key: cord-0879635-2evdvi0t
authors: Kouchakian, Mohammad Reza; Baghban, Neda; Moniri, Seyedeh Farzaneh; Baghban, Mandana; Bakhshalizadeh, Shabnam; Najafzadeh, Vahid; Safaei, Zahra; Izanlou, Safoura; Khoradmehr, Arezoo; Nabipour, Iraj; Shirazi, Reza; Tamadon, Amin
title: The Clinical Trials of Mesenchymal Stromal Cells Therapy
date: 2021-11-03
journal: Stem Cells Int
DOI: 10.1155/2021/1634782
sha: aa77fdc963522fdbd47c6fed61426fc62e720db2
doc_id: 879635
cord_uid: 2evdvi0t

Mesenchymal stromal cells (MSCs) are a heterogeneous population of adult stem cells, which are multipotent and possess the ability to differentiate/transdifferentiate into mesodermal and nonmesodermal cell lineages. MSCs display broad immunomodulatory properties since they are capable of secreting growth factors and chemotactic cytokines. Safety, accessibility, and isolation from patients without ethical concern make MSCs valuable sources for cell therapy approaches in autoimmune, inflammatory, and degenerative diseases. Many studies have been conducted on the application of MSCs as a new therapy, but it seems that a low percentage of them is related to clinical trials, especially completed clinical trials. Considering the importance of clinical trials to develop this type of therapy as a new treatment, the current paper is aimed at describing characteristics of MSCs and reviewing relevant clinical studies registered on the NIH database during 2016-2020 to discuss recent advances on MSC-based therapeutic approaches being used in different diseases.

In general, stem cells refer to a population of undifferentiated cells that are potent for proliferation, differentiation, and self-renewal [1] . With regard to potency, stem cells belong to one of four types including unipotent, multipotent, pluripotent, and totipotent cells [2] . Stem cells are defined as unipotent if they maintain the ability to just self-renew and can only differentiate into cell types of a single tissue layer. Stem cells are defined as multipotent if they differentiate into several different cell types within a single germ layer. If they differentiate into cell types from all three germ layers, namely, ectoderm, mesoderm, endoderm, and functional gametes, they are called pluripotent stem cells [3] . Totipotent stem cells can form all cell types of the adult organism as well as extraembryonic tissues [4, 5] . Based on the origin of the tissue, stem cells are also categorized to embryonic and adult. A new type of stem cells called induced pluripotent stem cells (iPSCs) has been introduced in recent years [6] . Embryonic stem cells (ESCs), which are derived from the inner cell mass of the preimplantation blastocysts are defined as pluripotent stem cells [7, 8] . Adult stem cells are present in adult tissues and replenish senescent cells and subsequently regenerate damaged tissues. These cells, including mainly hematopoietic, neural crest-derived, and mesenchymal stromal/stem cells (MSCs), are also known as multipotent stem cells [9] [10] [11] [12] .

The aforementioned features of stem cells extensively have attracted attention of experts in stem cell biology, developmental biology, biomaterial sciences, tissue engineering, and other relevant fields for restoring damaged cells and tissues to a condition as close to its normal structure and function as possible. In other words, stem cells have developed a new and surprising scenario in regenerative medicine. Nowadays, stem cell therapy not only stands at the forefront of tissue engineering and regenerative medicine but also is increasingly developed in other medical fields such as gene and drug delivery systems [13, 14] . According to the U. S. National Library of Medicine (https:// clinicaltrials.gov), a total number of 6205 clinical trials on stem cell therapy worldwide were registered till 5/18/2021. Between them, 1240 of which are related to MSC therapy.

ESCs and MSCs have a number of advantages and disadvantages in their use [15] [16] [17] . The reason for this greater tendency to MSCs than other stem cell types can be understood by comparing the advantages and disadvantages of them. Strauer and Kornowski note ESCs as highly expandable and pluripotent but limited by risk of rejection, difficult isolation, risk of malignancy, and ethical objection. They contrast that MSCs are easily obtained, expanded, compatible, and are socially acceptable [15] .

Following the discovery of novel treatments for diseases in laboratory and animal models, clinical trials are essential to find treatments that work properly in humans. As abovementioned, the interest of scientists to the MSC-based therapy has increased in recent years. Therefore, the current review paper is aimed at describing characteristics of MSCs and the recent advances on MSC-based therapy.

This review is aimed at answering the questions "Which characteristics of MSC has attracted the attention of scientists to apply it as a therapy?", "How many clinical trials have been reported on the NIH database over a 5-year period of 2016-2020 and how many of them are related to completed and active trials?", and "For which diseases have no MSCbased therapy clinical trials been reported?". The clinical trials of MSC therapy were searched through the U. S. National Library of Medicine (https://clinicaltrials.gov) using keywords of "mesenchymal + therapy." The period of trials was limited to 2016-2020. The result of the search showed 1240 trials. The criteria for selecting articles were their status. The completed, active, and recruiting trials were selected. Accordingly, 290 of which were selected to summarize their available data in Tables 1-3. Data summarized in Table 4 were obtained by searching key words of "mesenchy-mal+ therapy" and omitting diseases listed in Tables 1-3 through the PubMed database. The purpose of presenting Table 4 was to find conditions that have been treated in preclinical experiments with MSCs but are yet to be translated into clinical trials.

Friedenstein et al. first described MSCs as a population of fibroblast-like cells in the bone marrow [18] . According to the International Society for Cellular Therapy (ISCT) definition, to be classified as MSCs, the cells must satisfy four minimal criteria: (i) specific surface antigen expression (>95%) including CD73, CD90, CD105, CD44, CD71, Stro-1, CD106, CD166, CD29, and ICAM-1, (ii) do not express hematopoietic markers (CD45, CD34, CD14, and CD11), endothelial (CD31), and costimulatory markers (CD80, CD86), (iii) adherence to the plastic plate surface, and (iv) capability to differentiate into osteogenic, adipogenic, and chondrogenic lineages [19] .

Some studies have demonstrated that MSCs are able to transdifferentiate into nonmesenchymal cells (hepatic, renal, cardiac, neural, and Schwann cells) [20] [21] [22] [23] [24] [25] . These cells express pluripotency-associated factors including OCT-4, SOX-2, and NANOG [26] . However, their expression depends on the type of MSCs and their niche [27] . The niche of MSCs is the subject of much debate and has not been fully understood yet. Nonetheless, three factors may play a critical role in the residing of MSCs: (i) expression of the receptors and adhesion molecules in MSCs [28] , (ii) interaction with endothelial cells [29] , and (iii) expression of signalling molecules from injured tissue [30] . However, factors such as delivery method, the age of MSCs, passage number, the population of MSCs, and the source and culture condition of MSCs can alter their residing efficacy [31] .

MSCs can be easily isolated from several tissues and can be effectively cultured in vitro. As the major sources of MSCs in clinic trials are umbilical cord, bone marrow, and adipose tissues, MSCs derived from these tissues are discussed below ( Figure 1 ). Adult bone marrow-derived MSCs (BM-MSCs) comprise only 0.01% to 0.001% of the bone marrow cell population and can be isolated from osseous biopsies [32, 33] . BM-MSCs are multipotent and capable of differentiating into mesodermal, ectodermal, and endodermal cell lineages. Previous studies have reported that BM-MSCs are a potential source of stem cells with capability in differentiation into male germ cells [34] . It is also shown that these possess high proliferation rate and their immunomodulatory 2

Stem Cells International [35] [36] [37] [38] [39] . Accordingly, BM-MSCs can be useful for solving some genetic and immunological problems as well as repairing damaged tissues [40] . Moreover, it has been proved that BM-MSCs secrete cytokines and growth factors and can facilitate engraftment in organs [41] [42] [43] . Adipose tissues can be considered as a suitable source for MSCs, as its harvesting is relatively noninvasive. Adipose tissue-derived stem cells (AT-MSCs) can be extracted by liposuction and isolated from the stromal vascular fraction of homogenized adipose tissues [44, 45] . These cells were first identified as MSCs by Zuk and colleagues in 2001 [46] . AT-MSCs can be isolated in high numbers, because of their abundance in the human body [47] . They express MSC markers (CD90, CD44, CD29, CD105, CD13, CD34, CD73, CD166, CD10, CD49e, and CD59) while hematopoietic and endothelial markers (CD31, CD45, CD14, CD11b, CD34, CD19, CD56, and CD146) are downregulated in this cell population [48] . More genetic and morphologic stability in longterm cultures, higher proliferation, and other characteristics give AT-MSCs a distinct advantage over BM-MSCs [49, 50] . However, their proliferation rate depends on various factors such as donor's age, fat tissue type (white or brown), loca-tion of the harvest (subcutaneous or visceral), culture conditions, cell culture density, and media formulation [51] . The human umbilical cord is a conduit between the developing embryo/fetus and the placenta. It contains two arteries and a vein surrounded by mucosa connective tissue called Wharton's jelly [52] . The umbilical cord has five various compartments including amniotic epithelium membrane, cord lining, intervascular Wharton's jelly, and perivascular and mixed cord. There is also a population of stem cells called umbilical cord-derived MSCs (UC-MSCs) that can be isolated from the umbilical cord. Human UC-MSCs draw attention since they are derived from a noncontroversial source, and there are no ethical concerns in harvesting and using them for treatment purposes. Human UC-MSCs are more potent possessing more proliferation potential and differentiation capacity compared to adult tissue-derived MSCs. MSCs population in Wharton's jelly is higher than the other parts of the umbilical cord [53] . In 1991, McElreavey et al. [54] isolated fibroblast-like cells from Wharton's jelly of the human umbilical cord for the first time. Wharton's jelly-derived MSCs (WJ-MSCs) express high level of MSC markers as well as some pluripotency markers [55] . [63, 64] , lupus [65, 66] , cardiovascular diseases [67, 68] , liver disorders [69] , respiratory disorders [70, 71] , spinal cord injury [72, 73] , kidney failure [74, 75] , skin diseases [76, 77] , Alzheimer's disease [78] , and Parkinson disease [79] . 

Diverse therapeutic mechanisms have been suggested for MSCs. Exploring these mechanisms are essential to help scientist to select the suitable dosage, administration route, and best engraftment time of MSCs [85] . Several mechanisms can be involved in the therapeutic effects of MSCs on a specific disease, as described below. The therapeutic potential of MSCs can be attributed to their secretory and immunomodulatory properties. Immunomodulatory responses are dependent on the cell-to-cell interaction mechanisms and releasing secretory factors [80, 81] . MSCs secrete a wide range of bioactive molecules including growth and antiapoptotic factors including VEGF, HGF, IGF-1, TGF-β, bFGF, and stanniocalcin-1 [82] . MSC-derived secretory factors induce cell proliferation and angiogenesis and limit the injury site. When the tissue is injured, molecules such as IL-1, IL-2, IL-12, TNF-α, and INF-γ produce inflammatory responses at the injury site [83] . This response prevents the regenerating process by progenitor stem cells [83] . The secretion of PGE-2, iNOS, iDO, HLA-G5, and LIF from MSCs leads to reduced 9 Stem Cells International inflammation and subsequent regulation of immune system cells' function [84] .

Homing is a feature of MSCs referring to their tendency to home to injured tissues. This ability in MSCs, which was first identified by Saito et al. [86] , is effective in treating diseases. Moreover, homing of MSCs to damaged tissues following transplantation suggests them as very promising drug carriers. MSC homing can be affected by several factors including the transplantation time and quantity, pretreatment, the method of culture, and the transplantation approach of MSCs [87, 88] .

Another possible therapeutic mechanism is the differentiation of MSCs. As above-mentioned, these cells have the ability to differentiate into different cells such as adipocytes, chondrocytes, osteoblasts, myoblasts, and neuron-like cells. This ability has resulted in successful application of MSCs in tissue and scaffold engineering [89] [90] [91] .

Producing trophic factor is another mechanism, as MSCs have ability to play a role as a pool of trophic factor. Following the homing MSCs in injured areas, local stimuli simulate MSCs to secrete growth factors, which have a role in tissue regeneration, angiogenesis, and preventing cell apoptosis [92] [93] [94] .

In general, eight administration methods have been proposed for applying MSCs. These methods include intravenous injection (IV) [95, 96] , intra-arterial injection (IA) [97, 98] , intrathecal injection (IT) [99, 100] , intracardiac injection (IC) [101] , intra-articular injection (IAT) [102, 103] , intramuscular injection (IM) [104] , intraosseous injection (IO) [105] , and implant for cells incorporated into a matrix or an implanted device [106, 107] . According to the study on the clinical trials of MSCs over 2014-2018, the most common administration method used in clinical trials was IV. The next common methods were IT, IAT, IC, IM, and IO in order of applications [107] .

Although MSCs offer remarkable potentials, which made them a favorable candidate for treating a large number of diseases, an overview on statics obtained from the U. S. National Library of Medicine shows that 6205 out of 377,550 research studies are related to clinical stem cell therapy (1.6%) and only 1240 of which are related to MSC-based 

Stem Cells International therapy (0.3%) ( Figure 2) . Still, there are several concerns regarding the cell dosage and the proper administration route and timing [108] [109] [110] that limit the use of MSCs in clinical practice. Some completed clinical trials in this field (all phases except early phase 1 and not applicable) over 2016-2020 have been listed in Table 1. Tables 2 and 3 show active recruiting clinical trials on MSC therapy during 2016-2020 (U. S. National Library of Medicine). According to this table, the potential of MSCs has been studied in treating numerous diseases including myocardial infarction, diabetes, spinal cord injury, and systemic lupus. Taking an overall view on these three tables, it has been found completed or active clinical tr ials were mostly related to the nervous system diseases while recruiting clinical trials were mostly related to respiratory diseases. In general, respiratory diseases have been mostly attracted researchers worldwide because of the pandemic COVID-19. In addition, the United States is ranked the first in terms of clinical trials on MSC therapy (Figure 3) . Five of these studies (NCT01909154, NCT03473301, NCT02013674, NCT02958267, and NCT02509156) whose results were available have been reviewed in terms of morality rate, adverse effects, and successfulness.

NCT01909154 conducted on 12 participants to examine the safety and the impact of the local administration of autologous BM-MSCs in damaged nervous tissue. No mortality was reported in this trial. Adverse effect of urinary tract infection (12/12 or 100%), general pain and back pain (4/12 or 33.33%), myalgia and hyperthermia (3/12 or 25.00%), nasopharyngitis, nausea, muscle contracture, and headache (2/12 or 16.67%), and iron deficiency anemia, diarrhea, saline extravasation, local edema, perineal abscess, infectious mononucleosis, subcutaneous seroma, high level of cholesterol in blood, high level of alkaline phosphatase in blood, thoracic pain, intercostal neuralgia, anxiety, urinary discomfort, pressure ulcer, hemorrhoidectomy, hypertension, hypotension, and orthostatic hypotension (1/12 or 8.33%) were reported. Applying this therapy on 52 patients with spinal cord injury (SCI) showed that administration of BMSCs is safe and may increase the life quality of patients suffering from SCI [111] .

NCT03473301 (A Study of UCB and MSCs in Children With CP) was conducted on a total number of 91 participants in three groups of allogeneic umbilical cord blood (AlloCB, n = 31), cord tissue MSCs (MSC, n = 29), and natural history (n = 31 

Stem Cells International respiratory tract infection, infusion related reaction, arthropod bite, tooth avulsion, dehydration, facial paresis, partial seizures, strabismus correction, dental operation, orchidopexy, suture insertion, and tongue tie operation (1/31 or 3.23%), seizure, pyrexia, otitis media, hand-foot-and-mouth disease, and fall, laboratory test abnormal and pyrexia (2/31 or 6.45%), and surgery (3/31 or 9.68%) were observed in the AlloCB group. Upper respiratory tract infection (8/29 or 27.59%), infusion-related reaction, and rash, (4/29 or 13.79%), pyrexia (3/29 or 10.34%), otitis media, rash maculopapular, urticaria, and hospitalisation (2/29 or 6.90%), and tonsillitis, drug hypersensitivity, varicella, fall, disturbance in attention, insomnia, henoch-Schonlein purpura, orchidopexy, adenoidectomy, sleep disorder, anaemia, influenzalike illness, infusion site rash, injection site reaction, and drug hypersensitivity (1/29 or 3.45%) were reported in the MSC group. Seizure (5/31 or 16.13%), strabismus correction, hospitalization, and pyrexia (2/31 or 6.45%), and respiratory tract infection viral, otitis media, fall, fracture, adenotonsillectomy, surgery, thrombocytopenia, bradycardia, gastroesophageal reflux disease, bronchitis, and enterocolitis infectious (1/31 or 3.23%) were observed in the natural history group. Hospitalization (2/27 or 7.41%) and bronchitis, enterocolitis infectious, cough, rash, seizure, respiratory failure, cyclic vomiting syndrome, toothache, and pyrexia (1/27 or 3.70%) were observed in AlloCB after natural history. No article has been published using the results of this trial to discuss about the success of this therapy.

The clinical trial NCT02013674 was a phase II study for gaining additional safety and efficacy assessments among two-dose levels previously studied in a phase I setting. Participants included 30 patients suffering from chronic ischemic left ventricular dysfunction secondary to MI scheduled to undergo cardiac catheterization. Two groups of 20 million allogeneic hMSCs (group1, n = 15) and 100 million allogeneic hMSCs (group 2, n = 15) were designed for this trial. The mortality rate was reported 0.00% (0 l15) and 13.33% (1/15) for group 1 and group 2, respectively. Cardiac failure congestive, cardiac failure (6/15 or 60.00%), hematoma, hypotension (2/15 or 13.33%), and sinus arrest, vertigo, vision blurred, fatigue, gait disturbance, pyrexia, hordeolum, rhinitis, chronic sinusitis, fall, dehydration, spinal column ste, headache, pollakiuria, and asthma (1/15 or 6.67%) were reported in group 1. Cardiac failure congestive, hematuria (3/15 or 20.00%), arteriosclerosis, squamous cell carcinoma, dyspnoea (2/15 or 13.33%), eye pruritus, eye swelling, dysphagia, nausea, chest pain, urinary tract infection, prostatic specific antigen, gout, inguinal mass, pain in extremity, prostatitis, breast mass, cough, epistaxis, alopecia, stasis dermatitis, cardioversion, implantable defibrillator replacement, and tooth extraction (1/15 or 13.33%) were observed in group 2. The results of this study showed the effectiveness of both dosages of cells on reduction of scar size. However, only the 100 million dosages enhanced ejection fraction [112] . Investigation of MSC-therapy for treating osteoarthritis of the knee (NCT02958267) was performed on 32 participants in two groups of BMAC injection and PRP injection (n = 17) and Gel-One® hyaluronate injection (n = 15). This clinical trial report a mortality rate of zero for all groups and adverse effects of nausea and vomiting (1/17 or 5.88%) for the BMAC injection and PRP injection groups. No data is available about the success of this therapy.

The purpose of the clinical trial NCT02509156 was to examine the safety, feasibility, and therapeutic efficacy of allogeneic human-MSCs delivered through transendocardial injection to cancer survivors with left ventricular (LV) dysfunction secondary to anthracycline-induced cardiomyopathy (AIC). 37 subjects in two groups of Allo-MSCs (n = 20) and placebo (n = 17) were examined in terms of the adverse effect of this trial. A mortality rate of 5.00% and 0% was reported for Allo-MSCs and placebo groups. Serious adverse events including cardiac disorders, sudden cardiac death, procedural pneumothorax, hyperglycaemia, osteoarthritis, transient ischaemic attack, acute kidney injury, and hypotension were reported for the Allo-MSCs group with a total rate of 25.00%. Serious adverse events of cardiac, gastrointestinal, and hepatobiliary disorders, infections and infestations, fall, hyponatraemia, syncope, product issues (lead dislodgement and device lead damage), acute kidney injury, menorrhagia, and hypotension were reported for 

Stem Cells International the placebo group with a total rate of 64.71%. The article published according to the results of this trial does not mention that this therapy is safe or not. The author of this trial stated that if the therapy will be safe and feasible, we will conduct a larger phase II/III trial to examine its therapeutic efficacy [113] .

The large number of trials focusing on MSCs therapy shows the importance of this therapy from point of view of scientists, and if these trials will be successful, they will change human life positively. Despite the increasing rate of development in MSCs therapy, it has not been commonly used by clinicians because of challenges such as the timing and optimum dosage of MSC administration. There are some conditions that have been treated in preclinical experiments with MSCs but are yet to be translated into clinical trials. Some of these disorders are epilepticus, glioblastoma, hypoxicischemic encephalopathy, loss of retinal ganglion cells, nerve regeneration, azoospermia, and nephron generation in kidney cortices (Table 4 ). Therefore, it is encouraged to study the possibility of clinical trials of MSC therapy for such disease in the future. The potential of MSCs brings to mind the idea that the medicine of tomorrow can treat some of the incurable diseases including those related to aging.

The data used to support the findings of this study are included within the article.

The funder had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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This study has been financially supported by the Allame Tabatabaei Post-Doc Fellowship Program from Iran's National Elites Foundation (INEF).

The authors declare no conflicts of interest.