key: cord-0947601-vm5iexuz
authors: Quinn, M. M.; Markkanen, P. K.; Galligan, C. J.; Sama, S. R.; Lindberg, J. E.; Edwards, M. F.
title: Healthy Aging Requires a Healthy Home Care Workforce: the Occupational Safety and Health of Home Care Aides
date: 2021-05-12
journal: Curr Environ Health Rep
DOI: 10.1007/s40572-021-00315-7
sha: 15b7ef93c5af258e84b4adadbba31ea6ae8ffc6b
doc_id: 947601
cord_uid: vm5iexuz

PURPOSE OF REVIEW: To identify important home care (HC) aide occupational safety and health (OSH) hazards and examine how addressing these can improve aide health and the delivery of HC services overall. Specifically, this review seeks to answer: Why is HC aide OSH important? What are the most significant OSH challenges? How can improving HC aide OSH also improve the safety and health of their clients? What implications do the findings have for future research? RECENT FINDINGS: HC is one of the fastest growing US industries. Aides comprise its largest workforce and are increasingly needed to care for the rapidly aging population. There is an aide shortage due in part to instabilities in HC work organization and to serious job-specific hazards, resulting in aides losing work time. Recent social, economic, and technological factors are rapidly changing the nature of HC work, creating OSH hazards similar to those found in nursing homes. At the same time, aides are experiencing social and economic inequities that increase their vulnerability to OSH hazards. These hazards are also a burden on employers who are challenged to recruit, retain, and train aides. OSH injuries and illness interrupt the continuity of care delivery to clients. Many OSH hazards also put HC clients and families at risk. SUMMARY: A new framework and methodologies are needed to assess aide and client safety together in order to guide future HC research, policies, and practices. Government, industry, and labor commitment is needed to fund and coordinate a comprehensive, multidisciplinary research program.

Home care (HC) workers provide essential health and personal care supportive services that enable people to live at home rather than receive care in a nursing home or other facility. The great majority of those who receive HC are people over age 65 years, as well as those of all ages with illness or disabilities. The importance of home-based care as an alternative to facility-based care was underscored when the COVID-19 pandemic began: elders were at high risk of severe COVID-19 infection [1] , and nursing homes had high infection rates [2] [3] [4] [5] . At the same time, most of the HC workforce is composed of aides, who also are vulnerable to COVID-19 due to their work exposures and to their experience of social and economic inequities (housing where social distancing is not possible, limited health care access) that present infection risks [6, 7, 8••, 9] . Many elders were afraid to have aides enter their homes, and many aides were concerned about caring for those with COVID-19 in the home-work environment where infection prevention measures were not well established [10••] . Overall, the pandemic made it clear that a healthy and safe This article is part of the Topical Collection on Occupational Health workforce is needed to ensure healthy and safe care to millions of people in their homes. This paper reviews key scientific literature and policy data to determine: Why is HC aide occupational safety and health (OSH) important? What are the major HC aide OSH hazards and preventive interventions? How do aide OSH hazards impact the safety of HC clients and their families? How can accounting for aide and client safety together improve HC services overall?

The Structure of Home Care Work

In the USA, there are numerous occupational titles for aides employed in HC, including jobs reimbursed through medical insurance and usually designated as home healthcare, such as home health aide, certified nursing assistant and hospice aide, as well as jobs reimbursed through social services including personal care aide, personal care attendant, and homemaker. For brevity in this paper, the term "HC aide" refers to the full range of aide occupational titles. While there are differences in job tasks among occupational titles, usually related to the degree of medical support provided, there is also considerable overlap with respect to tasks that present OSH risks. Most aides assist individuals in their home with Activities of Daily Living such as bathing, dressing, eating, caring for incontinence, and transferring to and from a bed or chair [11] ; they also assist with Instrumental Activities of Daily Living including household work such as cleaning and disinfecting home environmental surfaces, laundry, and food preparation [12••] . Aides may be employed by a business called an agency or hired directly by the care recipients or their family, which is called a consumer-directed program. In the USA, HC recipients are called patients, clients, or consumers; for brevity, "client" refers to all HC recipients.

The wages of most HC aides, whether employed via agencies or directly by clients, come from the Centers for Medicare and Medicaid Services reimbursements and to a lesser degree from healthcare insurance [13] or clients who pay directly (private pay). The Centers for Medicare and Medicaid Services reimbursement schedule is negotiated in advance, and employers faced with sudden changes in demands, like new COVID-19 safety training, often find themselves absorbing unexpected costs [14] .

The confluence of several social, economic, and technological forces is driving the urgent need for HC [13] . Populations in the USA and globally are aging rapidly, and there are comparatively fewer people in younger age groups [15, 16] . From 2010 to 2019, the USA experienced a 34% increase in the 65-and-older population, while those 15-64 years, the working population and age group most likely to be caregivers, increased by only 3.1% [17] . Nearly 17 million Americans living in the community require assistance completing self-care and other daily tasks due to physical, cognitive, developmental, and/or behavioral conditions [12••] , and 70% of adults over age 65 will need paid long-term support services at some time before they die [18] .

Technological advances are enabling sophisticated procedures at home [19, 20] . At the same time, people are living longer with complex healthcare needs (80% of Americans over 65 years have one or more chronic conditions [21] ). Aides do not perform medical procedures directly; however, they interact with medical equipment as they perform care and cleaning tasks. Even if an aide provides care for an older client recovering from hip replacement surgery, that client may also have diabetes, asthma, or cancer requiring medical technologies.

Social and economic forces also are driving the delivery of medical and supportive care into the home [20, 22] . The majority of Americans prefer care at home, and clinicians and insurers are recognizing the medical and financial advantages [23, 24] . This preference for HC extends through end-of-life. Data from 2003 to 2017 show that Americans now prefer to die at home; as of 2016, more Americans died at home than in hospitals, nursing homes, or any other facility [25] . Home has surpassed the hospital as the most common place of death in the USA for the first time since the early 20th century [26] .

At the same time the demand for HC is increasing, the supply of traditional home-based caregivers, women aged 15 to 64, is decreasing because most women are now in the paid labor force-67% of US women 15-64 years, 52% globally [17] . This caregiver gap is occurring worldwide and is bringing to light the often invisible care work that women have always done [27, 28] .

There are 3.44 million HC aides in the USA, the great majority are women (87%), and increasingly people of color (62%) and immigrants (31%) [29] . The need for HC aides is creating a global migration from lower to higher income countries [28] . Despite their social importance, however, HC aide jobs are among the lowest paid, with a median annual income of $25,280 in 2019 [30] . At that wage, a full-time HC aide trying to support a family of four would be living below the poverty line ($26,500) [31].

The low wages and social position of HC aides cannot be understood without examining the social and economic inequities within home-based services resulting from systemic gender and racial discrimination. Care work, the work of women in nearly every culture, has often been viewed as unproductive, less valuable, and not warranting wages competitive with work traditionally performed by men [27, 32] . Race too has played a critical role in how HC work is valued. Low HC aide wages were structured into the first federal occupational classifications developed by the Roosevelt administration's Department of Labor in 1938. The Fair Labor Standards Act (FLSA), a cornerstone of the "New Deal," was designed to protect workers through a minimum wage and other benefits. Legislators from southern states, with economies first built on slavery and later sustained by Jim Crow era laws, refused to support a law that would require Blacks doing the same job as Whites to earn the same wages [33] . However, a law explicitly discriminating on the basis of race is unconstitutional under the 14 th amendment, ratified in 1868 and providing all citizens with "equal protection under the laws." In order to pass the FLSA, legislators compromised to create occupational categories that were exempted from protections. Among these were agricultural workers, the main occupation of Black men, and domestic service workers, the main occupation of Black women. Thus, the FLSA codified "race-neutral" language in a concession to southern legislators, who were needed to pass New Deal legislation [33] . In 1974, Congress revised the FLSA to expand coverage to include domestic service workers. One year later, however, the US Department of Labor "interpreted [this] new amendment to exempt home-care workers, even employees of for-profit entities, by misclassifying them as elder companions, akin to babysitters" [34, 35] . This amendment became known as the "companionship rule" [36] . Thus, the companionship classification of domestic service workers, including HC occupations, carried forward the legacy of the Antebellum South [33] . The companionship rule for HC occupations remained in place for more than 75 years, until the US Supreme Court overturned it in 2015, finally requiring HC aides to be paid the federal minimum wage.

Although no longer sanctioned by federal law, HC aide work continues to be viewed by many as akin to babysitting with significant consequences for aides' conditions of work. Like babysitters, aides are frequently hired part-time on an hourly basis with inconsistent hours [12••, 29, 37] . This work organization creates instability in HC services delivery and is a burden on HC clients and employers, as well as aides. For example, clients have reported problems with the quality of their care arising from aides' work conditions and work organization [38] . Many HC employers are struggling to recruit and retain adequate numbers of HC aides [12••, 39 ]. An unstable workforce increases business costs and management complexities, including for job training and the provision of OSH. Aides frequently reported that they would like to stay in HC, but low wages, irregular and uncertain hours, and lack of employer-provided benefits made it difficult [29] , thus contributing to high aide workforce turnover [14] . Industry reports have also concluded that the poor quality of HC aide jobs contributes to the workforce shortage [12••, 39] .

Economic and work organizational factors present health and safety risks in themselves, and they intensify the risks of harm from specific job hazards. They also are structural obstacles to professionalizing the workforce even as the needs for more workers with more training and ability to deliver more specialized services are urgent. Understanding the historical roots of poor pay and unstable working conditions should inform the changes needed to recruit, retain, and professionalize the HC aide workforce.

Home care work differs from that in hospitals, nursing homes, and other healthcare facilities because the environment where care services are delivered is a private home. In facilities, healthy and safe working conditions are regulated by the US Department of Labor Occupational Safety and Health Administration (OSHA). Home care agencies are required to comply with OSHA regulations for aspects of HC work outside the home, but when the home becomes a workplace, there are significant limitations on agency employers' and OSHA's ability to ensure HC worker OSH. These limitations can be evaluated using the central OSH hazard prevention model called the "hierarchy of controls," a scale with the top representing the most effective controls, which eliminate hazards from the work environment, ranging to the least effective, controlling hazards at the individual level (Table 1 ). Applying the model to HC, it is seen that agencies' and OSHA's actions to improve OSH for aides are often limited to the least effective interventions.

Aide OSH training, although not at the top of the hierarchy of controls, is essential and can reduce risks [40] [41] [42] 43 ••]; however, even with adequate training, aides are limited in controlling their work environment in a private home [44] . For example, one study [45] found that while HC agencies complied with requirements for training and exposure control plans under the OSHA Bloodborne Pathogens Standard, they were not able to ensure other requirements of the standard for the use of sharps with injury prevention features [46] , nor could they guarantee that sharps were properly stored and disposed in the home by clients [45, 47, 48] . There is a delicate balance between protecting client autonomy and creating safer working and care conditions. Advocates for elders and people with disabilities have sometimes viewed HC aide safety, particularly interventions which alter the home-work environment, as conflicting with clients' rights and autonomy [49] . Instead, an approach is needed to align aide and client safety and well-being and find comprehensive solutions that work for both.

Aides have reported higher levels of job satisfaction, especially compared to work in a nursing home or other facility [50, 51] . Foremost was their ability to develop rewarding relationships with clients and their families, thereby creating a sense of meaning and significance. Additional job rewards were the ability to work autonomously and to have flexible work schedules [50, 51] . Social support from agency and case managers and union staff can also positively impact aide jobs [52] [53] [54] .

The home-work environment presents OSH risks rarely found in facilities, including spaces too small or cluttered to perform care work safely, aggressive unrestrained pets, bedbugs and other pests, loaded firearms, needles used by the client or other household members and discarded around the home, tobacco smoking, clients smoking while on oxygen, slippery or unsafe surfaces indoors and outdoors, and transportation accidents during work travel [47, 50, 51 

While the home-work environment differs in important ways from that in healthcare facilities, work tasks that involve close interactions, such as patient/client handling, are similar to those performed by aides in nursing homes, and many of the injury risks are the same. It is challenging to get complete national injury statistics for HC, especially from the consumer direct-hire programs, because reporting systems are underdeveloped [55••] . Washington state offers a valuable data source because it has a single, comprehensive workers' compensation system that covers most of its industries, including all types of paid HC. A limitation is that workers' compensation data represent only well-recognized, very serious injuries; occupational illnesses are seldom compensated [52] . Data from Washington state workers' compensation claims, 2012-2016, showed that the overall injury rate in home health services was 259/10,000 Full-Time Equivalent Employees (FTE), slightly higher than in nursing homes during the same period, 241/10,000 FTE [58••] . There were 7179 HC workers' compensation claims, totaling $86 million [58••] . The patterns of compensable injuries did not vary importantly among different types of HC services (home health services, personal care services provided by agency-hired aides or personal care services provided by consumer-hired aides). The authors concluded that all HC providers likely experienced similar injury risk factors. The great majority of injuries resulting in workers' compensation claims were work-related musculoskeletal disorders (WMSD), followed by falls on the same level and injuries due to violence. Struck-by injuries and transportation injuries also resulted in high costs and lost work time [58••] . Assessments of HC aide fall injuries pointed to preventive interventions including reducing slippery surfaces and providing aides with slip-resistant shoes [59] .

Back injuries occurred most frequently, according to the Washington state workers' compensation data, followed by shoulder and neck injuries. These findings are similar to other HC aide studies [51, [60] [61] [62] [63] [64] . A survey of nearly 3500 aide visits to clients' homes found that many lacked lifting or transfer devices or other assistive equipment when needed for client care [51] . National Institute for Occupational Safety and Health (NIOSH) guidelines specify that healthcare workers should not lift more than 35 pounds, under optimum ergonomic conditions [65, 66] . Occupational ergonomics research has established that back injury prevention programs based only on body mechanics and "proper lifting techniques" do not reduce WMSD [66] . Instead, comprehensive Safe Patient Handling and Mobility (SPHM) programs are needed in HC, including development of policies and procedures and successful implementation of low-tech and powered-tech assistive equipment [67] . Many hospitals and nursing homes are implementing "zero-lift" policies that rely on assistive Table 1 Hierarchy of the effectiveness of occupational safety and health control actions applied to the home care work environment technologies as part of their SPHM programs, but the equipment used in facilities frequently is not feasible in HC, and innovation in assistive technology design is needed [64] .

Home care aides' experiences of work-related violence were so severe and frequent as to rank third among all Washington state workers' compensation claims for in-home services, 2012-2016 [58••] . Furthermore, the number of violence claims doubled since the previous 4-year period. A study of 934 aides' experiences of verbal abuse from clients and family members identified risk factors: homes with too little space for the aide to work, caring for clients with dementia, caring for clients with limited mobility, and having a client with an unclear plan for care delivery [68••] . Aides reporting verbal abuse were 11 times as likely to also report physical abuse [68••] . Aides who reported often being asked to do tasks outside their job duties were more likely to report both verbal and physical abuse and pain/injury with lost work time or medical care. These aides were also less likely to want to remain in their job or to recommend it to others [69] . A potential protective intervention was identified: aides having predictable work hours were less likely to report verbal abuse [68••] . These findings suggest specific changes in work organization and training to reduce violence [70] .

In a literature review of violence interventions for home healthcare workers, safety and health training was important in increasing workers' confidence and knowledge about violence prevention [71] . Other studies have reported similar findings on the importance of violence prevention training in HC [41, 72] . Comprehensive violence prevention programs have been developed for hospitals and other facilities, and these should be adapted for HC work [72] [73] [74] [75] [76] [77] .

Many procedures performed at home use sharp medical devices such as needles, syringes, and lancets, collectively called "sharps." Needlesticks and other injuries with sharps previously used by clients or others in the household present a risk of serious bloodborne pathogen exposures to HC workers, including Hepatitis B and C and HIV [78••] . While aides typically do not use sharps, they perform care tasks that present risks of being stuck or cut with a used sharp if not stored and disposed properly. Although outside their job duties, aides have reported being asked by clients or their families to perform medical procedures using sharps, for example to administer vitamin or insulin injections [50, 51] . A meta-analysis of HC aide sharps injuries estimated that HC aides have a 2% annual risk of experiencing at least one sharps injury [78••] .

Risk factors included helping a client use a sharp, observing used sharps lying around the home, and caring for physically aggressive clients. Aides hired directly by clients, male aides, and aides who were immigrants had higher risks than their counterparts [79] . Not only are HC workers at risk, but so too are clients, their family members, or visitors within the home, as well as waste disposal workers. Risks of sharps injuries are also costly for HC agency employers because they require resources for training, management, reporting, prophylactic treatment, lost work time, and workers' compensation insurance. Ideally, preventive interventions should be aimed at eliminating sharps use, including through the development of needleless medical devices and procedures. In the meantime, sharps with injury prevention features should be used in HC [45] .

Quantitative assessments of infectious exposures and diseases related to HC are limited. One study conducted a microbiology assessment of home environmental surfaces to evaluate the presence of two pathogens frequently associated with healthcare acquired infections (HAI), Staphylococcus aureus (SA), and Clostridium difficile (C. diff). Among 46 homes in elder housing, 30% of which were receiving HC services, C. diff was identified in only 1 home, and 7 homes were found to have SA, only one of these was methicillin resistant (MRSA). The authors concluded pathogen exposures were relatively low in this elder housing compared to households with people of all ages [80] .

A few studies have estimated the prevalences of infectious exposures occurring in clients' homes and found the most common to be body fluids (saliva, respiratory mucus, sweat, and feces) and pet waste [51, 81] . In addition to infection, HC aides must also contend with health hazards from chemicals in cleaners that they use at nearly every client visit (80% of visits involve cleaning, according to a survey [51] ). Cleaning products in common use by HC aides and clients contain respiratory irritants and sensitizers including bleach and quaternary ammonium compounds [55••, 82] .

Home care aides have often been overlooked as part of the medical team [83] ; however, their role in healthcare gained new visibility during the COVID-19 pandemic when hospitals were over capacity, and there was concern about increased risk of infection in congregate care settings [3-5, 23, 84] . A survey on COVID-19 impacts in HC found that agencies began providing services to clients with COVID-19 or under investigation for COVID-19 since the outset of the pandemic in March 2020 [10••] . Aides too were diagnosed with COVID-19 or quarantined because they were in contact with a case in the community or during their HC work. The survey also found that 54% of aides working for HC agencies also worked in nursing homes or congregate care settings, presenting a second source of occupational exposure [10••] .

At the same time, households have been identified as high-risk settings for the transmission of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) [85] . While no data are available on transmission of SARS-COV-2 specifically to HC aides by clients, or vice versa, a few studies found that the secondary attack rate for SARS-CoV-2 among members of the same household is substantially higher than among other contacts such as healthcare workers, workplace contacts, and nonhousehold contacts [86] . A recent study measured SARS-CoV-2 in air samples from households and inpatient hospital rooms, both selected based on the presence of SARS-CoV-2 positive patients. Household samples were eight times more likely to test positive for the virus than inpatient samples. Room ventilation (air changes per hour) was the main difference between these settings [86] . Further research is needed to understand how to safely care for COVID-19 patients at home.

Clearly, COVID-19 vaccination of HC aides is a high priority. It is concerning therefore that aides have had low rates of vaccination against seasonal flu [8••] . Along with medical considerations, effective vaccination programs need to address the economic and social determinants of HC aide infection risks, their access to vaccinations, and their concerns about accepting vaccinations [8••, 87] .

The importance of OSH training for HC aides is underscored in nearly every study, including those providing qualitative data in the words of aides and clients [38, 50, 52, 88••] . Despite not being at the top of the hierarchy of health and safety controls (Table 1) , it is clear that, given aides' independent work in highly variable homework environments, training is an important intervention. A recent comprehensive training program model, developed using a NIOSH Total Worker Health approach, combined OSH with health promotion [42, 43••] . The program's effectiveness was evaluated using a randomized trial design and found significant aide improvements in the use of ergonomic tools and techniques, safety communication with clients, hazard corrections in homes, and improved diet and physical strength. Additionally, clients reported that aides' safety behavior improved [42, 43••] . These results suggest that health and safety training builds important skills contributing to professionalizing HC aide jobs.

Major social, economic, and technological trends are driving the need for HC and its largest workforce, HC aides. There is already a HC aide shortage, and the industry faces challenges to recruit and retain them, mainly due to instabilities in the organization of HC work including OSH hazards. Many HC aide OSH hazards also put clients at risk, and aide injuries and illness disrupt care services. This review has identified several main conclusions with implications for future research.

1. HC aides experience serious OSH hazards, injuries, and illnesses that are a burden for them as well as for employers and clients. These include work-related musculoskeletal disorders; injuries from falls; physical and psychosocial injuries from violence at work; risks of bloodborne, respiratory, and other infections; and harmful indoor air quality related to secondhand smoke, disinfectants, and other chemicals. Many OSH hazards derive from and are intensified by social and economic inequities experienced by HC aides. OSH injuries and illnesses also are costly for employers and contribute to the poor conditions of HC aide work that make it difficult for employers to recruit and retain a workforce. Many OSH hazards may also harm clients, for example when there are client injury risks related to handling and mobilization, sharps injuries to householders, COVID-19 and other infection risks from inadequate infection prevention in the home, unhealthy home environmental air quality, and home safety hazards related to falls and fires. Highquality HC services depend on the abilities of aides and clients to develop trusting relationships; when an aide loses work time, clients and families suffer from the discontinuity of care. Intervention research is needed to evaluate new approaches to engaging HC aides and clients in HC safety and health. 2. The rewarding aspects of HC aide work present opportunities for enhancing job satisfaction and making jobs more attractive for improved workforce recruitment and retention. Research is needed to evaluate more fully the positive aspects of HC aide work so that they can be used as a starting point for improvements in job design and work innovations. 3. A framework and process to engage aides, clients, and families to account for their joint safety and health is needed to guide HC safety research and policy. In addition to providing more comprehensive and durable safety solutions, engaging clients and their families would improve the ability to make safety changes in the home that are higher on the hierarchy of OSH controls and therefore more effective overall. These new studies should simultaneously assess the health, safety, and well-being of clients and aides.

Research initiatives that address both HC aides' and clients' needs will require coordination among government funding agencies and foundations. Current research funding is too limited and narrowly focused to make substantial HC safety and health improvements for all stakeholders.

The COVID-19 pandemic presents an opportunity to reimagine care work [91] . The World Health Assembly has designated 2021 as the International Year of Health and Care Workers [92] . This is the time to transform HC health and safety.

Funding The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This article was supported by grant number R01OH008229, from the National Institute for Occupational Safety and Health/Centers for Disease Control and Prevention. The content is solely the responsibility of the authors and does not necessarily represent the official views of the Centers for Disease Control and Prevention.

Availability of Data and Materials Not applicable.

Code Availability Not applicable.

Conflict of Interest The authors declare no competing interests.

Human and Animal Rights and Informed Consent This article does not contain any data from studies of human or animal subjects performed by any authors.

Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.

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Acknowledgements We thank all who have collaborated and participat-