key: cord-0946809-pq1oaku4 authors: O’Regan, David; Jackson, Melinda L; Young, Allan H; Rosenzweig, Ivana title: Understanding the Impact of the COVID-19 Pandemic, Lockdowns and Social Isolation on Sleep Quality date: 2021-11-11 journal: Nat Sci Sleep DOI: 10.2147/nss.s266240 sha: 6d6aea0ee9d0f521ceb3f7533aa1a98e9f95f220 doc_id: 946809 cord_uid: pq1oaku4 The uncertain, ever-changing and an ongoing nature of the COVID-19 pandemic means that it may take some time before we can fully appreciate the negative effect of the pandemic and lockdown on our sleep and mental health. It is increasingly recognised that in the aftermath of pandemic, several persistent sleep, neuropsychiatric and physical sequelae may continue long after the pandemic is over. A body of evidence to date also highlights a significant disparity in sleep and mental health difficulties in specific vulnerable groups in the community, with different temporal profiles and sleep issues that are reported. In this perspective, we argue for a possible mechanistic impact of the COVID-19 pandemic, with its imposed restrictions and social isolation on sleep quality. We similarly discuss some of the potential international differences, as well as similarities, behind reported idiosyncratic biological vulnerabilities that may have contributed to the genesis of sleep issues. Lastly, we propose some possible implementations and innovations that may be needed in restructuring of sleep disorders services in order to benefit recovering COVID-19 patients. During the ongoing COVID-19 pandemic across the globe, public health measures have been implemented to reduce community transmission of the virus, including stay-athome orders, quarantine, and social distancing measures. 1 These measures have had a profound economic and social impact, including disruption to employment and education. 1, 2 Moreover, these restrictions have also had important neuropsychiatric consequences for the population as a whole, with forced social isolation leading to an increase in reported psychiatric symptoms, including stress, anxiety and depression for all individuals. [1] [2] [3] [4] It has been suggested that this relationship seems to be moderated by the loneliness associated with prolonged periods of lockdown, and maladaptive changes in lifestyle, including disturbed sleep. [1] [2] [3] The notion that such a global event would lead to a further global pandemic of disturbed sleep in wide swathes of the population is perhaps unsurprising, given that sleep is pivotal for recovery and physiologic adaptation to the waking experiences. 5 The bidirectional relationship between sleep and emotional brain function appears to be supported by the findings of studies that build on longstanding clinical observations of co-occurring mood and sleep disorders. 6, 7 Over the last two years, impressive global scientific effort has been undertaken to examine the clinical sequelae and biology of the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) virus, with increasing awareness that SARS-CoV-2 can affect the central and peripheral nervous system. 2, 8 In a recent metaanalytical estimate of point prevalence of neurological or neuropsychiatric symptoms, sleep disorders were recognized as one of the most frequently reported symptoms, with a 23.5-point prevalence, 2 similar to depression and headache estimates. 2 The heterogeneity of reported neuropsychiatric symptoms precludes us from drawing conclusions about the potential differential mechanistic platforms behind the detrimental biological effects of isolation and heightened stress versus those potentially solely exacerbated by the SARS-CoV-2 infection. The resulting effects and subsequent sleep issues in both cases are most likely due to a complex interplay of a myriad of biological and environmental factors, including: electrolyte abnormalities, liver inflammation, impaired renal function, impaired oxygenation, hyper-inflammation, and isolation due to public health concerns. 4, 9 Moreover, current evidence suggests that idiosyncratic factors, including, for example, pre-morbid psychiatric illness, may be both a risk factor for and a consequence of COVID-19. 1, 4 In a pre-COVID-19 study that analyzed sleep data from 41,094 participants, 10 socioeconomic disadvantage, ethnic minority background, shift work, unhealthy lifestyle, poor health, depressive symptoms and obesity were highlighted as the major risk factors associated with poor sleep. 10 It has also been suggested that around a third of the total effect of socio-economic deprivation on poor sleep may be mediated through depressive symptoms. 10 Thus, vulnerable individuals appear to be at greatest risk of developing sleep problems due to these multiple contributors, and may experience both acute and long-term sleep and other neuropsychiatric disorders. 1, 4 In this perspective review, we draw on evidence from various lines of ongoing research to assess how the impact of the COVID-19 pandemic, imposed restrictions and social isolation have impacted sleep quality. We evaluate how different countries and particular conditions, including idiosyncratic biological vulnerabilities, have contributed to the genesis of sleep issues, and we consider possible implementations and innovations needed in restructuring of sleep disorder services to benefit recovering COVID-19 patients. One of the earliest studies of the effects of COVID-19 pandemic reported findings from a survey of 2254 participants, aged 16-75 years. 11 The findings echoed a general mood pervasive in the United Kingdom (UK) in May 2020, just a few months after the UK government announced lockdown measures. 11 This survey for the first time suggested a possible significant short (and long) term impact of the COVID-19 pandemic on the quality of sleep and anxiety levels in the UK. 11 In the survey, six out of ten people reported suffering from disturbed, unrefreshing sleep, of both shorter and longer duration, with unusually vivid dreams. 11 A slightly later UK cross-sectional online surveybased study on adults living through the COVID-19 pandemic similarly found that 69.4% of 843 participants had disturbed sleep patterns. 12 Of those, less than half (44.7%) had refreshing sleep, 45.6% were sleepier than before the lockdown and 65.2% reported an impact on their mental health, with 25.9% reporting drinking more alcohol during the lockdown. 12 Of note is that respondents with suspected COVID-19 were also found to have more vivid nightmares and abnormal sleep rhythms. 12 These findings were mirrored by an Italian online web-based study of 5988 adults, also undertaken during lockdown, which revealed that disturbed sleep patterns in part predicted higher dream recall, as well as nightmares. 13 Other important psycho-social predictors of nightmares in this study included: anxiety, depression, those who had stopped working, and those who had friends/relatives who were infected by or who had died of COVID-19 13 . As discussed further below, when taken together, these findings are in keeping with the continuity hypothesis of dreaming. 14, 15 Very early on, we, and others, argued that some of those reported sleep symptoms (eg vivid dreams) possibly reflected the biological response to the extraordinary stress and uncertainty that the populace was facing. 1, [16] [17] [18] [19] For example, it is known that rapid eye movement (REM) sleep structure, during which most of our dreaming occurs, changes first during chronic stress, and more so than any other measured sleep characteristic. 5 Moreover, REM sleep has been suggested to play a role in recalibrating the sensitivity and specificity of the brain's response to 2054 emotional events on both ends of positive and negative spectrum, suggesting a bidirectional impact of any such REM sleep disturbance on affected individuals. 6, 20 Similarly, Steenblock et al argued for a link between the ongoing SARS-COV-2 outbreak and the neuroendocrine stress axis. 19 They warned of uncertain long-term outcomes for those who have been actually infected, as well as for those who are not necessarily infected themselves, but who may suffer lasting consequences as a result of loss, grief, isolation, deprivation, and other psychological outcomes of ongoing quarantine or shelter in place measures. 19 These groups include health care workers, and others whose lives were severely affected. 19 From earlier coronavirus outbreaks, it has been evident that survivors and health care workers are at increased risk of developing mental illness years after the outbreak. 19 It has been argued that such long-lasting impacts might be due to morphological changes in the brain and in the organs of the hypothalamic-pituitary-adrenal (HPA) axis, 19 with the added complexity of widely differing gender responses to stress. Worryingly, it has also been suggested that permanent epigenetic changes in stem cells may occur due to actual infection, as well as that they may result from the different forms of severe stress, 19 further suggesting likely profound and long-term effects of the current pandemic. Studies to date have also suggested that microvascular infarcts and haemorrhages, which are part of the systemic coagulopathy and vasculopathy of COVID-19, may be critical in the development of encephalopathy, delirium and other neurological and psychiatric manifestations of SARS-CoV-2 infection. 9 The consensus on whether disturbances of higher mental function occur predominantly without direct infection of the central nervous system neurons has not yet been reached; however, it does appear that the virus can enter the brain, 9 when it may infect vascular and immune cells. 9 The direct SARS-CoV-2 invasion of the CNS likely occurs at the blood-brain barrier via transcellular migration through host endothelial cells, paracellular migration through tight junctions, and an immune system "Trojan horse" cell passing through the blood-brain barrier. 4, 9 Our group has recently proposed that a relatively unique fingerprint of sleep and ultradian rhythms disturbance, along with heightened levels of anxiety, during SARS-CoV-2 infection may in some patients result from viral binding to neuronal angiotensin-converting-enzyme-2 (ACE2)receptors in a specific part of the brain's hypothalamic paraventricular nucleus (PVN) (Figure 1 ). 18 It is known that SARS-CoV-2 can directly decrease ACE2 activity and lead to cell toxicity in other tissues. 9, 18 This interaction is believed to subsequently lead to a myriad of symptoms, from increased blood pressure to kidney failure. 18, 21 Arguably, any such potential direct or indirect SARS-CoV-2 effect on the PVN circuitry, a major brain computational hub that ensures timely processing of multiple physiologic signals, would significantly affect pivotal short-term biological rhythms and sleep patterns, resulting in increased, debilitating and misdirected anxiety. 18 Unsurprisingly, the data regarding the long-term cognitive consequences of COVID-19 is still lacking, but one study of 279 patients hospitalized with COVID-19 found that, three months after discharge, 34% reported significant memory loss and 28% described impaired concentration. 4, 22 Comparable findings have been observed following infection with other coronaviruses, in which 20% reported cognitive deficits months to years after initial infection. 2 In keeping with this, Taquet et al, 23 who have recently reported results from a large USA dataset, showed that in the six months after SARS-CoV-2 infection, about a third of these individuals had a neurological or psychiatric disorder, more than comparative figures for influenza. 23 Most of these heterogenic neurological or psychiatric disorders were more common in patients who had COVID-19 than in those who had influenza and those who had other respiratory tract infections. 23 Another study that examined the differential psychological impact of COVID-19 infection in 7917 participants, of whom 49.7 were healthcare professionals with a high representation of female participants, 24 reported suicidal thoughts in 32% of respondents. 24 Healthcare professionals reported mild depression and anxiety in higher proportions to other respondents. 24 Increasing age and female gender were linked to higher compliance with governmental advice on COVID-19, whereas higher education, homeowners, key worker status, high alcohol, drug use and participants with pre-existing suicidal thoughts were linked to lower compliance with governmental advice. 24 Moreover, a striking psychological impact on the wellbeing of frontline healthcare professionals was demonstrated, with many clinicians increasingly raising concerns about future retainment as well as recruitment to medical specialty and healthcare sector. 24 Finally, another potentially controversial side to the ongoing pandemic is the possible unknown long-term effect of different COVID-19 vaccines, for which the SARS-CoV-2 spike protein was a major target. 21 It is clear that the development of SARS-CoV-2 spike protein-based COVID-19 vaccine has been one of the major scientific and medical breakthroughs of the 21st century, which has provided much-needed hope on how to end the current pandemic. However, the limited findings of several in vitro and post-mortem studies suggest that the recombinant SARS-CoV-2 spike protein S1 subunit could be potentially sufficient to promote cell signaling without the remaining viral components. 21, 25, 26 Similarly, at present, the insertional mutagenesis safety of mRNA-based vaccines remains largely unresolved. 27 Going forward, it will be pivotal to keep evaluating the data from SARS-CoV-2 infected individuals, as well as from the healthy individuals who received the spike protein-based vaccines, with further stringent investigations of the effects of the SARS- 92 Events are further interpreted as threatening or nonthreatening depending on the balance between opposing circuits; when the balanced is shifted toward projections interpreting events as threatening, this leads to anxiety. On the right, PVN's neurocircuitry is depicted. Afferent inputs to the nucleus arrive from many important integrative centers of the medulla, pons and hypothalamus. Subfornical organ is among major inputs with identified angiotensin release acting directly on magnocellular and parvocellular neurons, or indirectly via intranuclear circuitry that includes inhibitory Gamma-aminobutyric-acid (GABA) (red) and excitatory glutamate (green) interneurons. Changes within paraventricular angiotensin subcircuitries are described under stress condition and are reflected on release of stress hormone and arousal. GABA interneurons have been shown to express angiotensin-converting-enzyme-2 (ACE2), 93 and as such might be targeted by severe-acute-respiratory-syndrome-coronavirus-2 (SARS-CoV-2). The majority of GABA interneurons have been localized to the halo zone surrounding the PVN, and their role as an additional gatekeeper and integrator in controlling the excitability of PVN outputs has been proposed. 94 Any changes in the PVN circuitries, due to their major control over most of neuro-endocrine axes and neuronal autonomic centers may cause robust alteration in homeostatic regulation, and through influence on regulatory brain centers impact on sleep and wakefulness, increased propensity to trigeminal autonomic cephalalgias and alteration of ultradian rhythms. CoV-2 spike protein in appropriate animal models. 21 Taken together, the data to date strongly suggest that monitoring of all affected populations for an extended time following the current pandemic might be needed. 19 The COVID-19 pandemic and its associated lockdown(s) have evidently resulted in restrictive lifestyle changes, 28 with alterations in important zeitgebers, such as light exposure, meals, social interactions, and exercise resulting in further disruption of chronobiological rhythms. 29 Confinement to homes, which doubled as new workplaces, with simultaneous increase in responsibilities, such as home-schooling 29 additionally occurred in an anxious milieu, with fears regarding contracting COVID-19, employment security, finances, and concerns about the welfare of loved ones. 30 Many of these anxieties were further fueled by a constant deluge of ever-changing news and government information, leading some to nickname the crisis "an information pandemic". 31,32 The concomitant impact of these lifestyle changes has provided the perfect storm to adversely impact sleep quality, by individually affecting each of the three sleep regulatory processes: the homeostatic sleep drive, the circadian rhythm, and the arousal system. 33 During the very early days of the pandemic, in the early part of 2020, an interesting dichotomy with regard to reported changes in sleep was noted around the globe. Studies from Europe, US and UK have reported an increase in sleep opportunity, sleep duration and reduced "social jetlag" during the pandemic. 11, 12, [34] [35] [36] [37] Such positive changes are most likely due to alterations in pressurized social and environmental factors, including changes in employment practices, such as remote and flexible working. 38, 39 Smartphone data of 2.9 million nights of sleep recordings taken from participants across different continents indicated a sudden increase in sleep duration during the early stages of the pandemic, compared to the same time a year earlier. 36 In addition to increases in sleep duration, changes to sleep timing have also been observed. In one global survey, nearly three quarters of respondents indicated that their sleep patterns have changed as a result of lockdowns, with the majority indicating that their sleep and wake times were delayed compared to before the pandemic, and 43% of respondents indicating that their current sleep timing was more in line with their body clock. 40 Increasing flexibility in sleep-wake routines resulting from stay-at-home orders has clearly been of benefit to many in society who would have otherwise suffered with reduced sleep opportunity due to occupational and lifestyle commitments. However, for others, being afforded greater flexibility in sleep timing appears to have resulted in more irregular sleep-wake timing, which is known to have adverse effect on academic performance and health outcomes. 41, 42 Indeed, despite some initial benefits that were reported in some sections of western society as the pandemic progressed, the majority of populace has overwhelmingly described disturbed sleep patterns, and diminished sleep quality in comparison to pre-pandemic sleep patterns across the globe. 34, 35, 37, 40, 43 In one global survey, 73% of respondents reported poor sleep quality, scoring more than five on the Pittsburgh Sleep Quality Index (PSQI), 40 with around 57% of respondents indicating that their sleep was worse currently compared to before the pandemic. 40 This is in line with other prevalence estimates of poor sleep of around 50-55% from Italy, 40,43 however much lower levels were reported around the same time in China (36%). 44 These differing rates are likely due to the predominantly female respondents in some surveys, potentially amplifying the prevalence rates of poor sleep. This highlights the limitations of rapid data collection of convenience samples, which may not be representative of the population. Importantly, poor sleep quality has been linked to poorer mental health, both pre-pandemic and in the recent pandemic literature. 40, 45 In the same global study, it has been shown that individuals who scored more than eight points on the PSQI had a three-fold increased prevalence of significant anxiety, stress and depressive symptoms, even when controlling for pandemic-related factors and demographics. 40 While further longitudinal studies are needed to uncover the directionality of these associations, it would appear that addressing poor sleep during lockdowns may help to mitigate some of the adverse mental health effects. Moreover, for those who were home confined during lockdown, circadian rhythm disruption, 29 compounded by increased digital screen time 46,47 has adversely affected sleep timing and quality. 30, 48 Increased daytime napping, also seen during home confinement, has been shown to reduce sleep pressure (ie the homeostatic sleep drive), resulting in delayed bedtimes, and prolonged sleep onset latency. 30, 49 Arguably, later bedtimes can also adversely impact slow wave sleep, and its purported function of enabling the glymphatics clearance of brain toxins, 50 as well as impact on the overall sleep quality. 51 Thus, circadian and homeostatic factors that interact to regulate sleep have all been adversely affected by lockdown. When exploring differences between countries in terms of the rates of sleep difficulties or mental health symptoms, little difference emerged despite dramatic differences in infection rates and COVID-19 related deaths across countries 1, 11, 12, 17, 35, 37, 52 (also see Figure 2 ). 1 Respondents from countries with high case numbers did report higher stress levels, although the effect size was small. 40 An interesting case study by Czeisler et al explored the impact on sleep and mental health in respondents from Victoria, Australia -a city with one of the longest and most stringent lockdowns globally (112 days) with relatively low SARS-CoV-2 case numbers (0.32%). 53 Compared to the status before the pandemic, during Stage 4 restrictions in September 2020 participants reported spending more time in bed and having more trouble sleeping, with one third of respondents reporting anxiety or depressive symptoms and one in ten reporting suicide ideation occurring over the last 30 days. 53 Around 21% of respondents reported insomnia symptoms, slightly higher than that reported in April 2020 near the start of lockdown. 53 Critically, suicide ideation was 1.86-fold more prevalent in those with insomnia symptoms. 36 Victorians, who endorsed higher mental health symptoms, had a shorter sleep duration (