■ REESE LIBRARY ^ UNIVERSITY OF CALIFORNIA. 1{eceiveJ J^Zoc<^ , i8q t tAccessioiii No //^ 30. C/.m- No. 7../ 2—- \ THE EVOLUTION OF THE CHINESE LANGUAGE Digitized by the Internet Archive in 2007 with funding from IVIicrosoft Corporation http://www.archive.org/details/evolutionofchineOOedkirich THE EVOLUTION OF THE CHINESE LANGUAGE AS EXEMPLIFYING THE ORIGIN AND GROWTH OF HUMAN SPEECH JOSEPH EDKINS, D.D. AUTHOR OF RELIGION IN CHINA, "CHINESE BUDDHISM, GRAMMAR OF THE MANDARIN LANGUAGE," " CHINA'S PLACE IN PHILOLOGY," ETC. Reprinted from the ''^Journal of the Peking Oriental Society ^^ 1887 LONDON TRUBNER & CO, 57 & 59 LUDGATE HILL 1888 {All rights reserved'\ '] I ^ ^0 ^ OF THF ' f' UNIVERSITY £1califorh\^ PREFACE. China is separated by tlie ocean, by deserts, and by mountain chains from all nations possessed of original literatures, and lier language is more isolated than any other form of human speech studied by philologists. While Chinese has been brought to a high degree of excellence by a people devoted to literary pursuits, it remains possessed of a primitive order of words, and a monosyllabic structure. These peculiarities give it a claim to be a direct descendant of the mother tongue of humanity, but it is not itself that mother tongue. Nor, so far as can be seen, is any other language having a wide area, whether near or far away, a descendant of the Chinese. Further, it may be said that there is no other language, or family of language, which can be more reasonably assumed to be the speech first used in the world's grey morning than can the Chinese. None has proceeded on its course more naturally and gradually, or suffered less by violent inversions in the arrangement of roots. Hence, Chinese is regarded in this essay as the equivalent of the primeval language, and is treated as forming with that language, as seen through a long perspective, a consolidated unity. VI There are many reasons why the great Asiatic languages which have literatures should all have sprung from one stem, which may have been current in Asia ten thousand years ago. The power to produce a literature, for example, is hereditary, and the having that power points to a common origin. But this book does not enter on the question. The believer in one original language, and the believer in several, may alike read it without finding any contradiction of their views. Its aim is of a humbler kind. It takes advantage of the simplicity in structure, and regularity in change, belonging to the speech of one people, and proceeds to look steadily at the problem how did that people become possessed of their peculiar speech. The evolution of this one language is kept before the mind exclusively in order that attention may be fixed upon the physiological phenomena present in the origin and growth of speech. Special prominence is , given to the priority of the lips in making letters when compared with the teeth, tongue and palate, involving as a consequence the priority of labial roots over others. The necessary activity of the hand in root-making is described as being of high importance in originating pronouns, and the distinction between verbs and nouns, as well as in marking dimensions in space and opposition in qualities. The hand and the vocal organs are ministers of the mind in creating language, and they are able to do so by physio- logical connections and agencies. Language is a physical science, as shown many years ago by Professor Max Miiiler, Vll and belongs to physiology. Words may be looked at as the successive products of the vocal organs, and syntax is the order of their occurrence. But so far as language is physio- logical, the history of one language is the history of every other. The identity of an eastern and western word or phonetic law may be merely the identity of physiological processes, here on Asiatic, and there on European soil. But in the earliest ages the derivation of languages from unity being the hypothesis which has most probability on its side, the philology of separate families is fused in one general philology, in which families and individual languages ceaso to be distinguished. Separation soon followed, and was attended by great changes, and primeval grammar was revolutionized by inversions in many linguistic families ; the wanderings of races had the effect of making many old words obsolete, and bringing new ones to the front. War and conquest, mingling strange races, profoundly modified the vocabularies of each. Mountains, plains, and the sea, affected some nations fundamentally, producing indelible impres- sions on their languages. The habits of men in society, of necessity, become reflected in their modes of speech. The chasm dividing the idiom of this and that nation becomes deeper and wider in proportion as the countries they occupy are farther apart, and their modes of life more unlike. But It may be worth considering whether, by the help of physio- logical light, the path back to a common unity in roots can or cannot be discovered, and whether also it is not possible VIU to learn the causes of tlie diversity in the arrangement of words which different languages exhibit when compared with each other. That race which is the most energetic of all has spread itself over an enormous area, and originated a host of mighty historical nations which have enshrined their achieve- ments in undying literatures. It is precisely among these peoples that the laws of syntax vary most, and they vary also according to a certain law of geographical contiguity, so that if the order of syntax of one of them be known, the syntax of their former conquerors or neighbours may be known also. The conclusion to be drawn is, that when races mingle, the syntax of the stronger or the more numerous or the more cultivated wins a gradual victory. The recognition of this view by Bishop Caldwell in his notice of my " China's Place in Philology" * seems to show that it will soon be care- fully considered by philologists, for he stands first in com- parative studies in the modem languages of India. While evolution is the law that controls the progress of language and unity, the source from which it proceeds, it ought not to be objected that on this showing there is no divine agency in language. Language has become what it is because God would have humanity, His child, cultivate the gift of reason, employ in fulfilment of their best purpose his vocal organs, and in doing so frame for himself a system of audible symbols destined to be the vehicle of elevated moral * Caldwell's "Comparative Grammar of the Dravidian or South Indian Language," second edition, pp. 55, 56. IX and intellectual instruction, so that lie might rise for ever in the scale of progressive excellence. Some in these days have given up the phrase final causes, they have in this been too hasty. There is, for instance, in the evolution of language a remarkably convincing example of a final cause. Man's vocal organs have been so constructed by the divine workman in the use of evolutionary processes, that, in acquiring speech, their possessor might become capable of knowing and serving his Maker, of a virtuous life of research in science and philosophy. Here is, indeed, a final cause worth noting for the vastness of area which it embraces. History, philan- thropy, thought, education, civilized usages, laws, religion, divine revelation, would have been impossible, but for the gift of language to mankind. So much I say here to indicate the ultimate bearings of the argument of this book and meet objections beforehand. J. E. Peking, September 21, 1887. CONTENTS. I. OFFICE OF THE MOUTH AND HAND IN ORIGINATING LANGUAGE p. 1 Gesture. — Cries. — Lips used in the first words at least 7000 years ago. — The vocal organs. — Three barriers of the mouth. — Labial period. — Use of the hand in word -making, and in expressing conceptions of space. — Hand aided by the mouth in forming permanent signs of ideas. — Formative words in grammar all traceable to the hand. — Natural sounds. — Materials at the disposal of the word-maker vary with each age. II. FIRST EFFORTS AT IMITATION OF NATURAL SOUNDS BY THE HUMAN MOUTH EXEMPLIFIED IN THE CHINESE LANGUAGE . p. 9 Natural sounds moulded to suit their use as words.— Part taken by the mind in this manipulation. — Mechanism of the voice. — Visibility of labial letters. — Priority of lip -letters shown by facts of letter changes in China. — Labial period in Chinese anterior to b.c. 2500, the age of the invention of writing.— Six classes of letters already then formed. III. GROUPING OF THE LETTERS . . . . . , p. 1 6 The action of the tongue and lower lip make a fourfold division of consonants. — Sonants and surds. — Melville Bell's division into con- sonants, glides, vowels. — Consonant vowels {u\ y). — Aspirated letters (p, t, h, «).— Inserted letters («, sh, w, y, h). — Back and front vowels. — — xu Rounded vowels. — Primary and wide vowels. — Causes of variation in letters. Change of shape in the adjoining region. — Migration from without inwards, caused by economy of energy. — Muscular rest. — Chang;e of place in muscular activity. — Growth in civilization demands more vocal variety. IV. DEVELOPMENT OF TONES AND OF THE UPPER AND LOWER SERIES OF VOWELS AND CONSONANTS . . . . p. 22 Tones and distinction of surd and sonant entirely in the larynx. — Old middle dialect. — Double pitch with interval of a second.— Time when this interval was adopted. — Inflections of voice. — Three tones in B.C. 800. — New tone first applied to words with vowel finals. — The two old tones had nasal and mute endings respectively. — The new tone replaced lost mutes. — Four tones from 5th to 11th cent.— Intonations took the place of sonant initials and surd finals. — Later evolution of tones. — Earlier evolution of letters. — Both processes slow. — Change began at the lips. — Tones in English, Greek, Latin, how far analogous. SKETCH OF THE CHANGES THROUGH WHICH THE LETTERS OF A CHINESE WORD MAY PASS p. 29 In old Chinese the syllable has commonly a consonant at both ends. — The noise of collision imitated and shaped into a word. — Change of m to 6, to/, to p, to^ aspirated. — Examples of change from m and h to d, g, n, ng. — Noise of collision, of wind, of humming. — Change oi p to t and ch. — Extent of changes in 1000 years. — Direction of change from lips and teeth inward. — Exceptions. — Labial initials mark the oldest words. — Etymplogies to be sought in labials. — Six proofs of change from labials to dental and guttural letters. VI. ORIGIN OF WORDS p. 38 Mouth gestures. — Opening, rounding, closing of lips. — Interjections. — Hand gestures. — All acts might be the basis of words. — Each needed to be distinguished by some mark.— Foot gestures.— Each sound heard Xlll needed some vocal mark. — No words from eye gestures. — Words to see from cutting. — Differentiating element in words. — Demonstratives early needed. — Sound is the nutriment of a new word.— Call of birds. —Natural sound added to name of hand.— Words are made by deriva- tion. — Derivation by letters shifting from lip to tongue and palate. — Separate creation of roots impracticable. — All roots derivatives. — Aspiration as a mode of derivation. — Place of gesture in making words. — New words are the divided parts^ of old words. — Head gestures. — Nodding. — Marks.— Counters used before the invention of writing. VII. PERIODS OF DEVELOPMENT . . . . . . p. 60 Oldest roots dates from the labial age. — Many roots originated in the dental age, that of early civilization. — Guttural age followed. — Not finished at the invention of writing b.c. 2500. — The tone age began b.c. 1800.— The age of the modern language a.d. 1000. VIII. CAUSES OF VARIATION IN WORDS p. 52 Sporadic novelties. — Tendency to imitation. — Emphasis on special sense — Weariness felt in repetition. — Muscles find rest in change. — Attention to certain particulars in objects. — Limitation of sense. — New wants of civilization. — Effect of fashion. — Fancied cacophony. — Obsolete words have laws of their own. — Honorific principles. — Com- pensation. — Phonetic decay resulting from law of least exertion. — One letter in a word changing, affects its neighbour. IX. AGENCY OF THE HAND IN WORD-MAKING, ILLUSTRATED . p. 59 Roots for pointing and the hand.— The hand and the demonstrative pronoun are identical. — How words for right and left, before and behind, above and below, were formed. — Sending out and pushing.— Efficiency of the hand in word-making increased by a staff or cutting instrument. — The hand a measurer. — Rubbing. — Brushing. — The evolution of the substantive verb. — The finals p, t, h, mark commands and assertions. — My n, ng used for unaccentuated narrative. XIV X. NOUNS AND VERBS p. 07 Nouns and verbs not divided at first. — When required to be divided the mind assigned special vocal marks sufficient to distinguish them. — The branching out of verbs into species. — All verbs are nouns, the Chinese verb especially so. — It is a noun with movement in space and time. — Transitive force assigned to verbs subsequently to their occupy- ing a certain position. — No inversions of position in primitive speech. — Causative. — Passive.— Instrumental. — Past tense. — Case particles of nouns. — Early example. *** For evolution of substantive verb with affirmative and negative varieties see pp. 65, 66. XI. ADJECTIVES p. 75 The use of the hand in pairing adjectives. — Adjectives are nouns and verbs modified, — Words for bright derived from an aperture, and the aperture from the hand that makes it. — Words for dark derived from the hand covering objects.— Words for beautiful from softness. — Words denoting space, distinction, all from the hand. — Adjectives denoting colours taken from coloured objects. — Adjectives meaning "real" formed from the substantive verb aflfirming. — All adjectives are nouns. — Comparison of adjectives. XII. THE NUMERALS p. 79 Explanation of ten. — A bundle of objects corresponding in number to the fingers.— Unity is a finger or a counter.— Two is a verb to cut.— Four and eight are verbs to cut also.— Five from cutting or from the hands placed opjyosite.—Six is an addition. — Seven is the left forefinger toucliing and pressing.— Nine is deficiency of one.— Hundred is chief.— Thousand in the leader going 6e/ore.— Myriad is an adjective fuU.— The ordinal is a demonstrative, this. XV XIII. ORIGIN OF THE PRONOUNS p. 83 Demonstratives originate in the act of pointing. — Pointing would be named from the noise of striking. — Difference in demonstratives comes from change in initial letters. — The indefinite and interrogative pro- nouns all formed from the demonstrative. — So with the personal and reflexive pronouns. — The relative grow out of the interrogative. XIV. ADVERBS, PROPOSITIONS AND CONJUNCTIONS . . .p. 89 How is a compound of an interrogative and a noun of shape. — Adverbs of time formed by names of sun and moon. — Adjectives and verbs become adverbs b}^ position. — Prepositions are verbs modified.— Conjunctions are verbs^ or pronouns, or the hand. XY. THE SENTENCE ' . , , . . . . . p. 90 No inversions at first. — The order of words is that of time. — Species precede genus. — Adjectives precede substantives. — Passage from the book of history. — Order in predicative sentences. — Subordinate clauses precede conclusive clauses. — Transitive verb precedes its object. XVI. LANGUAGE IS CHIEFLY THE WORK OF THE MIND . . p. 93 The gift of the mind to man. — Reason before language. — Certain mental faculties are possessed by animals. — The creation of a moral vocabulary shows the superiority of man. ERRATA. Page 7, line 3 from bottom read " adverbs of time." „ 23 ,, 10 from bottom after "vowel" insert the words : " The Chinese in tables of old sounds set down the vowels as sonants and surds ; hence the difference was one of pitch, and so we learn that in the Tang," &c. „ 27 „ 10, recK^ "^-i with the even tone meant." EVOLUTION OF THE CHINESE LANGUAGE ON THE OFFICE OF THE MOUTH AND HAND IN ORIGINATING LANGUAGE. A language like the Chinese would be formed in a community sufficiently large to allow of new words obtaining currency. Such a community would before being possessed of language make use , of gestures and a certain success would be attained in the commu- nication of thought in this way. To gestures would be added cries indicative of certain feelings. The mouth therefore would very early acquire importance even before the full complement of the vowels and consonants were in use. At first the language would consist of a few cries and the gestures of the head, the lips, the hands and the feet. But soon the mind acting on the vocal organs became conscious of new power. It perceived that words, or vocal signs of ideas could be used to express thoughts and emotions. This led to the creation of letters as the materials of which words are made. Beginning with the use of those formed by the lips, man went forward employing others without too long delays^ till from the lips to the glottis all the necessary sounds were formed. — 2 — Those cries which were a part of the apparatus of tlie primeval language of gesture, became the foundation of the language of let- ters, words and sentences, and since from gesture to word there would necessarily be a gradation from the less perfect to the more perfect, the creation of letters could not but begin with the lips which were ah*eady in full use in the gestures by which the first men attempted to converse with each other. The union of gesture with labial letters may be illustrated in the following manner. God endowed man with an intellectual and spiritual nature. The mind thus originated grappled at first with the difficulties of gesture language in the attempt to form a medium of communication. Man w^as then constantly rising in the intellec- tual scale and gestures would be improved by vocal sounds which would become daily more distinct and gradually assume the shape of intelligible words. The opening and closing of the lips without voice was insufficient. The mind supplemented these movements by vocal utterance. There would be, let us say, the a in father. It was difl'erentiated by the labial check or quick closing of the lips. If the nose passage was open, this gave the sound m. If closed, it gave b. Thus the work of creating letters began with the closing of the lips which was quite a familiar feature in the gesture language already existing. The union of voice with the closing and opening of the lips was the commencement of audible language. It was when this took place for the first time to symbolize an idea that the first human word was spoken. We naturally feel a curiosity to know through how long a time language has been in existence. Roughly we may say that the time when language commenced would be after the glacial period when the first traces of fossil man are found. Here I may be permitted to refer to the conclusion of Sir J. W. Dawson in his Points of Contact (1) between Revelation and Natural Science. H2 estimates th3 end of the glacial period by the rate of erosion of the Niagara River which is now seven miles from Lake Ontario. The Falls of Niagara carry away threo feet of rock of the glacial period each year, as known by the Geodetic Surveys of the State of New York. This is th9 rate at which the Falls recede from the shores of Lake Ontario and with this as a basis Sir W. Dawson estimates the first appearance of man on the earth as having taken place about seven thousand years ago in the temperate zone. Chinese may be assumed to have gone through something near a career of this length and less would not suffice probably for the re- quirements of so complex a development as that of this language. It would be of no advantage to view Chinese as a derived lan- guage, for the mother tongue from which it could be descended is unknown. A better course is to derive it as we best may from na- ture, to place ourselves in front of the circumstances of the early world and attempt to realize the position of the first men from the point of view supplied by the existing Chinese language with its roots and its grammar. The aim of this essay is to carry out this idea in the hmited are a of this one language, ignoring for the time the question of its relationship with other modes of speech. Let us imagine a gutta percha tube made to represent the air and voice passage of the human mouth. There is a great bend at the throat. The perpendicular part of the tube commences in the lungs. The voice originates there or rather it will be enough to say in the larynx through which the air arrives at the mouth. The muscular contractions round the larynx expel the air in successive (!) London 18S6. Sir J. W. Dawson is President of Ihe British Association for the advancement of Science for 18S7— 8. puffs. The puffs of sound pass through the glottis on their way and may be viewed as high or low, loud or weak, even or inflec- ted, according to the swiftness, slowness and variability of the vi- brations which produce the puffs of air. If we breathe into our tube slowly weak sounds are produced. If we breathe quickly and with force loud sounds are produced. Rapid vibrations make a high and shrill sound. Vibrations few in number make a low and gentle sound. Variability in the pulsations makes inflections in sound. Here is our basis for the Chinese tones and the upper and lower series of sounds. All this takes place within the larynx before the vocal air has passed the triangular door called the glottis and turned the corner on its way to the mouth and nose. In the mouth there are three barriers through which the air has to pass and our gutta percha tube represents them. There is also a tongue which swells and contracts, advances and retreats with marvellous flexibility. At the hindmost barrier, k, g and ng are formed by the back of the tongue and the soft palate. The tongue moves upward towards the palate and contracts the sound pas- sage in various degrees. The front of the tongue is here active. At the teeth the front and tip of the tongue are both employed in forming letters. The process of letter making terminates at the lips, where the remaining sounds are made. But the sounds mentioned last were really the first, on ac- count of the active concern of the human face in the original ges- ture language which afterwards became improved into language proper. Because of the use of the lips in significant gesture the first sounds were necessarily labials. The other end of our tube should, to be more complete, have attached to it a face and the mouth should be as flexible and capable of contraction and as apt in rounding the aperture as the lips of the human subject. It would then appear very natural that the first sounds used in au- dible language should he only those which are produced there. The making of letters once begun at the outer end of the voice tube, the manufacture of vowels and consonants would proceed in an orderly manner from without inwards. This is what has taken place in the Chinese language. There has been a labial period, a tooth period and a guttural period and these have been followed by a period of tones, representing the stage in which at presnt we meet the Chinese language in its still unfinished development. It has grown up from its root in the highest antiquity appearing first in northern and western China till, extending east and south and gi- ving birth to many branches, it has like a vast tree spread its shade over all the eighteen provinces of the empire, and become the speech of three hundred millions of people. In the primeval gesture language the hand would be most energetically engaged, being indispensable in obtaining food and for self defence as well as innumerable other duties and actions. The mouth requires the tongue, palate, teeth, and lips for the purposes of nutrition. Let us assume that their application as an apparatus for speech was later than their use innutrition. Let us also assume that the use of the nose tube for ordinary respiration was an- terior to its use in forming the letters m, n and ng. The mouth and nose being constantly occupied with their duties as the sus- tainers of human life, would take part also in gestures for com- municating thought. The hands would be kept in ceaseless activi- ty as the ministers of the mind during all this period. In the con- struction of simple implements, in all the daily activities of man, in the attempt to communicate ideas, perpetual use would be made of this member. The activity of the hand has been in the formation of words of the most far-reaching character. What the mouth has done in making letters, the hand has done in making words. As the teeth, tongue, palate , and lips were first occupied in the processes of nutrition, and afterwards in forming vowels and conso- nants for use in speech, so the hands first took part in the hundred manual acts necessary for the daily life of man, and then assisted in forming words and rendering them suitable to take their place in the vocabulary and grammar of language. The outer world presents to the mind the beautiful and mul- titudinous objects of sense all in an orderly arrangement. The mind takes note of the limiting lines of space and time according to which every thing heavenly or earthly is disposed. The categories of the physical universe become those of the mind. The laws of language harmonize with them and are based upon them. Space and time have seemed to some philosophers to be only in the mind. But in reality space and time are in the universe and the mind sees things as they are in space and in time, and proceeds to build up the categories of logic and grammar in accordance with the observed disposition of things in the cosmos. The mind only arrived at the realization of the ideas of gram- mar and logic by the help of the hand faithfully and constantly af- forded during the period when language was beginning its career. Soon words would b?, mads, and the hand would receive its name from the sound produced by its action imitated. It was then ne- cessary to arrange the objects of thought in tho memory as right and left, as before and behind, as above and below. All this was done by pointing with the hand in the first instance. At first the hand and the act of pointing would have a name common to them both. This name was applied to the categories of space as above, below, or otherwise. Either the name of the hand was applied to each location in succession and a new word made with a modifica- tion in sound to mark the idea, or some other word under the mind's permission crept in to discharge this duty. The suhstan- tive verb and the category of «is» and «is not», of «is right» and «is not right» would also originate in connection with the act of poin- ting with the hand. The name to be given whether affirmative or , negative would as I suppose for want of another be the name of the hand as it was pronounced at the time. A modifying variation in sound would be added. That such a variation was made we have proof in such words as ^ skeu ((receiver in the rising in- tonation, but heard in the even tone in the sense «give». Af- terwards B. C. 300 the even tone was changed for the departing tone. So it was with ijj hau «good)) and «to love)), § mai «to buy» and «to sell». The wordmaker wanted the words «to love)) and «to sell)), and he formed them out of «good)) and «buy)) by ad- ding an intonation existing in his environment. This took place in the tone age and in a similar way words in the guttural age would change one of their letters for a guttural. Thus when the language was in its early stages the name of the hand might be used for any act of the hand if only some convenient modification were in- troduced into the sound sufficing make it into a word which would be accepted by the nation. In this way the hand might be the agent in a hundred instances in bestowing names upon actions. We need not be surprised if wo shoud find that on account of the great length of lime during which the language has lasted all or nearly all the auxiliary words of Chinese grammar, the causa- tive, the passive auxiliaries, the demonstratives, the connectives of possession, the case particles, the prepositions, the adverb'j E^itc'off--*-*-'^^ and place and many more are more or less nearly related to the hand. This idea that the name of the hand gave names to actions should not be pushed so far as to exclude sporadic roots arising — 8 — adventitiously in certain circumstances from the imitation of natural sounds and through the use of metaphor, but it seems to be a good working hypothesis that in a very large number of cases the hand was the source of the name and that most roots are derivatives from the name of the hand. The main reason for this hypothesis is that there is no way of accounting for roots so well. The action of the hand produced some sound of collision, or reverberation which made a name for the hand possible. But when this had been established in use it was easier to form the name of other actions by derivation from this established name than to make an entirely new name. This grea- ter ease of formation would give an advantage to such a derivative over other possible roots formed by imitating de novo some natural sound. Whenever the hand proved insufficient as a base on which to build up new words, the natural sounds attendant on so many actions would supply the deficiency. The historical instance above given of words newly formed with the help of a tone, attached to some old word, is important as showing, by what has taken place in the period when a new intona- tion was growing into prevalence, the effect of a new environment. The word maker adopts what the new environment affords. So by analogy before the time of historical records there would be a period when guttural letters became a fashion. Palatal letters, sibilants, tooth letters, nasals each had a time of popularity, and at any par- ticular epoch when new words had to be made and discriminated by a sound, that particular initial or final which was then popular would naturally take its place in the new word. Further the popularity of certain letters must have occurred in a certain suc- cession. Onlv one or two letters can be new favourites at one and — 9 — the same time. Tones have come'into use in a fixed succession as is known. So it has been with letters. There could not have been at any one lime more than a certain limited strain on the language- making faculties. This renders it inevitable that as there was a labial age at first with p^ 6, m and the vowels a, o, i^ so the other letters whether vowels or consonants must have been developed in a succession which careful investigation may bring to light. Lan- guage like a tree springs from a simple beginning and its stem and branches take a long time to grow before flowers and fruit appear. II, FIRST EFFORTS AT IMITATION OF NATURAL SOUNDS BY THE HUMAN MOUTH EXEMPLIFIED IN THE CHINESE LANGUAGE. Any natural sound produced by human action or heard by the human ear might form materials for the first words. But the sounds heard are usually too rough and too undefined to become current words such as would be symbols of clear ideas. For instance the crack of a hammer or club not coming from a tube is a more or less confused noise unsuitable for easy imitation by the voice. It needs to be hewn, and polished like a stone fresh from the quarry, before it can enter the temple of human language. This process of special manipulation and preparation to which sounds are subjected to fit them to become words, is, under the direction of the thinking faculty in man, the work of the vocal organs. The sound receives its meaning from the human imagination and its place in the vocabulary and in grammar is assigned it by the logical faculty. The special form it takes is given to it by the tongue, teeth, lips, nose and other organs. The voice produces tlie first rough representative of the natural sound. It is in the larynx — 10 — above the wind pipe that the initial operations connected with the sounds of language are conducted. The air comes from the lungs pushed on by the muscular action of that region. The vocal cords which bound the glottis at the top of the windpipe are set vibrating, and the vibrations make the voice. The voice takes its particular form in the mouth and nose. It there becomes speech, its elements being vowels and consonants and its complete shape the word as it appears in language. The first wordmakers began with labial letters because these are more open to observation by the eye than the others. When 2?, 6, m are pronounced, the action of the lips is seen. Throat letters like k and g would naturally come into current use after labials, because the action of the back of the tongue in closing the sound passage is not visible. By similar reasoning it may be expected that letters formed by the front and tip of the tongue would come into use later than the labials and earlier than the throat letters. Father in old Chinese is ba and mother ma (1). The interest felt by parents in teaching their children many things would powerfully aid in deve- loping primitive language. To some extent the sounds first learned by children may be taken to be an index to the sounds first used by man in primitive language, the first rude forms of speech. The priority of labial letters over other consonants is rendered probable by the facts of letter change in China. As a rule the order observable in the changes of letters whether initial or final is from lips to throat or from lips to teeth or from teeth to throat, but not from teeth and throat to the lips. Thus,*p produces /"or h, but f and h do not change to p (2). There are exceptions, but this is the general rule. (U We -obtain Ihese sounds from the rhymes of (he Book of Odes when judged of by the help of llie transcriplion of Sanscrit words at Loyang A. D. G7 and in Iho II ud Century. (2j For other examples see my Stndy of the Chinese Characters pp. t8i to 211. — 11 — In the natural order of linguistic development we see in the Grst tsages of language much of gesture, of which the action of the lips is a part. Afterwards gesture ceases when language by attaining greater variety and complexity in its sounds also becomes more efficient. Men then abandon gesture in order not to spend more energy than the occasion requires. This first period when lip let- ters were much in use and other letters of rare occurrence and when there was the incessant employment of various gestures caused by the action of the hands, face and other parts of the body, may be called from the preponderance of labial letters at that time the labial period. Evidence of the continuous decline of the labials in language may be found in Chinese. Thus in modern dictionaries the initial letters m, p^ /* occupy a space only half of that occupied by h and k and n(jj and not much more than one fourth of the space occupied by words commencing with t, s, n, j, ch. Since the front and point of the tongue are both engaged in forming the initials ^, 5, n, j, ch, we may divide the words in this case into two great groups. Each of them has nearly twice as many words as the labial initials. So in the use of the finals kj t, p which had existed in the language till the seventh century, there were then as the Dictionary Kway^g-ytin shows, twice as many words with final t as with final p, and three times as many with final k as with final p. Wcrds with final 7n were as 32, while n and ncj were as 84 and 80 respectively, that is to say words with final ni were scarely one third as many as words with n or nrj. Thus 1200 years ago the lip letters^, b, ?», had lost a great part of their share in the Chinese vocabulary and since that time they have lost much more. Hence it may be concluded that there has been an immense migration of letters which has destroyed the predominance of labials existing in the first period — 12 — of the Chinese language and that it was by change of ^ to ^ and k and of w to n andw.^ that the tongue and throat letters have ob- tained their present great prevalence in the vocabulary. Roots at thai early time would be chiefly labial, and when dental, lingual and guttural roots appeared, it was probably more often by letter change than new creation. The age of labials was also the age of gesture and it is in the light of necessity that this question of the priority of labial letters must be regarded. The sight of opening and closing lips is in the first stage of language an aid to intelligi- bility. The speaker must see in order both to understand and to imitate. The labials are the easiest letters to pronounce. The time during which there was the greatest predominance of p^ 6, m in Chinese roots , was before the formation of the charac- ters, assigned by tradition to about B. C. 2500. For in the phonetic characters the six final consonants p, f, A;, m^ n, ng are neither of them wanting. Examining the phonetic characters we find that as a rule final jp, occurring in any phonetic, belongs to all words written with the same phonetic. It follows then that final;) was certainly in the pronunciation of the inventors of the character. The same is true of the other five final consonants found in Chinese words. We are thus made to some extent aware of the wide range in time over whih changes in the Chinese language extend. It is still a living language spoken by more individuals than any other langua- ge in the world, and it is after more than four thousand years still passing through letter changes under the eyes of the student. It is possible by means of the phonetic element in the structure of the language to trace laws of change up to B. C. 2500 and then farther back by the careful comparison of the words in their relation to each other. — 13 — / Since the Chinese language was already a medium in which eighteen hundred (1) years before Mencius there were written records to preserse the data of astronomy, the facts of history, and the interpretations of the diviner, we may expect that the letters were at that time fairly well developed. 1. There would be the nasals m, w, ng. These would have the priority because the nose tube is usually open for respira- tion and it remains open while these letters are pronounced. The letters 6, ^, and d agree with these letters in regard to closing the mouth barriers but differ in requiring the nose channel to be shut. There is therefore more difficulty in pronouncing 6, g and d, and this would naturally give to m, n^ and ng the first place. 2. Coming to b, d and g with p^ t, k, the voiced and unvoiced checks which belong to the three mouth barriers we ask which are the older. There is a reason for regarding b, d. g as the older. In the modern language j), i, k, have been evolved fron them. This happened when b d and g were abandoned by the mandarin dialect. It is probable that it was by a like process at some ancient date that the old^, t and k took the place of 6, d and g. We cannot tell when this was because the rhymes of poetry do not help us here. Another reason for assigning priority to 6, rf, g is that they are more audible and in primitive times this advantage would be of no little value. Also Manchu and Mongol have b, d^ g and not^, t, k. 3. The analogy of Manchu and Mongol would lead to the supposition that the aspirated p, t^ k, were early introduced among Chinee current sounds. They were found useful for marking special meanings, for emphasis and for insuring great distinctness. In Sanscrit they exist, but as compared with the pure p, t^ k, the (1) Mencius /'last chapter) makes Yau to have lived about 1850 years before his time i. e. B. C. 2150. Mencius died 13 C 589, — 14^ words in which they occur are only as two or three in a hundred. Apirated consonants in fact occur in high and windy Jatitudes where conversation is loud and needs to be very distinct in order to b3 well understood. In Chinese tliey occur as a device ralhsr to multiply syllables in a monosyllabic language. Where the variety attained by the polysyllable is wanting the monosyllabic stem must be stretched and strained in every possible way in order to find forms tosymboliz3 the ever increasing number of new terms. In the oldest Chinese records words read with the unaspirated ^, t^ k are to th: as pirated as three to one in the very old Yau-tien, and as two to one in the sixty four names of the combinations in the Yi-ching, the much revered diviner's Manual and first among the classics. 4. There would probably also be in existence B. C. 25D0 5, f, shj zh, the mixed consonants of Mr. Melville Bell's system called so because the front and point of the tongue ere in use at the same lime to form these letters. The letter s being very audible and distinct would come early into currency. The reason why it has so clear a sound is that the point of the tongue approaches the upper gum, and the front of the tongue nearly touches the palatal arch. It appears in Chinese not seldom as a modification of if. So 5/i, in which the tongue has much the same configuration except that the tongue's point is farther from the gum and the front of the tongue only approaches the outer rim of the palatal arch, is also along with the compound ch, a modification of t. Thus li^ sim heart is tiw in Cochin Chinese, because that is a very old dialect of the Chinese language and preserves many ancient sounds. In Chinese evolution the letters s and sh both proceed from t. In B. C. 2500 consequently fewer words would begin with s and sh than at present. — 15 — 5. In regard to iv and y with their aspirates hiu, hy they are probably htlers of an origin later than the primitive age. Y is chiefly a substiluie for d, t or mj which once existed in its place. W is a subsliLutc for m or ng. They need not then be primitive. Y and W are in close relation to 2 and ur In the letter y we have voice wilh the front of the tongue contracting the passage between it and the roof of the mout'i. 1 has the same configuration but the channel is less contracted and shorter. The aspirate precedes the configuration of y for hy. In iv the lower lip and back of the tongue contract the oral passage at the same lime that the voice passes. In hw the aspirate precedes. The letters /*, v, I, r are not likely to have had a very early origin. F and v are formed by the lower hp touching the upper teeth in the middle of the oral passage. To add voice is to change /"to V. If the point of the tongue be turned inward and the lower surface of the same organ come close to the front wall of the palate, a rush of voice passing at the same moment makes /. These three letters are in Chinese substitutes for j}, h and d and are not to be supposed to be primitive. The Chinese r is heard when the tip of the tongue is turned back and the under surface of the same organ is brought to the front w^all of the palate. It is a modern substitute for ni. A glide wilh voice precedes r and no vowel follows it, so that it is properly written er. When a vowel follows er becomes zh. The Pekinese do not as a rule curl the end of the tongue when pronouncing it and the sound is then simply the ninth glide in Mr. Melville Bell's arrangement. 6. The vowels «, i, o would naturally be the oldest of all vowels. There is a wider opening of tlie mouth for a than for the other two. The letter a then would be aided in obtaining currency by its superior visibility. So o would be aided by its roundness — 16—. and i by the narrowness of the aperture. These primitive vowels were followed by ^z, w which are less visible J from without and would be later. There are other Chinese vowels found in _H taii, "T* ^^^^' JS ^^'<^^^5 '^ ^^^1 '^ c^^^- AH these vowels may have been formed from a by tendency to variation. The modern Chinese represents the ancient a. The i of old Chinese as formed by the convex front of the tongue advancing to very near the palatal arch is after 5, sh^ ch^ in modern Chinese exchanged for a peculiar vowel 'i formed by narrowing the orifice between the tongue and palate. The older o and ii have both become u. So it is with other vowels. The old have changed into the new. The lesson taught by studying the ancient sounds and the dialects is that the farther we go back the nearer we approach to unity. As the consonants are reduced to labials in the first instance, so the vowels are redu- ced to a which would be the first to obtain currency because it is most observable by the eye. III. GROUPING OF THE LETTERS. The tongue of any one speaking is from time to time moved upward to contract or shut the sound passage. The lower lip moves upward also. This makes a fourfold division, that is to say we have gutturals, palatals, dentals and labials. The upper lip and teeth with the palate are at rest. The lower lip, and teeth with the lip, front and ])ack of the tongue are always kept moving. The air coming from the lungs may be a breathing or a voice. In either case there is the formation of a letter in Chinese. The breathing is h which may be high or low, the high breathing being caused by increased quickness in vibration in the sound passage at the back — 17 — of the tongue. With voice the letters formed may he b, d, g^ z, zh, m etc. The vowels are also in two series. The upper and lower «, '/, wh3n initial are all distinguished in old native dictionaries. The upward movement of the tongue at its three points of de- parture, the hack, front, or point, may contract, divide, or close up the sound passage and may contract it more or less. To close the passage at hank, teeth or lips, is to make A-, ^, p. To divide it in the middle at the upper gum is to make /. To contract the sound passage in a very slight degree is to produce vowels. If we make the passage very small, we pronounce consonants. In a midway position we have Avbat Mr. Bell calls glides. There are in all thirty six vowels, twelve glides and about eighty consonants. Among these the lip letters, nasals and throat letters are included with those formed by thetongue. Less than half of these are in use among the Chinese. The waves of vocal air on arriving at the soft palate either pass along the nose tube, or the mouth tube, or both. In the nose tube there are no modifications of the sound at least in Chinese ( i). In the mouth channel the modifications are those of a flexible tube liable to contraction and expansion at every point of the journey to the lips. The soft palate marks the division into nasals and non-nasals. Among the vowels W and Y become consonants when they begin a word. But this is not all. They are employed when preceded by A", h, 5, 6'/i, j9, /, M, n. I to form compound initials. Thus we have formed with w such syllables as Javan. kivei^ hivmi, hwei. shiocn^ chiven, Iwan, Iwan. Among these the last /o«/i is rather an instance of a true diphthong, the sound of o being distinct. Wq have with y such syllables as chiuen^ Imue?i^ sie^ i:ye, iye^ mye, nye, lye. In ^, 1^ ^''^^^^ "year", yien "eye" w^e have a clearly sounded i i\] There are howevpr nasals in Ainoy. — 18 — followed by c. But most of such syllables have y and this letter and 10 may be viewed as consonants just as we have 5 and sh helping to make up the compound consonants /.s- and Uh. The reason that u and i only among the vowels can become consonants is that they contract the sound passage more than olher vowels. The aspirate precedes w^ ?/, and s with the vowels. It fol- lows k. t^ and p, wliich close the passage. We should write "^ iLwei and not liul because tho w is here a consonant. So we should spell _^, ^ hsyiien "dark", 'chyuen "the whole", if we would be consistent and exact, because y is here a consonant. In hs the process is as follows ; the breath tliat forms the aspirate ha- ving escaped finds the sound tul)e contracted into the narrow shape required to produce the sound s. This contraction bei^ins at the middle of the roof of the mouth and continues to the rim of the pa- late. A shrill sibilation passes along on the right and le;t of the tongue the middle of which is raised longiludiiially so as to be higher than the sides. The compound initial hs before the vowels ?, u has come out of ///, Idi^ si^ sii^ sounds \vhich formerly existed, and which still exist in Nanking Mandarin. It is the narrowness of the tube caused by the configuration of the vowel i and conso- nant y and of the letter s that causes this peculiar sound. The configuration of s remains but more breath passes. The aspirated A", ^ p^ are simply the union of two letters in each case. The ob- ject of this is to increase the resources of a limited syllabary. Kai "ought" is distinguished in this way from /chai " to open. " The sibilants s and ah are the most suitable letters to make compounds with t. These compounds originated in a simple t. There was an insertion of 5 and sh at different periods to make more variety in the syllabary. The monosyllabism of the language forces the two consonants into the closest proximity. They coa- lesce so accurately that they become undivided to the ear. This is specially true of t and sh which become ch. The closeness of the union brings the upper and lower teeth together. In old Chinese there was no general change of k to ch. But this phenomenon has now appeared in north and west China. When k precedes i or u it becomes ch. That is to say the tongue closes the voice passage not at the back but in front. It does so because the vowels which follow require the front of the tongue to be drawn up and there will consequently be a saving of exertion by omitting the check at the back. Among all the Chinese letters, h, ic\ y, 5, and sh are the only consonants that follow an initial. The insertion of / and r is com- mon in other languages. Not so in Chinese. The h inserted as an aspirate appears to have been needed to intensify a shade of mea- ning. W and tj have been inserted from an endogenous tendency to widen the pith of the word stem. Thus chiang '' a river" ;^X comes from kong. Shwang "a pair" comes from shong. Fur- ther the letters s and sh are both insertions and have no connection with the root. The initial t which they follow is radical and so is the final which they precede. The cause of these insertions was that more syllables came to be needed. Vowels may be grouped as belonging to the back or front of the tongue. A, 0, u and short a (um sun] are back vowels and are in old Chinese fond of /t(l) as a final. The vowels z, c ( in mcn)^ u, 6 are front vowels and are fond in old Chinese of^ or ^ as a final. If the a in ^J shan " mountain " and ]^ shang " merchant" be compared they will be found to differ. The a of shang has a larger (I) As in Shanghai where vowels pronounced chiefly with the back of the tongue prefer final k. Those which require the aid of the lips and teeth have there no linal consonant. 20 oral cavity and prefers ng while the less expanded a of [_[j shan prefers the nasal n. If we divide the vowels into groups according to their natural relationship we may obtain light on the old conso- nant finals. Thus in Peking the diphthong iau M^ hiau " learn " is an index to the lost final k. This diphthong does not occur in words whose final was t or p. The vowels may be divided into rounded and not rounded. The rounded are a, u [in sun, run), i, a (in man). The round- ing takes place all along the voice cavity, and becomes visible at the lips. Mr. Melville Bell also divides vowels into primary and wide. The vowels in ^ i, '^ she, ^ fen, are primary. The vowels in fi^ t^a, [Jj slum, ^ hsin, are examples of wide vowels. The vowels in ^, ^ iu, to are primary while u in |^ tung is wide. Wide quality is occasioned by the expansion of the pharynx and the drawing back of the soft palate. In Shanghai the wide vowels be- long to the short tone in most instances. The causes of variation in letters may be noticed quite plainly in some cases. Wlien it is said that back vowels such as a, a, u and some others are fond of k, it means that the muscular contrac- tion producing k affects the size of the oral cavity. When final p changes to final /.; the tongue moves down by sympathy, widens the cavity and produces some one of the back vowels. So also a change from final p to final t would tend to produce high vowels by the rising of the tongue when it forms t. Afterwards when p, t, and /r, were all dropped, the tongue not requiring to make the checks t and k, would naturally sink and there would appear a predominance of a, o, and u. It would then be easy for w and y to slip in just after the initial. Thus kak would become chiaii, or kau. — 21 — A variation in vowels would be produced by the change of final mion and to ng. The letter n requires the tongue tip to move up. This would cause the preceding vowel to narrow its cavity. The letter ng replacing m would occasion an expansion of the vowel ca- vity and open the way in consequence for new vowels and diph- thongs having their location in the neighbourhood of the soft palate. The reason why we have pen " root" for the old pu7i is that e [io in natmi) is a back vowel like u ( oom good J. The cause of the migration of letters from without inwards is economy of energy or change of muscular action. The change from g and k to A, as in gau or kau 'Hhick " to heu^ saves the pressure of the tongue against the soft palate. The change of 6, d and g^ to p^ tf k saves the puff of voice which sonant letters require. These little economies are not however allowed by the presiding mind until there is a guarantee tliat the intelligibility of speech will not be diminished. There are compensations also in many ways. The new language for instance often uses two words where one would suffice. In the old language the orthoepy was distinct and the style laconic. In modern speech words are often clipped and incomplete, but there is more expansiveness of phrase to balance this loss. The cause of variability is economy of energy, or rest from muscular contraction in one spot, or the effort of the mind to in- crease the powers of the syllabary and then make new words. Advance in industry and civilization demanded new words, and this is the way in which the demand was met. Another distinct cause of change in some consonants is the narrowing of the oral cavity when the vowels i. ii are pronounced. The effect of this narrowing is that ts and k both become ch. The raising of the front of the tongue towards the front of the palatal arch to make i and ii is anticipated and sh is the result. In other words — 22 — 5^ is akin to i and ii and becomes inserted before them and after the initial k or i. Tsing "quiet" and king'^' to honour" both become citing. S after t becomes sh in these circumstances. The vocal variations employed by the human will to modify mo- nosyllabic words may be stated as aspirating, nasalizing, sibilization, lingualization, insertion of vowels and of /and r after an initial, prefix of A- before p, t, or k, insertion of 5 after ^, t, k, lengthening and shortening vowels. In Chinese t changes to s and takes s after it, but it is not so with p and k. Yet k changes to tsh. While Spanish and Japanese change /"to h, Chinese prefers to change /*; to h. Chinese never inserts r or / after an initial check. IV DEV3L0PMENT OF TONES AND OF THE UPPER AND LOWER SERIES OF VOWELS AND CONSONANTS. The voice is originated at the top of the wind pipe by the passage of air through the glottis causing the vocal cords to vibrate. The vi- bration is communicated by the air as it passes out of the glottis through the mouth and nostrils as a sound differing in quality in individuals. The vocal cords have great variety of length and ten- sion. They are narrow bands two in number which are about one third shorter in women than in men. The tones and piich in the human voice are regulated by the muscular action brought to bear on these cords and on the air which passes between them. The pronunciation of Chinese is marked by a double pitch and by simple or compound inflexions of tone. All features of this kind constituting tone and pitch, with loudness and quality of the voice are imparted to the vocal breath, while still in the larynx. Thus every word in fact receives its upward or downward inflexion or its mo- — 23 — notone effect before it comes under the shaping influence which ori- ginates vowels and consonants. But on account of the brief time ta- ken up by the pas^ago of the air and the action of tlie nerves and muscles on the various organs employed in speech, this priority in utterance of tone as compared with vowels and consonants is not parceived by the ear of the listener. We have in China the upper and lower series of letters and tones in the old middle dialect, and of tones only in Fukien and Canton. These are separated by an interval of a second in city dialects and by a wider interval in country places where enunciation is more em- phaiic. This means not a widening and contracting of the sound chan- nel, for pitch and tone have nothing to do with this. It means sim- ply a difference in the rapidity and slowness of the vibrations in the vocal cords and in the air wljich passes through them. This double pitch sometimes becomes triple when a parlicular intonation is set very low whather as monotone or infloction. The question when the upper and lower series commenced is his- torically very much the same with the question when thedistiiiclion between voiced and unvoired consonants or sonants and surds began. It is necessjry to bear in mind that the difference^ between voiced and unvoiced does not affect the quality of a vowel. In the Tang dynasty the difference in pitch which we now find uniformly maintained from Shanghai to Canton must have certainly existed, and we may assume that it existed long before that time, the mandarin pronunciation in Avhicli the sonants have disappeared being then entirely unknown. The surds present all the appearance of having been intruders. For example '^hlruj in the old Geography [Jjy'^^^ Shan-hai-ldruj and some other early authorities is pronounced (jing or (jiang, The word 1^ chieh, kiai, "street" is but the changed form of |^ cliU, gil, "highway." The evolution here taking place is that of ^^ to k. 24 The word ^ ycing, clom '-light" is the original from which M c'hang^ fam^ is derived. For very many surd initials a correspond- ing sonant is easily found. The sonant has been the mother form from which the surd has been evolved. We see this in mandarin where what were once sonants are all now surds. Hence the so- nants being primitive and the surds derived we may conclude there was in the primitive state of the language no difference of pitch in pronouncing the initial consonants. When the surds were evolved the douhle pitch would be originated at the same time in order to give them more distinctness. The tones include rising and falling inflections and monotones. In the fifth century after Christ there were but four. They were called from their quality even, rising, departing, entering. This was several centuries before mandarin was in existence. In choosing names for the four tones the makers of the first tables of sounds se- lected the words even, rising, departing and entering because these words exemplified the tones of which they were the names. The even tone was a monotone without inflection. The rising tone was a rising inflection. The departing tone would have been called the "TC hia shenxj or the t^ lok sheruj in the sense ^'falling", but this would not have been fitting because hia was in the rising tone and lok in the entering tone. The tone called J?« shemj by the makers of the early sound tables was heard as it is at present in south China with the catch of which Mr. Melville Bell speaks as a de- pression of the epiglottis such as any one may observe when in the act of swallowing. This is precisely what the Chinese use as the entering or short tone, when k, t^ p, are not pronounced as at Shanghai where j9 and i as finals are no longer heard. The epiglot- tis closes the glottis and this is indicated by final h in the dictiona- ries of Morrison, Medhurst, and Williams. — 25 — In tlie Odes of B. C. 800 there are three tones, but in the poetry of the Han dynasty there are four. Thus we learn that tone;? are of gradual introduction. Language began without them. In the Chinese development of language it was the nasals, sonants, and vowels that were most important. At first tones were not needed, they came in when final letters b3gan to be dropped. This we learn from the fact that it was only in words with vowel endings that the rising tone was at first used. All the words ending in m. 71, 7i(j, were then heard in the even tone and this state of things continued down to the time of the poet Cli'ii-yuen, about B. C, 300. If we consult Twan-vil-ts'ai's tables we find that ^ s^ew ''otd age", ^ tueu "approach", were with |§] do "way, doctrine", heard in the rising tone. But it gony "together", ^ 50?zf/ "to escort", were in the even tone. Before the Odes were written, if we judge by the evidence befort us, no single word ending with ng, n or m, had left the even tone. The same is true down lo the time when the departing tone with vowel finals first appeared. In the Han poetry departing tone words with vowel finals began eurly to rhyme with each other. The Tai-yuen-ldng of Yang-hiufang shews this and also the collection in six volumes of Ilan and Wei poetry published in the IT^^i century by Mei-ling- tsu. In the same work words now in the rising and departing lone with consonant finalsareall found rhyming with words in the rising and even tone respectively. Should the curious inquirer examine these volumes, he will find |y^ shi, ^ lum the departing tone and ^, ^^ fan, hwati, in the even tone. From this fact we learn that just as in the previous age when the rising tone was forming the vowel finals moved first to be followed subsequently in the Han dynasty by the consonants, so it was with the departing tone. First in the Han dynasty the vowel finals moved and after the age Y'^ OF THB f^ UNIVERSITY — ^6 — of the Three kingdoms, A. D. 300, the consonant finals followed. Thus it was that in the 5'^ century when the discovery of the tones was made, the number was stated to he four. The poetry of the Three kingdoms enables us to decide that the deporting tone, Sir Th. Wade's -i^^Mone, was not completed till the 4''* century. The four tones remained undisturbed from the fifth century till about the 11 ^'i when the even tone on account of the change from sonant to surd which then took place was divided into two parts, the l^t aad 2"^! tones of Sir Th. Wade. Intonation began to play the part which had hitherto been played by surd and- sonant. China became weary of sonants and abandoned them for ever. Aspirates and surds took their place and they were pronounced in a new tone. The addi tonal muscular force which makes voice was exchanged for that which produced an intonation. A little later the entering tone lost its finals k, t, and p. They do not appear in the Baschpa transcription made in Marco Polo's time. The cause was that the muscular force required to close the mouth barriers was felt to be too great an exertion. The brigade of words which b?langed to this tone became scattered, some joining one of the new tones and some another. This was a relief to the lone-forming muscles in the walls of the larynx which objected to the extra work caused by the bisection of the even toae. The successive origination of the tones is historically proved. Their growth can be measured by centuries; they have taken the place of the alphabet as aids to the mind in forming words, and they may be compared to new forests of timber growing over coal beds whose vegetation was quite of another sort and tells of a very dif- ferent climate from that which nourishes the forests of to-day. Since it is indubitable that the tones are evolved one from another in the later development of the language it is to be expected — 27 — that the various groups of letters in the earher age before the inven- tion of writing would also be evolved one out of the other. There is in language a development resembling the gradual and uniform change claimed for the rocks of the earth by the best geologists. Lip letters slowly became tooth letters and sibilants and gutturals till the alphabet was complete. The origin of the Chinese tones is to be sought in the restric- tions of the syllabary and vocabulary, and in the convenience found in making use of intonations to express opposite meanings or variations in sense. Tiius, ;f"^J| ki, with the meant ^'fulcrum'', ^ ^'pivot", ''centre of motion", "source" even tone. When the word ^ Jd "how many" was formed it took the rising tone, and was written with ^ because it had a surd initial, but was dis- tinguished from it by the new intonation then originating. Ancien- tly the left hand appendage, the wood radical, would not be used. A Chinese hinge is an upright pivot on which the post of a door revolves. The same word is a table or stool small in size. It may be derived from a verb of cutting and compared with the par- ticle A;o in che-ko ^ ^ "this", and with the pronoun iMl fvi^ chi ^'that". The slow growth of the Chinese tone system and its tendency to subdivision in localities are very marked. Slow growth is in favour of a uniformitarian theory of development for the Chinese language. The fact that such a peculiarity as the tone system is not primeval but has grown up by gradual change is also in favour of the theory that at an early stage the Chinese language was one with the other Asiatic languages. Lastly, the reason why the tone age came after the age of the lip and tooth letters was because change began at the lips, advan- ced inward over the tongue, and at length reached the throat, the -$8- proper seat of tones, of the aspirate, and of the upper and lower pitch of the voice. There is an analogy between the late use of tones in Chinese and their late introduction into European speech. The use of the upper rising inflection for questions in European languages is a case in point. This interrogative inflection has pushed out the interro- gative particles to a large extent and taken their place. We can ask questions in modern speech without special particles because we have this inflection. Greek and Latin were much more plen- tifully supplied than we are with interrogative particles. Also in English we make nouns out of verbs by varying the syllabic accent. We form convict out of convict^ concert out of concert^ convert out of convert. This was not the case in Greek and Latin. In those languages syllables specially appended dis- charged this duty. In the Greek language the prevalence of tones was a very peculiar and deeply marked characteristic. As in Chinese tones followed the alphabetic development and took the place to some extent of various old forms which are found some of them in Homer. When Aristophanes of Byzantium marked the Greek accents B. C. 200, he professed to follow Attic models. As to the age when tones entered the Greek language we are in ignorance. All we know is that Attic speech paid great attention to the tones. There was time enough between the age of Homer and B. C. 200 for considerable changes to take place in tones, but what those changes were we cannot tell. There can be no doubt that in Cicero's time the interrogative force w^as marked by inflection. He says of Catiline : " Hie tamen vivit. Vivit? immo vero etiam in Senatum venit.'' The first "mv7'' has the inflection of the indicative which would be either even or quick falling. The secoiicl " ?;m7 " necessarily has the rising oi* interrogative inflection and it must have heen uttered with great vivacity to open the way for the sentence following: '-he comes even into the Senate." In this sentence the chief accent is on the middle syllable of Senatum and the verb venit at the end is ligblly pronounced. It is by the influence of Turanian grammar that the verb occurs at the end of the sentence. The time when sonants became surds was probably early in the lone period. Surd initials are common in the oldest parts of the Book of History. Tsang ''to bury", t'ien "heaven " , and the like are not very primitive looking. Tsa7i(j is derived from "to hide". r'zV??z is that which is spread out. If they originated in the dental period as is possible, the surds may be conjectured to have branched off from the sonants at that time. V. SKETCH OF THE CHANGES THROUGH W^HICH THE LETTERS OF A CHINESE WORD MAY PASS. In the Chinese syllables in the old language vowel endings are rare. It is better to regard a closed syllable as the type of a Chinese word. Originally the sound might be bam^ ha or ah ; am, ma, or mam. I and o taking the place of a would increase the number of primeval syllables to eighteen. Probabihty is in favour of m over b. In primitive gesture language the act of closing the lips after the vowel a is very likely to have been in use as a signihcant action. To close the lips and then pronounce the vowel would be a more complex action. We may therefore assume that am and ab pre- ceded ma and ba. But passing over that period in th^ evolution of language when — 30 — ab may have preceded ba, it will ba well to recognize that a syllable closed at both ends is more suitable to tha genius of the Chinese word. The hand strikes an object. A noise of collision is heard. By the tendency to imitation the mind strives to reproduce the sound and operates ou the mouth through the nerves. The most susceptihie part is the lips. In pronouncing bam there is an act of closing the lips first. The soft palate closes the nose passage. The sound b is then heard. A follows it and m at the end, involving an act of opening the lips, and then closing them. Considering the facility felt in using the lips, there can be but one opinion as to the probability that they were used in forming letters before the other vocal organs. Let us ask what we have in this word bam for the noise of collision. It commences and ends with a letter which is in both cases visible to the eye by the action of the lips. The vowel a also is made exceptionally visible by the opening of the lips as we pronounce that letter. Two hard objects meet violently. The sound is not exactly bam, but we make it so by an adroit use of our lips, thus improving upon the first rough imitation. After successive efforts to reproduce the sound, some one form obtains currency in a small community. Let it be bam.. We find in Chinese that b may become^ or for p aspirated, or m. We very frequently find roots which agree in meaning and differ only in initial as ba7i(/, dang^ (jo^ng^ and of these there are so many examples that they suggest a law. The only reasonable explanation is that interchange in the initial has caused this pheno- menon. As examples let the following be considered : ^ pcing, j^ siang. ^ k'wang "assist, be at the side of any one, aid". The — 31 — verb '*to lift up" is expressed by ;j^ bat^ j^ di, ^ chic, kU. ''Form ofa Ibing" is expressed by fSff fan, harn^ dj^ chwang^ dong, ^ hsing, hing. Frozen and bard substances are li)]^ ping "ice", }^ ling "ico", p||] kang "steel". "To ^\ind rop3, or otber ohjects", is ^^p'on, ban, ^M ckan, dan, J^^nliwen ''bind up", ;^ chiuen, kiuen ''roll up". Tbe adverbs for "enougb, satisfied", "^pau, pok "satisfied", J^ tsu, tsok '-enougb", ^ keu, kok "enougb". "Knives" are Jl^ pien, pirn "stone, lancet", ^ chen, tim "lancet, needle", ;^j chienjiim "sword". '-Prosperous' is fcng, shcng or king. "AH" is ^ p'u, ^ tu or ^ kiai, chieh. "To seek " is ^ mik ^ sok, ^ qieu, c'hieu, gok. ."A jar" is p'ing, ying or kcmg. Exampbs are so numerous tbat tbe best bypot'iesis appears to be tbit tbe initial bns cbanged from labial to dental or guttural. Tbis is more probable tban tbat separate roots were created. Usually tbis leap from labial to dental and guttural took place before the invention of the characters. But in some instances we may observe in phonetic characters tbe proof of transition after tbe in- vention of writing from dental to guttural initial. For example a citing^ king is Hang in ^ and its old sound was probably dang from wbicb Hang (1) would be evolved. Tbe characters be- gan to come into use before Ibis transition of initials was completed and so tbe sounds of some phonetic characters begin with ^, or with kin some words and with 1 in others In modern Chinese m as a final has been replaced by ng and by n. There is no lack then of recent evidence of tbis transi- tion. If there were need of ancient proof of transition of this kind, (I) In the 1st century Yang-hiung used '^ for the sound giang, and Ihe wlia'e was ca'.led giang because it was long ^ chang, from which giang would be deri- ved. 1 f^ V? y ^ — 3-2 — we have it in characters like ^ which has the old value bam and the new value feng. It is formed from j^ bam ''all", and in the 'yr . odes it rhymed with final m, and ranked as having that final. This was ahout B. C. 800. Thus there appears to he great ilexihility in some Chinese words. Let us follow our example bam "to strike", into some of its derivatives, ^^fj'ang, bem "to meet, strike together", an intrans- itive verh. j^ feng, hong "to meef, ^^ pang "sound of stones falling"„ an intransitive verb. So ^ is "the roar of water", or ^ '*of a storm of snow in winter". In this case p'ang is the noise of the wind. ^ peng "fall of a mountain", "^^ p\mg "fall of a rock". Such'a word as j^ feng "wind", may be the imitation of the roaring blast or of objects falhng through the violence of the wind. The word is one; the natural sounds it represents are various. Such a word as l[f^ ping "ice" may have been named, while the final was still w?, from the noise of collision heard either when objects fall on ice, or when ice is broken. "A staff" is ^^pang. The "bee" is ^ feng and this name must be thought of as bam like the others, and as in other cases must be assumed to be derived from the most obvious natural sound. This will of course be the hum of the bee. But it may also b3 viewed as the noise of collision heard when this and similar insects strike against hard objects. There are several derivatives beginning with cli and t. Ch is Y changed from ^ as Ms from p. jt^ chivang "strike against an object", ^ij c'hwang "to wound ", ;^|J "to begin". This word is used of the agent in commencing any work or when the first sod is dug or a new era begun. We have initiaH in :J7' ^^' ^^^^^ " ^^ beat" 3E^* tang "ear pendents". Objects when hanging come into collision. The resulting sound furnishes a name for the act of swaying to and fro, "To obstruct the way" ie named *^ tang — 33 — from the noise of collision. "A small gong beaten by pedlars" is ^ tang, ^ t'ang is "to slip down, fall or lie down", from the noise heard. If we examine words with k or h as initials and having mean- ings that shew them to be derived from a root " to beat", they are not few in number. "A hanging stone" or "bronze plate used as a musical instrument " is called ^ cWing^ kHng. Any thing hanging across the way is hwang-ts'i iff^ ^, "Across " is heng. "Across the ages" in the sense "constant", is heng 'jg. "He who crosses the path of reason and acts wildly" is hwang-iang. Such words may be referred to the sense ^' obstruct " as their source. liping "ice" is derived from the noise of collision, so 2g chHang, ^2«?i^, gjS te^ "hardy", "strong", ?|| ying, ngang "hard" may originate in the same way. j^^ k'ang " resist", is the same word as ^ tang " oppose" and ^/e/?,^, hang " strike against". If we meet with final m, it is the same thing. With the aspirated k as initial we find ;^ k'am " to strike, to stone ".^ k'am " to impede", ^ k'am "to stab, kill". Just as ^ tang "oppose" is also tang "to bear, support", so ^ k'am is also "support, sus- tain". There can be little doubt that as tang means "to bear" because the a(^ dang "staff" which strikes is used to carry articles as a shoulder pole, so k'am means to bear because it is connected with ;;j>n kang ^'a pole used in carrying, to carry". In both cases the noise of collision originates a verb "to strike" tang, k'am, and a noun, the instrument chang^ keng or king^ "that which beats". It also originates tang "bear", k'am "bear". Any stem or upright long bone may be heng or king ^^, whether the bone of the leg, or the trunk of a tree, or a spoon used in stirring broth. "To pass" is ^^ cliing which is another way of saying /dc/?//. The oar by whicli boats are propelled is called tsiang A'^ 34 because it boats the water. In thus collecting some of the derivatives of the one verb "to strike'', we have seen exemplified the number and variety of possible letter changes through which the root may pass. But they might be easily increased if we included for instance chung "bell", lincj-tang ' *hand bell", and many more words origin- ating in the sound of roUision. We might select words ending in n, such as ^ /)?/?" divide", ^ pan "distribute", -^pan '4ialf ' ^^p'an "cut in half", gff twan''Q,\xV\ g| " a cut off piece ",^J k'an '' to cut", ^ k'an "see", ^ chien^ kien *^see, perceive", ^ kwan "see, look at". All these and many more with final n may come from the same root "to strike", the original final m having changed to n. We might then point io^^kam^ kien "see", ''mirror", as an example of the original root kam "to see", also occurring in ^ lam. "to see", with the initial changed. Seeing is distinguishing, and we distinguish by dividing. The preceding case of ham "to strike", with this long variety of changes embraces the whole period since the first formation of the root and it is not surprising if during the thousands of years which have since passed away the root should be metamorphosed in a very high degree. But if we simply fix our thoughts on one thousand years, what do we see within what is a comparatively brief period? The changes are numerous, but they do not take such extended leaps as in earlier times. Within 1000 or 1200 years we have the upgrowth of the Mandarin language. The voiced shut consonants have been changed for the unvoiced and for aspirates. Many words have changed m for w and|) for /", but such changes as from p to t and to ^, do not occur. Thus we learn that the farther we go back in the history of the language, the more striking and revolutionary are the letter changes. Shght transitions satisfy modern speakers. In ancient times it was not so. — 35 — On the whole all researches bring us back at last to the lip letters and to unity. The direction of change has usually been froui the lips and teeth inwards, but not exclusively. A few examples of change oip and m to t, 5, sh, and k will help to make this principle more intelligible to any who may not be satisfied of the existence of the law. *'Even", ^ pHng, biny, ^ teng. ^'Bright", ^ ping, ^ ining,^ hang, -^ kwang "light". "Comet" /j'ei, sui, ^ hwei. *' Brush" fu. shiva, sau, ^.hwei. "Behind" ^ pei "back", :|t; pet "north", fj^ so '^north", ;^ heu "behind". ''Side", p'a7ig, bang, ;j^ leng "side of a table, of a cube etc", kiang ''boundary". "Return" ^ fan, ^ chiven "turn", ^ hwan "return". Fan is in fact the same as ^pien "to change", and possibly may be the hand turned over, or a derivative from p'a7i "to grind, revolve". Another instance is ^2^ei, '{^ ti, "^ hia, each meaning "low". Now it appears to be sufficiently ascertained that in former times the change was from without inwards, so that p or m became t or n, and t or n became k, h or ng. Thus ming " bright" might become ^m^/. It might also easily become ning, as may be judged by the fact that at Shanghai ivei "tail" is we, al- though the old sound is mi. This may be illustrated by the story of the Fuchow servant who was sent to buy some yang mei, his master meaning the arbutus fruit then in the market. Instead of this he brought sheep's tails ijang ivei. His master excused him because he himself had used a wrong tone in pronouncing wei "tail" which is in the rising tone and in Fuchow is called 7nui, The change of ni to dz may be illustrated by the word ^ clzing " quiet" from ^ ning. Ning is a common classical word while dzing is occasionally classical but chiefly a modern word. The initial w/in^ nin "man" and other words changed to js^2 about — 36-^ A. D. 1000. When the characters were made^ -^ the character for fruit would be called da or na. It is now kwo. How do we know that the old sound was da ? In reply it may be said that this with twenty or more other phonetics in common use have the ini- tial / or k. All such phonetics must have had when first written the initial from which the letter / has been evolved. This would be 2 mak ni tik ti "Isecrellv make a mental mark". This is what 4 4 — so- men did when they formed the Chinese words meaning to know. They used a finger as a sign, or they made a mark on the sand or set down a counter. This became to them the verb to know. In Amoy ch'i " know " is called ti, and this sound is a waymark by which we may learn the original form of the word. VII. PERIODS OF DEVELOPMENT. The time for the first appearance of roots would be the labial age when gesture prevailed extensively and in the civilized period when the upgrowth of various arts originated many new words. During the same period the principles and usages of grammar would grow into authoritative shape. All this would happen before the invention of writing. At that time, B. C. 2500, we find that the arts of weaving, agriculture and astronomical observation were known , while the old grammar was fully developed. Let us call B. C. 5000 to 4000 the labial period, B. C. 4000 to 3000 the dental period and B. C. 3000 to 2000 the guttural period. When the characters were invented the guttural age was not finished for we find trares in the phonetic characters indicating this fact. Thus ^J cA/ew, kim, sword, has a phonetic which is pronounced ts'ien, and lien and which would be dim when the characters were made. The age of the two oldest tones extended from B. C. 2500 to 1800. The age of three tones reached from B. C. 1800 to B. C. 300. The age of four tones existed from B. C. 300 to A. D. 1000. The age of five tones commenced about A. D. 1000 and has continued till the present time. The age of metallurgy gave occasion to the terms iwan, lien j^ ^^ to smelt, to refine. Perhaps they were derived from pien. to change, or from fen to burn. So ^jj fang, to spin, is probably derived from ^ fang^ send out, and the idea of the word is length- ening. J^ clii, tak, to weave, is probably derived from the cros- sing of threads in weaving. It would be tap and from this tak would be derived. It is the same as iM tso^ tsak, make, do, which also means hand work, and that work is frequently done in lines crossing each other. Such words as these indicate that the period when the mechanical arts flourished was the period also when dental initials came into use. We find dental initials in fi^ lun wheel, lun, chwen revolve, ^^^ lu stove. The arts of metallurgy and pottery would render illustrious the fourth millenium before Christ and open the way for the art of writing and of astronomical observation in the third millenium when music, navigation, metal- lurgy, and metrology were greatly expanded. The new grammar, that of the mandarin language and the dialects, has been developed during the thousand years that have passed since the Tang dynasty. It is very remarkable how little trace of the mandarin grammar we can find before A. D. 1000. Can it have been that the creative genius that originates gramma- tical forms slumbered till then and awoke anew after an inactivity of three thousand years ? Native scholars have searched industrious- ly for examples of colloquial speech in the writings of the historians but have found none earlier than the 6"^ century. In the Sui shu we read M M ^ M ^ — ^^ ^ i^