GIFT OF MICHAEL REESE Digitized by the Internet Archive in 2007 with funding from IVIicrosoft Corporation http://www.archive.org/details/essayongovernmenOOIewirich ( AN ESSAY GOVERNMENT OF DEPENDENCIES. or UNIVERSITY AN ESSAY GOVERNMENT OF DEPENDENCIES. BY GEORGE CORNEWALL LEWIS, Esq. LONDON: JOHN MURRAY, ALBEMARLE STREET. MDCCCXLI. (8f^ " Toute esp^ce de lumiere ne vient a nous qu'avec le terns ; plus sa progression est lente, . plus I'objet entraine par le mouvement rapide qui eloigne ou rapproche tous les etres est deja loin du lieu ou nous le voyons. Avant que nous ayions appris que les choses sontdans une situation determinee, elles ont deja chang6 plusieurs fois. Ainsi nous appercevons toujours les evenemens trop tard, et la politique a toujours besoin de prevoir, pour ainsi dire, le pre- sent." — Turcot, CEuvres, torn, ii., p. 343. zx'^'^7 London : Printed by W. Clowes and Sons, Stamford-street PREFACE. The subjects comprised within the science of politics may be conveniently distributed under the three following main divisions : 1. The nature and form of a sovereign govern- ment, and its relations with the persons directly subject to it. 2. The relations between the sovereign govern- ments of independent communities ; (viz., interna- tional law or morality). 3. The relations of a dominant and a dependent community; or, in other words, the relation of supremacy and dependence. The first of these three subjects comprehends the nature, origin,, anxl form of a sovereign government, and its relations with its immediate subjects consti- tuting a single political community. The various departments of this extensive subject have been treated by a long series of writers, ancient and modern, beginning with Plato and Aristotle, and reaching to the present time. The second subject, comprehending the relations between the sovereign governments of independent states, has been treated by a numerous class of modern writers, from Grotius downwards. The third subject is the relation of supremacy VI PREFACE. and dependence : in other words, the relations be- tween two political communities, of which one is dominant and the other dependent ; both being governed by a common supreme government, the one directly and the other indirectly ; and the latter being governed directly by a subordinate govern- ment. The third, although it coincides in some respects with the other two subjects, is nevertheless essen- tially distinguished from both of them. With the first, it comprehends a supreme government, but considers it only in its relations with a community which it rules indirectly, and not in its relations with its immediate subjects. With the second, it considers the relations of separate communities, but differs from it, in not considering the relations of independent communities. The third subject has not hitherto, as far as I am aware, been professedly examined in a separate in- vestigation. Whenever the subject has been con- sidered by political writers, it has been considered only incidentally, and in combination with colo- nization, foreign trade, and other questions belonging to the province of economical science. This inci- dental consideration of the subject, in combination with other matters having no essential affinity with it, has naturally thrown over it a general indistinct- ness and obscurity. Thus, for example, the idea of a dependency is by many writers confounded with that of a colony ; a confusion which renders it nearly impossible that a clear and precise concep- PREFACE. Vll tion of the political relation in question should be formed. The following essay is intended to explain the third of the three subjects above adverted to, viz., the nature of the political relation of supremacy and dependence, and to develope some of the principal consequences which that relation in- volves. For the purpose of elucidating fully the ideas included in the notion of a subordinate government (upon which the definition of a dependency adopted in the ensuing pages is founded), I have prefixed to the essay an inquiry, in which I have attempted to explain the distinction between supreme and subordinate powers of government, together with some other questions related to it. This preliminary inquiry is detached from the essay, and the latter may be read without it. The essay itself falls into two parts. One part considers the ideas which the relation of supremacy and dependence necessarily implies, and without which it cannot be conceived to exist. The other part considers the advantages and disadvantages arising to the two related communities from their connexion with each other. The expediency or in- expediency of this connexion to each of the two communities is determined by facts which vary infinitely, and which cannot be comprehended in any general expression. Nevertheless there are certain leading facts which, though not universal, reappear with such steadiness and uniformity in Vlll PREFACE. different dependencies, that they serve to throw much light on the expediency of this relation to the related communities ; and general inferences can be drawn from them, which will materially assist in determining how far the relation is expedient in any individual case. Whatever advantages may belong severally to monarchical, aristocratical, or democratical institu- tions, it cannot be overlooked that the chief nations of Europe and America now keep nearly abreast in the march of civilization, notwithstanding the diversity in the forms of their supreme govern- ments. Moreover, it can scarcely be denied that the ulterior progress of these nations mainly de- pends upon the nature of the opinions prevailing among the bulk of the people; that where the public opinion is unenlightened, no political forms can be an effectual security against unwise and mis- chievous exercises of the powers of government; and that where the public opinion is enlightened, political forms lose a large portion of their meaning and importance. One of the main obstacles to the formation of an enlightened public opinion, by a calm examination of important social facts and principles, as well as to the creation of habits of order, industry, and forethought, to the accumulation and diffusion of wealth, and to the gradual development of a healthier state of society, is produced by the occur- rence of wars between civilized nations. Wars of PREFACE. ix this sort destroy wealth, divert labour from useful objects, disturb commerce and credit, arrest the progress of internal improvements, shake the con- fidence of men in one another and in their j^overn- ment, and paralyse the energy of the wise and good by making them despair of the cause of human advancement. The only effectual security against the occurrence of such wars is to be found in an improved inter- national morality, and a more faithful observance of its maxims. But though such wars are mainly to be prevented by an improvement in the relations of independent communities, they are also in some measure to be prevented by an improvement in the relations of dominant and dependent communities. If, therefore, the following essay should assist in explaining the nature of the relation between a dominant and a dependent community, in showing the extent of the advantages which the former community can derive from its supremacy, and in indicating the sources of the disputes likely to arise between them, it would tend to diminish the chances of the greatest calamity to which the civilized world is now exposed. It might likewise contribute to the same end, by exhibiting the nature and extent of the political evils which are inherent in the condition of a dependency. If the inhabitants of dependencies were conscious that many of the inconveniences of their lot are not imputable to the neglect, or ignorance, or selfishness of their rulers, but are the necessary con- h X PREFACE. sequences of the form of their government, they would be inclined to submit patiently to inevitable ills, which a vain resistance to the authority of the dominant country cannot fail to aggravate. London, May, 1841. CONTENTS. Page Inquiry into the Powers of a Sovereign Government ... 1 An Essay on the Government op Dependencies. CHAPTER I. Definition of a Dependency and of a Subordinate Government 70 CHAPTER 11. Examples of Dependencies 96 § 1.— Dependencies of the Oriental Monarchies and of the Ancient Republics ib. § 2. — Dependencies of the European States in modern times . 135 CHAPTER III. On the modes in which a Dependency may be acquired . . 167 CHAPTER IV. Reasons for governing a Territory as a Dependency . , . 180 -^ CHAPTER V. Separateness of a Dependency, as arising from the peculiarities of its legal system 189 CHAPTER VI. Advantages derived by the Dominant Country from its su- premacy over a Dependency 211 Xll CONTENTS. CHAPTER VII. Page Advantages derived by a Dependency from its dependence on the Dominant Country 241 CHAPTER VIII. Disadvantages arising to the Dominant Country from its su- premacy over a Dependency 247 CHAPTER IX. Disadvantages arising to a Dependency from its dependence on the Dominant Country 252 CHAPTER X. The respective inconveniences of the various forms which can be given to the immediate government of a Dependency. 287 CHAPTER XI. How a Dependency may cease to exist as such, or may lose its distinctive character 325 Notes 343 UNIVERSITY^ INQUIRY POWEES OF A SOVEREIGN GOVERNMENT. Since a dependency is a territory placed under a Subject subordinate government, the subject of the following Essay renders it necessary for me to investigate the nature of a subordinate government. In order to understand the nature of a subordinate government, it is necessary to understand the dis- tinction between supreme and subordinate powers of government, and the nature of the delegation by which the latter powers are created. This distinction is closely connected with the distinction between the legislative and executive powers of government ; and, indeed, has been considered by some writers as nearly identical with it.* Since these questions have not been examined with sufficient fulness for my present purpose, I propose, before entering upon the subject of the following Essay, to inquire into the nature of the powers of a sovereign government, * See Note (A) at the end of the volume. B Z PRELIMINARY INQUIRY. and the manner in which those powers may be delegated. Extent of The first question to be considered is, what is the the powers ^ of a sove- extent of the powers of a sovereign government ? vernmeut. It may bc Said generally that a sovereign govern- ment can do all that can be done by the united power of the community which it governs; or, more strictly, that it can do all that can be done by so much of the power of the community as it can practically command. The power of a sovereign government has not a less extent than that which has been just stated. It can seize persons, imprison, put to death, levy war, carry on trade, build, make roads, maintain schools, coin money ; and, in short, do any other of the innumerable acts which may be done by a so- ciety of men who are not impeded or compelled by superior force. It is an error to suppose that a sovereign govern- ment is subject to any other than moral restraints, and that it does not possess an absolute and despotic power.* All attempts to limit legally the power * See, for example, Locke on Civil Government, Part II. § 171 — 2. Hobbes, however, in his Leviathan, had already decided the ques- tion by the following lucid explanations. "A fourth opinion re- pugnant to the nature of a commonwealth is this, that he that hath the sovereign power is subject to the civil laws. It is true tliat sovereigns are all subject to the laws of nature, because such laws be divine, and cannot by any man be abrogated. But to those laws wbich the sovereign himself, that is, which the commonwealth maketh, he is not subject. For to be subject to laws, is to be sub- ject to the commonwealth, that is, to the sovereign representative, that is, to himself; which is not subiection, but freedom from the PRELIMINARY INQUIRY. 3 of a sovereign government by positive laws, pro- mises, compacts, and constitutional checks or ba- lances, are nugatory. It is likewise absurd to deny to a sovereign government the power, or, as it is commonly called, the right of doing certain acts, such as inflicting death or bodily pain, of taking property, &c. When the right of a sovereign govern- ment to do any act is denied, nothing more is meant than that the government ought not, in the speaker's or writer's opinion, to do the act. This expression is, therefore, merely a concise formula for assuming the question at issue. The opinion just adverted to is merely a variety of the ancient notion that the laws of a bad and oppressive government have no binding force, and, therefore, are not laws. A con- versation on this subject, said to have taken place between Pericles and the young Alcibiades, is re- ported in Xenophon's Memoirs of Socrates. Pericles at first answers the inquiries of Alcibiades correctly, by saying that every decree of the sovereign person laws. Which error, because it setteth the laws above the sovereign, setteth also a judge above him, and a power to punish him ; which is to make a new sovereign ; and again for the same reason a third, to punish the second ; and so continually without end, to the con- fusion, and dissolution of the commonwealth." — (Part II. ch. 29.) ** The sovereign of a commonwealth, be it an assembly, or one man, is not subject to the civil laws. For having power to make and re- peal laws, he may, when he pleaseth, free himself from that subjec- tion, by repealing those laws that trouble him, and of making of new ; and consequently he was free before. For he is free, that can be free when he will : nor is it possible for any person to be bound to himself ; because he that can bind, can release ; and therefore he that is bound to himself only, is not bound." — (Part 11. ch. 26.) Compare also some good remarks of Blackstone on this subject, Commentaries, vol. i. p. 101 — 2. B 2 4 PRELIMINARY INQUIRY. or body in a state is law ; but he afterwards (in- correctly) retracts this opinion, and says that the legislative acts of a tyrant, the legislative acts of an oligarchy to which the bulk of the people do not consent, and the legislative acts of a democracy to which the rich do not consent, are not laws.* On the other hand, the power of a sovereign government has not a greater extent than that which has been stated. For example, it cannot suddenly augment the quantity of food in a country, except by importation from abroad, and, consequently, it cannot change scarcity into plenty, if the foreign supplies should be scanty and dear. The power of a sovereign government is further limited to that portion of the force of the commu- nity which it is able practically to command. The question whether it is physically possible for a law to be executed, is different from the question whether a law is likely to be executed. Thus it would be physically impossible to execute a law for changing the course of the seasons, or the height of the tides. On the other hand, there are many laws which might be carried into effect with the universal con- sent of the community, but which a sovereign go- vernment, from the unwillingness of a large portion of the community to submit to them, would be * Xen. Mem. Socrat. i. 2. $ 41—6. Compare Le Mercier de la Riviere, Ordre Naturel et Essentiel des Societes politiques, ch. 15. (torn. i. p. 186) : " Le poiivoir legislatif n'est an fond que le pouvoir d'instituer de bonnes loix positives." OV' THE PRELIMINARY INQUIRmTJ V J Y ^ B*S ^ * ^ unable to enforce. Such are, for e5^5S^^Ffi^^i>^ severe penal laws, vexatious revenue laws, usury laws, laws prohibiting the export of coin, laws regu- lating prices and wages.* It is also to be observed, that there are acts pos- sible to some sovereign governments which are not possible to others. Since the power of a sovereign government is limited to the united forces of the persons forming the community which it governs, it is natural that many things should be within the power of the government of a large and rich nation which are not within the power of the government of a small and poor nation. Again, the progress of civilization increases the power of governments, as well as of persons, or bodies of persons, in a private capacity. Thus many a small and feeble state could now produce results which would have surpassed the powers of the most mighty nations of anti- quity. Blackstone, in describing the powers of the Bri- tish Parliament (which is the sovereign government of the British Empire), says, that " it can do every * " Dans Tordre politique, c'est toujours la partie la plus foible qui gouverne la~partie la plus forte ; et la force de celui qui com- mande, ne consiste reellement que dans les forces reunies de ceux qui lui obeissent." Le Mercier de la Riviere, ubi sup. ch. 6. (torn, i. p. 69.) " La. force commune ou sociale, qu'on nomme force pub- lique, ne se forme que par une reunion de plusieurs forces physiques ce qui suppose toujours et necessairement une reunion de volontes, qui ne pent avoir lieu qu'apres la reunion des opinions, quelles qu'elles soient. Ce seroit done renverser I'ordre, et prendre I'efFet pour la cause, q\ie de vouloir donner a la force publique, Ic pouvoir de dominer les opinions, tandis que c'est de la reunion des opinions qu'ellc tient son existence et son pouvoir." lb. c. 8. (torn. i. p. 94.) b PRELIMINARY INQUIRY. thing that is not naturally impossible ; and, there- fore, some have not scrupled to call its power, by a figure rather too bold, the omnipotence of parlia- ment."^ The phrase " omnipotence of parliament " (as Mr. Christian has remarked on the passage in Blackstone) " signifies nothing more than the su- preme power of the sovereign state, or a power of action uncontrolled by any superior." The remarks which we have made above, likewise, indicate the limitations with which the statement must be taken, that parliament can do every thing which is not naturally impossible. which th "^^^ ^^^^ question to be considered is, how may powers of a the Dowcrs Dosscsscd bv a sovereign Q'overnment be sovereign *■ ^ '' o o government CXerciscd. may be ex- ercised. Tlic inodcs by which a sovereign government may exercise its powers can be conveniently re- duced to the four following heads : — First; it may exercise its powers in the way of legislation. Se- condly ; it may exercise its powers by special com- mands or acts intended to carry into effect a pre- existing law. Thirdly; it may exercise its powers by special commands or acts not intended to carry into effect a pre-existing law. Fourthly; it may exercise its powers by inquiring into some fact or facts, for the purpose of guiding its conduct in some measure or proceeding falling under one of the three heads just enumerated. These four powers may be re- * Commentaries, vol. i. p. 161. PRELIMINARY INQUIRY. 7 spectively styled the legislative, executive, arbitrary, and inquisitorial powers of a sovereign government. We will now proceed to consider the nature of each of these powers. First. A sovereio^n e-overnment mav issue a ^e- Mature ^f , JO the powers neral command ; that is, make a law, properly so of ^ sove. called ; or it may declare a general intention of vemment. . . « . . !• Legisla- doing certain acts, or oi pursuing a certain course of tive power conduct ; which declaration is also commonly called a law. For example, it may issue a general com- mand to its subjects not to kill, or take the property of others, excepting under certain circumstances; or 's- it may declare a general intention of performing certain services for the public, such as the convey- ance of passengers, goods, and letters, and the main- tenance of roads, bridges, lighthouses, harbours, hospitals, schools ; or of supplying the public with certain commodities, such as tobacco, gunpowder, or salt. A sovereign government may issue a general command, either independently of any other general ^ f . command, or for the purpose of carrying into effect '^\ another general command which it had previously - issued ; that is to say, a law may be made either for its own sake, or for the purpose of carrying another law into effect. Laws made for the purpose of carrying other laws into effect are often made by subordinate legisla- tures, as will be shown presently. Secondly. A sovereign government may issue a Hve^power special command, or it lyay do an act directly rdg^'go!' vemment. 8 PRELIMINARY INQUIRY. affecting some person or persons, and not involving a general command. If the special command or act be founded on, and be in pursuance of, a general command previously issued, or a general declaration of intention pre- viously made, by such government, the command or act is styled executive. Thus, if a sovereign government has issued a general command, or law, prohibiting its subjects from killing or taking the property of others, except under certain circumstances, and denouncing a cer- tain punishment for the contravention of such law ; then, if some person should contravene any of its provisions, the government proceeds to issue certain special commands, or to do certain acts, for the purpose of inflicting upon him the punishment in which the sanction of the law consists. When a crime has been committed, the steps which the go- vernment takes for detecting, apprehending, detain- ing, trying, convicting, sentencing, and punishing the supposed offender by means of policemen, public prosecutors, judges, and jailers, or other ministers of criminal justice, consist in a series of special commands or acts in execution of existing laws. In like manner, when a sovereign government has declared a general intention of pursuing a certain course of conduct, it proceeds to issue the special commands, or to do the acts, which may be necessary or expedient for accomplishing its purpose. For example, if a government has declared its intention of making war against another independent state. PRELIMINARY INQUIRY. 9 of carrying passengers, goods, or letters, of trading in a certain commodity, of issuing money, or of re- lieving all destitute persons found in its dominions, it employs persons, makes purchases of goods, and enters into the other specific arrangements which are requisite in order to enable it to carry these several intentions into effect. In every case in which a sovereign government issues a general command or law, or makes a ge- neral declaration of intention, it supposes that such general command or declaration will be carried into execution by special commands or acts. No general command or law of a sovereign government would be obeyed, unless the persons subject to it thought that the government was prepared, in case any person should disobey it, to inflict upon him the pain in which its sanction consists, and unless they saw its sanction actually inflicted upon the persons who disobey it. Again, in every case in which a sovereign government makes a general declaration of intention, such declaration would be nugatory, unless the government adopted the means requisite for carrying its intention into eflect. Consequently, an act of legislation by a sovereign government implies the necessity of future executive acts ; and every executive act pre-supposes a prior legislative act which is carried into execution. Unless a so- vereign government were prepared to carry its general commands or laws, and its general declara- tions of intention, into eflect, by means of special commands or acts, its general commands or declara- 10 PRELIMINARY INQUIRY. tions would be nugatory. Its general commands would lose their imperative character, and would become mere recommendations or rules of positive morality, having for their sanction as much of the public opinion as the government could enlist on its side. Its general declarations of intention would become mere voluntary promises, or pollicitations, Avhich it would take no steps to perform. On the other hand, an executive act implies the ex- istence of a prior general command or general de- claration of intention; in other words, of a prior legislative act, which is to be carried into execution. It follows, therefore, that the legislative and execu- tive acts of a sovereign government mutually imply each other. The reasons which render it expedient for a sove- reign government to issue general commands, or laws, will be stated lower down. The executive officers of a sovereign government issue special commands in order to avoid the necessity of acting mthout a previous command ; that is, the necessity of apply- ing force. For example, a tax-gatherer orders a man to pay a certain sum which he owes to the government as a tax ; a policeman orders a suspected criminal to walk to gaol ; in both these cases a special command is first issued in order to avoid the necessity of compelling the payment or impri- sonment by force. In like manner, a sovereign government may perform certain acts, not involving the use of force, in order to avoid the necessity of using force. For example, a government desirous PRELIMINARY INQUIRY. 11 of obtaining men or supplies for an army or navy, may pay a bounty to recruits, or may purchase supplies at the market price, instead of levying men by impressment, or seizing and taking goods by force. Executive commands or acts may, in general, be Executive r» • 7 • • 7 1 7 ♦ • powers di- divided into the two classes oi judicial and adminis- videdinto judicial tratwe, and admi- A judicial proceeding is a declaration by a com- powers. petent authority, after preliminary complaint and inquiry, that a person has or has not brought him- self within the terms of a certain penal enactment, or that he has or has not a certain legal right or obhgation which another disputes with him. An administrative proceeding is for the purpose of carrying a law into effect, where there is no question about the legal culpability, or dispute • about a legal right or obligation of a person. The distribution of titles or rewards, the collection of the taxes, the purchase of articles for the army or navy, the legal relief of a destitute person, the conveyance and delivery of letters through the public post- office, the apprehension and prosecution of a person accused of a crime, the execution or imprisonment of a convict, the making and issuing of money, the maintenance of places of education, the keeping of a public registry of lands, deeds and wills, births, deaths, and marriages, are instances of administra- tive acts. In an administrative proceeding the government functionary acts or may act spontaneously; in a 12 PRELIMINARY INQUIRY. judicial proceeding he does not act until he is set in motion by an accusation or plaint addressed to him. Thus the power of a visitor of a college in an Eng- lish university, or of a charitable foundation, which may be exercised at his own pleasure, and without any complaint being preferred to him, is to this ex- tent administrative and not judicial. Moreover, in order to found a judicial proceeding, it is necessary, not only that an accusation or plaint should be addressed to the judge, but also that the party who is accused or complained of should have an opportunity of defending himself against such accusation or plaint ; whereas, an administrative proceeding may take place without the necessity of allowing any such opportunity of explanation to the persons whom it may affect. The only case in which a judicial proceeding is dispensed from these preliminary conditions is where an offence is committed in the presence and within the sight of a judge. ^ Under these circum- stances, the usual requisites of an accusation and an opportunity of defence are sometimes dispensed with, and the judge acts at once with an admi- nistrative authority. If no crimes were committed, and if there were no disputes about rights and obligations, there would be no need of judicial acts ; the functions of the judge would never be called into action. But the machine of civil government would stop, if the administrative functionaries did not act ; if, for ex- * Sec Blackstone's Commentaries, vol. iv. p. 286. PRELIMINARY INQUIRY. 13 ample, the taxes were not collected. It is, therefore, necessary that an administrative functionary should be able to initiate his interferences, and not have to wait, like the judicial functionary, until he should be set in motion by one of the public. Hence, the term administrative may be properly confined, in accordance with the ordinary usage, to executive acts not judicial. In judicature proper, there is no administration, no management, as there is in finance, public works, government lands, relief of the poor, keeping of schools, carriage of letters, military and naval organization. A judge hears and determines, and orders his decision to be carried into effect. He executes the law, but administers nothing;.* * The meaning of the terms executive and administrative, which is adopted in the text, appears to be that most consistent with the etymology of the words, and with existing usage. Executive is properly a generic word, including all the different modes of giving effect to a law. To execute a law is to follow out a general rule into its special consequences. The term executive is used in a generic sense by Locke, Montesquieu, and others. So, in the English law, an executor is " he to whom another man com- mits by will the execution of his last will and testament." — Black- stone Com. vol. ii. p. 503, which is not the execution of a judicial sentence. On the other hand, administration seems to imply active manage- ment, or stewardship ; like the German verwaltung ; which is in- consistent with the passive character of a judicial functionary, who does not act until he is set in motion from without. Accordingly, in the English law, an administrator is the distributor of the goods of an intestate under the ordinary. The limited meaning assigned in the text to the term administrative, agrees with its use in France, and the other continental states. See Degerando, Institutes de Droit administratif Fran9ais, tom. i. p. 17, 18. But, as might have been anticipated, there has been much incon- sistency in the use of these two terms, 1. The term executive is sometimes used in a specific sense, and is opposed to judicial, instead of comprehending it. As so used. 14 PRELIMINARY INQUIRY. It should, however, be observed that fLmction-^ aries, whose business is principally judicial, some- times perform administrative acts, and that func- tionaries, whose business is principally administrative, sometimes perform judicial acts. Thus the admi- nistration of the property of minors, lunatics, bankrupts, and intestates, and the appointment of new trustees, though performed in England hj various courts, are not judicial functions. Indeed, all acts of voluntary, as opposed to contentious, jurisdiction are properly administrative. On the other hand, judicial decisions are sometimes made meaning nearly agrees with that of administrative^ as defined in the text. In the Enghsh law, the terms " execution of a judgment," and " capital execution,'* appear to be used in this limited acceptation. Ducange in executor says ; " In libris jurisconsultorum, dicun- tur executores qui judicum mandata et decreta exequuntur." In the constitution of the United States, the executive power is dis- tinguished from the legislative power on the one hand, and from the judicial power on the other : see Art. 1, 2, 3. The word ' voll- ziehend' is used with this meaning by Hugo : " Der Kaiser hat (he says) bald allein, bald mit dem Senate, die gesetzgebende, die vollziehende, und die richterliche Gewalt, auch in Bestrafung der Verbrechen." Geschichte des Romischen Rechts, vol. i. p. 952. 2. The term administrative is sometimes used in a generic sense, and includes judicial, instead of being opposed to it. Thus wc speak of the " administration of justice," and generally of the " ad- ministration of a government." For example, in the well known verses of Pope ; " For forms of government, let fools contest ; Whate'er is best administered is best." So the heads of the executive government are often called " the ad- ministration," and " ministers of state ;" but " ministers of state" usually fill administrative offices, according to the definition given in the text. The same remark likewise applies to the term *' ministers of religion." It may be added that, in the English law, a "ministerial act" signifies an act which a public officer is bound to perform, and as to the performance of which he has no discretion. PRELIMINARY INQUIR^^ ^ ^ ^' E i|S J T y1 by public officers, whose ordinary ^m^iEi^'3^^;^ administrative ; for example, the decisions imposing fines and forfeitures made by the revenue boards of this country. Some remarks will be made lower down on the exercise of legislative and executive powers by the same functionary. It may be here observed, that the confusion which prevails concerning the supposed difference between a limited monarchy and a republic, is in some measure connected with the distinction between legislative and executive powers. It seems to be thought that if a king is a merely executive officer, the government is republican ; but that if a king has a share in the legislative sovereignty, the government is monarchical.* This notion is in truth erroneous ; since a king who has only a share in the legislative sovereignty is properly not more a monarch than a king who has no such share ; but it is founded on a perception of the fact, that the legislative are more important than the executive functions of government. Thirdly. A sovereign government may issue a 3. Arbitrary powers of a * The following remarks are made by M. Thiers, on the discus- sovereign sions respecting the power of the king in the constitution proposed ment"* for France at the beginning of the Revolution of 1789 : " La monarchic reelle, telle qu'elle existe meme dans les etats re- putes libres, est la domination d'un seul, a laquelle on met des bornes au moyen du concours national. La volonte du prince y fait reellement presque tout, et celle de la nation est reduite a empecher le ma], soit en disputant sur I'impot, soit en concourant pour un tiers a la loi. Mais des Tinstant que la nation^ pent ordonner tout ce qu'elle veut, sans que le roi puisse s'y opposer par le veto, le roi n'est plus qu'un magistrat. C'est alors la republique avec un seul consul aulieu de plusieurs." Hist, de la Rev. Fran9aise, torn. i. p. 153, ed. 4. Compare Penny Cyclopaedia in Monarcihy. 16 PRELIMINARY INQUIRY. special command, or do an act, not founded on, or in pursuance of, a general command previously issued, or a general declaration of intention pre- viously made, by such government. Such a special command or act may be styled arbitrary, inasmuch as it proceeds from the arUtrium of the sovereign person or body.* * When a person voluntarily regulates his conduct according to a rule or maxim which he has previously announced his intention of conforming to, he is thought to deprive himself of arbitrium, free will, discretion, or willkuhr, in the individual act. Hence when a government acts in an individual case, not in conformity with a pre-existing law or rule of conduct, laid down by itself, its act is said to be arbitrary Agreeably with the notion that a voluntary submission to a general maxim is equivalent to external compulsion, it is thought that a sovereign government is subject to positive laws : see above, p. 2, and below, p. 32. In the Roman law, an actio arbitraria was an action depending on the arbitrium of the judge, " Praeterea quasdam actiones arbi- trarias, id est, ex arbitrio judicis pendentes, appellamus ; in quibus, nisi arbitrio judicis is, cum quo agitur, actori satisfaciat (veluti rem restituat vel exhibeat vel solvat, vel ex noxali causa servum dedat) condemnare debeat."— Inst. IV. 6. $ 31. The term arbitrary is often used improperly, as synonymous with despotic ; because despotic governments have been characterized by arbitrary acts properly so called (see below, p. 28.) It is thus twice used in two consecutive pages by Adam Smith. ** The law, so far as it gives some weak protection to the slave against the violence of his master, is likely to be better executed in a colony where the government is in a great measure arbitrary, than in one where it is altogether /ree." (Wealth of Nations, b. 4. c. 7. vol. ii. p. 395.) " That the condition of a slave is better under an arbitrary than a/ree government is, I believe, supported by the history of all ages and nations." — (Ibid. p. 396.) In these two sentences, arbitrary is opposed io free, in the sense of despotic as opposed to popular. Bat in the same passage, he says : " In a country where the government is in a great measure arbitrary, where it is usual for the magistrate to intermeddle even in the management of the private property of individuals, and to send them perhaps a lettre de cachet, if they do not manage it ac- cording to his liking, it is much easier, &c." Here arbitrary is used in its proper sense. PRELIMINARY INQUIRY. 17 For example, a command issued by a sovereign government, prohibiting the future exportation of all corn, or all implements of war, would be general, and, therefore, a law. But a command issued by a sovereign government, prohibiting the exportation of all corn, or all implements of war, then shipped and in port, would be special and arbitrary, and therefore, not a law.* Again, a special command or act inflicting a punishment upon a single person, or subjecting him to some legal disqualification, would, if it were in pursuance of an existing law, be executive, but, if it were not in pursuance of an existing law, it would be arbitrary. Arbitrary commands, when issued by the sovereign body of a republic in a legislative form, were known to the Greeks by the name of psephisrnata.lf The use of psephismata was frequent in several of the Greek democracies in the age following the Pelo- Locke, in his Essay on Civil Government, calls arbitrary power by the name prerogative. "Tlie power (he says) to act according to discretion for the public good, without the prescription of the law, and sometimes even against it, is that which is called prerogative." — (Part II. § IGO.) Again : " Prerogative can be nothing but the people's permitting their rulers to do several things, of their own free choice, where the law was silent, and sometimes too against the direct letter of the law, for the public good ; and their acquiescing in it when so done." ~(Ib. § 1(54.) And further on, he adds: " Prerogative is nothing but the power of doing public good without a rule."— (lb. $ 1C5.) Prcsrogativa, in the Roman law, appears to have signified any legal advantage or privilege. (Dirksen, Manuale Lat. font. J.C. R. in V.) In the English law, the term is only applied to the powers which can be legally exercised by the crown ; as, e.g. the power of choosing the ministers of state, or of declaring peace and war. * See Blackstone, Comm. vol. i. p. 44. t See Schoemann de Comitiis Atheniensium, cap. 7. Hermann's Greek Antiquities, ^ 67, note 8. C 18 PRELIMINARY INQUIRY. ponnesian war, and the administration of a govern- ment by means of them was considered characteristic of a democracy. In Athens, the frequent recourse to arbitrary psephismata was partly owing to the restraints imposed by the forms of the constitution upon new legislation ; restraints which were in- tended to check the popular tendency to innovation, and to assist the aristocratic party or class in main- taining the existing laws unchanged.^ The arbitrary commands of the sovereign government in a mo- narchy or aristocracy appear to have had no peculiar name in Greece ;t although they were, doubtless, at least as proportionally frequent as the arbitrary commands of the sovereign assembly in a democracy. Among the Romans, an arbitrary command issued by the sovereign government in a legislative form was styled a privilegiicm.^ The name privi- * Schoemann, ibid. p. 159. 250,— Compare Aristot. Rhet. I. 1. « fAt¥ rod vojjjohrov x^ltrti el) xura fAi^oi olVi ?r£^i tuv TK^oy-Tav, akka Ti^i fJuiXXovrav Tt xa.) xa6okov i^^ tocratical, or democratical, may be conducted arbi- bitrlrfr"^ trarily, and not in accordance with general rules. There is not, and cannot be, anything in the form of any government, which will afford its subjects a legal security against an improper arbitrary exercise of the sovereign power. This security is to be found only in the influence of public opinion , and the other moral restraints which create the main differences in the goodness of supreme governments. The distinction between a government administered according to law, and a government not administered according to law, was familiar to the ancient politi- cians, and is pointed out by them in respect to each of the three forms of government. Aristotle re- spectively divides aristocracies and democracies into two classes according to the principle just stated ; and his description of a democracy not ad- ministered according to law is so explicit that I am tempted to transcribe it here. p" " One species of democracy" (he says) " is where the public ofliices are open to every citizen, and the law is supreme. Another species of democracy is where the public offices are open to every citizen, but where the people and not the law is supreme. The latter state of things occurs when the govern- ment is administered by psephismata, and not according to laws, and it is produced by the in- sary for me to say, that the equity of English jurisprudence bears no resemblance to the sorts of equity which have been explained above. PRELIMINARY INQUIRY. 25 fluence of the demagogues. In democracies admi- nistered according to law there is no demagogue ; the most distinguished of the citizens presiding in the assembly ; but where the laws are not supreme, demagogues arise. For the people become as it were a compound monarch, each individual being only invested with power as a member of the sove- reign body ; and a people of this sort, as if they were a monarch, seek to exercise monarchical power in order that they may not be governed by the law, and they assume the character of a despot ; where- fore flatterers are in honour with them. A democracy of this sort is analogous to a tyranny (or despotism) among monarchies. Thus the character of the government is the same in both, and both tyrannize over the superior classes, and psephismata are in the democracy what special ordinances are in the despotism.* Moreover, the demagogue in the de- mocracy corresponds to the flatterer (or courtier) of the despot ;t and each of these classes of persons is t The passage in the text seems to have suggested the following remarks of Hobbes respecting the comparative danger of arbitrary government in a monarchy and in a republic. *' In monarchy there is this inconvenience ; that any subject, by the power of one man, for the enriching of a favourite or flatterer, may be deprived of all he possesseth ; which I confess is a great and inevitable inconve- nience. But the same may as well happen, where the sovereign power is in an assembly : for their power is the same ; and they are as subject to evil counsel, and to be seduced by orators, as a monarch by flatterers ; and becoming one another's flatterers, serve one another's covetousness and ambition by turns. And whereas the favourites of monarchs are few, and they have none else to ad- vance but their own kindred ; the favourites of an assembly are many, and the kindred much more numerous, than of any monarch. Besides, there is no favourite of a monarch which cannot as well 26 PRELIMINARY INQUIRY. the most powerful under their respective govern- ments. It is to be remarked that the demagogues are, by referring everything to the people, the cause of the government being administered by psephis- mata, and not according to laws, since their power is increased by an increase of the power of the people, whose opinions they command. The dema- gogues likewise attack the magistrates, and say that the people ought to decide, and since the people willingly accept the decision, the power of all the magistrates is destroyed. Accordingly, it seems to have been justly said that a democracy of this sort is not entitled to the name of a constitution, for where the laws are not supreme, there is no consti- tution. In order that there should be a constitution, it is necessary that the government should be admi- nistered according to the laws, and that the magis- trates and constituted authorities should decide in the individual cases respecting the application of them. So that if democracy is a constitution, it is evident that this state of things, in which the entire government is administered by psephismata, is not properly a democracy, inasmuch as no psephisma can be general."^ In the preceding passage, Aristotle describes the succour his friends, as hurt his enemies : but orators, that is to say, favourites of sovereign assemblies, though they have great power to hurt, have little to save. For to accuse requires less eloquence, such is man's nature, than to excuse ; and condemnation, than ab- solution, more resembles justice." — Hobbes' Leviathan, Part 11. chap. xix. * Polit. iv. 4. See note (B.) at the end of the volume. PRELIMINARY INQUIRYJ^ ^ o>57 ^k 7 %iIFO-. tyranny of the Greeks, or despotism, as coWeBpoiM ing* to the democracy which is administered arbi- trarily; and in another place he distinguishes tyrannies, or despotisms, as being governed according to the mere arhitriwn of the prince, from kingly monarchies which are governed according to law.''^ Other ancient writers likewise speak of the difference between the government of a king and a tyrant (or despot) as consisting in this, that the former governs according to law, and the latter against the law.f Montesquieu's distinction between a monarchy and a despotism is founded upon a similar principle. " A monarch (he says) governs by fixed and established laws; a despot governs according to his will and caprices, without laws and rules."J And again, he says, "In despotic stateB there are no laws, the * Polit. iv. 10. t Xenophon Mem. Socr. iv. 6 § 12, states that Socrates thought that a ^afftXuot, is administered according to the laws of the state ; whereas a Tv^anU is administered, not according to the laws, but as the ruler wills. A similar distinction between the government of a king and of a tyrant is attributed to Aristippus, the founder of the Cyrenaic school of philosophy : 'Ap/Vr/T^rof o Kv^malos ipikoiro ra. f^ri vofjbov 'ixovra ^uiru roc rov vo/aov -rot^, eSroi vofiov fit) ix,ovrit ahroli ilff) v'ofjLo;, Rom. ii. 14. The same expression had been previ- ously used by Menander. AiKCuas &v Tks) rif r^otif XS^^*' ^^H-V- Sentent. sing. 135, p. 307. ed. Meineke. See above, p. 27. note f. Compare Inst. II. tit. 17, ad fin. " Secundum haec divi Severus et Antoninus rescripserunt : 'Licet enim (inquiunt) logibus soluti sumus, attamen legibus vivere volumus,' " And see Dig. 1. 32. 1. 1, fr. 23. X Eth. Nic. vii. c. 11. 34 PRELIMINARY INQUIRY. Confusion From the manner in which arbitrary or despotic 01 arbitrary •^ * govemment acts are sometimes opposed to leg^al power, * it must and despot- ^^ or' ^^' not be inferred that when an act of a sovereign government is not according to law, it is therefore illegal. No act of a sovereign government can be illegal, because it is itself the measure and standard of legality ; but, as I have already explained, a so- vereign government may do an act or issue a special command not founded on a pre-existing law. The error of denying the legality of the arbitrary acts of a sovereign government, or of saying that a govern- ment administered arbitrarily is not a govern- ment, and that a nation governed arbitrarily is not a nation,f is akin to the error, already men- * It had been proposed in the senate, that a power of disqualify- ing any person from the government of a province on account of bad conduct and character should be given to the emperor. Tibe- rius declined this proposal, saying, among other things, " minui jura, quoties gliscat potestas ; nee utendum imperio, ubi legibus agi posset ;" Tacit. Ann. III. 69. Again, Tacitus states that an election of praetor taking place in the senate, Germanicus and Drusus re- commended Haterius Agrippa, who was opposed on the ground that he had not the number of children which the law required of can- didates for that oflBice. " LsBtabatur Tiberius, cum inter filios ejus et leges senatus disceptaret : victa est sine dubio lex ; sed neque statim, et paucis sufFragiis; quomodo, etiam cum valerent, leges vincebantur." — Ann. II. 51. The senate, with the emperor, may be considered as sovereign at this period. t " En effet, a parler rigoureusement, un despote arbitraire com- mande, mais ne gouverne pas : par la raison que sa volonte arbi- traire est au-dessus des loix qu'ilinstitue arbitrairement, onne pent pas dire qu'il y ait des loix dans ses etats: or un gouvernement sans loix est une idee qui implique contradiction ; ce n'est plus un gouvernement. A la faveur d'une force empruntee ce despote com- mande done a des hommes que cette force opprime ; mais ceshommes ne sont point des sujeis, et ne ferment point ce qu'on peut ap- peler une nation, c'est-a-dire, un corps politique dont tons les mem- bres sont lies les uns aux autres par une chaine de droits et de de- PRELIMINARY INQUIRY. 35 tioned,* of affirming that bad laws have no binding force, and that a law must, in order to be a law, produce beneficial effects, or at least have a beneficial tendency. A similar confusion appears to prevail respecting the distinction between an absolute and a limited monarchy. It seems to be sometimes thought that the 'distinction between an absolute and a limited monarchy consists in this : that an absolute monarch governs arbitrarily, whereas a limited monarch go- verns according to laws. It is true that an absolute monarch (or a monarch properly so called) may, and indeed often does, govern arbitrarily ; and it is true that in a limited monarchy (or a republic of which a king is head), the king, having only a share of the sovereign power, cannot in general alter or de- part from the laws without the consent of the re- mainder of the sovereign body. But an absolute, or proper, monarchy might be governed according to the existing laws, as much as a so-called limited monarchy. The distinction between these two sorts of monarchies really consists in the number of per- sons in whom the sovereign power is vested. In an absolute or pure monarchy, one person possesses the entire sovereign power ; in a monarchy which is said to be limited, the sovereign power is divided between the king (who is called the monarch), and voirs reciproques qui tiennent I'Etat gouvernant et I'Etat gouvernd insdparablement unis pour leur int^rSt commun." Mercier de la Riviere, Ordre Nature! des Soci^t6s Politiques, ch. xxiii. (vol. i. p. 290). * Above, p. 3. d2 36 PRELIMINARY INQUIRY. other persons ; that is to say, a limited monarch is not properly a monarch. This confusion is thickened by the exemption from legal accountability which a king who pos- sesses only a share of the sovereign power, some- times enjoys in common with a king who possesses the entire sovereign power: A sovereign body is legally unaccountable for every act done by it in its corporate capacity. But every member of such sovereign body may be legally accountable to it for the acts done by him in his individual and separate capacity. Consequently, in a political community, of which the sovereign go- vernment is vested in a body of persons, it is possible that there should be no person who is unaccountable for acts not done by him as a member of such body. On the other hand, a person who possesses the entire sovereign power in a political community (or a monarch properly so called) must be legally un- accountable not only for the acts done by him in his capacity of sovereign or monarch, but also for all his other acts;* inasmuch as there is no person to whom he can be legally accountable. Now in the republican governments, which are called " limited monarchies," the king, although he cannot make a law binding on others, without the concurrence of the rest of the sovereign body, is usually, like a monarch proper, legally unaccount- able. Thus in England, the king is, like the Roman * Thus the Roman emperor was legibus solutus ; see above, p. 33, note t. PRELIMINARY INQUIRY. 37 emperor, legihus solutus; and is not amenable for his acts to any legal tribunal. Whereas, in the republican governments which are not called " li- mited monarchies," every member of the sovereign body is amenable for acts done by him in a private or domestic capacity. For example, the president of the United States is not less legally responsible for his acts done in a private capacity, than a mem- ber of the senate or the house of representatives. Of the constitutional contrivances for afFordins: Reparation ~ ofthelegis- a security ag:ainst arbitrary government, none has lativeand •^ ^ ./ o executive met with greater favour among; political speculators po^ere as a . . . . . security than the providing: that the legislative and executive against ar- . bitrary go- powers of a sovereign government shall be exercised vemment. by different persons. When a constitutional ar- rangement of this sort is supposed to exist, there is said to be a separation of the legislative and execu- tive powers of government; and when it is seen that no such arrangement exists, there is said to be a confusion or mixture of these powers.* The earliest writer, as far as I am aware, who insisted on the importance of placing the legislative and executive powers of government in the hands of different persons, is Locke. His opinion respect- ing the expediency of separating the legislative and executive powers appears to have been chiefly founded on the rarity of arbitrary interferences with the execution of the law in the governments of England and Holland, as compared with the fre- quency of such interferences in the despotic govern- * See note (E.) at the end of the volume. X> 38 PRELIMINARY INQUIRY. ments of France, Spain, and other continental countries. The superiority of the English and Dutch governments in this respect, Locke seems to have attributed to a supposed separation of the le- gislative and executive powers ; whereas it was in truth owing to the division of the soyereignjower amongst a body^^f persons. He supposed the com- parative badness of the monarchical governments of the continent in his time to arise from the accu- mulation of the legislative and executive powers in the same hands ; whereas it arose mainly from the accumulation of all the sovereign, and espe- cially the legislative, powers, in the hands of one person. Afterwards Montesquieu, in his " Esprit des Lois" (first published in 1748), adopted Locke's views on this subject, and gave them some further develope- ment. But his language is so vague, and his rea- sons so obscure, that it seems to me impossible to arrive at any certain conclusions as to his meaning, beyond the general doctrine laid down by Locke. Mr. Madison, however, who has examined this question with much ability in some papers of the " Federalist," after observing, correctly, that Mon- tesquieu wrote with a constant reference to the British constitution, concludes that " Montesquieu's meaning, as his own words import, and still more conclusively as illustrated by the example in his eye, can amount to no more than this : that where the whole power of one department is exercised by the same hands which possess the whole power of PRELIMINARY INQUIRY. 39 another department, the fundamental principles of a free constitution are subverted."* Le Mercier de la Riviere, the chief expositor of the political system of the French economists (whose work, entitled " L'Ordre Naturel et Essentiel des Societes Politiques," was first published in 1767), sees that the supreme legislature must command the executive powers requisite for enforcing its laws.f But he maintains with equal confidence that the separation of the legislative from the judicial func- tions is essential to a good system of government.^ In consequence principally of the doctrines thus laid down by Locke and Montesquieu, the expedi- ency of a separation of the legislative and executive functions of government became in the last century a sort of political axiom, which every one supposed himself to understand, and which no one thought of questioning. § From England this maxim travelled * Federalist, No. 47. t " Quel que soit le d^positaire ou radministrateur de la force publique, le pouvoir legislatif est son premier attribut . . . Dieter des lois positives, c'est commander ; et . . . le droit de dieter des lois ne peut exister sans le pouvoir physique de les faire observer. II ne peut done jamais etre separ^ de I'administration de la force publique et coercitive. Ainsi la puissance executrice, celle qui dis- pose de cette force, est toujours et necessairement puissance legis- latrice," ch. xiv. (tom. i. p. 170). X " II est socialement impossible que I'autorit^ legislative et la magistrature, ou I'administration de la justice distributive, soient r^unies dans la meme main, sans detruire parmi les hommes toute certitude de la justice et de la necessity de leurs lois positives." ch. xii. tom. i., p. 137, and compare the end of ch. xvi. p. 212. § " No political truth is certainly of greater intrinsic value, or is stamped with the authority of more enlightened patrons of liberty, than that on which the objection is founded. The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a few, or many, and whether hereditary, self- 40 PRELIMINARY INQUIRY. to the English colonies in North America, and the framers of the federal constitution of the United States, as well as of the constitutions of the several states, endeavoured to carry it into effect, and sup- posed their endeavours to have been successful. The French subsequently borrowed it from the Americans, and an article was inserted in the De- claration of Rights, which was decreed by the Con- stituent Assembly in 1789, setting forth that " no society in which the guarantee of its rights is not made certain, or the separation of the powers de- termined, possesses a constitution." (Art. 16.) Paley likewise, in his Principles of Moral and Political Philosophy, first published in 1785, insists on the importance of the separation of the legis- lative and judicial functions ; which he calls " the first maxim of a free state."*' A full examination of the opinions which have been advanced by the writers just mentioned, re- specting the separation of the legislative and exe^ cutive functions of government, is not consistent with my present purpose ; but I will state shortly the chief objections to which their doctrine appears to be liable. 1. A complete separation of the legislative and executive powers cannot exist in any constitution. For in every constitution the sovereign person or body must possess the power both of making appointed, or elective, may justly be pronounced the very definition of tyranny .... The oracle who is always consulted and cited on this subject is the celebrated Montesquieu." — Federalist, No. 47. * B. vi. c. 8. N^ or THE "r^ PRELIMINARY INQUIR^ ^ ^3^ 41 . laws, and of carrying them into executfetf?^ The writers who have recommended the separation of the legislative and executive powers must have known that there cannot be two independent sove- reignties in one political community, and conse- quently that the power of making laws, and the power of executing them, cannot be lodged in persons legally independent of each other. Their maxim respecting the separation of the legislative and executive powers was therefore probably in- tended only to imply a peculiar mode of delegating the governing powers ; namely, that the sovereign government shall delegate to subordinates all its executive powers, but shall either reserve to itself the exercise of all its legislative powers, or, if it delegates any of its legislative powers, it shall en- trust them to different persons from those in whom it vests its executive powers. Even, however, if it be taken in this limited sense, the maxim is not consistent with the practice of any government which has hitherto existed. In most countries the supreme legislature, or its com- ponent parts, have performed some executive func- tions ; and all governments have delegated extensive legislative powers to their executive functionaries. For example, in the Roman republic, all the powers of government were confounded in the hands of the^same functionaries. The following account of the power of the consuls in the early period of * See Bentham, Tactiquc des Assemblees legislatives, torn. ii. p. 344, and compare Le Mercier de la Riviere, cited above, p. 39. 42 PRELIMINARY INQUIRY. the republic, is given by Hugo, in his history of the Roman law. " The branches of the supreme power (on the separation of which so much weight was laid at the end of the last century) were all united in the consuls. Of the legislative power they had the important right of presiding in the senate and the assemblies of the populus. The executive power they exercised chiefly in their capacity of com- manders in war. And they even had a very import- ant share of the judicial power, in the decision of private causes, and in the punishment of crimes."* So in England, the crown, although a part of the parliament or supreme legislature, is also the chief executive authority ; the House of Lords, another branch of the parliament, is the Supreme Court of Appeal, and is also a court of original jurisdiction in the cases of crimes committed by certain classes of persons ; and the House of Commons, the other branch of the parliament, determines the disputed elections of its own members : to which it may be added, that both houses punish for breaches of their privileges. Perhaps the most remarkable examples of the mixture of the legislative and executive functions are those which occur in the constitutions of the American States' governments, inasmuch as these are known to have been generally drawn with an intention of separating these functions, and sometimes contain an express statement of such intention. Mr. Ma- * Geschichte des R. R., vol. i. p. 333. Hugo here uses "vollzie- hend,*' or "executive," in the hmited sense explained above, in p. 13. note *. PRELIMINARY INQUIRY. 43 dison, in discussing this maxim in the Federalist, remarks as follows : " If we look into the consti- tutions of the several states, we find that, notwith- standing the emphatical, and in some instances the unqualified terms in which this axiom has been laid down, there is not a single instance in which the several departments of power have been kept abso- lutely separate and distinct." After showing that the maxim has been violated in the constitutions of New Hampshire, Massachusets, New York, New Jersey, Pennsylvania, Delaware, Maryland, Vir- ginia, North and South Carolina, and Georgia, he adds, that "it is but too obvious that in some instances the fundamental principle under conside- ration has been violated by too great a mixture, and even an actual consolidation of the different powers ; and that in no instance has a competent provision been made for maintaining in practice the separation delineated on paper."^ — (Federalist, No. 47.) It will be shown below, that in every government the executive functionaries are necessarily entrusted with powers, more or less extensive, of subordinate legislation, and that if they did not possess a power of making subsidiary laws, the main laws of the supreme legislature could not be carried into effect. The most striking instance of the delegation of powers of execution and subordinate legislation to the same functionary occurs in the judicial depart- ment ; since a court of justice, besides its power of hearing and determining individual cases brought before it, generally possesses also a power of direct 44 PRELIMINARY INQUIRY. legislation for regulating its own procedure, as well as a power of indirect legislation, by laying down the rules of law on which its decisions are founded. But even if it were possible for a sovereign person or body to delegate all the executive powers, and to abstain from delegating any legislative functions to subordinate ministers, it does not seem that the proposed separation of powers would be beneficial. The main advantage which Locke and Mon- tesquieu attribute to a separation of the execution of the laws from the making of them, is, that it pre- vents arbitrary interferences with the ordinary administration of justice. But there is nothing to prevent a sovereign government, which has dele- gated all or most of its executive powers, from interfering arbitrarily with the acts of its subordinate functionaries. It is true that executive functionaries, being the ministers and servants of the sovereign government, cannot, of their own authority, set aside any law, and that they are legally bound to carry the existing laws into effect. But the sove- reign government which gave them power to execute the laws can command them to depart from those laws in any individual case : and every such special command is as binding upon them as a law. On the other hand, there is no reason why the persons who have made a law should not execute it faithfully. It seems, indeed, natural to suppose that the authors of a law would in general be the most disposed to enforce it, and the least disposed to PRELIMINARY INQUIRY. 45 permit departures from it. They may be presumed to be, in general, the best acquainted with its true meaning, and the purposes for which it was enacted. The suggestion for the separation of the legislative and executive functions is doubtless an attempt to obtain a security against arbitrary government which is impossible ; viz., by a legal restraint upon the exercise of the sovereign power ; and it is there- fore equally chimerical with other similar notions which have been adverted to above. Where a government is unprincipled, and the influence of public opinion is weak, no conceivable distribution of the legislative and executive powers will prevent arbitrary rule. Where a government has learnt to regard the interests of its subjects, and the influence of public opinion is strong, legislative and executive powers may be exercised by the same person or body, without any considerable risk of arbitrary rule. — Before we quit the subject of the arbitrary acts of Arbitrary a government, it should be remarked, that the power portant p , m 1 ' 1 lii 11 • than execu- 01 issumg arbitrary commands, though less im- tive powers. portant than the legislative, is far more important than the executive power. For an executive func- tionary is appointed to carry a certain law or certain laws into effect, and his discretion is in general con- fined within tolerably narrow bounds; whereas an arbitrary command or act, though limited to an individual case, is either in derogation of an existing law, or, at least, is independent of any such law. Accordingly, a supreme legislature is in general ment. 46 PRELIMINARY INQUIRY. sparing of its delegations of the power of issuing arbitrary commands; and when such commands are issued by a supreme legislature, they are, in order to mark their importance, usually invested with the forms of a legislative act. 4. inqui- Fourthly- A sovereign government may seek to powers of a asccrtaiu certain facts, in order that they may serve govern?" as a foundation for some future proceeding of one of the three sorts above mentioned. This may be styled its inquisitorial function. The important exercise of the inquisitorial func- tion of government, which consists in the examina- tion of witnesses, and the production of documentary evidence before courts of justice, may be considered executive, inasmuch as it subserves the execution of the laws. But investigations for legislative pur- poses, though they may be made in pursuance of a law, nevertheless are not instituted for the purpose of carrying any law into effect, and, therefore, cannot properly be styled executive. Such are the inquiries carried on in this country by committees of (either house of parliament, (which is called the grand inquest of the realm,) and by special com- missions appointed by the crown. A sovereign government can likewise procure assistance for its deliberations by calling in the advice of counsellors; and, if necessary, paying them for it : but as useful advice can only be obtained from willing counsellors, governments have never used compulsory powers for this purpose. PRELIMINARY INQriRY. 47 Having considered the nature and extent of the Delegation ~ ^ of political powers of a sovereign government, and the different powers by ^ ^ '~' ^ a sovereign modes in which these powers may be exercised, I govem- ment. proceed to examine the modes m which the same powers may be delegated. The examination of this question is requisite for the purposes of the present inquiry ; first, because the nature of executive powers cannot be fully understood until the delegation of powers to political subordinates is explained ; and, secondly, because a dependency is immediately subject to a government acting exclusively by dele- gated powers. Political powers may be delegated in one of the two following modes : — First ; The person or persons, or some of the i. Deiega- . . , . . tion of persons exercising the sovereign power in any political , . . , . . , . powers im- political community, may exercise that power in properly so consequence of being chosen by a body of persons ^ * ' designated in a certain manner. The persons making the choice are generally styled the electoral or constituent body ; and the person or persons whom they choose are said to represent them, or to be de- puted hy them. Thus, assuming that the Pope legally exercises the entire sovereign power in the states of the church, such sovereignty is vested in him in conse- quence of his election by the College of Cardinals. In the British empire, the body which legally exercises the sovereign power is composed of the crown, the House of Lords (consisting of the spi- ritual peers, and the English, Irish, and Scotch 48 PRELIMINARY INQUIRY. temporal peers,) and the House of Commons. To this body the Irish and Scotch peers belong in con- sequence of election by the general body of the Irish and Scotch peers, and the members of the House of Commons, in consequence of their election by certain classes of persons determined by law. In the United States the entire sovereign power may be exercised for any purpose not prohibited by the constitution, in each state, by a body composed of Congress and the peculiar legislature of such state ; and the persons who are members of either of these bodies belong to it in virtue of their election by certain classes of the people. A body so consti- tuted possesses in each of the United States the entire sovereignty, with the exception of the power of altering the constitution. This latter power is vested in an ulterior body, entitled a convention, which has never yet been called into activity. The following are the usual marks of this mode of delegation. 1. The trust which this mode of political delegation confers is not a legal trust, guarded by legal duties and sanctions. A repre- sentative or deputy exercising, in consequence of an election, the whole or a portion of the sovereign power, is liable to no other restraints from his electors or constituents, in respect of his exercise of such power, than those which arise from the fear of forfeiting their good opinion, or incurring their censure. The electoral or constituent body, and the representative or deputy, do not stand to one another in the legal relation of principal and agent. PRELIMINARY INQUIRY. 49 2. The electoral or constituent body cannot itself exercise the powers which it enables its repre- sentative or deputy to exercise. Tlie College of Cardinals, for instance, cannot, during a vacancy of the Holy See, legally exercise the powers which belong to the Pope; nor can the electors of the Chamber of Deputies in France or Belgium, of the House of Commons in England, of the House of Representatives, or a state legislature in the United States, or of a House of Assembly in an English dependency, legally exercise the powers which be- long to each of those bodies. 3. The representative or deputy is commonly appointed by the electoral body for a time certain, and his appointment cannot be revoked by them until the expiration of the time. Thus, in England, a member of the House of Commons, when legally elected, is entitled (unless he becomes personally disqualified) to hold his office until a dissolution of parliament ; and no act of his constituents can legally revoke his appoint- ment for that period. This arrangement, however, does not necessarily exist ; thus, it appears that, in Hungary, the appointment of a member of the Lower House of the Diet is made to last during the plea- sure of his constituents, and that they can at any time revoke his appointment, if they should be dis- pleased with his conduct. Moreover, in a govern- ment like that of the United States, the repre- sentative might be rendered legally responsible to his constituents, by the intervention of the body, similar to the convention of the United States, in which the ultimate sovereignty would reside. But 50 PRELIMINARY INQUIRY. if a body of this sort were frequently called into existence, and exercised an active control over the ordinary legislature, the ordinary legislature would not be virtually sovereign, but would be a merely subordinate legislature. 2. Deiega- Sccoudly : Tlic person or persons exercising the political sovereign power in a community may delegate a powers, •PI T • 1 1 T properly so portiou of thosc powci's to political subordiuatcs. Thus, a sovereign government may delegate, with certain reservations, the power of making laws, or of issuing arbitrary commands ; and it may delegate an unrestricted power of executing the laws. The trust which this delegation confers is a legal trust, guarded by legal duties and sanctions ; and it can be revoked at the pleasure of the sovereign govern- ment. Moreover, the sovereign government might itself legally exercise the powers which it thus delegates, if it were convenient, or, indeed, possible for it to exercise them all directly. From a comparison of the characteristics of the two modes of political delegation just examined, it follows that the latter mode is alone delegation strictly so called, and that the former mode only bears an analogy to proper delegation. It appears to be essential to delegation proper that the dele- gator should be himself entitled to exercise the powers which he delegates. Now this is not the case in the first mode of delegation above considered. The electors can exercise no portion of the sovereign power which they are said to depute to their repre- sentative. Their representative acquires by their election a portion of the sovereign power ; but they PRELIMINARY INQUIRY. 51 can scarcely be said to delegate or depute it to him. Accordingly, it seems to me that such electors may j properly be said to have volitical right s, which/ would not be the case if the power exercised by them was a portion of the sovereign power ; and it' may be observed that the political rights of the electors can in general be altered or taken away by the sovereign legislative body, of which their repre- sentatives are members. In the following pages, whenever delegation is spoken of, the second mode of delegation, or delegation proper, is meant. It can scarcely be conceived that any community Political should exist, in which all the functions of govern- been deie- ment are performed by the sovereign person or body aiicommu- directly ; and it is certain that, in all political com- munities which have actually existed, a large part of the functions of government has been delegated to subordinate ministers or functionaries. The issue of general commands is the most im- portant part of sovereignty ; and it admits of being performed, to a considerable extent, by one person, or by several persons acting as a body. The detailed execution of general commands is of inferior im- portance ; and it requires the services of a large number of persons acting independently, simulta- neously, and in different places. Consequently, sovereign governments have, in general, exercised directly a large part of their legislative powers ; but have invariably delegated nearly the whole of their executive powers. It may be here observed, that the distribution of the sovereign powers amongst a number of persons does not afford any facilities for e2 52 PRELIMINARY INQUIRY. the direct exercise of those powers, since it is as difficult to do a political act by means of a body as by means of an individual person. For example, it would be as difficult for a sovereign body (such as the Parliament of England) to hear and determine all causes in its corporate capacity, as for a monarch to do the same. Whether the sovereign powers were lodged in a single person or in a body of persons, such person or body could form only one court for judicial purposes ; and one court could not, without delegating its functions, hear and determine all the causes arising in a communit}^ of any considerable magnitude. Supreme 1. The legislative or law-makino; power may or andsubor- ® o r J dinateie- may uot be delegated by the sovereign person or defined. body ; in other words, legislation is supreme or subordinate. Legislation is supreme when the law is issued by the sovereign person or body. In this case the law is generally issued in a written form. Legislation is subordinate when the sovereign person or body delegates the legislative power to an inferior authority, which issues or makes the law. The persons to whom a legislative power is dele- gated by the sovereign government are called sub- ordinate legislators, and they are said to possess a power of subordinate legislation. Direct A power of subordinate legislation is sometimes power of . ,.. „. subordinate divect ; that IS to Say, the laws made m virtue of it legislation. . . ,• p are issued avowedly, and m an imperative lorm, by the subordinate legislature, and generally in writing. PRELIMINARY INQUIRY. 53 111 the Roman republic, laws were not only made by the sovereign legislative body, assembled in comitia, but also by the senate and the plebs, as subordinate legislatures.* Moreover, the praetors and sediles, under both the republic and the empire, possessed and exercised important powers of direct subordinate legislation. The direct legislation of the praetors in particular, as contained in the praetor's edict, was the foundation of the chief part of the private law of Rome. Law made by the praetors and other magistrates, as subordinate legis- lators, was styled by the Romans jus honorarium.^ The following are cases in which direct powers of subordinate legislation have been delegated, ex- pressly or tacitly, by the British Parliament. 1. The power of the king to make orders in council, affecting either the British isles or a British dependency. If a necessity for new legislation should arise at a time when parliament is not sitting, or if sudden legislative interference should be urgently required even during the session of parliament, a law can be made provisionally by the king in council. Thus the bank of England was restricted from making cash payments, during the * Hugo, Geschichte des Romischen Rechts, p. 371-2. 406. t Inst. I. 2. §7. Praetorum quoque edictanon modicam obtinent juris auctoritatem. Hoc enim jus honorarium solemus appellare, quod qui honorem gerunt, id est magistratus, auctoritatem huic juri dederunt. Proponebant et aediles curules edictum de quibusdam causis, quod edictum jvu'is honorarii portio est. Direct legislation by a subordinate legislature may be likened to customary law, if the legislative power has not been expressly dele- gated. Hence Hugo, G. des R. R., p. 369, says ihdit jus honorarium stands between the direct legislation of the plebs and senate, and customary law. 54 PRELIMINARY INQUIRY. session of parliament, by an order in council, issued on the 26th of February, 1797, and the restriction was subsequently confirmed by an Act of Parliament. Also the power of the king, granted by the mu- tiny act, to make articles of war for the government of the land forces. The king does not possess a similar power over the navy; but the lord high admiral, or two of the commissioners of the admi- ralty, may make articles of war for the marines.* 2. Legislation by administrative departments, as the lords of the treasury and admiralty, the com- mander-in-chief, the post- master-general, the re- venue departments, poor law commissioners, police commissioners, registrar-general, f 3. Power of the judges and of justices of the peace to regulate the procedure of their several courts, and to determine the fees of the officers of such courts. 4. Power of municipal corporations, guilds, uni- versities, colleges, companies, and other corporate bodies, to make bye- laws and regulations. J 5. Power of justices of the peace to make re- gulations for the government of gaols and lunatic asylums, and for other local purposes. § Similar powers of subordinate legislation are * See Blackstone's Commentaries, vo]. i. p. 403. 408. Mutiny Act, § 35, 36. f The Acts 2 Wm. IV., c. 10 and 11, empowered any two mem- bers of the Privy Council (of whom the President of the Council must be one) to make rules and regulations for the prevention of the spreading of the cholera in England and Scotland. % Concerning the legislative power of colleges, see Law Maga- zine, vol. xix. p. 245. § See Report of the Poor Law Commissioners on the further Amendment of the Poor Laws (Dec. 1839), p. 20, ed. 8vo. PRELIMINARY INQUIRY. 55 vested by the governments of France, and of the several German and Italian states, in all the chief administrative departments. The powers of subor- . dinate legislation vested by these governments in the department of police are, in particular, very extensive. In France, the king has the power of making ordinances for carrying into effect the ge- neral provisions of a law made by the king and chambers on the subject of quarantine; the local quarantine authorities have a further power of making regulations subordinate both to the law of the king and chambers, and to the king's ordinances. It sometimes happens that a number of rights Power of and duties are created by a sovereign government, Jwik ^^ which are only to take effect upon a declaration made by a subordinate legislature. Thus the Eng- lish parliament has defined the rights and duties of its subjects in case of war ; but it has vested in the Crown the power of declaring the country to be in a state of war, and, consequently, of calling these rights and duties into activity.'^ In like manner, the king is empowered by Act of Parliament to de- clare, by order in council, the places which render ships touching at them liable to quarantine, and also the places where ships are to perform quarantine.! * In like manner, the crown has a power of legislating, by orders in council, respecting foreign trade in time of war. The cele- brated orders in council respecting neutral ships in the late war are an example of this legislative power. It should, however, be observed that the power of the crown to make these orders in coun- cil was questioned in Parliament. t 6 Geo. IV. c. 78. By sec. 6 of this Act, orders upon unforeseen emergencies respecting quarantine may be made by any two mem- bers of the Privy Council. 66 PRELIMINARY INQUIRY. By another Act of Parliament, the king in council is empowered to direct at what places in a county assizes may be held, and to divide counties for the purpose of holding assizes in different divisions of the same county.* Another statute empowers the lords commissioners of the treasury to appoint the ports which shall be warehousing ports; and also em- powers the commissioners of customs, subject to the directions of the lords commissioners of the treasury, to appoint in what warehouses any, and what sorts of, goods may be warehoused. f So the poor law commissioners were empowered to declare the day on which the Parochial Assessments Act was to come into operation. J This power is called by Mr. Ben- tham the " power of specification ; " § and the power of determining the persons who are to fill the executive offices may also be referred to it. The creation of the offices themselves is delegation by the sovereign government of its executive power. Indirect A powcr of subordiuatc legislation is sometimes power of , . ^ subordinate indirect ; that is to say, the laws made in virtue of legislation. . . n i • it are not issued avowedly and in an imperative form by the subordinate legislature, but are implied in the usages which it sanctions, or the judicial decisions which it utters. All customary or con- * 3 and 4 Wm. IV. c. 71. t 6 Geo. IV. c. 112. The instances of the -power of suhordinate legislation adduced in the text may be compared with a power of appointment created by deed or will ; as, for example, where money is given to children with a power to one of the parents of deter- mining the shares in which they shall respectively take it. X G and 7 Wm. IV. c. 96. See the Third Annual Report of the Poor Law Commissioners, p. 91. ed. 8vo. ^ Traites de Legislation, tom. i. p. 313. PRELIMINARY INQU feuetudinary law, and all law founde( precedents, or text writers of authority, and upon the practice of public departments, or legally con- stituted bodies, belongs to this head. It would be an interesting problem to investigate the comparative quantity and character of the laws made directly by the supreme legislature of a country, and of the laws made directly and the law made indirectly, by the subordinate legislatures. The subject is too extensive for a full examination in this place, but a few remarks on it may be here introduced. Hugo, in his " History of the Roman Law," after having stated that the laws made by the supreme legislature at Rome between the time of the twelve tables and the year 650 u. c. were very numerous, and chiefly concerned the jus publicum^ or constitu- tional law, proceeds to remark, that supreme legis- lation has rarely concerned itself much with jus privatum, or the law of property and domestic rela- tions.* A similar remark is applicable to the law of England. The legislation of the English Parlia- ment has been chiefly concerned about subjects which seem properly to fall under the idea of jus publicum, such as the determination of the suffrage for the election of members of the House of Com- mons, and regulations for the conduct of their elec- tion ; the imposition and collection of taxes ; the regulation of offices, salaries, and pensions; the management of the army and navy ; the criminal * Geschiclite des Rcimischen Rechts, p. 373. 68 PRELIMINARY INQUIRY. law and its execution ; the powers of the different courts, of justices of the peace, and of peace officers and policemen ; the powers of municipal corpora- tions ; and the like. On the other hand, there are only a few important statutes concerning the law of property or other branches of jus privatum, such, for example, as the statutes of wills, of uses, of frauds, and of limitation of actions. The quantity of the laws made in England directly by subordinate legis- latures is considerable; as orders of the king in council, the articles of war, general orders for the army, regulations of revenue departments, rules of practice made by the superior courts, bye-laws of corporations ; not to mention laws made by subor- dinate governments in the dependencies : the cha- racter of these laws depends in general on the special delegation in virtue of which they are made. The law made indirectly by subordinate legislatures in England is of immense bulk and importance ; for it comprehends nearly the whole of the jus privatum, inasmuch as nearly the whole of the jus piivatum is due to the indirect legislation of the courts of law and equity, together with the ecclesiastical courts. It will be found in general that nearly the whole of the jus privatum of every country has been formed by the indirect legislation of the courts, aided by the labours of juristical writers ; and that it has only been issued directly by the supreme legislature, after it has been digested, from the ex- isting materials, into the form of a code; as was the case with the Roman and French codes. PRELIMINARY INQUIRY. 59 All laws made by virtue of a power of subordi- ah laws »' *■ made by nate lee^islation, whether made directly or indi- subordinate ^ ^ "^ legislatures rectly, emanate ultimately from the sovereign emanate . from the go- govemment ; inasmuch as the sovereign govern- vereign go- r» 1 n 1 • 1 ^ vemment. ment confers the power of makmg them, and applies the sanctions by which they are enforced. A power of subordinate ledslation sometimes ^ power of ^ ^ ^ subordinate extends only to a certain subject or certain subjects, legislation and the laws made in virtue of it are binding only or un- . •Ill limited as on the persons belonging to a certain body, and not to subjects. on the public generally. Such, for example, is the power of making bye-laws which is possessed by the college of physicians, or the college of surgeons, in this country. Sometimes it applies to the public generally, but extends only to a single subject, or a limited number of subjects ; thus a power of subor- dinate legislation may be given for the purpose of carrying into effect the provisions of a certain law made by the supreme legislature (such as a law respecting quarantine), or for some specific pur- pose, such as making regulations respecting police, watching and lighting, or sewerage. Sometimes a power of subordinate legislation is included in a general delegation of political powers over a certain territory. A power of subordinate legislation, of this nature, extends over an unlimited number of subjects, and may be exercised over all the persons inhabiting such territory. A territory so circum- stanced is styled a dependency, and the persons to whom general political powers (including a general power of legislation) over such territory are thus 60 PRELIMINARY INQUIRY. delegated, form its subordinate government. The detailed examination of the nature of a subordinate government is reserved for the following essay. The main characteristics of a subordinate or dele- ch^c- grated lee^islative power are — teristics of ® ^ ^ a power of 1. That it may be resumed at the pleasure of the subordinate *^ ± j legislation, supreme legislature which granted it,^ If a legis- lature called subordinate could retain any power in defiance of the legislature called supreme, it would cease to be a subordinate legislature, and would, in fact, share the sovereign power with the so-called supreme legislature. 2. That the laws made in virtue of it must not be inconsistent with any law or rule of law made or sanctioned by the supreme legislature in relation to the same subject-matter. If a legislature called sub- ordinate could, of its own authority, repeal or modify the laws or rules of law made or sanctioned * This limitation of a power of subordinate legislation is probably what Locke meant by affirming, that " the legislative cannot trans- fer the power of making laws to any other hands." — On Civil Government, Part II. §141. By "transfer," he doubtless meant "transfer absolutely,"' or ^' without power of revocation f* in which sense the proposition is strictly true ; since an absolute grant to any person or persons of the legislative power would be a communica- tion to such person or persons of the sovereignty. The reason which Locke assigns for this position is indeed erroneous, being founded on his doctrine of a social compact. " The power of the legislative (he says) being derived from the people by a positive vo- luntary grant and institution, can be no other than what that posi- tive grant conveyed, which being only to make laws, and not to make legislators, the legislative can have no power to transfer their authority of making laws and place it in other hands." — Ibid. ^ 141. The power of the supreme legislature has not, and has never had, in any country the origin which Locke here imagines. PRELIMINARY INQUIRY. * 61 by the supreme legislature, it would be co-ordinate with, not subordinate to, such legislature. It is to be observed, that the laws of a subordinate legisla- ture must conform, not only with the laws made directly, but also with those made indirectly, by the supreme legislature. Consequently, they must con- form with a law made by a subordinate legislature in the dominant country, if such law should affect the dependency. For example, the subordinate go- vernment of an English dependency is bound by a rule of law established by an English court, so far as such rule of law extends to the dependency. 3. That its legislative acts are liable to be annulled in consequence of the decision of a competent tribunal. This attribute of subordinate legislation is a result of the necessity that its acts should not be incon- sistent with a law of the supreme legislature : for if any act of a subordinate legislature is inconsistent with a law of the supreme legislature, it is illegal; and if it be illegal, there can scarcely fail to be a tri- bunal which is competent to declare its illegality.* * Bentham states the marks of subordinate political powers as follows : " La subordination d'un pouvoir politique a un autre est ^tabli 1°. par la cassabilit6 des actes ; 2". par la suj^tion aux ordres qu'il en recj'oit." — Traites de Legislation, torn. i. p. 315. If by " cassabilite des actes" Bentham means that the court which annuls the acts of a subordinate legislature is generally superior to it, this condition is not necessary. The power of annulling the acts of a subordinate legislature may be entrusted to a court, which may, together with the functionary or body of functionaries whose acts are annulled, be subordinate to the sovereign government. The court is indeed superior to the subordinate legislature /or that par- ticular purpose^ but not generally. On the other hand, if he means that the acts of a subordinate legislature can be repealed or modi- 02 PRELIMINARY INQUIRY. It sometimes happens, that in consequence of in- vasion by a foreign enemy, or of internal dissensions, the affairs of a popular government reach a crisis demanding the rapidity and decision of execution, which can only be obtained from a single will. In such a crisis as this, the entire governing powers may be delegated by the ordinary sovereign govern- ment to an extraordinary officer, subject only to the limitation that the delegation can at any moment be recalled. Instances of this species of delegation in republics are afforded by the Greek ^symnetes and the Roman Dictator. A similar delegation may, likewise, take place in a monarchy, with respect to a part of the monarch's dominions, if the monarch should be unable to be present on the spot, or should not possess the energy and efficiency requisite for fied by the supreme legislature, the condition is equally unnecessary ; for the acts of the supreme legislature can be repealed or modified by the supreme legislature. It seems, therefore, that by " cassabi- lite des actes," Bentham meant only that the acts of a subordinate legislature could be quashed by a competent tribunal, if they are illegal ; according to the statement in the text. The second condi- tion stated by Bentham (viz. the subjection to orders received from the supreme power) applies principally to executive functionaries. The following passage respecting by-laws in Bacon's Abridgment describes with precision the second rule as to the acts of a subordi- nate legislature, which is stated in the text. " A by-law, with a penalty of imprisonment, or forfeiture of goods and chattels, is void ; for by the general law of the kingdom, no man is to be imprisoned or dispossessed of his goods and chattels, nisi per legale judicium parium suorum, vel per legem terrce ; and were by-laws with such penalties allowed, it would be enabling cor- porations to set up private particular laws, in contradiction to the laws of the land ; which would be against the very nature and essence of a by-law ; which, though it may be prceter the general law of the realm, it cannot be contra^ — Bacon's Abridgment, By- law, (E.) PRELIMINARY INQUIRY. 63 the occasion. The officer styled alter ego in the Neapolitan government, and perhaps known in some other of the modern governments of southern Eu- rope, affords an example of the latter mode of dele- gation. Under such ample delegations as these, the officer possesses a power of subordinate legisla- tion, discharged of the two last of the three condi- tions which have been just enumerated. 2. Since the power of issuing arbitrary commands 2. Deiega- . 1 , , tionofar- is sparingly exercised by the supreme governments bitrary /•••T1 •• •111 1 powers by of Civilized states, so it is not extensively delegated a sovereign by them to political subordinates. Thus in England ment. the power of dispensing with the laws is only con- ceded to the Crown and its officers, in certain cases, as for pardoning or mitigating the punishment of convicts, for remitting custom and excise duties, for excusing poor's rates. Generally, however, the power of dispensing with the laws in individual cases is in England exercised only by the supreme legislature, as in the cases of divorce bills and pri- vate estate bills. 3. The next species of the delegation of the 3. Deiega- powers of government which we have to consider, executive is the delegation of executive powers to political TsovCTeign subordinates. SST" These subordinates are called generally executive, or, according to their special department, judicial or administrative functionaries. The persons at the head of the administrative offices are usually called ministers of state. It would be tedious to give a formal enumeration 64 PRELIMINARY INQUIRY. Executive Qf ^j^q several classes of the executive officers com- Omcers. monly employed by a sovereign government ; but the following list will serve to exemplify the prin- cipal varieties of them.* Collectors of public taxes, and of rents of go- vernment lands. Paymasters. Accountants. Comptrollers and auditors. Military and naval commanders. Commissaries and guardians of naval and mili- tary stores. Judges. Policemen. Persons charged with sanitary and quarantine regulations. Ambassadors and consuls. Ministers of religion. Professors and schoolmasters. Officers charged with the relief of the destitute. Notaries public. Registrars of births, deaths, and marriages. The general nature of the executive powers dele- gated to these functionaries has been explained above ; and it has also been shown that, unless the executive powers were delegated to a large number of subordinate officers, the laws of a sovereign government could not be carried into effi3ct. Compara- With rcspcct to the comparative importance of portance tlic legislative and executive powers, it may be of legisla- tive and * Compare Hobbes, Leviathan, Part II. ch. xxiii. executive powers. PRELIMINARY INQUIRY. G5 observed that a sovereign government possesses both ; and that, inasmuch as each of these powers implies the other, neither can exist alone. l3ut the power of making laws, or issuing general commands, is the more important of the two, as being the more extensive in its operation ; and, accordingly, the legislative power is in general only partially dele- gated by a sovereign government ; whereas (as has been already remarked) a government in general delegates nearly the whole of its executive powers. The executive officers, inasmuch as they act by delegated powers, are subordinate to the sovereign government, and are merely its ministers, for the purpose of carrying its laws into eft'ect. Hence it is in general an error to represent the legislative and executive departments as having co-ordinate and equal powers ; since a sovereign government in general exercises its legislative functions, to a great extent, directly ; whereas its executive functions are in general delegated to subordinates. Moreover, the power of making laws implies the power of determining the delegation of executive functions to subordinate officers, since it is by means of laws that the delegation is made.* * " The executive power, placed anywhere but in a person that has also a share in the legislature, [this limitation is unnecessary] is visibly subordinate and accountable to it, and may be at pleasure changed and displaced .... Of other ministerial and subordinate powers in a commonwealth we need not speak, they being so multi- plied with infinite variety, in the different customs and constitutions of distinct commonwealths, that it is impossible to give a particular account of them all. Only thus much, which is necessary to our present purpose, we may take notice of concerning them, that they r 66 PRELIMINARY INQUIRY. Nevertheless, as a general command would be nugatory, if means were not taken for enforcing it, and as it is the duty of the executive to enforce the general commands of the legislature, the executive often attracts the larger share of public attention, and the functions of government are supposed to reside more peculiarly in it.* Moreover, an extensive power of subordinate legislation is always delegated to executive func- tionaries ; such powers of subordinate legislation being always (except in the case of judges) limited to a certain subject or subjects, or to the purpose of carrying a certain law or laws into effect. have no manner of authority, any of them, beyond what is by posi- tive grant and commission delegated to them, and are all of them accountable to some other power in the commonwealth."' — Locke on Civil Government, Part II. § 152. "When the legislative hath put the execution of the laws they make into other hands, they have a power still to resume it out of those hands, when they find cause, and to punish for any mal-administration against the laws."-- Ibid. ^153. Montesquieu did not see that a sovereign government exer- cises directly most of its legislative functions, but delegates its executive functions to subordinates. " II ne faut pas (he says) que la puissance legislative ait reciproquement la faculte d'arreter la puissance executrice." — Esprit des Lois, xi. 6. The legislative power, if that power be exercised by the sovereign government, must be superior to the executive power, if the executive power be exercised by subordinates. * Speaking of an oath for abjuration of the Pretender, in a Bill brought into Parliament in 1701, Burnet says: " The clause (in the oath) of maintaining the government in king, lords, and commons, was rejected with great indignation ; since the government was only in the king ; the lords and commons being indeed a part of the constitution, and of the legislative body, but not of the government.'' — Memoirs of his own Time, vol. iii. p. 413. In like manner, the term government is commonly applied to the ministers of the state, or the heads of the chief administrative de- partments ; as when it is said that " there is to be a change of government," that "a person is a supporter of the government," &c. PRELIMINARY INQUIRY. G7 Instances of the delegation of powers of subor- dinate legislation to administrative functionaries, as to the Roman edile, the Board- of Treasury, and the revenue departments in England, the police depart- ment in France and other continental states, have been already given ; and, indeed, perhaps every administrative officer has a power of subordinate legislation to a greater or less extent. The most extensive exercise of the powers of subordinate legislation by executive functionaries is that made by the judicial department, whose in- direct legislative powers are (it is to be observed) unlimited as to subjects. Some remarks have been already made on the extent of the law which owes its origin to judicial legislation, as compared with the extent of that which is formed by the supreme legislature.'^ The following may be conceived to be the prin- Reasons , 1 • 1 • 1 • why powers cipal reasons which induce a sovereign government ofsubordi- to delegate extensive powers of subordinate legis- tbn^f de- lation to its executive officers. eScutive If executive officers had no legislative power, and °®'^^"- if they could issue no other command than a special command founded upon a law previously made or sanctioned by the supreme legislature, the laws of the supreme legislature could scarcely be executed. So great is, in general, the difficulty of foreseeing numerous remote contingencies, and of exhausting them by legal provisions, that the most carefully * Above, p. 57. f2 68 PRELIMINARY INQUIRY. considered and most skilfully executed work of legislation would scarcely stand the test of practice, unless it could be helped out with some subsidiary regulations made by the persons employed to enforce it. Moreover, it sometimes happens that a want of appropriate knowledge in the supreme legislature, and the scantiness of its time on account of the variety of the subjects which come before it, and successively claim a share of its attention, compel it to be comparatively vague and meagre in the composition of its laws ; and to trust to its executive officers to supply the detailed regulations necessary for carrying its general directions into complete effect. It may be added, that changes of circum- stances (such as the introduction of new customs or new inventions) would render many laws in- operative, if the executive officers did not possess a power of making such regulations as would adapt them to an altered state of things. After a supreme legislature has laid down general rules of extensive application, subordinate legis- latures, consisting of executive officers, can develope their provisions, and give them the requisite mi- nuteness and completeness; having for that purpose a more flexible and manageable power than the supreme legislature, and being able to act with a less elaborate machinery. The universal practice of delegating powers of subordinate legislation to executive functionaries, shows that the legislative and executive departments PRELIMINARY INQUIRY. 69 of the government can be distinguished only by the powers exercised, and not by the persons exercising them. 4. Lastly, it remains for me to notice the dele- ^: Oeiega- gation of the inquisitorial powers of a sovereign quisitoriai * ^ powers by a government. sovereign Powers of inquiry for judicial and administrative ment. purposes are delegated extensively to judicial and administrative functionaries. A power of inquiry for legislative purposes is not in general delegated, except to a subordinate govern- ment. But the boundaries between legislative and executive inquiries are not always distinctly marked, since an inquiry for an administrative purpose may suggest improvements in the existing laws. Respecting the means by which the powers of M«an» ^y government are delegated, it may be observed, that ticai powers they are delegated either expressly, by an oral or gated. written declaration of the sovereign government ; or impliedly, by a tacit signification of its pleasure ; as, for example, by constitutional usage. 7Q> DEFINITION OF A DEPENDENCY AND [cH, s. AN ESSAY ON THE GOVERNMENT OF DEPENDENCIES. / CHAPTER I. Definition of a dependency and of a subordinate government. In the preceding Inquiry, I have attempted to ex- plain the nature of supreme and subordinate powers of government, and the mode in which the latter are delegated. I have also shown in it that by a general delegation of political powers a depen- dency with a subordinate government is created. The detailed examination of the nature of a depen- dency and its subordinate government was reserved for the present Essay.* Depen- A dependency is a part of an independent poli- fi^!^ ^1 tical community which is immediately subject to a I subordinate government. Dominant That part of the independent political community country de- , . , . fined. which is composcd of the supreme govemnient, and of the persons immediately subject to such supreme government, may, with reference to the dependency, be styled the dominant community, or country.'\ * See above, p. 59. t ^'oXi? Tv^avvos, or ^okis a^x^v txovtrct, according to the expressions of Thucydides. See Thuc. i. 122. 124. vi. 85. The word i^^n was pe- culiarly appropriated to dependencies ; see Thuc. i. 67. ii. 96, 97. iii. 37, vi. 90. M. de Sismondi uses a similar expression, in speaking of the I.] OF A SUBORDINATE GOVERNMENT. 71 The supreme government is common to the domi- nant country and the dependency ; but since the persons composing it are in general natives of the dominant country, and since it is the government to which the people of the dominant country are directly subject, the members of it may be properly considered as belonging to the dominant community. j A subordinate government''^ is a government Subor(i. which acts by delegated powers, but which pos- vemment T 1 T ^ n defined, sesses powers applicable to every purpose oi govern- ment, which is complete in all its parts, and would be capable of governing the district subject to it, if the interference of the supreme government with its proceedings were altogether withdrawn. A subordinate government resembles a sovereign Venetian republic, and its subjects, though he has probably not borrowed it from Thucydidcs. •'La republique de Venise etoit formce, en quelque sorte, de trois nations : les Venitiens, les peuples de terre firme, ct les Levantins. Ix?s habitans de Venise meme et des lagunes se regardoient comme Ic peuple-roi ; les prerogatives de la souvcrainete n'appartenoient, il est vrai, qu'a un corps de noblesse peu considerable, forme au sein de cette nombreuse population ; mais tons les Venitiens sesentoient encore membres de la republique, et dominateurs dans les pays qu'ils avoient conquis." — Histoire des Rep. Ital. ch. 80. (torn. x. p. 261.) * By a subordinate government, I mean, (as I have stated in the text,) a government not being sovereign, but having the complete organization which characterizes the sovereign government of an independent political society; in other words, possessing all the political powers which a government (;an possess, and all the insti- tutions requisite for the exercise of them. A body of public functionaries may preside for certain purposes over a district (as a county, department, municipality, or borough) which is imme- diately subject to a sovereign government; but inasmuch as the powers of such a body only extend over certain classes of subjects, it cannot be said, with propriety, to fwm the subordinate govern- ment of the district. 72 DEFINITION OF A DEPENDENCY AND [cH. government in this : that it is completely organized, and possesses all the institutions requisite for the performance of the several functions which are proper to a government. It differs from a sovereign go- vernment in this ; that it is subordinate to, or, in other words, in the habit of obeying, the govern- ment of another political society. A subordinate government resembles a body of functionaries exercising certain powers of govern- ment over a district which is immediately subject to a sovereign government, (such as a county, depart- ment, municipality, or borough,) in being subor- dinate to a sovereign government. It differs from such a body of functionaries, in possessing the full complement of the powers and institutions requisite for governing a political community. For example ; the town-council of an English borough, with the other borough officers, though they exercise many of the functions of government in the borough, do not exercise them all ; and it would be necessary for the borough, if the interference of the supreme go- vernment were withdrawn from it, to create new public departments, before it would possess a com- pletely organized government, capable of presiding over an independent political society. Several dependencies may be subject to the same supreme government ; or, in other words, may be dependent on the same dominant community. The district subject to a subordinate government is necessarily less extensive than the entire territory subject to the supreme government. VM IJJJ: ' /" \ I.] OF A SUBORDINATE GOVERNMJSli^. "'^ -^ ^^*?i^ ^1 The entire territory subject to a supreme govern- Empire ment possessing several dependencies (that is to say, a territory formed of a dominant country together with its dependencies), is sometimes styled an empire ; as when we speak of the British empire. Agreeably with this acceptation of the word empire, the supreme government of a nation, considered with reference to its dependencies, is called the imperial government^ and the EngHsh Parliament is called the imperial parliament, as distinguished from the provincial parliament of a dependency.* * Burke, in the following passage, considers an empire to be a system of communities, one supreme, the others subordinate, and distinguishes it from the dominant nation, which is a single com- munity. " I look on the imperial rights of Great Britain, and the privileges which the colonists ought to enjoy under these rights, to be just the most rcconcilelabe things in the world. The parlia- ment of Great Britain sits at the head of her extensive empire in two capacities : one as the local legislature of this island, providing for all things at home, immediately, and by no other instrument than the executive power. The other, and I think, her nobler capacity, is what I call her imperial character ; in wjiich, as from the throne of heaven, she superintends all the several inferior legislatures, and guides and controls them all without annihilating any. As all these provincial legislatures are only co-ordinate to each other, they ought all to be subordinate to her." After some other remarks, he adds : " Such, Sir, is my idea of the consti- tution of the British empire, as distinguished from the consti- tution of Britain." Speech on American Taxation. Works, vol. ii. p. 435-7. Again, he says, in his speech at the conclusion of the poll at Bristol : " We are now members for a rich commercial city ; this city, however, is but a part of a rich commercial nation, the in- terests of which are various, multiform, and intricate. We are members for that great nation, which, however, is itself but part of a great empire, extended by our virtue and by our fortune to the furthest limits of the east or the west." — Works, vol. iii. p. 21. The word reich has a similar acceptation in German. One of the meanings attributed to it by Adelung, in v. is, " Der ganze Umfang aller cinem gekronten Oberhaupte unterworfenen Pro- 74 DEFINITION OF A DEPENDENCY AND [CH. Nature of Siiice a dependeiicv is characterized by its being: the political ... "^ ^ powers de- immediately subject to a subordinate g-overnment, legated to . . . a subordi- and since a subordinate government is characterized nate go- vernment, by the completeness of its delegated powers, and their applicability to every purpose of government, we proceed to consider in detail the nature and extent of the powers which are delegated to a sub- ordinate government. 1. General The most important power delegated to a subor- suboTdLate dinate government is a general power of subordi- egisaion. ^^^^ legislation, as distinguished from a special power of subordinate legislation. The difference between a general and a special power of subordinate legislation may be described in the following manner. A general power of subordinate legislation is necessarily limited by the conditions* to which all delegated or subordinate political power is liable ; but it is unlimited as to the subjects to which it may be applied within the assigned vinzen.'' The Greek work apxK when used with reference to dependencies, has been translated empire. See Mr. Clinton's Fasti Hellenici, vol. ii. App. 6 and 7. Compare Wachsmuth, Hellenische Alter tlmmskundc, i. 2. p. 69, " Zur rechten Erkenntniss desselben bedarf es einer Nachweisnng der Stufen, durch welche die Athenische Seeherrschaft zu der Hohe aufstieg, wo eine unbestrittene Ge- walthaberschaft (iber Inseln und Kiisten, gleich einem Athenischen Reiche, zum Unterschiede von dem Athenischen Staate, bestand." The Latin word imperium commonly signifies the dominion itself, and not the people or territories subject to the dominion : it bears, however, the latter meaning in the following passage of Tacitus, where Galba says to Piso, " Si immensum imperii corpus stare ac librari sine rectore posset, dignus eram a quo respublica inciperet." — Hist. i. 10. * See those conditions stated above, p. 60, 61. I.] OF A SUBORDINATE GOVERNMENT. 75 territory. Accordingly, where a general power of subordinate legislation has been delegated, the subordinate legislature can make a law upon any subject, provided that the law which it makes be not inconsistent with a law established by the supreme legislature in relation to the same subject, and provided that the subordinate legislature be not prohibited by a law of the supreme legislature from legislating on such subject. For example, when a Roman governor was sent into a province, he could make an}' law in the province which was not incon- sistent with the rules established by Rome for the government of the province upon its first reduction, or with some law, binding the province, subse- quently made by the supreme legislature. Again, the subordinate government of an English de- pendency (consisting of the crown and a body of persons in the dependency) is competent to make any law which is not inconsistent with some act of parliament, or some recognized rule of common (or unwritten) law, binding the dependency. But where a special power of subordinate legis- lation has been delegated, the subordinate legislature can only make a law concerning the subject or subjects upon which it is, either expressly, or by necessary implication, empowered to legislate. For example, if Commissioners of Revenue are invested with a power of regulating the mode in which a tax is to be levied; if a municipal body is invested with powers of regulating the paving, lighting, and watching a town ; if a judge is empowered to esta- 76 DEFINITION OF A DEPENDENCY AND [CH. blisli rules of procedure for his own court, these functionaries acquire no power of legislation which is not expressly or implicitly conferred upon them by the terms of the delegation. A subordinate government possesses a power of legislating on every subject which is not, tacitly or expressly, excepted from its powers. A special subordinate legislator possesses no legislative power which has not been expressly, or by clear implication, con- ferred upon him. Consequently, in the latter case the presumption of law is against, in the former case it is in favour of, the existence of any given legislative power.* Hence, the legislative power of a subordinate government is subject only to one legal limitation ; viz., that its laws must not be inconsistent with any law of the supreme government binding the de- pendency. The legislative power of a subordinate legislator, having a special power of subordinate legis- lation, is subject to two legal limitations ; viz. 1. Its * The distinction between general and special political powers is pointed out by Hobbes : " Of public ministers, some have charge committed to them of a general administration, either of the whole dominion, or of a part thereof ; of the whole, as to a protector or regent may be committed by the predecessor of an infant king, during his minority, the whole administration of his kingdom . . . of a part or province, as when either a monarch or a sovereign assembly shall give the general charge thereof to a governor, lieu- tenant, praefect, or viceroy . . . Others have special administration ; that is to say, charges of some special business, either at home or abroad ;" and he then proceeds to enumerate various sorts of exe- cutive functionaries, as those having authority concerning the public treasure, those having authority concerning the militia, those having authority to teach, those to whom jurisdiction is given, and the like.— Leviathan, Part II. ch. 23. 1.] OF A SUBORDINATE GOVERNMENT. 77 laws must not be inconsistent with a law of the su- preme government. 2. It must only legislate on the subject or subjects on which it has been expressly, or by necessary implication, empowered to legislate. A subordinate government may be restrained by the supreme government from legislating on a given subject. But in this case the restriction would be made by specifically excepting the subject from the unlimited number of subjects to which the power of legislation possessed by the subordinate govern- ment is otherwise applicable. The same remark likewise extends to restraints placed on any other of the powers of a subordinate government, such as its executive powers. The supreme government may, however, delegate a general power of subordinate legislation to a func- tionary or body of functionaries, without creating a subordinate government by the delegation. In other words, a government may confer a power of subor- dinate legislation, which may be exercised over an unlimited number of subjects, without conferring at the same time general political powers, or powers which can be applied to every purpose of government. For example, in every civilized country the judges exercise indirectly a general power of subordinate legislation, with the approbation of the supreme legislature; in other words, they legislate indirectly on an indefinite or unlimited number of subjects. Moreover, judges may exercise directly a general power of subordinate legislation ; thus the Roman praetor legislated directly, in his judicial capacity. 78 DEFINITION OF A DEPENDENCY AND [CH. by his edict.* But a court having a power of legis- lating directly, after the manner of the prsetorian edict, would be far from possessing all the powers of a subordinate government. For in the first place, a court thus constituted would want the administrative powers which a subordinate government possesses : such as the power of disposing of the armed force, or the general power of levying taxes. Moreover, since all its legislative powers would be the conse- quence of its judicial powers, its powers of subor- dinate legislation could scarcely have, in practice, as extensive a range as the powers of subordinate legis- lation possessed by a subordinate government ; thus, it could scarcely make laws for the government of the army and navy. It follows from the preceding remarks, that the powers of legislation delegated to a subordinate government enable it to make any law which is not inconsistent with a law of the supreme government binding the dependency. It is often difficult in practice to determine which are the laws of a supreme government that bind a dependency. Some observations with reference to the English practice on this point will be made lower down.f It likewise follows that a legislative act affecting a dependency may proceed immediately either from the supreme government, or from the subordinate government; or that the subordinate government may issue the act, but in obedience to instructions from the supreme government. * See above, p. 52, 53. t Below, Ch. V. I.] OF A SUBORDINATE GOVERNMENT. 79 Moreover, a supreme government may make a law affecting a dependency, defeasible or sus- pendible at the pleasure of the subordinate govern- ment of the dependency ; or it may annex to the law any condition to be fulfilled by the subordinate government. In addition to the power of making laws, a 2. Power general delegation of political powers confers on arbTtrary^ . , , . , , p . . commands. the subordmate government a power 01 issumg an arbitrary command (that is, a special command not founded on a pre-existing law"^), provided that such arbitrary command be not inconsistent with some law of the supreme government binding the de- pendency. It has been remarked in the Preliminary Inquiry, that an arbitrary command, though it be not (like an executive command or act) founded upon an existing law, and though it be not itself a law, yet is often invested with the legislative forms ; f and this remark applies equally to arbitrary commands or prwilegia issued by supreme, and to those issued by subordinate governments. :j: Moreover, besides the powers of making laws 3. Power ^ o ' ' 1 • 1 111 ofexecut- and of issuing arbitrary commands, a general dele- ingthe gation of political powers confers on a subordinate government a power of carrying into eflfect, by ex- * Above, p. 15—17.' •y Above, p. 45, 46. % The power of a subordinate government to make a penal pri- vilegium was much discussed in thesummer of 1838, with reference to Lord Durham's ordinance for transporting certain Canadians to Bermuda. See the question well stated and argued in the Law Magazine, vol. xx. p. 384 — 390. 80 DEFINITION OF A DEPENDENCY AND [CH. ecutive commands or acts, all the laws in force in its territory. It has been explained above, that the legislative power implies the power of determining the manner in which the executive power shall be delegated ;* and thus a general power of subordinate legislation naturally involves a power of creating an executive machinery for the use of the dependency, and of remodelling it at pleasure. It has been shown above, that a supreme govern- ment always delegates its executive powers to cer- tain subordinate functionaries ; f and that it also delegates to these functionaries some special powers of subordinate legislation, more or less extensive or important. :]: In this respect there is no difference between a supreme and a subordinate government. The delegation of powers to executive officers is precisely similar in both cases. 4. inqui- ^ general delegation of political powers, likewise, power. confers on a subordinate government inquisitorial powers, not only for executive, but also for legisla- tive purposes. From the preceding enumeration of the powers belonging to a subordinate government, it results that a subordinate government possesses all the four sorts of powers which belong to a supreme govern- ment,§ and consequently that it possesses powers applicable to every purpose to which the powers of a government can be applied. Compara- The delegation of a general power of subordinate tive import- * Above, p. 65. t Above, p. 51. % Above, p. 66. § See above, p. 6 — 46. [l.] OF A SUBORDINATE GOVERNMENT. 81 legislation to the government of a dependency is anceofaub- more important than the delegation of a special legisiati.m , . , . . . , ofasubor- |x>wer of siibordmate legislation to a municipal or dinate go- other executive body, not only on account of the Ind'Tubor- greater number of subjects to which the general glsiai^on'of power is applicable, but also on account of the function- greater frequency of the occasions for its exercise.* '^"'''' A subordinate legislature cannot, as has been already remarked, make a law inconsistent with a law of the supreme legislature affecting the depen- dency ; still less can it repeal or alter any such law. Accordingly, if the supreme government had legis- lated extensively for the dependency, there would be little scope for the exercise of the powers of sub- ordinate legislation possessed by its own peculiar government, however extensive those powers might be. But, in general, on account of the difference between the circumstances of the two countries, or the remoteness of the dependency, or its recent acqui- sition by the dominant country, or some other cause, the supreme government has scarcely legislated at all for its internal regulation. Therefore, a wide field for the exercise of its legislative powers is in general - open to the subordinate government. For example, few acts of parliament relate to the internal govern- ment of any English dependency, excepting so far as they determine the structure or powers of its sub- ordinate government ; as the late Act renewing ihe- * On the comparative quantity and character of the laws made by the supreme and subordinate legislatures of a country, see the remarks above, p. 57, 5S. O 82 DEFINITION OF A DEPENDENCY AND fCH. charter of the East India Company, and the acts re- lating to the constitution of Canada. The acts of parr Hament applicable to the English dependencies chiefly regulate their commercial or other relations with Ena^- land, or with one another, or with foreign countries ; as the Navigation Act, and the acts relating to the transportation of convicts, and the slave trade. ^ Separate- From the generality of the powers of a siibor- subordinate diuatc government, and the completeness of its ment. " administrative and judicial machinery, it likewise follows that a dependency is as little incorporated with the dominant community, and its government is as distinct, as is consistent with its being an integral part of the same independent political society. I Accordingly, a dependency is not understood to be included in a commercial treaty with the domi- nant country, if the dominant country is alone named.* A treaty of peace or declaration of war is, however, understood to include dependencies with- out their being named ; and a dominant country is as responsible to other independent states for the conduct of the inhabitants of its dependencies as of any other part of its dominions. It may be here remembered, with reference to the separateness of a dependency, that a circum- stance very characteristic of a dependency is, that * See Stokes, Constitution of the British Colonies, p. 13. In like manner, the Act 12 Ch. II., c. 4, s. 1, which granted to the king a subsidy of five per cent, on all merchandise exported from or imported into the realm of England, or " any of His Majesty's dominions to the same belonging," was held not to include the colonies. See Bancroft's History of the United States, vol. ii. p. 41 . Compare Montesquieu, Esprit des Lois, 1. xxi. c. 21. I.] OF A SUBORDINATE GOVERNMENT. 83 the revenue and expenditure of its subordinate go- vernment constitute a separate account ; and that no part of its public revenue and expenditure is mixed with the public accounts of the dominant country. A district immediately subject to the supreme go- vernment (such as a county, department, borougli, or parish) may keep a separate account of certain public taxes collected and disbursed by it ; but other taxes are collected in the district by the agents of the supreme government, the proceeds of which it expends and accounts for. It makes no difference as to the separateness of the public accounts of a subordinate government, whether the dependency does or does not pay a tribute to the supreme go- vernment. The delegation of political powers to the govern- i^t>wer of i ments of dependencies is so extensive, that there is eucy to no political power which has not been exercised by some subordinate government. In general, how- ever, the power of making war of their own au- thority is withheld from the subordinate govern- ments of the dependencies of civilized states; but it has often been exercised by the oriental satraps and pachas, and a power of self-defence against invasion must necessarily be allowed to the go- vernments of all distant dependencies, such as the American, Indian, and Australian dependemdes of England.* * Volney considers the wars between the pachas, or governors of provinces, in the Turkish empire, as marks of their virtual independence. "II arrive quelquefois (he says) que les pachas, sultans dans leurs provinces, ont entre eux des haines personnellcs ; g2 84 DEFINITION OF A DEPENDENCY AND [cH. ^'^'Int^/of "^^^^ payment of a tribute^ by one political com- a tribute is munity to another is a mark that the tributary a mark of , -^ political community is dependent on the other; provided ence. that, in case the tribute is withheld, the payment of it can be exacted by the community which expects to receive it. But the payment of a tribute is not universally a mark of dependence; for the payment may be made voluntarily, and not under the fear of its exaction by force. For example, when the kings of England paid the proceeds of the Peter's pence to the Pope, this payment did not render England a dependency of the State of the Church. In like manner, one community may buy off the hostility of another, by the payment of a tribute, and yet retain its political independence. Thus when Sweden, Denmark, and Portugal made regular pay- ments to Algiers, in order to insure their ships against the piracies of the Algerines, these countries did not become dependencies of the Algerine government. A payment of the latter sort may be compared to the hlack-mail paid by the landowners in the Scotch low- lands to the highland marauders, as the price of the pour les satisfaire, ils se prevalent de leur pouvoir, et ils se font mutuellement des guerres sourdes ou declar^es, dont les efFets ruineux tombent toujours sur les sujets du sultan." — Volney, Voyage en Egypte et en Syrie torn. ii. p. 225. It is manifest that if different parts of the same empire have a habit of making war against one another, they do not habitually obey a common superior ; but occa- sional instances of such wars, in so ill-compacted and ill-regulated a system as that of an Oriental empire, would not be a proof of inde- pendence. * By a tribute I understand a payment made periodically by one government to another government, not as a compensation for a wrong or in discharge of a debt. I.] OF A SUBORDINATE GOVERNMENT. 85 security of their cattle ; which payment had not the effect of being an acknowledgment to those who re- ceived the money that they had any right in the soil.* Havino; examined the nature of the delegation of pistiibu- ^ ^ » tioii of the political powers to a subordinate government, I persons * * ^ ^ composing proceed to consider the manner in which the persons a subonii- nate go- composing such a government may be distributed, vemment. A subordinate government never consists exclu- sively of persons resident in the dominant country ; since the purpose for which a subordinate govern- ment is created, is to enable the dependency to be governed by persons resident on the spot. If the dependency could be governed by the supreme go- vernment directly, or by a subordinate government consisting of persons resident in the dominant country, there would be no need of creating the subordinate government, or of governing the country as a dependency. Every government must have a power of communicating rapidly with its subjects ; and, consequently, a territory which lies at a con- siderable distance from the seat of the supreme government must be placed under a subordinate government, and be governed as a dependency. It will be shown lower downf that the idea of distance, with reference to the government of a territory, is relative, and depends on the political skill, and the * So the obligation to pay a tribute to Athens did not, when tlie payment was purely voluntary, import that the state was an Athe- nian dependency. — See Boeckh's Public Economy of Athens, b. 3. c. 15. (vol. ii. p. 147. English translation.) Wachsmuth, Hellenische Alterthumskunde, i. 2, p. 80. t Below. Ch. IV. / 86 DEFINITION OF A DEPENDENCY AND [CH. facilities of communication with the territory in question, which the supreme government possesses. A subordinate government may, therefore, either consist exclusively of persons resident in the de- pendency, or it may consist partly of persons resi- dent in the dominant country and partly of persons resident in the dependency. The former is the more simple system, and it was followed in the dependencies of the ancient repub- lics, as in the subject states of Athens and in the Roman provinces. It has also been adopted in the inartificial monarchies of Asia, both in ancient and modern times. The more complex system of dividing the subor- dinate government into two portions, one of which is in the dominant country, the other in the de- pendency, has been adopted for the government of the dependencies of modern European states, as Spain, France, Holland, and England. According to the modern English phraseology, that portion of the subordinate government which consists of per- sons resident in the dominant country is usually called the home government; and that portion of it which consists of persons resident in the dependency is usually called the local government. Where the subordinate government is thus di- vided, it is sometimes a complex whole, in which the consent of both portions is requisite to the making of a law. Sometimes the portion in the dependency is completely subordinate to the portion in the dominant country, and the latter may legis- I.] OF A SUBORDINATE GOVERNMENT. 87 late without the consent of the former. In this case, a sub-delegation may be considered as taking place, as in an English crown colony : and the viceroys of the Spanish colonies seem to have formerly occupied a similar position with respect to the council of the Indies. Sometimes the portion in the dependency can legislate without the consent of the portion in the dominant country, as appears to have formerly been the case with the English colo- nies in America. It may be observed, that the members of the subordinate government, resident in the dominant country, are usually in close connexion with the supreme government, and are often members of it ; and that since, in general, the supreme government legislates rarely concerning the internal aflPairs of a dependency, the members of the subordinate go- vernment, who are resident in the dominant country, form the chief link between the dominant country and the dependency. When the powers of the subordinate government are divided between persons resident in the domi- nant country, and persons resident in the depend- ency, the share in the power of subordinate legisla- tion, which is exercised by persons resident in the dependency, may either be conferred exclusively on a person or persons appointed by the home govern- ment, or it may be conferred on the nominees of the home government, conjointly with a body of persons chosen by the inhabitants of the dependency. On the nature and extent of the powers of a 88 DEFINITION OF A DEPENDENCY AND [cH. body so elected in a dependency, possessing a share of the power of subordinate legislation, and on the relation of such a body to the supreme government, some further remarks will be made in a subsequent part of this Essay.* The portion of a subordinate government which consists of persons resident in the dependency, may be principally composed either of natives of the dominant country or of natives of the dependency itself. We shall hereafter point out that the differ- ence between the two latter modes of government is of great importance, although the form of the go- vernment is the same.t It may be added, that the headship of the subordinate government in the de- pendency is almost invariably entrusted to a native of the dominant country. Number of The dependencies of a monarchy have always the persons i i • i i i • i comprising bccu govcmcd by a single governor, who has united dinatego- in liimsclf all the powers delegated to the subordi- nate government. This has been the case with the satraps, pachas, and other governors under the Oriental monarchies, and with the Spanish viceroys of the Indies. J A dependency of a state having a popular go- vernment has sometimes been governed by a single person, and sometimes by a body composed of several persons. Thus in the Athenian dependencies the subordinate government was conducted by a * Below, Ch. IX. § 2. t Below, Ch. IX. § 2. X See note (F.) at the end of the volume. I.] OF A SUBORDINATE GOVERNMEl o:f democratic body; the subordinate govei the Roman mimicipia was conducted by a body of councillors, whilst the Roman provinces were gene- rally subject to a single governor; the Venetian dependencies were placed under a government having an organization similar to that of the domi- nant republic ; in the British dependencies the le- gislative power of the governor is almost always checked by a body of persons who are either ap- pointed by the Crown or elected by the inhabitants of the dependency. There are some other questions connected with Examma- *■ tion of two the government of a dependency, which may be questions. conveniently examined in this place. dependency create a de- It may be asked, whether there can be a depend- pendency? ency of a dependency ? and whether a subordinate government can create a subordinate government ? There is nothing in a power of this sort repug- nant to the idea of a dependency. Provided such a delegation be not prohibited by the laws of the su- preme government, a subordinate government may make a general delegation of its powers with respect to a portion of the territory subject to it. But it is generally considered out of the province of a subor- dinate government to create another subordinate government ; and there is a manifest inconvenience in the existence of a double row of dependencies, "since a law would have to pass through two I6cal governments before it came under the revision of the home government. Some of the English dependencies are said to head? 90 DEFINITION OF A DEPENDENCY AND [CH. have dependencies of their own, as Jamaica and Malta. These are small islands near to Jamaica and Malta, which are comprehended in the same subordinate government. They would, perhaps, be more correctly styled " appendages " or " appur- tenances " than " dependencies."* 2. Whether j^ mav furtlicr be asked whether one political one com- y ^ a munity is community is dependent on another, when the head dependent . . , on another, 01 thc govemmcnt 01 the one community is also govern- head of the government of the other. a common If tlic head of ouc poHtical community becomes the head of another such community, and he pos- sesses the entire sovereignty (or is monarch) in both communities, the two communities become integral parts of the same empire ; and either they may both be governed directly by the monarch, or one of them may be placed by him under a subor- dinate government, and be governed as a depen- dency. Thus, the Netherlands, the kingdom of the two Sicilies, and the duchy of Milan, were integral parts of the Spanish empire in the sixteenth century ; and were governed as dependencies of Spain. If the distance would have permitted, these territories might have been governed directly by the supreme . government, in the same manner that the several independent kingdoms of the Spanish peninsula became directly subject to one monarch.. If the head of the o^overnment in the two com- * In like manner, the French dependencies, Guadaloupe and Senegal, are said to have dependencies of their own : Ilaynal, vol. iv. p. 182. Notices Statistiques sur les Colonies Frangaises, Part. III. p. 143. r.] OF A SUBORDINATE GOVERNMENT. 91 munities does not possess the entire sovereignty (or is not monarch) in both, each community remains independent of the other. In order that two com- munities should be united under one sovereign government, it is necessary that the same govern- ment should be sovereign over both ; which is not the case if the only political connexion subsisting between them is, that a person who is member of the sovereign body in one community is also member of the sovereign body in the other; or, that a person who is member of the sovereign body in one community possesses the entire sovereignty (or is monarch) in the other. Thus, the late king of England was a member of the sovereign body in the British empire, and was likewise a member of the sovereign body in the kingdom of Hanover. But Great Britain and Hanover were not on this account constituent parts of the same political community ; nor was either country a dependency of the other. So after the union of the crowns of England and Scot- land, Scotland was still an independent community, inasmuch as the king and the English parliament, could not legislate in it: and it was not till the union of 1707 that England and Scotland became one poli- tical community, and subject to a common govern- ment.* By this union, Scotland was rendered immediately subject to the supreme government of Great Britain ; and therefore Scotland never was * Hence the Scotch Union of 1707 was styled an incorpoi'ating union ; sec Lainj^'s History of Scotland, vol. iv. p. 337. The same term was subsequently applied to the Irish Union of 1800. 92 DEFINITION OF A DEPENDENCY AND [cH. an English dependency. The Enghsh parliament, however, exercised a power of legislation over Ireland until 1782 ; so that, before that time, Ireland was an English dependency, and its houses of parliament formed, together with the English crown, a subordinate government. But in 1782, the British Parliament surrendered its legislative power over Ireland. In consequence of this sur- render of power, Ireland became an independent kingdom, whose king was also king of Great Bri- tain ; and the Irish houses of parliament, instead of forming part of a subordinate government, became a part of a sovereign government. The independ-- ence of Ireland lasted until 1800 ; and the Union of 1800 produced the same change in the political relations of Great Britain and Ireland, as the Union of 1707 had produced in the political relations of England and Scotland.^ The subsisting relation between the governments of Hungary and Austria is similar to that which subsisted between the governments of England and Scotland in the seventeenth century, and to that which lately subsisted between the governments of Great Britain and Hanover ; excepting that the Emperor of Austria possesses the entire sovereignty in the Austrian dominions, and is only a member of the sovereign body in Hungary. The princes of the house of Austria have attempted to exercise the en- tire sovereign power within the territory of Hun- gary, and to treat Hungary as an Austrian depen- * See below, Ch. II. 5 2. I.] OF A SUBORDINATE GOVERNMENT. 93 dency ; but this pretension has been resisted by the Hungarian diet, and Hungary must now be consi- dered as an independent kingdom, whose king is also Emperor of Austria. Some writers have maintained that the English colonies in America and the West Indies are con- nected with England by a political relation similar to that just described. They have asserted that the English parliament is not supreme in any of these colonies; and that a law can only be made therein by a body composed of the English king and the local legislature of the colony. According to this view, the colonial local legislature is not subordinate to, but co-ordinate with, the English houses of parliament; and the local legislature occupies in the colony the same position with respect to the crown, which the houses of parliament occupy with respect to it in England. It follows, of course, from this view, that the English colonies in which this system of government obtains are not dependencies of Eng- land.* There is likewise a question respecting the seat of 3. what is , . . • p 1 1 • the supreme the sovereign power, m one species oi dependencies, government which may be here examined. mentesta- It sometimes happens that an independent state the\e1rritOTy establishes, on the territory of another independent inde^L^^ state, a factory, or other settlement for purposes of *^®"***^^^^ ' trade or industry ; and prevails upon the supreme government of the state to allow to the inhabitants of such factory or settlement, certain exemptions * See note (G.) at the end of the volume. 94 DEFINITION OF A DEPENDENCY AND [CH. from the laws of the place, and the jurisdiction of the native courts. Having secured these exemptions for the precinct assigned to such settlement, the supreme government of the other state proceeds to organize for it a subordinate government, and even to exercise over it a control resembling that which such supreme government might exercise over one of its own proper dependencies. Instances of this sort of settlement are afforded by the factories of the Venetians and Genoese in Con- stantinople under the Greek, and subsequently under the Ottoman Empire ; by the factories of the Portuguese, Dutch, French, and English in Hin- dostan ; and by the factories of the Portuguese and English at Macao and Canton. The British settle- ment of Honduras seems to have been originally established on Spanish soil by the consent of the Spanish Government ; at present, however, it is absolutely dependent upon England. Now, in each of the cases just stated, a subordinate government can be plainly discerned, which, though it may not possess a very complete organization, nevertheless suffices for the wants of the small community over which it presides. But it is less easy to determine what is the supreme government to which each of these local governments is subor- dinate; in other words, what is the supreme government upon which the dependency is de- pendent. Strictly speaking, the subordinate government of such a settlement is subject to the supreme govern- I.] OF A SUBORDINATE GOVERNMENT. 95 ment of the country in which the settlement is situate. The supreme government of the country never surrenders its sovereignty over the territory occupied by the settlement ; and it can, at any time,- resume the powers which it allows to be exercised by the other government. But, so long as the treaty or other agreement between the two supreme' governments is observed by the supreme govern-" ment of the country, the subordinate government of the settlement is in practice influenced by the direc- tions issued to it from the supreme government of the country which has established it. Thus, so long as the Chinese Government permitted the existence of an English factory at Canton, the English of the factory claimed and enjoyed certain exemptions from the jurisdiction of the Chinese Courts, and the English Parliament even made laws by which it affected to bind the inhabitants of the factory. But, nevertheless, the sovereignty of the Chinese Govern- ment over the English factory at Canton never could have been disputed by the English Govern- ment ; and the power which the English Parliament exercised over it could only have been considered as exercised with the consent, and by the sufferance of the supreme Chinese Government. 96 EXAMPLES OF DEPENDENCIES. [CH, CHAPTER II. Examples of Dependencies. Having given in the preceding chapter a general definition of a dependency, I propose, before I pro- ceed to a further illustration of the ideas involved in this word, to collect some examples of de- pendencies, for the purpose of exhibiting the prin- cipal forms under which the relation of a dominant and a dependent community has existed in different ages and countries. X § 1. Dependencies of the Oriental Monarchies, and of the Ancient Republics. The system of governing by means of depen- dencies existed to a great extent in the ancient world ; indeed, it was one of the main characteristics of the ancient governments, both monarchical and republican. Dependen- ^j^g aucieut monarcliics of Asia were Q-enerally cies of on- c5 j entaimo- as^eTCffates of nations which had once been inde- narcnies. ^'-' *=' pendent, but had been reduced by conquest to de- pendence on a common superior. The obvious and rude contrivance for maintaining this dependence was for the ruler of the conquering tribe to place a governor in each subject community, who collected a revenue from the inhabitants, and having first defrayed from it the expenses of his own govern- ment, paid over the surplus, as a tribute, to his II.] EXAMPLES OF DEPENDENCIES. 97 chief. This appears to have been the character of the Persian Empire and its satrapies, as described by Herodotus;* and such, with only slight differ- ences, has been the character of the Oriental govern- ments at all times. '• The plan," says Mr. Mill, " according to which the power of the sovereign was exercised in the govern- ment of Hindostan, resembled that which has almost universally prevailed in the monarchies of Asia, and was a contrivance extremely simple and rude. In the more skilful governments of Europe, officers are appointed for the discharge of particular duties in the different provinces of the empire ; some for the decision of causes, some for the control of violence, some for collecting the contingents of the subjects, for the expense of the state ; while the powers of all centre immediately in the head of the government, and altogether act as connected and subordinate wheels in one complicated and artful machine. Among the less instructed and less civilized inha- bitants of Asia, no other plan has ever occurred to the monarch, for the administration of his domi- nions, than simply to divide his own authority and power into pieces or fragments, as numerous as the * See Herod. III. 89. sqq. Herodotus III. 97, states that the territory of Persis, the district immediately subject to the king, was free from tribute, but that the inhabitants paid him gifts, or bene- volences. Compare Heeren's Ideen, vol. i. Part I., on the internal constitution of the Persian Empire ; who proves satisfactorily that the amounts of the tributes, which are stated by Herodotus, do not comprehend all that was paid by the provinces to the satraps, but only the sums which were payable by the satraps to the royal trea- sury. — See pp. 477 — ^82 ; 496. Compare Xenoph. Cyrop. viii. 6. H 98 EXAMPLES OF DEPENDENCIES. [CH. provinces into which it was deemed convenient to distribute the empire. To each of the provinces a vice-gerent was dispatched, who carried with him the undivided authority and jurisdiction of his master. Whatever powers the sovereign exercised over the whole kingdom, the vice-gerent exercised in the province allotted to him ; and the same plan which the sovereign adopted for the government of the whole, was exactly followed by the vice-gerent in the government of a part. If the province com- mitted to his sway was too extensive for his personal inspection and control, he sub-divided it into parts, and assigned a governor to each, whom he entrusted with the same absolute powers in his district as he himself possessed in the administration of the greater department. Even this inferior deputy often di- vided his authority, in the same manner, among the governors whom he appointed, of the townships or villages under his control. Every one of those rulers, whether the sphere of his command was narrow or extensive, was absolute within it, and possessed the whole power of the sovereign, to levy taxes, to raise and command troops, and to decide upon the lives and property of the subjects. . . . The expense of the government of each vice-gerent was defrayed out of the taxes which he levied, and the surplus was transmitted to the superior lord, to whom he was immediately responsible. From him it was again conveyed to the governor above him, till it reached, at last, the royal treasury."^ * History of British India, vol. i. pp. 176 — 8. II.] EXAMPLES OF DEPENDENCIES. 99 The existing mode of government in the Otto- man empire agrees almost exactly with that de- scribed by Mr. Mill in the preceding passage. The whole Ottoman empire, with the exception of Constantinople and its district, is divided into pro- vinces, and a governor, commonly styled pacha, is placed by the sultan at the head of each. This appointment confers on the pacha the entire subor- dinate government of his province. The only power which the sultan does not delegate to his governors, is the administration of civil justice, which (as being in a Mahommedan country rather a religious than a political business) is withdrawn from the military pachas, and is made to depend upon an officer in Constantinople.* * " Dans cette s^rie d'emplois, I'objet de la commission 6tant toujours le meme, les moyens d'ex^cution ne changentpas de nature. Ainsi le pouvoir etant, dans le premier moteur, absolu et arbitraire, il se transmet arbitraire et absolu a tous ses agents. Chacun d'eux est I'image de son commettant. C'est toujours le sultan qui com- mande sous les noms divers de pacha, de motsallam, de quaiemma- qam, d'aga; et il n'y a pas jusqu'au delibache qui ne le represented' — Volney, Voyage en Egypte et en Syrie, torn. ii. p. 220. " En chaque gouvernement, le pacha etant I'image du sultan, ilest comme lui despote absolu ; il rcunit tous les pouvoirs en sa per- sonne ; il est chef et du militaire, et des finances, et de la police, et de la justice criminelle. II a droit de vie et de mort ; il pent faire a son gre la paix et la guerre ; en un mot, il pent tout. Le but principal de tant d'autorite, est de percevoir le tribut, c'est-a-dire de faire passer le revenu au grand proprietaire, a ce maitre qui a conquis et qui possede la terre par le droit de son 6pouvantable lance."— lb. p. 222. "A titre d'image du sultan, le pacha est chef de toute la police de son gouvernement ; et sous ce titre, il faut comprendre aussi la jus- tice criminelle. II a le droit le plus absolu de vie et de mort ; il I'exercc sans formalite, sans appel."— lb. p. 228. *' L'administration de la justice contentieuse est le seul article que les sultans aient soustrait au pouvoir exclusif des pachas, soit parcc- H 2 100 EXAMPLES OF DEPENDENCIES. [ciI. The partition of a large empire into dependencies is the simplest expedient for governing it, and would naturally be resorted to in any barbarous or semi- barbarous country. Accordingly, we find it in ancient Mexico,* as well as in most of the Asiatic monarchies both of ancient and modern times. It is to be observed, that in the Asiatic monarchies the subordinate government was modelled after the supreme government, and was almost always dele- gated to a single officer, who administered his pro- vince nearly upon the same principles as those which guided the supreme ruler in the government of the empire generally, or of that part of it imme- diately subject to his dominion. There are some qu'ils ont scnti I'enormite des abus qui en re suiter aient, soit parce- qu'ils ont connu qu'elle exigeait un temps et des connaissances que ]eurs lieutenants n'auraient pas ; lis y ont prepose d'autres officiers qui, par une sage disposition, sont independants du pacha. , . . Tous les magistrats de I'empire appeles quddis, c'est-a-dire, juges, depen- dent d'un chef principal qui reside a Constantinople. . . Ce grand quddi nomme les juges des villes capitales, telles qu'Alep, Damas, Jerusalem, etc. Ces juges, a leur tour, en nomment d'autres dans les licux de leurs dcpendances." — Ibid. p. 231 — 2. Compare D'Ohsson, Tableau de TEmpire Ottoman, torn. vii. p. 283. The decisions of the cadis, or civil judges, are, according to Volney, ib. p. 233 — 4, sometimes founded on unwritten customs or decisions of doctors, but in most cases on the Koran. The reli- gious character of the civil jurisprudence of the Ottomans is probably the reason why the civil judges are independent of the paclias. The delegation to the pachas was formerly so complete, that they could even use the sultan's signature, and issue laws in his name. " Les gouverneurs faisaient autrefois usage du chiiFre du sultan, parce qu'ils avaient le droit de rendre des ordonnances au nom du souverain ; mais cette prerogative ayant donne lieu a des abus, fut supprimee sous le regne d'Ahmed III."— D'Ohsson, torn. vii. p. 284. * Robertson's Hist, of America, b. 7. (vol. vii. p. 260). The Thracian Empire of Sitalces, described by Thucyd. II. 95 — 8, seems likewise to have been a loose aggregate of tributary dependencies. IT.] EXAMPLES OF DEPENDENCIES. 101 traces of the military and fiscal powers having been exercised by different persons in the provinces of the ancient Persian monarchy ; but in general, both in that and other Oriental monarchies the satrap or provincial governor was both military commander and collector of the tribute.*' It was his ambition to imitate the state of the monarch his master, and to keep a petty court ; f and the monarch was little inclined, even if he was able, to check the excesses of his viceroy, provided that the latter paid his appointed tribute at the appointed times. It must not be inferred from Mr. Mill's account of the dependencies of an Oriental monarchy, (which has been cited above,) that these dependencies were different in kind from the dependencies of a re- public or free state. In every dependency, the delegation of political powers to the subordinate go- vernment is (as we have already explained) nearly unlimited. The government of every dependency is capable of legislating on nearly all subjects, and of executing all laws in force within its territory ; and if the government is entrusted to one man, all these powers are necessarily united in his person. The principal differences between the Oriental and Eu- ropean systems of government, with respect to de- ' pendencies, appear to be the following: — 1. In the Oriental dependencies the subordinate govern- ment is almost invariably entrusted to a single * Heeren, Id. p. 490—2. t Heeren, p. 495. On the magnificence of the Turkish paclias, and the ex])eiisiveness of their Uttle courts, see D'Ohsson, Tableau de TEmpire Ottoman, torn. vii. p. 287- 102 EXAMPLES OF DEPENDENCIES. [CH. person (styled a satrap, pacha, &:c.) ; whereas, in the dependencies of European states, the subordinate government is sometimes more or less popular in its structure ; in other words, it consists of a body of persons more or less numerous. 2. In the Oriental dependencies, the whole empire, with the exception of the capital city and a small district attached to it, is parcelled out into dependencies ; whereas, in the modern European states, all the territories which do not lie at a great distance from the central power are immediately subject to the supreme government. 3. In the Oriental depen- dencies, the control of the supreme government over the subordinate government of the dependency is feeble and irregular ; whereas, the European states usually exercise a more vigorous control over the local governments of their dependencies. Dependen- The powcrful vepuhlics of antiquity likewise kept cientre- a Considerable uumbcr of communities in subjection, ^"^ '^' which they had reduced either by conquest, or the threat of conquest. Each of these communities had a subordinate government, and (unless it was pre- vented by poverty) paid a tribute, in money or in kind, or in military or naval supplies, to the dominant state. The subordinate government of these dependent communities was generally pre- sided over by a military or civil officer who repre- sented the supreme government. Dependen- A remarkable example of a system of dependencies Athens. under a Greek republic is afforded by the subject allies of Athens in the period of her ascendancy. ^t^t LIB \^ OF THE II.] EXAMPLES OF DEPEN DlfrH^.I '^ E E^g T Y After the defeat of the great Pe: against Greece, and the secession of the Spartans from the command of the allied Greek forces, the Athenians gradually reduced their allies in the islands and coasts of the iEgean sea to a state of dependence, and converted the voluntary contri- butions which the allies had made to the treasury at Delos for the furtherance of the common cause, into a tribute, which was remitted to Athens, and for the expenditure of which the Athenians rendered no account.* These subject communities retained their separate governments, (which were organized on democratic principles,!) and administered generally their own internal affairs ',X but they were under the control, either permanent or occasional, of Athenian inspectors or governors, or military commanders.§ Moreover, the courts of the dependency were de- prived of their jurisdiction in all important cases, which could only be tried by the Athenian tribunals. || In some instances, the Athenians seized a portion of the lands of a subject state, and divided them among certain of their citizens. Citizens who obtained * See the copious and detailed account of the subject allies of Athens in Boeckh, Public Economy of Athens, b. iii. c. 15, 16^ 17. (vol. ii.pp. 132—68. Engl, transl.) Compare Wachsmuth, Hellen. Alt. i. 2. pp. 69—83, and Thirlwall's History of Greece, ch. 18. f Aristophanes boasts of havinj^ exposed the defects of the popu- lar governments of the dependencies of Athens : tovs ^rifi,ovs h mli irikifftv hllag us hfiox^arovvrai. Acharn. 642. So Aristotlc, speaking of the proceedings of the Athenians and Lacedaemonians in the states which they respectively conquered, says, ol fitv 'a^vxToi ^avruxeu rat hXiya.^'X^la.i i ot Vs Aeixeovis tovs ^n/nous xarikvav' Pol. V. 7. Compare Wacll- smuth, i. 2. p. 80—1. Thirl wall, vol. iii. p. 48, X Boeckh, vol. ii. p. 146. ^ Boeckh, vol. ii. ]). 146. II Ibid. p. 141. 104 EXAMPLES OF DEPENDENCIES. [cH, such portions of land were called cleruc/ii, and the settlement was called a cleruchia. Subject states of the latter description bear a close analogy to the colonice of the Romans, as will appear presently ;* although they differed from the Roman colo- nicB in not being intended to serve any military purpose, derof^^"' Many of the Athenian dependencies were trans- Sparta. ferrcd to Sparta by the unfortunate event of the Peloponnesian war, and were governed by Sparta, during the short period of her ascendancy over them, in nearly the same manner in which they had been governed by Athens ; except that their subor- dinate governments were made oligarchical, and that the Spartan governors (styled harmosts) appear to have interfered more extensively with the internal affairs of the dependent communities than the Athenian governors had done.f But besides her dependent allies beyond the sea, Sparta likewise possessed in her Peloponnesian territory, from the earliest times, a class of subjects, named Perioeci. These subjects of Sparta seem to have lived in separate villages or communities, to have been placed under Spartan governors, and to have paid tribute by certain districts ; so that they perhaps rather formed a cluster of dependencies around the dominant Spartan state, than a class of subjects or serfs under the immediate dominion of the Spartan * Concerning the Athenian cleruchiae, see Boeckh, b. 3. eh. 18. (vol. ii. p. 168—80). Thirlwall, vol. iii. p. 56. Polybius, Appian, and Dionysius, call the Roman colonists Kkn^odxof, see Polyb. ii. 21. iii. 40. iv. 81. Appian, B. C. i. 7. Dionys. Ant. Rom. ii. 16. t Wachsmuth, i. 2. p. 244—6. II.] EXAMPLES OF DEPENDENCIES. 105 government.* The same relation probably subsisted in other Greek republics, which had subjects ; for example, in the Cretan states and in Argos. The transition from the complete independence of a political community to its complete dependence on another state, and from the complete dependence of a separate community, to its absorption and in- corporation into the dominant community, might be so gradual as to render it difficult to determine, in any individual case, 1 . At what moment the supreme government of the independent state became the sub- ordinate government of a dependency ; 2. At what moment the subordinate government of the depend- ency became a merely municipal body, and the inha- bitants of the dependency became directly subject to the government of the dominant country. It has been already remarked that a tributary community is not necessarily dependent ;t and such was the case of the aUies of Athens after the Persian war, so long as the payment of their tributes remained voluntary. But by successive and almost insensible encroach- ments, Athens converted their voluntary tribute into a compulsory tax, and thus rendered them de- pendent upon her. The passage from a state of * See Miiller s Dorians, b. hi. ch. 2. § 1, 3. (vol. ii. p. 19. 27. Engl, transl.), Thirlwall's History of Greece, vol. i. p. 306 -8. Ephorus speaks of the division of Laconia into six provinces, one of which consisted of the city and its district: Strabo VIII. 5. p. 364. ed. Casaubon, and compare Miiller s Dorians, b. i. ch. 5. § 13. The Spartan governor and military commander sent to the island of Cythcra, which was a perioecian dependency, bore the title of xuh^o^Uyis, Thucyd. IV. 53 ; but, as Bishop Thirlwall remarks, vol. i. p. 308, no inference can be drawn from Cythera respecting the government of the Perioeci on the mainland. t Above, p. 84. 106 EXAMPLES OF DEPENDENCIES. [CH. bare dependence into an entire incorporation with the dominant state might be equally gradual. " The degrees (says Wachsmuth, in his Political Anti- quities of Greece) by which a Greek community passed from the loosest to the strictest dependence, and from thence to the entire loss of its separate existence, and its merger in the dominant state, may be stated as follows: — 1. The subjecting it to the payment of a compulsory tribute. 2. The re- quiring it to furnish troops, to be commanded by generals of the dominant country. 3. Supreme jurisdiction, arrangement of the magistrates, and other interferences w^ith the internal affairs of the dependency ; as, for example, when the Myti- lenseans prohibited their revolted allies from teach- ing writing and music to their children. Beyond this point, a dependent community lost its separate existence ; and its citizens became integral members of the dominant state, either by being admitted to its rights of citizenship, or by being degraded to the condition of perioeci."* Greek coio- We may here observe that the foreign settlements, or colonies {a7roi}clon),'\ of the Greeks, were in general * Vol. i. 1. p. 128. Wachsmuth in this passage considers perioeci as directly subject to the government of an independent state. I have stated in p. 105, note*, my grounds for thinking that the periceci of Sparta may have been distributed into dependent communities; but the question is doubtful. See Philological Museum, vol. ii. p. 55, n. 21. t Aristotle, among his multifarious works, wrote a treatise on the best mode of founding colonies. Ammonius ad Aristot. Categ. vol- iv. p. 35, a. ed. Bekker, says, concerning Aristotle's works, ^£^;*a fiiv ouv iffriv offot, t^'os Tiya totif yiyoaTTat, u; l-^iffroXce,), « otra ioearnh); v^ro . yiy^xifvxi. The title of the treatise seems to have been, 'Axiluvhes v v^io a-roiKiuv. See Diog. Laert. v. 22. and Menage ad loc. II. J EXAMPLES OF DEPENDENCIES. 107 independent from their first establishment ; and that if they became dependencies of the mother-country, it was by means of subsequent conquest or other aggressive interference ; as was the case when some of her Ionian allies were reduced to subjection by Athens.* " The migrations of the Greek colonists (says Bishop Thirlwall) were commonly undertaken with the approbation and encouragement of the states from which they issued ; and it frequently happened that the motive of the expedition was one, in which the interest of the mother country was mainly concerned : as, when the object was to relieve it of superfluous hands, or of discontented and turbulent spirits. But it was seldom that the parent state looked forward to any more remote advantage from the colony, or, that the colony expected or desired any from the parent state. There was in most cases nothing to suggest the feeling of dependence on the one side, or a claim of authority on the other. The sons, when they left their home to shift for themselves on a foreign shore, carried with them only the blessing of their fathers, and felt themselves completely emancipated from their control. Often the colony became more powerful than its parent, and the distance between them was generally so great as to preclude all attempts to enforce submissiouc^f * Other examples of the political dependence of Greek colonies on the mother country are given by Wachsmuth, Hellen. Alt. i. 1 . p. 131—2. t History of Greece, ch. 12. (vol. ii. p. 97.) And compare C. F. Her- mann's Greek Antiquities, ^ 73 — 5. " If (say the Corcyraeans in 108 EXAMPLES OF DEPENDENCIES. [cH. The ties which bound together a Greek mother- country and its colony were not political, but moral. The relation between the state which sent out the emigrants, and the new state which they esta- blished, was conceived as analogous to the relation which subsists between a parent and a child ; but, it is to be observed, between the parent and the emancipated, not the infant, child.* Accordingly, a mother-country was considered as morally bound to protect and assist its colony when involved in difficulties ; while the colony was expected to pay certain marks of deference and respect, particularly in religious matters, to the mother-country .f Colonies of The forcim settlements of the Phoenicians appear thePhoeni- ® . . ^^ cians. to have been nearly similar to those of the Greeks, in respect of their relation to the mother-country. Whatever may have been their original condition, they seem for the most part, and especially the distant and powerful Carthage, to have acquired independent governments at an early period of their existence. " The great and difficult art (says Thucydides to the Athenian assembly) the Corinthians affirm tliat you ought not to receive their colonists as your allies, let them learn that every colony, when it is well treated, honours the mother country, but is alienated from it by ill treatment ; for colonists are sent ovit in order to be equal in rights with those who remain be- hind, and not to be their slaves :" ol yk^ Wi rf hZket axx' It) tSj oumot Tali XnTof^ivois iHvat 'iK'^ifi'Tovrat. I. 34. * Dionys. A. R, iii. 7- os ya^ a^ioZtri Ttfi.m rvyxo^viiv ol 'ruri^n Ta^k tJ/v iyyovuv, Toffavrnt ol x,Tt(ra.vTis rag ToXiig Ta^a tuv avolxuv. See Hcync, Opuscula, vol. i. p. 312, concerning the filial relation of the colony to the state whi(;h founded it. t See Thucyd. i. 24, and the following chapters, from which the sentiments of the Greeks respecting the colonial relation can be fully collected. II.] EXAMPLES OF DEPENDENCIES. 109 Heeren) of keeping colonies in dependence, whicli the Carthaginians understood so completely, was not equally well known to the Phoenicians. The colonies of the Phoenicians, favoured by their posi- tion, grew more powerful than the mother-state, and became independent, if they were not inde- pendent from the beginning. The causes of their independence are obvious. In the first place, the Phoenicians (like other commercial nations in later times) extended their settlements over a wider sur- face than their power enabled them to command. In the second place, Tyre was not so centrally situated with respect to its colonies, as Carthage ; and hence, even if it Jiad been able to raise equally large armies, it would not have been able to use them with equal effect in all directions. Carthage could, without any great exertion, transport its armies to Sicily and Sardinia ; England can, in our dsLjs, send armies to the East Indies : but if Tyre had attempted to send an Asiatic army to Spain, the attempt would probably have failed. With the exception, therefore, of the neighbouring islands, such as Cyprus and others, or of some of the more distant settlements, particularly the mining colonies, where the natives were forced to labour, the relation of the Tyrians with their colonies was confined to commercial intercourse, and the duties of a re- ciprocal affection, the latter of which were never omitted, and the former was constantly main- tained."* * Ideen. vol. i. Part II. p. 36—7. conf. p. 31. 51 -2. Heync also liO EXAMPLES OF DEPENDENCIES. [CH. dS'of Car- '^'^^^ republic of Carthage had a double set of thage. dependencies. One set consisted of the African towns and provinces in the vicinity of Carthage, which appear to have been tributary to the chief eity, and to have stood to it in nearly the same relation as the islanders of the ^gean sea to Athens, and the towns of the Perioeci to Sparta.* The unwilling obedience which these towns and districts rendered to Carthage, on account of the oppressiveness of the rule to which they were sub- ject, appears from the alacrity with which they joined the revolted mercenaries after the first Punic war.f These dependent communities never were incorporated with the dominant republic either in remarks that proximity was a necessary condition for the subjection of a Greek colony to its mother state. " Loca quae a no vis colonis erant cccupata, agri, maenia, novse civitatis initia constituisse vide- bantur, cui suo jure uti liberum esset. Id quod tanto magis locum habebat, si in terras aut insulas mari interjecto remotas coloni exiis- sent." "In propinquo itaque, nee longe a metropoli dissito loco sedem figere debuit colonia, in quam ilia jus suum exercere inciperet." De veterum coloniarum jure ejusque causis, Opuscula, vol, i. p. 302, 304. * Concerning the Carthaginian dependencies in Africa, see Arnold's History of Rome, vol. i. p. 477- 83. t See Heeren's Ideen, vol. ii. i. 43. 90. 153 — 4. (African nations, vol. i. p. 41. 60. 88. 147—8. Engl, transl.) The chief authority re- specting the subject towns of Carthage is Polyb. i. 72. Aristot. Polit. ii. 11. calls them «/ ^oXu?; in vi. 5., he calls them al Ttgiotx^is. According to Polyb. i. 10, the Carthaginians held in subjection the shores of Libya, many parts of Iberia, and all the isles of the Sardi- nian and Tyrrhenian sea. The expressions used by Polybius in i. 10, and in iii. 39. {lyx^arus w?ra^;^«yT2j, ixv^livov, iKiKpaT'/ixuffay) shoW that the towns and settlements of the Carthaginians were strictly dependencies. Polybius states in i. 70, that Matho sent envoys to the African cities, Ta^axaXovvns Iti rh Ikiuh^Uv. The term I'rtKpdrita is likewise applied to the Carthaginian dependencies in the Trea- tise Do Mirabilibus, ascribed to Aristotle. 'Ev 11 tv t^ix^unla ruv Kocpx^^ov^"^ c>^r^ou;^ous aTo ff(puv xariXiyov, xa) roHhi fAv avr) (p^ov^iuv WivooW' DionySlUS, Ant. Rom. 11. 16, likewise commends the policy of the Romans in not destroying the male population of the conquered cities, or reducing it to slavery, and occupying their territory merely as pasture-ground; dkxa xXn^ou^ovs Is auras aTotrrixXtiv itt) f^i^ii riv) rm X,c^oks, xai OF THE '> v.] SEPARATENESS OF A DEPENDfjtt^ I ^ 5S S I T I vague and so little understood, that decisiSS^ ^fefafiS^^ L^ upon it will be often contradictory."'' The Attorney-general of 8t. Christopher s stated his opinion on this subject to the West Indian com- missioners in the following terms : — " We consider the law of England operative here, in cases appli- cable to our circumstances, except where it may he modified or altered hy the acts of the colonial legis- lature. We also consider acts of parliament, passed previous to the cession of the island to Queen Anne by the treaty of Utrecht, operative here in all cases in which they are applicable"! The following is the account of the English laws affecting the Island of Barbadoes, which is given in the Report of the West Indian Commissioners: — " The laws in force here are, first, the common law of England; secondly, such Acts of Parliament as were passed before the settlement of the island, and are applicable to its condition. The bankrupt and poor laws, the laws of police, tithes, and the mortmain acts have been treated as not applicable to the condition of the colony, and are, therefore, not in force in it. Of acts passed subsequently to its settlement, such only are considered to aifect the colony as have the island expressly named or virtu- ally included in them. "J * Cited in Clark's C. L., p. 139. Dominica, though it was declared by England to be neutral for a few years after the treaty of Aix-la- Chapelle, appears to be considered as having the legal incidents of a country colonized by Englishmen. f Clark, p. 164. St. Christophers is likewise considered to have been colonized by Englishmen. X Clark, p. 181 . The same is the case of Barbadoes. 194 SEPARATENESS OF A DEPENDENCY. [CH. The most complete attempt of the government of an English colonial dependency to determine how much of the law of England applies to it, is exhi- bited in an Act of the Bahama islands, passed in the fortieth of George the Third, intituled " An Act to declare how much of the Laws of England are practicable in the Bahama Islands, and ought to be in force within the same." As Mr. Clark remarks, " it gives a full and clear account of what part of the law of the mother country shall be deemed to be of force and binding in the colony, instead of leaving it to the varying discretion of the judges from time to time, as is the case in many of the other colonies."* The Act, after reciting that, " the common law of England is the best birthright of Englishmen and of their descendants, but nevertheless is not in all respects applicable to the circumstances and condition of new and distant colonies ; and that doubts have arisen how far the acts of parliament in which His Majesty's colonies and plantations in America are not expressly mentioned or included under general words, do extend to those colonies and plantations ; by reason whereof his Majesty's liege subjects of these islands have sometimes been in danger of being de- prived of the benefit of many good and wholesome laws ; and that it is expedient that all doubt be taken away concerning a subject of such high importance ;" declares, " that the common law of England, in all ♦ Clark, p. 368. See the Act in 1 Howard's Laws of the British Colonies, p. 341 . v.] SEPARATENESS OF A DEPENDENCY. 195 cases where the same hath not been altered by any of the acts or statutes hereinafter enumerated, or by any act or acts of the assembly of these islands, (ex- cept so much thereof as hath relation to the ancient feudal tenures, to outlawries in civil suits, to the wager of law or of battail, appeals of felony, writs of attaint, and ecclesiastical matters,) is, and of right ought to be, in full force within these islands, as the same now is in that part of Great Britain called England." Sect. 2 enacts, that " the several statutes and acts of parliament hereinafter particularly enu- merated and mentioned, are, and of right ought to be, in full force and virtue within and throughout this colony, as the same would be if the Bahama islands were therein expressly named, or as if the aforesaid acts and statutes had been made and enacted by the general assembly of these islands." The titles of a large number of English statutes are then enumerated, beginning with 9 Hen. III. and ending with 27 Geo. II. Sect. 3 declares, that " all and every the acts, statutes, and parts of acts and statutes of the Par- liament of England or Great Britain, which relate to the prerogatives of the Crown, or to the allegiance of the people, also such as require certain oaths (commonly called the state oaths) and tests to be taken or subscribed by the people of Great Britain, also such as declare the rights, liberties, and privi- leges of the subject, are, and of right ought to be, of full force and virtue within this colony, as the same would be if the Bahama islands were therein o2 196 SEPARATENESS OF A DEPENDENCY. [CH. expressly named, or as if the aforesaid acts and sta- tutes had been made and enacted by the general as- sembly of these islands." The following is the account given by Mr. Hali- burton of the legal system of Nova Scotia : — " Upon the first settlement of this country, as there was no established system of jurisprudence, until a local one was legally constituted, the emi- grants naturally continued subject and entitled to the benefit of all such laws of the parent country as were applicable to their new situation. As their allegiance continued, and travelled along with them according to those laws, their co-relative right of protection necessarily accompanied them. The com- mon law, composed of long established customs, originating beyond what is technically called the memory of man, gradually crept into use as occasion and necessity dictated. The statute law, consisting of acts regularly made and enacted by constituted authority, has increased as the nation has become more refined, and its relationship more intricate. As both these laws grew up with the local circum- stances of the times, so it cannot be supposed that either of them, in every respect, ought to be in force in a new settled country; because crimes that are the occasion of penalties, especially those arising out of political, instead of natural and moral relation- ship, are not equally crimes in every situation. Of the two, the common law is much more likely to apply to an infant colony, because it is coeval with the earliest periods of the English history, and is v.] SEPARATENESS OF A DEPENDENCY. 197 mainly grounded on general moral principles, which are very similar in every situation and in every country. The common law of England, including those statutes which are in affirmance of it, contains all the fundamental principles of the British con- stitution, and is calculated to secure the most essen- tial rights and liberties of the subject. It has, therefore, been considered by the highest jurisdic- tions in the parent country, and by the legislatures of every colony, to be the prevailing law in all cases not expressly altered by statute, or by an old local usage of the colonists similarly situated; for there is a colonial common law, common to a number of colonies, as there is a customary common law, com- mon to all the realm of England. With such ex- ceptions, not only the civil but the penal part of it, as well as the rules of administering justice and ex- pounding laws, have been considered as binding in Nova Scotia. In many instances, to avoid question, colonial statutes and rules of court have been made expressly adopting them. Since the artificial refine- ments and distinctions incidental to the property of the mother country, the laws of police and revenue, such especially as are enforced by penalty, the modes of maintenance for the clergy, the jurisdiction of the spiritual courts, and a multitude of other provisions, are neither necessary nor convenient for such a co- lony, they therefore are not in force here."* A native customary law common to several depen- dencies (such as that here referred to by Mr. Hali- * Haliburton's Nova Scotia, vol. ii, p. 343 — 5. 198 SEPARATENESS OF A DEPENDENCY. [CH. burton) is not peculiar to the North American set- tlements. Its existence is also mentioned in some of the West Indian islands, by the West Indian Commissioners. " The law of slavery is to be found in a sort of common law of the colonies, and in the acts of the local legislatures. The Chief Justice of Grenada calls it ' a customary law, superadded to the law of England, supplemental to the common law.' In this island (Barbadoes), and I believe in all others, it was not expressly instituted or established by posi- tive law, but obtained insensibly, and at present de- pends upon certain unwritten maxims and principles (derived chiefly from the civil law), and a usage founded thereon. This, though not strictly a legal prescription, has been a uniform practice, recognized in the earliest acts of assembly, regulated at various periods of their history, and constantly admitted as legal in their courts of justice."* Vagueness It mav bc remarked fi^enerallv of the precedini; of the rules "^ . ... . respecting rulcs respecting: the applicability of the law of Ene:- theapplica- ^ ^, / ^ ^ . ^ Y ^ ^^ ^ . ^ ^ ^ biiity of the land in its colonial and other dependencies, that they in English arc vaguc and ill defined ; that consequently, they t epen en ^eg^^e a large discretion to the courts of the depend- ency, and even throw a doubt upon the extent of the legislative power possessed by its subordinate govern- ment. Mr. Howard, in his work on the laws of the British colonies in the West Indies, and other parts of America, has the following remarks on the sub- * First Report of the Commissioners of Inquiry into the admi- nistration of justice in the West Indies, p. 65. v.] SEPARATENESS OF A DEPENDENCY. 199 ject. " It is clear that the English laws are par- tially in force in many of our American possessions ; but it is equally clear, that for want of certain ad- mitted principles, upon which the applicability of those laws can be established, it is very difficult to define which of them do, and which do not extend to the colonies respectively ; and that, on the con- trary, the greatest difference of opinion exists on the subject both at home and in the colonies."* The following passages, relating to the same sub- ject, occur in the third report of the Commissioners for inquiring into the administration of justice in the West Indies. " The subject first engaging the attention of the Commissioners in every island was the received law of the colony. This was a point which could hardly be expected to present much intricacy, or to lead to great difference of opinion. But unfortunately the principle upon which certain laws of the mother country are operative and held binding in her colonies, far from being clear and precise, as is desirable in presenting rules of action which all men are required to obey, is involved in consider- able obscurity, and often found very difficult of ap- plication." " The answer generally received in the case of free persons, was, " 1st. We acknowledge the common law of Eng- * Introduction, p. 12. See the examples, in proof of this asser- tion, adduced by Mr. Howard, p. 12 — 14, and particularly a passage from Pownal's work on the Colonies, cited in p. 12. 200 SEPARATENESS OF A DEPENDENCY. [CH land ;" but always qualified by " so far as it is ap- plicable to the circumstances of the colony." =^ * * 2nd. It was said, we are bound by Acts of Par- liament passed before the " settlement of the colony," and " applicable to its condition ;" that is to say, by the statutes of England passed antecedently (making, as will be perceived by the subjoined table, a differ- ence in some cases of two centuries) : In Barbadoes — to 1627, but not "by the penal laws gene- rally," said the Solicitor-general In Tobago to 1814 In Grenada to 1763 In St. Vincent to 1763 In Dominica to 1763 In Antigua to 1632, but not *' by the penal laws, at least in the case of slaves," thought the Attorney-general. In Montserrat to 1632 In Nevis to 1625 In St. Christopher to 1713 In Tortola to 1774 " The crown officer of Nevis said, * we are bound by all Acts of Parliament of the mother country, ante- cedent to a certain period, but what that ' certain period ' is, does not appear to have been settled by any judicial decision or record here.' "* In consequence of the rule of English law, that a colony founded by Englishmen receives such of the statute and common law in force at the time of its foundation as is applicable to its condition, but does not receive such statutes passed subsequently to its foundation, as do not expressly include it, or such rules of common law as are contained in decisions made after the same period, it necessarily happens * Third Report, p. 97, 98. v.] SEPARATENESS OF A DEPENDENCY. 201 that different portions of the statute and common law are in force in English colonies founded at different times; and that most of the alterations made in the statute and common law of the mother- country subsequently to the foundation of a colony, do not extend to it. The reason assigned for the rule that new colo- nists take out with them the existing law of Eng- land, so far as it is applicable to their condition, is, that the law of England is the birthright of every Englishman.* This reason, however, as so stated, is too extensive ; for an Englishman going to an English dependency, which is not an English colony, does not necessarily live under the English law. There is no system oi jpersonal law in the dependen- cies of England,f such as existed in western Europe soon after the conquests of the German barbarians, and as now exists in Hindostan. The true reason for this rule seems to be, that new colonists take out with them the law of the mother-country, from the necessity of the case. It is necessary for them to have some system of law, regularly administered, if they are to be a civilized community ; and what other system of law could they adopt ? They could * 2 Peere Williams, p. 75. t •' The law and legislation of every dominion equally affects all persons and all property within the limits thereof, and is the true rule for the decision of all questions which arise there. Whoever purchases, sues, or lives there, puts himself under the law of the place and in the situation of its inhabitants. An Englishman in Minorca, or the Isle of Man, or the plantations, has no distinct right from the natives while he continues there.'* Lord Mansfield, in Campbell v. Hall, 20 Howell's S. T. 323. 202 SEPARATENESS OF A DEPENDENCY. [CH. not create ofF-hand a new body of law ; and there are no persons among them who are acquainted with any foreign system of jurisprudence, so as to be able to administer it. Moreover, the system of law under which they have hitherto lived, to which they have been accustomed, and which is expressed in their native language, is, on the whole, the best suited to their wants, however different the circum- stances of the colony may be from those of the mother-country. It may be remarked, that this reason does not apply to dependencies acquired by cession or conquest, which already possess a legal sys- tem of their own ; and accordingly the body of the English law does not obtain in dependencies so ac- quired. The pecu- Another cause of the peculiarity of =^the legal sys- cumTtlnces tcm of a dependency is, that the peculiar interests of dency^ne" the dependency, growing out of its peculiar circum- enactoent^ stauccs, ncccssitatc the enactment of peculiar laws. of peculiar ^^^ example, the employment of New South Wales and Van Diemen s Land, as places of punishment for transported convicts, has necessitated the establish- ment, in those colonies, of laws altogether different from any of the laws of the mother-country. In like manner, the system of slavery which prevailed in the Spanish, French, Dutch and English colo- nies of America, caused a set of legal rules different from any obtaining in the legal systems of the respective mother-countries to be introduced into those colonies.* * See Burge, vol. i. p. 735. (ch. 10.) v.] SEPARATENESS OF A DEPENDENCY. 203 The laws which are peculiar to a dependency are sometimes, though rarely, introduced into it by the direct legislation of the supreme government. More frequently, however, they are introduced into it by the legislation of the local subordinate government, or grow up as rules of unwritten law, through the indirect legislation of the local courts. If a territory belonging to an independent state, a depen- , . . , ^ . , , . .11 • dency not or bemg itseli independent, is acquired by cession or being a conquest, the system of law which obtains in it at the domi- the time of the acquisition, can hardly fail to be try, natu- considerably different from that of the dominant much of its country which acquires it. In general, a country thus acquiring a dependency is satisfied with re- organizing its local government, and modifying its public law, and is contented to leave its civil law (or jus privatum) unchanged. By this mode of proceeding the dominant country secures its own do- minion, and avoids the production of the confusion which must inevitably ensue in any community upon a sudden change of its law of property and contracts. Thus, as we have already seen, the Roman municipia and provinces retained for a time much of their pe- culiar laws and institutions under the dominion of Rome.* In like manner, every country conquered by or ceded to the Crown of England retains such laws and rules of law (not inconsistent with the general law of England affecting dependencies) as were in force in it at the time of the conquest or cession, until they are repealed by a competent * Above, p. 113, 119. 204 SEPARATENESS OF A DEPENDENCY. [CH. authority.* Now, inasmuch as many independent states, and many dependent colonies of other states, have become English dependencies ; many of the English dependencies have retained wholly, or in part, foreign systems of jurisprudence. Thus Tri- nidad retains much of the Spanish law ; Demerara, the Cape of Good Hope, and Ceylon, retain much of the Dutch law ; Lower Canada retains the French civil law according to the coutume de Paris ; St. Lucie retains the old French law as it existed when the island last belonged to France ; Mauritius retains such of the French codes as were extended to it ; Malta, which was a municipality of the kingdom of Sicily, retains the old Sicilian law as modified by the subsequent legislation of the grand masters ; the Ionian islands retain much of their old Venetian law ; and the dominions of the East India Company retain much of the Hindoo, Mahometan, and other native systems of law and legal usages. Blackstone properly remarks, that the common law of England does not obtain, as such, in an English dependency acquired by conquest or treaty. 'f It has been remarked above that the rule of English law respecting the communication of the statute and common law of the mother-country to an English colony produces two singular conse- quences : first, that different portions of the statute and common law of the mother-country are in force in different colonies ; and secondly, that most of the * Sec note (M) at the end of the volume, t Commentaries, vol. i. p. 108. v.] SEPARATENESS OF A DEPENDENCY. 205 alterations in the statute and common law of the mother-country, which have been made since the foundation of the colony, are not received in the colony. An analogous effect is produced by the rule of the English law respecting the retention of the native law of a dependency acquired by England, in cases in which the dependency has been the dependent colony of another state. In these cases, the laws of the mother-country, as they existed at the time of the transfer of the colony, are in force in such colony, without any of the alterations which may have been made subsequently to the transfer. Thus the pro- vince of Lower Canada has for its civil law the French law, according to the coutume de Paris ; although that law has long since been superseded in France by the laws of the revolution and the codes of Napoleon. In like manner, the Dutch colonies ceded to England are subject to the Dutch law, as it existed at the time of the cession. " The ancient law of Holland (says Mr. Henry, in his preface to his translation of Vanderlinden's Institutes of the Laws of Holland), as it existed before the subjugation of that country to France, and the introduction of the code Napoleon, still prevails in the Dutch ceded colonies, which never admitted the new code, from the circumstance of their being, during the war which preceded the short peace of Amiens and the treaty of Paris, under the dominion, by conquest, of Great Britain."* So, again, the French codes, which are in force in the island of Mauritius, are * Pref., p. 12. 206 SEPARATENESS OF A DEPENDENCY. [CH. received in the form in which they were introduced into the island, and without the modifications which have subsequently been made in them by the French legislature. Extent to The prcscut seems a convenient place for con- legisiative sidcring the extent to which the legislative power SiTsubor- of the subordinate government of an English depen- vernment of dency is restrained by the laws imposed on the depen? '^ dependency by the supreme government. stramedby It has been already stated, that a subordinate the^preme govcmment Can make any law consistent with, but mJnt? cannot make any law derogating from, the laws ema- nating directly from the supreme government which bind the dependency. It is, therefore, necessary to consider what, according to the English practice, are the laws of the supreme government which bind a dependency. In an English dependency which has been colo- nized by Englishmen, the laws of the mother-country are in force so far as they suit the condition of the colony; and an English dependency acquired by treaty or conquest retains generally the laws which it possessed at the time of the acquisition. But the laws just mentioned are not considered as being among the laws of the supreme government, which the subordinate government cannot alter ; probably because they are considered to have been established directly by the express or tacit authority of the im- mediate government of the dependency, although they were so established with the tacit consent of the supreme government. v.] SEPARATENESS OF A DEPENDENCY. 207 The laws of the supreme government which, ac- cording to the English practice, the subordinate government is unable to alter, are the written laws of the supreme government which apply specifically to the dependency, and were, therefore, passed at the time of, or subsequently to, its colonization or ac- quisition ; or they are the written laws of the supreme government, passed before or after its colonization or acquisition, which apply to the dependency by a general description. For ex- ample, the -legislature of Upper or Lower Canada could not make any law inconsistent with any pro- vision of the Act of 1791, respecting the powers of the Houses of Assembly, the clergy reserves, and so forth ; nor can an English dependency escape from the operation of the Navigation Acts, although it might have been founded subsequently to the passing of these Acts, which, therefore, would only include it by a general description.* It is supposed, moreover, that there are certain fundamental prin- ciples of the unwritten law of England, (although it is not pretended that they are very precisely defined,) to which every law or legal rule of a dependency must conform, and which, therefore, the subordinate government is unable to alter.f Assuming that there are such fundamental principles in force in * The 3 and 4 Wm. IV. c. 59, s. 56, declares that no law or custom shall be in force in any of the British possessions in America, which is repugnant to any Act of Parliament made or thereafter to be made in the United Kingdom, so far as such Act shall relate to and mention the said possessions. t See note (M). 208 SEPARATENESS OF A DEPENDENCY. [CH. every English dependency, we must suppose that the supreme government directly though tacitly intro- duced them. It sometimes happens that a large body of law is introduced into a dependency by a legislative Act of the supreme government. Thus, the criminal law of England was introduced into Lower Canada by act of Parliament, in 1774. It appears that the criminal law so introduced has undergone some modifications by the provincial legislature, but that the power of the provincial legislature to make these changes has been disputed.* Whether the legislature of Lower Canada had or had not the power to alter the English criminal law as introduced into that pro- vince by Act of Parliament, it is certainly desirable that, whenever a large body of law is introduced into a dependency by the supreme government, a power of modifying its provisions should be ex- pressly given to the subordinate government, so far as it concerns the internal affairs of the dependency, and does not affect its political relations with the dominant state. It is probable that the practice which prevailed re- specting the dependencies of Rome closely resembled that which prevails respecting the dependencies of England. Probably, the local government of a municipium or colonia could alter any of its laws, unless it was restrained by a positive enactment of the Roman legislature, and a provincial government could make any legislative innovation which was * Lord Durham's Report, p. 42. v.] SEPARATENESS OF A DEPENDENCY. 209 not inconsistent with the formula of the province, or any Roman law binding the provinces generally. It has been shown in the first chapter, that a ««\erai re- ^ marks on dependency is characterized by its possessing a com- *'^« «epa- * •' ./ r o ratenessofa pletely organized though subordinate government ; ^lependent and that it is necessarily as distinct from the domi- mty. nant community in this respect, as is consistent with their being both members of the same independent political society. The separateness of the dependency is increased by the peculiarities of its legal system, the general though accidental causes of which have been ex- plained in the present chapter. Having a peculiar government completely or- ganized, and a peculiar legal system, it has a distinct history and distinct historical associations ; it has recollections and feelings which extend to all its members, and are limited to them. It thus obtains a peculiar national character and a separate national existence. Hence the inhabitants of a dependency are differ- ent from an equal number of persons not forming a separate community, but living in the midst of the population of an independent state. Every measure of the government of a dependency affects the in- habitants of the dependency, and them alone ; whereas a portion of the members of an independent community (such as the inhabitants of a county or department) are, in general, affected by the measures of its government, not exclusively, but in common with all the other members of that community. 210 SEPARATENESS OF A DEPENDENCY. [CH. It is well known how great an interest attaches to the history of the small Greek and Italian states, because they were separate communities. However small or weak a separate community may be, its history can scarcely fail to present some features of interest. The interest will, doubtless, be greater if the community be independent than if it be de- pendent; but there can scarcely fail to be some interest, provided it be a separate community. VI.] ADVANTAGES OF A DOMINANT COUNTRY. 211 CHAPTER VI. Advantages derived by the Dominant Country from its Supremacy over a Dependency. Having in the preceding chapters attempted to ex- plain and illustrate the nature of a dependency, I proceed, in this and the following chapters, to exa- mine the advantages and disadvantages which arise severally to the dominant community and the de- pendency, from their political connexion with each other. We will consider in the present chapter the advantages which the dominant community may derive from its supremacy over a dependency. These advantages are various, and are determined Adyantageg " derived by bv the natural capabilities of the dependency, the the domi- ^ ^ . "^"t coun- character of its population, the policy adopted with try from its ^ * ^ i ^ J. supremacy regard to it by the dominant country, and other over a de- Tfi 1111 pendency. causes. It cannot, therefore, be stated absolutely that the dominant country derives any advantage or advantages from its political relations with a de- pendency. The following appear to be the principal ad- vantages which dominant states have derived, or attempted to derive, from the possession of de- pendencies. 1 . By the civilized states of antiquity, dependencies i. Tribute . . 1 ^^'^ revenue were chiefly valued as furnishing a revenue to the paid by the . depen- government of the dominant country. The subject deucy. p2 212 ADVANTAGES OF A DOMINANT COUNTRY [CH. allies of Athens all rendered a tribute to the domi- nant republic, either in money or military and naval supplies ; the amount of their contributions under- went several changes, and the fixing of it on such terms as should not produce dissatisfaction amongst the allies was considered nearly the greatest feat of Athenian statesmanship.^ The subject allies of Carthage were likewise tributary. We have already stated that the arbitrary increase and vexatious col- lection of their tribute at the end of the first Punic war led to the dangerous rebellion against Carthage which is called the war of the mercenaries.f The Roman provinces also yielded a large revenue to the supreme government, from taxes which were either collected by Roman oflicers or farmed out by the government to contractors.;]: The dependencies of the Oriental monarchies have also paid a tribute to the monarch, after defraying the expenses of their own subordinate governments. This, as we have already seen, was the case with the ancient Persian empire, and still continues to be the practice of the Asiatic governments.^ The states of modern Europe have not in general derived any direct tribute or revenue from their de- pendencies. Most of the dependencies of modern European states have been colonies founded by their own citizens, which, during their infancy, have needed pecuniary assistance from the government of the mother-country, instead of being able to con- ♦ Above, p. 103. t Above, p. 123. X Ibid. p. 112. § Ibid. p. 96. (jNIVERSITY VI. J FROM A DEPENDENCY.V /> o--2l3 v j tribute to its expenses ; and which, whefr^ rowu Yx ^ maturity, were considered beneficial to the dominant mother-country rather as affording to its citizens the means of commercial profit than as furnishing a direct revenue to its government. The crown of Spain levied a tax of a certain portion of the gross produce of the gold and silver mines in its American colonies. But this tax, how- ever it may have dazzled men s imaginations at a time when all wealth was supposed to consist in the precious metals, was not sufficiently productive to form an important resource of the Spanish monarchy. The colonial government of Spain was an expensive government,* and the American colonies did not yield any great surplus revenue to the mother-country .f The principal advantage which Spain expected to derive from her colonies consisted, as we shall show presently, in appropriating to herself the monopoly of their commerce. The colonies of France and Holland were in like manner chiefly prized as open- ing new fields of commercial enterprise, and no con- siderable revenue was ever extracted from them for the benefit of the mother-country .J * "The colony government of all these three nations (Spain, Portugal, and France) is conducted upon a much more expensive plan, and is accompanied with a much more expensive ceremonial than the colony government of England. The sums spent upon the reception of a new viceroy of Peru, for example, have frequently been enormous.*' — Smith's Wealth of Nations, b. iv. c. 7. t Above, p. 151. X On the taxation of the French West-India Islands see Raynal, b. xiii. Turgot,inhis celebrated paper Sur les Suites de laQuerelle entre I'Angleterre et ses Colonies, says, that the maintenance and 214 ADVANTAGES OF A DOMINANT COUNTRY [CH. The English colonies have not in general been founded under the guidance or direction of the government. They have either been established by political and religious refugees, who sought in distant countries an asylum against the oppression of their own government, or by bodies of mer- cantile adventurers who attempted to better their fortunes by becoming planters in a virgin soil. The general policy of England has been, not to compel her dependencies to contribute to defraying the expenses of the general government-! The only exception to this policy is the remarkable one of the North American colonies. During the infancy of the Anglo-American colonies no attempt was made by the mother-country to tax them for the general purposes of the empire ; because, although they were too weak to resist, they were too poor to pay. After- wards, when they had grown into large and flourish- ing communities, they were required by the supreme government to contribute to its expenses ; but it was found that, while they had acquired the means of payment, they had also acquired the power and dis- position to resist. defence of the French colonies were enormously expensive to France : " Dans la position de nos colonies, qui nous coutent enor- mement a entretenir et a defendre." — CEuvres, torn. viii. p. 461. •• Quant aux ressources de finance, il est notoire que I'imposition que Ton leve dans nos colonies ne suffit pasa beaucoup'pres aux depenses de surete et d'administration qu'elles entrainent." — lb. p. 459. t " The English colonists have never yet contributed anything towards the defence of the mother-country, or towards the support of its civil government. They themselves, on the contrary, have hitherto been defended almost entirely at the expense of the mother- country." — Smith's Wealth of Notions, b. iv. c. 7. VI.] FROM A DEPENDENCY. 215 The unfortunate war between Great Britain and her American colonies, which her attempt to tax them for the benefit of the general government pro- duced, and the irrational obstinacy with which that war was continued after the firm determination of the colonists not to submit to the taxation had been clearly shown, generally prevent us at present from doing justice to the grounds upon which the claim of the mother-country was originally made. These grounds were anything but unreasonable. It was said that the benefit which the Anglo-American colonies had derived from the wars in which England had been engaged since the Revolution rendered it fair that they should contribute towards the expense of defraying the interest of the debts which those wars had necessitated. Some of these wars, it was added, had been carried on to a great extent for the defence of the American colonies. It was there- fore contended, that the dominant country might justly levy in her American dependencies a tax of which the produce should be applied to defraying the expenses of the general government.* It can scarcely be denied that this reasoning is substantially correct, and that the Anglo-American colonies might, without sacrificing any useful prin- ciple of government, have consented to contribute a moderate sum towards the expenses of the general government of the empire. But there were many reasons why the Anglo- * See Smith's Wealth of Nations, h. v. c. 3. (vol. iii. p. 459—65.) Adolphus, History of George IV. vol. i. p. 337. 216 ADVANTAGES OF A DOMINANT COUNTRY [CH. Americans were naturally not inclined to take this view of the demand made upon them by the English government. In the first place, a dependency is (as we have already shown*) a separate community ; and the members of it are accustomed to look upon the subordinate government as that which is pecu- liarly their own. The subordinate government keeps a separate account of its revenue and expendi- ture,f and the people of the dependency are there- fore likely to acquire a habit of thinking that no tax ought to be paid by them except for defraying an expense of the subordinate government. Moreover, the natives of a dependency are accustomed to regard the supreme government as something in which they have scarcely any concern, which lies beyond their sphere, and to the prizes and emoluments of which the members of their little community can- not aspire.J The loss sustained by the dominant country in defending them during war is, in their opinion, amply compensated by the advantages which (according to her own avowed principles) she derives from regulating their external commerce. In addi- tion to these general considerations, there were the following peculiarities in the case of the North American colonies: — 1. Since the foundation of these colonies, the mother-country had not interfered systematically with their internal affairs ; and, with the exception of their external commercial relations, * Above, ch. V. f Above, p. 83. X See Smith's Wealth of Nations, b. iv. c. 7, (vol. ii. p. 453,) and below, ch. X. VI.] FROM A DEPENDENCY. 217 they had been allowed to enjoy practical independ- ence. 2. They had not been required at any time since their foundation to contribute anything to the expenses of the supreme government; and there is scarcely any habit which it is so difficult for a government to overcome in a people as a habit of not paying. 3. The tax was imposed by Act of Parlia- ment, and was attempted to be levied by officers of the supreme government. The objection to the im- post would probably have been less if the colonial governments had been required to pay a certain sum annually to the supreme government, and if the de- termination of the mode of raising the revenue and the duty of collecting it had been entrusted to them. In consequence of the resistance of the North American colonies to taxation by England, an Act of Parliament was passed in 1778, declaring that the King and Parliament of Great Britain would not from thenceforth impose any duty, tax, or assess- ment payable in any of the King's colonies, pro- vinces, or plantations in North America or the West Indies, except only such duties as it might be expedient to impose for the regulation of commerce, and that the net produce of such duties should always be applied to the use of the colony in which it might be levied, in the same manner as other duties collected by the authority of the general as- sembly of the colony (18 Geo. III., c. 12.) Although this declaration was nothing more than a significa- tion of the opinion of the parliament then assem- bled, and is not binding upon any succeeding par- 218 ADVANTAGES OF A DOMINANT COUNTRY [CH. liament, yet it is not probable that the supreme government of England will again attempt to de- rive a revenue from any English dependency. Adam Smith seems to be of opinion that no de- pendency ought to be retained, unless it contributes towards the expenses which it may occasion to the dominant country. Speaking of the expenses which Great Britain incurred on account of her North American colonies, he says : — " It was because the colonies were supposed to be provinces of the British empire that this expense was laid out upon them. But countries which contribute neither revenue nor military force towards the support of the empire cannot be considered as provinces. They may per- haps be considered as appendages, as a sort of splen- did and showy equipage of the empire. * * * * If any of the provinces of the British empire cannot be made to contribute towards the support of the whole empire, it is surely time that Great Britain should free herself from the expense of defending those provinces in time of war, and of supporting any part of their civil or military establishments in time of peace."^ It cannot, however, be laid down generally, that a dependency is of no value to the dominant country unless it contributes directly to the support of the imperial government. Some of the advantages which will be enumerated in the present chapter may be sufficient to outweigh the disadvantages arising from * Wealth of Nations, b. v. c. 3, at the end. VI.] FROM A DEPENDENCY. 219 the expense occasioned to the dominant country by the possession of the dependency. It is nevertheless certain, that the expense caused to the dominant country by the possession of a dependency contribut- ing nothing to the support of the supreme govern- ment, is a constant evil which nothing but unques- tionable advantages can compensate. The notion of deriving a tribute from de- pendencies, or even of making them defray all the expenses incurred by the supreme government on their account, is now generally abandoned; and, according to the modern view of the relations of a dominant state and a dependency, the advantages which the former derives from the latter ought to be confined to indirect advantages of trade, emigration, and other matters which will be stated presently. This view of the relations of a dominant state and a dependency prevails in all the European states which possess dependencies for commercial purposes in the other three quarters of the world. The government of Austria is supposed to derive from its dependency of Lombardy a revenue which it applies to the general purposes of the empire. 2. Another advantage accruing to the dominant 2. Assist- state from its supremacy over a dependency is, that ^mt^i^ or the latter may furnish men for the army and navy pol^s S- of the former. The great Persian army which in- Jhf depen- vaded Greece was, as we know from the description ^^^^^' in Herodotus, chiefly composed of bodies of men furnished by the several countries dependent on the Persian monarchy. The Grecian states made no 220 ADVANTAGES OF A DOMINANT COUNTRY [CH. considerable use of their subject allies for this pur- pose. After the citizens had ceased to serve in war, the armies of the Greek states were chiefly composed of mercenaries. The Roman legions in early times consisted only of citizens ; but by degrees the practice of recruiting in the provinces obtained, and under the Emperors they were formed almost exclusively of provincials. The commercial dependencies of the modern European states have in general had so scanty a population, and been situated at so great a distance from the dominant country, that the latter have not been able to draw supplies of men from them for their armies and navies. With the excep- tion of Hindostan, the English dependencies have not in general been able to furnish men for their own defence, even where there was no doubt as to their fidelity to the dominant country. But whenever a state possesses a dependency which is fully peopled and at no great distance, it can draw upon it for this purpose. Thus Napoleon derived large supplies of men for his gigantic armies from the countries which he had made virtually dependent upon the French empire.* A dependency may also be used by the dominant state as a military or naval station. We have seen above that the Roman colonies, in the early times of the republic, were substantially garrisons in coun- tries not yet reduced to habits of obedience, and were considered as the advanced posts of the conquering Roman people.f The Carthaginians seem likewise * See above, p. 140. t Ibid. p. 117. VI.] FROM A DEPENDENCY. 221 to have partly used their foreign establishments for military purposes. The colonial and other foreign possessions of modern states have been rather disad- vantageous than beneficial in a military point of view. They have furnished incentives to war, and, from their distance and extent, have been both diffi- cult and expensive to defend. The dependencies of England in the Mediterranean — Gibraltar, Malta, and the Ionian Isles — must, however, be considered mainly useful to England as military and naval sta- tions. It may further be argued that the possession of dependencies increases the foreign trade and shipping of the dominant country, and that whatever increases the mercantile navy of a country, also augments its resources and facilities for naval warfare. This effect is doubtless produced in so far as the possession of dependencies tends to increase the foreign trade of a country. The extent to which the possession of dependencies tends to produce the latter effect, will be considered in the following remarks. 3. Another advantaeje which a dominant com- 3. Advan- ^ ^ tage to the munitv mav derive from its supremacv over a de- dominant pendency consists m the trade which she may carry from its . 1 . , . f, , , trade with on With it, under circumstances more favourable to adepen- her traders than if the dependency were an inde- ^"^^' pendent state. Among the ancients, dependencies were chiefly considered as valuable on account of the revenue which they yielded directly, in the shape of tribute or military supplies, to the government of the domi- 222 ADVANTAGES OF A DOMINANT COUNTRY [CH nant country. The Phoenicians and Carthaginians founded some foreign settlements in order to serve as factories ; but these establishments were intended rather to be places of refuge for trading vessels than to secure any profit to the mother-country by open- ing new markets for its productions.* The idea of making dependencies profitable to the dominant country, by securing to the latter an ad- vantageous trade with the former, is of comparatively modern growth. The ancient system of deriving a tribute from dependencies having been abandoned, the states of modern Europe which had colonial or other dependencies, thought that they could extract a large annual profit from them by subjecting their trade to a rigorous monopoly. For this purpose they excluded from the dependency all ships except those of the dominant country ; and they prohibited the ships of the dependency from trading with any part of the world except the dominant country. " The conquest of America," says Raynal, in his History of the Settlements of the Europeans in the East and West Indies, " gave the first idea of a new kind of settlement, the basis of which is agriculture. The governments that founded those colonies chose that such of their subjects as they sent thither should not have it in their power to consume anything but what they drew from the mother-country, or to sell the produce of their lands to any other state. This double obligation has appeared to all nations to be * Concerning Emporiae, a factory established by the Massaliots, see above, p. 145, note *. VI.] FROM A DEPENDENCY. 223 consonant to the law of nature, independent of all conventions, and self-evident. They have not looked upon an exclusive intercourse with their own colo- nies as an immoderate compensation for the ex- penses of settling and preserving them. This has constantly been the system of Europe relative to America."* No European nation carried its colonial monopoly so far as Spain, or enforced it with so much rigour. The maxims, however, by which England regulated her intercourse with her colonial dependencies were scarcely more enlightened. " The leading principle of colonization in all the maritime states of Europe (Great Britain among the rest) was," says Bryan Edwards in his History of the West Indies, " com- mercial monopoly. The word monopoly in this case admitted a very extensive interpretation. It compre- hended the monopoly of supply, the monopoly of colonial produce, and the monopoly of manufacture. By the first, the colonists were prohibited from re- sorting to foreign markets for the supply of their wants ; by the second, they were compelled to bring their chief staple commodities to the mother-country alone ; and by the third, to bring them to her in a raw or unmanufactured state, that her own manu- facturers might secure to themselves all the advan- tages arising from their further improvement. This latter principle was carried so far in the colonial system of Great Britain as to induce the late Earl of Chatham to declare, in Parliament, that the * B. xiii. (vol. iv. p. 284. Engl. Transl.) 224 ADVANTAGES OF A DOMINANT COUNTRY [CH. British colonists in America had no right to ma- nufacture even a nail for a horseshoe.'"'^ Adam Smith goes too far in asserting that a monopoly of the trade of its dependencies is neces- sarily hurtful to the dominant country .t On the other hand, even if it be admitted that the dominant country may occasionally derive some temporary benefit from a monopoly of the commerce of the de- pendency, it may be safely affirmed that a monopoly will, in the long run, be detrimental to those for whose supposed benefit it exists. No trade can continue long to be carried on with profit which is not beneficial to both the parties concerned in it. If the ships of a dependency are restricted to the ports of the dominant country, this restriction proceeds upon the assumption that the in- habitants of the dependency, if permitted to buy and sell where they pleased, would buy or sell in some other country. If they are not permitted to trade with * Vol. ii. p. 565, and see p. 443. Compare Smith's Wealth of Nations, h. iv. c. 7 : — " The maintenance of this monopoly has hitherto heen the principal, or more properly, perhaps, the sole end and purpose of the dominion which Great Britain assumes over her colonies. In the exclusive trade, it is supposed, consists the great advantage of provinces, which have never yet afforded either re- venue or military force for the support of the civil government, or the defence of the mother-country. The monopoly is the principal badge of their dependency, and it is the sole fruit which has hitherto been gathered from that dependency. Whatever expense Great Britain has hitherto laid out in maintaining this dependency, has hitherto been laid out in order to support this monopoly." M. de Pradt, in his work entitled LesTrois Ages des Colonies (Paris, 1802), says : *' La dependance et le commerce exclusif constituent Tetat essentiel des colonies Europ^ennes, et leur difference avec les colo- nies des anciens." — Tom. iii. p. 368.. t B. iv. c. 7 (vol. ii. p. 429). Compare Mill's Article Colony. VI.] FROM A DEPENDENCY. 225 whom they please, they will not be "able to trade to the greatest advantage, and their progress in industry and the accumulation of wealth will probably not be rapid. Now if a community be not industrious and wealthy, no profitable trade can be permanently carried on with it. The best customer which a nation can have is a thriving and industrious community, whether it be dependent or independent. The trade between England and the United States is probably far more profitable to the mother-country than it would have been if they had remained in a state of dependence upon her. It must be remarked, moreover, that the dominant country, in monopolizing the trade of its dependen- cies, disregards the opinion as well as the interests of their inhabitants. In its relations to its imme- diate subjects, a supreme government endeavours to disguise the selfishness by which it may really be determined. Though manifestly pursuing its own advantage to their manifest detriment, it evinces its deference to their opinion by pretending to consult their interests. But the policy which determines a dominant country to monopolize the trade of a de- pendency is avowedly calculated to promote the good of the former at the cost of the latter.* It shows * " In most of the late speculative systems that I have seen, which have treated of the British colonies, there appears this great and fundamental error, that their interests in general are considered as distinct from, and in some respects opposed to, the general interests of the empire. We speak of them indeed as our colonies, and of their inhabitants as our subjects ; but in our dealings we are apt to 226 ADVANTAGES OF A DOMINANT COUNTRY [CH. that the dominant country despises the opinion of the dependent people ; and, by thus wounding them in their feelings, as well as in their economical inte- rests, it disposes them to throw off their dependent condition on any favourable oppoi^tunity for success- ful revolt. The tendency, therefore, of this erro- neous policy is to produce a violent separation of the dominant and dependent countries, and to bring upon both of them the evils of war. Another objection to a monopoly of the trade of dependencies is the system of smuggling to which it necessarily gives rise, if the trade from which other nations are excluded is likely to be extensive and profitable. Since the inhabitants of the dependency have a common interest with the foreign trader to defeat the monopoly, the efforts of the dominant country to maintain it can scarcely be successful, although she may make large sacrifices of money for the purpose.^ If a nation persist in maintaining a regard them with a spirit of rivalry or jealousy, as an unconnected or hostile people, whose prosperity is our detriment, and whose gain is our loss." — Edwards's Hist, of the West Indies, vol. ii. p. 532. * The following is Raynal's account of the smuggling trade which was carried on with the Spanish colonies in America : — "This illicit trade was carried on in a very simple manner. An English vessel pretended to be in want of water, wood, or provisions ; that her mast was broken, or that she had sprung a leak, which could not be discovered or stopped without unloading. The governor permitted the ship to come into the harbour to refit. But, for form sake, and to disculpate himself to his court, he ordered a seal to be affixed to the door of the warehouse where the goods were deposited : while another door was left unsealed, through which the merchan- dize that was exchanged in this trade was carried in and out by stealth. "When the whole transaction was ended, the stranger, who VI.] FROM A DEPENDENCY. 227 monopoly of the trade with numerous and important dependencies, it may thereby create a system of armed smuggling and piracy, which may amount to a perpetual succession of petty hostilities* The Buccaneers were, as is well known, the creatures of the exclusive colonial policy of Spain ; and these piratical traders became so numerous and powerful that they prevented Jamaica from again falling into the hands of the Spaniards after it had been taken and occupied by the English :f and they are said to have even meditated at one time the establishment of an independent state in the West Indies. It may be added that the monopoly of the trade with extensive dependencies is likely to produce, not merely systematic smuggling and piracy, but also wars with foreign countries. It is well known that jealousies respecting colonial trade led frequently to misunderstandings, and sometimes to wars between was always in want of money, requested that lie might be permitted to sell as much as would pay his charges; and this was always granted, though with an appearance of great diflSculty. This farce was necessary, that the governor or his agents might safely dispose in public of what they had previously bought in secret ; as it would always be taken for granted, that what they sold could be no other than the goods that were allowed to be bought. In this manner were the greatest cargoes disposed of." — B. xiv. (vol. iv. p. 338. Engl. Transl.) * " Par quels moyens les metropoles pourront-elles empecher de deux milles lieues une contrebande a laquelle les colonies ont autant d'interet que les Strangers? Elles n'y re ussiront point ; si elles y pouvoient reussir, ce ne seroit que par des d^penses im menses qui surpasseroient tout le profit qu'elles croiroient tirer de leur colonies, et dont tout le fruit seroit d'aliener I'esprit des colons etde les rendre ennemis de la m^tropole. La contrebande se fera bientot a mainarmee." — Turgot, Sur les^Suites de la Querelle entre I'Angle- terre et ses Colonies, CEuvres, tom. viii. p. 450. t Long's Jamaica, vol. i. p. 300. q2 228 ADVANTAGES OF A DOMINANT COUNTRY [CH. the principal European states. The Spanish war which hegan in 1738, was, as Adam Smith remarks, princi- pally a colony quarrel, its main object having been to prevent the search of the colony ships, which carried on a contraband trade with the Spanish main * In consequence of the numerous and weighty objections to the monopoly of the trade of its de- pendencies by the dominant country, and of the difficulties of enforcing such monopoly, the system has now been to a considerable extent abandoned, espe- cially by England, whose commercial dependencies exceed those of all other countries put together.f * Wealth of Nations, b. iv. c. 7, (vol. ii. j>. 442). Turgot even an- ticipates that the independence of the Anglo-American colonies will so far diminish the commercial jealousy of nations as to remove this prolific cause of wars:—" Sage et heureuse ]a nation," he says, " qui la premiere saura plier sa politique aux circonstances nouvelles, qui consentira a ne voir dans ses colonies que des provinces alliees, et non plus sujettf s de la metropole ! Sage et heureuse la nation qui la premiere sera convaincue, que toute la politique, en fait de commerce, consiste a employer toutes ses terres de la maniere la plus avantageuse pour ce proprietaire des terres, tous les bras de la maniere la plus utile pour I'individu qui travaille, c'est a-dire, de la maniere dont chacun, guide par son interet, les employera, si on le laisse faire, et que tout le reste n'est qu'illusion et vanite. Lorsque la separation totale de I'Amerique aura force tout le monde de re- connoitre cette verity, et corrige les nations Europeennes de la jalousie de commerce, il existera parmi les hommes une grande cause de guerre de moins ; et il est bien difficile de ne pas desirer un evenement qui doit faire ce bien au genre-humain." — (Euvres, torn. viii. p. 460. Unhappily, Turgot's philanthropic anticipations have not been verified. The prejudices, on which the commercial jealousy of nations is founded, are too general, and too deeply rooted, to yield to the evidence afforded by the independence of the Ameri- can colonies. t ** After all the unjust attempts of every country in Europe to engross to itself the whole advantage of the trade of its own colonies, no country has yet been able to engross to itself anything but the expense of supporting in time of peace, and defending in time of VI.] FROM A DEPENDENCY. 229 England has, of late years, even gone to the opposite extreme, and has sacrificed its own commercial in- terests to the supposed interests of some of its de- pendencies, — as, for example, by imposing lower duties upon Canada timber. Cape of Good Hope wine, and West India sugar, than upon the same commodities being the growth of foreign countries. The most plausible opinion respecting the com- mercial advantages derivable from dependencies seems to be, that the dominant country, by securing to itself an unrestricted trade with them, can pre- vent them from establishing the protecting and prohibitory duties which, if they were independent states, they would probably impose upon imports. This advantage is, at present, a substantial one ; but it is an advantage which is founded exclusively on the perverse folly of independent states in imposing prohibitory and protecting duties on one another's productions. Thus the prohibitory duties levied in Great Britain upon foreign grain and other provisions have induced the United States to retaliate against Great Britain by imposing protecting duties upon foreign manufactures. When civilization shall have made sufficient progress to diffuse generally a know- ledge of the few and simple considerations which prove the expediency of freedom of trade, and when, consequently, independent states shall have aban- war, the oppressive authority which it assumes over them. The in- conveniences resulting from the possession of its colonies every country has engrossed to itself completely. The advantages result- ing from Iheir trade it has been obliged to share with many other countries."— Smith's Wealth of Nations, b. iv c. 7. 230 ADVANTAGES OF A DOMINANT COUNTRY [CII. doned their present anti-commercial policy, the pos- session of dependencies will no longer produce the ad- vantage in question. The advantage consists in the possession of a specific against the evils arising from an erroneous system of policy. Whenever the errors of the policy shall be generally perceived, and the system shall be exploded, the specific against its evil effects will be valueless. The expectation that civilized nations may be- come, in no long time, sufficiently enlightened to understand the advantages of free trade is not visionary. Even at present a progress towards a less restrictive system of commerce is visible over the whole civilized world. Protecting duties between different parts of a country immediately subject to the same government are now generally abandoned. Yet Turgot's measure for permitting a free trade in grain betv^^een the different provinces of France caused an insurrection in 1775 ; the corn trade between Ireland and England was first opened by Lord Grenville's administration in 1806 ; and the remaining protecting duties between the same two countries were not removed till 1823. The prin- ciple of a free commercial intercourse has been ex- tended by the Prussian league to a certain number of neighbouring independent states. And although every nation still asserts the expediency of duties intended for the protection (as it is falsely styled) of native industry and commerce, and not for the levy- ing of a revenue for the government, yet they all show a disposition to diminish the number and VI.] FROM A DEPENDENCY. 231 rigour of the prohibitions and restrictions by which this so-called protection is afforded. Thus slow and painful are the advances of human reason, made, as it were, by groping in the dark, and retarded at every step by the opposition of short-sighted interest, the listlessness of routine, and the want of confidence in theoretical truths ! If, however, the governments of civilized nations could once acquire so much reliance on the moderation and enlightenment of the governments of other civilized nations as to expect that the latter would allow an unrestricted trade with their own subjects, the motive for the acquisition and possession of de- pendencies, which is founded on the assumed folly of all governments respecting commercial intercourse, would no longer exist. It may be added that, if a state of dependence checks the progress of a community in wealth and prosperity, the consequent limitation of its demand for imported commodities will more than compensate the advantages which the dominant country can derive from being able to regulate its commercial relations with the dependency. It is scarcely pos- sible to conceive commercial prohibitions carried so far in the United States as not to permit a larger and more profitable trade with England than they would have carried on with her if they had remained English dependencies. 4. Another advantao:e which a dominant country 4. Facin- . ° II- tiesafforded may derive from its supremacy over a dependency is, by depen- dencies to 232 ADVANTAGES OF A DOMINANT COUNTRY FCH. L. the domi- that the latter may furnish a field where the inha- nant coun- , try for the bitaiits of the former may find advantao^eous employ- emigration ri 1 c • ofitssur- ment for themselves or profitable investments for pluspopu- iation,and their Capital. vantageous With respect to public offices in dependencies, in ^nt"(ffits the gift of the supreme government, it may be ^^^^ ' remarked that the number of them can scarcely be sufficiently large to form an important re- source to the people of the dominant country, although they may be convenient to its govern- ment as a source of patronage. ]\Ioreover, it is desirable in general (as will be shown hereafter) that none but a few of the principal government officers in a dependency should be natives of the dominant country. Even if this be denied, it will scarcely be maintained that a country ought to be kept in a state of dependence merely for the profit of the few natives of the dominant state who may be employed in governing it. A more solid and general advantage, which the people of a dominant country may derive from the possession of a dependency, consists in the facilities for emigration and for the acquisition and cultiva- tion of land which it may affi)rd to them. It is, however, important for our present purpose to con- sider whether this advantage arises from the settle- ment being a dependency, or would not arise although it were independent. It has been already remarked, that a colony may be independent from its first foundation ; and that VI.] FROM A DEPENDENCY. 233 such was the case with the Greek colonies, whose growth was, perhaps, more rapid and vigorous than that of any other colonies in ancient or modern times. The Anglo-American colonies, which were partly founded in order to afford employment for the superfluous labour and capital of the mother- country, were, as has been already stated, nearly independent, and derived little benefit from the few instances in which the supremacy of the mother- country was exercised over them. A body of emi- grants may, therefore, found a new colony, which, by receiving fresh supplies of settlers from the mother- country, may gradually become a flourishing com- munity, although its government be independent from the beginning. The system of defraying the expenses of emi- grants from the proceeds of the sale of public lands in the colony* does not necessarily suppose that the new settlement is a dependency of the country which sends out the emigrants. If it were ad- vantageous for a new settlement to employ a por- tion of its public revenues (whether arising from the sale of lands or from any other source) in pro- curing immigrants, its government would naturally devote a portion of its revenues to this purpose, whether the settlement were independent or de- pendent, f * For an account of this system, see the Edinburgh Review, vol. Ixxi. p. 517. t It is worthy of consideration, whether, in founding new colo- 234 ADVANTAGES OF A DOMINANT COUNTRY [CH. It must be admitted that distant territories in a state of dependence would be colonized more advan- tageously than if they were independent, assuming that the government of the mother-country exer- cised a judicious control over their colonization. In modern times, however, the success of dependent colonies seems to have been owing rather to the en- terprise and industry of the colonists themselves than to any assistance which they have received from the mother-country, though the political dependence of some of them may perhaps have been necessary to their security during their infancy. On reviewing the history of the Greek colonies, the conquests of Alexander and of the Romans, and the settlements of the modern European nations in Asia, Africa, America, and Australia, it will be seen that the advancement of mankind is to be expected rather from the diffusion of civilized nations than from the improvement of barbarous or half-civilized tribes. The promotion of successful colonization is, therefore, one of the best means of advancing and diffusing civilization, and raising the general condi- tion of mankind ; and whoever can devise or carry nies, the English government might not try the system of granting the J and, not in perpetuity, but only for a term of years ; upon|the understanding that, at the expiration of the term, the land would be granted again, for a similar term, at the market price. The rents of the lands thus granted might in time afford a revenue which v.'ould enable the local government to defray its expenses without resorting to taxation direct or indirect; and as; the experiment would be tried in a country in which the land had not been appro- priated, it would not disturb existing rights and interests. VI.] FROM A DEPENDENCY. 235 into execution any effectual means for facilitating and improving it, is amongst the greatest benefactors of his race. But there is nothing in the colonial relation which implies that the colony must be a dependency of the mother-country ; nor generally is it expedient that such a relation should exist, even in the case of a nevrly founded settlement. Land in a dependency is sometimes purchased by a native of the dominant state, who, without emi- grating to the dependency, furnishes the capital necessary for the cultivation of the land, and em- ploys a resident agent to superintend it. The chief part of the English West India Islands is owned by proprietors who reside in England ; and the same is likewise the case with some parts of the cultivated districts of Australia. This facility might not exist if the settlement were an independent state, and its government, following the example of many other independent states, prohibited the acquisition of land by aliens.* It may be remarked generally, that the benefit of dependencies to the dominant country in promoting its trade, and affording facilities for the emigration of its surplus population, arises from the exclusive and anti-social policy to which independent states have been led by a mistaken view of their own interests. It being assumed that every dependency * This seems to be the principal advantage which a dominant country derives from dependencies, according to the view of M. de Pradt in the work above cited :— "Les colonies,*' he there says, "ne sont que des fermes de I'Europe."— Tom. iii. p. 368. 236 ADVANTAGES OF A DOMINANT COUNTRY [CH. would, if it became independent, adopt this policy, tlie evils of dependence are inflicted upon it for the purpose of securing to the dominant state advantages which the latter would possess in an equal or greater degree if the dependency became independent and were wisely governed. 5. Trans- 5. Anothcr advantage which a dominant country con^ictTto i^^y derive from its supremacy over a dependency dencyr" cousists in employing it at a place to which con- victed criminals may be transported. The practice of sending individual criminals to islands in the Mediterranean was employed by the Romans; and Tacitus states that, under the Em- peror Claudius, several thousand Jews, whom the Roman government wished to remove from Rome, were deported to the unhealthy island of Sardinia.* Some convicts were likewise sent from time to time by the Spanish and Portuguese governments to their American possessions. But England was the first country which sys- tematically used her dependencies as places for the reception and punishment of convicts. The trans- portation of convicts from England to the North American colonies, having been begun in the reign of Charles II., received a more regular and legal form in the early part of the following century, and was continued until those colonies became inde- pendent. In consequence of the loss of the colonies * Ann. II. 8ii. See Heyne's Essay, Comparatur deportatio in Novam Cambriam cum deportatione Romanorum inins ulam, Opus- cula, vol. iv. p. 268. _t US, ^^^ OF THE VI.] FROM A dependency! "U Ml I V E^'S I T Y to which convicts were usually trans^^feft/F^n^vv^^^^ settlement, intended expressly for the reception and punishment of convicts, and thence styled a penal settlement, was founded in 1788, (only six years after the signing of the peace of Paris,) in Australia. The transportation of convicts to the North American plantations was probably suggested by the practice of voluntary emigrants, who were unable to defray the expenses of their passage from Eng- land, obtaining an advance from the planter, and redeeming the loans so advanced by working for him for a specified time, at a low rate of wages. It was found that the government might save the ex- pense of maintaining convicts by selling them as slaves for a term of years, or for life, to a Virginia or Maryland planter. "^ It appears, however, that at this time the working of the system of transport- ation depended solely upon the interests of the pur- chasers of convict labour, and that there was no inspection of the convicts by any government autho- rity after they had landed in the colony. Accord- ingly, any convict who had the means of paying to the planter the price of his services, was free from the moment of his landing. The transportation to the Australian settlements has been regulated by severer rules. Since the * See the curious account in Roger North's Life of the Lord Keeper Guildford, vol. ii. p. 24, of the mayor and aldermen of Bristol selling the persons whom they sentenced to transportation to America. 238 ADVANTAGES OF A DOMINANT COUNTRY [CH. punishment of convicts was the main purpose for which the colony was founded, all the arrangements of the local government were made with reference to it. Moreover, every convict who arrived in the colony was suhjected, whatever might be his pecu- niary means or his former station in society, to some appearance of punishment, and was, at all events, prevented from leaving the colony. The purpose of this Essay does not require me to give a detailed statement of the mode of managing the transported convicts which has been adopted in the Australian colonies, or of the changes which have been recently made in it. This subject has been exhausted by the reports of parliamentary committees, (particularly by that of a committee of the House of Commons which sat in 1837,) and by the labours of Archbishop Whately and other writers. In consequence of the evidence thus obtained, the disadvantages of transportation, both to the dominant country and the dependency, have been shown by such convincing proofs, that the number of transported convicts has lately been diminished ; and the system would probably have been abandoned altogether before this time, if its abandonment would not lead to the necessity of building penitentiaries in England. It is, however, to be hoped that this improvement will be effected before many years shall elapse. It is possible that transportation might be use- fully employed in combination with efficient peni- VI.] FROM A DEPENDENCY. 239 tentiaries, as a means of providing for convicts wlio have completed the terms of their imprisonment. It happens frequently in a thickly peopled country, where employment is not easily obtained, that a con- vict recently discharged from prison is incapable of earning his livelihood by his own industry, and that the circumstances in which he is placed almost force him back into a life of crime. Now if a con- vict were, upon his discharge from prison, furnished with the means of emigrating to a distant colony, he might, if he were willing -to accept the offer, be placed in circumstances which would enable him to lead a life of honest industry. 6. The principal advantages which a country may 6. Glory of derive from the possession of dependencies have now dependen- been enumerated and severally examined. There are, however, supposed advantages flowing from the possession of dependencies, which are expressed in terms so general and vague, that they cannot be referred to any determinate head. Such, for ex- ample, is the glory which a country is supposed to derive from an extensive colonial empire. We will merely remark upon this imagined ad- vantage, that a nation derives no true glory from any possession which produces no assignable ad- vantage to itself or to other communities. If a country possesses a dependency from which it de- rives no public revenue, no military or naval strength, and no commercial advantages or facilities for emigration which it would not equally enjoy 240 ADVANTAGES OF A DOMINANT COUNTRY, ETC. [CH. though the dependency were independent, and if, moreover, the dependency suffers the evils which (as we shall show hereafter*) are the almost inevitable consequences of its political condition, such a posses- sion cannot justly be called glorious. * See below, ch. IX. VII.] ADVANTAGES TO A DEPENDENCY. 241 CHAPTER VII. Advantages derived by a Dependency from its Dependence on the Dominant Country. We proceed next to consider the advantages which a dependency may derive from its dependence on the dominant community. The most obvious of these advantages is pro- i. Protec- tection ; since the relation between the two com- dominant munities is owing to the comparative strength of ^^'^^ ^* the one and the comparative weakness of the other, and it is the interest of the stronger community to protect the weaker against foreign aggression. The dependency can hardly fail to derive great benefit from the protection thus afforded to it, if it be not required by the dominant country to contribute to its own military and naval defence, or the general military and naval defence of the empire. Even, however, if it should be required to contribute to those purposes, the benefits are considerable in spite of the price which it pays for them. If it were independent, its feebleness would expose it to fre- quent aggressions from other independent states; but in consequence of the protection received by it from the more powerful community on which it is dependent, it is comparatively secure from that great evil,^though subject to the evils inherent in its dependent condition. 242 ADVANTAGES TO A DEPENDENCY [CH. The benefit just adverted to is the greatest, when the need of protection is the greatest ; in other words, when the dependent community is in the feeblest and most helpless condition. Accordingly, a dependent colony recently founded, if it be exposed to attacks from other civilized nations, or from neighbouring tribes of barbarians, derives much advantage from its dependence upon its mother- country, provided that the mother-country be able and willing to afford it the protection of which it is in need. But even if a newly founded colony should be exposed to this danger, the dominant country may not always be able or willing to afford it timely protection ; as is proved by the unhappy fate of the French Huguenot colony in Florida, which was extirpated by the Spaniards soon after its foundation, and nearly all the members of it massacred.^ We may here remark that the members of a dependent community which is too weak to stand by itself, and whose territory possesses advantages ren- dering it an object of desire to independent states, ought to guard carefully against the natural error of supposing that they will benefit by a change of masters. They ought to remember constantly that they are condemned by natural causes to a state of dependence ; that the evils which they suffer under their actual rulers may be inseparable from that condition ; and that, though those evils may be partly imputable to the misconduct of their actual * See Bancroft's History of the United States, vol. i. ch. 2. VII.] FROM THE DOMINANT COUNTRY. 243 rulers, a revolt or other defection might transfer them to worse masters, after it had exposed them to the evils which are incidental to a political revo- lution. Another advantage which a dependency may de- 2. Pecu- r • 1 -I • • • . , niaryassist- rive irom its dependence, is pecuniary assistance, to a ance by thp greater or less extent, from the dominant country, comi'tiy? For, as a weak community benefits by its dependence on a stronger one, so a poor community frequently benefits by its dependence on a country richer than itself. In ancient times dependencies were always tri- butary, and the dominant state never expended upon them any funds derived from its own immediate re- sources. The great military roads and other works executed by the Romans in the provinces were pro- bably made in great measure at the cost of the pro- vinces themselves, though the conception and the exe- cution of them were due to the Romans. In modern times, however, a dependency has sometimes received pecuniary assistance from the dominant country. Thus the English parliament has voted large sums of money for the making of the Rideau canal in Canada. A considerable sum of money was given by England for the purpose of defraying the ex- penses incurred by the local government of Malta during the prevalence of the plague in that island in the years 1813-14. Much money has been laid out by England in constructing fortifications in some of its dependencies ; these fortifications, how- ever, were rather intended for the benefit of the r2 , 244 ADVANTAGES TO A DEPENDENCY [CH. dominant country than for that of the dependencies in which they were raised. The expenditure of England in the penal settlements of Australia must also be considered as intended for the benefit of the mother-country, although the settlements derive a great incidental benefit from it. The average annual expenditure of the French government upon Algiers has considerably exceeded three millions sterling ; the chief portion of this expenditure is, however, for military purposes, and will therefore confer no lasting benefit upon the dependency. 3. Com- As the interests of a dependency are, in its ex- mercial ad- . , , . , , • n ^ vantages, tcmal Commercial relations, usually sacrificed to those of the dominant state, the chief commercial advantage which it can derive from its dependence is the protection afforded to its trade by the domi- nant country against foreign aggression. Moreover, goods imported into the dominant country from the dependency are sometimes admitted into it upon conditions more favourable than those upon which goods imported into it from other places are ad- mitted.* 4. Advan- The cvils suffcrcd by a dependency, from the in- dmes aris- difference of the dominant country about its inter- depen- ^ ^sts, will bc particularly considered in a following the"indif-™ chapter.f But we may remark appropriately in the ^i^rdomt present place, that this indifference is sometimes "A'^lbour advantageous to a dependency, or at least to the Its interests, \yYiUi of its population. For example, let it be sup- * Above, p. 229. t Chap. IX. / V- or THB ^^ ^ ' (njinvERSiTy VII.] FROM THE DOMINANT COUNTOY^ 6tkb -«< Wy* posed that the influence of the wealthier irmabitemtJr"''^ of the dependency gives them an ascendency in the local government ; and that the same influence would give them the government of the dependency in the event of its becoming an independent state. Let it be supposed, moreover, that some institution of the dependency is oppressive to the majority of the inhabitants ; but that the interests or prejudices of the influential and ascendent minority strongly incline them to maintain it. Now if the dependency were independent, its supreme government would perpetuate the institution indefinitely. In conse- quence, however, of its dependence, there is a chance that its supreme government may abolish the institution spontaneously, or may be forced to the measure by the public of the dominant country ; for, as the inhabitants of the dominant country are generally indiiferent about the concerns of the de- pendency, so are they naturally free from the in- terests and prejudices which lead the minority in the dependency to oppress the majority of their countrymen. Thus, if the British West Indies had been independent, the institution of slavery would have been perpetuated in them by their slave-owning legislatures; as appears from the persistence with which it is maintained in the slave-owning states of the American Union. But the great majority of the British people, having no personal interest in maintaining it, naturally felt with the slaves and against their masters ; and the British parliament, determined by the opinion of that impartial public. 246 ADVANTAGES TO A DEPENDENCY. [CH. abolished the institution in those islands notwith- standing the opposition of the local legislatures * * This result of the influence of the supreme government upon a dependency was thoroughly understood by Sir Samuel Romilly, and is clearly indicated by him in the remarks on the Slave Registry Bill, which are contained in his Parliamentary Diary. — On the 13th of June, 1815, Mr. Wilberforce moved in the House of Commons for leave to bring in a Bill for establishing a registry of slaves in the plantations. The motion was opposed by several persons who had an interest in West India property. These persons (says Sir S. Romilly) argued, " that the attempt to carry such a measure was likely to produce very alarming consequences; that the British parliament's right to legislate as to the internal concerns of the colonies was disputed, and such an Act as this could not but excite the greatest jealousy and alarm on their part ; and they hinted that it might produce open resistance." Sir S. Romilly himself spoke, and "insisted upon the right of the British parliament to make such a law ; and he mentioned various instances of Acts passed to regulate the internal affairs of the islands ; and showed by many instances how little was to be expected for the protection of the slaves, and amelioration of their condition from the colonial legis- latures." Lord Castlereagh, in suggesting that the introduction of the Bill should be postponed, said that " the right of the British parliament to pass such a law could not be disputed ; but it was very inexpedient to do it, if the colonial legislatures could be prevailed on to pass such Acts themselves." Sir S. Romilly adds the follow- ing remark : " A great deal has been gained by this debate. It is of great importance to put an end to the notion entertained, or at least proposed, by the planters, that their colonial legislatures have the sole and exclusive right to make laws to regulate their own in- ternal concerns." — Memoirs of the Life of Sir S. Romilly, vol. ii. p. 180 — 1. See some further remarks in a similar strain on the same subject, Diary, June 19, ib. pp. 253—8 ; and April 22, 1818, ib. pp. 337—43. In p. 341, he says of a debate in the House of Commons on slavery in the English West India islands : " I discussed at some length this pretension of the West Indians to the exclusive right of making laws for their own government, and for the regulation of their slaves ; and showed how contrary it was to the practice of past times, and how inconsistent with the state and condition of the great mass of the population of the islands. It has never, indeed, been without indignation that I have heard these boasted claims of independence, and this vindication of pohtical rights on the part of the West Indians." VIII.] DISADVANTAGES OF A DEPENDENCY. 247 CHAPTER VIII. Disadvantages arising to tiie Dominant Country from the possession of a Dependency. Having considered the advantages which arise to Disadvan- the dominant country and the dependency from the ing^toThe" relation between them, I proceed to consider the co^t^"^ disadvantages which may arise to the former from ^''''°' '^^ the same cause. ^nd^. 1 . It has been shown in a previous chapter that the Expens ive- dominant country can rarely succeed in compelling Se^nden! or inducing a dependency to contribute to the ex- dominant penses of the supreme government ; and, conse- ^°""*'y- quently, that the dominant country generally defrays from its own resources the expenses caused by the protection of the dependency in peace and in war.* These expenses are a disadvantage to the dominant country, even if they should be more than com- pensated by advantages which it derives from the possession of the dependency. It may be added, that the possession of a dependency often proves a powerful incentive to improvident and useless expen- diture on the part of the supreme government ; as is shown by the fortifications which have been raised in some of the English dependencies, and the pro- digalities of the French government at Algiers. 2. In consequence of the prevailing errors respect- commer- ^. . , cial restric- * Above, p. 212—9. 248 DISADVANTAGES TO THE DOMINANT [CH. tions caused ing the nature of the advantages arising from trade, pendency, it is usual for the dominant country to grant com- mercial privileges, by discriminating duties and other similar regulations, to its dependencies. Thus the duties upon timber, wines, and sugar imported into England from Canada, the Cape of Good Hope, and the East and West Indies are lower than the duties upon similar commodities imported into England from foreign countries. But one effect of such privileges is, that the dominant country pur- chases the commodities imported from its depen- dencies at higher prices than it would purchase commodities of the same sorts imported from other countries, if the privileges did not exist. Moreover, as commercial privileges granted by the dominant st^te to its dependencies imply corresponding pro- hibitions against other independent states, they provoke the governments of those states to foster the trade and manufactures of their own dominions by granting similar privileges to their own trading and manufacturing subjects. They, therefore, pre- vent that extensive commercial intercourse between independent communities, which would not only secure to each of them the greatest possible advan- tages of a merely economical nature, but would bind them together in mutual amity by the strong tie of common interest. Wars 3. Another evil arising from the possession of de^nden^ dependencies is, that they tend to involve the domi- nant country in wars. A dependency may be situated at a great distance from the dominant cies. VIII.] COUNTRY FROM THE DEPENDENCY. 249 country ; or it may have a long and vulnerable frontier confining on the territories of other in- dependent states. For these and other reasons it often happens that a dependency is difficult of defence, and that foreign governments are therefore tempted to invade it. The probability that the possession of depen- dencies will engender wars is further increased by the jealousies which the commercial policy of the dominant country towards its dependencies pro- duces. The alienation between independent states, arising from commercial jealousies of this sort, has just been pointed out. It has also been shown in a former chapter that Adam Smith considers disputes about colonial trade as one of the most prolific sources of war in modern times ; and that Turgot expected that the independence of the American colonies would diminish the causes which disturb the peace of the world.* It may be said on the other hand, that the division of the civilized world into a few extensive empires, each consisting of a dominant country and its de- pendencies, would be more favourable to the pre- servation of peace than the division of the same region into independent states. It would ap- pear from the perpetual hostilities between the re- publics of ancient Greece and Italy, and between those of Italy in the middle ages, that a multiplicity of independent and small states multiplies the chances of war. It is certain, moreover, that the * Above, p. 228. 250 DISADVANTAGES TO THE DOMINANT [CH. mutual wars of the numerous independent states subdued by the Roman arms were extinguished by their common subjection to the imperial city ; and that the peace of the civilized world was commonly preserved by the imperial government, so long as the dependence of the provinces was not substan- tially impaired.* It may be replied, however, that the formation of extensive empires is not favourable to the preserva- tion of peace, inasmuch as the subjection of depen- dencies to the dominant country is liable to frequent disturbance. If the strength of the dominant country is not overwhelming, and if (as frequently happens) the people of the dependency are dissatisfied with its government, the latter will probably at- tempt to throw off their dependence ; and in conse- quence of such attempts, wars are likely to arise between the dominant country and the dependency, or between the dominant country and those inde- pendent states whose governments suppose them- selves interested in wresting the dependency from her. We have remarked in a preceding chapter that an ancient state, engaging in a foreign war, often began the contest with striking at the con- nexion between its enemies and their dependencies. f The same policy determined the government of France to interfere in the war between England and her American colonies ; and it is said that * See the passage of Claudian on the pacific influence of the Roman empire, cited above, p. 128, note * t Above, p. 111. note *. VIII.] COUNTRY FROM THE DEPENDENCY. 251 England in the last century meditated an attempt to detach the Spanish colonies of America from Spain. The only effectual security against unjust wars between independent communities is to be found in an improved international morality, and in the ge- neral existence of a conviction that the interest of such communities is not promoted by a system of mutual aggression and rapine. So long as indepen- dent states think it their interest to attack weak communities, for the purpose of enlarging their empire, and they are free from any moral restraint which might check them in the pursuit of this sup- posed interest, unjust wars between civilized nations must take place, although many small communities should be kept in a state of dependence. And if the governments of independent states should become sufficiently wise to abstain voluntarily from aggres- sions of this sort, the existence of numerous inde- pendent communities would not produce war. 4. Lastly, we may reckon amongst the disadvan- Political . /• 1 corruption tages arising to the dominant country irom the caused by „,,.,., dependen- possession oi dependencies, that it tends to generate cies. or extend a system of official patronage in the dominant country, and thus to lower the standard of its political morality. 252 DISADVANTAGES TO A DEPENDENCY [CH. CHAPTER IX. Disadvantages arising to a Dependency from its Dependence on the Dominant Country. Thedisad- HAVING considered the disadvantages which may questiw! "^ arise to the dominant country from the possession of 8a^"or na- a dependency, I shall consider such of the disad- sequences' vantagcs affccting a dependency, as are necessary or enct?^""^" natural consequences of its dependence on the domi- nant country. Since the disadvantages are necessary or natural consequences of dependence, all depen- dencies are subjected or exposed to them. It must be remarked, however, that they affect the inha- bitants of different dependencies in different degrees ; and where they are powerfully counteracted by special causes inherent in the special position and circumstances of a dependency, their pressure may be too gentle to affect its inhabitants seriously. Thedisad- Bcforc wc procccd to a particular examination question of any of the disadvantages in question, we will cipaify""^ advert to the source from which they principally ignm-ance arisc ; viz. the natural ignorance and indifference fe"enceof of thc dominant country about the position and nantcTun- intcrcsts of the dependency. The dependency is the pSon necessarily separated from the dominant state by the reste'ofthe distinctness of its immediate government;* and dependen- Q^j^g ^q (^^ijg ncccssary Separation, the inhabitants of the dominant state are naturally more indifferent * Above, chap. V. IX.] FROM ITS DEPENDENCE. 253 and ignorant about the concerns of the dependency than those of any district of their own country. But the ignorance and indifference consequent upon this necessary separation are often increased by accidental causes which estrange the dominant country from the dependency. It often happens, for example, that the two countries are divided by distance ; or that the dependency is too insignificant and obscure to attract the attention of the dominant country ; or that the inhabitants of the two countries are of different races and speak different languages ; or that their religions, their morals and manners, or their laws and other political institutions, are more or less dissimilar. The ignorance of the dominant country about the position, circumstances, and interests of the dependency is productive of numerous evils, some of which we shall hereafter consider in detail. It may be here stated in general terms, that the dominant country, in consequence of this ignorance, often abstains from interfering with the concerns of the dependency where its interference would be expe- dient ; and where it does interfere with the concerns of the dependency, its interference, as not being guided by the requisite knowledge of those concerns, is frequently ill-judged and mischievous. The evils arising to the dependency, from the ignorance of the dominant country respecting its concerns^ are enhanced by its indifference. Not only does the dominant country know little of those concerns, but it has little desire to know anything 254 DISADVANTAGES TO A DEPENDENCY [CH. of them. Mens sympathies are in general too narrow to comprehend a community which is dis- tinct from their own, although it may be ultimately subject to the same supreme government. Accord- ingly, the maxim that government exists for the benefit of the governed, is generally considered by the immediate subjects of a supreme government as applicable only to themselves ; and it is often pro- claimed openly that dependencies are to be governed, not for their own benefit, but for the benefit of the dominant state. Nor are the ignorance and indifference of the dominant country about the concerns of the de- pendency limited to the supreme government. Hence, if any dispute should arise between the dependency and the supreme government, and if the dependency should appeal from the government to the people of the dominant state, it will probably find that it has not appealed to a better informed or more favourable tribunal. On the subject of the dispute, the people of the dominant country can scarcely be so well informed as their government ; and in any struggle for power between their own country and the dependency, they are likely to share all the prejudices of their government, and to be equally misled by a love of dominion and by delusive notions of national dignity. As the main obstacles to the good government of a dependency are the ignorance and indifference of the dominant country respecting its affairs, what- ever tends to diminish them is likely to promote its IX.] FgOM ITS DEPENDENCE. 255 good government. On this account, newspapers and other periodical writings having a special reference to the affairs of dependencies, and pub- lished in the dominant country, are eminently useful. For the same reason it is the duty of those public departments in the dominant country, which are specially charged with the care of the dependencies, to provide for the publication of statistical and other information respecting their condition, at stated intervals, and in a cheap and commodious form. Having stated that the disadvantages affecting a Review of J 1 r • "L • J.* • ^1 ^ some of the dependency, which are m question m the present aisadvan- chapter, are necessary or natural consequences of its qSion. dependence, and having adverted to the source from which they principally arise, we proceed to consider the nature of some of these disadvantages, in some degree of detail. One of these necessary or natural disadvantages peculiar is the peculiar liability of the laws of a dependency the law's of to technical objections. dency^to The powers of a subordinate legislature are ol^tction*. expressly or tacitly delegated to it by the supreme government. In order, therefore, to determine whether an act of such legislature has a binding force, it is necessary to look to the nature and extent of the delegation. If the act be not within the scope of the delegation, it is without any binding force, and will be annulled upon application to a competent tribunal. It is difficult to delegate a power of subordinate legislation in terms exactly 256 DISADVANTAGES TO A DEPENDENCY [CH. expressing its purpose and extent; but unless this difficult task be perfectly accomplished, the validity of the laws which are made by virtue of the power is always questionable. Consequently, the laws of subordinate legislatures are liable to technical ob- jections from which those of supreme governments are necessarily exempt ; for, as the legislative power of a supreme government is not derived from any political superior, the validity of its laws cannot be questioned for want of authority in the lawgiver. As the immediate government of a dependency is a subordinate legislature, its laws, like those of other subordinate legislatures, are liable to the technical objections noticed in the preceding paragraph. But, owing to causes which are peculiar to the legal systems of dependencies, its laws are also liable to technical objections from which those of other subordinate legislatures are exempt. For example, any law of an English dependency (whether colo- nized by Englishmen, or acquired by cession or con- quest) may be impugned as not being consistent with certain fundamental principles to which the laws of an English dependency must, it appears, conform.* The vagueness of the terms in which these fun- damental principles are expressed may afford a plausible ground for objections to the laws of an English dependency, although it should have been colonized by Englishmen, and therefore possesses a legal system closely resembling that of its mother- country; but if the dependency should have been * Above, p. 207. IX.] FROM ITS DEPENDENCE. 257 acquired by cession or conquest, and its laws there- fore differ in many respects from those of the dominant country, the objection has a much wider, and indeed an almost unlimited application. So again, if the supreme government introduces a large portion of its own law (written and unwritten) into a dependency by a general description, it may be doubted whether any of the rules comprised in the body of law so introduced can be altered by the subordinate without the express permission of the supreme government ; although it may be scarcely possible for the subordinate government to legislate without altering some of them.''*' That this liability to objection on technical grounds is a great evil will not be disputed. It is manifest that all attempts to get rid of a law by impugning its validity, rather than by proving its inexpediency, and applying to the legislature to re- peal it, are mischievous. Their mischievousness is owing mainly to the following causes: — 1. Such attempts, being founded on a principle of general application, throw a doubt upon the validity of other laws than those which are directly attacked. 2. The annulling of a law has a retroactive ope- ration ; inasmuch as the acts done under it are also annulled: hence, unless the legislature should in- terfere specially, a law is rendered ah initio void, by which people have regulated their conduct, and upon * An example of this inconvenience is afforded by the intro- duction of the English ' Criminal Law ' into Canada. See above, p. 208. 258 DISADVANTAGES TO A DEPENDENCY [CH. which prudent men have founded reasonable expec- tations. 3. This mode of proceeding is equally applicable to good and to bad laws ; since the defects in the form of the law are wholly unconnected with its practical operation.* In general it is desirable that all rules (even though inexpedient) which have been long ac- quiesced in by common usage, and which have been believed to be invested with the legal sanction, should be considered by the courts and by the government to have a binding force, until repealed by a competent authority; and in most countries the courts have acted upon this principle. It may be added, that the necessary vagueness of the rules respecting the portion of the law of the mother-country, which is in force in a new colony, (for example, of the rule of the English law, that a new colony acquires as much of the law of England as is suited to its condition,) confers a very extensive power upon the courts of such a dependency, and invests them with legislative rather than judicial functions. It may, moreover, happen that the dis- position of the courts to question the validity of the existing laws may be increased by a rivalry between * "Le philosophe qui cherche a reformer une mauvaise loi ne nie pas I'existence de cette loi et n'en conteste pas la validity ; il ne preche point I'insurrection centre elle. II expose ses raisons ; il fait sentir les inconv^niens de cette loi et les avantages qu'on trouveroit k la revoquer. Le caractere de Tanarchiste est tout different. II nie I'existence de la loi ; il en rejette la validity ; il veut exciter les homines a la meconnoitre comme loi, et a se soulever contre son execution." Bentham, Tactique des Ass. Legisl. torn. ii. p. 290. IX.] FROM ITS DEPENDENCE. 259 lawyers of the dominant country and native lawyers in the dependency,'* or even by a more ambitious attempt of the judges to supersede the subordinate government, and to get the entire management of the dependency into their own hands. f Another of the necessary or natural disadvantages introduc- affecting a dependency, is its liability to an improper laws^ian-^ introduction of the laws, language, or religion of the feT^on^of 1 • , . the domi- dommant country. nant coun- The ignorance of the dominant country respect- aJpenden- ing the concerns of the dependency, combined with dueTegard* the habit, common to all nations, of preferring its [j'on^cir-^' own institutions and opinions to those of other com- l^^^^^ ^nd munities, disposes it to dislike the laws, language, ^»^®'^«**»- and religion of the dependency, and to substitute its own for them, without adequate reasons for making the change, and without a due regard to the position, circumstances, and interests of the dependent com- munity. The tendency to an improper introduction of the laws of a dominant country into a dependency is so strong that the question as to the extent to which, and the manner in which, the supreme government ought to introduce the laws of the dominant country into the dependency deserves a careful examination. According to the rule which must, from the ne- cessity of the case, obtain almost universally, new ♦ See Long's Jamaica, vol. i p. 70. 72, t See the account of the proceedings of the Supreme Court at Calcutta, in Mill's History of India, b. v. ch. 6. s2 260 DISADVANTAGES TO A DEPENDENCY [CH. colonists take out with tliem the laws of their mother-country, so far as such laws are suited to the condition of the colony.* The question just stated, therefore, does not arise in the case of a dependency which is a colony of the dominant country ; and it arises only in the case of a de- pendency which has been acquired by treaty or conquest, and has preserved its original laws and institutions, which are different from those of its dominant country .1 Some of the most important considerations re- specting the transplantation of laws from one to another have been stated by Mr. Bentham in his Traites de Legislation. The following are the two first maxims which he lays down : — " No law ought to be changed, and no custom ought to be abolished, without some special reason." " No cus- tom ought to be changed simply on the ground that it is repugnant to our habits and feelings."J These two maxims, however obvious and however important, have frequently been violated in the transplantation of the laws of a dominant country to a dependency. Many laws in dependencies have been changed, not because they produced inconve- nient consequences, but because they differed from the corresponding laws of the dominant country, or because they were inconsistent with opinions which the people of the dependency did not share with the people of the dominant country. * Above, p. 190. f Ibid. p. 203. t Tom, iii. p 366. IX.J FROM ITS DEPENDENCE. 261 In deciding how far the native institutions of a ceded or conquered dependency shall be maintained, and how far the institutions of the dominant country shall be introduced in their stead, the persons con- ducting the government of such a dependency have strong inducements to adopt the latter course. It is far easier to administer laws with which one is familiar than laws which one has to learn by a laborious process of study. It is likewise far easier to carry on the business of government in one's own language than in a foreign language with which one is imperfectly acquainted, or which perhaps one is compelled to learn. INIoreover, it requires a con- siderable sacrifice of self-love, and some magna- nimity, for a ruler to subject himself to the necessity as it were of going to school, and to place himself voluntarily in a situation of inferiority, in respect of knowledge, to the persons whom he is to govern. Whereas, if the opposite system be adopted, the ruler is placed in a situation of almost immeasurable superiority to the natives, inasmuch as he is as far superior to them in knowledge as in power. Fur- thermore, there is the disinterested attachment which most men acquire for the institutions of their native country, partly from being ha])ituated to live under them, and partly from being accus- tomed to hear them extolled and to be told that it is patriotic to admire and love them. Consequently, when we see a native of the dominant country aiming at an injudicious introduction of its institu- tions into a dependency, it ought not to be inferred 262 DISADVANTAGES TO A DEPENDENCY [CH that he is actuated solely by a desire of increasing his own power or importance. Many such attempts have been made from a sincere, though mistaken, notion of the intrinsic excellence of the institution, and from a supposition that it was suited to all countries and all states of civilization. The intro- duction of the tenure of land into Hindostan, which is known by the name of the permanent settlement, was prompted by the desire of creating in Hindostan such a body of wealthy landowners as exists in Eng- land ; and though the measure has been most dis- astrous in its consequences, yet there is no doubt that the author of it thought that the state of things which he attempted to introduce would re- generate Hindoo society. In like manner an English, lawyer would naturally, from ancient habit, seek to introduce trial by jury in any dependency where he was employed, however little suited to the circum- stances of the country this mode of trial might be. But a government which attempts to change sud- denly the law of a dependency will soon find that it has undertaken a difficult, and, in part, an im- practicable task. In the first place, the civil law of a country can hardly be supplanted by a foreign system of juris- prudence without throwing into confusion all titles to property and all rights founded on contracts. The wholesale importation of a foreign system of jurisprudence necessarily creates great confusion in this respect, even if it should be effected by the com- munication of written laws. But the confusion is IX.] FROM ITS DEPENDENCE. 263 increased still further, if an attempt should be made to import a body of unwritten law. Law existing in the form of a statute or a code can be transferred from one country to another with certainty, since a precise designation of the law intended to be trans- ferred can be given. Thus (as we have already stated) the act styled the Declaratory Act of the Bahama Islands, determined how much of the statute law of England should be deemed to be in force in those islands, by enumerating the statutes to which it refers.* But unwritten law, which does not exist in a compact or explicit form, and which must be collected from the decisions of courts and from au- thoritative textwriters, cannot be designated with precision, and can be described only by terms of which the import is unfixed and fluctuating. Thus the " criminal law" of England was introduced into Canada in 1774 ; but it is not at all clear (as Lord Durham states in his Report) what is the extent of this phrase. Again, in Canada the French law of evidence obtains in all civil proceedings, with the exception of " commercial cases," to which the English law of evidence is to be applied ; but (as Lord Durham further states) no two lawyers agree in their defini- tion of " commercial cases."'f There is, moreover, great difficulty in introducing into any country a foreign system of judicial pro- cedure, and expelling the system established in the practice of the courts. The rules of judicial pro- * Above, p. 194. t Report on the Affairs of British North America, p. 42. folio ed. 264 DISADVANTAGES TO A DEPENDENCY [CH, cedure commonly exist as usages, and not in the form of legislative regulations ; and these usages are mainly preserved among the body of advocates. The advocates may, therefore, be considered as a sort of voluntary auxiliaries to the government, for the pur- pose of administering justice ; so that any change which renders their acquired knowledge useless, must for a time throw serious impediments in the way of the regular conduct of the government. In the next place, it is to be remembered that a large part of the habit of obedience to a government rests upon associations with ancient institutions and ancient names ; and that a sudden introduction of foreign laws and usages into a dependency is likely to breed serious discontent, and to embarrass the operations of the government, even if these laws and usages should be intrinsically better than those which they supplant. An example of such a wanton change of laws is afforded by the conduct of the French during their short-lived possession of the island of Malta in 1798. Although the govern- ment had been, up to the moment of their arrival, in the hands of a monastic order, and although the people were completely imbued with the old Catholic ideas, the French nevertheless, almost immediately after they had assumed the administration of the government, set about introducing the modern laws of revolutionized France, such as the secularization of the church property, the suppression of convents and monasteries, the abolition of entails, and so forth. The consequence was that the inhabitants IX.] FROM ITS DEPENDENCE. 265 sooii rose in insurrection against their new rulers, and called in the assistance of the English, who blockaded Valletta, and ultimately compelled the French garrison to capitulate. The recent conduct of the French at Algiers appears likewise to have been dictated in some respects by a similar disregard for the peculiar opinions and usages of the native inhabitants. If the rulers of a ceded or conquered dependency should be determined, by the considerations to which we have adverted, to retain the body of the native institutions and usages, then another class of dif- ficulties arises. The government of a dependency which is vir- tually dependent must be superintended and mainly conducted by the dominant country, and, to a certain extent, by natives of the dominant country. Now the natives of the dominant country who are em- ployed in governing a dependency are necessarily ignorant, to a great degree, of its peculiar insti- tutions, and they are perhaps ignorant of its language. They may, however, to a considerable ex- tent, overcome these obstacles to good government. They may acquire a competent knowledge of the peculiar institutions of the country, and before deciding on any legislative innovation they may consult a person versed in the native law. They may also learn the language of the place ; a task of no great difficulty for a few educated persons, though impossible for an entire population. Yet, however unprejudiced and candid such a 266 DISADVANTAGES TO A DEPENDENCY [CH. ruler may be, it is scarcely to be conceived that he should not have some undue bias in favour of the institutions of the dominant country, and against the institutions of the dependency : so that he is likely to incline to the improper introduction of the former in the place of the latter, and may thus not only produce confusion in the laws of the place, but may also unnecessarily ofiPend the opinions and disturb the habits of the people. After all, the rulers of such a dependency may find that their best intentioned efforts to promote the general welfare are misconstrued, attributed to bad motives, and received with coldness, mistrust, and ingratitude, either because they do not coincide with the prevailing sentiments and opinions of the people, or because they emanate from natives of the dominant country. These remarks show that much mutual forbear- ance, on the part both of government and people, is requisite in a dependency so situated. On the one hand, the rulers should not expect that the government of such a dependency is to be as easily and satisfactorily conducted as that of an independent state; and they, therefore, should be prepared to meet with many crosses and disappoint- ments in the management of its affairs. The people are inevitably prejudiced against them and their mode of carrying on the government, and involun- tarily refer measures and actions to standards of which the rulers are ignorant ; while they naturally see the prejudices of the people in a strong light, IX.] FROM ITS DEPENDENCE. 267 because those prejudices are different from their own. Under these circumstances, it is the duty of such a ruler to view with an indulgent and favourable eye the character and manners of the people placed under his care ; to be kind to their virtues, and a little blind to their defects. As Coleridge says in his remarks on Sir A. Ball : " A more venial and almost desirable fault can scarcely be attributed to a governor than that of strong attachment to the people whom he is sent to govern."* On the other hand, the people in such a depen- dency should remember that they hold their peculiar laws and institutions at the pleasure of the domi- nant country ; and that the government can at any moment throw everything into confusion, by setting the public opinion of the dominant country against the dependency, and by raising a cry that its interests are sacrificed to those of its dependency; which, though not a popular cry in the dependency, is a popular cry in the dominant country. They should remember that the government, by retaining the native institutions of the dependency, necessarily subjects itself to some of the errors of ignorance ; since persons who are not natives of the dependency cannot thoroughly understand its peculiar institu- tions. They should also make allowance for the natural preference of nearly all men for their native laws and usages, and their sincere desire to introduce them iiy other countries, without any intention of * The Friend, vol. iii. p. 325. 268 DISADVANTAGES TO A DEPENDENCY [CH. aggrandizing themselves, or depressing the natives. They should likewise be prepared for some religious repugnance, for the religious intolerance which shows itself in opinion, if not in the law, and perhaps for attempts to convert them to the faith of the domi- nant country, which may spring from benevolent though mistaken motives. In general, the natives of such a dependency should always seek to put a fair and candid construc- tion on the conduct of the government ; they should abstain from condemning it hastily, and should make due allowance for the difficulties and disadvantages of its position ; they should excuse slight errors of judgment where they see a generally good disposition, and should remember that the ultimate appeal lies to a quarter (viz. the public opinion of the dominant country) where there is little knowledge of the peculiar opinions and feelings of the dependency, and little disposition to sympathize with them. More- over they should avoid the error of blaming a politi- cal measure, merely because they themselves had no concern in it. So great are the disadvantages of dependence, that it is in general fortunate for a civilized country to be sufficiently powerful to have an independent government, and to be ruled by natives. But if a civilized country is, from its size, and other natural circumstances, condemned to political dependence, it is incumbent on every wise and patriotic man whose lot is cast in it, not to lament the inevitable results of the smallness of its territory or the scantiness IX.] FROM ITS DEPENDENCE. 269 of its population, or its political weakness, but to seek to procure for it all the benefits compatible with its position, and to render its dependence on the dominant country as little onerous as pos- sible. Having concluded these general remarks on the tendency of a dominant country to make unneces- sary changes in the institutions of a ceded or con- quered dependency, by the introduction of its own peculiar institutions, we proceed to consider some- what more in detail the circumstances which ought to determine the dominant country to a greater or less extension of its peculiar institutions to such a dependency. The preceding remarks have been intended to show that, unless the dependency is a colony which has carried out with it the laws, opinions, and customs of the dominant country, it is subject to violent changes of its laws, dictated by the insuffi- cient knowledge of its peculiarities, and the reasons of such peculiarities, which is possessed by its rulers, or by their want of sympathy with the opinions and usages of its people. When the dependency is a colony of the dominant country, which settled in an uninhabited district, or which has reduced the native population to a con- dition of slavery, or has completely absorbed them into its own body (as was the case with the Greek co- lonies on the coasts of the Mediterranean), or which has expelled or exterminated the aboriginal inhabit- ants (as has been done by the Spanish and English 270 DISADVANTAGES TO A DEPENDENCY [CH. colonies in America and Australia) — there is a general agreement between the laws of the mother- country and the dependency, and the mother-country has no inducement to disturb the laws of the de- pendency, for the purpose of introducing its own laws in their stead. The question can arise only respecting a depen- dency which, not being a colony of the dominant country, possesses peculiar laws and institutions, either formed under an independent government of its own, or derived from its own mother-country. The cases in which the question arises may be con- sidered to be threefold ; the difference between them being, however, a difference only of degree. In the first of the three cases, a civilized nation acquires a territory completely occupied by a people in a low state of civilization, and governs it as a dependency. The British dominions in Hindostan afford a remarkable and well-known example of this case of the problem. In the circumstances just stated, it is desirable to introduce into the half-civilized dependency as much as possible of the laws of the civilized dominant country. But unless the intro- duction of the institutions of the dominant country into a dependency thus situated be made with great caution, circumspection, and skill; and unless the persons employed in administering the government qualify themselves for the task by much previous study and reflection, great evils may be expected to result from it, as has been proved by the experience of the English rule in the East Indies. IX.J FROM ITS DEPENDENCE. 271 The following are some of the evils which have resulted from the rule of the English in the East Indies. Hasty and crude acts of legislation have emanated from the government, making extensive changes in large classes of existing rights, and thereby creating a general feeling that property and industry are insecure.* This conduct of the British government in India has been the more re- markable, since the English are in general averse to sweeping political changes, and are not, like the French, accustomed to carry out principles in prac- tice to their furthest logical consequences. While these sweeping and almost revolutionary changes of property have been going on, no attempt has been made to dissolve the alliance between the law and the * " Our countrymen complain that they are refused the trial by jury in civil causes ; that the judges have, in many particulai* cases, acted partially and illegally ; that they have denied Magna Charta to have force in India, &c. &c. But the wrongs of the natives are much more insupportable. The judges, in order to extend their authority, have given to the Act of Parliament the most literal, rigid, unfair construction : for example, all persons who rent farms of the company are, they say, servants of the company, and there- fore, by the letter of the Act, subject to the English court of justice. By such means, multitudes of Indians are brought under the English law ; that is, a complicated system of law, so voluminous that years of study are requisite to enable even Englishmen to acquire a know- ledge of it, is at once transplanted into a country whose inhabitants are strangers even to the language in which it is written. The ar- bitrary institutions of a commercial republic, in which all men are equal, are made the laws of a despotic empire, where distinctions between every class of men are religiously observed, and where such distinctions are even become necessary to subordination and government. In a word, a law is given them, which clashes with their own law and their own religion, and shocks their manners and prejudices in a thousand instances." — Letter of Sir Samuel Romilly to Mr. Roget, March, 1781 : in the Memoirs of Sir Samuel Romilly, vol. i. p. 157—8. S72 DISADVANTAGES TO A DEPENDENCY [CH. religion of the country, which is the great obstacle to social progress in Hindostan, as in the other oriental states. Up to the present day the muftis and the pundits are the only professors of Mahome- dan and Hindoo law in India, and the judges and advocates have recourse to them for the solution and decision of any question belonging to their respec- tive systems of laws, which may arise in actual prac- tice. The code which has been prepared by the recent commission in India will for the first time confer on the Hindoos the inestimable benefit of a body of positive law, which professes to rest on merely human authority, and which may therefore be reasoned about or even altered without impiety.* It may be remarked, that where a civilized people (such as the English in India) make any extensive and mischievous change in the laws of a people of inferior civilization, the latter are unable to resist the change, on account of the greater energy, know- ledge, and resources of the ruling class, their mu- tual reliance and their powers of co-operation and assistance. Although British India may have derived consi- derable benefit from the superior honesty and intel- ligence of the English office-holders, yet the prac- tice of employing Englishmen exclusively in all im- portant o£&ces has, on account of the necessity of giving them high salaries and the inadequacy of the native public revenue, led to the accumulation of an ♦ See Trevelyan on the Education of the People in India, p. 152. IX.] FROM ITS DEPENDENCE. 273 enormous mass of duties on the head of a single per- son, and has produced a practical denial of justice, and an abdication of the most useful functions of go- vernment, in many parts of the country. The in- sults often offered to the feelings of the natives by the overbearing behaviour of the English would be of less importance, if the more permanent and seri- ous interests of the people were efficiently protected. But unhappily it seems that, in most parts of the country, life and property are scarcely more secure than they were under the native governments, and that the main benefit which the people have derived from the British rule is the exemption from foreign invasion.* Though a prospect of benefit to the people of India has been recently opened by the measures of the government for the improvement and diffusion of education, and the more extended employment of the natives in the public service, it is lamentable to think how little good has hitherto resulted to them from the acts of a government which has of late years been, perhaps, the most benevolent which ever existed in any country. In the second of the three cases, a civilized na- tion acquires a dependency inhabited by a civilized people, but only thinly or partially inhabited, and, therefore, offering facilities for the settlement of immigrants from the dominant country. This is the case with Canada, and it is a case which offers peculiar difficulties in practice. The struggle of the * See Shores Notes on India. T 274 DISADVANTAGES TO A DEPENDENCY [CH. two populations on the same soil is likely to lead to a conflict between them, which will not be settled without the interference of the dominant country. It is difficult to decide upon what principles this interference should be made. On the one hand, the new immigrants may reasonably demand the alteration of any laws which debar them from occu- pying and cultivating the land, or which otherwise impede their industry or prosperity. On the other hand, the original possessors of the country have a just ground of complaint, if the institutions of the dominant state are introduced to a greater extent than is necessary for accomplishing these purposes. In the last of the three cases, a civilized nation acquires a dependency inhabited by a civilized people, but fully peopled and affording no facilities for the introduction of new settlers. In this case it is fit that the dej^endency should retain its peculiar institutions; that its government shouldj as far as possible, be administered by natives ; and in short that the dominant country should create as little disturbance in the political management of the de- pendency as is consistent with its dependent position. The provinces of the Roman state afford an example of the mode of government in question ; for although the Roman provincial governors were often rapa- cious, insolent, and cruel, yet (as has been already remarked)* it was the policy of the Roman govern- ment to interfere sparingly with the native institu- tions of the provinces. Every reader of the New * Above, p. 119. IX.] FROM ITS DEPENDENCE. 275 Testament is aware how little the Romans interfered with the very peculiar institutions of the province of Judaea, before they were provoked by the insub- ordination of the Jews to destroy Jerusalem. Lombardy is a modern instance of the same sort of rule : for though this dependency of the Austrian empire is subject to the general control of the impe- rial government, yet the details of its administration are managed by natives, and the Italian is the lan- guage of the government and the law. The govern- ments of Malta and the Ionian isles afford other in- stances of the same system. It may be remarked generally of dependencies belonging to the latter class, that when any of their laws is changed, the change ought to be made in the spirit of the existing institutions. But if it be inexpedient for the government to change suddenly the laws of a dependency, it is still more inexpedient for the government to attempt to make a sudden change in its language. The acqui- sition of a new language is a slow and laborious process ; and it implies an amount of diligence, leisure, and intelligence which cannot be expected of an entire community of adults. The great mass of mankind never acquire a language by study ; they only know the language which they imperceptibly imbibe during infancy and childhood. It is no more possible for a government, by the expression of its will, and by offering rewards or threatening punishments, to change suddenly the language of its subjects, than to add a cubit to their stature or to t2 276 DISADVANTAGES TO A DEPENDENCY [CH give them a sixth sense. A government may publish its laws and other acts in a foreign language, but it cannot cause the people to understand them ; it may prohibit advocates from pleading in their native tongue, but it cannot enable them, however much they may desire it, to plead in an acquired language ; it may declare that contracts and testaments made in the language of the country are invalid, but it can- not enable parties to contracts or testators to com- prehend the meaning of instruments drawn in a foreign tongue. Many examples might be given of the mischievous effects which have been produced by an attempt to force the language of a government upon the people. Thus when Joseph II. attempted to treat Hungary as a dependency, to incorporate it with Austria, and to reform its law^s by his own authority, the people for a time submitted, unwil- lingly, to his useful though too hastily introduced reforms ; but when he ordered St. Stephen's crown to be carried to Vienna, and issued an edict making German the language of government throughout Hungary, the people rose in insurrection against him.* In like manner, the measures of the King of Holland for introducing the use of the Dutch lan- guage into Belgium, in the place of the French language which was spoken by the educated classes, created a general discontent throughout Belgium, and contributed materially to produce the Belgian revolution, and the consequent separation of Belgium from Holland. ♦ See note (N.) at the end of the volume. IX.] FROM ITS DEPENDENCE. 277 Without going at length into the question of the influence of a common language in assimilating the opinions and customs of diiferent parts of the same empire, and in cementing national union, we may remark that the use of a common language is con- sistent with the existence of the strongest antipathies between different communities, as is proved by the mutual hatreds of independent states, derived from the same national stock and speaking the same language, in ancient Greece, and in modern Italy and Germany. Even, therefore, if a dominant country should succeed in diffusing its own lan- guage among the people of a dependency, it might fail in creating the attachment to its government, which was the end sought by the introduction of its language. And if by a forcible or over-hasty introduction of its language it engendered discontent in the dependency, it would produce an eflfect the very opposite to that intended ; since, instead of attaching the people of the dependency to itself, it would strengthen their aversion to its supremacy. It is obvious that the best mode of incorporating a body of people with the rest of an empire is to render them contented and happy ; and that any measure which renders them discontented is likely to prevent that incorporation. In like manner, it can rarely happen that any reason should exist why the supreme government should attempt to change the religion of a depen- dency, whose people have a religion different from that 278 DISADVANTAGES TO A DEPENDENCY [CH, of the dominant country. The religion of a people is in general less easily changed by a government than their language. The history of Europe abounds with examples of the misery produced by the in- effectual attempts of governments to convert their subjects to another creed by force or civil disabilities. Even Mr. Gladstone (whose principles seem to lead to the conclusion that a sovereign legislature ought to use all the means in its power for diffusing among its subjects the religious faith which the majority of its members believe to be true) admits that a dominant country is not bound to deprive a church in a de- pendency of its endowments, although the doctrines of that church may be different from those of its own established church or churches.* Indeed, de- pendencies have been so far treated as separate from the dominant country for religious purposes, that the English North American colonies were regarded as asylums against religious persecution, and no attempt was made by the government of the mother-country to interfere with their peculiar religious tenets and modes of church government. The self-partiality which leads the dominant country to introduce its own laws, language, and pendency rcliffion iuto a dependency, without due regard to from offices ° ^ . in their own the circumstanccs and interests of the latter, also country. brings upon the dependency other evils of a similar nature. Thus it causes the appointment of natives of the dominant country to offices in the dependency, *• The State in its relations with the Church, ch. viii. § 68. (p. 276.) Exclusion of natives of the de- IX.] FROM ITS DEPENDENCE. 279 and the exclusion of natives of the dependency from them, without sufficient reason for the preference.* The following remarks will serve to indicate the principal disadvantages arising to the dependency from this source. The natives of the dominant country are in ge- neral imperfectly acquainted with the circumstances * The following account of the former practice in this respect in the English dependencies is given by Long, in his History of Ja- maica : — " * Without doubt,' says Davenant, * it must be very pre- judicial, both to the southern and northern colonies, that many offices and places of trust there should be granted by patent to persons in England, with liberty to execute such employments by deputies. By which means, they are generally farmed out to indi- gent persons, who grind and fleece the people ; so that, although many of the inhabitants are rich, sober, and judicious men, yet they are excluded from offices of trust, except such as are charge- able in the execution ; which is inconsistent with all the rules of well-governing a country.' There is, I am sorry to own, too much of prophetic truth in this remark. The natives in our colonies, as if proscribed for some defect of ability or good morals, cannot, without the utmost difficulty, creep into any lucrative employments. Having little, if any, interest among the distributors of office, they are driven to an humble distance ; whence they have the morti-» fication of observing the progress to wealth of those more favoured subjects, who are sent across the ocean to pamper themselves on the fatness of their land. The most lucrative offices in this island (the governor's excepted) are granted by the crown to persons re- siding in England, and by these patentees are farmed or rented to deputies and sub-deputies acting in Jamaica, who remit annually several thousand pounds to their principals. The rent of these deputations being screwed up to the very highest pitch, some of the officers have made no scruple formerly to exert their utmost industry towards enlarging their fees and perquisites at the expense of the aggrieved inhabitants. Before these places became so pro- fitable as to be objects of sufficient value to the ministry for gratify- ing their dependents, tj^e assembly made some attempts to restrain the patentees." — (History of Jamaica vol. i. p. 70, 80.) On the preference of Spaniards to natives for offices in Naples, the Nether- lands, and the American colonies, see above, p. 138. 150. 280 DISADVANTAGES TO A DEPENDENCY [CH. of the dependency, with its laws and customs, and sometimes with its language. They are, therefore, not qualified to fill any office in it, of which the duties are not merely mechanical. The appointment of natives of the dominant country is also naturally viewed with dislike by the people of the dependency, and therefore renders the government unpopular among those who are immediately subject to it. Moreover, the exclusion of the natives of the de- pendency from offices in their own country dimi- nishes their incentives to industry and useful exertion. It is, likewise, more expensive to employ natives of the dominant country in the public offices of a dependency, than natives of the depen- dency itself; since the former must be compen- sated for the sacrifice which they make in leaving their home and native country, and often in living in a climate pernicious to their health. meSfof ' ^^^ only, however, is the dominant country in- natives of (Juccd bv its sclf-partiality to appoint natives of its dominant •' ^ ^ i i country to Qwn to officcs in the dependency, but from its general the depen- indifference about the welfare of the dependency ; dency, without a it often selects these persons without a due regard due regard ,.^. -^t i ' i for their for their qualifications. Hence the wish to pro- qualifica- .,/. ,.., . . r-ji tions. Vide for political partizans or private iriends, by placing them in public offices, has frequently been gratified at the cost of dependencies. This is no modern evil ; for, from the time of the Romans downwards, a provincial governorship or other appointment seems to have been regarded as a IX.] FROM ITS DEPENDENCE. 281 legitimate means of repairing a shattered for- tune.* The preceding remarks respecting the appoint- ment of natives of the dominant country to offices in a dependency are applicable, though not with * ** The French colonies, settled by profligate men who fled from the restraints or punishment of the law, seemed at first tp stand in need of nothing but a strict police ; they were therefore committed to chiefs who had an unlimited authority. The spirit of intrigue, natural to all courts, but more especially familiar to a nation where gallantry gives to women an universal ascendant, has at all times filled the highest posts in America with worthless men, loaded with debts and vices. The ministry, from some sense of shame, and the fear of raising such men where their disgrace was known, have sent them beyond sea, to improve or retrieve their fortunes, among people who were ignorant of their misconduct. An ill-judged com- passion, and that mistaken maxim of courtiers, that villany is ne- cessary, and villains are useful, made them deliberately sacrifice the peace of the planters, the safety of the colonies, and the very inte- rests of the state to a set of infamous persons only fit to be imprisoned. These rapacious and dissolute men stifled the seeds of all that was good and laudable, and checked the progress of their prosperity which was rising spontaneously." — Raynal, b. xiii. (vol. iv. p. 289). " Armed with such various authorities, and possessing such tran- scendent pre-eminence and privileges as I have described, it is not to be expected, from the common fallibility of human nature, that every colony-governor (placed at so great a distance from the mother-country) should, on every occasion, bear his faculties meekly. Great caution is therefore undoubtedly necessary, on the part of a British minister, in the choice of persons for a trust of so great weight and dignity ; the powers with which our plantation governors are invested being more extensive than those which the laws of England allow to the sovereign himself. It is however a melan- choly truth, that party merit and connexions are commonly the most forcible recommendations with which a candidate for a distant government can present himself; and that persons equally devoid of character, ability, and fortune, have sometimes been sent to pre- side in our most important settlements, as if justice and public virtue were best administered and promoted by men most distin- guished for ignorance and profligacy, and that they would prove the best protectors of other people's fortunes, who by vice and pro- fusion had dissipated their own !"— Edward's West Indies, b. vi. c. i. (vol. ii. p. 390). Sec also Longs Jamaica, vol. i. p. 27. 282 DISADVANTAGES TO A DEPENDENCY [CH. quite equal force, to dependencies of all descrip- tions. If the dependency is a colony of the dominant country, and its founders have consequently taken out with them its law, language, religion, and customs ; natives of the dominant country are gene- rally fitted, or can, without any great difficulty, fit themselves, for public offices in the dependency. But unless there should be in such a dependency an in- sufficient number of persons competent for public offices, it is inexpedient, for the reasons already assigned, systematically to appoint to them natives of the dominant country. If the dependency have been acquired by conquest or cession, and if its laws, language, religion, and customs should in consequence be different from those of the dominant country, it is extremely difficult for a native of the dominant country to qualify himself for the per- formance of official duties in the dependency. It may sometimes be necessary (though this necessity can seldom arise) to introduce the laws of the domi- nant country into a dependency of the latter sort. If such a necessity should occur, natives of the do- minant country must be employed for the purpose of introducing them. Inasmuch as the natives of a dependency do not iispire to offices in the dominant country, they rea- sonably expect to be appointed to those in their own little community. Not only, therefore, are their feelings wounded by their exclusion from these offices, but this injury to their feelings is aggravated IX.] FROM ITS DEPENDENCE. 283 by the incompetency of the natives of the dominant country who are appointed to them. The appoint- ment of incompetent persons to offices, and the ex- clusion of competent persons from them, is of pecu- liar importance in a dependency; for, as will be more fully shown in the next chapter, much depends, under any circumstances, upon the character and composition of the official body in a dependency which is not virtually independent. They cannot fail to exercise a considerable power ; partly, on account of the necessary ignorance of the home go- vernment respecting the dependency, and of their having the chief means of furnishing it with in- formation ; partly, on account of the distance of the dependency from the dominant country, and the consequent latitude of discretion which must be allowed to them in the execution of political mea- sures. It may be here remarked that the arrangement of placing the civil and military government of a de- pendency under a common head, which convenience or economy has dictated in the early stages of a new settlement, or under other peculiar circumstances, has often been continued for a longer time than the circumstances of the case justified, and when a due regard for the interests of the dependency would have led to a separation of the military command from the civil government. Owing to the general indiffiirence and ignorance interests of of the dominant country and the supreme govern- deuc^iVa- ment respecting the condition of a dependency, they sacrificed 284 DISADVANTAGES TO A DEPENDENCY [CH. to the party do not think about its concerns in ordinary times political and under ordinary circumstances. But if, on any the depen- extraordinary occasion, any question affecting a de- ^^^^' pendency should happen to excite the attention of the dominant country and the supreme government, it is rarely treated (especially if the form of the supreme government be popular) with reference to the true interests of the dependency itself, or even of the dominant country as regards the depen- dency ; but it is commonly sacrificed to the tem- porary interests of the political parties in the dominant country v^hich are contending for the possession of political pow^er. In this manner the people of the dependency become the sport of ques- tions and interests in vrhich they are not concerned, and the nature of vrhich they do not even under- stand. It may be observed generally, that the more for- bearing, considerate, and rational the conduct of the dominant country tovrards its dependency may be, the less onerous is the dependent condition of the latter, and the less cogent stre the objections to its continuance. On the other hand, the more irra- tional and unvrise may be the conduct of the domi- nant country, and the more it sacrifices the permanent interests of the dependency to its own party con- flicts, (conflicts which are alien not only to the interests, but also to the feelings of the dependent people,) the more desirable is it that the dependency should enjoy practical, and ultimately obtain legal, independence. IX.] FROM ITS DEPENDENCE. 285 Before we quit this topic we may remark gene- The depen- rally, that in consequence of the political relation invoWed in which subsists between a dependency and the domi- the domi° nant country, the dependency bears a share, to a J'^^|*^°""" greater or less extent, of many of the calamities in which the dominant country may be involved through the errors of its government or from any other cause. For example, if the dominant country should be plunged in wars, either from the necessity of self- defence, or through its own ambition, or the ambition of other states, the dependency is necessarily a party to them. Hence its trade may be disturbed, its mer- chant-vessels exposed to the risk of capture, and its territory even made the theatre of war, without its having done anything to provoke hostilities, or having had any means of preventing them, and although it is only, as it were, a formal party to the dispute. We shall consider at length, in the next chapter. Evils am- the disadvantages arising to a dependency from the pendency*" various forms which may be given to its immediate subjlctfon government. We will here briefly indicate a class ^er^ents. of evils produced by its subjection to two distinct governments. It has been stated above, that the establishment of a local subordinate government is intended as a remedy against the evils arising from the impos- sibility of maintaining a sufficiently rapid communi- cation between the supreme government and the people of the dependency.'* The remedy is, however, imperfect ; for, as the subordinate does not supersede * Above, Chap. IV. 286 DISADVANTAGES TO A DEPENDENCY. fCH. the supreme government, cases not unfrequently arise in which applications are made by inhabitants of the dependency to authorities in the dominant country. There is likewise the enormous evil of appeals from courts in the dependency to courts in the dominant country. Sometimes the existence of a subordinate government aggravates the evils natu- rally arising from the distance of the supreme go- vernment, since an applicant may be referred back- wards and forwards from one government to the other, and may be unable to obtain a distinct or final answer from either. The contrivance of a subordinate government renders the government of a distant territory possible, but does not render it good. X.] INCONVENIENC|:S OF T^E yARl^US FORMS, &C. 287 CHAPTER X. The respective Inconveniences of the various Forms which may be given to the immediate government of a Dependency. From the disadvantages affecting the dominant country in consequence of its relation to the de- pendency, and the disadvantages affecting the de- pendency in consequence of its relation to the dominant country, we proceed to certain disadvan- tages (affecting one or both of the related commu- nities) which cannot be referred exclusively to either head. The disadvantages now in question are the respective inconveniences of the various forms which may be given to the immediate government of a de- pendency. For our present purpose, these various forms may be conveniently arranged under the following general descriptions. 1. A body of per- sons representing the inhabitants of the dependency, or representing a larger or smaller part of them, exercises a constitutional control over the executive authority ; or, in other words, it shares the powers of government, to a larger or smaller extent, with the authority in which the executive powers exclu- sively or principally reside. 2. The executive au- thority is not constitutionally controlled by any such body of representatives; or, in other words, the powers of government are exclusively possessed by Inconve- niences of the subor- 288 INCONVENIENCES OF THE VARIOUS FORMS [CH. the authority in which the executive powers are placed. In considering the inconveniences of the various forms which may be given to a subordinate govern- ment, we shall begin with the inconveniences of the forms which fall under the latter description. Where the form of the subordinate government falls under the latter description, the dependency dinate go- jjj^y j^g fl^Qvemed in either of the following modes. vernments ./ o o in which The principles of its legislation and administration the execn- ^ ^ '-' ^ tive autho- may be determined, and their details may be habit- rity 18 not constitu- ually conducted, by the supreme government or the controlled homc department of the subordinate government; by a body n i i • i • i • represent- or thc local govcmmcnt may manage its legislation pendency, and administration without any frequent interference from any authority in the dominant country. In either of the supposed cases, the dependency is ex- posed to the evils naturally suffered by the governed from a government over which they have no con- stitutional control ; and in the first of those cases, it is also exposed to the evils naturally suffered by the governed from a government placed at a distance from their territory. It may be remarked, however, that the dependency, in the first of the supposed cases, would be a dependency in form rather than in substance ; for as its legislation and administra- tion would be habitually managed by direct inter- ferences from the dominant country, it would, in substance, be directly subject to the supreme go- vernment. In the second of the supposed cases, the local X.] OF A SUBORDINATE GOVERNMENT. 289 government may reside exclusively in the governor (or other head of the local authorities) ; or inferior officers of the local government, appointed by the home go- vernment, and holding their offices permanently, may control the governor in the exercise of his powers. Where the local government resides exclusively in the governor, it is probable that the dependency will suffer from his incapacity, if not from other mischiefs naturally consequent on his uncontrolled authority. Generally speaking the governor of a dependency is incompetent to govern it in a manner fitted to promote its interests, on account of his im- perfect acquaintance with its position and circum- stances ; and where he is not controlled by a repre- sentative body familiar with its position and circum- stances, the natural consequences of his ignorance are not prevented or even corrected. It will appear sufficiently from a few brief considerations, that the governor (generally speaking) is imperfectly ac- quainted with the concerns of the dependency, or, for some other reason, is incompetent to manage them to its advantage. In the first place, he is commonly a native of the dominant country, or not a native of the dependency ; and on his accession to his office, he, therefore, is necessarily ignorant of the concerns of the latter. In the next place, as the office is rarely held by the same person for any long period, a governor is commonly removed from it just as he has acquired some knowledge of the concerns of the dependency; and, on his removal, he is followed by some successor who probably 290 INCONVENIENCES OF THE VARIOUS FORMS [CH. brings the same ignorance to the office, and who is probably removed from it just as he is beginning to qualify himself for it. This frequent change of governors imperfectly acquainted with the position and circumstances of the dependency, and un- checked by a representative body familiar with them, tends to produce (independently of other inconve- niences) an instability in the legislation and admi- nistration of the dependency, which is highly de- trimental to the interests of its inhabitants.* In * Thisincom enienceof a frequentchange of governors is illustrated by the following remarks of Raynal, in his account of the adminis- tration of the French West India islands nnder the old Fiencli monarchy: — "The few governors who escaped corruption, meeting with no support in an arbitrary administration, were continually falling from one mistake into another. Men are to be governed by laws and not by men. If the governors are deprived of this com- mon rule, this standard of their judgments, all right, all safety, and all civil liberty, will be extinct. Nothing will then be seen but contradictory decisions, transient and opposite regulations and orders, which, for want of fundamental maxims, will have no con- nexion with each other. If the code of laws was cancelled, even in the best constituted empire, it would soon appear that justice alone was not sufficient to govern it well. The wisest men would be in- adequate to such a task- As they would not all be of the same mind, and as each of them would not always be in the same disposition, the state would soon be subverted. This kind of confusion was perpetual in the French colonies, and the more so as the governors made but a short stay in one place, and were recalled before they had time to take cognizance of anything. After they had proceeded without a guide for three years, in a new country, and upon un- formed plans of police and laws, these rulers were replaced by others, who, in as short a space, had no time to form any connexion with the people they were to govern, nor to ripen their projects into that justice, which, when tempered with mildness, can alone secure the execution of them. This want of experience, and of precedents, so much intimidated one of these absolute magistrates, that, out of delicacy, he would not venture to decide upon the common occur- rences. Not but that he was aware of the inconveniences of his irresolution, but, though an able man, he did not think himself qualified to be a legislator, and therefore did not choose to usurp X.] OF A SUBORDINATE GOVERNMENT. 291 the last place, it often happens (from causes adverted to in the preceding chapter) that the governor is a military or naval officer, and, therefore, is unfa- miliar with the principles and practice of civil government, as well as imperfectly acquainted with the position and circumstances of the dependency. Where the governor is controlled in the exercise of his powers by such inferior officers as we have described above, another set of evils arises. Officers of this sort, as holding their offices per- manently, would probably know more than the temporary governor respecting the position and cir- cumstances of the dependency ; and to this extent their influence over the governor would produce a better administration of the government than if his power were altogether uncontrolled. But the officers controlling the governor would form an oligarchy legally independent of the people of the dependency, and practically almost indepen- dent of the supreme government. Such an oligarchy, unchecked by a body repre- senting the dependency, would be more likely to use their, powers for their own advantage and to the disadvantage of the dependency, than a governor in a similar predicament; for, as public opinion is always a less powerful restraint upon a body thnn the authority of one." Settlements of Europeans in the East and West Indies, b. xiii. (vol. iv. p. 291. Engl. Transl.) Raynal here confounds a government not administered according to laws (above, p. 15 sqq.) with a government in which the laws are frequently altered ; but the general drift of his remarks is sufficiently intel- ligible. u2 292 INCONVENIENCES OF THE VARIOUS FORMS [CH. an individual, the opinion of the people of the de- pendency, and of the government and people of the dominant country, would impose a more effectual check upon an uncontrolled governor than upon an uncontrolled official oligarchy. It may be added, that the check imposed upon such an official oligarchy by the opinion of the people of the depen- dency would be almost nugatory, if (as commonly happens) the members of it were natives of the dominant country and not of the dependency itself. As an official oligarchy thus situated is imper- fectly checked either by the direct interferences of the supreme government, or by the indirect influ- ence of the opinion of the dependency or the domi- nant country, frequent disputes naturally arise be- tween the members of it, about their respective shares in the government, or about their respective emoluments or ranks ; to the neglect of the affairs and interests of the dependency, and perhaps to the danger of a disturbance of its tranquillity. A striking example of the evils arising from this form of government is afforded by the conduct of the various local governments in India, before the pro- ceedings in Hastings's trial and other circumstances had forcibly turned the attention of the English public to Indian affairs. We have begun by supposing that this form of government would be better than that of an uncon- trolled governor, on account of the greater know- ledge of the concerns of the dependency possessed by the members of the official oligarchy. But if X.] OF A SUBORDINATE GOVERNMENT. 293 (as commonly happens) they are natives of the do- minant country, their knowledge of the real con- dition and interests of the dependency would, in many cases, and especially in the case of a depen- dency acquired by cession or conquest, be not much greater than that of a temporary governor ; although they would naturally excel him in a knowledge of the routine of the actual government. Consequently, this circumstance of superiority in the oligarchical form of government would have little in it to com- pensate for the various respects in which it is inferior to that of an uncontrolled governor. It may be here remarked in conclusion, that where the temporary governor is not, according to the con- stitution of the government, sul)jected to the legal control of such an oligarchy, he is in general con- trolled by one in fact. On account of his ignorance of the position and circumstances of the dependency, and, above all, of the routing of its actual govern- ment, he must trust to those who cannot fail to have acquired a considerable knowledge of the latter, although their knowledge of the former may be but superficial. Whenever, therefore, the executive government is uncontrolled by a body representing the community, all the powers of the local govern- ment will, in general, be vested, formally or virtually, in the hands of an oligarchy of the worst descrip- tion: — an oligarchy unchecked by public opinion, and, if its members are not natives of the dependency, having little or no knowledge of the real condition and true interests of the governed, and little or no sympathy with their opinions and feelings. 294 INCONVENIENCES OF THE VARIOUS FORMS [CH. It should not be overlooked that a popular form of the supreme government counteracts to a con- siderable (or, at least, to some) extent the evils arising from the absence of popular institutions in a dependency. Although the popular form of the supreme government does not afford to the inha- bitants of a dependency any of the characteristic securities of popular institutions, (namely, a power of electing their own representatives,) yet the publicity of the system of government, and the probability that some member of the supreme legislative body will take up their cause and obtain a hearing for them, afford them a considerable protection. It may be here observed, that in rude commu- nities the governor of a dependency has great faci- lities for throwing off his dependence, on account of the complete organization of the government over which he presides, the usual discontent of the de- pendency with the dominant country, and the small control exercised by the latter over the former. In barbarous or half civilized countries, the defects in the administrative machinery of the government, and in the means of communication, have led to various contrivances for securing the dependence of the provincial governors : for example, the shortening their period of office, the employment of agents to watch and report their proceedings, the fomenting of disputes between different governors, and so on.* These contrivances, however, have often failed to ac- * Above, p. 187. See the description of the policy of the Portu- guese with respect to their possessions in the East Indies, cited in note (O.) at the end of the volume. X.] OF A SUBORDINATE GOVERNMENT. 295 complish their end ; for the defections of satraps in the ancient Persian kingdom, of governors under the Roman empire, and of pashas and other similar officers in Oriental states in modern times, have been frequent, and have produced repeated wars, with their attendant evils. Where a representative body of the foregoing inconve- description has a share in the government, the de- the subor- pendency escapes the evils which would naturally vemments fall upon it, if the government resided exclusively IL^execu- in the executive authority. But where a dependency rity i^con- (not doomed to dependence by its natural condition ally con- and circumstances) has such a security against the bo°dy repre- executive authority, its subjection to the dominant depra? '^* country is likely to be nominal rather than real. ^^^^^^ Such, at least, is the probable consequence of the security, where the representative body is invested with extensive powers, and where its members (from their holding their places by popular election, or from some other cause) represent the opinions and feelings entertained by the mass of their coun- trymen. It is extremely difficult to reconcile the powers of such a representative body with the virtual subjection of the dependency to the dominant country. If the government of the dominant country substantially govern the dependency, the representative body cannot substantially govern it ; and, conversely, if the dependency be substantially governed by the representative body, it cannot be substantially governed by the government of the dominant country. A self governing dependency 296 INCONVENIENCES OF THE VARIOUS FORMS [CH (supposing the dependency not to be virtually inde- pendent) is a contradiction in terms. Various plans have been tried or suggested for giving a dependency efficient popular securities against misgovernment, and for reconciling those securities with its perfect dependence on the domi- nant country. It should, however, be observed, that the trial of these plans has been nearly confined to the dependencies of England, since England is nearly the only country which in modern times has given its dependencies popular institutions. The first plan which we shall examine is that proposed by Adam Smith, in his "Wealth of Nations," with reference to the English North American colonies. We will give this plan in his own words, for the purpose of explaining the views with which he proposed it. (The " Wealth of Nations," it should be observed, was first published in the year 1775, in which the American war of independence broke out.) " Should the parliament of Great Britain be ever fully established in the right of taxing the colonies, even independent of the consent of their own assem- blies, the importance of those assemblies would from that moment be at an end, and with it, that of all the leading men of British America. Men desire to have some share in the management of public affairs, chiefly on account of the importance which it gives them. Upon the power which the greater part of the leading men, the natural aristocracy of every country, have of preserving or defending their X.] OF A SUBORDINATE GOVERNMENT. 297 respective importance, depends the stability and duration of every system of free government. In the attacks which those leading men are continually making upon the importance of one another, and in the defence of their own, consists the whole play of domestic faction and ambition. The leading men of America, like those of all other countries, desire to preserve their own importance. They feel, or imagine, that if their assemblies, which they are fond of calling parliaments, and of considering as equal in authority to the parliament of Great Bri- tain, should be so far degraded as to become the humble ministers and executive officers of that par- liament, the greater part of their own importance would be at an end. They have rejected, therefore, the proposal of being taxed by parliamentary requi- sition, and, like other ambitious and high-spirited men, have rather chosen to draw the sword in de- fence of their own importance." — ***** " The parliament of Great Britain insist upon taxing the colonies, and they refuse to be taxed by a parliament in which they are not represented. If to each colony, which should detach itself from the general confederacy. Great Britain should allow such a number of representatives as suited the pro- portion of what it contributed to the public revenue of the empire, in consequence of its being subjected to the same taxes, and in compensation admitted to the same freedom of trade with its fellow subjects at home, the number of its representatives to be 298 INCONVENIENCES OF T^E VARIOUS FORMS [CH. augmented as the proportion of its contributions might afterwards augment; a new method of ac- quiring importance, a new and more dazzling object of ambition, would be presented to the leading men of each colony. Instead of bidding for the little prizes which are to be found in what may be called the paltry raffle of colony faction, they might then hope, from the presumption which men naturally have in their own ability and good fortune, to draw some of the great prizes which sometimes come from the wheel of the great state lottery of British politics. Unless this or some other method is fallen upon (and there seems to be none more obvious than this) of preserving the importance and of gra- tifying the ambition of the leading men of America, it is not very probable that they will ever volun- tarily submit to us." * The plan here proposed is limited in its terms to the British colonies of North America ; but, as the reasons advanced in support of it are general, they would apply to every dependency which has made any considerable progress in civilization, or possesses popular securities against misgovernment. It ,may be objected to this plan, that any colony to which it might be applied, would cease to be a de- pendency; since its inhabitants would become, in common with the inhabitants of the dominant country, directly subject to the supreme govern- ment. Consequently, the plan would solve the dif- ficulty respecting the best constitution of a subor- * B. iv. ch. 7. ' X.] OF A SUBORDINATE GOVERNMENT. 299 dinate government, by abolishing the subordinate government altogether. The change in the re- lations of the dominant country and the dependency which would be affected by its adoption, would re- semble that which would have been produced in the relations of England and Ireland by the incor- porating union of 1800, if the events of 1782 had not occurred. Adam Smith, indeed, seems to have perceived that such would be the effect of his pro- posal. For, having remarked in a subsequent part of his work, that " by the Union with England the middling and inferior ranks of the people of Scot- land gained a complete deliverance from the power of an aristocracy which had always before oppressed them," and that " by an union with Great Britain the greater part of the people of all ranks in Ireland would gain an equally complete deliverance from a much more oppressive aristocracy," and having added " that no oppressive aristocracy has ever prevailed in the colonies ;" he proceeds as follows : " Even they, however, would in point of happiness and tran- quillity gain considerably by an union with Great Britain. It would at least deliver them from those rancorous and virulent factions which are inseparable from small democracies, and which have so frequently divided the affections of their people and disturbed the tranquillity of their governments, in their form so nearly democratical. In the case of a total sepa- ration from Great Britain, which, unless prevented by an union of this kind, seems very likely to take 300 INCONVENIENCES OF THE VARIOUS FORMS [CH. place, those factions would be ten times more viru- lent than ever." * But the main objection to the plan (an objection which its author has not noticed) lies in the distance of those colonies from England. Where a supreme government is prevented by distance (or by any other cause) from communicating rapidly with any of its territories, it is necessary that the distant territory should be governed as a depen- dency.f Consequently, even if the colonies had sent representatives to Parliament, agreeably to the plan recommended by Adam Smith, they must still have been governed as dependencies : that is, by subordinate governments completely organized, and possessing every power consistent with their subor- dinate character. But since the colonies would still have been governed as dependencies, they would still have thought themselves in need of popular secu- rities against the executive departments of their local governments. They would probably have thought their voice in the British Parliament an insufficient security against those departments, and have insisted on the continuance of the securities which the ancient constitutions of their govern- ments had afforded them. Consequently, the local representative assemblies would probably have con- tinued, and would probably have retained substan- tially their former structures and powers. The * B. V. ch. 3. t Above, Ch. IV. ; and see the passage from Burke, cited in p. 184, with his remarks on the difficulties of an American representation, in Note (P.) at the end of the volume. X.] OF A SUBORDINATE GOVERNMENT. 301 plan, therefore, would have failed. It would not have obviated the embarrassments arising to the mother-country from those assemblies, but would rather have brought upon her other embarrassments arising from the representatives of the colonies in her own legislature.* It seems desirable, however, that a dependency should have a representative agent in the dominant country to watch over the interests of his consti- tuents, and serve as an organ of communication between them and the supreme government; and the mode of determining the functions of such an agent, so as to enable the dependency to exercise a useful influence over the supreme government, is a question which deserves more attention than it has received. The agents who have been appointed by the colonial dependencies of England have been intended to serve this purpose ;'\ but their functions have been so ill-defined, and their official powers so limited, that they have only partially accomplished the ends of their appointment. During the reign * Adam Smith's plan seems to have been framed mainly for the purpose of rendering possible the taxation of the colonies for the benefit of the general government of the empire. He was right in thinking that the existence of a subordinate government is the principal cause of the unwillingness of a dependency to contribute to the expenses of the dominant country. But the plan proposed by him would not be practicable, if it proceeded to the entire abo- lition of the subordinate government ; and if a subordinate govern- ment were left standing, though with a diminished legislative activity, this would go far to defeat the main purpose of his recom- mendation. t Concerning the functions of a colonial agent, see Long's Ja- maica, vol. i. p. 114. 302 INCONVENIENCES OF THE VARIOUS FORMS [CH. of Charles the Fifth, there existed in Spain a high council formed of members who represented the several provinces of the monarchy. There was one councillor for Sicily, one for Naples, one for Milan, one for Burgundy, one for the Netherlands, one for Aragon, and one for Castile. By these officers the interests of each European dependency of the Spanish monarchy were, to a certain extent, represented in the councils of the supreme government.^ Although a dependency which has efficient popular securities against misgovernment cannot be kept completely in a state of practical dependence, an approach has been made in practice to the accomplishment of the purpose, by the plan which is briefly stated in the next paragraph.']" The following is a short description of the position of a dependency which is governed by the dominant country agreeably to the plan in question. In respect of its relations to foreign countries, its practical dependence on the dominant country is €omplete. It is related amicably to every foreign country with which the dominant country is at peace. It is related hostilely to every foreign country with which the dominant country is at war; al- though it does not maintain a standing army or navy of its own, and is defended by the arms of the dominant country from foreign aggression or insult. * Ranke, Fiirsten und Volker, vol. i. p. 146. t The plan described in the next paragraph seems to agree substantially with that contemplated by Mr. Haliburton, in his account of Nova Scotia ; for which see note (Q.) at the end of the volume. X.] OF A SUBORDINATE GOVERNMENT. 303 The dominant country, moreover, regulates the commercial intercourse of the dependency with other independent states. In respect, however, of its internal affairs, the condition of the dependency approaches closely to a state of practical indepen- dence. The dominant country determines the form of the government by which the dependency is im- mediately governed. But for other purposes, the dominant country interferes as little as possible with the internal concerns of the dependency ; and especially the dominant country does not require the dependency to contribute to the expenses of the general government of the empire. It has been found in practice, that the embar- rassments which are naturally brought upon the dominant country by popular institutions in the dependency may be partly obviated by the plan of government which is briefly stated in the preceding paragraph. The British American colonies, which now form the United States, were long governed in this manner; and until an attempt was made to govern them in another mode, their dependence on the mother-country was not interrupted or dis- turbed. But, though the plan in question partly obviates those embarrassments, it is not free from serious inconveniences. In the first place, although the dominant country interferes as little as possible with the internal concerns of the dependency, occasions demanding its interference with those concerns will necessarily 304 INCONVENIENCES OF THE VARIOUS FORMS [CH. or naturally arise. For example, such occasions arose from the strong expression of public opinion in England against the continuation of slavery in the English West India islands,* and the disorders coiisequent upon the conflict of the English and French races in Canada. And the question is now agitated, whether the disposition of waste lands in the English dependencies should be made under the direction of the supreme or the home government, or whether it should be left to the local government of the dependency. But, however sparingly and tem- perately the dominant country may interfere with the concerns of the dependency, its interferences will be regarded with jealousy and discontent by the people of the latter, and especially of the representative body which is the organ of their opinions and feelings. Although the measures of the dominant country may be in themselves advantageous to the depen- dency, they may be distasteful to the people, and more distasteful still to the representatives and leaders of the people, because they are imposed upon the dependency by another community. In the next place, in every dependency which possesses popular securities against misgovernment, there is a popular political party ; and the position and objects of this party, or of its leaders, are pregnant with embarrassments to the dominant country which the plan in question would not suf- ficiently obviate. This popular party, however influential in the ♦ See the remarks of Sir S. Romilly, cited above, p. 246. X.] OF A SUBORDINATE GOVERNMENT. 305 dependency, cannot obtain the complete direction of its government, since the power of directing that government resides ultimately in the government of the dominant country. This obstacle to their ab- solute ascendency, the popular party naturally desire to overcome ; and, as they cannot surmount it com- pletely so long as the dependency is tied to the dominant country, they naturally desire, consciously or unconsciously, to render their country an inde- pendent state. Accordingly, the consequences which are produced in an independent state by a growing tendency to popular institutions, are different from those which it produces in a dependency. Whilst it usually resolves itself, in an independent state, into a struggle between different classes of the com- munity, it naturally leads in a dependency to a struggle for independence. And thus, whilst the acquisition of additional power by a popular party in an independent state, naturally leads to peaceable concessions on the part of its opponents, the acqui- sition of such power by a popular party in a depen- dency is likely to lead to a mischievous, or, at the best, fruitless contest with the dominant country. It may be remarked, moreover, that the adminis- trative of&ces of the local government are commonly filled by persons who hold them permanently, and who are not appointed to them by the popular re- presentative body, or in pursuance of its opinions and wishes. In a dependency, therefore, the leaders of the popular party are excluded from office ; and in consequence of this exclusion, they are free from 306 INCONVENIENCES OF THE VARIOUS FORMS [ciI. a powerful restraint by which they would be checked if a chance of office was before them. A main cause of the moderation which is sometimes evinced by a party in opposition, is their chance of being called to office. It restrains them from courting the public by proposing impracticable or pernicious measures ; for, on their accession to office, they would naturally be compelled, by the necessity of preserving their public reputation and influence, to attempt the exe- cution of the public purposes which they now pro- fess to entertain. In order to prevent the embarrassments arising to the dominant country from the position and objects of the popular party in the dependency, the supreme government might fill the offices of the local government with persons acceptable to the body by which the dependency is represented.* In consequence, however, of this arrangement, all the officers of the local government would be virtually appointed by the representative body, and not by the supreme government or by the home department of the subordinate government ; and, consequently, the arrangement would render that body complete masters of the local government, and virtually emancipate the dependency from its dependence on the dominant country. It is manifest, therefore, that the inconveniences arising to the dominant country from popular in- * See Lord Durham's Report on Canada ; Lord John RusseJl's Despatch on Responsible Government ; and the pamphlet entitled " Responsible Government for the Colonies." X.] OF A SUBORDINATE GOVERNmJUt.^ J^7 ^ Vw, • ••... &Lm^i^ stitutions in the dependency would not be obviated by the plan which we have last stated. In respect, at least, of its internal affairs, a dependency governed agreeably to that plan would be merely dependent in name. If a dependency be already independent in effect. Means of or it be expedient (for any other reason) that the thig popu- dominant country should treat it as if it were, it rrtLrh" the ought to be governed on the plan which we have cy'wUh^lte just examined, or on some plan of a similar purport pendent!" and tendency. It may be expedient, however, that a dependency which is dependent in effect, and which it will be necessary to keep as far as possible in that condition, should receive popular securities against misgovernment ; and, on the occurrence of such a case, it would be necessary to consider the means of conciliating those securities with the virtual subjection of the dependency to the dominant country. Though these conflicting objects could not be perfectly reconciled, an approach might possibly be made to the attainment of the purpose, by means of the precautions and measures which we shall now venture to suggest. In the first place, the constitution of the local i. Thesub- . ordinate government ought not to be conceived in a lorm, or government its provisions expressed in terms, by which the in- have the habitants of the dependency might be naturally led of^rsu^-"*'^ to suppose their country a virtually independent Jerm^enti state. The English government; in framing the political institutions of its dependencies, has not been suf- x2 308 INCONVENIENCES OF THE VARIOUS FORMS [CH. ficiently careful to give them such a form as might suggest the idea of their subordinate character. So far, indeed, has it been from observing this caution, that it has formed them after the model of the supreme government, and has acquiesced in the use of forms and language by the legislature of the dependency, which seem to imply that its govern- ment was co-ordinate with, and not subordinate to, the government of the dominant country. The following passages, extracted from books of authority, which describe the form of the subordinate governments in the English dependencies in North America and the West Indies, will show the extent to which the error adverted to was likely to be created or increased by the neglect of the supreme government to observe this precaution. " The governor, council, and assembly in every American colony," says Stokes, "is a subordinate legislature, subject to the control of the king and parliament, who are supreme over all the British empire. The governor, as the king's representative, is the first branch of this subordinate legislature, and hath the sole power of convening, adjourning, proroguing, and dissolving the general assembly. The Council, or (as it is called) Upper House of Assembly, is an humble imitation of the House of Lords. The Assembly, or (as it is called in most of the colonies on the continent) Commons' House of Assembly, represents the people at large, and is chosen by them. The proceedings of the Houses of Assembly in the colonies are conducted, and their X.] OF A SUBORDINATE GOVERNMENT. 309 journals kept, in a manner much conformed to those of the two houses of parliament."* " The British establishments in the West Indies," says Bryan Edwards, " are commonly termed King's Governments, and from what has been stated in some preceding parts of this work, the reader must have observed how very nearly their internal con- stitutions conform to that of the mother-country. Their different orders of judicature are exactly like those of England, and their legislatures in general respectively consist of three distinct branches, i. e., a governor representing the crown ; a council or upper house ; and a body of delegates representing the people at large."f . . . ** Provincial parliaments, or colonial assemblies, (it matters not by what name they are called,) being thus established and recognized, we shall find that in their formation, mode of proceeding, and extent of jurisdiction within their own circle, they have constantly copied, and are required to copy, as nearly as circumstances will permit, the example of the parliament of Great Britain. The freeholders are assembled in each town or parish respectively by the king's writ ; their suffrages are taken by an officer of the crown ; and the persons selected are afterwards commanded, by royal proclamation, to meet together at a certain time and place in the proclamation named, to frame statutes and ordinances for the public safety. When met, the oaths of allegiance, &c., are administered * Constitution of the British Colonies, p. 241 — 3. + History of the West Indies, b. vi. ch. i. (vol. ii. p. 385.) 310 INCONVENIENCES OF THE VARIOUS FORMS [cH. unto each of them, and a speaker being chosen and approved, the session opens by a speech from the king's representative. The assembly then proceeds as a Grand Provincial Inquest to hear grievances, and to correct such public abuses as are not cog- nizable before inferior tribunals."* Mr. Long, in his history of Jamaica, gives the following account of the government of that island : — " In pursuance of the royal promise, and as soon as the colony was numerous and considerable enough to make it an object for civil government, a civil government was instituted, in most respects the same as what now exists. The king could not give any other form of civil government or laws than those of England, and accordingly, the form of government here resembles that of England almost as nearly as the condition of a dependent colony can be brought to resemble that of its mother-country, which is a great and independent empire. Here, as in England, we have coroners, constables, and jus- tices of the peace. We have a Court of Common Pleas, Court of Exchequer, and Court of King's Bench. We have grand and petty juries. We have a Court of Chancery, a Court of Ordinary for the probate of wills and granting of administrations ; a Court of Admiralty, for the trial of offences on the high seas, and other business, civil and maritime ; Courts of Quarter Session, vestries, and in time of law martial, a Military Court. The coroner is elected by the people, the constables are appointed by the * History of the West Indies, b. vi. ch. ii. (vol. ii. p. 419.) X.] OF A SUBORDINATE GOVERNMENT. 311 justices of the peace, and the judges of all the Courts act by authority of the king's commission, under the broad seal of the island. The different orders of judicature are then exactly like those in England, subsisting by the same authority, and are instituted for the same purposes. There is some- what the same resemblance preserved in the forms of our legislature. It is composed of three estates, of which the governor, as representing the king, is head. Having no order of nobility here, the place of a house of peers is supplied by a council of twelve gentlemen appointed by the king, which, in the system of our legislature, forms the Upper House. The Lower House is composed, as in Britain, of the representatives of the people elected by the free- holders."* '' The Assembly," Mr. Long afterwards adds, " consider their privileges as derived to them from their constituents, and that they are not con- cessions from the crown, but the right and inhe- ritance of the people, and that the privileges which they claim are absolutely necessary to support their own proper authority, and to give the people of the colony that protection against arbitrary power which nothing but a free and independent assembly can give. Their right they found on this presumption, that the Assembly of this island holds the same rank in the system of their constitution as a British House of Commons does in that of the mother- country."'!' Mr. Haliburton describes the constitution of the House of Assembly of Nova Scotia in the following * Vol. i. p. 9. t Vol. i. p. 56. 312 INCONVENIENCES OF THE VARIOUS FORMS [CH. terms: — *' The Assembly resembles the Lower House of Parliament in its formation, mode of procedure, and power within its jurisdiction, as far as the different circumstances of the country permit. The free- holders are assembled, in the several counties and towns entitled to representation, by the king's writ, and their suffrages taken by the sheriff. The members thus elected are required by the governor to meet at Halifax, the capital of the province, at a certain day, when the usual oaths being admi- nistered, and a speaker chosen and approved, the session is opened by a speech from the person administering the government, in imitation of that usually delivered from the throne, in which, after adverting to the state of the province, he calls their attention to such local subjects as seem to require their immediate consideration."* In several of the British colonies the local sub- ordinate government was originally not a tripartite body, but consisted only of the governor and a House of Assembly. In progress of time, however, the executive council of the governor was allowed to acquire a legislative power, at first jointly with the governor, and afterwards separately ; and it began to occupy a place in the subordinate govern- ment, which was considered analogous to that of the House of Lords in the supreme government.^ Mr. Haliburton makes the following remarks on the council of Nova Scotia : — " As an Upper House, * Account of Nova Scotia, vol. ii. p. 319, 320. f See Edwards, vol. ii. p. 405—8. Long, vol. i. p. 164. Hali- burton's Nova Scotia, vol. ii. p. 314. X.] OF A SUBORDINATE GOVERNMENT. 313 their proceedings, though conducted with closed doors, are formal, and in imitation of the usage of the House of Lords ; and although they cannot vote by proxy, they may enter the reasons of their dissent on their journals. Dissimilar as this body is in many important particulars to the House of Lords, any nearer approach to the original appears, from the state of the country, to be very difficult."* The principles which have been just stated were fully recognized and adopted by the British parlia- ment in remodelling the constitution of Canada in 1791. A tripartite legislature was established in both provinces, avowedly in imitation of the tri- partite legislature of Great Britain ; and the go- vernor was expressly enabled to give his consent to Acts of the legislature, and such consent was final unless the Act was disallowed by the Crown within two years. Moreover, according to the former practice in seve- ral of the English colonies, an Act of the local legis- lature was in force as soon as it received the assent of the governor, without its being remitted to England for the approbation of the crown ;-[ at the present day, a legislative measure which has been passed by a local legislature of a British colony is called an Act (and not a Bill) when it is remitted to England for the assent of the crown. * See Edwards, vol. ii. p. 405—8. Long, vol. i. p. 164. Hali- burton's Nova Scotia, vol. ii. p. 315. t See Edwards, vol. ii. p. 408. Long's Jamaica, vol. i. pp. 20. 56. 196. Story's Commentaries on the Constitution of the U. S., vol. i. p. 145. 158. 314 INCONVENIENCES OF THE VARIOUS FORMS [cH. Such having been the course of the dominant country with respect to the matter in question, it was natural that its conduct should diffuse an opinion amongst the inhabitants of its dependencies, that their governments were co-ordinate with its own ; it was natural, to use the words of Adam Smith, that the people of the colonies should be fond of calling their assemblies parliaments, and should consider them as equal in authority to the parliament of Great Britain.* There is a constant tendency, from inevitable causes, to a misconception of the character and powers of a subordinate government. The relation of a subordinate to a supreme government is a com- plicated relation, which the people both of the dominant country and the dependency are likely to misunderstand, and the incorrect notions enter- tained by either party are likely to give rise to unfounded expectations and to practical errors in their political conduct. It is the duty of the go- vernment of the dominant country to do every- thing in its power to diffuse correct opinions and to dispel errors respecting its political relations with the dependency, and still more to avoid creating an error on this subject ; since, in case of any collision between the dominant country and the dependency, which an error on this subject is likely to produce, the weaker party, that is the dependency, can scarcely fail to be the chief sufferer. Unless the dominant country should be prepared to concede * See above, p. 297. X.] OF A SUBORDINATE GOVERNMENT. 315 virtual independence, it ought carefully to avoid en- couraging the people of the dependency to advance pretensions which nothing short of independence can satisfy. If a dominant country grants to a de- pendency popular institutions, and professes to allow it to exercise self-government, without being pre- pared to treat it as virtually independent, the domi- nant country by such conduct only mocks its depen- dency with the semblance of political institutions without their reality. It is no genuine concession to grant to a dependency the names and forms and machinery of popular institutions, unless the domi- nant country will permit those institutions to bear the meaning which they possess in an independent community ; nor do such apparent concessions pro- duce any benefit to the dependency, but, on the con- trary, they sow the seeds of political dissensions, and perhaps of insurrections and wars, which would not otherwise arise. In the next place, a dominant country ought not, 2. The do- by neglecting a dependency, to allow it to form habits country of practical independence, unless it be prepared to t" Lgkct follow this system to its legitimate consequences, dencyr"' and to recognize formally the independent govern- ment which has grown up though its sufferance. If a dependent colony be neglected during its youth by the dominant mother-country, it enjoys the advantages of practical independence which that neglect implies, and being weak and small it is not tempted to assert its independence : it feels the need of protection by the mother-country, and does not 316 INCONVENIENCES OF THE VARIOUS FORMS [CH. as yet think of entire separation from it. When it has grown older and stronger, its wealth naturally suggests to the mother-country the policy of re- quiring it to contribute to the expenses of the general government. But if it has been neglected up to that time by the mother-country, it will probably proceed to assert its independence, and the mother-country must either resort to coercive mea- sures or yield to its pretensions. The history of the Anglo-American colonies makes it probable that a mother-country will neglect a colony while it is weak and needs assistance, and will attempt to tax it when it has become strong and is likely to resist. The neglect of a dependency by the dominant country is a snare and a deceit to the people of the former ; it lures them on to their destruction, unless the dominant country should be prepared to grant them the independence which they will infallibly seek to obtain. 3. The do- Por the purpose of preventing such neglect, and country the mischicvous consequences which it entails, the ought to le- ^ ^ ^ gisiate for dominant country ought to legislate for the depen- dency, dency, whenever such legislation would be useful to whenever such legia- the latter. would be It will appear from preceding parts of this Essay, that the occasions upon which the supreme government can legislate directly for a dependency to the advantage of the latter, are not numerous. There are, however, cases in which such legislation is expedient. In every such case the supreme go- X.] OF A SUBORDINATE GOVERNMENT. 317 vernment ought to legislate for the dependency, not merely on account of the utility resulting from the particular act of legislation, but also in order to remind the dependency of its dependence, and to avoid the neglect of the dependency with the mis- chievous consequences which that neglect involves. But, for the purpose of accomplishing this object, all formal obstacles in the dominant country to such legislation ought, as far as possible, to be removed. It often happens that the supreme government, owing to its form being popular, or to the mul- tiplicity of the demands upon its attention, is unable to legislate directly for a dependency, except upon extraordinary occasions. In this state of things it is expedient that the legislation for the dependency which proceeds from the dominant country should be conducted by some subordinate authority in it. But the subordinate authority best fitted for this purpose is that part of the subordinate government of the de- pendency which is placed in the dominant country. The legislation by such a subordinate authority and the legislation of the supreme government itself would, it is manifest, equally emanate from authori- ties representing the opinions and interests of the dominant country. In applying this remark to the English depen- dencies, we find that the crown, which forms that part of the subordinate government of a dependency which is placed in the dominant country, can legis- late (by orders in council or by instructions through the secretary of state) for a crown colony ; but that 318 INCONVENIENCES OF THE VARIOUS FORMS [cil. the crown cannot legislate for a dependency in which the local government is partly composed of a house of assembly or other body coordinate with itself. The rule which prevents the English crown from legislating for a dependency in which the form of the local subordinate government is popular does not lead to inconvenient consequences, provided that the dependency be allowed to manage its own in- ternal affairs and to enjoy a virtual independence. But the application of this rule to dependencies to which England does not intend to allow a virtual independence is inconvenient, since it is impossible for parliament to legislate frequently for a single dependency ; and therefore, when a necessity arises for the legislative interposition of the dominant country, it is likely that the interposition will come at too late a period, or will be made otherwise under unfavourable circumstances. Accordingly, in a de- pendency belonging to the latter class, it seems expe- dient that the house of assembly should be considered mainly as a check upon the legislative powers of the governor and his council ; and that the crown should possess a power of legislating for such a dependency in the same manner as it legislates for a crown colony. The following reasons may be alleged in support of this conclusion : — If England is to legislate at all respecting the internal affairs of any of its dependencies, the pos- session of this power by the crown would, in general, enable it to legislate under the most favourable cir- X.] OF A SUBORDINATE GOVERNMENT. 319 cunistances. Since the crown would act upon the advice of the department peculiarly charged with the affairs of the dej)endency to which the law would relate, its interposition would probably be made at a sufficiently early time to prevent the various evils arising from delay. The persons so advising the crown would be exempt from local interests and passions, and would probably not be influenced ma- terially by any political party in the dependency. They would, moreover, be directly responsible to parliament for the advice so given by them, and their responsibility might be increased if every order in council, or other legislative act issued by the crown to a dependency, were presented to parlia- ment, together with a written statement of the pur- pose and grounds of the measure. The concession of a power of this kind to the crown would not diminish the legislative power of parliament over the dependencies. The crown would act by powers expressly delegated to it by parlia- ment. Now when a supreme legislature delegates a power of subordinate legislation respecting a certatin subject, it does not diminish its own power of legis- lating respecting that subject. An order in council affecting a dependency might be repealed or modified by parliament as soon as it was issued ; and no pro- vision of an order in council would be valid which was inconsistent with an act of parliament. It may be objected to legislation for a dependency by orders in council that they are advised by persons who are not the chosen representatives of the people 320 INCONVENIENCES OF THE VARIOUS FORMS [CH. of the dependency, and over whom the latter exer- cise no direct influence. But this objection equally applies to legislation for a dependency by parliament, since the people of a dependency are not directly represented in parliament, and it, in fact, involves a claim inconsistent with a state of dependence. It may be remarked that the Secretary of State for the Colonial Department and his official assist- ants know more about the condition and interests of the British dependencies, than Parliament or the public, inasmuch as their attention is more ex- clusively directed to the subject. It is likewise probable that they will care more for the interests of the dependencies committed to their charge, on account of their being under a responsibility to public opinion, by which Parliament is not affected in an equal degree, and from which the public at large is nearly exempt. The preceding remarks have been intended to show, that a dependency which is likely to remain virtually dependent for a considerable time ought not to be placed under popular institutions of such a character as will probably tempt the people to aim at practical independence ; that a popularly elected body and other popular institutions are expedient as a check and an assistance to the go- vernor and his council or other local executive au- thorities ; but that facilities should be given to the home authorities to legislate for the dependency without a recurrence to the authority of the supreme X.] OF A SUBORDINATE GOVERNMENT. 321 government. These ends may be best attained, with respect to an English dependency having popular securities against misgovernment, by requiring the consent of a popularly-elected body in a depen- dency to every act of the local subordinate govern- ment, by establishing in it a liberty of the press and popular municipal bodies, and, at the same time, by granting to the crown a power of legislating for the dependency without the concurrence of the local popular body. Before we conclude the series of remarks upon Plan of a ^ cousulta- the means of reconciling popular institutions in a tive council . . in a depen- dependency with its virtual dependence, we will dency, or a T • 1 '11 • ^ n council re- advert to a plan which might be tried for giving to presenting a dependency many of the advantages resulting of the de- from popular institutions, without exposing it or but not the dominant country to their countervailing dis- anyTegis? J , lative or advantages. executive This plan consists in subjecting the governor (or p°^®"' other head of the local subordinate government) to the control of a council representing the opinions and feelings of the more intelligent portion of the people, but not possessing any legislative or admi- nistrative powers strictly so called. The governor would be bound to consult this council upon every legislative measure; but neither he nor the home department of the subordinate government would be concluded by its opinion. It would have the powers of petitioning the governor to introduce any law, and of dissenting from any law proposed by him, or of suggesting amendments in it; but the 322 INCONVENIENCES OF THE VARIOUS FORMS [CH. governor would be at liberty to refuse the request or reject the advice. In case, however, he decided against such request or advice, he would be bound to report to the home authorities the grounds of his decision. The establishment of such a council as we have just stated would possess the following advantages. By concentrating the opinion of the intelligent and proprietary classes of the dependency upon its go- vernment, it would increase the influence of the most enlightened public opinion in the dependency upon the acts of its immediate rulers ; and also (though in a less degree) upon those of the home authorities and even of the supreme government. It would likewise provide an authentic organ through which the local government and the home authorities could easily learn that opinion. Without such a council the home authorities have no means of learning authentically the opinions and feelings of the more intelligent part of the people, in a dependency whose local government is not controlled by a representa- tive body. Accordingly, when a complaint upon any political matter is made by any of the inhabit- ants of such a dependency, the home authorities run the risk of falling into serious error, from their necessary ignorance of the characters and purposes of the complainants. If they entertain the complaint, they may do an injustice to the local government, and may even lower its credit and weaken its au- thority ; if they do not entertain the complaint, they may refuse redress of a real grievance, and create X.] OF A SUBORDINATE GOVERNMENT. 323 an opinion that the authorities in the dominant country are deaf to the prayers of the dependency. Such a council, as representing the more intelli- gent classes of the dependency, and as destitute of legislative and executive powers, would probably conduct itself, in general, with discretion and for- bearance. Instead, like a representative body pos- sessing legislative powers, of prepossessing the do- minant country against the dependency by a dis- ingenuous and indiscriminating opposition to the measures of the local government, it would rather, by the general moderation of its proceedings, create a favourable disposition towards the dependency in the government and public of the dominant country, upon which (especially if it be condemned by its weakness to dependence) it must ultimately and permanently rely for obtaining a good administration of its political concerns. But although such a council would possess no proper legislative or exe- cutive powers, and would therefore be unable to arrest the machine of government, it would, by giving the people of the dependency an authentic legal organ of their political opinions and wishes, and affording them a considerable security against the misrule of the local and even of the home authori- ties, tend to conciliate their affections towards the government, and to mitigate the discontent which they would naturally feel if they were excluded from taking any part, or having any voice, in the manage- ment of their own political affairs. It may l)e objected to the plan just described, y2 324 INCONVENIENCES OF THE VARIOUS FORMS, ETC. [CH that such a council, though nominally destitute of legislative powers, would, in a short time, come to possess them practically ; since the governor and the home authorities would be afraid or unwilling to act in opposition to its opinion, and would therefore treat it as if it were virtually a co-ordinate authority and not a merely consultative body. But such a council could only acquire a legislative power by the sufferance of the governor and the home autho- rities, inasmuch as the subordinate government could legislate without its consent ; and the known inconveniences of a representative body in a depen- dency possessing a legislative power would afford a strong inducement to the members of the subordinate government to assert constantly, and occasionally to exercise, their exclusive power. It may likewise be objected to the plan, that such a council would afford a centre in which the discontent of the de- pendency might be collected, and round which it could organize itself. To this objection it may be answered that, supposing the people of the depen- dency to be discontented with their government, their discontent will find a more dangerous vent in voluntary and probably illegal associations, if it has no legitimate and constitutional organ. It may be added, that if the people of the dependency are generally dissatisfied with their government, and if they are likely to resist its authority by force with any reasonable prospect of success, the dependency can scarcely be considered as belonging to those which the dominant country ought to retain in a state of virtual dependence. Xr.] HOW A DEPENDENCY MAY CEASE TO EXIST. 325 CHAPTER XI. How a Dependency may cease to exist as such, or may lose its distinctive character. I HAVE attempted in the first five chapters to ex- plain the nature of a dependency; and I have endeavoured in the following chapters to state the advantages and disadvantages which arise to the dominant country and the dependency from the relation of supremacy and dependence by which they are connected. I shall consider, in conclusion, how a dependency may cease to exist as such ; or how it may lose the character by which it is dis- tinguished from an independent state, and from a dependent community directly subject to the su- preme government. There are two modes in which a dependency may Modes by ... , J J which a de- lose its distmctive character : first, it may become pendency Til* 1 r» 1 ™^y ^°^® directly subject to the supreme government of the its distinc- country on which it is dependent (or to the supreme racter. government of some other independent country) ; and, secondly, it may become an independent state. As a dependency is a territory governed by an im- mediate government of a peculiar class or descrip- tion, an essential alteration in a dependency, con- sidered as such, supposes that its immediate go- vernment is destroyed or essentially altered. Consequently, if the immediate government sur- 326 MEANS BY WHICH A [CH. vives, on either of the two events which we have just supposed it undergoes an essential change. On the first of those events it remains subordinate, but loses its complete organization : on the second, it retains its complete organization, but becomes supreme. 1. It may A dependency cannot lose its distinctive character become ^ ^ *' directly in the first of these modes, unless the dependent subjcet to , the su- territory be so near the dominant country that the premego- , . . , , . . . p yernment. latter may rule it without the interposition oi a subordinate government.* When a dependency is so situated, the supreme government may incorpo- rate the dependency with the parts of its dominions which it governs directly. For example, in conse- quence of the concession made by the Romans in the Social war, the Italian communities were con- verted from dependencies into integral portions of the territory directly subject to the sovereign go- vernment of the Roman republic. Their citizens were no longer limited to the right of voting in a subordinate local assembly, but obtained a vote in the supreme assembly of the citizens at Rome.f The Union of Ireland with Great Britain in 1800 may be considered as an example of the same change; inasmuch as Ireland continued to be de- pendent in fact until the Union,J though it had become nominally and legally independent from the year 1782. Since the Union, although the practice of sending a viceroy to Ireland has been retained, * Above, chap. iv. t Above, p. 130. See the passage of Wachsmuth cited in p. 106. X See Note (L.) XI.] DEPENDENCY MAY CEASE TO EXIST. 327 the Irish government has lost its former complete- ness and separateness, and the country is no longer a dependency. So, if it were deemed expedient, Guernsey and Jersey, with the other Channel islands, and the Isle of Man, might be deprived of their character of dependencies, and be governed directly by the English government, like the other small islands adjacent to Great Britain. Adverting to the second mode in which a depen- 2. it may dency may lose its distinctive character, we will indepen- consider the various ways in which it may become an independent state. 1. A dependency may become an independent By a revolt state by a successful revolt of the local subordinate ordinate government from the supreme government; or by a mJntorthe successful revolt of the people of the dependency p®*^p^®' from both governments. In the first case, the revolt may amount to little more than a refusal of the local subordinate govern- ment to obey the commands of the supreme govern- ment ; the relations of the people of the dependency to the former government remaining unchanged. / It has been remarked, in previous parts of this essay, that the nature of a subordinate government, and the ordinary temper of the inhabitants of a depen- dency, afford considerable facilities for the success of such a revolt ; and that the dependencies of half civilized countries have often become independent in this manner.* It may be remarked, moreover, that the revolt of the English colonies in North * Above, pp. 188. 277. 328 MEANS BY WHICH A [cH America was substantially a revolt of the local governments ; for the political institutions of every colony were so popular, that the defection of the mass of its inhabitants implied the defection of the body in whose hands the local government was placed. Accordingly, the relations of the insurgent colonists to their local governments were not sub- stantially changed by the success of the insurrection ; the political institutions which the colonies severally possessed, while they were dependent upon Eng- land, being the basis of the several states' govern- ments which they established after they had made themselves independent. Of a successful revolt of the people of a depen- dency from the local and supreme governments, the revolt of the Spanish colonies in South America is an example ; for, in none of those colonies was the local government in the hands of the colonists, or of any considerable portion of them. The complete organization of its immediate go- vernment gives to a dependency a great facility for establishing its independence by a revolt. In that event the structure of the subordinate government, and even the persons of whom it is composed, may remain unchanged ; and the people may yield to it, as a supreme government, the obedience which they paid to it in its subordinate character. But a country immediately subject to a supreme government has no such facility for bringing about a revolution. It has no subordinate government completely organ- ized ; and on revolting from its supreme govern- XI.] DEPENDENCY MAY CEASE TO EXIST. 329 ment, it must frame a new government to meet the exigencies of the occasion. Thus, if the local go- vernment of Egypt established its independence, it probably would undergo no further change than the severance of the slight connexion which binds it to the government of the Porte. But when Belgium, which was an integral part of the kingdom of the Netherlands, separated itself from Holland, it was compelled to create a new government; a work which it accomplished by establishing a constitution formed of a king and two legislative chambers, and by placing a prince of a foreign family on the newly erected throne. Where the people of a dependency, who have been excluded from all share in the subordinate govern- ment, revolt from their subordinate as well as their supreme rulers, their political institutions may be so nearly dissolved that the creation of a new go- vernment may become necessary. Such was the origin of the recently created kingdom of Greece, which was not founded upon the Turkish provincial government, but was formed out of new elements. The revolt of the Maltese from the French go- vernment, in 1798, affords a parallel to the case to which we have just adverted. The government of Malta resided in the Order of St. John when the island was taken from them by the French ; but, on the expulsion of the order, the island became a part of the French dominions and was governed as a dependency of France. As the government of the order was dissolved on their expulsion, the govern- 330 MEANS BY WHICH A [cH. ment which the French established in its place was the only government in the island at the time of the revolt. Consequently, the Maltese insurgents who shut up the French in Valletta, and occupied the open country, were compelled to create a go- vernment formed of the leaders of the insurrection ; and this government, hastily and rudely run up to meet a pressing exigency, administered the part of the island not in the possession of the French, till the French in Valletta surrendered the place to the English. The difficulty of forming, at the moment of the transition, new political institutions suited to the circumstances of the community, naturally deter- mines a dependency which passes from dependence to independence, to retain its subordinate govern- ment without any other changes than those which the transition renders inevitable. The difficulty is clearly shown by the nature of the common go- vernment, which, at the close of the war of inde- pendence, the revolted English colonies in North America substituted for the common authority of the mother-country. At the close of the war, every colony was virtually an independent state, since it possessed a government of its own, which, though formerly subordinate, had become substantially sovereign. The several colonies, therefore, were bound together by no other tie than the loose con- federacy which they had hastily formed for the limited purpose of conducting the war against England. Through the influence of Washington r/ ^^ OF TIIK '^ [(UNIVERSITy, XI.] DEPENDENCY MAY CEASE TOs^:^ISjr^ *^^3Jf\^* and other leading statesmen, this con] independent states was converted into a federal state ; the several states retaining their several go- vernments, but submitting to a common government invested with specified powers. The limited extent of the powers given to the common government, and the indefinite extent of the powers reserved by the several governments, are certainly important defects in the political system of the United States ; threatening to bring about a disruption or dissolu- tion of their union, and involving the federal state, which arises from their union, in wars or disputes with other independent communities. But the pre- judices and interests, which, in each of the revolted colonies, supported the powers of its peculiar go- vernment, would have opposed invincible obstacles to a perfect fusion of those colonies into one inde- pendent state ; and, instead of wondering that such a fusion was not accomplished by Washington and his coadjutors, we should rather admire the genius and wisdom which enabled them to approach so closely to that unattainable object.* 2. A dependency may become an independent By the vo- state, in consequence of the dominant country vo- cewion of , , .-, T • 1 • •, the autho- luntarily relmquishmg its supremacy. ntyofthe Adam Smith is of opinion that no dominant co^'^y? * It may be remarked, as an example of the tendency of depen- dent communities which become independent to retain the political institutions which they possessed in their state of dependence, that the chief officer of each of the American State Governments still continues to bear the title of governor ; although this title is in general conferred exclusively on the head of a local government in a dependency. 332 MEANS BY WHICH A [CH- country will ever voluntarily relinquish its power over a dependency. " To propose," he says, " that Great Britain should voluntarily give up all autho- rity over her colonies, and leave them to elect their own magistrates, to enact their own laws, and to make peace and war, as they might think proper, would be to propose such a measure as never was, and never will be, adopted by any nation in the world. No nation ever voluntarily gave up the dominion of any province, how troublesome soever it might be to govern it, and how small soever the revenue which it afforded might be in proportion to the expense which it occasioned. Such sacrifices, though they might frequently be agreeable to the interest, are always mortifying to the pride of every nation ; and, what is perhaps of still greater conse- quence, they are always contrary to the private interest of the governing part of it, who would thereby be deprived of the disposal of many places of trust and profit, of many opportunities of acquir- ing wealth and distinction, which the possession of the most turbulent, and, to the great body of the people, the most unprofitable province seldom fails to afford. The most visionary enthusiasts would scarce be capable of proposing such a measure, with any serious hopes at least of its ever being adopted." * It is true that there has not been hitherto any instance of a dependency becoming independent by the voluntary act of the dominant country. The * Wealth of Nations, b. 4. ch. 7. Part III. (vol. ii. p. 443.) XI.] DEPENDENCY MAY CEASE TO EXIST. 333 Greek colonies form no exception to Adam Smith's remark, since they were independent from their first establishment; and, therefore, the mother-country possessed no power over them, which it could sub- sequently relinquish. The most remarkable changes from dependence to independence have been pro- duced by insurrection against the dominant country ; and the dominant country has not consented to recognize the independence of the formerly depen- dent communities, until it had exhausted all its means of reducing them to obedience. Examples are furnished by the Swiss Confederacy, the United Provinces of the Netherlands, the United States of America, and the various independent states which have been formed out of the revolted Spanish and Portuguese colonies in North and South America. It is, however, conceivable that, in a given case, the dominant country might perceive that it derives no benefit from the possession of a dependency, and that the dependency is able and willing to form an independent state ; and that, consequently, a domi- nant country might abandon its authority over a dependency for want of a sufficient inducement to retain it. A dominant country might, for example, see that the dependency contributes nothing to its military defence, or to the expenses of the supreme government ; that it adds nothing, as a dependency, to the productive resources or commercial facilities of the dominant country ; that it is a constant source of expense to the supreme government, is likely to engender many economical evils, and may even 334 MEANS BY WHICH A [CH. involve the dominant country in war on its ac- count. It might, moreover, perceive that the depen- dency is sufficiently populous and wealthy to form an independent state, and that the people of the dependency desire independence. If a dominant country understood the true nature of the advantages arising from the relation of su- premacy and dependence to the related commu- nities, it would voluntarily recognize the legal independence of such of its own dependencies as were fit for independence ; it would, by its political arrangements, study to prepare for independence those which were still unable to stand alone ; and it would seek to promote colonization for the pur- pose of extending its trade rather than its empire, and without attempting to maintain the dependence of its colonies beyond the time when they need its protection. The practical difficulties and inconveniences in- herent in the government of dependencies, which have been stated in preceding chapters, are neces- sary or natural consequences of the relation of supre- macy and dependence, and of the imperfect though necessary expedient of a subordinate government. Now if a dependency is considered as in training for ultimate independence, the difficulties naturally incident to its government, if they do not vanish, are nevertheless greatly reduced. If a dependency were so considered, the free and forcible action of its local institutions would be encouraged as an un- mixed good, not discouraged as a source of strife XI.] DEPENDENCY MAY CEASE TO EXIST. 335 with the dominant country, and of vain resistance to its power ; and all precautions on the part of the supreme government for the purpose of preventing the people of the dependency from regarding their subordinate government as virtually supreme, would be needless. If a dependency be distant, if its terri- tory be large, and its population numerous ; and if the powers of its local subordinate government re- side, to a considerable extent, in a body chosen by the inhabitants; it is difficult for the dominant country to prevent it from forming habits and opi- nions which are scarcely consistent with its virtual dependence. But if such a dependency be regarded as in training for independence, the local popular institutions leading to, and implying, self-govern- ment, may be allowed to have free play, and the interferences of the dominant country with the po- litical affairs of the country may cease almost insensibly. Admitting the impossibility of the prevailing opinions concerning the advantages of extensive empire being so far modified as to permit a domi- nant country to take such a view of its political relations with its dependencies as that now indi- cated, it is proved by the example of England that the dominant country may concede virtual inde- pendence to a dependency, by establishing in it a system of popular self-government, and by abstain- ing almost constantly from any interference with its internal affairs. Such a relation of the dominant country and the 336 MEANS BY WHICH A [CH. dependency as has been described in the preceding paragraph seems, however, scarcely consistent with the duration of the dependence of the latter for any considerable period. At all events the long duration of its dependence under such circumstances implies as much moderation and rationality on both sides as would be implied on the side of the dominant country by a voluntary cession of its authority over the dependency. It is obvious to remark, that the dominant country ought not to abandon its authority over a depen- dency, unless the people of the dependency consent to the cession, and are capable of forming an inde- pendent community. It is bound morally, not to throw off a helpless dependency, although the pos- session of it should promise no advantage to itself. Mode in ^^q ^iH closc the urescnt chapter with some which a *■ ^ district im- remarks on a case not fallins: strictly under the mediately ^ •^ subject to above heads, but related by a close analogy to the a supreme , ^ ^ government subjcct uudcr cousidcratiou. rvpf*o*mPS 3< dependency It may happen that the inhabitants of a territory or an inde- . -i- ^ i • i pendent immediately subject to the supreme government desire to form themselves into a separate community, independent or dependent, not by a violent insur- rection against that government, but with its consent and by peaceable means. Examples of this state of things are afforded by Scotland during the first half of the last century, by Sicily during the revolution of 1820,^ and by Ireland at the present time, * See Colletta, Storia di Napoli, lib. ix. (torn. iv. p. 148.) Xr.] DEPENDENCY MAY CEASE TO EXIST. 337 The demand of the advocates of the repeal of the Act of Union between Great Britain and Ireland appears to be, that Ireland should be placed in the same political relation with Great Britain as that which existed immediately before the Union. Ireland (as we have already seen*) was both legally and in fact a dependency of England or Great Britain until the year 1782. In that year the Parliament of Great Britain surrendered its supremacy over Ireland ; but the King of Great Britain continued to be, as such, King of Ireland. The change which took place at this time in the political relations of Great Britain and Ireland was, therefore, of the following nature. Before the year 1782, the King of Great Britain was, as a constituent part of the Parliament of Great Britain, a member of the sovereign govern- ment of Ireland. Before the same year the King of Great Britain was, as such, likewise King of Ireland ; and, as King of Ireland, he was a constituent part, together with the Irish houses of parliament, of the subordinate government of Ireland. Before this year, therefore, the political relations between Great Britain and Ireland closely resembled those between Great Britain and a British dependency whose subordinate government consists of the Crown, with a legislative council appointed by the Crown and a house of assembly elected by the inhabitants ; with this difference, however, that a dependency of this sort is not considered a separate kingdom, annexed * Above, p. 92. 154, and see note (L.) Z 338 MEANS BY WHICH A [CH. to the British Crown. But after the year 1782, the body which was sovereign in Great Britain ceased to be sovereign in Ireland ; the sovereign govern- ment of Ireland consisted of the Crown, with the Irish houses of parliament; and the only political connexion between the two countries was, that the King of Great Britain was also King of Ireland, the rules of succession to the two crowns being, more- over, so long as they both might remain unaltered, identical. The political relation between Great Britain and Ireland during the eighteen years fol- lowing 1782 was similar to the political relation between Hanover and the United Kingdom during the reign of William IV. ; with this exception, that the rules of succession to the two crowns were iden- tical in the case of Great Britain and Ireland, and not identical in the case of the United Kingdom and Hanover. But although Ireland ceased in 1782 to be legally and in form, it did not then cease to be, vir- tually and in fact, dependent upon Great Britain. The great body of the Irish people continued to be excluded from all effective participation in the ex- ercise of political rights ; the country was managed by a native party devoted to the English interest and to the maintenance of the connexion with Eng- land ; and, consequently, the government was sub- stantially, though covertly, directed by English influence. Although the form of the Irish govern- ment was completely altered in regard to its relation with England, by the events of 1782, the extent of XI.] DEPENDENCY MAY CEASE TO EXIST. 339 the indirect influence of England over it had not, before the Union, been materially affected by that change. Now it may be assumed that the advocates of a repeal of the Act of Union between Great Britain and Ireland do not wish to place Ireland in the same legal relation to Great Britain as that in which it stood prior to 1782, and to make it a dependency of Great Britain. Their desire doubtless is, that the legal relation of Great Britain and Ireland should be restored to the state in which it was at the time of the Union. But although the legal relation which subsisted between Great Britain and Ireland at the time of the Union might be restored, the general political relations subsisting between the two countries would necessarily be very different. The internal changes which have taken place in Ireland since 1800 have rendered it impossible that the bulk of the people should be excluded from the effective exercise of all political rights, and that the country should be governed by a merely English party. The Irish House of Commons would, if the Act of Union were repealed, be elected by constituencies not less po- pular than those by which the Irish members of the House of Commons of the United Kingdom are elected. An Irish House of Commons, so elected, could not fail to obtain the chief influence in the government of the country, and would, therefore, render Ireland, for some time at least, both legally and virtually an independent state. The power of z 2 340 MEANS BY WHICH A [cH» the Crown would, under these circumstances, be insufficient to render Ireland virtually dependent on Great Britain, or even to procure to Great Britain any sensible influence upon the proceedings of the Irish Parliament. The natural relations of Ireland to Great Britain would, however, eventually secure to the government of the latter a considerable influence over that of the former island. The close proximity of their coasts, the identity of their languages, their close com- mercial relations, the ownership of land in Ireland by Englishmen, together with the superior wealth, power, and general importance of Great Britain, must ultimately lead to this result. The inconve- niences which Ireland would sufler from becoming an independent state (such as the increased taxation necessary for maintaining a separate army and navy, and a separate body of representatives with foreign powers, and the loss of the free commercial intercourse with Great Britain and her dependen- cies) would conspire with many other causes to render a large body of the Irish people dissatisfied with their government. It may, therefore, be rea- sonably doubted whether, if the Act of Union be- tween Great Britain and Ireland were repealed, and the government of Ireland were restored to the state in which it existed immediately before the Union, Ireland would long remain a virtually independent state.* * It has, I believe, been thought by some persons that in case the act of Union between Great Britain and Ireland were repealed. XI.] DEPENDENCY MAY CEASE TO EXIST. 341 a federal relation might conveniently be established between the two countries. It is, however, manifest that in order to establish a federal relation between Great Britain and Ireland, it would be ne- cessary to convert the British parliament into a state legislature, leaving limited functions with respect to Great Britain ; to create a similar body having similar functions with respect to Ireland, and also to create a new federal body distinct from the British and the Irish parliaments ; a change to which the people of Great Britain would be less likely to assent, than to the independence of Ireland. ( 343 ) NOTES. NOTE A. (p. 1.) By the executive power, Bentham understands any subordinate power of government ; any power which is not the supreme legis- lative power. "Ce mot, pouvoir executif, ne pr^sente qu'une seule idee claire; c'est celle d'un pouvoir subordonne a un autre, qu'on designe par I'appellation correlative pouvoir Ugislatif.'" — Traites de L6gisla- tion, torn. i. p. 324. (ed. 1802.) He divides the executive power into twelve branches, some of which are obviously legislative powers. Thus he describes the first of these in the following manner : " Pouvoir subordonne de legislation sur des districts particuliers, sur des classes de citoyens, m^me sur tous, lorsquHl s*agit cCune fonction particuliere du gouvernement.^'' — lb. p. 321. The latter words describe the limitation to a class of subjects, which characterizes the delegation of legislative powers, in every case except that of a subordinate government. Bentham also makes the following remark respecting the ordinary conception of the distinction between legislative and executive powers. " On est tres port^ a appeler pouvoir legislatif celui qu*on volt s'exercer par un corps politique, et pouvoir executif^ celui qu'on voit s'exercer par un seul." — lb. p. 319. Mr. Austin, after a detailed investigation of the subject, likewise arrives at the conclusion that the distinction between legislative and executive powers of government cannot be supported. The result of his investigation is contained in the following passage : ♦* Of all the larger divisions of political powers, the division of those powers into supreme and subordinate is perhaps the only precise one. The former are the political powers, infinite in num- ber and kind, which partly brought into exercise, and partly lying dormant, belong to the sovereign or state : that is to say, to the monarch properly so called, if the government be a government of one : and, if the government be a government of a number, to the sovereign body considered collectively, or to its various members considered as component parts of it. The latter are those portions of the supreme powers which are delegated to political subordi- nates: such political subordinates being subordinate or subject merely, or also immediate partakers in those very supreme powers of portions or shares wherein they are possessed as ministers and trustees."— Province of Jurisprudence Determined, p. 248, 9. 344 NOTES. The inquiry in the text will explain my reasons for not adopting this conclusion, and for thinking that the legislative and executive powers of a sovereign government may be precisely distinguished, although different portions of these powers are often or always vested in the same political body or functionary. NOTE B. (p. 26.) The weakness of the laws, and their liability to be' set aside in practice, are often complained of by the Athenians. Thus in two verses of Plato the comic poet : u^atriv 'hfjLuv oi vo/juei rovroicri rolcri XiTToi? a^a^vlois, av roTtri roi'xo'S h (piXay^ viv "irvv s'xs/. Suppl. 429—34. Compare the words of Theseus to CEdipus, in Soph. CEd. Col. 913. offTis "hixut kaxovactv ilaiX&m •jr'oXiv xciviu vofjbov x^xlvovffav ohViv. Other passages are collected in Hermann's Greek Antiquities, ^ 54, note 3, who cites a remark from a treatise by Weisse : " Graeci leges scriptas semper habuerunt pro palladio democratiae." On the other hand, the oligarchic Sparta had no written laws. One of the three rhetras or oracular decrees said to have been pro- mulgated by Lycurgus, contained a prohibition of written laws : (jt.ia, Tuv pnr^aJv h fxh x(^'^^^^ vof/,on iyy^uf4.,y.a. in his Treatise on Laws, lib. vif p. 793. But the &ypa.(px v'o 1^.1(^0, of Plato and the other Greeks were not equivalent to " unwritten law" in the judicial sense (2. e. rules of law adopted by the courts, and not issued in a written form by the supreme legislature) ; they were merely moral or political maxims, without any compulsive sanction ; and therefore they could not have served the purposes of positive law to any considerable extent. See the Penny Cyclopaedia, article Law, $ 3. NOTE C. (p. 29.) In the first of the passages cited in the note, Locke evidently means to say that a government is morally hound to govern accord- ing to laws, and not that it has not a legal 'power to govern arbi- trarily. But as similar exi)ressions are sometimes employed in contexts where the meaning is not so obvious as in the passage just cited, and where they may lead to dangerous consequences, I will adduce some remarks of Bentham upon this confusion. The Decla- ration des Droits, made by the Constituent Assembly, contained, in its first article, an announcement that " les distinctions sociales ne peuvent etre fondees que sur I'utilite commune." On these words Bentham comments as follows : " Mais qu'entend-on par ces mots, ne peuvent pas f Veut-on dire que ces distinctions ne sont point etablies — ou quelles ne doivent pas Tetre — ou que si elles existent sans etre fondles sur I'utilite commune, il faut les regarder comme nulles et non avenues ? On pent choisir, car ces mots ont ces trois significations parfaitement distinctes. Si Ton veut dire que ces distinctions n'existent pas, e'est un appel aux faits et a I'observation ; si Ion veut dire qu'elles ne doivent pas exister, c'est un appel au jugement des individus sur une matiere de fait. Mais si Ton veut dire qu'elles ne peuvent pas exister parce qu'elles sont nulles en elles-memes, c'est un attentat contre la liberte d'opinion, c'est une invitation a se soulever centre les lois. '• Dans le premier sens, la proposition n'est pas dangereuse, mais elle est 6videmment fausse. Dans le second sens, elle est fondee en raison, mais il falloit Vexprimer clairement, et non employer un terme passionn6. Dans le troisieme sens, elle contient une doctrine seditieuse. Dire que la loi ne pent pas, au lieu de dire que le loi ne doit pas, c'est preparer I'insurrection et la justifier d'avance. Je ne saurois com])arpr ces expressions qu'a ces instruments qui ne pre- sentent rien dottensif aux yeux, mais dans lesquels on cache un poignard." — Tactiquc des Assemblees Legislatives, torn. ii. p. 292, 3. 346 NOTES. NOTE D. (p. 33.) The following instances of the expressions referred to in the text occur in the ancient authors. In Herod. VII. 104, Demaratus says to Xerxes of the LacedaR- nionians : IXiv^i^oi ya^ lovn; oh 'xu.vra, XXivh^o'i itiri' 'iTurri ya.^ trtpt 'hicr-prorns vofios, Tov vTohifjcatvoutn ^toXXm irt /ubuXkov >? ot ffoi cri. In Plato Leg. III. p. 700. A. the Athenian says : olx, «v hf^v l-r) ruv <7ra.xu,iZv v'o[ji,uv o "hfifMs tivuv x'Spiosi akXa, T^oTTov ma ixuv ihovXivi rols vof^ot?. Ibid. 715 I). £» >J /t**" ykp av l^ToXii] a^^of/,ivos « xa) uko^o; \>ofAo;, (pSo^civ o^aj j tu xaXcog oouXiuffai /jbaXXov ri nC xaXuf ei^^ai' ^r^ajrov fAv ro7s vo/aois (&»? TayTJjv to7s hols ovaxv SoyXs/av), 'i^ura to7§ 'pr^ifffivri^oi; n xa.) hri/Jbeas ^ifhiuxtxri robs vsowj. A similar meaning is contained in an axiom ascribed to Zaleucus ; U9r av6^u'Xuv fiiv hrrxtrSai rovs xtifcivou? vo/jtov; ov xaXov ouhi ffVf/.'p'i^ov' vto 21 vo/aou fiiXrlovos hrrufiivov xarax^aruffdai xa) xaXiv xa\ avfJt,affiXibs viroi vo/^o; ifA-^vx^S ivri, ri vofjLif/jOS a^xuv' 'hia ravr oZv 'hixoc.ioraros xui vofjiifiuTaros. A distinction between the government of men and the govern- ment of laws is made in the following passage of Machiavelli. " Le citta, e quelle massimamente che non sono bene ordinate, le quali sotto nome di repubblica si amministrano, variano spcsso i governi e stati loro, non mediante la liberta e la servitii, come molti credono, ma mediante la servitu e la licenza. Perche della liberta solamente il nome dai ministri della licenza (che sono i popolani), e da quelli della servitu (che sono i nobili) e celebrato ; desiderando qualunque di costoro non essere ne alle le^gi ne agli uomini sotto- posto." Istorie Fiorentine, lib. iv. ad init. Ideas similar to those expressed in the passage of Cicero de Legibus cited above, are con- tained in the following passage of Mercier de la Riviere's Ordre Naturel des Societes Politiques (chap. 13. ad init.) " Les magistrats depositaires, gardiens et organes des loix, devien- nent, en quelque sorte, des loix vivantes ; et par cette raison, la magistrature occupe necessairement dans la societe la place marquee pour les loix, entre la puissance legislatrice et tous ceuxqui doivent obeir aux loix. Dans tons les temps on I'a regard ee comme formant le lien commun qui unit TEtat gouverne a TEtat gouvernant, et c'est a juste titre ; car ce lien si precieux est I'ouvrage des loix : sans elles il seroit impossible au corps politique de se former. Or tout ce qu'on doit necessairement attribuer aux loix, on doit egale- ment I'attribuer a la magistrature, dont les fonctions sont de faire parler et agir les loix, d'exercer I'autorite des loix, de manifester la volonte des loix, d'en faire I'application, et de leur donner ainsi une existence, une r6alite qu' elles ne peuvent obtenir que par le minis- tere des magistrats qui s'identifient, pour ainsi dire, avec les loix." — Ordre Nat. et Ess. des Soc. Politiques, ch. xiii. (torn. i. p. 146.) NOTES. 347 NOTE E. (p. 37.) Locke's opinions on the separation of the legislative and execu- tive functions are stated in the following passage of his Essay on Civil Government. •' The legislative power is that, which has a right to direct how the force of the commonwealth shall be employed for preserving the community and the members of it. But because those laws which are constantly to be executed, and whose force is always to continue, may be made in a little time, therefore there is no need that the legislative should be always in being, not having always business to do. And because it may be too great a temptation to human frailty, apt to grasp at power, for the same persons who have the power of making laws, to have also in their hands the power to execute them ; whereby they may exempt themselves from obedi- ence to the laws they make, and suit the law, both in its making and execution, to their own private advantage, and thereby come to have a distinct interest from the rest of the community, contrary to the end of society and government : therefore in well ordered com- monwealths, where the good of the whole is so considered, as it ought, the legislative power is put into the hands of divers persons ^ who, duly assembled, have by themselves, or jointly with others, a power to make laws ; which, when they have done, being separated again, they are themselves subject to the laws they have made ; which is a new and near tie upon them, to take care that they make them for the public good. *' But because the laws, that are at once, and in a short time made, have a constant and lasting force, and need a perpetual exe- cution, or an attendance thereunto ; therefore it is necessary there should be a power always in being, which should see to the execu- tion of the laws that are made, and remain in force. And thus the legislative and executive power come often to be separated." — Essay on Civil Government, Part II. Sec. 143, 144. And he afterwards adds, " that in all moderated monarchies and well framed governments, the legislative and executive powers are in distinct hands." — (s. 159.) Montesquieu, in his Esprit des Lois, adopted Locke's opinions, and expressed them in the following form. " Lorsque, dans la meme personne, ou dans le merae corps de magistrature, la puissance legislative est rfiunie a la puissance exe- cutrice, il n'y a point de liberty, parce qu'on pent craindre que le meme monarque, ou le meme senat, ne fasse de lois tyranniques pour les executer tyranniquement. " II n'y a point encore de liberte, si la puissance dejuger n'estpas separ6e de la puissance legislative et de I'executrice. Si elle etoit jomte a la puissance legislative, le pouvoir sur la vie et la libert6 des citoyens serait legislateur. Si elle etoit jointe a la puissance ex6cutrice, le juge pourroit avoir la force d'un oppresseur. *• Tout seroit perdu, si le meme homme, ou le meme corps des principaux, ou des nobles, ou du peuple, exer^oient ces trois pou- yoirs : celui de faire des lois, celui d'ex^cuter les resolutions pub- liques, et celui de juger les crimes ou les difFerents des particuliers. " Dans la plupartdcs royaumes de I'Europe, le gouvernementest modcre, parce que le prince, qui a les deux premiers pouvoirs, 348 NOTES. laisse a ses sujets I'exercice du troisieme. Chez les Turcs, ou ces trois pouvoirs sont reunis sur la tete du sultan, il regne un affreux despotisme. " Dans les republiques d'ltalie, ou ces trois pouvoirs sont reunis, la liberte se trouve moins que dans nos monarchies. Aussi le gou- vernement a-t-il besoin, pour se maintenir, des moyens aussi violents que le gouvernement dcs Turcs ; temoin les inquisiteurs d'etat, et le tronc ou tout delateur pent, a tous les moments, jeter avec un billet son accusation. " Voyez quelle pent etre la situation d'un citoyen dans ces repub- liques. Le meme corps de magistrature a, comme executeur, des- lors toute la puissance quil s'est donnee comme legislateur. II pent ravager letat par ses volontes generales ; et comme il a encore la puissance de juger, il peut detruire chaque citoyen par ses volontes particulieres. *• Toute la puissance y est une ; et, quoiqu'il n'y ait point de pompe exterieure qui decouvre un prince despotique, on le sent a chaque instant. " Aussi les princes qui ont voulu se rendre despotiques ont-ils toujours commence par reunir en leur personne toutes les magistra- tures, et plusieurs rois d'Europe, toutes les grandes charges de leur etat." (xi. 6.) The opinions of Locke' and Montesquieu on this subject are adopted, with a few developements, by Sir W. Blackstone, in his Commentaries, vol i. p. 146. 154. 269. Le Mercier de la Riviere, in his " Ordre Naturel et Essentiel des Societes Politiques," after having laid down that the members of a political community ought to be convinced of the justice and necessity of the positive laws by which they are governed, proceeds to say : — " La premiere consequence que nous devons tirer de ces verites preliminaires, c'est qu'il est socialement impossible que I'autorite legislative et la magistrature, ou I'administration de la justice dis- tributive, soient reunies dans la meme main, sans detruire parmi les hommes toute certitude de la justice et de la necessite de leurs loix positives : aliens plus loin encore, et disons, sans detruire ces loix elles-memes ; car elles n'auroient plus ni la forme, ni aucun des caracteres essentiels aux loix." — (ch. xii. tom. i. p. 136.) In a later part of his work, after having attempted to show that every system of legislation by a body of persons is inexpedient and absurd, he adds : — " A la contradiction ^vidente et absurde qui regne dans un tel systeme, ajoutez qu'il tend a aneantir la magistrature et la puissance executrice; car dans cette supposition, il n'y auroit de juges souverains, ni d'autorite souverame, que dans Tassemblee de la nation : ainsi la nation en corps seroit tout a la fois puissance legislatrice, puissance executrice et corps de magistrature : par ce moyen tout seroit confondu: lorsqu'elle seroit assemblee, elle formeroit une puissance absolument et n6cessairement independante des loix deja faites; tout parti qui auroit pour lui le plus grand nombre des opinions no reconnoitroit aucune autoriie superieure a la sienne ; et dans cet etat il n'existeroit qu'une autorite sans loix, qu'un Etat gouvernant sans Etat gouverne ; mais des qu'ellc seroit dispersee, il ne resteroit plus apres la dissolution de cette puissance arbitraire, que des loix sans autorite, et un Etat gouverne sans NOTES. 349 Etat goiivernant : les suites n^cessaires d'un tel d^sordre sont trop sensibles, pour que je puisse me permettre aucune reflexion k leur sujet."— (Ibid. eh. xii. p. 211.) The following arc Paley's remarks on the subject in his " Principles of Moral and Political Philosophy :" — " The first maxim of a free state is, that the laws be made by one set of men, and administered by another ; in other words, that the legislative and judicial characters be kept separate. When these offices are united in the same person or assembly, particular laws are made for particular cases, springing oftentimes from partial motives and directed to private ends : whilst they are kept separate, general laws are made by one body of men without foreseeing whom they may affect ; and, when made, must be applied by the other, let them aifect whom they will. *' For the sake of illustration, let it be supposed in this country either that. Parliaments being laid aside, the Court of Westminster Hall made their own lav^ s, or that the two Houses of Parliament, with the King at their head, tried and decided causes at their bar. It is evident, in the first place, that the decisions of such a judica- ture would be so many laws ; and in the second place, that, when the parties and the interests to be affected by the law were known, the inclinations of the law-makers would inevitably attach to one side or the other; and that where there were neither any fixed rules to regulate their determinations, nor any superior power to control their proceedings, these inclinations would interfere with the integrity of public justice. The consequence of which must be, that the subjects of such a constitution would live either without any constant laws, that is, without any known pre-established rules of adjudication whatever, or under laws made for particular persons, and partaking of the contradictions and iniquity of the motives to which they owe their origin. " Which dangers, by the division of the legislative and judicial functions, are in this country eifectually provided against. Par- liament knows not the individuals upon whom its acts will operate : it has no cases or parties before it, no private designs to serve ; consequently its resolutions will be suggested by the consideration of universal effects and tendencies, which always produces impartial and commonly advantageous regulations. When laws are made, courts of justice, whatever be the disposition of the judges, must abide by them ; for the legislative bemg necessarily the supreme power of the state, the judicial and every other power is accountable to that ; and it cannot be doubted that the persons who possess the sovereign authority of the government will be tenacious of the laws which they themselves prescribe, and sufficiently jealous of the assumption of dispensing and legislative power by any other." — (Book VI. ch. viii.) To the remarks in p. 13, 14 (note on the meaning of the word executive), I may add, that the term is sometimes limited to the cases in which a law is enforced by the direct application of its sanction. It is in this sense that we speak of the execution of a judgment of a court in a civil action, or of a capital execution.— See also the article Executions ordnung, in Rotteck's and Welcker's Staats- Lexicon. According to this acceptation of the word, a law which receives voluntary obedience is not executed, but only a law 350 NOTES. which is neglected or resisted, and is enforced by the proper authorities. I may likewise mention that, in the language of the English law, certain acts which fall within the meaning of the term administrative, as defined in p. 13, are %\.y\e(\ judicial, because the functionary who performs them exercises a judgment or discretion with respect to their performance. Acts which the functionary is bound to perform, and as to which he has no discretion, are, in the English law, styled ministerial. NOTE F. (p. 88.) " The government oi^i province may be committed to an assembly of men wherein all resolutions shall depend on the votes of the major part, and then this assembly is a body politic, and their power limited by commission. This word provi?ice signifies a charge or care of business, which he whose business it is committeth to another man, to be administered for and under him ; and, therefore, when in one commonwealth there be divers countries that have their laws distinct one from another, or are far distant in place, the administration of the government being committed to divers per- sons, those countries where the sovereign is not resident but governs by commission, are called provinces. But of the govern- ment of a province by an assembly residing in the province itself there be few examples. The Romans who had the sovereignty of many provinces, yet governed them always by presidents and praetors, and not by assemblies as they governed the city of Rome and territories adjacent. In like manner, when there were colonies sent from England to plant Virginia and Sommer Islands, though the governments of them here were committed to assemblies in London, yet did those assemblies never commit the government under them to any assembly there, but did to each plantation send one governor. For though every man, where he can be present by nature, desires to participate of government, yet where they cannot be present they are by nature also inclined to commit the govern- ment of their common interest rather to a monarchical than to a popular form of a government; which is also evident in those men that have great private estates, who, when they are unwilling to take the pains of administering the business that belongs to them, choose rather to trust one servant than an assembly either of their friends or servants." — (Hobbes, Leviathan, Part II. ch. xxii.) NOTE G. (p. 93 ) The theory stated in the text is proposed by Bryan Edwards in his History of the British Colonies in the West Iridies. The fol lowing are the chief passages in his work in which it is to be found. " On the whole, subject to the restriction that their trade-laws are not repugnant to those of Great Britain, there are no concerns of a local and provincial nature, to which the authority of the colonial laws does not extend. NOTES. 351 " This restriction was intended probably as an auxiliary to other means for preserving the unity of the empire, and maintaining the superintending and controlling power of the mother-country in matters of trade : but it implies also a reciprocal engagement or obligation on the part of the British Parliament not to interpose its authority in matters to which the colonial assemblies are suffi- ciently competent. With powers so extensive and efficient, these assemblies must necessarily be sovereign and supreme within their own jurisdiction ; unobstructed by, and independent of, all control from without ; for nothing can be more absurd than to suppose, that a people can be subject to two different legislatures exercising at the same time equal powers, yet not communicating with each other, nor from their situation capable of being privy to each other's proceedings. " It has, I know, been urged, that the principles I have thus laid down, and the rights which I have allotted to the inhabitants of the British colonies, tend immediately to sovereign and national empire, distinct from, and independent of, the government of the parent state. It will be found, however, that the dependency of the colonies on, and their allegiance to, the crown of Great Britain, and also their proper subordination to the British Parliament, are se- cured by sufficient ties, regulations, and restraints ; some of which seem at first inconsistent even with the premises I have stated. Thus, as to the supremacy of the crown : among various other pre- rogatives, the king reserves to himself not only the nomination of the several governors, the members of the council, and most of the public offices of all descriptions, but he possesses also at the same time, as we have seen, the right of disallowing and rejecting all laws and statutes of the colonial assemblies, even after they had re- ceived the assent and approbation of his own lieutenant in the colony. Hence the affirmative voice of the people in their repre- sentatives is opposed by three negatives ; the first in the council, the second in the governor, and the third in the crown ; which possesses likewise the power of punishing the two former branches by dismission, if they presume to act in opposition to the royal pleasure."— Edwards's History of the West Indies, vol. ii. p. 420 —430. The preceding passage is so self-contradictory that it is difficult to infer from it confidently that Edwards intended to assert that the English West India islands were legally independent of the English Parliament. But in the following passage this assertion is distinctly made. "As the legislative power of Great Britain therefore is supreme only in a relative sense, even within the realm, where the people themselves participate in its authority, much less can it be said to be supreme, in all cases whatsoever, over the colonies. It has indeed been solemnly declared by parliament itself, that parliament has such a power: but if parliament had not the power before, cer- tainly their own declaration could not invest them w ith it. " Considering the constituent branches of the British legislature separately, it will be difficult to point out any just authority what- ever, existing either in the peers or the representatives of the people, over the colonies. We have seen that the first settlers in most of the British plantations were a part of the English people, in every respect equal to them, and possessed of every right and 352 NOTES. privilege at the time of their emigration, which the people of Eng- land were possessed of, and irrefragably of that great right of con- senting to all laws by which they were to be governed. The people of England therefore, or their representatives, having no rights, powers, or privileges to bestow on the emigrants, which the latter were not already possessed of equally with themselves, had no claim to their allegiance, or any pretence to exercise authority over them. " As to the English peers, they are possessed of very eminent privileges ; from none of which however can they communicate any advantage to the colonies. They are a court of justice in the dernier resort for all appeals from the people of Great Britain ; but they act in no such capacity for the inhabitants of the colonies ; the house of peers having never heard or determined causes in appeal from the plantations in which it ever was, and is, their duty to serve the subjects within the realm. " Thus, incapable from their situation of being admitted to a participation with the people and peers of Great Britain in the British legislature, the colonists have legislatures of their own, which are subject to the king of Great Britain, as to their own proper head. The person, who, by the laws of Great Britain, is king of Great Britain, is their king ; but they owe no allegiance to the lords and commons, to whom they are not subjects, but fellow subjects with them to the same sovereign." — Ibid., p. 435, 436. See also some similar remarks of Mr. Haliburton, in his account of Nova Scotia, below, note (Q.) NOTE H. (p. 117) Provincia is derived by Festus from pro and vincere, according to which etymology it would mean a country formerly conquered. This etymology has been adopted by the moderns, with no other modification than that suggested by Vossius, viz. that fro should be taken not for ante, but for procul. Provincia would thus signify a country conquered at a distance. This etymology however seems objectionable on two grounds : 1. Provincia is not formed by a proper analogy from vinco : it ought rather to be formed from a past tense or participle, like victor, victoria. 2. The derivation from vinco does not satisfactorily explain the other meaning of provincia, viz. function, department, business ; which it appears to have had at an early period, since this usage occurs in familiar lan- guage : see the examples from Plautus and Terence cited by For- cellini in v. Hence, too, Livy uses the word for the division of the duties of the consuls generally ; as viii. 22. Inter consules pro- vinciis comparatis, hello Grseci persequendi Publilio evenerunt ; Cornelius altero exercitu Samnitibus, si qua se moverent, oppo- situs. xxvii. 36. Consulatum inde ineunt C. Claudius Nero et M. Livius iterum ; qui, quia jam designati provincias sortiti erant, prsetores sortiri jusserunt. C. Hostilio urbana evenit; addita et peregrina, ut tres in provincias exire possent. xxx. 27. Principio insequentis anni, M. Servilius et Ti. Clavidius, senatu in Capito- lium vocato, de provinciis retulerunt. Italiam atque Africam in sortem conjici, Africam ambo cupientes, volebant. xxxiii. 25. L. Furius et M. Claudius Marcellus, consulatu inito, quum de pro- NOTES. 353 vinciis apjeretiir, et Italiam utrique provinciam senatus decerncret, ut Macedoniam cum Italia sortirentur petebant. See also xl. 18, and the oration of Cicero De Provinciis Consiilaribiis. It seems to me therefore most probable that provincia is con- tracted from pf'ovidentia, and originally meant that which a person had to look after, to attend to, to care for ; that its primitive mean- ing was business, function, department ; and that it acquired the secondary sense of a foreign dependency of Rome, because the management of the district was the department ef one of the con- suls or prajtors. The contraction of provincia from providentia is not greater than in other similar words ; and the change of t into c after n has nothing remarkable. Concio from conventio affords a parallel to both changes. " In words of common use (says Mr. Donaldson), when they exceed a certain length, and especially in those which are compounds, the process of shortening and softening always takes place, sometimes to an extent which renders it difficult to discern the elements of which they were originally made up. Who would suppose, on the first inspection, that concio was con-ven-tio f — New Cratylus, p. 194. In some of the languages derived from the Latin, t is regularly changed into c in the terminations antia and entia ; as fragrancia, creencia, dolencia, Spanish ; esperance, bienveillance, &c. French. — See Diez, Rom. Gramm., vol. ii. p. 317. Similar changes of signification have taken place in other words. Thus the word hoUvinst instead of its original sense of administration, came to mean a division of the Roman empire (see Gibbon, c. 17), and afterwards a district subject to a bishop. In like manner, the word cura or curCj, as used in France, first sig- nified the sphere of the duties of a parish priest, or his office, and afterwards the district over which his cure of souls extended. (See Ducange in cura.) The word scir, A. S., a share or shire, (/. e. a part cut off or divided ; compare sceran, A. S., to shear or share,) likewise underwent an analogous change of meanings, though they succeeded one another in the reverse order. Having origi- nally signified a division or district of a country, it came afterwards to signify the superintendence of such a district, and then super- intendence, stewardship, or charge generally. Thus in the Anglo- Saxon version of St. Luke, xvi. 2, the words " redde tuam dispensa- tionem " are rendered " Agyf H^e scire," " give an account of thy stewardship.'' See Bosworth's A. S. diet, in Scir. Compare Grimm's Deutsche Rechtsalterthiimer, p. 533. NOTE I. (p. 126.) The nature of some of the restrictions imposed upon a Roman provincial governor affords a pregnant evidence of the abuses of power which he was expected to commit. The restrictions upon his power of buying in his province, and the reasons of them, appear in the following passages of Cicero's Verrine Orations. " Videte majorum diligentiam, qui nihil dum etiam istiusmodi suspi- cabantur ; veruntamen ea quae parvis in rebus accidere poterant, providebant. Neminem qui cum potestate aut legatione in provin- ciam esset profectus, tarn amentcm fore putaverunt, ut emeret 2 A 354 NOTES. argentum ; dabatur enim de publico ; iit vestem ; praebebatur enim legibus. Mancipium piitaverunt ; quo et omnes utimur, et non prsebetur a populo. Sanxerunt ne quis emeret mancipium, nisi in demortui locum. Si quis Romae esset demortuus ? immo, si quis ibidem. Non enim te instruere domum tuam voluerunt in pro- vincia ; sed ilium usum provinciae supplere. Quae fuit causa, cur tarn diligenter nos in provinciis ab emtionibus removerent ? haec, judices, quod putabant ereptionem esse, non venditionem, cum ven- ditori suo arbitratu vendere non liceret. In provinciis intelligebant si is qui esset cum imperio ac potestate, quod apud quemque esset, emere vellet, idque ei liceret ; fore, uti, quod quisque vellet, sive esset venale, sive non esset, quanti vellet, auferret." In Verr. Act. II. lib. iv. c. 5. " Sunt vestrum, judices, aliquam multi, qui L. Pisonem cognove- runt, hujus L. Pisonis, qui praetor fuit, patrem. Is cum esset in Hispania praetor, qua in provincia occisus est, nescio quo pacto, dum armis exercetur, annulus aureus, quem habebat, fractus est et comminutus. Cum vellet sibi annulum facere, aurificem jussit vocari in foro, ad sellam, Cordubae, et ei palam appendit aurum. Hominem in foro sellam jubet ponere, et facere annulum. omnibus praesentibus. Nimium fortasse dicet aliquis hunc diligentem, hactenus reprehendat, si quis volet : nibil amplius. verum fuit ei concedendum. filius enim L. Pisonis erat, ejus qui primus de pe- cuniis repetundis legem tulit." Ibid. c. 25. *' Quid enim tibi nave opus fuit ? qui, si c^uo publico proficisceris, et praesidii et vecturae causa, sumtu publico navigia praeberentur, privatim autem nee proficisci quoquam posses, nee arcessere res transmarinas ex iis locis, in quibus tibi habere, mercari nihil liceret." Act. II. lib. v. c. 18. According to the earlier Roman practice, a provincial governor was not allowed to take his wife into his province. (See Heinecc. Ant. Rom. lib. i. § 109.) This regulation appears to have been a remnant of the old military discipline. Suetonius says of Augustus: " disciplinam severissime rexit ; ne legatorum quidem cuiquam nisi gravate hibernisque demum mensibus permisit uxorem inter- visere." (Oct. c. 24.) The rvile was gradually relaxed under the empire : see in Tacitus Ann. iii. 33-4, a debate in the senate on a proposal to change the law, containing a statement of the argu- ments on both sides of the question. Even, however, at a later time it was thought to be better that a provincial governor should not be accompanied by his wife. Thus Ulpian says in a passage of his treatise De Officio Proconsulis, preserved in the Digests: " Pro- fiscisci autem proconsulem melius quidem est sine uxore ; sed et cum uxore potest, dummodo |sciat senatum, Cotta et Messala con- sulibus, censuisse futurum, ut, si quid uxores eorum, qui ad officia proficiscuntur, deliquerint, ab ipsis ratio et vindicta exigatur." Dig.lib. i. tit. I6.fr. 4. §2. The Theodosian Code declared that if a governor, or any of his sons, grandsons, friends or servants, should contract to marry any woman in the province, the contract should not bind her. The law begins thus : " Si quis in potestate publica positus atque honore provinciarum administrandarum, qui parentibus aut tutoribus aut curatoribus aut ipsis quae matrimonmm contracturae sunt potest esse terribilis, sponsalia dederit," &c. Cod. Theod. lib. iii. tit. 6. 1. 1. Compare Bingham's Christian Antiquities, b. xxii. ch. 2. § 7. NOTES. 355 A passap;e iii the Digests however allows a governor to take a con- cubine from his own province : " Concubinam ex ea provincia in qua quis aliquid administrat, habere potest." Lib. xxvi. tit. 7. fr. 5. NOTE K. (p. 133.) According to ^Suetonius, Augustus attempted to place the citizens resident in the Italian colonies on a footing ot practical equality with those resident at Rome, by enabling the former to transmit their votes in writing to Rome. " Ad hunc modum urbe urbanisque rebus administratis, Italiam duodetriginta coloniarum numero deductarum ab so frequentavit, operibusque ac vecti- galibus publicis plurifariam instruxit: etiam jure ac dignatione urbi, quodam modo pro parte aliqua, ad£3equavit ; excogitato genere suffiagiorum, qua? de magistratibus urbicis decuriones colonicti in sua quisque colonia ferrent, et sub diem comitiorum obsignata Romam mitterent." Oct. c. 46. The partial adoption of this contrivance shows the impracticable nature of the constitution which the Julian law was intended to introduce. Under the empire, the colonies and municipia of Italy, and even the provinces, obtained a sort of representation in the senate. " At this time (says Walter, in his History of the Roman Law), the senate was no longer composed exclusively of persons born in Rome, but the most distinguished persons from the municipia and colonics, and even from the provinces, were received into it ; which, for a time, produced a favourable influence upon the morals of the city. A senator of this sort acquired by his appointment a domicile in Rome ; though he retained an honorary right of citizenship and a domicile in his native town. But he was not able to visit his estates in the provinces (excepting Sicily and Gallia Narbonensis), with- out the special permission of the emperor. It was also subse- quently ordained, in order to bind the foreign senators more closely to Italy, that they must purchase land in Italy to the value of a certain proportion of their property." (p. 286-7.) If the Italian communities at the end of the social war had been close oligarchies, it is conceivable that an arrangement might have been made for deputing two or three members of each oligarchy to the Roman senate. Such a deputation would, however, have ap- proached closely to the modern idea of political representation. NOTE L. (p. 155.) As the political relations of Great Britain and Ireland in the last century are frequently adverted to, by way of illustration, in the above essay ; as the changes in those relations which took place in 1782 and 1783 are not now generally remembered; and as the political relations of Great Britain and Ireland have still a prac- tical importance, on account of the continued agitation of the question of a repeal of the Union, I subjoin in this note a succinct statement of the nature and grounds of those changes, together with some introductory remarks in explanation of the system by which Ireland was governed during the preceding part of the century. 2a2 356 NOTES. The political relations of Ireland and England before the Revo- lution of 1688 partook of the indeterminate character which belonj^ed to the institutions of both countries prior to that event ; but, during this period, Ireland seems to have been constantly regarded as a dependency of England, and not (like Scotland) as an independent kingdom whose king was also king of England. Sometimes Ireland was considered as a dependent colony, planted by Englishmen in a country inhabited by a semi-barbarous race ; at other times it was regarded rather as a dependency ac- quired by conquest from tlie natives. After the expulsion of James II. and the final success of King William's arms, the prac- tical subjection of Ireland to England was considered as established beyond all doubt, and the English or British parliament legislated for the internal affairs of Ireland without hesitation whenever there appeared to be any occasion for its interference. — (See Plowden's Historical Review of Ireland, vol. i. p. 195. 197. 229.) The Irish Catholics were excluded from the Irish parliament at the revolution, and were shortly afterwards subjected to numerous civil disabilities, so that (to use Mr. Plowden's words) they had a physical, not a political existence. The project of a union of Ireland with England was started in Queen Anne's reign, but was rejected by the English ministry as a less easy mode of governing the country than the existing practice of keeping it in a state of permanent debility, and managing it through a few of the heads of the Irish aristocracy. — (Plowden, ib. p. 218.) The more frequent exercise of the legislative power by the English parliament was not, however, silently acquiesced in by Ireland. In 1698 Mr. William Molyneux, one of the members for the University of Dublin, published a tract entitled, " The case of Ireland's being bound by Acts of Parliament in England stated." Molyneux was a friend and admirer of Locke, and the idea of composing this tract (in which he called in question the dependence of Ireland upon England) was probably suggested to him by some of the principles contained in Locke's Essay on Government. The tract was thought of sufficient importance to be referred to a select Committee of the English House of Commons ; and upon a report of this Committee the house resolved, " That the book published by Mr. Molyneux was of dangerous tendency to the crown and people of England by denying the authority of the king and Par- liament of England to bind the kingdom and people of Ireland, and the subordination and dependence that Ireland had and ought to have upon England as being united and annexed to the imperial crown of England." Other resolutions strongly asserting the su- premacy of the English Parliament over Ireland were added. The Irish Parliament made no answer to these proceedings. — (Plowden, vol. i. p. 202—5. 389.) In the year 1719, a decree of the Irish court of Exchequer in favour of the defendant in the cause was reversed upon appeal by the Irish House of Lords. The cause was afterwards carried by appeal to the English House of Lords, which confirmed the original decree. The plaintiff then petitioned the Irish House of Lords to support its decision ; whereupon the Irish House of Lords resolved that the fines imposed on the sheriff' (who had obeyed the order of the Irish House of Lords) should be taken off, and ordered that the barons of the Irish exchequer should be taken into the custody of NOTES. 857 the black rod. When the English House of Lords became aware of these proceedings, they passed resolutions strongly supporting the barons of the Irish exchequer, and caused a bill to be intro- duced '• for better securing the dependency of the kingdom of Ire- land upon the crown of England." This bill became the Act of 6 Geo. I. c. 5, which, after reciting that " attempts have been lately made to shake off the subjection of Ireland unto, and dependence upon, the imperial crown of this realm which will be of dangerous consequence to Great Britain and Ireland," and that " the lords of Ireland in order thereto have of late, against law, assumed to them- selves a power and jurisdiction to examine, correct, and amend the judgments and decrees of the courts of justice in the kingdom of Ireland," provides " that the said kingdom of Ireland hath been, is, and of right ought to be subordinate unto, and dependent upon, the imperial crown of Great Britain, as being inseparably united and annexed thereunto ; and that the king's majesty, by and with the advice and consent of the lords spiritual and temporal and commons of Great Britain in Parliament assembled, had, hath, and of right ought to have full power and authority to make laws and statutes of sufficient force and validity to bind the people and the kingdom of Ireland." And it further provides that " the House of Lords of Ireland have not, nor of right ought to have, any jurisdiction to judge of, affirm, or reverse any judgment, sentence or decree, given or made in any court within the said kingdom ; and that all pro- ceedings before the said House of Lords upon any such judgment, sentence, or decree, are and are hereby declared to be utterly null and void to all intents and purposes whatsoever." But although in the first half of the 18th century the English Parliament would not allow its direct supremacy over Ireland to be questioned, the ascendency of England over Ireland was maintained by indirect means The nature of the means by which the English power was upheld in Ireland is explained by Plowden in the follow- ing passage. After having stated that Lord Townshend was ap- pointed lord lieutenant in October, 1767, he proceeds thus:— "This nobleman was selected to introduce a very important change in the system of governing Ireland. The choice was, in many points, judicious. In order to attempt the arduous task of supplanting the deep rooted influence of the Irish oligarchy, it was requisite that the lord lieutenant, to whom that power was to be transferred, should be endowed with those qualities that were most likely to ingratiate him with the Irish nation. The new lord lieutenant excelled all his predecessors in that convivial ease, pleasantry, and humour, so highly prized by the Irish of every description. The majority, which had been so dearly bought in the Commons by those who had heretofore had the management of the English interest, was now found not altogether so tractable as it had hereto- fore been. There were three or four grandees, as Dr. Campbell observed, who had such an influence in the House of Commons that their coalition would, at any time, give them a clear majority upon any question. To gain these had been the chief anxiety of former governors. They were sure to bring over a proportionate number of dependents ; and it had been the unguarded maxim to Eermit subordinate graces and favours to flow from or through the ands of these leaders whom experience now showed to be as irritable and versatile as the most insignificant of their followers. 358 NOTES. Formerly these principals used to stipulate with each now lord lieutenant, whose office was biennial and residence but for six months, upon what terms they would carry the king's business through the House ; so that they might not improperly be called undertakers. They provided that the disposal of all court favours, whether places, pensions, or preferments, should pass through their hands, in order to keep their suite in an absolute state of dependence upon themselves. All applications were made by the leader, who claimed as a right the privilege of gratifying his friends in proportion to their numbers. Whenever such demands were not complied with, then were the measures of government sure to be crossed and obstructed ; and the session of Parliament became a constant struggle for power between the heads of parties, who used to force themselves into the office of lord justice according to the prevalence of their interest. This evil had been seen and lamented by Lord Chesterfield ; and his resolution and preparatory steps for undermining it probably contributed not a little to his immediate recall upon the cessation of the danger, which his wisdom was thought alone competent to avert. •' This was the system which Lord Clare said, the government of England at length opened their eyes to the defects and dangers of ; t^ey shook the power of the aristocracy, but were unable to break It down. The monopoly of civil power long survived the adminis- tration of Lord Townshend. No small share of it rested with that noble earl, who thus faithfully describing it practically knew the inability of the English government to break it down. The primary object of LordTownshend's administration was to break up the monopolizing system of this oligarchy. He, in part, succeeded, but by means ruinous to the country. The subalterns were not to be detached from their chiefs but by similar though more powerful means than those by which they had enlisted under their banners. The streams of favour became not only multiplied but enlarged, consequently the source of remuneration the sooner exhausted. Every individual now looked up directly to the fountain head, and claimed and received more copious draughts. Thus, under colour of destroying an overgrown aristocratic power, all parliamentary independence was completely secured by government. The inno- vation naturally provoked the deserted few to resentment : but they were bereft of their consequence when left to their individual exertions. They took refuge under the shelter of patriotism, and they inveighed with less effect against the venality of the system, merely because it had taken a new direction and was somewhat enlarged. The bulk of the nation, and some, though very few, of their representatives in Parliament were earnest, firm, and im- placable against it." — (Plowden, ib. p. 385, 386.) The English party in Ireland continued to submit to the su- premacy of Great Britain until the successful revolt of the American colonies suggested to them the idea of independence ; whilst, at the same time, the weakness of England and the imposing attitude of the Irish volunteers afforded them facilities for obtaining it. Ireland, being at this time (as Burke called it in the House of Commons, 2nd of April, 1778) the chief dependency of the British crown, naturally aspired to follow the example of other weaker though more distant dependencies. Accordingly, Mr. Grattan, on the 19th of April, 1780, moved in the Irish House of Commons a NOTES. 359 resolution that " no power on earth, save the king, lords, and commons of Ireland, had a right to make laws for Ireland." The question was debated, but not put from the chair* On the 11 til December, 1781, Mr. Flood moved resolutions re- lating to Poyning's law, and he brought the subject under the consideration of the House on several subsequent days. This Irish Act (passed in the 10th of Hen. VII.) was considered one of the main obstacles to the independence of Ireland. Its most im- portant provision was that which prohibited any bill from being introduced into either house of the Irish Parliament which had not been approved by the king in council. Mr. Flood maintained, in his first speech on the subject, that this law was originally intended as a restraint, not on the Irish Parliament but on the viceroy, over whom the king, on account of the difficulty of communicating with Ireland, exercised an imperfect control.t This view of the pur- pose of Poyning's law seems to be correct ; but, at all events, its main provision was evaded by the practice of introducing the heads of a bill which had been adopted in the Irish Parliament. The law had, in truth, little practical importance ; and it might have been repealed without any alteration in the system by which the virtual dependence of Ireland upon England was secured. — (Plowden, ib. p. 395. 552.) On the 22d of February, 1782, Mr. Grattan moved in the Irish House of Commons an address to the crown, of which the following are the most material clauses : — *' To assure His Majesty that the people of Ireland were a free people ; that the crown of Ireland was a distinct kingdom, with a Parliament of their own, the sole legis- lature thereof. To assure His Majesty that by their fundamental laws and franchises which they, on the part of this nation, claimed and challenged as their birthright, the subjects of that kingdom could not be bound, affected, or obliged by any legislature save only the king, lords, and commons of that His Majesty's realm of Ireland, nor was there any other body of men who had power or authority to make laws for the same.'' The motion of the attorney- general, that the consideration of the address should be postponed until the 1st of August, was carried by 137 to G8. On the 26th February, Mr. Flood followed up Mr. Grattan's motion by moving the two following resolutions :— " First, that the members of this House are the only representatives of the people of Ireland. Second, that the consent of the Commons is indis- pensably necessary to render any statute binding." Upon a division, these resolutions were negatived by 137 to 76. By this time the fall of Lord North's ministry had been decided, and the Rockingham administration had succeeded. But before * The following dates are important with reference to the transactions described in the text :— Convention of Saratoga, 1777; Capitulation of Lord Cornwallis at York-town, 19th October, 1781 ; Recognition of Ame- rican independence by England, 24th September, 1782. t Mr. Flood remarked that, in the days of Henry VII., voyages between England and Ireland were less frequent than between Europe and America in his own time ; aiad that, consequently, many things happened in Ireland which were not known till long after in England — (Plowden, ib, p. 552.) This remark illustrates the change in the power of governing a territory which is produced by an increased facility of communication. — (See above, ch, iv.) 360 NOTES. the new ministers had time to take any step with respect to Ireland, Mr. Eden, the late secretary for Ireland, returned to London ; and, without communicating his intention to the new ministry, on the 8th of April moved in the English House of Commons for leave to bring in a bill to repeal so much of the Act 6 Geo. I. as asserted the right of the king and Parliament of Great Britain to make laws to bind the kingdom of Ireland. The motion was withdrawn in compliance with the general wish of the House ; and, on the following day, Mr. Fox communicated a message from the king, recommending a consideration of the discontents and jealousies in Ireland, in order to such a final adjustment as might give satisfac- tion to both kingdoms. The address was agreed to unanimously. In the first debate which took place after the arrival of the Duke of Portland as lord lieutenant of Ireland, it was evident from the statements of Mr. Hutchinson, the secretary of state, that the new administration had resolved to concede the independence of Ire- land. In the course of this debate Mr. Grattan said, " The people of Ireland protest against a dependent legislature, against the abomination of a foreign legislature. We are friends to England on perfect political equality. This House of Parliament knows no superior ; the men of Ireland acknowledge no superiors ; they have claimed laws under the constitution and the independence of Parliament under every law of God and man. I cannot imagine that the present ministers of England will oppose those rights of the Irish nation : they have been for many years advocates for the liberties of England and of the colonies; it was the great rule of their opposition, and it is impossible that men who are ready to grant independence to America can oppose the independence of Ireland." Mr. Grattan then moved an address to the crown (which was agreed to unanimously), containing the following passages : — " To assure His Majesty that his subjects of Ireland were a free people ; that the crown of Ireland was an imperial crown in- separably annexed to the crown of Great Britain, on which con- nexion the interest and happiness of both nations essentially depended ; but that the kingdom of Ireland was a distinct king- dom with a Parliament of her own, the sole legislature thereof: that there was no body of men competent to make laws to bind this nation except the king, lords, and commons of Ireland, nor any other parliament which had any authority or power of any sort whatsoever in that country save only the Parliament of Ireland. — To assure His Majesty that they had seen with concern certain claims advanced by the Parliament of Great Britain in an Act intituled, * An Act for the better securing the dependency of Ireland ;' an Act containing matter entirely irreconcileable to the fundamental rights of that nation. That they conceived that Act, and the claims it advanced, to be the great and principal cause of the discontents and jealousies in that kingdom." On the 17th of May resolutions were moved in the English Houses of Parliament by Lord Shelburne and Mr. Fox, and carried unanimously, to the following effect : — " First, that it was the opinion of that House that the Act of 6 Geo. L, intituled &c., ought to be repealed. Second, that it was the opinion of that House that it was indispensable to the interest and happiness of both kingdoms that the connexion between them should be established by mutual consent upon a solid and per- NOTES. 361 manent footing, and that an humble address should be presented to His Majesty, that His Majesty would be graciously pleased to take such measures as His Majesty in his royal wisdom should think most conducive to that important end." On the 27th of May, in a debate upon the Duke of Portland's speech from the throne, Mr. Graitan expressed his satisfaction with the concessions made by the British Parliament. " I under- stand (he said) that Great Britain gives up in toto every claim to authority over Ireland. I have not the least idea that, in repealing the 6 Geo. I., Great Britain should be bound to make any declara- tion that she had formerly usurped a power. Another act of great magnanimity in the conduct of Britain is, that everything is given up unconditionally. This must for ever remove suspicion." He then moved a series of resolutions, of which the following is the most important : — " To assure His Majesty that we conceive the resolution for an unqualified unconditional repeal of the 6 Geo. I. to be a measure of consummate wisdom and justice, suitable to the dignity and eminence of both nations, exalting the character of both, and furnishing a perpetual pledge of mutual amity." These resolutions were passed almost unanimously. In consequence of this agreement between the Parliaments of Great Britain and Ireland, the Irish Parliament passed a bill repealing the material provision of Poyning's law, and the British Parliament passed a bill repealing the 6 Geo. I.— (22 Geo. III. c. 53.) In the mean time the existing administration had been dissolved in consequence of Lord Rockingham's death, and Lord Shelburne's ministry had succeeded (13th July), in which Lord Temple was lord lieutenant of Ireland. During the proceedings which have been just described, Mr- Flood and the small number of his adherents in the Irish House of Commons threw doubts upon the sincerity of England and the completeness of the concession which she had made. — (Plowden, vol. 1. p. 619.) On the 19th December, Colonel Fitzpatrick made some complaints to the same effect in the English House of Commons, in consequence of the recent decision of an Irish cause by the court of King's Bench in England. In this debate Mr. Fox stated " that the intention of those ministers who had sent [assented to?] the repeal of the declaratory law was thereby to make a com- plete, absolute, and perpetual surrender of the British legislative and judicial supremacy over Ireland." On the following day Mr. William Grenville, the secretary to the lord lieutenant, stated, " that there was not a man in either kingdom more decidedly of opinion than his excellency was that the faith of England was pledged to Ireland for the truth of this proposition, that England had fully and completely renounced all legislative and judicial jurisdiction, and that nothing could be more conducive to the harmony and interests of both kingdoms than that this national faith should be preserved inviolate " On the 22nd of January, 1783, Mr. Secretary Townshend moved for leave to bring in a bill ** for removing and preventing all doubts which have arisen or may arise concerning the exclusive rights of the Parliament and courts of Ireland in matters of legislation and judicature, and for prevent- ing any writ of error or appeal from any of His Majesty's courts in 362 NOTES. that kingdom from being received, heard, or adjudged in any of His Majesty's courts of the kingdom of Great Britain." The motion was seconded by Mr. W. Grenville, and was carried without a division. Before this bill had been read a second time in the House of Lords, the coalition ministry had come into office, (2d April,) and there was some hesitation as to proceeding with the bill. A long debate upon it took place in the Lords on the 14th of April, when Lord Abingdon opposed the bill, saying that he was willing to concede to the Irish Parliament the right of internal but not of external legislation. He also asked " if the people of Ireland wished to remain subjects of the crown of England. If they did, the moment that bill passed they were no longer so ; for the subjects of the crown of England must be, and are of continual necessity, under the legislative authority of this country. The crown itself is under the legislative authority of this country; and of course those who are dependent upon this crown, so far as the constitution admits of it, must be so too. That they may be sub- jects of the king of England is true, and so they will be, and so are the people of Hanover subjects of the king of England. But does Ireland wish to be upon the footing of Hanover with this country ? — and yet the case must and will be so. Do the people of Ireland wish to have seats in the British Parliament ? — this bill incapaci- tates them from being members of the British legislature. It was by Acts of Parliament that the right of sitting in the two Houses of Parliament was regulated ; and the people of Ireland not being to be bound by Acts of Parliament, they are in so much aliens quoad their claim to this right. From the moment that Act passed the Irish were no longer our fellow subjects." The Duke of Richmond supported the same view, saying that "not only in regard to peace and war, but in regard to rivalship in commerce, in regard to ecclesiastical matters, the separation created by the present bill would be materially alarming to England. Suppose that England should have occasion to go to war, and Ireland should find herself disposed to remain at peace, should refuse to give aid, and furnish her quota to the cause of her empire ; suppose that, in negotia- tions for peace, the terms agreed on by the English ministers should be objected to by the Irish ; suppose that in regulations and treaties of commerce with foreign states the Irish should contend with the English, — in these and a thousand other possible suppositions, was it possible that this total separation could be submitted to by the people of England ? But there were other most important dangers to be apprehended." After adverting to the probable conse- quences of an admission of the Irish catholics and dissenters to an equality of political rights with the members of the established church, he added : "These were reasons that made it indispensably necessary for their lordships to inquire whether this was to be followed by any other measure, and whether the present ministers had adopted it as a part of a system upon which the mutual con- nexion of the two countries was to be established." The bill, how- ever, ultimately passed without a division. — (See 23 Geo. III. c. 28.) In the midst of the rapid ministerial changes which occurred at this period, and the differences of opinion which existed on other subjects, all parties (as Plowden remarks, vol. ii. p. 20) were agreed in giving independence to Ireland. This agreement of opinion NOTES. 363 was probably owing to a conviction of the necessity of concession in the actual weakness of England, and not to any belief of the permanent advantages of the arrangement. The Duke of Port- land had entertained a hope of inducing the Irish Parliament to recognise the supremacy of Great Britain over all the external relations of Ireland (Plowden, vol. i. p. 611 ; Hansard's Pari. Hist. vol. xxxiv. p. 977.) ; and Mr. Pitt, in his speech on the Union, alluded to the resolutions proposed by Lord Shelburne and Mr. Fox (above, p. 360), as provmg that the arrangement of 1782 was not considered by its authors as final. But whatever might be thought of the policy of the arrangement, the English Parliament, after it had been once made, abstained scrupulously from interfering with the affairs of Ireland. In the discussion of the commercial reso- lutions of 1785, Ireland was constantly treated as an independent state, for which the English Parliament could no more legislate than it could for France ; and the prospective j)rovision for the regency made by the Irish Parliament in 1789 differed from that made by the British Parliament. — (See also Lord Grenville, 21st March, and Mr. Fox, 23rd March, 1797.) But although the English Parliament did not legislate for Ireland, no substantial change was made in the system of management by which the virtual depend- ence of Ireland was secured. — (Plowden, vol. ii. p. 277.) The virtual dependence of Ireland, notwithstanding the concessions which had been made by England, was more than once adverted to in Parliament after 1782. Thus Mr. Burke said on the 19th May, 1785, " To Ireland independence of legislature had been given: she was now a co-ordinate, though less powerful state; but pre-eminence and dignity were due to England ; it was she alone that must bear the weight and burden of the empire ; she alone must pour out the ocean of wealth necessary for the defence of it. Ireland, and other parts, might empty their little urns to swell the tide; they might wield their little puny tridents; but the great trident that was to move the world must be grasped by England alone — and dearly it cost her to hold it. Independence of legislature had been granted to Ireland ; but no other inde- pendence could Great Britain give her without reversing the order and decree of nature. Ireland could not be separated from Eng- land ; she could not exist without her ; she must ever remain imder the protection of England, her guardian angel." And in a discussion on the commercial treaty with France in 1787 in the English House of Commons, Mr. Flood remarked that " the Par- liament of Great Britain was the imperial Parliament, and it was, therefore, the indispensable duty of that Parliament in every great national measure to look to the general interests of the empire, and to see that no injurious consequences followed to the peculiar interests of any part of it ;" a view which, as Mr. Plowden remarks, vol. ii. p. 176, was inconsistent with the supposition of the virtual independence of Ireland. Mr. Grattan even opposed the commercial resolutions of 1785, on the ground that they would bring about the subordination of Ireland to England by producing a similarity of their institutions. " It is here said," he remarked, " that the laws respecting commerce and navigation should be similar, and inferred that Ireland should subscribe the laws of England on those subjects, that is, the same law, the same legisla- ture ; but this argument goes a great deal too far, it goes to the 364 NOTES. army, for the mutiny bill should be the same : it was endeavoured to be extended to the collection of your revenue, and is in train to be extended to your taxes ; it goes to the extinction of the most invaluable part of your parliamentary capacity ; it is an union, an incipient and a creeping union ; a virtual union establishing one will in the general concerns of commerce and navigation, and reposing that will in the Parliament of Great Britain ; an union where our Parliament preserves its existence after it has lost its authority ; and our people are to pay for a parliamentary establish- ment without any proportion of parliamentary representation." — (Speech in the Irish House of Commons on the 12th August, 1785.) Mr. Grattan, however, in along address to the crown which he moved in the Irish House of Commons on the 6th of June, 1800, treated Great Britain and Ireland as parts of the same empire. The following is a passage of this address : — " That giving the name of Union to the measure is a delusion ; the two kingdoms are already united to each other in one common empire, — one in unity of interest and unity of constitution, as has been emphatically pronounced from the throne by your Majesty's former viceroy, bound together by law, and, what is more effectual than law, by mutual interest, mutual affection, and mutual duty, to promote the common prosperity of the empire ; and it is our glory and happi- ness that we form an inseparable part of it." The virtual dependence of Ireland was frequently adverted to in the debates on the Union, both in the English and Irish Parliament. Thus, Mr. Conolly dwelt upon the fact that there had been 116 placemen and pensioners at one time in the Irish House of Com- mons ever since the year 1782. Lord Castlereagh said, " You talk of national pride and independence, but where is the solidity of this boast ? You have not the British constitution, nor can you have it consistently with your present species of connexion with Great Britain, That constitution does not recognise two separate and in- dependent legislatures under one crown. The greater country must lead, the less naturally follow, and must be practically subordinate in imperial concerns ; but this necessary and beneficial operation of the general will must be preceded by establishing one common interest." — (22d January, 1799.) Mr. W. Smith, in a subsequent debate, after having indicated the evils of a separation of Ireland from England, went on to say, " Some might reply, the British influence would operate as an antidote to the mischiefs appre- hended, and would prevent legislative dissensions from weakening and tearing asunder the energies of the empire, or Irish inde- pendence from checking the views or injuring the interests of Britain. But that supposition he thought insultingly derogated from the practical independence of the Irish Parliament, which was thus allowed to be subordinate to that of Great Britain. Where an actual subjection thus existed, it might be rendered only the more mischievous and oppressive by being concealed behind a mask of nominal independence ; and the desired antidote would be more effectually found in an union than in a division of legis- latures." Lord Castlereagh, in a later debate, " referred to a more frequent and just ground of complaint in that House, that the Irish minister, acting as he did under the direction of a British cabinet, was not responsible to the Irish Parliament from the moment of his withdrawing from this kingdom, unless, by a de- NOTES. 365 rogation from our independence, we should impeach him at the har of the Parliament of Great Britain for offending against the constitution of Ireland. Who advised the measures of the Irish government ? — The English minister. And how could the Irish Parliament meet him ? Who administered the great seal of Eng- land, without which no legislative Act could be ratified ? — An English minister. And how could the Irish Parliament meet him ? In short, how could an efficient and constitutional responsi- bility be obtained but by making the jurisdiction of Parliament as comprehensive as the executive power? And this could be effected by an union alone." — (15th February.) Lord Lansdowne had remarked in a debate in the House of Lords on the 21st of March, 1797, that " the lord lieutenant of Ireland as a minister was accountable to the British as well as to the Irish Parliament ; and, therefore, the British House of Lords had a right to watch over the measures of his administration, and to censure or advise him as they might deem proper :" and Mr. Fox made similar remarks in the House of Commons at the same time. Lord Minto adduced the following proofs of the virtual subordination of Ireland to England, in the debate on the Union, in the House of Lords: — " Ireland claims a sovereign independent government, and that claim is freely admitted by our own ; while we exercise, neverthe- less, with the acquiescence of Ireland, an open ascendency and control in every one of its concerns Ireland must take her part in all the wars of Great Britain : she must bear her share of their burthens, and incur all their hazards. She may lose a province, or may become herself a province of the enemy ; yet Ireland cannot, by the utmost success of the war, acquire an acre of new territory to the Irish dominion. Every acquisition made by the forces of the empire, however great her share may have been in the danger or exertion, accrues to the crown of Great Britain. Ireland claims no sovereignty in any one of the foreign possessions or provinces of the British empire. The Irish Parlia- ment has never asserted or conceived the right of legislating for any of the conquests of the king of England, that is to say, of the king of Ireland. Ireland has planted no Irish colonies, but has furnished planters to all those of Great Britain. In a word, this whole class of sovereign rights and capacities, however inherent in the very nature of sovereignty, is wholly wanting in that of Ireland. If we were asked to define, or at least to describe an independent sovereignty, should we err much by saying it is a state which can make war and peace, which can acquire dominion by conquest, and which can plant colonies and establish foreign settlements ? And if we would describe a subordinate and dependent country, could we do it better than by saying it is a country which must contribute her quota to all the wars of a neighbouring kingdom, must incur all the risks of those wars, and partake in all their disasters ; while all that is acquired by their success falls, like the lion's share, to that country with which it claims to be co-ordinate and co-equal." In form, however, Ireland at this time was an independent state, and the connexion between the two crowns did not render Great Britain and Ireland parts of the same empire. That the rules of succession to the crown might become different was proved by the proceedings of the Irish Parliament respecting the regency in 1789. The insufficiency of the union of the crowns to ensure the supre- 366 NOTES. macy of Great Britain over Ireland was pointed out by Lord Abingdon in his remarks already cited, (above, p. 3G2;) and was proved more cogently by Lord Grenville in his speech on the Union. After having observed that the settlement in 1782 did not supply the link which by the abrogation of the former system had been destroyed. Lord Grenville proceeds to say, "In looking further into the relative state of the two countries, he would examine into the nature of their connexion, and what was the bond which held together countries ruled by separate and independent legislatures ? it was merely this, that one common sovereign ruled over them, — a sovereign constituted equally by the laws of both countries. Tliis identity of the royal power was now the only remaining bond of connexion. In a pure and absolute monarchy such a bond of con • nexion might possibly be sufficient ; but in a mixed government and limited monarchy as was the British, and the other component parts of the government of the countries distinct and separate, such a bond of union must be obviously imperfect With re- spect to the supposed existing bond of connexion between Great Britain and Ireland, he was not afraid to say that it was absolutely null. If by the British constitution, the royal power could be exercised free from the control of Parliament, then, indeed, the regal identity might be a bond of connexion ; but if the whole system of the regal power was not only under the control, but could not go on without the aid and assistance of Parliament, and the Parliaments of each kingdom were to remain distinct and separate, then, he repeated, the bond of connexion was absolutely null." The relations of Great Britain and Ireland during the period after 1782 were upon so unsound a footing that they could scarcely be permanent; but they might have remained unchanged some years longer if a crisis had not been precipitated by the disastrous events of the rebellion of 1798, the intrigues of some of the Irish malcontents with the French government and the French expe- ditions against Ireland. The attempts of the French upon Ireland are stated as the main ground for the Union in the king's message to the House of Lords, by which the subject was brought before the British Parliament on the 22nd of January, 1799. " His Majesty is persuaded that the unremitting industry with which our enemies persevere in their avowed design of effecting the separation of Ireland from this kingdom cannot fail to engage the particular attention of Parliament ; and His Majesty recommends it to this House to consider of the most effectual means of counteracting and finally defeating this design ; and he trusts that a review of all the circumstances which have recently occurred (joined to the senti- ments of mutual affection and common interest) will dispose the Parliaments of both kingdoms to provide, in the manner which they shall judge most expedient, for settling such a complete and final adjustment as may best tend to improve and perpetuate a connexion essential to their common security, and to augment and consolidate the strength, power, and resources of the British empire." NOTE M. (p. 204.) I propose in this note to state the doctrines of the English courts as to the existence and purport of certain fundamental principles NOTES. 367 to which tliG lans and other acts of the subordinate government of an En«];lish dependency (and especially of one acquired by conquest or cession) must conform. The first attempt to lay down a rule upon this subject is in Lord Coke's report of Calvin's case, which involved the question as to the status of the Scotch postnati. " There is a diversity between a conquest of a kingdom of a Christian king and the conquest of a kingdom of an infidel ; for if a king come to a Christian kingdom by conquest, seeing that he hath ' vitcB et necis potestatem' he may at his pleasure alter and change the laws of that kingdom ; but until he doth make an alteration of those laws, the ancient laws of that kingdom remain. But if a Christian king should conquer a kingdom of an infidel, and bring them under his subjection, then ipso facto the laws of the infidel are abrogated, for that they be not only against Christianity but against the law of God and of nature contained in the Deca- logue ; and in that case, until certain laws be established amongst them, the king by himself, and such judges as he shall appoint, shall judge them and their causes according to natural equity in such sort as kings in ancient times did with their kingdoms before any certain municipal laws were given, as before hath been said. But if a king hath a kingdom by title of descent, there, seeing by the laws of that kingdom he doth inherit the kingdom, he cannot change those laws of himself without consent of Parlament. Also if a king hath a Christian kingdom by conquest, as Henry II. had Ireland, after John had given unto them, being under his obedience and subjection, the laws of England for the government of that country, no succeeding king could alter the same without Parlia- ment.' '— (2 Howell's State Trials, 638.) The next attempt is in a statement by the Master of the Rolls of some principles laid down by the Privy Council upon an appeal from the plantations in 1722. According to that statement, the Council decided that " until the laws given by the conquering prince, the laws and customs of the conquered country shall hold place, unless were these are contrary to our religion, or enact anything which is malum in se, or are silent ; for in all such cases the laws of the conquering country shall prevail."— (2 P. Williams, 76.) The first case of importance in which the doctrines on this sub- ject were considered is that of Fabrigas v. Mostyn, in 1773. This was an action for an assault and false imprisonment, brought in the Court of Common Pleas by Mr. Anthony Fabrigas, a native of Minorca, against Lieutenant-General Mostyn, the governor of the island. The facts proved at the trial were, that Governor Mostyn had arrested the plaintiff, imprisoned him, and transported him to Spain without any form of trial, on the ground that the plaintiff had presented to him a petition for a redress of grievances in a manner which he deemed improper. Mr. Justice Gould, who tried the cause, left it to the jury to say " whether the plaintiffs behaviour was such as to afford a just conclusion that he was about to stir up a sedition and mutiny in the garrison, or whether he meant no more than earnestly to press his suit and to endeavour to obtain redress for what seemed to him to be a grievance." If they thought that the latter was the case, he informed them that the plaintiff was 368 NOTES. entitled to recover in the action.* The jury gave a verdict for the plaintiff, with 3,000/. damages. In the following Michaelmas Term an application was made for a new trial, which was refused by the whole Court. In delivering his opinion upon this application, Lord C. J. De Grey made the following remarks. After having described the imprisonment of Fabrigas by Governor Mostyn in Minorca, he proceeds thus: — " He is then confined on board a ship, mider the idea of a banishment to Carthagena. I do believe Mr. Mostyn was * The following remarks of the counsel for the defendant in this trial contain a plain and 7iaive expression of the feeling, that a dependency is to be governed not for its own interest but for that of the dominant state : — *' Gentlemen, it will be time noAV for me to take notice, as I have gone so far into the general liistory, of another circumstance, which is notorious to all the gentlemen who have been settled in that island, as well governors as the other military gentlemen that have been there, that the native inha- bitants of Minorca are but ill affected to the English and to the English government. It is not much to be wondered at. They are the descendants of Spaniards : they consider Spain as the country to which they ought naturally to belong ; and it is not at all to be wondered at that these people are not well disposed to the English, whom they consider as their conquerors. A strong instance of that happened at the time of the inva- sion of Minorca by the French, when the French took it, which I believe was in the year 1756, the beginning of last war ; and it is very singular that hardly a Minorquin took arms in defence of the island against the French, the strongest proof in the world that they were very well pleased at the country being wrested from the hands of the English. The French did take it, as we all very well know ; but, thank God, we have it again. Of all the Minorquins in that island perhaps the plaintiff stands singularly and most eminently the most seditious, turbulent, and dissatisfied subject to the crown of Great Britain that is to be found in the island of Minorca. Gentlemen, he is, or chooses to be, called the patriot of Minorca. Now, patriotism is a very pretty thing among ourselves, and we owe much to it ; we owe our liberties to it : but we should have but little to value, and perhaps we should have but little of the liberty we now enjoy, were it not for our trade. And for the sake of our trade it is not fit we should en- courage patriotism in Minorca ; for it is there destructive of our trade, and there is an end to our trade in the Mediterranean if it goes there. But here it is very well ; for the body of the people of this counti-y they will have it : they have demanded it ; and in consequence of their demands they have enjoyed liberty which they will continue to posterity, — and it is not in the power of this government to deprive them of it. But they will take care of all our conquests abroad. If that spirit prevailed in Minorca, the consequence of it would be the loss of that country, and of course our Mediterranean trade. "We should be sorry to set all our slaves free in our plantations." — (20 Howell, 105.) Concerning the neglect of Minorca by England, and the confusion and uncertainty of its laws, see a passage from Baron Maseres' Canadian Freeholder, cited in 20 Howell, 339. As to the ignorance of the English respecting Minorca when it was a dependency of England, compare the remark of Armstrong in his History of Minorca, (ed. 2. 1756.) " Allow me to tell you that, though there are many nations in Europe whose character is more interesting, whose affairs are more im- portant, and whose virtues are more conspicuous, I am far from regretting the time I have spent in withdrawing the veil that has so long hid these islanders from the observation of their neighbours ; and continued them, though they make a part of our British dominions, as utter strangers to the good people of England as the hunters of .Ethiopia or the artificers of Japan." — (p. 213.) NOTES. 369 led into this under tlie old practice of the island of Minorca, by which it was usual to banish. I suppose the old Minorquins thouf;ht fit to advise him to this measure. But the governor knew that he could no more imprison him for a twelvemonth than that he could inflict the torture ; yet the torture, as well as banishment, was the old law of Minorca, which fell of course when it came into our possession. Every English governor knew he could not inflict the torture ; the constitution of this country put an end to that idea." — (20 Howell, S. T. 181.) Governor Mostyn afterwards brought a Writ of Error in the King's Bench, which, after full argument, confirmed the judgment of the Court of Common Pleas. It may be observed that, in this case, the Court of Common Pleas appears to have treated the governor of Minorca as not pos- sessed of a legislative power. Lord C. J. De Grey says : — " One of the witnesses in the cause represented to the jury that, in some par- ticular cases, especially in criminal matters, the governor resident upon the island does exercise a legislative power. It was gross ignorance in that person to imagine such a thing. I may say, it was impossible that a man who lived upon the island in the station he had done should not know better than to think that the governor had a civil and criminal power vested in him. In the island, the governor is the king's servant : his commission is from the king, and he is to execute the power he is invested with under that commission, which is to execute the laws of Minorca under such regulations as the king shall make in council." — (p. 178.) Lord Mansfield, in the King's Bench, adds the following remarks upon the legal responsibility of a governor : — " To make questions upon matters of settled law, where there have been a number of actions determined which it never entered into a man's head to dispute ; to lay down in an English court of justice such monstrous propo- sitions as that a governor, acting by virtue of letters patent under the great seal, can do what he pleases ; that he is accountable only to God and his own conscience ; and to maintain here that every governor in every place can act absolutely ; that he may spoil, plunder, affect their bodies and their liberty, and is accountable to nobody, — is a doctrine not to be maintained ; for if he is not ac- countable in this Court he is accountable nowhere. The King in Council has no jurisdiction of this matter ; they cannot do it in any shape ; they cannot give damages, they cannot give reparation, they cannot punish, they cannot hold plea in any way. Whenever complaints have been before the King in Council, it has been with a view to remove the governor ; it has been with a view to take the commission from him which he held at the pleasure of the crown. But suppose he holds nothing of the crown, suppose his government is at end, and that he is in England, they have no jurisdiction to make reparation to the party injured ; they have no jurisdiction to punish in any shape the man that has committed the injury. How can the arguments be supported that, in an empire so extended as this, every governor in every colony and every province belonging to the crown of Great Britain shall be absolutely despotic, and can be no more called in question than the king of France ; and this after there have been multitudes of actions in all our memories against governors, and nobody has been ingenious enough to whisper them that they were not amenable?"— (p. 231.) The other case of importance with reference to this subject is 2b 370 NOTES. that of Rex v. Picton. This was an indictment against Thomas Picton, Esq., for a misdemeanour in causing the torture to be inflicted upon Luisa Calderon, a free mulatta, in the island of Trinidad, when he was governor of the island. The indictment was found by a Grand Jury of the county of Middlesex in Hilary Term, 1804 ; and, after the issue of a mandamus to examine wit- nesses in Trinidad, it was tried in the King's Bench before Lord Ellenborough and a special jury, on the 24th February, 1806. In this trial it was proved that Luisa Calderon, who in December, 1801, was living in Trinidad with a man named Pedro Ruiz as his mistress, was suspected of being the accomplice of a person who had entered Ruiz's house, and had robbed it of some dollars there deposited. She was taken before a judicial officer for examination, but denied all knowledge of the offender. Being unable to obtain the desired confession, the judge applied to the governor for authority to put the girl to the torture, and the governor thereupon gave a written dire(;tion to that effect. Luisa Calderon w^as, in pursuance of this direction, twice subjected to the infliction called piqueting, and the desired confession was thereby extracted from her. It was alleged, in Governor Picton's defence, that the law of Trinidad authorized the use of the torture in cases of this sort before the cession of the island to Great Britain, and that this law had not been repealed since the cession ; but the existence of any such law or legal practice was denied on the part of the prosecution. Lord Ellenborough left it to the jury to determine whether any such law existed ; and he directed them first to consider " w hether torture could be applied at the discretion of the judge, and if so, whether the application of torture to witnesses formed a part of the law of Trmidad at the time of the cession of that island." Upon receiving the opinion of the jury that there was no such law existing at the time of the cession, Lord Ellenborough said, "Then Governor Picton cannot derive any protection from that law. If no law obtained in that island at the time which authorized the severities practised upon this youn^ woman, your verdict must be that the defendant is guilty." The jury accordingly found a verdict of guilty. It will be observed that, throughout this trial. Lord Ellenborough treated the legality of Governor Picton's conduct as exclusively dependent upon the existence of a law authorizing the use of the torture for witnesses at the time of the cession of the island, (see his remarks in p. 488 and 529, his summing up in p. 536—40, and his report of his own summing up in p. 584;) and that he nowhere expresses an opinion that the law, if it had existed, would have ceased to be in force when the island became an English dependency. An application for a new trial in the case was made to the King's Bench on April 26, 1806. After argument, and the admission of additional affidavits, a new trial was granted on two grounds ; first, because new evidence had been produced, showing the existence of the law of torture prior to the cession of the island : secondly, that a special verdict might be found, in order to raise the question, whether such a law could remain in force in an English depen- dency.— (p. 803, 4.) The second trial came on before Lord Ellenborough and a special jury on June 11, 1808. In summing up the case to the jury. Lord Ellenborough said that the existence of the law of torture at the NOTES. 371 time of the cession had, in his opinion, been proved by unquestion- able evidence ; and this being admitted, the next question to be considered was, " whether, when an island is ceded to the British arms, a species of punishment, a mode of investigating the truth so utterly inconsistent with the constitution and laws of Great Britain, and with the habits of its people, is virtually abrograted, and whether His Majesty, in continuing the former laws of the conquered country, must not be considered as doing so with an exception of the power to inflict torture." Lord Ellenborough proceeds to sa^r that he will not intimate his opinion on this point, but he states it to be a matter of great doubt, referring to the expressions of Lord C. J. De Grey on the subject in Fabrigas v. Mostyn, which have been cited above, p. 369 ; and he then directs them to find a special verdict, in order that this point may be argued. The jury accord- ingly found " that, by the law of Spain, torture existed in the island of Trinidad at the time of the cession of that island to Great Britain." A special verdict containing the facts of the case was afterwards agreed to, (p. 863 — 884.) The argument upon the special verdict subsequently came on, but the judgment of the Court upon the case was never given. The following is Mr. Howell's final note upon it: "No further pro- ceedings took place in this case until Hilary Term, 52d Geo. III. A. D. 1812, when the Court ordered the defendant's recognizances to be respited until they should further order. It was thought by the bar that, had the opmion of the Court been delivered, judgment would have been given against General Picton ; but that, upon a consideration of the merits, it would have been followed by a punishment so slight, and so little commensurate with the magni- tude of the questions embraced by the case, as to have reflected but little credit upon the prosecution ; and I have been informed, that it was by the advice of one of the learned counsel, who greatly dis- tinguished himself in arguing the questions which arose in this case, that it was not again agitated."— (p. 955.) In his argument for the Crown on the special verdict, Mr. Nolan attempts to prove that torture cannot be legally inflicted in a British dependency ; inasmuch as it is repugnant to the fundamental prin- ciples of the British constitution, and as exemption from torture is a right of every British subject in every part of the dominions of the British Crown, (p. 892 — 901.) Lord Ellenborough, however, does not appear to have assented to Mr. Nolan's conclusions on tliis head, as may be inferred from his interlocutory remarks in this part of Mr. Nolan's argument. Lord Ellenborough. — Do you mean that the king could not receive an island by capitulation under the protection of the Crown of Great Britain, with a continuation of all the laws, civil and eccle- siastical, as they subsisted in that island, before the cession, some of those being radically repugnant to the general principles of the constitution ? for instance, this is a Spanish island, in which the authority of the inquisition had obtained, and which was in the habit of inflicting torture ; would you say, if there had been an unconditional acceptance by the Crown of Great Britain, in all respects preserving the laws, civil and ecclesiastical, that supposing the inquisition and infliction of torture made a part of the law, the king coujd not have made a valid capitulation, so as to continue tliat constitution generally in the island of Trinidad ? 2b2 372 NOTES. Mr. Nolan. — My Lord, that is a question I did not mean to agitate upon the present occasion, as not being before the Court. Lord Fdlenbnrough. — Yes, incidentally it is ; I want to know the extent of your proposition, and whether you contend that the Crown upon a conquest would, in making the capitulation, be limited to the extent I have stated. Mr. Nolan. — I deliberately avoided going into that qu.^stion ; but if your Lordships w4sh me to argue it, I think there are very strong reasons which induce me to believe that the Crown is so limited. Lord Ellenborough. — It made a part of your argument, and I wished to know if you could sustain it to that extent : you stated that the king could not make laws contrary to fundamental principles. Mr' Nolan. — Whether the Crown can by stipulation accede to laws contrary to fundamental principles, I have not made a part of my argument. Lord Ellenborough. — You must necessarily make it a part of your arginnent. Mr. Nolan.' — I think I shall be able to sustain the proposition that the Crown would be so limited. — p. 897, 8;J8. Lower down Mr. Nplan argues that the laws of a dependency conquered by or ceded to England are, from the time of the con- quest or cession, replaced wholly or in part by the English laws. The following dialogue then takes place. Lord Ellenborough. — If they are not governed by the old laws, by what laws are they governed? Either the old laws continue, or they cease on the conquest ; the laws of the conquering country supersede them, or the old laws remain under certain qualifications. Who is to find out these qualifications ? Some of the persons who are sent out from this country, judging for themselves, may say some of these laws are not consistent with the principles and spirit of the British constitution, and therefore it is not incumbent on us to obey them. Mr. Nolan. —^hSit is one of the points on which the learned judges have anticipated difficulty ; and yet the rule is laid down in the way which I contend for it, in 2 P. Williams, 75, namely, that the laws and customs of the conquered country shall hold place, unless they are contrary to our religion, or enact any thing that is malum in se, or are silent ; for in all such cases the laws of the conquering country shall prevail. But I am asked how the person who is to administer the law is to know it? In fact, the persons who administer the laws there must be Englishmen, or immediately under their control, and subject to their explanation and direction as to what the law is. Lord Ellenborough. — The former laws they knew, because they lived under them, and obeyed them before but now the two laws are compounded. You will find sufficient difficulty in compounding the two laws. It is supposed to be a part of the customs of China to expose infants. It would be difficult, prima facie, to say that was murder in them, and yet that is malum in se ; it is as much malum in se as anything can be supposed to be. Mr. Nolan. — Your Lordships observe that the position in 2 P. Williams says, the laws of this country shall prevail where those of the conquered country are either contrary to the laws of God or are totally silent. NOTES. 373 Lord Ellenborough.— My difficulty is about these exceptions: "fundamental principles'' and ''mala in se* introduce some diffi- culty. Mr. Nolan. — There is undoubtedly a difficulty of drawing the precise line ; but so there is in all human matters, and this duty must be reposed in judicial discretion. Lord Ellenborough.—All difficulty in drawing the line is avoided, if, in conformity to the bth Resolution in Campbell and Hall, you say, " that the laws of a conquered country continue in force until they are altered by the conqueror.'" That leaves no uncertainty or difficulty, as the colony is to remain as it was before. — (p. 944, 945.) Mr. Dallas, in his argument in support of the motion for a new trial, admits that the dictum of C. J. De Grey in Fabrigas v. Mostyn respecting torture is against him, but contends that it is a mere extra- judicial opinion not necessary to the decision of the case. The following remarks of Mr. Dallas upon Mr. Garrow's argument, that torture is contrary to the laws of England, are likewise deserving of attention. " It seems to me, as far as the authorities go, that not one of them touches the question. They appear to be cases in which the consideration is confined to the custom of England, and there being no such custom in England there can be no such law. But, independent of these authorities, the gentlemen on the other side contend that, on general grounds and principles, the abolition of torture must be understood, whatever were the terms of the capitulation which has taken place. I do not think Mr. Garrow referred us to any decided case, much less to the positive enact- ment of any statute ; but he contented himself with stating what he deemed a parallel case. ' There can,' he said, * be no such thing as slavery in England. The moment a slave puts his foot on Eng- lish ground he becomes free.' I admit it ; I admit that the case is parallel, and it leads to this conclusion, — there can be no such thing as torture in England. But in order to make it applicable to his argument, Mr. Garrow must push his doctrine to this extent, viz., that because there is no torture in England there can be no torture in any other country ; he must contend that because slavery cannot exist in England, therefore slavery cannot exist in the colonies. If his doctrine, that because there is no torture in England, there can be no torture in a colony subject to England, could prevail, it would have this effect : according to my learned friend's analogy, if by force of arms any foreign dominion has been acquired, for instance St. Lucie, Martinique, or any other colony, it would follow that, because there was no slavery in England, there could be none in those colonies. If it were true that, because there is no torture in England, there can be no torture in Trinidad, the doctrine and the principle on which it is founded would let loose all the slaves in every island that ever was acquired by force of British arms. It seems to me that the argument built upon my learned friend's analogy tends the other way, and is against him- self. 'There can be no such thing,' says my learned friend, 'as slavery in England, but there may be such a thing as slavery in the colonies;' and I say, in like manner, though there can be no such thing as torture in England, there may be in the colonies. His illustration establishes nothing for himself, but is directly at vari- ance with what it is meant to support.'' — (p. 774, 775.) On a review of the pre«:eding statement it will be seen, that the 374 NOTES. law on the subject under consideration rests exclusively on judicial dicta; and that the authority or applicability of some of these dicta is subject to doubt, seeing that they are (as the dictum of C. J. De Grey in Fabrigas v. Mostyn) unnecessary to the decision of the question before the Court, or (as the rules in Peere Williams) unaccompanied with a statement of the facets of the case. The only principle which has been expressly decided is that involved in Fabrigas v. Mostyn ; where the governor's proceeding was pro- fessedly exceptional and without legal precedent, and could only be justified on the ground that the governor had the power of arbitrary imprisonment without necessity. The rule as to the cessation of laws in a conquered pagan country which are inconsistent with the law of God (laid down in Calvin's case) is treated by Lord Mansfield in Campbell v- Hall, and also by Mr. Justice Gould in his summing up in Fabrigas v, Mostyn, (20 Howell 162) as obsolete. (See further in Clark's Colonial Law, p. 4, note.) With respect to the cessation of laws which contain anything malum in se, or contrary to the fundamental principles of the British constitution, all that has been decided is to be collected from the cases of Fabrigas v. Mostyn, and Rex v. Picton, the material parts of which have been cited above. The expressions of Lord Ellenborough during the argument of Rex V. Picton render it probable that if any similar case should hereafter come before the Courts, the doctrine as to fundamental principles would not be extended. If is certain that no favour would be shown to this doctrine if the argumentumab inconvenienti were allowed to have any weight ; for if the judges of a dependency could nullify any law by declaring it to be inconsistent with what they might deem to be a fundamental principle of the British consti- tution, all its laws would manifestly be at their mercy ; inasmuch as the phrase " fundamental principles of the British constitution'* has not obtained any determinate meaning. The most convenient course clearly is (as Lord Ellenborough suggests), that all the laws of a conquered or ceded dependency should remain in force until they are expressly repealed by competent authority. It may be remarked that in the cases cited above, the doctrine in question is considered only with reference to the laws of a con- quered or ceded dependency. But if the existence of any such fundamental principles be admitted, it is manifest that the laws of a dependency acquired by colonization must conform to them not less than the laws of a dependency acquired by conquest or cession. NOTE N. (p. 276.) The following account of the attempts of the Austrian Govern- ment to extirpate the Bohemian language, and to substitute the German language in its place, is given by Mr. Turnbull, in his work on Austria. " The language of Bohemia, except in a few of the western dis- tricts immediately bordering on Saxony, is still that old Slavonic, which, with some variations of dialect, forms likewise the vernat'ular tongue in Poland, Russia, a large portion of Hungary, the lllyrian NOTES. 375 provinces, and the northern parts of European Turkey. To abolish this characteristic distinction between the Bohemian and Austrian subjects was long a favourite object of that policy which has sought to establish an absolute identity of language, laws, and institutions, in all the provinces of the empire: but the religion, the language, and the domestic habits of a people can be changed only by very slow degrees, even in cases where the change can be effected at all ; and it not unfrequently happens that the measures pursued to en- force the alteration are precisely those which prevent its adoption. * * * * In vain were ordinances issued, commanding the ex- clusive use of the German tongue in all transactions between the public functionaries and the people, in all parochial and districtual conoerns, even in the schools of primary and of general instructioa. In proportion as this policy was more eagerly pursued, the Bohe- mians clung with the greater attachment to their ancient dialect, which they justly regarded as the principal remaining badge and guarantee of their distinct nationality. However the highest mag- nates may have been inclined upon the subject, the great body of resident nobility at all events, the landowners, traders, and men of science, partook the feelings of the people. Their ancient national dislike to the Germans burst forthwith unwonted vehemence; and on the occasion of certain royal ordinances issued some years ago, bearing strongly on the point in question, evident indications oc- curred that the measures proposed, if attempted to be carried into effect, would be forcibly resisted. It was then that the Crown, with its usual tact and wisdom, completely changed the course of its policy. * * * * In the present instance, not only were the ordmances abandoned, but the Crown seemed to throw itself into the opposite extreme. An ofl&cial patronage was afforded to the popular dialect, which it had not enjoyed before. Societies have been formed under the immediate patronage of the grand burg- grave, and the direction of Count Sternberg, for the cultivation of Bohemian literature : and plays are performed in the Bohemian language, at the theatre of Prague." — Vol. i. p. 110 — 2. Mr. TurnbuU adds the following remarks on the policy of the Austrian Government in this respect in other parts of Austria. "It has been the policy of Austria to introduce, as far as in her lay, a uniformity, not of institutions only, but of language also, in the several portions of her dominions ; but her success in doing so has been far from perfect. The feelings of a people are generally more interwoven with the familiar sounds and the small every day habits which they have derived from their parents, than with those great political maxims on which their government may be based. It was the decree of Joseph II. ordaining that the German lan- guage alone should be taught and used in Hungary, that roused the spirit of national resistance ; and this has gone on increasing in force, until at length, subverting alike both the German and the Latin, it has compelled the Crown to ratify a law, whereby the still meagre and unformed Asiatic dialect, termed the Magyar or proper Hungarian, is made the language of the schools, the diet, and the courts. In Italy also, the government is now engaged in a some- what similar attempt. It is striving to introduce the German lan- guage into the pritaary schools, evidently aiming at its establish- ment as the official, and even, if possible, the vernacular tongue : but slow and cautious must be its proceedings in this respect, or 376 NOTES. they will be subversive of its own designs, and cause a reaction fearful as that of Hungary."— Vol. ii. p. 402. NOTE O. (p. 294.) Translation. " The first important step towards restricting the power of the viceroys was the custom first introduced after Aiboquerque's death of never allowing a viceroy to remain above three years in office, which, in process of time, became a fixed principle of the Por- tuguese Government. It is manifest that as far as this became an inviolable rule, (and the government never departed from it but in extreme cases,) it must have exercised an important influence on the affairs of the Portuguese in India. Many arguments may be adduced in favour of this regulation : in the first place, the danger of allowing so much power to remain long in the possession of one individual, lest he should in the end be tempted by it to make him- self independent. Another motive was the power which the govern- ment thus acquired of more frequently rewarding distinguished merit by conferring so high a dignity, and sometimes even of re- moving in an honourable manner those obnoxious to the hatred of the court. It cannot, however, be denied that the consequences of this custom generally were most injurious to the Portuguese in- terests ; for, although a frequent change of the governors was in some cases highly advantageous and even indispensable, it was nevertheless extremely unwise to erect this practice into an inva- riable rule, and particularly to change the viceroys at stated and foreknown periods. "In the first place, the Portuguese were, by the operation of this rule, deprived of the advantages which their Indian affairs would have derived from a longer continuance of the government of such men as Ataide and many more. In the short space of three years, a period barely sufficient for acquiring a knowledge of the intricate affairs of the Portuguese in their distant and extensive territories, it was impossible for a viceroy to undertake any substantial im- provements, or to execute measures of general importance. We frequently find it recorded that a viceroy, on the point of carrying into effect some long prepared and most important reform, was arrested by the arrival of his successor ; and in later times, it was a common subject of complaint that a viceroy spent the first year solely in learning the actual posture of affairs ; tlie second in en- riching himself; and that at the utmost, in the third year he went, accompanied by a considerable fleet, to visit the Portuguese pos- sessions from Coulan to Ormuz, and to make arrangements for the arrival of his successor. " Another evil resulting from the certainty of being recalled in three years, without reference to their merits or demerits, was tliat it destroyed on the part of the viceroys any exertion which the hope of being continued in office might have induced them to make, and in many cases it even acted as an incentive to avarice and rapacity. Experience had but too clearly shown that a viceroy returning from India with sufficient riches could always, in case of need, find lenient judges. Thus, in course of time, this important office came to be considered merely as a benefice held for three years, and the sole object of those on whom it was bestowed was to enrich themselves. NOTES. 377 The pernicious effects of this state of things naturally increased the more, as in later times it was usual to appoint men who, when even distinguished for merit in other departments of the government, (\A hich was often not the case,) were unfit for the office of viceroy, never having been in India ; and those who had served there were seldom or never chosen. By this means the office of viceroy was conferred on men totally ignorant of the affairs of Portuguese India, and it is manifestly impossible that the best intentions could have enabled them to do anything at all important in the short space of three years. " In addition to the disadvantages already enumerated, the frequent changes of the chief governors naturally caused corre- sponding changes in the whole system of government. The ap- pointments to subordinate governorships and other offices also were in the hands of the viceroys, and these they commonly filled with their relations, friends, and dependents, immediately upon their accession to the viceroyalty. " It was natural that this power should lead to great abuses ; though it appears scarcely credible that a viceroy should appoint a son twelve years old to the important office of Governor of Ormuz ; a fact related by a trustworthy historian. Thus to the constant changes in the principles of government produced by these frequent altera- tions of all the authorities was added the unavoidable evil that the subaltern officers of government followed the example of the vice- roy, and were only intent upon gaining all the wealth they could during their short stay in office, and then returning loaded with it to their own country, where money was the chief, and indeed almost sole recommendation. Another most serious evil was, that even from the time of Almeida, the Portuguese viceroys seem to have made it a sort of rule, to which there were very few exceptions, that the actual viceroy should be the implacable enemy of his predecessor, doing everything in his power to destroy what the other had done, and, if possible, by following an entirely opposite course of policy, to raise his own merits at the expense ^ his pre- decessor's reputation. " The limitation of the power of the viceroys to the short space of three years was not the only measure of the Portuguese Govern- ment for diminishing their seemingly formidable influence ; other steps were taken with the same purpose. In the first place, a council was associated to the viceroy, which was to be consulted on all occasions of any importance ; and, without the approval of this body, nothing decisive could be done. Another measure was the repeated formation of several Indian governorships independent of the viceroy ; as might be anticipated, the envy and jealousies which these territorial divisions soon caused among the difterent governors contributed to the decline of the Portuguese power already ex- tremely feeble in their eastern possessions. " Even under the vice-regency of the great Alboquerque we find frequent mention of a council composed of the principal officers, without whose approval he could do nothing of importance. The same body is often alluded to under the governments of his succes- sors, and we are informed that the irresolution of this council caused the miscarriage of many of the most useful measures. This inconvenience was to be anticipated, as the inferior officers rarely possessed the distinguished talents of many of the viceroys ; and 378 NOTES. envy and party feeling would naturally prevail in a council thus constituted. We have not been able to find any exact information as to the manner in which this body was organized. It appears, however, to have been at first composed of the principal officers of the army, and therefore to have controlled the power of the viceroy much more in military than in civil affairs. Its consideration and influence seem to have constantly increased imder the succeeding viceroys, as its interference in all matters of importance is more and more frequently recorded. The mischievous effects of this council must have been doubly felt from the difficulty of appealing to the decision of the Court of Lisbon in case of a dispute, owing to the great distance and the length of time required for commu- nication. " The increased dependence of the viceroy upon his council was accompanied by a corresponding increase in the weakness of the Portuguese government. It was seldom that a viceroy was gifted with tlie courage of an Alboquerque or a Joao de Castro, who more than once ventured on the perilous step of doing what they judged to be for the advantage of the public, in spite of the oppo- sition made by the council ; and indeed it was fortunate for them that the beneficial results justified a proceeding so contrary to the rules of the Portuguese Government. By far the greater number of viceroys were too much devoted to their own interests ever to dream of incurring so heavy a responsibility for the public good. In the year 1551, when Alfonso de Noronha was appointed viceroy, we find the first account of a formal council, consisting of ten or twelve persons chosen by the government, whose advice the viceroy was to follow on all occasions, even when he did not ask it. " A second most injudicious arrangement, which the kings of Por- tugal had very early attempted to introduce into India, and by which the Portuguese power in those regions must have been seriously enfeebled, was the division of their eastern possessions into several distinct governments independent of each other. As early even as during Alboquerque's vice- regency, this division was begun. In the year 1510, Emanuel the Great appointed a governor to the colonies on the south-eastern coast of Africa, whose power extended from Sofala to Cambaya, independently of the captain - general. At about the same period, Malacca was made an inde- pendent government. It is true that the arguments advanced in Portugal in favour of this proceeding were very plausible. The principal reason was, that the vast region stretching from the Cape of Good Hope to the remotest boundaries of India was too exten- sive for the supervision of one individual. But even then Albo- querque took an opposite, and, as the event has proved, a just view of the affair. He saw that, by thus breaking up these settlements into several governments independent of each other, no good result could be effected ; but, on the contrary, that a death-blow would be given to the power of Portugal in the East. He perceived that it was only by the union of all the Portuguese forces under one head, — a union which would permit the force of the whole body to be brought in a moment to bear on any point where danger was im- pending, — that it was possible to retain possessions, the size of which was out of all proportion to their means of defence. Besides this, Alboquerque could not fail to foresee that the envy and jealousy which would inevitably arise amongst the different governors would NOTES. 379 in itself be quite sufficient to prevent any beneficial results. He did not, therefore, rest until he had averted the impending evil. "The Portuguese government, nevertheless, by no means gave up the idea, and during the vice-regency of Alboquerque's successor, Lopez Soarez do Albergaria, fresh attempts were made to execute this favourite project, and were frequently renewed under his suc- cessors, though usually without success. Since the time of Lopez Soarez de Albergaria, it was also customary to summon the viceroys, on their return from India, to render an account before the Por- tuguese Tribunal of Finance, but those who came back rich usually found means to elude the severity of this court. " The project of dividing the Indian possessions into several distinct governments was eagerly resumed during the reign of Sebastian. In the year 1572, when Antonio de Noronha was sent out as viceroy to India, the Indian possessions were divided into three separate governments, and Noronha, who saw the evils of that division, and rejected the demands of the two governors under different pretexts, was deposed in consequence of their accusations. Nevertheless, his successor Baretto, who had been governor of Malacca, and had caused Noronha's recal, found himself compelled to act in the same manner towards Pereira, who succeeded him in the governorship of Malacca ; contrary to the express commands of the Court, which on this occasion did not think it necessary to assert Pereira's dignity so strongly. •' From the preceding data we may safely conclude that the con- stant endeavour of the Portuguese government was to diminish the power of the viceroy of India as much as possible. The circum- stance that these endeavours most frequently failed, especially when really great men were at the head of the Indian affairs, affords the most convincing proof that the mischievous tendency of this policy was strongly felt in India itself.'* — Saalfeld, Geschichte des Portugiesischen Kolonialwesens in Ostindien, pp. 236 — 47. NOTE P. (p. 300.) Burke, in his " Observations on a late State of the Nation," (pub- lished in 1769,) makes the following remarks on the plan of a representation of the American colonies in the British Parliament. " Perhaps it may be some time before this hopeful scheme can be brought to perfect maturity, although the author seems to be no wise aware of any obstructions that lie in the way of it. He talks- of his union, just as he does of his taxes and his savings, with a* much sangfroid and ease as if his wish and enjoyment were exactly the same thing. He appears not to have troubled his head with the infinite difficulty of settling that representation on a fair balance of wealth and numbers throughout the several provinces of Ame- rica and the West Indies, under such an infinite variety of circum- stances. It costs him nothing to fight with nature, and to conquer the order of Providence, which manifestly opposes itself to the possibility of such a parliamentary union. " But let us, to indulge his passion for projects and power, suppose the happy time arrived, when the author comes into the ministry, and is to realize his speculations. The writs are issued for electing members for America and the West Indies. Some provinces receive 380 NOTES. them in six weeks, some in ten, some in twenty. A vessel may be lost, and then some provinces may not receive them at all. But let it be, that they all receive them at once, and in the shortest time. A proper space must be given for proclamation and for the election ; some weeks at least. But the members are chosen ; and if ships are ready to sail, in about six more they arrive in London. In the meantime the parliament has sat, and business far advanced without American representatives. Nay, by this time, it may happen that the parliament is dissolved ; and then the members ship themselves again, to be again elected. The writs may arrive in America before the poor members of a parliament in which they never sat can arrive at their several provinces. A new interest is formed, and they find other members are chosen, whilst they are on the high seas. But if the writs and members arrive together, here is at best a new trial of skill amongst the candidates, after one set of them have well aired themselves with their two voyages of 6,000 miles. '* However, in order to facilitate every thing to the author, we will suppose them all once more elected, and steering again to Old England, with a good heart, and a fair westerly wind in their stern. On their arrival they find all in a hurry and bustle ; in and out, condolence and congratulation ; the Crown is demised. Another parliament is to be called. Away back to America again on a fourth voyage, and to a third election. Does the author mean to make our kings as immortal in their personal as in their political character? or, whilst he bountifully adds to their life, will he take from them their prerogative of dissolving parliaments, in favour of the American union ? or, are the American representatives to be perpetual, and to feel neither demises of the Crown, nor dissolu- tions of parliaments ? " But these things may be granted to him without bringing him much nearer to his point. What does he think of re-election ? Is the American member the only one who is not to take a place, or the only one to be exempted from the ceremony of re-election ? How will this great politician preserve the right of electors, the fairness of returns, and the privilege of the House of Commons, as the sole judge of such contests? It would undoubtedly be a glorious sight to have eight or ten petitions, or double returns, from Boston and Barbadoes, from Philadelphia and Jamaica, the members returned, and the petitioners with all their train of attorneys, soli- citors, mayors, select men, provost marshals, and above five hundried or a thousand witnesses, come to the bar of the House of Commons. Possibly, we might be interrupted in the enjoyment of this pleasing spectacle, if a war should break out, and our constitutional fleet, loaded with members of parliament, returning officers, petitions, and witnesses, the electors and elected, should become a prize to the French or Spaniards, and be conveyed to Carthagena or to La Vera Cruz, and from thence perhaps to Mexico or Lima, there to remain until a cartel for members of parliament can be settled, or until the war is ended. "In truth, the author has little studied this business, or he might have known, that some of the most considerable provinces of Ame- rica, such, for instance, as Connecticut and Massachusetts Bay, have not in each of them two men who can afford, at a distance from their estates, to spend a thousand pounds a-year. How can these provinces be represented at Westminster? If their province pays NOTES. 381 them, they are American agents, with salaries, and not independent members of parliament. It is true, that formerly in England members had salaries from their constituents ; but they all had salaries, an