key: cord-1002570-79h2fdki authors: De Michele, Simona; Sun, Yu; Yilmaz, Mine M; Katsyv, Igor; Salvatore, Mary; Dzierba, Amy L; Marboe, Charles C; Brodie, Daniel; Patel, Nina M; Garcia, Christine K; Saqi, Anjali title: Forty Postmortem Examinations in COVID-19 Patients: Two Distinct Pathologic Phenotypes and Correlation With Clinical and Radiologic Findings date: 2020-09-02 journal: Am J Clin Pathol DOI: 10.1093/ajcp/aqaa156 sha: 26b08a7c8be8c66b1e0cd7a9984f68b8b4050fbf doc_id: 1002570 cord_uid: 79h2fdki OBJECTIVES: Although diffuse alveolar damage, a subtype of acute lung injury (ALI), is the most common microscopic pattern in coronavirus disease 2019 (COVID-19), other pathologic patterns have been described. The aim of the study was to review autopsies from COVID-19 decedents to evaluate the spectrum of pathology and correlate the results with clinical, laboratory, and radiologic findings. METHODS: A comprehensive and quantitative review from 40 postmortem examinations was performed. The microscopic patterns were categorized as follows: “major” when present in more than 50% of cases and “novel” if rarely or not previously described and unexpected clinically. RESULTS: Three major pulmonary patterns were identified: ALI in 29 (73%) of 40, intravascular fibrin or platelet-rich aggregates (IFPAs) in 36 (90%) of 40, and vascular congestion and hemangiomatosis-like change (VCHL) in 20 (50%) of 40. The absence of ALI (non-ALI) was novel and seen in 11 (27%) of 40. Compared with ALI decedents, those with non-ALI had a shorter hospitalization course (P = .02), chest radiographs with no or minimal consolidation (P = .01), and no pathologically confirmed cause of death (9/11). All non-ALI had VCHL and IFPAs, and clinically most had cardiac arrest. CONCLUSIONS: Two distinct pulmonary phenotypic patterns—ALI and non-ALI—were noted. Non-ALI represents a rarely described phenotype. The cause of death in non-ALI is most likely COVID-19 related but requires additional corroboration. clinically to acute respiratory distress syndrome (ARDS). In a minority of cases, DAD was absent, and organizing pneumonia, 4 chronic inflammation, congestion, 6, 8, 9 and bronchopneumonia 12 were present. Fibrin deposition 4, 10, 11 or microthrombi 5, [12] [13] [14] have also been described, most often in conjunction with DAD. While the current literature indicates that ALI is the primary pulmonary pathology in patients with COVID-19, it also suggests that some patients may have multiple additional or concurrent pathologic manifestations. Which pathologic findings are directly attributable to COVID-19 and which are unrelated remain unclear. A systematic and multidisciplinary approach with correlation among clinical, radiologic, and pathologic findings in a large series may improve our understanding of the spectrum of disease in COVID- 19 . The aim of the current study, conducted at an academic teaching hospital in New York City, the epicenter of the pandemic in the United States, is to describe the pulmonary pathology seen in a large series of autopsies from decedents with confirmed severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) infection based on real-time reverse transcription polymerase chain reaction (RT-PCR) and to correlate the results with imaging, clinical, and laboratory data. Following institutional review board approval, autopsy cases from patients with either premortem or postmortem RT-PCR-confirmed SARS-CoV-2 were reviewed. The autopsies of confirmed or suspected COVID-19 cases were performed using the Virchow technique and recommendations provided by the US Centers for Disease Control and Prevention. The lungs were serially sectioned, and samples were taken from grossly or radiographically identified abnormal regions. If neither was evident, at minimum one section from each lobe of the lung was taken. Analyses were performed based on the microscopic pulmonary patterns identified. First, all microscopic patterns were categorized as either "major" or "minor." Second, "novel" pathologic findings were defined as a deviation from the current literature, which describes ALI as the main underlying pulmonary pathologic pattern in COVID-19 and unexpected clinically. Third, "discordant" was characterized as incongruity of microscopic patterns with the radiologic findings. All H&E-stained lung slides were reviewed. A comprehensive list of features, including quantification where appropriate, was generated (Supplemental Table 1 ; all supplemental materials can be found at American Journal of Clinical Pathology online). All slides were evaluated for each of the features, and from these, a case diagnosis was formulated. Following review of all cases, microscopic patterns were categorized as either "major" or "minor" findings depending upon whether they were present in 50% or more or less than 50% of all cases, respectively. In addition, to qualify as "major," the morphologic features had to be present in more than one slide and encompass 5% or more of the area of all slides with the exception of intravascular fibrin or platelet-rich aggregates (IFPAs), which had to be present in at least one slide. IFPAs were designated as such to reflect their unknown etiology-thrombi vs emboli. The IFPAs were further characterized by their location (including in the pulmonary artery, pulmonary vein, or other small vessels), quantity (including focal [rare vessels] or diffuse [three or more vessels in a single slide]), and size (including large or small). Large IFPAs corresponded to either proximal elastic arteries accompanying airways or veins within interlobular septa. When performed and available, ancillary tests (histochemical or immunohistochemical stains) were reviewed. For each case, the electronic medical record was reviewed for demographics, initial presentation, comorbidities, hospital course, laboratory values, and therapies. All available chest imaging, including chest radiographs and computed tomography (CT) scans, was reviewed. When multiple chest radiographs were performed, the first and last available were graded on a scale of 0 to 3: grade 0, lung with no alveolar opacities; grade 1 (minimal), less than one-third of the lung with alveolar opacities; grade 2 (moderate): one-third to two-thirds of the lung with alveolar opacities; and grade 3 (marked), more than two-thirds of the 2/3 lung with alveolar opacities. Change of the grade between the first and last chest radiographs was recorded. Each component-clinical, laboratory data, imaging and pathology-was first reviewed independently by the corresponding subspecialists (pulmonologists who managed patients with COVID-19, a thoracic radiologist, a thoracic pathologist, and pathologists who performed the prosections). Following the microscopic review, the major pulmonary pathology patterns were assessed for novel and discordant findings. Additional data were obtained, as needed, to adjudicate discordant findings. This included further comprehensive evaluation of clinical, laboratory, and radiologic data as well as the cause of death, which was determined based on macroscopic and microscopic pulmonary and extrapulmonary pathology. Assessment of cardiac findings, performed by a cardiac pathologist (C.C.M.), included but was not limited to evaluation for early or late ischemic changes and myocarditis. In the absence of pathologic evidence, cause of death was established based on adjudication of the clinical and pathologic findings. The cause of death was categorized into major categories: cardiac failure, respiratory failure, cardiorespiratory failure, neurologic (eg, intracranial hemorrhage), sepsis, thromboembolic event, or multiorgan failure. The level of certainty was stratified into definite (identifiable macroscopic and microscopic pathology) and probable (no identifiable macroscopic or microscopic pathology). H&E slides from prepandemic, non-COVID-19 postmortem examinations with ALI (n = 7) and non-ALI (n = 7) were reviewed. To correlate the "major" pathologic, clinical, and laboratory data, Pearson or ϕ correlation coefficients were calculated for all pairwise combinations of clinical, laboratory, radiologic, and major pathologic findings. To account for missing values, all correlations were computed on complete pairwise observations. The statistical significance of differences in the distributions of clinical, laboratory, radiologic, or major pathologic findings between patients with ALI and without ALI was assessed using a two-tailed Wilcoxon rank-sum test for continuous or ordinal variables and a Fisher exact test for binary variables. For all analysis, Holm-adjusted P < .05 was considered significant. All statistical analyses were performed in R version 3.6.3 (R Foundation for Statistical Computing). Forty sequential lung specimens from postmortem examinations of patients infected with SARS-CoV-2 were evaluated. All patients had nasopharyngeal swabs, either premortem (n = 32) or postmortem (n = 8), that confirmed SARS-CoV-2 infection. Complete postmortem examinations, with the exclusion of the head in a few cases, were performed. Patients ranged in age from 38 to 97 years (median age, 71.5 years) ❚Table 1❚. The majority were men (70%) and Hispanic or Latino (57.5%). Hypertension was present in 85%, diabetes mellitus in 50%, preexisting heart disease in 38%, and preexisting lung disease in 25%; one or more of these were present in 37 (92.5%) of 40 patients. Twenty-six (65%) patients received supplemental oxygen, and 23 (57.5%) were intubated or received invasive mechanical ventilation. The mean time from admission to death was 10.4 days (range, 0-45 days). Laboratory data (including platelet count for 33, international normalized ratio on admission for 32, D-dimer for 26, troponin-T for 32, N-terminal prohormone of brain natriuretic peptide for 20, interleukin 6 [IL-6] for 24) were available for a subset of 40 patients. Chest radiographs were available for 32 of 40 patients, 26 had multiple chest radiographs, and three had chest CTs. Three major pulmonary findings included ALI in 29 (73%) of 40, IFPAs in 36 (90%) of 40, and vascular congestion and hemangiomatosis-like change (VCHL) in 20 (50%) of 40 ❚Figure 1❚, ❚Image 1❚, and ❚Image 2❚. ALI comprised the histologic spectrum of DAD with an acute (exudative) phase demonstrating hyaline membranes with or without an organizing (proliferative) phase exhibiting interstitial fibroblastic proliferation as well as a single case with predominantly fibrin, compatible with acute fibrinous and organizing pneumonia (AFOP). When present, ALI was evident in 33.3% to 100% of H&E slides for each case (mean, 78.4%; median, 85.7%). VCHL was present in 50% of the cases and characterized by a widening of alveolar septa by a proliferation of dilated and engorged capillary channels arranged perpendicular to each other, forming a complex mesh-like framework. IFPAs, the most common of the major pulmonary findings, were large and present in either pulmonary arteries (19/40; 47.5%) or small vessels (17/40; 42.5%) and were often focal (Table 1) . Multiple minor microscopic patterns were identified, including infarcts, bronchopneumonia, aspiration, microorganisms, underlying chronic lung disease (eg, interstitial lung disease), and minimal chronic inflammation unassociated with ALI ( Figure 1 ). ALI, one of the three major patterns and the most commonly reported in lungs of COVID-19 decedents, was present in 29 (72.5%) of 40 cases. Eleven (27.5%) of 40 cases did not show findings of ALI-designated "non-ALI"-and were categorized as "novel." This suggested two overarching phenotypic patterns of pulmonary pathology-ALI and non-ALI-which framed subsequent analyses. In general, there was concordance between ALI and non-ALI and the chest radiograph findings (Table 1) . For the ALI group, 96% (25/26) of the patients had evidence of alveolar infiltrates, and there was evidence of disease progression for 59% (13/22), stability for 36% (8/22), and regression in 4% (1/22). For the non-ALI group, alveolar infiltrates were absent (83%; 5/6) or minimal and inconsistent with ARDS (1/6; 17%), and none (0/4) had evidence of disease progression on chest radiographs (Supplemental Table 2 ). Clinical and laboratory data and imaging findings from these two groups-ALI and non-ALI-were compared. Greater imaging and laboratory data were available for the ALI group than the non-ALI group due to the shortened interval of time from admission to death in the non-ALI group. Patients with ALI were hospitalized longer (P = .02), were treated with supplemental oxygen longer (P = .003), and had evidence of more alveolar infiltrates on the last chest radiograph (P = .01) than the non-ALI patients (❚Figure 2B❚ and Supplemental Figure 1 ). Higher radiologic grade on the last available chest radiograph significantly correlated with presence of microscopic ALI (r = 0.79, adjusted 95% confidence interval [CI], 0.29-0.95; P = .0004; ❚Figure 2A❚). Although there was a positive trend between radiologic grade on initial chest radiography and presence of ALI, it was not statistically significant (P = .06). There was no significant association between ALI and D-dimer, troponin-T, pro-BNP, and IL-6 levels; the non-ALI decedents had limited laboratory data for similar analysis. There was no statistically significant difference in O 2 saturation at presentation, dyspnea, and T max between the ALI and non-ALI patients. The two other major patterns-IFPAs and VCHLwere evaluated in the context of ALI and "novel" non-ALI phenotypes as well as independently to assess for correlation. There was a significant negative correlation between the presence of ALI and pulmonary VCHL (r = -0.62; adjusted 95% CI, -0.87 to -0.11; P = .005; Figure 2A ). No statistically significant correlation was identified between the presence of ALI and IFPAs. All non-ALI cases (11/11) had concurrent VCHL and IFPAs (Image 1B). Meanwhile, 27 of 29 ALI cases had IFPAs (18), VCHL (2), or both (7); two had neither VCHL nor IFPAs. A pathologic microscopic or macroscopic cause of death was identified in only two of 11 non-ALI decedents and attributable to pulmonary thromboembolism and intracranial hemorrhage. The cause of death for the remaining nine of 11 non-ALI cases was based on adjudication of clinical and pathologic findings ❚Table 2❚ and included cardiac arrest or respiratory failure in eight and septic shock in one; all had mild to moderate myocyte hypertrophy and interstitial fibrosis; seven of nine had coronary artery disease. Review of pulmonary H&E slides from seven ALI "controls" showed large IFPAs in two cases and small, focal IFPAs in five cases. The non-ALI controls, which were from decedents who had similar median ages, sex distribution, abbreviated hospital course, comorbidities, and cause of death as the non-ALI cohort, lacked IFPAs and had focal congestion but not the accompanying hemagiomatosis-like meshwork, which was present diffusely in nine of 11 and focally in two of 11 non-ALI cases (Image 2). ❚Image 1❚ Lung with and without acute lung injury (ALI). A, B, Lung with ALI phenotype. A, Eosinophilic hyaline membranes, the hallmark of diffuse alveolar damage, line alveolar septa (arrows) (H&E, ×8.3). B, A pulmonary artery has an organizing thrombus (H&E, ×1.2). C, D, A non-ALI phenotype. C, An intravascular fibrin-platelet aggregate (arrow) in a small-caliber vessel in a background of otherwise unremarkable lung parenchyma (H&E, ×40). D, CD61 immunohistochemical stain highlights the platelets within small vessels and capillaries of alveolar septa (×20). In our cohort, three major pulmonary patterns were identified: ALI in 29 (73%) of 40, IFPAs in 36 (90%) of 40, and VCHL in 20 (50%) of 40. Second, there was a novel finding of non-ALI, which suggested two main pulmonary pathologic phenotypes-ALI and non-ALI. Each major finding was reviewed independently and in the context of the others to assess for correlation among them. In patients with COVID-19, DAD has been described extensively [1] [2] [3] 5, 7, 9, [12] [13] [14] [15] [16] and AFOP in five (83.3%) of six cases in a single small series. 11 Meanwhile, an absence of DAD (non-ALI) has been described rarely 6, 11, 12 and infrequently correlated with clinical or imaging findings. 12 For these reasons, while ALI and non-ALI were evaluated in parallel for similarities and differences, the primary focus was on the non-ALI phenotype. First and foremost, the presence of the two distinct pathologically identified phenotypes was corroborated with available data. Although imaging was limited to primarily chest radiographs and performed only for a subset (n = 6) of non-ALI decedents (due in large part to early death in that cohort), the overall concordance between radiology and pathology was 93.8%, which argues against undersampling of ALI. Furthermore, when present microscopically, ALI was evident in most H&E slides (mean, 78.4%), also making undersampling an unlikely cause for its absence in the non-ALI cohort. Although it can be unevenly distributed, DAD in COVID-19 has been described bilaterally and in all lobes. 16 Clinical, laboratory, and radiologic data were assessed for distinct patterns that correspond to the microscopically identified ALI and non-ALI phenotypes. There was no difference in O 2 saturation at presentation, ❚Image 2❚ A, B, Lung from a region of vascular congestion and hemangiomatosis-like change (VCHL). The alveolar walls have patchy thickening of alveolar septa with a complex mesh-like framework (H&E, ×15). B, Thickened alveolar septa of VCHL and interspersed unremarkable septa (reticulin, ×40). C, Control case has vascular congestion but lacks the mesh-like framework and corresponding thickening of alveolar walls (H&E, ×15). dyspnea, and T max between ALI and non-ALI. There was a statistically significant difference in the length of the hospital course between ALI (mean, 13.2 days) and non-ALI (mean, 3.0 days) decedents-the latter were hospitalized, if at all, for fewer days. Radiographically, patients with ALI were significantly more likely to have higher grade findings, corresponding to consolidation, on chest radiographs compared with the non-ALI group. The abbreviated hospitalization in the non-ALI group resulted in limited clinical and laboratory data for comprehensive assessment of premortem parameters. With the exception of two cases, which showed a macroscopic pulmonary embolism or intracranial hemorrhage, a definitive pathologically confirmed cause of death for the non-ALI decedents was not identified. Neither myocarditis nor myocardial infarction, which typically causes microscopic change 4 to 12 hours following the insult, 17 was microscopically evident. The presence of a non-ALI phenotype in our cohort and the rarity of its descriptions in the literature raise important questions. First, was mortality in these patients directly attributable to COVID-19 or an alternative cause? The cause of death in most non-ALI patients was attributed to cardiac arrest or cardiopulmonary failure. COVID-19 as the predisposing condition for cardiac arrest is plausible, explains the absence of microscopic cardiac findings, and is supported by a 10-fold increase in New York City 18 and a 52% increase in four provinces in Italy 19 in out-of-hospital cardiac arrests during the pandemic relative to similar timeframes in 2019. Second, did the non-ALI decedents have minor microscopic pattern(s) contributing to the cause of death? They had minor findings, but these were improbable causes of death-one decedent had focal bronchopneumonia comprising less than 5% of sections; none had microorganisms or microscopically evident underlying interstitial or other predisposing lung disease. Third, is a non-ALI phenotype a precursor to ALI? While this remains a possibility, it is less likely based on the imaging and microscopic features. Most patients with ALI had consolidation on imaging at the time of presentation; only two patients with ALI demonstrated progression of disease between the first chest radiograph (no consolidation) and the last chest radiograph (marked consolidation) over a span of 27 and 29 days. Furthermore, additional microscopic features that are present in the (early) exudative phase of DAD, such as interstitial edema, were not evident. Fourth, the emergence of a second phenotype may reflect larger case A ❚Figure 2❚ Associations between clinical, laboratory, radiologic, and microscopic findings. A, Correlation matrix of clinical, laboratory, major microscopic, and radiologic data. Circle size and color intensity are proportional to correlation coefficient, with red representing positive correlations and blue representing negative correlations. *Statistical significance (Holm-adjusted P < .05). ❚Figure 2❚ (cont) B, Violin plot and dot plots for nonbinary and binary data, respectively, of clinical, laboratory, microscopic, and radiographic data distributions by ALI status. For any given clinical feature, the violin and dot color are proportional to the -log 10 (Holm-adjusted P value) of a Wilcoxon rank-sum or Fisher exact test for nonbinary and binary data, respectively, comparing the distribution of that feature in ALI vs non-ALI. Each circle corresponds to a single case. For binary data, 1 = presence, 0 = absence. ALI, acute lung injury; CPR, cardiopulmonary resuscitation; CXR, chest x-ray; IFPA, intravascular fibrin or platelet-rich aggregate; INR, international normalized ratio; pro-BNP, N-terminal prohormone of brain natriuretic peptide; Tmax, maximum temperature; VCHL, vascular congestion and hemangiomatosis-like change. numbers in our cohort. Last, the fact that this phenotype has been infrequently reported in the literature may be explained by a selection bias; in other centers, patients who were not hospitalized or only so for a short time may not have undergone postmortem examinations. Of the three major findings, microscopic VCHL was the least common. VCHL was present in all cases of non-ALI, while it negatively correlated with ALI. Vascular congestion has been described in conjunction 14 with and without DAD 6, 14 in a minority of lungs from patients with COVID-19. Relative to the images accompanying published reports, the extent of vascular congestion and accompanying alveolar wall thickening with hemangiomatosis-like change in our cohort was more prominent (Image 2). Angiogenesis has been seen in lungs of patients with COVID-19 in association with DAD. 15 The presence of thickened alveolar septa and congested capillary channels resembling a hemangiomatosis-like proliferation in our cases could be ascribed to a similar angiogenesis-type process. Other possibilities remain, such as microscopic IFPAs resulting in secondary capillary proliferation. Overall, pulmonary IFPAs, small and large, represented the most common (90%) of the three microscopic patterns. There was no statistical correlation between the type of IFPAs (macroscopic or microscopic; pulmonary or extrapulmonary) and ALI or non-ALI phenotype. Increased macroscopic venous thromboemboli 12 and microscopic fibrin (thrombi) 7,10,13,14 have been detected in decedents with COVID-19. With the aid of ancillary studies, significantly greater numbers 15 of thrombi have been identified in lungs infected with COVID-19 relative to those with H1N1. Compared with the control cases, the COVID-19 lungs did not have increased IFPAs; however, our number of controls was relatively small and quantitated only on H&E stain. Similar to the identification of a non-ALI pattern, a key question is whether IFPAs are a manifestation of COVID-19 or related to other underlying comorbidities. Macroscopic and microscopic pulmonary thrombi are well described in the DAD pathology literature. DAD, which is the histologic pattern ascribed to multiple possible etiologies with infection representing one, causes injury to the alveolarcapillary barrier and initiates multiple downstream effects, including proinflammatory and procoagulation pathways. In fact, fibrinogen and complement, among other proteins and cellular debris, are present in hyaline membranes of DAD, 20 and thromboemboli have been identified in 95% of lungs from 22 postmortem non-COVID-19 examinations using specimen arteriography, 21 as well as in our pre-COVID-19 postmortem controls. Therefore, pulmonary IFPAs may at least to some extent be a consequence of DAD than injury resulting from COVID-19 alone. Nevertheless, COVID-19 as a culprit of IFPAs-either emboli or thrombi-remains a possibility, since all decedents without DAD/ALI in our study also had IFPAs. In their examination of COVID-19 cases without significant DAD, Magro et al 10 Table 3 ). Our findings support two phenotypes-ALI and non-ALI. In contrast to non-ALI, ALI is concordant with the literature and expected clinically. Non-ALI probes the understanding of COVID-19, including if it is related to COVID-19. Our data support that COVID-19 presents with primarily pulmonary, cardiac, or vascular manifestations ❚Figure 3❚. Cardiac arrest is a consideration based upon no or minimal hospitalization, absence of microscopic changes, and the recently reported significant 18, 19 increases in out-of-hospital cardiac deaths during the pandemic. The coexistence of VCHL and IFPAs in all (11/11) non-ALI cases (and only 7/29 ALI cases) suggests, rather than a nonspecific postmortem feature, the non-ALI phenotype is associated with COVID-19 infection. IFPAs raise the possibilities of microemboli from undetected DVTs, microthrombi in the pulmonary vasculature, and microthrombi secondary to coagulopathies that accompany infections. Interestingly, while the cause of death may be attributable to one or more of the above conditions, there were no significant differences in clinical parameters, such as O 2 saturation at presentation, dyspnea, and T max , between the ALI and non-ALI patients. Understanding the specific mechanism(s) may potentially alter clinical management. Three major pathology patterns and two distinct phenotypes were noted at autopsy, one characterized by ALI and the other without. The patients with a non-ALI phenotype represent a rarely described subgroup. 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