T 223 79 54 B 405608 A United States Circuit Court of Appeals FOR THE SECOND CIRCUIT. IN EQUITY.-No. THE SCHUYLER ELECTRIC COMPANY, Complainant and Appellant, Appeal from the United VS. ELECTRIC ENGINEERING AND SUPPLY COMPANY, Defendant and Appellee. States Circuit Court, Northern District of New York. BRIEF FOR APPELLANT. C. L. BUCKINGHAM, Solicitor and of Counsel for Appellant, 195 BROADWAY, New York City. C. G. BURGOYNE, Cor. Walker and Centre Sts., N. Y. rella &+1-25-38 United States Circuit Court of Appeals FOR THE SECOND CIRCUIT. IN EQUITY-No. THE SCHUYLER ELECTRIC COMPANY, Complainant and Appellant, VS. ELECTRIC ENGINEERING AND SUPPLY COMPANY, Defendant and Appellee. 49411 1 Appeal from the 2 Circuit Court of the United States for the Northern District of New York. BRIEF FOR APPELLANT. Statement of Case. The bill of complaint in this case was filed in the United States Circuit Court for the Northern District of New York against the Electric Engineering and Supply Company, defendant in the Court below and appellee, charging defendant with infringement of the first claim of Letters Patent of the United States No. 247,103, dated September 13, 1881, issued to the United States Electric Lighting Company, as assignee of Charles G. Perkins, for an improvement in circuit. breakers for electric lamps. The Engineering and Supply Company alleged as defenses : (1) That the patent in suit was invalid for want of novelty; and (2) that it was not infringed by de- fendant. The first of these defenses, however, was not sup- ported by proofs, nor was it seriously urged that the state of the art served to more than limit the claim of the Perkins patent. 3 2 5 6 In the Circuit Court the cause was heard by his Honor Judge COXE, who dismissed the bill of com- plaint upon the ground that the first claim of the Per- kins patent was not susceptible of an interpretation, in view of the state of the art, sufficiently broad to cover either of the two forms of switches against which infringement was charged. In pursuance of this de- cision, a decree was entered dismissing the bill, with costs to be taxed to the defendant; and it is from this decree that the present appeal is taken. A ratchet wheel is shown in the patent in suit (Rec., p. 78 A), in which alternately arranged insulating and conducting teeth are in rotating contact with a spring pawl or detent; and, as the wheel is rotated, an elec- tric circuit is first closed through the spring and a me- tallic tooth, and next automatically broken with a spring action as the pawl passes off from the tooth into an insulating notch. The principal feature of the invention is an inevitable automatic snap action for quickening the break as metallic contacts are separated 7 in slow-moving circuit breakers. The evidence shows that a snap movement was not contemplated in the telegraph patents cited; and, in fact, that with the currents employed no such device was needed; it also shows that in prior electric lighting switches presented by defendant the difficulty of burn- ing was understood, but that other devices were em- ployed for the extinction of the arc. The evidence also shows that while no snap action was contemplated in the telegraph devices, it was distinctly not wanted, 8 and that if it had been present it would have destroyed rather than improved the operativeness of the appa- ratus. The following are the principal reasons advanced in the opinion of the Court below for dismissing the bill, all of which complainant submits are error: 1. That the first claim of the Perkins patent is lim- ited by the state of the art as shown by the patents of Gilliland, Guest, Rogers, Floyd and others to a form of ratchet switch in which the alternately arranged con- 3 ducting and insulating teeth are made the rotating 9 element. 2. That, in view of the state of the art, the two forms of the defendant's switches, having the alternately arranged conducting and insulating teeth placed upon a stationary wheel, are not included within the terms of the Perkins claim. 3. That the No. 2 form of defendant's switch has no insulating teeth, and is not, therefore, an infringement. 10 The errors assigned in this Court are as follows: 1. The Circuit Court erred in holding that the de- fendant's switches represented by Complainant's Exhibit Defendant's Switch No. 1 did not infringe the com- plainant's patent in suit. II. The Circuit Court erred in holding that the de- fendant's switches represented by Complainant's Ex- hibit Defendant's Switch No. 2 did not infringe the complainant's patent in suit. III. The Circuit Court erred in holding that by the prior art the complainant's patent in suit was so far limited as not to include as infringing devices the said two switches or either of them shown by Complainant's Exhibit Defendant's Switch No. 1 and Complainant's Exhibit Defendant's Switch No. 2. IV. The Circuit Court erred in holding that the essential features or any of them of the invention described and claimed in claim 1 of the patent in suit was known or described in the prior art. V. The Circuit Court erred in not holding that the complainant was entitled to an injunction restraining the defendant, its servants, attorneys, workmen, em- ployees and representatives from further infringing the first claim of the patent in suit, and an award of profits derived by defendant and damages sustained by com- 11 12 4 13 plainant arising from the making, using or selling of switches shown by Complainant's Exhibit Defendant's Switches Nos. 1 and 2, or either of them, and to receive from defendant the costs in such suit, to be taxed. The Electric Arc at Switch Contacts, and the Necessity for its Suppression. One of the prime necessities in every system of elec- 14 tric distribution, where large currents are employed, is the switching apparatus for closing and opening conducting branches leading from the central station to lamps, motors or other translating devices. In fact, it is apparent from the attention which the subject has received at the hands of engineers and inventors that no other feature is more critical or fruitful of difficulty in the operation of electric systems than is the switch by which users may at will bring into action or arrest the operation of lamps or motors. 15 16 Superficially, there might seem to be little room for the exercise of invention in the construction of appa- ratus for opening and closing electrical circuits. No problem could be simpler if only small currents like those used in telegraphy were in question; but in the breaking of conductors carrying heavy charges the dif- ficulties become great and oftentimes insurmountable from the fact that a strong current will continue to flow across the open space until it has been greatly widened. The space by which it may be necessary to separate the ends of a conductor to disrupt the arc may be no more than one-fourth of an inch, or it may be several inches, depending upon the volume of current and the pressure by which it is impelled; but at any less dis- tance the current would make the jump, and, if the flow were permitted to continue an appreciable length of time, an arc would appear, not merely as a few sparks, but as a consuming stream of fire flowing from point to point across the break. The importance of this difficulty cannot be doubted when it is remembered 5 that nearly every patented invention in the several 17 large classes of circuit-breaking devices is addressed to the one purpose of suppressing or avoiding the electric are or flame. It is not pretended, however, that Per- kins was the first to deal with the suppression of an arc, although, as is well known, most of the inventions comprising this large art are of a date subsequent to the patent in suit. In many cases the cost of apparatus for suppressing the flame would not preclude its use; but clearly such a device, when applied to so simple an apparatus as an 18 incandescent lamp or a small group of such lamps, must possess the element of cheapness to the last de- gree. An air-blower, with bellows, fan and pipes, or any other equally expensive device, might, with reason- able economy, be used to suppress the flame at the com- mutator of a dynamo or motor; but, in the case of an incandescent lamp, such an apparatus would cost far more than the lamp itself, and its maintenance and op- eration would cost more than the production of the light-giving current. Perkins had before him the problem of making an electric switch whose simplicity should be commen- surate with the simplicity of the incandescent lamp; and to this end he carried into his circuit breaker that 19 cheapness of construction and durability which characterizes the cock of a gas-burner. He adopted the finger button of the gas-cock, and this he employed to turn a circuit-breaking wheel whose periphery was provided with insulating and conducting teeth, alternately arranged, in such 20 manner that a circuit would be broken and closed as the wheel was rotated. But such a device, without material modification, would not have answered the purpose; for, by the employment of a finger-button to give the wheel rotation, its movement would be so slow that it would either be burned up or injured by the arc or flame at every break of the circuit. Perhaps, if the contacts of a circuit breaker were separated quickly enough, no arc at all would be established; but how- ever this may be, it is obvious that its capacity to burn 6 21 would be lessened by reducing the time of its duration, and that if the break were quick enough, appreciable heating or burning would be avoided. This is what Perkins did, and his invention consists in the employ- ment of an automatic device for greatly quickening the breaking of contacts in small, slow-moving hand switches. The Patent in Suit. The accompanying cut, Fig. 1, which shows the spe- 22 cific form of switch illustrated in the Perkins patent, represents a ratchet having two metallic projections at opposite ends of an S-shaped metal piece D, and inter- mediate insulating teeth, which are formed by notched disks D¹ D¹ of non-conducting material, between which the metallic piece D is clamped. 23 24 M S- D' Fig. 1. + Dynamo 7 25 The metallic piece D is electrically connected with spindle E, and the ratchet thus formed is in rubbing contact with one end of a contact-arm F, which is pressed upwards by spring S in such manner that as the ratchet teeth are turned the free end of arm F will, in each instance, act as a detent and be forced into the succeeding notch of the wheel. As is shown by the cut, the metallic projections have overhanging points like saw teeth, and are so arranged, with reference to disks D¹ D¹, that as the end of the detent snaps from the crown of a metallic tooth it will be shielded therefrom 26 by the radial faces of the insulating notches. It is by this means that it is impossible for the user to re-es- tablish metallic contact by incautiously turning the ratchet backwards. The necessity for such a device is obvious: No one learns to turn a gas-cock in one direction rather than the other, and in the daily use of a device like this it would be turned backward as often as forward. Thus, if at each turn it were possible to re-establish contact, snap-separation of metallic contacts would be possible 27 only half the time. As will now be seen, the switch circuit is established through spring S, detent F, the metallic teeth of D, metallic spindle E to which D is fixed, and thence by a rubbing contact and wire to the filament of the lamp. That is to say, the separation of contacts is auto- matically accomplished by the snap-action of a spring which causes the free end of a detent to quickly fall through an air-space from the crown of a conducting tooth, over which it has rubbed, into an insulating 28 notch; and by this means not only are the contacts first rubbed clean and next rapidly separated, but, from the fact that the end of the detent falls into an insulat- ing notch, the wheel cannot be turned backward to re- establish electrical connection. The importance of the insulating notches is manifest, for, without them, if the wheel were incautiously turned back, the end of the detent would strike the root of a conducting tooth, when re-separation could only be effected by the normal movement of the hand. In other words, re-separation 8 29 could not be quickly effected, as a snap-action would be impossible, for, in turning the wheel backward, the spring would not be put under tension, as its end would merely abut against the radial surface of an insulating notch and would not be raised to the crown of the tooth from which it must spring, if at all. 30 The first claim of the patent, which is the only one in suit, is: "1. The combination, in an electric-light switch, "of a ratchet having metallic projections and insu- "lating-teeth in the intervals between the same and "a pawl or detent for engaging with the insulating- "teeth when released from contact with the me- "tallic projections, as and for the purpose speci- "fied." The one feature made prominent in this claim is the quickened separation of metallic contacts in a rotating ratchet switch. Of course, the claim designates a com- 31 bination of devices, but it specifies no more parts than are essential to automatically and invariably insure a quickened separation. The language of the claim omits all mention of a rotating ratchet wheel. It merely specifies "a ratchet having metallic projections "and insulating teeth in the intervals between the 'same," and by its terms, therefore, is no more limited to a rotating than to a stationary wheel. 66 It cannot be doubted that Perkins considered himself a pioneer in this field. He knew that notched circuit- 32 breaking wheels had been used to open and close tele- graph circuits for sending messages, and he doubtless conceived of the plan of using these simple devices to open and close circuits carrying heavy currents; but, as his patent shows, he equally knew that such a device would not answer his purpose unless the ratchet were so constructed that the end of the detent should always be given a pronounced snap-movement on leaving a metallic tooth. He also doubtless knew from the art that an arc could be disrupted by a quickened separa- tion; in fact, in his patent he says (lines 7-12) that : 9 66 My invention relates to improvements in that class 33 "of switches for incandescent electric lamps in which "the break is effected by the snap or instantaneous re- "action of a spring when released from contact with a conducting point or plate." 66 But it is important to note that this statement does not refer to a rotating ratchet switch having an alter- nately arranged series of conducting and insulating teeth. Obviously, it only refers to a switch such as that shown in Fig. 4; and, when read with those parts of the specification describing the insulating notches of 34 the wheels, it shows the invention which he was obliged to make to adapt the feature of snap-separation of other circuit-breakers to the ratchet-wheel. If, as shown in Fig. 4, a circuit were closed through g, lever a, stop d and wire h, the contact would be broken by a snap-action if lever b were attracted by magnet c, for hook ƒ would then release e, and lever a would be suddenly left to the influence of spring i. g Fig. 4. d Such circuit-breakers, it is admitted, were known prior to the Perkins invention; but, so far as is shown by the record or the art, there is no prior instance of a ratchet-wheel switch in which contacts were broken by a quickened movement of a detent or other device. Clearly, the following parts of the specification show that it was Perkins' intention to import into a circuit wheel the snap-action of a simple lever circuit-breaker. After reciting that his invention relates to that class of switches "in which the break is effected by the snap or instantaneous reaction of a spring when released 35 36 10 10 37 from contact with a conducting point or plate," he says (lines 12-22) of his invention that: 38 39 66 "It consists in mechanical details for effecting this, the principal features of which are a ratchet- "wheel having both conducting and insulating "teeth combined in operative relation with a 66 spring pawl or detent, which acts as a contact- "maker with the conducting portions of the "ratchet, and by engagement with the insulating- "teeth prevents the ratchet from being turned "backward when the pawl has been released from "contact with the said metallic portions." And again, in outlining the advantages of his inven- tion, he says (lines 67 to 77): "The principal advantages secured by the con- "struction above described are, first, that the cir- "cuit cannot be completed by turning the key "backward, so that when the circuit is broken it "must be accomplished by an instantaneous snap 66 66 or reaction of the spring-pawl as it leaves the conducting portion of the ratchet; secondly, "that the contact-spring cannot be injured by the attempts of incautious persons to turn the key "backward, as might be the case with the lamps. "now in use." 66 We submit that these statements leave no ground for 40 the supposition that Perkins regarded his invention only as an improvement upon prior ratchet-switches for breaking circuits by instantaneous snap-action. Defendant's Infringing Switches Compared with the Perkins Patent. Defendant's two switches, against which infringe- ment is charged, are fully described and illustrated in the testimony of Stockbridge (Rec., pp. 28-38). Their 11 construction and operation with reference to the Per- 41 kins claim will, however, be more readily understood. by first referring to accompanying Figs. 2 and 3, in which, for convenience of illustration, some of the de- tails are modified and others wholly removed. The exhibit drawings and the exhibit sketches show trailing springs at the end of the cross-bar 10 of these illus- trative diagrams; but this omission does not change the operation of the apparatus. It does, however, enable a much clearer disclosure of the essential features of the invention. 42 3 14 11 10 13 Lamp 5 S- H 3 Fig.2, 15 2 In Fig. 2, representing the outlines of defendant's switch No. 1, H is a porcelain ring or disk, from the top of which are raised four ratchet teeth, 12, 13, 14 and 15, two of which, 12 and 13, are covered with metallic strips. Above these teeth is a metal cross-bar 10, which is turned by a finger-button in a direction. opposite to the hands of a clock; and at each ascent, as the ends of the bar are forced up the inclined faces of the upwardly projecting ratchet-teeth, they are 43 44 12 45 raised against the tension of a spring S. By this means power is stored in spring S, and as the ends of the cross-bar, (or the springs at the end of said bar, as actually used in the switch), are turned beyond the teeth of the ratchet, they are quickly forced within succeeding notches. When the ends of cross-bar 10, or their springs, as shown in the complete drawing (Rec., p. 30 A), are in contact with the metallic teeth of the switch, a lamp circuit is closed, but upon a quarter turn of the bar the springs will have passed from the 46 points of the metallic teeth 12, 13, and, by a snap- 47 48 action, will have dropped upon the insulating notches 14, 15. If from this new position of cross-bar 10 it were turned backward, the ends of the spring would abut against the vertical surfaces of the porcelain teeth, and could not, therefore, reach the metal strips from which they had fallen. As to mere form, defendant's construction is unlike that of Perkins; but, with reference to the substantial features of the invention, one is a Chinese copy of the other. They are not even different in form, except that the ratchet teeth of one are stationary, while in the other they are movable. In both, self-cleaning ratchet contacts are equally present; in both, there is an invariable snap-action at the separation of metallic contacts; in both, snap-action results in a widened separation of contacts for the one purpose of avoiding burning effects at the moment of breaking a large cur- rent; and in both it is equally impossible to restore metallic contact by a backward turn of the button. Both are button switches, and, alike, they are subject to the slow movement of the user's hand. These are the essential elements of Perkins' claim, and they are equally found in defendant's switch No. 1. Perhaps better results might be obtained by modifying Perkins' form; but, whatever the change, whether to adapt the switch to other uses, or to render it cheaper of manufacture, or more efficient, the defendant cannot evade the Perkins patent so long as its apparatus con- tains these salient features. 13 -3 Lamp 15 Lamp 18 19 S 12 Fig. 3, -13 2 49 50 In defendant's switch No. 2, as shown in Fig. 3, a continuous strip of metal, 14, is represented as cover- ing teeth 12 and 13, while teeth 10 and 11 are covered with separate pieces of metal which are insulated from each other and equally from strip 14. Here, also, the feature of conducting and intermediate insulating teeth is preserved, for one tooth is wholly insulated from the other; and, as in switch No. 1, there is a snap-separation as the cross-bar 8 is turned from 14 to 10, from 10 to 11 and from 11 to 14. The same ex- pedient is also employed to prevent re-establishment of metallic contacts by a back turn of the detent bar. In this instance, however, there are two lamps, 15, 16, controlled by the one switch, which are alternately brought into circuit; but as a lamp is turned out, its current is broken by a snap movement, notwithstand- ing the fact that the detent arm falls upon a metallic strip, for in descending from the crown of a tooth the detent bar falls upon a strip which is electrically isolated from the preceding one by a vertical wall of insulating material. Of course, if tooth 11 were only an insulating surface, no circuit would be closed with the 51 52 14 53 contact-arm in the position shown in the cut. In other words, if tooth 11 were not provided with a conduct- ing strip, the switch at each quarter turn would merely serve to light and extinguish lamp 16; but by employ- ing metallic strip 11 and lamp 15, the switch is given a double function and will, at one-quarter turn, light 16 and extinguish 15, and, at the next, extinguish 16 and light 15. But the operation of each lamp remains the same as though the other were entirely removed; nor is it of the slightest importance to the operation of lamp 54 16 whether the metallic strip 11 be present, so long as the latter is insulated from strip 10 by the verticle wall of the notch; and, equally, the presence of the strip 10 in no way affects the operation of lamp 15. It is not essential that strips 12 and 13 be metallic- ally united at the switch base, although obviously, if the switch must be capable of alternately lighting and extinguishing the two lamps, strips 12 and 13 must, at all times, be connected with one pole of the dynamo. This, however, could equally be done by separating 55 strips 12 and 13 at the switch base if they were joined with conductor 2 by separate wires. The Decision of the Court Below. In the Circuit Court it was contended by complainant that the claim of the patent in suit should be construed to cover both a rotating wheel and a stationary detent, and a stationary wheel and a rotating detent. The 56 Court, however, held that, in view of the state of the art, the patent was not susceptible of a sufficiently broad interpretation to include defendant's switches, in which the ratchet and not the detent was the stationary element. It was also held that while Perkins' switch was arranged in the base of the lamp, defendant's might be placed on a wall or other support; and, further, that defendant's switch, owing to its diameter of three inches, could not be adapted to a lamp base. Of course, so large a switch could not be placed in the neck of an ordinary lamp, but a smaller one could, and 15 even this size of switch could be placed in the neck of 57 a larger lamp. Obviously the language of the claim is not limited to a rotating wheel more than to one which is stationary, nor does the specification itself contain such a limita- tion. It is true that the drawings of the patent show only a rotating wheel. The patentee, however, was not obliged to show a stationary wheel and rotating detent in order that his claim might cover both forms, for so long as one form was the equivalent of the other it was enough if the claim were sufficiently comprehensive to 58 cover them both. No proposition of law is better known than that a description of the one best method or means known to a patentee for carrying his invention into effect will entitle him to claim it in all its breadth and to cover all equivalents of the specific form (post, pp. 84– 89). Perkins certainly did not need to describe two, four or a dozen different species to lay a foundation for a broad claim. Having described the best form known to him, it was only necessary that he should formulate a sufficiently broad claim, and at the same time avoid such 59 statements of limitation as, under the doctrine of estoppel or dedication, would make the patent nar- rower than the invention. The important question before the Court, therefore, was whether the claim had been incautiously restricted by the use of unnecessary terms of limitation, or whether, under the terms used and the state of the art, it was necessary to give it such a narrow interpretation that it could not fairly include defendant's switches. The Court said (Rec., p. 333) : 66 "Snap-action circuit-breakers used in connec- "tion with alternating insulating and conducting "material were old. So were switches, having a wiping contact and a turn in one direction only. "This being so it certainly did not require a pro- found knowledge of electrical science to produce. "the patented structure. "In 1871 Gilliland obtained a patent for cer- "tain improvements in dial telegraphs in which 60 16 61 62 63 66 "he describes a disk having marginal notches "and intermediate smooth portions which serve, " in connection with a spring conductor, alternately "to make and break the circuit. When the spring 66 snaps off from a conducting tooth it rests in an "insulating notch, and the circuit is broken. "Backward movement is prevented by a pawl "bearing against a collar. The mechanical con- "struction is, of course, different, but the principle "is the same as in the Perkins patent. "The patents to Guest, Rogers and Floyd show "different means of accomplishing the same result, viz., the quick making and breaking of an elec- "tric circuit. "" (6 "It is perfectly clear, therefore, that the Perkins patent does not cover all snap-action circuit- "breakers and that it is confined both by the "prior art and its own language to the device de- "scribed. At least it is clear that it cannot be expanded to cover devices differing in size, shape, material, situation, mode of operation and ob- "ject to be attained; devices whose only points of "resemblance are features open alike to defendant " and complainant." 66 (6 We are unable to understand upon what part of the record Jude COXE arrived at the conclusion that "Snap- "action circuit-breakers used in connection with alter- nating insulating and conducting material were old.” Certainly nothing of the kind is in evidence. If the 64 Court had omitted from the sentence the word “ snap- action" the statement would accord with the facts; but as it stands it is essentially wrong. It is true that the various patents of Gilliland, Guest, Floyd and Rogers show circuit-breaking wheels with contact strips, improperly called springs; but in each case the springs are so mounted that their free ends cannot spring or snap as the teeth of the wheels are turned beneath them. A light rubbing contact was wanted, and to this end the strips or springs were made to bear upon the teeth of the wheel with just 17 66 enough pressure to secure a good electrical connection, 65 but a snap-action was distinctly not wanted. Perhaps there would be a slight spring-movement at the points of these springs; but this action, if present at all, was undesirable and unavoidable, and was reduced to the least amount, consistent with the purpose of making a circuit contact. All of these patents show that the springs were constructed to avoid snap- action as far as possible-and for the best of reasons, for, as our testimony shows, the presence of such snap-movement as would disrupt the arc of an electric-light current would equally cause false signals in telegraph apparatus. Not only would such a spring vibrate upon the crowns of the teeth, but its end would reach the bottoms of intervening shallow notches, causing a false signal at each contact thus made. But, as will presently be shown, with teeth as shown in the telegraph devices, even if there were a snap-action, it would not result in a materially widened separation, as the free end of the spring, in most of the constructions shown, would simply 67 scrape down the radial surface of a tooth. More than a suap-movement was necessary. To effect a widened separation, not only was a snap- action necessary, but the metaliic teeth had to have overhanging points. Neither feature, however, is present in these telegraphs, except by accident, if at all. Certainly, neither feature is present by de- sign. In fact, as appears from the necessities of the case, and from the apparatus itself, the design was that they should be absent. But whether the telegraph 68 patents contained the snap-action feature of a Perkins. switch or not, it is impossible to understand upon what theory they can be held to limit the Perkins claim to cover a rotating and not a stationary ratchet. All of the telegraph patents cited by the Court show rotating and not stationary circuit wheels. If they showed stationary wheels that contained the snap-action feature they might afford reason for confining Perkins' claim to a rotating wheel; but showing, as they do, only rotating wheels, they must either wholly anticipate the patent or leave 18 69 it broad enough to cover each of the two forms. As to such limitation and its exclusion of defendant's switches the Court said: 70 71 66 66 "The defendant's switches. are made under "Letters Patent No. 436,122, granted September "9, 1890, to Howard H. Crowell. They are snap "switches, it is true, and they cannot be turned backwards, but in other respects they are much nearer several structures found in the prior art than to the Perkins switch. They are mounted on a large stationary china base three inches in diameter, and are intended to be screwed on a "wall or other support. They cannot be used in "a lamp socket. 66 66 66 6. "Neither of the defendant's switches has a "ratchet wheel, and No. 2 has no insulating teeth or any equivalent therefor. Neither has a pawl or detent,' unless a very broad construction is "given to these words. Both belong to a differ- "ent type of switch from the patented switch. 66 "The Court cannot avoid the conclusion that "it would be doing injustice to the defendant and "others to give the Perkins patent a construction "so broad as to suppress improvements like those embodied in the Crowell switches." 66 (The italics are ours). We cannot assent to the proposition that "Neither "of the defendant's switches has a ratchet wheel" or 72 that" Neither has a pawl or detent, unless a very broad "construction is given to these words." It certainly does not require a broad interpretation to find a ratchet wheel and detent in defendant's two forms, for the art, as presented by defendant in this case, clearly makes use of the term "ratchet and pawl" as applied to a stationary wheel and movable pawl. The Gilliland patent for "dial telegraph" (Rec. p. 238) is relied upon both by defendant as the most im- portant of all the defenses offered (Lass, 68, Rec. p. 199), yet near the end of the first page of the specification 19 appears the following point blank reference to a stationary ratchet wheel: 66 66 I am aware that transmitting devices, consist- ing of revolving toothed disks bearing against "circuit-closing springs, have before been made. "with pawls and STATIONARY RATCHET- "WHEELS to prevent reverse motion. My pawl X, "bearing by friction on the collar Y, is superior to "the above in that it arrests the motion more in- stantaneously at any point." 66 (The italics are ours.) Obviously Fig. 5 represents this STATIONARY RATCHET WHEEL and lock, to which Gilliland referred in describ- ing his own improvement. Fig. 5. Τ 73 74 75 If ratchet teeth were placed on the inner surface of Gilliland's stationary collar Y, the wheel Q could only be arrested in positions corresponding with the inter- 76 vening notches, but by employing collar Y, having a smooth surface and rotating pawl or clutch, the wheel may be arrested in all positions of rotation and there locked against retrograde movement. In half the instances throughout the arts ratchet wheels are stationary, and the pawls movable. Some- times, however, it is desirable to rotate the wheel rather than the pawl, but in principle of operation, so far as we can ascertain, there is no substantial difference between the two. 20 77 The record as presented by defendant shows that rotating circuit wheels with stationary contact springs and stationary wheels with rotating springs have been alternately used. In fact, in telegraphy and electric lighting, one form seems to have had no preference over the other; and doubtless the merest whim of the constructors has led to the selection of one form rather than the other. 78 The Prior Art Relied Upon by the Court Below to Limit the Perkins Claim. Defendant does not profess that the Perkins patent is wholly defeated; the contention is that the first claim must be limited. But it is suggested by defendant that the limitation must extend far enough into construc- tional details, which, by the way, are obviously no part of the invention, to relieve its switches from the charge of infringement. It will presently be seen, however, that 79 the defenses presented do not combine any of the essential features of a ratchet switch having self-clean- ing contacts, a snap action to supplement the slow movement of the user's hand, or means for preventing a back turn of the wheel to avoid contacts which could only afterwards be broken by a slow hand movement. As already noted, several telegraph pat- ents have been cited in which metallic circuit wheels with peripheral notches are shown, but in these de- vices, as will now be shown from the evidence, a 80 snap movement at the point of the contact strip was not present, nor was it needed. On the contrary, it was positively necessary that there should be no such movement; moreover, if in these constructions there were a chance snap-action, it would not result in such a quickened separation of contacts as would cause the arc to be broken. It will also be shown that the one electric light patent (Sawyer, 237,608) to which de- fendant's expert referred in his deposition bears no relation to the patent in suit, and, at most, only pro- vides an expensive and cumbersome system of resistance 21 coils to accomplish no more, nor as much, as is done by 81 the quickened movement of separation. If defendant were using the telegraph wheels or the Sawyer device, or anything of like character, it might ask the Court to so limit Perkins as not to cover a switch like them; but defendant does not use Sawyer's re- sistance-coil method, or plain notched circut wheels, or any method other than the Perkins plan as claimed. The Sawyer Patent. Defendant's expert, Laass, in answer to question 4 (Rec., p. 178), testified that the Sawyer patent discloses an organization which precludes a broad construction of Perkins' claim: 66 "Still another prior patent to W. Sawyer, No. '237,608, dated February 8, 1881, shows the con- "struction and combination of parts which limit "the Perkins patent to the mechanical details de- "scribed and shown therein. This prior patent "shows a switch for electric lamps, in which a "series of segmental metal plates are secured stationary upon an insulating base, and disposed "concentric to the axis of an arm designated the "movable switch A, which arm or switch is 66 66 adapted to traverse the aforesaid segmental "metallic plates, and, in so doing, it makes and "breaks the circuit. It is evident from this patent "that the Perkins patent cannot be construed "to include a switch in which a series of me- "tallic faces, arranged stationary in an annular form, and a switch arm is pivoted in the centre "of the annulus and traverses the aforesaid "metallic faces to make and break the circuit "thereby." 66 Laass here says that an arm A "is adapted to traverse the aforesaid segmental metallic plates, and, "in so doing, it makes and breaks the circuit; " but he does not pretend that the rotating arm is ever separated 82 83 84 22 85 from the metallic plates with a snap-action, either to break a spark, to reduce the time of burning, or for any purpose whatever. No one for complainant has said that Perkins' first claim covers a circular series of segmental con- tacts, combined with a centrally pivoted contact arm. On the contrary, complainant has, at all times, said that the Perkins patent only includes a certain organi- zation of a switch for effecting a snap-action to quicken the separation of metallic contacts on breaking a cir- 86 cuit. 87 Sawyer evidently understood the difficulty that must arise from burning (his patent, Rec., p. 307, lines 58- 68, p. 1); but the admission of this fact in no way af fects the validity or scope of the Perkins patent. The bare fact that Sawyer was aware of the difficulty, and that he tried to cure it in the manner he did, affords strong evidence of the importance and value of Perkins' improvement. Sawyer's plan for extinguishing a lamp was to first form a by-path, the resistance of which should be gradually lowered till all of the current was carried through the shunt, and little or none through the lamp (Vansize, 16 Q., Rec. p. 149; Stockbridge, 88 Q., Rec. p. 106; Laass, 120 x-Q. Rec., p. 207). By the first movement of his switch he closed a shunt circuit around the lamp, including two resistance coils of one and two ohms respectively, and, by further movement, the resistance coils were dropped, one after the other, from the shunt until the lamp was wholly short-circuited. This plan was obviously imprac- ticable for incandescent lamps, not only because of the expense of resistance coils, but more par- ticularly because it required the formation of a a new circuit of low resistance wherever a lamp was extinguished, and a consequent large loss of power. In fact, the same power would be con- sumed in the system whether the lamps were extin- guished or left burning. Perkins, however, avoided this waste by at once breaking the circuit; nor did he in accomplishing this result either burn the switch or add to the expense of construction. 23 In the early days of electric lighting the gas jet was a 89 formidable competitor, and an electric switch combining the simplicity and durability of the gas-cock became a prime necessity (Vansize, 5 Q., fol. 547, Rec. p. 137). This Sawyer did not have, and it is with great reason that Vansize and Stockbridge have testified that incandescent electric lighting could hardly now exist as a com- mercial industry if the art were dependent upon the switch shown in Sawyer's patent No. 237,608 (Vansize 16-19 x-Qs, Rec. pp. 148-150; Stockbridge, 88 Q., Rec. pp. 106, 107). Stockbridge (88 Q., Rec. p. 107): "The Sawyer "switch could not be generally used in modern systems of electric lighting. The expense would "be prohibitive." 66 Vansize (16 Q., Rec. p. 149): "The Sawyer "device would be prohibitively expensive, cumber- "some and complicated." The business of incandescent electric lighting ob- viously would not stand a five-dollar switch at each lamp. It is significant that Sawyer's patent is one of the two out of fifteen, set up in the answer, which were re- garded as important enough by defendant to be pre- sented to its expert. Certainly in this fact we find proof that Sawyer's patent is substantially the only one that was entitled to consideration as a defense. The other was Guest's, which, as will presently be seen, is of no moment. But as a substantial defense, Sawyer amounts to nothing at all, for Laass admits that there is not even the snap-action at the separation of contacts, as the rotating arm is moved from one segment to the next : 66 Laass (Rec. p. 207). 117 x-Q. In the switch "shown in W. Sawyer's patent No. 237,608, do you find any snap-action involved when contacts 66 are broken in the switch? "A. There is a spring action in this instrument 90 91 92 24 93 "which serves to maintain the switch-arm in con- "tact with the metallic face of the switch. 61 "118 x-Q. But, as the switch-arm A moves from one segment to the next of the switch, there is no breaking of contact by snap-action, is there? "A. No, sir." These facts clearly appear on the face of the Sawyer patent, and they are illuminated by the testimony of Stockbridge (Qs. 88, 89, Rec. p. 106) and Vansize (Qs. 94 16, 17, Rec. p. 148). They also testify that there is no snap-action under any circumstances in the separation of contacts in the Sawyer switch. 95 96 Laass, in answer to cross-question 117, called at- tention to the fact that Sawyer had a spring, but this is of no importance, for he admitted that it was only used to hold a switch arm in firm contact with the circular range of plates, and not at all to cause snap- action; and, again, he admitted that, if the Sawyer switch were incautiously turned backward, metallic contact would be re-established if the circuit had already been broken. Laass (Rec., p. 207): "119 x-Q. And if the "switch arm were rotated from one segment "to the next, and were then incautiously turned "backward, there is nothing here to prevent re- "establishing metallic contact with the first seg- ment, is there ? 66 66 A. No, sir." If these admissions were not enough, there is an- other by Laass which cannot fail to dispose of the Sawyer patent as a reference to Perkins: "120 x-Q., Rec. p. 207. Now, please look critically "at this W. Sawyer patent, No. 237,608, and tell me "if it does not show an arrangement of graduated "rheostats for breaking the spark as the current is "turned on and off from lamps. In fact, does not "the snap action of Perkins, at the moment of "separating contact, take the place of the elaborate 25 "rheostatic arrangement of Sawyer as shown in "this patent? "A. The Sawyer patent does show a rheostat "to prevent sparking in breaking a circuit and "in the turning off of the lamps, which Perkins ac- complishes by the peculiar construction of his "switch." 97 If Sawyer's patent could be called a defense, it is doubtless the best that has been presented. It shows a device in which burning might occur. But defend- 98 ant's expert fails to claim that the device acts to cause either a quickened separation of contacts, or that it contains a single essential feature of the Perkins claim; on the contrary, under cross-examination, he, in words, admits that none of the features claimed for Perkins by complainant is found in the Sawyer device. There can be no force in Mr. Laass' contention that Perkins' claim must be limited because of Sawyer, for a circular range of contacts with a centrally pivoted arm is not in question. The introduction of Sawyer's 99 patent, however, has served a useful purpose-not to show a defense-but as evidence of the novelty and utility of the Perkins apparatus. The Gilliland and Rogers Patents are said by Defendant to be the Most Important Defenses. It would be difficult for one skilled in the art of dial, district or fire telegraphy to understand in what sense notched circuit wheels, used in such systems, are relevant to defeat or limit Perkins, yet the Court below attached great importance to the patents of Gilliland, 116,429, of 1871 (Rec., p. 238), and Rogers, 139,690, of 1873 (Rec., p. 249); and to them doubtless it was due that the bill was dismissed. Moreover, these patents, with that of Bradley, 204,708, of 1878 (Rec., p. 299), have been selected by defendants' expert as the most important of the defenses set up against the Perkins claim : 100 26 101 Laass (Rec., p. 199): "68 x-Q. Do you, or do "you not regard the Gilliland patent 116,429, the Rogers patent 139,690, and the Bradley 66 patent 204,708 as the most important defenses "which have been presented by defendant in this "suit? "A. I believe they are." Defendant cited none of these patents in the answer, but they were offered in evidence with models purport- 102 ing to represent telegraphic trausmitting devices de- scribed in them; the patents, however, show nothing of an anticipating nature; nor for that matter do the models, although they are inaccurate and misleading copies (Stockbridge, 73 Q., Rec. p. 91; Vansize, 6 Q., Rec. pp. 143-144; Laass, 8-45 x-Qs., Rec. pp. 188-195). The points of similarity are that these patents show notched wheels and contact strips or springs; also, in the Gilliland device, which is copied by Rogers, a lock is used to prevent backward rotation of the wheel. The 103 defendant now contends that Gilliland's teeth are Perkins' metallic projections; that Gilliland's friction lock to prevent back rotation, and air spaces between teeth, are the equivalent of Perkins' insulating notches for preventing a reverse movement of his button switch; that Gilliland's gliding contact strip or spring is the pawl or detent of Perkins. But it should be enough for our purposes to show that these patents were ob- tained upon devices which were adapted to carry only small currents having no appreciable burning capacity, 104 and that there was present no snap movement either to avoid burning or for any other purpose. Upon these points there is no question. Lauss (Rec., p. 198): "61 x-Q. Now, with "reference to the Gilliland patent 116,429, the Rogers patent 139,690, and the Bradley patent 66 66 204,708, they are simply for telegraph devices, are they not? "A. They are. "62 x-Q. Do you know about what strength of 27 "current is ordinarily used in such telegraph 105 66 systems as are shown in these patents? "A. I do not remember. "63 x-Q. But they are very light, small or at- "tenuated currents, are they not? "A. They are. "64 x-Q. They are so small in fact that they "have not capacity to burn or even to make a dan- 66 66 gerous spark, are they not? "A. That is so. "65 x-Q. In electric lighting apparatus, how- 106 ever, the switch by which current is turned on "and off invariably and always has a capacity to "burn, has it not? "A. It certainly has. "66 x-Q. And it was these burning currents "that Perkins was attempting to handle with "the switch covered in the first claim of his pat- 66 ent, was it not? "A. It was. "C '67 x-Q. And he was trying to make a device 107 "that would avoid burning while he was hand- "6 ling these heavy currents, was he not? "A. Yes, sir." Clearly Perkins was attempting to break heavy elec- tric currents without unduly burning the contacts at separation (Laass, 66, 67 x-Qs.); and to this end, as Laass says, he employed in a hand switch such an organization that metallic contacts were never broken by the slow movement of the operator's hand (Laass, 107 108 x-Q.; Rec., p. 205). To this end be employed not merely a snap-action, but enough of it to meet the re- quirements of the case. A small accidental snap move- ment bearing no predetermined relation to the volume of current in the circuit would have amounted to nothing for his purposes, for the snap-action of an efficient switch must continue for a distance proportioned to the volume and strength of current. Laass says that if two contacts in a circuit carrying one hundred volts (less than the ordinary pressure used in an incan- 28 109 descent electric lamp) were separated by only a hun- dredth of an inch, an arc would be drawn and main- tained (Laass, 90, 91 x-Qs., Rec., p. 202); but if the points were pulled far enough apart the flame would be broken (92 x-Q.). In other words, Laass says that there must be a snap-action and that the snap- action must take place through a distance exceed- ing the capacity of the current to maintain an arc, because a shorter snap movement would not suffice to break the flame (Laass, 97-99, 116 Qs., Rec., 203, 206). Everybody agrees that there must not only be 110 a snap-action to separate contacts in a slow- moving hand switch, but that the snap-movement must continue over a predetermined distance. The importance of a substantial snap-movement is made apparent by the small switches presented as ex- hibits in this case. Mr. Laass says they show means for effecting a quickened separation through a space of an eighth of an inch (111-113 x-Qs.; Rec., p. 206); he also says that, in switches for larger currents a wider 111 break would be necessary, and that it might be desira- ble to increase the distance of snap-action to half an inch or even more (114, 115 x-Qs.; Rec., p. 206). It is true that Gilliland, Rogers and others were en- gaged in breaking electric circuits to send telegraph messages, but the breaking of such circuits raised no question as to how one would break a large current to avoid a flame (Laass, 101, 102, 121 x-Qs.; Rec., pp. 204, 207). But, even if small accidental snap breaks would sometimes occur in the use of telegraph wheels, 112 their patents afforded no real information; for, if they showed any design, it was that the snap action, which is the foundation of the Perkins invention, must, in such apparatus, be avoided (Vansize, 6 Q., 46 x-Q.; Rec., pp. 143, 160; Stockbridge, 73 Q., Rec., p. 94). Stockbridge (73 Q., Rec., p. 94:) "With the rise of the electric light industries. (6 46 a new problem presented itself, and it was this new problem which the Perkins invention was 29 66 "intended to solve. That Gilliland had no notion 113 of preventing the burning of his contacts is to be presumed, not only from the fact that he says 66 66 nothing about it in his specification, but that "there was no special call for any provision of this "sort." 66 Now, his object (which he had for that matter, "in common with all inventors and manufacturers "of telegraph transmitters) of preventing the mu- "tilation of the message to be transmitted would "have been inevitably interfered with if he had 114 "allowed the spring conductor, T, to drop to the "bottom of the notches. It is manifest, therefore, "that he could not have had such a design, as it "would have destroyed the utility of his appa- "ratus." 66 (Rec., p. 93, fol. 370:) "It is a fact, and this "fact is admitted by Mr. Laass, that if Gilliland permitted the free end of the spring T to touch "the bottom of the notches, the message designed "to be sent by the transmitter would be mutilated 115 " and unintelligible. The entire usefulness of the "instrument would be destroyed." (Rec., p. 93, fol. 371:) "And, second, that the "notches in the disk Q are very shallow, and "that a heavy spring would necessarily do just "what Gilliland was obliged to avoid, namely, re- "establish contact after the point of a projection had been left and mutilate the entire message.' (Rec., p. 93, fol. 391:) "But, granting that it "were strong enough to strike the bottom of the 116 notch, the circuit would be re-established by .6 66 "its contact with the metal, which is precisely "what Gilliland wanted to avoid, and which would 66 also be fatal to the proper action of a switch "for electric lights." (Rec., p. 93, fol. 399, again referring to Gillil- and :)" In the second place, from the construction "and necessities of his apparatus, he did not have "and did not want any snap-action on the separa- "tion of the metallic contacts." 30 117 118 119 An inspection of the patents and this testimony should be sufficient; but if it were not we yet have the admission of Laass. 66 Laass: "16 x-Q. Did you ever see any of these "circuit-breaking wheels in practice where there were metallic teeth and deep notches cut between "them where the end of the circuit spring was "permitted to drop to the bottom ? "A. I did not. "17 x-Q. If the end of the spring were per- "mitted to reach the bottom of the tooth the cir- "cuit in fact would not be broken, would it, and "signals would not be transmitted? "A. It would not if the intervening surface was "of metal." "19 x-Q. So it is entirely fair to say that in "the Gilliland patent the free end of the spring T "did not and must not reach the bottom between "the teeth? "A. That is so.” Stockbridge (74 Q.; Rec., p. 103) again says there is no indication in any of these patents of a device or arrangement by which a snap action is effected to quicken the separation of metallic contacts. The same view is expressed in Vansize's fifth answer, and again in answer to question 8 (Rec., p. 147) Vansize says: 66 No; there is no snap-action in the transmitters de- 120"scribed and illustrated in either of the three patents. referred to." But it is said by defendant that while Gilliland, Rogers and Bradley were met with no such difficulty in transmitting telegraph pulses, they did, nevertheless, patent the Perkins apparatus, and that Perkins, there- fore, merely applied their devices to a new use; and that in so doing he made no new invention, except to modify details of construction. In view of the testi- mony already cited, it is no longer a debatable ques- tion whether in telegraph apparatus the contact-spring 31 should bound upon a tooth or vibrate when its free 121 end is in midair over a notch: If the end of the spring were to vibrate upon the crown of a tooth, a false signal would be made with each coming together and each departure of the contacts; and, if the spring were suffi- ciently elastic, its point on descending from a tooth would strike the bottom of the adjoining notch and thereby also send two false signals-one when the contact was made and another when it was broken. Each vibration, either upon the crown of a tooth or at the bottom of a notch, means two false signals to 122 mutilate the message sent. It is therefore apparent that the spring point of such a transmitter should, as Vansize says (Q. 5, Rec., fols. 568, 569), ride or glide over the teeth of the wheel. Gilliland and Rogers, in their patents, show shallow notches, and this construction, coupled with the necessity for avoiding vibrations that would cause false signals, conclusively shows that their contact springs must never act under a snap- action. In fact, any degree of such movement would manifestly tend to a mutilation of signals and a falsifi- 123 cation of the message. It is also important to note that if, in the arrange- ments of the Gilliland and Rogers patents, there were, by mischance, a snap movement at the point of a con- tact-spring, it would not result in a materially quick- ened separation. As shown in the Gilliland and Rogers patents, the teeth of the circuit wheel have radial sides, while the spring is so arranged that the movement of its point from the crown of a tooth towards the bottom of a notch will be nearly parallel 124 with the radial face, thus rendering a widened sepa- ration impossible, even if there were a snap-action. In fact, the point of a spring would scrape or slide down the radial face and still be as close to the tooth as be- fore, except for the slow, uniform movement imparted to the wheel by the hand of the operator. It is quite possible that the point of the spring might be arranged to clear the radial face in dropping from the crown, but with the construction shown in the patent there would be little or no separation from the snap move- 32 125 ment. The drawings and specifications of the Gilliland and Rogers patents make clear these assertions, as do the models which were offered by defendant to repre- sent the Gilliland arrangement. Fig. 6 shows a Gilliland wheel with the point of the Fig. 6. 126 127 spring in the position it would occupy after leaving the crown of a tooth, assuming that there were a snap action, while Fig. 7 shows the modification that Fig. 7. 128 would be necessary to make effective a snap action. Clearly, these cuts show that there is no quickened separation where radially faced teeth are used (Stock- bridge, Rec., 97). The Models Offered by Defendant to Illustrate Circuit- Breaking Wheels of the Gilliland and Rogers Patents. These models are conspicuously unfair representa- tions of the devices shown in the patents. The two 33 Gilliland models, however, do serve to show: (1) That 129 the spring point in its descent, as in Fig. 7, scrapes the radial faces of the metallic teeth, and (2) that a spring with could not be em- a snap action ployed with the Gilliland wheel, shown in the patent, without materially modifying its construc- tion by covering the bottoms of the notches with in- sulating material. The merest inspection of the first Gilliland model shows that the point of the spring would actually scrape down the radial face of each tooth as the wheel was slowly turned. Defendants were at 130 first satisfied to depart no further from the Gilliland patent than to supply a snap action at the end of the spring where, obviously, no such movement had been contemplated, for evidently they did not then realize that the model would still fail as a likeness of the Perkins switch from the fact that the point of the spring would scrape the radial surfaces of the teeth. The teeth to make a quickened separation should be overhanging, and their points should reach out over the notch. After the cross-examination of its expert Laass, 131 however, it became apparent to defendant that the main feature of the Perkins device was yet absent, and that another model must be made. As a result of this discovery, Defendants' Exhibit Second Gilliland Model was produced during complainant's rebuttal. No objection, however, is made by complainant to the introduction of the new model, for it is believed that it is useful to show the difficulties that defendant encountered in its effort to make a Perkins switch out of a Gilliland telegraph 132 wheel. The second Gilliland switch was, in fact, defendant's third effort in this direction, (Vansize, 68 x-Q., Rec., pp. 166, 167; 71 Re-d. Q., Rec., p. 168). Defendants, in making the Rogers model, should have reproduced the Gilliland wheel, inas- much as it is stated in the Rogers patent that his circuit-breaking wheel is that of the Gilliland patent 116,429. Laass says the Rogers model should have been a copy of Gilliland's (Laass 30 x-Q.; Rec., pp. 192, 193). But the Rogers model omits even those 34 133 faint resemblances of Gilliland's patent that are found in the latter's model. Both patents have projecting metallic teeth with intervening spaces, but the first Gilliland model shows a wheel with metal teeth, while the Rogers model shows pro- jecting teeth of insulating material (Laass, 32, 33 x-Qs. Rec., p. 193). In the Gilliland model, having metallic teeth, there might be a snap action at the point of the spring; but in the Rogers model, where the projecting teeth are of insulating material, 134 there could never be a separation, except by a slow movement, for, in turning the wheel, the in- sulating teeth would wedge the point of the spring away from the metallic bottoms of the notches (Stock- bridge, 74 Q., Rec., p. 103; 83-87 Qs., Rec., p. 105; Vansize, 7 Q., Rec., pp. 146, 147). Rogers' model is, of course, absurd, as is admitted by Laass (35, 36 x-Qs., Rec., p. 193). He says, however (37 x-Q., Rec. p. 193), that Rogers' substitution of insulating projections for metallic teeth is 135 66 simply a substitution of one well-known material "for another, and they produce substantially the "same effect when in operation." But this is a preposterous statement. The defend- ant was trying to show a snap separation of contacts to anticipate Perkins. The Gilliland model with metallic teeth might have been changed to include this action; but in the Rogers no such movement could be 136 possible. It certainly is preposterous to produce devices, to defeat Perkins, in which metallic contacts could by no possibility ever be separated by a snap movement. The first Gilliland model was provided with metallic teeth having radial faces with shallow intervening notches, the bottoms of which were covered with insulating material. The insulation was made necessary in order that the point of the spring, when given a snap action, in imitation of the Perkins device, should not strike the bottom of the notch, thereby causing a false contact. 35 Defendant's second Gilliland Model, No. 2, omits the 137 insulating strips; but the notches in No. 2 have been deepened, and the vibrating range of the contact spring has been so far reduced as to prevent contact at the bottoms. The metallic teeth of the wheel are also here cut with overhanging points, as in Fig. 7 (ante, p. 32), while the heel of the spring is so mounted that, when the point passes from the crown of a tooth, the snap action must result in a quickened separation of contacts. Thus changed, however, the No. 2 model is more of a departure from the Gilliland 138 patent than is the first. In fact, this model is in substance substantially the modification of the Gilliland patent that Mr. Stockbridge had already said would be necessary to give it the substantial characteristics of the Perkins switch (72 x-Q., Com- plainant's Exhibit, Stockbridge Gilliland Sketch, Figs. 1 and 2; Rec., p. 97 A). An exposition of this subject requires very little testimony. It may be noted, however, that Vansize has stated (68 x-Q., Rec., pp. 166, 167) that the faces of the circuit-wheel of the 139 Gilliland Model No. 2 are no longer radial so that the point of the spring might scrape down the faces of the teeth. As he says, it is obvious that by cutting the teeth away below their crowns a greater separation by snap movement is made possible. When Laass was cross-examined, (Laass 20 x-Q., Rec. p. 191), the point of the contact spring T of the Exhibit Gilliland Model No. 1 rested heavily upon the insulating strip at the bottoms of the notches; but, subsequently, this was changed. Dur- 140 ing the rebuttal, Stockbridge (140 x-Q., Rec., p. 131) was asked by defendant's counsel "whether the "brush or spring conductor bears at its tip on the in- sulating portions." A like question was also asked Vansize (80 Re-x-Q., Rec., p. 171). unimportant whether the point of touches the insulating strip or not. did, and these questions, therefore, only show that, since the model was put before Laass, defendants had found that it must be modified. 66 Of course, it is the spring now Laass said it once 36 141 In the first Gilliland model the insulating strips were an indispensable feature, because the notches in the patent were very shallow, and if the spring had been given a range of movement necessary to show the snap action of an electric light switch the wheel would have been spoiled as a telegraph transmitter. In other words, with shallow notches Gilliland had to have either no material snap-movement or the bottoms of the notches had to be covered with insulation. It is agreed by all of the witnesses that in the Gilliland 142 wheel the end of the spring must never reach the bottom of a notch. It is also agreed by Laass that in supplying the insulating strips at the bottom of the notches defendants did depart from the description of the Gilliland patent (Laass, 17, 19, 20, 25 x-Qs., Rec., pp. 190-192). Stockbridge's testimony is the same (Rec., p. 92, fol. 368). The misleading character of the first Gilliland model is at once apparent from these considerations. The patent does not contemplate that the spring T shall 143 drop to the bottoms of notches, but the model does; and all because it was desired by defendant to make the model show a sufficient snap-action to resemble the Perkins switch. Gilliland's patent shows no insulation at the bottoms of his shallow notches, because, as he wanted no snap-action, the presence of such insulation would have been an incumbrance. A model could easily enough have been made without the insulat- ing strips, and with a spring that would remain in air above the shallow notches of the patent; but this 144 construction would have revealed the fact that the spring of Gilliland's patent had no snap-action, and thereby have shown that the device had no bearing to limit or defeat Perkins. Gilliland's Lock. Gilliland professes to employ a lock to prevent the back turn of the notched circuit wheel Q after it has been turned to a position to transmit any desired char- acter on the dial; but, as is shown in the patent draw- 37 ings (Rec., p. 238), the device is inoperative, for, 145 while pawl X would lock the wheel against forward clockwise rotation, it would be impotent to arrest a back movement. This is apparent from the fact that pawl X must move with Q, if at all, but in so doing the outer point of X would clutch the inner smooth periphery of stationary collar Y and arrest further rotation. It is not said in so many words that friction ring Y is stationary, but that this is so is ap- parent from a statement at the end of the first page of the patent, where Gilliland compares his lock with prior 146 well-known devices having "pawls and STATIONARY RATCHET WHEELS to prevent reverse motion." The lock shown in the Rogers patent is a copy of Gilliland's, and, of course, contains the same defect. Little importance, however, should be attached to this obvious feature of inoperativeness; for, whatever the ca- pacity or incapacity of the lock as a means for preventing the back turn of a notched circuit wheel, it is in no sense used to prevent the burning of contacts in an electric switch: It is merely designed to prevent the mutila- 147 tion of telegraph signals, which would often occur if the wheel could be turned back after having been rotated to its proper place. For example, if the wheel were first moved to position to transmit letter J, and were then turned back so that the last tooth were again brought into contact with spring X, the letter K instead of J would be sent. Likewise, the lock will prevent a back turn when the wheel is arrested at points where the spring rests upon the crowns of the teeth, and, as before, it is useful to prevent false 148 signals, for in this apparatus false signals are caused equally by breaking and closing contact after the wheel has been properly set, from the fact that the indicator at the receiving station is moved a step each time the circuit is closed, and a step each time it is broken. We have not far to go for proof that the Gilliland lock was only intended as a means for preventing false telegraph signals. This is shown by Laass as well as Vansize and Stockbridge. 38 149 150 151 Laass (Rec., pp. 196, 197): "52 x-Q. But there "is not a word or suggestion that Gilliland would "avoid turning backward to prevent sparking or "burning? "A. The specification does not contain any 66 statement to that effect. 66 "53 x-Q. Nor any inference? "A. No, sir. "54 x-Q. What, then, would be the advantage obtained by Gilliland in having a device to pre- "vent turning the wheel backward, as shown in "his patent 116,429? "A. It is to prevent making false signals. "55 x-Q. That is to say, if the circuit-breaking "wheel had been turned to a point where the end 66 66 of spring T was between the teeth and the "wheel were turned backward into contact with the spring, there would be a mutilation of the mes- sage or signal which had just been transmitted; " is not such the case? 66 "C "A. Such is the case. "56 x-Q. And Mr. Gilliland had no notion of preventing his wheel from moving backward for any other reason, so far as his patent shows, had he? "A. I presume that this is the only reason he "arranged his transmitter as shown." The Perkins detent, his overhanging metallic teeth and the radial faces of the insulating notches serve, in 152 combination, to automatically cause any desired extent of snap-action break. In other words, his detent and in- sulating notch insure a sufficient movement, even if they do not act to positively throw the switch into a position where the arc will inevitably be broken. But Gilliland's spring and lock have no such capacity. Wherever Gilliland's wheel is first arrested by the hand of the operator there it must stay until again moved by the same slow agency. There is no organization of a spring, insulating notches or other means that will insure a pre- determined movement or force the wheel on to a point 39 where the arc must be broken. In other words, as 153 Vansize says (5 Q., Rec., p. 141), Gilliland locks his wheel in one position as well as another; and if it were used to control heavy currents and were stopped with the point of the spring T near a tooth, the arc would remain unbroken. The Floyd Patent, No. 186,819, January 30, 1877 (Rec., p. 283): This is one of the patents which Judge COXE referred to in limiting the Perkins claim. The device is a fire- 154 alarm telegraph, and naturally contains none of the characteristics of the Perkins invention. Especial at- tention, however, is called to this patent from the fact that it conclusively shows that it was not the intention. of the inventor to have other than a gliding contact between the teeth of the circuit wheel and a contact strip. In this arrangement, as the drawings show, the point of the spring never rests upon a tooth of the circuit wheel. In fact, the spring is bellied or rounded at its point in such manner as to rest on 155 two teeth of the wheel at once. This construction is entirely consistent with the purpose of the apparatus, and clearly shows gliding contacts and not a snap action. up In the Court below defendant's counsel has devoted nearly three pages of brief to the Floyd patent (De- fendant's Brief, pp. 11-13), yet it only shows a contact strip with a rounded-up end, at which a suap break could by no possibility occur. Guest's Patent 193,650 as a Defense. The patent of J. H. Guest, No. 193,650, July 31, 1877 (Rec., p. 287), with a model illustrating the trans- mitter shown in Fig. 14 of the drawings, was cited by the Court below as a further reason for limiting Per- kins' claim. This is one of the two patents of the fif- teen set up in the answer, to which Mr. Laass referred in his deposition; but, if it were possible to find an 156 40 157 electric device less like the Perkins switch than are those of Gilliland, Rogers and Sawyer, the Guest wheel would be the one. The Guest model is an unfair rep- resentation of the patent, as the contact spring is too stiff and has too much movement at its point for a telegraph transmitter. Guest only had a fire-telegraph, and only used a very light current (Laass, 77 x-Q., Rec., p. 200), nor did he contemplate the difficulty of burning (Laass, 121 x-Q., Rec., p. 207), nor does he show means to prevent making metallic contact, either in the patent 158 or otherwise, if the device were incautiously turned backward (Laass, 87 x-Q., Rec., p. 201; 145, 146 Re- x-Qs., Rec., p. 213). As a matter of fact, Guest's wheel would never be turned backward because it is driven by clockwork. Moreover, the wheel moves only at a slow, uniform rate. Guest shows metallic teeth and adjoining insulating sections; but an inspection of the model discloses the fact that the point of the spring, in only one instance out of four, where a tooth is followed by an insulating section, could snap from a 159 metallic tooth upon an insulating piece. As to the other three metallic teeth, the periphery is smooth, the notches next to the teeth being filled with insulation, so that the point of the spring would glide from metal to insulation over an unbroken surface. Stockbridge (92 Q., Rec., p. 110): "There are four "insulating pieces on the periphery of the wheel, but "three of them are so arranged that the brushes pass directly from a conducting portion to the insulating portion without any snap whatever, the parts being 160 flush with each other." 66 Stockbridge also shows (90 Q., Rec., p. 109) that, in the one instance where the spring point descends from a metallic point into a notch, there is no widened sep- aration by snap action; and, further (93 Q.), that the Guest model could not possibly be used as an electric- light switch. These views are set forth by Vansize. Vansize (13 Q., Rec., p. 148): "There is no snap action like that forming a 41 "characteristic feature of the Perkins invention, 161 "and, in my opinion, the Guest device does not "bear any substantial relation to the "invention." Perkins He also says that in the one instance out of four where snap-action might occur, it would not result in a widened separation of contacts, because even then the spring point would remain near the metallic tooth (15 Q., Rec., p. 148). 162 Guest's device, so far as it bears upon Perkins' in- vention, is typical of all telegraph devices employing circuit-wheels; but this casual review shows that it has not a single characteristic feature in common with the Perkins switch. Burning currents are not in question; there is no possibility of a snap-break oftener than once in four times, and then such movement could not effect a quickened separation. Nor is there any means to determine, force or insure a sufficient break. In fact, as Stockbridge and Vansize testify, the device is at all 163 times incapable of snap-action. Guest, like Gilliland, wanted a gliding movement as the teeth of his wheel passed beneath a contact point, and not a vibrating action that would cause false signals in his telegraph messages. In comparison with Perkins, Guest is only in point to mark a strong antithesis. Circuit wheels in which the Notches are Filled with 164 Insulating Material to Form Smooth Peripheries, and Other Arrangements for Avoiding Snap Action in Telegraphs. With the exception of the patents of Gilliland, Rogers, Floyd and Guest, most of the others cited by defendant show circuit-wheels as represented in figures 8 and 9 with the intervening notches filled with insulating 42 165 Fig. 8. 166 Fig. 9. 167 material. Of course, there could be but one object in thus filling the notches-namely, to prevent vibration or snap action at the point of the contact spring. The roof of a house may be taken as evidence that rain is not wanted in the rooms below, and, equally, the filling of notches in a telegraph wheel with insula- tion shows that the contact spring should glide and not jump in passing over its periphery, and that the Per- kins snap action is neither needed nor wanted. It In fact, it shows that the prime necessity in tele- graphs is to avoid such spring or snap movement. was with full knowledge of these facts that Messrs. Vansize and Stockbridge said that, where circuit wheels were used for transmitting telegraph messages, the spring contact must "glide," and not jump, in passing over the teeth; that it must not vibrate on leaving a metallic tooth, and that its point must never reach the 168 bottom of a notch. The reason for not filling the notches in Gilliland's and Rogers' wheels is that a wheel with unfilled notches is lighter, cheaper to make and less liable to get out of order. A gutta-percha filling for the notches might also become covered with metal by the dragging of the brushes. Doubtless Rogers and Gilliland would have preferred wheels with notches filled flush to the peri- phery with insulating substance, and, most likely, in practice, they so constructed them. The notched wheels, however, were good enough to 43 illustrate a rotating circuit-breaker in their patents; nor 169 was the device wholly inoperative for it was then known that a contact spring could be made to rub or glide over teeth and open notches without serious vibration ; though no one had thought of aggravating or increas- ing this action to prevent burning or for any other pur- pose prior to Perkins. Some of the patents cited in which the circuit-wheel notches are filled with gutta percha or other insulation are: 69,503, J. H. Stevens, October 1, 1867. 111,394, W. D. Smith, January 31, 1871. 168,058, H. W. Spang, September 21, 1875. 169,514, R. K. Boyle, November 2, 1875. 204,708, J. J. Bradley, June 11, 1878. 251,234, J. O. Jeffries, December 20, 1881. 170 It should be noted that defendant referred to the patents of Gilliland, Rogers and Bradley as its most important defenses (Laass, 68 x-Q., Rec., p. 199). Bradley, however, filled his notches with insula- tion, and could by no possibility have had a snap 171 action of the contact spring, as his trailer neces- sarily glided over a perfectly smooth surface formed of alternately arranged insulating and conducting strips, thus making it obvious that the Bradley patent could have no bearing either to limit or defeat Perkins. The omission of insulating filling from the Gilliland. and Rogers patents should give them no additional weight as anticipations. At most, their notches were left open merely for convenience of illustration, or to avoid the expense and difficulties incident to the use of 172 insulation. Of course, in avoiding the expense of filling their notches, their wheels may have become subject to minor snap movement; but, while they may have been willing to burden their apparatus with a small defect, it cannot be assumed that they wanted to aggravate the difficulty so far as to make their tele- graphs inoperative as they would have done if the contacts had been allowed a snap movement like that of the Perkins switch. These patents are also important to show that the 44 173 organization of a rotating contact spring and a station- ary circuit wheel in telegraphs was as common as that of a stationary spring and a rotating wheel. If, in this art the two forms were equally common, it is difficult to see why rotating and stationary wheels in lighting should not be accepted as equivalent arrangements. Much other evidence is found in the telegraph pat- ents showing how unanimously all were attempting to realize a gliding contact between circuit wheels and the contact springs. As we have noticed, Floyd (Rec., 174 281) bent the spring so that only a convex or rounded surface near its end should rest upon the periphery of a notched wheel, while Sawyer (Rec., 259, 268), Floyd (Rec., 281) and Guest (Rec., 288) all show a spring, b, Fig. 9º 175 a as in Fig. 9a, mounted on a broad support, c, with such short a projecting end that only the merest vibra- tion would be possible as the teeth of wheel a passed beneath its point. Gilliland's spring, being only diagrammatic, looks as though its point might have a snap action; but the form of his teeth, the shallowness of the notches and 176 the purpose of the apparatus show that he, like others, required that construction of spring which is illus- trated in Fig. 9a and in the various patents that it represents. In fact, throughout the whole art of tele- graphy, where springs and notched wheels are shown, otherwise than diagrammatically, they are mounted as in the drawings of these Sawyer, Guest and Floyd patents, and as shown in accompanying Fig. 9a. Little's patent No. 115,966, although not specifically for a telegraph, is even more instructive than are those having wheels with the notches filled with insulating 45 material to make a smooth surface or periphery, for he 177 shows how to use notched wheels without producing a snap movement at the point of a contact spring. Here is a wheel with deep notches and friction springs, but Little specifically says, as appears from the following part of his specification, that the springs are to rest upon the teeth of the wheel with "but very little force:" 66 "The periphery of the wheel c may be covered with platina; and I remark that the springs 77 178 "and bars n n¹ can be bent from time to time so 66 66 as to cause the ends of the springs l l¹ to bear with but very littte force on the wheel c." In other words, he shows a contact which is so light that a snap action would be impossible. Of course, there was nothing new in this idea. Every- body before him for thirty years had made telegraph wheels with just such gliding contacts; and manifestly Gilliland and Rogers intended to do the same. But 179 they were not as loquacious as Little, and upon their omission to say what Little had said their patents are brought forward as defenses. Little's patent was set up in the answer; but, as it clearly showed that there was only a gliding contact, defendant discreetly omit- ted to question its expert about it. Complainant has been surprised by the ruling that the Gilliland and Rogers patents disclosed a snap action. If it had been conceived that the Cir- cuit Court could have fallen into this error, a 180 large number of other patents like the Little would have been cited to show a design on the part of tele- graph patentees to make the springs of notched wheels glide over the teeth either with no snap action what- ever or with the least pressure that the construction of such an apparatus would allow. But the patents already offered by defendant establish our point. A chance snap action in telegraph wheels, which every one in the art wished to suppress, is no more like the Perkins invention than a leaky house is like a 46 181 well. Houses and wells have enclosing walls, and a bad roof that would let in rain would perhaps add another feature of similarity. But as a means for catching water the house should not anticipate the well. A chance action, which has been expunged from a different art where it was not wanted, should not prejudice the invention of one who employs it as the substance of his method. 182 The Patents Cited in the Answer and Those Offered in Evidence in this Suit. Fifteen patents were cited in the answer, two of which were considered in the direct deposition of defendant's expert, to wit: Sawyer, 237,608, and Guest, 193.650. The others to which reference was made were: Gilliland, 116,429; Smith, 129,867; Rogers, 139,690; Bradley, 204,708; Gilliland, 241,963, and Jeffries, 183 251,234. Thus, there are thirteen patents, out of fifteen, cited in the answer to which Laass did not refer, while six to which he did refer were not cited. Two other patents-Floyd, No. 186,819, January 30, 1877, and Little, No. 115,966, June 31, 1871- were offered in evidence, but not referred to by the defendant's expert. Eleven of the fifteen patents set up in the answer, however, were not even offered 184 to show the state of the art. And, further, out of a list of twenty which were presented to show the state of the art, seventeen were brought into the record without having been cited in the answer. other words, there are now before the Court four patents that were cited in the answer and twenty-four which were not. In No objection, however, is taken to these patents or to the method of their introduction, although it is understood that the courts will not review patents in evidence if unaccompanied by explanatory testi- 47 mony (Waterman vs. Shipman, Circuit Court of Ap- 185 peals, 55 F. R., 982; Miller vs. Smith, 5 F. R., 359; Jennings vs. Kibbe, 10 F. R., 669; Robinson Tobacco Co. vs. Philips et al., 12 F. R., 670). Nor has com- plainant objected to the introduction of the six patents among the eight to which Mr. Laass' deposition is addressed, because they were not set up in the answer. Particular consideration of these patents, aside from those of Sawyer, Gilliland, Rogers, Guest and Floyd, is believed to be unnecessary. Two of them are for gas-lighting devices-Gardiner, No. 124,126 (Rec., 186 p. 241), and Sanford, No. 232,304 (Rec., p. 302). In these arrangements there are rubbing contacts, and electric sparks are produced, but they are in no way re- lated to the Perkins invention. In these patents are shown two fingers which snap past each other for drawing sparks to ignite gas, as a cock of a burner is turned; a word, however, will show how different such an apparatus must be from a Perkins switch. Perkins has a device for alternately opening and closing an electric circuit in such manner that the circuit may be 187 permanently closed or permanently opened to light or to extinguish lamps. This neither Sanford nor Gardiner had, and it alone shows the wide difference between the electric light switch and a device for lighting gas by an electric spark. It is thus seen that the electric gas- lighting device has for its purpose the creation of a spark, which it was the purpose of Perkins to suppress ; and that Sanford and Gardiner sought to accomplish what Perkins wished to avoid. No less than eight of the remaining patents which 188 were offered to show the state of the art are for non- electric devices in no manner involving the use or application of electricity. Some are for augers, some for monkey-wrenches and some for call-bells. Com- plainant's counsel has some familiarity with such devices, but what bearing they can have upon the Perkins patent he cannot say. If these augers and wrenches were offered to show that there many ratchet wheels in the art prior to Perkins, they serve a purpose not to defeat Perkins, were 48 189 but to broaden his claim; for, if stationary and movable ratchet wheels were alternately employed in the various arts, as these patents show they were, it would show that, at the date of his patent, his means for breaking an electric arc might be applied to all wheels, whether rotating or stationary. Why the electric arc in telegraphs, as shown by patents already considered, is 190 unimportant, and why it must be overcome in systems of lighting and power transmis- sion. If, as in Fig. 10, a conductor carrying a large current is broken at c, the space between ends a and b will be Fig. 10. 191 a filled by an electric flame, commonly called the arc, whose burning capacity will depend upon the amount of current flowing and the resistance encountered by the current in jumping from a to b. If these points were slowly drawn apart the resist- ance would at first be but slight, and the current would flow as freely as before; nor would the flow of current be materially diminished until a break of considerable 192 length had been effected. But, as the points are pulled further and further apart, the resistance will increase with the distance, thus developing a degree of heat depending upon the length of the open break. Mathematically the heat is determined by multiplying this resistance by the square of the current flowing, thus showing that the heat of the arc is represented by a product, and not at all by the electromotive force or number of cells. of the generator from which the current is derived (Stockbridge, Qs. 143-145, Rec., 132). Defendant has 49 assumed that there must be a large spark in telegraphs, 193 because batteries of large electromotive force, or many cells, are sometimes used; but this is not so, from the fact that a large electromotive force can induce only a small current over lines of such great length and resistance as are employed. The number of cells employed is proportioned to the length of line (Vansize, Q. 79, Rec. 170). If the line is long many cells must be used; but, if short, only a few. In fact, the great number of cells used in a telegraph has nothing to do with the amount of spark, for the num- 194 ber is increased only to maintain a certain strength of current upon an increased length of line. Laass has ventured the opinion that a high volt- age or tension and a current of small volume would develop a greater burning effect upon breaking a cir- cuit than would a low tension of large volume (Laass, x-Q. 138, Rec., p. 212); but this is ridiculous. Stockbridge (143-145 Re-d. Qs.; Rec., p. 132) ex- plains that, as a circuit is broken, a resistance is inter- posed at the point of disruption, and that the burn- 195 ing effect is represented by the product of the voltage multiplied by the current flowing. This is Joule's law, and it is better known perhaps than any other prin- ciple in electrical science. More commonly it is said that the heat developed in a part of a circuit, as in the arc between a and b, Fig. 10, is represented by the square of the current multiplied by the resistance; or, that the heat developed in a fragment of a circuit is equal to the difference of voltage or pressure at its two ends (a and b) multiplied by the amount of current 196 flowing; and, again, that it is equal to the square of the difference of pressures in the arc between the two points (a, b) divided by the resistance of the intervening section (Ganot's Physics, Atkinson, 13th Edition, Secs. 830, 831). But, however stated, the result is the same, and it is seen that heat or burning effects are due, not to high voltages, nor alone to large currents; but, instead, to the product of the two, and to this product only. It is not, however, to be misunderstood, as defendant imagines, that the voltage, which is a factor of this 50 197 product, is the entire voltage of the generator used. If the generator developed two hundred volts, this press- ure would be distributed over the whole outer circuit; while between any two points of the circuit the differ- ence of pressure would be to the whole voltage as the resistance between such points is to the resistance of the whole circuit. Thus, if two points of the conductor were taken, one would be found to have a higher electric pressure than the other, and it would be to this differ- ence of pressure that a current would be forced to 198 flow. If a circuit fed by a 200-volt generator were broken, and an arc were drawn at the break, one terminal would, perhaps, show 100 volts and the other 90; and current in this small part of the circuit would flow, not under 200, but 10 volts pressure, and the heating effect would be represented by the product of the ten volts (not 200) multiplied by the amount of current passing. The voltage or pressure multiplied by the amperes of current flowing expresses the heat developed in watts, of which there are about 199 746 to each horse-power. Thus, if the contacts of a switch carrying ten amperes were separated until one point showed a pressure twenty volts greater than the other, the heat developed between contacts would equal 200 watts, or more than one-fourth of a horse- power. There are many familiar examples showing the great volume of heat that may be developed in the act of rupturing circuits carrying large currents: As is well known, one carbon point in an ordinary arc lamp is about fifty volts above the other, while the 200 flow of current is usually ten amperes, thus showing a development of heat in the arc represented by fully two-thirds of a horse-power. Every electric charge has a striking potential or a tendency to burst forth from its receptacle ; but the striking capacity of currents carried by lighting switches is too slight to require attention; and, in comparison with the necessity for a quick break, the quick closing of a circuit is relatively unimportant (Stockbridge, 86, 87 Qs., Rec., p. 105). Defendant's model-makers, in producing the Rogers 51 and Bradley exhibit models, evidently thought that a 201 snap-action, to quickly close a circuit, was as important as a quick movement at disruption (Stockbridge, 87 Q., Rec., p. 105); and, absurd as it may seem, defend- ants made these models with projecting teeth of in- sulating material set into metallic bases. By this construction, as the contact spring is moved it must snap from a tooth against conducting material; but the metal contacts can only be broken by the slow movement of the operator's hand (Stockbridge, 83-85 Qs., Rec., p. 105; Vansize, 5 Q., Rec., pp. 137-38; 202 Laass, 32-40 x-Qs., Rec., pp. 193, 194). Of course, this was a gross perversion of the Rogers and Bradley patents; for in these patents the Rogers teeth are clearly of metal, while Bradley's Patent shows no projections whatever (Laass, 32-40 x-Qs., Rec., pp. 193, 194). The danger from burning, the destruction of switches from such cause and the remedy applied by Perkins, are clearly explained in the following part of Stock- bridge's answer to question 4 (fols. 90-92, Rec., p. 23): 203 "The chief danger to which an electric switch "or circuit controller is exposed in being oper- "ated properly is that arising from the pro- "duction of an electric spark or arc when the con- ❝tact pieces are separated. Such a spark or arc produces a burning effect, which is the more "serious the longer the time is during which the rupture of the circuit takes place. In general "it may be said that the burning caused by the 204 "spark or arc produces a disintegration, oxidation 66 66 66 or charring of the contact surfaces, and in this "way brings it about that the surfaces are too "much roughened to admit of intimate contact, or "else that non-conducting or resisting elements "are introduced which lessen the carrying capacity "of the switch. Inasmuch, therefore, as the dele- terious effects of the spark or arc are increased by the prolongation of the time of rupture, that "is to say, are increased by a slow separation 66 66 52 205 206 207 208 "of the contact surfaces, it has been found neces- 66 sary to resort to a more rapid movement than "that of the hand alone for effecting the desired "separation." In folios 120-122 (Rec., pp. 30, 31) he has referred to the subject by comparing the are drawn at switch contacts with the flame produced between the carbons of an arc lamp: 66 66 Continuing my answer to question 4, it has "occurred to me that the necessity for the use of a source of power other than the hand for oper- "ating the electric switch can be readily explained "by comparing the action of such a switch with "that of an electric are lamp. When an arc lamp "first begins to operate, the carbons are in con- " tact, but are immediately separated from each other, the separation resulting in the formation "of an arc. It is the function of an arc lamp to "utilize the are thus formed for light-giving pur- 66 poses. It is true, however, that under the in- "fluence of the intense heat of the arc the posi- "tive carbon is disintegrated and wastes away rapidly. 66 "A similar arc is formed every time the points "of a switch are separated, the intensity of the "are depending upon the strength of the electric "current. But in any case, if the arc is main- 66 66 tained, or if the points are separated slowly, "there is liable to be a disintegration, oxidation, wasting or charring, which has a bad effect upon "the switch. The arc lamp can afford the waste; "the switch is ruined by it. This danger is over- "come by both Perkins and the manufacturers of Complainant's Exhibit Defendant's Switch No. 1 by the use of substantially the same means.” 66 66 The phenomena of drawing an electric arc explains the necessity for a quick separation of contacts. As the points draw apart, electrical resistance is interposed 53 and heat is developed in proportion to the resistance 209 of the path across the break, thus rendering the sur- rounding air, with the stream of particles which are disintegrated and carried from one contact to the other by the current, a fairly good conductor. But the length of an arc cannot exceed a space which is determined by the electro-motive force of the source and the amount of current flowing in the circuit. Obviously, a good switch must have a range of snap movement exceeding this distance (Stockbridge, 105 Q., Rec., pp. 116, 117; Vansize, 30 Q., Rec., p. 154). Stockbridge says (105 Q., Rec., pp. 116, 117) that: 210 "The moment a sufficient separation takes place "to pass the limit of the arc, the switch has done "its work of breaking the ci cuit; in other words, "the work for which it was constructed. It is, "therefore, apparant that every switch should "have a snap action capable of carrying the mov- "ing terminal far enough to break the arc. If the "contacts were separated only half far enough the 211 snap-action would not serve to disrupt the spark or prevent burning, as the arc would then con- tinue." 66 66 Laass agrees that the snap-action of the contact should exceed the length to which the current to be broken can draw an arc, and that if there were a less snap-action the switch would fail of its purpose (Laass, 95-99 Qs., Rec., pp. 202, 203). In answer to question 4, complainant's witness Ham- 212 mer says of "Complainant's Exhibit Defendant's Switch No. 1," which has been put in evidence to prove in- fringement, that it is a 10 ampere switch, and carries a current which is sufficient to maintain large arc lights. If, now, the contacts of such a switch in the ordinary lighting system were slowly opened an eighth of an inch, the electric flame would remain unbroken, and heat represented by perhaps one-fourth or one-half a horse- power would be developed. Clearly, this switch, which is 54 213 within the dimensions of a tea-cup, would soon be fused; but, by resorting to snap-action at each break of the cur- rent, either no arc at all is drawn, or the duration of the flame is so short that the operation might be re- peated a dozen times a minute without injury to the apparatus. It is important as a matter of evidence that telegraph currents are so light that they have no appreciable power to burn. The heat of an are being proportional to the square of the current, the heat developed by the one 214 ampere used for an incandescent electric lamp would be 10,000 times that developed in an arc of the same re- sistance by a telegraph current, if it were only the 100th part of an ampere. This fact leads to the conclusion that Gilliland, Rogers, Bradley and others, who employed the lightest of all telegraph currents, did not intend to apply the Perkins invention to their telgraphs where they needed no such device, particularly if its adoption must mutilate signals and destroy the system (ante, pp. 28-31). Doubtless this consideration had 215 its weight with Laass when he reached the conclusion that, on the one hand, Gilliland had no spark and did . not need the Perkins switch, while, on the other, to save his telegraph, he needed not to have it. Many questions were asked complainant's witnesses on cross-examination respecting currents and pressures on telegraph lines, apparently with a view of showing that, because large voltages have sometimes been used, serious burning effects must have been encountered. It is true that quite high voltages or electro-motive 216 forces are used in some systems of telegraphy, and particularly on long lines, but as the currents are small the effect of burning is insignificant (Vansize, 78, 79 Re-d. Qs., Rec., p. 170). If, in a supposable case, a telegraph current of one- hundredth of an ampere were flowing, and contacts were separated until one were ten volts above the other in pressure, the heat developed, as we have seen from other examples, would be practically nothing. But in telegraphs, like the Gilliland, Rogers, Bradley, Guest and others there are no high voltages employed (Stock- 55 bridge, 146, 147 Re-d. Qs., Rec., p. 132; Vansize, 78, 217 79 Re-d. Qs., Rec., p. 170). Mr. Vansize has had large experience with such telegraphs and he says that there were never more than from ten to sixteen volts used on any such circuit. Clearly, this testimony disposes of questions of high potentials and the possibility of any degree of burning in telegraphs, particularly of the class from which defendant has selected its defenses. But if burning effects were present in telegraphs, other means than a snapping detent to overcome them would have to be employed. A Summary of the Principal Defenses to Perkins' First Claim. 218 The Perkins invention relates to a slow-moving hand switch which is as likely to be turned in one direction as the other; moreover, the claim specifies a switch of the ratchet class, which is so constructed that the de- tent or pawl shall make a scraping, self-cleaning con- tact as it bears upon the metallic teeth-an essential 219 feature of the claim (Stockbridge, Q. 4, fol. 103, and 148 Re-d. Q., Rec., p. 133; Vansize, 12 Q., Rec., p. 147, aud 59, 60 x-Qs., Rec., p. 164). It is not represented that self-cleaning contacts were new with Perkins, or that he was the first either to rotate metallic teeth under a contact point or to rotate a metal strip in contact with stationary teeth. Self- cleaning contacts were old in the Sawyer patent, in which the spark was avoided by the use of resistance coils, and also in circuit wheels; but Perkins was the 220 first to adapt a snap action to circuit wheels, or to rotating switches. Such wheels are of great simplic- ity, and it was Perkins' object to make a switch by adding to such wheels the feature of snap action, and to do so without materially adding to the cost of the simple wheel. Perkins so constructed the apparatus that contacts were never broken by the slow movement of the operator's hand (Laass, 107 x-Q., Rec., p. 205). By avoiding complicated apparatus, Perkins did his 56 221 work so well that Laass professes to be unable to under- stand what was accomplished by him over what had already been done by Gilliland, Rogers and Bradley. Nevertheless, Laass says that he knew of no electric- light switch, before Perkins', having the snap action; but he artfully couples this admission with a statement that the wheels of Gilliland, Rogers and Bradley did have springs" capable of producing this effect." This contention is the entire groundwork of the defense, for he says that these patents are the most important of all 222 the defenses (Laass, 68 x-Q., Rec., p. 199). Laass says in answer to 108 x-Q. (Rec., p. 205): 223 "I know of no switch for electric lighting prior "to the Perkins patent that had the snap action "referred to in the question, but there are prior "switches which are capable of producing the "same effect. "x-Q. 109. You mean such switches as the "Gilliland, Rogers, Bradley, etc.? "A. Yes, sir." The testimony shows, however, that these patentees were not dealing with currents that were strong enough to burn (Laass, x-Qs. 61-64, Rec., p. 198), and that they did not even contemplate the necessity for a switch to avoid burning (Laass, x-Q. 121, Rec., p. 207). Mr. Laass' idea that the Gilliland, Rogers and Brad- ley circuit wheels were capable of producing this effect is clearly unfounded. Our review of these patents 224 shows that there was no snap action whatever (ante, pp. 28-32), and, further, that, even if they had described an elastic spring, they would not then have had a snap action, for, as the drawings of the patents show, the point of a spring would only scrape down the radial face of a tooth (Fig. 6, ante, p. 32); or, with the greatest allowance, in case of the teeth shown by Gilliland and Rogers, the point of the spring in its descent, would remain. at the end of the snap move- ment, almost as close to the tooth as before; and what- ever snap movement there might be, would not result 57 - in a materially quickened separation. Contacts then, 225 as before, would only be broken by the slow movement of the operator's hand (Stockbridge, Q. 73, fols. 397- 400; Vansize, Q. 5, fol. 561). To quicken separation the point of the spring should snap directly away from the tooth (Fig. 7, ante, p. 32) and as far therefrom as possible. Not only does the Gilliland patent show that the spring point would scrape the radial faces of the teeth, if it were to snap, but so does "Defendant's Exhibit Gilliland Model," which was presented by defendant. 226 This difficulty with the No. 1 Gilliland model, however, was afterwards corrected by the production of a No. 2 Gilliland model, in which the point of the spring must fly away from a tooth on descending into an open notch (ante, p. 35). The fact that no snap action at the point of the spring was contemplated or wanted is conclusively shown by the necessities of a telegraph transmitter: If the spring could vibrate upon the crown of a tooth or snap to the bottom of a notch it would send a false signal every time it so touched or 227 separated from the metallic surface of the wheel. To avoid this difficulty most makers filled the notches with insulation to make a smooth periphery or a smooth disk, for then the spring could not possibly vibrate (ante, pp. 41, 42). The Bradley patent (Rec., p. 299) is a conspicuous case in point, and the Boyle (Rec., p. 278) as well. It is said by Lass that Gilliland, Rogers and Brad- ley had a snap action, though in a much smaller de- gree than Perkins. But these patentees had no snap 228 action at all. If they had any, it was precisely what they did not want, for every oscillation of the con- tact spring meant the transmission of two false signals; and, in place of sending two pulses by Gilliland's wheel to indicate B, there might be thirty or fifty currents transmitted if the spring could bound or vibrate enough to break an electric-light arc. To prevent burning in electric light switches break must be snap be made wide in propor- tion to the current used (Laass, 90-99 x-Qs., the Rec., p. 202); that is to say, there must be a 58 229 substantial snap break. It is seen that in "Complain- ant's Exhibit Defendant's Switch No. 1" the snap break is about an eighth of an inch, and that if the switch were required to carry more current the break should be increased (Laass, 111-116 x-Qs., Rec., p. 206). Perkins' invention does not stop with ratchet teeth, and a snap detent to make quick breaks as the detent and metallic teeth are separated. If he had used ordi- nary ratchet teeth, a back turn of the ratchet, after the ex- tinguishment of a lamp, would have brought the detent 230 in contact with a metallic tooth. This, of itself, would do little harm, but the points could then only be separated by hand motion, and, in consequence of so slow an operation, a spark of long duration would be drawn. The switch was liable to be turned back half the time by unskilled users, and, as a result, there would, with the ordinary ratchet, be snap separation only half the time in its daily use. Some means to avoid this difficulty was obviously important; and it was supplied by Perkius' insulating tooth for engaging the detent against such a 231 back movement. But, more important than all, Perkins, by employing a suap detent, overhanging metallic teeth and notches with radial walls of insulating material, was able to bring about more or less snap movement as the case required. In other words, his detent, in falling from a metallic tooth, could not fail to effect the required snap separation. Gilliland shows a locking device to prevent back movement; but his apparatus is a telegraph, and his long rotating arm which is carried over a scale of letters 232 and figures can hardly be rated as a button switch in which there is no guide to show the right direction of rotation. Gilliland's locking device, however, shows no means for forcing a substantial snap separation. His lock only holds the circuit wheel where it is first stopped; and thus if the switch were stopped with a tooth near the point of spring T, an are would burn until the wheel were again turned by the operator's hand. But Gilliland's lock was never intended to avoid the. burning of contacts. Laass (54-58 x-Qs., Rec., p. 196) says the lock was adapted only to prevent a mutilation of 59 telegraph messages. This he says, and further that 233 the device could not have been contemplated as a means to prevent the difficulty of burning (Laass, 121 x-Q., Rec., p. 207). But in no view could the Gilliland lock be regarded as the equivalent of Perkins' insulating notch. Perkins uses the point of his detent, pawl or spring as a part of the device both to insure sufficient suap separation and to prevent back rotation; that is to say, the point of the detent forces its way down the radial face of an insulating notch and then prevents back rotation of the 234 ratchet. But Gilliland's spring is entirely independent of the lock. If Gilliland had a snap-movement at the end of his spring, or if this snap-movement could act to insure a sufficient suap-separation before the wheel were locked, his device might have a bearing upon Perkins. But Gilliland had no snap-separation, either by acci- dent or design. Nor was a widened separation insured by his contact finger and lock. To approach Perkins' invention, the spring and lock of Gilliland should at 235 least so co-operate that the lock would only arrest the wheel after a sufficient suap-separation had been effected. It is unimportant whether the claim be strictly lim- ited to a ratchet having notches with insulating walls, yet, if its validity were in peril from Gilliland or Rogers, it might be so narrowed, for the insulat- ing notch, as described by Perkins, is of itself new, and, if necessary, the novelty of the claim might rest wholly upon the newness of this element. It is not 236 pretended by defendant, so far as this record shows, that an insulating notch to prevent a back metallic con- tact is old. Under the broadest interpretation, Perkins' claim might include the Gilliland lock as an equivalent of the insulating notch if other necessary devices could be added so as to make the lock arrest the wheel only after a sufficient snap separation to break the arc had occurred; and it is believed that the claim is enti- tled to such a construction. So construed, it certainly 60 237 would be valid, for all of Gilliland, as he neither had nor wanted a snap action (Stockbridge, Q. 73, fol. 399 Vansize, Q. 5, fol. 562). Nor did he contemplate any of the many other features of a switch which are in- dispensable for the control of heavy currents. But whether construed broadly enough to cover the Gilli- land lock, or so narrowly as to be limited to an insulat- ing notch, it would equally include, as infringements, defendant's two forms of switches, for the infringing switches contain the insulating notch under the 238 narrowest interpretation of the Perkins claim. When a snap switch with the Gilliland lock is made by defendant, it may then be determined whether it is within the Perkins claim, but this ques- tion is not likely to arise. The defendant does not want to make the lock, for an inspection of the Gilliland model and patent will show that the lock alone would cost more than a dozen Perkins switches, and that the lock, to be operative at all, must be made with the skill and care that are necessary to bore gun 239 barrels and make instruments of precision. The general purposes of a machine usually carry many peculiarities that preclude its use in a widely different art. The present instance is a good example of the kind, for, while there is a superficial resemblance in parts, it is at once seen that the snap action that was indispens- able to Perkins would spoil a telegraph, and it is further seen that the devices are so different that no Perkins switch could be worked over into a Gilliland telegraph, nor could a Gilliland telegraph be worked into a Perkins 240 button switch. Certainly it would be difficult to sup- ply a device in the Gilliland arrangement that would automatically insure a sufficient snap break before locking the wheel. Gilliland, instead of having two metallic teeth, has fourteen, and fourteen notches, there being either notch or a a tooth for each letter of the alphabet. It is necessary to avoid back movements in both devices, but in one the precaution is to avoid false telegraph signals, while in the other it is to avoid burning up the apparatus. In Perkins there must be open insulating 61 notches, but in Gilliland it would be better to fill the 241 notches so as to make a smooth periphery. Guest's patent shows nothing one way or the other except to make clear the fact that, in operating tele- graph signal wheels, there must be no snap action as the contact spring passes from a metallic to an insulat- ing tooth. Bradley and Boyle are not defenses : they even make for complainant, and show that the patentees considered it necessary to have a smooth sur- face so that the contact spring might pass from a me- tallic to an insulating section without vibration. These 242 patents also furnish evidence that even Gilliland and Rogers would have preferred smooth peripheries, ex- cept for the expense and complication involved in such a construction. The telephone patents of Jeffries and Gilliland have nothing to do with the subject, but they are, perhaps, as pertinent as the others. In these sys- tems, as Laass says, it is designed to carry only shadows of currents (Laass, Qs. 79-83, p. 200). Perkins' First Claim should not be Limited to Details. 243 Laass, in his fourth answer (Rec.,, p. 18), says he thinks Perkins' first claim should be limited to a mass of immaterial parts which had been described to show a form of apparatus involving his invention. But Per- kins nowhere said that his invention was no broader than these specific details; and he, like other inventors, having fairly described his best form of the invention, 244 is entitled to formulate a broad claim, without limiting himself to those insignificant parts to which Laass refers. In his attempt to impose such restrictions upon the claim, Laass, in words of his own, and contractions to suit the case, has enumerated these details as follows (Answer to Q. 4, fol. 22, Rec., p. 181). He says: "In view of this patent it is obvious that the "Perkins patent cannot be construed to include "the combination of a stationary break wheel 62 245 246 247 248 "with a switch arm pivoted thereto and traversing "the alternate making and breaking points of the "wheel. In fact in my opinion the Perkins 66 66 66 66 patent must be limited strictly to the construc- "tion described in the specification, that is to say, in order to comply with the terms of the patent, the metal shaft E must be journaled "in opposite sides of the insulating base B, and carry an S-shaped metal piece B, on each side of "which insulating ratchet disks D1 of a diameter "less than the length of D are fixed. The teeth of "the disks D¹ must project beyond the narrow portion of the piece D. Below the ratchet D¹ in "the chambered base the V-shaped coil F is to "be pivoted and have one of its arms widened. "A spring S is to actuate the said pawl and keep "it in engagement with the ratchet. The lever or "pawl F must be connected with one of the line "wires through the spring S, and when it is de- 66 pressed by the contact of one of the projections "D the circuit is completed to the shaft E and "from thence to one of the terminals of the lamp. "The only deviation from the aforesaid con- "structions is suggested in the specification as "follows: 666 "Instead of a swinging pawl, I sometimes em- ploy a spring-seated contact stop with a broad- "ened end, as shown at Fig. 4, which acts as a "detent with the ratchet D1 when not depressed 66 6 by projections D, and thus prevents the shaft "from being turned in both directions.' "This is the extent of the entire description of "the Perkins invention, and with this construction "the Perkins patent must, in my opinion, be "limited in view of the state of the art prior to "said patent." If this were the correct test of novelty, is there a patent in existence that would not be defeated? It would not leave to the patentee the ashes of his inven- tion. 63 Laass' interpretation is based upon (1) the prior art 249 as shown by the eight patents reviewed in his answer to question 4; and (2) Perkins' statement in his patent (lines 13-23) that his invention 66 "consists in mechanical details for effecting this, "the principal features of which are a ratchet "wheel having both conducting and insulating "teeth combined in operative relation with a spring pawl or detent, which acts as a contact maker "with the conducting portions of the ratchet, and 250 "by engagement with the insulating teeth prevents "the ratchet from being turned backward when "the pawl has been released from contact with the said metallic portions.' The preceding part of the specification shows that this organization had for its one purpose a snap-break at the separation of contacts, and it discloses a plan by which this object in a ratchet switch may be accom- plished. This description, of itself, is sufficient to sustain all that complainant has claimed; but if there were a doubt as to the breadth of invention which Perkins intended to claim, it is set at rest by the statement preceding the claims, to wit: "The principal advantages secured by the con- "struction above described are, first, that the cir- "cuit cannot be completed by turning the key 66 66 backward, so that when the circuit is broken it "must be accomplished by an instantaneous snap "or reaction of the spring pawl as it leaves the conducting portion of the ratchet; secondly, that "the contact spring cannot be injured by the at- 'tempts of incautious persons to turn the key "backward, as might be the case with the lamps. 66 now in use." 66 and by the claim which is: "1. The combination, in an electric-light switch, "of a ratchet having metallic projections, and in- 251 252 64 253 66 "sulating teeth in the intervals between the same, "and a pawl or detent for engaging with the in- sulating teeth when released from contact with "the metallic projections, as and for the purpose specified." (6 If the eight prior patents to which Laass has re- ferred disclosed a ratchet switch provided with means for effecting a snap-action to invariably break the elec- tric flame at separation, they would be in point; and it 254 might then be a question whether Perkins' first claim could be sustained as covering even the worthless organization specified by Mr. Laass. The only fair question for consideration, therefore, is whether de- fendant has produced in evidence such a ratchet circuit- breaker as is liable to be turned backwards as well as forwards by the user, and in which contacts are always broken by a snap-action to prevent burning; and one in which a metallic contact cannot be formed by a back movement. 255 Unquestionably, in only one of the eight patents cited is there a device described which would ever be subject to the danger of burning; and that is the patent of Sawyer, No. 237,609, for an electric-light switch. Sawyer, however, has no snap-action whatever (Laass, 117, 118 x-Qs., Rec., p. 207; Stockbridge, 88, 89 x-Qs., Rec., p. 106; Vansize, 16, 17 x-Qs., Rec., p. 148); he has a means to prevent burning, but it is a cumbersome and expensive arrangement of resistance coils for short-circuiting lamps, which, if employed 256 wherever a Perkins switch is needed, would, to this day, render incandescent lighting impracticable (Stock- bridge, 88 Q.; Vansize, 16-18 x-Qs.). This patent is certainly useful to show what Sawyer had not accomplished, and what remained for others to do. Of the remaining seven patents, that of Gilliland, 241,963, and of Jeffries, 251,234, are for telephone switches. The currents to be controlled are not cur- rents in a substantial sense. As Mr. Laass admits (79-83 x-Qs., Rec., p. 200), they are only shadows of currents; 65 nor would the apparatus shown, under any circum- 257 stances, be capable of effecting metallic separation by a snap action (Stockbridge, 101, 102 Qs., Rec., p. 113; Vansize, 23, 24 Qs., Rec., p. 151). Guest's patent, 193,650, is not more in point, for it shows no means by which a snap separation of metallic contacts would be possible. Figs. 1 and 2 of Bradley's patent, 204,708, are im- portant to show that snap separation was never con- templated in telegraph systems: He filled the notches of circuit wheels with insulating material to make a perfectly smooth surface, and in so doing virtually 258 said that contact springs should glide over the metallic teeth of a circuit wheel, and that vibration and snap- action were not wanted. The main reliance of defendant is Gilliland's patent 116,429, the transmitter of which, as Rogers says in the specification, has been copied in his patent 139,690. Gilliland shows a circuit wheel with open notches, and vaguely describes a lock to prevent a long actuating arm from being turned backward. But, obviously, Gilliland's actuating arm, the movement of which 259 is guided by a dial or lettered chart, is not the thumb button of the Perkins switch with no guide. to indicate the right or the wrong direction of rotation; nor is his open-notched wheel with a gliding spring the equivalent of Perkins' ratchet wheel and snap detent. It has already been shown (ante, pp. 26-28) that Gilliland did not contemplate burning currents because he had no currents that could. burn (Laass, 121 x-Q.), and that for this plain reason he wanted no snap movement. It has also been shown 260 that if a suap contact were used, Gilliland's telegraph would fail because of the false signals that would be produced to mutilate his messages (ante, pp. 28-32). In other words, Gilliland did not want a snap move- ment, because it was not needed; and more particularly was it not wanted because it would have destroyed the operativeness of his telegraph. These, certainly, are good reasons why Gilliland did not and should not have a snap-action circuit breaker; but, if other reasons were necessary, they are to be found in the drawings of 66 261 his patent. If his contact spring T had a snap action, the point would reach the bottoms of the shallow notches, or in leaving one tooth its point would strike another, and thus make false contacts when the cir- cuit should be left open (Vansize, 5 Q.). But, aside from the patent drawings, the Gilliland Model No. 1 shows that, if the spring T were strongly resilient, the point would only scrape down the radial face of a tooth at separation; and that for this reason the spring action, however pronounced, would not result in a 262 widened separation of contacts, for, after the descent of the spring, its point would still be close to or in contact with the tooth. All of the eight patents reviewed by Laass only show the novelty of Perkins' work and that he was broadly the first to apply snap action in ratchet switches. Perkins has added details of improvement to a circuit wheel for opening and closing an electric current; and in so doing he has applied a snap action to such a wheel not only to invariably quicken the 263 separation of ratchet contacts, but to definitely effect a sufficiently wide separation. It matters little whether the invention be referred to as details or not, for the commercial importance of what he accomplished cannot be doubted. He certainly hit upon the one plan that is likely to survive all others. It is true that in his speci- fication he referred to details, but he is to be given the full benefit of those details. It is immaterial whether he called them details or methods. It is the thing and not the name that is to control. In this case the details, 264 as they are called, are indispensable features in an elec- tric light switch, and as such are as important as though the invention had been patented as an art, method or process. His claim is broad, and, in the absence of limiting statements, it cannot be restricted to cover less than the real invention. There are no such limitations in the claim. The contention that Perkins must be limited to a rotating circuit wheel is without merit. We have shown that ratchet wheels were sometimes station- 67 ary and sometimes movable, and that the term 265 ratchet in Perkins' claim was at the date of his patent as applicable to one form as to the other. The idea in- volved in the patent had nothing to do with such a distinction, and that he wished to avoid such a limi- tation is obvious from the fact that he wholly omitted the term wheel in his claim when speaking of the ratchet. But even if he had employed the word wheel in the claim he should not be limited to the rotating type, for one form is obviously the equivalent of the other. In fact, not a single substantial difference 266 between the two can be pointed out. Of the many telegraph patents which have been put in evidence half show rotating and half stationary wheels, and the same is equally true in the art of electric switches. Whether stationary or rotating, all are circuit wheels, and an im- provement like that of Perkins, is obviously as appli- cable to one form as to the other. The contention that Perkins' first claim must be limited to the details suggested by Laass, or that it can cover only a rotating ratchet, means that it must be 267 wholly defeated; for the limitation suggested would narrow it to the scope of the second. Of the two claims, one is generic and the other specific; but, as the art shows, one was as properly allowed as the other. But, if rotating and stationary wheels were not equiva-. alents, Perkins' claim should still not be limited to the one form. A patentee may claim an entire organiza- tion of mechanism, or he may claim sub combinations, or, if new, he may claim the elements singly. Perkins' arrangement of ratchet teeth, insulating notches and a 268 detent were new, and he very properly claimed his combination as such. If patentees may ever claim a single element of an organization, it was Perkins' privilege to claim his ratchet teeth and insulating notches without bringing either a stationary or a rotating wheel into the combi- nation. Defendant's counsel would have it believed that Perkins must enjoy the benefits of only the one-tenth part of his invention, whereas if he were a pioneer he 68 269 might have everything in a broader field. But the humbler principles of reason are as applicable to the interpretation of patents as they are to other questions. Of course, it is a just rule that precludes the inventor of details or a small invention from claiming more than he has given to the art. But the small inventor, no less than the pioneer, is entitled to protection for all that he has done. 270 Accidental Similarities, Misconceptions and Imperfect Disclosures will Never Defeat the Patent of a Subsequent In- ventor. A similarity of apparatus or method will not consti- tute a defense, if the prior use was accidental and of a character to exclude the design of a subsequent in- ventor; and still less will a mere appearance of simi- larity ever constitute a defense if the patent has some 271 broad purpose which is wholly absent in the alleged an- ticipation. These, as the cases say, are of no avail as defenses, and are but accidental similarities. Green's patent for a driven well sets forth the plan of driving an air-tight tube, perforated at its lower end, into the earth to a water-bearing strata, and of pumping the air from the tube. By removing the pressure of the at- mosphere by a pump from the interior of the tube, the action of the air upon water in the surrounding earth forces it towards the partial vacuum of the tube, thus 272 accelerating the supply; whereas, in a bored well such action would be impossible. At least, the making of a vacuum in the well to enable the atmospheric press- ure from without to force a water supply into the tube had never been contemplated (Eames vs. Andrews, 122 U. S., 49, 50). In this litigation many publications were offered as defenses, showing "bored" wells which, in fact, were not bored at all, but were driven (Eames vs. Andrews, 122 U. S., 67, 69). One reference from the "Mechanics' Magazine" (Vol. 2, p. 16) cited by Justice MATTHEWS (pp. 68-69) is: 69 66 Boring wells. 273 66 65 "Answer to question. 'LEEDS, March 15, 1824. "Drive a cast-iron pipe through the gravel, i. e., by means of a weight hung at the end of a spring pole, used in boring; and should the pipe meet "with any loose stone to obstruct its passage, put "the boring rods into the pipe and bore until the "stone is broken to pieces or driven sideways, then "drive the pipe as before. I have had the man- 274 "agement of a great many bore holes for water "in this neighborhood, some above 100 yards deep, and many contrivances I have used on account "of difficulties met with in different strata. I "shall be happy to give your correspondent every "information in my power on the subject, and, if "agreeable to you, will send a list of a few holes, 66 66 stating the different strata gone through and the "several springs of water met with. "Yours, &c., T. T. 275 "N. B.--The shell-borer must be used at times "to bring out the gravel that gets into the pipe, << and the pipe must have spigot and faucet joints," But if the law were such that these bored wells might have defeated Green's driven-well patent, even then Gilliland's patent could not be held to have any standing as a defense against Perkins; in other words, the bored-well here cited was a stronger defense than Gilliland can possibly be. Other cases more 276 nearly resembling the one at bar will be found, but there is none that better shows the irrelevancy of the Gilliland patent as a defense in this suit. The descrip- tion in the "Mechanics' Magazine " described a driven- well, but it did not contemplate a driven-well as dis- tinguished from a bored-well; and, for this reason, it was held to be no more an anticipation of the Green Patent than if boring rather than driving had been de- scribed. In dealing with this and other similar de- ferses, Judge MATTHEWS said (p. 69): 70 277 278 279 "There is nothing in these extracts to suggest "the peculiarities which distinguish the driven- "well as described in the reissue patent, and it "may be said, in general, of all the extracts con- "tained in the record, including these, that so far as they undertake to describe anything in actual 66 66 ' and practical use, they point merely to the ordi- "nary bored artesian well, or the instruments and implements to be used in its construction." 66 In the American Bell Tel. Co. vs. Wallace Electric Tel. Co., 37 F. R., 672, the House telegraph patent was, for the first time, presented as a defense to Bell. Judge WALLACE said : "The House patent *** may be disposed "of by quoting a single remark in the opinion of "the Supreme Court in regard to the Reis ap- paratus. His [Bell's patent would be quite as good if he had used that apparatus in develop ing the process for which it was granted.'” 66 66 6 66 6 Reis had an apparatus which more closely re- sembles a Bell telephone than Gilliland's circuit wheel resembles a switch to break heavy currents; yet with undoubted reason Chief-Justice WAITE said that Bell might have used Reis' apparatus without endangering the validity of his patent. House's telegraph instrument was also more like a telephone than Gilliland's circuit wheel is like Perkins' switch, but Judge WALLACE held that such resemblances did 280 not amount to defenses. The following are a few of the many authorities showing how little importance the Courts attach to ap- pearances of similarity, accidental similarities, miscon- ceptions and imperfect disclosures as defenses : 66 Re Fultz, 1 MacArthur, Patent Cases, 192: "Chief-Justice MARSHALL, in the case of Davis. vs. Palmer, 2 Brock., 310, says: It is not every change of form or proportion which is declared "to be no discovery, but that which is simply a 66 6 71 66 6 change of form and proportion, and nothing 281 66 6 more. If by changing the form and proportion "a new effect is produced, there is not simply a change of form and proportion but a change of "principal also." 66 C 66 799 Tilghman vs. Proctor, 102 U. S., 711: "We do "not regard the accidental formation of fat acid in Perkins' steam cylinder from the tallow intro- "duced to lubricate the piston (if the scum which rose on the water issuing from the ejection pipe. "was fat acid) as of any consequence to this inquiry. 282 "What the process was by which it was generated 66 66 or formed was never fully understood. Those "engaged in the art of making candles, or in any "other art in which fat acids are desirable, cer- 66 tainly never derived the least hint from this "accidental phenomenon in regard to any practic- "able process for manufacturing such acids." Atlantic Giant Powder Co. vs. Rand, 16 Blatch., 295: “The prior description, to invalidate the patent, must be such as to show that the article 283 "described in the patent can be certainly arrived "at by following the prior description; and it is "not enough to show that, by the lucky accident "of taking gunpowder of the proper quality, a compound may be obtained which is unlike that "indicated by such description." 66 Andrews vs. Carman, 13 Blach., 323: " It is, of "course, true, that prior to Green's invention, water "had been pumped from a hole in the ground, "and from a small hole. Doubtless it is also true, 284 66 that, in some such case, where a pump had been "inserted in a small hole, for the purpose of rais- ing therefrom the water found therein, the prin- 66 66 ciple of Green's invention may at times have "been called into operation. No such case is "here proved; but, if such fact were proved, "Green's right to a patent would not thereby be "defeated. A chance operation of a principle, 66 unrecognized by any one at the time, and from "which no information of its existence, and no 72 285 286 287 288 66 knowledge of the method of its employment, is "derived by any one, if proved to have occurred, "will not be sufficient to defeat the claim of him "who first discovers the principle, and by putting "it to a practical and intelligent use, first makes "it available to man." Maxheimer vs. Meyer et al., 9 F. R., 461: "The " evidence tends to show that in shaping some of "these cages the cross-bands out of which the key "had been left were flattened, and a firm connec- "tion thereby made between them and the upright "wires. That, if done, would show the construc- "tion of the plaintiff's second patent. But it is doubtful whether that was done. If done, it was not for the purpose of making a better con- "nection between the bands and wires, nor known "then to have that effect, but was accidental and "incidental to the process of shaping the cages. "Neither does this effect appear to have been observed before the date of the plaintiff's inven- tion, if it existed." 66 66 Clough vs. Barker, 106 U. S., 175, 176: "Any "further raising of the tube was accidental, and "not a part of the law of the structure. The ob- "ject of raising and lowering the tube was, by "less or greater pressure on the cone, to open or "close the slit in the burner. The specification "of Horace R. Baker, in his rejected application, "shows that the only object of his burner was to "control the flow of gas through the slit in the "burner, instead of controlling the flow at the "cock or further back. The spring of the two parts of the burner was intended to carry them 66 away from each other and open the slit when the pressure of the tube against the cone was "relieved, while the increased pressure of the "tube against the cone closed the slit. Any raising of the tube unnecessarily high, so as to "admit of a flow of gas through an orifice be- "tween the tube and the cone to the flame, can- "not be regarded as amounting to an invention of 66 66 73 66 "what Clough invented. The structure was not 289 designed for the same purpose as Clough's, no "person looking at it or using it would under- stand that it was to be used in the way Clough's "is used, and it is not shown to have been really "used and operated in that way." Justice BLATCHFORD here said that if the invention, which was set up as an anticipation, were used in a way that it was never designed to be used, and as it was shown never to have been used before Clough, it 290 might be made to furnish a supplementary supply of gas. But it was not designed for that purpose, and no person looking at it, or using it, would understand that it was to be used in the way it had been used by Clough. In this instance the identical device seems to have been used before Clough's invention, but it was held not to defeat Clough's patent. 66 66 66 Consolidated Valve Co. vs. Crosby Valve Co., 113 U. S., 171" Likeness in them, in physical struct- 291 ure, to the apparatus of Richardson, in impor- "tant particulars, may be pointed out; but it is only as the anatomy of a corpse resembles that "of the living being. The prior structures never "effected the kind of result attained by Richard- "son's apparatus, because they lacked the thing "which gave success. They did not have the re- tarding stricture which gave the lifting opportu- "nity to the huddled steam, combined with the quick falling of the valve after relief had come. Taught by Richardson, and by the use of his apparatus, it is not difficult for skilled mechanics "to take the prior structures and so arrange and 66 use them as to produce more or less of the "beneficial results first made known by Richard- "son." 66 66 66 Stewart es. Mahoney, 5 F. R., 304: "The ques- "tion of novelty, including in that word the dis- covery or invention which will be sufficient to 66 66 support a patent, is often a very difficult one to 292 74 293 294 295 296 66 decide. Invention often involves a new result, first thought of by the patentee; and in such "cases the fact that the mechanical changes he has "made are not difficult, is often unimportant." Waterbury Brass Co. vs. Miller, 9 Blatch, 90: "It was a pertinent and quite plausible suggestion "of the counsel for the complainant, that the in- "ventor of a machine should be presumed to know "not merely its purpose, but its capacity; that "when the product sought was in great demand, "the art of spinning upon a lathe well known, "the best mode of producing kettles and like "articles the subject of attention and study, the "C 66 66 objections to the process of stamping known and "appreciated, the fact that an inventor of a ma- chine, contrived expressly for the making of such articles, should have made a machine, and had no suspicion that it could raise the disk which "he used to the required form by spinning, is no 'slight evidence that it had no such capacity; that "the wisdom which comes to an alleged infringer "after another inventor has perfected a similar machine by which the operation can be usefully "performed, is not to destroy the claim to an orig- "inal invention; and that an alleged example of 66 (6 66 66 a machine claimed to produce an effect which the "original never did produce, and which its inventor never claimed for it, is to be looked upon with some distrust of its actual likeness to such original." 66 6: 66 Consolidated Bunging Apparatus Co. vs. Woerle, 29 F. R., 452: "None of the devices referred to as anticipatory of this patent show this feature as a "part of their construction. The old 'relief "valve' with which water may have been used, 66 as I have before said, as an experiment after the "complainant's device had become known, and "the utility of water, or some liquid, to pre- serve the fluidity of the hop tar had become "known, was evidently not designed or intended. "for the use of water. That to some extent it 75 6 approximates to the form of complainant's device 297 "is obvious, but it is equally obvious that, had "the idea of using water in connection with the "valve for the purpose designed by this patent "been in the mind of the constructor of this old "valve, the form and arrangement of some of its 'parts would have been materially changed. As "constructed and used to regulate the pressure of "steam or water in a boiler or tank, it did not 66 66 66 require a water chamber; and the suggestion "that it becomes the complainant's device by fill- 298 ing the escape pipes with water is one that only comes after the utility of the complainant's water "chamber is shown by this patent." 66 (6 Eames vs. Cook, 2 Fish., 148: "If the mode of operation be different, it is evident that the "mechanism is different; or if the result be 66 different, then reasoning from effects to causes, we may presume that some new instrumentality "has been introduced." 66 66 (6 Roberts es. Dickey, 4 Fish., 543: "What was 299 attempted in the Boltze operation (viz., that of What "Mansfelt mine), was the destruction of the bore by blowing out its side, thus rendering it in- capable of gathering and retaining water. "is sought and attained by the Roberts process "is, not the destruction of the well, but an "increase of its capacity to gather and hold oil "from the reservoir surrounding it. And the 66 เ modes of operation are also unlike. To say nothing of the structure of the flasks or torpe- 300 "does containing explosive material, and nothing "in the mode of ignition, the tamping contem- 66 plated and used in the Roberts invention is en- "tirely novel. In the Mansfelt mine operation the tamping made use of was an iron rod and 66 66 66 66 66 ram weighing nine hundred pounds, the ram fit- ting the bore tube, and the whole weight dropped a quarter of a fathom upon the cartridge. It is true there was also water in the bore, in depth "thirteen fathoms, but the water does not appear 76 301 302 303 304 "to have been relied upon for tamping. The "bore was not filled, as it is in the Roberts inven- 66 tion, and the presence of water was accidental, "unavoidable and plainly undesired. It Was "apparently no essential element of the process "in the mind of the operator. Certainly it was "not consciously employed as such, and there is "nothing in the description that suggests the probability of using efficiently mere water tamp- ing for blasts in deep bores, much less anything "that can serve as 6 a direction for doing or prac- "ticing the thing,' which the Roberts process "does accomplish through the agency of filling "the wells with water." 66 66 Boyd vs. Cherry, 50 F. R., 282, 283: "It only re- "mains to consider the defense of prior use. The "proof undoubtedly shows that, before the date of 66 Cooley's invention, several other persons had "been in the habit of occasionally submerging "vessels containing milk during the process of "raising cream therefrom, and in some instances, "at least, such use was public But it also clearly appears that none of these persons pro- "ceeded so far as to discover the utility of the process, or were aware of the fact that by it the (6 66 66 important and valuable results since achieved by "Cooley could be secured. It is beyond doubt "that Cooley was the first to discover and to "make known to the public the fact that by this "process the cream could be raised in a much "shorter period of time than by any other known means, and that by it a better quality of butter was to be secured at a reduced cost. The others " doubtless came very near to this discovery, but they overlooked it, as is apparent from the fact "that no other one of them thought enough of the 66 66 66 66 "C process to permanently adopt it, or to apply for a patent upon it, until after the Cooley patent had come into use and its great utility had been "demonstrated. It follows that the controlling question upon this branch of the case is whether 66 77 "it is necessary for the defendant, in order to 305 "sustain the defense of prior use, to show, not 66 only that the process was publicly used before "Cooley's discovery, but that it was used by some person or persons who perceived the fact "of its utility, and who knew what could be ac- complished by it, and who communicated this information to the public. 66 66 66 'But, upon authority and upon principle, I am "constrained to answer this question in the affirm- ❝tive. 66 In Tilghman vs. Proctor, 102 U. S., 711, 306 "the Supreme Court, through Mr. Justice BRAD- "LEY, held an alleged prior use not sufficiently proved, for the reason, among others, that the "result had been accidentally and unwittingly produced, while the operators were in pursuit of "other and different results, without exciting at- "tention, and without its even being known what 66 66 66 66 was done, or how it had been done. In Pelton vs. Waters, 7 O. G., 426, the rule is distinctly "recognized that the prior discoverer or inventor 307 "must have had such conception of the invention "as would enable him to give it to the public. Said Emmons, speaking of the alleged prior inventor "in that case he not only did not give and could "not give it [the invention] to the public, but he did not possess it himself.' The same rule is recognized in Andrews vs. 66 6 66 Carman, 9 O. G., “1011, where it is declared, in effect, that the per- "son who first discovers the principle, and by "putting it into practical and intelligent use first 308 "makes it available to man,' is the first in- "ventor. "If the alleged prior use of the process was "under such circumstances that the public ob- "tained no knowledge of the mode of its opera- Ition or of the results to be obtained by it, there "is no prior use within the meaning of the patent law. 66 "In other words, if the parties who made the "combination, although seeing with the eye per- 78 309 66 6 310 ceived not, and hearing with the ear under- "stood not, * * they added nothing to * "their own stock of knowledge; and the fact, if 66 6 66 6 observed by other men (if they understood it "not), added nothing to the science on that sub- 'ject. Therefore the invention was not made "until the parties contriving, or others observing "the existing combination, saw that it could be made available for the purpose of producing a result similar to the one which the plaintiffs have mentioned in their specification,' Ran- "som vs. Mayor, 1 Fish. Pat. Cas., 267." 66 6 666 66 6 In the cases noted, the defendants had attempted to escape the charge of infringement by citing acci- dental similarities, misconceptions or imperfect dis- closures. But from these authorities it is manifest that such defenses have no weight, either to defeat a patent or to limit it to less than the invention, which is fairly disclosed. In Roberts es. Dickey, the fact that cart- 311 ridges had been exploded under water in oil wells did not excuse an infringer, who, following the patentee's plan, had exploded cartridges under a deep-water tamping to open crevices and to thereby increase the production of oil. The Court said that if cartridges had before been exploded to destroy the bore of a well, the presence of water as a tamping" was not an es- sential element of the process in the mind of the in- ventor and was "accidental, unavoidable, and, plainly. "undesired." 312 66 If in the Gilliland circuit wheel there were a snap- action present, it would be "accidental, unavoid- "able and plainly undesirable," in a still greater de- gree; but there is no such snap-action present in Gilliland, as the points of his spring must clearly make only a gliding contact. The gliding contact is adopted by him, because it suits his purpose, and because it would defeat his purpose if the spring were given the snap-action of Perkins' switch. In many of the cases cited the alleged anticipation has disclosed an effort to accomplish the result subse- 79 quently attained by the successful patentee, thus pre- 313 senting a higher order of defense than is found in an accidental similarity of apparatus. Reis, like Bell, was working to make a telephone; but Gilliiand did not even appreciate the necessity of a snap-break at the separation of contacts, to say nothing of the fact that no device capable of this result is present in his apparatus. Reis, in his efforts to send musical sounds, had made an instrument closely resembling the modern telephone transmitter; and with this apparatus he was attempt- 314 ing to transmit speech. Thus, he not only had a ma- chine closely resembling the telephone, but he was trying to use it as a telephone. Moreover, after Bell's invention, it was found that by the adjustment of a screw, Reis' musical instrument could imperfectly trans- mit speech; but the resemblance of Reis as a defense, either to defeat or limit Bell, has been rejected by nearly every Federal Court in the country. If the Perkins patent could be limited by the art as presented in this suit, it is clear that Bell's patent 315 must have been destroyed by Reis. But Reis has not even served to limit Bell; in fact, Reis has been no more potent to limit Bell's patent than to wholly destroy it; for the history of the telephone litigation shows that, notwithstanding the close resemblance of Reis, all mankind has not in eight- een years been able to devise an electric telephone that would escape the charge of infringement. Reis wanted to do what Bell afterwards accomplished, but it can- not be said that Gilliland wanted to do what was after- 316 wards done by Perkins. In fact, a snap-action in Gili- land's telegraph would have defeated his entire pur- pose and rendered the transmission of messages im- possible. The advantages of a driven well would be realized in a bored well if a tube were tightly forced within the shaft; and, as the Court said in Andrews vs. Carman, it was doubtless true that in some instances bored wells had possessed the essential features and mode of oper- ation upon which the success of the driven well de- 80 317 pended. The Green patent was often reviewed in the lower courts, and finally by the Supreme Court, but the bored-well defense, like that of Reis, was always rejected. Clearly the bored well was far more perti- nent than Gilliland, but the decisions show that it was never seriously considered or given the slighest weight. Cooley's patent for a plan of submerging vessels con- taining milk, in water was sustained. Others had often submerged such vessels, but without knowledge that cream would be raised in a shorter time, or that by 318 such method a better quality of butter could be made. If the essential feature shown in a subsequent pat- ent would destroy or impair the operation of the ap- paratus of a prior patent set up as a defense, it should be ample proof that the defense did not contain or an- ticipate the invention of the later patent. Such is the case at bar, for Perkins' snap switch would destroy Gilliland's telegraph. Most of the cases cited present actual similarities, and they are, therefore, only indi- rectly pertinent, for Gilliland and Rogers do not show 319 similarities, accidental or otherwise; but they are in point to show that, if defenses containing similarities will not be accepted as defenses, those in which simi- larities are wholly absent certainly should have no such force. An element of a combination may be separately claimed if new; claims of vary- ing scope may be included in one patent; 320 and all may be based upon a description of one form of apparatus. Perkins has made two claims of different scope; and in so doing he has followed the one practice which has prevailed from the foundation of our patent system. The law imposes upon a patentee the duty of disclosing the best means known to him of practicing the inven- tion, but he is not obliged to describe more than one form. By describing his best form he becomes entitled to claim the invention generically as well as specifically ; 81 and in no sense is he obliged to narrow his claims to 321 the precise construction shown. Judge CURTIS, in Furbush vs. Cook (2 Fish, 669, 670), said: 66 66 Nor is it requisite to include in the claim for a "combination, as elements thereof, all parts of the "machine which are necessary to its action, save "as they may be understood as entering into the "mode of combining and arranging the elements "of the combination. If inclined wires are neces- sary to the action of the combination specified, 322 "so are many other parts of the machine, and all parts necessary to the action and combination "specified might be said to enter into the mode of combining and arranging the elements of the combination, but need not be, and ought not to "be included in the combination claimed." 66 66 66 In Union Paper Bag Machine Co. vs. Pultz and Walkley Co., 15 Blatch., 160, Judge SHIPMAN, following Winans vs. Denmead, 15 How., 342, said that, as the 323 patentee had described his invention and shown its principles in that form which most perfectly embraced it, he was, in contemplation of law, deemed to have claimed every form in which the invention might be copied, unless he had manifested an intention to dis- claim some of them. The case of Murphy vs. Eastham, 5 Fish., 309, clearly shows that a description of the best form is sufficient to carry all forms, and that the claim will not be limited to the one description. Judge SHEPLEY (p. 309) 324 said: 66 "The patentee, in his specification and claim, has only described one geometrical form of "groove or furrow, and three geometrical forms "for the rubber ring-i. e., the parallelogram, "rhombus and triangle. Perhaps a strict construc- "tion of the language would exclude the triangle "from the list of forms of the rubber ring in the claim. The patentee does not, as is sometimes 66 82 325 326 327 328 66 done, claim in terms the thing patented, how- "ever its form and proportions may be varied; "but the law so interprets his claim without the "addition of these words. In contemplation of 66 law, after he has fully described his invention "and shown its principles, and claimed it in a form "which perfectly embodies it, unless he disclaims "other forms, he is deemed to claim every form in "which his invention may be copied. "Undoubtedly, in some cases, the letters pat- "ent include only the particular form described "and claimed, not for the reason that the patentee "has described and claimed that form only, but "because the invention consists in form only, and only in that form can be embodied, so that when "the form is not copied the invention is not "used." 66 Winans vs. Denmead, 15 How., 342, 343: "It is generally true, when a patentee describes "a machine, and then claims it as described, that "he is understood to intend a claim, and does by "law actually cover, not only the precise forms he "has described, but all other forms which embody "his invention, it being a familiar rule that to "copy the principle or mode of operation de- "scribed is an infringement, although such copy "should be totally unlike the original in form or "proportions." "Why should not this rule he applied to this "case? 66 "It is not sufficient to distinguish this case to say that here the invention consists in a change "of form, and the patentee has claimed one form "only." 66 * * * Patentees sometimes add to their claims an "express declaration, to the effect that the claim "extends to the thing patented, however its form "or proportions may be varied. But this is un- 66 necessary. The law so interprets the claim with- "out the addition of these words. The exclusive 83 66 66 right to the thing patented is not secured, if the 329 public are at liberty to make substantial copies "of it, varying its form or proportions. And, "therefore, the patentee, having described his "invention and shown its principles, and claimed "in it that form which most perfectly embodies it, "is, in contemplation of law, deemed to claim "every form in which his invention may be copied, "unless he manifests an intention to disclam some "of those forms." A process or method claim may be broad enough to cover all forms of apparatus by which it may be carried out; yet it is enough to describe one particular mode, and one particular apparatus by which the process may be performed with some beneficial result (Tilghman vs. Proctor, 102 U. S., 728; Telephone Cases, 126 U. S., 381). 330 But underlying these decisions is that broad prin- ciple, which has been stated in very many cases, that patents will be construed liberally, and, if possible, in 331 a manner to confer upon an inventor the benefits of his whole invention. In the light of hundreds of such authorities, Laass' suggestion that Perkins' first claim should be limited to one form of apparatus, because only one form was described, accentuates the fact that, by presenting such a defense, the defendant had none that was better to offer. It is said by Laass that Perkins' first claim is entitled to enlargement only by virtue of the presence of a 332 second form shown in Fig. 4, which illustrates a spring and pawl somewhat different from the one shown in Figs. 1 and 3. If Perkins had shown only the one form, his patent would, under the authorities just cited, include that one and all mechanical equivalents as well; and it is not to be assumed that a description of a second form will deprive him of anything that he might cover under the one alone. The argument of the defense is that, while a pioneer inventor may claim broadly, a claim of such scope can- 84 333 not be based upon mere improvements, and that, as Perkins has referred to details for effecting a certain result, his claim must be limited to a narrow construc- tion. But a patent for details will still cover the simplest equivalents of those details, and, above all, will be given a construction, if possible, that will protect the invention and give the inventor the full benefit of all he has done. This is all that Perkins wants. If he is given the full benefit of what he has done, it is seen that his patent must cover a ratchet and pawl switch 334 in which there are rubbing contacts and means for uniformly effecting a snap action to quicken the sep- aration of contacts each time a pawl leaves a metallic tooth. His claim in terms covers a device which in- cludes these features; this was his invention; and a liberal or any other interpretation awarding him what. he accomplished could lead to no limitation that would make his claim cover less than these characteristic parts. Under the most rigid rule of interpretation, defend- 335 ant's device is clearly an infringement, for it has every feature, including ratchet teeth, a detent, rubbing con- tacts, a snap-action at the separation of metallic con- tacts, and means for preventing a back movement, to make such a contact as could only be broken by the slow action of the hand; moreover, each device is a slow-moving hand-switch, in which the quickened sep- aration of contacts is of the highest importance. It has been said by the Court below that Perkins shows a lamp in close proximity to his switch, while 336 the infringing exhibits are independent of lamps, and include only circuit-breakers; but such a position cannot be maintained, for the reason that the first claim is for a switch, and does not include a lamp as an ele- ment. Nor need the claim include the lamp as an element. Whatever the invention, the whole organization may be claimed as one combination or as a series of sub-combinations; and, in fact, any part of a combination that is new may be claimed by itself as an element, and without regard to other parts which are nec- essary to give the organization commercial value .Nine- I 1 85 tenths of all the patents granted include separate claims 337 for the different parts of the machine or elementary steps of the method involved; and under a practice that has never been varied the patentee has been permitted to make one claim or fifty as he liked. This proposition is fully supported by the preceding citations from Furbush vs. Cook, Union Paper Bag Manufacturing Co. vs. Pulz et al., Murphy vs. East- man, Winans vs. Denmead, Tilghman vs. Proctor, and the Telephone Cases (ante, pp. 81-83). The following are a few more among the great num- 338 ber of cases of the kind which might be cited: 66 Hogg vs. Emerson, 11 Howard, 587: "Again, if one set of letters patent is permissible for one "combination consisting of many parts, as is the daily practice, surely one will amply suffice for "two or three portions of that combination." 66 Stevens vs. Pritchard, 4 Cliff., 417; 10 O. G., 505: "Cases arise where a patentee having invented 339 "a new and useful combination, consisting of sev- "eral elements which, in combination, comprise "an organized machine, also claims to have in- "vented new and useful inventions consisting of "fewer elements, and in such case the law is well "settled that, if the several combinations are new "and useful, and will severally produce new and "useful results, the inventor is entitled to a patent "for the several combinations." 666 "Holly vs. Vergennes Machine Co., 4 Fed. Rep., 74: "In Prouty vs. Ruggles, 16 Pet., 336, and like cases, where it is held that a patent for a combi- ""nation of several parts to accomplish a result is ""not infringed by a combination of less of the same parts, alone, or with others substantially differ- ent, to produce the same result. That case was put expressly upon the ground that neither any "of the parts, nor any portion of the combination. "less than the whole, was new. The patentee 666 666 6.66 340 86 341 342 343 344 ""is entitled to the exclusive use of the whole of "his patented invention; and if it is of a combi- ""nation of numerous parts, including in it other "new and useful combinations of less of the parts, "" he seems to be entitled to the exclusive use of "the lesser combination, as well as the exclusive use of the whole' (Sharp vs. Tifft, 18 Blatch., "132; 17 O. G., 1282). 6.66 Buckan vs. McKesson, 7 Fed. Rep., 102: The patent" describes three ways of making the in- "corporation" [of carbolic acid with or in soap] "in order to show how the invention is to be practically carried out. But in order to show 66 86 66 infringement it it is not necessary to show that some one of those three methods of incorpora- "tion was employed. X * It is sufficient if 66 * the soap has carbolic acid in the body of it." Bates vs. Coe, 98 U. S., 31; 15 O. G., 343 : "Combination patents may be mentioned as ex- 66 amples where more than one invention may be "secured by a single patent, and in such a case "the patentee may give the description of each "combination in one specification." 66 66 Jenkins vs. Ferguson, 32 Fed. Rep., 400: "A subcombination may be claimed in a reissue if it was shown in the original as performing the same function, even though it was claimed only as "part of a larger combination.". 66 66 * * Roberts rs. H. P. Nail Co., 53 Fed. Rep., 920: "In a combination patent it is permisiable for the patentee, after claiming his whole machine, to "claim also the combination of fewer parts than "the whole. * This is fully established in "the decision of Judges McKENNAN and NIXON in "the case of Wells vs. Jaques, 5 O. G., 364. In "that case the patent was for a combination of "elements making up a hat-body machine. "The combination embodied a great many different parts, and the patentee made quite a "number of claims, of which one only embodied "the whole machine. It was objected that only 66 87 0 " 1 66 66 one claim for the whole machine was valid, 345 "because the devices in combination in the "other claim could not be employed alone for any useful purpose, and only be useful when "combined into a complete machine. The patent "should have been for the unit, and not for the "different combination. To this objection Judge "NIXON says: 'I cannot yield assent to that proposition. The separate claims of a patent "must be construed in reference to the speci- "'fication.' *- * * 'In 2 Robb. Pat. (530), 346 "the principle is stated thus: Claims for each "subordinate piece of mechanism may be 'joined with those for the principal machine, "though not capable of use in any other "known connection." " 66 6 66 6 66 Wheeler vs. McCormick, 6 Fisher, 551: "In "this case, then, it was competent for the patentee to amend his original specification, so as fully and minutely to describe all that "was shown in the original, or in its drawings or 347 "model, and receive patents for each separate 66 66 device shown therein, or each separate and sev- "erable combination of devices, capable of distinct "use, and, while such specification might be an- nexed, in totidem verbis, to each reissued patent, "define and claim, in each, such separable and "distinct part of his original aggregate invention, "the specification in each case showing, as it "should, the construction of each separate pat- "ented device, or combination of devices, so as to 348 "give the required information to the public, and "illustrating the application of each device or "combination to actual use, in the construction of "an aggregate machine. This does not make one "reissue include all that is described in the speci- fication. All that is included in a specification "is not necessarily included in the patent. What- "is claimed in and secured by the patent is secured "not only when used in the mode illustrated, by "the description of other devices with which it .6 88 } 349 350 351 352 may be used, in the specification, but it is se- "cured against its use in connection with other "devices of an entirely distinct character." NOTE--In considering this reissue the Court regarded the new claims as patentable upon the theory that they would have been allowable in the original patent. Pitts vs. Whitman, 2 Robb's Patent Cases, 202, 203: "In the summing up of their invention they "claim four distinct improvements in the ma- "chinery as their invention. The words are: 66 " 666 66 6 66 6 66 6 66 6 66 6 666 We claim as our invention: (1) The construc- "tion and use of a endless apron divided into troughs or cells in a machine for cleaning grain, operating substantially in the way de- "scribed (i. e., in the specification). (2) We "claim also the revolving rake for shaking out the straw, and the roller for throwing it off the machine, in combination with such a revolving apron, as set forth (3). We claim the guard- slats E, in combination with a belt constructed substantially as above described; and, (4) "The combination of the endless sieve and shoe, with the elevator for carrying up the light grain in the manner and for the purpose herein "set forth.' It is plain, therefore, that the patentees not only claim the entire machinery in combination, but also for four improvements "above enumerated, as their invention. And if they are their invention, there is no objec- tion, in point of law, to their claim. And a violation of any one of the specified im- "provements, without any violation of the others, "by the defendant, is sufficient to entitle the "patentees, or their assignees, to an action for the infringement." 666 66 66 66 66 "" The feature of a rotating wheel is not contained in the first claim, and it is most doubtful whether the Court would import into it such a limitation even to save the patent if a stationary wheel with the teeth and 89 notches of Perkins were found in the prior art; and 353 still less would it endow the claim with novelty by construing a lamp into the combination; nor would the Court think of saving Perkins' claim by limiting it to a small switch which could be placed within the neck of a lamp if one as large as defendant's had before been known in the prior art. The courts have often refused to go to the specification for limitations that were obviously never intended to be in the claim. 66 Holliday vs. Pickhardt, 29 Fed. Rep., 853: "It 354 "is unfortunate that the claim caunot be limited "without violence to its language, and without dis- "regarding well settled rules of construction, to one "for the efficient process which is described as preferably to be employed. But a method or feature which is mentioned only by way of recom- "mendation, in describing an invention, must gen- erally be considered as a subordinate or sec- ondary, and not an essential part of the inven- "tion, and, in the absence of apt language in the 355 claim, it cannot be read into the claim, even to "limit the claim to the real invention of the "patentee." 66 :6 66 In Roemer vs. Neumann, 26 Fed. Rep., 102, as is shown in the head note, it was held that, "Details "of construction will not be construed to be "essential features of a claim in order to sustain "its validity where the claim does not in any way I refer to such details, and the references thereto "in the specification are merely recommendatory." 356 Again, in Bradley & Hubbard Mfg. Co. vs. Charles Parker Co., 25 Fed. Rep., 907, as is shown in the head note, it was held that, "Peculiarities "of construction will not be construed to be dis- tinctive features of claims in order to sustain "their validity, where neither the specification "nor claims suggest that such peculiarities are a "distinctive feature of the invention." 66 See, also, White vs. Dunbar, 119 U. S., 47. 90 357 Wisner vs. Grant, 7 Fed. Rep., 922. Wilkin vs. Covel, 46 Fed. Rep., 925. Howe Machine Co. vs. National Needle Co., 134 U. S., 388. Ashton Valve Co. vs. Coale Muffler & Safety Valve Co., 52 Fed. Rep., 314. In the Court below, the defendant criticised the Perkins patent upon the assumption that it did not show the wire connections from the switch to the lamp. As a matter of fact, the description is sufficient and 358 can be understood to mean nothing else than what is shown in our illustrative diagram, Fig. 1 (ante, p. 6). But even if the description were imperfect the criticism would have no force. Perkins was only claiming a circuit breaker at that time. He was not trying to claim a specific method of joining a switch with a lamp, nor even the combination of his switch and a lamp, or to claim the wire connections from the switch to the lamp; but was claiming a snap circuit breaker inde- pendently of a lamp, motor or other translating device. 359 He did not even claim the lamp as an element, and for this reason, if for no other, he could be under no obli- gation to describe its wire connections in detail. It is true, however, as Vansize and Stockbridge testify, that Perkins' description of circuits in the lamp base is ample (Vansize, Q. 31, Rec., p. 155; Stockbridge, Qs. 106-107, Rec., p. 117), and that it would be a sufficient description if the specific connections had been made part of the claims. Nor has Laass expressed more than a faint doubt of the sufficiency of that description 360 (Laass, 128-131 x-Qs.). In fact he has expressed no substantial doubt at all (Laass, 128 x-Q.). 91 The switches referred to by defendant to 361 show that the Perkins invention does not cover all commercial forms of snap switches, and that the Perkins form has been superseded. The defendant has referred to several modern switches to show that the Perkins device has been su- perseded by forms that would not infringe his patent. One is the Van Gestel switch, in which two leaf springs, isolated from each other, tend to come together. When pressed away from each other by turning a finger- button, which turns an oblong piece of insulating material between them, they are forced against metallic contacts to close a circuit, which is in turn broken when the button is again turned to permit the springs to approach each other. As the springs are at one turn merely forced against and at the next removed from the stationary stops, a self-cleaning rubbing contact is impossible (Stockbridge, 104 Q., Rec., p. 115). Such a switch may be cheap to make, but it is abso- lutely useless, since switches are to be had at a few cents apiece that may be used indefinitely without change or repair. The testimony of Vansize shows in few words why these switches are unreliable and of no practical value (Vansize, 28, 29 Q., Rec., p. 152). 362 363 Defendant does not represent that these switches are presented as anticipations of Perkins. They could have no such bearing, for, as the record shows, they 364 were not known until 1886 or 1887 (Stockbridge, 156-158 Re-d. Qs., Rec., p. p. 134). Stockbridge says (x-Q. 125, Rec., p. 127) that Perkins bought Van Gestel's patent, and that, after making a few switches, he gave them up because the non- wiping contacts could not be kept clean. The inferior Van Gestel switch, which came before the public several years after the patent in suit was granted, certainly can now have no bearing either to show that Perkins' patent is anticipated or that it has been superseded. 92 365 Weston's patent 277,640 of May 15, 1883 (Rec,, p. 323) shows a switch of the Perkins type, in which the ratchet teeth are stationary. But the patent, owing to its later date, can neither limit nor anticipate Perkins; it does, however, show that Weston appreciated the feature of snap-action in such devices. As Weston's patent was issued to the United States Electric Lighting Company (the same company to which the patent in suit was granted), it was doubtless regarded by the owner as an improved form of what 366 was already controlled under Perkins. 367 Crowell's patent 436,122 of September 9, 1890 (Rec., p. 326) also shows a Perkins snap-switch; but it is limited to the smallest details and is only a modifica- tion of Weston's form. Of course, Crowell has no bearing as an anticipation, as he was nine years later than the patent in suit. The Large Price Paid by Complainant for the Patent in Suit. In this transaction complainant paid $17,500 cash for the patent, when it had but little more than six years to run (Dustin, 13, 14 Qs., Rec., p. 70); and even after paying this large amount complainant was obliged to accept it subject to several out- standing licenses, of which one was reserved by Per- kins himself, who is a large manufacturer of electrical appliances, while another was held by the United 368 States Electric Lighting Company (Dustin, 14-17 Qs., Rec., pp, 71, 72). These were serious incumbrances, and, as Dustin says, a much larger price would have been paid for the patent if it could have been bought without them (Dustin, 14, 15 Qs.), for it was believed that its exclusive ownership would control the switch business. The circumstance that so large a price was paid for so short a term, with the several outstand- ing licenses, is certainly entitled to consideration. The Schuyler Company was engaged in the manufacture of electrical apparatus (Dustin, 8-12 Qs., Rec., p. 70) 93 and wanted to make devices such as are shown in the 369 Perkins patent; but upon investigation it was advised by counsel that the patent was valid, and that, for this reason and for no other, it must refrain from making such switches. Thus the company first refrained from making such switches, and next, when, for the success of its business, it was obliged to make them, it paid Perkins $17,500 for such part of the patent as could be bought. Prima Facie Proofs. Only Perkins' first claim is in question, and as is alleged in the bill, and as is shown by the deposition of Stockbridge, who was produced as a witness by complainant, it has been infringed by the manufacture, use and sale of switches, such as are shown in "Com- plainant's Exhibit Defendant's Switch No. 1" and "Complainant's Exhibit Defendant's Switch No. 2" (Depositions, Rec., pp. 19–64; Exhibits, pp. 21, 33). 370 At the time the two exhibits were offered in evidence 371 a stipulation was made admitting that defendant had made, used and sold the No. 2 switch before the com- mencement of this suit (Rec., p. 33, fol. 131), but no such admission was made respecting the No. 1. Sub- sequently, however, defendant (after witnesses had been subpoenaed) agreed to a like stipulation as to switches of the No. 1 type (Rec., p. 68, fols. 271-273). It may also be noticed that defendant's witness, Hinds, says that the No. 1 switch was made by defendant as early as and after the year 1890 (Hinds, 3 Q.; Rec., p. 216). 372 This switch was compared with the patent in suit prior to the latter stipulation, but with the under- standing that complainant should take further testi- mony to connect the defendant with the manufacture, use and sale of such apparatus. Defendant's answer admitted the organization and existence of both complainant and defendant company (Rec., p. 8, fol. 31); the answer also admitted the grant of the letters patent in suit, but denied their validity and regularity of graut, or that they had been ཐི༽ ༽ 94 373 duly assigned to complainant (Rec., p. 8, fols. 32, 33). No evidence, however, was offered in support of these denials except as to the prior art. As to such proofs as were offered by way of anticipation or to limit the Perkins patent, the rebutting depositions of Stock- bridge and Vansize have been presented (Rec., pp. 90-171). The grant of the patent is proved by the production of certified copies from the files of the Patent Office (Rec., pp. 77–89), and ownership in complainant by 374 certified copies of the assignments together with a stipulation giving them the force and effect that the originals would have if they had been produced (Rec., p. 19, fol. 74). C. L. BUCKINGHAM. 375 376 [1365] UNIVERSITY OF MICHIGAN 3 9015 07500 7776