« — 1 1 — ^^ a Journey fJiM (nU^t/. RUSSIA AND ITS CRISIS BY PAUL MILYOUKOV Crane Lectures for igo3 ^ CHICAGO T'he University of Chicago Press LONDON T. Fisher Unwiriy Paternoster Square 1906 COPYEIGHT 1905 By The Univeesity of Chicago Entered at Stationers' Hall Published August 1905 Second Impression August 1906 Composed and Printed by The University of Chicago Press Chicago, Illinois, U. S. A. ^5 PREFACE This book is not a political pamphlet written for the occasion, but a result of long years of study devoted to the explanation of the Russian present by the Rus- sian past. The present crisis in Russia necessarily commands attention, and everything discussed in this work converges to the one aim of explaining this crisis. But the conditions which have brought on the crisis are so deeply rooted in the past, and are so closely inter- woven with every aspect of Russian life, whether of religion or of politics, of doctrines or of institutions, of social forms or of the composition of society, that an explanation of the present situation, to be at all ade- quate, must necessarily be a general picture of Russia and a general description of the conditions under which its civilization has developed. The crisis will pass, but the conditions of civilization remain ; and my ambition has been to explain, not the momentary and transient, but the permanent and lasting, elements in the political, social, and religious life of Russia. The contents of the book are essentially the same as those of my lectures on " Russian Civilization " delivered during the summer of 1903 at the University of Chicago, on the Charles R. Crane Foundation. The first four chapters were put into type more than a year ago; the two following have since then been entirely recast, on a much larger scale; and chap, vii is a new addition, reproducing the contents of my lectures on "The Russian Crisis" dehvered at the vi PREFACE Lowell Institute in Boston, in December, 1904, during my second visit to this country. In the last pages of that chapter the events occurring in Russia during the months of December, 1904, and January, 1905, have been considered. But it gives me satisfaction to state that I have had nothing to add to my conclusion, which is published just as it was written in 1903, with the addition only of a few lines mentioning the subject of chap. vii. The reader may find it advisable, before perusing the book, to make hnnself acquainted with this conclusion, as it contains a summary, and points out the main thread, of the argument. I thought out and wrote this book in English, though I am fully aware how imperfect is my command of this beautiful language. Still, I think that this was a better method than to have had it translated from a Russian text. The most salient blunders have been removed by my English and American friends, and I avail myself of this opportunity to express my appre- ciation of the kind assistance rendered me by Miss E. M. Hughes, of England; Mr. Nott Flint and Dr. W. Muss-Arnolt, of the Universitv of Chicago; Pro- fessor Leo Wiener, of Harvard University; and the reader of the University Press. On the other hand, I alone am answerable for such imperfections of style as may still remind the reader that the writer is a foreigner. My system of writing Russian names will be found to differ somewhat from the usual method. For instance, I write Keeyev, where an English writer is accustomed to find the spelling Kiev; Novoya Vraimya instead of Novoe Vremia; etc. In order to explain PREFACE vii this difference, I must say that the only existing " scientific " system of transliterating Russian names is founded on the German pronunciation, with the addition of some diacritical signs. I have thought that an English reader is justly entitled to his own transliteration, founded on the English pronunciation ; and as I have found it impracticable to employ any diacritical marks, it remained for me to adopt a merely phonetic method. I do not assert that I have been entirely consistent in this, and sometimes I have pre- ferred to retain the usual spelling of a name which I supposed to be universally known; but I wish that my hint might be taken up by somebody more experi- enced than I in the orthography of foreign names, I hope my personal attitude toward the questions I have discussed in this book will be clearly understood by every unbiased reader. I am not a " violent agita- tor," as one of the Chicago "yellow " papers was good enough to call me — without ever having heard me, I presume. But neither am I what a gentleman con- nected with the organization of the St. Louis Exposi- tion expected me to be when he wished me to give some suggestions as to the arrangement of the Russian exhibit — suggestions that would please the Russian government. I told this gentleman that I was not the person to consult on such a subject; and I took the liberty of adding that many other Russians would like- wise be perplexed to answer his question, for the reason that there exist two Russias, one quite different from the other, and what pleases one is quite sure to dis- please the other ; so that trying to please both at once would be a hopeless task. Since that time, however, viii PREFACE people in America have become better aware of this important distinction ; and I flatter myself with having contributed a little to this result, if I may judge from the interest taken in my discussions by the very appre- ciative audiences which I had the pleasure of addressing in Chicago and Boston. Thus I am tempted once more to emphasize this distinction. Were I to label these two Russias, I should designate the one as the Russia of Leo Tolstoy, the great writer; and the other as that of Plehve, the late minister of the interior. The former is the Russia of our " intellectuals " and of the people ; the latter is official Russia. One is the Russia of the future, as dreamed of by members of the liberal professions ; the other is an anachronism, deeply rooted in the past, and defended in the present by an omnipotent bureaucracy. The one spells liberty; the other, despotism. Exception may be taken to my drawing such a line of demarkation betwen the two Russias, on the ground that it is too contradictory and admits of no possible third. I shall not deny the element of truth in this objection, but I hope that the soundness of my dis- tinction will become manifest after some further explanation. To be sure, Plehve, whose name is everywhere recognized as synonymous with despotism, represents only an aggravated form of what official Russia gen- erally is; and now that he is gone, he is even dis- avowed by the very people whose cause he championed and in whose defense he lost his life. In so far it would seem unfair to call the whole of official Russia by his name. Attempts, however, have already been PREFACE ix made by some of our political writers — and .1 deem them not unsuccessful — to prove not only that the policy of Plehve was logically connected with the posi- tion of official Russia, but that, under existing condi- tions, it was the only possible policy for the autocracy. This policy, these authors argue, was nothing but the logical outcome of a desire to continue the defense of a position which was virtually lost and avowedly untenable. I admit that Plehve was only a reductio ad ahsurdiim of autocracy — autocracy gone mad; but this only because autocracy itself is reduced ad absurdum by the very trend of life. If it is to survive at all, there is really no other means of keeping it alive than the policy of Plehve. If this, the " only possible," policy has proved impossible, the fault is not with Plehve. His failure is the most instructive object- lesson ever held up to autocracy; the only conclusion to be drawn from it is that not the man, but the system, should be condemned. Unhappily, the lesson does not appear to have been heeded, and as a result we are now witnessing an attempt at welding autocracy and liberal- ism. The successors of Plehve will soon realize the futility of this endeavor. But the country at large is tired of object-lessons and no longer needs them. The people ask for political reforms which imply a nega- tion of autocracy. So long as autocracy does not sur- render, one may feel justified in regarding the cause and methods of Plehve as identical with those of offi- cial Russia, or with those of autocracy. And for this reason we emphasize our distinction: autocracy and liberalism are incompatible and contradictory, not only according to my definition, but in life itself. X PREFACE My designation of the other Russia as that of Leo Tolstoy hkewise needs explanation. This, too, may seem, and with more reason, an exaggeration, a going to the opposite extreme. In Tolstoy's teachings, the idea of liberty is abstract and absolute ; it is worked out and shaped into a system of Christian anarchism. Now, as a matter of fact, the Russian " intellectuals " do not care much about the Christian element in it, and no anarchism exists in Russia. We shall show that what in Russia is really opposed to officialdom and autocracy is either liberalism or collectivism. Never- theless, Tolstoy's name stands for Russian opposition, and will continue so to stand as long as it remains a synonym for liberty in general — liberty as the abso- lute negation of the existing order of things. I shall not be expected to discuss Russian affairs from the point of view of Plehveism. It is the cause of the other, the "greater Russia," that I have made mine. But, I am asked, is it seasonable, is it patriotic, to speak of two Russias at a time when they should forget their differences and unitedly face the common enemy? The question may seem a delicate one. It has of late been much debated in Russia, and has been very differently answered. Many who were friends became enemies when, in pleading for this or that solution, they discovered themselves to be at variance. Permit me to state, though not in my own words, the typical answer given in Russia. Recently, in a circle of intimate friends, I overheard what I think may be called such an answer. Curiously enough, it was a military man, a young officer, who gave expression to the general feeling. "Unpatriotic?" he exclaimed, PREFACE XI replying to the above question. "But are we per- mitted to be patriotic? What is it to be patriotic but to love one's country, to know it, and to be free to act for its best interests ? Now, are we permitted to know all about Russia ? Are we permitted to act for Russia ? No, we are not. The censorship keeps us from know- ing the truth ; and never was the lack of real knowl- edge of current events felt more sorely than now, dur- ing this wretched war. And what about the possibility of doing something for Russia? Is not every spon- taneous action doomed ? Is not every public initiative cut short? Is there any room left for conscious patriotism? Has not even the humble attempt of the self-governing assemblies to unite in helping the sick and wounded been denounced as criminal, and for- bidden by Plehve? What wonder, then, if the outward manifestations of our patriotism are not like those of other nations? How can it be otherwise, as long as real patriots are treated as traitors, while traitors are proclaimed patriots?" So spoke the officer. The sympathies of a foreign public may, indeed, have been chilled by what was considered a conspicuous lack of patriotism in my countrymen; for example, by a certain, seemingly utterly unpatriotic, letter of Tolstoy's on the war. But, in justice to us, it must be borne in mind that of necessity our love of country sometimes assumes unex- pected forms, and that its apparent absence in reality represents with us the very highest expression of true patriotic feeling. We may be thought a queer sort of people, but we cleave to our own ideas of patriotism ; and we have no hesitancy in deciding which of the two PREFACE is the traitor and which the patriot, Plehve or Tolstoy, if we are obliged to choose between them. We do not call it patriotic to paralyze the living forces of the nation by a police regime, and to name such a destruc- tive policy a work of pacification. We do not call it patriotic to wage war for new markets while we can- not yet control our own, and to destroy the fountain- head which makes the domestic market prosper — the purchasing power of the agricultural producer. We even go so far as not to care a whit about making other people believe what we do not believe ourselves. If such "make-believe" goes for "prestige," then we are greatly averse to sacrificing truth to the preservation of prestige. Perhaps this sort of political recklessness is, at bottom, based on a certain self-confidence among our people. We think, indeed, that the prestige of Plehve's Russia is once for all ruined, beyond the possibility of restoration. But we think, too, that the prestige of Tolstoy's Russia is greater than ever, and that we do not lose anything — nay, that we gain enormously — if by the eclipse of the former sort of prestige the cause of reform is the winner. Everybody knows a certain beautiful fairy-tale of Andersen's. Some wise men came to a country and promised to make for its king a state robe of a gor- geous material, but such as only wise men would be able to see. The king was delighted, and the wise men set to work. The robe was soon ready, and a solemn procession on a feast-day was chosen as the occasion for trying on the new dress. The state councilors could see nothing, but as they were anxious not to be taken for fools, they expressed admiration for the PREFACE xiii dress of the king, and went with him in the procession. The terrified throng Hkewise saw no garment; but they were afraid to speak. And so the procession went on in silence, until some little unsophisticated boy, too young to be terrified or to be afraid of making a fool of himself, suddenly cried out, amid the general silence : " But the king is naked ! " The crowd howled and groaned ; the cowardice and rascality of the councilors became manifest to everybody; and the king was ashamed and furious. Thus it is with Russia. Serious men for years and years have worn a state robe whose beauty was clear only to a few conjuring wiseacres; and millions of men, groaning under the burden of its cost, have mournfully kept silence watching the solemn proces- sion, until an untoward event has come, like the child in Andersen's tale, to tell the whole world that the wisdom is counterfeit and the wearers of the robe are ''naked." This event is the war. Well, the only advice we can give to these people is: Put on new clothes, and do it as soon as possible! Paul Milyoukov. Chicago, Abraham Lincoln's birthday, 1905. TABLE OF CONTENTS Chapter I. Introductory. Russia and the United States : A Comparison Chapter II. The NationaHstic Idea Chapter III. The Religious Tradition Chapter IV. The Political Tradition Chapter V. The Liberal Idea Chapter VI. The Socialistic Idea Chapter VII. The Crisis and the Urgency of Reform Chapter VIII. Conclusion Index MAPS PAGE 3 30 65 131 221 334 433 546 565 Process of Settlement of European Russia . Making of the Russian State . . . . Local Types of Russian Culture . . . . Reign of the " Small State of Siege " . Changes in Peasant Prosperity in the Period 1861- 1900 Present State of Peasant Prosperity . opposite 6 opposite S2 opposite 142 opposite 188 opposite 434 opposite 436 CHAPTER I INTRODUCTORY RUSSIA AND THE UNITED STATES : A COMPARISON In accepting the kind invitation of the University of Chicago asking me to speak on Russian civiHzation, I was perfectly aware that the task was not an easy one. It is difficult, especially for a stranger, to attempt to present to you, in the short time allowed, the very complex and peculiar process of the historical develop- ment of a nation; and when that nation is one whose tastes, feelings, and habits seem to be so different from your own, the difficulty is enhanced. Moreover, it will not be possible for me to produce adequate evidence in support of all I have to say; and yet I cannot assume that the data are known to you. What I have to do, under these circumstances, is to try a shorter way than that of collecting material evidence and plunging you into the arid details of Russian his- tory. I shall start with those conditions in Russia which are more generally known to you; and for these conditions I shall try to find a historical explana- tion. Great as the difference is between your country and my own, there may be found many points of contact and similarity in the general lines of social development and in the general aims which a civilized nation always strives to attain. But similar as the aims and the general drift of civilization may be, the conditions under which progress is achieved in various countries are widely different. It will be the chief 3 4 RUSSIA AND ITS CRISIS object of our study to point out what these conditions have been in Russia. As you know, Russia is just now struggHng for political and religious freedom. You may have asked yourselves whether this necessary condition of every higher civilizaton is likely to be fulfilled in Russia. Is the state of agitation in which we now find Russia an outward sign of her moving forward to a higher plane of existence? Or is this not rather a momentary outburst of a slavish population, suddenly thrown from fear to despair by hard times, and likely to relapse soon into its former state of abject servility and prostration? And if, as in the previous supposition, these troubles represent a necessary stage of Russian social and political evolution, why has this stage made its appearance so comparatively late? What have been the checks and obstacles which Russia has met on its path? What chances are there for the final success of the struggle for civilization? The answer I shall give to these questions will not be discouraging, so far as the future of Russia is concerned. Though in its past and present only too many diseases will be found to exist, I am sure that one would find none of these diseases incurable. And such as one observed would be seen to be nothing but ailments of growth. For growth has always been present in Russian history, however adverse may have been at times the conditions for a normal development of the Russian nation Rapid growth is one of the most important .i^StHJ.^?~-i??,..?,95}0^o^ between your country and mine. .RiASSja^nd^Jhe Uji^^^^ RUSSIA AND THE UNITED STATES 5 gressing; neither has as yet attained the highest point .,of_its possible develqpmentj both are very far from any signs of decay. The similarity fhus pointed out is far from being only an outward one. We may trace it deeper into the inward structure of the history of both nations. Jiapid growth is the immediate result of recent settle- ment. If we study the conditions of settlement, both in Russia and in America, we shall soon discover how close the similarity is between the countries. At the same time we shall be enabled to cast a glance at such differences as have made one country achieve an amazing progress, while the other has been held back in its development for whole centuries. Let us then take the process of settlement in Russia and in America as the subject of our introductory study. And this study, though it will not furnish adequate answers to the questions formulated, will yet indicate to us the direction in which these answers should be sought. Both Russia and the United States have been col- onized, not at a prehistoric stage of their existence, but in recent historic times. Hence the settlement and the exploitation of the natural resources of the country form the very warp of their historical texture. Most of the important features of their economical, social, and political development must be referred to this process of colonization. For our present purposes, the whole process of Russian settlement may be divided into two consecu- tive stages : from the earliest times till the middle of the sixteenth century, and from that time down to the present day. It is in its second stage that the process 6 RUSSIA AND ITS CRISIS of settlement may be compared with that of America. Only the northern half of Russia was populated before the sixteenth century. It is poorly endowed by nature and scantily settled, and therefore may be compared with Canada.^ The whole of the better and richer half of Russia — southward from the Oka River — has been colonized only since the middle of the six- teenth century. Before that time this '' granary of Europe" presented the aspect of a limitless prairie, laid waste for centuries by the continual raids of Turk- ish and Tartar tribes. Central Asia sent forth, like a series of tidal waves, these tribes of nomads, almost without interruption, during a long period of ten centuries — from the fourth to the thirteenth. No won- der that they completely swept away the aborigines of the prairie, who had supplied Athens with grain in the olden days. As late as the sixteenth century, life in the prairie was again made, if not entirely safe, at least possible for the settler. The Muscovite government provided the settlers with some military defense, though of a very inefficient nature, and they rushed in a flood to the virgin prairie land.^ They sought new places where the resources of nature were to be had in *One may see on the map blank places in northern Russia, which correspond to regions entirely unsettled even at the present time. *The plan of this colonization is represented on the map by four consecutive strips which begin at the line of the military defense constructed by the government of Moscow in the middle of the six- teenth century, and proceed by centuries. The yellow strip corre- sponds to the settlement from the middle of the sixteenth century to the middle of the seventeenth century ; the green, to that from the middle of the seventeenth to the middle of the eighteenth r T 7 CD — OTHER THAN RUSSIAN. Nogais (Tartar). :e parts of the map (how u RUSSIA AND THE UNITED STATES 7 abundance; and at the same time hoped to free them- selves from the Muscovite rule — a rule they were feel- ing heavily just then on account of the increased taxes and the severer military service, made necessary for the defense of the southern frontier.^ The old stock of the trans-Okan population thus served to settle the prairie land, as the British and the New Englanders served to colonize the territories of North America. Of course, the general drift of immigration was differently directed. In Russia the newcomers, instead of being bound for the west, w'ent to the south and the southeast, following the courses of the Russian rivers. The Don was their Mississippi, the Urals their Rocky Mountains. Siberia, the last section to be colonized, may be compared with Oregon and California ; and it exhibits breaks in the continuity of settlement similar to those in Nevada or Utah. The Russian colonists met with the same kind of difficulties in their settlement as the Americans. Woods had to be cleared ; the virgin prairie land had to be broken; the necessities of life had to be provided. Thus the immigrants of both countries were for cen- turies completely absorbed in the process of utilizing the natural resources of the newly occupied land, taking possession of the riches of its rivers, of its woods, and of its luxuriant vegetation, profiting by the almost inexhaustible fertility of the soil, and at century ; the orange, to the settlement of the second half of the eighteenth century ; the purple, to the settlement of the nineteenth century. The black shows places which are (and for many centuries have been) occupied by the aborigines. ■^ See chap, vi, p. 357, where social reasons for this shifting of the population from the ancient center are shown. 8 RUSSIA AND ITS CRISIS last — in Russia in recent times — by the mineral wealth. During this slow and continuous process of hard manual labor, social life in Russia assumed a shape which is not dissimilar to that in the United States. The colonists, tilling their own holdings with their own hands, formed a population that was to a high degree simple, agricultural, and democratic. To be sure, this large social foundation of rural democracy was to a great extent covered and disguised by the growth of the landed aristocracy in Russia and by the development of the commercial classes in the United States. But neither of these classes was powerful enough to eclipse the democratic spirit and the agricultural character of both nations. Moreover, in Russia the upper layer of the landed aristocracy was finally destroyed, as we shall see later (chap. v). Of course, a certain sense of class dignity, a kind of fastidiousness, such as causes the continental nobility of Europe to keep clear of every contact with the lower strata of society, is not wholly absent in the upper layers of Russian society. But in Russia as well as in your country this feeling is a comparatively recent foreign importation. There, as well as here, it serves as a kind of substitute for historical and legal distinctions between dififerent social stations. Lacking such distinctions, the boundary lines between the different classes are very indefinite, and the inter- course between the lower and the upper classes is actually free. As a matter of fact, both are perpetu- ally interchanging their elements. That is why social conventionalities and the outward marks of refined RUSSIA AND THE UNITED STATES 9 culture are so eagerly preserved from final destruc- tion in one country, and so eagerly built anew in the other. Here as well as there, this is the only means of defense against what is called by sociologists "social capillarify/' Thus — we say it again — the social structure, both in Russia and in the United States, is very democratic. But here the comparison ends. The settlers who went from England to the American shore, or from New England to the American West, were entirely different from those who drifted from the old Mus- covite center to the southern "black soil" prairies of Russia; and different also were the things they achieved. Ours were not the free men of Massachu- setts, bringing with them into their new settlements their old habits of religious freedom and moral self- assertion, planting on new soil their ancient autonomic organization of townships, and so preparing them- selves for the requirements of democratic rule. Such among the Russian settlers as wanted freedom and activity dashed through uninhabited land and prairies to the remotest borders of the country, where the state officials were quite unable to follow them. On the southern confines of the Muscovite Tsardom they lived the lives of outlaws. They worked out a military organization of their own — something between a pirate crew and a horde of nomads, banded together for economic purposes. The bulk of them lived by fishing and hunting. And they sent forth their restless youths to raid still farther southward, eastward, or westward, along the shores of the Caspian or the Black Sea, into territories inhabited by the "infidels," 10 RUSSIA AND ITS CRISIS the "Bussurmans" (Mussulmans), whom they thought it no sin to rob and plunder. The colonists of a more peaceful disposition did not go so far. They r«mained in the interior of the country, as close as possible to the strips of land that had been settled last, and the government followed at their heels. The state officials pressed them into compulsory organizations, instead of allowing them to found townships and to initiate a self-government at their will. Men sent out by the central authorities directed every step of the colonization. They deter- mined the points at which the colonists were to meet to do frontier service and defend the settlement ; they ordered these points to be inclosed by town walls — and thus about one-half the Russian cities were built; at the same time they distributed the parcels of land among the settlers in the districts. After this the tilling of land became obligatory for the new settlers, in order that the central government should not be obliged to send grain for their maintenance from the earlier settlements. Thus the inhabitants were com- pelled to leave the easier pursuits of hunting and fish- ing for that of agriculture, or to combine them. Of course they reluctantly complied with the orders of the Tsar; but so far as possible they shirked their agricultural work. They tilled their fertile soil super- ficially and carelessly, and were fully satisfied with their scanty returns. Thus, the consequences of a like process of settle- ment in Russia proved to be widely different from those in the United States. Of course, the conditions of environment may partly account for the difference. RUSSIA AND THE UNITED STATES ii There was one particular condition at work in Russia which fettered the free play of private action and individual enterprise. This was the danger from with- out, which made the buildin^j of a powerful central state organization absolutely necessary. The raids of Tartars from the shores of the Black Sea, with Turkey at their back, were infinitely more dangerous for Rus- sia than the "Indian wars" have been here. The nomad organization of the Tartar invaders admitted of incomparably more concentration of power than the tribal states of the Indians could possibly muster. Hence, the Tartar incursions were much better organ- ized and conducted ; and a more centralized military defense had to be brought into action in order to hold them in check. That is why the defenders had to be put under the stricter rule of a central government. Had American settlers been compelled to colonize Russian prairies under these conditions, they too would probably, to a certain degree, have been checked in their unlimited individual development. But Russian settlers were not Americans. And this is the second reason for the difference in the results of their settlement. The Americans came to their new lands with a ready stock of energy, accumu- lated at a previous period of their history. This con- dition was entirely lacking in Russia. Therefore it is that quite an opposite use was made by the Russian and by the American settlers of supplies of nature equally abundant. The Russian colonists, we saw, were glad to get what nature gave them, with little labor and with still less capital. Man's work, far from adding anything new to the ready store of 12 RUSSIA AND ITS CRISIS nature's resources, resulted in squandering these resources, and thus impoverished the country, instead of enriching it. The woods were cut away, and thereby the soil exposed to droughts and to the free action of the winds, and this, too, in the most fertile part of Russia. Large quantities of arable land were carelessly left to be swept away by the spring torrents, and so were turned into sandy ravines. At the same time the demand for land largely increased, because of the growth of the population, and whole tracts of land could no longer be left to lie fallow for years, or even for one year, as had necessarily been done under the former systems of tillage without manure. And yet no better system was ready at hand to sup- plant them. The wealth of nature having been spent, Russia has stopped at a point which cannot be passed unless more artificial ways and means of cultivation are resorted to, and unless greater personal energy and initiative are applied. And in these qualities we are deficient. We can now sum up the difference between the results of the Russian and of the American settlement. In America the exploitation of the untouched stores of the natural resources resulted in a greater exercise of the settlers' individual activity. In Russia the same abundance of supplies served only as a temporary sub- stitute for energy and individual effort. Thus the riches of nature served there only to perpetuate the inactive and socially undeveloped type of man during a long period of four centuries. Therefore, the type of the settlers, and not the outward conditions of the RUSSIA AND THE UNITED STATES 13 settlement, appears to be mainly responsible for the difference in the results of colonization in Russia and in America. And this brings us to a more detailed consideration of the question as to what the Russian national type really was. Everybody knows what was the social type of the men who came from east of the Alleghanies to the West. They had at their back centuries of social struggle and co-operation. Their mental habits had long been formed; their moral character had been hammered into a definite shape by their past; their traditions, political and religious, had had time to crystallize. Thus they w^ere enabled to set out along new paths of development which were to be unique in the world. What now was the social type of the people who came from north of the Oka River? The question needs consideration, because there is no answer to which everybody w^ould agree. To state at once my own conclusion on this subject, I should point to a certain amorphousness, a certain plasticity in Russian manners and character, as a chief feature in the Rus- sian national type. This I consider to be its only inheritance from the past, negative though it be. I am quite sure that nearly everything, either good or bad, that has ever been told about the Russian national character by both foreign and native observers can be referred to this feature. Let us take as an illustration the description of Russian character by one of the most recent and most exhaustive of English observers, who fairly represents the whole class. I mean Mr. Lanin (pseudonym), the 14 RUSSIA AND ITS CRISIS author of the book on Russian Characteristics. As is the rule with the sketches drawn by strangers, the picture Mr. Lanin gives of us is indeed not a flattering one. Still, except for the fact that Mr. Lanin's authorities are not always either trustworthy or well chosen, and that the instances he quotes are sometimes exceptional rather than characteristic,"* the general impression he gives is, we must admit, not far from true. The average Russian, Mr. Lanin argues, is likely to be very unsteady in his purposes, conse- quently unreliable in keeping his word, apt to cher- ish rather lax views of the right of prtpci^y, iC* very lenient in matters of sexual morality. He does not appreciate the value of time. He is much given to lying and cheating, and this not only for his own profit, but sometimes simply for the sake of politeness. Of course, polite manners are everywhere based on "conventional lies." But in Russia lying is not only conventional; it is sometimes a matter of sincerity and conviction. They lie there, Mr. Lanin observes, in a genuine way, in a peculiarly "childlike and easy manner," unconscious of doing ill and, accordingly, free from any hypocrisy. Indeed, Mr. Lanin observes (p. 173) that, in general, "curious combinations of religion and rascality, friendship and treachery, with- out the usual cement of hypocrisy," form one of the *Mr. Lanin compiles very much of his evidence from newspapers, relating the occurrences of everyday life with more or less imagina- tive amplifications. Now, I think Mr. Bryce was perfectly right when he observed about the American press — and such also was my own impression in the Balkan states — that the newspapers tend always to exaggerate a nation's weaknesses in order to make fun of them. RUSSIA AND THE UNITED STATES 15 most "conspicuous features of the Russian character." The observation is a fine one and has a meaning which it is necessary, for our present purpose, to make clear. The cement of hypocrisy is not in the Russian mind, for the same reason that it is absent from the mind of a child. Hypocrisy becomes neces- sary only when a certain standard of social conduct becomes obligatory, or when it is enforced upon indi- vidual members of society by a fear of responsibility for transgressions. Then only is it that vice is to take the shape of virtue and to pay her a tribute i.i;y^iichjiscilled hypocrisy. Now this tribute is not paid in Russia ; hypocrisy is not much practiced. We shall soon see what inference may be drawn from this observation. Let us now complete Mr. Lanin's description by speaking of some positive traits of Russian character, observed by the same author. The link between the positive and the negative charac- ter he finds to be very close. "The Russian is so hearty," he says, "so good humored, so intensely human, that dishonesty seems in his hands only dis- torted virtue." I cannot abstain from quoting here a charming little story which Mr. Lanin tells us in sup- port of his assertion. At Saratoff on the Volga the steamer "Alexander II." was about to start. It was crowded with passengers. All the first- and second-class tickets were .sold, and in the third class there was no room for an apple to fall ; the passengers, so to say, sat upon each other. After the first whistle, the assistant captain, hurrying through the crowds of third-class passengers, was sud- denly stopped by a peasant, who had just lodged a complaint that his money was stolen. i6 RUSSIA AND ITS CRISIS "Your honor, the money has been found," he said. "Found where?" "Sewed up in that soldier's mantle. I went over there to search for it, and sure there were forty-one roubles and a twenty- kopeck piece," said the peasant, brandishing a chamois leather purse as if it were a war trophy. "Where is that soldier?" "There he is, asleep." "Well, he must be handed over to the police." "Handed over to the police? Why to the police? Christ be with him ! Don't touch him ; let him sleep on," he repeated, naively, good-naturedly adding : "Sure, the money is found ; it's all there. What more do we want?" And so the matter ended. Thus an intimate connection between what are con- sidered to be Russian vices and Russian virtues is duly testified to by a foreign observer, subject to no suspicion of partiaHty. This close connection leads us to suppose that Russian virtues and Russian vices may be traced to a common origin. But before we proceed to trace this origin any further, we have yet to consider whether the Russian view of national character agrees with that of foreign observers. Of course, we must expect to find Russian writers exalt- ing Russian virtues and omitting to mention or even to take notice of Russian faults. We may take as an extreme example of such Russian authors as are given most to exaggerated ideas concerning national virtues the renowned novelist Dostoyevsky. Russian virtues are, according to Dostoyevsky, simply Christian vir- tues. The Russian is full of love, humility, meekness toward his neighbors; he is given to renunciation and self-sacrifice. In short, the Russian is "all-human," a phrase by which Dostoyevsky wishes to make us RUSSIA AND THE UNITED STATES 17 understand that the Russian mind is universally sym- pathetic and universally receptive ; and that this "uni- versal receptiveness" is the very essence of the Russian national character. To quote his own words : You will agree with us that in the Russian character there is one trait widely different from anything in the European, namely, that it is in a high degree endowed with a capacity for synthesis— with the talent for a universal reconciliation, with an all-humanness.^ There is nothing in it like the European angularity — no impermeability, no stiffness. It easily accom- modates itself to everybody and adapts itself to every kind of life. It sympathizes with everything that is human, without any distinction of nationality, blood, or soil. It finds out and immediately admits to be reasonable whatever may contain but a grain of all-human interest. It is possessed by a sort of instinct of all-humanness. This national character by instinct discovers features of humanity even in the most exclusive peculiarities of other nations. It at once conciliates and harmonizes them by dint of its own generalization, finds a place for them in its own scheme of reasoning, and thus often discovers a point of con- vergence and of reconciliation between the entirely opposed and conflicting ideas of any two different European nations, while these nations of themselves would find no methods of reconciling their ideas and thus, may be, would never be able to harmonize them. At the same time you may observe in a Russian an unlimited capability for the soundest self-criticism, soberest judg- ment of himself, a complete absence of self-assertion, which is sometimes prejudicial to the liberty of action. These last words of Dostoyevsky are particularly interesting to us. For he admits that the absence of any positive motive for action — an absence originating in the lack of any definite individuality — may go so far in the Russian character as to preclude the possibility of any action altogether. The observation is very " Dostoyevsky's term is here translated literally, for even in the Russian it is an artificial one. i8 RUSSIA AND ITS CRISIS sound, indeed, and its accuracy is above all suspicion. The type is well known in Russian fiction. But with this observation by Dostoyevsky we unexpectedly come back to the same conclusion that was postulated by us beforehand. We have now to accept as the chief fea- ture of the Russian character a complete absence of anything limiting, anything "stiff" and "angular" in the Russian mind. But is not the "all-humanness" of Dostoyevsky — while it is endowed with such traits — just the same thing as the "amorphousness" and "plas- ticity" of our own definition given by us at the very beginning of this reasoning? It is so, indeed. The plasticity and indefiniteness of the Russian type, and, as a necessary consequence, its wonderful adaptability to new conditions and surroundings; such are the qualities that make the Russian mind so "universally receptive," and accordingly "all-human." It does not impress itself on things, but is impressed by their "angularity" and "stiffness;" and thus it is rather passive than active, rather receptive than creative. Thus the bad and the good traits of the Russian type really take their rise in this one fundamental quality — its flexibility, its accessibility to every new impression. A backbone is missing both in Russian virtues and Russian vices. We have already quoted Mr. Lanin's observation that in the Russian character the "cement of hyprocrisy" is lacking; by which we meant that in Russia hypocrisy has no medium of social conventionalities to nestle in. Now we may proceed to a further generalization. It is not only the social conventionalities that are undeveloped, but the "social mind" in general. The psychological web RUSSIA AND THE UNITED STATES 19 of social forms, symbols, principles, and habits — in short, of everything shaped by social intercourse — is very thin and flimsy. A body of social tradition generally determines social conduct and works out formulas which act as stimulus or coercion. Russia has not enough of this tradition. Hence we must infer that our history has not given us sufficient social edu- cation. Indeed, we may find proofs of this on any page of Russian history. An example will show what I mean. Foreign travelers in ancient Russia were much struck by the conduct of the Russian people during a conflagration. No mutual aid was given, and no common plan of action was organized. Instead of fighting the fire, the people sat before their houses, holding the images of saints, and patiently waiting till the turn would come for their dwelling to burn. The only active conduct displayed was that of some neighbors lurking about, waiting for the opportunity to rob any inadvertent persons who might attempt to put out the fire instead of looking after their private property. This is only a telling instance of the general state of social isolation we have pointed out. To take some of the permanent results of this social isolation, let us mention that in Russia the very first means of any social intercourse, the language, has been constantly changing and wavering. It remained un- settled until as late as the beginning of the nineteenth century. We mean here not so much the spoken lan- guage of the common people as the language of intel- lectual intercourse, the written language of literature. Intellectual intercourse was so extremely scanty that 20 RUSSIA AND ITS CRISIS no continuous reaction of the literature on life was possible, and no reciprocal influence among authors and their readers could possibly exist. Each author stood comparatively alone, working for himself, and, left entirely to his individual resources, was not likely to alleviate by his work the labor of the following generations. Therefore no settled language in litera- ture and no civilizing tradition were possible. The Russian writers of the eighteenth century are read and understood in Russia with the same difficulty that an Englishman would experience in reading his Chaucer, or a Frenchman his Montaigne. Thus a continuous thread of civilizing literary tradition in Russia cannot be traced farther back than about one, or one and a half, centuries. This may help you to understand the deficiencies in our social memory, and so to explain the lack of proper tradition in the Russian social mind. And so, whatever branch of social life we touch, we shall find everywhere the same fundamental feature in the Russian historical process: the lack of con- tinuity and the insufficient development of any binding social tradition. More than once in our subsequent exposition we shall have occasion to point out that in the economic intercourse the idea of- property, in the legal the idea of law, in the moral the idea of an ethical sanction, have been but lately developed in the common consciousness, and until the present have remained incomplete. To avoid a possible misunderstanding, a reserva- tion must here be made. When I characterized the Russian national type, I necessarily had recourse to terms ("amorphousness," "plasticity," etc.) whose RUSSIA AND THE UNITED STATES 21 meaning is not narrow enough to be applicable to this type alone. "Good-natured and morally lenient" so I might have summed up a part of my observations on the Russian psychological type; but you will remember that these were the very words used by Mr. Bryce to define the American type. You may have observed now and then, while I have been speaking, that this or that feature referred to, in order to specify the difference between Europe and Russia, might also have been used to point out a similar difference between England and America. Of course, this does not make the comparison untrue; but it makes you remember that such comparisons are necessarily relative. Anybody coming to Russia from western Europe could not fail to notice such deficiencies in the Russian character as I have referred to. But when I happened, some years ago, to come back to Russia after two years' stay in Bulgaria, my country appeared to me to be a land of higher culture, and all Mr. Lanin says about us I was tempted to apply to the newly born society of the Balkan peninsula — I mean all his negative charac- teristics. I should think a citizen of some middle state of America would waver like that in his appreciation of his own surroundings, according to whether he came home from New England or from California. From what has been said hitherto one might pos- sibly infer that the development of Russia from its primitive state has been very slow. The contrary assertion would be nearer the truth. Far from being stagnant, Russian development has proceeded very rapidly, and thus Russia, having started far behind tlie other countries, is now overtaking the lands of more 22 RUSSIA AND ITS CRISIS ancient culture. First, the material growth of Russia has been enormous; in fact, this growth is second only to that of the United States. While at the time of Peter the Great (1724) the whole population of Russia was only thirteen millions, there are now five times as many in the same area (sixty-five millions) ; and the inhabitants are ten times as numerous (one hundred and thirty millions), if we consider the whole country, together with the territories colonized and conquered since than. Two centuries ago the Russian people formed about one-ninth of the whole population of Europe ; today they make up one-third of the Euro- peans, that is. they are proportionally three times as numerous as formerly. The average density of the population (in European Russia) has grown during the same period from the very insignificant cipher of 9.6 per square mile to 50.5. The state budget has risen from some twelve millions of dollars to more than one thousand millions; i. e., nearly a hundred times as much. The population of the cities since 1724 has increased from 328,000 to 16,289,000; i. c, to nearly fifty times as many. This may give you an idea of the growth of the economic life in Russia during these last two centuries. The social, the intellectual, and the moral growth of Russia is far from being so obvious; nevertheless it has been actually going on very rapidly. There are at hand no statistics with which to make a comparison ; and it would not be right to judge the rate of the progress by the modest results attained. To do Russia justice, and simply be able to understand her history, we must not forget what was the starting-point of her RUSSIA Ax\D THE UNITED STATES 23 development. Russia had no chance of building the edifice of her culture on such an elevation as was given to the United States by its English tradition. She had to begin to build on the low level of barbarism, and thus was obliged first to work through centuries of an almost unconscious process of growth, before the mere possibility of a civilized existence had dawned for her. Hence it was impossible for Russia to pre- serve the unity of her political and social tradition through the course of her historical growth. The starting-point was too different from the aims she is striving after now. To give you a definite view of this development, rapid and still incomplete as it is, I shall draw for you three pictures, representing the state of civilizing ideas at the end of each of the last three centuries. By comparing these we shall be more easily able to appreciate the measure of the change in Russia. Let us look first at Moscow, as early as the year 1689, /. e., just before the reign of Peter the Great. At that time Moscow was the ancient and only capital ; nay, in the boundless woods, marshes, and prairies of Russia, it was the only Russian city at all worthy of the name. And yet it was nothing more than an enor- mous court-yard around the manor-house of the Tsar. The city was inhabited by the officials of the Tsar's palace and by the officers of the Tsar's army. There was no room for any abstract ideas or feelings, in the midst of this world of illiterate churls, where only every tenth man could say his Lord's Prayer, not to mention the Apostles' Creed and the Ten Command- ments. An A-B-C book or a primer for reading was 24 RUSSIA AND ITS CRISIS to be found there at the rate of one copy per 2,400 inhabitants; the gospel was never read and, when recited at the mass, was heard without being under- stood ; there was no elementary and no regular second- ary school, even for the clergymen, and of course no higher school at all. Ideas, if any were to be found there, were of a foreign importation — a very rare and most severely prohibited merchandise, kept for the private use of a few persons of higher station, striving after self-culture ; for the most part these ideas were preserved in foreign books and carefully put up in the book-cases of a dozen foreign merchants and higher officers. Some sparks there were of a deeper and truer piety, kindled in the depths of the Volga forests ; they glimmered dimly through the thick covering of child- ish faith and half-pagan ceremonial. Many and many a year was still needed before these sparks could be fanned into a continuous and steady flame. Meantime another fire was kindled. In one of the market-places of the capital of the Tsars, on the fourth of February, 1689, a German mystic, Quirinus Kuhl- mann (a friend of Jane Leade, the founder of the Philadelphian Society), was burned at the stake. His crime was that he had come to Moscow in order to deliver a most important prophecy. The end of the world was coming, he said; the Roman faith was to be extinguished, the old apostolic creed was to triumph in the whole world, and Christ alone w^as to rule, instead of the motley crowd of princes and kings. All men would be equal thenceforward; private property would be turned to common use, and nothing any longer would be called one's own. Righteousness was RUSSIA AND THE UNITED STATES 25 to be enthroned, sin and lawlessness were to vanish. The poor dreamer had hoped to make the Russian Tsar his pupil and a forerunner of the coming king- dom of God upon earth. But, of course, he found no ear among the Russian authorities and no people to listen to his turbid gospel of religious and social free- dom; he was instead carried to torture, finishing his life at the stake. This happened, it is true, just at the time of the Salem witchcraft (1692) ; but it was also the epoch when the foundations of religious freedom and tolerance were laid in Great Britain and New England. A century has passed. We are again in the Rus- sian capital, in the year 1789 — the era of the French Revolution. This time, however, the capital is a new one. It bears a foreign name: it is a Peter's burgh. It was built all at once at the imperious beck of a revolutionary ruler; and it has still remained foreign to the country, in spite of a noisy existence of half a century. As late as the epoch of Catherine II. it still remained, as Diderot found it, "a city of palaces," for it contained very few burgher dwelling-houses. Nevertheless not only in Petersburg, but throughout Russia, we are now far removed from that auto-da-fe which took place in Moscow only a century before (1689). It was in the name of religion that the "magic incantations" of the unhappy prophet of the millennium were condemned in Moscow. Now, a century later, nobody in Petersburg cared about the official religion. Magicians were no longer burned for the sake of religion. In the time of Catherine they were rather received with open arms by the 2.6 RUSSIA AND ITS CRISIS higher society, if only, instead of preaching com- munism, they were wilhng to teach the people how to change baser metals into gold. But while Petersburg society had entirely lost its religion and had not fixed upon a new ideal to strive for, the unofficial — the spiritual — religion was making rapid progress among the lower classes. In the civilized upper crust the "pre-revolutionary" ideas of religious and political freedom were spreading at great speed. But this upper crust was, as yet, very thin indeed, and its mem- bers were quite powerless to apply new ideals to real life. That is why the empress, jealous as she was of her power, condescended to connive at the spread of these new ideas : they did no harm, and they were so attractive, so human! Thus, Catherine II. professed that she was not afraid of her people's getting enlight- enment; nay, she even contrived to spread a net of secondary schools all over the country. But, just as the French Revolution broke out, everything was suddenly changed. Catherine searched for victims of her anger and suspicion among the adherents of the new ideas ; she tried to break up the thin crust of the newly formed public opinion. One of the best representatives of this public opinion was Radeeshchev. He had been sent by the empress her- self to Germany, where he had learned the lesson of European civilization more deeply than any Russian before him. Then he came back to tell Russia, just on the eve of the Revolution, what he had learned. He was cut short at his first utterance of the great word of freedom. His book, A Journey from Peters- burg to Moscozv, which has since become renowned, RUSSIA AND THE UNITED STATES 27 was condemned by the empress herself to be burned as revolutionary and dangerous. The author was first sentenced to death, and the sentence was changed to exile in Siberia. This was the first triumph of Russian public opinion, for this treatment recognized it as a force capable of influencing actual life. Still, its further fate was quite uncertain. Would it recover from the heavy blow it had received? Would it get new adherents and wider influence? Or might it not die in the moment of its birth? These questions remained unanswered. Meanwhile the dawn of political freedom was shining brightly all over Europe, and your own vener- able monument of political art was just raised in Philadelphia. Russia had been following the march of the world's civilization with rapid strides, but the road stretched far ahead. Let us return, however, to Petersburg as it was a century later. Words had meanwhile become deeds. The best dreams of poor Radeeshchev had been carried into execution. Russia had got rid of her slavery at the very time (1861) when the great war against slavery began in the United States. The hearts of the best men throbbed with joy at what had been achieved, and with hope for what remained to be done. People expected that the building of social equality would soon be crowned by political freedom and individual liberty, freedom of belief, liberty of the press and of opinion, the rights of man and of citizen, a reign of law and justice, independent courts, real self-government. Public opinion seemed to glory in its final victory, to have taken its proper place in 28 RUSSIA AND ITS CRISIS political life. Vain hope. A few years passed, and the golden dream was once more completely dispelled. A struggle began, the most merciless and violent that Russia has ever seen, between authority and opinion. And how did the struggle end? In suspicious and narrow treatment of every living force of the nation on the side of the government; in bitter disappoint- ment and rigid opposition on the side of public opinion. Presently every scheme of further reform was gradu- ally eliminated from the field of action, and their promoters were exterminated. This extermination of the intermediate shades of public opinion resulted in a terrible shock between the old and the new, between a dying tradition and a buoyant ideal of the future. They met face to face, the old and the new, and the shock was indeed terrible, because there was nothing left between to soften the blow; no engine at hand peacefully to convert the latent heat into useful action, the potential energy into actual work. Thus, as we have seen, a mad millennial dream of foreign invention, the enthusiastic anticipation of a student of European civilization, and a real political struggle for a definite and practical platform — such are the three steps which Russia has achieved during the last three centuries of her history, on her way from bar- barism to civilization. We must concede that a nation that was achieving this had not been standing still. On the contrary, the movement went on so rapidly that Russia of necessity soon got out of touch with her old tradition, and a question has arisen as to the desirability of this departure. While drifting from her ancient moorings, the defenders of the old order asked : Was RUSSIA AND THE UNITED STATES 29 not Russia running the risk of losing her very nation- ahty in her mad race for improvement ? Would it not have been more prudent to remain "at home" than to start on this long and dangerous journey of imitation through Europe? The objection was, surely, sense- less; the Russian nation is itself "European," and the process of its remolding originated, as much as elsewhere in Europe, in internal evolutionary causes and not in the fanciful pleasure of "borrowing" new fashions, or in a mere craving for change for change's sake. Change was necessary, and there is nothing to our discredit in having it. "To live is to change," as Cardinal Newman says, "and to be perfect is to have changed often." Still, objections are not to be silenced by this kind of reasoning. Russia was certainly to be civilized, the defenders of the old tradition argued ; but she did not need to be civilized after the European pattern, as there were enough civilizing elements in her own tradition. True or false, this argument has become the crutch of every reactionary measure in Russia. Thus, our next ^ task will be to examine more closely what elements of a peculiar civilization are inherent in the national- istic feelings and theories and in the Russian historical tradition. CHAPTER II THE NATIONALISTIC IDEA It is with intention that I entitle this chapter, not the "national," but the "nationalistic" idea. By this term I mean to designate a particular kind of national theory — that which declares certain national peculi- arities to be unalterable and exalts them as a founda- tion of national life for all future time. Civilization makes nations, as it makes individuals, look alike; while, on the other hand, the more backward a nation is in culture, the more likely it is to be peculiar, and the more scope is left to such politicians as assert the pres- ervation of those peculiar features to be its only means of political salvation. This is especially the case in a country like Russia, where a new culture has over- lapped the old, the two continuing to exist in a per- petual contradiction of each other. Owing to this situation in Russia, nationalistic aspirations and theories have been built up in great number in order to defend the old from the new, and they have played such a large part in political life that the "nationalistic idea" deserves a separate chapter. Of course, the nationalistic idea in itself lacks any scientific foundation. The peculiarities of a national life cannot be considered "unalterable," for the reason that in the eye of modern science nothing is unalterable. What made the old theories hold the nation to be unalterable was the fact that they confused the idea 30 THE NATIONALISTIC IDEA 31 of the nation with that of the race, which seemed to be unaherable indeed. Race and nation, in fact, still form, in the nationalistic view, one notion. But, in the first place, in the view of modern anthropology, not even the race is regarded as unchangeable; and, in the second place, the race, the anthropological type, has nothing in common with the nation. A nation may include many racial types, and one racial type may be scattered through many national groups. Of course, a national type implies a certain physical uni- formity; and this uniformity may be brought about by mere natural forces, such as, e. g., a common descent or the long action of uniform natural surroundings. But natural forces of this kind are not essential in producing a uniform national type; the best proof of it is that the same forces may act as well in a quite opposite direction, by differentiating the national type, instead of making it uniform and homogeneous. In its very substance, national uniformity is some- times produced, not because, but in spite of, natural causes; it is thus not a product either of unity of race, or of unity of geographical surroundings; but it is of a psychological and sociological origin. National uniformity is the result of a long course of' unconscious and half-conscious imitation among the members of a given social aggregate. This kind of social imitation is propagated in space by conquest or by peaceful intercourse; it is perpetuated in time by birth and tradition, i. c, by the natural growth and the conscious education of new generations. Accord- ingly, a national type, as a sociological product, is not a group of characteristics that would stick inalienably 32 RUSSIA AND ITS CRISIS to a man or a social group. The traits may be arti- ficially dissociated. They may be taught and untaught by custom and tradition, as in the United States with the immigrant population.^ The national type may even be learned or unlearned by purpose and politics, as is often the case with mixed populations and with small ethnic groups, living on the boundaries of many large European states. As a rule, however, the uniformity of a national type is not the result of a systematic policy or of a conscious volition. It is rather constituted and ac- quired in dim periods of national life, when social consciousness is just beginning to dawn. This is generally the period when national territory is framed into a political unit, under the leadership of a central military power. In Russia this process of national unification w^as going on at the end of the fifteenth century. The leading part fell to the share of the Duke of Moscow. John III. was the powerful ruler who laid heavy hands on his prey and brought to an end the existence of many smaller dukedoms or more weakly organized territories, surrounding his central seat of power.^ But this period, when the national type is beginning to form itself within a military state, is far from being the time of the full blossoming of national feeling ^ A study of the process of assimilation of foreign elements by the old American stock will give one day a clearer insight into the laws of the formation of nationalities. European science has a right to expect this contribution to sociology from American students of this branch of knowledge already so much enriched by American scholars. - See map of the " Making of the Russian State." rrm The Muscovite Dukedom be- fore John III (1462). The acquisitions of John III and Basilius III (1462-1533). The acquisitions of John IV |[|||||[| and Theodore (1533-1598). UltlMII The acquisitions of Michael kJj^jJ^jJ^ (1613-1645). \/Zr/2 The acquisitions of Alexis (1645-1676). The acquisitions of Peter the M|hh The acquisitions of Paul Great (1689-1725). |H^| (1796-1801). The acquisitions of Anna frrqTnp The acquisitions of Alexander Ivanovna (1730-1740). [ i 'f 1(1801-1825). The acquisitions of Elizabeth ; " ' The acquisitions of Nicholas (1741-1761). !...,! (1825-1855). The acquisitions of Catherine '\ The acquisitions of Alexander II (1762-1796). I _..^ II (1855-1881). / r /- / .L . ; '' ^'^ ■v^*^ j^ \.. I ' *WF.':''BaK^^1WvKC.Ta£3^Ui"tf»^-«W!r-.f±fiEia-y^i?'Se ,i?.j:'5i-j'..S:} S J j; '.,.;? "•! la f.nbiUf vp-^ •■^■' I ■•> ■■■; r» *«(>!.' ;'.-.upr5? •■;* .•"■cilS^l) I '.I nrf-l^V- a ,(j-:;i-- ,••■ .i en; •■ .'J bn..- THE NATIONALISTIC IDEA 33 and nationalistic theories in the unified nation. The national feeling as yet lacks full consciousness. The nationalistic theory is late in catching up with the historical events of national unification. Both feeling and theory come later, as a consequence and a vindica- tion of the accomplished facts. National consciousness generally begins at the time when the politically unified nation as a whole is brought into closer relations with some neighboring national units. Then a comparison between the two nations is frequently drawn. The results of such a com- parison are twofold. First a sort of self-sufficiency and self-conceit is felt. National arrogance thus ap- pears to be the first utterance of the nationalistic idea. This feeling is particularly emphasized if a struggle for national existence is carried on, no matter whether the issue of this struggle is disastrous or successful. But then — perhaps simultaneously — the second result of the comparison appears : self-criticism and self- negation. The inferior nation looks up to the su- perior, supposing that there is between the two a difference in culture. Between Russia and other European countries the contrast was not so great at the moment of their first meeting, some centuries ago, as it is perhaps now between Japan and the Europe of today. Therefore the contrast between nationalism and foreign culture could not be fought out in Russia in such a rapid and resolute way, and the victory over old traditions could not be so soon and completely won, as would be the case today. Instead of that there followed a long process of compromise and assimilation, which in Rus- 34 RUSSIA AND ITS CRISIS sia is even yet not completed. The consecutive stages of compromise may be traced by study of the subse- quent history of the nationahstic idea. The changes Russian nationahsm has undergone closely correspond to the positions it alternately assumed and surrendered in its struggle with higher civilization. In the very soul of the nation there thus appears a clash between the awakened consciousness of national selfhood and the dawning consciousness of belonging to humanity in general. National self-consciousness clings to particular features of national existence, such as dress, dwelling, social habits, political institutions, and old forms of the popular creed. But in the long run these features cannot be preserved. By and by they disappear from actual life and take the shape of a dim remembrance of a past never to be recalled. And while historical peculiarities are vanishing, a notion grows up that nationalism does not consist in keeping to dead tradition, but in realizing the living "spirit" of the nation. Then a right to free action, to free play for inherent forces of the national spirit, is claimed in the name of the nation. But as soon as this view is assumed by nationalism its end is near. For living "spirit" is not to be bound by a dead tradition. It remains only to understand that the national "spirit" is not a metaphysical "substantia," or a simple element of chemistry, but an evolving and complex product of historical development. With this explanation nation- alism is ferreted out of its last lurking-place, and it not only dies out, it turns to its opposite. It thus kills itself by the very process of its development. Indeed, pari passu with the growing appreciation THE NATIONALISTIC IDEA 35 of cosmopolitan elements of culture grows the per- ception that some of them necessarily exist already in the national spirit itself. The nationalistic idea thus becomes messianic; that is, it begins to claim for itself a place in the universal development of mankind. In this stage of development the nationalistic idea has already become cosmopolitan. Or else, in order to avoid this logical result, nationalism must recoil from its own conclusions and stick more steadfastly than ever to some institutions and habits peculiar to the past history of the nation; must become, in short, reactionary. But in that case its influence on actual life is paralyzed. Turn which way it will, it arrives at the same end — self-annihilation. Thus, we may distinguish three stages in the development of the nationalistic idea. Nationalism is first instinctive; then it turns out to be self-assertive and arrogant; and finally it becomes subject to criticism and a comparison with some higher culture. At that third stage the nationalistic idea is differentiated into two opposite types : the one, cosmopolitan and messianic ; the other, particular and reactionary. Both bring the national- istic idea to the same upshot — inner dissolution. I have now only to substitute more Russian names and data in order to fill up this general outline — which may refer as well to any backward country — with its proper contents. I shall not here dwell long on the first two stages of nationalism in Russian history. The national- istic idea as an instinctive feeling was characteristic of Russian ancient history; and in the same state of instinctive feeling it remains until now in all but the 36 RUSSIA AND ITS CRISIS Upper layers of Russian society. Thus, large stores of crude national feeling are kept untouched against the future. And this is the reason why Europe has always been afraid of a possible ascendency of the "spirit of conquest" in Russia. But this instinctive feeling is perhaps much more dangerous to Russia itself, because it is always liable to deprive her of her self-control, as was the case in our last war with Turkey (1877-78). Or else it may be exploited for such shameful deeds as we recently witnessed in Kishineff. There follows then the second stage, in the develop- ment of nationalism; I mean such first attempts at consciousness in national feelings and theory as were made during the age of national unification. But these attempts are very closely connected with what is con- sidered to be Russian political and religious tradition; and therefore it will be better to make you acquainted with them in the two chapters next following, where Russian tradition is to be discussed. You will see there that it was the stage of a serene self-complacency and unperturbed self-reliance. For our present purpose it will be more interesting to dwell on the following — the third stage, when this serenity of national feeling began to give place to a vivid apprehension of confusion and trouble. This came to pass when the contact with foreign culture became so continuous as to be considered dangerous. This condition was first realized in Moscow about the middle of the seventeenth century. Of course, foreign people lived in Moscow long before that time; they came there as soon as the political unification began, at the end of the fifteenth THE NATIONALISTIC IDEA 7,7 century. But these foreigners were few and remained as yet unnoticed by the great bulk of the native popula- tion. Hence they were permitted to live where and how they pleased. From the beginning of the seven- teenth century, however, the strangers came in crowds to Moscow. They entered Russia as commissioned officers, wholesale merchants or trade agents, petty craftsmen, or skilled artisans in the Tsar's personal service. Their number doubled in Moscow within the first half of the seventeenth century, increasing from about five hundred to one thousand — a great many for the Moscow of that time; they bought houses in the city and estates in the province ; they conversed freely with Russian people, wore Russian clothes, engaged Russian servants, and spoke the Russian language. Then the Muscovite clergy became alarmed. The patriarch requested the Tsar to enjoin the strangers from endangering further the Russian national habits and creed. This request was granted : the foreigners were ordered ( 1652-53) to sell their houses and estates, and thenceforward to inhabit a single quarter in the Moscow suburbs, since called the " German " quarter. But this was, as they soon found, " drowning fish in water." While residing among the Russians the foreigners always ran the risk of being insulted by urchins or plundered by ruffians; or else, in the long run, of wholly losing their nationality by becoming Russianized, Now, in the " German quarter " they lived at their ease and thus were able to preserve their national habits. The new quarter, entirely in- habited by foreigners, stood there close to the walls of the ancient city of the Tsar, a visible model for 38 RUSSIA AND ITS CRISIS imitation. Russian people were thus prevented from gradually intermingling with strangers, with the only result that at a later period they were subjected to the undisputed influence of European civilization. The Tsar Alexis in 1652 drove the strangers to a suburb outside his capital; Alexis's son, Peter the Great, came, forty years later, to the suburb made "German;" he lived there the European life to the full, and never came back to his father's home. Thus, before the seventeenth century came to a close, the danger for the old nationalism was rapidly increasing. Russia had to choose between the old and the new, between the "Greeks," who gave Russia their church, and the " Germans," who were going to give Russia their culture. It w^as a compatriot, a Slav though not a Russian, the learned and far-seeing Croatian, Georges Kreeshanich, who first (about 1670) pondered the issues of the choice. No Russian of that time had been able to formulate so clearly and so pre- cisely what were the chief points of the conflict of the two civilizations that met at Moscow; and he paid for his superior knowledge and his clairvoyance by exile to Siberia. It was from Siberia that he sent to the Tsar his book on Politics, in which he formulates for the first time a systematic view of what may be called a nationalistic policy. Says Kreeshanich : The Germans wish to poison us with their novelties; but then, the Greeks inconsiderately condemn whatever is new; and they force upon us under the false name of antiquity their foolish inventions. The Germans sow heresies; but the Greeks also confound the true faith with schism [Kreeshanich was a Roman Catholic]. The Germans propose to teach us true science, but they mix it with the arts of the devil; on the other hand, THE NATIONALISTIC IDEA 39 the Greeks count as heresy every bit of knowledge, and advise us to remain in complete ignorance. The Germans vainly hope to be saved by preaching the gospel ; the Greeks leave off preach- ing and like better to forbear all discussion. The former permit every laxity in life, and thus lead us by the broad way of perdi- tion ; the latter point to a way still narrower than that of salvation, by summoning us to pharisaic superstition and bigotry. The Germans denounce as barbarous, tyrannical, and inhuman whatever is Turkish in political matters; the Greeks declare the same things to be admirable and praiseworthy. The Germans do not acknowledge the due rank of the Russian state; the Greeks exalt it in a way that is senseless, vain, fictitious, and impossible." This renowned patriot advised the Russians to choose the middle course between these two extremes, according to the "dictates of reason." Thus he hoped to escape the danger of the Russian nationahty's de- struction, whether by the Greeks or by the Germans, a destruction which, as he well knew, had come to some smaller southern and western Slavonic groups. But then there were three things that Kreeshanich was not aware of. First, there was at the time he wrote no national consciousness and, accordingly, no possibility of any reasonable choice. In the second place, there was no danger of the Russian nationality being destroyed, even if the borrowing of foreign culture should go on as inadvertently and blindly as possible. And last, though not least, he did not see that there was really no choice, that there was only one way to civilization, if civilization it was to be: that of the West, not of the East; that of the "Ger- mans," not of the '* Greeks." Thus only a quarter of a century after Kreeshanich wrote, Russia was to be 'See chap, iv, pp. 160-64. 40 RUSSIA AND ITS CRISIS made outwardly and manifestly European. Peter the Great had come. Let us see now what became of the nationalistic feeling and theory after Russia had been Europeanized by Peter. Such nationalistic tradition as had formed in the two preceding centuries, the sixteenth and seventeenth, by its very essence could not surrender. Indeed, as we shall see later (chap, iii), it turned into a stubborn opposition to the new culture, and, when easily subdued in the higher cFasses, dragged out a stealthy existence in the lower strata, where it persists even to the present time. But among the higher classes — the only ones that were as yet Europeanized — nationalism took an en- tirely new shape. It did not remain in the state of instinctive feeling, uncompromising and inflexible, such as made the masses and the genuine Muscovite opponents of the new culture prefer death to surrender. On the other hand, the higher society that acquiesced in Peter's reform was not as yet guided in its con- duct by a conscious theory. It got rid of the in- stinctive feeling, but had not yet arrived at a theoretical foundation for any new view of things. That is why it accepted the new order of things without resistance, but also without sincere conviction in its favor. It simply adopted the new social customs and the new style of living because such was the order of the Tsar; but it did not really embrace the ideas of western civilization. With it the imitation of for- eign culture was limited at first to its outward aspects. Even at this stage, however — the stage of a more or less unconscious adaptation of the new culture — THE NATIONALISTIC IDEA 41 the relation to it was different in individual members of the higher society. Now that the way of imitation had been decidedly taken, everybody followed it ; but some people w^ent on grumbling and stubbornly insist- ing that there was nothing at all to imitate. While enjoying the pleasures and advantages of the new culture, they contemplated a reaction, and looked back- ward to their fictitious national paradise of ancient Russia. Others, however, rejected with the same fervor whatever was Russian, and prided themselves on being the first to imitate. Thus two new social types appeared, not unknown at this stage of national development in every country; let us call them "xenomaniacs" and "xenophobists" — the friends and the enemies of the imported culture. Both were far from leaning upon any conscious theory, as we have already said; both were the immediate products of life, not of theoretical training. A w'ounded national vanity was their chief motive in both extremes of imitation and rejection of the foreign culture. Both types were also soon caricatured in literature and ridiculed by witticisms of Russian satirical writers, the literary imitators of Steele and Addison. And, indeed, those types were grotesque enough. Let us take, by way of illustration, a description of them drawn from life by a foreign traveler, soon after their first appearance and long before they had had time to be represented by Russian literature. I translate the following from a book by Peter Haven, a Hollander, who traveled in Russia during the years 1736-39. This is a portrait of a Russian lady, profitmg freely by the new fashions and manners of life. In the 42 RUSSIA AND ITS CRISIS second half of the century she will appear in Russian satire as a "coquette," an elegante, with her male counterparts, the "dandy," the pctit-maitre. It is not a literary sketch, but an illustration from life of the young Princess Koorakin: She has a whole court round her. She drives six-in-hand, with two post-boys and four footmen. She has two dozen chamber-maids and as many men-servants. She eats luxuriously and at no fixed time, sleeps until noon, and dresses like an opera- singer. Though she speaks nothing but Russian, she mixes up so many French and Italian words with Russian endings that it is far easier for a foreigner to understand her than for a native. In her talking she generally extols French fashions and liberty of social manners. She laughs at pious women, who lament the world's vanity, simply because they themselves have no chance of marrying. Her own love stories are apt to prove that in Moscow you may play no worse amorous dramas than in London or Paris. Let US look next at a worthy old-fashioned couple, Prince and Princess Cherkasski : The prince asked me whether I understood Russian. "Yes, a little," I said. The prince then retorted that he could not allow anybody to speak with him otherwise than in Russian while in his country, because when traveling he had always been obliged to speak the language of the country he was in. "I should like to know," he went on, "why the Russian language should not be put on the same level with French or German?" I answered that perhaps the reason was that the sciences were not yet flourishing in Russia; therefore the language was not much in use and little studied. Again, another reason might be that the Russian state only recently had begun to be held in esteem by foreigners ; with the power of the state would also grow the appreciation of the language. The prince was appeased by this ; but then the princess asked me whether I was a German. I said I was not. Then she took off her hat, made in the English fashion and wanted me to say whether I really thought that THE NATIONALISTIC IDEA 43 things like that ought to be ordered from abroad. I said this fault was fully redeemed by the good quality of the hat and the impossibility of getting it otherwise. "Well, now," the princess rejoined, "my slave has made it for me here in Moscow ; thus, you see, we don't want German goods, any more than we want the Germans themselves, to come here into Russia. Such were the first types of newly cultured people that made their appearance in the higher society of Russia in consequence of Peter the Great's reforms. You have observed, perhaps, that of the two types thus sketched by Haven the more grotesque is that of the dashing lady, Princess Koorakin. In fact, the new imitators of European culture offered much more material for satire than its old-fashioned detractors. The reason was that the influence of European culture remained quite superficial. The real need for this culture was felt by the state only, which borrowed from abroad plans of military, naval, and administra- tive institutions. Beyond these mere technicalities, the only use made of foreign culture at first was for the amenities of life. But very soon the new standard of life brought in from abroad began to serve another more practical end. As the higher classes alone imitated Europe, the new culture became a mark of social distinction. French dress, French wines, French meals, and, last but not least, the French language served to dis- tinguish the Russian nobility from the bulk of the people. All that was not noble was "vile;" thus ancient Russian clothes and habits and creed became so many attributes of the "vile people," of peasants, merchants, and clergy. Thus the higher classes — the nobility and the gentry — for the first time in Russian 44 RUSSIA AND ITS CRISIS history were entirely and outwardly dissociated from the lower strata. Later on (see p. 339) we shall see that just then slavery had attained its full development in Russia. Thus European culture had become a property of the privileged landed aristocracy. Thence- forward there were to exist in Russia two cultures, two systems of tradition, almost two differait languages. The "vile" multitude provided suppHes for the "noble" few who lived in opulence and luxury. The common people had to live the life of toil and suffering in order that their "landlords" might live in a world of fiction. Thus the civilized type of the higher society became such as was known abroad until the epoch of the emancipation of the serfs. Broad ways of living, liberal hospitality, literary refinement, together with entire incapacity for actual work and the lack of any real interest in life — these were supposed sometimes to be the features of the Russian national type. But they were only features of the Russian "noble" during the period of slavery. This was the type of the Rus- sian bahrin (landlord). This necessary digression may help you to under- stand the further history of nationalism in Russia. Both types of xenomaniacs and xenophobists were thriving amidst the privileged nobles; but there was something unreal, something fictitious and conven- tional, about them. Whether they extolled either merry old Russia or the advantages of civilization — all that was mere idle talk. The real partisans of the old traditions, the "Old-believers," as well as the real admirers of Europe, were hardly to be sought in their midst. The former were to be found only in the lower THE NATIONALISTIC IDEA 45 classes; the latter, nowhere but among the very few really educated people. The real discussion of principles concerning nation- alism or European culture went on only among these last, the cultivated few — in Petersburg, in the imme- diate neighborhood of the throne, and in close con- nection with the higher schools opened by the succes- sors of Peter the Great."* A few Petersburg journal- ists began by ridiculing both the xenomaniacs and xenophobists. Sincere adherents of European culture though they were, they exposed to derision particularly the civilized type, the xenomaniacs, just for the reasons that we have seen, i. c, that these were representatives of the privileged class, using new culture only as a mark of social distinction. Thus the democratic jour- nalists of St. Petersburg went even so far as to sigh for the homely and patriarchal virtues of the good old time, that were vanishing forever w^ith the new culture of the privileged few. '^ But the most prominent of these journalists, the renowned Novekov, very soon remarked that the empress Catherine 11. was trying to turn these mourn- ings to her own advantage, and then he desisted at once from lamenting the imaginary virtues of the Rus- sian past. We know (sec p. 26) that Catlierine found new ideas dangerous to the existing order of things, and thus gradually ranged herself with the defenders of the ancient tradition. Looking about for some theoretical support of her reactionary aspirations, she thought of utilizing Russian satire for the derision of ne^v ideas. She expressly wanted Novekov tc exalt * See chap, v, p. 274. 46 RUSSIA AND ITS CRISIS old national virtues and to ridicule their detractors. But far from having obtained what she wanted, she only made a few liberal publicists of Petersburg aware that they were running the risk of being used as a cat's- paw for her own political views. Then for the first time the boundary line was drawn between the de- fenders of the backward and of the forward movement in Russia. The government was with the former ; the liberals were gathering around the banner of opposi- tion. From that moment the nationalistic theory re- ceived a governmental and reactionary meaning, which it has preserved up to the present time. Curiously enough, now that the practical necessity of a nationalistic theory was felt by the government, the elements required for it were found to be entirely lacking. The old traditions of Russia before Peter the Great had been entirely forgotten, and the historic study of them had not yet begun. On the other hand, the higher class had definitely adopted European cul- ture and clung to it, because of its convenience. The predominant theory of European literature at that time was not in the least propitious to the building of a nationalistic theory. In the enlightened age of ration- alism the idea of "nation"' was drowned in the larger idea of "mankind." Men were thought to be equal by "natural right" all over the world. The subjugated nations were to be free, not for the sake of their separate and particular existence, but in order to fra- ternize with the whole of mankind in one cosmopolitan type of universal democracy. There was no room for exalting national peculiarities, especially in a land like Russia, which so entirely lacked tradition. THE NATIONALISTIC IDEA 47 Thus, when Catherine II. was forming her national- istic theory, she was obHget:! to start from an axiom as contradictory as possible to the very essence of nationalism. She had to accept as proved the proposi- tion that "men are the same always and everywhere." The idea was not bad when Russia was to be defended against her foreign detractors. But the use Catherine made of it was quite wrong. She affirmed, in her criticism of a FVench writer on Russia, the abbe Chappe d'Auteroche, that Russia stood on the same level with Europe; that Russia was as good in every- thing — or as bad, as the case may be — as western Europe. In literary skirmishes with her own subjects she went a step farther in building a nationalistic theory : whatever was bad in Russia she declared to come of foreign origin, from Scythians and Sar- matians of old, and from the French at present. What- ever was good was to be considered as old Russian. All this did not go beyond mere playing with abstract and historical ideas. At last a writer came who helped Catherine to a better insight into the real Russian peculiarities. This was Bolteen, the historian. He started from an assumption quite contrary to that which Catherine had made. Russians were to be thought, not as like and equal to Europeans, but as dif- ferent and peculiar. The reason of this difference was to be sought in the outward conditions of historical growth, especially in the climate, where Montesquieu and Bodin had already found it. Undeveloped as this theory was, it was the first really important step toward the construction of a nationalistic theory for Russia. But there was still wanting an important ele- 48 RUSSIA AND ITS CRISIS ment to make this theory really nationalistic. Such peculiarities as Bolteen found in Russian history were only relative, not absolute. There was nothing in either to prove the superiority of the Russian nation over the other nations. On the contrary, the Russian nation would have to be put on the same level with others, if history was to be explained by the general laws of nature. Thus, the eighteenth century in Russia saw a great development of national feeling, and of curious national types ; but it did not witness the building of a nationalistic theory; the times were not ripe for that. Nationalistic theory was essentially the work of the nineteenth century. With it appeared the romantic idea of nationality. The French Revolution had just proved a failure. The Napoleonic wars and conquests had spread over all Europe a rapidly growing discontent with French fashions and with French ways of living and thinking. This discontent prepared public opinion in France and other countries of Europe for a sudden return from French rationalism to the old national tradition. A new intellectual movement set in, known as romanti- cism. It entirely changed the views of theorists and politicians concerning the question of nationality. Ac- cording to the previous, the rationalistic, idea a nation was looked at as a sum of individual units, entirely equal one to another and bound together by a formal or tacit act of "social compact." This idea was now condemned and rejected as too abstract, too formal, and too mechanical. The concrete and living nationality was reinstalled in its rights by romanticism ; and it was THE NATIONALISTIC IDEA 49 looked at as an organic whole, as a unit acting on a kind of collective impulse. Rationalism had once op- posed reason to Providence; the will of individual man to the will of God in the making of history. It had hoped to reconstruct the whole fabric of society with the help of law made by reason. On the other hand, the first principle of romanticism in politics was that human law is powerless against the law of nature, and thus no intentional reconstruction of the social order is ever possible. The law of social phenomena cannot be changed by individual will or reason. Thus far roman- ticism agreed that there was a law in history; and it was obliged to admit that this law was independent even of God's momentary will. This idea born of ro- mantic thought made a very important contribution to sociology. According to this fundamental conception, history was not to be understood in a rationalistic way as a series of accidents, resulting from the personal will and exertion of man; but neither was it to be explained in a supernatural way as a series of miracles, produced by God's intermittent attempts to force his own will upon the natural drift of events. Between a world of chance and a world of miracles, romanticism interposed an intermediate notion, that of a world of natural law, preformed by God and realized by man's unconscious volition. The romanticists were the first to make this sort of unconscious volition a subject of study and trace it to its sociological origin. The role of individual actor was thus to be explained by an inherent law of society. A nation is, according to the romantic idea, society acting unconsciously as a living aggregate of like- 50 RUSSIA AND ITS CRISIS minded and like-intentioned beings. Such a nation, being subject to God's will and superior to individual volition, is a tool in God's hands to lead humanity toward its final destination. The universal history of mankind is made up of a succession of many pre- destined nations, each playing its part on the way of mankind to that supreme end known to none but God. Every nation has its own particular "idea" which it is predestined to realize on this royal road of history; and this peculiar "idea" forms the very essence of the nation — its inmost "spirit" and its inborn soul, pre- formed since the beginning of time in the Eternal Council. This "spirit" is the very core of the nation, the source of its living force, of its will, of its "free- dom." Of course, it is to be thought unchanging and unchangeable; on its durability the very existence of a nation depends. Such was the theory created by a group of thinkers, politicians, and philosophers in France and Germany on the verge of two centuries. The political meaning of the theory was, however, different in the two countries. In France the theory took on a reactionary meaning, owing to the violent opposition to the French Revolution. There were two nobles, both men of political action, who formulated in that country the romantic theory in question, De Maistre and De Bonald. In Germany the popular opposition was directed rather against French rule and French fashions than against the revolutionary ideas of France. The revival of national feeling here went hand in hand with the movement for political freedom. Thus it was understood in Germany that God's plan in THE NATIONALISTIC IDEA 51 history was that of the ''education of the nation for freedom," and while French pohticians were tending to restore the ancient national institutions by means of their romantic theory, the Germans preferred to sound the depths of the living "soul" and "spirit" of the nation. This national theory was promulgated mainly by Fichte, in his renowned Speeches to the German People in 1808. Then appeared Hegel's Philosophy of History, in which a particular place was assigned to every "historical" nation, worthy of repre- senting some "idea" in the solemn march of universal history; and, as was natural, the German people took the lead. This was the theory that was adopted by the Russian nationalists of the nineteenth century. Thus, by a curious irony of history, the first and only nation- alistic theory ever developed in Russia lay on the foundations of western European philosophic thought ; and we must add that this theory was very old in western Europe when it was first heralded by Rus- sian nationalists. Russia, indeed, was slow in adopt- ing the romantic theory. Very little of it was known until the reign of Nicholas I., i. e., the second quar- ter of the nineteenth century. In the first quarter of the nineteenth century Russia's national feeling^ it is true, burst into flame, in consequence first, of the Napoleonic wars, and, then, of the national revolutions of the second decennium in Europe. But very soon a reaction against French fashion turned in Russia into a rough chauvinism, deprived of any theory. The old Russian virtues were exalted, just as the Teutonic virtues were in Germany; only there came no Fichte, 52 RUSSIA AND ITS CRISIS and there was no talking about the free utterance of the national spirit. There was, to be sure, a political movement, which had set in some years later in Rus- sia — at the period of Congresses, 1818-22 — but it was liberal, not romantic; and so its theory is to be traced to Benjamin Constant, the French statesman, rather than to the German philosophers, Fichte and Hegel. This movement, resulting in the December insurrection of 1825, has no place in this chapter; we shall, however, return to it when we come to trace the history of Russian liberalism (see p. 254-59). »^ A genuine romantic movement was, however, started in Russia immediately after this insurrection of the so-called "Decembrists" only in a quite different environment : not in Petersburg, but in Moscow ; and not among the officers of the guards and the army, but among the students of the university. This movement soon became known as Slavophilism. After two dec- ades of preliminary development, it culminated in an organized theory of Russian nationalism. The university movement in Moscow had nothing in common with revolution and politics. It was closely connected with German metaphysics and par- ticularly with Hegel's philosophy of history. Slavo- philism began to build up its theory just at the point where Hegel stopped. The Slavophils took for granted everything Hegel had said about the universal development of nations; but they completed his phi- losophy of history with a chapter of their own. If Hegel were right, Germans were to be at the head of humanity, and there was no place left for Slavs. Now, Slavs were not to be thought outside the world THE NATIONALISTIC IDEA 53 of law; they too must have a universal "idea" to be realized in history. Of course, no "universal" idea had as yet appeared in their past; but this only proved to the Slavophils that the ascendency of the Slavs was to be in the future. They thought they would bide their time, and then, forming a fresh nation, unworn by life's humiliating experience, they would forge ahead of the Germans and of all the rest of the " rotten West," as they called it. What, then was the " universal idea " that Russia, and Slavs in general, were to exhibit for the benefit of mankind ? The answer to this question is the very essence of Slavophilism. The civilization of the West, they found, was rich and luxuriant; but at the same time it was one-sided and incomplete. Rationalism was its original sin; rationalism divorced reason and feeling, and therefore the western civilization failed. Whatever branch of the life in western Europe we look at, everywhere we are likely to find the same phenomenon of discord and inner contradiction unappeased by feeling. In the state, it is the struggle between subjects and authority; in religion, that between Scripture and tradition; in philosophy, between reason and experience; in social life, between the upper and the lower classes; in social conduct, between law and morals. Russia, on the other hand, was always striving to unite and reconcile the conflicting elements of life. And that is why the Slavophils reasoned that her civilization is bound to become wholesome and complete. It is generally known what part feeling played in the romantic theory. Feeling was opposed to reason ; 54 RUSSIA AND ITS CRISIS it was thought to be the only way to that superior truth which science can never discover for us. The weapon of science is logic; and logic is not able to grasp the essence of phenomena, to introduce us to the inner meaning of things. Logic is only formal; life and every living trait slips through its loosely woven net. These traits of concrete things are retained in our minds only by feeling; feeling supplies us with sounds and color — with all the motley of actual life. Art, therefore, which speaks to us in pictures and appeals to our feeling, is a higher type of knowledge than science. And for the same reason religion is the highest of all possible types of knowledge: it gives us communication with the very origin of the living actuality of things. Now, the Slavophils go on arguing, it is only in the East that religion has gone the way of feeling. Western religion has chosen the way of reason and logic, and so has run astray, becoming the victim of its own infatuation and lack of humility. The eastern church alone knows what is the right way for human progress, and toward eternal salvation. Religion makes up the essence of civilization. Hence the western civilization has erred in the erring of its religion. Roman Catholicism was western civili- zation's first step in the error of forsaking the collective feeling of the church for individual judgment in reli- gious matters. The second step in rationalism was the Reformation; and it was the necessary consequence of the first : just a step farther toward individualism. The third and last step in the succession of this logical necessity was revolution and atheism. None of these THE NATIONALISTIC IDEA 55 was possible in tlie eastern world, it being the world of traditional religion — the religion of love and hu- mility. Thus the essence of the eastern civilization is Chris- tian self-absorption in love. Now, is this feature to be found in Russian history? The Slavophils, to be sure, found plenty of it. The community of Christian love — was it not identical with the Russian village com- mune that was supposed to form a peculiar feature of the Russian social life? Was there to be found in the inner life and order of the Slavic commune any- thing like western formal law? Was there a differ- ence between rich and poor, an idea of private landed property? Was not the origin of that village com- munity hidden in the remote past, so that it fitly repre- sented the unalterableness of the "spirit of the nation" ? Thus the key to the explanation of Russian culture was found. Christian love and landed peasant com- munity — these were the particular "ideas" to be intro- duced by Russia into the universal history of man- kind.^ Everything that did not agree with these "ideas" in Russian history itself was to be explained as foreign, and eliminated. Foreign, in the first place, was the state, with all its worldly sins which did not befit the community of Christian love. The "com- monalty" of people, the "land" — this was the genuine national element in Russia. The government origi- nated in a military association of the prince's followers, (the gesith) ; thus it had come from abroad and had remained foreign to the "commonalty of the land." ■^ See further applications of this theory for radical purposes, on p. 366. 56 RUSSIA AND ITS CRISIS This was the reason why the upper classes were so easily conquered by foreign civilization after the reform of Peter the Great began. They were foreign by origin ; their high treason before the nation was, as it were, hereditary. And yet the Russian state was not so bad as the western European, because there was a great difference between Russia and western Europe as to the way in which the state was built. Russian princes and barons ("thegns") had not conquered the Russian natives, as was the case with the building up of the mediaeval states in western Europe. Slavophils laid much stress upon the old Scandinavian legend with which Russian history opens. According to this legend, the first rulers were voluntarily called by Rus- sian and Finnish tribes from the Northmen in order to preserve "peace" in the "land." Thus the state authorities came from outside and remained foreign to the genuine life of the nation. They liberated the "land" from the material duty of keeping "external right" and order; the nation was free to go its own way of "internal righteousness." No conflict what- ever was thenceforward possible between the state and the nation; the nation — the "land" — retained its "right of opinion," but never aspired to share in the "power" of the state. The "right of opinion" was embodied, according to the Slavophils, in the Old Rus- sian States General; the "power" of the state was embodied in autocracy, which, however, never inter- fered with people's "opinion," up to the unhappy mo- ment when this original compact was broken by Peter the Great. Thus, both the Russian state and religion were THE NATIONALISTIC IDEA 57 Utterly idealized in the theory of the Slavophils. In this idealized shape they resembled the actual ones as little as the would-be "Russian" attire, worn by some Slavophils and mistaken by their own peasants for Tartar or Persian, resembled the ancient Russian dress. In such spiritualized form Russian traditional "ideas" were destined to play their part in the last and most perfect stage of universal history. Russia was to say the "last word" in the development of man- kind. Thus, Russian nationalism became messianic, just as its Polish counterpart was at this very time, about half a century ago. I am not here to confront the Slavophil theory with the real facts of Russian history and the actualities of Russian politics. We have only to follow the further, purely theoretical, development of Slavophilism in order to see how soon the dififerent elements out of which the theory was formed became antiquated. First, the metaphysical, the Hegelian, elements of the scheme were forsaken. The "fundamental idea" of the whole plan was the notion of a single thread of universal history, consisting in a series of select and privileged nations that came each in its turn to the fore. This idea completely lost its value in the next generation. Under the growing influence of natural sciences, an opposite idea was generally accepted. Every phenomenon had now to be explained by its own motive forces, not by final causes lying outside of it. Hence every nation was expected to live its own national life, not that of mankind. Thus the very idea of a universal history of nations was thrown aside. When later it was resumed by sociology, it was entirely S8 RUSSIA AND ITS CRISIS purified of its teleological meaning. Then a practical consideration presented itself. A theory that approved of certain national qualities only so far as they suited the general development of mankind was surely not nationalistic enough. Such qualities were found to be rather too cosmopolitan. And if the most important of these qualities for a Russian was to be an orthodox member of the eastern church, the further question arose: Was the Greek church exclusively Russian? And, moreover, did Russian people possess this quality at least in such a measure as would be sufficient to enable them to play the missionary part which was theirs in the drama of universal history? Thus in the second half of the nineteenth century a new current of nationalistic thought appeared. It was now the im- pending task to find out something more peculiar, more fitting to characterize the Russian nation in par- ticular, even though it should be not at all universal and messianic. This particularizing tendency fully prevailed, when national feeling was roused by im- portant events of history : by European coalition against Russia during the Crimean War (1853-56), and by the Polish rebellion ( 1863), enjoying the moral support of western public opinion. The new nationalistic current found its outlet in Danilevsky's book on Russia and Europe, which started from the idea of their irreconcilable opposition. Fac- ing the supposed fact of this opposition, the book in- cluded an entirely new reconstruction of the Slavophil theory; and it has remained until now the generally acknowledged gospel of the nationalistic creed in Rus- sia. Let us see what changes the old theory has under- THE NATIONALISTIC IDEA 59 gone. According to Danilevsky's theory, Europe can- not help hating Russia. The reason is that their " na- tional types " are as different and as incapable of being reduced to one as zoological species. You see by this that Danilevsky takes his arguments from natural his- tory ; it was not in vain that he was living and writing (1860-70) when natural sciences were in their ascend- ancy in Russia. But Danilevsky has not yielded to the general drift of science. He is anti-Darwinian, and he does not acknowledge the common descent of species; he prefers to think that the zoological species were all preformed by God's will and thus unchangeable. The same he affirms to be the case with national types. Thus the national types are exclusive and absolutely particular ; no transmission of culture is possible from one to another. Fish cannot be made to breathe with lungs; and just so Russia cannot have European insti- tutions. Accordingly, Russia has to live only on what the Slavic "type of culture" has had in itself, since the beginning of its existence. Hence the only his- torical mission Russia has to accomplish is to make free the Slavs of Turkey and to unify all Slavs under its sway, choosing Constantinople for the center of this federation of Slavs. Now, "who says A, must say B," as the German saying goes. Danilevsky stopped too soon in drawing consequences from his premises. His followers went farther. Danilevsky had opposed the Slavic type to the European. With the same right the Russian type could be opposed to the Slavic. Experience proved just then that Slavs did not wish to be related to the same "type of culture" as the Russian people. The 6o RUSSIA AND ITS CRISIS liberated Slavic nations of the Balkans were irrevo- cably driven away by the European whirlwind of cul- ture. The Poles wanted to be liberated from, not by, Russia. Under these circumstances the puerility of Danilevsky's scheme of a Slavic federation under Rus- sian leadership became completely manifest. There came then Mr. Leontiev, a Russian consul in the near East, who declared that Slavs were entirely lost to Russian culture in consequence of European contagion. But then, were Russian people themselves quite free from the same contagion of "liberty and equality" ? Those who opposed the Russian people to the emancipated Slavs were bound to oppose, among the Russian people themselves, those social layers that were still preserving the old national type of culture to such as had been torn off from the old stock by Euro- pean civilization. There existed a literary group in Moscow — Apollon Grigoryev, Tertius Filippov, and others — who professed that the genuine type of Rus- sian culture was to be found only among Great Rus- sians (to the exclusion of the Little Russians and White Russians — two other branches of the Russian speech) ; and in the midst of the Great Russians they found their favorite type only among the inhabitants of Moscow ; and even in Moscow the type was thriv- ing nowhere but in the old merchants' quarter on the other side of the Moskva River, where the best Rus- sian songs and the oddest Russian customs were still preserved free from European "progress." The friends had regular gatherings in a Moscow tavern, " Britannia," in order to sing the songs and to discuss the admirable old habits. Now, this looked very much like Mr. Pickwick's researches. THE NATIONALISTIC IDEA 6i And yet this was not all. The Moscovite Pick- wickians found very little of their genuine Russian type, but it was much more than Leontiev could find. Indeed, he found no elements of culture in the "Rus- sian type." The church and the state he declared to be Byzantine, not Russian. Genuine culture in the com- mon folk he found to be nil. And last, the very idea of nationality he discovered to be of revolutionary and European origin! He concluded from all this that "Russian originality did not consist in a creation of the new, but in the preservation of the old." Accord- ingly, he gave the good advice to concentrate all the state wisdom on one thing: namely, to "freeze out" every new force, every element of progress, which should bud under the surface of Russian Byzantinism. Only this heroic cure could prevent decay. The best model of such a treatment Mr. Leontiev found to be the Turkish rule of the Christian rayah. This same policy was to be used by the Russian autocracy, in order that the barbarism of the Russian people might be preserved in its entire "originality" from every contact with any civilizing influence except that of "Byzantine principles" in church and state. Such was the last word of the nationalistic theory, and such it ought to be, if the theory was to be con- sistent and sincere in drawing conclusions from its original assertions. We must add that such also was the real sense of the actual policy of the Russian gov- ernment during the last thirty years. Take, as an illus- tration, the writings of Mr. Pobedonostsev, the man of reaction in Russia of the present day. You will find there nothing but Mr. Leontiev's program of policy. 62 RUSSIA AND ITS CRISIS Nothing is to be created anew ; nothing that is original and positive is even to be expected to come from the "soul" of the nation. The only aim is to preserve as long as possible the Byzantine state and the Byzantine church, the autocracy and the orthodoxy. Political freedom in the whole civilized world Mr. Pobedonost- sev proclaims a failure. Freedom of thought and opinion he thinks a humbug, a sham employed by the rich and cunning. Freedom of belief he declares sheer nonsense. And all these he finds to be in flagrant opposition to national ideals, which, however, nobody knows how to read aright. This series of exclusively negative assertions were perhaps better as a reactionary program than as a national theory. For a living nation, believing in its future, it was simply an insult. It was to be expected that even among the nationalistic party somebody would arise who would try to find a way of escape from the deadlock of reactionary nationalism. There came now Mr. Solovyov, the theologian and philosopher of a mystic stamp. He reminded his party that national- ism is not necessarily reactionary. He tried to recall to their memory the fact that cosmopolitan elements alone were to help the Russian people to their historical predestination, according to the prevailing idea in the original Slavophil doctrine. Cosmopolitan elements in a national type — this was to be its religion. Now, Russian religion ought not to be thought of as fatally lacking cosmopolitan elements. True Christianity, Mr. Solovyov asserted, was identical with human progress, not opposed to it. There exist no contradictions be- tween modern ideas and Christianity. Thus Russia THE NATIONALISTIC IDEA 63 was to share in the general progress of mankind with- out disclaiming its religion, but only by embracing in it a deeper and larger sense. The Russian religion was narrow-minded, because the rights of the church were appropriated by the state; such was the Byzan- tine form of religion, borrowed by Russia. But Rus- sia had only to disown this, and to unite with the only really universal form of Christian faith, the Roman Catholic church. This universal creed was to be car- ried through with the aid of the most powerful ruler on the earth. Thus the medicxval idea of an only church, attended by an only empire, was to be resus- citated and realized. Pope and Tsar allied, with the prophet of their union between them ; such was Solov- yov's apocalyptical vision. You see that even here the share of the Tsar and of the Russian people was ma- terial power alone; the moral strength of the alliance was to be the pope's. Thus even in Solovyov's cosmo- politan theory of nationalism the only part of Russia was that of self-resignation. With this, every possibility of a nationalistic issue had been tried and found wanting. Solovyov's bold entanglement of ideas served only to complete and to close the series of possible nationalistic schemes. While studying thus the development of the nation- alistic idea, we have gained some insight into what has been supposed to be Russian historical tradition. It consisted, we found, in a peculiar "spirit of the nation," embodied in certain religious and political institutions. Now, as far as regards the national "spirit," we have nothing to add to what has been said about the Russian psychological type in our first 64 RUSSIA AND ITS CRISIS lecture. But a larger treatment is needed in so far as the peculiar forms of the Russian church and state are brought into consideration. What was really the religious and political tradition bequeathed by ancient Russia to modern Russia? What were the civilizing elements of that tradition? Were there any such ele- ments at all? Was this tradition continuous and in- herited by many, or was it rather artificially revived and shared only by few ? These questions, by the help of historical evidence, we shall now try to answer. CHAPTER III THE RELIGIOUS TRADITION Those of you who have read the Lectures on the History of the Eastern Church, by Dean Stanley of Westminster, may remember his splendid pages on the general characteristics of the eastern church. The author was influenced in some measure by the Rus- sian Slavophils, particularly by Homyakov. And the Slavophils, in their turn, were influenced by the Ger- man historians of religion. Thus the view Dean Stan- ley takes of the subject is by no means personal; it is rather characteristic of many generations of scholars and general readers. As he rightly observes : The distinction which has been most frequently remarked [between the eastern and the western churches] is the speculative tendency of the oriental and the practical tendency of the western. "The East," says Dean Milman, "enacted creeds, the West dis- cipline." The first decree of the Eastern Council determined the relations of the Godhead. The first decree of the Pope of Rome interdicted the marriage of the clergy. All the first founders of theology were easterns. Latin Christianity con- templated with almost equal indifference Nestorianism and all its prolific race, Eutychianism, Monophysitism, Monothelitism. Probably no Latin Christian ever felt himself agitated even in the least degree by any one of the seventy opinions on the union of the two natures which are said to perplex the church of Abyssinia. This fundamental contrast naturally widens into other cognate differences. The western theology is essentially logical in form and is based on law. The eastern is rhetorical in form and based on philosophy. The Latin divine succeeded the Roman advocate. The oriental divine succeeded the Grecian 65 66 RUSSIA AND ITS CRISIS sophist. The subtleties of Roman law as appUed to the rela- tions of God and man are almost unknown to the East. "Forensic justiftcation," "merit," "demerit," "satisfaction," "im- puted righteousness," "decrees," represent ideas which in the Eastern theology have no predominant influence— hardly any words to render them. And, on the other hand. The Latin language was inadequate to express minute shades of meaning for which the Greek is admirably fitted. The Athanasian creed by the evident strain of its sentences reveals the ineffectual labor of the Latin phrases, "persona" and "sub- stantia," to represent the correlative but hardly corresponding words by which the Greeks, with a natural facility, expressed "the hypostatic union." All these fine observations we may agree with. But we must be aware that the subtleties of philosophy and the subtleties of law which mark the difference between the eastern and the w^estern theology have no connection whatever with the Russian church. In Rus- sia the Orthodox church was incapable of any subtle- ties and possessed no theology of her own. Thus, such characteristics of the eastern church as we have just quoted from Dean Stanley's book ought not to be mis- taken for the characteristics of the church of Russia. The age of refined theological heresies, engrafted on ancient philosophical systems, had long passed by be- fore the oriental doctrine was spread among the north- ern barbarians. To take a share in working out the teachings of religion was for them chronologically im- possible. The doctrine of faith was handed over to Russia in the form definitely given by the Seven Ecu- menical Councils. No further development was to be tolerated. Thus, when Russians first embraced Chris- THE RELIGIOUS TRADITION 67 tianity, the doctrine had already become stationary. And for this reason the oriental doctrine preserved many an archaic feature of primitive Christianity; such, for instance, as the undeveloped and unspi ritual- ized form of the sacraments, the close relation between clergy and laity, the principle of electing the former by the latter, the divine service in the vernacular, the unsystematized theology and uncentralized hierarchy. To perpetuate all these traits of stagnation north of the Euxine proved easier than it would have been to trans- plant to Russia the taste for refined dogmatical con- troversies. The Russian church is not speculative like the oriental churches of the first centuries after Christ. But it is oriental in its other aspects, being old-fashioned in ritual and stationary in dogma. This, however, is not sufficient to give an adequate idea of the Russian form of eastern orthodoxy. Rus- sia was not only unable to develop any further the religious idea which she had received, but she was not even able to preserve it in its oriental shape unchanged. She necessarily adapted very easily and involuntarily the oriental dogma to her former pagan creed. She attained this result by dint of simplifying the eastern Christianity and reducing it to a state of complete materialization. Simplified and materialized, the ori- ental creed has become a particular and national type of Russian orthodoxy. Of course, this would not be done all at once. Cen- turies passed before even this most imperfect kind of religion was worked out. The bulk of the common people remained entirely pagan and wholly unac- quainted with even the rites of the Christian faith, not 68 RUSSIA AND ITS CRISIS to Speak of the sense — nay, even of the letter — of their new creed. When a foreign traveler asked a Russian peasant, as late as the seventeenth century, why people should not know either the Lord's Prayer or the Ave Maria, he was ansv^^ered that this was a superior knowl- edge, which did not at all suit the simple peasants, but only Tsars and the patriarch, and in general the lords and the clergy who had no work to do. Thus people did not know the Christian doctrine at all, and they acknowledged the Christian clergy only as a substitute for the pagan one. The parson had to perform the same duty as the pagan priest ; like a shaman, or popu- lar wizard, he was asked to expel the evil spirits from houses and from fields, by magic rites and sqjemn incantations. And the clergy acquiesced in this; the village priests of today still do so in times of droughts and disease, just as the bishop of the first popular monastery in Keeyev, Tlieodosius of Pechersk, had done in the eleventh century. The old pagan gods had now turned to demons; the Christian gods, the saints, were there to take their place. A popular writer of the beginning of the eighteenth century, Pososhkov, complained that com- mon people bowed before the image of God only from the waist; while before St. Nicholas, the beloved saint, they bowed down to the floor. Before the im- age of St. Nicholas there were always plenty of tapers lit in his honor or proffered as an offering ; while be- fore the Lord our Savior there were none. Every saint was supposed to cure a particular disease and to be able to insure a special sort of benefit. But this was not yet sufficient. Everybody had his own particu- THE RELIGIOUS TRADITION 69 lar family saint. Instead of listening to the divine service when in church, everybody preferred to wor- ship his own particular god. People brought their family images with them to church, set them up- right in any place they chose, and bowed and prayed to them, not attending to the general prayers. If they chanced to be deprived temporarily of the Holy Com- munion, their particular image ("icon") was sent away with them from the church. Generally they did not realize that a Deity existed somewhere beyond and independent of their fetich. But even if they were directed by their spiritual leaders to heaven as the seat of a higher Deity, they did not need much mental exer- tion to grasp this new idea; the popular theologians themselves thought God and the saints abode materi- ally in heaven, just as they saw them represented on their icons. The angels had wings, and their hair was bound by narrow bands that floated in the wind ; and they were supposed to hold the little mirrors that they held in their hands on the images. The Holy Trinity, acording to popular theology, "sat in a row in heaven, upon separate thrones, just like a father w^ith his sons : God, the Father, in the middle, the Son on his right, the Holy Spirit on the left; and Christ sat there also, as a fourth person, on a special throne before God, the Father." Then the question would arise in more speculative minds: How could these Gods leave their place to visit this world and still remain in heaven? Popular theologians foresaw and wisely resolved this embarrassing problem. The Holy Spirit went down only to pour out his gifts upon the apostles; having done this, he returned — or perhaps he did not move 70 RUSSIA AND ITS CRISIS at all, and only sent the grace down. Well now, but how could Christ be born on the earth from a virgin ? Why, Christ certainly came into his mother through the ear ! Such was the sort of theology that Russian people had got after many centuries of Christian existence. These were, however, the opinions of the enlightened ; the bulk of the nation was not even as far advanced 3S this. In Mr. Wallace's Russia you may find an anec- dote about a peasant who was asked by a priest to name the three persons of the Trinity, and who imme- diately answered : "Why, of course, they are the Savior, the mother of God, and Saint Nicholas, the miracle-worker." Religion being considered, not as an inner state of the soul, but as a formal contract for salvation between man and God, the whole scheme of salvation was worked out accordingly. "Do ut des" — 'T give to you — in order that you should give to me" — such was the meaning of the contract, which left no place to the action of "grace" and reduced the "works" to their outward expression alone. Prayer was not an inner concentration of thought and feeling on religion; it consisted in crossing and bowing, in kneeling and in lighting tapers before the holy image, in order that the saint might grant whatever was asked of him, no matter whether it was good crops or success in a scheme of robbery. Popular theologians tried to intro- duce some amendments here also, but they could not soar too high above the average thought and feeling. They ventured to give advice as to the best magic formula for prayer; they recommended as best the THE RELIGIOUS TRADITION 71 short, "Jesus Christ, Iiave mercy on us" — the mediaeval Kyrie eleison. They knew no other means for con- centration of rehgious thoughts on prayer than the continual repetition of this formula. Not relying on any inner religious motive, they enforced their precepts by frightening the people with familiar notions of heathen times. The demons and the evil spirits were lurking about — the air was full of them; if prayer were interrupted by secular thoughts, this opened a " chink " into the very soul, and demons entered it immediately. Was the prayer inattentively said, the demon intercepted it and dispersed it in the air, so that God, or his saint, could not listen to it. It was only when properly delivered that the prayer dashed through the air up to the very throne. In this kind of religion personal salvation was everything; social action, nothing. Of course, works of charity were to be practiced; but there remained in fact little real charity in these works. "The old Russian benefactor," a Moscow professor says, "did not so much intend to raise by his good work the standard of the general social welfare as to attain in a higher degree to his own moral perfection. Hence pauperism was not dealt with in ancient Russia as an economical evil, as a plague of the social order, but rather as a practical institution for moral education." In short, charity did not exist because there were poor and downtrodden people; but the poor and down- trodden people existed in order that charity might be practiced. It was a part of the divine order of things; therefore pauperism was not to be destroyed or even alleviated, but simply to be used for the soul's salvation. 72 RUSSIA AND ITS CRISIS It was a kind of Eternal Life Insurance Company. What sort of benevolent feelings this "institution" contrived to produce may be seen from the Christian advice of the popular theologian, Pososhkov, quoted before : When drinking exquisite liquors, recall to your mind such paupers as do not possess even pure water, but are obliged to drink muddy water and to draw it from a swamp, mixed with flies and worms. When partaking of greasy and sweet meals [this was the kind of gastronomy Russian people relished] recollect the poor, who do not get even pure bread, but rotten bread baked with chaff. And then consider how God has replenished you and supplied you with such abundance, while other people, who are quite like you, suffer. And having brought to remembrance these sufferings, render thanks to God because of such an abundance as yours. To sum up the spirit of practical work in this religion, we have only to refer again to the words of the same Pososhkov : Take care that you surpass the scribes and Pharisees by your virtues, in order that you may enter into the realm of heaven. Therefore you must, after having given to God the tenth of your substance, add to it something — about 5 per cent, of it. The Pharisee fasted twice a week; but besides this you must fast the whole four fasts of the year, established by the holy fathers. Thus you will be superior to the Pharisees. But enough of these quotations. Russian religion, as we see now, had ceased to be entirely heathen, with- out becoming entirely Christian. By degrees it became the national religion of Saint Russia, as foreign travelers learned to know it as early as the seventeenth century. It was the religion of a continuous ringing of bells, innumerable bowings and crossings before icons, long fasts, and interminable divine services, THE RELIGIOUS TRADITION 73 which brought consternation even to the Christians of the eastern ritual who happened to come to Moscow in order to get the ordinary tsarish ahns for oriental monasteries and bishops. But in their turn Russian people, as they became aware of the difference between their own national reli- gion and that of the eastern divines, began to won- der which was the genuine and original one. And they came to the expected conclusion : they exalted their national religion, and repudiated the oriental. The consequences of this distinction and comparative evaluation of the oriental and the national Russian churches were so important that we must dwell on them longer. Russia received her Christianity, as is well known, from the Greeks of Constantinople. But there existed an antagonism between the Russians and the Greeks; and it was perhaps as old as the time of the conversion of Russia. All bishops in Russia were Greeks or orientals until the epoch of the Tartar conquest in the thirteenth century. Many of the simple priests were also at first easterners. Through them the Rus- sian church kept in close relation with her Byzantine metropolis. She was under the direct rule of the Constantinopolitan patriarch and under the control of the Byzantine emperor. The oriental divines were as a rule not much interested in taking spiritual care of their flock. In ancient Russia they were what they are even now in remote corners of Turkey, where they still go on collecting their tithes from the Slavic population, who hate them for their avidity and ar- rogance. The difference in culture, then, was equally 74 RUSSIA AND ITS CRISIS great between the sheep and the shepherds. A Greek bishop, and even an ordinary priest, considered him- self the bearer of a higher and more refined culture among the barbarians, the "sheep-skins" — a culture which they were not able to understand, still less to adopt. As a rule, these eastern divines did not know, and rarely tried to learn, the language of the natives. In their turn the people did not trust them, and longed to get divines of their own kith and kin. As long as the patriarch of Constantinople could hinder this, he did so. But then hard times came for Constantinople, too. The same Asiatic wave which brought Tartars to southern Russia brought their kinsmen, the Turks, to Asia Minor; Constantinople was frightened at the approaching danger at the same time as the Russian Keeyev. The fourth crusade was organized for Con- stantinople's defense ; and with the arrival of the crusaders (1204-61) began the troubled period, which ended only with the final conquest of Constantinople by the Turks, two centuries later ( 1453). The Greeks had to look for allies to the west, not to the east ; and these were to be bought by promises of a religious union. During this time the Russian church was left to herself; she was just then working out her national type of religion. Profiting by the distress of Con- stantinople, Russia presently appropriated the long- contested right of the ordination of bishops, and tried to get rid of the right which still remained to the patriarch — of confirming the elections made by the council of the Russian bishops. At this moment Con- stantinople fell under Mahomet II. 's arms. The news of the fall produced a very deep impres- THE RELIGIOUS TRADITION 75 sion in Russia. Surely it was God's punishment : Con- stantinople had just accepted the union with the Roman Catholic church (1439, "^ Florence). "Thencefor- ward," as the Great Prince of Muscovy wrote to the Byzantine emperor, "we began to be on our guard concerning our Orthodoxy, and our immortal souls, and to remember the hour of death and our respon- sibility before the Judge of secret thoughts, at the last judgment." The responsibility was great, indeed, in the eyes of the Muscovite people : they had to assume the legacy of the fallen empire, and see to the con- tinuity of the church and apostolical succession to the end of time, since there was no other independent Orthodox church in the whole world. The theory that Moscow was the third Rome originated in these days, in order to formulate the new idea of the uni- versal mission of the Russian national church. A learned monk, Philotheus, wrote to John III., the Mus- covite prince : The church of ancient Rome was destroyed in consequence of the heresy of Apollinarius, and the Constantinopolitan church of the second Rome was cut to pieces by the axes of Hagar's posterity. But this Holy Apostolic church of the third Rome — to wit, of thy autocratic power — shines more brightly than the sun in the whole universe. Look here now and listen, Oh thou pious Tsar: Christian realms have all converged into thine, the only one ; two Romes have fallen ; the third stands upright, and there is no fourth to come; thou art the only Tsar of the Christians in the entire world; thy Christian sway shall never yield to anybody. Now, were Russian spiritual resources equal to this new task? Was the Russian church worthy of her universal mission ? The very character of the mission 76 RUSSIA AND ITS CRISIS gave the answer. There was nothing to create; just because they strove for new things, two Romes had perished. Russia had only to preserve her spiritual wealth untouched unto the day of judgment. But, in order to preserve it, she ought to know what that wealth was. The first and the only task now to be fulfilled was the collection and the examination of all the elements of the national sanctity. Let us recall here what has been said above about the national type of the Russian creed. This creed had become closely connected with outward rituals con- siderably different from Greek religious practice. And, from the new point of view, this was just what was wanted. Russian faith was unlike, because the Greeks had betrayed their tradition and their antiquity. This faith had to be kept as the only genuine relic of Chris- tianity in the world. To preserve it from all change was the universal mission of Russia. Having this in mind, Russian theologians began systematically to search for differences between the Greek and the Rus- sian ritual. And such differences as they found they at once explained by this or that failure of the Greeks in doctrine. The Greek church, for instance, did not hold two fingers erect in making the sign of the cross : this meant that the doctrine of the Trinity was wrong with the Greeks. The Greeks in their processions did not follow the rising and setting of the sun : it was because they did not wish to follow Christ and to tread down hell, the realm of darkness. But if the Russian was to be considered as the only true and righteous church, where were then the out- ward signs of this righteousness — the Russian saints THE RELIGIOUS TRADITION 77 and miracle-workers? We know how large was the part assigned to saints in the Russian church. If saints could be found to exist in Russia in sufficient numbers, this would serve of itself as a proof that religious formulas were effective, and religious work was oper- ating in the Russian church. Tw^o consecutive coun- cils assembled in 1547 and 1549 in order to bring to notice information about all Russian saints who were locally venerated, and duly to canonize them. Twenty- two were found at the first and seventeen at the second council. In these three years more was done than in all the five centuries of the previous existence of the Russian church. The national church was rich now^ and so had no reason to envy the "two first Romes." Of course, there were no great luminaries among these "new miracle-workers," as they were called; no lights of faith or of religious science. But then, in Russia the idea of a saint was as different from that of both the oriental and the occidental church as were the doctrine and religious life. A Russian saint — i. e., a really popular saint, not an official one — was not ex- pected to possess exquisite qualities of mind, a power of deep thought, an intense religious feeling, or a strong will. He was not appreciated according to his theological knowledge, mystic penetration, or admin- istrative talents. The obstacles he had to overcome, the pains he had to suffer, must be made visible and easy to be understood by everybody. They were to be physical pain and endurance. Thus he had to stroll about in the streets naked during the most severe winter frosts, and to mortify his llesh, not only by fasting, but with real wounds and real bloodshed. 78 RUSSIA AND ITS CRISIS Therefore he wore a heavy iron collar around his neck or a chain about his waist riveted too closely to be unfastened. And the iron would eat into his very body, staining his clothes with blood. His appearance was squalid and disgusting: long hair, never cut or combed, hung about his shoulders; his eyes looked wild, or dull and dim. His dress, if he wore any, was in rags. He was always insane, or he affected insanity ; the broken sentences he spoke were as void of mean- ing as an oracle's — and as apt to be turned into a prophecy or an admonition. But by reason of this very vagueness he enjoyed a quite exceptional free- dom of speech, even in the times of the Terrible Johns of Russian history. He was venerated just as a lunatic through whose mouth God himself was under- stood to pronounce judgments; his was the only mode of life fit to escape the sinful ways of the world of those days. Thus the world appreciated him as its living contradiction and suffered him to be its uncom- promising accuser. Do not think this a fanciful sketch, for in Russia you may meet with this "beatified" per- son in history as well as in actual life; in Fletcher's account of his travels in the sixteenth century, as well as in Gleb Ouspensky's modern novel. Russia now, as we have seen, had got her national type of religion. It was definitely framed and officially sanctioned as early as the middle of the sixteenth century. People were proud to possess at their home in Moscow the best and the purest Christianity in the world. They were extremely flattered to be intrusted with its preservation imto the end of time. The foun- dations of religious tradition seemed to be laid down THE RELIGIOUS TRADITION 79 firmly for all time to come. We must add that at the end of the sixteenth century the Russian church at least became autocephalic : she had her own patriarch at Moscow. But scarcely had a century passed before this national tradition was completely destroyed by the state. It was in opposition to the Greeks that this national tradition had been formulated. Now, the authority of the Greeks in matters of religion was fully re-established. Everything that did not con- form to the Greek church in ritual and in teachinsf was declared schismatic. Russian books of divine service were found to be spoiled by alterations and interpolations. New translations from Greek texts were ordered and printed; and these "new books" were to be introduced everywhere for general use, while the "old books" were to be burned. Such were the exact commands of the imperious patriarch Neekon, the "friend of the Greeks." Of course, "old books" and old national tradition that had to be thus canceled could not fail to find fervent defenders in the world of the Muscovite Ortho- doxy. We know what the spirit of the national church was. People had been taught to believe firmly in the infallibility of their rites. Russian rites were thought to be the only true ones in the world. If they were now condemned by the official authorities of the Rus- sian church, it could only mean — in the eyes of the people — that the official Russian church itself was falling away from the true faith. This event had even been foretold in "old books." The very time of the Russian apostasy had been foreseen : it was to come at the beginning of the second half of the seventeenth 8o RUSSIA AND ITS CRISIS century. And at that precise moment it came. The Russian church — Neekon's church — had itself become dehnquent from the point of view of men who were stigmatized by the church authorities as "Schismatics." It would seem that in this conflict the official church, while taking the side of the Greeks as against her own immediate past, represented the higher civilization. Low as might be the religious level of the Greek eastern church, it was doubtless higher than that of the Russian national religion. And such was, of course, the general meaning of Neekon's reform. But we must add that, in fact, Neekon, while undertaking his reform, did not represent at all the view of the eastern church in his conflict with the popular religion. For this latter view was formulated in a letter that the patriarch of Constantinople had written to the Russian Tsar, in order to tell him that a mere differ- ence in rite was a matter of small importance. There were differences enough among oriental churches them- selves, the patriarch asserted; but that was not a sufficient reason for proclaiming any one of these churches schismatic. The patriarch might also have added — if he had known this fact, revealed by modern research — that some of the old Russian differences in rite also occurred in the Syrian church, whence the Russian people might have borrowed them through the intervention of their first metropolitan at Keeyev, a man of Syrian origin. The point of view of Neekon was quite different from the patriarch's ; it was essen- tially the same as that of the "Old-believers," his enemies, who indeed, before he had become the "friend of the Greeks," had been his "friends." The ritual THE RELIGIOUS TRADITION 8i seemed to both parties to be as necessary for salvation as dogma. Hence both Neekon and his antagonists were quite sure that there could exist only one formula for every rite ; if the formula was not right, God was "blasphemed," instead of being praised, in the per- formance of the rite. The question was now : which formula was right — Greek or Russian? That they might be equally admissible was beyond the under- standing of a Russian of that epoch. Thus Neekon's reaction against the national re- ligion was in its spirit and substance entirely national. It could not be taken by its contemporaries as a step forward in the understanding of religion. But, on the other hand, it annihilated the former step, the only one that Russian people had really taken. This former step consisted in teaching Christian rites to a people entirely pagan. The second step would consist in teaching the spirit of ritual to the ritualistic believers in its letter. Neekon, however, wished his flock, not to learn the second step, but to unlearn the first. And so the rupture was accomplished; an anathema was proclaimed upon the "Schismatics" by a council of bishops in the year 1667. The consequences of this formal breach of tradition for the Russian church were innumerable. The fruit of many centuries of development had to be cut off. A new start was to be made, which was discredited in advance by the faithful adherents of the national tradition. The result was that the people would not follow their official leaders, and thus the creed became twofold : the popular religion separated itself from the official. The "true fold" became thus almost 82 RUSSIA AND ITS CRISIS entirely empty and void of religious devotion. Those who could make use of the religious reform of Neekon for their further religious development were few. The average believers were the *'01d Ritualists," the uncom- promising supporters of the "old books." They turned their back on the official church. Outside these two categories, the adherents of Neekon and the adherents of the old belief, there remained the great bulk of plain, wholly illiterate folk, who were either com- pletely indifferent to religion, or inclined to take the side of the "Old-believers." But the "Old-believers" were condemned by the church as Schismatics. Thus there remained no moral link between the common people and the few learned divines of the established church. The true religious life was, in the eyes of the people, that of the opponents of the official church. The learned religion of the instructed few was, henceforth, concentrated in schools, and these presently adopted Latin, the learned language of the European theology. They did not. however, invent any original theological system; instead they were continually wavering be- tween Protestant and Catholic authorities on theology. They were busy confuting the first by the arguments of the second, and the second by the arguments of the first. And this was the method by which the Russian theology was formed. The common people no longer listened to these theologians, and so they were at liberty to preach freedom of will or predestination, good works or grace; in short, whatever they liked. But whatever their opinion was, the church was not in the least bound by their theological lucubrations. Obliged to keep a constant equilibrium between the THE RELIGIOUS TRADITION 83 Bible and the Seven Councils, the councils and the elaborate science of theology of Christian churches more advanced in learning, Russian theologians neces- sarily became eclectics. As far as the laity is concerned, the only instructed men among them belonged, at this time, to the class of the tsarish officials. Of course, they had to be on the side of the official church, whatever might be their own views on religion. The consequence was that an atmosphere of religious indifference was formed in this only educated class, and this indifference in its turn became a tradition. Thus, at the very moment when a powerful wave of foreign culture poured upon Russia from abroad, the spiritual life of this class was barren. Nothing stood in the way of their now be- coming in soul and body the "apes of Europe." Re- ligion could form no obstacle to this desire to imitate foreign culture, and no other hindrance existed. Thus the breaking of the old religious tradition was the prelude to Peter the Great's reform : it helped the higher class to achieve a complete departure from the old culture of the lower strata of Russian society.^ The same break prevented also the further spontaneous development of the common people's religion within the "true fold" of the official church. Outside, there was going on a very peculiar and multifarious religious development among Russian dissenters and sectarians ; but the established church did not profit by that kind of religious development. Accordingly, the official church was morally very much weakened. And this weakness brought forth a further consequence for the ^ See above, pp. 43, 44. 84 RUSSIA AND ITS CRISIS official church, which must now be mentioned : the secularization of the Russian church. Of course, the beginnings of this process of secular- ization are to be discovered many centuries before the religious break of the established church with the "Old-believers." The preponderance of the state authority in matters of religion is known to be one of the most characteristic features of the eastern churches in general. The Byzantine emperor shared with the patriarch the power which the Roman popes alone possessed. The emperor appointed and dismissed the bishops; he presided over the councils and influenced their decisions. The Byzantine emperor had his share of power also over the Russian branch of the Con- stantinopolitan patriarchate. In proportion as the Rus- sian church became independent, Russian princes in- herited the religious rights of the emperor. Moreover, Muscovite grand dukes made a large use of the as- cendency which their position as the "only remaining Christian Tsars in the whole world" had given them. Their clergy were the first to call them "Tsars and autocrators." But they were not satisfied with this. For after having strengthened, by the help of the church, their own position, they began to feel uncom- fortable when face to face with the church's increasing wealth, and the growing popularity of the new patri- arch of Muscovy. They more than once tried to dimin- ish the rights of the church regarding landed property and clerical jurisdiction. But more than once they were obliged to repeal their measures or not to bring them into execution. Nay, in the first half of the seventeenth century they were forced to yield new THE RELIGIOUS TRADITION 85 power to the church : they were brought to an actual division of power, to a duarchy of Tsar and patriarch ; after which Neekon formally renewed the mediaeval theories of Hildebrand. All this was possible as long as the nationalistic theory of religion stood firm and the patriarchs knew that the whole population was backing them. Now, as soon as the nationalistic theory of religion was doomed as spurious, the great bulk of its former supporters were proclaimed enemies of the church, and the official head of the church was no longer dangerous. And, too, there soon remained no danger for the state in the body of the higher clergy. Learned monks from the west of Russia gradually took the place of the fanatical divines of the old Mus- covite stock. And the new clergy, not feeling obliged to support the universal claims of the national church, proved to be much more obsequious to the secular authorities. They were quite ready to surrender the position of independence which the Russian church still possessed; and nobody was there to defend it. Thus the circumstances were most propitious when Peter the Great came. With the help of one of those western prelates, Theophanes Procopowitz, known to sympathize with Protestant views, Peter substituted for the patriarch a collegiate body, the "most holy governing synod." Those who are surprised at the ease with which this important reform was achieved may consider that the national church was much too weak just then to resist this measure, and that the very essence of eastern Christianity made it possible for the organization of the church to be changed by a mere decree of the secular power. The eastern church 86 RUSSIA AND ITS CRISIS has not to decide the fundamental questions of doctrine, for they are supposed to be definitely settled by the Seven Councils. She has only to preserve the received tradition from any further change. Her daily action thus is of a purely administrative character. There- fore, as long as no extraordinary question arises, the half-secular organization of the Russian church seems to be entirely sufficient. Just such a question arose, of course, even at the time of Peter the Great, when the theologians of the Sorbonne proposed to Russian divines a discussion regarding the unification of the churches. At that time the "keeper of the patriarch's seat," an enemy of Peter's reform (Stephen Yavorsky), replied that Russian bishops were as unable to decide anything in such a momentous question as the limbs of the body would be unable to move without the head. From this time the anti-canonic position of the Holy Synod became still more obvious. The synod had got its head ; but this head was a minister of the state, not the head of the church. Peter the Great had already appointed a Superior Procurator, who was to be chosen among the commissioned officers ("one who would be daring enough," as the imperial order ran), and whose role was to control the activity of the Holy Synod. In the course of the nineteenth century the Superior Pro- curator became the actual chief of the ecclesiastical office, and the Holy Synod became a ministry of cult. That is why it has lost every moral influence over the religious life of the nation. As a rule, its actions pass without attracting much attention ; but it sounded uterly incongruous when the actual procurator, Mr. Pobedonostsev, tried to recall old times by launching THE RELIGIOUS TRADITION 87 an excommunication against the new heresiarch, Count Leo Tolstoy. Some petty shopkeepers and green- grocers alone applauded the decision of the Holy Spirit residing in Petersburg; but there was no end of laughing among the educated classes over this decision dictated to a dozen crazy sexagenarians by a prelate in lay dress. After having allowed Russia for two centuries to believe in whatever it wished — which for the upper layer was equal to a permission not to believe in anything at all — it was rather late, and certainly ridiculous, to attempt the punishment of the only man who was trying to inculcate into Russian society a doctrine which at least was a sort of religion. It was as if a hero of a former generation, after a centennial sleep, should try to unbend his stififened joints, in order to achieve one of his old-time strokes; but the limbs dangle palsied and powerless; a too long inactivity has benumbed them. And people who had believed in the giant's legendary strength were now reassured ; there was no danger to be feared from this venerable relic. Mr. Pobedonostsev meant to bring about a revival; but instead, what he did became matter for derision. We cannot expect, of course, to find more life in the members than we have found in the head of the official church. The parish priests remained what they always were — the official performers of rites, instead of becoming the pastors of souls. The only thing that the village people wanted from their parsons was "that there might be singing in the churches [by which they meant that the divine offices might be performed], and that deceased Christians should not remain witii- out burial." 88 RUSSIA AND ITS CRISIS Higher duties than these the aspirants to curacies could hardly perform. Indeed, these aspirants were often chosen from among the peasants ; and even when they were sons of clergymen it was not expected that they should know how to read and write, to say nothing of their having any knowledge of general theology. Down to the second half of the eighteenth century, candidates had to undergo, before their ordina- tion, an examination at the bishop's court. But this they passed quite easily : the illiterate would give money to their examiners, and were then required to learn by heart some two or three passages from the Psalter; and they were then certain to be asked to read one of these passages at the examination. By and by the clergy became so numerous that there was no room for more. So they formed a levitic caste, whose social position was a flagrant contradiction to their spiritual vocation. The peasants hated them for their greediness and rapacity — vices that were pro- voked by the material difficulties of a Russian clergy- man's life. For they, receiving no fixed appointments from the government, were obliged to live on voluntary contributions. Generally these were very modest. Thus the village priests were obliged to wear peasant's clothes and to work in the fields ; and accordingly they were quite unable to inspire their spiritual flock with respect or deference. The squires looked down on them and did not spare them any humiliation. On a holiday a parson was obliged to call on his squire, bringing the cross, to sing some prayers in his drawing- room. Then he was invited to drink, and after both the host and the guest had become tipsy, the parson THE RELIGIOUS TRADITION 89 ran the risk of a beating or of a ducking in the manorial pond ; of being bitten by the squire's dogs, or flogged until he swooned; sometimes he had to flee for his life. Indeed, as late as the middle of the nineteenth century, all the innumerable whims of a drunken squire could with entire impunity be inflicted upon his parson. But it was only in his bishop's court that a curate could undergo formal torture. Being low in morals and character, a parson often incurred the punishment legally ; but still more often he was flogged, deprived of food, and imprisoned for not having been able to satisfy the avidity of the bishop and his men. The position, as we see, was not to be envied ; and nobody from the higher classes ever wished to occupy it. The consequence of all this was that the caste of the clergy prevented, rather than increased, the spread of a deeper religious instruction and feeling among the Russian people. The following witness, for instance, refers to the facts of the middle of the nineteenth century : Could the people respect the clergy when they heard how one priest had stolen money from beneath the pillow of a dying man at the moment of confession, how another had been publicly dragged out of a house of ill-fame, how a third had christened a dog, how a fourth while officiating at the Easter service was dragged by the hair from the altar by the deacon? Was it pos- sible for the people to respect priests who spent their time in the gin-shop, wrote fraudulent petitions, fought with the cross in their hands, and abused each other in vile language at the altar? One might fill several pages with examples of this kind — in each instance naming the time and place — without going beyond the boundaries of the province of Nizhni-Novgorod. I chose this quotation from an official report; you may read more of it in the excellent book of Mr. 90 RUSSIA AND ITS CRISIS Mackenzie Wallace about Russia (see the chapter "The Village Priest"). Not only was the quality of spiritual food, thus supplied by the official church, very low. Its quantity also was quite insufficient ; and it went on diminishing with the growth of the general indifference and distrust of the ways of salvation within the "true fold." One of the attractions which the "Old-believers" had for Russian peasantry was that they very often provided them with priests and with divine office in such places of Russia where there were no priests of the established church. To be sure, the absolute number of Orthodox priests and churches increased with time; but this increase was far from proportionate to the growth of the Orthodox population. The following figures may help you to realize to how large an extent this disproportion increased during the last century and a half: For Every 100,000 Inhabitants During the Year Churches Secular clergy (including sextons) Monasteries Regular clergy (includ. novices) \ ^^^^ 1738 106 781 6 49 40 71 265 1 .2 19 15 56 137 I 18 38 All this makes clear. I hope, how many and how important the consequences were which followed the break of religious tradition in the middle of the seven- teenth century. The continuity of religious life in the official church was stopped. The ritualistic tendencies, far from being weakened thereby, increased propor- THE RELIGIOUS TRADITION 91 tionately as the indifference in matters of religion pre- vailed. The bishops and priests became state officials. All independence of spirit vanished, together with the inner religious life of the church. Religion became the instrument by which the instructed class governed the illiterate crowd; i. c, the irreligious few, the equally irreligious multitude. The many who were religious were obliged to search for a substitute, and to live their religious life (whatever that life might be) outside the "true fold" of the official church. Two different ways might have been chosen. The one was that of the strict national tradition, so lately betrayed by the official church. The other was that of an entirely new movement deepening and enlarging the religious feeling and understanding. The former was in complete accordance with the past of the Rus- sian church ; the latter, in complete contradiction with it. The first was chosen by the so-called "Old- believers," or "Old-ritualists." The second was ap- proved by the "sectarians." We have now to follow the evolution of the two.^ The "Old-believers," to begin with them, were also divided into two opposite bodies, those " Acknowledg- ing Priests," and the " Priestless," and their signi- ficance in the development of the Russian popular faith was far from equal. Both factions accused the official church of having betrayed the Orthodox religion. But the "Acknowledging Priests" thought that the true church still continued to exist in their own midst. The - To make general lines of development and mutual relations between different factions of the Russian " Old-belief " and sec- tarianism more easy to follow, a " synoptic table " is appended, show- ing also the time of first appearance of these sects and factions 92 RUSSIA AND ITS CRISIS THE RELIGIOUS TRADITION 93 "Priestless" held to the extreme opinion that no church whatever existed, and that the second advent was on its way. This decisive view, however, was not adhered to at once even by this uncompromising party of the "Old-behevers." Some time after their excommunica- tion at the council of 1667, the Schismatics were uncertain and wavered between the two views just mentioned. According to the chances either of recon- quering the former dominant position of the old creed, or of being obliged to surrender in the struggle with the established church, they alternately clung to the idea of the existence of a church or to that of the reign of Antichrist. But in measure, as the years went on and the hope for a re-establishment diminished, they were brought to choose between these opposite views. Moreover, the choice became quite unavoidable, because they actually remained without priests and legal hierarchy. At the moment when the "Old- believers" were proclaimed Schismatics by the estab- lished church, they had no bishops in their midst. Thus their priests could not be duly ordained, and accordingly they could not administer sacraments. Now, it was understood that a church without sacra- ments was no church at all; its further independent existence, therefore, became impossible. And, indeed, their theologians did not fail to find, contrary to the current doctrine, that Holy Writ itself foretold the extinction of the Christian church on the eve of the coming of Antichrist. In its turn, the extinction of the church served in their view to prove that the end of time was approaching. Therefore the extreme fac- tion gave themselves up to wait for Antichrist, which 94 RUSSIA AND ITS CRISIS made all further questioning about the future super- fluous. But the moderate faction, even though they believed in the coming of Antichrist, did not dare accept the bold theory of the complete extinction of the church. Had it not been promised by Christ himself, they objected, that the church should exist until the end of time? Of course, there were no bishops in their midst ; but this only meant that Orthodox bishops must be supposed to exist somewhere else, say in the far East. The only task was then to find out where they were hidden. Meanwhile they acquiesced in acknowledging even such priests as came to the schism from the official church. Thus the moderate set of the "Old-believers" was brought to "acknowledge priests." This implied, how- ever, an inconsistent supposition that some scraps at least of Orthodoxy were still lingering in the official church. But why then leave it at all ? In fact, attempts at full reconciliation were more than once really made. Were it not for the uncompromising spirit of the established churchj the reconciliation would have been attained long ago. Failing that, the "Old-believers" who "acknowledged priests" went on searching for bishops of their own. After a century of search, they succeeded in founding an independent hierarchy, whose first chief was an Orthodox bishop from the Balkans. He consented to be "corrected" regarding some details in the rite of his consecration according to the demands of the "Old-believers," and took his metropolitan seat at Bailaya Kreenitza, in Austria, close to the Russian frontier, in 1846. Then he ordained many Russian THE RELIGIOUS TRADITION 95 bishops, and now the "Austrian hierarchy" flourishes in Russia. Many "Old-behevers/' however, do not acknowledge the Austrian bishops, owing to some doubts about the "corrections" of the first metropohtan, and also because this great change too was an "innova- tion," not likely to please the illiterate conservative crowd who had grown accustomed to their " fugitive priests." We see that this set of the "Old-believers" did not go much astray from the highroad of Russian Ortho- doxy. Centuries of persecution and the constant neces- sity of searching for new issues and of adjusting them to the strict letter of the canons helped, of course, this faction to keep alive their religious interest. But there was no inner incitement for them to come to a deeper religious understanding. Their religious ideal was behind them; their theological tendency was chiefly conservative; thus they ended by coming back to their starting-point, and they brought with them only what they had lost at the very beginning of their religious pilgrimage, the fulness of hierarchy; and even this they got by dint of a very doubtful com- promise. Richer by far was the religious life of the extreme set of the "Old-believers" — that of the " Priestless " people. Their beginnings were quite revolutionary. They prepared for the coming of Antichrist; hence they did not wish to acquiesce in any compromise. Antichrist was in their view Peter the Great. His personality, his reforms, his aversion to everything that was old, his persecution of schism, his way of treating religion, all served to prove that the Father 96 RUSSIA AND ITS CRISIS of Lies was himself reigning in person. In conse- quence, there was no salvation for the people who should remain in the "world." Their device was, then, to flee from the world and, if possible, from life alto- gether. "Save yourself by flight into the wilderness, and if you are sought for by the authorities, burn yourself or drown yourself or perish by starvation, whichever you like, and you will deserve a crown of martyrdom." Such became now their rule of life. Just at the moment when Peter personally took the reins (in 1691), the second advent was expected, and there was a very epidemic of burnings : not less than twenty thousand perished by fire. The woods and wastes north of the Volga were the center of this "Priestless" movement: in the tundras of the White Sea region they founded their larger communities. But as soon as these communities (particularly the chief one among them, on the river Wig) were built, the relation of the "Priestless" to the "world" began to change. People who admitted no sacraments were obliged to permit married pairs to live in their midst. Men who looked at the state authorities as servants of the devil were obliged to pay taxes, to serve in the army, and even to receive passports, the very "seal of Antichrist." Fanatics who shunned every contact with the "outsiders" could not avoid meeting them in the market-place, or even the buying of victuals from them. These concessions to the "world" called forth a protest from some members of the community. A certain Philip in 1744 persuaded many of them to be burned alive rather than take the seal of Antichrist and pray for the Tsar, as they were ordered by the THE RELIGIOUS TRADITION 97 authorities. A like opposition was kindled by the head of another "Priestless" community, a certain Theodo- sius. Thus the "Priestless" people were divided into three branches : the moderate — who kept their geogra- phical name of the "Littorals," the "Shore-dwellers" along the White Sea ("Pomortsee") — and two ex- treme sects — the Philippians and the Theodosians. But naturally enough the extreme factions, in their turn, could not keep clear of every compromise with the world. The Theodosians were the first to share the fate of the "Shore-dwellers." They also founded a wealthy and powerful community in Moscow, during the reign of Catherine II., and were obliged in their turn to defer to authorities and to converse with the "secular" people. But, while indulging in these neces- sities of actual life, they did not wish to acknowledge the necessity of any compromise in doctrine, and so clung to their original idea of Antichrist's reign in the world. Their chief aim was thus to bring back the whole movement to the crazy enthusiasm and fanati- cism of its old days. Accordingly, the extreme faction become more conservative in theory, than the moder- ate faction was. The moderate party, indeed, were ready for a theoretical as well as a practical com- promise. They did not feel bound by the psychopathic strain of their origins; they considered the needs of the new times. "We must not recoil in doubt before the argument that our fathers did not know this or that," their theologians declared. "Their life cannot serve as an example for us. They were living far from the world, in the wilderness and in isolation. But we live in the midst of the world, and we dwell surrounded 98 RUSSIA AND ITS CRISIS by all kinds of temptations." Thus, the moderate party of the "Priestless" proved to be more inclined to inno- vations in doctrine; they were theoretically more radical. We may take as an illustration their debates on the question of marriage. The difficulty was that marriage was looked upon as a sacrament; but, with priests lacking, no sacraments could be performed. Therefore the Theodosians did not admit of marriage and preferred concubinage. "It is better to sin than to twist the teachings of the holy church," they argued. Now, the moderate party, the "Shore-dwellers," pre- ferred to "twist" the old doctrine of faith, in order to have legal marriages kept. The outlet they found was quite unusual for Orthodox and "Old-believers." The "Shore-dwellers" found themselves asserting marriage to be not a sacrament at all. Or rather, they found the sacrament to be, not what it was supposed to mean in the Orthodox church — not a rite, but an inner fact of religious life, a state of soul. Marriage was consummated, they asserted, by the very fact of union of man and woman, not by the consecration of this fact by the church authorities, by means of a certain rite. The way they came to this conclusion was not less un- common than the conclusion itself: they studied the question historically and dogmatically. The ration- alistic element was thus entering into the theology of the "Old-ritualists." Accordingly, the very idea of the church was to be entirely changed. The new idea found its expression in a saying which thenceforth passed from "Old-ritualists" to our sectarians : "The church is not in the wooden walls, but in the ribs." This meant : the church is not an outward form, but part of conscience. THE RELIGIOUS TRADITION 99 But before we enter into a closer study of this new and liberal view of religion, which originated in the midst of the moderate party of the "Priestless" people, we must dwell on some novelties which the extreme and uncompromising set of the same party contrived to bring into the Russian religious life. Antiquated though this latter faction was on points of rite and dogma, they always tried to be as radical as possible on questions of their relation to the ''world," to the "outsiders." This was the point where, in the second half of the eighteenth century, a vagabond dreamer, Euphemius, made the last and most consistent attempt at a revival and a reconstruction of the old "Priestless" doctrine. He required that the true "Priestless" should break the temporary truce which even the Theodosians had concluded with the world of Antichrist, and that they might again "flee away from town to town," as they were doing at the end of the seventeenth century, in general expectation of the second judgment. But in order to prove most obviously that Antichrist was really reigning over the world, Euphemius modern- ized the antiquated religious theory of the "Priestless" by means of recasting it into a radical social doctrine. Landed property was, according to his teaching, the chief tie which bound people to a settled station. But landed property, he affirmed, was invented by Peter the Great and Neekon. Before their time the land was, as it ought to be, God's ; therefore it must remain for collective use and possession. Men would again become equal as they had been before, should they return to the pure doctrine of shunning the world and Antichrist. Thus the religious protest deepened into a 100 RUSSIA AND ITS CRISIS complete rupture with the civil authorities, with the state and its law, with society and its traditional morals. A hundred years before Leo Tolstoy, his theory of Christian anarchism was anticipated by the fugitive soldier, Euphemius. The followers of Euphemius are known under the name of "Runners" or "Wanderers;" they exist up to the present day. We may thus conclude that in both the moderate and extreme ramifications of the "Priestless" the doc- trine decidedly transgressed the orthodox limits of the ritualistic "Old-belief." But long before this inner evolution was accomplished among the Orthodox, Rus- sia received the leaven of a purer faith in a more direct way. In a parallel line with the "Old-belief," modern sectarianism has developed in Russia. The fact of its spread is as extremely important for Russian culture as it was entirely unforeseen and unheeded by the theorists of the Russian nationalistic tradition. Up to the present time Russian nationalists persevere in their serene conviction that Orthodox religion is an indestructible quality in the national soul. No thorough change of religion have they ever thought possible for the Russian people. The only change that actually occurred, i. c, the "Old-belief," they triumph- antly pointed out to be only a more scrupulous and anxious clinging to the old tradition of faith. No other way of betraying the established church seemed to them likely ever to be found. Such was also the old Russian view of religion. When, at the end of the sixteenth century, a Russian lad, Boris Godoonov, sent abroad for study by the Tsar, became an Anglican clergyman, the Russian govern- THE RELIGIOUS TRADITION loi ment repeatedly insisted upon his extradition for this specious reason that a man ''cannot get rid of his very nature," and thus the person in question could not possibly change his religion. Of course, there were some instances in Russian history of men adopting heresy. But this was explained as something quite occasional and due to foreign influence. Foreign influence there really was, as we shall soon see; but it worked along the line of an inner process of religious development. It was only when this pro- cess of inner evolution had prepared Russian people to embrace new views on religion that foreign influ- ence became operative and effective. And we saw how this preparation began while people still remained within the limits of the "Old-belief." In fact, this was the same line of religious develop- ment that we may trace, mutatis mutandis, in western Euroi^e and, in general, everywhere where there was any possibility of such a development. It consisted in making the ideas of religion clearer and more abstract as well as in deepening religious feeling. What the psychological substratum of this development is, we do not undertake to show here; it is quite sufficient for our present purpose to find out what was the historical line of the process. And in this we find in- dubitable uniformity. You will remember what was the starting-point of the process in western Europe. It took there the shape of a protest against mediaeval views on religion. Deeper views were found to be contained in earlier sources of Christianity, and a return to the Scripture was felt necessary. There the idea of an apostolic church was found to be opposed 102 RUSSIA AND ITS CRISIS to the church of the Middle Ages. But this idea served as a germ for further development. Man must be in immediate communion with God; no outward and magic help of rite and sacrament for salvation was to be administered by the priests. Religion was to be understood as a reign of grace, not a reign of strict law. This again led farther: By rigid logic, the idea of grace led to the notion of the church as con- sisting exclusively of such members as had the grace necessary for salvation; a church of the predestined, as Calvin taught; or a church of "saints" and saved, as the Independents preached; or a church of free believers individually adopting grace, as was the teach- ing of the Arminians. Thus the Christianity of Paul and Luther was shaded off into the Christianity of such sectarians as believed in the presence of the Holy Spirit in the soul of man and asserted that Christianity should be mystic, prophetic ; in short, entirely spiritual. Spirit was opposed to Scripture, as Scripture had been opposed to tradition. Evangelicism was evolved into prophetism. Of course, in Russia, as we shall see, no such logical succession of stages in religious development is to be traced. The evangelical forms of belief did not precede prophetism; they appeared at the same time as the spiritual form, and even somewhat later per- haps. Accordingly, the spiritual belief, when it first appeared, did not look like a purified and logically developed evangelicism; on the contrary, it looked inferior, because it was oddly enough intermingled with elements of popular belief, and even of sheer paganism, with which it still remained in immediate THE RELIGIOUS TRADITION 103 touch. Then, the whole subsequent history of Rus- sian evangehcism and spiritual sects consists not so much in an evolution of doctrine as in a gradual elimination of such elements as are due to the ancient religious notions of the people. In this way a higher degree of understanding is reached, and reception of more advanced forms of Protestant thought is made possible. The influence of Protestant ideas on Russian belief appears very early; it is contemporary with the first attempts at a religious reformation in Europe itself. The religious movement in the Balkans which spread over jTiedissval Europe, and found its final expression in the building of such sects as the Albigenses in France and the Lollards in England in the thirteenth and fourteenth centuries, had a remote reverberation also in Russia. This influence of "Paulikianism," fur- ther developed by other mystical teachings and rational- istic heresies, came to Russia in the fifteenth century through the orthodox channel of the Greek monasteries at Mount Athos, and through the immediate inter- vention of the Karaite Jews, they being also a kind of Jewish Paulinists. But until the period of the unification of Russia, at the end of the fifteenth century, the influence of those heretical doctrines was limited to the most civilized parts of the Russia of those times, to the rich merchant republics of Pskov and Novgorod. From this last city the heretical teachings found their way to Moscow, just at the time of the political unifica- tion, at the end of the fifteenth and the beginning of the sixteenth century. But here just then a national- istic type of religion was being formed, entirely opposed 104 RUSSIA AND ITS CRISIS to the new currents. The nationahstic rehgion was growing rituaHstic, formal, and subject to state influ- ence. The tendencies of the rationahstic and mystic currents were spirituahstic, critical, and bent on inde- pendence, moral and political. Thus no other relation was possible between the old and the new types of religious thought than struggle. The struggle set in indeed, and after half a century, as was to be expected, it resulted in the triumph of the nationalistic type, which is already known by us. The new "heresies" were completely vanquished and driven out of Russia; they found their refuge in the neighboring countries of Lithuania and Poland. Every spark of the pre- Reformation ideas in Russia seemed herewith entirely extinguished. But now the immediate action of the Reformation began to be felt. In Moscow this new current of religious ideas succeeded the former one almost with- out interruption as early as the middle of the six- teenth century. The old "heresy," imported from the Orthodox East, from Constantinople and Athos, here came into contact with the new heresy, coming from the German West. The German religion was then supposed in Moscow to be still Roman Catholic, be- cause nothing was known here as yet about the Ref- ormation. In fact, a Russian officer, Matthias Bash- kin, was condemned by a council of bishops in Moscow in 1554 as an adherent of the "Latin heresy," though his doctrine was entirely evangelical and had been learned from a Protestant physician coming from Lithuania. This early evangelist of Moscow professed that there is no transsubstantiation ; that the church THE RELIGIOUS TRADITION 105 does not consist of the building, but of the gathering together of the faithful; that images of saints are wretched idols; that there are no confession and no remission of sins unless you actually desist from sinning; that prayer must be addressed to one God, the Father; that the traditions of the holy Fathers were mere fables; that the resolutions of the ecu- menical councils were arbitrary ; that one must believe in the gospel alone. None of these doctrines found any further echo in Moscow. We may understand why if we consider that even in the second half of the same century the Tsar John IV. himself — who was much interested in religious questions, and who wished really to know what the Protestant religion was — did not find a better way to satisfy his desire than asking a Protestant pastor "how they performed the rite of divine service, how the priests entered into the church and put on vestments, what they sang during the mass and how they brought it to a close, whether they rang the bells in the same way every day, or whether per- haps they rang differently on great feast days of our Lord." The Tsar had evidently not the least notion that to answer these questions was not to inform him what the essence of Protestantism was. He simply did not know how to ask and what to ask about. Thus the very essence of the new conception of religion remained wholly incomprehensible to the Russians of the sixteenth century. Therefore the European Re- formation could not strike root in Moscow at this time. That is also why foreigners were then permitted to live in the midst of the Orthodox population without any apprehension of danger. io6 RUSSIA AND ITS CRISIS We already know^ that the situation changed greatly in the middle of the seventeenth century, when the foreign inhabitants were relegated to the confines of the city. This marks also the time when foreign religious belief began to influence the Russian popula- tion. The soil was now more ready for the seed, and thus, in the second half, or rather at the end, of the seventeenth century, the first original movements of an evangelical and spiritual character appeared in Russia. We must recollect that this was just at the moment when the separation of the radicals — the "Priestless" — from the bulk of the "Old-believers'' began.^ We have seen that it was the time of general agitation and trouble: the second advent was said to be ap- proaching, and Antichrist was expected to come. The end of the world was foretold for the year 1691. The doctrine of voluntary death and martyrdom was ar- dently propagated among those most inclined to reli- gious emotion. Such were the conditions under which the ordinary concomitant of religious emotionalism, prophctism, appeared. Men were seen to fall into trances and to deliver revelations. "The Holy Spirit talks through us," they asserted. Such, then, was the origin of the first Russian sect of spiritual Christians. They called themselves "Men of God," or plainly "Christs;" later on this name was altered to "HIeests," with a meaning something like "Flagellants." The reason for their appearance they explained in a legend about the founder of the sect. There was once an old and wise man, the legend runs, 'See p. 37. * See pp. 95, 96. THE RELIGIOUS TRADITION 107 named Daneelo Fillippitch, who was studying the ques- tion which were the true books — the "old" or the "new."^ This question Daneelo Fillippitch resolved in a radical way. There was no need either of new or of old books. The only book wanted for salvation was a "living" one — the Holy Spirit himself. So he gathered all his books and threw them into a river. God's men afterwards assembled and resolved to send wise men to ask that God himself might come to the earth. And a chariot of fire rolled down from the clouds, and God was in it, and he took up his abode in the sanctified body of Daneelo Fillippitch. You may conclude from this legend that the divine idea was not quite comfortably lodged in the rather heavy mind of Daneelo Fillippitch and his followers. They did not grasp satisfactorily the notion of living inspiration. Hence the whole of their teaching makes up a curious mixture of the old and the new. To become inspired, for instance, a peculiar method is used — a method entirely outward and physiological. The Hleests gather in circles, in a private room, and perform a kind of dance to the tune of peculiar songs of their own. The time of the song grows gradually quicker and quicker, and also the movements of the choir. Some people, more fit for inspiration, turn like der- vishes in the midst of the circle, in a whirling dance, until they fall on the floor wholly exhausted and begin to vociferate some incoherent words which are taken for a prophecy. Such people as can "turn in the circle" are sure to possess the Spirit; they form a higher rank of the community — the "prophets" and ' See p. 79, Neekon's reform. io8 RUSSIA AND ITS CRISIS "prophetesses." The other members remain in a stage of preparation. There is a "Christ" at the head of every community — or "ship" as it is called — and a "Mother of God," too, at his side. Many features in rite and teaching are taken directly from the "Old- believers," from whose number the Hleests issued. The assemblies regularly end in orgies which remind us of pagan rites; the notion of Christian love being interpreted in a rather wide sense. We shall not dwell on a reaction against the last- mentioned feature, which gave origin, in the middle of the eighteenth century, to an ascetic sect of "Castra- toes" (Skoptsce). This, indeed, was no step further in the development of the spiritualistic belief. And before we take up the consideration of such sects as really achieved progress, let us look back to the end of the seventeenth century, when the Hleests first appeared. We have to trace there also another origin — that of the Russian evangelical creed. We have just seen that the origin of the Hleests was popular, and that by this origin they are imme- diately connected with the extremest party of the "Old- believers." The origin and the affiliation of Russian evangelicism are quite otherwise. The surroundings in which evangelistic doctrine first struck root were entirely different from the popular gatherings of "Old- believers" waiting for the day of judgment; it was in the much more refined atmosphere of the first Rus- sian academy for theological studies, which had just been founded in Moscow in the year 1687. Of course, no foreign theology was to be taught there. Roman Catholic, Lutheran, and Calvinistic books on religion THE RELIGIOUS TRADITION 109 were rigorously forbidden, and lectures were to be delivered in strict accordance with the Greek doctrine of faith. Nevertheless, discussions about the different denominations constantly took place in the school ; and thus the differences in religious rite and belief became current topics of scholarly controversy. Presently, however, these discussions passed beyond the walls of the academy. In connection with them an amateur debating club gathered around a Muscovite free- thinker, Demetrius Tvereetinov, and along with the discussions the head of the circle undertook a work of formal propaganda. Tvereetinov was assisted in this propaganda by a change in the official position of religion which occurred at the time of Peter the Great. "Thanks to God," Tvereetinov would say, "now every- body is free in Moscow to believe w'hatever faith he chooses." In fact, contemporaries witness that Tveree- tinov and his circle "professed their opinions as boldly as if they were foreigners." This was so, however, only for some dozen years; for in 1714 the religious opinions of the circle were condemned by a council, and the "heretics" w^ere obliged to renounce their opinions. The only one among them who did not acquiesce in this renunciation was burned alive. But Tvereetinov's teachings were not extinguished with his renunciation. From this time on, evangelistic opinions have always existed in Russia. To what extent, however, the term "evangelical" may be used concerning Tvereetinov's body of doctrine may be doubted. The term was, of course, his own; but his opponents w^ere not incorrect when they ob- served that "here a new heresy was beginning, worse no RUSSIA AND ITS CRISIS than Lutheranism or Calvinism." The fact is that Russian evangelicism, from its first appearance in the sixteenth century, seems to have cherished some opin- ions that remind one rather of Unitarian doctrines. The influence of the PoHsh Socinians may account perhaps for this pecuHarity. You will remember that the Russian "heretics" of the sixteenth century, when condemned by the Moscow councils in 1552-54, had fled over the western frontier.*^ One of these refugees, Theodosius the Squint-Eyed, was known to be at one with the Polish Anti-trinitarians. He had followers in Russia, and his teachings were refuted in Russian theological tracts. As regards the followers, their fur- ther fate is quite obscure; but the teachings were preserved for the future by the theological refutations just mentioned. Thus the very name for Russian evangelical believers, until the second half of the eigh- teenth century, seems to have been borrowed from controversial tracts against Russian "heretics" of the fifteenth and the sixteenth centuries. These heretics were called "Judaizers." It is not known positively whether the name alone was preserved, or whether there existed, from the end of the fifteenth century onward, a continuous tradition of the "heresy" itself. In the last case Tvereetinov's doctrine must have served to revive this tradition of heresy, or else it may even have laid anew the foundations of evangelicism, if before the end of the seventeenth century evangelicism may be found to have been extinguished. Anyhow, the early Russian evangelists, such as the "Judaizers," the "Seventh-day Observers," were now all adherents ' See above, p. 104. THE RELIGIOUS TRADITION in of Tvereetinov. Tvereetinov's "Extracts from the Holy Writ" served them as a catechism and a gospel. These extracts were systematically arranged by Tver- eetinov under different headings, in accordance with the chief points of evangelical criticism. Their aim, though, was not an exposition of any positive doctrine, but the making of converts by the refutation of errors in the orthodox faith. Thus both the spiritual and the evangelical currents of Christian thought took their rise in Russia at the end of the seventeenth and the beginning of the eigh- teenth centuries. Their teaching, however, did not remain unchanged. Subsequently both currents, about a century later, profiting by the comparative freedom of the reign of Catherine II., who was indifferent to sectarianism, and by that of Alexander I., who rather favored it, took on quite a new form. The new sect of spiritual Christians that now was developed from the Hleests was that of the "Wrestlers with the Spirit" (Dookhobortscc). The other new sect, the evangelical one, that was also developed from the former — the "Judaizers" — under the influence of the spiritual sect just mentioned, took the name of the "Milk-Drinkers" (Molokanee). The Dookhobortsee (or " Dookhobory " ) are par- ticularly interesting, because they achieved a consider- able progress in the spiritual Christianity of Russia. Such pagan ways and rites as the Hleests performed are entirely eradicated from the religious practices of the "Wrestlers with the Spirit." No whirlwind dances, no ecstatic prophecy, no sensual orgies, can be found there. At the same time the religious doctrine is con- 112 RUSSIA AND ITS CRISIS siderably spiritualized. There is no hierarchical dis- tinction like that which existed between the "prophets" of the Hleests and the rest of the congregation longing for inspiration. Everybody is inspired; everyone is a "son of God," and as such possesses Christ in his inmost soul. Such were all souls at the moment they were created by God. But a part of them had sinned even before God created the world. Therefore they were cast off by God and plunged deep into the flesh, the matter, which is the very element of sin. To free themselves from every seduction of the flesh — this was, they held, the only way to revive Christ in the soul. Tlie first men on earth still were so perfect that they had no need of outward rules or rites for this purpose. But in measure as the flesh prevailed, prescriptions of state and church were felt to be necessary. Then also the divisions of churches began. As yet, how- ever, all these authorities, laws, and doctrines were no more than palliatives, powerless to restrain the "wickedness of the wicked." For the righteous, on the other hand, even such restrictions were not at all necessary. "In whose hearts the Sun of eternal truth has risen in midday brightness, there moon and stars have no more light. For the children of God, tsars and authorities and every human law are truly super- fluous. Through Jesus Christ their will is made free from any law: no law is given for the righteous." No Holy Writ or sacraments or rite whatever can bind the sons of God; for them such things are mere "signs" and "images," having only a figurative, an emblematic sense. Churches of every denomination are equall}^ open to them. Superior to any particular THE RELIGIOUS TRADITION 113 church, they feel also superior to the state. Like Quakers they profess the unlawfulness of war and of oaths for Christians. You know, I suppose, what extreme consequences of Christian anarchism were drawn from these general ideas of the "Wrestlers with the Spirit" when their doctrine was recently renovated by the teachings of Leo Tolstoy. In Canada they have just tried to realize their social Utopia, which was per- haps more easy to understand in the days of George Fox and Roger Williams than it is in our own time."^ In the year 1818 two Quakers, William Allen and Stephen Grellet, saw the colonies of the "Wrestlers with the Spirit" and had no difficulty in recognizing how near the doctrine of the Dookhobortsee was to their own. They visited also the neighboring colonies of the Molokanee (the "Drinkers of Milk") who, as we have seen, were a new evangelical sect, formed, under the influence of the Dookhobortsee, out of evan- gelical elements formerly existing in Russia.^ The chief merit of this new sect was, indeed, the unification of many sects, vaguely evangelical, and also the formulating of a more definite, positive doc- trine, which completed and took the place of the rather negative criticisms of Tvereetinov's "Extracts from the Bible." The contents of their new creed, quite different from that of the Dookhobortsee and wholly founded on Scripture, are very well epitomized by the two Quakers just mentioned. We borrow the follow- ing passage from a report sent by William Allen to the emperor (1819) : They believe in the divine authority of the Holy Scriptures, in the deity of our Lord and Savior, and in the influence of the 'See p. 119. "See p. iii. 114 RUSSIA AND ITS CRISIS Holy Spirit, as fully as any Christians whom we ever met with. They believe it their duty to abstain from all ceremonies, and think that the only acceptable worship is that performed "in spirit and in truth." They collect their families two or three times a day to hear the Scriptures read, and abstain from secular employment on the first day of the week, called Sunday, con- sidering it their duty to appropriate this day to religious exer- cises. Their marriages are performed with solemnity in their public meetings, and the parties promise to be faithful to each other during life. They believe that the only true baptism is that of Christ with the Spirit, and that the water baptism of John is not now necessary; and they consider that the true com- munion is altogether of a spiritual nature, and make use of no outward ceremony. In their meetings for worship they sing psalms, and several of those who are esteemed by the rest as more pious read to the others, in turn. They have no appointed preachers, but anyone who feels himself properly qualified, through the power of the Divine Infiuence upon the mind, may expound and speak to edification ; they, however, consider that it should never be done for hire, or from any worldly motive. They believe that a true Christian can never harbor revenge, and they think it their duty rather to suffer wrong than to seek to avenge it; if any differences arise, they are settled among themselves, and not brought to the tribunals. Some among them are considered as elders, and though it does not appear that they are regularly appointed, yet those who are most eminent for their piety are regarded as such, and it is their duty, when any of the fraternity are ill, to visit them, and if able to do so, to offer them advice, or afford them comfort. No particular ceremony is observed at their burial, but they sing a psalm. If the moral conduct of anyone does not correspond with his profession, he is tenderly exhorted, and much labor is bestowed upon him; but if they judge that he cannot be reclaimed, he is dismissed from the society. With respect to the poor among them, they deem it Christian duty to take care of, and support each other. It appears that they have no instance among them THE RELIGIOUS TRADITION 115 of children acting irreverently towards their parents, and they are very careful to have them instructed in reading and writing. Another quotation, from the Memoirs of Stephen Grellet, who journeyed together with Wilham Allen, points out some new features, particularly of social teachings, of the Molokanee, and also their similarity to the Quakers : Previous to our going to the meeting with the Spiritual Christians, we prepared a list of the principal subjects respecting which we wished to inquire of them. They were very free to give us every information we asked for, and they did it in few words, accompanied, generally, with some Scripture quotations as their reasons for believing or acting as they did; these were so much to the purpose that one acquainted with Friends' writ- ings might conclude that they had selected from them the most clear and appropriate passages to support their several testi- monies, etc." On all the cardinal points of the Christian religion, the fall of man, salvation by Christ through faith, the meritorious death of Christ, his resurrection, ascension, etc., their views are very clear; also lespecting the influence of the Holy Spirit, worship, ministry, baptjsm, the supper, oaths, etc., etc., we might suppose they were thoroughly acquainted with our religious society, but they had never heard of us, nor of any people that profess as they do. Respecting war, however, their views are not entirely clear, and yet many among us may learn from them ; they said, "War is a subject that we have not yet been able fully to understand, so as to reconcile Scripture with Scripture; we are commanded to obey our rulers, magistrates, etc., for con- science' sake; and again, we are enjoined to love our enemies, not to avenge ourselves, to render good for evil ; therefore, we ° The Molokanee in their answers to Grellet, used doubtless a selection from the Holy Scripture which took the place of Tver- eetinov's " Extracts " and which until now formed their chief source of religious knowledge. This selection is called "Ritual," because the selections are classified here under the headings of different Christian rites. ii6 RUSSIA AND ITS CRISIS cannot see fully how we can refuse obedience to the laws that require our young people to join the army; but in all matters respecting ourselves, we endeavor to act faithfully as the gospel requires ; we have never any lawsuits ; for if anybody smites us on the one cheek, we turn to him the other ; if he takes away any part of our property, we bear it patiently, we give to him that asketh, and lend to him that borrows, not asking it back again, and in all these things the Lord blesses us ; the Lord is very good also to our young men ; for though several of them have been taken to the army, not one of them has actually borne arms ; for, our principles being known, they have very soon been placed in offices of trust, such as attending to the provisions of the army, or something of that sort." Their ministers are acknowl- edged in much the same way as ours, and, like us, they consider that their only and their best reward is the dear Savior's appro- bation; therefore, they receive no kind of salary. They use the Slavonian Bible; few of them, however, can read; but those who can, read to the others, and these from memory teach the children, so that their young people are very ready in quoting the Scriptures correctly. They pointed out to us the great dis- tinction there is between them and the Dookhobortsee. The latter deny the authority of the Scriptures ; they deny the divinity of our Lord Jesus Christ ; the offering up of himself a sacrifice for sin on Calvary and salvation by faith in him. These rather long quotations show at first hand how purified the hfe and the teachings of the Russian evangehcals were a hundred years ago, and a hundred years after Russian evangehcism took its rise. We come now to the nineteenth century. Never was rehgious hfe in Russia more animated, and never was the official church more lifeless and powerless in its spiritual struggle against "heresies." With the ancient schism of the "Old-believers" the church had long since come to terms; the parish priests generally derived profits from its existence, by delivering to THE RELIGIOUS TRADITION 117 "Old-believers" certificates for the performance of Orthodox rites and sacraments. Thus they were inter- ested in concealing schismatics from the persecution of the government. With the new sects the case was quite different. With the single exception of the Hleests, the sectarians were eager to testify to their faith and gave no bribes to the parish clergy. En- dowed with a fresh spirit of proselytism, they made many converts, and so diminished the number of the Orthodox parishioners. Their very teaching seemed infinitely more revolutionary for the church than were the doctrines of the "Old-believers." Therefore, the clergy had now to set at work proving that for the state, too, sectarian doctrines were particularly dan- gerous. And they did not appeal in vain to the secular arm. A persecution began, systematic and relentless as it never had been before. But. in spite of perse- cution, the religious movement was always growing, particularly in the second half of the century. The growth manifested itself, first, in a considerable in- crease of adherents of the old sects; secondly, in a continual development of their doctrines; and, thirdly, in the appearance of new sects. The results of this evolution are at the present time so varied and so continuously changing that I cannot give you here even an approximate sketch of them. I can only point out the chief changes which the sects already known to you have undergone, and mention some of the most important which have recently appeared. The Hleests did not remain unchanged after the development from them of a more perfect type of spiritual Christianity — the "Wrestlers with the Spirit." ii8 RUSSIA AND ITS CRISIS There was no lack of attempt on their part to purify their rite, to heighten the quaHty of inspiration, and to deepen its mystical sense ; while at the same time they endeavored to preserve to the sect such practical ways of receiving the spirit as the too prosaic doctrine of the "Wrestlers with the Spirit" had completely got rid of. As concerns their former rite, many Hleests desisted from the practice of ending their whirling dances with fieshly orgies, and they regulated, in a certain measure, their habits of "spiritual love." Some of them even ceased to use any artificial ways what- ever for eliciting the voice of the spirit in the soul. The spirit was to be got, as was claimed by a new theory, by a long series of spiritual exertions, implying complete "self-negation," a "surrender of self to the will of God," a "self-burial" in Christ. Only after such complete mortification of flesh and will an in- ternal voice began to be felt, commanding man's actions independently of his own will. This is the "mysterious resurrection" which follows the "mys- terious death." The inward dictation of the spirit makes the will free from any command of the law : such is the necessary conclusion of Antinomianism of every time and nation. Unlike the Hleests, the life and doctrine of the "Wrestlers with the Spirit" started from so high a point that it has lowered in the course of the nineteenth century. Their abstract teaching could not be grasped by undeveloped minds, and so the sect was obliged to recur to the help of outward symbols and figurative expressions ; such, for instance, was the kind of short catechism compiled for . their general instruction in THE RELIGIOUS TRADITION 119 faith. As concerns their hfe, they were ruled rather arbitrarily by a dynasty of " Christs," whose dignity and vocation were supposed to pass regularly from father to son. The last of this dynasty, the "Mother of God," Lukairya, died in the year 1886, and her heirs have appropriated as their own the collective property of the "Wrestlers with the Spirit." This served as a signal for a religious awakening. The sectarians considered their loss as a punishment for their sins, and so resolved to live thenceforward "ac- cording to freedom and conscience." Just then they were strongly influenced by the Tolstoyan doctrine of "non-interference with evil." The most fervent imme- diately began to practice their new teaching. They changed their name for a new one — that of "All- brethren" — refused military service, ceased to pay duties which might serve to "hire other people to kill men." They were then exiled — for the third time during a century — to the confines of the empire, and were transported from there, with the help of Tolstoy and his followers, to Canada. In Canada they tried to ward off every interference of the state in their affairs. To this end they refused to acknowledge the possession of landed property, to register births and marriages, and generally to recognize any state law. Because they wished to "be directed exclusively by the dictates of their own conscience," they con- sidered every outward rule "murderous to life." Be- ing checked, by a positive refusal on the part of the Canadian authorities to consider their point of view, they addressed themselves "to all men, brethren of all countries," asking to be told whether there is to be 120 RUSSIA AND ITS CRISIS found anywhere a country or a society where they would be tolerated. After some fruitless waiting for an answer, the majority yielded to the requests of the authorities ; but the minority, supported in their resolu- tion to resist by Tolstoy himself, worked up their spirits to a state of mystic exaltation, and so exhibited to the puzzled Americans the mediaeval show of a crowd proceeding, with a "John the Baptist" at its head, in search of Christ's kingdom. But to do the sect full justice, one must remember that they are such only in moments of high religious emotion. From time to time such emotions have swept like epidemics through Russia itself. In quieter times, however, the impression that our sectarians leave on the observer is entirely different. It is like what we saw in the descriptions of Allen and Grellet. By the high moral tone which the sectarians exhibit in their family life and social intercourse, by the strict observ- ance of their pledged word, by the rigid keeping of their obligations toward their fellow-men, by their readiness to help and sympathize both with outsiders and with their brethren in the faith, they present exactly the opposite to what I described in my first chapter as the average Russian type. Theirs is a higher social type — the type of the Russian of the future. Of the sects of the eighteenth century there remain to be spoken of the Molokanee, the "Drinkers of Milk." As they were the most moderate, and as their doctrine was the most definitely formulated in harmony with the Bible view of the early apostolic church, they have changed less during the nineteenth century than other THE RELIGIOUS TRADITION 121 sectarians. But still the general drift of religious cur- rents did not leave them untouched. In the same wise as they themselves had been recast into a new sect, from many congenial elements which had previously existed, they in their turn served as a ready material for the building of more advanced sects of a kindred spirit. Two new sects appeared about the middle of the nineteenth century, closely related to each other in the original character of their inspiration, but gravitating to quite different central ideas, either spiritual or evangelical. One was called the "Shalo- poots," the "Good-for-Nothing Men." The Shalopoots shared the purified and spiritualized doctrine of the Hleests; at the same time they adopted (or pre- served) the "Ritual" or catechism of the "Drinkers of Milk." Their social doctrine was that of collectivism; their rural economy was practically communistic. In general, they preserved the character of spiritual Christianity. The other sect was called by a German name, "Stundists," which points out its foreign origin. It originated, indeed, amidst German colonists of the Mennonite denomination. In the middle of the nine- teenth century a religious fermentation began among the Mennonites, and it was felt immediately among their Russian neighbors. In its origin the movement was also spiritual, and even mystical. At the time, however, strong influence of Baptist preachers began, which gave to the movement rather an evangelical char- acter. Baptist missionaries and learned Baptist presby- ters tried to unify and organize the Russian Stundists, and for the most part succeeded in their attempt, the 122 RUSSIA AND ITS CRISIS more easily as the profession of the Baptist faith was a means of escaping persecution by the state.^^ Never- theless, plenty of differences still exist in the little groups of the Stunclists, as regards questions of rite and hierarchy, views about the sacraments, about Scripture, and so on. The Baptist point of view appears to be intermediate between the extremes of the various existing opinions of these sectarians. Whether it will prevail depends, in large measure, on the further exertions of the Baptist missionaries from abroad. At all events, it is clear that the sect will remain essentially evangelical. Upon this condition the prospects of its further expansion are dependent, as there exists already another evangelical sect, of recent origin, which is ready to unite with the Stund- ists. This last sect was founded some twenty-five years ago in the northern part of Russia, while Stund- ism was spreading in the south. They were called "Pashkovists," from the name of the founder of the sect. Colonel Pashkov, who belonged to the higher society of Petersburg and had undergone the influence of Lord Redstock's preaching in the year 1874. The central, and nearly the only, doctrine of the Pashkovists is justification by faith, with its antinomian conse- quences. Thus even here, as we see — in a doctrine purely evangelical — there is a tendency to spiritualistic conclusions. And this tendency appears more clearly as the teaching spreads among the people from its original center of educated society. Thus, wherever we look we always find that the process of Russian reformation is far from having ^" See below, p. 126. TFIE RELIGIOUS TRADITION 123 reached definitive results. The last half-century added more perhaps to the spread of the movement than centuries of former history. It seethes and boils under the seemingly placid surface of the Russian official religion; there are many springs which spout hot currents from the bottom. As yet, however, they are isolated, and so act separately. Their action is dis- sipated and seems to be almost entirely lost in the standing water that surrounds them. Still, by degrees, the temperature of the water is rising. Is the time soon to come when the ebullition will become general ? That is what our "home mission" foretold longf since and is still afraid of. Accordingly, it cries and vociferates for prompt measures to be taken by the state, in order that the established church may be saved from the new religious spirit. Morally power- less, it appeals to material force. And material force has been used for its protection; it is still used to a degree quite incompatible with any claim to civiliza- tion. Were it not for that reason, Russian reformation would have been an accomplished fact. This is not at all my personal supposition; the apprehension of this result, as a necessary consequence of any religious tolerance, is' loudly outspoken by the representatives and apologists of the established church. In fact, this apprehension it is that makes persecution so relentless and brings the state authorities to the head of the persecution. I know, of course, that, in consequence of a re- cently published manifesto, London newspapers in- formed their readers that "the Tsar grants religious freedom to his subjects." This view seems to have 124 RUSSIA AND ITS CRISIS found its way to America also, if I may judge by an article in the Chautauquan. It is affirmed there that The recent decrees of the Tsar on the subject of religion undertake to estabUsh absolute freedom of worship throughout the empire. They thus not only give the nonconformists the rights for which they have long been contending, but mark out a broad and liberal policy of the state in religious matters which certainly augurs well for the country. I entirely agree with the author as to the apprecia- tion of the policy in question ; and I am quite sure that this policy will sooner or later be adopted. But un- happily this is not yet the case; and the manifesto in question actually says quite the opposite to what it was supposed to say. It affirms that existing fundamental laws are quite sufficient to preserve religious tolerance ; and that to this effect "authorities will be obliged to observe the fundamental law." This is something, because until now religious persecution did not even take care of the existing law; a ministerial circular, or even an edict of a local governor, was quite suffi- cient to inaugurate in any given locality — or in the whole empire — the reign of terror for nonconformists. A body of such circulars is still in action, though even the Petersburg senate some twenty years ago pro- tested against their having any legal power. But the chief obstacle to the introduction of a new era of tolerance is quite other ; namely, that even the funda- mental laws of Russia do not at all assure the subjects any religious freedom. To be more accurate, the sort of religious freedom they give is quite different from what is understood under this term by every civilized nation. It is not at all synonymous in Russia with THE RELIGIOUS TRADITION 125 the individual freedom of everybody to believe what- ever he chooses. The idea of religion is so bound up there with the idea of state and nation that the law makes no attempt to draw a distinction between them. Orthodoxy is a "Russian" religion just as Protestant- ism is considered in Russia to be the "German" reli- gion. Every nation is free to believe its own religion : that is what is meant by the fundamental law. "Let the Poles worship God according to their Latin rite; but Russian people always were and will remain Orthodox; together with their Tsar and Tsarina they above all venerate and love the native Orthodox church." This is a resolution which the Tsar wrote some years ago concerning such Russian people as were converted from Catholicism to Orthodoxy in western provinces of Russia. Accordingly there is no freedom as regards your personal belief; you are free only to adhere to the faith in which you are born. An exception is made from this fundamental principle for the benefit of the established church, which is free to receive converts of any other religion. Otherwise the principle is applied rigorously. A man born in the Russian reli- gion cannot possibly change it. He may be heretic or a freethinker; he may not believe in anything; he still is supposed by law to remain Orthodox; and he may be formally compelled to appear before a con- fessional and to partake of a holy communion once a year at least. If he insists (the fact is hypothetical) on his individual belief, he still does not cease to be Orthodox : he is merely an "erring Orthodox," and he is supposed to repent and then to be given over to 126 RUSSIA AND ITS CRISIS his confessor, in order to learn better. The law does not foresee the possibility that anybody would further insist on his individual belief. But this is not all. As the change of the Orthodox religion is not admitted to be possible, no legal punishment for the change exists, unless there be some criminal transgression con- nected with the new form of faith adopted; e. g., mutilation of members. The law is strictly consistent, considering every change as nullc ct non avenue. But there is another side of the question. The convert is not held responsible; but then the responsibility is with the converter. Here is the point where persecu- tion sets in. Not being able to deal with the converts, and even being obliged to comply with the conversion in the next generation, the law concentrates all its severity on the would-be converters. A criminal must be found when there is a crime. And so the punish- ments are very severe — exile to Siberia or even hard labor — if the conversion chances to be to a sect that is proclaimed by the authorities "particularly dangerous." Such is the case with all new sects that make prose- lytes. You will be interested in one of them that is most like the Baptists, the Stundists. The law pro- claims Russian Stundism "particularly dangerous" and severely treats the "converters." The same law admits the existence of the Baptists as a foreign denomination. Now, a formal struggle is going on between the sectar- ians who, in the case of a judicial trial, attempt to prove that they are Baptists, and the home mission- aries, who declare the Baptist faith to be a "German faith," not permitted to Russian sectarians. The ad- ministrative authorities are always with the mission- THE RELIGIOUS TRADITION 127 aries; but the judges are sometimes on the side of sectarians. The result of a trial is thus always un- certain. The principle that a Russian is always supposed to be Orthodox admits also of other applications w hich practically lead to the same result of crying intolerance. The spirit of proselytism has always been absent from the Orthodox church ; it would seem strange to a Russian to convert the Chinese and the Japanese to Orthodoxy. But upon a Russian subject Orthodoxy must be inflicted, for the sake of national uniformity, not for religious reasons. And so it happened to Rus- sian missionaries, who very rarely, if ever, try to convert men of foreign creed, to convert at a bound one and a half millions of adherents of the United church (Graeco-Catholic) in 1836-39, and later about half a million of Protestants, Catholics, and United Greeks in Poland and thfe western and the Baltic gov- ernments of Russia. The result of this forced con- version, which was meant to be the best means for Russianization, may be seen in the official reports of Mr. Pobedonostsev. The report for 1895 showed that 73,000 forced converts to Orthodoxy "stubbornly clung to the errors of Catholic faith;" in 1896 their number increased to 77,000; in 1898, to 83,000. Ac- cording to the same official reports, these people were "without any assistance of the church, either not per- forming sacraments and spiritual duties, or doing so clandestinely, in local and foreign Catholic churches." In 1898 there were 2(y,yyy children whom their par- ents preferred to be unbaptized, and 8,699 marriages contracted without religious (/. e., official) sanction. 128 RUSSIA AND ITS CRISIS I do not need to add anything about dismissed Catholic priests and Protestant pastors who were performing their duties; about formal fights for churches, and monasteries sentenced to be closed by Russian author- ities. The facts are too well known by Europe, which, some years ago, protested in vain against such treat- ment of coreligionists. Of course, the educated classes of Russia have not remained indifferent to such a state of religious intoler- ance. The cry for freedom of belief and tolerance in matters of religion has always been a war cry of the Russian liberals ; nay, even of certain Russian conser- vatives also. I shall quote to you some recent pleas for religious freedom, belonging to this latter class. At one of the last congresses of Russian missionaries resolutions were passed with a view to enforcing prose- cution against sectarians; among other things it was proposed as a general measure — it had already been used in individual cases — to take children from the sectarian parents and to let them be educated by Ortho- dox persons. Then an isolated voice was raised against such barbarous measures, a voice that reminded the fathers at the meeting of Christian charity and tolerance. That was, however, the voice of a layman, a marshal of nobility, Mr. Stahovich. Mr. Stahovich proposed that the missionaries demand from the government the real, the individual, freedom of con- science. It gave the signal for a tempest of indignation against existing intolerance in the liberal press, and provoked many denunciations of Mr. Stahovich on the part of the clergy. Since then the question of tolerance has not been silenced. It was again raised and dis- THE RELIGIOUS TRADITION 129 cussed by a Petersburg private society for religious and philosophic culture which had been founded for pur- poses of defending conservative nationalism, and as such had enjoyed a certain protection in influential spheres of Petersburg. Then the debates and the ad- dress delivered on this occasion by Prince Volkonsky — known to America as a lecturer — were published in a monthly having nothing in common with Russian liberals but this : It happened to be published after the manifesto of the Tsar, and as the opinions of the society and of the monthly both stood in decided con- tradiction with what was considered to be freedom of conscience in that official document, both the society and the journal made only a hairbreadth escape from suppression; both were saved by their conservative reputations only. This will help you to realize to what an extent the idea of an actual religious freedom is popular and how widely spread it is through all educated strata of Russian society. Some attempts were even made to connect this idea of religious freedom with the conservative tradition of Russia. Slavophils were the first to attempt a reconciliation between the spirit of tradition and the spirit of religious freedom. We know already that according to the teaching of Slavophils," liberty of opinion was admitted to be the inalienable though only right of the people, and as such it was opposed to liberal aspirations after larger political rights. "Power to the government ; free opinion to the people;" such was the political scheme of the Slavophils. This im- plied freedom of conscience as well as freedom of " See p. 56. 130 RUSSIA AND ITS CRISIS speech. But the Slavophils failed to perceive that freedom of conscience was also a political right, like others which they denied, and not likely to be realized alone. And thus their political ideal was doomed to remain a sentimental Utopia. Whatever our opinion may be on this subject, one thing may be safely inferred from everything that has been said in this chapter. This inference is, that religious freedom and tolerance mean nothing less than a break with Russian national- istic tradition. And if they are one day to come, they will come as the negation of the ancient religious tra- dition of Russia. CHAPTER IV THE POLITICAL TRADITION Let me remind you of the general trend of our discussion which now is to be pursued further. We started from the nationahstic supposition that Russian Orthodoxy was one of the most distinctive features of the Russian national type. Such was at least the com- mon belief of Russian nationalistic politicians. This belief necessarily implied that Orthodoxy had remained unchanged, as befitted a distinctive feature of an im- mutable national type. It seemed particularly fitting to choose for such a distinctive feature the Orthodox creed, just because immutability was thought to be an inherent quality of Christianity in general and the eastern form of the Christian creed especially. Now we have seen that as a matter of fact Russia is no exception to the general rule of religious change and evolution. There, as everywhere, Christianity suffered change : it took as many different shapes as there were consecutive stages of culture. And these stages were the same in Russia as everywhere else. First, as we saw, there was a long stage of transition from pagan- ism to ritualism. Then followed the stage of transition from ritualism to evangelical and spiritual Christianity. Peculiar to Russia was the particular circumstance that the established church refused to take any active part in aid of this religious evolution, but was very active in its repression. Owing to the non-interference of the »3i 132 RUSSIA AND ITS CRISIS established church, the whole process in Russia took a somewhat incidental character. The religious move- ment was deprived of its natural leaders, and thus a regular evolution of doctrine was made impossible. Moreover, the natural growth of religious thought was branded schism and heresy, and thus exposed to the prosecution of the authorities and doomed to popular disgrace. This, of course, could not prevent the final triumph of new religious ideas, but it helped greatly to retard the movement. Yet, in spite of all these obstacles, the movement went its natural way and has long broken all ties of tradition. Religious feeling was not unchangeable in Russia, as we see, and if Orthodoxy was, so much the worse for it. The pale of the established church was therefore forsaken by everybody who wanted any kind of living religion. If everything remained unchanged inside the "true fold," it was because there was no life. Accordingly we come to the conclusion that religions immutability is not a national distinction of Russia, because there was no religious immutability, perhaps not even within the precincts of the established church. Now that we pass to the study of the political tra- dition, we shall have to face a similar error of judg- ment ; and it is to be corrected in a similar way ; i. e., by confronting it with the real process of political evolution. The error consists this time in the idea that the actual political form, autocracy, never has changed and is unchangeable. This is considered by Russian nationalists to be the second essential feature of the national type. We shall soon see that this theory itself is of very recent origin; and that even at the THE POLITICAL TRADITION 133 time of its appearance it did not correspond to the scientific evidence then available. Indeed, the theory of the persistence of Russian political tradition clashes with the facts of history still more obviously than the idea of the persistence of the religious tradition. Some seventy-five years ago, when historical knowledge was yet in its infancy, it was possible to hold the view that the Russian state at its very coming into existence was monarchical. But then the necessary stages of political development previous to the building of a state had not yet been studied by European scholars, and no social embryology existed. The theory of the evolu- tion of political forms was not yet much in advance of Aristotle's teachings, though even those should have prevented the error in question. Now that we have this further knowledge, only such people as are inter- ested in supporting old prejudices still cling to the antiquated theory. Nevertheless the theory is made obligatory by Russian fundamental law; not to share it is considered a political crime, which may be pun- ished by forced labor in Siberia. But let us look at the facts in the light of the contemporary science of sociology. Three consecutive stages of political organization are generally distin- guished by writers on sociology : that of tribal society, that of the feudal state, and that of the national- military state, from which the contemporary constitu- tional state is evolved. Was there anything corre- sponding to these three stages in Russian political development ? Before we answer this question we must first con- sider that even in western Europe the political develop- 134 RUSSIA AND ITS CRISIS ment was not entirely uniform in different countries. As we advance eastward from the Atlantic shore to the Urals, we are sure to find the whole process more and more backward, and less intense. The same pro- cess of the growth of the state out of the tribal organi- zation which we observe going on upon the Seine and the Loire as early as the fifth and sixth centuries appears in the seventh and eighth centuries east of the Rhine, from the ninth to the eleventh on the Ger- man eastern marches (i. e., in Prussia and Austria), from the tenth to the twelfth in Bohemia and on the Dnepper, and in the twelfth and thirteenth in Lithuania. The chief reason for a comparatively later start is, of course, the lack of inner springs of development. As such inner springs we may consider the social differ- entiation within the tribal society and the resulting changes in its composition. As a rule, the tribal stage of social existence comes to an end when the leading families of the tribe contrive to promote themselves to a position of local power, i. c, when the local aris- tocracy appears. The only privilege of such leading families at the beginning of the process was generally that their members should be by preference chosen as headmen of clans or tribes. Later on they usurped a kind of overlordship over the territory of the tribe, claimed the right to dispose not only of the un- settled march land and wastes, but also of the common grounds of their fictitious kinsmen, and finally man- aged to get possession of the whole estate, as its legal proprietors, while the other landholders were dispos- sessed and reduced to the state of dependent farmers, or even to that of half-free "villains." Thus the THE POLITICAL TRADITION 135 democratic composition of tribal society evolved itself into the aristocratic composition of a feudal society. The social groups built up on the ground of blood- relationship (real or fictitious) gave way before social constructions founded on territorial power and depend- ence. The collective ownership of land was supplanted by the regime of private property. Thus the village community became a "manor." The building of the great landlords' estates thus may be called the inner spring of development from a tribal to a feudal organization of society. Wherever this inner spring is missing, no development from tribe to state is possible, unless some outward political ele- ments should supply the lack. Sooner or later these outward causes begin to act in the same way as the inner causes would. As a rule, they are two — war and commerce — and their action is to emphasize differences in wealth and power among the members of the tribe. But when wealth and power come directly from with- out instead of being accumulated by a prolonged pro- cess of organic development, their influence on the primitive tribal organization must necessarily be differ- ent. In such a case the elements of political power brought from abroad enter into immediate connection with the local elements of tribal democracy, without the intermediate link of indigenous aristocracy be- tween the former and the latter. Thence the retarded development of the feudal state comes to be quite different from that in typical lands of mediaeval feudal- ity. The representatives of political power take the place that the local landlords had failed to take posses- sion of; and they do so by owning the common 136 RUSSIA AND ITS CRISIS grounds and wastes, by holding the state offices in their own hands — in short, by taking possession, as far as they can, of the superior ownership of the entire domain and the overlord rights. Under these condi- tions the social process of development of the landed aristocracy is postponed. It becomes a secondary re- sult of a previous political development ; i. e., the build- ing of an aristocracy is in a large degree dependent on the policy of the rulers, instead of being able to influ- ence and to modify this very policy. Now, as we have said, the farther east we go in Europe, the slower is the process by which society becomes aristocratic and feudal. We know, then, what we have to expect from the study of early social de- velopment and political institutions in Russia. A long- protracted tribal existence, an undeveloped territorial aristocracy, a political power coming from without and easily appropriating the overlord rights over land, a class of officials that gathers around and derives its further claims from its position as king's servants — such are the particular features of the Russian feudal state. With all these peculiarities, the state that is being so formed already bears within itself the germ of the future autocracy; but this germ is first de- veloped when the central power assumes military func- tions, in the process of political unification. Unhappily, we do not possess sufficient informa- tion about the tribal organization of early Russia. Some scholars have even gone so far as to deny its very existence. But this is quite wrong. The fact is, indeed, that in the central parts of the territory of early Russia the political power, judging even from THE POLITICAL TRADITION 137 our earliest sources of information, had so much en- croached upon the tribal organization that only scanty traces are left for our curiosity. But even these are enough for historical reconstruction. Thus, we may yet trace in earlier sources (eleventh century) the ex- istence of the joint responsibility of kinsmen in cases of avenging murder or of receiving the fees exacted from the murderer's relatives. Of course, the degree of kinship in which the members of a family were bound to revenge was very narrow; and the group that was obliged to pay the fee seems to be half voluntarily formed ; the whole frame of tribal organi- zation seems thus very loose and decadent. Still, enough is preserved to bear witness to centuries of fuller existence. The chief of the Russian house com- munion (corresponding to the Welsh gwely) has in the earliest sources the same name as that by which he is known in early Bohemia. He is called ognishchanin, i. c, the chief of the principal homestead, where the ancestral hearth, ogneschay, is located — the tyddyn of the Welsh. The fee for his murder was higher than for that of a common man ; it was equal to that of a king's servant. In the city these "town ancients" were even admitted to the king's council. In the country they very probably managed sometimes to push them- selves into the position of proprietors of the whole village. At least we may draw such a conclusion from a recently discovered source, the circular letter of the metropolitan Clement, written in the middle of the twelfth century. He speaks there about some people who seek "vain glory" : "They acquire house after house, village after village; they take possession 138 RUSSIA AND ITS CRISIS of liberated slaves (isgoccs) as much as of joint own- ers (sayhrees) , of new clearings (lahda) as much as of ancestral holdings (stareeny)^ The quoted pas- sage points out, as we see, two types of appropriated property, and to each type corresponds a particular category of settlers. Evidently such proprietors as are censured here enlarged their estates first by appro- priating tribal lands which were already cultivated (ancestral holdings), and second by colonizing new ground. They used as colonists the "liberated slaves" and other persons who had forsaken their situations and were tramping, looking around for some new station. These are the Russian isgoccs, as they are known from other sources; they seem to me to be identical with the hospitcs of Polish and Bohemian mediaeval law. Now, the other category mentioned, that of the "joint owners," the saybrcc, who were dwelling on their "ancestral holdings," is particularly interesting to us. This category is spoken of here for the first and the only time in early Russian records. In Poland and Bohemia they are more often mentioned under the name of the hcrcdcs^ or the originariL^ In both Poland and Bohemia the position of these heredcs and originarii — the "joint-owners" — is quite clear : they were no longer free tenants, but were already appropriated by former headmen of their tribal groups, by the ogneschahne, who thus became big landed proprietors. Thanks to the circular letter of Clement, we now may conclude — if our commentary ^ The legal heirs, the possessors of the " grandfathers' holdings," the daydechee. ^ Corresponding to the Russian term staroshiltsee. THE POLITICAL TRADITION 139 is found right — that in Russia the same process of social differentiation was going on and came to its natural end. This end was the dislocation of tribal groups and the building of large private estates, or a new aristocracy. But why, then, are not the "joint-owners" and their landlords more often mentioned in early Russian documents ? The most probable answer is that neither class was numerous enough to be taken as character- istic of social life in early Russia. Of course, there were landlords and landed aristocracy, independent of the rulers of the land and even opposed to their rule; but they were not many, and they soon disappeared, giving way to the aristocracy of new origin — that of the grantees of the prince, holding land and money from him, forming his court and his military suite, following him wherever he went, from town to town, from land to land, until he and they — or rather the descendants of both — became definitely settled. Thus, lacking a strong landed aristocracy of tribal origin in Russia, the old cultivators had more chance of pre- serving the ownership of their ancestral holdings until the prince himself came and took possession of the overlord rights, which were still unappropriated by the families of the headmen of the tribe. Such was actually the position of the overwhelming majority of Russian peasants in early Russia — the smcrds, as they were called. If a smcrd died without leaving heirs, his holding was inherited by the prince of the land; the prince was considered to be the superior owner of the whole territory and immediate owner of the unoccupied lands. But the consequences of this 140 RUSSIA AND ITS CRISIS general supposition had not yet been realized by law. The prince did not seem to possess the right to eject the sjiicrds from their holdings, or even to exact from them anything besides the old custom of the land. Such seems to have been the legal position of the heredes — the daydechec — of western Slavic law. But all this was to be changed later on. And per- haps the very conditions under which the changes were made were to a great extent the same in Russia as in the western Slavic states. What was impossible and inconsistent with old custom in the lands of old culture became quite natural when princes began to colonize uninhabited lands. Such lands must have been numer- ous on the marches; therefore Russian princes, like Bohemian and Polish ones, very early showed their preference for transferring their activity to the boun- daries of their dukedoms, there to build and to colon- ize, using the wandering strollers and indigenous cultivators as a ready material for colonization. To attract the colonists to their lands, the princes gave them franchises (the Ihotas of Bohemian and Russian law) ; once settled, such colonists were not often re- moved from their holdings, and thus the settlers in their turn became the "old inhabitants," the staro- sheeltsee. The idea, however, remained, that the land was not theirs, but belonged to the prince; and thus was introduced the custom of disposing of these lands, of buying and selling them, giving them as land grants and conveyances, with the peasants on them as their natural appurtenance. Of course, no remains of tribal property, no joint-ownership, could be preserved there; in fact, they had already been destroyed by the very THE POLITICAL TRADITION 141 process of the migration of isolated settlers to the marches, where their clearings and villages from the very beginning took the form of purely individual settlements. Such were the elements of early social life in Rus- sia, and such was the difference in composition be- tween the old political center and the land of new culture. We shall presently see which prevailed. But before we go any farther we must make this difference between the types of Russian culture clearer, inasmuch as they are determined by differences of geographical position and historical influence. The Russian territory was so large and the stages of culture in the neighboring countries were so varied that we really cannot expect to find throughout the country one single line of development. There is, indeed, no such uniform process going on. Before any such general process could begin, it had to be preceded by a number of local processes in various parts of the vast country, which were partly interrupted by con- quest or political unification, partly preserved and de- veloped into a higher stage of existence. For a very long time these local processes had no relation whatever to one another. When, in the second half of the ninth century A. D., a Norwegian traveler, Ohter, visited "Gandvik;" i. c, the White Sea, he found there the wild Beormas, while on the southern extremity of contemporary Russia, on the Black Sea, the refined culture of the Greek colonies still survived. They were two different worlds, as dissimilar as Athens and Greenland — these two opposite shores of eastern Europe, just at the time when the germ of the Russian 142 RUSSIA AND ITS CRISIS State was formed at a central point between them on the Dnepper. When, seven centuries later, an English seaman, Richard Chancellor, landed on tne shores of the White Sea, the situation was entirely changed. The chief current of national life in Russia was so much enlarged that the inhabitant of the northern shores was bound to know of the existence of country- men on the southern shores; at least he was just then obliged by the growing state to pay a certain tax every year for the release of Russian prisoners, who were regularly abducted by the robber states of the Black Sea shores, and whom the Muscovite state was as yet unable to protect with its military force. Thus, in the middle of the sixteenth century, the White and the Black Seas were first brought into some connection by the central organization. During all this long period, from the ninth to the sixteenth century, there was no general political organization in Russia. Local processes followed each its own line of development. Before the Muscovite type of culture prevailed many other types, differing geographically and chronologic- ally, thrived and flourished. It is easy to guess that the earlier types w^ere located in the best situations. We may distinguish the following : I . The primary south Russian type, which we have already spoken about. It was in this southwestern cor- ner of Russia that the Russian state originated.^ The surroundings were there the best to be found in Rus- sia; and yet even here the state could not be evolved by a mere process of inner organic evolution. Com- merce and war. these outward springs of political ^ See adjoining map. THE POLITICAL TRADITION 143 development/ helped the Russian state into existence. A brisk commerce on the Dnepper was the combined effect of two purely external causes: the advanta- geous geographical position on the "Great Waterway" from Scandinavia to Greece — the "Eastern Way" (Austrvegr) of the Scandinavian sagas — and the good luck of there being at the extreme ends of this eastern way three nations : the Northmen, who were very enterprising, and the Greeks and Arabs, who were very rich and who wanted to buy the products of the north — furs, wax, honey, serfs, etc. The necessity of war was also determined by a merely external cause : the political cataclysms of inner Asia, which drove from it hordes of Turkish tribes into southern Russia. The commerce with the Greeks and Arabs attracted Scandinavian adventurers, scattered them through all the "Eastern Way," made them build towns and estab- lish the beginnings of political organization. The necessity for the defense of the commercial highways from southern nomads made the Northmen organize their military force on a larger scale. And so it came about that the military defense of the roads and water- ways of commerce was concentrated in Keeyev, the residence of the early Russian princes of Swedish ex- traction. Aside from the "Great Way," where no regular commercial intercourse existed and no military defense was needed everything went on as before. The tribal organization remained untouched and entire, including all the three degrees of kinship : the house communion, the minor clans ("brotherhood," or "the larger kin- *See p. 135. 144 RUSSIA AND ITS CRISIS dred") with their heads, and the tribe with its greater chief.^ This looser tribal government made the conquest of such tribes very difficult and by its means they were able to protract their separate existences. But the period of prosperity of the few commercial centers on the main river was also very short. After the Arabian kingdoms fell under the arms of the Turks, and their kindred tribes in the Russian steppes became too power- ful to be kept off by the southern princes, the Russian dukedoms quickly became impoverished and one by one finally yielded to the Tartar yoke. Such was the end of the splendor of the southern commercial state system which had existed from the middle of the ninth to the middle of the thirteenth century. 2. After this, the center of political life shifted west and north. Even such a fictitious unity as persevered in the first period did not now exist, and three quite different political groups had evolved from the union of the southern system. Near to the original scene of historical action, a secondary southern type was developed under the strong influence of Polish feudalism. But it was just this influence which, some centuries later, proved the chief cause of its decay. The feudal organization, being too loose, was obliged to give way to the stronger. Presentl}'-, we shall again refer to this type. 3. The northern type of the Russian merchant republic was Novgorod and, though on a much smaller ° At least so we may conclude from the fact of the existence of whole tribes called by patronymic names and at the same time lacking every central power ; e. g., the descendants of Radeem, or Vatko. THE POLITICAL TRADITION 145 scale, Pskov. Though dependent on western neighbors to buy its merchandise, Novgorod gathered its riches from the enormous territories of colonized land which stretched as far eastward as the Urals. It was able, therefore, to preserve its power during many centuries, until it, too, met with the stronger organization of central Russia. And at that time the democratic rule of Novgorod had already changed into the oligarchy of rich merchants, who dominated the republic through the general assembly of citizens. 4. The next was the Muscovite type, that of the colonized "marches." We shall have to speak of this at greater length. Owing to their extended estates and to their position as superior owners of the whole land, the Muscovite princes had at their disposal greater pecuniary resources, and so it proved possible for them to organize a large military class of landed pro- prietors. That is why they prevailed in the general struggle for unification. 5. Yet powerful as the Muscovite princes were in directing the process of unification, and reckless as were the means they employed, they could not ex- tinguish the chief differences between their stock lands in central Russia and the lands annexed from the terri- tories of the other types just mentioned. Thus some secondary types came into existence. Two of them in particular must be named. First the northern peasant type, which was formed from the territories of Novgorod. There was no landed military class there; rather, the country served the state by its contributions of money. On our map we call these regions the " Peasant Districts ; " the Muscovite government called them "Black" or "Tributary Districts." 146 RUSSIA AND ITS CRISIS 6. The second new type formed after the process of unification was at its end. This is that of the new southern colonization. We dwelt long enough on this type in our first chapter. The older part of this region of new colonization was not very different from the Muscovite center, but in measure as we descend south- ward, the population takes on a more modern aspect. This is the land of new religious currents, while the Old-belief found its adherents among the peasants of the old Novgorodian north. Here also wheat is cul- tivated and coal and iron mines are concentrated ; while in the center, for a long time, it has not been considered worth while to pay much attention to agriculture, and in the north the products, as well as the population, remain extremely scanty. In short, the Russian south is "the promised land" of the Russian future. The ties and traditions of the past do not press on it and easily give way to everything connected with the new phase of Russian existence. Thus this territory may be compared with the American West. For nearly all the features mentioned may find their counterparts in American researches concerning the settlement of the West. I have only to refer to the valuable articles of Mr. Turner, of the University of Wisconsin.*^ We must now return to the history of the two chief regions which played the most prominent part in the general history of Russia. These are the primary southern type and the Muscovite. The difference be- tween them is quite obvious; it may be explained as the difference between the land of old tribal settlement " The geographical disposition of all these regions of Russian culture may be seen on the map. THE POLITICAL TRADITION 147 and the land of later colonization on the "marches." The rulers of the marches, as we have seen, were much freer in carr3^ing on the process of settlement. They easily appropriated over the whole of their territory the rights of an overlord, as they had not to deal with any former claims of local organizations or of the indigenous aristocracy. And thus it is that the social and political organization, on the marches, proved comparatively more powerful, just as it had shown itself on both of the German marches, Austria, and Brandenburg, in northern France, and partly in Poland and Bohemia. Nevertheless, this fundamental differ- ence between the two types of settlement has, for various reasons, often been denied. The Muscovite princes themselves pointed to the continuous succes- sion of both types whereon to lay the foundations of their right to possess the "whole of Russia." Some modern scholars of the nationalistic set used the same argument to prove the right of the central government to "Russianize" the "whole of Russia." Then an oppo- site set of scholars, the radicals, set to work to prove that the northern Russia of later times had been con- nected with early southern Russia by the democratic tradition of folkmotes, afterward so treacherously be- trayed by the Muscovite princes. Then came an inde- pendent scholar of law, Mr. Sergueyevich, who wished to prove that there was no fundamental difference between the southern and the northern Russian type, as both societies were founded on the same principle of contract. Contract was meant to be opposed as much to the ties of blood, i. c, to the tribal organization of society, as to the ties of state subjection, /, e., to the 148 RUSSIA AND ITS CRISIS modern organization of society. And so far it is true that both southern and northern Russian types are intermediate between the tribal and the miHtary- national stages of Russian history; but it is none the less true, too, that the southern type originated in tribal society, and that the northern type finished in the military-national organization of John III. and John IV. And so we are bound to suppose that in the southern type there persisted a something which kept it ever connected with its tribal origin, and in the northern something was inherent that compelled it to culminate in an autocracy. Both types had, of course, enough elements in common, yet it was not these, but the divergent elements, which determined their final issue. These latter elements we have in the beginning of our discussion already pointed out. We saw that while aristocratic elements were gener- ally lacking in Russian social life, they were, com- paratively speaking, more lacking in the northern type than in the southern. Also, we saw that political power, which was generally stronger in eastern than in western Europe, was comparatively stronger in the north than in the south of Russia, and that here it assumed the form of a general proprietorship over the whole territory. And because of these character- istics of northern Russia — a weaker development of the aristocracy and a stronger development of the cen- tral power — the question arose whether this inter- mediate stage between tribe and state still has anything in common with the feudalism of western Europe. The answer is closely connected with what we have already said. If the territorial aristocracy of great THE POLITICAL TRADITION 149 landed proprietors was not much developed in Russia, and if the territorial power of princes was much more developed than in western Europe, we should have no reason to expect that western feudalism would appear in Russia, especially in the north. But feudalism had another chance to develop on Russian territory — in the secondary southern type. After the primary southern type had been ex- tinguished at the time of the Tartar invasion, and the southern population had been driven backward — west- ward to the Polish frontier and northward to Lithuania — a new period of life began in these regions; and the more developed Polish organization proved very in- fluential to it. Then, indeed, many features of western feudalism appeared in western Russia and in Lithuania. There was formed, for instance, a compact class of landed aristocracy, which, by the privilege granted in the year 1447, finally emancipated itself from royal taxation and justice, and so made it necessary for the state power in each separate case to ask the lords, by dint of summoning them to a national council, to share in the military contributions and to serve in the military service. This national council was soon transformed into a regular parliament, consisting of separately summoned magnates, as well as of formally elected knights, who represented their class organiza- tion in the shire. (There was no representation of boroughs.) The competency of this great general diet was extended to the sphere of legislation, and even of foreign politics. Thus the Lithuanian and western Russian baronage encroached on the rights of their kings, just as the Polish baronage had done aforetime. 150 RUSSIA AND ITS CRISIS The consequence was that the central power be- came too weak to organize an effective defense of the country at the very time when such a defense was particularly necessary. For it was the epoch of con- stant struggles on all the frontiers, except that of the allied and united kingdom of Poland. The Turks and Tartars were attacking the southern frontier; the Teutonic knights had to be driven from the north ; and, from the east, Muscovite princes were threatening to bring back the territory of the old Russian duke- doms. This made the Lithuanian princes ready to grant concessions in order to get money, military levies, and mercenaries, all of which the barons of the land were slow to grant. Having got whatever social and political privileges they wished, the barons did not for that become any the more attentive to the state necessities. The feudal type of state in western Russia and Lithuania was, therefore, obliged to yield to the Muscovite type, which was at that time recon- structed after a more oriental fashion. The necessities of the times then felt in Moscow were quite the same as those in Vilna or Warsaw : they needed money and soldiers, but they were supplied in an entirely different and far more successful manner. The Mus- covite prince had no feudal elements to contend with; therefore he took his lessons in politics from the By- zantine empire, from the southern Slavic states on the Balkans, perhaps even from Turkey, rather than from Poland or western Europe. There, on the con- fines of Europe and Asia on the Bosporus, the capital problem of a standing army was resolved almost as in mediaeval Europe : lacking money to give, the state distributed its land among the warriors. THE POLITICAL TRADITION 151 Similar, too. was the final result of the whole opera- tion : the grantees finally became landed proprietors. But in general this final forming of the landed aristoc- racy took place in the Orient at a much later date, at a time when the original aim of the military organization had been achieved ; either the conquest had been made, as in Turkey from the fifteenth through the seventeenth century, or the national state was already founded, as in Russia during the same period, or the military landholders were transformed by foreign conquerors of later times into landed proprietors, as by the Eng- lish in India and the French in Algiers. In all these cases the appropriation of state lands by private owners did not lead to the feudal organization of so- ciety, because the central power was already too strong to be dispossessed of its superior rights in the land. It was quite, opposite with the feudal aristocracy of western Europe, which preceded the development of a central administration, and thus succeeded in over- powering the state. The origin of the oriental system of land grants for w^arriors may be traced to the moment when both great eastern monarchies, Byzantium and Per- sia, met together in a decisive clash. Kosru Nushir- w^an was the Persian ruler of the Sassanian dynasty who first used the system against the emperor Justin- ian, in the sixth century A. D. A century later Arabian khalifs stepped into the place of the Persian kings, dividing the demesne among their own new warriors ; this was the origin of the Moslem military organization, which lasted for centuries. The attacks of the Arabs on Constantinople made the Byzantine 152 RUSSIA AND ITS CRISIS emperors adopt the same system of "military tenure." At last the Turks superseded the Arabs, in the eleventh and thirteenth centuries, and soon proved to be much more dangerous to Constantinople. They improved and completed the military system of the Persians and the Arabians; and the Byzantine emperors had only to follow their example. Thus the Ottoman military holdings, the temars and zeeams, appeared, and they were closely followed by the Byzantine proneas, which had just the same meaning. The system of "proneya holdings" was then adopted by the southern Slavs. This system can be studied particularly well in Ser- via in the fourteenth century. The institution is every- where the same: the military holders — proneyars as well as the teemarlces, or spahecs of the Ottoman em- pire — were not the owners of their holdings, but merely temporary possessors; and they held their allotments only so long as they were able to perform military service. While possessing their allotments they could, under the threat of being punished and even deprived of their holdings in case of oppression of the peasants and deterioration of the estate, claim from their peasants only such taxes and services as were strictly determined by the law. As the holdings were not hereditary, the heirs of the possessors had to ask for the renewal of the grant, and were by no means sure to get it back undiminished. Such were at least the arrangements of the law, which of course were often disregarded in reality. Now, this eastern system of military holdings was borrowed by the Mus- covite princes just at the time when their western neighbors and competitors in Lithuania were vainly THE POLITICAL TRADITION 153 exerting themselves to get money and soldiers from their "great general diets," in the fifteenth and six- teenth centuries. Thus the same state necessity which led to a complete development of the feudal elements in Lithuania and helped aristocracy to its fullest development, kept back their development in Moscow. To forestall possible objections to this opposing of the Russian system of military holdings as oriental to the feudal system of the west of Europe, some further details are here necessary. To be sure, north- eastern Russia had also possessed a kind of feudal land-tenure, even before the oriental system had been introduced. But this ancient system had nothing in common with the niilitary allotments of land. What- ever such allotments — and they were not over-numer- ous — existed during that earlier period, the fourteenth and fifteenth centuries, were granted by the princes in return, not for military, but for court service. And whatever landed estates were held at that time by men of military service were not granted; they were held as absolute properties ; not as conditional holdings from the state authorities, but by right of inheritance. The very name of these lands proves their status : they were called "father's holdings." Such private holdings stood in no connection whatever with military service, for a possessor of a " father's land " was entirely free to serve whom he liked, or even not to serve at all. Thus, for instance, in the middle of the sixteenth cen- tury there were 574 private possessors in the four little counties of the dukedom of Tver (already in- corporated by Moscow). But only 230 of these were in the Muscovite service; sixty proprietors served the 154 RUSSIA AND ITS CRISIS bishop of Tver, forty-six served the three repre- sentatives of a lateral branch of the former princes of Tver, about twenty served different persons, while 150 served nobody. It will be seen, therefore, that there existed in northern Russia no principle which corresponded to the fundamental notion of feudalism, and which French legists formulated in their thesis: no land without sovereign (nulle terre sans seigiieur). And there was no idea that a landed proprietor should necessarily serve his own sovereign; i. e., the lord of the territory on which his estate was situated. In Lithuanian Russia the conditions were more like those of western feudalism ; but even here the right of a landed proprietor to serve whom he liked was acknowl- edged, though only on the express statement of the condition, in a contract; if it were not so stated, the proprietor legally lost his estate when he went to another sovereign. In northern Russia, as we have said, this fundamental principle of western feudalism did not exist. "Free service" was here the rule and so dependent "military tenure" of the subsequent period had no possibility of evolving out of this "free service." The origin of the military holdings in the Musco- vite state grew out of something different from west- ern feudalism ; namely, from a principle identical at bot- tom with that of the oriental states. Dependent mili- tary tenure of the oriental states was always founded on the idea of the superior property rights of the prince in the whole land; without this idea of overlordship no grants from the state lands were possible. In By- zantium this idea of the superior right of the emperor THE POLITICAL TRADITION 155 was derived from a Roman and a Christian source. In Mussulman states it originated in the general teach- ing of the Koran concerning property. In the Mus- covite dukedom the idea existed also ; but here, as we have seen, it had a different origin — the extended power of the prince on the marches. This fact was then further developed and formed into a principle of law under Byzantine and Tartar influences. Indeed, the princes of Moscow began very early to dispose of free cultivators and their lands. As early as the four- teenth century we see them granting and exchanging, "permitting" persons of different stations to buy the free peasants of central Russia as appurtenances of the land whereon they lived, and themselves buying them from other proprietors. Thus, so early, land grants were made without the least consideration for the "old inhabitants " of the granted lands. Thus the condition necessary to the introduction of the military tenure system— the right to dispose of settled land and of its peasant inhabitants — was already existing at the mo- ment when the process of political unification began, and the necessity of military reform was felt. One thing was yet lacking, however. The quantity of settled lands in central Russia was not sufficient to build up at once an extended class of holders of military allotments. Such lands as the prince possessed here in the center had to serve another purpose: they were distributed among the servants of his court, in order to organize and make safe the regular supply of grain, hay, meat, and other necessities and pleasures of his private household. It was only when the political uni- fication of Russia under the Muscovite rule be^an that 156 RUSSIA AND ITS CRISIS the formation of an extended military class became particularly urgent. But just then the same process of unification made this formation of a new Muscovite army possible, by increasing immensely the quantity of lands to be freely disposed of by the Muscovite princesJ Little is known as to how this process of military reform went on ; but what we do know of it is quite sufficient to prove that the reform was car- ried out systematically, and that the measures taken were so bold and decisive that they must have brought about a rather serious revolution in the Russian landed property of that time. The military reform was begun by John III., the contemporary of Mohammed II., and was achieved by John IV., the contemporary of Suleiman the Splendid. And the years in which the chief reform measures were taken correspond almost identically with those years which saw the chief Turkish measures for the intro- duction of the system of military tenure. In 1484 John III., who had just incorporated the Novgorodian possessions, dispossessed in that country more than eight thousand big and little hereditary proprietors, and transferred there, to be settled on these estates of former proprietors, as many military holders of the new type as he wanted. To find so large a number of tenants, he moved the military servants from the courts of his big vassals and placed them in direct allegiance to himself. This lower class of subvassals or "courtiers" (dvoryane) formed thus the chief ele- ment out of which the holders of new military tenures were taken. The ancient class of hereditary owners ^ Vide map, " Making of the Russian State." THE POLITICAL TRADITION 157 of their "fathers' Jands"— the "boyars" and the "sons of boyars"— were presently lowered to the same con- dition as the courtiers, and obliged by the government to serve as if they too were holders of military tenures, and not of lands owned as private property. In fact, these "sons of boyars" were even placed beneath the "courtiers" in rank as early as the middle of the six- teenth century. The name of "courtiers" became thenceforth the preferred one for designating Russian "noblemen," while the "sons of boyars" formed the lowest layer of the military class : they were supposed to serve in provincial detachments of the army, while the "courtiers" were often enabled to enter the city regiments, and even to be promoted to the dignities of the court. This sudden reversal of the comparative social posi- tion of the old hereditary owners and of the new dependent landholders was made possible by a series of state measures. First, the military duties of both classes were equalized, by exacting from the old land- owners the same military service that the new holders of military allotments were obliged to perform. Then, from both these classes, so mixed up, a choice was made by the government of John IV. in 1550, of those best fitted for the court— the Tsar's guard. The chosen "thousand" had to serve the Tsar in Moscow; there- fore new allotments were apportioned to them within a radius of a hundred miles from Moscow. Some fifteen years afterward a new revolution in landed property— the last one of this series— appears to have been accomplished. The old hereditary proprietors in the recently annexed territories, particularly the larger 158 RUSSIA AND ITS CRISIS and more influential ones, were once more in a large measure dispossessed. New holders from Moscow took their place, and they were put in a particularly close connection with the "court," which was made a separate political institution opposed to the "land," a kind of state within the state. These measures appear to have done away with the large estates and inde- l^endent landed property, in so far as at that time they still existed in northeastern Russia. All higher social elements were now mercilessly overthrown; the Mus- covite society was systematically and intentionally leveled, to form the foundation of an autocratic power. Thus, by nothing less than a series of social revolu- tions, completed nearly within a century ( 1484 to 1584), was begun the political tradition of autocracy. The official doctrine of autocracy was always that Russian monarchy was eminently democratic. We can see, however, that this was true only in the sense of its being the enemy of the landed aristocracy. For the Muscovite princes really had got rid of the aris- tocracy. Only in so doing they were supported not so much by the population in general as by a lower class of "serving men," the "courtiers." So far from being relieved by the outcome of this struggle, the peasant population paid its expenses, sacrificed as they were to the holders of military allotments. Indeed, though the statutes of John IV. determined in detail how these military tenants ought to serve the government, noth- ing at all was determined as to their rights and duties toward their peasants. Thus was laid the foundation for a future slavery. We saw that even in Byzantine law and in the Ottoman and southern Slavic law THE POLITICAL TRADITION 159 the position of the peasants on military tenures was strictly determined, and the rights of tenants legally circumscribed. Of course, the possessors could, as they sometimes did by the inadvertence of the authori- ties, appropriate their tenants' holdings; but they were not likely to appropriate the peasants themselves and make them into bondmen, as was the case in Russia. Accordingly, the Russian autocracy may be called anti- aristocratic, military, oriental, if you like; at least it never really was democratic. But we shall have other occasions to come back to the history of the social elements of Russia. Now that we are studying the political tradition, we are much more concerned in other deductions from the facts just set forth. We have seen how the autocracy came into existence and power at the end of the fif- teenth century, but we do not yet know of any tradi- tion of the autocracy. It was entirely new when it first appeared; in the past it had no antecedents, if we do not consider as such the actual power that the princes on the marches possessed in higher measure than other princes of mediaeval Russia. The new regime had yet to work out its own predominance by a formal struggle against the heterogeneous elements in politics and in social structure. In short, autocracy at the moment of its origin in the process of the building of a militaiy- national state was new and unprecedented. Has it since that time remained unchanged, so as to form a standing tradition? Or has it undergone a further process of evolution? This is what we have now to consider. Autocracy, so far as we can know at present, was i6o RUSSIA AND ITS CRISIS nothing more than a material fact, an event of history. A fact, in order to grow into a tradition, must become an idea. What idea, then, had autocracy to represent from the time of its first appearance onward? Un- doubtedly there was such an idea: the political and national unity of the Russian state just then in process of formation. But the idea of unity was, of course, not inseparably connected with that of a definite polit- ical form. There must have been some other ideas at hand to make such a connection strike root in the popu- lar mind. Let us then consider closely from what elements the primary idea of autocracy was formed in the minds of its founders, which of these elements were lasting, and whicli proved temporary and tran- sient ; lastly, what changes the original idea underwent in its further development. It is generally known that the Russian theory of autocracy was a reflection of the Byzantine idea of a theocratic imperium, or " c?esaro-papism," as it was sometimes called. But what is less known is that this Byzantine idea was not entirely understood, and was perhaps never completely realized. There were two different elements in it, one juridical and the other theocratic, the first coming from the Roman law, and the second from a Christian source. We shall presently see that the second alone was embodied in the Musco- vite political theory. The necessity for a legal theory of power was not much felt in Moscow ; the very fact of there being such a power as the Muscovite princes possessed seemed to be quite sufficient in itself. When the growing Muscovite dukedom began to be known by western Europe, the emissaries of both pope and THE POLITICAL TRADITION i6i emperor came to Moscow, in order to propose, each for his side, the consecration of the prince to the dignity of a king, if he would agree to take active part in the struggle of Europe against the Turks. But — happily for Russia — it was altogether above John's power of comprehension to understand what a big thing the Holy Roman Empire was, and what kind of legitimacy it could impart to him by means of the new title. All he understood was that, if he accepted the offer, instead of being independent, he would have to acknowledge some foreign sovereign. From this disadvantage he deliberately shrank. He answered, therefore, that he was quite satisfied with the sanction bestowed on him by the very fact that his power was hereditary, that it descended to him "from the very beginning, from his first forefathers" (1488). But then John soon felt that his answer was not quite right in the eyes of foreign diplomatists. Would not his more civilized western neighbor, the king of Poland and prince of Lithuania, be afraid, and would not he be envied, were he called by the pope or the emperor "King of the Whole of Russia?" The half of Russia was then under Lithuanian power. The Muscovite government now, hov/ever, began to think whether there was any other means of getting a superior title and of preserving the claims over the "whole of Russia," without asking help from the Ger- man "Cresar" or the Roman Pontifex. After some months (1489) the Muscovite ambassador in Vienna returned the emperor an unexpected answer — an an- swer proving that Russian diplomatists had found a way. For they had determined that John should assume i62 RUSSIA AND ITS CRISIS the high position quite independent of the sanction of pope or emperor. "Our forefathers," the Russian diplomatist now adds to his former explanation, "were from olden times friends of the ancient Roman tsars, who gave Rome to the popes and who ruled in By- zantium." Thus, even then, Russians did not dare yet affirm anything more than the mere fact of friendship. But at once the Russian clergy set to work to change this presumed friendship into a relationship, and to build on this last supposition the theory of a formal transmission of imperial power. To be more accurate, it was not, however, the Rus- sian clergy that started this learned proof of the theory. There lived in Moscow many divines from southern Slav countries, which just then had been conquered by the Turks. They transmitted to Moscow their patriotic hopes for the liberation of their countries. Thus they felt it necessary to adorn the Aluscovite rulers with all the insignia of power and dignity, which they had formerly bestowed on their own Slavic rulers. An Alexander of Bulgaria or a Stephen of Servia had already worn the titles and the insignia of the Romaic emperors in the fourteenth century, be- fore these symbols of power were offered to John of Moscow in the end of the fifteenth century. The "most glorious" Bulgarian city of Tyrnov had already played the part of the "second Constantinople" and the "third Rome," which it was now proposed that Moscow should play.^ A pedigree was concocted which made "C?esar Augustus" the ancestor of the Russian house of princes. An invented legend was * See p. 75- THE POLITICAL TRADITION 163 spread about, containing a detailed narrative as to how and when a formal transmission of the Byzantine in- signia and power from an emperor of Constantinople to the Russian prince of Keeyev had taken place. The Russian divines of that time were not very strong in chronology, and so they unfortunately chose for the hero of their legend an emperor (Constantine the Monomach) who had actually died when his would-be Russian correspondent (Vladeemir the Monarch) was but two years old ; and they put the scene of the transmission of the insignia, which they supposed to have taken place in the eleventh century, into surround- ings which could have existed only five centuries earlier. Nevertheless the legend found credit with the public, and half a century later was officially adopted by the government, which now wanted the patriarch of Con- stantinople to confirm it by a general decree of the council. The patriarch seems to have had some diffi- culties in gathering an actual council for this purpose; and so, having the charter drawn up in his chancellery, he forged the fictitious signatures of members of the imaginary council. This was all very well, but the contents of the charter were not what Muscovite di- plomatists expected them to be. The patriarch appears to have had scruples as to the historical reality of the facts, alleged in the nationalistic legend invented in Moscow, and he, therefore, acknowledged the only one that could truthfully be assumed : the baptism of the first Christian ruler, Vladeemir the Saint, and his marriage with the Byzantine princess. Now, Musco- vite princes did not care much about historical facts, any more than they cared about the legal validity of their i64 RUSSIA AND ITS CRISIS claims for the Byzantine inheritance of power. Thus they even did not wish to put forward the best claim they actually had in their hands, namely, the recent marriage of John III. with the heiress of the last Pale- ologue. The only legal heir, at the time, of the last Byzantine emperor was ready to sell his rights to the highest bidder, but he vainly urged the transaction in Moscow, and finished by selling his inheritance to Charles VIII. of France. The Muscovite prince wanted his claims traced to a deeper antiquity, one that squared better with his fundamental argument — that his power was inherited from his own "fore- fathers " — and one that at the same time cost him no money. Anyhow, the Muscovite government clung to the popular legend, and then it resolved to introduce into the forged charter of the patriarch a clause which should make it prove, not the historical fact, but the spurious legend. The theory of the transmission of the imperial power was now openly proclaimed, the new title of "Tsar" (i. e., Csesar) was solemnly adopted by John IV., while the pseudo-Byzantine insignia were used at his coronation (1547), and the newly adopted legend was engraved on the Tsar's throne, which in the Ouspensky cathedral of Moscow may even now be seen — a lasting memorial of the great Muscovite fraud. Such was the legal origin of the Russian autocracy. The legal claim, as we have seen, was not a very strong one; and thus it was never referred to in the days of greater enlightenment. Autocracy remained what it actually was : a fact, not a legal institution. There being no legal foundation for its support, the THE POLI'llCAL TRADITION 165 theoretical vindication of autocracy has ahvays been uncertain and wavering. No wonder, then, if in the course of our subsequent narrative we shall find dif- ferent attempts to prove anew the necessity of autoc- racy, and, at the same time, we shall find that those attempts to lay new theoretical foundations for autoc- racy are not in the least consistent with one another. Not being bound to any obligatory tradition, they necessarily reflect very different points of view, cur- rent at the time the attempts were made. What they really have in common is the tacit avowal that there never existed a theory of autocracy that could be con- sidered binding and legally valid. Just such, of course — /. e., binding and legally valid — the initial theory of autocracy, that of the Byzantine origin, pretended to be. But, as we said before, it was not borrowed in its full extent by the Russian authorities. The legal — the Roman — ele- ments of the imperial theory did not find an adequate appreciation by Russian lawyers. There were no law- yers, and there w-as no formulated state law in Russia at that time, and thus no attention was paid to such qualities of the Roman state theory as gave it full weight and brought it into greatest consideration in mediaeval Italy, or France, or Spain. There existed no "legists," or letrados, in Russia to recall the im- perial law of a princcps Icgibus solutus. And, on the other side, feudal elements were not so mighty in Rus- sia as to make this legal formula an important and necessary weapon against them. The Russian autoc- racy did not evolve without a struggle, as we have seen ; but this was not a struggle of legal principles. i66 RUSSIA AND ITS CRISIS On the contrary, the theocratic elements of the By- zantine theory were considered much more important. As we have seen in a former chapter, the first part that the Muscovite Tsar had to play as successor of the Byzantine emperor was a religious part — that of a defender of the faith, a champion of Orthodoxy. The national state was founded in close connection with the national church. The clergy were the first, and for some time the only, advocates of the new political theory ; they took the place of legists in Rus- sia. Hence, the religious proofs of the rights of autoc- racy overcame the legal ; in fact, the former were the only ones that found currency. Everybody knew that the Tsar was the representative of God on earth, that just for this reason he was to be obeyed, and that even his trespasses were to be considered as God's punish- ment for sins ; nobody cared to know more. As to the prince himself, he liked better to infer that his actual power proceeded from his forefathers, instead of tra- cing it to a more ideal origin, /. e., to God or to the By- zantine emperor. But even in this direction the legal theory of autocracy remained rudimentary ; as late as the beginning of the nineteenth century there existed no legally established order of succession. In the un- developed understanding of Muscovite rulers^ Evi- dently the actual facts appeared much more solid than any legal claims; and this was the reason why they neglected every opportunity of getting any legal foun- dation for their power. Now, however, the theocratic foundation of the Russian autocracy soon became very much enfeebled by the apostasy of the Tsars from what was con- THE POLITICAL TRADITION 167 sidered by the overwhelming- majority of the nation to be pure national Orthodoxy. We know the facts : the national authorities themselves found national Or- thodoxy to be spurious ; it had to be amended after the Greek model. Since that time the old national creed has been separated from the national state. Moreover, the representati\'es of the state were thenceforth con- sidered by the "Old-believers" to be delegates, not of God, but of Satan. And even those people who per- sisted in their former belief in the divine rig-ht of the Tsars were indifferent as to the particular rights of any given representative of power. Did not "every power" proceed from God ? And so what did it matter where that power actually lay? The "Period of Troubles" ( 1598- 161 3) and the change of dynasty may have strengthened this way of thinking, which is desig- nated by a contemporary writer under the picturesque term of "low-spiritedness." The objection may be raised, however, that dur- ing the "Troubles" the peasants kept defending the right of a legal offspring to their democratic hero, John IV.,® and that thus they were on the side of the right. The fact is true, but the explanation may be otherwise. The peasants just defended the legal heir as their Tsar, one likely to take their side; and at the same time they did not care much whether he was an authentic person or an impostor. The "low-spirited- ness" of those people made them sustain the right of the first pretender, if only he was supposed to represent the popular program. The popular pretenders to the throne of the Tsar did not even need to conceal that • See chap, vi, pp. 353, 354. i68 RUSSIA AND ITS CRISIS they were impostors. Later on, Poogachov, for in- stance, not satisfied with having taken the false name of Peter III., husband to Catherine II., gave to his auxiharies the names of the first dignitaries of the empire. Though everybody knew^ who they actually were, nobody refused to acknowledge them in their new quality. The power of the Tsar was, of course, sacrosanct; but it w^as an institution, not a particular person, that was venerated under the title. Thus even such partisans of autocracy as admired the pretended love of the Russian people for their rulers the most enthusiastically, never tried even to prove that these people were legitimists. "God is far above, and the Tsar is far off" — this saying, so characteristic of the passive obedience and indifferent skepticism of Russian peasants toward any actual power, always remained. We see now why the theocratic foundation of autoc- racy could not supply the lack of a legal formula. In any case such a legal formula had yet to be invented. This w^as done, for the first time in Russian history, in the day of Peter the Great, at the time of his entire reconstruction of the state institutions upon European models. Thus, by a curious coincidence, the autocracy got its legal formula at the very moment when it had decidedly broken with its oriental past. Naturally enough, the new legal formula then invented was in no w^ay dependent on the old theocratic foundation of autocracy. Here again the tradition was cut off. The new formula was borrowed from the current and very modern doctrine of "natural law." According to the "law of nature" the human rulers were not to be considered as vice-gefents of God, appointed by THE POLITICAL TRADITION 169 direct mandate of the Creator, but rather as delegates of the people, deriving their power from a common consent, "a social contract" of the nation. This theory of "the social contract" was formally acknowledged during Peter's reign in the official writing compiled by the enlightened and learned archbishop, Theophanes Prokopovich. The direct aim of his political pamphlet was, as its title indicated, to prove the "Right of the Monarch's Will;" namely, to justify Peter the Great's disposition as to the free right of a monarch to nomi- nate the heir-apparent. But in order to prove that, Prokopovich made of the theory of social contract an acknowledged state theory. "Every form of govern- ment," Prokopovich asserts, " has its origin in an initial mutual agreement among the people." Tlie object of this agreement being the general welfare, the ruler is obliged to care for the common good of the people; though in case of inadvertence or misuse of his power, even in Prokopovich's theory, he is answerable only to God. The moral feeling of Peter himself was quite in har- mony with this new doctrine of autocracy. Peter was one of the first and most typical representatives of the "enlightened absolutism" of the eighteenth century. Long before Frederic the Great, he proclaimed, and actually practiced, the theory that the prince is the first servant of the people. Of course, he served his people as he himself chose, and, on account of his crudity and violence of temper, his was a most despotic rule. It was not in vain that in his political tract Prokopovich formally deduced from popular election the right of Peter to change "every rite, civil and religious, every 170 RUSSIA AND ITS CRISIS custom, whether in the wearing of dresses, or in the building of houses, in every kind of ceremony and pre- scribed form at festivities, nuptials, burials, and so forth." This is an accurate abstract of what Peter really did. The practice as well as the theory of the absolute monarchy were, now that autocracy was recast into the quite new and more modern form of bureau- cratic absolutism, quite revolutionary. The power of the monarch, as well as the habits of his subjects, were Europeanized — in an Asiatic manner. The next step in the legal development of the auto- cratic doctrine was taken some sixty years later, when, during the reign of Catherine II., a truer and finer sort of enlightened absolutism prevailed in Russia. This new step led still farther away from the accepted Mus- covite doctrine and, accordingly, from the old tradi- tion. Catherine II. knew and shared in the theory of "the law of nature," as everybody did at her time. But she did not seem to know that a deduction might be drawn from this theory, such as Hobbes had drawn and Peter had practiced; namely, that the power of the people's elected is absolute and unlimited. By her principles she was not absolutist ; nay, she affirmed that in her inner conscience she was republican. But, on the other hand, Catherine felt a positive aversion to the other extreme deduction from the theory of "natural law;" namely, Rousseau's democratic theory of "the social contract." She held rather a moderate variation of the same theory — that of Montesquieu, her principal teacher in politics. She was very glad to know from Montesquieu that Russian autocracy ad- mitted of what was then called a "philosophical" justi- THE POLITICAL TRADITION 171 fication. The Russian territory was so much extended, Montesquieu taught, that no other form of govern- ment than the existing was there possible. And this rationahstic explanation was followed by a rehabilita- tion of autocracy, which was as agreeable to the Rus- sian empress as it had been to the king of France. The courteous writer kindly explained to both that a European monarchy need not be humiliated by a com- parison with Asiatic despotism. European monarchy had originated in feudalism, and so it must be limited by the rights and privileges of different social orders, among which the nobility was chief. There was, however, as we have seen, no feudalism and not much of a nobility in Russia. But those social orders might be formed anew on the European pattern ; and Catherine proceeded to form such privileged orders as Montesquieu wished. This seemed very easy to do with the Russian nobility, which was then in its ascend- ency, and which actually was the only influential social power likely to form a check upon despotism. But the same reform did not succeed at all with the " bourgeoi- sie," which Catherine II. was powerless to create. Lastly, it also proved impossible with the peasants, who had to be left as serfs of the nobility, if the nobility were to be favored. In fact, the position of the peasants was aggravated, because the privileged nobility were now no longer mere "men of service" dependent on the government ; they now turned their former land grants and military tenures into an entirely private property.^" A self-government of the nobility was begun in the country, recalling the provincial estates of France, or " See p. 237. 172 RUSSIA AND ITS CRISIS the land diets of Germany. Now that the pouvoirs intermediaircs of Montesquieu — the "intermediate powers" between the people and the throne — were cre- ated in the provincial government and in the social composition, a "true monarchy" could be realized in Russia, as a political form quite opposed to an oriental "despotism." But in order to achieve this liberal trans- formation, should not a "true monarchy" be organized as a " limited " one? From the very beginning this logical issue did not seem to be grasped by Catherine. She began her reign by convoking a representative assembly elected by a large vote, but she never thought of admitting these deputies to share her power. The assembly remained a deliberative one, and just as soon as it showed a tendency toward independence, Catherine used the first pretext — the Turkish war — to send away the deputies. Nevertheless, for long, she cherished the idea of perpetuating her deputies in a regular central office, as Diderot urged her to do. Finally, how- ever, she recoiled from this plan. The only remaining method of transforming her arbitrary power into a regular monarchy, according to the idea of Montes- quieu, consisted in drawing a sharp line between the legislative and the administrative power. But even this task became much more difficult — in fact, quite impossible — since Catherine had renounced her former resolution of founding a representative assembly. For so long as there is no representation there can be no regular legislation. This is the unvarnished truth, which the subsequent practice of Russian political institutions did not fail to confirm, and which a THE POLITICAL TRADITION 173 whole century of persecution has not been able to eradicate from public opinion in Russia. But let us see now what was done for the further "self-improvement" of autocracy during this last cen- tury of the Russian history. The nineteenth century began by the attempt to take the third and most decisive step from theocratic absolutism to legal monarchy. Alexander I. mounted the throne with an ardent desire to proclaim the rights of man and to give Russia a constitution. But he was not able even to abolish the most crying abuses in the sale of serfs ; and he thrice failed in his endeavor to grant his subjects a constitu- tional charter. On the first occasion, in 1801-2, the affair did not go beyond a vague and general discussion in the intimate circle of some few friends. But the second time, in 1809, Alexander I. went farther." This time there existed a definite plan of reform, drawn up by Speransky. The Tsar had begun to put this plan into execution, and had already taken the first steps when he suddenly changed his mind, and, yielding to the pressure of Speransky's enemies, sent him into exile. The program was then abandoned: and so the only institution brought into existence was the Council of State. It had now to take the place of the legislative assembly of representatives planned by Speransky. Until the present time this council has remained the chief — though far from the only^^ "It was then that he addressed himself to George Washington, who sent him a copy of the American constitution. ^-An imperial order is law in Russia as well as the opinion of the State Council confirmed by his majesty. All the chief measures of the two last reigns were taken without asking for the "opinions" of the State Council. And even if the "opinion" is asked for and 174 RUSSIA AND ITS CRISIS legislative body in the Russian empire. In 1819, for the third time, the draft of the constitution was worked over by the Tsar's former friend, Novoseeltsov, who was assisted by a French lawyer, Dechamps. But though this was done by the Tsar's explicit order, Alexander again withheld his consent at the last mo- ment. He had just then come under the influence of Metternich, who is known to have been anything but favorable to free institutions. Now what, we may ask, was the reason for this un- decided and wavering conduct of the Russian autocrat? Is the explanation to be sought, where Speransky was said to have found it, in the personal temper of the Tsar, who was "trop faible pour rcgir et trop fort pour etre regi"? Or did Alexander's other counselors con- sider that Russia was not ripe enough for a constitu- tion? Or^ was it on principle that they opposed any change in the form of government? Any one of these three reasons — the personal character of the Tsar, the real unpreparedness of Russia, the nationalistic opposi- tion of the partisans of autocracy — would actually ac- count for the failure. But what, on the other hand, was the theory of the defenders of the constitution? Their theory has been voiced by Speransky. In the introduction to his draft of the "constitution," he says:^^ At every epoch the form of government must correspond to the degree of civil enlightenment to which the state has attained. given the emperor is not bound by the decision of its majority. Emperor Alexander I., for instance, adopted the opinion of the minority eighty-three times out of two hundred and forty-two times in which the "opinions" were not unanimous. " The following quotation is a little shortened from the original text of Speransky. THE POLITICAL TRADITION 175 Whenever the form of government is too slow or too fast to keep pace with this degree of enhghtenment, it is overthrown with more or less commotion. Thus time is the origin of every renovation in politics. No government which does not harmonize with the spirit of the times can ever stand against its powerful action. How many calamities, how much blood, could be spared, if the rulers of nations would observe with accuracy the move- ment of public opinion, if they would conform to it the principles of their systems of policy and adapt the government to the state of the people, instead of adapting the people to the government ! And see, what a contradiction ! You wish that sciences, com- merce, ana industry should be developed, and you do not admit their most natural consequences; you desire that Reason may be free, but that Will should be fettered; that passions may move and change, but that the object of these passions— which is freedom— should remain unapproachable; that people should grow rich, but that they may not use the best fruit of their increase of wealth— liberty. There is no example in the world of an enlightened and industrious people's remaining any length of time in serfdom. The Russian state is now passing through the second stage of the feudal system; namely, the epoch of autocracy. Undoubtedly it is tending directly to freedom. In part this tendency is even more straightforward in Russia than it was in other countries. The unfailing signs of it are: (i) That people lose all esteem for the former objects of their veneration, e. g., for rank and honor. (2) The action of power is so weakened .... that no measure of government can be put into operation which appeals only to moral, and not to physical con- straint. The true reason of this is that at present public opinion is in entire contradiction with the form of government. (3) No partial reform is possible, because no law can exist, if it may any day be overthrown by a gust of arbitrary power. (4) There is a general discontent to be observed, such as can only be explained by a complete change of ideas, and by a repressed but strong desire for a new order of things. For all these reasons we may surely conclude that the actual form of government does not correspond to the state of popular feeling, and that the time has come to change this form and to found a new order of things. 1/6 RUSSIA AND ITS CRISIS But did not Speransky rather exaggerate the meas- ure in which the popular opinion of the Russia of 1809 was ready for constitutional reform? It is likely that he did. But then, did he not wish to start the reform in time to prevent bloodshed and popular irritation? He knew how to read the "signs of the times;'' and, indeed, time proved his forebodings correct. Hardly had a few years passed after he had uttered this prophecy before blood really was shed on the streets of St. Petersburg, and the first martyrs to political free- dom appeared in Russia — the Decembrists of 1825. Since then the number of those martyrs has enormously increased; from units it has mounted to hundreds, thousands, tens of thousands! Let us pass over this century of political struggle to see how, since the time of Speransky, public opinion has actually become more embittered and violent on the subject of Russian autocracy. Let me now quote the speech of a Russian lawyer, recently delivered in 1903 at the trial of students and workingmen who were accused of having taken part in a political demonstra- tion in the city of Saratov. Revolutionary songs w'ere there sung and banners hoisted, bearing such inscrip- tions as "Down with autocracy!" This was a spectacle very different from that wdiich Petersburg displayed in the year 1825; and this comparison alone may help you to realize how much the state of popular feeling has changed during the course of one century. At that time — three-quarters of a century ago — some few offi- cers of aristocratic birth had become imbued with the tenets of liberalism in western Europe (during the military expeditions of 181 3-1 5), and made their sub- THE POLITICAL TRADITION 177 ordinate soldiers demonstrate, without having- previ- ously trained them for sympathy with their political ideas; they chose an interregnum, as a seasonable moment, and an oath of fealty to the very power they wished to dispossess as a convenient pretext, for their pronunciamento. But for all that they did not know what to do with the forces they had gathered around them, and they remained irresolutely in one place the whole day, until they were dispersed by a few salvos of artillery. Now, in the Saratov demonstration of 1903 we see only the small part of a great move- ment, which from the capital has spread over all Rus- sia, gaining adherents even among the lowest levels of society, and which consciously and deliberately pur- sues its scheme of social revolution. Political reform is for this movement only the first and easiest means of gaining better conditions for a further, more success- ful struggle. Let us listen for a moment to the argu- ment of the Russian lawyer, Mr. Wolkenstein, whose plea was in defense of some persons accused of having "criticised autocracy." In the fragment I quote the advocate endeavors to show what the criticising of autocracy really means at the present time in Russia. Mr. Wolkenstein says : In every conscientious text-book of state law you may find what the "criticising of autocracy" means. Who "criticises" autocracy "criticises" its evils : bureaucracy, centralization, admin- istrative discretion, denial of the rights of individuality. But all this is in our time everyday talk, words that have become truisms. Open any newspaper you like, even a most reactionary one. Should it be a question concerning school reform, you may find such remarks as follows : Our school has become dead under the pressure of bureaucracy. And what about the budget? The 178 RUSSIA AND ITS CRISIS press, coerced by censors, still criticises openly the system of taxation, whose whole weight rests upon the hungering mass of paupers. Is it not a criticism of the regime? Are not finance and taxation the chief center of the nervous system of the state? Is it not by this very protest against the despotic and arbitrary collection of taxes and the manner of spending the money col- lected that nations always begin their struggle for political liberty? Do you not hear the voices resounding from every- where : from shires and counties, from province and capital, from cities and villages — from every corner of the nation? These speeches about the equalization of the rights of every station, about the abolition of arbitrary administration, about the emanci- pation from administrative tutelage, about the nationalizing of land — is not all this a condemnation of the existing regime? Now, these speeches form the reply of the educated class to the question which recently posed the government — as to where poverty and famine come from. Do not these speeches violate Article 252 of the Statute of Penalties? [This was the founda- tion of the accusation made by the state's attorney.] But the government keeps silence and listens to such speeches. It keeps silence, too, toward the loud voice of the Russian nation ! This voice claims a share in legislation. Is this also no condemnation of the established order of the state? And such voices resound often and oftener. Bend your ear and you shall hear how they murmur! And how persistent, and how bold ! Twenty years ago they were answered by a repression of what was called the "anarchy in provincial councils." Seven years ago there rang concerning these "dreams" a threatening veto of one [the Tsar] whose word is law for the empire." And now the only reply to these voices is — silence! Meanwhile the press, muzzled though it is by the censorship, asks for a general representative assembly of the land — the Zemsky Sobor; it pro- claims the "people's council" in 1903. " The advocate refers here to a phrase pronounced by the Tsar in the beginning of his reign. " Senseless dreams " was the qualifica- tion of liberal aspirations by the young sovereign, in a speech which is generally supposed to have been prepared for the Tsar by Mr. Pobedonostsev, and which was pronounced before an audience of land-marshals, come to congratulate the Tsar on his coronation. THE POLITICAL TRADITION I79 Life changes. Authority also changes its view. At last there comes a time when authority gives ear to such things as were forbidden even to be spoken in a whisper. Gentlemen of the jury, you have just been told that your sentence will put an end to the demonstrations; that demon- strations disturb general tranquillity and unsettle people's well- being. Well, I assert the contrary! Apart from the demon- strations you will find no tranquillity in Russian society. The fermentation is spread everywhere. The people here accused' are guilty only of having spoken aloud what is said in a thousand ways everywhere. Through the impermeable muteness of our life, through all its pores, oozes criticism of the regime. A criticism of the existing order bursts forth roaring and whistling through every crack and gap. That is what these men have seen and heard. And therefore they hoisted their red banner. You may convict them. But then you must realize that together with them tens, nay hundreds, of thousands of Russian citizens are being judged. This lawyer's speech, delivered in one of the late political trials, shows clearly what is the general feeling toward autocracy in Russia, and in the face of such growing irritation autocracy has completely changed its tactics. In the period from Peter the Great until Alexander I. we saw it passing through a process of self-improvement. Henceforth, we observe it in the stages of another process: that of self-preservation. When the Tsar Alexander I. visited England in 1814, he spoke enthusiastically to the Whigs of the necessity of forming an opposition in Russia, in order that a parliamentary government might be started. Two years later his younger brother, Nicholas, when on the rjoint of visiting England, received instructions in ^A^hich he was told not to imagine that it would be pos- sible to copy an organic development like the English constitution, in quite another climate and different i8o RUSSIA AND ITS CRISIS surroundings. This fragment of a nationalistic view became the poHtical theory which was used by the government in self-defense just at the moment when an actual "opposition" appeared in Russia. The full blossoming of nationalistic theory, as we already know, coincided with the reign of Nicholas I. (1825-55). Then the nationalistic doctrine of Slavo- philism was built. ^^ Now, the government of Nicholas, in its system of self-preservation, surpassed by far the nationalistic theory of the Slavophils. Conservative though this theory was, it started from the notion of the national "spirit" of the people as a living force, as an active and creative power not to be stopped or ruled by state policy or by the measures of the police. The authority of the state, to be sure, was fully recognized by the Slavophils, but their idea of what a state had to be was not a flattering one. The state was some- thing like the "flesh" in Greek philosophy and in Christian morals; it was a principle of sin and evil; and it had to be kept far from the free life of spirit ; its only right and duty was to secure to the spirit the full enjoyment of its inner freedom. No wonder that this kind of nationalistic theory could not be adopted by the government; on the contrary, it had become sus- pected of democratism, and its supporters had them- selves to experience what the actual policy of a national- istic reaction was. Their periodicals were forbidden, all their writings submitted to a special censorship, their persons were put under the strictest surveillance of the police.^" What the government really wanted ^ See pp. 52-57- " See pp. 365, 366, where radical and democratic deductions from Slavophilism are shown. THE POLITICAL TRADITION i8i in the way of a nationalistic theory it formulated for itself. This was the doctrine of "official nationalism/' poor and scanty as a political theory, but quite oper- ative as a means for carrying out a policy of thought- less immobility and reaction. Such a theory did not need to be developed in political pamphlets or in learned treatises. It found expression in manifestos and official reports. The most discursive exposition of it belongs to the minister of public instruction, Count Ouvarov, who is gener- ally accepted as the founder of the theory of "official nationalism." To make you realize its tenets as well as its political meaning, I cannot do better than to quote from a report to the Tsar by Ouvarov, which was written at the beginning of his ministerial activity, the new nationalistic area, 1833. I" his pompous and flourishing style, he writes : While contemplating the problem which was to be imme- diately solved — a problem closely connected with the future of our fatherland — the mind involuntarily gave way almost to despair and it wavered in its conclusions, while considering the social tempest, which was making Europe tremble and whose reverberations, more or less strong, reached us and threatened us, as an impending danger. In the midst of religious and civil institutions rapidly on the decline in Europe, keeping in view the universal spread of subversive ideas and attending to distressing events that were happening at every step, it was necessary to establish the fatherland on those stable foundations on which the welfare, the strength, and the life of the nation are generally, built; it was necessary to discover such principles as beonged exclusively to Russia— those principles which formed its pecu- liar characteristics; to gather in one the sacred remainders of its nationality, and there to anchor our hopes of salvation. Happily Russia has preserved a warm faith in the salutary i82 RUSSIA AND ITS CRISIS principles without which it cannot prosper, grow stronger, nay even live. While deeply and sincerely attached to the church of his fathers, a Russian always thought of his church as a covenant of social and family welfare. Without love for the belief of his forefathers, the nation as well as the individual must perish. A Russian who is devoted to his native country would not acquiesce in the loss of any of the dogmas of our Orthodoxy, or agree to be robbed of one of the pearls in the diadem of Monomach." Autocracy is the chief condition of the political existence of Russia. The Russian giant rests on it, as on the corner-stone of his greatness. And besides these two national principles there is a third not less important : that of nationality. The question of nationality is more complex than the previous one; but both originate in the same source and are united on every page of Russian history. The difficulty consists here in reconciling the old and the new ideas about nationality. But the principle of nationality does not necessarily imply standing still or going back; it does not demand immutability of ideas. The state composition, like the human body, changes its outward aspect with age: features are changed, but the general physiog- nomy ought not to be changed. It would be improper to resist the periodic march of things; it is enough if we may preserve untouched the sanctuary of Russian popular notions, in order to take them for a fundamental idea of government. Thus appeared, immediately after the European revokitions of 1830-31, the famous trinity of the Rus- sian official nationalism : autocracy. Orthodoxy, and — in as bad logical as material co-ordination — nationality. Since that time the Russian government has never renounced this doctrine, and Russian public opinion has never in the struggle against it given in, excepting, perhaps, a few years at the beginning of the reign of Alexander 11. , when the preparations for the emanci- pation of the peasants were going on. With this one "One of the insignia, mentioned on p. 164. THE POLITICAL TRADITION 183 exception, the whole period of the last three-quarters of a century may be called one epoch of lasting con- flict between government and public opinion. Many things that would be found abnormal in every civilized country have become quite normal and customary dur- ing this long progress of political struggle in Russia. What the ideas and the active forces of public opinion are we shall see presently. But for the present we have to consider what were the means resorted to by the Russian government, in order to keep back the increasing current of opposition. Seeing how severe these means were, we shall be able to judge of the strength of the movement that the government was trying to fetter. You know, perhaps, that at the end of March, 1903, two imperial edicts gave a kind of dictatorial power to the governor-general of Finland. By this new instruction he not only was entitled to control and to direct every office and public institution in the country, including the elective ones, to permit and to stop public meetings and the collection of money for whatever object, to control public and private instruction, and so forth, but he also received, by a temporary statute, such full powers as befit a formal state of war: he is now free to arrest and to exile persons whom he finds dangerous to the general tran- quillity, to seize property, to close any establishment of trade and commerce, to deprive any official, even an elected one, of his office. For a country like Finland — a country that has been accustomed to be ruled by law — such measures as these are nothing short of revolutionary. The legal regime is at once overthrown by regulations i84 RUSSIA AND ITS CRISIS which, in the eyes of the people, not having received sanction from the popular representatives, cannot represent lav^^ either by their form or by their origin. Now in Russia a like state of things, revolutionary though it may be in its essence, has existed for years; and, as people have never known what a legal regime in politics really is, the same discretionary power does not bring about nearly so much irritation as one might think. Nay, there are people, there are even some writers on politics, who find that even such arbitrary rule, when it is thus founded on edicts and "tem- porary" regulations, is better than a paternal regime of unbounded autocracy, just because it is a step for- ward toward a state of legality; at least, arbitrary power is thus publicly proclaimed abnormal, and con- fined within certain more or less definite limits. In fact, the discretionary power of the Russian government, having been formally extended by stat- utes, has become more clearly defined, and thus in a way more limited. But this certainly was not the aim • of the authorities who wished their powers rather to be enlarged. The direct purpose was always to give the government some additional weapon in its inter- minable struggle against public opinion. A short survey of historical facts will suffice to prove this assertion. The first time that the ordinary — the "executive" — police were found insufificient for the preservation of the general tranquillity was at the time of the military rebellion of St. Petersburg in 1825 — the "December" mutiny. A contemporary. Count Lafer- ronnais, the French ambassador, testified as follows concerning the general tendency of public opinion : THE POLITICAL TRADITION 185 The chief evil is that even the most prudent of men, such as looked with horror and disgust upon the events, think and say aloud that reforms are necessary, that a code is wanted, that forms and principles of justice must be entirely altered, that peasants are to be protected from the insupportable arbitrary power of their lords, that it is dangerous to remain stationary, that it is quite necessary to follow — if only at some distance — the progress of time, and to prepare, though slowly, for more decisive changes. Such was also, as we know, the opinion of Speran- sky. But such was not, of course, the opinion of the emperor, Nicholas I. "Miserably educated," accord- ing to his own statement, and fond of military disci- pline and obedience, he did not realize the necessity, so clear to Speransky, of following the progress of the time. Yet even Nicholas understood that absolute monarchy was powerless to control the abuses of bureaucracy, and that some extraordinary measures must be taken, if robbery, embezzlement, and the other vices of a bureaucratic regime were to be done away with. It was to improve these bureaucratic abuses that the secret society of the "Decembrists" had been started some years before.^* Now that its members were hanged or exiled, Nicholas resolved to recur to another kind of secret redress for public wrongs — the kind that had been used by oriental monarchs more than once. He founded — or rather he reformed — the system of close surveillance both of society and of state officials by means of a special body of the state police, who should be the "ears" and the "eyes" of the Tsar. The chief of this "separate corps of gendarmes" was at the same time the chief of the " See pp. 254-59. i86 RUSSIA AND ITS CRISIS "Third Section of His Majesty's Private Chancery," and as such stood in close and immediate relation to the monarch. The subordinate officers were scattered all over the country, and had to correspond with their chief on the subject of private morals and public grievances. The system was founded on the supposition that the superior policemen were to be superior men — a supposition which proved to be very hazardous. In fact, the new set of officials were on quite the same level as the old ones. Thus the system of bribery and embezzlement was not broken, but only strength- ened by a fresh link in the chain, and a more impor- tant one, because the members of the superior police in the provinces were surrounded by a halo of the mysterious and irresponsible power from which they drew their origin. Thus, though the original aim was not attained, the "blue coats" of the gendarmerie were soon found to form a most essential spring of absolute power. Every illegal action against person and property has since been carried out with their help. Had an influential person to extricate him- self from some complicated pecuniary or family affairs that were not to be divulged or were not expected to be untangled to his satisfaction in the ordi- nary courts, by the current law, the officers of the "Third Section" were there to relieve — not orphans and widows, as they were supposed to — but the op- pressor at the cost of his victim. It was like the lettres de cachet of the ancien regime in France. Again, had a too popular writer, or a too successful sectarian chief, an applauded actor or actress, or even THE POLITICAL TRADITION 187 an influential official, to be removed from his scene of action and made harmless, a secret order was im- mediately given, and the person in question suddenly disappeared in the darkness of night, to reappear some days afterward in some remote corner of Russia. All these were manifestations of the paternal tutelage which Nicholas I. claimed over his subjects as a constituent part of the absolute power inherited from his predecessors. It is easy to understand why the "Third Section" was hated by everybody and soon became proverbial as the incarnation of the Russian autocratic regime. It was supposed to fall into disuse, as a victim of this general hatred, when the liberal reforms of Alexander II. began; but, in fact, it was abolished only in the last year of his reign (1880), after having served the new wants of the government, and it only gave place to new institutions of a similar kind which were found to be more appropriate to the new requirements for the self-defense of autocracy. The new measures just hinted at were called into existence by a new period of struggle between the government and the revolutionists in the decade 1870- 80. The general situation which made the govern- ment feel very strongly the necessity for new "bills of coercion" is clearly represented by the minister of the interior, Valooyev, in his report to the Committee of the Ministers of 1879. We may compare his avowal with the testimony of Laferronnais, quoted above: We must not exaggerate the importance of the difficulties and dangers to be conibatted; still the situation is rather em- barrassing. A very bad sign is, first of all, such indifference as i88 RUSSIA AND ITS CRISIS is shown by nearly all more or less educated people regarding the struggle of the government against a comparatively small number of malefactors [i. e., revolutionists]. The majority of the population is agitated, but it seems to wait for the issue of the struggle, while not sharing in it and not taking the side of the government. Moreover, the general public are nearly always badly disposed toward the orders of the authorities, while they find the measures that are taken sometimes too weak, sometimes too oppressive. As regards the masses, who either do not reason at all or who reason insufficiently, among them two different inclinations may be observed. They are ready to help when first called; but their assistance is disorderly and violent, bordering on arbitrariness, and so is too dangerous to be relied upon. At the same time these masses are accessible to every promise that is held out to them of material profits or of new franchises ; and when influenced by such promises they are always ready to refuse obedience to their immediate authorities. Under these circumstances no moral help from the side of the populace could be hoped for, and a set of new measures were taken in order to enlarge the power of the local authorities. No less than twenty edicts concerning those measures were then codified into a kind of system in 1881 and, without being trans- formed into standing law, were published as a decree of the Committee of Ministers approved by the emperor to be applied as "temporary" regulations. But since then these "Regulations Concerning Enforced and Extraordinary Protection" have remained a Russian habeas corpus. They correspond pretty nearly to what is understood in Prussia by the phrase "small state of siege" and "great state of siege." And even during these last few years, when the situation has again been very much aggravated, even when compared with the decennium 1873-84, the statute seems to be on the Districts and Provinces. _. Separate Cities and Towns. ^3 Districts and ^3 Provinces. ^» Separate Cities and Towns. Under the "Enforced Protection." Where meetings are particularly forbidden. (Art. 421.) THE POLITICAL TRADITION 189 point of being enriched by new methods of adminis- trative oppression and by the use of miHtary force. ^^ Let us now see what the combined result of all these "temporary" measures of the state policy is — measures which have formed a real tradition during the last three quarters of the century. First, these measures have multiplied exceedingly the number of institutions and persons whose particular duty it is to observe, to discover, and to punish political offenses. If you live in either of the two capital cities of Russia, and if you have the bad luck of manifesting political activity, you may be traced by one of these institu- tions, questioned by the second, and punished by the third; although none of them have anything to do with the general courts of justice. The honorable office which watches your doings and sayings is the Ohrannoye Otdclaineye of the prefect of the city or the "Department for Protection." Its agents are very numerous; they are scattered everywhere — in schools and universities among the students, in editors' offices among the journalists, in social gatherings, in railway stations, in the most frequented streets, in factories among the workingmen, even in revolu- tionary circles and social-democratic organizations, in private circles for self-culture, and among the young people of the middle schools. What Tacitus says about the dclatorcs of the time of Tiberius and Nero is trifling in comparison with the large system of denunciation actually at work in Russia. Authorities who use this system are themselves " On the map one may see how lar},'e is that part of the empire in which the state of siege is continuous. igo RUSSIA AND ITS CRISIS sometimes bewildered by its extent, and by the quality of the implements; I myself have heard the gen- darmes, the representatives of the former " Third Sec- tion," boast their pride in that they no longer form a part of the system, since the Ohrana has been formed. Unhappily, they are not entirely right in their boast, since their fellow-workers do the same thing in the Rus- sian provinces, where no agents of the Ohrana exist. And in the cities they perform the function of formal inquiry, the second step after a person has been tracked by the spies of the Ohrana. Thus, even where the gendarmes are not spies and detectives, they are in- quirers and — very often — inquisitors. While making inquiry, these agents do not produce the evidence of your accusation ; they try to conceal as much of what they know about you as possible. They ask you simply to avow what they do not yet know, and in order to induce you to the avowal they use tricks such as would never be permitted in a regular court of justice. The inexperienced and the least guilty always run the risk of aggravating their position, and even of being convicted of quite imaginary faults, by break- ing down before this Jesuitic system of inquiry. The more experienced abstain now more and more from giving any answers. A representative of regular justice, who is obliged by law to assist at this trial, is in fact rarely present. In theory, the case, when stated by organs of pre- vious inquiry, must then be sent over to an ordinary court, in order to be pleaded before the jury. But, as a matter of fact, this hardly ever happens. The regu- lar Russian courts, founded in 1864, have been proved THE POLITICAL TRADITION 191 too independent and liberal. In 1878 they declared Vera Zasoolich not guilty — a girl who had fired at the prefect of Petersburg, General Trepov, after hav- ing read in the newspapers that he had had one of the political prisoners flogged. Since then, by a set of imperial orders, special courts have been introduced, and governors-general have been given the right of transferring political crimes to the courts martial. But even these special tribunals presently fell into disuse. This is due partly to the desire of the govern- ment to avoid every public discussion of politics, be- cause special courts", though made inaccessible to the general public, yet gave to the accused and to their advocates the chance of an open defense, which could then be made public through the channel of the clandestine press. But this disuse of judicial procedure appears also to have been partly the necessary consequence of an enor- mous disproportion between the insignificance of politi- cal offenses and the barbarity of the punishments which were to be inflicted for them, if the legal procedure had to be resorted to. Political criminals have now grown too many, and political crimes have grown too ordi- nary, to be punished by forced labor or prolonged im- prisonment, as the antiquated Russian code demanded. Thus a new tribunal was formed by the " Statute of Protection" of 1881, composed of two representatives of the ministry of the interior and as many from the ministry of justice. They have to sit on every case not judged important enough to call for one of the grave punishments of the law, or in which the proofs of guilt are not so evident as to be accepted as such by 192 RUSSIA AND ITS CRISIS the regular court. These judges do not see the accused, do not hear the witnesses, and do not listen to any defense. Their only material for judgment is that col- lected by the gendarmerie inquest. This secret tribunal, called " The Particular Consultation," is authorized to sentence to an administrative exile of not more than five years. But in reality it does not observe this limit very strictly ; it inflicts sometimes an exile of from eight to ten years, and even imprisonment, though, of course, this needs an imperial confirmation. Just now^*^ a new criminal code is to be published, in which punishments for political crimes are not much alleviated, but the crimes themselves are dealt with in a more detailed and modern manner. Some new attempts were also made to judge political crimes by tribunals — special ones, of course. But it does not seem that this experiment of comparative " legality " can be put into practice. Until the possibility of a more consistent legal state of things is acknowledged, the " Particular Consultation '' is destined to be perpetuated. Until then also the police department of the ministry of the interior will continue virtually to judge political crimes. Some people find a kind of progress of legality even in this order of things, when compared with the old regime of the "Third Section of His Majesty's Chancery." And, indeed, there is a kind of formal procedure in what has just been described. We see, then, that here too the personal regime has given place to a system of legalized arbitrariness. But it may be doubted whether the arbitrary power of the superior police becomes more legal after it has been outwardly ="July, 1903. THE POLITICAL TRADITION 193 separated from its real origin — the arbitrary power of the sovereign. The emperor Nicholas I., of course, would have been jealous of this particular kind of division of powers, he who knew well where the line of demarkation lies between the autocracy of the mon- arch and the autocracy of bureaucracy. But, as things now are, the actual division of power between autoc- racy and the state police is quite necessary, and even such a Don Quixote of autocracy as was Nicholas I. could not have found any other way of escape from this division than to try a more dignified and honest one; namely, by sharing his power with his people instead of with the police.^^ We know now what is the part of the Ohrana, of the gendarmerie, and of the police department in their business of observation of Russian citizens. But this is far from all that can be said about the matter. We have not said anything about the army of spies who are directed by the provincial gendarmerie offi- cers ; another army of the agents of the police depart- ment who are entitled to control the former; and a third, much more numerous, army of "janitors" who are also made obligatory agents of the political police; and a fourth, still more numerous, army of thirty-five thousand guardians now on the point of being sta- tioned in the villages, because during the last few years the peasants have npt, to use the conventional "' I need hardly say how many are the facilities for black- mailing and other abuse of power which their exceptional position and their utter lack of responsibilty give to these secret state police. It is difficult to realize how often, particularly in the provinces, the state police have used their power to the satisfaction of personal revenge. 194 RUSSIA AND ITS CRISIS term of the Russian police, proved quite "well- intentioned." The part played by the janitors is particularly interesting. The by-laws of governors and prefects impart to janitors many rights and duties which make them regular assistants of the police. They are obliged to observe and to report everything passing before them which may seem to them extraor- dinary; they must be particularly vigilant about every person unknown to them who comes in or goes out of the respective houses ; they must inform the police about every private gathering which seems to them suspicious; in urgent cases they must detain sus- pected persons even before the policeman appears. The practice goes still farther: sometimes janitors are formally invited to share in the free fights organized by the police against political demonstration. But from these means of political observation let us pass over to the ways in which they are used. Here also the janitors play a not unimportant part. You know, perhaps, that every Russian citizen must pos- sess a testimonial certifying his identity, and delivered to him by such social groups as he belongs to. The mere fact of not possessing such a testimonial or "passport" is a crime that is punished by deportation "on foot" to the supposed birthplace of the unfortunate person in question. This order of things originated in the necessity of following up and detecting in- accurate payers of the poll-tax, which Peter the Great introduced for the "taxable orders" of peasants and unprivileged town inhabitants. The poll-tax was recently abolished, but the passport system thrives and flourishes, because it has proved an invaluable expedi- THE POLITICAL TRADITION 195 ent for the police. Nobody is permitted to change his dwelHng-place without a passport ; and before leaving it, even with a passport, he must tell the janitor the place of his destination; and the janitor tells it im- mediately to the police. Wherever you arrive, you must immediately show your passport to the janitor. who again informs the police. You are not permitted to pass the night, were it with your friends or relatives, without showing your passport to the janitor, or your host and landlord may be punished by a fine of as much as $250. Now, if you happen to be under "surveillance" by the state police, the police officer of your dwelling- place communicates immediately with the local police officer of the place of your arrival, and you are sure to be observed there in just the same way. It is worse when you are not permitted to go to a certain place; then your name is found there when your passport is registered, and you are sent away at once. Or, should you be under orders not to leave your dwelling-place at all, your name is separately registered, and it is a crime to have left your abode. The former state is that of "secret surveillance;" the latter, that of an "open" or patent surveillance, which is generally connected with "administrative exile." It legally deprives you of the right of moving without special permission: it bars you at the same time from every public activity ; it enables the police to come into your lodging and to make domiciliary search whenever they like. Of course, this last arrogance cannot be particularly resented, because actually, though not legally, such is the general condition of the Russian ig6 RUSSIA AND ITS CRISIS citizen. Writs of domiciliary search and of arrest very often follow the fact, instead of preceding it, in Rus- sia. As regards arrest and imprisonment, legally the reasons should be explained within a certain time. But actually they may be kept secret as long as it pleases the authorities, the only condition being that they suppose you to be so dangerous for the general tranquillity as to deserve an administrative exile. Thus the only legal result of your having been im- prisoned for a prolonged time, without apparent rea- son and without any explanation, is the legal necessity of sending you away — though you may not have been found guilty at all — just as a justification for your imprisonment. But, you may say, all this is only the fate of restless people who disturb the general tranquillity. Severe as these punishments and preventive measures are, they may be very limited in their action; they have nothing to do with the overwhelming majority of law- abiding citizens, absorbed in their private vocations. I may reply to this that the category of those who are not considered "well-intentioned" citizens is far from limited, and that this category is rapidly increasing. In 1880 the number of exiled persons, under patent police surveillance, was 2,873. I" ^'^^ spring of 1901 about sixteen thousand persons were exiled from Petersburg alone, and the number of persons exiled during two years of M. Seepyaghin's ministry is said to be sixty thousand, though I cannot certify this figure to be correct. But let us admit that the group of "ill-intentioned" persons is comparatively narrow. Let us put aside this group of politically active men THE POLITICAL TRADITION 197 and pass over to the larger circle of the general public, and to the conditions of any public activity. I do not meaUj of course, public assemblies and meetings. The Russian people do not possess the right of gathering for any public discussion. There being no legal provisions for public gatherings, every crowd of people on the street or assembly of the people in a private or public lodging is necessarily considered illegal and must take the consequences. The by-laws published by the governors under the "Statute of Pro- tection" are particularly expressive on this point. The following by-law, published in 1902 by the governor of Bessarabia (where Kishineff is located) is typical: Forbidden are alP gatherings, meetings, and assemblies on streets, market-places, and other public places, whatever aim they may have. Forbidden also for passers-by is any crowding which impedes free circulation, and such gatherings are obliged to disperse at the first request of the police. All meetings in private houses for the aim of discussing the statutes of associa- tions for which the permission of the government is necessary are permitted only with the knowledge and approval of the police, who have to give permission for each gathering separately, on an appointed day and in an appointed place. All gatherings are to be dispersed by armed force, if they refuse to obey the "first request," and particular (secret) instructions to army officers make them an- swerable for any delay of action, "even should it be caused by feelings of humanity." This may explain wdiy mere crowding in the streets is considered both by the government and the revolutionists as a means ^■' Exception was time and again actually made by the police of anti-Semitic gatherings, intended to teach Jewish socialists, by way of massacres, to be more " well-intentioned " toward the existing order of things. 198 RUSSIA AND ITS CRISIS of revolutionary action. yVn entirely peaceful discus- sion of workingmen about their strike recently served as the signal for a formal attack of the Cossacks near Rostov on the Don. But even under normal conditions simple gather- ings in private lodgings are closely observed and at any time may be proclaimed illegal. If you gather together a dozen or two of your friends, you must make it known to the police. If they are students, you had better not do it at all, even if you are a pro- fessor and the students are your pupils in the univer- sity. The professors of the Petersburg university, who are not at all radical, recently claimed as a spe- cial right "that it might be made safe for every pro- fessor, on his own responsibility, to gather students together, either in the university buildings, with the permission of the rector, or in their own homes, with- out asking a special permission of the police and with- out incurring prosecution for the simple fact of having convoked or admitted such gatherings, in order to explain to the students questions touching their own specialty." Of course, the government cannot forbid every public conference. But it takes care that no free word shall be heard from a public chair. No public lecture can be delivered unless it is specially permitted. To get a permission is not easy. Even such lecturers as occupy official chairs, or are highly placed in govern- ment service, are not sure to be allowed to lecture, especially in the provinces. Such a permission de- pending on the high representatives of the Ministries of Public Instruction and of the Interior, namely the THE POLITICAL TRADITION 199 local "curator" and "governor," the same lecture may be allowed in one province and forbidden in another. P"or the most part, not only the subject of a lecture must be made known previously to the authorities, but also a syllabus, and often even the very text of it, must be drawn up. the red tape is affixed to the manu- script, and the lecturer is not afterward permitted to add one word to the permitted text. Sometimes a representative of the local authorities is present at the lecture with a copy of the allowed text, in order to be sure that no free word is pronounced. Yet all this does not free the lecturer from responsibility, if his delivery should chance to produce such a deep impres- sion on his audience as is likely to displease the au-. thorities and be classified under the head of "disturbing public tranquillity." Quite recently an old and very respectable journalist, immediately after a lecture which he had delivered in Siberia, was carried off to a political prison in Petersburg, merely because his audience behaved too tumultously under the impres- sion of his delivery. Now, all these difficulties and measures of pre- caution become infinitely greater if the lecture is to be delivered to plain peasant folk or workingmen. Such lectures were not delivered in Russia before 1872-74, and then they were allowed only in Petersburg and Moscow, where two "standing committees" w^ere au- thorized to organize them. Yet these lectures were not to be delivered extemporaneously: they were to be read out of printed leaflets, compiled by the most con- servative contributors of the Petersburg committee. Until 1891 this committee had published only 140 200 RUSSIA AND ITS CRISIS leaflets; but a third of them were absolutely unfit to be read before the people, and the remainder consisted mostly of the lives of saints, histories of churches and monasteries, and so forth. No Russian classics were comprised among them. This was the material which was to be proffered to the popular audiences of the provincial cities of Russia, according to the regula- tions of 1876. Still, thousands of hearers crowded before the doors of narrow and scantily furnished rooms, longing for admittance; they gladly paid some kopecks' entrance fee, patiently listened to the dry ex- position, and did not tire of returning until they knew so well the few pamphlets which they liked as to be able to repeat them aloud in advance of the lecturer. Nearly every attempt to increase the number of the officially permitted pamphlets was an absolute failure. Thus, for instance, in the year 1892, when the cholera was approaching, a person intrusted with an office by the governor of Riga asked in vain for permission to read before a popular audience an article on "con- tagion." I must mention that this article had already been published in a newspaper edited by the govern- ment itself for the people, a newspaper to which every village board of administration is obliged to subscribe. As regards district towns and villages, no public lectures were permitted to be delivered there until 1894. How dangerous this departure seemed to the government may be judged by the obstacles which were put in its way. In order that a village philan- thropist might read to the people some poor pages of printed matter about the Holy Land or Columbus's discoverv, three ministers had first to consult — the THE POLITICAL TRADITION 201 Ministers of Instruction, of the Interior, and of the Holy Synod. It was only in 1901 that the village and district lectures were put on the same basis as pro- vincial ones ; /. 'e., they were left to depend on the local representatives of the Ministries of the Interior and of Instruction. In the same year the latter ministry yielded in a certain degree to the numberless demands of provincial councils and local societies for the en- lightenment of the people; permission was given to read before the people, besides the scanty number of pamphlets specially permitted for such popular read- ings, also such as were allowed by the ministry to be introduced into the libraries of the pupils of primary schools. Then it was permitted not only to read the books, but to "transmit their contents orally, while not transgressing its limits." You must know that all the lecturers in their turn have to be formally allowed by the governor to read the printed matter ; they are invariably refused permission if they are not supposed to be quite "well-intentioned." I know cases where only three out of eight persons proposed were found reliable enough to read or to expound the printed text. Of course, the general reading of the people also is under close observation. There are not many free public libraries in Russia. There were only forty-nine in 1856, i. e., before the great revival of Russian public opinion during the reforms of Alexander II. At the beginning of the actual reign of Nicholas II. (1894) tiiey numbered 862, but only ninety-six of this number were outside the cities. The real growth of village libraries has begun since that time, owing to the philanthropic exertions of provincial councils and 202 RUSSIA AND ITS CRISIS local societies for culture. This movement was closely followed by restrictive measures of the government. Here also the free libraries for the use of the upper class are treated differently from those for the lower classes. For the former the government is satisfied to prescribe what ought not to be read. For the latter it goes farther in its tutelage and decides what ought to be read. Thus we have two official catalogues for reading : that of books prohibited for general libra- ries, and that of books permitted for the people's libraries. Which, then, are the books forbidden in the public libraries of the educated? They are about two hun- dred, and these books are published in Russia, with the permission of the censor, and are sold freely in the bookshops. Books which are altogether forbidden even for private use are not included in this number. Among the books prohibited in the public libraries you may find Russian translations of Bagehot's Physics and Politics, Huxley's Evidence as to Man's Place in Nature, Lyell's Geological Evidence of the Antiquity of Man, Mill's Political Economy, all Spencer's works. Green's History of the English People, Bryce's Amer- ican Commonwealth, Fyffe's History of Europe. From these you may judge of the rest. The other catalogue, that of books permitted in the people's libraries, would not strike a foreign observer in the same way ; but to a Russian it is simply crushing. The "Learned Committee of the Ministry of Public Instruction" undertook to make a choice for this pur- pose among all Russian books actually on sale. They are about ninety thousand, and the ministerial cata- THE POLITICAL TRADITION J03 logue allows the Russian people to read from two thousand five hundred to three thousand of them; /. r., about ^.7, per cent, of the whole number. And, indeed, the committee is unable to avoid this : how can it itself have read all Russian books ? Since the catalogue was published in 1896 seventy-five thousand more Rus- sian books have been printed ; but only 8 per cent, of these are admitted to the people's and the young people's libraries. Which, now, are these selected spe- cimens of Russian literature? The provincial council of Koorsk designated not less than sixty of the most prominent Russian authors whose works were entirely left out of the catalogue. Among the writers of fic- tion, such as Saltykov, Korolenko, Garshin, Gleb Oospensky, Chehov; among our poets, such as Nekrasov, Nadson; among the critics, Belinsky, Dobrolubov, Shelgoonov. Michailovsky ; among the historians, Kostomarov — are not mentioned in the catalogue. Our best periodicals, beginning with the Contemporary of 1856-66, and including Fatherland Memorials, Russian Thought, are also forbidden. On the other hand, the catalogue is filled up by such special works as can interest only a scholar, not an ordinary reader. Among the periodicals and news- papers which are admitted special ones largely prevail. You may find there plenty of material about the rais- ing of bees and birds, cattle and horses: but for p-en- eral information you have only the nationalistic news- papers, Nezv Times (Novoya Vraimya) , Light (Svyet), and tlie Moscoiv Nc-lVS. Anything that may draw attention to the liberal current of public opinion is for- bidden entrance into the precincts of popular libraries. 204 RUSSIA AND ITS CRISIS Yet, you may say, all this is permitted to pass freely through the printing press and to be bought in the shops! And this brings us to the Russian censor- ship. Here also we may distinguish the period of paternal tutelage and the period of arbitrary rule legal- ized by statutes. During the first period, the censor was obliged to look after the transgressions of law and of morals, as well as of good patriarchal habits and even of Russian grammar on the part of the press. This was the time when a censor could be arrested for not having prohibited a too ardent poem, "To a Beauty," and Emperor Nicholas I., as a particular kindness, himself revised our greatest poet Pooshkin, through the intermediacy oi the "Third Section." This period ended with the reign of Nicholas I. in 1855- The new era began with the statute of 1865, which was nothing less than an adaptation of Napo- leon III.'s law concerning the press, compiled by Per- signy in 1852. But for the Russian government it seemed the very incarnation of liberalism : the govern- ment soon repented of having given the press so much liberty, and fundamentally changed the statute of 1865 by the subsequent measures of 1872 and 1882. The statute of 1865 had liberated periodicals and books of more than ten sheets from the censure of a book before printing, the former "previous censure." By this stat- ute, the authors had had to answer for their trespasses only before the regular court. But as judges and attorneys persisted in their wish to be independent and refused to find any crime in books that censors handed over to them, it was found THE POLITICAL TRADITION 205 more convenient to seize printed books before their issue. The pubHshers are now obliged to keep printed books a week, and the monthhes four days, before pubHcation, in order to give time to the censor to make himself acquainted with the book and to stop pubHcation if he wants to. If the offense is of httle importance, the pubHsher can transact his case pri- vately with the censor, by sacrificing some lines of pages that were incriminated. But if the trespass seems to the authorities grave, the book is given over to a committee of ministers, instead of to a court of justice, as the statute of 1865 provided; the peri- odical is to be judged by a special committee of four ministers, instead of by a committee of the senate — i. e., the Russian Supreme Court — as was the regu- lation of the statute of 1865. When this extreme measure is resorted to, it generally ends in the destruc- tion of a book and the stopping of a periodical. The legislation concerning the periodical press is particu- larly rich in every kind of preventive, coercive, and repressive measure. First, the government has its hand in starting periodicals, as no paper can be edited unless the editor is officially approved by the censor as a " well-intentioned " person. Sometimes long years pass before any independent organ is permitted to be published. But if, owing to some lack of information or by other slip, an independent journalist is permitted to enter the field, there are plenty of means in reserve to keep him quiet. The whole finely graduated scale of coercive measures can be consecutively applied against his paper : three consecutive warnings are followed by the stopping of a periodical, after which it is given up to 2o6 RUSSIA AND ITS CRISIS "previous censure;" besides this, the right of printing advertisements may be reserved, or the retail sale of copies forbidden. How often these measures were taken may be seen from their number, which amounts to 581 during a period of forty years; i. e., more than one per month. But this can give you little idea of how constant was the struggle, and how many of the best and most influential periodicals succumbed in it. Yet this is not enough. There exists another set of measures used by the government, which serves it better than all these punishments of the press crimes. The best means was thought to be not to let the press sin at all, by withholding from public discussion most important questions just at the time when their dis- cussion was most needed. Such a right was formally given to the Minister of the Interior as early as 1873. This is why it is quite impossible for the Russian press to fulfil its aim, by discussing subjects which most attract the public attention. The use made of these prohibitive measures was as large as may be imagined. If cholera approaches the Russian borders, the press is ordered not to say a word about it. If a financial reform is prepared, or a commercial treaty concluded, or gold coinage introduced, however important it may be for everybody, the Russian press is forbidden to discuss the matter, in order that public credit may not be shaken. Even if a bank is on the point of becom- ing insolvent, the press has no right to disturb readers by any rumors to that effect. The "public tranquil- lity" seems to the government to be such a valuable thing that it is not allowed to be troubled even by signs of people's sympathy with the Tsar. When THE POLITICAL TRADITION 207 Alexander III. was on his death-bed. newspapers were not permitted to speak of his ilhiess. But, of course, the chief use that is made of this right of the Ministry of the Interior is that of preventing pohtical gossip. No communication concerning pohtical processes or criminals is permitted. No information about the state of peasants and about their relation to landed proprietors is to be published. When a movement among workingmen began, during the present reign, this subject also was withheld from public discussion. Again, the disturbances among the students must be passed over in silence by the press. Religious disturb- ances and religious persecutions very often also must pass unnoticed by Russian readers. In short, there is no burning question of the times that is accessible to the Russian press. The chronicle of the national life in the Russian monthlies often consists only in reprints of official edicts or communications, while forbearing every criticism thereupon. Nothing is per- mitted to be known about all these things, but what is told to Russian readers in official communications by the go\Trnment, reprinted by the press from the Government's Advertiser. But sometimes even such reprinting is found dangerous, and newspapers are ordered not to publish the official communications of the Government's Advertiser. ]\Ioreo\'er, not satisfied to withhold from public knowledge and discussion matters of general interest, the censorship uses its power to protect private persons from public criti- cism, if only they are mighty enough to claim its protection. For instance, the editors were asked not to speak about the family affairs of a certain Mr. 2o8 RUSSIA AND ITS CRISIS Markus, a privy councilor; to keep silence about the attempt at suicide of a young aristocrat, Nicholas Mooravyov; to forbear mentioning the duel between two officers of high society, a quarrel between two high officials, even not to print the articles of one high official against another, etc. Very often scandals in high society are known to the editorial staff only by way of such orders of the censor. How customary this role of censors as protectors of private interests has finally become, you may judge by the fact that some- times the censor does not even give himself the trouble of concealing private motives for his orders. Lately, an order was issued not to publish anything about some scandalous facts concerning "doping" horses by influ- ential sportsmen, on the ground that " this would not please Grand Duke Demetrius Konstantinovich." But the censorship tries to go still farther. It is not sufficient for it to influence the press in a negative way, that of imposing silence. It is also interested in influencing it in a positive sense, that of making the press tell what the authorities want told. In the ear- lier, the patriarchial, period of its existence the press was supposed to serve "the views of the government" by its own initiative. When this supposition was found not to square with actuality, the censor began trying to induce the press to "serve the views of the government" by way of persuasion and personal in- fluence. The minister of public instruction, Goloveen, in 1862 made an avowal before the Committee of Min- isters, that all measures of rigor which had been taken heretofore against the press availed nothing ; that they THE POLITICAL TRADITION 209 only "embittered the writers, helped them to form a conventional language tacitly agreed upon and well understood by the readers, and finally produced a gen- eral contempt for a government which was unable to attain its aim." Mr. Goloveen recognized that the government ought not to have tried to transform literature into an official institution ; literature, he said, was the expression of the thoughts and wishes of educated society; the government must know these wishes, but the censorship only helps to conceal them from the government, without being able to change them. Yet, Mr. Goloveen thought, the government could indirectly influence journalists by letting them know the views of the government and subsidizing them. In the year 1858 it was even proposed to the Committee of Ministers to form a particular com- mittee for influencing public opinion. Now it was quite clear that the best and most influential journalists were not to be corrupted in this way. Hence the gov- ernment was obliged to start an organ of its own, in order publicly to defend the measures of the govern- ment and so to influence public opinion. Such an organ was the Northern Post, established in 1862 by the minister Valooyev. The same question arose in a committee in 1879; the minister Valooyev proposed again to found a particular newspaper which should be under the direction of the government. And indeed in the following year (1880), such an official organ, called The Shore, was started. It was edited by Pro- fessor Tseetovich, who made himself a name by venomous invectives against Russian radicalism. The Shore succumbed before the end of the same year, a 210 RUSSIA AND ITS CRISIS victim of public indifference, though materially it was well supported by the government, receiving about $65,000. This was also the fate of other enterprises of the same kind, except such as received the right of publishing official advertisements, for which big sums of money were paid — the Moscow News, for instance. Finally, one of the chief directors of the press de- partment, Mr. Solovyov (1896-1900) recurred to a simpler means of influencing newspapers. He proposed to some of them, that were running the risk of being stopped, the alternative of appointing official editors, who were to be liberally paid and were to warrant the good behavior of their papers. This resource was also a failure. Some periodicals refused to comply with the suggestion, and were stopped ; others that accepted tried to satisfy their official heads with money and to withhold from them the actual business. We cannot leave this subject without mentioning a most ingenious trick of the Minister of the Interior. In the years 1897 and 1899 two socialistic monthlies were published at a time when no liberal organs were allowed to be started. The riddle was explained soon : there was a spy in the editorial staff of both periodicals, and he had helped to start them, in order to observe the socialistic circles. Of course, neither existed more than a year. All these measures against the press having been constantly in use since the time when the press had become a social necessity in Russia, you may easily guess how distorted must have been the reflection of contemporary public opinion which the Russian press was giving. Of course, public opinion sought a remedy, and found it in the clandestine press written or THE POLITICAL TRADITION 211 published abroad and smuggled into Russia in increas- ing numbers of copies. Through not suffering any legal opposition, the government thus helped to elimi- nate moderate dements from public life. Maimed pub- lic opinion took its revenge by growing more and more radical. But later we shall return to this question of what influence the policy of self-preservation of autoc- racy had on the development of public opinion in Rus- sia. Here it was only necessary to mention that the stifling of open criticism and opposition was by no means the only consequence of the governmental policy. Now we come over to another branch of public life, where the political influence of the government could make itself still more easily felt. This is the department of the public schools. I do not mention the private schools, because they are quite insignificant in Russia. They played a much larger part in the popular instruction of a century or half a century ago ; but since then they have been entirely pushed into the background by the government schools. These schools now almost exclusively possess the right of giving such diplomas to their pupils as entitle them to enter the ofiicial service, and to enter higher institutions of learning. By this alone the official schools contrived to monopolize public instruction. A less official character is preserved as yet by the elementary schools for the village population. This is explained by the origin of these schools. The gov- ernment was not very favorable to such schemes for the enlightening of the common people as have been formed since the end of the eighteenth century by the philanthropists of the educated class. Thus it did 212 RUSSIA AND ITS CRISIS almost nothing for the instruction of the people until the epoch of the emancipation of the peasants in 1 86 1. Then the activity of the newly founded provincial councils, the Zemstvos, began, and the peas- ant schools were first started by the Russian local self-government. In correspondence with this origin, the teaching staff of the village schools were accus- tomed to consider their work as a kind of social duty which was to be performed, not as a means of livelihood or as a technical profession, but as a high vocation, chosen by their own initiative, for the good of the country. But this patriotic enthusiasm drew the distrust of the government upon the village teachers and upon the whole enterprise of the pro- vincial councils. During the first few years, the development of this type of village school remained unheeded by the government; but when it assumed considerable dimensions, the government became jeal- ous of it and took measures to fetter the initiative of the local self-government. The control of directors and government inspectors of local school boards was increased; the rights of the delegates of self-govern- ment were diminished. The aim of the government was to let the county councils pay the money, and to take all the rest of the business into its own hands. Thus far it has not succeeded, but the school programs, the appointment of teachers, the choice of text-books, the examinations — all that is already under the con- trol of ministerial officials. Not satisfied with this, and powerless to open its own type of village schools, the government began to encourage a competing initiative of the Holy THE POLITICAL TRADITION 213 Synod. There was no regular parish school in an- cient Russia, and our clergy, as we know already, was too little educated itself to take care of the education of the people. They were not in the least interested in any action taken for popular enlighten- ment. Such clerical tendencies as distinguish the church schools in western Europe never existed in Russia. Now, the government itself, which in Europe tries to withdraw the school from church influence, has in Russia recently tried to awaken the zeal of the clergy, in order to oppose it to the "politically dangerous" initiative of the provincial councils. A type of parish school was started opposed to that of the self-government school. Instead of the real knowl- edge which the teachers were trying to impart in the latter, the parish school was concerned chiefly with singing religious hymns and reading mediaeval Slavic — a dead and artificial language, in which the Russian service books are written. But as long as only the parish priests and the sextons were supposed to teach in the parish schools, these schools existed only on paper and in the official reports of the Holy Synod. Exertions were then made to compel the pro- vincial councils to turn their pecuniary help into the clerical channel. A formal struggle for existence began between the two types of village schools. Lastly, Mr. Pobedonostsev managed to find money for the support of the parish schools in the state exchequer. But moral victory was on the side of the provincial councils' schools, as is to be seen from the circumstance that the clerical school is now about to adopt their program and to prepare special teachers, in order to be able to compete with its secular rival. 214 RUSSIA AND ITS CRISIS Unhappily both systems, even taken together, are not equal to the rapidly increasing demand for ele- mentary education. Of course, the number of young men that have passed through the school increases at a very rapid rate. Out of every hundred of the con- scripts, for instance, there were ninety-live illiterate men in 1868; seventy-nine in 1875; and not more than fifty-five in 1898. But all exertions of philan- thropy and of clerical policy are not enough to keep pace with the natural increase of population. For this increasing number alone it would be necessary to open 2,606 new schools every year; and there are not more than one thousand and seven hundred opened annually. There are about thirty thousand provincial council schools, and about eighteen thousand parish schools, while not less than three times as many (one hundred and fifty thousand) new schools must be opened in order that all young people of an age requiring educa- tion may receive elementary instruction. We must add that such instruction as is generally given by elementary schools 'does not go far beyond simple read- ing, writing, and counting. Every attempt to increase the number of years of study (from three to four or five), and still more any attempt to enlarge the pro- gram and to impart some knowledge of geography and history, invariably meets with obstacles from the side of the authorities. But to consider the next step in the system of public education — the secondary and high schools. In Russia these institutions antedate the village schools. Schools were necessary, if only that the government might have educated officials; they were necessary THE POLITICAL TRADITION 215 also as a preparation for the higher institutes of learn- ing. And so they were started by the government as early as the reign of Peter the Great; and since Catherine II. the system of government secondary education may be considered as being firmly established in Russia. The government continued to favor sec- ondary education until the first half-century of their continuous existence ( 1786- 1828). During this period the secondary schools, while serving the aims of the government, were not much frequented for the ideal purposes of education. But then the position entirely changed. Private education, as prosecuted by the government, was less and less resorted to. As a consequence of the general spread of culture in Russia, the public schools were filled with young people who studied for rea- sons other than a diploma and the chance of official service. At once the government became suspicious and began to find that young people were over- educated. It wished the children of the higher classes to be prepared for service, civil and military; and, as regards the children of the lower classes, it wished them to have a professional education in schools of a lower type. Both wishes, in spite of a whole series of prohibitive measures, it was un- able to realize. Particularly since the middle of the nineteenth century young men longing for general education have become more and more averse to state service and to technical craft. Presently they became absorbed by the growing political movement. Then the secondary schools were transformed into an insti- tution of the police as the best means of preventing 2i6 RUSSIA AND ITS CRISIS the spread of political ideas in the younger generations. A particular system of teaching was started which ex- alted the formal side of education above the real, and which tried to occupy the student's mind with objects removed as far as was possible from the living present. This was the "classical system" of the minister Deme- trius Tolstoy. By and by the system of political observation increased enormously under the school regime of Tolstoy. Pupils were allowed to read only such books as had passed the censorship of school authori- ties. I know of cases where lads were excluded from the school for having dared to look into the works of our best literary critic, Belinsky, or for having come to a public library to take a book for their relatives. For the student to be present at a meeting of a learned society, or to visit the theater, a permission of the headmaster was required. Neither was this system of close observation restricted to the college walls; it followed the pupil into the street, and even to his own home. Special teachers were entitled to visit the lodg- ings of the pupil at any time. When a pupil had fin- ished his course of study, a moral and political "de- scription" of him was to be drawn by a teacher, which followed him to a higher institution of learning. Thus no "ill-intentioned" pupil was likely to pass out of the secondary school. How severe was this process of selection may be seen in the following statistics : In the years 1872-90 only 4-9 per cent, finished this classical school in the proper time (f. e., eight years) ; of the others, 21-37 P^^ c^^'^^- finished it with difficulty; but THE POLITICAL TRADITION 217 not less than 63-79 P^'" cent, were thrown out as un- fitted foe the higher institutions of learning. And the government was quite satisfied with such results of the secondary-school pedagogy. For, as we have seen, since the second quarter of the nineteenth century, it has always found that the spread of instruction is too great in Russia, and has, therefore, tried to diminish the number of pupils and students as much as possible. The increase of pupils from the lower classes was found particularly alarming when compared with that of pupils from the nobility. In 1833 more than three-quarters (78 per cent.) of the pupils were chil- dren of the gentry, and less than a quarter (17 per cent. ) of the town inhabitants, peasants (2 per cent.), and clergy (2 per cent.) ; while half a century later (1884) the children of noble birth formed less than half (49.2 per cent.), and the town inhabitants sent twice as many as before (35.9 per cent.), the peasants nearly four times as many (7.9 per cent.). Then in 1887 the minister Delyanov published his famous decree re- stricting the number of Jewish children in the schools to a certain maximum, and withholding from the school the children of the lower classes — "sons of coachmen, domestic servants, cooks, laundresses, green- grocers, and such people." And, indeed, in the next years the percentage of pupils of noble birth mounted to 56.2 per cent. But did the secondary school, as Mr. Delyanov expected, avoid breeding those feelings of "discontent with the conditions of life" or of "bitter resentment against the inequality of social station which was unavoidable by the very nature of things" ? The state of mind of the students in the institutions for higher study must answer this question. 2i8 RUSSIA AND ITS CRISIS Nearly all of the Russian young people who have passed through the schools of Demetrius Tolstoy are socialistic. All the exertions of the school authorities, with all their system of minute police supervision and their teaching of politically indifferent subjects, has availed nothing; or, rather, this very system has con- tributed to produce results quite opposite to those desired. Russian students in the institutions of higher learning play now the part which German students played in the first half of the nineteenth century, when no regular political life existed in Germany. With an enthusiasm and self-sacrifice far surpassing that of the German secret societies, the Tugendhiind and of the Burscheiischaften, Russian students promote the cause of the political and social reform of Russia. Particularly during the last few years (since 1899), the revolution is, as it were, insistent within the walls of our universities and academies. Thus the task of the government superintendence has grown much more complicated. Difficulties have become quite insuperable in this department of higher public instruction. Every- thing apparently is tried by the authorities to repress the movement. Liberal professors have been banished, the autonomic statutes of the universities repealed, and an entirely bureaucratic organization substituted in their place, the number of students diminished, the fees increased, the system of collegiate dwellings founded, a close inspection introduced independent of univer- sity authorities and connected with the superior police, spies provided in abundance, student gatherings se- verely forbidden, a representative organization of moderate elements brought into existence under the THE POLITICAL TRADITION 219 close supervision and personal responsibility of the professors, chosen by the faculties ("curators"); scholarships and other foundations have been used for political aims. And all of this has been of no avail, and is not likely to change the situation in the future. What is now the reason of such a complete and continuous failure of all measures of oppression? Here, in the higher schools, we may on a small scale observe their inefficiency as we should be able on a larger scale to infer from the general state of things in the whole country. Oppression never can take the place of measures of creative policy. Real wants and difficulties are not overcome when, by means of the enormous strengthening of oppressive measures, they are brought to comparative silence. And besides, this silence will never prove to be absolute. What is, then, our general conclusion on behalf of the system we were trying here to describe ? We may sum it up in two questions and two ans\vers. Can the government, while it remains what it now is, namely, a mere system of police, hypocritically sup- porting itself on fictitious nationalistic tradition, leav- ing to legislation a merely fictitious independence, to administrative power a likewise fictitious responsibility, to the judiciary not even a shadow of its original free- dom and competency — can a government such as this lighten the system of oppression it is obliged to use against any free utterance of an enlightened public opinion? Can it, for instance, abolish the Ohrana, the gendarmes, the system of political spies, re-establish regular justice, respect the rights of the individual, for- bear arbitrary arrest and exile, allow the population 220 RUSSIA AND ITS CRISIS liberty to meet, to read whatever they wish, to speak pubHcly about poHtics ? Can it free the press from cen- sorship, the schools from police duties? Of course it cannot, without denying itself in essence. Now comes the second question : Are all these measures of oppression of any use, of any final conse- quence to the government? Can they actually prevent growing irritation, the spread of political knowledge, the increasing unity of oppositive action, the consolida- tion of political parties ? They certainly cannot. To a certain extent, they can, perhaps, delay the movement, and they must greatly increase the number of political victims. But the living forces of the nation cannot be fettered in such a way. A living force is only accumulated by the resistance it meets with. And if it does not find an outlet, after all pores and safety-valves have been stopped, it suddenly breaks through, like A gentle flood, which, being stopped, The bounding banks o'erflows. We have studied enough now of the "bounding banks." Let us study the "flood" which, from being "gentle," presently becomes violent. CHAPTER V THE LIBERAL IDEA One of the conventional lies of Russian national- ism is that in Russia there are and there can be no political parties. Of course, such a political condition as was described in the previous chapter is far from being favorable to the formation of political parties. No regular political life can thrive and prosper under the system of police oppression that we have spoken of. Nevertheless, beneath the surface of the official uniformity, differences of political opinion have long existed which correspond in every way to the differ- ences of political parties in western Europe; and those who adhere to the same opinion in politics to a certain extent acknowledge such party ethics and party dis- cipline as are necessary for combined political action. The scope of this political action is wide enough, though it often lies in such fields of public life as might be expected, under more normal conditions of political life, to be free from party spirit. Lacking such a main road of politics as a regular representation of the people would offer, political agitation has deviated from the direct route and fills up the by-ways or breaks new ground. Science and fiction, school and theater, learned societies and establishments for charity, uni- versities and technical institutions, associations for self- help and self-culture, provincial councils and courts of justice — none are free from party politics in a country where political parties are supposed not to exist at all 222 RUSSIA AND ITS CRISIS and political life to be confined to some high offices of bureaucracy. Of course, no regular party organization exists as yet ; but even this is only a question of time, perhaps of some few years. An organization of the more advanced groups for political action actually exists in the only form that is now possible — in the form of secret societies, as we shall see later on. The more moderate elements avoid secret organization, but even they cannot entirely abstain from such political intercourse as involves in itself a sort of elementary organization. And the time is near when the govern- ment will understand that it gains nothing by keeping the moderate elements scattered, while the extreme ones are strong and skilled enough to combine in united political action. So far, at least, there may be distinguished two different currents of Russian political opinion, opposed to the government : the moderate and the radical. The former has always been called in Russia by the party title " liberals " of western Europe. The latter is essen- tially socialistic. These political groups may be traced to different origins ; their followers are recruited from different social layers. Liberalism is chiefly spread among the representatives of Russian self-government, among men of liberal professions, even among state ofticials ; all of them for the most part belonging to the old Russian gentry. Radicalism is the prevailing color of the advanced organs of the press and of men of liberal professions ; among our youth it shades off into socialism. We shall see later on how quickly socialism is becoming the doctrine of the workingmen, and even of the peasants. THE LIBERAL IDEA 223 Liberalism is of old date in western Europe. When it first appeared as a systematic policy, its political meaning closely corresponded to the etymology of the term. This was a consistent doctrine of individual liberty. But this meaning has changed much with the subsequent development of political life and theory. Liberalism w^as a progressive and advanced doctrine when it first exposed its teachings of individual free- dom to the mediaeval privileges of social orders and to the arbitrary rule of patriarchal government. But the same theory of individual freedom received a difi:erent interpretation when it had to deal with the democratic encroachments of the modern state. If liberalism was to preserve its place as an advanced doctrine, then it must extend its meaning so as to cover the new and enlarged scope of state activity. If, on the contrary, it wished to remain faithful to its old laissc:;-faire doc- trine, then it would necessarily become essentially con- servative. Both issues were resorted to in different countries. Where political life dated from early times, where it was continuous and, so to speak, organic — as was the case in England — the meaning of the old party title was extended in order to preserve the unity and the continuity of the party action as long as was pos- sible. Thus liberalism, by a curious inversion of mean- ing, began to signify the idea of state intervention by way of social legislation. Of course, this new liberal- ism — the liberalism of Gladstone and of Mr. Chamber- lain of twenty years ago — was not quite like the liberalism of Cobden and Bright. Now, in countries of a more recent and less pacific political development the other issue is generally taken : the old party title is 224 RUSSIA AND ITS CRISIS worn out before its former adherents have time to change or to extend their opinions; then it is thrown aside by the more advanced groups, while remaining the name of some conservative poHtical group. This is the case in Germany, and still more so in the new Slavic states, where "liberals" merely means "con- servatives." Now, in Russia the meaning of the term " liberal- ism " is at once extended and worn out. It is extended to the more radical groups, particularly in the press, for the simple reason that every more advanced term would be provoking to the censor and thus would incur prompt suppression. The original meaning of liberal- ism was the more easily altered, because in Russia it was not bound by any historical recollections. It con- noted the idea of state intervention, and thus became more democratic, without being inconsistent with a former tradition. General ideas are easily changed, if they remain abstract, not being embodied in any system of actual party policy. At the same time, however, the term " liberalism " is worn out in Russia. This, of course, is not because the liberal program is already realized. Far from being so, this program presents now the first step to be attained ; and this is recognized and accepted by all parties in Russia. But, of course, this first step is not acknowledged to be the only one : political freedom and individual liberty no longer seem to be the absolute good that they were considered when the era of liberty dawned in France. In the eyes of subsequent generations, liberalism was rather dis- credited as a sort of class polic}'', that of the "third estate," and thus anti-democratic. This was the mean- THE LIBERAL IDEA 225 ing of the term, which was already largely accepted and current in Russia long before any continuous liberal policy could be outlined. The greater number of such as call themselves liberals in Russia in fact hold to the more advanced opinions. That is why the term, as I said, is worn out, without having actually served. It certainly will not stand the slightest strain. With the first gust of political liberty it will yield to some more advanced term, while it will probably remain in use to designate some conservative group. We may now see the difference between the liberal- ism of Russia and that of western Europe. But we shall not be able clearly to understand the reasons for this difference unless we resort to a historical explana- tion. This is chiefly to be sought in the different structure of the Russian society from that of western Europe. It is well known that European liberalism origi- nated in the struggle of the bourgeoisie — the wealthy and enlightened middle class of city inhabitants — with an absolute monarchy and the privileged landed pro- prietors. Russia, however, did not possess such a bourgeoisie as that of w-estern Europe, and such as it did possess was neither wealthy nor enlightened, nor numerous and influential enough to have any political weight in the country. To be sure, in Russia, too, liberalism was directed against the agrarian class of landlords, and particularly against their right to pos- ' sess serfs. But it was started by members of the same class of agrarian gentry and nobility, and the pro- moters of the movement, far from supporting the class interests, undermined the social position of the nobility 326 RUSSIA AND ITS CRISIS and destroyed the very source of their pohtical power. In doing so they were, of course, guided, not by class considerations, but by philanthropic feehngs and advanced pohtical theories. Thus they represented, not class opinion, but general public opinion. Russian liberalism was not bourgeois, but intellectual — to use the French terms. Some chief features of Russian social history may help to a better understanding of what has just been advanced. We must not dwell long, however, on the absence of bourgeoisie and the insufficiency of Russian middle- class development. We know already that for the most part Russian towns originated, not in the necessities of trade and commerce, but in those of military defense and state colonization. We may add now that they kept their original character for a long time. The commercial population of the towns and cities was growing very slowly ; the inhabitants for the most part went on tilling the land and living the life of peasants, even though they practiced some petty craft or trade. But even such city inhabitants formed an insignificant proportion of the whole population. In 1630 the entire number of city inhabitants was 292,000 — about 2,9 per cent, of the whole population. In 1724 it was still nearly the same, namely 328,000 (3 per cent.). A century later the city population increased to ten times what it was (3,025,000 in 1835), but even then the •proportion to the whole population was only one and one-half times higher (5.8 per cent.). In the second half of the nineteenth century, however, the increase of the city population went on more quickly, but even at the present time (1897) the figures are 16,289,000 — 13 per cent, of the whole population. THE LIBERAL IDEA 227 Rich merchants who were counted in Muscovite Russia only by tens could be found in Moscow alone, whither they were transplanted from other parts of the country by the government as soon as they became rich in some provincial town. These rich men were very necessary in the city : they were intrusted here with the collection of the indirect taxes, and they were made liable by all they possessed for the accurate gathering of money. Foreign trade was entirely in the hands of foreign companies until the end of the seventeenth century. Peter the Great introduced factories, but, with the exception of some isolated cases of prompt enrichment, these factories gave small profits and had to be encouraged by government subsidies. In the time of Catherine II. (1762-96), when the possession of factories became profitable, noblemen threw them- selves into the business, and their competition made profits fall. After a short attempt at free trade, in the reign of Alexander I., began the era of protectionism, which, with few interruptions, has lasted ever since. This system, though it enabled a certain number of Russian factory owners to thrive, did not give them a feeling of independence, nor did it contribute much to the building up of the bourgeoisie, in the western Euro- pean meaning of the word. Indeed, it was already too late to form such a class, and its political role had long been usurped by other social elements. In western Europe it was the large landed property which gave political power : the landed proprietors, the nobility, contested the power of princes, before the bourgeoisie came, in its turn, to help or to oppose them. In Russia, owing to the primitiveness of economic 228 RUSSIA AND ITS CRISIS development, landed property did not give so much power and wealth. And so the possession of large estates was often a consequence rather than a founda- tion of the class power of the Russian nobility. Indeed, this nobility never kncAv how to preserve such landed property as it took possession of. It acquired or lost property according to the gain or loss of its political significance, which increased or decreased for quite other — that is, for political rather than economical — reasons. When Russian autocracy was newly born (at the end of the fifteenth and the first half of the sixteenth century), it was attended by a brilliant court of princes and boyars. These princes had just been dispossessed of political power over their hereditary properties, in consequence of the unification of the Russian state. Hardly a century had passed, however, before there remained almost no traces of these large hereditary estates of princes. To a certain extent this was their own fault, because Russian aristocracy never could give up the ancient custom of an equal partition of their lands among the heirs. Nothing like the English system of entail ever existed in Russia. Thus the largest estates were scattered and dispersed in the course of a few generations. The representatives of most of the brilliant and aristocratic families were to be found tilling their small shares of land as simple peasants, as early as the seventeenth century. But there was also another reason for this rapid impoverish- ment of the ancient aristocracy. This was the con- sistent policy of the Muscovite princes, who were quite conscious of the aim which they were striving to THE LIBERAL IDEA 229 attain. In a former chapter^ we have seen how the ancient landed proprietors were despoiled of their properties by the government. This was particularly the case with the large ducal estates of former sover- eigns and high vassals. They were given lands in other districts of the country, where they could have no hereditary influence on the inhabitants; or, as a more simple method, they were accused of the lack of fealty, and then underwent capital punishment, some- times "with all their kin," as one of them, Prince Koorbsky, says. This was the policy of John IV., thie Terrible. One of John's advisers, a political writer of the time, gave him good advice as to where to search for support in this struggle against the aristocracy. In order to be able to " play with magnates as little chil- dren," he says, John had only to support and to organ- ize the gentry, the men of military service. We have already seen- that this was also the necessity of the time, provoked by state reasons — not only a mere device of internal policy. Thus the gentry took the place left empty by the decline of the nobility of ancient lineage. From the gentry also a new nobility was to be enrolled. This was the nobility of state service. Such persons as were higher officials became members of this new aristocracy. And this new aris- tocracy, being more dependent on the Tsar than was the ancient order, often contrived to gain large landed estates. The most important of them were such as were personally related to the Tsar. But this kind of 'See p. 157. -'See p. 150. 230 RUSSIA AND ITS CRISIS importance was not at all stable. According to their rise or fall, their big landed properties came into exist- ence or were again submerged during the seventeenth century. With the new dynasty of the Romanovs, which was of comparatively modest origin, members of the same family take a leading place among Russian landlords; during the next reign, that of Alexis, his new friend and relative Morozov comes into promi- nence; and only half a century later Romanovs and Morozovs disappear, to give way to the relatives of the new Tsar, the Nareeshkins and the Lopooheens. Amidst this constant process of gain or loss of influence, no independent source of power and influ- ence could persist. The only power was that given by the place occupied in the Tsar's service : the current formula was that " Everybody in Moscow was great or small according to the Tsar's appointment." Thus the "appointment," the "place" in the Tsar's service, became the chief thing which everybody strove to attain according to his family precedents. The great w^ish of everyone was not to be " diminished " (or " lowered ") in the honor of service from the position which had been occupied by his parents, and everybody was closely observed by everybody else, that he might not achieve such promotion in service as would throw into the background his competitors from equally good families. This is what was called the system of the " struggle for places." You see that this system was not conducive to the development of a feeling of unity among the members of the upper layer. No esprit de corps existed among the Russian aristocracy; and nothing like an idea of equality among its members, THE LIBERAL IDEA 231 the idea of peerage, could possibly be evolved. No other chance of forming a "corporate spirit" existed for the lower stratum of the Russian nobility, the gentry in the seventeenth century. Though favored and protected by the government, they could not become really influential so long as they possessed no class organization, and had no opportunity of continu- ous touch and intercourse. The military service exacted from them was intermittent and badly organ- ized. Gentlemen joined their regiments of cavalry only when their regiments were quite ready to march ; and they always tried so to manage as to go home before the campaign was ended. They had no definite place in the regiment, and they stood where they liked, surrounded each by his servants. Naturally enough, the government was not satisfied with such an army, and wished to have a standing army of mercenary soldiers, skilled in military art and armed with fire- arms. Such a body of arquebusiers existed continu- ously from the days of John IV.; till the end of the seventeenth century they played the part of janizaries in Moscow^ About 1630 regular infantry also began to be organized in the country; and this reform was achieved in 1670, without recurring to the knights of the gentry. The military role of the Russian gentry seemed to be played out by this reform of the Russian army. New regiments for regular service consisted of enrolled peasants or of such " lower ranks of serving men " as were not socially far removed from peasants. The officers who commanded them were also not mem- bers of the gentry, but, nearly all of them, foreigners. The ancient cavalry of the knights of the gentry thus 232 RUSSIA AND ITS CRISIS became quite antiquated, and their military help could now be entirely foregone. Thus the old Muscovite system of military tenants of the state was in its decay when Peter the Great began his incessant wars and his civil reforms. Both his wars and reforms made him want men ; and thus with Peter began a new era in the history of the Russian gentry and aristocracy. But there were also other reasons which made him restore on a new and larger basis the lower middle class of the " men of service." These rea- sons were the same as had led John IV. a century and a half before. Peter disliked and distrusted what survived of the higher Russian nobility down to his time, both the nobility of birth and the nobility of the state service. He needed the social support of lower social elements against the higher. At the same time he needed it also against the former standing military corps in Moscow, which was meant to be such a support, but which instead had grown into a continuous danger. I mean the arquebusiers, the Moscow janizaries of that time. They proved particularly turbulent during Peter's minority. Now, to counterbalance both nobility and janizaries, Peter formed some new guard regiments, largely composed of men of the gentry. He needed, however, much more than that; he needed a standing army for his great war with the Swedes, and another army of officials for his bureaucratic institutions. The old class of the " state servants " was not large enough for both purposes. It had to be remodeled and entirely recast on much larger foundations. This was what Peter did. On a larger scale it was what John III. had accomplished when he first formed THE LIBERAL IDEA 233 the class of military men of service. New social ele- ments were now again to be resorted to. And the principle on which they were to be united with the former elements into a whole social group was just that of the state service. Peter wanted his soldiers from the old gentry to serve " from the very foundations," as he expressed it : they were to be obliged to start as simple soldiers, and they were to be regularly promoted to the rank of offi- cers. On the other hand, every simple soldier taken from any other social layer served in the same way and passed the same line of promotion, until he became an officer and, as such, was considered a member of the gentry. Thus, to the extreme dissatisfaction of the ancient families of the gentry, the entrance into their rank was kept wide open for new "men of service." Its social composition was, once more in Russian his- tory, very much democratized, and its social importance very much lowered. The same system of mixing up the social elements by means of a central notion of the state service was applied by Peter to the civil service. The lower ranks of civil service had formerly been filled by a particular class of " clerks," much despised by the gentry. But now that civil service, with the introduction of the European absolutism and bureaucracy, had gained much in importance, Peter wanted the gentry, so reluctant to follow his orders, to mingle with the "clerks," In civil service as well as in military, an equal system of promotion in rank, without regard to social extraction, was also introduced. Here particu- larly the ancient principle of state service, of " appoint- 234 RUSSIA AND ITS CRISIS ment" and "place," far from being abolished, was carried by Peter to its extreme consequences. From this time forward there existed no social difference which could not be equalized by means of the state service. The " place " or degree in the service, the Chin or rank, was everything; lineage was nothing. (Fourteen ranks, or Chins, were to be passed from the lowest to the highest, in established order, by every "man of service.") The aristocracy of extraction was thus for the second time discarded : the new aristocracy of Chin took its place. To be sure, this new aristocracy was not like that of the seventeenth nor that of the sixteenth century. It was neither an aristocracy of families entitled to high service, nor was it an aristocracy of ancient lineage. But still it was an aristocracy. Its privileges of state service were, of course, extended to every social layer ; still they remained privileges. The Chin abolished the old marks of extraction; but the Chin itself now marked the line between such as possessed it and such as were denied. Thus the democratizing of the state service by Peter the Great served as a new start in the history of the privileged order, and was followed by a new development of the class spirit. The ranks of the new aristocracy of Chin were soon filled up. It included the few that remained of the former two aristocracies^ the princes of the six- teenth and the high officials of the seventeenth century. But the greater part of its composition was entirely new, and was particularly dependent on the liberality of the government. The new courts of the empresses Anna (1730-40) and Elizabeth (1741-61), borrowing THE LIBERAL IDEA 235 French customs, wanted brilliancy, and demanded enormous supplies of money. Few courtiers were able to provide for these expenses out of their hereditary estates. The greater number were to be relieved by the government, and the government came to the aid of the new court aristocracy of the eighteenth century. The government gave them places, money, profitable business : it was blind to certain illegal ways of enrich- ment which were constantly resorted to ; lastly, it gave them most liberal grants of land inhabited by the state peasants; i. e., by free cultivators who thus became serfs. These land grants became most numerous just now, when no need of them for the state service existed. Catherine II. granted 800,000 peasants to her courtiers (on an average 23,000 each year). Paul, her succes- sor, was still more liberal : he gave every year about 120,000 peasants, which made the whole sum 530,000. Many large estates that still exist date from this period ; but a still greater number of the estates built up during his time have again disappeared. Together with these grants to the highest order of the nobility, the gentry as a whole acquired, in the second half of the eighteenth century, a kind of political influence which it never possessed before ; and it used this influence to affirm its privileged position. The chief foundation of this new power of the gentry was the military service of the nobles in the Petersburg guard regiments. After having liberated Peter the Great from the fear of the arquebusiers of the seven- teenth century, this guard of noblemen became itself a body of janizaries. During the first sixteen years after the death of Peter they four times took part in court 236 RUSSIA AND ITS CRISIS revolutions. And the part they played became more and more important. At first, in 1725, they were used by their superiors only as a means for raising the wife of Peter the Great, a simple Livonian peasant girl, to the throne, at the cost of his legal heir. Five years later, in 1730, the noble guards themselves raised their voice in a debate over the form of government; and practically they carried out the resolution of their majority. They gave back autocratic power to the empress Anna, after their more advanced colleagues had failed to carry into execution a plan for a constitu- tion. And this very failure was also characteristic of the rising importance of the gentry. The plan, indeed, had already been carried out by the high officials of the superior council, who had just made the newly elected empress sign a Russian magna charta. But they did not wish the gentry to share in their political victory: they quarreled with the liberal officers, and this was enough to make them quite powerless. Again, ten years later, the guards deposed a regent, and some months afterward they deposed a baby sovereign; after twenty years more (1762) they were to depose an adult one, for the benefit of Catherine II. The liberal guard officers of 1730 aimed, as we have seen, at attaining a political ideal of their own. While sharing in the theory of " natural law," they wished to realize the theoretical right of the people to choose their sovereign, and to determine their own and the sover- eign's powers in legislation and government. The offi- cers of 1762 had no opportunity of formulating their political views ; but five years later the gentry had the opportunity of defending their class interests in a gen- THE LIBERAL IDEA 2i^ eral assembly of deputies called together by Catherine 11.^ This time the ascendency of the Russian gentry, as a privileged class, was achieved. The internal policy of Catherine II. was entirely turned to their profit. Some timid steps toward the emancipation of the peasants, or rather toward a mere limitation of the rights of the landlords over their serfs, were made by the empress in the beginning of her reign. But she took them back, and entirely changed her policy as soon as the large majority of the gentry assembled in 1767 raised its voice against this reform. In the following- years Catherine, more than any other ruler, contributed to the transformation of the Russian gentry into a privileged class. Noblemen were definitively liberated from their old duty toward the government — com- pulsory service in the army. At the same time, their serfs and their landed property, which until then they had been supposed to hold from the state on the con- dition of service, not only remained in their possession, but even became their full and undisputed private property. For the first time in Russia, a serf began to be considered by the law as a thing which might be owned in the same way as any other private property. For the first time, also, local government was given up to the elective representatives and assemblies of the gentry. It seemed that a foundation was thus laid for the predominance of the gentry in the state, and that this predominance was to be solid and lasting. Three quarters of a century had scarcely passed, however, before this privileged position of the gentry was again definitively destroyed ; more easily, perhaps, ^ See p. 172. 238 RUSSIA AND ITS CRISIS than it had come into existence. Serfs were liberated. The prevaihng influence of the gentry in the local gov- ernment was undermined and practically abolished, owing to the introduction of a new system of self- government, built on more democratic lines.^ The other privileges of the gentry lost their significance, because they were extended to other classes. How can we explain such a rapid and easy change? The explanation is the same as before. The privi- leged gentry of the eighteenth century may have been distinguishd by the high-sounding title of the " well- born nobility of Russia;" as a matter of fact, they remained what they always had been : humble " men of service." After all their political successes, they still preferred the "place" in the service, the Chin, to any elective office in their class self-government. They went on considering their landed property as a sort of reward for their services to the state, and did not wish to devote to the cultivation of their estates such time as could be better employed to obtain promotion in a Chin in military or in civil service. They still clung to their old idea, that they served the state, and that, recip- rocally, the state was obliged to provide for their material well-being. In short, the kind of historical tradition they cherished prevented them from facing the new position of independence which the legislation of Catherine II. opened to them. No wonder that the emancipation of their serfs took them quite unawares, and found them quite unprepared for meeting the necessities of their changed position. In the modern struggle of free competition, that they were now * See pp. 241-44. THE LIBERAL IDEA 239 obliged to engage in on equal conditions with every- body, they were completely beaten. Not in vain, however, did they invoke their old tra- dition. At this moment of crisis the government once more came to their aid. We know already that just then the government itself was changing its policy of self-improvement for another policy of self-defense. Everything that was old and was thought to be of some use for the support of the government was put under the protection of the new theory of "official nationalism." Now, the gentry had really served the government in the days of old. Therefore they too were to be fenced about and preserved for some future use, as a particularly nationalistic institution. Thus, curiously enough, Russian noblemen were again taken under the protection of the government, at the moment when their real significance for the state had become nil. The new role that was by force bestowed on the gentry is founded on a fiction, and on a political ideology. This ideological character of the state pro- tection is best shown by the inefficiency of the meas- ures taken for the protection of the gentry after slavery, their chief support, had been taken from them. Measures were used lavishly, owing to Minister Tol- stoy's policy. They formed one of the chief objects of the legislation of Alexander III. (1881-94). But, in spite of all these measures, the decline of the gentry as a class went uninterruptedly on its way. First of all, the only remaining foundation of their existence as a class, their landed property, quickly melted away. Before the liberation of the peasants, 281 million acres of land belonged to the noblemen. They were 240 RUSSIA AND ITS CRISIS obliged, in the process of emancipation, to sell to the peasants 70 millions of acres, so that they kept after this reform 211 millions, and received for the remain- der ready money, which might have been used for the improvement of their estates. For the most part, how- ever, they spent that money quite unproductively, and were soon obliged to borrow from institiftions of credit. This completely ruined them, because they were nearly always unable to pay the interest on their loans. They lost or sold their estates, so that now they possess not more than 143 million acres. Not less than a third part of the estates went thus to possessors from other social orders; and the number of noble proprietors diminished at the same time from 123,000 to 102,000. This decrease would have been greater still, had not measures been taken by the state to prevent the sale of noblemen's estates for debt. In 1885 a special bank for the nobility was founded, in compliance with the demands of indebted proprietors of the landed estates of the nobility. This bank provides for cheaper credit, and took so small a percentage for loans that it was not able to cover even its own expenses and payments : the loss was made good by a special state loan. In spite of this, noble debtors proved most unreliable in their pay- ments. About four thousand indebted estates are yearly proposed for public sale by the bank (of which number about one thousand to twelve hundred belong to insolvent debtors), and yet only some thirty-three of these estates are actually sold by auction. All the rest, so far from fulfilling their obligations toward the bank, simply manage to put ofif their payments, owing to their personal influence, or to pay such a small sum as THE LIBERAL IDEA 241 will satisfy the bank officials, who very well know that the government does not wish them to be too severe toward the "men of state service." And when such unpaid money grows to a certain amount, it still may be added to the capital debt (or paid by way of an addi- tional loan from the same bank), and the debt thus increased may be permitted to be amortized in a longer term. Thus the official figures quoted above, so far from showing the full amount of economic ruin and distress of the gentry, rather disguise the real condition of things. Only in case the nobility had been treated as ordinary debtors would the actual magnitude of the evil instantly have appeared. But there is another way in which the government tried to make good the material losses of the nobility after the emancipation of the peasants. While losing economic predominance, the nobility wished to pre- serve, and even to enlarge, their power in local admin- istration and justice. They strove to attain such a position as English squires and magistrates possessed in parish and county, before the Reform Bill of 1832 had been passed. But the general tendency of that time (1864) was rather adverse to class legislation. Civic equality was the prevailing idea of the reformers. Thence, the first statute for local self-government (1864) based local representation, not on the differ- ences of social orders, but on the quantity of landed property. Noblemen had to elect their delegates together with other landed proprietors, while other orders, the peasants and the city inhabitants, were also admitted to representation ; they chose their delegates in separate conventions. Still, even here the predomi- 242 RUSSIA AND ITS CRISIS nance in the local government remained with the gen- try, which made up the large majority of private pro- prietors, and so dominated entirely their convention. But this did not yet seem sufficient, and a further step was taken in order to give the representatives of this first convention a prevailing role in the composition of the provincial assemblies. In 300 districts (out of the whole number of 318) they were permitted to elect more than a third, and in 200 of them half the repre- sentatives of all three orders; and thus they became quite a leading group in the assemblies. Altogether they possessed 6,204 seats out of 13,024 {i. e., 48 per cent. ) , while the peasants were entitled to choose only 5,171 delegates (f. e., 40 per cent.), and the town inhabitants 1,649 (^- ^v 12 per cent.). How much out of proportion these figures were with the actual numerical relation of the classes we may gather, if we remember that the 48 per cent, of delegates from private land-owners represented a group of not more than 480,000 private proprietors, and that out of this number every fourth man was a nobleman, and every tenth man was entitled to vote; meanwhile the 40 per cent, of the peasant mem- bers represented a solid mass of 22.4 million poll-tax payers, who were the collective proprietors of the Rus- sian village communities; and the 12 per cent, of town delegates represented about three million of the male inhabitants. In approximate figures, this will give one delegate for eight electors, who were generally noble- men taken from eighty private proprietors of all orders; one delegate for 1,800 male inhabitants of a town ; and one delegate for 4,300 peasant rate-payers. THE LIBERAL IDEA 243 The interests of the nobihty cannot be said to have been neglected by the reformers. And, indeed, the influence of the nobihty over the activity of the provin- cial assemblies, or Zemstvos, was decisive. In such questions, e. g., as local taxation they unfailingly used this influence for the profit of their class. Still the general tendency of the Zemstvos was, as we soon shall see, liberal (and even in the matter of taxation they often advocated a progressive income tax). The con- servatives were not slow to infer that this liberalism was due to the system of elections. The tendency of uniting different social orders in the same conventions, and of bringing them together in Zemstvos, they were sure to trace back to the principles of the great French Revolution. They thought that the remedy was to be found in the re-establishment of pure class repre- sentation, with the entire predominance of the ancient ruling class of the gentry. It was taken for granted that the enforced representation of the gentry would change the liberalism of the councils into a kind of nationalistic conservatism. Thus, by the new statute of 1890 the general number of electors and their repre- sentatives was diminished (the number of electors had formerly been 226,174, except peasants; now they were only 80,000, 35,000 of them being noblemen). The non-noble electors were, so far as possible, excluded ; a number of votes were transferred from the peasants to landed proprietors; and the elective heads of the district nobility were made members of assemblies without further election. The new com- position of the district assemblies was now as follows: 244 RUSSIA AND ITS CRISIS Representatives of landed owners - - . . . 5,433 (S7.i per cent., instead of the former 48 per cent., I representative from 6.4 electors.) City inhabitants --------- 1,273 i^33 per cent., i representative from 36 house proprietors.) Village communities -------- 2,817 9,523 Of course, the representation had now become still more artificial, and the choice of the delegates from the nobility had deteriorated, because places were now more numerous than candidates, and, not being respon- sible to any large constituency, the delegates did not sufficiently appreciate the importance of their mandate. At the same time. Zcmstvos were made much more dependent on administrative authorities; their elected heads and members of the executive boards were joined to the state service, which made them feel responsible to the Ministry of the Interior, instead of to their electors. With all this, however, was the political aim of the new reform attained ? Was there no more liberal- ism in the provincial and district assemblies? We soon shall see that the liberal flame, far from being extin- guished, reappeared at least as large and as intense as before. We must mention here a further measure taken to increase the local influence of the gentry. The theo- rists of the ruling class, as I have said, wished to give them the direct right of governing the local population, jurisdiction and the right of punishment;'^ in short, a * There was such an office, the " justices of the peace " elected by the Zemstvos according to the statute of 1864; but it did not at THE LIBERAL IDEA ' 24S discretionary power that would remind you more of the power of an autocrat than of that of an EngHsh landlord of the eighteenth century. The original aspirations of the conservatives were hardly to be car- ried out, being too barbarous even for such a country as Russia ; still the government yielded to their pres- sure, and in 1889 the " district commanders " (Zcmskca Nachalnekee) were introduced. But even this meas- ure came too late to raise the social importance of the decaying gentry. The government used the new local office of Zcuisky Nachalnik for its own ends, not for the ends of the nobility. The nomination was made dependent on the will of the local governor, and the appointed "district commanders" are in all they do responsible to the governor. Thus they are, in fact, officials of the ministry; or, again, "men of serv- ice," not men of credit and influence among the local nobility. During the first few years of their existence the " district commanders " still showed some examples of the wild independence and energy worthy of the ancient "landlords;" but afterwards they were so often criticised by their superiors, condemned for their overbearing deeds by tribunals, blamed by the senate, subjected to the sarcastic criticisms and derision of the press, that their initial resoluteness was shaken, their arrogant abuse of power became rarer, and finally they acquiesced in playing the role of secondary police offi- cials, who unhappily still preserve their judiciary rights and their discretionary power in the village, but who, sooner or later, will be deprived of them. all satisfy the promoters of the noblemen's interests, because this office, so far from possessing discretionary power, was confined to the branch of mere jurisdiction. 246 RUSSIA AND ITS CRISIS After this short sketch of the social history of the nobihty and gentry, we may now judge how much the Russian nobihty and gentry always needed the sup- port of the government, how much they owed to the government their past and actual possessions, of how small importance they would have been if left to their own resources of wealth and power, and how hopeless is their economic future. As we now know, the nobility was too dependent on the government, and presented too few elements of political opposition. This is particularly clear in the role it played when a question of most momentous significance and of vital importance for it was being resolved by the govern- ment — the emancipation of the peasants. A reform that in other European countries might have been achieved only very gradually or, if at once, only by the help of a social revolution, in Russia was decided by the autocratic power, met with no opposition except mere grumbling and some clandestine intrigues, and was carried out in a most decisive manner by an insig- nificant minority of idealistic men of action. To explain this, we may quote the following words of Count Strogonov, one of the intimate friends of young Alexander I. Count Strogonov, as early as the begin- ning of the nineteenth century, wished to prove that the danger consisted, not in abolishing serfdom, but in preserving it, because not the discontent of the nobility, but that of the people, was to be feared. " What is nobility? " he asked. And his answer follows : It is formed of a great quantity of people who became noble- men only by way of service, who have received no education, whose thoughts are so directed as not to conceive anything other- wise than as arising from the authority of the emperor. They THE LIBERAL IDEA 247 have no idea of right or of law that could generate in them the smallest resistance to the government. Such of them as have been more carefully educated are not numerous, and they are for the most part imbued with a spirit that is in no way contrary to the reforms of the government. Such noblemen as have made their own the true idea of justice will sympathize with the measure in question ; the remaining majority will not reason much about it, but only chatter a little. Where are now the elements of dan- gerous discontent? But, on the other hand, there are nine millions of people scattered through all the empire, everywhere feeling equally the heaviness of their slavery. They possess a common sense that astonished the men who knew them well. From their very childhood they have been filled with hate At all times it has been the peasants who have shared in disturb- ances, and never the nobility What had not been done against the rights, nay, even against the personal safety, of the nobility during the reign of Paul ? If ever there had been reason for growing disquiet, it was then. But had they even thought of resistance? Quite the contrary. Every measure that aimed at violating the rights of the nobility had been carried through with astonishing accuracy; and it was a nobleman who had brought measures into action that were directed against his brethren, that were contrary to the interest and honor of his order. This was said sixty years before the emancipation (i8ot), but the general situation remained during a century nearly the same. When Catherine II. first opened up the question of emancipation, she told her reluctant helpers that the peasants would soon or late themselves take their liberty from the hands of the landlords, if their burdens were not alleviated. And Alexander 11. some four years befor-e the emancipation repeated the same assertion to the nobility of Moscow : " It is better that liberty should come from above than from below." This brings us back, then, to the question from which we started in our discussion of Russian social 248 RUSSIA AND ITS CRISIS history. We asked : In what classes ot Russian society would HberaHsm be Hkely to find support? And we have now the answer : The nolDihty as a class was too weak, even as to questions touching its very existence, to oppose the government. But the nobility, as the most educated body in the empire, supported the gov- ernment in carrying out measures directed against itself as a class. In fact, the great measure of the emancipa- tion of the peasants was first proposed, always sup- ported, and finally carried into execution by the liberal minority of the gentry. Emancipation was the chief plank in their political platform during the whole first period of their public activity. This aim was attained in 1861 ; and the emancipa- tion of the peasants brought with it the economic ruin of the gentry class. Then began a second period in the history of Russian liberalism — a period of struggle for political liberty. This second aim. however, proved much fnore difficult to attain ; for the educated gentry had now to fight against autocracy, whereas during the first period they merely helped autocracy against their own class. In the beginning of this their new struggle no other class sided with them, though millions of serfs had backed the struggle for emancipation. More- over, in espousing the cause of political liberty, they were suspected by groups more radical than their own of selfishly pursuing their class interests. Constitu- tionalism, therefore, was doomed as aristocratic; and this for nearly a generation spoiled the liberal plea. Twenty years later, public opinion became more favor- able to political reform; but "the educated gentry" as a separate social group was no longer there; other THE LIBERAL IDEA 249 voices were heard, louder and more determined than theirs. The struggle was resumed by an educated minority of "mixed ranks." Indeed, the main characteristic of this second period of Russian liberalism is that the educated gentry were no longer the only social milieu from which political struggle originated. Owing to ''the great reforms" of the sixties, new and more democratic social elements had meanwhile come upon the political stage, and this new condition changed greatly the very program and character of the political struggle. The new genera- tion was very desirous not to be taken for the old-style lil^erals. The radical elements had so differentiated themselves from the liberal ones that liberalism, from being the general condition of every educated mind, had become the moderate political doctrine of a cer- tain group. In any country enjoying political freedom liberalism under such conditions would have reduced itself to the modest and efficient role of a doctrine for the " leisure class." In Russia, however, even after its differentiation from radicalism, liberalism remained what it had been before — a movement patriotic and philanthropic rather than professionally political ; and its program, instead of becoming the representative opinion of landed and moneyed interests, followed the general trend of public opinion, until by and by it became more democratic and radical. And this situa- tion can change only when political reform has been achieved in Russia. Now that these general outlines of the history of Russian liberalism have been made clear, let us proceed to a more detailed exposition of the subject. In its first 250 RUSSIA AND ITS CRISIS Stage, the struggle against serfdom, it is chiefly the his- tory of Russian pubHc opinion. In its second stage, the struggle for political freedom, it is, however, the history of a political party. The beginnings of public opinion in Russia are closely connected with the establishment of the first institutions for higher study. These were the " Corps of Nobility" started by the empress Anna in 1732, and the Moscow University founded by the empress Eliza- beth in 1755. Both institutions were intended for the education of noblemen. The first generation of edu- cated noblemen graduated from these schools was not likely to throw itself into any political activity. Their prevailing interest, according to the general taste of that time, was essentially literary and sesthetic. The theater, poetry, and novels attracted them as in the first half of the eighteenth century these same things did the western European public. In the second half of that century literature and fiction gave way to phi- losophy and politics ; and in either line more advanced ideas gradually took the place of the more moderate ones. Rousseau and Diderot, Helvetius and Holbach, eclipsed Montesqieu and Voltaire. And the Russia of 1 750-1800 conscientiously followed each stage of this European development. The above-mentioned genera- tion of 1740-50, enjoying the refinements of the newly introduced European culture, was followed by the more politically developed generation of 1760 (the beginning of the reign of Catherine II.). This latter generation still believed in the "enlightened" legisla- tion of absolute monarchs, and was ready to support the wise rulers by widening their knowledge and sing- THE LIBERAL IDEA 251 ing their praise. After the failure of Catherine's enHghtened legislation, the third generation — that of 1770 — appeared. The members of this generation no longer credited the rulers with wisdom and had become sure of the deliberate "wickedness" of the rulers. In politics they wished public initiative to take the place of bureaucratism ; in education they insisted upon the development of the personal will. Thus, the men of the two generations — 1760 and 1770 — represented the first independent political opin- ion in Russia, and were the first to oppose this opinion to the policy of the government.^ It was easier for that generation than for their predecessors of 1750 to assume an independent attitude toward the govern- ment, since they were no longer in direct touch with the court, as the first " intellectuals " had been. They formed independent private circles in the capital and in the provinces. In politics they professed democratism, and stood up for the " vile " taxable multitude of the village and of the borough, as against the privileged few of their own class. In religion they opposed the stern morality and the mysticism of freemasons to the easy-going materialism and worldly frivolity of St. Petersburg high-life. This generation tried to influence public opinion first as journalists. In their periodicals, among verse and fiction, under the literary disguise of satire, more serious matters were introduced. They spoke against the social and legal privileges of the rich and the " well-born ; " they undertook the defense of the poor "As we have seen (pp. 26, 46, 172), this policy turned to reaction. 252 RUSSIA AND ITS CRISIS and the downtrodden. But this satire proved too mor- bid, and too much imbued with the spirit of criticism and opposition, to be tolerated by Catherine II. We have seen how vain was her endeavor to allow the liberal journalists to advocate her own cause. Having failed in this, she attempted to fight them with their own weapon, and to this end started her own literary organ, in which she was to take reveng^e on recalcitrant journalists by exposing them to pubic derision. But the satire of the empress was not so efficient a challenge; and then her irritated majesty resorted to sharper methods. One by one the more advanced periodicals were suppressed. But even this measure did not cause the advanced circles to surrender. Thrust out from the field of journalism, they endeavored to act through private schools and by means of editorial activity. They were busy printing- books, organizing the sale and spread of them in prov- inces where no books had until then existed; and finally, by organizing public charity on a larger scale than it had ever before existed, they started in phi- lanthropic activity for the benefit of the lower classes. The very fact of there being a private organization for public activity was unusual in Russia, and was con- sidered to be a provocation to the government. So the circles of friends were closely watched by the govern- ment as suspicious and dangerous. They came to be particularly suspected when the philanthropists founded a kind of secret organization in connection with the masonic lodges abroad. For no political ten- dencies had existed in the Russian masonry, which rather had been absorbed in mystical "works" and THE LIBERAL IDEA 253 moral self-improvement. But political tendencies ha\- ing been discovered in a branch of the European masonry — the " Illnminates "' — Catherine II., who knew scarcely anything of the uirferences between the various masonic systems, would be certain to find these same tendencies existing in the Russian lodges. And she thought her suspicion fully confirmed when the renowned book of Radeeshchev^ appeared (1790). Catherine was quite certain that the author belonged to the Moscow "ring" of freemasons, whose activity was especially objectionable to her. And just then also she was particularly alarmed at the horrors of the French Revolution. The book of Radeeshchev was the last straw, and so Catherine began a formal perse- cution of the whole group of liberals, though Radeesh- chev stood in no direct connection with the advanced masons in Moscow. Radeeshchev was sent to Siberia ; Noveekov, the leader of the Moscow circle — and the most eager initiator and promoter of every kind of activity: literary, educational, editorial, and philan- thropic — was imprisoned for several years; and many of his friends likewise suffered. The book of Radeeshchev thus inaugurated the first political persecution of public opinion in Russia. And with full historical right, for it contains the first politi- cal program of Russian liberalism. A cursory glance into the book shows this clearly. After a thorough criti- cism of the bureaucratic regime in Russia, the author proposed as necessary reforms : the emancipation of the peasants, the abolition of the privileges of the nobility, and the liberty of the press and of religious ' See p. 26. 254 RUSSIA AND ITS CRISIS belief. He also contemplated national representation and constitutional government as a corollary to previ- ous reforms. In the book of Radeeshchev Russian liberalism thus became of age, and immediately entered upon its first open conflict with the government. How this conflict ended we have seen. Yet this end, violent as it was, looks harmless and innocent when compared with the issue of the second conflict between the government and public opinion. The second conflict was that of the December rebel- lion of 1825.^ A certain period passed between the first conflict and the second. And this interval corresponds to a break in the continuity of the development of Rus- sian public opinion. It finds, also, its counterpart in western Europe : the period of reaction against the French Revolution and of the Napoleonic wars. This break of continuity is filled by the attempts at political reform by Emperor Alexander I.,^ but in his liberal attempts the Tsar was not sufficiently supported by public opinion, which, owing to the national irritation against Napoleon, was at that time rather jingoistic ;^*^ while liberalism was governmental and officially accepted. The real revival of liberalism among the educated classes of Russian society, however, began first with the end of the Napoleonic wars; and this liberalism was not transmitted by tradition descended from the time of Radeeshchev; rather it was generated at an independent source and, as a matter of fact, it was then first christened by the European name of " liberalism." The new oppositionary current originated in fresh *See pp. 176, 177. "See p. 173. "See p. 51. THE LIBERAL IDEA 253 foreign impressions procUiced on the men of the gen- try class by European events. A great many Russian noblemen were as officers obliged to remain some years in western Europe, and particularly in France, with their regiments. After the Congress of Vienna (181 5) they came back to Russia greatly influenced by what they had seen abroad. Their habits of life and of thinking became now quite different from those gener- ally prevalent in St. Petersburg; and they laid much stress on publicly professing their new opinions and practicing their new habits. In a society in which drinking and card-playing were the only social enter- tainments, they drank no spirits ; they played no game but chess ; they read political newspapers, then existing only in foreign languages, and talked diplomacy, his- tory, and current politics. In their capacity of commis- sioned officers, they treated their soldiers humanely and began to build primary schools for the instruction of their men. In a word, they were the "austere men," the "puritans," of the northern capital, as our poet Pooshkin called them. Naturally enough, they could not abstain from criticising loudly whatever they deemed the limitations and deficiencies of Russian political and social life as compared with that of west- ern Europe. Not that they were sworn oppositionaries ; far from it, they were quite willing to give the govern- ment whatever help they could, should the government endeavor to promote culture and the public welfare. For this outspoken aim — of helping the government — the young officers even resolved, encouraged l)y the example of the German youth, to form a society, whose statutes were copied from those of the Tiigcndbund. 2S6 RUSSIA AND ITS CRISIS The emperor himself knew these statutes of the " so- ciety for pubHc welfare," and could not find in them anything- objectionable or dangerous. To attain the aim of the society, which was " to help the government promote Russia to a higher degree of grandeur and welfare," every member chose one of four branches of public activity : philanthropic, instructive, juridical, or economic. In regard to philanthropy, this society intended to organize regular public help for paupers and tramps, and for the old and infirm. In provincial towns it planned labor bureaus. The landed proprietors were to be persuaded by the members to behave properly toward their peasants. The aims of enlightenment were to be attained by the personal example of a virtu- ous life, as well as by dint of publicly preaching moral and social duties. The members were also obliged to spread true ideas about education, to educate their own children accordingly, and to open new schools. In literature, poetry, and art they were to promote social tendencies, and also to spread the knowledge of the social sciences. Members of the juridical branch were to obtain magistracies, and to influence provincial society by exposing to the censure of public opinion arrogance and servility, injustice, bribery, and every kind of abuse in the state service. They were also to oppose the retailing of peasants by the landowners. In the economical branch the members were obliged to promote useful industries and oppose monopolies. And in the country districts a scheme of insurance for general disasters was planned. All this was quite harmless ; and there was no need THE LIBERAL IDEA 257 to conceal this kind of activity from the authorities. The break in Hberal tradition seemed to have brought its fruits, for the Hberal program of the beginning of the nineteenth century looked far less offensive than that of Noveekov and Radeeshche v. The young officers evidently, lacked the practical grip of their predecessors and testified by their action to a rather abstract book- knowledge of political life, while exhibiting a good deal of political sentimentalism in their aims and methods. But that was a time when political education was abundantly supplied by the facts of current political life; and very soon the Russian liberals had a chance to profit by fresh experience. Just then the political situation in western Europe had entirely changed. The period of revolutions of the second decennium began; and this period was closely followed by reactionary measures of the various governments, led by Metter- nich. The period of "fraternization" between "na- tions" and "governments," which began with the wars of 1813-14, was soon left behind. "Governments" were accused by liberals of having "cheated" their "peoples," after they had no more need of their mili- tary enthusiasm ; all the fine promises had now to be wrung from the governments by armed force. Of course, the sympathy of the Russian liberals was with the " people " and their new revolutionary leaders. The young Russian officers worshiped the new national heroes, the Riegos and the Pepes, at the very time when Alexander I. allowed his " Holy Alliance " to drift into a merely reactionary channel, and finally renounced his constitutional project of 1819." The internal policy " See p. 174. 258 RUSSIA AND ITS CRISIS of the Russian government henceforth had to be that of Metternich. " Secret societies " and masonic lodges were formally forbidden; the recently opened (1819) societies for the building of primary schools on the " Lancaster method of mutual instruction " were closed ; even the Russian branch of the Bible Society, which had enjoyed the particular protection of the emperor, and which in some few years of its existence had become the center of a large educational move- ment, propagating itself over all Russia, had to cease its activity. In the newly (since 1S02) opened Russian universities (particularly in Kazan and Petersburg) a formal persecution of liberal professors was begun, and new programs were planned, according to which phi- losophy was to be taught on the basis of the epistles of Paul, the science of politics was to be based on Moses and Solomon, in medicine the salutary action of prayer was to be particularly recommended, and in natural science the wisdom of God was to be exalted and man's knowledge to be proved insufficient. In the face of all these reactionary measures, Rus- sian liberalism soon changed its original character. The moderate and optimistic " Society of Welfare " was closed by its own founders ( 1821 ). But this was done only in order that new secret societies might be put in its place, of a more resolute, and even revolutionary, character. They were two : one in St. Petersburg, the so-called " Northern Society," formed chiefly by officers of the guards; and the other, the "Southern," in the general quarters of the southern army. Both contem- plated political reform ; but the Northern remained more moderate, and was satisfied with claiming a mon- THE LIBERAL IDEA 259 archical constitution : while the Soutliern, led by Colo- nel Pestel, dreamt of a federative republic after the American pattern. So far. the aspirations of both were chiefly of a political, not of a social, nature; and their methods were those of a political revolution, attained by means of a military pronunciamento. Encouraged by the first successes of the Italian and Spanish revolu- tions, both societies formed similar schemes; and the moment for starting a military revolution was already decided upon, when the death of Alexander I. com- pelled the conspirators to act immediately, and so much the more as the conspiracy had already been detected by the government. The meager results of the December rebellion (1825) have been shown.'- With it the second conflict of Russian liberalism with the government came to an end. A new break in political development ensued, and when, after a shorter interval than before, the movement was again started, it had no longer the character of the western-European liberalism — a char- acter to which the political movement of the reign of Alexander I. adhered more closely perhaps than any similar movement ever did again in Russia. Indeed, we know that during the following reign of Nicholas I. public opinion in Russia became national- istic : from liberalism it turned to romanticism, from politics to philosophy.'-^ And at the same time there appeared in western Europe new social teachings that found their way into Russia and in a curious way amalgamated with the nationalistic teachings. Thus far the romantic movement became to a certain extent democratic, while remaining consciously anti-liberal. '■ See p. 176. " See p. 52. 26o RUSSIA AND ITS CRISIS We shall see in the following chapter how this demo- cratic tendency came to be emphasized, and how, with- out entirely ceasing to be nationalistic, the movement became socialistic. Thus, with the failure of the December insurrec- tion, pure liberalism had lost its only chance of prevail- ing in Russian public opinion. And the government of Nicholas I,, by having repudiated it entirely, also lost the only chance peacefully to carry out a moderate political reform. While stubbornly sticking to what we know as a system of "official nationalism,"^'* Nicholas himself opened the way for the- ascendency of an opposite political extreme in the public opinion of Russia. These extremes, too, seemed to be more natur- ally connected with each other than with the excluded middle. Nationalism repudiated liberalism as being too cosmopolitan, too much of a chahlone. Socialism saw in liberalism its chief enemy — "individualism" embodied, as was the fact in western Europe. More- over, to both nationalism and socialism, liberalism was not democratic enough. If even in Russia it was not the policy of the bourgeoisie which as yet had no existence there — it was still looked at askance as the policy of the educated gentry. In short, both national- ism and socialism were equally averse to liberalism proper. And, besides cardinal points of theoretical divergence, there was an additional practical reason, peculiar to Russia, which might explain why liberalism could not exist in an atmosphere where both national- ism and socialism of the old type throve and prospered side by side. With all its deficiencies and limitations, so "See p. i8i. THE LIBERAL IDEA 261 far as theory is concerned, liberalism always stood for a certain system of actual policy ; while both national- ism and socialism, as they appeared in the Russia of that time, were but abstract theories, easily satisfied with some prospect of future glory, toward which from the detestable present actuality no positive way was leading. This explains why the Russian government, which already had had enough political experience to recog- nize in liberalism a politically dangerous tendency de- cidedly contradictory to the very essence of autocracy, had not found much to be feared in the nationalistic dreams and socialistic experiments of the Utopian school. Nay, there was even a moment — a very short one, indeed — when the Hegelian nationalists and the admirers of Fourier could flatter themselves with the hope of receiving direct help from the Russian govern- ment for the prosecution of their aims, exactly for the reason that they were equally opposed to "politics." Much additional political experience was needed, how- ever, to convince Russian socialism of the necessity of reconciling itself with the anti-autocratic tendencies of liberalism; and a still longer stage of political educa- tion would appear to be needed by the Russian govern- ment before it will decide to make one with political reformers. This experience and this education might have been given by nothing short of an actual political struggle. But for any actual struggle the atmosphere of Nicholas's reign was too close and stifling, while the educated class was as yet too fresh in making politics, and too much given instead to a kind of abstract politi- cal philosophy; and, beside the gentry, there were 262 RUSSIA AND ITS CRISIS under the rule of serfdom no other social elements to take part in political action. Thus it was that, every form of political life being absolutely lacking, the few Russian "intellectuals" of the time reveled in absolute doctrines, and came short of any scheme for immediate practical action in "politics." And so, with very few exceptions, the reign of Nicholas makes a blank sheet and means an interrup- tion in the history of Russian liberalism. Moreover, it fostered a disposition of mind toward liberalism which could only be prejudicial to its future. This fact explains a great deal in the subsequent political history of Russia. First, there must be taken into consideration, in order to explain what may seem a contradiction of this statement, the ascendency of liberalism in the brilliant era of "great reforms" of Alexander II. — an era which closely followed the end of the reign of Nicholas I, One may ask : How could liberalism have been weakened during the reign of Nicholas, if immediately at its close it was able to produce such an outburst of public criticism and indignation against this very reign ? How could the progressive movement have been lack- ing in a positive program, when such a program was unanimously proposed to the government by Russian public opinion ? It is impossible to answer these ques- tions without discriminating between two different currents of political opinion, in order the more accu- rately to determine the place of each in inspiring reforms, in carrying out these reforms, and in modify- ing original schemes of reform in their very realization. To be sure, the great reforms of the new Tsar, THE LIBERAL IDEA 26^ Alexander II., were not a l)it nationalistic, and they did not look very radical; they were essentially liberal. Even the great measure of the emancipation of serfs, so much suspected of nationalism and radicalism by con- temporary liberals, was carried out on principles judged by both nationalists and radicals as too individualistic and liberal — too much infected with the laissez-faire doctrine. Then there was the momentous introduction of local self-government, where liberalism was to find its chief stronghold, although, owing to its very limite