· The Commonwealth of Massachusetts THE CONSTITUTIONAL CONVENTION 1917 BULLETIN No. 13 THE CITY-MANAGER PLAN OF MUNICIPAL GOVERNMENT SUBMITTED TO THE CONSTITUTIONAL CONVENTION BY THE COM- MISSION TO COMPILE INFORMATION AND DATA FOR THE USE OF THE CONSTITUTIONAL CONVENTION BOSTON WRIGHT & POTTER PRINTING CO., STATE PRINTERS 32 DERNE STREET 1917 1 JS 344 C5 му The Commonwealth of Massachusetts THE CONSTITUTIONAL CONVENTION 1917 BULLETIN No. 13 THE CITY-MANAGER PLAN OF MUNICIPAL GOVERNMENT M: SUBMITTED TO THE CONSTITUTIONAL CONVENTION BY THE COM- MISSION TO COMPILE INFORMATION AND DATA FOR THE USE OF THE CONSTITUTIONAL CONVENTION } BOSTON WRIGHT & POTTER PRINTING CO., STATE PRINTERS 32 DERNE STREET 1917 3 A THE COMMONWEALTH OF MASSACHUSETTS COMMISSION TO COMPILE INFORMATION AND DATA FOR THE USE OF THE CONSTITUTIONAL CONVENTION ROOM 426, STATE HOUSE BOSTON OWILD KASANAY THE COMMISSION WILLIAM B. MUNRO, CHAIRMAN LAWRENCE B. EVANS, VICE CHAIRMAN ROGER SHERMAN HOAR HENRY WARD BIRD, SECRETARY ___ • But A A 7. CONTENTS. I. Systems of Municipal Government in the United States, II. The City-Manager Movement, Definition, History and Development, Methods of Adoption, . III. The Dayton City-Manager Plan, The Commission, The City Manager, Administrative Departments, Initiative, Referendum and Recall, • IV. The City-Manager Plan in Other Cities, In General, The Ashtabula Plan, V. The City-Manager Plan in Massachusetts, The Optional Charter Law, The Norwood Town-Manager Plan, VI. Conclusion, APPENDIX A. — Digest of the Charter of Dayton, APPENDIX B. — Plan D provided for in the Massachusetts Optional Charter Law, . APPENDIX C. — List of Cities with City Managers, Bibliography, PAGE 5 6 6 7 7 9 9 10 11 11 12 12 12 14 14 14 17 21 24 26 29 " THE CITY-MANAGER PLAN OF MUNICIPAL GOVERNMENT. I. SYSTEMS OF MUNICIPAL GOVERNMENT IN THE UNITED STATES. There are at the present time three general types of mu- nicipal government in the United States: namely, the mayor and council form, the commission form and the city-manager form. Under the mayor and council system, which was the first to develop, the powers of government are divided between a mayor as the chief executive, a council of one or two houses elected usually by wards, and a number of independent ad- ministrative officials such as the city clerk, treasurer, auditor, etc., who as a general rule are elected by the people or by the council. In other words the mayor and council plan in its usual form has followed the customary American scheme of organiza- tion which is based on the principle of separation of powers or a system of checks and balances. The mayor and council form of municipal government pre- vailed universally in this country until 1901, when Galveston, Texas, following a disastrous tidal wave, adopted a new system known as commission government. Under the commission plan as it has developed since its beginning in Galveston, the autonomous mayor, council and other independent departments are abolished and all the powers of government except the ad- ministration of the schools are vested in a small popularly- elected commission of from five to seven members. Each member individually has charge of one of the administrative de- partments of the city, while collectively they enact ordinances and regulations for the municipality. One of the commissioners is usually given the title of mayor, but he has no greater powers than any of the others, except that he presides over meetings of the commission, represents the city in a ceremonial capacity, etc. 6 Since its adoption in Galveston in 1901, commission govern- ment has spread rapidly throughout the country, until to-day every State except Connecticut, Delaware, Indiana, New Hamp- shire and Vermont has one or more commission government cities. There are in all about three hundred and fifty cities. which are operating under the new system. II. THE CITY-MANAGER MOVEMENT. Definition. The most recent development in municipal government has been the city-manager plan, which carries the concentration of administrative responsibility one step farther than does com- mission government, and provides an apex for the local ad- ministration. As noted above one of the essential features of commission government is the division of the administrative work among the various members of the commission. Under the city-manager plan the small commission elected at large is continued for legislative and supervisory purposes, but instead of making each commissioner the head of a particular phase of the city's affairs, all administrative details are turned over to a specially trained administrator appointed by the commission. The city-manager plan may be defined, therefore, as a form of municipal government in which all the corporate powers having to do with the determination of policy and the general direction of municipal affairs are vested in a small group of elective officials constituting a council or commission elected usually at large on a non-partisan ballot, while the administrative func- tions are concentrated in a single executive official appointed by the commission on the basis of professional qualifications and designated as the city manager. Such a plan is very similar to the method of organization commonly employed in corpora- tions, the commission corresponding to the board of directors and the city manager to the president or general manager of the corporation. In addition to the above fundamental elements, city-manager charters also provide for the initiative, referendum and recall, while most of them also have provisions for civil service, for the proper management of the city's finances, and for the control of public utilities. مه 7 1 : History and Development. Staunton, Virginia, in 1908, was the first city in the United States to provide for a city manager. This was done merely by local ordinance without any charter revision. The old mayor and council form was retained, but the greater part of the ad- ministrative work was turned over to a special official known as the "general-manager." Five years later, in 1913, Sumter, South Carolina, commenced operation under a legislative charter which contained most of the features of the city-manager plan.² It remained, however, for Dayton, Ohio, following a serious flood in 1913, to be the first city to adopt a complete city- manager charter containing all of the essential features out- lined above. This charter went into effect on January 1, 1914. Since that date a number of other cities have taken action on the matter, until to-day there are about ninety cities which have either adopted a complete city-manager charter, as in Dayton, or have provided for a city manager by ordinance, as in Staun- ton. So far the city-manager movement has been confined very largely to the smaller cities of the country. Only two cities of more than one hundred thousand inhabitants - Dayton, Ohio, and Grand Rapids, Michigan - have come under this plan, each having a population of about one hundred and twenty- three thousand. Other cities of fairly large size are Wichita, Kansas, 64,972; Springfield, Ohio, 50,058; Wheeling, West Virginia, 42,957; Portsmouth, Virginia, 37,000; Niagara Falls, New York, 35,127; San Jose, California, 37,010; Jackson, Michigan, 34,202; Watertown, New York, 26,730; and New- burgh, New York, 27,805. Most of the city-manager cities, however, are places with populations of from two thousand to twenty-five thousand, thus showing that the movement has been chiefly a small city development.3 Methods of Adoption. The city-manager plan has been established in the various municipalities by four different methods: namely, home-rule charters, special legislative charters, general city-manager 1 S. D. Holsinger, General Manager Plan of Government of Staunton, Virginia, 7-8. 2 Laws of South Carolina, 1912, Act No. 453. In effect January 1, 1913. For a list of city-manager cities see Appendix C. 8 • charter laws or codes, and optional charter acts. In this con- nection it should be made clear that no State has provided in its constitution for the city-manager plan as such, and that the movement has been the result of charter revision, and legislative action. Twelve State constitutions, however, contain home-rule provisions which give to cities the right to frame and adopt their own charters, and a number of cities in such States as Cali- fornia, Ohio, Michigan and Texas, acting under these grants of power, have drawn up home-rule charters establishing the city- manager system. In addition to the home-rule charter plan, the next most im- portant method of providing for the city-manager scheme is by special charter acts passed by the Legislature for each individual city. Then in the four States of Idaho, Iowa, Kansas and Montana general city-manager codes have been enacted during 1917, the provisions of which may be adopted by any city by popular vote.¹ Very similar to the general city-manager laws are the optional charter acts of Massachusetts, New York, North Carolina, Ohio and Virginia, which enable a city to adopt any one of several plans of government, including the manager form.2 Then, too, a number of municipalities such as Staunton and Fredericksburg, Virginia, have a modified plan of government by a manager. In these cities the aldermanic form of organization is retained, and the only change is that certain of the adminis- trative functions and duties of the city are assigned to a general superintendent or manager whose position has been provided for merely by ordinance of the city council. Such cities, of course, do not possess all the essentials of the orthodox manager plan, such as the small commission, initiative and referendum, and so on. Also the organization is less stable than if it were provided by charter or by statute, since it may be abolished at any time by vote of the council. Strictly speaking, these cities should be considered as having only a partial or modified city-manager plan. 1 Reference to laws of Idaho, Kansas, Iowa and Montana in National Municipal Review, VI, 416-417 (May, 1917). 2 General Acts of Massachusetts, 1915, Chap. 267; Laws of New York, 1914, Chap. 444; Laws of Ohio, 1913, 767-786; North Carolina Legislature, "An Act to provide for the organization and gov- ernment of cities," March, 1917; Laws of Virginia, 1914, Chap. 94. } 9 III. THE DAYTON CITY-MANAGER PLAN. Considerable variation as to details is found in the several city-manager charters, but only a few of the points of difference are of essential importance. Since the Dayton charter has been the model for other municipalities, it is believed that an analysis of its provisions will best serve as a method of making clear the fundamental features of the system in general.¹ 1 The Commission. Under the Dayton charter provision is made for a commission of five citizens elected at large by the people for a term of four years, either two or three commissioners being chosen every two years so as to make the commission a continuous body. Nomina- tions are made at a non-partisan primary and any qualified voter is entitled to have his name placed on the primary ballot by filing a petition signed by at least two per cent of the registered voters. The names receiving the largest number of votes at the primary are placed on the final ballot without party designa- tion,2 and the two or three candidates, as the case may be, who obtain the highest votes at the election are declared elected. The commissioner who receives the greatest number of votes is designated as mayor,³ but he is little more than a figurehead and has no special powers except to preside at meet- ings of the commission and to act as the official head of the city for ceremonial purposes and for the purpose of serving civil processes against the city. The salary of the mayor is fixed at $1,800 and that of each commissioner at $1,200.4 The duties of the commission are to enact ordinances and regulations for the government of the city, to raise taxes and vote appropriations, create or abolish departments, investigate the financial transactions or the official acts of any officer.or de- partment, and finally the very important function of appointing the city-manager. 1 Charter for the city of Dayton adopted by the people August 12, 1913. For summary see Appendix A. 2 The number of candidates who are entitled to have their names placed on the final ballot is limited to twice the number to be elected; i.e., if three candidates are to be chosen, the names of the six receiving the highest votes at the primary are placed on the ballot for final election. See Dayton Charter, Sects. 4-12. 3 The mayor is the candidate who receives the largest vote at the election at which three com- missioners are chosen. 4 Dayton Charter, Sects. 36-38. 10 The City Manager. From the above description of the commission's powers and duties, it is seen that this body does not have anything directly to do with the actual management of the various departments, but delegates these responsibilities to its appointee, the city manager. The city manager is the administrative head of the municipality and is responsible to the commission for the efficient administration of all the departments under his charge. He is appointed without regard to his political beliefs, is not required to be a resident of the city of Dayton, and receives such salary as the commission may determine, which has been fixed by ordinance at $12,500. The city manager is not ap- pointed for any definite term, but serves during the pleasure of the commission except that he may be recalled by the people in a manner to be described later. In providing for the recall of the manager, the Dayton charter differs from that of the other cities.¹ The powers and duties of the city manager may be divided into four groups. (1) First of all, in an advisory capacity, he attends all meetings of the commission with the right to be heard and to make recommendations, but not to vote. In this connection it is his duty to keep the commission informed as to the financial condition and needs of the city. (2) Secondly, he must see that all laws and ordinances are enforced. (3) In the third place, he appoints all directors of departments and sub- ordinate employees subject, however, in the case of minor officials, to civil service regulations, and may suspend or dismiss any of them for proper cause. In the performance of these functions he assigns to each official the work which he is ex- pected to carry on. (4) Finally the city manager prepares the annual budget of estimated revenues and expenditures which is submitted to the commission for action, and is the general supervisor of all the work done in the several departments. In addition to these duties which are specifically provided for in the charter, the city manager is required to perform such other duties as may be prescribed by the commission.2 1 1 Dayton Charter, Sects. 13-20. 2 Ibid., Sects. 47-50. 11 Administrative Departments. Under the supervision of the city manager in Dayton there are five departments, the department of finance, the depart- ment of law, the department of public welfare, the department of public safety, and the department of public service, each in charge of a director appointed by and responsible to the city manager in all matters.¹ The heads of departments are not under civil service, but the appointments of all other subordi- nate officials except the deputy directors are made after com- petitive examinations. The charter provides for a civil service board of three to be appointed by the commission for the purpose of conducting such examinations and for administering the merit system in general.2 Initiative, Referendum and Recall. In addition to the above essential features, the Dayton charter provides also for the initiative, the referendum and the recall. Upon petition of ten per cent of the total number of registered voters, an ordinance may be drawn up and presented to the commission whose duty it is to take action on the same within thirty days. If the commission rejects the proposed ordinance or amends it, the people may demand its submission to a popular vote by filing a petition signed by an additional fifteen per cent of the voters. It is further provided that any ordinance enacted by the commission must be submitted to a referendum vote upon presentation of a petition signed by twenty-five per cent of the registered voters.³ Provision is also made in the Dayton charter for the popular recall of members of the commission and of the city manager. Whenever a petition is filed by at least twenty-five per cent of the registered voters demanding the removal of a commissioner or the manager, a recall election must be held within sixty days, provided the official against whom charges are made does not resign in the meantime. At the recall election a vote is taken on the question as to whether the official should be recalled and also upon the names of candidates to succeed him in case a 1 1 Dayton Charter, Sects. 51-87. 2 Ibid., Sects. 93-107. 3 Ibid., Sects. 21-35. 12 majority of the voters are in favor of such recall. Unlike the usual arrangement, the name of the person whose removal is sought may not appear on the recall ballot as a candidate to succeed himself.¹ IV. THE CITY-MANAGER PLAN IN OTHER CITIES. In General. As a general rule the charters of other city-manager munici- palities provide for a plan of government which is very similar to that of Dayton, with the exception that in a number of the smaller cities provision is not made for such a highly central- ized departmental organization. In some cities, such as Ash- tabula, Ohio, for example, the charter provides for separate directors for only a part of the departments, and stipulates that the city manager shall be the acting head of all other depart- ments unless otherwise ordered by the commission.2 The charters of some of the cities also differ from that of Dayton in that they do not give the city manager the entire responsibility for administering the city's finances. This tendency is illustrated in the Springfield, Ohio, charter, where the city auditor, treasurer and purchasing agent are appointed by the commission instead of by the city manager, and in the charter of Grand Rapids, Michigan, where the comptroller is elected by the people and the city treasurer and city assessors by the city commission.3 It is not unusual to find also that the city clerk and sometimes the city solicitor are appointed by the commission instead of by the manager. The argument ad- vanced in favor of the decentralization of financial administra- tion is that it places a check upon the city manager in the expenditure of funds. * The Ashtabula Plan. As explained above, Dayton and most of the other cities provide for the election of members of the commission from the city at large. This method has been criticized by some persons on the ground that it does not provide for the proper reflection of minority wishes. Ashtabula, Ohio, has attempted to solve 1 Dayton Charter, Sects. 13-20. 2 Charter of the City of Ashtabula, Sect. 29. 3 Charter of Springfield, Ohio, Sects. 19-23; Charter of Grand Rapids, Michigan, Title II, Sects. 2, 3. 1 J. 13 the problem by providing in its charter for the Hare system of proportional representation, the purpose of which is to give to any group of electors which can control an appreciable block of votes a number of representatives roughly in proportion to its relative strength.¹ 1 Under the Ashtabula charter there are seven members on the council. The procedure of election as described by Dr. A. R. Hatton is as follows: At the left of each name on the ballot “is a square in which the voter marks his preference by placing the figure 1 opposite the name of his first choice, 2 opposite the name of his second choice and so on. He may mark as many preferences as he pleases, but a ballot can count for only one candidate. To determine the number of votes necessary for election to the council the total number of valid ballots is divided by eight, and the whole number next higher than this quotient is taken as the number of votes required to elect.”2 For example, at the first election in November, 1915, the total number of valid ballots cast was 2,972, which number divided by eight gives a quotient of 372, or the number of votes re- quired for election. The number so established is known as the "quota. "" In counting the votes the process is as follows: If upon counting the first-choice votes any candidate is found to have received the full quota or more, he is at once declared elected. Any votes which such a candidate has above the quota are then transferred, accord- ing to the highest available choice marked on such ballots, to candidates not already elected. It may happen that several candidates receive more than the necessary quota. In that case the surplus votes are transferred to other candidates in the order of size of the surplus. Whenever during the transfer of votes the number of ballots for any candidate equals the quota, he is declared elected and no further votes are transferred to him. When all surplus votes are transferred, if enough candidates to fill all the places have not reached the quota, the lowest on the list is dropped and his votes are transferred in like manner. This process continues until the required number of candidates have received the quota, or until, by dropping the low men, only seven remain.³ ¹ Charter of Ashtabula, Ohio, Sects. 46-1, 46-2. Amendment adopted August 10, 1915. 2 Professor A. R. Hatton, "The Ashtabula Plan," National Municipal Review, V, 56–65 (1916). 3 Ibid., 59-60 (1916). As a result of the first election under this plan it is reported that the business, professional and laboring interests were represented on the commission, also the various nationalities and political parties. Ibid., 61. The system has not been adopted by any other American city and has been in operation in Ashtabula for too short a period to draw any definite conclusions as to its workings. 14 V. THE CITY-MANAGER PLAN IN MASSACHUSETTS. The Optional Charter Law. Geographically most of the municipalities under the city- manager plan are to be found outside of New England, especially in the west and southwest. Massachusetts, in fact, is the only one of the New England States which has authorized the intro- duction of the new system. In 1915 the Legislature of the Commonwealth enacted an optional charter law under which any city may adopt Plan D providing for the city-manager form.¹ Provision is made in this act for a city council of five members elected from the city at large for two years, either two or three members being chosen each year. The councillor re- ceiving the largest number of votes at the election at which three members are elected is given the title of mayor, but has no extraordinary powers except to preside at meetings of the council. The mayor and councillors receive such salaries as may be determined by vote of the council, except that the com- pensation of the former may not exceed $2,000 per annum and that of the latter $500 each. The city manager is appointed by the council on the basis of merit alone, holds office during the pleasure of that body, is not required to be a resident of the city when chosen, and has the usual powers and duties assigned to city managers. The initia- tive and referendum are included, but there is no provision for the recall of either the city manager or members of the council. So far no city in Massachusetts has adopted the manager plan of government as provided for in the optional charter act. The Norwood Town-Manager Plan. Although no city in the Commonwealth has as yet adopted Plan D of the optional charter law, the town 'of Norwood in 1914 obtained a special act from the Legislature authorizing the reorganization of its government so as to provide for a town manager.2 Under the Norwood plan the town meeting is re- tained for the purposes of legislation and the voting of taxes 1 General Acts of Massachusetts, 1915, Chap. 267, Part V, Plan D, Sects. 1-14. See Appendix B. 2 Acts and Resolves of Massachusetts, 1914, Chap. 197. ; 15 and appropriations. Five selectmen are then elected by the voters for terms of three years each, to have general oversight of town affairs and to appoint a town manager. The act pro- vides for the abolition of a number of independent offices and boards including the water commissioners, sewer commissioners, park commissioners, municipal light board and tree warden, and transfers their duties to the selectmen who in turn appoint a town manager to look after the actual administration of the same. The powers and duties of the general manager in Norwood are with a few exceptions much the same as in other mu- nicipalities under the manager type of government. According to the act providing for the administration of town affairs his functions include the following: (a) To organize, continue or discontinue such divisions or departments from time to time as may be determined by vote of the selectmen, or in the absence of such vote, as may be determined by said general manager to be required for the efficient conduct of his office; (b) To appoint upon merit and fitness alone, and . . . to remove all superintendents or chiefs of departments and all subordinate officers and employees in such departments, and to fix all salaries and wages of all subordinates and employees subject to law. The superintendents or chiefs of departments shall not be removed by the general manager ex- cept on five days' notice in writing which shall state the cause of such removal; (c) To exercise control over all such departments or divisions so created, or that may hereafter be created, which shall be made subject to the supervision of said general manager; (d) To attend all regular meetings of the selectmen, and to recommend to the selectmen for adoption such measures requiring action by them or by the town as he may deem necessary or expedient; (e) To keep full and complete records of the doings of his office, and to render as often as may be required by the selectmen a full report of all operations during the period reported on; (f) To keep the selectmen fully advised as to the needs of the town within the scope of his duties, and to furnish the selectmen on or before the thirty-first day of December of each year a careful, detailed estimate in writing of the appropriations required during the next ensuing fiscal year for the proper conduct of all departments of the town under his control; (g) To keep in repair the . . . library and all school and other town buildings and to purchase all supplies for every department of the town . . .; 16 ▸ (h) To perform such other duties, consistent with his office as may be required of him by the by-laws of the town or by vote of the select- men; (i) To have control and supervision of the department of police of the town, subject, however, to the direction of the selectmen.¹ In pursuance of this act the town manager has been given charge of the police and fire departments, the care of parks and public buildings, the management of the water and light plants, the construction, repair and maintenance of highways, sewers and bridges, and other work of an engineering nature. But contrary to the practice in most city-manager municipalities, the administration of finances, public health and poor relief has been assigned to authorities other than the manager. The collection and disbursement of funds and the keeping of ac- counts are under the control of the treasurer and the town accountant appointed by the selectmen. In addition to these two fiscal officers there is a finance commission of three members elected by the voters to prepare the annual budget, investigate all articles in the town warrant requesting the appropriation of money, and to have general oversight of the entire finances of the town. The protection of the health of the community is under the supervision of a popularly elected board of health of three members, while the care of the poor is entrusted to a board of relief appointed by the selectmen. Thus it is seen that according to the Norwood plan the manager is directly responsible for the supervision of only a part of the departments of the town and that his powers and duties are confined very largely to the administration of public safety and public works, the purchase of supplies, and the general oversight of such other matters as the selectmen may from time to time assign to him. No provision is made in the Norwood act for the initiative and referendum as such, since the people already have the power of direct legislation through their town meetings. The selectmen, however, are made subject to the recall and an election for the removal of any or all of the selectmen may be called upon petition of two hundred qualified voters. Any 1 Acts and Resolves of Massachusetts, 1914, Chap. 197, Sect. 9. ܀ 17 selectman whose removal is sought may be a candidate to succeed himself.¹ The operation of the manager plan in Norwood has attracted the attention of other communities in the State with the result that several towns, including Winchester and Walpole, have been considering the adoption of a similar form of government. A bill was also introduced in the 1917 session of the Legislature providing for an optional town charter act somewhat similar to the optional charter law for cities, which would permit any town to adopt one of several plans including the manager system. This bill did not become a law, but a recess com- mittee has been appointed to make a further study of the matter and to report its findings at the next session of the Legislature. VI. CONCLUSION. Since the city-manager plan has been in operation for only a few years, it is difficult to state any definite conclusions as to its actual results. Letters and reports, however, from officials in nine representative cities- Dayton (123,794); Springfield, Ohio (50,058); Jackson, Michigan (34,202); Sherman, Texas (12,412); Bakersfield, California (12,727); Manistee, Michigan (12,381); Staunton, Virginia (10,604); Amarillo, Texas (10,000); and La Grande, Oregon (7,000) — show that central purchasing departments have been established in eight of the nine places; that in all but one the accounting methods have been reorgan- ized; and that in all but four new budget systems have been introduced. At the time the above information was obtained none of the cities had found it necessary to issue bonds for cur- rent expenses incurred during the city-manager administration. The following is a tabular view of the financial administration of the above-mentioned cities under the city-manager plan: 3 1 For the workings of town-manager plan in Norwood see Forty-fifth Annual Report of the Town of Norwood, 1916, 103-132; and also Second Annual Report of the Proceedings of the City Man- agers' Association, held in Dayton, 1915, 81-82. 2 House Bill No. 1080, Massachusetts General Court, 1917, “An Act to modify town government and to provide for a limited town meeting." 3 Information obtained from questionnaires sent to city managers in 1915-16 by the Bureau for Research in Municipal Government, Harvard University, and from annual reports of city man- agers, 1914-16. 蕈 ​} 18 CITY. Dayton, Ohio. Springfield, Ohio. Financial Condition. Expenditures kept within revenue. Has not been necessary to issue bonds for payment of current ex- penses since the first month when bonds were issued to pay expenses incurred dur- ing the flood of 1913. Per capita expenses of general departments during 1915 show 5 per cent increase over those for last year un- der aldermanic form; per capita net debt, 19 per cent increase; per capita rev- enue receipts 32 per cent increase. Floating debt of $120,000 liquidated in two years. Not necessary to to issue bonds for payment of cur- rent expenses. Per capita expenses of general depart- ments for 1915 show 1 per cent increase over last year under aldermanic form; per capita net debt 10 per cent increase; per capita revenue receipts 20 per cent increase. Tax Rate. I Į Tax rate lowered from $1.50 to $1.31 per $100 of valuation, or decrease of $0.19 per $100. Accounting Methods. "" Completely centralized system of accounting in- stalled. Based on prin- ciples laid down in Metz's "Handbook of Municipal Accounting. Cost accounting in the matter of street clean- ing, street repairing, garbage and ash removal, maintenance of horses and automobiles, etc. Budget Methods. Budget estimates sub- mitted to the commis- sion by the city manager;| segregated type of bud- get adopted with a uni- form classification of all items according to de- partment, character and object. A budget code with a uniform classifi- cation of items has been provided. Completely centralized, | Budget estimates sub- double entry system of mitted to the commis- accounting installed. sion by the city manager. Segregated type of bud- get adopted. 1 Purchase of Supplies. sub- All supplies purchased by central purchasing department. ( Central purchasing agent provided for. T Jackson, Michigan. Sherman, Texas. Manistee, Michigan. Amarillo, Texas. Outstanding bonded indebt- Tax rate not raised. edness reduced by $50,000 and floating indebtedness of $14,000 paid off. Sink- ing fund balance increased from $27,000 to $45,000. Bonds have not been is- sued for current expenses. No bonds issued for payment of current expenses. $20,000 delinquent taxes col- lected; had been on books many years. "Have not found it necessary to bor- row any money under city- manager plan; not even in anticipation of taxes (1915). "" 1 M I Bonds not issued to meet Tax rate for city pur- current expenses. poses lowered from $16.62 per $1,000 valuation during 1913 to $13.51 in 1915-16, or decrease of $2.61 per $1,000. 1 Complete double entry system of accounting in- stalled. All accounts kept by Finance Depart- ment, except for City Hospital and Park Trus- tees, who use uniform system. City manager reports the installation of an im- proved system of ac- counting. Budget estimates sub- mitted by the city man- ager. Segregated type of budget adopted. Uniform classification of items according to de- partment and object of expenditure. Improved system installed. Budget of segregated type. Central purchasing agent. 7 City manager presents budget estimates to com- mission. Question as to form of budget un- answered. New system of accounting City manager presents established. budget items to com- mission. Modified "lump sum type of budget. City manager acts as purchasing agent. "" City manager purchases all supplies. City manager purchases most of supplies. 19 · 1 20 CITY. La Grande, Oregon. Bakersfield, California. Staunton, Virginia. Financial Condition. Floating indebtedness of $110,000 from previous administration reduced by almost one half in two years. Water and street departments put on a cash paying basis. No bonds for current expenses. Bonds have not been issued to pay current expenses. Bonds bearing high rate of interest have been taken up with new bonds at lower rate. No money has been borrowed for current ex- penses. All improvements in 1915-16 paid out of ordinary income. Tax Rate. Tax rate has remained No changes in accounting the same. system (1915). I Accounting Methods. [ 1 Budget Methods. Budget making not cen- tralized. Lump-sum type of budget (1915). New system adopted which City manager presents budget estimates to the commission. provides for a full segre- gation of all items of ex- pense in each depart- ment. "Tax rate is one of the Improved double entry City manager presents lowest in Virginia system installed. cities of of the first class." budget estimates to the commission. Segregated type of budget. Purchase of Supplies. Central purchasing of supplies not es- tablished (1915). City manager purchases all supplies. 1 Central purchase of all supplies. ! 21 1 GOVERNING BODY: DIGEST OF THE CHARTER OF DAYTON.¹ Home Rule Charter adopted by the people in 1913. Title: Commission. Number: Five. APPENDIX A. Term: Four years. Partial renewal biennially. Removal: Recall. Salary: Twelve hundred dollars (Mayor, $1,800). MAYOR: SEC. 36. The mayor shall be that member of the commission who, at the regular municipal election at which the three commissioners were elected, received the highest number of votes, except that at the first regular municipal election held under this charter the mayor shall be the commissioner receiving the highest number of votes. . . . The mayor shall be the presiding officer, except that in his absence a president pro tempore may be chosen. The mayor shall exercise such powers conferred and perform all duties imposed upon him by this charter, the ordinances of the city and the laws of the State. He shall be recognized as the official head of the city by the courts for the purpose of serving civil processes, by the Governor for the purposes of the military law, and for all cere- monial purposes. CITY MANAGER: SEC. 47. The commission shall appoint a city manager who shall be the administrative head of the municipal government and shall be responsible for the efficient administration of all departments. He shall be appointed without regard to his political beliefs and may or may not be a resident of the city of Dayton when appointed. He shall hold office at the will of the commission and shall be subject to recall as herein provided. SEC. 48. Powers and Duties of the City Manager. The powers and duties of the city manager shall be (a) To see that the laws and ordinances are enforced. 1 From Loose Leaf Digest of Short Ballot Charters, edited by Charles A. Beard for the Short Ballot Organization, New York, 1911-15. 22. { + CITY MANAGER — Concluded. SEC. 48. Powers and Duties of the City Manager - Concluded. (b) To appoint and, except as herein provided, remove all directors : of departments and all subordinate officers and employees in the departments in both the classified and unclassified service; all appointments to be upon merit and fitness alone, and in the classi- fied service all appointments and removals to be subject to the civil service provisions of this charter; (c) To exercise control over all departments and divisions created herein or that may be hereafter created by the commission; (d) To attend all meetings of the commission, with the right to take part in the discussion but having no vote; (e) To recommend to the commission for adoption such measures as he may deem necessary or expedient; (f) To keep the commission fully advised as to the financial condition and needs of the city; and (g) To perform such other duties as may be prescribed by this charter or be required of him by ordinance or resolution of the commission. SEC. 49. Salary. The city manager shall receive such salary as may be fixed by ordinance of the commission. APPOINTMENTS: A Enumeration: (1) City Manager, Civil Service Board, Clerk of the Commission; (2) City Attorney, Director of Public Service, Direc- tor of Public Welfare, Director of Public Safety Director of Fi- nance; (3) The following subordinate officers: Health Officer, Chief of Police, Fire Chief, City Accountant, City Treasurer, City Purchasing Agent. Manner: Group (1) by the Commission; Groups (2) and (3) by the City Manager. Civil Service Provisions: The following officers are in the unclassified service: Those elected by the people, the City Manager, the heads of departments and divisions of departments, members of appoint- ive boards, the Clerk of the Commission, and the deputies and secretaries of the City Manager, and one assistant or deputy and one secretary for each department. All other positions are in the classified service in the competitive, non-competitive or labor divisions, and are under the regulations of the Civil Service Board. ELECTION PROVISIONS: Non-partisan nominations and elections. Names are placed on the ballot at the primary election by petition of two per cent of the registered voters. Candidates to twice the number of offices to be filled, receiving the highest number of votes at the primary are the candidates at the second election. 31 23 INITIATIVE: Petition of ten per cent of the registered voters to bring the ordinance to the attention of the council; after thirty days a petition of an additional fifteen per cent to have it submitted to the people (special election). REFERENDUM: Petition of twenty-five per cent of the registered voters (special election). RECALL: Petition of twenty-five per cent of the registered voters. No recall petition may be filed within the first six months of office. The question of removal is separated from that of the choice of a suc- cessor, and the name of the officer sought to be recalled does not appear as a candidate to succeed himself. The recall may be applied to the City Manager. 24 · APPENDIX B. PLAN D PROVIDED FOR IN THE MASSACHUSETTS OPTIONAL CHARTER LAW. GENERAL ACTS OF MASSACHUSETTS, 1915, CHAPTER 267, 312-315. SECTION 3. The government of the city and the general management and control of all its affairs shall be vested in a city council, which shall be elected and shall exercise its powers in the manner herein and in Part I set forth; except that the city manager shall have the authority herein- after specified, and that the general management and conduct of the public schools of the city and of the property pertaining thereto shall be vested in the school committee. • SECTION 4. The city council shall consist of five members, who shall be elected at large by and from the qualified voters of the city for a term of two years and until their successors are elected and qualified; except that at the first election the three candidates having the highest number of votes shall serve for two years and the two candidates having the next highest number of votes shall serve for one year. SECTION 5. All the legislative powers of the city shall be vested in the city council SECTION 9. The mayor shall be that member of the city council who, at the regular municipal election at which the three members of the council were elected, received the highest number of votes, except that at the first regular municipal election held in a city adopting this plan of gov- ernment the mayor shall be the councillor receiving the highest number of votes. . . The mayor shall be the presiding officer, except that in his absence the president of the council shall preside; and in the absence of both the mayor and the president of the council, a president pro tem- pore may be chosen. The mayor shall be the official head of the city. He shall have no power of veto, but shall have the same power as the other members of the council to vote upon all measures coming before it. SECTION 10. The mayor shall receive for his services such salary as the city council shall by ordinance determine, not exceeding two thousand dollars a year, and he shall receive no other compensation from the city. Such salary shall not be increased or diminished during the term for which he is elected. The council may by a vote of not less than three members, taken by call of the yeas and nays, establish a salary for its members, not exceeding five hundred dollars a year for each. Such salary may be reduced, but 25 no increase therein shall be made to take effect during the year in which the increase is voted. SECTION 11. The city council shall appoint a city manager, who shall be the administrative head of the city government and shall be respon- sible for the administration of all departments. He shall be appointed with regard to merit only, and he need not be a resident of the city when appointed. He shall hold office during the pleasure of the city council and shall receive such compensation as it shall fix by ordinance. SECTION 12. The city manager shall (1) be the administrative head of the city government; (2) see that within the city the laws of the State and the ordinances, resolutions and regulations of the council are faith- fully executed; (3) attend all meetings of the council, and recommend for adoption such measures as he shall deem expedient; (4) make reports to the council from time to time upon the affairs of the city, keep the council fully advised of the city's financial condition and its future finan- cial needs; (5) appoint and remove all heads of departments, superin- tendents and other employees of the city. SECTION 13. Such city officers and employees as the council shall determine are necessary for the proper administration of the city shall be appointed by the city manager, and any such officer or employee may be removed by him; but the city manager shall report each such appoint- ment and removal to the council at the next meeting thereof following any such appointment or removal. SECTION 14. The officers and employees of the city shall perform such duties as may be required of them by the city manager, under general regulations of the city council. } CITY. Dayton, Ohio, Grand Rapids, Mich., LIST OF CITIES WITH CITY MANAGERS. I. CITIES WITH COMPLETE CITY-MANAGER PLAN ESTABLISHED BY CHAR- TER OR STATUTE. SMALL COMMISSION, INITIATIVE, REFERENDUM AND OTHER ESSENTIAL FEATURES USUALLY PROVIDED FOR. A. Cities over 100,000, Two in Number. Wichita, Kan., Springfield, Ohio, Wheeling, W. Va., Portsmouth, Va., San José, Cal., . Niagara Falls, N. Y., Jackson, Mich., Alameda, Cal. (city and county), 3 Newburgh, N. Y., Watertown, N. Y., APPENDIX C. • · 26 · • Population. In Effect. B. - Cities of 25,000 to 100,000, Ten in Number. 123,793 123,860 64,972 50,058 42,957 37,569 37,010 35,127 34,202 30,000 27,805 26,730 1914 1 Year of adoption. 1917 1917 1 1914 1917 1916 1916 1916 1915 1917 1 1916 1918 Salary of Manager. $12,500 $6,000 6,000 5,000 6,000 5,000 27 C. — Cities under 25,000, Thirty-seven in Number. Albion, Mich. Alhambra, Cal. Alpena, Mich. Amarillo, Texas. Ashtabula, Ohio. Bakersfield, Cal. Big Rapids, Mich. Brownsville, Texas. Bryan, Texas. Cadillac, Mich. Collinsville, Okla. Denton, Texas. East Cleveland, Ohio. Eldorado, Kansas. Elizabeth City, N. C. Hickory, N. C. La Grande, Ore. Lakeland, Fla. Manistee, Mich. Abilene, Kan. Beaufort, S. C. Benton Harbor, Mich. Bristol, Pa. Charlottesville, Va. Total number of cities with complete city-manager plan, 49. Clarinda, Iowa. Clark, S. D. II. CITIES WITH MODIFIED CITY-MANAGER PLAN. OLD FORM OF Gov- ERNMENT RETAINED. CITY MANAGER USUALLY PROVIDED FOR BY ORDINANCE OF CITY COUNCIL OR BY AMENDMENT OF EXISTING CHARTER. Cynthiana, Ky. Fredericksburg, Va. Glencoe, Ill. Glendale, Cal. Montrose, Colo. Morganton, N. C. Grand Haven, Mich. ¹ Grove City, Pa. Morris, Minn. Petoskey, Mich. Phoenix, Ariz. Rock Hill, S. C. St. Augustine, Fla. San Angelo, Texas. Sandusky, Ohio. Santa Barbara, Cal. Sherman, Texas. Sumter, S. C. Taylor, Texas. Thomasville, N. C. Tyler, Texas. Webster City, Iowa. Westerville, Ohio. Yoakum, Texas. Horicon, Wis. Inglewood, Cal. Iowa Falls, Iowa. Johnson City, Tenn. Norwood, Mass. River Forest, Ill. Roswell, N. M. San Diego, Cal. 2 Staunton, Va. Titusville, Pa. Tuscon, Ariz. Winnetka, Ill. Number of cities with modified city-manager plan, 25. 1 Commission form of government retained; mayor appoints city manager. 2 Commission form of government retained; manager of operations appointed to administer engineering work of city, public works, etc. 28 III. CITIES REPORTED AS HAVING CITY MANAGERS. INFORMATION NOT AVAILABLE AS TO WHETHER THE PLAN IS OF THE COMPLETE OR MODIFIED TYPE. Bentonville, Ark. Bloomfield, Iowa. Bristol, Va. Brownwood, Texas. Charleston, W. Va. Durham, N. C. Glasgow, Mont. Graham, Va. Grinnell, Iowa. Highland Park, N. J. Holtville, Cal. Norman, Okla. Oneida, N. Y. Sherrill, N. Y. Teague, Texas. Terrell, Texas. Winchester, Va. Grand total of all cities with city managers, 91. 29 BIBLIOGRAPHY. GENERAL REFERENCES. American Academy of Political and Social Science. "Commission Gov- ernment and the City Manager Plan." Annals. Philadelphia,1914. "The City Manager Plan in Forty-five Cities." The American City, XII, 499-507 (June, 1915). Ashtabula, Ohio, Chamber of Commerce. The Ashtabula Plan of Munic- ipal Government. The commission-manager form with proportional representation. Ashtabula, n.d. Dayton, Ohio, Bureau of Municipal Research. A Charter Primer. By L. D. Upson. Dayton, 1914. Hatton, A. R. "The Ashtabula Plan- the Latest Step in Municipal Organization." National Municipal Review, V, 56-65 (January, 1916). National Municipal League. Committee on Municipal Program. A Model City Charter and Municipal Home Rule, as prepared by the Committee on Municipal Program of the National Municipal League. Philadelphia, 1916. Quire, Joseph H. City Manager Plan. Bulletin, University Extension Division, University of California, I, No. 18 (June, 1916). Short Ballot Organization. The City Manager Plan of Municipal Gov- ernment. New York, 1913. (Reprinted from A Loose Leaf Digest of Short Ballot Charters, edited by C. A. Beard. New York, 1911.) Toulmin, H. A., Jr. The City Manager. New York, 1915. 310 pp. (National Municipal League Series.) Walpole, Mass. Report of the Town Planning Committee on Town Gov- ernment with Charter for the Town of Walpole. Walpole, Mass., 1917. PRACTICAL OPERATION OF THE CITY-MANAGER PLAN. Brooks, Robert C. Commission Manager Government in San José, Cal. National Municipal Review, VI, 238-241 (March, 1917). Childs, R. S. How the Commission-Manager Plan is Getting Along. National Municipal Review, IV, 371–382 (July, 1915); VI, 69–73. City Managers' Association. Proceedings of the First Annual Conven- tion, Springfield, Ohio, December, 1914. Springfield, 1915. Proceedings of the Second Annual Meeting, Dayton, Ohio, Novem- ber, 1915. O. E. Carr, Secretary, Niagara Falls, N. Y., n.d. Dayton, Ohio. The City Commission. Annual Report of the City of Dayton, 1916. (Complete account of Dayton for the year 1915. actual workings in Dayton.) Bureau of Municipal Research. One Year of City Management in Dayton, Ohio. By L. D. Upson. Dayton, 1915. 30 ཞ་ 1 Short Ballot Organization. Tangible Results at Dayton under the Com- mission-Manager Plan. Pamphlet, New York, n.d. Waite, H. M. The City Manager Form of Municipal Government. Engi- neering News, LXXI, 101–102 (Jan. 8, 1914). The Commission Manager Plan. National Municipal Review, IV, 40-49 (January, 1915). CHARTERS OF SOME REPRESENTATIVE CITY-MANAGER CITIES. Beard, C. A., ed. A Loose Leaf Digest of Short Ballot Charters. The Short Ballot Organization, 383 Fourth Avenue, New York. New York, 1911-15. (Contains summary of city-manager charters.) Ashtabula, Ohio. Charter for the City of Ashtabula, Ohio. Prepared and submitted by the Charter Commission. Adopted Nov. 3, 1914. Ash- tabula, 1914. Amended August, 1915, so as to provide for propor- tional representation. + Dayton, Ohio. Charter for the City of Dayton. Prepared and proposed by the Charter Commission. Reprinted for the Bureau of Municipal Research, Dayton. Dayton, 1913. Norwood, Mass. An Act to change the time of holding the annual meet- ing of the town of Norwood, to enlarge the powers and duties of the selectmen, to abolish certain offices, and to provide for the admin- istration of town affairs. (Reprint of special act providing for town- manager plan.) CHARTER LAWS PROVIDING FOR CITY-MANAGER PLAN. A. Optional Charter Laws. Massachusetts. General Acts of Massachusetts, 1915, Chap. 267, Part V, Plan D, pp. 312-315. New York. Laws of New York, 1914, Vol. III, Chap. 444, Art. V, pp. 1900-1901. North Carolina. An Act to provide for the organization and government of cities, towns, and incorporated villages. Approved March 5, 1917, Part V, Plan D. Ohio. Laws of Ohio, 1913, 771-773. Virginia. Acts of Assembly, 1914, Chap. 94, pp. 170-171. B. General City-Manager Laws. Iowa. Supplemental Supplement to the Code of Iowa, 1915, Chap. 14-D, pp. 86-95. (Compiled by W. G. Whitney, Des Moines, 1915.) Montana. House Bill No. 135, enacted by Montana Legislature, session of 1917. 31 The State Legislatures of Idaho and Kansas have also enacted general city-manager laws during the present session (1917). For brief sum- mary of provisions see National Municipal Review, VI, 416-417 (May, 1917). All the books named in the bibliographies printed with these Bulletins may be found in the room set apart for the Delegates to the Convention in the State Library. PUBLICATION OF THIS DOCUMENT APPROVED BY THE SUPERVISOR OF ADMINISTRATION.