arbitrary one, is the surname of the patentee or original manf acturer. "^^ There appears to be an exception to this general rule where the use of the name antedates the existence of the patent, and where it further appears that the name and not the patent gave its value to the article.^^ In accordance with the general rule, the patent office has declined to register a trademark which is the name 46— Singer Mfg. Co. v. June Mfg. 47— Batcheller v. Thomson, 35 Co. 163 U. S. 169, 185; 41 L. ed. C. C. A. 532, 93 Fed. Rep. 660, 665. 118, 124. § 39] WHAT CONSTITUTES A VALID TRADEMARK. 81 of a patented article/** even in association with an arbi- trary^ symbol."*^ It is by no means clear what trademarks applied to patented articles, other than mere names or words de- scriptive of the thing patented, will become imhlici juris upon the expiration of the patent. Thus the Supreme Court of Massachusetts has held that where a special word, device or symbol is added to the general descrip- tive name of the article of the patent, it is possible that the trademark right may exist in the combination of the word and the device or sjTnbol, notwithstanding the ex- piration of the patent.^*^ In this connection, Lindley, L. J., says ''I do not mean to say that a manufacture!* of a patented article cannot have a trademark not descriptive of the patented article, so as to be entitled to the exclusive use of that mark after the patent has expired, for instance, if he impressed upon the patented articles a grifhn or some other device; but, if his only trademark is a word or set of words de- scriptive of the patented article of which he is the only maker, it appears to me to be impossible for him ever to make out, as a matter of fact, that this mark denotes him as the maker, as distinguished from other makers. "^^ In every case of the kind under considea*ation, however, others will be enjoined from using the mark in such a way as to deceive the public into the false belief that they are getting the goods of the original owner of the mark.^^ Thus in the leading case, the court found that the Singer Sewing Machine sold by the defendant after the ex- piration of the Singer patent, embodied features not a 48 — Ex. p, Velvril Co., Ltd. 84 51— Re Palmer's Trademark, L. Off. Gaz. 807. R. 24 Ch. D. 504-521. 49— Holophane Glass Co. 100 Off. 52— Singer Mfg. Co. v. Charle- Gaz. 450; Ex p. Farnum & Co. 18 bois, 16 Rap. Jud. Q. C. S. 167; Off. Gaz. 412. Centaur Co. v. Link, 62 N. J. Eq. 50— Dover Stamping Co. v. Fel- 147, 49 Atl. Rep. 828. lows, 163 Mass. 191, 47 Am. St. Rep. 448. 6 82 HOPKINS ON TRADEMARKS. [§39 part of the patented article, and which had been used by the complainant to indicate itself as the manufacturer of the machine; and Mr. Justice White In reversing and re- manding the case directed a decree of iujunction in favor of the complainant, ''perpetually enjoining the defend- ant, its agents, ser\'ants, and representatives, first, from using the word 'Singer' or any equivalent thereto, in advertisements in relation to sewing machines, without clearly and unmistakably stating in all said advertise- ments that the machines are made ])y the defendant, as distinguished from the sewing machines made by the Singer Manufacturing Company, second, also perpetually enjoining the defendant from marking upon sewing machines or upon any plate or device -connected there- with or attached thereto the word 'Singer,' or words or letters equivalent thereto, without clearly and unmis- takably specifying in connection therewith that such machines are the product of the defendant or other manu- facturer, and therefore not the product of the Singer Manufacturing Company. "^^ It is manifest, however, that to create this right in the public, two conditions of facts are prerequisite; first, there must have been a patent, second, the patent must have expired. "Wliere the owner of the trademark had made an un- successful application for a patent upon the article to which the trademark was applied, Bradley, J., held that he had a valid subsisting right to the trademark upon the rejection of his application, and said "His failure to establish his patent (which would have covered all his rights) ought not to preclude him from falling back on his right to the trademark. ' '^'^ In a case where the patent had not expired, Judge Vann, speaking for the Court of Appeals of New York, said: "Assuming that upon the expiration of the patent 53— Singer Mfg. Co. v. Bent, 163 54— Sawyer v. Kellogg, 7 Fed. U. S. 169, 204, 41 L. ed. 118, 131. Rep. 720. 723. §40] WHAT CONSTITUTES A VALID TRADEMARK. 83 any one may use the name, until tliat time arrives, why should the inventor be deprived of a right which, without question, would be liis if lie had not taken out a patent for his invention."^"' Where a name indicating a patented article exists, an exclusive licensee for the sale of the patented articles un- der a license to which the defendant is not a party cannot enjoin him from conducting an unfair competition by means of the name; the licensor not being a party to the action, and no infringement of the patent being charged, and the defendant having the right to deal in the articles known by the name.^° If the patent is reissued the trade- mark will be valid during the life of the reissued patent.^^ §40. Generic term, defined.— By ''generic term" (Latin, genus, gcncr; French, genre) is meant a term which may not be appropriated as a trademark because it is too general and comprehensive in its meaning to be- come the monopoly of an individal in application to mer- chandise. The word in its proper signification includes the use of geographical names, proper names, and de- scriptive words, used in commerce. It is a matter of re- gret that the courts have not defined these several phrases in their relations to each other, but such is the fact. The correctness of the author's definition is clearly established by analysis of the three classes of words and the reasons why they are not sustained as trademarks. We will examine them in their order. (a) Geographical names.— Isir. Justice Strong has said "It must be considered as a sound doctrine that no one can apply the name of a district or country to a well- known article of commerce, and obtain thereby such an exclusive right to the application as to prevent others in- 55 — Waterman v. Shipman, 130 versing Seaman v. Johnson, 105 N. Y. 301, reversing s. c. 8 N. Y. Fed. Rep. 915. Supp. 814. 57 — Hiram Holt Co. v. Wads- 56 — Johnson v. Seaman, 108 worth, 41 Fed. Rep. 34. Fed. Rep. 951, 48 C. C. A. 158; re- 84 HOPKINS ON TRADEMARKS. [§40 habiting the district, or dealing in similar articles com- ing from the district, from truthfully using the same designation."^'^ In our further examination of the use of geographical names in trade, we will find that they are never properly sustained as technical trademarks except where they are used by one who is the sole owner of the entire locality to which the name is applied. In such a case the geographical name has ceased to be generic, because one person has the sole and exclusive Tight of trade or manufacture in the locality. Thus the author reasons that geogi'aphical names are ordinarily generic, and whenever they are held not to be valid trademarks it is because they are generic. (h) Proper names.— The eminent English barrister, Mr. Sebastian, has said in his work on trademarks that "a name is in its very nature generic, and is properly ap- plied to designate, not one individual in the world, but, it may be, many thousands, to all of whom it is equally appropriate."^^ (c) Descriptive icords have always been understood to come within the category of generic terms; indeed, Mr. Browne in his treatise upon the subject has defined ''gen- eric names" to be "names merely descriptive of an ar- ticle of trade, of its qualities, ingredients or character- istics."*^^ The United States supreme court has held that there can be no technical trademark right in words used to denote class, grade, style, quality, ingredients or characteristics.^^ It is apparent, therefore, that the definition of generic terms which we have adopted is scientifically exact, in- cluding nothing more nor less than the words which are not subject to exclusive appropriation as trademark, be- 58 — Delaware & Hudson Canal GO— Browne on Trademarks (2d Co. V. Clark, 13 Wall. (80 U. S.) ed.), sec. 134. 311-327. 61— Canal Co. v. Clark, 13 Wall. 59— Sebastian on Trademarks 311-322; Lawrence Mfg. Co. v. Ten- (4tli ed.), p. 23. nessee Mfg. Co., 138 U. S. 537-548. § 40] WHAT CONSTITUTES A V.VLID TRADEMARK. 85 cause they cannot be so appropriated '*to the advance- ment of the business interests of any particular indi- vidual, firm or company. The inability to make such appropriation of them arises out of the circumstance that, on account of their general or popular use, every individual in the conmmnity has an equal right to use them, and that right is in all cases paramount to the rights and interests of any person. "*^- A generic or descriptive word cannot be made a valid tcademark by misspelling it (as, for example, ''Kid Nee Kure," applied to a medicine), ^^ or by printing it in letters from the alphabet of a foreign language/^^ Thus the word ''Koachsault," applied to a preparation for destroying roaches, has been held invalid as a trade- mark.''^ It must not be inferred, however, that words in com- mon use cannot be appropriated as trademarks. They certainly can be so appropriated if used in a new and distinctive sense. If any other rule obtained, no words could be used as trademarks unless the person adopting them was their original and first inventor. There is no such legal requirement either as to words or devices.^® ''Words in common use may be adopted, if at the time of adoption they were not used to designate the same or similar articles of production. "^^ It is obvious that the article to which the mark is ap- plied must be considered in this connection. As Judge "Wallace has put it, "whether a word claimed as a trade- mark is available because it is a fanciful or arbitrary name, or whether it is obnoxious to the objection of being descriptive, must depend upon the circumstances of each 62 — Daniels, J., in Newman v. 65 — Barrett Chemical Co. v. Alvord. 49 Barb. 588; Cox, 404. Stern, 176 N. Y. 27, 68 N. E. Rep. 63— Bj- parte Henderson, 85 Off. 65, reversing 76 N. Y. Supp. 1009. Gaz. 453. G6— Osgood v. Allen, 1 Holmes, M—Ex parte Stuhmer, 86 Ofif. 185, Fed. Case No. 10603. Gaz. 181. 67 — Osgood v. Allen, supra, S6 HOPKINS ON TRADEMARKS. [§40 case. The word which would be fanciful or arbitrary when applied to one article may be descriptive when ap- plied to another. If it is so apt and legitimately significant of some quality of the article to which it is sought to be applied that its exclusive concession to one person would tend to restrict others from properly describing their own similar articles, it cannot be the subject of a monop- oly. On the other hand, if it is merely suggestive, or figurative only, it may be a good trademark, notwith- standing it is also indirectly or remotely descriptive. "p» While the following is an extract from a judicial argu- ment delivered by a court in a futile attempt to justify its decree sustaining as a trademark a geographical word to which the plaintiff had no color of exclusive right, it is still a lucid exposition of the principle under con- sideration: ''Words and names having a known or estab- lished signification cannot within the limits of such specification be exclusively appropriated to the advance- ment of the business purposes of any particular indi- vidual, firm or company. The inability to make such appropriation of them arises out of the circumstance that on account of their general or popular use every individual in the community has an equal right to use them, and that right is in all cases paramount to the rights and interests of any one person, firm or company. What alike may be claimed and used by all cannot be exclusively appropriated to advance the interests of any person. Numerous cases have been before the courts in which this limitation upon the use of words and names as trademarks has been maintained and established, and no good reason can be given for questioning or impeach- ing their conclusions. But while this limitation is en- tirely reasonable, there can be no propriety in extending it beyond the circumstance upon which it is founded; and accordingly any member of the community whose inter- 68— Bennett v. McKinley, 65 Fed. Rep. 505, 13 C. C. A. 25. § 41] WHAT CONSTITUTES A VALID TRADEMARK. 87 ests and business may be i/romoted by doing so, should be at liberty to apply even names and words in common use to the products of his industry, in such a manner as to indicate their origin or particular manufacture, where such application will not intrench upon and be in no way included in their use by the public. By doijig so, the rights of no member of the community can be in any manner infringed, and no public inconvenience whatever can be occasioned by it. The public will still be left at full liberty to use such words or terms as they were used before; while for a special purpose a new office or purpose may be imposed upon them. *'In cases of that description no greater inconvenience or embarrassment can be found in jjrotecting parties in the enjoyment of the new use or purpose engrafted upon a popular tenn than has been found in extending that protection to the case of a word created for the occa- sion."^ § 41. Illustrations of generic terms.— In the following instances the words and marks mentioned have been held to be invalid as trademarks because generic; being geo- graphical or descriptive. The examples are arranged in alphabetical order for convenient reference. ''A. C. A.," cloth;- **Acid Phosphate," medicinal prep- aration;^ ''Allcock's Porous Plasters," medicated plas- ters;^ ** Aluminum," Washboards;^ ''Ammoniated Bone Superphosphate of Lime," fertilizer;^ ''Anglo-Portugo," oysters ;^ * ' Angostura, ' ' bitters f ' * American, ' ' sardines f 1— Newman v. Alvord, 49 Barb. Saginaw Mfg. Co., 103 Fed. Rep. 588. 281; 43 C. C. A. 233. 2— Amoskeag Mfg. Co. v. Train- 6— Alleghany Fertilizer Co. v. er. 101 U. S. 51. Woodside. 1 Hughes. 115, Fed. 3— Rumford Chem. Works v. Case No. 206. Muth, 35 Fed. Rep. 524. 7— Re Saunion & Co., Seb. 625; 4— Re Brandreth, L. R. 9 Ch. D. Cox, Manual, 625. 618. 8— Siegert v. Findlater, L. R. 7 5— American Washboard Co. /. Ch. D. 801; Siegert v. Abbott (2), HOPKINS ON TRADEMxVRKS. [§41 *' Antiquarian," book-store;^" "Apple and Honey," med- ieine;^^ ''Asbestos," AVall plaster;^- "Astral," oil;^' "Balm of Thousand Flowers," cosmetic 1^=^ "Barber's Model," razors i^'^ "Bazaar," patterns for clothing ;^^ "Better Than Mother's," mince meat;^« "Black Package," tea;^» "Book," the device of a book, used by a publisher r° "Borax," soapr^ "Braided Fixed Stars," cigar lights;-- "Cachemire Milano," fabric;-"* "California Syrup of Figs," laxative medicine ;2-* "C. A. P.," cream acid phosphate;-^ "Castoria," medicine ;2« "Celebrated Stomach Bitters," bitters ;27 "Cellular," cloth of cellular construction ;28 "Centennial," medals ;29 79 N. Y. Sup. Ct. 243. But see, contra, A. Bauer & Co. v. Siegert, 56 C. C. A. 487, 120 Fed. Rep. 81, 84. 9 — Re American Sardine Co., 3 Off. Gaz. 495. 10 — Choynski v. Cohen, 39 Cal, 501. 11 — Ex parte G. F. Heublein & Bro., 87 Off. Gaz. 179. 12 — Asbestos & Asbetic Co. v. Wm. Sclater Co., 18 Rap. Jud. Que. C. S. 360. 13— Pratt's Mfg. Co. v. Astral Re- fining Co., 27 Fed. Rep. 492-494. 15 — Fetridge v. Wells, Cox, Am. Tr. Cas. 180. 16 — Ex parte Krusius Bros., 82 Off. Gaz. 1687. 17— McCall V. Theal, 28 Grant (Up. Can.) Ch. 48. 18 — Ex parte Ervin A. Rice Co., 83 Off. Gaz. 1207. 19— Fischer v. Blank, 138 N. Y. 244. 20 — Merriam v. Famous Shoe & Clothing Co., 47 Fed. Rep. 411. 21 — Dreydoppel v. Young, 14 Phila. 226. 22— Re Palmer, L. R. 24 Ch. D. 504. 23— Re Warburg. 13 Off. Gaz. 44. 24 — Worden & Co. v. California Fig Syrup Co., 187 U. S. 515; Cali- fornia Fig Syrup Co. v. Putnam, 66 Fed. Rep. 50; California Fig Syrup Co. v. Stearns, 67 Fed. Rep. 1008; s. c. on appeal, 73 Fed. Rep. 812; Re California Fig Syrup Co., L. R. 40 Ch. D. 620. Contra, see California Fig Syrup Co. V. Improved Fig Syrup Co., 51 Fed. Rep. 296; Improved Fig Syrup Co. v. California Fig Syrup Co., 54 Fed. Rep. 175; California Fig Syrup Co. v. Worden, 86 Fed. Rep. 212; s. c, 95 Fed. Rep. 132. 25 — Provident Chemical Works V. Canada Chemical Mfg. Co., 2 Ont. Law. Rep. 182. 26 — Centaur Co. v. Robinson, 91 Fed. Rep. 889; Centaur Co. v. Neathery, 34 C. C. A. 118, 91 Fed. Rep. 891; Centaur Co. v. Hughes Bros. Mfg. Co., 34 C. C. A. 127, 91 Fed. Rep. 901. Centaur Co. v. Link, 62 N. J. Eq. 147, 49 Atl. Rep. 828. 27 — Hostetter v. Adams, 20 Blatchf. 326. 28— Cellular Clothing Co. v. Maxton, L. R. (1899) A. C. 326. 29— Hartwell v. Viney, Fed. Case No. 6158. §41] WHAT CONSTITUTES A VALID TRADEMARK, 89 '' Cherry Pectoral," medicine ;3o ''Chill Stop," medi- cine;^^ ''Chlorodyne," medicinal compound ;^2 <EMARKS. [§ 71 iugs, being in one sense arbitran'^ and in another descrip- tive. A careful search of the decisions involving words of this character fails to disclose a clearer statement of the coiTect iTile than is embodied in the following language of Judge Wallace: ''No principle of the law of trade- mark is more familiar than that wliich denies protection to any woi'd or name which is descriptive of the qualities, ingredients, or characteristics of the article to which it is applied. An exclusive right to the use of such a word, as a trademark, when applied to a particular article or class of articles, cannot be acquired by the prior appro- priation of it, because all persons who are entitled to produce and vend similar articles are entitled to describe them, and to employ any appropriate terms for that pur- pose. Whether a word claimed as a trademark is avail- able because it is a fanciful or arbitrary name, or whether it is obnoxious to the objection of being descriptive, must depend upon the circumstances of each case. The word which would be fanciful or arbitrary when applied to one article may be descriptive when applied to another. If it is so apt, and legitimately significant of some quality of the article to which it is sought to be applied, that its exclusive concession to one person would tend to re- strict others from properly describing their own similar articles, it cannot be the subject of a monopoly. On the otlier hand, if it is merely suggestive, or is figurative only, it may be a good trademark, notwithstanding it is also indirectly or remotely descriptive."^^ In the opinion quoted from, the word ''instantaneous" was held to be aptly descriptive of one of the qualities of the goods to which it was ajjplied. In a later case it has been held that the words ' ' Queen, " or " Queen Qual- ity," as applied to shoes, are not so descriptive as to pre- clude their exclusive appropriation as a "tradename," 86— Bennett v. McKinley, 13 C. C. A. 25, 65 Fed. Rep. 505, 506, § 71] WHAT CONSTITUTES A VALID TRADEMARK, IGl Judge Severens apparently using tlie word ** trade- name" as synonymous witli "trademark."®^ "It has been repeatedly ruled that a word which sug- gests even the composition, quality, or characteristics of an article to which it is applied may yet be a good trade- mark. "«« 87 — Thomas G. Plant Co. v. May & Woerz v. Cooke Brewing Co., 20 Co., 44 C. C. A. 534, 105 Fed. Rep. C. C. A. 405. 74 Fed. Rep. 229. 234. 375, 379. citing Keasbey v. Chemical Works, 88— Showalter, J., in Beadleston 142 N. Y. 467, 37 N. E. Rep. 476. 11' CHAPTER IV. TRADEMARK RIGHTS IN TITLES OF BOOKS, PERIODICALS AND PLAYS. § 72. Trademark in title of a book.— Upon this subject there has been less harmony of opinion than would be expected. It has been said by the court of appeals of Maryland that *'A publisher has either in the title of his wOTk or in the application of his name to the work, or in the particular marks which designate it, a species of property similar to that which a trader has in his trade- mark. ' '^ Mr. Browne in his learned treatise on trademarks says: ''Can printed books be protected by trademarks? Yes, as mere merchandise ; no, as literary productions. ' '^ This is true, in so far as it asserts that marks or devices may be used to distinguish the product of the publisher or book dealer.'^ He says further: "There seems to be no sufficient reason why the title of a book may not be deemed a valid trademark,"^ and thereby expresses the error contained in the careless dictum of the Marj^land court quoted above. The correct view is stated in clear terms by Mr. Rowland Cox, in his note to Clemens v. Bel- ford:^ ''It is necessarily true that the name of a book is, under all circumstances, a descriptive term which means a particular thing. The book is created and given a name, and the name is added to the language as a term l_Robertson v. Berry, 50 Md. related to property right in the 591; Price & Steuart, 153. title of a periodical publication, 2_Browne, Trademarks, sec. 116. 4— Browne, Trademarks, sec. 118. 3— Mr. Browne cites six cases in 5—14 Fed. Rep. 728; Cox, Man- support of this proposition, neither ual, 685. one of which is applicable. All 162 § 72] BOOK TITLES AS TRADEM.VRKS. 163 of description. If a copyright is taken, the owner of the copyright enjoys, as long as the privilege continues, the exclusive right to the use of the name; and when the privilege expires, the name, always a descriptive term, becomes puhlici juris. If the hook is not copyrighted, the literary matter becomes puhlici juris as soon as it is published, and the name of the literary matter goes to the public as an incident of that which it describes. If there is language in some of the cases which seems to indicate that the name of a book can be protected as a trademark, reflection will demonstrate that it cannot be made good. The names of periodicals and newspapers, as distinguished from books, are protected as in the nature of trademarks; and in many instances the publi- cations in connection with which the names have been used were proper subjects of copyright. In some cases they contained, or might have contained, articles in con- nection with which the statutory privilege had been ac- quired. But the name which has been protected has never been simply the name of a book, but always that of a constantly changing series. Thus the term *01d Sleuth Library' was distinctly arbitrary, and never the name of a particular book or literary production, and for this reason it was in an accurate sense a trademark, and must continue to be as long as the publication was con- tinued. But if the publication of the periodical were discontinued for a period of years, the name would cease to be arbitrary and take its place in literature as indicating a definite collection of articles, pictures, etc., and as soon as it acquired that settled meaning, it would, in the absence of copyright, become puhlici juris." It is now established law that there is no trademark right in the title of a book. Judge Wallace stated the rule very lucidly when he said; ''Neither the author or proprietor of a literary work has any property in its name. It is a term of description, which senses to 164 HOPKINS ON TRADEMARKS. [§ 73 identify the work; but any other person can with im- punity adopt it, and apply it to any other book, or to any trade commodity, provided he does not use it as a false token to induce the public to believe that the thing to which it is applied is the identical thing which it originally designated. If literary property could be protected upon the theory that the name by which it is christened is equivalent to a trademark, there would be no necessity for copyright laws.'"^ This dictriue is fully sustained by the later cases."^ § 73. Trademark in title of periodical.— In 1859 Vice- Chancellor Stuart enjoined a defendant who had begun the jDublication of ''The Penny Bell's Life and Sporting News" from publishing any newspaper under that name, or any other name in which the words ''Bell's Life" should occur, the application being made by the proprietors of "Bell's Life in London." In the course of his opinion the vice-chancellor said: "This is an application in support of the right to property."^ Thus was distinctly recognized the right of trademark in the title of a periodical publication. Long prior to this time, however, equity had suppressed this species of piracy between publishers, the first reported case being that of Hogg v. Kirhy, where the complainant was the proprietor of a magazine called "The Wonderful Maga- zine" and the defendant's publication bore substan- tially the same name with the addition of the words "New Series, Improved." The injunction was granted by Lord Eldon.» 6 — Black V. Ehrich, 44 Fed. Rep. 49 Fed. Rep. 944 (opinion by 793, 794. Judge Shipman) ; Kipling v. G. 7 — Merriam v. Holloway Pub. P. Putnam's Sons, 120 Fed. Rej). Co., 43 Fed. Rep. 450 (opinion by 631, 57 C. C. A. 295. Mr. Justice Miller on circuit) ; 8 — Clement v. Maddick, 1 Giff. Merriam v. Famous Shoe and 98; 5 Jur. N. S. 592; 33 L. T. Clothing Co., 47 Fed. Rep. 411 117; Seb. 174. (opinion by Judge Thayer); Mer- 9 — Hogg v. Kirby, 8 Yes. 215; riam v. Texas Sittings Pub. Cc, Seb. 10. Lord Eldon also re- § 73] BOOK TITLES AS TRADEMARKS. 165 In the United States Chancellor Sandford was the first to recognize this right, in 1825, although he re- fused to enjoin the use of the title "The New York Na- tional Advocate" on the application of the proprietor of *'Tlie National Advocate," both names being applied to newspapers published in the city of New York, hold- ing the names to be substantially different; and this notwithstanding the fact that the defendant had been the editor for the publisher who had sold "The Na- tional Advocate" to the complainant. Tlie chancellor did not exjDressly hold the title of the paper to be a trademark, but treated it as part of the good-will of the printing establishment.^ '^ Indeed he seems to have treated the subject solely from the standpoint of unfair competition, ignoring the question of technical prop- erty right, as did Chancellor AYalworth in 1840 in refus- ing to enjoin the use of the title "New Era" on the application of complainants who published the "Demo- cratic Republican New Era," saying inter alia, "There could be very little excuse for the editor of a new paper who should adopt the precise name and dress of an old established paper, which would be likely to interfere with the good-will of the latter by actually deceiving its patrons. "^^ In 1867, however, a clear cut opinion of the court of common pleas of the city of New Y^ork recognized the property Tight in unmistalvable tenns. The plaintiffs, proprietors of the "National Police Gazette," applied for an injunction to restrain the publication of the "United States Police Gazette" by the defendants. Brady, J., said: "The title of a newspaper may be a strained a defendant from the pub- 10 — Snowden v. Noah, Hopkins, lication of a court calendar which Ch. R. 347; Cox, 1; Seb. 41. he was issuing as a continuation 11 — Bell v. Locke, 8 Paige, 75; of the complainant's work. Long- Cox, 11; Seb. 65. man v. Winchester, 16 Ves. 269; Seb. 15. 166 HOPKINS ON TRADEMARKS. [§ '^3 purely original one, and the proprietor for that reason, entitled to its exclusive use. He may create a word, or combination of words, for the particular designation of his paper, and in that way acquire an exclusive right to the use of the name employed. He may combine, as the plaintiffs have, well-known English words m common use. ... It also appears that the plain- tiffs' paper has been published weekly under that name for many years, . . . that its circulation is large and valuable, and that it was the only police gazette, eo nomine, published in the United States at the time of the publication of the paper complained of by them. . . . From these facts it is apparent that the plain- tiffs have acquired a right connected with the publica- tion of a newspaper called the National Police Gazette, which must be preserved against any fraud attempted to be perpetrated against them."^^ In 1870, in the Philadelphia court of common pleas. Judge Paxson said, ''the name of a newspaper is a trademark. As much so as a label stamped upon a bale of muslin. "^^ But this was mere obiter dictum, as the learned court was dealing with the mark and dress of a stove polish. Subsequently the superior court of New York City, per Monell, J., said: "I do not understand that the protection which the law affords to 'trademarks,' even assuming the name of a newspaper to be a trademark, goes so far as is claimed in this case. The protection which has been granted to that species of property has never, I believe, been extended over anything that was the subject of a patent or a copyright, but is confined to appropriations of names designating some particular manufacture or business. There can be no such prop- erty in a newspaper except, perhaps, in the name or 12 — Matsell v. Flanagan, 2 Abb. 13 — Dixon Crucible Co. v. Gug- Pr. N. S. 459; Cox, 367; Seb. 270. genheim, 2 Brewster, 321, Cox, 559, 576. § 73] BOOK TITLES AS TRADEMARKS. 167 * title of the paper, wliich is the only continuing portion of it. The contents of eacli issue are the composition or creation of the editor or contributors, are varied each day, and when given to the pul)lic all literary propri- etorshij) in them is lost. And the law of trademarks, like the law of copyright, cannot be applied to a work of so fluctuating and fugitive a character. "^^ As late as 1881 Sir George Jessel, master of the rolls, said: '*It does not appear to me that there was any invention in the combination of 'Splendid Misery,' any more than there would be in the words 'Miserable Sin- ner,' or anything of that kind. The adoption of the words as the title of a novel might make a trade- mark."^^ In 1898 the appellate division of the supreme court of New York said it could not follow the reasoning of counsel ''when he contends that the public, by its short way of referring to the 'Commercial Advertiser,' has given the plaintiff some kind of an undefined trademark in this popular form of speech,— a doctrine which would equally apply to a 'sobriquet' or diminutive; that its unauthorized use by the defendant, whether likely to in- jure the plaintiff or not, should be absolutely enjoined as an invasion of a strict property right. "^® While, on the other hand, the United States circuit court for the district of New Jersey had held in 1894 that the words "Social Eegister," applied by a pub- lisiiei' to a director}- of a certain locality, containing names of persons resident therein, selected with refer- ence to the personal and social standing of such persons, 14— Stephens v. De Conto, 7 Rob- fluctuating and fugitive a form, ertson, 343; 4 Abb. Pr. N. S. 47: Clayton v. Stone, 2 Paine, 382-392. Cox, 442; Seb. 295. The learned 15— Dicks v. Yates, L. R. 18 Ch. court cites an opinion holding that D. 76-88. a newspaper or price current can- 16 — Commercial Advertiser not be copyrighted because the Ass'n v. Haynes. 49 N. Y. Supp. term science cannot, with any pro- 938-942. priety, be applied to a work of so 168 HOPKINS ON TRADEMARKS. [ § 73 ''become a trademark, and are entitled to protection as such."^" From our cursory view of the foregoing decisions and dicta it is plainly manifest tliat tlie right to technical trademark in the title of a periodical has been affirmed and denied with some show of reason upon each side. The subject has been ably discussed by Mr. Browne, who concludes that the name so used is a technical trade- mark.^^ In that conclusion we must coincide, and it is well sustained by the reasoning of Mr. Rowland Cox, which we have before quoted.^ '^ But the fact is patent that it is still a mooted question, and that the solicitor attempting to restrain piracy of this kind would better frame his bill upon unfair competition and not upon technical trademark. The New York supreme court, in its decision above referred to, says that "the fundamen- tal doctrine upon which relief in this class of cases is afforded ' ' is that of ' ' misleading or the tendency to mis- lead, with consequent injur}^, actual or probable."-^ In a decision of the United States Circuit Court of 17— Social Register Ass'n v. Stiff, 5 Jur. N. S. 947; Lee v. Ha- Howard, 60 Fed. Rep. 270, 271. ley, 5 Ch. App. Cas. 155; Clement The same ruling was made in So- v. Maddick, 5 Jur. N. S. 592. cial Register Ass'n v. Murphy, 128 And to the same effect see Fed. Rep. 116. Snowden v. Noah, Hopkins, Ch. 18— Browne, Trademarks (2d 347; Bell v. Locke, 8 Paige, 75; ed.), sec. 115. As instances of in- Tallcot v. Moore, 6 Hun, 106; Ste- junction restraining use of in- phens v. DeConto, 4 Abb. Pr. N. S. fringing titles of periodicals, see 47; Matsell v. Flanagan, 2 Abb. Edmonds v. Benbow, Seton (3d Pr. N. S. 459; Publishing Co. v. ed.), 905; Re Edinburgh Corro^ Dobinson, 82 Fed. Rep. 56; Rich- spondent Newspaper, Ct. of Sess. ardson & Boynton Co. v. Richard- Cas. 1st ser. I (new ed.), 407 n; son & Morgan Co., 8 N. Y. Supp. Cox, Manual, No. 34. 53; Farmers' Loan & Trust Co. v. 19 — Note to Clemens v. Belford, Farmers' Loan & Trust Co., 1 N. 14 Fed. Rep. 728; Cox, Manual, Y. Supp. 44; Borthwick v. Even- 684; ante, § 72. ing Post, L. R. 37 Ch. D. 449; Estes 20 — Commercial Advertiser v. Leslie (2), 29 Fed. Rep. 91; Ass'n V. Haynes, 49 N. Y. Supp. Estes v. Leslie (1), 27 Fed. Rep. 938-942; citing Bradbury v. Bee- 22; Estes v. Worthington, 31 Fed. ton, 39 Law J. Ch. 57; Ingram v. Rep. 154. § 74] BOOK TITLES AS TRADEMARKS. 169 Appeals for the Second Circuit, rendered since the fore- going was written, it is distinctly held that the name of a periodical is a technical common-law-trademark.-' S 74. Play titles as trademarks.— The principles stated by Judge Wallace in the language which we have here- tofore quoted in reference to book titles as trademarks, *'If literary property could be protected upon the theory that the name by which it is christened is equivalent to a trademark, there would be no necessity for copy- right laws," applies with equal cogency to the name by which a play is designated. But there is this distinc- tion between the titles of plays and the titles of books; the fonner are comprehensive of something more than the mere title of the literary composition which is pro- duced as a play, while the latter are strictly limited to the literary production itself. Practically, in all of the cases involving play titles with which the courts of this country have had to do, there was some scheme of production involved which represented the busi- ness enterprise of the manager, as well as the pre- sentation of the ideas of the author. The ideas of the author again are not entirely embodied in language which reaches the audience in word sung or spoken. The '* business" of the play is sometimes never reduced to writing, and in the majority of cases the production of the brain of a third person, the skilled stage manager, is of the very essence of the play, and is at times the deteniiining factor which makes the play a success. So, in its last analysis, the name of a play is the medium which signifies to the patrons of the theatre three things : the literary production of the playright, the artistic aid of the stage manager, and the moneyed investment as well as the skill in cast selection of the manager. And these three things disregard the accompanying investi- 21— Gannert v. Rupert, 62 C. C. A. 594, 127 Fed. Rep. 962, revers- ing S. C. 119 Fed. Rep. 221. 170 UOPKINS ON TRADEMARKS. [§ 74 ture of costumes, scenery, and incidental music which represent the efforts of the musician, the landscape painter, the costumer, and the skilled selector of furni- ture and other accessories. A play title then stands for a kind of personal property which is strictly sui- generis, the distinguishing mark by which the produc- tion is identified to the public before and after the first performance. It is manifest that a play title also car- ries with it a specific and unique form of goodwill to which all of the things which we have enumerated help to contribute. The extent to which courts of equity will protect a play from piracy, aside from any question of copy- right, is not yet fully determined. The cases are few in number, but are sufficient to establish the general prin- ciple that the broad doctrine of unfair competition in trade which we have considered in this book may be invoked wherever deception of the public and injury to the complainant will probably result from a refusal of the injunction. This fact is more important because of the difficulty attendant upon making out a case of copy- right infringement where the subject matter involved is a dramatic composition. In a case in which "L'Aiglon" was the play involved, and in an opinion in which he refers to that name as being a trademark for the plaintiff's organization. Judge McAdam has said, ''The question, 'What's in a name* has been answered by the courts in many well-considered cases, wherein the exclusive right to a name possessed or owned by a successful business enterprise has been maintained against imitators and wrongdoers who sought, by an unauthorized use, to deceive the public and profit by the wrong. While courts have in some instances refused injunctive relief to protect the use of the title where plays were dissimilar, and the appropria- tion a mere coincidence (Frohman v. Miller, 8 Misc. Eep. 379, 29 N. Y. Supp. 1109), they have uniformly enjoined § 74] BOOK TITLES AS TRADEMARKS. 171 such use where deception of the public and injury to the plaintiff were likely to follow a refusal to grant equitable aid {Shook v. Wood, 32 Leg. Int. 264; Illtr v. Abrahams, 82 N. Y. 519). "22 Jq a later case the Supreme Court of Illinois affnned a decree of injunction in a case where the plaintiff was the producer of the play ''Sher- lock Holmes" and the defendant subsequently produced a play entitled ''Sherlock Holmes, Detective." In affiiin- ing the decree of injunction, the Supreme Court based the plaintiff's right to equitable relief upon the ground that the names of the respective plays were so similar that the public "would be deceived to believe that the drama of the appellant company was that which the apellee had been producing." The court expressly declined to decide whether or not the plaintiff had a trademark right or property in the words "Sherlock Holmes," basing the relief upon the general rule as to unfair competition, Judge Boggs remarking that "Equity provides a remedy to prevent such unfair and fraudulent competition among business rivals in any and all lines of legitimate trade and business."-^ 22— Frohman v. Payton, 68 N. Y. Frohman, 202 111. 541, 67 N. E. Supp. 849. Rep. 391, affirming s. c, 103 lU. 23 — Hopkins Amusement Co. v. App. 613. CHAPTEE V. THE LOSS OF THE RIGHT TO A TRADEMARK'S USE. ^ 75. Laches.— There is no laches where a complain- ant is only waiting to get a sufficient quantity of evidence to secure a successful prosecution of the infringer,^ and of course none exists where the complaint has no knowl- edge of the fact of infringement;- and it has been dis- tinctly held by the federal supreme court that an injunction will not generally be refused on the ground of delay alone.^ Following that decision, it was said by Judge Xixon, in the United States circuit court in the district of New Jersey: ''There has been large discus- sion of the question how far laches, in stopping the in- fringement of a trademark, will deprive a complainant of the benefits of a preliminary injunction. But that discussion has been put to rest, so far as this court is concerned, by the recent decision of the supreme court in the case of McLean v. Fleming,^ where it was held that acquiescence of long standing was no bar to an injunction, although it precluded the party acquiescing from any right to an account for past profits.'"^ The rule has always been, however, that laches on the part of the owner of a trademark would be a bar 1 — Cave V. Myers, Seton (4th 3 — McLean v. Fleming, 96 U. S. ed.), 238; Lee v. Haley, 22 L. T. 245. N. S. 251. 4t— Supra. 2 — Re Farina, 27 W. R. 456; Seb. 5 — Consolidated Fruit Jar Co. v. 642; Weldon v. Dick, L. R. 10 Ch. Thomas, Cox, 665. And to the D. 247; 39 L. T. N. S. 467; Seb. same effect see La Republique 638; Taylor v. Carpenter (1), 3 Francaise v. Schultz, 42 C. C. Story, 458; Cox, 14; Seb. 78; Tay- A. 233, 102 Fed. Rep. 153; San- lor V. Carpenter (2), 2 Wood. & ders v. Jacob, 20 Mo. App. 96; M. 1; Cox, 32; 9 L. T. 514; Gilka N. K. Fairbank Co. v. Luckel, King V. Mihalovitch, 50 Fed. Rep. 427. & Cake Soap Co. (4), 116 Fed. Rep. 332, 54 C. C. A. 204. 172 § 75J LOSS OF RIGHT TO trademark's USE. 173 to his application foi- a preliminary injunction. Judge Wallace stated the inile as follows: "Laches in prose- cuting infringers has always been recognized as a suffi- cient reason for denying a preliminary injunction; some- times, apparently, by way of discipline to a complainant who has manifested reluctance to burden himself with the expense and vexation of a lawsuit, and delayed legal proceedings until his patience was exhausted. AVhen delay of the owner of a patent or trademark to prose- cute infringers has been of a tendency to mislead the public or the defendant sought to be enjoined into a false security, and a sudden injunction would result injuriously, it ought not to be granted summarily, but the comi)lainaut should be left to his relief at final hearing."" In cases of unfair competition, where no technical trademark is involved, a preliminary injunction will be denied where the defendant's goods have been sold openly for many years In the package complained of.'^ Laches which prevents recovery in one case, will not be a bar to another action of the same complainant against a subsequent infringer. Thus, in the ''Hunyadi" cases, the complainant, the vendor of a Hungarian min- eral water was denied relief as to the use of the word ''Hunyadi" against the vendor of w^ater from another spring in Hungary, upon the ground of laches, four- teen different Hungarian mineral waters having been marketed in the United States under the name ''Hun- yadi," and the complainant being estopped as to dealers in such Hungarian bitter waters by laches.^ Subsequently an American dealer entered the market with an artificial water to which he applied the mark 6— Estes V. Worthington, 22 8— Saxlehner v. Nielson, 179 U. Fed. Rep. 822. To the same effect, S. 43, 45 L. ed. 77. Same v. Eis- see C. O. Burns Co. v. W. F. ner & Mendelson Co., 179 U. S. 19, Burns Co., 118 Fed. Rep. 944. 45 L. ed. 60. 7 — Von Mumm v. Steinmetz, 137 Fed. Rep. 168. 17-1 HOPKINS ON TRADEMARKS. [§ 76 ^'Hunyadi." In affirming a decree granting the injunc- tion, Judge Grosscup said ''appellant offers a manufac- tured water of whose contents the public has no knowl- edge, and at a cost ruinous to the importation of the genuine water. The Supreme Court never meant, in our judgment, to throw around such a competitor, the pro- tection of the estoppel indicated, or expose the public to a device under which they would drink the waters of Lake Michigan, doctored after appellant's recipe, in the belief that they were drinking the natural waters of Hungary'. ' '^ §76. Laches and acquiescence distinguished.— ^'Laches" and ''acquiescence" are terms frequently used synonymously, or at least without due regard to their respective meanings. "Laches" imports a merely pas- sive, while "acquiescence" implies an active assent.^ ^ The supreme court of California has said, " 'Laches' would strictly seem to imply neglect to do that which ought to have been done; 'acquiescence' a resting satis- fied with or submission to an existing state of things. "^^ "Acquiescence— that is, assent— is tantamount to an agreement. "^ ^ The supreme court of the United States, by Mr. Justice Swayne, has said: "Acquiescence and waiver are always questions of fact. There can be neither without knowledge. The terms import this foun- dation for such action. One cannot waive or acquiesce in a wrong while ignorant that it has been committed. Current suspicion and rumor are not enough. There must be knowledge of facts which will enable the party to take effectual action. "^^ 9— Thackeray v. Saxlehner, 60 13— Pence v. Langdon, 99 U. S. C. C. A. 562, 125 Fed. Rep. 911, 913. 578-581. See also to the same 10_Wood on Limitations, sec. 62. effect, Allen v. McKeen. 1 Sumn. 11— Lux V. Haggin, 69 Cal. 255- 276-314; Evans v. Smallcombe, L. 269. R., 3 H. L. 249; Ramsden v. Dyson, 12— Matthews v. Murchison, 17 L. R. 1 H. L. 129; Reed v. West, Fed. Rep. 760-766. 47 Tex. 240. §77] LOSS OF RIGHT TO TR.UJEMARK's USE. 175 §77. Acquiescence.— ''The consent of a manufac- turer to the use or iuiitation of his trademark by another may, perhaj^s, be justly inferred from his knowledge and silence; but such a consent, whether expressed or implied, when purely gratuitous, may certainly be with- drawn; and when implied, it lasts no longer than the silence from which it springs. It is, in reality, no more than a revocable license. The existence of the fact may be a proper subject of inqury in taking an account of profits if such an account shall hereafter be decreed; but even the admission of the fact would furnish no reason for refusing an injunction."^'* This dictum of Judge Duer in Amoskeag Mfg. Co. v. Spear is so com- 131-ehensive as to warrant its extended quotation above given. While it was held by Vice-Chancellor Wood that a plaintiff's acquiescence in the defendant's use of his mark for two years after the plaintiff had seen it pub- licly exhibited would disentitle him to relief,^ ^' an in- junction was granted in a case where a dissenting opinion shows that the essential feature of the mark had been used by others than plaintiff with his knowl- edge for more than twenty years.^^ It has been held in a federal circuit court that acquiescence for a time equal to that prescribed in the statute of limitations must be shown.^^ Acquiescence cannot be inferred and it is revocable if it could be.^^ 14 — Amoskeag Mfg. Co. v. Spear, 17 — Taylor v. Carpenter (2), 2 2 Sandf. S. C. 599; Cox, 87. The Wood. & M. 1; Cox, 32. But withdrawal of gratuitous permis- "laches for even less than the sion to use one's name may be statutory period of limitations, made at the pleasure of the party aided by other circumstances, will granting such permission. McCar- bar a right." Acheson, J., in del V. Peck, 28 How. Pr. 120. Prince's Met. Paint Co. v. Prince 15— Beard v. Turner, 13 L. T. R. Mfg. Co.. 6 C. C. A. 647, 57 Fed. iSi. S. 747; Cox, 717. Rep. 938-944. where the plaintiff 16— Gillott V. Esterbrook, 47 was held to be estopped by eight Barb. 455 Cox, 340. Dissent of years' acqtiiescence, Ingraham, J. 18 — Gillott v. Esterbrook, supra; 176 HOPKINS ON TRADEMARKS. [§ 78 ''In England the rule is stringent in trademark cases that lack of diligence in suing deprives the complainant in equity of the right either to an injunction or an ac- count. Our courts are more liberal in this respect. A long lapse of time will not deprive the owner of a trade- mark of an injunction against an infringer, but a reason- able diligence is required of a complainant in asserting his rights, if he would hold a wrong-doer to an account for profits and damages. This rule, however, applies only to those cases where there has been an acquiescence after a knowledge of the infringement is brought home to the complainant."^^ § 78. Abandonment.— The consideration of laches and acquiescence leads us naturally to the subject of aban- donment. The first form of abandonment is by disuse of the mark. "That the right to use a trademark may be lost by abandonment or disuse is too clear to need argu- ment or the support of authority.""" But the length of time during which the mark is not used is immaterial except when it is such as, taken in connection with all the circumstances, will show the intention of its owner to abandon it."^ "A man who has a trademark may properly have regard to the state of the market and the demand for the goods; it would be absurd to suppose he lost his trademark by not putting more goods on the market when it was glutted. ' '-- Registration was refused in England where the applicant's mark "Emollio" had not been used by him for eleven years, and his applica- Amoskeag Mfg. Co. V. Spear, supra; Laverne v. Hooper, Ind. L. R. Christy v. Murphy, 12 How. Pr. 8 Mad. 149; Royal Baking Powder 77; Cox, 164; Seb. 137; Menen- Co. v. Raymond, 70 Fed. Rep. 376. dez V. Holt, 128 U. S. 514. 21— Burt v. Tucker, 178 Mass. 19— Nixon, J., in Sawyer v. Kel- 493, 59 N. E. Rep. 1111, 52 L. R. A. logg, 9 Fed. Rep. 601. 112; Gillett v. Lumsden, 4 Oni. 20 — Hughes, J., in Blackwell v. Law Rep. 300. Dibrell, Fed. Case No. 1475, 3 22— Chitty, J., in Monson v. Hughes, 151; 14 Off. Gaz. 633; Boehm, L. R. 2G Ch. D. 398-400; Price & Steuart, 39; Seb. 590; Cartmell, 233. §78] LOSS OF RIGHT TO trademark's USE. 177 tion was opposed by one who had, in the meantime, reg- istered the word ''KmoUine" as a trademark for articles similar to those upon which the applicant Intended to affix his mark (perfumery).-^ Before the courts will de- clare an abandonment by disuse there must be satisfac- tory proof of intention of abandonment. It has been suggested by Chitty, J., that such intention will be gath- ered from the owner's acts in breaking up the moulds by which the mark is made, and taking the trade-marked article from his price lists.-^ It must be borne in mind, in this connection, that the defense of abandonment is not favored by the courts. One judge has said, ''there is something very abhorrent in allowing such a defense to a wrong. "-^ Although as a matter of course a trademark once abandoned may be adopted by another for the same class of merchandise,^*' there must be clear proof of the fact of abandonment,-'^ and it ought to be clearly shown that such other person is adopting the same mark fairly and honestly, and not in an attempt to filch from its original owner the reputa- tion he has obtained for it.-^ What act or acts will constitute an abandonment must be determined by the facts in each particular case. One English decision held that a dismissal of a l)ill for injunction was an abandon- ment of the trademark sought to be protected by the The abandonment of names used in connection with particular premises where selling or manufacturing is conducted has led to some apparent conflicts of opinion 23— Re Grossmith, 6 R. P. C. 26— Menendez v. Holt, 128 U. S. 180; 60 L. T. N. S. 612; Cartmell, 514; Royal Baking Powder Co. v. 137. Raymond, 70 Fed. Rep. 376-382. 24— Monson v. Boehm, L. R. 26 27— Sohl v. Geisendorf, 1 Wil- Ch. D. 398-405; Cartmell, 233. son (Ind.), GO; Seb. 367. 7 25— Woodbury, J., in Taylor v. 28— Royal Baking Powder Co. v. ^ Carpenter (2), 2 Wood. & M. 1: Raymond, 70 Fed. Rep. 376-382. Cox, 32. 29 — Browne v. Freeman, 12 W. R. 305; 4 N. R. 476. 12 178 HOPKINS ON TRADEMARKS. [§ 78 among the courts. Careful analysis of the facts will show that there is some semblance of harmony in the rulings. Whether a removal from the premises will con- stitute an abandonment of the use of the name depends on whether the name indicates the building itself, or merely the business conducted therein. Thus, "Booth's Theatre" designated the theatre and not the actor, and upon its sale by Edwin Booth he could not restrain his vendee from the use of the name, as Messrs. Jarrett & Palmer had fully advertised the fact that they were lessees and managers, and no question of fraud could be raised.^"^ As stated by Wallace, J., in Atlantic Mill- ing Co. V. Robinson: ''The right to the exclusive use of a word or symbol as a trademark is inseparable from the right to make and sell the commodity which it has been appropriated to designate as the production or article of the proprietor. It may be abandoned if the business of the proprietor is abandoned. It may be- come identified with the place or establishment where the article is manufactured or sold, to which it has been applied, so as to designate and characterize the article as the production of that place or establishment, rather than of the proprietor. A trademark of this descrip- tion is of no value to the original proprietor because he could not use it without deception, and therefore would not be protected in its exclusive enjoyment. Such a trademark would seem to be an incident to the business of the place or establishment to which it owes its origin, and without which it can have no independ- ent existence. It should be deemed to pass with a transfer of the business because such an implication is consistent with the character of the transaction and the presumable intention of the parties. "^^ 30— Booth V. Jarrett, 52 How. Dixon Crucible Co. v. Guggen- Pr. 169. heim, 3 Am. L. T. 228; Hudson v. 31— Atlantic Milling Co. v. Rob- Osborne, 39 L. J. Ch. N. S. 79: Inson. 20 Fed. Rep. 218; citing Shipwright v. Clements, 19 W. R. §78] LOSS OF RIGHT TO trademark's USE. 179 So that the use of the name 'SStiUman" to indicate the cloth product of the Stillman Mills ;^- ''Old Oscar Pepper" to indicate the product of the distiller)^ of that name;'^^ "Osborne House" to designate a liotel first owned by Osborne ;^^ "Tower Palace," designat- ing a building, having a tower, where a clothing busi- ness was conducted,"'"' are all held to be indicative of the premises and abandoned by the owner of the name who sells the premises or removes therefrom. It fol- lows that a mere arbitrary name not designating the locality or building in which a business is transacted will survive a change in the location of the business."*" The length of time during which a trademark is not used is, as we have seen, merely a circumstance to be considered with all the other facts in the case in deter- mining whether there was an intention to abandon its use. Thus, defendants have been restrained from using a mark that has lain in disuse for periods of one year,^^ three years,-'*^ four years,'**' nine years,^^ ten years,^^ and even twenty years.^^ The vital question is the intention 599. See also to the same effect 37 — Lemoine v. Gauton, 2 E. D. HaU V. Barrows, 4 DeG, J. & S. Smith, 343; Cox. 142. 150; Glen & Hall Mfg. Co. v. Hall, 38— Julian v. Hoosier Drill Co., 61 N. Y. 227-234; Kidd v. Johnson, 75 inj, 408. 100 U. S. 617; Leather Cloth Co. sq_b^,^ ^. Tucker, 178 Mass. V. American Leather Cloth Co., ^gg^ 59 ^ ^ ^^^ ^^^^ 52 L R 11 Jur. N. S. 513; Ainsworth v. ^ ^^^ Walmesley, 44 L. J. 555 32 — Carmichael v. Latimer, 11 R. L 395. 40— Lazenby v. White, 41 L. .T. N. S. 354; Saxlehner v. Eisner & Mendelson Co. (3), 179 U. S. 19. 33— Pepper v. Labrot, 8 Fed. An injunction was refused because I^^P- 29. plaintiff delayed action for nine 34 — Hudson v. Osborne, 39 L. J. years in Amoskeag Co. v. Garner, Ch. N. S. 79. 55 Barb. 151. 35 — Armstrong v. Kleinhaus, 82 41 — Wolfe v. Barnett, 24 La. Ky. 303. Ann. 97. 36— Dewitt v. Mathey (Ky.), 35 42— Gillott v. Esterbrook, 48 N. S. W. Rep. 1113 (not officially re- Y. 374. ported). 180 HOPKINS ON TR.VDEMARKS. [ § "^ of the owner of the mark, and the burden of establishing abandonment lies upon the party who affirms it.^" There may be an involuntaiy abandonment of a trade- mark through the fact that, once distinctive, it has ceased to indicate the merchandise of the owner of the mark and has become puhlici juris because it indicates only a peculiar product or method of manufacture. This again arises from the peculiar circumstances of each case. ''What is the test by which a decision is to be arrived at, whether a word which was originally a trade- mark has become publici juris? I think the test must be whether the use of it by other persons is still calculated to deceive the public; whether it may still have the effect of inducing the public to buy goods not made by the orig- inal owner of the trademark as if they were his goods. If the mark has come to be so public and in such univer- sal use that nobody can be deceived by the use of it, or can be induced from the use of it to believe that he is buy- ing the goods of the original trader, it appears to me, however hard to some extent it may appear on the trader, yet practically as the right to a trademark is simply a right to prevent a trader from being cheated by other persons' goods being sold as his goods through the fraudulent use of the trademark, the right to the trademark must be gone." This extract from an opin- ion of Mellish, L. J.,^^ is probably the clearest explana- tion of the cases involving this topic. The cases turn- ing upon this point are many.^'^ 43— Julian v. Hoosier Drill Co., Ch. 354; Lea v. Millar, Seb. 513; 78 Ind. 408. This is analogous to Seton (4th ed.), 242; Lea v. Dea- the rule that where one sued for kin, Fed. Case No, 8154, 11 Infringing a trademark sets up a Biss. 23; Re Arbenz, L. R. 35 prior right to the mark in ques- Ch. D. 248; Neva Stearine Co. tion, it is incumbent upon him to v. Howling, 9 Vict. L. R. 98; Sher- establich his prior use by satisfac- wood v. Andrews, 5 Am. L. R. N. tory evidence. Tetlow v. Tappan, S. 588; Rs Hall, 13 Off. Gaz. 229; 85 Fed. Rep. 774. Liebig's Extract Co. v. Hanbury, 44— Ford v. Foster, L. R. 7 Ch. 17 L. T. N. S. 298; Watkins v. X>. 611. Landon, 52 Minn. 389-393; 54 N. 45 — Lazenby v. White, 41 L. .T. § 78] LOSS OP RIGHT TO TRADEMARK'S USE. 181 The adoption of a new label or brand is, of course, an abandonment of all the distinctive features of the old label or brand not preserved in the new one."**^ The owner of a trademark may by a practice of ship- ping goods bearing the mark to the same consignee, so that it may be held out to or believed by purchasers to indicate some right to the mark in the consignee, lose the exclusive right to its use."*^ Tlie fact that a manufacturer uses his name or an additional symbol, such as a coat-of-anns, in connec- tion with the distinctive word, does not deprive him of his trademark right in the distinctive word. Thus the manufacturer of *' Eureka" shirts, which he marked ''R. Ford's Eureka Shirt, London," was awarded an injunction restraining a defendant from the sale of an article marked ''The Eureka Shirt. "^^ The manufac- turers of ''Excelsior White Soft Soap" sought to en- join the makers of "Bustard & Co.'s Excelsior ^Yliite Soft Soap," and upon the motion it was held that their right to injunctive relief was not affected by the fact that the defendants had never used the word except in conjunction with their firm name."*^ A manufacturer who uses his trademark in connec- W. Rep. 193; 19 L. R. A. 236; Mar- Ward v. Robinson, L. R. 9 Ch. D. shall V. Pinkham, 52 Wis. 572; 487. Price & Steuart, 497. The mere 48 — Ford v. Foster L. R. 7 Ch. fact that a name used as trade- D. 616; L. R. 7 Ch. D. 611; 41 L. mark comes into popular use in a J. Ch. 682; 27 L. T. N. S. 219; 20 descriptive sense does not invali- W. R. 818; Seb. 384. The mere date its use as a trademark. Sel- addition of a coat-of-arms to a chow V. Baker, 93 N. Y. 59; Cellu- trademark (as registered in Eng- loid Mfg. Co. V. Cellonite Mfg. Co., land) is not sufficient to disen- 32 Fed. Rep. 94; Lawrence Mfg. title the person using the mark to Co. V. Tennessee Mfg. Co., 138 U. sue for an injunction. Melachrino S. 537-547; Burton v. Stratton, 12 v. Melachrino Cigarette Co., 4 R. Fed. Rep. 696. P. C. 215; Cartmell, 223; Ham- 46 — Manhattan Medicine Co. v. mond v. Brunker, 9 R. P. C. 301 ; Wood, 108 U. S. 218; Lea v. Mil- Cartmell, 142. lar. Seton (4th ed), 242; Seb. 513. 49— Braham v. Bustard, 1 H. & 47 — Robinson v. Finlay, and M. 447; 9 L. T. N. S. 199; 11 W. 182 HOPKINS ON TRADEMARKS. [§ 78 tion with words indicating that his goods are the prod- uct of another maker will lose his right to have the word used as trademark protected. This was held in a case where '"Eton" cigarettes were so put up as to suggest that they were of foreign manufacture.'^'^ But a manufacturer who uses his trademark on goods pre- pared for the jobbing trade, adding to or using there- with the name of the jobber, does not lose his right to the protection of the trademark, for, as said by Judge Colt: ''In doing this no real deceit was practiced upon the public, because the purchaser obtained the same goods which he would have purchased if the name of the jobber had not been upon them.'"^^ In one case it was argued by the defendants that when the plaintiffs furnished their ''Excelsior" stoves to the trade and marked the dealers' names upon the stoves, they thereby permitted the dealer to hold himself out to the public as the manufacturer of the stoves. This was not a successful defense, but the court stood upon the fact that there was "nothing in connection with the names of these dealers to indicate that they are the manufacturers, and there is no evidence that any one ever supposed they were the manufacturers. "^^ Advertisements published in the United States by R. 1061; 2 N. R. 572; Seb. 226. manufacture by placing upon it The same defense was attempted the names of his customers who where "Cottolene" was the trade- are engaged in selling it, nor by mark and "Cottoleo," with the de- the fact that the consumers know fendant's name, the alleged in-' only the name and excellence ot fringement. Defendant was en- the article, and neither know nor joined. N. K. Fairbank Co. v. care who makes it," Sanborn. J., Central Lard Co., 64 Fed. Rep. in Shaver v. Heller & Merz Co., 133. 108 Fed. Rep. 821-824, 48 C. C. A. 50 — Wood V. Lambert, L. R. 32 48. To the same effect. City Brew- Ch. D. 247, ery Co. v. Powell, L. R. (1897), 51 — Pike Mfg. Co. v. Cleveland App. Cas. 710, 716; Lichtenstein Stone Co., 35 Fed. Rep. 896-898. 'v. Goldsmith, 37 Fed. Rep. 359. "One does not lose the good will 52— Sheppard v. Stuart, 13 Phila. of his trade in an article of his 117; Price & Steuart, 193. §78] LOSS OF RIGUT TO TR.VDEMARK's USE. 183 a corporation having the exclusive sale of certain Hun- garian mineral waters, to the effect that the name under which the waters were sold had become a gen- eral name for all similar waters, and that the corpora- tion would thenceforth distinguish the particular water sold by it by a special trademark, were held not to evidence an abandonment of the original mark which was binding on the owner of the wells; Mr. Justice Brown announcing the following rule "To establish the defense of abandonment it is necessary to show not only acts indicating a practical abandonment, but an actual intent to abandon. Acts which unexplained would be sufficient to establish an abandonment may be answered by showing that there never was an intention to give up and relinquish the right claimed.""^ In the same case, the discontinuance of two suits for infringement, brought by the selling corporation, after preliminary injunctions had been obtained, are held by the supreme court not to be binding upon the complainant in the absence of proof that the discon- tinuance was made with the complainant's knowledge and acquiescence.^^ There may be a constructive abandonment of specific features of a trademark, arising from a failure to enu- merate such features in securing registration. If the registration shows a claim to a trademark ''more lim- ited in its description than the owner's common-law rights would otherwise be, the owner is bound by such limitation as showing what he really claimed. "^^ Thus, in an application for registration of a trademark, the 53 — Saxlehner v. Eisner & Men- Rep. 600; Judson v. Malloy, 40 delson Co.. 179 U. S. 19-31; citing Cal. 299; Hickman v. Link, 116 Singer Mfg. Co. v. June Mfg. Co., Mo. 123, 22 S. W. Rep. 472. 163 U. S. 169, 186, 41 L. ed. 118, 54— Saxlehner v. Eisner & Men- 125, 16 Sup. Ct. Rep. 1002; Moore delson Co., 179 U. S. 19, 34. V. Stevenson, 27 Conn. 14; Liver- 55— Hawley, J., in Hennessy v. more v. White, 74 Me. 452, 43 Am. Braunschweiger & Co., 89 Fed. Rep. 184 HOPKINS ON TRiVDEMARKS. [§ 78 failure to claim the letter ''s" as a part or feature thereof was held to be an abandonment of that feature of the mark.^^ A person who acquires a patent covering a manufac- tured article known by a trademark, may, during the life of the patent, enjoin an infringer even though he has ceased manufacturing the patented article.'^'^ 664-668; citing Kohler Mfg. Co. v. v. Diamond Steel Co., 85 Fed. Rep. Beeshore, 8 C. C. A. 215; 59 Fed. 637, Rep. 572; Richter v. Reynolds, 8 57 — Janney v. Pan-Coast Ven- C. C. A. 220; 59 Fed. Rep. 577. tilator Mfg. Co., 128 Fed. Rep. 121. 56— Pittsburgh Crushed Steel Co. CHAPTER VI. GOODWILL. § 79. Defined.— Goodwill, because of the various forms ill which it exists, is difficult of definition. It may be personal, in which event it is the result of the labor and efforts of the person to whom it belongs and survives a change of locality. It may be local, in which event the personal efforts of those who have created or assisted in creating it have so identified it with the location that it adheres thereto and does not attach to a business subsequently established elsewhere by the same persons. Or, in the case of local goodwill, the goodwill may have largely had its origin in the natural advantages of the locality before any personal exertions have been expended upon it; as, for example, a location upon a water front peculiarly accessible and desirable as a location for the erection of a grain eleva- tor, ship yard, pier or warehouse, where there exists a natural advantage of site before human enterprise erects the elevator or other structure. The goodwill which then arises consists of three things, the natural advantages of the site, the erection of a suitable build- ing or structure with its proper mechanical equipment, and, finally, the good reputation that results from skil- ful, enterprising, and honest management of the busi- ness. The definitions of goodwill, therefore, must be read in the light of these distinctions. ''Goodwill is a modem but important growth of the law, not mentioned by some of the early writers, but given great prominence at the present time."^ Mr. 1— Vann, J., in People v. Rob- Rep. 685; 45 L. R. A. 126. erts, 159 N. Y. 70-80; 53 N. E. 185 186 liOPKINS ON TRADEMARKS. :§79 Justice Story has defined goodwill as "the advantage or benefit which is acquired by an establishment be- yond the mere value of the capital, stock, funds, or propeiiy employed therein, in consequence of the gen- eral public patronage and encouragement which it re- ceives from constant or habitual customers, on account of its local position or common celebrity, or reputation for skill or affluence, or punctuality, or from other acci- dental circumstances or necessities, or even from an- cient partialities or prejudices."- It would be very difficult, if indeed possible, to frame a more accurate and comprehensive definition of local goodwill. This one, as given, has been expressly and in liaec verba adopted by the supreme court of the United States, Mr. Chief Justice Fuller prefacing his use of it by saying "there is difficulty in deciding ac- curately what is included under the tenn."^ 2 — story on Partnership, sec. 99. 3 — Metropolitan Bank v. St. Louis Dispatch Co., 149 U. S. 436- 446, "It is the probability that the business will continue in the future as in the past, adding to the profits of the concern and contrib- uting to the means of meeting its engagements as they come in." Sanderson, J., in Bell v. Ellis, 33 Cal. 620-625. "Goodwill was defined by Lord Eldon in Cruttwell v. Lye, 17 Ves. 335-346, to be 'nothing more than the probability that the old cus- tomers will resort to the old place;' but Vice-Chancellor Wood, in Churton v. Douglas, Johnson, 174-188, says it would be taking too narrow a view of what is there laid down by Lord Eldon to confine it to that, but that it must mean every positive advantage that has been acquired by the old firm in the progress of its busi- ness, whether connected with the premises in which the business was previously carried on, or with the name of the late firm, or with any other matter carrying with it the benefit of the business." Mr. Chief Justice Fuller in Menendez V. Holt, 128 U. S. 514-522. "The goodwill of an established business, which is a common sub- ject of contract, is nothing but the chance of being able to keep the business which has been estab- lished." Wallace, J., in Barber v. Connecticut Mutual Life Ins. Co., 15 Fed. Rep. 312, 313. "It is property of a very peculiar and exceptional character. It is intangible property which, in the nature of things, can have no ex- istence apart from a business of Kome sort that has been estab- lished and carried on at a partiC' §80] GOODWILL. 187 §80. In particular cases.— "As applied to a news- paper, the goodwill usually attaches to its name rather than to the place of publication. The probability of the title continuing to attract custom in the way of circula- tion and advertising patronage, gives a value which ular place." Thayer, J., in Metro- politan Bank v. St. Louis Dispatch Co., 36 Fed. Rep. 722-724. "The goodwill of a business com- prises those advantages which may inure to the purchaser from hold- ing himself out to the public as succeeding to an enterprise which has been identified in the past with the name and repute of his predecessor." Wallace, J., in Knoedler v. Boussod, 47 Fed. Rep. 465, 466. This definition was ap- proved on appeal. Knoedler v. Glaenzer, 55 Fed. Rep. 895-899. "Goodwill has been defined as 'all that good disposition which customers entertain toward the house or business identified by the particular name or firm, and which may induce them to con- tinue giving their custom to it." There is nothing marvelous or mysterious about it. When an in- dividual or a firm or a corporation has gone on for an unbroken series of years conducting a par- ticular business, and has been so scrupulous in fulfilling every obli- gation, so careful in maintaining the standard of goods dealt in, so absolutely honest and fair in all business dealings that customers of the concern have become con- vinced that their experience in the future will be as satisfactory as it has been in the past, while such customers' good report of their own experience tends continually to bring new customers to the same concern, there has been pro- duced an element of value quite as important — in some cases, per- haps, far more important — than the plant or machinery with which the business is carried on. That it is property is abundantly settled by authority, and, indeed, is not disputed. That in some cases it may be very valuable property is manifest." Lacombe, J., in Washburn v. National Wall Paper Co., 81 Fed. Rep. 17-20. "Goodwill has been defined by this court to be 'the favor which the management of a business wins from the public, and the probability that old customers will continue their patronage.' " Mc- Grath, J., in Williams v. Farrand, 88 Mich. 473-477. "There is considerable difficulty in defining accurately what is in- cluded under this term goodwill; it seems to be that species of con- nection in trade which induces cus- tomers to deal with a particular firm. It varies almost in every case, but it is a matter distinctly appreciable which may be pre- served (at least to some extent), if the business be sold as a going concern, but which is wholly lost if the concern is wound up, its lia- bilities discharged, and its assets got in and distributed." Sir John Romilly, M. R., in Wedderburn v. Wedderburn, 22 Beavan, 84-104 188 HOPKINS ON TRADEMARKS. [§80 may be protected and disposed of and constitutes property.""* Goodwill is an appurtenant of every form of business which relies directly upon public favor. We find in the books cases in which the existence of a valuable good- will is found as appurtenant to a wide range of mercan- tile pursuits; as, for example, in the business of flour and grain merchants,-^ the manufacture of patent medi- cines,*^ and of feiTO plates and picture frames,^ the busi- ness of a stage-line,^ a livery-stable,^ a milk-route,^ "^ a drinking saloon,'^ or where the owners of the goodwill were bankers,^- bakers,^ ^ glass-stainers,^-' haberdash- ers,'^ glass-blowers,'^ brewers,'" hardware dealers,'* tailors,"^ cheesemongers,^*^ provision merchants,^' manu- 4 — Metropolitan Bank v. St. Louis Dispatch Co., 149 U. S. 436- 446; affirming s. c, 36 Fed. Rep. 722. To tlie same effect see Porter V. Gorman, 65 Ga. 11; Dayton v. Wilkes, 17 How. Pr. 510. The goodwill and name of a newspaper may attach to the print- ing plant, so as to be vested in the lessee of the plant. Lane v. Smythe, 46 N. J. Eq. 443-454. 5— Menendez v. Holt, 128 U. S. 514-522. 6 — Brown Chemical Co. v. Meyer, 31 Fed. Rep. 453; s. c, 139 U. S. 540. 7 — Dean v. Emerson, 102 Mass. 480. 8— Pierce v. Fuller, 8 Mass. 228. 9 — Herbert v. Dupaty, 42 La. Ann. 343. 10— Munsey v. Butterfleld, 133 Mass. 492. 11— Howard v. Taylor, 90 Ala. 241. 12— Smith V. Everett, 27 Bea- van, 446. 13— Costello V. Eddy, 12 N. Y. Supp. 236. 14— Scott V. Rowland, 20 W. R. 208. 15— Re Randall's Estate, 8 N. Y. Supp. 652. 16 — Featherstonhaugh v. Fen- wick, 17 Ves. 298. 17— Hall V. Hall, 20 Beavan, 139. 18 — Thompson v. Andrus, 73 Mich. 551. 19 — Parsons v. Hayward, 31 L. J. Ch. 666. 20— Hudson v. Osborne, 39 L. J. Ch. 79. 21— Scott V. Mackintosh, 1 V. & B. 503. 22— Turner v. Major, 3 Giff. 442. 23 — Armstrong v. Bitner, 71 Md. 118; Thompson v. Winnebago County, 48 Iowa, 155. 24 — Macdonald v. Richardson, 1 Giff. 81. 25— Morris v. Moss, 25 L. J. Ch. 194. 26 — Potter v. Commissioners of Inland Revenue, 10 Ex. 147. § 80] GOODWILL. 189 facturing cliemists,^^ real estate and fire insurance agents,-^ commission agents,^^ mercers,-^ paper-mak- ers,-'^ pencil-makei-s,-" liotel or public-house keepers,'-^** whisky merchants,-"-* dyers,^*' dealers in works of art and artists' materials,'" dealers in boots and shoes,''- tobacco brokers,'''^ hide dealers,''^ snuff makers,-'"' uphol- sterers,"-" iron masters,-''^ dealers in seeds, grains and plants,^^ carriers,^'-* milliners ;^*^ and as we will see else- where, physicians, solicitors and attorneys may have a vendible goodwill. It is patent that a goodwill may be created in con- nection with any business, enterprise, occupation or profession. The older cases exjTressly denied the exist- ence of a goodwill which could be the subject of sale, in connection with the learned professions. Thus, Lord Chancellor Chelmsford, as recently as 1858, said: "The term goodwill seems wholly inapplicable to the business of a solicitor, which has no local existence, but is en- tirely personal, depending upon the trust and confi- dence which persons may repose in his integrity and ability to conduct their legal affairs. "^^ 27 — Banks v. Gibson, 34 Beavan, 34 — Goodman v. Henderson, 58 566. Ga. 567. 28— Spratt v. Jeffery, 10 B. & C. 35 — Hammond v. Douglas, 5 Ves. 249; Lashus v. Chamberlain, G 539. Utah, 385; Elliott's Appeal, 60 Pa. 36 — Chissum v. Dewes, 5 Russ. St. 161; Musselman & Clarkson's 29. Appeal, 62 Pa. St. 81. 37— Hall v. Barrows, 4 DeG. I. 29— Kidd V. Johnson, 100 U. S. & S. 150. 617. 38— Iowa Seed Co. v. Dorr, 70 30— Bryson v. Whitehead, 1 S. la. 481. & S. 74. 39— Cruttwell v. Lye, 17 Ves. 31— Knoedler v. Boussod, 47 Fed. 335. Rep. 465; Knoedler v. Glaenzer, 40— Shackle v. Baker, 14 Ves. 55 Fed. Rep. 895. 468. 32— Curtis v. Gokey, 68 N. Y. 41— Auten v. Boys, 2 DeGex & 300. Jones, 626-636. And to the same 33 — Davies v. Hodgson, 25 Bea- eCfect see Sheldon v. Houghton, 5 van, 177. Blatchf. 285, 291, Fed. Case No. 190 HOPKINS ON TRADEMARKS. [§ 80 That tliei-e is good reasoning in this dictum cannot be denied. In a case of later date, in Scotland, it was said ''there is truly no such thing as goodwill in the case of a business carried on by a professional man, such as a physician, surgeon, or law agent, whose success depends entirely upon his own personal skill. It is quite differ- ent in the case of a trade or manufacture, where the employer may have the possession of patents or trade seci^ets, or may, by long exercise of his trade or manu- facture in some particular locality, have drawn together skilled artisans and attracted the custom of a district to his establishment. In such a case it is not the indi- vidual skill of the employer, but the reputation which his establishment has acquired, which creates that in- corporeal, but frequently valuable, estate known as the 'goodwill' of a trade. But there is no such thing in the case of a professional man. His business dies with him, and the man who comes after him in the district must depend for success upon his own exertions. It is quite true that such businesses are occasionally sold; but what is thus sold in case of a living professional man retiring from business is truly the personal recom- mendation which the seller gives to his former clients or patients in favor of his successor, coupled with the predecessor's own retirement from business. But where the physician or law agent is dead, nothing of the kind can take place. He has been removed by death from all possibility of competing with the new doctor or the new solicitor, and his voice being forever silenced, he cannot give any recommendation to his clients or patients. "^2 12,748; Graver v. Acme Harvester has been held that the goodwill Co., 209 111. 483, 70 N. E. Rep. 1047, of an attorney was not a subject of affirming Acme Harvester Co. v. administration. Spice v. James, Craver, 110 111. App. 413. Seb. 46; Arundell v. Bell, 52 L. J. 42— Lord Curriehill in Bain v. Ch. 537. Munro, 15 Scot. L. Rep. 260. It In an early case, however, it §81. GOODWILL. 191 While the courts have, for the reasons stated, looked with disfavor upon executory contracts for the sale of the goodwill of a i^rofessional man's practice, and have refused to decree specific performance under such con- tracts," still when the sale is complete and the contract partly executed, its terms will he enforced.'^ Thus where a solicitor retired, pennitting his partner to con- tinue the use of the firm name, in consideration of an annuity to be paid him, and the continuing partner de- faulted in the payment of the annuity, the contract was specifically enforced.^-"' In the United States there have been frequent in- stances of the sale of the goodwill of a medical practi- tioner, and contracts for such sales have been uniformly held good.^" §81. As a subject of sale.— "The goodwill of a trade is a subject of value and price. It may be sold. was held that a contract entered into by a practicing attorney to relinquish practice, recommend his clients to his successor, that he would not practice within certain limits, and would permit the use of his name in the first name of his successor for a certain period, was good in law. (1803) Bunn v. Guy, 4 East, 190. And in a simi- lar case, where a solicitor sold his practice and agreed not to prac- tice in Great Britain for twenty years. Lord Langdale held the contract valid and binding on the vendor, and he was enjoined from attempting to resume his practice in Great Britain during the speci- fied time. (1841) Whittaker v. Howe, 3 Beavan, 383. But the courts have refused to decree specific performance of a contract for the sale of an attor- ney's practice. Bozon v. Farlow, 1 Mer. 459: Seb. 22; Thornbury v. Bevill, 1 Y. & C. Ch. 554; 6 Jur. 407; Seb. 71. And where a member of a firm of surgeons died, it was held that the survivor could not be obliged to sell the goodwill of the prac- tice for the joint benefit of him- self and his deceased partner's estate, Vice-Chancellor Leach re- marking that "such partnerships are very different from commer- cial partnerships." Farr v. Pearce, 3 Madd. 74. 43 — See last note. 44 — Hanna v. Andrews, 50 la. 462; Sraalley v. Greene, 52 la. 241. 45— Aubin v. Holt, 2 K. & J. 66. 46 — Webster v. Williams, 62 Ark. 101; 34 S. W. Rep. 537 Bradbury v. Barden, 35 Conn. 577 Martin v. Murphy, 129 Ind. 464 Pickett V. Green, 120 Ind. 584 Hoyt V. Holly, 39 Conn. 326; Gil man v. Dwight, 13 Gray, 356 Dwight V. Hamilton, 113 Mass 192 HOPKINS ON TRADEMARKS. [§81 bequeathed, or become assets in the hands of the per- sonal representative of a ti'ader,"'*^ or it may be mort- gaged.^^ It may be of greater value than the stock of goods or i^lant of machinery with which the business is carried on,"*^ or it may attach to the mere name of a publication and have a definite value apart from and in no wise de- l^endent upon any tangible property.^^ It cannot be sold, by a judicial decree or otherwise, apart from the business with which it is connected.^^ It may be given, together with the business with which it is connected, in payment for stock in a corpo- ration, so that stock issued solely for such goodwill will, to the extent of its value, be issued for ''property actually received" within the meaning of section 42 of the stock corporation law of the state of New York.^^ The goodwill of a domestic corporation is property which is taxable as part of its capital stock.^^ That of a foreign corporation is liable to taxation ''at the place where it has a market value. "^^ 175; Warfield v. Booth, 33 Md. 63; 47— Tindal, C. J., in Hitchcock v. Miller v. Keeler, 9 Pa. Co. Ct. R. Coker, 6 Ad. & E. 428-454. 274; Butler v. Burleson, 16 Vt. 48 — Metropolitan National Bank 176; Tichenor v. Newman, 186 111. v. St. Louis Dispatch Co., 36 F<,d. 264, 57 N. E. Rep. 826. Rep. 722, 724. But, to the contrary, see Man- 49 — Washburn v. National Wall deville v. Harman, 42 N. J. Eq. 185. Paper Co., 81 Fed. Rep. 17-20. In this case the covenant was as 50 — Metropolitan Bank v. St. follows: "In consideration of this Louis Dispatch Co., 149 U. S. 436- contract, made with him by the 446; Boon v. Moss, 70 N. Y. 465. said Mandeville, the said Harman 51 — Robertson v. Quiddington, hereby covenants and agrees not 28 Beavan, 529; Metropolitan Na- to engage in the practice of medi- tional Bank v. St. Louis Dispatch cine or surgery in the city of Co., 36 Fed. Rep. 722-724; s. c, 149 Newark at any time hereafter." U. S. 436-446. The court held that the law was 52 — Washburn v. National Wall unsettled as to whether such a Paper Co., 81 Fed. Rep. 17. contract was or was not void as in 53 — Matter of Hondayer, 150 N. restraint of trade, and therefore Y. 37. denied the preliminary injunction 54 — People v. Roberts, 159 N. Y. sought for. 70; 53 N. E. Rep. 685. §81] GOODWILL. 193 A stockholder (holding less than all of its stock) cannot transfer the goodwill of a coq:)oration.^^ It is clear that the goodwill of a i)rofessional man cannot be made the subject of involutary sale. In the language of the supreme court of Tennessee, "certainly there can be no forced sale or transfer in invitum of such (professional) goodwill so far as it is based upon professional reputation and standing, such as arises from the skill of physicians, dentists, attoraeys, etc., whatever may be done as to such goodwill as arises out of location."^® It must be remembered that the trademarks and the goodwill of a business are inseparable. "We have seen elsewhere that a trademark can have no existence in gross. It is strictly appurtenant to the goodwill of the business in which it is used.^'^ And so it has been said of goodwill that ** while it is not necessarily local, it is usually to a great extent, and must of necessity, be in- cident to a place, an established business, or a name known to the trade. "^^ In a conveyance of goodwill, however, apt words should be employed. Thus it has been held that the goodwill was not covered by a clause in a contract of partnership relating to the partnership ** property, credits and effects," or ''stock in trade and effects. "^^ And a similar holding has been made in regard to the words ''premises, stock in trade, etc.,"*^*^ as well as 55— Spring Valley Water Works Wltthaus v. Braun, 44 Md. 303; V. Schottler, 62 Cal. 69, 118. Hoxie v. Chaney. 143 Mass. 592; 10 56— Wilkes, J., in Slack v. Sud- N. E. Rep. 713; Russia Cement doth. 102 Tenn, 375. Co. v. Le Page. 147 Mass. 206, 17 N 57 — "As an abstract right, apart E. Rep. 304. from the article manufactured, a 58 — Vann, J., in People v. Rob trademark cannot be sold, the rea- erts, 159 N. Y. 70-83; 53 N. E. Rep son being that such transfer would 685; 45 L. R. A. 126. be a fraud upon the public." Colt, 59— Hall v. Hall, 20 Beavan. 139 J., in Morgan v. Rogers, 19 Fed. 60 — Burfield v. Rouch, 31 Bea Rep. 596. And to same effect, van, 241. 13 194 HOPKINS ON TRADEMARKS. [§81 where the words "estate and effects" were used in partnership articles.^^ On the other hand, Lord Westbury construed the words, ''stock belonging to the partnership," to in- clude the goodwill,**- and other eminent judges have held goodwill to be included in the words ''moneys, stocks in trade, debts, effects and things, "^^ and "prop- erty and effects,"^'* while Vice-Chancellor Malins said: "The sale of a business is a sale of the goodwill. It is not necessary that the word 'goodwill' should be men- tioned. ... In the sale of a business a trademark passes, whether specially mentioned or not," He ac- cordingly held that goodwill was included in an assign- ment that conveyed all the assignor's interest in the partnership premises and effects, without specifically referring to the goodwill.^^ In a suit for the specific perfonnance of a contract for the purchase of a share in a business, in which the expression "goodwill, etc." was employed, Lord Eomilly was of opinion that "these words are connected together, and unite such other things as are necessarily connected with and belong to the goodwill, many of which are easily pointed out; for instance, the use of trademarks. . . . All these would be included in the words et cetera, and would be included in the conveyance.'"**' The words "business connections and patronage" have been held to convey the goodwill."" In this connection it is to be noted that there are two general classes of goodwill— general and local. The 61 Steuart v. Gladstone, L. R. entire assets of a business does 10 Ch. D. 646. not necessarily include the good- 62 Hall V. Barrows, 4 DeG. J. will. Santa Fe Electric Co. v. ^ g 150 Hitchcock (New Mex.), 50 Pac. 63— Rolt V. Bulmer, Seb. 614. 332. 64 Reynolds v. Bullock, 47 L. J. 66— Cooper v. Hood, 26 Beavan, Ch. 773. 29c 65— Shipwright v. Clements, 19 67— Kellog v. Totten, 16 Abb W. R. 599. But a mortgage of the Pr. 35. § 82] GOODWILL. 195 t distinction is well-drawn in an English case, as fol- lows: "In some classes of business, when the trade has long been carried on in a profitable manner in a particu- lar house, and a new tenant comes in and continues to carry on the same business there, it is found by expe- rience that many, if not all, of the customers resort there as before. This is found so regularly to happen that it has become usual to pay a money value for it, which is commonly called 'goodwill.' It may be that there may be a species of goodwill which may be the subject of bargain and sale, although not dependent on the business being carried on in any particular place; for instance, in the case of what are called 'quack- medicines.' But when we come to speak of the good- will of a public-house, it is obvious that it is a thing which is attached to a locality."^® In accordance with this rule, whenever the goodwill is local, in the sense of being attached to a particular house or store, it will pass with a sale of the lease of the trading premises,"^ or the sale of a public house,"^ or even a tailoring estab- lishment.'^^ § 82. Goodwill subject to proceedings in eminent domain.— Where the goodwill of a business transacted on particular premises has been injured by the invasion of the realty in eminent domain proceedings, the Mas- sachusetts court has said that such goodwill of a lessee or owner ''is not property for which damages can be included, and is to be considered only so far as it tends to embrace the market value of the estate that is in- jured. "'^^ 68— Llewellyn v. Rutherford, L. Ch. D. 226; Elliott's Appeal, 60 R. 10 C. P. 456. Pa St. 161. 69 — Daugherty v. Van Nostrand, 71 — Parsons v. Hay ward, 31 1 Hoff. Ch. (N. Y.) 68; Williams Beavan, 199; Chittenden v. Wit- V. Wilson, 4 Sandf. Ch. 379. beck, 50 Mich. 401-421. 70 — Ex parte Punnett, L. R. 16 72 — Edmonds v. Boston, 108 Mass. 549. 196 HOPKINS ON TRADEMARKS. [§83 § 83. Goodwill in its relation to firm and other names.— While the unity existing between goodwill and trademarks is clearly defined, the subject of trade- names or firm-names in their relation to goodwill is attended with some difficulty. The general rule has been well stated by Vice-Chancellor Wood, as follows: *'The name of a firm is a very important part of the goodwill of the business can-ied on by the firm. A per- son says: 'I have always bought good articles at such a house of business; I know it by that name, and I send to the house of business identified by that name for that purpose.' There are cases every day in this court with reference to the use of the name of a particular firm, connected generally, no doubt, with the question of trademark. But the question of trademark is in fact the same question. The firm stamps its name on the articles. It stamps the name of the firm which is car- rying on the business on each article, as a proof that they emanate from the firm; and it becomes the known firm to which applications are made, just as much as when a man enters a shop in a particular locality. And when you are parting with the goodwill of a business, you mean to part with all that good disposition which customers entertain towards the house of business iden- tified by the particular name or firm, and which may induce them to continue giving their custom to it. You cannot put it anything short of that. That the name is an important part of the goodwill of a business is obvious, when we consider that there are at this moment large banking firms, and brewing firms, and others, in this metropolis, which do not contain a single member of the individual name exposed in the firm."^* This dictum, however, is flatly opposed to the rulings of the American courts, that the sale of the goodwill of a business carries with it no right to the use of the ven- 73 — Churton v. Douglas, Johns. 174. § 84] GOODWILL. 197 dor's name as the name of the establishment/^ al- though the purcliaser may properly advertise himself as being "successor to" his vendor J"' And the later English cases indicate that the rule has been somewhat modified in England, Justice Stirling saying, "the de- fendant is entitled to use the plaintiff's name in the business so long and so far as he does not by so doing expose him to any liability, but no further."^*' The American courts have very properly gone to the length of holding that, upon the withdrawal of a partner, the remaining partners w411 be enjoined from continuing the use of a firm name which indicates that the with- drawing partner is still a member of the firm.'^^ Where the name is not a proper name, its subsequent use by the vendor of the goodwill will of course be enjoined."^* § 84. Rights of vendor.— The vendor of the goodwill of a business may, in the absence of any agreement to the contrary, re-engage in a competitive business.'^^ As said by Chief Justice Bigelow in the supreme court of Massachusetts: "Whenever such is the intent of the parties, it is carried into effect by an express stipulation, which, if not in undue restraint of trade, may be valid and binding. But we know of no case where any such agreement has been raised by mere im- plication, arising from the sale of the goodwill of a person's trade, in connection with a particular place of business where it has been carried on."^° 74 — Knoedler v. Glaenzer, 55 79 — Hoxie v. Chaney, 143 Mass. Fed. Rep. 895; Reeves v. Denicke, 592-596; 10 N. E. Rep. 713, 58 Am. 12 Abb. Pr. N. S. 92. Rep. 149; Trego v. Hunt, 65 L. J. 75 — Knoedler v. Glaenzer, 55 Ch. 1. Red. Rep. 895; Weed v. Peterson, 80 — Bassett v. Percival, 87 Mass. 12 Abb. Pr. N. S. 178. (5 Allen), 345-347; and to the 76 — Thynne v. Shove, L. R. same effect see Porter v. Gorman, (1890) 45 Ch. D. 577-582. 65 Ga. 11; Knoedler v. Boussod! 77 — McGowan v. McGowan, 22 47 Fed. Rep. 465; Knoedler v. Ohio St. 370. Glaenzer, 55 Fed. Rep. 895; Berga- 78 — Drake v. Dodsworth, 4 Kas. mini v. Bastien, 35 La. Ann. 60, 159. 48 Am. Rep. 216; White v. Jones, 198 HOPKINS ON TRADEMARKS. [§ 84 In a later case involving the sale of the goodwill of a medical practice, the same court distinguished the facts from those in the case quoted from, and held that a sale of this kind of goodwill contained by implication a covenant not to re-engage in the medical practice in the same locality /^^ An English writer has said, ^'As the decisions at present stand, the title to this section is to some extent misleading, inasmuch as the legal position of the as- signor of a business, after he has parted with it, is in Eo way different from that of any other member of the public, provided, of course, that he has not bound him- self by additional restrictive covenants. "^^ Even in the absence of express stipulation, good faith requires of a party who has sold the goodwill of his business that he should do nothing which tends to deprive the purchaser of its benefits and advantages. It is clear that he has no right to hold himself out as continuing the business which he sold to the plaintiff, or as carry- ing on his former business at another place to which he has removed.^^ In other words, in every case of the sale of a goodwill the vendor must not enter into an unfair competition with his purchaser. What will con- 1 Abb. Pr. N. S. 337; Howe v. Over, 3 Brewst. 133; Moreau v. Ed- Searing, 6 Bosw. 354; Cruttwell v. wards, 2 Tenn. Ch. 347; Palmer v. Lye, 17 Ves. 335; Dayton v. Wilkes, Graham, 1 Pars. Eq. Cas. 476; 17 How. Pr. 516; Hanna v. An- Findlay v. Carson, 97 Iowa, 537, drews, 50 la. 462; Cottrell v. Bab- 66 N. W. Rep. 759; Drake v. Dods- cock Mfg. Co., 54 Conn. 138; Cos- worth, 4 Kansas, 135; Ranft v telle V. Eddy, 128 N. Y. 650; Wil- Reimers, 200 111. 386, 60 L. R. A. liams V. Farrand, 88 Mich. 473; 291, 65 N. E. Rep. 720. Jackson v. Byrnes, 103 Tenn. 698, 54 81— Dwight v. Hamilton, 113 S. W. Rep. 984; Holbrook v. Nesbit. Mass. 175. 163 Mass. 120; 39 N. E. Rep. 794; 82— Allan on Goodwill, p. 32. Grimm v. Walker, 45 Iowa, 106; 83— Hoxie v. Chaney, 143 Mass. Smith V. Gibbs, 44 N. H. 335; 592-597, 10 N. E. Rep. 713; Hall's Moody V. Thomas, 1 Disney 294; Appeal, 60 Pa. 458, 100 Am. Dec. Washburn v. Dosch, 68 Wis. 436, 584; Knoedler v. Glaenzer, 5 C. 32 N. W. Rep. 551; Bradford v. C. A. 305, 55 Fed. Rep. 895. Peckham, 9 R. I. ?.oO; Rupp v. § 85] GOODWILL. 199 stitute such unfair competition must be determined in the light of all the facts in each particular case. § 85. Covenants not to re-engage in business.— As we have seen, tiie mere sale of a goodwill does not carry with it by implication a covenant that the vendor will not re-engage in the same business. Consequently, such covenants nmst be expressed in tenns, and the construc- tion of such covenants is a matter of law. While, as we have seen, the goodwill itself will be passed by the con- veyance of the business, without special mention, the agreement of the vendor not to re-engage in the same business should be as explicit, both as to time and as to the territory, as the circumstances of the case will permit. A frequent defense to an action, based u^jon cove- nants not to re-engage in business, is that the contract is void at common-law as being an unreasonable re- straint of competition in trade. The general rule of the common-law is stated by Mr. Bishop to be as fol- lows: **An agreement, without limitation, not to carry on a particular trade, which is lawful and beneficial to the community and to the individual, is void as against public policy. "^^ A covenant not to re-engage in business will not be implied from the vendor's covenant in the bill of sale **to warrant and defend the sale of the said property and interest, as herein stated. "^^ 84 — Bishop on Contracts, Section of furniture so long' as said Bagby 515. continue such business," it was 85 — Costello V. Eddy, 12 N. Y. held that Bagby's conveyance of Supp. 236. Agreements upon dis- the business to a corporation was solution are construed by the same a discontinuance of the business rules as other contracts, with a by him, and Rivers was entitled view of ascertaining the actual in- to resume the furniture business tent in the minds of the parties, if he saw fit. Bagby & Rivers Co. v. Thus in a covenant which read Rivers, 87 Md. 400; 40 L. R. A. 632. "the said Rivers covenants that he 86 — Welz v. Rhodius, 87 Ind. 1; will not engage in the manufacture Spier v. Lambdin, 45 Ga. 319. 200 HOPKINS ON TRADEMARKS. [§85 A verbal agreement not to engage in a rival business does not come within the statute of frauds. It may be valid when made as collateral to and distinct from a lease of premises, provided the parol agreement is made in consideration of the execution of the written lease.^^ But in an action at law upon a contract of sale, such collateral parol agreement cannot be shown or recov- ered on.^^ A contract not to re-engage in business must, like any other contract, be founded on a sufficient considera- tion or it will not be enforced.^^ And the plaintiff in an action upon such a contract must not be guilty of any breach on his part, or he will be denied relief in equity.^^ A covenant not to re-engage in business may not specify the territory in which the vendor is precluded from doing business. If from all the circumstances of the case it appears that it was the intention of the party to limit the territory to a town, county or state, the con- tract will be so construed, and the vendor will be en- joined from continuing or re-entering business in the territory so fixed.^^ The courts of late years have relaxed the old rules so that the restrictive covenant may be unlimited as to area. "It cannot be said that the early doctrine that contracts in general restraint of trade are void, with- out regard to circumstances, has been abrogated. But it is manifest that it has been much weakened, and that the foundation upon which it was originally placed has, to a considerable extent at least, by the change of cir- cumstances, been removed. "^^ 87— Costello V. Eddy, 12 N. Y. lis v. Shaffer, 38 Kas. 492; Johnson Supp. 236; Herbert v. Dupaty, 42 v. Moss, 45 Cal. 515. La. Ann. 343. 90— Hubbard v. Miller, 27 Mich. 88 — Onondaga Co. Milk Associa- 15. tion V. Wall, 17 Hun, 494. 91 — Andrews, J., in Diamond 89— Cassldy v. Metcalf, 1 Mo. Match Co. v. Roeber, 106 N. Y. App. 593-601; s. c. 66 Mo. 519; Hoi- 473-484. The cases are reviewed at length in this opinion. § 85] GOODWILL. 201 The subject of contracts in restraint of trade is out- side of the scope of this book, but the following extract from the opinion of Mr. Justice liradley concisely cov- ers the principles which govern the construction of all covenants of the kind under consideration: ** There are two principal grounds on which the doctrine is founded, that a contract in restraint of trade is void as against public policy. One is, the injury^ to the public by being deprived of the restricted party's industry; the other is, the injury to the party himself by being precluded from pursuing his occupation and thus being prevented from supporting himself and his family. It is evident both these evils occur when the contract is general, not to pursue one's trade at all, or not to pursue it in the entire realm or country^ The country suffers the loss in both cases; and the party is deprived of his occupa- tion, or is obliged to expatriate himself in order to fol- low it. A contract that is open to such grave objection is clearly against public policy. But if neither of these evils ensue, and if the contract is founded on a valid consideration and a reasonable ground of benefit to the other party, it is free from objection and may be en- forced. ''In accordance with these principles it is well settled that a stipulation by a vendee of any trade, business or establishment, that the vendor shall not exercise the same trade or business, or erect a similar establishment within a reasonable distance, so as not to interfere with the value of the trade, business or thing purchased, is reasonable and valid. In like manner a stipulation by the vendor of an article to be used in a business or trade, in which he is himself engaged, that it shall not be used within a reasonable region or distance, so as not to interfere with his said business or trade, is also valid and binding. The point of difficulty in these cases is to determine what is a reasonable distance within which the prohibitory stipulation may lawfully have 202 HOPKINS ON TRADEMARKS. [§85 effect. And it is obvious, at first glance, that this must depend upon the circumstances of the particular case; although, from the uncertain character of the subject, much latitude must be allowed to the judgment and dis- cretion of the parties. It is clear that a stipulation that another shall not pursue his trade or employment at such a distance from the business of the person to be protected, as that it could not possibly affect or in- jure him, would be unreasonable and absurd. On the other hand, a stipulation is unobjectionable and binding which imposes the restraint to only such an extent of territory as may be necessary for the protection of the party making the stipulation, provided it does not vio- late the two indispensable conditions, that the other party be not pi-evented from pursuing his calling, and that the country be not deprived of the benefit of his exertions."^ The covenant not to re-engage in business may be entered into by the stock holders of the corporation, whose capital stock and goodwill is being conveyed to a purchaser. The sale of the stock alone does not carry with it by implication a covenant not to re-engage; in- deed, the California conrt has held in a case where the covenant not to re-engage was supported only by the sale of stock in a corporation, that as the sale of the stock could not carry with it the goodwill of the corpo- ration, the element of goodwill did not enter into the transaction, and the covenant was void as being in re- straint of trade.^ The following agreement of stock holders made col- laterally with the sale of the business and goodwill of their corporation contains a typical covenant of the kind under consideration: ''This instrument witnes- seth, that William Vernon Booth has purchased the l_Oregon Steam Nav. Co. v. 2— Merchants' Ad-Sign Co. v. Windsor, 20 Wall., 64-72. Sterling, 124 Cal. 429. § 85 J GOODWILL. 203 plant, business and goodwill of the business of the Davis Fresh & Salt Fish Co., and has paid therefor the sum of $17,473.14; that in making said transfer, and as an inducement to said William Vernon Booth to pur- chase said plant, business and goodwill and pay the sum aforesaid for the same, we each have agreed that we would not, and we now do agree, each for himself, jointly and severally with him, the said William Ver- non Booth, his heirs and assigns, forever, that we will not during the next ten years, in the territory or the immediate vicinity of the territory dealt in by our com- pany, engage or in any manner be interested in, either directly or indirectly, for ourselves or for others, the same or like kind or character of business as that here- tofore conducted and now being carried on by said com- pany, its officers, agents, employees and assigns, and that we will not, during the said period of ten (10) years, either directly or indirectly, be guilty of any act interfering with the business, its goodwill, its trade or its customers, or come in competition with the same; and we will not, jointly or severally either in firms or corporations, or as individuals or in any other way, directly or indirectly interfere with the said trade or business, or do any act prejudicial to the same or any part thereof, or interfere with the persons employed therein; the meaning hereof being that the said Wil- liam VeiTion Booth is buying and paying for the good- will of the business in the largest and fullest scope of the term; and that we will not, and each agi-ees that he will not, do anything to interfere with or injure the said business, but will during said period, lend his aid and best influence to the promotion and advancement of the same." It was urged in defense of a bill filed by the pur- chaser to restrain the share holders from the viola- tion of this agreement, that it was void because in vio- lation of the Anti-Trust Act of July 21, 1890. This de- 204 HOPKINS ON TRADEMARKS. [§ 86 fense did not prevail because the contract did not have, upon its face, a direct relation to interstate commerce. It was further urged that the covenant was void of common-law because it was an unreasonable restraint of competition in trade. This defense also failed, inas- much as the covenant was merely ancillary to the con- veyance of the goodwill of the corporation. The gen- eral rule was announced by the court ''that such stipu- lation is valid if it goes no farther than to support and protect the interests transferred by the contract of sale.^ § 86. The vaJuation of goodwill.— It is manifestly a matter of great difficulty to secure an accurate valua- tion of goodwill. Like a trademark it has no value except as an integral portion of the business with which it is connected, and of which it is a part. We have con- sidered some of the things that enter into goodwill, and it is obvious that its value is a thing entirely independ- ent of the cash value of the physical assets of the busi- ness of which it is a part. In fact, goodwill is fre- quently sold at a valuation far in excess of the total value of all of the physical properties of the business. On the other hand, the value of a goodwill is liable to sudden and violent fluctuation as is the value of a trademark. A single shipment of inferior goods may render the trademark under which they are packed, a thing of no value, and personal goodwill depends for its value upon the continued activity and integrity of the person or persons to whom it belongs. Concerning the valuation of the goodwill of a part- nership, the Massachusetts court has said, "While no rule can be laid down by which the goodwill of a trad- ing partnership in all cases can be ascertained and its value fixed with mathematical precision and accuracy, 3— Severens, J., :n Davis v. A. Booth & Co., 65 C. C. A. 269, 131 Fed. Rep. 31, 38. § 86] GOODWILL. 205 yet if it be assumed that a finn has been in existence for a time long enough to establish a business suflSciently permanent in character to include not only its cus- tomers, but the incidents of locality, and a distinctive name, these advantages constitute a going business enterprise; and it may then be said that the name and what is done under it go together, and a goodwill exists which forms an asset of commercial value in a winding up between partners. The fact that such an asset may be difficult of appraisement is no legal reason for deny- ing to the retiring partner an appraisal, if it be proved that he is entitled to it."* An English text writer says, ''The usual basis of valuation is the average net profits made during the few years preceding the sale,'"^ and in accordance with this rule, an English court has assessed the value of the goodwill of a banking business at one year's aver- age net profits.'' The value of the goodwill of a professional practice has been based upon two years' net profits.'^ It is evident that all the facts relating to the char- acter of the goodwill, the probability of the continuance of its value, and any other matters which render its duration a matter of doubt or certainty, must be con- sidered in an attempt to place a value upon it. Thus, where the goodwill was being conveyed in administra- tion, the fact that the brother of the testator had been interested in the business, and could not be prevented from carrying it on in competition with a purchaser, rendered the goodwill valueless as a subject of sale by the executor.^ In estimating the value of the interest 4 — Moore v. Rawson, 185 Mass. 6 — Mellersh v. Keen, 28 Beav. 264. 70 N. E. Rep. 64, citing Mc- 453. Murtrie v. Guiler, 183 Mass. 451, 7 — Featherstonhaugh v. Turner. 454, 67 N. E. Rep. 358. 25 Beav. 382. 5 — Allan on Goodwill, page 82. 8 — Davies v. Hodgson, 25 Beav. 177. 206 HOPKINS ON TRADEMARKS. [§ 87 of a deceased partner in the goodwill of the business, the rights of the surviving partner must be taken into account.* § 87. Competition between vendor and vendee.— The vendor is at liberty to lease or sell other property he may own in the neighborhood, to another person who may carry on the same business, provided there is no collusion, and the lessor has no interest in the busi- ness.' '^ In the absence of a covenant or statute to the con- trary, the vendor may employ any fair method of soliciting trade which does not involve a false or frau- dulent representation.^^ But the English rule and that in Eliode Island is that he cannot directly solicit from former customers.'^ No form of soliciting trade will be permitted however which tends directly to deprive the vendee of the benefit of the reputation of the busi- ness purchased by him, to take away from him the patronage which appertained to it, or to draw away the business of its habitual customers.^ ^ The goodwill of the business of a decedent does not carry with it the right to use the decedent's name.^^ Such goodwill is an asset to be accounted for by the personal representative, and if that representative takes 9 — Smith V. Everett, 27 Beav. Rep. 283; Knoedler v. Glaenzer, 55 446. Fed. Rep. 895, 5 C. C. A. 305. 10— Bradford v. Peckham, 9 R. 12— Trego v. Hunt, 65 L. J. Ch. I. 250-253; Herbert v. Dupaty, 42 1; L. R. (1896) A. C. 7; 12 Eng. La. Ann. 343. Ruling Cases, 442; Labouchere v. 11— Holbrook v. Nesbitt, 163 Dawson, L. R. 13 Eq. 322; Zantur- Mass. 120; 39 N. E. Rep. 794, Cot- jian v. Boornazian, R. I., 55 Atl. trell V. Babcock, 54 Conn. 138; Rep. 199. Vonderbank v. Schmitt, 44 La. Ann. 13— Munsey v. Butterfield, 133 264; Marcus Ward & Co. v. Ward, Mass. 492-495. Citing Angier v. 40 N. Y. State Rep. 792; Knoed- Webber, 14 Allen 211. ler V. Boussod, 47 Fed. Rep. 465; 14 — Morgan v. Schuyler, 79 N. Y. Close V. Flesher. 59 N. Y. State 490; Re Randall's Estate, 8 N. Y. Supp. 652-654. § 87] GOODWILL. 207 charge of the business and conducts it as his own he is chargeable with the value of the goodwill.^*^ Equity looks with disfavor upon any method of diverting from the purchaser of a goodwill the benefits which ought to come to him by reason of his purchase. Thus, where partners sold out their interest in the goodwill of a partnership known as the Kalamazoo Wagon Company, and then organized a corporation under the name of Kalamazoo Buggy Company, they were enjoined, at the suit of their vendee, from the use of that name; and the court held that the writ of injunction properly ran against all persons connected with the corporation,^"^ A statute of California provides that "One who sells the goodwill of a business thereby warrants that he will not endeavor to draw off any of the customers."^" In another case one Thomson was a partner of his brother, in Europe, and a partner of other persons in a separate establishment in New York. Both houses were dealing in "Thomson's Glove-fitting" corsets. Thomson sold out his interest in the New York house and after- ward attempted to sell the corsets made by him in Eu- rope, in the United States. He was enjoined from so doing, the court holding that, when he assigned his in- terest in the goodwill of the New York partnership, the good-will carried with it all his right to use the trade- mark "Thomson's Glove-fitting" in the United States.^^ In a sale of a physician's practice, where the vendor, after three months, returned to the same city and opened an oflSce fifteen rods away from, in the nearest house but one to, his former office, the supreme court of Massa- chusetts held his conduct to be a breach of the implied covenant "that the vendor will not himself do anything IT)— Re Randall's Estate, 8 N. Y. 115; 19 L. R. A. 82. Supp. 652. 17— Cal. Civ. Code §1776; Snow Ifi— Myers v. Kalamazoo Buggy v. Holmes, 71 Cal. 142. Co., 54 Mich. 215; Brass & Iron 18— Batchellor v. Thomson, 86 Works Co. V. Payne, 50 Ohio St. Fed. Rep. 630. 208 HOPKINS ON TRADEMARKS. [§ 87 to disturb or injure the vendee in the enjoyment of that which he has purchased. "^^ When an article of manufacture has had the manu- facturer's name applied to it, and he sells his business and goodwill and ''confers the authority to use his name," so ajiplied, to his vendee, he will be enjoined from again engaging in a similar business under his own name.-^ A covenant by the vendor not to re-engage in busi- ness may not specify the territory in which he is pre- cluded from doing business. If from all the circumstances of the case it appears that it was the intention of the par- ties to limit that territory to a town, county or state, the contract will be so construed, and the vendor will be enjoined from continuing or re-entering business in the territory so fixed.-^ A single act or sale in the line of the business sold is not a breach of a covenant not to re-engage in a particular ''business," as business is car- ried on by an aggregation of acts.-- A vendor of a good-will may not do indirectly what he is forbidden, by the terms of his contract, from doing directly. So if he form a corporation to carry on his business, and the other incorporators have knowledge 19 — Endicott, J., in Dwight v. court of equity when asking its as- Hamilton, 113 Mass. 175-177. Where sistance." Cassidy v. Metcalf, 65 the vendor re-engaged in the same Mo. 519. (a mercantile) business in the 20 — Frazer v. Frazer Lubricator same vicinity, a bill in equity Co., 121 111. 147, 13 N. B. Rep. 639; brought by him to reform the con- Ayer v. Hall, 3 Brewst. 509; Fil- tract of sale was dismissed on the kins v. Blackman, Fed. Case No. ground that he had not done 4786, 13 Blatch. 440; Probasco v. equity. Cassidy v. Metcalf, 1 Mo. Bouyon, 1 Mo. App. 241. App. 593-601. This decision was 21— Hubbard v. Miller, 27 Mich, reversed by the supreme court of 15. Missouri, but that court agreed 22 — Parkhurst v. Brock, Vt. 47 with the St. Louis court of ap- Atl. Rep. 1068; oiting Hoagland v. peals in holding that "the plain- Segur, 38 N. J. Law 237; Turner tiff's conduct was not characterized v. Evans, 2 El. & El. 512; Re Hor- by that good faith with which a ton, 45 Law T. (N. S.) 541. party should always approach a § 87 j GOODWILL. 209 of Lis contract, the corporation will be enjoined from conducting business with or for the vendor.*'' And he is not at liberty to take stock in or to help to organize or manage a corporation formed to compete with his ven- dee,-' nor may he deliver goods within the proliibited territoiy, although maintaining his store and making the sales without that •territoiy.^'^ If he re-engages in business under the pretense of acting as a broker or commission agent only, the same rule applies and he will be enjoined.-*^ And again, the rule applies where the defendant re-engages in the pro- hibited busness as the salaried employee of a third per- son, and he will be enjoined.^^ In a case where the vendor covenanted to make the goodwill as valuable as he could. Lord Eldon held that the vendee was not bound to take the actual profit made, but that he would ''have an action of covenant, if he can establish his title to more through the default of the vendor."-'^ Where a limit of time is fixed in the covenant against re-engaging in business, the vendor may re-engage in the business upon the expiration of the time. But where the covenant was made jointly with a conveyance of the vendor's good-will, he was restrained after he re- engaged in business from making personal solicitation of his foiTaer customers and using extracts from their books in relation to the business.-'' 23— Beal v. Chase, 31 Mich. 490. Battershell v. Bauer, 91 111. App. 24— Kramer v. Old, 119 No. Car. 181. 1; 56 Am. St. Rep. 650. 28— Scott v. Mackintosh, 1 V. & 25— Love V. Stidham, 18 App. D. B. 503. As a matter of course C. 306. such a covenant will not be created 26 — Richardson v. Peacock, 33 N. by implication. Where the vendor J. Eq. 597. conveyed the good-will of a school, 27— Finger v. Hahn, 42 N. J. Eq. it was held that the sale did not 606. Emery V. Bradley, 88 Me. 357; bind him by implication to exert 34 Atl. Rep. 167; Meyer v. Labau, his efforts thereafter to secure the 51 La. Ann. 1726; Boutelle v. attendance of pupils. McCord v. Smith, 116 Mass. Ill; Jefferson -'. Williams, 96 Pa. St. 78. Markert, 112 Ga. 498. 37 S. E. Rep. 29— Armstrong v. Bitner, 71 Md. 758. Opposed to these cases see 118-127, 14 210 HOPKINS ON TRADEMARKS. [§ 88 The sale of a business and its goodwill do not, in the absence of an express agreement, entitle the pur- chaser to use the vendor's name, even where he cove- nants not to re-engage in the business for a term of years.^*^ §88. Partnership goodwill.— Disputes as to good- will arise most frequently between partners. The vari- ous text-writers who have treated the law of partner- ship have dwelt at length upon the principles of the law of goodwill which are applicable in this connection, so that for the purj^ose of this book a brief glance at the leading principles will suffice. As we have seen elsewhere, every man has the right to use his own name in business, so long as he does not use it in such a way as to establish an unfair competi- tion. The use of the name of a withdrawing partner, as part of the firm name, in such a way as to expose him to liability or to the possibility of being sued, will be enjoined at his suit.^^ The better rule would seem to be that in the absence of express agreement the firm name will not pass to one who purchases the assets of a partnership.^- 30 — Scheer v. American Ice Co., ties; and that a purchaser thereof 66 N. Y. Supp. 3. under either method of sale is en- 31 — McGowan v. McGowan, 22 titled to continue the business as Ohio St. 370; Peterson v. Hum- the successor of the firm, and make phrey, 4 Abb. Pr. 394. use of the firm name for that pur- 32 — Williams v. Farrand, 88 Mich. pose. And further, that when the 473; 50 N. W. Rep. 446. Horton purchaser transfers the property Mfg. Co. V. Horton Mfg. Co., 18 so acquired by him to a corporation Fed. Rep. 816. This rule is not yet of which he is a member, organ- clearly established. Thus the su- ized to succeed to the business, it preme court of Ohio says: "Upon may carry on the business in the the dissolution of a trading copart- same manner under a corporate nership its assets, including the name, including the name which good-will of the business, may be has been used by the firm." Wil- sold as a whole, either by the part- liams, J., in Snyder Mfg. Co. v. ners directly, or through a receiv- Snyder, 54 Ohio St. 86-96; 43 N. E. er under an order made by a court Rep. 325, citing Brass & Iron Works in a case to which they are par- v. Payne, 50 Ohio St. 115. § 88] GOODWILL. 211 When one partner has been expelled from the part- nership because of his violation of its articles, he will not, in the absence of contract binding him not to re- engage in the business, be enjoined from doing similar business iin his own name, and soliciting patronage from customers of the old firm/''* A surviving partner who lias the right to use the firm name may enjoin his de- ceased partner's executor from using the firm name for his own benefit."'^ Upon the appointment of a receiver for the finn as- sets, either member of the firm will be enjoined from so using his own name as to mislead the public into the belief that he has acquired the goodwill, since such injunction is necessary to the presei-vation of the good- will as part of the firm assets.^'' A retiring partner who has sold the other the firm property, without making mention of the goodwill, will be granted an injmiction against any use of the firm name by the continuing partner which would give the public reason to believe he was still a member of the firm, to the injury of his new business.^® Upon the dissolution of a partnership the partner who retains the use of the old premises may lawfully advertise the premises as being ''formerly occupied by" the old finn, and either partner may advertise himself as being "formerly of" or ''late of" the firm, using words that convey only the facts and have no tendency 33 — Dawson v. Beeson, L. R. 24 of the right to use the name is Ch. D. 504. personal and cannot be transferred 34 — Lewis v. Langdon, 7 Sim. by the continuing partner to an- 422. other. Horton Mfg. Co. v. Horton 35— Bininger v. Clark, 60 Barb. Mfg. Co., 18 Fed. Rep. 816; Bagby 113. Where a retiring partner & Rivers Co. v. Rivers, 87 Md. 400; stipulated that the continuing part- 40 L. R. A. 632. ner might continue the use of his 36 — McGowan v. McGrOwan, 22 name in the style of the firm, it Ohio St. 370. has been held that the assignment 212 HOPKINS ON TRADEMARKS. [§ 88 to deceive or mislead the firm's customers or the public generally.^^ Where the retiring partner permits the old firm name (of which his name is a part) to be used, and makes no publication of the fact of his retirement, he is estopped from denying the copartnership, as against a creditor of the continuing partner, who has extended credit in the belief that he is still a member of the firm.^^ Upon administration of a partnership estate, the goodwill should be included in the appraisement of the partnership assets, and if the surviving partner appro- priates it to his own use by continuing the partnership business, he may be compelled to account for its value to the estate of the deceased partner.^^ ^Yhere a partner came into a partnership for a fixed period, agreeing, *'to carry on business with the defend- ants for one year, and then to leave it in their hands," he was held to have acquired thereby no interest in the goodwill of the business.''*' Upon the retirement of a partner, if he permits the other partners to retain the old premises and continue the use of the firm name, the goodwill remains with the continuing partners.''^ A retiring partner who re-engages in business will be enjoined from using the expressions ''our firm", "our new store", and like matter holding out his new con- cern as continuing the business of the old firm.^- 37 — Morgan v. Schuyler, 79 N. Y. incoming partner's interest should 490; Holbrook v. Nesbit, 163 Mass. be ascertained annually, and fur- 120, 39 N. E. Rep. 794. ther provided for the sale of his 38 — Backus v. Taylor, 84 Ind. interest to his partner on dissolu- 503; Richards v. Hunt, 65 Ga. 342. tion at the price ascertained in 39 — Rammelsberg v. Mitchell, 29 determining his share. The court Ohio St. 22. held that this disposed of his prop- 40 — Van Dyke v. Jackson, 1 E. erty in the good-will. D. Smith (N. Y.) 419; Duden v. 41— Menendez v. Holt, 128 U. S. Maloy, 63 Fed. Rep. 183; 11 C. C. 514. A. 119. In the latter case the part- 42— Fite v. Dorman, (Tenn.), 57 nership articles provided that the S. W. Rep. 129. §89] GOODWILL. 213 §89. Remedies.— The purchaser of a good-will whose enjoyment of it is interfered with may have his remedy either at law or in equity. These remedies are adminis- tered on the same general principles which apply to other cases of unfair competition, and which are dis- cussed elsewhere in this book. The jurisdiction of equity in this class of cases is predicated upon the fact that the injury is continuing, that its further operation can only be restrained by the exercise of the injunctive power of the chancellor, and that damages at law afford no adequate compensation for the injuiy. If, however, the plaintiff resorts to an action at law, the measure of his damages is well defined by the su- preme court of Missouri: ''If plaintiffs lost less than the defendant made, they cannot recover the whole of defendant's profits; if plaintiffs lost more than the de- fendants made, they would not be limited to defend- ant's profits. What the plaintiffs have lost by the de- fendant's breach of covenant, and not what the de- fendant has gained thereby, is the legal measure of dam- ages in this case."^^ The parties to a contract for the sale of a goodwill may provide in the contract for a fixed amount of dam- ages. In the absence of fraud, the sum so fixed will be adopted as the measure of damages by the court.^" Where the parties have so agreed upon the amount of damages, the vendee, in case of a breach of covenant, has an adequate remedy at law, and injunction will not lie.-*^ The remedy is for the recovery of the sum so fixed.^^ 43— Hough, J., in Peltz v. Eich- ley v. Peddie, 16 N. Y. 469; Woos- ele, 62 Mo. 171-180. And to the ter v. Kisch, 26 Hun. 61. same effect see Burckhardt v. 45— Martin v. Murphy, 129 Ind. Burckhardt, 36 Ohio St. 261. 464-467. Unless the defendant is 44— Tode v. Gross, 127 N. Y. insolvent, which fact will make a 480-487, 13 L. R. A. 652, 28 N. E. case for injunctive relief. Pickett Rep. 469. 40 N. Y. S. R. 300; Dakin v. Green, 120 Ind. 584. V. Williams, 17 Wendell, 447; Bag- The general doctrine that equity 2U HOPKINS ON TRADEMARKS. [§89 AVIiere there are no damages stipulated, and no sub- stantial injury is proven, the plaintiff is entitled only to nominal damages.*'^ ''The loss of profits, if there are data from which the amount may be ascertained with reasonable certainty, the diminution in value of the property sold, all may be regarded as elements of the damages which go to make up the measure of recov- eiy. "■^^ Where the defendant has re-engaged in business in violation of a covenant against his so doing, the case is one where ''the law will not nicely attempt to limit the amount of reparation, but will extend the line of re- lief so as to embrace all the consequences of the wrong- doer's act, although quite remote from the original transaction."^^ The measure of the vendee's damages will not interfere to restrain a per- son from doing an act which he has agreed not to do, when liquid- ated damages have been provided in case he does the act, is subject to this qualification. "The question in every case is, what is the real meaning of the contract? And if the substance of the agreement :s that the party shall not do a par- ticular act, and that is the evident object and purpose of the agree- ment, and it is provided that, if there is a breach of this agreement, the party shall pay a stated sum, which does not clearly appear to be an alternative which he has the right to adopt instead of perform- ing his contract, there would seem to be no reason why a court of equity should not restrain him from doing the act, and thus carry out the intention of the parties. . . . In other words^ naming a sum to be paid as liquidated dam- ages does not in itself conclusively establish that the parties contem- plated the right to do the act upon payment of the compensation, and make an alternative agreement for the benefit of the party who has done what he had agreed not to do." Edicott, J., in Ropes v. Upton, 125 Mass. -258-261. It has been held in Canada that in event of a breach of such a contract the ven- dee has his election to enjoin the vendor or recover the amount named as liquidated damages. Sni- der V. McKelvey, 27 Ont. App. 339. 46 — Martin v. Murphy, 129 Ind. 464. 47 — Taylor v. Howard, 110 Ala. 468, 18 South. Rep. 311. 48 — Howard v. Taylor, 90 Ala. 241-244; and to the same effect see Burckhardt v. Burckhardt, 42 Ohio St. 474, Mitchell v. Read, 84 N. Y. 556; Mellersch v. Keen, 28 Beavan, 453; Rawson v. Pratt, 91 Ind. 9; Lashus V. Chamberlain, 6 Utah, 385; Gregory v. Spieker, 110 Cal. 150, 42 Pac. Rep. 576. 49— Dow V. Electric Co. (N. H.) 41 Atl. Rep. 288, 42 L. R. A. 569. §89 J GOODWILL. 215 will be the amount of profits lost during the term by reason of defendant's unlawful competition, and if, in addition, the goodwill of the business at the end of the term is worth less than it would have been but for de- fendant's unlawful act, the vendee is entitled to re- cover that amount.^" The vendee cannot recover the profits realized by the vendor through his breach of the contract/*^ For the greater irdi-i the remedies open to the owner of a goodwill whose rights are invaded are administered by courts of equity. But injury to a goodwill may be effected in many various ways, for each of which an ap- propriate remedy will be found either at law or in equity. Thus where a defendant's goodwill has been destroyed by a wrongful attachment, he will be allowed compensa- tion therefor in an action for damages against the at- taching creditor.^- In an action at law a petition which alleges that plaintiff has purchased defendant's business and good- will, and that the defendant agreed not to re-engage in the same line of business for two years, and that in violation of his agreement, he has re-engaged in the same line of business during such jieriod, and thereby damaged plaintiff, has been held good on de- murrer.'^^ The action for damages for breach of contract involv- ing goodwill is governed by the general principles in- volved in similar actions in trademark cases, which are considered elsewhere in this book. A contract for the sale of a business and goodwill will be rescinded if the vendor has falsely stated facts in re- 50 — Salinger v. Salinger, N. H., 51— Gregory v. Spieker, 110 Cal. 45 Atl. Rep. 558; Buckhardt v. 150, 42 Pac. Rep. 576. Buckhardt, 36 Ohio St. 261; Verges 52— Miller v. Beck (Iowa), 72 N. V. Forshee, 9 La. Ann. 294; Stewart W. Rep. 553. V. Challacombe, 11 111. App. 379; 53— Erwin v. Hayden (Texas), Moorehead v. Hyde, 38 Iowa 382. 43 S. W. Rep. 610. 216 HOPKINS ON TRADEMARKS. [§89 gard to the value of the goodwill ; as where he has rep- resented that his receipts or profits from the business were gi'eater than they actually had been,^"* or that the premises sold have brought a higher rental than they actually did."^ And the misrepresentation has been held to rescind the contract where the misstatement was not made directly to the vendee, but to a third party who communicated it, with the vendor's knowledge, to the vendee/'^'^ On the other hand, the duty is imposed upon the vendee to act at once upon learning the facts which justify a rescission. Where he fails to do so he will be bound by his contract, and his remedy lies in an action for damages,^^ as he may recover damages without re- scinding the contract.^*^ AA^ienever the false representations amount to a war- rantj^ an action for damages will lie even in the absence of proof of fraud. Otherwise the burden is upon the vendee to show that the representation was fraudulently made.^^ The measure of damages in such case is the difference between the actual value of its property at the time of the purchase, and its value if the property had been what it was represented or warranted to be.*'^ Covenants against re-engaging in business may be specifically enforced, as we have seen, or the vendor may be enjoined from their violation. It has been held in England that with an action for specific performance a claim for damages may be made as an alternative."* It has been held that a debtor's goodwill cannot be 54— Dobell v. Stevens, 3 B. & C. 58— Snow v. Holmes, 71 Cal. 142- 623; Cruess v. Pessler, 39 Cal. 33C. 148. 55 — Lysney v. Selby, 2 Ld. Raym. 59 — Redgrave v, Hurd, L. R. 20 1118. Ch. D. 1. 56 — Pilmore v. Hood, 5 Bing. N. 60 — Morse v. Hutchins, 102 Mass. C. 97. 439; Rawson v. Pratt, 91 Ind. 9. 57— Dobell v. Stevens, 3 B. & C. 61— Hipgrave v. Case, L. R. 28 623. Ch. D. 356. § 89] GOODWILL. 217 reached by a creditor's bill, because it is not subject to levy, in satisfaction of their debts."" The apijlication for injunctive relief is governed by the rules concerning similar applications in trademark cases. A plaintiff need not allege or })rove damages as a pre- requisite to an injunction to restrain a defendant from re-engaging in business, in breach of a covenant between the parties."'^ When a vendee in applying for an injunc- tion also asked judgment for the possession of the books and papers used by the vendor in the business in which it had engaged in violation of its covenants the order was refused because there was a remedy at law for their re- coveiy.^" In cases where the vendor of a goodwill is sought to be restrained from re-engaging in business in violation of his covenant, the amount in controversy is the value of the goodwill, and the federal courts cannot acquire jurisdiction unless the value of the goodwill exceeds $2,000.«=^ A violation of a covenant not to re-engage in business is a defense to a suit by the vendor upon notes given by the vendee for the purchase money .^^ Wliere the covenant not to re-engage is incorporated in the bill of sale, the consideration paid has been held to be not only for the stock of goods, but for the agree- ment not to re-engage.^'" Remedy as to infringement of tradenames identified with goodiuill.— Many of the actions for breach of con- tract in relation to the sale of goodwill have had for 62 — Lilienthal v. Drucklieb, 84 65 — Lawrence v. Times Printing Fed. Rep. 918. Co., 90 Fed. Rep. 24-28. 63 — Anderson v. Rowland, 18 66 — Townsend v. Hurst,. 37 Miss. Tex. Civ. App. 460; 44 S. W. Rep. 679. 911. 67— Eisel v. Hays, 141 Ind. 41, 64 — Lawrence v. Times Printing 40 N. E. Rep. 119. Co.. 90 Fed. Rep. 24-26. 218 HOPKINS ON TRADEMARKS. [§89 their object the restraint of the vendor in the use of the tradename under which the business has been conducted. Where the goodwill and tradename has been sold, the subsequent use of the name by the vendor will be en- joined, even where the vendor has reserved the right to resume business under any other than the old name.^^ The relief will be granted where there has been a contract to convey the tradename and goodwill, and the consideration has been paid, though the vendor has not made a fonnal assignment of the goodwill and name.*'^ The relief will be granted where the vendee does not continue the use of the old name, but conducts the business under his own name.'^^ 68 — Burckhardt v. Burckhardt, 70— Grow v. Seligman, 47 Mich. 42 Ohio St 474, 51 Am. Rep. 842. 607, 41 Am. Rep. 737, 11 N. W. 69— United States Cordage Co. v. Rep. 404. Wm. Wall's Sons Rope Co., 35 N. Y. Supp. 978, 90 Hun, 429. HI CHAPTER Vn. TRADE SECRETS; RIGHT OF PRIVACY. §90. Introductory.— "A secret in trade is fully recognized as proijertv in equity, the disclosure of which will be restrained by injunction."^ A contract in refer- ence to such a secret cannot be in restraint of trade, ** because the public has no rights in the secret. "- When the name applied to a secret preparation is a trademark, no one but the owner of the mark can apply it to the preparation. But if it be not a valid trade- mark, then the manufacture of the secret preparation, and the placing of it upon the market under the same name, is open to any one who can lawfully discover the secret process.^ But "it is settled that a secret art is a 1— Smith. P. J., in Champlin v. 389; 54 N. W. Rep. 193; 19 L. R. Stoddart, 30 Hun, 300-302. A. 236; Davis v. Kendall, 2 R. I. 2 — Morse Machine Co. v. Morse, 566; Siegert v. Findlater, L. R. 7 103 Mass. 73-75; Fowle v. Park, 131 Ch. D. 801; Comstock v. White, 18 U. S. 88. Vickery v. Welsh, 13 How. Pr. 421; Condy v. Mitchell, Pick. 523-527. "Upon the sale of 37 L. T. N. S. 268; James v. a secret process, a covenant, ex- James, L. R. 13 Eq. 421; Canham press or implied, that the seller v. Jones, 2 V. & B. 218; J. R. Wat- will iiot use the process himself or kins Medical Co. v. Sands, 83 communicate it to any other per- Minn. 326, 86 N. W. Rep. 340. son is lawful, because the process "It may also be observed, in this must be kept secret to be of any connection, that the word 'proper- value, and the public has no in- ty,' as applied to trade secrets terest in the question by whom it and inventions, has its limitations; is used." for it is undoubtedly true that Gray, J., in Central Transporta- when an article manufactured by tion Co. V. Pullman's Palace Car some secret process, which is not Co., 139 U. S. 24. Citing Fowle v. the subject of a patent, is thrown Park, 131 U. S. 88, 97; Vickery v. upon the market, the whole world Welsh, 19 Pick. 523-527; Peabody is at liberty to discover, if it can V. Norfolk, 98 Mass. 452-460. by any fair means, what the pro- 3 — Watkins v. Landon, 52 Minn, cess is, and, when discovery is 219 220 HOPKINS ON TR.\J)EMARKS. [§91 legal subject of property,"* and its owner has a vested riglit to the secrecy of all those who occupy a fiduciary relationship to his business. So that no one who obtains knowledge of the secret by fraud or unfair means will be permitted to avail himself of the fruits of his fraud, by disclosing the secret or manufacturing under it.'^ §91. Where equity will not interfere.— ''Courts of equity will not interfere by injunction in disputes be- tween the owners of quack medicines, meaning thereby remedies or specifics w^iose composition is kept secret, and which are sold to be used by the purchasers with- out the advice of regular or licensed physicans."^ And in 1817 Lord Eldon said: "I do not think that the court ought to struggle to protect this sort of secrets in medicine."^ Broadly stated, equity will not interfere to prevent the disclosure of secrets by means of which frauds have been committed.** Then there are limits to the extent of the injunction, ■which will be suggested by the facts in each particular case. For example, in one case which has been fre- quently cited, the plaintiff was a tanner and manufac- turer of leather, owning secret processes relating to the treatment of leather. Two of his former employees thus made, to employ it in the .effect, see Stewart v. Hook, 118 Ga. manufacture of similar articles. In 145, 45 S. E. Rep. 369, 63 L. R. A. such a case, the inventor's or man- 255; Dobson v. Graham, 49 Fed. ufacturer's property in his process Rep. 17. is gone; but the authorities all 5 — Salomon v. Hertz, 40 N. J. hold that, while knowledge ob- Eq. 400; Little v. Gallus, 38 N. Y. tair.Pd in this manner is perfectly Supp. 487. legitimate, that which is obtained 6 — Shiras, Circuit Justice, in by any breach of confidence can- Kohler Mfg. Co. v. Beeshore, (2), not be sanctioned." Adams, J., in 59 Fed. Rep. 572-574, 8 C. C. A. 215. Eastman Co. v. Reichenbach, 20 N. 7 — Williams v. Williams, 3 Mer. Y. Supp. 110-116; affirmed, 29 N. 157; Seb. 26. Y. Supp. 1143; 79 Hun. 188. 8— Follet v. Jeffreyes, 1 Sim. N. 4 — Gray, J., in Peabody v. Nor- S. 1; Gartside v. Outram, 3 Jur. N. folk, 98 Mass. 452. To the same S. 39. § 92] TRADE SECRETS. 221 were enjoined, on his application, from disclosing any of his secret processes, but, in the absence of any proof of an express agreement of secrecy, the court refused that portion of his prayer for relief which asked that the de- fendants be enjoined from disclosing ** where or from whom the complainant buys his materials, and to wliom he sells his goods, or the prices at which he buys or sells;" the chancellor remarking that an agreement in reference to such matters "may well be regarded, in the absence of anything to the contrary in its terras, as limited in its obligation to the time of employment. . . . He (the employee), notwithstanding such agree- ment, might himself, after leaving the employment, use the knowledge he had obtained. He might sell to the customers of his late employer, and buy of those from whom the latter purchased, and do both in comi:>etition with him."^ § 92. Protection in equity.— Equity will always act to protect trade-secrets, and this protction may be either affirmative or negative in character. In its affirmative form, relief is granted by injunction to restrain the un- lawful use of such secrets. In its negative fonn, equity protects parties and witnesses against the compulsory disclosure of trade-secrets. The plaintiff's witness who testifies merely to the uses and effects of a secret process is privileged from answering questions on cross-examination disclosing the ingredients of such secret process.^ ^ Accordingly where the defense to an action for trade- mark infringement is that plaintiff's goods are injurious, the defendant was not permitted to examine him as to the ingredients of which his goods were composed, the court saying, *'if these questions must be answered, every manufacturer will be at the mercy of any one who de- 9 — Runyon, C, in Salomon v. 10 — Moxie Nerve Food Co. t. HertE, 40 N. J. Eq. 400. Beach, 35 Fed. Rep. 465. 222 HOPKINS ON TRADEMARKS. [§92 sires to extort from him an account of his process, for an attempt to restrain an infringer would result in the disclosing of all that makes the invention valuable. "^^ In one of the early cases in which a property right in trade secrets was recognized, the proceeding was one brought to enforce the sj^ecific performance of a con- tract for the sale of the goodwill of a dyer's business, witli the exclusive use of a secret mode of dyeing. Vice^ Chancellor Leach sustained the contract and directed its specific perfonnance. In the course of his opinion he said: "Although the policy of the law will not permit a general restraint of trade, yet a trader may sell a secret of business and restrain himself generally from using that secret. Let the master, in settling the deed which is to give etfect to this agreement, introduce a general covenant to restrain the use of the secret for twenty years, and a covenant, limited in point of lo- cality, as to carrying on the ordinary business of a dyer, both parties being willing that the agreement should be so modified. "^- As against employees who attempt to profit by secrets of which they have obtained knowledge by reason of their employment, the right to relief in equity has always been recognized. In one of the early cases Lord Cran- worth said: "There is no doubt whatever that where a party who has a secret in trade employs persons under contract, express or implied, or under duty, express or implied, those persons cannot gain the knowledge of that secret and then set it up against their employer. "^^ ll_Tetlow V. Savournin, 15 v. Darley, 47 L. J. Ch. 567; Thum Phila. 170. Co. v. Tloczynski, 114 Mich. 149; 12 — Bryson v. Whitehead, 1 S. & 72 N. W. Rep. 140; Salomon v. S. 74. Hertz, 40 N. J. Eq. 400; Eastman 13 — Morison v. Moat, 21 L. J. Co. v. Reichenbach, 20 N. Y. Supp. Ch. 248; Ansell v. Gaubert, Seton 110; 29 N. Y. Supp. 1143; 79 Hun. (4th ed.), 235; Peabody v. Nor- 188; Little v. Gallus, 38 N. Y. folk, 98 Mass. 452; Weston v. Hem- Supp. 487; Fralich v. Despar, 165 mons, 2 Vict. L. R. Eq. 121; Hagg Pa. St. 24; Merryweather v. § 92] TRADE SECRETS. 223 In order to obtain this relief it is not necessary that the employee should have been bound to secrecy by con- tract. In an opinion dealing with a case of tliis charac- ter, Judge Williams said: "Having entered the service of complainants, and having liad ini})arted to him their secrets, defendant was, in equity and good conscience, obliged to preserve them as sacredly as his own, and this as well without a contract as with it. "^"^ And an- other court has stated the rule as follows: "By a care- ful reading of the various decisions upon this subject, it will be seen that some are made to depend upon a breach of an express contract between the parties, while others proceed upon the theory that where a confidential rela- tion exists between two or more parties engaged in a business venture, the law raises an implied contract be- tween them that the employee will not divulge any trade secrets imparted to him, or discovered by him in the course of his employment, and that a disclosure of such secrets, thus acquired, is a breach of trust and a violation of good morals, to prevent which a court of equity should intei'vene."'"^ Where there is such a contract between employer and Moore, L. R. (1892) 2 Ch. 518; F. makes known to me the ways Simmons Med. Co. v. Simmons, 81 and secrets of manufacturing and Fed. Rep. 163; Stewart v. Hook, stilling of different kinds of oils, 118 Ga. 445, 45 S. E. Rep. 369, 63 and of the different kinds of grease L. R. A. 255; Sanitas Nut Food manufactured by him, that I will Co. V. Cemer, — Mich. — , 96 N. W. not use such knowledge or secrets Rep. 454; Stone v. Goss, — N. J for my own gain, nor will I ever, — , 55 Atl. Rep. 736. so long as I may live, divulge or The following contract was held make known in any way the knowl- valid and binding upon the defend- edge I may receive while in his ant in Fraiich v. Despar. supra: employ, or any part of said secret, "I, Andrew Despar, of the city either of mix in oils or otherwise.'* of Pittsburg, state of Pennsylvania, 14 — Simmons Med. Co. v. Sim- in the employ of E. C. Fraiich, a mons, 81 Fed. Rep. 163-166. manufacturer of oils, etc., also of 15 — Adams, J., in Eastman Co. v. the said city of Pittsburg, do sol- Reichenbach, 20 N. Y. Super. 110- emnly swear that if the said E. C. 116. 224 HOPKINS ON TRiVDEMARKS. [§ 92 employee, it is not objectionable as being in restraint of trade.^^ The obligation of secrecy extends to every character of employment. Thus, canvassers who have accumu- lated materials in the course of soliciting advertisements for their employer may be enjoined from using such material for a rival publication;^''^ and an engine maker's clerk who had made a table of dimensions of Ills employer's engines was enjoined from disclosing the data so obtained.^ ^ Where it affirmatively appears that the trade secret exists, that it has been imparted in confidence to the defendant, and that the plaintiff will be injured by the disclosure, if one is made, the defense that defendants do not intend to use or divulge the secret will not be given much weight, for the reason that under tlie circumstances an injunction cannot hann the defendant, and if the injunction was withheld, and the secret disclosed, the injury to the plaintiff would be one which the law is practically powerless to remedy.^'' Where a designer, employed for his special skill by a manufacturer, makes the entries of formulas invented by him in the course of his employment in books of his own instead of books furnished by his employer for the purpose, the employer is entitled to the knowledge of the formulas.2^ The principles under consideration extend beyond the relationshiiD of master and servant. In fact, through- out all of this book that relates to equitable remedies we are but dealing with the application of those remedies which has been made upon specific forms of fraud. The 16 — Simmons Med. Co. v. Sim- 19 — Russell v. Lundeen, 72 Off. mons, 81 Fed. 163; Peabody v. Nor- Gaz. 420. folk, 98 Mass. 452. 20— Dempsey v. Dobson, 174 Pa. 17— Lamb v. Evans, L. R. (1892) 122, 34 Atl. Rep. 459, 32 L. R. A. 3 Ch. 462. 761. 18 — Merryweather v. Moore, L. R. (1892) 2 Ch. 522. § 92j TRADE SECRETS. 225 cases analogous to trade secrets are many, and the lan- guage of Vice-Chaucellor Turner in the leading case of Morrison v. Moat is apj)licable to all of them: ''Differ- ent grounds have been assigned for the exercise of the jurisdiction. In some cases it has been referred to property, in others to contract, and in others, again, it has been treated as founded upon trust or confidence, meaning, as I conceive, that the court fastens the obli- gation on the conscience of the party, and enforces it against him in the same manner as it enforces, against a party to whom a benefit is given, the obligation of per- forming a promise, on the faith of which the benefit has been conferred. "^^ So a photographer has been restrained from making prints from a negative bearing the plaintiff's portrait ;22 a lithographer, from making copies of the plaintiffs' pictures in excess of the number ordered by the plaint- iffs ;23 and the exhibition of etchings, obtained by the defendant through a breach of trust, has been re- strained,-* as has the publication of lectures, not pub- lished or authorized to be published by the lecturer,^^ and the publication of private letters.^^ The ground for enjoining the publication of private letters has sometimes been based upon a property right in them,27 and sometimes upon the ground that their publication would be painful to the writer.^^ 21— Morison v. Moat, 20 L.. J. Ch. Q. B. D. 629, Levyeau v. Clements, 248. 175 Mass. 376; 50 L. R. A. 397. 22— Pollard v. Photographic Co.. 24— Albert v. Strange. 2 DeG & 40 C. D. (Eng.) 345. Moore v. gm. 652. Rugg. 44 Minn. 28, 9 L. R. A. 58. „' ." ,, tt . ^. AR XT w D^,, 1^1 rru *• 25— Abernethy v. Hutchinson, 3 46 N. W. Rep. 141. The negative t t /-.u oi . ,,..,, Ij. o. Cn. Lii. may belong to the photographer, but he has no right of reproduc- 26— Earl of Lytton v. Devey. 54 tion without the purchaser's con- ^- -^^ ^^' ^93; Perceval v. Phipps. sent. Corliss v. E. W. Walker Co, ^ ^®^- * ^- ^^• 64 Fed. Rep. 280; Press Pub. Co. 27— Pope v. Curl, 2 Atk. 342; V. Falk. 59 Fed. Rep. 324. Woolsey v. Judd, 4 Duer 379. 23— Tuck & Sons v. Priester, 19 28— Gee v. Pritchard, 2 Swanst. 16 226 HOPKINS ON TRADEMARKS. [§92 A peculiar state of facts developed in a recent case is worthy of notice. The plaintiff, a hardware dealer, had published and distributed to the trade catalogues in which the prices were marked in figures, letters and characters, according to a secret code devised by plain- tiff. The defendant, who owned a copy of the catalogue, so marked with prices in secret characters, ol>- tained a copy of the key to the code from one of the plaintiff's employees, and incorporated the secret code from the key into the catalogue. Upon this state of facts the defendant was enjoined from disclosing the informa- tion thus obtained, and a receiver was appointed to take charge of the defendant's copy of the catalogue.^'' This case api^ears to be in conflict with the English case of Renter's Telegram Co. v. Byron, where the plaintiffs devised a cypher code containing cypher words indicat- ing the names of their customers. This cypher was communicated to the defendant while he was in the em- plojTuent of the plaintiffs. After he left the plaintiffs and started a rival business, he sent advertisements to their customers stating that he had their cyphers, and soliciting their custom. The court held that the de- fendant was guilty of no breach of trust because the cyphers were known to the customers, and the defend- ant could have obtained the cyphers from any of them who might choose to do business with him.^^ The de- cision of the American court seems to be correct in prin- ciple. In every case where the plaintiff seeks protection for a trade secret, it must appear that it really is a secret. If a so-called secret process is lawfully known to others in the trade, no one will be enjoined from disclosing or 402; Wetmore v. Scovell, 3 Edw. Waibel, 1 So. Dak. 488. 47 N. W. Ch. 51^. Rep. 814, 11 L. R. A. 267. 29 — Simmons Hardware Co. v. 30 — Reuter's Telegram Co. v. Byron, 43 L. J. Ch. 661. § 92 j TRADE SECRETS. 227 using it.^^ But the fact tliat the secret has been the sub- ject of a patent, since expired, which remained a mere paper patent, and dormant, does not negative the fact that it is or may be still a secret. ''Many an invention and many an idea of value are doubtless to be found in the records of the patent office, but so far as public actual knowledge thereof is concerned, they might as well be non-existent. "^- Contracts relating to trade secrets are, of course, sub- ject to the same rules of construction as other contracts. So in a case where the defendant sold a formula for mak- ing certain soap and "agreed to file and surrender his right and claims in the process and formulae and making of said soap," and that he "would not sell any plants in the United States for the manufacture of that par- ticular kind of soap, during the tenn of twenty years," it was very properly decided that the contract did not preclude him from selling or putting up any other kind of a soap plant to or for anybody else; and where he put up a soap plant for making soaps in general, and the owner of the plant then began the manufacture of the particular soap in question, there was no cause of action either as against him or the owners of the plant.^^ Employees may be enjoined from disclosing trade secrets even in the absence of an express agreement of secrecy, as we have seen, and it is no defense that the employee was a minor at the time he entered the em- ployment.^* A defendant had agreed upon entering the employ- ment of the plaintiff as a workman, on a salaiy, to dis- close certain secret processes known only to him. He 31— Bell & Bogart Soap Co. v. 33— Bell & Bogart Soap Co. v. Petrolia Mfg. Co., 54 N. Y. Supp. Petrolia Mfg. Co., 54 N. Y. Supp. 663-666; Bristol v. Equitable Life 663. Assurance Society, 132 N. Y. 264; 34— Little v. Gallus, 38 N. Y. 30 N. E. Rep. 506. Supp. 487. 32 — Shiras, J., in Benton v. Ward, 59 Fed. Rep, 411-413. 228 HOPKINS ON TR.U)EMARKS. [§ 92 failed to make tlie disclosure and left the plaintiff's em- ployment. In defense to an application for an injmac- tion restraining liim from imparting the secret processes to others, he urged that his employment had been for no definite tenn. This defense did not avail in view of the fact that the plaintiff had invested in material it expected to use in connection with the secret processes. The court observed that '* although the processes were not patented, yet, as they were secret, and as their secrecy was pro- tected by the contract between the defendant and the plaintiff, the plaintiff is in a situation to insist that the defendant, who agreed to protect the secrecy of these processes, and thus preserve their value, should not be permitted to disclose them, and thus deprive the plain- tiff of the valuable property which he had induced it to purchase. ' '^^ Where an employe of a partnership invents a secret process for the use of the firm, either member of the firm may after dissolution use the secret process, and either member will, on the complaint of another member, be enjoined from representing himself as being the sole owner of such secret process.'® Trade secrets or processes, if reduced to writing, are subject to levy and sale under a common-law writ of execution.''^ ^AHiere one not a party to the suit had machinery of his own, used in connection with a secret process belonging to him, on premises belonging to a corporation for which a receiver was appointed, on the facts being presented to the court the order appointing the receiver was so modified as to permit the third party to remove his machinery from the premises, and without the receiver being given the opportunity to inspect the machinerj^, as such inspection would lead to the dis- ss— Rumsey, J., in National Gum 25 N. Y. Supp. 857; affirmed, 83 & Mica Co. V. Braendly, 51 N. Y. Hun, 43; 31 N. Y. Supp. 857. Supp. 93-97. 37 — Hanley v. Fidelity Ins. T. A 36 — Baldwin v. Von Micheroux, S. Co., 8 Pa. Dist. R. 207. § 92] TRADE SECRETS. 229 coveiy of the process.^" Trade secrets, such as recipes or processes are proper subjects oi" taxation.^'-' A false reijresentation as to the efficiency of a secret process is ground for rescinding a contract for its sale*" It would seem clear, on principle, that a witness not a party to a suit would be fully protected against any attempt to compel him to disclose his trade secrets, yet we find a case holding that a subpoena duces tecum call- ing for the production of drawings by such a witness was enforced, notwithstanding his objection that the drawings related to a secret process used by him.^' Tliis decision is unsupported by any authority. On the other hand, a defendant in an action for infringement of a process patent will not be compelled to submit to an inspection of his factory where his answer avers that his process is not that of the patent, and is his own secret, unpatented process, used from a period antedat- ing the patent in suit.^^ §4908, United States Revised Statutes, a provision relating to the taking of testimony in interference cases pending in the Patent Office, pro- vides that no witness shall be guilty of contempt for disobeying a subpoena issued by the clerk of any court of the United States, as provided for by §4906, ''for refusing to disclose any secret invention or discovery made or owned by himself." In an interference pro- ceeding, one of the parties to the interference refused to answer an interrogatory propounded to him, placing his refusal upon the ground that the question sought to disclose a secret discover}^ or invention, such as is protected by §4908. It was held that the witness was not entitled to the protection of the section for the rea- 38 — Witt V. Reed Electric Co., 41 — Johnson Steel Street Rail 187 Pa. 424; 41 Atl. Rep. 317. Co. v. North Branch Steel Co., 48 39— Re Brandreth, 59 N. Y. Supp. Fed. Rep. 191. 1092; 28 Misc. Rep. 468. 42— Stokes Bros. Mfg. Co. v. Hel- 40 — Finley Rubber-Varnish & En- ler, 56 Fed. Rep. 297. amel Co. v. Flnley, N. J. Ch. 32 Atl. Rep. 740. 230 HOPKINS ON TRADEMARKS. [§92 son that the alleged secret possessed so intimate a con- nection with the subject-matter of the patent, that he had no right to withhold it from the public. The court said, ''In applying for the patent it was his duty to dis- close the most available method known to him of carry- ing the discovery into effect— in other words, of manu- facturing his new fabric. This information, which may be used by others after his patent has expired, is an important part of the compensation which the public ob- tains for the temporary monopoly granted him. If he could withhold it, disclosing an inferior method simply, which he does not employ, the discovery would never be- come available public property, as the patent laws con- template it shall. He would have a monopoly after his patent had expired, which would continue as long as he could conceal this material part of his discovery. I do not say that such disclosure was essential to the validity of his patent, (that question is not before me,) but the information withheld does not constitute such a secret as the section, or equity, protects. "^^ It is no defense to an action for royalties on the manufacture of articles invented by the plaintiff and made under his direction and from dies furnished by him, that the article was not patented; ''so long as the inventor holds the secret in his own possession, it is property, or a thing of value, for the transfer of which he may demand a price; and, if he passes it over to a purchaser on an agreement to pay, it is no defense to the latter to say that there is no patent."" One who has become bound as an employee not to divulge a trade secret, cannot defend on the ground that the secret was dishonestly procured by complainant's assignee.^^ The 43_Dornan v. Keefer, 49 Fed. 45— Vulcan Detinning Co. v. Rep. 462, 58 Off. Gaz. 1093. American Can Co., N. J. Ch., 58 44— Mitchell, J., in Kroegher v. Atl. Rep. 290. McConway & Forley Co., 149 Pa. St. 444-457; 23 Atl. Rep. 341. § 93] TRADE SECRETS. 231 general rule, however, is well settled, that **if the giv- ing of the testimony sought, or the production of the documents called for will disclose what are character- ized as 'trade-secrets,' the witness has a legal privilege to witlihold it."^'' In a bill to enjoin the disclosure of a secret process, it is not necessary to state what the process is.^^ § 93. The right of privacy.— Judge Cooley said ''the right of one's person may be said to be a right of com- plete immunity; to be let alone."*" This "right to be let alone," if extended to the unauthorized publication of the portrait of an individual, would constitute the right of privacy concerning which there has been con- siderable discussion of late years. To say whether that right will ever be generally recognized, would be merely a guess in the present state of the adjudications, and the guess would be much more hazardous, if one were to say whether or not the right of privacy could ever be extended to the protection of anything more than the reproduction of the portrait of an individual. As yet, there are but few decisions upon the subject, although it has been considerably discussed in legal and other periodicals.^*^ The difficulty attendant upon the assertion of this right appears to reside principally in the apparent im- possibility of extending the protection of equity to this ' ' right to be let alone, ' ' to anything beyond the mere un- authorized reproduction of the likeness of an individual, without creating a species of lese majeste, and establish- 46 — Cochran, J. in Crocker- Harv. Law Rev. 193. Other arti- Wheeler Co. v. Bullock, 134 Fed. cles, 32 Cent. L. J. 69; 40 Cent. L. Rep. 241, 245. J. 53; 49 Cent. L. J. 379; 55 Cent. 47— S. Jarvis Adams Co. v. L. J. 123; 57 Cent L. J. 361; 30 Knapp, 58 C. C. A. 1, 121 Fed. Rep. Am. Law Rev. 614; 12 Yale L. J. 34. 40. 35; 24 Nat. Corp. Rep. 709; 25 48— Cooley on Torts, 139. Nat. Corp. Rep. 183, 415. 49— "The Right of Privacy," 4 232 HOPKINS ON TRADEMARKS. [§93 ing a judicial censorship of all critical matter relating to an individual, wliicli happens to displease him. Thus, Judge Parker has stated, in his recent opinion denying the existence of the right of privacy, that 'Hhe so-called 'right of privacy' is, as the phrase suggests, founded upon the claim that a man has a right to pass through this world, if he wills, without having his pic- ture published, his business enterprises discussed, his successful experiments written up for the benefit of others, or his eccentricities commented upon, either in hand-bills, circulars, catalogues, periodicals, or news- papers; and necessarily, that the things which may not be written and published of him must not be spoken of him by his neighbors, whether the comment be favorable or otherwise. "^° This dictum calls attention to the rediictio ad ahsiirdum which would result if the ''right to be let alone" were to be literally asserted. And at the threshold of the inquiry, it is obvious that this "right to be let alone" must be so limited as not to interfere with freedom of speech. The right of the in- dividual to be protected against publication of false and defamatory matter is fully established, and adequately protected by the law. In going beyond the law of slan- der and libel, in recognition of the individual's right not to be even criticised, or commented upon, a task is being undertaken which is both delicate and difficult, if it is not, indeed, impossible. That any such right ex- isted in the common law has been asserted, but scarcely proven. Again quoting from Judge Parker, "mention of such a right is not to be found in Blackstone, Kent, or any other of the great commentators upon the law, nor . . . does its existence seem to have been as- serted prior to abont the year 1890."^^ Of course, the absence of precedent does not negative 50 — Roberson v. Rochester Fold- 51 — Roberson v. Rochester Fold- ing Box Ck)., 171 N. Y. 540. in^ Box Co., 171 N. Y. 540. § 93] TRADE SECRETS. 233 the absence of a right and its corresponding remedy, but the right, about which so much has Ix^en written witli the result that the only definition of it whicli has been fonnu- lated is contained in the words "the right to be let alone," a definition which, on its face, cannot be liter- ally construed, and whose necessary limitation seems to be incapable of definition, must be closely scrutinized, and carefully weighed before it can secure a place in our jurisprudence. In 1892 this right was distinctly affirmed by the supreme court of New York in a case^- in which an in- junction issued against the execution and display at the Chicago World's Fair of a statue of Mrs. Schuyler, which statue was to be designated "The Typical Philan- thropist." The proceeding was brought by a relative of Mrs. Schuyler, and the injunction issued against the members of an unincorporated association under whose auspices the display was to be made. The motion for injunction pendente lite was granted upon the ground that Mrs. Schuyler was not a public character because she had not placed herself before the public, either in accepting public office or in becoming a candidate for office, or as an artiste or literateure. This order being appealed from, Van Brunt, P. J., said: "While con- curring with the conclusion arrived at by the learned justice below, I cannot subscribe to the doctrine which seems to pervade the opinion rendered upon the deci- sion of the motion, that if ]\[rs. Schuyler had been a public character, as defined by him, this motion should have been denied. The claim that a person who volun- tarily places himself before the public, either by accept- ing public office or becoming a candidate for office, or as an artist or literary man, thereby surrenders his per- sonality while living and his memory when dead to the public, to be used or abused, as any one of that irre- 52— Schuyler v. Curtis, 19 N. Y. Supp. 264. 234 HOPKINS ON TRADEMARKS. [§ 93 sponsible body may see fit, cannot for a moment be entertained. . . . It is urged upon the part of the api^ellants that even if Mrs. Schuyler were alive, and had the same objection to the defendants' proposed action that the plaintiff now has, she would be remedi- less and powerless. If such were the fact, it would certainly be a blot upon our boasted system of juris- prudence that the courts were powerless to prevent the unwarranted doing of things by persons who are mere volunteers, which would wound in the most cruel man- ner the feelings of many a sensitive nature. It is fur- ther urged that the plaintiff has no standing in court and that the fancied injury to the plaintiff complained of, if any such injurj^ can be in any way discovered, is certainly not such an injury as the court will grant an injunction to prevent, because it is not an injuiy to his person, to his estate, or to his good name, and is not a violation of his privacy or seclusion, and because the plaintiff stands in the same relation to the defendants and to their i)roject as does all the rest of the world, and in no other relation. The result of this claim is that when a x>erson is dead there is no power in any court to protect his memory, no matter how outrageously it may be insulted. The feelings of relatives and friends may be outraged, and the memory of the deceased degraded with impunity, by any person who may desire thus to affect the living. It seems to us that such a proposition carries its own refutation with its statement. It can- not be that by death all protection to the reputation of the dead and the feelings of the living, in connection with the dead, has absolutely been lost. The memory of the deceased belongs to the sur\dving relatives and friends, and such relatives have a right to see that that which would not have been permitted in respect to the deceased when living shall not be done with impunity when the subject has become incapable of protecting himself. It is undoubtedly true that cases of the char- § 93] TRADE SECRETS. 235 acter now before the court are not to be found in the books. But it is probably the first time in the history of the world that the audacious claim which is here presented has ever been advanced. If it had, we have no doubt the books would have contained a record in connection with the same. The fact that the plaintiff has suffered no pecuniary damage, redress for which is sought in this action, is no answer to the application, because one of the most important departments in the jurisprudence of courts of equity is the prevention of wrongs which would be otherwise irreparable because courts of law cannot afford any remedy in damages.'" Upon entering judgment in the same case, Ingraham, J., calls attention to the fact that the action of the de- fendants was not a libel nor within the provisions of the New York constitution securing to each citizen the right to freely speak, write and publish his sentiments on all subjects.- In a subsequent case (1893) the superior court of New York city reaffirmed the doctrines of Schuyler v. Curtis in the case of an actor whose portrait was to be published in connection with that of another member of his profession as the subjects of a voting contest to ascertain which was the more popular, and such publi- cation was enjoined; the court remarking that ''the courts will in such cases secure to the individual what has been aptly termed the right to be let alone. "^ In 1895 Schuyler v. Curtis reached the New York court of appeals, and in an elaborate opinion delivered by Judge Peckham the judgment of the lower court was reversed. In the course of his opinion, however, he says: "For the purpose we have in view it is unneces- sary to wholly deny the existence of the right of privacy 1— Schuyler v. Curtis, 64 Hun. 3— Marks v. Jaffa, 26 N. Y. 594. Supp. 908, 6 Misc. Rep. 290. 2— Schuyler v. Curtis. 24 N. Y. Supp. 509-511. 236 HOPKINS ON TR.VDEMARKS. [§93 to which the plaintiff appeals as the foundation of his cause of action. It may be admitted that courts have power in some cases to enjoin the doing of an act where the nature or character of the act itself is well calculated to wound the sensibilities of an individual, and where the doing of the act is wholly unjustifiable, and is, in legal contemplation, a wrong, even though the existence of no 'property,' as that term is generally used, is in- volved in the subject. "If the defendant had projected such a work in the lifetime of Mrs. Schuyler, it would perhaps have been a violation of her individual right of privacy, because it might be contended that she had never occupied such a position towards the public as would have authorized such action by any one as long as it was in opposition to her wishes." Judge Gray in a dissenting opinion, stated, ''I cannot see why the right of privacy is not a form of property, as much as the right of complete im- munity of one's person."* Concerning this case, the supreme court of Georgia has stated that it ''settles nothing as to the existence of a right of privacy, but merely rules that if it exists at all, it is a personal right, and dies with the person."^ Judge Parker has said of this decision that "It is not authority for the existence of a right to privacy which entitles a party to restrain another from doing an act which, though not actionable at law, occasions the plain- tiff mental distress.'"^ Pending this appeal another New York court had held that "a parent cannot maintain an action to enjoin the unauthorized publication of the portrait of an infant 4 — Schuyler v. Curtis, 42 N. E. 5 — Pavesich v. New England Life Rep. 22-24; 147 N. Y. 434; 49 Am. Ins. Co., 50 S. E. Rep. 68. St. Rep. 671; 31 L. R. A. 286. 6— Roberson v. Rochester Fold- ing Box Co., 171 N. Y. 540. 55 93] TRADE SECRETS. 237 child, and for damages for iujuiy to his sensibilities caused by the invasion of his child's privacy, for the law takes no cognizance of a sentimental injury, independent of a wrong to i>erson or property."^ In 1902 the New York court of appeals finally held that there was no right of privacy at law or enforceable in equity.** The supreme court of Michigan in 1899 held that it had no jurisdiction to enjoin the use of the name and likeness of a deceased person used upon a label ap- plied to a cigar named after him, so long as such publi- cation did not amount to a libel. At the conclusion of an exhaustive review of the cases, Hooker, J., said: ''This 'law of privacy' seems to have obtained a foot^ hold at one time in the history of our jurisprudence, not by that name, it is true, but in effect. It is evidenced by the old maxim, the greater the truth the greater the libel ; and the result has been the emphatic expression of public disapproval, by the emancipation of the press and the establishment of freedom of speech, and the aboli- tion in most of our states of the maxim quoted, by con- stitutional provisions. ' ' "The limitation upon the exercise of these rights be- ing the law of slander and libel, whereby the publication of an untruth that can be presumed or shown to the sat- isfaction, not of the plaintiff, but of others (i. e., an im- partial jury), to be injurious, not alone to the feelings but to the reputation, is actionable. Should it be thought that it is a hard rule that is applied in this case, it is only necessary to call attention to the fact that a ready remedy is to be found in legislation. We are not satis- fied, however, that the rule is a hard one, and think that 7— Murray v. Engraving Co., 28 ing Box Co., 171 N. Y. 538, 64 N. N. Y. Supp. 271. E. Rep. 442, reversing s. c. 71 N. 8 — ^Roberson v. Rochester Fold- Y. Supp 876. 238 HOPKINS ON TRADEMARKS. [§93 the consensus of opinion must be that the complainants contend for a much harder one."" The onlj^ case in which the question of the existence of the right of privacy has been brought before the fed- eral courts is one which the widow and children of George H. Corliss, an inventor, brought to enjoin the publication of a biographical sketch and portrait of Mr. Corliss. The plaintiffs put their case squarely upon the proposition that the proposed publication would be an invasion of the right of privacy which a court of equity should proteublic."^^ The right of privacy has been recognized by the Pat- ent Office, and, as to portraits of living individuals, the Act of 1905 prohibits their registration without the con- sent of the person.'^ In a recent opinion, the Supreme Court of Georgia, per Cobb, J., has sustained the right of privacy as of common law origin, in the following language: *'The right of privacy has its foundation in the in- stincts of nature. It is recognized intuitively, conscious- ness being the witness that can be called to establish its existence. x\ny person whose intellect is in a normal condition recognizes at once that, as to each individual member of society, there are matters private, and there are matters public, so far as tlie individual is concerned. Each individual as instinctively resents any encroach- ment by the public upon his rights which are of a private nature as he does the withdrawal of those of his rights which are of a public nature. A right of privacy in 12 — Corliss V. E. W. Walker Co., sent of Dewey to appropriate it as 64 Fed. Rep. 280-282. a trademark. A living celebrity is 13 — Thus in a case presented entitled to protection from the or- to the Patent Ofl5ce where the ap- dinary trader." Duell, Commis- plicant sought to register the mark sioner, in Ex parte Mclnnemey, 85 "Dewey's Chewies," for confec- Off. Gaz. 149. The Act of 1905 in tionery. The commissioner said, § 5 contains the provision "that in response to the applicant's sug- no portrait of a living individual gestion that "Dewey's" is not an may be registered as a trademark. ordinary surname: "I cannot re- except by the consent of such in- frain from expressing the opinion dividual, evidenced by an instrn- that even if it be registrable, no ment in writing." one has the right without the con- 240 HOPKINS ON TRADEMARKS. [§93 matters purely private is therefore derived from natural law." "The injuria of the Roman law, sometimes translated 'injury' and at other times 'outrage,' and which," says the court, ''is generally understood at this time to con- vey the idea of legal wrong, was committed, not only by striking with the fists or with the club or lash, but also by shouting until a crowd gathered around one, and it was an outrage or legal wrong to merely follow an honest woman or young boy or girl ; and it was de- clared in unequivocal terms that these illustrations were not exhaustive, but that an injurj^ or legal wrong was committed 'by numberless other acts.' Sandar, Just. Hammond's ed. 499; Poste, Inst, of Gains, 3d ed. 449. The punishment of one who had not committed any assault upon another, or impeded in any way his right of locomotion, but who merely attracted public attention to the other as he was passing along a public highway or standing upon his private grounds, evidences the fact that the ancient law recognized that a person had a legal right 'to be let alone,' so long as he was not interfering with the rights of other individuals or of the public. "^^ The decision of the Georgia Court was unanimous. Judge Parker's opinion in the case of Roherson v. Rochester Folding-Box Co. was concurred in by three, and dissented from by the other three judges. A com- parison of the opinions of Judge Parker and Judge Cobb discloses the best arguments for and against the existence of the right of privacy; that of Judge Cobb is well reasoned, and admirably stated; that of Judge Parker is more concisely expressed, and certainly as well grounded in reason. The conservative views of Judge Parker are summed up in the following words: "The 14 — Pavesich v. New England Life Ins. Co., 50 S. E. Rep. 68. §93] TRADE SECRETS. 241 legislative body could very well interfere and arbitrarily provide that no one should l^e permitted for his own selfish puq)ose to use the picture or the name of another for advertising purposes without his consent. In such event no embarrassment would result to the general body of the law, for the rule would be applicable only to cases provided for by the statute. The courts, however, being without authority to legislate, are required to decide cases upon principle, and so are necessarily em- barrassed by precedents created by an extreme, and therefore unjustifiable, application of an old princi- ple. '"^ 15 — Roberson v. Rochester Fold- see S. C, 65 N. Y. Supp. 1109, 71 .'ng Box Co.. 171 N. Y. 540. For N. Y. Supp. 876. the opinions of the courts below. !• CHAPTER Vin. INFRINGEMENT. §94. Of infringement generally.— The word ''in- fringement ' ' is difficult of exact definition. For the pur- poses of the present discussion, its broadest meaning, that of the infraction or invasion of another's trade rights, by passing off, or attempting to pass off, upon the public one's own goods as his, may suffice. As to technical trademark infringement, it should be more nar- rowly defined as the infraction or invasion of any por- tion of the mark, symbol or device in which one has acquired a right of property, either by way of reproduc- tion in fac-simile, or imitation. An English text-writer has thus defined it: "Infringement is the use by the defendant, for trading purposes, in connection with goods of the kind for which the plaintiff's right to exclu- sive use exists, not being the goods of the plaintiff, of a mark identical with the plaintiff's mark, or either comprising some of its essential features or colourably resembling it, so as to be calculated to cause the goods to be taken by ordinary purchasers for the goods of the plaintiff."^ Vice-Chancellor Shadwell stated the rule to be that, if a mark contains twenty-five parts and but one is taken (i. e., imitated or copied), liability has been created thereby, and there has been a technical infringe- ment.^ 1 — Kerly on Trademarks (2(i pirated." Filley v. Fassett, 44 Mo. ed., London, 1901), p. 363. 173; Cox, 530; Seb. 313. And to 2 — Guinness v. Ullmer, 10 L. T. the same effect, Braham v. Bustard, 127; Seb. 89. "The imitation need 9 L. T. N. S. 199; 1 Hem. & M. not be exact or perfect. It may be 447; 11 W. R. 1061; 2 N. R. 572; limited or partial; nor is it requi- Seb. 226. site that the whole should be 242 § 95] INFRINGEMENT. 243 § 95. No trademark in form, size, material or color.— It is a well settled rule that there can be no trademark right in the mere form, size or color •' of an article used commercially, or the form, size or color of the package containing it.-* It is also an established princi])le that there can be no trademark right in the directions, no- tices or usual advertising matter used upon or in de- scription of merchandise.'^ There has never been a deviation from this rule in the adjudication of the courts of this country. Whenever relief has been granted against an imitator or counterfeiter of either the form, size, color, method of packing, advertising, or directions used by a legitimate dealer, it has been granted upon the broad theory of regulating fraud, and not upon the nar- rower ground of technical trademark infringement. There can be no technical trademark in a well known material substance, such as a tin tag impressed upon plug tobacco f nor in a method of packing merchandise ;^ or a display card, with horizontal lettering, for hooks 3— Victor Talking Machine Co. 28 W. R. 330; Van Camp Packing V. Armstrong, 132 Fed. Rep. 711. Co. v. Cruikshanks Bros. Co., 90 4 — Moorman v. Hoge, 2 Sawyer, ^^^- Rep. 814; Von Mumm v. 78; Harrington v. Libby, 14 Witteman, 85 Fed. Rep. 966; Von Blatchf. 128; Ball v. Siegel, 116 Mumm v. Witteman (2), 33 C. C. 111. 143; Enoch Morgan's Sons Co. A. 404, 91 Fed. Rep. 126; Fleisch- V. Troxell, 89 N. Y. 292; Sawyer mann v. Starkey, 25 Fed. Rep. 127; V. Horn, 4 Hughes, 239; 1 Fed. Brown v. Doscher, 147 N. Y. 647-651; Rep. 24; Manhattan Medicine Co. Charles E. Hires Co. v. Consu- V. Wood, 108 U. S. 218; Re Kane mers' Co., 41 C. C. A. 71. 100 & Co., 9 Off. Gaz. 105; Liggett & ^ed. Rep. 809-811; Flagg Mfg. Co. Myer Tob. Co. v. Hynes, 20 Fed. v- Holway, — Mass. , 59 N. E. Rep. 883; Fairbanks v. Jacobus, 14 Rep. 667; E. Regensburg & Sons Blatchf. 337; Fed. Case No. 4608; v. Juan F. Portuondo Cigar Mfg. Wilcox & Gibbs Sewing Machine Co., 136 Fed. Rep. 866, 869. Co. V. Gibbons. 21 Blatchf. 431; 5— Candee v. Deere, 54 HI. 462; Brill V. Singer Mfg. Co., 41 Ohio Ball v. Siegel. 116 111. 143. St. 127; Re Whitaker, Newton's 6— Lorillard v. Pride, 28 Fed. Dig. 130; Adams v. Heisel, 31 Fed. Rep. 434. Rep. 279; Lorillard v. Pride, 28 7 — Davis v. Davia, 27 Fed. Rep. Fed. Rep. 434; Davis v. Davis, 27 490. Fed. Rep. 490; Nuthall v. Vining, 244 HOPKINS ON TRADEMARKS. [§95 and eyes;^ but a fraudulent imitation of another's tin tag has been restrained;'' and injunctions against the fraudulent use of another's style of package and method of packing ^^ are frequent, in the absence of any claim to a technical trademark right in the complainant. The courts have been averse to recognizing a trade- mark right in anything calculated to be useful, aside from indicating origin or ownership. So, in holding that there was no trademark right in a series of indentations in plug tobacco, so arranged as to serve as guides in cut- ting the plug into pieces of one ounce each, Judge Blodgett said : ' ' One of the piinciples running through the law of trademarks is that there need be no utility attached to the trademark itself— that is, it shall have no useful purpose in connection with the goods further than to show the origin or manufacture."^^ There may be combinations of form and color with other things, which will entitle the owner to relief against one duplicating his article. Thus in a case where the defendant duplicated the plaintiff's talking machine records, injunction issued against the ''manufacture and sale of disk records, black or nearly black in color, with a red seal center inscribed with decoration and letters in gilt, when such records contain the shop numbers or catalogue numbers of complainant's disk records, or when the sound recording grooves thereon are copies of the grooves on complainant's disk records. "^- Finally, it is obvious, that where the resemblance re- sides in particulars of packages which have become com- mon to the trade, no relief can be granted.^ ^ A mark, 8 — De Long Hook & Eye Co. v. 11 — Dausman & Drummond To- Francis Hook & Eye Co., 118 Fed. bacco Co. v. Ruffner, Fed. Case No. Rep. 938. 3,585, 15 Off. Gaz. 559. 9— Lorillard v. Wright, 15 Fed. 12— Victor Talking Machine Co. Rep. 383. ^- Armstrong, 132 Fed. Rep. 711. 10— Washington Medallion Pen 13— Schenker v. Awerbach, 85 N. Co. V. Easterbrook, Fed. Case No. Y. Supp. 129. 17,246a. § 96J JNFKINGEMENT. 245 consisting of a brown-coloied-paper cigar-band of pecu- liar shape, has been held to be invalid, Judge McPherson saying, "Certainly the color alone could not be appro- priated by the complainant as a trademark, nor the shape alone, nor the material alone ; and even the combi- nation of these three elements could not make a valid trademark, because neither singly nor in combination do t ey point to the complainant as the source from which the goods are derived."^* §96. The early adjudications.— The endeavor of the dishonest merchant to prey ui^on and profit by the rep- utation of his honest competitor is always hampered by fear of detection. If a trademark is counterfeited the counterfeit product is placed upon the market stealthily; where the offender lacks the courage to counterfeit he resorts to colorable imitations, not of his competitor's trademark, but of his methods of packing and prepar- ing goods for sale, thus simulating a resemblance, in the words of Judge Lacombe, "sufficiently strong to mislead the consumer, although containing variations sufficient to argue about, should the designer be brought into court. "^^ The earliest leading case involving this form of fraud- ulent competition arose between rival soap manufactur- ers. The plaintiffs made and sold an article styled "Genuine Yankee Soap." The defendant put up a soap under the same style, imitating the size and shape of the cake, the color and material of the wrapper, and a hand-bill, as used by the i)laintiffs. There was a disincli- nation on the part of the court to decide whether the words "Genuine Yankee" were a valid trademark, and its decision was put solely upon the ground of unfair trade, the court saying: "The defendant is engaged in 14 — E. Regensburg & Sons v. 15 — Collinsplatt v. Finlayson, 88 Juan F. Portuondo Cigar Mfg. Co., Fed. Rep. 693. 136 Fed. Rep. 866. 869. 246 HOPKINS ON TRADEMARKS. [§ 96 a gross and palpable endeavor, by imitating the marks and labels used by plaintiiTs, to deceive the public and obtain patronage which would in all probability be attracted to the plaintiffs. . . . They have adopted, in reference to their manufacture (of an article which any and every one may manufacture and sell, if he please), a form and size of cake, a particular mode of covering and packing, a combination of three labels on each cake, an exterior hand-bill upon the box, and have so arranged the whole as to suggest to any one desiring to purchase their soap, upon an inspection, that the arti- cle is theirs, and made by them, like that heretofore made, sold and known as their manufacture. All this the defendant has copied, with an exactness which is calcu- lated to deceive even the wary, much more to entrap those who are not in the exercise of a rigid scrutiny. . . . Without deciding whether the defendant may or may not use either of the words 'Genuine' or 'Yan- kee," in any possible combination, we think it sufficient to say that he may not use the labels, or devices, or hand- bills which he is using, nor any other like labels, hand- bills, or devices, in imitation of, or simulating the labels, devices, or hand-bills used by the plaintiffs, as set forth in the bill of complaint, or any other similar labels, devices, or hand-bills calculated to deceive the public, or create the belief that the soap he sells is the soap made or sold by the plaintiffs under the name of Genuine Yankee Soap."i« Mr. Rowland Cox has said,^^ however, that the rule "that where the appearance of a peculiar and original package has acquired through use an understood refer- ence to the goods of a manufacturer, and a competing manufacturer knowingly imitates the peculiar charac- teristics of the package, with intent to deceive the public, 16— Williams v. Johnson (1857), 17— Cox, Manual, p. 86; note to 2Bos. 1; Cox, 214. Williams v. Johnson, supra. § 97] INFRINGEMENT. 247 such imitations will bo held to Ixi an infringement of the rights of the i>erson first using the package," can hardly be said to have found distinct expression prior to 1878, where it occurs in the opinion of Judge Wheeler in Frese V. Bachof.^^ And, indeed, that decision, if not the earliest, is still one of the clearest in its enunciation of the iTile. §97. Infringement of color.— The cases in which an unfair competition is effected by means of infringement of color alone are naturally very few in number. Where the color involved is common to the trade, it will be dis- regarded in determining the issue of infringement.^*^ In- deed the case nearest approximating such an infringe- ment is one in which the complainant and defendant manufactured stoves of similar external appearance, enameling the inside faces of their stoves with white enamel. On demurrer to the bill Judge Baker said: "If the question for decision were simply whether the plain- tiff could acquire the sole right to use white enamel for the lining of the doors of its stoves and ranges, it would present a ({uestion whose solution would prove embarrassing. But the case made upon the bill and admitted by the demurrer is that the defendants are manufacturing stoves and ranges having white enamel doors in the similitude of those manufactured by com- plainant, and with the fraudulent purpose of palming them off upon the trade and the luiblic as the stoves and ranges manufactured by the complainant. It is not necessary to determine whether the white enamel lin- ing, which has been long and exclusively used by the complainant for the inner lining of the doors of its stoves and ranges, constitutes a trademark, or whether it does not. It is sufficient to justify the interposition 18— Seb. 603; 13 Off. Gaz. 635; 360. 119 Fed. Rep. 848, 852; Con- Fed. Case No. 5, 110. tinental Tobacco Co. v. Larus & 19— Postum Cereal Co. v. Amer- Bro. Co., C. C. A., 133 Fed. Rep. ican Health Food Co., 56 C. C. A. 727. 248 HOPKINS ON TRADEMAEKS. [§97 of a court of equity if the stoves and ranges manufac- tured by the defendants are purposely constructed in the similitude of those manufactured by the complainant, "with the intention and result of deceiving the trade and the public, and inducing them to purchase the stoves and ranges of the defendants in the belief that they are purchasing the stoves and ranges of the complainant's manufacture. The imitative devices used upon the stoves and ranges manufactured by the defendants are alleged to be employed by them for the purpose and Tvith the result of deceiving the public, and thereby diverting the trade of the complainant to the defendants. This they have neither the moral nor the legal right to do."-'' The question of its collocation must always be con- sidered in connection with the question of infringement ty the use of color. Announcing the opinion of the fed- eral circuit court of appeals of the second circuit. Judge Lacombe has said: "Color, undoubtedly, is a most im- portant element in all package combinations; but there are other elements as well, which go to make up the entire combination. Because a total change of color would so change the general appearance as to destroy resemblance to another package, it by no means follows that color alone would be sufficient to produce a general appearance, resembling another package. It would not be giving the complainant a monopoly of yellow to re- strain the sale of a particular yellow package, where, in addition to the color, a number of other elements, each differing more or less from its analogue in complainant's package, had been so collated together as to produce a general appearance calculated to delude the unwary purchaser. "2^ 20— Buck's stove & Range Co. v. C. C. A. 554; reversing s. c, 71 Kiechle, 76 Fed. Rep. 758. Fed. Rep. 295. To the same effect 21— N. K. Fairbank Co. v. R. W. see Allen B. Wrisley Co. v. Geo. E. Bell Mfg. Co., 77 Fed. Rep. 869, 23 Rouse Soap Co., 87 Fed. Rep. 589. §97] INFRINGEMENT. 249 So that we find many cases in which the imitation of color has been a material element in determining the question of infringement,-- In a proper case the court will enjoin the defendant from using the color used by the plaintiff, upon the theoiy that the defendant must be allowed no advantage out of the trade thus obtained wrongfully, but must establish the reputation of his goods upon merit, and w^ithout benefit of the imitation.-'"* It may be said that in issues of technical trademark infringement the color of the respective marks is fre- quently of controlling importance. Any system of registration, to be effective, ought to provide for the registration of marks in the exact coloring which it is intended to apply to the mark in use. After the English court of appeals had discussed this question,-^ it was 22— Kerry v. Toupin, 60 Fed. Rep. 272; Burt v. Smith, 71 Fed. Rep. 161; Carbolic Soap Co. v. Thompson, 25 Fed. Rep. 625; Cleveland Stone Co. v. Wallace, 52 Fed. Rep. 431-438; Anheu- ser-Busch Brewing Co. v. Clarke, 26 Fed. Rep. 410; Landreth v. Lan- dreth, 22 Fed. Rep. 41; Lorillard V. Wight, 15 Fed. Rep. 383; Hos- tetter v. Adams, 10 Fed. Rep. 838; Von Mumm v. Frash, 56 Fed. Rep. 830; Wellman & Dwire Tobacco Co. V. Ware Tobacco Works, 46 Fed. Rep. 289; Gail v. Wackerbarth, 28 Fed. Rep. 286; Hires v. Hires, 6 Pa. Dis. R. 285; Myers v. Theller, 38 Fed. Rep. 607; American Brew- ing Co. V. St. Louis Brewing Co., 47 Mo. App. 14; Sperry v. Percival Milling Co., 81 Cal. 252; Royal Bak- ing Powder Co. v. Davis, 26 Fed. Rep. 293; Fleischmann v. Starkey, 25 Fed. Rep. 127; Carbolic Soap Co. v. Thompson, 25 Fed. Rep. 625; C. F. Simmons Med. Co. v. Simmons, 81 Fed. Rep. 163; Johnson & John- son V. Bauer & Black, 27 C. C. A. 374, 82 Fed. Rep. 662; reversing s. c, 79 Fed. Rep. 954; Fischer v. Blank, 138 N. Y. 251; Cox, Manual, 731; McCann v. Anthony, 21 Mo. App. 83; 38 Off. Gaz. 333; Von Mumm v. Kirk, 40 Fed. Rep. 589; Coats V. Merrick Thread Co., 36 l-ed. Rep. 324; Philadelphia Nov. Co. V. Blakesley Nov. Co., 40 Fed. Rep. 588; Proctor & Gamble Co. v. Globe Refining Co., 34 C. C. A. 405, 92 Fed. Rep. 357; Johnson v. Brunor, 107 Fed. Rep. 466; Lalance & Grosjean Mfg. Co. v. National Enameling & Stamping Co., 109 Fed. Rep. 317; National Biscuit Co. V. Swick, 121 Fed. Rep. 1007; Rains v. White, (Ky.), 52 S. W. Rep. 970; Kassel v. Jeuda, 70 N. Y. Supp. 480. 23 — Franck v. Frank Chicory Co., 95 Fed. Rep. 818-821. 24— Re Worthington & Co.'s Trademark. L. R. 14 Ch. D. 8-18. See also Nuthall v. Vining, 28 W. R. 330; Cartmell. 248. 250 HOPKINS ON TRADEMARKS. [§ 98 enacted by Parliament that registration might be in oolor.-^ § 98. Infringement of size and form.— The decision of the leading case, Cook S Beniheimer Co. v. Ross;^^ by Judge Lacombe in the circuit court of the United States for the southern district of New York, marked a distinct advance in the scientific development of the law of un- fair comj)etition. The complainant was a corporation which had acquired the sole right to bottle, at the dis- tillery the ' ' Mount Vernon Rye ' ' whisky distilled by the Hannis Distilling Company, in which bottling the com- plainant used a bottle of distinctive form. The facts more fully appear in the opinion, a portion of which is as follows : ''Complainant, of course, has no exclusive right to the name 'Mount Vemon,' and the labels of defendants are in no sense an imitation of the labels of the complainant. Complainant's case rests solely on the form of package, which it claims has been so imitated as to make out a case of unfair competition. "Undoubtedly, a large part of the consumption of whisky is in public drinking places, where it is dispensed to the consumer from the opened bottle. It is always desirable, therefore, for a dealer who wishes to push the sale of his own goods on their own merits to devise, if he can, some earmark more permanent than a pasted label to distinguish them. Complainant's predecessors accord- ingly, in March, 1890, adopted a brown glass bottle of a 25 — The Patents, Designs, and which the only distinction is the Trademarks Act, 1883, sec. 67. It use of a color, because, practically, has been held, under this section, under the terms of the act. that that the mark registered in color would give you a monoply of all must be distinctive apart from its the colors of the rainbow." Re color; and as said by Kay, J.: Hanson's Trademark, 5 R. P. C. "You may register a mark, which 130; L. R. 37 Ch. D. 112; 57 L.. J. is otherwise distinctive, in color, Ch. 173; 57 L. T. N. S. 859; 36 W. and that gives you the right to R. 134; Cartmell. 146. use it in any color you like; but 26—73 Fed. Rep. 203. you cannot register a mark of §98 J INFRINGEMENT. 251 peculiar square sliapc, unlike any that liad theretofore been used for bottling whisky, or, indeed, so far as the evidence shows, for any other purpose. It is a fonn of package well calculated by its novelty to catch the eye, and be retained in the romeinbraiice of any one who has once seen it. In order to develop and extend the busi- ness they expected to control under their agreement with the Hannis Distilling Company, comi)lainant and its predecessors have expended more than $50,000 in adver- tising its said bottling, hi all these advertisements the peculiar square-shaped bottle is the chief and most promi- nent feature. It is not surprising, therefore, to find it stated in the moving affidavits that the shape and gen- eral appearance of the bottle has come to be principally, if not exclusively, relied on by ordinary purchasers as the means of identifying this bottling of Mount Vernon whisky from all other bottlings, the i3urity of which is not guaranteed by the distillers, but only by the bottler. Complainant's bottling seems to have acquired a high reputation, large and increasing quantities of it being yearly sold, at a price in excess of that obtained by other bottlers of Mount Vernon whisky. *' About December, 1895, defendants, who had been dealing in Mount Veraon whisky for many years, began first to put it up in bottles, which are Chinese copies of the peculiar square-shaped, bulging-necked bottles of the complainant. Of course they aver that this was with- out any intention 'to deceive the jDublic, or to palm off defendants' goods for complainant's.' They account for the sudden appearance of their output of Mount Veraon whisky in this fonn as follows: 'There was a demand for Mount Vernon whisky along in November last, and defendants sought a convenient and useful package in which to place their product upon the market, and pur- chased a stock of bottles of the square fonn for that purpose, without making a special design therefor, and in the open market;' and allege that 'such bottles can 252 HOPKINS ON TRADEMARKS. [§ 98 be purchased of reputable bottle manufacturers from molds used for some time last past.' This last averment may well be true. The industry of defendants ' counsel has marshaled here an arraj^ of square-shaped bottles filled with whisky, which shows that for some time imitations of complainant's bottle have been on the market. But there is not a word of proof to trace back any one of these bottles to a period anterior to the adoption of the square shape by complainant's predecessor as a distinc- tive fomi of package. Despite defendants' denials,— and they only deny intent to deceive the public, liot intent to use a form of package just like complainant's,— the court cannot escape the conviction that they found the square-shaped bottle 'convenient and useful,' because it was calculated to increase the sale of their goods ; and that such increase, if increase there be, is due to the cir- cumstance that the purchasers from defendants have a reasonable expectation that the ultimate consumer, de- ceived by the shape, will mistake the bottle for one of complainants'. This is unfair competition within the authorities, and should be restrained. Injunction pen- dente lite is granted against the further use of the square-shaped, bulging-necked bottle as a package for Mount Vernon whisk}^" There never existed a valid reason why a manufacturer should not be protected in the use of a package so pe- culiar and distinctive in size and shape as not to inter- fere with the packing methods of the trade generally. In this respect the law of trademarks fell short in the recognition it should have extended to tradesmen, who, like the Cook & Bernheimer Company in the case last mentioned, chose to distinguish their wares by distinc- tive packing. On account of this deficiency in the law, occasional hardships were inflicted upon honest trades- men and the dishonest competitor went unwhipped of justice.^ But the amount of fraudulent trading effected 1— Enoch Morgan's Sons Co. v. Troxell, 89 N. Y. Supp. 292. §98 J INFRINGEMENT. 253 by means of this form of imitation was sure to evoke the ruling of the leading case in time, and there are numbers of other cases in which an imitation of size and form has been a moving ground of injunction.=^ The remedy has in some cases been held to be dei;)endent upon proof that the public has actually been deceived by the defendant's package.-'* It has been expressly held, indeed, that •'there is no unfair competition, apart from the infringe- ment of a patent or trademark, unless the competing person so makes or marks his goods or conducts his busi- ness that purchasers of ordinary caution and prudence, and not those who are exceptionally dull, are likely to be misled into the belief that his goods are the goods of somebody else."^ But it is the probability of deception, and not proof that customers have actually been de- ceived, that controls or should control in all cases of un- fair competition as well as in cases of technical trade- mark infringement. A learned English judge has asked : **\Miy should we be astute to say that (the defendant) cannot succeed in doing what he is straining every nerve to do!"'"' Where the fonn and size of a package have be- 2 — Charles E. Hires Co. v. Con- 4 — Allen, J., in Dover Stamping Burners' Co., 100 Fed. Rep. 809; Co. v. Fellows, 163 Mass. 191; 40 Apollinaris Co. v. Brumler, Cox, N. E. Rep. 105, 28 L. R. A. 448; 47 Manual, 429; Hostetter v. Adams, Am. St. Rep. 448; citing Gilman v. 10 Fed. Rep. 838; Sawyer v. Kel- Hunnewell, 122 Mass. 139; Singer logg, 7 Fed. Rep. 720; Sperry & Mfg. Co. v. Wilson, 2 Ch. D. 434- Co. V. Percival Milling Co., 81 Cal. 447; Brill v. Singer Mfg. Co., 41 252; Noera v. Williams Mfg. Co., Ohio St. 127; 52 Am. Rep. 74; 158 Mass. 110; Moxie Nerve Food Robertson v. Berry, 50 Md. 591; 33 Co. v. Baumbach, 32 Fed. Rep. Am. Rep. 328. To the same effect, 205 ; Kerry v. Toupin, 60 Fed. Rep. Van Camp Packing Co. v. Cruik- 272; Burt v. Smith, 71 Fed. Rep. shanks Bros. Co., 90 Fed. Rep. 161; Hildreth v. McDonald, 164 814; Von Mumm v. Witteman. 85 Mass. 16; 49 Am. St. Rep. 440; Fed. Rep. 966; affirmed, 91 Fed. Royal Baking Powder Co. v. Davis, Rep. 126, 33 C. C. A. 404. 26 Fed. Rep. 293. 5 — Lindley. L. J., in Slazenger v. 3— Hildreth v. D. S. McDonald Feltham, 6 R. P. C. 538. Co., 164 Mass. 16; 41 N. E. Rep. 56, 49 Am. St. Rep. 440. 254 HOPKINS ON TRADEMARKS. [§98 come common to a trade, resemblance in either or both of tliese particulars is not actionable.^ In all of this class of cases the general rule of trade- mark law applies, that it is immaterial whether the goods sold by the defendant are inferior or superior to those of the plaintiff. Thus in an early case Judge Morris said: ''AMiat we decide is that whether the complainant has a trademark or not, as he was the first to put up bluing for sale in the peculiarly shaped and labeled boxes adopted by him, and as his goods have become known to pur- chasers, and are bought as the goods of the complainant by reason of their peculiar shape, color and label, no person has the right to use the complainant's form of package, color or label, or any imitation thereof, in such manner as to mislead purchasers into buying his goods for those of the complainant, whether they be better or worse in quality."^ In connection with this branch of our subject, it should be noted that, in the absence of a patent, every one is at liberty to reproduce merchandise or machinery made by another. In the language of the Massachusetts court, " in the absence of a patent, the freedom of manufacture cannot be cut down under the name of preventing unfair competition."* In an earlier case, it was said that ''apart from these {i. e., patents for inventions or designs) any one may make anything in any form, and may copy with exactness that which another has pro- duced, without inflicting any legal injury, unless he attributes to that which he has made a false origin, by claiming it to be the manufacture of another person. ' ' ^ In a later case. Judge Severens has thus stated the 6 — Allen B. Wrisley Co. v. Geo. Co. v. Holway, Mass., 59 N. E. Rep. E. Rouse Soap Co., 87 Fed. Rep. 667. To the same effect see Piaget 589. V. Headley. 68 N. Y. Supp. 351. 7— Sawyer v. Horn, 1 Fed. Rep. 9— Johnson, J., in Fairbanks v. 24-38. Jacobus. 14 Blatch., 337, 339; Fed. 8— Holmes, C. J., in Flagg Mfg. Case No. 4608, and to the same ef- § 99j INFRINGEMENT. 255 rule: "Without doubt, a party may adopt distinguish- ing marks to denote the origin or production as being his own, or he may adopt some other })eculiar method of distinguishing his own goods, and thus retain the benefit of the good reputation wliich lie has acquired for them. But the very idea of distinguishing them implies that it cannot be done by such universal characteristics as be- long to other goods of the kind and which the general public have the undoubted right to use."^^ But in mak- ing an article whose structure may be made by anyone, it is nevertheless unlawful to imitate its ensemble as made by another, with the purpose and effect of misleading the public." § 99. Intent and scienter.— It was at first held that equity could only administer relief ancillary to that offered by the courts of law. It is, indeed, difiicult to apprehend on what ground this reluctance to interfere in trademark cases arose. The only explanation vouch- safed is, that when chancer^' undertook to act it was ' ' ex- ercising a jurisdiction over legal rights. "^^ g^t whether at law or in equity, the doctrine of the common law pre- vailed, that the defendant must be shown to have guilty knowledge or fraudulent intent.^ ^ In 1838 the rule was distinctly announced that courts of equity ''will act on the principle of protecting prop- erty alone, and it is not necessary for the injunction to prove fraud in the defendant. "^^ This rule is now uni- fect, see Dover Stamping Co. v. 12 — Motley v. Downman, 3 Mylne FeUows, 163 Mass. 191; 40 N. E. & Cr. 1-14. Rep. 105, 28 L. R. A. 448, 47 Am. 13— Singleton v. Bolton, 3 Doug. St. Rep. 448; Marvel Co. v. Tullar 293; Morrison v. Salmon, 2 Man. Co.. 125 Fed. Rep. 829. & G. 385; Crawshay v. Thompson, 10 — Globe-Wernicke Co. v. Fred 4 Man. & G. 357; Taylor v. Ashton, Macey Co., 56 C. C. A. 304. 119 Fed. 11 M. & W. 402; Rodgers v. Nowill, Rep. 696, 704. 5 C. B. 109; Myers v. Baker, 3 H. 11— Globe-Wernicke Co. v. Brown & N. 802; Sykes v. Sykes, 3 B. A & Besly, 57 C. C. A. 344, 121 Fed. C. 541; 5 D. & R. 292. Rep. 90. 14 — Millington v. Fox, 3 Mylne & Cr. 338. 256 HOPKINS ON TRADEMARKS. [§99 versally recognized in technical trademark cases.^^ It is tmnecessaiy to show that the defendant knew that liis trademark resembled any other trademark,^ "^ and it fol- lows that it need not be shown that he knew whose mark his resembled ;^^ and, the intent of the defendant being immaterial, the fact that he intended to infringe plain- tiff's rights will not entitle the plaintiff to relief if the defendant's acts do not amount to trademark infringe- ment or unfair competition.^^ There is a line of demarkation, to be noted in this re- gard, between the class of unfair trade cases which involves a technical trademark and that which does not. Wliere a plaintiff establishes by competent proof his title to the specific trademark, infringement is shown by comparison with the defendant's mark. The resemblance of the defendant's mark creates a presumption of fraud.^^ 15 — Glenny v. Smith, 2 Drew. & Sm. 476; 11 Jur. N. S. 964; 13 L. T. N. S. 11; 13 W. R. 1032; 6 N. R. 363; Seb. 247; Filley v. Fassett, 44 Mo. 173; Cox, 530; Seb. 313; Amoskeag Mfg. Co. v. Garner (1), 55 Barb. 151; 6 Abb. Pr. N. S. 265; Cox, 541; Seb. 314; Holmes, Booth & Haydens v. Holmes, Booth & Atwood Mfg. Co., 37 Conn. 278; 9 Am. Rep. 324; Seb. 340; Singer Mfg. Co. V. Wilson, 3 App. Cas. 376-391; Colman v. Crump, 70 N. Y. 573; 16 Alb. L. J. 352; Seb. 579; Shaw V. Pilling, 175 Pa. St. 78-87; Wotherspoon v. Currie, L. R. 5 H. L. 508-517; McLean v. Fleming, 96 U. S. 245-253; Liggett & Myer Tob. Co. V. Hynes, 20 Fed. Rep. 883; C. F. Simmons Med. Co. v. Mansfield Drug Co., 93 Tenn. 84; Elgin Nat. Watch Co. V. Illinois Watch Case Co. (2), 179 U. S. 665-674; Craven- ette Co. V. Benjamin, 105 Fed. Rep. 621; American Grocer Pub. Co. v. Grocer Pub. Co., 25 Hun, 398. 16 — Kinahan v. Kinahan, 15 Ir. Ch. 75; Orr-Ewing & Co. v. Grant, 2 Hyde, 185; Singer Mfg. Co. v. Loog, 18 Ch. D. 412; Harrison v. Taylor, 11 Jur. N. S. 408; Edelsten V. Edelsten, 1 DeG. J. & S. 185; Burgess v. Hills, 26 Beavan, 244; Regis V. J. A. Jaynes & Co., 185 Mass. 458, 70 N. E. Rep. 480. 17 — Cartier v. Carlile, 31 Beavan, 292. 18 — Kann v. Diamond Steel Co., 89 Fed. Rep. 706-712. "An inten- tion to injure, if no injury be done, constitutes no ground for relief." Jenkins, J., in G. W. Cole Co. v. American Cement & Oil Co., 65 C. C. A. 105, 130 Fed. Rep. 703, 711, citing § 76 of the first edition of this book, and Centaur Co. v. Mar- shall, 38 C. C. A. 413, 07 Fed. Rep. 785; Postum Cereal Co. v. Ameri- can Health Food Co., 56 C. C. A. 360. 119 Fed. Rep. 848, 852. 19 — "A trademark, clearly such, is in itself evidence, when used by § lOOJ INFRINGEMENT. 257 But where the plaintiff has no trademark there is no basis of comparison such as existed in the fonner case, because there is no technical property right in the plain- tiff. Mere resemblance between the goods of the parties may or may not be sufficient to establish the right to injunction. It must be established that the defendant is unfairly competing with the plaintiff; his fraud must be proven directly or by inference. In a recent opinion Judge Baker says: "While the idea of fraud or imposi- tion lies at the foundation of the law of technical trade- marks as well as the law of unfair competition, it must be borne in mind that fraud may rest in actual intent shown by the evidence, or may be inferred from the cir- cumstances, or may be conclusively presumed from the act itself. In the case of unfair competition the fraudu- lent intent must be shown by the evidence, or be infer- able from the circumstances, while in the case of the use by one trader of the trademark or trade-symbol of a rival trader, fraud will be presumed from its wrongful use."-o And the United States supreme court states the iiile to be that "the deceitful representation must be made out or be clearly inferable from the circumstances."-^ § 100. What persons liable.— With the establishment of the rule that mala )nens need not be shown,-- it fol- lowed that liability for infringement was extended to a third party, of an illegal act. It 20 — Church & Dwight Co. v. is of itself evidence that the party Russ, 99 Fed. Rep. 276-279. intended to defraud and to palm 21 — Lawrence Mfg. Co. v. Ten- o£E his goods as another's." Mr. nessee Mfg. Co., 138 U. S. 537-551, Justice Bradley in Putnam Nail Co. followed in Gorham Mfg. Co. v. V. Bennett, 43 Fed. Rep. 800. And Emery-Bird-Thayer Co., 43 C. C. to the same effect, Boston Diatite A. 511, 104 Fed. Rep. 243, 244. Co. V. Florence Mfg. Co., 114 Mass. 22 — Wotherspoon v. Currie, L. R. 69; McLean v. Fleming, 96 U. S. 5 H. L. 508-517; Saxlehner v. Sie- 245; Menendez v. Holt, 128 U. S. gel-Cooper Co., 179 U. S. 42. 514; Lawrence Mfg. Co. v. Ten- nessee Mfg. Co., 138 U. S. 537. 17 258 HOPKINS ON TRADEMARKS. § 101 many persons who, in the absence of that doctrine, could not be reached by the owner of the pirated mark. "All persons in any way connected with the infringement of a trademark are responsible to the owner for the injury done to his rights."-^ § 101. Of labels, generally.— The dress of a commer- cial article usually embodies a label. The consequence is that the cases refer to labels, frequently, as though they were a distinct factor in the law of unfair compe- tition, to be treated as an entity, regardless of the pres- ence or absence of trademark material upon them. Thus Vice-Chancel lor Van Fleet, in the Court of Chancery of New Jersey, has said, *'If we speak with accuracy, these labels cannot be called 'trademarks,' but they serve sub- stantially the same purpose. They are the marks by which the complainant's goods are distinguished in the markets from all like goods put upon the market by other persons, and are, for that reason, according to many decisions, just as much under the protection of the law as trademarks are. The law protects them for the same reasons, and in exactly the same way, that it does trademarks. The leading principle of the law on this subject is that no man should be permitted to sell his goods on the reputation which another dealer has established in the market for his goods, and this princi- ple applies with equal force to the case where the goods of such other dealer are known in the market by a label, as it does to the case where they are known by a mark which is strictly a trademark. No dealer can lawfully adopt the label of another dealer, or one so near like it as to lead the public to suppose that the article to which it is affixed was put upon the market by such other dealer. ' '^^ 23 — Hawley, J., in Hennessy v. following Miller Tobacco Manufac- Herrmann, 89 Fed. Rep. 669-670. tory Co. v. Commerce, 45 N. J. 24— Wirtz V. Eagle Bottling Co., Law 18, 24. 50 N. J. Eq. 164, 24 Atl. Rep. 658; § 102] INFRINGEMENT. 259 § 102. The engraver or manufacturer of the label.— The rule that equity will enjoin one who ])articipates in the production of an infringing mark or label was first established in Guinness v. Ullmer, in 1847, in which case the plaintiffs were brewers of i)orter, and the defend- ants, who were engravers, engraved plates to be used in printing labels in imitation of the plaintiff's label.-'' This decision was followed in 1855 by a case in which a prin- ter printed and sold labels which were fac-similes of the plaintiff's labels, and the piracy was enjoined;-*' and the rule is now extended to include one who deals in counter- feit labels, though he does not manufacture them.-^ In 1877 a label printer was enjoined by the superior court of New York from the manufacture of labels which were colorable imitations of plaintiff's. In aflBrming the decision of the lower court the New York couii of ap- peals announced that it is not necessary in such a case *'to establish a guilty knowledge or fraudulent intent on the part of the wrong-doer. ' '-^ It is now the settled rule 25— Guinness v. UHmer, 10 L. T. 28— Colman v. Crump, 70 N. Y. 127; Seb. 89. 573-578; affirming s. c, 40 N. Y. 26— Farina v. Silverlock, 1 K. & Super. Ct. (8 J. & S.) 548; Seb. J. 509; 3 Eq. Rep. 883; 24 L. J. Ch. 579. The court of appeals in this 632; 25 L. T. 211; 3 W. R. 532; 6 case further says (per Allen, J.): DeG. M. & G. 214; 26 L. J. Ch. 11; "It is an infraction of that right 2 Jur. N. S. 1008; 27 L. T. 277; 4 (i. e., the right to a trademark) W. R. 731; 52 Leg. Obs. 342; 30 to print or manufacture, or put on L. T. 242; 31 L. T. :^9; 4 K. & J. the marlcet for sale and sell for 650; Seb. 130. See also to the use, upon articles of merchandise same effect, Colman v. Crump, 70 N. of the same class as those upon Y. 573; Cuervo v. Jacob Henkell which it is used by the proprietor, Co., 60 Off. Gaz. 440; 50 Fed. Rep. any device or symbol which by its 471; Moxie Nerve Food Co. v. resemblance to the established Beach, 33 Fed. Rep. 248; De Kuy- trademark will be liable to deceive per v. Witteman, 23 Fed. Rep. 871; the public and lead to the purchase Hildreth v. Sparks Mfg. Co., 99 and use of that which is not the Fed. Rep. 484. manufacture of the proprietor, be- 27 — Hennessy v. Herrmann, 89 lieving it to be his." From which Fed. Rep. 669; Cantrell & Cochrane, Mr. Cox makes this deduction: Ltd., V. Wittemann, 109 Fed. Rep. "The distinction would seem to be 82. that where the facts of the case 260 HOPKINS ON TRADEMARKS. [§ 103 that "the mere act of printing and selling labels in imitation of the complainant's might be innocent, and, without evidence of an illicit purpose, would not be a violation of the complainant's rights."-^ Judge Thayer, however, held that the court would presume fraudulent intent where counterfeit labels were manufactured and sold and advertised for sale by the defendant.^*^ Where a i)erson induces a manufacturer to make for him goods marked with the trademark of a third per- son, the manufacturer can hold him liable for all money paid and expense incurred by the manufacturer in com- promising a suit brought against him by the owner of the trademark.^^ Where both parties are in a similar business, one will be enjoined from buying up the empty bottles or other packages used by the other.^^ § 103. Of counterfeiting trademarks.— A counterfeit mark is one which is a fac-simile (e. g., an exact copy or reproduction) of a genuine trademark. Counterfeiting may be accomplished either by using forged fac-simile trademarks, or by using genuine trademarks upon goods substituted for those of the owners of the trademarks; as by refilling bottles, boxes or other packages bearing trademarks after their original contents have been con- sumed. shcv/ that the printer of the labels Witteman, 23 Fed. Rep. 871; Cox, contemplated their use upon goods Manual, 694. not made by the owner of the 30 — Carson v. Ury, 39 Fed. Rep. mark, the court will interfere what' 777; Cox, Manual, 709. See also ever the intent; but where the pur- Von Mumm v. Wittemann, 85 Fed. pose was that they should be hon- Rep. 966. estly used in such manner as to be 31 — Dixon v. Fawcus, 9 W. R. tantamount to an application of 414; 3 Ell. & Ell. 537; 30 L. J. Q. the mark by its owner, the courts B. 137; 7 Jur. N. S. 895; 3 L. T. will decline to interfere." Note to N. S. 693; Seb. 194. Farina v. Silverlock, Cox, Manual, 32 — Evans v. Von Laer, 32 Fed. 130. Rep. 153; Sawyer Crystal Blue Co. 29— Wallace, J., in De Kuyper v. v. Hubbard, 32 Fed. Rep. 388. § 104] INFRINGEMENT. 261 § 104. Of imitation of trademarks.— An imitation is a mark so contrived as to reseinble an established trade- mark. The imitation is actionable only in cases where, upon comparison, the court determines that the dif- ference is ''merely colorable,"^'' or as stated by Vice- Chancellor AVood: "In every case the court must ascer- tain whether the differences are made bo7ia fide in order to distinguish the one article from them, whether the re- semblances and the differences are such as naturally arise from the necessity of the case, or whether, on the other hand, the differences are simply colorable. "^^ § 105. Colorable imitation.— As to what constitutes colorable imitation, some apparent diversity of opinion arises in the cases. In the opinion of Vice-Chancellor Wood, from which we have quoted in the foregoing sec- tion, he says: " IJesemblance is a circumstance which is of jirimary importance for the court to consider, because if the court finds, as it almost invariably does find in such cases as this, that there is no reason for the resem- blance, excepting for the purpose of misleading, it will infer that the resemblance is adopted for the purpose of misleading.""" But this dictum is not convincing, be- cause if the resemblance is not, in fact, calculated to mislead, the fact that it was adopted for the purpose of misleading is wholly immaterial. Thus it has been held repeatedly that where there is no imitation of the essential part of the trademark, a resem- blance in particulars common to the trade is not an in- fringement.^" 33— Davis v. Kendall. 2 R. I. 566; Ch. 237; Tucker Mfg. Co. v. Boy- Cox, 112; Seb. 103. ington, 9 Off. Gaz. 455, Fed. Case 34— Taylor v. Taylor, 2 Eq. Rep. No. 14229; Thornton v. Crowley, 47 290; 23 L. J. Ch. 255; 22 L. T. N. Y. Super. Ct. 527; Price & Steu- 271; Seb. 124. art, 455; Coats v. Merrick, 36 Fed. 35— Taylor v. Taylor, supra. Rep. 324, 45 Off. Gaz. 347; Marshall 36— Portuondo v. Monne, 28 Fed. v. Hawkins, 4 N. Z. L. R. Sup. Ct, Rep. 16; Price & Steuart, 1115; 59; Stachelberg v. Ponce (2), 128 Ball V. Siegel, 116 111. 137; 56 Am. U. S. 686. Rep. 766; Re Horsburgh, 53 L. J. 262 HOPKINS ON TR^VDEMARKS. [§ 106 § 106. The test of probability of deception.— The va- riance of opinion as to what constitutes colorable imita- tion arises from the standard adopted by the different courts as to the tendency of the alleged infringement to deceive the cautious, ordinary or unwaiy customer. It is never necessary to establish actual deception. Lord Westbury said that it was not "necessarj^ for relief in equity that proof should be given of persons having been actually deceived, and having bought goods with the de- fendant's mark under the belief that they were the manu- facture of the plaintiffs, provided the court be satisfied that the resemblance is such as would be likely to cause the one mark to be mistaken for the other. "^" Accord- ingly it is no defense to show that all the persons pur- chasing goods bearing the simulated mark were aware that the goods were not of the plaintiff's manufacture,^* or that the maker of the spurious goods, or the jobber who sells them to retailers, informs those who purchase that the article is spurious or an imitation ;^^ the reason being that there is no assurance that the retailer will give the same cautionary information to his customers.*^ 37— Edelsten v. Edelsten, 1 DeG. & M. 427; 11 W. R 1061; 2 N. R. J. & S. 200; 9 Jur. N. S. 479; 11 572; Seb. 226; Filley v. Fassett, 44 W. R. 328; 7 L. T. N. S. 768; 1 N. Mo. 168; Seb. 313; Abbott v. Bak- R. 300; and to the same effect ers & Confectioners Tea Ass'n, W. see Monro v. Smith. 13 N. Y. N. 1871, p. 207; W. N. 1872, p. 31; Sup. 708; Cox, Manual, 724; Dixon Seb. 379; Osgood v. Allen, 1 v. Fawcus, 3 Ell. & Ell. 537; 30 L. Holmes, 185; 6 Am. L. T. 20; 3 J. Q. B. 137; 7 Jur. N. S. 895; 3 Off. Gaz. 124; Seb. 410; Job Print- L. T. N. S. 693; 9 W. R. 414; Re ers' Union of Chicago v. Kinsley, Christiansen's Trademark, 3 R. P. 107 111. App. 654. C. 54; Cartmell, 95; Compania Gen- 38 — Edelsten v. Edelsten, 9 Jur. eral de Tobacos v. Rehder, 5 R. P. N. S. 479; 1 DeG. J. & S. 185; 11 C. 61; Cartmell, 103; Orr-Ewing v. W. R. 328; 7 L. T. N. S. 768; 1 N. Johnston, 7 A. C. 219; 51 L. J. Ch. R. 300. 797; 46 L. T. 216; 30 W. R. 417; 39— Coats v. Holbrook, 2 Sandf. Cartmell, 249; Seb. 646; Reddaway Ch. 586; Seb. 79. & Co. V. Bentham Hemp Spinning 40 — Chappell v. Davidson, 2 K. Co., 9 R. P. C. 503; (1892) 2 Q. & J. 123; 8 DeG. M. & G. 1; Seb. B. 639; 67 L. T. 301; Braham v. 136. Bustard, 9 L. T. N. S. 199; 1 Hem. § 107] INFRINGEMENT. 263 So where the defendant claimed that the goods bearing the false mark were for his own family 's use, he was en- joined;''* and where the defendants contended that they did not deal in the goods bearing the fraudulent mark, but only acted as forwarding agents, they were en- joined." - It is always the presumption, however, that the con- suming })urcliaser has no opportunity of comparing the conliicting marks; and this presumption is an important element in passing upon the probability of the defend- ant's mark effecting deception."*^ There is the further presumption which has been recognized judicially, that the consuming purchaser is *'apt to act quickly, and is therefore not expected to exercise a high degree of caution."^* § 107. The degree of resemblance which constitutes infringement.— It follows from the principles which we have reviewed that the question of infringement may be treated from the standpoint of the degree of approxima- tion between the conflicting marks. The rule for apply- ing this test has been thus expressed: "What degree of resemblance is necessary to constitute an infringement is incapable of exact definition, as applicable to all cases. All that courts of justice can do in that regard is to say that no trader can adopt a trademark so resembling that of another trader as that ordinary purchasers buying with ordinary caution, are likely to be misled. Where the similarity is sufficient to create a false impression in the public mind, and is of a character to mislead and 41 — Upmann v. Forester, L. R. 43 — Pillsbury v. Pillsbury -Wash- 24 Ch. D. 231; 52 L. J. Ch. 946; burn Co., 64 Fed. Rep. 841; 12 C. 49 L. T. 122; 32 W. R. 28; Cart- C. A. 432; Manufacturing Co. v. mell, 331. Trainer, 101 U. S. 51-64; Liggett 42 — Upmann v. Elkan, L. R. 12 & Myer Tobacco Co. v. Hynes, 20 Eq. 140; 40 L. J. Ch. 475; 24 L. T. Fed. Rep. 883. N. S. 869; 19 W. R. 867; L. R. 7 44— Paris Medicine Co. v. W. H. Ch. 130; 41 L. J. Ch. 246; 25 L. T. Hill Co., 102 Fed. Rep., 148-151; N. S. 813; 20 W. R. 131; Seb. 369. 42 C. C. A. 227. 264 HOPKINS ON TRADEMARKS. [§ 108 deceive the ordinaiy purchaser in the exercise of ordi- nary care and caution in such matters, it is sufficient to give the injured party a right to redress. "^^ When the rule is stated in this way, it comes back to tlie original question, the degree of care expected of the consuming purchaser. The application of this rule has sometimes gone far afield from the ancient rule that if a mark contained twenty-five parts, and but one was taken by the defend- ant, it constituted infringement. Thus in a Missouri case the plaintiff's mark for cigars was the name "Union Station" and the picture of a building known by that name. The defendant's label had a smaller pic- ture of the same building, and the words ''The Gilpin- Union Station." Each party displayed his own name or initials on the package. The facts recited in the opinion make out a typical case of technical trademark infringement, yet the court denied the relief sought solely on the ground of the differences in the labels, though the conceded facts show the defendant to have appropriated all of the technical trademark matter of the plaintiff's label.^*' § 108. The degree of care expected of the purchaser.— Mr. Justice Clifford expressed the rule in these words: ''What degree of resemblance is necessary to constitute an infringement is incapable of exact definition as ap- plicable to all cases. All that courts of justice can do in that regard is to say that no trader can adopt a trade- mark so resembling that of another trader as that ordi- nary jourchasers buying with ordinary caution are likely to be misled. ' ' ^"^ But further, in the same opinion, he 45 — McAdam, J., in Jerome v. nej' Cigar Co., 158 Mo. 158, 59 S. Johnson, 59 N. Y. Supp. 859, quot- W. Rep. 121. ing the first two sentences from 47 — McLean v. Fleming, 96 U. S. Mr. Justice Clifford in McLean v, 245-251; following the language of Fleming, 96 U. S. 245. Lord Cranworth in Seixo v. Pro- 46— Nicholson v. Wm. A. Stick- vezende, L. R. 1 Ch. D. 192. See § 108] INFRINGEMENT. 265 bases the decision explicitly upon the ground that the defendant's package *'is well calculated to mislead and deceive the iinivary.''^*^ There are many instances of similar dicta. We have heretofore referred to the assertion of Vice-Cliancellor Shadwell, who said that **If a thing contains twenty- five parts, and but one is taken, an imitation of that one will be sufficient to contribute to a deception, and the law will hold those responsible who have contributed to the fraud." "^^ It is at this point that we can secure prob- ably the most striking proof of the manner in which the law of trademarks and the law of unfair competition overlap each other. True, the function of the trade- mark is to distinguish the goods to which it is applied, and whose origin or ownership it indicates. True that the purpose of an intentional infringement is to draw away the trade secured by the infringed mark for the benefit of the owner of the infringing mark. That in- fringement is to be determined, not by the question whether any substantial part of the trademark is copied or duplicated by the infringing mark, but by the tendency of the pirated mark to deceive (whether the careful, or- dinary or unwary purchaser is immaterial), is an anomaly in our jurisprudence. But the courts have persisted in disregarding the technical composition and detail of trademarks, and have invariably applied the test of tend- ency of the sus}Dected mark to deceive. The test ignores the absolute right of property which exists in a lawful trademark, and gives the owner of such a mark no other or further rights than are given the plaintiff who uses also Popham v. Wilcox, 14 Abb. Pr. 49 — Guinness v. Ullmer, 10 L. T. N. S. 206; 38 N. Y. Super. Ct. 274; 127. See also Leather Cloth Case, 66 N. Y. 69; 23 Amer. Rep. 22; 11 H. L. C. 523; 35 L. J. Ch. 53; Seb. 425; Dawes v. Davies, Seb. 11 Jur. N. S. 513; 12 L. T, N. S. 426. 742; 13 W. R. 873; Popham v. Wil- 48— McLean v. Fleming. 96 U. S. cox, 66 N. Y. 69. 245, at page 256. 266 HOPKINS ON TRADEMARKS. [§ 108 only generic terms to designate his wares and perforce relies upon the doctrines of unfair competition.-'^^ The broad rule as stated above by Mr. Justice Clifford has been elaborated by other courts. In some cases no reference is made to the care and caution exjDected to be exercised by the purchasing public,^^ while in others it is held that it must be shown that the mark employed bears such resemblance to the complainant's trademark "as to be calculated to mislead the public generally who are purchasers of the article;"^- sometimes it has been ex- pressed as the deception of 'Hhe ordinary mass of pur- chasers;"^^ or, as by the Massachusetts court, that in- junction will not lie "unless the form of the printed words, the words themselves, and the figures, lines and devices, are so similar that any person, with such reasonable care and observation as the pub- lic generally are capable of using and may be expected to exercise, would mistake the one for the other. "^* The irreverent layman could not fail to note the remarkable elasticity of the rule as thus 50 — Lord Westbury evidently was Laight, 18 Beav. 164; Hardy v. Cut- impressed with this thought ter, 3 Off. Gaz. 468; Heinz v. Lutz, when he said, "Imposition on the 146 Pa. 592, 23 Atl. Rep. 314. public is necessary for the plain- 52 — Walton v. Crowley, Fed. Case tiff's title, but in this way only, No. 17133, 3 Blatchf. 440-447; Com- that it is a test of the invasion by pania de Tobacos v. Rehder, 5 R. the defendant of the plaintiff's P. C. 61; Cartmell, 103. right of property; for there is no 53 — Blackwell v. Wright, 73 N. injury if the mark used by the de- C. 310-313; Crawshay v. Thompson, fendant is not such as is mistaken, 4 Man. & G. 357; 5 Scott N. R. or is likely to be mistaken, by the 562; 11 L. J. C. P. 301; Seb. 72. public for the mark of the plain- 54 — Gllman v. Hunnewell, 122 tiff; but the true ground of this Mass. 139-148. It is only fair to court's jurisdiction is property." note that this case was improperly Hall V. Barrows, 4 DeG. J. & S. 150. brought as a trademark case, and 51 — Ransome v. Bentall, 3 L. J. is treated as such by the court, Ch. N. S. 161; Seb. 53; Taylor v. whereas the facts show that in- Carpenter (3), 2 Sandf. 603; 11 junctive relief could only have Paige, 292; Cox, 45; Seb. 84; Cof- been granted, if at all, to restrain feen v. Bninton, 5 McLean, 256; the unfair competition of the de- Cox, 132; Seb. 109; Shrimpton v. fendant. It has been held else- § 108] INFRINGEMENT. 267 laid down.''"' And we find a court of repute holding that "it is the unwary, and not the wary, who are to be pro- tected, as most likely to be taken in by the counterfeit;"^'' and another saying that equity * ' should presume that the public makes use of the senses of sight and hearing, and that it is possessed of a sufficient amount of intelligence to note the difference these senses convey;""'^ and Sir George Jessel saying: "I am not, as I consider, to de- cide cases in favor of fools and idiots, but in favor of ordinary English people, who understand English when they see it."^* The English courts have devoted much time to specu- lating whether '"most Englishmen" would mistake the defendant's mark for the plaintiff's, or whether if the mark failed to deceive "most Englishmen" it still might mislead "the ordinaiy native purchaser in Bombay where the goods go," as has actually been done in the opinion of one court.''^ Under the doctrine so stated, I will not be protected by injunction in a case where the defendant has not copied my trademark sufficiently in detail to deceive "most Englishmen," but if my goods are sold to natives of Africa I may have an injunction against him if he engages in that trade. where, however, that the relief will wary." Von Mumm v. Frash, 56 not be granted where the defend- Fed. Rep. 830-839. The following ants' acts are such as could deceive cases have held that the right to only a careless purchaser. N. K. relief depends only upon a degree Fairbank Co. v. Luckel, King & of resemblance calculated to de- Cake Soap Co., 88 Fed. Rep. 694. ceive the careless and unwary. Col- But this decision was reversed on man v. Crump, 70 N. Y. 573, 578; appeal; s. c, 42 C. C. A. 376, 102 McCann v. Anthony, 21 Mo. App. Fed. Rep. 327-332. 83; Wirtz v. Eagle Bottling Co.. 55— Substantially the same die- 50 N. J. Eq. 164. 24 Atl. Rep. 658. turn is to be found in Ball v. Sie- 57 — Munro v. Tousey. 129 N.Y. 38. gel, 116 111. 137-146; citing Popham 58— Singer Mfg. Co. v. Wilson, v. Cole, 66 N. Y. 69. L. R. 2 Ch. D. 434; quoted with 56 — Swift V. Dey, 4 Robertson, approval, Munro v. Smith, 13 N. 611; Cox, 319; Seb. 245. And Y. Sup. 708. Judge Benedict has said: "It is 59— Wilkinson v. Griffith, 8 R. P. no answer to say that the ultimate C. 370-374. purchaser was ignorant or un- 268 HOPKINS ON TRADEMARKS. [§ 109 If we were to undertake to deduce a general rule from the cases it would be that the test is the likelihood of deception of the consuming purchaser ;^*^ and in applying this test all doubts are to be resolved in favor of the complainant."^ § 109. Infringement must be by use on same class of goods.— The English Patents, Designs, and Trade- mark Acts, 1883 to 1888, provide that the application for registration must state the particular goods or classes of goods in connection with which the applicant desires the trademark to be registered."" A similar provision exists in the act of congress of 1905."^ Aside from these provisions as to registration, it is self-evident that there can be no infringement unless the two marks are used on the same class of goods;"* though in this country, owing to the absence of the exact classifications used in the English registration practice, it is probably more ex- act to say that the marks must be used upon goods of so similar description that goods bearing the defendant's mark may be taken for the manufacture of the plaintiff; as where the plaintiff adopted the words ''Lone Jack" to designate smoking tobacco manufactured by him, and 60— Allegretti Chocolate Cream 62— Patents, Designs, and Trade- Co. V. Keller, 85 Fed. Rep. 643; marks Act, 1883, Part IV, sec. 62, Collinsplatt v. Finlayson, 88 Fed. subsec. 3. Rep. 693; N. K. Falrbank Co. v. 63— Act of 1905, § 1. R. W. Bell Mfg. Co., 23 C. C. A. 64— Re Rabone, Seb. 642; Re 554, 77 Fed. Rep. 869-877; Hansen Jelly, Son & Jones, 51 L.. J. Ch. 639; V. Siegel-Cooper Co., (1), 106 Fed. Re Whiteley, 43 L. T. N. S. 627; Rep. 690-691; Kostering v. Seattle Ainsworth v. Walmsley, L. R. 1 Brewing & Malting Co., 116 Fed. Eq. 518; Hall v. Barrows, 4 DeG. Rep. 620, 54 C. C. A. 76. J. & S. 150; Hart v. Colley, 7 R. 61— Anheuser-Busch Brewing P. C. 93; L. R. 44 Ch. D. 193; 59 Ass'n V. Piza, 24 Fed. Rep. 149-151. L. J. Ch. 355; Cartmell, 154; Jay That injunction will be granted if v. Ladler, 6 R. P. C. 136; L. R. 40 the resemblance is "calculated to Ch. D. 649; 60 L. T. 27; 37 W. R. deceive the unwary, the incautious, 505; Cartmell, 184; Colman v. or the ignorant purchaser," see Crump, 70 N. Y. 573; Hecht v. Por- Cauffman V. Schuler, 123 Fed. Rep. ter, 9 Pac. C. L. J. 569; Soci6t6 205. Anonyme v. Baxter, 14 Blatchf. § 109] INFRINGEMENT. 2(i9 the defendant applied the same words to cigarettes. The court gave as its reason for enjoining the defendant that he was holding out his cigarettes as containing the plain- tiff's tobacco."'' And where the defendants were selling shirts under the name of "Wamyesta" and advertising them as made of "Wamyesta," they were enjoined from using that designation at the instance of the WamsulU Mills, whose product was known as "Wamsutta" mus- lin, and was not used by defendants in the manufacture of their shirts."" Where the complainants used the words "Collins & Co." upon metal articles of their man- ufacture, but did not manufacture shovels, the defend- ants were enjoined from placing those words on shovels, they having exi)orted shovels so marked to Australia, where the complainants marketed a portion of their out- put.""^ In a recent case Judge Bradford said : * ' Pale ale and half-and-half must, as against an " infringer of a trademark for the fonner, be treated as malt liquors sub- stantially similar to each other and belonging to the same class. Courts should not be astute to recognize in favor of an infringer fine distinctions between different articles of merchandise of the same general nature, and should resolve against the wrong-doer any fair doubt whether the public may or may not be deceived through the application of the spurious symbol.""'^ Where the I)laintiff was the manufacturer of "Omega Oil," a lini- ment extensively advertised as a remedy for skin and scalp diseases, a defendant who began to manufacture and sell a soap named "Omega Oil Medicated Soap," advertised by defendant as a remedy for diseases of 261, Fed. Case No. 8099; Amos- Phila. 535. keag Mfg. Co. v. Garner, 55 Barb. 67— Collins Co. v. Oliver Ames fc 151; George v. Smith, 52 Fed. Rep. Sons, 18 Fed. Rep. 561. See also 830; Air-Brush Mfg. Co. v. Thayer, to same effect, Eno v. Dunn, L. R. 84 Fed. Rep. 640. 15 A. C. 252. 65 — Carroll v. Ertheiler. Cox, 68— Bass, Ratcliff & Gretton Manual, 669, 1 Fed. Rep. 688. (Ltd.) v. Feigenspan, 96 Fed. Rep. 66— Wamsutta Mills v. Allen, 12 206-211. 270 HOPKINS ON TRADEMARKS. [§ 109 llie skin and scalp, an injunction was granted the plain- tiff on the authority of the "Lone Jack" case, Judge Blanchard saying that "The adoption of the words "Omega Oil' by defendant was calculated to deceive the public into the belief that plaintiff's article was being put up for sale in another form, at least into the belief that the soap was placed on the market by plaintiff or by its consent."*'^ It is the necessary converse of the rule under con- sideration that it is no defense to an action for trade- mark infringement that the defendant used the mark in application to another class of merchandise before the plaintiff" began his use of the mark. Thus where a defendant had applied the word, "Eijicure" to canned peaches and canned tomatoes, that fact did not avail as a defense, where the plaintiff was the first to apply the word to canned salmon, and the defendant afterwards began to apply it to canned salmon. In his opinion, Judge Coxe observes: "The reasoning of some of the authorities would indicate that the defendants had a right to use the brand in connection with other fruit and vegetables, analogous to tomatoes and peaches, but to assert that they have the right to use it on all canned goods is carrying the doctrine far beyond any reported case. Beer and nails do not belong to the same class of merchandise because both are sold in kegs."'^*^ In a recent case in which the complainant's mark was applied to baking soda and saleratus, and the defend- ant's to baking powder, Judge Baker held the parties' goods to be in the same class because they were handled generally by the same class of dealers and purchased by the same class of customers; either is indifferently used to accomplish the same object ; so that they come in direct competition with each other in sale and use. In that 69 — Omega Oil Co. v. Weschler, 70 — George v. Smith, 52 Fed. 71 N. Y. Supp. 983, 984. Rep. 830-832. § 110] INFRINGEMENT. 271 case the rule is announced that "goods are in the same class whenever the use of a given trademark or symbol on both would enable an unscrupulous dealer readily to palm off on the unsuspecting ])urchaser the goods of the infringer as the goods made by the owner of the trademark, or with his authority and consent." "• §110. The value of proof of fraudulent intent. — So much is said of fraudulent intent in the decisions that it is proper to discuss it in this place, in its relation to in- fringement. As we have seen, equity will restrain the use of the infringing mark without regard to the intent of the defendant. It is, however, a matter of practical importance to establish the deliberate fraud of the de- fendant where it exists. It was distinctly held by Lord Westbury^ that an account would only be given with the injunction in respect of any user by a defendant after he had become aware of the prior ownership;'^- and in another case, where defendant claimed to have bought counterfeit champagne believing it to be genuine, an ac- counting was denied because of the absence of proof of guilty knowledge."^ And the fraudulent intention of the defendant must be shown in an action at law,""* or at least to support the recovery of punitive damages."^ But the rule is fixed both in England and the United States that proof of fraudulent intent, or actual deception of the public, are alike unnecessary in actions in equity, in technical trademark cases ; nor is it necessar}^ in cases of trademark infringement or unfair competition to prove actual deception of purchasers where tliere is shown "a manifest liability to deception."^*' 71— Church & Dwight Co. v. 3 Mylno & Cr. 338; Weed v. Peter- Russ, 99 Fed. Rep. 276-280. son, 12 Abb. Pr. N. S. 178. 72 — Edelsten v. Edelsten, 1 DeG. 74 — Edelsten v. Edelsten, supra. J. & S. 185. 75— Faber v. D'Utassey. 11 Abb. 73— Moet V. Couston, 33 Beav. Pr. N. S. 399; Marsh v. Billings, 7 578. See also Rose v. Loftus, 47 Cush. 322; Cox, 118. L. J. Ch. 576; Millington v. Fox, 76— Fuller v. Huff, 43 C. C. A. 272 HOPKINS ON TRADEM^\JtKS. [§ 111 § 111. The manner of establishing fraudulent in- tent.— The inspection of the two marks in controversy is the main test of the alleged resemblance/'^ although the testimony of expert witnesses familiar with the trade and the habits of customers is of weight."** So, for ex- ample, where the plaintiff's mark was a tin star, and the defendant's a tin buzz-saw, both affixed in use upon plug tobacco, the court could have small difficulty in inferring fraudulent intent.^'-* Among other matters con- sidered by the courts as probative of the defendant's in- tent are false representations of securing awards at an exhibition ;*^'^ the fact that defendant, who adopted as a mark for his factory the words "Norfolk House," previously used by plaintiff, kept the j^ublication of that name out of a city directory ;^^ and the circumstance that defendant removed his place of business into the same locality as the plaintiff,^- or is dealing in other fraudulent goods. *^ A curious instance of facts regarded as indicia of fraud is to be found in a case where a plaintiff whose name, originally "Dr. J. W. Trust," had been changed to "Dr. T. F. Gouraud," was the manufacturer of cos- 453, 104 Fed. Rep. 141, 145, re- Rep. 487, 488; reversed on other versing Fuller v. Huff, 99 Fed. Rep. grounds, 35 C. C. A. 237, 94 Fed. 439; Manitowoc Malting Co. V. Mil- Rep. 667; Fullwood v. Fullwood waukee Malting Co., 119 Wis. 543, (1), W. N. 1873, p. 93; W. N. 1873, 97 N. W. Rep. 389. p. 185; Seb. 42. See also to 77 — Drummond v. Tinsley, 52 same effect, Lee v. Haley, 21 Mo. App. 10; Liggett & Myers Tob. L. T. N. S. 546; 18 W. R. Co. v. Finzer, 128 U. S. 182-184; 181; L. R. 5 Ch. D. 155; 39 L. J. Weyman v. Soderberg, 108 Fed. Ch. 284; 22 L. T. N. S. 251; 18 W. Rep. 63-65 . R. 242; Viano v. Baccigalupo, 183 78 — Drummond V. Tinsley, sMpm. Mass. 160, 67 N. E. Rep. 641; 79 — Liggett & Myers Tob. Co. v. Church v. Kresner, 49 N. Y. Supp. Sam Reid Tob. Co., 104 Mo. 53. 742; International Society v. In- 80 — Cave v. Myers, Seton (4th ternational Society, 59 N. Y. Supp. ed.), 238; Seb. 304. 785. 81 — Rodgers v. Rodgers, 31 L. 83 — Chas. E. Hires Co. v. Con- T. N. S. 285; Seb. 442. sumers' Co., 100 Fed. Rep. 809-812, 82— Elgin Nat. Watch Co. v. 41 C. C. A. 71. Illinois Watch Case Co., 89 Fed. § 112] INFRINGEMENT. 273 metic styled ''Gouraud's Oriental Cream," and the de- fendants, his sons, who had retained the name Trust, engaged in the sale of a cosmetic which they named ''Creme Orientale, by Dr. T. F. Gouraud's Sons;" the court holding from these facts that the statement of the relationship, though tiiithful, was made with fraudulent intent.^* The use on defendant's label of fictitious medals of award has been treated as evidence of fraudu- lent intent**^ As most of these badges of fraud have been referred to by the courts because of their determining influence in cases of unfair comi>etition, we will consider them at length in that connection. Those we have mentioned are illustrative, however, of the class of facts pertinent to be shown in cases of technical trademark infringe- ment, and to prove which is important for the reasons and purjioses above referred to. §112. Infringing by refilling trademarked pack- ages.— There is no doubt that one who furnishes liquors (or any other class of goods) with the expressed pur- pose that the goods so sold are to be used in refilling genuine packages whose original contents have been re- moved will be dealt with as an infringer and enjoined in equity.^^ The refilling of genuine packages will be restrained,**^ even where the package, a bottle bearing a name blown in the glass, is used for a similar article, in connection with a label not resembling that borne by 84 — Gouraud v. Trust, 3 Hun, 257. Compare Hostetter v. Fries, 17 627; Seb. 460. Fed. Rep. 620, in which defendants 85 — Bolen & Byrne Mfg. Co. v. compounded a substance to be used Jonasch, 60 N. Y. Supp. 555. in making Hostetter's Bitters, and 86 — Hostetter Co. v. Bruegge- sold it with directions for so using man-Rcinart Distilling Co., 46 Fed. it, but injunction was denied. This Rpp. 188; Cox, Manual, 729; Hos- decision is entitled to no weight, tetter Co. V. Wm. Schneider Co., 87 — Evans v. Von Laer, 32 Fed. 107 Fed. Rep. 705; Hostetter Co. Rep. 153; Sawyer Crystal Blue Co. V. Conron, 111 Fed. Rep. 737; v. Hubbard, 32 Fed. Rep. 388; Rose Samuel Bros. & Co. v. Hostetter v. Henley, cited at 47 L. J. Ch. 577; Co., 55 C. C. A. Ill, 118 Fed. Rep. 38 L. T. N. S. 410; Seb. 551; Van 18 274 HOPKINS ON TR^U)EMARKS. [§ 113 it originally.*"^ Injunction will issue even where the refilling was done at the request of a customer.^^ Judge Thayer has enjoined a defendant from offering for sale an imitation of Hostetter's Bitters in bulk with advice to customers to refill bottles originally containing the genuine compound, with the spurious article.*^^ In this class of cases "the burden is strongly upon the com- plainant to prove fraud by a fair preponderance of evi- dence. ' "'^ §113. Infringement by refitting and reselling worn trademarked articles.— Akin to refilling trademarked packages are cases where, a part of a trademarked arti- cle having worn out in service, the parts are replaced and the article sold without removing the trademark, and where this replacement of parts is made by the owner of the trademark, identity being substantially re- tained, no fraud is effected. Otherwise, if the replace- ment is made by a stranger.*^- The Massachusetts court has refused to enjoin the manufacture of stove castings Hoboken v. Mohns & Kaltenbach, Reinert Co., 46 Fed. Rep. 188; Cox, 112 Fed. Rep. 528; Pontefact v. Manual, 729; cited and followed in Isenberger, 106 Fed. Rep. 499; Hostetter v. Sommers, 84 Fed. Rep. Hiram Ricker & Sons v. Leigh, 77 333. These cases overrule Hostet- N. Y. Supp. 540; Eckhart v. Con- ter v. Fries, 17 Fed. Rep. 620, solidated Milling Co. 72 111. App. where Judge Wallace refused to en- 70; Scott V. Standard Oil Co., 106 join defendants who prepared and Ala. 475. sold an extract, giving instructions 88 — Evans v. Von Laer, 32 Fed. to their customers for making Rep. 153; Hostetter v. Anderson, 1 "Hostetter's Bitters" from the ex- V. R. (W. A'B. & W.) Eq. 7; 1 tract. The rule stated in the text Anst. Jour. 4; Seb. 652; Rose v. is followed in Myers v. Theller, 38 Loftus, 47 L. J. Ch. 576; 38 L. T. Fed. Rep. 607-609; Hostetter Co. v. N. S. 409; Seb. 608. See contra, Martinoni, 110 Fed. Rep. 524. Welch V. Knott, 4 K. & J. 747; 91— Coxe, J., in Hostetter Co. v. 4 Jur. N. S. 330; Seb. 157. Comerford, 97 Fed. Rep. 585; and 89 — Barnett v. Leuchars, 13 L. to the same effect see Hostetter T. N. S. 495; 14 W. R 166; Seb. Co. v. Bower, 74 Fed. Rep. 235. 253. 92 — General Electric Co. v. Re- 90 — Hostetter v. Brueggeman- New Lamp Co., 128 Fed. Rep. 154. § 114] INFRINGEMENT. 275 used to replace woni i)arts of a plaintiff's trademarked stoves.*^^ § 114. Infringement by applying a manufacturer's trademark to goods of his to which he does not intend its application.— In Hennessy v. White, the defendants bottled brandy, purchased in casks from plaintiffs, and apjjlied to such bottling a label which was a colorable imitation of that used by plaintiffs to designate a higher grade of brandy sold by them in bottles only. The court, by Molesworth, J., said: '*! think a new feature which has not been present in any other case, and is, there- fore, not touched by the language of the other cases, is one which I ought to act upon here; that is, that the makers of articles of different ([ualities are entitled to brand their best article in a particular way to show the superior value they put upon it." Stowell, C. J., in the same case, in the Victoria supreme court, states the i-ule more broadly: ''If a brandy different from that which the manufacturer bottled is put into bottles and sold as the manufacturer's bottled brandy, the fact that it is the manufacturer's bulk brandy does not make the sale less an imposition."'-*^ There can be no doubt of the right of the manufacturer or selector to designate goods of a certain grade bottled or packed by him by a distinctive trademark, and that no one purchasing goods in bulk from him can thereby acquire the right to pack or bottle such goods under the trademark of the vendor used only upon his packing or bottling. Wliether the bulk goods are better than or inferior to the trade- marked goods is utterly immaterial except as bearing upon the question of damages.^*^ 93— Magee Furnace Co. v. Le Seb. 651; Krauss v. Jos. R. Pee- Barron, 127 Mass. 115. bles' Sons Co., 58 Fed. Rep. 585. 94— Hennessy v. White, 6 W. W. 95— See the case in which a per- & A'B. Eq. 216-221; Seb. 650. See son purchasing pens from a manu- also to same effect Hennessy v. facturer removed the labels and Hogan, 6 W. W. & A'B. Eq. 225; substituted others marked with a 276 HOPKINS ON TR.U)EMARKS. [§ 115 "It is manifest that the sale of merchandise in bulk by a manufacturer does not justify the vendee in using on his retail packages the label which the manufacturer uses upon the same merchandise only when prepared by himself on smaller packages for the retail trade,""*' but he is at liberty to so mark them as to truthfully indi- cate the manufacturer.^''' Wliere bulk goods were sold without limitation as to the manner in which they were to be re-sold, the effect of the sale was held to be "to invest the defendants (vendees) with the title to the article, and with the right to divide it into small pack- ages, as (they) might see fit, and sell the same as originating from the plaintiff, according to the fact."®* §115. Substitution.— By "substitution," as used here, is meant the substitution by a retail merchant of goods other than those called for by a purchaser. In its nar- rower sense it is confined to the retail merchant who commits the offense. In its broader sense it includes the manufacturer of the substituted goods in cases where he has so prepared the goods as to make the substitution possible, and for the purpose and with the intent that they may be substituted.^ Of such manufacturers the superior court of New York, by Barrett, J., said: "The law of trademarks has been gradually expanding so as to meet just such cases. The courts, in a long and un- broken line of decisions, have endeavored to uphold and enforce commercial m.orality, and have afforded their protection to honest enterprise and skill. "^ As to the numeral indicating another grade ment Co. v. Frauenhar, 126 Fed. of pen made by the same manufac- Rep. 228. turer. Gillott v. Kettle, 3 Duer, 1 — Enoch Morgan's Sons Co. v. 624; Cox, 148. Wendover, 43 Fed. Rep. 420. 96 — Taft, J., in Krauss v. Jos. R. 2 — Morgan Sons Co. v. Troxell, Peebles' Sons Co., 58 Fed. Rep. Cox, Manual, 674. The New York 585-592. court of appeals, treating this 97 — Russia Cement Co. v. Kat- case as purely a technical trade- zenstein, 109 Fed. Rep. 314. mark case, reversed it in 89 N. Y. 98 — Wheeler, J., in Russia Ce- 292. If there had been considered § 116] INFRINGEMENT. 277 retailer who performs the actual substitution, there is no question that he will invariably bo enjoined from re- petitions of his offense.^ The law as to substitution is admirably embraced in the language of Judge Lacombe: "A court of equity will not allow a man to palm off his goods as those of an- other, whether his misrepresentations are made by word of mouth, or more subtly, by simulating the collocations of details of appearance by which the consuming public has come to recognize the product of his competitor."* The sale of an imitation article without misrepresenta- tion will not be enjoined. Where the article was a bitters made in imitation of Hostetter's Bitters, but the defendant had sold the goods without any misrepresen- tation of their identity and without suggesting their adaptibility for substitution, injunctive relief was re- fused.^ False oral representations that defendant's goods are those of the complainant will be enjoined,*' though where the defendant's affidavits contradict those of the plain- tiff concerning such representations preliminary injunc- tion will be denied," and the proof must be clear on final hearing to entitle plaintiff to the relief sought.^ § 116. The use of misleading signs and circulars en- joined.— The use of misleading business signs will be by the appellate court the doctrines 4 — Enterprise Mfg. Co. v. Lan- we have now under discussion, the ders, Frary & Clark, 65 C. C. A. decision of the lower court would 587, 131 Fed. Rep. 40, 241; affirm- have been affirmed. Taendsticks- ing 124 Fed. Rep. 923. fabriks Aktiebolaget Vulcan v. My- 5 — Hostetter Co. v. Van Vorst, 62 ers, 11 N. Y. Sup. 663; Avery v. Fed. Rep. 600. Meikle, 81 Ky. 75; Cox, Manual, 6 — Weber Medical Tea Co. v. 686. and cases cited elsewhere in Kirchstein, 101 Fed. Rep. 580. this chapter. 7 — Lavanburg v. Pfeiffer, 52 N. 3 — Saxlehner v. Eisner & Men- Y. Supp. 801. delson Co., 88 Fed. Rep. 61-70; 8— Lavanburg v. Pfeiffer, 66 N. Munro v. Smith, 13 N. Y. Sup. 708; Y. Supp. 39. N. K. Fairbanks Co. v. Dunn, 126 Fed. Rep. 227. 278 HOPKINS ON TRADEMARKS. [§ 116 restrained in equity, whether or not such signs are fixed before a particular place of business, or are distributed through the trade. The general rule has been thus stated by the Chancellor of Upper Canada in a case involving the use of signs bearing words "The Gol- den Lion" used upon a diy goods establishment: ''Where it is clear to the Court that the defendant him- self intended an advantage by the use of a particular sign or mark in use by another, and believes he has obtained it, or, in other words, that the defendant him- self thought the use of it was calculated to advertise him at the expense of the plaintiff, and this was his object in using it, and where such has been the effect of the user, T think the Court should say to him 'Remove that sign; its use by you may, as you intend, damage the plaintiff'. It cannot be necessary or valuable to you for any other purpose. You have your choice of many signs which, as a mere attraction, or to give your store a marked designation, must answer a fair business pur- pose equally well. ' " ^ It will be noted that in the foregoing case the decep- tion employed consisted in duplicating the tradename in which the plaintiff's business was conducted. The same principle has been applied by a New York Court in granting equitable protection to a flag design used in newspaper advertising by a real estate auctioneer. The advertising device which was employed was the repre- sentation of a flag having an ornamentation of stars, fancifully arranged along its upper and lower edges. The defendant duplicated this device in his newspaper advertising matter, and there was testimony tending to show that persons had actually been deceived into be- lieving that the defendant's advertising was that of the plaintiff.i^ 9— Walker v. Alley, 13 Grant Up. 10— Johnson v. Hitchcock, 3 N. Can. Ch. 366. Y. Supp. 680. § 116] INFRINGEMENT. 279 In the latter case, therefore, the signs were not used upon a place of business. In a Missouri case, equitable relief was granted to a brewing company in the use of white muslin signs of peculiar size and lettering which had been distributed both by the plaintiff and the de- fendant brewing companies to the retail trade through- out the city of St. Louis. The decree in the lower court was for the plaintiff. The St. Louis Court of Appeals, in reversing the decree directing the injunction for the plaintiff, said: **The correct decision of the case at bar depends upon the finding of two propositions: was the imitation of the plaintiff's signs by defendant merely the result of an accident; or was it the result of a pre- conceived design to mislead the jiublic into the belief that the plaintiff's beer was being sold at the defend- ant's place of business? Was the imitation of the sign close enough to bring about such a deception?" ^^ The more usual cases are those of signs bearing sim- ilar tradenames exhibited on competing stores in the same vicinity, in which the sign of the later comer is enjoined if calculated to mislead the public into the false belief that they are patronizing the older establish- ment.'^ Circulars containing false statements,— The usual remedy by injunction against unfair competition will be granted where a competitor issues circulars calculated to deceive customers into the false belief that the goods of the parties are identical.^^ The relief has been granted where the defendant's circulars were sent to the plain- tiff's customers and recited that defendant had there- 11 — American Brewing Co. v. St. Caton College Co., (Minn.) 92 N. Louis Brewing Co. 47 Mo. App. 14, W. Rep. 958. 20. 13— Brown v. Braunstein. 83 N. 12— Miskell v. Prokop, 58 Nebr. Y. Supp. 1096: Van Stan's Stratena 628, 79 N. W. Rep. 552; Nolan Co. v. Van Stan,— Pa.— . 58 Atl. Bros. Shoe Co. v. Nolan, 131 Calif. Rep. 1064. For a form of injunction 271, 63 Pac. Rep. 480; Ricard v. in such a case see Bunker v. Ken- na. Price & Stewart 883. 280 HOPKINS ON TRADEMARKS. [§ 117 tofore distributed tlie goods, and that the defendant's manufacturing was done in part at the plaintiff's street address.^ ^ Similarly, the use of display signs calculated to de- ceive the public into patronizing one competitor in the belief that they are patronizing the other, will be en- joined,^^ as will the publication of circulars calculated to induce the false belief that a book published by com- plainant was fraudulent.^ ^ § 117. Infringement by a dissimilar word or mark.— The general rule is that there may be infringement even in the absence of exact similarity between the marks.^^ In 1866 Lord Cranworth said in a leading case: "If the goods of a manufacturer have, from the mark or device he has used, become known in the market by a particular name, I think that the adoption by a rival trader of any mark which will cause his goods to bear the same name in the market may be as much a violation of the rights of that rival as the actual copy of his device." ^^ This dictum was elicited in a case where the 14— American Novelty & Mfg. 18— Seixo v. Provezende, supra; Co. V. Manufacturing Electrical 12 Jur. N. S. 215; 14 L. T. N. S. Novelty Co., 73 N. Y. Supp. 755. 314; 14 W. R. 357; Seb. 256. 15 — cady v. Schultz, 19 R. I. 193, The doctrine of the leading case 32 Atl. Rep. 915; Duke v. Cleaver, applies to all cases where the (Tex.) 46 S. W. Rep. 1128. goods of a particular dealer or 16 — Halstead v. Houston, 111 manufacturer have become known Fed. Rep. 376. by a name derived from his trade- 17 — Liggett & Myer Tobacco Co. mark. Anglo-Swiss Condensed V. Hynes, 20 Fed. Rep. 883. "What Milk Co. v. Metcalf, L. R. 31 Ch. degree of resemblance is necessary D. 454; 55 L. J. Ch. 463; 34 W. R. is, from the nature of things, a 345; 3 R. P. C. 28; Cartmell, 48; matter incapable of definition a Re Speer's Trademark, 4 R. P. C. priori. All that courts of justice 521; 55 L. T. N. S. 880; Cartmell, can do is to say that no trader 317; Re Baschiera's Trademark, 33 can adopt a trademark so resemb- S. J. 469; Re La Societe Anonyme ling that of a rival as that ordin- des Verreries de I'Estoile, 10 R. P. ary purchasers, purchasing with C. 436; L. R. (1894) 1 Ch. D. 61; ordinary caution, are likely to be 11 R. P. C. 142; Wilkinson v. misled." Lord Cranworth in Seixo Griffith, 8 R. P. C. 370; Cartmell, y. Provezende, L. R. 1 Ch. D. 192. 344; Morgan Envelope Co. v. Wal- § 117] INFRINGEMENT. 281 plaintiff sold wine in casks stamix^d with the device of a crown and an eagle, and the initials "B. S." on the head of tlie cask, and a crown, the word "Seixo" and a date at the bung hole, from which the wine had ac- quired the name "Crown Seixo;" while the defendants sold wine in casks stamped on the head and at the bung hole with the device of a crown, the initials "C. B.," the words "Seixo de Cima," and figures "1861." The defendants were enjoined notwithstanding the fact that the marks were not similar. Under this rule, plaintiffs who made a certain beer to which they applied the device of a bull-dog's head were granted an injunction against the use by competing dealers of a label similar in shape to the plaintiffs' and bearing a terrier's head. There was no resemblance between the labels beyond the similarity in shape, but the plaintiffs' beer had come to be known as "Dog's Head Beer," and the use of a dog's head upon similar merchandise by the defendants was manifestly for the purpose of passing off their beer as being the plain- tiffs '.^» It is self-evident that a trademark may be in- fringed by a mark entirely different, but suggesting to customers and the public the same word or idea. Thus when an English house had used in India a trademark for yam which had led the natives to call for it as " Bhe Hathi" (meaning "Two Elephant") yarn, a competing firm was enjoined from exporting yarn to India under a trademark of which the principal feature was the rep- resentation of two elephants.20 On the same reasoning the word "Sportsman's" accompanied by a picture of two mounted huntsmen, used as a trademark for cherry brandy, was held to be infringed by the picture of a ton, 82 Fed. Rep. 469; 81 Off. Gaz. 19— Read v. Richardson, 4.j U T. 1615; Johnson & Johnson v. Bauer N. S. 54; Cox. Manual, No. 69S. & Black, 27 C. C. A. 374, 82 Fed. 20— Orr-Ewing & Co. v. Johnston Rep. 662; Kann v. Diamond Steel & Co., 40 L. T. N. S. 307; Seb. 646. Co., 89 Fed. Rep. 706. 282 HOPKINS ON TRADEMARKS. [§ 117 limiteman standing beside his horse, and the words "Huntsman's Cherry Brandy," where the proof aliunde showed that the plaintiffs' liquor had become known to the public as "The Hunter's Cherry Brandy.""^ Judge Sanborn has well said that "every suit of this character is founded on the fact that the action, or the proposed action, of the defendant has deceived, or is cal- culated to deceive, ordinary purchasers buying with usual care, so that they have purchased, or will prob- ably purchase, the goods of the defendant under the mis- taken belief that they are those of the complainant. ' ' -^ So that each case must turn upon the peculiar facts in- volved. Thus where a plaintiff had for some time man- ufactured tennis racquets uniformly stamped at a par- ticular place upon the handle with the words "The Demon," and the defendant began to manufacture and sell racquets of a similar design, stamped, in the cor- responding place upon the handle, with the word "De- motic," the use of the word "Demotic" was restrained.^^ So the word "Curative," applied to soap, has been held to infringe the word "Cliticura," similarly applied j^* and a red Greek cross has been held to be infringed by a maltese cross with a red center, each being used as a mark upon medicinal plasters.^^ 21 — Re Barker's Trademark, 53 trademark, the word "Ancross" for L. T. N. S. 23; Cartmell, 72. Simi- umbrellas was refused registration, lar cases are Barlow v. Johnson, 7 Re Thewlis & Blakey's Trademark, R. P. C. 395; Cartmell, 73; Upper 10 R. P. C. 369. Assam Tea Co. v. Herbert, 7 R. P. 24 — Potter Drug & Chemical C. 183; Cartmell, 333; Re Worth- Corp. v. Miller, 75 Fed. Rep. 656. ington's Trademark, L. R. 14 Ch. 25 — Johnson & Johnson v. Bauer D. 8; 49 L. J. Ch. 646; 42 L. T. N. & Black, 27 C. C. A. 374, S. 563; 28 W. R. 747; Cartmell, 82 Fed. Rep. 662; reversing 351; Jerome v. Johnson, 59 N. Y. same case, 79 Fed. Rep. 954. Supp. 859. In his opinion Judge Jenkins said: 22 — Kann v. Diamond Steel Co., "It sufficiently appeared by the 89 Fed. Rep. 706. testimony that the goods of the ap- 23 — Slazenger v Feltham, 6 R. pellant have come to be known, P. C. 531; Cartmell, 310. Thus and are offered, ordered and sold, where an anchor had been regis- as 'Red Cross Plasters;' and we tered in England as an umbrella cannot but think that the maltese §117] INFRINGEMENT. 283 Other instances in which the courts have declared a word or words used as a trademark to be infringed by a different word or words will be found instructive. For the convenience of the reader they are tabulated in alphabetical order. The Trademark. ''Abacus." ''Alba." "Anvil." "Apollinaris." "Black Diamond." "Bovilene." "Burgess." "Canadian Club Whis- key." "Cascarets." "Cascarets." "Cashmere Bouquet." "Celluloid." ' ' Chartreuse. ' ' "Chatterbox." cross adopted by the appellee, In so far as it contains a red circle, has a tendency to promote confu- sion, and will interfere with the legitimate trade of the appellant. . . . The red cross speaks to the eye, and the article being known by that designation speaks also to the ear by that name." 26— Keuffel & Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 27— Ibid. 28— Ibid. 29 — Apollinaris Co. v. Herrfeldt, 4 P. R. 478; Apollinaris Brunnen V. Somborn. 14 Blatchf. 380; Fed. Case No. 496. 30— Pike Mfg. Co. v. Cleveland Stone Co., 35 Fed. Rep. 896. Held to be infringed by " Arcade. "=« "Antique."-^ " Anchor. "-« "Apollinis."2» "Diamond Gem."^^ "Bovina."'^^ "Burgiss."^^ ' ' Canadian Rye "Whis- key. "^^ "Cascara." ^"^ "Castorets."35 ' ' Violets of Cashmere. ' '^*^ "Cellonite."^'^ " Chasseurs. "^^ "Chatterbook."39 31 — Lockwood v. Bostwick, 2 Daly, 521. 32 — Burgess v. Hills, 26 Beavan. 244. 33— Walker v. Mlkolas, 79 Fed. Rep. 955. 34 — Sterling Remedy Co. v. Gorey, 110 Fed. Rep. 372. 35 — Sterling Remedy Co. v. Sper- mine Remedy Co. 50 C. C. A. 657, 112 Fed. Rep. 1000. 36— Colgate v. Adams, 88 Fed. Rep. 899. 37— Celluloid Mfg. Co. v. Cellon- ite Mfg. Co. 32 Fed. Rep. 94. 38— A. Bauer Co. v. Order ol Carthusian Monks. 56 C. C. A. 484 120 Fed. Rep. 78. 80. 39— Estes V. Leslie, 29 Fed. Rep. 91. 284 HOPKINS ON TRADEMARKS. [§117 The Trademark. '^Clark's O. N. T." ' ' Cocoaine. ' ' * * Cocoatina. ' ' * * Coe 's Superphosphate of Lime." ''Corona." ''Cottolene." ''Cupola." "Cyclops Machine Works." "Doric." "Derby." "Duplex." "Economy." "Egj^ptian Deities." "El Destino." "Electro-Silicon." "Excelsior." "Flor de Margaretta." 40— Clark Thread Co. v. Armi- tage, 21 C. C. A. 178, 74 Fed. Rep. 936. 41_Burnett v. Phalon, 9 Bos.192. 42 — Schweitzer v. Atkins, 37 L. J. Ch. 847. 43_Coe V. Bradley, Fed. Case No. 2941, 9 Off. Gaz. 541. 44— Keuffel & Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 45_N. K. Fairbank Co. v. Cen- tral Lard Co., 64 Fed. Rep. 133. 46— Keuffel & Esser Co. v. H. S. Crocker Co., supra. 47— Hainque v. Cyclops Iron Works, 136 Calif. 35, 68 Pac. Rep. 1014. Held to he infringed hy "Clark's N. E. W."*° "Cocoine."^^ "Cocaotine."^2 "Andrew Coe's Super- phosphate of Lime."*^ " Corinth. "^^ "Cottoleo."^^ " Composite. "•*« "Cyclops Iron Works."*' "Delos."^8 "Derwent."4» " Deluxe. "^<> ' ' Economic. ' '" "Egyptian Amasis."'*^ "El Divino" and "El Destinacion. ' "^^ "Electric-Silicon."'^* "Excellent."-'^ "Margarita."^'® 48— Keuffel & Esser Co. v. H. S. Crocker Co. 118 Fed. Rep. 187. 49— Derby Dry Plate Co. v. Pol- lard, 2 Times L. R. 276. 50— Keuffel & Esser Co. v. H. S. Crocker Co., supra. 51— Ibid. 52 — Anargyros v. Egyptian Am- asis Cigarette Co. 66 N. Y. Supp. 626. 53— Pinto V. Trott, 8 P. R. 173. 54 — Electro-Silicon Co. v. Trask, 59 How. Pr. 189, followed \n Same V. Levy, 59 How. Pr. 469. 55— Volger v. Force, 71 N. Y. S. 209. 56 — Benedictus v. Sullivan, 12 P. R. 25. §117 INFRINGEMENT. 285 The Trademark. ''Genuine Durham Smok- ing Tobacco, ' ' with the picture of a bull. "German." "Gennan Household Dyes." **Germea." "Gold Dust." "Golden Crown." "Gothic." "Guinness." "Home." "Home Brand." "Honeymoon." "Hostetter Bitters." "Hostetter «& Smith." * * Humphrey 's Homeo- pathic Specifics. ' ' "Junket Tablets." "Ky's Criterion." 57 — Blackwell v. Armistead, 3 Hughes, 163; Fed. Case No. 1474. 58— Walter Baker & Co. v. Baker, 77 Fed. Rep. 181. 59 — Oppermann v. Waterman, 94 V/is. 583; 69 N. W. Rep. 569. 60 — Sparry v. Percival Milling Co., 81 Cal. 252. 61— N. K. "Fairbank Co. v. Luck- el, King & Cake Soap Co., 42 C. C. A. 376, 102 Fed. Rep. 327; revers- ing s. c, 88 Fed. Rep. 694. 62 — Parlett v. Guggenheimer, 67 Md. 542; 10 Atl. Rep. 81. 63— Keuffel v. Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 64 — Guinness v. Heap, Seb. 617. Held to he infringed by "The Durham Smoking Tobacco, ' ' with the picture of a bull's head."" "Germania."^^ "Excellent German Household Dyes."^» "Gei-m."*"^ "Gold Drop."«^ "Golden Chain. "«2 " Ionic. "^^^ "Genuine.""'* "Home Delight. "«5 "Home Comf ort. "^'^ ' ' Honeycomb. ' '"^ "Host-Style Bitters. "«« "Holsteter & Smyte."«» ' ' Reeves ' Imported Ho- m e o p a t h i c Speci- fics. "^« "Junket Capsules."'^ "Ky's Credential. ""^2 65 — New Home Sewing Machine Co. V. Bloomingdale, 59 Fed. Rep. 284. 66 — Griggs, Cooper & Co. v. Erie Preserving Co., 131 Fed. Rep. 359. 67 — Kentucky Distilleries & Warehouse Co. v. Wathen, 110 Fed. Rep. 641-644. 68— Hostetter v. Becker, 73 Fed. Rep. 297. 69— Hostetter v. Vowinkle, 1 Dill. 329, Fed. Case No. 6714. 70 — Humphreys' Specific Med. Co. V. Wenz, 14 Fed. Rep. 250-253. 71 — Hansen v. Siegel-Cooper Co., (2). 106 Fed. Rep. 691. 72 — Kentucky Distilleries £ 286 HOPKINS ON TRADEMARKS. [§117 The Trademark. ''Lacto-Peptine." ' * Landlords ' Protective Bureau." * ' Leopoldshall. ' ' "Lightning Hay Knives. ' ' ''Limetta." *' Little Shop." **Maizena." * ' Manufacturers ' Outlet Co." "Maryland Club Rye." "Mechanics' Store." "Miller's Chicken Cock AVliiskey. ' ' ' ' Moma ja. ' ' ' ' Morse 's Compound Syrup of Yellow Dock Root." Held to be infringed by ' ' Lactopepsine. ' '^^ "Landlords' Protective Department. ' ''^ "Leopoldsalt."^^ "Lightning Pattern Hay Knives. "^*^ "Limette.""^^ "Little Antique Shop."" "Maizharina."^^ "Taunton Outlet Co."^^ "Maryland Jockey Club Rye. "81 "Mechanical Store. "»2 "Miller's Game Cock Rye. "83 "Mojava."84 "Dr. Morse's Improved Yellow Dock and Sar- saparilla Com- pound. ' '8^^ Warehouse Co. v. Wathen, 110 Fed. Rep. 641-644. 73 — Carnrick v. Morson, L. J. N. of C. (1877), p. 71. 74 — Koebel v. Chicago Land- lord's Protective Bureau, 210 Ills. 176, 71 N. E. Rep. 362; affirming Chicago Landlords' Protective Bur- eau V. Koebel, 112 111. App. 21. 75— Radde v. Norman, L. R. 14 Eq. 348. 76— Hiram Holt Co. v. Wads- worth, 41 Fed. Rep. 34. 77 — Drewry & Son v. Wood, 127 Fed. Rep. 887. 78— Crawford v. Lans, 60 N. Y. Supp. 387. 79— Glen Cove Mfg. Co. v. Lu- deling, 22 Fed. Rep. 823; 23 Blatchf. 46. 80 — Samuels v. Spitzer, 177 Mass. 226, 58 N. E. Rep. 693. 81— Cahn v. Gottschalk, 2 N. Y. Supp. 13. 82 — Weinstock, Lubin & Co. v. Marks, 109 Cal. 529. 83— G. G. White Co. v. Miller, 50 Fed. Rep. 277. 84 — American Grocery Co. v. Sloan, 68 Fed. Rep. 539. 85 — Alexander v. Morse, 14 R. L 153. §117] INFRINGEMENT. 287 I'he Trademark. * * Mottled German Soap. ' ' with circle, moon and stars. * ' Moxie. ' ' "Moxie Nerve Food." ** Nickel-In." '* Normal." ''Old Crow." ''Old Mill Soap." "Pancoast." "Paragon." ' ' Pepto-Mangan. ' ' "Portland." "Pride." "Pride of Rome." "Roberts' Parabola Gold - Burnished Sharps." "Rogers." 86— Proctor v. McBride, Fed. Case No. 11441. 1 — Moxie Nerve Food Co. v. Beach, 33 Fed. Rep. 248. 2 — Moxie Nerve Food Co. v. Baumbach, 32 Fed. Rep. 205. 3— Schendle v. Silver, 70 N. Y. fciup. Ct. 330, 18 N. Y. Supp. 1. 4— Keuffel & Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 5 — W. A. Gaines & Co. v. Leslie, 54 N. Y. Supp. 421; 25 Misc. Rep. 20. 6— Swift & Co. v. Brenner, 125 Fed. Rep. 826. 7 — Janney v. Pan-Coast Ventila- tor & Mfg. Co., 128 Fed. Rep. 121. Held to he infringed by "S. W. McBride's Ger- man Mottled Soap," with a crescent and star.***^ "Noxie."! "Standard Nerve Food. "2 "Nickel-Saved. "3 "Nonnandy."-* "Wliite Crow."= "Old Stone Mill Soap."« "Pan-coast."'^ " Pebble. "« "Pepto-Manganate of Iron and Cascara."^ "Famous Portland. "^« "Pride of Syracuse. "^^ "Pride of the Home."^^ "William Clark & Sons' Parabola Gold-Burn- ished Sharps. "^^ "RoDgers."^^ 8— Keuffel & Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 9 — M. J. Breitenbach Co. v. Spangenberg, 131 Fed. Rep. 160. 10 — Van Horn v. Coogan, 52 N. J. Eq. 380; 28 Atl. Rep. 788. 11— Hier v. Abrahams, 82 N. Y. 519. 12 — Ft. Stanwix Canning Co. v. Wm. McKinley Canning Co., 63 N. Y. Supp. 704. 13— Roberts v. Sheldon, 8 Biss. 398; Fed. Case No. 11916. 14 — International Silver Co. v. Rodgers Bros. Cutlery Co., 136 Fed. Rep. 1019, 1021. 288 HOPKINS ON TRADEMARKS. [§117 The Trademark. ''Koy Watch-Case Co." '^Sanitas." ''Sapolio." ''Sapolio." ''Sawyer's Crystal Blue and Safety Box." ''Shawknit." ' * Shrewsbury, Marshall & Co. Patent Thread." ''Simplex." "Six Little Tailors." "Sorosis." "Southern Company, St. Louis. ' ' "Star." "Stark." ' ' Steinway. ' ' "Stephens." "Stuart's Dyspepsia Tablets." Held to he infringed by ' ' Camm-Roy Watch-Case Co."^^ " Condisanitas. "^^ "Saphia."^^ "Sapho."i8 "Sawin's Soluble Blue and Pepper Box."^* " Seamless. "-0 "Schrewsbury - Marchal Patent Thread, "^i ' ' Simplicity. ' '^^ "Six Big Tailors. "23 "Sartoris."2* "Southwestern, St. Louis. "^^ "Lone Star."2« "Star. "27 "Steinberg. "28 "Steel Pens. "29 "Dr. Stewart's Dyspep- sia Tablets. "30 15 — Roy Watch-Case Co. v. Camm-Roy Watch Case Co., 59 N. Y. Supp. 979. 16— Sanitas Co. v. Condy, 4 P. R. 195. 17 — Enoch Morgan's Sons Co. v. Schwachofer, 5 Abb. Pr. N. C. 265. 18 — Enoch Morgan's Sons Co. v. Whittier-Coburn Co., 118 Fed. Rep., 657. 19 — Sawyer v. Kellogg, 7 Fed. Rep. 720, 9 Fed. Rep. 601. 20 — Shaw Stocking Co. v. Mack, 12 Fed. Rep. 707; 21 Blatchf. 1. 21— Marshall v. Ross, L. R. 8 Eq. 651. 22— Keuffel & Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 23 — Mossier v. Jacobs, 65 111. App. 571. 24— Little V. Kellam, 100 Fed. Rep. 353. 25 — Southern White Lead Co. v. Cary, 25 Fed. Rep. 125. 26 — Hutchinson v. Covert, 51 Fed. Rep. 832, 61 Off. Gaz. 1017. 27— Gardner v. Bailey, Seb. 365; Fed. Case No. 5221. 28 — Steinway v. Henshaw, 5 P. R. 77. 29— Stephens v. Peel, 16 L. T. N. S. 145. 30— Stuart v. F. G. Stewart Co., 91 Fed. Rep. 243, 33 C. C. A. 280. §117] INFRINGEMENT. 289 The Trademark. ''Sunlight." ''Swan." "Tonge's." "Trafford." "Uneeda." "Universal." *'Vitae-Ore." "Wamsutta." ' ' Warren. ' ' ' ' Welcome. ' ' "Willoughby Lake.'^ "Yusea." "55." Held to he infringed by "American Sunlight. "^^ "Black Swan. "32 "Tung's."-*^ "Stafford. "3^ "Iwanta."^^ " University. "3« "Vitalizing Ore."" "Wamyesta."''8 " Warranted. ""^^ "AVelcome A. Smith. "^^ "Willoughby Ridge."" "U-C-A."^2' "35."" It follows that a word may infringe a symbol, or vice versa. Thus the figure of Columbia is an infringement of the word ' ' Columbia, ' ' previously applied to the same class of merchandise.^^ But the use by a plaintiff of a conventional diamond-shaped design has been held not to confer a trademark right in the word "diamond," Judge Adams remarking: "If the complainant's goods had ever been known in the trade as 'diamond steel,' or 31— Lever Bros. v. Pasfield, 88 Fed. Rep. 484. 32 — Ex parte Caire, 15 Off. Gaz. 248. 33— Tonge v. Ward, 21 L. T. N. S. 480. 34— Smith v. Carron Co., 13 P. R. 108. 35 — National Biscuit Co. v. Bak- er, 95 Fed. Rep. 135. 36— Keuffel & Esser Co. v. H. S. Crocker Co., 118 Fed. Rep. 187. 37— Noel V. Ellis, 89 Fed. Rep. 978. 38— Wamsutta Mills v. Allen. 12 Phila. 535. 39— Frost V. Rindskopf, 42 Fed. Rep. 408. 19 40 — Lever Bros. Ltd., Boston Works V. Smith, 112 Fed. Rep. 998. 41— Pike Mfg. Co. v. Cleveland Stone Co., 35 Fed. Rep. 896. 42— Welsbach Light Co. v. Adam, 107 Fed. Rep. 463. 43 — Collins v. Reynolds Card Mfg. Co., 7 Abb. N. C. 17, Price & Steuart, 262. 44 — Morgan Envelope Co. v. Walton, 82 Fed. Rep. 469; 81 Off. Gaz. 1615. In this connection, see Kann v. Diamond Steel Co.. 89 Fed. Rep. 706, and Re Thewlis & Blakey's Trademark, 10 R. P. C. 369. 290 HOPKINS ON TRADEM.\JIKS. [§ 117 generally as 'diamond' goods, it would undoubtedly be protected in the use of the word 'diamond' as a trade- name, even though such word nowhere appeared in con- nection with the symbol of a conventional diamond form- ing its trademark. Its use by a competitor, either as its corporate name or tradename for its product, under such circumstances would undoubtedly tend to deceive, and fall within the condemnation of the cases ^f complain- ant's counsel. See, especially, Johnson v. Bauer, 82 Fed. Kep. 662." ^-"^ The addition of other symbols, words or initials to the trademark of another will not operate to avoid a charge of infringement. "No one who has counterfeited a legit- imate trademark and applied the spurious symbol in competition with the genuine can avoid the charge of infringement by showing that the false mark has in prac- tice been so accompanied, on labels, capsules or other- wise, by tradenames, designations, descriptions or other accessories, not forming part of it, as to render it un- likely that the public has been deceived. Such a show- ing, while it may affect the nature or measure of the relief to be granted, cannot defeat a suit for infringe- ment."^^ In the absence of proof of any deception of the public, the courts have not been inclined to declare a different mark an infringement unless the similarity was close. Thus it has been held that the word "Pudding" does not infringe the word "Puddine;"^^ that the word "Bacocuro" does not infringe the word "No-to-bac;""*^ that the mark "B. & S." does not infringe the mark 45— Pittsburg Crushed Steel Co. 47 — Clotworthy v. Schepp, 42 V. Diamond Steel Co., 85 Fed. Rep, Fed. Rep. 62. 637-642. 48 — Sterling Remedy Co. v. Eu- 46— Bradford, J., in Bass, Ratcliff reka Chem. & Mfg. Co., 80 Fed. & Gretton (Ltd.) v. Feigenspan, Rep. 105, 25 C. C. A. 314. 96 Fed. Rep. 206-212. § 117J INFRINGEMENT. 291 *'S. B.;"^» that the mark ''Filofloss," applied to silk, is a valid trademark notwithstanding the prior use of the mark "Filoselle" applied to silk of a different char- acter ;°" that the mark "Beeshore One-Night Cough Cure" does not infringe the mark "One Xight Cure;"'^' that the mark "Elastic Tolu" does not infringe the mark "Sappota Tolu;"^^ that the mark "Star" and an uncolored tin star is not infringed by "Starlight" and a red paixir star;'^^ that "Everyday Soap" was not so clearly infringed by " Everj'body 's Soap" as to warrant a preliminaiy injunction;"'* that the mark "Cuticura" is not infringed by the mark "Cuticle;"-"'^ that the mark "Grape-nuts" is not infringed by the mark "Grain- Hearts;"^^ that the mark "Yama-Mai" is not infringed by "Ma-mie;"^^ that "Weber" applied to pianos, is not infringed by ' ' Webster ; " ^^ that ' ' Hurricane ' ' is not infringed by " Tempest ;" ■•'•' that "B. T. Babbitt's Trademark Best Soap" is not infringed by "P. T. But- ler's Trademark Best Soap;"^^ that the name "Social Register" applied to a directoiy is not infringed by the words "Newport Social Index ;"*^^ that the name "Vichy" was not infringed by " Lithia- Vichy, " there being numerous artificial vichy waters upon the mar- 49— Burt V. Smith, 71 Fed. Rep. Pasfield Soap Co. (1), 102 Fed. 161-163. Rep. 490; Same v. Same (2), 106 50 — Rawlinson v. Brainard & Fed. Rep. 914, 46 C. C. A. 40. Armstrong Co., 59 N. Y. Supp. 880; 56— Postum Cereal Co. Ltd. v. 28 Misc. Rep. 287. American Health Food Co., 109 51— Kohler Mfg. Co. v. Beeshore, Fed. Rep. 898. (2), 59 Fed. Rep. 572-576, 8 C. C. 57— Boessneck v. Iselin, 82 N. Y. A. 215. Supp. 164. 52 — Adams v. Heisel, 31 Fed. 58 — Foster v. Webster Piano Co., Rep. 279. 13 N. Y. Supp. 338. 53 — Liggett & Myers Tobacco Co. 59 — Hurricane Patent Lantern V. Finzer, 128 U. S. 182. Co. v. Miller, 56 How. Pr. 234. 54— Proctor & Gamble Co. v. 60— Babbitt v. Brown, 68 Hun Globe Refining Co., 92 Fed. Rep. 515. 357; 34 C. C. A. 405. 61— Social Reg. Assn. v. Murphy, 55— Potter D. & Chem. Corp. v. 128 Fed. Rep. 116. 292 HOPKINS ON TRADEMARKS. [§ 118 ket;®- that the mark " Rough-on-Eats " was not in- fringed by ''Rough on Skeeters," the goods not being in competition,*^^ that the book title "Farthest North, Nansen," was not infringed by "The Fram 'Expedi- tion.' "^^ While the word "Muffler" is closely similar to "Mufflet," and the latter is a valid trademark for neck-scarfs, the use of the former cannot be enjoined be- cause it is aptly descriptive of the article to which it is applied.*'^ It is important to note in this connection the expres- sion of Lord Cranworth, that "It would be a mistake to suppose that the resemblance must be such as would de- ceive persons who should see the two marks placed side by side. The rule so restricted would be of no practical use."*'*' And another rule is that a defendant cannot evade the charge of infringement by "showing that the device or inscription upon the imitated mark is ambiguous, and capable of being understood by different persons in dif- ferent ways." ^"^ § 118. Patent office rulings on similarity of alleged con- flicting marks. — The decisions of the several commission- ers of patents as to similarity and dissimilarity of marks alleged to be conflicting or identical are fre- quently instructive and valuable as illustrations. In the language of Allen, Commissioner, "The question of anticipation by a prior registered mark may be tested by the question of infringement. The doctrine of the patent law that that which would infringe if later in date will anticipate if earlier is applicable to questions of 62 — La Republique Francaise v. 65 — Hygienic Fleeced Underwear Schultz, (4) 115 Fed. Rep. 196. Co. v. Way, C. C. A., 137 Fed. Rep. 63— Wells V. Ceylon Perfume Co., 592, 595. 105 Fed. Rep. 621. 66 — Seixo v. Provezende, L. R. 64— Harper v. Lare, 93 Fed. Rep. 1 Ch. D. 192. 989; Harper & Bros. v. Lare, 43 67— Lord Watson in Singer Mfg. C. C. A. 182, 103 Fed. Rep. 203. Co. v. Loog (3), 8 App. Cas. 39. § no; INFRINGEMENT. 293 trademark, for it involves only the question of substan- tial identity.'"'* In the following cases registration was refused upon a prior-registered mark because of the similarity ad- judged by the Commissioner to exist between them: The Applicant's mark ''Colonial." ''Dysj^epticide." ' ' Liveroid. ' ' ''Maple Leaf." "Nitro-Hunter." "Pepko." "Satin Skin." "Sagafoam." ' ' Telegra phone. ' ' "Velva." Rejected on "Colonial Dame."«9 "Dyspepticure."'^'^ "Liveraid."^! "Silver Leaf. ""^2 "Nitro."^3 " Pep-Kola. ""^^ "Satinette."^^ "Sea Foam."^« ' ' Telegraphophone. ' '^^ "Velvet. "^8 § 119. Miscellaneous matters relating to infringe- ment. — In the cases of infringement it is manifest that the policy of the law is clear, and that difficulty in determin- ing questions of infringement arises only out of the facts. It was asked in the English House of Lords, "How can observations of judges upon other and quite dif- ferent facts bear upon the present case, in which the only question is what is the result of the evidence ?" '^^ 68 — Ex parte Keystone Chamois Co., 101 Off. Gaz. 3109. 69— Allen B. Wrisley Co. v. Buck, 95 Off. Gaz. 2483. 70— Ex parte Foley & Co., 87 Off. Gaz. 1957. 71 — Ex parte Dr. Harter Med. Co., 106 Off. Gaz. 1779. 72— Ex parte Vogel & Son, 99 Off. Gaz. 2321. 7Z—Ex parte W. B. Belknap & Co., 105 Off. Gaz. 745. Ti—Ex parte Sutton, 108 Off. Gaz. 291. 75— Wood V. Hinchman, 110 Off. Gaz. 600. 76 — Ex parte Sodafoam Baking Powder Co., 96 Off. Gaz. 1239. 77— Ex parte Hutchins, 100 Off. Gaz. 1330. 7S—EX parte Willard Chem. Co., 107 Off. Gaz. 1972. 79 — Lord Watson in Johnson v. Orr-Ewing, H. L. 7 App. Cas. 219. 294 HOPKINS ON TRADEMARKS. [§ 119 Analogies will, however, frequently be found in the ad- judicated cases which may assist in classifying the char- acter of infringement under consideration. Infringements which display the name or initials of the defendant are none the less infringments if any sub- stantial portion of the mark is taken from the plaintiff's mark.^*^ This principle has been applied to a case where the defendant had washed plaintiff's labels off his bot- tles, leaving only the marks blown or moulded in the glass, and had pasted his own labels upon the bottles,^^ although in similar cases, where the name of the defend- ant was conspicuously displayed on the new label, in- junction was refused.^- But the fact that the defend- ant does display his name upon his goods is always to be considered as a circumstance in his favor.^^ Infringement applied to goods of equal quality.— li is settled that the fact that the defendant's goods are equal in quality to the plaintiff's is no defense to the action of infringement. As said by Judge McLean: "To en- title a comjjlainant to protection against a false repre- sentation it is not essential that the article should be inferior in quality. "^^ And in an English case involving 80— Sawyer Crystal Blue Co. v. T. N. S. 409; Seb. 608; Rose v. Hubbard, 32 Fed. Rep. 388; An- Henly, Seb. 551. heuser-Busch Brewing Association 82 — Welch v. Knott, 4 K. & J. V. Clarke, 26 Fed. Rep. 410; Gar- 747; Barret v. Gomm, 74 L. T. rett V. T. H. Garrett & Co., 24 C. C. (Journal) 388. A. 173, 78 Fed. Rep. 472; Anheuser- 83— "This is one of the impor- Busch Brewing Association v. Piza, tant means of identification." Sev- 24 Fed. Rep. 149; Hostetter v. erens, J., in Proctor & Gamble Co. Adams, 10 Fed. Rep. 838; Pepper v. v. Globe Refining Co., 34 C. C. A. Labrot, 8 Fed. Rep. 29; Shaw 405, 92 Fed. Rep. 357-362. And see Stocking Co. v. Mack, 12 Fed. Rep. Kann v. Diamond Steel Co., 89 Fed. 707; McCann v. Anthony, 21 Mo. Rep. 706; P. Lorillard Co. v. Peper, App. 83; Bass, Ratcliff & Gretton 86 Fed. Rep. 956-959; Blackwell v. (Ltd.) V. Feigenspan, 96 Fed. Rep. Crabb, 36 L. J. Ch. 504; Beard v. 206. Turner, 13 L. T. N. S. 746. 81 — Hostetter v. Anderson, 1 W. 84— Coffeen v. Brunton (2), 5 W. & A'B. Eq. 7; Seb. 652; Rose McLean, 256. V. Loftus, 47 L. J. Ch. 576; 38 L. § 120] INFRINGEMENT. 295 the manuraclure of metallic hones, Lord Denman in- structed the jury that ''even if the defendant's hones were not inferior, the plaintiff was entitled to some damages, inasmuch as his right had been invaded by the fraudulent act of the defendant."**^ It may be re- garded as settled that it is immaterial, in the language of Judge Morris, whether the defendant's goods "Ije better or worse in (luality. " **" § 120. The use of letters and numerals.— The principle that there can 1)0 Inidemark rights in letters or numerals cannot be considered as finally settled. Gillott v. Ester- hrook,^~ in which the defendant was enjoined from using the numerals ''303," was for a time regarded as up- holding their use as a trademark, but the case is known and recognized as a case of unfair competition.**^ The leading English case, Ainsivorth v. Wahnslei/, is very similar to Gillott v. Esterhrooh, supra, in that while the imitation of a series of numbers was considered as one of the elements justifying injunction, Vice-Chan- cellor Wood carefully distinguished them as not being a technical trademark."*" There is no case, however, in England in which the courts have recognized "a mere numeral or combination of numerals, standing alone, as sufficiently arbitrary and distinctive to constitute a trade- mark,"^*' and the United States Circuit of Appeals for the Sixth circuit has flatly held that a "bare numeral" cannot be trademark.^^ 85— Blofield v. Payne, 4 B. & 87—47 Barb. 455; Cox, 340. Ad. 410; Seb. 50. See also Taylor 88 — Browne on Trademarkks (2d V. Carpenter (2), 2 W. & M. 1; ed.), sec. 228. Cox, 32; Taylor v. Carpenter (3), 89— Ainsworth v. Walmsley, L. 2 Sandf. Ch. 603; Edelsten v. R. 1 Eq. 518-527. Edelsten, 1 DeG. J. & S. 185; Seb. 90— Sebaetiaji on Trademarks 213. (4th ed.). p. 79. 86 — Sawyer v. Horn. 1 Fed. Rep. 91 — Dennlson Mfg. Co. v. 24-38. To the same effect see Cut- Scharff Tag, Label & Box Co., C. ter V. Gudebrod Bros. Co., 55 N. C. A. , 135 Fed. Rep. 625, 628. Y. Supp. 298. 296 HOPKINS ON TRADEMARKS. [§ 120 Of course numerals may form a part of a trademark, in combination or collocation with words, figures or de- signs, and many cases in which their imitation has been restrained turned upon this point ;'-•- they will also be protected when used in an arbitrary and distinctive man- ner which conveys no idea of number, although they would jjrobably not be so used except in collocation with designs or words.^^ In one case it was held that a com- l)lainant was entitled to the exclusive use of a trade- mark consisting of the figures i/^, only in the form, size, color and style in which it had been registered and used."^ The strongest case holding that numerals alone may form a valid technical trademark is Shaiu Stocking Co. V. Mack,^^ in which Judge Coxe ably reviews the deci- sions and arg-ues that the rejection of numerals as trade- mark was invariably because of their use indicating quality rather than origin or ownership; but he finally bases the reason of his decree of injunction flatly upon the defendant's fraudulent competition. The practical difficulty in the way of constructing a trademark from numerals alone is that the defendant could always find a multiplicity of excuses for selecting the same numerals, and the cases indicate that the courts grant ample protection to their use as against their fraudulent imitation.^^ 92— Boardman v. Meriden Brit- properly a case of unfair competi- annia Co., 35 Conn. 402; Lawrence tion. Mfg. Co. V. Lowell, 129 Mass. 325; 94— Kinney v. Allen, 1 Hughes, Humphreys' Specific Med. Co. v. 106; Seb. 557; Fed. Case No. 7826. Wenz, 14 Fed. Rep. 250; Carver 95—12 Fed. Rep. 707. See also V. Pinto Leite, L. R. 7 Ch. App. to the same effect Smith & Davis 90; Robinson v. Finlay, L. R. 9 Mfg. Co. v. Smith, 89 Fed. Rep. 486. Ch. D. 487; Broadhurst v. Barlow, 96— Gillott v. Kettle, 3 Duer W. N. 1872, p. 212; Carver v. 624; American Solid Leather But- Bowker, Seb. 581; Ralli v. Flem- ton Co. v. Anthony, 15 R. L 338; ing, Ind. L. R. 3 Calc. 417. Collins v. Reynolds Card Mfg. Co., 93— Kinney v. Basch, 16 Am. 7 Abb. N. C. 17; India Rubber Law Reg. N. S. 596; Seb. 542— Comb Co. v. Jewelry Co., 45 N. § 12Uj INFRINGEMENT. 297 Even where numerals were originally indicative of origin and ownership, if they have come to be used to indicate quality, any one having the right to make or sell the article in connection wherewith such numerals are so used may designate the article by the numerals/*^ In regard to letters, standing alone or in initial com- binations, the English courts have from an early period treated them as trademarks,°^ although it appears that under the English act of 1875, 38 and 39 Vict., c. 91, Vice-Chancellor Hall has held a single letter cannot be registered as a trademark.^*^ The use of a single letter would appear to be at least unsafe, although it might in the United States be re- garded as a trademark; and Judge Bradford in a recent opinion suggests that a single letter or figure may be **so peculiar and unusual in form or ornamentation" as to be a valid trademark.^ Combinations of letters, used as initials, have been frequently approved as trademarks in the American decisions,- and in the case of Amoskeag Mfg. Co. v. Trainer,^ in the federal supreme court, the decision, Y. Sup. Ct. 258; Sohl v. Geisen- 353; Cartier v. Carlile, 31 Beav. dorf, 1 Wills. (Ind.) 60; Hazard 292; Cartier v. Westhead. Seb. V. Caswell, 57 How. Pr. 1; Glen 199; Cartier v. May, Seb. 200; & Hall Mfg. Co. V. Hall, 61 N. Y. Moet v. Clybonn. Seb. 533; Moet v. 226; 19 Am. Rep. 278; Seb. 443; Pickering. L. R. 8 Ch. D. 372; Ex Humphreys' Homoepathic Medicine parte Young, Seb. 537; Ransome Co. V. Hilton, 60 Fed. Rep. 756. v. Graham, 51 L. J. Ch. 897; Bon- 97— Smith & Davis Mfg. Co. v. dier v. Depatie, 3 Dorion, 233; Re Smith, 89 Fed. Rep. 486. Brook, 26 W. R. 791. 98— Ransome v. Bentall, 3 L. J. 99— Re Mitchell, L. R. 7 Ch. D. Ch. 161; Motley v. Downman, 3 36; 46 L. J. Ch. 876; 26 W. R. My. & Cr. 1; Millington v. Fox, 3 326; Cartmell, 226. My. & Cr. 338; Crawshay v. 1 — Dennison Mfg. Co. v. Thom- Thompson, 4 M. & G. 357; Kina- as Mfg. Co., 94 Fed. Rep. 651-658. han V. Bolton, 15 Ir. Ch. 75; Hop- 2 — Geron v. Gartner, 47 Fed. kins V. Hitchcock, 14 C. B. N. S. Rep. 467: Frank v. Sleeper, 150 65; Hall v. Barrows, 4 DeG. J. & Mass. 583. S. 150; Barrows v. Pelsall. Seh. 3—101 U. S. 51. 530; Re Barrows, L. R. 5 Ch. D. 298 HOPKINS ON TRADEMARKS. [§ 120 which held the letters '*A C A" were not' a valid trade- mark, was based upon the theory that those letters as used by the complainant were indicative of quality, and I not of origin or ownership, as Judge Coxe has pointed out.^ There can scarcely be a doubt that both numerals and letters of the alphabet may sometimes be technical trademarks, and the objection to their use in that ca- pacity has been well stated by Judge Colt in the su- preme court of Massachusetts to be "the difficulty of giving to bare numbers the effect of indicating origin or ownership, and of showing that the numbers used were originally designed for that purpose. "^^' And the same practical suggestion was offered by the supreme court of Connecticut in these words: "It may be difficult to give to bare numbers the effect of indicating origin or ownership, and it may be still more difficult to show that they were originally designed for that purpose; but if it be once shown that that was the original design, and that they have had that effect, it may not be easy to assign a reason why they should not receive the same protection, as trademarks, as any other symbol or de- vice."^ j A review of the cases indicates that the use of nu- merals or letters has been restrained sometimes on the theory that they were technical trademarks, but never where they were merely used to indicate quality;'^ and where injunction has issued, the facts show that the infringing figures or letters were used in fraudulent competition.^ 4 — Shaw stocking Co. v. Mack, er. 101 U. S. 51; Stevens Linen 12 Fed. Rep. 707. Works v. William & John Don & 5 — Lawrence Mfg. Co. v. Lowell, Co., 121 Fed. Rep. 171, affirmed, 129 Mass. 325; Price & Steuart, — C. C. A.—, 127 Fed. Rep. 950. 418. 8 — Ransome v. Bentall, 3 L. J. 6— Boardman v. Meriden Brit- Ch. N. S. 161; Gillott v. Kettle. 3 annia Co., 35 Conn. 402; Cox, 490. Duer, 624; Ainsworth v. Walms- 7— Re Eagl^ Pencil Co., 10 Off. ley, L. R. 1 Eq. 518; Gillott v. Gaz. 981; Amoskeag Co. v. Train- Esterbrook, 47 Barb. 455; Cox, § 121] INFRINGEMENT. 299 In this connection it is well to note that -'there can be no doubt, and indeed it is not disi)uted, that two letters may constitute a trademark.'"-* So the American courts have unifonnly held that monograms or groups of two or more letters not indicative of quality constitute valid trademarks; thus we find that the following marks have been held valid: *'A. G." applied to cigars and coffee ;^^ *'B. B. B." applied to a medicine ;^i "B. B. H." applied to iron;'- *'S. B." applied to cougli- drops;'-"' ''G. E." applied to electric lamps;^^ ''G. F." applied to velvet ribbon ;'•' ''0. F. C." applied to whiskey ;'« ''A. C. A." applied to ticking;'^ ''J. H. AV." applied to boots.^^ And we find that similar groups of letters and monograms have been treated as valid by the English decisions.^ ^ § 121. The judicial test of infringement.— It may be said, generally, that the courts will apply to the facts, in the class of cases that we are considering, any and all tests which are necessary to determine whether or not the competition established by the defendant is fraudu- lent. In delivering the opinion of the federal supreme 340; 48 N. Y. 374; 8 Am. Rep. 16— Geo. T. Stagg Co. v. Taylor, 553; Broadhurst v. Barlow, W. N. 95 Ky. 651, 27 S. W. Rep. 247. 1872, p. 212; Seb. 411; Kinney v. 17 — Amoskeag Mfg. Co. v. Train- Basch, Seb. 542; Avery v, Meikle, er, 101 U. S. 51 (dissent of Mr. 81 Ky. 75. Justice Clifford). To the same ef- 9 — Kinahan v. Bolton, 15 Jr. Ch. feet see Burton v. Stratton, 12 75. Fed. Rep. 696; Smith v. Imus, 32 10— Godillot V. American Gro- Alb. L. J. 455; Frank v. Sleeper, eery Co., 71 Fed. Rep. 873. 150 Mass. 583, 23 N. E. Rep. 213. 11— Foster v. Blood Balm Co., 18— Walker v. Reid, Fed. Case 77 Ga. 216; 3 S. E. Rep. 284. No. 17084. 12— Hall V. Barrows, 4 DeG. J. 19— Hopkins v. Hitchcock, 14 C. & S. 150. B. N. S. 65; Paul v. Barrows, 4 13— Burt V. Smith, 71 Fed. Rep. DeG. J. & S. 150; Re Barrows. L. 161. R. 5 Ch. D. 353; Cartier v. Car- 14— General Electric Co. v. Re- lile, 31 Beavan, 292; Moet v. Pick- new Lamp Co., 128 Fed. Rep. 154. ering, L. R. 8 Ch. D. 372; Frankau 15 — Giron v. Gartner, 47 Fed. v. Pope, 11 Cape of Good Hope, Rep. 467. 209. 300 HOPKINS ON TR.VDEMARKS. [§ 121 court in Coats v. Merrick Thread Co., Mr. Justice Brown observed: ''The differences are less conspicuous than the general resemblance between the two. At the same time, they are such as could not fail to impress them- selves upon a jjerson who examined them with a view to ascertain who was the real manufacturer of the thread. "-" And in all cases the court will insi^ect not only the differences but the resemblances, as both must be considered in ascertaining whether the competition between the parties is fair or fraudulent. As said by Judge Severens: ''It has been said that it is the re- semblances that should be looked at, rather than the differences. But the existence of the latter negatives the former, and it is necessary to take both into view, in order to get a correct picture of the whole. ' ' ^i Of course the defendant cannot avail himself of dis- similarities which become apparent only upon compari- son of the plaintiff's and defendant's packages or marks. This is because purchasers do not have the op- portunity of making comparisons. "A specific article of approved excellence comes to be known by certain catchwords easily retained in memory, or by a certain IDicture which the eye readily recognizes. The pur- chaser is required only to use that care which persons ordinarily exercise under like circumstances. He is not bound to study or reflect. He acts upon the moment. He is without the opportunity of comparison. It is only when the difference is so gross that no sensible man acting on the instant would be deceived, that it can be said that the purchaser ought not to be protected from imposition. Indeed, some cases have gone to the length of declaring that the purchaser has a right to be careless,^- and that his want of caution in inspecting brands of goods with which he supposes himself to be 20— Coats V. Merrick Thread Globe Refining Co., Q2 Fed. Rep. Co., 149 U. S. 562. 357-362, 34 C. C. A. 405. 21 — Proctor & Gamble Co. v. 22 — It has been held on circuit ? 121] INFRINGEMENT. 301 familiar ought not to be allowed to uphold a simula- tion of a brand that is designed to work fraud upon the public. However that may be, the imitation need only be slight if it attaches to what is most salient; for the usual inattention of a purchaser renders a good will pre- carious, if exposed to imposition."-^ The foregoing extract very fully expresses the char- acter of sui)ervision over fairness in trade exercised by our courts of equity. When an article has become known by a catchword or a peculiar package, any one seeking to use that form of package, or a mark or name that sug- gests the catchword, must take care to keep within the bounds of fairness in trade in so doing.-^ Mere colorable distinctions, so arranged as to escape notice,-^ the use of labels which may be removed by retail dealers, leaving the imitated marks free to effect deception,-" and all the other devices and schemes of fraudulent competition disclosed by the reports, are taken into consideration in determining the right to ecpiitable relief. One of the most important tests is the existence of similarities of detail, whether of design, fonn, size, color or material. Belief w^ill always be granted when '*it is manifest from a comprison (of the that the careless purchaser will word "Iwanta" has been en- not be protected. N. K. Fairbank joined as being a fraud upon the Co. V. Luckel, King & Cake Soap owner of the trademark "Uneeda," Co., 88 Fed. Rep. 694; but the case both words being applied to biscuit. was reversed on appeal: s. c, 102 National Biscuit Co. v. Baker, 95 Fed. Rep. 327-332, 42 C. C. A. 376. Fed. Rep. 135. And so of the The test generally applied is, phrase "Candy Cathartic" used by whether one "in the use of ordi- the plaintiff with the word "Cas- nary care" can be deceived. Sartor carets" and by the defendant v.ith V. Smith, Iowa, 101 N. W. Rep. 515. the word "Cascara." Sterling 23 — Jenkins, J., in Pillsbury v. Remedy Co. v. Gorey, 110 Fed. Flour-AIills Co., 64 Fed. Rep. 841- Rep. 372-373. 847, 12 C. C. A. 432. 25— Taylor v. Taylor, L. R. 2 24— Stuart v. F. G. Stewart Co., Eq. 290; 23 L. J. Ch. 255. 91 Fed. Rep. 243, 33 C. C. 26— Barlow v. Johnson, 7 R. P. A. 480. So the use of the C. 395. 302 HOPKINS ON TRADEMARKS. [§121 two articles in controversy) that one was copied from the other. ' ' -' The court does not search for dissimi- larities, but for points of resemblance.^^ "A\'liere there are found strong resemblances, the nat- ural inquiry' for the court is, why do they exist 1 If no sufficient answer appears, the inference is that they exist for the purpose of misleading. ' ' '^'-^ No matter what minor differences may exist in the tests of infringement applied by various courts, it has been uniformly noted that the fact that purchasers have no opportunity of comparison must be considered, and the genuine and alleged infringing marks must be judged by the court, therefore, in the light of that fact.^^ 27 — Shipman, J., In Dixon Cru- cible Co. V. Benham, 4 Fed. Rep. 527-530. 28— Hostetter v. Adams, 10 Fed. Rep. 838-842. Thus Judge La- combe, in considering conflicting liquor labels, said: "Inspection of the labels must carry conviction to any unbiased and unprejudiced mind that the later label was pre- pared by some one who had seen the earlier one, and that it was designed, not to differentiate the • goods to which it was affixed, but to simulate a resemblance to com- plainant's goods sufficiently strong to mislead the consumer, although containing variations sufficient to argue about should the designer be brought into court. This is the usual artifice of the unfair trad- er." Collinsplatt v. Finlayson, 88 Fed. Rep. 693. In another recent case the same court says: "There are as usual a number of minor differences between the form and the dress of the two packages, which are expatiated upon in the aflBdavits and the brief; but no one can look at both packages without perceiving that there are strong resemblances, which could easily have been avoided had there been an honest effort to give de- fendants' goods a distinctive dress." National Biscuit Co. v. Baker, 95 Fed. Rep. 135. In referring to conflicting la- bels. Judge Gilbert, in a recent de- cision, says "these differences are such as are usually introduced where the intention is to make an unfair use of an established trade- mark, and at the same time so far depart therefrom as to avoid the charge of infringement." Kos- tering v. Seattle Brewing & Malt- ing Co., 54 C. C. A. 76, 116 Fed. Rep. 620. 29 — Lurton, J., in Paris Medi- cine Co. v. W. H. Hill Co., 102 Fed Rep. 148-151; 42 C. C. A. 227. 30 — Pillsbury v. Pillsbury- Wa.shburn Flour Mills Co., 64 Fed. Rep. 841-847, 12 C. C. A., 432; Man- hattan Med. Co. V. Wood, Fed. Case No. 9026, 4 Cliff, 461, 108 U. S. 218; Alleghany Fertilizer Co. v. § 122] INFRINGEMENT. 303 In conclusion it is important to bear in mind that courts of e(iuity have always avoided laying down any liard and fast rules })y which to deteruiiiie what con- stitutes fraud. Tiie reason for this absence of set rules has been well stated as follows: ''Were courts of ee with- in federal control in Almy v. California. That was a bill of lading for goods to be shipped out of the state. But that decision rested solely ui)on the ground that 'a bill of lading or some other instrument of the same im- port is necessarily always associated with every ship- ment of articles of commerce from the ports of one country to another. The necessities of commerce require it.' (See Almi/ v. California, 24 Howard, 170.) And that decision rests not on the power of congress over commerce, but on the prohibition against tlie states tax- ing exports, etc. The bill of lading was but evidence of the contract of shipping. Taxing it taxed the exported article. And in the Pennsylvania Telegraph Company v. Western Union Telegraph Company (96 U. S. 9) the court pronounced the telegraph 'one of the necessities of commerce. It is indisjjensible as a means of intercom- munication, but especially so in commercial transac- tions.' We think this last case could better stand on the power 'to establish postoffices and postroads.' Yet, if put on the commerce clause, like Almy v. California, it is based on the necessity of the thing legislated upon to foreign or interstate or Indian commerce. As we have said, trademarks are not necessary to such commerce. But even if they were, our opinion would be unchanged. In the case of Steffens, quoted above, the court said: " 'It is not every species of property, which is the sub- ject of commerce, or which is used or even essential in commerce, which is brought by this clause of the Consti- tution (commerce clause) within the control of congress. The barrels and casks, the bottles and boxes in which S20 HOPKINS ON TR.VDEMARKS. [§ 132 alone certain articles of commerce are kept for safety, and by which their contents are transferred from the seller to the buyer, do not thereby become subjects of congressional legislation more than other property.' ' ' But while we think congress can not so legislate with regard to trademarks under the power 'to regulate com- merce with foreign nations, and among the several states and with the Indian tribes' (article 1, section 8, consti- tution), trademarks, in commerce with foreign nations and with the Indian tribes, can be protected under the treaty-making power. ' '^ ^ It therefore appears that the Act of 1881 was passed on the theory that it came within the treaty-making pow- ers of congress. The present act cannot be sustained upon that theoiy; it must he sustained, if at all, as a regulation of interstate commerce. § 132. The advantages of registration.— The local registration statutes of the several states are too numer- ous and involved to be treated here.^^ The federal courts cannot enforce rights created by state registration, at least as to alleged infringements occurring outside the state in which registration was had.^- As to federal registration. Judge Hawley has said that "registration under the act of 1881 is of but little, if any, value, except for the purpose of creating a per- manent record of the date of adoption and use of the trademark, or in cases where it is necessary to give jur- isdiction to the United States courts. "^^ As against a citizen of the same state, a registrant under that act 10 — Con. Record, Vol. 10, part and followed in Sleepy Eye Mill- 2, p. 1514. ing Co. v. C. F. Blanke Tea & 11— See Appendix H. Coffee Co., 85 Off. Gaz. 1905. To 12 — Rehbein v. Weaver, 133 the same effect see Einstein v. Fed. Rep. 607. Sawhill, 65 Off. Gaz. 1918; Sher- 13 — Hennessy v. Braunschweiger wood v. Horton, Cato & Co., 84 & Co., 89 Fed. Rep. 664-668. Quoted Off. Gaz. 2018. 132] REGISTRATION. 321 had not even the riglit to sue in a court of the United States, unless it can be shown that both the original and infringing marks are being used in commerce with for- eign nations or the Indian tribes.*'' The certificate of registration is only prima facie evi- dence of ownership of the trademark registered, and is not conclusive or binding upon the courts as to the right of a party to its exclusive use.*'^ No right is created by the registration of a generic name,**^ nor by the registration of a mark unrestricted as to form or color, as "a color streak applied to or woven in a wire rope."*^ The certificate of registration is only prima facie evi- dence of an admission on the part of the government that the applicant for registration is the owner of a valid trademark, is not a grant of any right or privilege, and does not, therefore, conclude a third party ;*^ but it is conclusive as against the registrant, as limiting and 14— Ryder v. Holt. 128 U. S. 525; Luyties v. Hollender, 22. Blatchf. 413; Schumacher v. Schwenke, 26 Fed. Rep. 816; Gravely v. Gravely, 42 Fed. Rep. 265; Prince's Metallic Paint Co. v. Prince Mfg. Co., 53 Fed. Rep. 493. 15 — Hennessy v. Braunschwei- ger, supra: Brower v. Boulton, 53 Fed. Rep. 389; Glen Cove Mfg. Co. v. Ludeling. 22 Fed. Rep. 824-826. In the latter case Judge Wal- lace observed: "The act of con- gress makes the registration of the mark only prima facie evi- dence of ownership. Sec. 7. The inquiry is therefore always open as to the validity of the title to a trademark evidenced by the reg- istration. The registration could not confer a title to the trademark upon the complainant if some oth- er corporation or individual had acquired a prior right by adoption and use; nor could it vest defend- ant with a title as against the complainant's common-law title. In this view the only office of a registration is to confer jurisdic- tion upon the court to protect a trademark when the proprietor has obtained the statutory evi- dence of title, and the only func- tion of the commissioner of pat- ents is to determine whether an applicant has a presumptive right to the trademark." 16 — Liebig's Extract of Meat Co. v. Walker, 115 Fed. Rep. 822-826. 17 — A Leschen & Sons Rope Co. V. Broderick & Bascom Rope Co., 134 Fed. Rep. 571. C. C. A. 18— United States v. Braun, 39 Fed. Rep. 775. 21 322 HOPKINS ON TRADEMARKS. [§ 133 restricting what he can claim as bis trademark.^ ^ Not- withstanding its registration under the act, the trade- mark of an insolvent will be conveyed by a general as- signment for the benefit of creditors,-*' and it has been held under all the various bankruptcy and insolvency laws that all trademarks of the bankrupt or insolvent pass to the trustee or assignee.-^ § 133. The disadvantages of registration.— As indi- cated in the preceding section, registration under the act was held to ''operate as evidence tending to show what was really claimed."^- Judge Acheson has said "it would be a per\^ersion of the right to registration under the act of congress, * * * and would amount to a fraud on other traders, to permit the plaintiff now to assert broader rights in the anchor as a trade symbol than his public registry in 1885 disclosed. * * * Sec- tion 10 gives no countenance to the idea that a person, availing himself of the benefits of the act, may register as his trademark a peculiar re^jresentation of a com- mon emblem, exhibiting special and distinguishing fea- tures and a particular combination, and yet afterwards claim the emblem pure and simple, without regard to such features or combination. To tolerate this would be to defeat the very purpose of the act."-^ In a later case, Judge Adams held that by failing to include the letter S as part of a registered mark, the 19 — Kohler Mfg. Co. v. Beeshore 21 — Warren v. Warren Thread (2), 59 Fed. Rep. 572; Richter v. Co., 134 Mass. 247; Wilmer v. Reynolds, 59 Fed. Rep. 577; 8 C. Thomas, 74 Md. 485, 22 Atl. Rep. C. A, 220; Adams v. Heisel, 31 403. Fed. Rep. 279, 281; Kohler Mfg. Co. 22— Shiras, Circuit Justice, in V. Beeshore (1), 53 Fed. Rep. 262, Kohler Mfg. Co. v. Beeshore, 8 C. 264; Richter v. Anchor Remedy C. A. 215, 59 Fed. Rep. 572, 576. Co., 52 Fed. Rep, 455; Pittsburgh 23 — Richter v. Anchor Remedy Crushed Steel Co. v. Diamond Steel Co., 52 Fed. Rep. 455, 458; affirmed Co., 85 Fed. Rep. 637. under the style of Richter v. Rey- 20— Sarrazin v. W. R. Irby Cigar nolds, 8 C. C. A, 220, 59 Fed. Rep. Co., 93 Fed. Rep. 624. 577. § 133] REGISTRATION. 323 registrant ''must be held tjD have abandoned this feature of its mark, if it had ever employed it, to the public, and thereby, to have disclaimed any exclusive right to it;"-* and a similar ruling has been made by the Court of Ap- peals of Kentucky.-^ Judge Iveed has very proi^erly held that where certain parts of the mark shown and de- scribed in a registration are recited to be essential, the other parts will be held not to be part of the trademark.^^ It is consequently well established that registry of less than the whole trademark is tantamount to an abandon- ment of the remainder.2^ By § 28 of the Act of 1905 it is provided, "That it shall be the duty of the registrant to give notice to the public that a trademark is registered, either by affixing thereon the words "Registered in U. S. Patent Office," or abbreviated thus, "Eeg. U. S. Pat. Off.," or when, from the character or size of the trademark, or from its manner of attachment to the article to which it is appro- priated, this cannot be done, then by affixing a label con- taining a like notice to the package or receptacle wherein the article or articles are inclosed; and in any suit for infringement by a party failing so to give notice of reg- istration no damages shall be recovered, except on proof that the defendant was duly notified of infringement, and continued the same after such notice." This section is directly modeled uix)n the correspond- ing section of the patent statutes, which is as follows : § 4900. "It shall be the duty of all patentees, and their assigns and legal representatives, and of all i:>er- sons making or vending any patented article for or un- der them, to give sufficient notice to the public that the same is patented ; either bj^ fixing thereon tlie word ' * pat- 24— Pittsburg Crushed Steel Co. 26— L. H. Harris Drug Co. v. V. Diamond Steel Co., 85 Fed. Rep. Stucky, 46 Fed. Rep. 624. 625. 637, 638. 27— P. C. Weist Co. v. Weeks, 25_Geo. T. Stagg Co. v. Taylor, 177 Pa. 412, 35 Atl. Rep. 693. 95 Ky. 651, 27 S. W^ Rep. 247. 324 HOPKINS ON TRADEMARKS. [§ 134 ented," together with the day and year the patent was granted ; or when, from the character of the article, this cannot be done, by fixing to it, or to the package where- in one or more of them is inclosed, a label containing the like notice; and in any suit for infringement, by the party failing so to mark, no damages shall be recovered by 'the plaintiff, except on proof that the defendant was duly notified of the infringement, and continued, after such notice, to make, use, or vend the article so pat- ented." Under the latter section, Mr. Justice Gray has said ''one of these two things, marking the articles, or notice to the infringers, is made by the statute a prerequisite to the patentee's right to recover damages against them. Each is an affinnative fact, and is something to be done by him. * * * By the elementary principles of pleading, therefore, the duty of alleging, and the burden of proving either of these facts is upon the plaintiff, "^s Therefore, by registration under the Act of 1905, the registrant has this burden imposed upon him. § 134. Interferences.— The rules established by the de- cisions of the patent office in relation to interferences un- der the Act of 1881 are of value in like proceedings un- der the present Act. Section 3 of the Act of 1881 pro- vided that 'Tn an application for registration the com- missioner of patents shall decide the presumptive law- fulness of claim to the alleged trademark; and in any dispute between an applicant and a previous registrant, or between applicants, he shall follow, so far as the same may be applicable, the practice of courts of equity of the United States in analogous cases." § 135. Between a registrant and an applicant, the burden of proof is on the applicant, for the reason that the certificate under § 7 of the act is prima facie evidence 28— Dunlap v. Schofield, 152 U. S. 244, 248, 38 L. Ed. 426, 427. § 136] REGISTRATION. 325 of ownership.2^ jjj su^j^j ^ case, Allen, commissioner, has held that the applicant must establish "a date of use in the United States prior to the date of the other party's registration,"''^ and that registration by the ap- plicant under the Act of 1870 "amounts to nothing more than a publication."-'^ § 136. The preliminary statement.— In patent inter- ferences a formal preliminary statement is required from each of the parties. In trademark interferences the statement accompanying the application for registration performs the same functions and is treated as a prelim- inary statement. The rule of the patent office in relation thereto for- merly provided that each applicant and registrant would be held to the date of adoption alleged in the statement filed with his application. But even under that rule Duell, commissioner, held that evidence of use antedat- ing that set up in the application of the party offering it may be considered and such weight given to it as "may be proper under the circumstances of the case."^^ Subsequently, on an application for leave to file an amended statement, Allen, commissioner, in denying the application held that an amendment could be filed after the determination of the question of priority .'' Manifestly, however, evidence offered to prove a date earlier than that set up in the statement must be re- garded with some suspicion. In the language of Allen, commissioner, "it is to be presmned that this statement filed with the application for registration was made after proper inquiry, and while it is not binding upon the par- 29 — Sherwood v. Horton. Cato & 31 — Auerbach & Sons v. Hall & Co., 84 Off. Gaz. 2019; Sibley Soap Hayward Co., Ill Off. Ga«. 806. Co. V. Lambert Pharmacal Co., 103 32 — Manitowoc Mfg. Co. v. Dick- Off. Gaz. 2172. erman, 57 Off. Gaz. 1721. 30 — Broderick & Bascom Rope 33— ^'^anden Bergh & Co. v. Bel- Co. V. A. Leschen & Sons Rope Co., mont Distilling Co., 99 Off. Gaz. 100 Off. Gaz. 3011. 1624. 326 HOPKINS ON TRADEMARKS. [§ 137 ties to an interference proceeding it is still entitled to considerable weight/^^ § 137. The issues in an interference.— The purpose of an interference is to determine the question of priority of adoption and use as between the parties to the inter- ference. Evidence of prior use by a stranger to the interference will not be considered.^^ An interference in fact exists where the marks are so similar as to be calculated to deceive the public, and are used upon classes of goods so closely related that when bearing the same mark one would suppose that they are the product of the same manufacturer.^^ 34— Ibid. 36— B. A. Corbin & Son v. Mil- 35 — Carey v. New Home Sewing ler, Kohlhepp, Griese & Co., 98 Off. Machine Co., 101 Off. Gaz. 448. Gaz. 1485. CHAPTER X. COURTS. PARTIES AND CAUSES. § 138. Introductory.— In the preceding chapters we have discussed the rights of owners or assignees of trademarks, and the wrongs occurring when these rights are infringed, or, as against persons not the owners of technical trademarks, other methods of unfair competi- tion are resorted to. The remainder of this work will deal with the means by whicli infringers are restrained from a continuance of their wrongdoing and forced to make reparation for the damage they have occasioned. In this chapter we will confine our attention to the courts whose power may be invoked, the jDarties who may seek a remedy or against whom it may be sought, and the causes of action which may properly be brought to de- termine the rights of both parties. § 139. Jurisdiction of United States circuit courts.— Section 7 of the Act of 1881 provides that courts of the United States shall have original and api^ellate jurisdic- tion in cases involving a registered trademark, without regard to the amount in controversy. It has been held in this connection (prior to the statutes of 1887 and 1888, which raised the "amount in controversy" necessary to federal jurisdiction from $500 to $2,000) that the fed- eral courts were not limited in their trademark jurisdic- tion to cases in which the defendant's profits had exceed- ed five hundred dollars.* And a later decision has held that ''The statute of 1881, which gives them {i. e., own- ers of registered trademarks) the right to commence a suit without alleging the amount in controversy, was not 1 — Symonus v. Greene, 28 Fed. Rep. 834. 327 328 HOPKINS ON TRADEMARKS. [§ 139 repealed by the statutes of 1887 and 1888, which make it necessary, in order to give jurisdiction to the United States Circuit Court, that the amount involved be two thousand dollars."- In cases where there is diverse citizenship it does not appear to be necessary to allege that the plaintiff uses his trademark on goods intended for commerce with foreign nations or with the Indian tribes ; but it has been held that the federal courts have no jurisdiction in a trademark action between citizens of the same state un- less the pleadings affirmatively show that the complain- ant uses his trademark on goods intended for commerce with foreign nations or with the Indian tribes.^ It was necessary, under the Act of 1881, where both parties are citizens of the same state, to aver that the defendant has applied the simulated mark to goods intended to be used in such foreign commerce, or trade with the Indian tribes,"* although the reasoning of one of the cases tended to show that logically no such averment in the plead- ings is necessary.^ It is not necessary to show that either party has used the mark in commerce with for- eign nations or with the Indian tribes where the par- ties are of diverse citizenship.® Of course, in cases involving the right to an unregis- tered trademark, jurisdiction can only be acquired by the federal courts because of the diverse citizenship of the parties,'^ and the amount in controversy, which must 2— Glotin V. Oswald, 65 Fed. Rep. Gaz. 1538; 42 Fed, Rep. 265; War- 151; Garland & Ralston, Federal ner v. Searle & Hereth Co., 191 U. Practice, sec. 122; Hennessy v. S. 195. Herrmann, 89 Fed. Rep. 669. 5— Glen Cove Mfg. Co. v. Ludel- 3— Ryder v. Holt, 128 U. S. 525; ing, 22 Fed. Rep. 823. Glen Cove Mfg. Co. v. Ludeling, 22 6 — Hennessy v. Braunschweiger Fed. Rep. 823; Gravely v. Gravely, & Co., 89 Fed. Rep. 664. 52 Off. Gaz. 1538; 42 Fed. Rep. 7— Battle v. Finlay, 50 Fed. Rep. 265; Schumacher v. Schwenke, 26 106; Burt v. Smith. 71 Fed. Rep. Fed. Rep. 818; Luyties v. Hollen- 161; Prince's Metallic Paint Co. v. der, 27 Blatchf. 413. Prince Mfg. Co., 53 Fed. Rep. 493. 4 — Gravely v. Gravely, 52 Off. § 139] COURTS, PARTIES AND CAUSES. 329 be over $2,000 exclusive of interest and costs ; as to trade- marks, their jurisdiction is concurrent with that of the state courts. By virtue of the act of congress of March 3, 1887, ch. 373, as corrected by the act of August 13, 1888, ch. 8GG, suit cannot be brought against a corpora- tion for infringement of a trademark except in the dis- trict where it is incorporated.** Where a bill was brought to restrain infringement of a registered trademark and to restrain the defendants from unfair competition in simulating the fonn, size, color and shape of cough-drops manufactured by the complainants (both parties being citizens of the same state), the United States Circuit Court of Appeals for the Second Circuit held that the fact that the trademark had not been infringed deprived the circuit court of jur- isdiction, and that court had therefore erred in granting an injunction to restrain the unfair competition com- plained of.° In a suit for injunction the "amount in controversy" is the value of the object to be gained by the bill, and not the amount of damages already suffered by the com- plainant.^*^ In actions for infringement of trademark or for unfair competition, therefore, the amount of profits sought to be recovered does not determine this jurisdic- tional question. In trademark cases it is the value of the trademark that determines and fixes the ''amount in controversy."^^ In a suit for the protection of a tradename, not a trademark, from unfair competition, ''it is the value of 8 — Re Keasbey & Mattison Co., ed.), sec. 16. Citing Mississippi & 160 U. S. 221 ; Garland & Ralston, Mo. R. R. Co. v. Ward, 2 Black, Federal Practice, sec. 161. 485; Market Co. v. Hoffman, 101 9— Burt V. Smith, 71 Fed. Rep. U. S. 112; Symonds v. Greene, 28 161. To the same effect see Gold- Fed. Rep. 834; WTiitman v. Hub- stein V. Whelan, 62 Fed. Rep. 124; bell, 30 Fed. Rep. 81. Luyties v. Hollender, 30 Fed. Rep. 11— Symonds v. Greene, 28 Fed. 632. Rep. 834: Hennessy v. Hermann, 10— Foster, Federal Practice (2d 89 Fed. Rep. 669. 330 HOPKINS ON TRADEMARKS. [§ 139 that name, as measured by the damages to it, not only present but prospective, which determines the amount in controversy. "^- This must be specifically pleaded, because "the requi- site value of the matter in controversy is a jurisdictional fact, and it must necessarily be averred in the declara- tion or bill. There are no presumptions in favor of the jurisdiction of the federal courts, as they are spec- ially constituted with jurisdiction in certain cases; and the facts upon which it rests must appear in some form in the record of all suits prosecuted before them. They have no jurisdiction except such as the statute con- fers. "^^ Thus where a tradename (not a technical trademark) is alleged to be of a certain value, but there is no averment that the defendant's acts will, unless restrained, tend to destroy it or put its value in jeopardy, the bill is de- murrable.^^ When the parties are citizens of different states, so that the case comes within the general grant of jurisdic- tion in the first part of the act of March 3, 1887, the de- fendant, by entering a general appearance in a suit brought against him in a district of which he is not an 12 — Archibald, J., in Draper v. uct, 'to the great loss, injury and Skerrett (2), 116 Fed. Rep. 206, damage' of complainant, and that 207. unless such acts of defendant are 13 — Garland & Ralston, Federal checked 'the reputation of the Practice, sec. 122. complainant and its rifles will 14 — "The durmurrer raises also a still further suffer great and ir- question of jurisdiction. The bill reparable damage.' There is no alleges that complainant's trade- averment that complainant's trade name, 'Winchester/ is worth in name will be destroyed, nor that it excess of $5,000, but makes no is in jeopardy. The court cannot charge as to the amount of present assume, in the absence of allega- or prospective damage to com- tions to that effect, that the trade- plainant arising out of defendant's name will be destroyed, or that action, excepting the statements complainant's damages are in ex- that defendant's acts are calculated cess of $2,000." Kohlsaat, J., in to deceive and mislead intending Winchester Repeating Arms Co. v. purchasers of complainant's prod- Butler Bros., 128 Fed. Rep. 976. § 140J COURTS, PARTIES AND CAUSES. 331 inhabitant, waives the right to object tliat it is brought in the wrong district.^^ But a corporation, by doing business or appointing a general agent in a district otlier than that in which it is created, does not waive its right, if seasonably availed of, to insist that the suit should have been brought in the latter district.'" The Court of Appeals of the district of Columbia had no jurisdiction of trademark cases under section 3 of the law of 1881. '^ Federal jurisdiction in cases of unfair competition must of course be predicated upon the general rules fix- ing the jurisdiction of the federal courts, so that those courts cannot entertain such an action arising between citizens of the same state except in so far as the res})ond- ent's wrongful acts affect commerce with foreign nations or the Indian tribes ; at least that is the express holding of the circuit court of appeals for the seventh circuit.^** §140. Jurisdiction of the state courts.— The state courts have a jurisdiction concurrent with that of the federal courts in trademark cases.^** It may, at times, be advisable for a non-resident plaintiff who has secured state registration for his mark or label to sue in the state court in preference to the federal court; this will be de- termined by the character of the matter for which state 15— Re Keasbey & Mattison Co., Elgin Nat. Watch Co., 94 Fed. Rep. 160 U. S. 221-229. 667, 672, 35 C. C. A. 237. 16 — Re Keasbey & Mattison Co., 19 — Small v. Sanders, 118 Ind. 160 U. S. 221-229. This reverses 105, 20 N. E. Rep. 296. It is well the ruling in Gray v. Taper-Sleeve settled law that the jurisdiction of Pulley Works, 16 Fed. Rep. 436- state and federal courts over suits 443, where it was held that the for infringement of trademarks is service of an agent of a foreign concurrent. The act of March 3, corporation was binding, the in- 1881, conferring jurisdiction upon fringement having been perpe- the courts of the United States, in trated in the district where the ac- no way impaired the jurisdiction tion was instituted. of the state courts. Re Keasbey & 17— Einstein v. Sawhill, 65 Off. Mattison Co., 160 U. S. 221; Reed- Gaz. 1918. er v. Brodt, (C. P.) 4 Ohio N. P. 18— Illinois Watch Case Co. v. 265; 6 Ohio Dec. 248. 332 HOPKINS ON TRADEMARKS. [§ 141 registration has been secured. Several of the states have by statute extended the definition of trademark to in- clude tickets, labels, wrappers, and other wrappings or packages not properly trademark, and frequently it will be a benefit to a complainant to avail himself of such statutoiy provisions.^^ The courts of every state of the Union have, with the exception of California,-^ always been open to the owners of trademarks seeking redress and protection against piracy, without requiring state registration as a prerequisite. § 141. The elements whereon jurisdiction must be predicated. — Lord Chancellor Brady, in the Irish high <»drt of chancery, in 1893, speaking of trademark causes, said: ''In such suits, in order to found the jurisdiction of this court, there must be established, first, the exist- ence of the trademark; next, the fact of an imitation, whether a direct imitation, or one with such variations that the court must regard them as merely colorable ; and thirdly, the fact that the imitations were made without license, or anything that this court could regard as ac- quiescence in their use."^^ Mr. Sebastian refers to the remark of Vice Chancellor Bacon, in England, that 'Hhe law of Scotland does not in this respect differ from the law of England "^^ (referring to trademarks), as estab- lishing, in conjunction with the above dicta of the 20 — "The phrase trademark as name for any mill, hotel, factory used in this chapter includes every or other business." Sec. 366, Penal description of word, letter, device. Code of New York, 1893; Montana emblem, stamp, imprint, brand. Code, 1895, vol. I, sec. 3160. printed ticket, label or wrapper 21 — Whittier v. Dietz, 66 Cal. 78. usually affixed by any mechanic. This exception to the rule has manufacturer, druggist, merchant since been removed by statutory or tradesman, to denote any goods enactment. to be imported, manufactured, pro- 22 — Kinahan v. Bolton, 15 Ir. Ch. duced, compounded or sold by him, 75-79. See also Thedford Medicine other than any name, word or ex- Co. v. Curry, 96 Ga. 89. pression generally denoting any 23 — Singer Mfg. Co. v. Loog (3), goods of some particular class or L. R. 18 Ch. D. 395-404. description or the designation or 8 141] COURTS, PARTIES AND CAUSES. 333 learned Irish chancellor, the fact that the jurisdictional I^rinciples in the three kingdoms are the same.-'' The su- preme court of New York lias held it error to dismiss a complaint upon the pleadings and the opening of counsel where the complaint showed the ownership of a tobac- co sample ticket used in trade by the plaintiffs, and the wrongful use of an imitation thereof by the defendants.-'^ For reasons discussed elsewhere, it is not necessarj^ to confer jurisdiction that it be alleged that any one has in fact been misled or deceived by the use of the sinm- lated mark. But the pleadings must be drawn to suit the exigencies of the case; and where the facts plainly showed that the simulated mark did not and could not deceive either the jobber or retailer, and the fraud, if any, was upon the ultimate purchaser, the consumer, it was proper to aver the fact that the infringement was calculated to deceive the consumer,^^ and it is probably always a better course to aver that the imitation is cal- culated to deceive the ultimate purchaser. The real and simulated marks should be submitted with the bill of complaint or accurately described in ap- propriate terms, the main test of the alleged resem- blance being inspection by the court ;-^ with the qualifica- tion that the resemblance need not be such as to deceive persons seeing the two marks side by side.^® 24— Sebastian, Trademarks (4th be deceived." Citing Sykes v. ed.), 170. Sykes, 3 B. & Cr. 541; Farina v. 25— Linde v. Bensel, 22 Hun (29 Silverlock, 1 K. & J. 509; Rose v. N Y. Sup. Ct). 601. Loftus, 47 L. J. Ch. 576; Singer Mfg. Co. V. Loog (3), 18 Ch. D. 395-412. 26 — Drummond Tobacco Co. v. Tinsley Tobacco Co., 52 Mo. App. 10, 25. The court adds: "The con- 27— Drummond Tobacco Co. v. sumer of the particular article is Tinsley Tobacco Co., 52 Mo. App. to be considered almost exclusively ^0, 26. , in determining the question of in- 28— McCann v. Anthony, 21 Mo. fringement, because, in the case of App. 83; Drummond Tobacco Co. an attempted decception, he is sub- v. Tinsley Tobacco Co., 52 Mo. App. stantially the only party likely to 10. 334 HOPKINS ON TRADEMARKS. [§ 142 § 142. The parties plaintiff.— The action to protect a trademark may be brought by its owner or a licensee.^® Trusts, constructive, implied or expressed, may arise,^*^ in which case the name of the trustee would be neces- sary in all suits at law affecting the legal title to the trademark, and it would be his duty at all times to pro- tect and defend the title or allow his name to be used for that purpose, under the established principles of law affecting trusts.^^ It is not necessary that all the parties having an in- terest in a trademark join as parties plaintiff. Thus, Vice Chancellor Shadwell held that surviving partners could maintain an action for an infringement of the firm's trademarks, notwithstanding the fact that the per- sonal representatives of a deceased partner might have some interest in them.^^ Parties having distinct interests in the devices embod- ied in an infringing label may join as complainants in equity.^^ Individuals and corporations having a common interest may join as parties complainant in a bill in equity to re- strain an unfair competition in trade. Thus in a recent case we find seven corporations located in the city of Minneapolis joined in a bill to restrain the fraudulent use of names peculiar to their business and locality, by 29— Kidd V. Johnson, 100 U. S. Webster v. Ketcham, 39 N. Y. 617; Kidd v. Mills, 5 Off. Gaz. 337. Sup. Ct. 54. Compare Ex parte Where there is an exclusive Lawrence Bros., 44 L. T, N. S. 98; licensee he must be made a party, 29 W. R. 392; Re Rust, 29 W. R. or no injunction can issue. Wal- 393; Re Farina, 29 W. R. 391. The lach V. Wigmore, 87 Fed. Rep. 469. three cases last named are cases in 30 — Re Mitchell, L. R. 28 Ch. D. which one partner registered a 666. Thus where the use of a mark in his own name by mistake, trademark is improperly obtained 31 — Perry, Trusts (4th ed.), sec. by one member of a partnership 520. for his own use, he being bound 32 — Hine v. Lart, 10 Jur. 106; to obtain it for the partnership, Seb. 80. he is held to be the trustee of the 33 — Jewish Colonization Assn. v. mark for the benefit of the firm. Solomon, 125 Fed. Rep. 994, 995. § 142] COURTS, PARTIES AND CAUSES. 335 a dealer in Chicago,'^* and the owners of two separate **Blue Lick Water" springs in Iventucky joined in a bill to restrain the use of the words "Blue Lick Water" by a third party who had no- right to their use.'*'' During the period of administration the ])ersonal representative of the deceased owner of a trademark holds the mark, as we have seen, although it has been held in one case that it may pass without administration.'''^ Where there is an administrator, it is his duty to defend the trade- mark from infringement, and he can recover all accrued profits and damages from the infringer, as actions to restrain infringement and recover profits and damages are held not to come within the rule actio personalis mor- itur cum persona?'^ The owner of real estate and im- provements thereon may have such a right in a trade- mark used to identify the products of his tenants as to entitle him to prevent his tenants from using the mark after they have removed to other premises.^* Upon the dissolution of a copartnership, ''either mem- ber may use the devices or symbols, unless he has di- vested himself of the right. "-^'-^ Where copartners dissolve partnership, each retaining 34— Pillsbury - Washburn Flour 36— Pratt's Appeal, 117 Pa. St. Mills Co. V. Eagle, 30 C. C. A. 386, 401. See Stewart v. Einstein, 64 86 Fed. Rep. 608. See also Gravel Off. Gaz. 1533. Roofers' Exchange v, Turnbull, 64 37— Woerner, Administration, Off. Gaz. 441. sec. 299; Oakey v. Dalton, L. R. 35— Northcutt V. Turney, 101 Ky. 35 Ch. D. 700; 35 W^ R. 709; 314; 41 S. W. Rep. 21. See also Hatchard v. Mege, L. R. 18 Q. B. Society of Accountants v. Corpora- D. 771; Giblett v. Read, 9 Mod. tion of Accountants, 20 Scot. Sess. 459; Croft v. Day, 7 Beav. 84. Cas. (4th ser.), 750, in which three 38— Atlantic Milling Co. v. Rob- chartered societies joined in an inson, 20 Fed. Rep. 217; Arm- action to prevent the use of the strong v. Kleinhaus, 82 Ky. 803; letters "C. A." (Chartered Ac- Harper v. Pearson, 3 L. T. N. S. countants) by the defendant, those 547; Carmichael v. Latimer, 11 R. letters having been used only to 1.395; Motley v. Downman, 3 My. designate members of the three & Cr. 1; Dickson v. McMaster, 18 complaining societies. See also Ir. Jur. 202. Pratt's Appeal, 117 Pa. St., 401. 39— Patterson, J., in Baldwin v. 336 HOPKINS ON TRADEMARKS. [§ 143 the right to use tlie trademarks of the firm, each can assert his right to the exclusive use of such trademarks as to all persons except his associates in ownership.*** But in all cases where the right to a trademark is vested severallj^ in two or more persons, either of them will be enjoined from advertising or claiming that he is the ''sole proprietor,"*^ or that his is the ''only genuine" article.*- And where title is so held, either of the par- ties entitled to its use may alone maintain a suit in equity against an infringer.*^ § 143. The parties defendant.— We have seen in a previous chajjter that the liability for injunction against infringement extends to the manufacturer of dies from which counterfeits of the mark are to be made; and it may accurately be said that every one who deals with the simulated trademark or the means of producing it will be restrained in equity. In a case where a temporary injunction had been granted against a person since deceased, without oppo- sition, and the defendant in his life-time had never moved to vacate it, it was held in New York that the cause would not be continued as against the administra- trix of the defendant, because it was not shown that the defendant had acquired any rights in the litigation or that any prejudice would result to the estate by not con- tinuing the action.** The question who may be parties defendant involves necessarily a discussion of some of the principles applied by the courts in infringement proceedings. Von Micheroux, 25 N. Y. Supp. Simeon L. & George H. Rogers Co., 857. To the same effect see Hu- 110 Fed. Rep. 955. wer V. Dannenhoffer, 82 N. Y. 499. 42— Fish Bros. Wagon Co. v. Hazard v. Caswell, 93 N. Y. 259. Fish Bros. Mfg. Co., 87 Fed. Rep. 40— New York Cement Co. v. 203. Coplay Cement Co., 45 Fed. Rep. 43— Dent v. Turpin, 30 L. J. Ch. 212. 495; Seb. 196. 41 — International Silver Co. v. 44 — Republic of Peru v. Reeves, 40 N. Y. Sup. Ct. 316. § 143] COURTS, PARTIES AND CAUSES. 337 Where the plaintiff, the sole owner of a mineral spring, leased it to one who adopted a name to indicate its waters, the concessionaire was enjoined at the in- stance of the owner from applying the name so used to water from another spring ;^'^' and in a case where the owner of a spring granted concessions to another con- veying the selling privileges in certain countries, the concessionaire was enjoined from interfering with the sale in those countries of water from the spring sold through parties other th^yi the concessionaire.*" A manufacturer may delegate the right to use his trademark to sales merchants, giving them that right only so long as they buy goods, of the class to which the trademark belongs, from him. Upon their ceasing to so purchase their goods they will be enjoined from the use of the mark."*^ A firm of shippers of merchandise who applied the name ''The Keystone Line" to vessels they did not own, but of which they had the exclusive management in load- ing and unloading, w^ere held to have acquired such an exclusive right in the name that the owners of the ves- sels so used were enjoined from using the name when the shippers transferred their business to other vessels, the property of other ship-owners.** One who is merely a forwarding agent may be en- joined. In an English case a firm of forwarding agents in London received from foreign correspondents several packages of cigars bearing forged brands. They were enjoined, but costs were not assessed against them be- cause they had, prior to suit, given the makers of the brands so counterfeited full information as to the con- 45— Hill V. Lockwood, 32 Fed. 47— Re Riviere, 53 L. T. N. S. Rep. 389. 237. See also Lavergne v. Hooper, 46— Apolllnaris Co. (Ltd.) v. Ind. L. R. 8 Mad. 149. Scherer. 23 Blatchf. 459, 27 Fed. 48— Winsor v. Clyde, 9 Phila. Rep. 18. 513. 22 338 HOPKINS ON TRADEMARKS. [§ 143 signees and offered to return the cigars to the consign- ors or to erase the brands.^ '^ The managers of an infringing corporation, who are themselves substantially the corporation, are properly joined as co-defendants with the corporation in a bill to restrain the infringement.^^ The directors of an in- fringing corporation may be joined as co-defendants with it.^i Servants, agents, and employes generally, may be joined as defendants; they are personally liable to in- jmiction/'- American agents of foreign houses will be enjoined from selling counterfeits or imitation goods re- ceived from their principals.^^ The same rule obtains in regard to English^^ or Australian'^^ agents of foreign principals, and in regard to commission merchants.^^ The principal is, of course, liable for the acts of his servants or agents, whether or not he can be shown to have knowledge of those acts.^^ Difficulty arises in considering the rights and liabili- ties of innocent j)arties through whose hands counter- feit goods pass in transit, who hold them only as bailees and have no actual or imputed knowledge of their fraud- ulent nature. In the case of wharfingers so situated, 49— Upmann v. Elkan, L. R. 12 54— Siegert v. Ehlers, Seb. 432; Eq. 140; L. R. 7 Ch. Ap. 130. Siegert v. Findlater. L. R. 7 Ch. 50— California Fig Syrup Co. v. D. 801; Farina v. Cathery, L. J. Improved Fig Syrup Co., 61 Off. N. C. 1867, p. 134. Gaz. 155; 51 Fed. Rep. 296. 55— Siegert v. Lawrence, 11 Vict. 51 — Armstrong & Co. v. Savan- L. R. 47. nah Soap Works, 53 Fed. Rep. 124, 56— Coats v. Holbrook, 2 Sandf. 61 Off. Gaz. 1018. 586; Cox, 20; Twentsche Stoorn 52 — Estes V. Worthington (2), Bleekery Goor v. Ellinger, 26 W. 30 Fed. Rep. 465; Sawyer v. Kel- R. 70. logg (1), 7 Fed. Rep. 721; Saw- 57— Low v. Hart, 90 N. Y. 457; yer v. Kellogg (2), 9 Fed. Rep. Atkinson v. Atkinson, 85 L. T. 601. Jour. 229; Twentsche Stoom 53 — Carbolic Soap Co. v. Thomp- Bleekery Goor v. Ellinger, 26 W. son, 25 Fed. Rep. 625; Roberts v. R. 70; Tonge v. Ward, 21 L. T. N. Sheldon, 8 Biss. 398, Fed. Case No. S. 480. 11916. § 143] COURTS, PARTIES AND CAUSES. 339 wlio offered to act in regard to falsely marked wine in their possession as the court might direct, but asked to have their charges ijrovided Tor, the court ruled that tliey were entitled to a lien ujwn the wine for their charges; that plaintiffs must pay defendant's costs; and if the phiintiffs had any lien for their own costs as against the wine, it nmst be subject to the lien of the wharfingers for their charges.''^ An innocent mortgagee of wines bearing a simulated mark was held to have a valid lien thereon, and it was directed that the spurious marks should be effaced and the wines delivered to him.'''* In no case, however, will relief in equity stop short of protecting the owner of a trademark of which imitations or counterfeits are found in the hands of a common car- rier or warehouseman."" It is the duty of the bailee so situated to give the owner of the trademark full infor- mation in regard to the goods which are or have been in his hands by virtue of the bailment, and where he re- fuses so to do, even after the goods have gone beyond his control, it has been held that a bill will lie against him to compel discovery .*^^ If, on the other hand, the bailee gives the owner of the mark full information, he will be allowed costs if, not- withstanding his disclosures, proceedings are instituted against him.*'- The wrongs of which this book treats being torts, and all participants in torts being principals, 58 — Moet V. Pickering, L. R. 6 Upmann v. Elkan, L. R. 12 Eq. 140. Ch. D. 770: L. R. 8 Ch. D. 372. 61— Orr v. Diaper, L. R. 4 Ch. 59 — Ponsardin v. Peto, 33 Beav. D. 92. See also Carver v. Pinto 642. Leite, L. R. 7 Ch. D. 90; 41 L. J. 60— Ponsardin v. Peto, 33 Beav. Ch. 92; 25 L. T. N. S. 722; 20 W. 642; Hunt v. Maniere. 34 Beav. R. 134. 157; Del Valle v. Mayer, Seton 62— Upmann v. Currey, 29 Sol. (4th ed.), 236; Seb. 326; Rivero v. J. 735; Upmann v. Forester, L. R^ Norris. Seton (4th ed.), 236; Seb. 24 Ch. D. 231; Moet v. Pickering, 299; Moet v. Pickering, L. R. 6 L. R. 8 Ch. D. 372; Upmann v. Ch. D. 770; L. R. 8 Ch. D. 372; Elkan, L. R. 12 Eq. 140. 340 HOPKINS ON TRADEMARKS. [§ 144 a person who assists in conducting an unfair competition by furnishing frauduluent packages or labels is liable for the injury resulting to the plaintiff from the unfair com- petition.^3 § 144. Forms of action.— The most usual form of civil action to secure redress for trademark piracy in this country is by bill in equity, praying for an injunction, discovery, account of profits, and damages. The rem- edy at law is by an action on the case, for deceit; that form of action being both the form known to the com- mon law and that prescribed by the act of March 3, 1881. An action of deceit may be brought by a purchaser who has been deceived by the vendor of the fraudulent article, but such actions are seldom, if ever, brought, and are practically unheard of. One action in a federal court will lie for the infringe- ment of a patent and the infringement of a trademark, where the trademark and the patent were both infringd together,^* and the same rule applies where a publication infringes both a trademark and a copyright.^^ 63— Hildreth v. Sparks Mfg. Co., Fleece Underwear Co., 60 Fed. Rep. 99 Fed. Rep. 484. 622. 64— Walker, Patents (3d ed.), 65— Harper v. Holman, 84 Fed. sec. 417; Jaros Underwear Co. v. Rep. 222. CHAPTER XL THE CRIMINAL PROSECUTION— FEDERAL AND STATE. § 145. The act of 1876.— The prosecutions under which the decision styled the Trademark Cases^ was rendered were instituted under the act of congress of 187(). This was a penal act applicable to infringers of trademarks registered under the registration act of 1870. Mr. Jus- tice Miller says, in the conclusion of his opinion: "Wliile we have, in our references in this opinion, had mainly in view the act of 1870, and the civil remedy which that act provides, it was because the criminal offenses described in the act of 1876 are, by their express tenns, solely ref- erable to frauds, counterfeits, and unlawful use of trade- marks which were registered under the provisions of the former act. If that act is unconstitutional, so that the registration under it confers no lawful right, then the criminal enactment intended to protect that right falls with it. "2 After the enactment of the act of March 3, 1881, some able lawyers inclined to the belief that the act of 1876 was by the passage of a valid registration act given new life, or, as stated by one eminent jurist: "This is not an instance of revival ; for the penal act was not dead, but simply dormant. Its sleep was ended by the birth of the act of 1881. No words were required in the latter to set the penal law in motion. That which is implied in a statute is just as much a part of it as is that which is expressed. Nor is it repealed by the civil act of 1881. "3 1—100 U. S. 82. 3— Browne, Trademarks (2d 2— Trademark Cases. 100 U. S. ed.), sec. 371. 82-99. .'Ul 342 HOPKINS ON TRADEMARKS. [§ 145 This reasoning, however, has not been followed by the courts. The proposition was first submitted to Judge Thayer, but in his opinion he expressly refrained from deciding it, sustaining demurrers to indictments based upon the act of 1876 upon other grounds.-^ Subsequently the question was squarely presented to Mr. Justice Brew- er, sitting as circuit judge, who said in substance: "While the act of 1870 was a nullity, it must be assumed as a matter of fact that in framing the act of 1876 the penalties imposed were with reference to the terms of the statute of 1870. * * * Again, when the act of 1881 was passed, if congress had intended that penalty should be imposed for a trespass upon the rights con- ferred by that statute, or if it had intended that the act of 1876 should be re\dvified and operate upon the act of 1881, it was very easy to say so. Its silence in this re- spect is cogent evidence that it did not understand or in- tend that the penal statute should be considered a part of present and valid law. And that assumption is strength- ened by the fact that it had before it for consideration this passage from the opinion of the supreme court (quoted above) in which it is broadly stated that the Act of 1876 had fallen with the Act of 1870. Whatever may be true as to the full meaning of that decision, or as to the general power of congress to impose penalties for trespasses upon rights having no existence, it had be- fore it the general affirmance by the court that the law of 1876 had fallen, and it must be assumed that if it meant that it should stand and be vivified, or that any penalties should be imposed for violations or the law of 1881, it would have so stated. These considerations con- vince me very strongly that the Act of 1876 has, as the supreme court said, fallen with the Act of 1870, and it is as much a dead letter as the Act of 1870, and was not vivified or given operative force by the Act of 1881."^ 4— United States v. Braun, 39 5— United States v. Koch, 40 Fed. Rep. 775-777. Fed. Rep. 250-252. S 146 J THE CRIMIN.VL PROSECUTION. 343 The Act of 1876, then, is no longer of force, and tliere is no federal relief by criminal prosecution to be had; except that under certain conditions, which we will ex- amine in the next section, the owners of trademarks ap- plied to spirituous liquors and wines may be measurably protected by federal prosecution under the internal rev- enue laws. § 146. Section 3449, Revised Statutes.— In the last paragraph of section 29 of the act of congress approved July 13, 18G6, and entitled "An act to reduce internal taxation and to amend an act entitled 'An act to provide internal revenue to support the government, to pay in- terest on the public debt, and for other purposes,' ap- proved June 30, 1864" (now section 3449, Revised Stat- utes of tlie United States), it is provided as follows: ** Whenever any person ships, transports, or removes any spirituous or fermented liquors or wines, under any other than tlie proper name or brand known to the trade as designating the kind and quality of the contents of the casks or packages containing the same, or causes such act to be done, he shall forfeit said liquors or wines, and casks or packages, and be subject to paj a fine of five hundred dollars." This enactment is constitutional, being within the au- thority delegated to congress by the first clause of sec- tion 8 of article 1 of the constitution, being to "levy and collect taxes," and to "make all laws which shall be nec- essary and proper for carrying into execution that pow- er." It is no objection to the validity of the act that its enforcement incidentally protects the owners of trade- marks. As stated by Mr. Justice Nelson in another con- nection: "It will not do to say that the exercise of an admitted power of congress conferred by the constitution is to be withheld, if it appears, or can be shown, that the effect and operation of the law may incidentally extend beyond the limitation of the })0wer. Upon any such in- 344 HOPKINS ON TRADEMARKS. [§ 147 terpretation the principal object of the framers of the instrument in conferring the power would be sacrificed to the subordinate consequences resulting from its exer- cise."^ It has therefore been held constitutional by Judges Lacombe/ Thayer, Sanborn, CaldwelP and Haw- ley.*^ Under this section the term ''package" includes every box, barrel, or other receptacle into which distilled spirits have been placed for shipment or removal, either in quantity or in separate small packages, as bottles or jugs.^*^ The phrase "proper name or brand" does not refer to the trademark or make of a certain distiller, but to a removal under an improper or misleading title, as where the fraud on the government is attempted of re- moving brandy under the name of whiskey. "^^ What will constitute transportation or removal under the terms of this act is not determined, and will prob- ably depend upon the facts in each particular case. The act includes in its purview any person who ships, trans- ports or removes liquors in violation of its provisions.^ - This act is capable of protecting to a great extent the owners of trademarks used in the liquor trade. § 147. Criminal liability at coimnon law.— The coun- terfeiter of a trademark is not guilty of forgery.^ ^ His offense is comprehended under some division of the vari- ous fraud acts. Probably it will always be found to fall 6— state of Pennsylvania v. Wines, 76 Fed. Rep. 364-368, 22 C. V/heeling & Belmont Bridge Co., C. A. 228. 59 U. S. 421-433. 11— United States v. 132 Pack- 7 — United States v. Loeb, 49 ages of Spirituous Liquors and Fed. Rep. 636. Wines, 76 Fed. Rep. 364-368, 22 C. 8— United States v. 132 Pack- C. A. 228. ages of Spirituous Liquors and 12 — United States v. Campe, 89 Wines, 22 C. C. A. 228, 76 Fed. Rep. Fed. Rep. 697-699. 364; reversing same case, 65 Fed. 13 — White v. Wagar, 185 111. 195- Rep. 980. 202. He may be, where the coun- 9 — United States v. Campe, 89 terfeit mark contains a guaranty. Fed. Rep. 697. expressed or implied. White v. 10— United States v. 132 Pack- Wagar, 83 III. App. 592-596. ages of Spirituous Liquors and , § 148] THE CRIMINAL PROSECUTION. 345 within the limits of the acts defining the offense of ob- taining money under false pretenses.^* But under the English decisions it is not a forgery, even where the trademark counterfeited consists of a signature.^ •'• In the United States, however, prosecutions have been very seldom resorted to. The j^rosecutor in actions sounding in false pretenses should, of course, be the customer who has been defrauded, and as a iiile he is little inclined to prosecute. § 148. The penal statutes of the several states.— The more imjDortant statutes relating to trademark protection are set out in the api^endix. It will be noticed, upon examining them, that legislation has enlarged it for the protection of labor organizations and of particular industries; thus, states having no general registration act, have provisions for the registration and protection of timber marks, or of the packages, such as bottles, or syphons, used by the manufacturers of carbonated wat- ers, or the milk cans of the daiiy industry. In the stat- utes, which have been reproduced in the apj^ndix, are to be found admirable examples of every form of trade- mark legislation which the necessities of commerce have thus far created. An adequate registration act in each of the states which now has no general statutory provis- ion upon that subject, and greater uniformity of legis- lation between the states, are greatly to be desired. In the annotations of these cases, it will be noticed that there have been comparatively few reported cases of criminal prosecution under them. The heavy burden of proof imposed upon the state in these cases has served as a deterrent to such prosecution. Thus the Illinois court held that proof that two persons, strangers to the defendant, had told him that the mark on the goods 14— Regina v. Smith, D. & B. 8 Cox, 37; Regina v. Dundas, 6 566; 8 Cox, 32. Cox. 380; Regina v. Gray, Seb. 15— Regina v. Closs. D. & B. 183; Regina v. Sutter, 10 Cox, 460; 7 Cox, 494; Regina v. Smith, 577. 346 HOPKINS ON TRADEMARKS. [§ 148 lie was selling was counterfeit, was not necessarily suffi- cient to prove his guilty knowledge.^ ^ This difficulty has been remedied in Massachusetts by the enactment of a provision requiring a defendant charged with the sell- ing of goods bearing a spurious mark to show that he bought them innocently. It is undoubtedly proper legislation to impose this requirement upon the defendant. In England, proof of fraudulent intent is not required in a prosecution under Merchandise Marks Act of 1887.*^ 16— Vogt V. People, 59 111. App. 17— Wood v. Burgess, L. R. 24 684. Q. B. D. 162. CHAPTER XII. ACTIONS AT LAW. §149. The form of action.— "The only redress for a trademark infringement was at first by an action in a common law court for damages for deceit.^ An ac- tion at law for damages is prescri})ed by the act of 1905, as a proper legal remedy for infringements of trade- marks.^ It is against the policy of the law that the owner of a valid trademark should lose by reason of its infringement. To prevent such a result, the action at law is well adapted, because it measures the plaintiff's recovery by the plaintiff's loss. But it is also against the policy of the law that an infringer should gain by reason of his infringement. By Sec. 7 of the Act of 1881 the action of trespass on the case was specified as the appropriate action at law for trademark infringement. The history of this form of action has been succinctly described by English jurists. Lord Blackburn said: **The original foundation of the whole law is this: that when one knowing that goods are not made by a partic- ular trader sells them as and for the goods of that trad- er, he does that which injures that trader. At first it was put upon the ground that he did so when he sold in- ferior goods as and for the trader's; but it is established (alike at law^ and in equity^ that it is an actionable in- jury to pass off goods known not to be the plaintiff's as and for the plaintiff's, even though not inferior."^ 1 — Gaynor, J., in Clinton Metal- 4 — Edelsten v. Edelsten, 1 DeG. lie Paint Co. v. New York Metallic J. & S. 185. Paint Co., 50 N. Y. Supp. 437. 5— Singer Mfg. Co. v. Loog, L. 2— Act of February 20, 1905, § 16. R. 8 A. C. 15-29. 3— Blofield V. Payne, 4 B. & Ad. 410. 347 348 HOPKINS ON TR.VDEMARKS. [§ 149 The development of the action on the case, and the manner in which it became adapted to the exigencies of trademark issues, are thus admirably stated by Mellish, Li, J.: "In my opinion all actions of this nature must be founded upon false representations. Originally, I apprehend, the right to bring an action in respect of the improper use of a trademark arose out of the common law right to bring an action for a false representation, which, of course, must be a false representation made fraudulently. It differed from an ordinary action for false representation in this respect: that an action for false representation is generally brought by the person to whom the false representation is made; but in the case of the improper use of a trademark, the common law courts noticed that the false representation which is made by putting another man's trademark, or the trade- name of another manufacturer, on the goods which the wrong-doer sells, is calculated to do an injury, not only to the person to whom the false or fraudulent represen- tation is made, but to the manufacturer whose trademark is imitated; and, therefore, the common law courts held that such a manufacturer had a right of action for the improper use of his trademark. Then the common law courts extended that doctrine one step further; first, if I recollect rightly, in the case of Sykes v. Sykes.^ There it was held that although the representation was ^r- fectly true as between the original vendor and the origi- nal purchaser, in this sense, that the original purchaser knew perfectly well who was the real manufacturer of the goods and therefore was not deceived into believing that he had bought goods manufactured by another per- son, yet if the trademark was put on the goods for the purpose of enabling that purchaser, when he came to re- sell the goods, to deceive any one of the public into thinking that he was purchasing the goods of the manu- 6—3 B. & Cr. 541. § 150] ACTIONS AT LAW. 349 facturer to whom the trademark properly belonged, then that was equally a deception, a selling of goods with a false representation, which would give the original user of the trademark a right of action. That was the com- mon law right. "^ § 150. The declaration.— The proper parts of a decla- ration in an action at law are, in their order, as follows: 1. The title of the court. 2. The title of the teim. 3. The name. 4. The commencement. 5. The statement of the right of action. 6. The conclusion. The correct title of the United States Circuit Court established in the northern district of California is "The Circuit Court of the United States for the Northern Dis- trict of California," and the titles of the various other circuit courts are the same, except as to the name of the district,® to which should be added the name of the divi- sion of the district, where the judicial districts are sub- divided. The term in which the declaration should be entitled is the term to which the defendant is summoned.^ It is un- necessary to entitle a declaration in the name of the case in which it is filed; the style of the case may be indorsed upon the back of the declaration as a matter of conven- ience.^^ The venue should be laid in the district where the dec- laration is filed, regardless of the district or districts wherein the infringement was committed.^ ^ The commencement sets forth the names of the parties and the capacity in which they respectively sue or are sued, if it is other than a natural capacity.^ ^ 7— Singer Mfg. Co. v. Wilson, L. 10— Walker, Patents (3d ed.), R. 2 Ch. D. 434-453. sec. 422. 8— Revised Statutes, sec. 608. 11— Ibid. 9— Chitty, Pleading (15th Am. 12— Ibid, ed.), p. 263. 350 HOPKINS ON TRADEMARKS. [§ 150 xV corporation cannot be or become a citizen of a state/ ^ and therefore an averment of its citizenship is improper. "When a coi'poration is a party the corporate name should be set forth, followed by the averment that the said corporation '*is a corporation created under the laws of the state of , and having its principal place of business at ."^■^ The courts of the United States having a limited jur- isdiction, the jurisdictional facts must be expressly pleaded in the declaration. Diverse citizenship, if it ex- ists, must be shown. If the trademark involved is reg- istered under the act of Feb. 20, 1905, that fact must be pleaded, because, first, it establishes a prima facie right to the use of the mark, and second, confers juris- diction upon the federal court regardless of the amount in controversy.^^ If the action is between citizens of the same state, even though involving a registered trademark, the declara- tion must aver that the plaintiff uses the trademark and the defendant the infringing mark upon goods intended for commerce with foreign nations or with the Indian tribes or interstate commerce.^ ^ If the action is based upon a common law trademark, the declaration must set forth the amount in controversy, which is not the amount sought to be recovered, but the value of the trademark, and that value must be not less than two thousand dollars.^'^ 13— Paul V. Virginia, 8 Wall. Oswald, 65 Fed. Rep. 151; Hennes- 168; Ducat V. Chicago, 10 Wall. 410. sy v. Herrmann, 89 Fed. Rep. 669; 14 — Shiras, Equity Practice (2d ReKeasbey & Mattison Co., 160 U. ed.), sec. 34. Citing Lafayette Ins. S. 221-227. Co. V. French, 18 How. 404; Rail- 16— Luyties v. Hollender (1), 22 road Co. v. Harris, 12 Wall. 65; Blatchf. 413; Schumacher v. Ex parte Schollenberger, 96 U. S. . Schwenke (1), 26 Fed. Rep. 818; 369; Pennsylvania Co. v. Railroad Ryder v. Holt, 128 U. S. 525; Co., 118 U. S. 290; Goodlet v. Rail- Gravely v. Gravely, 42 Fed. Rep. road, 122 U. S. 391. 265; Prince's Metallic Paint Co. v. 15— Act of March 3, 1881, sec. 7; Prince Mfg. Co., 53 Fed. Rep. 493. Act of 1905, §§ 16, 17. Symonds v. 17— Symonds v. Greene, 28 Fed. Greene, 28 Fed. Rep. 834; Glotin v. Rep. 834. § 150J ACTIONS AT LAW. 351 Fraud is essential to recovery at law. Lord Westburj^ said, ''Proof of fraud on the part of the defendant is of the essence of the action. "^^ Furthennore, at law it is necessary to show, and plead, that an injury has actually been done by the defendant's act of infringement.''-' The averment of infringement should set forth, then, in what the infringement consisted, and that it was done wilfully and with fraudulent intent on the part of the defendant. The statement of the right of action should describe the trademark in exact and appropriate terms, and where possible the real and simulated marks should be reproduced in fac-simile. The conclusion of the declaration should pray for the actual damage sustained by the plaintiff and for puni- tive damages if tlie facts justify. Some adjudications in the past have held that there can be no recovery of pun- itive damages,-*^ but such a conclusion is at variance with the fundamental principles of the law of torts. The more wholesome and better reasoned doctrine is to the contrary.-^ In Sec. 16 the Act of 1905 provides in relation to ac- tions at law for damages for the infringement of a reg- istered mark, that "whenever in any such action a ver- dict is rendered for the plaintiff, the court may enter judgment therein for any sum above the amount found by the verdict as the actual damages, not exceeding three times the amount of such verdict, together with the 18— Edelsten v. Edelsten, 1 DeG. Scott, N. R. 562; 11 I>. J. C. P. J. & S. 185; Hargraves v. Smith, 301; Seb. 72. Seb. 338; Lawson v. Bank of Lon- 19— Singer Mfg. Co. v. Loog (3), don, 18 C. B. 84; 25 L. J. C. P. L. R. 8 App. Cas. 15-30. 188; 2 Jur. N. S. 716; 27 L. T. 134; 20 — Taylor v. Carpenter (2), 2 4 W. R. 481; Seb. 140; Rodgers v. Wood. & M. 1; Cox, 32; 9 L. T. Nowill. 6 Hare, 325; 5 C. B. 109; 514; Seb. 83. 17 L. J. C. P. 52; 11 Jur. 1039; 21 — Warner v. Roehr, Fed. Case 10 L. T. 88; Seb. 82; Crawshay v. No. 17189 A; Day v. Woodworth, Thompson, 4 Man. & G. 357; 5 13 How. 363; Browne, Trademarks (2d ed.), sees. 519, 520. 352 HOPKINS ON TRADEiIAUr;:S. [§ 150 costs." In a declaration based upon the infringement of a mark registered under the act, the conclusion should pray for the actual damages stated to have been sus- tained by the plaintiff, together with such additional amount, not exceeding in all three times the amount of such actual damages, as the court may see fit to adjudge, together with the costs. The conclusion ends with the formal allegation of bringing suit. It is necessary at common law in drafting the declara- tion to directly allege that the injury has been commit- ted by continuation from one given time to another or that it was committed on divers days and times. Thus, one pleader alleged in his declaration as follows : ' ' Since the 1st day of November, 1888, knowingly, wilfully, and fraudulently offered for sale, and is now selling, glue in packages." Upon the trial, in the federal circuit court for the district of Massachusetts, the complainant was permitted to introduce proof of sales by the defendant of infringing goods between November 1, 1888, and No- vember 30, 1889, amounting to $56,318.24. The circuit court of appeals of the fourth circuit set aside a judg- ment of $8,000, entered upon the verdict of a jury, say- ing, by Putnam, J., ''There is no continiiando with refer- ence to the matter of selling; so that, according to the common law, the plaintiff could j^roperly prove only one actual sale as an independent basis of damages. The de- fendant insisted at all necessar^^ points on the enforce- ment of the rule, and exceptions were carefully taken and allowed; so that this court, however much it may regret it, is compelled to meet this issue. There is no doubt that at common law the position of the defendant would be correct on this point, and the Massachusetts statutes relating to pleading have not changed this rule."22 22— Le Page Co. v. Russia Cement Co., 2 C. C. A. 555, 51 Fed. Rep. 941-949, 17 L. R. A. 354. §151] ACTIONS AT LAW. 353 § 151. Defenses.— The defenses to actions for trade- mark infringement may be divided into two classes. Tlie first class embraces those defenses which attack the plain- tiff's right to sue. It may be that the owner of a trade- mark who sues for infringement has conveyed the right to use the mark to an exclusive licensee for a term of years. In such a case no injunction can issue unless the licensee joins in the action.--^ It may be advisable to set up laches or acquiescence, or that there are facts to jus- tify a plea that whatever rights the complainant once had he has lost by abandonment; which matters have been discussed in a preceding chapter. In an exceptional case the complainant's recover>^ may be precluded by an estoppel,-^ which should, of course, be pleaded. The complainant's mark may have become invalid because its assignment to him from its former owner has not been sufficiently advertised, and the mark as used tends to mislead the public into a belief that the fonner owner is still the producer of the goods.-^ The complainant's label may contain misrepresentations of fact,-*' or his alleged trademark may be a word that, once distinctive, has become puhlici juris.-'' It is a good defense to the action at law to show either of these matters. The fact that the complainant's trademark is registered does not deprive the public of the right to use a similar mark which was common to the trade before the registration. Thus, where "La Normandi" was registered as a mark for cigars, but "La Normanda" was already in com- mon use for a like purpose, injunction to restrain the use of the latter was denied.^^ In fact the registration of a 23— Wallach v. Wigmore, 87 Fed. N. P. 347; Krauss v. Jos. R. Pee- Rep. 469. bles' Sons Co., 58 Fed. Rep. 585. 24 — Lavergne v. Hooper, Ind. L. 27 — Siegert v, Abbott (4), 25 N. R. 8 Mad. 149. Y. Supp. 590; 72 Hun, 243. 25 — Alaska Packers' Ass'n v, 28 — Stachelberg v. Ponce, 23 Fed. Alaska Imp. Co., 60 Fed. Rep. 103; Rep. 430; Price & Steuart, 967; 128 Siegert v. Abbott (1), 61 Md. 286. U. S. 686. 26— Piso Co. V. Voight, 4 Ohio 23 354 HOPKINS ON TRADEMAEKS. [§151 trademark does not prevent its being attacked as a word puhlici juris, or as being itself a colorable imita- tion of another trademark.-'^ The English decisions upon this point are in harmony with those of the courts of the United States.^" The defendant may plead a license from the owner of the mark. This, of course, presumes that the license was lawful, and that the licensee has not so used the mark as to perjDetrate a fraud upon the public.^^ Where two or more persons have an equal right in the use of the mark the defendant may plead a license from either of them.^^ The second class of defenses that may be interposed are those that deny the infringement— either denying that any infringement has been perpetrated by the de- fendant, or, if the infringing mark has been handled or dealt with by the defendant, denying that guilty knowl- edge which the complainant must prove to sustain his suit at law. In the foregoing portion of this section we have noted the defenses which, if sustained by the proof, will re- lieve the defendant from liability at law. The action at law is much easier of defense than that in equity, and in another section, after we have considered the action in equity, will be found enumerated a number of defenses 29 — Moorman v. Hoge, Fed. Case 31 — The goods to which a licen- No. 9783, 2 Sawyer, 78; Decker v. see applies the mark must be equal Decker, 52 How. Pr. 218; Glen in quality to the goods to which Cove Mfg. Co. V. Ludeling, 22 Fed. the licensor applied them. I^aw- Rep. 823; Cox, Manual, 695; 23 rence Mfg. Co. v. Tennessee Mfg. Blatchf. 46; Schumacher v. Co., 31 Fed. Rep. 776; 138 U. S. Schwenke (2), 36 Oif. Gaz. 457. 537; Oldham v. James, 13 Ir. Ch. 30— Re Palmer, L. R. 21 Ch. D. 393; 14 Ibid. 81; Bloss v. Bloom- 47; Bodega Co. (Ltd.) v. Owens, er, 23 Barb. 604; Cox, 200; Sam- 23 L. R. Ir. 371; Wolfe v. Lang, uel v. Berger, 24 Barb. 163; Cox, 13 Vict. L. R. 752; Wolfe v. Alsop 178; Rodgers v. Philp, 1 Off. Gaz. (2), 12 Vict L. R. (E.), 421; Lewis 29; Re Tolle, 2 Off. Gaz. 415. V. Klapproth, 11 Vict. L. R. (E.), 32— Marshall v. Pinkham, 52 214. Wis. 572; Price & Steuart, 497. § 152] ACTIONS AT LAW. 355 which have proved ineffective in equity, many of which would doubtless be adequate at law. § 152. Damages.— The courts of the United States have signally failed to agi-ee ui)on any fixed rule as to the measure of damages in actions at law for the in- fringement of trademarks. To the student of the decis- ions the only apparent cause for this fact lies in two practical reasons. The first, that the remedy offered by equity is more complete. The second is that much of the trademark piracy, of this countr}'- at least, is conducted by insolvents, who offer no inducement to the vigilant prosecution which should be visited upon them. In 1846, in the United States circuit court for the district of Massachusetts, AVoodbury, J., said: *'In a case like this (an action of trespass on the case for trademark in- fringement), if in any, no reason exists for giving greater damages than have actually been sustained, or what have been called compensatory. There is nothing peculiarly atrocious in the conduct of the defendant to be punished by damages, and in no other way, as a pub- lice example, considering the blamable usages which ex- ist on this subject. "^^ In a Missouri case, the St. Louis court of appeals, by Lewis, P. J., held that it was error in the trial court to instruct the jury that they might find exemplary damages if from the evidence they be- lieved that the acts of the defendant were wilful or ma- licious. The reasoning of the court is that *'If the plain- tiffs had demanded an accounting of the profits made by the defendants, on the equitable ground that those profits were made by the use of the plaintiff's property, the in- structions might have been substantially applicable."'* 33 — Taylor v. Carpenter (2), 2 had been directed that they might Wood. & M. 1; Cox, 32; Fed. Case find punitive damages. The verdict No. 13785. The passage quoted is was not disturbed. a mere dictum, uttered in the 34 — Addington v. Cullinane, 28 course of an opinion upon a mo- Mo. App. 238-241. tion for a new trial where a jury 356 HOPKINS ON TRADEMARKS. [§152 An emineDt text-writer thus states the rule: "The jury are to give actual damages which the plaintiff has sustained— not vindictive or speculative damages, but such as his proof has shown to their satisfaction he has actually sustained by the infringement."^^ To the author's mind the better rule is announced in the case of Warner v. Roehr, in which the instructions of Judge Blodgett to a jury said in part: ''In cases of this character, where you are satisfied from the proof and from the admissions in the case tliat the fraud— the in- tention to defraud— is at the bottom of the matter, . . . the juiy are not confined to the exact monetary dam- ages, but may give what are known as vindictive or ex- emplaiy damages, for the purpose of deterring others from embarking in the same scheme of fraud and decep- tion. "^^ It is not to be doubted that this doctrine is more reasonable and just, and better adapted to protect society from the ravages of trademark infringers, than the rule stated in Taylor v. Carpenter^'^ and Addington V. Cidlinane.^^ It is difficult to see how the result stated in those cases has been attained. They are wholly with- out precedent and opposed to the rule of damages which obtained at common law. What that rule was, and is, so far as our federal courts are concerned, is nowhere more clearly stated than by Mr. Justice Grier in an opin- ion in which he speaks for the federal supreme court. He says: ''It is a well-established principle of the common law that in actions of trespass and all actions on the case for torts a jury may inflict what are called exemplary, puni- tive or vindictive damages upon a defendant, having in view the enormity of his offense rather than the mea- 35— Sutherland, Damages, (2d 36— Warner v. Roehr, Fed. Case ed.), vol. Ill, sec. 1202. Citing No. 17189A. Ransom v. Mayor, 1 Fisher, 252; 37 — Supra. Parker v. Hulme, 1 Fisher, 44; Ad- 38 — Supra. dington v. Cullinane, 28 Mo. App. 238. § 152] ACTIONS AT LAW. 357 sure of compensation to the plaintiff. We are aware that the propriety of this doctrine has been questioned by some writers; but if repeated judicial decisions for more than a century are to be received as the best ex- position of what the law is, the question will not admit of argument. By the common as well as by statute law men are often punished for aggravated misconduct or lawless acts by means of a civil action, and the damages, inflicted by way of penalty or punishment, given to the -party injured. In many civil actions, such as libel, slan- der, seduction, etc., the wrong done to the i)laiutiff is in- capable of being measured by a money standard; and the damages assessed depend on the circumstances, showing the degree of moral turjDitude or atrocit}^ of the defend- ant's conduct, and may properly be termed exemplary or vindictive rather than compensatory. ''In actions of trespass where the injury has been wan- ton and malicious, or gross and outrageous, courts per- mit juries to add to the measured comjiensation of the plaintiff which he would have been entitled to recover, had the injuiy been inflicted without design or intention, something further by way of punishment or example, which has sometimes been called 'smart money,' This has always been left to the discretion of the jury, as the degree of punishment to be thus inflicted must depend on the peculiar circumstances of each case."^^ Judge Thayer has said: "Punitive damages may be awarded when a wrongful act is done wilfully, in a wan- ton or oppressive manner, or even when it is done reck- lessly—that is to say, in open disregard of one's civil obligations and of the rights of others,"**^ We find the rule sanctioned and reaffinned repeatedly by the supreme court of the United States.*^ It has 39 — Day v. Woodworth, 54 U. S. 40 — Fotheringham v. Express (13 Howard), 363, 371. See Press Co., 36 Fed. Rep. 252, 253. Pub. Co. V. Monroe, 73 Fed. Rep. 41— Philadelphia R. R. Co. t. 196. 201, Quigley. G2 U. S. (21 Howard), 358 HOPKINS ON TRADEMARKS. [§ 152 been the doctrine adhered to by that court ever since Mr. Justice Story in a case of marine tort spoke of ex- emplary damages as *'the proper punishment which be- longs to such lawless misconduct. "^^ It is manifest that in a case of deliberate counterfeiting of a trademark there should be a recovery of punitive damages, or at least an oi^portunity given the jury to assess punitive damages. As to the award of actual damages at law, it has been held that nominal damages will be awarded where a fiTidulent intent is shown, even though no specific injury is pleaded or proven.^^ The St. Louis court of appeals has said, by Bakewell, J., in an action of deceit based upon trademark infringement: ''As to the damages, the facts present a case of fraud on plaintiff and violation of his rights for which the action lies without proof of spe- cific damages. And the damage was not confined to the loss of such actual sales as could be specifically shown to be lost, but the jury might make such inferences as to the loss and injury sustained by plaintiff as they might think warranted by the whole evidence in the case."^* Much to the same effect is the holding of the Massachusetts supreme court.'*^ In California the rule of assessing damages would seem to give the plaintiff the profits made by the defend- 213; Milwaukee R. R. Co. v. Arms, Rep. 941, 949; Taylor v. Carpenter, 91 U. S. 487, 492; Missouri Pacific 11 Paige, 292; 2 Sandf. 603; Cof- Railway v. Humes, 115 U. S. 512, feen v. Brunton, 4 McLean, 516, 521; Barry v. Edmunds, 116 U. S. 520; Fed Case No. 2946; Blofield v. 550, 562; Denver Railway V. Harris, Payne, 4 Barn. & Ad. 410, 411; 122 U. S. 597, 609. Exemplary dam- Marsh v. Billings, 7 Cushing, 322. ages may be allowed even where 331; Conrad v. Brewing Co., 8 Mo. no actual damage is proven. Press App. 277, 285; El Modello Cigar Publishing Co. v. Monroe, 73 Fed. Co. v. Gato, 25 Fla. 886, 915; 9 So. Rep. 196, 201. Rep. 23. 42 — The Amiable Nancy, 16 U. 44 — Conrad v. Brewing Co., 8 S. (3 Wheat.) 546, 558. Mo. App. 277, 285. 43 — Le Page Co. v. Russia Ce- 45 — Marsh v. Billings, 7 Cushing, ment Co., 2 C. C. A. 555, 51 Fed. 322, 332. § 152j ACTIONS AT LAW. 359 ant in his sales of goods bearing the infringing mark.*® But it is very doubtful if that course is proijer in an action at law. Damages were the appropriate, and in- deed the only, remedy at law, while the account of prof- its was peculiar to courts of equity.*^ Under the English practice a custom has grown up by which a complainant in equity may pray for an ac- count of profits and an inquiry as to damages (and it has been held in Wisconsin that this is the proper course in pleading),"*" but before any order for discovery can be made he must elect between the accounting of profits and the inquiry of damages. He cannot have both.'*'' As said by Cotton, L. J., in the English court of appeal, in re- fusing discovery asked by a complainant before be had elected between profits and damages : " At the time when the order was made, the plaintiff had not elected to waive his account of profits. Would it then l>e right to allow the plaintiff to get a jury to determine what dam- ages he was entitled to before he had made his election between damages and profits? Should the jury award him a large sum for damages, he would probably accept it ; but if they gave him a small sum only, then he might say *No, I would rather have an account of profits, as I see by the defendant's books that he has made a much larger sum.' "°^ It would seem that the damages at law must be based upon the injuiy sustained by the complainant by loss of sales and injury to the reputation of his trademark. Evi- dence of the extent of the defendant's sales may be proper,^^ but only as proof of injury to the complainant, 46 — Graham v. Plate, 40 Cal. 49— Neilson v. Betts, L. R. 5 H. 593. 598. L. R. 1. 47 — Sebastian, Trademarks (4th 50 — Fennessy v. Clark, L. R. 37 ed.). p. 232. Ch. D. 184, 187. 48— Leidersdorf v. Flint (2), 50 51— Le Page Co. v. Russia Ce- Wis. 401. ment Co., 2 C. C. A. 555; 51 Fed. Rep. 941, 949: 17 L. R. A. 354. 360 HOPKINS ON TRADEMARKS. [§ 152 and not with a view to measuring the plaintiff's dam- ages by the defendant's profits. Of course the fact that the defendant has discontin- ued his infringement is no defense to an action of dam- ages,^- which would be barred only by the operation of the statute of limitations. It is comj^etent to show that plaintiff's sales have fallen off because of the in- fringement.^^ A Canadian decision held that damages could not be recovered for the sale of a second-hand stove to which a second manufacturer's name-jDlate had been added, where the plate was put on by an employee without the employer's knowledge and the purchaser was informed of the real manufacture of the stove.^^ 52 — Lemoine v. Gauton, 2 E. D. defendant's infringement. Whether Smith, 343; Ck)x, 142; Seb. 125. the latter is the cause of the for- 53 — Shaw V. Pilling, 175 Pa. St. mer is a question for the jury. 78, 84. It is competent to show Ibid. that a diminution of plaintiff's 54 — Chapleau v. Laporte, 16 sales occurred concurrently with Rap. Jud. Que. C. S. 189. CHAPTER XIII. THE ACTION IN EQUITY. § 153. The basis of equitable jurisdiction.— Lord West- bury said: " Imijositiou on the public occasioned by one man selling his goods as the goods of another cannot be the ground of private action or suit. In the language of Lord Thurlow in Webster v. Webster,^ 'The fraud upon the public is no ground for the plaintiff coming into court.' It is, indeed, true, that, unless the mark used by the defendant be applied by him to the same kind of goods as the goods of the plaintiff, and be in itself such that it may be and is mistaken in the market for the trademark of the plaintiff, the court can- not interfere, because there is no invasion of the plain- tiff's right; and thus the mistake of the buyers in the market, under whicli they, in fact, take the defendant's goods as the goods of the plaintiff, that is to say, im- position on the public, becomes the test of the property in the trademark having been invaded, and not the ground on which the court rests its jurisdiction. "^ In quoting the extract given above, Vice Chancellor Van Vleet has said: "The rule as thus stated I under- stand to be the established doctrine now in force on this subject both in this country and in England."^ In the early English practice the chancellor had power to refuse or postpone the application of equitable reme- 1—3 Swanst. 490. Ky. 73, 91; Liggett & Myers Tobac- 2 — Leather Cloth Co. v. Ameri- co Co. v. Sam Reid Tobacco Co., can Leather Cloth Co., 4 DeG. J. 104 Mo. 53, 60; McLean v. Fleming, & S. 137, 141. 96 U. S. 245. 251; Shaver v. Shaver. 3 — Schneider v. Williams, 44 N. 54 Iowa, 208, 209; Barrows v. J. Eq. 391, 393. To the same ef- Knight. 6 R. I. 434, 438; Handy v. feet see Weener v. Brayton, 152 Commander, 49 La. Ann. 1119. Mass. 101, 103 ; Avery v. Meikle, 81 361 362 HOPKINS ON TRADEMARKS. [§ 153 dies in trademark cases until the title to the trademark had been determined in a court of law. This practice continued until November 1, 1862, when the "Chancery Regulation Act, 1862,"^ went into effect. The first sec- tion of that act provides that '*In all cases in which any relief or remedy within the jurisdiction of the said courts of chancery respectively is or shall be sought in any cause or matter instituted or pending in either of said courts, and whether the title to such relief or rem- edy be or be not incident to or dependent upon a legal right, every question of law or fact, cognizable in a court of common law, on the determination of which the title to such relief or remedy depends, shall be determined by or before the same court." It is important to bear this enactment in mind in ex- amining the earlier English trademark cases, as it ex- plains the many failures of equity to act, or the defer- ring of relief by injunction until the determination of the right to the use of the trademark by trial at law. Equity first extended its beneficent protection to the owners of trademarks because of the inadequacy of the remedy at law. This inadequacy arose from the absence of the power in courts of law to act in personam— the injunctive power. But there were other reasons why cognizance of trademark causes belonged peculiarly to equity. Prominent among these was the power of the chancellor in granting discovery— the right to discovery being, as Mr. Bispham says, one of the peculiar advan- tages of a complainant in equity, enjoyed by him in every case in which he was entitled to come into chan- cery, either for the purpose of asserting an equitable title, or setting up an equitable right or applying an equit- able remedy;'' though the right was always conditioned by the necessary restriction that the person brought in 4—25 and 26 Victoria, c. 42, p. 5— Bispham, Equity (4th ed.), 154. p. 600, sec. 557. § 153] THE ACTION IN EQUITY. 363 on discovery need not disclose matters tending to in- criminate him or expose him to penalty or forfeiture. And there was yet another reason why this litigation found its way to the chancellor. One of the most ancient forms of action at the common law was the action of ac- count. "But," in the words of Mr. Justice Story, *'the modes of proceeding in that action, although aided from time to time by statutable provisions, were found so very dilatory, inconvenient and unsatisfactoiy, that as soon as courts of equity began to assume jurisdiction in matters of account, as they did at a very early per- iod, the remedy at law began to decline; and although some efforts have been made in modern times to resusci- tate it, it has in England fallen into almost total dis- use."^ So, when it became apparent that an account of profits must be sought as, at least, the basis of a proper money judgment against an infringer, the parties liti- gant were forced to enter the domain of equity. But, above all, there was that power in equity described by Blackstone as the power **to detect latent frauds and concealments, which the process of the courts of law is not adapted to reach. "^ While not exclusive of the courts of law, the courts of equity had original, inde- pendent and inherent jurisdiction to relieve against ev- ery species of fraud.^ The remedy sought governs largely the question of jurisdiction in equity. If a mere accounting is sought for, it is insuflficient to vest such jurisdiction, for the account must be incidental to some other equitable re- lief.^ Jurisdiction in equity will not attach for discov- ery simply, except in aid of a suit at law; the party ap- 6 — story, Equity Jurisprudence 8 — Kerr, Fraud and Mistake (13th ed.), sec. 442. (Bump's ed.), p. 43. 7 — 1 Blackstone, Commentaries, 9 — Root v. Railway Co. 105 U. 92. S. 189. 364 HOPKINS ON TRADEMARKS. [§ 154 plying must invoke some other distinct equitable ground.^ ° § 154. The bill in equity.— The bill for an infringe- ment of a trademark or unfair competition properly con- sists of six parts: 1. The title of the court. 2. The introduction. 3. The statement. 4. The prayer for relief. 5. The interrogating part. 6. The prayer for process. By the twenty-first federal equity rule, the plaintiff is given liberty to omit, at his option, the jurisdiction clause (i. e., that the acts complained of are contrary to equity, and that the complainant is without any remedy at law), the charging part of the bill, setting forth the matters or excuses which the defendant is supposed to intend to set up by way of defeuse to the bill, and the common confederacy clause. The title of the court is given substantially as indicated in the preceding sec- tion on declarations at law, and rule 20 of the federal equity rules prescribes the form of the introductory part, which is a formal address to the judges of the court in which the bill is filed, together with the names and aver- ments of the citizenship of the parties. The stating part of the bill should show: (1) The ownership of the trademark, describing it and the mode of its application to merchandise. (2) The registration of that trademark under the act (if registered), and the value of the trademark. (3) The facts in relation to the infringement of the trademark by the respondent. -This part of the bill differs from the corresponding part of the declaration at law in this, that it need not be averred that the defendant had guilty knowledge,^ ^ although that 10— Lord V. Whitehead & Ather- 11— McLean v. Fleming, 96 U. S. ton Machine Co., 24 Fed. Rep. 801. 245. § 154] THE ACTION IX EQUITY. 365 fact should be averred where it is true. ^Vhere profits are sought to be recovered there should be a direct aver- ment that such profits have been realized by the defend- ant on account of the infringement. In every case where the value of the complainant's trademark is over two thousand dollars, that fact slioukl be pleaded,' 2 as a jurisdictional safeguard, indei)eudent of the fact of registration under the act of congress. A matter of i)aramount importance where the parties are citizens of the same state is an averment that the com- plainant uses his trademark in interstate commerce or commerce with foreign nations or with the Indian tribes,'^ and under the act of 1881 it had to be averred and proven in such a case that the defendant had used the infringement in commerce with foreign nations or with the Indian tribes.'^ Where the parties are of di- verse citizenship no such averment is necessary.^ ^ What- ever allegations are essential must be made positively and not on information and belief.^^ The prayer for relief should be both special and gen- eralj under the directions given in the twenty-first fed- eral equity rule. The special i^ortion of the i)rayer should ask for a preliminary injunction (if it is desired), a perpetual injunction, for an account of the defend- ant's profits, and for an assessment of the damages sus- tained by the complainant by reason of the injuries he has sustained through the loss of reputation of his 12 — Glen Cove Mfg. Co. v. Lude- Rep. 818; Schumacher v. Schwenke ling, 22 Fed. Rep. 823. A bill is (2), 36 Off. Gaz. 457; Gravely v. sufficient in this regard which re- Gravely, 42 Fed. Rep. 265. cites that "the amount in contro- 14 — Gravely v. Gravely, 42 Fed. versy exceeds the sum of $2000." Rep. 265; 52 Off. Gaz. 1538; War- Griggs, Cooper & Co. v. Erie Pre- ner v. Searle & Hereth Co., 191 U. serving Co., 131 Fed. Rep. 359, 360. S. 195. 13 — Ryder v. Holt, 128 U. S. 525; 15 — Hennessy v. Braunschweiger Luyties v. Hollender (1), 21 Fed. & Co., 89 Fed. Rep. 669. Rep. 281, 22 Blatchf. 413; Schu- 16— Gaines & Co. v. Sroufe, 117 macher v. Schwenke (1), 26 Fed. Fed. Rep. 965. 366 HOPKINS ON TRADEMARKS. §154 trademark or otherwise. A bill is not demurrable on the ground that it prays for damages in addition to profits, because both can be recovered where fraudulent intent is established.^' But punitive or exemplary damages should not be prayed for, as they cannot be assessed in equity.i« . Where the bill charges the infringement of a registered mark the prayer should ask for an increase of the actual damages found, as provided in § 19 of the act of 1905. The prayer for general relief should be in the form usual in equity pleading.^ ^ 17— El Modello Cigar Co. v. Gato, 25 Fla. 886, 915; 7 So. Rep. 23; Benkert v. Feder, 34 Fed. Rep. 534. 18 — Hennessy v. Wilmerding- Loewe Co., 103 Fed. Rep. 90. 19 — A bill to enjoin unfair com- petition must expressly charge that the defendant has attempted or in- tended to practice fraud upon the public. Lamont v. Leedy, 88 Fed. Rep. 72, 74. But this rule is hardly broad enough. The better doctrine would seem to be that the bill need only charge that the defendant's merchandise is calculated to de- ceive the public. Judge Lacombe, referring to the practice of the federal courts in cases of unfair trade, has said: "Nor do these courts require specific proof of purchases by individuals actually deceived, when the labels them- selves show an attempt at decep- tion which appears to be well cal- culated to deceive." Collinsplatt v. Finlayson, 88 Fed. Rep. 693. And the same learned court indicates the same rule in Burnett v. Hahn, 88 Fed. Rep. 694. A bill to enjoin the manufactur- er or vendor of spurious labels must contain an express charge that the defendant is actually en- gaged in assisting third persons to palm off their goods upon the public as the goods of the com- plainant, or a substantially equiva- lent averment. De Kuyper v. Wit- teman, 23 Fed. Rep. 871; Hen- nessy v. Herrmann, 89 Fed. Rep. 669. A bill to enjoin the infringe- ment of a technical trademark must set up facts showing an ex- clusive right to the use of the mark in the plaintiff. He "must recover upon the strength of his own title, and not upon the weak- ness of the defendant's." Brown, J., in O'Rourke v. Central City Soap Co., 26 Fed. Rep. 576-579. Improper joinder of causes of action. — A bill is multifarious that joins with a charge of unfair com- petition by the use of a trade- name a claim for damages under the Sherman anti-trust act of July 2, 1890. Block V. Standard Dis- tilling & Distributing Co., 95 Fed. Rep. 978. A bill is multifarious that joins with a charge of unfair competi- tion (by passing off the defend- ant's goods in unmarked packages § 154] THE ACTION IN EQUITY. 367 The form to be used in the interrogating part of the bill is prescribed by. the forty-third federal e(iuity rule. Kule 41 provides that the interrogatories be separated and numbered consecutively, and the interrogatories which each defendant is required to answer must be specified in a note at the foot of the bill. And that rule further provides that where the complainant in his bill waives an answer under oath, or only requires an answer under oath with regard to certain specified interrogato- ries, the answer of the defendant, though under oath, ex- cept such part therof as shall be directly responsive to such interrogatories, shall not be evidence in his favor unless the cause be set down for hearing on bill and an- swer only. The twenty-third federal equity rule provides that the prayer for process of subpoena shall contain the names of the defendants named in the introductory part of the bill, and if any of them are known to be infants under age, or otherwise under guardianship, shall state the fact so that the court may take order thereon, as justice may require, upon the return of the process. The bill must contain the signature of counsel, as pro- vided in the twenty-fourth federal equity rule. Unless a preliminary injunction is prayed for the bill need not be verified.^*^ These suggestions for the most part relate to bills in the federal circuit courts. The decisions of those courts are so harmonious that the great bulk of the trademark litigation is before them. As to the state courts, refer- ence must necessarily be had to the local forms of action (or absence of such forms) created by legislative en- actment as and for plaintiff's goods) a 20 — Hughes v. Northern Pacific charge of patent infringement. Ball Ry. Co., 18 Fed. Rep. 106, 110; & Socket Fastener Co. v. Cohn, 90 Black v. Allen, 42 Fed. Rep. 618, Fed. Rep. 664. 623. 368 ' HOPKINS ON TRADEMARKS. [§ 155 Where affirmative relief is sought by a defendant, it should be prayed for in a cross-bill.-^ § 155. The defenses in equity.— All defenses good in the action at law are good in the action in equity except that of the innocence of the defendant of wrongful in- tent. In a case where both parties have the right to use the trademark, the defendant will be enjoined from using the words "the only genuine" in connection with the trademark.-^ The jolaintiff must, of course, be actually entitled to use the trademark having applied it com- mercially. Thus Sir James Clark's application to re- strain one Freeman from advertising or selling pills under the name of "Sir J. Clark's Consumption Pills" was denied because the x)laintiff was not engaged in the sale of i^ills.-^ The plaintiff may not be entitled to re- cover because of his not having an exclusive right to the mark; or because he has, without authority, used the words "patent" or "patented" in connection with or as a part of what he claims as his trademark. Or he may have made fraudulent representations in connection with his trademark which will prevent his recovering the relief sought for. A single act done at the sugges- 21 — Corbin v. E. Taussig & Co., decided in favor of the plaintiff 132 Fed. Rep. 662; Hygienic on the ground that he had a prop- Fleeced Underwear Co. v. Way, 133 erty in his own name," i. e., a Fed. Rep. 245. right of privacy, which involves a 22 — James v. James, L. R. 13 Eq. discussion which it v/ould be aside Cas. 421; Cocks v. Chandler, L. R. from our purpose to enter upon 11 Eq. Cas. 446. here. Lord Chancellor Selborne 23 — Clark v. Freeman, 11 Beav. has criticised Clark v. Freeman 112. This decision is criticised in from another standpoint, saying: Maxwell v. Hogg, L. R. 2 Ch. App. "That case has been seldom cited 307; but it is manifestly correct but to be disapproved. Could not in principle, considered as a trade- a professional man be injured in name case. Lord Justice Cairns his profession by having his name says (L. R. 2 Ch. App. 310): "It associated with a quack medicine?" has always appeared to me that Re Riviere's Trademark, L. R. 26 Clark V. Freeman might have been Ch. D. 53. § 155] THE ACTION IN EQUITY. 369 tion of the plaintiff's agent will not be treated as an in- fringement.-^ It often happens that the defendant may plead by way of mitigation of damages or so as to avoid his liability for an acounting or for costs.-^ Thus, in an English case, the defendants jjurcliased five hundred cigarettes, worth only 17s. Gd., and which bore a mark which was an infringement of the plaintiff's. The court granted the -application for injunction, but refused to order the defendants to pay costs, saying by Sterling, J.: '*! con- fess I think this is not a sort of action that ought to be encouraged. If joersons find a trademark is being pirated, surely it is not the small retailers who ought to be punished. ... I cannot think that it is the duty of the court in every case in which a small dealer who has innocently happened to purchase a small quan- tity of the spurious goods, to fix him with the costs of an action. "2^ A defendant who was printing labels for a third party did not know that the labels bore counter- feits of plaintiff's trademarks. On being notified of the fact of infringement, defendant offered to surrender the lithograph stone and promised to desist from further printing the counterfeit labels. The court adopted the same course as that taken by the English court in the last named case— granted an injunction but at com- plainant's costs.-'^ This case shows that it is not wise to notify a defendant before suing. It has been ex- pressly and repeatedly held that the defendant is not entitled to notice,"^ and it is related by Chitty, J., that 24— Hennessy v. Kennett, Seb. Guest, 9 R. P. C. 218; L. R. (1892) 556; Gorham Mfg. Co. v. Emery- 1 Ch. D. 630; 61 L. J. Ch. 242; 66 Bird-Thayer Co., 92 Fed. Rep. 774; L. T. 257; 40 W. R. 364; CartmeU, Hostetter Co. v. Brunn, 107 Fed. 45. Rep. 707. 27 — Bass v. Guggenheimer, 69 25— Guilhon v. Lindo, 9 Bos. 605; Fed. Rep. 271. Cox' American Trademark Cases, 28 — Upmann v. Forester, L. R. 295. 24 Ch. D. 231; 52 L. J. Ch. 945; 26— American Tobacco Co. v. 49 L. T. 122; 32 W. R. 28. 24 370 HOPKINS ON TRADEMARKS. [§ 155 when that very learned jurist, the late Sir G. Jessel, master of the rolls, was at the bar, it was his custom to advise his clients in trademark actions not to give any notice but to move at once.-° These suggestions are given here to call the attention of the practitioner whose duty is to defend the alleged infringer to the very serious question of avoiding costs. It may be possible to defend successfully on the ground that, although the plaintiff has applied his trademark in commerce, he has not applied it to the same character or class of merchandise as that to which the defendant is applying it. We have touched upon this question be- fore, but a more extended consideration of it may be ad- visable. To answer the question of whether the defend- ant's use of the complainant's trademark is such an un- lawful use that it should be restrained, ''the extent of the owner's property in a trademark, and the character of the act which is held to injuriously affect his prop- erty rights, and to call for the interposition of a court of equity, must be ascertained. . . . The deceit of the public and the subsequent injury to it are as much to be regarded by a court of equity as an injury to a plaintiff's business. It therefore follows that the right of an owner of a trademark is not a right to its ex- clusive use everywhere and under all circumstances."^^ Thus, an iron manufacturer using a lion's head as his trademark cannot enjoin a linen manufacturer from using a lion's head as his mark.^i It was held that ''Fruit Salt" as a trademark for an effervescing drink, a registered mark, might be interfered with by the words "Fruit Salt" designating a baking powder. In this case it was shown that the "Fruit Salt" used in ■producing the effervescing drink had been used as a 29— Upmann v. Forester, L. R. Mfg. Co. v. Read, 47 Fed. Rep. 712- 24 Ch. D. 231-235. 714. 30 — Shipman, J., in Celluloid 31— Ainsworth v. Walmsley, 35 L. J. Ch. 352. § 155] THE ACTION IN EQUITY. 371 baking powder, in exceptional cases ; but the court re- marked that if it were proposed to so employ the words ''Fiiiit Salt" that **no reasonable person could sup- pose that they had reference to the appellant's i>reijara- tion, such a use would be perfectly unobjectionable. For example, I cannot conceive any one imagining that a ''Fioiit Salt Umbrella" was in any way connected with the article manufactured by Mr. Eno (the effervescing drink). "^- So it has been held in this country that the word ''Celluloid" is a valid trademark as applied to articles actually composed of celluloid,^^ but that the use of tlie word "Celluloid" to designate a starch is not an infringement, because celluloid had never been used in making starch and there was no testimony to show that the plaintiff had intended ever to use it in making starch. There was expert testimony to the effect that it was highly probable that a method might be devised by which celluloid could be converted into a starch-like body fit for use as a substitute for starch, but the court held this statement of probabilities "too indefinite to be the foundation of an injunction."^* The whole ques- tion depends upon how closely related are the classes of goods to which the complainant and respondent apply the mark.^^ The other defenses, beside those thus far indicated, such as license from the owner or his co-proprietor in the mark, delay, acquiescence or abandonment, have been treated in connection with the defenses at law. But it is proper to note here that where the complainant has 32 — Lord Herschell in Eno v. How. Pr. 297; Carroll v. Ertheiler, Dunn, U R. 15 App. Cas. 252, 260. 1 Fed. Rep. 688; Hecht v. Porter, 33— Celluloid Mfg. Co. v. Cel- 9 Pac. C. L. J. 569; Osgood v. lonite Mfg. Co., 32 Fed. Rep. 94. Rockwood, Fed. Case No. 10605. 11 34— Celluloid Mfg. Co. v. Read, Blatch. 310: Smith v. Reynolds, 47 Fed. Rep. 712, 716. Fed. Case No. 13098, 10 Blatchf. 35— Collins Co. v. Ames, 20 100; 13 Blatchf. 458; Swift & Ca Blatchf. 542: 18 Fed. Rep. 561; v. Groff. 114 Fed. Rep. 605. Amoskeag Mfg. Co. v. Garner, 54 372 HOPKINS ON TRADEMARKS. [§ 155 been guilty of serious laches liis relief will be limited to the injunction, and an accounting will be refused."" AMiere the bill of complaint makes profert of the plaintiff's trademark and exhibits the alleged infringe- ment, a demurrer will be sustained if an inspection of the exhibits satisfies the court that there is no infringe- ment.^^ AYliere the defendant undertakes to defend by attack- ing the complainant's title to the mark and fails, the Supreme Court of Louisiana has held that he should be treated as a wanton trespasser.^® But the courts are not inclined to sustain demurrers upon the ground that the plaintiff's mark is not a valid technical trademark, where the bill contains the specific charge that the defendant has, by its conduct in the premises, deceived and misled the public into buying its goods as and for the plaintiff's goods.^^ A defect upon the face of the bill, such as a failure to show title to the mark in a complainant, must be met by demurrer and cannot be raised by a plea.^^ There are a number of lines of defense which have been ineffective. Among them are to be particularly noted the following: 1. Infancy."*^ 2. The registration of defendant's mark, because reg- istration is only prima facie evidence of owner- ship.'*2 3. Laches or delay, except in unusual cases.^^ 36— Holt V. Menendez, 23 Fed. 40— Hostetter Co. v. E. G. Lyons Rep. 869, 871; N. K. Fairbank Co. Co., 99 Fed. Rep. 734. V. Luckel, King & Cake Soap Co., 41— Chubb v. Griffiths, 35 Beav. 106 Fed. Rep. 498. 127. 37 — Handy v. Commander, 49 42 — Glen Cove Mfg. Co. v. Ludel- La. Ann. 1119, 22 So. Rep. 230. ing, 22 Fed. Rep. 823; 23 Blatchf. 38— Collins Chemical Co. v. Cap- 46; Bass, Ratcliff & Gretton (Ltd.) ital City Mfg. Co., 42 Fed. Rep. 64. v. Feigenspan, 96 Fed. Rep. 206, 39— Putnam Nail Co. v. Bennett, 209, 212. 43 Fed. Rep. 800. 43— McLean v. Fleming, 96 U. S. §155] THE ACTION IN EQUITY. 373 4. Showing that defendant always placed his own ad- dress upon his goods, in conjunction witli the in- fringing inark.^' 5. Showing that defendant has always used his own name or initials in conjunction with the infring- ing mark. This is not, of itself, a good defense.*^ C. Showing that defendant has always used the word "Improved" in addition to the alleged infringing words.^*^ 7. Showing that the defendant's goods are not in- ferior in quality to the complainant's."*^ 8. Showing that the goods sold are goods made by the complainant, if they are goods to which the complainant did not intend the mark to be aj)- plied."**^ 245; Lee v. Haley, L. R. 5 Ch. App. 155. See ante, § 75. 44 — Gray v. Taper-Sleeve Pulley Works, 16 Fed. Rep. 436-442. 45— Menendez v. Holt, 128 U. S. 521; Battle v. Finlay, 50 Fed. Rep. 106; N. K. Fairbank Co. v. Central Lard Co. 70 Off. Gaz. 635; 64 Fed. Rep. 133; Boardman v. Meriden Britannia Co., 35 Conn. 402; Hier V. Abrahams, 82 N. Y. 519; Fleisch- mann v. Schuckmann, 62 How. Pr. 92; Lea v. Wolff, 15 Abb. Pr. N. S. 1; Carroll v. Ertheiler, 1 Fed. Rep. 388; Hegeman v. O'Byrne, 9 Daly, 264; Pratt's Appeal, 117 Pa. St. 401; Walter Baker & Co. v. Baker, 87 Fed. Rep. 209 ; Bass, Rat- cliff & Gretton (Ltd.) v. Feigen- span, 96 Fed. Rep. 206-210; Leon- ard V. White's Golden Lubricator Co., 38 Fed. Rep. 922; Gillott v. Esterbrook, 47 Barb. 455; Dunlap & Co. V. Young, 74 N. Y. Supp. 184. 46 — Russia Cement Co. v. Le- Page, 147 Mass. 206; 17 N. E. Rep. 304; Gage v. Canada Pub. Co., 11 Can. S. C. R. 306; Improved Fig Syrup Co. v. California Fig Syrup Co., 54 Fed. Rep. 175; 4 C. C. A. 264. 47— Cleveland Stone Co. v. Wal- lace, 52 Fed. Rep. 431-436; Taylor V. Carpenter (3), 11 Paige, 292; Coats V. Holbrook, 2 Sandf. Ch. 586; Partridge v. Menck, 2 Sandf. Ch. 622; Cook v. Starkweather, 13 Abb. Pr. N. S. 392; Shaver v. Shav- er, 54 Iowa, 208; Coffeen v. Brun- ton, 5 McLean, 256; Gillott v. Es- terbrook, 47 Barb. 455; 48 N. Y. 374; Singer Mfg. Co. v. Loog (3), L. R. 8 App. Cas. 15; Edelsten v. Edelsten, 1 DeG. J & S. 185; Blo- field v. Payne, 4 B. & Ad. 410. 48 — Krauss v. Jos. R. Peebles' Sons Co., 58 Fed. Rep. 585; Hen- nessy v. White, 6 W. W. & A'B. Eq. 216; Hennessy v. Hogan, 6 W. W. & A'B. Eq. 225; Gillott v. Ket- tle, 3 Duer, 624; Hennessy v. Ken- nett, Seb. 556. 374 THE ACTION IN EQUITY. [§ 155 9. Showing that the defendant did not intend to sell the goods bearing the infringing mark."*'^ 10. Showing that the complainant's mark has been used by others without his knowledge, consent or acquiescence/''^ for "a trespasser cannot justify upon the ground that others have committed like trespasses. ' '^^ 11. Showing that the same mark has been used by others on goods of another class.^- 12. Showing that a third person used the trademark prior to its appropriation by the complainant, when that third person has been refused relief in equity against infringers, because of fraudulent representations made by him in using the mark.^^ 13. Showing that the infringing act was done by the defendant's servants, agents or employees with- out his knowledge.^^ 14. Showing that defendant partners have incorporated after the institution of the suit.^^ 49— Upmann v. Forester, L. R. Walmsley, L.. R. 1 Eq. 518; Hall 24 Ch. D. 231; Upmann v. Curry, v. Barrows, 4 DeG. J. & S. 150; 29 Sol. J. 735. George v. Smith, 52 Fed. Rep. 830. 50 — Cuervo v. Jacob Henkell Co., 53 — Parlett v. Guggenhelmer, 67 50 Fed. Rep. 471; Filley v. Fas- Md. 542-544. The rights of the sett, 44 Mo. 173; Cox, 530; Taylor third party had been so adjudicated V. Carpenter (1), 3 Story, 458; in Palmer v. Harris, 60 Pa. St. Cox, 14; Seb. 78; Ford v. Foster, 156. L. R. 7 Ch. App. 611. 54— Low v. Hart, 90 N. Y. 457; 51 — Actiengesellschaft Vereinigte Twentsche Stoom Bleekery Goor v. Ultramarin-Fabriken v. Amberg, Ellinger, 26 W. R. 70; Tonge v. 48 C. C. A. 264, 109 Fed. Rep. 151. Ward, 21 L. T. N. S. 480; Atkin- Reversing same v. same, 102 Fed. son v. Atkinson, 85 L. T. Jour. Rep. 551. 229. But see Leahy v. Glover, 10 52— Celluloid Mfg. Co. v. Cellon- R- P- C. 141. where a single sale ite Mfg. Co., 32 Fed. Rep. 94; Col- by defendant's clerk was held in- man v. Crump, 70 N. Y. 573; sufficient to warrant injunction. Hegeman v. O'Byrne, 9 Daly, 264; 55 — American Fibre Chamois Co. Somerville v. Schembri, L. R. 12 v. De Lee, 67 Fed. Rep. 329. App. Cas. 453-457; Ainsworth v. § 155J THE ACTION IN EQUITY. 375 15. Showing that the complainant gave the defendant no notice of his intention to bring suit.^" 16. Showing that a proper name alleged to be an in- fringement is the name of a i^erson connected with defendant's business, when in fact such per- son has only given defendant permission to use his name as a means of attracting trade from the complainant, in pursuance of defendant's scheme to fraudulently take away complainant's business.^^ 17. Showing that plaintiff has added words, figures or designs, such as a coat-of-arms, to the trademark as registered.^** 18. Showing that the complainant's trademark or pack- age is only partially copied or imitated in de- fendant's mark or package.^" 56 — Coats V. Holbrook, 2 Sandf. Meriden Britannia Co. v. Parker, Ch. 586; Cox, 20; Sawyer v. Kel- 39 Conn. 450; 12 Am. Rep. 401; logg, 9 Fed. Rep. 601-602; Upmann Garrett v. T. H. Garrett & Co., 24 V. Forester, L. R. 24 Ch. D. 231- C. C. A. 173, 78 Fed. Rep. 472; Pha- 235; Cartmell, 331; Upmann v. El- Ion v. W^right, 5 Phila. 464; Cox, kan, L. R. 12 Eq. 140; L. R. 7 Ch. 307; Wolfe v. Barnett, 24 La. Ann. App. 130; Burgess v. Hately, 26 97; 13 Am. Rep. Ill; Melachrino v. Beav. 249; Seb. 169; Field v. Lew- Melachrino Cigarette Co., 4 R. P. is, Seton (4th ed.), 237; Seb. 280; C. 215; Cartmell, 223; Perks v. Re Kuhn, 53 L. J. Ch. 238; Barrett Hall, W. N. 1881, p. Ill; Williams V. Goom, 74 L. T. Jour. 388; Fen- v. Johnson, 2 Bos. 1. nessy v. Day, 55 L. T. N. S. 161; 58 — Melachrino v. Melachrino Siegert v. Lawrence, 11 Vic. L. R. Cigarette Co., 4 R. P. C. 215; Cart- 47. See, contra, Wallis v. Wallis, mell, 223; Newman v. Pinto, 4 R. 4 Dr. 458; Twentsche Stoom Bleek- P. C. 508; 57 L. T. N. S. 31; Cart- ery Goor v. Ellinger, 26 W. R. 70; mell, 242; Carroll v. Ertheiler, 1 Chappell V. Davidson, 2 K. & J. Fed. Rep. 688-691. 123; Williams v. Osborne, 13 L. 59 — McCann v. Anthony, 21 Mo. T. N. S. 498; Gorham Mfg. Co. v. App. 83; Enoch Morgan's Sons Co. Emery-Bird-Thayer Dry Goods Co., v. Edler, Cox, Manual, 714; Taend- 92 Fed. Rep. 774-778. sticksfabriks Aktiebolaget Vulcan 57— Sawyer v. Kellogg, 7 Fed. v. Myers. 139 N. Y. 364; Pillsbury Rep. 720; Price & Steuart, 493; 9 v. Pillsbury-Washburn Mills Co., Fed. Rep. 601; Rogers Mfg. Co. v. 12 C. C. A. 432, 64 Fed. Rep. 841; Rogers Mfg. Co., 11 Fed. Rep. 495; Centaur Co. v. Killenberger, 87 Williams v. Brooks, 50 Conn. 278; Fed. Rep. 725. 376 HOPKINS ON TRADEMARKS. [§ 155 As by the use of but one of several words composing the plaintiff's mark.^^ *'T]ie reports are full of cases where bills have been sustained for the infringement of one of several words of a trademark."*'^ 19. Showing that complainant has been guilty of mis- representation in connection with his use of the trademark, where that misrepresentation consists only in harmless exaggeration of the merits of his product (puffing) f- or in purely collateral rep- resentation, as by newspaper advertising f^ or in regard to the size of packages used by him, where the sizes of those packages are the ordinary sizes known to the trade, the capacity of which is gen- erally understood.^* Generally, as to the defense that the complainant has been guilty of misrepresentation, Judge Sanborn has said ''the principle 'that he who comes into equity must do so with clean hands' is familiar and indisputable. But it does not repel all sinners from courts of equity, nor does it disqualify any complainant from obtaining relief there who has not dealt unjustly in the very trans- action concerning which he complains. The iniquity which will repel him must have an immediate and neces- sary relation to the equity for which he sues."*^^ Thus, 60— Saxlehner v. Eisner & Men- Pr. 421; Cox, 232; Metzler v. Wood, delson Co. (3), 179 U. S. 19-33. L. R. 8 Ch. D. 606; Seb. 587; Hol- 61 — Mr. Justice Brown in Sax- loway v. Holloway, 13 Beav. 209; lehner v. Eisner & Mendelson Co., Seb. 106; Ellis v. Zeilen, 42 Ga. 91. 179 U. S. 19, 33; citing Shrimpton 63— Curtis v. Bryan, 36 How. Pr. V. Laight, 18 Beav. 164; Clement 33; 2 Daly, 212; Cox, 434; Seb. 291. V. Maddick, 1 Giff. 98; Hostetter 64— Hennessy v. Wheeler, 51 V. Vowinkle, 1 Dill. 329, Fed. Cas. How Pr. 457; 69 N. Y. 271; 15 Alb. No. 6,714; Morse v. Worrell, 10 L. J. 454; Seb. 483. Phila. 168, 9 Am. L. Rev. 368; 65— Shaver v. Heller & Merz Co., Grillon v. Guenin, Weekly Notes 48 C. C. A. 48, 108 Fed. Rep. 821, (1877), 14; American Grocer Pub. 834. Citing Dering v. Earl of Asso. v. Grocer Pub. Co. 25 Hun, Winchelsea, 1 Cox, Ch. 318, 319; 398. I^wis & Nelson's Appeal, 67 Pa. 62 — Comstock v. White, 18 How. 153, 166; Bateman v. Fargason, § 155] THE ACTION IN EQUITY. 377 the use of the word "copyright" in connection with a tradename when no copyright actually exists, has been held not to disentitle the owner from relief in equity,**" and so of statements of opinion concerning the curative properties of a medical compound to which the trade- mark is applied.*^^ But the statement on the label of a small-pox remedy, ** cures the worst cases without mark- ing," is sufficient to disentitle the complainant from re- lief.«8 20. Showing that the infringement has ceased.'''^ 21. Showing that the complainant has made a third party his licensee for the territorj^ in which the infringement was committed.'*^ 22. Showing that the defendant has made no sales of goods bearing the infringing mark, where it ap- pears that he would have done so had the suit not been instituted.'^^ ''Proof of injury is unnecessary if the evidence es- tablish the fact that injuiy will result unless such use (of the infringing mark) will be restrained. "^^ "The infringement of a trademark implies injury."'"^ 23. Showing that the defendant is merely a dealer who has i3urchased from the originator of the infringe- ment,'^"* or merely the agent of another in the sale of the infringing goods.'^ 4 Fed. Rep. 32, 33. To the same 70— Moxie Nerve Food Co. v. effect see Frazier v. Bowling, 18 Baurabach, 32 Fed. Rep. 205. Ky. L. Rep. 1109, 39 S. W. Rep. 45. 71— Cuervo v. Landauer, 63 Fed. 66 — Wormser v. Shayne, 11 111. Rep. 1003; McLean v. Fleming, App. 556. 96 U. S. 252. 67 — Newbro v. Undeland, Neb. 72 — Maddox, J., in Brown v. — , 96 N. W. Rep, 635. Braunstein, 83 N. Y. Supp. 1096. 68 — Houchens v. Houchens, 95 73 — Thomas, J., in Lanahan v. Md. 37, 51 Atl. Rep. 822. John Kissel & Son, 135 Fed. Rep. 69— Frese v. Bachof, Fed. Case 899. No. 5110, 13 Blatchf. 234; Burnett 74— Burnett v. Hahn, 88 Fed. v. Hahn, 88 Fed. Rep. 694; Hutch- Rep. 694. inson v. Blumberg, 51 Fed. Rep. 75 — Walter Baker & Co. v. San- 829-831; Clark Thread Co. v. Wm. ders. 80 Fed. Rep. 889. 26 C. C. A. Clark Co. (1), 55 N. J. Eq. 658, 37 220. Atl. Rep. 599. 378 HOPKINS ON TR.VDEMARKS. [§ 155 24. Showing that the defendant once held a license from the plaintiff, permitting the use of the mark, when that license has been revoked for failure to pay royalties and other breaches of the licensing contract.'^ '^ 25. Showing that there has been an adjudication against the plaintiff in a court of a foreign coun- try. The subject-matter, in cases of the classes treated in this work, is a tort. Such subjects are not concluded by foreign adjudications, even when the acts referred to are the same identical acts.*^"^ 26. Showing that the defendant was insane at the time of the commission of the infringing acts.'^^ 27. Showing the defendant's innocence of guilty knowl- edge or fraudulent intent.'^^ 28. Showing that defendant has used plaintiff's mark only in connection with matter explanatory of its use (as where the plaintiff marked his goods ''Akron Dental Rubber" and defendant marked his as "Non-Secret Dental Vulcanite, made ac- cording to our analysis of the Akron Dental Rub- ber," the words ''Akron Dental Rubber" being printed in red, from large type), where the added matter is a mere evasive attempt to hide the similarity.^*' 29. Showing that the plaintiff is a party to a combination in restraint of trade.*^^ "It does not tend to foster monopoly to sustain the right, if one has acquired it, to the exclusive use of a trademark. "^^ 76 — Martha Washington Cream- fabriks Aktiebolaget Vulcan v. My- ery Buttered Flour Co. v. Martien, ers, 139 N. Y. 364, 34 N. E. Rep. 44 Fed. Rep. 473. 904. 77— Hohner v. Gratz, 50 Fed. 80— Keller v. B. F. Goodrich Co., Rep. 369; City of Carlsbad v. Kut- 117 Ind. 556; 19 N. E. Rep. 196. now, 68 Fed. Rep. 794. 81— General Electric Co. v. Re- 78— Avery v. Wilson, 20 Fed. new Lamp Co., 128 Fed. Rep. 154, Rep. 856. 156. 79 — Saxlehner v. Siegel-Cooper 82 — Gray, J., in Independent Co., 179 U. S. 42; Colman v. Baking Powder Co. v. Boorman, Crump, 70 N. Y. 573; Taendsticks- 130 Fed. Kep. 726. §156] THE ACTION IN EQUITY. 379 § 156. The relief in equity.— In regard to making an application for a ijreliminaiy injunction in cases of un- fair trade or trademark infringement, it should be re- membered that wherever there is any doubt as to the plaintiff's right or the defendant's infringement, the application pendente lite will be denied.'^' Accordingly the courts have refused to grant the preliminaiy injunc- tion where it appeared probable that the plaintiff had never accjuired the exclusive right to use the mark,**^ but held it ds a tenant in common with another;**'^ where there existed a doubt whether the words claimed as trademarks by the plaintiff ("Pile Leclancha" and "Bis- que," applied to electric batteries) were or were not merely descriptive words ;**^ where the facts indicated that the complainant was possibly guilty of laches ;^^ 83 — "An interlocutory injunction operates somewhat in the nature of judgment and execution before trial. Without question it is at times an appropriate remedy in the prevention of great wrong, but to authorize its issuance there must exist a pressing necessity. The right to it must be clear, and the apprehended injury must be griev- ous, and generally, where the in- jury may be measured in money, the alleged wrong-doer should be shown to be unable pecuniarily to respond." Jenkins, J., in American Cereal Co. v. Eli Pettijohn Cereal Co.. (2), 22 C. C. A. 236, 76 Fed. Rep. 372-374. To the same effect, see Smith-Dixon Co. v. Stevens, Md., 59 Atl. Rep. 401. In refusing to grant a prelimin- ary injunction Mr. Justice Bradley, on circuit, said: "My great reluc- tance to grant a preliminary in- junction for suppressing the use of a business name or trademark, in any case in which the matter in issue is a subject for fair dis- cussion, induces me to withhold the order." Celluloid Mfg. Co. v. Cellonite Mfg. Co., 32 Fed. Rep. 94-102. And to the same effect see Van Camp Packing Co. v. Cruikshanks Bros. Co., 90 Fed. Rep. 814; 33 C. C. A. 280; Charles E. Hires Co. v. Consumers' Co., 41 C. C. A. 71, 100 Fed. Rep. 809, 813; Goldstein v. Whelan, 62 Fed. Rep. 124. 84 — Societe des Huiles D'Olive de Nice v. Rorke, 31 N. Y. Supp. 51. 85 — American Cereal Co. v. Eli Pettijohn Cereal Co., 76 Fed. Rep. 372. 22 C. C. A. 236. 86 — Laclancha Battery Co. v. Western Electric Co., 21 Fed. Rep. 538. Same of "air-cell" and "fire- board' applied to fire-proofing ma- terial. New York Asbestos Mfg. Co. v. Amber Asbestos Air-cell Cov- ering Co., 99 Fed. Rep. 85, afl5rmed, 43 C. C. A. 46, 102 Fed. Rep. 890. 87 — Estes V. Worthington, 22 Fed. Rep. 822. 380 HOPKINS ON TRADEMARKS. [§ 156 and where the defendant's affidavits created a doubt in the mind of the court as to whether the plaintiff had been the exclusive user of the symbols claimed by him as his trademark.^^ A preliminary injunction will not be awarded on ex parte affidavits unless in a clear case,^^ particularly where the defendant is financially able to re- spond for damages.^^ A mandatory injunction pending the suit is not granted except in extreme cases where the right thereto is clearly established and it appears that irreparable injury will follow from its refusal.^^ So when the court has reason to doubt that the defend- ant has been guilty of acts amounting to an invasion of the plaintiff's trade rights, a preliminary injunction will not be issued.^^ But while refusing the interlocu- tory injunction, the court may, in its discretion, require the defendant to keep an account, pending the suit, of all his dealings in goods bearing the alleged infringing mark; as Judge Treat said in making such an order: *'It will not hurt him to keep an account. "^^ It is sufficient to sustain the application for the pre- liminary^ injunction (so far as the plaintiff's title to the mark is concerned) if he has established his right to the trademark in a former proceeding."^ While the decision in such former proceeding is not conclusive and binding upon the court in the later case, it is persuasive and of 88— French v. Alter & Julian Co., 91— Hagen v. Beth, 118 Cal. 330. 74 Fed. Rep. 788; Leclancha Bat- 92 — Goodyear Rubber Co. v. Day, tery Co. v. Western Electric Co., 22 Fed. Rep. 44; Whiting Mfg. Co. 21 Fed, Rep. 538; Portuondo v. v. Jos. H. Bauland Co., 56 N. Y. Monne, 28 Fed. Rep. 16; Davis v. Supp. 114. Davis, 27 Fed. Rep. 490. 93— Goodyear Rubber Co. v. Day, 89 — New York Asbestos Mfg. Co. 22 Fed. Rep. 44. For a similar V. Amber Asbestos Air-cell Cover- order, see Cantrell & Cochrane, ing Co., 99 Fed. Rep. 85; Lare v. Ltd., v. Wittemann, 109 Fed. Rep. Harper & Bros., 86 Fed. Rep. 481; 82. 30 C. C. A. 373. 94— Symonds v. Greene, 28 Fed. 90— H. Mueller Mfg. Co. v. A. Y. Rep. 834, 835; Moxie Nerve Food McDonaly & Morrison Mfg. Co., 132 Co. v. Beach, 33 Fed. Rep. 248. Fed. Rep. 585. 58a § 156] THE ACTION IN EQUITY. 381 great weight, and on the motion for a preliminary in- junction, especially where it sustains the impression of the court upon the hearing, is decisive.'-'^ Where a de- murrer is interposed to the bill, upon the application for preliminary injunction, the allegations of fraud in the bill are confessed thereby; and if the demurrer is over- ruled the complainant is entitled to the preliminary in- junction."" Upon granting a preliminary injunction bond may be required of the complainant. W^iere such a bond was given, conditioned for "the payment of all damages and costs to be awarded against the complainant and in favor of the defendant upon the trial or final hearing," a demurrer was sustained to a declaration setting forth the obligee's claim to damage, because no damages were awarded on the final hearing.''" The Supreme Court has commended, as a proper con- dition of such bonds, one which ran "to answer all dam- ages which the defendant in that suit might sustain in consequence of said injunction being granted, should the same be thereafter dissolved."*'^ It is a general rule in the law of unfair trade, as well as in patent law, that where the infringement is ad- mitted or proven the plaintiff is entitled to a reference for an accounting as a matter of right.^ But ' ' cases fre- quently arise where a court of equity will refuse the prayer of the complainant for an account of gains and profits, on the ground of delay in asserting his rights, 95— Price Baking Powder Co. v. Bein v. Heath, 12 How. 168, as con- Fyfe, 45 Fed. Rep. 799. trolling his decision. 96— Enoch Morgan's Sons Co. v. 98— Bein v. Heath, 12 Howard, Hunkele. 16 Off. Gaz. 1092, 1093. 168-177. 97— Beakin v. Stanton, 3 Fed. 1— Oakes v. Tonsmierre, 49 Fed. Rep. 435. In his opinion Judge Rep. 447-453; Campbell Printing Blodgett calls attention to the wide Press Co. v. Manhattan R. Co., 49 conflict of authority in the deci- Fed. Rep. 930-932; Fisk v. Mahler, sions of the courts of the several 54 Fed. Rep. 528. states upon this subject, and cites 382 HOPKINS ON TR.VDEMARKS. [§ 156 even when the facts proved render it proper to grant an injunction to prevent future infringement, "^ In case of unfair competition, though the facts justify injunction, there can be no money judgment for damages unless the defendant has been found guilty of fraudu- lent intent.^ *'In England the rule is stringent in trademark cases that lack of diligence in suing deprives the complainant in equity of the right either to an injunction or an ac- count. Our courts are more liberal in this respect. A long lapse of time will not deprive the owner of a trade- mark of an injunction against an infringer, but a reason- able diligence is required of a complainant in asserting his rights, if he would hold a wrong-doer to an account for profits and damages. This rule, however, applies only to those cases where there has been an acquiescence after a knowledge is brought home to the complainant.'^* It is now the rule in England, as we have seen in our discussion of the question of damages at law, that upon the injunction being entered in the action in equity the complainant is compelled to elect between profits and damages ; he cannot have both. If he elects to take his damages, the issue is sent to the Queen's Bench division to be tried by a jury.^ In our federal courts, however, there is no provision for transferring the case from the equity side to the law side after the entry of the interlocutory decree, nor any other provision for sub- mitting the issue of damages, in an equity case, to a juiy. The plaintiff is not compelled to elect between profits and damages, but the reference is made to the master in chancery to take an account of the defendant's profits and to make an assessment of the damages sus- 2— Mr. Justice Clifford in Mc- sor, 61 C. C. A. 233, 124 Fed. Rep. Lean v. Fleming, 96 U. S. 245-257. 200, 202. To the same effect see Low v. 4 — Nixon, J., in Sawyer v. Kel- Fels, 35 Fed. Rep. 361-363. logg, 9 Fed. Rep. 601. 3 — ^N. K. Fairbank Co. v. Wind- 5— Fennessy v. Rabbits, 56 L. T. 138; Cartmell. 125. § 156J THE ACTION IN EQUITY. 383 tained by the plaintiff.** In assessing damages the mas- ter will consider the extent to whieli plaintiff's sales have fallen off, if the defendant's acts are the cause of such falling off/ It was held in one case that the ])rofits due to the use of the trademark only were the subject of in(iuiry.^ But this was clear error, and the court laying down this rule cited in support of it only one precedent and that a patent case." This question was considered very care- fully by the supreme court of California, and its conclu- sion is as follows: "Every consideration of reason, jus- tice and sound policy demands that one who fraudulently uses tlie trademark of another should not be allowed to shield himself from liability for the profit he has made by the use of the trademark, on tlie plea that it is im- possible to determine how much of the profit is due to the trademark, and how much to the intrinsic value of the commodity. ' ' The supreme court held, therefore, that the trial court had not erred in awarding the plaintiff the whole profit made by the defendant.^® In treating the same subject. Judge Sawj^er said: *'To adopt as the measure of compensation for such injuries the difference between the price for which the spurious goods would sell without the trademark and for which they would sell with it imprinted thereon, would be a mockerj^ of justice. In my judgment the infringer should at least account for the entire profits made upon the goods wrong- fully sold with the trademark impressed upon them."" This now appears to be the accepted rule.^- 6— The Collins Co. v. Oliver Case No. 6714; 1 Dill. 329; Cox, Ames & Sons Corporation, 18 Fed. Manual, No. 207. Rep. 561-571 ; Benkert v. Feder, 34 8— Atlantic Milling Co. v. Row- Fed. Rep. 534, 535; Sawyer v. Kel- land, 27 Fed. Rep. 24. logg, 9 Fed. Rep. 601, 602; Saw- 9— Garretson v. Clark, 111 U. S. yer v. Horn, 1 Fed. Rep. 24-39. To 120. the same effect see Clark Thread 10— Graham v. Plate, 40 Cal. 593- Co. V. William Clark Co., (2) 56 599. N. J. Eq. 739, 40 Atl. Rep. 686. 11— Benkert v. Feder, 34 Fed. 7 — Hostetter v. Vowinkle, Fed. Rep. 534. 384 HOPKINS ON TR.VDEMARKS. [§ 157 Counsel fees expended by plaintiff in the cause are not an element of damage, and cannot be considered in assessing damages in equity.^^ The court will refuse to decree an accounting where it is manifestly impossible to segregate the profits arising from the infringement.^^ In jurisdictions where the master is permitted to as- sess damages, he may do so even in the absence of any direct proof of loss of profit.^ ^ As all participants in torts are principals, one who participates in unfair trade by furnishing fraudulent labels is liable in equity to the party injured for the whole damage resulting from the unfair competition.^ '^ § 157. Punitive damages in equity.— "The question of the true measure of damages in cases of this sort is an interesting one. The injured party is entitled to full compensation for the injury, but how shall that be meas- ured? Manifestly, the profits which the infringer has made would not in all cases be compensation to the in- jured. The latter 's loss in part inheres in the failure to acquire a just and deserved gain; also in the injury to the reputation of his product by reason of the substitu- 12 — Saxlehner v. Eisner & Men- gument, it appears to me that, delson Co., 138 Fed. Rep. 22. apart from any direct proof of 13 — Burnett v. Phalon (1), 21 loss of profit, there arises in cases How. Pr. 100; Cox' American of this class an inference of pos- Trademark Cases 292. sible damage to the manufacturer 14 — Ludington Novelty Co. v. whose name is improperly used — Leonard, 62 C. C. A. 269, 127 Fed. damage to his well established Rep. 155. reputation. It is impossible that 15 — Thus in a chancery case in the quantum of damage in cases New Zealand the court said: "First of this class can be mathematically as to damages, I am of opinion ascertained; no account can pos- that there has been no direct proof sibly reach such a matter. It must of loss of profit by Messrs. Little- always be a matter of discretion John & Son, consequent upon the for the court and jury." Littlejohn sale of the watches which improp- v. Mulligan, 3 New Zealand Rep. erly have their name inscribed 446. upon them, but, as I have inti- 16 — Hildreth v. Sparks Mfg. Co., mated during the course of the ar- 99 Fed. Rep. 484. § 158 J THE ACTION IN EQUITY, 385 tion of the spurious article. The latter element is diflfi- cult, if not impossible of accurate admeasurement. It can only be approximately compensated by an allowance in the nature of punitory damages, resting largely in discretion."*'^ This hapi)ens to be merely a dictum, as the issue was not before the court. But it is the state- ment of a sound principle, though one difficult of prac- tical application, and is flatly opposed to Ilcmiessy v. Wilmerding-Loeue Co.,^^ which denies the right to re- cover punitive damages in equity in this class of cases. § 158. Increase of damages in equity.— Section 19 of the Act of 1905 provides that: "Upon a decree being rendered in any such case for wrongful use of a trade- mark the complainant shall be entitled to recover, in ad- dition to the profits to be accounted for by the defendant, the damages the complainant has sustained tliereby. . . . The court shall have the same power to in- crease such damages, in its discretion, as is given by section sixteen of this Act for increasing damages found by verdict in actions of law." This provision was doubtless intended to enable the trial court, having regard to the questions of fraudulent intent and guilty knowledge of the defendant, to assess damages by way of punishment, in addition to those damages found by the Master to have been actually sus- tained by the complainant. § 159. The defendant's credits upon accounting.— Sec- tion 19 of the Act of 1905 provides that "In assessing profits the plaintiff shall be required tp prove defend- ant's sales only; defendant must prove all elements of cost which are claimed." These jjrovisions are evidentiary^, shifting the burden of proof upon the defendant, after the complainant has 17— Jenkins, J., in Walter Baker 18—103 Fed. Rep. 90. & Co. V. Slack, 130 Fed. Rep. 514, 519, 65 C. C. A. 138. 386 HOPKINS ON TRADEMARKS. [§ 160 proven the extent of sales, to establish such credits or off-sets as he may be entitled to. Where the defendant carried on the infringing traffic in connection with his regular business, it has been held, the master in chancery will not make any deduction for expenses in taking the account of profits;^" but two later cases hold directly to the contrary.-*^ § 160. Label designing as a judicial function.— The willingness of courts of equity to aid in maintaining fair- ness in competition has been evidenced by a label de- signed by Judge Coxe and exhibited with his opinion in a case involving the word "Carlsbad" as applied to mineral water, with the statement that "in order that there may be no misunderstanding upon the settlement of the decree, the court has applied a copy of a label which, it is thought, the defendant may use with im- punity as truthfully representing the water sold by him. "21 In another case, .Judge Lacombe, in offering alterna- tive forms of decree for the choice of a defendant, said "the mandate will, if defendant prefers, direct a modifi- cation of the interlocutory decree solely by requiring the affixing upon every package sold, in type as prominent as the title, of the statement that "W. H. Baker is dis- tinct from and has no connection with the old chocolate manufactory of Walter Baker & Co.' ""- The Court of Appeals of the Scvonth Circuit has criticised this prac- tise, Judge Jenkins observing that "The court below, upon holding that the changed label of the defendant in- fringed the complainant's right, caused to be submitted for its approval another form of label, which it approved, 19— Societe Anonyme v. Western 21 — City of Carlsbad v. Schultz, Distilling Co. 46 Fed. Rep. 921. 78 Fed. Rep. 469, 472. 20— Walter Baker & Co. v. Slack, 22— Walter Baker & Co. v. San- 65 C. C. A., 138, 130 Fed. Rep. ders. 80 Fed. Rep. 889, 895, 26 C. 514, 520; Saxlehner v. Eisner & C. A. 220. Mendelson Co., 138 Fed. Rep. 22. § 160] THE ACTION IN EQUITY. 387 and authorized the defendant to use upon bottles of the same form as those used by the complainant. We greatly doubt the propriety of such action. When an infringe- ment has been found, it should be restrained. A court of equity does not sit as an arbiter to determine in ad- vance upon other and changed labels which the infringer may adopt to avoid the condemnation of the court. Wliether such changed forms do in fact infringe is mat^. ter of fact to be detennined by the court in its usual course of procedure upon complaint lodged by the party damnified. The duty of the court below was to deter- mine whether the labels complained of in the bill in- fringed the com])lainant's right. That duty was fully pcrfonned when the court had so determined. It is not called upon to decide whether a new label proposed for adoption would infringe. This is especially so here, where the infiingement was deliberate and designed. In such case the court ought not to say how near the in- fringer may lawfully approximate the label of the com- plainant, but should cast the burden upon the guilty party of deciding for himself how near he may with safety drive to the edge of the precipice, and whether it be not better for him to keep as far from it as pos- sible";-^ and in a later ease, quoting from the foregoing opinion, the same court, per curiam remarks "it will be time enough for the court to detennine the question upon issues properly framed and the evidence taken there- under. ' '"■* AVhere the complainant's counsel has stated that he saw no objection to a proposed new label submitted to him by defendant, the fact was held conclusive against 23— Charles E, Hires Co. v. Con- to the same effect see Sterling sumers' Co., 100 Fed. Rep., 809, Remedy Co. v. Spermine Medical 813, 41 C. C. A. 71. Co., 50 C. C. A. 657, 112 Fed. Rep. 24— Williams v. Mitchell, 45 C. 1000. C. A.. 265, 106 Fed. Rep. 168, 172: 388 HOPKINS ON TRADEMARKS. [§ 161 an application for a preliminary injunction to restrain its use.-^ § 161. Appeals.— Section 17 of the Act of 1905 pro- vides that "The circuit courts of Appeal of the United States and the Court of Appeals of the District of Co- lumbia shall have appellate jurisdiction of all suits at law or in equity respecting trademarks registered in ac- cordance with the provisions of this Act, arising under the present Act, without regard to the amount in contro- versy. ' ' Section 7 of the act of March 3, 1891 (26 Stat. 826, c. 517) establishing the Circuit Court of Appeals as amended by the act of February 18, 1895 (28 Stat. 666, c. 96), provides: "That where upon a hearing in equity in a district court or a circuit court an injunction shall be granted, continued, refused or dissolved by an interlocutory order or decree, or an application to dissolve an injunction shall be refused in a cause in wliich an appeal from a final decree may be taken under the provisions of this act to the circuit court of appeals, an appeal may be taken from such interlocutory order or decree granting, continuing, refusing, dissolving, or refusing to dissolve an injunction to the circuit court of appeals, provided that the appeal must be taken within thirty days from the date of entry of such order or decree and it shall take precedence in the appellate court ; and the proceed- ings in other respects in the court below shall not be stayed, unless othei^wise ordered by that court, during the pendency of such appeal: and provided further that the court below may, in its discretion, require as a con- dition of the api)eal, an additional injunction bond." Under this section, an appeal from a decree made after final hearing on the merits, declaring infringement of a trademark, awarding a perpetual injunction and refer- 25— Weber Medical Tea Co. v, Weber, 102 Fed. Rep. 156. § 162] THE ACTION IN EQUITY. 389 ring the cause to a master for an accounting, is not an api^ealable final decree but is interlocutory, and such an appeal, to be effectual must be taken within 30 days from entr^' of the interlocutory decree.-*^ The United States circuit courts of appeals will review the action of the circuit courts in granting or refusing preliminary injunctions, for the purpose of reviewing the discretion of the court below and correcting error in its exercise. In a proper case it will enlarge the scope of a preliminary injunction which falls short of protecting the complainant's rights.-^ Where such a preliminary injunctive order is ap- pealed from, however, "the question for consideration is whether the court below improperly exercised its dis- cretionary power in respect of issuing an injunction pendente lite. Unless it clearly appears that it has so done, the order should be affirmed. "^^ § 162. Certiorari.— Section 18 of the Act of 1905 pro- vides as follows: ''That writs of certiorari may be granted by the Su- preme Court of the United States for the review of cases arising under this Act in the same manner as provided for patent cases by the Act creating the circuit court of appeals." The Act referred to is known as the Judiciary Act of 1891, Section 6 of which Act provides "That in any such case as is hereinbefore made final in the Circuit Court of Appeals, it shall be competent for the Supreme Court to require by certiorari or otherwise, any such case to be certified to the Supreme Court for its review and determination with the same power and authority in 26 — Raymond v. Royal Baking 28 — Chickering v. Chickering & Powder Co.. 76 Fed. Rep. 465, 22 Sons, 120 Fed. Rep. 69, 73. 56 C. C. C. A. 278. C. A. 475; Pfeiffer v. Wilde, 46 C5, 27— Charles E. Hires Co. v. Con- C. A. 415, 107 Fed. Rep. 456. sumers' Co., 100 Fed. Rep. 809-813, 41 C. C. A. 71. 390 HOPKINS ON TRADEMARKS. [§162 the case as if it bad been carried by appeal or writ of error to the Supreme Court." Section 716 of the United States Revised Statutes has been held to author- ize the use of writs of certiorari by the Supreme Court in all proper cases.^'' The general rule concerning the issuance of a writ of certiorari by the Supreme Court is that it rests within the discretion of the court. Mr. Chief Justice Fuller has said that "When sought as between private persons, the general rule is that the writ of certiorari will be granted or denied, in the sound discretion of the court, on special cause or ground shown; and will be refused where there is a plain and equally adequate remedy by appeal or otlierwise. "^^ 29— Re Tampa Suburban R. Co., 30— Re Tampa Suburban R. Co., 168 U. S. 583, 42 L. Ed. 589. 168 U. S. 583, 42 L. Ed. 589. CHAPTEil XIV. MATTERS OF PRACTICE AND EVIDENCE. § 163. Matters of which courts will take judicial notice. — This subject is of practical importance in the trial of trademark causes. The courts of the United States will take judicial notice of the statutes of the several states,^ and of the decisions of the state courts upon the constitutionality of such statutes.- All courts will take judicial notice of the treaties or conventions with a foreign government or power."* It has been ex- pressly held that judicial notice will be taken of the convention concerning trademarks, of April 16, 1869, be- tween the United States and France.^ As in other classes of cases, the courts take judicial notice of political facts, legal facts, official facts, public histoiy, natural history and the vernacular language, and all matters of common and ordinary knowledge, including matters of science. § 164. Expert and other evidence on the question of infringement.— Inspection by the court is the main, and indeed the final test of the alleged resemblance in trade- mark cases.'^ The courts, as a rule, give little weight to expert testimony on questions of similitude.'' 1— Re Jordan, 49 Fed. Rep. 238; dison-Tinsley Tob. Co., 52 Mo. Gormley v. Bunyan, 138 U. S. 623. App. 10; Collins Chemical Co. v. 2— Knox V. Columbia Liberty Capitol City Mfg. Co., 42 Fed. Rep. Iron Co., 42 Fed. Rep. 378. 64; Liggett & Myer Tob. Co. v. 3— Ex parte McCabe, 46 Fed. Hynes. 20 Fed. Rep. 883; Joseph Rep. 363. Dixon Crucible Co. v. Benham, 4 4 — La Croix v. Sarrazzin, 15 Fed. Fed. Rep. 527. Rep. 489. 6 — Cook v. Starkweather, 13 Abb. 5— Von Mumm v. Frash, 56 Fed. Pr. N. S. 392; Popham v. Wilcox, Rep. 830-838; Filley v. Fassett, 44 66 N. Y. 69; Re Jelley, Son & Jones, Mo. 173; Gail v. Wackerbarth. 28 51 L. J. Ch. 639; Radam v. De- Fed. Rep. 286; Drummond v. Ad- stroyer Co., 81 Texas, 122; 16 S. 391 392 HOPKINS ON TRADEMARKS. [§ 164 Testimony of skilled witnesses to the effect that in their opinion the public is likely to be deceived by the similarity of two trademarks, although valuable in a doubtful case," is not of itself sufficient evidence of in- fringement.^ When technical trade or scientific ques- tions are involved, however, expert evidence is highly desirable,'^ and especially when the probability of the ultimate consumer being deceived by tlie defendant's goods rests on the character and habits of the people who use the jDroduct,^'' or the manner in which the goods are usually sold or exhibited by the retailer.^ ^ Where the defendant was charged with re-filling *'A. V. H." gin bottles, evidence of an expert ganger show- ing a variance in alcoholic proof between the genuine gin and that sold by defendant in the trademarked packages, was admitted.^- AVhere the complainant's case rested on the testimony of hired witnesses that they had drunk bitters sold them by the defendant in his saloon as being complainant's W. Rep. 990; P. Lorillard Co. v. questioned (Radam v. Capital Mi- Peper, 86 Fed. Rep. 956; Monopol crobe Destroyer Co., 81 Texas, 122; Tobacco Works v. Gensior, 66 N. 26 Am. St. Rep. 783). Y. Supp. 155. Lord Esher, Master 9 — Mitchell v. Henry, L. R. 15 of the Rolls, has terseley said: "If Ch. D. 181; 43 L. T. 186; Cartmell, a naan was to come and tell me 227; Re Worthington, 14 Ch. D. 8; that a horse was like a cat, he 49 L. J. Ch. 646; Cartmell, 351; might swear it, and you might get Re Christiansen, 3 R. P. C. 54; fifty persons to swear it, but I Cartmell, 95; Gorham Co. v. White, should not act on such evidence, 14 Wall. 511; Williams v. Brooks, because it is pure nonsense." Re 50 Conn. 278; Price & Steuart, 654; Christiansen, 3 R. P. C. 54-61. Celluloid Mfg. Co. v. Read, 47 Fed. 7— Celluloid Mfg. Co. v. Read, Rep. 712-716. 47 Fed. Rep. 712-716. 10— Drummond v. Addison-Tins- 8— Columbia Mill Co. v. Alcorn, ley Tob. Co., 52 Mo. App. 10; Sper- 40 Fed. Rep. 676; Cope v. Evans, ry v. Percival Milling Co., 81 Cal. L. R. 18 Eq. 138. But in one case 252-260. such evidence was admitted and 11 — Re Worthington, L. R. 14 Ch. approved (Williams v. Brooks, 50 D. 8. Conn. 278; 47 Am. Rep. 642), 12— Van Hoboken v. Mohns & while in another its propriety was Kaltenbach, 112 Fed. Rep. 528. § 164] MATTERS OF PRACTICE .VND EVIDENCE. 393 bitters and that said bitters were imitation, the bill was dismissed on the conflicting testimony offered in defense, the court remarking that hired witnesses are not dis- interested and their testimony for that reason should be scrutinized with unusual caution.^^ In dismissing a bill in which a defendant was charged with refilling genuine packages, where the evidence was conflicting, Judge Coxe remarked that "the burden is strongly upon the complainant to prove fraud by a fair preponderance of evidence. "^^ Where proof is offered to show that the comi)lainant's business has increased steadily during the period of the alleged unfair competition, and there is no evidence of injury, such facts will be considered in determining the complainant's right to relief.^ '^ AVhere the only evidence of deception came from purchasers who were not misled, it was held that the facts constituted a case of substitu- tion on the part of the retailer, and not unfair competi- tion.^^ Expert testimony on other issues.— A witness familiar with the trade may testify to the catch-word or other peculiar designation by which an article is known to the 13 — Hostetter Co. v. Bower, 74 proof, be persuasive evidence of Fed. Rep. 235. The quantity of other sales, and convincing proof proof adduced, and its weight, nee- of an intention to sell whenever the essarily must be fixed by the at- opportunity of doing so without tendant circumstances of each detection is presented." Lacombe, case. Thus, in one case it was held J., in Lever Bros. (Ltd.) v. Pas- that a single sale of the infringing field, 88 Fed. Rep. 484. Citing De article by the defendant's clerk Florez v. Raynolds, 14 Blatchf. was insuflScient to warrant injunc- 505. tion. Leahy v. Glover, 10 R. P. C. 14— Hostetter Co. v. Comerford, 141. And in a patent case it was 97 Fed. Rep. 585. held that a single sale was not 15 — Stevens Linen Works v. per se an infringement. Byam v. William & John Don & Co., 121 Bullard. 1 Curt. 100; Fed. Case No. Fed. Rep. 171. 2262. But evidence of a single sale 16— Bickmore Gall Cure Co. v. "may, in connection with other Karns Mfg. Co., 126 Fed. Rep. 573. 394 HOPKINS ON TRADEMARKS. [§ 165 trade/" or to consumers ;^^ and of course other witnesses similarly qualified may testify to the contrary.^ ^ Testimony of witnesses properly qualified is admissi- ble to show that owing to the defendant's infringement, plaintiff's sales have fallen off; this is true both at law-*^ and in equity.-^ In the action at law it is competent for the plaintiff's proof to show that his sales fell off con- currently with the defendant's infringement, from which the jury may infer that the falling oft' was the result of the defendant's acts.^- Evidence of Defendant's Good Faith.— The relief rest- ing upon the charge of fraud, the fact that a defendant has transacted his alleged infringement openly, by ex- tensive advertising of his package will be considered as bearing on the question of intent, where a technical trademark is not involved."^ § 165. Exhibits.— It is particularly desirable that the conflicting marks be at all times easily accessible to the court, and that they be filed as exhibits whenever pos- sible. The practice of the courts of several states does not permit exhibits, other than documentary, to be filed, as no provision has been made for tlieir accommodation and safe-keeping. In Missouri, where this condition prevails, the St. Louis court of appeals has recommend- ed the preservation of the brands or labels as a part of the record on appeal.^^ The federal courts, however, afford every facility re- quired for the care of exhibits and the following rule is in effect in all the federal circuit courts of appeals: **1. Models, diagrams and exhibits of material form- 17— Pollen V. LeRoy, 30 N. Y. 78-84; 34 Atl. Rep. 446. 549-561. 21— Hostetter v. Vowinkle, Fed. 18 — Johnson & Johnson v. Bauer Case No. 6714; 1 Dill. 329; Cox, & Black, 27 C. C. A. 374, 82 Fed. Manual, No. 207. Rep. 662; Read v. Richardson, 45 22 — Shaw v. Pilling, supra. L.T.N.S. 54; Cox, Manual, No. 698. 23— T. B. Dunn Co. v. Trix Mfg. 19— Wilkinson v. Greely, Fed. Co., 63 N. Y. Supp. 333. Case No. 17671; 1 Curt. 63. 24— Alden v. Gross, 25 Mo. App. 20— Shaw V. Pilling, 175 Pa. St. 123. § 166] MATTERS OF PRACTICE AND EVIDENCE. 395 ing part of the evidence taken in the court below, in any case pending in this court on writ of error or appeal, shall be placed in the custody of the marshal of this court at least ten days before the case is heard or sub- mitted. "2. All models, diagrams and exhibits of material placed in the custody of the marshal for the inspection of the court on the hearing of a case must be taken away by the parties within one month after the case is decided. AAHien this is not done, it shall be the duty of the marshal to notify the counsel in the case, by mail or otherwise, of the requirements of this rule, and, if the articles are not removed within a reasonable time after notice is given, he shall destroy them or make such other dis- position of them as to him may seem best."-'' It is frequently expedient to annex to the order of in- junction specimens of the marks used by the defendant.^*' § 166. Discovery. — The resistance of discovery is usually met with by complainants in trademark causes. Lord Romilly compelled a defendant to make a full discovery of all his sales, the prices, profits realized and the names of the purchasers, notwithstanding the objec- tion of the defendant that he would thereby disclose his business secrets f^ and full discoveiy has been compelled in other cases.-^ The power to compel discovery is in- herent in equity, but is not vested in courts of law in the absence of statutory enactment.-'^ ''Equitable jurisdiction will not attach for discovery simply, except in aid of a suit at law."^^ 25— The above rule is numbered feld (2), 1 H. & M. 295; Seb. 224; rule 34 in each court of appeals Orr v. Diaper, L. R, 4 Ch. D. 92; but that of the seventh circuit, 46 L. J. Ch. 41; Seb. 519. where it is numbered rule 32. 29 — Colgate v. Compagnie Fran- 26 — Hansen v. Siegel-Cooper Co. caise, 23 Fed. Rep. 82-85. (1), 106 Fed. Rep. 690, 691. 30— Colt, J., in Lord v. White- 27 — Howe V. McKernan, 30 Beav. head & Atherton Machine Co., 24 547. Fed. Rep. 801. 28— Leather Cloth Co. v. Hirsch- 396 HOPKINS ON TR^VDEM^SJIKS. [§ 167 In actions at law production of books and papers is fully provided for, in federal practice, by section 724 of tlie Kevised Statutes. It has been held that inspection of books or writings may be ordered to be made before the trial.^^ Its provisions, when atfording an adequate remedy, preclude resorting to equity to compel discov- eiy,^- and render the issuance of subpoena duces tecum unnecessaiy.^^ In equitable proceedings discovery will not be enforced when it may tend to incriminate the person against whom discoveiy is sought,^* or to disclose trade secrets,^^ and the same rule applies to the enforced production of books and papers by such persons.^^ Subject to these restrictions, discovery of material facts will be compelled.^^ When a defendant professes to answer, he must an- swer fully. If he desires protection against discovery, he must seek such protection by plea.^^ § 167. Evidence of recognition by others of plaintiif 's right to the mark.— The rule is well settled that a former adjudication establishing a trademark, where there has been an adjudication after a bona fide contest on the merits, and the same issues were presented as in the later suit, is of persuasive if not binding force in a later case.^^ But a mere showing that the claimant of the 31 — Lucker v. Phoenix Assur- 35 — See ante, Chapter VII. and ance Co., 67 Fed. Rep. 18; Ex- Dobson v. Graham, 49 Fed. Rep. 17. change Bank v. Wichita Cattle Co., 36 — Ibid. See also Union Paper 61 Fed. Rep. 190; United States Collar Co. v. Metropolitan Collar V. National Lead Co., 75 Fed. Rep. Co. (Ltd.), 3 Daly, 171. 94. 37— Benbow v. Low, L. R. 16 Ch. 32— Washburn & Moen Mfg. Co. D. 93; Byass v. Sullivan, 21 How. V. Freeman Wire Co., 41 Fed. Rep. Pr. 50; Cox, 278. 410; Paton v. Majors, 46 Fed. Rep. 38 — Howe v. McKernan, 30 210. But see Colgate V. Compagnie Beav. 547; Slater v. Banwell, 50 Francaise, 23 Fed. Rep. 82. Fed. Rep. 150. 33 — Kirkpatrick v. Pope Mfg. 39 — Moxie Nerve Food Co. v, Co., 61 Fed. Rep. 46. Beach, 33 Fed. Rep. 248; Symonds 34— Byass v. Sullivan, 21 How. v. Greene, 28 Fed. Rep. 834; La Pr. 50; Cox, 278. Republique Francaise v. Saratoga § 168] MATTERS OF PRACTICE AND EVIDENCE. 397 trademark has by threats of legal prosecution comi>elled or induced others to enter into undertakings to desist from the use of the name, or that others have submitted to injunctions without a contest, is very slight, if any, evidence of the plaintiff's right to use the mark. In a recent case before the House of Lords, Lord Davey said in regard to evidence of cases in which other per- sons had submitted to injunctions and had paid the costs: '^That does not appear to me to be very strong evidence in favor of the pursuers. Of course, a shop- keeper or a person in that position would hesitate a long time before he incurred the expense, which in the case of a trademark or in a patent case is not slight, of defending an action of this character; probably the value to him of the trade he would lose would not in any way compensate for the risk he would incur. There- fore, as evidence of the fact, I do not attach much im- portance to those cases. "^^ An interlocutory decree of one court appears to be entitled to but little weight in a proceeding before another.*^ § 168. Contempts.— It is provided by section 725 of the United States Revised Statutes that the Courts of the United States shall have the power to punish, '*by fine or imjjrisonment, at the discretion of the court, con- tempt of their authority; provided, that such power to punish contempts shall not be construed to extend to any cases except the misbehavior of any person in their pres- ence, or so near thereto as to obstruct the administration of justice, the misbehavior of any of the officers of said courts in their official transactions, and the disobedience or resistance by any such officer, or by any party, juror, Vichy Springs Co., 99 Fed. Rep. now, 68 Fed. Rep. 794. And to 733. But. a decision of the En- the same effect see Hohner v. glish high court of chancery ad- Gratz, 50 Fed. Rep. 369. verse to the claimant of a mark is 40— Cellular Clothing Co. v. not a bar to a suit for infringement Maxton, L. R. (1899) A. C. 326-346. of the mark brought in the United 41— Walter Baker & Co. v. San- States. City of Carlsbad v. Kut- ders, 80 Fed.Rep.889, 26 C.C.A.220. 398 HOPKINS ON TRADEMARKS. [§ 168 witness, or other person, to any lawful writ, process, order, rule, decree, or command of said courts." Contempt of court is a specific criminal offense.'*^ Im- position of a fine for contempt is a judgment in a crimi- nal case.^^ It has been held that a i3laintiff who circu- lates matter prejudicial to the defense of a pending ac- tion for trademark infringement is guilty of a contempt,** as has also been held of a plaintiff who published a false and perv'^erted construction of the purpose and effect of an injunction.*^ By far the greater number of applications to commit for contemjjt in the class of cases under consideration are based upon the failure of the party enjoined to com- ply with the injunctive decree. Where no attempt has been made toward compliance with the decretal order, the resjwndent is, of course, in contempt and liable to commitment, like any other contemnor.**' But where some effort has been made to comply with the order, but to an extent not satisfactory to the complainant, an issue of fact is raised for the determination of the trial court, and as a rule its findings and judgment will not be re- viewed on appeal;*'^ and where the contempt proceedings are referred, the court is reluctant to disturb the find- ings of fact made by the referee.*^ It is a contempt, after decree, to offer the infringing goods for sale, even though no sale is actually effected ;*'-^ nor does it exempt the defendant from commitment to show that he intended to comply with the decree, if in 42 — Fischer V. Hayes, 6 Fed. Rep. 46 — Rodgers v. Nowill (2), Cox, 63-68. Manual, No. 115; 3 DeG. M. & G. 43 — New Orleans v. Steamship 614. Co., 20 Wall. 387-392; Butler v. 47— Devlin v. Devlin, 69 N. Y. Fayerweather, 91 Fed. Rep. 458; 212; Cox, Manual, No. 463. 33 C. C. A. 625; 63 U. S. App 123. 48— Hennessy v. Budde, 82 Fed. 44 — Coats V. Chadwick, L. R. Rep. 541. (1894) 1 Ch. D. 347. 49— Marcovitch v. Bramble, Wil- 45 — Gorham Mfg. Co. v. Emery- kins & Co., Cox, Manual, No. 595. Bird-Thayer Dry Goods Co., 92 Fed. Rep. 774-779. § 168J ilATTEUS OF PRACTICE AND EVIDENCE. 399 fact he has not complied with it.'^^ But wherever the court determines that the defendant has so altered his marks or packages that there is no longer any danger of the public mistaking his goods for those of the plain- tiff, he will be discharged.^! Where, however, the change is only sufficient to avoid the letter of the decree, and the defendant's mark or package is still calculated to X>romote deception, under the English practice the in- junction may be enlarged upon the hearing of the con- tempt proceedings so as to cover the new fraud, even though the motion to commit must be refused/'- The rulings of the courts in this regard have taken a wide range. There have been cases in which the court has declined to commit upon the defendant making an offer to devise such changes in his mark as would meet with the approval of the court,^^ and others where the court has directed the defendant to make such changes with the alternative of being committed.^^ Where an in- junction is in part mandatoiy and in part prohibitive, and the mandatoiy portion is suspended by an appeal, the court cannot punish the defendant for contempt for the violation of such mandatory portion, although his act is a joint violation of both portions.^^ And a defendant who sells a stock of bottles, labels and wrappers to a third party, after a decree enjoining him from dealing in an infringing liquor put up in the bottles, under the labels and enclosed in the wrappers, under circumstances indicating that it was for the pur- pose of enabling the purchaser to supply defendant's former customers with the infringing goods, is guilty of contempt.^^ One who is enjoined from preparing, put- so — Devlin v. Devlin, 69 N. Y. 54 — Rodgers v. Nowill (2), Cox, 212; Cox, Manual, No. 463. Manual, No. 115; 3 DeG. M. & G. 51 — Swift V. Dey, 4 Robertson, 614. 611; Cox, 319. 55 — Schwarz v. Superior Court, 52— Cartier v. May, Cox, Manual, 111 Cal. 106. No. 200. 56 — Societe Anonyme v. Western 53— Croft v. Day f2), Cox, Man- Distilling Co., 42 Fed. Rep. 96. ual, No. 77. 400 HOPKINS ON TR.VDEMARKS. [§169 ting up, selling, offering or advertising for sale, any medicinal beverage made from fermented milk under the name of "Matzoon" is guilty of contempt if he aids another in doing the forbidden acts, as the agent or servant of the other.^' Where the injunctive order runs against agents, servants and employes ' 'there is no re- straint laid ujDon the agent, servant, or employee per- sonally, but merely as the agent, servant, or employee of the enjoined defendant. "^^ One enjoined from using a firm name, who continues to use stationery bearing the name, left legible though having ink spread over it, is giiilty of contempt,^^ as is one who publishes a cir- cular reflecting upon the decree under which he is en- joined.^^ The foregoing rulings have been made in unfair trade cases. It would be foreign to our purpose to go into an extended discussion of the law governing contempts, which ap])lies to this as to all other classes of cases. It is well to note, however, that in the federal courts, at least, while proceedings in contempt are not reviewable on error or appeal, they may be reached by certiorari.^^ § 169. Affidavits. — Applications for restraining orders and preliminary injunctions are usually founded upon and resisted by affidavits. A preliminary injunction will not be awarded on ex parte affidavits unless in a clear case.^'^ rpj^^ complainant's affidavits in chief must 57— Dadirrian v. Gullian, 79 33 C. C. A. 625; 63 U. S. App. 123; Fed. Rep. 784. holding that writ of error will lie 58 — Ibid; citing Slater v. Mer- to review an order committing for ritt, 75 N. Y. 268. contempt a witness, not a party to 59 — Hildreth v. McCaul, 74 N. Y. the cause, for his refusal to an- Supp. 1075. swer questions. 60— Janney v. Pan-Coast Ven- 62 — Lare v. Harper & Bros., 86 tilator & Mfg. Co. (2), 131 Fed. Fed. Rep. 481; 30 C. C. A. 373; Rep. 143. New York Asbestos Mfg. Co. v. 61 — Re Chetwood, 165 U. S. 443- Ambler Asbestos Air-cell Covering 462; Schwarz v. Superior Court, Co., 99 Fed. Rep. 85; Diamond 111 Cal. 106. Compare Butler v Match Co. v. Safe Harbor Match Fayerweather, 91 Fed. Rep. 458; Co., 109 Fed. Rep. 154. § 169 J MATTERS OF PRACTICE AKD EVIDENCE. 401 show all the facts necessary to establish a prima facie right to the injunctiou sought.'"' The defendant's affi- davits may be by way of traverse, in which case no counter affidavits can be offered by the comphiinant; or they may set up matter by way of confession and avoid- ance, in which case the complainant may produce affi- davits in reply. But where such affidavits are offered by the comi)lainant in reply, no further affidavits can be offered by the defendant by way of rejoinder."^ All affidavits so used must be entitled in the cause; otherwise they are mere extrajudicial oaths, perjury could not be assigned upon them, and they cannot be considered as evidence.^""' 63 — Leclancha Battery Co. v. 65 — Hawley v. Donnelly, 8 Paige, Western Electric Co., 21 Fed. Rep. 415; Buerk v. Imhaeuser, Fed. 538. Case No. 2107a; 10 Off. Gaz 907; 64— Day V. New England Car Goldstein v. Whelan, 62 Fed. Rep. Spring Co., 3 Blatch. 154-159. 124. 26 CHAPTER XV. COSTS. § 170. Generally.— In cases of unfair trade the same rules as to costs obtain as in other actions. The general rule is that costs follow the event. A successful plain- tiff will be awarded costs/ and costs will be refused to one who is unsuccessful. - So costs will be awarded to the successful plaintiff, even though he is denied damages,^ and against an in- fant,^ or a married woman having a separate estate.^ § 171. Avoiding costs by submission.— We have had occasion elsewhere to refer to the iTile laid down by Sir George Jessel, that the complainant in actions of the character now under consideration should not give 1 — Coats V. Holbrook, 2 Sandf. Ch. 586; Cox, 20; Seb. 7b; Pierce v. Frank, 15 L. J. Ch. 122; Seb. 81; Rodgers v. Nowill, 6 Hare, 325; Seo. 82; Burgess v. Hately, 26 Beav. 249; Seb. 169; Burgess v. Hills, 26 Beav. 244; 28 L. J. Ch. S56; Seb. 170; Collins Co. v. "Walker, 7 W. R. 222; Seb. 171; Jurgensen v. Alexander, 24 How. Pr. 269; Cox, 298; Seb. 211; Edel- sten V. Edelsten, 1 DeG. J. & S. 185; Seb. 213; McAndrews v. Bas- sett, 4 DeG. J. & S. 380; Seb. 234; Chubb V. Griffiths, 35 Beav. 127; Seb. 255; Field v. Lewis, Seton (4th ed.), 237; Seb. 280; Weed v. Peterson, 12 Abb. Pr. N. S. 178; Seb. 387; Compagnie Laferme v. Hendrick, Seb. 512; Sawyer v. Kel-' logg, 9 Fed. Rep. 601; Cox, Man- ual, 682; McLean v. Fleming, 96 U. S. 245; Chappell v. Davidson, 2 K. & J. 123; Seb. 136; Re Kuhn & Co.'s Trademark, 53 L. J. Ch. 238. Costs "are always awarded to the successful side, unless there has been something in the conduct of the party which renders such a course inequitable and unjust to the losing side." Nixon, J., in Bunker v. Stevens, 26 Fed. Rep. 245-249. 2— Bass v. Dawber, 19 L. T. N. S. 6z6; Seb. 310; Appeal of the Put- nam Nail Co., Cox, Manual, No. 725; Weener v. Brayton, 152 Mass. 101. 3 — Weed v. Peterson, 13 Abb. Pr. N. S. 178; Seb. 387. 4— Chubb V. Griffiths, 35 Beav. 127; Seb. 255; Cory v. Gertcken, 2 Madd. 49; Woolf v. Woolf, 43 Sol. J. 127. 5 — Nicholls V. Kimpton, 3 Times L. R. 674. 402 §171 J COSTS. 403 notice to the infringer before suit;'' and it has been held in this country that no demand or notice is necessary.'^ It is of the gravest irajwrtance to the practitioner to bear this rule in mind, whether he be for the plaintiff or de- fendant. A failure to observe it will oftentimes involve an innocent and injured client in the payment of costs which would otherwise fall upon the other jjarty; for it is no defense to an assessment of costs against the de- fendant that no demand was made or notice served be- fore suit.* A defendant who makes a full submission will not be mulcted in costs. Thus, a label manufacturer who had innocently made labels upon the order of a cus- tomer evaded costs by promising to desist from the man- ufacture, and offering to surrender the lithograph stone with which the work was done.*^ Lord Eomilly, in a leading case in which the defendants were forwarding agents holding as bailee goods bearing a spurious mark, gave the doctrine this succinct expression: ''It is his (the defendant's) duty at once to give all the informa- tion required, and to undertake that the goods shall not be removed or dealt with until the spurious brand has been removed, and to offer to give all facilities to the person injured for that purpose. If, after that, the }3er- son injured files a bill, though he will be entitled to all that he asks in the shape of relief, as he might have got it all without suit, he will not get from such defend- ant the costs of the suit, and he may have to pay them."^** This rule has been uniformly followed.^^ A defend- ant may make such an offer of submission, by answer or 6 — Upmann v. Forester, L. R. 24 10 — Upmann v. Elkan, L. R. 12 Ch. D. 231. Eq. 140; Seb. 369. 7— Sawyer v. Kellogg. 9 Fed. 11— Millington v. Fox, 3 Myl. & ^®P- ^'^l- Cr. 338; Seb. 63; Burnett v. Leuch- ^■~^^^^- ars, 13 L. T. N. S. 495; Seb. 253; 9 — Bass, Ratcliff & Gretton v. Wharton v. Thurber, Cox, Manual, Guggenheimer, 69 Fed. Rep. 271. 663; Nunn v. D'Albuquerque, 34 Beav. 595. 404 HOPKINS ON TRADEMARKS. [§ 172 otherwise, at any stage of the proceedings, and so tlirow ■upon the plaintiff all costs subsequently accruing.^ - § 172. Submission to avoid costs must be complete. —It is the necessary correlative of the rule stated in the preceding section that no submission can avail a de- fendant unless it is full, adequate and complete. Thus a submission, otherwise good, was rendered ineffective be- cause the defendant did not couple with it an offer to pay all costs accrued.^ ^ An offer of submission on con- dition that each party pay his own costs was held in- effective.^* Further adjudication in support of the gen- eral doctrine of this section will be found in the note.^^ § 173. Costs refused successful defendant.— There are a number of instances wherein a defendant against whom the plaintiff has been denied relief has been left to pay his own costs. These cases are not always predicated upon the defendant's absolute fraud, for, even where fraud could not be established, he may have been ^ilty of conduct so suspicious as to justify the imposition of his own costs.^^ Thus where the defendant had dealt 12 — "If the defendant had offer- Coats v. Holbrook, 2 Sandf. Ch. ed the plaintiffs all they were en- 586; Weed v. Peterson, 12 Abb. titled to, and after that the plain- Pr. N. S. 178. tiffs had proceeded in the suit, I 14 — Moet v. Couston, 33 Beav. most certainly should not have giv- 578. en the plaintiffs a penny of the 15 — Tonge v. Ward, 21 L. T. N. costs incurred after that period; S. 480; Seb. 321; Coats v. Hol- indeed, I should have endeavored brook, 2 Sandf. Ch. 586; Cox, 20; to make them pay them." Lord Seb. 79; Fennessy v. Day, 55 L. T, Romilly in Burgess v. Hills, 26 N. S. 161. Beav. 244; Seb. 170. And to the 16— Talcott v. Moore, 6 Hun, same effect see the opinion of the 106; Seb. 478; Rose v. Loftus, 47 same Master of the Rolls in Moet L. J, Ch. 576; Seb. 608. Thus, V. Couston, 33 Beav. 578; Seb. 235. vphere both plaintiff and defend- 13 — Hutchinson v. Blumberg, 51 ant made cigars falsely marked Fed. Rep. 829 ; McAndrews v. Bas- "Habana," the English court of sett, 4 DeG. J. & S. 380; Seb. 234; appeals dismissed the bill with- Burgess v. Hately, 26 Beav. 249; out costs and adjudged the costs Seb. 169; Burgess v. Hills, 26 of the appeal against the defend- Beav. 244; Seb. 170; Collins Co. ant. Newman v. Pinto, 4 R. P. C. V. Walker, 7 W. R. 222; Seb. 171; 508; 57 L. T. N. S. 31. § 174] COSTS. 405 in bitters, and assented to suggestions that they might be passed off on the public as the "Hostetter's Bitters" of the plaintiff, the court tliought the facts did not war- rant an injunction, but that the defendant had invited the litigation by his conduct and ought not to have his costs.^''' § 174. Miscellaneous matters.— Innocent wharfingers in whose possession was found champagne bearing a false brand, and who were made parties defendant to an action but at once submitted to act as the court might direct, were awarded their costs, and given a lien for their warehouse charges, and that lien given priority over the plaintiffs' claim for costs.^'^ Where the defendant is a retail dealer, who has acted innocently and handled only a small quantity of the in- fringing goods, a plaintiff may not be awarded costs even though the injunction issues.^ '^ Some courts ap- ply this rule where it appears that the defendant's sales have not been large enough to justify the expense of taking an account.^^ AMiere it appeared that the defendant had adopted 17 — Hostetter v. Van Vorst, 62 prosecute those who place the Fed. Rep. 600. spurious goods on the market; 18 — Moet V. Pickering, L. R. 8 and although I agree that the Ch. D. 372. plaintiifs are entitled to an in- 19 — Thus where a small retailer junction, yet I cannot think it is was charged with infringing a the duty of the court in every case cigarette trademark, and it was in which a small retail dealer who shown that the transaction related has innocently (and I think that only to five hundred cigarettes, the defendants in this case have valued at 17s. 6d., which the de- acted innocently) happened to pur- fendant had bought in ignorance chase a small quantity of the of the infringement, it was said: spurious goods, to say that he "I think that this is not the kind ought to be fixed with the costs of of action which ought to be en- the action." Shilling, J., in Amer- couraged. If the owner of a trade- ican Tobacco Co. v. Guest, L. R. mark finds that it is being pirated, (1892) 1 Ch. D. 630-632. surely it is not the small retailer 20 — Saxlehner v. Eisner & Men- who ought to be punished, but an delson Co., 88 Fed. Rep. 61-70. endeavor ought to be made to 406 HOPKINS ON TRADEMAEKS. [§ 174 plaintiff's trademark (which consisted of words under- stood by many simply to indicate quality), and did so in ignorance of the plaintiff's existence, the plaintiff was granted an injunction but without costs.^^ A plaintiff may be denied costs because of his delay in instituting suit.^^ If in his bill the plaintiff makes specific charges against the defendant which he is unable to substantiate with proof, he may, under the English practice, obtain an injunction with costs, but be adjudged to pay all of the defendant's costs occasioned by the maldng of the unfounded charge.^^ Where the infringement was not innocent, but the de- fendants offered to pay costs and publish any reasonable advertisements announcing that they had no connection with the plaintiffs, it was held that by ignoring this offer the plaintiffs had lost their right to relief, and the ac- tion was dismissed. It is doubtful if this decision would be given much consideration by an American court.^^ One who procures the preparation of an article bear- ing an infringement of another's trademark will be liable to refund to the manufacturer such reasonable sum as he may pay to the owner of the trademark in compromise of an action for the infringement, together with the costs of such action.^^ In regard to appeals, the same general rules as to costs obtain as are applied by the inferior courts. Thus on an appeal from a committal for contempt, based on the violation of an injunction in a trademark case, the upper court sustained the ruling of the lower, but, be- cause the violation seemed open to dispute, gave no costs of the appeal.^^ 21— Millington v. Fox, 3 Myl. & 24— Valentine v. Valentine, 31 L. Cr. 338; Cox, Manual, 642. R. Ir. 488. 22 — Amoskeag Mfg. Co. v. Gar- 25 — Dixon v. Fawcus, 3 Ell. & ner (2), 54 How. Pr. 298. Ell. 537. 23— Saxlehnsr v. Apollinaris Co., 26— Devlin v. Devlin, 69 N. Y. L. R. (1897) 1 Ch. 893. 212. § 174] COSTS. 407 In the leading case of McLean v. Fleming the defend- ant appealed from a decree awarding the plaintiff an injunction and accounting. The supreme court reversee it further enacted, chat such trademark shall remain in force for thirty years from the date of such registration, except in cases where such trademark is claimed for and applied to articles not manufactured in this countrj-, and in which it receives protection under the laws of any foreign country for a shorter period, in which case it shall cease to have any force in this country by virtue of this act, at the same time that it becomes of no effect elsewhere, and during the period that it remains in force it shall entitle the person, firm, or corporation registering the same to the exclusive use thereof so far as regards the description of goods to which it is appropriated in the statement filed under oath as aforesaid, and no other person shall lawfully use the same trademark, or substantially the same, or so nearly resembling it as to be calculated to deceive, upon substantially the same description of goods.^" Provided that six months prior to the expira- 17 — As to the necessity for the person, firm or corporation has a filing of this declaration, and for right to the use of the same, or the production of sufficient evi- substantially the same, mark, is a dence of it, on a trial for infringe- suflScient compliance with this re- ment, see Smith v. Reynolds (1), quirement. Re Vidvard & Shee- 10 Blatchf. 85, where an injunc- han, 8 Off. Gaz. 143. tion was refused on the ground of 19 — See Act of 1881, sees. 5, 7, 11 the deficiency of such evidence. 20 — An illegal registration by a 18 — A declaration that no other part owner not entitled to exclu- 416 APPENDIX A. tion of the said term of thirty years, application may be made for a renewal of such registration, under regula- tions to be prescribed by the commissioner of patents, and the fee for such renewal shall be the same as for the original registration, certificate of such renewal shall be issued in the same manner as for the original registra- tion, and such trademark shall remain in force for a further term of thirty years ; And provided further, that nothing in this section shall be construed by any court as abridging or in any manner affecting unfavorably the claim of any person, firm, corporation, or company to any trademark after the expiration of the term for which such trademark was registered. Section 79.-^ And be it further enacted, tliat any per- son or corporation who shall reproduce, copy, counter- feit, or imitate any such recorded trademark, and affix the same to goods of substantially the same description, properties and qualities as those referred to in the regis- tration,- shall be liable to an action on the case for damages for such unlawful use of such trademark at the suit of the owner thereof in any court of competent juris- diction in the United States, and the party aggrieved shall also have his remedy according to the course of equity to enjoin the wrongful use of his trademark, and to recover comi>ensation therefor in any court having jurisdiction over the person guilty of such wrongful sive use, was held not to justify 21— See Act of 1881, sees. 3, 7. issuing another certificate to an- 22— See Osgood v. Rockwood, 11 other part owner of the same mark, Blatchf. 310; Fed. Cas. No. 10605, in order to put him on an equal where it was held that persons footing in court. McElwee v. who had registered a trademark Blackwell, 15 Off. Gaz. 658. In an for prints made according to a pat- interference, the applicant was ented process were not entitled un- granted registration as against a der this act to an injunction prior registrant whose user had against a person who had used the been experimental and interrupted, mark on prints not made in ac- Sternberger v. Thalheimer, 3 Off. cordance with the patent. Gaz. 120. ACT OF CONGRESS OF JULY 8, 1870. 417 use.^^ The commissioner of patents-* shall not receive and record any proposed trademark which is not and cannot become a lawful trademark,^'^ or which is merely 23 — The United States circuit courts had jurisdiction under this act In cases of infringement of trademarlt, even when both par- ties were citizens of the same state. Duwel v. Bohmer, 14 Off. Gaz. 270; but see sees. 7 and 11 of the act of 1881. 24 — The validity of the decisions of the acting commissioner was upheld in Simpson v. Wright (2), 15 Off. Gaz. 293. 25 — The question what may be registered as being a "lawful trade- mark" has been considered in many cases. The device of a crown is a good trademark. Smith V. Reynolds (2), 10 Blatchf. 100. The arms of one of the states could not be registered as a trade- mark. Ex parte Davids & Co., 16 Oil. Gaz. 94. And it has been held that the same is the case with the Freemasons' square and compass, Re Tolle, 2 id. 415; and the word "Masonic," Ex parte Smith (3), 16 id. 764. In Re Thomas, 14 id. 821, the Freemasons' symbols were al- lowed to be registered in combina- tion, and Re Tolle, supra, was overruled. In Ex parte King (2), 46 id. 119, the decision in Re Thomas, 14 id. 821, was followed, and the design of the badge adopt- ed by the Grand Army of the Re- public was allowed to be registered as a trademark for writing paper by a person who had no connection with that society, and it was said that, that society not having used 27 their badge as a mark on writing paper, they would be infringing the applicant's rights If they were to begin to do so. The words "Knights of Labor" were refused registration as a mark for whisky on this ground and because decept- ive. Ex parte Bloch & Co., 40 Off. Gaz. 443. A word which has be- come common, e. g., "Calhoun" plow, cannot be registered. Re Hall & Co.. 13 id. 229. Registra- tion has been refused to the fol- lowing words and expressions, on the ground of descriptiveness: "Beeswax oil," Re Hauthaway (1), Comm. Decis. 1871, 97; s. c. (2), id. 284; "Razor Steel," Re Rob- erts (4), id. 100; "Invisible" face powder. Ex parte Palmer, id. 289; "A. Richardson's Patent Union Leather Splitting Machine," Re Richardson, 3 Off. Gaz. 120; "Fiir Familien-Gebrauch," and "Law- rence Feiner Familien-Flannel," Re Lawrence, 10 id. 163; "Iron Stone" drain pipes. Re Rader & Co., Comm. Decis., 1878, 67; "Croup Tincture," Re Roach, 10 Off. Gaz. 333; "Crack-proof" In- dia rubber, Re Goodyear Rubber Co., 11 id. 1062; "Evaporated" ar- ticles of food. Ex parte Alden, 15 id. 389; "Standard A" cigars, Ex parte Cohn (1), 16 id. 680; "Drug- gists' Sundries," Ex parte Cohn (2), 16 id. 680; "Safety" powder, Ex parte Safety Powder Co., 16 id. 136; "Medicated Prunes," Ex parte Smith (2), 16 id. 679; "SaUn Pol- 418 APPENDIX A. ish," shoe polish, Re Brigham, Comm. Decis. 1881, 38; "Swing" scythe socltets, Ex 'parte Thomp- son, Derby & Co., 16 Off. Gaz. 137; "Granulated Dirt Killer" soap, Ex parte Waeferling, 16 id. 764; "Famous," merchandise generally. Re Brand Stove Co., 62 Off. Gaz. 588; and "Splendid" flour. Ex parte Stokes, 64 Off. Gaz. 437. And the same has been the case with respect to the figure of a fish for fishing lines. Re Pratt & Farmer, 10 id. 866; and the representation of a twig with three leaves and a plum, for prunes, Ex parte Smith (2), 16 id. 679; and see Popham V. Wilcox, 66 N. Y. 69. On the other hand, "The Blanchard Churn," Re Porter Blanchard's Sons, Comm. Decis. 1871, 97; "Beaverine" boots and shoes. Re Francis & Mallon, id. 283; and "Dr. Lobenthal's Essentia Antiph- thisica," Re Rohland, 10 Off. Gaz. 980, have been admitted to regis- tration as being non-descriptive. In a series of cases registration has been refused on the ground that the term claimed, if properly applicable to the goods with re- spect to which it was used, was de- scriptive, but if not, was deceptive: e. g., "Bromo-Quinine," Re Grove, 67 Off. Gaz. 1447; "American Sar- dines," Re American Sardine Co., 3 id. 495; "Egg Macaroni," Re Bole Bros., 12 id. 939; "Cachemire Milano," Re Warburg & Co., 13 id. 44; "French Paints," Ex parte Marsching & Co., 15 id. 294; "Lon- don" animal foods. Ex parte Knapp, 16 id. 318; but see Re Green, 8 id. 729, where registration was granted to "German Syrup." On the latter ground of deceptive- ness, the word "patent" cannot be registered as a part of a mark for an article made under an expired patent. Re Richardson, 3 id. 120. A geographical name is not usual- ly registrable. Armistead v. Black- well, 1 id. 603, "Durham" tobacco; Re Tolle, 2 id. 415, "Cherry Street Mills," and "Market Street Mills;" Ex parte Knapp, 16 id. 318, "Lon- don" animal foods; Ex parte Marsching & Co., 15 id. 294, "French Paints;" Ex parte Far- num & Co., 18 id. 412, "Lancaster" goods. But such a name may be registered when arbitrarily select- ed. Re Cornwall (2), 12 id. 312, "Dublin" soap. Similarly, numer- als may be registered when arbi- trarily selected. Kinney v. Allen, 1 Hughes, 106; Ex parte Dawes & Fanning, 1 Off. Gaz. 27; American Solid Leather Button Co. v. An- thony, 15 R. I. 338. But not other- wise. Re Eagle Pencil Co., 10 Off. Gaz. 91. It has been held that a peculiarity in the form of a barrel is not registrable as a trademark, Moorman v. Hoge, 2 Sawy. 78 ; nor a representation of such barrel when applied to the goods contained in it. Ex parte Halliday Bros., 16 Off. Gaz. 500; nor is a special kind of barrel-hoop registrable. Re Kane & Co., 9 id. 105. But see Cook v. Starkweather, 13 Abb. Pr. N. S. 392, A special collar box was held not to constitute a trademark, Car- rington v. Libby, 14 Blatchf. 128; and a sampler pattern was refused registration. Re Parker, 13 Off- Gaz. 323; and a strip of tobacco ACT OF CONGRESS OF JULY 8, 1870. 419 Intended to be wrapped around the mouthpiece of cigarettes, on the ground that it was Intended to serve purposes of convenience rather than of identification. Re Gordon, 12 id. 517; and the use of a tin tag or ticket on the goods, irrespective of shape and de- sign, is no trademark, Lorillard v. Pride, 28 Fed. Rep. 434; though a tin tag of special shape, size and color may be, Lorillard v. Wight, 15 Fed. Rep. 383. There is no trademark in the shape of a plug of tobacco.. Liggett & Myers To- bacco Co. V. Hymes, 20 Fed. Rep. 883; or of a box. Sawyer v. Horn, 4 Hughes, 239; Ball v. Siegel, 116 111. 137; or of sticks of chewing gum, Adams v. Heisel, 31 Fed. Rep. 279; or of the frame of a sewing machine originally made under a patent, Wilcox & Gibbs Sewing Machine Co. v. Gibbons' Frame, 21 Blatchf. 431; Brill v. Singer Manufacturing Co., 41 Ohio St. 127; nor in a manner of ar- ranging in boxes cakes of soap wrapped in differently colored pa- per wrappers, Davis v. Davis, 27 Fed. Rep. 490; nor in a novi de plume, Clemens v. Belford, 11 Biss. 459. But registration has been granted to a peculiarly shaped stick intended to be so placed in a roll of carpet as to show an oc- tagonal ring at each end, Lowell Manufacturing Co. v. Larned, Fed. Cas. No. 8570. Registration can- not be granted to minor and non- essential features in a compound mark. Ex parte Coats, 16 Off. Gaz. 544. Occasionally a mark has been allowed to be registered in alter- native forms, e. g., "The Star Shirt," the same words with the figure of a star, and "The * Shirt." Morrison v. Case, 9 Blatchf. 548; the figure of a lion, the word "Lion," or both, Re Weaver, 10 Off. Gaz. 1; and see Re Park, 12 id. 2; Re Thomas, 14 id. 821; Ex parte Peper, 16 id. 678. A bad trade- mark does not become a good one by the addition of unobjectionable elements. Re Blakeslee & Co., Comm. Decis. 1871, 284, "Cundu- rango Ointment Co.;" Re Dick & Co. 9 Off. Gaz. 538. "D. D. & Co. tasteless" drugs; Re Rader & Co., 13 id. 596, "Iron Stone" in an oval border. But it appears to be possi- ble for two marks, which separate- ly are not good trademarks, to form one in combination. Ex parte Davids & Co., 16 id. 94. A trade- mark cannot be registered for the purpose of being used by all the members of an association on goods of any quality, nor can a mark which is intended to be used in furthering a scheme for the re- straint of trade. Ex parte Cigar Makers' Association, 16 id. 958; and in Schneider v. Williams, 44 N. J. Eq. 391, the court refused to protect such a mark at the in- stance of a member of the associa- tion. In Strasser v. Moonelis. 108 N. Y. 611; People v. Fisher, 57 N. Y. Sup. Ct. 552; Allen v. McCar- thy, 37 Minn. 347; and Bloete v. Simon, 49 Abb. N. C. 88, however, a different view was taken of the propriety of such a mark. It seems that the decision of a competent court as to the validity of a mark is binding upon the patent oflBce. Re India-rubber Comb Co., 8 Off. Gaz. 905. If an application is re- fused on the ground that the pro- posed mark is not registrable, a renewed application for the regis- tration of a mark not open to ob- jection must be treated as a new application, and it cannot be treat- 420 APPENDIX A. the name of a person, fiiiu, or corporation only,^® unac- companied by a mark sufficient to distinguish it from the same name where used by other persons, or which is identical with the trademark appropriated to the same class of merchandise and belonging to a different owner and already registered or received for registration, or which so nearly resembles such last mentioned trade- mark as to be likely to deceive the public.^" Provided, that this section shall not prevent the registry of any lawful trademark rightfully used at the time of the pas- sage of this act.-^ ed as an amendment of the original application, nor can the fee orig- inally paid be returned. Re Block & Co., 14 id. 235. 26— Thus, in Re Rowe & Post, 9 Off. Gaz. 496, the name "The New York Cutlery Co." was re- fused registration as a new mark. As to the registration of names as old marks, see Re Porter Blanch- ard's Sons, Comm. Decis. 1871,97; Re Roberts (1), id. 113; s. c. (2), id. 100; s. c. (3), id. 101; Re India- rubber Comb Co., 8 Off. Gaz. 905; Re Consolidated Fruit Jar Co., 14 id. 269; Ex parte Davids & Co., 16 id. 94; Re Creedmore Cartridge Co., 56 id. 1333. The prohibition does not extend to the registration of the name of a person other than the applicant, and such names may be registered, at all events with their owners' consent, if liv- ing. Ex parte Sullivan & Burke, 16 id. 765; Ex parte Pace, Talbott & Co., 16 id. 909. 27 — Thus, in Re American Lu- bricating Oil Co., 9 Off. Gaz. 687, registration was refused to the word "Star" as a trademark on oil, the device of a star having already been registered for the same article; so in Re Coggin, Kidder & Co., 11 id. 1109, to a de- vice in which the principal feature was the name "Haxall," which had long been the trademark of an- other firm; so in Re Bush & Co., 10 id. 164, to a combination mark consisting of the applicant's own registered trademark and two other devices appropriated by other firms; so in Ex parte Claire, 15 id. 248, to the words "Black Swan," the word "Swan" being already registered; so in Ex parte Smith (1), 16 id. 679, to "A. S. California Family * Soap," "California" and " * " being already separately on the register; and see Ex parte Weisert Bros., 16 id. 680. On the other hand, in Re Imbs, 10 id. 463, registration was granted, notwith- standing that two other marks contained somewhat similar feat- ures; and in Re Cornwall (1), 12 id. 138, a device of a star and a crescent was registered, although a star had previously been regis- tered. 28 — Under this proviso registra- tion was granted to a name used as a trademark before 1870, e. g., "The India-rubber Comb Co. of New York," Re India Rubber Comb Co., 8 Off. Gaz. 905; "The Rubber ACT OF CONGRESS OF JULY 8, 1870. 421 Section SO.^" And be it further enacted, that the time of the receipt of any trademark at the Patent Office for registration shall be noted and recorded and copies of the trademark and of the date of the receipt thereof, and of the statement filed therewith, under the seal of the Patent Office, certified by the commissioner, shall be evi- dence in any suit in which such trademark shall ha brought into controversy. Section 81.^*^ And be it further enacted, that the com- missioner of patents is authorized to make rules and regulations"'^ and to prescribe forms for the transfer of Clothing Co.," Re Rubber Clothing Co., 10 Id. 111. See Re Dole Bros., 12 id. 939; Re Consolidated Fruit Jar Co., 14 id. 369; Ex par^e Con- solidated Fruit Jar Co., 16 id. 679. This saving proviso, is, however, omitted from the act of 1881, so that the prohibition as to names, etc., is universal. See Act of 1881, sec. 3, and Ex parte Fairchild, 21 Off. Gaz. 789, in which case regis- tration was refused to a name which had been used as a trade- mark for twenty years, and had been registered under the Act of 1870. 29— See Act of 1881, sees. 3, 4. 30— See Act of 1881, sec. 12. 31 — It was formerly decided that the authority given to the commis- sioner by section 81 to make regu- lations empowered him to declare an interference in a trademark case, for the purpose of deciding a question of title to the trademark, on the analogy of the practice in patent cases. Lantz Bros. & Co. v. Schultz & Co., 9 Off. Gaz. 791; Duke V. Green, 16 id. 1094. And though it was thought in Swift v. Peters, 11 id. 1110, that the ques- tion whether a registered propri- etor of a mark was entitled to the exclusive use of it against an ex- partner was a question for a court of law, and not for the office, it ■was held in Hoosier Drill Co. v. Ingels, 14 id. 785, that, in investi- gating the title of the mark, all matters relating to the ownership should be gone into; and in Han- ford V. Wescott, 16 id. 1181, Fed. Cas. No. 6022, it was held that a decision of the examiner of inter- ferences, unappealed from, was conclusive as to the right to a mark; and see Josselyn v. Swezey & Dart, 15 Off. Gaz. 702, as tore- opening the evidence taken on an interference, and Simpson v. Wright (1), 15 id. 248, and s. c. (2), 15 id. 293, as to rehearing an interference. After the case of United States v. Steffens, 100 U. S. 82, it was held that the Patent Office has no longer any authority to decide questions of disputed titles to trademarks, or to declare interferences in such cases. Brauu & Co. V. Blackwell, 19 Off. Gaz. 481; and see Ex parte Stvashurger & Co., 20 id. 155. and Jacoby & Co. v. Lopez & Co., 23 id. 342. And in Yale Cigar Mfg. Co. v. Yale. 30 id. 1183, it was decided that a declara- tion of interference is authorized 422 APPENDIX A. the right to use such trademarks, conforming as nearly as practicable to the requirements of the law respecting the transfer and transmission of copyrights. Section 82.^- And be it further enacted, that any i^er- son who shall procure the registry of any trademark, or of himself as the owner thereof, or an entry respect- ing a trademark, in the Patent Office under this act, by making any false or fraudulent representations or decla- ration verbally or in writing, or by any fraudulent means, shall be liable to pay damages in consequence of any such registry or entiy to the jDcrson injured thereby, to be recovered in an action on the case in any court of competent jurisdiction within the United States. Section 83.^^ And be it further enacted, that nothing in this act shall jorevent, lessen, impeach or avoid, any remedy at law or in equity which any party aggrieved by any wrongful use of any trademark might have had if this act had not been passed.^'* Section 84.^^ And be it further enacted, that no action shall be maintained under the provisions of this act by any person claiming the exclusive right to any trademark which is used or claimed in any unlawful business or upon any article which is injurious in itself, or upon any trademark which has been fraudulently obtained, or which has been formed and used with the design of de- by section 3 of the act of 1881. In register, practically to displace the such cases the only duty of the registered owner, though his mark office is to decide whether the op- is not removed from the register, ponent has or has not a better title Ibid. For the present rule as to than the applicant, not to decide interferences see note 7 to sec. 3 any further question. Ibid. If, on of the Act of 1881; and see § 7, an interference between an appli- A'ct of 1905. cant and a registered owner with 32 — See Act of 1881. sec. 9. respect to the same mark, the 33 — See Act of 1881, sec. 10. right to registration is adjudged to 34 — See Osgood v. Rockwood, 11 the applicant, notwithstanding the Blatchf. 310; Fed. Cas. No. 10605; opposition of the registered owner, United States v. Roche, 1 McCrary, the result is, while strictly giving 385; Fed. Cas. No. 16180. the applicant merely the right to 35 — See Act of 1881, sec. 8. ACT OF CONGRESS OF JULY 8, 1870. 423 ceiving the public in the purchase or use of any article of merchandise.^" 36 — It seems that this act pro- stead v. Blackwell, 1 Off. Gaz. 603 vided no means for removing from registration a mark which was wrongfully registered, e. g., a mark which did not contain any of the essential particulars. See Armi- McElwee v. Blackwell, 15 id. 658 Wright V. Simpson, 15 id. 968 Yale Cigar Mfg. Co. v. Yale, 30 id 1183. APPENDIX B. LABEL ACT OF JUNE 18, 1874. (18 Statutes at Large, 78.) An act to amend the law relating to patents, trademarks and copyrights. Section 3. That in the construction of this act the words ''engraving," "cut" and "print" shall be applied only to pictorial illustrations or works connected with the fine arts, and no prints or labels designed to be used for any other articles of manufacture shall be entered under the copyright law, but may be registered in the Patent Oflfice. And the commissioner of patents is hereby charged with the supervision and control of the entry or registry of such prints or labels, in conformity with the regulations provided by law as to copyright of prints, except that there shall be paid for recording the title of any print or label not a trademark, six dollars, which shall cover the expense of furnishing a copy of the record under the seal of the commissioner of patents, to the party entering the same.^ 1 — This law can be sustained and no possible influence upon only under the constitutional del- science or the useful arts." Mr. egation of authority to congress to Justice Field in Higgins v. KeufEel, legislate upon copyrights. 140 U. S. 428. The provision quoted has refer- No action at law or in equity cnce only to such writings as are can be maintained for the in- the result of intellectual labor and fringement of a label so registered are founded in the creative powers (copyrighted) unless the provision of the mind. of the copyright law in regard to "It does not have any reference the notice has been complied with, to labels which simply designate or i. e., "by inscribing upon some vis- describe the articles to which they ible portion thereof, or of the sub- are attached, and which have no stance on which the same shall be value separated from the articles, mounted, the following words, 424 LABEL ACT OF JUNE 18, 1874. 425 viz.: 'Entered according to Act of Congress, in the year , by A. B., in ttie office of the Librarian of Congress, at Washington;' or (at the option of the registrant) the word 'Copyright,' together with the year the copyright was entered, and the name of the party by whom it was taken out;" thus, "Copyright. 18 , by A. B." Hig- glns V. Keuffel, 140 U. S. 428. It is manifest that under this de- cision the act affords no protection to labels, and registration under it is idle. Luby, Patent Office Prac- tice, p. 121. But until there is a decision declaring the law uncon- stitutional the Patent Office is open for this class of registration. Ex parte H. J. Heinz Co., 62 Off. Gaz. 1064. It is held, however, that a label will not be admitted to reg- istry unless it has the same degree of artistic excellence as would en- title It to copyright in the office of the Librarian of Congress. Ex parte Palmer, 58 Off. Gaz. 383. And labels containing or consisting of matter constituting trademarks will not be registered until such trademark matter has been regis- tered as trademark. Ex parte Dia- mond Laboratory Co., 44 MSS. Dec. 19; Ex parte Ruckstuhl, 56 Off. Gaz. 927. A label bearing the name and address of the owner, the name of the article to which it is applied, with the price and directions for use, exhibiting no attempt at artistic or literary merit, will not be registered. Ex parte Eldredge Co., 55 Off. Gaz. 1278. The same ruling has been made as to a label purely descript- ive of the articles to which it is intended to be applied. Ex parte C. G. Hainline & Co., 58 Off. Gaz. 947. Prints and labels defined. — "Reg- istered labels or prints and trade- marks are recognized by the terms of the law and decisions of the courts as applicable only to some kind of merchandise: labels, as giving the names of the manufac- turers, place of manufacture, na- ture or quality of goods, directions for use. and the like." Doolittle, Assistant Commissioner, in Ex parte Parker, 13 Off. Gaz. 323. Long prior to the decision of Higgins V. Keuffel, 140 U. S. 428 (supra). Judge Blatchford had held that this section was purely a copyright act, and that under the general copyright regulation of congress (sec. 4956, R. S.) no person could claim protection for a label so registered unless "be- fore publication" he had deposited a printed copy of the title of the article in respect of which the copyright was claimed, in the Pat- ent Office. Marsh v. Warren, 14 Blatchf. 263; 14 Off. Gaz. 678; Fed. Cas. No. 9121; 16 Fed. Cas. 821. It has been held that the mere fact that words or designs which appear upon the label might be used as trademarks does not pre- vent registration under this act. Ex parte Orcutt & Son, 8 Off. Gaz. 276; and in another early case the applicant's label was admitted to registry, but certain "arbitrary words" and "fanciful figures" were first refused or stricken out of the label, and the commissioner sug- gested that they should be regis- tered as trademarks. Ex parte W. Simpson & Sons. 10 Off. Gaz. 334. But as indicated in the first por- tion of this note, the prevailing doctrine was that "the presence in a label of matter registrable as a trademark excludes the whole 426 APPENDIX B. from registration." Ex parte Thad- deus Davids & Co.. 16 Off. Gaz. 94. It has been held by the su- preme court of the District of Co- lumbia, however, that the commis- sioner of patents has no discre- tion to determine whether a par- ticular label should be classed as a trademark or as only a label. That his duties as respects this act are purely ministerial, and mandamus will lie to compel him to register any label properly pre- sented for registration. United States ex rel. Wilcox & Gibbs Sew- ing Machine Co. v. Marble, 1 Mackey, 284; 22 Off. Gaz. 1366; United States ex rel. Schumacher V. Marble, 3 Mackey, 32. And it is now settled that a print will not be refused registration "even though it may contain matter ca- pable of sequestration as a trade- mark, not in fact registered as a trademark." Greeley, Commis- sioner, in Ex parte United States Playing Card Co., 82 Off. Gaz. 1209, 1210. In regard to this act, the Pat- ent Office has adopted the follow- ing rule: "These sections of stat- utes (referring to sections 3, 4 and 5 of the act of June 18, 1874) are construed as authorizing the reg- istry of 'prints' and 'labels.' A label is a device or representation not borne by an article of manu- facture or vendible commodity. A print is a device or representation not borne by an article of mianu- facture or vendible commodity, but in some fashion pertaining there- to — such, for instance, as a pic- torial advertisement thereof. A label cannot be registered if it hear a device capable of registra- tion as a trademark, until after such device is registered as a trademark. Both labels and prints, in order to be entitled to registry, must be intellectual productions in the degree required by the copy- right law." The restriction contained in this rule as to the registration of la- bels containing a device capable of sequestration as a trademark does not apply to a print contain- ing such a device, and it will be admitted to registration, even though it may contain a device so capable of sequestration as a trade- mark, and that device has not been registered. Ex parte United States Playing Card Co.. 82 Off. Gaz. 1209. The Patent Office has furnished the following information to appli- cants for the registration of prints and labels under this act, and forms for use in making applica- tion for such registration: "The so-called print and label section of the copyright statute, approved June 18, 1874, is con- strued to provide for the registra- tion of any print or label without examination as to its novelty. "An adverse decision by the ex- aminer who has charge of the reg- istration of prints and labels, upon an applicant's right to have a print or label registered, will be reviewed by the commissioner in person, on petition, without fee. "The word 'print,' as used in this act, so far as it relates to reg- istration in the Patent Office, is de- fined as an artistic representation or intellectual production not borne by an article of manufac- ture or vendible commodity, but in some fashion pertaining thereto — such, for instance, as an advertise- ment thereof. "The word 'label,' as used in this act, so far as it relates to registra- LABEL ACT OP JUNE 18, 1874. 427 tion in the Patent Office, Is de- fined as an artistic representation or intellectual production im- pressed or stamped directly upon the articles of manufacture, or upon a slip or piece of ppper or other ma- terial, to be attached In any man- ner to manufactured articles, or to bottles, boxes, and packages containing them, to indicate the contents of the package, the name of the manufacturer, or the place of manufacture, the quality of goods, directions for use, etc. "By the words 'articles of man- ufacture' (to which such print or label is applicable by this act) is meant all vendible commodities produced by hand, machinery, or art. "No print or label can be regis- tered unless it properly belongs to an article of commerce and is as above defined. "To entitle the proprietor of any such print or label to register the same in the Patent Office, the ap- plication for the registration there- of must be made to the commis- sioner of patents, and said appli- cation should be signed by the proprietor or his agent. There must also be filed in the Patent Office five copies of the print or label one of which, when the print or label is registered, shall be cer- tified under the seal of the commis- sioner of patents and returned to the proprietor. "The certificate of such registra- tion will continue in force for twenty-eight years. "The certificate may be contin- ued for a further term of fourteen years upon filing a second appli- cation within six months before the expiration of the term of the original certificate, and complying with all other regulations with re- gard to original applications. Within two months from the date of said renewal, the applicant must cause a copy of the record thereof to be published for four weeks in one or more newspapers printed in the United States. "The fee for registration of a print or label is $6, to be paid in the same manner as fees for trade- marks. "The attention of persons con- templating the registry of a print or label in the Patent Office is called to the decision of the United States supreme court in Higgins v. Keuffel, 55 0. G. 1139; 140 U. S. 428; to the decision of the United States circuit court in Marsh et al. V. Warren et al, 14 0. G. 678, and to the decisions of the commis- sioner of patents in E.r parte United States Playing Card Co.. 82 O. G. 1209, and Ex parte Mahn, 82 O. G. 1210." RULES GOVERNING THE REGISTRATION OF PRINTS AND LABELS IN THE PATENT OFFICE. United States Patent Office, Washington, D. C, July 1 1902. The following rules, designed to be in strict accordance with the provisions of the copyright law, for the registra- tion of prints and labels, are published for gratuitous distribution. Applicants for registration and their attorneys are ad- vised that their business will be facilitated by the observ- ance of the forms on pages 438-441. F. I. Allen, Commissioner of Patents. CORKESPONDEN CE . 1. All business with the office should be transacted in writing. Unless by the consent of all parties, the action of the office will be based exclusively on the written record. No attention will be paid to any alleged oral promise, stipulation, or understanding in relation to which there is disagreement or doubt. 2. Applicants and attorneys will be required to con- duct their business with the office with decorum and cour- tesy. Papers presented in violation of this requirement will be returned. But all such papers will first be sub- mitted to the Commissioner, and only returned by his direct order. 3. All letters should be addressed to "The Commis- sioner of Patents"; and all remittances by postal order, check, or draft should be to his order. 4. A separate letter should in every case be written in relation to each distinct subject of inquiry or application. 428 LABEL ACT OP JUNE 18, 1874. 429 Complaints against the examiner, assignments for record, fees, and orders for copies or abstracts must be sent to the office in separate letters. 5. Letters relating to pending applications should re- fer to the name of the applicant and date of filing. Let- ters relating to registered prints and labels should refer to the name of registrant and immber and date of cer- tificate. 6. The personal attendance of applicants at the Patent Office is unnecessar}\ Their business can ]>e transacted by correspondence. 7. When an attorney shall have filed his power of at- torney, duly executed, the correspondence will be held with him. 8. A double correspondence with an applicant and his attorney, or with two attorneys, can not generally be al- lowed. 9. The office can not undertake to respond to inquiries propounded with a view to ascertain whether certain prints and labels have been registered, or, if so to whom, or for what goods ; nor can it give advice as to the nature and extent of the protection afforded by the law, or act as its expounder, except as questions may arise upon ap- plications regularly filed. 10. Express charges, freight, postage, and all other charges on matter sent to the Patent Office must be pre- paid in full ; otherwise it will not be received. ATTORNEYS. 11. An applicant may prosecute his own case, but he is advised, unless familiar with such matters, to employ a competent attorney. The office can not aid in the selec- tion of any attorney. An applicant may be represented by any person who is registered under the provisions of Rule 17 of the Eules of Practice of tlie Patent Office to prosecute applications for patents. 12. Before any attorney, original or associate, will be 430 ■ ^^PPENDIX B. allowed to inspect papers or take action of any kind, liis power of attorney must be filed. But general powers given by a principal to an associate can not be considered. In each application the written authorization must be filed. A power of attorney purporting to have been given to a firm or copartnership will not be recognized, either in favor of the firm or of any of its members, unless all its members shall be named in such power of attorney. 13. Substitution or association can be made by an at- torney upon the written authorization of his principal; but such authorization will not empower the second at- torney to appoint a third. 14. Powers of attorney may be revoked at any stage in the proceedings of a case upon application to and ap- proval by the Commissioner; and when so revoked the oSice will communicate directly with the applicant, or such other attorney as he may appoint. An attorney will be promptly notified by the docket clerk of the revocation of his power of attorney. 15. For gross misconduct the Commissioner may re- fuse to recognize any person as an attorney either gen- erally or in any particular case ; but the reasons for such refusal will be duly recorded and be subject to the ap- proval of the Secretary of the Interior. WHO MAY EEGISTER A PRINT OR LABEL. 16. The author of any print or label, who is a citizen or resident of the United States, or who is a subject or citizen of any country to whose subjects or citizens the United States has extended the benefits of copyright, is privileged to obtain registration in the United States. Any person to whom an author who has the privilege of copyright in the United States has transferred his copy- right can apply for and obtain a copyright entry as a proprietor. 17. By the act of March 3, 1891, which went into effect on July 1 of the same year, the United States Congress, LABEL ACT OP JUNE 18, 1874. 431 by amendment of tlie then existing copyright law, re- moved the limitation of the i)rivilege of copyright to citizens of the United States and made it possible for foreign authors to obtain copyright in the United States upon the same terms as native authors. The last section of this statute limits its application as follows: That this act shall only apply to a citizen or subject of a foreign state or nation when such foreign state or nation permits to citizens of the United States of America the benefit of copyright on substantially the same basis as (to) its own citizens, and when such foreign state or nation is a party to an international agreement which provides for reciprocity in the granting of copyright, by the terms of which agree- ment the United States of America may at its pleasure become a party to such agreement. The existence of either of the conditions aforesaid shall be determined by the President of the United States by procla- mation made from time to time as the purposes of this act may require. Under the operation of this provision, the privileges of copyright in the United States have been extended by Presidential proclamations to the authors of Belgium, Chile, Costa Kica, Denmark, France, Germany, Great Britain and her possessions (Australia, Canada, India, etc.), Italy, Mexico, Netherlands (Holland) and posses- sions, Portugal, Spain, and Switzerland. The authors of the countries named, therefore, and their assigns, as copyright proprietors, can obtain copy- right protection for their prints and labels in the United States upon the same conditions as American authors. Under the authority of the opinions of the Attorney- General dated December 2, 1898, and February 19, 1902, residents of Cuba, Hawaii, and Porto Rico are entitled to the benefits of the copyright laws relating to the registra- tion of prints and labels. THE APPLICATION. 18. To entitle the author or proprietor of any such print or label to register the same in the Patent Office, the application for registration thereof must be made to the Commissioner of Patents, and the said application should 432 APPENDIX B. be signed by the author or proprietor, or for the author or proprietor by a duly authorized agent. 19. A complete application comprises— (a) A statement addressed to the Commissioner of Patents, disclosing applicant's name, nationality, and place of doing business; whether author or proprietor, and, if proprietor, a disclosure of the nationality of the author; the title of the print or label, and the name of the article of manufacture for which the print or label is to be used. {b) Ten copies of the print or label, one of which, when the print or label is registered, shall be certified under the seal of the Commissioner of Patents and re- turned to the author or proprietor. (c) A statement of its nonpublication prior to date of filing. (d) A fee of $6. 20. Tlie title of the print or label must appear on the copies filed. 21. The deposit of the 10 copies required should be made before the publication of the print or label, the law providing that no person shall be entitled to a copyright unless he shall also not later than the date of publication thereof, in this or any foreign country, deliver the re- quired copies of the i^rint or label in the office of registry. 22. Pending applications are preserved in secrecy, and no infonnation will be given without authority of the applicant respecting the filing of an application for the registration of a print or label by any person, or the sub- ject-matter thereof, unless it shall, in the opinion of the Commissioner, be necessary to the proper conduct of business before the office. EXAMINATION OF APPLICATIONS. 23. The so-called print and label section of the copy- right statute, approved June 18, 1874, is construed to provide for the registration of any print or label without examination as to it-^ novelty. LABEL ACT OF JUNE 18, 1874. 433 24. All applications for registration are considered in the first instance by tlie examiner. AVlienever on ex- amination of an application registration is refused for any reason whatever the applicant will be notified there- of. The reasons for such rejection will be stated, and such information will be given as may be useful in aiding the applicant to judge of the propriety of further prose- cuting his apijlication. 25. The examination of an application and the action thereon will be directed throughout to the merits, but in each letter the examiner shall state or refer to all his ob- jections. AMENDMENTS. 26. The ai)plication may be amended to correct infor- malities or to avoid objections made by the office, or for other reasons arising in the course of examination, and if the copies of the prints or labels furnished are for any reason not registrable under the copyi-ight law, the appli- cant may substitute copies which confonu to the require- ments of said law. 27. In every amendment the exact word or words to be stricken out or inserted nmst be specified, and the precise point indicated where the erasure or insertion is to be made. All such amendments must be on sheets of paper separate from the papers previously filed, and written on but one side of the paper. 28. After allowance, the examiner will exercise juris- diction over an application only by special authority from the Commissioner. Amendments may be made after the allowance of an application on the recommendation of the examiner, ap- l)roved by the Commissioner, without withdrawing the case from issue. 29. After the completion of the ai)plication, the office will not return the papers for any jrarpose whatever. If the applicant has not preserved copies of the papers 28 434 APPENDIX B. wliicli lie wishes to amend, the office will furnish them on the usual temis. (See Rule 42.) SUBJECT-MATTER OF APPLICATION 30. The word "print," as used in section 3 of the copyright act, so far as it relates to registration in the Patent Office, is defined as an artistic and intellectual pro- duction designed to be used for an article of manufacture, and in some fashion pertaining thereto but not borne by it; such, for instance, as an advertisement thereof. 31. The word "label," as used in this act, so far as it relates to registration in the Patent Office, is defined as an artistic and intellectual production impressed or stamped directly upon the article of manufacture, or upon a slip or piece of paper or other material, to be at- tached in any manner to manufactured articles, or to bottles, boxes, and packages containing them, to indicate the article of manufacture. 32. No print or label can be registered unless it prop- erly belongs to an article of manufacture, and is descrip- tive thereof, and is as above defined, and unless the ap- plication is filed before publication thereof. APPEALS. 33. An adverse decision by the examiner who has charge of the registration of prints and labels, upon an applicant's right to have a print or label registered, will be reviewed by the Commissioner in person, on appeal, without fee. ISSUE, DATE, AND DURATION OF CERTIFICATE. 34. Wien the requirements of the law and of the rules have been complied with, and the office has adjudged a print or label registrable, a certificate will be issued by the Commissioner under his seal, to the effect that the applicant has complied with the law, and that he is en- titled to the protection of his print or label in such case LABEL ACT OF JUNE 18, 1874. 435 made and provided. Attached to the certificate will ]>e a copy of the jn-int or label. 35. The weekly issue closes on Thursday, and the cer- tificates of registration of that issue bear date as of the third Tuesday thereafter. 36. A certificate of registry shall remain in force for twenty-eight years from its date. 37. The certificate may be continued for a further term of fourteen years upon filing a second application within six months before the exijiration of the term of the original certificate and complying with all other regu- lations with regard to original applications. Within two months from the date of said renewal the applicant must cause a coi)y of the record thereof to be published for four weeks in one or more newspapers printed in the United States. ASSIGNMENTS. 38. Prints and labels are assignable in law by an in- strument in writing. This should state the names of the assignee and assignor, the title of the print or label as- signed ; the date of filing the application, or, if registered, the date and number of the certificate, a statement of a ** valuable consideration," and should be dated and signed. Every assignment must be recorded in the Patent Office within sixty days after its execution, in default of which it shall be void as against any subsequent purchaser or mortgagee, . for a valuable consideration, without notice. COPIES AND PUBLICATIONS. 39. After a print or label has been registered, copies thereof can be furnished, when authorized by the Com- missioner, upon the payment of the fee. 40. An order for a copy of an assignment must give the liber and page of the record, as well as the name of the proprietor; otherwise an extra charge will be made 436 APPENDIX B. for the time consumed in making the search for such as- signment. •il. The Official Gazette of the Patent Office will con- tain a list of all the prints and labels registered, with the name and address of the registrant in each case, the title of the print or label, and a statement of the particular goods to which it is to be applied, together with the date of filing the application. FEES. 42. On filing an application for registration of a print or label.. $6.00 For manuscript copies for every 100 words or fraction thereof.. .10 For recording every assignment, agreement, power of attorney, or other paper of 300 words or less 1.00 For recording every assignment, agreement, power of attorney, or other paper of more than 300 words and less than 1,000 words 2.00 For recording every assignment, agreement, power of attorney, or other paper of more than 1,000 words 3.00 For abstracts of title: For the certificate of search 1.00 For each brief from the digests of assignments 20 For assistance to attorneys and others in the examination of records, one hour or less 50 Each additional hour or fraction thereof 50 For single printed copy, when authorized by the Commissioner. .05 If certified, for the grant 50 For the certificate 25 43. The fee for registration of a print or label is to be paid to the Commissioner of Patents, or to the Treasurer or any of the assistant treasurers of the United States, or to any of the depositaries, national banks, or receivers of public money designated by the Secretary of the Treasury for that purpose, who shall give the depositor a receipt or certificate of deposit therefor, which shall be transmitted to the Patent Office. When this can not be done without inconvenience, the money may be remitted by mail, and in everj^ such case the letter should state the exact amount inclosed. All money orders and checks should be made payable to the ''Commissioner of Patents." LABEL ACT OF JUNE 18, 1874. 437 44. All money sent by mail, either to or from the Patent Office, will be at the risk of the sender. All pay- ments to the office must be made in specie, Treasury notes, national-bank notes, certified checks, or money orders. REPAYMENT OF MONEY. 45. Upon refusal of the Commissioner to register the print or label, and on ajjplication by the applicant, or his duly authorized agent, the fee may be returned. NOTICE OF COPYRIGHT. 46. It is necessary, in order to maintain an action for infringement of a copyright, that the claim of copyright be printed on each copy of the article protected. The wording of the notice is detennined by the copyright statute, section 4962, and should be as follows: Copy- right, 19—, by (inserting full name of author or proprie- tor). FOEMS OF APPLICATION FOR REGISTRATION OF PRINTS. (1) FOR AN INDIVIDUAL. To the Commissioner of Patents: The undersigned, A. B., a citizen (or subject, as the case may be) of the , residing at , , and doing business at No. street, in said city, hereby applies as author (or proprietor, as the case may be) (if the application is made by the proprietor, the nationality of the author from whom title is derived should be stated) for registration of the print shown in the accom- panying copies, ten of which are furnished. The print has not been published; its title is , and it is used for advertising purposes for . A. B., Author or Proprietor. Dated this day of , 190—. (2) FOR A FIRM. To the Commissioner of Patents: The undersigned, C. D. & Co., a firm domiciled in the city of , county of , State of , and doing business at No. street, in said city, and composed of the following mem- Ijers . citizens of (or subjects, as the case may be) ^ hereby apply as author (or proprietor, as the case may be) (if the application is made by the proprietor, the nationality of the author from whom title is derived should be stated) for registration of the print shown in the accompanying copies, ten of which are furnished. The print has not been published; its title is , and it is used for advertising purposes for . C. D. & Co., Author or Proprietor, By C. D., a member of the firm. Dated this day of — , 190—. (3) FOR A CORPORATION. To the Commissioner of Patents: The applicant. The E. & F. Company, a corporation duly created by authority of the laws of the State of (or other authority, as the 438 LABEL ACT OF JUNE 18. 1874. 439 case may be), located in the city of , county of , in said State, and doing business at No. street, in said city. hereby applies as proprietor (the nationality of the author from whom title is derived should be stated) for registration of the print shown in the accompanying copies, ten of which are furnished. The print has not been published; its title is , and it is used for advertising purposes for . The E. & F. Company, By G. H., the President {or other officer.) Dated this day of , 190—. FORMS OF APPLICATION FOR REGISTRATION OF LABELS. (1) FOR AN INDIVIDUAL. To the Commissioner of Patents: The undersigned, A. B., a citizen (or subject, as the case may be), of the , residing at , , and doing business at No. street, in said city, hereby applies as author (or proprietor, as the case may be) (if the application is made by the proprietor, the nationality of the author from whom title is derived should be stated) for registration of the label shown in the accom- panying copies, ten of which are furnished. The label has not been published; its title is , and it is to be used on . A. B., Author or Proprietor. Dated this day of , 190—. (2) FOR A FIRM. To the Commissioner of Patents: The undersigned, C. D. & Co., a firm domiciled in the city of , county of , State of , and doing business at No. street, in said city, and composed of the following mem- bers, , citizens of (or subjects, as the case may be) , hereby apply, as author (or proprietor, as the case may be, if the application is made by the proprietor, the nationality of the author from whom title is derived should be stated), for registration of the label shown in the accompanying copies, ten of which are furnished. The label has not been published; its title is , and it is to be used on . C. D. & Co., Author or proprietor, By C. D., A member of the firm. Dated this day of , 190—. I (3) FOR A CORPORATION. To the Commissioner of Patents: The applicant. The E. and F. Company, a corporation duly created by authority of the laws of the State of (or other authority, as 440 LABEL ACT OF JUNE 18^ 1874, 441 the case may be), located in the city of , county of , in said State, and doing business at No. street, in said city, hereby applies as proprietor (the nationality of the author from whom title is derived should be stated) for registration of the label shown in the accompanying copies, ten of which are furnished. The label has not been published; its title is , and it is to be used on . The E. & F. Comi-anv, By G. H., The President {or other officer). Dated this day of , 190—. APPENDIX C. PENAL ACT OF AUGUST 14, 1876. (19 Statutes at Large, 141.) Be it enacted hy the Senate and House of Representatives of the United States of America in Congress assem- bled: Section 1. That every person who shall, with intent to defraud, deal in or sell, or keep or offer for sale, or cause or procure the sale of, any goods of substantially the same descriptive properties as those referred to in the registration of any trademark pursuant to the stat- utes of the United States, to which, or to the package in which the same are put up, is fraudulently affixed said trademark, or any colorable imitation thereof, calculated to deceive the public, knowing the same to be counter- feit, or not the genuine goods referred to in said regis- tration, shall, on conviction thereof, be punished by a fine not exceeding one thousand dollars, or imprisonment not more than two years, or both such fine and imprison- ment. Section 2. That every person who fraudulently affixes, or causes or i3rocures to be fraudulently affixed, any trademark registered pursuant to the statutes of the United States, or any colorable imitation thereof, calcu- lated to deceive the public, to any goods of substantially the same descriptive properties as those referred to in said registration, or to the package in which they are put up knowing the same to be counterfeit, or not the genuine goods referred to in said registration, shall, on conviction thereof, be punished as prescribed in the first section of this act. Section 3. That every person who fraudulently fills, 442 PENiU. ACT OF AUGUST 14, 1876. 443 or causes or procures to be fraudulently filled, any pack- age to which is affixed any trade-mark, registered pur- suant to the statutes of the United States, or any color- able imitation thereof, calculatcMl to deceive tlie i)ublic, with any goods of substantially the same descriptive properties as those referred to in said registration know- ing the same to be counterfeit, or not the genuine goods referred to in said registration, shall, on conviction thereof, be punished as prescribed in the first section of this act. Section 4. That any person or persons who shall, with intent to defraud any person or persons, knowingly and wilfully cast, engrave, or manufacture, or have in his, her, or their })ossession, or buy, sell, offer for sale, or deal in, any die or dies, plate or plates, brand or brands, engraving or engravings, on wood, stone, metal, or other substance, moulds, or any false representations, likeness, copy, or colorable imitation of any die, plate, brand, en- graving or mold of any private label, brand, stamp, wrapper, engraving on paper or other substance or trademark, registered pursuant to the statutes of the United States, shall, upon conviction thereof, be pun- ished as prescribed in the first section of this act. Section 5. That any person or persons who shall, with intent to defraud any person or persons, knowingly and wilfully make, forge or counterfeit, or have in his, her or their possession, or buy, sell, offer for sale, or deal in, any representation, likeness, similitude, copy, or color- able imitation of any private label, brand, stamp, wrap- per, engraving, mold or trademark, registered pursuant to the statutes of the United States, shall, upon convic- tion thereof, be punished as prescribed in the first sec- tion of this act. Section 6. That any person who shall, with intent to injure or defraud the owner of any trademark, or any other person lawfully entitled to use or protect the same, buy, sell, offer for sale, deal in, or have in his possession 444 APPENDIX C. any used or empty box, envelope, wrapper, case, bottle, or other package, to whicli is affixed, so that the same may be obliterated without substantial injurj^ to such box or other thing aforesaid, any trademark, registered pursuant to the statutes of the United States, not so de- faced, erased, obliterated, and destroyed as to prevent its fraudulent use, shall, on conviction thereof, be pun- ished as prescribed in the first section of this act. Section 7. That if the owner of any trademark, reg- istered pursuant to the statutes of the United States, or his agent, make oath, in writing, that he has reason to believe, and does believe, that any counterfeit dies, plates, brands, engravings on wood, stone, metal, or other substance, or moulds, of his said registered trade- mark, are in the possession of any person with intent to use the same for the purpose of deception and fraud, or make such oaths that any counterfeits or colorable imi- tations of his said trademark, label, brand, stamp, wrapper, engraving on paper or other substance, or empty box, envelope, wrapper, case, bottle, or other package, to which is affixed said registered trademark not so defaced, erased, obliterated, and destroyed as to prevent its fraudulent use, are in the possession of any person with intent to use the same for the purpose of deception and fraud, then the several judges of the cir- cuit and district courts of the United States, and the commissioners of the circuit courts may, within their respective jurisdictions, proceed under the law relating to search-warrants, and may issue a search-warrant au- thorizing and directing the marshal of the United States for the proper district to search for and seize all said counterfeit dies, plates, brands, engravings on wood, stone, metal, or other substance, moulds, and said coun- terfeit trademarks, colorable imitations thereof, labels, brands, stamps, wrappers, engravings on paper, or other substance, and said empty boxes, envelopes, wrappers, cases, bottles or other packages that can be found; and PENAL ACT OF AUGUST 14, 187G. 445 upon satisfactory i>roof being made that said counterfeit dies, plates, brands, engravings on wood, stone, metal, colorable imitations thereof, labels, brands, stamps, or other substance, moulds, counterfeit trademarks, wrappers, engravings on paper or other substance, empty boxes, envelopes, wrapj)ers, cases, bottles, or other packages, are to be used by the holder or owner for the purpose of deception and fraud, that any of said judges shall have full power to order all said counter- feit dies, plates, brands, engravings on wood, stone, metal, or other substance, moulds, counterfeit trade- marks, colorable imitations thereof, labels, brands, stamps, wrappers, engravings on paper or other sub- stance, empty boxes, envelopes, wrappers, cases, bottles, or other packages, to be publicly destroyed. Section 8. That any person who shall, with intent to defraud any person or persons, knowingly and wilfully aid or abet in the violation of any of the provisions of this act, shall upon conviction thereof, be punished by a fine not exceeding five hundred dollars, or imprisonment not more than one year, or both such fine and imprison- ment.^ 1 — This act is important be- the certificate of registration con- cause of its connection with the tained words to show that the al- Trademark Cases, 100 U. S. 82. In leged owner acquired an exclusive that case the supreme court de- property in the mark claimed, clared the act of 1870 to be uncon- United States v. Braun, 39 Fed. stitutional because this act was by Rep. 775. its express terms confined to This statute having been judi- frauds, counterfeits, and unlawful cially declared void could not be use of trademarks which were reg- and was not made operative by the istered under the provisions of the enactment of the statute of 1881. former act. The registration act United States v. Koch, 40 Fed. being invalid, the criminal enact- Rep. 250. ment intended to protect the rights The requirements of an applica- of registrants fell with it. Trade- tion for a search-warrant under mark Cases. 100 U. S. 82-99. § 7 of this act were discussed by It was held that there could be Judge Treat in Re O'Donnell, Fed. no conviction under this act unless Case No. 10434, 14 Off. Gaz. 379. APPENDIX D. TRADEMARK ACT OF MARCH 3, 188r. An act to authorize the registration of trademarks and protect the same. Be it enacted by the Senate and House of Representa- tives of the United States in Congress assembled: § 1.- That owners ^ of trademarks ^ used in commerce with foreign nations or with the Indian tribes,^ 1 — This act has been usually treated as valid. South Carolina V. Seymour, 153 U. S. 353; 67 Off. Gaz. 1191; L. H. Harris Drug Co. V. Stucky, 46 Fed. Rep. 624; Hen- nessy v. Braunschweiger, 89 Fed. Rep. 664. But in a late case Judge Jenkins said: "There has been no ruling upon the constitutionality of this act, and it need only be said that its validity is fairly doubtful." Illinois Watch Case Co. V. Elgin National Watch Co., 94 Fed. Rep. 667-669; 87 Off. Gaz. 2323; 35 C. C. A. 237. The supreme court, in affirming the decree of the court of appeals in this case, expressly declined passing upon the question of the constitutionality of the act. Elgin National Watch Co. v. Illinois Watch Case Co. (2), 179 U. S. 665- 677. This act presupposed the exist- ence of a valid trademark which might be registered on compliance with the requirements of the act, and registration under the act did not in any manner affect the na- ture or function of the mark. Ed- ison v. Thomas A. Edison, Jr., Chemical Co., 128 Fed. Rep. 1013. 2— See Notes, Act of 1870, sec. 77, ante, p. 411. 3 — Ownership is a prerequisite. A carpet cleaner was refused regis- tration for the mark used by him on his wagons and upon carpets cleaned by him, because he could not comply with the clause of the act of 1870 requiring a statement of the class of merchandise and the particular description of goods to which he applied the mark. Re Hankinson, 8 Off. Gaz. 89. An offi- cial fish inspector has no trade- mark in the official brand used by him, because he has no private ownership therein. Chase v. Mays, 121 Mass. 343. A certificate of reg- istration of trademark will not be issued to the applicant and his as- signee jointly. Ex parte Spinner, 35 MSS. D., July, 1887. A trade- mark adopted by a real-estate deal- er for use in the course of his busi- ness cannot be registered. Ex parte Roy, 54 Off. Gaz. 1267. When it appears that several parties have the right to the use of the 446 TRADEMARK ACT OF MARCU 3, 1S81. 447 mark, independent registration will not be granted to either of them. Ex parte Langdon, 61 Off. Gaz. 286. A certificate will not be Issued to the assignee of the ap- plicant. Ex parte Roasted Cereals Co., 57 MSS. D. 455. Even when the assignment has been recorded. Ex parte Bassett, 55 Off. Gaz. 997; Ex parte Spinner, 35 MSS. D. 15. Thus registration was refused ■where the facts showed that "ap- plicant is a voluntary association or league of flour manufacturers, all members of which use the mark upon their product and have an in- terest severally and in common in its protection; and the present ap- plication for registration is made by the association through its sec- retary, an officer duly authorized to that end. The applicant is not a corporation, nor is it, in strict use of the term, a partnership; but it is a voluntary association or league or union of the kind rec- ognized by the laws and courts of the state of its domicile, and by the laws and courts of nearly all the states of the Union, as lawful and of the kind to which they ex- tend protective and other relief in proper cases. As an association it does not itself make, brand, or sell the flour to which its mark is applied; but its members by its authority use the selected mark on wheat flour of their own manufac- ture. The league states its objects to be: 'To oppose the adulteration of flour, to assist in enforcing the law, to protect its honest millers from dishonest competition, to ex- pose fraud, to maintain the integ- rity of the American milling trade, and to afford buyers a guarantee that they can obtain from mem- bers of this league absolutely pure flour.' As to its membership, the rule is: 'Any miller who does not adulterate flour can join this league upon the payment of ten dollars membership fee, and exe- cuting the affidavit and contract which are conditions of the mem- bership.' • * * But the owner- ship of the mark is, by agreement of all interested parties, vested in the association, and the right to its use by any individual arises only from permission of the asso- ciation and is subject to forfeit- ure upon failure to comply with the prescribed terms." The com- missioner saying: "I can find no authority in the trademark act per- mitting this office to register a trademark, the right to use which is farmed out and which is not actually used by the would-be reg- istrant. While the verified decla- ration accompanying the statement in this case sets forth that no other person, firm or corporation has any right to use the mark, yet the brief of counsel shows that all of the members of the association, which is stated to be composed of a majority of the principal flour manufacturers of the United States, have a right, under certain conditions, to use the mark." Duell, Commissioner, in Ex parte The Anti-Adulteration League, 86 Off. Gaz. 1803. A word to be used as the name of or mark for a patented article will not be admitted to registra- tion. In so ruling the commis- sioner has said: "In view of the fact that under the trademark act of 1881 a certificate of registry re- mains in force for thirty years from its date, I do not think this office should register trademarks which, though lawful trademarks 448 APPENDIX D. at the date when registry is sought, will become public prop- erty before the expiration of the thirty years. By so doing the pat- ent office would be placed in the light of attempting to aid in pro- longing a monopoly, which mani- festly, under the decisions of the courts, is unwarranted. To thus attempt to give the petitioner a monopoly for many years longer than is given by the patent would be a fraud upon the public." Duell, Commissioner, in Ex parte Velvril Co., 84 Off. Gaz. 807. To the same effect see Ex parte F. H. Gilson Co., 83 Off. Gaz. 1992. 4 — "Under the statute of March 3, 1881. 'owners of trademarks,' under certain conditions as to use and upon compliance with certain requirements which need not now be considered, are entitled to ob- tain registration therefor. The phrase 'owners of trademarks' manifestly limits the right of reg- istration to such person or per- sons, natural or artificial, as pos- sess the legal title to that for which registration is sought, and it further limits the right of regis- tration to that which is a trade- mark. It is therefore incumbent upon the various tribunals of the office having in charge the regis- tration of trademarks, when an application for registration is filed, to decide at the outset two ques- tions: (1) Is applicant the owner, and (2) is that which he seeks to register a trademark? Manifestly the tribunals of this office, in de- ciding the question of ownership, are not precluded by the state- ment and declaration of ownership, made by the applicant from con- sidering and deciding whether he ir or is not the owner of the thing sought to be registered. It is not unusual to refuse registration be- cause of the absence of legal title in the applicant — for example, when it appears that before appli- cant adopted and used his alleged mark the identical thing has been adopted and used by another. Equally is it the province and duty of the tribunals of the office having jurisdiction of the registration of trademarks to decide whether the thing presented for registration is a trademark. An applicant may be the owner of the thing alleged to be his trademark, and yet the thing presented for registration may not be a trademark. The state- ment and declaration of applicant that the thing presented for regis- tration is a trademark are not con- clusive. The question is what the thing is, and not what it is called. That the statute vests in this office the power to pass upon these two questions I believe, and to pass upon such questions has been the uniform practice of my predeces- sors ever since the enactment of the trademark law of 1881." Duell, Commissioner, In Ex parte The Bronson Co., 87 Off. Gaz, 1782; and in Ex parte Buffalo Pitts Co., 89 Off. Gaz. 2069. 5 — Commerce with the Indian tribes may be conducted wholly within the limits of a single state. "The power of congress is not de- termined by the locality of the traffic, but extends wherever inter- course with Indian tribes, or with any member of an Indian tribe, is found, although it may originate and end within the limits of a sin- gle state." Prentice & Egan, Com- merce Clause of the Federal Con- stitution, p. 346, citing United States v. Holliday, 3 Wall. 407; Territory v. Guyott, 9 Mont. 46. TRADEMARK ACT OF MARCH 3, 1881. 449 provided such owners shall be domiciled in the United States or located in any foreign country or tribe, which, by treaty, convention, or law,^' affords similar privi- leges to citizens of the United States, may obtain regis- tration^ of such trademarks by complying with the fol- lowing requirements : 6 — The fact that a mark is law- ful in a foreign country is no test of its registrability here. Re Moet & Chandon. 18 MSS. D. 259. In that case registration was refused although the mark had been reg- istered in France. On the other hand ,the words "Germania" and "Goliath" have been registered in the United States by citizens of Germany, notwithstanding the fact that the words could not be regis- tered in Germany as trademark, because it appeared that citizens of the United States had been per- mitted to register marks in Ger- many for which German citizens would not be allowed registration. Re Manske & Co., 64 Off. Gaz. 858; Re Schmidt, 53 MSS. D. 7. Un- der this act a foreigner is entitled to no other or further rights than a citizen of the United States. Ex parte Buffalo Pitts Co., 89 Off. Gaz. 2069. The distinction between the terms "treaty" and "convention" is purely artificial. "A treaty is primarily a contract between two or more independent nations." Mr. Justice Field, in Whitney v. Rob- ertson, 124 U. S. 190-194. The International Convention for the Protection of Industrial Property, signed at Paris, March 20, 1883, and adceded to by presi- dential proclamation on behalf of the United States, March 29, 1887, cannot become operative in the ab- sence of federal legislation. Opin- 29 ions of the Attorney-General, 1889, p. 253; 47 Off. Gaz. 398; Ex parte Zwack & Co., 76 Off. Gaz. 1855. For treaties and conventions, 1776-1887, see "Treaties and Con- ventions Between the United States and Other Powers:" Gov- ernment Printing Office, 1889. See post, Appendix Q. The declaration with Great Brit- ain is drawn so as to confer mu- tual trademark rights upon the subjects and citizens of each of the contracting parties throughout the dominions and possessions of the other. Citizens or residents of British colonies are therefore permitted to register their trade- marks under this treaty whenever it is satisfactorily shown that in the respective colonies similar pro- tection is afforded to citizens of the United States. 7 — "Registration under the act of 1881 is of but little, if any, value, except for the purpose of creating a permanent record of the date of adoption and use of the trade- mark: or in cases where it is nec- essary to give jurisdiction to the United States courts." Hawley, J., in Hennessy v. Braunschweiger, 89 Fed. Rep. 664. To the same effect see Waukesha Hygeia Mineral Springs Co. v. Hygeia Distilled Water Co.. 70 Off. Gaz. 1319; 63 Fed. Rep. 438; 11 C. C. A. 277; Sarrazin v. W. R. Irby Cigar & To- bacco Co., 93 Fed. Rep. 624-627; Brower v. Boulton, 53 Fed. Rep. 450 APPENDIX D. 1st. By causing to be recorded in the Patent Office a statement specifying name,** domicile,*^ location/^ and citizenship" of the party applying; the class of mer- chandise and the particular description of goods com- prised in such class to which the particular trademark 389; Adams v. Heisel, 31 Fed. Rep. 279-281. The act does not define trade- marks. — "It will be observed that the statute (referring to the act of 1870) does not define the term 'trademark,' or say of what it shall consist. The term is used as though its signification was al- ready known to the law. It speaks of it as an already existing thing, and protects it as such. The thing to be protected must be an exist- ing lawful trademark, or some- thing that may then for the first time be adopted as a lawful trade- mark independent of the statute. There must be a lawful trade- mark adopted without reference to the statute, and then, by taking the prescribed steps, that trade- mark, so already created and ex- isting, may receive certain further protection under the statute." Moorman v. Hoge, 2 Sawy. 78. The reasoning of this opinion is equal- ly applicable to the act of 1881. L. H. Harris Drug Co. v. Stucky, 46 Fed. Rep. 624-628; Ex parte M. Block & Co., 40 Off. Gaz. 443. 8 — The christian name of the applicant should be given In all cases, instead of the initial only, for reasons indicated in Monroe Cattle Co. V. Becker, 147 U. S. 47: United States v. Upham, 43 Fed. Rep. 68. 9 — Domicile, i. e., the place of residence of the applicant; "that place in which he has fixed BTis habitation, without any present in- tention of departing therefrom." Gordon, J., in Carey's Appeal, 75 Pa. St. 201-205. 10 — Where an application shows the applicant to be a citizen of one foreign country and located in an- other, his application will be gov- erned by the existing treaty, con- vention or law of the country of his location. By locaton is meant the situs of the factory or other place of business of the applicant. Re Haggenmacher, 60 Off. Gaz. 438. 11 — What the applicant's citizen- ship may be is wholly immaterial. His right to registration is gov- erned by the country of his loca- tion, which may or may not be identical with that of his citizen- ship. Re Haggenmacher, supra. Citizenship defined. — Citizenship means "residence with intention of remaining permanently at that place. A man may reside in a state for an indefinite period of time without becoming a citizen, but the moment a man takes up his residence in a state different from that where he formerly was domi- ciled or was a citizen, with intent and purpose of making the new place of residence his future home, that moment he loses his former domicile, and becomes domiciled in the new place; or in other words, he ceases to be a citizen of the former place of residence and be- comes a citizen of the state of his adoption." Turner, J., in Winn v. Gilmer, 27 Fed. Rep. 817. TR.VDEMARK ACT OF MARCH 3, 1881. 451 has been apjjropriated;'- a description of the trademark itself'^ fac-similes thereof/^ and a statement of the mode 12 — The fact that the Araoskeag Manufacturing Company had ap- plied its mark to cotton goods ex- cept prints did not give it an ex- clusive right to its use on all cot- ton goods including prints. Amos- keag Mfg. Co. v. Garner, 55 Barb. 151. The term "Fancy Goods" in- cludes too many sub-classes to be allowed in one registration. Re Lisner, Comm. Decis. 1878, p. 46. Registration has been refused for a mark to cover an indurated blood compound and the various articles, such as door knobs, to be made from it. Re Dibble Mfg. Co., 18 MSS. D. 428. Application for registration of a mark to be used upon druggists' sundries was re- fused because the words were too indefinite. Re Maw, Son & Thomp- son, 22 MSS. D. 403. What one registration may cover. — A single trademark may be reg- istered to be applied to all goods made of hard rubber. Re India Rubber Comb Co., 16 MSS. D. 38. Bourbon, wheat and rye whiskies, wines, brandies and gins, may be included in one registration. Re Boehm & Co., Comm. Decis. 1875, p. 103; as may "agricultural im- plements," Re Manny & Co., 17 MSS. D. 155; "canned goods," Re Fitzpatrick, Davis & Co., 18 MSS. D. 278; and "cutlery," Re Kampfe Bros., 58 MSS. D. 306; as well as proprietary medicinal and toilet compounds, Re Knight. 38 MSS. D. 341. One registration may, however, cover all the classes of goods upon which the trademark has been used. Ex parte Clark- Jewell-Wells Co.. 83 Off. Gaz. 915. But a picture and a word cannot be embodied in the same registra- tion unless they are true alterna- tives. Ex parte J. D. Richards & Sons, 54 MSS. D. 425; Ex parte Adam Roth Gro Co., 62 Off. Gaz. 315; Ex parte Kinney, 72 Off. Gaz. 1349; Ex parte Muir, 87 Off. Gaz. 357; Ex parte Lazarus Schwarz & Upper, 64 Off. Gaz. 1396. 13 — The description must dis- tinguish the essential from the non-essential features of the mark. Re Volta Belt Co., 8 Off. Gaz. 144. The essential features being those serving to distinguish the goods of the applicant, an essential feature cannot be anything that is not a valid trademark, such as the geo- graphical word "Lancaster." Re Farnum & Co., Comm. Decis. 1880, p. 155; 18 Off. Gaz. 412; Re Adri- ance, Piatt & Co., Comm. Decis. 1881, p. 52; 20 Off. Gaz. 1820; Re Pierce, 23 MSS. D. 16. The de- scription and fac-simile incorpor- ated in the certificate of registra- tion are evidence to show the ex- tent of the owner's claim of trade- mark, when he sues for its protec- tion as a common-law trademark. Richter v. Reynolds, 59 Fed. Rep. 577; Kohler Mfg. Co. v. Beeshore, 53 Fed. Rep. 262; s. c, 8 C. C. A. 215. The essential feature of a trademark is not that which the registrant elects to designate as such, but that which would strike the public mind as its most salient feature. Ex parte Standard Fash- ion Co.. 89 Off. Gaz. 189. 14 — This section does not con- template registration of form, ma- terial, or color. Materials are not •i52 APPENDIX D, in wbicli the name is applied and affixed to goods/ ^ and the length of time during which the trademark has been used.^*^ subject to appropriation as trade- mark; it has been so held in re- gard to tin used as tags upon plug tobacco, Lorillard v. Pride, 28 Fed. Rep. 434; nor is a method of bronz- ing horse-shoe nails, Putnam Nail Co. V. Bennet, 43 Fed. Rep. 800; 59 Fed. Rep. 909; 8 C. C. A. 362; nor the form of sticks of chewing gum, Adams v. Heisel, 31 Fed. Rep. 279; nor the method in which goods are arranged in packages. Ibid., and Davis v. Davis, 27 Fed. Rep. 490. For further discussion of form, color, etc., see ante, pp. 247 et seq. A fac-simile need not contain any unessential portion of the mark sought to be registered. Re Watson, 16 MSS. D. 467; Re Arm- strong & Co., 26 MSS. D. 260. One fac-simile only is sufficient to illustrate the mode of using the mark. Re Kimball, Comm. Decis. 1887, p. 54. Fac-simile defined. — "A fac-sim- ile is an exact counterpart of an original, and a fac-simile repre- sented by a drawing is an exact counterpart of an original, so far as the nature of a drawing per- mits. A close adherence to the language of the statute would seem to require that in each case the trademark and nothing but the trademark should be represented by the drawing, and while, perhaps, it would be going too far to apply in all cases a rule so rigorous, it is certainly within the discretion of the office to insist upon It in cases where . . . legitimate doubts arise as to whether protec- tion should not be sought through the law relating to designs. In my judgment the cases are very rare in which the registration of a trademark under the statute re- quires or should permit of any other matter than the fac-simile of the trademark." Mitchell, Com- missioner, in Ex parte Hudson, 55 Off. Gaz. 1401. Applicants are re- stricted to symbols which conform to their fac-similes as well as to their verbal descriptions. Duke v. Green, 16 Off. Gaz. 1094. 15 — The statement of the mode of application must be given. Ex parte Hudson, 55 Off. Gaz. 1401. It must appear that the trademark is intended to be used upon "goods or manufactured articles, the general objects of commerce." Ex parte Roy and Nourse, 54 Off. Gaz. 1267. The use of a trademark upon bill- heads, letter-heads, cards and cir- culars used in a business does not come within the contemplation of the statute; although it would be properly a trademark if used thereon as articles of commerce and not as mere vehicles of com- munication between a dealer and other persons. Ibid. The things to which a trademark may be af- fixed so as to be entitled to regis- tration are goods, wares and mer- chandise — articles that may be transported, in contradistinction to those fixed species of property which the law includes under the term real estate. Ibid. Registra- tion under this act Is limited to marks used upon manufactures or merchandise. Re Hankinson, 8 Off. TRADEMxVRK ACT OF M.VKCU 3, 1881. 453 2d. By paying into the treasury of the United States the sum of twenty-five dollars/^ and complying with such regulations as may be prescribed by the Commis- sioner of Patents. Gaz. 89. It is a sufficient applica- tion If the marlc is used in adver- tising, and a lithographed repro- duction of it inserted in each box containing the merchandise. Hay & Todd Mfg Co. V. Querns Broth- ers, 86 Off. Gaz. 1323. 16 — The language of the Act of 1871 was "the length of time, if any, during which the trademark has been used." This was con- strued to admit marks to registra- tion that never had been used in commerce. Re Rothschild, 7 Off. Gaz. 220. It must now be shown as a prerequisite to registration that there has been actual applica- tion of the mark to merchandise and actual user in commerce. Uni- ted States V. Seymour, 66 Off. Gaz. 1167. Registration under this sta- tute avails nothing if the name or symbol is never used. Siegert v. Abbott, 72 Hun, 243. It was held in one case that a citizen of France who had not de- posited his mark in the Patent Of- fice under the provisions of the treaty of 1869 between the United States and France could not main- tain an action tor infringement. Lacroix v. Escobal, 37 La. Ann. 533. But in a later case it is held that a registration under the Act of 1881 by a French citizen ren- ders the deposit of the mark under the terms of that convention un- necessary. Soci6t6 de la Benedic- tine v. Micalovitch, 36 Alb. L. J. 364. The dates of adoption set forth in the applications of two rival registrants are not conclu- sive. Einstein v. Sawhill, 61 Oft. Gaz. 287. Where actual user ap- pears to have been first made after application for registry, the mark may be admitted to registration upon the filing of a supplemental application. Einstein v. Sawhill (2), 64 Off. Gaz. 1533. User in a foreign country alone does not entitle an applicant to reg- istration under this section. Farmers Mfg. Co. v. W. R. Har- rison & Co., 96 Off. Gaz. 2062; Le- prince v. Her & Morris, 92 Off. Gaz. 189. "Limited sales in this country by a foreign manufacturer upon especial orders to supply par- ticular customers" do not give a common law right to the mark "since they did not constitute a use of the mark in such circum- stances as to publicity and length of use as to show an intention to adopt it as a trademark." Allen, Commissioner, in Farmers Mfg. Co. V. W. R. Harrison & Co., 96 Off. Gaz. 2062. 17 — The fee cannot be refunded because registration is refused. Re Thayer, 54 Off. Gaz. 957. Where the domestic branch of a house having offices in the United States and abroad, filed an application in ignorance of the fact that an iden- tical application had been made by one of the foreign offices, the fee paid on the second application was refunded. Re Finlayson, Bous- field & Co., 61 Off. Gaz. 152. 454 APPENDIX D. § 2.^^ That the application prescribed in the forego- ing section must, in order to create any right whatever in favor of the party filing it, be accompanied by a writ- ten declaration verified by the person, or by a member of a firm,^** or by an officer of a corporation applying, to the effect that such party has at the time a right to the use of the trademark sought to be registered, and that no other person, firm or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as might be calculated to deceive,^^ that such trademark is used in commerce with foreign nations or Indian tribes, as above indicated,^^ and that the description and fac-similes presented for registry truly represent the mark sought to be registered.^^ § 3.-^ That the time of the receipt of any such appli- cation shall be noted and recorded. But no alleged trademark shall be registered unless the same appear to 18_See Act of 1870, sec. 77, ante, p. 411. 19 — An application of a partner- ship cannot properly be made by- one not a member of the firm but merely a so-called "director." Ex parte Kirker, Greer & Co. (Ltd.), 37 MSS. D. 392. 20 — Registration will be refused whenever in the opinion of the commissioner the mark offered is so similar to a registered mark as to be likely to lead to mistake or confusion. Ex parte Coon, 58 Off. Gaz. 946. In case of doubt • con- cerning such similarity, that doubt will be resolved against (he appli- cant. Re Bowe, 50 MSS. D. 168; Re Bogardus, 50 MSS. D. 2. 21 — The declaration on oath that there has been a user of the mark in the classes of commerce speci- fied is insisted on by the Patent Office. Ex parte Strasburger & Co., 20 Off. Gaz. 155. 22 — A word and a figure which are true alternatives constitute a single mark. Morrison v. Case, 9 Blatchf. 548; 2 Off. Gaz. 544. Hence they may be covered by one regis- tration. Re Weaver, 10 Off. Gaz. 1; Ex parte Kinney, 72 Off. Gaz. 1346. But where they are not true alternatives, as in the case of the word "Crescent" and the figure of the crescent moon, and the word and figure might convey wholly different meanings to the observer, they will not be registered upon a single application. Ex parte Laz- arus Schwarz & Lipper, 64 Off. Gaz. 1396; Ex parte Roth Grocery Co., 62 Off. Gaz. 315. 23— See Act of 1870, sees. 79, 80, ante. The fact that this act does not expressly exclude de- scriptive words from registra- tion does not raise a presumption that descriptive words shoul'd be admitted to registration. L. H. TRADEMARK ACT OF MARCH 3, 1881. 455 be lawfully-' used as such by the applicant in foreign commerce or commerce with Indian tribes, as above nien- tioned, or is within the provision of a treaty, convention, or declaration with a foreign power; nor which is merely Harris Drug Co. v. Stucky, 4tJ Fed. Rep. 624-627. 24 — See cases cited in note to sec. 79 of the Act of 1870, ante. A mark that is deceptive in its nature will not receive registra- tion. Ex parte Bloch & Co., 40 Off. Gaz. 443; Re Chichester Chem- ical Co., 52 Off. Gaz. 1061; Re Amer- ican Sardine Co., Comm. Decis. 1873, p. 82; Re Grove, 67 Off. Gaz. 1447. The coat-of-arms of the United States, or either of the states, will not be admiited to reg- istration. Ex parte Schmachten- berg Bros., 51 MSS. D. 204. Nor will a descriptive word: as "Albany Beef," for canned stur- geon. Re Ames, 23 Off. Gaz. 344; "Chili Colorow," for table sauce, Re Railton, 25 MSS. D. 321; "Time- Keeper," for watches. Ex parte Strasburger & Co., 20 Off. Gaz. 155; "Cristalline," for artificial jewels. Ex parte Kipling, 24 Off. Gaz. 899. Nor a picture or word that is descriptive or deceptive. Ex parte Martin, 89 Off. Gaz. 2258; Ex parte Wolf, 80 Off. Gaz. 1271; Ex parte Grove, 67 Off. Gaz. 1447. Nor a geographical word: as "Cromarty," for dried fish. Re Proctor, Jr., 51 Off. Gaz. 1785; "Trenton," for saws. Re American Saw Co., 58 Off. Gaz. 521; "Clover- dale," Re Hendley, 72 Off. Gaz. 1654. In many instances. Tiowever, where the commissioner has deem- ed the geographical word to be used in a purely arbitrary sense it has been admitted to registra- tion. Re Cornwall & Bros., 12 Off. Gaz. 312; Ex parte Tietgens & Rob- ertson, 87 Off. Gaz. 2117. The fol- lowing extracts from leading rul- ings of the Patent Office may serve as guides for applicants seeking registration for geographical words. Their registrabUity "is to be determined in view of the cir- cumstances of each particular case. . . . One geographical name might be either descriptive or de- ceptive; another geographical name applied to the same article might be neither." Thus, it was held that it having become a com- mon practice to apply the words "Irish," "Limerick," etc., to soap, there was no objection to register- ing the word "Dublin," as applied to soap; in view of the state of the trade and the nature of the article, "Dublin" applied to soap manufactured in this country, was neither descriptive nor deceptive. This doctrine was announced in a decision of Acting Commissioner Doolittle. refusing registration for the word "French" as applied to American made paints on the ground that it was deceptive. Re J. Marsching & Co., 15 Off. Gaz. 294. In a later decision, refusing registration to the word "Clover- dale" as a trademark for canned fruits and vegetables. Acting Com- missioner Fisher announced the following classification: "Geo- graphical names may for conveni- ence be divided into three classes; first, those that are well known 456 APPENDIX D, the name of the applicant,-'^ nor which is identical with a registered or known trademark ^'^ owned bv another and and in common use — such, for ex- ample, as 'United States,' 'New York,' 'San Francisco,' etc. The law is settled that words coming under this class ought not to be registered. The second class in- cludes words which in their pri- mary significance are not geograph- ical, even tnough they may appear in the Postal Guide or similar pub- lications. Such words as 'trilby,' 'Creole,' 'puritan' and 'volunteer,' are good examples of this class. These words, it seems to me, ought not to be refused registration on the ground that they are geographi- cal, since it cannot fairly be said that they are 'words in common use as designating locality or sec- tion of a country.' The third class would logically occupy a posi- tion between the tv/o classes men- tioned above, and it consists of words which primarily have a geographical meaning — for exam- ple, terms ending or compounded with such words as 'city,' 'town,' 'shire,' 'mount,' or 'mont.' Such words, I think, should not be reg- istered, for the reason that they are clearly geographical in their primary significance, even if it can- not be said that they are widely enough known to come strictly un- der the first class. It seems to me that the word in question, 'Clover- dale,' clearly comes under the third class." Ea? parte Hendley, 72 Off. Gaz. 1654. A geographical word does not become properly registra- ble by being enclosed in a geomet- rical figure. So the word "Yuca- tan" was refused registration as a mark for leather, even though en- closed in a square figure. Ex parte Weil, 83 Off. Gaz. 1802. 25 — This prohibition is strictly enforced. Even a name used as a mark for twenty years, and admit- ted to registration under the act of 1870 has been refused registra- tion under this statute. Re Fair- child, 21 Off. Gaz. 789. Congress by an enactment under date of August 5. 1882, provided: "That nothing contained in the law (of March 3, 1881), shall prevent the registry of any lawful trademark rightfully used by the applicant in foreign commerce or commerce with Indian tribes at the time of the passage of said act." 22 Stats, at Large, p. 298. This proviso has admitted to registration names of corporations, as, for example, the words "Union Metallic Cartridge Co.," which were in use as mer- chandise marks prior to March 3, 1881. But no name of a corpora- tion not used prior to that time as a mark can now be admitted to registration. Ex parte Creedmore Cartridge Co., 56 Off. Gaz. 1333. And see note to the act of August 5, 1882. Registration has been re- fused to a name as part of a trade- mark which also included a device. Ex parte Adriance, Piatt & Co., 20 Off. Gaz. 1820. But a name used as part of an old combination trademark has been admitted to registry. Ex parte Frieberg & Workum, 20 Off. Gaz. 1164. A proper name joined to a geographi- cal name does not constitute a valid trademark, therefore "Buf- falo Pitts" was refused registra- tion as a trademark for threshing machines. Ex parte Buffalo Pitts Co., 89 Off. Gaz. 2069. 26 — Registration has been refus- ed where the applicant's mark. TR.\DEMARK ACT OF MARCH 3, 1881. 457 appropriated to the same class of merchandise, or which so nearly resembles some other person's lawful trade- mark as to be likely to cause confusion or mistake in the mind of the public, or to deceive purchasers.^'^ In an aj^plication for registration the commissioner of patents shall decide the presumptive lawfulness of claim to the alleged trademark;-'' and in any dispute between an ap- plicant and a previous registrant, or between ai)plicants, he shall follow, so far as the same may be applicable, the "Triumphant" for flour, had been registered by another under the act of 1870, and not re-registered under the act of 1881. Ex parte Lyon, Dupuy & Co., 28 Off. Gaz. 191; Dyrenforth, Acting Commis- sioner, tersely observing that "To decide otherwise would be to open Pandora's box and turn loose fraud upon individuals and imposition upon the public." The fact that the applicants used the mark in foreign commerce while the record did not show the registrant to have done so was held immaterial. Ibid; and to the same effect, Yale Mfg. Co. V. Yale, 30 Off. Gaz. 1183. A trademark consisting of a de- sign will not be admitted to regis- tration, when the same design has been embodied in a design patent granted to another. Ex parte Lee & Shepard, 24 Off. Gaz. 1271. 27 — The commissioner must de- cide, "first, if the applicant has actually used the trademark in lawful commerce with foreign na- tions or with the Indian tribes, and then if he has the right to the use of it at all. If he finds that the alleged trademark is the name of the applicant or any other name which cannot lawfully be converted into a trademark at common law, or that it is identi- cal with the trademark of another. registered or unregistered, or is a deceptive imitation of another, or that it is not the property of the applicant, he cannot admit it to registration, though he may be sat- isfied that the applicant has used it in regular commerce with for- egin nations or the Indian tribes." Court of Appeals, District of Co- lumbia, by Sheppard, J., in United States V. Seymour, 66 Off. Gaz. 1167-1169. Where a part of the applicant's mark was the word "Railway," which word had been registered by another, the applica- tion was refused. Ex parte Stras- burger & Co., 20 Off. Gaz. 155. The question presented to the commis- sioner upon an issue of anticipa- tion is "whether the trademark sought to be registered is so simi- lar to any trademark already reg- istered for use upon the same class of articles as to be calculated to deceive purchasers using ordi- nary caution." Frothingham, As- sistant Commissioner, in Ex parte George B. Hurd & Co., 59 Off. Gaz. 1763; and to the same effect. Ex parte Coon, 58 Off. Gaz. 946. 28 — No court can grant registra- tion nor direct the action of the commissioner by mandamus. His duties are not ministerial, but re- quire the exercise of judgment and discretion. His performance of 458 APPENDIX D. practice of courts of equity of the United States in analogous cases.-** § 4. That certificates of registry of trademarks shall be issued in the name of the United States of America under the seal of the Department of the Interior, and shall be signed by the commissioner of patents, and a record thereof, together with printed copies of the specifications, shall be kept in books for that purpose. CojDies of trademarks and of statements and declara- tions filed therewith, and certificates of registry so signed and sealed, shall be evidence in any suit in which such trademarks shall be brought in controversy.^^ those duties will not be reviewed on or controlled by mandamus. United States v. Seymour, 66 Off. Gaz. 1167-1172, 153 U. S. 353, 38 L. Ed. 742. 29 — Under this provision the commissioner has power to declare an interference, even between a partnership and one of its mem- bers. If the applicant shows bet- ter title he will be admitted to registration notwithstanding a pri- or registry. Yale Mfg. Co. v. Yale, SO Off. Gaz. 1183. In such a case the burden of proof to establish priority is upon the applicant. Manitowoc Mfg. Co. v. Dickerman, 57 Off. Gaz. 1721. In cases of in- terference the question presented to the commissioner is substan- tially the same as would arise in a court of equity if either of the parties were seeking to enjoin the other from the use of the mark. Ibid. In interferences the issue is as broad as the broadest claim. S. Hernsheim Bros. & Co. (Ltd.) v. J. H. Hargrave & Son, 81 Off. Gaz. 503; Joseph Banigan Rubber Co. V. Bloomingdale, 89 Off. Gaz. 1670. By section 9 of the act establish- ing the court of appeals of the District of Columbia that court is given the determination of ap- appeals from the decision of the commissioner of patents "in any interference case." That court has held that this clause does not re- fer to or include trademark inter- ferences. Einstein v. Sawhill, 65 Off. Gaz. 1918. An applicant pre- sented for registration a mark sub- stantially the same as one regis- tered by another under the act of 1870, which had not been re-regis- tered under the act of 1881. Reg- istration was refused by the ex- aminer. The applicant then sought to institute an interfer- ence; this was refused because the former registration was void. Under all the facts the commis- sioner notified the registrant un- der the act of 1870 that an appli- cation for registry was pending with which his registry would in- terfere if it were a registry under the act of 1881, and that sixty days would be allowed wherein the former registrant might make an application under the act of 1881 with a view to interference. Ex parte American Lead Pencil Co., 61 Off. Gaz. 131. 30 — The decision of the commis- sioner of patents upon interfer- TRADEM.VRK ACT OF MARCH 3, 1881. 459 § 5. That a certificate of registry shall remain in force for thirty years from its date, except in cases where tlie trademark is claimed for and applied to articles not manufactured in this country, and in which it receives protection under the laws of a foreign country for a shorter period, in which case it shall cease to have any force in this country by virtue of this act at the time that such trademark ceases to be exclusive property else- where. At any time during tlie six months i)rior to the expiration of thirty years, such registration may be re- newed on the same terms and for a like period.^^ § 6. That applicants for registration under this act shall be credited for any fee or part of a fee heretofore paid into the treasury of the United States with intent to procure protection for the same trademark.^^ § 7. That registration of a trademark shall be prima facie evidence of ownership.^^ Any i^erson who shall ence proceedings was held under the act of 1870 to render the issues presented to hirn res adjudi- cata and they cannot be reopened in a subsequent proceeding be- tween the parties. Hanford v. Westcott, Fed. Case No. 6,022, 16 Off. Gaz. 1181. But in passing upon the same question under the Act of 1881 Judge Adams said, of Hanford v. Westcott, "If the rea- soning of that case was ever per- suasive, it cannot be considered so in the light of the changes in the law since it was rendered." A. Leschen & Sons Rope Co. v. Broderick & Bascom Rope Co., 123 Fed. Rep. 149, 152. 31— See Act of 1870, sec. 78, ante. 32 — The fee for registration un- der the act of 1881 was required to be paid upon filing the appli- cation. The sum of $10 paid as a first fee under the act of 1870 was credited upon this payment on ap- plications pending in the Patent Office when the act of 1881 went into effect. But all persons to whom regis- tration was granted under the act of 1870 were entitled to register under this act without additional charge. Jacoby & Co. v. Lopez, 23 Off. Gaz. 342. 33 — As to the evidenciary value of the certificate of registration, see Elgin National Watch Co. v. Illinois Watch Case Co., 179 U. S., 665-672; Brower v. Boulton, 7 C. C. A. 567, 58 Fed. Rep. 888; United States V. Duell, 17 App. Cas. (D. C.) 478; Glen Cove Mfg. Co. v. Ludeling, 22 Fed. Rep. 824; Hen- nessy v. Braunschweiger, 89 Fed. Rep. 664; Welsbach Light Co. v. Adam. 107 Fed. Rep. 463. That this section has no bearing upon the jurisdiction of a state court in a proceeding under a state statute 460 APPENDIX D. reproduce, counterfeit, copy or colorably imitate any trademark registered under this act, and affix the same to merchandise of substantially the same descriptive properties as those described in the registration,^^ shall be liable to an action on the case for damages for the wrongful use of said trademark at the suit of the owner thereof; and the party aggrieved shall also have his remedy according to the course of equity to enjoin the wrongful use of such trademark used in foreign com- merce or commerce with Indian tribes, as aforesaid, and to recover compensation therefor in any court having jurisdiction over the person guilty of such wrongful act; and courts of the United States shall have original and appellate jurisdiction in such cases without regard to the amount in controversy.^^ § 8. That no action or suit shall be maintained under the provisions of this act in any case when the trade- mark is used in any unlawful business, or upon any arti- cle injurious in itself, or which mark has been used with the design of deceiving the public in the purchase of see People v. Molins, 10 N. Y. this section. Postal Tel. Cable Co. Supp. 130. V. Netter, 102 Fed. Rep. 691. Thus the registration of a mark 35 — Registration of a mark com- by another throws the burden of mon to the trade does not confer proving priority upon one who an exclusive right to its use. subsequently applies for registra- Stachelberg v. Ponce, 128 U. S. tiou for the same mark. Manito- 686. Registration" of a mark is woe Mfg. Co. V. Dickerman, 57 Off. not conclusive. Its use may be re- Gaz. 1720. See act of 1870, sec. strained at the suit of one who 78, 79; ante. has a prior right to its use. Glen 34 — As to what is "merchandise Cove Mfg. Co. v. Ludeling, 22 Fed. of substantially the same descrip- Rep. 824, 826; Schumacher v. tive properties," see Air-Brush Schwenke (2), 36 Off. Gaz. 457; Mfg. Co. V. Thayer, 84 Fed. Rep. Hennessy v. Braunschweiger, 89 €40; Bass, Ratcliff & Gretton Fed. Rep. 664. (Ltd.) V. Feigenspan, 96 Fed. Rep. The registrant will not be pro- 206. tected in the use of his trademark Blanks and envelopes used by a if it is found to contain a material telegraph company are not "mer- false representation. Seabury v. chandise" within the meaning of Grosvenor, 14 Blatchf. 262. Jurisdictional amount. — The TR.VDEMARK ACT OF MAKCII 3, 1881. 461 merchandise, or under any certificate of registry fraudu- lently obtained.'^'' §9. That any person who f-:liall procure the registi-y of a trademark, or of himself as the owner of a trade- mark, or an entry res]Tecting a trademark, in the office of the commissioner of i)atents, by a false or fraudulent representation or declaration, orally or in writing, or by any fraudulent means, shall be liable to pay any dam- age sustained in consequence thereof to the injured l)arty, to be recovered in an action on the case.^^ S 10. That nothing in this act shall prevent, lessen, impeach or avoid any remedy at law or in equity which any party aggrieved by any wrongful use of any trade- mark might have had if the provisions of this act had not been passed.^^ § 11. That nothing in this act shall be construed as unfavorably alTecting a claim to a trademark after the term of registration shall have expired; nor to give cog- nizance to any court of the United States in an action or suit between citizens of the same state, unless the trade- mark in controversy is used on goods intended to be transported to a foreign country, or in lawful commer- cial intercourse with an Indian tribe.-'^ amount in controversy is the value 39 — See Act of 1870, sec. 78, of the trademark. Symonds v. ante. Greene, 28 Fed. Rep. 834; Hen- Where both parties are citizens nessy v. Herrmann, 89 Fed. Rep. of the same state the averments 669. of the complaint must show that 36 — This provision is merely in both the parties are using the declaration of the common law. mark in commerce with foreign See act of 1870, sec. 84, ante. nations or with the Indian tribes. 37— See act of 1870, sec. 82, Ryder v. Holt, 128 U. S. 525; ante. Luyties v. Hollender (1), 21 Fed. 38— See act of 1870, sec. 83, Rep. 281; Schumacher v. Sch- ante. "The present act does not wenke, 26 Fed. Rep. 818: Luyties abridge or qualify the common-law v. Hollender (2), 30 Fed. Rep. right, but by the express terra of 632; Gravely v. Gravely, 42 Fed. section 10 preserves it intact." Rep. 265; Prince's Metallic Paint Wallace, J., in LaCroix v. May, 15 Co. v. Prince Mfg. Co., 53 Fed. Fed. Rep. 236. Rep. 493. Such an averment is 462 APPENDIX D. § 12. That the commissioner of patents is authorized to make rules and regulations and prescribe forms for the transfer of the right to use trademarks and for recording such transfers in his office.^" § 13. That citizens and residents of this country wish- ing the protection of trademarks in any foreign country, the laws of which require registration here as a condi- tion precedent to getting such protection there, may reg- ister their trademarks for that purjoose as is above allowed to foreigners, and have certificate thereof from the Patent Office.^^ necessary only where the proceed- ing is between citizens of the same state. It is not necessary where the complainant is an alien. Hennessy v. Braunschwei- ger, 89 Fed. Rep, 664. 40— See Act of 1870, sec. 81. This section provides for trans- fers only being registered. An in- strument affecting the use of a trade-mark, but not amounting to a transfer or assignment thereof, cannot legally be registered in the Patent Office. Waukesha Springs Co. V. Hygeia Water Co., 63 Fed. Rep. 438-442. 41 — "One reading the section would infer that foreigners have been allowed under the preceding sections some privilege; but a careful reading of the act fails to disclose that a foreigner is en- titled to any other or further rights than those given to citi- zens of the United States. The phrase 'as is above allowed to for- eigners' renders the section mean- ingless." Duell, Commissioner, in Ex parte Buffalo Pitts Co., 39 Off. Gaz. 2069. APPENDIX E. ACT OF AUGUST 5, 1882. Be it enacted by the Senate and House of Representa- tives of the United States of America in Congress assembled: Tliat nothing contained in the law entitled "An act to authorize the registration of trademarks and j^rotoct the same," approved March third, eighteen hundred and eighty-one, shall prevent the registry of any lawful trademark rightfully used by the applicant in foreign commerce or commerce with Indian tribes at the time of the passage of said act.^ Approved August 5, 1882. [1905. Department Circular No. 40. Division of Customs.] Tbeasuby Department, Office of the Secretary, Washington, March 21, 1905. To Collectors of Customs and Others Concerned: The attention of officers of the customs and others is invited to the following provisions of section 27 of the act approved February 20, 1905, effective April 1. 1905: "Section 27. That no article of imported merchandise which shall copy or simulate the name of any domestic manufacture, or manufac- turer or trader, or of any manufacturer or trader located in any for- eign country which, by treaty, convention, or law affords similar privi- leges to citizens of the United States, or which shall copy or simulate a trademark registered in accordance with the provisions of this Act, or shall bear a name or mark calculated to induce the public to believe that the article is manufactured in the United States, or that it is manufactured in any foreign country or locality other than the coun- try or locality in which it is in fact manufactured, shall be admitted to entry at any custom-house of the United States; and, in order to 1— This act applies only to such one could exclusively appropriate marks as were lawful trademarks a surname as a trademark. There- prior to March 3, 1881, and only fore a surname cannot be regis- such marks can be admitted to tered under the act of 1881. Ex registration. Long prior to 1881 parte Gale Mfg. Co., 85 Off. Gaz. it had been established that no 1907. 463 464 APPENDIX E. aid the officers of the customs in enforcing this prohibition, any domes- tic manufacturer or trader, and any foreign manufacturer or trader, who is entitled under the provisions of a treaty, convention, declaration, or agreement between the United States and any foreign country to the advantages afforded by law to citizens of the United States in respect to trademarks and commercial names, may require his name and residence, and the name of the locality in which his goods are manufactured, and a copy of the cer- tificate of registration of his trademark, issued in accordance with the provisions of this Act, to be recorded in books which shall be kept for this purpose in the Department of the Treasury, under such regula- tions as the Secretary of the Treasury shall prescribe, and may furnish to the Department fac-similes of his name, the name of the locality in which his goods are manufactured, or of his registered trademark; and thereupon the Secretary of the Treasury shall cause one or more copies of the same to be transmitted to each collector or other proper officer of customs." The provisions of this section give to manufacturers and traders located in foreign countries, which, by treaty stipulations, give similar privileges to the United States, the same advantages as are given to domestic manufacturers and traders. The act does not affect names or trademarks heretofore recorded in the Treasury Department, and as to them the protection so far as concerns prohibition of importation will continue. Nor does the act appear to make it compulsory on the part of domestic manufacturers or traders, or foreign manufacturers or traders, to register names (not trademarks) with the Commissioner of Patents, in order to prevent illegal importations. Domestic manufacturers and traders, and foreign manufacturers and traders, to avail themselves of the privileges of the act, so far as concerns trademarks, are required to register their trademarks with the Commissioner of Patents before the Treasury Department can act. Applications for recording the names and trademarks in this De- partment under section 27 will state the name of the owner, his resi- dence and the locality in which his goods are manufactured, and in the case of trademarks should be accompanied with a certified copy of the certificate of registration of his trademark issued in accordance with the provisions of the act and the names o^ the ports to which fac-similes should be sent. In the case of the name of a domestic man- ufacture, manufacturer or trader (not registered as a trademark in the Patent Office) the application must be accompanied by the proper proof of ownership and proof as to the country or locality in which the goods are manufactured, which must consist of the affidavit of the owner or one of the owners, certified by an officer entitled to adminis- ter oaths and having a seal. On the receipt by a customs officer of any such fac-similes, with in- formation from the Department that they have been recorded therein, he will properly record and file them and exercise care to prevent the entry at the custom-bnuse of any article of foreign manufacture copy- ing or simulating such mark. ACT OF AUGUST 5, 1882. 4G5 No fees are charged for recording trademarks in the Treasury De- partment and custom-houses. A sufficient number of fac-slmlles should be forwarded to enable the Department to send one copy to each port named in the application, with ten additional copies for the files of the Department. Especial attention is invited to the provision in said section pro- hibiting the entry of articles "which shall bear a name or mark calcu- lated to induce the public to believe that the article is manufactured in the United States, or that it is manufactured in any foreign coun- try or locality other than the country or locality in which it is in fact manufactured," and collectors and other officers of the customs are instructed to use due diligence to prevent violations of this provision. The provisions of the act also apply to Porto Rico, the Philippine Islands, Hawaii, and any other territory under the jurisdiction and control of the United States. Lesue M. Shaw, Secretary. 3f APPENDIX F. TKADEMAKK PROVISION OF THE TARIFF AOT OF 1897. (30 Statutes at Large, 151.) Section 11 of this chapter provides: ''That no article of imported merchandise which shall copy or simulate the name or trademark of any domestic manufacture or manufacturer, or which shall bear a name or mark, which is calculated to induce the public to believe that the article is manufactured in the United States, shall be admitted to entry at any custom house of the United States. And in order to aid the officers of the customs in enforcing this prohibition, any domestic manufacturer who has adopted trademarks may require his name and residence and a description of his trademarks to be re- corded in a book which shall be kept for that purpose in the department of the treasury, under such regulations as the secretary of the treasury shall prescribe, and may furnish to the department fac-similes of such trade- marks ; and thereupon the secretary of the treasury shall cause one or more copies of the same to be transmitted to each collector or other proper officer of the customs." (30 Stats, at Large, p. 207.) In this connection the following circular has been issued by the treasury department: [1897. Department Circular No. 116. Division of Customs.] Teeasuby Department, Office of the Secretary, Washington, D. C, August 3, 1897. To Officers of the Customs and Others: The attention of officers of the customs and others is invited to the following provision of section 11 of the act of July 24, 1897: [quoting above section.] Applications for the recording of names or trademarks in this de- 466 TRADEMARK PROVISION OF ACT OF 1897. 467 partment will state the name and residence of the domestic manufac- turer, and furnish a description of the mark and the names of the ports to which the fac-similes should be sent. No such name or trade- mark will be received unless accompanied by the proper proof of ownership and proof that the owner is a domestic manufacturer, which must consist of the affidavit of the owner or one of the owners, certified by a notary public, or other officer entitled to administer oaths, and having a seal. On the receipt by a customs oflScer of any such fac-similes, with Information from the department that they have been recorded therein, he will properly record and file them, and will exercise care to prevent the entry at the custom-house of any article of foreign man- ufacture copying or simulating such mark. No fees are charged for recording trademarks in the department and custom-houses. A sufficient number of fac-similes should be forwarded to enable the department to send one copy to each port named in the application with ten additional copies for the files of the department. Especial attention is invited to the provision in said section pro- hibiting the entry of articles "which shall bear a name or mark which Is calculated to induce the public to believe that the article is manu- factured in the United States," and collectors and other officers of the customs are instructed to use due diligence to prevent violations of this provision. W. B. Howell, Assistant Secretary. No fees are charged for recording trademarks under this section. Applicants must state the name and resi- dence of the domestic manufacturer and specify the ports to which fac-similes are to be sent. Synopsis Treasury Decisions, 1895, p. 926; Id., 1896, p. 70. The treasury department cannot determine the validity of a trademark. Its powers are limited to the exclusion of articles which copy or simulate trademarks filed for record with the department. Synopsis Treasun^ Decisions. 1895, p. 929. Compare sec. 6, Tariff Act of Aug. 27, 1894 ; and sec. 7 of the Act of Oct. 1, 1890. APPENDIX G. ACT OF FEBRUARY 20, 1905. An act to authorize the registration of trademarks used in commerce with foreign nations or among the several States or with Indian tribes, and to protect the same. Be it enacted by the Senate and House of Representa- tives of the United States of America in Congress assembled: That the owner of a trademark used in commerce with foreign nations, or among the several states, or with Indian tribes, provided such owner shall be domiciled within the territory' of the United States, or resides in or is located in any foreign country which, by treaty, convention, or law, affords similar privileges to the citi- zens of the United States, may obtain registration for such trademark by complying with the following re- quirements: First, by filing in the Patent Office an application therefor, in writing, addressed to the Com- missioner of Patents, signed by the applicant, specifying his name, domicile, location, and citizenship; the class of merchandise and the particular description of goods comprised in such class to which the trademark is ap- propriated; a description of the trademark itself, and a statement of the mode in which the same is applied and affixed to goods, and the length of time during which the trademark has been used. With this state- ment shall be filed a drawing of the trademark, signed by the applicant, or his attorney, and such number of specimens of the trademark, as actually used, as may be required by the Commissioner of Patents. Second, by paying into the Treasury of the United States the sum of ten dollars, and otherwise complying with the require- 468 ACT OF FEBRUARY 20, 1905. 469 merits of this act and such regulations as may be pre- scribed by tlie Commissioner of Patents. The enactment of a law whose provisions should extend to the owners of trademarks used in interstate eonnnerce was inspired hy the omission of such a provision in the Act of 1881. Concern- ing that act, Mr. Chief Justice Fuller has said: that, "Obviously the act was passed in view of the decision that the prior act was unconstitutional, and it is, therefore, strictly limited to lawful commerce with foreign nations and with Indian tribes. It is only the trademark used in such commerce that is admitted to registration, and it can only be infringed when used in that commerce, without right, by another than its owner. "^ Section 1 of the Act of 1881 was substantially identical with the above section in other respects, except that the above sec- tion requires specimens of the trademark as actually used to be filed, and reduces the government fee from twenty-five dol- lars to ten dollars. Sec. 2. That the application prescribed in the forego- ing section, in order to create any right whatever in favor of the party filing it, must be accompanied by a written declaration verified by the applicant, or by a member of the finn or an officer of tlie corporation or association applying, to the effect that the applicant believes himself or the firm, corporation, or association in whose behalf he makes the application, to be the owner of the trademark sought to be registered, and that no other person, firm, corporation, or association, to the best of the applicant's knowledge and belief, has the right to such use, either in the identical form or in such near resemblance thereto as might be calculated to deceive; that such trademark is used in commerce among the several states, or with foreign nations, or with Indian tribes, and that the description and draw- ing presented truly represent the trademark sought to 1— Warner v. Searle and Hereth Co., 191 U. S. 195, 204. 470 APPENDIX G. be registered. If the applicant resides or is located in a foreign country, the statement required shall, in addi- tion to the foregoing, set forth that the trademark has been registered by the applicant, or that an application for the registration thereof has been filed by him in the foreign country in which he resides or is located, and shall give the date of such registration, or the applica- tion therefor, as the case may be, except that in the application in such cases it shall not be necessary to state that the mark has been used in commerce with the United States or among the states thereof. The verifi- cation required by this section may be made before any person within the United States authorized by law to administer oaths, or, when the applicant resides in a foreign country, before any minister, charge d'affaires, consul, or commercial agent holding commission under the government of the United States, or before any notary public, judge, or magistrate having an official seal and authorized to administer oaths in the foreign country in which the applicant may be whose authority shall be proved by a certificate of a diplomatic or consu- lar of the United States. This section embraces the matter included in Section 2 of the Act of 1881, with additional provisions concerning the require- ments of the statements to be made by a resident of a foreign country. Sec. 3. That every applicant for registration of a trademark, or for renewal of registration of a trade- mark, who is not domiciled within the United States, shall, before the issuance of the certificate of registra- tion, as hereinafter provided for, designate, by a notice in writing, filed in the Patent Office, some person resid- ing within the United States on whom process or notice of proceedings affecting the right of ownership of the trademark of which such applicant may claim to be the owner, brought under the provisions of this act. or under other laws of the United States, may be served. ACT OF FEBRUARY 20, 1905. 471 •with the same force and effect as if served upon the applicant or registrant in person. For the purposes of this act it shall be deemed sufficient to sei-ve such notice upon such applicant, registrant, or representative by leaving a copy of such process or notice addressed to him at the last address of which the Commissioner of Patents has been notified. This section is new and made desirable by the provisions of Section 2 providing for the registration of marks by persons domiciled in foreign countries. In the manner indicated, ef- fective service can be had in case suit is instituted involving the mark registered. Sec. 4. That an application for registration of a trade- mark filed in this country by any person who has pre- viously regularly filed in any foreign country which, by treaty, convention, or law, affords similar privileges to citizens of the United States, an application for regis- tration of the same trademark shall be accorded the same force and effect as would be accorded to the same application if filed in this countr^^ on the date on which application for registration of the same trademark was first filed in such foreign countrj^ : Provided, That such application is filed in this country within four months from the date on which the application was first filed in such foreign country: And provided, That certificate of registration shall not be issued for any mark for registration of which application has been filed by an applicant located in a foreign country until such mark has been actually registered by the applicant in the country in which he is located. This section is new in the present act, and is intended for the protection of applicants who have previously filed an ap- pHcation for registration in a foreign country wherein reciprocal privileges are extended to citizens of the United States. Its provisions are in furtherance of Article 4 of the International Convention, which see. 472 APPENDIX G. Sec. 5. That no mark by which the goods of the owner of the mark may be distinguished from other goods of the same class shall be refused registration as a trademark on account of the nature of such mark unless such mark— (a) Consists of or comprises immoral or scandalous matter ; (b) Consists of or comprises the flag or coat of arms or other insignia of the United States, or any simulation thereof, or of any state or municipality, or of any for- eign nation: Provided, That trademarks which are identical with a registered or known trademark owned and in use by another, and appropriated to merchandise of the same descriptive properties, or which so nearly resemble a registered or known trademark owned and in use by another, and appropriated to merchandise of the same descriptive properties, as to be likely to cause confusion or mistake in the mind of the public, or to deceive purchasers, shall not be registered: Provided, Tliat no mark which consists merely in the name of an individual, firm, corporation, or association, not written, printed, impressed, or woven in some particular or dis- tinctive manner or in association with a portrait of the individual, or merely in words or devices which are descriptive of the goods with which they are used, or of the character or quality of such goods, or merely a geographical name or term, shall be registered under the terms of this act: Provided further, That no por- trait of a living individual may be registered as a trademark, except by the consent of such individual, evidenced by an instrument in writing: And provided further. That nothing herein shall prevent the registra- tion of any mark used by the applicant or his predeces- sors, or by those from whom title to the mark is derived, in commerce with foreign nations or among the several states, or with Indian tribes, which was in actual and exclusive use as a trademark of the applicant or his pre- ACT OF FEBRUARY 20, 1905. 473 decessors from wlioni be derived title for ten years next preceding the passage of this act. This section embraces some of the provisions of Section 3 of the Act of 1881. The moaning and effect of the last proviso are yet to be determined. Read according^ to its terms, it admits to registration any mark in use by the applicant or its pred- ecessors for ten years next preceding the passage of the act, regardless of whether such mark comprises immoral or scandal- ous matter, the flag or coat of arms of the United States, or the portrait of a living individual ; without regard as to whether or not such old mark is identical with or in near resemblance to the registered or kno-WTi trademark of another, and even where the mark consists merely in the name of an individual, etc., without any particular or descriptive type or association. What benefit could possibly accrue from admitting a mark to registration which is not a trademark at common law, it is left to the courts to decide. Sec. 6. That on the filing of an application for regis- tration of a trademark which complies with the require- ments of this act, and the payment of the fees herein provided for, the Commissioner of Patents shall cause an examination thereof to be made; and if on such ex- amination it shall appear that the applicant is entitled to have bis trademark registered under the provisions of this act, the commissioner shall cause the mark to be published at least once in the Official Gazette of the Pat- ent Office. Any person who believes he would be dam- aged by the registration of a mark may opjwse the same by filing notice of opposition, stating the grounds therefor, in the Patent Office within thirty days after the publication of the mark sought to be registered, which said notice of opposition shall be verified by the person filing the same before one of the officers men- tioned in Section 2 of this act. If no notice of opix)- sition is filed within said time the commissioner shall 474 APPENDIX G. issue a certificate of registration therefor, as herein- after provided for. If on examination an application is refused, the commissioner shall notify the applicant, giving him his reasons therefor. The provisions of this section for publication and opposi- tion are among: the most valuable features of the present act. Owners of trademarks not desiring- to register are thus en- abled, by proper and vigilant action, to prevent registration of an identical or similar mark by another. Sec. 7. That in all cases where notice of opposition has been filed the Commissioner of Patents shall notify the applicant thereof and the grounds therefor. Whenever application is made for the registration of a trademark which is substantially identical with a trademark appropriated to goods of the same descrip- tive properties, for which a certificate of registration has been previously issued to another, or for registra- tion of which another has previously made application, or which so nearly resembles such trademark, or a known trademark owned and used by another, as, in the opinion of the commissioner, to be likely to be mis- taken therefor by the public, he may declare that an interference exists as to such trademark, and in every case of interference or opposition to registration he shall direct the examiner in charge of interferences to determine the question of the right of registration to such trademark, and of the sufficiency of objections to registration, in such manner and upon such notice to those interested as the commissioner may by rules pre- scribe. The commissioner may refuse to register the mark against the registration of which objection is filed, or may refuse to register both of two interfering marks, or may register the mark, as a trademark, for the per- son first to adopt and use the mark, if otherwise entitled to register the same unless an appeal is taken, as herein- ACT OF FEBRUARY 20, 1905. 475 after provided for, from his decision, by a party inter- ested in the proceeding, witliin such time (not less than twenty days) as the commissioner may prescribe. As to oppositions, this section is supplemental to Section 6. This section further provides for the creation of interfering^ proceedings, which have formed a large part of the proceed- ings in the Patent Office under the Trademark Act of 1881 and the patent statutes. It further provides for an appeal from the decision of the commissioner in cases of opposition and in- terference. Sec. 8. That every applicant for the registration of a trademark, or for the renewal of the registration of a trademark, which application is. refused, or a party to an interference against whom a decision has been ren- dered, or a party who has filed a notice of opposition as to a trademark, may appeal from the decision of the examiner in charge of trademarks, or the examiner in charge of interferences, as the case may be, to the com- missioner in person, having once paid the fee for such appeal. This section relates to the right of appeal to the commissioner from the examiner of the trademark division of the Patent Office, or the examiner in charge of interferences. It is modeled on § 4909, R. S. U. S., relating to appeals in applications for let- ters patent. Sec. 9. That if an applicant for registration of a trademark, or a party to an interference as to a trade- mark, or a party who has filed opposition to the regis- tration of a trademark, or party to an application for the cancellation of the registration of a trademark, is dissatisfied with the decision of the Commissioner of Patents, he may appeal to the court of appeals of the District of Columbia, on complying with the conditions required in case of an appeal from the decision of the commissioner by an applicant for patent, or a party to an interference as to an invention, and the same rules 476 APPENDIX G. of practice and procedure shall govern in every stage of such proceedings, as far as the same may be applicable. This section, for the first time, creates the right of appeal to the Court of Appeals of the District of Columbia from the decision of the commissioner in trademark applications, inter- ferences and oppositions. Sec. 10. That every registered trademark, and every mark for the registration of which application has been made, together with the application for registration of the same, shall be assignable in connection with the good will of the business in which the mark is used. Such assignment must be by an instrument in writing and duly acknowledged according to the laws of the country or state in which the same is executed; any such assign- ment shall be void as against any subsequent purchaser for a valuable consideration, without notice, unless it is recorded in the Patent Office within three months from date thereof. The commissioner shall keep a record of such assignments. The first sentence of this section is merely a declaration of the law concerning the assignability of trademarks as it has been settled by the courts. The remainder of the section relates to the formalities attending upon the execution and recording of the assignment of registered marks. Sec. 11. That certificates of registration of trade- marks shall be issued in the name of the United States of America, under the seal of the Patent Office, and shall be signed by the Commissioner of Patents, and a record thereof, together with printed copies of the draw- ing and statement of the applicant, shall be kept in books for that purpose. The certificate shall state the date on which the application for registration was re- ceived in the Patent Office. Certificates of registration of trademarks may be issued to the assignee of the applicant, but the assignment must first be entered of record in the Patent Office. ACT OF FEBRUARY 20, 1905. 477 Written or printed copies of any records, books, papers, or drawings relating to trademarks belonging to the Patent Office, and of certificates of registration, au- thenticated by the seal of the Patent Office and certified by the commissioner thereof, shall be evidence in all cases wherein the originals could be evidence; and any person making application therefor and paying the fee required by law shall have certified copies thereof. This section provides for the formalities attendant upon the issuance of certificates of registration, and to the issue of certi- fied copies of the data relating to trademarks belonging to the Patent Office, and of certificates of registration. Sec. 12. That a certificate of registration shall re- main in force for twenty years, except that in the case of trademarks previously registered in a foreign coun- try such certificates shall cease to be in force on the day on which the trademark ceases to be jorotected in such foreign country, and shall in no case remain in force more than twent}^ years, unless renewed. Cer- tificates of registration may be, from time to time, re- newed for like periods on payment of the renewal fees required by this act, upon request of the registrant, his legal representatives, or transferees of record in the Patent Office, and such request may be made at any time not more than six months prior to the expiration of the period for which the certificates of registration were issued or renewed. Certificates of registration in force at the date at which this act takes effect shall remain in force for the period for which they were issued, but shall be renewable on the same conditions and for the same period as certificates issued under the provisions of this act, and when so renewed shall have the same force and effect as certificates issued under this act. Under Section 5 of the Act of 1881, a certificate of registra- tion remains in force for thirty years from its date. That period is curtailed by the above section to twenty years. 478 APPENDIX G. Sec. 13. That whenever auy person shall deem him- self injured by the registration of a trademark in the Patent Office he may at any time apply to the Commis- sioner of Patents to cancel the registration thereof. The commissioner shall refer such application to the exam- iner in charge of interferences, who is empowered to hear and determine this question and who shall give notice thereof to the registrant. If it appear after a hearing before the examiner that the registrant was not entitled to the use of the mark at the date of his applica- tion for registration thereof, or that the mark is not used by the registrant, or has been abandoned, and the examiner shall so decide, the commissioner shall cancel the registration. Appeal may be taken to the commis- sioner in person from the decision of the examiner of interferences. This is a provision for the cancellation of a registration wrongfully secured. Sec. 14. Tliat the following shall be the rates for trademark fees: On filing each original application for registration of a trademark, ten dollars : Provided, That an application for registration of a trademark pending at the date of the passage of this act, and on which certificate of reg- istration shall not have issued at such date, may, at the option of the applicant, be proceeded with and regis- tered under the provisions of this act without the pay- ment of further fee. On filing each application for renewal of the registra- tion of a trademark, ten dollars. On filing notice of opposition to the registration of a trademark, ten dollars. On an appeal from the examiner in charge of trade- marks to the Commissioner of Patents, fifteen dollars. On an appeal from the decision of the examiner ill charge of interferences, awarding ownership of a trade- ACT OF FEBRUARY 20, 1905. 479 mark or canceling the registration of a trademark, to the Commissioner of Patents, fifteen dollars. For certified and uncertified copies of certificates of registration and other pai)ers, and for recording trans- fers and other papers, the same fees as reciuired by law for such copies of patents and for recording assignments and other papers relating to patents. The foregoing provisions as to fees do not provide for the fee to be paid upon an application to cancel registration, al- though a fee is fixed for the appeal from the decision of the examiner of interferences in such cases. Sec. 15. That sections forty-nine hundred and thirty- five and forty-nine hundred and thirty-six of the Re- vised Statutes, relating to the payment of patent fees and to the repayment of fees paid by mistake, are hereby made applicable to trademark fees. The sections of the Revised Statutes of the United States, referred to in the above section are as follows: Section 4985. "Patent fees may be paid to the Commissioner of Patents, or to the Treasurer or any of the assistant treasurers of the United States, or to any of the designated depositaries, na- tional banks, or receivers of public money, designated by the Secretary of the Treasury for that purpose; and such officer shall give the depositor a receipt or certificate of deposit there- for. All money received at the Patent Office, for any purpose, or from any source whatever, shall be paid into the treasury as received, without any deduction whatever." Section 4936. "The Treasurer of the United States is authorized to pay back any sum or sums of money to any person who has through mistake paid the same into the treasury, or to any receiver or depositary, to the credit of the treasury, as for fees accruing at the Patent Office, upon a certificate thereof being made to the Treasurer bv the Commissioner of Patents." 480 APPENDIX G. Sec. 16. That the registration of a trademark under the provisions of this act shall be prima facie evidence of ownership. Any person who shall, without the con- sent of the owner thereof, reproduce, counterfeit, copy, or colorably imitate any such trademark and affix the same to merchandise of substantially the same descrip- tive properties as those set forth in the registration, or to labels, signs, prints, packages, wrappers, or recepta- cles intended to be used upon or in connection with the sale of merchandise of substantially the same descriptive properties as those set forth in such registration, and shall use, or shall have used, such reproduction, counter- feit, copy, or colorable imitation in commerce among the several states, or with a foreign nation, or with the Indian tribes, shall be liable to an action for damages therefor at the suit of the owner thereof; and whenever in any such action a verdict is rendered for the plain- tiff, the court may enter judgment therein for any sum above the amount found by the verdict as the actual damages according to the circumstances of the case, not exceeding three times the amount of such verdict, together with the costs. This section substantially embodies the provisions of Section 7 of the Act of 1881, besides providing for increasing the actual damages found, to a sum not exceeding three times the amount of the verdict. The first sentence of this section cannot receive from the court a more liberal interpretation than was given to the same sen- tence in the Act of 1881 ; and as to that provision in the former act, it was expressly held that registration could not serve as the foundation for preliminary injunction.^ Obviously, a certificate of registration may be introduced in evidence as prima facie proof of ownership. This would fol- low if the provision were not expressed in the act, as other- wise any registration act would be idle. 1 — ^A. Leschen Sons Rope Co. v. Broderick & Bascom Rope Com- pany, 123 Fed. Rep., 149, 152. ACT OF FEBRUARY 20, 1905. 481 Sec. 17. That the circuit and territorial courts of the United States and the Supreme Court of the District of Columbia shall have original jurisdiction, and the cir- cuit courts of appeal of the United States and the Court of Appeals of the District of Columbia shall have appel- late jurisdiction of all suits at law or in equity resi)ect- ing trademarks registered in accordance with the provis- ions of this act, arising under the present act, without regard to the amount in controversy. This section desif,niates the courts haviii},' original and ap- pellate jurisdiction in eases involving registered trademarks. As to the appellate jurisdiction in trademark cases generally, see ante. §116, title "Appeals." Sec. 18. That writs of certiorari may be granted by the Sui3reme Court of the United States for the review of cases arising under this act in the same manner as provided for patent cases by the act creating the circuit court of ajDpeals. This section is substantially identical with the corresponding section of the judiciary Act of 1891, § 6. As to the issuance of the writ of certiorari by the supreme court, see ante, § 116, title " Certiorari." Sec. 19. That the several courts vested with jurisdic- tion of cases arising under the present act shall have power to grant injunctions, according to the course and principles of equity, to prevent the violation of any right of the owner of a trademark registered under this act, on such terms as the court may deem reasonable; and upon a decree being rendered in any such case for wrongful use of a trademark the complainant shall be entitled to recover, in addition to the profits to be ac- counted for by the defendant, the damages the com- plainant has sustained thereby, and the court shall assess the same or cause the same to be assessed under its direction. The court shall have the same power to 31 482 APPENDIX G. increase such damages, in its discretion, as is given by section sixteen of this act for increasing damages found by verdict in actions of law ; and in assessing profits the plaintiff shall be required to prove defendant's sales only; defendant must jDrove all elements of cost which are claimed. This section is substantially identical in its provisions with § 4921, R. S. U. S., relating to patent cases, with the addition of providing for the manner of assessing profits. See ante, § 116, title ' ' Increase of Damages in Equity. ' ' Sec. 20. That in any case involving the right to a trademark registered in accordance with the provisions of this act, in which the verdict has been found for the plaintiff, or an injunction issued, the court may order that all labels, signs, prints, packages, wrappers, or re- ceptacles in the possession of the defendant, bearing the trademark of the plaintiff or complainant, or any re- production, counterfeit, copy, or colorable imitation thereof, shall be delivered up and destroyed. Any in- junction that may be granted upon hearing, after notice to the defendant, to prevent the violation of any right of the owner of a trademark registered in accordance with the provisions of this act, by any circuit court of the United States, or by a judge thereof, may be served on the parties against whom such injunction may be granted anywhere in the United States where they may be found, and shall be operative, and may be enforced by proceedings to punish for contempt, or otherwise, by the court by which such injunction was granted, or by any other circuit court or judge thereof, in the United States, or by the Supreme Court of the District of Columbia, or a judge thereof. The said courts, or judges thereof, shall have jurisdiction to enforce said injunction, as herein provided, as fully as if the injunc- tion had been granted by the circuit court in which it is sought to be enforced. The clerk of the court or ACT OF FEBRUARY 20, 1905. 483 judge granting the injunction shall, when required to do so by the court before which ai)i)lication to enforce said injunction is made, transfer without delay to said court a certified copy of all the papers on which the said injunction was granted that are on file in his office. This section is modeled upon § 4966, R. S. U. S., relating to copyrights. Sec. 21. That no action or suit shall be maintained under the provisions of this act in any case when the trademark is used in unlawful business, or upon any article injurious in itself, or which mark has been used with the design of deceiving the public in the purchase of merchandise, or has been abandoned, or upon any certificate of registration fraudulently obtained. Except as to the provision concerning abandoned trademarks, this section is substantially identical with § 8 of the Act of 1881. Sec. 22. That whenever there are interfering regis- tered trademarks, any person interested in any one of them may have relief against the interfering registrant, and all persons interested under him, by suit in equity against the said registrant; and the court, on notice to adverse parties and other due proceedings had accord- ing to the course of equity, may adjudge and declare either of the registrations void in whole or in part according to the interest of the parties in the trademark, and may order the certificate of registration to be deliv- ered up to the Commissioner of Patents for cancellation. This section is new and extends the jurisdiction of courts of original jurisdiction to include the power to decree the can- cellation of a certificate of registration, the decree to be car- ried into effect by the Commissioner of Patents. Sec. 23. That nothing in this act shall prevent, les- sen, imj^each, or avoid any remedy at law or in equity which any party aggrieved by any wrongful use of any trademark might have had if the provisions of this act had not been passed. 484 APPENDIX G. This section is identical with § 10 of the Act of 1881. See notes to that section, ante. Sec. 2-4. That all applications for registration pend- ing in the office of the Commissioner of Patents at the time of the passage of this act may be amended with a view to bringing them, and the certificate issued upon such applications, under its provisions, and the prosecu- tion of such applications may be proceeded with under the provisions of this act. As the Act of 1881 was still in effect at the time when the present act went into operation, this provision was intended to give pending applications the benefit of the new act, if amended so as to be brought within its terras. Sec. 25. That any person who shall procure regis- tration of a trademark, or entry thereof, in the office of the Commissioner of Patents by a false or fraudulent declaration or representation, oral or in writing, or by any false means, shall be liable to pay any damges sus- tained in consequence thereof to the injured party, to be recovered by an action on the case. This section is reproduced from § 9 of the Act of 1881. Sec. 26. That the Commissioner of Patents is author- ized to make rules and regulations, not inconsistent with law, for the conduct of proceedings in reference to the registration of trademarks provided for by this act. Pursuant to this section, the Commissioner of Patents has made and published the rules and forms which are hereinafter set forth. Sec. 27. That no article of imported merchandise which shall copy or simulate the name of any domestic manufacture, or manufacturer or trader, or of any manufacturer or trader located in any foreign country which, by treaty, convention, or law affords similar priv- ileges to citizens of the United States, or which shall copy or simulate a trademark registered in accordance with the provisions of this act, or shall bear a name or ACT OF FEBRUARY 20, 1905. 485 mark calculated to induce the puljlic to believe that the article is manufactured in the United States, or that it is manufactured in any foreign country or locality other than the country or locality in which it is in fact manu- factured, shall be admitted to entry at any custom-house of the United States ; and, in order to aid the officers of the customs in enforcing this ])rohibition, any domestic manufacturer or trader, and any foreign manufacturer or trader, who is entitled under the provisions of a treaty, convention, declaration or agreement between the United States and any foreign country to the advantages afforded by law to citizens of the United States in respect to trademarks and connnercial names, may require his name and residence, and the name of the locality in which his goods are manufactured, and a copy of the certificate of registration of his trademark, issued in accordance with the provisions of this act, to be re- corded in books which shall be kept for this purpose in the Department of the Treasury, under such regulations as the Secretary of the Treasury shall prescribe, and may furnish to the Department fac-similes of his name, the name of the locality in which his goods are manu- factured, or of his registered trademark; and thereupon the Secretary of the Treasury shall cause one or more copies of the same to be transmitted to each collector or other proper officer of customs. This section is substantially identical with the provisions of §11 of the Act of July 24, 1897, entitled, ''An Act to Provide Revenue for the Government and to Encourage the Industries of the United States," the provisions of that act being extended in order to give manufacturers domiciled abroad the same pro- tection as is given to manufacturers located within the United States. Sec. 28. That it shall be the duty of the registrant to give notice to the public that a trademark is regis- tered, either by affixing thereon the words ''Registered in U. S. Patent Office," or abbreviated thus, ''Reg. U. 486 APPENDIX G. S. Pat. Off.," or when, from the character or size of the trademark, or from its manner of attachment to the article to which it is appropriated, this can not be done, then by affixing a label containing a like notice to the package or receptacle wherein the article or articles are inclosed; and in any suit for infringement by a party failing so to give notice of registration no dam- ages shall be recovered, except on proof that the de- fendant was duly notified of infringement, and con- tinued the same after such notice. This section is modeled upon the corresponding section of the Patent Statutes, § 4900, R. S. U. S. See ante, § 97, title, "The Disadvantages of Registration." Sec. 29. That in construing this Act the following rules must be observed, except where the contrary in- tent is plainly apparent from the context thereof: The United States includes and embraces all territory which is under the jurisdiction and control of the United States. The word "States" includes and embraces the District of Columbia, the Territories of the United States, and such other territory as shall be under the .-jurisdiction and control of the United States. The terms *' person" and "owner," and any other word or term used to designate the applicant or other entitled to a benefit or privilege or rendered liable under the provisions of this Act, include a firm, corporation, or association as well as a natural person. The term "ap- plicant" and "registrant" embrace the successors and assigns of such applicant or registrant. The term "trademark" includes any mark which is entitled to registration under the terms of this Act and whether registered or not, and a trademark shall be deemed to be "affixed" to an article when it is placed in any man- ner in or upon either the article itself or the receptacle or package or upon the envelope or other thing in, by, ACT OF FEBRU.VEY 20, 1905. 487 av with which the goods are packed or inclosed or othei-wise prepared for sale or distribution. This section is new with the present Act. It is a collectioii of definitions made for the purpose of preventing repetition in the preceding sections, as well as to specifically bring the own- ers of marks located in Porto Rico, the Phibppines, and any other territory under the jurisdiction and control of the United States within the benefits of the Act. Each of such territories is defined to be a state within the meaning of the Act, as are also the Territories of the United States, and the District of Columbia. Sec. 30. That this Act shall be in force and take effect April first, nineteen hundred and five. All Acts and parts of Acts inconsistent with this Act are hereby repealed except so far as the same may apply to cer- tificates of registration issued under the Act of Con- gress approved March third, eighteen hundred and eighty-one, entitled "An Act to authorize the registra- tion of trademarks and protect the same," or under the Act approved August fifth, eighteen hundred and eighty-two, entitled ''An Act relating to the registra- tion of trademarks." Approved, Febnaary 20, 1905. 488 APPENDIX G. EULES GOVEENING THE EEGISTEATION OF TEADEMAEKS UNDEE THE ACT APPEOVED FEBEUAEY 20, 1905, TO TAKE EFFECT APEIL 1, 1905. United States Patent Office, Washington, D. C, April 1, 1905. The following rules, designed to be in strict accord- ance witli the provisions of the act approved February 20, 1905, for the registration of trademarks, are pub- lished for gratuitous distribution. Applicants for registration and their attorneys are advised that their business will be facilitated by the ob- servance of the forms on page 509, et seq. Frederick I. Allen, Commissioner of Patents. correspondence. 1. All business with the Office should be transacted in writing. Unless by the consent of all parties, the action of the Office will be based exclusively on the written record. No attention will be paid to any alleged oral promise, stipulation, or understanding in relation to which there is disagreement or doubt. 2. Apx)licants and attorneys will be required to con- duct their business with the Office with decorum and courtesy. Papers presented in violation of this require- ment will be returned; but all such papers will first be submitted to the Commissioner, and only be returned by his direct order. 3. All letters should be addressed to ''The Commis- sioner of Patents;" and all remittances by money order, check, or draft should be to his order. 4. A separate letter should, in every case, be written in relation to each distinct subject of inquiry or appli- ACT OF FEBRUARY 20, 1905. 489 cation. Complaints against the examiner in charge of trademarks, assignments for record, fees, and orders for coi:)ies or abstracts must be sent to the Office in separate letters. 5. Letters relating to pending applications should refer to the name of the applicant, the serial number of the application, and the date of filing. Letters relating to registered trademarks should refer to tlie name of the registrant, the number and date of the certificate, and the merchandise to which the trademark is applied. G. The personal attendance of applicants at the Patent Office is unnecessary. Their business can be transacted by correspondence. 7. "V^^ien an attorney shall have filed his power of attorney duly executed, the correspondence will be held with him. 8. A double correspondence with an applicant and his attorney, or with two attorneys, can not generally be allowed. 9. The Office can not undertake to respond to in- quiries propounded with a view to ascertain whether certain trademarks have been registered, or, if so, to whom, or for what goods; nor can it give advice as to the nature and extent of the protection afforded by the law, or act as its expounder, except as questions may arise upon applications regularly filed. 10. Express, freight, postage, and all other charges on matter sent to the Patent Office must be prepaid in full; otherwise it will not be received. ATTORNEYS. 11. An applicant or an assignee of the entire interest may prosecute his own case, but he is advised, unless familiar with such matters, to employ a competent at- torney. The Office can not aid in the selection of any attorney. A register of attorneys is kept in this Office, on which 490 APPENDIX G. Arill be entered the names of all persons entitled to rep- resent applicants before the Patent Office. The namea of persons in the following classes will, upon their wiit- ten request, be entered on this register: (a) Any person who, on June 18, 1897, was engaged as attorney or agent in the active prosecution of appli- cations for patent before this Office, or had been so en- gaged at any time within five years prior thereto and is not disbarred, or is or was during such period a mem- ber of a firm so engaged and not disbarred, provided that such person shall, if required, furnish information as to one or more applications for patents so prosecuted by him. (h) Any attorney at law who is in good standing in any court of record in the United States or any of the States or Territories thereof and shall furnish a certifi- cate of the clerk of such United States, State, or Terri- torial court, duly authenticated under the seal of the court, that he is an attorney in good standing. (c) Any person who has been regularly recognized as an attorney or agent to represent claimants before the Department of the Interior, or any bureau thereof, and is in good standing, provided that such person shall furnish a statement of the date of his admission to prac- tice as such attorney or agent, and shall further show, if required by the Commissioner, that he is possessed of the necessary qualifications to render applicants valu- able service, and is otherwise competent to advise and assist them in the presentation and prosecution of their applications before the Patent Office. (d) Any person not an attorney at law who shall file a certificate from a judge of a United States, State, or Territorial court, duly authenticated under the seal of the court, that such person is of good moral character and of good repute and possessed of the necessary qualifications to enable him to render applicants valua- ble service, and is otherwise competent to advise and ACT OF FEBRUARY 20, 1905, 491 assist them in the presentation and prosecution of their applications before tlie Patent Office. (e) Any firm which, on June 18, 1897, was engaged in the active prosecution, as attorneys or agents, of appli- cations for patents before the Patent Office, or had been so engaged at any time witliin five years prior thereto, provided such firm or any memljer thereof is not dis- barred, provided the names of the individuals composing the firm are stated, and provided also that such finn shall, if required, furnish infoiTnation as to one or more applications prosecuted before the Patent Office by them. (/) Any finn, not entitled to registration under the preceding sections, which shall show that the individuals composing the firm are each and all recognized as patent attorneys or agents, or are each and all entitled to be so recognized under the preceding sections of this rule. The Commissioner may demand additional proof of qualifications, and reserves the right to decline to recog- nize any attorney, agent, or other person applying for registration under this rule. Any person or firm, not registered and not entitled to be recognized under this i-ule as an attorney or agent to represent applicants generally, may, upon a showing of circumstances which render it necessary or justifiable, be recognized by the Commissioner to prosecute as at- torney or agent any certain specified application or ap- plications, but this limited recognition shall not extend further than the application or applications named. No person, not registered, as above provided, will be permitted to prosecute, as attorney, applications before the Patent Office. 12. Before any attorney, original or associate, will be allowed to inspect papers or take action of any kind his power of attorney must be filed. General powers given by a principal to an associate can not be consid- 492 APPENDIX G. ered. In each application the written authorization nmst be filed. A power of attorney purporting to have been given to a firm or copartnership will not be recog- nized, either in favor of the finn or of any of its mem- bers, unless all its members shall be named in such i:)ower of attorney. 1.3. Substitution or association may be made by an attorney ujion the written authorization of his principal; but such authorization will not empower the second at- torney to appoint a third. 14. Powers of attorney may be revoked at any stage in the proceedings of a case upon application to and approval by the Commissioner; and, when so revoked, the Office will communicate directly with the applicant, or such other attorney as he may appoint. An attorney will be promptly notified by the docket clerk of the revocation of his power of attorney. 15. For gross misconduct, the Commissioner may re- fuse to recognize any person as an attorney, either gen- erally or in any particular case; but the reasons for such refusal will be duly recorded and be subject to the approval of the Secretary of the Interior. WHO MAY REGISTER A TRADEMARK. Act of Feb. 20, 1905, sec. 1. 16. A trademark may be registered by any person, firm, corporation, or association domiciled within the territory of the United States, or residing in or located in any foreign country which, by treaty, convention, or law, affords similar privileges to the citizens of the United States, and who is entitled to the use of any trademark and uses the same in commerce with foreign nations, or among the several States, or with Indian tribes, upon payment of the fee required by law and other due proceedings had. (See rules 17 and 19.) Act of Feb. 20, 1905, sees. 1, 2, and 4. 17. No trademark will be registered to an applicant residing or located in a foreign country unless such ACT OF FEBRU.VRY 20, 1905. 493 countr}" by treaty, convention, or law, affords similar privileges to the citizens of the United States, nor un- less the trademark has been registered by the applicant in the foreign country in which he resides or is located. In such cases it is not nocessaiy to state in the applica- tion that the trademark has been used in commerce with the United States or among the States thereof. (See Rule 31.) WHAT MAY BE REGISTERED AS A TRADEMARK. Act of Feb. 20, 1905, sees. 1, 5, and 21. 18. No trademark will be registered to an owner domiciled within the territory of the United States un- less it shall be made to appear that the same is used as such by said owner in commerce among the several States, or between the United States and some foreigTi nation or Indian tribe; no trademark will be registered to an owner residing in or located in a foreign country unless said country by treaty, convention, or law affords similar privileges to the citizens of the United States; no trademark will be registered which consists of or comprises immoral or scandalous matter, or which con- sists of or comprises the flag or coat of arms or other insignia of the United States, or any simulation there- of, or of any State or municipality, or of any foreign nation, or which is identical with a registered or known trademark owned and in use by another, and appropri- ated to merchandise of the same descriptive properties, or which so nearly resembles a registered or known trademark owned and in use by another, and appro- priated to merchandise of the same descriptive proper- ties, as to be likely to cause confusion or mistake in the mind of the public, or to deceive purchasers; or which consists merely in the name of an individual, firm, cor- poration, or association, not written, printed, impressed, or woven in some particular or distinctive manner or in association with a portrait of the individual, or merely 494 APPENDIX G. in words or devices wliieh are descriptive of the goods with which they are used, or of the character or quality of such goods, or merely a geographical name or term; no portrait of a living individual will be registered as a trademark, except by the consent of such individual, evidenced by an instrument in writing; and no trade- mark will be registered which is used in unlawful busi- ness, or upon any article injurious in itself, or which has been used with the design of deceiving the public in the purchase of merchandise, or which has been aban- doned. Act of Feb. 20, 1905, sec. 5. 19. Any mark used in commerce with foreign nations or among the several States or with Indian tribes may be registered if it has been in actual and exclusive use as a trademark of the applicant or his predecessors from whom he derived title for ten years next preceding the passage of the act of February 20, 1905. (See Rule 30.) THE APPLICATION. Act of Feb. 20, 1905, sec. 1. 20. An application for the registration of a trade- mark must be made to the Commissioner of Patents and must be signed by the applicant. Act of Feb. 20, 1905, sec. 1. 21. A complete application comprises: (a) A petition, requesting registration, signed by the applicant. (See Form 1, p. 509.) {h) A statement specifying the name, domicile, loca- tion, and citizenship of the party applying; the class of merchandise, and the particular description of goods comprised in such class, to which the trademark is ap- propriated; a description of the trademark itself, and a statement of the mode in which the same is applied and aflfixed to the goods, and of the length of time dur- ACT OF FEBRU.VRY 20, 1905. 495 ing which the trademark has been used, and, if the ap- plicant be a corporation or association, it must be set forth under the laws of what State or nation organized. (See sec. 29 of the statute, and Fonns '2, 4, and 6, pp. 509 et seq.) (c) A declaration, complying with section 2 of the statute. (See Forms 3, 5, 7, 8, and 9, pp. 509 et seq.) {(I) A drawing of the trademark, which shall be a facsimile of the same as actually used upon the goods. (See Rules 34 and 35 and Fonn page 513.) (e) Five specimens {or facsimiles, ithen, from the mode of applying or affixing the trademark to the goods, specimens can not he furnished) of the trademark as actually used upon the goods. (/) A fee of ten dollars. 22. The petition, the statement, and the declaration must be in the English language and written on one side of the paper only. 23. The name of the applicant will appear in the certificate of registration precisely as it is signed to the statement of the application, and, therefore, the sig- nature to the statement must be the correct signature of the applicant, and the name of the applicant wherever it appears in the papers of the application must agree with the name as signed to the statement. 24. No information will be given without authority of the applicant respecting the filing of an application for the registration of a trademark by any i^erson, or the subject-matter thereof, unless it shall, in the opin- ion of the Commissioner, be necessary to the proi>er conduct of business before the Office. Act of Feb. 20, 1905, sees. 14 and 24. 25. All applications for registration pending in the Patent Office at the time of the passage of the act of l'Ybniar>- 20, 1905, may be amended with a view to bringing them and the certificates issued under such 496 APPENDIX G. applications under the provisions of said act, and the prosecution of such applications may be proceeded with under its provisions without the payment of further fee. When such an application is amended to bring it under the act of February 20, 1905, it will be given a serial number and date of filing under said act. A trademark registered under the act of March 3, 1881, may be registered under the act of February 20, 1905, but the application for such registration will be subject to examination in the same manner as other ap- plications filed under said act of February 20, 1905. Act of Feb. 20, 1905. sec. 4. 26. An application for registration of a trademark, filed in this country by any person who has previously regularly filed in any foreign country which, by treaty, convention, or law atfords similar privileges to the citizens of the United States an application for regis- tration of the same trademark, shall be accorded the same force and effect as would be accorded to the same application if filed in this country on the date on which application for registration of the same trademark was first filed in such foreign country: Provided, That such application is filed in this country within four months from the date on which the application was first filed in such foreign country. Act of Feb. 20, 1905, sec. 3. 27. Every applicant for registration of a trademark, or for renewal of registration of a trademark, who is not domiciled within the United States, shall, before the issuance of the certificate of registration, designate, by a notice in writing, filed in the Patent Office, some per- son residing within the United States on whom process or notice of proceedings affecting the right of owner- ship of the trademark of which such applicant may claim to be the owner may be served. This notice shall be indorsed upon the file wrapper of the application. ACT OF FEBRUARY 20, 1905. 497 Act of Feb. 20, 1905, sec. 3. 28. In i:)roceedings relating to an application or a registration under the act of Februaiy 20, 1905, it shall be deemed sufficient to serve notice ui)On the applicant, registrant, or representative by leaving a copy of the ])rocess or notice of proceedings addressed to him at the last address of which the Commissioner of Patents has been notified. DECLARATION. Act of Feb. 20. 1905, sec. 2. 29. The application must be accompanied by a writ- ten declaration verified by the applicant, or by a mem- ber of the firm, or by an officer of the corjioration or association applying, to the effect that he believes him- self, or the firm, corporation, or association in whose behalf he makes the declaration, to be the owner of the trademark sought to be registered, and that no other person, finn, corporation, or association, to the best of his knowledge and belief, has the right to use the trade- mark, either in the identical form or any such near re- semblance thereto as might be calculated to deceive; that such trademark is used in commerce among the several States, or with foreign nations, or with Indian tribes, and that the description, drawing, and specimens {or facsimiles) tnily represent the trademark sought to be registered. (See Eule 17 and Forms 3, 5, 7, 8, and 9, p. 509 et seq.) 30. Where application is made under section 5 of the act of February 20, 1905, on the ground that the mark has been in actual and exclusive use as a trade- mark by the applicant, or his predecessors from whom he derived title, for ten years next preceding the pas- sage of said act, the applicant shall, in addition to the requirements of section 2 of said act, make oath to such actual use of the mark as a trademark by himself, or his l)redecessors, or by those from whom title to the same is derived, for the period specified, and that, to the best of 32 498 APPENDIX G. his knowledge and belief, such use has been exclusive. (See Form 8, page 511.) Act of Feb. 20, 1905, sec. *?. 31. If the applicant resides or is located in a foreign country, the declaration required shall also set forth that the trademark has been registered by the applicant, or that an application for the registration thereof has been filed by him in the foreign country in which he resides or is located, and shall give the date of such registration or of the application therefor, as the case may be. In such cases, it shall not be necessary to state that the mark has been used in commerce with the United States or among the States thereof. (See Form 9, page 512.) Act of Feb. 20, 1905, sec. 2. 32. The declaration may be made before any person within the United States authorized by law to admin- ister oaths, or, when the applicant resides in a foreign country, before any minister, charge d'affaires, consul, or commercial agent holding commission under the Gov- ernment of the United States, or before any notary pub- lic, judge, or magistrate having an official seal and authorized to administer oaths in the foreign country in which the applicant may be, whose authority shall be proved by the certificate of a diplomatic or consular officer of the United States, the declaration being at- tested in all cases, in this and other countries, by the proper official seal of the officer before whom the same is made. 33. Amendment of the declaration will not be per- mitted. If that filed with the application be faulty or defective, a substitute declaration must be filed. DRAWING. 34. (1) The drawing must be made upon pure white paper of a thickness corresponding to two-sheet Bristol I ACT OF FEBRUARY 20, 1905. 499 board. The surface of the paper must be calendered and smooth. India ink alone must be used, to secure perfectly black and solid lines. (2) The size of a sheet on which a drawing is made must be exactly 10 by 15 inches. One inch from its edges, a single marginal line is to be drawn, leaving the ''sight" precisely 8 by 13 inches. Within this margin all work and signatures must be included. One of the shorter sides of the sheet is regarded as its top, and, measuring downwardly from the marginal line, a space of not less than V/^ inches is to be left blank for the heading of title, name, number, and date. (See speci- men of drawing page 513.) (3) All drawings must be made with the pen only. Every line and letter, signatures included, must be ab- solutely blaek. This direction applies to all lines, how- ever fine, and to shading. All lines must be clean, sharp, and solid, and they must not be too fine or crowded. Surface shading, when used, should be open. Act of Feb. 20, 1905, sec. 1. (4) The name of the proprietor of the trademark, signed by himself or his attorney of record, must be placed at the lower right-hand comer of the sheet within the marginal lines, but in no instance should it encroach upon the drawing. (5) When the view is longer than the width of the sheet, the sheet should be turned on its side, and the heading should be placed at the right and the signature at the left, occupying the same space and position as in an upright view, and being horizontal when the sheet is held in an upright position. (6) Drawings transmitted to the Office should be sent flat, protected by a sheet of heavy binder's board. They should not be rolled or folded. (7) An agent's or attorney's stamp, or advertisement, or written address will not be }:>ermitted upon the face of a drawing, within or without the marginal line. 500 APPENDIX G. 35. The Office, at the request of applicants, will fur- nish the drawings at cost. EXAMINATION OF APPLICATIONS. Act of Feb. 20, 1905, sec. 6. 36. All complete applications for registration are considered, in the first instance, by the examiner in charge of trademarks. AVhenever, on examination of an ai:)plication, registration is refused for any reason whatever, the applicant will be notified thereof. The reasons for such refusal will be stated, and such in- formation and references will be given as may be useful in aiding the applicant to judge of the propriety of fur- ther prosecuting his application. 37. The examination of an application and the action thereon will be directed throughout to the merits, but in each letter the examiner shall state or refer to all his objections. Act of Feb. 20, 1905, sec. 6. 38. If, on examination of an application for the registration of a trademark, it shall appear that the applicant is entitled to have his trademark registered under the provisions of the law, the mark will be pub- lished in the Official Gazette at least once. Such publi- cation shall be at least thirty days prior to the date of registration. If no notice of opposition be filed within thirty days after such publication, the applicant or his attorney will be duly notified of the allowance of his application, and a certificate of registration will be issued as pro- vided in Rule 52. The weekly issue closes on Thursday, and the certifi- cates of registration of that issue bear date as of the third Tuesday thereafter. ACT OF FEBRUARY 20, 1905. 501 AMENDMENTS. 39. The statement may be amended to correct infor- malities, or to avoid objections made by tlie Office, or for other reasons arising in the course of examination, but no amendments to the description or drawing of the trademark will be permitted unless warranted by some- thing in the specimens {or facsimiles) as originally filed. 40. In every amendment, the exact word or words to be stricken out or inserted in the statement must be specified, and the i^recise point indicated where the erasure or insertion is to be made. All such amend- ments must be on sheets of }3aper separate from the papers previously filed, and written on but one side of the paj^er. Erasures, additions, insertions, or mutilations of the papers and records must not be made by the applicant or attorney. 41. When an amendatory clause is amended, it must be wholly rewritten, so that no interlineation or erasure shall appear in the clause, as finally amended, when the application is passed to issue. If the number or nature of the amendments shall render it otherwise difficult to consider the case, or to arrange the papers for printing or copying, the examiner may require the entire state- ment to be rewritten. 42. After allowance, the examiner will exercise juris- diction over an application only by special authority from the Commissioner. Amendments may be made after the allowance of an application, if the case has not been printed, on the rec- ommendation of the examiner, approved by the Commis- sioner, without withdrawing the case from issue. 43. After the completion of the application, the Office will not return the papers for any purpose whatever. If the applicant has not preserved copies of the papers which he wishes to amend, the Office will furnish them on the usual tenus. 502 APPENDIX G. INTERFERENCE, OPPOSITION, AND CANCELLATION. Act of Feb. 20, 1905, sec. 7. 44. In case of conflicting applications for registra- tion of a trademark, or in any dispute as to the right to use tlie same, which may arise between an applicant and a registrant, the Office will declare an interference, in order that the parties may have an opportunity to prove priority of use, and the proceedings on such inter- ference will follow, as nearly as practicable, the prac- tice in interferences between applications for patents. Act of Feb. 20, 1905, sees. 6 and 14. 45. Any person who believes he would be damaged by the registration of a mark may oppose the same by filing, in duplicate, a written notice of opposition (see Form 10, page 514), stating the grounds therefor, within thirty days after the publication (see Rule 38) of the mark sought to be registered, which notice of opposi- tion shall be accompanied by the fee required by law, and shall be verified by the person filing the same, be- fore one of the officers mentioned in section 2 of the act of February 20, 1905. (See Rule 32.) Act of Feb. 20, 1905, sec. 13. 46. Any person deeming himself to be injured by the registration of a trademark in the Patent Office, may at any time make application (see Form 11, page 514) to the Commissioner to cancel the registration thereof. Such application shall be filed in duplicate, shall state the grounds for cancellation, and shall be verified by the person filing the same, before one of the officers mentioned in section 2 of the act of February 20, 1905. (See Rule 32.) Act of Feb. 20, 1905, sec. 13. 47. If it appear, after a hearing before the examiner of interferences, that the registrant was not entitled to ACT OF FEBRUARY 20, 1905. 503 the use of the mark at the date of his application for registration thereof, or that the mark is not used by the registrant, or has been abandoned, and the examiner in charge of interferences shall so decide, the Commis- sioner shall cancel the registration of the mark, unless api)eal be taken within the limit fixed. 48. In cases of opposition and of applications for cancellation, the examiner in charge of trademarks shall forward the files and paj^ers to the examiner in charge of interferences, who shall give notice thereof to the ap- plicant or registrant. The applicant or registrant must make answer at such time, not less than thirty days from the date of the notice, as shall be fixed by the ex- aminer in charge of interferences. 49. The proceedings on oppositions and on applica- tions for cancellation shall follow, as nearly as prac- ticable, the practice in interferences between applica- tions for patents. APPEALS. Act of Feb. 20, 1905. sees. 8 and 14. 50. From an adverse decision of the examiner in charge of trademarks upon an applicant's right to regis- ter a trademark, or to renew the registration of a trade- mark, or from a decision of the examiner in charge of interferences, an appeal may be taken to the Commis- sioner in person, upon payment of the fee required by law. Act of Feb. 20, 1905, sec. 9. 51. From the adverse decision of the Commissioner of Patents upon the right of an applicant to register a trademark, or to renew the registration of a trademark, or from the decision of the Commissioner in cases of interference, opposition, or cancellation, an appeal may be taken to the court of appeals of the District of Co- lumbia in the manner prescribed by the rules of that court. 504 APPENDIX G. ISSUE, DATE, AND DURATION OF CERTIFICATES. Act of Feb. 20, 1905, sec. 11. 52. When the requirements of the law and the rules have been complied with, and the Office has adjudged a trademark registrable, a certificate will be issued, signed by the Commissioner, under the seal of the Patent Office, to the effect that the applicant has complied with the law and that he is entitled to registration of his trademark. The certificate shall state the date on which the application for registration was received in the Patent Office. Attached to the certificate will be a photolithographed copy of the drawing of the trade- mark and a printed copy of the statement and the decla- ration. Act of Feb. 20, 1905, sec. 12. 53. A certificate of registration shall remain in force twenty years from its date, except that, in case a trademark be previously registered in a foreign country, such certificate shall cease to be in force on the day on which the trademark ceases to be protected in such for- eign country, and shall in no case remain in force more than twenty years, unless renewed. Act of Feb. 20, 1905, sees. 12 and 14. 54. A certificate of registration may be, from time to time, renewed for like periods on payment of the re- newal fees required, upon request by the registrant, his legal representatives, or transferees of record in the Patent Office, and such request may be made at any time not more than six months prior to the expiration of the period for which the certificate of registration was issued or renewed. Act of Feb. 20, 1905, sec. 12. 55. Certificates of registration in force on the 1st day of April, 1905, shall remain in force for the period for which they were issued, and shall be renewable on ACT OP FEBRUARY 20, 1905. 505 the same conditions and for the same periods as certifi- cates issued under the provisions of tlie act of Februaiy 20, 1905, and, when so renewed, shall have the same force and effect as certificates issued thereunder. Act of Feb. 20, 1905, sec. 4. 56. A certificate of registration shall not be issued to an applicant located in a foreign country for any trademark for registration of which he has filed an ap- l)lication in such foreign country, until such mark has been actually registered by him in the country in which he is located. ASSIGNMENTS. Act of Feb. 20, 1905, sec. 10. 57. Every registered trademark and every mark for the registration of which application has been made, to- gether with the application for registration thereof, shall be assignable in connection with the good-will of the business in which the mark is used. Such assign- ment must be by an instiTiment in writing and duly acknowledged according to the laws of the country' or State in which the same is executed. Provision is made for recording such assignments in the Patent Office; but no such assignment will be recorded unless it is in the English language, nor unless an application for the registration of the mark shall have been first filed in the Patent Office, and such assignment must identify the application by serial number and date of filing, or, when the mark has been registered, by the certificate number and date thereof. No particular form of assignment is prescribed. Act of Feb. 20, 1905, sec. 10. 58. An assignment shall be void as against any sub- sequent purchaser for a valuable consideration, without notice, unless it he recorded in the Patent Office within three months from the date thereof. 59. The certificate of registration may l^e issued to 506 APPENDIX Q. the assignee of the applicant, but the assignment must first be entered of record in the Patent Office. COPIES AND PUBLICATIONS. Act of Feb. 20, 1905, sees. 11 and 14. 60. After a trademark has been registered, printed copies of the statement and declaration in each case, with a photolithographed copy of the drawing of the trademark, may be furnished by the Office upon the pay- ment of the fee. (See Kule 63.) 61. An order for a copy of an assignment must give the liber and page of the record, as well as the name of the applicant; othei^wise an extra charge will be made for the time consumed in making a search for such assignment. 62. The Official Gazette of the Patent Office will con- tain a list of all trademarks registered, with the name and address of the registrant in each case, a description of the trademark itself, and a recitation of the particu- lar description of goods to which it is applied. FEES. Rev. Stat., 4893; act of Feb. 20, 1905, sec. 14. 63. On filing each original application for the registration of a trademark $10.00 On filing each application for renewal of the registration of a trademark 10.00 On filing notice of opposition to the registration of a trade- mark 10-00 On appeal from the examiner in charge of trademarks to the Commissioner of Patents 15.00 On appeal from the decision of the examiner in charge of interferences, awarding ownership of a trademark or canceling the registration of a trademark, to the Commissioner of Patents, 15.00 For manuscript copies, for every 100 words or fraction thereof .10 For recording every assignment, agreement, power of attor- ney, or other paper, of 300 words or less 1.00 For recording every assignment, agreement, power of attor- ney or other paper of more than 300 words and less than 1,000 2.00 "words ACT OF FEBRUARY 20, 1905. 507 For recording every assignment, agreement, power of attor- ney, or other paper of more than 1,000 words 3.00 For abstracts of title: For the certificate of search 1.00 For each brief from the digest of assignments .20 For searching titles or records, one hour or less .50 Each additional hour or fraction thereof 50 For a single printed copy of statement, declaration, and drawing 05 If certified, for the grant, additional 50 For the certificate 25 Rev. Stat., 4935. 64. Money required for Office fees may be paid to the Commissioner of Patents, or to the Treasurer, or to any of the assistant treasurers of the United States, or to any of the depositaries, national banks, or receivers of public money, designated by the Secretarj^ of the Treasury for that purpose, and such officer shall give the depositor a receipt or certificate of deposit therefor, which shall be transmitted to the Patent Office. AVhen this can not be done without inconvenience, the money may be remitted by mail, and in every such case the letter should state the exact amount inclosed. All money orders, drafts, and checks should be made pay- able to the "Commissioner of Patents." 65. All money sent by mail, to the Patent Office, will be at the risk of the sender. All payments to the Office must be made in specie, Treasury notes, national-bank notes, certificates of deposit, money orders, or certified checks. REPAYMENT OF MONEY. Rev. Stat., 4936; act of Feb. 20, 1905, sec. 15. 66. Money paid by actual mistake, such as a pay- ment in excess, or when not required by law, or by neglect or misinformation on the part of the Office, will be refunded; but a mere change of purpose after the payment of money, as when a party desires to withdraw his application for the registration of a trademark, or 508 APPENDIX G. to withdraw an appeal, will not entitle a party to de- mand such a return. NOTICE OF REGISTRATION. Act of Feb. 20, 1905, sec. 28. 67. It shall be the duty of the registrant to give notice to the public that a trademark is registered, either by aflSxing thereon the words " Registered in U. S. Patent Office," or "Reg. U. S. Pat. Off.," or, when from the character and size of the trademark, or from its manner of attachment to the article to which it is appropriated, this can not be done, then by affixing a label containing a like notice to the package or re- ceptacle wherein the article or articles are inclosed; otherwise, on a suit for infringement, no damages shall be recovered except on proof that the defendant was duly notified of infringement, and continued the same after such notice. AMENDMENTS OF THE RULES. 68. All amendments of the foregoing rules will be published in the Official Gazette. QUESTIONS NOT SPECIFICALLY PROVIDED FOR. 69. All cases not specifically defined and provided for in these rules will be decided in accordance with the merits of each case under the authority of the Com- missioner, and such decision will be communicated to the interested parties in writing. Frederick I. Allen, Commissioner of Patents. Department of the Interior. Approved, to take effect April 1, 1905. E. A. Hitchcock, Secretary. ACT OF FEBRUARY 20, 1905. 509 FOIIMS FOll PATENT OFFICE PRACTICE.. The following forms illustrate the manner of prepar- ing papers for applications for registration of trade- marks. Applicants will find their business facilitated by following them closely: (1) PETITION. To the Commissioner of Patents: The undersigned presents herewith a drawing and five specimens (or facsimiles) of his trademark, and requests that the same, together with the accompanying statement and declaration, may be registered in the United States Patent Office in accordance with the law in such cases made and provided. (Signature) . Dated , 19—. (2) STATEMENT FOR AN INDIVIDUAL. To all ichom it may concern: Be it known that I, , a citizen (or subject, as the case may be) of the , residing at , , and doing business at No. street, in said city, have adopted for my use a trademark of which the following is a description: My trademark consists of . The trademark has been continuously used in my business since The class of merchandise to which the trademark is appropriated is , and the particular description of goods comprised in said class upon which I use said trademark is . The trademark is displayed on the packages containing the goods, by placing thereon a printed label on which the same is shown [or state other modes of application to the goods}. (Signature) . (3) DECLARATION FOR AN INDIVIDUAL. State of . County of -, being duly sworn, deposes and says that he is the applicant named in the foregoing statement; that he believes the fore- going statement is true; that he believes himself to be the owner of the trademark sought to be registered; that no other person, firm, corporation, or association, to the best of his knowledge and belief, has the right to use said trademark, either in the identical form or in any such near resemblance thereto as might be calculated to de- ceive; that said trademark is used by him in commerce among the several States of the United States and (or) between the United States and foreign nations or Indian tribes, and particularly with [here name one or more foreign 7iations or Indian tribes, or both, as the case may be]; and that the description, drawing, and specimens (or fac- 510 APPENDIX G. similes) presented truly represent the trademark sought to be regis- tered. (Signature) . Subscribed and sworn to before me, a , this day of , 19—. [l. s.] (Signature) , lOfflcial dharacter.} (4) STATEMENT FOR A FIRM. To all whom it may concern: Be it known that we, , a firm domiciled in county of , State of , and doing business at No. street, in said city, and composed of the following members, , , , citizens of {or subjects, as the case may be) , have adopted for our use a trademark, of which the following is a description: Our trademark consists of The trademark has been continuously used in our business since The class of merchandise to which the trademark is appropriated is , and the particular description of goods comprised in said class upon which said trademark is used is . The trademark is displayed on the packages containing the goods, by placing thereon a printed label on which the same is shown [or state other modes of application to the goods'^. (Signature) , By , A member of the firm. (5) DECLARATION FOR A FIRM. State of , County of , ss: , being duly sworn, deposes and says that he is a member of the firm, the applicant named in the foregoing statement; that he believes the foregoing statement is true; that he believes said firm is the owner of the trademark sought to be registered; that no other person, firm, corporation, or association, to the best of his knowledge and belief, has the right to use said trademark, either in the identical form or in any such near resemblance thereto as might be calculated to deceive; that said trademark is used by said firm in commerce among the several States of the United States and {or) between the United States and foreign nations or Indian tribes, and particularly with [here name one or more foreign nations or Indian tribes, or both, as the case may be] ; and that the description, drawing, and specimens {or facsimiles) presented truly represent the trademark sought to be registered. (Signature) . Subscribed and sworn to before me, a , this day of . 19— [l. s.] (Signature) . [Official character.'] ACT OF FEBRUARY 20, 1905. 511 (6) STATEMENT FOR A CORPORATION OR ASSOCIATION. To all whom it may concern: Be it known that , a corporation (or association) duly organ- ized under the laws of the State of (or country), and located in the city of , county of , in said State (or country), and doing business at No. street, in said city of , has adopted for its use a trademark of which the following is a descrip- tion: The trademark consists of . The trademark has been continuously used In our business since The class of merchandise to which the trademark is appropriated is , and the particular description of goods comprised in said class upon which said trademark is used is . The trademark is displayed on the packages containing the goods, by placing thereon a printed label on which the same is shown [or state other modes of application to the goods]. (Signature) , By „ Secretary (or other officer). (7) DECLARATION FOR A CORPORATION OR ASSOCIATION. State of . County of , ss: , being duly sworn, deposes and says that he is the secretary (or other officer) of the corporation (or association) , the ap- plicant named in the foregoing statement; that he believes the fore- going statement is true; that he believes said corporation (or associa- tion) is the owner of the trademark sought to be registered; that no other person, firm, corporation, or association, to the best of his knowl- edge and belief, has the right to use said trademark, either in the identical form or in any such near resemblance thereto as might be calculated to deceive; that said trademark is used by said corporation (or association) in commerce among the several States of the United States, and (or) between the United States and foreign nations or Indian tribes, and particularly with [here name one or more foreign nations or Indian tribes, or both, as the case may be] ; and that the description, drawing, and specimens (or facsimiles) presented truly represent the trademarK sought to be registered. (Signature) . Subscribed and sworn to before me, a , this day of . 19—. [L. s.] (Signature) . (Official Character.) (8) DECLARATION FOR APPLICANTS UNDER THE TEN-YEAR PROVISO. State of , County of , ss: -, being duly sworn, deposes and says that he is the 512 APPENDIX G. applicant named in the foregoing statement; that he believes the fore- going statement is true; that he believes himself to be the owner of the mark sought to be registered; that no other person, firm, corpora- tion, or association, to the best of his knowledge and belief, has the right to use said trademark, either in the identical form or in any such near resemblance thereto as might be calculated to deceive; that said mark is used by him in commerce among the several States of the Unit- ed States, and (or) between the United States and foreign nations or Indian tribes, and particularly with [here name one or more foreign nations or Indian tribes, or both, as the case may be] ; that the descrip- tion, drawing, and specimens (or facsimiles) presented truly represent the mark sought to be registered; and that the mark has been in actual use as a trademark of the applicant, or his predecessors from whom he derived title, for ten years next preceding the passage of the act of February 20, 1905, and that, to the best of his knowledge and belief, such use has been exclusive.^ (Signature) . Subscribed and sworn to before me, a , this day of . 19—. [L. s.] (Signature) . {Official Character.) (9) DECLARATION FOR FOREIGNERS. State of , County of , ss: , being duly sworn, deposes and says that he is the applicant named in the foregoing statement; that he believes the fore- going statement is true; that he believes himslf to be the owner of the trademark sought to be registered; that no other person, firm, corporation, or association, to the best of his knowledge and belief, has the right to use said trademark, either in the identical form or in any such near resemblance thereto as might be calculated to deceive; that said trademark has been registered in [here name the foreign country in which applicant resides or is located, and the date and number of the registration'], (or) that an application for registration of said trade- mark was filed by him on the day of , 19—, in [here name the foreign country in which applicant resides or is located^; that the description, drawing, and specimens (or facsimiles) presented truly represent the trademark sought to be registered. ^ (Signature) . Subscribed and sworn to before me, a , this day of . 19— [l. s.] (Signature) , (Official character.) 1 In case the applicant is a firm, corporation, or association, the declaration should be modified accordingly. ACT OF FEBRUARY 20, 1905. 513 .'■\^^i,lttefe^k//' Froprtetor ^J AUorriBf/. 514 APPENDIX G. (10) NOTICE OF OPPOSITION. To the Commissioner of Patents: In the matter of an application for the registration of a trademark for , No. , filed , , by , of , I, , residing at No. street, in the city of , State of , hereby give notice of my intention to oppose the registration of said trademark which was published on page — , No. , of the Official Gazette of , 19 — . The grounds for opposition are as follows: , Dated this day of , 19—. (Signature) . State of , County of , ss: On this day of , 19 — , before me, a , in and for , , personally appeared , the above- named party, who, being duly sworn, deposes and says that, to the best of his knowledge and belief, the facts above stated are true. [l. s.] (Signature) , (Official character.) (11) FORM FOR APPLICATION FOR CANCELLATION OF TRADE- MARK. To the Commissioner of Patents: In the matter of trademark No. , registered , 19 — , by , of , and published on page — , vol. — , No. , of the Official Gazette for , 19 — , I, the undersigned, residing at No. street, in the city of , State of , hereby apply for the cancellation of the registration of the above-noted trade-mark. The grounds for cancellation are as follows: . (Signature) . Dated this day of , 19—. State of , County of , ss: On this day of , 19 — , before me, a , in and for , , personally appeared , the above- named party, who, being duly sworn, deposes and says that, to the best of his knowledge and belief, the facts above stated are true. [L. s.] (Signature) , (Official cfharacter.) APPENDIX H. TRADE-MARK STATUTES OF THE STATES AND TERRITORIES. ALABAMA. No registration law. Article 8, c. 196, Code, 1896, an Act relating to the unauthorized use or defacement of the bottles, siphons, kegs, etc., of manufacturers, bottlers and venders of soda water and other beverages. Act of March 1, 1901. An Act for the protection of labels of labor unions. ALASKA. Carter's Annotated Alaska Codes, Page 18. § 84. Knowingly Using or Counterfeiting Trade- marks, etc. That if any person shall wilfully and knowingly use or cause to be used any private brand, label, stamp, or trademark of another, either by counter- feiting the same or using any impression, or copy thereof made or prepared by the proprietor thereof, or shall wilfully and knowingly use or cause to be used any colorable imitation of such brand, label, stamp, or trademark, with intent to deceive any one, such person, upon conviction thereof, shall be punished by imprison- ment in the county jail not less than one month nor more than six months, or by fine not less than twenty nor more than three hundred dollars. 515 516 APPENDIX H. ARIZONA. ACT of 1899. An act concerning the protection of trademarks and labels and providing a penalty for the imitation of the same. Section 1. Whenever any corporation, association or union of workingmen have adopted or shall hereafter adopt for its or their protection any label, trademark, or form of advertisement announcing that goods to which such label, trademark, or form of advertisement shall be attached, were manufactured by it or by a member or members of such union, it shall be unlawful for any person or corporation to counterfeit or imitate such label, trademark or form of advertisement; every person violating this section shall, upon conviction, be punished by imprisonment in the county jail for not less than three months nor more than one year, or by a fine of not less than one hundred dollars, nor more than two hundred dollars, or by fine and imprisonment. Sec. 2. Any person who shall use any counterfeit or imitation of any label, trademark or form of advertise- ment of any such corporation, union or association, knowing the same to be counterfeit or imitation, shall be - guilty of a misdemeanor, and shall be punished by imprisonment in the county jail for a term of not less than three months nor more than one year, or by a fine of not less than one hundred dollars nor more than two hundred dollars, or by both. Sec. 3. Every such association, union or corporation that has heretofore adopted or shall hereafter adopt a label, trademark or form of advertisement, as afore- said, shall file the same in the office of the secretary of the territory, by leaving two copies, counterparts or fac-similes thereof with the secretary of the territory; STATE TRADEMARK STATUTES. 517 said secretary shall deliver to such corporation, associa- tion or union so filing the same, a duly attested certifi- cate of the record of the same, for which he shall re- ceive a fee of three dollars; such certificate of record shall in all suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark or form of advertisement, and of the right of said union, corporation or association, to adopt the same. Sec. 4. Every person who shall use or display the genuine label, trademark or form of advertisement of any such association, corporation or union in any man- ner not authorized by such association, corporation or union, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not less than three months nor more than one year, or by a fine of not less than one hundred dollars, nor more than two hundred dollars, or both. Sec. 5. Any person or persons who shall in any way use the name or seal of any such association, corpora- tion or union, or officer thereof, in and about the sale of goods, or otherwise not being authorized to use the same, shall be guilty of a misdemeanor, punishable by imprisonment in the county jail of not less than three months nor more than one year, or by a fine of not less than one hundred dollars, nor more than two hundred dollars, or both. Sec. 6. It shall be the duty of the secretary^ of the territory to see that all associations, unions, or corpora- tions enjoying the benefits of labels, trademarks, or forms of advertisements herein described shall comply with the foregoing provisions in all respects. Sec. 7. This act shall take effect and be in force from and after its passage. Approved March 6, 1899. 518 APPENDIX H. ARKANSAS. Sandels & Hill's Digest, Statutes of Arkansas, Chapter CL. Section 7347. Protection in use of, how secured. Sec. 7348. Declaration under oath of party claiming. Sec. 7349. Secretary of state not to record name unaccompanied by marks distinguishable from others. Sec. 7350. Copies of trademark, etc., under seal of secretary of state, may be used as evidence. Sec. 7351. Trademarks to remain in force twenty-five years; ex- ception. Sec. 7352. Penalty for violating trademark. Sec. 7353. No action allowed to protect trademark used in unlaw- ful business or obtained by fraud, etc. Sec. 7354. Persons obtaining trademark by fraud liable for dam- ages. Sec. 7355. Construction of act. Section 7347. Any person or firm in this state, or any of the United States or territories thereof, and any corporation created by the authority of this state, or the United States or any of the states or territories thereof, and any person, firm or corporation, resident, or located in any foreign country, which, by treaty or convention, atTords similar privileges to citizens of the United States, and who may be entitled to the exclusive use of any lawful trademark or device, or who may intend to adopt and use any trademark or device for exclusive use in this state, may obtain protection for such lawful trademark or device by complying with the following requisites and requirements. First— By making out and filing in the office of the Secretary of State of this state, to be there registered or recorded, a statement specifying the names of the parties and their residence and place of business who desire the protection of the trademark, the class of mer- chandise, and particular description of goods comprised in such class, by which or to which the trademark has been or is intended to be appropriated; a description of the trademark itself or device, or combination of words, STATE TRADEMARK STATUTES. 519 letters or figures or characters used or intended to be used as such, and the mode in whicli it has been or is intended to be applied and used, and the length of time, if any, during wliicli the trademark has been in use. Second— By making payment to the Secretary of State, for the use of the state, of a fee of not less than twenty-five nor more than one hundred dollars, to be determined by the Secretary according to a schedule of fees arranged with reference to tlie number of words, figures, characters, etc., contained in such statement, which schedule it is made the duty of the Secretary to make and keep posted up in his office. Sec. 7348. The certificate prescribed in the preceding section must, in order to create any right whatever in favor of the party filing it, be accompanied by a writ- ten declaration, verified by the person or by some mem- ber of the firm or officer of the corporation by whom it is filed, to the effect that the party claiming the x^ro- tection for the trademark has a right to the use of the same, and that no other person, firm or corporation has the right to such use, either in the identical form or in an}'' such near resemblance therto as might be calculated to deceive, and that the fac-similes presented for record are true copies of the trademark sought to be protected. Sec. 7349. The Secretary shall not receive and record any proposed trademark which is not and can not be- come a lawful trademark, or which is merely the name of a person, firm or corporation, unaccompanied by a mark sufficient to distinguish it from the same name when used by other persons, or which is identical with a trademark appropriated to the same class of merchan- dise and belonging to a different owner, and already registered or received for registration, or which so nearly resembles such last-mentioned trademark as to be likely to deceive the public. But this section shall not prevent the registry of any lawful trademark rightfully in use on the first day of May, 1883. 520 APPENDIX H. Sec. 7350. The time of the receipt of any trademark at the office of the Secretary of State, for registration or record, shall be noted and recorded. Copies of the trademark, and of the date of receipt thereof, and of the statement filed therewith, under the seal of the secretary of state shall be furnished by the Secretary to any per- son who may apply therefor, and pay the fee therefor fixed by the Secretary, not exceeding the fee required for the original registration thereof, and such copies shall be evidence in any suit or j)roceeding in which such trademark shall be brought in controversy. Sec. 7351. A trademark registered as above pre- scribed shall remain in force for twenty-five years from the date of such registration, except in case where such trademark is claimed for, and applied to, articles not manufactured in this state, and in which it receives pro- tection under the laws of some other state, territory or foreign country for a shorter period, in which case it shall cease to have any force in this state, by virtue of this act, at the same time that it becomes of no effect elsewhere. Sec. 7352. Such trademark, during the period it re- mains in force, shall entitle the person, firm or corj^ora- tion registering the same to the exclusive use thereof, so far as regards the description of goods to which it is appropriated in the statement filed under oath, as afore- said, and no other party shall lawfully use the same trademark, or substantially the same or so nearly resembling it as to be calculated to deceive, on sub- stantially the same description of goods, or obtain, use or employ any article or thing whatever upon which such trademark, or substantially the same, or one so nearly resembling it as to be calculated to deceive, has been printed, painted, stamped, woven, branded or in any manner put or placed, for the purpose of putting up, shipping, selling, or otherwise disposing of substantially the same description of goods as those to which the STATE TR^VDEMARK STATUTES. 521 same has been appropriated by the party rightfully en- titled to the use of such trademark; and any person or member of any firm, or agent, or officer of any cor- poration, not entitled so to do, who shall knowingly use such trademark, or obtain, use or employ, as aforesaid, any such article or thing, or shall reproduce, counter- feit, copy or imitate any recorded trademark, and affix the same to, or, for the purpose of having tlie same used or disposed of, to affix to goods of substantially the same descriptive properties and qualities as those re- ferred to in the registration, or who shall, with intent to defraud, deal in or sell, or keep, or offer for sale, or cause or procure the sale of, any goods of substantially the same descriptive properties as those referred to in the registration of any trademark registered in pursu- ance of this act, to which, or to the package in which the same are put up, is fraudulently affixed said trademark, or any colorable imitation thereof, calculated to deceive the public, Iniowing the same to be counterfeit, or not the genuine article, or goods referred to in said registra- tion, shall be deemed guilty of a high misdemeanor, and upon conviction thereof, shall be punished by a fine not exceeding one thousand dollars, or imprisonment not exceeding one year, or both such fine and imprisonment, and such person, and also the firm of which he is a member, or the corporation of which he is an agent or officer, and which may have countenanced or connived at his act, shall moreover be liable to an action for dam- ages for such wrongful act, at the suit of the owner of such trademark, and the party aggrieved shall also have his remedy according to the course of equity, to enjoin the wrongful use of his trademark, and to recover com- pensation therefor in any court of competent jurisdic- tion, and in any such action or suit such owner or ag- grieved party shall be entitled to recover a reasonable amount for attorney's fees, to be paid by the party or parties hold liable therein. 522 APPENDIX H. Sec. 7353. No action shall be maintained under the provisions of this act by any person claiming the exclusive right to any trademark which is used or claimed in unj unlawful business, or upon any article which is injurious in itself, or upon any trademark which has been fraudulently obtained, or which has been formed and used with the design of deceiving the public in the purchase or use of any article of merchan- dise. Sec. 7354. Any person who shall procure the registry of any trademark, or of himself as the owner of a trade- mark, by making false or fraudulent representations or declarations, verbally or in writing, or by any fraudu- lent means, shall be liable to pay any damages sustained in consequence thereof to the person injured thereby. Sec. 7355. Nothing in this act shall prevent, lessen, impeach or avoid any remedy at law, or in equity, which any party aggrieved by any wrongful use of any trade- mark might have, if the provisions of this act had not been enacted, and nothing in this act contained shall be construed by any court as abridging, or in any manner affecting unfavorably, the claim of any person to any trademark after the expiration of the term for which such trademark was registered. Act March 31, 1883. An act approved April 20, 1895, is entitled '*An act to provide for the registration of brands, trademarks, etc., of boxes, fountains, sjqohons, bottles or other recepta- cles of carbonated goods, and prescribing penalties for violation of said act." A synopsis of its contents is as follows: Section 1. Manufacturers or dealers in carbonated goods may file in office of county clerk a fac-simile of mark, brand, etc., used on goods. Fee of $1.00 for such recording. Description, fac-simile, etc., to be published for three weeks, and gives protection as a trademark. STATE TRADEM.VRK STATUTES. 523 Sec. 2. Unlawful to fill any bottle, etc., marked with registered brand, or to obliterate such mark. Sec. 3. To sell such bottles, except by contract or permission of manufacturer, a misdemeanor. Employee equally liable with princii)al so offending. Sec. 4. Penalty. Fines for each offense. Sec. 5. Prosecutions may be made utx)n infonnation by owner or manufacturer or agent. Information. How given. What to state. Justice to issue search war- rant. If goods are found, officer to arrest parties. Sec. 6. Purchaser of contents to return bottles, ves- sels, etc. If return is demanded by manufacturer or owner before vessels are empty, owner to refund price of contents paid. Sec. 7. Fines under this act to be turned into county treasury. Sec. 8. Repeals laws in conflict. Act takes effect from passage. CALIFORNIA. POLITICAL CODE. Section 3196. The phrase "trademark" as used in this chapter includes every description of word, letter, device, emblem, stamp, imprint, brand, printed ticket, label, or wrapper usually affixed by any mechanic, manu- facturer, druggist, merchant, or tradesman, to denote any goods to be goods imported, manufactured, pro- duced, compounded or sold by him, other than any name, word, or expression generally denoting any goods to be of some particular class or description, and also any name or names, marks or devices, branded, stamped, engraved, etched, blown, or otherwise attached or produced upon any cask, keg, bottle, vessel, siphon, can, case, or other package used, by any mechanic manufac- turer, druggist, merchant or tradesman, to hold, contain 524 APPENDIX H. or inclose the goods so imported, manufactured, pro- duced, compounded or sold by him, other than any name, word or expression generally denoting any goods to be of some particular class or description. [Amend- ment approved March 3, 1903.] Sec. 3197. Any person may record any trademark or name by filing with the Secretary of State his claim to the same, and a copy or description of such trade- mark or name, with his affidavit attached thereto, certi- fied to by any officer authorized to take acknowledg- ments of conveyances, setting forth that he (or the firm or corporation of which he is a member) is the exclusive owner, or agent of the owner, of such trademark or name. [Amendment approved March 12, 1885.] 66 Cal. 78; 102 CaL 44. Sec. 3198. The Secretary of State must keep for pub- lic examination a record of all trademarks, or names filed in the office, with the date when filed and name of claimant; and must, at time of filing, colleci from such claimant a fee of three dollars in gold coin, to be paid into the State Library Fund. [Stats. 1863, p. 155.] Note. — Fee for filing and issuing certificate is $5.00. See amend- ment to fee bill, Political Code, §416, subdivision 15 (Statutes of 1903, page 27). Sec. 3199. Any person who has first adopted and used a trademark or name, whether within or beyond the limits of this state, is its original owner. Such owner- ship may be transferred in the same manner as personal property and is entitled to the same protection by suits at law, and any court of competent jurisdiction may restrain, by injunction, any use of trademarks, or names, in violation of this chapter. Sec. 3200. Any trade union, labor association, or labor organization, organized and existing in this state, whether incorporated or not, may adopt and use a trade- mark and affix the same to any goods made, produced STATE TRADEMARK STATUTES. 525 or manufactured by the members of such trade union, labor association, or labor organization, or to the box, cask, case, or package containing such goods, and may record such trademark by filing or causing to be filed with the secretaiy of state its claim to the same, and a copy or description of such trademark, with the affidavit af the president of such trade union, labor association, or labor organization, certified to by any officer autlior- ized to take acknowledgements of conveyances, setting forth that the trade union, labor association, or labor organization, of which he is the president, is the exclu- sive owmcr, or agent of the owner, of such trademark ; and all the provisions of Article III., Chapter VII., Title VII., Part III., of the Political Code, are hereby made applicable to such trademark. Sec. 3201. The president or other presiding officer of any trade union, labor association, or labor organization, organized and existing in this state, which shall have complied with the provisions of the preceding section, is hereby authorized and empowered to commence and prosecute in his own name any action or proceedings he may deem necessary for the protection of any trade- mark adopted or in use under the ]n'ovisions of the pre- ceding section, or for the protection or enforcement of any rights or powers which may accrue to such trade union, labor association, or labor organization by the use or adoption of said trademark. CIVIL CODE. Section 655. There may be ownership of all inani- mate things which are capable of appropriation or of manual delivery; of all domestic animals; or all obliga- tions ; of such products of labor or skill as the composi- tion of an author, the good-will of a business, trade- marks and signs, and of rights created or granted by statute. 526 APPENDIX H. Sec. 991. One who produces or deals in a particu- lar tbing, or conducts a particular business, may appro- priate to liis exclusive use, as a trademark, any form, symbol or name, which has not been so appropriated by another, to designate the origin or ownership thereof, but he cannot exclusively appropriate any designation, or part of a designation, which relates only to the name, quality or the description of the thing or business, or the place where the thing is produced or the business is car- ried on. Sec. 1772. One who sells or agrees to sell any article to which there is affixed or attached a trademark there- by warrants that mark to be genuine and lawfully used. PENAL CODE. Sec. 350. Every person who wilfully reproduces, copies, imitates, forges, or counterfeits, or procures to be reproduced, copied, imitated, forged, or counterfeited, any trademark usually affixed by any person to his goods, which has been duly recorded in the office of the Secretary- of State, or with the Commissioner of Patents in the United States Patent Office, or any label or brand, composed in whole or in part of a reproduction of said trademark, or who affixes the same to goods of essen- tially the same descriptive properties and qualities as those referred to in the registration of such trademark, with intent to pass off, or to assist other persons to pass off, any goods to which such reproduced, copied, imitated, forged, or counterfeited trademark, or label, or brand is affixed, or intended to be affixed, as the goods of the person, firm, company, or corporation own- ing the said trademark, is guilty of a misdemeanor. [Approved March 27, 1897.] Sec. 351. Every person who sells, or keeps for sale, or manufactures or prepares, for the purpose of sale, any goods upon, or to which any reproduced, copied. STATE TR.VDEMARK STATUTES. 527 imitated, forged, or counterfeited trademark, or label, or brand, composed in whole or in part of such a repro- duced, copied, imitated, forged, or counterfeited trade- mark has been affixed, after such trademark has been recorded in the office of the Secretary of State, or with the commissioner of patents in the United States Patent Office, intending to represent such goods as the genuine goods of the person, firm, company, or corporation own- ing the said trademark, knowing the same to be repro- duced, copied, imitated, forged, or counterfeited, is guilty of a misdemeanor. [Approved March 27, 1897.] Sec. 352. The phrases "forged trademarks" and "counterfeited trademarks," or their equivalents, as used in this chapter, include every alteration or imita- tion of any trademark so resembling the original as to be likely to deceive. Sec. 353. The phrase "trademark," as used in the three preceding sections, includes every description of word, letter, device, emblem, stamp, imprint, brand, printed ticket, label, or wrapper, usually affixed by any mechanic, manufacturer, druggist, merchant, or trades- man, to denote any goods to be goods imported, manu- factured, produced, compounded, or sold by him, other than any name, word, or expression generally denot- ing any goods to be of some particular class or descrip- tion. Sec. 354. Every person who has in his possession, or who uses any cask, bottle, vessel, case, cover, label, brand, or other thing bearing, or having in any way connected with it, the trademark of another, which has been duly recorded in the office of the Secretary of State, or with the commissioner of patents in the United States Patent Office, or the trade name of another, for the pur- pose of disposing of any article other than that which such cask, bottle, vessel, case, cover, label, brand, or other thing originally contained, or is connected with by the owner of such trademark or trade name, with intent to deceive or defraud, is guilty of a misdemeanor. 528 APPENDIX H. Sec. 354 a. Eveiy person who wilfully sells, or traf- fics in any cask, keg, bottle, vessel, siphon, can, case, or other package bearing the duly filed trademark or name of another, printed, branded, stamped, engraved, etched, blown or otherwise attached or produced thereon, or refills any such cask, keg, bottle, vessel, siphon, can, case, or other package with intent to defraud the owner thereof, without the consent of the owner thereof, or unless the same shall have been purchased from the owner thereof, is guilty of a misdemeanor. Sec. 354 h. Every person who shall wilfully deface, erase, obliterate, cover up, or otherwise remove, destroy, or conceal the duly filed trademark, or name of another, printed, branded, stamped, engraved, etched, blown, impressed, or othenvise attached to, or produced upon any cask, keg, bottle, vessel, siphon, can, case, or other package, for the pupose of selling, or trafficing in such cask, keg, bottle, vessel, siphon, can, case, or other pack- age, or refilling such cask, keg, bottle, vessel, siphon, can, case, or other package, with intent to defraud the owner thereof, without the consent of the owner, or unless the same shall have been purchased from the owner, is guiltj^ of a misdeameanor. Sec. 991. Civil Code, provides that "one who con- ducts a particular business may appropriate to his exclu- sive use as a trademark any form, symbol, or name, which has not been so appropriated by another to desig- nate the origin or ownership thereof." Under this sec- tion, the name "Cyclops Machine Works" has been pro- tected against infringement, although used only as the name of a machine shop, and not as a trademark.^ The Act of March 31, 1891, amended March 5, 1903, is entitled "An act to protect the owners of bottles, boxes, siphons and kegs used in the sale of soda waters, mineral or aerated waters, porter, ale, cider, ginger 1 — Hainque v. Cyclops Iron Works, 136 Cal. 351, 68 Pac. Rep. 1014. STATE TRADEMARK STATUTES. 529 ale, milk, cream, small beer, lager beer, weiss beer, beer, white beer, or other beverages." The secretary of state has prescribed the following fonn for applications for registration: State of California, I County of , j , being duly sworn, deposes and says that he is located and doing business in the , State of California. That the said is the exclusive owner of the trademark described in the specification accompanying this affidavit, and he petitions that the said trademark may be filed in the office of the Secretary of State of the State of California, in accordance with the law in such cases made and provided. Subscribed and sworn to before me, this day of 19— Notary Public in and for the said , State of California. SPECIFICATION. To all whom it may concern: Be it known that of , State of California, being engaged in the business of , adopted for use a trademark, of which the following is a description: This trademark consists . It has generally been arranged as shown in the accompanying fac- simile, . (Space for attaching label.) This trademark has been used in its business since the day of , . The class of merchandise and the particular goods upon which the trademark is used is . It has been the custom to imprint it upon . Witnesses: 33 530 APPENDIX H. COLORADO. AN ACT to confer exclusive rights to the use of labels, trademarks, terms, designs, devices or forms of advertisement and provide for the recording of the same, to provide a remedy for the viola- tion of such right, and the penalty for the unlawful use of labels, trademarks, terms, designs, devices and forms of advertising, and to repeal all acts and parts of acts inconsistent herewith. Be it enacted by the General Assembly of the State of Colorado : Section 1. "^AHienever any person, or any association or union of workingmen, has heretofore adopted or used, or shall hereafter adopt or nse, any label, trade- mark, term, design, device or form of advertisement for the purpose of designating, making known, or distin- guishing any goods, wares, merchandise or other product of labor, as having been made, manufactured, produced, prepared, packed or put on sale by such person or asso- ciation or union of workingmen or by a member or members of such association or union, it shall be unlaw- ful to counterfeit or imitate such label, trademark, term, design, device or form of advertisement, or to use, sell, offer for sale or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement. Sec. 2. A^Hioever counterfeits or imitates any such labels, trademark, term, design, device or form of ad- vertisement; or sells, offers for sale or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement; or keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which or on which any such counterfeit or imitation is printed, painted, stamped or impressed ; or knowingly sells or disposes of any goods, wares, merchandise or other product of labor contained in any box, case, can STATE TRADEMARK STATUTES. 531 or package, lo wliicli or on whioli any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed; or keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other products of labor in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed shall be punished by a fine of not more than five hundred dollars ($500), or by imprisonment for not more than three months, or by both such fine and imprisonment. Sec. 3. Every such person, association or union that has heretofore adopted or used, or shall hereafter adopt or use, a label, trademark, term, design, device or form of advertisement as provided in section 1 of this act, may file the same for record in the office of the Secre- tary of State by leaving two copies, counterparts or fac- similes thereof, with said Secretary and by filing there- with a sworn application specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, device or form of adver- tisement shall be filed; the class of merchandise and description of the goods to which it has been or is in- tended to be appropriated stating that the party so filing or on whose behalf such label, trademark, term, design, device or form of advertisement shall be filed, has the right to the use of the same; that no other per- son, firm, association, union or corporation has the right of such use, either in the identical form or in any such near resemblance thereto as may be calculated to deceive and that the fac-simile or counterparts filed therewith are true and correct. There shall be ])aid for such filing and recording a fee of one dollar. Said Secretary shall deliver to such person, association or union so filing or causing to be filed any such label, trademark, term, de- sign, device or fonn of advertisement, so many duly attested certificates of the recording of the same as such 532 APPENDIX n. person, association or union may apply for, for each of which certificates said Secretary shall receive a fee of one dollar. Any such certificate of record shall in all suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark, term, design, device or form of advertisement. Said Secretary of State shall not record for any person, union or associa- tion any label, trademark, term, design, device or form of advertisement that would probably be mistaken for any label, trademark, term, design, device of form of advertisement theretofore filed by or on behalf of any other person, union or association. But the said Secre- tary shall file and record under this act any label, trade- mark, term, design, device or form of advertisement, which may have been previously filed by any person, or any association or union of workingmen, provided the person, association or union seeking to file and record under this act is the same person, association or union that previously filed or recorded the same label, trade- mark, term, design, device or form of advertisement. Sec. 4. Any person who shall for himself or on be- half of any other person, association or union procure the filing of any label, trademark, term, design, or form of advertisement in the office of the secretary of state under the provisions of this act, by making any false or fraudulent representations, or declarations, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be recovered by or on behalf of the party injured thereby in any court having jurisdiction and shall be punished by a fine not exceeding five hundred dollars ($500) or by imprisonment not exceeding three months, or by both such fine and imprisonment. Sec. 5. Every such person, association or union adopting or using a label, trademark, term, design, de- vice or form of advertisement as aforesaid, may proceed by suit for damages to enjoin the manufacture, use, STATE TRADEMAEK STATUTES. 533 display or sale of any counterfeits or imitations thereof and all courts of competent jurisdiction shall grant in- junction to restrain such manufacture, use, display or sale and award the complainant in any such suit dam- ages resulting from such manufacture, use, sale or dis- play as may be by the said court deemed just and rea- sonable, and shall require the defendant to pay to such person, association or union all profits derived from such wrongful manufacture, use, display or sale ; and such court shall also order that all such counterfeits or imi- tations in the possession or under the control of any defendant in such cause be delivered to an officer of the court, or to the complainant to be destroyed. Sec. 6. Every person who shall use or display the genuine label, trademark, term, design, device or form of advertisement of any such person, association or union in any manner, not being authorized so to do by such person, union or association, shall be deemed guilty of a misdemeanor and shall be punished by imprison- ment for not more than three months or by a fine of not more than five hundred dollars ($500). In all cases where such association or union is not incorporated, suits under this act may be commenced and prosecuted by an officer or member of such associa- tion or union on behalf of and for the use of such asso- ciation or union. Sec. 7. Any person or persons who shall in any way use the name or seal of any such person, association or union or officer thereof in and about the sale of goods or otherwise, not being authorized to so use the same, shall be guilty of a misdemeanor, and shall be punishable by imprisonment for not more than three months, or by a fine or not more than five hundred dollars ($500). Sec. 8. In case the plaintiff is successful in maintain- ing his action either for damages or for permanent relief by injunction, or for nominal damages only, he shall be entitled to recover a reasonable attorney's fee, 534 ^VPPENDIX H. to be taxed by the court as a part of the costs, and merged in the judgment. Sec. 9. All acts and parts of acts inconsistent here- with are hereby repealed; provided, that this act shall not be construed as impairing any rights heretofore accrued, nor as affecting the remedies therefor hereto- fore existing. Approved April 10, 1899. FORM FOR APPLICATION FOR REGISTRATION. 19—. To the Honorable the Secretary of State of the State of Colorado: 1, , being desirous of availing myself of the provisions of An Act of the Legislature of the State of Colorado, in relation to trademarks and labels, approved April 10, 1899, have adopted a certain trademark for the purpose of designating and distinguishing a certain article in manner and form as follows, viz.: That the said has the right to use the same and that no other person, firm, association, union or corporation has the right to use the same, either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac- similes or counterparts filed herewith are true and correct. State of , „„. oo • On this day of , A. D. 19 — , before me personally appeared the above named , to me personally known, and made oath that the foregoing statement by him subscribed is true and correct. My commission expires . Notary Public. STATE TRADEMARK STATUTES- 535 CONNECTICUT. General Statutes, Revision of 1902. Section 4899. IIecord of certificate. Every person entitled to the exclusive use of any trademark, or who intends to adopt and use any trademark not previously adopted or used by another, may file for record in the office of the Secretary of State a certificate setting forth : his name, residence and place of business; the class of merchandise, and the particular description of goods comprised in such class, to which such trademark has been or is to be appropriated; a description of such trademark, and of the mode in which it is to be applied and used; the date when such trademark was first used or adopted ; that he has a right to the use of it ; and thai no other person has the right to such use, either in the identical form, or having such near resemblance thereto as might be calculated to deceive. A fac-simile of such trademark shall be incoi'porated in or annexed to such certificate, and a duplicate shall be filed therewith, to be pasted or bound into the record-book, if practicable. Such certificate shall be signed by the person in whose behalf it is filed, or by his agent, and the person so signing it shall make oath or affirm that all the state- ments therein contained are true to the best of his knowledge and belief. Sec. 4900. Liability for false swearing. Every per- son who shall wilfully swear or affirm falsely, in any such affirmation or affidavit, as to any matter therein required to be set forth, shall be guilty of perjury, and shall pay treble damages to every party injured thereby. Sec. 4901. Mandamus to compel record. If the secre- tary of state has reason to apprehend, on the filing of any such certificate, that the statements therein con- tained, or any of thorn, are untrue, he may decline to record the same, unless the party filing it shall obtain 536 APPENDIX H. a writ of mandamus to compel such recording. Sucli writ may be granted, but without costs to the Secretary, by any proper court, on due proof that all the state- ments in such certificate are true, but no final hearmg on the application therefor shall be had until such notice thereof as said court may order has been advertised in one or more newspapers published in the county where the party filing such certificate resides. Any persons who desire may appear and intervene as de- fendants and oppose the granting of such writ, and shall be liable to judgment for any costs occasioned by fiuch intervention. Sec. 4902. Effect of recording. Every person hav- ing the right to make and file such a certificate and affi- davit, upon the recording of the same in said office, shall be entitled to the exclusive use of the trademark therein described for so long as he or his assigns shall continue to be engaged in the manufacture or sale of the mer- chandise or description of goods to which it is appro- priated; and such right shall be assignable in writing, but all assignments thereof shall be good only against the assignor and his personal representatives until lodged for record in said office. Sec. 4903. Copies prima facie evidence. The secre- tary shall retain all such certificates on file, and cause the same and all assignments of trademark rights to be recorded at length in his office. Copies of the record of any such certificate attested by him under the seal of the state, shall be prima facie evidence of the right of the party filing such certificate to the exclusive use of the trademark therein described for the periods limited in Sec. 4902. Sec. 4904. Counterfeit or imitation. Every person who shall reproduce, copy, counterfeit, or imitate any such recorded trademark, knowing the same to have been recorded, and affix such reproduction, copy, coun- terfeit, or imitation to goods resembling or designed to STATE TRADEMARK STATUTES. 537 resemble those to which such trademark is so appro- priated, shall pay to the owner of such trademark double damages, and also such sum, not more than five hundred dollars, as the court before which the action is brought may order to be added to the damages found by the ver- dict or judgment. Sec. 4905. Existing rights not affected. The provi- sions of this chapter shall not abridge any rights to any trademarks existing on the twenty-second day of April, 1880, whether the same shall be recorded or not, nor any remedies or rights of action otherwise or theretofore ex- isting in favor of owners of trademarks. Sec. 4906. Use wit^ intent to deceive. Every per- son who fraudulently and with intent to deceive, affixes any trademark recorded under this chapter, or any such imitation thereof as is calculated to deceive, to any goods, receptacle, or package similar in descriptive properties to those to ^hich such trademark is appro- priated; or who fraudulently and with intent to deceive places in any receptacle or package to which is lawfully affixed a recorded trademark, goods other than those which said trademark is designed and appropriated to protect; or who fraudulently and with intent to deceive, deals in or keeps for sale any goods with a trademark fraudulently affixed as above described in this section, or any goods contained in any package or receptacle having a lawful trademark, which are not such goods as such trademark was designed and appropriated to pro- tect, shall be fined not more than five hundred dollars, or imjn-isoned not more than thirty days, or both. Devices on Bottles, Siphons and Boxes are protected by sections 4913 to 4918 inclusive. FORM FOR APPLICATION FOR REGISTRATION. Know all men hy these presents: That , residing in the town of , county of . and State of , and having place of business in and 538 .VPPENDIX H. engaged in the and sale of , ha — adopted the following trademark, to be applied by label, or by engraving, or stamping said trademark upon said goods or the packages containing them, or in advertising the same. (Here insert trademark if possible, and send extra copies for record and certified copies, or accurately describe.) And further certify that said trademark was first used by on or about the day of , A. D. 19 — , and that have the exclusive right to the use of the same. State of , County of . ss: -, 19— Personally appeared, , and made oath to the truth of the foregoing certificate, before me. Notary Public. Justice of the Peace. DELAWARE. Chapter 699, Volume 19, Laws of Delaware. [Page 552, Code of 1893.] AN ACT to protect associations and unions of workingmen and persons in their labels, trademarks and forms of advertising. Be it enacted hy the Senate and House of Representa- tives of the State of Delaware in General Assembly met: Section 1. Whenever any person, association or union of workingmen have adopted, or shall hereafter adopt for their protection, any label, trademark, or form of advertisement announcing that goods to which such label, trademark, or form of advertisement shall be attached were manufactured by such person, or by a member or members of such association or union, it shall be unlawful for any person or corporation to coun- terfeit or imitate such label, trademark, or form of advertisement. Every person violating this section shall, upon conviction, be punished by imprisonment in STATE TR.VDEMARK STATUTES. 539 the county jail for not less than three months nor more than one year, or by a fine of not less than fifty nor more than one hundred dollars ($100), or both. Sec. 2. Every person who shall use any counterfeit or imitation of any label, trademark, or fonn of adver- tisement of any such j^erson, union or association, know- ing the same to be counterfeit or imitation, shall be guilty of a misdemeanor, and shall be punished by imprisonment in the county jail for not less than three months nor more than one year, or by a fine of not less than fifty nor more [than] one hundred dollars ($100), or both. Sec. 3. Every person, association or union, that has heretofore adopted, or shall hereafter adopt, a label, trademark, or form of advertisement as aforesaid, may file the same in the office of the Secretary of State, by leaving two copies, counterparts or fac-similes thereof with the secretary of state; said secretary shall deliver to such person, association or union so filing the same a duly attested certificate, for which he shall receive one dollar. Such certificate of filing shall in all suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark or form of advertise- ment, and of the right of such i:)erson, association or union to adopt the same. No label shall be received and filed by the Secretary of State that probably would [be] mistaken for a label already filed. Sec. 4. Every such person, association or union adopting a label, trademark or form of advertisement, as aforesaid, may proceed by suit to enjoin the manufac- ture, use, display, or sale of any such counterfeits or imitations, and all courts having jurisdiction thereof shall grant injunctions to restrain such manufacture, use, display, or sale, and shall award the complainant in such suit such damages, resulting from such wrongful manufacture, use, display or sale as may by said court be deemed just and reasonable, and shall require the de- 540 APPENDIX H. fendants to pay to such person, association or union the profits derived from such wrongful manufacture, use, display or sale; and said court shall also order that all such counterfeits or imitations in the possession, or under the control, of any defendant in such case be de- livered to an officer of the court, or to the complainant, to be destroyed. Sec. 5. Eveiy person who shall use or display the genuine label, trademark, or form of advertisement of any such person, association or union in any manner not authorized by such person, union or association, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not less than three months nor more than one year, or by fine of not less than fifty nor more than one hundred dollars, or both. In all cases where such association or union is not incorporated, suits under this act may be com- menced and prosecuted by any member or officer of such association or union on behalf of and for the use of such association or union. Sec. 6. Any person or persons who shall in any way use the name or seal of any such person, association, or union, or officer thereof, in and about the sale of goods, or otherwise, not being authorized to so use the same, shall be guilty of a misdemeanor, punishable by impris- onment in the county jail of not less than three months nor more than one year, or by a fine of not less than fifty nor more than one hundred dollars, or both. Sec. 7. The fines provided for in this act may be en- forced before a justice of the peace in all cases where the party complainant shall so elect, and in case of con- viction before such justice of the peace the offender shall stand committed to the county jail until the fine and costs are fully paid. Sec. 8. This shall be deemed and taken to be a pub- lic act. Passed at Dover, March 29, 1893. STATE TRADEMARI>; STATUTES. 541 Chapter 92, vol. 16, Laws of Delaware (Code 1893, p. 551), relates to the protection of manufacturers and vendors of mineral water, porter, ale, or other beverages against the unauthorized use of or injury to their bottles. Chapter 226, p. 435, of the Laws of Delaware of 1898-1899. relates to the protection of any labor organization in the adoption and use of a label or seal. FLORIDA. CiiAPTEU 4974— (No. 90). AN ACT to authorize any person, association or union of workingmen to adopt and use a label or trademark, to protect the same by law, to provide for its record, to prevent counterfeiting the same, or using the original or any package containing the same; and to prevent using the name or seal thereof without authority, and fixing penalties for violations thereof. Be it enacted by the Legislature of the State of Florida: Section 1. "WHienever any person or any association or union of workingmen lias heretofore adopted or used, or shall hereafter adopt or use, and has filed as hereinafter provided, any label, trademark, tenn, wording, design, device, color or form of advertisement for the purpose of designating, making known, or distinguishing any goods, wares, merchandise or other product of labor, as having been made, manufactured, produced, prepared, packed or put on sale by such person or association or union of workingmen, or by a member or members of such association or union, it shall be unlawful to coun- terfeit or imitate such label, trademark, teiTii, wording, design, device, color or form of advertisements, or knowingly to use, sell, offer for sale, or in any other way utter or circulate any counterfeit, or imitation of any such label, trademark, term, wording, design, device, color or form of advertisement. Sec. 2. AVTioever counterfeits or imitates any such label, trademark, term, wording, design, device, color or form of advertisement, or knowingly sells, offers for 542 APPENDIX H. sale, or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, word- ing, design, device, color or form of advertisement; or knowingly purchases and keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which or on which any such counterfeit or imitation is printed, painted, stamped or impressed; or knowingly IDurchases with intent to sell or dispose of any goods, wares, merchandise or other product of labor contained in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or im23ressed; or having knowingly purchased, keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of la- bor in any box, case, can or package, to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, shall be punished by a fine of not more than five hundred dol- lars, or by imprisonment for not more than three months. Sec. 3. Every such person, association or union that has heretofore adopted or used, or shall hereafter adopt or use, a label, trademark, term, wording, design, device, color or foim of advertisement as provided in section 1 of this act, may file the same for record in the office of Secretarj^ of State by leaving two copies, counterparts or fac-similes thereof, with said Secretary, and by filing therewith a sworn application specifying the name or names of the person, association or union on whose behalf such label, trademark, term, wording, design, de- vice, color or form of advertisement shall be filed, the class of merchandise and a description of the goods to which it has been or is intended to be appropriated, stat- ing that the party so filing or on whose behalf such label, trademark, term, wording, design, device, color or form STATE TR.\DEM.MIK STATUTES. 543 of advertisement shall be filed, lias the right to the use of the same, that no other person, firm, association, union or corporation has the right to use either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac-simile or counterparts filed therewith are true and correct. Tliere shall be paid for such filing and recording a fee of two dolhu's. Said Secretary shall deliver to such person, association or union so filing or causing to be filed any such label, trademark, term, wording, design, device, color or fonn of advertisement so many duly attested certificates of the recording of the same as such person, association or union may apply for, for each of which the Secretary shall receive a fee of one dollar. Any such certificate of record shall, in all suits and prosecutions under this act, be sufficient proof of the adoption of such label, trademark, term, wording, design, device, color or form of advertisement. Said Secretary of State shall not record for any person, union or association any label, trademark, term, wording, de- sign, device, color or form of advertisement that would probably be mistaken for any label, trademark, term, wording, design, device, color or form of advertisement heretofore filed by or on behalf of any other person, union or association. Sec. 4. Any person who shall, for himself or on be- half of any other person, association or union procure the filing of any label, trademark, term, wording, design, device, color or form of advertisement in the office of the Secretary of State, under the provisions of this act, by making any false or fraudulent representations or declaration, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of such filing, to be recovered by or on behalf of the party injured thereby, in any court hav- ing jurisdiction, and shall be punished by a fine not exceeding five hundred dollars, or by imprisonment not exceeding three months. 544 APPENDIX H. Sec. 5. Every sucli person, association or union adopt- ing or using a label, trademark, term, wording, design, de\'ice, color or form of advertisement as aforesaid, may proceed by suit to enjoin the manufacture, use, display, or sale of any counterfeits or imitations thereof, and all courts of competent jurisdiction shall grant injunc- tions to restrain such manufacture, use, display or sale, and may award the complainant in any such suit dam- ages resulting from any such manufacture, use, sale or display, as may be by the said court deemed just and rea- sonable, and shall require the defendants to pay such person, association or union all profits derived from such wrongful manufacture, use, display or sale; and such court shall also order that all such counterfeits or imitations in the possession or under the control of any defendant in such cause be delivered to an officer of the court, or to the complainants, to be destroyed. Sec. 6. Every person who shall use or display the genuine label, trademark, term, wording, design, device, color or form of advertisement of any such person, asso- ciation or union in any manner, not being authorized so to do by such person, union or association, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment for not more than three months or by a fine of not more than five hundred dollars. In all cases where such association or union is not in- corporated, suits under this act may be commenced and prosecuted by an officer or member of such association or union on behalf of and for the use of such association or union. Sec. 7. Any person or persons who shall, in any way, use the name or seal of any such person, association or union or officer thereof, in and about the sale of goods or otherwise, not being authorized to use the same, shall be guilty of a misdemeanor, and shall be punishable by imprisonment for not more than three months, or by a fine of not more than one hundred dollars. STATE TR.VDEM^VKK .STATUTE.,. 545 Sec. 8. Any person using the trademark so adopted and filed by any other person, or any imitation of such trademark, or any counterfeit thereof; or who shall in any manner mutilate, deface, destroy or remove such trademark from any goods, wares, merchandise, article or articles, or from any package or packages containing the same, or from any empty or second-hand packages, which has contained the same or been used therefor, with the intention of using such empty or second-hand package, or of the same being used to contain goods, wares, merchandise, article or articles of the same gen- eral character as those for which they were first used; and any person who shall use any such empty or second- hand package for the purpose aforesaid, without the con- sent in writing of the person whose trademark was first applied thereto or placed thereon, shall, upon conviction thereof, be fined in any sum not less than five hundred dollars, or by imprisonment for not more than three months, and the goods, wares, merchandise, article or articles contained in any such second-hand package or packages shall be forfeited to the original user of such package or packages whose trademark was first applied thereto or placed thereon. The violation of any of the above provisions as to each particular articles or pack- ages shall be held to be a separate offense. Sec. 9. The word ''person" in this act shall be con- strued to include a person, copartnership, corporation, association or union of workingmen. Sec. 10. This act shall take effect immediately upon its passage and approval by the Governor. Approved May 29, 1901. 34 54:6 APPENDIX H. GEORGIA. Code 1895, and Supp., 1901. § 1736. Whenever any person, association or union of workinginen have adopted, or shall hereafter adopt for their protection, any label, trademark, or form of ad- vertisement announcing that goods to which such label, trademark, and forms or advertisement shall be attached were manufactured by such person or by a member or members of such association or union, it shall be un- lawful for any person or corporation to counterfeit or imitate such label, trademark, or form of advertisement with intent to use the same for the purpose of de- ceiving the public in the sale of the goods. § 1737. Every person who shall use any counterfeit or imitation of any label, trademark, or form of adver- tisement of any such person, union, or association, knowing the same to be counterfeit or imitation, shall be guilty of a misdemeanor. § 1738. Every person, association, or union of work- ingmen that has adopted or shall hereafter adopt a label, trademark, or form of advertisement, may file the same for record in the office of the secretary of state by leav- ing two copies, counterparts or fac similes thereof, with the secretary of state. Said secretary shall deliver to such person, association, or union, a duly attested cer- tificate of the record of the same, for which he shall re- ceive the fee of one dollar; such certificate of record shall, in all suits under this chapter, be sufficient proof of the adoption of such label, trademark, or form of advertisement, and of the right of said person, associa- tion, or union to adopt the same. No label shall be recorded that probably would be mistaken for a label already of record. § 1739. Every such person, association, or union STATE TRxVDEM.VRK STATUTES. 547 ado/)ting a label, trademark or fonn of advertisement as aforesaid, may proceed by suit to enjoin the manu- facture, use, display, or sale of any such counterfeits or imitations, and all courts having jurisdiction thereof shall o^rant injunction to restrain such manufacture, use, display or sale, and shall award the complainant in such suits such damages resulting from such wrongful manu- facture, use, display, or sale as may by said courts be deemed just and reasonable, and shall require the de- fendant to pay such person, association, or union the profit derived from such wrongful manufacture, use, dis])lay, or sale, and such court shall also order that all counterfeits or imitations in the possession or under the control of any defendant in such case be delivered to an officer of the court, or to the complainant, to be destroyed. ^ 1740. In all cases where such associations or unions are not incorporated, suits may be commenced and prosecuted by any officer or member of such association or union on behalf of and for the use of such associa- tion or union. § 1741. Any person or persons who shall in any way use the name or seal of any such person, association or union, or officer thereof, in and about the sale of goods or otherwise, not being authorized to so use the same, knowing that such use is unauthorized, with the intent to deceive the public in the sale of goods, shall be guilty of a misdemeanor. § 4035. Any attempt to encroach upon the business of a trader, or other person, by the use of similar trade- marks, names or devices, with the intention of deceiving and misleading the jDublic, is a fraud for which equity grants relief. § GCuG. A\nienover any person, firm, corporation or association shall adopt and use in their business, for their protection, any label, trademark, trade name or form of advertisement, it shall be unlawful for any per- 548 APPENDIX H. son, firm, corporation or association to counterfeit or imitate sucli label, trademark, trade name or form of advertisement, with intent to use the same for the pur- pose of deceiving the public in the sale of goods. Every person violating this section shall be guilty of a misde- meanor and punished therefor. § 6677. Every person, firm, corporation or association who shall use any counterfeit or imitation of any label, trademark, trade name or form of advertisement of any person, firm, corporation or association, knowing the same to be counterfeit or imitation, shall be guilty of a misdemeanor and punished therefor. § 6678. Every person, firm, corporation or association who shall use or display the genuine label, trademark, trade name or form of advertisement of any person, firm, corporation or association, in any manner not authorized by law, such person, firm, corporation or association, knowing that such use is not authorized, with intent to deceive the public in the sale of goods, shall be guilty of a misdemeanor and be punished therefor. § 6679. Any firm, person, corporation or association who shall use the name or seal of any other person, firm, corporation or association, in and about the sale of goods or otherwise, not being authorized to use the same, knowing that such use is unauthorized, with in- tent to deceive the public in the sale of goods, shall be guilty of a misdemeanor and punished therefor. § 6680. Any person, firm, corporation or association that shall be found guilty of violating the provisions of this act, or any of them as aforesaid, shall be punished as prescribed in section 1039 of the Penal Code. The Act of December 20, 1893, entitled ''An Act for the Protection of Union Labels, trademarks, and form of advertisement, and providing penalties for counter- feiting the Same" has been held to be designed ex- clusively for the protection of the labels, trademarks STATE TRADEMARK STATUTES. 549 and forms of advertisement of labor unions and asso- ciations. Comer v. State, 103 Ga. 69, 29 S. E. Rep. 501. IDAHO. Political Code, 1901. Sec, 635. Wlienever any i)crson or any association or union of workingmen has heretofore adopted or used, or shall hereafter adopt or use any label, trademark, term, design, device or form of advertisement, for the ])urpose of designating, making known or distinguish- ing any goods, wares, merchandise, or other products of labor, as having been made, manufactured, jjroduced, prepared, packed or put on sale, by such i:>erson, or association, or union of workingmen, or by a member or members of such association, or union, it shall be unlaw- ful to counterfeit or imitate such label, trademark, term, design, device or form of advertisement, or to use, sell, offer for sale, or in any way utter or circulate, any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement. Sec. 636. Eveiy such person, association or union, that has heretofore adoi)ted or used, or shall hereafter adopt or use, a label, trademark, term, design, device or form of advertisement, as provided in section 635, may file the same for record in the office of the secretaiy of state, by leaving two copies, counterparts or fac similes thereof, with said secretary, and by filing therewith a sworn application specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, device or fonn of advertise- ment shall be filed; the class of merchandise and a de- scription of the goods to which it has been or is in- tended to be appropriated, stating that the party so filing, or on whose behalf such label, trademark, tenu, 550 APPENDIX H. design, device or form of advertisement shall be filed, lias the right to the use of the same; that no other per- son, firm, association, union or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to de- ceive, and that the fac simile or counterparts filed therewith are true and correct. There shall be iraid for such filing and recording a fee of one dollar. Said sec- retary shall deliver to such person, association or union so filing or causing to be filed any such label, trademark, term, design, device or form of advertisement, so many duly attested certificates of the recording of the same as such person, association or union may apply for, for each of which certificates said secretary shall receive a fee of one dollar. Any such certificate of record shall, in all suits and prosecutions under this act, be sufficient proof of the adoption of such label, trademark, term, design, device or form of advertisement. Said secre- tary of state shall not record for any person, union or association any label, trademark, term, design, device or foim of advertisement that would probably be mis- taken for any label, trademark, term, design, device or form of advertisement theretofore filed by or on behalf of any other person, union or association; and any per- son who shall for himself or on behalf of any other per- son, association or union procure the filing of any label, trademark, term, design or form of advertisement in the office of the secretary of state under the provisions of this subdivision, by making any false or fraudulent representations or declarations, verbally or in writing or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be recovered by or on behalf of the party injured thereby, in any court having jurisdiction. Sec. 637. Every such person, association or union adopting or using a label, trademark, term, design, de- vice or form of advertisement as aforesaid may proceed STATE TRADEMABK STATUTES. 551 by suit to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof, and all courts of competent jurisdiction shall grant injunctions to re- strain such manufacture and may award the comj^lain- ant in any such damage resulting from such manufac- ture, use, sale or display as may be by the said court deemed just and reasonable, and shall require the de- fendants to pay to such persons, association, or union all i>rofits derived from such wrongful manufacture, use, displa}'' or sale; and such court shall also order that all such counterfeits or imitations in the possession or under the control of any defendant in such cause, be delivered to an officer of the court, or to the complain- ant to be destroyed; and in all cases where such asso- ciation or union is not incori:)orated, suits may be com- menced and prosecuted by an officer or members of such association or union, on behalf of, and for the use of such association or union. Penal Code of 1901. Sec. 4950. Whoever counterfeits or imitates any label, trademark, term, design, device or form of adver- tisement, described in section 635 of the Political Code, or sells, offers for sale or in any way utters or circu- lates any counterfeit or imitation of any label, trade- mark, term, design, device or form of advertisement; or keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchan- dise or other product of labor to which or on which any such counterfeit or imitation is printed, painted, stamped or impressed, or knowingly sells or disposes of any goods, wares, merchandise or other product of labor contained in any box, case, can or package, to which or on which, any such counterfeit or imitation is attached, affixed, printed, painted, stamped or im- pressed; or keeps or has in his possession, with intent 552 APPENDIX H. that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, shall be guilty of a mis- demeanor and be punished by a fine of not more than one hundred dollars, or by imprisonment for not more than three months. Sec. 4951. The phrases ''forged trademark" and *' counterfeit trademarks," or their equivalents, as used in this chapter, includes every alteration or imitation of any trademark so resembling the original as to be likely to deceive. Sec. 4952. The j^hrase "trademark," as used in sec- tion 4950, includes every descriiotion of word, letter, de- vice, emblem, stamp, imprint, brand, printed ticket, label, or wrapper usually affixed by any mechanic, manu- facturer, druggist, merchant or tradesman, to denote any goods to be goods imported, manufactured, produced, compounded, or sold by him other than any name, word, or expression generally denoting any goods to be of some particular class or description. Section 4999. Any person who shall for himself or on behalf of any other person, association, or union procure the filing of any label, trademark, term, design or form of advertisement in the office of the secretary of state, by making any false or fraudulent representa- tions or declarations, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be re- covered by, or on behalf of, the party injured thereby in any court having jurisdiction, and shall be guilty of a misdemeanor and be punished by a fine not ex- ceeding one hundred dollars, or by imprisonment not ex- ceeding three months. Section 5000. Every person who shall use or display the genuine label, trademark, term, design, device or STATE TR.VDEMARK STATUTES. 553 form of advertisement of any such person, association or union, in any manner not being autliorized so to do by such person, union or association, shall be deemed guilty of a misdemeanor and shall be punished by im- prisonment for not more than three months, or by fine of not more than one hundred dollars. Section 5001. Any person or jjersons who shall in any way use the name or seal of any such i)erson, asso- ciation or union or officer thereof in and about the sale of goods or otherwise not being authorized to so use the same, shall be guilty of a misdemeanor, and shall be punishable by imi>risonment for not more than three months, or by a fine of not more than one hundred dollars. ILLINOIS. Stakr & C. St. 1896, Vol. 3, Pages 3955-3957. AN ACT to protect associations, unions of workingmen and persons in their labels, trademarks and forms of advertising. Par. 6, § 1. Whenever any person or any association or union of workingmen has heretofore adopted or used or shall hereafter adopt or use any label, trademark, term, design, device or form of advertisement for the purpose of designating, making known or distinguish- ing any goods, wares, merchandise or other product of labor as having been made, manufactured, produced, prepared, packed or put on sale by such person or asso- ciation or union of workingmen, or by a member or members of such association or union, it shall be un- lawful to counterfeit or imitate such label, trademark, term, design, device, or form of advertisement, or to use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such label, trade- mark, term, design, device or form of advertisement. Par. 7, § 2. Whoever counterfeits or imitates any such label, trademark, term, design, device or form of 554 APPENDIX H. advertisement, or sells, offers for sale or in any way utters, or circulates any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement, or knowingly uses any such counterfeit or imitation, or knowingly sells or disposes of or keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which any such counterfeit or imitation is attached or affixed, or on which any such counterfeit or imitation is printed, painted, stamped or impressed, or knowingly sells, or disposes of any goods, wares, merchandise or other product of labor contained in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, or keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other (product of labor in any box, case, can or package to, which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or im- pressed, shall be punished by a fine of not less than one hundred (100) dollars, nor more than two hundred (200) dollars, or by imiorisonment for not less than three (3) months nor more than one (1) year, or by both such fine and imprisonment. Par. 8, § 3. Every such person, association or union that has heretofore adopted or used, or shall hereafter adopt or use, a label, trademark, term, design, device or form of advertisement, as provided in section one (1) of this act, shall file the same for record in the office of the secretary of state, by leaving two (2) copies, coun- terparts or fac similes thereof with said secretary, and by filing therewith a sworn statement specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, device or form of advertisement shall be filed, the class of mer- chandise and a particular description of the goods to STATE TRADEM.VRK STATUTES. 555 which it has been or is intended to be appropriated; that tlie party so filing, or on whose behalf such label, trade- mark, term, design, device or fonn of advertisement shall be filed, has the right to the use of the same, and that no other person, firm, association, union or corpo- ration has the right to such use either in the identical foi-m or in any such near resemblance thereto as may be calculated to deceive, and that the fac simile copies or counterparts filed therewith are true and correct. There shall be paid for such filing and recording a fee of one (1) dollar. Any person who shall for himself, or on behalf of any other person, association or union, procure the filing of any label, trademark, term, design, device or form of advertisement in the office of the secretary of state, under the provisions of this act, by making any false or fraudulent representations or dec- larations, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be recovered by or on behalf of the party injured thereby in any court having jurisdiction, and shall be punished by a fine not ex- ceeding two hundred (200) dollars or by imprisonment not exceeding one (1) year or both such fine and im- prisonment. The secretary of state shall deliver to such person, association or union so filing or causing to be filed any such label, trademark, term, design, device or form of advertisement so many duly attested certifi- cates of the recording of the same as such person, asso- ciation or union may apply for, for each of which cer- tificates said secretary shall receive a fee of one (1) dollar. Any such certificate of record shall in all suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark, term, design, de- vice or fonn of advertisement. Said secretary of state shall not record for any person, union or association any label, trademark, term, design, device or fonn of advertisement that would reasonablv be mistaken for 556 APPENDIX H. any label, trademark, term, design, device or form of advertisement theretofore filed by or on behalf of any other person, union or association. Par. 9, § 4. Eveiy such person, association or union adopting a label, trademark, or form of advertisement, as aforesaid, may proceed by suit to enjoin the manu- facture, use, display or sale of any such counterfeits or imitations; and all courts having jurisdiction thereof shall grant injunctions to restrain such manufacture, use, display or sale, and shall award the complainant in such suit, such damages, resulting from such wrongful manufacture, use, display or sale, as may by said court be deemed just and reasonable, and shall require the de- fendants to pay to such person, association or union the' profits derived from such wrongful manufacture, use, display or sale; and said court shall also order that all such counterfeits or imitations in the possession or under the control of any defendant in such case be delivered to an officer of the court, or to the complainant to be destroyed. Par. 10, § 5. Every person who shall use or display the genuine label, trademark, or form of advertisement of any such person, association or union, in any manner not authorized by such person, union or association, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not less than three months nor more than one year, or by a fine of not less than one hundred dollars nor more than two hundred dollars, or both. In all cases where such asso- ciation or union is not incorporated, suits under this act may be commenced and prosecuted by any officer or member of such association or union on behalf of and for the use of such association or union. Par. 11, § 6. Any person or persons who shall in any way use the name or seal of any such person, associa- tion or union, or officer thereof, in and about the sale of goods or otherwise, not being authorized to use the STATE TE.yDEM.VRK STATUTES. 557 same, shall be guilty of a misdemeanor, punishable by imprisonment in the county jail of not less than three months nor more than one year, or by a fine of not less than one hundred dollars nor more than two hundred dollars, or both. Supplement 1902 (Vol. 4, Stakr & C. St.) Paragraph 1, >; 7. The fines provided for in this act may be enforced before a justice of the peace in all cases where the party complaining shall so elect, and in case of conviction before such justice of the peace the offender shall stand conmiitted to the county jail until the fine and costs are fully paid, under the provisions of section 8, article IX, of an act to revise the law in regard to criminal jurisprudence, in force July 1, 1874, or othei*wise. The first process under this section in all prosecutions for the recovery only of the fines, shall be a summons: provided, however, that a warrant for the arrest of the offender, as in other cases when jus- tices of the peace have original criminal jurisdiction, may issue upon the affidavit of any person that any of the provisions of this act have been violated, and that the person making the complaint has just and reason- able grounds to believe the party charged is guilty thereof. (Section as amended by act approved April 22, 1902). An Act of May 11, 1901, Hurd's Kevised Stat., 1901, p. 1793, relating to the unlawful buying and selling of receptacles, and for the reg-istration of marks in connec- tion with such articles. This Act has been held to be unconstitutional, as being beyond the ix)lice power of the state and in contravention of § 22, article 4 of the Illinois Constitution of 1870 in Hoi^wich vs. Walker- Gordon Laboratory Co., 205 111. 497, 68 N. E. Kep. 938. A similar statute passed in 1873 (Rev. Stat. 1874, p. 1084, Chap. 140) was held unconstitutional in Lippman V. People, 175 111. 101, 51 N. E. Rep. 872. 558 APPENDIX H. That union labels are properly within the protection of i^aragraph 6, sections 1 to 6, See Cohn v. People, 149 111. 486, 37 N. E. Kep. 60 and see Vogt v. People, 57 111. App. 684. § 2, Chap. 32, Rev. Stat. 1893, forbidding the incor- poration of two companies under the same name, does not prevent the incorporation of separate concerns un- der the corporate names, ''Elgin Creamery Company" and "Elgin Butter Company"; the word "Elgin" being geographical, and there being no proof of any intent, act or artifice to mislead the public as to the identity of the corporation. Elgin Butter Co. v. Sands, 155 111. 127, 40 N. E. Rep. 616. That a warrant in aid of a suit for trademark in- fringement was improperly issued under the general search warrant act see White v. Wagar, 185 111. 195; White V. Wagar, 83 111. App. 592. APPLICATION FOR REGISTRATION OF TRADEMARK. State of — County of 1} The undersigned being duly sworn on oath, says that makes this statement in behalf, in pursuance of Chapter 140 of "Kurd's" Revised Statutes of the State of Illinois. That he files herewith two copies which are counterparts or fac- similes of a certain which has adopted and intends to appropriate for the purpose of designating, making known or distin- guishing the following described goods, wares, merchandise or products of labor, to-wit: That he has the right to use the said and that no other person, firm or association has a right to use, either in the identical form herein set forth or in any such near resemblance thereto as may be calculated to deceive. And that the fac-simile copies or counterparts filed herewith are true and correct. STATE TRADEMARK STATUTES. 559 The essential part of said . Subscribed and sworn to before me by the said this day of , A. D. 19—. [seal.] 'Notary Public. INDIANA. Burns' Annotated Indiana Statutes, Revision of 1901. 8681. That any firm, i)erson, corporation or volun- tary association that are citizens of the state of Indiana, except foreign corporations, and who are entitled to the exclusive use of any lawful trademark, label, brand, stamp or wrapi)er, may obtain protection for such law- ful trademark, label, brand, stamp or wrapper by com- plying with the following requirements: First, by caus- ing to be filed with the secretary of state a statement specifying the names of the parties, and the residences and places of business, who desire the protection of the trademark, label, brand, stamp or wrapper, the class of merchandise and the particular description of goods comprised in such class, by which the trademark, label, brand, stamp or wrapper has been, or is intended to be ])rotected. A description of trademark, label, brand, stamp or wrapper, with fac simile thereof, showing the mode in which it has been and is intended to be applied and used, and the length of time, if any, during which the trademark, label, brand, stamp or wrapper has been in use. Second, by making a payment of a fee of two dollars to the secretary of state, whose duty it will be to file and record said statement in a book kept for the purpose to be procured by him as other books in his office of like nature are procured. 8682. Any certificate or statement prescribed in the 560 APPENDIX H. preceding section must, in order to create any right whatever in favor of the party filing it, be accompanied by a written declaration verified by the person, or some member of the firm or oflQcer of the corporation or vol- untary association by whom it is filed, to the effect that the party claiming the protection for the trademark, label, brand, stamp or wrapper, has a right to the same and that no other j^erson, firm, corporation or voluntary association has the right to such use either in the iden- tical form or in any such near resemblance as might be calculated to deceive; and that the description and fac simile i^resented for record are true copies of the trade- mark, label, brand, stamp or wrapper sought to be pro- tected. 8683. The time of the receipt of any trademarks, label, brand, stamp or wrapper at the office of the secre- tary of state for registration shall be noted and re- corded. Certified copies of the trademark, label, brand, stamp or wrapper, and the date of the receipt thereof, and of the statement and affidavit filed therewith shall be prima facie evidence of the facts and statements and affidavit record in any suit in which such trademark, label, brand, stamp or wrapper shall be brought into controversy. 8684. A trademark, label, brand stamp or wrapper shall remain in force so long as it is used continuously ; after a disuse of six months it shall be deemed out of existence. Such trademark, label, brand, stamp or wrapper may be sold or assigned, or pass to personal representatives by will, or become assets of an estate. In any case where ownership changes of such trade- mark, label, brand, stamp or wrapper, before it can be used by the successor in title, a statement of such change of ownership shall be filed with the secretary of state, and he shall record the same in the book kept for the purpose of recording trademarks, labels, brands, stamps and wrappers, and such secretary shall receive STATE TRADEMARK STATUTES. 561 two dollars for recording such statement; and it shall be unlawful to use such trademark, label, brand, stamp or wrapper till such change of ownership has been filed as aforesaid. 8685. Such trademark, lal^el, brand, stamp or wrap- per shall entitle the person, firm, corporation, or volun- tary association registering the same to the .exclusive use thereof, so far as regards the description of goods to which it is appropriated in the statement filed under oath as aforesaid, and no other person, firm, corjooration or voluntary association can lawfully use the same trademark, label, brand, stamp or wrapper, or substan- tially the same, or so nearly resembling it as to be cal- culated to deceive upon substantially the same descrip- tion of goods. 8686. For a violation of any rights created by this act, the person, firm, corporation or voluntary associa- tion aggrieved, shall have all common law remedies and actions for damages, and shall be entitled to an injunc- tion to prevent further use of any trademark, label, brand, stamp or wrapper by this act secured to the in- jured person, firm, corporation, or voluntary associa- tion; and, if an injunction is made final and i^erpetual, the injured firm, corporation or voluntary association shall recover reasonable attorney's fees. 8687. Any owner of a trademark, label, brand, stamp or wrapper, who has complied with the provisions of this act, shall have the right to grant to others the au- thority to use such trademark, label, brand, stamp or wrapper; but such authority to so use must be in writ- ing, signed by the owner of such trademark, label, brand, stamp or wrapper, with two witnesses to such signature, and no one but the owner shall have the right to use such trademark, label, brand, stamp or wrapper, unless such written authority has been given. 8688. If it becomes necessaiy for any voluntary as- sociation to assert any right to any trademark, label, 35 562 APPENDIX H. brand, stamiD or wrapper, it shall be sufficient to use the name of jDresident or chief officer of such association either in action at law, suit in equity, or indictment for the violation of the provisions of this act. 8689. This act shall not be construed to lessen, im- pair or abridge any rights or remedies that have here- tofore existed in favor of any one owning or rightfully claiming a trademark, label, brand, stamp or wrapper. 8690. That any person or persons, who shall know- ingly or wilfully cast or engrave, or manufacture, or have in his, her or their possession, or buy, sell or oifer for sale, or deal in any die or dies, plate or plates, brand or brands, engraving or engravings on wood, stone, metal or other substances, molds or any false representations, likeness, copy or colorable imitation of any die, plate, brand or mold of any private trademark, label, brand, stamp, wrapper, engraving on paper or other substance, registered and recorded pursuant to this act, shall, upon conviction thereof, be punished by imprisonment in the penitentiary for not less than one year, or more than two years, or be fined in a sum not less than one thousand dollars, or more than two thou- sand dollars. 8691. That any person or persons (who shall) know- ingly and wilfully make, forge or counterfeit, or have in his, her or their possession, or buy, sell, offer for sale or deal in any representation, likeness, similitude, copy or colorable imitation of any private label, brand, stamp, wrapper, engraving, mold or trade mark, regis- tered and recorded pursuant to this act, shall, upon con- viction thereof, be punished by imprisonment in the pen- itentiary for a period of years not more than two nor less than one, or be fined in any sum not less than one thousand dollars nor more than two thousand dollars. 8692. It shall be unlawful for any person, firm, cor- poration or voluntary association doing business in this state to have in his or its iDossession, or to sell, or offer STATE TR.VDEMARK STATUTES. 563 for sale or trade, any goods, wares, merchandise or otlier article upon which he or it knows is placed or affixed a false, forged or spurious trademark, label, brand, stamp, or wrapper in likeness or imitation of some trademark, label, brand, stamp, or wrapper regis- tered as provided for in this act; and any such person, finn, corporation or voluntary association so having in his or its possession or selling, or offering for sale or trade, any goods, wares or merchandise upon which he or it knows is placed or affixed a false, forged or spur- ious trademark, label, brand, stamp or wrapper in like- ness or imitation of some trademark, label, brand, stamp or wrapper registered as aforesaid shall, upon convic- tion thereof, be i:)unished by fine in a sum of not less than fifty dollars ($50.00) nor more than two hundred dollars ($200.00), or imprisoned in the county jail six months, or both. Sections 8678-8680c relate to the protection of manufacturers, bot- tlers, and sellers of mineral water, cider, ale, beer, ginger pop, soda water, distilled water, ginger ale, seltzer water, fermented liquors, and other beverages in the unauthorized use of their bottles or syphons. Sections 8693-8703, inclusive, relate to the labels, names and stamps of labor unions and associations. Under § S680b. an indictment which failed to charge the defendant filled or caused to be filled any bottle or siphon with any liquid mentioned in the Act, was held to be fatally defective. State V. iVright, 159 Ind. 394, 65 N. E. Rep. 190. Wlien, under the Act of 1891, page 317, the ''Cigar- maker's International Union of America," a national labor union, registered their label, the benefit of the Act being by its terms limited to, ''any firm, person, coqjo- ration, or voluntary association that is a citizen of the State," it was held that the label could not be protected by a criminal prosecution, notwithstanding the fact that members of the association were citizens of the State. State V. Hagen, 6 Ind. App. 167, 33 N. E. Rep. 223. 564 APPENDIX H. The sufficiency of an indictment under § 8680b. is dis- cussed in State vs. Barnett, 159 Ind. 432, 65 N. E. Rep. 515. FORM FOR APPLICATION FOR REGISTRATION. Certificate accompanying a (Insert Label, Trademark, Stamp, or Form of Advertisement, as the case may be.) filed in accordance with An Act to protect manufacturers from the use of counterfeit labels, stamps and trademarks. Name or names of the person or association (Follow regulations at a.) Residence, location or place of business Class of merchandise and the particular description of goods com- prised in such class to which the (Insert Label, Trademark, Stamp, or Form of Advertisement, as the case may be.) has been or is intended to be appropriated (Follow regulations at b.) Length of time, if any, during which the (Insert Label, Trademark, Stamp, or Form of Advertisement, as the case may be.) has been in use. Since (Give Month, Day of Month and Year when adopted, or give date since when in use.) REGULATIONS. o. If a corporation, state under the laws of what State incor- porated. If one or more persons are doing business under a proprietary or company name, state the name of such person or persons and add the words "doing business under the name and style of," then give the proprietary or company name under which the business is conducted. b. State, first, as near as possible in one or two words, the gen- eral class of merchandise to which the label, trademark, stamp or form of advertisement has been or is intended to be appropriated; (Second, as near as possible in one or two words, the particular de- scription or designation in such general class of merchandise. Do not describe the composition, or name the parts which comprise the formula of which the merchandise is composed; Third, by using the following words: "The essential feature of the (label, trademark, stamp or form of advertisement) is," giving what is considered to be the essential feature or features thereof. If an illustration or pictorial representation is used for a trademark, it is very desirable that a word or words shall also form a part of the "essential features" of such trademark; Fourth, by using the following words, that: "The style and size of type and the color of ink and paper may be varied at pleasure." STATE TR.U)EMARK STATUTES. 565 •I, , do hereby declare, in accordance with the provisions has a right to the use of the — (Insert Label. Trademark. Stamp or P'orm of Advertisement, as the case may be.) referred to In the foregoing certificate, and that no other person, firm, association, union or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and I further declare that the fac-simlles, copies or counterparts filed with the foregoing certificate are true and correct. In witness whereof, I have hereunto signed my name this day of , in the year one thousand . [stamp.) Sign here . County of •» State of , / . 19—. Then personally appeared the above-named and made oath that the foregoing declaration by him subscribed is true. Before me, . *If a person, insert name; if an officer of an association, union or corporation, insert name, title of oflice, and name of the association, union or corporation. tAffix ten-cent revenue stamp here and cancel by writing initials and date thereon. IOWA. code 1897, ch. 13. tit. 24. Sec. 5049. Falsely using label of labor union. Eveiy person, or association or union of working men or others, that has adopted or shall adopt for their pro- tection any label, trademark or form of advertisement may file the same for record in the office of the secretan^ of state by leaving two copies, counterparts or fac-similes thereof with the secretary of state. Said secretary shall thereupon deliver to such person, association or union so filing the same a duly attested certificate of the rec- ord of the same, for which he shall receive a fee of one dollar. Such certificate of record shall in all actions and prosecutions under the following six sections be 566 APPENDIX H. sufficient proof of the adoption of sucli label, trademark or foiTu of advertisement, and the right of said person, association or union to adopt the same. Sec. 5050. Injunction. Eveiy person, association or union adopting a label, trademark or form of adver- tisement, as specified in the preceding section, may pro- ceed by action to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof; and all courts having jurisdiction of such actions shall grant in- junctions to restrain such manufacture, use, display or sale, and shall award the complainant therein such dam- ages resulting from such wrongful manufacture, use, display or sale, and a reasonable attorney's fee to be fixed by the court, and shall require the defendant to l^ay to such person, association or union the profits de- rived from such wrongful manufacture, use, display or sale, and a reasonable attorney's fee to be fixed by the court, and said court shall also order that all such coun- terfeits or imitations in the possession or under the con- trol of any defendant in such case be delivered to an officer of the court to be destroyed. Such actions may be prosecuted for the benefit of any association or union by any officer or member thereof. Sec. 5051. Imitation of such label. It shall be un- lawful for any person or corporation to imitate any label, trademark or form of advertisement adopted as provided in the second pi?eceding section, or to know- ingly use any counterfeit or imitation thereof, or to use or display such genuine label, trademark or form of advertisement, or the name or seal of such person, union or association, or of any officer thereof, unless authorized so to do, or in any manner not authorized by him or it. Any person violating any provision of this section shall be imprisoned in the county jail not more than thirty days, or be fined not less than twenty- five nor more than one hundred dollars. STATE TRADEMARK STATUTES. 567 RULES GOVERNING REGISTRATION OF LABELS, TRADEMARKS OR FORMS OF ADVERTISING A label, trademark, or fonn of advertising, may be registered in either or several of the above forms, but if in more than one form, a separate registration must be had for each of the forms for which registration is desired. Duplicate fac-similes or counterparts for each fonn must he furnished and a fee of $1.00 paid for each registration certificate issued. Applicant must designate in enclosed blank applica- tion the fonn in which registration is desired, whether as a label, trademark, or form of advertising. No certificate will be issued covering more than one of above forms. If application is made by a corporation, union, or association, the application should be signed by the proper officer tliereof, with official title, giving the full name of the firm, corporation, union or association. If by a firm the finn name should be given, signed by a member of the firm, or all the members of such finn. Remit $1.00 in payment for each certificate. All remittances should be made by draft, express or money orders. Please do not send personal checks. APPLICATION FOB REGISTRATION. OF A by of filed in the office of the Secretary of State, of the State of Iowa, in accordance with sections 5049, 5050, 5051, Code of 1897. The said has been or is intended to be appropriated for use in connection with . The style and size of type and the color of ink and paper may be varied at pleasure. If used as a label, or trademark, it is usually applied by painting 668 APPENDIX H. or stenciling, by labels, or by forming on the material of which the product is made. If, as a form of advertising, it is used in advertisements, in news- papers, circulars, on letter-heads, on invoices, and other printed matter. The said has been in use since and consists of the arbitrarily selected word, mark, symbol or character herewith illus- trated. The essential features of the consists of . Ix Witness V/hereof, I have hereunto signed my name this day of A. D. 190— Name By State of , ■) County of j Subscribed and sworn to before me this day of , A. D. 190—. Notary Public. KANSAS. General Statutes 1901. § 7850. If any person or persons shall wilfully change, alter, deface, destroy, counterfeit, cut out or dispose of any trademark, brand, impression or device used by a person, company or corporation within this state, to designate a particular description of goods, wares, mer- chandise, cask, barrel, half-barrel, keg, bottle, package, or the contents thereof, he or they shall forfeit and pay to the owner or owners thereof, for each offense, not exceeding the sum of twenty-five dollars, to be recovered in any court proper to try the same, or before a justice of the peace having jurisdiction of the same. § 7851. If any person shall change, shift and place any brand, mark or device, used or intended to be used for the purpose aforesaid, to or upon any piece of goods, wares, merchandise, cask, barrel, half-bar- rel, keg, bottle or package, or shall intermix, take STATE TR.UDEM.VRK STATUTES. 569 out, change or shift any article, liquid, or commo- dity whatever, into a branded cask, barrel, half-barrel, keg, bottle or package, and thereby avail him or them- selves of another person or persons' brand, mark, or de- vice, he or they shall forfeit for every such offense the sum of twenty-five dollars, to be recovered as aforesaid. Sections 7852-7857, inclusive, protects labor unions in the use of their labels and trademarks. KENTUCKY. No general trademark law. General Statutes, 1899. § 4779. Every union or association of workingmen or women adopting a label, mark, name, brand or device in- tending to designate the products of the labor of members of such union or association of workingmen or women shall, in order to obtain the benefits of this act, file du- plicate copies of such label, mark, name, brand or de- vice in the office of the Secretary of State, who shall, under his hand and seal, deliver to the party filing or registering the same, a certified copy and a certificate of the filing thereof. It has been held by the Court of Appeals of Kentucky that union labels will be protected against infringement in the absence of a statute. Eetterman v. Powers, 102 Ky. 133, 43 S. W. Rep. 180. §§ 1279 and 1279a relate to the protection of packages of manufactures and bottlers of soda water, etc. The following foi*m lias been prescribed for applica- tion for registration under Section 4749: Be it Remembered, That the has adopted the following label. mark, name, brand or device, which is intended to designate the products of the labor of members of said towit: and hereby files duplicate copies thereof in the office of the Secretary of State, pursuant to the provisions of Section 4749, Chapter 130, Ken- tucky Statutes, title "Union and Labor Associations." 570 APPENDIX II. Witness the signatures of the President, Secretary and Treasurer, and the corporate seal of the said , this day of 1902. LOUISIANA. Act No. 49 of 1898.) AN ACT to protect labels, trademarks, terms, designs, devices or forms of advertisement, and to provide a penalty for violation thereof. Section 1. Be it enacted by the General Assembly of the State of Louisiana: Whenever any person, or any association or union of workmen, has heretofore adopted or used or shall hereafter adopt or use any label, trademark, term, design, device or form of ad- vertisement for the purpose of designating, making known, or distinguishing any goods, wares, merchandise propriated; and such right is assignable in writing; but all assignments thereof are good only against the as- signor and his personal representatives, until lodged for record in said office. Sec. 40. The secretaiy of state shall retain all such certificates on file, and cause the same and all assign- ments of trademark lights to be recorded at length in his office, and is entitled to a fee of three dollars for each certificate, and one dollar for each assignment so filed and recorded. Copies of the record of any such certificate, attested by him under the seal of the state, 576 .VPPENDIX H. are prima facie evidence of the right of the party filing such certificate to the exclusive use of the trademark tlierein described for the periods limited in the preced- ing section. Sec. 41. AVlioever reproduces, copies, counterfeits, or imitates any such recorded trademark, knowing the same to have been recorded, and affixes such reproduction, cojDy counterfeit or imitation to goods resembling or designed to resemble those to which such trademark is so appropriated shall pay to the owner of such trade- mark double damages besides such sum not exceeding five hundred dollars as the court before which the action is brought orders to be added to the damages found by the verdict or judgment. Sec. 42. AVlioever fraudulently and with intent to de- ceive affixes any trademark recorded under this chapter, or any such imitation thereof as is calculated to de- ceive, to any goods, receptacle or package similar in descriptive properties to those to which such trademark is appropriated, or who fraudulently and with intent to deceive, jolaces in any receptacle or package to which is lawfully affixed a recorded trademark, goods other than those which said trademark is designed and appro- priated to protect; or who fraudulently and with intent to deceive, deals in or keeps for sale any goods with a trademark fraudulently affixed as above described, or any goods contained in any package or receptacle hav- ing a lawful trademark, but not being such goods as said trademark was designed and appropriated to pro- tect, shall be fined not more than five hundred dollars, or imprisoned not more than thirty days, or both. Sec. 43. This chapter does not abridge rights to any existing trademarks, whether the same are hereafter recorded or not, nor any remedies or rights of action otherwise or heretofore existing in favor of owners of trademarks. STATE TRADEMARK STATUTES. 577 Laws 1893, Ch. 276. AN ACT to protect persons, associations and unions of workingmen and others in their labels, trademarks, devices and forms of advertising. Section 1. Whenever any person, or any association, or union of workingmen has adopted and used, or shall hereafter adopt and use any label, trademark, device, or form of advertisement to indicate that goods to which such label, trademark, device or form of advertisement, shall be attached or affixed, or on which the same shall be printed, painted, stam})ed or impressed, were manu- factured or produced, packed or put on sale by such per- son or by such association or union, or by a member or members thereof, which was not, before such adoption and use, lawfully adopted, owned and used by another as a label, trademark, device or form of advertisement, from whom no right or authority to use and adopt the same had been acquired by such person, or by such asso- ciation or union, or by such member or members thereof, nor a counterfeit, imitation or semblance thereof, it shall be unlawful to counterfeit or imitate such label, trade- mark, device or fonn of advertisement, or use the same without the consent or authority of the person, associa- tion or union so having adopted and used it. Sec. 2. Whoever knowingly, and with intent to mis- lead or deceive, counterfeits or imitates any such label, trademark, device or fonn of advertisement, or know- ingly uses or sells any such counterfeit or imitation of any such label, trademark, device or form of advertise- ment, or knowingly sells or disjxDses of, or keeps, or has in his possession with intent that the same shall be sold, any goods to which any such counterfeit or imitation of such label, trademark, device or fonn of advertisement is attached or affixed, or on which the same is printed, painted, stamped or impressed, shall, for the first offense be punished by fine not exceeding one hun- 3C 578 .APPENDIX H. dred dollars, or by imprisonment for less than one year, and for the second and everj^ subsequent offense, he shall be punished by fine not less than one hundred, nor more than five hundred dollars, or by imprisonment not less than sixty days, nor more than three years. Sec. 3. Everj^ such person, association or union that has heretofore adopted or shall hereafter adopt, a label, trademark, device or form of advertisement as aforesaid shall file the same for record in the office of the secre- tary of state, by leaving two copies, counterparts or fac- similes thereof, with the secretaiy of state, together with a statement, in writing, signed and sworn to by such person or by some person for and in behalf of such association or union, stating when and by whom so far as he Imows and believes, said label, trademark, device or form of advertisement was adopted or used, in what manner and for what purpose the same is to be used and by what right he claims the same, and such other particulars as shall serve to identify the same, said secretar}^ shall deliver to such person, association or union so filing the same a duly attested certificate of the record of the same, for which he shall receive a fee of two dollars. Such certificate of record shall in all suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark, device, or form of advertisement. No label, trademark, device or form of advertisement shall be recorded that so nearly resem- bles one already recorded as to be liable to be mistaken for such label, trademark, device or form of advertise- ment and when in the judgment of the secretary of state, such resemblance exists he shall refuse to record such label, trademark, device or form of advertisement. Sec. 4. Every such person, association or union that has adopted and uses a label, trademark, device or fonn of advertisement, as aforesaid, and which has been re- corded in the office of the secretary of state as herein- before provided, may proceed by suit to enjoin the STATE TR-U)EMABK STATUTES. 579 manufacture, use, display or sale of any such counter- feits or imitations, or of any goods to which such coun- terfeits or imitations shall be affixed or attached, or on which the same sliall be printed, i)ainted or impressed, and all courts having jurisdiction thereof shall grant injunctions to restrain such manufacture, use, display or sale, and shall award the complainant in such suit, such damages resulting from such wrongful manufac- ture, use, display or sale as may by said court be deemed reasonable, and shall require the defendants to pay such i^erson, association or union the profits de- rived from such wrongful manufacture, use, display or sale; and said court shall also order that all such coun- terfeits or imitations in the possession or under the control of any defendant in such case, be delivered to an officer of the court, or to the complainant, to be de- stroyed. Sec. 5. Every person who shall wilfully use or dis- play the genuine label, trademark, device, or form of advertisement of any such person, association or union, in any manner not authorized by such person, union or association, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not more than six months, or by a fine not exceeding one hundred dollars, or both; and upon conviction for a second offense, shall be punished by imprisonment not less than thirty days nor more than one year, or by a fine not less than fifty nor more than three hundred dollars, or both. Sec. 6. Any person or persons who shall in any way wilfully use the name or seal of any such person, asso- ciation or union, or officer thereof, in and about the sale of goods or otherwise, not being authorized to use the same, shall be guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not more than six months, or by a fine not exceeding one hundred dollars, or both; and upon conviction for a second of- 580 APPENDIX H. fense shall be punished by imprisonment not less than thirty days nor more than one year, or by a fine not less than fifty nor more than three hundred dollars, or both. Sec. 7. In all cases where the association or union mentioned in this act is not incoriDorated, suits and pro- ceedings under this act may be commenced and prose- cuted by an officer or member of such association or union, for and in behalf of and for the benefit of such association or union. Approved March 28, 1893. Maine also has an act for the protection of the bottles used in the manufacture and sale of mineral water, soda water, and similar packages ; §§ 35-36, c. 39, E,evised Statutes of 1883, as amended with an additional section in Chapter 125, General Laws 1891. FORM OF APPLICATION FOR REGISTRATION. Sworn Statement accompanying a , filed in accordance with the laws of the State of : I, , do hereby certify that the , counterparts or fac- similes of which are filed herewith, is filed on behalf of , doing business in , in the State of . That the particular class of merchandise and the particular description of the goods to which it has been or is intended to be appropriated is . That the essential feature of the said consists of . That said has been in use by the above named , since That the said has the right to the use of the same, and that no other person, firm, association or corporation has the right to such use, either in the identical form, or in any such near resemblance thereto as may be calculatd to deceive, and that the fac-simile copies or counterparts filed herewith are true and correct. (Signature) . State of — County of ^} On this day of A. D. 190 — , personally ap- peared the above named and made oath that the foregoing state- ment by him subscribed is true. Before me. STATE TR-\X)EMARK STATUTES. 581 MARYLAND. A.N ACT to protect associations and unions of workingmen and per- sons in their labels, trademarks and forms of advertising and to punish offenders for a violation of the same. Section 1. Be it enacted by the General Assembly of Maryland, That whenever any person, association or union of workinginen have adopted, or shall hereafter adopt for their protection any label, trademark or form of advertisement announcing and denoting that goods to which such label, trademark or form of advertisement shall or may be attached, were manufactured by such person or by a member or members of such association or union, it shall not be lawful for any person or corpo- ration to counterfeit or imitate such label, trademark or form of advertisement, every person violating this section shall be deemed guilty of a misdemeanor and shall upon conviction by any court having criminal jurisdiction be punished by imprisonment in the city or county jail for not less than three months nor more than one year or by a fine of not less than one hundred dol- lars nor more than five hundred dollars, or both, in the discretion of the court. Sec. 2. And he it enacted, That every person, corpo- ration or association who shall use any counterfeit or imitation of any label, trademark or form of advertise- ment of any such i>erson, union or association, knowing the same to be counterfeit or imitation, (he) shall be guilty of a misdemeanor and shall on conviction by any court having criminal jurisdiction be punished by im- prisonment in the city or county jail for a term of not less than one month nor more than one year, or by a fine of not less than one hundred dollars nor more than two hundred dollars, or both, in the discretion of the court, and the burden of proving that the defendant did not know the true character of the said label, trademark 582 APPENDIX H. or form of advertisement, and that he used the same in good faith shall be on the defendant. Sec. 3. And he it enacted, That every such person, association or union that has heretofore adopted, or shall here^ifter adopt, a label, trademark or foim of ad- vertisement as aforesaid, may file the same for record, in the office of the Secretary of State by leaving two cop- ies, counterparts or fac-similes thereof, with the Secre- tary of State and said Secretary shall deliver to such person, association or union so filing the same a duly attested certificate of the record of the same for which he shall receive a fee of one dollar, such certificate of record shall be in all suits and prosecutions under this act sufficient proof of the adoption of such label, trademark or fonn of advertisement, and of the right of said per- son, association or union to adopt the same, no label shall be recorded, that probably would be mistaken for a label already of record, of which question the said Secretary shall be the judge. Sec. 4. And be it enacted, That every such person, association or union adopting a label, trademark or form of advertisement as aforesaid, may proceed by suit to enjoin the manufacture, use, display or sale of any such counterfeit or imitation, and all courts having jurisdiction thereof shall grant injunctions to restrain such manufac- ture, use, display or sale, and shall award the complainant in such suit such damage resulting from such wrongful manufacture, use, display or sale, as may by said court be deemed just and reasonable, according to the evi- dence in the case, and shall require the defendants to pay such persons, associations or unions, the profits derived from such wrongful manufacture, use, display or sale, and in addition to court costs, such reasonable attorney's fees as the court may allow, and said court shall also order that all such counterfeits or imitations in the possession or under the control of any defendant STATE TRADEMARK STATUTES. 583 in such case be delivered to an officer of the court, or to the comi)lainant to be destroyed. Sec. 5. And be it enacted, That every person who shall use or display the genuine lal^el, trademark of form of advertisement, of any such person, association or union, in any manner not authorized by such person, union or association, shall be deemed guilty of a misde- meanor and shall, on conviction be punished by im- prisonment in the city or county jail not less than one month nor more than one year, or by a fine of not less than fifty dollars or more than two hundred dollars, or both, in the discretion of the court. Sec. 6. And he it enacted, That any person or persons who shall in any way use the name or seal of any such person, association or union, or officer thereof, in and about the sale of goods or othei'wise, not being author- ized to so use the same, shall be guilty of a misde- meanor, punishable on conviction by imprisonment in the city or county jail for a term of not less than three months or more than one year, or by a fine of not less than fifty dollars nor more than three hundred dollars, or both, in the discretion of the court. Sec. 7. And he it enacted. That all the acts and parts of acts inconsistent with this act are hereby repealed. Sec. 8. And he it enacted, That this act shall take eifect from the date of its passage. Approved April 4th, 1892. Maryland also has an act for the protection of the bottles, jugs, kegs, etc., of manufacturers and dealers in mineral water and other beverages ; §§ 201-206, Arti- cle 27, General Laws, amended by Acts of 1892, Chapter 262. As to the requisites of a bill in equity founded on registration under the Act of 1892, see Smitli-Dixon Co. V. Stevens, 59 Atl. Rep. 401. 584 APPENDIX H. FORM AND REQUIREMENTS FOR REGISTRATION. State of ,■) ,.„_ City of , / ^^" • I hereby certify that , whose business or trade is , have adopted a trademark or label, and hereby make application to the Secretary of State of the State of Maryland, for the registration of the same, in compliance with the provisions of Chapter 357 of the laws of Maryland of 1892. Witness, the hand of the President (or other proper oflScer) and the seal of the corporation, this day of , 190 — . [corporate seal.] President (or other proper officer.) State of - , . County of '" ■-} Personally appeared before me, the undersigned, a Notary Public of the State of , residing at , in said State and County . , who has signed the foregoing certificate, and made oath in due form of law that the matters and things therein set forth are true, and that he is the proper oflScer to sign the same. Sworn to and subscribed before me, this day of , 190 — . Notary Public. [notarial seal.] Note. — This form is preparea for the registration of a trademark when the applicant is a company or corporation. The same blank may be used by a person, firm, or association by striking out that portion of the form which relates only to incorporated companies or corporations. The law requires that two copies or fac-similes of the trademark or label to be filed with the application. STATE TRADEMARK STATUTES. 585 MASSACHUSETTS. CHAPTER 72, REVISED LAWS. Definitions. Section 1. The following words shall, in addition to their ordinary meaning, have the meaning herein given: The word "name" or "names" in sections two, three, six, ten, twelve, fourteen, fifteen, sixteen, eighteen, nine- teen and twenty-one of this chapter includes "letters," "marks," "devices" and "figures." The word "person" or "persons" in sections two, seven, nine, fourteen to twenty, inclusive, and twenty- three, includes "firm," "association," "union," and "corj)oration." The word "boots" in section four includes "half boots," "shoes," "pumps," "sandals," "slippers" and "overshoes." The word "label" or "labels" in sections six to twelve, inclusive, includes "trademark," "stamp" or "fonn of advertisement." The word "beverage" or "beverages" in sections fif- teen to eighteen, inclusive, includes also "milk," "cream," "soda water," "mineral" or "aerated waters," "ale," "beer," "ginger ale" or "similar bev- erages." The word "vessel" or "vessels" in sections fifteen to eighteen, inclusive, includes "cans," "bottles," "si- phons," "fountains" and "boxes." The word "can" or "cans" in sections nineteen to twenty- three, inclusive, includes "jugs," "bottles" and "jars." Labels and Trademarks. Section 2. When a person uses any peculiar name upon or connected with an article manufactured or sold 586 APPENDIX H. by him to designate it as an article of a peculiar kind or quality, or as manufactured by him, no other person shall without his consent use the same or any similar name for the pui^pose of falsely representing an arti- cle to have been manufactured by or to be of the same kind or quality as those manufactured or sold by the person rightfully using such name. Sec. 3. Whoever violates the provisions of the preced- ing section, and whoever knowingly sells or exposes for sale an article having a name upon or connected with it in violation of the provisions of the preceding section, shall be liable in an action of tort to any party ag. grieved thereby for all damages actually incurred. Sec. 4. Every manufacturer of leather or boots shall have the exclusive right of stamping the articles manu- factured by him with his name and the name of the place of manufacture; and such stamping shall be con- sidered as a warranty that the article stamped is mer- chantable, made of good materials and well manufac- tured ; and such article shall not be considered merchant- able unless so stamped. Sec. 5. A person who carries on business in this commonwealth shall not assume or continue to use in his business the name of a person formerly connected with him in partnership or tlie name of any other per- son, either alone or in connection with his own or with any other name or designation, without the consent in writing of such person or of his legal representatives. Sec. 6. The sujjreme judicial court or the superior court shall have jurisdiction in equity to restrain the use of names or labels in violation of the provisions of this chai)ter. Sec. 7. Any person may adopt a label, not previously owned or adopted by any other person, and file such label for record, by depositing two copies or fac-similes thereof in the office of the secretary of the common- wealth, one of which copies or fac-similes shall be at- STATE TRADExMARK STATUTES. 587 tached by the secretary of the commonwealth to the cer- tificate of record hereinafter referred to. The api)licant shall fiJe with the label a certificate specifying the name of the i>erson so filing such label, his residence, situation or place of business, the kind of merchandise to which such label has been or is intended to be appropriated, and the length of time, if any, during which it has been in use. If such label has not ])een and is not intended to be used in connection with merchandise, the particular purpose or use for which it has been or is intended shall be stated in the certificate. Such certificate shall be accompanied by a written declaration, verified under oath by the person, or by a member of the finn or by an officer of the association, union or corporation, by which it is filed, that the party so filing such label has a right to use the same, and that no other person has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to de- ceive, and that the copies or fac-similes filed therewith are true. The secretary of the commonwealth shall issue to the person depositing such label a certificate of record, under the seal of the commonwealth, and the secretar}'^ shall cause the certificate to be recorded in his office. Such certificate of record or a certified copy of its record in the office of the secretaiy of the common- wealth, shall in all suits and prosecutions under the pro- visions of this section and of sections eight to fourteen, inclusive, be sufficient proof of the recording of such label and of the existence of the person named in the certificate. Tlie fee for filing the certificate and declara- tion and issuing the certificate of record shall be two dollars. No label shall be recorded which could reason- ably be mistaken for a label already on record. Sec. 8. The secretary of the commonwealth is author- ized to make regulations, and prescribe forms for the filing of labels, under the provisions of the preceding section. 588 APPENDIX H. Sec. 9. The supreme judicial court or the superior court shall have jurisdiction in equity to restrain the manufacture, use or sale of counterfeits or imitations of a label, recorded as provided in section seven, shall award damages resulting from such wrongful manufac- ture, use or sale and shall require the defendant to pay the owner of such label the profits derived from such wrongful manufacture, use or sale; and may also order that all such counterfeits or imitations in his posses- sion or control be delivered to an officer of the court, or to the complainant to be destroyed. If the complain- ant is not incori3orated, suits under the provisions of sections seven, eight and ten to fourteen, inclusive, may be commenced and prosecuted by an officer thereof, on behalf of and for the use of the complainant. Eveiy member of a complainant firm, association or union shall be liable for costs in any such proceeding. Sec. 10. Wlioever knowingly makes or uses any coun- terfeit or imitation of any lawful name or label or causes the same to be made or used, or sells, offers for sale, deals in or has in his joossession with intent to use, sell, offer for sale or deal in the same, or affixes, imi^resses or uses such counterfeit or imitation upon any goods, shall be punished by a fine of not more than two hundred dollars or by imprisonment for not more than one year, or by both such fine and imprisonment. Sec. 11. Whoever, with intent to defraud, knowingly casts, engraves or manufactures, or has in his posses- sion, or buys, sells, offers for sale, or deals in, a die, plate, brand, mould, or engraving on wood, stone, metal or other substance, of a label recorded pursuant to the statutes of this commonwealth, or a printing press, or types or other tools, machines or materials provided or prepared for making a counterfeit or imitation of such label, shall be punished by a fine of not more than two hundred dollars or by imprisonment for not more than one year, or by both such fine and imprisonment. STATE TRADEM.VRK STATUTES. 589 Sec. 12. "W^ioever knowingly sells or exposes for sale goods upon which any lawful name or label or any counterfeit or imitation thereof is unlawfully afl&xed, im- pressed, or used shall be punished by a fine of not more than two hundred dollars or by imprisonment for not more than one year, or by both such fine and imprison- ment. Sec. 13. Whoever, with intent to defraud, knowingly aids or abets in the violation of any of the provisions of the seven preceding sections shall be punished by a fine of not more than one hundred dollars or by imprison- ment for not more than six months, or by both such fine and imprisonment. Sec. 14. In any suit or prosecution under the provi- sions of the five preceding sections, the defendant may show that he was the owner of such name or label prior to its being filed under the provisions of section seven, and that it has been wrongfully filed by some other per- son. Note. — In a prosecution under this act, the recital in the certificate of adoption that the mark had been in use "since about the year 1888," was held suflScient Commonwealth v. Rozen, 176 Mass., 129, 57 N. E. Rep., 223. §§ 15-23 relate to the protection of vessels used in the sale of beverages, and milk cans. Held to be a proper police regulation in CommoniceaWi v. Anselvich, 186 Mass. 376, 71 N. E. Rep. 790. AN ACT to provide for registration of the insignia of societies, asso- ciations and labor unions, and to prohibit the unauthorized use thereof. Be it enacted, etc., as follows: Section 1. The insignia, ribbons, badges, rosettes, buttons and emblems of any society, association or labor union may be registered in the office of the secretary of the commonwealth in the manner and subject to the pro- visions, so far as they are applicable, set forth in section 590 APPENDIX H. seven of chapter seventy-two of the Revised Laws in re- gard to labels; and the secretary is hereby authorized to make regulations and prescribe forms for such regis- tration. Sec. 2. TV^oever, not being a member of a society, association or labor union, for the purpose of repre^ senting that he is a member thereof, wilfully wears or uses the insignia, ribbon, badge, rosette, button or em- blem thereof, if the same has been registered in the office of the secretary of the commonwealth, shall be punished by a fine of not more than twenty dollars, or by imprisonment for not more than thirty days, or by both such fine and imprisonment. Sec. 3. Chapter four hundred and thirty of the acts of the year nineteen hundred and two and chapter two hundred and seventy-five of the acts of the year nineteen hundred and three are hereby reappealed. Approved May 13, 1904. §4 of Chapter 462, Statutes 1895, is a penal section for using counterfeit trademarks upon cigars. Under this section when the defendants were shown to have a place of business within the state, a conviction was sus- tained in the absence of any proof as to where the de- fendants intended to sell the cigars bearing the counter- feit mark. Commonn-ealth v. Rozen, 176 Mass. 129, 57 N. E. Eep. 223. Pub. Stat. Chap. 76, §1 providing that trademarks cannot be used without the consent of the owner, does not apply to a mark that is the name of a machine upon which there has been a patent, after the expiration of the patent. Dover Stamping Co. v. Fellows, 163 Mass. 191, 40 N. E. Rep. 105. § 6, Chapter 76, Pub. Stat., forbidding any person to "assume or continue to use" in his business the name of a person formerly connected with him in partnership, STATE TRiVDEMABK STATUTES. 591 or the name of any other person "without written con- sent," does not apply to a person advertising himself as "formerly with" or "successor to" another. Martin v. Boitker, 163 Mass, 461, 40 X. E. Rep. 7GG. In a bill in equity brought by a labor union, under § 3, Chap. 462, Stat. 1895, it has been held immaterial that the defendant's use of the spurious label antedated the passage of the act. Tracy v. Banker, 170 Mass. 266, 49 N. E. Rep. 308. INSTRUCTIONS AND FORM FOR THE REGISTRATION OF TRADEMARKS. COMMONWEALTH OF MASSACHUSETTS. OFFICE OF THE SECRETARY. The accompanying blank form of application is to be used for the registration of a label, trademark, stamp or form of advertisement in this office under the laws of this Commonwealth. The regulations printed in small type upon said application are to be carefully followed and observed. Two fac-similes of the label, trademark, stamp or form of advertise- ment, either in the press-printed form as used or hand-printed in India ink upon bond or other substantial paper (not card board), and the statute fee of two dollars for registration are to accompany the appli- cation. Do not gum or fasten the fac-similes in any way to the application. Wm. M. Olix, Secretary of the Commonwealth. COMMONWEALTH OF MASSACHUSETTS. (Regulations printed below in small type must be strictly adhered to.) Certificate accompanying a (Insert the Designation, Insignia, Ribbon, Badge, Rosette, Button or Emblem as the case may be.) filed for record in accordance with section 7 of chapter 72 of the Re- vised Laws, relative to the adoption and registration of Labels, and chapter 335 of the Acts of 1904, an Act to provide for registration of the Insignia of Societies, Associations and Labor Unions, and to pro- hibit the unauthorized use thereof. Name of the Society, Association or Labor Union, , (If the Society, Association or Labor Union is a Voluntary Associa- 592 APPENDIX H. tion, state the fact. If a Corporation, state the fact, and name the State under the laws of which it is incorporated.) Location, . (Give city, or town and State.) The particular purpose or use for which the (Insert the Designation, Insignia, Ribbon, Badge, Rosette, Button or Emblem as the case may be.) has been or is intended to be appropriated, . (Give, in as few words as possible, the particular purpose or use for which the Insignia, Ribbon, Badge, Rosette, Button or Emblem has been or is intended to be utilized.) The essential feature of the (Insert the Designation, Insignia, Ribbon, Badge, Rosette, Button or Emblem, as the case may be.) consists of (Give only what is considered to be the essential feature or features of the Insignia, Ribbon, Badge, Rosette, Button or Emblem.) The style and size of type or lettering, and color of ink and com- modity (Use the word viay or the words will not as the case may be.) be varied at pleasure. Length of time, if any, during which the (Insert the Designation, Insignia, Ribbon, Badge, Rosette, Button or Emblem, as the case may be.) has been in use. Since (Give Month, Day of Month and Year when adopted, or give date since when in use.) *I, , do hereby declare in accordance with the provision of section 7 of chapter 72 of the Revised Laws, that ha — a right to use the (Insert the Designation, Insignia, Ribbon, Badge, Rosette, Button or Emblem, as the case may be.) referred to in the foregoing certificate, and that no other person, firm, association, union or corporation has the right to such use either in the identical form or in any such near resemblance thereto as may be calculated to deceive and I FURTHER DECLARE that the copies or fac-similes filed with the fore- going certificate are true. In witness whereof I have hereto signed my name this day of in the year nineteen hundred and . [Sign here.] • STATE TRADEMARK STATUTES. 593 COMMONWEALTH OF MASSACHUSETTS. 190—. Then personally appeared the above-named and made oath that the foregoing declaration by him subscribed is true. Before me. Justice of the Peace. * This declaration Is to be signed and sworn to by an officer of the Society, Association or Labor Union; insert name of officer, title of office, and name of the Society, Association or Labor Union. Outside of Massachusetts, oath is to be administered by a Commissioner for Mas- sachusetts or Notary Public. FORM OP FAC-SIMILES. This application for registration is to be accompanied by two fac- similes, copies or counterparts of the Insignia, Ribbon, Badge, Rosette, Button or Emblem, in the printed or other durable form, in which such are used, or hand printed in India ink upon substantial paper (not cardboard ) . Do not gum or fasten the fac-similes in any way to this applica- tion. MICHIGAN. §§11681-86, C. L. 1897. AN ACT to provide for the protection of associations and unions of workingmen and artisans, or other persons in their Labels, Trade- marks, and Forms of Advertisement, and to punish the counter- feiting and fraudulent use of such labels, trademarks, and forms of advertising. (11681) Section 1. That whenever any person or any association or union of workingmen has heretofore adopted or used, or shall hereafter adopt or use, any label, trademark, term, design, device or form of ad- vertisement for the purpose of designating, making known or distinguishing any goods, wares, merchandise or other product of labor as having been made, manu- factured, produced, prepared, packed or put on sale by such person or association or union of workingmen or 37 594 APPENDIX H. by a member or members of such association or union, it shall be unlawful to counterfeit or imitate such label, trademark, tenn, design, device, or form of advertise- ment, or to use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such labels, trademark, term, design, device or form of ad- vertisement. (11682) Sec. 2. AVhoever counterfeits or imitates any such label, trademark, term, design, device or form of advertisement, or sells, offers for sale, or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement; or knowingly uses any such counterfeit or imitation, or knowingly sells or disposes of, or keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which any such counterfeit or imitation is attached or affixed, or on which any such counterfeit or imitation is printed, painted, stamped or impressed; or knowingly sells or disposes of any goods, wares, merchandise or other product of labor contained in any box, case, can or package, to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed ; or keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or im- pressed ; or shall use or display the genuine label, trade- mark, term, design, device or form of advertisement of any such person, association or union in any manner, not being authorized so to do by such person, union or association; or who shall in any way use the name or seal of any such person, association or union or officer tliereof, in and about the sale of goods or otherwise, not being authorized to so use the same, shall be deemed STATE TR.VDEMARK STATUTES. 595 guilty of a misdemeanor, and sliall be punished as here- iual'ter provided. In suits or proceedings for damage, or for equitable relief by or on behalf of any such per- son, association or union, on account of the violation of any provision of this act, it shall not be necessary to prove that such violation was knowingly or wilfully committed. (11G83) Sec. 3. Any person, whether a member of a firm or corporation, or otherwise, who shall violate any of the provisions of section one of this act, or who shall knowingly or wilfully violate any provision of section two of this act, shall be deemed to have committed a misdemeanor thereby, and on conviction thereof shall be punished by a fine of not less than ten nor more than one hundred dollars, or by imprisonment in the county jail for a period not exceeding ninety days, or by both such fine and imj^risonment, in the discretion of the court. (11684) Sec. 4. In action at law or proceedings in equity brought on behalf of any such association or union which is not incorporated, the same may be brought in the name of any member of such association or union, who has been duly authorized so to do by such association or union, but for the use and benefit of all of the members of such association or union: provided, that before commencing such action or proceeding the member so authorized shall file with the justice or clerk of such court a certificate of the president and secretary of such association or union, showing that such author- ity has been granted. Any criminal proceeding brought for a violation of any provision of this act, may be prosecuted by the authorized attorney of such associa- tion or union, in the court where originally commenced, but in such case the fees and compensation of such at- torney shall be borne and paid exclusively by such asso- ciation or union: provided, that nothing herein shall be deemed to prevent the prosecuting attorney from con- ducting any such prosecution, or the said authorized at- 596 APPENDIX H. torney of such association or union from deputizing a duly qualified attorney at law to appear in his stead. (11685) See. 5. Every such person, association or union that has heretofore adopted or used, or shall here- after adopt or use, a label, trademark, tenn, design, de- vice or form of advertisement, as provided in section one of this act, shall file the same for record in the office of the secretary of state, by leaving two copies, counterparts or fac-similes thereof, with said secretaiy, and by filing therewith a sworn statement specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, device or form of advertisement shall be filed, the class of mer- chandise and a particular description of the goods to which it has been or is intended to be appropriated ; that the party so filing, or on whose behalf such label, trade- mark, term, design, device or form of advertisement shall be filed has the right to the use of the same, and that no other person, firm, association, union or corpo- ration has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac-simile copies or counterparts filed therewith are true and correct. There shall be paid for such filing and recording a fee of one dollar. Any person who shall for himself, or on behalf of any other person, association or union, procure the filing of any label, trademark, term, design, device or form of advertisement in the office of the secretary of state, under the provisions of this act, by making any false or fraudulent representations or declaration, ver- bally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be recovered by or on behalf of the party injured thereby in any court having jurisdiction, and shall be punished by a fine not exceeding one hun- dred dollars or by imprisonment not exceeding three months, or by both such fine and imprisonment. Said STATE TRADEMARK STATUTES. 597 secretary shall deliver to such i)erson, association or union so filing or causing to be filed any such label, trademark, term, design, device or form of advertise- ment so many duly attested certificates of the recording of the same as such person, association or union may apply for, for each of which certificates said secretary' shall receive a fee of one dollar. xVny such certificate of record shall in all suits and prosecutions under this act be prima facie })roof of the adoption of such label, trademark, tenn, design, device or form of advertise- ment. Said secretary of state shall not record for any person, union or association, any label, trademark, term, design, device or form of advertisement that would rea- sonably be mistaken for any label, trademark, term, design, device or fonn of advertisement theretofore filed by or on behalf of any other person, union or association. (11686) Sec. 6. In no case shall the certificate from the secretary of state, obtained in conformity with the fifth section of this act, be assignable by the party to whom the same is issued. §§ 5576-5680 page 1781, Vol. 2 C. L. 1897 relate to the protection of packages of manufacturers, bottlers, and vendors of soda water and other beverages. FORM OF APPLICATION FOR REGISTRATION. Sworn Statement accompaAying a (Insert the word Label, Trademark, Term, Design, Device or Form of Advertisement, as the case may be.) filed in accordance with Act. No. 206 of the Public Acts of 1895, of Michigan. * I, , do hereby declare that the (Insert the word Label, Trademark, Term, Design, Device or Form of Advertisement, as the case may be.) counterparts or fac-sirailes of which are filed herewith is filed on be- half of that the particular class of merchandise and a particu- lar description of the goods to which it has been or is intended to be appropriated is that the said has the right to the use of the same and no other person, firm, association, union or corporation has the right to such use, either in the identical form, or in any such 598 APPENDIX H. near resemblance thereto as may be calculated to deceive, and that the fac-simile copies or counterparts filed herewith are true and correct. (Sign here.) State of "» ^ County of j On this day of , A. D. , before me personally appeared the above named and made oath that the foregoing statement by him subscribed is true. * If a person, insert name; if a member of a company or firm, in- sert name and add the words "a member of the firm or co-partnership doing business under the name and style of," then give the company name, and add "composed of" giving names of the members; if an officer of an association, corporation, or union, insert name, title of office and name of the association, corporation or union. MINNESOTA. CHAPTER 122, GENERAL. LAWS 1895. TRADEMARKS. AN ACT to amend an Act entitled an Act Relating to Labels, Trade- marks and Advertisements, and to Provide for Their Protection and the Punishment for Counterfeiting the Same or for Using Counterfeits of the Same. Approved April Seventeenth (17th.) being Chapter Twenty-four (24) of General Laws of Minnesota of 1893). Be it enacted hy the Legislature of the State of Minne- sota: Section 1. That section 1 of an act relating to labels, trademarks and advertisements, and to provide for their protection and the punishment for counterfeiting the same, or for using counterfeits of the same (being chap- ter twenty-four (24) of the General Laws of Minnesota of one thousand eight hundred ninety-three (1893), be, STATE TR.VDEM.VKK STATUTES. 599 and the same is hereby amended to read as follows, namely : **Sec. 1. Protectiox. Whenever any person, or any association or union of workingmen has heretofore adopted or used or shall hereafter adopt or use any label, trademark, tenn, design, device or form of ad- vertisement for the purpose of designating, making known, or distinguishing any goods, wares, merchandise or other product of labor, as having been made, manu- factured, })roduced, prei)ared, packed or put on sale by such person or association or union of workingiuen or by a member or members of such association or union, it shall be unlawful to counterfeit or imitate such label, trademark, term, design, device or form of adver- tisement or to use, sell, offer for sale or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement. ' ' Sec. 2. That section two (2) of the act above named be, and is hereby amended, to read as follows, namely: ''See. 2. Penalty for counterfeiting or dealing IN COUNTERFEITS. Whoevcr counterfeits or imitates any such label, trademark, term, design, device or form of advertisement, or sells, offers for sale, or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement, or keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other products of labor to which any such counterfeit or imitation is printed, painted, stamped or impressed; or knowingly sells or disposes of any goods, wares, merchandise or other pro- duct of labor contained in any box, case, can or pack- age, to which or on which any such counterfeit or imita- tion is attached, affixed, printed, painted, stamped, or impressed; or keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, 600 APPENDIX H. wares, merchandise, or other product of labor in any box, case, can or package, to which or on which any- such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed; shall be punished by a fine of not more than one hundred ($100) dollars or by imprisonment for not more than three months." Sec. 3. That section three (3) of said act be and the same is hereby amended so as to read as follows, namely : "Sec. 3. Eegistey. Every such person, association or union that has heretofore adopted or used, or shall hereafter adopt or use a label, trademark, term, design, device, or form of advertisement, as provided in section one (1) of this act, may file the same for record in the office of the secretary of state by leaving two copies, counterparts or fac-similes thereof with said secretary, and by filing therewith a sworn application specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, de- vice or form of advertisement shall be filed; the class of merchandise and a description of the goods to which it has been or is intended to be appropriated; stating that the party so filing or on whose behalf such label, trademark, term, design, device or form of advertise- ment shall be filed has the right to the use of the same ; that no other person, firm, association, union or corpora- tion has the right to such use either in the identical form or in any such near resemblance thereto as may be calcu- lated to deceive, and that the fac-simile or counterparts filed therewith are true and correct. There shall be paid for such filing and recording a fee of one (1) dol- lar. Any person who shall for himself or on behalf of any other person, association or union procure the filing of any label, trademark, term, design or form of ad- vertisement in the office of the secretary of state under the provisions of this act, by making any false or fraud- ulent representations or declaration, verbally or in writ- STATE TRADEMARK STATUTES. 601 ing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such fil- ing, to be recovered by or on behalf of the party injured thereby in any court having jurisdiction and shall be jjunished by a fine not exceeding one hundred (100) dollars or by imprisonment not exceeding three (3) months. Said secretary shall deliver to such person, association or union so filing or causing to be filed any such label, trademark, term, design, device or form of advertisement so many duly attested certificates of the recording of the same as such person, association or union may apply for, for each of which certificates said secretary shall receive a fee of one (1) dollar. Any such certificate of record shall in all suits and prosecu- tions under this act be sufficient proof to the adoption of such label, trademark, tenn, design, device or fonn of advertisement. Said secretary of state shall not re- cord for any person, union or association any label, trademark, term, design, device or form of advertise- ment that would reasonably be mistaken for any label, trade mark, term, design, device of form of advertise- ment theretofore filed by or in behalf of any other x^er- son, union or association." Sec. 4. That section four (4) of said act be and is hereby amended to read as follows: **Sec. 4. Prohibiting infringements. Every such person, association or union adopting or using a label, trademark, term, design, device or fonn of advertise- ment as aforesaid, may proceed by suit to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof and all courts of competent jurisdic- tion shall grant injunctions to restrain such manufac- ture, use, disj^ay or sale as may be by the said court deemed just and reasonable, and shall require the defen- dants to pay to such person, association or union, all profits derived from such wrongful manufacture, use, disj^lay or sale, and such court shall also order that all 602 APPENDIX H. such counterfeits or imitations in the possession or under the control of any defendant in such cause, be de- livered to an officer of the court, or to the complainant to be destroyed." Sec. 5. That section five (5) of said act be and the same is hereby amended to read as follows: ''Sec. 5. PEN.U.TY FOR APPEOPEiATiNG. Evcry pcrsou who shall use or display the genuine label, trademark, term, design, device or form of advertisement of any such joerson, association or union in any manner not authorized by such person, union or association, shall be deemed guilty of a misdemeanor and shall be punished by imprisonment for not more than three (3) months or by a fine of not more than one hundred (100) dollars. In all cases where such association or union is not in- corporated, suits under this act may be commenced and prosecuted by any officer or member of such association or union on behalf of and for the use of such association or union." Sec. 6. That section six (6) of this act may be and is hereby amended to read as follows; ''Sec. 6. Penalty fok unauthoeized use. Any per- son who shall in any way use the name or seal of any such person, association or union or officer thereof in and about the sale of goods or otherwise, not being authorized to so use the same, shall be guilty of a mis- demeanor, and shall be punishable by imprisonment for not more than three (3) months, or for a fine of not more than one hundred (100) dollars." Sec. 7. This act shall take effect and be in force from and after its passage. Approved February 23rd, 1895. Gen. St. 1894. Section 6908. Any person or persons who shall know- ingly and wilfully forge or counterfeit, procure to be forged or counterfeited, any representation, likeness, STATE TRADEMARK STATUTES. 603 similitude, copy or imitation of the private stamps, brands, wrapper, label or trademark, usually affixed by any mechanic, manufacturer, druggist, merchant or tradesman, to and upon the goods, wares, merchandise or preparation of said mechanic, manufacturer, druggist, merchant or tradesman, with intent to pass off any work, goods, manufacture, compound or preparation, to which such forged or counterfeited representation, likeness, similitude, copy, or imitation is affixed, or intended to be affixed, as the work, goods, manufacture, compound or preparation of such mechanic, manufacturer, drug- gist, merchant or tradesman, shall, upon conviction thereof, be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail for a IDeriod [of] not less than six months, nor more than twelve months, or fined not more than five thousand dol- lars. Sec. 6909. Any person or persons who shall, with intent to defraud any person or persons, body corporate or politic, have in his or their possession any die or dies, plate or jDlates, brand or brands, engraving or engrav- ings or printed labels, stamps, imprints, wrapper, or trademarks, or any representation, likeness, similitude, copy or imitation of the private stamps, imprint, brand, wrapper, label, or trademark usually affixed by any me- chanic, manufacturer, druggist, merchant or tradesman, to or upon articles made, manufactured, prepared or com- pounded by him or them, for the purj^ose of making im- pressions or selling the same when made, or using the same upon any other article made, manufactured, pre- pared or compounded, and passing the same off ui)on the community as the original goods, manufactures, prep- arations or compounds of any other person or persons, body corporate or politic, or who shall wrongfully and fraudulently sell or use the genuine stamp, brand, im- print, wrapper, label or trademark, with intent to i^ass off any goods, wares, merchandise, mixtures, compounds 604 APPENDIX H. or other articles not the manufacture of the person or persons, body cori^orate or politic, to whom such stamp, brand, imprint, wrappers, label or trademark properly belongs, as genuine and original, shall, upon conviction thereof, be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not less than six months, nor more than twelve months, or be fined not more than five thousand dollars. Sec. 6910. Any person who shall vend or keep for sale any goods, wares, merchandise, mixture or preparation, upon which any forged or counterfeit stamps, brands, imprints, wrappers, labels or trademarks shall be placed or affixed, and intended to represent the said goods, wares, merchandise, mixture or preparation as the genu- ine goods, wares, merchandise, mixture or preparation of any other person or persons, knowing the same to be counterfeit, shall, upon conviction thereof, be deemed guilty of a misdemeanor, and shall be punished by a fine not exceeding five hundred dollars in each case so offending, and shall also be liable in a civil action to the person or persons whose goods, wares, merchandise, mixture or preparation is counterfeited or imitated, or whose stamps, brands, imprints, wrappers, labels, or trademarks are forged, counterfeited, placed or affixed, for all damages such person or persons may or shall sustain by reason of any of the acts in this section men- tioned, and may be restrained or enjoined by any court of competent jurisdiction from doing or performing any of the acts above mentioned. Sec. 6911. Any person or persons who shall, with intent to defraud any person or persons, body corporate or politic, knowingly affix or cause to be affixed to or upon any bottle, case, box or package containing any goods, manufacture, mixture, preparation or compound, any stamp, brand, label, wrapper, imprint or trade- mark, which shall designate such goods, manufacture, mixture, preparation or compound, either wholly or STATE TRADEMARK STATUTES. 605 in part, the same to the eye or in sound to the ear, as the word or words, or some of the words, used by any 6ther person or persons for designating any goods, manufacture, mixture, preparation or compound manu- factured or prepared by or for such other person or jjersons, or who shall knowingly sell or expose, or offer for sale, any such bottle, case, box or package, with any such stamp, brand, label, wrapper, imprint or mark affixed to or upon it, shall, provided such person or persons so affixing or causing to be affixed any such stamp, brand, label, wrapper, imprint or mark, or to selling or exposing, or offering for sale, any such bottle, case, box or package, shall not have been the first to employ or use such words, to designate, wholly or in part, any goods, manufacture, mixture, preparations or compound, upon conviction thereof, be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail not less than six nor more than twelve months, or be fined not more than five thousand dollars, and shall also be liable to the party aggrieved in the penal sum of one hundred dollars for each and every offense, to be recovered by him in a civil action. Sec. 6912. Any person or persons who, with intent to defraud, or to enable another to defraud, any person, shall manufacture or knowingly sell, or cause to be man- ufactured or sold, any article or articles, marked, stamped or branded, or incased or inclosed in any box, bottle or wrapper having thereon any engraving or en- engravings, or printed labels, stamps, imprints, marks, or trademarks, which article or articles are not the man- ufacture, workmanship or production of the person named, indicated or denoted by such marking, stamping or branding, or by or upon such engraving or engrav- ings, printed labels, stamps, imprints, marks or trade- marks, shall, upon conviction thereof, be deemed guilty of a misdemeanor, and for such offense shall forfeit and pay a fine of two hundred dollars, to be recovered, with 606 APPENDIX H. costs, in a civil action to be prosecuted by the county attorney, of any county in the state, in the name of the county in which said action shall be commenced, and the one-half of such recovery shall be paid to the informer, and the residue shall be applied to the support of the poor in the county where such recovery is had. Sec. 6913. A '^ trademark" is a mark used to indicate the maker, owner or seller of any goods, wares, mer- chandise, mixture, preparation or compound, and in- cludes, among other things, any name of a person or corporation, or any letter, word, device, emblem, figure, seal, stamp, diagram, brand, wrapper, ticket, stopper, label, or other mark lawfully adopted by him and usu- ally affixed to any goods, merchandise mixture, prepara- tion or compound to denote the same was imported, man- ufactured, produced, sold, compounded bottled, packed or otherwise prepared by him. Sec. 6914. A trademark is deemed to be affixed to any goods, wares, merchandise, mixture, preparation or compound when it is placed in any manner in or upon either— (1) The article itself; or (2) A box, bale, barrel, bottle, case, cask, or other vessel or package, or a cover, wrapper, stopper, brand, label, or other thing, in, by, or with which the goods are packed, inclosed or otherwise prepared for sale or dis- position. Sec. 6915. An imitation of a trademark, stamp, brand, wrapper, or label is that which so far resembles the genuine trademark, stamp, brand, wrapper or label as to be likely to induce the belief that it is genuine, either by the use of words or letters similar in appear- ance or in sound, or by any sign, device, or the names whatsoever. Sec. 6916. No testimony or evidence given by any person in any civil action to which such person may be a party, or by any other witness in such action, or on STATE TliADEM.VRK STATUTES. 607 any reference or proceeding wliicli may be had in such action, nor any evidence or testimony derived from the books or j^apers of such party or witness, produced by him as witness, or otherwise, in such action, or on any reference or other proceedings which may be had there- in, can or shall be used in any criminal i)rosecution against such party or witness, under any of the pro- visions of this act ; nor shall any pai-ty or witness refuse to testify or furnish evidence in any civil action by rea- son of any of the provisions of this act. Minnesota also has an act entitled "An act to protect the owners of receptacles used in the sale of soda waters, mineral or aerated water, porter, ale, cider, ginger ale, small beer, large beer, Weiss beer, beer, white beer, malt extracts, other beverages, milk, cream, ice cream and butter," approved April 19, 1905. The statutory x:)enalty for the infringement of a trade- mark can only be recovered where the fraudulent intent of the defendant is shown. Watkins v. Landon, 52 Minn., 389, 54 N. W. Kep. 193. MISSISSIPPI. Ann. Code 1892. Section 1306. Every person who shall knowingly and wilfully forge or counterfeit, or cause or procure to be forged or counterfeited, any representation, likeness, similitude, copy, or imitation of the private stamp, wrap- pers, or labels usually affixed by any mechanic or manu- facturer to, and used by such mechanic or manufacturer on, in, or about the sale of any goods, wares, or mer- chandise whatsoever, shall be guilty of a misdemeanor, and, upon conviction, shall be punished by a fine not ex- ceeding five hundred dollars, or imprisonment in the 608 APPENDIX H. county jail not less than three months nor more than one year. Sec. 1307. Every person who shall have in his pos- session any die, plate, engraving, or printed label, stamp, or wrapper, or any rejDresentation, likeness, similitude, copy, or imitation of the i^rivate stamp, wrapper, or label usually affixed by any mechanic or manufacturer to and used by such mechanic or manufacturer on, in, or about the sale of any goods, wares or merchandise, with intent to use or sell the said die, plate, or engrav- ing, or printed stamp, label, or wrajDper, for the purpose of aiding or assisting in any way whatever in vending any goods, wares, or merchandise in imitation of, or intended to resemble and be sold for the goods, wares, or, merchandise of such mechanic or manufacturer, shall be guilty of a misdemeanor, and, upon conviction, be pun- ished by fine not exceeding five hundred dollars, or imprisonment in the county jail not less than three months nor more than one year. Sec. 1308. Every person who shall vend any goods, wares, or merchandise, having thereon any forged or counterfeit stamp or label, imitating, resembling, or jourporting to be the stamp or label of any mechanic or manufacturer, knowing the same to be forged or counter- feited, and resembling or purporting to be imitations of the stamps or labels of such mechanic or manufacturer, without disclosing the fact to the purchaser thereof, shall be guilty of a misdemeanor, and, upon conviction, shall be punished by imprisonment in the county jail not exceeding three months, or by a fine not less than fifty nor more than five hundred dollars, or both. STATE TEADEMAEK STATUTES. 609 MISSOURI. CHAPTER 169, REVISED STATUTES. 1899. Section 10365. Any person may adopt a trademark — to be regis- tered. Sec. 10366. Penalty for counterfeiting trademarks. Sec. 10367. Penalty for using false die, brand, etc. Sec. 10368. Penalty for keeping or selling goods with false brands. Sec. 10369. Penalty for affixing false labels, etc., with intent to defraud. Sec. 10370. What courts have jurisdiction. Sec. 10371. Articles bearing false trademarks to be destroyed. Sec. 10372. What evidence can not be used in criminal prosecu- tion. Section 10365. Any person may adopt a trademark —TO BE REGISTERED.— If anv niecliaiiic, manufacturer, association or union of workingmen, or other person, shall wish to adopt any particular name, term, design or device as his or their trademark, to designate, make known or distinguish any article of goods, wares or mer- chandise by him or them manufactured or prepared, h.e or they may write out a description of such name tenr?, design or device, describing the same accurately, and sign and acknowledge the same before some officer com- petent to take the acknowledgment of deeds, and file the same, together with a fac-simile of the name, term, de- sign or device for registration in the office of the secre- tary of state, by leaving two copies, counterparts or fac- similes thereof, with the secretary of state; said secre- tary shall deliver to such mechanic, manufacturer, asso- ciation or union of workingmen or other person so filing the same, a duly attested certificate of the filing of the same, for which he shall receive a fee of one dollar; such certificate shall in all suits and prosecutions under this chapter, be sufficient proof of the adoption of such label trademark or form of advertisement, and of the right of such mechanic, manufacturer, association or 39 610 APPENDIX H. union of workingmen or other jjerson to adopt the same. Xo label, trademark or form of advertisement shall be registered that in any way resembles, or would probably be mistaken for a label or trademark already registered. (R. S. 1889, §8569, amended, Laws 1893, p. 260; amended. Laws 1903, p. 275.) Sec. 10366. Penalty for counteefeiting teade- M.\EKs.— Any person or persons, association or union of workingmen, who shall knowingly and wilfully make, forge or counterfeit any representation, likeness, simili- tude, copy or imitation of the private label, stamp, brand, wrapper, engraving, mould or trademark usually affixed by any manufacturer, mechanic, merchant, trades- man, druggist, person or body corporate, association or union of workingmen, or body politic to, ui)on or used in connection with the goods, wares, merchandise, com- pound or preparation of such manufacturer, mechanic, merchant, tradesman, druggist, person, association or union of workingmen, or body corporate or politic, with intent to pass off any goods, wares, merchandise, com- pound or preparation, to which said forged or counter- feit representation, likeness, similitude, copy or imita- tion is affixed, or in connection with which the same may be used or intended to be so affixed or used, as the work, goods, wares, implements, merchandise, compound or preparation of such manufacturer, mechanic, mer- chant, druggist, tradesman, person, association or union of workingmen, or body corporate or politic, shall, upon conviction thereof, be deemed guilty of a misdemeanor, and shall be punished by imprisonment in the county jail for a period of not less than three months nor more than twelve months, or fined not less than one hundred dollars nor more than five thousand dollars, or both such fine and imprisonment. (R. S. 1889, § 8570, amended Laws 1893, p. 260.) Sec. 10367. Penalty foe using false die, beand, etc, —Any person or persons, association or union of work- STATE TR.VDEMARK STATUTES. 611 ingmen, who shall, with intent to defraud any i^erson or persons, or body corporate or politic, have in his, her or their possession any die or dies, plate or plates, brand or brands, engraving or engravings, printed labels, stamps, imprints, moulds, wrappers or trademarks, or any representation, likeness, similitude, copy or imi- tation of the private label, brand, stamp or wrapper, engraving, mould or trademark usually affixed by any manufacturer, mechanic, merchant, tradesman, druggist, association or union of workingmen, person or body cor- porate or politic, to, upon or used in connection with articles made, manufactured, prepared or compounded by him, her or them, for the purpose of making impres- sions, or selling the same when made, or using the same upon or in connection with any other article made, manufactured, prepared or compounded, and passing the same off upon the community as the original goods, wares, implements, merchandise, compound or prepara- tion of any other person or persons, association or union of workingmen, or body corporate or politic, or who shall in fact sell or use the same, or for the purpose of secreting the same from the rightful owner or own- ers, or who shall wrongfully or fraudulently use the genuine label, brand, stamp, wrapper, imprint, engrav- ing, mould or trademark, with intent to pass off any goods, wares, implements, merchandise, compound or preparation, or other article not the manufacture of the person, persons, association or union of workingmen, or body corporate or politic, to whom such label, brand, stamp, wrapiDer, engraving, imprint, mould or trade- mark properly belongs, as genuine and original, shall, upon conviction thereof, be deemed guilty of a misde- meanor, and shall be punished by imprisonment in the county jail not less than three months nor more than twelve months, or fined not less than one hundred dol- lars nor more than five thousand dollars, or both such 612 APPENDIX H. fine and imprisonment. (E. S. 1889, § 8571, amended, Laws 1893, p. 260.) Sec. 10368. Penalty for keeping or selling goods wiTfi FALSE BRANDS.— Any pcrson, persons, association or union of workingmen, or body corporate or politic, who shall vend or keep for sale any goods, wares, mer- chandise, compounds or preparations upon which or in connection with which any forged, imitation or counter- feit label, brand, stamp, wrapper, imprint, engraving, bottle or trademark shall be placed, affixed or used, and intended to represent the said goods, wares, implements, merchandise, compounds or ]orei3a rations as the genuine goods, wares, implements, merchandise compound or preparation of any other person or persons, association or union of workingmen, or body corporate or politic, knowing the same to be imitation or counterfeit, shall be deemed guilty of a misdemeanor, and, upon convic- tion thereof, shall be punished by a fine of not less than one hundred dollars nor more than five thousand dollars, or by imprisonment in the county jail not less than one month nor more than twelve months, or both, and shall also be liable to a civil action to the person or persons, association or union of workingmen, or body corporate or politic, whose goods, wares, implements, merchandise, compounds or preparations is imitated or counterfeited, or whose label, stamp, wrapper, engraving, imprint, bot- tle, or trademark is imitated, forged or counterfeited, placed, affixed or used, for aJl damages such person or persons, association or union of workingmen, or body corporate or politic, may or shall sustain, both by virtue of the loss of profits and the damage done to the reputa- tion of the said genuine article, goods, wares, imple- ments, merchandise, compound or preparation, by rea- son of any of the acts in any section of this chapter mentioned, and may be restrained or enjoined by any court of competent jurisdiction from doing or perform- STATE TRADEMARK STATUTES 613 ing any of the acts herein mentioned. (K. S. 1889, §8572, amended, Laws 1893, p. 260.) Sec. 103G9. Penalty eok atfixing false labels, etc., WITH INTENT TO DEFKAUD.— Any j^erson or persons who shall, with intent to defraud any person or persons, as- sociation or union of workingmen, or body corporate or politic, knowingly afiBx or cause to be affixed to or upon any case, box, web, package or bottle containing any goods, wares, merchandise, compound or prepara- tion, any label, brand, stamp, wrapper, engraving, im- print or mark which shall designate such goods, wares, merchandise, compound or preparation, either wholly or in part by a word or words, or by general design, which shall be wholly or in part the same to the eye, or in sound to the ear, as the word or words or the general design used by any person or persons, association or union of workingmen, or body corporate or politic, for designing any goods, wares, merchandise, compound or preparation, manufactured or prepared by or for some other person or persons, association or union of workingmen, or body corporate or politic, or who shall knowingly sell or expose or otfer for sale any such case, box, web, package, or bottle, with any such label, brand, stamp, wrapper, engraving, imprint or mark affixed to or upon it, shall, provided such person or persons affix- ing or causing to be affixed any such label, brand, stamp, wrapper, engraving, imprint or mark or so selling or offering for sale any such case, box, web, package or bottle, shall not have been the first to employ or use such word or words or general design to designate, wholly or in part, any goods, wares, mechandise, com- pound or ])reparation, and upon conviction thereof be deemed guilty of a misdeameanor, and shall be liable to the party aggrieved in the penal sum of five hundred dollars, and for a further sum equal to the amount which the aggrieved party might have received for the same amount of genuine goods, wares, merchandise, com- 614 APPENDIX II. pounds or preparations, and shall be guilty of a misde- meanor, and on conviction may be punished by im- prisonment in the county jail for a period of not less than one month nor more than twelve months or fined not less than one hundred dollars, nor more than five thousand dollars, or both such fine and imprisonment. (R. S. 1889, §8573, amended. Laws 1893, p. 260.) Sec. 10370. What courts have jurisdiction.— All courts of this state having jurisdiction of criminal cases shall have jurisdiction of proceedings for violaton of this chapter. All suits brought under this chapter shall be brought by the person or persons injured or de- frauded by such parties ; and if brought by any asso- ciation or union of workingmen, the suit may be brought in the name of the president and secretary, to the use and benefit of association or corporation, and may thus sue and be sued. (R. S. 1889, § 8574, amended. Laws 1893, p. 260.) Sec. 10371. Articles bearing false trademarks to BE DESTROYED.— It shall bc the duty of any officer within the jurisdiction of the court having authority, to whom there shall be delivered any warrant for the arrest of any person alleged to have committed any offense cre- ated by this chapter, to seize any and all goods, wares, merchandise, compounds, preparations, labels, brands, implements, stamps, wrappers, imprints, engravings, plates, bottles, dies or moulds, mentioned or referred to in the complaint, or affidavit or information, upon which said warrant issued, and upon final conviction of the offended, the court shall direct such of same as may be counterfeit to be destroyed, and they shall be so de- stroyed accordingly: Provided, hoicever, That if said property consists of wares and merchandise, which, in the judgment of the court, are independent of any trade- mark, of genuine and intrinsic value, and capable of being applied to a useful and beneficial purpose, then and in such case all counterfeit words, marks, wrappers, STATE TR.VDEMARK STATUTES. 615 labels, emblems, stamps, brands, bottles, imprints and signs used in connection therewith shall be first erased, obliterated and destroyed, and said property shall be sold within ten days next succeeding the decision of the court thereon, in such manner as the court shall direct, and the proceeds of said sale, less the expense thereof, be applied to the benefit of the school fund of the county in which said seizure was effected. (K. S. 1889, §8575, amended. Laws 1893, p. 260.) Sec. 10372. What evidence shall not be used in CRIMINAL PROSECUTIONS.— No tostimouy or evidence given by any person in any civil action to which said person may be a party, or by any other witness in such action, or in any reference or proceeding which may be had in such action, nor any testimony or evidence derived from the books or papers of such party or witness, or other- wise, in such action, or in any reference or other pro- ceeding which may be had therein, can or shall be asked in any criminal prosecution against such party or wit- ness, under any of the privisions of this chai^ter, nor shall any party or witness refuse to testify or furnish evidence in any civil action by reason of any of the pro- visions of this chapter. (R. S. 1889, § 8576, amended, Laws 1893, p. 260.) §§2270-2274, Revised Statutes 1899, provide for the protection of boxes and other receptacles, used by manu- facturers of bottles, bottlers, manufacturers of and deal- ers in mineral waters, soda waters, and other beverages, the description of the names, marks, or designations to be recorded with the recorder of deeds of the county or city. § 2274 contains provisions for search warrants in such cases. Under § 10369 an information which sets out and con- tains a copy of the defendant's label, and of the label which the defendant's label is alleged to imitate, and which alleges that the defendant's label imitates the 616 APPENDIX H. other ''in part" but does not state what part of the one is an imitation of the other, is fatally defective. State V. Thierauf, 167 Mo. 429, 67 S. W. Rep. 292. An information in a prosecution for selling cigars in boxes bearing a counterfeit union label, in which a genuine union label was pasted, was approved in State V. Niesmann, 101 Mo. App. 507, 74 S. W. Rep. 638. An act of 1893, for the protection of union labels has been held not to be in violation of Article 4, § 53 of the Constitution of Missouri; and that to sustain a convic- tion, guilty knowledge by the defendant must be shown. State V. Bishop, 128 Mo. 373, 31 S. W. Eep. 9. The early act against counterfeiting trademarks (Wag. St. p. 1330) was held to be designed for the pro- tection of trademarks, regardless of the citizenship of their owners. It might, therefore, be invoked in a prose- cution based upon a trademark owned by a citizen of another country. State V. Gibbs, 56 Mo. 133. FORMS OP APPLICATION FOR REGISTRATION. FORM FOR CORPORATION. Enow all men ty these presents: That the , a corporation duly organized and existing under the laws of the State of , and having its office in the City of said State, desiring to avail itself of the provisions of chapter 169, Revised Statutes of 1899, and more particularly of section 10,365 thereof, as amended in 1903, has adopted for its use a trademark to designate, make known or distinguish a certain article of goods, ware or merchandise by it manufactured or prepared, of which the follow- ing is a description: the essential feature of which the , as applied to ; and that the fac-similes presented herewith are true and cor- rect copies thereof. , In testimony whereof, the said corporation has caused this instru- ment to be signed by its and the seal of said corporation to be hereto attached, at the City of , State of , this ^ day of , 190—. [seal.] (President or other duly authorized officer.) STATE TRADEMARK STATUTES. 617 --} State of — County of On this day , 190 — , before me appeared , to me personally known, who, being by me duly sworn did say that he Is the — of the said , a corporation, and that the seal afhxed to the foregoing instrument is the corporate seal of said corporation, and that said instrument was signed and sealed in behalf of said corpora- tion by authority of its board of directors, and said acknowl- edged said instrument to be the free act and deed of said corporation, for the purpose therein stated. In testimony whereof, I have hereunto set my hand and affixed ray seal at my office in the City of the day and year last above written. My commission expires . Notary Public. FORM FOR INDIVIDUALS OR PARTNERSHIPS. Know all men by these presents: That I, , residing in the City of , State of , have adopted for my use a trademark to designate, make known or dis- tinguish a certain article of goods, wares or merchandise by me manu- facturer or prepared, of which the following is a description: the essential feature of which the , as applied to ; and that the fac-similes presented herewith are true and cor- rect copies thereof. In testimony whereof, I have hereunto set my hand at the City of , State of , this day of , 190—. State of — County of -} On this day of , 190 — , before me personally appeared -, to me known to be the person described in and who executed the foregoing instrument, and acknowledged that he executed the same as his free act and deed. In testimony whereof, I have hereunto set my hand and affixed my seal at my office in the City of the day and year last above written. My commission expires . Notary Public. Note. — The application for registration must be executed in dupli- cate. In other words, two originals. 618 APPENDIX H. MONTANA. Political Code. Section 3161. Any person may record any trade- mark or name, by filing with the Secretary of State his claim to the same, and a copy or description of such trademark or name, with his affidavit attached thereto, cer- tified to by an officer authorized to take acknowledgments of conveyances, setting forth that he or the firm or corpo- ration of which he is a member, is the exclusive owner, or agent of the owner of such trademark or name. Sec. 3162. The Secretary of State must keep for pub- lic examination a record of all trademarks or names filed in his office, with the date when filed and the name of the claimant, and must not record any two like trademarks or names. He must at the time of filing and recording a trademark or name, collect from the claimant a fee of three dollars. Approved Feb. 25, 1899. Penal Code. § 642. Every person who shall use any counterfeit or imitate any label, trademark or form of advertisement of any such person, union or association, knowing the same to be counterfeit or imitation, shall be guilty of a misdemeanor. (§642. Act approved March 6, 1895.) § 643. Every such person, association or union that heretofore adopted, or shall hereafter adopt, a label, trademark or form of advertisement as aforesaid may file the same for record in the office of the Secretary of State, by leaving two copies, counterparts or fac-similes thereof with the Secretary of State ; said secretary shall deliver to such person, association or union filing the STATE TR.^J)EMARK STATUTES. 619 same a duly attested certificate of the record of the same, for which he shall receive a fee of one dollar. Such certificate of record shall in all suits and prosecu- tions under this act be sufficient proof of the adoption of such label, trademark or form of advertisement, and of the right of said jiierson, association or union to adopt the same. No label shall be recorded, that, probably, would be mistaken for a label already of record. (§643. Act approved March 6, 1895.) NEBRASKA. Compiled Statutes 1901. Section 6810. If any person shall falsely make, alter, forge, counterfeit, print or photograph * * * ^^y private stamp, brand, wrapj^er, label, or trademark, usually affixed by any mechanic, manufacturer, druggist, merchant, or tradesman to or upon the goods, wares, merchandise, preparation or mixture of such mechanic, manufacturer, druggist, merchant, or tradesman; * * * with intent to damage or defraud any person or persons, body politic or corporate, or ay military body organ- ized under the laws of this state ; or shall utter or pub- lish as true and genuine, or cause to be uttered and pub- lished as genuine and true, or shall have in his j^osses- sion with intent to utter and i3ublish as true and genuine, any of the above named false, altered, forged, counter- feited, falsely printed, or photographed matter above specified and described, knowing the same to be false, altered, forged, counterfeited, falsely printed, or photo- graphed, with intent to prejudice, damage or defraud any person or persons, body politic or corporate. Eveiy person so offending shall be imprisioned in the i'>eniten- tiary for any space of time not exceeding twenty years 620 APPENDIX H. nor less than one year, and pay fine not exceeding five hundred dollars. Sec. 6811. If any person shall have in his possession any die or dies, plate or plates, brand or brands, engrav- ing, imjDrint, printed labels, wrappers, or any other in- strument, thing or means whatever with intent therewith or thereby to falsely make, forge, or counterfeit any matter specified in the last preceding section, or to cause or enable the same to be done; or shall have in his pos- session any such falsely made, forged, or counterfeited matter whether the same be completed or only partly executed, for the purpose of bartering, selling, or dispos- ing thereof, knowing the same to be falsely made, forged or counterfeited, with intent thereby to prejudice, dam- age or defraud any person or persons, body politic or corporate, every person so offending shall be imprisoned in the penitentiary not less than six months nor more than ten years, and pay a fine not exceeding one thou- sand dollars. Sec. 6814. Any person who shall vend or keep for sale any goods, merchandise, mixture or preparation, upon which any forged or counterfeit stamps, brands, imprints, wrappers, labels, or trademarks be placed or affixed, and intended to represent the said goods, mer- chandise, mixture or preparation, as the true and genu- ine goods, merchandise, mixture or preparation of any IDerson or persons, knowing the same to be counterfeit, shall be punished by a fine not exceeding one hundred dollars. §§ 6922, 6926, are directed to the protection of casks, barrels, kegs, bottles and boxes, used in the handling of soda water, mineral water and other beverages. §§ 3549, 3553, relate to the protection of the labels of trade unions and their registration with the Secretary of State. STATE TRADEM.UiK STATUTES. 621 NEVADA. COMPILED LAWS. 1900. AN ACT concerning trademarks and names. Approved March 8, 1865, 268. 5040. Section 1. Unlawful to imitate.— AMien a person who has complied with the provisions of section two of tliis act, uses any particular name, letters, marks, device, figures or other trademark or name, cut, stamped, cast or engraved upon, or in any manner attached to or connected with any article, or with the covering or wrapping thereof, manufactured or sold by him, to desig- nate it as an article of a peculiar kind, character, or quality, or as an article manufactured or sold by him, or if such trademark or name be so connected with any bottle, box, cask, or other thing used for holding such article, it shall be unlawful for any other person, with- out his consent to use said trademark or name, or any similar trademark or name, for the purj^ose of repre- senting any article to have been manufactured or sold by the person rightfully using such trademark or name, or to be of the same kind, character, or quality as that manufactured or sold by the i3erson rightfully using such trademark or name. 5041. Sec. 2. Claim filed.— Any person wishing to secure the exclusive use of any such trademark or name imder the provisions of this act, shall Sle his claim to the same, and a copy or description of such trademark or name, with the Secretary of State. 5042. Sec. 3. Fee foe filing.— The Secretary of State shall keep a record of all trademarks or names filed in his office with the date when filed and name of claim- ant, for public examination. A fee of five dollars ?hall be paid to the Secretary of State at the time of filing 622 APPENDIX H. each copy and description of any trademark or name, by the party claiming the use and benefit of the same. It is hereby made the duty of the Secretary of State to pay all fees accruing under this section into the State Librarj^ Fund. (As amended, Statutes 1893, page 80, reducing charge of filing and recording trademarks and names from $20 to $5.) 5043. Sec. 4. Any person violating the provisions of the first section of this act shall be guilty of a misde- meanor, and on conviction thereof shall be punished by a fine of not less than twenty-five dollars, nor more than five hundred dollars or by imprisonment in the county jail for not less than five days, nor more than thirty days, or by both such fine and imprisonment; and he shall be further liable to any party aggrieved by such violation for all damages actually incurred, to be re- covered as a debt in any court of competent jurisdiction. 5044. Sec. 5. It shall be unlawful for any person to counterfeit any trademark or name, or to have or use a counterfeit trademark or name, or sell any article bear- ing or having in any way conected with it a counterfeit trademark or name, which has been filed according to section two of this act, knowing it to be such, or having good and sufficient reason to know it to be such. Every alteration or imitation of any trademark or name which has been filed according to section two of this act which shall be made, applied, or used, or which shall cause any trademark or name, with such alterations or imitations, to resemble any genuine trademark or name, so as to be calculated or likely to deceive, shall be deemed to be a counterfeit trademark or name within the meaning of this act and every act of making, applying, or otherwise using any such alteration or imitation as aforesaid, done by any person, such person shall be deemed to be guilty of counterfeiting a trademark or name, or knowingly using a counterfeit trademark or name, within the meaning of this act. Every person violating the provisions of this STATE TRADEMARK STATUTES. 623 section shall be guilty of a misdemeanor, and on con- viction thereof shall be punished as provided in section four of this act. 5045. Sec. 6. Everj^ person who shall have or use any cask, bottle, vessel, case, cover, label, or other thing, bearing or having in any way connected with it the trademark or name of another, which has been filed ac- cording to section two of this act, for the purpose of dis- posing of any article with intent to deceive or defraud, other than that which said cask, bottle, vessel, case, cover, label, or other thing originally contained, or was connected with by the owner of said trademark or name, shall be guilty of a misdemeanor, and on conviction thereof shall be punished as provided in section four of this act. 5046. Sec. 7. Every person who shall knowingly, aid, or abet, or counsel in, or procure the commission of any offense which is by this act made a misdemeanor, shall be deemed and held to be guilty of a misdemeanor, and shall be subject to the penalties provided in section four of this act. 5047. Sec. 8. This act shall not be so construed as to permit any person to file, without authority from the owner, any trademark or name owned, or previously used by another person, nor in any way to interfere with, hinder, prevent, or restrain the importation or sale, by any person, of genuine articles of merchandise having, or belonging thereto, genuine trademarks or names manufactured or sold in other states or countries. 5048. Sec. 9. Any person who has first adopted and used a trademark or name, whether within or beyond the limits of this state, shall be considered its original owner, and the ownership may be transferred in the same manner as personal property, and shall be entitled to the same protection by suits at law as other personal property. 624 APPENDIX H. 5049. Sec. 10. Every person filing with the secre- tary of state as provided in section two of this act, his claim to any trademark or name, shall have attached to the copy and description thereof his affidavit, duly certi- fied to by any officer authorized by the laws of this state to take acknowledgments of conveyances, setting forth that he (or the firm or corporation of which he is a member) is the exclusive owner or agent of the accom- panying trademark or name. 5050. Sec. 11. Any court of competent jurisdiction may restrain, by injunction, any use of trademarks or names in violation of any section of this act. 5051. Sec. 12. No person otherwise competent as a witness, shall be disqualified or excused from testifying as a witness, either before a grand jury or a petit jury or otherwise, concerning any offense mentioned in this act, on the ground that his testimony may criminate him- self, but such testimony shall be reduced to writing, and no indictment or prosecution shall afterward be brought against him for said offenses, concerning which he has testified as a witness. 5052. Sec. 13. Any witness called to give testimony on behalf of the state, before any grand jury, or before any court of justice shall be required to give such tes- timony, which shall be reduced to writing, and such wit- ness shall not be liable to suffer any punishment or for- feiture for any offense against the provisions of this act so disclosed. STATE TRADEil^UtK STATUTES. 625 NEW HAMPSHIRE. LAWS 1895, CH. 42. AN ACT to protect associations and unions of workingmen and per- sons in their labels, trademarks and forms of advertising, and the owners of literary, dramatic and musical compositions, and works of art in their property. Be it enacted hy the Senate and House of Representa- tives in General Court convened: Section 1. "\\T3enever any person, association, or union of workingmen have adopted, or shall hereafter adopt, for their protection, any label, trademark, or form of advertisement announcing that goods to which such label, trademark, or forai of advertisement shall be attached were manufactured by such jDcrson, or by a member or members of such association or union, it shall be unlawful for any person or corporation to counterfeit or imitate such label, trademark, or form of advertisement. And whenever any person, firm, asso- ciation, or corporation is the owner of any literary, dra- matic or musical composition and the right of the au- thor pertaining thereto, and such composition has not been copyrighted, printed or published, or of any map, chart, engraving, cut, print, photograph, or negative thereof, statue, statuary, model, or design, which has not been copyrighted or offered for sale, it shall be unlawful for any other person, firm, association, or cor- poration to publish, produce, print, or sell or offer to sell the same without first obtaining the consent of the owner thereof. Sec. 2. Every person who shall use any counterfeit or imitation of any label, trademark, or form of adver- tisement of any such person, union, or association, know- ing the same to be counterfeit or imitation, shall be guilty of a misdemeanor, and shall be punished as provided in section 7 of this act. 40 626 APPENDIX H. Sec. 3. Every such person, association or union that has heretofore adopted or shall hereafter adopt, a label, trademark, or form of advertisement, as aforesaid, may file the same for record in the office of the secretary of state, by leaving two copies, counterparts or fac-similes thereof with the secretary of state; and the secretary- shall deliver to such person, association or union so fil- ing the same a duly attested certificate of the record of the same, for which he shall receive a fee of one dollar. Such certificate of record shall, in all suits and prosecu- tions under this act, be prima facie proof of the adoption of such label, trademark, or form of advertisement, and of the right of said person, association or union to adopt the same. No label shall be recorded that probably would be mistaken for a label already of record. Sec. 4. Every such person, association or union adopt- ing a label, trademark, or form of advertisement, as aforesaid, may proceed by suit to enjoin the manufac- ture, use, display, or sale of any such counterfeits or imitations and all courts having jurisdiction thereof shall grant injunctions to restrain such manufacture, use, dis- play or sale, and such person, association, or union shall be entitled to such damages resulting from such wrong- ful manufacture, use, display or sale, as may be deemed just and reasonable, and the supreme court shall also order that all counterfeits or imitations in the possession or under the control of the defendant in such case be delivered to an officer of the court, or to the complainant, to be destroyed. Sec. 5. Every person who shall use or display the genuine label, trademark, or form of advertisement of any such joerson, association, or union in any manner not authorized by such person, association, or union, shall be deemed guilty of a misdemeanor, and shall be punished as provided in section 7 of this act. In all cases where such association or union is not incorpo- rated, suits under this act may be commenced and prose- STATE TR.IDEMARK STATUTES. 627 cuted by any officer or member of such association or union in behalf of and for the use of such association or union. Sec. 6. Any person or persons who shall in any way use the name or seal of any such person, association, or union, or officer thereof, in and about the sale of goods, or otherwise, not being authorized to so use the same, shall be guilty of a misdemeanor, punishable as provided in the succeeding section. Sec. 7. Any violations of any of the provisions of this act shall be punished by imprisonment in the county jail for a term of not less than three months nor more than one year, or by a fine of not less than one hundred dollars nor more than two hundred dollars, or both. FORM OF APPLICATION FOR REGISTRATION. To the Honorable, the Secretary of State: Sworn application accompanying Be it Known, That has heretofore adopted and used a cer- tain and herewith files the same for record in the office of the Secretary of State by leaving two copies, counterparts or fac-similes thereof, with said Secretary, and by filing therewith this sworn appli- cation : (1) The name of the person so filing such is . (2) The class of merchandise upon which the same has been used is and a particular description of the goods comprised in such class is . (3) Said has been used by applicant since . (4) Said and consists of the essential feature of ■which State of — County of -} I, , being first duly sworn, depose and say that I am , the applicant herein, and make this affidavit and verification in behalf. That I have read the above and foregoing application and know the contents thereof, and that the facts set out therein are true; that said so filing said has the right to the use of the same and that no other person, firm, association, union, corporation, or organization has the right to such use. either in the identical form or In any such near resemblance thereto as may be calculated to de- 628 APPENDIX H. ceive, and that the two copies, counterparts or fac-similes, filed here- with are true and correct. Subscribed and sworn to before me this day of , 190 — . Fees I enclosed. NEW JERSEY. LAWS 1898. CHAPTER 50. AN ACT to provide for the registration of labels, trademarks, terms and designs, and protect and secure the rights, property and inter- ests therein of the persons, associations, organizations and cor- porations adopting and filing the same. Be it enacted T)y the Senate and General Assembly of the State of New Jersey: 1. It shall be lawful for any person, association, or- ganization or corporation to adopt for their protection and file for registry, or cause to be filed for registry, as herein provided any label, trademark, term or design that has been used or is intended to be used for the pur- pose of designating, making known or distinguishing any goods, wares, merchandise or products of labor that have been or may be wholly or partly made, manufac- tured, produced, prepared, packed or put on sale by any jDerson, association, organization or corporation, or to or uj^on which any work or labor has been applied or expended by any person or by any member or members of any association, organization or corporation that has adopted and filed for registry, or that may adopt and file for registry, any such label, trademark term, or design as aforesaid, or announcing or indicating that the same have been made in whole or in part by any such per- son, association, organization or corporation or by any member or members thereof. 2. Whenever any person, association, organization or corporation shall adopt and file for registry, or cause to STATE TRADEMARK STATUTES. G29 be adopted and filed for registrj^ any label, trademark, term, or design pursuant to the provisions of this act, the property, privileges, rights, remedies and interests in and to any such label, trademark, term or design, and in and to the use of the same, provided or given by this act to, or otherwise conferred upon or enjoyed by, the person, association, organization or corjjoration filing the same, or causing the same to be filed for registry, shall be fully and completely secured, preserved and protected as the property of those entitled to the same, before any such label, trademark, tenn or design has been actually applied to any goods, wares, merchandise or product of labor and put upon the market for sale or otherwise, and before any use or appropriation of any such label, trademark, tenn or design has been made in connection with any such goods, wares, merchandise or product of labor, as well as after the same has been used or apj^lied to designate, make known or distinguish any such goods, wares, merchandise or product of labor and they have been put upon the market. 3. Any person, association, organization or corpora- tion that has heretofore adopted and used, or shall here- after adopt and use, any label, trademark, tenn or design as herein provided, may file the same for registry in the oflBce of the secretary of state by leaving two copies, fac- similes or counterparts thereof, with the said secretary, and filing therewith a statement in the form of an affida- vit, subscribed and sworn to by any such person, or by any officer, agent or attorney of any such association, organization or coi-poration, specifying the person, asso- ciation, organization or corporation by whom, or on whose behalf, any such label, trademark, term or design is filed, and the class or character of the goods, wares, merchandise or product of labor to which the same has been, or is intended to be, appro-; priated or applied, and that the person, association, organization or corporation so filing the same, or on 630 APPENDIX H. whose behalf the same is so filed, has the right to the use of said label, trademark, term or design, and that no other person, firm, association, or- ganization or corporation has the right to such use, either in the identical form or in any such near resem- blance thereto as may be calculated to deceive, without the permission or authority of the person, association, organization or corporation filing the same, or causing the same to be filed, and that the copies, fac-similes or counterparts filed therewith are true and correct copies, fac-similes or counterparts of the genuine label, trade- mark, term or design of the person, association, organi- zation or corporation filing the same or causing the same to be filed; and there shall be paid for such filing and registiy a fee of one dollar to the secretary of state for the use of the state. 4. The secretaiy of state, upon the filing of any such label, trademark, term, or design that is not in conflict with the next section hereof, shall register the same, and shall deliver to the person, association, organization or corporation filing the same, or causing the same to be filed, as many certified copies thereof, with his certifi- cate of such registry, as any such person, association, organization or corporation may request, and for every such copy and certificate there shall be paid to the sec- retary of state, for the use of the state, a fee of one dol- lar; and any such certified copy and certificate shall be admissible in evidence and competent and sufficient proof of the adoption, filing and registry of any such label, trademark, term or design by any such person, association, organization or corporation, in any action or judicial proceeding in any of the courts of this state, and of due compliance with the provisions of this act; Provided, however, that such certificate shall not be as- signable or transferable by the person, association, or- ganization or corporation to whom the same is issued by the secretary of state. STATE TRADEMARK STATUTES. 631 5. It shall not be lawful for the secretary of state to register, or permit to be registered, for any person, as- sociation, organization or corporation any label, trade- mark, tenn or design that is in the identical form of any other label, trademark, term or design theretofore filed by or on behalf of any other person, association, organization or corporation, or that bears any such near resemblance thereto as may be calculated to deceive, or that would be liable to be mistaken therefor; and any person, association, organization or corporation who shall file or procure the filing and registry of any label, trademark, term or design in the office of the secretary of state, under the provisions of this act, by making any false or fraudulent representations or declarations, with fraudulent intent, shall be liable to pay any damages sustained in consequence of any such registry, to be recovered by or on behalf of the party injured thereby in any court of law of this state having jurisdiction in civil causes. 6. Whenever any person, association, organization or corporation has heretofore adopted and filed for record or registry, or shall hereafter adopt and file for registry, any label, trademark, term or design, or cause the same to be done, as herein provided, and the same shall have been registered pursuant to this act, it shall be unlawful, and a violation of this act, for any other person, associa- tion, organization or corporation to manufacture, use. sell, offer for sale, or in any way utter or circulate, any counterfeit or imitation of any such label, trademark, term or design; or have in possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or product of labor to which or on which any counterfeit or imitation of any such label, trade- mark, term or design is attached, affixed, printed, painted, stamped, impressed or displayed; or to sell or dispose of, or offer to sell or dispose of, or have in pos- session with intent that the same shall be sold or dis- 632 APPENDIX H. posed of, any goods, wares, merchandise or product of labor contained in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped, impressed or displayed. 7. AN'henever any person, association, organization or corporation has heretofore adoj^ted and filed for record or registry', or shall hereafter adopt and file for registry, any label, trademark, teim or design as herein provided, it shall be unlawful, and a violation of this act, for any other jDcrson or persons, association, organization or corporation, to make any use, sale, offer for sale or display of the genuine label, trademark, term or design of any such person, association, organization or corpora- tion, filing the same; or to have any such genuine label, trademark, term or design in possession with intent that the same shall be used, sold, offered for sale or displayed, or that the same shall be applied, attached or displayed in any manner whatever to or on any goods, wares or merchandise; or to sell, offer to sell, or dispose of or have in possession with intent that the same shall be sold or disposed of, any goods, wares or merchandise in any box, case, can or package to or on which any such genuine label, trademark, term or design of any such person, association, organization or corpora- tion is attached, affixed or displayed; or to make any use whatever of any such genuine label, trademark, term or design, without first obtaining in every such case, the license, consent or authority of the person, associa- tion, organization or corporation adopting, filing and registering the same, or causing the same to be adopted, filed and registered ; and any such license, consent or au- thority may be revoked and terminated at any time upon notice, and thereafter any use thereof shall be a violation of this act, and subject those violating the same to all the liabilities and penalties herein provided against any violation thereof. STATE TRADEMxVRK STATUTES. 633 8. It shall be lawful for any person, association, or- ganization or coiporation that has adopted and filed, or caused to be filed and recorded or registered in the ofifice of the secretary of state, at any time before the passage of this act, any label, trademark, term or de- sign, to refile the same for registration by the secretary of state pursuant to the provisions of this act, uiK)n pay- ment of the fees herein provided for filing and register- ing any label, trademark, term or design, and for copies and certificates thereof, and any person, association, or- ganization or corporation so refiling any such label, trademark, tenn or design shall have and be entitled to all the rights, remedies, privileges and protection given by this act to any person, association, organiza- tion or corporation originally filing any label, trademark, term or design under the provisions of this act and sub- ject to the same liabilities. 9. The court of chancery shall have jurisdiction in all cases arising or commenced therein under this act for the violation of any of the provisions thereof; and any person, association, organization or corporation filing, or causing to be filed, for registry, any label, trademark, term or design pursuant to the provisions of this act, shall have the right to an action in the said court against any person or persons, association, organization or cor- porations, for the violation of any of the provisions of this act; and upon the filing of any bill of complaint therefor, the law and practice regulating proceedings in that court shall be applicable thereto ; and the said court is hereby empowered and required to enjoin the manu- facture, counterfeiting, imitation, dispay, use, sale, offer of sale, circulating or uttering of any counterfent or imi- tation of any such label, trademark, term or design of any such person, association, organization or corpora- tion; and the sale or disposal of any goods, wares, mer- chandise or product of labor to which, or on which, any such counterfeit or imitation label, trademark, term or 634 APPENDIX H. design is attached, afiflxed, printed, painted, stamped, impressed or displayed; or any goods, wares, merchan- dise or product of labor contained in any box, case, can or package to or on which any such counterfeit or imi- tation is attached, affixed, printed, painted, stamped, im- pressed or displayed; and further to enjoin the manu- facture, use, sale, offer of sale, or display, of any gen- uine label, trademark, term or design of any such per- son, association, organization or corporation filing the same as aforesaid; or having in possession any such genuine label, trademark, term or design with intent that the same shall be used, sold, offered for sale or dis- played, or the same applied, attached or displayed in any manner whatever to or on any goods, wares, mer- chandise or product of labor; or the selling or offer to sell or dispose of, or having in possession with intent that the same shall be sold, offered for sale or disposed of, any goods, wares or merchandise in any box, case, can or package to or on which any such genuine label, trademark, term or design of any such person, associa- tion, organization or corporation is attached, affixed or displayed; and from making any other, or any, use whatever of any such genuine label, trademark, term or design, without having first obtained, in any and every such case, the consent and authority of the person, as- sociation, organization or corporation adopting, filing and registering the same, or causing the same to be filed and registered, as herein provided; and the said court of chancery is hereby empowered to make such other orders and direct such other proceedings as the court may deem necessary and proper for the due protection of the rights of complainants, effecting the purposes of this act, the prevention of any violation of any of the provisions of the same ; and secure and protect any and all persons, associations, organizations or corporations in all the rights, privileges, property and interests to which they or any of them are or may be entitled in STATE TRADEMARK STATUTES. 635 any such label, trademark, term or desigu under any of the provisions of tliis act or otherwise; and it shall be the duty of tlie said court of chancery to award to the complainant or complainants in any such action any and all damages resulting from any such wrongful use of any such label, trademark, term or design by any defendant or defendants, or for any violation of any of the pro- visions of this act; and to require any such defendant or defendants to pay to such complainants any and all such damages, together with all costs and expenses in- curred by any such complainant in any such action or proceeding; and the said court shall also order and de- cree that the defendants pay to the complainant or com- plainants any and all projfits obtained, received or de- rived from any such wrongful use or any violation of the provisions of this act; or both profits and any such damages, and that any and all such counterfeits or imi- tations of any such labels, trademarks, terms or designs in the possession or under the control of the defendant or defendants in any such action shall be delivered up to an officer of the court, or to the complainant, to be de- stroyed, and that any such genuine labels, trademarks, terms or designs in the possession or under the control of any such defendant or defendants shall be delivered up to the complainant. 10. That, in addition to any other rights, remedies or penalties provided by this act, and as concurrent there- with, any person or persons, association, organization or corporation that shall violate any of the provisions of this act shall be liable to a penalty of not less than two hundred and not more than five hundred dollars, to be recovered in an action of debt in any court of law of this state having jurisdiction in civil causes, by any such person, association, organization or corporation that has adopted and filed, or caused the same to be done as aforesaid, any such label, trademark, term or design; which action may be commenced by summons as in ordi- 636 APPENDIX H. nary cases, and shall be proceeded with therein as or- dinary cases in said court; and in case any execution shall be issued upon any judgment obtained against the defendant or defendants in any such action and the same be returned unsatisfied, the court, on application and two days' notice to the defendant, may award an execution to take the body of the defendant or defend-t ants as in other cases where a capias may issue out of the circuit or supreme courts of this state; and there- after the rights, remedies and liabilities of the parties, and the proceedings in the case shall be the same, or as nearly as may be, as in other actions in said courts where an execution to take the body of the defendant or defendants has been issued; and it shall be the duty of the court in which any such action may be brought to make all proper and necessary orders to restrain and prevent any defendant or defendants from continuing the committing of any violation of any of the provisions of this act. 11. In any suit or proceeding in equity, or in any action at law, brought by or on behalf of any such asso- ciation or organization that is not incorporated, for any violation of any of the provisions of this act, the same may be brought in the recognized name of any such association or organization, or in the proper name of the president or the secretary or the treasurer of any such association or organization who has been or may be given authority to bring any action or actions for or in behalf of any such association or organization, and if for any reason such authority is not given be- fore the commencement of any such suit or action, the same may be given thereafter at any time before the trial of the same; and any such suit in equity or action at law may be brought as aforesaid in the recognized name of any branch or local or sub-association, affiliated or connected with any national or international asso- ciation or organization, or in the name of the president, STATE TRADEMARK STATUTES. 637 or the secretaiy, or the treasurer thereof; and such authority to bring the same may be given by any board of directors, executive board, or executive committee, of any such association or organization, elected, chosen, or appointed by any such association or organization ; and any such person or persons bringing any such action or proceeding in any court of law or equity in this state shall have the right to receive any and all moneys, property or other valuable thing recovered by or adjudged to the complainant or plaintiff in any such suit or action, for the use and benefit of the association or organization entitled to the same; and whenever any such suit or action shall be brought by or on behalf of any such branch or local or sub-association or organiza- tion as herein provided instead of by or on behalf of| any such national or international association or organi- zation, such branch or local or sub-association bring- ing the same shall be entitled to the same rights, privi- leges, remedies and advantages, in the i^rosecution of such suit or action, as any other party or parties author- ized by this act to bring such suit or action would have been entitled to if any such suit or action had been brought by them, or in their behalf, as herein provided. 12. This act shall be construed by all courts at all times, in all suits, actions and proceedings, in the most liberal manner for effecting the objects and purposes thereof and protecting the claims, rights, interests, use and property of every person, association, organization or corporation in and to any label, trademark, tenn or design, filed and registered pursuant to the provisions of this act. 13. All acts and parts of acts contrary to, or incon- sistent with the provisions of this act, be and the same are hereby repealed. 14. This act shall be deemed and taken to be a public act, and shall take effect immediately. Passed ]\Iarch 15th, 1898. 63S APPENDIX H. In an action to recover penalties under § 6 of this act it is not necessary to show guilty knowledge by the de- fendant. Cigar Makers' International Union of America V. Goldberg, 57 Atl. Kep. 141. The act is constitutional. Ihid. § 10 of this Act imposing a penalty of not less than two hundred dollars, and not more than five hundred dollars, permits the plaintiff in an action for its recovery to elect and fix the amount for which the suit shall be brought within these limits. State V. Schmidt, 48 Atl. Rep. 588. The Acts passed in 1889, 1892 and 1895, for the pro- tection of the labels, trademarks and forms of advertis- ing of associations or unions of workingmen, were held not to be unconstitutional, and not in violation of Article 4, § 7, paragraph 11 of the Constitution of New Jersey, forbidding the passage of private, local or special laws, granting to any association, corporation, or individual, any special privilege, immunity, or franchise whatever. Schmalz v. Wooley, 57 N. J. Eq. 303, 41 Atl. Rep. 939. An Act of February 21, 1854, supplemented March 25, 1863, relating to the protection of packages of manu- facturers of mineral waters, and other beverages, and prescribing a penalty for the unauthorized use thereof, did not apply to junk dealers who had registered bot- tles on their premises. Boivden v. Randolph Tp., 41 N. J. Law, 462. In the Act of March 11, 1891, for the protection of manufacturers and bottlers of mineral waters and the like, several offenses are specified. It has been held, that in a complaint under this Act, no statement of de- mand is required; and that a complaint is defective which charges, in the alternative, the commission of one or another of several of the specified offenses. Brant v. Froelich, 49 N. J. Law, 336, 8 Atl. Rep. 283. STATE TRADEMARK STATUTES. 639 NEW MEXICO. AN ACT providing for tlie registration of tradenames, trademarks, and labels. Be it enacted by the Legislative Assembly of the Territory of New Mexico: Section 1. Any person or persons, firm, corporation or association who manufacture or deal in articles of a commercial nature and wish to retain the exclusive right to the use of a tradename, trademark or label shall make a description of the same in writing, accompanied by a facsimile of such tradename, trademark or label, which description and application must set forth the class or classes of merchandise to be covered by such tradename, trademark or label, together with a state- ment that the applicant claims by priority of adoption and employment of the same exclusive right to the use thereof. Such instrument shall be signed by at least one of the persons or by the officials of the Company making application for registration, the whole duly acknowl- edged, and filed in the office of the Secretary of the Ter- ritory. For the filing of each application and issuing certificate thereof, the Secretary shall collect a fee of $5.00. The Secretary shall keep a record of each trade- name, trademark or label, and it shall be unlawful for any other person, firm, corporation or association to adopt a tradename, trademark or label identical with or similar to one previously registered. A copy of such description of any tradename, trademark or label, cer- tified under the Great Seal of the Territory of New Mexico, shall be prima facie evidence of the facts there- in stated. Sec. 2. The proprietor of each tradename, trademark or label shall cause the same to be plainly marked, printed, stamped or branded upon each article or origi- nal package covered by the same. 640 APPENDIX H. Sec. 3. It shall be unlawful for any person or per- sons, firm, corporation or association to use or refill any barrel, sack, package or bottle bearing any regis- tered tradename, trademark, or label with any article for purposes of deceit. Sec. 4. It shall be unlawful for any person or persons, firm, corporation or association to make, forge or coun- terfeit any tradename, trademark or label previously registered in accordance with this act; have in his or their possession, except with written permission of the owner thereof, any die, stamp, stencil or model of such tradename, trademark or label; vend or keep for sale any drugs, goods, wares or merchandise intended to represent the drugs, goods, wares or merchandise cov- ered by such tradename, trademark or label, or affix any general design identical with or similar to such trade- name, trademark or label when not the first to employ or use the same. Sec. 5. Any person or persons, firm, corporation or association violating the provisions of sections 3 or 4 of this act shall be deemed guilty of misdemeanor an^ shall be subject to a fine in a sum not less than $50.00 nor more than $200.00 for each offense, at the discretion of the court, together with damages as they may appear. Sec. 6. The provisions of this act, in so far as they may be applicable, are hereby extended to any person or persons, firm, corporation or association, who may have registered a tradename, trademark or label in good faith prior to the passage of this act, and this act shall be in force and effect from and after its passage. Chap. 24, Laws 1905. Approved March 2, 1905. STATE TRADEMARK STATUTES. 641 NEW YORK. Chap. 376, Laws of 1896, contains the following sec- tion: § 28. Trademarks. Any person engaged in manu- facturing, bottling, or selling any beverage, medicine,- perfumery or mixture in this state, put up by him for sale in any vessel or receptacle, with his name or other private mark branded, stamped or marked thereupon, may file in the office of the secretary of state and in the office of the county clerk of the county where the same is manufactured, bottled, or put up for selling, a de- scription of the name or other private mark so branded, stamped, or marked thereupon, and publish the same once a week, for at least three weeks successively, in a newspaper published in said county, except in New York and Kings, where such publication shall be for the same length of time daily in two newspapers therein, and he shall thereupon be deemed the proprietor of such name or mark and of every vessel or receptacle upon which it may be branded, stamped or placed. No per- son, other than such proprietor, shall fill for any i)ur- pose, any such vessel or receptacle so branded, stamped or marked or from which any such brand, stamp, mark, name or device has been removed, defaced or obliterated, nor remove, deface or obliterate the same, or place other brands, stamps, marks, names or devices upon any such vessel or receptacle without the written peraiission of such proprietor, or unless there has been a sale to such person of such vessel or receptacle, exclusive of the con- tents thereof, by such proprietor. No person other than such proprietor, shall, without his permission, use, traffic in, purchase, sell, dispose of, convert, mutilate, destroy or wilfully or unreasonably refuse to return or deliver to such proprietor on de- 41 642 APPENDIX H. maud, any such vessel or receptacle so branded, stamped or marked belonging to such proprietor. Any person violating any provision of this section shall forfeit to such proprietor one hundred dollars for each such violation. Possession of any such vessel or receptacle without the consent of the proprietor of the trademark thereupon shall be presumptive evidence of such violation. § 29 of this Act imposes a penalty for using milk cans without the consent of the owner, when such cans are marked with the initials of the owner and makes posses- sion of any such cans presumptive evidence of unlawful usage. In sustaining a judgment for the penalty im- posed by the Act, the possession and use of the can by the defendant was held to be continuous violation of the statute, and that the cause of action was not barred, by sub-division 3, § 383, Code of Civil Procedure. Bell V. Gibson, 75 N. Y. Supp. 753. The Act of May 27, 1896 (Chap. 933, Laws of 1896) is as follows: § 1. Any and all persons and corporations engaged in manufacturing, bottling or selling soda waters, min- eral or aerated waters, porter, ale, beer, cider, ginger ale, milk, cream, small beer, lager beer, weiss beer, white beer, or other beverages or medicines, medical prepara- tions, perfumery, oils, compounds or mixtures, in bottles, siphons, tins or kegs, with his, her, its or their name or names, or other marks or devices branded, stamped, en- graved, etched, blown, impressed, or otherwise produced upon such bottles, siphons, tins or kegs, or the boxes used by him, her, it or them, may file in the office of the clerk of the county in which his, her, its or their prin- cipal place of business is situated, or if such person, persons, corporation or corporations shall manufacture or bottle out of this state, then in any county in this state, and also in the office of the secretary of state, a description of the name or names, marks or devices so STATE TRADEMARK STATUTES. 643 used by him, her, it or them, respectively, and cause such descrii^tion to be printed once in each week, for three weeks successively, in a newspaper published in the county in which said notice may have been filed as aforesaid, except that in the city and county of New York and the city of Brooklyn, in the county of Kings, such publication shall be made twice in each week, for three weeks successively, in two daily newspapers pub- lished in the cities of New York and Brooklyn, re- spectively. § 2. It is hereby declared to be unlawful for any per- son or persons, corporation or corporations to fill with soda water, mineral or aerated waters, porter, ale, cider, ginger ale, milk, cream, beer, small beer, lager beer, weiss beer, white beer or other beverages, or with medi- cine, medical j^reparations, perfumery, oils, compounds or mixtures, any bottle, box, siphon, tin or keg so marked or distinguished as aforesaid, with or by any, name, mark or device, of which a description shall have been filed and published, as j^rovided in section one of this act, or to deface, erase, obliterate, cover up or otherwise remove or conceal any such name, mark or de- vice thereon, or to sell, buy, give, take or otherwise dis- pose of or traffic in the same without the written con- sent of, or unless the same shall have been purchased from the person or persons, corporation or corporations, whose mark or device shall be or shall have been in or upon the bottle, box, siphon, tin or keg so filled, traf- ficked in, used or handled as aforesaid. Any person or persons, or corporation or corporations offending against the provisions of this section shall be deemed guilty of a misdemeanor, and shall be punished for the first offense by imprisonment for not less than ten days nor more than one year, or by a fine of fifty cents for each and every such bottle, box, siphon, tin or keg so filled, sold, used, disposed of, bought or trafficked in, or by both such fine and imprisonment, and for- each 644 ^\PPENDIX H. subsequent offense by imprisonment for not less than twenty days nor more than one year, or by a fine of not less than one dollar, nor more than five dollars, for each and every bottle, box, siphon, tin or keg so filled, sold, used, disposed of, bought or trafficked in, or by both such fine and imprisonment, in the discretion of the magistrate before whom the offense shall be tried. § 3. The use by any person, other than the person or persons, corporation or corporations, whose device, name or mark shall be or shall have been upon the same without such written consent or purchase as aforesaid, of any such marked or distinguished bottle, box, siphon, tin or keg, a description of the name, mark or device, whereon shall have been filed and published, as herein provided, for the sale therein of soda waters, mineral or aerated waters, porter, ale, cider, ginger ale, milk, cream, beer, small beer, lager beer, weiss beer, white beer or other beverages, or any article of merchandise, medicines, medicinal preparations, perfumery, oils, com- pounds, mixtures or preparations, or for the furnishing of such or similar beverages to customers, or the buy- ing, selling, using, disposing of or trafficking in any such bottles, boxes, siphons, tins or kegs by any person other than said persons or corporations having a name, mark or device thereon of such owner without such writ- ten consent, or the having by any junk dealer or dealers in second-hand articles, possession of any such bottles, boxes, siphons, tins or kegs, a description of the marks, names or devices, whereon shall have been so filed and published as aforesaid, without such written consent, shall and is hereby declared to be presumptive evidence of the said unlawful use, purchase and traffic in of such bottles, boxes, siphons, tins or kegs. § 4. Whenever any person, persons or corporation mentioned in section one of this act, or his, her, its or their agent shall make oath before any magistrate that he, she or it has reason to believe, and does believe, STATE TRADEMARK STATUTES. 645 that any of his, her, its or their bottles, boxes, siphons, tins or kegs, a description of the names, marks or de- vices whereon has been so filed and published as afore- said, are being unlawfully used or filled, or had, by any j^erson or corporation manufacturing or selling soda, mineral or aerated waters, jjorter, ale, cider, ginger ale, milk, cream, small beer, lager beer, weiss beer, white beer or other beverages or medicine, medical prepara- tions, perfumery, oils, compounds or mixtures, or that any junk dealer or dealer in second-hand articles, ven- der of bottles, or any other person or corporation has any such bottles, boxes, siphons, tins or kegs in his, her or its possession, or secreted in any place, the said magistrate must thereupon issue a search warrant to discover and obtain the same, and may also cause to be brought before him the person in whose possession such bottles, boxes, siphons, tins or kegs may be found, and shall then inquire into the circumstances of such possession, and if such magistrate finds that such person has been guilty of a violation of section two of this act, he must impose the punishment herein prescribed, and he shall also award jjossession of the proi:)erty taken upon such warrant to the owner thereof. § 5. The requiring, taking or accepting of any de- posit, for any purpose, upon any bottle, box, sij^hon, tin or keg shall not be deemed or constitute a sale of such I^roperty, either optional or otherwise, in any proceed- ing under this act. § 6. Any person or persons, corporation or corpora- tions, that has or have heretofore filed in the offices men- tioned in section one of this act a description of the name or names, mark or devices upon his, her, their or its property, therein mentioned, and has caused the same to be published according to the law existing at the time of such filing and publication shall not be required to again file and publish such description to be entitled to the benefits of this act. 646 APPENDIX H. The Act of May 3, 1904, is as follows: Section 1. Any and all persons and corporations en- gaged in manufacturing, freezing, preserving or selling ice cream, confectioner}^, charlotte russe, cakes and jel- lies, with his, her, its or their name or names or other marks or devices, branded, stamped, engraved, stenciled, blown, impressed or otherwise produced upon the freez- ers, cans, blocks, moulds, trays, bricks, pans, tanks, pails, kegs, tubs, refrigerators, boxes, spoons, cutlery, glass, china, chairs, tables or signs used by him, her, it or them, may file in the office of the clerk of the county in which his, her, its or their principal place of business is located, or, if such person, persons, corporation, or corporations, shall manufacture or sell out of this state, then in any county in this state, and also in the office of the secretary of state, a description of the name or names, marks or devices, so used by him, her, it or them, respectively, and cause such description to be printed once in each week, for three weeks successively, in a newspaper published in the county in which said notice may have been filed, as aforesaid, except that in the city and county of New York, and the city of Brooklyn, in the county of Kings, such publication shall be made twice in each week, for three weeks successively, in two daily newspapers published in the cities of New York and Brooklyn respectively. § 2. It is hereby declared to be unlawful for any per- son or persons, corporation or corporations, to make use of, for similar or other purposes, any such freezers, cans, blocks, moulds, trays, bricks, pans, tanks, pails, kegs, tubs, refrigerators, boxes, spoons, cutlery, glass, china, chairs, tables or signs so marked or distinguished, as aforesaid, with or by any name, mark or device, of which a description shall have been filed and published, as provided in section one of this act, or to deface, erase, obliterate, cover up or otherwise remove or conceal, any such name, mark or device thereon, or to sell, buy, STATE TRADEMARK STATUTES. 647 give, take or otherwise dispose of or traffic in the same without the written consent of, or unless the same shall have been purchased from the person or persons, corpo- ration or corporations, whose mark or device shall be or shall have been in or upon the said freezers, cans, blocks, moulds, trays, bricks, pans, tanks, pails, kegs, tubs, refrigerators, boxes, spoons, cutlery, glass, china, chairs, tables or signs trafficked in, used or handled as aforesaid. Any person or persons, corporation or cor- l)orations offending against the provision of this sec- tion, shall be deemed guilty of a misdemeanor, and shall be punished for the first offense by imprisonment not less than ten days nor more than one year, or by a fine of three dollars for each and every such article named and described in section one, sold, used, disposed of, bought or trafficked in, or by both such fine and im- prisonment, and for each subsequent offense by impris- onment not less than twenty days nor more than one year, or by a fine of not less than five dollars nor more than ten dollars for each and every such article named and described in section one, sold, used, disposed of, bought or trafficked in, or by both such fine and im- prisonment, in the discretion of the magistrate before whom the offense shall be tried. § 3. The use by any person other than the person or persons, corporation or corporations, whose device, name or mark shall be or shall have been upon the same without such written consent or purchase as aforesaid, of any such article named and described in section one, a description of the name, mark or device whereon shall have been filed and published as herein provided, for similar or other purposes, or the buying, selling, using, disposing of, or trafficking in any such article named and described in section one, by any person other than said persons or corporations having a name, mark or de- vice thereon of such owner, without such written con- sent, or the having by any junk dealer or dealers in sec- 648 APPENDIX H. ond-hand articles, possession of any such article, named and described in section one, a description of the marks, names or devices, whereon shall have been so filed and published as aforesaid, without such written consent, shall, and is hereby declared to be presumptive evidence of the said unlawful use, purchase and traffic in of such freezers, cans, blocks, moulds, trays, bricks, pans, tanks, pails, kegs, tubs, refrigerators, boxes, spoons, cutlery, glass, china, chairs, tables or signs. § 4. AVlienever any person, persons or corporation mentioned in section one of this act, or his, her, its or their agent, shall make oath before any magistrate, that he, she, or it, has reason to believe, and does believe, that any of his, her, its or their freezers, cans, blocks, moulds, trays, bricks, pans, tanks, pails, kegs, tubs, re- frigerators, boxes, spoons, cutlery, glass, china, chairs, tables or signs, a description of the names, marks or devices whereon has been so filed and published as aforesaid, are being unlawfully used for similar or other purposes, or that any junk dealer or dealer in second- hand articles, or any other person or corporation, has any such article as named and described herein, in his, her or its possession, or secreted in any place, the said magistrate must thereupon issue a search warrant to discover and obtain the same, and may also cause to be brought before him the person in whose possession such articles as named and described herein may be found, and shall then inquire into the circumstances of such possession, and if such magistrate finds that such person has been guilty of a violation of section two of this act, he must impose the punishment herein prescribed, and he shall also award possession of the property taken upon such warrant to the owner thereof. § 5. The requiring, taking or accepting of any de- posit, for any purpose, upon any freezer, can, block, mould, tray, brick, pan, tank, pail, tub, keg, refrigerator, box, spoon, cutlery, glass, china, chair, table or sign. STATE TRADEMARK STATUTES. 649 shall not be deemed or constitute a sale of such prop- erty, either optional or otherwise, in any proceeding under this act. § G. Any person or j^ersons, corporation or corpora- tions, that has or have heretofore filed in the offices men- tioned in section one of this act, a description of the name or names, mark or devices upon his, her, their or its property, therein mentioned, and has caused the same to be published according to the law existing at the time of such filing and publication, shall not be required to again file and publish such description to be entitled to the benefits of this act. Ch. 415, Laws of 1897, contains the following sections: § 15. Labels, brands, etc., used by labor organizations. A union or association of employes may adopt a device in the form of a label, brand, mark, name or other char- acter for the purpose of designating the products of the labor of the members thereof. Duplicate copies of such device shall be filed in . the office of the Secretary of State, who shall, under his hand and seal, deliver to the union or association filing or registering the same a cer- tified copy and a certificate of the filing thereof, for which he shall be entitled to a fee of one dollar. § 16. Illegal use of labels, et cetera, a misdemeanor; injunction proceedings.— A person who, (1) shall in any way use or display the label, brand, mark, name or character, adopted by any such union or association as provided in the preceding section, without the consent or authority of such union or association; or (2) shall counterfeit or imitate any such label, brand, mark, name or other character, or knowingly sells or disposes or keeps or has in his possession with intent to sell or dis- pose of, or keeps or has in his possession with intent to sell, or dispose of any goods, wares, merchandise or other products of labor contained in any box, case, can, or package, to which, or on which any such counterfeit or imitation is attached, affixed, printed, painted, 650 APPENDIX II. stamped or impressed, is guilty of a misdemeanor, and shall be punished by a fine of not less than one hundred dollars, nor more than five hundred dollars, or by im- prisonment for not less than three months nor more than one year, or by both such fine and imprisonment. The Penal Code contains the following provisions (Penal Code, 1901); § 364. A iDorson who, knowingly, in a case where pro- vision for the punishment for the oifense is not other- wise specially made by statute: 1. Falsely makes or counterfeits a trademark; or, 2. Affixes to any article of merchandise, a false or counterfeit trademark, knowing the same to be false and counterfeit, or the genuine trademark, or an imitation of the trademark of another, without the latter 's con- sent; or, 3. Sells, or keeps, or offers for sale, an article of merchandise, to which is affixed a false or counterfeit trademark, or the genuine trademark, or an imitation of the trademark of another, without the latter 's con- sent; or, 4. Has in his possession a counterfeit trademark, knowing it to be counterfeit, or a die, plate, brand, or other thing for the puri^ose of falsely making or counter- feiting a trademark; or, 5. Makes or sells, or offers to sell or dispose of, or, has in his possession with intent to sell or dispose of, an article of merchandise with such a trademark as to appear to indicate the quantity, quality, character, place of manufacture or production, or persons manufacturing or producing the article, but not indicating it truly; or, 6. Wlio knowingly sells, offers or exposes for sale, any goods which are represented in any manner, by word or deed, to be the manufacture or product of any person, firm or corporation, other than himself, unless such goods are contained in the original packages and under the labels, marks or names placed thereon by the STATE TRADEMARK STATUTES. 651 manufacturer who is entitled to use such marks, names, brands or trademarks; or, 7. Who shall sell, or expose for sale, any goods in bulk, to which no label or trademark shall be attached, and shall by representation, name or mark written or I^rinted thereon, represent that such goods are the pro- duction or manufacture of a person who is not the manufacturer; is guilty of a misdemeanor. Page 149. § 365. The expression ''article of merchandise," as used in this title, signifies any goods, wares, work of art, commodity, compound, mixture or other preparation or thing, which may be lawfully kept or offered for sale. § 366. A ''trademark" is a mark used to indicate the maker, owner or seller of an article of merchandise, and includes among other things, any name of a person or corporation, or any letter, word, device, emblem, figure, seal, stamp, diagram, brand, wrapper, ticket, stopper, label or other mark, lawfully adopted by him, and usu- ally afiSxed to an article of merchandise to denote that the same was imported, manufactured, produced, sold, compounded, bottled, packed or otherwise prepared by him; and also a signature or mark used or commonly placed by a painter, sculptor or other artist, upon a painting, drawing, engraving, statue or other work of art, to indicate that the same was designed or executed by him. § 367. A trademark is deemed to be affixed to an ar- ticle of merchandise when it is placed in any manner in, or upon, either 1. The article itself; or, 2. A box, bale, barrel, bottle, case, cask, or other ves- sel or package, or a cover, wrapper, stopper, brand, label or other thing, in, by or with which the goods are packed, enclosed or otherwise prepared for sale or dis- position. 652 APPENDIX H. § 368. An ''imitation of a trademark" is that which so far resembles a genuine trademark as to be likely to induce the belief that it is genuine, whether by the use of words or letters similar in appearance or in sound, or hj any sign, device or other means whatsoever. § 369. Refilling or selling stamped mineral water bot- tles, platters, at cetera.— Any person engaged in making, bottling, packing, selling or disposing of milk, ale, beer, cider, mineral water or other beverage or in making, selling, or disposing of articles of pastry, may register his title as owner of a trademark by filing with the sec- retary of state and the clerk of the county where the 13rincipal place of business of such person is situated, a description of the marks and devices used by him in his business, and in case same has not been heretofore pub- lished according to the laws existing at the time of pub- lication, causing the same to be published in a news- jDaper of the county, three weeks daily, if in the city of New York or Brooklyn, and weekly if in any other part of the state; but no trademark shall be filed which is not and cannot become a lawful trademark, or which is merely the name of a person, firm or corporation un- accompanied by a mark sufficient to distinguish it from the same name when used by another person. After such registration, the use without the consent of the owner of the trademark so described or the filling of any bottle, siphon, barrel, platter, vessel, or thing for the purpose of sale, or for the sale, therein, of any article of the same general nature and quality which said bot- tle, siphon, barrel, platter, vessel or other thing before contained, without the obliteration or defacement of thei trademark upon it, when such trademark can be obliter- ated or defaced without substantial injury to the bottle, siphon, barrel, platter, vessel or other thing so as to pre- vent its wrongful use, shall he deemed a misdemeanor. Section 370. Keeping such bottles, platters, et cetera, with intent to refill or sell them.— Any person engaged STATE TRADEMARK STATUTES. 653 in the business of buying and selling bottles, siphons, barrels, platters, or other vessels or things, who shall with intent to defraud the registered owner of the trade- mark, knowingly sell or offer for sale any lx)ttle, siphon, barrel, platter, vessel, or other thing, to any jjer- son, who he has reason to believe wrongfully intends to use the trademark upon it, or to fill such bottle, siphon, barrel, platter, vessel or other thing in violation of sec- tion three hundred and sixty-nine, shall be deemed guilty of a misdemeanor. Section 371. Search for bottles, platters, et cetera.— Whenever a registered owner of a trademark, or his agent, makes oath before a magistrate that he has reason to believe and does believe, stating the grounds of his belief, that a bottle, siphon, barrel, platter, vessel or other thing to which is affixed a trademark belonging to him is being used or filled, or has been sold or offered for sale, by any person whomsoever, in violation of the preceding section, then the magistrate may issue a search warrant to discover the thing and cause the per- son having it in possession to be brought before him and may thereupon inquire into the circumstances, and if on examination, he finds that such person has been guilty of the offense charged, he may hold the offender to bail to await the action of the grand jury, and the offender shall also be liable to an action on the case for damages, for such wrongful use of such trademark at the suit of the owner thereof, and the party aggrieved, shall also have his remedy according to the course of equity to enjoin the wrongful use of his trademark, and to recover compensation therefor, in any court having jurisdiction over the person guilty of such wrongful use. Section 438. False labels.— A person who, with intent to defraud, either 1. Puts upon an article of merchandise, or upon a cask, bottle, stopper, vessel, case, cover, wrapper, pack- age, band, ticket, label or other thing, containing or cov- 654 APPENDIX H. ering such an article, or with which such an article is intended to be sold, or is sold, any false description or other indication of or respecting the kind, number, quan- tity, weight or measure of such article, or any part thereof, or the place or country where it was manufac- tured or produced or the quality or grade of any such article, if the quality or grade thereof is required by law to be marked, branded, or otherwise indicated on or with such article; or 2. Sells or offers for sale an article, which to his knowledge is falsely described or indicated upon any such package, or vessel containing the same, or label thereupon, or any of the particulars specified ; or 3. Sells or exposes for sale any goods in bulk to which no name or trademark shall be attached, and orally or otherwise represents that such goods are the manufacture or jjroduction of some other than the actual manufacturer or producer, in a case where the punish- ment for such offense is not sj^ecially provided for other- wise by statute; is guilty of a misdemeanor. § 438a. Using false marks as to manufacture.— A person who, with intent to defraud or to enable another to de- fraud any person, manufacturers or knowingly sells or causes to be manufactured or sold, any article, marked, stamped or branded, or encased or enclosed in any box, bottle or wrapper, having thereupon any engraving or printed label, stamp, imprint, mark or trademark, which article is not the manufacture, workmanship or produc- tion of the person named, indicated or denoted by such m.arking, stamping or branding, or by or upon such en- graving, jDrinted label, stamp, imprint, mark or trade- mark, is guilty of a misdemeanor. As to search warrants under § 369, Penal Code 1893, see People v. Hogan, 29 N. Y. St. 110. For further rul- ings under that section see Mullins v. People, 23 How, Pr. 289, 24 K Y. 399. People v. Cannon, 139 N. Y. 32, 34 X. E. Rep. 75-9. STATE TKiU)EMARK STATUTES. 655 Chapter 219, Laws 1893, relates to the protection of labels of unions or associations of workingmen, and pro- vides a penalty for selling cigars bearing a counterfeit label. In an action for the recovery of this penalty, it was held that knowledge, or intent to injure or defraud were not ingredients in the offense prohibited, and that allegations of the knowledge, or intent to injure or de- fraud should be treated as surplusage. Bulena v. Neumun, 31 N. Y. Supj). 449. See also Per- kins V. Heert, 158 N. Y. 306, 53 N. E. Rep. 18. A conviction under § 364, penal code, was sustained where the defendant printed a label containing a trade- mark at the solicitation of the agent of the owner of the trademark. People V. Gluckman, 70 N. Y. Supp. 173. In sustaining a conviction under the same section, it was held to be immaterial that the prosecutor knew that he was purchasing counterfeit goods. People V. Hilfman, 70 N. Y. Supp. 621. In sustaining another conviction under this section, the court of appeals similarly held that it was no de- fense that the Act relied on for conviction was done at the instance of the prosecutor. People V. Krivitzkij, 168 N. Y. 182, 61 N. E. Rep. 175. TVHiere the plaintiffs had filed a certificate pursuant to* § 363, penal code, setting forth their intention to do business under the name ''American Watchman Clock Co.", and subsequently prepared to incorporate under that name, and the defendant having knowledge of the facts, and to forestall the plaintiff's proposed incorpora- tion, thereupon incorporated under the same name, in- junction was granted upon the ground of unfair com- petition. Petfes V. American Watchman's Clock Co., 85 N. Y. Supp. 900. That one who is convicted of counterfeiting or imitati Go6 APPENDIX H. ing a stamp, wrapper, or label is also liable to civil dam- ages, See Broivn v. Mercer, 37 N. Y. Super. Ct. 265. Laws of 1887, Chap. 377, § 2, as amended by laws of 1888, Chap. 181, made it unlawful to use boxes, bottles, and other packages having the owner's name, or other marks or devices, "branded, stamped, engraved, etched, blown, impressed, or otherwise produced upon such bot- tles, etc." It was held that the use of bottles bearing lithographic labels containing the name of another was not a viola- tion of this act. People V, FAfenhein, 20 N. Y. Supp. 364. A section of the same act making it a misdemeanor to re-fill registered stamped bottles of the manufacturers of soda water, and the like, was held to apply only to dealing in empty bottles after the original contents had been removed. People V. Cannon, 139 N. Y. 32, 34 N. E. Rep. 759. Under the laws of 1862, Chap. 306, § 4, and laws of 1863, Chap. 209, § 2, relating to the use of false stamps, labels, or trademarks, and providing a penalty therefor, it was held essential to a recovery of the penalty that the fraudulent intent of the defendant be shown. Loiv V. Hall, 47 N. Y. 104. Under the Union Label Act, Laws 1893, Chap. 219, certain evidence is reviewed and held not sufficient to sustain a judgment for plaintiff in Higgins v. Dakin, 33 N. Y. Supp. 890, 86 Hun, 461. Laws of 1887, Chap. 377, amended by laws of 1888, Chap. 181, relating to the registration of marks used on bottles, it is required that the certificate filed with the County Clerk, describing the names, marks and devices used on the bottles be certified. Consequently, such a description is admissible in evidence, though defectively acknowledged. People V. Bartholf, 66 Hun, 626, 20 N. Y. Supp. 782. STATE TRADEilARK STATUTES. 657 Directions for Registration Applications. The Secretary of State has published the following directions, concerning applications for registration un- der the foregoing statutes: Under either of these provisions a statement in writ- ing should be made by the person, firm, organization or corporation showing the adoption of the name, mark, label, brand or device, to which should be appended an affidavit verifying the same. This should be filed in the Secretary of State's office and (except under Chapter 415, Laws of 1897) in the office of the proper County Clerk, followed with the pub- lication in a newspaper where required by either of the foregoing laws. The fee of this office for filing a statement under either of the preceding laws is one dollar. This office has no blank forms. NORTH CAROLINA. AN ACT to provide for registration of labels, trademarks and designs. The General Assembly of North Carolina do enact: Section 1. It shall be lawful for any person or cor- poration to adopt for their protection and file for regis- try, or cause to be filed for registry, as herein provided, any label, trademark, term or design that has been used or is intended to be used for the purpose of designating, making known or distinguishing any goods, wares, mer- chandise or products of labor that have been or may be wholly or partly made, manufactured, produced, pre- pared, i)acked or put on sale by any person or corpora- tion, or to or upon which any work or labor has been applied or expended by any person, or by any member or members of any coii:)oration that has adopted and 42 658 APPENDIX H. filed for registry, or that may adopt and file for registry, any such label, trademark, term or design as aforesaid, or announcing or indicating that the same have been made in whole or in part by any such person or corpora- tion, or by any member thereof. Sec. 2. Whenever any jDcrson or corporation shall adopt and file for registry, or cause to be adopted and filed for registry, any label, trademark, term or design pursuant to the provisions of this act, the property, privileges, rights, remedies and interests in and to any such label, trademark, tenu or design, and in and to the use of same, provided or given by this act to, or otherwise conferred upon or enjoyed by, the person or corporation filing the same, or causing tlie same to be filed, for the registry, shall be fully and completely secured, preserved and protected as the property of those entitled to the same before any such label, trade- mark, term or design has been actually applied to any goods, wares, merchandise, or product of labor, and put upon the market for sale or otherwise, and before any use or appropriation of any such label, trademark, term or design has been made in connection with any such goods, wares, merchandise or product of labor, as well as after the same has been used or applied to designate, make known or distinguish any such goods, wares, mer- chandise, or product of labor and they have been put upon the market. Sec. 3. Any person, or corporation that has hereto- fore adopted and used, or shall hereafter adopt and use any label, trademark, term or design as herein provided, may file the same for registry in the office of the Secre- tary of State, or by leaving two copies, fac similes or counterparts thereof, with the said Secretaiy, and filing therewith a statement in the form of an affidavit, sub- scribed and sworn to by any such person, or by any officer, agent or attorney of any such corporation, speci- fying the person or corporation by whom, or on whose STATE TRADEMARK STATUTES. 659 belialf, any such label, trademark, term or design is filed, and the class or character of the goods, wares, merchan- dise or products of labor to which the same has been, or is intended to be appropriated or applied, and that the person or corporation so filing the same, or on whose be- half the same is so filed, has the right to the use of said label, trademark, term or design, and that no other per- son, finn, or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as might be calculated to deceive, without the permission or authority of the person or corporation filing the same, or causing the same to be filed, and that the copies, facsimiles or counterparts filed here- with, are true and correct copies, fac similes or counter- parts of the genuine label, trademark, term or design of the person or corporation filing the same, or causing the same to be filed; and there be paid for such registry a fee of one dollar to the Secretary of State for the use of the State, and the same recording fees required by the general corporations act, Public Laws 1901, chapter 2. Sec. 4. The Secretary of State upon the filing of any such label, trademark, term or design, that is not in con- flict with the next section hereof, shall register the same, and shall deliver to the person or corporation filing the same, or causing the same to be filed, as many certified copies thereof, with his certificate of such registry, as any such person or corporation may request, and for every such copy and certificate there shall be paid to the Secretaiy of State, for the use of the State, a fee of one dollar; and any such certified copy and certificate shall be admissible in evidence and competent and suf- ficient proof of the adoption, filing and registry of any such label, trademark, term or design, by any such ])er- son or corporation, in any action or judicial proceed- ing in any of the Courts of this State, and of due com- pliance with the provisions of this Act: Provided, how- ever, that such certificate shall not be assignable or 660 APPENDIX H. transferable by the person or corporation to whom the same is issued by the Secretary of State. Sec. 5. It shall not be lawful for the Secretary of State to register, or permit to be registered, for any person or corj^oration any label, trademark, term or de- sign, that is in the identical form of any other label, trademark, term or design theretofore filed by or on be- half of any other i^erson, or corporation, or that bears any such near resemblance thereto as may be calculated to deceive, or that would be liable to be mistaken there- for ; and any person or corporation who shall file or pro- cure the filing and registry of any label, trademark, term or design in the office of the Secretary of State, under the provisions of this Act, by making any false or frau- dulent representations or declarations, with fraudulent intent, shall be liable to pay any damages sustained in consequence of any such registry, to be recovered by or in behalf of the party injured thereby. Sec. 6. Whenever any person or corporation has heretofore adopted and filed for record or registry, or shall hereafter adopt and file for registry, any label, trademark, term or design, or cause the same to be done, as herein provided, and the same shall have been regis- tered pursuant to this act, it shall be unlawful for any other person or corporation to manufacture, use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term or design, or have in possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or product of labor to which or on which any counterfeit or imitation of any such label, trademark, term or design is attached, affixed, printed, stamped, im- pressed or displayed, or to sell or dispose of, or offer to sell or dispose of, or have in possession with intent that the same shall be sold or disposed of, any goods, wares^ merchandise, or product of labor contained in any box, ease, can or package to which or on which any such STATE TRADESIARK STATUl'ES. 661 counterfeit or imitation is attached, afl&xed printed, stamped, impressed or displayed. Sec. 7. Whenever any person or corporation has heretofore adopted and filed for record or registry, or shall hereafter adopt and file for registry, any label, trademark, term or design, as herein provided, it shall he unlawful for any other person or corporation to make any use, sale, offer for sale or display of the genuine label, trademark, term or design of any such person or corporation filing the same, or to have any such genuine label, trademark, term or design in possession with in- tent that the same shall be used, sold, offered for sale, or displayed, or that the same shall be applied, attached or displayed in any manner whatever to or on any goods, wares or merchandise, or to sell, offer to sell, or dispose of, or have in possession with intent that the same shall be sold or disposed of any goods, wares or merchandise in any box, case, can or package, to or •which any such genuine label, trademark, term or design of any such person or corporation is attached, affixed, or displayed, or to make any use whatever of any sucl^ genuine label, trademark, term or design, without first obtaining in every such case the license, consent or au- thority of the person or corporation adopting, filing and registering the same, or causing the same to be adopted, filed and registered; and any such license, consent or authority may be revoked and terminated at any time upon notice, and thereafter any use thereof shall be a violation of this act, and subject those violating the same to all the liabilities and i:>enalties herein provided against any violation thereof. Sec. 8. The Superior Court shall have jurisdiction in all eases arising or commenced therein under this act for the violations of any of the provisions thereof, and any person or corporation filing, or causing to l)e filed, for registry, any label, trademark, tenn or design i)ursuant to the provisions of this act, shall have the right to an 662 APPENDIX H. action in the said court against any person or corpora- tions for the violation of any of the provisions of this act J and the said Court is hereby empowered and re- quired to enjoin the manufacture, counterfeiting, imita- tion, display, use, sale, offer of sale, circulating or utter- ing of any counterfeit or imitation of any such label, trademark, term or design of any such person, associa- tion, organization or corporation; and the sale or dis- posal of any goods, wares, merchandise or product of labor, to which or on which any such counterfeit or imi- tation, label, trademark, tenn or design is attached, af- fixed, printed, painted, stamped or displayed, or any goods, wares, merchandise, or product of labor contained in any box, case, can or package, to or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped, impressed or displayed; and further to enjoin the manufacture, use, sale, offer of sale, or display, or (of) any genuine label, trademark, term or design of any such person, or corporation filing the same as aforesaid, or having in possession any such genuine label, trademark, term or design with intent that the same shall be used, sold, offered for sale or display, or the same applied, attached or displayed, in any man- ner whatever to or on any goods, wares, merchandise, or product of labor; or the selling or offer to sell or dispose of, or having in possession with the intent that the same shall be sold, offered for sale or disposed of, any goods, wares, merchandise in any box, case or pack- age, to or on which any such genuine label, trademark, term or design of any such person or corporation is at- tached, affixed, or displayed, and from making any other, or any use whatever of any such genuine label, trade- mark, term or design, without having first obtained in any and every such case, the consent and authority of the person or corporation adopting, filing and register- ing the same, or causing the same to be filed and regis- tered, as herein provided; and the said Superior Court STATE TRADEMARK STATUTES. 663 is hereby empowered to make such other orders and direct such other proceedings as the Court may deem necessary and proper I'or the due protection oi" the rights of complainants, affecting the purposes of this act, the prevention of any violation of any of the provisions of the same, and secure and protect any and all persons or coriX)rations in all the rights, privileges, property, and interest to which they or any of them are or may be entitled in any such label, trademark, term or design, under any of the provisions of this act, or otherwise; and it shall be the duty of the said Superior Court to award to the complainant or complainants, in any such action, any and all damages resulting from any such wrongful use of any such label, trademark, term or de- sign by any defendant or defendants, or for any viola- tion of any of the provisions of this act, and to require any such defendant or defendants to pay to such com- plainants any and all such damages, together with all costs incurred by any such complaint in any such action, or proceeding; and the said Court shall also order and decree that the defendants pay to the complainant any and all i^rofits obtained, received or derived from any such wrongful use or any violation of the provisions of this act, or both profits and damages, and that any such counterfeits, or imitations of any such labels, trade- marks, terms or designs in the possession or under the control of the defendant or defendants, in any such ac- tion, shall be delivered up to an officer of the Court, or to the complainant, to be destroyed, and that any such genuine labels, trademarks, terms or designs, in the pos- session or under the control of any such defendant or defendant, shall be delivered up to the complainant. Sec. 9. That, in addition to any other rights, rem- edies or penalties provided by this act, and as concur- rent therewith, any person or corporation that shall vio- late any of the provisions of this act shall be liable to a l^enalty of two hundred dollars, to be recovered by any 66-i APPENDIX H. such person or corporation that has adopted and filed, or caused the same to be done as aforesaid, any such label, trademark, term or design. Sec. 10. This act shall be in force from and after April 1st, 1903. In the General Assembly read three times, and ratified this 9th day of March, A. D. 1903. FORM OF APPLICATION FOR REGISTRATION. To the Secretary of State of the State of North Carolina: SIR: — In compliance with the requirements of an act of the Gen- eral Assembly of the State of North Carolina, entitled "An Act to provide for the registration of labels, trademarks and designs," ratified March 9th, 1903, the undersigned resident or doing business in the United States, having heretofore adopted or used, or desiring to adopt or use a for the purposes provided in said act, and desiring to file the same for record in the office of the Secretary of State of the State of North Carolina, hereby certify: 1st. The name of the person or persons, copartnership or corpora- tion, so filing, is 2d. His or its residence, location or place of business is 3d. The class of merchandise, and the particular description of goods comprised therein The trademark consists of Two copies of fac-similes of said mark are tendered herewith. 4th. The class to which it has been or is intended to be appropriated 5th. The length of time, if any, during which it has been in use State of County of — ss: Personally appeared before me, this —day of , A. D. 190 — who being duly sworn, according to law, depose and say that the state- ments contained in the foregoing instruments are true; that the so filing such has a right to use the same, and that no other person or persons, firm or corporation, has the right to such use, either in the identical form or in any such near resemblance thereto, as may be calculated to deceive, and that the fac-similes, copies or counter- parts* filed herewith are true and correct. Sworn and subscribed before me, the day and year aforesaid. ♦Note. — Two copies, counterparts or fac-similes of the trademark, etc., must be filed with this application. Filed, 190— Secretary of State. STATE TRADEMARK STATUTES. 665 NORTH DAKOTA. Rev. Codes 1899. § 3485. One who produces or deals in a particular thing or conducts a particular business, may appropriate to his exclusive use as a trademark any form, symbol or name which has not Ix^en so appropriated by another to designate the origin or ownership thereof; but he cannot exclusively appropriate any designation or part of a designation which relates only to the name, quality, or the description of the thing or business, or the place where the thing is produced or the business is carried on. § 3486. The good will of a business is the expectation of continued public patronage, but it does not include a right to use the name of any person from whom it is ac- quired. J? 3487. The good will of a business is jiroperty, transferable like any other. § 3979. One who sells or agrees to sell any article to which there is affixed or attached a trademark, thereby warrants that mark to be genuine and lawfully used. § 3980. One who sells or agrees to sell any article to which there is affixed or attached a statement or mark to express the quantity or quality thereof or the place where it was in whole or in part produced, manufac- tured or prepared thereby warrants the truth thereof. § 7256. Every person who willfully forges, counter- feits or procures to be forged or counterfeited any trade- mark usually affixed by any person to any goods of such person, with intent to pass off any goods to which such forged or counterfeit trademark is affixed or intended to be affixed, as the goods of such person, is guilty of a misdemeanor. § 7257. Every person who, with intent to defraud, has 666 APPENDIX H. in his possession any die, plate or brand, or any imita- tion of the trademark of any person, for the purpose of making any counterfeit or imitation of any description whatever of such trademark, or of selling the same when made, or affixing the same to any goods, and selling or offering the same for sale or disposal as the original goods of any other person, and every person who so uses or sells the same, or who fraudulently uses the genuine trademark of another with intent to sell or offer for sale or disposal, any goods not the goods of the person to whom such trademark properly belongs, as genuine and original, is guilty of a misdemeanor. § 7258. Every person who either: 1. Uses or causes to be used any brand, mark, name, print, designation or description, the same as or similar to any recorded to any other persons, or on the place re- corded to another; or, 2. Uses or causes to be used any second hand sacks, box, barrel, can, package or other article on which ha^ been placed any brand, mark, name, print, designation or description, the property of another, for the purposes of deception or profit, is guilty of a misdemeanor, and upon conviction thereof is punishable by fine of not less than one hundred and not exceeding one thousand dol- lars. § 7259. Every person who sells or keeps for sale any goods upon which any counterfeit trademark has been affixed, and intended to represent such goods as the gen- uine goods of another, knowing the same to be counter- feited, is guilty of a misdemeanor. § 7260. Every person who, with intent to defraud, af- fixes or causes to be affixed to any goods, or to any bot- tle, case, box or other package containing any goods, any description of label, stamp, brand, imprint, printed wrapper, label or mark, which designates such goods by any word or token which is wholly or in part the same to the eye or to ear as the word of any of the STATE TRADEMARK STATUTES. 667 words or tokens used by any other person as his trade- mark, and every person who knowingly sells, or keeps, or offers for sale any such bottle, case, box, or other package with any such label, stamp, brand, imprint, printed wrapper, ticket or mark affixed to, or upon it, in case the person affixing or causing to be affixed such mark, or so selling or exposing or offering for sale such bottle, case, box, or other package, was not the first to employ or use such words as his trademark, is guilty of a misdemeanor, and in addition to the punishment \)tq- scribed therefor is liable to the party aggrieved in the penal sum of one hundred dollars for each and every of- fense, to be recovered by him in a civil action. §7261. The words "trademark," as used in the sec- tions preceding, include every description of word, let- ter, device, emblem, stamp, imprint, brand, printed tick- et, label, or wrapper usually affixed by any mechanic, manufacturer, druggist, merchant, or tradesman to de- note any goods to be goods imported, manufactured, pro- duced, compounded or sold by him, other than any name, word or expression generally denoting any goods to be of some particular class or description. §7262. The word "goods," as used in the sections preceding, includes every kind of goods, wares, mer- chandise, compound or preparation, which may be law- fully kept or offered for sale. § 7263. The offense of affixing a false trademark to goods is equally complete within the meaning of sec- tions 7256, 7259 and 7260, whether such mark is affixed to the goods themselves or to any box, bale, barrel, bot- tle, case, cask, wrapper or other package or vessel, or any cover or stopper thereof, in which such goods are put up. §§ 7264, 7266 relate to protection of packages of manu- facturers and bottlers of soda, mineral water, and other beverages. 668 APPENDIX H. OHIO. No Registration Statute. Bates' Ann. St.. 1902. Section 7069. Whoever vends, or keeps for sale, any goods, merchandise, mixture, or preparation upon which any forged or counterfeit stamp, brand, imprint, wrajD- per, label or trademark is placed or affixed, and intended to represent the said goods, merchandise, mixture or preparation, as the true and genuine goods, merchandise, mixture or preparation of any other person, knowing the same to be counterfeit, shall be fined not more than one hundred dollars. Sec. 7096. Whoever willfully forges or counterfeits any representation, likeness, similitude, copy or imita- tion of the private brand, wrapper, label or trademark usually affixed by any person to or upon the goods, wares, merchandise, preparation or mixture of such per- son, or by any maker of wine from grapes grown within this state, to the bottles or casks used by him to contain the same, with intent to pass off any work, goods, manu- facture, wine, compound, preparation, or mixture, to which such forged or counterfeit representation, like- ness, similitude, copy or imitation is affixed, or intended to be affixed, as the work, goods, manufacture, wine, com- pound, preparation or mixture of such j^erson, shall be fined not more than five hundred dollars, or imprisoned not more than twelve months, or both. Sec. 7098. Whoever has in his possession any die, plate, brand, engraving, printed label, stamp, imprint, wrapper, or trademark, or any representation, likeness, similitude, copy, or imitation thereof, usually affixed by any person to or upon articles made, manufactured, pre- pared, or compounded by him, for the purpose of mak- ing impressions, or selling the same when made, or us- STATE TRADEMARK STATUTES. 669 ing the same upon any other articles made, manufac- tured, prepared, or compounded, and passing the same off upon the community as the original goods, manufac- ture, preparation, or compound of any other person, or so in fact sells or uses the same, (or) wrongfully and fraudulently uses the genuine stamp, brand, imprint, wrapper, label, or trademark, with intent to pass off any goods, wares, merchandise, mixture, compound, or other article, not the manufacture of the person to whom such stamp, brand, imprint, wrapper, label, or trademark properly belongs, as genuine and original, shall be fined not more than five hundred dollars, or imprisoned not more than twelve months, or both. §§ 4364-42 to 4364-44, Laws of Ohio, 1902, relate to the protection of packages used by manufacturers, bottlers and vendors of soda water, mineral water, and other bev- erages, or other articles of merchandise, medicines, compounds, or preparations. §§4364-55 to 4364-61 relate to timber marks. §§4364-49 to 4364-53C relate to the marks of labor unions. §§ 7069-1 and 7069-2 relate to the false marking of sil- verware. OKLAHOMA. Laws 1897, Ch. 40. AN ACT to provide a label law for the territory of Oklahoma. Section 1. '^Mienever any person or any association or union of working-men has heretofore adopted or used or shall hereafter adopt or use any label, trademark, term, design, device or form of advertisement for the purpose of designating, making known or distinguishing any goods, wares, merchandise or other product of labor, as having been made, manufactured, produced, prepared. 670 APPENDIX H. packed or put on sale by such person or association or union of workingmen, or by a member or members of, such association or union, it shall be unlawful to coun- terfeit or imitate such label, trademark, term, design, de- vice or form of advertisement, or to use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term, design, de- vice or form of advertisement. Sec. 2. Whoever counterfeits or imitates any such label, trademark, term, design, device or form of adver- tisement, or sells, offers for sale or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, design, device or form of adver- tisement, or keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which or on which any such counterfeit or imitation is printed, painted, stamped or impressed, or knowingly sells or disposes of any goods, wares, merchandise or other prod- uct of labor contained in any box, case, can or package to which or on which any such counterfeit or imitation is printed, painted, stamped or impressed, or knowingly sells or disposes of any goods, wares, merchandise or other product of labor contained in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed printed or painted, stamped or impressed, or keeps or has in his possession, with in- tent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, shall be punished by a fine of not more than a hundred dollars, or by imprison- ment for not more than three months. Sec. 3. Everj^ such person, association or union that has heretofore adopted or used, or shall hereafter adopt or use, a label, trademark, term, design, device or form STATE TRADEMARK STATUTES. 671 of advertisement, as provided in section one of this act, may file the same for record in the office of the secre- tary of the territory of Oklahoma by leaving two copies, counterparts or fac similes thereof with said secretary, and by filing therewith a sworn application specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, de- vice or form of advertisement shall be filed; the class of merchandise and a description of the goods to which it has been or is intended to be appropriated, stating that the party so filing, or on whose behalf such label, trademark, term, design, device, or fonn of advertise- ment shall be filed, has the right to the use of the same; that no other person, firm, association, union or corpor- ation has the right to such use either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac similes or coun- teri^arts filed therewith are true and correct. There shall be paid for such filing and recording a fee of one dollar. Said secretary shall deliver to such person, associatiq-n or union so filing or causing to be filed any such label, trademark, teiTa, design, device or form of advertise- ment so many duly attested certificates of the recording of the same as such person, association or union may apply for, for each of which certificates said secretary shall receive a fee of one dollar. Any such certificate of record shall, in all suits and prosecutions under this act, be sufficient proof of the adoption of such label, trade- mark, term, design, device or form of advertisement. Said secretary of the territory shall not record for any person, union or association any label, trademark, term, design, device or form of advertisement that would jn-ob- ably be mistaken for any label, trademark, temi, design, device or form of advertisement. Sec. 4. Any person who shall for himself, or on be- half of any other i>erson, association or union, procure the filing of any label, trademark, tenn, design or form 672 APPENDIX H. of advertisement in the office of the secretary of the ter- ritory, under the provisions of this act, by making any false or fraudulent representations or declarations, ver- bally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing to be recovered by or on behalf of the party injured thereby in any court having jurisdiction, and shall be punished by a fine not exceeding one hun- dred dollars, or by imprisonment not to exceed three months. Sec. 5. Every such person, association or union adopting or using a label, trademark, term, device, or form of advertisement as aforesaid may proceed by suit to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof, and all courts of com- petent jurisdiction shall grant injunctions to restrain such manufacture, use, display or sale, and may award the complainant in any such suit, damages resulting from such manufacture, use, sale or display as may be by the said court deemed just and reasonable and shall require the defendants to pay to such person, associa- tions or union all profits derived from such wrongful manufacture, use, display or sale, and such court shall also order that all counterfeits or imitations in the pos- session or under the control of any defendant in such cause be delivered to an officer of the court or to the complainant, to be destroyed. Sec. 6. Every person who shall use or display the genuine label, trademark, term, design, device or form of advertisement of any such person, association or union, in any manner not being authorized so to do by such person, union or association, shall be deemed guilty of a misdemeanor, and shall be punished by imprison- ment for not more than three months, or by fine of not more than one hundred dollars. In all cases where such association or union is not incorporated, suits under this act may be commenced and prosecuted by an officer or STATE TRADEMARK STATUTES. 673 member of such association or union on behalf of, and for the use of, such association or union. Sec. 7. Any person or persons who shall in any way use the name or seal of any such person, association or union, or officer thereof, in and about the sale of goods or otherwise, not being authorized to so use the same, shall be guilty of a misdemeanor, and shall be punished by imprisonment for not more than three months, or by a fine of not more than one hundred dollars. Sec. 8. This act shall take effect and be in force from and after its passage and approval. Approved March 11, 1897. Chap. 49 of the Session Laws of 1895 relates to the protection of the packages of manufacturers and dealers in carbonated goods, soda waters and other beverages. OREGON. Bellinger and Cotton's Annotated Codes and Statutes, Ch. V. Trademakks. Sec. 4609. Exclusive Use of Trademark, Hoiv Se^ cured.— Any person, partnership, firm, or private cor- poration desiring to secure within this state the exclu- sive use of any name, mark, brand, designation, or de- scription for any article of manufacture or trade, or for any mill, hotel, factory, machine shop or other place of business, shall deliver or cause to be delivered to the secretary of state a particular description or a fac simile of such mark, brand, name, designation, or description as he may desire to use. Sec. 4610. Secretary of State to Record Trademarlcs. —If there be not already a claim filed with the Secretary of State for the same or a similar name, mark, brand, designation, or description, he shall immediately record 43 674 APPENDIX H. tlie one furnished in a book to be specially provided and kept by bim for such purpose, which book shall be at all times subject to public inspection and examination. If there be already filed the same or a similar brand, mark, designation, or description, the secretary shall so inform the applicant, and shall not record the same. Sec. 4611. Penalty for Infringement.— Any person, partnership, firm, or corporation that shall use or cause to be used any name, mark, brand, designation, or de- scription the same as or similar to one so secured or recorded, for the purpose of deception or profit, shall forfeit to the use of the owner of the name, mark, brand, designation, or description so taken or imitated one-half of the propertj^ goods, or articles of trade upon which the same may be used or placed, or the value thereof, to Idc recovered by the said owner in any court having ju- risdiction of the subject-matter. Sec. 4612. Penalty for Second Infringement.— Any person, j^artnership, firm, or private corporation that shall use any such mark, brand, name, designation, or description a second or greater number of times shall forfeit the whole of the property or article upon which the same is placed or used, or the value thereof, to be recovered in the manner provided in the preceding sec- tion. Sec. 4613. Penalty for Using Boxes, etc., with An- other's Trademark.— Anj person, partnership, firm, or private corporation that shall use or cause to be used any second hand sack, box, barrel, can, package, or other article on which has been placed any name, mark, brand, designation, or description, the property of another, for the purpose of deception, shall be liable to the same for- feiture of the property inclosed therein as is provided in sections 4611 and 4612. Sec. 4614. Importing Goods with Another's Trade- mark Thereon.— If any goods, wares, merchandise, or other articles shall be imported into this state on which STATE TRADEMARK STATUTES. 6To shall be used, for the purpose of deception, the same or any similar mark, name, brand, designation or descrip- tion as may have been secured under the provisions of this chapter, said goods, wares, merchandise, or other articles shall be forfeited to the use of the party injured, as provided in sections 4611 and 4612. Sec. 4615. Fee for Recording Trademark.— A fee of two dollars and a half shall be paid to the Secretary of State by the owner of said trademark as pay for record- ing. Sec. 4616. Right to Enjoin Infringement Continues. —Nothing in this act shall be construed so as to affect the power of courts of equity to perpetually restrain by injunction the improper use of any mark, brand, name, description, or designation which may have been secured by the provisions of this chapter. RULES OF THE DEPARTMENT OF STATE REGULATING THE REGISTRulTION OF TRADEMARKS. In order to secure, within the State of Oregon, the reg- istration of a brand, label, mark, name, word, word-sym- bol, 2)hrase or designation as a trademark, it is neces- sary to make out a formal application addressed to the Secretary of State setting forth that some individual firm, partnership, or corporation, doing business at a designated place, desires to secure within the state of Oregon the sole and exclusive use as a trademark of some particularly described brand, label, mark, name, word, word-symbol, phrase or designation, for use in some designated manner on some stated class of goods, wares, or merchandise, and that the individual finn, partnership, or corporation, making the application is the original user and originator of the same, and that 676 APPENDIX H. by reason of being the original user claims within the State of Oregon the right to the sole and exclusive use. This api^lication should be signed and attached to it, either as part of the application or as an exhibit, should be one facsimile of the brand, label, mark, name, word, word-symbol, phrase or designation desired to be trade- marked. Enclosed with the application should be an extra facsimile printed,' impressed or made upon thin durable paper for attaching in the book of records of trademarks. With each application should be enclosed the fee allowed by law of $2.50. After the application is received at the office of the Secretary of State an examination of all the records of all trademarks which have heretofore been filed, must be made to ascertain whether or not the design desired to be registered will conflict with anj^thing already regis- tered. If, after such search has been made, it is found not to conflict with anything previously registered, the application is immediately filed and from that time the sole and exclusive use is awarded to the applicant. FORM OF APPLICATION FOR REGISTRATION. Application to register — a(a) As a trademark in the State of Oregon, for (b) , 190—. To F. I. Dunbar, Secretary of State. (c) , (d) , desiring to secure within the State of Ore- gon the sole and exclusive use of a (a) for use upon (b) In accordance with the provisions of Chapter V, Title XXXVIII, Bell- inger and Cotton's Annotated Codes and Statutes of Oregon, hereby presents this application for the registration of the (a) , described as follows: a fac simile of which is marked "Exhibit A," hereto attached. This (a) as shown in the exhibit is to be used upon (b) , (e) said above named And by reason of being the originator and original user of the (a) herein described and shown in the exhibit hereto attached, the said hereby claims the right to the sole and exclusive use of the same within the State of Oregon for the uses and purposes herein stated. STATE TRADEMARK STATUTES. 677 (a) Insert whether name, mark, brand, designation or description. (b) Insert name of article, or place of business; (c) Insert name of person, firm, or corporation; (d) Insert whether partnership, firm, or corporation; (e) Insert manufactured and sold, or place of business, as the case may be. Inclosed with the application should be an extra fac simile printed, impressed, or made upon thin, durable paper for attaching in the book of Records of Trademarks. PENNSYLVANIA. Act of April 24, 1905. No. 210. AN ACT amending the third section of the act, entitled "An act to provide for the registration of labels, trademarks, tradenames, stamps, designs, devices, shopmarks, terms, brands, designations, descriptions, or forms of advertisement, and protect and secure the rights, property and interest therein of the persons, copartnerships or corporations adopting and filing the same, and providing penal- ties for the violations of the act," approved the twentieth day of June, Anno Domini one thousand nine hundred and one; so as to further protect and secure the rights, property and interest of persons, corporations or copartnerships adopting and registering said labels, trademarks, tradenames, stamps, designs, devices, shop- marks, terms, brands, designations, descriptions or form of adver- tisement. Section 1. Be it enacted, &:c., That the third section of the act, entitled *'An act to provide for the regis- tration of labels, trademarks, tradenames, stamps, de- signs, devices, shopmarks, terms, brands, designations, descriptions or forms of advertisement, and protect and secure the rights, property and interest therein of the persons, copartnerships or corporations adopting and filing the same, and providing penalties for the viola- tion of the act," approved the twentieth day of June, Anno Domini one thousand nine hundred and one, which reads as follows: '*Sec. 3. That whenever person or persons, copart- nership or corporations, has heretofore adopted and filed 678 APPENDIX H. for record or registry, or shall hereafter adopt and file for registry, any label, trademak, tradename, device, shopmark, designation, or fonn of advertisement, as herein provided, it shall be unlawful, and a violation of this act, for any other person, copartnership or corpo- ration to make any use, sale, offer for sale, or display of the genuine label, trademark, tradename, device, shop- mark, designation, or form of advertisement, or any such likeness or imitation thereof as shall be calculated or liable to deceive, of any such person or persons, cof)artnership or corporations, filing the same ; or to sell, offer to sell, or dispose of, any goods, wares or mer- chandise, in bulk, or in any box, case, can, bottle or package to or which any such genuine label, trademark, tradename, device, shopmark, designation, or form of advertisement, filed for record as aforesaid, or any such likeness or imitation thereof, is attached, affixed or dis- played; or to make any wrongful use whatever of any such genuine label, trademark, tradename, device, shop- mark, designation, or form of advertisement, or any such likeness or imitation thereof; or to in any way use the name or seal of any such person or persons, copart- nership or corporation, or any such likeness or imitation thereof, in and about the sale of goods or otherwise, without first obtaining in every such case the license, consent or authority of the person or persons copartner- ship or corporation, adopting, filing and registering the same; and it shall be unlawful for anj^ other person or persons, firm, copartnership, or corporation to make any use of such label, trademark, tradenames, device, shop- mark, designation, or form of advertisement, so filed, or any such likeness or imitation thereof, or utter or display the same orally or in any printed or written form in the conduct of his business or in any business transaction, attached to merchandise or products of labor, or detached from and independent of the same, on invoice, letter-heads, bills or advertisements, without STATE TRADEMARK STATUTES. 679 express consent, license and authority of the jjcrson or jjersons, copartnership or corporation, so filing the same; and any such license, consent or authority may be revoked and terminated at any time, upon notice, 'and thereafter any use tliereof shall be a violation of this act, and subject those violating the same to all the liabilities and penalties herein provided against any violation thereof. He shall refuse to file or register any label, trademark, tradename, device, shopmark, designation, or form of advertisement, identical with, or so similar to as to be calculated or liable to deceive, any label, trademark, tradename, device, shopmark, designation, or form of advertisement, filed or registered, unless it shall be proved to his satisfaction that the person or persons, copartnership or corporation, lastly applying for the registry of such label, trademark, trade- names, device, shopmark, designation, or form of ad- vertisement, shall be entitled thereto, and the owner thereof by right of prior adoption; in which case the date of adoption shall determine the ownership, and shall be proved by affidavits of persons conversant with such dates. In the case the Secretary of the State be- comes satisfied, after hearing the said affidavits, that the person or persons, copartnership or corporation, last applying for registr^'^ is entitled to priority of adoption to register such trademark, tradename, device, shop- mark, designation, or for mof advertisement, he shall revoke the first registry thereof, and re-register the same in the name of said applying person or persons, co- partnership or corporations," be and the same is hereby amended so as to read as follows: Sec. 3. That whenever person or persons, copartner- ship or corporations, has heretofore adopted and filed for record or registry, or shall hereafter adopt and file for registry'-, any label, trademark, tradename, device, shopmark, designation, or form of advertisement, as herein provided, it shall be unlawful and a violation of 680 APPENDIX H. this act for any other person, copartnership, or corpora- tion to make any use, sale, offer for sale, or display of the genuine label, trademark, tradename, device, shopmark, designation, or form of advertisement, or any such like- ness or imitation thereof as shall be calculated or liable to deceive, of any such person or persons, copartner- ship or corporations, filing the same; or to sell, offer to sell, or dispose of any goods, wares, or merchandise, in bulk, or in box, case, can, bottle or package to or which any genuine label, trademark, tradename, device, shopmark, designation, or form of advertisement, filed for record as aforesaid, or any such likeness or imita-i tion thereof, is attached ; affixed or displayed ; or to make any wrongful use whatever of any such genuine label, trademark, tradename, device, shopmark, designation, or fonn of advertisement, or any such likeness or imitation thereof; or to, in any way, use the name or seal of any such person or persons, corpartnership or corporation, or any other likeness or imitation thereof, in and about the sale of goods, or otherwise, without first obtaining, in eveiy such case, the license, consent or authority of the person or persons, copartnership or corporation, adopting, filing and registering the same; and it shall be, unlawful for any other person or persons, firm, copart- nership, or corporation to remove any such label, trade- mark, tradename, device, shopmark, designation, or form of advertisement, so registered as aforesaid and attached, to merchandise or products of labor, for the purpose of using such merchandise or products of labor as a pat- tern for the reproduction of the same: Provided how- ever. That nothing herein contained shall be taken to prohibit the using of such merchandise or products of labor as a pattern for the reproduction of the same, in individual cases of emergency repair. And it shall be unlaivfid for any other person or persons, firm, copart- nership, or corporation to make any use of such label, trademark, tradename, device, shopmark, designation, or STATE TRADEMARK STATUTES. 681 form of advertisement, so filed, or any such likeness or imitation thereof, or utter or display the same orally or in any jDrinted or written fonn in the conduct of his business or in any business transaction, attached to mer- chandise or products of labor, or detached from and in- dependent of the same, on invoice, letter-heads, bills, or advertisements, without express consent, license and au- thority of the person or persons, copartnership or corpo- ration, so filing the same; and any such license, consent or authority may be revoked and terminated at any time, upon notice, and thereafter any use thereof shall be a violation of this act, and subject those violating the same to all the liabilities and penalties herein provided against any violation thereof. He shall refuse to file or register any label, trademark, tradename, device, shopmark, designation, or form of advertisement, identical with, or so similar to as to be calculated or liable to deceive, any label, trademark, tradename, device, shopmark, designa- tion, or form of advertisement, filed or registered, unless it shall be proved to his satisfaction that the person or jiersons, copartnership or coii:»oration, lastly applying) for the registry of such label, trademark, tradename, de- vice, shopmark, designation, or form of advertisement, shall be entitled thereto, and the owner thereof by right of prior adoption; in which case the date of adoption shall determine the ownership, and shall be proved by affidavits of persons conversant with such dates. In the case the Secretary of State becomes satisfied, after hear- ing the said affidavits, that the person or persons, copart- nership or corporation, last applying for registry is en- titled to priority of adoption to register such trademark, tradename, device, shopmark, designation, or form of advertisement, he shall revoke the first registry thereof, and re-register the same in the name of said applying person or persons, copartnership or cor]iorations. 682 APPENDIX H. FORM OF APPLICATION FOR REGISTRATION To the Secretary of the Commonwealth of Pennsylvania: SIR: — In compliance with the requirements of an Act of the Gen- eral Assembly of the Commonwealth of Pennsylvania entitled "An Act to provide for the registration of labels, trademarks, tradenames, stamps, designs, devices, shopmarks, terms, brands, designations, de- scriptions or forms of advertisement, and protect and secure the rights, property and interest therein of the persons, copartnerships or corpora- tions adopting and filing the same, and providing penalties for the violations of the act," approved the 20th day of June, A. D. 1901, the undersigned, resident or doing business in the United States, having heretofore adopted or used, or desiring to adopt or use a for the purposes provided in said act, and desiring to file the same for record in the office of the Secretary of State of the State of Pennsyl- vania, do hereby certify: 1st. The name of the person or persons, copartnership or corpora- tion so filing, is (If a corporation give name of State under which organized.) 2d. His or its residence, location or place of business 3d. The class of merchandise, and the particular description of goods comprised therein The trademark consists of 4th. The class to which it has been or is intended to be appro- priated 5th. The length of time, if any, during which it has been in use — / **• Signature of Applicant. State of — County of Personally appeared before me, this day of , A. D. 190 — , who being duly sworn, according to law, deposes and says that the statements contained in the foregoing instrument are true; that the so filing such , has a right to use the same, and that no other person or persons, copartnership or corporation, has the right to such use, either in the identical form or in any such near resem- blance thereto as may be calculated to deceive, and that the fac-similes, copies or counterparts filed herewith are true and correct. Sworn and subscribed before \ me, the day and year aforesaid, j Note. — Two copies, counterparts or fac-similes of the trademark must be filed with this application. Fee for filing and certificate, two dollars. STATE TRADEMARK STATUTES. 683 RHODE ISLAND. Public Laws of 1900-1. Cii. 735. AN ACT for the protection of labels and seals of labor organizations, associations, and societies in the state of Rhode Island and Provi- dence Plantations. Section 1. Whenever any person, or any association or union of worldng^nien, has heretofore adopted or used, or shall hereafter adopt or use, any label, trademark, term, design, device, or form of advertisement for the purpose of designating, making known, or distinguishing any goods, wares, merchandise, or other product of labor as having been made, manufactured, produced, prepared, packed, or put on sale by such i3erson, or association or union of workingmen, or by a member, or members, of such association or union, it shall be unlawful to coun- terfeit or imitate such label, trademark, tenn, design, de- vice, or form of advertisement, or to use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term, design, device, or form of advertisement. Sec. 2. Whoever knowingly counterfeits or imitates any such label, trademark, term, design, device, or form of advertisement which has been filed and recorded in the office of the Secretary of State as hereinafter pro- vided ; or knowingly sells, offers for sale, or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement ; or knowingly keeps or has in his posses- sion, with intent that the same shall be sold or disposed of, any goods, wares, merchandise, or other product of labor to which or on which any such counterfeit or imi- tation is printed, painted, stamped, or impressed; or knowingly sells or disposes of any goods, wares, mer- chandise, or other product of labor contained in any 684 APPENDIX H. box, case, can, or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped, or impressed; or knowingly keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, wares, merchandise, or other product of labor in any box, case, can, or pack- age to which or on which any such counterfeit or imi- tation is attached, affixed, printed, painted, stamped, or impressed, shall be j^unished by a fine of not more than one hundred dollars or by imprisonment for not more than three months. Sec. 3. Every such person, association, or union that has heretofore adopted or used, or shall hereafter adopt or use, a label, trademark, term, design, device or form of advertisement as provided in section 1 of this act, shall file the same for record in the office of the Secretary of State by leaving two copies, counterparts, or facsimiles thereof, with said secretary, and by filing therewith a sworn application sioecifying the name or names of the person, association, or union on whose behalf such label, trademark, term, design, device, or form of advertise- ment shall be filed; the class of merchandise, and a description of the goods to which it has been or is in- tended to be appropriated, stating that the party so fil- ing, or on whose behalf such label, trademark, term, de- sign, device, or form of advertisement shall be filed, has the right to the use of the same, that no other person, firm, association, union, or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to de- ceive, and that the facsimile or counterparts filed there- with are true and correct, before there shall be any lia- bility to any suit or proceeding for any violation of this act. There shall be paid for such filing and recording a fee of one dollar. Said secretary of state shall cause a description of such label, trademark, term, design, de- vice, or form of advertisement to be published once a STATE TRADEMARK STATUTES. 685 week for three successive weeks, at the expense of the applicant, in some newspaper published in the city of rrovidence. After such publication said secretary shall deliver to such person, association, or union so filing or causing to be filed any such label, trademark, term, de- sign, device or form of advertisement so many duly at- tested certificates of the recording of the same as such person, association, or union may apply for, for each of which certificates said secretary shall receive a fee of one dollar. Any such certificate of record shall in suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark, term, design, device, or form of advertisement. Said secretary of state shall not record for any person, union, or association any label, trademark, term, design, device, or form of adver- tisement that would probably be mistaken for any label, trademark, term, design, device, or form of advertise- ment theretofore filed by or on behalf of any other person, union, or association. Sec. 4. Any person who shall, for himself or on be- half of any other person, association, or union, procure the filing of any label, trademark, term, design, or form of advertisement in the office of the secretary of state under the provisions of this act by making any false or fraudulent representations or declarations, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be recovered by or on behalf of the party injured thereby in any court haying jurisdiction, and shall be punished by a fine not exceeding one hundred dollars, or by imprisonment not exceeding three months. In any suit or prosecution under the provisions of this act, the defendant may show that he or it was the owner of such label, trademark, term, design, device, or form of advertisement prior to its being filed under the pro- i^isions of this act, and that it had been filed wrong- 6SG APPENDIX H. fully or without right by some other person, association or union. See. 5. Every such person, association, or union adopting or using a label, trademark, term, design, de- vice, or form of advertisement, as aforesaid, may pro- ceed by suit to enjoin the manufacture, use, display, or sale of any counterfeits or imitations thereof, and all courts of competent jurisdiction may grant injunctions to restrain such manufacture, use, display, or sale, and may award the complainant in any such suit damages resulting from such manufacture, use, sale, or display, as may be by the said court deemed just and reasonable, and may require the defendants to pay such person, association or union all profits derived from such wrong- ful manufacture, use, display, or sale; and such court may also order that all such counterfeits or imitations in the possession or under the control of any defendant in such cause be delivered to an officer of the court, or to the complainant, to be destroyed. In all cases where such association or union is not incorporated, suits under this act may be commenced and prosecuted by an officer or member of such associa- tion or union, on behalf of and for the use of such asso- ciation or union. Sec. 6. Any person or persons who shall in any way use the name or seal of any such j^erson, association, or union, or officer thereof, in and about the sale of goods or otherwise, not being authorized to use the same, shall be guilty of a misdemeanor, and shall be punished by imprisonment for not more than three months or by fine of not more than one hundred dollars. Sec. 7. The provisions of this act shall not abridge any rights to any trademarks existing at the time of the passage of this act, whether the same shall be recorded or not, nor any remedies or rights of action otherwise or theretofore existing in favor of owners of trade- marks. STATE TRADEMARK STATUTES. 687 Sec. 8. The district courts of the several judicial dis- tricts shall have jurisdiction of all comijlaints for viola- tion of this act. Sec. 9. This act shall take effect and be in force from and after the first day of June, A. D. 1900, and all acts and parts of acts inconsistent herewith are hereby re- pealed. Chapter 627, Pub. Laws 1898-1899 relates to the pro- tection of bottles, barrels, kegs, casks, cans, etc., of manu- facturers, bottlers, and vendors of soda water, mineral water, ale, beer, or other liquids that may be used as foods or beverages, or medicines, perfumery, oils, com- pounds, etc. FORM OF APPLICATION FOR REGISTRATION. Application accompanying a (Insert Label, Trademark, Term, Design, Device, or Form of Advertisement as the case may be) filed in accordance with the provisions of Chapter 735 of the Public Laws, passed April 12, 1900, entitled "An Act for the Protection of Labels and Seals of Labor Organizations, Associations and Societies in the State of Rhode Island and Providence Plantations." Name of Person, Association or Union Class of merchandise and description of the goods to which the (Insert Label, Trademark, Term, Device, or Form of Advertise- ment, as the case may be) has been or is intended to be appropriated, do hereby declare, in accordance with the provisions of said Chapter 735 of the Public Laws, that ha — a right to the use of the same referred to in the foregoing application, that no other person, firm, association, union or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac simile or counterparts filed therewith are true and correct. In Witness Whereof, I have hereunto signed my name this -day of in the year nineteen hundred (Sign here.) 688 APPENDIX H. State of Rhode Island, etc. sc. ISO- Then personally appeared the above-named and made oath that the foregoing declaration by him subscribed is true and correct. Before me. Notary Public. SOUTH CAEOLINA. No Registration Law. The Laws of 1902, No. 601, relate to the protection of bottles, siphons, casks, boxes, etc., of manufacturers, bot- tlers, and vendors of soda water, mineral waters, and other beverages. SOUTH DAKOTA. POLITICAL CODE, 1903. § 3190. It shall be lawful for associations and unions of workmen to adopt, for their protection, labels, trade- marks, and advertisements, used by such unions or asso- ciations, announcing that goods manufactured by mem- bers of such associations or unions are so manufactured by such members. § 3191. Any and all persons using such union or asso- ciation trademarks, labels or advertisements, whether ex- actly like such labels, trademarks or advertisements or not, if with the intention to, or likely to, deceive the public, shall be guilty of a misdemeanor and on convic- tion thereof shall be punished by imprisonment of not less than ten days nor more than thirty days, or a fine of not less than twenty-five dollars nor more than one hundred dollars, or both. STATE TRADEMARK STATUTES. 689 § 3192. Every person who shall use any such coun- terfeited trademark, label or advertisement,s of such a union or association, after having been notified that the same is so counterfeited, shall be guilty of a misde- meanor and on conviction thereof shall be punished by imprisonment of not less than ten days nor more than thirty days, or by fine of not less than twenty-five dol- lars nor more than one hundred dollars, or both. § 3193. Every association of workingmen or labor union adopting a label, trademark or advertisement of the kind specified in section 3190, shall record the same in the office of the secretary of state by leaving two copies of said labels or advertisements with said secre- taiy of state, who shall, under his hand and seal, deliver to the association or union recording such label or ad- vertisements a certificate of record for which he shall receive a fee of one dollar. § 3194. Every association or labor union adopting a label, trademark or advertisement of the kind specified in section 3190 may proceed by suit in any of the courts of the state to enjoin the manufacture, use, display or sale of counterfeits or imitations of such labels, trade- marks, or advertisements, and that all courts having jurisdiction of the persons, and upon satisfactory proof of such wrongful use, shall grant an injunction for such wrongful use of such counterfeits, and shall award the complainant such damages resulting from such wrongful use as may be proved, and shall require the defendants to pay to the complainant the profits derived from such wrongful use, or both profits and damages ; and the court shall also order all counterfeit labels and advertise- ments in the possession or under the control of the de- fendant in such cause to be delivered to an officer of the court or to the complainants, to be destroyed. § 3195. In like manner such unions or associations of workingmen shall be authorized to proceed against all persons who shall wrongfully use or display the genuine 44 690 APPENDIX H. labels or advertisements of the respective associations or unions, not being authorized by such associations or unions to use or display the same, in any court having jurisdiction thereof. CIVIL CODE, 1903. § 183. There may be ownership of all inanimate things which are capable of appropriation, or of manual deliver}^; of all domestic animals; of all obligations; of such products of labor or skill, as the composition of an author, the good will of a business, trademarks and signs, and of rights created or granted by statute. § 892. One who produces or deals in a particular thing, or conducts a particular business, may appro- priate to his exclusive use, as a trademark, any form, symbol or name which has not been so appropriated by another, to designate the origin or ownership thereof; but he cannot exclusively appropriate any designation, or part of a designation, which relates only to the name, quality or description of the thing or business, or the place where the thing is produced or the business is carried on. § 1331. One who sells or agrees to sell any article to which there is affixed or attached a trademark, thereby warrants that mark to be genuine and lawfully used. PENAL CODE, 1903. § 421. Every person who wilfully forges, counterfeits or procures to be forged or counterfeited any trade- mark usually affixed by any person to any goods of such person, with intent to pass off any goods to which such forged or counterfeit trademark is affixed, or intended to be affixed, as the goods of such person, is guilty of a misdemeanor. § 422. Every person who, with intent to defraud, has in his possession any die, plate or brand, or any imita- STATE TRADEMARK STATUTES. 691 tion of the trademark of any person, for the purpose of making any counterfeit or imitation of any description whatever of such trademark, or of selling the same when made, or affixing the same to any goods, and selling or offering the same for sale or disposal as the original goods of any other i:>erson, and every person who so uses or sells the same, or who fraudulently uses the genuine trademark of another with intent to sell or offer for sale or disposal, any goods not the goods of the per- son to whom such trademark properly belongs, as gen- uine and original, is guilty of a misdemeanor. § 423. Every person who sells or keeps for sale any goods upon which any counterfeited trademark has been affixed, intended to represent such goods as the genuine goods of another, knowing the same to be counterfeited, is guilty of a misdemeanor. § 424. Every person who, with intent to defraud, af- fixes or causes to be affixed to any goods, or to any bottle, case, box or other package containing any goods, any description of label, stamp, brand, imprint, printed wrapper, label or mark, which designates such goods by any word or token which is wholly or in part the same to the eye, or to the ear, as the word or any of the words or tokens used by any other person as his trade- mark, and any person who knowingly sells, or keeps or offers for sale, any such bottle, case, box or other pack- age, with any such label, stamp, brand, imprint, printed wrapper, ticket or mark affixed to or upon it, in case the person affixing or causing to be affixed such mark, or so selling, or exposing, or offering for sale such bot- tle, case, box or other package, was not the first to em- ploy or use such words as his trademark, is guilty of a misdemeanor, and in addition to the punishment pre- scribed therefor, is liable to the party aggrieved in the penal sum of one hundred dollars for each and every offense, to be recovered by him in a civil action. §425. The word "trademark," as used in the sec- 692 APPENDIX H. tions preceding, includes every description of word, let- ter, device, emblem, stamp, imprint, brand, printed ticket, label or wrapper, usually affixed by any mechanic, manufacturer, druggist, merchant or tradesman, to de- note any goods to be goods imported, manufactured, produced, compounded or sold by him, other than any name, word or expression generally denoting any goods to be of some particular class or description. §426. The word ''goods" as used in the sections pre* ceding, includes every kind of goods, wares, merchandise, compound or preparation, which may be lawfully kept or offered for sale. § 427. The offense of affixing a false trademark to goods is equally complete within the meaning of sections 421, 423 and 424, whether such mark is affixed to the goods themselves, or to any box, bale, barrel, bottle, case, cask, wrapper, or other package or vessel, or any cover or stopper thereof, in which such goods are put up. § 428. Whenever any person engaged in manufactur- ing, bottling, selling in bottles, soda, mineral waters, porter, ale, cider or small beer, has filed and published, in the manner authorized by law, a description of a name, mark or label usually stamped by him in the bot- tles containing such beverage, every other person who, without the written consent of such manufacturer or dealer, refills with any beverage, whether genuine or otherwise, with the intent to sell the same, any bottles stamped with such name, mark or label, and every per- son who sells, disposes of, purchases or traffics in such bottles, is liable to a penalty of fifty cents for each and every bottle so filled, sold, bought, disposed of, or traf- ficked in, for the first offense, and five dollars for each and every bottle so filled, bought, disposed of, or traf- ficked in, for every subsequent offense. § 429. Every person who keeps any bottles such as are designated in the last section, without the written consent of the manufacturer so to do, with intent to refill STATE TRADEMARK STATUTES. 693 or use or sell them in violation of the last section, is liable to the penalty therein prescribed. § 430. Whenever any manufacturer or dealer desig- nated by section 428, or his agent, shall make oath or affirmation before any magistrate that he has reason to believe and does believe, that any of his bottles stamped and registered as mentioned in said section are being unlawfully used by any person or persons selling or manufacturing mineral water or other beverages, or that any junk dealer or vendor of bottles, has any of such bottles secreted in any place, such magistrate shall there- upon issue a search waiTant to discover and obtain the same under the provisions of the law upon search war- rants, which are hereby declared to fully relate to the l^rposes of this chapter; and the magistrate may" sum- marily bring or cause to be brought before him the pev- son in whose possession the bottles are found, to ex- amine into the circumstances of his possession, and if such magistrate on summar^^ examination finds that such person has been guilty of a violation of section 428, such magistrate shall proceed to impose the fine therein pre- scribed, and, if the same be not paid, to commit such person to jDrison for a term not exceeding fifteen days. TENNESSEE. Chapter 21, Act of 1905. AN ACT to regulate trademarks and to provide remedies and penalties for the violation of this Act. Section 1. Be it enacted hy the general assemhli/ of the State of Tennessee, that within the meaning of this Act a trademark shall be construed to be any seal, label, term, design, device, or form of advertisement used for the purpose of designating, making known, or distin- guishing any goods, wares, merchandise, or other prod- uct of labor, as having been made, manufactured, pro- 694 APPENDIX H. duced, prepared, packed, or put on sale by any iDerson, firm, corporation, association, or union of workinginen, or by any member or members of such association or union. Sec. 2. Be it further enacted, That whenever any per- son, firm, or corporation or any association or union of workingmen has heretofore adopted or used or shall hereafter adopt or use any trademark, it shall be un- lawful to counterfeit or imitate the same; or to use, sell, or to offer for sale, or in any way utter or circulate any counterfeit or imitation of any such trademark provided such trademark has been filed and recorded in the office of the Secretary of State, as provided in Section 4 of this Act. Sec. 3. Be it further enacted, That whoever know- ingly counterfeits any such trademarks, or knowing said trademark to be counterfeit, sells, offers for sale, or in any way utters or circulate any counterfeit or imitation of such trademark, or knowing such trademark to be counterfeit, keeps, or has in his possession, with the intent that the same shall be sold or disposed of, any goods, wares, merchandise, or other product of labor to which or on which any such counterfeit or imitation is printed, painted, stamped, or impressed; or knowing said trademark so printed, painted, stamped, or im- pressed thereon, sells or disposes of such goods, wares, merchandise, or other product of labor contained in any box, case, can, or package, to which or on which any such counterfeit or imitation is attached, fixed, printed, painted, stamped or impressed, or knowing such trade- mark to be counterfeit, keeps or has in his possession with the intent that the same shall be sold or disposed of, any goods, wares, merchandise, or other product of labor, in any box, case, can, or package to which or on which any such counterfeit or imitation is attached, af- fixed, printed, painted, stamped, or impressed, shall be punished by a fine of not more than one hundred ($100) STATE TRADEMARK STATUTES. 695 dollars, or by imprisonment for not more than three months; provided that any jjerson, firm, or corix)ration buying, selling, or disposing of any goods, wares, mer- chandise bearing said counterfeit trademark, not know- ing the same to be counterfeit, shall not ]x> deemed guilty under the provision of this Act. Sec. 4. Be it further enacted, That every person, firm, corporation, or association, or union of workingmen that has heretofore adopted or used, or shall hereafter adopt or use, any trademark mentioned and provided in Sec- tion 1 of this Act, may file the same for record in the office of the Secretary of State by leaving two copies, counterparts ; or facsimiles thereof with said Secretary, and by filing therewith a sworn application, specifying the name or names of the person, firm, corix)ratibn, as- sociation, or union, on whose behalf such trademark shall be filed, the class of merchandise and a description of the goods to which it has been, or is intended to be ap- propriated, stating that the party so filing, or on whose behalf such trademark shall have been filed, has the right to use the same, that no other person, firm, corpo- ration, association or union has the right to such use, either in the identical form or in any such near resem- blance thereto as may be calculated to deceive, and that the facsimile or counterparts filed therewith are true and correct. There shall be paid for such filing and record- ing a fee of five dollars. Said Secretary shall deliver to such person, finn, corporation, association, or union so filing, or causing to be filed, any such trademark, so many duly attested certificates of the recording of the same as such person, finn, corporation, association, or union may apply for, for each of which certificates said Secretary shall receive a fee of one dollar. Any such cer- tificates of record shall in all suits and prosecutions under this Act be prima facie evidence of the adoption of such trademarks. Said Secretary of State shall not record for any person, firm, or corporation, association, 696 APPENDIX H. or union any trademark heretofore filed by or on behalf of any other person, firm, corporation, association, or imion. Sec. 5. Be it further enacted, That any person, who sliall for himself, on behalf of any other person, firm, corporation, association, or union, procure the filing of any trademark in the office of the Secretary of State, under the provisions of this Act, by knowingly making any false, or fraudulent representation or declaration verbally or in writing, or by any means known to be fraudulent, shall be liable to pay any damages sustained in consequence of such filing, to be recovered by or on behalf of the party injured thereby, in any court having jurisdiction and shall be punished by a fine not exceed- ing one hundred dollars or by imprisonment not exceed- ing three months. Sec. 6. Be it further efiacted, That every such person, firm, corporation, association, or union, adopting or using a trademark, may proceed by suit to enjoin the manufacture, use, display, or sale of any counterfeits or imitations thereof, and all courts of competent ju- risdiction shall grant injunctions to restrain such manu- facture, use, display or sale and may award tlie com- plainant in any such suit, the court having jurisdiction, such damages resulting from such fraudulent manu- facture, use, display, or sale as may be by the court or jury deemed just and reasonable; and shall require the defendants to pay to such person, firm, corporation, as- sociation, or union all profits derived from such wrong- ful manufacture, use, display, or sale, and such court shall also order that all such counterfeit or imitations in the possession or under the control of any defendant in such case be delivered to an officer of the court or to the complainant, to be destroyed. Sec. 7. Be it further enacted, That every person who shall use or display the genuine trademark for the pur- ix)se of fraud of any such person, firm, corporation, as- STATE TRADEMARK STATUTES. 697 sociation, or union, in any manner ncjt heing authorized so to do by such person, linn, corporation, association, or union, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment for not less than three months, or by a fine of not more than one hun- dred dollars. In all cases where such association or union is not incorporated, suits under this Act may be commenced and prosecuted by an officer or member of such association or union, in behalf of and for the use of such association or union. Se€. 8. Be it further enacted, That none of the pro- visions of this Act shall affect or apply to persons, firms, or corporations who shall in good faith buy or come into possession of goods with a counterfeit trade- mark thereon, when such person, firm, or corporation did not know at the time he or they obtained possession of such goods that the same were stamjied with a counter- feit trademark; provided such person, firm, or corpora- tion does not knowingly misrepresent the facts regard- ing the trademark at the time he offers such goods for sale. Sec. 9. Be it further enacted, That this Act shall take effect from and after its passage, the public welfare re- quiring it. Passed January 31, 1905. W. K. Abernathy, Speaker of the House of Representatives. J. I. Cox, Speaker of the Senate. Approved. James B. Feazier, Governor. A true copy. Attest : Jno W. Morton, Secy, of State. 698 APPENDIX H. TEXAS. General Laws 1895, Ch. 81. AN ACT to protect persons, associations, private corporations and unions of workingmen, incorporated or unincorporated, in their labels, trademarks, designs, devices, imprints, and forms of adver- tising and names; and to prescribe penalties for violation of same, and to repeal all laws or parts of laws in conflict with this act. Section 1. That whenever any person, association, private corporations or union of workingmen, incorpo- rated or unincorporated, have adopted or shall hereafter adopt for their protection any label, trademark, design, device, imprint or form of advertisement, indicating that goods to which such label, trademark, design, device, im- print or form of advertisement shall be attached, were manufactured by such person, association, private corpo- rations or union, or by a member or members of such association or union, it shall be unlawful for any per- son, inclusive of ofScers, agents, i-eceiver or receivers of corjoorations, to counterfeit or imitate such label, trade- mark, design, device, imprint or form of advertisement or to use such counterfeit or imitation of such label, trademark, design, device, imprint or form of advertise- ment, knowing the same to be counterfeit or imitation, or to aid, assist, countenance or knowingly permit such counterfeit or imitation or the use of such counterfeit or imitation for his own use or benefit, or for the use or benefit of any corporation of which he may then be an officer, agent or receiver. Every person, whether in his individual capacity or as an officer, agent or re- ceiver of a corporation, violating this section, shall, upon conviction, be punished by a fine of not less than twen- ty-five nor more than one hundred dollars. Each day's violation of this section shall be considered a separate offense. Sec. 2. Every person, whether in his individual ca- STATE TRADEMARK STATUTES. 699 pacity or as the officer, agent or receiver of a corpora- tion, who shall willfully and knowingly use or display the genuine label, trademark, design, device, imprint, or form of advertisement, or name of any such person, as- sociation or union, incorporated or unincorporated, not being authorized to use or display the same, or shall aid, assist, countenance or knowingly permit the use of same, not being authorized to use the same, shall, upon conviction, be punished by fine of not less than twenty- five nor more than one hundred dollars. Sec. 3. Every person, association or union of work- ingmen, incorporated or unincorporated, having ado])ted a label, trademark, design, device, imprint or foi*m of advertisement, as aforesaid, may proceed by suit to en- join the wrongful manufacture, use, display or sale of any such label, trademark, design, device, imprint or form of advertisement, and the manufacture, use, dis- jjlay or sale of any such counterfeit or imitation, and all courts having jurisdiction thereof shall grant injunc- tions to restrain such manufacture, use, display or sale, and shall award the plaintiff in such suit such damages resulting from such wrongful manufacture, use, display or sale as by him may have been sustained. Where such association or union is not incorporated suits under this act may be commenced and prosecuted by any officer or member of such association or union in his own name, for himself and for the use and benefit of such associa- tion or union. Sec. 4. Every person, association or union of work- ingmen, incorporated or unincoi-jiorated, that has hereto- fore or shall hereafter adopt a label, trademark, design, device, imprint or form of advertisement, shall file the same in the office of the secretary of state by leaving two copies, counterparts or fo/' similes thereof, with the secretary of state, and said secretary shall deliver back to such person, association or union so filing the same one of said copies, counterparts or fac similes, along 700 APPENDIX H. with and attached to a duly attested certificate of the filing of same, for which he shall receive a fee of one dollar from such person, association or union. Such cer- tificate of filing shall in all suits and prosecutions under this act be sufficient proof of the adoption of such label, trademark, design, device, imprint or form of advertise- ment, and of the right of such person, association or union to adopt the same. No label, trademark, design, device, imprint or form of advertisements shall be filed as aforesaid that would probably be mistaken for a label, trademark, design, device, imprint or form of adver- tisement already of record : provided, that no person or association shall be permitted to register as a label, trademark, design, device, imprint or form of advertise- ment, any emblem, design or resemblance thereto that has been adopted or used by any charitable, benevolent or religious society or association without their consent: and provided, further, that all persons, institutions or associations now using a label, trademark, design, de- vice, imprint or form of advertisement shall have thirty days' time after this act takes effect in which to file such label, trademark, design, device, imprint or form of ad- vertisement under the provisions of this act. before the same can be registered by others. Sec. 5. All laws and parts of laws in conflict with the provisions of this act be and the same are hereby repealed. Sec. 6. It being important that the benefits of this act be realized at once, because the parties to be benefited by this act have no adequate protection under existing laws, creates an emergency and an imperative public necessity that the constitutional rule requiring bills to be read on three several days be suspended, and that this act take effect and be in force from and after its pas- sage, and it is so enacted. Approved April 29, 1895. Sayles' Civ. St. Articles 318a, 318b, p. 148 relate to STATE TRADEMARK STATUTES. 701 the protection of bottles, boxes, siphons, etc., of manu- facturers and dealers in mineral water and other bev- erages, and manufacturers of medicines or other com- pounds. UTAH. EEV. ST., 1898. 2720. Defined. The phrase ''trademark" as used in this title includes every description of word, letter, device, emblem, stamp, imjDrint, printed ticket, label, or wrapper usually aflSxed by any mechanic, manufacturer, diiiggist, merchant, tradesman, association, or union, whether incorporated or unincor|Dorated, to denote any goods to be goods imported, manufactured, produced, compounded, or sold by him, or by such association or union, other than any name, word, or expression gen- erally denoting any goods to be of some particular class or description. 2721. Recorded With Secretary of State. Any per- son, association, or union, may record any trademark or name by filing with the Secretary of State his or its claim to the same, and a copy or description of such trademark or name, with his affidavit attached thereto, certified to by any officer authorized to take acknowledg- ments of conveyances, setting forth that he, or the firm, corporation, association, or union, of which he is a mem- ber, is the exclusive owner, or agent of the owner, of such trademark or name. 2722. Record Open to Public. The Secretary of State must keep for public examination a record of all trademarks or names filed in his office, with the date when filed and name of claimant ; and must at the time of filing collect from each claimant the authorized fee. 2723. Ownership, Transfer, Damages for Infringe- ment. Any person who has first adopted and used a trademark or name, whether within or beyond the limits 702 APPENDIX H. of this State, is its original owner. Such ownership may be transferred in the same manner as personal prop- erty, and is entitled to the same protection by suits at laAv; and any court of competent jurisdiction may re- strain, by injunction, and award damages for any use of trademarks or names in violation of this title. 4482. Forging or Counterfeiting Trademark. Every person wlio wilfully forges or counterfeits, or procures to be forged or counterfeited, any trademark usually affixed by any person, or by any association or union of workingmen, to his goods, which has been recorded in the office of the Secretaiy of State, with intent to pass off any goods to which such forged or counterfeited trademark is affixed, or intended to be affixed, as the goods of such person or such association or union of workingmen, is guilty of a misdemeanor. 4483. Selling Goods Be,\eing Counterfeited Trade- mark. Every person who sells, or keeps for sale, any goods upon or to which any counterfeited trademark has been affixed, after such trademark has been recorded in the office of the Secretary of State, intending to repre- sent such goods as the genuine goods of another, know- ing the same to be counterfeited, is guilty of a misde- meanor. 4484. Forged Trademark, etc. Defined. The phrases, ''forged trademark" and ''counterfeited trademark," or their equivalents, as used in this chapter, include every alteration or imitation of any trademark so resembling the original as to be likely to deceive. 4485. "Trademark" Defined. The phrase "trade- mark" as used in the three preceding sections, includes every description of word, letter, device, emblem, stamp, imprint, brand, printed ticket, label or wrapper, usually affixed by any mechanic, manufacturer, druggist, mer- chant, or tradesman, or by any association or union of workingmen, to denote any goods to be goods imported, manufactured, produced, compounded, or sold by him, or STATE TRADEMARK STATUTES. 703 by such association or union of workingmeu, otlier than any name, word, or expression generally denoting any goods to be of some particular class or description. 4486. Refilling Cask, Etc., Bearing Trademabk. Every person who has or used any cask, bottle, vessel, case, cover, label, or other thing bearing or having in any way connected with it the duly filed trademark or name of another, for the purpose of disposing with in- tent to deceive or defraud, or anj^ article other than that which such cask, bottle, vessel, case, cover, label, or other thing originally contained or was connected with by the owner of such trademark or name, is guilty of a misde- meanor. Note: The fee for registering trademark is $3.00. VERMONT. Laws of 1898. Public Act No. 158. AN ACT to provide for the registration of trademarks. Section 1. Any person, partnership or corporation may adopt as and for his or their trademark or trade- name any particular name, term, design, device, label, stamp or form of advertisement, not previously owned or adopted by any other person, partnership or corpo- ration, to designate or distinguish any goods, wares or merchandise by him or them manufactured or prepared, and may file the same for record in the office of the secretary of state, by leaving two copies, counterparts or fac similes thereof, with the said secretary; and shall also file therewith an accurate description of such name, term, design or device, label, stamp or fonn of adver- tisement, verified under oath by the person or some officer of the partnership or corporation by whom it is filed. 704 APPENDIX H. There shall be paid for such filing the fee of two dol- lars. Said secretary shall deliver to such person, partner- ship or corporation so filing the same, a duly attested certificate of the record of the same, for which he shall receive the fee of two dollars. Such certificate of rec- ord shall in all suits and prosecutions under this act be sufficient proof of the adoption of such trademark or tradename. No name, term, design, device, label, stamp or form of advertisement shall be recorded that in any way resembles or would be reasonably mistaken for a name, term, design, device, label, stamp or form of advertisement already on record. Sec. 2. The secretary of state is authorized to make rules and regulations and prescribe forms for the filing of names, terms, designs, devices, labels, stamps and forms of advertisement under the provisions of this act. Sec. 3. Every person who, without authority from the owner of a trademark or tradename adopted and re- corded as aforesaid, shall knowingly and willfully make or sell any representation, likeness, similitude, copy, imi- tation or counterfeit of such tradem.ark or tradename, and every person who, without authority from such owner, shall affix, impress or use such trademark or tradename upon any goods, wares or merchandise shall be punished by a fine not exceeding one thousand dol- lars or by imprisonment not exceeding one year, or by both said fine and imprisonment. Sec. 4. Every person who shall knowingly and will- fully sell or keep for sale any goods upon which or in connection with which shall be affixed any forgery, imi- tation or counterfeit of a trademark or tradename adopted and recorded as aforesaid, and intended to rep- resent the said goods as the genuine goods of any other person, shall be punished by a fine not exceeding one thousand dollars or by imprisonment not exceeding one year, or by both such fine and imprisonment. STATE TRADEMARK STATUTES. 705 Sec. 5. Every person who shall, with intent to de- fraud any other person, partnership or corporation, knowingly affix or cause to be affixed to or upon any iDackage or bottle containing any goods, wares or mer- chandise any name, term, design, device, label, stamjj or I'onn of advertisement, which shall designate such goods, wares or merchandise, either wholly or in part by a word or words, or by general design, which shall be wholly or in part the same either in appearance to the eye, or in sound to the ear, as the word or words or the general design of any trademark or tradename adopted and recorded, as provided in this act, or who shall knowingly sell, or expose for sale, any such pack- age or bottle with any such imitating or counterfeit name, term, design, device, label, stamp or form of ad- vertisement, may also be punished by imprisonment not exceeding one year, or by a fine of not more than five hundred dollars, or by both such fine and imprisonment. Sec. 6. The owner of any trademark or tradename adopted and recorded as provided in section 1 of this act may proceed by suit to enjoin any and all other per- sons, partnerships or corporations from the manufacture, use or sale, without the authority of said owner, of all likenesses, similitudes, co])ies, imitations or counterfeits thereof, and also from selling or exposing for sale any and all goods, compounds, or preparations to or with which such unauthorized likeness, similitudes, coi)ies, imitations or counterfeits shall be affixed or connected. And all courts having jurisdiction in equity maj^ grant injunctions to restrain and enjoin such manufacture, use, sale and exposure for sale, and may award to the com- plainant in such suit such a sum of money as shall be just and reasonable compensation for the damage to the reputation of the complainant's genuine goods, com- pounds or preparations by reason of such wrongful man- ufacture, use, sale or exposure for sale; and may also require the defendant to pay to the complainant in such 45 700 APPENDIX H. suit a sum equal to the amount which the complainant would have received for the same quantity of genuine goods, compounds or preparations, and may also order that all such likenesses, similitudes, copies, imitations or counterfeits in the possession of or under the control of any defendant in such case be delivered to an officer of the court, or to the complainant, to be destroyed. Approved November 22, 1898. FORM OF APPLICATION FOR REGISTRATION. Certificate accompanying a (Insert Name, Term, Design, Device, Label, Stamp or Form of Advertisement, as the case may be.) adopted as a (Insert Trademarlv, or Tradename, as the case may be.) and filed in accordance with No. 158 of the Acts of 1898, entitled "An act to provide for the Registration of Trademarks." Name or names of the Persons, Partnership or Corporation (Follow regulations below at A.) Residence, location or place of business, class of merchandise and the particular description of goods comprised in such class to which the (Insert Name, Term, Design, Device, Label Stamp, or Form of Advertisement, as the case may be,) has been or is intended to be appropriated (Fol- low regulations below at B.) (Here insert the trademark or trade- name adopted and send three extra copies, fac-similes or counterparts of the trademark or name.) Length of time, if any, during which the (Insert Name, Term, Design, Device, Label, Stamp, or Form of Advertisement, as the case may be.) has been in use. Since (Give Month, Day of Month and Year when adopted, or give date since when in use. REGULATIONS. A. If a corporation, state under the laws of what State incorporated. If one or more persons are doing business under a partnership name, state the name of such person or persons and add the words "doing business under the name and style of," then give the partnership name under which the business is conducted. B. State, first, as near as possible in one or two words, the gen- eral class of merchandise to which the name, term, design, device, label, stamp, or form of advertisement has been or is intended to be appropriated; Second, as near as possible in one or two words, the particular de- STATE TRADEMARK STATUTES. 707 scription or designation is such general class of merchandise. Do not describe the composition, or name the parts which comprise the for- mula of which the merchandise is composed; Third, by using the following words: "the essential feature of the (trademark, or tradename) is," giving what is considered to be the essential feature or features thereof. If an illustration or pictorial representation is used for a trademark, it is very desirable that a word or words shall also form a part of the "essential features" of such trademark; Fourth, by using the following words, that: "The style and size of type and the color of ink and paper may be varied at pleasure." *I, do hereby declare, that (Insert the name of the Person, Partnership, or Corporation adopting the Trademark or Trade- name.) has a right to the use of the (Insert Trademark, or Tradename, as the case may be.) referred to in the foregoing certifi- cate, and that no other person, partnership or corporation has the right to such use, either in the identical form or in any such near resem- blance thereto as may be calculated to deceive, and I further declare that the foregoing description and the fac-similes copies or counter- parts filed with the foregoing certificate are true, correct and accurate. In Witness Whereof, I have hereunto signed my name this day of , 190 — (Sign here.) State of Vermont, \ss. 190— Then personally appeared the above-named and made oath that the foregoing declaration by him subscribed is true. Before me. (Here write official title.) * If a person, insert name; if an ofl5cer of a partnership or corpora- tion. Insert name, title of office, and name of the partnership or corpo- ration. Outside of Vermont, oath should be administered by a Com- missioner for Vermont or Notary Public, with seal. 708 APPENDIX H. VIRGINIA. Act of April 30, 1903. AN ACT to protect persons, firms, corporations, associations, or unions of workingmen in the use of their labels, trademarks, terms, de- signs, devices, and forms of advertisements, and to provide for the registry thereof. Approved April 30, 1903. 1. Be it enacted by the General Assembly of Virginia, That whenever any person, firm, corporation, or any as- sociation or union of workingmen has heretofore adopted or used, or shall hereafter adopt or use, any label, trade- mark, term, design, device, or form of advertisement for the purpose of designating, making known, or distin- guishing any goods, wares, merchandise, or other prod- uct of labor, as having been made, manufactured, pro- duced, prepared, packed, or put on sale by such person, firm or corporation, or association, or union of work- ingmen, by a member or members of such association or union, and has filed the same for registry as herein- after provided, it shall be unlawful to counterfeit or imitate such label, trademark, term, design, device or form of advertisement, or to use, sell, offer for sale or in any way utter or circulate any counterfeit or imita- tion of any such label, trademark, tenn, design, device or form of advertisement. 2. "Whoever counterfeits or imitates any such regis- tered label, trademark, term, design, device, or form of advertisement, or knowingly and with intent to deceive, sells, offers for sale, or in any way utters or circulates any counterfeit or imitation of any such registered label, trademark, term, design, device, or form of advertise- ment, or knowingly and with intent to deceive, keeps, or has in his possession, with the intent that the same shall be sold or disposed of, any goods, wares, merchandise, or other product of labor to which, or on which, any STATE TRADEMARK STATUTES. 709 such counterfeit or imitation is printed, painted, stamped or impressed; or knowingly and with intent to deceive, knowingly sells or disposes of any goods, wares, mer- chandise or other product of labor contained in any box, case, can, or package to which, or on which, any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, or knowingly and with intent to deceive, keeps or has in his possession with intent that the same shall be sold or disposed of, any goods, wares, merchandise, or other product of labor in any box, case, can, or package to which, or on which, any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, shall be pun- ished by a fine of not more than one hundred dollars, or by imprisonment for not more than three months. All such applications for registry shall be made on forms prescribed by the secretary of the Commonwealth, and any person applying to the secretary of the Com- monwealth for a certificate of registry of any label, trademark, term, design, device or fonn of advertise- ment, shall furnish to the said secretaiy a copy fac- simile, or counterpart thereof. 3. Ever\^ such person, firm, corporation, association or union that has heretofore adopted or used, or shall hereafter adopt or use a label, trademark, term, design, device, or form of advertisement, as provided in section one of this act, may file the same for registry in the office of the Secretary of the Commonwealth by leaving six copies, counterparts, or fac-similes thereof, with the said secretary, and by filing herewith a sworn applicar- tion, specifying (1) the name or names of the person, firm, corporation, association or union, on whose behalf such label, trademark, term, design, de\dce, or form of advertisement shall be filed; (2), the class of merchan- dise and the description of the goods to which it has been, or is intended to be appropriated, stating that the party so filing, or on whose behalf such label, trade- 710 APPENDIX H. mark, term, design, device, or form of advertisement shall be filed, has a right to use the same; (3), that no other person, firm, association, nnion or corporation has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and (4), that the fac-simile or counterparts filed therewith are true and correct. There shall be paid for such filing and registry to the secretary of the Com- monwealth a fee of two dollars and fifty cents. Said secretary shall deliver to such person, firm, corporation, association, or union so filing, or causing to be filed, any such label, trademark, teiTii, design, device, or form of advertisement, so many duly attested certificates of the registry of the same as such person, firm, corporation, association, or union may apply for, for each of which certificates said secretary shall receive a fee of two dol- lars and fifty cents. Any such certificate of registry shall in all suits and prosecutions under this act be suf- ficient proof of the adoption and registry of such label, trademark, term, design, device, or form of advertise- ment. Said secretaiy of the Commonwealth shall not record for any person, firm, corporation, union, or as- sociation any label, trademark, design, term, device, or form of advertisement that would probably be mistaken for any label, trademark, term, design, device or form of advertisement heretofore filed by or on behalf of any other person, firm, corporation, union or association. 4. Any person who shall for himself, or on behalf of any other person, firm, corporation, association, or union, procure the filing and registry of any label, trademark, term, design, or form of advertisement in the office of the secretary of the Commonwealth, under the provisions of this Act, by making any false or fraudulent repre- sentations or declaration verbally or in writing, or by any fraudulent means, shall be liable to pay any dam- ages sustained in consequence of any such filing, to be recovered by or on behalf of the party injured thereby, STATE TRADEMARK STATUTES, 711 in any court having jurisdiction, and shall be i)unished by a fine not exceeding one hundred dollars or by im- prisonment not exceeding three months. 5. Every such person, firm, corporation, association, or union, which has adopted and registered a label, trademark, term, design, device, or form of advertise- ment as aforesaid, may proceed by suit to enjoin the manufacture, use, display, or sale of any counterfeits or imitations thereof, and all courts of competent jurisdic- tion shall grant injunctions to restrain such manufacture, use, display, or sale, as may be by the said court deemed just and reasonable, and shall require the defendants to pay to such person, firm, corporation, association, or union, all profits derived from such wrongful manu- facture, use, display, or sale; and such court shall also order that any such counterfeits or imitations in the possession, or under the control of any defendant in such cause be delivered to an officer of the court, or to the complainant, to be destroyed. 6. Ever}^ person who shall use or display the genuine registered label, trademark, term, design, device, or fonn of advertisement, of any such person, finn, corporation, association or union in any manner, not being authorized so to do by such person, firm, cor^ooration, union, or as- sociation, shall be deemed guilty of a misdemeanor, and shall be punished by imprisonment for not more than three months, or by a fine of not more than one hundred dollars. In all cases where such association, or union, is not incorporated, suits under this act may be com- menced and prosecuted by an officer, or member of as- sociation or union, on behalf of, and for the use of, such association or union. 7. Any person, or persons, who shall in any way use the name or seal of any such person, firm, corjioration, association, or union, or officer thereof, in and about the sale of goods, or otherwise, not being authorized to so use the same, shall be guilty of a misdemeanor, and shall 712 APPENDIX H. be punishable by imprisonment for not more than three months, or by a fine of not more than one hundred dol- lars. 8. This act shall take effect and be in force from and after its passage. FORM OF APPLICATION FOR REGISTRATION. To the Secretary of the Commonwealth of Virginia: (Name and Address) in whose name and behalf this application for the registry in the State of Virginia, of the label, trademark, term, design, device or form of advertising hereinafter indicated is made, in order to secure to the applicant the exclusive use of the same for the purpose of designating, making known and distinguishing the articles hereinafter described, do declare, that: The name of the applicant in whose name and behalf this registry is made, is as above set forth: The applicant has heretofore adopted and used, and has the right to use, said label, trademark, design, device or form of advertising, for the purpose of designating, making known or distinguishing the articles hereinafter designated, and that no other person, firm, association, union or corporation, has the right to such use, either in the identical form, or in any such near resemblance thereto as may be calculated to deceive. The class of articles, and the description thereof, to which such label, trademark, term, design, device or form of advertising is ap- propriated, are the following, to-wit: (Insert fac-simile or coun- terpart of trademark or label.) The fac-simile or counterpart herewith filed is true and correct. Witness the following signature this, the day of 19C — ■ State of of ss. I, a notary public for the of , in the State afore- said, do hereby certify that (If officer of corporation or partner so state) this day personally appeared before me in my and State aforesaid and made oath that the statements contained in the fore- going writing bearing date on the day of , 190 — , are true and that he is duly authorized to make this oath. Given under my hand and oflEicial seal, this, the day of , 190— STATE TRADEMARK STATUTES. 713 WASHINGTON. Nichols, "Existing Corporation Laws of the State of Washington," 1905. page 160. 1. Counterfeiting Trademarks Prohibited. When- ever any person, or any association or union of work- ingmen has heretofore adopted or used, or shall here- after adopt or use, and has filed as hereinafter provided any label, trademark, term, design, device or form of advertisement for the purpose of designating, making known, or distinguishing any goods, wares, merchandise or other product of labor, as having been made, manu- factured, produced, prepared, packed or put on sale by such person or association or union of workingmen or by a member or members of such association or union, it shall be unlawful to counterfeit or imitate such label, trademark, term, design, device or form of advertise- ment, or to use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term, design, device or form of adver- tisement. 2. Penalty. ^Vlioever counterfeits or imitates any such label, trademark, term, design, device or form of advertisement, or sells, offers for sale, or in any way utters or circulates any counterfeit or imitation of any such label, trademark, term, design, device or foiTii of advertisement; or keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which or on which any such counterfeit or imitation is printed, painted, stamped or impressed; or knowingly sells or disposes of any goods, wares, merchandise or other product of labor contained in any box, ease, can or package, to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped 71-1 APPENDIX H. or impressed ; or keeps or has in his possession, with in- tent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor, in any box, cases, can or package, to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or impressed, shall be pun- ished by a fine of not more than one hundred dollars, or by imprisonment for not more than three months. 3. Filing and Eecoeding. Every such person, asso- ciation or union, that has heretofore adopted or used, or shall hereafter adopt or use, a label, trademark, term, design, device or form of advertisement, as provided in section one of this act, may file the same for record in the office of the Secretary of State by leaving two copies, counterparts or fac-similes thereof, with said Secretary, and by filing therewith a sworn application specifying the name or names of the person, association or union on whose behalf such label, trademark, term, design, device or form of advertisement shall be filed, the class of mer- chandise, and a description of the goods to which it has been, or is intended to be appropriated, stating that the party so filing, or on whose behalf such label, trademark, term, design, device or form of advertisement shall be filed, has the right to the use of the same, that no other person, firm, association, union or corporation has the right to such use either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac-simile or counterparts filed therewith are true and correct. There shall be paid, for such filing and recording, a fee of five dollars. Said Secretary shall deliver to such person, association or union so filing or causing to be filed any such label, trademark, term, design, device or form of advertise- ment, so many duly attested certificates of the record- ing of the same as such person, association or union may apply for, for each of which certificates said Secretary shall receive a fee of two dollars. Any STATE TRADEilARK STATUTES. 715 such certificate of record shall, in all suits and pros- ecutions under this act, be sufficient proof of the adoption of such label, trademark, tenn, design, de- vice or fonn of advertisement. Said Secretary of State shall not record for any person, union or asso- ciation, any label, trademark, term, design, device or form of advertisement that would probably be mistaken for any label, trademark, term, design, device or form of advertisement theretofore filed by or on behalf of any other person, union or association. 4. Fraudulent Filing, etc.— Penalty. Any person who shall, for himself or on Ijehalf of any other person, assQciation or union, procure the filing of any label, trademark, term, design or form of advertisement in the office of the Secretary of State, under the provisions of this act, by making any false or fraudulent representa- tions or declaration, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in consequence of any such filing, to be re- covered by or on behalf of the party injured thereby, in any court having jurisdiction, and shall be punished by a fine not exceeding one hundred dollars or by im- prisonment not exceeding three months. 5. Enjoin Use, etc. Every such person, association or union adopting or using a label, trademark, term, de- sign, device or form of advertisement as aforesaid, may proceed by suit to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof, and all courts of competent jurisdiction shall grant injunctions to restrain such manufacture, use, display or sale, and may award the complainant in any such suit damages resulting from such manufacture, use, sale or display, as may be by the said court deemed just and reasonable, and shall require the defendants to pay to such person, association or union all profits derived from such wrong- ful manufacture, use, display or sale; and such court shall also order that all such counterfeits or imitations in the possession or under the control of any defendant in 716 APPENDIX H. sucli cause be delivered to an officer of the court, or to the complainant to be destroyed. 6. Penalty for Unaut'horized Use. Every person who shall use or display the genuine label, trademark, term, design, device or form of advertisement of any such person, association or union in any manner, not being authorized so to do by such person, union or asso- ciation, shall be deemed guilty of a misdemeanor, and shall be jDunished by imprisonment for not more than three months, or by a fine of not more than one hundred ($100) dollars. In all cases where such association or union is not incorporated, suits under this act may be commenced and prosecuted by an officer or member of such association or union on behalf of and for the use of such association or union. 7. Penalty for Use of Name or Seal. Any person or persons who shall, in any way, use the name or seal of any such person, association or union or officer thereof, in and about the sale of goods or otherwise, not being authorized to so use the same, shall be guilty of a misdemeanor, and shall be punishable by imprisonment for not more than three months, or by a fine of not more than one hundred dollars. 8. Penalty for Defacing or Removing Trademark, etc. Any person using the trademark so adopted and filed by any such person, or any imitation of such trade- mark, or any counterfeit thereof; or who shall, in any manner mutilate, deface, destroy or remove such trade- mark from any goods, wares, merchandise, article or articles, or from any package or packages containing the same, or from any empty or second hand package which has contained the same or been used therefor, with the intention of using such empty or second hand pack- age, or of the same being used to contain goods, wares, merchandise, article or articles of the same general char- acter as those for which they were first used; and any person who shall use any such empty or second hand STATE TRADEMARK STATUTES. 717 package for the purpose aforesaid, without the consent in writing of the person whose trademark was first ap- plied thereto or placed thereon shall, upon conviction thereof, be fined in any sum not less than one hundred dollars, or by imprisonment for not more than three months, and the goods, wares, merchandise, article or articles, contained in any second hand package or pack- ages shall be forfeited to the original user of such pack- age or packages whose trademark was first applied thereto or placed thereon. The violation of any of the above provisions as to each particular article or package shall be held to be a separate offense. 9. "Pekson" Defined. The word "person" in this act shall be construed to include a person, co-partner- ship, corporation, association or union of workingmen. Where the mark in litigation has not been registered under § 3621, Ballinger's Annotated Codes, the sufl&ciency of a complaint for the infringement of the mark must be adjudged upon the principles of common law. Woodcock V. Guy, 33 Wash., 234, 74 Pac. Rep. 358. WEST VIRGINIA. ACT of 1901. AN ACT providing for the protection of union labels and trademarks. 1. Whenever any person, firm or corporation, or any association or union of workingmen, has heretofore adopted or used, or shall hereafter adopt or use, any label, trademark, term, design, device or form of adver- tisement for the use of designating, making known, or distinguishing any goods, wares, merchandise or other product of labor, as having been made, manufactured, produced, prepared, packed or put on sale, by such jier- son, firm, corporation or association or union of work- ingmen, or by a member or members of such association 718 APPENDIX H. or union, and sliall register the same as provided in sec- tion three of this act, it shall be unlawful to knowingly counterfeit or imitate such label, trademark, term, de- sign, device or form of advertisement, or to knowingly use, sell, offer for sale, or in any way utter or circulate any counterfeit or imitation of any such label, trademark, term, design, device or form of advertisement. 2, Whoever so knowingly counterfeits or imitates any such registered label, trademark, term, design, device or form of advertisement; or knowingly sells, or offers for sale, or in any way utters or circulates any counterfeit or imitation of any such registered label, trademark, term, design, device or form of advertisement; or know- ingly keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor to which or on which any such counterfeit or imitation is printed, l^ainted, stamped or impressed; or knowingly sells or disposes of any goods, wares, merchandise or other pro- duct of labor contained in any box, case, can or package to which or on which any such counterfeit or imitation is attached, affixed, printed, painted, stamped or im- pressed or knowingly keeps or has in his possession, with intent that the same shall be sold or disposed of, any goods, wares, merchandise or other product of labor in any box, case, can or package, to which or on which any such counterfeit or imitation is attached, affixed, printed, stamj^ed or impressed, shall be punished by a fine of not more than five hundred dollars or by impris- onment for not more than three months, or by both such fine and imprisonment. 3. Every such person, firm, corporation, association or union that has heretofore adopted or used, or shall here- after adopt or use, a label, trademark, term, design, de- vice or form of advertisement as provided in section one of this act, shall register the same by filing the same for record in the office of the secretary of state by leaving I STATE TRADEMARK STATUTES. 719 two copies, counterparts or fac-similes thereof, with said secretary and by filing therewith a sworn application specifying the name or names of the person, association or union on whose behalf such lal^el, trademark, term, design, device or form of advertisement, shall be filed; the class of merchandise and a description of the goods to which it has been or is intended to be approjjriated, stating that the party so filing, or on whose behalf such label, trademark, term, design, device or form of adver- tisement shall be filed, has the right to use the same; that no other person, firm, association union or corpora- tion has the right to such use, either in the identical form or in any such near resemblance thereto as may be calculated to deceive, and that the fac-similes or coun- teqiarts filed therewith are true and correct. There shall be paid for such filing and recording a fee of one dollar. Said secretary shall deliver to such person, association, or union, so filing or causing to be filed any such label, trademark, term, design, device or form of advertisement so many duly attested certificates of the recording of the same as such person, finn, corporation, association or union may apply for, for each of which certificates said secretary shall receive a fee of one dollar. Any such certificates of record shall in all suits and prosecutions under this act be sufficient proof of the adoption of such labels, trademarks, terms, designs, devices or forms of advertisement. Said secretary of state shall not record for any person, union or association, any label, trade- mark, term, design, device or form of advertisement, that would probably be mistaken for any label, trade- mark, term, design, device or form of advertisement theretofore filed by or on behalf of any other person, firm, corporation, union or association. But the said sec- retary shall file and record under this act any label, trademark, term, design, device or form of advertise- ment, which may have been previously filed by any per- son, firm, corporation or any association or union of 720 APPENDIX H. workingmen, provided the person, firm, corporation, as- sociation or union seeking to file and record under this act is the same person, firm, corporation, association or union that previously filed or recorded the same label, trademark, tenn, design, device or form of advertise- ment. 4. Any person who shall for himself, or on behalf of any other person, firm, corporation, association or union, procure the filing of any label, trademark, tenn, design or form of advertisement, in the office of the secretary of state under the provisions of this act, by making any known false or fraudulent representations, or declara- tions, verbally or in writing, or by any fraudulent means, shall be liable to pay any damages sustained in conse- quence of any such filing to be recovered by or on behalf of the party injured thereby in any court having juris- diction, and shall be punished by a fine not exceeding five hundred dollars or by imprisonment not exceeding three months, or by both such fine and imprisonment. 5. Ever}" such person, firm, corporation, association or union adopting or using any such registered label, trademark, term, design, device or form of advertise- ment, as aforesaid, may proceed by suit for damages to enjoin the manufacture, use, display or sale of any coun- terfeits or imitations thereof, and all courts of compe- tent jurisdiction shall grant injunctions to restrain such manufacture, use, display or sale, and award the com- plainant in any such suit damages resulting from such manufacture, use, sale or display, as may be by the said court deemed just and reasonable, and shall require the defendants to pay such person, association or union, all profits derived from such wrongful manufacture, use, sale or display; and such court shall also order that all such counterfeits or imitations in the possession or under the control of any defendant in such cause be delivered to an ofiicer of the court, or to the complainant, to be de- stroyed. STATE TRADEMARK STATUTES, 721 6. Every person, firm, corporation or union, who shall knowingly use or dispay the genuine label, trademark, term, design, device or form of advertisement of any such person, firm, corporation, association or union when registered as aforesaid, in any manner, not being author- ized so to do by such person, finu, cori)oration, associa- tion or union, shall be deemed guilty of a misdemeanor and shall be punished by imprisonment for not more than three months or by a fine of not more than three hun- dred dollars. In all cases where such association or union is not incorporated suits under this act may be commenced and prosecuted by any officer or member of such association or union on behalf of and for the use of such association or union. 7. Any person, firm, corporation, association, or union, who shall in any way knowingly use the name or seal of any such person, firm, corporation, association or union, or officer thereof, in and about the sale of goods or other- wise, not being authorized to so use the same, shall be guilty of a misdemeanor and shall be punished by im- prisonment for not more than three months or by a fine of not more than five hundred dollars. 8. Nothing contained in this act shall be construed as affecting or impairing any right or remedy at law or in equity now existing for the j^rotection of any label, trademark, term, design, device or form of advertise- ment, whether or not the same is registered under the provisions hereof. The Act of 1882 relates to timber trade. Another Act of 1889 relates to the protection of persons and corporations engaged in manufacturing and selling mineral waters, malt liquors and other beverages. 46 722 APPENDIX H. WISCONSIN. ACT of MAY 13, 1901. CHAPTER 360. AN ACT to provide for registration of trademarks and other marks of ownership and to prevent the unlawful use and disposal of articles marked therewith. Section 1. Filing of description ivitli secretary of state; publication of; fees.— Any and all persons or cor- porations who may be the owners of cans, tubs, firkins, boxes, bottles, casks, barrels, kegs, cartons, tanks, foun- tains, vessels or containers with his, her, its or their names, brands, designs, trademarks, devices, or other marks of ownership stamped, impressed, labelled, blown in or otherwise marked thereon, may file with the secre- tary of state and also with the register of deeds of any county in which any such person or persons or corpora- tions may have his, her, its or their principal place of business, a written statement or description verified by afiidavit of such owner or his, her, or its agent, of the names, brands, designs, trademarks, devices or other marks of ownership so used by him, her, it or them, and of the said article or articles upon which the same are used, or if such principal place of business shall be with- out the state, then such written statement or description so verified may be filed with the register of deeds of any county of this state. Said statement shall be published once a week for three successive weeks in a newspaper printed in the English language and of general circula- tion in said county, a copy of which publication, proved in the same manner as proof of publication is now re- quired to be made by law, when no special mode of proving the same is provided, shall also be filed with the secretary of state and with such register of deeds. All such written statements or descriptions and all such certificates of publication so filed with the register of STATE TRADEMARK STATUTES. 723 deeds shall be recorded at large by him in a book to be kept by him, and such book shall be subject at all rea- sonable hours to the inspection of all persons who may choose to inspect the same. The secretary of state and the register of deeds shall deliver to any person who may apply therefor copies of all such w^ritten statements or descriptions of names, brands, designs, trademarks, devices, or other marks of ownership and of all certifi- cates of publication so filed with them, duly certified to by them in the usual manner, and such certified copies shall be admissible in evidence in all prosecutions under this act, and shall be prima facie evidence that the pro- visions of this section have been complied with, and of the title of the owner or owners named therein, to the property upon which the name, brand, design, trademark, device or other marks of ownership of such owner or owners may appear as described therein. The secretary of state and the register of deeds shall each receive a fee of one (1) dollar for each statement and certificate of publication filed and also a fee of one (1) dollar for each certified copy of such statement and certificate of publication, to be paid for by the person filing or ap- plying for the same. Sec. 2. Sale of receptacle hy other than oirtier pro- hibited.— It is hereby declared to be unlawful for any person or persons or corporation without the written consent of the owner or owners thereof, to hereafter keep for sale any can, tub, firkin, box, bottle, cask, barrel, keg, carton, tank, fountain, vessel or container so marked or distinguished as aforesaid, of which a description shall have been filed and published as provided in section 1 of this act, or to use or fill with any similar substance, com- modity or product as originally contained therein for the sale of such substance, commodity or product, any such can, tub, firkin, box, bottle, cask, barrel, keg, carton, tank, fountain, vessel or container or to receive, take, buy, sell, or dispose of or trafiic in any such can, tub, 724 APPENDIX H. firkin, bottle, box, cask, barrel, keg, carton, tank, foun- tain, vessel or container, or to deface, erase, obliterate, cover up or otherwise remove or conceal any such name, brand, design, trademark, device or other mark thereon, for the purpose of destroying or removing the evidence of the ownership of such article. Sec. 3. Use of receptacle by other than owner; as to junk dealers.— The using by any person or persons or corporation other than the owner or owners thereof, or his, her, its or their agent, of any such can, tub, firkin, box, bottle, cask, barrel, keg, carton, tank, fountain, vessel of container, for the sale therein of any substance, commo- dity or i^roduct, other than that originally therein con- tained, or the buying, selling, or trafficking in any such can, tub, firkin, box, bottle, cask, barrel, keg, carton, tank, fountain, vessel or container, or the fact that any junk dealer or dealers in cans, tubs, firkins, boxes, bottles, casks, barrels, kegs, cartons, tanks, fountains, vessels or containers, shall have in his or her possession any such can, tub, firkin, box, bottle, cask, barrel, keg, carton, tank, fountain, vessel or container, so marked or stamped, and a description of which shall have been filed and pub- lished as provided in section 1 of this act, shall be, and it hereby is, declared to be, prima facie evidence that such using, buying, selling or trafficking in or possession of is unlawful within the meaning of this act. Sec. 4. Forfeiture for violation. — Any person or per- sons or corporation or any officer or agent of any cor- poration acting for or in the name of such corporation who shall violate any of the provisions of this act, shall forfeit not less than five dollars ($5.00) nor more than fifty dollars ($50.00) for the first offense, and not less than fifty dollars ($50.00) nor more than two hundred dollars ($200.00) for each subsequent offense. All for- feitures collected under the provisions of this act shall be paid into the common school fund. Sec. 5. Rights of oivner to injunction. — Every such STATE TRADEMARK STATUTES. 725 person or corporation having complied with the pro- visions of this act as aforesaid, may proceed hy suit to enjoin any other person or corporation from filing [fill- ing] with any substance, commodity or product for the sale therein of such substance, commodity or product any can, tub, firkin, box, bottle, cask, barrel, keg, carton, tank, fountain, vessel or container, so marked or distin- guished as aforesaid, or from buying, selling, using, or disposing of or trafficking in the same, or from defacing, erasing, obliterating, covering up or otherwise removing any such name, brand, design, trademark, device or other marks or ownership thereon, for the purpose of destroy- ing or removing the evidence of the ownership of such article, and all courts having equity jurisdiction shall have power to grant injunctions according to the course and principles of courts of equity, to restrain such filing [filling] for sale or such buying, selling, giving away, using or disposing of, or trafficking in or such defacing, erasing, obliterating, covering up, or otherwise removing or the violation of any right acquired under the provis- ions of this act, and upon a decree being rendered in any such case against the defendant, the complainant shall be entitled to recover the damages the complainant may have sustained by reason of the said acts of the defen- dant and the court shall assess the same or cause the same to be assessed under its direction. Sec. 6. This act shall take effect and be in force from and after its passage and publication. 726 APPENDIX n. WYOMING. Revised Statutes, 1899. Section 2526. Any person, association or union may- adopt a label, trademark, stamp or form of advertise- ment not previously owned or adopted by any other per- son, association or union, and may file the same for rec- ord in the office of the secretary of state, by leaving two copies, counterparts or fac-similes thereof, with said sec- retaiy; and shall file therewith a certificate specifying the name or names of the person, association or union so filing such label, trademark, stamp or form of adver- tisement, his or its residence, location or place of busi- ness, the class of merchandise and the particular descrip- tion of goods comprised in such class to which it has been or is intended to be appropriated, and the length of time, if any, during which it has been in use. Such cer- tificate shall be accompanied by a written declaration, verified under oath by the person or some officer of the association or union by whom it is filed, to the effect that the party so filing such label, trademark, stamp or form of advertisement has a right to the use of the same, and that no other person, firm, association, union or corpora- tion has the right to such use, either in the identical form or in any such near resemblance thereto as may be calcu- lated to deceive, and that the fac-similes, copies or coun- terparts filed therewith are true and correct. There shall be paid for such filing the fee of five dollars. Said secretary shall deliver to such person, association or union so filing the same a duly attested certificate of the record of the same, for which he shall receive the fee of five dollars. Such certificate of record, shall in all suits and prosecutions under this act, be sufficient proof of the adoption of such label, stamp, trademark or form of ad- vertisement. No label, trademark, stamp or form of STATE TRADEMARK STATUTES. 727 advertisement shall be recorded that would reasonably be mistaken for a label, trademark, stamp or form of advertisement already on record. Sec. 2527. The secretary of state is autliorizod to make rules and regulations, and preserilje forms for the filing of labels, trademarks and forms of advertisement under the provisions of this act. Sec. 2528. Tlie owner of any such label, trademark^ stamp or form of advertisement recorded as provided in section one of this act, may proceed by suit to enjoin the manufacture, use or sale of any such counterfeits or imi- tations, and all courts having jurisdiction thereof to grant injunctions to restrain such manufacture, use or sale, and will award the complainant in such suit such damages resulting from such wrongful manufacture, use or sale as may by said court be deemed just and reason- able, and shall require the defendant to pay to such per- son, association or union the profits derived from such wrongful manufacture, use or sale; and such court may also order that all such counterfeits or imitations in the possession or under the control of any defendant in such case be delivered to an officer of the court, or to the com- plainant, to be destroyed. In all cases where such asso- ciation or union is not incorporated, suits under this act may be commenced and prosecuted by an officer of such association or union, on behalf of and for the use of such association or union, and eveiy member of such association or union shall be liable for costs in any such proceedings. Sec. 2529. Eveiy person who, without authority from the owner of a label, trademark, stamp or form of adver- tisement recorded as aforesaid, shall make or use any counterfeit or imitation of such lalwl, trademark, stamp or form of advertisement, knowing the same to be coun- terfeit or imitation, and every person who, without au- thority from such owner, shall affix, impress or use such label, trademark, stamp or form of advertisement upon 728 APPENDIX H. any goods shall be punished by a fine not exceeding two hundred dollars, or by imprisonment not exceeding one year, or by both such fine and imprisonment. Sec. 2530. Every person who shall sell goods upon which such label, trademark, stamp or form of advertise- ment recorded as aforesaid, or any counterfeit or imita- tion thereof, shall be unlawfully impressed, affixed or used, shall be punished by a fine not exceeding two hun- dred dollars, or by imprisonment not exceeding one year, or by both such fine and imprisonment, unless such per- son shall show that at the time such goods came into his possession he did not know that the impression, affixing or use of such label, trademark, stamp or form of adver- tisement was unlawful. Sec. 2531. In any suit or prosecution under the pro- visions of this act the defendant may show that he or it was the owner of such label, trademark or form of ad- vertisement, prior to its being filed under the provisions of this act, and that it has been filed wrongfully or with- out right by some other person, association or union. Sec. 2532. This act shall not be construed as to apply to brands, marks or tags on live stock. I APPENDIX I. CANADIAN TRADEMARK AND DESIGN ACT. Revised Statutes, 1886. CHAPTER 63. SHORT TITLE. 1. This act may be cited as '^The Trademark and De- sign Act." 42 v., c. 22, s. 40. APPLICATION OF ACT. 2. Sections three to twenty-one of this act, both in- clusive, apply only to trademarks, and sections twenty- two to thirty-eight, both inclusive, apply only to indus- trial designs. 42 V., c. 23, s. 37. TRADEMARKS. 3. All marks, names, brands, labels, packages or other business devices, which are adopted for use by any j>er- son in his trade, business, occupation or calling, for the purpose of distinguishing any manufacture, product or article of any description manufactured, produced, com- pounded, packed or offered for sale by him— applied in any manner whatever either to such manufacture, pro- duct or article, or to any package, parcel, case, box or other vessel or receptacle of any description whatsoever containing the same, shall for the pui'pose of this act, be considered and known as trademarks, and may be registered for the exclusive use of the person registering the same in the manner herein provided; and thereafter such person shall have the exclusive right to use the same to designate articles manufactured or sold by him: 729 730 APPENDIX 1. 2. Timber or lumber of any kind upon which labour has been ex^Deuded by any person in his trade, business, occupation or calling, shall, for the purposes of this act, be deemed a manufacture, product or article. 42 V., c. 22, s. 8. 4. A trademark may be general or specific, according to the use to which it is applied or intended to be applied by the proprietor thereof: {a.) A general trademark is one used in connection with the sale of various articles in which the proprietor deals in his trade, business, occupation or calling gener- ally; {h.) A specific trademark is one used in connection with the sale of a class of merchandise of a particular description. 42 V., c. 22, s. 9. 5. A register of trademarks shall be kept at the De- l^artment of Agriculture, in which any proprietor of a trademark may have the same registered, on complying with the provisions of this act. 42 V., c. 22, s. 1. 6. The Minister of Agriculture may, from time to time, subject to the approval of the Governor in Council, make rules and regulations and adopt forms for the purposes of this act, as respects trademarks; and such rules, regulations and forms circulated in print, for the use of the public, shall be deemed to be correct for the purposes of this act; and all documents executed according to the same and accepted by the Minister, shall be deemed to be valid so far as relates to official proceed- ings under this act. 42 V., c. 22, s. 2. 7. The Minister of Agriculture may cause a seal to be made for the purposes of this act; and may cause to be sealed therewith trademarks and other instruments, and copies of such trademarks and other instruments, pro- ceeding from his office in relation to trademarks. 42 V., c. 22, s. 3. 8. The proprietor of a trademark may have it regis- tered on forwarding to the Minister of Agriculture, to- CANADIAN TR.U)EMARK AND DESIGN ACT. 731 gether with the fee hereinafter mentioned, a drawing and description in duijlicate of such trademark, and a decla- ration that the same was not in use to his knowledge by any other person than himself at the time of his adop- tion thereof. 42 V., c. 22, s. 6. 9. Every proprietor of a trademark who applies for its registration shall state in his application whether the said trademark is intended to be used as a general trade- mark or as a specific trademark. 42 V., c. 22, s. 11. 10. Before any action is taken in relation to an appli- cation for registering a trademark, the following fees shall be paid to the Minister of Agriculture, that is to say:— On every application to register a general trademark, including certificate $30 00 On every applicaiton to register a specific trademark, including certificate 25 00 On every application for the renewal of the registration of a spe- cific trademark, including certificate 20 00 For copy of each certificate of registration, separate from the re- turn of the duplicate 1 00 For the recording of an assignment 2 00 For office copies of documents, not above mentioned, for every hundred words or for a fraction thereof 50 For each copy of any drawing or emblematic trademark, the rea- sonable expenses of preparing the same, — And such fees shall be paid over by the Minister of Agriculture to the Minister of Finance and Receiver General : 2. If the Minister of Agriculture refuses to register the trademark for which application is made, the fee shall be returned to the applicant or his agent,— less the sum of five dollars, which shall be retained as compensa- tion for office exi:)enses. 42 V., c. 22, s. 12. 11. The Minister of Agriculture may refuse to regis- ter any trademark in the following cases: — {a.) If he is not satisfied that the applicant is un- doubtedly entitled to the exclusive use of such trade- mark ; 732 APPENDIX I. (b.) If the trademark proposed for registration is identical with or resembles a trademark already regis- tered ; (c.) If it appears that the trademark is calculated to deceive or mislead the public; (d.) If the trademark contains any immorality or scan- dalous figure; (e.) If the so-called trademark does not contain the essentials necessary to constitute a trademark, properly speaking. 2. The Minister of Agriculture may, however, if he thinks fit, refer the matter to the Exchequer Court of Canada, and in that event such court shall have juris- aiction to hear and determine the matter, and to make an order determining whether and subject to what condi- tions, if any, registration is to be permitted. 54-55 V., e. 35. 12. The Exchequer Court of Canada may on the infor- mation of the Attorney-General, or at the suit of any person aggrieved by any omission, without sufficient cause, to make any entry in the registry of trademarks, or by an entry made therein without sufficient cause, make such order for making, expunging or varying the entry as the court thinks fit, or the court may refuse the application, and in either case may make such order with respect to the costs of the proceedings as the court thinks fit: 2. The said court may, in any proceeding, under this section, decide any question that may be necessary or expedient to decide for the rectification of such register: 3. The registered proprietor of any registered trade- mark may apply to the Exchequer Court of Canada for leave to add to or alter such mark in any particular, not being an essential particular, and the court may refuse or grant leave on such terms as it may think fit: 4. Notice of any intended application to the court under the last preceding sub-section of this section shall CAN2U)IAN TRADEMARK AND DESIGN ACT. 733 be given to the Minister of Agriculture, and he shall be entitled to be heard on the ai)plication : 5. A certified copy of every order of the court for the making, expunging or vaiying of any entry in the reg- ister of trademarks, or for adding to or altering any registered trademark shall be transmitted to the Minister of Agriculture by the registrar of the court, and such register shall thereupon be rectified or altered in con-* formity with such order, or the purport thereof shall otherwise be duly entered in the register, as the case may be. 54-55 V., c. 35. 13. On compliance with the requirements of this act and of the rules hereinbefore provided for, the Minister of Agriculture shall register the trademark of the pro- prietor so applying, and shall return to the said proprie- tor one copy of the drawing and description with a cer- tificate signed by the Minister or the deputy of the Min- ister of Agriculture to the effect that the said trademark has been duly registered in accordance with the provis- ions of this act; and the day, month and year of the entry of the trademark in the register shall also be set forth in such certificate; and every such certificate, pur- porting to be so signed, shall be received in all courts in Canada as prima facie e\'idence of the facts therein al- leged without proof of the signature. 42 V., c. 22, s. 7. 14. A general trademark once registered and destined to be the sign in trade of the proprietor thereof shall en- dure without limitation: 2. A specific trademark, when registered, shall endure for the term of twenty-five years, but may be renewed before the expiration of the said tenn by the proprietor thereof, or by his legal representative, for another term of twenty-five years, and so on from time to time; but every such renewal shall be registered before the expira- tion of the current term of twenty-five years. 42 V., c. 22, s. 10. 15. Any person who has registered a trademark may 734 APPENDIX I. petition for the cancellation of the same, and the Minis- ter of Agriculture may, on receiving such petition, cause the said trademark to be so cancelled ; and the same shall, after such cancellation, be considered as if it had never been registered under the name of the said person. 42 v., c. 22, s. 13. 16. Eveiy trademark registered in the office of the Minister of Agriculture, shall be assignable in law; and on the assignment being produced, and the fee herein- before prescribed being paid, the Minister shall cause the name of the assignee, with the date of the assign- ment and such other details as he sees fit, to be entered on the margin of the register of trademarks on the folio where such trademark is registered. 42 V., c. 22, s. 14. 17. Every person, other than the person who has reg- istered the trademark, who marks any goods or any ar- ticle of any description whatsoever, with any trademark registered under the j^rovisions of this act, or with any IDart of such trademark, whether by applying such trade- mark or any part thereof to the article itself, or to any package or thing containing such article, or by using any package or thing so marked which has been used by the proprietor of such trademark, or who knowingly sells or offers for sale any article marked with such trademark, or with any part thereof, with intent to deceive and to induce any person to believe that such article was manu- factured, produced, compounded, packed or sold by the proprietor of such trademark, is guilty of a misde- meanor, and liable, for each offence, to a fine not exceed- ing one hundred dollars and not less than twenty dol- lars,— which fine shall be paid to the proprietor of such trademark, together with the costs incurred in enforcing and recovering the same: 2, Every complaint under this section shall be made by the proprietor of such trademark, or by some one acting on his behalf and thereunto duly authorized. 42 v., c. 22, s. 16. CANADLVN TR.VDEMABK AND DESIGN ACT. 735 18. An action or suit may be maintained by any pro- prietor of a trademark against any person who uses his registered trademark, or any fraudulent imitation there- of, or who sells any article bearing such trademark or any such imitation thereof, or contained in any package being or purporting to be his, contrary to the provisions of this act. 42 V., c. 22, s. 17. 19. No person shall institute any proceeding to pre- vent the infringement of any trademark, unless such trademark is registered in pursuance of this act. 42 V., c. 22, s. 4, part. 20. Any person may be allowed to inspect the register of trademarks; and the Minister of Agriculture may cause copies or representations of trademarks to be de- livered, on the applicant for the same paying the fee or fees hereinbefore prescribed. 42 V., c. 22, s. 18. 21. Clerical errors which occur in the drawing up or copying of any instrument, under the preceding sections of this act, shall not be construed as invalidating the same, and when discovered they may be corrected under the authority of the Minister of Agriculture. 42 V., c. 22, s. 19. INDUSTRIAL DESIGNS. 22. The Minister of Agriculture shall cause to be kept a book to be called "Tlie Register of Industrial Designs." in which any proprietor of a design may have the same registered on depositing with the Minister a drawing and description in duplicate of such design, to- gether with a declaration that the same was not in use, to his knowledge, by any other person than himself at the time of his adoption thereof; and the Minister, on receii^t of the fee hereinafter jirovided, shall cause such design to be examined to ascertain whether it resembles any other design already registered ; and if he finds that such design is not identical with, or does not so closely resemble any other design already registered as to be 736 APPENDIX I. confounded therewith, he shall register the same, and shall return to the proprietor thereof one copy of the drawing and description, with a certificate signed by the Minister or the deputy of the Minister of Agriculture, to the effect that such design has been duly registered in accordance with the provisions of this act ; and such cer- tificate shall also set forth the day, month and year of the entry thereof in the proper register; and every such certificate purporting to be so signed shall, without proof of the signature, be received in all courts in Canada as prima facie evidence of the facts therein alleged. 42 V., c. 22, s. 20. 23. The Minister of Agriculture may, from time to time, subject to the approval of the Governor in Council, make rules and regulations and adopt forms for the pur- i^oses of this act, as respects industrial designs, and such rules, regulations and forms circulated in print for the use of the public, shall be deemed to be correct for the purposes of this act ; and all documents executed accord- ing to the same, and accepted by the Minister, shall be deemed to be valid so far as relates to official proceed- ings under this act. 42 V., c. 22, s. 21. 24. Every design in order to be protected, shall be registered before publication; and after registration the name of the proprietor, who shall be a resident of Can- ada, shall appear upon the article to which his design applies, if the manufacture is a woven fabric, by being marked upon one end thereof, together with the letters "Ed."; and if the manufacture is any other substance, the letters ''Ed.," with the year of the registration, shall be marked at the edge or upon any convenient part thereof : 2. The mark may be put upon the manufacture by making it on the material itself, or by attaching thereto a label containing the proper marks. 42 V., c. 22, s. 23. 25. The author of the design shall be considered the proprietor thereof, unless he has executed the design for CANADIAN TRADEMARK AND DESIGN ACT. 737 another person, for a good or valuable consideration— in which case such other person shall be considered the proprietor, and shall alone be entitled to register it ; but his right to the property shall only be co-extensive with the right which he has acquired. 42 V., c. 22, s. 24. 26. Before any action is taken in relation to an appli- cation for registering an industrial design, the following fees shall be paid to the Minister of Agriculture, that is to say: — On every application to register a design, including certificate $5 00 On every application for an extension of time, including certifi- cate, for each year of such extension 2 00 For a copy of each certificate of registration, separate from the return of the duplicate 1 00 For the recording of an assignment 2 00 For office copies of documents, not above mentioned, for every hundred words or for a fraction thereof 50 For each copy of any drawn copy of an industrial design, the reasonable expense of preparing the same: And such fees shall be paid over by the Minister of Agriculture to the Minister of Finance and Receiver General : 2. If the Minister of Agriculture refuses to register the industrial design in respect of which application is made, the fee shall be returned to the applicant or his agent, less the sum of two dollars,— which shall be re- tained as compensation for office expenses. 42 V., c. 22, s. 36. 27. The Minister of Agriculture may refuse to regis- ter such designs as do not appear to him to be within the provisions of this act, or any design which is contrary to public morality or order— subject to appeal to the Gov- ernor in Council. 42 V., c. 22, s. 34. 28. On the copy returned to the person registering, a certificate shall be given, signed by the Minister of Agriculture or the deputy of the Minister of Agriculture, showing that the design has been registered, the date of registration, the name of the registered proprietor, his 47 738 APPENDIX I. address, the number of such design, and the number or letter employed to denote or correspond to the registra- tion,— which said certificate, in the absence of proof to the contrary, shall be sufficient proof of the design, of the name of the proprietor, of the registration, of the commencement and term of registry, of the i)erson named as proprietor being proprietor, of the originality of the design, and of compliance with the provisions of this act: and generally the writing purporting to be so signed shall be received as prima facie evidence of the facts therein stated, without proof of the signature. 42 v., c. 22, s. 32. 29. The exclusive right acquired for an industrial design by the registration of the same as aforesaid shall be valid for the term of five years, but may be renewed at or before the expiration of the said term of five years, for a further period of five years or less, on payment of the fee hereinbefore prescribed, so as that the whole duration of the exclusive right shall not exceed ten years in all. 42 V., c. 22, s. 22. 30. Every design shall be assignable in law, either as to the whole interest or any undivided part thereof, by an instrument in writing, which shall be recorded in the office of the Minister of Agriculture, on payment of the fees hereinbefore provided; and every proprietor of a design may grant and convey an exclusive right, under any copyright, to make, use and vend, and to grant to others the right to make, use and vend such design, within and throughout Canada, or any part thereof, for the unexpired term of its duration, or any part thereof,— which exclusive grant and conveyance shall be called a license, and shall be recorded in the same manner and within the same delay as assignments. 42 V., c. 22, s. 25. 31. During the existence of the exclusive right (whether it is of the entire or partial use of such de- sign), no person shall, without the license in writing of the registered proprietor, or of his assignee, as the case CAN^VDIAN TR.\J)EMARK AND DESIGN ACT. 739 may be, apply such design, or a fraudulent imitation thereof, to the ornamenting of any article of manufac- ture, or other article to which an industrial design may be applied or attached, for the i)urposes of sale, or shall publish, sell or expose for sale or use any such article as. aforesaid, to which such design or fraudulent imita- tion thereof has been applied; and every one who vio- lates the provisions of this section shall forfeit a sum not exceeding one hundred and twenty dollars, and not less than twenty dollars, to the proprietor of the design, which shall be recoverable, with costs, on summary con- viction, by the registered proprietor or his assignee. 42 v., c. 22, s. 26. 32. Every person who places the word "registered," or the letters **Rd.," upon any article for which no de- sign has been registered, or upon any article for the design of which the copyright has expired, or who adver- tises the same for sale as a registered article, or unlaw- fully sells, publishes or exposes for sale such article, knowing' the same to have been fraudulently marked, or that the copyright therefor has expired, shall, for each offence, on summary conviction, be liable to a penalty not exceeding thirty dollars and not less than four dol- lars, which shall be recoverable, with costs, by any per- son who sues for the same ; and a moiety of such penalty shall belong to the prosecutor, and the other moiety to Her Majesty, for the public uses of Canada. 42 V., c. 22, s. 27. 33. The Exchequer Court of Canada shall, in respect of the register of industrial designs, have jurisdiction in a like proceeding and manner as hereinbefore provided in respect of the register of trademarks, to make orders for the making, expunging or varying any entry in such register of industrial designs, or for adding to or alter- ing any industrial design. 54-55 V., c. 35. 34. The Minister of Agriculture shall, after due ser- vice of such order and pajTnent of the fee hereinbefore 740 APPENDIX I. provided, cause such alteration to be made in the regis- ter respecting industrial designs as is directed by the order made under the next preceding section. 42 V., c. 22, s. 30. 35. A suit may be maintained by the proprietor of any design for the damages he has sustained by the ap- plication or imitation of the design, for the purpose of sale, against any person so offending— if the offender was aware that the proprietor of the design had not given his consent to such application. 42 V., c. 22, s. 28. 36. All proceedings under the preceding sections of this act, respecting industrial designs, shall be brought within twelve months from the commission of the offence, and not afterwards; and none of the provisions of the said sections shall apply to protect any design which does not belong to a person resident within Canada, and which is not applied to a subject matter manufactured in Canada. 42 V., c. 22, s. 31. 37. Any person may be allowed to inspect the regis- ter of industrial designs; and the Minister of Agricul- ture may cause copies or representations of industrial designs to be delivered, on the applicant for the same paying the fee which is deemed sufficient for the purpose of having the same copied or represented. 42 V., c. 22, s. 33. 38. Clerical errors which occur in the drawing up or copying of any instrument respecting an industrial de- sign, shall not be construed as invalidating the same, but, when discovered, they may be corrected under the au- thority of the Minister of Agriculture. 42 Y., c. 22, s. 35. CANADIAN TRiU)EMARK AND DESIGN ACT, 741 RULES AND FORMS OF THE DEPARTMENT OF AGRICULTURE RESPECTING "THE TRADEMARK AND DESIGN ACT." APPROVED BY THE GOVERNOR IN COUNCIL, ON THE 9tH OF MAY, 1887. GENERAL RULES. L Tliere is no necessity for any personal appearance at the Department of Agriculture, unless specially called for by order of the Minister or the Deputy, every trans- action being carried on by writing. n. In every case the applicant or depositor of any paper is responsible for the merits of his allegations and of the validity of the instruments furnished by him or his agents. m. The correspondence is carried on with the applicant, or with the agent who has remitted or transmitted the papers to the office, but with one person only. TV. All papers are to be clearly and neatly written on fools- cap paper and every word of them is to be distinctly legible, in order that no difficulty should be met with in the taking cognizance of and in the registering and copying them. 742 APPENDIX I. V. All communications to be addressed in the following words:— To the Minister of Agriculture, (Trademark and Copyright Branch), Ottawa. VI. As regards proceedings not specially provided for in the following forms, any form being conformable to the letter and spirit of the law will be accepted, and if not so conformable will be returned for correction. VII. A copy of the Act and the Eules with a particular sec- tion marked, sent to any person making an inquiry, is intended as a respectful answer by the office. TRADEMARKS. vin. An application for the registration of a General Trade- mark shall be made in duplicate after the following form :— To the Minister of Agriculture, {Trademark and Copyright Branch), Ottawa. I, {name of person) of the {City, Town or other locality, as the case may he), in {name of County, Province or State, as the case may he), hereby furnish a duplicate copy of a General Trademark, in ac- accordance with Sections 4 and 9 of "The Trademark and Design Act," which I verily believe is mine, on account of having been the first to make use of the same {or on account of having acquired it from, naming the person, whom I verily believe to he the original proprietor thereof). The said General Trademark consists {here must he inserted a CANADIAN TRADEMARK AUD DESIGN ACT. 743 description of the Trademark, recital of the Motto or Mottoes, dc, dc, in order to explain the pattern furnished), and I hereby request the said General Trademark to be registered in accordance with the law. I forward herewith the fee of |30, in accordance with Section 10 of the said Act. In testimony thereof, I have signed in the presence of the two un- dersigned witnesses, at the place and date hereunder mentioned. (Place and date.) (Signature of Proprietor.) Signature of the two witnesses ) IX. An application for the registration of a Specific Trade- mark shall be made in duplicate, after the following form:— To the Minister of Agriculture, {Trademark and Copyright Branch), Ottawa. I, {name of person) of the {City, Town or other locality, as the case may be), in {name of County, Province or State, as the case may be), hereby furnish a duplicate copy of a Specific Trademark, to be applied to the sale of {description of the class of Merchandise), in accordance with Sections 4 and 9 of "The Trademark and Design Act," which I verily believe is mine, on account of having been the first to make use of the same {or on account of having acquired it from, naming the person, whom I verily believe to be the original proprietor thereof). The said Specific Trademark consists (here must be inserted a description of the Trademark, recital of the Motto or Mottoes, dc, dc, in order to explain the pattern furnished), and I hereby request the said Specific Trademark to be registered in accordance with the law. I forward herewith the fee of $25, in accordance with Section 10 of the said Act, In testimony thereof, I have signed, in the presence of the two undersigned witnesses, at the place and date hereunder mentioned. {Place and date.) (Signature of Proprietor.) Signature of the two witnesses. [• 744 APriiNDlX 1. INDUSTRIAL DESIGNS. X. An application for the registration of an Industrial De- sign shall be made in duplicate, after the following form: — To the Minister of Agriculture, (Trademark and Copyright Branch), Ottawa. I, {name of the person) being a resident of Canada, and now resid- ing in the (City, Town or other locality, as the case may he), in the (name of the Province, as the case may be), hereby declare that I am the proprietor of the Industrial Design of which duplicate copies are herewith forwarded, and which consists (here insert a description of the design, and an explanation of its use), and I hereby request that the said Industrial Design be registered in accordance with the law. I forward herewith the fee of $5, in accordance with Section 26 of "The Trademark and Design Act." In testimony thereof, I have signed, in the presence of the two un- dersigned witnesses, at the place and date hereunder mentioned. (Place and date.) (Signature of the Proprietor.) Signature of the two witnesses •1 CANADIAN TEADEMAEK AND DESIGN ACT. 745 NOTICE. The correspondence with the Department is carried through the Canadian Mail, free of postage. The foi-warding of any paper should always be accom- panied by a letter, and a separate letter should be writ- ten in relation to each distinct subject. It is particularly recommended that reference should be made to the law, before writing on any subject to the Department in order to avoid unnecessaiy explanations and useless loss of time and labor: and it is also recom- mended, in every case, to have the papers and drawings prepared by a competent person, for the interest both of the applicant and of the public service. A sufficient margin should be left on every paper, and specially on specifications and assignments, for the in- sertion of references or certificates, and for the affixing of the seal thereto. It must be remembered that the better the papers are executed, the sooner the work is despatched at the office, and the surer the regularity of the proceedings is guar- anteed. APPENDIX J. FOEMS OF BILLS AND: ANSWERS. DECLARATION. (Warner v. Roehr, Fed. Case No. 17189A.) In the Circuit Court of the United States in and for the Northern District of Illinois. HULBEBT H. Wabner, trading and doing business under the name and style of H. H. Waenee & Co., vs. Fbank Roehb. No. 18765. Case. Damages, $25,000. H. H. W., a citizen of the state of New York, trading and doing busi- ness under the firm name and style of H. H. W. & Co., at the city of Rochester, in the county of Monroe, in said state of New York, plaintiff, by W. H. B. and J. F. L., his attorneys, complains of F. R., a citizen of the state of Illinois, and residing and doing business at the city of Chi- cago, in the county of Cook, in the said state of Illinois and in the dis- trict aforesaid, defendant, of a plea of trespass on the case. For that whereas, the said plaintiff shows that for several years last past he has been engaged, at the said city of Rochester, in the manu- facture and sale of a certain medicinal preparation known as "War- ner's Safe Kidney and Liver Cure," which preparation has become widely known through the domain of commerce, and especially in all parts of the United States, as a valuable medicine for various kinds of diseases of human beings. That in the introduction of said medicinal preparation, and to bring it to the attention of the public, he expended in advertising the sum of about five hundred thousand dollars ($500,000), and in various ways has expended enormous sums of money to that end; that for a better protection of his right as proprietor, manufacturer and vendor of said medicine he has caused peculiar bottles to be manufactured to contain the same, which bottles have blown into the glass thereof the name of said medicine, and which name contains a word-symbol, to wit, the word "Safe," as the essential element of a trade mark, and also the symbolic "trademark" consisting of the representation of a fire-proof safe; which said "trademark" is his sole property, no other person, firm or corporation having a right to the use of the same, either in the 746 FORMS OP BILLS AND ANSWERS. 747 identical form or in any such near resemblance thereto as might be cal- culated to deceive, nor to affix to medicine or merchandise of substan- tially the same descriptive properties as his medicine aforesaid. That being the owner of said "trademark," by virtue of priority of adoption, in connection with said medicine, this plaintiff caused the same to be recorded in the Patent Office of the United States, with a statement specifying his name, domicile, location and citizenship; the class of merchandise and the particular description of goods com- prised in the class to which the particular "trademark" had been appropriated by him; also a description of the "trademark" itself with fac-similes thereof, and a statement of the mode in which the same is applied and affixed to goods and the length of time during which the said "trademark" has been used by him for the purpose aforesaid. Plaintiff further shows that he paid into the trea.sury of the United States the sum of twenty-five dollars ($25.00) and complied with the regulations prescribed by the commissioner of patents as provided in the act of congress entitled "An act to authorize the registration of trademarks and protect the same," approved March 3, 1881, as will more fully appear by reference to the certificate of registry of said trade- mark, numbered 9597, dated the 8th day of August, 1882, signed by E. M. Marble, commissioner of patents, and attested by the seal of the Department of the Interior, which certificate is hereto attached and made part of this declaration. Plaintiff further shows that said "trademark" is applied and affixed to goods by blowing it in the glass, as aforementioned, and by printing it on paper, which in the form of labels is afterwards pasted on the bottles containing the medicine, and it is also printed on wrappers, or otherwise affixed to packages to be used in any manner calculated to notify purchasers of the contents and to guard against fraud. This plaintiff shows that he is the sole owner by right of priority of adoption and use of a certain other trademark consisting of a fac- simile of his firm signature, "H. H. Warner & Co.," which said latter- mentioned "trademark" is printed on a separate label, and pasted over the cork of each bottle, after the same has been filled with said medi- cine. Plaintiff further shows that he is the sole owner by right of priority of adoption and use of a certain other trademark entitled "Book of $2,000.00 Prize Enigmas," containing the representation of a man, rep- resenting a botanist standing beside a palm tree examining a plant through a magnifying glass, and other matters not necessary to be here mentioned, all the same being printed on the cover of a pamphlet. Plaintiff further shows that he is the sole owner by right of priority of adoption and use of a certain other trademark representing the front of a fire-proof safe, in the central part of which is shown a negro, on one knee gathering herbs, above whom are the words, "Warner's Safe," and below him are the words, "Kidney and Liver Cure." Plaintiff further shows that for the purpose of guarding against fraudulent imitations of his said medicine, and to authenticate the 748 APPENDIX J. genuineness of goods of his manufacture, he caused, and still causes, each bottle of the same to have wrapped about it a pamphlet bearing his said trademarks with loose circulars between the leaves of said pamphlet, and wrapped about the same another printed circular, print- ed in several different languages; which said pamphlet contained a great many testimonials of the intrinsic value of said medicine as a remedy for various diseases and disorders, and also fac-similes of the signatures of the signers of said testimonials; and said pamphlet con- taining, among other matters, a great many enigmas for the solution of which large prizes were offered by the plaintiff. That as a further precaution against fraud, and as a means of identification, the said medicine is packed in wooden boxes, which boxes contain each one dozen bottles of plaintiff's medicine labeled and wrapped as aforesaid, and bearing upon one side of the boxes the following printed words: "One Dozen Warner's Safe Kidney and Liver Cure, Manufactured by H. H. Warner & Co., Rochester, N.^Y." And the said plaintiff further shows that he has ever since the dates of the adoption of the said trademarks been and now is solely entitled to all the rights, interests and privileges thereby so secured unto him; and that the said medicine with the accompanying trademark has been extensively introduced to public use, and that large quantities thereof, to wit, several millions of bottles, have been purchased and consumed by the public for which he has received several millions of dollars, and that he would but for the wrongful acts of the said defendant, Frank Roehr, have made further large gains, profits and advantages from the manufacture and sale of said medicine. And plaintiff further shows that heretofore, to wit, on or about the day of October, A. D. 1883, at the city of Chicago, in the district aforesaid, the said defendant Frank Roehr, well knowing the premises, and the rights and privileges theretofore secured unto him the said plaintiff, and in order to deprive him of his profits, benefits and advantages which might and otherwise should and would have accrued to him at the said district, and else- where, unlawfully, unjustly, and wrongfully simulated the various aforesaid trademarks, circulars, labels, wrappers, packages and boxes, in which said genuine medicine of this plaintiff has been put up for the purposes of commerce, and for the purpose of carrying into execu- tion his nefarious enterprise in that respect, the said defendant, F. R., employed large capital, and a large number of assistants, including printers, electrotypers, photographers, and other persons skilled in the arts necessary for the accomplishment of his unlawful purpose afore- said, and did make exact representations of the genuine trademarks, labels, etc., hereinbefore described, so closely resembling the genuine as to be calculated to deceive purchasers, and which in many instances did actually deceive purchasers, who supposed that they were buying the genuine medicine manufactured as aforesaid by this plaintiff, when in fact the simulated packages contained only a base fluid, colored to resemble the genuine medicine of the plaintiff. Plaintiff further shows that said defendant, F. R., manufactured FORMS OP BILLS AND ANSWERS. 749 large quantities of packages made in exact representation of this plaint- iff's genuine packages and containing inside thereof the simulated labels, wrappers, etc., hereinbefore described, and bottles filled with a fluid purporting to be this plaintiff's genuine medicine, but which in fact was not so, but only a base imitation thereof, and offered for sale at the district aforesaid and elsewhere, and did sell large quantities of the same, all of which said wrongful acts of said defendant, F. R., were done without the knowledge, consent or acquiescence of the said plaint- iff, and with the intent to injure and defraud him. to the damage of this plaintiff of twenty-five thousand dollars ($25,000), and therefore he brings this suit. W. H. B., J. F. L.. Plaintiff's Attorneys. Indorsed: Filed Dec. 6, 1883, Wm. H. Bradley, Clerk. BILL OF COMPLAINT. (Taylor v. Carpenter, 3 Story, 458.) To the Judges of the Circuit Court of the United States for the Dis- trict of Massachusetts: J. T. and W. T., of the borough of Leicester, in that part of the United Kingdom of Great Britain and Ireland called England, man- ufacturers, subjects of Victoria the First, queen of said kingdom, and aliens to each and all of the United States of America, and the territo- ries and districts thereof, bring this bill of complaint against D. C. of F., in the said district of Massachusetts, manufacturer, a citizen of tho said state of Massachusetts. And thereupon the said J. T. and W. T., complaining, say that for many years past they have been very exten- sively engaged in manufacturing cotton thread at Leicester aforesaid, and vending the same in large quantities, not only in England, but throughout the United States, and in particular in the city of B., in said district. That their said thread is, and for many years has been, put up for sale on spools, and labeled on the top of the spools "Taylor's Persian Thread" in a circle, in the center of which is the number of the thread, and on the bottom of some of the spools "J. & W. Taylor. Leicester," and on the bottom of others, "J. & "W. Taylor," with the number of yards of thread on each spool, each spool usually containing two hundred yards or three hundred yards of thread, and the spools containing two hundred yards being black and labeled "200 yds." on the bottom of the spool, and those containing three hundred yards being red, and labeled "300 yds." on the bottom of the spools. And on the center of some of the said labels on the bottom of each spool Is stamped the symbol or print of the head and forepart of a lion ramp- ant. And on the center of other of said labels is stamped a coat-of- arms, the shield whereon contains a lion rampant, and over the same 750 APPENDIX J. three balls with the motto "In Deo Coufido." And your orators further say that their spools so marked, stamped, colored, or labeled as afore- said, are put up for sale in paper envelopes, each containing one dozen of spools; which said envelopes are prepared and stamped by your orators for said purpose, and some of said envelopes bear in raised letters stamped on them the inscription, "The Persian Thread, made by J. & W. Taylor, labeled on the top of each spool, Taylor's Persian Thread, and on the bottom J. & W. Taylor, Leicester. The above is for the protection of buyers against certain piratical articles of inferior quality, fraudulently labeled with the name of Taylor." And on other of the said envelopes is stamped a coat-of-arms representing a shield, the upper division of which is gilt, and contains three red balls, and the lower division thereof is red and contains the effigy of a lion rampant, with the motto under the same, "In Deo Confido." Your orators further show unto your honors that their said thread has been and is manufactured of various sizes and numbers, to meet the wants of the trade; and by means of the care, skill and fidelity with which your orators have conducted the manufacture thereof for a series of years, their said thread has acquired a great reputation in the trade throughout the United States, and large quantities of the same are constantly required from your orators to supply the regular demand for the consumption of the country. And your orators have established agencies for the sale thereof to the wholesale dealers and jobbers in the cities of B., N. Y., P. and N. O., and in addition thereto your orators employ B. W., now residing in said city of N. Y., as their general agent for the United States, in relation to the sale of their said spool sewing cotton thread; and a mercantile firm of H. & C. are the agents of your orators for the sale of the same in the city of B.; and your orators further show unto your honors that their said thread is known and distinguished by the trade and the public as "Taylor's Persian Thread," and that your orators were the original manufacturers there- of, and the first who introduced the same to the public. That your ora- tors' said general agent, on or about the first day of March last past, hearing that complaints were made of the quality of "Taylor's Persian Thread," proceeded to investigate the cause of said complaint and thereupon ascertained that a spurious article of spool sewing cotton thread was offered for sale by sundry jobbers in the said city of B., as and for your orators' "Persian Thread," and that such complaints had arisen from the fraudulent imposition of such spurious article on the public. Your orators further show unto your honors that their said agent further ascertained upon inquiry, and your orators charge the facts to be, that the said spurious thread so sold and offered for sale in the said city of B., or some of it, was furnished to the said job- bers by D. C, either by him personally or by one F. D. E., of B.. his agent in that behalf, and your orators are informed and believe that the said D. C. has sold the said thread, put up. marked and designated as aforesaid, in the said city of B.; that the said D. C, disregarding the rights of your orators, and fraudulently designing to procure the FORMS OF BILLS AND ANSWERS. 751 custom and trade of persons who are in the habit of vending or using your orators' said "Persian Thread," and to induce them and the public to believe that his said thread was in fact manufactured by your orators, had engaged extensively in the manufacture of sewing cotton thread, and caused the same to be put up for sale in envelopes and on spools similar to those used by your orators, and so colored and stamped and labeled as to resemble exactly the said spools and envel- opes used by your orators. And the said spool sewing cotton thread, prepared by the said U. C. and sold by him, and which he is engaged in selling as aforesaid, is an exact Imitation of the same article which your orators had been manufacturing as aforesaid, and selling in the United States for many years before the said D. C. commenced his said fraudulent imitation thereof. And the said spurious article, although inferior in quality to the genuine Persian Thread manufactured by your orators, can only be distinguished therefrom, so exact is the said D. C.'s imitation as aforesaid, by a careful examination of its quality, and by its falling short in the number of yards contained on each spool from the number marked thereon as the contents thereof. And that the general appearance of the spurious article is the same as that of your orators' genuine thread, and well calculated to deceive those dealing in the purchase and sale thereof. Your orators further show unto your honors that their said general agent has obtained specimens of the said spurious Persian Thread so sold by the said D. C. That in some of the specimens thus obtained, the thread is put upon black spools, and in other of said specimens the thread is put upon red spools, and said black and red spools are of the same size and appear- ance with those used by your orators, on the top of which spurious spools there is pasted a round paper label, partly gilt, on which is printed in a circle the words "Taylor's Persian Thread," and in the center of the circle the number of the thread; and on the other end on the bottom of such spurious spools there is pasted a round paper label on some of which is printed in a circle the words, "J. & W. Taylor, Leicester," and on others. "J. & W. Taylor," with the number of yards of thread on the spools, and across others of the labels on said black spools the letters and figures "200 yds.," and on said red spools the letters and figures "300 yards" are printed, and in the center of the said label there is impressed the figure or symbol of the head and forepart of a lion rampant. And in other of said specimens the thread is put on spools corresponding in all particulars to those herein just liefore described, except that the labels on the bottom thereof bear a coat-of-arms, the center of the shield whereof contains a lion rampant, with three balls over the same, and with the motto under, "In Deo Confido." Your orators have also obtained specimens of the envelopes in which said D. C.'s spurious thread is put up and sold by him or his agents, which bear the same inscription, letters and stamps that those used and employed by your orators bear. And in all these particulars of the labels on each end of the said spurious spools of thread, and the envelopes in which they are put up, they are exactly 752 APPENDIX J. like the envelopes and the labels on the respective ends of the spools of your orators' genuine Persian Thread, as hereinbefore stated. Your orators further show unto your honors that they have not yet ascer- tained the extent to which the said D. C. has carried his said fraudulent imitation and sale of your orators' said thread. But your orators' said general agent has found the same offered for sale to the trade in at least six wholesale or jobbing houses in the city of B., as "Taylor's Persian Thread" — from which your orators believe, and they therefore charge, on their belief, that the said D. C. has been and is engaged in selling his said fraudulent and spurious imitation of your orators' "Persian Thread" to a large extent in various places in the United States, with intent that the same should circulate and be received and used by the public as Taylor's genuine "Persian Thread." And your orators further show unto your honors that the fraudulent and in- equitable conduct of the said D. C. is not only injuring them in the sales of their said genuine "Persian Thread," and the profits which they would otherwise reasonably make thereon, but by the inferior quality and false measure the said spurious "Persian Thread" is greatly prejudicing the reputation of your orators' said "Persian Thread" in the market, and, unless the said imitation is discontinued or prevented, will ultimately destroy the character and standing of the genuine ar- ticle. And your orators also charge that the said spurious article is a fraud and deception upon such of the citizens of the state of Massa- chusetts, and of the United States, as purchase the same, believing it to be the genuine article manufactured by your orators. And your orators further show unto your honors that in the month of March last past, having discovered a portion of the aforesaid fraudulent con- duct of the said D. C, your orators did file their bill of complaint be- fore the chancellor of the state of New York, wherein they set forth many of the facts which are in substance hereinbefore stated, and prayed for an injunction to restrain the said D. C. from the afore- said fraudulent use of the name and trademarks of your orators, and the same was granted by the court; and the said D. C. having appeared and filed his answer to the said bill, did therein admit that he had used the name and trademark of your orators in manner set forth in the bill aforesaid; but denied that the article manufactured by him was of inferior quality to that manufactured by your orators; and afterwards an application was made to the chancellor to dissolve the injunction aforesaid, which last mentioned motion is now before the said chan- cellor, and by reason of the great number of causes depending before him, the aforesaid cause cannot be decided without great delay. And your orators are informed and believe it to be true that the said D. C, residing out of the jurisdiction of the chancellor of the state of New York, can, with impunity, disregard the injunction aforesaid, and that he has continued to make sales in the city of B. and elsewhere of the said thread, put up, labeled, and appearing precisely like that made, put up, and sold by your orators, and your orators continue to be greatly injured thereby. FORMS OF BILLS AND ANSWERS. 753 In consideration whereof, and for as muchi as your orators are reme- diless in tlie premises at common law, and cannot have adequate relief save by the aid and interposition of this court, to the end, there- fore, that the said D. C. if he can, show why your orators should not have the relief hereby prayed, and may upon his corporal oath, and according to the best and utmost of his knowledge, remembrance, in- formation and belief, full, true, direct and perfect answers make to the several interrogatories hereinafter numbered and set forth; and the said D. C. and his attorneys, solicitors, counselors, agents and servants may be enjoined and restrained from manufacturing, selling or offering for sale, directly or indirectly, any spool cotton sewing thread manufactured by him or any person other than your orators, under the denomination of "Taylor's Persian Thread," or on spools with the words, "Taylor's Persian Thread," or "J. & W. Taylor, Leicester," or "J. & W. Taylor," printed, painted, written, or stamped, or attached or pasted thereon, or with your orators' said device of a lion rampant, or with their said coat-of-arms thereon; or on spools so made or having any label, printing or device thereon, in such man- ner as to be colorable imitations of your orators' said spool thread, usually known as "Taylor's Persian Thread," and that the said D. C. may be decreed to account to your orators for all the profits which he has made by the sale of his said fraudulent imitation of your orators' thread, and all the profits which your orators would have made on the sales of their genuine thread but for the said D. C.'s inequitable and wanton piracy of their said name, spools and labels; and that your orators may have their costs and charges in this behalf paid by the said D. C; and that your orators may have such other and further relief in the premises as to your honors shall seem meet, and shall be agreeable to equity and good conscience. May it please your honors to grant unto your orators a writ of injunction, issuing out of and under the seal of this court, to be directed to the said D. C, his attorneys, solicitors, counselors, agents and servants, therein and thereby commanding and enjoining them, under a certain penalty in the said writ to be expressed, according to the foregoing prayer of your orators. May it also please your honors to grant unto your orators a writ of subpoena, issuing out of and under the seal of this court, to be directed to the said D. C, commanding him on a certain day and under a certain penalty in the said writ to be inserted, personally to be and appear before your honors in this honorable court, then and there to answer the premises, and to stand to, abide by. and perform such order and decree therein as to your honors shall seem meet, and shall be agreeable to equity and good conscience. C. P. C, of Counsel. J. & W. T., C. P. and B. R. C, By W. B.. their Agent Solicitors. and Attorney. 48 "34 APPENDIX J. ss. United States of America, | District of Massachusetts, j Personally appeared before me the above-named B. W., on this second day of December, A. D. 1843, and made oath that this bill in equity by him signed, in as far as it states matters within his knowl- edge, is true to his knowledge, and in as far as it states matters within his belief, is true to his best belief. W. W. S., Commissioner, etc. Interrogatories to be answered by D. C: 1. Whether or not have you manufactured and sold, in Massachu- setts or elsewhere, thread put upon black spools, on one end of each of which spools is pasted, or otherwise fastened, a circular paper label partly gilt, on which is printed in a circle the words "Taylor's Persian Thread," and in the center thereof the number of the thread, and on the other end of each of said spools is pasted or otherwise fast- ened a circular white paper label, on which is printed in a circle the words "J. & W. Taylor, Leicester," and across the same label "200 yds.," and in the center of the same label there is impressed the figure or symbol of a lion rampant? 2. Whether or not you have manufactured and sold, in Massachu- setts or elsewhere, thread put upon red spools, corresponding in all respects to the black spools described in the preceding interrogatory, except in the color of the spool and in the quantity of thread thereon; and in the letters and figures "300 yds." printed across the said* white paper label? 3. What number of each kind of the said spools of thread have you manufactured and sold? State the same accurately, and distin- guish the kind and number of the thread, and the number of black spools and the number of red spools so sold by you since you commenced selling the same, and the times when and the places where the same have been sold. 4. What have been the profits made or realized by you on the man- ufacture and sale of thread put upon spools colored, decorated and fitted up in the manner described in the first and second interrog- atories? 5. To whom and what persons in particular have you sold the said thread put up in the manner described in the first and second inter- rogatories? 6. Who is, and who has been, your agent in Boston for the sale of your thread put upon spools fitted up in the manner described in the first and second interrogatories? 7. Whether or not did you admit in an answer signed, sworn to and filed by you in the court of chancery in and for the state of New York, to a bill of complaint therein pending wherein the said J. T. and W. T. are complainants, and yourself is defendant, that you have engaged in the manufacture of sewing cotton thread, which you have caused to be put up for sale on spools similar to those used by FORMS OP BILLS AND ANSWERS. 755 the complainants, and so colored, stamped and labeled as to resemble exactly or as nearly as the same could be done, the said spools used by the complainants, and the said spool sewing cotton, which has been prepared and sold by you, is an exact imitation of the same article which the complainants had been selling in the United States many years before you commenced manufacturing your thread? 8. Whether or not have you manufactured and sold in Massachu- setts sewing cotton thread upon black spools and upon red spools, on one end of each of which is fastened a circular paper label, described as in interrogatory numbered 1, and on the other end is fastened a circular paper label on which is stamped a coat-of-arms, the shield whereof contains a lion rampant, and over the same three balls, with the motto under the shield, "In Deo Confido," and around said shield is printed in some of said labels, "J. & W. Taylor, Leicester," and in others, "J. & W. Taylor," with the number of yards on said spools? 9. Whether or not have you put up and sold your sewing cotton thread, colored, stamped and labeled in all or some of the modes described in this bill in envelopes or wrappers, some bearing in raised letters the inscription, "The Persian Thread, made by J. & W. Taylor, labeled on top of each spool Taylor's Persian Thread and on the bottom J. & W. Taylor, Leicester. The above is for the protec- tion of buyers against certain piratical articles of inferior quality, fraudulently labeled with the name of Taylor," and others bearing a coat-of-arms, the upper division of which is in gilt, and has three red balls thereon, and the lower division is red. and has a lion rampant thereon. C. P. and B. R. C, Solicitors. BILL OF COMPLAINT. (Carson v. Ury, 39 Fed. Rep. 777.) In the Circuit Court of the United States for the Eastern Division of the Eastern Judicial District of Missouri. James Carson, Complainant, vs. Henry Ury. Harriet Ury, Richard } In Equity. Ury, Erskine Mansfield and A. Beliner, Defendants. J. C, a resident and citizen of the city of New York, in the state of New York, files this his amended bill of complaint, under leave of court had and obtained, against the above defendants. H. U.. H. U., R. U., E. M. and A. B., all of whom are citizens of the state of Missouri and residents of the city of St. Louis, in the eastern division of the eastern judicial district of the said state, and thereupon your orator complains and says: 756 APPENDIX J. First. That your orator for more than seven years has been and now is a member of the Cigar Makers' International Union of Amer- ica; that the members of said union are severally cigar makers residing in the United States, and said union is a voluntary unincorporated association of practical cigar makers formed for the purpose of pro- moting the mental, moral and physical welfare of the members, by assisting them to obtain labor at remunerative wages, by affording them pecuniary aid in case of sickness and providing money in case of death, and generally to maintain a high standard of workmanship and fair wages of cigar makers. Second. That the question which is the subject of this action is one of common and general interest to all members of the Cigar Makers' International Union of America, and that they are very numerous, being over twenty-five thousand in number, and that it is impracti- cable, therefore, to bring them all before the court in this action. Third. That as your orator is informed and believes, for the pur- pose of designating the manufacturing of members of the Cigar Makers' International Union of America, the said union through its delegates in convention assembled in Chicago in the month of September, 1880, devised and adopted a trademark, or label to which they gave the name of "Union Label," a fac-simile of which is annexed hereto and marked "Exhibit A;" that prior to the adoption of said label the same had not been known or in use in this country or elsewhere, and ever since said adoption the members of the Cigar Makers' Interna- tional Union of America have exclusively used said labels, and the same have been conspicuously posted on the outside of cigar boxes containing cigars made by the members of said Cigar Makers' Inter- national Union of America. Fourth. That the members of said union are by the constitution and laws of said union allowed to make and sell cigars, and to use on such cigars so made and sold by them labels like said "Exhibit A," provided they do not employ others to make said cigars; and that your orator for about two years last past has been making and selling cigars in the city of New York aforesaid and has used there the labels like said "Exhibit A," and has built up a profitable trade for himself under said label, and that your orator was the owner of the cigars which he thus made and sold under said label to the public. Fifth. That the said label affixed to cigar boxes is intended as a guaranty that the cigars therein contained are manufactured by mem- bers of the Cigar Makers' International Union of America, and that good and clean workmanship has thereby been secured; and that the cigars were not made in tenement houses or state prisons or by coolies, and for these reasons the cigars so labeled command a higher price in the market than cigars of similar appearance, but without such label, can command; that there is a large demand among the public for cigars having said label, which demand has been growing every year since the organization of said union, and the use of said label FORMS OF BILLS AND ^VNSWERS. 757 has been and is a source of great profit and advantage to your orator and to the other members of said union. Sixth. That it is the practice of said union to furnish gratuitously copies of tne genuine label marked "Exhibit A" to all manufac- turers of cigars in the United States who employ exclusively mem- bers of the said union, who themselves own and sell the cigars which. they make. Seventh. That the wages demanded and received by the members of said union, are about three dollars higher per one thousand cigars than the wages demanded and received by other workmen, and that union-made cigars, that is, boxes of cigars carrying the said labels, bring in the market about three dollars more per thousand than such cigars would bring without such labels; that this is the case because the cigars bearing said labels are known to the public to be made by competent workmen in clean and healthy shops. Eighth, That by the use of said genuine labels as aforesaid, your orator and other members of said union have made great profits and the public is protected from impure and unhealthy cigars. Ninth. That said union does not issue labels to manufacturers em- ploying tenement house labor, or prison labor, or coolie labor, or who do not pay the required scale of wages demanded by said union, and that said union does not sell any such labels either to manufacturers or to the public. Tenth. That as your orator is informed and believes, since the adoption and use of said label by said union, and since the time when your orator commenced to sell cigars bearing said genuine label, the said defendants have conspired and federated together to cheat and defraud your orator and the members of said union so using said label as aforesaid, and fraudulently impose upon manufacturers and dealers in cigars and upon the public by manufacturing and offering for sale and selling and giving away for use on cigar boxes, labels which are spurious and counterfeits of said genuine labels, and in furtherance of this fraudulent and illegal business have adopted the name "B. Alberts." That your orator is informed and believes that the said name of B. Alberts is fictitious and that there is no person of that name, but that the same was first adopted by defendant B.; but however this may be, your orator further says that said defend- ants under said name have manufactured, offered for sale and sold spurious and counterfeit labels for use as aforesaid — a copy of which said spurious and counterfeit label is hereto annexed, marked "Ex- hibit B." That the spurious label so offered and given away and sold by said defendants under the said name of B. Alberts is a close Imitation and counterfeit of the genuine adopted by said union as aforesaid. That the said defendants have also lately inserted an ad- vertisement in the United States Tobacco Journal, a newspaper pub- lished in the city of New York, state of New York, and in other pub- lications, representing to the public that they had for sale copies of said genuine label, issued by authority of said Cigar Makers' Inter- 758 APPENDIX J. national Union of America, and containing a representation of such label. All of which acts of said defendants are done without the au- thority or permission of your orator or the officers and members of said union, and against its will and protest. That in furtherance of said fraudulent and illegal purposes, and with the intent to cheat and defraud as aforesaid, said defendants have published a fictitious ad- dress, in said name of B. Alberts as aforesaid, to wit: No. 222 Pine street, in the city of St. Louis, there being no person by the name of B. Alberts at said address, and have caused all mail there received in answer to their advertisements to be delivered to the place of busi ness of said defendants, H. U. and H. U., with whom, as your orator is informed, the other defendants are associated at No. 304 North Main street, in the city of St. Louis. Eleventh. That said wrongful and fraudulent acts of said defend- ants, and their continuation, are calculated to deceive and mislead and do deceive and mislead the public into the belief that said de- fendants have authority from said union to sell or give away said genuine labels, and further tend to deceive the public into the belief that the cigars thus labeled by the purchasers of said labels from the defendants are the cigars made and sold by your orator and such other makers of cigars as have authority to use the genuine label of said union; and they further tend to deceive the public into the belief that the false and spurious labels sold and offered for sale, or given away by said defendants, are the genuine labels of said union. Twelfth. That your orator has, and the other members of said Cigar Makers' International Union of America have, a valued and pecuniary interest in the genuine labels issued by said union, and used by the members thereof, and that he has, and they have, suffered irre- parable damage by the wrongful acts of said defendants, and that, if suffered to continue, the wrongful acts of said defendants will tend to produce further irreparable damage to your orator and to the other members of said Cigar Makers' International Union of America. Thirteenth. That your orator has no adequate remedy at law for said injury. Fourteenth. That said injury cannot be adequately compensated in money, but your orator alleges that the matters in dispute and Injury to him, exclusive of interest and costs, exceed the sum of two thousand dollars. Fifteenth. That as your orator is informed and believes, one or more of said defendants, prior to the commencement of said wrongful acts, were members of said union and well acquainted with its con- stitution, by-laws and practice, but are not now members of caid union. Sixteenth. And your orator further shows unto your honors on in- formation and belief, that said defendants have made and sold, and caused to be made and sold, large quantities of said labels, and have large quantities on hand, which they are now offering for sale, and have made and realized large profits and advantages therefrom; but FORMS OF BILLS AND .VNSWERS. 759 to what extent and how much exactly your orator does not know and prays a discovery thereof; and that said labels have been used by many manufacturers of cigars in the sale of cigars which were not made by your orator or by any member of the Cigar Makers' Inter- national Union of America. Seventeenth. And your orator further says that the use and sale of said labels by said defendants, and their preparation for and avowed determination to continue the same, and their other aforesaid and unlawful acts in disregard and defiance of your orator, have the effect to and do encourage and induce others to disregard your orator's rights in the premises. And your orator prays that said defendants, H. U., H. U., R. U., E. M. and A. B., their servants, agents, attorneys and workmen, and each and every of them, may be restrained and enjoined provisionally and perpetually, by the order and injunction of this honorable court, from directly or indirectly making, using, vending, delivering or in anywise counterfeiting or imitating said genuine label of the Cigar Makers' International Union of America, or from making, selling or offering for sale or giving away any labels like or similar to those issued by said Cigar Makers' International Union of America, and that the defendant may be decreed to pay the costs of this suit, and that your orator may have such further or such other relief as to this honorable court shall seem meet and as shall seem agreeable to equity. An answer under oath is hereby expressly waived. May it please your honors to grant unto your orator the writ of in- junction, as well provisional as perpetual, issuing out of and under the seal of this honorable court, commanding, enjoining and restrain- ing said defendants, H. U., H. U., R. U., E. M. and A. B., command- ing them by a certain day and under certain penalty to be and appear in this honorable court thee and there to answer the premises and to stand to and abide such order and decree as may be made against them. And your orator will ever pray, etc. A. K., of Counsel. B., S. & K., Complainants' Solicitors, with whom are H. O. & State of New York Southern District of New York City and County of New York J. C, being duly sworn, says that he is the complainant named in the foregoing complaint, that he has read said complaint, and that the allegations contained therein are true except those which are stated therein to be alleged on information and belief, and as to those he believes said complaint to be true. Sworn to before me this 23d day of March, 1889. H. M. T., Notary Public of New York County. ■1 760 APPENDIX J. BILL OF COMPLAINT. (McLean v. Fleming, 96 U. S. 245.) To the Judges of the Circuit Court of the United States within and for the District of Missouri. C. F. of Pittsburg, in the State of Pennsylvania, a citizen of said State, brings this his bill of complaint against J. H. McL., of St. Louis, in the Eastern District of Missouri, and a citizen of the State of Missouri, and thereupon your Orator complains and says that he is now, and for the last sixteen months has been extensively engaged in- dividually in the manufacture of a certain pill, designated and known in trade and by public advertisement, and by dealers and consumers as "Dr. C. McLane's Liver Pills," and that said pills have become very extensively known and used in the United States and in other coun- tries. Your Orator states further that said pills were first made and sold by Dr. Charles McLane, at Morgantown, Virginia, where said Mc- Lane resided — that said McLane was the original and exclusive in- ventor and proprietor of said pills, and first made and sold the same by the name and description of "Dr. McLane's Liver Pills," and by that name they were known and designated and were made and sold only by said Dr. Charles McLane, till June 19th, 1844, when said Mc- Lane, by bill of sale of that date, sold his interest therein to one J. K. of Pittsburg, Pennsylvania, giving said K. the right to make and vend the same in the United States, reserving only the privilege of making and vending the same himself in Morgantown, aforesaid, as will appear by said bill of sale, a copy of which is herewith filed marked A., and thereby said J. K. became the sole owner and proprietor thereof with the exclusive right to make and sell the same and to use the name thereof, excepting only the personal privilege reserved as aforesaid, and thereupon said K. began at Pittsburg, Pennsylvania, the manufacture and sale of said pills, according to the recipe of said Dr. McLane, and continued such manufacture at said place till about the 11th day of April, 1845, when said K. formed a partnership with one J. F. under the name and style of J. K. & Co., and said K. Invested said firm with the full right to make and sell said pills, and to use the name thereof, and said firm engaged largely in the business of making and selling said pills, and in order to designate the same as an article of their own manufacture, and to prevent imposition and fraud upon the public and persons desiring to purchase the same, said firm, during or before the year 1847 commenced putting up said pills in wooden boxes of uniform size, shape and appearance, having perpendicular sides, with top and bottom of elliptical shape, said box containing twenty-two pills, and caused the words "McLane's Liver Pill" to be stamped in red wax upon the cover of each box; and in further pursuance of their said design to designate said pill as the genuine article so manufactured by them as aforesaid, said firm pro- FORMS OF BILLS AND ANSWERS. 761 cured at their own expense certain plates, and caused to be made there- from a certain token-label or trademark, consisting of a wrapper which was placed by them around each box of pills, and which was printed with ink of a light red color; the portion thereof covering the top of each box being engraved with a narrow border of scalloped pattern, surrounding a panel with background or wave line engraving, and with the words "Dr. McLane's Celebrated Liver Pills. In sick head- ache and in all bilious complaints surpassed by none — 25 cts.," en- graved thereon and appearing in white letters shaded by red lines; and on the portion of said wrapper covering the rear side of the box a panel of similar background surrounded by a border of dark red and white lines appearing interlaced or woven, and with the words following to wit: "In future my liver pills will have a red steel en- graved wrapper, and my name in red wax on each box," appearing thereon in white letters shaded by red lines, and having also a fac- simile of the signature of C. McLane engraved and printed in red ink at the bottom thereof; and upon the portion of the said wrapper covering the front side of the box a panel with a border and back- ground similar to that last mentioned, having the words "Prepared for the proprietor by J. K. & Co., No. 60 Wood St., Pittsburg, Pa.," there- on in white letters shaded with red lines and also the words "None can be genuine without the signature of J. K. & Co." printed thereon in red ink the words "J. K. & Co." being a facsimile of said firm's signature. A copy of said label is hereto annexed marked "B," and made part hereof, one cf which labels or trademarks was placed on and around each box of said pills made and sold by said firm. The said firm being thus the sole and exclusive owners of said pills and of the recipe for making the same, and of the said token-label or trademark, and the plates for the same, exclusively made, put up and sold said pills and said label and trademark thereon, and brought the same into notice, and, by the expenditure of large sums of money in advertising and by the exercise of energy and skill, they gave to said pills a wide and enviable reputation, and they derived from the manufacture and sale thereof large profits. Your Orator states further that on the 29th day of March, 1853, said J. K. died leaving the said J. F. the sole surviving partner of said firm of J. K. & Co., who continued the business of said firm, and on or .about the 30th day of April, 1853, the executors of said J. K. for the sum of thirty-four thousand dollars, and other considerations, conveyed to said surviving partner, J. F. and to your Orator jointly, who formed a partnership under the name and style of F. Bros., all the right, title interest and claim of said J. K. in and to the goods, chattels, notes, accounts, claims, rights, and credits of every description belonging to the late firm of J. K. & Co. in the drug business in Pittsburg afore- said, as will appear by bill of sale thereof dated April 30th, 1853, a <;opy of which is hereto annexed and marked "C." Under said bill of sale, said J. F. and C. F.. composing the firm of F. Bros., at once took possession of the business of making and selling 762 APPENDIX J. said "Dr. McLane's Liver Pills." and of said plates, tokens, labels and trademarks, and thereby became the exclusive owners of the same and of the right to make and sell the same with the said labels, tokens, and trademarks thereon, except the right reserved by the said Dr. Charles McLane as aforesaid. On or about January 11th, 1854, L. W. Jr., became a partner in the said firm of F. Bros, and afterwards said Dr. C. McLane relinquished to said F. Bros, all his right thereto, and further recognized and confirmed to said F. Bros, the full and exclusive right in said pills and said labels and trademarks, by con- tract dated January 8th, 1857, a copy of which is herewith filed marked "D." Said firm of F. Bros, greatly enlarged the business of making and selling said pills until the year 1855, since which time until the year 1872, while putting them up in boxes of the same material size and shape as already hereinbefore described, and placing a seal with the words "McLane's Liver Pills" stamped in red wax upon the cover of each box containing said pills as before described, they folded around each box a circular containing remarks upon the nature and effect of said pills and the diseases for which they are recommended with di- rections for their use, printed in the English, German, French and Spanish languages, a copy of which, circular is hereto attached and marked "E;" and in order to still further and more readily distinguish article of pills manufactured by them as aforesaid, as of their own manufacture, they procured new steel plates and caused to be printed therefrom labels or trademarks forming an external wrapper, con- sisting of a fine steel engraving with a facsimile of the signatures of C. McLane and said firm of F. Bros, engraved thereon, the ground work of said engraved wrapper on the top of the box being com- posed of fine lines crossing the box diagonally and at right angles with each other and the words "Dr. C. McLane's celebrated liver pills, in sick head-ache and in all bilious complaints surpassed by none. Price 25 cts." engraved thereon, showing the letters and figures in white, the said words "celebrated liver pills" being upon a scroll similar to a double ogee in form, v^^itli black back-ground. On said engraved wrapper covering one side of said boxes, said firm caused to be engraved and printed the words: "Prepared only by F. Bros, suc- cessors to J. K. & Co." all in white letters, also a facsimile of their signature in black, and the words "without whose signature none can be genuine" printed in black letters, and on the opposite side of said boxes are printed other words in white letters as follows: "In future my genuine liver pills will have a fine steel engraved wrapper, and my name in red wax on each box," with a facsimile of the signature of C. McLane in black script, a copy of which label is hereto attached marked "F." The business of making and selling s'aid pills with said labels, tokens, and trademarks thereon, was carried on by said firm of F. Bros, from the 30th day of April. 1853, in their said firm name, and said firm from said last mentioned date, owned and held among their FORMS OP BILLS AND ANSWERS. 763 firm assets the right of making and selling said pills and using there- on said tokens, labels, and trademarks, notwithstanding the changes that were made from time to time from said 30th day of April, 1853, until the present time, in the individual members of said firm which were as follows: On the 11th day of January, A. D. 1854, L. W. Jr. became a member of said firm, which was composed of said J. F., C. F. and said W., until the 12th day of October, 1857, when said L. W. Jr. withdrew from said firm, and in consideration of the sum of seventeen thousand dol- lars conveyed to said J. F. all his right, title and interest and claim of, in and to the property, assets and effects whatever of said firm of F. Bros, including the right to make and sell said pills, and to use said tokens, labels, and trademarks, as will appear by said W. bill of sale of that date, a copy of which is hereto attached, marked "F2," and from and after said 12th day of October, 1857, said firm composed of said J. F. and C. F. carried on the business of making and selling said pills, put up as aforesaid with said labels thereon, until the first day of July, A. D. 1865. when said C. F. withdrew from said firm, and in consideration of the sum of thirty-five thousand dollars, relinquished to said J. F. all his said C's. Interest, right title or claim in and to all the property and assets of said firm of F. Bros., and said J. F. there- after, under said firm name of F. Bros., continued to carry on the busi- ness of making and selling and putting up said pills as above described at Pittsburg, Pa., till about the 2nd day of November. 1870. when the said J. F. died, and by will, a copy of which is herewith filed marked "G" and made part hereof, bequeathed to your Orator the good-will and proprietorship of McLane's and other medicines, owned and con- trolled by him, which included said Liver Pills, and the right to make, put up and sell the same as described last aforesaid, upon certain con- ditions; in effect that your Orator should take charge of and carry on said business, and pay off the pecuniary legacies given in said will, all of which your Orator has done, and by his said will, said J. F. bequeathed to your Orator after payments of the legacies of said will, all the residue of his estate, and thereby your Orator became, and is now, the sole and exclusive owner and proprietor of said pills, and the recipe for making the same, and of said tokens, labels and trademarks, and the plates therefor, and has the sole and exclusive right to make and sell said pills and to use said labels, tokens, and trademarks, and as residuary legatee of said J. F., your Orator is entitled to recover all damages or profits, that accrued to him in his lifetime, or to said firm of F. Bros. And your Orator has, since the death of said J. F.. continued, and still continues the business of making and selling said pills and using thereon the said label and trademark under the said name of F. Bros., as hereinbefore described, and your Orator is now using said label as shown by Exhibit "F." with these exceptions only that within the last few months, he has used and now uses as a ground work on his labels shaded curved lines cutting and crossing each other In such a way as 764 APPENDIX J. to produce the effect of alternate light and shade crossing the top of the box diagonally, in place of straight lines crossing each other diagonally as hereinabove described, and he now omits on his labels as now used by him the words "Successors of J. K. & Co." and has also substituted "24" in place of "60" as the number of Wood street, as will appear in Exhibit "H" hereto annexed, and that both said firm of F. Bros, until the death of J. F., and from that time, your Orator doing business in said firm name as aforesaid, have, since the passage of the Act of Congress requiring the same, placed across the bottom and ends of each box of said pills when put up for sale, and over the folds of the external wrapper, their proprietary United States Revenue stamp. And your Orator says that being the sole and exclusive owner and' proprietor of said pills and of the recipe for making the same and of said tokens, labels and trademarks, and the plates therefor as afore- said, and having the sole and exclusive right to make and sell said pills prepared and put up as aforesaid, with said tokens, labels and trademarks thereon, your Orator hoped he might be permitted to ex- clusively manufacture and sell the same as put up. and to exclusively use, for the purpose of indicating the origin of said pills, said tokens, labels and trademarks, but the Defendant, with the intent to injure and defraud your Orator in the premises, and to reap the advantages, benefits and profits of the credit and reputation of said pills, is now engaged, and has been engaged for some time, to wit — a period un- known to your Orator, but believed by him to be several years, making and vending, and causing to be vended by others, a spurious, counter- feit and inferior article of pills, prepared in imitation of and calculated and intended to be sold as the genuine "Dr. C. McLane Liver Pills," of your Orator's own manufacture, and having thereon a false, forged and counterfeit token-label or trademark, made in Imitation of and closely resembling that of your Orator, so as to enable the Defendant to reap the benefits and profits of the credit and reputation of the genuine pills made and sold by your Orator, and his predecessors in ownership, as aforesaid at great expense, and when thus prepared, the defendant has sold, and is now selling and causing to be sold, said spurious and counterfeit pills as the genuine article of your Orator's own manufacture, intending to deceive and thereby actually deceiving the public and customers of your Orator, and supplanting your Orator's trade and injuring him to a large amount, but which your Orator is un- able to state or fix without a statement or account of the amount of sales made as aforesaid by said Defendant. And the Defendant, for the purpose of more completely and effec- tually deceiving the public, and persons wishing to buy the genuine pills of your Orator's own manufacture, puts up his said false, counter- feit and spurious pills in boxes of the same material, size and shape as those used by your Orator as aforesaid, and places upon the cover of each box a seal in red wax of the same style, size, and appearance as the red seal used by your Orator as aforesaid, and which is specially used and referred to by your Orator in his circulars and advertisements, FORMS OF BILLS AND ANSWERS. 765 and relied upon by him to indicate to the public and his customers, the genuine article of pills, made and sold by your Orator as afore- said, and while endeavoring completely to deceive the public and those seeking the genuine pills of your Orator, by the use of the red seal so placed upon the cover of the boxes used by the Defendant, as aforesaid, he seeks to shield himself from the inevitable consequence of his at- tempt to injure and defraud your Orator by using a stamp impressing in faint and obscure letters on said red wax the words "J. H. McLean, St. Louis," which are yet as illegible as not to undeceive those who are cheated into supposing, from the mere pressure of the seal on the cover of the box, that the same contains the genuine pills manufactured by your Orator, and the Defendant places around the boxes of pills so put up by him, a circular printed in the English, German, French, Span- ish and other languages, a copy of which is hereto attached marked "J," and encloses the whole with a wrapper consisting of a lithograph impression similar in general appearance to the outer wrapper used by your Orator, the body thereof being formed like that of your Orator, of lines crossing the box diagonally and at right angles to each other, with the words "Dr. J. H. McLean's Universal pills or vegetable liver pills, prepared only by Dr. J. H. McLean, No. 314 Chestnut Street, St. Louis, Mo." printed thereon across the top of each box in white letters; the words "Universal pills" being upon a background of black and on a strip or scroll circular in form; the whole presenting a -general ap- pearance similar to the label covering the top of the box used by your Orator as aforesaid, while upon the label covering the side of said boxes put up by Defendant, are printed the words, "To prevent coun- terfeiting I have changed the color of my label" In white letters upon, a dark back ground, such as is used by your Orator, and with the De- fendant's name "Dr. J. H. McLean" signed in black script, but in such obscured lettering as to be almost illegible; and on the label covering the other side of said box, the Defendant causes to be printed in white letters, in style and appearance resembling the label used by your Orator, the words "For the cure of liver complaint, head-ache, bilious diseases, etc." A copy of said counterfeit label is hereto attached marked "K." And your Orator avers that the Defendant caused to be printed and uses said label as aforesaid, as your Orator believes and charges the fact to be, for the sole purposes of enabling him to defraud your Orator of trade and profit by selling his spurious and counterfeit goods as and for the goods so advertised, manufactured and sold by your Orator. And your Orator further says that the illegal and wrongful acts set forth and complained of aforesaid, are but the carrying out of fraud- ulent designs of the Defendant, which he long ago conceived for the purpose of drawing your Orator's trade to himself by the wrongful use of fraudulent imitations of said tokens, labels and trademarks of your Orator, and in furtherance of the purpose, as your Orator believes and charges the fact to be, the Defendant did, prior to the year 1855 print or cause to be printed a certain false or counterfeit label, token or 766 APPENDIX J. trademark, in imitation of or closely resembling the token label and trademark then and for many years theretofore exclusively used and owned by J, K. & Co. aforesaid, being the label of a light red color hereinbefore fully described and referred to as Exhibit "B." And De- fendant placed said false and counterfeit labels on boxes of pills of his own manufacture, which boxes were similar to the boxes then used by said J. K. & Co., and on the lid of each box of pills so put up and sold by him he placed a seal stamped in red wax in imitation of that used by said K. & Co. as aforesaid, and then wrapped each box of pills in one of the counterfeit labels last above described, which label con- sisted of an engraved wrapper printed with ink of a light red color, nearly resembling in shade and general appearance that used by said K. & Co. and with the words "Dr. McLean's Universal pills for cure of liver complaint, headache, bilious diseases, etc." printed on the portion covering the top of each box, in white letters shaded by a red line, and below the above, the words "Price (see directions inside) 25 cts." On the side of the box were printed on the wrapper the words "Dr. McLean's Universal pillen zur heilung von Leber Krankheiten Kopfweh bilosen Kraukheiten U. L. W." appearing in white letters shaded by red lines, as in the genuine label, and with the words "Vorschrift auf der innern seite" printed in red letters underneath, while on the portion of said wrapper covering the opposite side of said box are printed the words "Prepared by J. H, McLean, N. E. Corner 3rd and Pine Sts., St. Louis, Mo." A copy of said label is hereto attached marked "L." And your Orator believes and charges that the Defendant procured and used the said last described label solely for the purpose of deceiv- ing the public and those wishing to buy the genuine pills made and sold as aforesaid by said J. K. & Co., but he says that Defendant's fraud- ulent designs were to some extent frustrated and the effects of his wrongful acts partially averted from the rightful proprietor of said label and trademark by the circumstances of the said firm of F. Bros, in the year 1855, having changed the label and wrapper used by them and by said J. K. & Co. prior to that time, and adopted the label lately used by your Orator as aforesaid, but your Orator says that after the adoption by him of said last named label as aforesaid, the Defend- ant continued for many years to use the red label procured and used by him in imitation of the trademark used by said firm of F. Bros, as aforesaid, but finding the carrying on of his said business unprofitable while he was using his said fraudulent red label, and your Orator was using the dark label above described, Defendant conceived the design of changing the color of his label, and adopting in place of the red label theretofore used by him, another dark label in imitation of the label or trademark of your Orator, which was done, as your Orator be- lieves and charges for the purpose of wrongfully diverting the trade of your Orator to himself and enabling him to sell his goods as and for the goods manufactured and sold by your Orator, and not for the FORMS OF BILLS AND ANSWERS. 767 purpose of preventing counterfeiting as Defendant falsely publishes on his own fraudulent label. Your Orator states further that said Defendant was never authorized by him to make, put up, or sell said pills as of your Orator's own manufacture, or to use or make said tokens, labels or trademarks in imitation of or resemblance to those of your Orator as said Defendant is charged to have done above, nor to make or sell any such false or counterfeit pills with such false or counterfeit labels attached thereto, but said Defendant well knows that your Orator is now, and his pred- ecessors were, the sole and exclusive proprietors of Dr. C. McLane's celebrated liver pills and of the said labels and trademarks, marked "B" and "F" as hereinbefore set forth, and said Defendant also well knows that said false and counterfeit labels or trademarks used by him are mere imitations of the labels and trademarks of your Orator and his predecessors, made, contrived and got up by said Defendant with the intent to deceive the public and purchasers thereof, and to defraud your Orator. All of which said acts and things and pretenses are against equity and good conscience, and a great loss and damage to your Orator, and inasmuch as your Orator is without full redress at law, and can only obtain adequate relief in equity, and as he avers that a continuance of the acts aforesaid, will occasion irreparable loss and injury to him; to the end, therefore, that the said Defendant may, if he can, show why your Orator should not have the relief hereby prayed, and may upon his corporal oath, and according to the best and utmost of his knowl- edge, remembrance, information and belief, full, true and perfect answer make to all the allegations hereof, and to the several interrog- atories hereinafter numbered and set forth; that is to say: (Interrogatories and prayer for relief). M. L. G. & D.. Solicitors for Complainant. BILL OF COMPLAINT. (Richmond Nervine 0». v. Richmond, 159 U. S. 293). To the Judges of the Circuit Court of the United States for the South- ern District of Illinois: The Dr. S. A. R. Nervine Co., of Saint Joseph, Missouri, a corpora- tion duly incorporated and organized under and by virtue of the laws of the State of Missouri and a citizen of said State, brings this its bill of complaint against S. A. R., resident of the County of Douglas, State of Illinois, and a citizen of said state of Illinois, and for cause there- of your Orator complains and states that heretofore and prior to the 20th day of December, 1877, the said S. A. R. being then engaged in the business of making and selling a medicine known as "Samaritan nervine," a medicine for the relief of epileptic fits and all other ner- 768 APPENDIX J. vous diseases, adopted and used as his trademark on such, medicine the figure of a man in an epileptic fit falling backward, with his arms extended and his cane and hat dropping to the ground, with the word "trade" printed in small capitals on the right of said figure and the word "mark" printed in small capitals on the left side of said fig- ure. A copy or specimen of which said trademark, adopted and used by said S. A. R. in his said business and on his said medicine herein aforesaid, as registered in the United States Patent Ofiice March 26th, 1878, is hereto attached, marked Exhibit "A," for the purpose of illus- trating and explaining the said trademark, so used and adopted by the said S. A. R. as aforesaid. Your Orator further represents to your Honors that after the said S. A. R. had used and adopted said device as and for his trademark in his business the "Dr. S. A. Richmond Medical Company" was in- corporated and organized under and by virtue of the laws of the State of Missouri and succeeded the said S. A. R. in the business of manufacturing and selling the medicine aforesaid on v/hich said trademark was used, and acquired all the right, title, and interest in and to said trademark theretofore owned and enjoyed by said S. A. R. Your Orator further represents to your honors that the incorpora- tion of the "Dr. S. A. Richmond Medical Company" about the latter part of the year 1883 or early part of the year 1884, the particular date of which your Orator is unable to state, said "Dr. S. A. Richmond Medical Company" adopted and used, in connection with the trade- mark aforesaid, an engraved portrait of Dr. S. A. Richmond, placed on the outside wrapper in which the bottle of medicine was encased, forming the front side of bottle, and on circulars and other mediums of advertising, and was also blown in the bottles and photographed on paper and pasted on opposite side of the bottles; the words "new style" printed in small capitals on the upper right hand corner of said out- side wrapper, and the word "adopted" and figures "1884" printed in same manner in upper left-hand corner of said wrapper; also the por- trait of said Dr. S. A. R., surrounded by four globes, was placed on outside wrapper on the back of said bottles. A copy or specimen of said portrait and globes as used, as aforesaid, by said "Dr. S. A. Richmond Medical Company" is hereto attached and marked Exhibit "B" for the purpose of illustration and explanation. Your Orator further represents to your honors that on or about the 13th day of May, 1884, the said "Dr. S. A. Richmond Medical Company" made an assignment for the benefit of its creditors under and pursuant to the laws of the State of Missouri. That said assignment was duly made, prosecuted and wound up according to law. A copy of the resolution of said company authorizing the president thereof to make such assignment is hereto attached, marked Exhibit "C," and made a part of this bill. That by order of the court in said proceedings of assignment, the formula for compounding raid medicine, the good-will of the business. FORMS OP BILLS AND .ANSWERS. 769 and the trademark and all other designs used by the said "Dr. S. A. Richmond Medical Company," including the portrait, and portrait con- nected with globes used by said company as herein aforesaid for the purpose of advertising said medicine, was duly and lawfully sold by the assignee of said "Dr. Richmond Medical Company," and that J. A. R. became the purchaser thereof; that afterwards your Orator, "The Dr, S. A. Richmond Nervine Company," was incorporated and organized under and by virtue of the laws of the State of Missouri, and by purchase of and transfer by said J. A. R., succeeded the "Dr. S. A. Richmond Medical Company," in the manufacture and sale of said med- icine, the Samaritan nervine, and acquired all the right, title and in- terest in and to said personal property, formula, trademark and all devices used in connection therewith, as aforesaid, theretofore owned, adopted, used and enjoyed by the said "Dr. S. A. Richmond Medical Company," and that thereby your orator became and now is the sole, exclusive and rightful owner of said property, formula, trademark, and devices adopted and used in connection therewith, and is entitled to the sole and exclusive use and enjoyment of the same, and is now and for several years last past has been engaged in making and selling said Samaritan nervine and using thereon and in connection therewith the trademark and portrait of said Dr. Richmond and said other devices in connection therewith, as hereinbefore mentioned and set out. Your Orator further represents to your honors that after your orator had succeeded to all of the rights of the "Dr. S. A. Richmond Medical Company" and had engaged in the business of making the said med- icine aforesaid under said trademark, etc., and about May 1st, 1884, it was adopted as and for an additional trademark for medicine for reliev- ing epileptic fits and other nervous diseases, said portrait of Dr. S. A. Richmond with the word "trade" printed in small capitals on the left side of said portrait, and the word "mark" printed in small capitals on the right of said portrait. A copy or specimen of which said trade- mark so used and adopted by your orator as registered in the United States Patent Office March 6th, 1888, is hereto attached, marked Exhibit "D," for the purpose of illustrating and explaining the said trademark so adopted by your orator. That after your orator acquired the said trademark as aforesaid it has been extensively engaged in manufacturing and selling said med- icine under said trademarks and said other devices used in connection therewith; that it has extensively advertised said medicine under said trademarks and devices used in connection therewith, and has spent large sums of money in so advertising said medicine and bringing it to the knowledge of the public; that said medicine under said trade- marks, etc.. has acquired an extensive and valuable reputation all over the United States and in foreign countries through the efforts and labors of your orator and its large expenditures of money in adver- tising and pushing the sale of said medicine under said trademarks, etc., and that your orator has acquired a valuable property interest in 49 770 APPENDIX J. and to said trademarks that makes their exclusive enjoyment in your orator of great pecuniary value and importance. Your orator, in further complaint, further represents to your honors that notwithstanding the long use and enjoyment of said trademarks and the portrait, etc., used in connection therewith as aforesaid, which your orator charges and avers was used by the "Dr. S. A. Richmond Medical Company" and by the assignee thereof was sold to your orator and used by it continuously from thence to the present time with the knowledge and consent of the said Dr. S. A. R., and notwithstanding its rights to the exclusive use and enjoyment of said trademarks, etc., the said defendant, S. A. R., for the purpose of defrauding your orator, well knowing the premises and the rights and privileges secured to your orator by the use and adoption of said trademarks, and to appro- priate to himself the profits, benefits and advantages which would have accrued to it from the exclusive use of said trademarks, etc., within the district aforesaid, has made what he styles "Samaritan nervine," and is now wrongfully engaged in making the same in Tuscola, county of Douglas and State of Illinois, unlawfully, wrongfully and deceitfully wrapped and packed such so-called "Samaritan nervine" similar to that used by your orator, and is now wrongfully making, and wrongfully and deceitfully wrapping and packing said so-called "Samaritan ner- vine" in packages similar to that used by your orator and have used thereon both the trademai'Ks aforesaid and the devices connected there' with as aforesaid, in direct violation of the exclusive right to use the same vested in your orator, and that he has by means of said trade- marks and devices sold large quantities of so-called "Samaritan ner- vine" throughout the United States and in said district where your orator is selling its nervine under said trademarks aforesaid in direct infringement of said trademarks. The fact that said defendant is en- gaged in the manufacture and sale of said medicine and using said trademarks and devices in connection therewith will more fully appear by defendant's aflJdavit filed in the Patent Ofiice of the United States, a copy of which is hereto attached, marked Exhibit "E," and made a part of this bill. Your orator further states that what amount of goods said defend- ant, S. A. R., has sold under said trademarks it is unable to state nor does it know but upon information and belief, but your orator avers that he has sold large quantities of the same, using said trademarks, is now making said so-called "Samaritan nervine" and using said trademarks thereon, and have received and are receiving for such sales great gains and profits, but to what amount your orator is ignorant and cannot set forth, except that it alleges that such gains and profits amount to more than five thousand dollars, exclusive of costs, and that your orator has been damaged to an amount exceeding five thousand dollars, exclusive of costs. Your orator further represents to your honors that said S. A. R., the defendant herein, well knowing the exclusive right of your orator to make and vend said medicine, "Samaritan nervine," and the exclusive FORMS OP BILLS AND ANSWERS. 771 right and privilege of your orator to use said trademarks and devices in the sale of said medicine and in connection therewith, and in the advertisement of the same, and the great benefit secured to your Orator by the use and adoption of said trademarks, intending to injure your said orator and appropriate to himself the profits, benefits, and advan- tages which would accrue to it from the exclusive use of said trade- marks within the district aforesaid, has wrongfully and fraudulently applied to the Patent Office of the United States of America for regis- tration of said portrait of said Dr. S. A. R. adopted and long used by your orator as its trademark aforesaid as and for his trademark; all of which will fully appear by copy of his statement and declaration filed in the Patent Office of the United States of America, which is hereto attached, marked Exhibit "F," and made part hereof; that said S. A. R. has no interest in the formula for compounding the medicine in suit nor is he entitled to adopt or use said portrait as his trade- mark. Your orator further represents to your honors that said S. A. R. is •wholly insolvent and worthless, and that he would be unable to pay any damages that your orator might sustain by means of the premises aforesaid; that your said orator has no speedy or adequate remedy at law in the premises, and it can only be protected in its several rights herein by the equitable interposition of this court. Your orator prays that the defendant may be required to make a disclosure of all such sales and profits, and that they may be required to account with and pay over to your orator all the damages it may have sustained and profits which he has received from such unlawful use of said trademark, and that they may be enjoined provisionally and preliminarily pending a hearing herein. Wherefore, the premises considered, your orator prays that upon a final hearing the defendant be enjoined and restrained by decree from in any manner making and selling said medicine, Samaritan nervine, under the name of Samaritan nervine or under anj' ether name what- ever, and from in any manner using said trademarks or devices enumerated therewith or either of them or any trademark or marks so nearly resembling them as will be calculated to deceive on any of their preparations and from infringing upon your orator's exclusive right to use the same; that the defendant be enjoined and restrained from the further prosecution of the registration of said portrait as his said trademark before the Patent Office of the United States, and that he be required to account with and pay over to your orator all damages sustained by it and profits by him received from such unlawful use of said trademarks. That your orator may have such other and further relief in the premises as equity and good conscience will allow and as to this court shall seem meet; and may it please your honors to grant unto your orator a writ of subpoena of the United States of America under the seal of this honorable court, directed to the defendant. S. A. R., commanding him to appear in this honorable court, then and there to 772 APPENDIX J. answer all and singular the premises and to stand to and perform and abide such further orders, directions, and decree as may be made against him; and your orator will ever pray. H. & P. and B. & B. & P., Solicitors for Complainant. BILL. OF COMPLAINT. (Saxlehner v. Eisner & Mendelson Co., 179 U. S. 19). To the Honorable the Judges of the Circuit Court of the United States for the Southern District of New York: Elmilie Saxlehner brings this bill of complaint against Eisner & Men- delson Company, and thereupon your Orator complams and says, upon information and belief: 1. That your Orator is the widow of Andreas Saxlehner, deceased, and resides at the City of Budapest, in the Kingdom of Hungary, and is a subject of the King of Hungary. 2. That the defendant, the said Eisner & Mendelson Company, during the time when the acts hereinafter complained of were com- mitted was, and now is, a corporation duly incorporated under the laws of the State of West Virginia, having an office for the transaction of its business in the City of New York, and is a citizen of the State of West Virginia. 3. That the said Andreas Saxlehner, late of the City of Budapest, in the Kingdom of Hungary, was at all the times herein mentioned, until the 24th day of May, 1889, the proprietor of a certain well situ- ated at Orsod, within the city limits of the city of Buda (otherwise known in the German language as the city of Of en), which city has for about twenty-five years last past been, and is now, united with the city of Pest, under the name of Budapest, in said Kingdom of Hungary, the waters of which said well possess valuable medicinal properties. 4. That in or about the year 1863 said Andreas Saxlehner com- menced to bottle the waters of said well and to sell the same in the market, and for the purpose of distinguishing his said bitter waters from other bitter waters then known and sold in the market, adopted the arbitrary and fanciful name or trademark of "Hunyadi Janos" for his said bitter waters. 5. That by reason of the great care exercised by him in the business of obtaining, caring for and bottling said waters and selling the same in the market, and the valuable properties of said water, said business soon increased and additional territory was thereafter acquired by said Andreas Saxlehner in which new wells, all giving forth the same water, were opened by him, all being situated near said first-men- tioned well, and in a valley surrounded by considerable hills, the geographical name of which valley and territory contained in it is FORMS OP BILLS AND ANSWERS. 773 Orsod, and thereupon said Andreas Saxlehner applied said name of "Hunyadi Jauos" to the bottled water of said spring sold by hira in the market. 6. That at or about the time when said Andreas Saxlehner adopted said name of "Hunyadi Janos" as aforesaid, he also adopted a charac- teristic and novel style of bottles in which said water was sold by him in the market, the same being of a straight shape with a short neck to the top of which was attached a metal capsule bearing the inscription "Hunyadi Janos Budai Keseruviz" (meaning Hunyadi Janos bitter water of Buda) together with a portrait supposed to be. a portrait of the mediaeval Hungarian hero Hunyadi Janos stamped thereon, and a novel and peculiar label covering almost the whole body of the bottle, the characteristic features of which said label were a division of the same into three longitudinal fields, the middle field bearing said por- trait in a medallion with the name "Hunyadi Janos" written in large letters on the top part of said label, the color of the middle field being red. That thence hitherto said natural mineral waters bottled and sold by said Andreas Saxlehner in Hungary and other European countries and in all markets of the world, have been known and called by said name and trademark of "Hunyadi Janos" water. That the said name "Hunyadi Janos" is in no way descriptive of the nature or quality of the water of the said well or wells, but was adopted by the said pro- prietor as a fancy or ideal name and as a trademark to distinguish the water of his said wells in commerce from all other waters. 7. That soon after said business of bottling and exporting said Hun- yadi Janos water had been commenced by said Andreas Saoclehner in the year 1863, said water, named, bottled, and labeled as aforesaid, be- came popular and was exported to and sold in all the principal coun- tries of Europe and also in the United States of America. That in the countries inhabited by the Latin races, the word "Janos" became the common appellation of said water, it being known as "Eau de Janos" or "Aqua di Janos," while in England and the United States of America the name "Hunyadi" became the common appellation thereof, it being known as "Hunyadi water." That in the month of March, 1876, said Andreas Saxlehner executed a contract to a corporation known as the "Apollinaris Company, Limited," of London, by which he granted to said company the exclusive right to sell his said natural "Hunyadi Janos" bitter water in Great Britain, its colonies and possessions and the United States of America, and other transmarine countries for the term of ten years, which contract was thereafter further extended and terminated on the 25th day of March, 1896. 8. That about the time when said contract was entered into a label was designed to be used on the bottles of such water which were to be sold through said "Apollinaris Company. Limited," of substantially the same contents and characteristic parts as the label theretofore used, but of a different color, the body of the label being of blue color, while the red color of the central field was substantially retained. That the name "Hunyadi Janos" together with the historical portrait 774 APPENDIX J. and the name of "Andreas Saxlehner" were retained on same label in the same manner as before, as was also the division into three longi- tudinal fields; and the general style of the bottles, as also the capsule and imprint thereon above described remained the same. That said label was substantially like the label used by your orator, the suc- cessor of Andreas Saxlehner in said business, as hereinafter referred to. That soon thereafter there was added to said blue and red label a small narrow strip on the top thereof, in the same blue color contain- ing the printed words "Sole exporters: The Apollinaris Company, Lim- ited, London," which strip has been since retained, the reading of the print being thereafter changed to "Proprietor: Firm of Andreas Sax- lehner, Budapest, Hungary." 9. That ever since the adoption of said red and blue label, as afore- said, in or about the year 1876, large quantities of such bitter water thus bottled and labeled were exported by the said Andreas Saxlehner through said Apollinaris Company, Limited, to the United States of America, and there sold to the public, and said water became known in the United States of America under the name of "Hunyadi water," and became known under the name as the property of said Andreas Saxlehner, and was ordered and sold under such name, the same being an abbreviation of the name "Hunyadi Janos." That a large traflBc and business in exporting to the United States, and vending therein said water, was established and continuously carried on and is now carried on by your orator as successor in business of said Andreas Saxlehner. 10. That on May 24, 1889, said Andreas Saxlehner died, and your orator, his widow, thereupon succeeded him in said business of bottling and exporting said Hunyadi Janos water, and became and is the pro- prietor thereof. 11. That since the termination of said contract with said Apollinaris Company, Limited, your orator has continued said business of ship- ping to the United States, and selling therein said Hunyadi Janos water, commonly known as Hunyadi water, in bottles and with labels and capsules thereon substantially as hereinbefore last described, ex- cepting that upon said labels the statement is contained, "Proprietor: Firm of Andreas Saxlehner, Budapest, Hungary," in place of an indi- cation of the Apollinaris Company as exporters. That your orator is the sole proprietor of the firm of Andreas Saxlehner, and lawfully doing business in Austria-Hungary, under said firm name. 12. That on or about the 12th day of November, 1886, said Andreas Saxlehner duly made application to the United States Patent OflSce, according to the statute of the United States therefore provided, for registration of the name "Hunyadi" as his trademark for natural aperient waters, and such proceedings were thereafter had, that on or about the 5th day of April, 1887, a certificate of registration of said trademark "Hunyadi" was duly issued to him by said United States Patent Ofllce, dated on said last-mentioned day, and numbered 14252, FORMS OF BILLS AND ANSWERS. 775 to which certificate, or a certified copy thereof, ready in court to be produced, your orator refers for greater certainty. 13. That by reason of said sales by your orator and her predeces- sors in business, and his and your orator's agents as aforesaid, the said word "Hunyadi" on said label by her used and her predecessor as aforesaid, dealers in mineral water, and the purchasers and consumers of said water generally have come to know and have long known your orator's mineral water under the names and trademarks, "Hunyadi" or "Hunyadi Janos," and under the said label, and in the style of bottles, capsules and labels as before described, and that the water so furnished and sold by your orator in the United Slates is procured directly from the well or wells aforesaid, and, therefore, to rely upon the said label and trademark as an assurance and guarantee of the genuineness, strength and purity of the said water, and your orator alleges that said assurance and guarantee was and is of great value to your orator and to the dealers and consumers of said water. And that said water so sold by your orator has come generallj to be known and designated by the trade so called, and by purchasers and consumers of the water in the United States of America by the first and charac- teristic word of said trademark, "Hunyadi," the "Janos" being com- paratively seldom used in common parlance in this country. 14. And your orator further shows unto your honors that the de- fendant above named, well knowing the premises and the rights exist- ing in and secured to your orator as aforesaid, but contriving to injure your orator and deprive her of the benefits and advantages which might and otherwise would accrue unto her from the enjoyment of such rights and to injure and impose upon the public, subsequent to the adoption of the said trademark, label, bottle and capsules by your orator and her predecessor, recently and before the commencement of the suit, as your orator is informed and believes, in the City of New York and elsewhere, without license or allowance and against the will of your orator, in violation of the rights of your orator and infringing the said trademark, did unlawfully and wrongfully import for sale and sell and offer for sale bitter water not coming from your orator's said wells in bottles of identical shape and size as those used by your orator and with certain capsules thereon stamped with a portrait in imitation of that impressed on your orator's capsules, surrounded by a circular in- scription and the initials H. L. and with labels on said bottles bearing the name "Hunyadi Laszlo," Budai Keseriiviz, and a portrait in the middle field of said label, set in a medallion, all in close and fraudu- lent simulation of your orator's trademark; and that defendant's said labels also further imitate your orator's labels by being divided in three longitudinal fields, covering almost the whole body of the bottle, the color of the middle field being red, and that of the body of the label being blue, and in many other particulars, all contrived to induce the public to take defendant's said water as and in place of your orator's water. And that other bottles of such water, sold by said defendant, imitate 776 APPENDIX J. your orator's bottles in shape, size and color, capsule and label, being marked with the name "Hunyadi Matyas," and bearing a label de- signed in close and fraudulent simulation of your orator's said label in color, division into three panels and printed matter contained thereon, including a medallion portrait in the central panel and repeated on the capsule. 15. And your orator further shows that the similarity between the said bottles, capsules, labels and names used respectively by your orator and the defendant is so great that the public and consumers and purchasers are likely to be deceived thereby, and are in fact deceived to suppose the water so sold by the said defendant to be that sold by your orator and thereby to cause your orator great loss and damage. 16. That until the year 1890 your orator and her said predecessor in business did not enjoy adequate protection in Hungary in the use of her and his trademarks, tradenames and labels on account of the lack of statutes regulating such matter, by reason of which fact other persons used the name Hunyadi in connection with other names as trademarks for other bitter waters, and closely imitated your orator's labels, capsules and bottles, and your orator's predecessor was unable to stop such fraudulent practices. That since 1890, the law of Hungary has been changed, and your orator has succeeded in causing all these fraudulent marks and labels to be suppressed by proper proceedings brought for this purpose, including also the use of the name "Hunyadi Laszlo" and "Hunyadi Matyas," and the labels upon which said names were used by the proprietors of the springs from which said defend- ant's waters came, and that the further use of said names is now a criminal offense in Hungary. That your orator has duly notified said defendant of her rights and claims in the premises and requested it to desist from such further sales, but said defendant has refused and still refuses so to do. 19. That the value of the matter in dispute between your orator and the defendant, exclusive of interest and costs, exceeds the sum of two thousand dollars. 20. That by reason of the said acts done or threatened and intended to be done by said defendant, all in defiance of the rights of your orator, as aforesaid, great and irreparable loss and injury has been, is and will be caused to your orator, and she has been and is and will be deprived of great gains, profits and advantages which might and otherwise would be obtained and enjoyed; and your orator is informed and believes that the said defendant by reason of the said sales of the said water under the names of Hunyadi Laszlo, and Hunyadi Matyas, and the said labels, capsules and bottles, has made and realized large profits and advantages, and now has in its possession or under its control, or subject to its order a large quantity of said waters so bottled, capsuled and labeled which it proposes to sell, but to what extent said sales have been made and how large profits have been derived therefrom, your orator does not know and prays a dis- FORMS OF BILLS AND ANSWERS. 777 covery thereof. And your orator further says that such sales made by the said defendant, and the threats and intention of defendant to make such further sales and said unlawful acts in disregard and defiance of the rights of your orator have the effect to and do encour- age and induce others to interfere with the said trademark and label, and to violate and disregard your orator's rights. And, forasmuch as your orator can have no adequate relief except in this court, to the end, therefore, that the said defendant may, if it can, show why your orator should not have the relief hereby prayed and may, according to the best and utmost knowledge, remembrance, information and belief of its officers, full, true, direct and perfect answers make to the premises and to all the several matters herein- before stated and charged as fully and particularly as if severally and separately interrogated as to each and every of such matters, and may be compelled to account for and pay to your orator the profits by it acquired and the damages suffered by your orator from the aforesaid unlawful acts. But an aswer under oath is hereby expressly waived. Your orator prays that the said defendant, its oflacers, servants, agents, attorneys and workmen, and each and every of them, may be restrained and enjoined provisionally and permanently by the order and injunction of this honorable court from procuring, parting with, selling or attempting to sell within the United States of America any water or liquid not coming from the said wells of your orator under the name or designation of Hunyadi Laszlo or Hunyadi Matyas or any name or designation in which the word "Hunyadi" occurs, and also from procuring, parting with, selling or attempting to sell within the said limits any such water in any bottle or vessel imitating or resembling in form, color and general appearance those used as afore- said by your orator and her predecessor in business, or bearing upon it any capsule stamped in any manner imitating or resembling the said capsules of your orator, or any label in form, color, design and general appearance imitating or resembling the said label of your orator on the said bottles of Hunyadi Janos water, and also from procuring, parting with or selling or attempting to sell within said limits any such water put up or contained in bottles resembling and bearing capsules, marks and labels resembling those of your orator -or bearing the name "Hunyadi." And your orator also prays that defendant may be decreed to deliver up unto your orator or to this honorable court any and all labels in its possession upon which the words "Hunyadi" or Hunyadi Laszlo and Hunyadi Matyas appear, or which are madG in imitation of or resembling those adopted and used by your orator, and any and all bottles, whether filled or unfilled, and all capsules which imitate or resemble the bottles and capsules used by your orator for said "Hunyadi Janos" water, and to pay unto your orator all profits derived by the said defendant from the sale of any water under the said name Hunyadi Laszlo or Hunyadi Matyas, or any name or designation In 778 APPENDIX J. which the word "Hunyadi" appears, or any vessel upon which was or is affixed the label or capsules resembling those adopted and used as aforesaid by your orator, as well as the costs of this suit; and that your orator may have such further relief or such other or different relief as to this honorable court shall seem meet and as shall be agreeable to equity. May it please your honors to grant unto your orator the writ of injunction, as well provisional as permanent, issuing out of and under the seal of this honorable court, commanding, enjoining and restraining the said defendant, its officers, servants, agents, attorneys and workmen, and each and every of them as is hereinbefore and in that behalf prayed. May it please your honors to grant unto your orator the writ of subpoena issuing out of and under the seal of this honorable court directed to the said defendant, Eisner & Mendelson Company, by a certain day and under a certain penalty to be and appear in this honorable court, there and then to answer the premises and to stand to and abide such order and decree as may be made against it. And your orator will ever pray, &c. B. & K., Complainant's Solicitors. BILL OF COMPLAINT. (Hennessy v. Herrmann, 89 Fed. Rep. 669.) In the Circuit Court of the United States for the Northern Judicial District of the State of California. Jacques Richard Maurice Hennessy,' Jacques Francis Henry Hennessy, James Richard Charles Hennessy, Armand Castillon and Emmanuel )■ In Equity. Castaigne, against J. H. and C. S. To the Honorable Judges of the Circuit Court of the United States for the Northern Judicial District of California: First. J. R. M. H., J. F. H. H., J. R. C. H., A. C. and E. C, all of Cognac in France, and citizens of the Republic of France, bring this their bill of complaint against J. H. and C. S., of the city and county of San Francisco, state of California, residents of the North- ern Judicial District aforesaid, and citizens thereof, and thereupon your orators complain and say: Second. Complainants state that at all the times hereinafter men- tioned they were copartners under the firm name and style of James FORMS OF BILLS AND ^VNSWERS. 779 Hennessy and Company. That the complainants are, and for a long time previous to the commission of the grievances hereinafter men- tioned have been, exporters, bottlers and vendors of a cordial or liquor known as Hennessy brandy, which the complainants and their predecessors in the partnership business have for upwards of thirty years last past produced, bottled and sold. Third. That said brandy when bottled by these complainants is put up in peculiar tall, dark colored bottles, to wit, twelve inches in height, bearing (a) a rectangular label bearing the inscription, "Jas. Hennessy & Co., Cognac," in gold letters on a white ground, encircled by a wreath of vine leaves and grapes, in gold, said w'reath being surmounted by an arm bearing a battle axe, also in gold; (b) a small oblong label of white with gold border lines, bearing the word "France" in gold; (c) a crescent-shaped label; (d) a cork branded with the words "James Hennessy & Co."; (e) a metal capsule; all with their own proper devices and trademarks adopted by the complainants for that purpose the year A. D. 1870, and all encased in square wooden boxes holding twelve bottles each. Fourth. That complainants' trademarks have been duly registered under the provisions of the statute of the United States in the year A. D. 1881. That by reason of the long experience and great care of the complainants in their said business, and the good quality of said brandy, distinguished as it was by its trademarks, tradenames, labels, corks, capsules, and the shape, size and color of its bottles, the same has become widely known in the community and throughout the world as a useful and valuable cordial and acquired a high repu- tation as such, and has commanded and still commands an extensive sale throughout the United States and Europe, which is and has been a source of great profit to these complainants. That your orators' tradename and trademarks are of a value of two thousand dollars and upwards. That said brandy when bottled by complainants is known as such brandy to the public, buyers and consumers thereof by the said name of James Hennessy & Company's brandy, or Hen- nessy brandy, or Hennessy cognac, together with the complainants' own proper devices, tradenames, and trademarks aforesaid, and by its straw wrappers or casings accompanying and enclosing said bottles, and by the peculiar shape and color of the bottles themselves. Fifth. Complainants state that notwithstanding the long and quiet use and enjoyment by the complainants of said tradename and trade- mark and to the form, device and descriptive matter of said labels, the defendants, well knowing the premises and with the preconceived intention to injure the complainants, and with the purpose to defraud them, and with the purpose to deprive these complainants of the benefits and profits resulting from the great reputation acquired for said brandy, and the consequent demand therefor, and with the intent to acquire for themselves the benefits and profits of said reputation, and with the intent to assist others to palm off on the public brandy not being exported, sold or bottled by complainants, as the goods of 780 APPENDIX J. the complainants, and in wilful disregard of complainants' rights in the premises, kept, offered for sale and sold, and advertised for sale, and now keep, offer for sale and sell in the city and county of San Francisco and state of California, and elsewhere in the United States of America, counterfeit labels in imitation of complainants' labels under the name of "Hennessy & Co.," using fac-similes of complain- ants' tradename, devices and labels, which with intent to deceive and defraud the public and the buyers and consumers thereof they have caused to be sold to dealers engaged in counterfeiting the bottled brandy of your orators; that defendants sold said labels for the pur- pose and with the intent that they should so be used, and that in fact they have been so used, in fraud of your orators' rights. Sixth. That such imitation labels are calculated to deceive the pur- chasers and consumers of said brandy, and are calculated to cause the public and the buyers and consumers thereof to believe that the brandy kept and offered for sale and sold by defendants' customers is the brandy exported, bottled and sold by the complainants. Seventh. That such imitation is calculated to deceive and mislead the purchasers and consumers of the complainants' brandy, and has actually deceived and misled and still does mislead many of them to buy the brandy or liquor sold by the defendants' customers in the belief that it is the brandy exported and bottled by the complainants, to the great loss, injury and damage of the complainants. That the article so put up and sold by the defendants' customers is of greatly inferior quality to that of the complainants, and deleterious to the health of the consumer, and the general esteem and reputation of the brandy exported by the complainants has been and is now being injured and damaged thereby. Eighth. Forasmuch as your orators can have no adequate relief except in this court, and to the end, therefore, that the defendants may, if they can, show why your orators should not have the relief hereby prayed, and may make a full disclosure and discovery of all the matters aforesaid, and according to the best and utmost of their knowledge, remembrance, information and belief, full, true, direct and perfect answer make to the matters hereinbefore stated and charged, but not under oath, an answer under oath being expressly waived. And that the defendants may be decreed to account for and pay over adequate damages arising from their aforesaid acts in violation of your orators' rights, your orators pray that your honors may grant a writ of injunction issuing out of and under the seal of this honor- able court, perpetually enjoining and restraining the said defendants, their clerks, attorneys, agents and servants from keeping, offering for sale, or selling any brandy not being the brandy exported and bottled by your orators, put up in bottles of the general form, shape and color of complainants' bottles, and wrapped with labels of the form, device and in the manner complained of, or in any other form and device which shall be a colorable imitation of complainants' brandy, or from applying to any such brandy the name "Hennessy FORMS OF BILLS AND ANSWERS. 781 Brandy," or from using upon or in connection with said brandy or any counterfeit of your orators' labels or cases the name "Hennessy," or any combination of such name or name of like sound, and that the defendants deliver up to your orators all bottles having thereon said false label, and also all such false labels in their possession or under their control, to the end and purpose that the same may be destroyed. And that your honors upon the rendering of the decree above prayed may assess, or cause to be assessed, the damages your orators have sustained by reason of the premises. May it please your honors to grant unto your orators not only a writ of injunction conformable to the prayer of this bill, but also a writ of subpoena of the United States of America, directed to the said J. H. and C. S., commanding them on a day certain to appear and answer unto this bill of complaint, and to abide and perform such order and decree in the premises as to the court shall seem proper and required by the principles of equity and good conscience. J. L. H., of Counsel. A. L. P. and J. L. H., Solicitors for Complainants. United States of America, Northern Judicial District of California, J. L. H., on behalf of the said complainants, Jacques Richard Maurice Hennessy, Jacques Francis Henry Hennessy, James Richard Charles Hennessy, Armand Castillon and Emmanuel Castaigne, and duly authorized to act for them herein, being on his oath sworn, deposeth and says that he has read the above bill of complaint, and that the matters therein set forth are true to his best knowledge, information and belief. Subscribed and sworn to before me, this 19th day of July, 1898. S. H., Clerk U. S. Cir. Ct, N. D. C. ANSWER. (Benkert v. Feder, 34 Fed. Rep. 534.) In the Circuit Court of the United States in and for the Ninth Circuit and District of California. "Wnj-iAM J. Benkekt, Complainant, vs. Morris Rosenthal and Samuel F^der, Defendants. No. 3507. The answer of M. R. and S. F. to the bill of complaint of W. J. B,, complainant. These defendants, saving and reserving to themselves all right of exception to said bill of complaint on account of the many errors therein contained, for answer thereto or to so much and such parts thereof as they are advised by counsel it is necessary or important for them to make answer unto, answering, say: 782 APPENDIX J. That they have no knowledge or information other than from said bill of complaint as to the partnership or business of the complain- ant and Casper Benkert, or the continuance thereof, and cannot admit or deny the allegations of said bill relative thereto, and insist that complainant make proof thereof. Defendants say that they have no knowledge or information other than from said bill of complaint as to the sale by Casper Benkert to complainant of his interest in said alleged business and the carrying or. and ownership and proprietorship thereof, and cannot admit or deny the allegations of said bill relative thereto, and insist that com- plainant make proof thereof. Defendants say that they have no knowledge or information other than from said bill of complaint as to the business of the partnership of C. Benkert & Son and of complainant, or of the boots and shoes manufactured and sold by them or either of them, or of the quality, quantity and price of such boots and shoes, or the mark or other designation thereof or thereon, and cannot admit or deny the allega- tions of said bill relative thereto, and insist that complainant make proof thereof. Defendants say that they have no knowledge or information other than from said bill of complaint as to the placing as a trademark upon said boots and shoes, and to indicate the ownership and origin thereof, the words "C. Benkert & Son," and to the knowing of said boots and shoes by the name of "C. Benkert & Son," and cannot admit or deny the allegations of said bill relative thereto, and insist that complainant make proof thereof. Defendants say that they have no knowledge or information other than from said bill of complaint as to the name of "C. Benkert & Son" being a trademark, or the ownership of said name, or the right to use and place the same upon boots or shoes, and cannot admit or deny the allegations of said bill relative thereto, and insist that complainant make proof thereof. These defendants and each of them deny that they have for more than five years last past been partners in trade as set forth in said bill of complaint, except as follows: for the four years previous to the month of March, 1884, they, with one Bromberger, were partners in trade under the firm name of Rosenthal, Feder & Co., and in said month said Bromberger retired from the copartnership formed by them; since said month these defendants have been partners in trade as sot forth in said bill of complaint. These defendants and each of them deny that within five years or at any time or times whatsoever they or either of them had manufac- tured or sold, or are now manufacturing or selling, large or any quantities of boots and shoes or boots or shoes, or each or either, on any of which they have placed in plain or conspicuous letters, or at all, the name of "C. F. Benkert & Son," in imitation of the name of "C. Benkert & Son," as alleged in said bill of complaint, or at all. Defendants and each of them deny that they or either of them have FORMS OF BILLS AND ANSWERS. 783 stamped in sole-leather or buttons or any other part of said boots and shoes, or any boots or shoes whatsoever, in plain conspicuous letters or otherwise, the name or words "C. F. Benkert & Son, Phila." Defendants deny that they have manufactured or are still manufac- turing said boots and shoes or any boots or shoes marked with the name of "C. F. Benkert & Son" in San Francisco, Hawaiian Islands, other domestic or foreign markets or elsewhere, and admit and show to this court that they have sold in San Francisco and elsewhere a small quantity of boots and shoes marked "C. F. Benkert & Son," comprising not more than two hundred and fifty dozen pairs thereof; and further state and show that the boots and shoes so sold were of an entirely different class, style, nature and grade from the boots and shoes alleged in said bill of complaint to be manufactured by the com- plainant and as such were recognized by and sold to the customers and patrons of these defendants. Defendants say they have no knowledge or information other than from said bill of complaint as to the relative quality, cost of manu- facture and prices of sale of said boots and shoes and the boots and shoes made by the complainant, and cannot admit or deny the allega- tions of said bill relative thereto, and insist that complainant make proof thereof. Defendants and each of them deny that they have had manufac- tured for them as set forth in said bill of complaint large or any quantities of boots or shoes or any boots or shoes whatever on which was printed the name "C. F. Benkert & Son" or stamped "C. F. Benkert & Son, Phila.," as set forth in said bill of complaint, excepting not more than three hundred and twenty-one dozens thereof, and the defendants and each of them deny that they have sold or are still selling boots and shoes with said words printed or stamped thereon in San Francisco or elsewhere, excepting that they have heretofore sold not more than the two hundred and fifty dozens thereof aforesaid. The defendants and each of them deny that they have placed or caused to be placed on said boots or shoes alleged to have been sold by them or upon any other boots or shoes whatsoever said words, to wit, "C. F. Benkert & Son," for the purpose of deceiving the public or purchasers generally, or any other person, or causing them or any of them to believe the said boots or shoes were manufactured by the complainant or at all. They deny that the public or purchasers gen- erally or any of them have been deceived or have believed on account of said names being on said boots or shoes that the same were genuine or other boots or shoes manufactured by the complainant, and that being deceived as alleged in said bill of complaint, or being deceived at all, have purchased or are now purchasing, or these defendants have sold or are now selling, said boots or shoes as or for genuine or other boots or shoes manufactured by the complainant They deny that by any of the acts and doings set forth in said bill of complaint they or either of theru have unlawfully or otherwise greatly or at all injured or depreciated the complainants' trade in fine or other boots 784 APPENDIX J. or shoes, or the good or other reputation or standing of said boots or shoes, alleged in said bill of complaint to have been had by them. Defendants and each of them deny that, unless restrained by injunc- tion, they by using said name on the boots and shoes sold by them will infringe on the alleged name and trademark of the complainant and deny that they have already at any time been doing the same. The defendants state and show that they have sold not more than two hundred and fifty dozens of boots and shoes marked "C. F. Benk- ert & Son," and have realized therefrom a profit of about and not more than five hundred (500) dollars. The defendants and each of them deny that by reason of the said alleged infringement, or of any other act or doing of these defendants or either of them, the complainant has suffered loss or damage to a very large or other amount or any loss or damage whatsoever. Without this that there is any other matter, cause or thing in the said bill of complaint contained material or necessary for these defend- ants or either of them to make answer unto and not herein and hereby well and sufliciently answered, confessed, traversed and avoided is true to the knowledge or belief of these defendants; all of which matters and things these defendants are ready and willing to aver, maintain and prove as this honorable court shall direct, and humbly pray to be hence dismissed with their reasonable costs and charges in this behalf most wrongfully sustained. M., B. & M., I. S. B., Solicitors for Defendants. Of Counsel for Defendants. ANSWER. (Brown Chemical Co. v. Meyer, 139 U. S. 540.) THE JOINT ANSWER OF CHRISTIAN F. G. MEYER, et al. to the Bill of Complaint of the BROWN CHEMICAL COMPANY. These defendants now and at all times hereafter saving and reserv- ing unto themselves all benefit and advantage of exception which can or may be had or taken to the many errors, uncertainties and other Imperfections in the said bill contained for answer thereto or to so much and parts thereof as these defendants are advised it is material or necessary for them to make answer unto, say, etc. These defendants have no information sufficient to form a belief as to whether or not said complainant has for a period of many years last past been engaged in the preparation and sale of a certain medicine at the city of Baltimore and therefore call for strict proof of same although defendants are informed and believe that complain- ant has been engaged in the preparation and sale of a medicine, but these defendants on information and belief deny that said medicine has acquired or long enjoyed a very high or any particular reputation FORMS OF BILLS AND ANSWERS. 785 as a remedy for the prevention or cure of many or any dis^jases, but whether it is sold in immense or any considerable quantities to com- plainant's great profit these defendants have no information sufflcieac to form a belief although defendants believe that complainant be sold enough of said medicine to make some profit. These defendants further answering said bill of complaint admit, on information and belief, that said complainant as alleged In said bill has adopted, applied and used, and is using a certain label wiiu the words and representations as described and set forth in said bill, but as to whether or not as set forth in said bill said label has been used since about the year 1879, or as to whether or not said complain- ant devised or originated said label, these defendants have no informa- tion sufficient to form a belief, and therefore calls for strict proof of said allegations. These defendants further answering said bill of complaint admit on information and belief that the designation "Browns Iron Bitters" has come to be associated with complainant's medicine or product, but whether or not to the exclusion of all others, defendants cannot say as matter of law, but defendants say as matter of fact, no other Brown Iron Bitters are known to these defendants, and that those desiring complainant's medicine are in the habit of using the designa- tion "Browns Iron Bitters" with the understanding that it means com- plainant's medicine alone since there are no other Browns Iron Bitters made up or sold to the trade as defendants are informed and believe; and that whenever the said designation, Browns Iron Bitters are used, it means a medicine prepared and put up by complainant at the city of Baltimore, in the State of Maryland, These defendants further answering said bill of complaint say they have no information sufficient to form a belief as to whether or not said complainant has spent large sums of money in advertising amounting to hundreds of thousands annually, although defendants believe complainant has advertised extensively. Defendants admit that complainant's output has been of great magnitude, amounting to many thousands of bottles annually, but as to whether or not said bottles have all borne a label consisting in part of the words "Browns Iron Bitters," these defendants do not know, but believe and suppose it is so. These defendants admit on information and belief that the said designation "Browns Iron Bitters" has come to be identified with said complainant's product, but not to the exclusion of all others as matter of legal right, although as before stated, these defendants know of no other "Browns Iron Bitters" in the trade. Defendants do not knov/ whether or not said designation is known and is now used in all parts of the United States by consumers generally when they desire to obtain the said preparation of complainant, although these defendants know of no other preparation of the same designation. These defendants further answering said bill of complaint say they have no information sufficient to form a belief as to whether or not 50 786 APPENDIX J. said designation has ever been employed in connection with any other preparation or remedy, and therefore calls for strict proof of the same; but these defendants deny that the said designation is to all intents and purposes, or to any intent or purpose complainant's trade- name or trademark, or that said complainant now has or has ever had the exclusive right to the use of said designation as a tradename or trademark for a medicinal preparation or otherwise, or that no one except complainant has had, or now has any right to use said designa- tion as a tradename or trademark for a medicinal preparation or otherwise; and these defendants further answering deny that they have done anything which is fraudulent or which will be restrained by this Honorable Court. These defendants further answering said bill of complaint admit that they were engaged in business as wholesale druggists at the city of St. Louis, in the State of Missouri, but deny that they have been long or at all cognizant of the high reputation or any particular reputation of complainant's medicine, but admit that for some time they have known of the said designation "Browns Iron Bitters." These defendants further answering said bill of complaint admit that prior to the commencement of this suit and as well since they had and have sold medicine put up in bottles to which have been attached and applied labels containing the words "Browns Iron Tonic," but these defendants explicitly deny that such sales or any of them were or have been made in order to injure complainant by diverting any profits of complainant in the sale of its medicine or otherwise, or that such sales were fraudulently made, or that the bottles or the labels thereon containing the words "Browns Iron Tonic," were in- tended by these defendants or any of them to indicate that the medicine contained in said bottles was prepared and put up by com- plainant; and these defendants deny that they ever have fraudulently offered or caused to be offered or sold or that they still fraudulently offer or cause to be offered or sold in large or any quantities the said medicine so as aforesaid labelled "Browns Iron Tonic," although these defendants admit that they have, as of right they might, offered and sold and still offer for sale said "Browns Iron Tonic"; as they have bought and sold complainant's said medicine, but without loss or injury to said complainant. These defendants further answering said bill of complaint, deny that large or small, or any quantities or quantity of said Browns Iron Tonic have been, through any act of these defendants, or any of them, or through any use by them of said designation of "Browns Iron Tonic" at any time sold as or for complainant's "Browns Iron Bitters" or mistaken therefor in any instance, or that said Complainant has lost anything or been injured thereby. These defendants further answering said bill of complaint, deny that it was their purpose to offer or sell said "Browns Iron Tonic" upon any reputation established by complainant or as or for com- plainant's said alleged celebrated "Browns Iron Bitters"; and defend- FORMS OF BILLS AND ANSWERS. 787 ants deny that any of their acts in the premises have been or are contrary to equity or good conscience, or that they ought to be enjoined from the further sale of said "Browns Iron Tonic." These defendants further answering said bill of complaint state that while they claim and allege that the words "Browns Iron Bitters" are not the subject of trademark or tradename, and that defendants or anybody else might legally use the same words especially if as in this case, the entire designation is not used but is changed so as to exclude the idea of any misleading or fraudulent purpose; yet these defendants have as good right as complainant possibly could have to the use of the entire designation "Browns Iron Bitters" and as ground of this claim and as further answer to said bill of complaint, these defendants aver on information and belief, and charge the truth to be that in or near the summer of 1881, one E. L. B. in connection "With one C. J. L. commenced putting up and selling the said prep- aration "Browns Iron Tonic" at Little Rock, Arkansas, as a wholly distinct preparation from "Browns Iron Bitters", and without any intention or purpose to imitate complainant's said preparation, which at that time had not been advertised or sold to any great extent, as these defendants on information and belief aver. Subsequently to this date, as these defendants on information and belief, aver, said B. sold out his interest in said preparation to said C. J. L., who has since that time been putting up, at Little Rock, Arkansas, said medicine, and offering it to the public, and these defendants have bought some of it and sold some of it, viz: Four gross bottles before March 24th, 1886, and since that date about seven gross bottles. These defendants further aver that the said preparation "Browns Iron Tonic" as offered and sold by him, as well as by said B. & L. and since by said L., has been put up in cartons and bottles wholly differing in size, color and appearance from said complainant's bottles and with labels adapted and applied to the bottles wholly differing in size, color, appearance and details from complainant's labels, which are enclosed in wrappers wholly different from said cartons of "Browns Iron Tonic", so that the public could not be misled or the complainant injured, which has always been very far from these defendants' purpose or object, and as well very far from said B. and L.'s purpose or object as these defendants believe; these defendants exhibit and file with this answer a bottle of "Browns Iron Tonic" ■with its carton and label marked exhibit "C" and as well a label, wrapper and bottle of complainant's preparation, marked Exhibit "D", and pray that the Court will consider them as part of this answer. These defendants further answering said bill of complaint, on in- formation and belief, aver and charge the truth to be that early in 1882, the said complainant entered into a correspondence with said L. & B. with respect to said "Browns Iron Tonic", and said L. & B. sent complainant a sample bottle of their Tonic, wrapper and label. Whereupon as a result of said correspondence and examination, said complainant in a letter to said L. & B. expressed themselves as IbS APPENDIX J. satisfied that said "Browns Iron Tonic" did not conflict with said "Browns Iron Bitters", which letter was and is in words and figures as follows: — Baltimore, August 28th, 1882. Mess. C. J. Lincoln & Co., Little Rock, Ark. Gentlemen: — Inclosing your invoice thank you for your kind and satisfactory letter. "We wish the Browns Iron Tonic a success as upon examination we cannot see where it can conflict with us except in the multiplicity of the Brown family. Your fr'ds, Brown Chemical Co. Said complainant has, as these defendants are informed and believe, ever since the date of said letter, with full knowledge of all the facts and after examination with respect to same, made no complaint of or objections to the putting up and sale of said "Browns Iron Tonic" until just before this suit was brought, and so by its said letter and its long silence and acquiescence in the manufacture and sale of said "Browns Iron Tonic" said complainant ought not in equity and good conscience, if for no other reason, to be granted in a court of equity any relief in the premises. These defendants further answering said bill of complaint, deny that the complainant has suffered by the acts of these defendants, damage to the extent of Ten Thousand Dollars, or any other sum, or that said complainant has been done any wrong by these defendants or is entitled to any relief in the premises. And these defendants deny all and all manner of unlawful com- bination and confederacy, wherewith they are by the said bill charged, without this, that any other matter, cause or thing in the complain- ant's said bill of complaint contained, material or necessary for these defendants to make answer unto, and not herein and hereby well and sufficiently answered, confessed, traversed and avoided or denied, is true, to the knowledge or belief of these defendants; all which matter and things these defendants are ready and willing to aver, maintain and prove, as this Honorable Court shall direct; and pray to be hence dismissed with their reasonable costs and charges in this behalf most wrongfully sustained. B. A, & McK., Solicitors for Defendants. APPENDIX K. FORMS OF INJUNCTION. INTERLOCUTORY DECREE. (Benkert v. Feder, 34 Fed. Rep. 534.) In the United States Circuit Court, Northern District of California, Ninth Judicial Circuit. WuLLiAM J. Benkkkt, Complainant, vs. Samuel Feueb and Auuelia Rosenthal. Executrix of the Last Will and Testa- ment of Mouuis Rosenthal, Deceased, Defendants. )■ No. 3507. At a stated term, to wit, the February term, 1888, of the circuit court of the United States of America of the ninth judicial circuit, in and for the northern district of California, held at the court room thereof, in the city and county of San Francisco, on Monday, the 1st day of June, A. D., 1888. Present: The Honorable Lorenzo Sawyer, circuit judge. This cause having come on to be heard upon the bill of complaint herein, the answer of the defendants, and replication of the complain- ant, the bill of revivor, the stipulation of the parties in regard thereto, and the proofs, documentary and written, taken and filed in said cause, and having been argued by counsel for the respective parties and submitted to the court for consideration and decision: Now, therefore, on consideration thereof, it is ordered, adjudged and decreed, and the court doth hereby order, adjudge and decree, as fol- lows, to wit: That the name of "C. Benkert & Son" has been a tradename and also a trademark upon boots and shoes for upwards of twenty-five years last past, and as such tradename and trademark is good and valid in law. That the complainant. William J. Benkert. is, and ever since the year 1876 has been, the exclusive owner of said tradename and trade- mark, and during all said time, at the city of Philadelphia, in the state of Pennsylvania, has carried on the business, under the said trade- name, of manufacturing and selling boots and shoes, and during all said time has stamped and printed, and used upon all the said boots 789 790 APPENDIX K. and shoes so made and sold by him, the said words "C Benkert & Sou" as a trademark. That the original defendants herein, Samuel Feder and Morris Rosenthal, have infringed upon the said tradename and trademark and upon the exclusive rights of the complainant under the same — that is to say, by manufacturing and selling within the ten years last past, and prior to the commencement of this suit, large quantities of boots and shoes upon each of which they have placed in plain, con- spicuous, printed letters the name "C. F. Benkert & Son" in imitation of the name "C. Benkert & Son" as charged in the bill of complaint. And it is further ordered, adjudged and decreed, that the complain- ant do have and recover of and from the defendants, Samuel Feder and Aurelia Rosenthal, executrix of the last will and testament of Morris Rosenthal, deceased, the profits, gains and advantages which the said defendants or either of them have received or made, or which have arisen or accrued to them, or either of them, from the infringe- ment of the said tradename and said trademark of "C. Benkert & Son" by the making, using and selling, or the making, using or selling of said boots and shoes having placed thereon the name "C. F. Benkert & Son" or any other name in imitation of complainant's tradename and trademark of "C. Benkert & Son." And it is further ordered, adjudged and decreed, that the said com- plainant do recover of the defendants his costs and charges and disbursements in this suit to be taxed. And it is further ordered, adjudged and decreed, that it be referred to S. C. Houghton, Esq., the standing master in chancery of this court, residing in the city and county of San Francisco, northern dis- trict, and state of California, to ascertain and take, and state, and report to this court, an account of the number of pairs of boots and shoes manufactured and sold or manufactured or sold by the original defendants, Samuel Feder and Morris Rosenthal, or either of them, and also the gains, profits and advantages which the said original defendants or either of them, or the estate of said Morris Rosenthal, have received, or made, or which have arisen or accrued to them or either of them, or it, from infringing the said exclusive rights of the said complainant by the manufacturing and selling, or manufacturing or selling, of boots and shoes having stamped and placed upon them the infringing trademark in imitation of the trademark of "C. Benkert & Son." And it is further ordered, adjudged and decreed, that the complain- ant on such accounting have the right to cause an examination of the defendants, Samuel Feder and Aurelia Rosenthal, and each of them, and their and each of their agents, servants, or workmen or other witnesses as may be necessary to take said accounting, and also the production of the books, vouchers and documents of which said defend- ants, Samuel Feder or Aurelia Rosenthal, and their and each of their attorneys, servants, agents and workmen may be possessed, and cause FORMS OF INJUNCTION. 791 them to attend for sucli purposes before said master from time to time as such master shall direct. And it is further ordered, adjudged and decreed, that a perpetual injunction be issued in this case, against the said defendants. Samuel Feder and Aurelia Rosenthal, restraining and perpetually enjoining them and each of them, and their and each of their servants, agents, clerks and workmen, and all persons claiming or holding under or through them, from manufacturing or using or selling, or in any way disposing of, boots and shoes or boots or shoes having stamped, or printed, or in any way marked thereon the name "C. F. Benkert & Son," or any other name in imitation or simulation of the said trade- mark "C. Benkert & Son," pursuant to 'he prayer of the said bill of complaint. LOKE.NZO SaWYEU. United States Circuit Judge, Ninth Judicial Circuit. WRIT OF INJUNCTION. In the Circuit Court of the United States for the Ninth Judicial Cir- cuit in and for the Northern District of California. BooRD & Son, Complainant, ^ vs. I In Equity. E. G. Lyons Company, Respondent, j The President of the United States. To E. G. Lyons Company, its clerks, agents, servants and employees. Greeting: Whereas, It has been represented to us in the circuit court of the United States for the northern district of California that Boord & Son, a corporation, of London, England, have a valid trademark in a device consisting of a cat standing upon a barrel, as applied to bottled gin. and that you. the said E. G. Lyons Company, have infringed said right by dealing in bottled gin bearing an imitation of said trademark: Now, therefore, you. the said E. G. Lyons Company, your clerks, agents, servants and employees, are strictly commanded and enjoined under the pains and penalties which may fall upon you, and each of you, in case of disobedience, that you forthwith and until the further order, judgment and decree of this court, desist from dealing in any gin bottled in imitation of complainant's gin and bearing the device of a cat standing upon a barrel. Witness, the Honorable Melville W. Fuller, Chief Justice of the United States, this 14th day of October, in the year of our [seal] Lord one thousand eight hundred and ninety-eight, and of our Independence the 123d. SouTiiAKi) Hoffman, Clerk. 792 APPENDIX K. FINAL DECREE. (Royal Baking Powder Co. v. Royal Chemical Co., Price & Steuart, 1.) This cause having been tried at a special term of this court, before the Hon. Hooper C. Van Vorst, one of the justices thereof, without a jury, and the proofs and allegations of the parties having been heard, the said court gave its decision in writing in favor of the plaintiffs, and against the defendants, with costs; which decison has been filed wth the clerk of this court: Now, in pursuance thereof, it is hereby adjudged that the plaintiffs are entitled to judgment on all the issues, and judgment is hereby rendered in favor of the plaintiffs, and against the defendants thereon, and it is hereby also adjudged that the plaintiffs are entitled to the exclusive use of the term "Royal," as their trademark, on labels attached to baking powder manufactured by them, and in connection with the words "baking powder." And it is further adjudged, that the use by the defendants of the word "Royal" on labels affixed to baking powder, made by the defendants, or printed or written on boxes, labels or otherwise howsoever, in connection with baking powder made by them, was in violation of the plaintiff's rights. And it is further adjudged, that the defendants, their agents, clerks, workmen, servants and attorneys, perpetually refrain, and they are hereby perpetually enjoined and restrained, from using the term or designation "Royal" on, or around, or in connection with, any cans, boxes or other packages, of any nature or kind whatever, containing baking powder, or in any sign, invoice, billhead, card, circular, adver- tisement, in connection with baking powder, and from using the name "Royal Baking Powder," and from selling and disposing of any baking powder with the word "Royal" attached thereto, except on such baking powder as is obtained from the plaintiffs. And it is further adjudged, that the plaintiffs recover of the defend- ants their costs and disbursements in this action. INJUNCTION. (Gillis V. Hall, 2 Brewst. 342.) Defendants enjoined "from making and selling any preparations as and for the preparations specified in plaintiff's label, and from using the name of Hall, or R. P. Hall, or Reuben P. Hall, either singly or in connection with others, upon any such preparation; or from making or using any trademark, label or wrapper in imitation of those now in use by plaintiff." FORMS OF INJUNCTION. 793 (Colton V. Thomas, 2 Brewst. 308.) Injunction against defendant "restraining the further use of the cards and signs complained against in the bill; and also to restrain the employment by him of any device by which the patients and patrons of the plaintiff, without the exercise of excessive care, will be induced to suppose that the defendant's place of business is the place of business of the Colton Dental Association." (Gillott V. Esterbrook, 47 Barb. 455.) "Ordered and adjudged that the said defendants, R. E., R. E., Jr., J. C, Jr., and J. B., and each of them, their agents and servants, do absolutely and perpetually desist and refrain from infringing or using the said trademark of the plaintiff, and from making or selling pens with said numerals '303' impressed on the boxes or packages contain- ing steel pens." (Jurgensen v. Alexander, 24 How. Pr. 269; Cox, 298.) Ordered: (1) "That the defendant, his agents, clerks, servants and all others employed under or in connection with him be perpetually enjoined and restrained from disposing of, selling, or causing to be disposed of or sold, any watches bearing the false, simulated and spurious stamp or mark, 'Jules Jurgensen, Copenhagen.' " 2. "That the defendant do produce before Nathaniel Jarvis, Esq., appointed herein referee for such purpose, the said watches, which at the time of the commencement of this suit were in defendant's possession, and had upon them the said false, simulated and spurious trademark, to be erased or obliterated therefrom, by or under the direction of the said referee, at the cost and expense of the said defendant." (Coffeen v. Brunton, 4 McLean, 516; Cox, 82.) "To enjoin the defendant from using the label or directions accom- panying the liniment he sells as aforesaid, or other labels or directions, or any advertisements or handbills respecting the same words which are used by the complainant on his label or directions, and which tend to produce an impression on the purchaser and the public that the lini- ment sold by the defendant contains the same ingredients as the 'Chinese Liniment,' and is, in effect, the same medicine." (N. K. Fairbank Co. v. R. W. Bell Mfg. Co., 77 Fed. Rep. 869.) Defendant enjoined from putting up and selling or offering for sale "The particular form of packages which has been referred to in the bill and put in evidence as 'defendant's second package,' or any other form of package which shall, by reason of the collocation of size, shape, colors, lettering, spacing and ornamentation, present a general appear- ance as closely resembling the 'complainant's package,' referred to in the bill and marked in evidence, as does the said 'defendant's second 794 APPENDIX K. package.' This injunction shall not be construed as restraining defendant from selling packages of the size, weight, and shape of compainant's package, nor from using the designation 'Buffalo soap powder' nor from making a powder having the appearance of com- plainant's 'Gold Dust.' nor from using paper of a yellow color as wrap- pers for its packages, provided such packages are so differentiated in general appearance from said 'complainant's package' that they are not calculated to deceive the ordinary purchaser." MANDATE OF CIRCUIT COUilT OF APPEALS, AFFIRMING DECREE OF INJUNCTION. (Feder v. Benkert, 76 Fed. Rep. 613.) United States of America — ss. The President of the United States of America, To the Honorable the Judges of the Circuit Court of the United States for the North- em District of California, Greeting: Whereas, lately in the circuit court of the United States for the northern district of California, before you, or some of you, in a cause between William J. Benkert, complainant, and Samuel Feder, and Aurelia Rosenthal, executrix of the last will and testament of Morris Rosenthal, deceased, respondents, a decree was duly entered in favor of the said complainant, which said decree is of record in the office of the clerk of the said circuit court, to which record reference is hereby made and the same is hereby expressly made a part hereof, and as by the in- spection of the transcript of the record of the said circuit court, which was brought into the United States circuit court of appeals for the ninth circuit, by virtue of an appeal agreeably to the act of congress, in such cases made and provided, fully and at large appears. And Whereas, in the year of our Lord one thousand eight hundred and ninety-five, the said cause came to be heard before the said circuit court of appeals, on the said transcript of record, and was argued by counsel: On consideration whereof, it is now here ordered, adjudged and decreed, that the decree of the said circuit court in this cause be, and the same is hereby, affirmed, with costs. You, therefore, are hereby commanded that such further proceedings be had in said cause as according to right and justice, and the laws of the United States, ought to be had, the said appeal notwithstanding. Witness, the Honorable Melville W. Fuller, Chief Justice of the United States, the 16th day of November, in the year of our Lord one thousand eight hundred and ninety-five. F D. Monckton, Clerk of the United States Circuit Court of Appeals for the Ninth Circuit. APPENDIX L. CLASSIFICATION OF TRADEMARKS. The following classification of registered trademarks has been pub- lished in connection with the rules of the Patent Office. It is understood to be a classification of pre-existing registrations rather than as a guide to the classification to be observed in filing application: Agricultural Machines and Imple- ments. Baking Powder and Yeast. Beltings, Hose, and Packings. Beverages. Blackings and Leather Dressings. Boots, Shoes, and Lasts. Brooms and Brushes. Buttons. Canned Goods. Carpets, etc. Cement, Plaster, and Bricks. Cleaning and Polishing Prepara- tions. Coffee and Tea. Conductors and Insulators. Confectionery. Corsets. Cured Meats. Dairy Machines and Products. Dentistry. Drugs and Chemicals. Dry Goods. Electrical Apparatus and Sup- plies. Fancy Goods. Fertilizers. Firearms, Ammunition, and Ex- plosives. Fire Extinguishers. Flour. Foods and Relishes. Fuel. Furniture. 79; Games and Toys. Glassware. Gloves. Headwear. Household Articles. Inks. Jewelry and Plated Ware. La'mps, Lanterns, etc. Lard and Tallow. Laundry Machines and Articles. Leather and Saddlery. Locks and Hardware. Lumber and Manufactures. Machines and Devices. Malt LiQuors. Matches. Medical Compounds. Metals and Manufactures. Miscellaneous. Musical Instruments. Needles and Pins. Oils and Lubricants. Optics and Measuring Instru- ments. Paints and Painters' Supplies. Paper and Envelopes. Poisons for Animals. Publications. Receptacles. Rope, Cord and Twine. Rubber Goods. Seeds. Plants and Trees. Sewing Machines and Attach- ments. 796 APPENDIX L. Sewing Silk, Cotton, and Thread. Shirts, Collars, and Cuffs. Soap. Spices, Mustard, and Salt. Spirituous Liquors. Starch, Cornstarch, and Products. Stationery Miscellany. Steam and Plumbing Supplies. Stoves and Furnaces. Sugar, Syrup, and Molasses. Surgical Instruments and Appli- ances. Tailoring and Clothing. Time-keeping Instruments. Tobacco and Tobacco Products. Toilet Articles and Preparations. Tools and Cutting Instruments. Umbrellas, Parasols, and Canes. Underwear and Furnishings. Vehicles. Wines. APPENDIX M. BIBLIOGRAPHY. AMERICAN. Browne. A Treatise on the Law of Trademarks. Boston. 1885. A Sup- plement to same. Boston. 1898. Bump. Law of Patents, Trademarks and Copyrights. (2d ed.) Balti- more. 1884. Coddington. A Digest of the Law of Trademarks. New York. 1878. Cox. American Trademark Cases. A compilation of all the reported Trademark Cases decided in the American courts prior to 1861. Cincinnati. 1871. Cox. A Manual of Trademark Cases including Sebastian's Digest. (English) (2d ed.) Boston. 1892. Greely. Foreign Patent and Trademark Laws. Washington. 1899. Hopkins. Law of Unfair Trade. Chicago. 1900. Newton. Digest of Patent Office Trademark Laws. Washington. 1896. Paul. The Law of Trademarks. St. Paul. 1903. Price & Steuart. American Trademark Cases reported between 1879 and 1887. Baltimore. 1887. Upton. A Treatise on the Law of Trademarks. Albany. 1860. ENGLISH. Adams. Law of Trademarks. London. 1886. Allan. Law Relating to Good-will. London. 1889. Barclay, Law of France Relating to Industrial Property. London. 1881, Cartmell. Abstract of Trademark Cases (1876-1892). London. 1893. Edmunds. Patents, Designs and Trademarks Acts. London. 1895. Fulton. Treatise on Patents, Trademarks and Designs. London. 1894. Hart. Trademarks. London. 1889. Kerly. Law of Trademarks. London. (2d ed.) 1901. Lawson. Law and Practice under the Patents, Designs and Trade-« marks Acts. London. 1889. Payn. Merchandise Marks Act. 1887. London. 1888. Sebastian. Digest of Cases of Trademark, etc. London. 1879. Sebastian. Law of Trademarks. London. (4th ed.) 1899. Slater. Copyright and Trademarks, with particular reference to lij . fringement. London. 1884. 797 APPENDIX N. INTERNATIONAL ARRANGEMENTS. INTERNATIONAL CONVENTION FOR THE PROTECTION OF INDUSTRIAL PROPERTY. (Signed at Paris, March 20, 1883. Ratifications exchanged at Paris, June 6, 1884.) (Official Translation.) His Majesty the King of the Belgians, His Majesty the Emperor of Brazil, His Majesty the King of Spain, the President of the French Republic, the President of the Republic of Guatemala, His Majesty the King of Italy, His Majesty the King of the Netherlands, His Majesty the King of Portugal and the Algarves, the President of the Republic ol Salvador, His Majesty the King of Servia, and the Federal Council of the Swiss Confederation, Being equally animated with the desire to secure by mutual agree- ment complete and effectual protection for the industry and commerce of their respective subjects and citizens, and to provide a guarantee for the rights of inventors, and for the loyalty of commercial transactions, have resolved to conclude a convention to that effect, and have named as their plenipotentiaries, that is to say: [Here follow the appoint- ments of the plenipotentiaries.] Who having communicated to each other their respective full powers, found in good and due form, have agreed upon the following Articles: Article I. The governments of Belgium, Brazil, Spain, France, Guatemala, Italy, Holland, Portugal, Salvador, Servia and Switzerland constitute them- selves into a union for the protection of industrial property. Article II. The subjects or citizens of each of the contracting states shall, in all the other states of the union, as regards patents, industrial designs or models, trademarks and tradenames, enjoy the advantages that their respective laws now grant, or shall hereafter grant, to their own sub- jects or citizens. Consequently they shall have the same protection as the latter, and the same legal remedy against any infringement of their rights, pro- vided they observe the formalities and conditions imposed on subjects or citizens by the internal legislation of each state. 798 INTERNATIONAL ARRANGEMENTS. 799 Article III. Subjects or citizens of states not forming part of the union, who are domiciled or have industrial or commercial establishments in the ter- ritory of any of the states of the union, shall be assimilated to the sub- jects or citizens of the contracting states. Article IV. Any person who has duly applied for a patent, industrial design or model, or trademark in one of the contracting states, shall enjoy, as regards registration in the other states, and reserving the rights of third parties, a right of priority during the periods hereinafter stated. Consequently, subsequent registration in any of the other states of the union before expiry of these periods shall not be invalidated through any acts accomplished in the interval; either, for instance, by another registration, by publication of the invention, or by the working of it by a third party, by the sale of copies of the design or model, or by use of the trademark. The above mentioned terms of priority shall be six months for pat- ents, and three months for industrial designs and models and trade- marks. A month longer is allowed for countries beyond sea. Article V. (Relates only to patents.) Article VI. Every trademark duly registered in the country of origin shall be admitted for registration, and protected in the form originally regis- tered in all the other countries of the union.' That country shall be deemed the country of origin where the appli- cant has his chief seat of business. If this chief seat of business is not situated in one of the countries of the union, the country to which the applicant belongs shall be deemed the country of origin. Registration may be refused if the object for which it is solicited is considered contrary to morality or public order. Article VII. The nature of the goods on which the trademark is to be used can, in no case, be an obstacle to the registration of the trademark. Article VIII. A tradename shall be protected in all the countries of the union, without necessity of registration, whether it form part or not of a trademark- ' No effect can be given to this or any other article of the convention by the courts of Great Britain, except so far as It is embodied in section 103 of the Patents Act. 1883. Re California Fig Syrup Co.. 40 Ch. D. 620. And to be regis- tered in Great Britain, a foreign mark must contain one of the essential partic- ulars defined in section 64 of said act. Re Carter Medicine Co., L. R. (1892), 3 Ch. D. 472. 800 APPENDIX N. Article IX. All goods illegally bearing a trademark or tradename may be seized on importation into those states of the union where this mark or name has a right to legal protection. The seizure shall be effected at the request of either the proper pub- lic department or of the interested party, pursuant to the internal legis- lation of each country. Aeticle X. The provisions of the preceding article shall apply to all goods falsely bearing the name of any locality as indication of the place of origin, when such indication is associated with a tradename of a fictitious character or assumed with a fraudulent intention. Any manufacturer of, or trader in, such goods, established in the locality falsely designated as the place of origin, shall be deemed an interested party. Article XI. The high contracting parties agree to grant temporary protection to patentable inventions, to industrial designs or models, and trademarks, for articles exhibited at official or officially recognized international exhibitions. Article XII. Each of the high contracting parties agrees to establish a special government department for industrial property, and a central office for communication to the public of patents, industrial designs or models, and trademarks. Article XIII. An international office shall be organized under the name of "Bureau International de I'Union pour la Protection de la Propriete Industri- elle" (International Office of the Union for the Protection of Industrial Property). This office, the expense of which shall be defrayed by the govern- ments of all the contracting states, shall be placed under the high authority of the Central Administration of the Swiss Confederation, and shall work under its supervision. Its functions shall be determined by agreement between the states of the union. Article XIV. The present convention shall be submitted to periodical revisions, with a view to introducing improvements calculated to perfect the system of the union. To this end conferences shall be successively held in one of the con- tracting states by delegates of the said states. The next meeting shall take place in 1885 at Rome. INTERNATIONAL ARRANGEMENTS. 801 Abticle XV. It Is agreed that the high contracting parties respectively reserve to themselves the right to make separately, as between themselves, special arrangements for the protection of industrial property, in so far as such arrangements do not contravene the provisions of the present con- vention. Abticle XVI. States which have not taken part in the present convention shall be permitted to adhere to it at their request. Such adhesion shall be notified officially through the diplomatic chan- nel to the government of the Swiss Confederation, and by the latter to all the others. It shall imply complete accession to all the clauses Bfnd admission to all the advantages stipulated by the present conven- tion. Article XVTI. The execution of the reciprocal engagements contained in the present convention is subordinated, in so far as necessary, to the observance of the formalities and rules established by the constitutional laws of those of the high contracting parties who are bound to procure the applica- tion of the same, which they engage to do with as little delay as pos- sible. Abticle XVIII. The present convention shall come into operation one month after the exchange of ratifications, and shall remain in force for an unlimited time, till the expiry of one year from the date of its denunciation. This denunciation shall be addressed to the government commissioned to receive adhesions. It shall only affect the denouncing state, the con' vention remaining in operation as regards the other contracting parties. Abticle XIX. The present connvention shall be ratified, and the ratifications ex> changed in Paris, within one year at the latest. In witness whereof the respective plenipotentiaries have signed the same, and have affixed thereto their seals. Dated at Paris the 20th March. 1883. (Signed by the Plenipotentiaries.) FINAL PROTOCOL. (Official Translation.) On proceeding to the signature of the convention concluded this day between the governments of Belgium, Brazil. Spain, France, Guatemala. Italy, the Netherlands, Portugal. Salvador. Servia and Switzerland, for the protection of industrial property, the undersigned plenipotentiaries have agreed as follows: 51 802 APPENDIX N. 1. The words "industrial property" are to be understood in their broadest sense; they are not to apply simply to industrial products properly so called, but also to agricultural products (wines, corn, fruits, cattle, etc.), and to mineral products employed in commerce (mineral waters, etc.). 2. (Relates only to patents.) 3. The last paragraph of article II does not affect the legislation of each of the contracting states, as regards the procedure to be followed before the tribunals, and the competence of those tribunals. 4. Paragraph 1 of article VI is to be understood as meaning that no trademark shall be excluded from protection in any state of the union, from the fact alone that it does not satisfy, in regard to the signs com- posing it, the conditions of the legislation of that state; provided that on this point it comply with the legislation of the country of origin, and that it had been properly registered in said country of origin. With this exception, which relates only to the form of the mark, and under reserve of the provisions of the other articles of the convention, the internal legislation of each state remains in force. To avoid misconstruction, it is agreed that the use of public armor- ial bearings and decorations may be considered as being contrary to public order in the sense of the last paragraph of article VI. 5. The organization of the special department for industrial prop- erty mentioned in article XII shall comprise, so far as possible, the publication in each state of a periodical official paper. 6. [After providing for the common expenses of the international oflBce, continues:] The Swiss government will superintend the expenses of the inter- national office, advance the necessary funds, and render an annual account, which will be communicated to all the other administrations. The international office will centralize information of every kind relating to the protection of industrial property, and will bring it to- gether in the form of a general statistical statement, which will be dis- tributed to all the administrations. It will interest itself in all matters of common utility to the union, and will edit, with the help of the docu- ments supplied to it by the various administrations, a periodical paper in the French language dealing with questions regarding the object of the union. The numbers of this paper, as well as all the documents published by the international office, will be circulated among the administra- tions of the states of the union in the proportion of the number of con- tributing units as mentioned above. Such further copies as may be desired either by the said administrations, or by societies or private persons, will be paid for separately. The international office shall at all times hold itself at the service of members of the union, in order to supply them with any special infor- mation they may need on questions relating to the internal system of industrial property. The administration of the country in which the next conference is INTERNATIONAL ARRANGEMENTS. 803 to be held will make preparation for the transactions of the conference, with the assistance of the international office. The director of the international office will be present at the meetings of the conferences, and will take part in the discussions, but without the privilege of voting. He will furnish an annual report upon his administration of the office, which shall be communicated to all the members of the union. The official language of the international office will be French. 7. The present final protocol, which shall be ratified together with the convention concluded this day, shall be considered as forming an integral part of. and shall have the same force, validity, and duration as, the said convention. In witness whereof the undersigned plenipotentiaries have drawn up the present protocol. (Signed by the Plenipotentiaries.) ACCESSION OF GREAT BRITAIN AND IRELAND TO THE CONVENTION. The undersigned, ambassador extraordinary and plenipotentiary of Her Majesty the Queen of the United Kingdom of Great Britain and Ireland to the French Republic, declares that her Britannic Majesty, having had the International Convention for the Protection of Indus- trial Property, concluded at Paris on the 20th March, 1883, and the protocol relating thereto, signed on the same date, laid before her, and availing herself of the right reserved by article XVI of that convention to states not parties to the original convention, accedes, on behalf of the United Kingdom of Great Britain and Ireland, to the said inter- national convention for the protection of industrial property, and to the said protocol, which are to be considered as inserted word for word in the present declaration, and formally engages, as far as regards the President of the French Republic and the other high contracting par- ties, to co-operate en her part in the execution of the stipulations con- tained in the convention and protocol aforesaid. The undersigned makes this declaration on the part of Her Britannic Majesty, with the express understanding that power is reserved to Her Britannic Majesty to accede to the convention on behalf of the Isle of Man and the Channel Islands, and any of Her Majesty's possessions, on due notice to that effect being given through Her Majesty's government. In witness whereof the undersigned, duly authorized, has signed the present declaration of accession, and has affixed thereto the seal of his arms. Done at Paris, on the 17th day of March, 1884. (Sigrned) Lyons. [L. S.] 804 APPENDIX N. DECLARATION OF ACCEPTANCE OF ACCESSION OF GREAT BRITAIN. (Official Translation. J Her Majesty the Queen of the United Kingdom of Great Britain and Ireland, having acceded to the International Convention relative to the protection of industrial property, concluded at Paris, March 20th, 1883, together with a protocol dated the same day, by the declaration of accession delivered by her ambassador extraordinary and plenipoten- tiary to the government of the French Republic; the text of which declaration is word for word as follows: [Here is inserted the text of the declaration of accession ^ (\f LOS ANGb^^ii^ ^ UC SOUTHERN REGIONAL LIBRARY FACILITY AA 000 772 189 7 '^m': •Mmkil ,^t^r. j-^ .^Sattl::^.:aa&itL';ii&'iSaB^{^ rii: