key: cord-1025382-smh3uavi authors: Angeli, Enzo; Dalto, Serena; Marchese, Stefano; Setti, Lucia; Bonacina, Manuela; Galli, Francesca; Rulli, Eliana; Torri, Valter; Monti, Cinzia; Meroni, Roberta; Beretta, Giordano Domenico; Castoldi, Massimo; Bombardieri, Emilio title: Prognostic value of CT integrated with clinical and laboratory data during the first peak of the COVID-19 pandemic in Northern Italy: A nomogram to predict unfavorable outcome date: 2021-02-26 journal: Eur J Radiol DOI: 10.1016/j.ejrad.2021.109612 sha: 564c289579086f38b86c514e60ba07c1dfb73085 doc_id: 1025382 cord_uid: smh3uavi PURPOSE: To evaluate the prognostic role of chest computed tomography (CT), alone or in combination with clinical and laboratory parameters, in COVID-19 patients during the first peak of the pandemic. METHODS: A retrospective single-center study of 301 COVID-19 patients referred to our Emergency Department (ED) from February 25 to March 29, 2020. At presentation, patients underwent chest CT and clinical and laboratory examinations. Outcomes included discharge from the ED after improvement/recovery (positive outcome), or admission to the intensive care unit or death (poor prognosis). A visual quantitative analysis was formed using two scores: the Pulmonary Involvement (PI) score based on the extension of lung involvement, and the Pulmonary Consolidation (PC) score based on lung consolidation. The prognostic value of CT alone or integrated with other parameters was studied by logistic regression and ROC analysis. RESULTS: The impact of the CT PI score [≥15 vs. ≤ 6] on predicting poor prognosis (OR 5.71 95% CI 1.93-16.92, P = 0.002) was demonstrated; no significant association was found for the PC score. Chest CT had a prognostic role considering the PI score alone (AUC 0.722) and when evaluated with demographic characteristics, comorbidities, and laboratory data (AUC 0.841). We, therefore, developed a nomogram as an easy tool for immediate clinical application. CONCLUSIONS: Visual analysis of CT gives useful information to physicians for prognostic evaluations, even in conditions of COVID-19 emergency. The predictive value is increased by evaluating CT in combination with clinical and laboratory data. In December 2019, a novel coronavirus, named severe acute respiratory syndrome coronavirus-2 [SARS-CoV-2], emerged in China and has spread globally, creating a pandemic of CoronaVirus Infection Disease (COVID- 19) . As of the 1 st of January 2021, a total of 94,963,847 confirmed cases and a total of 2,050,857 deaths had been reported all over the world [1] . Given the mortality rate of COVID-19 [1] [2] [3] , the knowledge of potential risk factors associated with a fatal outcome can be considered essential for physicians [4] [5] [6] [7] . The present study aimed to contribute to this area. Chest computed tomography (CT) is a fundamental diagnostic tool for the diagnosis of COVID-19 due to the high sensitivity of CT in depicting interstitial pneumonitis [8] . The role of chest CT is clearly reported by radiological associations such as the Fleischner Society, the American College of Radiology (ACR), the Radiological Society of North America (RSNA), the European Society of Radiology (ESR), the European Society of Thoracic Imaging (ESTI) and the World Health Organization (WHO) [9] [10] [11] [12] [13] [14] [15] . Recommendations were made for the use of chest imaging in the care of patients with COVID-19. Chest CT was mainly indicated as an initial diagnostic tool to be used in patients with middle and severe respiratory conditions. Prognostic evaluations and disease monitoring are less frequently reported applications. There is a general agreement that chest imaging combined with clinical evaluation and laboratory tests is essential for correct patient management. Biological parameters provide greatly added value in characterizing the severity of the disease and identifying different orders of risk to predict an unfavorable outcome. The goal of the present study was to clarify the contribution of CT in the prognostic estimation of COVID-19 pneumonia, using a retrospective evaluation of the very large number of patients referred to our Emergency Department (ED) during the first peak of the pandemic [16] . Our aim was to demonstrate if chest CT was able to predict the outcome of the disease when considered alone or integrated with demographic, clinical and laboratory data. We also wanted to prove the validity of the visual analysis and to generate a prognostic algorithm able to optimize the choice for the most successful individual treatment. Patient selection was carried out among 325 consecutive patients admitted to our ED from February 25 to March 29, 2020, with COVID-19 like symptoms (respiratory symptoms, suspected COVID-19 lung disease, and significant abnormalities on chest X-ray). Patients underwent clinical, radiological and laboratory examinations according to the internal guidelines of our hospital for the management suspected COVID-19. Patients who had a diagnosis of non-COVID-19 lung disease or not undergoing CT at presentation or examined only with chest X-rays were excluded. A total of 301 patients were enrolled. Of these patients, 288 had a confirmed diagnosis of SARS-CoV-2 infection by real-time polymerase chain reaction (RT-PCR) assay from a throat swab specimen. The molecular test was negative in 13 patients. However, the clinical features and the radiological findings allowed physicians to make a diagnosis of COVID-19. In patients who had several CT scans during hospitalization, the first one, at patient admission, was considered for analysis. This study was notified to and approved by our local Ethics Committee as a retrospective. All procedures involving human participants were conducted in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments. At patient presentation, the following parameters were collected: age, sex, smoking status, diabetes, arterial hypertension, ischemic heart disease, chronic obstructive pulmonary disease, obesity, oncological pathology, autoimmune disease, chronic renal failure, liver disease, human immunodeficiency virus (HIV) and/or bacterial infection. The considered symptoms of COVID-19 were: body temperature, cough, dyspnea, myalgia or malaise or arthralgia, headache, gastrointestinal symptoms, rhinorrhea or conjunctivitis, anosmia or dysgeusia, neurological symptoms. Data on previous domiciliary antibiotic therapy were also reported. Arterial saturation of oxygen (SaO2) with or without oxygen therapy, heart rate, systolic and diastolic blood pressure were registered. The most important tests collected at patient presentation were: partial pressure of oxygen (paO2) and carbon dioxide (pCO2), lactate, pH, oxygen therapy, total white blood cell (WBC), neutrophil and lymphocytes counts, hemoglobin, platelets counts, alanine (ALT) and aspartate aminotransferase (AST), bilirubin, lactate dehydrogenase (LDH), creatinine, coagulation time (PT and PTT), fibrinogen, d-dimer, C-reactive protein level (CRP), procalcitonin (PCT), interleukin 6, ferritin, triglyceride, atrial natriuretic peptide (BNP) and troponin levels (TnT). Microbiological data for SARS-CoV-2 were evaluated from nasopharyngeal swabs; blood and urine cultures, pneumococcus and legionella urine tests were also evaluated. Chest CT scans were performed using a multidetector 64-slices CT unit (Siemens Somatom Sensation 64, Siemens Healthineers, Erlangen Germany) and reconstructed at 2.5 mm slice thickness, using both standard lung window (1500 HU width; -500HU center) and soft tissue window (300HU width; 40HU center). All patients were scanned in the supine position, during inspiratory breath-hold, from the apex to the lung bases. CT examinations were performed without contrast administration, except in some patients with suspected pulmonary embolism after the initial clinical and laboratory assessment (D-dimer). In these cases, the CT study was integrated with a regular injection protocol for pulmonary artery evaluation. CT images were retrospectively and independently evaluated by two radiologists with more than 5 years of experience of chest imaging, blinded to clinical data and laboratory tests. In the case of disagreement, a consensus was obtained by consulting a third radiologist with 20 years of experience. In each CT study, the severity of pneumonia was graded using two previously created prognostic scores (PI score and PC score) as described below. In order to provide better quantification of lung abnormalities, regular multiplanar reconstruction images in coronal and sagittal planes were used. No specific automated or semi-automated software for lung segmentation was applied. For each chest CT, each lung lobe (right upper lobe, right middle lobe, right lower lobe, left upper lobe, and left lower lobe) was assessed. As summarized in Table 1 , lung involvement was studied by two different scores: a) a quantitative score, the Pulmonary Involvement (PI) score, based on the extension of lung involvement; and b) a qualitative score, the Pulmonary Consolidation (PC) score, describing the rate on lung consolidation. The PI score was calculated by assigning to each lobe a number from 0 to 4, expressing the extent of the parenchymal involvement, regardless of the findings of ground-glass opacities, crazy paving or parenchymal consolidation as described by the international standard nomenclature according to the Fleischner Society Glossary [9] . The rate of involvement for each lung lobe was scored on a five-degree scale: 0: no involvement; 1: ≤ 25%; 2: 26-50%; 3: 51-75%; 4: 76-100% of involvement. The sum of all lobe scores allowed us to obtain the final PI score ranging from 0 to 20. Parenchymal involvement was subgrouped as follows: no involvement, mild involvement (PI score from 1 to 6); moderate involvement (PI score from 7 to 10); severe involvement (PI score from 11 to 14); massive involvement (PI score from 15 to 20). The PC score was calculated by evaluating the consolidated portion of the affected lung and expressing with letters A, B, C, D, E the percentage of the consolidated lung compared to the overall affected parenchyma, as follows: A: no consolidation; B: ≤ 25% consolidation; C: 26-50% consolidation; D: 51-75% consolidation; E: 76-100% consolidation. Patients admitted to the ED and ICU were treated according to the guidelines of the Italian Society of Infectious and Tropical Diseases (SIMIT). During the first phase of pandemic the recommended therapy was hydroxychloroquine, various antiviral agents , steroids, low molecular weight heparin and ventilator support in different combinations according to the clinician's evaluation.. The antibiotic therapy was adopted only in case of suspected or confirmed superinfection The application of these protocols, published on the website of the Society (see: https://www.simit.org/images/news/1588-flow-chart-gestionale-terapiadomiciliare-precoce-covid-19-versione-27-marzo-2020.pdf), has changed over time, as, in the early phases of the pandemic when little was known about the viral infection, there were no standard treatments. However, the treatment given was considered in this analysis because it is an important factor influencing the prognosis. To classify the group of patients examined, we considered a poor prognosis to be admission to the intensive care unit (ICU) or death. A positive outcome was defined as those patients who had either discharge or were transferred to regular ward care. Continuous variables concerning the laboratory test results were categorized according to the normal range values; in case all or almost all observed values were out of range, the median or tertiles of the observed distribution were used. No imputation of missing data was planned. The role of radiological results was investigated by means of univariable and multivariable logistic regression models. Statistically significant variables at the univariable logistic analysis were considered for the multivariable model only in case of not having more than 10% of missing data. The stepwise procedure was implemented to select the variables to include in the final multivariable model, taking the radiological variables fixed in the model. The patients with missing data for one or more variables included in the final multivariable model were excluded from the multivariable analysis. Results were expressed in terms of odds ratios (ORs) and their 95% confidence interval (95% CI). The model accuracy was evaluated by means of a ROC (Receiver Operating Characteristic) curve and calculating the area under the curve (AUC) with its 95% CI. Comparisons between the accuracy of the models in terms of AUC were performed by means of a chi-squared test. A nomogram was developed to display the predicted probability of worsening of the disease. To define the multivariable model, the same method described above was used, but the treatment administered was not considered for the selection of variables, and the radiological scores were not forced to be included in the model. Since the exclusion of the treatment administered as an independent variable could decrease the model accuracy, the difference in terms of AUC between the models including or excluding this variable was calculated and analyzed as described above. A P-value <0.05 was considered to be statistically significant. Analyses were carried out using SAS statistical software (version 9.4). Between February 25 to March 29, 2020, during the first peak of the pandemic, 325 patients were admitted to the ED of our hospital for COVID-19-like symptoms. Of these, 24 patients were excluded from our retrospective analysis because chest CT was not performed at patient presentation or the diagnosis of COVID-19 was not confirmed. Therefore, 301 patients were included in the present analysis. Regarding the CT protocol, 38 out of 301 patients (12.6%) had contrast-enhanced studies to rule out pulmonary embolism. Table 2 reports the main demographic and clinical characteristics of included patients and the main laboratory tests performed. Full details are provided in Supplementary Table S1 . Overall, 221 (73.6%) patients had a PI score higher than 6, and 61 (20.3%) had a PI score of Examples of CT scans in these patients are shown in Fig. 1 Table 4 . Although significant at univariable analysis, the following variables were not considered due to a missing data proportion higher than 10%: SaO2 with oxygen therapy, paO2, lactate, LDH, PT, PTT, PCT, BNP, TnT, oxygen therapy. Ischemic heart disease, oncological pathology, lymphocytes count and CRP were not selected by the stepwise procedure. Among 301 patients, 25 were excluded from the multivariable analysis due to missing data for some variables (i.e., radiological scores, arterial hypertension, SaO2 and the WBC and AST values). No significant differences in the collected characteristics were detected between the subgroup of 276 patients included in the multivariable analysis and the whole sample (data not shown). Results of the multivariable analyses are reported in Table 5 . The impact of the PI score on the risk of disease worsening was confirmed (OR [≥15 vs. ≤6] 5.71, 95% CI 1.93-16.92, P = 0.002), whereas no statistically significant association was found for PC score. A statistically significant higher risk of a worse prognosis was found for older and male patients. A SaO2 lower than 85%, and high levels of WBC and AST were confirmed as statistically significant risk factors. A statistically significant positive impact on prognosis was found for patients treated according to the SIMIT therapy protocol. The contribution of radiological scores was analyzed comparing the AUC of the final model (0.844, 95% CI 0.797-0.891) with the AUC of the model including only PI and PC (AUC = 0.744) and the model with all variables except PC score (AUC = 0.841) (Fig. 2) . The AUC difference was -0.100 (P < 0.001) and -0.003 (P = 0.498) for the first and the second model, respectively. Results of the multivariable model implemented to define the prognostic score to predict the disease worsening are reported in Table 5 . It includes all the variables selected in the multivariable model described above except the radiological PC score and the SIMIT therapy. The AUC calculated for this model was 0.839 (95% CI 0.792-0.886), whereas the AUC of the model that also included the SIMIT therapy was 0.842 (95% CI 0.800-0.889). No statistically significant difference was detected (P = 0.670). The nomogram (Fig. 3) shows the probability of the worsening of disease according to age, sex, SaO2, arterial hypertension, PI score, WBC count and AST levels. For each factor, based on the risk category, a score is assigned and the sum of the seven scores plotted on the "total points" line corresponds to the probability of disease worsening, plotted on the "risk of event" axis. The role of CT for the diagnosis of COVID 19 interstitial pneumonia is well established. The typical imaging patterns of lung abnormalities in patients with lung involvement have been described. The presence of multiple bilateral patchy ground-glass opacities with multilobular and peripheral distribution is common; less frequently, images of consolidation, reticular pattern, and vascular signs can be seen [4, 8, [16] [17] [18] . The Fleischner Society issued a consensus statement in order to explore the best application of imaging, primarily CT, for the evaluation and risk stratification of patients [10] , acknowledging that, in addition to supporting diagnosis, CT has also revealed its usefulness for providing diagnostic information. This approach requires the quantification of abnormalities that currently can be reached through visual analysis [19] [20] [21] [22] [23] , or more recently using a software-based assessment [24] [25] [26] [27] or, possibly in the future, artificial intelligence (A.I.) [28] [29] [30] . The present study was retrospectively carried out on a series of 301 chest CT scans performed at presentation in the ED, and, focusing on the prediction of the outcome of patients in such severe conditions of emergency, we also analyzed the weight of clinical and laboratory parameters. This choice allowed us to investigate both the prognostic value of a CT scan alone and in association with clinical and laboratory tests. Two different lung scores (PI and PC scores) were constructed to measure extension (PI) and consolidation (PC) of parenchymal involvement. PI and PC scores in the univariable analysis showed significant prognostic value, but only the PI score confirmed its role in multivariable analysis. In other words, the most useful prognostic CT sign in predicting the outcome of COVID-19 patients was the expression of global lung involvement, regardless of the type of alteration and the consolidation density of the images. Although some recent papers [25] [26] [27] described some results on quantification based on open-source software for semi-automated pulmonary segmentation, in our experience, the visual analysis of lung involvement proved to be a quick, easy-to-use and reliable method for the evaluation and quantitation of lung involvement. This procedure can also be used also in an emergency scenario, independently of sophisticated, different, and still not fully comparable software-based methods for the interpretation of CT images. Despite a recent rapid increase of studies using A.I. for the diagnosis of COVID-19 lung opacities, at present, the application in the area of prediction of unfavorable outcome is still very preliminary [30] . Few retrospective studies have evaluated the correlation between thorax imaging and clinical outcome in patients with COVID-19 pneumonia; a radiographic severity index based on Chest X-ray has been proposed by some authors [35, 38] . The importance of thorax CT features in the early phase of COVID-19 in determining the severity of the disease was reported in some papers [32] [33] [34] [36] [37] [38] . The necessity of considering clinical and laboratory parameters together with radiological findings was shown to be evident, because their evaluation at patient presentation can contribute to better defining the severity of COVID-19 infection. Therefore, we decided to investigate the added value of this combination. The mean age of our sample was 69.8 years, and the majority of patients (69.4%, 209 patients) were male. The univariable and multivariable analysis confirmed that both of these demographic features had a significant prognostic role (P < 0.001 for age, 0.005 for sex) as described in the literature [32] [33] . None of the symptoms showed a prognostic impact, although dyspnea was the most frequent symptom observed (73.1%) in our study, and showed some impact at univariable analysis (OR 1.70, 95% CI 0.99-2.91, P = 0.053), as suggested by the literature [39] [40] [41] . In these analyses, cough and body temperature > 37.5° C were less frequent than what has been described in the literature for Chinese patients [42] [43] [44] . This may be because some patients were frightened by the Chinese experience and therefore went to ED at the first symptoms, without waiting for worsening of respiratory distress or hyperpyrexia. Looking at comorbidities, at univariable analysis only arterial hypertension (OR 1.90, 95% CI 1.19-3.03, P = 0.008), ischemic heart disease (1.89, 95% CI 1.89, 95% CI 1.01-3.52, P = 0.045) and oncological disease (OR 2.05, 95% CI 1.02-4.12, P = 0.043) showed prognostic significance in our series, not confirmed by multivariable analysis. Similar results have been reported by others [39] [40] [41] . However, in these studies, diabetes had no impact and smoking exposure did not emerge as an independent risk factor. In this regard [38, [45] [46] [47] , we noticed only a limited number of smokers in our group of patients (4.6%, 9 patients). Regarding the laboratory data, many variables demonstrated a statistically significant association with the prognosis, as in Chinese studies [40] [41] [42] [43] and an American review [32] , but we found a significant prognostic value only for SaO2, WBC, and AST. As a result of this multiparametric approach, the possible role of radiology in early disease in predicting an adverse outcome was confirmed. The quantitative visual analysis of chest CT scans showed a prognostic role when considering PI score alone (AUC 0.722). Its accuracy increased (AUC 0.841) when evaluated together with some demographic characteristics (age and sex), comorbidities (hypertension) and laboratory data (WBC and AST). The data collected allowed us to generate a nomogram in order to have an easy clinical practice tool able to guide the choice of physicians in particular critical cases between intensive treatment or best supportive care. To our knowledge, only two recent retrospective studies have proposed the construction of a nomogram in order to identify the predictors of severe coronavirus disease [48, 49] . The first study used multivariate analysis to evaluate various clinical and laboratory parameters. Age, fever, overweight, polypnea, CPR, troponin, and lymphopenia were retained as risk factors of an unfavorable outcome, and a nomogram was established with sufficient discriminatory power. However, the author did not include CT imaging among the risk indicators [48] . In contrast, CT was considered in the second paper, where initial clinical data and CT imaging data were evaluated in 217 COVID-19 patients [49] . Patients were classified into two groups; mild and severe disease. Multivariate statistic regression determined the independent risk factors associated with severe disease, and selected variables for the nomogram to predict an unfavorable outcome. This nomogram, incorporating both clinical and CT characteristics, was validated on a cohort of the same population, and demonstrated high accuracy in predicting the worst prognosis. However, this approach has to be considered in the light of the selected sample, in which 212 of 219 patients were discharged and only five patients died. Thus the disease severity does not represent what was described in an ED during a peak of the pandemic, whereas our nomogram was based on data obtained from a population of patients admitted to our Hospital in very critical conditions [15] . A limitation of our study is its monocentric and retrospective nature, and, consequently, the results should be related to the characteristics of our series of patients and their management. Moreover, although the patients were included consecutively, we were not able to provide a complete flowchart of the patients' selection. For this reason, a selection bias cannot be completely excluded. Some patients at presentation were not studied using CT, and several laboratory data were missing in some patients. This might be due both to the emergency situation and the severe clinical conditions of some patients. An additional potential limitation is a lack of data on the variability and reproducibility of the CT readers in imaging scoring. However, this was partly overcome by the fact that images were retrospectively and independently evaluated by two radiologists, and any eventual disagreement was resolved by consultation with a third experienced senior radiologist. Finally, the individual therapy administered to patients was not detailed because in such conditions, our physicians followed the SIMIT protocols. In that period, the SIMIT guidelines included many options, and changed over the course of the study. In the period of the peak of the COVID-19 pandemic, any proposed treatment considered appropriate was approved for use by the internal COVID-19 Emergency Committee. Besides this, it should be underlined that some specific strategies of treatment were often adopted for individual patients, after evaluation of the severity of their conditions and calculating the best chances of response in that critical situation. In conclusion, our study carried out on COVID-patients during the first dramatic phase of the The authors report no conflicts of interest. Retrospective, observational, unicenter study. The scientific guarantor of this publication is Emilio Bombardieri. The statistical analysis was performed by Laboratory of Methodology for Clinical Research, Istituto di Ricerche Farmacologiche Mario Negri IRCCS, Milano, Italy. This study was notified to our local ethics committee as a retrospective analysis. According to the retrospective nature of this study, the need to obtain informed consent was waived by the Institutional Review Board. Tables Table 1 Definition of the Pulmonary Involvement (PI) score and the Pulmonary Consolidation (PC) score. PC score (consolidation of total lung) Absent 0 A ≤ 25% 1 B 2 C 3 D PI score calculator: giving the score to each lobe, the total is the sum of the involvement of the different lobes from 0 to 20. PC score calculator: considering the total lung, the score is the total of consolidated lung with respect to the total lung. Abbreviations: CT, computed tomography; PC score, lung consolidation score; PI score, lung involvement score. under the curve; 95% CI, 95% confidence interval; PC score, lung consolidation score; PI score, lung involvement score. and AST levels. For each factor, based on the risk category, a score is assigned ("points" line). The sum of the seven scores plotted on the "total points" line corresponds to the probability of disease worsening, plotted on the "risk of event" axis. For example, for a patient with all risk factors, the points are: 100 for age > 80 years, 44 for male sex, 21 for arterial hypertension, 80 for a PI score > 15, 62 for a SaO2 < 85%, 33 for a WBC count > 10000/mmc, 34 for AST levels > 50 U/L. The total score is 374, corresponding to a disease worsening probability of 98%. In contrast, a patient with arterial hypertension but no other risk factor reaches a total score of 21 and a disease worsening probability of about 2%. 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We also thank Ray Hill, an independent medical writer, who provided Englishlanguage editing and journal styling prior to submission on behalf of Health Publishing & Services Srl. a. Variables not selected with stepwise procedure: Ischemic heart disease, oncological pathology, lymphocytes, CRP. b. Variables not selected with a stepwise procedure: ischemic heart disease, oncological pathology, lymphocytes, CRP, radiological score PC. c. Points associated with the reference category were 0. * Statistically significant. Abbreviations: SIMIT, Italian Infectious Disease Society; OR, odds ratio; 95% CI, 95% confidence interval; PI score, pulmonary involvement score; PC score, pulmonary consolidation score; SaO2, arterial saturation of oxygen; WBC, white blood cell; AST, aspartate aminotransferase.