REESE LIBRARY UNIVERSITY OF CALIFORNIA , ^Accession No. y& O > 3 - Class No. Luu STUDIES IN ECONOMICS AND POLITICAL SCIENCE EDITED BY PROFESSOR W. A. S. HEWINS, M.A. THE REFERENDUM IN SWITZERLAND THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE 10 ADELPHI TERRACE, STRAND, LONDON, W.C. The special aim of THE LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE is the study and investigation of Economic and Political Institutions. Many of the Lectures and Classes are designed to promote a wider knowledge of modern com- mercial conditions, and to meet the needs of those engaged in the Civil Service, municipal employment, journalism, teaching, and public work. The School provides training in methods of investigation, and affords facilities for original work in Economics and Political Science. PUBLIC LECTURES AND CLASSES are held on Economics, Statistics, Commercial History and Geography, Commercial and Industrial Law, Railway Economics, Banking and Currency, Finance and Taxation, Muncipal History and Administration, and Political Science. SPECIAL CLASSES, only open to full students of the School, arranged as a three years' course of study, are held in each subject. Students carry on their studies under the DIRECT PERSONAL SUPERVISION of the Lecturer. THE LECTURES are usually given between 6 and 9 P.M. THE CLASSES are held both in the evening, between 6 and 9 P.M., and during the daytime. THE SCHOOL IS OPEN TO MEN AND WOMEN. THE SCHOOL YEAR commences in October. There are THREE TERMS, each about ten weeks in duration, viz. : ( I ) October to December; (2) January to March ; (3) April to July. STUDENTS MAY JOIN THE SCHOOL AT ANY TIME. THE FEES FOR FULL STUDENTS ARE 3 A YEAR, OR l A TERM. Students may also be admitted to one or more Courses of Lectures on payment of fees varying in amount with the length of the course. SCHOLARSHIPS, varying from 2$ to 100, are given to enable students of ability to pursue their studies at the School. STUDIES IN ECONOMICS AND POLITICAL SCIENCE are in course of publication under the Editorship of the Director of the School. All communications should be addressed to the Director, W. A. S. HEWINS, M.A., The London School of Economics and Political Science, 10 Adelphi Terrace, London, W.C. THE REFERENDUM SWITZERLAND BY SIMON DEPLOIGE ADVOCATE WITH A LETTER ON THE REFERENDUM IN BELGIUM BY M. J. VAN DEN HEUVEL PROFESSOR OF INTERNATIONAL LAW AT THE UNIVEItSITY OF I.OUVAIN TRANSLATED INTO ENGLISH BY C. P. TREVELYAN, M.A. TRINITY COLLEGK, CAMBRIDGE EDITED WITH NOTES, INTRODUCTION, AND APPENDICES BY LILIAN TOMN OIRTON COLLEGE, CAMBRIDGE LONGMANS, GREEN, AND CO. 39 PATERNOSTER ROW, LONDON NEW YORK AND BOMBAY 1898 All rights reserved STUDIES IN ECONOMICS AND POLITICAL SCIENCE Published under the auspices of the London School of Economics and Political Science, and Edited by Professor W. A. S. HEWINS, M.A., Director of the School. 1. THE HISTORY OF LOCAL EATES IN ENGLAND. By EDWIN CANNAN, M.A., Balliol College, Oxford. Crown 8vo, 28. 6d. "An interesting summary of the development of one element of taxation. It is still more interesting as the first publication of the newly-established London School of Economics and Political Science, which is attempting to do, though on different lines, a work analogous to that which has been for some years carried on by M. Boutmy's well-known Ecole des Sciences Politiques in Paris." Times. 2. SELECT DOCUMENTS ILLUSTRATING THE HIS- TORY OF TRADE UNIONISM, i. THE TAILORING TRADE. E'litpd by F. W. GALTON. With a Preface by SIDNEY WEBB, LL.B. " What Professor Brentano failed to find when he collected the materials for his memorable essay ' On the History and Develop- ment of Guilds and the Origin of Trade Unions,' Mr. Galton has discovered in great abundance, setting forth in his introduction the historical sequence and the economic significance of the docu- ments themselves, and the movements they illustrate, with no little skill and insight." Times. 3. GERMAN SOCIAL DEMOCRACY. By the Hon. BERTRAND RUSSELL, B.A., Fellow of Trinity College, Cambridge. "A history of the movement during the last thirty years, and of the abortive efforts to retard its growth, leads up to the consideration of its present position, which is approached in a fair-minded spirit and discussed with insight and judg- ment." limes. 4. THE REFERENDUM IN SWITZERLAND. By SIMON DEPLOIGE, Uni versity of Louvain. Translated by C. P. TREVELYAN, M.A., Trinity College, Cambridge, and Edited with Notes, Intro- duction, and Appendices, by LILIAN TOMN, Girton College, Cambridge. 5. LOCAL VARIATIONS OF RATES OF WAGES. By F. W. LAURENCE, B.A., Trinity College, Cambridge; Adam Smith Prizeman, Cambridge, 1896. [To be published shortly. 6. THE ECONOMIC POLICY OF COLBERT. By A. J. SARGENT, B.A., Brazenose College, Oxford ; Hulme Exhibitioner and Whately Prizeman, Trinity College, Dublin, 1897. [To be published shortly. 7. SELECT DOCUMENTS ILLUSTRATING THE STATE REGULATION OF WAGES. Edited, with Introduction and Notes, by W. A. S. HEWINS, M.A., Tooke Professor of Economic Science and Statistics at King's College, London ; Director of the London School of Economics and Political Science. [In preparation. And other Volumes. INTRODUCTION THE Swiss have systematised direct legislation by means of two institutions, the referendum and the popular initiative. The referendum is a popular vote"' on laws or legislative questions which have already been discussed by the representative body. The popular initiative is a further development of the principle of direct legislation, by which sections of the community are able to draft a law themselves on any subject, or to insist that the Legislature shall do so. Proposals to establish some kind of direct legis- lation, and especially the milder form of it, the re- ferendum, have been made in the Belgian and Australasian Parliaments, in the first case as a sub- stitute for the royal veto, and in the second as a way out of deadlocks between the two houses of the Legislature. In the French Parliament various attempts have been made of late years to get certain laws submitted to the people, and to introduce the referendum into the communes. 1 The introduction of a communal referendum has also been proposed in the Italian Parliament. In the United Kingdom the referendum has been advocated by writers of more or less eminence as a substitute for the House of Lords, and as a corrective 1 See J. Signorel, Le Referendum legislatif, pp. 171-181. v vi Introduction for all the evils of party and parliamentary govern- ment. 1 The referendum has been extensively used in the British Trade Union world, 2 and has existed for over a century in many of the states of America in the form of a popular vote on constitutional changes. 3 A Direct Legislation League was formed there in 1894 to secure the introduction of the re- ferendum and initiative in the Swiss form, not only in all the American states and municipalities, but also in the Federal Government, as a remedy for the prevalent corruption of political life. 4 The expediency of direct legislation by the people is therefore more than a question of speculative in- terest : it has become a question of practical politics. M. Deploige's objective and impartial study of the historical development and actual working of the referendum and the initiative in Switzerland the country which has the most extensive experience of direct legislation by the people will therefore interest not only the student, but the politician and the intel- ligent citizen. It is, however, most important to bear in mind that direct legislation of the people as prac- tised in Switzerland forms a part of a peculiar and complicated constitution. To study it without con- sidering the people who work it, the system for which it was designed, and the circumstances in which it 1 See Contemporary Review, April 1890, "Ought the Referendum to be introduced into England ? " A. V. Dicey ; also the discussion on the subject in the National Review, 1894, by Professor Dicey, Mr. Curzon, Admiral Maxse, Lord Grey, and Mr. St. Looe Strachey. 2 See Industrial Democracy, S. & B. Webb, 1898. 3 The Referendum in America, E. P. Oberholtzer, 1893, and the Adoption and Amendment of Constitutions, C. Borgeaud, 1895. 4 The organ of the League is the Direct Legislation Record, pub- lished quarterly. Editor, J. Eltweed Pomeroy. Introduction vii originated, is like examining and criticising a set of wheels without inquiring whether they are intended for a perambulator, a coach, or an engine. For we must remember that in Switzerland the people have an Executive which does not resign when out-voted by the Parliament, a Parliament which does not dis- solve when its measures are negatived by the people, and an electorate who, whilst constantly rejecting the laws made by their representatives, nevertheless usually send back those same representatives to serve for the same term of years. Party organisation, as we understand it, seems to be almost unknown in the Swiss Kepublic. The referendum, in fact, exists in Switzerland under circumstances and amid surround- ings that are without parallel hi any other country. M. Nuina Droz, who has been President of the Confederation, and who is one of the most able of the Swiss constitutional writers, has expressed grave doubts as to the possibility of successfully introducing it into other countries without at the same time ac- cepting other parts of the Swiss Constitution. Indeed, it is only by realising the peculiarities of the Swiss Constitution that the referendum appears in its true light as part and parcel of the Swiss ideal of democracy. The Swiss Republic, though but a speck on the map of Europe, is composed of twenty- two " sovereign '\ states united in a Confederation, " in order to ensure '= the independence of the country against foreign nations, to maintain internal tranquillity, to protect the liberty and rights of the confederated citizens, and to increase their common prosperity." 1 1 See Swiss Constitution, 1874. viii Introduction Three of the twenty-two cantons are subdivided into demi-cantons, and each of the twenty-five has its own Constitution and special laws, its own legislative, executive, and judicial authority. They differ from each other in race, language, religion, and habits of thought. The French occupy the cantons of Vaud, Geneva, Neuchatel, and parts of Fribourg, the Valais, and Berne ; the Italians spread over Ticino and part of the Orisons, which is inhabited for the greater part by Romance-speaking people, and German is spoken by the majority of the people in fifteen cantons. 1 All official documents, laws, and administrative orders issued by the Federal Government are published in three languages German, French, and Italian while in a canton like Berne, where the people are partly French and partly German, the cantonal laws and decrees are published in both languages. The can- tons can be classified according to religion just as easily as according to race, but the lines of race and religion do not coincide. 2 The government of Switzerland could not, under these circumstances, be highly centralised, yet union of some kind is an absolute necessity. The Swiss 1 According to the last census, 634,613 speak French, 155,130 Italian, and 38,335 Romance, and no less than 2,083,097 German ; Zurich, Basle (Rural and Urban), Aargau, Thurgau, Schaffhausen, Appenzell (Inner and Outer Rhodes), Uri, Schwyz, Unterwalden (Obwald and Nidwald), Zug, Glarus, St. Gall, Lucerne, Solothurn, and Vaud are almost entirely German. 2 Lucerne, Uri, Schwyz, Unterwalden, Zug, Fribourg, Ticino, Valais, Appenzell (Inner Rhodes), and Solothurn are Catholic ; Zurich, Berne, Schaffhausen, Appenzell (Outer Rhodes), Vaud, and Neuchatel are Protestant ; Glarus, Basle, Thurgau, and St. Gall have a Protestant majority ; while the Grisons, Aargau, and Geneva are equally divided. According to the census of 1888, there are about 1,716,548 Protestants to 1,183,828 Catholics. Introduction ix cantons are so small that the population in the largest numbers scarcely half a million, and in the smaller ones about 13,000. To avoid absorption in their powerful neighbours and to preserve their independ- ence, they have entered into an alliance, of which the Federal Government is the political expression. Hence we find in Switzerland an intense local patriot- ism and a very real national patriotism, great jealousy of any encroachment by the Central Government, and also the firm intention of supportingTtTat all hazards. The Swiss citizen is first of all a member of a com- mune, then a member of a canton, and last of all a member of the Federal Government. The three thousand communes into which the country is divided are, in fact, the basis of the Swiss Constitution, for it is only by being a member of a commune that a Swiss becomes a citizen of the republic. The com- munes vary in size and extent, those that include the large towns being in a different position as regards wealth and population from those in the purely agri- cultural districts. Each commune, whether large or small, is practically a state in miniature, with an organised government, consisting of a deliberative and an executive body. In the German parts of Switzerland the deliberative body, known as the Com- munal Assembly, is composed of all the resident male citizens. They meet together at regular intervals, and decide all questions relating to IqcaLpolice, sani- tation, the main tenancy jof highways, the erection 7 / of buildings, and the sale of landed property. 1 At 1 The descendants of the original settlers alone have the right of managing the communal lands. They are known as the Burger or citizens, and the assembly in which they discuss these questions is x Introduction these meetings they fix the annual budget, pass the accounts, levy new taxes, and elect the Executive Council and other local officials. Any member of the Assembly may offer motions or amendments at the meeting, but usually these are brought forward by the Executive, or referred to that body before being finally voted on. The Executive, which is generally known as the Communal Council, consists of a body of three or four members, one of whom is chosen as president or mayor. Their function is to carry on the current business of the commune. In the towns of Berne and Zurich it has become impossible for the people to assemble together in a mass meeting, owing to the growth of popula- tion, and we therefore get the councils elected by the people. In Berne since 1887 there is a Com- munal Council of nine members, and a Municipal Council, which supervises the Communal Council. The inhabitants of the commune elect these councils annually, but they do not surrender their powers to them. A communal voting by ballot takes place once a year_ at_least. in which the people decide on all important questions, the town being divided into several districts for the purpose of voting. 1 In called the Biirgergemeinde. The difference between this assembly and the Communal Assembly is very slight in practice. When the question of communal lands comes up, the later settlers or "ill- habitants " abstain from voting. 1 At these communal votings the citizens assent to the annual budget, fix the local rates, and decide questions as to the purchase or sale of property the value of which is more than 100,000 francs. On June 28, 1896, the people of Berne rejected a proposal to elect the Communal Council by proportional representation, they rejected Introduction xi addition to this, any 500 citizens may bring forward any proposal which is submitted by the councils to the people. The commune of Ziirich was reorganised in 1891, and possesses now a council of nine members, which act as the executive, and a " Great Municipal Council," which is the deliberative body. In this case, also, the electors vote finally on all important matters, and on all appropriations over a certain amount. 1 The right of the people to initiate proposals them- selves is also recognised in Ziirich, and is vested in any 800 citizens. In most of the French communes the general body v of inhabitants elect a council which attends to the\ ^ matters ordinarily dealt with by the people in the German communes. There are, therefore, two coun- cils, one dealing with general policy and matters of importance, and a smaller executive body with a mayor at its head. In the canton of Geneva a communal referendum was established, in 1894, much like that of Berne and Zurich. The difference is, that in Berne and Zurich certain questions must go to the people and be voted on, whereas in Geneva a voting only takes place when a demand to that effect has been pre- sented by a certain number of citizens. In the a plan to organise a fire brigade, they accepted a proposal to lower the price of gas, and a proposal providing for the maintenance of the cathedral tower. 1 In December 1894 the people of Zurich decided to buy up the existing tramways. In June 1896 they agreed to lay down three more lines, at an estimated outlay of 2,000,000 francs. They also decided on buying up land to the value of 950,000 francs to build artisan dwellings. xii Introduction municipality of Geneva any 1200 electors may de- mand a referendum on any resolution of the council within thirty days after it has been passed. The budget is, however, excepted. This is never laid before the people. In the other communes of Geneva the number is fixed at one-third of the voters, and the demand must be sent in within fourteen days. The people of Geneva also have the right of initiative. Any 1 200 citizens can either draw up a scheme, which must be sent to the electorate without alteration, or they may smuggest a project to the councils in general terms, leaving them to work it out. In the first case, the council has the right of proposing an alternative scheme to the people, or can merely advise that the popular proposal be accepted or rejected. Besides these communal assemblies there are parish meetings, which are assemblies of all the members of the same confession living within the boundaries of the commune. The people in every canton decide what form of religion shall be the State religion. In nine cantons they have adopted Roman Catholicism, in six others both Roman Catholicism and Protestantism, while in five others there are three State Churches, and Neuchatel supports an Israelitish society besides three Christian sects. The State denominations are supported by the public .treasury, 1 but local matters concerning the Church are considered in the parish meetings. The questions dealt with in the meetings include the election of pastors, the building and main- 1 The funds are provided by a tax in some states, and in others out of the proceeds of the Church lands taken over by the State. See Vincent, p. 179, and Orelli, Stautsrecht, &c., p. 156, for further information on Church matters. Introduction xiii tenance of houses of worship, and the management of Church funds. The members of this assembly also elect the Church officers, who administer the affairs of the society, supervise the work of the pastor, and in some states act as a board of overseers of the poor. The School District Assembly is another of these local mass-meetings. The members of the commune or, in the case of the small communes, the members of several communes meet together to elect a school board, and to exercise a general supervision over all educational matters. The necessary funds are pro- vided partly by the State and partly by a local rate levied by the school assembly when it meets. The amount to which the State subsidises the^commune varies according to the wealth of the commune. It is difficult to exaggerate the importance of these local assemblies upon the development of Swiss de- mocracy. The introduction of the referendum or initiative into the cantonal and federal constitutions is of recent date; but the people have been trained to direct legislation in their local assemblies~for half a thousand years. " Democracy in Switzerland," says Mr. Lowell, "is not merely a national or cantonal matter, but has its roots far down in the local bodies, and this gives it a stability and conservatism which it lacks in most other Continental nations." The connecting link between the canton and the commune is supplied by the district, which is estab- lished merely for the convenience of administration, and has no separate political life of its own. The head of the district is the agent of the cantonal government in the territory over which he is placed. xiv Introduction He carries out the laws enacted by the cantonal legislature, and enforces the orders of the cantonal executive. He is usually elected by popular vote and is sometimes assisted by a council. 1 The Swiss cantons are the democratic workshops of Europe. 2 On their twenty-five anvils are hammered out almost every conceivable experiment in political mechanics; and if a particular experiment proves successful, it is adopted by one canton after another, until it ultimately receives a definite consecration by becoming part of the Federal Constitution, which is, indeed, largely moulded on cantonal experience. The cantons are, so to say, the " seed-trial " grounds of the various forms of popular government, and offer an unrivalled field to those who wish to study the latest phases and expedients of democracy. f The cantons are free to adopt what form of con- stitution they like, so long as it is republican, and contains nothing contrary to the Federal Constitution. Therefore all the constitutions and constitutional amendments must be " guaranteed," i.e. sanctioned by the Federal Assembly. 3 1 In several states of small territory the district is dispensed with altogether, the cantons dealing directly with the communes. 2 The Swiss Confederation is said to consist of twenty -two cantons ; but three of these are divided politically, and are to all intents and purposes separate cantons. Basle is divided into Urban Basle and Kural Basle, Appenzell into Inner and Outer Rhodes, and Unterwalden into Obwald and Nidwald. These half cantons only differ from whole cantons in that they send but one deputy each to the Council of States, and count only as half a vote when the State votes are counted in the case of a federal referendum on constitutional amendments. 3 Constitutional changes are very frequent. Between 1891 and 1895 there were twenty-three revisions, four of which were total revisions. Introduction xv The spirit of the cantonal constitutions is fittingly expressed by the following phrases: "Sovereignty resides in the mass of the people. It is exercised directly by the electorsTSnd indirectly by the autho- rities and officials" (The Constitution of Berne, 1893). " The people, in virtue of their sovereignty, give themselves the following constitution " (Constitution of Zurich, 1868). The Swiss cantons fall into two classes the cantons with elected legislatures, and the cantons with a system of legislation by mass-meeting. __ faZ^m Eighteen of the cantons have a Legislature con- sisting of a single chamber, called the Great Council (sometimes the Kantonsrath or Landrath), the mem- bers of which are chosen by universal suffrage for periods ranging from two to five years. The usual term is, however, three or four years. 1 1 In Zurich there is one deputy for every 1200 of the population ;< ^ in Geneva, one to every 666 persons ; and the largest proportion in any ! canton is one member to 2000 people. In Ticino, Geneva, Neuchatel, Zug, and Solothurn, proportional representation has been intro- duced since 1891 for the election of the Great Councils. It was also proposed in St. Gall in 1895, and in Berne in 1896, but was vetoed in each case by the people. For an account of the different systems of proportional represen- tation tried in each canton, see Les Lois Suisscs dc la Representation proportioned comparecs et commences, par Alphonse Frey, in Le Bulletin de la Socie'te' Suisse pour la Representation proportionate, Geneva and Basle, Librairie Georg. The system in Geneva is also described in the Annals of the American Academy, November 1895, by Professor Wuarin, of Geneva. See also Droz, Etudes et portraits politiques; La Suisse Jugie par un Americain, pp. 500-504. The method of pro- cedure is of a complicated type, as there are usually several parties at Swiss elections. The system varies considerably in the different cantons. It is a subject which would well repay study. The first elections by proportional representation took place in Ticino in 1892. xvi Introduction The work of the Legislature is to pass the laws, vote the taxes and appropriations, and supervise the administration. The people are the check on the Legislature, and they act as a check in three ways. In the first place, they can veto legislation by means of the referendum, and can make an im- perative suggestion as to the subject of legislation by means of the initiative. The different forms which these institutions take are considered in detail by M. Deploige. It is sufficient to say here that the referendum is always compulsory in constitutional amendments, i.e. no constitutional change can be- come law without the popular assent expressly given. In the domain of ordinary legislation there is only one canton, Fribourg, in which the referendum is not recognised in some form or other. It is compulsory in the case of every law in nine and a half cantons, it may take place upon demand in six and a half cantons, and in two it is compulsory for financial questions only. Every canton, except one, recognises the right of the people to demand, by means of the initiative, either a partial or a total revision of the constitution. 1 Nineteen cantons recognise the right of initiative in ordinary legislation. The second check on the Assembly is the popular right of bringing about a dissolution, which is, how- ever, only found in six of the German cantons. A petition for a dissolution is signed by the statutory number of citizens and sent in to the Executive, who 1 Geneva, which is the exception, puts the question of revision to the people periodically every fifteen years. Schaffhausen only recognises the initiative in the case of a total revision, Introduction xvii are obliged to put the question to the whole people, " Shall the Great Council be dissolved or no ? " If the people reply in the affirmative, the Council is ipso facto dissolved, and a new election takes place. " This device," says Mr. Lowell, " has not, however, proved to be of much importance. Formerly it was sometimes used, and in one case, at least, with suc- cess ; but owing to the shortening of the periods for which the councils are elected, and the general introduction of the referendum, it is practically obsolete." l Another method of getting rid of the Great Council is occasionally tried. In every cantonal constitution, except Geneva, the people have the right of demand- ing a total revision of the constitution. The law in most cases provides that if the people decide in the affirmative, the Great Council must dissolve, as a sort of penalty for driving the people to extreme mea- sures and not anticipating the general wish. A new Council is then elected to carry out the revision. This exceptional method was last tried in Ticino in 1 890. As a rule, however, the life of the Legislature is measured by the constitution, and not by the exigencies of politics. The Executive 2 is usually elected for the same term as the Legislature, and generally consists of five or seven members. 3 It is of the nature of a business committee of the Legis- lature, and each member has charge of a separate department. 1 Lowell, p. 230. 2 Called sometimes Conseil d'Etut, sometimes Kleine Rath, and Regierungsrath. 3 In Berne, of nine, xviii Introduction It is elected directly by the people in eleven of these cantons, so that there are only eight in which the Executive is elected by the Great Council. 1 The members of the Executive do not sit in the Great Council, but appear there to make reports on the administration, propose measures, and take part freely in debate without voting. They are the motive power in legislation, and yet are quite subordinate. 2 The absence of party, which we shall notice at greater length when we come to deal with the Federal Government, is very marked in both the cantonal executives and legislatures. The party in the minority usually have seats allotted to them in the Executive Council, and in Berne and Aargau the constitution expressly directs that this shall be done. 3 It is a curious fact that direct popular election does not produce a homogeneous Executive any more than election by the Legislature. The minority is, in fact, represented in the Executive in every canton except two, and these are two of the cantons which leave the choice to the Great Council. The members of the Executive .do not resign when they come into conflict with the Assembly, but sub- mit, retain their places, and carry out the orders of the larger Council. Both the members of the Executive and Legislature enjoy practically permanent tenure, the people seeing no reason why they should not 1 The eight are Neuchatel, Vaud, Valais, Fribourg, Berne, Lu- cerne, Schwyz, and Aargau. In Ticino, Geneva, and Zug the executive is elected by proportional representation. 2 The Council of State in Geneva can, however, send any measure it did not itself introduce back to the Council for reconsideration. 3 " The minority shall be equitably represented in the Executive Council " (Constitution of Berne, 1893), Introduction xix continue to re-elect a good man, even though his views may not always coincide with their own. 1 In three cantons 2 the people have the right of dissolving their Executive by presenting a demand to that effect, which is referred to the whole people, as in the case of the Great Councils. The second group of cantons have a much more historic and picturesque form of government than those we have just been considering. In six small and very conservative cantons, or rather in two cantons and four half cantons, 3 there is a system of govern- ment known as the Landsgemeinde. These assemblies consist of the whole of the adult male population, who meet once a year, and are the supreme authority of the canton. The power of the Landsgemeinde is set forth in the Constitution of Uri (Art. 51) in the following words: "Whatever the Landsgemeinde within the limits of its constitution ordains, is the law of the land, and as such shall be obeyed." Then it continues : " The guiding principle of the Landsgemeinde shall be justice and the welfare of the Fatherland, not wilfulness nor the power of the strongest." It differs from an ordinary mass-meeting, says Mr. Vincent, "in the respect that the voter not only expresses his political_opinions, but instantly gives effect to them. The majority does not imply, wish, or demand the passage of a measure, but enacts it 1 See Graphisch-statistischer A tlas dcr Schweiz, 1897, for the average terms during which the members have sat continuously. 2 Schaffhausen, Solothurn, and Thurgan. 3 These are Glarus, Uri, the two Unterwalden, and the two Appenzells. Until 1848 it existed in Schwyz and Zug also. xx Introduction at once, and the vote is a solemn legal proceed- mg-" 1 The business to be laid before the Landsgemeinde is carefully prepared beforehand by a Council. This Council is generally known as the Landrath or Kan- tonsrath. Its members are not elected at the mass- meeting, but by separate electoral districts. It is described by Mr. Lowell as a sort of subsidiary legis- lature which attends to all the details that cannot well be brought before the people. It passes adminis- trative resolutions, votes the smaller appropriations, examines the accounts, and appoints the minor officials. 2 There is also an executive body elected by the Landsgemeinde known as the Regierungsrath or Standescommission. It is usually composed of from five to nine members, one of whom is Presi- dent, and is officially known as the Landarnman. Each state has practically an independent judicial system of its own, for the Federal Tribunal is not a regular Court of Appeal. The organisation of the Judiciary varies in the different states. There is a Justice of the Peace or Official Mediator, whose duty it is to try and settle the matter in a friendly way. Then there is the District Court, consisting of a bench of judges, and above that the Cantonal Court. Criminal matters go before special tribunals. In certain cantons the people elect all the judges from the highest to the lowest; in others they elect the 1 State and Federal Government in Switzerland, p. 109. 2 Lowell, p. 225, op. cit. Mr. Vincent points out that in this body there is one delegate for every 400 inhabitants in Uri ; in Nidwald, Appenzell, and Inner Rhodes, one to every 250 ; and in Obwald as many as one to 187. Introduction xxi Juge de la Paix and the members of the District Court. The tendency is for the people to extend their powers in this direction. The judges are elected for stated periods, generally four or six years, at the end of which they have to be re-elected. In Zug even the judges are elected by the system of propor- tional representation a very curious development of the system. The Swiss cantonal tribunals do not, like the American State Courts, try acts of the Legislature. Only in two of the Landsgemeinde cantons, Uri and Nidwald, does the constitution provide that a person injured in his private property or rights by a deter- mination of the Landsgemeinde may protest, and if the meeting disregards the protest, the judge shall decide between the people and the plaintiff. By the Federal Constitution the Swiss National Government has only power to legislate on a certain number of subjects, and all powers not expressly con- ferred upon the Federal Government are vested in the States. 1 The constitution provides no special machinery for executing the federal laws or judg- ments, these are carried out by cantonal authorities ; and by cantonal machinery. The Federal Government consists of a Legislature, an Executive, and a Judiciary. The Federal Legis- lature or Federal Assembly, as it is called, is com- posed of two Houses, the National Council and the Council of States. The National Council, consisting of 147 members, is elected for a term of three years by universal suffrage. The Council of States corre- sponds to the American Senate, and is the final repre- sentative of the old Diet of Ambassadors. Each state 1 See Federal Constitution of 1874 and amendments. xx ii Introduction sends two members to the Council, and if the canton be subdivided, each half canton sends one. The Council of States thus numbers forty-four members. 1 The Federal Assembly meets twice a year, in June and December, for about four weeks; and there is usually an extra session in March, which is even shorter still. The debates are not officially reported, and only meagre accounts of them appear in the papers. The whole of the proceedings are very quiet, business-like, and rather informal. The two Houses are exactly equal as to powers. Any proposition, even those of a financial nature, may be introduced in either House. The motions or bills, when discussed and adopted by one Chamber, are then sent to the other. The rejection of a proposal by the House which first discusses it does not prevent the other House taking it up. In 1883, for instance, a law relating to civil status and marriage was rejected by the National Council, taken up by the Council of States, and finally passed by both Houses. Bills amended in either Chamber pass to and fro until some compromise is arrived at, or until both agree that it shall be dropped. Grave conflicts between the Houses never occur. If one Chamber continues 1 The deputies to the Council of States are elected directly by the people in some cantons, in others they are appointed by the cantonal legislatures. There is no uniformity either of payment or of the length of period for which they are elected, some being sent for a year, others for four. The growing tendency is for the people to directly elect the members of the second Chamber as well as the popular Chamber. Ten cantons and six half cantons have now adopted the system. It is becoming the custom to elect the members for three years, so that both elections should coincide, and both Houses be renewed at the same time. This is now done in nine cantons and four half cantons. ] -*(k**>^ Introduction xxiii to energetically oppose a project adopted by the other, the latter submits with a good grace. The two Houses sit together for three purposes: to elect the Federal Council and the commander- in-chief, to exercise the right of pardon, and to decide conflicts of jurisdiction between the cantonal authorities. The Executive consists of a Federal Council of seven members, who are elected for the three years by each new Federal Assembly as soon as it meets. 1 Each Councillor presides over a separate department, and for the sake of convenience he usually retains the same one continuously, though the re-allotment is supposed to be made every year. One of the seven Councillors is elected each year to the supreme office of President of the Federal Council, and is officially recognised as " President of the Swiss Confederation." Another Councillor is elected at the same time to the office of Vice-President. Neither the President or the Vice-PresidenT may hold office for more than one year, and the custom is for the Vice-President to be elected President, so that the office really passes in rotation through the Council. The President receives a salary of ^540 a year, the other Councillors ^480, and none of them are allowed to pursue any other profession or business while in office. The President has no special powers. He is merely the annual chairman of the committee and titular head of the State, and has charge of any one of the seven depart- ments. His position is very inferior to that of any 1 The Council cannot contain two men from the same canton, and by tradition certain cantons are entitled to special considera- tion. Berne and Zurich, for instance, have always been represented. xxiv Introduction individual head of any known executive. Apart from his colleagues he has no power, nor has he any power over them. He is, however, one of a body of seven that count for a great deal. The Council has not any c^r_ejpt executive functions, except in the depart- ment of foreign affairs, the customs, postal and tele- graph services, the polytechnic school, the arsenal, and the alcohol monopoly. It acts by way of_Jn- spection and supervision. The Executive have important legislative as well as administrative functions. The Federal Council as a body have the right of initiating legislation. They also report in practice on all proposals brought forward in the Chambers before these become the subject of serious debate. It is also very common for the Chambers to pass a resolution, called a "pos- tulat" requesting the Council to prepare a bill on some subject. Thus the Federal Council can intro- duce,, draft, and reportrtm legislation; but the Presi- dent has no vote, no power of suspending or annulling laws. The relations of the Executive and Legislature are peculiar. The members of the Executive are not allowed to sit in the Assembly. They may, however, take an active part in the debates, though, of course, they may not vote. The Executive has no power over the Assembly. It cannot prevent the Assembly meeting, prorogue it or dissolve it, and can only summon it on extraordinary occasions. The Federal Tribunal, the chief judicial body of the Confederation, does not occupy anything like the position of the American Supreme Court. It is not the guardian of the constitution, and has no power to Introduction xxv pronounce any Act passed by the Federal Parliament unconstitutional and therefore void. So far we have dealt with the dry bones of the Swiss Constitution. Now we have to consider its two unique and distinguishing marks on the one hand the absence -ottke^party system, and on the other the direct intervention of the people in the work of legis- lation by the referendum and the initiative. The Federal Council represents no one body in the Federal Assembly. It is usually composed of mem- bers of the left and centre groups that is to say, of Radicals and Liberal-Conservatives; but in 1891 a member of the extreme right, Dr. Zemp, the clerical representative of Lucerne, was elected Councillor, and in 1894 was promoted by a three-to-one vote of a dominantly Radical Assembly to the office of Presi- dent. Nor is it even necessary that the majority of the Council should share the opinion of the majority of the Assembly. From 1876-1883 four of the seven members were Liberals and three Radicals, though the majority of the people's representatives were Radicals. It follows from this non-party character that the Federal Executive is not expected to be unanimous. No measure, it is true, may be brought before the Assembly unless it has received the votes of the other ministers, but it is a mere matter of form, and a Councillor feels himself in no way bound to support a bill of his colleague because he has been obliging enough to give it his vote in order that it may be debated in the Assembly. What is more, he has no hesitation in opposing it openly, and members of the xxvi Introduction Council have even been known to argue against each other in the Assembly. To Englishmen it would seem impossible that an Executive made up of persons of different political views, and unconnected by any ties of party loyalty, should constitute a strong and efficient administrative body. One would expect such a casual coalition to spend its time in quarrels and fruitless discussions. As a matter of fact, however, it works very smoothly. This is partly due to the placid dispositions of the Swiss Councillors and their readiness to accept a compromise. But such a result could not be possible if the Federal Council were in any sense a " responsible Cabinet," obliged themselves to lay before Parliament and the country a distinct policy, and expected to resign collectively or individually if that policy or any part of it were defeated. No idea of responsible leadership, enters into the relationship between the Federal Council and the Federal Assembly. Each minister is elected as an executive official to carry out within his own department the will of the Assembly, and ultimately of the whole electorate. The Coun- cillors are not expected to~shine as so many stars in the political firmament. Whatever their politics, they are expected to obey the orders of the Assembly. 1 Thus no minister thinks of resigning if his measure is vetoed either by the Assembly or by the people at a referendum. If either the Legislature, or in the last resort the electorate, show by their vote that they disagree with him, he submits, and prepares another bill more in harmony with the wishes of his em- 1 See article by M. Numa Droz, "The Election of the Federal Council," in Etudes et portraits politiq ties. Introduction xxvii ployers. Thus a bill on the construction of railways by private enterprise was substituted for a bill in which the Council had proposed that the railways should be a monopoly of the Confederation, and this without any change in the Government. Since 1848 there have been only two cases of resignation on political grounds, and only one of these was caused by a conflict with the Legislature. When M. Welti resigned in 1891 because his project for the purchase of the Central Railway was rejected by a referendum, his resignation created a great sensation, and was even said to be "unconstitutional." To the Swiss democrat it seems irrational for the State to lose a valuable administrator on account of a difference of opinion. No censure is implied by a hostile vote, the servant has merely misunderstood his master's views. The relationship between the Federal As- sembly and the Executive is in fact much like that of a man with his old and trusted family solicitor. The solicitor manages his legal business, persuades him for his own good, and is a factor which cannot be neglected although nominally subordinate. The client usually defers to his advice, and takes no im- portant legal action without consulting his lawyer, but he retains full freedom to take his own course without giving offence, and there arises no question of resignation or dismissal on either side. But this analogy from common Me hardly does justice to the real power of the Swiss Executive over the Assembly. For whilst a solicitor advises a client how to act, the Federal Council not only advises as to policy, but is itself the only authority charged with carrying out that policy. xxviii Introduction Another important outcome of the non-party char- acter of the Government is the tendency for the Federal Council to become a permanent body. From 1848 to 1895 there have been only thirty-three Federal Councillors, the average period of service being over ten years. 1 Only two Councillors who were willing to serve have failed to be re-elected, one of whom lost his seat in 1854, and the other in 1872, when party passions ran high. The Swiss Federal Council is, in fact, far more akin to a body of elected civil servants than to the responsible ministry which governs the United Kingdom, or to its analogues in some European countries or in the self-governing British colonies. The same absence of party spirit characterises the election of members to the Federal Assembly as well as to the Federal Council. The Swiss have it so firmly rooted in their minds, that there is no need to dismiss a good man because you disagree with him, that the certainty of the result prevents the elections from being contested. Only forty per cent, of the seats, for instance, were disputed in 1887. No great effort, therefore, is needed to retain seats ; and as the minority know they have no chance of controlling the Govern- ment, they cease to agitate, and there is an absence of excitement about elections generally. 2 M. Borgeaud 1 Four have served over twenty years ; and Herr Carl Schenk, who died in office in 1895. was elected in 1863, served, therefore, thirty-three years, and was six times President. (See Graphisch- statistischer Atlas der Schweiz, 1897). 2 M. Numa Droz says : " When the people reject a law in virtue of their sovereign right, there is no entering into a state of conflict. The craftsman carries out the work to his satisfaction; the em- ployer who gave the order is of a different opinion, and sends it Introduction xxix has described the motives which influence the average Swiss elector: "If the candidate is obliging and affable,-" he says, " and if he is a neighbour and a decent fellow generally, and if he belongs to the party from which the elector has been hi a habit of choosing, then the elector argues thus : Would it not be an undeserved reproach to turn X out ? His opinions may be different from my own, well ! what of that ! If he does it again, one can always say No." l The Swiss elector is, on the whole, more interested in the person of his representatives tharuin his politics. The re- jection of laws by the referendum seems, in fact, to take the place of a change of parties. When the Government is unpopular or times have been bad, and people are generally discontented, they do not give vent to their dissatisfaction by turning their repre- sentatives out of office, but they promptly vote down the measures their representatives have prepared. Thus the fate of a law depends a great deal more on the immediate popularity of the Government than on its own merits or defects. It is a novel method of rebuking the party in power, but it is not ineffective. It makes them careful not to offend if possible, and it has the merit of avoiding all violent changes. 2 back to be altered. The legislator is not discredited. He is in the position of a deputy whose bill has not passed ; there is no want of confidence." (See Contemporary Review, March 1895.) This is typical of the way in which the Swiss regard the question. 1 Revue du Droit Public, Nov.-Dec. 1896 : " In the elections which took place in October 1896, out of the 160 members in the National Council there were only 25 new ones, and in the Council of States only 8 new ones. Between 1888 and 1896 the National Council has only lost 20 of its members by non-re-election, while 62 retired voluntarily." 2 There is also an absence of party machinery and organisation outside the houses of the Legislature. "There are in the Con- xxx Introduction Whether an Executive Government elected on these principles is more or less harmful than a Cabinet representing one party or the other is an interesting problem of political science. One thing is certain, both the Council and the Assembly are less susceptible to popular influence in that they do not change with the changing ideas of the people. The Executive Council in particular pursues its own course, guiding and lead- ing the Legislature in virtue of its superior capacity and experience, telling them what they ought to do, producing the necessary documents, and finally see- ing that the orders of the Assembly are carried out. The Council has therefore been called the mainspring or balance-wheel of the constitution. How far the aloofness of the Executive from the popular currents of opinion in the State is responsible for the desire of the people to intervene directly in public affairs, or, on the other hand, how far such a stable and permanent government is rendered possible by the safety-valve of direct legislation; how far, in short, the absence of party government causes direct legislation, or direct legislation contributes to the absence of party government, is a delicate question for political philosophers to decide. 1 federation," says Mr. Lowell (p. 313), "no national committees, no elaborate system of primary caucuses and general conventions, no men who make a business of arranging nominations and managing campaigns. The Clericals and the Kadicals do occasionally hold Congresses, but these are simply intended to prevent disruption by discussing the questions of the day ; they take no part in the nomination of candidates." Parties, however, play an important part in getting up demands for the referendum still more in drafting initiative demands. There are a group of professional politicians, the neinsager, who make a business of collecting signa- tures against federal laws, and raising an opposition. 1 Mr. Lowell says, " The causes of the peculiar relation of Swiss Introduction xxxi With regard to the organisation and actual working of the referendum and the initiative, M. Deploige's careful study will speak for itself. Though the Swiss experiments in direct legislation have, during the last ten years, excited much interest in the United King- parties to the Government, and of the condition of the parties themselves, may be sought in various directions." He attributes the low development of party to the shortness of the sessions of the Federal Assembly, which give little opportunity for the develop- ment of a party policy or the consolidation of party ties ; also to the fact that the Government has little patronage to bestow, and that the deputies to the Federal Legislature are elected on local rather than national issues. In the case of all elected represen- tatives, the Swiss votes for men with whom he is personally acquainted, and this obviates the need of party machinery for the selection of candidates. No doubt the fact that Switzerland is divided internally by race and religion also prevents the growth of strong compact parties. The referendum itself, Mr. Lowell con- siders, "tends in a variety of ways to lessen the importance and increase the stability of parties." It tends to split up the issues. "The referendum entails a decision only on the special measure under consideration, and hence the people are never called upon either at an election or a referendum to judge the conduct of the party as a whole. It is no doubt largely for this reason that Swiss political parties have no very definite programmes and little organisation." Again, Mr. Lowell points out that the referendum tends to draw attention to measures instead of men, " and it is the personal admiration or dislike of public men that forms a great deal of the fibre of party allegiance." Moreover, the referendum weakens the motives for a change of parties. "If a law is unpopular the people simply refuse to sanc- tion it, and this prevents an outcry against the party that enacted it. If, on the other hand, the people ratify it, there is clearly no use in trying to persuade them that the men in power were very wrong in passing it, and ought to be turned out for doing so. Nor is there any chance for an opposition to work on the popular fears by foretelling the bad laws the ruling party is likely to pass if continued in power, because the people can always reject measures they do not like. Hence it is not easy to finds arguments for electing a new set of representatives drawn either from the past or the future." c xxxii Introduction dom, they have been more often popularly described than precisely studied. In particular the use of the referendum and the initiative in the government of the canton as distinguished from the Federation has received but scanty notice. In M. Deploige's excellent work the English student will find a more precise and detailed account of these re- markable experiments than in any other volume known to me. Mr. Lowell, after praising the excellence of the Swiss government, points out that Switzerland is free from many of the difficulties that perplex other nations. Her population is, after all, very small, only three millions in all, " and experience proves that the larger the population the harder is the problem of free government." These three million inhabitants are not recruited from without by a long line of immigrants which have to be absorbed and to be educated into useful citizens. They are not divided by any glaring in- equalities of wealth. There are no very rich or very poor, no millionaires and but few paupers. The Swiss are, therefore, not confronted with the great problem of poverty. There are no eager capitalists always seeking new fields for investment with the attendant result of inflation and crashes. They have no great undeveloped countries to be opened up with untold possibilities of mineral wealth, which arouse all the gambling instincts of a nation. Social equality, too, is very marked. There are no " classes " and "masses," and no great class differences. The people are de- cidedly stationary, not moving about from one part of the country to another, or rising or falling in Introduction xxxiii the social scale. 1 Two-thirds of the population are engaged in agriculture, and the manufacturing ele- ment is comparatively small. The great industrial struggles which convulse other countries and paralyse trade are therefore non-existent. There are no very large cities. In 1 893 the popu- lation of Ziirich was 130,000, including suburbs; Geneva, 78,777, including suburbs; Basle, 75,114; Berne, 47,620 ; Lausanne, 35,626. There are no others with a population over 30,000. There are in conse- quence no great congested and discontented masses of unemployed with their burden of poverty and vice, with which most modern governments attempt to cope in vain. For the Swiss foreign policy is a negligible quan- tity. Their neutrality is guaranteed, and they are not hampered by belonging to the European Con- cert, and are not obliged to make enormous sacri- fices of men and money in order to keep up military appearances. " The Swiss Confederation," says Mr. Lowell, " is on the whole the most siiccessfuL-deiiiocracy in the world. . . . The people are contented ; the Govern- ment is patriotic, far-sighted, efficient, and economical, steady in its policy, not changing its course with party fluctuations. Corruption in public life is unknown Officials are selected on their merits, and retained as long as they can do their work, and yet the evils of a bureaucracy scarcely exist. . . . The Swiss states- men deserve the highest praise for their labours and 1 Cf. New South Wales, which proposes to introduce the referen- dum. Fifty thousand were disfranchised in 1893 who had voted in 1892, because they had changed their residence. xxxiv Introduction the greatest admiration for their success, but we must beware of thinking that their methods would produce the same effects under different conditions. The problem they have had to solve is that of self- government among a small, stable, and frugal people, and this is far simpler than self-government in a great, rich, and ambitious nation. " l I have endeavoured in my footnotes to bring up to date the mass of material on the referendum and initiative which M. Deploige has so clearly mar- shalled, and I have ventured in a few places to add some further references and explanations likely to be of use to the English reader. L. TOMN. 1 " Lowell," pp. 335-336. CONTENTS PAOE INTRODUCTION v AUTHOR'S PREFACE xxxvii LETTER OP M. VAN DEN HEUVEL ON THE REFERENDUM IN BELGIUM . xxxix CHAPTER I THE EVOLUTION OF DEMOCRACY IN SWITZERLAND BEFORE 1798 : I. The Landsgemeinde 3 II. The Referendum in the Orisons and in Valais The Rittinghausen System . . . .27 III. Popular Institutions in the Canton of Berne . . 44 AFTER 1798 : I. Public Law in the Federation and in the Cantons from 1 798 to 1830 50 II. The Growth of the " Rights of the People " in the Cantons 68 III. The "Rights of the People" in the Confederation 91 CHAPTER II THE MODERN ORGANISATION OF "LEGISLATION BY THE PEOPLE " SECTION I. THE "RIGHTS OF THE PEOPLE" WITH REGARD TO THE CONSTITUTION : , 1. In the Confederation 124 2. In the Cantons 136 xxxvi Contents PAGE SECTION II. THE "EIGHTS OF THE PEOPLE" WITH REGARD TO THE ORDINARY LAWS : 1. In the Confederation ' . .144 2. In the Cantons 171 I. The Optional Referendum 171 II. The Compulsory Referendum . . . .176 III. The Popular Initiative 189 CHAPTER III THE RESULTS SECTION I. THE PRINCIPAL VOTINGS ON FEDERAL AND CANTONAL LAWS 211 SECTION II. THE REFERENDUM FROM THE Swiss POINT OF VIEW 266 CONCLUSION APPENDIX I. The Popular Initiative in the Federal Constitu- tion 297 II. Constitutional Revision in the Cantons . . 305 BIBLIOGRAPHY 315 INDEX 323 AUTHOR'S PREFACE THE letter published at the commencement of this volume absolves me from the necessity of a long ex- planation as to my motives for undertaking a study of the Swiss referendum. The Belgian Chambers are about to discuss the important proposal for a royal referendum, and I have thought that it might be useful at this juncture to make the Swiss referendum known in this country. Although they differ in certain respects, yet these institutions have one thing in common they are both concerned with the direct intervention of the electorate in the legislation of the country. I have endeavoured to describe the historical origin of the referendum, to demonstrate its mechanism, and to set forth its results, without taking a side, or being actuated by any prejudices. My book would have been very incomplete had I confined myself to the works on the subject. The referendum has attracted but little attention up to the present, and has not hitherto been examined as a whole. I have therefore prosecuted my inquiries in Switzerland in person, hi order to become initiated into the working of the institution. I now offer the fruits of this twofold investigation to the public. I must not omit to express my gratitude to those Swiss gentlemen who have given me both useful xxxvii xxxviii Author's Preface advice and valuable information. My thanks are especially due to MM. Ruchonnet and Droz, Federal Councillors; to MM. Naville and Respini, National Councillors; and to Professors Hilty of Berne, Ped- razzini of Fribourg, and Wuarin of Geneva. S. DEPLOIGE. TONGRES, Sth March 1892. A LETTEK ON THE EEFERENDUM IN BELGIUM BY M. J. VAN DEN HEUVEL DEAR SIR, Your book is most opportune. Yester- day no one spoke of the referendum without a smile. The direct intervention of the people in legislation was looked upon as a democratic dream, which could only be realised under exceptional and transitory circumstances, or in countries where legislation was in a primitive stage. It was clearly understood that a permanent system of popular consultations was quite a different thing from those unfortunate plebis- cites which have taken place from time to time in France, and from those solemn ratifications of con- stitutional reforms which are prescribed by the constitutions of the American States. But quite suddenly one fine morning, in the midst of the din of party strife over electoral reform in Belgium, a powerful voice was heard above the rest, demanding the immediate introduction of the referendum for a reason which had not occurred to any one up to that time, namely, in order to strengthen the royal autho- rity. 1 There was a pause for the moment out of sheer 1 [On the 27th November 1890, six Liberal members proposed that there should be a revision of the constitution, and, the idea was to xxxix xl The Referendum in Belgium surprise. Then the controversy broke out, and dis- cussion began to rage. Those who are not enamoured of sudden and un- tried political reforms have had recourse to the legis- lation of other countries for guidance and instruction. In spite of a thorough and searching examination, however, they have not been able to find a single country with a monarchical government in which any one has thought of establishing the referendum for the sake of strengthening the influence of the sovereign. And, indeed, in no country have they discovered any attempt to combine the rights of a constitutionally limited head with so democratic an institution as the referendum. The only country which afforded a suitable field of observation was introduce universal suffrage for the election of members of the two Chambers. M. Beernaert, one of the ministers, suggested instead, in March 1891, that the suffrage should be extended, but that it should not be universal, and also that the Execu- tive should be invested with power to consult the electorate on a law which had been proposed but not yet passed, or on a law which had passed but to which the King had not yet given his assent. The idea was that the referendum would strengthen the royal power, and compensate for the practically obsolete veto of the Crown. The proposal was adopted in the two Houses, with the proviso that the conditions under which the King should directly consult the electorate should be afterwards deter- mined by a law. The Belgian constitution directs that the Parliament, after having voted for a revision, should dissolve, and the question be taken up by a new Parliament. When the next Parliament met, a commission to revise the constitution was appointed; but on the 26th of November 1892 the Minister of the Interior declared that, in view of the unfavourable reception which the referendum had met with both in Parliament and in the coun- try, the Government would officially withdraw its proposals. Three members took the referendum proposal up, but the commission of re- vision rejected it by 15 votes to 3. The question of electoral reform still remained to be solved, and the discussions seemed so inter- The Referendum in Belgium xli Switzerland, a federation of a group of republican cantons. The referendum has existed there for cen- turies, in the seclusion of a few cantons, like some rare alpine plant, and needed the atmosphere of modern ideas and the aid of special circumstances to revivify it, develop it, and make it spread over the whole country. Your work has a twofold merit. It portrays the referendum for us as a living, working institution, with its almost invariable accompaniment and younger sister, the popular initiative. Your observations have been made on the spot, and are taken from life, and every page of your description irresistibly leads our thoughts back to our own country in order to com- pare the situations, and to prophesy the results of minable that the people of Brussels determined to undertake a referendum on the subject. They applied to Jhe municipal autho- rities to organise it, and a referendum was taken in four communes on the five different propositions of electoral reform. There were many protests as to the unconstitutionality of the proceeding, and finally, on the I4th February 1893, the King annulled the proceed- ings, and commanded the authorities not to interfere. The Liberal Association then took the matter up, and summoned 111,837 citizens of Brussels, over twenty-one years of age, to vote ; 60,732 voted, and 56,338 were in favour of universal suffrage, but as the opponents of universal suffrage had recommended their party not to vote, and as 50 per cent, of those summoned did not vote at all, the result cannot be said to be decisive one way or the other. For a history of the proposed introduction of the referendum, and a discussion of the principles involved, see Arnaud, La Revision beige, Paris, 1893 '> Fuld, Die versuchte Einfiihrung des Referendums in Bclgien, in the Archiv fur o/entliches Recht, 1893, pp. 558-567 ; De Gamond, De la Revision constitulionelle en JBelgique, Belgique Judi- ciaire, 1893 ; the Revue ginerale d' Administration, November 1893 ; Wuarin, Le Referendum beige, in the Revue des deux Mondes, ist August 1891 ; Lorand, Le Referendum, Brussels, 1890; Deploige, Le Referen- dum en Bclgique, Revue gc'ne'rale, December 1891 ; Hauleville, Le Referendum royal, Brussels, 1892. ED.] xlii The Referendum in Belgium a referendum in Belgium by the habitual results of the referendum in Switzerland. Your book is a book of living politics, and one which is very suggestive. Three forms of the referendum are discussed in Belgium. To distinguish them I have ventured to term them The Initiative Referendum (Le Referendum d Initiative). The Referendum of Appeal (Le Referendum de Partage). The Corrective Referendum (Le Referendum de Correction). All these three forms seem to me equally bad, because they all proceed from the same principle, the direct intervention of the people in legislation, which in Belgium at th. present day could not but result in a state of things directly opposed to political progress. Public opinion, however adverse it may be to the referendum in itself, seems to me to vary in its degree of opposition. It is entirely hostile to the referendum of initiative ; it regards the referendum of appeal with more or less indifference, but rather unfavour- ably on the whole; it dislikes and almost fears the corrective referendum. I. THE INITIATIVE REFEKENDUM. This referendum, according to its supporters, ought to take place before every deliberation of the Chambers. It is an attempt to engraft the popular initiative on to the parliamentary system. What a combination ! The people are to be consulted on principles which The Referendum in Belgium xliii are likely to be more vague and dubious than usual, since they are drawn up in general terms, and not elucidated previously by any public discussion be- tween those interested on different sides. The Parlia- ment will moreover be bound to take a certain course without having been first heard. It will be obliged to submit to and accept the vote, however brutally bald and laconic may have been its expression. Such a referendum would resemble an imperative mandate. It would be the immediate ruin of parliamentary government. Popular opinion has been so unanimous, and has opposed the proposal for an initiative re- ferendum with so much energy, that it now seems to be definitely abandoned. II. THE REFERENDUM OF APPEAL. Many worthy people then bethought themselves of a compromise, and proposed to utilise the referendum in the case of a conflict between the two Chambers. " A serious disagreement between the Senate and the Chamber of Representatives," they say, " is a crisis to be regretted, for it prevents the regular and normal conduct of business. Surely the most natural and simple course is to end the conflict by an appeal to the opinion of the electors, and to make them act as arbiters." This concession seems at first sight to be un- important, but appearances are deceptive, and it is, in reality, an innovation which needs careful consideration. At the present day conflicts between the two Houses rarely occur. If the majority in the two Houses are xliv The Referendum in Belgium actuated by different principles, both of them try to come to an agreement, and make attempts to find a common ground on which they can meet. They know that the solution of the difficulty depends upon themselves alone, and upon their mutually concilia- tory attitude to each other. When once the dispute can be settled by a third party, the position will be immediately changed, the obstinacy of majorities will increase, and the concessions will be less frequent; each Chamber will wish to show that it knows itself to be in the right, and will have fewer scruples in opposing the other, because it knows that there is an easy method of deciding the matter and ending the struggle. The dominant thought will no longer be that of mutual conciliation. When once the two Houses are certain that they cannot agree, their one object will be to formulate their opinions in those terms which are most likely to win for them the sympathy and favour of the arbiter, the people. The referendum is not only open to the grave objection of increasing the temptation to disagree, but it is also liable to determine the dispute in such a manner that the result obtained is either bad or at least more incomplete and inadequate than would have been obtained had other means been adopted. If the two Chambers continue to keep the same electoral origin which seems to be the wish of the actual majority of the Senate then, if the matter in question is important, and its solution too urgent to be postponed, the dispute ought to result in a dis- solution. The Crown intervenes in this case without incurring any personal responsibility, takes note of TJie Referendum in Belgium xlv the deadlock, ascertains its gravity and the necessity of ending it by the method laid down in the constitu- tion. If, however, the two Chambers shall be chosen on a different electoral basis and this seemed to be what the Government desired at first then, when the revision takes place, some other expedient ought to be devised by which a conflict may be avoided. For instance, mixed commissions might be instituted which should be composed of deputies and senators similar to those which take place hi the United States. Were the electoral basis different for each House, a referendum would be an appeal to the electoral body who chose the Chamber, and this would be to sub- ordinate the Senate to the Chamber, and a priori to relegate to a second place those authorities who have received the title of senators. The organisation of the referendum of appeal would moreover be far from simple. Nothing would, in fact, be more complicated. At what precise moment can it be definitely said that there is a conflict ? Upon what sort of questions are the people to give judg- ment ? What is to be the result of the popular vote ? These are all difficult points. It might often happen that dispute would not merely arise over the question of maintaining the status quo or replacing it by some other definite system. It might not unfrequently be a question of two systems of reform one desired by the Chamber, the other by the Senate. Can you submit all sorts of projects and counter-projects to the electors? Poor elector! He is to be forced to legislate himself when he has chosen reliable men whose business it is to find the right path in the midst of a labyrinth of controversies. xlvi The Referendum in Belgium III. THE CORRECTIVE REFERENDUM. In reality all the heat of the discussion in Belgium is concentrated in the third form of referendum. It is proposed that the King should have the right to appeal to the referendum after the two Chambers have voted, in order that it may guide him in exer- cising his right of consent, and enable him effec- tually to quash the decision of the parliamentary majority. Your book is principally concerned with the study of the Swiss institution, its legislative vicissitudes, and its relation to the social and economic conditions of the nation. But when one reads what you have written, and then thinks of our own country, what vital differences there are between the Swiss and the Royal referen- dum. The mechanism of the political machinery is apparently identical in both cases. But when the institutions are examined more closely, and due attention is paid to the political surroundings of which they form part, it is obvious that the resem- blance is merely superficial, and that the two are quite opposed. The Executive, the Parliament, the Ministry, the organisation of parties, the education of the people all these primordial elements which con- stitute the characteristic features of a State are utterly and entirely different in Switzerland and in Belgium. The King. In Switzerland the right of appealing to the referen- dum is not confided to the executive power. It is in the hands of permanently organised groups, such as The Referendum in Belgium xlvii the cantons, or accidental groups, consisting of a cer- tain number of persons who sign a petition and who are bound by no legal tie. In Belgium the idea is to place the referendum in the hands of the King, who is to be the judge as to whether a solemn appeal to the nation shall or shall not be made. The justification of this royal referendum is given as follows : " The monarch, it is said, does not enjoy hi prac- tice the authority which he has in theory and which the texts ascribe to him. By the constitution he has the right to assent to laws, the right of dissolving the Chambers, the right of choosing and dismissing the Ministers. But apart from certain exceptional and unimportant circumstances, it would be morally impossible for the King to avail himself of his prero- gative of veto. It would be a power at once too great, too weighty, and too perilous. The King could only refuse his assent, and put himself in opposition to his Parliament, if he felt himself supported by the general will of the country. Every time he refused his assent it would lead to a political upheaval and a dissolution. Every refusal would affect the personal responsibility of the King, and would affect it very seriously should he have wrongly interpreted the state of public opinion, and the same majority be returned after the dissolution. The referendum will solve these diffi- culties without the necessity of proceeding to extreme measures ; it will make the sentiments of the electo- rate known by national and legal methods. The King will henceforward be able to act with certainty ; he will see clearly which side is taken by public opinion, and whether he should or should not refuse his assent." d xlviii The Referendum in Belgium Such is the argument. It seems to me, however, that it contains two errors, one of principle and the other of fact. In principle the King has the right of sanctioning or refusing laws, not only according to the text of the con- stitution, but according to the ideas which actuated the national Congress. It is for the King to follow the dictates of his conscience and his reason in the exercise of this right. It is certainly an extremely dangerous and undefined power ; but it is irrational to conclude that because its character is thorny and difficult it is therefore non-existent. The right of sanction, like the veto, when actually exercised, also affects the moral responsibility of the King there can never be any question of his legal responsibility but it is impossible to modify this situation by a reform in procedure, and the notion of right cannot be separated from the notion of responsibility. Two theories are really advanced here. According to the first, which I consider absolutely untenable, the consent of the King must depend solely upon his interpretation of the true feeling of the country. The opinion of the country will be the opinion of half the citizens plus one who enjoy the franchise, and who have answered either yes or no. It is this majority which decides in the last resort as to the justice and utility of the law. According to a second theory, which seems to me the only one based on law and on reason, the assent of the King must depend on his personal opinion of the justice and utility of the measure under discussion; but in forming that opinion he must give serious consideration to the opinion of the The Referendum in Belgium xlix country ; and the opinion which he ought to regard is the opinion expressed, according to party rules, by the majority of the deputies who enjoy the confidence of their electors, and who have been chosen by legal methods. As a matter of fact, it is a great mistake to imagine that the referendum is a kind of present to the Crown. The King will gain nothing by this new right. He will neither be free to consult the people when it pleases him, nor will he be able to retain the power of decision in his own hands after the people have been consulted. If no text regulates the conditions under which the monarch shall exercise his right, he will be at the mercy of mass-meetings and petitions organised by the different parties, or even of disturbances and agitations in the street. The King will be obliged to resort to popular consultations every time that he thinks the Government powerless to cope with a difficulty. A future Parliament, in order to avoid such a state of things, might draw up an explicit text, which should state the conditions under which the right should be exercised, and should limit it to the case in which a preliminary demand has been made either by a cer- tain number of members of Parliament or by certain provincial and local bodies. These persons or bodies would then become " the ruling powers." On the one hand, the King could not appeal to the people unless those authorities were to agitate for it. On the other hand, if they were unanimous, he could not refuse to grant the referendum if they demanded it. Moreover, the people would be excited by parliamentary discus- sions, the press would become verY_jaoisv, and the 1 The Referendum in Belgium party in a minority would move heaven and earth to defeat their opponents. Various suggestions of a different nature have been put forward by the press. I shall only quote one of them here. It has been proposed that the King should have recourse to the referendum when a law has only passed one of the two Houses by a small majority. Such a provision would be equally disas- trous to any freedom of action on the part of the King. Every time that a law is much disputed, and does not obtain a certain specified majority, the monarch must inevitably appeal to the electors, unless he would incur the reproach of being partial. Laws which bear on matters which are the special province of the King, and which are likely to impose heavy charges on the country, such as military laws and estimates for the construction of fortified works, would in all probability be generally submitted to the electorate, in consequence of the agitation of the opposition. Let us now turn to another side of the question, and consider the result of the popular consultation. If it is to be regarded as final, then the King has only to submit he loses all personal freedom hi the matter. Supposing, however, that the referendum is only re- garded as a solemn piece of advice. Then the mon- arch is placed in a most embarrassing position. There is no difficulty evidently if there is a large majority ; but how is he to decide if the figures are almost equally balanced, or if the number of negative tickets are not equal to half the number of the registered electors ? How is he to decide if the total number of electors against the law is less than The Referendum in Belgium li the total number of suffrages received by the parlia- mentary majority at the election ? How is he to decide if cases of fraud and undue influence come to light which would be sufficient to annul an ordinary election ? Is it not true, then, to say that the Crown will not gain anything by the referendum, neither power or relief? The referendum will, moreover, imperil the other powers which the monarch actually possesses. As to the right of veto, it is not necessary to dwell upon it. This right will be entirely lost. The right of dissolution will be fatally restricted. Those powers appointed by law to make a demand for the referendum will consider themselves bound to point out in how far the parliamentary majority and the people are at variance. How then can the King tell the country that a dissolution is necessary because the Parliament seems to him opposed to the general opinion of the country, when these authorised powers have made no sign or refuse to declare that the Parliament no longer represents the feeling of the nation on some particular point. The right of dis- solution ought especially to be preserved from all new complications just now, as its exercise will become a more difficult matter in consequence of the proposed electoral reform by which general, provincial, and communal elections are to be placed on the same elec- toral footing. Formerly the results of the local elec- tions were made use of to influence the parliamentary majorities, although the composition of the electoral bodies in each case might be very different. In the future it is to be feared that these attempts will lii The Referendum in Belgium be renewed with more semblance of reason, unless public opinion comes at last to realise that local elections are principally concerned with administra- tive questions. In short, to introduce the referendum in the in- terest of the Crown is to pursue an illusion. Instead of being a benefit to the monarch who wishes to preserve a strictly constitutional attitude, it can only bring about many unfortunate complications, and lead eventually to loss of power. The Parliament. The Swiss Parliament and the Belgian Parliament have nothing in common. The important points of difference must be specially noticed. The first is a difference in the fundamental ideas of government. My colleague and friend, M. Dupriez, 1 has recently described it to me as follows : " Switzerland is a democratic republic. The prin- ciple of popular sovereignty applied in its purest form has produced results in the constitutional organism and on political customs which are quite peculiar to that country. Every man who forms part of the Legislature, Executive, or Judiciary, is appointed for a fixed term. Each person elected is imbued with the idea of the sovereignty of the people, and uses the power delegated to him according to what he believes to be the wish of those who sent him. If he has made a mistake as to their wishes, he hastens to repair his error, and does not think of refusing his 1 Author of that remarkable work, Les Ministres dans les priiicipaux pays (T Europe et d'Amtrique. The Referendum in Belgium liii consent. Thus the members of the Federal Assembly whose opinions have been disavowed by their electors do not vacate their seats, the Ministers whose personal wishes are thwarted by the votes of the Assembly or the people nevertheless remain at their posts. In Switzerland the authorities do not resign, they always submit. The organisation of the Federal Assembly con- stitutes a second great difference between the two countries. The electoral districts are so mapped out that one of the parties has a great advantage, and the parliamentary majority does not always represent the majority of the electors. Finally, the third difference consists in the auto- nomy of the cantons, and in the fact that the Federal Parliament has only very limited powers. On an average it passes about two or three laws a year. The ordinary session only lasts eight weeks. As to the cantonal assemblies, they scarcely sit longer than our provincial councils. These three striking features of Swiss political or- ganisation explain why the electors consider them- selves authorised to interfere in legislation, either by means of the popular initiative or the referendum. According to their theories they are the great motive power, and ought to command the legislative assem- blies to halt, or to advance, or to take a certain direction. Turbulent minorities avail themselves of the initiative as a means of dividing parties, and of the referendum as a means of obstruction. The country, as a whole, only bestirs itself on cer- tain occasions. It then protests against the parlia- mentary majority, and either gives the Legislature liv The Referendum in Belgium an imperative mandate to legislate by means of the initiative, or it makes use of the referendum to curb tendencies which are too pronounced. But the elec- tors do not intervene except at long intervals, because they do not live in a unitary country under the direction of a general Parliament whose activity is unceasing. To introduce the referendum into Bel- gium is to make an attempt to bridge, by means of a badly poised plank, the abyss which separates the system of popular government from the true parlia- mentary system. In England and Belgium the deputies are appointed by the electors, but they are not commanded by the electors. They must enjoy the confidence of the country, but they preserve an independence of thought and action. Our political conceptions are opposed to the idea of imperative mandates of any kind whatso- ever. The members of the minority as well as the majority represent the nation. They guard between them both private and public interests. The referen- dum will degrade their position in the eyes of the electorate, who will ask why the choice of representa- tives is so important when their resolutions are not final. It will weaken their prestige and destroy the principle of their responsibility. Every deputy will realise that his vote is only equivalent to a piece of advice which the electorate may adopt or reject, and that it is the majority of the electors who decide either by tacit ratification or express decision. The position of members and senators will be that of political pioneers, their mission being confined to discovering the land, and to pointing out the advan- tages and the dangers of the situation. The Referendum in Belgium Iv There are also other drawbacks. If the two Chambers have a different origin, the Senate will be annihilated, and the principle of the duality of the Assembly will only be a hollow mockery. Again, if the number of electors who are success- fully opposed to the Government at the referendum is less than the number of suffrages obtained on the day of the election of the deputies of the parlia- mentary majority, this majority will be able to say that it is overcome and oppressed by the minority. In this way the dignity and force of Parliament will be irretrievably compromised. Once a start has been made in the direction of popular concessions, it will not be easy to turn back. Even if the referendum should lead to un- fortunate results, it would be difficult to abolish it, because it would be necessary to persuade the people themselves that they have been in the wrong, that they must make a public acknowledgment of the fact, and that they must renounce rights which seem to them to be rights lawfully acquired. No ! the step once taken can never be retraced; and when the idea is followed out to its logical consequences by the rival parties, the result will be a series of legis- lative efforts much more advanced than those pro- posed to-day. It will be necessary to revise Article 131 of the Constitution, which relates to constitutional reforms, and Article 85, which deals with the final choice of a new dynasty. These two articles provide a method of popular consultation quite different from the referendum. The country is appealed to for its opinion by means of a dissolution. This system will Ivi The Referendum in Belgium have then to be discarded as old-fashioned. It will also be necessary later on to introduce the popular initiative, which is an inevitable consequence of the referendum. The people will not only have the right of putting the drag on the legislative coach, they will also insist on giving it a start. Finally, the referendum and the initiative will be introduced with more show of reason for local, provincial, and communal affairs. 1 The introduction of the referendum into our par- liamentary organisation will not be merely a slight modification of the constitution, unnoticeable in its effects: it will be the germ of a new departure, or, to speak more exactly, the commencement of a com- plete political revolution. The Ministers. It is very rare for the chiefs of the administrative departments to resign in Switzerland when they have experienced a rebuff or a check at a referendum. The attitude of the Belgian Ministers is very dif- ferent. It is dictated, not by constitutional or legal texts, but by ancient and unchanging traditions. Let us consider two distinct cases. Suppose, first of all, that an important law is passed by the two Chambers, and is supported by the Ministry, who stake their existence on it either implicitly or in express terms. As matters stand to-day, should the King refuse 1 The referendum has nothing in common with the inquiry which the local authorities are authorised to institute by Article 75 of the Communal Law, in order to gain information before making a decision. The Referendum in Belgium Ivii his assent to such a law, the logical course for him to pursue is to change the Ministry, or even dissolve the Chambers. But if the referendum is introduced into our constitution, it is quite a mistake to suppose that the situation will be simplified. It will instead be extremely complicated, not only before but after the popular consultation. When the persons or bodies authorised to demand the referendum from royalty exercise their right, or, to speak more generally, when the specified conditions to be determined by a future Parliament shall be fulfilled, the Cabinet will assemble in all haste ; they will discuss the point as to whether they are obliged to give their countersign in order that a work which they regard as most important shall be called in question at a popular consultation. The parliamentary supporters of the party will be convoked in a special meeting. If they are of opinion that the chances are that the consultation will be favourable to them, they will permit the Ministers to countersign without raising any difficulties. If, on the other hand, they consider that an isolated con- sultation would be a bad piece of policy, and that they would be more likely to succeed in a dissolu- tion, they will decide upon resistance, and begin the struggle from above. The Ministers will be obliged to openly refuse their countersign and to send in their resignation, or allow themselves to be dismissed. If they fear, however, both the consultation and the dissolution, they will then face the referendum with the courage with which we face the lesser of two evils. Let us then take one step further and consider a Iviii The Referendum in Belgium fresh difficulty. Let us suppose that the people have been appealed to, and that they have answered very clearly, and have rejected the law passed by the Parliament and supported by the Ministers. What course is then open to the Ministers and the deputies ? According to our present theories the Ministers must retire before a hostile vote of the Chambers on a Cabinet measure. How much more then must they retire before an unfavourable decision of the country itself? How could the majority remain on the front benches as if nothing had happened ? How could these Ministers and this majority discuss and pass any other important law? They would be a mere butt for the witticisms of the Opposition, who would declare the Government to be destitute of all moral support. It would be condemned to a policy of in- action until it acquired renewed strength at a general parliamentary election. The second case is this: Suppose one of the Chambers has adopted an important law in spite of the opposition of the Cabinet. The Ministers have done all in their power to ensure its defeat; they have agitated both by speech and writing, and all to no purpose: they have been beaten. To-day only one course is open to them : they must give in their portfolios. But when once the referendum appears on the horizon, will there not be a great temptation for these Ministers to resist the Chamber, and to threaten it with an appeal to the electorate ? In some countries the unfavourable vote of the Senate is not regarded by the Ministry as having the same significance as an adverse vote of the Chamber. The Senate seems to be somewhat removed from The Referendum in Belgium lix the people, while the Chamber seems to be closely in touch with them. But it would surely be going a step beyond this were the people in Belgium to have the right of personally intervening in legislative decisions. If the parliamentary majority has no fear of a dis- solution, it will show its teeth and resist the Cabinet, and make the latter's existence an impossibility. But in a country where the parties are a periodical check on each other, the majority will generally be in doubt as to the results of a dissolution. In this case it will draw in its horns, and the Ministry will remain in power, in spite of the opposition aroused. This will, in fact, be personal government supported by a latent and extra parliamentary force, the force being a popular one, and only manifesting itself at indeterminate intervals, and on questions which have been cleverly chosen. When the Cabinet shall make the bold experiment of submitting even the budgets to the people, then the Parliament will cease to be a necessary part of our political organisation; the Ministers and those who support them will be "the sovereigns of the plebiscite." Parties. In Switzerland there are numerous dismembered and divided groups, there are passing coalitions and a considerable floating mass of unattached members. In Belgium, on the contrary, the parties form two armies ; they have ancient traditions, and an organisa- tion extending throughout the country. They corre- spond to the tendencies which manifest themselves Ix The Referendum in Belgium in society. The extension of the franchise will perhaps modify their position; it will accentuate the sub- divisions. No one, however, expects a radical change to take place in their composition from one day to another. The tendency is for the two existing currents to continue to be the dominant currents for a long time to come without any mingling of the waters. The advocates of the referendum do not seem to understand the necessity for the existence of parties, and seem also to have no fear of the influence these same parties will exercise upon general opinion. Let us examine the argument advanced with such fre- quency that it comes only second to the argument we ha^e just examined in connection with the King. They say "that the referendum must have been in- vented, even if it did not already exist, in Switzerland, that it is indispensable to a representative organisa- tion, and that it is a happy complement of the right of dissolution." If the nation and the parliamentary majority be out of harmony, it is essential, so they maintain, to find out the points on which the two differ. If these points prove to be numerous, or if there be a general disagreement, the dissolution of Parliament must ensue. If the nation and Parliament be merely at variance on some special question, the referendum is the necessary remedy, the people will be consulted on the one subject, isolated from all others, and the issues will be precisely and openly stated. A dissolution leads to a discussion of persons and pro- grammes; the referendum abolishes personal pre- ferences, and restricts the debates to the examination of a particular law. A referendum and a dissolution The Referendum in Belgium Ixi are two separate rights, corresponding to two situa- tions which are in reality quite different. Without raising any doubt as to the competence of the people in legislative questions, this political dilemma is capable of being satisfactorily disposed of in more ways than one. Let us suppose that a party has a large majority, and that the two Chambers pass a bill of the first importance, and that the Crown, before giving its assent, dissolves Parliament. In this case the electoral struggle will surely centre round this particular law. If the Opposition be successful, it is easy to see that the opinion of the country is unfavourable to the politics of the majority. Should the King, instead of dissolving Parliament, have re- course to the referendum, is it not probable that a great many considerations will influence the discus- sions? Again, if the referendum should result in a negative answer, the real feeling of the people still remains unknown. Did the country only wish to reject the law, or did it wish at the same tune to overthrow the majority? One thing is certain, and that is that the electors who supported the majority at the time of the election have now ranged themselves against the law passed by that same majority. The difficulty is to know whether these electors are not discontented with their party as well as with the law. The actual figures obtained at the referendum will always be equivocal in this respect, and the public mind will be full of uncertainty on the point. The partisans of the referendum shut their eyes to the practical truth. They are ingenuous enough to believe that the electors, when voting, will merely vote on the merits of the question, and that their Ixii The Referendum in Belgium judgment will be as unbiassed as that of a stranger who has only arrived in the country the evening before. It is a curious mistake, for it is obvious that the vote of the electors will be a party, and not a theory vote. The electors are instructed by party journals ; they attend party meetings, they belong to party associations, they have fought for years on the the side of a party, and have debated the party pro- gramme within their circle. Is it likely that the elector will be able suddenly to put off " the old man " when a consultation occurs, and learn to think in a new manner ? Will not even the most thoughtful and least prejudiced men hesitate before separating themselves from the flag which they habitually follow ? The idea is to divide political programmes, but will not these men see a close connection, either logical or historical, between questions which are supposed to be separable ? The supporters of the referendum think that it will be easy to determine whether the discord between the nation and Parliament exists on a whole series of questions or on some special one only. They forget, however, that party programmes are often regarded by the electors in the light of pieces of cloth which have still to be made up. They are the expression of certain tendencies which will be curtailed or developed at length according to circumstances. They include also traditional questions, as well as local questions and questions of organisation. All the articles in the programme do not possess the same characteristics of urgency and importance at any one given moment, but they are all connected by ties of principle or interest. The political crock is always on the bubble, The Referendum in Belgium Ixiii and sometimes it is one item and sometimes another that rises to the surface. At certain times the whole programme seems to be summed up in two or three points, sometimes in one only. When the party in power has embodied this special point in a law which appears to it of the greatest importance, is it then possible to distinguish, as the advocates of the re- ferendum seem to wish, between the party and the principle of their law, to separate the father and the child, so to say, declaring ah 1 the while that to hit the one is not to strike the other ? Each time that he uses the referendum, the King will be obliged to declare that there is no discord between the parliamentary majority and the country, and that it is not necessary to have recourse to a dissolution. But he will nevertheless be obliged to add that he is uncertain whether all the adherents of the party in power are agreed on such and such a special point, and that he thinks in this respect there may be some difference of opinion between them which may have arisen either before or after the election. Such a proceeding would probably be a great strain on a party, and might lead to general confusion and a possible relaxing of party ties. It seems to amount to an appeal against a compact and well-disciplined group of deputies, addressed to all the forces of the opposition, to all the malcontents within the majority itself, and to all those whose interests are more or less affected by this particular law, and whose hopes in the present or in the future may have received a check. The break up of parties into groups would be a grave danger. A government has as much need of energy as a man has of will- Ixiv The Referendum in Belgium power, and the parliamentary government which does not rest on the solid basis of a faithful majority is a government which is powerless and impotent. More- over, the horizon is not so clear and cloudless in Belgium to-day that we can afford to weaken our motive powers and content ourselves with repre- sentative authorities devoid of force and stability. Parties are a necessity in a parliamentary system, and in spite of their exaggerations and inconveniences, they are a distinct benefit in our country. They are the intermediaries between the mass of the electors and the leaders. They group and educate the citizens, they register the echoes of general opinion, they sub- ject complaints to a sifting process, they recommend moderation to the turbulent, and tabulate the im- portant matters in the order which seems to them most useful. Once you divide them, break up their ranks, and destroy their programmes, you will have deprived the people of their necessary guides, and you will only have before you a great multitude of errant or indifferent electors. The People. The gulf between the Swiss and the Belgians is quite as great as that which separates the Belgians, who have always enjoyed a real independence, from the French, who have been unused to self-government for centuries. Democracy has had a peaceful existence in Switzer- land, for the mountains have afforded it the security of a natural and impregnable fortress. The inhabit- ants have learnt to regulate their affairs in a patri- The Referendum in Belgium Ixv archal manner. Cantons with Landsgemeinde still exist there to-day, and the people collect together in the great valleys and decide all civil and political questions as of old. In other places this primitive form of government has had to be abandoned. But the desire to take part in public affairs has become engrained in their natures. They have been accus- tomed to hear their fathers discuss problems of State, and have received the best of all political educations, that of experience. The Belgian possesses a great love of liberty. He reasons calmly and with much common-sense, but he is not accustomed to solve administrative and social difficulties by himself. He utilises division of labour, he concentrates his activity on his trade or on his profession, and he confides the task of guiding the politics of the State to the men who seem to share his views. Now all of a sudden, without preparing him in the least for it, it is proposed to consult him directly on the most disputed and difficult questions of legislation. Two reforms of the first importance are being dis- cussed. On the one hand, the scheme is to extend the suffrage, the result of which will be to summon to the polls considerable numbers of electors who have never taken any part in public affairs, and who have perhaps been rather neglected by the parties and the ruling classes, and who have as yet only vague notions of politics, and aspirations rather than ideas. On the other hand, it is proposed to introduce the referendum, which is an appeal to the people, and which presupposes that their education is already made, and that all classes of society have been in Ixvi The Referendum in Belgium close touch for a long time. There seems to be here a double danger. But there is yet another striking fact to be noticed, which is this : The Swiss people themselves, whose political wisdom entitles them to rank foremost among the nations of Western Europe, are somewhat cautious and hesitating in the use they make of the referendum. In the Federal Government experience has shown the wisdom of placing certain laws beyond the possi- bility of popular intervention. Thus budgets, treaties, and all enactments which Parliament may consider to be urgent, are excepted from the referendum. In your book there is much that is instructive on the question of the vote itself, you dwell on the many reforms that have been attempted or proposed in Switzerland with a view to lessening the dangers of the referendum. It has been proposed to enlighten the people before the popular consultation by means of the distribution or publication of messages. If these documents are business-like, the electors find them long and tiresome, and the majority do not take the trouble to read them. If they consist merely of a short abstract, they are ridiculous, and do not teach anything. Compulsory discussion has also been suggested. But such a discussion presupposes that the speakers will be clear and eloquent, and the audience com- plaisant, and well up in the course of events. As a matter of fact, no one speaks at the meetings which are held for purposes of debate. Others again have thought that it would be wise to defer the referendum until the law had come into The Referendum in Belgium Ixvii force, and experience had proved its worth. But this would be too great a check on the impatience of the opposition, and in the end the referendum would fall into disuse. On the voting day abstentions are numerous. Only 6 1 per cent, of the electors go to the polls in the case of federal laws. In several places the vote has been made compulsory in the case of cantonal votings. The number of voters has increased ; but, on the other hand, the number of blank tickets has increased also. The answer obtained at the referendum has proved to be deceptive and enigmatical. The electors are led to give the same vote by motives which are absolutely opposed. This would be remedied, some reformers think, if the answers were accompanied by a statement of reasons. There are others who claim for the elector the right to separate or amend the proposals submitted. What a dreadful muddle there would be were these plans adopted ! Politicians in Switzerland are not slow to take advan- tage of the general confusion, and have recourse to all sorts of subtleties of procedure. With a view to carrying measures likely to be unpopular with the majority, they make the strangest combinations of independent groups by tacking on provisions to win their favour. When a law is rejected, they return to the task and modify the form, and present the same law again under new colours. At the third attempt the people become tired of resisting, and allow the law to pass. There is nothing astonishing in this state of things. The people are competent to choose capable men. They are able to declare their general preferences, Ixviii The Referendum in Belgium and can give judgments on questions which do not re- quire expert knowledge. But to ask them to do more than this is to ask them to do something they cannot perform. They are incapable of making legislative de- cisions ; they have not got the necessary documents, nor the leisure for the necessary study. They are liable to be swayed by special and transitory considerations. Their "view is not a trained one, and they naturally cannot see things from the same standpoint as men who have been used to the conduct of affairs. Moreover, there are certain questions the signifi- cance of which would escape them altogether. I will only quote one example which is deserving of special consideration in Belgium, as the Swiss re- ferendum does not reassure us on the point. It is the colonial problem. The founding and develop- ment of a colony demand enormous sacrifices of men and money, of activity and devotion, for results which are in the dim future, and which are very diffi- cult to guarantee or even to define. The people, however, are always impressed by present sacrifices, and by reverses which are more or less dramatic. They do not pay any heed to future benefits, and to the development of individual energies. From this point of view it is permissible to think that if the referendum ever became an additional source of power to the King of the Belgians, it would nevertheless be a great weakness for the Sovereign of the Congo. To sum up what I have been saying at perhaps too great length. The referendum would be an absolutely new insti- tution in a parliamentary monarchy. The Referendum in Belgium Ixix The Crown, whose function it would be to remain neutral between the parties, would not gain in in- fluence, while its authority would be lessened and hampered by many complications. The Parliament and the Ministry run the risk of being irrevocably transformed. The ancient system of checks and balances would be succeeded by a transitory state of things which might lead either to personal or to popular government. The unity of parties would be threatened if this sword of Damocles were always hanging over their heads. Finally, the people, incompetent as they are for the task, would be obliged to come to the polls to give their decision in spite of themselves. These dangers are not apparent to me alone ; they have already been recognised and pointed out by the press and by eloquent party leaders. But the longer one thinks over the question, and the more one reads your book, the more one becomes convinced of the gravity of the situation. Indeed, in Belgium, it may be said, with a good deal of truth, that if there should ever be a referendum on the referendum, the only voters in its favour would be the authors of the reform. I remain, yours sincerely, J. VAN DEN HEUVEL. LOUVAIN, March 10, 1892. THE REFERENDUM IN SWITZERLAND CHAPTER I THE EVOLUTION OF DEMOCRACY IN SWITZERLAND THE object of this chapter is to give some account of the more important parts of those political in- stitutions which are essentially a product of Swiss democracy, and to examine the various constitutional experiments which have had as their result the direct participation of the people in the work of legislation. At first sight the task of tracing the evolution of democracy in such a place as Switzerland would seem to be an easy one, on account of the limited field of observation. On closer examination, however, we find that what appeared so simple is really very com- plicated. More than twenty states have continued to exist side by side in this little corner of the globe, united from time to time, it is true, in defensive alliance, but separated by lofty mountains, differing from the first in language, and later in religion, and enjoying varying degrees of independence from auto- nomy to partial subjection, with the result that each little state has worked out its own history apart from A 2 The Referendum in Switzerland the rest, and so powerful have been the disintegrating factors that no great current of thought seems to have acted as a stimulus towards unity. 1 It naturally follows that their respective governments were the outcome of very different political ideals. This abso- lute political separation lasted down to the time of the French invasion at the end of the last century. The Constitution of the i2th of April 1798, which was imposed on the country by France, proclaimed the Helvetic Kepublic to be "one and indivisible," and it reduced the ancient states to the position of mere administrative departments. Such a complete revolution in the position of century-old institutions, due moreover to foreign intervention, was too sudden and too fundamental a change to be permanent, and Switzerland quickly reverted to the state of a con- federation. Nevertheless, ephemeral though it was, the Helvetic Constitution could not but exercise a considerable influence in the future. It introduced a new prin- ciple into the public law of the country, the principle of the sovereignty of the people. From this time forth all the advocates of the " rights of the people " have armed themselves with these magic words, and have made them the basis of a whole series of claims. The Constitution of 1798 was in this way the origin 1 [For a general history of Switzerland the following works are accessible in English : MacCrackan, The Rise of the Swiss Republic, 1892 ; Hug and Stead, Switzerland, in the Story of the Nations series, 1890; the article on Switzerland in the Encyclopaedia Britannica, by the Kev. W. Coolidge ; E. Grenfell Baker, The Model Republic : A History of the Rise and Progress of the Swiss People, 1895. An ex- cellent bibliography of works on Switzerland is given by J. M. Vincent, State and Federal Government of Switzerland, p. 228.] The Evolution of Democracy 3 of that outburst of enthusiasm for democracy which, a few years later, after the July Revolution of 1830, convulsed the whole of Switzerland. Up to the end of the last century direct legislation by the people had been a fact, though the form which it assumed was accidental. From this time forth legislation by the people was demanded as a right, and publicly advo- cated as the only legitimate form of government. The study of the democratic institutions of our own time becomes much easier if we realise that they, too, have sprung from the very same inspira- tion, and are the outcome of one and the same idea. The veto, the referendum, and the popular initia- tive, all these creations of modern democracy are like organisms, which, in a more or less perfect shape, and with more or less difference in their final form, have all sprung from a single primordial cell. We shall trace their rapid evolution in the second part of this chapter. Let us pause, first of all, to examine the classical and somewhat curious forms of what we might term " historical " democracy. BEFORE 1798. I. The Landsgemeinde. Direct legislation has been a regular constitutional feature in Switzerland from the very beginning of its history. In the republics of Uri, Schwyz, Unter- walden, Appenzell, Zug, and Glarus the people have never ceased to legislate for themselves and vote their own taxes from the thirteenth century down- wards. They met together at least once a year for 4 The Referendum in Switzerland the purpose in solemn conclave, called the Lands- gemeinde. 1 The Landsgemeinde was an assembly of all the active citizens of the canton, that is to say, of all the "freie Landleute" of the age of fourteen and over, 2 and who were entitled to wear a sword. 3 1 The first Landsgemeinde of which we have any precise infor- mation was held in the canton of Schwyz in 1294 (Blumer, Staats und Rechtsgeschichte der schweizerischen Demokratien, St. Gall, 1850, i. p. 135). The following study of the Landsgemeinde is based throughout on this masterly work of Blumer. [Before the thirteenth century, however, the inhabitants of the Keuss valley (Uri) met to regulate all the affairs concerning their pasturage, and in Schwyz for purposes of local order from very early times. The records of the Landsgemeinde of 1294 prove that it was then no incipient institution, but a democratic assembly in which the people were sovereign with unlimited powers. One of the explanations of the origin of the Landsgemeinde is that they were the outgrowth of the feudal manorial court of Hof- gericht. The countrymen of the Alpine valleys assembled together at the call of the lord's bailiff or deputy, to witness trials and to act as a popular jury upon disputes arising under the customary law of the district. They did not legislate, they applied the law ; they did not elect the magistrate, they received him. In the First Perpetual League they declared that they would only have natives as judges, not foreigners. It would be an easy change, when the feudal power grew weaker, for the people to meet together to elect a man instead of waiting for his appointment, and to assume the general direction of affairs at such meetings. See Rambert, Les Alpes Suisse, p. 164. M. Dunant, in Legislation par le peuple en Suisse, p. 6, says that the word Landsgemeinde dates only from the fifteenth century.] 2 Towards the middle of the fifteenth century the age of political majority was fixed at sixteen in the cantons of Schwyz, Glarus, and Appenzell, and their example was followed by Zug in the sixteenth century. 3 Thieves, bankrupts, and malefactors generally, were deprived of their political rights. They were ehr and gewehrlos, and were for- bidden to wear a sword, the distinguishing mark of an active citizen. [If a man attended without his sword he was not allowed to vote, The Evolution of Democracy 5 It was held in the spring, before the peasants left for the high Alps, on the last Sunday in April or the first Sunday in May. 1 The place of meeting was an open space, with the turf for a carpet, and with only the boundless sky above, unter Gottes freiem Himmel. What more superb council chamber could be conceived than such a one in these Alpine lands ? Attendance was compulsory, 2 because on the day and was, moreover, fined. To the present day men attend the Landsgemeinde wearing swords of very ancient patterns, evidently heirlooms.] 1 [In Appenzell and Unterwalden the Landsgemeinde is held on the last Sunday in April, in Uri on the first Sunday in May, and in Glarus, if possible, during the month of May. At Glarus and Appenzell (Inner Rhodes) the Landsgemeinden meet in an open space in the town. An excellent historical account, description, and criticism of the Landsgemeinden is given by Rambert in Les Alpes Suisse (Lausanne : F. Rouge, 1889). M. Lefevre Pontalis has described them as they exist at the present day in a pamphlet called Les Assemblies pUnieres de la Suisse (Paris : F. Dentu, 1896), and in the Figaro of the 28th of May 1894. Prince Roland Bona- parte contributed two descriptive articles on the subject in the Figaro of the 28th May 1890, and in the Evinement of the 6th of June 1890. Mr. Irving Richman, in Pure Democracy and Pastoral Life in Inner Rhodes (Longmans, 1895), gives a vivid account of a Lands- gemeinde held in Appenzell (Inner Rhodes), which, by the way, is the only account I have ever seen of a Landsgemeinde held in the rain. A Landsgemeinde is also described by Adams and Cunningham in The Siviss Confederation, pp. 132-33 ; by Vincent, State and Federal Government of Switzerland, pp. 106-1 14 ; by W. Boyd Winchester, The Swiss Republic, pp. 101-107 ; and by MacCrackan, Teutonic Switzer- land, chap. xi. The description of Freeman in chapter i. of The Growth of the English Constitution is classical (London, 1892).] 2 A fine was imposed in case of absence. [Mr. Richman, in his book, states that a fine of five francs is still exacted in Inner Rhodes ; and in an article on Compulsory Voting (Le Vote Obliga- toire), by M. Deploige, in the Revue Generale for March 1893 6 The Referendum in Switzerland when the Landsgemeinde was held the people had to take an oath to observe the laws and customs of the country. In the early morning, chanting the while their patriotic hymns, these peasant legislators streamed in from all the communes of the canton. The chief magistrate of the state, the landamman, was ex officio president of the assembly. A band of musicians conducted him to the platform, erected in the middle of the meadow ; the active citizens ranged themselves round him in a circle ; farther off outside the circle the women and children x and strangers listened and looked on in silence. According to traditional prac- tice, a prayer, recited in unison, and the speech of the landamman, preceded the orders of the day. Before exercising its principal function, that of legislation, the Landsgemeinde proceeded to nominate the state officials, 2 the governors of bailiwicks, and the deputies for the federal Diet. The elections were made by show of hands. The landamman, with the help of his assistants, declared the result, which no one was allowed to .call in question. In case of doubt, (Brussels), M. Deploige has the following note : A deputy of the canton of Appenzell writes me that the Landsgemeinde punishes electors who stay away by a fine of ten francs. My correspondent did not, unfortunately, send me the regulation in question.] 1 [At Glarus the children occupy reserved places in front of the tribune erected for the officials, in order that they may be thus instructed from their youth up in the conduct of public affairs.] 2 [In Glarus, up to 1857, the candidates had to be entreated to accept office. After many compliments they were elected in spite of their refusals, and the majority accepted the posts offered. Those who declined had to declare upon their honour, or even on oath, that they would not take office before any one even thought of replacing them. See Droz, Etudes et portraits politiques, " Life of Landamman Heer."] The Evolution of Democracy 7 either a second show of hands took place, or the voters separated into two groups and were then counted. 1 A not uncommon piece of tactics was to call out, " Friends, hands up " Hend auf ihr Hebe Landlut when any particular name was called out. It was in all probability a ruse employed by the supporters of a candidate to make the doubtful electors take one side or another. There were laws, however, which imposed a fine on this especial manoeuvre. Every free man was eligible for office. 2 The terms were short, with little if any remuneration. The offices were therefore in practice only accessible to persons in easy circumstances, which explains the fact that in the list of landammans the same name occurs again and again. 3 1 [At Appenzell (Inner Rhodes) the people enter the church by different doors, and are counted as they enter.] 2 In the cantons of Uri and Glarus those employed as merce- naries in foreign countries were ineligible (Blumer, ii. p. 112). The Swiss were to be found in the Middle Ages in all the armies of Europe, the poverty of their soil and the scarcity of employment having compelled them to enrol themselves in foreign armies. The cantonal governments often used to take advantage of this practice, and would conclude treaties with foreign sovereigns, known as military capitulations, by which they undertook to provide con- tingents of soldiers. The Federal Constitution of 1848 forbade military capitulations. 3 [In Uri in the Middle Ages we find one Werner d'Attinghausen in office from 1294-1317. From 1317-30 there is no record. In 1331 we find his son in office, and again in 1333-37, and from 1346-57. Thus father and son were in office at least thirty-seven years. In Schwyz, Conrad ap Yberg and Werner Stauffach alternate from 1291-1314. From 1314-19 there is no record. Then we find a Henri Stauffach in office in 1319. From that time to 1342 there is no record. From 1342-73 we get a Conrad ap Ypberg (thirty-one years), and from 1378 we get a line of Stauffachs. See Rambert, op. 8 The Referendum in Switzerland After electing the officials the people next pro- ceeded to deal with the internal and external affairs of the canton. In such matters the Landsgemeinde was not only supreme, but a very real and effective sovereign. The citizens recognised no other laws than those of their own making ; l not a farthing for taxation left their pockets without their consent. The state contracted no alliance that was not for- mally approved by the majority of the nation, and cit. p. 1 86. It was the same later on. M. Numa Droz, in his " Life of the Landamman Heer of Glarus," Etudes et portraits politiqucs, 1895, says that from the eighteenth century there had been Landam- mans out of the family of Heer. Cosme Heer, the grandfather, had been Landamman from 1828-33; Nicolaus, the uncle, from 1803-21 ; and the Heer of the biography eighteen years from 1857-76. The same author gives the following account of the duties of a landamman in Glarus : The landamman has to direct the assembly of the people. He has to preside at the Council of State of 9, at the Landrath of 40 members, and at the triple Landrath of 117, which deliberates on the questions to be sub- mitted to the Landsgemeinde. It is the landamman who elabo- rates the greater part of these proposals. It is he, as a rule, who draws up the memorial to be sent to each active citizen before each Landsgemeinde, a memorial which contains all the proposi- tions and arguments in their support. The landamman may be called upon to take part in many commissions. He is the councillor of all. Every one goes to him in all the difficulties of life, some- times for advice on legal matters, sometimes to ask his intervention in their favour when they apply to the commune for relief. The landamman has no official secretary to help him in all this. Yet we find constant rivalry between the different families to obtain the post, and some curious scenes at election time. The government of trades unions by general meeting, the earliest form adopted, presents many analogies with the Landsgemeinde. See Industrial Democracy, by Sidney and Beatrice Webb, vol. i. chap, i, "Primitive Democracy."] 1 In 1733 tne Council of Glarus consulted the Landsgemeinde on the interpretation of an obscure law on bankruptcy. Originally the Landsgemeinde administered justice and exercised the right of pardon. (Blnmer, i. pp. 270-72.) The Evolution of Democracy 9 no foreigner could become a citizen of the country unless admitted by the Landsgemeinde. 1 Among the series of laws enacted by the Lands- gemeinde, one group ought specially to be noticed, because it throws new light on the political morality of those primitive democracies. I refer to the suc- cession of statutes designed to prevent corruption at elections. The purchase of votes seems, in fact, to have been carried out on a large scale, especially by candidates for the office of bailiff. This was a lucra- tive post, because the bailiffs were the governors of the subject domains belonging to the little republics, and they did not fail to make the most out of the inhabitants. The existence of these subject domains, it may be mentioned in passing, is one of the curious features of "historical" democracy, and those who theorise about modern democracy will no doubt regard their very existence as a monstrous anomaly, for nothing is more at variance with the principles, if not with the mode of action, of those who claim to rally round the doctrines of the French Revolution. 1 [It was a very difficult matter to be admitted to citizenship in another canton. For instance, in Appenzell (Outer Rhodes), in 1834, a man had to reside ten years in the canton. An application then had to be made to the Great Council, who minutely investigated the man's antecedents, and submitted the demand to the Lands- gemeinde with a favourable report. The candidate then mounted the platform at the Landsgemeinde to be presented to the people, who were the final judges. In Appenzell (Inner Rhodes) he and his family had to take an oath before the people that they were Roman Catholics and went to church regularly. The candidate had to pay a fine for admission. Even if the votes at the Landsgemeinde were in his favour he was ineligible for any public office during his life- time, but his children were under no disability. At the present day the procedure is very similar, but five years' residence only is neces- sary, and the candidate is eligible for all offices.] io The Referendum in Sivitzerland But in the old-time democracies things bore a dif- ferent aspect. Their aim was independence, their bias republican, but the rights of man as an abstract idea was still a good deal beyond them. Liberty was much more than an idea, it was an actual fact ; not a philo- sophic theory, but a more or less complicated system of positive rights, based on a series of enactments exactly similar to those by which all other rights had been acquired. Civil or political liberty, once attained, was handed down as an inalienable heritage from those who first acquired it to those who came after them. The freeman, owing neither suit nor service to any feudal superior, no less than the burgess who owned no allegiance to any foreign power, would never dream of quoting in support of their claims to freedom the prehistoric equality of primitive man ; still less would they advocate the sovereignty of the people. They produced charters, they appealed to the rights acquired by their fathers, they quoted the concessions and exemptions obtained from former lords. 1 The subject lands, however, had no charters to invoke. They had ceased to exist as seignorial domains, and had become republican property, gener- ally as part of the spoils of conquest. They gained nothing, however, by the change. Their new masters were no more considerate than the old, and the exactions of the republican bailiff fell in no whit behind those of the feudal lords. A bailiwick was a snug berth for the man who could obtain the appointment by winning the sove- reign's favour. In this case, however, the sovereign was an aggregate of some thousands of peasants, all 1 Cherbuliez, De la democratic en Suisse, Geneva, 1843, vol. i. p. 39. The Evolution of Democracy 1 1 of them men leading hard and parsimonious lives. The way to the hearts of such men was not to be found by mere flattery: a bribe of money, a good meal, or a flagon of wine were better means to the end, a fact which soon became apparent to any candidate. Already, as far back as the sixteenth century, the Landsgemeinde are found legislating against the abuse. At first such legislation was con- ceived in merely general terms ; then, as the candi- dates continued to be successful in evading the letter of the law, the statutes took a more detailed form. 1 Such fits of repentance on the part of a sovereign people, followed by their relapse and by new projects of amendment, seem strange at first, and somewhat difficult of explanation. It would almost seem as if these laws were due to the efforts of defeated candi- dates, who took this way of revenging themselves on their more fortunate rivals. 2 1 [In 1666, 1667, and 1700 the Landsgemeinde of Schwyz fixed a scale of expenses for marriages, baptisms, fairs, and shooting matches, which varied according to the period at which these festivals took place a higher maximum being allowed in ordinary times, and a lower one in the period just before the Landsgemeinde. This clearly shows that these joyful occasions were utilised for bribery. In Lower Unterwalden, in 1692, "giving, paying, or receiving food or drink" was forbidden during the whole year without distinction of person. Rambert, p. 223.] 2 [Rambert, p. 325, says : " The Landsgemeinde have always retained something of the vivacity and impulsiveness of great crowds. It is a nervous government which has fits of exaltation and fits of depression. Glarus, where corruption was so rife, is now a model Landsgemeinde. M. Heer attributes the bribery to the state politics of the time, which were simply concerned with questions of personal interest. Something must be allowed for the spirit of emulation and competition which so quickly infects great crowds when brought together."] 1 2 The Referendum in Switzerland Whatever the reason might be, nothing seems to have put an end to the electoral corruption. Fines, and the exaction of an oath from the successful can- didate to the effect that he had not made use of illicit tactics, seem to have been alike unsuccessful. At last the bribery attained the proportions of a public scandal. In 1581 it was said at the Lands- gemeinde of Glarus, that if the sale of votes were not put a stop to, it would " demoralise and disgrace the canton." l Perhaps if there had been any power superior to the Landsgemeinde, possessing the energy and the will to repress the evil, it might have been eradicated. But the Landsgemeinde was the sole sovereign. The very sinners themselves, with their accomplices, formed part of it. An unusual amount of virtue and will power, therefore, on their part would have been required to put an end to practices the immorality of which did not appear so flagrant to those concerned. When it became clear that to eradicate the abuse was to attempt the impossible, efforts were made to regulate it and give it an appearance of legality. What had been, up till then, a vice odious to the law, became a duty imposed by the law. Under the new conditions the candidate was obliged to provide a dinner for the electors. In later times a sum of money was substituted, to be distributed in whole or in part among the voters. It goes without saying that in the long run, as far as the successful bailiff was concerned, it was his subjects who provided the funds. 2 1 Blumer, ii. p. 116. 2 [At Glarus, the bailiffs for Thurgau, Baden, and the Rhine valley paid between six and seven hundred florins for the post, and bribed heavily besides.] The Evolution of Democracy 1 3 Radical as these measures appear, they were never- theless inadequate. Only one resource was therefore left, namely, to suppress the election itself which gave rise to such fraudulent dealing. This was accordingly done. As formerly in the Athenian democracy, so in the latter years of the old system in Switzerland they had recourse to the ballot. 1 If the lot fell to a man who had not the leisure to devote to the administra- tion of a bailiwick, he put his office up for sale, and parted with it to the highest bidder. These details may perhaps be resented by enthu- siastic admirers of the Landsgemeinde, but that is no good reason for suppressing them. The old democracies will appear in a less poetic but truer light, and truth is our great object. 2 The rights of the members of the Landsgemeinde, 1 [In Glarus eight citizens were nominated for each post, and a child gave round eight balls wrapped in black, which, when opened, contained seven silver and one golden ball, and the man who had the golden ball was declared to be elected. Schwyz also adopted election by lot in 1692, but it had fallen into disuse by 1706, and it was decided in 1718 that whoever raised the question again should be outlawed. But the law continued in force in Glarus till 1798, and in 1793 they even chose their landamman by lot. Choice by lot was given up when the cantons became part of the Confederation. One writer complains that the method of electing the officers is now very dull by comparison.] 2 The existing constitutions of these cantons still forbid the purchase of votes in general terms. [In Schwyz in 1 830 it ceased to have a Landsgemeinde in 1848 we find that the people after the Landsgemeinde went to salute the magistrates, who gave them little "gratifications." This was no small tax, for there was always a considerable crowd, swelled by all the children of the district. The year 1824 is specially mentioned, for then the people had "cider in casks, and bread and cheese as much as they liked." One might criticise the ancient Landsgemeinden on other points besides those of bribery. See Rambert, pp. 218-22.] 14 The Referendum in Switzerland as forming part of a legislative assembly, were not confined merely to sanctioning laws and ratifying treaties. To begin with, each citizen had in theory the right of initiative, and could, therefore, himself bring any proposition before the Landsgemeinde. It was found necessary, however, at a later date, to restrict the unlimited exercise of this privilege. Certain precautionary measures were therefore in- troduced, and it became the custom, some weeks before the date of the Landsgemeinde, to send in the measures proposed to a council called the Land- rath, whose members were chosen by the people in the communal assemblies. 1 It was the province of the Landrath to consider all proposals sent to it. Those which it approved, and to which it was ready to give its support, were submitted to the Lands- gemeinde before the others. This preliminary examination undoubtedly had its merits. It acted as a sifting process by which the really useful and suitable measures were separated from the others, and thus recommended to the suffrages of the citizens. As a natural result, the Landrath attempted to claim a new power which 1 The Landrath may be considered as the executive and the Lands- gemeinde as the legislative power, though the sphere of each of these bodies was too loosely defined for this to be strictly accurate. The importance of the business affected the size of the assembly. De minoribus consilium de majoribus omnes. In course of time the Landsgemeinde came to deal with executive matters, and the Land- rath voted the laws; but Blumer especially points out that the ratification of such legislation proceeded from the people. The electors were jealous of their rights, and tolerated no encroach- ments on the part of the authorities. On several occasions the Landsgemeinde expostulated with the Landrath on account of real or fancied misuse of power. The Evolution of Democracy 1 5 constituted a grave menace to the rights of the people. It tried to exclude from the deliberation of the Landsgemeinde all the motions to which it had not given its assent. Had this been effected, the popular initiative would have been reduced to the mere right of petition. The people protested, and would not recognise any such power. At Lower Unterwalden and at Appenzell the struggle was ex- citing and prolonged. Sometimes the people, some- times the council gamed the upper hand. 1 The way in which the popular initiative was re- gulated in the canton of Uri is worthy of special notice. Each proposition had to be supported by seven citizens belonging to different families before 1 Blumer, ii. pp. 132-38 ; Keller, Das Volk&initiativrecht nach den schweizerischen Kantonsverfassungen, Zurich, 1889, pp. 12-27. [SeealsoDunant^gislationparlepeupleenSuisseipp. 16-23; Desch- wanden, Die Entwicklung der Landsgemeinde in Nidwalden als gesctz- gebende Gewalt, in Zeitschrift fur dffentiiches Recht, vol. vi. ; Zellweger, Geschichte des appenzettischen Volks, Trogen, 1830-40. The following particulars are taken from Deschwanden : In Lower Unterwalden, in 1688, we find that no proposition could be submitted to the Lands- gemeinde by a citizen unless it had first been discussed by the Landrath. In 1700 it was declared that each citizen had the right to propose anything that was not contrary to the glory of God and the well-being of the country. The government then claimed the right of judging whether the propositions were or were not con- trary to the honour of God and the welfare of the country, and under this pretext they eliminated all that displeased them. The Landsgemeinde then abolished these saving clauses. In 1713 a great fire consumed Stanz, and the Landrath attempted to persuade the people that God was angry because they were allowed to make propositions which might be contrary to His glory. The Assembly protested, and the Landrath retired, which prevented the Lands- gemeinde from deliberating. Then the people compromised and restricted the right of initiative to those propositions which con- tained nothing contrary to the glory of God, but they themselves were to be judges of the fact.] 1 6 The Referendum in Switzerland it could be submitted to the vote of the people. This method of procedure was called the Siebengeschlecht- begehren the demand of the seven families. 1 The preliminary deliberations of the Landrath lessened the importance of the great popular dis- cussions in that it made them less essential ; but at the Landsgemeinde perfect freedom of speech was allowed. The landamman consulted the public officials and other dignitaries, as well as the people generally, on each question as it arose. A fine coupled with expulsion from the Assembly were the penalties for interrupting a speaker, but any one who considered himself injured by a speech might demand redress. 2 The great difficulty was the maintenance of order on such an occasion a veritable holiday for the hun- 1 Blumer, ii. p. 131. [These seven electors dictated their motion to the Secretary of State at the beginning of the Landsgemeinde, and it was dis- cussed at the Nachgemeinde. It was not till 1823 that the propo- sition, signed by the seven electors, had to be sent in first of all to the Landrath. In Glarus the authorities drew up in a memorial a list of mea- sures for discussion. So many interruptions occurred, however, in consequence of the unrestricted right of initiative, that in 1766 the citizens were allowed to unite their propositions in the memorial, which was sent to the communes three weeks beforehand for this purpose. The measures of the Council were discussed first] 2 [In Schwyz, in the sixteenth century, we find that the inter- rupter had to ask pardon of God and the magistrate ; and at Stanz he had to kneel in the middle of the ring and say five pater and five ave. At the present day writers always remark on the freedom from interruption which the speakers enjoy. In Schwyz the injured party who sought redress could demand an explanation of the speaker, and then the Assembly decided if such explanation were sufficient or if the complainant should be allowed to seek legal redress.] The Evolution of Democracy 17 dreds of legislators who attended. Men like these, habitually armed with swords, were only too apt to come to blows when a discussion became heated. As a preventive measure the sale of wine and spirits was forbidden, both directly before the meeting and during its continuance. At Schwyz no one was allowed to carry a stick, and if a disturbance oc- curred the combatants were imprisoned on the spot. At Glarus the disturber of the peace was deprived of his sword and of all political rights ; was declared, in fact, to be ehr and gewehrlos until he obtained a pardon. It goes without saying that police regula- tions such as these could only be effectual if the culprits were few in number. When, as sometimes happened, the excitement spread through the whole mass, all attempts at suppressing the tumult were useless, and the debate had to come to an end. 1 After the different opinions had been expressed, the landamman summed up the amendments and put them to the vote. The citizens voted by raising their right hands, and the landamman counted the numbers and declared the result from the tribune. The sitting of several hours was not always long enough to exhaust the orders of the day. When night put an end to the meeting, still leaving several matters to be discussed, the legislators arranged for an after-meeting, a Nachgemeinde. At this supple- mentary meeting, which was held a week or fortnight later, attendance was not compulsory. It must have been less well attended than the ordinary Lands- gemeinde, because in the canton of Uri on two occa- sions, in 1705 and again in 1753, attempts were made 1 Blumer, ii. p. 109. B 1 8 The Referendum in Switzerland to attract people to the meeting by making small payments to those present. The May meeting of the Landsgerneinde and its possible Nachgemeinde took place in the ordinary course of events, but it remains to be noticed that in case of need the authorities or a certain number of citizens had the right of calling an Extraordinary Landsgemeinde. The Constitution of the Helvetic republic of the 1 2th of April 1798 respected neither the antiquity of the Landsgemeinden nor the independence of the small republics of Central Switzerland. Their indig- nation was great indeed when they learned that a foreign power was going to force on them a new constitution. The French spoke to them of liberty, of equality, of the sovereignty of the people, and of political emancipation. What meaning had such language for these mountaineers, already sovereign legislators, and free as the eagle that soared over their own Alpine snow heights, ignorant of the mean- ing of feudal privileges, and emancipated for cen- turies from the rule of monarchs and aristocrats? They perceived merely the emptiness of all these promises, and felt the hollowness of the revolutionary phraseology. Their fathers had founded a genuine democracy ; the democracy the invader would estab- lish was only a theory on paper. A touching letter addressed to the French Direc- torate on the 5th April 1798, expresses their senti- ments on the matter. It is, unfortunately, too long to give in full. The following is an extract : " Nothing can in our eyes equal the misfortune of The Evolution of Democracy 19 losing the Constitution which was founded by our ancestors, which is adapted to our customs and needs, and which has for centuries enabled us to reach the highest attainable point of comfort and happiness. Citizen directors, if you should have really come to the determination to change the form of our popular governments, allow us to address you on the subject with frankness and freedom. We would ask you if you have discovered anything in our constitutions which is opposed to your own prin- ciples. Could any other conceivable form of govern- ment put the sovereign power so exclusively in the hands of the people, or establish among all classes of citizens a more perfect equality ? Under what other constitution could each member of the state enjoy a greater amount of liberty ? We wear no other chains than the easy fetters of religion and morality, no other yoke than that of the laws which we have made for ourselves. In other countries, perhaps, the people have still something to wish for in these respects. But we, descendants of William Tell, whose deeds you laud to-day ; we, whose peaceful enjoyment of these constitutional privileges has never been in- terrupted up to the present time, and for the main- tenance of which we plead with a fervour inspired by the justice of our cause, we have but one wish, and in that we are unanimous : it is to remain under those forms of government which the prudence and courage of our ancestors have bequeathed as a heritage ; and what government, citizen directors, could more accord with your own ? "We who address you are inhabitants of those countries whose independence you have so often 2o The Referendum in Switzerland promised to respect. We are ourselves the sove- reigns of our little states. We appoint and dismiss our magistrates at will. The several districts of our cantons elect the councils which are our representa- tives, the representatives of the people. These are, in short, the very foundations of our constitution. Are not your own identical ? " The Act of Mediation of 1803 gave back a certain degree of their former independence to the cantons. Then the little peasant republics returned to their old traditional policy, and the people once again assembled every year to debate on public matters, to make their laws and appoint their magistrates. 1 The Landsgemeinde meets to-day just as it did in the Middle Ages. The same ceremonial is still observed. There is the prayer in which all join before the proceedings, the procession, and the speech of the landamman, the voting by show of hands, and the oath of fidelity taken by the people to observe their laws and customs. Except for certain encroach- ments of the central government in the domain of cantonal sovereignty, the power of the Landsgemeinde has remained essentially the same as in the olden days. It still legislates and votes the taxes, approves the estimates and the budget, appoints the officials and the magistrates. In the constitutions of the cantons the Landsgemeinde is declared to be the 1 [Napoleon nevertheless introduced certain habits of order which were not without their influence on the Landsgemeinden held after his fall. Under the Act of Mediation the discussions at the Landsgemeinde had been restricted to the subjects which had been sent in to the Great Council and published one month beforehand. This is the practice now universally followed, with slight variations in the date fixed.] The Evolution of Democracy 21 sovereign legislative power, and attendance at its meetings is enforced as a civic duty. 1 The citizens have still in principle the right of initiating laws, and of freely discussing, " under the free heaven of God," the propositions brought for their consideration. 2 The demand of the seven families Siebenge- schlechtbegehren that peculiar feature which has existed from time immemorial in the Constitution of Uri, did not disappear until 1888. Any elector since that date may bring forward a proposal in the Lands- gemeinde, provided it is in writing, is clearly ex- pressed, contains an epitome of the arguments in its favour, bears the signature of the proposer, and is 1 [Each Landsgemeinde canton has a " Landbuch," which is an official record of the Landsgemeinde. Some of these Landbiicher are very ancient, and date from the fifteenth century. They were the only thing in the nature of a written constitution which the cantons possessed ; they were merely a collection of laws, decrees, and traditional practice which were altered from time to time. The fact that the cantons are now obliged to have a written con- stitution which is guaranteed by an outside power, which they are bound to observe, and which they cannot alter without the same sanction, forms no slight limitation of their power. These cantons found the greatest difficulty in drawing up a written con- stitution, and it was not until after 1850 that all the Landsgemeinde cantons succeeded in drafting constitutions. The document drawn up by the government of Uri in 1820 is very characteristic : "We, Landamman, Council, &c., hereby declare that we have never had a written constitution contained in one document, but our constitu- tion rests on the following principles, consecrated by the usages of centuries and by legal enactments, which, with the protection of the Almighty, we hope to transmit to our descendants." Then follows a meagre list of six articles.] 2 [It is interesting to compare the Town Meeting in the New England States with the Swiss Landsgemeinde. See Professor Bryce's description in the American Commonwealth, vol. i. p. 590, &c., 1893. For a detailed account of the power of each Lands- gemeinde, see Dunant, op. cit. pp. 14-23 ; also Signorel, Le Refe- rendum legislatif, pp. 120-24, 1895.] UNIVERSITY 22 The Referendum in Switzerland forwarded before the end of March to the Landrath, which makes a report on the subject at the Lands- gemeinde. The mover either makes a speech in support of his own bill, or gets somebody else to defend it for him. 1 The other states have constitu- tional provisions of much the same character. In the half canton of Lower Unterwalden proposals must be sent in to the Landrath before the ist of March. The official Gazette publishes them within ten days. Within three weeks of publication, any elector has the right of submitting counter-proposals and amendments to the Landrath. The Landrath examines these new motions, and can in its turn supply others. But no proposals may be modified at the Landsgemeinde. They are there put to the vote as originally drafted. 2 The canton of Glarus is an exception, for its con- stitution states expressly that the Landsgemeinde has the right of accepting, modifying, or rejecting the propositions which are presented to it, as well as the power to send any measures back to the Triple Council for reconsideration or ratification. 3 1 Verfassung des Kantons Uri, Arts. 26 and 28. [An amendment of the constitution cannot proceed from a single person. It must be supported by fifty signatures at least.] 2 Verfassung des Kantons Unterwalden nid dem Wold, Art. 41. 3 [In Glarus, according to the Constitution of 1887, citizens send propositions to the Landrath to be inscribed in the memorial which contains the orders of the day for the Landsgemeinde. These motions, if supported by ten votes in the Council, are incorporated with an explanatory clause one month before the Landsgemeinde assembles. The rejected motions are also included in the memo- rial, but without any recommendation. If the Landsgemeinde accepts one of these latter motions, the Landrath is bound to include it in the next memorial with an explanatory clause. A law cannot The Evolution of Democracy 23 The stranger who witnesses a Landsgemeinde never forgets the experience, and is always profoundly im- pressed. The grandeur of such a scene has affected even such eminent contemporaries as Cherbuliez, be amended until three years after its promulgation unless it is prejudicial to the country. In Appenzell (Inner Rhodes) the Constitution of 1892 stipulates that the right of making propositions belongs to all citizens, but the motions must previously be sent in to the Great Council. If the Council will not undertake to present a particular motion, any citizen may do so, provided it contains nothing contrary to the federal or cantonal constitution. The regulations in Upper Unterwalden are the same. In Appenzell (Outer Rhodes), where they only vote and do not discuss matters at the Landsgemeinde, the Great Council, or a group of electors equal in number to the Great Council, may pro- pose any law to the Landsgemeinde, but in the latter case the Council has to report on it first. Thus at the present day everything passes, first of all, through the hands of the Council. They cannot, however, suppress or throw out motions. They can only comment adversely. Mr. Irving Richman gives the following account of the popular initiative in Inner Rhodes : "It has long been a constitutional rule of the state that no measure can be presented at the Landsgemeinde unless it has been passed upon by the Great Council. An inference from this might be that the Landsgemeinde merely goes through the form of accepting and rejecting what the Great Council has accepted and rejected beforehand. And in matters of slight importance this is usually the practice. But that it is not the practice in matters of more than slight importance is shown by the following incident : To the year 1891 it had been the prerogative of the Great Council to choose the cantonal member of the Standerat or Senate. In the Landsgemeinde of that year a citizen brought forward a measure (previously passed upon adversely by the Great Council) to annul this prerogative and place the election of Senator in the hands of the Landsgemeinde. The vote was taken and the measure passed." It would also seem that several measures proposed by the Council have been rejected by the Landsgemeinde, the people being more conservative than their councillors. See Pure Democracy and Pastoral Life in Inner Rhodes, J. Irving Richman, 1895.] 24 The Referendum in Switzerland Dubs, and Welti, all of them confirmed opponents of the popular veto and the referendum. "The people in a pure democracy," wrote Cher- buliez, "is a being morally complete in itself, a unique personality with an actual existence quite distinct from that of the individuals who compose it. The people in a representative democracy is only an abstract quantity without any corporate life, a mere numerical result whose component units feel and act for themselves as if there were no common tie between them." * " The Landsgemeinde," said M. Welti in his great speech against the referendum in the Federal Assembly of 1892, "has nothing in common with the referendum. It is a real and living thing, while the other is nothing but a dead form of democracy on paper. In the Landsgemeinde each man feels that he is also a citizen. In the Referendum the ballot-paper is his substitute." 2 " A Landsgemeinde," wrote Dubs, " held on a spring day, under God's free sky, with the very women and children taking part in it outside the circle, with the mountains as a background, those bulwarks of our freedom this is the finest and most ideal personifi- cation of democracy. Anything and everything that might be offered in exchange would only seem a feeble reflection of this living union of the people." 3 1 Cherbuliez, ii. p. 134. 2 Protocol of the deliberations of the National Swiss Council concerning the revision of the Federal Constitution, 1871-72. 3 Dubs, Le droit public de la Confederation suisse, Geneva, 1878, i. p. 210. [M. Curti, in his article on the Referendum in Switzerland in the Revue Politique et Parlementaire for August 1897, P 2 45 Sa 7 s The Evolution of Democracy 25 The admiration of these men, though sincere, is by no means blind. They realise thoroughly that Lands- gemeinden are like rare plants. They can only live in special surroundings. Their admiration, moreover, is shared by nearly all their fellow-countrymen. The Swiss, taking them as a whole, have a weakness for the Landsgemeinden of their little cantons. They are historic curiosities, relics of the past, which the lofty mountains seem to have preserved from the adverse influences of feudalism and monarchy. No one imagines, however, that they could be trans- planted to a new soil. 1 Nowhere else could we find the conditions universally regarded as essential to the proper working of direct legislation. Such countries must necessarily be small, 2 and contain a compara- that " the success of the Landsgemeinden depends on the favour of the heavens. They are magnificent to behold in fine weather, but if a shower comes the business is treated with rather undignified haste, while whole groups leave the meeting."] 1 Orelli, Das Staatsrecht der schweizerischen Eidgenossenschaft, p. 107 ; Ernst, Die Volksrechte im JEidgenossischen Bunde in the Monat Rosen, 1883-84, p. 245 ; E. Naville, La democratic representative, p. 2 ; Brunialti, La legge e la libertd, i. p. 259 ; Dubs, Die schweize- rische Demokratie in ihrer Fortentwicklung, pp. 30-32. 2 [The longest dimensions of any one of the Landsgemeinde cantons does not exceed thirty miles. Appenzell (Inner Rhodes) has the configuration of a circle, the diameter of which is only ten miles across, and the seat of government is almost central. The population of these Landsgemeinde cantons when we first know anything of them cannot have exceeded 1500 men. The number of registered electors in October 1896 was 4495 in Uri, 3824 in Obwald, 2877 in Nidwald, 8323 in Glarus ; in Appenzell (Outer Rhodes) 12,214, and in Inner Rhodes 3005. In addition to a small territory and small population, the political unity of a canton must be beyond discussion. The natural effect of Landsgemeinde is to bring out geographical divisions, to which also correspond diver- gencies of interest and moral differences. After the Reformation there was a Protestant and a Catholic Landsgemeinde in Glarus, and a Protestant and a Catholic Landsgemeinde in Uri.] 26 The Referendum in Sivitzerland tively limited number of inhabitants. 1 Nor can there be found in the world at large such simplicity of life and social relations, which come upon an observer of these primitive democracies almost as a revelation. 2 The inhabitants of these cantons are occupied with agricultural and pastoral pursuits. They do not, there- fore, come in contact with all the complicated and difficult problems which press so urgently for solution outside their frontiers. They rarely find it necessary to make new laws. Their relations with each other are regulated by custom, and this is all-sufficient. Their magistrates, who are upright and experienced men, have an exceptional position. They are universally 1 Both Zug and Schwyz have been obliged to give up their Landsgemeinde since 1848 owing to the growth of population. [The outlying districts were jealous of Schwyz, and broke away and formed a canton of Schwyz-Exterior in 1832. There were struggles between the two, the Confederation intervened, and the matter was compromised by the Landsgemeinde being held at Roththurm in between the rival places. The parties, however, fought over the elections, and maligned the men to be elected, until at last the meeting became a free fight. Another Lands- gemeinde was held, at which five Federal Commissioners were present to keep order. The result was that the Landsgemeinde was given up, and Schwyz now has practically six Landsgemeinden. It is divided into six districts, and each has a Bezirksgemeinde, con- sisting of all the male citizens who have attained their majority. They assemble once a year, on the first Sunday in May, or they may be summoned at other times by the district council, or when one-fifth of the voters demand it. They elect the judges of the district and the other officials. They levy taxes, approve expendi- ture, and make binding agreements (Arts. 78-90, Cons, of Schwyz). There were after the Reformation no less than eleven Lands- gemeinden in Switzerland two in Appenzell, two in Unterwalden two in Glarus (a Catholic and a Protestant one, which united in 1836), two in Uri, two in Schwyz, and one in Zug. There are now six.] 2 See a very interesting monograph by M. Bechaux, Une demo- cratic modele I' Untenvald, Paris, 1888. The Evolution of Democracy 27 respected, and, thanks to the authority with which they are endowed, they find no difficulty in directing the great assemblies of the people. Then, too, demo- cracy can never degenerate in these countries into demagogy. It can never become the oppression of the minority by the majority. The two principal causes which rouse the great mass of people to act as despots are differences in religion and social inequalities. These do not exist in the cantons with Landsge- meinden. The inhabitants are religious, and join in the same form of worship. They are neither very rich nor very poor, but possess a modest competence. The enmities of religions and of class and class do not find anything to thrive on, and the country is preserved from those unfortunate laws which in other countries make democracy sometimes so dangerous to true liberty. 1 II. The Referendum in the Orisons and in Valais The Rittinghausen System. The Landsgemeinde was composed of all the citizens of the country, and all the local assemblies habitually held in the several communes were merged on this occasion in one great central gathering. This general assembly was due to the need of ascertaining public opinion on matters of common interest, and of having a concerted plan for the defence of the country. Such a meeting was only possible, however, where 1 [It will be remembered that the word Landsgemeinde simply means "National Commune," and that the principle of the mass meeting obtains in almost every local division of Switzerland. See Preface.] 28 The Referendum in Switzerland the territory was small. Hence, when this condition failed, as in the Grisons and in Valais, it was out of the question to collect all the people in one day at the same spot. Thus, while the more ancient cantons summoned their inhabitants together in one large assembly, the Grisons and Valais had to leave the business of debating on matters of general interest to their little communal assemblies. In the one case, legislation was the work of the entire nation solemnly convoked for the purpose in a Landsgemeinde ; in the other, it was none the less the work of the nation, but of the nation acting in sections, and subdivided into a number of local assemblies or Gemeinden. In the former, the limited area of the country made it possible to give a central organisation to popular legislation ; in the latter, the people had to be content with a strictly federal system. The canton known as the Grisons was essentially a federation of separate communes which during the thirteenth century had succeeded in wresting their independence bit by bit from their feudal superiors, so that by the fourteenth and fifteenth centuries they were in a position to contract alliances between them- selves. They first formed three leagues the Grey League, the League of the House of God, and the League of the Ten Jurisdictions. Finally, towards the end of the fifteenth century these three leagues coal- esced and formed the Rhoatian republic, and became an allied canton (zugewandte Ort) of the Swiss Con- federation. 1 1 Hilty, Das Referendum im schiveizerischen Staatsrccht, in the Archivfur o/entliches JRecht, Z welter Band, pp. 171 and 176. [See also Hilty, Die Bunde&verfassungen der schweizerischen Eid- The Evolution of Democracy 29 A Federal Assembly, consisting of delegates of the communes of the three leagues, sixty-three members in all, was held every summer. The meeting-place was alternately Ilanz in the Grey League, Coire in the League of the House of God, and Davos in the League of the Ten Jurisdictions. 1 This Diet was a deliberative and consultative assembly. Its members came to it furnished with definite instructions, which it was the custom to read out at the beginning of the session. Their function was to discuss and consider questions before them, but any decision they might arrive at was only of a provisional nature, and was adopted with the saving clause ad referendum? that genossenschaft, an historical treatise written by request of the Federal Council on the occasion of the six hundredth centenary of the First Perpetual Alliance of August i, 1891 ; Revue de Droit International, xxiv., 1892, pp. 384-405, 476-89, Le Referendum et V Initiative en Suisse. Also Benoist, Une democratic historique in the Revue des deux Mondes for August 1891 ; Vulliemin, Geschichte der schweizerischen Eidgenossenschaft, i. p. 130. Also Rechtsquetten des Canton Graubiinden, with an introduction by Wagner and Von Salis, in the Zeitschrift fur schweizerisches Reckt, vol. iii. part 2, vol. iv. part i, and vol. v. part 3 ; "The Early History of the Referendum" in the Historical Review, vol. vi. p. 674, by W. A. A. Coolidge. The re- ferendum system is fully described by Simler in his De Helvetiorum Republica (1577), and by Sprecher in his Pallas Rhcetica (1617). Ganzoni, in Beitrdgc zur Kenntniss des bundnerischen Referendum^, p. 15, points out that though the Rhoetian and Swiss historians describe the referendum very fully, yet there is very little trace of it in the Rhcetian law, merely a few enactments on the subjects. It was not until 1794 that the whole system was elaborately set forth on paper, reformed and regulated.] 1 Curti, Geschichte der schweizerischen VolTcsgesetzgebung , Zweite Auflage, Zurich, 1885, p. 1 1. This remarkable work is the best history of the democratic ideas and institutions of Switzerland. 2 [The words occur apparently for the first time in Vulpius' narrative, Historia Rhcetica. He died in 1706. See " Early History of the Referendum," Historical Review, vol. vi. p. 681.] 30 The Referendum in Switzerland is, to be referred back to the constituent bodies, the communes, with whom the final adoption or rejection really rested. 1 Thus the communes themselves were the real sovereigns of the country. In order to en- able these bodies to exercise their legislative power, a committee of the Diet prepared at the end of each session a report of the debates, together with a list of questions. In this list were set forth the different subjects upon which the communes were required to exercise their sovereign power of sanction or veto. It had to be printed, to be expressed in a clear manner without unusual words, and to be in the language spoken by the people to whom it was addressed. 2 The communes received the papers from the hands of messengers, who had to obtain an acknowledgment of their safe delivery. This was called das Ausschreiben auf die Gemeinden? 1 [Mr. Coolidge, in his article on "The Early History of the Referendum," Historical Review, vol. vi., p. 68 1, says that there was also another assembly, a sort of standing committee, called the Beitag, which also had to refer matters back to the communes. He quotes the following passage from Simler, De Helvetiorum Re- publica : " Quoties causse publicse agendas sunt quarum tamen causa non placet indici senatum totius Rcetise, turn hi tres praecipue et praeterea aliquot alii ex singulis foederibus convocantur ; sed non habent plenam statuendi potestatem verum acta ad communitates fcederum separatim referuntur, et quod major horum pars statuerit, ratum est."] 2 According to a decree of 1794. Before that, by a decree of 1587, the questions had been drawn up exclusively in German. Three languages are spoken in the Grisons German, Romance, and Italian. The members of the Great Council, as a rule, speak in German, but they can also use Italian or Romance. There are three Romance dialects the Oberland, the Oberalp, and the Engadine. There are three or four newspapers in the Romance language. 8 Another mode of ascertaining the opinions of the communes The Evolution of Democracy 3 1 When once a commune was duly informed of some question, the citizens collected together to agree upon their answer. 1 These communal assem- blies, which were distributed throughout the whole territory of the Grisons, each reproduced the chief features of the Landsgemeinde in miniature. There was this difference, however: the Landsgemeinden were really sovereign, whereas the answer of one commune was not decisive for the whole country unless it happened that this was the opinion of the majority of the communes. As a rule, the questions submitted to the Referen- dum were not of a legislative nature. Decentralisa- tion was carried so far in the Grisons that each league dealt separately with all matters touching civil or criminal law, and in the League of the House of God these subjects were even within the competence of each commune. 2 was known by the name of das Rciten und Fahren auf die Gemeindcn, in which messengers were sent to the sovereign communes instead of circulars. 1 The electoral qualifications were not fixed by any general regu- lation for the whole country. Each commune settled the matter as it liked. 2 The questions which were the special province of each league were also referred back to the communes of the league, and decided by the vote so obtained. Finally, everything within the special sphere of the communes was decided by an appeal to the citizens in their local assemblies or gemeinden. (Ganzoni Beitrdge zur Kennt- niss des biindnerischen JReferendums, Zurich, pp. 12 and 45.) [Herr Ganzoni remarks that "the Eeferendum has been the corner-stone of every constitution in Rhoetia up to the present day." It existed in three distinct strata. There was, first of all, the referendum from the Hochgerichte to the villages. The Hoch- gerichte, or jurisdictions, which are described above as communes, were primarily the units for judicial purposes. They were also the centres of political organisation. Below them were the villages 32 The Referendum in Switzerland The referendum was therefore applied more espe- cially to administrative matters of general interest and to questions of foreign politics. The majority of the communes decided, for instance, such a matter as the creation or suppression of the judiciary ; they approved the Federal budget, and gave their consent to the public expenditure ; they passed police laws like those against vagabonds or those for the suppression of epidemics ; l they acted as sovereigns in all the rela- possessing land in common, and these were known as Dorfschaften. In 1839 we get the system further elaborated, though this is pro- bably only a codification of customary usages. The envoys from each village met in the chief assembly of the Hochgericht. When they had agreed on any matter, the " little council," or executive authority of the Hochgericht, had to issue a circular to the various villages inquiring the opinion of each on matters specified therein. A dis- cussion then took place, the result was reported by the envoys, and the council announced which side was supported by the majority of villages. Secondly, there was a referendum from the Diet of each league to the component Hochgerichte of the league. The Diet of each league was composed of envoys from the Hochgerichte of the league, but in the Grey League, or Graue Bund (graue = grafen, counts), the feudal lords were also members of the Diet, which had therefore not such popular tendencies as the other leagues. The referendum was chiefly used as a means of ascertaining the views of the Hochgerichte, although when ascertained they were not necessarily final. In the League of the Ten Jurisdictions the referendum was much more important ; and in the League of the House of God, which had been consecrated by the Bishop of Chur, the referendum was of extreme importance, as everything was laid before the Hochgerichte. Thirdly, there was the referendum from the Diet of the Three Leagues to the Hochgerichte, described above. See Coolidge, "Early History of the Keferendum."] 1 [Hilty (Le Referendum et I'Initiative en Suisse, in the Revue de Droit International, 1892, No. 4, p. 317) does not seem to agree with this. " The right of voting possessed by the citizens of these republics (in the Grisons and Valais), the necessary majority, and even the matters to be submitted to the vote, were not settled by any precise rules in either country. Questions of general police and financial matters were considered as outside the sphere of the The Evolution of Democracy 33 tions of their state with other states ; they nominated and recalled the ambassadors ; they ratified treaties ; they declared war in the last resort, and concluded peace. With them rested the responsibility of plan- ning the defence of the country, for it was their pro- vince to sanction the construction of fortresses. In addition to these powers the communes were a sort of Court of Appeal, the resort of any person who con- sidered himself injured by the decision of any in- ferior authority. 1 Towards the end of the month of January, a Congress, composed of the president and three deputies from each league, twelve in all, met at Coire, for the purpose of examining the answers of the communes, and of ascertaining the decision of the majority. 2 A more delicate and difficult mission than that of their Congress can scarcely be conceived. The diffi- culty lay in the fact that the questions to be answered by the communal assemblies were not drawn up in such a manner that their replies could be only either Yes or No. A very great latitude was left these bodies in the exercise of their vote. The idea was that, since they had the power of wholly accepting or entirely rejecting the proposals of the Diet, it was possible to accept or reject conditionally. After all, referendum, and a good deal could be included under these heads. For instance, in the Grisons a forest law, which was necessary but unpopular, was enforced for a long time under the title of 'General police regulation concerning forests.' "] 1 Ganzoni, pp. 27-69. 2 The majority which decided a question was not the majority of the electors of the whole country, but that of the communes. The communes were the political units, and each possessed one or more votes according to the ratio in which it contributed to the taxes. (Curti, p. 11.) C 34 The Referendum in Switzerland the communes were the actual sovereigns of the country, and hence it logically follows that they had the right to modify the projects of law submitted for their consideration, and were justified in making amendments. As a matter of fact they did make considerable use of these prerogatives. Sometimes they took the course of refusing to entertain the pro- positions submitted them, and consequently declined to give any answer except one to the effect that the time was not ripe for the solution of such matters. If the question were so thorny that silence on their part would have been inexcusable, they escaped re- sponsibility by sending an answer with a double meaning. Heaven only knows how the members of the Congress were able to evolve any sort of order out of this chaos, or how they discovered the leading idea among the many and varying answers. They must often have had to content themselves with evolving a majority out of a mere preponderance of opinion in one direction or another, or even some- times have been obliged to issue their questions afresh. We find them more than once giving vent to their extreme irritation, and upbraiding the communes either for sending an answer in terms much too general to be intelligible, or for not sending any answer at all. In 1712 the members of the Congress almost threatened to strike. They decided, in fact, not to reassemble unless the majority, at least, of the communes provided them with answers. The com- munes, on the other hand, re-echoed the complaints and protests of the Congress. They declared that it had acted arbitrarily in estimating the majority, and that it credited them with intentions they never con- The Evolution of Democracy 35 ceived. They ultimately demanded that a detailed report of the result of the examination of the votes should be communicated to them, in order that they might be able to check the proceedings of the Congress. 1 Such were the general features of the referendum in the Grisons. It is interesting to compare this old institution with the system proposed at the time of the Revolution of 1848 by Rittinghausen, who, with Victor Considcrant and Ledru Rollin, defended the practice of direct legislation by the people against Louis Blanc, fimile de Girardin, and Proudhon. 2 This 1 Ganzoni, pp. 29-75. 2 [Rittinghausen went to Paris in 1848 in order to propagate an idea which he had propounded in his journal, the Wcstdeutsche Zcitung, and at the Parliament of Frankfort. In his works he violently attacks the representative system, and calls the legisla- tive assemblies "the incarnation of incapacity and evil intentions." He then goes on to consider what other form ought to replace the representative system, and arrives at the conclusion that direct legislation by the whole people "is the only government worthy of an enlightened nation, the only one by which the theory of the sovereignty of the people becomes a reality." His principal works are La legislation directe par Ic peuple ou la veritable democratic, Paris, 1850; La legislation directe et tes advcrsaircs, Brussels, 1852; De ^organisation de la legislation directe, Cologne. 1870; Refutation dcs arguments produits contrc la legislation directe, Cologne, 1872 ; Die direkle Gesetzgcbung durch das Volk (Zurich: Schw. Griitliverein, 1893). Some of Rittinghausen's work has been translated into English. See Three Letters on "Direct Legislation by the People; or, True Democracy" (London: James Watson, 1851). "The Difficulty Solved ; or, The Government of the People by Themselves," by Victor Considcrant (J. Watson, 1851), is a translation of one of the pamphlets of Rittinghausen's chief supporter. The introduction of the referendum into, at least, one Trade Union in England is ascribed to the influence of these pamphlets. Joho Melson, a Liverpool printer and a Trades Unionist, urged the 36 The Referendum in Switzerland system is all the more interesting as a Belgian politician has recently characterised it as the ideal towards which all democrats ought to strive. 1 " The time has now come to explain," wrote Rittinghausen, " how direct legislation can be organised." The people are to be divided into sections, each containing a thousand citizens. 2 Each section is to assemble in a place suitable for the purpose a school, town hall, or public building and then will proceed to elect a president, who will direct the debates in the mode hereinafter men- tioned. Every citizen shall be allowed to take part in the discussions. 3 The voting will take place at the end of the dis- cussion. After the examination of the result the president of the section forwards the number of the votes, for and against, to the mayor of the commune. The mayor makes a return of the votes in all the sections of the commune, and communicates the result to his official superior, who goes through the same process for his district. He then forwards the tale of votes, adoption of direct legislation by his Union instead of legislating by what was known as a delegate meeting. He was unsuccessful at first, but, as a result of his efforts, the delegate meeting was super- seded in 1861 by the Keferendum (Typographical Circular for March 1889). See " Industrial Democracy," by Sidney and Beatrice Webb, 1898, vol. i. p. 21, note.] 1 Lorand, Le Referendum, 1890, p. 23. 2 " It is not essential that there should be a thousand citizens in each section. This number will obviously have to vary according to the density and distribution of the population in the different countries." Rittinghausen, La legislation dirccte, p. 39. 3 [" Consequently every mind is at the service of the country." Rittinghausen, Three Letters, &c., Letter II., p. 13.] The Evolution of Democracy 37 for and against, to the head of the department, who in his turn transmits the result of the vote in his department to the minister, who collects the total results for the whole country. By this process it can be known accurately how many citizens have approved and how many would reject any particular measure. Its fate is decided by the will of the majority. The following are the general rules for the debates : The president shall direct the discussion. No bills shall be presented to the people. The only initiative pos- sessed by the ministry, elected by the whole people for a certain time, consists in determining that on such and such a day, in all the sections throughout the country, meetings will be held for the purpose of deliberating on such and such a subject. When a certain number of citizens demand a new law on any matter whatsoever, or a change in some law already in existence, the ministry must, within a certain pre- scribed interval, summon the people to act in their sovereign capacity as legislators; and it is only in matters of external policy that the ministry will be able to submit propositions, to be deliberated on by the people, which have not previously been indicated to them by the number of citizens fixed by law. 1 The law will emanate organically out of the discus- sions themselves. 2 In order to attain this result, the 1 " I am of opinion that every Power is a tyranny in the bud, and that democracy will never be able to neutralise it sufficiently unless by taking from it all initiative in legislation." Rittinghausen, P- 39- 2 " Laws prepared by commissions will happily become impossible under this system, for their admission would also necessitate the admission of every proposition involving alterations. Now, with the privilege of making amendments, it would be easy to see that 38 The Referendum in Switzerland president will first of all bring the principle of the law up for debate. He will then lead up quite natu- rally to the subordinate questions in their turn. 1 When all the results shall have reached the ministry, a drafting commission will draw up the text of a clear and simple law, which will have the advantage of not giving rise to several interpretations. 2 Louis Blanc, without knowing anything of the working of the Rhsetian referendum, noticed immedi- ately among the defects of the Rittinghausen system the drawback which we criticised when consider- ing the history of the referendum in the Grisons. 3 all direct legislation would be only a brilliant dream, a utopia." Kittinghausen, p. 34. " The right of amendment is a compromise, and the law does not tolerate compromises. Id. p. 216. [Every project of law produced by any commission whatever is of no value, inasmuch as it is not the work of the general mind, and is tainted by the self-interest of those who have prepared it."] 1 [Rittinghausen gives an example. He takes the subject of pre- scription in criminal matters. First of all the president would start the discussion on the question, " Shall there be prescription in criminal matters or not ? " Then he will pass to the question, " Shall prescriptions be the same for felonies, misdemeanours, and police contraventions ? " Then, " After what period shall there be prescription for felonies ? " The voter marks the figure he wishes to prevail upon the ticket. The president puts the same question relative to misdemeanours, and afterwards as to police contraven- tions.] It will perhaps be feared that the presidents of many of the sections will not know how to put the questions in the order required by direct legislation ; but have we not the press, which will make it its business to discuss all the matters before the time fixed for the debates, which will thrash out the subject in all its bearings, and, in a word, will guide those who have not the good sense requisite to put a few questions of principle ? But such cases will be rare." Rittinghausen, Three Letters, &c., p. 14. 2 Rittinghausen, La Legislation directe par Ic peuple et ses adversaires, Brussels, 1852, pp. 24-26. 3 [Rittinghausen himself foresees that three objections will be The Evolution of Democracy 39 " Frankly speaking," said Louis Blanc, " nobody will have any confidence in the system. Moreover, M. Rittinghausen does not seem to realise that eight figures, and only eight, combined in every possible way, two and two, three and three, four and four, can form as many as 40,000 combinations. A law containing eight principal clauses could therefore give 10,000 assemblies for 10,000 different bills. How would he propose out of these 10,000 opinions, all differently expressed, to extract the will of the people, who are thus directly governing themselves ? And what is it that he proposes the ministry should add up ? ' When all the data are in the hands of the ministry/ says Rittinghausen, 'a commission shall draft the text of a clear and simple law.' The task before your commission is to frame a clear and simple law brought against his scheme, and, as he considers, answers them satisfactorily. 1. That the people are too ignorant. He combats this by urging that in legislative assemblies real talent is swamped by the medio- crities, but in the popular reunions opportunity will be given for all lights to shine. There will, moreover, he says, be no tumult or dis- order in these popular assemblies ; for when the people deliberate, it is quieter and more dignified than the great legislative assemblies. Free masses, he says, "listen generally to every opinion, and I have often remarked that they do not scruple to sacrifice a favourite orator to the first-comer with better arguments." Personal animosity will give place to an enthusiasm for principles. Direct legislation will elevate and improve the press, whose columns will no longer be soiled by the efforts of parties to mutually annihilate each other. 2. That the people will not have time for law-making. The matters for legislation will not be numerous. At the end of three years, after deliberating twice a week in the sections, the people will hardly have anything to legislate about. 3. That direct legislation is not the ideal of democracy. Ritting- hausen admits this, but says it is the decisive step to be taken towards the brilliant future which humanity has before it. See Three Letters, &c., pp. 17-28.] 40 The Referendum in Switzerland out of five, six, even ten thousand bills, and to do it, moreover, in such a way that it shall be the expression of the direct united will of five, six, or ten thousand sections, who will each have given a different reason for their vote. I defy any commission to do it. It is absurd even to suppose that this clear and simple law, when finally drafted, would be regarded by the various sections as the exact expression of their wishes, and as the result of the direct self-government of the people, when such a law is not the exact reproduction of their work. It is just as far-fetched to imagine that this com- mission could possibly compose, out of so many data, the text of a clear and precise law, without exercising a power a hundred times more irritating than that of a legislative assembly elected by universal suffrage. For it might happen, indeed it would almost always happen, that, from the very fact of the multiplicity and diversity of the data, the text of the clear and precise law would not harmonise exactly with any of the proposals drawn up by the majority of the sec- tions. They would then say to the drafting com- mission : You not only make a law quite different to what we desired, but you have done so in the face of our formally expressed wish to the contrary. You are arrogant usurpers." J Rittinghausen was deeply wounded by this biting criticism. 2 Although he believed thoroughly in his 1 Louis Blanc, Plus de Girondins, quoted by Rittinghausen, pp. 140-42. 2 " You, Louis Blanc, the renowned writer, are the only one who needs an explanation of my system. The proletariat has always understood me without the slightest effort ; to them my scheme has always appeared clear, and devoid of all superfluous or incom- The Evolution of Democracy 41 system, which he considered as his own invention, 1 he was so much disturbed by the attack of Louis Blanc that, without seeming to be in the least aware of it, he threw over an essential part of the mechanism of his institution. "Let the drafting commission," he wrote, "just try to follow that constitutional tradition which has shown itself to be representative, and the people will soon make up their minds. For, after all, a drafting commission is not indispensable. WHAT is THE GOOD of insisting on FORMULATING THE TEXT OF A LAW when the answers to the questions, once in the hands of the central authority, will serve the same purpose? If only the counting of the votes be honestly carried out by that central authority, the people can, if they please, dispense with the services of the drafting commission." 2 And after having written that, Rittinghausen enters the lists against the Anarchists. Has he, however, any right to attack them? He upholds against prehensible phrases with double meanings." Rittinghausen, p. 143- 1 Rittinghausen wrote in answer to Proudhon: "The direct legislation of the Greeks, Romans, and Germans has never been organised as I propose. My method will infallibly be adopted, for it is the only organisation that is reasonable. I can claim it as my own invention, and it is neither more nor less than the art, hitherto unknown, of producing laws spontaneously and organically from the free deliberations of the whole people. I can claim to have made the science of legislation enter upon a new phase." Id. p. 184. 2 Rittinghausen, p. 146. [For a scathing criticism of Ritting- hausen, see Idee gtntrale dela Revolution au XIX Siecle, by Proudhon, in vol. ix. of his complete works. See also an article by M. Agathon de Potter, called Rittinghausen et son systeme, in the Philosophic de I'Avcnir, igth year, No. 176.] 42 The Referendum in Switzerland Proudhon " the necessity of a social interpretation of natural right" But where could one find in his mutilated system, without its drafting committee, any "social interpretation of right" stated, as he demands, in the text of a clear and simple law which will not admit of several interpretations? Bitting- hausen has condemned his own work. He has him- self proved that his invention belongs to the domain of dreams and Utopias. It is therefore very gratifying to see M. Lorand bringing up the subject again to-day, and trying to put it in the place of honour. What a curious turn of fortune's wheel. 1 A referendum much like that of the Grisons formed part of the constitution of Upper Valais. This canton was allied to the Confederation, and was divided into seven districts called Dixains. The Upper Valais was governed by a " Great Council," in which sat the Bishop of Sion, the president of the canton, and twenty-eight deputies nominated by the councils of the Dixains.' 1 All affairs of importance which occupied the attention of the Council were 1 [Direct legislation has also its advocates in France to-day. It is advocated in the Petite republique francaise of the 2nd of Feb- ruary 1895, and in an article in the Almanack de la question sociale of 1895. There is in Paris a league, founded in May 1895, called the " Socialist and revolutionary league for republican, socialistic, and direct revision by the people, deliberating and voting in its assemblies." On the nth November 1895 a memorial on the subject was presented to the Chamber of Deputies in Paris, signed by the leaders of the socialistic party. See Signorel, Le Referendum Ugislatif, pp. 147-53.] [This meeting is first mentioned in 1339 under the name of concilium generate. Later it was called the Landrath, and took The Evolution of Democracy 43 communicated to the people, who discussed them in the communal assemblies. The results of their deli- berations, and of the popular votings, were transmitted to the president of the canton and to the Chancellor, who laid them before the Great Council. No law could come into force unless it had been accepted by the majority of the Dixains that is to say, by four out of the seven. 1 place regularly twice a year. The object was not to unite the districts to each other, but to control the action of the Bishop. See "Early History of the Referendum," Coolidge, and Rechtsquellen des Cantons Wattis, Heusler, 1890 (Basle, Detloff).] 1 Hilty, op. cit. 172. [From instances given by Professor Heusler in his introduction to Rechtsquellen des Cantons Wallis, Zeitschrift filr schweizcrisches Recht, vol. vii. and ix. (or published separately in 1890, Basle, Detloff), it would seem that some measures at least required the assent of every Dixain. These instances are quoted by Coolidge, "Early History of the Referendum," Historical Revieic, vol. vi. p. 678, who says that no measure was valid unless it obtained the whole of the votes. This system lasted in Valais down to 1802, when Napoleon then incorporated the canton with France, and the referendum disappeared. In 1815 it was restored, and we get the first constitutional statement of this popular right : "The Diet exercises the legislative power. Laws are drafted by the Council of State, and cannot be enforced until they have been referred to the councils of the Dixains and sanctioned by the majo- rity of these councils. When there is a question of financial laws, of military capitulations, and of naturalisation, these are referred not only to the councils of the Dixains, but to those of the com- munes. The referendum is not applicable to the affairs which con- cern the Valais as a Swiss canton." In 1839 the referendum gave place to the veto (see p. 75), and it was no longer the majority of the Dixains, but the majority of the people, that decided the matter. The right of legislation by the people is now restricted to financial matters only.] 44 The Referendum in Switzerland III. Popular Institutions in the Canton of Berne. Communal assemblies were also held in the canton of Berne from the fifteenth to the seventeenth cen- tury, for the purpose of deliberating and voting on questions of general interest. In external character they resemble the local gemeinden of the Orisons, but from the point of view of public law they approxi- mate to a very different type. The communes of the Grisons were independent of each other, and on an equality among themselves. Their assemblies each formed a part of a sovereign nation ; when united, they constituted the supreme power in the state. The com- munes of the canton of Berne, on the contrary, had not been able to preserve their freedom. They had fallen into a state of dependence on the town, and were governed by the patrician families of Berne. There was no question of their participating in any way whatever, either directly or indirectly, in the sove- reign functions of government. They neither elected the deputies nor gave their assent to the laws. Poli- tically they were non-existent. They were, in fact, possessions of the city of Berne, and had to provide her with the sinews of war soldiers and money. If the inhabitants of the country sometimes met in con- sultation about affairs of state, it was not in virtue of any right to do so. It was the result of a manifesta- tion of good-will on the part of the government, who, when in a critical position, wished to assure them- selves of the support of the country, or even to shift The Evolution of Democracy 45 the responsibility of an important decision on to the shoulders of the people. 1 To put it shortly : The referendum in the Grisons was compulsory ; in the canton of Berne it was only optional, the option resting with the government. The communal assemblies in the Bernese territory were presided over by a member of the council of the town, or by the president of the commune. Attend- ance does not seem to have been compulsory. Only now and again, when some very important question came up for discussion, was the delegate of the council who presided over the gathering obliged to ask if everybody were present. 2 The age of political majority was fixed at fourteen years. In 1503 chil- dren of twelve could take part in the voting. From 1535 to 1546 eighteen was the statutory age, and then it was reduced again to fourteen. 3 The first popular meeting took place in 1449. The city of Berne applied to the people for authority to exact a special tax to meet the debts contracted during a war. From this year up to the end of the fifteenth century there were eight similar meetings. In the sixteenth century we hear of sixty-eight, and in the seventeenth only one, in the year 1610. Most 1 [M. Hilty says that the object of these popular consultations was twofold. In the first place, to get at the voice of the people, which was by no means the voice of God in the eyes of the aristo- cratic council, but which was nevertheless instructive. In the second place, the object was so to direct public opinion that the government would not meet with an obstinate resistance on the part of the people should it wish to embark on a more or less uncertain enterprise. Le Referendum et V Initiative en Suisse, Revue de droit international, 1892, p. 389.] - Von Stiirler, Die Volksanfragen im alien Bern, Berne, 1869, P- J 4- 3 Von Stiirler, op. cit. pp. 14-15. 46 The Referendum in Switzerland of the questions submitted to the people were of a military character such as the undertaking of an expedition, the conclusion of peace, the making of treaties and alliances, the expediency of prohibiting the enlistment of citizens as mercenaries, the im- position of a war tax, and, at a later date, religious matters. At the time of the Eeformation the people were called upon to decide in the communal assem- blies whether they would adopt or reject the new form of worship. Finally, very occasionally they discussed economic questions. 1 The city of Berne, as sovereign, decided on the subject to be discussed, and fixed the time for its discussion, and also settled the form in which the appeal to the people should be made. These appeals were carried out in three different ways. 2 Some- times the city of Berne summoned deputies from the country districts to a council. In this case, circulars were addressed to the communes stating the question that was pending. It requested the inhabitants to meet together to deliberate on the matter, and to entrust their resolutions to two deputies who were to appear on a certain day at Berne. On the appointed day each deputation announced to the council the view taken by its commune, and these opinions were embodied in the formal report. At a later date the government 1 [In January 1590 a very interesting consultation took place. The Bernese Council had signed a peace with the Duke of Savoy, by which treaty Berne kept Vaud and abandoned its ally Geneva to the Duke. The people of Berne would not accept the treaty, the peace was not adhered to, and Geneva was saved for the Con- federation.] 2 Von Stiirler, op. cit. pp. 16-18, The Evolution of communicated its own decision to the communes. It would be difficult to say, considering the optional nature of the referendum, how far the government took the will of the country into consideration. Von Stiirler, the historian of the ancient Bernese referen- dum, has estimated that fifty consultations resulted in favourable replies to the previously expressed opinion of the government. The people gave a negative answer on fourteen questions only. In the remaining cases we are either ignorant of the result, or the people merely stated beforehand that they would be content to leave the matter in the hands of the government. This method of getting to know the feeling in the country was frequently employed in early times, but Berne ceased to have recourse to it later on, and, instead, sent her own delegates from the city to the country districts. 1 The presidents of the communes were ordered on such an occasion to call the in- habitants together. The delegate from Berne first of all greeted his audience hi the name of the government, and stated the reason for the summons and the subject to be discussed. If he were asked to do so, he explained the matter more in detail; then, finally, he took the vote of the meeting by 1 [The reason for this is given by the chronicler Anselm, who says that the government in 1509 "preferred to send their own messengers rather than make their subjects quasi-councillors, for such a proceeding rarely happened without being harmful to those in authority ; for these country-folk were apt to encroach on the rights of the government, to discuss other matters, and to support and create intrigues and misunderstandings." As a matter of fact, we find that these peasants, when they were once consulted, pro- fited by the occasion to give utterance to many grievances. See Hilty, Revue de droit, &c. } 1892, p. 389.] 48 The Referendum in Switzerland saying: "Will those who agree with our lords and masters of Berne remain in their places ? Will those who are of a contrary opinion go to the side?" The result of the vote was communicated to the government by the delegate, or by a letter from the president of the commune. When Berne did not think it advisable to send out members of her government as delegates, she issued a circular letter to the presidents of the communes, in which the object of the referendum was indicated. The communes were allowed a specified time in which to consider their answers. Each president then assembled the electors and directed the discussion on the matter. After the debates he drew up a report of the meet- ing, signed it and sealed it, and sent it to the Council at Berne. Then these reports were sorted according to their contents into two groups, those for and those against the project of the government. Each commune, what- ever its population, possessed one vote, and an absolute majority of the communes decided the question. The practice of thus consulting the people fell into disuse in the seventeenth century. The Bernese patrician families, who had organised themselves into a powerful and exclusive oligarchy, would not, from that time onwards, allow the inhabitants of the coun- try .districts to have any controlling voice. However, on two occasions the rural inhabitants succeeded in treating on equal terms with their lords of the city. In 1513 the government was obliged to promise not to contract any alliance without the consent of the people, and in 1531 it undertook not to go to war unless the people had previously given their assent. Hie Evolution of Democracy 49 These conventions, by which the referendum be- came a popular right, and, therefore, part of the constitution, continued to be observed for some time. Unfortunately, the peasants lacked cohesion and guid- ance. They had the advantage of numbers, and could, in times of excitement, force the government to yield to their demands. To maintain their position, how- ever, they required leaders endowed with energy and perseverance, they needed an understanding between themselves, and a certain amount of discipline ; but they had none of these. Their isolation and im- potence resulted in the triumph of the patrician families, who were the sole and uncontrolled legis- lators down to I798. 1 1 [i. In discussing the history of the referendum before 1798, one might also notice the traces we find in Zurich, in Geneva, in Lucerne, and also a curious form of military referendum known as the Kricgsyemcinde. In Zurich we find the city council consulting the communes by a very similar method to that employed by Berne. Delegates were sent to the communes to explain the matter, and brought back the opinions of the people in each locality. They only seem to have been consulted on matters of foreign politics or administrative affairs of great importance, and the answers sent back were long, and contained a full account of their reasons for voting as they did. They voted on such questions as the alliance with France, on religious questions arising out of the Reformation, and on foreign enlistments. The first official mention we get of the referendum in Zurich is in the Waldmannischer Spruchbrief of 1489, and in the Kappdcr Brief oi 1531, which are almost our only authorities. This letter contains a promise on the part of the government not to commence any war against the wish of the country, and to ascertain the views of the good people of the country upon all important affairs. The referendum disappeared in the seven- teenth century, and those who attempted to revive it were pun- ished as traitors. Bluntschli attributes its disappearance to the exhaustion after the struggles of the Reformation, combined with unlucky foreign wars and the visitations of the plague, when the D 50 The Referendum in Switzerland AFTER 1798. I. Public Law in the Federation and in the Cantons from 1798 to 1830. Under the old system Switzerland was a confedera- tion of states, having no federal constitution properly speaking, nor any central organised authority. The confederate cantons were independent states, sove- bare necessity of existence dwarfed all political aspirations of a popular nature. A very amusing extract is given by M. Dunant in Legislation par le peuple en Suisse, p. 34, which shows, as he says, that democratic notions were not very advanced in Zurich at that time. 2. The history of popular rights at Geneva is interesting because of their connection with the writings of Rousseau. Geneva did not, however, become part of the Swiss Confederation until 1815. We find the government in the fifteenth century in the hands of a council of fifty, which was afterwards increased to sixty, and then to two hundred. These councils took over all the rights which had belonged up to that time to the general council of all the citizens; but in order that the laws and decrees passed by them should come into force, they had to be approved by the assembly of the citizens. The aristocratic government established under the influence of Calvin reduced the powers of the popular assembly. They no longer had the right of deliberating on the laws and on the consti- tution ; they had only the right of voting, not of discussing. In the eighteenth century (1707) a democratic reaction took place, and under the popular pressure certain reforms were granted. The elections were to take place by secret ballot, and no new law could come into force without having been approved by the assembly of the citizens, which was to meet every five years. Further disturbances took place, however, and France, Berne, and Ziirich intervened in 1738, and a new constitution was drawn up. Under this constitution the assembly of citizens had full rights of legislating, but the right of initiating laws was reserved to the authorities. All citizens had, however, the right of petition. At the time of the French Revolution, 1794, the assembly of citizens declared that they alone had the right of approving, rejecting, modifying, interpreting, or abrogating laws or edicts ; and by a revision of the constitution in 1796, the right of initiative also was given to the The Evolution of Democracy 5 1 reign within the limits of their respective frontiers. They established, according to their inclinations, in the one place a democratic government, 1 in another an exclusive aristocracy, 2 and in others a federal republic. 3 A common danger, and the need of combining their separate forces against powerful enemies, had given birth to the Swiss Confederation. This alliance was strengthened by the desire to settle by arbitration the disputes which arose between the states. The bond was still further cemented by common financial interests in the administration of the domains or assembly, or to 700 citizens in the case of an ordinary law, of 1000 in the case of an amendment of the constitution. When Geneva was incorporated with the French republic, these rights were cur- tailed, and it was not until 1830 that the people regained their position. See Fazy, Les Constitutions de la RepuUique de Geneve, 1870. 3. A system of appeal to the people by the authorities was in operation in Lucerne in 1513, but it only lasted until 1525. 4. We find in the military history of Switzerland a sort of military referendum. In the case of the more important campaigns the districts used to send certain councillors with their captains, so that a parliament could be practically held on the field. This par- liament often concerned itself with the most important matters, such as armistices and terms of peace, and their conclusions were announced to the districts by means of the councillors. In many cases, too, we find a sort of military Landsgemeinde of the whole army, which decided any great military question. The battle of Marignano and the battle of Bicocca were both resolved on after this fashion. Hilty, Das Referendum im schweizerischcn Staatsrecht, in the Archivfur offentliches Redd, vol. ii. p. 203.] 1 [As in the Landsgemeinde cantons.] 2 [Cf. Berne, Zurich, and Lucerne.] 3 [Cf. the Orisons, which belonged to the class of friendly allies, who were more or less under the protection of the cantons. There were also feudal seigniories, ecclesiastical principalities, such as B&le, republics of various kinds, and even one monarchy, Neuchatel, besides the bailiwicks of the subject territories.] 5 2 The Referendum in Switzerland subject territories which the states had acquired, and which were held in common. The adjustment of these different interests led to the annual meeting of a Federal Diet, in which each state was equally represented. The members of the Diet were merely delegates bound by instructions given by their states. If a new question were raised they had to return to refer it (ad referendum) to the government of their canton, which alone had the right of coming to a decision. As a rule no decision obtained the force of law unless it were unanimously adopted by the Diet. 1 1 [In the earliest times the Diets met at uncertain intervals ; later it became the custom for them to meet regularly in July. The Diet was held in any canton, and even on foreign territory ; but from the fifteenth to the eighteenth century they usually assembled at Baden, and after that at Frauenfeld. Each deputation in later times reported itself to Ziirich on its arrival, for Ziirich was practically the presiding canton. They were then informed of the hour of the opening. The first part of the session was public, when the premier deputy of each state publicly greeted the Federation in the name of his canton. The deliberations which followed were held in private. These were afterwards drawn up into a report, of which each deputation received a copy, with the necessary par- ticulars attached. As a rule each canton was represented by two deputies, the allies by one only. The premier deputy was generally the first magistrate of the canton, with the exception of Berne, and the second deputy an important member of the council. Some- times the younger members of the aristocratic families were sent as "Councillors of the Legation," in order that they might get to know the important members of the Confederation. [See Hilty, Die Bundesverfassungen der schiveizerishen Eidgenossenschaft, pp. 320-21. There were, in fact, two kinds of Diets : the general Diets, or aUgcmeine Tage, which were chiefly concerned with ratifying treaties of peace (see Hilty, Eidgcnossischc Abschiedc, ii. 518, 525 ; iii. 638, 646), and the Federal Diets of the twelve cantons, which the allies did not necessarily attend. After the Reformation we get Diets of those of the same faith, Konfessionelle Sonder- The Evolution of Democracy 53 The wars carried on by the combined cantons to defend the independence of their country created at first a strong feeling of unity between them. After the lapse of years, however, the memory of the glorious struggles of the past became dim, the federal tie relaxed, and at the time of the Reformation, when the country became divided into Catholic states and Protestant states, a complete rupture seemed immi- nent. The religious schism caused Swiss to arm against Swiss, and separate private alliances were formed, based upon a common faith and religion ; so that when the day came for them again to defend tage, held at Lucerne and Aarau, and those of the cantons who were over lords of bailiwicks, Syndikatstage, which met at Frauenfeld and Lugano. The Diets were more or less of the nature of diplo- matic conferences. We find them settling the differences between cantons (1348) ; drawing up a military code, and legislating about fairs and the protection of churches and convents (1393) ; drawing up a new constitution (1481); coming to an agreement about coinage for ten years (1389), and then later for fifty years (1425). There were various police regulations agreed on at these Diets, con- cerning the pursuit of murderers, the prohibition of the Vekmgericht, laws against vagabonds and idle people who would not work, against Jews and sorcerers, also regulations for the protection of the trade routes, and on navigation and fisheries. It was at one of these Diets in 1477 that Burgundy was sold to Louis XL for 150,000 florins (see Hilty, Eidgenossische Abschiede). Although a state might have two deputies, it was only considered to have a single vote. Cf. Bluntschli, Geschichte des schweizerischen Bundes- rechtcs, i. p. 419 ;] Blumer, Handbuch des schweizerischen Bundes- staatsrechtcs, i. pp. 3-18 ; Id., Staats und Rechtsgeschichte der schweizerischen Demokratien, i. pp. 328, 360, ii. pp. 74-85 ; Curti, Geschichte der schweizerischen Volksgesetzgebung, Berne, 1882, pp. 13- 38. [The " Referendum " was often made use of to drag out the em- barrassing or difficult questions, for by constantly referring things back it was easy to prevent anything definite being settled. Cf> Benoist, " Une democratic historique " in La Revue des deux Mond January 1895, p. 285.] 54 The Referendum in Switzerland their native country against an enemy, the weakened sentiment for a common Fatherland was no longer powerful enough to rouse all Swiss people to gather under the same flag. Thus, when the armies of the Directory invaded the country at the end of the last century, though the French troops were here and there heroically opposed, yet the resistance offered was partial, isolated, disconnected, and consequently ineffectual. The invader, moreover, found willing supporters among the people themselves. The ideas of the Revolution had preceded its armies, and in certain social circles they had aroused an ardent sympathy for France. This was natural enough, for at the time of the French Revolution three-fourths of the citizens of Switzerland were nothing more or less than political nonentities. In the aristocratic cantons the peasants of the country districts were excluded by the burghers or the patrician families of the principal towns from all share in the government. In the subject territories the whole of the inhabitants were in a state of complete dependence on the sove- reign states. How could men thus robbed of their heritage resist the seductions of the new ideas of liberty, equality, and the sovereignty of the people ? They joyfully hailed the arrival of the French, whom they regarded as saviours. The feeling of patriotism, the love of independence, and the sentiment of nationality had been extinguished by the grievances of a state of political helotism. 1 The French, once masters of the country, swept away all the institutions peculiar to the people, and the historic forms handed down from the past. They 1 Curti, Geachichte, &c., pp. 91-92. The Evolution of Democracy 5 5 endowed Switzerland with her first constitution, the Constitution of the Helvetic Republic of the I2th of April 1798. The old Swiss Confederation, the frontiers of the several cantons, the separate sove- reign states, the subject countries, and class privi- leges were all abolished. By a sudden transition, forcibly effected, without any previous preparation for such a change, a military republic was set up in the place of the old Confederation, divided, more- over, into prefectures, and furnished with a repre- sentative government, in which the sovereignty was vested in the general body of citizens, and which established political equality, freedom of opinion, and liberty of the press. 1 This complete revolution of the old order of things was a piece of ill-considered Radicalism. The fragile constitutional structure of the Helvetic republic was scarcely erected before it cracked on every side. Its authors had not only violently broken away from tradition, but the constitution was not a national production, and it had not been consecrated by the people. 2 1 [Switzerland was divided into eighteen prefectures, consisting of the cantons, the allies, and the bailiwicks, parcelled out, not according to the historic past of any of them, but according to physical geography. The obligation of military service was im- posed, their religious festivals were diminished, and, as a set off, they had freedom of commerce and industry, both of which were unknown to them.] 2 [Provision was made in this constitution for amendments of the constitution by popular consent. Title XL was as follows : "Art. 106. The Senate shall propose these changes, but proposi- tions of this character shall become resolutions only after having been twice decreed, a space of five years intervening between the decrees. These resolutions shall then be rejected or ratified by the Great Council, and, in case of ratification only, shall be laid before 56 The Referendum in Switzerland Some attempts to modify or otherwise revise this constitution were made by Bonaparte, who, acting as "mediator," summoned the Swiss delegates to Malmaison towards the end of the month of April 1 80 1, in order to submit the scheme of a new con- stitution for their consideration. This draft made some important concessions to the Federalist party, whose aim was to preserve the cantonal sovereignty from the would-be centralisers. It was provisionally adopted on the 29th of May 1801 by the Legislative Council of the Helvetic republic, but was altered by the Centralist party on the 24th October 1801, and remodelled again by the Federalist party on the 27th of February 1802. Finally, after a great deal of political agitation, we get the Constitution of the 2Oth of May 1802. This last is the only one of all the ephemeral constitutions of the epoch which is of interest to us, and then not so much by reason of its contents as from the manner in which it came into operation. All the citizens who had reached twenty years of age were called upon to ratify this constitution in their respective communes. For this purpose re- gisters were placed for four days in the various communal chanceries, in order that each citizen might enter his name as either accepting or re- jecting the constitution. The result was that 72,453 citizens voted for it and 92,423 voted against, while 167,172 refrained from voting altogether. Although the primary assemblies for adoption or rejection." "Art. 107. If the primary assemblies accept them, they shall become a funda- mental part of the constitution." This provision never came into practice. See Borgeaud, p. 260.] The Evolution of Democracy 5 7 the majority of those who actually voted had pro- nounced against the constitution, those who had not voted at all either way were considered as having tacitly expressed approval, and therefore it was declared to be adopted. 1 Such was the first appearance in federal law of the popular veto on a matter directly affecting the constitution. 2 1 [The words were : "The project has received the assent of the great majority of the citizens in Helvetia who are qualified to vote." It was therefore declared to be "the fundamental law of the republic."] 2 [There were many precedents in France for submitting the con- stitution to the popular vote. The Constitution of 1793 was sub - mitted to the people in their primary assemblies, and the result announced on the ist of August was that 1,801,918 were in favour of accepting it and 11,610 were against it. It has been proved by M. Taine and others that the vote was not free. This constitution, however, never came into force. The next constitution, that of the year III., was also submitted to the people and accepted by them by 1,057,390 votes against 49,977, and this time the vote seems to have been an honest one. The Constitution of the year VIII. was also submitted to the acceptance of the French people. It received 3,000,000 votes in its favour, and only 1500 were registered in opposition. This voting did not take place in the primary assemblies, but in the capitals of the communes, by signatures publicly inscribed in registers specially set apart for the purpose. This system, which had been proposed in France by Bourdon at the time of the Revolutionary commune, was practically a register of those who disapproved of the government. It is not strange, then, that there should have been a certain reluctance to sign in opposition. Bonaparte was appointed Consul for life in 1802 by one of these plebiscitary votings, and from that time they ceased to be of importance as a method of legislation, though plebiscites were taken in 1804 and 1815. Nothing is more natural, therefore, than that the Swiss Constitu- tion, framed under the influence of France, should have been sub- mitted to the people. It is interesting to compare the contemporary systems of constitutional votings in vogue in Massachusetts and New Hampshire with the French and Swiss system, especially as 58 The Referendum in Switzerland The Federalists nevertheless objected to the new constitution, on the ground that it made too many concessions to the Centralist party. They attempted to bring about a fresh revision in September of the same year. Napoleon therefore intervened, and forced on all parties his Act of Mediation, which was in- tended to put an end to the political strife, the result Condorcet, the author of the Lettres d'un bourgeois de New Haven (Paris, 1788), was the soul of the committee appointed in 1793 to draw up the French Constitution. The "projet Girondin" of 1793 has been described as "the result of a systematic union of the principles of New England and those of the eighteenth-century French philosophy. ... In it the primary assemblies take the place of the town meetings." (Borgeaud, Adoption and Amendment of Constitutions, pp. 206-7.) In Massachusetts, as early as 1778, the new constitution was sub- mitted to the town meetings for ratification and rejected by them. In 1779 the people were asked whether there should be a convention to draw up a constitution. This was decided in the affirmative. A constitution was framed and presented to the town meetings, and finally, in 1780, it was found that 'a majority of more than two-thirds had pronounced for its ratification. In New Hampshire the first Constitution of 1779 was rejected by the town meetings. A second plan was accepted in 1781 on the condition that certain alterations be made, and in 1 783 the Constitution was finally adopted. In 1791 the town meetings were asked to declare whether they wished any amendments, and an affirmative answer being obtained, a convention was elected to prepare them. The reformed con- stitution was then divided up into a number of subjects, which were submitted separately to the approval of the citizens. Some were accepted and some rejected, and the convention took up the work again, and the Constitution, as finally drawn up, obtained a two-thirds majority. The example of these states was followed by Mississippi in 1817, and Missouri in 1820. In 1821 the practice was adopted by New York, and since that time it has become almost universal (Oberholtzer, The Referendum in America, ch. 2). In Switzerland no federal constitutional question was brought before the people until 1848, and the cantons, with the exception of those with Landsgemeinde, did not begin to submit their con- stitutions to the people until 1830, and it was not until 1848 that The Evolution of Democracy 59 of which had been no less than half a dozen con- stitutional experiments in the space of five years. 1 The Act of Mediation of the igth of February 1803 drew up a constitution for the Swiss Confederation, but it also contained separate constitutions for the different cantons. 2 It is, as Cherbuliez expressed it, a cross between the historic law of Switzerland and the philosophic law of the French Revolution, a com- promise between old facts and new ideas. It lays down as a principle "that there no longer exist hi Switzerland either subject lands, or privileges of place, birth, persons, or families." This is the advance. It maintains, however, the cantonal sovereignty. " The cantons shall exercise all the powers which have not been expressly delegated to the federal authority," and in this the new constitution adheres to tradition. The constitutions accorded to the cantons varied in the different states. The Landsgemeinden were re-established in the democratic cantons, but certain modifications were introduced with reference to the age of political majority, and the popular initiative the Federal Constitution made voting on constitutions compulsory. The point I wish to bring out is, that although Switzerland may be said to have invented the referendum in matters of ordinary legis- lation, yet the principle that a sanction by popular vote is necessary for the adoption of a constitution was known and acted upon in America for more than fifty years before it was nationalised in Switzerland. Where there had been popular votings in Switzerland, the vote of individuals was not considered ; it was always the vote of the commune that counted except in the Landsgemeinde can- tons, and even there voting on a written constitution was a novelty. See Borgeaud, op. cit. bk. i. ch. 2 ; bk. ii. ch. 2, 3,4; also Lowell, Governments and Parties in Continental Europe, pp. 244-45.] 1 Blumer, Handbuch, &c., vi. pp. 21-33 ; Curti, Geschichte, &c., pp. 105-11. 2 Blumer, i. pp. 33-45 ; Curti, 111-17. 60 The Referendum in Switzerland in legislative matters. 1 The referendum reappears in the Grisons with a more systematic organisation. 2 In the other cantons that is to say, in the states already sovereign before 1 798 and not included in the preceding category 3 as well as in the new cantons created out of the territories which used to be subject to the original cantons, 4 the Act of Mediation estab- lished representative government based on equal electoral districts. In the old sovereign cantons the balance of political equality between the citizens was considerably altered in favour of the towns, who were allowed a share in the representation of the canton quite out of proportion to the number of their active citizens. 5 The constitutions imposed by the Act of Media- tion did not survive the decline in the fortunes of their author. Before the fall of Napoleon, when his 1 Keller, Das Volksinitiativrecht, &c., pp. 7, 10, 18, 25. 2 Ganzoni, Beitrage, &c., pp. 78-85. 3 Basle, Berne, Fribourg, Lucerne, Schaffhausen, Solothurn, and Zurich. 4 Aargau, St. Gall, Ticino, Thurgau, and Vaud. 5 At Basle and at Schaffhausen the towns sent one-third of the representatives ; in Berne, Zurich, Lucerne, Fribourg, and Solothurn the proportion was a fifth. [A few other points may be noticed about this constitution. The Diet was not held two years following in the same place, but met in turn at Fribourg, Berne, Solothurn, Basle, Zurich, and Lucerne. The canton in which the Diet was held was the "pre- siding canton." The deputy of this canton was called "the Landamman of Switzerland." He was the president of the Diet and the head of the republic, and he had the right of convoking extraordinary Diets. The presiding canton was obliged to provide a guard of honour for the deputies of the other cantons, and to lodge them suitably and pay the current expenses of the Diet. (See Hilty, Die Bundesvcrfassungen, &c., pp. 423, 427). This has given rise to the tradition that certain cantons have an especial right to be represented in the Federal Council.] The Evolution of Democracy 61 star began to pale, the aristocratic spirit revived in the states that had formerly been sovereign, and particularly in Berne. These cantons had undergone a considerable reduction in territory by the conver- sion of the subject countries into independent states, and they now manifested a decided intention of re- entering into their possessions and of extending their domains to the limits of their original frontiers. The intervention of the Allied Powers, however, happily averted this, and the Congress of Vienna insisted on the independence of the existing states. They also created three new cantons Geneva, Neuchatel, and Valais. 1 These twenty-two cantons took an oath, on the 7th of August 181 5, to observe the " Federal Agreement." 2 By this agreement "the XXII sovereign cantons of Switzerland to wit, Zurich, Berne, Lucerne, Uri, Schwyz, Unterwalden, Glarus, Zug, Fribourg, Solo- thurn, Bale, Schaff hausen, Appenzell (the two Rhodes), St. Gall, the Grisons, Aargau, Thurgau, Ticino, Vaud, Valais, Neuchatel, and Geneva unite for their com- mon safety and for the preservation of their liberty and their independence against all foreign aggression, as well as to preserve internal peace and order. They mutually guarantee their constitutions, which shall be established by the supreme authority of each can- ton, in conformity with the principles of the Federal Agreement. 3 They also mutually guarantee their re- 1 Blumer, i. pp. 45-49. 3 Blumer, i. pp. 49-57 ; Curti, pp. 119-23. 3 [" It regarded the point as already won that the public law of the different cantons was or should be codified. A copy of the constitutions was to be deposited in the archives of the Diet " (Borgeaud, Adoption and Amendment of Constitutions, p. 27).] 62 The Referendum in Switzerland spective territories " (Art. i). " The Diet to which the sovereign cantons have entrusted the general affairs of the Confederation shall deal with them according to the rules laid down in the Federal Agreement. It is composed of the deputies of the XXII cantons, who vote according to the instructions given by their governments. Each canton has one vote. 1 . . . For important decisions (war, peace, or alliances) three- fourths of the votes are necessary. In all other matters that have been declared to be within the province of the Diet by this present Federal Agree- ment an absolute majority is sufficient " (Art. 8). The Act of Mediation being superseded, the cantons were left free to change their respective constitutions as they liked. The Federal Agreement laid down one principle only to which all the cantons were obliged to conform. " The Confederation declares this prin- ciple to be inviolable : that since the XXII cantons have been generally recognised as such, there are no longer in Switzerland any subject countries, and, in the same way, the enjoyment of political rights can never in any canton be made the exclusive privilege of any one class of citizens " (Art. 7). The cantons with Landsgemeinden profited by the freedom of choice thus restored them to organise the right of the popular initiative on a more democratic basis. 2 On the other hand, a retrograde movement 1 [In refusing the cantons a representation proportional to the number of their inhabitants it made it possible for the small can- tons to combine to oppress the large ones, with the result that the great cantons were sure to revolt sooner or later against the majority of the Diet. See Duvergier de Hauranne, La Suissc et la revision de sa Constitution, Revue des deux Mondes, 1873, p. 762.] 2 Keller, Das Volksinitiavrecht, pp. 10 and 18. The Evolution of Democracy 63 took place in Zug. The Landsgemeinde was deprived of the right of sanctioning legislation, and only re- tained the popular election of the magistrates. 1 The Grisons remained faithful to the referendum, 2 and the Valais, which had been separated from Swit- zerland from 1802 to 1813, reintroduced it in a new form into the new Constitution of May 12, 1815. The clause runs as follows : " The Diet shall exercise the legislative power. Bills are to be prepared by the Council of State, but cannot come into force until they have been referred to the councils of the Dix- ains and sanctioned by the majority of the councils. Financial laws, military capitulations, and the natural- isation of aliens shall be referred not only to the councils of the Dixains, but also to those of the com- munes." Thus it was the councils of the Dixains, together with the councils of the communes, and no longer the electors, who from henceforth accepted or rejected the laws. In the other cantons, and particularly in those hi which the aristocracy had formerly been the ruling power, the principle laid down in Article 7 of the Federal Agreement remained a dead letter. The ancient aristocracy was already only too apt to manipulate the constitutional revisions to their own advantage. They were favoured in their designs by the general course of foreign politics, which always exercised a great influence in Switzerland, and which at this time tended towards reaction and to a return of the old state of things. The qualifications neces- sary to be an elector and for eligibility to office were retained. That was the first attack on the principle 1 Curti, Gcschichtc, &c., p. 127. 2 Ganzoni, pp. 86-90. 64 The Referendum in Switzerland of political equality proclaimed by the Federal Com- pact. Later on the system of indirect election was adopted, by which the legislators practically recruited themselves. The burghers of the dominant towns maintained their, influence in the direct elections, and managed, moreover, to secure the larger number of the seats conferred by indirect election. None of these reactionary constitutions were submitted to the people for their ratification. 1 " The Act of Mediation," says Cherbuliez, " had created an aristocracy of ability; the Restoration re-established an aristocracy of birth and the pre- dominance of certain localities, the time-honoured forms of which were quite out of harmony with any principle adopted by the new generation. The control exercised by the nation over its govern- ment was not active enough to be efficient. There existed no means by which the majority of the representatives could be influenced according to the 1 Blumer, Sckweizerischcr Bundesstaatsrecht, i. p. 57. It is there- fore not quite correct to say with M. Laveleye (Le gouvernement dans la democratic, ii. p. 149) that "from 1802 it became the rule that every constitution, whether it were that of a canton or of the Federation itself, had to be accepted by the majority of the active citizens or electors." [M. Borgeaud, op. cit. p. 264, says of these constitutions : " They were generally the work of councils more or less restored from the old regime, or of new assemblies chosen by the privileged classes ; the only exceptions to this were the little Landsgemeinde cantons and the cantons of the Grisons and Geneva. In the two Unterwalden the constitution was adopted by popular assemblies. Glarus, Uri, and Schwyz simply made a digest of their traditional institutions, depositing copies of them in the archives of the Diet. In the Grisons the constitution was a real Federal compact; the sovereign communes were called upon to ratify in the manner usual among the old leagues. At Geneva . . . the constitution was sub- mitted to the people 'by reason of their natural right.' "] The Evolution of Democracy 65 wishes of the people, and in the interests of the country as a whole. All the positions of honour in the state were monopolised by certain families, and thus an oligarchy of nobles was formed very much like that condemned by the Revolution of 1798. They were soon confronted in every state by an opposition party, whose aim was to put an end to the political disabilities created by the Constitu- tions of 1815. Freedom of the press, the extension of electoral rights, the separation of powers, and the power of removing public officials, were the impor- tant points in their programme. This progressive party was not without its supporters in the legislative bodies, but it was nearly everywhere defeated by a hostile majority of the legislators, who obstinately declined to grant any concessions. 1 Such was the position of affairs when the French Revolution of 1830 occurred with the suddenness and force of an explosive, and by its example pro- 1 [Only four states revised their constitutions before the French Revolution of July 1830, and only in one state was the revision submitted to the people. The canton of Vaud revised its constitu- tion in May 1830, and granted the exercise of political rights to all citizens who could show a certain moderate property in real estate or mortgages, and the electoral assemblies chosen by them received the right to approve in the future all constitutional amendments. The actual constitution, as then drawn up, was not submitted to the people. It revised its constitution again in 1831. In Ticino, the proposal to revise the constitution was made in 1829, and carried out in 1830. Sovereignty was declared to reside in the whole body of citizens, and the exercise of political rights was dependent merely on a small property qualification. The con- stitution was laid before the people in their district assemblies, and on July 4 it was accepted in all the districts but one. It was the vote of the districts, and not of the individuals, that was counted in the general result. Lucerne and Appenzell (Inner Rhodes) revised their constitutions in 1829. See Borgeaud, Adoption, &c., pp. 265-76.] E 66 The Referendum in Switzerland duced a general break-up of the existing state of things in Switzerland. 1 In the space of one single year, during the year 1831, no less than eleven cantons 2 set up new con- stitutions, modelled on the programme of the Liberal party. 3 Between 1830 and 1834 there were alto- gether twenty revisions of cantonal constitutions, and, 1 ["Then during the hot July days," says Henne am Khyn, " we waited in vain for messengers from Paris, until one fine morning we saw the French mail-post enter Basle flying the tricolour. The Bourbons had fallen, the king had fled, and the Revolution was master of Paris. The news produced an extraordinary commotion in Switzerland. We knew that the storm was about to break over us too, and we waited." Almost everywhere great popular meetings were held. The leaders harangued the people. Resolutions were adopted and carried to the capital by delegates. Then when it was necessary for ordinarily a mere threat sufficed arrangements were made to move en masse upon the seat of government, and the authorities were called upon to recognise the sovereignty of the people, and to convoke a constitutional convention as quickly as possible to revise the charter. In general, the rulers, not having permanent troops at their disposal, yielded without serious resistance. The Federal Diet having met in extraordinary session in December 1830, adopted the following decree : " The Federal Diet unanimously approves the principle that each state in the Confederation, by virtue of its sovereignty, has the right to make whatever amendments to its constitution it may judge necessary, provided they be not contrary to the Federal Agreement. The Diet will therefore not interfere in any way in such constitutional reforms as have already been effected or are about to be." See Borgeaud, op. cit. pp. 269-70.] 2 Chatelanat, Die schweizerische Demokratie in ihrer Fortentwick- lung, Berne, 1879, p. 14. 3 [In the cantons of Valais and Schwyz the contest was more prolonged and more serious, and also in Basle, when the city refused to admit the citizens of the rural communes to an equality. In Neuchitel, the King of Prussia, who was its sovereign, sup- pressed the insurrection by force. Ticino and Geneva did not make any change, nor did the purely democratic cantons of Uri, Unterwalden, Zug, Glarus, Appenzell, and the Orisons.] The Evolution of Democracy 67 except at Fribourg, the new constitutions were every- where submitted to the people for their ratification. 1 The cantons proclaimed the sovereignty of the people, and gave it visible expression in the form of universal suffrage and the constitutional veto granted to the electors. Proportional representation that is to say, equality before the law of both the towns and the country districts was in the main realised. The right of petition, the liberty of the press, the freedom of trade, and a more liberal law of settlement were also guaranteed. The legislative power was vested in the Great Council, an assembly consisting of one chamber directly elected by universal suffrage. The executive power was placed in the hands of the Small Council, or Council of State, whose members were nominated by the Great Council, and who collectively controlled the administration. 2 If at this point we pause and take a survey of the cantonal constitutions of Switzerland, we see that the character of the government in by far the larger number of them is that of a representative demo- cracy. It is, in fact, the prevailing form, except in the cantons with Landsgemeinden, in the Grisons, and in Valais. We shall trace in the following pages how this representative democracy was super- seded by a system of direct democracy, how the Great Councils gradually ceased to monopolise the attri- butes of sovereignty, and especially how they came to share their legislative attributes with the people. 1 Vogt, Referendum, Veto, und Initiativ, in the Zeitschrift fur die gesammte Staatswisscnschaft, Tubingen, 1873, p. 360. 2 Curti, pp. 124-25 ; Blumer, pp. 59-61. 68 The Referendum in Switzerland II. The Growth of the "Rights of the People" in the Cantons. The representative system underwent its first modi- fication in 1831 in the canton of St.. Gall, one of the new states formed in 1803. Some time before the meeting of the constituent assembly which was to draw up a new constitution for the canton, there appeared in St. Gall an anony- mous pamphlet, entitled Volkstumliche Ansichten (Popular Prospects). Its author insisted on the necessity of allowing the people to intervene directly in the work of legislation. " The constitutional role of the electors," he urged, " should not be limited to the mere approval of laws. It ought also to be pos- sible for them to make their own laws on any subject they may desire, and therefore they need far greater powers than the mere right of addressing petitions to the Great Council." The difficulty was to find any feasible plan by which it should be possible for the people them- selves to act as legislators a difficulty especially felt at this time, when no other form of direct legisla- tion could probably be conceived except that which obtained in the small cantons. The author of the pamphlet, recognising the impossibility of a Lands- gemeinde at which all the electors of the canton of St. Gall should be present, proposed to hold instead a number of small Landsgemeinden, allotting one to each district of the canton, which should be attended by the electors within that district. Every measure should be adopted by two-thirds of these Lands- The Evolution of Democracy 69 gemeinden before it could become law, and each Landsgemeinde, whether large or small, had one vote. " For a first attempt," as M. Curti observes, " this was not a bad scheme." It is not difficult to imagine the excitement such novel proposals would cause, and the opposition they would be sure to encounter. For the democrats, the main thing was to secure the triumph of their prin- ciple in other words, to obtain public recognition of the justice of direct legislation by the people. 1 The philosopher and parliamentary orator of the party, Felix Diog de Rapperswyl, undertook to cham- pion the cause in the constituent assembly. "The people are sovereign," said Diog. " The people, and the people alone, should exercise the supreme power. Their will should be law. Sovereignty cannot be delegated. A sovereign who acts only through de- puties may be said to have abdicated. The people have been declared to be of age. It is therefore out of the question that the Great Council should be constituted its guardian." According to Diog, republicans could not take too many precautions against the despotism of a parental government. He even went so far as to claim for the citizens the right of accepting or rejecting simple adminis- trative orders. " If he were logical," his opponents said, " he ought to demand not only that the people should make their own laws, but that they should possess the executive and judicial powers as well." 1 [Those who advocated popular rights always did so on theoretical grounds, and based their claims on principles of abstract right. They never seem to have urged the utility of the measure. It was on practical grounds they were always opposed.] 70 The Referendum in Switzerland His answer to this was: "When I can prescribe how a thing shall be done, and according to what principles justice shall be administered in a word, when I am legislator, what does it matter to ine who executes my laws or who applies them ? It is not a question of who shall be administrator, but rather, what he shall administer." Diog did not confine himself to demanding a referendum on all legislative measures; he also claimed the initiative for the people that is to say, the power of the elec- tors to bring forward their own bills. "Sovereignty does not consist merely in the negative right of refusing or vetoing a law, but in the positive right of commanding what one wishes. The people cannot rest contented with sanctioning laws; the very laws themselves ought to be the actual expression of their will." The Parliamentarians, in reply to Diog, said : " The mass of the electors are not as yet enlightened enough to act as legislators, nor have they the re- quisite leisure. They will fall into the hands of a few leaders, who will deceive them as to the true value of the laws. They will be the victims of the propaganda of demagogues and anarchists." It seemed probable that the question would be solved by brute force, for the Parliamentarians would not give in, and disorderly mobs began to besiege the place where the constituent assembly held its sit- tings. But, on the I4th of January 1831, Dr. Henne made a proposal which he thought would reconcile all parties. He suggested that, three weeks before the opening of the parliamentary session, the orders of the day of the Great Council should be published, so that the people might have an opportunity of ex- The Evolution of Democracy 7 1 pressing their wishes. Moreover, the laws, when discussed and finally adopted by the Great Council, should be examined by a committee of citizens ap- pointed by the people, and this committee, like the Roman Tribunes in the days of the Republic, should be empowered to veto any new law of which they disapproved. The majority of the Parliamentarians were willing to support the compromise of Henne, but the democrats would not abandon their pro- posed system of direct legislation. When the matter came to the vote, it was the democrats who were defeated, by 66 votes to 75. 1 As the veto is quite an obsolete institution at the present day, it is not without interest to notice the way in which it was organised in St. Gall. The fol- lowing are the articles of the Constitution of the ist of March 1831 which relate to the subject: Art. 2. The people of the canton are sovereign. Sove- reignty, which is the sum of all the political powers, resides in the whole body of the citizens. Art. 3. It results from this that the people themselves exercise the legislative power, and every law is submitted to their sanction. This sanction is the right of the people to refuse to recognise any law submitted to them, and to prevent its execution in virtue of their sovereign power. Art. 135. The approval of laws reserved to the people by Article 3 of the Constitution applies, namely () To all branches of legislation, civil and criminal, and to the treaties which relate to these subjects. (b) To all fiscal laws of general import. (c) To the laws relating to the administration of the communes. (d) To all laws on military matters. Art. 136. The laws mentioned above come into force forty - 1 Curti, Zur Geschichte der Volksrechte, Zurich, 1881. 72 The Referendum in Switzerland five days after their publication, if the people have not refused to sanction them before the expiration of this delay. Art. 137. As soon as fifty citizens of a political commune demand it, a communal assembly must be held to decide whether the law submitted to them shall be opposed or not. Art. 138. If the majority of the communal assembly resolve to raise no opposition, the law is considered to be approved by the commune. In the contrary case, the Amman of the com- mune shall communicate the result at once to the Amman of the district, and he in his turn shall advise the " Small Council " by sending them a copy of the report of the meeting. Art. 1 39. This document should indicate the number of active citizens in the commune who have respectively voted for or against the proposed law. Non-voters are classed as voting in the affirmative. Art. 141. If the number of those who have rejected a law exceed the total number of citizens by one, the law falls through. Out of the total number of registered electors, 9190 accepted the Constitution, and 11,091 rejected it ; but there were 1 2,692 who did not vote, and these were counted as having accepted it. It was therefore declared to be adopted "by a large majority." The example of the canton of St. Gall was followed in 1832 by the newly formed half canton of Rural- Basle, 1 and, after a lapse of some years, by Lucerne in 1841, by a Conservative government which had just come into power. 2 A section of the Conservative party in Zurich, who had overthrown the Radical authorities in 1839, at- tempted in the same way in 1842 to introduce the 1 Blumer, Handbuch, pp. 61-62. [The period of delay was only fifteen days in Basle.] 2 Ernst, Die Volksrechte im eidgenossischen Bunde, in the Monat Rosen, 1883-84, pp. 248-50. [The period of delay was fifty days.] The Evolution of Democracy 73 veto into the Constitution of Zurich. 1 The petitions addressed to the Great Council in support of the plan urged that laws which had been sanctioned by the people would be better observed, would have more authority, and would last longer than laws made without their approval; while the collaboration of the people and the Council would ensure that per- fect understanding so desirable between electors and elected. In the Great Council stress was laid on the fact that the veto would be a check, and that in the absence of anything like a royal veto in a republic of this kind, it would act as a set-off to the omnipo- tence of the Great Council. At Ziirich, as everywhere else, doubt was thrown on the legislative capacity of the people, who, it was said, would probably prove both selfish and shortsighted. " But," objected one speaker, " if the people are capable of pronouncing on constitutional laws, why should they suddenly become incompetent when it is a question of ordinary laws ? Why should they be unable to judge of one particular law when, by electing their representatives, they are obliged to form an estimate of the legislative work of those representatives for several years ? " The veto, although advocated with much ingenuity, obtained but few supporters. In the Great Council only 54 votes were given for it, whilst there were 1 1 5 against. The reason was, that since it had been adopted by the Conservative Government of Lucerne, the Liberals distrusted the scheme, and regarded it as a reactionary institution. "It is scarcely possible," Cherbuliez wrote in 1843, 1 Stxissi, Referendum u. Initiativ im Kanton Zurich, pp. 9-12 ; Curti, Geschichte, pp. 142-48. 74 The Referendum in Switzerland " to regard the veto as a harmless innovation, espe- cially when one recalls that in St. Gall it was used to reject a liberal law on the relations of Church and State, and that the same influence which has recently effected changes in the Constitution of Lucerne in obedience to ultramontane prejudices, has also been the very one to introduce the legislative veto." 1 And further on, when criticising both the referendum in the Grisons and the veto, the same author wrote: " The legislative veto in its two forms, and particularly in the first, constitutes the worst kind of democracy, for the people are never so incapable of considering the general interests of all as when they are broken up in local assemblies. There is only one opinion in Switzerland on the referendum, and that is, that it is an obstacle to the rational development of political and civil institutions, it frustrates the most urgent improvements, and negatives those justifiable reforms in the system of organic laws on which the intel- lectual and moral condition of the nation depends." 2 Nevertheless the veto was but a timid step on the road along which the Swiss were destined to proceed much farther. In comparison with later institutions it was the least disturbing of reforms, inasmuch as it had been arranged in such a manner as to render any real popular intervention as difficult as possible. In St. Gall, for instance, before a commune could meet to exercise the veto, fifty electors had to transmit a written demand to the president of the commune, and then the negative votes given in the commune 1 Cherbuliez, De la democratic en Suisse, Geneva, 1843, * PP- 94~95- 2 Idem, ii. p. 43. The Evolution of Democracy 75 were not counted in the total unless these votes had constituted the actual majority in the commune itself. In Rural-Basle the law could only be rejected by two-thirds of the total number of active citizens. In 1839 the Valais revised its constitution and substituted a new institution for the referendum of 1815, which might be called the "compulsory veto." "All laws, military capitulations, financial decrees, or acts of naturalisation resolved on by the Great Council cannot be en- forced until thirty days after their publication. Within this interval the majority of the citizens of the Valais may reject any such law if they think fit. For this purpose the president of the commune is required to convoke the primary assembly on the third Sunday after the publication of a law. He will make a report of the voting and forward the same to the president of the Dixain" As in the cantons with the veto, no law could be rejected save by an absolute majority of the regis- tered electors. But in the Valais the meeting of the communal assemblies was made compulsory by the constitution; while in St. Gall, Lucerne, and Rural- Basle these assemblies were only held upon the ex- press demand of a certain number of electors. There was a fresh revision in Valais in 1 844, when all trace of the veto disappeared, and the compulsory refer- endum appears in its place. " All laws, military capitulations, financial decrees, and acts of naturalisation shall be referred to the primary assemblies, and shall not come into force until they have been adopted by a majority of the citizens who have taken part in the voting." If we compare the texts of the two laws, it is easy to grasp the difference between the veto and the referendum. The veto is in reality the right of the body of electors to reject within a given time a law 76 The Referendum in Switzerland passed by the Great Council. The requisite majority, however, is that of the electors actually registered. The referendum is the right of the electoral body to sanction new laws that is to say, to either accept or reject them within a specified interval. This right belongs, not to the majority of the registered electors, but to the majority of those who have voted* In 1 846 the Constitution of Berne conferred upon the Great Council the right of submitting laws or decrees to the electors at their discretion. " The political assemblies (that is to say, all the active citi- zens living within the jurisdiction of a parish) are to be called together to vote on matters which shall be referred to their decision by law. Such issues will be decided by the majority of the aggregate number of citizens actually voting in the whole canton." This is the referendum at the option of the Great Council? A similar provision was subsequently in- serted in most of the cantonal constitutions, but it was expressed in greater detail, and was more care- fully defined. The canton of Vaud about this time adopted an institution which had hitherto been unknown outside the little cantons with Landsgemeinden. According 1 ["In other words, the men who do not vote at the referen- dum are neglected, while in the veto they are treated as if they had voted affirmatively." Lowell, Governments and Parties in Con- tinental Europe, 1896, p. 249.] 2 Whenever the term optional referendum is used in the course of this work, it means the referendum at the option of the electors that is to say, the popular voting which a certain number of electors have the right to demand in the case of a law passed by the Chamber. M. de Laveleye is wrong in speaking of the Bernese referendum of 1846 as a referendum at the option of the people. Le gourernement dans la democratic, ii. p. 150. The Evolution of Democracy 77 to the Constitution of 1845 (Art. 21), if 8000 citizens demanded a popular vote on any question whatever, whether it were the making of a new law or the repeal of one already in existence, the legislative assembly was obliged to comply with this demand. This was the popular initiative, unlimited as to its scope. The veto was not introduced into the Constitution of Vaud, because of its essentially negative character. " Laws submitted to the referendum," said a speaker, " are, no doubt, sometimes accepted ; but when they are rejected, the positive wishes of the country still find no expression. How can you reasonably expect the people to pronounce immediately on a new and com- plicated law? By means of the initiative they will be able to obtain the laws they wish, and can demand the repeal of those they do not care for, after having had experience of their working." x From 1830 onwards the cantons began to introduce modifications into their constitutions, all conceived in a more or less democratic spirit. In some cases the form of a representative democracy was still retained, but in others there was a distinct trend towards a system of pure democracy. The result was that one canton after another repealed the reactionary clauses in their constitutions which had been inserted at the time of the Restoration. Of all the legislative work of 1815 the Federal Agreement was soon the only thing left intact, the only surviving relic of an epoch that had passed away. The Federal Agreement was merely a contract made between sovereign states acting through their 1 Curti, Geschickte, pp. 148-58. 78 The Referendum in Switzerland respective governments, and not a constitution drawn up by the representatives of the people and adopted by the electorate. The Federal Diet which it had created was not composed of representatives of the Swiss nation, but of the ambassadors of the sovereign states, bound by definite instructions. It expressed the wishes of a majority of the states, not of the majority of the Swiss people. It was not so much a legislative assembly as an international congress. In all these respects the Federal Agreement was directly opposed to the principles which were embodied in the cantonal constitutions. It therefore became neces- sary to revise it, in order to make the public federal law harmonise with the public law of the cantons. The aim of the Radical party was to effect a complete rupture with the past, and to let nothing remain which should recall the sovereignty of the several states. For the Federal Diet they wished to establish a national assembly which, like the Great Councils of the cantons, should consist of one Chamber, whose members should be elected directly by the people. They were only partly successful, however. They effected a compromise with the Federalists, the result of which was to introduce the system of two Chambers into the Confederation. 1 1 [One of the immediate causes of the new constitution was the war which followed the attempt of the seven Catholic cantons to secede. These cantons Lucerne, Uri, Schwyz, Unterwalden, Zug, Fribourg, and the Valais formed themselves into a confederation called the " Sonderbund," for purposes of mutual defence of terri- tory and powers. A war followed, in which these cantons were defeated and forced to rejoin the Confederation. But it was felt that some change in the constitution should be undertaken. The direction of that change was due to the influence of the French Revolution of 1830 and the democratic ideas prevailing in the The Evolution of Democracy 79 By the terms of the Federal Constitution of 1848 " the supreme authority of the Confederation is vested in the Federal Assembly, which is composed of two sections or councils, to wit : (a) the National Council ; (6) the Council of States " (Art. 60). The National Council is composed of representatives of the Swiss people, chosen in the ratio of one member for each 20,000 persons of the total population. Fractions of upwards of 10,000 persons are reckoned as 20,000. Every canton, and in the divided cantons every half canton, chooses at least one repre- sentative (Art. 61). The elections for the National Council are direct. They are held in federal electoral districts, which in no case shall be formed out of parts of different cantons (Art. 62). Every Swiss citizen who has reached twenty years of age, and who in addition is not excluded from the rights of an active citizen by the legislation of the canton in which he is domiciled, has the right to vote at elections (Art. 63). Every Swiss citizen who is a layman, and who has the right to vote, is eligible for membership in the National Council (Art. 64). The National Council is chosen for three years, and is entirely renewed at each general election (Art. 65). The Council of States consists of forty-four representatives from the cantons. Each canton appoints two representatives ; in the divided cantons each half canton chooses one (Art. 69). Members of either council vote without instructions (Art. 79). At the same time the Constitution of 1 848 created a federal executive authority, which, under the Federal Agreement of 1815, had existed only in name. cantons. This constitution was first of all discussed by a commis- sion of twenty- five members. It was accepted in the Diet by 13^ votes against 6J, and on the ist September 1848 by 15^ cantons and 169,743 electors against 17,899. Hilty, Die Bundesferfassungcn, &c., p. 402.] 8o The Referendum in Switzerland The supreme direction and executive authority of the Con- federation is exercised by a Federal Council composed of seven members (Art. 83). The members of the Federal Council are chosen for three years, by the councils in joint session, from among all the Swiss citizens eligible to the National Council, But not more than one member of the Federal Council shall be chosen from the same canton. The Federal Council is chosen anew after each election of the National Council (Art. 84). The rights of the people were recognised by the Constitution of 1 848 in two ways. The electors could, firstly, demand the revision of the constitution then in force; and, secondly, they could accept or reject a new constitution rights which applied equally to cantonal and federal constitutions. The cantons are bound to ask of the Confederation the guarantee of their constitutions. This guarantee is accorded, provided (c) that the constitutions have been ratified by the people, and may be amended whenever the majority of all the citizens demand it (Art. 6). The Federal Constitution may be amended at any time (Art. in). Amendment is secured through the forms required for passing federal laws (Art. 112). When either council of the Federal Assembly passes a resolu- tion for the amendment of the Federal Constitution and the other council does not agree, or when fifty thousand Swiss voters demand a revision, the question whether the Federal Constitu- tion ought to be revised is, in either case, submitted to a vote of the Swiss people, voting Yes or No. If, in either case, the majority of the Swiss citizens who vote pronounce in the affirmative, there shall be a new election of both councils for the purpose of preparing a draft of the revised constitution (Art. 113). The revised Federal Constitution shall come into force when it has been adopted by the majority of Swiss citizens who take part in the vote thereon and by a majority of the states (Art. 114). The Evolution of Democracy 81 The Federal Constitution of 1848 had the effect of making the representative system temporarily popular, and seemed likely to arrest the tendency of public cantonal law to become purely demo- cratic. Schwyz and Zug gave up their Landsge- meinden, and the referendum disappeared from the constitution of the Valais. This proved, however, to be only a passing check. Thurgau in 1849, and Schaffhausen in 1853, adopted the system of the veto, whilst in 1852 the referendum again made its appearance in the Valais in the following form: "Every change in the financial system, and every proposed increase in taxation, must be submitted to the people for ratification" (Constitution of the 23rd December 1852, Art. 72). In the same year the initiative gained a foothold in Aargau, but its scope was much narrower than in the canton of Vaud. " Any law in force shall be wholly or partially changed or modified when a demand to that effect is made by 5000 citizens, giving their reasons for desiring such a change, and provided also that when the proposed change is brought before the electors in the communal assemblies, the majority of those voting shall be in favour of such a change." The following year the referendum in the Grisons was modernised, and from henceforth the adoption or rejection of laws depended on the majority of the electors who voted, and not, as heretofore, on the majority of the communes. In 1856 Solothurn adopted the optional refer- endum, i.e. the referendum at the option of the electors, though, as a matter of fact, it was called the veto. " Laws shall be submitted to the people 82 The Referendum in Switzerland for their acceptance or rejection when 3000 electors demand the veto, giving their reasons within thirty days after the publication of a law. The fate of the law is decided by the majority of the electors taking part in the vote." In 1858 the constituent assembly of Neuchatel decided that for the future every loan or financial undertaking exceeding the sum of 500,000 francs should be submitted to the people for their ratifi- cation. This was the financial referendum, and it was adopted hi 1861 by the canton of Vaud, and later by several others. The people of Neuchatel had introduced this form of referendum in conse- quence of a vote of the Great Council by which a very high subsidy had been given to a railway of merely local importance. The progress of democracy up to this date had been somewhat uncertain. Fears were entertained of the results of the direct interference of the people, owing to their inexperience, their shortsightedness, their caprices and passions. It seemed as if the mind of the masses had not yet reached that stage of political maturity when it would be safe to dis- pense with the tutelage of the ruling classes. The Great Councils, after drawing back several times, at length regretfully relinquished their prerogatives, and shared their powers with their electors. The time came at last, however, when all counsels of prudence and moderation were thrown to the winds. Soon after 1 860 a perfect wave of democracy seemed suddenly to sweep over the country, carrying all before it, and in a very short space of time the TJie Evolution of Democracy 83 representative system was ousted from the position which up to that time it had succeeded in main- taining. Rural-Basle was the first to break through the barriers which the authorities had succeeded in raising, with the result that the people became really and effectively sovereign. The veto of 1832 was suppressed, as being an in- stitution that was out of date. Its place was taken by the compulsory referendum and the popular initiative. " No law or important decree can come into force without having been approved by the referendum; and, furthermore, any 1500 electors have the right of provoking a vote of the people at any time on the question of the repeal or amend- ment of a law in force" (Constitution of the 6th of May 1863). This was the greatest advance that had as yet been made by any canton towards direct legislation by the people. A few years after, Zurich, Berne, Solothurn, Thurgati, and Aargau, within a few months of each other, followed the example of Rural-Basle, and adopted the compulsory referendum; while all ex- cept Berne adopted the popular initiative. At Berne the Radical majority had voted subsidies to new railways which had exceeded the ordinary revenue of the state. The Conservative minority thereupon urged the adoption of the financial referendum, think- ing that it might put a stop to any increase of the deficit. The radical Democrats cleverly managed to excite both parties in such a manner that a race for popular favour took place between them, and neither Radicals nor Conservatives would let them- selves be outdone by the other in proving the 84 The Referendum in Switzerland confidence they felt in the people. 1 Large sections of both parties, therefore, agreed in supporting a compulsory referendum (i) on all laws; (2) on the orders of the Great Council, involving an outlay of more than 500,000 francs for the same object; (3) on the state budget when drawn up for a period of four years. 2 At Ziirich the debates were concerned with the practical rather than the theoretical aspect of reform, and the discussions centred round the questions of compulsory voting, and of open as opposed to secret voting. The advanced democrats proposed to divide the people into sections, which should assemble on the same day in the principal place of each district to debate and vote on the laws. The advantages of this scheme, they maintained, were as follows: In the first place, it will provide for a preliminary public discussion, which is essential if the referendum is to contribute to the political education of the people. Secondly, at these sectional assemblies the deputies will get to know the needs of the people, they will be made acquainted with the objections of those in opposition, and will discover the omissions and weak points of the law in question. The meetings will thus differ from the meetings got up in the ordinary way by the different parties, where laws are never discussed except from one point of view, and the explanatory messages of the government, so far 1 Bandelier, Du Referendum au point de vue jurassicn Porrentruy, 1869, p. 15 ; Gengel, Die Erweiterung der Volksrechte, Berne, 1868, p. ii. 2 Law of the igth of May 1869 to carry out Article 6, section 4, of the Constitution. The Evolution of Democracy 85 from being impartial commentaries, are themselves only expressions of personal opinions. It has been said that the press will inform the electors of the advantages and disadvantages of a law. This may be true for the electors who read journals of all shades of opinion, but the great majority of men only take in one newspaper. The other side dwelt successfully on the incon- veniences of the popular vote, on the difficulty of introducing what was termed compulsory political instruction, and on the impossibility of discussing one or more laws seriously in a popular assembly which could only meet for a few hours. After the revisions of 1869 there were only three and a half cantons in which the representative system still held its ground. They were Geneva, Ticino, Fribourg, and Basle-City. To-day Fribourg is the only one. Everywhere else the Great Councils have ceased to be the sole legislative powers, and the electors themselves may now propose or ratify laws. When we examine the causes of this general trans- formation of representative democracy into pure de- mocracy, and the reasons for the displacement of the centre of political gravity; when we search among the contemporary pamphlets and interrogate the poli- ticians of those times, we find a general agreement that all the cantonal constitutions which resulted from the revolutionary movement of 1830 were fundamentally defective. They were hastily framed by men beside themselves with enthusiasm for de- mocracy. They were incongruous from the very first, and were constructed with a complete disregard of the laws of political equilibrium. The dominant 86 The Referendum in Switzerland idea of the framers of these constitutions was to en- sure political equality, and to establish the sovereignty of the people as an unassailable principle. They believed that this problem was solved when they had given every citizen a right to vote, and had vested all the powers in the direct representatives of the nation. The whole authority of government was accordingly concentrated in a single assembly, the Great Council. The logical application of their principles implied that there could be no independent authority. The Great Council was itself sovereign by delegation, and it would have been a contradic- tion to admit any independent power side by side with it. The Great Council was not only the legis- lative assembly of the canton, but it was itself the source of all the powers not expressly attributed to it by the constitution. It elected the judicial authori- ties, and it appointed and dismissed the members of the government. There was no separation of powers in a constitution of this kind. The other parts of the body politic, dependent as they were on the legis- lative assembly, were absolutely incapable of acting as checks on it. By the very fact of their origin they were reduced to the position of subordinate authorities, either administrative or judicial. Un- fortunately the councils themselves did not provide any safeguards against too hasty legislation on their part. In the absence of any external controlling power, it was especially important that measures should not be rushed into laws, but that their pro- gress should be slow and deliberate, and that there should be certain delays fixed by law. The regula- tions for debate in the majority of the Great Councils The Evolution of Democracy 87 did not, however, contain any such provision. It is true that in some cantons measures had to undergo a second and even a third reading, but administrative orders were generally free from this restriction. More- over, there was nothing beyond the power of the Great Council, no executive measure which it could not en- force by an order or resolution as soon as it believed itself secure from an immediate reaction of popular opinion. The Great Council was everything, and did everything. The men who imagined that they had put an end to despotism in 1830 were mistaken. They had only substituted the omnipotence of the elected council for the omnipotence of the aristo- cratic families. Democracy had not really been established. The work was yet to do. Although all were agreed as to the necessity for a revision, politicians could not come to an understanding as to the nature of the revision itself. Some proposed to reform the existing system, others to abolish it. The former party did not like the idea of taking a leap in the dark. They were willing to take measures against the omnipotence of the Great Council, in whose hands all the powers were now collected, but they were also desirous of retaining the representa- tive system. The other party, however, would be satisfied with nothing less than a complete reform. "That the people are sovereign is a point on which we are all agreed," they said ; " but under the representative system, as soon as the people have once delegated their autho- rity to their representatives, that sovereignty becomes a mere farce, and they are cheated out of their rights. Hence checks of doubtful efficacy are not sufficient to 88 The Referendum in Switzerland provide against the abuse of power by the representa- tive assembly. The evil must be cut off at the root by abolishing representation." The parliamentarians, for their part, proposed to limit the duration of each assembly to one or two years, and to put both the right of dissolving the Great Council and the election of the executive in the hands of the people. 1 These were measures of which the "democrats" approved, only they did not wish to stop here. " As long as the Great Council can legislate at will for the people," they said, " and as long as the people submit to their rule, we shall not be a true democracy. The people are sovereign, the sovereign is he who com- mands, he cannot be commanded, and, therefore, the people being sovereign, must make the law. The function of the members of the Great Council should be to act as councillors of the people, to make com- plicated and difficult questions clear, and to generally instruct the people. But the people themselves must 1 The right of dissolution is recognised by the Constitution of Aargau (Art. 29), of Solothurn (Art. 25), of Kural-Basle (Arts. 2 and 53), of Thurgau (Art. 5), of Berne (Art. 22), of Schaffhausen (Art. 44), of Lucerne (Art. 44). In all these cantons the government is obliged to bring the question of the dissolution of the Great Council before the electors as soon as the requisite number have made a demand to that effect. [It will be noticed that these cantons are all German cantons. "The German cantons;" says Mr. Lowell, p. 230, "though more socialistic, are less ready to be guided and controlled by the government, while the French are inclined to respect public autho- rities, and regard them as commissioned to rule the people as their superior wisdom may direct. Hence it is in German Switzerland that we find most highly developed those institutions which are intended to limit the powers of the Great Council and enable the people to protect themselves against any possible oppression on its part ; that we find, in short, the greatest desire to substitute a pure for a representative democracy."] The Evolution of Democracy 89 have the right of initiating, discussing, and sanction- ing their own laws." Such were the views of the democrats, and the abuses of power by the parlia- mentary majorities at once justified and ensured the success of the " democratic " claims, which enlisted to a certain extent the sympathies of the mass of the people. Public opinion at length became sufficiently aroused for both parties to exploit it in their own interests. Sometimes those in opposition headed their programme with "Extension of the rights of the people," hoping by this means to attract all mal- contents to their standard and thus get into power. Sometimes the party in power made use of the cry, fearing a possible defeat, and wishing to arm them- selves against the time when they too should be in a minority. The parliamentarians, who had treated the democrats as " demagogues " and " anarchists," began to see that they must advance with the times, and adopt some of the new ideas. But their con- cessions were niggardly in the extreme. They in- cluded, for instance, the veto, but they hedged it round with so many checks that it was almost impossible for it to be used. They also added the referendum at the option of the Great Council, and then, after a good deal of hesitation, the referendum at the option of the people. The parliamentarians considered that the Great Council was the sum of the intelligence of the canton, and ought therefore to be the principal legislator, the intervention of the ignorant mass of the people being advisable only very occasionally, and under exceptional cir- cumstances. The democrats regarded the matter from quite a different standpoint, and never ceased 90 The Referendum in Switzerland clamouring and agitating until the triumph of the compulsory referendum and the popular initiative was assured until, in fact, they had established the modern forms of legislation by the people. Direct legislation proved infectious, and spread from canton to canton, its introduction being mainly due to its inclusion in the programmes of political parties. It still remains an interesting question whether the representative system would have been so easily dethroned if the constitutions of 1830 had been differently framed ; if, for instance, a second Chamber had been set up side by side with the Great Council, or if, at least, the government of the canton had not so frequently fallen into the hands of fictitious majorities obtained by gerrymandering the consti- tuencies. My own opinion is, that even had these things been differently organised, yet the result would have been the same. The one idea of the constitu- tion makers of 1830 was to introduce an all-powerful authority into the machine of government. No system of checks was devised, and, as a result, they were obliged to seek for some controlling force out- side the constitution, and found it in the people, who, unintelligent and wayward though they might fye, could alone exercise a real control over the Great Council. The sovereign people were the only limit which could possibly be placed on the encroach- ments of this sovereign assembly and on the omni- potence of the Great Council, and in this fact lies the explanation of the evolution of democracy in the Swiss cantons. 1 1 [Mr. Lowell also comes to the same conclusion, "that the ultimate basis of the demand for the referendum, the real founda- The Evolution of Democracy 91 III. The "Rights of the People" in the Confederation. The question of revising the Federal Constitution of 1 848 arose for the first time in 1 864, and was the result of a commercial treaty made with France on tion of the belief in the right of the people to take a direct part in legislation, lay in the defective condition of the representative system." He points out that the Swiss had no experience of repre- sentative government. " Except for the Orisons and the Valais, with their peculiar federal structure, the cantons either made their laws by means of Landsgemeinden, or else the country districts were ruled by the dominant city, and the city by a few patrician families ; while the Confederation itself was so loosely organised, that the Diet was not a true legislative body, but rather a congress of ambassadors. "It is curious that in Switzerland alone, among the countries north of the Alps, representative government did not arise spon- taneously. The fact is, that owing to the absence of royal power, which was the great unifying force in the Middle Ages, the country did not become sufficiently consolidated to have a central legisla- ture, and no one of the separate communities that made up the Confederation was large enough by itself to need a representative system. . . . The result was, that when representative institutions were copied from other countries, the Swiss were not accustomed to them. In the first place, they did not know how to provide the necessary checks and balances ; and in the second, they had not learned to make their Chambers reflect public opinion. The people had not acquired the art of limiting or controlling the representa- tive bodies. They continued to be jealous of the men they elected, and the legislatures were or, what for political purposes is the same thing, were believed to be out of sympathy with the majority of the people. "The struggle for political equality was, therefore, no sooner at an end, and representative bodies based on universal suffrage were no sooner established, than the demand for direct popular legisla- tion began. Its introduction has acted like oil upon troubled waters. The referendum, by putting an end to doubts about the real opinion of the majority upon disputed questions, has removed at once a means of agitation and a source of discontent." See Governments, &c., pp. 238, 246.] 92 The Referendum in Switzerland the 3 and again in January 1892. The reason why it has always been unsuccessful is that the message has always been looked upon as a complement of the com- pulsory referendum, when a vote is certain to take place. When the referendum is optional, it is impossible to decide at what time the council ought to address the people. Shall it be issued when the law is just passed, and when no one dreams, perhaps, of demanding a referendum ; or shall it be issued when the voting is to take place ? In this latter case the message would not seem impartial, but rather 'a defence of the law attacked. See Hilty, Revue de Droit inter- nationale, 1892, p. 404.] 1 64 The Referendum in Switzerland ardour with which the newspapers enter into the contest is all the greater when the occasion arises. This was the only reason which led James Fazy, of Geneva, to oppose the introduction of the federal referendum in 1891. "You are only making a laugh- ing-stock of the people," he said, "when you make them vote and at the same time withhold from them the means of doing so intelligently. How can the Swiss people, who never obtain any accurate account of the debates of their federal representatives through the scanty reports of the press, be expected to vote reasonably when whole codes are presented to them ? Is it fair to give the people the right of voting on the laws without giving them the opportunity of reading the debates upon those laws ? I would not deny the right of the people to vote on the laws which their representatives prepare, but what I do ask is that the process should not be a mere farce." l The plan on which the referendum is now organised is not calculated to assist the majority of the electors in forming a judicious and discriminating opinion on a law that is at all complicated. Most men vote from prejudice rather than conviction, or according to the word of command "accept" or "reject" given by the party leaders, or according to the advice of men in whom they have confidence. As for the independent and conscientious electors who have no time to study the law, they refrain as a rule from voting. VI. The voting takes place on the same day throughout the whole of the Swiss Confederation. 1 J. Fazy, De la revision de la Constitution federate, Geneva, 1871, pp. 90-92. " Legislation by the People " 165 The right to vote belongs to every Swiss citizen who is twenty years of age and who is not deprived of his political rights by the law of the canton in which he is settled. There is no federal law which determines when electors ought to be deprived of the franchise. The absence of such a law is due to the referendum itself. Two attempts have been made since 1 874 to codify the electoral legislation of the cantons. The first was the law of the 24th of December 1 874, which was rejected by the people on the 23rd of May 1875 by a majority of 4680 votes ; the second, a law of the 28th of March 1877, was rejected on the 2ist of October following by a majority of 81,673 votes. The result of the two appeals to the people is that very different regulations prevail in the different can- tons as to the causes which suffice to deprive a man of his political rights. For instance, in the German cantons paupers and insolvents cannot be electors, and a debtor is made bankrupt for the smallest sum. In the Romance cantons, on the other hand, paupers have the franchise, and only persons who are declared to be fraudulent bankrupts are deprived of their political rights. Before the vote takes place each elector receives a voting paper, on which the following question is printed, and which he is expected to answer : " Do you accept the law (or order) of the (date) con- cerning (the title of the law or resolution), Yes or No ? " The elector writes his answer, Yes or No, in the blank space to the right of the question. He has to accept or reject the law in its entirety. He has to pronounce on all the articles and contents of a law at once, and cannot separate or amend them. The 1 66 The Referendum in Switzerland press has already demanded that the minority of the Federal Assembly, if it attains a certain figure, should be allowed to submit a counter-proposal to the people, to be voted on at the same time as the bill passed by the majority. If this innovation were adopted, the electors would have a little more freedom of choice. However reasonable the suggestion may appear, it has been put aside for the present, because it would make the voting complicated, and would only confuse the electors. Another intrinsic defect of the referendum is that whenever a law is rejected it leaves the federal authorities in ignorance of the real feelings and wishes of the people. That they do not want the law is a fact to which the figures curtly testify. But what is it that has caused these thousands of legis- lators, intelligent and interested men for the most part, to form an opinion which has proved fatal to the work of the Federal Assembly ? What are the premises from which the people reach those conclu- sions which they demonstrate so forcibly ? In what direction shall the legislators next proceed, since they have already made a false start ? To all these ques- tions no answer is given. When a law is rejected the result of the referendum is purely negative. M. Diirrenmatt once proposed that the electors should state the reasons which actuated them when giving their vote. " The more intelligent, at any rate," he said, " would be able to do this, and it would prove a valuable guide to Parliament as to the state of public opinion when a legislative vote has taken place." M. Durrenmatt has even gone so far as to print some voting papers in the Berner Volkszeitung which "Legislation by the People" 167 might serve as models, and in which the reply was followed by a few words summing up the reasons of the electors. This scheme has had no result, how- ever. The task of the elector, in such a case, would not be so easy as might be thought at first, and the handwriting, moreover, would make secrecy in voting impossible. We ought to notice yet another attempt to modify Article 89 of the Constitution as regards the question to be brought before the electors, proposed by a member from Zurich, Herr Vogelin, in 1 884. " To submit to the people the complete draft of a bill which the deputies themselves scarcely understand is to make a fool of the people," he said. " I own frankly that I should prefer no referendum at all to that caricature of it we possess to-day. In the Middle Ages the questions put to the people were simple, clear, and easy to understand, and they summed up the fundamental principle of a law. Then, after the vote had taken place, the government drafted the law hi accordance with the expressed wishes of the nation. Why not return to these ancient traditions ? The first objec- tion that will be urged is that the legislators may not always faithfully interpret the thoughts of the people. Well then, let us give the people the right of initiative. They will then be able to modify laws which have been made against their will. I would propose to give 50,000 electors the right of initiative, and to substitute the following provision for Article 89 : ' Each federal law will confine itself to expressing some principle or fundamental proposition, and will be submitted to the referendum in this form. If the people accept it, a federal decree will supply the 1 68 The Referendum in Switzerland details.' " l Since 1 884 the motion of Herr Vogelin has been often under consideration. VII. When the votes have all been given, a report is drawn up in each commune or electoral district, which consists of four columns, hi one of which the number of registered electors is entered, in another the total number of voters, in the third the number of those who have accepted the law or order in question, and in the fourth the number of those who have rejected it. The cantonal governments correct the reports of the communes, and forward them to the Federal Council within ten days. They keep the voting tickets, however, in case the Council should wish to see them. The Federal Council calculates the result of the vote from these reports. If the majority of the electors who have taken part in the vote have written " Yes " on their voting paper, the law or resolution is considered as having been accepted, the Federal Council takes the necessary steps to bring it into force, and it is in- serted in the official collection of the laws of the Confederation. If it appear that the majority of voters have rejected the law or resolution which has been sub- mitted, this law or resolution is considered to be null and void, and does not become law. In both cases the results of the voting are published in the Feuille Fdcttrale, and the Federal Council informs the Chambers of the result at their next session. Vogelin presented his motion to the National Council. I found his speech in a Zurich journal, the Zuricher Post of the I2th of July 1884, which M. Curti kindly sent me. " Legislation by the People " 169 VIII. There is one last question in connection with the referendum which is especially interesting to the head of the financial department, and by which also the tax-payers are indirectly affected, and that is the financial outlay in the case of a popular vote. The necessary cost of printing a law on the recovery of debts and on bankruptcy amounted to 47,696 francs. With the other expenses, the voting on this law alone cost the Confederation about 130,000 francs, and this is by no means exceptional. 1 IX. In conclusion, let us sum up the differences between the referendum on a revision of the Federal Constitution and one which is merely concerned with federal laws or ordinary federal decrees. (1) The constitutional referendum is compulsory that is to say, the vote is enjoined by the con- stitution, and takes place as a regular part of the procedure, no demand being necessary. The legislative referendum is optional. The right of demanding it is vested in any 30,000 electors or eight cantons, and the popular voting only takes place if a demand be made in accordance with the rules laid down by law. (2) A federal decree revising the constitution does not become law unless it obtains a numerical majority 1 Adams, La, Confederation Suissc, Basle, 1890, p. 98. [M. Hilty says that more than 600,000 copies of the law have to be printed in different languages, and are, of course, distributed gratis to the citizens. The expenses depend on the length of the law. He gives the printing expenses of the first law against bank notes, which was rejected, as 14,425 francs 95 cents ; the expenses of the law on military taxation as 14,485 francs ; and the three laws which were voted on in October 1877 cost 20,843 francs. See Revue dc Droit, &c., p. 405.] 170 The Referendum in Switzerland in the country at large, and also a numerical majority in the majority of the cantons. An ordinary federal law which has been voted on by the people can come into force as soon as the bare majority of the Swiss electors accept it, without any reference to the fact that the electors in the majority of the cantons may have rejected it. For instance, the law on marriage of the 24th of December 1874 only obtained a majority in nine and a half cantons, but in the whole country it obtained 213,199 votes to 205,069. In the same way, the bankruptcy law passed on the 1 7th November 1889 by a majority of 26,396 votes, although it only obtained a majority in eight can- tons. The argument used to justify the disregard of the cantonal vote in the case of ordinary laws is the following : By the constitution certain powers have been given over to the central government, and this surrender has been made with the assent of the majority of the cantons. By that act of cession the cantons have lost their right to interfere in these matters, or in the legislation affecting them. The supporters of the cantonal sovereignty answer this argument by reasoning as follows : The Confederation is a community. There can be no question of any individual surrender of powers, when they belong to the community as a whole. It is inherent in the very idea of a confederation that those who compose the community should be able to make themselves heard on all questions. " Legislation by the People " 1 7 1 2. . The " Rights of the People " with regard to the Ordinary Laws in the Cantons. I. The Optional Referendum. The optional referendum has been adopted by the cantons of Lucerne, Zug, Schaffhausen, St. Gall, Vaud, Neuchatel, Geneva, and the half canton of Basle-City. 1 We have just discussed the federal referendum so fully that it will be unnecessary for us to enter into many details here, for the optional referendum is organised on much the same plan everywhere. The following matters may be submitted to the popular vote : 1. The laws in those cantons we have just men- tioned. 2. Certain decrees. In Basle-City and in Neu- chatel they are decrees which are of general import and which are not urgent ; 2 in St. Gall, decrees which are general, not urgent, and which the consti- tution of that canton does not declare to be within the exclusive jurisdiction of the Great Council. 1 [Schaffhausen has now adopted the compulsory referendum ; Ticino also has the optional referendum. Certain cantons have the optional referendum on certain subjects. It is optional in Schwyz for treaties, decrees, and orders, but is compulsory for laws. In the Orisons it is optional in the case of resolutions which are not urgent. Vaud, it may be mentioned, has a com- pulsory financial referendum. In Basle-City all laws and reso- lutions which the people initiate are subject to the compulsory referendum.] 2 [In Basle-City the words used are " nicht personliche natur" (not of a personal nature). In Neuchatel " urgency " requires a majority of two-thirds of the Council.] r 72 The Referendum in Switzerland In Lucerne, Zug, and Schaffhausen, decrees which grant money over a certain sum are also subject to the optional referendum. 1 In the canton of Vaud " any law or decree passed by the Great Council," in Geneva "laws and decrees which are not of an exceptionally urgent character," are within the sphere of the referendum. The cantonal law of Geneva ex- pressly excludes " the annual law for expenditure and revenue as a whole," but special provisions of this law can always be submitted to the referendum if ( i ) they impose a new tax, or increase a tax already existing ; or (2) if they propose an issue of stock, or a loan in some other form. 2 3. Treaties in the cantons of Lucerne, Zug, and Schaffhausen. By the Federal Constitution the cantons have the right of making treaties with one another about subjects for legislation, or on adminis- trative and judicial matters (Art. 7). In some ex- ceptional cases they have the right of concluding treaties with foreign states in matters which concern the public economy and questions of local relations and police (Art. 9). Treaties which come under either of these two heads are submitted to the optional referendum in the three cantons quoted above. 3 1 The sums are 200,000 francs in Lucerne, 40,000 francs in Zug, and 150,000 francs in Schaffhausen. 2 [In practice the budget is never submitted in any state.] 3 [In Schwyz also they are subject to the optional referendum, but now in Schaffhausen to the compulsory referendum. The treaties between the cantons can always be submitted to the Federal Council, should that body desire it or another canton raise a protest ; and if they contain anything contrary to the, articles of the Confederation, or if they injure the rights of the other cantons in any way, they are annulled by the Council. Treaties with foreign countries on subordinate questions men- tioned above are also submitted to the Council, and are annulled UNIVERSITY " Legislation by the People " " The number of signatures necessary to bring about a popular vote are 500 in Zug, 1000 in Basle-City and Schaffhausen, 3000 in Neuchatel, 3500 in Geneva, 1 4000 in St. Gall, 5000 at Lucerne and in Ticino, and 6000 in the canton of Vaud. More- over, the demand for a referendum must be pre- sented within thirty days after the publication of the law, resolution, or treaty in the Feuille officielle (Gazette). 2 In Lucerne and Zug laws are only pub- lished at the end of the legislative session. In the other cantons a law or decree is published imme- diately after it has passed the Great Council. 3 In Schaffhausen all the legislative acts which come within the scope of the referendum are sent to the electors, with an explanatory message, within eight days after their publication. 4 in like manner if they contain anything contrary to the Confedera- tion or the rights of other cantons. On important matters the cantons can only treat with other countries through the Federal Council, and the Federal Council concludes treaties with other countries in the name of the canton, as in the case of the treaty between France and Geneva in 1858, and between Great Britain and Vaud in 1872.] 1 [It is now 2500 in Geneva.] 2 In Neuchatel and Lucerne the referendary respite is forty days, in Basle-City six weeks. The laws and legislative decrees do not come into force until the expiration of the respite, and, if a referendum be demanded, not until the people have pronounced. [In many cantons provision is made that the voting must take place within the next forty or fifty days after a referendum is inevitable.] 3 [In Neuchatel, if a law is too long to send around to the electors, the title is printed and sent round, with the intimation that the law itself can be studied in the communal Chancery. In Lucerne and Zug the laws are deposited in the communal Chanceries at the end of every session for perusal.] 4 [In Schaffhausen the voting now takes place once a year, in spring.] 174 The Referendum in Switzerland The electors who claim the referendum put their signatures at the foot of a written demand, as in the case of a federal law. In Ticino the signature must be given by the elector in person in the com- munal offices, in the presence of some delegate of the Chancery. In Neuchatel and Geneva, the electors who support the demand for a referendum must sign personally. In the two former cantons he must give his Christian name, surname, address, age, and profession. In the cantons of Lucerne, Zug, and Schaffhausen the Great Council has power to divide up a law in certain exceptional cases when a referendum has been demanded, and may submit the different provisions separately to the popular vote. 1 In Schaffhausen voting is compulsory, and the penalty for not voting is a fine of two francs. Everywhere except in Zug the majority of those voting decides whether a law shall be accepted or rejected. In this canton a law is not considered as rejected unless the majority of registered electors have voted "No." 2 This is a survival of the old popular veto, when the principle was applied that qui tacet, consentire videtur. The name optional referendum is also given some- times to the popular voting on laws and orders, which takes place at the instance of the Great Council itself or at the request of a group of 1 [Also in Zurich, Solothurn, and Aargau, where voting is com- pulsory.] 2 [This is now altered in the new Constitution of 1894, and Zug is no longer an exception.] " Legislation by the People " 175 deputies. This referendum at the option of the Legislature exists in some of the cantons we are now considering. In Lucerne and Zug the Great Council has power to consult the people on a resolution it has just passed. Moreover, in the canton of Zug, laws, treaties, and financial decrees are submitted to the people if one-third of the deputies demand the referendum, as soon as the final vote on a law, treaty, or decree has been taken by the cantonal council. In Rural-Basle laws and resolutions when general in character are submitted to the referendum upon demand of 4000 electors, or in consequence of a decision of the Great Council to that effect. Finally, in St Gall there is a referendum when 4000 electors claim it, or if one-third of the Great Council demand it directly the law is passed. In this latter case the majority of the Great Council can always insist that the popular vote shall be taken on the separate provisions of the law and not on the law as a whole. 1 The referendum at the option of the Great Council is an institution which is scarcely ever used, and to which the Swiss democrats do not attach any par- ticular value. It has been criticised as follows by M. Hilty, a National Councillor and a Professor of Law in the University of Berne : "This form of referendum cannot be highly re- commended, for it does not seem right in principle 1 [In St. Gall the Great Council may also consult the people during the making of the law, and ask them whether certain pro- visions shall be put in or not.] 176 The Referendum in Switzerland that the representatives of the people should be able arbitrarily to submit or withhold laws according to their will and pleasure. The real danger is that the questions referred will be those which are certain to be accepted, and on which the govern- ment does not run the risk of rejection, or those for which the government does not wish to take the responsibility, or perhaps those in which many members have voted against their inclination and wish to raise the question again by bringing it before the people." 1 II. The Compulsory Referendum. The compulsory referendum has been adopted in the cantons of Zurich, Berne, Schwyz, Solothurn, the Grisons, Aargau, Thurgau, the Valais, and in the half canton of Rural-Basle. 2 In all these states the laws, and at least a certain number of legislative decrees, do not come into force until they have been expressly ratified by the people. A popular voting always takes place on all matters which are not placed exclusively within the province of the Great Council by the con- stitution. There is no need for a fraction of the electoral body to demand the referendum. It takes place as a matter of right, ipso jure, and no one can prevent it without violating the constitution. M. Hilty considers that the organisation of the 1 Hilty, Das Referendum im schweizerischen Staatsrecht, p. 415. The criticism of M. Hilty seems only directed against the referendum which may be demanded by the parliamentary majority. 2 [Also Schaffhausen since 1895.] " Legislation by the People " 177 powers of the state differs essentially according to the form of referendum adopted. 1 To that we cannot, however, assent. Under the optional, as under the compulsory re- ferendum, the Great Council ceases to be the sole legislator and sovereign of the country. In both cases its duty is to prepare the laws, and these laws do not come into force until they have received the popular sanction. The distinction between the two institutions is that in the cantons where the compul- sory referendum is in force the popular sanction is always expressed, in the optional referendum cantons it is sometimes expressed and sometimes tacit, accord- ing to the inclination of the electors. The difference is, therefore, obviously merely external. In practice it may be important ; as a matter of right there is no difference at all. Before describing the machinery of the compulsory referendum, let us see, first of all, what are the sub- jects upon which the people have to regularly give their opinion. In one of the cantons with the compulsory referen- dum, the Yalais, the influence of the people is reduced almost to a minimum. " Every decision of the Great 1 Hilty, Das Referendum im schwcizcrischen Staatsrecht, p. 411. [He there says that in the optional referendum the fundamental idea is not that the legislative power should be exercised through the people, but that they should have a more or less restricted control or power of criticism, a kind of justified opposition to the Legisla- ture, and that their intervention in legislative work is an excep- tional occurrence. A state that has the optional referendum is always a representative democracy in which certain concessions have been made to the people.] M 178 The Referendum in Switzerland Council which entails an extraordinary expense of 60,000 francs, or during a term of three years an average expense of 20,000 francs, has to be submitted to the people for their approval or veto, if this ex- pense cannot be covered by the ordinary revenue of the budget" (Art. 15). This is merely the financial referendum (Finanz Referendum). But the electors enjoy much more extensive rights in other cantons. They pronounce 1 i ) Upon the laws. (2) On the treaties which the cantons may con- clude within the limits assigned by Articles 7 and 9 of the Federal Constitution. In the canton of Aargau treaties are said to belong exclusively to the Great Council. 1 (3) On certain orders or decrees passed by the Great Council. 2 It is worthy of notice that several of the cantonal constitutions, those of Aargau and Zurich for example, have put an end to the irritating uncertainty which exists in public federal law between the rights of the people and the duties of the Chamber. They have solved the difficulty, not by making abstract defini- tions of a law or a decree, but by drawing up a list of 1 [In Schwyz treaties are subject to the optional referendum, and also in Berne, in so far as they are not of a legislative nature. In some of the Landsgemeinde cantons, it is worth noticing, Uri, Obwald, and Appenzell (Inner Rhodes), treaties also belong exclu- sively to the Great Council.] 2 [In the Grisons all orders creating new officials or bodies are subject to the compulsory referendum. The optional referendum applies to all resolutions which are not urgent, upon the demand of 3000 voters. Schwyz, Aargau, Thurgau, and Berne do not seem to recognise a referendum on decrees and resolutions other than financial ones.] " Legislation by the People " 179 the subjects upon which the Great Council can legis- late without consulting the people. 1 Financial decrees deserve special mention, for they always require the popular approval. All estimates voted by the Chamber which exceed a certain sum must be approved by the people. 2 In the canton of Solothurn, the state cannot borrow more than 500,000 francs without the consent of the electorate. This sum is fixed at 1,000,000 in the canton of Aargau. From 1869 onwards even the state budget was submitted to the referendum in the Canton Berne. The clause ran as follows : " The budget containing 1 [The Constitution of the Grisons also defines the laws that are to be submitted to the people. They are (1) "Organic laws." These are said to be "civil laws, penal laws, those that regulate the procedure in civil and criminal matters, and also in matters of police." (2) Administrative laws, especially those relating to excise, education, keeping of the highways, forests, game and fishing rights, sanitary matters, and poor law, as well as other matters of administration relating to the public welfare.] 2 500,000 francs in Berne, 250,000 in Zurich, 50,000 in Schwyz, 100,000 at Solothurn, 100,000 in the Grisons, 250,000 in Aargau, and 50,000 in Thurgau. [These constitutions all provide also that the annual expenditure shall not be increased beyond a certain amount without a popular vote. The sums are 20,000 francs in Zurich, 10,000 in Schwyz, 15,000 in Solothurn, 20,000 in the Grisons, 25,000 in Aargau, and 10,000 in Thurgau. M. Hilty says of the financial referendum, that of all the forms of the referendum this is the one which is the least to be recommended. Financial matters are the point in which the people are most want- ing in insight and in foresight. They cannot have that grasp over the whole financial question which is necessary for a right judg- ment. The most important state works which affect future genera- tions may thus be crippled through the niggardliness of those who will not sacrifice anything for posterity. Das Referendum im hwtizerischen Staatsrccht, ] i8o The Referendum in Switzerland the estimates, drawn up for a period of four years, shall be laid before the people for their approval or rejection. It shall not become law unless it has been accepted by the majority of those voting in the canton" (Law of the iQth May 1869, Arts. 3 and 4). The people of Berne having refused several times to pass the budget, the government was forced in 1880 to abolish this species of referendum. 1 They encountered a great deal of opposition, but they triumphed at last by a very simple expedient. They inserted the article abolishing this disputed right in a law of the i6th of May 1880 which was very popular with the people because it suppressed several public posts. The pill being thus gilded, the people swallowed it without hesitation. We may take the canton of Ziirich as a typical example of the way in which the popular vote is organised in cantons where the referendum is com- pulsory. After having discussed and passed a law the Great Council sends it on to the executive with the request that they will submit it to the refer- endum. At the same time it charges the govern- ment, or a special commission, with the task of 1 [The budget was also submitted in Aargau, and there, too, the government was left without funds, and it was found necessary to give up the practice.] Except in Berne and Rural-Basle the Great Council still has the right of consulting the people on decrees which do not come within the scope of the compulsory referendum. In Schwyz it looks as if the legislators had aimed at enumerating all the possible forms of referendum. First of all, the laws are subject to the compul- sory referendum ; then the cantonal council, or 2000 electors, may claim a referendum upon decrees ; finally, the cantonal council may ask the people for power to bring a law into force at once. This last plebiscite is peculiar to this canton. " Legislation by the People " 181 drawing up an explanatory message for the people. The government immediately organises the popular vote by a decree which is published in the Feuille officielle, and which is sent to the communal councils. The cantonal chancery is responsible for printing the laws, messages, and voting tickets, and must see that each elector receives a copy of the law and official message thirty days before the vote at the latest. 1 This message is one of the special features of the compulsory referendum. Its object is to explain the law, its character, its advantages and disadvantages, and thereby to enable each person to weigh the pros and cons, form a reasonable opinion for themselves, and give an intelligent vote. As a matter of fact, the message is unfortunately by no means the impartial comment it ought to be. I have read a great number of them in the different cantons. With one accord they all dwell upon the advantages of the law, they aim at prepossessing the electors in its favour, and advise them to give an affirmative vote. 2 The electors know so well the form which the message will take that they do not even trouble to read it. My informants are unani- mous on this point. 3 1 In the canton of Aargau, when the law is a lengthy one, a few copies are sent to the communal chancery, and the electors may see it there. 2 The message does not always recommend the law. A deputy from the canton of Thurgau has told me that his government once sent a message to the electors in which they were advised to vote No. The government of Thurgau can afford to be so independent, for it is elected directly by the people and not by the Great Council. 3 It was thought probable that the electors did nof, read the explanatory messages because they were too long. It has now 1 82 The Referendum in Switzerland We find thus in the cantons which have the obliga- tory referendum the same defect that we have already noticed in the case of the optional referendum in the Confederation; that is to say, there is no valuable means by which the electors may be instructed as to the value of the laws, a defect which becomes more serious in this case because the votings take place so frequently. It is not in the least astonishing to find that M. Herzog, who is a thorough democrat, neverthe- less considers the present form of the compulsory referendum to be absolutely detestable. " I am con- vinced," he says, " that posterity will wonder how we could possibly acquiesce in a system which is so obviously defective." But M. Herzog does more than criticise. He makes an ingenious suggestion by which the present system may be improved. He proposes that public meetings should be held be- tween the first and second reading of a law, at which the deputies should be obliged by the terms of the constitution to inform the electors as to the object of the law, its contents, advantages and disadvantages. Attendance at these meetings would be compulsory for all the electors. A whole series of arguments, so M. Herzog says, can be adduced in favour of this proposal. (i) Every decision arrived at by associations, or by become the custom to make them shorter. I have before me the Civil Code of the canton of Solothurn which was sanctioned by the people on the 5th of July 1891. This code contains 905 articles (175 pages in I2mo). The message which accompanies it covers five pages. I know a great many law students who would rejoice if their professors could summarise their explanations like the government of Solothurn. " Legislation by the People " 183 communes, congresses, or commissions of any kind whatever, has always been made the subject of abun- dant discussion and debate. The popular votings on bills are the only exception to the general rule. They are left to chance. What should we say if the constitution were to authorise Parliament to vote laws offhand without discussing them ? Yet debates are less necessary in Parliament, because the members who compose it are most of them intelligent men. Let us, therefore, make the discussion as much an integral part of the referendum as the vote. (2) The electorate would be able to exercise a real control over the parliamentary action of their deputies. (3) It is not at all an uncommon sight at the present day to see the citizens giving hi their ballot-papers without knowing what it is they accept or reject. If, however, all the electors heard the law commented on by their representatives, who had studied it at the first reading, this would no longer be possible. (4) It will be an important means of completing the political education of the people, and they will learn to think and judge for themselves. (5) These meetings held between the two readings of a bill will enable the electors to take an active part in legislation, and will give them an opportunity of expressing their opinion on the law and of proposing amendments. (6) That systematic opposition, to some extent a matter of instinct, which exists between the people and the legislative assemblies will disappear. (7) It will no longer be possible for deputies to vote according to the orders of a party chief. (8) The people will get to know their deputies 1 84 The Referendum in Switzerland better, and will be able to judge whether they should be returned at the next election. As far as I know, the system of M. Herzog has never been tried but once up to the present time. That was on a recent occasion in the canton of Berne, when an educational law was under discussion. During the interval of three months between the first and second reading of the law, the educational committees of the communes were ordered to call together the heads of families in public meetings, and to invite their comments on the bill as it stood after its first reading in the Great Council. A member of the Great Council told me that if the attempt succeeded he should propose to make those intermediate con- sultations compulsory in the case of all important laws. In the cantons of Aargau and Thurgau the constitution requires that a public meeting should be held before the voting takes place, in which the elec- tors may discuss the law to be voted on. 1 But in these cantons the electors have no power to change or amend the law; they can only accept or reject the law as it is submitted to them. 2 I have made inquiries in these cantons with a view to ascertaining whether the electors obtain any advan- 1 [In Aargau and Berne every law must be published before the second reading, in order to give the people an opportunity to take exception to it. In Thurgau all laws proposed must, as a rule, be published four weeks before they come up for debate.] 2 [According to Stiissi, Referendum und Initiativ in den Schweizcr- cantonen, p. 151, such meetings also take place in Lucerne and Schaffhausen (Lucerne has the optional referendum, it will be remembered). If several proposals come before the people to be voted on, it is provided that a debate shall take place on each separately.] " Legislation by the People " 185 tage from the discussions which precede the vote. I have been told that a debate is an unheard-of thing, and that an exchange of opinions at these meetings never takes place. The mayor of the commune con- tents himself with asking at the meeting if any elector wishes to speak, but no one answers; the audience have made up their minds beforehand, and are anxious to vote at once. The method of voting is the same whether the referendum be compulsory or optional. Every active citizen receives his voting-ticket and his elector's card during the week preceding the vote. 1 On the voting-paper the question is printed, " Do you accept the law, Yes or No ? " The elector writes his answer to the right of the question. He always accepts or 1 [Most cantonal constitutions, whether the referendum is com- pulsory or optional, provide that the voting shall take place on a Sunday. In Zurich the elector gets his card some days before- hand, and his voting-ticket, and fills the voting-ticket in at home and deposits it in the urn (Stimmurnc] after giving up his ticket to the presiding official. The urn is generally set up in some public place, such as a school- house. When the poll is closed the urn is opened in some public place, often in an inn, and the votes are counted. The electors do not seem to get their voting-ticket beforehand in every canton. In some cases they have to go to the polling-place and fetch it, and fill in the ticket there and then. In Lucerne the elector gets his ticket, fills it in in a private place, puts it in an envelope given him for the purpose, and gives it in again. This preserves the secrecy of the vote. Again, according to another system, the electors collect in the communes, and the voting-tickets are dealt out, and people fill them in there, and they are then collected (Thurgau), or they have to meet in the communes and give their tickets up in alphabetical order, which they have filled in at home (Fribourg). See Stiissi, op. '., p. 150.] 1 86 The Referendum in Switzerland rejects the law as a whole. In two cantons, however, in Ziirich and in Aargau, the cantonal council can in exceptional circumstances order that the law shall be voted on in sections. In Ziirich the cantonal council has sometimes availed itself of this right. 1 In the cantons of Zurich, Aargau, Solothurn, Thur- gau, and Rural-Basle voting is compulsory, in that the constitution authorises the communes to fine the electors who stay away. 2 In the canton of Zurich, and only in that canton, voting by proxy is permitted. An elector may place three voting-papers in the ballot-box his own and those of two friends provided that he shows their elector's card. 3 But he is not allowed to give in more than three voting-papers. The counting takes place immediately after the poll is closed, and each com- mune forwards a report of the result to the capital of the canton. The fate of the law is decided by the majority of the electors who have taken part in the vote. If the majority vote "Yes," the law is consi- dered to be accepted ; if they vote " No," it is rejected. In Rural-Basle a law is not considered to be accepted unless it is supported by a majority of those voting ; 1 Stiissi, Referendum und Initiativ im Kanton Zurich, p. 38. 2 [A most interesting account of the compulsory voting is given by M. Deploige in the Revue de Bdgique for March 1893, in an article entitled Le Vote Obligatoire.] 3 [In some of the cantons voting by proxy is forbidden, under various penalties. In Valais there is a penalty of 50 francs. In some cantons other voting-tickets than the official ones are recog- nised as valid. They are generally printed by one or other of the parties. In St. Gall M. Stiissi says they must be on white paper, and contain the question exactly as it is stated on the official paper.] " Legislation by the People " 187 and secondly, the total number of those voting either one way or the other must amount to an absolute majority of the registered electors. 1 The foreign reader will no doubt inquire whether the citizens of those states which have a compulsory referendum are frequently called upon to exercise their legislative powers or not. The following are the provisions of some of the cantonal constitutions in the matter. In Zurich, Thurgau, and Aargau the popular votings take place twice a year one in spring, on the bills passed during the winter session, and the other in autumn, on the bills passed in the summer session. In case of need, however, the Great Council may order an extraordinary voting. In Rural-Basle two votings per annum are fixed as a maximum. In Berne, by the terms of the law of 1 869, the vote takes place as a rule on the first Sunday in May in each year, also at any time that the Great Council may order an extraordinary voting. 2 1 [This is now altered in the Constitution of 1892. The reason is furnished by M. Deploige when discussing the results of the refer- endum in the cantons. Out of 102 laws voted on in the twenty years between 1864 and 1884, no less than twenty-six fell through altogether because a majority of electors did not take part in the vote. Between 1881 and 1884, out of seventeen laws submitted, nine failed through lack of attendance and five were rejected.] 2 [M. Droz, writing in 1895, and speaking of Berne, says that he had been summoned to the polls no less than a dozen times during the past year to vote at various elections and on federal and can- tonal laws. He says he received a dozen laws which he was sup- posed to study before voting, but he confesses that, although he is accustomed to public business and the wording of such laws, he has not always been able to go into the question, and has often voted on the strength of what he has been told about them. See La democratic en Suisse et I'initiative populaire, p. 464, in the Etudes et portraits politiques.] 1 88 The Referendum in Switzerland M. Stiissi, who has written an interesting mono- graph on the referendum in Zurich, remarks that the article of the constitution which limits the number of the ordinary votings to two is in reality a dead- letter. In 1870 there were three votings one in February, one in April, and the last in May ; in 1 87 1 three votings in January, in June, and in October. Between 1870 and 1886 there were thirty -seven votings, and only one of these was formally called extraordinary. The points of difference between the compul- sory and optional referendum in practice are as follows : (1) Under the compulsory system, as we have already seen, the popular voting takes place as a matter of course, whilst under the optional system it must be demanded by a certain number of electors. (2) In all the cantons where the referendum is compulsory, the law is accompanied by an explana- tory message. (3) There is a marked tendency in the cantons to make it compulsory for the electors to vote, to convert the right into a duty in fact, by imposing a fine on those electors who do not put a ballot- paper in the box. Schaff hausen occupies the unique position of being the only canton with the optional referendum in which the electors are obliged to vote, and in which there is an explanatory message. 1 1 [It has already been pointed out that by a constitutional amend- ment of 1895 Schaff hausen has introduced compulsory voting. The votings take place, however, only once a year. It may be useful to " Legislation by the People " 189 III. The Popular Initiative. While the referendum has been an object of great interest to jurists and constitutional writers gene- rally, the popular initiative, on the contrary, has remained almost unnoticed, and has, in fact, been the least studied of the Swiss democratic institu- tions. It is a curious fact that it should be so, for it is a striking innovation, and one that is far more important in its consequences than the referendum. 1 give here a table of the cantons according as they have adopted the system of optional or compulsory referendum. ZURICH ...... Compulsory, 1869. BERN'S ...... Compulsbry, 1867. LUCERNE ..... Optional, 1869. ZUG ....... Optional, 1877. Representative government, i.e. none. I Compulsory, 1869. SOLOTHURN . . . . j BASLE (City) .... Optional, 1875. BASbE (Rural) .... Compulsory, 1863. i Compulsory, 1895. SCHAFFHAUSEN . . j Optional, 1 8 7 6. ST. GALL ..... Optional, 1861 and 1875. I CompuAsorv, 1852 (federal referenda GRISO * S ...... 1 before).' AARGAU ...... Compulsory, 1870. THURSAU ..... Compulsory, 1869. TICINO ...... Optional, 1883 and 1892. j Optional, 1885. VAUT> ....... j Compulsory (for finance), 1861. VALAIS ...... Compulsory (for finance), 1852. i \ Optional, 1879. ' ' ' ' ( Compulsory (for finance), 1858. GENEVA ...... Optional, 1879.] 1 I only know one professorial work on the popular initiative. That is an inaugural dissertation by a doctor of law of Zurich. The \ < 190 The Referendum in Switzerland The principle is an old one. We find that it has already been recognised for several centuries in the cantons with Landsgemeinden, and its essential char- acter has hardly changed at all in all those years. The form in which it is now exercised and the way in which it is organised are of comparatively recent date, and it may therefore be termed the latest conquest of democracy. The reader will remember that Major Diog tried as early as 1831 to introduce it in St. Gall, but without success. From that time the popular initia- tive became a prominent feature in the programmes of speculative democrats, who advocated it as the most effective expression of popular sovereignty. Its introduction into the cantonal constitution was retarded for some time by the violent opposition of the partisans of the representative system, who looked upon it as an anarchical institution, and one calculated to introduce uncertainty and confusion into legislation, and generally overturn the whole order of things. The people, on the other hand, took a long time to fully grasp the power con- ferred by the new right. They understood perfectly that the referendum was a defensive weapon against the abuse of power by a despotic assembly, but they could not realise being called upon to make the laws themselves. To reject an unpopular decree of the Chambers is right enough, so they argued, but to 'legislate for oneself, no thank you ! Moreover, what title is, Das Volksinitiativrecht nach den schweizerischen Kantonsver- fassungen, Zurich, 1889. [Heir Stiissi has written a very interesting account of the referendum and initiative in the Swiss cantons-^ Das Referendum und Initidtiv in den Sckweizerkantonen, 1893.] " Legislation by the People " 191 they heard and read about the subject was not calculated to rouse them to any great pitch of en- thusiasm. The initiative was too often compared to the right of petition, and not having derived any particular benefit from this latter right, they attached very little importance to the former. The comparison which is often made even at the present day between the popular initiative and the right of petition is nevertheless radically false. According to M. Keller, there are four points of difference between the two institutions. 1 i ) A demand by initiative is a proposition made to the people as the supreme legislative power. A petition is a request which may be addressed to any official body. (2) A demand by initiative must be supported by a certain definite number of signatures given by citizens who are in full possession of their political rights. A petition may be presented by one person only, and he need not necessarily be an elector, and may even be a foreigner. (3) A demand by initiative is always concerned with some question of legislation, either the making of a new law or the repeal of one already in force, Petitions may be presented on any subject. (4) The representative assembly is not free to deal with an initiative demand as it pleases. It may examine the demand, discuss and criticise it, but in the end it must go to the electorate. The fate of a petition rests entirely in the hands of the Chamber. 1 1 [The difference has been well stated by Mr. Lowell, who says : " A petition is merely a suggestion made to the Legislature, which 192 The Referendum in Switzerland It is also quite as misleading to draw comparisons between the optional referendum and the popular initiative, as was once done by a speaker in the National Council. " There is no great difference be- tween these two institutions," he said, " for they both give to a certain number of electors the right of provoking a popular vote on a legislative measure." This deputy was wrong. The initiative has merely a superficial resemblance to the optional referendum for the following reasons : (1) By the right of initiative the electors can pro- pose a new law, or demand the repeal of a law in existence. By the optional referendum they only have the right of making an appeal to the people on the subject of a bill which has not yet become law. (2) A demand by initiative may be made at any time; a demand for the referendum must be made within a certain time fixed by law. 1 may act upon it or not as it sees fit ; but the initiative takes effect without regard to the opinion of the Legislature, and even against its wishes " (op. cit., p. 280). M. Berney points out that the initiative is the right of provoking a decision of the sovereign, the referendum the right of ratifying the decision of an authority. ] 1 [Two other features may be pointed out : (1) That the people in the case of a referendum are part of the ordinary procedure ; their assent, tacit or express, is a necessary part of the constitutional machinery. The demand by initiative is not part of the ordinary procedure, but an exceptional occurrence. (2) The initiative renders the optional referendum practically use- less, because it can do all the optional referendum can do and more. It is only limited by the fact that nothing may be proposed which contravenes the Federal Constitution. By its means a law can be repealed once it has come into force ; it is bound to no fixed time in making its adverse decision known as in the case of the refer- endum. It may act at any time, and call in question decrees " Legislation by the People" 193 The popular initiative is, therefore, quite distinct from the other political institutions of Switzerland. From the legal point of view, the introduction of the popular initiative makes democracy enter upon a new phase. The result of the referendum was to establish a perfect equality between the two factors of legislation, the parliament and the electoral body. Neither of them could do anything without the other. No bill could be drawn up without the intervention of the Chamber, no law could come into force with- out the express or tacit assent of the people. The Chamber and the people were on the same footing, and both took an equal share in the work of legisla- tion, the former by means of its right of initiative, the latter by its right of approval. The introduction of the popular initiative has disturbed this equili- brium and displaced the centre of political gravity. The Chamber has been forced to share with the elec- tors its right of proposing the laws. It has ceased to be an indispensable part of the legislative machine. The people can from henceforward legislate without it, in spite of it, and against it. In all the cantons where it exists, the popular initiative has either accompanied, or more often followed the referendum, as a natural and inevitable consequence of the latter, its necessary complement, in fact. 1 We have already seen that when the referendum says No, it does not create, it destroys. The popular will has, therefore, which are withdrawn from the referendum because they are urgent, not general in character, or because they belong exclusively to the Great Council.] 1 Except in the cantons of Vaud and Aargau, where, as a matter of fact, it has hardly ever been used. Cf. Chatelanat, Die schwei- zerische Demokratie, p. 5. N 194 The Referendum in Switzerland no means of positive expression. Nevertheless, among the mass of electors who reject a law, there must be some who are not merely habitual malcontents. There must be men who know what they want, and who have a clear idea of the changes which ought to be brought about, and the evils to be remedied. The course of events is somewhat as follows. These men, or their representatives, are treated with indifference by a transitory parliamentary majority. They petition and express their wishes both in speeches and in writings, and all to no effect. The majority in the Chamber have already formed their opinion, and are not to be moved from the position they have taken up. After encountering defeat in the Chamber, the opposition then turn to the nation, and, by working upon the electorate, are finally successful in getting the law rejected. They soon become desirous of doing more than this, however, and are fired with the ambition to triumph by means of the people, and that in spite of and in opposition to parliament. Once the idea takes shape, the result is the initiative. The initiative figured for a long time hi the pro- grammes of certain speculative thinkers, but it would never have taken form and become law if the referen- dum had not already existed, and was found to be so imperfect a means of expressing the popular will that it required supplementing. In order to make a systematic study of the popular initiative as it is organised in the Swiss cantons where there is no Landsgemeinde, we shall have to ask, firstly, by whom is the initiative organised ? secondly, what subjects come within its range ? thirdly, in what " Legislation by the People " 195 form must the popular proposals be made ? fourthly, what are the rights of the Chamber with respect to the demand ? and, lastly, what is the final result of a demand ? I. The right of initiative may be exercised by any active citizen who can induce a certain number of electors to sign their names to his demand. This number varies in the different cantons. 1 It is fixed at 1000 in the cantons of Zug, Basle-City, and Schaifhausen, at 1500 in Rural-Basle, at 2000 in Schwyz and Solothurn, at 2500 in Geneva and in Thurgau, at 3000 in Neuchatel, at 4000 in St. Gall, at 5000 in Zurich, Aargau, and in the Grisons, 2 and at 6000 in the canton of Vaud. 3 In the canton of Zurich, and in that canton alone, does the constitu- 1 [Only three cantons do not possess the initiative in ordinary legislation Lucerne, Fribourg, and Valais.J 2 [The Grisons has now reduced the number to 3000. Ticino and Berne have also adopted the principle, and the number is fixed at 5000 in the case of Ticino and 12,000 in the case of Berne.] 3 In the canton of Neuchatel every elector who signs a demand must do so in person, giving his Christian name, surname, address, age, and profession (Law of igth November 1895 on ^ e exercise of the right of initiative, Art. 2). In the canton of Vaud every demand to submit a proposition to the vote of the communal assemblies must be placed in the cantonal chancery before being sent round. Any signatures collected before this formality is com- plied with are null and void (Law of the i6th September 1885 on the exercise of political rights, Art. 66). [In Basle-City, Ticino, Vaud, Aargau, and Geneva the person who signs must do so personally. Various penalties are imposed by these cantons if a man should sign for another or sign more than one sheet. In Vaud the offender is deprived of his political rights for two years. In Ticino he is deprived of his political rights altogether. In Zurich there is a fine of eighty francs. A period is appointed in every case after which the signatures cease to be valid. In Zurich and Thurgau they are good for six months, in the Grisons and Neuchatel for a year. In Aargau it 196 The Referendum in Switzerland tion recognise both the individual and the collective initiative. A demand signed by a single elector is treated in the same manner as a demand signed by 5000, the moment it obtains the support of a third of the members of the cantonal council. 1 II. The electors are entitled to make use of the initiative : (1) To propose a new law except in the half-canton of Kural-Basle. (2) To demand the repeal or modification of a law in force, except in the canton of Schaffhausen. In the Orisons and St. Gall the revision of a law may not be demanded unless it has been in force is forbidden to collect the signatures by going from house to house. The demand has to be given up to the mayor of the commune, and for a week he has to be present at a certain hour in case any one should wish to sign. In Ticino, as soon as the demand has three signatures, it has to be given in to the state chancery, who publish it in the Gazette. The lists to be signed are placed in the communal chancery, and can be signed during the following week between nine and five, and also on Sunday. An official is there to witness the signatures. If signed in any other way, all signatures have to be witnessed by a notary or the president of the commune. See Stussi, op. cit., pp. 120-22.] 1 [In 1893 it was proposed that if 500 citizens sign a demand for a law, the council should send it to the communal assemblies when the next periodical vote was taken. If the demand were then sup- ported by 5000 people, it should be treated as a demand by 5000 citizens, and be considered by the council and treated as an ordinary initiative demand. It was not adopted. In Zurich the electors can meet together in a communal assembly and there and then state how many of them support the demand, instead of writing their names on the paper when it is brought round to them. In Zurich it is also open to any official body to make a demand by initiative, but such a demand requires the support of a third of the council. So that in Zurich the initiative is formally recognised as be- longing to a single individual, a corporate body, and 5000 citizens.] " Legislation by the People" 197 a certain time two years in the Grisons and three years in St. Gall. (3) To propose a decree or legislative resolution, except in the cantons of Schwyz, Aargau, and Schatf- hausen. By the terms of the Constitution of Rural- Basle decrees emanating from the popular initiative must be decrees of general import. In the Grisons no initiative demand is valid which proposes the repeal of a decree which has been declared urgent by the Great Council. 1 III. A demand by popular initiative may take two forms: it may either be a suggestion in general terms, or a bill or decree with all the details filled in. This latter form is known as the " formulated initiative." The majority of the cantonal constitutions do not make this distinction. They do not expressly exclude the formulated initiative, but they seem only to recognise the proposal in general terms (die blose Anregung). The only constitutions that formally mention the two are Zurich, Solothurn, St. Gall, and Geneva. 2 1 [In Thurgau the popular initiative can only be exercised on the subject of a new decree, not the alteration of one already in force ; and in Zurich, St. Gall, Geneva, and Ticino on all decrees which are not placed within the exclusive province of the Great Council by the constitution.] 2 [Berne, Schaff hausen, the Grisons, Basle-City, and Ticino ex- pressly recognise the two forms, bringing the number up to eight and a half. In Neuchatel it is doubtful whether the formulated initiative is recognised or not. The phrase is, " Droit de proposer au Grand Con- seil ^adoption, Vtlaboration . . . d'une loi ou d'un dtcrct." Aargau, Rural-Basle, and Schwyz do not admit the possibility of the formu- lated initiative. The Constitution of Vaud directs that if the popular proposal be so drafted that the answer to it must be either Yes or No, then it is submitted to the people as it stands. If it is more com- plicated, the Great Council drafts the alteration or new law required.] 198 The Referendum in Switzerland The demand, whatever its form, must be addressed to the ordinary legislative assembly of the canton (Great Council or Cantonal Council). 1 In the can- tons of Zurich, Solothurn, Aargau, Zug, and Geneva, a statement as to the motives of the demand must be handed in at the same time as the demand itself. 2 IV. To determine between the rights and duties of the Chamber when a demand for the popular initia- tive is backed by the requisite number of signatures, we must first distinguish between demands preferred in general terms and bills expounded in detail by their authors. (a) Demands in general terms. Three systems are in vogue. (1) In the cantons of Schaffhausen and Thurgau the Great Council immediately drafts the bill required by those who sign the demand. 3 (2) In Kural-Basle, in the Grisons, and in Yaud, the demand is at once submitted to the vote of the people, and they decide whether the Great Council shall consider the proposal or not. If the majority of the electors decide against the proposal, it is simply dropped. If, on the other hand, the people approve its tenor, the Great Council proceeds to draft the bill or resolution demanded. 4 (3) In the other cantons the Great Council first of 1 The demand is sometimes addressed to the government (Council of State), which then transmits it to the Chamber. 2 [Also in St. Gall.] 8 [In Ticino, also, the Council have to draft the law in the sense demanded, but it can make a counter-proposal. In Schaffhausen, too, the Great Council has the same right.] 4 [Also in Schwyz and St. Gall.] " Legislation by the People " 199 all examines and discusses the demand. 1 Then, if it approves it, it drafts the law. If not, it submits the demand to the people, and they decide whether it shall be carried into effect or not. If the answer be negative, the demand is laid aside ; but if it is in the affirmative, the Great Council is bound to draw up the bill which it had previously declined to draft before consulting the people. (b) Demands made in the form of bills already drafted. Where the formulated initiative exists, the bill drafted by a group of electors must remain intact. The Chamber cannot alter it in any way. It has merely the right of presenting a counter-proposal if it does not approve of the contents or the form of the popular proposal. 2 It should be clearly understood that, whatever the form chosen by the electors, their demand is in reality a proposal made to the people. The preliminary examination by the Great Council constitutes part of the machinery of the popular initiative at present, but this examination is by no means essential. Even when the Chamber drafts the law itself, it merely 1 In Zurich the author of a demand may come and defend his proposal in person before the cantonal council, if he obtain the support of a third of the deputies, or if twenty-five of them consent to his being present. 2 [In Berne the Great Council is expressly commanded to state its views, be they favourable or unfavourable, with regard to the law, but has no right of presenting a counter-proposal. The counter-proposal may take the form of a recommendation that the popular proposal be rejected, or may be merely an improved draft. In Zurich, if the demand is made in the form of a bill, the council may decide by a resolution that the author may take part in the debate on the clauses of the bill. The commission whose duty it is to consider the bill and report on it to the house can always summon the author to explain his meaning should it desire to do so.] 2oo The Referendum in Switzerland occupies the position of a drafting committee, and it could be replaced by any assembly of jurists. Again, when the popular proposal is already drafted, the Chamber is little more than a registration depart- ment. It receives and forwards to the people the written and printed documents addressed to them. The right given it by the constitution to present a counter-proposal is a privilege which is shared with others. Any new group of citizens, provided they are sufficiently numerous, can, in virtue of their right of initiative, draw up amendments to the proposals of the first group, and present them to the people at the same time. V. As the initiative demand is essentially a pro- posal made by a certain number of electors to the whole body of active citizens, any proposal emanating from the popular initiative is necessarily submitted to the popular vote for acceptance or rejection. It is equally true of bills presented in their final shape as of those which are made in the form of general suggestions and which are drafted by the Great Council. It is also true of all the cantons, whether their form of referendum be compulsory or optional. 1 As a result, every elector receives the text of the bill and also the text of the counter-proposal of the Chamber. In certain cantons the bill is accompanied by an explanatory message, which is a summary of the arguments given by the authors of the demand. 2 1 [In Neuchatel, if the Great Council accept the proposal pure- merit et simplement, it is treated as an ordinary law, and subject to the optional referendum.] 2 [This is the case in Zurich and Solothurn. In Solothurn it is expressly stated that the arguments in favour of the law given by " Legislation by the People " 201 If the Chamber presents a counter-proposal, it natu- rally has the right of attaching an explanation of its own attitude. 1 The popular initiative has not been made use of frequently enough for us to criticise it by the light of experience. It is interesting, however, to read the views of M. Stiissi, a democrat of Zurich, who comments on the result of the popular initiative. 2 He considers that the actual organisation of the ini- tiative is defective in two respects : (r) "The author of a demand can only appeal the initiants shall be sent round to every citizen at the expense of the state.] 1 [In Schaffhausen and Ticino the method of voting on the two proposals is interesting. In Ticino, if the demand is made as a complete bill, and the council makes a counter-proposal, the two are voted on at the same time. Then there is a second voting, at which the proposal that has received the largest number of votes is submitted alone, the question being, " Do you accept this proposal or not ? " The alternative is the status quo. In Schaffhausen the counter-proposal of the Great Council is voted on first. If this is negatived, then the popular proposal is submitted to the electorate. In Zurich, Berne, Rural-Basle, Solothurn, the Grisons, City-Basle, Ticino, Schaffhausen, Thurgau, Vaud, and Neuchatel various time limits are fixed during which the Great Council must discuss the demand and resolve on its course. In Solothurn and Thurgau the matter must be submitted to the people within two months, in the Grisons within a year and a half. Other cantons fix periods between these two. In Vaud the Great Council has to be sum- moned at once in extraordinary session.] 2 [The results of the initiative in Zurich are interesting. The right was introduced in 1869, and first made use of in 1871. Be- tween 1871 and 1893 there were twenty-one demands by initiative. The result has been summarised by Mr. Lowell. He points out that the net result of twenty-four years of the initiative has been the adoption of two laws of doubtful value. One of them established a house of correction for tramps, and the other abolished compulsory vaccination. See pp. 285-87.] 202 The Referendum in Switzerland to the electors known to himself and his friends. In this narrow circle it is necessary to bring every influence to bear to collect the necessary signa- tures. Party interests are appealed to, personal persuasion is tried, friends are asked to prove their friendship, the case is pleaded before the ladies, and, as a last resort, they are asked to sign for their husbands or sons. People who refuse to sign are worried to such an extent that they sign for the sake of peace. As a rule, they hardly know the contents of the paper to which they affix their signature. Is legislation by the people worthy of the name, when the exercise of the right of initiative becomes the monopoly of such privileged persons as have the money, the leisure, or the taste for intrigue? Is there anything in it calculated to educate the people politically ? " (2) " The popular bill, if it be accepted by the electorate, becomes part of our code, without any modification or amendment being possible. This is an extraordinary proceeding when one thinks of it. When a department of the Council of State * sees fit to propose a law, it consults experts first of all ; then the bill is prepared, after mature consideration, by competent men. It is sent to the Council of State, and goes through successive readings. Then the proposals of the Council of State are sent to a com- mission of the cantonal council, which can introduce amendments. A public discussion follows, in which the matter is thoroughly debated from different points of view in the cantonal council ; and, finally, a special committee revises the bill for the last time, and cor- 1 A ministerial department. "Legislation by the People" 203 rects faults or obscurities in the draft. None of these precautions are taken when a bill is brought forward by the popular initiative. It is impossible that a few individuals unfamiliar with legislation and adminis- tration can succeed at once in drawing up a satis- factory law. Perhaps it might be said, ' If this is true, the remedy is to abolish the formulated initia- tive and restrict the right of the people to pre- senting general propositions.' I do not consider that this would be advisable. A mere proposal does not deserve the honour of a popular vote. " The individual who wishes to be a legislator ought to know exactly what he wants, and also the form in which his ideas ought to be embodied how they fit in with the system of laws already in force, and what changes would be produced were his proposal adopted. It is quite ridiculous to call upon the people to vote on a vague formula whose significance and scope there is no means of ascertaining." After having thus criticised the actual system, M. Stiissi mentions with approval a scheme drawn up by the Griitliverein of Zurich several years ago bearing on the exercise of the popular initiative. The following are the main outlines of the scheme : "When a citizen shall make a proposal to the cantonal council, the proposition shall be imme- diately published in the Feuille officielle, with an invitation to all the electors to make amend- ments and communicate them to the office of the cantonal council within a month. The author of the demand shall be informed as to the amendments sent in. "A special commission of the cantonal council 2O4 The Referendum in Switzerland shall discuss the amendments within two months, with the assistance of the author of the demand. " An additional two months shall be granted to the author to allow him to decide whether he will still maintain his proposition, either in its original or amended form ; and if he shall decide to do so, he shall send it to the cantonal council, accompanied by a statement as to the motives which actuated him. "The proposal shall be discussed at latest in the second ordinary session of the council held after the demand has been received. " If the proposal is supported by one-third of the members of the cantonal council, the author has the right to demand that it should be submitted to the people on the occasion of the next popular vote. 1 " If 5000 electors support it, it shall be submitted to a second vote for definite acceptance." When the proposal was brought forward it was attacked with so much bitterness that the authors did not even succeed in obtaining the 5000 sig- natures required by the Constitution of Zurich to enable them to submit it by initiative demand to the people. 1 " All the difficulties of the existing system with regard to the collection of the 5000 signatures are got rid of by this preliminary plebiscite," says M. Stiissi. "In the proposal of the Grutliverein the proposal of one elector is brought before all the citizens, its supporters have time to think, and are not forced to declare them- selves. All the measures now taken against false signatures would become useless, as obviously only electors could vote for or against the bill." CHAPTER III THE RESULTS IN the first chapter we summed up the arguments which were formerly adduced both for and against the introduction of the referendum. We described the fears of its opposers and the hopes of its sup- porters. Now that the referendum has been in force a certain number of years, we should like to know how far the apprehensions of the one or the confi- dence of the other were exaggerated, and whether the future has justified those who fought against legislation by the people or those who guided it to victory. These questions are, however, so difficult and complicated that I cannot pretend to give any decided answer one way or the other. To give a scientific judgment on the results of the referendum, it would be necessary to have an intimate knowledge of the history of twenty different states, their tradi- tions, their needs, the character of the inhabitants, the impressionable nature of the electors generally, the organisation of parties, the action of the press, the influence of the authorities, the contents and defects of the laws which have been submitted to the people, and the circumstances which called them forth. Such historical, psychological, social, adminis- trative, and judicial studies are an indispensable preliminary to a true estimate of the referendum; but where is the man who has made them ? In 206 The Referendum in Switzerland my opinion, those democratic fanatics who blindly do obeisance to "His Majesty the Popular Will" as no courtier ever bowed down before an oriental potentate, only make themselves ridiculous. Neither do I sympathise with those who condemn demo- cratic institutions without examination, or after a merely superficial one. It is, however, doubtful whether the \\\&Q has arrived for us definitely to pronounce judgment. Switzerland has only just begun her experience of direct legislation. We must leave her at present to experiment, to develop and perfect her institutions, which are rudimentary and incomplete as yet. We must give the masses time to become familiar with the new machinery of govern- ment. Some time must still elapse before we can actually approve or condemn the system. In writing these chapters on the results of the referendum, my sole aim is to furnish some data for criticism, which are, to my regret, only too incom- plete. With this end in view, I propose to describe, first of all, the principal legislative votes which have taken place in the Confederation and in the cantons, and then I shall quote some of the most interesting criticisms of the Swiss themselves on the referendum. Now and again it will be necessary to comment on certain laws and the results of votes, and where this is done, it is always based on information obtained from good authorities. Exaggeration in these ques- tions is, however, easy, for almost everything is rela- tive, and therefore, in spite of all precautions, it is quite possible that my views may be erroneous and inexact. If this is so, I am ready to correct them, and shall thank those beforehand who will have the kindness to set me right. Results 207 tf P? 1 O^ CO OO tx, *} CO HI IO O M W 04 No. of Signatures demanding the Referendum. S ci I* o 208 The Referendum in Switzerland Rejec 03* PS" <5 <5 vo" es ^f oo" xo to M 10 to The Results 209 8, ted s ;l Si Hi 111 o o n M CO ON " - * & 1 3-g odd\ o" 0)0! CO 210 The Referendum in Switzerland Re Accepted *3S 3g- cHl 4-. 5 1> o S'sa 04 F 249 independence, which they regard as an historical right ; and the second is, a dislike for all expenses for which the people do not see the immediate utility. " The referendum has made the people Conservative," he says, " and it has often made laws fail which are very strongly supported and very cleverly defended. It is sufficient on these occasions for the different minorities to unite at the poll in order to obtain a compact and decisive majority." J Nearly all the writers agree in saying that laws have been voted down more out of hostility to the government than out of hostility to the laws. All writers are unanimous in praising the Swiss for the great moderation they have shown. There have never been any troubles or acts of violence at any of the votings. Let us now see what the results of the referendum have been in the different cantons, taking the German cantons first. Herr Stussi, in an interesting monograph on the referendum in Zurich, gives a description of the prin- cipal popular votes which have taken place in his canton from 1869 to i885, 2 an( ^ although he makes no secret of his preference for direct legislation, he seems to have made an impartial examination of the facts. He sums up the result in the following words: "All the laws useful to the canton have been accepted, even those which demanded considerable money sacrifices from the people. No law which 1 Legislation par le peuple en Suisse, pp. 113 and 115. 2 Stussi, Referendum und Initiativ im Kanton Zurich, Horgen, 1886. It would be a good thing if the example of Herr Stussi, Secretary of State for Zurich, were followed elsewhere. It has been impossible for me to obtain exact information in many cantons on the results of the referendum. The heads of the administra- tion who have the necessary documents in their possession could easily draw up complete tables of comparative statistics on the subject of the popular votings. 250 The Referendum in Switzerland would have really advanced either moral or material progress has been definitely laid aside. 1 " In those rare cases which seem to contradict this conclusion the referendum has simply displayed its inherent ultra-Conservative character, and delayed an advance which would seem to most too rapid." 2 1 The author means by this that laws which have perhaps been rejected a first time have always been accepted by the people at a later date. 2 [Mr. Lowell says that the tendency to reject measures that are in any way Radical is more noticeable in the cantons than in the Confederation. He says : " Strange as it may seem, the dislike of Radical projects applies to labour laws and other measures designed to improve the condition of the working classes, although laws of that kind are commonly believed to be highly popular with the vast majority of people." To illustrate this, Mr. Lowell quotes the canton of Zurich, which is largely devoted to manufacturing : "In 1870 the people rejected there a cantonal law which limited the duration of labour in factories to twelve hours a day, which protected the women who work in them, and forbade the employ- ment of children during the years when they were required to go to school. In 1877 they voted against a federal factory law in- tended for a similar purpose. In the following year they rejected a cantonal law to establish a school of weaving ; and in 1881 they voted down another law providing for the compulsory insurance of workmen against sickness, regulating their relations with their employers, and making the latter liable for injuries to their em- ployees caused by accidents. Moreover, they have repeatedly rejected measures for increasing the amount of education required in the public schools, and they have refused to provide free text- books for the children. All this does not mean that the people are certain to reject laws intended for the benefit of the working classes ; on the contrary, they voted in Zurich heavily in favour of the recent amendment to the Federal Constitution giving the Con- federation power to enact a statute on the compulsory insurance of workmen. But it does mean that they are less ready to sanction measures of this character than the Legislature is to pass them. "Every law designed for the benefit of the working man involves, or rather is liable to involve, a present sacrifice on his part ; but the sacrifice is not evident so long as the principle of the law is merely The Results 2 5 1 Herr Stiissi gives at the end of his pamphlet a list of the votes which have taken place during the fifteen years of which he treats. We find that 1 20 bills have been presented for the sanction of the people, and that of this number 80 have been accepted and 40 rejected. I was enabled to take some notes myself at the cantonal chancery, and find that between 1886 and 1890 there were thirteen stated in general terms. Any working man, for example, can easily understand the wisdom of forbidding the labour of children of im- mature years, but it is not easy for him to see how he gains anything by losing the wages his son has been earning in the mill. Hence the same man may very well vote for a candidate or a party that pro- poses to enact a labour law, and yet find himself bitterly opposed to that very law when it is presented to him for approval. More- over, the referendum places in the hands of the employers a means of exerting a direct pressure upon their operatives, which a secret ballot has not the slightest tendency to mitigate. The rejection of the first Factory Act in Zurich is said to have been largely due to the influence of the mill-owners, and a little reflection will show how they might bring about the defeat of a labour law. Suppose, for example, that an act limiting the hours of work in factories is passed by the Legislature, and that a demand is made for the popular vote. Then suppose the employers announce that if the law is ratified they will be obliged to cut down wages. In such a case many of the operatives, not caring to run the risk of a decrease in wages or a strike, will be likely to vote against the act and kill it." Government, &c., pp. 268-69. M. Curti says that a whole series of good laws have been adopted in Zurich laws in favour of agriculture, laws reforming the penal system, laws on the construction of several large hospitals, on the contribution of the state to the expenses of communal poor-houses, and on grants to the construction of railways, as well as a great many other propositions concerning the administration of justice, police, education, and other questions of public administration. Quite lately, he says, the working day of those employed in shops and domestic industries has been limited to ten hours, and the bill was accepted by the people by 45,309 votes to 12,356. See Revue Politique et Parlemcntaire, August 1897.] 252 The Referendum in Switzerland votes, four of which have resulted in the rejection of the proposed law or resolution. 1 When the electors have to sanction all laws as in Zurich, the number of voters who go to the poll is a matter of considerable importance. M. Stiissi has calculated that, on an average, 74 per cent, of the registered electors have either deposited or sent their ballot-paper. The first thing that affects the size of the vote is clearly the law itself. If it is a party measure and rouses the passions of the bulk of the electors, or if it is a financial law and closely affects the material interests of the citizens, immediately a large majority of electors make use of their right. If, 1 The figures are given from 1869-96 by M. Curti, Le Referendum Suisse, p. 232 of the Revue Politique ct Parlementaire for August 1897. He says there have been seven votes on constitutional laws, 137 on laws passed by the cantonal council, two on treaties with other cantons, and twenty-five on initiative demands. He does not, how- ever, give the results of the voting. These are given in Herr Stlissi's latest book, Referendum und Initiativ in den Schiveizer Ifantonen, for the years 1869-93. Of 128 measures passed by the council, ninety -nine were accepted and twenty-nine rejected. Of the thirty federal questions voted on, the people approved twenty-three, in- cluding the initiative demand on the Slaughterhouse Act, and voted against seven. The popular initiative has been no mere formality in Zurich, for there were twenty-two initiative amendments in this period. It will be remembered that any 5000 voters can propose a law in this way and require it to be submitted to the people, and any one person can do the same with the consent of one-third of the cantonal council. The petition of the single person has only been made use of twice between 1869 and 1893. In l88 3 a bil1 tnat came before the people in this way was rejected. In 1871 two measures proposed in this way were accepted by the people, but they were adopted by a majo- rity of the Council, and have therefore been classified by Stiissi as petitions. Four of the demands, made by 5000 citizens, were ap- proved by the Council ; of these two were accepted and two rejected. The Results 253 on the contrary, the country takes little interest in the law, the number of citizens who will go out of their way to express their opinion will be inconsiderable. They will consist of public servants and employees of the state, certain fanatical believers in direct legisla- tion, and sometimes malcontents who vote " No " out of pure opposition, and who, calculating on the numerous abstentions, hope to defeat the law. There is an external factor which may contribute to increase the number of voters, and that is, the coincidence of the referendum with an election. Although elections have not the importance in Switzerland that they have in Belgium, since the representatives chosen by the people cannot pass legislation which is final, their laws being always amenable to the popular tribunal, yet it is an obvious and universal fact that the elections are better at- tended than the referendary votings. Probably politicians work harder to ensure their own success In two other cases the Council prepared an alternative which was ratified, while of the remaining fifteen only three were adopted by the people. Of these one established a house of correction for tramps, another re-established the death penalty (but the people afterwards negatived the statute for carrying it into effect), and the third abolished compulsory vaccination. Only three laws opposed by the Legislature have therefore been adopted by the people during twenty-four years, and of these Mr. Lowell says : " One was of doubtful value, about another the people seem to have changed their minds, and in the opinion of most educated people the third was clearly bad." See vol. ii. p. 287. M. Curti's criticism of the initiative is as follows : "It must be acknowledged that the initiative has not always been well directed. Those who have used the initiative have often propounded questions which were not urgent, or have drawn up their demands in such a way that they could not withstand criticism. But the institution has always had the advantage of acting as a safety-valve for political passions." See Revue Politique et Parlementaire, August 1897. 254 The Referendum in Switzerland than the success of their laws. However that may be, we can state as a fact that at Zurich, when there is a referendum and an election on the same day, the average number of electors who pronounce on the law or decree submitted to the vote rises from 74 to 79 per cent. 1 There is a third factor which contributes materially towards filling the ballot-boxes, and that is, the power of the communes to inflict a fine on the electors who abstain from voting. Herr Stiissi gives some sur- prising figures on this subject. On the occasion of the referendum on the 25th of June 1871, it was calculated that 97, 94, and 59 per cent, of the elec- tors voted in the communes of Uster, Horgen, and Riesbach respectively, while in the communes of Zurich, Glattfelden, and Aussersihl the percentage was only 19, 14, and 10 respectively. In the first three communes the vote was compulsory, in the others it was optional. These figures were so re- markable that it was proposed to pass a cantonal law which should introduce compulsory voting into all the communes without distinction. The first bill drafted for this purpose was rejected by the people, and a motion on the same subject, made somewhat later in the cantonal council, only obtained 50 votes against 90. The communes, therefore, remained free to establish compulsory voting or not as they liked, and we are thus enabled to judge accurately as to how far the threat of a fine increases the vigilance of the electors. On the occasion of the referendum of the 4th of 1 In Zurich, for example, an average of 81 per cent, of the elec- tors take part in an election. The Results 255 May 1 879, the average of electors voting was 90 per cent, in the 121 communes where the voting was compulsory, and only 70 per cent, in the communes where the voting was optional. On the occasion of the referendum of the 28th of April 1878, the pro- portion was respectively 86 per cent, and 5 5 per cent. Compulsory voting produces another result to which it is important to draw attention, namely, a marked increase in the number of blank ballot-papers. In the two votings we have just mentioned, there was an average of 21 and 24 per cent, of blank tickets in the communes where the voting was compulsory, and only from 17 to 20 per cent, in the communes where the voting was optional. Voting by proxy, which is peculiar to Zurich, also tends to increase the number of blank ballot-papers. If the elector is obliged to go and give his vote in person, he likes, when he has exerted himself so far, to influence the result to some extent, and therefore fills in the ballot-paper. On the other hand, a man who, merely to escape the fine, sends the ballot-paper by a third person, takes little interest in the result of the voting, and will easily abstain from giving any opinion at all. However that may be, the proportion of blank ballot-papers to the whole number placed in the ballot-boxes has been 1 1 per cent, during the five years between 1869 and 1874. It rose to 19 per cent, in the following period ; from 1875 to 1880. It has fallen to 18 per cent, from 1881 to 1885. Looking at these numbers, the conclusion is that on an average, from 1869 to 1885, 62 per cent, only of the registered electors have given a vote which is worth anything ; and in that way it has happened that in 100 votes out 256 The Referendum in Switzerland of 1 20 the minority has given the law to the majority. " After all," says Herr Stlissi, " is not that preferable to submitting to a law voted by 150 or 200 deputies?" Yes, it is preferable, if votes only are counted. Perhaps it is not if it were a question of the worth of the vote. In the canton of Berne sixty-eight laws have run the gauntlet of the referendum between 1869 and 1 880. Of these fifty have passed safe and sound, and eighteen have not found favour with the people. 1 M. Chatelanat published in 1 877 2 some very detailed statistics about the Bernese referendum. We see from them that only 45 per cent, of the electors took part in referendary votings. This proportion has remained the same for the years after 1 877 ; but of 1 1 0,000 active citizens only 48,000 on an average take the 1 [M. Curti says that one hundred cantonal laws and initiative demands have been submitted to the vote between 1869 and 1896, and of these thirty-one have been voted down. The people, he says, have several times displayed their opposition to laws on salaries, pensions, and other fiscal questions. On the other hand, they consented to state subsidies being given to the railways, they increased the salaries of teachers in the elementary schools, and decided on the construction or enlargement of scholastic institutions and hospitals. The popular initiative, introduced in 1893, has been twice used in Berne with success firstly, to abolish compulsory vaccination ; and secondly, to introduce a system of bounties for the rearing of cattle and horses. A law on this latter subject, prepared by the Great Council, had been voted down owing to the objection of the small farmers, who did not consider the subsidy fairly distributed. The popular law was accepted. The election of the Executive, the Great Council, and the deputies to the Council of States, by the system of proportional representation, was also claimed by the popular initiative, but was rejected by the people.] 2 Chatelanat, Die Wirkungen dcs Referendums im Kanton Bern, in the Zeitsc/trift fur schweizcrische Slatistik, 1877, p. 193. The Results 257 trouble to drop a ballot-paper into the box when there is a law to sanction. On the other hand, when the Great Council is to be elected, immediately the number of electors that go to the poll is considerably increased. On an average they amount to 69,000. During the period of twenty years which have passed since the introduction of the referendum into Berne, an absolute majority of the electors has only nine times taken part in the votes. Of the sixty-eight laws submitted to the referendum only one has obtained more than half the votes of the registered electors. In all other cases the result has been decided by the minority. 1 Herr Diirrenmatt, a member of the Great Council at Berne, considers that the considerable number of abstentions is partly due to the unwieldy size of the constituencies. He intends to introduce a motion that the vote should henceforth take place in the commune. If his preliminary proposal is adopted, he intends claiming compulsory voting, and the pay- ment of a franc to those who come to vote. This last idea is not new. In olden days, at one period of the Athenian democracy, the citizens present at the meet- ings of the Ecclesia were also indemnified. There 1 [Mr. Lowell (p. 272) points out that between 1869 and 1878 the percentage of those who took part in the vote varied from 81.6 to 20.2 per cent. "It is worth while to observe that the largest vote was cast on religious questions, the next on political ones ; then came railroad, then school, then financial, then economic ones ; whilst the smallest vote was polled on administrative regulations, no doubt because the people felt that they did not understand them. This list of subjects shows that cool, and sensible as the Swiss are, they are not exempt from the popular tendency, good or bad, to take more interest in sensational than practical matters."] R 258 The Referendum in Switzerland is only one kind of law which seems to have been able to arouse the Bernese from their habitual indifference. When it was necessary, on the 1 8th of January 1 874, to vote on a religious law which placed the Church in absolute dependence upon the state and the people, then 69,478 electors thought it their duty to go and vote for its acceptance. The minority which voted "No" was composed of 17,133 votes. In all there were 86,6 1 1 votes given. The majority comprised the Protestants and Old Catholics, who assumed by this means the right of regulating the religious affairs of the Catholics. 1 In the canton of Solothurn, from 1870, to 1891, fifty-one laws have been adopted, and fifteen have been rejected. The laws which the people are most ready to refuse are in Solothurn, as elsewhere, those which concern the payment of public servants. The officials often suffer from the dislike which the peasant feels for a bureaucracy. Colonel Vigier of Solothurn has sent me the reports of the Central Department responsible for ascertaining the result of the ballots. It would appear from the results of the twenty-two votes con- tained in the reports, that out of 17,000 electors 8300 on an average appear at the poll. The smallest number that took part in a single vote has been 4998, the highest 12,620. On the other hand, when 1 It should be remarked that this is not the only case in which democracy has been oppressive to liberty, and that it is not only at Ber that the government of the people has been the domination of numbers, in which the minority has been disarmed and oppressed by a sectarian majority. The exact details are given by M. Woeste in his Histoire du Cultwkampf en Suisse, Brussels, 1887, pp. 45, 59, 122. The Results 259 an election took place on the 2Oth of November 1887, for the re-election of the Council of State, no less than 15,548 voted out of 17,591 registered electors. In the half canton of Rural-Basle the people have been required to give their decision on ninety-four laws from 1 864 to 1 88 1 . The net result has been that forty- five laws have been accepted and twenty-three have been rejected. Seventeen times the referendum has come to nothing because a majority of electors have not taken part in the vote. 1 From 1 88 1 to 1884, out of seventeen laws sub- mitted to the people, three only have been accepted, five have been rejected, and more than half of the laws failed because an absolute majority of the electors did not go to the poll. 2 I have not been able to obtain the statistics of the number of voters in the canton of Aargau. The number of laws rejected by the people there is con- siderable. Between 1870 and 1883 twenty-one laws out of forty-eight were rejected, and four out of ten between 1885 and 1889. The people have a special aversion to laws on taxation. From 1878 to 1885 they constantly refused to vote the state budget. 3 The majority has now succeeded by making some con- 1 Amtsbericht des Rcyierungsrathes des Kantons Basel Landschaft vom Jahre 1880. 2 Amtsbericht vom Jahre 1884. [These figures show that the ten- dency to stay away has increased of late years. In the new Con- stitution of 1894 the majority of those who take part in the vote is decisive whether a majority of electors take part or not.] 3 Aargau was the only canton besides Berne which was in the habit of submitting the budget to the referendum. 260 The Referendum in Switzerland cessions to the opposition in striking the budget out of the list of subjects which must be submitted to the referendum. 1 In passing to the French cantons we are at once struck with the fact that legislation by the people is much less developed there than in the German can- tons. Three of them, Geneva, Vaud, and Neuchatel, only possess the optional referendum. Fribourg has always adhered to the representative system pure and simple. 2 I spent a long time trying to discover the reason 1 [The particulars of the votings in the canton of St. Gall are given by M. Curti. Between 1831 and 1894 there were 336 laws passed, twenty of which have been submitted to the referendum. Of these two passed, eighteen failed. Therefore, whenever a refer- endum has been demanded, the law has nearly always been voted down. The laws rejected have usually been tax laws. The two laws accepted have a political-religious character ; the first proposed to remove funerals from ecclesiastical influence, and the second imposed penalties on priests who attempted to stir up religious dissensions. Both were carried by a small majority of about 300. The initiative has been made use of to introduce proportional representation, but it was negatived by 22,143 votes to 19,875. It has also been made use of to lower the rate of interest on mort- gages from five to four per cent., which was accepted by 22,642 to 12,859 votes. Compulsory voting exists in this canton, but it is doubtful whether the fines are strictly enforced. They are, how- ever, very political in St. Gall. There are 5 1,430 registered electors, and no less than forty political newspapers.] 2 Politicians conclude from that that Fribourg is the most retro- grade and reactionary canton in Switzerland. They would probably not express this opinion if Fribourg were not a Catholic canton. In fact, the representative system has not prevented the starting of a university calculated to become a scientific institution of the first rank, and subsidised by the Great Council in December 1886 to the extent of 2,500,000 francs. Adams, The Swiss Confederation, French edition, p. 227. The Results 261 of the difference between the German cantons and the French, a difference which is gradually becoming less marked in course of time, owing to what one might call the "contagion of example." I am in- clined to believe that the difference is due to the fact that the citizens of Romance Switzerland were not brought up in the elementary school of liberty like those in German Switzerland. The citizens of the German communes have always been accustomed to meet in Gemeinden to discuss all important matters which interest the communes. They soon become ambitious to enlarge their sphere and to extend it to the domain of cantonal interests whenever they consider that these interests have been inefficiently dealt with by the Great Council. Their French fellow-citizens have not enjoyed this preliminary political training. " In Romance Switzerland," wrote M. Dubs, " there is a general idea that communal life emanates from above, and we have no sort of com- munal assembly. Sometimes the communal electors merely have the right of electing the communal council, 1 which is responsible for nominating the municipal council or executive. This lack of com- munal life reacts on the political life, and the Romance peoples are much too ready to listen to those in power and wait for them to take the initiative." 2 1 A deliberate assembly. 2 Dubs, Le droit public de la Confederation Suisse, vol. i. p. 282. [The difference is thus summed up by Mr. Lowell : "Among the Germans there is more jealousy and distrust of the government and more confidence in the direct action of the people, while the French are less democratic in the Swiss sense of the term and more inclined to follow the lead of the regular authorities. Hence the referendum is peculiarly a German institution."] 262 The Referendum in Switzerland There can be no doubt, with our present informa- tion, that the Valais shares with the Grisons the honour of having been the cradle of the referendum. The referendum exists there in the compulsory form, which is considered more democratic than the op- tional ; but the only laws upon which the people pro- nounce are those which involve an outlay of more than 60,000 francs. As a matter of fact, the electors never have the opportunity of using their right. " We always try," a member of the canton told me, " not to exceed the sum of 60,000 francs on any single occasion." The referendum has existed in Geneva since 1879. It has only been used twice once against a law ordering the construction of a railway from Geneva to Annemasse ; and secondly, against a cantonal reso- lution granting a subsidy of 400,000 francs to a railway of local importance constructed by a private company. The law was accepted, the resolution rejected. In Neuchatel the referendum has only been set in motion twice since 1 879 once against a law creating a state bank, which was accepted by the people ; and secondly, against a law on the licences of inns a good law, so I was told, but which was rejected. The electors have twice made use of their right of initiative. In 1884 they demanded the purchase by the state of a little line of railway which was being mismanaged. The purchase was decided by 9358 votes to 6772. In 1888, the Conservatives, who are in a minority in the canton, but were assisted on this occasion by a group of Radicals, demanded that the The Results 263 law should declare it impossible for a man to be at the same time a National Councillor and an official in the cantonal administration. This proposal was supported by the people. In the canton of Vaud the referendum does not seem to have been made use of at all, and the popular initiative has only been resorted to once, and that was in 1883. On that occasion the Conservatives demanded, like those of Neuchatel, that a man should be declared incapable of being at the same time an official in the cantonal administration and a deputy to the Federal Chambers. The people accepted the law, but its authors paid dearly for their success. The Radicals sought for revenge, and introduced pro- gressive taxation on capital in the cantonal constitu- tion of 1885. They persuaded the people that the public revenue ought to be drawn almost exclusively from the leisured classes, and that the taxes paid by poor citizens would be reduced in consequence. When the constitution was submitted to the popular vote, it was accepted by 30,000 citizens and rejected by 20,000 out of 60,000 registered electors. The result of the adoption of progressive taxation is easy to imagine. M. Wuarin, without expressly mentioning the canton of Vaud, enables us to recognise it in the following passage in his interesting book The Tasc-payer : " What has happened where the graduated tax has been directed with openly hostile intention against large fortunes ? The holders of great fortunes who are not ready to bear much ill-treatment have been driven from the country. It has given rise to a certain number of family arrangements in order to 264 The Referendum in Switzerland divide up great fortunes so as to bring the higher classes of taxable capital within the range of lower taxation. Moreover, people living abroad, and pos- sessed of a comfortable fortune, have lost all wish to enter a country so inhospitable to wealth, even though it be their own native place." l The political editor of the Revue Suisse character- ises the law of Vaud on graduated taxation as " abso- lutely monstrous." It not only levies an enormous toll on great fortunes, but it puts every one under a sort of inquisition, and subjects them to proceedings which are the negation of liberty and personal inde- pendence. The citizens, bound hand and foot, are practically delivered into the hands of commissioners named by the government or in its employ, and they are not even able to invoke the protection of the law courts. The reason that the referendum does not work in the canton of Yaud is due to the fact that the oppo- sition is numerically in a hopeless minority. The Radical party is supreme in the canton, for out of more than two hundred members of the Grand Council the Conservatives can scarcely count sixty, of whom eighteen come from the town of Lausanne. Under these conditions, the minority has no interest in making use of the referendum. For any appeal to the electoral body to be effective, it is necessary that those who make the appeal should not be opposed 1 Wuarin, Le Contribuable, Paris, 1889, pp. 118-19. Also L' evolu- tion de la democratic en Suisse, in the Revue des deux Mondes, August i, 1891. [See also Lowell, p. 267 and note. In the Revue Socialiste, 1894, pp. 567-88, there is a very interesting article by M. Henri Mayr on " Progressive Taxation in the Canton of Vaud."] The Results 265 by an overwhelming majority which votes solid at the bidding of its leaders. If, on the other hand, there are two parties in a state fc both of whom are well organised and highly disciplined, and nearly equal in strength, then the referendum is bound to become a weapon of the opposition, and, as a matter of fact, this is what actually happened in the Italian canton of Ticino. 1 For forty years the Liberals had been hi power, thanks often to illegal and revolutionary means. In 1875, when the religious struggle had reached the stage of acute exasperation, a violent reaction took place, and a Conservative majority was sent to the Great Council. As Ticino did not then possess the referendum, the Conservative leaders thought fit to introduce it in 1883. They might be turned out any day and a Liberal majority might return to power, in which case the persecution of the Church would begin. It was prudent when in power to make sure of having a weapon against the Radical laws of the future. Unfortunately they put their scheme into execution rather too soon. If the Conservatives had introduced the referendum on the eve of an election when they expected a reverse, it would have been excellent policy; but in 1883 their position was still too strong, and their new law reacted on themselves. Shortly after the introduction of the referendum, the Great Council passed a law dealing with the 1 At the elections of March 3, 1889, on the dissolution of the Great Council, the average poll of the Conservatives was 12,653, of the Liberals 12,018 (La question Electorate dans le canton de Tcssin, Berne, 1890). 266 The Referendum in Switzerland development of Ticino. "The proposal," said the political editor of the Revue Suisse, " was altogether advantageous to the canton. To improve a great valley, to protect it against periodical floods, to bring into cultivation some very important land at a rela- tively small cost, 1 might have been expected to meet with the approval of all men." But politics inter- fered, and the Kadicals voted to a man against the proposal. They very cleverly exploited the jealousy which the Sotto Genere felt towards the Sopra Genere, .for whose advantage the improvement was under- taken. The result was that the law was rejected, and the State Council resigned. 2 SECTION II. THE REFERENDUM FROM THE Swiss POINT OF VIEW. Tot capit^ tot sensus. I came back from Switzer- land with a large memorandum-book crammed full of notes, taken here, there, and everywhere, just as I happened to meet my informants, professors, deputies, journalists, public servants, popular leaders, Catholics, Socialists, and Radicals. In this curious collection, violent abuse and enthusiastic eulogies 1 The Confederation paid fifty per cent, of the expense, the land- owners interested thirty per cent., so that the canton was only called on for twenty per cent. 2 In 1886 the Radicals collected 8000 signatures against a law which would have given the Church more independence in its dealings with the state. Fortunately, however, the law was passed on the 2ist March 1880 by a small majority, the votes being 11,651 to 10,410. The year before, an excellent financial law was rejected without even a plausible reason being given, out of pure party spite. The Results 267 mingle on every page. The referendum is an excellent thing, an incomparable institution : you turn a leaf, and this wonder is suddenly termed a reactionary measure, a clog and a hindrance to progress. In order to spare the reader the sort of confusion I experienced during the first part of my stay in Switzerland under this flood of contradictory opinions, I will try and classify these criticisms, to some extent, according to the special point of view from which the different people whom I consulted regarded the referendum. It will help to explain the divergencies of opinion to a certain extent. We will see, first of all, what the politicians think of " Monseigneur the Referendum," as M. Carteret ex- pressed himself one day ; for they are the people who have the closest and longest acquaintance with his lordship. I. "Parties," wrote a foreign observer, "judge the institution [the referendum] not according to its in- trinsic value, but according to the services which it renders or is capable of rendering them. This ex- plains why a further extension of the rights of the people is claimed by different parties in different cantons, in Basle by the Radicals, in St. Gall by the Ultramontanes." 1 This observation of Signor Brunialti is a just one. Those devoted to active politics are utilitarians. With them it is a matter of calculating the gains and advantages that their party or their cause may hope 1 Brunialti, La leggc e la liberth, vol. i. p. 270. 268 The Referendum in Switzerland to obtain from the referendum. It is not surprising, therefore, that the members of the government and the majority should speak ill of the referendum, or that the chiefs of the opposition should have no terms too flattering to apply to it. The former owe nothing to the institution, quite the contrary. A great many of their laws, it is true, have obtained the sanction of the people, but how many others have been rejected after having been drafted with great labour, and defended clause by clause against the minority, and from which its supporters hoped for valuable results for the whole country, and espe- cially for their party ? The opposition does not experience these regrets. It considers the laws that it has succeeded in rejecting as so many acts of revenge, or as so many landmarks on the road to power. In its hands the referendum has become a weapon with which to do battle, and it has often proved victorious. All politicians do not regard the referendum in this light. There are some rare exceptions. I have met men who struggled in their youth with all the energy of sincere conviction for the success of demo- cratic institutions. The fortune of elections has brought them into power, and the referendum has done them a bad turn. All the same they have remained faithful to it, and pardoned it with a good grace. I do not undertake to say whether this is the result of democratic conviction or amour propre. I simply state the fact as a somewhat exceptional one. As a general rule, the opposition, whether it be Catholic or Liberal, is satisfied with the referendum. The Results 269 The majority, on the contrary, whatever its political complexion, wishes to be rid of it. Signor Brunialti quotes two cantons as examples, and I would add those of Geneva, Fribourg, Berne, Lucerne, Aargau, the Grisons, and others. Fribourg is the most curious of all. The cantonal referendum is one of the planks of the Radical platform, and the government and the majority will not have it at any price. It has been said, therefore, that Fribourg is not a democratic canton. If, on the other hand, the eagerness with which the electors go to the ballot-box on voting days is any criterion of the intensity of the democratic opinion in that country, then Fribourg is one of the most democratic cantons in Switzerland. A consider- able number of Fribourg voters, moreover, take part in each federal referendum. What is true of the different cantons in particular is also true of the Confederation in general. I will not prove the point by quoting the declara- tions that have been made to me by important members of the Federal Councils. It is only neces- sary to mention two facts in the parliamentary and political history of Switzerland which every one there knows. One of these is of recent date, and the other several years old. The question of conferring on the electors the right of initiative afforded the Radical party on three occasions the opportunity of disclosing its enmity towards any measure which increased the legislative power of the people. In the Assembly the " formulated " initiative, which was advocated by the Right, was resisted by nearly all the speakers on the side of the majority. The Right \ . = 270 The Referendum in Switzerland were successful, thanks to the support of the Socialists and the adhesion of a section of the Radical demo- crats. But the Federal resolution had still to obtain the sanction of the people, and with few exceptions the Radical newspapers recommended their readers to vote "No." In spite of their eloquence the resolu- tion was adopted, and the result of the poll clearly showed who were the partisans and who the opponents of democracy. The Journal de Geneve contained the following paragraph on the day after the voting of the 5th of July 1891: "Three cantons, Aargau, Thurgau, and Vaud, and two half cantons, Rural-Basle and Appen- zell (Outer Rhodes), have been the only ones to vote 'No.' In all these states the majority is Radical. There are also very large minorities against the initiative in the Radical cantons of Berne, Schaff- hausen, and Neuchatel. If we except Basle-City, Solothurn, and Geneva, the largest majorities in favour of the resolution have been given in the Catholic cantons. We might say that the revision which has just been carried is the work of the opposi- tion, supported by a section of the Radicals, who act consistently with the democratic principles which they profess." x But the Radical majority had already shown on a previous occasion in the Chamber how little sympathy it had with the " rights of the people." That was in 1884, on the day after the referendum of the i ith of May, when the people rejected four laws at once. On the 6th of June three members of the Right, MM. Zemp, Keel, and Pedrazzini, raised a demand in 1 Journal de Geneve, July 7, 1891. The Results 271 the Chamber for constitutional revision, and specially claimed a larger extension of popular rights. There is nothing more instructive than to read the debates on this motion. I will only give two typical extracts. M. Zemp, in demanding the compulsory referendum and popular initiative, said: "Ten years ago we watched the introduction of the referendum into the constitu- tion with considerable anxiety, but to-day our fears have been dissipated. As Federalists we were in doubt in 1 874 as to the result of the exclusion of the vote by cantons. We were all labouring under a wrong impression at that time, and we have been taught by experience that the Swiss people are distinctly more Conservative than their representatives." l M. Carteret answered M. Zemp, and did not try to conceal his opinion. " I should like," he said, " to see the referendum completely suppressed, and, above all, I want no compulsory referendum. As to the popular initiative, I dread it as a sort of legislative dynamite. In a word, the so-called rights of the people seem to me nothing more than democratic clap-trap. In the hands of the clerical party they are only used to impede progress." 2 In less picturesque terms, most of the speakers of the majority expressed the same sentiments; and, some months after the discussion, M. Nurna Droz re-echoed them in a long article in the Revue Suisse, which he devoted to an examination of the proposi- tions of M. Zemp and his allies. 3 1 Zuricher Post of 2ist June 1884. 2 Zuricher Post of 23rd June 1884. 3 Numa Droz, La revision federate, in the Bibliotheque Universelle, vol. xxv. It is interesting to compare this article by M. Droz with one he wrote three years later, which ended with the words : 272 The Referendum in Switzerland Thus in ten years the attitude of the parties with regard to the federal referendum was completely changed. The Radicals, who introduced it in 1874, arrayed themselves against it; while the Conserva- tives, who were opposed to it at first, demanded that it should be made more complete, that its domain should be extended, and that it should be made easier in practice. II. The political philosophers and jurists who judge the referendum from a more scientific standpoint, and to whom the immediate results or advantages of the system are not of paramount importance, neverthe- less differ in their conclusions quite as widely as the politicians. First of all, let us notice the opinion of M. Ernest Naville, who is an avowed adversary of the referendum, but who differs from other people in that he does not mind saying so openly : " Only the very unsophisticated could believe that each citizen, after mature consideration, forms a de- " Switzerland is undoubtedly taking an unprecedented step in resigning the sovereign legislative power into the hands of a body of more than 600,000 electors. If we succeed, our descendants will be able to pride themselves on having been the first to make one of the greatest advances in civilisation and political progress. And I am convinced we are on the way to success " (Numa Droz, La democratic et son avenir, in the Biblioihbque Univcrselle, vol. xvi.). [Writing in 1895, M. Droz says: "It seems to me that this institu- tion, which is of a frankly Conservative character, has done more good than harm. Although I am a friend of progress, I do not desire that it should be hasty, inconsiderate, or turbulent. The democratic machine, like any other, has need of a counter-check, and for that reason I support it" (La democratic en Suissc, Etudes et portraits politiques, p. 467). He is a most inveterate opponent of the popular initiative.] The Results 273 cided opinion of his own on every law. In order that all the shepherds of the mountains, all the farmers of the valleys, and all the dwellers in the towns of Swit- zerland might have an intelligent personal opinion on the often very complicated laws, they would require an amount of culture and leisure which is at present, and always will be, beyond the reach of the great majority of the population." " It is argued," wrote M. Naville further on, " that, since the laws are submitted to the people, nothing contrary to their wishes can be imposed upon them. That is true enough when the laws are clearly ex- pressed, and are confined to one particular point. Such laws are, however, very exceptional. In the majority of cases the leaders of the political party in the majority in the councils have certain methods by which they induce the people to assent to the wishes of the party instead of asserting their own. One of these consists in incorporating several laws referring to different questions into one act, and submitting it as it stands to the popular vote. The second ex- pedient is to make some slight alterations in a law that has been refused, and then it is submitted a second, and even a third time, if necessary. "Independently of these considerations, the im- portant fact which makes it impossible to attribute to the referendum the value in practice which it has in theory is, that such a large number do not vote at all. ' The people ' who are said to have accepted or refused a law are too often only a very small part of the whole electorate. " Legislation by the people, in the sense that every citizen is able to study the laws proposed, and is 274 The Referendum in Switzerland capable of criticising and of forming an independent judgment on their merits, is, and probably always will be, a chimera, in spite of free and compulsory education. " The plebiscite is in its proper place when it is a question of voting on constitutions, 1 but, as far as law-making is concerned, the representative system is the only one capable of adequately expressing demo- cracy under the conditions of modern society." 2 The opinions of M. Wuarin, Professor of Sociology in the University of Geneva, are altogether different. Instead of wishing to restrict the right of the electors to votes in the revision of constitutions, he demands that the referendum should be extended to embrace a special domain from which it has hitherto been thought prudent to exclude it. In his book Le Con- tribuable (The Tax-payer), M. Wuarin enters upon an examination of the possible means by which the deterioration of public finance may be ameliorated or prevented ; and an extension of popular rights to include a vote on the budgets and taxes is one of the remedies for which he expresses the strongest approval. * " The man who pays," he says, " ought to have the real control ; and the public officials, who are only his 1 Herr von Orelli also considers that the referendum ought to be confined to constitutional revisions. He adds that the vote should always be preceded by public meetings, in which the members could explain to their constituents the subjects they are expected to vote upon. Von Orelli, Das Staatsrecht der schweizerischen Eidgenos- enschaft, p. 107. 2 E. Naville, A propos du referendum, in Representation proportion- nette, April 1887. See, by the same author, La question electorate, Geneva, 1871, p. x. ; La democratic representative, Paris, 1881. The Results 275 business agents, ought to be really dependent on him. In finance, as in everything else, the policy of the country should be directed by the country. The way to effect this is to put two levers into the hands of the people the right of veto or the refer- endum, and the right of initiative." The referendum, according to M. Wuarin, should be extended in four respects : (1) The referendum as it now actually exists is more political than administrative, and it ought to be both. As a matter of fact, financial decisions are among the questions on which the country can pronounce, but they have to assume a certain form, for the budgets, properly so called, are excepted from the popular control. (2) The power of declaring a law to be urgent, by which it is removed from the sphere of the referen- dum, ought at least to be expressly restricted to a limited number of cases. (3) The referendum ought to be compulsory. (4) It ought also to be introduced for communal matters. 1 M. Dubs, formerly one of the most formidable opponents of the referendum, recognises regretfully that it is now an accomplished fact. " The compulsory referendum," he writes, " is the only form which gives due expression to the idea that the people must share directly in the work of legislation. But, on the other hand, it is im- possible to deny that as soon as the state has 1 [This has now been done in Geneva. There is also a referendum in the towns of Berne and Zurich. See Preface.] 276 The Referendum in Switzerland increased in powers or 'in territory, this method of legislation becomes very burdensome and costly. Many laws have no great interest for the people in general ; many have a special and technical character about which the great mass of the voters have not, and cannot have, any opinion. The people are forced to vote, with no wish to do so; they have a responsibility imposed upon them which they are not qualified to bear, while the council gets rid of a responsibility which is part of its duty. " The optional referendum, by which the people do not participate in legislation, except on direct demand, seems to be open to none of these objec- tions. But, as a matter of fact, the veto long ago rejected as undesirable, is there still, though under another name. The popular right of intervention has only been made exceptional. The agitation which necessarily precedes each popular voting in order to bring it about, paralyses the ordinary work- ing of the political machinery, inflames the minds of the people, and leads to unnatural coalitions. More than all this, the idea of the regular co-opera- tion of the sovereign people in legislation is definitely abandoned. Whatever be the form of the referen- dum, whether it be compulsory or optional, it is nevertheless but a poor substitute for a Landsge- meinde, owing to the fact that people are scattered at the time of voting, and that there is, as a rule, no previous discussion. The Landsgeineinde is the visible expression of the unity of the country, and the idea of this unity has a powerful and ennobling influence on the individual. No such feeling is aroused, however, by the mere fact of dropping a The Results 277 paper into the ballot-box, without anything approach- ing a discussion having preceded the mere writing of Yes or No on the ticket. " The idea is in itself truly democratic, and it will be a task for future generations to evolve a method by which it may be better realised. "It is still a new question, and experience will throw light on many points." J M. Hilty, who defended the rights of the people against M. Dubs in 1868, has remained faithful to his original convictions. He published in 1887 a remarkable study of the Swiss referendum, in the Archiv fur offentliches Recht. While considering that the time had not come to pronounce a definite judgment, as Switzerland was only going through its apprenticeship to the system, he considers that the results of the referendum have not been dis- couraging. "It goes without saying," he concludes " that it would be unreasonable to propose the refer- endum in any country taken hap-hazard; but when the electorate possesses the essential qualities, the referendum is to be preferred to the representative system, for the four following reasons: "(i) Legislation acquires a doubly popular char- acter. The people learn to understand the laws better, especially when they are accompanied by explanatory messages. On the other hand, the Chamber is obliged to draft laws that are short, simple, and intelligible to the majority. "(2) The referendum encourages and strengthens patriotism, for government no longer appears the 1 Dubs, Lc droit public de la Confederation Suisse, Geneva, 1878, vol. i. p. 214. 278 The Referendum in Switzerland privilege of an exclusive class. It develops also a feeling of responsibility in the electors, by calling upon them to make important decisions likely to influence the future of their country. " (3) The great advantage of the referendum is to show on which side the majority lies, and to give a sharp and conclusive reply to the protests of the minority. " (4) The referendum, finally, offers an inducement to the ruling classes to remain in permanent contact with the lower classes, and to take an active interest in their political education." J III. It only remains for us to mention a very interesting discussion which has taken place dur- ing the last few years between the partisans of the 1 Unlike M. Wuarin, M. Hilty, although he supports the refer- endum, would not think it prudent to submit financial questions to the vote (p. 416). [M. Hilty, in his article in the Revue de Droit Internationale, 1892, pp. 396-98, seems to consider that the optional form of the referendum is best at present, but that the compulsory re- ferendum is the "system of the future," not only in the cantons, but in the Confederation. He says that the optional referendum, when put into force, is always an act of hostility against the government. The rejection of a law by the people is a censure, and a law accepted in spite of the opposition of a large minority has suffered a loss of prestige in public opinion. If the referendum were often demanded, the real direction of public affairs would pass into the hands of the popular coalitions, organised to collect the necessary number of votes and to direct this kind of poli- tical campaign. "On the other hand," M. Hilty continues, "the optional referendum, being less frequent than the compulsory, is a sort of apprenticeship in legislation which is by no means to be despised. The difficulty about the compulsory referendum is to define the exceptions, so as to withdraw from the popular vote unimportant administrative regulations, diplomatic matters, inter- national treaties, and the decisions in case of peace and war."] The Results 279 referendum and the partisans of proportional repre- sentation. An article by M. Numa Droz appeared in 1882 in the Bibliothdque Uni verselle which gave the adherents of electoral reform the opportunity of comparing their system with the referendum. M. Numa Droz, in mentioning the various advan- tages of the referendum, laid special stress on the fact that it made the question of proportional repre- sentation less acute. " When Parliament can decide everything." he said, "the desire to be represented there is very strong; but when the people have the last word, the majority is less anxious to exclude the minorities, whose opinion may be so useful to the success of a law. The minorities, on the other hand, are less liable to be treated unjustly or to be excluded, because they can urge before the people themselves those ideas which they have not been able to express in the Council Chamber." * Two years later, MM. Zemp, Keel, and Pedrazzini demanded the application of the principle of pro- portional representation in the case of the elections to the National Council. In the speech which he made to support his motion, M. Pedrazzini replied to the arguments of M. Droz. "It has been stated in the Revue Suisse," he said, " that minority repre- sentation is less necessary in our country because we possess the referendum. I cannot share that view. In its essence the referendum is only a machine for saying Aye or No to a law which has been already framed. It is of vital importance that 1 Numa Droz, La democratic et son avenir, in the Bibliothtque Univcrselle, vol. xvi. p. 411. 280 The Referendum in Switzerland in Parliament, when the laws are discussed, every shade of opinion should find expression." 1 M. de Laveleye reproduced the arguments of M. Numa Droz in an article on the referendum which appeared in the Revue Internationale, Feb- ruary 10, iSS/. 2 M. Ernest Naville answered him in the following month in the same review. 3 According to that eminent Genevan lawyer, the Swiss referendum, so far from diminishing the importance of electoral reform, is the indisputable proof of its necessity and urgency. The rejection of a large number of laws submitted to the people proves that there is a real divergency of opinion between the majority of the electors and the majority of the elected. This divergency, according to M. Naville, is only due to a bad electoral system, which leaves large bodies of electors without any representation. " Proportional representation of all sections of the electors will, as far as institutions can effect it, make the majority of the representatives correspond to the majority of the electors. When this result has been brought about, the demand for a legislative plebiscite will only be justified in exceptional circumstances, and will become very rare." As a matter of fact, M. Naville does not deny that the referendum may correct the injustices and defects 1 Extract from an evidently incomplete report of M. Pedrazzini's arguments which appeared in the Zuricher Post of 2ist June 1884. 2 The article by M. de Laveleye, first printed separately in Rome by Forzani, has been incorporated in his later work, Le gouvcrne- ment dans la democratic, vol. ii. ch. 4. 3 M. de Naville's article has been reprinted by the Representation proportionnelle, April 1887. The Results 281 of the existing electoral system; but the foregoing quotations show clearly that he attaches very little value to this palliative. He considers that it would be better policy to prevent the evil than to look exclusively for a remedy. " To say that the referendum makes electoral re- form less necessary and urgent, since the people are thereby enabled to give their opinion on the decisions of the councils, is much the same as reasoning in this way : We have doctors and medicines, so hygienic precautions to prevent illness have lost much of their importance." l The ideas which M. Naville defends with so much talent and perseverance unfortunately still lack the weight of practical experience. 2 Electoral reform is only making slow progress. Ticino and Neuchatel have recently obtained proportional representation. Geneva and Basle-City have made many attempts to introduce it ; in many other cantons the opposition, Catholic or Liberal, claims a fairer distribution of seats, but everywhere it encounters the same obstinate refusal on the part of the majority. 3 In the Con- 1 M. Walras, Professor of Political Economy at the University of Lausanne, told me that he shared M. Naville's views on the re- ferendum. But it is from the representation of interests that M. Walras expects to obtain the results which M. Naville hopes from proportional representation. 2 See also an interesting article by M. Naville entitled, " M. Numa Droz's Views on Proportional Representation," in the Bulletin de la Societe Suisse pour la representation proportionnette, August 1888. 3 [Up to 1896 Ticino, Geneva, Neuchatel, Zug, and Solothurn had adopted proportional representation for the election of the Great Councils. In Ticino, Geneva, and Zug the executive is also elected by the same method. It had been voted down by the. people in St. Gall in 1893, and in Berne in 1896.] 282 The Referendum in Switzerland federation, electoral reform now has many supporters among the Right ; but on the day that a motion is brought forward from this quarter to obtain pro- portional elections for the National Council, the Radicals would immediately claim the revision of Article 80 of the Constitution. They would demand that each canton, instead of invariably sending two members to the Council of State, should enjoy a representation proportional to the number of its in- habitants. The prospect of so fundamental a change in the organisation of the Second Chamber will pro- bably prevent, for a considerable time to come, any serious attempt that might be made to introduce the system of proportional representation in elections to the National Council. CONCLUSION THE referendum the origin, forms, and results of which we have just studied may in conclusion be considered from two directly opposite points of view. It can either be regarded as a complement to, and a corrective of, the abuses of a democratic representa- tive system ; or, on the other hand, as an institution which inaugurates, in states of a certain size, govern- ment by direct legislation, which is incompatible with the representative system. Representative government rests on the principle and practice of delegation of power. The nation, by means of the electoral body, periodically gives men in whom it has confidence a mandate to legislate for the general good. Whatever solution of the very difficult problem of representation is adopted, it is to be feared that an elected assembly, if left with the sole power, will not be able to escape the natural tendency to abuse its authority. " That there should be in every polity a centre of resistance to the predominant power in the constitu- tion I have already maintained, and I regard it as a fundamental maxim of government," says John Stuart Mill. 1 He thinks that the centre of resistance ought to be found in a Second Chamber. But in spite of 1 Stuart Mill, Representative Government, p. 242. 284 The Referendum in Switzerland all precautions to ensure harmony between the repre- tatives of the nation and the nation itself, it is impos- sible to prevent an occasional disagreement between them. Whenever a crisis of this sort occurs in the course of a parliament, the difficulty can be over- come in two ways. If parliament has clearly lost the confidence of the body of electors, there is no resource but a dissolution. If, without losing this confidence, it has passed an unpopular measure, then it is only necessary to prevent this measure being carried into effect. In a monarchy, the nation recognises in the king the right of veto and the right to dissolve parlia- ment. In a republic, these prerogatives may belong to a president elected by the people. But when there is neither king nor president, evidently the people, in whom the sovereignty resides, must be invested with the right of dissolution and the right of veto. This is exactly what it has Keen necessary to do hi Switzerland. After the French Revolution of 1830, when a repre- sentative democracy was substituted for aristocratic republicanism, neither proportional representation nor the representation of interests obtained any recognition, and no acceptable basis could be found for the institution of a Second Chamber. When it became necessary to put some check on the Great Council, against the omnipotence of which no pre- ventive measures had been taken, it was impossible to consider the project of endowing the executive with the right of veto, for it was nominated by the Great Council as in the aristocratic constitution before 1830. To set against the elected assembly Conclusion 285 there was only the power of the people, which had been proclaimed sovereign by all the constitutions. It is no more derogatory to representative demo- cracy to arm this sovereign with the right of veto, and the power of dissolving the Chamber, than to give these prerogatives to a king in a constitutional monarchy. The system of representative democracy, as it is understood in the United States, is the delega- tion and not the abdication of power by the people. 1 It is scarcely necessary to add that, regarded from this point of view, the referendum ought necessarily to take the optional form. In practice 2 the Chamber always remains invested with legislative power ; it is only exceptionally that the people intervene directly to oppose the execution of laws which displease them. As a form of popular veto, the referendum exists to-day in the Confederation and in a certain number of cantons. As we have seen, its method is defective and its results are questionable. No one denies that in the past there has been an absolute necessity for some such system, both in the cantons 3 and in the Con- federation, 4 but to-day it is subject to the influence of two opposite tendencies : some wish to change it into 1 In countries which have copied the main features of the English Constitution it would be paradoxical to suggest that the referendum is compatible with representative government, because the duty of electors is limited to choosing the members, while the veto is exer- cised by higher authorities. But in Switzerland, where representa- tive government does not follow the classical model of England, the referendum has been found to fit in naturally with the rest of the body politic. - In principle it is not so, as I have shown above (p. 177). 3 See above, pp. 85-90. 4 Pp 93 94' 100-102. 286 The Referendum in Switzerland a compulsory referendum ; others, without thinking of abolishing it, are seeking to make it of less frequent occurrence. In this contest between democrats and parliamen- tarians, everything will depend on the tactics of the two parties. The compulsory referendum and pro- portional representation appear together in the. pro- gramme of the opposition. In several cantons the leaders of the minority seem ready to let the question of the compulsory referendum alone, if they are given a number of seats in the Great Council proportional to the numerical strength of their party. They are generally of M. Naville's opinion, that electoral reform will make the referendum unnecessary. If propor- tional representation realises the hopes of its parti- sans, it will be the means of diminishing the number of plebiscites. But there is another and perhaps more efficient method of attaining that result. Up till now it has been impossible to give the power of resistance to the Council of State (the executive authority), because it has been responsible to the Chamber ; but now that its position has been altered so that in many cantons it is directly elected by the people, it might be possible to invest it, as in the United States, with the right of veto in the name of the people. In its hands the veto would run less risk of becoming a weapon of the opposition, which is the actual result of the referendum when parties are almost equal. In the cantons where the minority is very small, it will find the veto of the executive power a more valuable protection than the referendum. Finally, the veto will no longer be capriciously Conclusion 287 exercised, or a law voted down for reasons which have no connection with the bill in question. Unlike the electors, the Council of State would be able to give the grounds of its refusal; it would know the faults and omissions of the laws better than any one else, since it gives advice to the Chaniber on all legislative measures of any importance. 1 Representative democracy, although it can work sometimes in harmony with the referendum, is, in the eyes of the Swiss democrats, a form of govern- ment which has had its day, and which is doomed to disappear. If one may believe them, the people will in future no longer delegate their sovereignty to elected representatives, but will exercise it directly themselves. The type of government which most exactly corre- sponds to this idea is found in the Landsgemeinden of the cantons. There the people nominate the judge and the members of the executive. They have the right of initiative, and meet in a general assembly to discuss and pass the laws. In larger states, legislation by the people has always been considered a Utopia; but the Swiss democrats have openly defied the received opinion. They have aimed at proving practically, not theoretically, the futility of the objections brought against direct legis- lation. By the compulsory referendum which is the first, though incomplete, realisation of their system 1 The Genevan State Council, which has been elective since 1847, has from that date had the right to temporarily suspend bills which have been drafted against its wish (Art. 54 of the Cantonal Consti- tution of Geneva). This may have been one of the reasons which prevented the introduction of the referendum in Geneva till 1879. 288 The Referendum in Switzerland they have taken the final decision in legislation out of the hands of the Chamber to place it in those of the people. We may ask whether their bold experiment has succeeded, and whether it would be possible to say from henceforward that direct legislation is a possible and practicable form of government even in great states. In my opinion, the experience in the cantons which enjoy the compulsory referendum is far from conclusive. It has not been possible, in the first place, to find a fairly satisfactory method of working the referendum. "We do not demand," the demo- crats said at first, " that the people should make the laws, but only that they should vote on them." l Their claim had an importance which they did not seem to realise. The elector who writes Aye or No on his ballot-paper performs an act the apparent simplicity of which has attracted the democrats, but this act is, as a matter of fact, a very complex one. It requires that each voter should be able not only to understand why legislation is necessary, but also should be able to judge whether the law in question is adequate to meet the case. Nothing effectual has as yet been devised which would assist the elector in forming a personal opinion on such a subject. If the original supporters of the compulsory referendum really knew what they wanted, they are open to the reproach of having aimed at an end without con- sidering the means, and with having made a start without even asking if there was any chance of arriving at the goal. 1 Gengel, Aphorismen iiber demokratisches Staatsrecht, p. 25 ; Die Erweiterung der Volksrechte, p. 52. Conclusion 289 The organisation of the compulsory referendum being so obviously defective, its partisans should have been satisfied with demanding the active co- operation of the electorate in legislation in a limited number of cases. On the contrary, however, they wished to begin on a large scale, and claimed that all legislative measures without exception should be submitted to the people. The result has only brought discredit on their system. When we examine the statistics of the votings in the case of the compulsory referendum, we find that the first condition of success has been wanting. " The people have only to express their will," Herr Gengel said, " and direct legislation becomes an accomplished fact." 1 That is, however, exactly what the people will not do, and it is a little ridiculous to talk of legis- lation by the people when more than half the citizens refuse to exercise their legislative rights. An attempt is now being made to conceal this check by introducing the compulsory vote. 2 The tactics are bad, because the blank ballot-papers clearly de- monstrate that though the elector may be forced to put a paper in the ballot-box, he does not neces- sarily vote when he does so. The experiment of the democrats cannot be said to have met with success. If they wish to avoid complete failure they must do two things, and do them quickly. They must first find a better method 1 Gengel, Die Enveiterung der Volksrechte, p. 59. 2 "To establish true democracy it is necessary to be consistent, and when an election or a voting takes place the real sovereign must decide, and not only a section of the whole. Attendance at the polling-booth ought to be as compulsory as it is in the case of juries or military drill." Wuarin, Le Contribuable, p. 282. T 2 po The Referendum in Switzerland of direct legislation, and secondly, they must confine the referendum to a small number of laws. Then, perhaps, with a people as well prepared for direct government as the Swiss, they may succeed in prov- ing that their system is not a mere Utopia, and that it is possible without any great danger under certain special circumstances. There are indications to-day in different quarters that the referendum will not remain the monopoly of Switzerland, but that the question of its adoption will soon be considered in other countries. 1 1 [The referendum is recognised in all the states of the United States, except Delaware, for changes in the constitution. There is, moreover, a tendency to elaborate and add to the constitutions, so that they cover a great deal of ground, and the range of subjects con- trolled by the popular vote is a very wide one. See Bryce, American Commonwealth ; Oberholtzer, The Referendum in America, chap. ii. Some of the constitutions also expressly provide for a popular vote on certain subjects not included in the constitution, such as the power of the Legislature to contract debts above a certain sum, the alienation of property, the expenditure of money beyond a certain amount, the creation of state banks, and the location of the state capital. There is also a local referendum, "which has developed," says Mr. Oberholtzer, "until at this time there is not a state in the Union in which local questions of certain given classes are not submitted to the popular vote. In Iowa the advance has been almost to that point which the referendum has attained in Switzer- land." See Oberholtzer, The Referendum in America. The referendum has also been proposed in five of the Australasian parliaments, and a referendum on the education question was actu- ally taken in South Australia in 1896. See article on the Referendum in Australia and New Zealand, Contemporary Revieiv, August 1897. The new Federal Constitution of Australasia was submitted to the popular vote in June 1898, and was rejected in New South Wales. As to the question of its adoption into England, see the article by Professor Dicey, " Ought the Referendum to be introduced into England?" Contemporary Review, April 1890; also the discussion of the subject by various writers in the National Review, 1894. See also W. H. Lecky, Democracy and Liberty, vol. i. pp. 237-43.] Conclusion 291 As early as September 1869, the question of direct legislation, by means of the compulsory referendum and popular initiative, was brought up at a congress held by the old International at Basle. 1 Legislation by the people has become since then one of the de- mands of international socialism. It appeared in the programme of Gotha in 1895, and last year it found a place in the programme of the Congress of Erfurt. In Belgium, Article i of the programme of the workmen's party runs as follows: "Universal suffrage, direct legislation by the people that is to say, popular sanction of, and initiative in, legislation with secret and compulsory voting. Elections to take place on Sunday." 2 1 Burkli, Direkte Gesetzgebung durcli das Volk. 2 It has been proposed in some countries to leave the decision in all communal questions to the electors of the commune. In 1880 a bill for a municipal referendum was presented in the Italian Chamber (ef. Crivellari, II referendum nella Svizzera la sua introduzione net diritto amministrativo Italiano, in the Archivio giuridico of Serafini, vol. xxxiv. pp. 377-423 ; Brunialti, La legge e la liberta, pp. 283-286). A similar proposal has recently been made in France by M. de Mackau and some of the Bonapartists. The Chamber has not debated it. See Journal officiel, June 17, 1890, pp. 1083-89. The subject of a communal referendum has not yet been dis- cussed in the Belgian Chamber, but in several communes the people have already been consulted on local questions. [M. Jean Signorel, in his book, Le Referendum Ugislatif, devotes the second chapter of Book III. to giving an account of the eight different propositions with regard to the re- ferendum which have been presented in the French Chamber of Deputies between 1881 and November 1895. In Book III., pp. 181-89, M. Signorel gives an account of some of the various referendum proposals made in Socialist journals and at Socialist congresses. The introduction of the municipal referendum in France is advocated by M. de la Sizeranne in a small book en- titled Le Referendum Communal. M. Signorel gives, on p. 189, a list of French towns in which a referendum has been taken on questions of local importance.] 292 The Referendum in Switzerland On the other hand, the referendum has been sug- gested as a means by which the sovereign in a con- stitutional monarchy could avoid having recourse to a dissolution of parliament. A Prussian statesman not long ago put forward and supported this idea in a pamphlet. 1 The idea was taken up by the Belgian Government, and the result was a proposal for the royal referendum? Whenever the referendum is discussed in the press or in the parliaments of other countries, its partisans and opponents will naturally turn their attention to Switzerland, and will ask what its effect has been there. This will be the surest means of never coming to an agreement. In 1872, when the referendum was discussed in the Federal Assembly, the various speakers dwelt on the results of the institution in the cantons. Some of them considered these votings excellent, whilst others characterised them as detest- able. 3 A stranger would probably be equally at a loss, for there are so many different ways of regarding progress, and no two men regard it from the same standpoint. The acceptance or rejection of laws which are at all complicated cannot be ascribed to either the good sense or the ignorance of the people ; for, as the Swiss referendum is at present organised, the mass of the people has no opportunity of estimating the value of these laws. The actual result of a vote may be either good or bad, but it proves nothing for or against the 1 Hoffmann, Das Plebiscit als Correctiv der Wahlen, Berlin, 1884. 3 I have discussed this proposal in the Revue generate of Decem- ber I, 1891. (S. Deploige, Le Referendum royal.} 3 Curti, Geschichte der schweizerischen Volksgesetzyebung, p. 254. Conclusion 293 people as voters. The result of a vote may be fortunate or unfortunate, but it has been determined as a matter of fact by a thousand different influences, and to speak of it as the expression of a thoughtful and conscientious popular judgment is only to juggle with words. It is, however, of considerable importance to de- termine the circumstances which make the direct interference of the Swiss people in legislation almost harmless. Some of the safeguards are as follows : ( i ) If the evolution of democracy in Switzerland is followed with attention, it is quite obvious that the referendum has not been introduced without due consideration, or merely to satisfy theorists. The popular veto, as we have seen, was a reform which was necessary on account of the unsatisfactory work- ing of the existing public bodies. The great expec- tations cherished by the authors of the compulsory referendum have been falsified by experience, but no reproach attaches to them for having believed in the possibility of success. The people in the cantons in which there is a compulsory referendum were better prepared than any other for the exercise of direct government. They had undergone a poli- tical education in the communes, and had been trained there in the discussion of public matters. There were many reasons for supposing that they were sufficiently advanced to be able to undertake cantonal legislation as well. One of the great faults of the democrats has been to wish to rush imme- diately to extremes, and to hurry on the people too fast. 294 The Referendum in Switzerland (2) The popular initiative, which has followed the referendum by a natural evolution, may, it is true, excite some apprehensions. But first of all it must be noticed, that for legislative purposes it only exists as yet in a few cantons. Further, as M. Droz very cogently observed, " The citizens can no doubt demand what they like, but if they exceed the limits of cantonal sovereignty, there is above them the federal sovereignty, which has power to make them keep within bounds. For instance, some years ago a proposal was brought before the people of Zurich by means of the popular initiative, the object of which was to establish a monopoly in the issue of bank notes. The proposal was adopted, but the Federal Council quashed the law, as contrary to Article 39 of the Federal Constitution. The Federal Tribunal has more than once declared the laws or resolutions of the cantons to be invalid, and contrary to the constitution of the cantons as guaranteed by the Constitution." x (3) Federal and cantonal laws have frequently been rejected by means of the referendum, yet these deci- sions of the electorate have never been taken as an order of dismissal to the legislative assembly. Could this be so in a country where the parliamentary system has a different meaning to what it has in Switzerland ? nor are Ministerial crises known in Switzerland ; the government does not invite the formation of another Cabinet by resigning. If it is impossible to come to an amicable solution of the difference by mutual concessions, they are content to postpone 1 Numa Droz, La revision fedfralc, in the Bibliothkque UniverseUe, vol. xxv. p. 29. Conclusion 29$ the settlement of the question to a more suitable time. (4) Owing to the limitations of the federal power, the Swiss people as a whole do not often have the opportunity of giving a vote. The cantons are still sovereign states, which have only handed over to the central power duties which concern the whole popu- lation. Their sovereignty has remained intact within a very extended sphere the civil law of persons, the law of real property, criminal law, 1 civil and criminal procedure, cantonal and local police, the organisation of the communes, public works, the organisation of education of all grades, &c. Even within the narrow limits of the federal autho- rity, restrictions and obstacles have been placed in the way of the direct interference of the people. The Federal Assembly, by its power of declaring urgency, can remove federal resolutions out of the reach of the referendum. There are, moreover, certain classes of laws which are never made the subject of an appeal to the people, such as international treaties, budget laws, estimates, &c. (5) Finally, the federal referendum could never become an instrument of systematic opposition, or paralyse the ordinary progress of government. Swit- zerland is divided into twenty-five autonomous states, differing in language, in religion, and in traditions, all of which are insurmountable barriers to the creation of strong currents of opinion. There are 1 [The Federal Council sent a message to the Assembly in 1897 suggesting that the civil and criminal law should be codified. The constitutional amendment giving them the power to do this will probably be voted upon this year, 1898.] 296 The Referendum in Switzerland no two great political parties in Switzerland. The Radical party, which, is in a majority, is as united as ever when measures are being taken hostile to the Church, but it splits up when cantonal sovereignty is the question. On the other hand, no opposition group is sufficiently strong in itself to decide the result of a vote. Coalitions are always necessary to secure the rejection of a law, and these coalitions are difficult to form, because they require compromise and mutual sacrifices which are unpopular with the leaders of a party. These, then, are some of the peculiar circumstances which explain the history, the development, and the results of the referendum. It is important to bring them out into strong relief, because they are very important. If they are altered in Switzerland, the referendum and the popular initiative will in their turn be fundamentally affected. If they are not found in a foreign country which desires to transplant the system of popular consultations, then the result can only be a succession of surprises. APPENDIX THE POPULAR INITIATIVE IN THE FEDERAL CONSTITUTION THE popular initiative, as at present organised in the Swiss Confederation, is a very important innovation. The right of initiating laws now belongs to an indeterminate body who are as important as the Government and Legislature put together. When 50,000 citizens use their right of ini- tiative and bring forward a complete bill, it goes to the people as it stands, just as a law would do which has passed the two houses of the Federal Assembly. Thus any chance combination of citizens unknown, and perhaps unskilled, possess the drafting powers of the Federal Council and the legislative powers of the National Council and the Council of States. By the amendment of 1891, these 50,000 citizens have the right of demanding that a new constitutional article be inserted or an old one altered or abolished. But a con- stitutional article is nowhere denned. Any proposition of whatever nature may now be submitted to the people if only it be called a constitutional article. " By means of the initiative," says M. Jacques Berney, Professor in the Lausanne Faculty of Law, " the Swiss people may govern themselves freely in every domain. They may enact laws, adopt a penal code, naturalise foreigners, grant amnesties, contract loans, convert the 297 298 Appendix public debt, grant subsidies, conclude or reject treaties, declare war, make peace, frame a revenue tariff, abolish duties, try cases, pronounce judgments, annul sentences of the court, condemn citizens to death, &c. They may do anything they will, upon the sole condition that they inscribe it in the constitution." This is, of course, an ex- treme statement, but it brings out very forcibly the scope of the new initiative amendment. Thus, under cover of a constituent power, the people have secured an important legislative right subject to none of the limitations of ordi- nary legislation which must move in the groove prescribed by the constitution. There is no existing power in the constitution which can restrict the exercise of the new right to any particular subject, or which can quash any law brought forward by the initiative as unconstitutional. The right of thus initiating laws or constitutional changes is a very different thing from the right of petition, as M. Deploige has already pointed out. The initiative is an appeal to the people ; a petition is a suggestion to the Government. The former must be attended to within the prescribed time and in the specified way, even against the wishes of the Government; the fate of the latter is entirely in the hands of the Government. Any number of people may sign a petition without any formalities and within any time. A petition, moreover, is not submitted to the popular vote. An initiative demand must be signed by 50,000 citizens, i.e. by one-fourteenth of the present voting population, and its fate rests with the sovereign people. There is, however, a certain superficial similarity between the initiative and the optional referendum, which only takes place when 30,000 citizens demand that a law shall be re- ferred to the people. The resemblance lies in the fact that both are the spontaneous movement of a certain number of citizens to determine the vote of the people. The sphere of the optional referendum is, however, confined Appendix 299 to the decisions of the legislative authority, and, as the activity of the State cannot rest for ever in suspense, a certain time is fixed within which action must be taken. After ninety days the people in Switzerland are powerless. They have thus to pronounce on laws before they can esti- mate their effect. By means of the initiative, however, a law can be repealed at any time. Again, the referendum places the people in the same position as a sovereign in a monarchy. Their sanction, which may be express or tacit, is a necessary part of the constitutional machinery, and no law can come into force without it. The people invested with the right of initiat- ing laws do not ordinarily co-operate in legislation. They only intervene accidentally, exceptionally, and on extraordi- nary occasions. In the federal domain only " laws and decrees of a gene- ral character, and which are not urgent, are subjects for the referendum. It has been possible for the Federal Assembly to treat certain decrees as " urgent," or not general in character, and so withdraw them from the popular vote. Treaties and the budget are also outside the scope of the referendum. By means of the initiative the people are able to obtain a decision on any question whether qualified as " urgent " or " not general," whether it be a treaty or the Federal Budget. Its domain is therefore much wider than the referendum. The initiative can do all that the optional referendum can do, and a great deal more. The optional referendum is therefore practically unnecessary in a State that has the popular initiative. The organisation of the initiative is much the same as that of the optional referendum. There are the same regulations as to personal signature and attestation. In the demand by initiative each list of signatures must contain the text of the demand, so that each person may know what he is signing ; and if this formality be omitted, 300 Appendix all the signatures on that paper are null and void. The signatures have to be collected within six months, or they are not counted in the total. The demand when ready is sent in to the Federal Council. They examine it and lay it before the Assembly at the next session, with their report on the subject, dealing with both the form and the matter of the demand. The As- sembly must decide upon its attitude within a year. If the proposal be by general motion, they decide whether they agree with the proposal, in which case they can practically take their own time in framing the law ; or they may decide against the petition, and consult the people as to whether a revision in this sense shall be undertaken. If the answer be in the affirmative they proceed to draft the law. All they are bound to do, however, is to determine on one course or another within a year. If the formulated initia- tive be used, they have to decide within a year whether they will accept or reject the popular law, .or whether they will present a counter proposal. If they decide on a counter proposal, it has to be ready within the year. The for- mulated initiative is therefore more expeditious, and it also ensures that the Assembly does not misinterpret the wishes of the people. The organisation of the voting in the case of the Federal Assembly presenting a counter project, gave rise to a great deal of discussion. The Federal Council proposed to sub- mit the two schemes to the popular vote, and then have a second voting, in which the proposal which obtained the majority should be submitted as opposed to the status quo. Another system proposed was that three questions should be stamped on the voting papers : (i) Is there any neces- sity for a revision ? (2) If so, do you approve the proposal of the initiants ? (3) Do you approve the proposal of the Assembly ? 1 The proposal finally adopted was that of the 1 These proposals are discussed by M. Jacques Berney, IS Initiative populaire, p. 19. Appendix 301 National Council, and the result is that two questions are to be stamped on the voting papers I. Do you approve the proposal of the Assembly ? II. Do you approve the proposal of the petitioners 1 The voters may put a NO against either of them, or a NO against one and a YES against the other. If, however, YES be placed against both, the vote is invalid. This system is favourable to the status quo for two reasons : (i) The partisans of the status quo possess two votes, the parti- sans of a reform only one. Those who vote against one pro- posal because they prefer the other are in reality voting for the status quo in preference to the proposal they have vetoed, whereas, as a matter of fact, they might prefer that proposal to no reform at all. They cannot place them in order of merit. Should the proposal they have voted for be rejected, they are in the same position as if they had voted against any change. (2) It is possible for the Federal Assembly to present a proposal differing but slightly from the popular proposal. This would split the votes of those who wished for a reform, and play into the hands of those who wished for no change. This was brought out very clearly in 1845, wnen the Great Council of Vaud was discussing the question of the introduction of the initiative. The deputies were pretty generally agreed on the advisability of introducing the initiative, but as each voted for his own system of working it, none of the proposals gained a majority, and the tem- porary result was no initiative at all. When the Assembly does not present a counter proposal, it merely advises that the law drawn up by the initiants be " accepted " or that it be " rejected," and the law is printed and sent round to the electors with the voting-ticket, in the same way as a constitutional law which has passed both houses. The elector writes his "Yes" or "No" on the ticket which contains the title of the law, and it is adopted if there is a double majority in its favour a majority of 3O2 Appendix the people and a majority of the cantons. If either a majority of the people or a majority of the cantons pro- nounce against the law, it means that the partisans of reform have failed. The opponents of a constitutional law need only the one majority, the reformers need two. In theory, of course, the initiative is a logical conse- quence of the referendum. If you allow the people to say, " We don't want this," you cannot deny that it would be only sensible to let them say what they do want. The actual legislative results of the method have accordingly been described when we discussed the legislative results of the referendum. We saw that between 1893 and 1894 there were three initiative demands, each of which was presented in the form of a " complete bill." In each case the Assembly advised the rejection of the proposed measure. One was eventually carried, and two were voted down. I would merely reproduce here some of the criticisms of the initia- tive given by writers on the Swiss Constitution. M. Borgeaud points out that the initiative by bill and not by general motion has greatly increased the power of two factors in public life, viz., political clubs and the press : No one citizen would conceive the idea of drawing up a law all by himself and going round and getting 50,000 others to sign ; it would be impossible. A question must either be taken up by the press or by some political asso- ciation. The evil is that [in this case a law proceeds from powers that are anonymous and irresponsible. The article which may one day become an integral part of the consti- tution of the land, which will stand as a model for future legislation, which judges will have to apply and jurists to expound and interpret according to the intention of the framers this law may be drawn up behind closed doors, or around the council board of some committee, who are then of as much importance as the regular Government. As soon as there are two signatures the law is unalterable, and goes forth to challenge the suffrages of the Swiss. Appendix 303 people. There is no room for compromise, or debate, or mutual concession. (Borgeaud, op. cit., p. 325.) The same opinion has been expressed very forcibly by M. Droz : "It is now generally agreed," he says, "that the popular initiative might at any time place the country in very considerable danger. From the moment that the regular representatives of the people have no more to say in the matter than an irresponsible committee drawing up articles in a bar parlour, it is clear that the limits of sound democracy have been passed and that the reign of dema- gogy has begun. The shaping of a wise constitution must always be a matter of weighing and balancing. It cannot be permitted that the gravest decisions should be the work of impulse or surprise. The generally adopted system of two Chambers and of two or three readings for every bill, is a recognition of this fact. It cannot be denied that the Swiss people have shown a want of wisdom in adopting a system of initiative which places all our institutions at the mercy of any daring attempt instigated by the demagogue, and favoured by precisely such circumstances as should rather incline us to take time for reflection." (Contem- porary Review, p. 342, Nov. 1895.) Both these objections are levelled against the system of initiative by completed bill. Mr. Lowell has pointed out that the differences between the initiative by completed bill and by general motion are not always so great as one would suppose, and that when the article is simple the same results would probably be brought about by either method. See p. 289. The whole of the Federal Constitution is a carefully elaborated compromise, the aim of which was to reconcile opposing interests of canton and Confederation. By the initiative they are now placed at the mercy of any chance majority. The way is opened to both capricious legisla- tion and clumsy legislation. The people, only interfering accidentally in public affairs and on exceptional occasions^ cannot take account as well as the legislative body of the 304 Appendix binding character of the engagements entered into by the latter in the name of the state. They cannot perceive the harmony which ought to exist between the different parts of the edifice, or the necessary inter- connect ion of laws. There is a danger that, by means of the initiative, encroachments may be made upon the rights acquired against the state by other states or by individuals. There is no supreme court, as in America, to quash a law of this kind, and no person or state injured has any redress. When the cantons overstep their limits they can be checked by the federal authorities, but there is no constitutional check except the people in the Swiss Confederation. M. Droz looks upon the popular initiative as destined to accomplish a work of disintegration and destruction. He considers that whereas democracy ought to rest on a solid basis, it is now put in peril at every moment, and he suggests a total revision by which the representative Assembly may be strengthened, and the whole question put on a more solid basis. M. Hilty, writing in 1892, says, " The initiative is a two- edged sword, and one does not know against whom it will first be turned." The unfavourable criticisms have been borne out by the results of the initiative in practice. For further criticisms see M. Numa Droz's articles in the Con- temporary Review, March 1895, in his Etudes et Portraits politiques, La Democratie en Suisse et V Initiative populaire, and La Suisse jugee par un Americain. Also Borgeaud, Adoption and Amendment of Constitutions, pp. 306-332; Signorel, Le Referendum legislatif, pp. 80-85 ) -H-ilty, Le Referendum en Suisse et V Initiative populaire, in the Revue de Droit International, 1892, No. 5, 484-489; Berney, L 'Initiative populaire en Droit public federal, and Lowell, Governments and Parties in Continental Europe, pp. 280-292. See also Progressive Review, July 1897, "The Latest Phase of Direct Legislation," by L. Tomn, and " Some Recent Political Experiments in Switzerland," by L. Waurin, in the Annals of the American Academy, Nov. 1895. Appendix 305 II CONSTITUTIONAL REVISION IN THE CANTONS I. Every constitution recognises the right of the citizens to demand a revision of the constitution, 2 and fixes the statutory number of signatures necessary to make such a demand valid. The numbers are as follows : i person in Glarus (8276 electors) 3 and in Appenzell, Inner Rhodes (3111). i person, with support of one-third of the council, in Zurich. 50 in Uri (4178). 70 in Appenzell, Outer Rhodes (12,314). 500 in Obwalden (3643). 400 in Nidwalden (2933). looo in Zug (5746), City Basle (12,450), and Schaffhausen (8123). 1500 in Rural Basle (11,516). 2000 in Schwyz (12,500 dr.}. 2500 in Tlmrgau (24,030), and Geneva (18,909). 1 See Stiissi, Referendum und Initiativ in den Schweizer cantonen. 2 In Geneva the people are consulted on the question of a total revision every fifteen years. No provision is made by which they can demand a total revision during the interval. Article 152 says that "all projects of amendment "which would seem to mean partial revisions "shall be deliberated according to the form prescribed for ordinary laws." In 1891 a constitutional amendment was passed by which 2500 citizens could demand any ordinary law by means of a general motion or by bill. It would seem, therefore, as if the consti- tution now recognised the right of the people to initiate a partial revision. M. Arnoult (La Revision des Constitutions) seems to be of this opinion (see pp. 690-691), but M. Borgeaud (Adoption and Amendment of Constitutions) is doubtful. The new law does not in any way refer to Article 152, and the identification of ordinary and constitutional laws, M. Borgeaud thinks, is contrary to the spirit of the constitution. 3 These figures in brackets are the number of registered electors according to the census of 1891. U 306 Appendix 3000 in Solothurn (18,374) and Neuchatel (25,407). 5000 in Zurich (80,317), Lucerne (30,212), the Grisons (21,865), and Aargau (39,475)- 6000 in Fribourg (28,733), Vaud (61,258), and Valais (27,414). 7000 in Ticino (29,500). 10,000 in St. Gall (51,639). 15,000 in Berne (112,269). II. Every constitution, with perhaps the exception of Geneva, distinguishes in some way between partial and total revisions, and allows its citizens to demand either one or the other. In the case of a total revision the right of the citizens seems to be limited to presenting a general request for a revision, which is carried out by the Legislature. No canton expressly recognises the right of the people to draft a total revision themselves. 1 In every canton, when a total revision is demanded by a certain number of electors, the people are first of all consulted on the general principle, and are asked, " Do you wish for a total revision ? " This preliminary question is not always necessary when a total revision is proposed by the Legislature. In the case of partial revisions two methods of procedure are recognised. In every canton the statutory number of citizens may present a general motion or request for a revision (einfache Anreyung). In certain cantons they may, if they choose, demand the change by means of a bill on the subject drafted by themselves (ausgearleiter Entwurf). (i.) The procedure in the case of a general motion is as follows : (a) The partial revision proposed by the statutory number of citizens is laid before the people at once in Glarus, Fri- bourg, Rural Basle, Appenzell (Outer Rhodes), Obwalden, Nidwalden, St. Gall, the Grisons, Thurgau, Vaud, Valais, 1 The canton of Appenzell (Inner Rhodes) leaves the matter doubt- ful : "Any citizen may propose to the Landsgemeinde either the total or partial revision of the constitution." Appendix 307 Neuchatel, and Zug. In some of these cantons the Legis- lature reports for or against the popular proposal. (b) In certain cantons, should the Great Council agree to the popular proposal, they draft the article without more ado ; but should they not agree with the reform demanded, they can consult the people. These cantons are Zurich, Berne, Aargau, Lucerne, Basle City, and Solo- thurn. In the case of an affirmative answer they must carry out the revision. (c) In Schwyz, Ticino, and in Schaffhausen the Great Council must undertake the revision at once, whether they approve or no, and carry it out in the sense of the peti- tioners. It comes before the people to be voted on in its final shape. (ii.) The initiative by bill is only recognised in certain cantons. They are Zurich, Schaffhausen, the Grisons. Ticino, Berne, Solothurn, and probably Geneva. In Schaffhausen, Zurich, and Berne, it it is expressly stated that partial revisions may be carried out like ordinary legislation, which may be initiated either by motion or bill. In Geneva the same identification of ordinary and constitutional laws is implied. In every case the popular bill is voted on as it stands. The Legislature may present a counter proposal in Zurich, Schaffhausen, the Grisons, Ticino, and Solothurn. In Berne the popular proposal must be accompanied by a Government message explaining the views held by the Legislature one way or the other. III. In many of the cantons the people do not merely decide on the revision of the constitution when they vote; they also decide by what body it shall be undertaken. (a) In the following cantons the people, when they vote on any revision, total or partial, determine also whether it shall be undertaken by a constituent assembly or by the ordinary legislature : they are Nidwald, Obwald, City Basle and Rural Basle, St. Gall, Thurgau, Yaud, Valais, and Neuchatel. 308 Appendix (b) In the case of a total revision only do the people in the following cantons decide whether the revision shall be undertaken by the Great Council or by a constituent assembly partial revisions are undertaken by the Great Council they are Berne, Schaffhausen, Appenzell (Outer Rhodes), Zug, Ticino, Glarus, and Grisons. (c) The constitution provides that a total revision shall be undertaken by a constituent assembly, a partial one by the ordinary legislature, in the following cantons Fribourg, Aargau, Solothurn, Geneva, Lucerne, Uri, and Schwyz. (d) In Zurich, in the case of a total revision, the Great Council has to be renewed for the purpose of carrying out the contemplated change. IV. Provision is made in the constitutions of many of the cantons that the initiative demands shall receive due attention from the Legislature, and not be put on one side. In many cases a month is given for the Great Council to decide on its course. In other cases the Great Council has to go into the matter "without delay." Should it be decided that the revision is to take place by means of a constituent assembly, it is often directed that the election of its members must be preceded with at once. In Zug the maximum time during which the Great Council can consider the demand, the maximum time during which they must appoint a constituent assembly, and the maximum time in which that assembly must have finished the revi- sion, are all fixed. We find various provisions to guard against unwarrantable delays in Ziirich, Berne, Lucerne, Solothurn, Zug, St. Gall, Aargau, and Ticino. In the Landsgemeinde cantons the proposals must be laid before the next Landsgemeinde. V. The Great Councils have also the right to pro- pose revisions either with or without consulting the people. (a) The Great Councils may undertake a partial or a Appendix 309 total revision on their own authority in Ziirich, Zug, Valais, Thurgau, the Grisons, Solothurn, and Appenzell (Inner Rhodes). In the Grisons the councils may, if they prefer it, consult the people first ; and in Zug the council must consult the people on the question of revision, if it be only decided on by a relative majority of the members, not by an absolute majority of all the members. The result is, that in every canton, except those just mentioned, the people are always asked, "Do you wish for a total revision ? " whenever a total revision is proposed, whether it be proposed by the Legislature or by a certain statutory number of citizens. (b) The councils cannot undertake either a partial or a total revision without first asking the people, "Do you wish for a revision ? " in the following cantons Fribourg, Obwald, Nidwald, Basle (Rural), and Neuchatel. Ticino may be classed with the group. The Executive, which is a body of five, chosen directly by the people, can propose either a total revision or a partial revision, but the people must first of all be consulted. In the case of an affirmative answer the revision is carried out by the Legislature if they agree with the proposed revision ; if they disapprove, by a constituent assembly. The Legislature has no initiative for a partial revision, only for a total revision, and in that case the people must first be consulted. (c) In City Basle the council has to consult the people on the question of a total revision, should it wish to under- take it. A partial revision may, however, be resolved on without an appeal to the people ; and the council may decide, moreover, whether it will undertake it itself or appoint a constituent assembly. The resolution on the subject is, however, submitted to the referendum upon demand. (d) A fourth group give the legislative council the power to initiate and carry through partial revisions, but a total revision needs a consultation of the people : these are 310 Appendix Berne, Schwyz, Glarus, Schaffhausen, Appenzell (Outer Rhodes), St. Gall, and Aargau. (e) In Geneva the Great Council seems to be able to undertake and carry through partial revisions, but does not seem to have any power to bring about a total one. VI. Certain cantons provide special regulations for the passing of the proposed revision, whether it be undertaken in conseqiience of a demand by the people, or in conse- quence of a resolution of the Legislature. In Berne the constitutional amendment must obtain a two-thirds majority of those voting. In Schwyz, Aargau, and Ticino, the proposal for a total revision needs an absolute majority of the members ; in Zug an absolute majority is necessary for either partial or total revisions ; and in St. Gall, for partial revisions. In Fribourg six months must elapse between the first and second reading of the revision bill. Yalais, Solothurn, St. Gall, Aargau, Berne, Lucerne, Zug, Thurgau, and Zurich, all fix a certain statutory interval between the two readings. VII. In some of the cantons it is expressly stated, that if a partial revision of the constitution bears on several points, they are to be voted on by the people separately : these are Ticino, Lucerne, Aargau, and Solothurn. St. Gall, how- ever, provides that a total revision shall be voted on en bloc, and a partial one according to the articles revised. Zug directs that the constitutional amendments may be pre- sented in groups (gruppemveise) or en bloc. The different provisions are sometimes separated in practice by a resolu- tion of the Great Council. VIII. In either the preliminary or the final voting, it is the absolute majority of the electors voting who decide whether the constitution or the amendment shall be accepted or not. Every constitutional change in its final form must be voted on by the people before it can come into force. IX. If a constitution or a constitutional amendment Appendix 3 1 1 be rejected, several constitutions expressly state that the old one remains in force. When it is not expressed, it is understood, unless something else is determined upon. In Obwald and Nidwald the Landsgemeinde decides whether the revision shall again be undertaken or not, and by what body. In Glarus the proposal may be sent back to the Landrath for further consideration. In Solothurn and Fribourg a second scheme has to be worked out after the first is rejected. If this is again re- jected, the people are asked if the revision shall take place. If so, a new assembly is chosen. In Rural Basle, Berne, Zug, a second project is elaborated, and if that is rejected, the old constitution remains in force. In Schaffhausen the constituent assembly must go on drawing up new schemes until it either satisfies the citizens, or a demand has been made by 1000 voters for its dis- solution. It may also itself refer the question of its own dissolution to the people. In Aargau the people are con- sulted on the question of going on with the revision when the first draft is rejected, and if they still wish a revision, they are asked whether it shall be undertaken by a new or by the old constituent assembly. X. Many constitutions provide that after a total re- vision has been accepted, the Great Council is ipso facto dissolved, and fresh Elections must take place. This is the case in Schaffhausen and Thurgau. The Constitutions of Lucerne, Zug, and Solothurn declare a renewal of the Legis- lature to be necessary only when the revision has been demanded by the people. The Constitutions of Thurgau and Solothurn not only provide for a renewal of the Great Council, but declare that all officials must be re-elected. The temporary provisions of a new constitution often contain some such provision. 1 1 See Constitution of Zug, 1894. Such a clause was incorporated into the last Constitution of Rural Basle, and omitted in the present one of 1893. 3 1 2 Appendix M. Borgeaud, in his book on the Amendment and Adop- tion of Constitutions, distinguishes between the popular and the plural initiative in constitutional matters. The distinction has been adopted by M. Arnoult in his book on the Revision of Constitutions (Paris, 1896). The popular initiative is said to be exercised when the people decide as a necessary preliminary that a constitu- tional revision shall take place. The popular initiative may be invoked by a certain number of citizens or by a specified authority ; but when no body is competent to undertake a revision unless commanded to do so by the majority of the people (in practice the majority of those voting), then the initiative may be said to belong to the people. The plural initiative is exercised when a certain specified number, not a majority of the whole, are sufficient to bring about a revision without any preliminary popular con- sultation. There are practically four steps in bringing about a revision by means of the popular initiative : (1) A preliminary demand by a certain number of citizens, or by a certain body, that the majority will exer- cise their right. (2) The exercise of the right by the majority of those voting. (3) The drafting of the scheme proposed. (4) The final voting of the people on the scheme drawn up. In the case of the plural initiative (1) A bill is drafted by one or more persons. (2) A certain specified number of citizens sign it. (3) It is sent to the council, who forward it to the people as it stands, and until it comes before the people in this way for final acceptance or rejection they have no voice in the matter. The plural initiative may, however, be exercised in another way. (i) A certain number of citizens demand a revision. Appendix 313 (2) The drafting is done by the council upon the petition of this certain number. The council has not the option of refusing to comply with their demand, but must draw up the scheme required. (3) The scheme is voted on by the people. The Swiss Constitutions themselves do not seem to grasp or express the significance of the distinction in many cases. There is, nevertheless, a fundamental difference. In the one case the people are the starting-point for the revision ; in the other, a fraction of the whole people. The initiative may be said to belong to the Legislature when the council may decide on a revision on its own authority (von sich aus), and carry it through without any popular consultation, only submitting the finished scheme to the people for their acceptance or rejection. We find in the twenty-five Swiss cantons examples of all three forms. They have been classified by M. Arnoult as follows : (1) In certain cantons the initiative in the case of a partial or total revision belongs either to the Legislature or to the people. These cantons are Thurgau and Valais. (2) The initiative in the case of a partial revision belongs either to the people or the Legislature. The initiative in the case of a total revision belongs to the people alone. These cantons are Lucerne, Aargau, St. Gall, Basle City, and Schwyz. This means that in the case of a total revision there must always be a popular consultation. In the case of a partial revision there may be a popular consultation. The great feature of groups i and 2 is that the initiative in matters of revision does not belong exclusively to the people ; it is shared with the council. (3) The popular initiative is compulsory in every case in certain cantons. The council can undertake no revision, whether partial or total, without first consulting the people. These cantons are Fribourg, Rural Basle, Neuchatel, 314 Appendix Vaud, Unterwalden (Obwald and Nidwald). Either the council or a certain number of citizens can provoke the popular initiative by a demand for a total revision. (4) Certain cantons recognise the popular initiative, the plural initiative, and the initiative of the Legislature. (i.) They recognise the popular initiative and the legis- lative initiative in both partial and total revisions. (ii.) They recognise the plural initiative in partial re- visions as well. The plural initiative is exercised by a bill drafted by the electors themselves. Neither the majority of the people nor the Legislature play any part in deter- mining whether the revision shall or shall not be under- taken. The revision comes before the people in its final shape. These cantons are Zurich, the Grisons, Berne, Zug, Solothurn, and probably Geneva. (5) The fifth group of cantons do not recognise the popular initiative in partial revisions at all; only the initiative of the Legislature and the plural initiative. These cantons are the Grisons, Uri, Appenzell (Outer Khodes), Schaffhausen, and Schwyz. There is no preliminary consultation whether the initiative be by bill or motion. If the initiative be by motion, the council has no option, but must draft the law demanded. (6) A revision, whether total or partial, may be proposed by any one single person, and laid before the whole body of electors, in Glarus and Inner Rhodes, and also in Ziirich if the demand be supported by one-third of the council. This is the individual initiative group. BIBLIOGEAPHY ADAMS (Sir Francis Ottiwell), and C. D. Cunningham. " Tlie Swiss Confederation" The French edition, by H. G. Loumeyer. " Annuaire de la legislation etr anger e" from 1872. ARNAUD. " La revision beige ." Paris, 1893. ARNOULT. "Revision des Constitutions" Paris, 1896. BANDELIER. " Du referendum au point de vue jurassien." Porentruy, 1869. BAUMGARTNER. " Geschiclite des schiveizerischen Freistaats und Kantons St. Gallen." BECHAUX. " Le referendum," in the " Correspondent " of the 25th April 1892, p. 247. " Une democratic modeled Unterwald" Paris, 1888. BENOIST. " Une democratie historique, la Suisse," in the " Revue des deux mondes" January 15, 1895. BERNET. "Nach zwanziy Jahren" 1868. BERNEY, Professor J. 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" Die Wirlmngen des Referendums im Kanton Bern" in the " Zeitschrift fur schweizerische Statistik" 1877. " Die schweizerische Demoliratie in Hirer Fortentwiclc- lung." 1879. CHERBULIEZ. "De la Democratic en Suisse." 1843. COOLIDGE. " The Early History of the Referendum," in the "English Historical Review." October 1891. CRIVELLART (Galileo). "II referendum nella Svizzera," in " Sera finis Archivio Giuridico." Vol. xxxiv. CURTI (Tn.). " Geschichte der schweizerischen Volltsgesetz- gebung" Zurich, 1885. " Zur Geschichte der Volksrechte" Zurich, 1881. "Die Volksabstimmung in der Schweizergesetzgelung." 1886. " Le referendum suisse" in the " Revue politique et parlemcntaire" for August 1897. DAENDLICKER. "Histoire du peuple suisse." Paris, 1879. DARESTE. " Constitutions modernes" Bibliography 3 1 7 DEPLOIGE. " Le vote obligatoire en Suisse" in the " Revue generate " Brussels, March 1893. " Le referendum royal" in the " Revue generate." December 1891. DESCHWANDEN. "Die Entwicklung der Landsgemeinde in Nidwalden als gesetzgebende Gewalt" in the " Zeit- schrift fur schweizerisches Recht." Vol. vi. DESJARDINS. " De la liberte politique dans Vfitat moderne." Paris, 1894. DICEY. " Ought the Referendum to be introduced into Eng- land?" in the "Contemporary Review" April 1890. See also the "National Review" March 1894. DROZ (Nuina). * * fitudes et Portraits politiques. " 1895. " The Referendum, in Switzerland" in the " Contem- porary Review" March 1 895 ; also articles in the "Revue politique et parlementaire" in June and December, from 1894 to 97. " Direct Legislation Record" published in Newark. Editor, Eltweed Pomeroy. Quarterly. DUBS. "Die schweizerische Demokratie in Hirer Fortent- wicklung" 1865. " Le droit public de la Confederation Suisse" 1878. DUNAND (A.). " La Legislation par le peuple en Suisse" Geneva, 1894. DUPRIEZ. " Les ministres dans les principaux pays d 1 Europe et d'Amerique." Paris, 1893. 2 vols. DUVERGIER DE HAURANNE. " La Suisse et la revision de sa constitution" in the "Revue des deux mondes." 1873. ELLERO. " La sovranita popolare" 1886. ERNST. "Die Volksrechte im eidgenossischen Bunde" in the " Monat Rosen." 1883-84. ESMEIN. " Deux formes de gouvernement" in the " Revue du Droit public. 11 January and February 1894. 3 i 8 Bibliography FAVRE (E.). " La Confederation des Unit Cantons" Geneva, 1879. FREEMAN. "The Growth of the English Constitution" (de- scription of Landsgemeinde). FULD. " Die versuchte Einfiihrung des Referendums in Belgien" in the " Archiv fur offentliches Recht" pp. 558, &c. 1893. F ii RRER. * ' Histoire du Valais. ' ' GAMOND. " De la revision constitutionnelle en Belgique" in the " Belgique judiciaire." 1893. GANZONI. " Beitrdge zur Kenntniss des bundnerischen Re- ferendums." Ziirich, 1890. " Das Referendum im schweizerischen Staatsreclit" in the " Archiv fur offentliches Recht" Vol. i. GAVARD. " Les formes nouvelles de la democratic Le referendum et V initiative populaire en Suisse" in the " Nouvelle Revue" March 15, 1892. GENGEL. " Aphorismen uber Demokratisches Staatsreclit" Berne, 1864. " Die Erweiterung der Volksrechte" Berne, 1868. GROTE. " Seven Letters from Switzerland." 1847. HENNE AMRHYN. " Histoire du peuple suisse" 3 vols. 1865. HEPWORTH DIXON (W.). "The Switzers." 1872. HERZOG. " Das Referendum in der Schweiz." Berlin, 1885. " Offentliche Vorlesungen uber die Helvetik." HILTY. "Das Referendum im schweizerischen Staatsrecht, Arch, fur offentliches Recht" Vol. ii. " Theoretiker und Idealisten der DemoJcratie." Berne, 1868. " Die Bundesverfassungen der schweizerischen Eidge- nossenschaft" 1891. UNIVEBSIT bibliography ^^ p 3 1 9 HILTY. " Le referendum et V initiative en Suisse," in the "Revue de Droit international" pp. 384-405, 476-489. 1892. " Politisches Jahrbuch der schweizeriscJien Eidgenossen- schaft." Annual from 1886. HOFFMANN. " Das Plebiscit als Correctiv der Wahlen." Berlin, 1884. HYMANS. " Le Referendum dans la Constitution Suisse," in the "Revue de Belgique." January 1892. HAULEVILLE. " Le Referendum royal." KELLER. " Das Volksinitiativrecht nacli den schweizerischen Kantonsverfassungen." Zurich, 1889. LAFITTE. " Lettres d'un parlementaire." Paris-, 1894. LAVELEYE. " Le gouvernement dans la democratie" Paris, 1891. Vol. ii. LECKY. " Democracy and Liberty" Vol. i. LEFEVRE-PONTALIS. " Les assembUes plenieres en Suisse." Paris, 1895. LORAND. " Le Referendum." Brussels, 1890. LOWELL (A. L.). " Governments and Parties in Continental Europe." Vol. ii. 1896. " The Referendum and Initiative : their Relation to the Interests of Labour in Switzerland and America" in the " International Journal of Ethics" Vol. vi. October 1895. MAINE. " Popular Government " 1885. MARSAUCHE. " La Confederation Helvetique." Neuchatel, 1891. MACCRACKAN. "How to introduce the Referendum and Initiative in the 'Arena.'" Vol. vii. p. 676. "Swiss Referendum" in the " Cosmopolitan" p. 329. 1893. 320 Bibliography MACCRACKAN. "A President of No Importance," in the " North American Review," p. 118. 1896. NAVILLE. " Apropos du referendum," in the "Representation proportionnelle." April 1887. " La democratic representative." Paris, 1881. " La question electorate." Geneva, 1871. NIMAL. " Representation proportionnelle et referendum" in the "Journal des tribunaux." No. 879. OBERHOLTZER (E. P.). " The Referendum in America." 1893. ORELLI. "Das Staatsrecht der schweizerischen Eidge- nossenschaft, Marquardsens Handbuch des offentlichen Rechtes." Vol. iv. Fribourg, 1884. RAGGIO. "La revision constitutionnelle," in the "Revue socialiste." October 1889. RAMALHO. " JZtude historique sur le referendum" in the " Revue generate $ administration" October and No- vember 1892. RAMBERT. " Les Landsgemeinde de la Suisse," in " Les Alpes suisse." Lausanne, 1889. "Revue de droit public." September and October 1896. " Les constitutions cantonales de la Suisse et leur revi- sion. Le referendum legislatif. RITTINGHAUSEN. " La legislation directe par le peuple et ses adversaires. Brussels, 1852. Ross. " The Referendum and the Plebiscite" in the " Cana- dian Magazine" August 1895. SALEILLES. " Criticism and Summary of ' The Referendum in America,' by E. P. Oberholtzer" in the "Revue du Droit public," p. 345. September and October 1894. SALTS. " Le droit federal suisse " 1892. Bibliography 3 2 1 SEGESSER (Von). " Sammlung kleiner Schriften:" SHICKLER. " Schweizerisches Verfassungsbuclilein." 11 Sammlung der Bundesverfassungen und die in Kraft bestehenden Kantonsverfassungen" with yearly supple- ments published by the Federal Chancery. SIGNOREL. "Jfitude de legislation comparee sur le refer- endum legislatif." 1896. SISMONDE DE SiSMONDi. " fitudes sur les constitution des peuples libres." Paris, 1836. SIZERANNE (R. de la). " Le referendum communal" " Spectator " (The), passim. STURLER. " Die Volksanfragen im alien Berne" Berne, 1869. STUSSI. " Referendum und Initiativ im Kanton Zurich" -- " Referendum und Initiativ in den schweizerischen Kantonsverfassungen. " 1893. SULLIVAN (T. W. ). * ' Direct Legislation by the People. " New York, 1893. UN PROGRESSISTE. " Le referendum en France et le futur du parti progressixte" in the " Revue politique et par- lementaire" November 1897. VINCENT (T. M.). " State and Federal Government of Switzer- land." Baltimore, 1891. VOGT (G. ). " Referendum, Veto und Initiativ in the Zeitschrift fur diegesammte Staatsivissenschaft." Tubingen, 1873. WOLF (P.). "Die schioeizerische Bundesgesetzgebung." 2 vols. Basle, 1890-91. WUARIN. " Le contribuable. L' evolution de la democratic en Suisse" in the " Revue des deux mondes" August i, " Le referendum beige" in the " Revue des deux mondes" August 1891. X 322 Bibliography WUARIN. " The Swiss Referendum" in the " Progressive Review" July 1897. " Some Recent Political Experiments in the Siviss Demo- cracy" in the Annals of the " American Academy of Political Science" Vol. vi. November 1895. " Zeitschrift fur schweizerisches Recht" from 1892-97 (No. 3). ZELLWEGER. " Geschichte des appenzellischeti Volks." Trogen, 1830-70. INDEX INDEX AARAU, 52 n. i Aargau, viii r?., xviii, 81, 83, - 88 n. i, 116, 123, 137, 142, 143, 154 n. 2, 174 n. i, 176, 178, 179 n. i, 180 n. i, 181 n. i, 184, 186, 187, 188 n. i, 193 . m i, I95 *97 198, 212 n. i, 221, 235, 259, 270, 307, 308, 310, 311, 313 Act of Mediation, 20, 58, 59, 60, 62,64 Age of Political Majority, 4, 45, 165 Allrjcmeine Tayc, 52 w. I Allied Powers, 6 1 Ambassadors, 33 America, United States of, vi, 285, 286, 290 n. I, 304 Amman, 72 Amnesty, 146 n. 2, 151 n. I Anderwert, M., 105 Annemasse, 262 Anti-Semitism, 235, 236 Appenzell, xiv n. 2, 3, 4 w. 2, . 5 n. I, 7 n. i, 15 - (Inner Rhodes), 5 n. 2, 9 n. I, 22 n. 3, 65 n. i, 117, 137 n - 3 2I2 n - !> 2I 3> 221 i, 305. 309, 3 ! 4 (Outer Rhodes), 9 n. I, 22 ?i. 3,25 n. 2, 116, 123, 137 n. 3, 212 n. I, 270, 305, 306, 308, 3'> 3H Army, control of, ill, 146 n. 2, 241 Army, discipline in, 242 Attestation of signatures, 156, 160 Athenian democracy, 257 Ausschreiben auf die Gemelnden, 29 Aussersihl, 254 Australasia, v, 290 n. i BADEN, 12 n. 2, 52 n. i Bailiff, 4 n. I, 9 et seq. Bailiwicks, 6, 52 n. I Bankruptcy, 114, 170, 230 Bankrupts, 4 n. 3, 165, 217 Basle, xiv n. 2, 51 n. 3, 60 n. 5, 66 n. 3, 213, 267 - City, xxxiii, 85, 116, 137, 140, 143, 148 n. I, 154 n. 2, 171, 173, 188 n. i, 195, 197 n. 2, 201 n. I, 212 n. I, 281, 305 > 307, 309. 3 1 3 - Rural, 72, 75, 83, 88 n. i, 116, 123, 137, 139, 142, 175, 176, 180 n. i, 186, 187, 188 w. i, 195, 196, 197, 198, 201 n. I, 212 n. I, 259, 270, 305, 306, 309, 311, 313 Easier Volksblatt, 234 n. 2. Beitag, 30 w. I Belgium, proposed referendum in, v, xxxix et seq. Belgian Communes, 291 n. 2 Berne, x n. I, xv, xviii, xxii, 44 et seq., 51 n. I, 60 n. 5, 76, 83, 88 ?i. i, 93, 94, 104, 116 325 326 Index 137, 139 2, 140, 154 n- 2, 176, 179, 180, 184, 187, 188 n. i, 195 w. 2, 197, 199 n. 2, 201 n. i, 212 w. i, 229, 235, 256 et seq., 269, 270, 275 n. I, 281 n. 3, 306, 307, 308, 310, 3ii 3H Berne, town of, x, xxxiii, 144 Bcrner VolJcspartei, 157 Berner Volkszeituny, 166, 234 Bernese Jura, 221 Bicocca, 49 n. i Bishoprics, creation of, 114 Blanc, Louis, 35 Blank ballot papers, 255, 289 Borel, M., 104 Bourdon, 57 n. 2 Bribery, legislation against, 9 et seq. Brunner, M., 100, 104, 107, 109 Budget, cantonal, 84, 172 n. 2, 178, 179, 1 80 federal, 146 n. 2, 153, 299 Bund (of Berne), 96, 117, I2O n. 2 Burgergemeinde, ix n. I Burgundy, 52 n. i Buzberger, 107 CALVIN, 49 n. i Cantonal chancery, 181 council, 138 government, 103 jealousy, 238 jurisdiction, attempt to in- terfere with, 226 message, 181 vote. See Vote, cantonal. Cantons, independence of, xii et seq., i, 20, 50, 56, 59, 66 n. i, 78, 93, 109, 191 n. i, 217, 220, 241, 295 list of, 6 1 population of, ix Cantons, representation of, in Council of States, xxii, 79 ; in Federal Assembly, 79, 282 ; in Federal Council, xxiii, 80; in Federal Diet, 52 n. I representative government in, 60 with Landsgemeinden, xix n. 3, 3, 25 n. 2, 26, 57 n. 2, 62, 287 Capital punishment, 220, 252 n. I Carteret, M., 103 Catholic cantons, viii n. 2, III, 116, 159,214,270 minority, treatment of, 234 n. 2 -opposition, 108, 113, 116, 117, 141, 156, 216, 224 Cattle rearing, 256 n. I slaughtering of, 118 n. I - trade, 243 Centralisation, 55, 94, 101, 108, in, 115, 215, 230 dislike of, 237, 242, 249 Challet-Venel, in n. I Chancellor, election of, 146 n. 2 Civil law, 31, 112, 114, 179 n. i, 295 n. I of persons, 295 Civil procedure, 1 1 2, 114, 179 n. I, 295 rights, federal jurisdiction in, 114 Coire, 29, 33 Commander-in-chief, election of, xxiii, 146 71. 2 Commerce, freedom of, 55 n. i, 67 regulation of, 92, 114 Commercial travellers, 225, 226 Communal assembly, ix, 155 ; defect of, 99 council, x, 261 vote, 57 n. 2 Communes, independence of, ix, 31, 34, 36, 44, 254, 295 Index 327 Communes of Berne, 44 Concilium Generate, 42 Condorcet, 57 n. 2 Congress of the Rhcetian republic, 33 Congress of Vienna, 61 Conseil d'Etat, xvii. n. 2 Conservatives, 72, 83, 157, 263, 265, 272 Considerant, Victor, 35 Constituencies, manipulation of, 113, 130, 221, 228 size of, 257 Constitutions, cantonal, xiv et seq., 21 n. i, 59 ct seq., 71 et seq., 85, 136 et seq. ; date of, 143 n. I ; guarantee of, 80, 136, 14671- 2, 152; provisions for revision, 80, 137 et seq., 139, 305 et seq. - Federal, 50, 78, 109, 192 n. I, 303 Constitution, Federal, of April 12, 1798, 2, 1 8, 55 ; provision for revision, 55 n. 2 of May 20, 1802, 56, 57 2 of 1848, 7 n. 2, 79 et seq., 118, 119 n. I ; art. 6 of, 80, 136 ; provision for revision, 80 - of May 29, 1894, 114 et seq., 124 et seq., 136, 144, 146 n. 2, 172, 223, 231, 282, 294 ; arts. 7 and 9 of, 172, 178 ; art. 27 of, 114, 223, 230 n. 2; art. 89 of, 116, 117, 144, 151, 153, 167; provision for revision of, 125 et seq., 161 n. i Constitutional article, 118 n. I, 297 check, lack of, 86, 304 decree, federal, 169 Consular service, 239 Convents, 115 Copyright, literary and artistic, 92, 114 Councillors of the Legation, 52 n. I Council of States, xvi, xxii n., 79, 109, 115 w. I, 123, 129, 144 xvii n. 2, 7 n. 3, 67, 202, 286 Counter-proposal, right of sub- mitting, 22, 134, 199, 200, 300, 307 Court of Appeal, 31 Criminal law, 31, 1 12, 179 n. I, 295 procedure, 1 12, 179 n. I, 295 Currency, 52 n. I (bank-notes), 112, 119 n. I, 217, 218, 294 Customs, in, 232 revenue, 238 DAVOS, 29 Debts, 114, 230 Decree, lack of definition, 147 Delaware, 290 n. I Delay caused by referendum, 162 n. I Democrats, 69, 71, 83, 88, 89, 94, 121, 158, 190, 286, 288 proposals of, 84 Diet of Ambassadors. See Federal Diet. Democracies, characteristics of old-time, 10 Democracy, direct, 67, 134 evolution of, in Switzerland, 82, 293 Deputies, role of, 133, 134 Dikes of rivers, in, 153 Diog, Major Felix de Rapper- swyl, 69, 190 Diplomatic service, 239 Directorate, letter to French, 18 et seq. Direct Legislation League (Ameri- can), vi 328 Index Disfranchisement, 165 Dissolution of the Federal Assem- bly, 1 20, 129 Dissolution, right of, 104, 284 ; (in the cantons) 88 n. i Distilleries, 230 n. I District, xiii Division of Switzerland, vii, viii, xiv, 53, 54, in Divorce, 215, 235 Dixains, 42, 63, 75 Dorfschaften, 31 n. 2 Duke of Savoy, 46 n. I Diirrenmatt, M., 158, 1 66 EDUCATION, 295 Education, elementary, 1 12, 114, 223, 256 n. i free, 235 sectarian, 230 n. 2 Educational measures in the can- tons, 250 n. 2 Eidgenossische Verein, 157 Elections, 113, 227, 253, 257 Electors, number of, 212 n. I Electoral Legislation, 112 Emigration agents, 1 1 1 England, 155 n. i, 173 Epidemics, 32, 222 Erfurt, 291 Excise, 179 n. i Excommunication prohibited, 114 Executive of the Great Council, xvii Expenditure, dislike of, 179 n. 2, 247, 249, 256 n. I, 239, 258 FACTORY legislation, in, 219, 236, 240, 250 n. 2 Fazy, James, 164 Federal Agreement, 61, 62, 63, 77> 78, 79 administration, xvi Federal Assembly, xxi, xxv, 79. 94, loo, no, 114, 120, 123 n. 2, 127, 128, 129, 133, 134, I44 ; 145, 146, 148, 150, 221, 292, 297, 300 Federal Chancery, 162 n. I Council, xxiii et seq., So, 92, 108, in n. i, 117 n. i, 118 n. i, 120, 128, 133, 145, 146 n. 2, r 53> !5 6 l6o 161, 162 n. i, 1 68, 172 n. 3, 234, 294, 300 Decree of April 8, 1891, 123, 124, 125 n. i Federal Diet, xxi, 6, 52, 60 n. 5, 62, 66 n. i, 78 Executive, xxiii, 79 Federal government, 103 Treasury, 238 Tribunal, xxiv, 146 n. 2 Feuille Federate, 153, 1 6 1, 162 n. I, 168, 246 n. i Feuille officiellc, 22, 173, 181, 203 Financial affairs, 3, 8, 20, 32, 63, 75, 81, 82, 84, 108, 153, 172, 179, 1 80, 295 Fishing, in, 179/1. i First perpetual League, 4 n. i Food stuffs, regulations affecting, 243 Forests, 32 n. I, ill, 179 n. I, 243 Foreigners, treatment of, 9, 92, 152 Foreign politics, influence of, 63 France, v, 49 n. I, 54, 91, 152, 172 n. 3, 291 n. 2 constitution imposed by, 2, 18, 35, 56 revolutionary constitutions of, 57 n. 2 French cantons, viii, 260 Franchise, 4, 45, 56, 62, 67, 79, 86, 165, 217 Franco-German war, 101 n. 2. Frankfort, parliament of, 35 n. 2 Frauenfeld, 52 n. i, 148/1. i Index 329 Freedom of speech, 16 Fribourg, xvi, 60 n. 5, 67, 78 n. I, 85, 117, 137, 141, 142, H3> : 59> 185 n. i, 188 n. I, 195 n. i, 213, 212 n. i, 221, 260, 269, 306, 308, 309, 310, 3" Frutigen, 240 GEMEINDEN, 28 Geneva, xi et seq., xvi n. I, xxxiii, 46 n. I, 49 n. I, 61, 85, 116, 137 7*. 3, 139, 142, 157, 159, 171, 173, 174, 188 w. i. 195, '97, 198, 212 n. i, 219 n. i, 221, 233 n. I, 260, 262, 269, 270, 275 w. i, 281, 287 n. i, 305, 307, 308, 310, 3H German cantons, viii, 88 n. i, 93, 109, 113 Girardin, Emile de, 35 Glarus, 3, 4 n. 2, 5 n. I, 6 71. 2, 8 n. i, n n. 2, 12, 13 n. i, 16 n. i, 17, 22, 25 7i. 2, 116, 137 n. 2 and 3, 159, 212 n. i, 213, 305, 36> 308, 310, 311, 3H Glattfolden, 254 Gonzenbach, M., 103 Gotha, 291 Great Council, xv, xvii, 22 n. 3, 67, 70, 73, 76, 82, 85 ct seq., 94, 137 n. i, 138, 140, 174, 177, 180 n. I, 187, 198, 284, 307, 308 Grey League, 28, 29, 31 7?. 2 Grisons, 27 ct seq.j 38, 51, 60, 63, 67,81,90 71. i, 116, 137, 140, 171 n. I, 176, 179, 188 rt. i, , 195, 196, 197, 198, 201 71. I, 212 71. I, 262, 306, 307, 308, 309, 3H Griitliverein, 203, 238 HEER, Landamman, 7 n. 3 Henne, Dr., 70 Hochgerichte, 31 n. 2 Hofgericht, 4 n. I Horgen, 254 Hunting, in, 179 n. I ILANZ, 29 Industry, freedom of, 55 n. I Information supplied to voters, 30, 46, 47, 48, 106, 153, 161, 162, 164, 173, 181, 188, 200, 245 30i, 307 Initiative, popular, v. 3, 189 et seq., 302 et seq - in cantonal affairs, 14, 15, 49 n. i, 62, 77, 81, 83, 90, 137, 195 ct seq., 252 7i. i, 256 7i. i, 260 71. r, 262, 263, 294; "formulated," 122 n. I, I39W-3, 199. 197 in federal affairs, 1 10, 116, 118. 121 ct seq., 127 n. 2, 130, 131, 145, 167, 218, 244, 269, 297 et seq., 312; "formulated," 122, 132, 134, 300 Insurance, State, 231, 238 Insurance, private companies, 112 International, the, 291 Italy, v, 155 n. I, 291 n. 2 Iowa, 139 n. I, 290 n. I JAHRBUCH flir schweizerische Statistik, 246 n. I Jesuits, 115 Jews, xii, 52 n. I, 92, 93, 152, 233 2 35 Journal de Geneve, 270 Judicial administration, xx, 114 KANTONSRATH, xv, xx Kappeler, Herr, 1 1 7 n. i Kappeler Brief, 49 n. I 330 Index Keel, M., 270, 279 Kleine Rath, xvii Konfessionelle Sondertage, 52 n. I Kriegsgemeinde, 49 n. I LANDAMMAN, xx, 6, 7, 16, 17 Landamman of Switzerland, 60 5 Landbuch, 21 n. i Landrath, xv, xx, 7 n. 3, 14 e 5^7., 15 7i. I, 22, 42 n. 2 triple, 7 n. 3 Landsgemeinde, xix e se., 3 e s r 97 n - 2 > 2 , 20 1 n ' i, 212 n. i, 221, 229, 260, 262, 270, 281, 306, 307, 309, 313 New England, town-meetings, 21 71. 2 Hampshire, 57 n. 2, 139 n. I South Wales, xxxiii n. I, 290 n. I New York, 57 n. 2, 139 n. i Nidwald, xxi, n n. I, 15, 22, 25 n. 2, 137 n. 3, 212 n. I, 305, 306, 309, 311, 314 OBWALD, 25 n. 2, 139 n. 3, 159, 212 n. i, 221 n. i, 305, 306, 309, 311, 314 Ochsenbein, Herr, in ?i. I Office, eligibility for, 7, 9 n. I Index 33i Office, plurality of, 263 tenure of, xxiii, xxviii, 7 n. 3 Officials, removal of public, 65 salaries of, xxiii, 146, 235 Ohio, 139 n. I Old Catholics, 114, 258 Opposition in Federal Assembly, the, 215, 222, 286 PARDON, right of, xxiii, 146 n. 2 Parish meetings, xii Party system, absence of, xxv et seq., 296 Patents, decree concerning, 222 Patrician families, 44, 48, 49, 54, 61, 63, 64, 65, 90 n. I, 165 Paupers, 165, 215, 217 Peace, conclusion of, 33, 46, 62, 108, 146 n. 2 Pedrazzini, M., 270, 279 Pensions, 232, 256 n. I Petition, definition of, 298 right of, 67, 1 10, 191 Places of burial, 115 Police, 32, 52 n. i, 172, 295 Political societies, influence of, 106, 302 Poor law, 179 ?i. i Population, ix, x xxiii, 25 n. 2 Postulat, xxiv Prefectures, 55 President of the confederation, xxiv " Presiding canton," 60 n. 5 Press, freedom of, 65, 67, 102 influence of, 85, 106, 163, 302 ; foreign, 247 Priests, 112 Primary assemblies, 75 Privileges, abolition of, 59, 62, 158 n. I, 263 Projet Girondin of 1793, 57 n. 2 Proletariat, absence of, xxxiii, 247 Property, law of real, 295 Proportional representation, xv n. 9, xviii, xxi, 60, 67, 122, 234, 256 n. I, 279, 280, 281, 286 Proudhon, 35 Proxy vote, 186, 256 Prussia, King of, 66 Publication of laws, 153, 173 Publicity, 1 60 n. 2 Public meeting, right of, 102 works, 295 Python, M., 151 11. i RADICALS, xxv, 72, 78, 83, 93, IO8, 113, 115, 123, 141, 221, 223, 225, 227, 264, 266, 269, 270, 272, 296 Radical measures, popular dislike of, 247, 250 n. 2 Railway, Jura Simplon, 244 St. Gothard, 153 n. i, 245 Swiss Central, 233 Railways, 82, 83, ill, 233, 244-5, 256 ?i. I, 262 accounts demanded, 242 Alpine, 220 funicular, 245 Referendary delay, cantonal, 173 ; federal, 154, 299 Referendum, v, 3, 29 n. 2, 76, 117 n. I, 150, 190, 193, 226, 268, 285 at the option of the Legis- lature, 174 etseq. Referendum in cantonal affairs, 29 et seq., 38, 42, 45 et seq., 49 n. i, 60, 63, 75, 76, 81 et seq., 89 ; compulsory, 45, 75, 84, 137, 140, 141, 142, 176 et seq., 188, 262, 278 n. i, 287; optional, 45, 76 n. 2, 171 et seq., 183, 192, 278 n. I Referendum in federal affairs, 52, 56, 101 et seq., 147 et seq., 295 ; compulsory, xvi, 125 et seq. 332 Index 136, 169, 211, 278 n. i, 287; optional, 76 n. 2, 169, 192, 278 n. I, 298 Referendum, in financial matters, 153 n. 2, 275 conservatism of, 246 et seq,, 250 n. 2, 271 cost of, 169 criticisms of, 24, 166, 266 et seq. delay caused by, 162 n. I matter exempted from, 152 7i. 3 manipulation of, 180, 216, 248, 273 procedure, 154 et seq., 174 et seq., 1 80 et seq., 249 results of, in, 116, 123; table of results, 207 et seq., 249 et seq. royal, xxxvii, xlvi, 292 training for, 293 Reformation, 46 Regierungsrath, xvii n. 2, xx Reiten und Fahren auf die Ge- meinden, 30 n. 3 Religious orders, 115 teaching in schools, 223 et seq. Representative system, 35 n. 2, 60, 67, 68, 77, 81, 83, 85, 87, 90, 95, 102, 107, 134, 177 n. i, 190, 228, 260, 283, 285, 287 Respini, M., 151 n. i Revision, total, of the Constitution of 1848, 91 ct seq., 100 et seq., 113 et seq. partial, of the Constitution of 1874, 123, 229, 231, 235 et seq. of the cantonal constitution. xiv n. 3, 62, 68 et seq., 136 ct seq. periodical, xvi n. i, 305 n. 2 Restoration, effect of, 64 Revolution of July 1830, 3, 65, 66 n. I, 284 Revue Internationale, 280 Suisse, 264, 279 Rhine Valley, 12 n. 2 Rhoetian Republic, 28, 31 n. 2 ; Diet of, 29, 33 et seq. Riesbach, 254 Right, the, 109, 12 1, 254 n. 2, 270 Rittinghausen, 35, 38 ct seq. Roads, 52 n. I, 153, 179 n. I Rollin, Ledru, 35 Romance cantons, viii, 108, ill, 165, 214, 217, 231, 242, 261 Rousseau, 49 n. i Ruchonnet, M., 230 ST. GALL, 68 et seq., 74, 116, 137, 140, 143, 171, 173, 175, 1 86 7i. 3, 1 88 7i. i, 190, 195, 196, 197, 198 n. 2, 212 n. i, 221 n. i, 23O 71. 2, 26O, 267, 28l 71. 3, 306, 310, 313 Sanitary Legislation, 32, 179 n. I, 222 Schaffhausen, xvi n. I, 60 u. 5, 81, 88 n. i, 116, 137, 140, 143, 154 7i. 2, 171, 172, 173, 184 n. 2, 188, 195, 196, 197, 198, 201 71. I, 212 71. I, 213, 270, 305, 307, 308,310, 311, 314 Schenk, Karl, xxviii Scherer, M., 104, 106, 107, no School District Assembly, xiii Schwyz, 3, 4, n n. i, 13 n. 2, 16 71. 2, 17, 26 n. I, 78 71. i, 81, 117, 137, 142, 171 n. i, 172 n. 3, 176, 179 7i. i, 180 n. I, 188 n. i, 195, 197, 198 n. 4, 212 71. I, 213, 221 71. I, 305, 307, 308, 310, 313, 314 Secession, attempted, 78 n. I Second Chamber, use of, 283 Index 333 Sectarian animosities, 9 n. i, 25 n. 2, 46, 49 n. I, 53, 74, 93, 108, in, 112, 114, 235, 258, 265, 268 n. 2, 296 Segesser, M., 109 Settlement, right of, 67, 92 Siebengeschlechtsbegehren, 16, 21 Signatures, collection of, 131 n. I, 155, 158, 161, 174, 195 n. 3, 202 Sion, Bishop of, 42 Slaughter-houses, 236 Small Council, 67, 72 Social conditions of Switzerland, xxxii, 247 Socialists, 121, 158?!. i, 225,229, 237, 238, 291 Solothurn, 60 n. 5, 81, 83, 88 n. I, 116, 137, 139 n. 2, 142, 143, 159, 174 n. i, 176, 179, 181 n. 3, 186, 188 n. i, 195, 197, 198, 200 n. 2, 201 n. i, 212 n. i, 258, 270, 281 n. 3, 306, 307, 308, 309, 310, 311, 314 Sonderbund, 78 n. I Sopra Genere, 266 Sotto Genere, 266 South Australia, 290 n. I Spain, 155 n. i Spirituous liquors, law on, 229 "Spoil's Campaign," 238 Stabio, 226 Staiidescommission, xx Stand erat, 22 n. 3 Stanz, 15 n. I, 16 n. 2 State bank, 243 in Neuchatel, 262 State churches, xii Statistischcs Jahrbuch, 212 n. 2 Stamped envelopes, 148/1. I Subject domains, 9, 10, 54, 59, 60, 61, 62 Surplus, division of, 238 Sword, wearing of a, 4 Syndikatstac/e, 52 n. i THURGAU, 12 n. 2, 81, 83, 88 n. i, 116, 123, 137, 140, 159, 176, 179 n. i, 181 n. 2, 184, 185 n. i, 186, 187, 188 n. i, 195, 197 n. I, 198, 201 n. i, 212 n. I, 213, 270, 305, 306, 309, 310, 311, 3'3 Ticino, viii, 65 n. I, 66 n. 3, 85, H7> 137, I3 8 n. I, HO, 151 n. I, 156, 171 n. i, 173, 188 n. i, 195 n. 2 and 3, 197 n. i, 198 n. 2 and 3, 201 n. i, 212 n. i, 221, 226, 230, 231, 265, 281, 306, 307, 308, 309, 310 Town meetings, New England, 21 n. 2 " Tractandas," 145 Trade, freedom of. See Commerce. Trade unions, vi, 7 n. I, 35 w. 2 Tramps, 201 n. 2, 252 n. I Treaties, 8, 14, 33, 46, 48, 62, 146 n. 2, 152,172, 175,178,295,299 Triple Council, 22 ULTRAMONTANES, 74, 115, 117, 1 60, 267 United States. See America. Universal suffrage, 291 Unterwalden, xiv n. 2, 3, 5 n. I, 78 n. I, 117, 213 Lower. See Nidwald Urgency, 116, 144, 148, 171, 197, 275, 295, 299 Uri, viii, xiv, xxi, 3, 4 w. I, 5 n. i, 15 et seq., 19, 21, 22 n. i, 25 n. 2, 78 n. i, 117, 137 n. 3, 159, 212 n. I, 213, 221 n i, 35, 308, 314 Uster, 254 VACCINATION, 201 n. 2, 222, 252 n. i, 256 n. i Valais, viii, 27 et seq., 32 n. I, 42, 43, 61, 63, 66 n. 3, 75, 78 n. i, 334 Index 81, 90 n. i, 117, 137, 140, 159, 176, 177, 186 n. 3, 188 n. I, 195 w. i, 212 n. i, 213, 221 n. 1, 231, 262, 306, 309, 310, 313 Vaud, viii, 46 n. i, 65 n. I, 76, 77, 82, 1 1 6, 123, 140, 1541*. 2, 159, 171, 172, 1 88 n. i, 193 n. J > J 95> J 97 ** 2, 198, 201 w. i, 212 W. I, 213, 22O W. 2, 260, 263, 270, 301, 306, 314 Vetting ericht, 52 w. I Veto, 3, 30, 57, 67, 71, 73, 74, 75 77, 81, 83, 89,98, 105, 174, 284, 285, 286, 293 Vetterli, 102 Vincent, Mr. G. M., xix Virginia, 139 n. i Vogelin, M., 167 Volkstumliche Ansichten, 68 Votes, cancelled, 160 Vote, the cantonal, 62, 80, 108, 116 n. i, 129, 136, 170, 302 Vote, communal, 48, 57 n. 2 Vote, compulsory, 5, 174, 186, 254, 257, 260 n. I, 289, 291 Voters, number of, 105, 212, 240, 252, 255, 256, 258, 259, 273, 289 Votes of illiterates, 156 Voting, arrangements for, 185 Voting day, 161, 162 n. i, 164, 185 n. I, 291 Voting-paper, form of, 165, 301 Votings, frequency of, 187, 188 Waldmannischer Spruchbrief, 49 n. I War, civil, 78 n. I War, declaration of, 33, 46, 48, 62, 108, 146 n. 2 Weights and measures, uniformity of, 92, 93, 136 n. i Welti, M., xxvii, 101, 233 n. 2 Workmen's party, programme of, 291 ZKMP, M., xxv, 234 n. 2, 242, 270, 279 " Zempacher Sieg," 242 Ziegler, M., 103 Zug, viii n. I, xxi, 4 n. 2, 26 n. i, 63, 78 n. i, 81, 117, 137, 142, 143, 171, 172, 173, 174 n. i, 175, 188 n. i, 195, 198, 212 n. i, 213, 221 n. 3, 281 n - 3 305 5 37> 308, 309, 310, 3", 3H Zurich, viii n., xv, xxiii, 49 n. I, 51, 52 n. I, 60 n. 5, 83, 84, 93, 94, ! i6, 122 n. i, 137, 151 n. i, 154 n. 2, 157, 159, 176, 178, 179 n. i, 180 n. i, 185 n. i, 186, 187, 188 n. i, 195, 197, 198, 199 *. I, 200 n. 2, 201 n. i, 212 n. i, 213, 231, 249 et seq., 275 n. I, 294, 305, 36, 307, 30 8 , 309, 310, 314 town of, xi, xxxiii Printed by BALLANTYNB, HANSON <5r> Co. Edinburgh ^ London " A permanent and invaluable contribution to the sum of human knowledge. . . . We commend to the public a book which is a monu- ment of research and full of candour. . . . Indispensable to every publicist and politician." TIMES, 4th January 1898 (day of publica- tion). Now Read}'. Post 8vo, Two Vols., xxix. and 929 pages, with Two Diagrams. Price 25s. net. INDUSTRIAL DEMOCRACY. BY SIDNEY AND BEATRICE WEBB (Authors of " The History of Trade Unionism.") ADVERTISEMENT. In this work the authors of "The History of Trade Unionism" deal, not with the past, but with the present. They describe, with the systematic detail of the scientific observer, and in the same objective spirit, all the forms of Trade Unionism, Factory Legislation, and other regulations of industry to be found in the British Isles. The whole structure and function of Labour Organisation and Restrictive Legislation in every industry is analysed and criticised in a manner never before attempted. The employer in dilliculties with his workmen, the trade unionist confronted with a fresh assault upon his standard rate, the politician troubled about a new project for Factory Legislation, the public- spirited oiti/en concerned as to the real issues of a labour dispute, will find elucidated in this work the very problems on which they are thinking. It is a storehouse of authenticated facts about every branch of the " Labour Question," gathered from six years' personal investigation into every industry in all parts of the kingdom ; systematically classified, and made accessible by an unusually elaborate Index. But the book is more than an Encyclopaedia on the Labour Question. Scientific examination of trade union structure reveals, in these thousand self-governing republics, a remarkable evolution in democratic constitutions, which throws light on political problems in a larger sphere. The century-long experience of these working-class organisations affords unique evidence as to the actual work- ing of such expedients as the Referendum, the Initiative, Government by Mass Meeting, Annual Elections, I'roportional Representation, Payment of Members, and, generally, the relation between the Citizen-elector, the chosen Representa- tive, and the Executive Officer. The intricate relations of trade with trade have an interesting bearing upon such problems as Local Government, Federation, and Home Rule. Those who regard the participation of a working-class electorate in the affairs of government as the distinctive, if not the dangerous, feature in modern politics, will here find the phenomenon isolated, and may learn how the Uritish workman actually deals with similar issues in his own sphere. The analysis of the working of Trade Unionism and Factory Legislation in the various industries of the United Kingdom has involved a reconsideration of the conclusions of Political Economy. The authors give a new and original description of the working of industrial competition in the business world of to-day ; and they are led to important modifications of the views currently held upon Capital, Interest, Profits, Wages, Women's Labour, the Population Question, Foreign Competition, Free Trade, &c. The" latter part of the work is, in fact, a treatise upon Economics. Finally, it should he stated that the authors, in the Preface, describing their investigations, propound a new view as to the scope and method of Political Science. LONGMANS, GREEN, AND CO. LONDON, NEW YORK, AND BOMBAY. Other Works by the same Authors. PUBLISHED BY SWAN SONNENSCHEIN & CO. THE COOPERATIVE MOVEMENT IN GREAT BRITAIN. By BEATRICE POTTER (Mrs. Sidney Webb). Second Edition, 1893. Crown 8vo, with Coloured Map showing Distribu- tion of the Co-Operative Movement, Appendices, and Index. Price 2s. 6d. " Miss Beatrice Potter's luminous and suggestive volume is not a mere bald, historical outline, but a thoughtful and pregnant study of tendencies, causes, and effects." Times. " The whole volume is full of suggestion, both to co-operators and to poli- ticians. ... It is without doubt the ablest and most philosophical analysis of the co-operative movement which has yet been produced." Speaker. SOCIALISM IN ENGLAND. 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