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I 62d CoNGREfis ) SENATE \ ^^^^'^i^""' Sd be^swu S (ISO. 240 REPRESENTATIVE GOVERNMENT AND THE COMMON LAW A STUDY OF THE INITIATIVE AND REFERENDUM AN ADDRESS DELIVERED AT THE ONE HUNDRED AND FORTY-THIRD ANNUAL BANQUET OF THE CHAMBER OF COMMERCE OF THE STATE OF NEW YORK, AT THE WALDORF- ASTORIA, NOVEMBER 16, 1911 BY HON. EMMET O^NEAL GOVERNOR OF ALABAMA C , "" J« 1933 PRESENTED BY MR. BAILEY January 3, 1912. — Ordered to be printed WASIilNGTON IDIL' 8 D— 32 -2 -vol 35 4P V REPRESENTATIVE GOVERNMENT AND THE COMMON LAW. Mr. O'NEAL said: Mr. President, Ladies, and Gentlemen: Permit me to express my sincere appreciation of the honor conferred upon me and the State I represent by your gracious courtesy in giving me this opportunity to raise my provincial voice under the auspices of this ancient asso- ciation. Yet the liigh comphment which your invitation conveys does not prevent me from recognizing my incapacity to do justice to this subject and occasion or exempt me from a sense of humility in being accorded the privilege of standing in the place made memo- rable by orators, soldiers, and patriots, whose great names have made the roll of your guests a roster of distinguished honor. From the far-off day when a shilling a plate supplied the meager furnishings of your bancjuet board to this good hour this association has stoocl for those principles of business probity and conservative government upon which are based the growth and power of a Republic whose institutions are founded on the rights and fortified by the intelligence of the people. It is therefore consistent with all of its history that in this hour of political unrest and threatened change it should invite a defense of that scheme of government which has in the past stoo I as a bulwark of defense against the encroachments of arbitrary power and the oppressions of the inconstant numerical majority. To no enlightened people can any subject be of more vital moment than the making of the laws under which they are to live and under which they expect to enjoy those rights and liberties, not only neces- sary to human happiness, but essential to a developing civilization. The empiricism of political doctrinaires and the vicious experi- ments of political charlatans have ever been the deadly foes of wise, stable, and salutary legislation. Yet there must be a lawmaking body composed either of the people themselves, acting directlv in their ori^anic capacity or through chosen representatives. l^uWy recognizing that fact, the wise men who framed the Constitution of the United States, after mature reflection, thorough investigation, and debate, unanimously discarded the system of direct legislation ^ and established a representative Republic as contradistinguished from ^\ A social or jjure democracy. The warning lessons of history iiad ^ taught them that the so-called republics of ancient and modern L It lias been fiushionabie of late years for many who masquerade jsf^^under the title of progressives to speak in sneering terms of the men T who established our system of free government. Yet tho.se men had ■i 44H'77b 4 REPRESENTATIVE GOVERNJVrENT AND THE COMMON LAW. a Junius for constitution making unequaled in any other age of the world. They were not only profound students of history, but were free from |)arty bias, passion, or prejudice. They had accomplished successfully a revolution against the greatest military and naval power of the world. They were of English stock, but bred under new contlitions; they had inherited as their birthright a love of liberty and a hatreil of oppression. It has been tiul/ said that no body of men ever gathered together in history had a sublimer trust in the wisdom and eternal capacity of the people for self-government. Yet they were profoundly impressed with the conviction that there never was a republic as formerly constituted which had not terminated "its fugitive and turbulent existence" with the destruction of the liberties of the people. They agreed with the sentiment voiced by Wilson when he declared that the doctrine of representation in government, which was altogether unknown to the ancients, was essential to every system that can possess the qualities of freedom, wistlom, and energy. They had renounced the divine right of kings, but were unwilling to establish the divine rights of majorities. Direct action by the people they deprecated. They were seeking to erect a government to endure for all time — "a government of laws and not of men." In embodying in the Constitution the guaranty of a republican form of government, they could have had no other purpose than to interpose a barrier against the encroachments of such revolutionary political vagaries as the initiative and referendum. I therefore unhesitatingly assert that a study of the history of our Government clearly establishes that those who claimed to be inspu-ed by a wise spirit of progress and profess only a purpose to restore popular government by the introduction of the system of initiative and referendum are reactionaries, guilty of the folly of attempting to revive a doctrine unanimously repudiated by the wisdom of the fathers. They seek not merely a change of laws or established policies, which if unwise could be readily repealed, but they undertake to so alter the fundamental law of each State as to weaken or overthrow the representative principle and inaugurate a radical revolution of the basic principles on which the fabric of American government rests. I admit that it is seriously claimed that the initiative and referen- dum would not cause an abandonment of representative government, but no candid mind can doubt that a legislative body, Avith its func- tions and prerogatives exercised by the people at large, would not long exist except in name. The weakening of its powers and the loss of its dignity and responsibility would be the inevitable precursor of its decline, speedily followed by the complete prostration of the representative principle. Any constitutional provision which weakens or impairs the power and efficiency of either of the three coordinate departments of govern- ment must necessarily weaken and impair the efficiency and har- monious action of the whole. Each acts as check upon the other, anti if the power and vigor of any department be impaired or over- thrown it necessarily unduly increases the power of the others, thus destroying that harmonious system of checks and balances which is the distinguishing feature of our constitutional system. Wise and REPRESENTATIVE GOVERNMENT AND THE COMMON LAW. 5 just legislation can not be the product of haste, passion, or immature judgment. To overcome the evil effects of sudden and strong excite- ment and of precipitate measures, springing from caprice, prejudice, personal influence, and selfish interests, the representative system was established. That deliberation, investigation, and judicial considera- tion which is essential to the enactment of wise laws is secured by those provisions found in every State constitution, which in manchi- tor}' terms requires each bill to be submitted not alone to one delibera- tive body, but in turn to each of two, and to be considered by each on three successive days. The division, therefore, of the legislative department into tvro separate and independent branches constitutes one of the most important features of our system of government. One is generally composed of men who by reason of their short terms and frequent elections are always fresh from the body of the people and are readily responsive to every pressure of public opinion. The period of their delegated authority is too brief for their independent judgment to overcome their susceptibility to the popular will. The members of the other body, selected b}^ a larger constituency, representing more varied interests and further removed b}^ their longer terms from the passions or follies of the hour, may justly be expected to exercise with courage, independence, and judgment a corrective influence upon legislation born of demagogical prejudice, inspired by unwise or visionary political theorists, or based upon some Utopian dream. The tendency of the one is to impulsive action, and of the other to conservatism; and out of this contest of opposing forces and tliis clash of conflicting thought, illumined by debate and informed by investigation, comes of necessity laws into the construction of which there enters not only the will of the people, but those elements of moderation, justice, and wisdom, and that due regard for the rights of the minority, which are inseparable from wise and just legislation. Yet we are asked, through the system of the initiative and refer- endum, to abandon every safeguard with which experience and wisdom have surrounded the making of our laws. We are invited to substitute for those representative bodies — whose members, through the usually required qualifications of a fixed period of residence and the attainment of a certain age, are presumed to have some familiaiity with the spirit of our institutions, and to have reached maturity of judgment, and to possess at least average ability and character — the system of direct legislation by the whole body of the pe )i)le. including the criminnl, the adolescent, tlic indiil'erent, and the retainers of special interests. On the false and specious pretext of restoring popular rule and Correcting the evils of the representative system we arc asked to exchange for the deliberate examination to which legislative bills are subjected, and through witich fatal defects and artfully concealed dangers are so frer|nei)tly (hscoveicd. the passions. i\\(\ pi<'.ju dices, and the j)artisan bias which every popular cam|)aign develops, substituting for tlic information of debate the appeal of the demagogue, and exchanging for the opportunity of amendment the categorical yes and no with which, under the initiative, (he voter must meet tho subtle and involved proposals of special interests or the wild schcmos of visionary reformers. [Applause.] 6 REPRESENTATIVE GOVERNMENT AND THE COMMON LAW. We do not betray distrust of the people by heeding the unequivocal language of experience, and by refusing to exchange for that delibera- tion, independence, and conservatism which conies from subjecting every law to the critical and jealous revision of two legislative cham- bers, and by which unwise and dangerous measures are less apt to proceed to the solemnities of law, the independent, unrestrained, and unrestricted action of the numerical majority. Through the oper ^ion of the init iative a further and more potent check on intemperate legislation is feTPo ved by eliminating the power of the executive to rnnWuLnr voto nny mnn^urr enacted by direct vote of the p poplp- T ln-oii.o;h the power to propose, amend, or veto legis- lation conferred by the express terms of almost every American constitution, the executive is made a part of the lawmaking depart- ment and placed on guard to protect the interests of the people against the enactment or evil efTects of unjust, unwise, or vicious legislation. Yet, under the syste m of th e initiative, both the execu- tive and legislative cFepa rtments are sLcu'ii of their constitutional powers. Initiated atid" E nacted by d^ ct vote of the people, however unwise a law may" be, however much it may destroy the rights of property, invade constitutional guaranties, or impair personal liberty, the executive is powerless to intervene to protect the people against the blow whirk. from the folly or madness of the hour, they might aim at themselves--' The only recourse would be the courts, wliich, where the system of recall prevails, destropng judicial independence, would be more apt to register popular opinion than to enunciate decisions based upon well-settled principles of law. [Applause.] The messages of the governors of the various States, heretofore characterized by boldness and independence of thought and useful suggestions, result- ing in so much wise and beneficent legislation, would largely cease to express their earnest and sincere convictions, but instead would become merely a register of popular passion or prejudice and the suggestions of impractical theorists — the transient and misdirected forces of popidar opinion. It is established by the experience of ever}^ section that until abuses become intolerable the demands of personal affairs are too absorbing and the burdens of that pubhc dut}'' which citizenship imposes upon the individual are too heavy or exacting to permit more than a mere perfunctoiy interest in public matters. In my judgment, therefore, the efficient cause for tlie larger part'T5r"our political ills and of the misgovernment that we may endure, or the treason that may develop in legislative bodies, lies in the indifference of the people themselves and not in their failure to directly participate in the making of the laws. ^Mienever the people^e aroused and demand a just relief, legisla- tors are quick to hear and ready to obe3\ It is not through direct legislation but in rn aroused public conscience, the growth of a stronger sense of civic duty, a more diligent and watchful interest by the people over their own affairs, that we must rest our ultimate hope of permanent political reform. The forces of reform are too often short-lived, wliile the evil influences tliey may overcome generally arise from defeat with renewed vigor. An antidote to this indifference of the people and a safeguard almost sufficient in itself to overcome the existence of a venal or REPRESENTATIVE GOVERNMENT AND THE COMMON LAW. 7 corrupt legislature can be found in the high sense of official obliga- tion and the independent exercise by the great majority of American executives of the legislative functions vested in them by the constitu- tions of the States. It_seems to be assumed that under the system of the initiative onlvThose laws would be proposed which a legislature under the con- trol or domination of special or selfish interests would refuse to pass, and that all such rejected laws would be in the interest of tl>3 people. I can not bring myself to the adoption of this pleasing thought. I fear that with the advent of this political millennium there will still remain here and there some unre^enerated interests, some seeker for special privilege, whose desires, in imitation of the practices that prevailed in the older days, could still be concealed under the guise of some fair-seeming bill. It would be evervbodv's business to act as a committee to examine it, to expose its fallacies, or to warn the public against its insidious purposes. The necessary result would be that nobody would give it careful scrutiny or supervision. It would not be subject to such amendment as wisdom or experience might suggest. It must be accepted or rejected in the exact form and terms in which it is proposed. It would not even be read aloud once in the Ercsence of all whose duty it would be to vote upon it, and it might ecome a law by the vote of a single individual who had never read it until he cast his ballot. It is not improbable that there might be an astute or unscrupulous interest behind it, giving it secret aid and comfort, and although, with a greedy legislature looking on from afar off, there would not be even any Adams County votes for sale, neither would there be anvone, as was the governor in former times, before his power had been overt lu*own by tliis modern political reform, charged with the duty of protecting the public against its own indif- ference or checking the misguided career of public opinion. There would be no magic, from the destruction or overthrow of the legisla- ture, by which the ordinary citizen, to whom political duty is but an incident, couJd be converted into an alert, vigilant, and well-informed legislator. To quaJif}' a citizen to vote intelligently upon a law involves a degree of investigation and attention to detail and a quality of thouglit that will be voluntarily assumed onl}^ b}'' the elector who appreciates to an extraordinary degree the dut}"" which his citizen- ship imposes, or an individual who has in the measure a personal interest not consistent with the public good. With the initiative in operation it would be the sheerest folly to suppose that the number of laws would come within the compass of ihe ordinary man's serious and considerate examination, and in the ronsidcration of matters wliicli furnish opportiuiity for demagogical appeals and class or racial prejudice the very purpose for which gov- ernment exists would often be defeated, and the rights of a licljiless minority, no longer protected by the safeguards now secured by every American constitution, would be ruthlessly sacrificed. [A|)j)lausc.) I assume that no one will controvert the proposition tliat la\vs ought to be made in a sjjirit ns im[)ersonuI, with a sense (A duly as high, with a conscience as much bound by the solcnuiity of an oath, with a mind as much informed by argument and debate, and sur- rounrled by an atmosphere a.s much removed from l>ins nnd passion as that in uhirli thev are ef)nsfriiefl and enforced . 8 BEPRESENTATIVE GOVERNMENT AND THE COMMON LAW. To discard wcll-cstablishod methods of procedure by which truth is ascertained and ji'stice administered in our criminal courts and to submit the question of the guiJt or innocence of a person charged with crime to the ballot of the electorate would shock the public conscience. Yet to say that men without any more responsibility than is imposed by their own sense of duty, influenced possibly by malice, prejudice, or self-interest, without legal check or constitu- tional limitation, could by the mere brutal power cf a numerical majority take away the most sacred rights or impose the most intoler- able burdens upon a helpless minority would be equally as shocking to every man whose sense of ji stice was not blunted by the poison of false and vicious political theories. If the claim that opposition to the initiative discloses a distrust of the people be true, then there is no constitutional limitation by which the people restrain themselves which can not be regarded as a reproach. Kot a criminal statute has ever been adopted which does not in effect affirm the possible existence of a class of people wlio may prove unworthy of public trust and who might by their ballots, after the commission of a crime but before conviction, fasten upon their fellowmen an unjust and onerous law. Opposition to the initiative, then, is not a declaration of distrust of the people, but a recognition of that sound political truth that in the multitudinous interest and varied activities that go to make up the sum of a great people's life, there must be to a qualified extent dele- gations of public duties and well-considered di\4sions of public power and public responsibility. To combat this political heresy is not to distrust the people. We would ignore the unmistakable teaching of history if we failed to recognize that every nation which has achieved political and orderly liberty has done so through the representative system and that every Government which has abandoned it for the despotism, of a monarchy, or for the turbulence, tyranny, or uncer- tainty of an unlimited democracy has fallen into decay and sufl'ered the loss of its animating and sustaining principle. [Applause.] Eng- land's Parhament has never yielded its prerogative nor have her peo- ple ever established a commune. When the first gleam of political and civil hberty that ever lightened the darkness in which the Russian peasant moved made its appearance it was contemporaneous with the establishment of a Duma. Unless this political heresy is checked the hosts of socialism, reen- forced by selfish and time-serving politicians and recruited by all the elements of discontent, will soon direct their attacks against the Fed- eral Government itself and gradually sap and undermine the founda- tions of our free institutions. It is claimed by the advocates of the initiative that that system is necessary, because representatives in the legislature can not be elected who are possessed of that capacity and fidelity to duty which fits them to properl}'" perform the high functions of their great office. Such a position, it occurs to me, not only plainly evidences a distrust of the people, but is based on the assumption that the people are inca- pable of self-government. If it be true that the people are so sunk m abject subservience to political bosses, so tied to the wheels of the political machines, that unworthy legislators can alone be elected, where would be the limitation on the power of those bosses or of that political machine to force through the same electorate the passage of EEPRESENTATIVE GOVERNMENT AND THE COMMON LAW. 9 any law's that their selfish interests might dictate when every safe- guard which now surrounds their enactment is removed? As an American citizen, I am indeed proud to say that it is not true that the men who have represented the sovereignty of the States, who make the laws wliich protect us in our lives and property, who levy anfl disburse our taxes and frame our civil and criminal laws, are unworthy and corrupt. There may be isolated instances where mem- bers of the legislatures have betrayed the interests of the people, just as there have been isolated instances of wholesale corruption among the people in some localities, but the fault lies not in the system but in the frailties of human nature. The legislators of the various States of the Union have been, as a general rule, the picked and chosen men of the communities from which they have come and have been honest, wise, and patriotic. From whose hands have come, during the cen- tury or more of our existence, those laws under which we have grown and prospered and held a higher measure of freedom than has ever come to the lot of any people? The statute books of the American States are filled with wise and beneficent laws, through the operation of which they have grown into great and powerful Commonwealths. It was a great statesman, from whose lips words of idle or extrava- gant praise never fell, who said: The statute books of these Commonwealths can be read by the patriotic without a blush. 1 am not afraid to compare them with the 200 parliaments through which for 800 years the freedom of Encjland has broadened down from precedent to precedent. Mem bers of the legislatures of the different States are the agents and direct representatives of the people, and if it be true that as a whole they are incompetent, unworthy, and corrupt it would follow necessarily that the masses of the people from whom they spring and from whom they are selected were also either corrupt or crimi- nally indifferent to their interests or -liberties ^- They possess the same characteristics as the people from whom they have come, and if, after repeated trials and selections, the community can not secure an intelligent and honest man to represent it, I would not like to live under laws initiated or adopted by the sovereignty of that people. [Applause.] it is a sound governmental principle that political power shoidd always be accompanied with responsibility located and identified. Where responsibility can not be placed it does not exist, and an irresponsible j)owcr in government inevitably leads to oppression or the loss of liberty. That this responsibility shall not be evaded under our representative system of government, the constitution of every State recpiires that the legislative record shall disclose the presence or tlie absence of each legislator, his vote, and his position on every bill. Where in the system of the initiative would this sobering knowledge of responsibility rest? What right would one citizen have to call another to account? Kach would represent only hinisclf, and with the utter lack of responsibility on the part of the lawmaking body arbitrary and iiTCsponsible power would be enthroned and the reign of anarchy commence. We should not overlook the fjict that untler the initiative, wherever introduced, the State constitutions can ho altered or amended with greater case and facility than even an ordinary statute under the present representative system. No submission of the |ir()|)()s(>(l amendment by a two-thirds vote of the legi.slaturo is required. A 448?75 10 RPiPBESENTAlTVE GOVEKNMENT AKD THE COMMON LAW. small per cent of the voters can at any time propose the most radical or far-reacliing constitutional changes and the fundamental law which our people have ever been taught to regard as a shield of defense agiiinst the attacks of irresponsible power, which has ever been hedged around with those difficulties of approach so essential to stable govern- ment, would become — As variable as the shade By the light quivering aspen made. We all recognize the truth of Madison's declaration that too much legislation is one of the evils of republican government, and hence every recent constitution has wisely adopted numerous restrictions and limitations on legislative power. Yet we know that, notwith- standing all these limitations, every State has been burdened with too much legislation — an ever-increasing flood of local and private and general law — destroying all uniformity and harmony in the law itself, till in the multiplicity of statutes the citizen is vexed, harassed, and confused. Yet this wise tendency, so cleaily manifested in all modern constitutions, to check the ever-increasing volume of laws on every conceivable subject is now to be denounced as a political blunder, and pernicious legislative activit}'' is to be supplemented by laws enacted by the direct vote of the people. If hasty, ill-advised, and ill-considered legislation still remains as one of the vices of our representative system, notwithstanding all the checl« and limitations on legislative action found in our State constitutions, is it not the madness of folly to undertake to supplement the present legislative activity by authorizing the making of additional laws by a direct vote of the people and without any of the safeguards secured by deliberation, investigation, amendment, debate, or constitutional restrictions ? We may be impatient with our State legislatures, but the remedy is not to sap or weaken their powers but to elevate their tone and standard, to reorganize them along simpler lines, and to make them the real organs of public opinion, checking the evil eflects of hasty and ill-considered legislation, and giving expression to the cool, deliberate, and mature judgment of the people. Much has been heard in late years of big business. The biggest business conducted m this country is that involved m the government of the various States, Is it not wise to apply sound business princi- ples in administering the affairs of these great public organizations ? What would be the fate of any of the great private corporations if their directors, elected by the stockholders, representing and legislating for them and responsible to them, were discliarged and the whole mass of stockholders as a body, some wise, some foolish, some mere children, many entirely ignorant of business principles, few moved by the common good, most animated by the desire to secure personal gain, should undertake to direct their policies ? In the management of the corporation good government, with the highest returns and best results, is the object sought to be achieved. There can be no differ- ence in kind in the principles applicable to each, and experimental policies dangerous in their tendencies ought to be as carefully avoided m the one as in the other. That doubtful political pohcies ought not to be pursued except in the most extreme cases is a sound rule of conduct that 1 would be happy to bring home to every thoughtful and patriotic American citizen, for there is abroad in the land a dangerous tendency which EEPEESENTATIVE GOVEENMENI AND THE COMMON LAW. U would seek to convert eveiy governmental agency into a political experimental station. Unfoi tunately, tliere is too evident among our people a love of novelty and "passion for changing customs and destroying old institutions," which would exchange our proved and tried system for one which, however alluring to the political theorist, has always preceded the fall of stable government and the loss of political liberty. Were we without any other remedy and our condition was as deplorable as the propagandists of this new specific for all our political ills declare, for my own part I would still hold fast to the faith of the fathers, rather than attempt "to upset an ancient system hallowed by long use and deep devotion." If any proposed reform seeks to weaken or overthrow a system whose introduction has been coincident with popular liberty, let us not hesitate to give it the stamp of our stern disapproval. If free institutions are to continue, ours must be a representative govern- ment. As declared by your distmguished guest, Hon. James Bryce, government by representation is a prmciple derived from the oldest customs of the Anglo-Saxon race. Students of English constitutional history can trace the existence of representative assemblies to every period of its national existence, even to remote antiquity. From the earliest forms of tribal government down to the present day there was some form of legislative assembly representing the people, framing their laws, and assisting in their government. With all its defects, a representative system is the best the wisdom and experience of man has yet devised. [Applause.] But assuming that venal legislators, intrenched in power, deny the statutes they should enact, and refuse to give expression to the calm and deliberate judgment of the people, there is and will always h& found in the flexibility of the common law, in its adaptation of old principles to meet changing conditions, a source of power with which the courts are amply armed to curb the aggressions of special interests. The common law I may define to be that code of fundamental prin- ciples essential to civil liberty and political freedom, growing out of common custom and natural equity, wliich were brought by our English ancestors to these shores, and out of which the civil rights and the political liberty of the English people was wrought and in which they are securely rooted, and whoso harshness has been ameliorated in the progress of an advancing civilization. It has been truly said: One of the great merits of this great system is that it docs not consist in a series of detailed practical rules established by positive provisions and adapted to the pre- cise circumstances of particular cases, which would become obsolete and fail when the practice and course of business to which they ajjply should cease or change, but^ instead, of a few broad and comprehensive principles, founded on reason, natural justice, and eidit,'htcned public policy, modified and adapted to the circumstances of all the particular cases which full within it. The common law grew with society, not ahead of it. As society became more com- plex anrl new demands were made upon the law by reason of new circumstances, the courts, originally in England, out of the storehouses of reason and good sense declared the common law. As was said by a groat judge: The common law Is a beautiful system conUiining the wisdom and experience of ages. 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