key: cord-0846367-hxac0se2 authors: Ambrosy, Andrew P.; Malik, Umar I.; Thomas, Rachel C.; Parikh, Rishi V.; Tan, Thida C.; Goh, Choon C.; Selby, Van N.; Solomon, Matthew D.; Avula, Harshith R.; Fitzpatrick, Jesse K.; Skarbinski, Jacek; Philip, Sephy; Granowitz, Craig; Bhatt, Deepak L.; Go, Alan S. title: Rationale and Design of the Pragmatic Randomized Trial of Icosapent Ethyl for High Cardiovascular Risk Adults (MITIGATE) date: 2021-01-28 journal: Am Heart J DOI: 10.1016/j.ahj.2021.01.018 sha: a8d301b9ed814bf77641bfbfdf5b3ed69a0e781d doc_id: 846367 cord_uid: hxac0se2 Objective: The MITIGATE study aims to evaluate the real-world clinical effectiveness of pre-treatment with icosapent ethyl (IPE), compared with usual care, on laboratory-confirmed viral upper respiratory infection (URI)-related morbidity and mortality in adults with established atherosclerotic cardiovascular disease (ASCVD). Background: IPE is a highly purified and stable omega-3 fatty acid prescription medication that is approved for cardiovascular risk reduction in high-risk adults on statin therapy with elevated triglycerides. Preclinical data and clinical observations suggest that IPE may have pleiotropic effects including antiviral and anti-inflammatory properties that may prevent or reduce the downstream sequelae and cardiopulmonary consequences of viral URIs. Methods: MITIGATE is a virtual, electronic health record (EHR)-based, open-label, randomized, pragmatic clinical trial enrolling ∼16,500 participants within Kaiser Permanente Northern California (KPNC) – a fully integrated and learning health care delivery system with 21 hospitals and >255 ambulatory clinics serving ∼4.5 million members. Adults ≥50 years with established ASCVD and no prior history of coronavirus disease 2019 (COVID-19) will be prospectively identified and pre-randomized in a 1:10 allocation ratio (∼1,500 IPE: ∼15,000 usual care) stratified by age and previous respiratory health status to the intervention (IPE two grams by mouth twice daily with meals) vs. the control group (usual care) for a minimum follow-up duration of 6 months. The co-primary endpoints are moderate-to-severe laboratory-confirmed viral URI and worst clinical status due to a viral URI at any point in time. Conclusion: The MITIGATE study will inform clinical practice by providing evidence on the real-world clinical effectiveness of pre-treatment with IPE to prevent and/or reduce the sequelae of laboratory-confirmed viral URIs in a high-risk cohort of patients with established ASCVD. As of January 24, 2021, there are more than 25 million laboratory-confirmed cases of coronavirus disease 2019 (COVID- 19) resulting in >415,000 deaths in the U.S. alone (https://www.cdc.gov/coronavirus/2019-ncov/casesupdates/cases-in-us.html). Previously published studies have suggested that older patients with comorbid conditions, including established atherosclerotic cardiovascular disease (ASCVD), are at heightened risk for contracting and have a worse prognosis, with a short-term case-fatality rate potentially exceeding 10%. 1, 2 In addition, a retrospective cohort study of >15,000 patients tested for the causative agent of COVID-19, severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), between March 1, 2020-March 31, 2020 at Kaiser Permanente Northern California (KPNC), found that among patients with laboratory-confirmed COVID-19, 29.0% were treated as an inpatient and 8.7% in the intensive care unit (ICU). 3 In addition, of the patients with discharge dispositions at the time of publication, overall in-hospital mortality was 15.6% and 50.0% among those treated in the ICU at any point in time. It is thought that the morbidity and mortality associated with COVID-19 are due both to the direct toxicity of the virus as well as the body's robust inflammatory response leading to a state of 'cytokine storm.' The pivotal REDUCE-IT (REDUction of Cardiovascular Events with Icosapent Ethyl-Intervention Trial) study enrolled more than 8,000 patients with diabetes mellitus (DM) and other risk factors (i.e., primary prevention cohort) or established ASCVD (i.e., secondary prevention cohort) who were receiving statin therapy with a well-controlled low density lipoprotein-cholesterol (LDL-C) and an elevated fasting triglyceride (TG) level and found that the addition of high-dose icosapent ethyl (IPE) significantly decreased the risk of a variety of non-fatal and fatal ischemic endpoints, including a 20% lower relative risk of cardiovascular death, independent of baseline TG levels and irrespective of the TG level attained at 1 year. [4] [5] [6] [7] [8] In addition to IPE's cardioprotective benefits and well-documented safety profile, it has been hypothesized based on preclinical data and clinical observations that bioactive lipids, such as IPE and its metabolites, may have pleiotropic effects (Figure 1) . These include anti-inflammatory properties, and possibly even direct antiviral activity, that may potentially alleviate the downstream sequelae of COVID-19-related sepsis and acute respiratory distress syndrome (ARDS), as well as possibly impacting on post-COVID cardiopulmonary complications. [9] [10] [11] [12] [13] [14] [15] The role of an upfront management strategy incorporating pre-treatment with IPE, in addition to usual care, presents an ideal opportunity to leverage a highly efficient and innovative study design to evaluate the effects of a proven cardioprotective medication on viral upper respiratory infection (URI)-related morbidity and mortality given the following observations: (1) the COVID-19 pandemic is rapidly evolving and associated with high rates of attendant morbidity and mortality; (2) the demonstrated urgent need for remotely-administered treatment options focused on prevention in at-risk populations in the outpatient setting; (3) the finding that older adults with pre-existing conditions (i.e., ASCVD) are at high-risk for COVID-19 and its complications; and (4) the practical reality that IPE is already approved by the U.S. Food and Drug Administration (FDA), widely available, orally administered, and has a wellestablished safety and tolerability profile requiring minimal monitoring and/or routine follow-up. Thus, the objective of the Pragmatic Randomized Trial of Icosapent Ethyl for High Cardiovascular Risk Adults (MITIGATE) is to assess the potential role of IPE to prevent and/or reduce the sequelae of laboratory-confirmed URIs (i.e., COVID-19, seasonal flu, and other known viral respiratory pathogens) in a high-risk cohort of ambulatory patients with established ASCVD. MITIGATE is a prospective, virtual, electronic health record (EHR)-based, open-label, parallel-group, randomized, pragmatic clinical trial (PCT) designed to evaluate the real-world clinical effectiveness of pre-treatment with IPE, compared with usual care, on laboratory-confirmed viral URI-related morbidity and mortality in ambulatory patients with established ASCVD (Figure 2 ). The study is being conducted through the KPNC Division of Research (DOR) based in Oakland, CA and is embedded within KPNC's fully integrated and learning health care delivery system, which includes 21 hospitals and >255 outpatient clinics currently serving ~4.5 million members. Essentially all care within KPNC is comprehensively captured through an EHR system that is fully integrated across all practice settings, including KPNC-owned labs and pharmacies. All non-network care in the small proportion of KPNC members that receive it is also systematically captured through associated databases and integrated into KPNC's EHR. Given that KPNC insures and provides care to 35% to 65% of adults in each Northern California county, the KPNC population is highly representative of the local and statewide population with regards to its broad age, sex, and racial/ethnic diversity -enhancing the generalizability of all research findings. 16 The EHR is prospectively screened in real-time for potentially eligible participants using validated identifying algorithms incorporating demographic data, International Classification of Diseases 9 th /10 th Edition (ICD-9/10) and Current Procedural Terminology (CPT) codes, pharmacy dispensing information, and relevant laboratory results. [17] [18] [19] [20] [21] [22] Eligibility criteria include men and women age 50 years, established ASCVD (i.e., defined as prior myocardial infarction [MI] , percutaneous coronary intervention [PCI], coronary artery bypass graft [CABG], ischemic stroke, and/or peripheral artery disease [PAD]), no prior history of confirmed COVID-19, and a registered e-mail address at kp.org in order to obtain electronic consent (eConsent) ( Table 1) . Exclusion criteria include receipt of IPE within the last 12 months, known hypersensitivity to IPE, fish and/or shellfish, current use of any omega-3 fatty acid supplements, institutionalized and/or receiving palliative care, and known life-limiting diagnosis. A targeted ~16,500 participants will be pre-randomized in a 1:10 allocation ratio (i.e., ~1,500 IPE vs. ~15,000 usual care) stratified by age (i.e., <75 years vs. 75 years) and previous respiratory health status (i.e., presence of chronic obstructive pulmonary disease [COPD] and/or interstitial lung disease [ILD]) to the intervention arm (i.e., IPE) or the control arm (i.e., usual care). Participants randomly assigned to the control arm are not directly contacted by any member of the study team. The KPNC Institutional Review Board (IRB) has granted a waiver of informed consent for subjects randomly assigned to the control group and these patients are passively followed for outcome ascertainment only. Participants randomly assigned to the intervention group are contacted by the study team to explain the study, obtain informed consent to receive IPE, and provide the patient with IPE using existing health plan pharmacies and mail order system. Patients who do not provide informed consent to receive study drug will be offered passive follow-up for outcome ascertainment only. There are no in-person study visits, although a member of the study team contacts the patient on a monthly basis to reinforce/confirm adherence with study drug, provide updates on study progress, address any questions/concerns, and connect the patient with a study physician as necessary ( Table 2 ). The daily dose of IPE is two grams by mouth twice daily with food. Patients are advised to swallow the capsules whole and not to open, crush, dissolve, or chew IPE. This is the only dose that has been tested and found to be efficacious in a prior landmark randomized clinical trial (RCT). [4] [5] [6] [7] [8] In contrast to other federally-funded 23, 24 and industry-sponsored trials of omega-3 fatty acid supplements, 25, 26 which have not been found to be efficacious, IPE undergoes a proprietary purification process, which has been approved and validated by the U.S. FDA, leaving behind highly purified and stable ethyl ester of eicosapentaenoic acid (EPA). In addition, it is given at a higher dose, compared with other commercially-available preparations, and the benefits of IPE have been found to be strongly correlated with on-treatment EPA levels achieved (Unpublished Data Presented by Bhatt DL et al. at ACC 2020 Virtual Meeting). The first of the co-primary endpoints is the incidence of moderate-to-severe confirmed viral URIs (i.e., COVID-19, seasonal flu, and other known viral respiratory pathogens) based on laboratory testing leading to an urgent care appointment, emergency department (ED) visit, or hospitalization with an SpO 2 94% on room air (RA) and/or requiring any form of supplemental O 2 ( Table 3) (3-point) including death due to any cause, acute MI, or ischemic stroke; expanded MACE (5-point) including MACE, hospitalization for acute coronary syndrome (ACS), and coronary revascularization (i.e., PCI and/or CABG), hospitalizations for worsening heart failure (HF); and the composite of hospitalizations and ED visits due to any cause. All endpoints are automatically assessed via the EHR using previously derived and validated approaches relying on a combination of ICD-9/10 and CPT codes, and other structured data elements (i.e., vital signs and laboratory values). 17-22 Enrollment will occur over a projected 6-month timeframe and all patients will complete a minimum follow-up duration of 6 months from the index date. The index date for patients in the IPE arm will be defined as the medication start date. To account for potential bias induced by the temporal lag between the prerandomization date and the medication start date in the IPE arm, but not the usual care arm, index dates for the usual care arm will be randomly assigned to match the distribution of time from pre-randomization to medication start date for participants in the IPE arm. The proposed timeline for the MITIGATE study will extend follow-up through the projected end of the 2020-2021 flu season and allow a systematic evaluation of the impact of pre-treatment with IPE vs. usual care on laboratory-confirmed viral URIs. This study has been designed and powered based on the co-primary outcome of the rate of moderate-tosevere laboratory-confirmed viral URI requiring an urgent care appointment, ED visit, and/or hospitalization with documented hypoxemia (i.e., SpO 2 94% on RA) and/or requiring administration of supplemental O 2 . Based on the relatively high initial reproduction number (R 0 ) (i.e., the number of secondary cases directly attributable to each index case) of ~2-3, likely due to a prolonged latency phase and/or asymptomatic/minimally symptomatic transmission, it has been previously estimated that upwards of 50% of the U.S. population may eventually become infected with SARS-CoV-2 before the pandemic has subsided and/or effective vaccines have been developed, manufactured, distributed, and administered. 27, 28 In addition, estimates for COVID-19 cases requiring inpatient treatment have ranged from 20-30% depending on the patient population under investigation. Thus, including all urgent/emergent clinical encounters (i.e., urgent care appointments, ED visits, and hospitalizations) for all laboratory-confirmed viral URIs (i.e., COVID-19, seasonal flu, etc.) and allowing for recurrent infections (i.e., the same or different viral pathogen as immunity may be transient), the anticipated health care utilization rate is ~30 events per 100 person-years among those infected. Based on these assumptions for the percent infected (i.e., ~50%) and health care utilization rate (i.e., ~30 events per 100 person-years), this would provide an overall event rate (i.e., infection rate multiplied by the health care utilization rate) of ~15 events per 100 person-years. A total enrollment of 16,500 patients pre-randomized in a 1 (IPE):10 (usual care) allocation ratio with an overall event rate of 15 per 100 person-years, would result in 80% power to detect a RR = 0.82 (i.e., 18% relative rate reduction, 2.7% absolute rate reduction) given a two-sided α = 0.05. The intention-to-treat (ITT) population will consist of all patients pre-randomized to usual care and those patients pre-randomized to the intervention arm and consented to IPE or passive follow-up. For all analyses using the ITT population, patients will be analyzed as pre-randomized. The per-protocol population is a subset of the ITT population including data from participants in the intervention arm who received 1 dose of study drug. All primary and exploratory endpoints will be analyzed using recurrent event models and/or proportional odds models, as appropriate, to estimate the rate ratio and odds ratio of IPE on outcomes of interest. Interaction analyses will be performed in pre-specified subgroups based on age and pre-existing respiratory disease status (i.e., COPD and/or ILD) to assess for heterogeneity with respect to treatment effect on all endpoints. Finally, analyses will be adjusted for any observed differences in baseline clinical characteristics including sociodemographic factors, past medical history, medications, vital signs, and laboratory values known to be associated with viral URI-related and ASCVD-related morbidity and mortality. The threshold for statistical significance will be pre-specified as a two-sided p-value of <0.05. A single planned interim analysis will be performed after 50% of patients have been enrolled and accrued a minimum follow-up duration of 3 months. This timeframe has specifically been chosen to coincide with the projected peak of the 2020-2021 flu season and a potential resurgence of COVID-19 cases. Given the public health implications, the co-Principal Investigators (PIs) (APA and ASG) will specifically review unblinded data comparing IPE vs. usual care for the co-primary outcomes. Based on the findings, the PIs reserve the right to publish the results of all interim analyses, but there will be no formal stopping rule in the event of suspected superiority given that this observation would be based on a smaller than planned number of events and potentially underpowered. Thus, the MITIGATE study will complete recruitment as planned, acknowledging that interim findings may influence the subsequent management of patients pre-randomized to the usual care arm (i.e., passive control). Given the pragmatic nature of this research, there will be no adjustment of the overall α for interim analyses. In addition, there is also a strong probability that the co-primary endpoints are highly positively correlated, greatly diminishing the risk of multiple testing leading to an inflated type I error rate (i.e., false positives) and therefore adjustments for multiplicity with respect to the co-primary outcomes will also not be performed. This is an investigator-initiated trial (IIT) funded by Amarin Pharma, Inc. (Bridgewater, NJ) with study coordination provided by the KPNC DOR (Oakland, CA). Overall responsibility for the oversight and management of the MITIGATE study lies with the Operations Committee. The Data and Safety Monitoring Board (DSMB) includes two experienced physicians with content and methodologic expertise and a senior biostatistician responsible for active surveillance of safety data including all adverse and serious adverse events. The Data and Safety Monitoring Board (DSMB) includes two experienced physicians with content and methodologic expertise and a senior biostatistician responsible for active surveillance of safety data including all adverse and serious adverse events. The DSMB will meet after the first 500 patients have been enrolled in the intervention arm and at a minimum of every 6 months thereafter for the duration of the study. All DSMB meetings include both an open session (i.e., with the MITIGATE study team) to review blinded aggregate outcome data and a closed session (i.e., DSMB only) to review unblinded efficacy, safety, and exploratory endpoints. The DSMB has been authorized to request additional data inquiries and/or safety reviews, recommend protocol amendments, and/or temporarily pause/permanently stop the study based on their findings. Members of the Operations Committee and DSMB are listed in Appendix A. The authors are solely responsible for design and conduct of this study, all study analyses, the drafting and editing of this paper, and its final contents. This clinical study has been designed and implemented and all findings will be reported in accordance with the International Conference on Harmonization (ICH) Harmonized Tripartite Guidelines for Good Clinical Practice (GCP), with applicable local regulations, and with the ethical principles that originate from the Declaration of Helsinki. The IRB independently approved the protocol and eConsent will be obtained from all study participants prior to enrollment. The MITIGATE study is registered at clinicaltrials.gov (NCT04505098). The MITIGATE study is a virtual, EHR-based, open-label, randomized, PCT designed to evaluate the real-world clinical effectiveness of pre-treatment with IPE, compared with usual care, on laboratory-confirmed viral URI-related morbidity and mortality in ambulatory patients with ASCVD. COVID-19 has served as a catalyst for research broadly aimed at developing and expanding access to diagnostic testing for active infection and serologic evidence of prior infection, investigating novel therapeutic agents with antimicrobial and/or anti-inflammatory properties, and testing vaccine candidates aimed at slowing the transmission of SARS-CoV-2. 29, 30 However, there is growing recognition in the scientific community that ongoing research should also focus efforts on enrolling at-risk and vulnerable populations in sufficient numbers, preventing and/or reducing the severity of COVID-19 (and other relevant viral infections) in the outpatient setting, and investigating oral pharmacotherapies that are safe, well-tolerated, and widely available. Thus, the MITIGATE study addresses several unmet clinical needs while leveraging a highly efficient and innovative design. Notably, this is the first large-scale study to focus on COVID-19 prevention and/or risk reduction in an ambulatory cohort of older adults with a pre-existing condition. The eligibility criteria, which primarily reflect key safety considerations, have been streamlined in order to facilitate recruitment and enhance the overall generalizability of the findings. As previously alluded, the majority of the clinical trials completed to date have focused almost exclusively on treating patients hospitalized for moderate or severe COVID-19 with hypoxemia and/or supplemental oxygen requirements relatively late in the natural history of the disease. [31] [32] [33] [34] In contrast, the MITIGATE study will evaluate the potential role of pre-treatment with IPE vs. usual care in patients without a known prior history of laboratory-confirmed COVID-19. Based on the prolonged latency phase and protracted clinical course of COVID-19, it can be rationalized that upstream treatment with a safe and effective therapy may further improve clinical outcomes in lower acuity patients with less severe symptoms (NCT04501952). IPE has several competitive advantages as a potential therapy for viral URIs managed in the outpatient setting including an oral route of administration, a wellestablished safety and tolerability profile, few significant drug-drug interactions, and no requirements for routine lab monitoring (https://www.accessdata.fda.gov/drugsatfda_docs/label/2019/202057s035lbl.pdf). 35 The proposed general mechanisms of action for IPE include direct antiviral activity by promoting removal and inactivation of enveloped viruses in addition to known anti-inflammatory properties as evidenced by the early and sustained decrease in high-sensitivity C-reactive protein (hsCRP) and other acute phase reagents observed in prior studies. 5, [36] [37] [38] Notably, the VASCEPA COVID-19 CardioLink-9 Randomized Trial (Presented as a Late Breaking Clinical Trial at the National Lipid Association Scientific Sessions on December 14 th , 2020) found that a loading dose of 8 grams/day for 3 days followed by 4 grams/day for 11 days led to a 25% reduction in hsCRP and an improvement in global and domain-specific symptoms based on the influenza patient-reported outcome (FLU-PRO) score. There are several unique aspects of the design of the MITIGATE study that merit further mention. First, the study is entirely virtual and requires no in-person visits allowing it to be conducted while simultaneously adhering to local and regional guidelines for social distancing. This study leverages the KPNC DOR's robust health informational technology infrastructure and KPNC's state-of-the-art EHR to perform all study-related activities remotely and in an automated fashion from initial screening to final outcome ascertainment. Second, the study will employ prerandomization (i.e., occurring before obtaining informed consent), which will allow all subjects assigned to the control group to be passively followed for the outcomes of interest. This also allows IPE, which is FDA-approved to reduce the risk of recurrent fatal and non-fatal ischemic events in adults with established ASCVD and elevated TG levels, to be offered to all patients directly contacted by a member of the study team. Hence, the MITIGATE study should be properly viewed as testing an initial strategy of care (i.e., consent and pre-treatment with IPE vs. standard of care), and the goal will be to maintain a consent rate 70% for the duration of the study. This is consistent with the initial recruitment experience and is likely attributable to the favorable safety profile and tolerability of IPE and its innate familiarity to potential participants. The co-primary outcomes of the MITIGATE study are complementary and have been purposefully selected to capture both the frequency and the severity of clinically significant COVID-19 infections. Although early COVID-19 treatment trials distinguished between moderate and severe cases solely on the basis of documented hypoxemia (i.e., O 2 saturation 94%) and/or supplemental oxygen requirements, practice patterns have continued to progress, and it is now common within integrated health care delivery systems for patients with mild hypoxemia to be discharged directly home from the ED with supplemental O 2 . [31] [32] [33] [34] As a result, the co-primary endpoints will incorporate clinical encounters including urgent care and ED visits not requiring hospital admission. Given the uncertainties around the underlying assumptions for the power calculation and uncontrollable extrinsic factors (i.e., public health measures, testing capabilities, therapeutic advances, vaccine development, etc.), it is notable that the MITIGATE study is adequately powered (i.e., β 0.80) to detect a clinically meaningful difference between groups for actual event rates as low as 10 events per 100 person-years. In addition, because KPNC is a fully integrated and learning health care delivery system, there is the built-in flexibility to amend the protocol to either modify the co-primary endpoints and/or include additional secondary efficacy endpoints for viral URI-related morbidity as new data emerge from other COVID-19-related studies. In contrast, although the exploratory outcomes will be underpowered and hypothesisgenerating only, this study is the first to further probe the results of a pivotal approval RCT 4-8 (i.e., efficacy) through a real-world PCT (i.e., effectiveness). Beyond the primary hypotheses, MITIGATE will for the first time also provide an assessment of the safety and tolerability of IPE in a population not specifically enriched with elevated TG levels. There are several limitations of the data that should be fully acknowledged. First, the MITIGATE study will utilize pre-randomization, which will allow all subjects assigned to the control group to be passively followed for the outcomes of interest with no direct contact with any members of the study team. A potential downside is that if a lower than anticipated number of patients in the intervention arm consent to participate in this ITT protocol, the results may be biased towards the null hypothesis but will still provide a more accurate estimate of therapeutic effectiveness when applied to the target population. As previously discussed, the initial experience with recruitment has been promising and additional safeguards are in place including a prespecified plan to perform a per-protocol sensitivity analysis adjusting for differences in baseline clinical characteristics. In addition, pre-randomizing potential participants in a 1:10 allocation ratio of intervention to control patients allows us to more rapidly and efficiently recruit all patients meeting eligibility criteria, thereby enhancing the generalizability and maximizing the statistical power of this study. Second, the study is open-label, which has the potential to introduce bias, but this is a practical necessity given the growing incidence and high morbidity and mortality associated with COVID-19, particularly among older adults with established ASCVD. Despite this potential limitation, the co-primary and exploratory endpoints for this study are objective outcomes (i.e., hospitalizations requiring specific diagnostic codes and patients will be blinded to outcome ascertainment). Third, there will be no face-to-face clinical encounters which will preclude the performance of direct 'pill counts' and other in-person approaches for assessing compliance and monitoring medication adherence, 39, 40 although patients will be contacted monthly to reinforce/confirm study medication adherence and automatic refills will be centrally managed. Finally, the MITIGATE study will examine the role of pretreatment with IPE in ambulatory patients with established ASCVD but is not generalizable to prevention in other atrisk groups nor the use of IPE as an active treatment for symptomatic COVID-19. However, other clinical trials will address the safety and potential efficacy of IPE or EPA in subjects at high-risk of exposure to SARS-CoV-2 such as essential workers (NCT04460651) or in outpatients (NCT04412018) or hospitalized patients with COVID-19 (NCT04335032). In conclusion, the MITIGATE study addresses several unmet clinical needs and will leverage an innovative virtual and EHR-based design to clarify the real-world comparative effectiveness and safety of pre-treatment with IPE, an effective therapy for ASCVD risk reduction with putative antiviral effects and known anti-inflammatory properties, in a diverse and representative population of high-risk patients with established ASCVD. The MITIGATE study is an IIT funded by Amarin Pharma, Inc. (Bridgewater, NJ). 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