key: cord-0842310-hn6goo01
authors: Witbooi, Peter J.
title: An SEIR model with infected immigrants and recovered emigrants
date: 2021-07-16
journal: Adv Differ Equ
DOI: 10.1186/s13662-021-03488-5
sha: 8832243831c9ef2eca08d844d01f573f91ab60c9
doc_id: 842310
cord_uid: hn6goo01

We present a deterministic SEIR model of the said form. The population in point can be considered as consisting of a local population together with a migrant subpopulation. The migrants come into the local population for a short stay. In particular, the model allows for a constant inflow of individuals into different classes and constant outflow of individuals from the R-class. The system of ordinary differential equations has positive solutions and the infected classes remain above specified threshold levels. The equilibrium points are shown to be asymptotically stable. The utility of the model is demonstrated by way of an application to measles.

The fight against infectious diseases presents a major challenge to nations and a huge financial burden for governments. In recent months due to the emergence of COVID-19, there has been much publicity in the media around the role of mathematical modelling in the control of infectious diseases. Researchers in modelling have been working intensively around the effects of social distancing and travelling on the propagation of COVID-19 in the world, e.g. [2, 4, 13] .

The World Health Organisation (WHO) has earmarked some diseases for eradication, see for instance [16] . In a region where a particular disease is well under control, it is possible that infected humans or vectors moving in from elsewhere can cause additional infections in the local population. Such additional infections can be disruptive to a local population in which there are systems in place to curb or eliminate the disease and where good progress is made in this regard. Examples of this phenomenon appear in [7, 11, 20] . It is important to identify and quantify the effects of such an infected inflow. In this paper we present a model for quantifying the effects of sporadic migration of infected individuals into and out of a region where there is good control and progress towards elimination. The model is of SEIR compartmental type.

There are numerous papers in the literature that present models for the population dynamics of infectious diseases. This includes models which accommodate the inflow of infected individuals. Examples of such papers with inflow of the infective are [1, 3, 15, 18, 21, 23] . The current paper makes another contribution in this regard. The objective is to model a combined population consisting of a local population together with migrants who stay for a short while. This seems to be the first model that provides for recovered migrants also to depart from the population at a constant rate. In particular this model is meant to be utilised for quantifying the effect of infected migrants on the local population.

We present a deterministic ordinary differential equations (ODE) model of four compartments for the combined population in Sect. 2. We prove that the inflow of infected migrants gives rise to positive threshold levels of the E-compartment and the Icompartment. Given the system of ODE, one can readily describe the dynamics of the migrant subpopulation. It is shown that the constant outflow of surviving migrants from the R-class is the correct number to balance the inflow, keeping the migrant population stable in the long run. In Sect. 3 we briefly do a similar investigation on an SIR model. In Sect. 4 we present an application to a measles problem, and in Sect. 5 we offer some concluding remarks.

The population comprising both locals and migrants, at any time t, consists of N(t) individuals. We assume homogeneous mixing in the combined population. The population is divided into four compartments or classes. These are called the susceptible, exposed, infectious and removed classes. Their sizes, at any time t, are denoted by S(t), E(t), I(t) and R(t) respectively.

These variables are functions of time. All the parameters mentioned hereafter will be considered to be nonnegative constants. The symbols K 0 , K 1 , K 2 and K 3 denote constant recruitment into the population either through birth or through immigration, into the classes S, E, I and R respectively. The birth rate of the local population is K 0 + K 3 . Part of the newborns are vaccinated shortly after birth, causing flow into the class R at the rate K 3 , while the remaining newborns move into the class S at the rate K 0 . The inflow into the migrant subpopulation is at the rates K 1 and K 2 into the classes E and I respectively. There is an outflow of recovered migrants at the rate K 4 .

Similarly as in [18] , the force of infection in our model will be a function f which is twice differentiable, satisfying the following hypotheses:

(

An important consequence of hypotheses (H1)-(H3) on f is that, for each I > 0, we have If (I) ≤ f (I), see [18, Proposition 4.1] . Another inequality implied by this set of axioms is that, for every

The rate of deaths due to the infectious disease in point is denoted by δ. Otherwise there is assumed to be a mortality rate μ in all the classes. The rate at which the latently infected become infectious is α 1 , and the rate at which the infectious recover is α 2 .

We introduce two more numbers:

The constant K 4 is the rate of outflow of migrants from the local population, and in particular, moving out of the R-class. We require K 4 to take the value

The following system of equations is presented as our model.

with the initial conditions

Let us write

During the stay of the migrants in the local population, there will be mortalities, and these are accounted for in the constant K 4 . One can readily check that K 4 ≤ K 1 + K 2 . This further implies in particular that K > 0.

If we remove the fourth equation from the model system, then the remaining three equations will still follow the same trajectories. This approach is commonly followed in the literature, in particular when modelling viral infections, which are assumed to lead to permanent immunity and consequently no reinfection. See for instance [6, 17] . In that case the resulting SEI model is a special case of the model of Sigdel and McCluskey [18] . We shall refer to this subsystem of three equations as the SEI-special case. In particular, for the SEI-special case and with K 1 + K 2 > 0, the unique endemic equilibrium point exists and is globally asymptotically stable [18] .

We write N(t) = S(t) + E(t) + I(t) + R(t), and we introduce the sets

It is important that solutions of our the model system are positive and bounded. We proceed with such investigations.

The proof by contradiction that we use towards Theorem 2.2 has been popularly used, for instance, in [12] and [14] .

Proof The right-hand sides of the equations in the model system constitute a function of (S, E, I, R) which is single-valued, continuous and continuously differentiable with respect to the variables S, E, I and R. Therefore, see [9] for instance, global solutions to the model system do exist and are unique.

The remainder of the proof is by contradiction. Thus let us suppose that the set

is nonempty. Then Z has an infimum z 1 , and z 1 is the smallest time-value for which X(t)

Each of the four terms of the expression for L(t) are nonnegative, and lim x→0 + (ln x) = +∞. Therefore,

In what follows we derive a contradiction to equation (4) . We note that, for any time t 1 > 0,

. Now we proceed to finding an upper bound for the image set L[0, z 1 ). We observe that, for any t with 0 ≤ t < z 1 ,

Therefore we find

This contradicts the statement in equation (4). It means that such a finite number z 1 does not exist, and indeed that the variables are strictly positive over the entire interval of time [0, ∞).

The system of ODE that describes the state (E mi , I mi , R mi ) of the migrant subpopulation is as follows:

A similar argument as in Theorem 2.2 can be followed to prove that any solution Proof Let us consider the function

We can calculate its time derivative and simplify, eventually to obtain

Thus V 0 (t) is a Lyapunov function, and it follows that the equilibrium point is globally asymptotically stable.

If K 1 + K 2 > 0, then there is no disease-free equilibrium point. Stability analysis of the SEI model is discussed in detail in [18] .

If we consider the special case of model (2.1) for which K 1 = K 2 = 0, then a disease-free equilibrium point (K 0 /μ, 0, 0, K 3 /μ) does exist. In this case the basic reproduction number of the disease can be calculated, and it takes the form

.

Especially when working towards elimination of the disease, then it is also important to fully analyse this special case of zero influx of infected immigrants, see also [21] .

Suppose that in the model system we have K 1 = K 2 = 0. If R 0 < 1, then the disease-free equilibrium is globally asymptotically stable.

Proof If R 0 < 1, then the following inequality holds:

We can find and fix two numbers 1 > 0 and 2 > 0, which are sufficiently small, such that

Now we define a function

This function is positive-definite with respect to the disease-free equilibrium point. The derivative L (t) can be written as

From hypotheses (H1)-(H3) it follows that, for each I > 0, we have f (I)/I ≤ β. Therefore

This means that Q 2 < 0. It follows that the function L (t) is negative-definite, hence that L is Lyapunov with respect to the disease-free equilibrium point. This completes the proof.

In the application of this model, the basic reproduction number is quite significant. In particular, if R 0 < 1, then it means that the migrants are the only hurdle towards elimination. This would mean that when there are no more infected immigrants, there may still be new infection cases in the local population, but the number of active cases will decrease steadily towards elimination.

Let us write μ 0 = α 1 + μ + δ and θ = 1 + μ/α 1 .

Theorem 2.6 (a) If K 1 + K 2 > 0, then system (2.1) has a unique equilibrium point. (b) If K 1 + K 2 = 0 and R > 1, then system (2.1) has a unique endemic equilibrium point.

(c) In each of cases (a) and (b), the following equations are satisfied:

Proof Let M 0 be the interval M 0 = [x 0 , x 1 ), where

and let us define a function

Then g 0 is continuous, g 0 (x 0 ) = 0, and g 0 is unbounded. We further note that

Furthermore, we have g 0 (x) > 0 for all x ∈ M. So, in fact, g 0 has the following properties: g 0 (x) ≥ 0 for all x ∈ M 0 , g 0 (x) > 0 for all x ∈ M 0 , g 0 (x) > 0 for all x ∈ M 0 , g 0 is unbounded. Now we note that S * satisfies the following two equations:

From these two equations, by elimination of S * and expressing E * in terms of I * , we obtain the equation

(a) Note that g 0 (x 0 ) = 0. If K 1 + K2 > 0, then x 0 > 0, and therefore f (x 0 ) > 0 = g 0 (x 0 ). Therefore and due to the other properties of f and g 0 , there exists I * ∈ M 0 such that f (I * ) = g 0 (I * ). This proves (a).

(b) Suppose that K 1 + K 2 > 0. The inequality R > 1 implies that α 1 βK 0 > μ(α 2 + δ + μ)(μ + α 1 ).

Next we observe that

Therefore, due to the properties of g 0 listed above, we conclude that there exists a unique number I * ∈ M 0 for which f (I * ) = g 0 (I * ) and I * > 0. This completes the proof of (b).

(c) We have proved that x 0 < I * < x 1 . The rest of (c) follows readily, and thus the proof of the theorem is complete.

The SIR model in this section is very similar to the SEIR model. The population comprising both locals and migrants, at any time t, consists of N(t) individuals. The constants K 0 , K 1 and K 2 denote recruitment rates into the classes S, I and R respectively. The birth rate of the local population is K 0 + K 2 . Part of the newborns are vaccinated shortly after birth, giving rise to the inflow at the rate K 2 into class R, while the remaining newborns move into class S at the rate K 0 . The inflow into the migrant subpopulation is at the rate K 1 and all of these individuals are assumed to be infected. Again as in the SEIR case, we consider the force of infection to be a function f which is twice differentiable, satisfying hypotheses (H1), (H2) and (H3). The rate at which the infectious recover is α. The rate of deaths due to the specific infectious disease in point is denoted by δ. Otherwise there is a mortality rate μ in each of the classes.

We introduce the numbers B and K below, and we assume as fixed that K 3 takes the specified value:

Let D 2 be the set

For the special case having K 1 = 0, there is a disease-free equilibrium (K 0 /μ, 0, K 2 /μ). Also for this special case we can calculate the basic reproduction number as

.

Then X(t) ∈ D 2 for all t > 0.

A proof for Theorem 3.1 can be obtained along the same lines as those of Proposition 2.1 and Theorem 2.2, and we omit the proof.

(a) The system of ODE that describes the state (I mi , R mi ) of the migrant subpopulation is as follows:

with the initial conditions I mi (0) ≥ B, R mi (0) ≥ 0. (b) Solutions (I mi (t), R mi (t)) of this system can be proved to be positive provided that I mi (0) > B, R mi (0) > 0. (c) The unique endemic equilibrium point has coordinates I * mi (t) = B, R * mi (t) = 0 and is globally asymptotically stable.

(d) From (c) we deduce that the choice of K 3 is the correct one to keep the migrant population size stable.

Henceforth in this section, for convenience we shall use the notation 

Proof Let M 1 be the interval

Associated with the parameter K 1 , let us define a function

Then in particular g 1 is continuous, g 1 ( K 1 μ 1 ) = 0 and g 1 is unbounded. We further note that

For x ∈ M 1 , we have x < (K 0 + K 1 )/μ 1 . Therefore g 1 (x) > 0 for all x ∈ M 1 . So, in fact, g 1 has the following properties: g 1 (x) ≥ 0 for all x ∈ M 1 , g 1 (x) > 0 for all x ∈ M 1 , g 1 (x) > 0 for all x ∈ M 1 , g 1 is unbounded. Now we note that there are the following expressions for S * :

Elimination of S * between these two equations leads to the equation

(a) Consider the case K 1 > 0. Given g as above, note that g 1 (K 1 /μ 1 ) = 0 < f (K 1 /μ 1 ). This, together with f being nonnegative and f (I) ≥ 0, implies that there exists a unique value I * ∈ M 1 for which f (I * ) = g 1 (I * ). This proves (a).

(b) Let us assume that K 1 = 0 and R > 1. The inequality R > 1 implies that βK 0 > μμ 1 . Next we observe that

Again in view of the properties of g 1 listed above, we conclude that there exists a unique value I * ∈ M 1 for which f (I * ) = g 1 (I * ) and I * > 0. This completes the proof of (b).

(c) This is clear.

Proof We calculate the Jacobian J of the system at the equilibrium point, and then we obtain its characteristic equation to be as follows:

(-μλ) λ 2 + b 2 λ + c 2 = 0, with b 2 and c 2 as below:

Hypotheses (H1), (H2) and (H3) on f ensure that, for every I > 0, we have

Thus we can deduce the following:

Therefore μ 1 -S * f (I * ) ≥ 0. Hence b 2 > 0 and c 2 > 0, and consequently all the characteristic roots have negative real parts. This concludes the proof.

Measles, a highly contagious viral disease, has been the cause of millions of deaths annually around the globe before vaccination started in 1963 [22] . Even now, with a safe and effective vaccine available, the prevalence and annual mortality due to measles is still startlingly high, with 140,000 mortalities in 2018. In 2019, more than 500,000 confirmed cases occurred globally amid devastating outbreaks [5] . Nevertheless, measles elimination programmes are in place in some countries, and in populations which are making progress it is especially important to be wary of infected people from elsewhere entering into the population. In what follows we consider measles in South Africa. For this application we utilise the SEIR model system, and for the force of infection f we choose the specific form

For our simulations we use the Euler finite difference method. This methodology is still appropriate and a popular choice for modelling disease dynamics with ODEs, see for instance [4] . Most of the parameter values are either derived or taken directly from the literature as indicated in Table 1 . The contact rate is fitted to data on South Africa. The local population in 2018 was of size 58.49 million [24] . During 2018 there were 69 cases in South Africa [8] . We use this to estimate the contact rate. We take the initial point to be E(0) = 0.5146 and I(0) = 0.3229, while S(0) + R(0) = 57.789 million, with R(0) and S(0) split according to the vaccination levels. Using the model, we calculate the number of new local measles cases which are caused if over a period of one year we have different levels of influx of latently measles infected people. Firstly we consider a vaccination rate of 75%, and then we repeat these calculations for a different level of vaccination, 95%.

The curves in Fig. 1 are increasing, revealing the extent to which an inflow of infected individuals can cause a surge in local infections. In Fig. 2 , the decreasing curves show firstly how a higher vaccination coverage (95% versus 75%) will lead to much lower prevalence of measles. Note that the initial state for these computations is the equilibrium value corresponding to a lower vaccination coverage of (75%), hence the curves dropping when the vaccination rate increases. Then secondly, the curves show the effects of different intensities of influx of infectives, on the prevalence of measles. Table 2 shows the number of new measles cases for a given influx rate of infected migrants and for different levels of vaccination. The difference between 95% vaccination as compared to the current 75% of population vaccinated is dramatic, and this further underlines the call of the NICD for 95% of newborns to be vaccinated.

In the literature up to now, a population with two distinct components has been approached by way of a two-group model. In our situation we follow a much simpler single group approach. In conventional models with inflow of infected, the immigrants usually become part of the one single population, whereas in our current model we have found a way to quantify the rate of removal of migrants out of the population after a short visit. The new SEIR model with migration was shown in detail to comply to the necessary conventional requirements including positivity and boundedness of solutions, and stability of equilibrium points. We have also briefly explained an SIR model with migration to test the effect of the importation or inflow of infections on the local population in point.

The SEIR model has been applied in a simple manner to a problem of imported measles infection. If more information is available, such as the initial state of the local population, we will be able to achieve improved accuracy in calculation of future projections. However, even only working around an equilibrium point as we did already gives a good idea of what to expect. This methodology shows promise of versatile applicability.

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I thank the reviewers for constructive comments which led to an improved product.

No funding was required for this research, and no funding was received. This research was conceived, initiated, and executed solely by the author as part of his employment as a Chair in Mathematics and Applied Mathematics, University of the Western Cape.

All the data used in this study were obtained from the literature.

The author declares that he has no competing interests.

All of the work is due to the sole author, PJW.

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