key: cord-0815956-zxfpzfc0 authors: Ifejika, Nneka L.; Vahidy, Farhaan S.; Reeves, Mathew; Xian, Ying; Liang, Li; Matsouaka, Roland; Fonarow, Gregg C.; Grotta, James C. title: Association Between 2010 Medicare Reform and Inpatient Rehabilitation Access in People With Intracerebral Hemorrhage date: 2021-08-13 journal: J Am Heart Assoc DOI: 10.1161/jaha.120.020528 sha: 1532571fcf23bfc0a9fcec1992a3a600a2ac6511 doc_id: 815956 cord_uid: zxfpzfc0 BACKGROUND: Evidence suggests intracerebral hemorrhage survivors have earlier recovery compared with ischemic stroke survivors. The Centers for Medicare and Medicaid Services prospective payment system instituted documentation rules for inpatient rehabilitation facilities (IRFs) in 2010, with the goal of optimizing patient selection. We investigated whether these requirements limited IRF and increased skilled nursing facility (SNF) use compared with home discharge. METHODS AND RESULTS: Intracerebral hemorrhage discharges to IRF, SNF, or home were estimated using GWTG (Get With The Guidelines) Stroke registry data between January 1, 2008, and December 31, 2015 (n=265 444). Binary hierarchical models determined associations between the 2010 Rule and discharge setting; subgroup analyses evaluated age, geographic region, and hospital type. From January 1, 2008, to December 31, 2009, 45.5% of patients with intracerebral hemorrhage had home discharge, 22.2% went to SNF, and 32.3% went to IRF. After January 1, 2010, there was a 1.06% absolute increase in home discharge, a 0.46% increase in SNF, and a 1.52% decline in IRF. The adjusted odds of IRF versus home discharge decreased 3% after 2010 (adjusted odds ratio [aOR], 0.97; 95% CI, 0.95–1.00). Lower odds of IRF versus home discharge were observed in people aged <65 years (aOR, 0.92; 95% CI, 0.89–0.96), Western states (aOR, 0.89; 95% CI, 0.84–0.95), and nonteaching hospitals (aOR, 0.90; 95% CI, 0.86–0.95). Adjusted odds of SNF versus home discharge increased 14% after 2010 (aOR, 1.14; 95% CI, 1.11–1.18); there were significant associations in all age groups, the Northeast, the South, the Midwest, and teaching hospitals. CONCLUSIONS: The Centers for Medicare and Medicaid Services 2010 IRF prospective payment system Rule resulted in fewer discharges to IRF and more discharges to SNF in patients with intracerebral hemorrhage. Health policy changes potentially affect access to intensive postacute rehabilitation. Effect of CMS 2010 Reform on Rehabilitation Access: ICH The goal of the Centers for Medicare and Medicaid Services (CMS) 2010 IRF prospective payment system (PPS) Rule was to improve the selection of a population with complex needs, expected to receive "reasonable benefit" from IRF treatment. 11 This 2010 Rule applied to all IRF patients, with and without cerebrovascular disease. Trial IRF admissions of <10 days were eliminated; patients are required to participate in 3 hours of therapy, 5 days a week (physical therapy and either occupational therapy or speech and language pathology) and have hospital-level medical acuity requiring daily physician oversight. 12 This is compared with SNF rehabilitation, a level of postacute care in which therapy services are provided 1.5 hours a day, 5 days a week, and physician management occurs 3 times a week. 13 To facilitate compliance with IRF admission criteria, CMS requires completion of a series of documents: (1) preadmission screening within 48 hours of IRF admission, detailing the individuals' prior level of function, clinical complication risk, needed treatment combination (physical therapy, occupational therapy, or speech and language pathology), conditions that benefit from rehabilitation, expected level of improvement, and estimated length of stay; (2) postadmission physician evaluation 24 hours after IRF admission, documenting any relevant changes since the preadmission screening; and (3) the individualized overall plan of care during the first 4 days, synthesizing a customized treatment regimen and providing broad treatment goals for each discipline (nursing, therapy services, case management, and social work). 14 The purpose of this study is to provide evidencebased data underscoring the potential influence of Medicare policy changes on access to rehabilitation care. Evaluating the consequences of health policy on patient outcomes is an important aspect of health services research. Using GWTG (Get With The Guidelines)-Stroke registry data, we hypothesized that compared with home discharge, the CMS 2010 IRF PPS Rule documentation requirements decreased IRF use, while increasing SNF use for people with ICH. The GWTG-Stroke registry has advantages over prior CMS reports 13, 15 as it collects data on patients aged <65 and ≥65 years. Although data sharing agreements prohibit the AHA from making the data set publicly available, researchers may submit proposals for statistical analysis of the confidential data by the Duke Clinical Research Institute, with approval from the AHA. Details of the application process are available at www.heart.org/ en/profe ssion al/quali ty-impro vemen t/quali ty-resea rchand-publi catio ns/natio nal-level -progr am-data-resea rch-oppor tunities. We analyzed prospectively collected clinical registry data for people diagnosed with ICH and treated at GWTG-Stroke registry participating hospitals. Started by the AHA, GWTG-Stroke registry is a continuing registry and performance improvement initiative for acutecare hospitals. Participation is voluntary; GWTG-Stroke registry centers contribute acute stroke patient data on demographic and socioeconomic characteristics, diagnostic testing results, treatments, in-hospital outcomes, and discharge disposition. 16 What Are the Clinical Implications? • The American Heart Association Guidelines for the Management of Spontaneous Intracerebral Hemorrhage detail the benefits of rehabilitation beginning "as early as possible." • It is imperative to appraise the effects of health policy changes on populations who would benefit from intensive rehabilitation therapies. We evaluated adult (aged ≥18 years) acute stroke hospital discharges, in the GWTG-Stroke registry, between January 1, 2008, and December 31, 2015 (n=2 361 126). The study cohort is defined in Figure 1 . The outcome of interest was the proportion of ICH discharges to home, IRF, or SNF. The primary exposure variable was the CMS 2010 IRF PPS Rule, a health policy change introduced on January 1, 2010. 21 Patient-level data on sociodemographic characteristics and medical history were abstracted according to GWTG registry procedures. 18 Participating hospitals were categorized by geographic region and other hospital characteristics ( Table 1 ). The National Institutes of Health Stroke Scale score was used to assess stroke severity. Hospital arrival off hours, mode of arrival, and time from symptom onset to arrival were analyzed. Rehabilitation outcomes, such as assessment by physical and occupational therapy, dysphagia screening, and ability to ambulate at discharge, were evaluated. The proportion of ICH discharges to home, SNF, and IRF was determined for each of the 8 years and dur- Figure 2 ). Differences in patient and hospital characteristics were compared between the 3 discharge destinations. The association of the CMS 2010 IRF PPS Rule with discharge location was assessed using 2 binary multivariable hierarchical logistic regression models (IRF versus home and SNF versus home), with hospital random effects to account for withinhospital clustering of patients. The use of this binary approach with home as the reference group is justified by the fact that discharge to home is a universal option available for patients with stroke at the end of the acute-care hospitalization. During the study period, we also created a binary multivariable hierarchical regression model of IRF versus SNF discharge for patients with ICH. Model covariates were selected on the basis of clinical relevance, as detailed in Table 2 . Stroke severity, as measured by National Institutes of Health Stroke Scale, is not regularly recorded in patients with ICH and, so, was not included in the models because of the high rates of missing data (49%). For categorical data with <3% missing fields included in the multivariable models (dysphagia screening), we used single imputation to the dominant (most common) level. Insurance type (8% missing), arrival mode (6% missing), and ambulatory status at discharge (14% missing) were included in the models, but not imputed. We repeated the primary multivariable models (IRF versus home and SNF versus home) in separate prespecified subgroup analyses to examine whether the effect of the CMS 2010 IRF PPS Rule on discharge disposition was modified by age (<65 and ≥65 years as a proxy for Medicare eligibility), geographic region (West, South, Midwest, or East), or hospital teaching status. Statistical differences in stratum-specific estimates were tested by generating interaction P values for each subgroup (Table 3 ). All statistical analyses were performed using SAS software (version 9.2; SAS Institute Inc, Cary, NC). A total of 265 444 ICH discharges were included in the primary analysis. Among 28 361 ICH discharges between January 1, 2008, and December 31, 2009, 45.5% of patients were discharged to home directly, 22.2% were discharged to SNF, and 32.3% were discharged to IRF. After implementation of the CMS IRF PPS Rule on January 1, 2010, there was a 1.06% absolute increase in home discharge, a 0.46% increase in SNF discharge, and a concomitant 1.52% decline in IRF discharge ( Figure 2 ). Differences in the characteristics of patients by discharge destination are shown in Table 1 . Home discharges were younger (mean age, 59 years), had higher levels of ambulation at discharge (66%), and had the shortest length of stay (5 days). Patients discharged home were also the least likely to have a history of atrial Ifejika et al Effect of CMS 2010 Reform on Rehabilitation Access: ICH fibrillation (8%), previous stroke or transient ischemic attack (16%), coronary artery disease or prior myocardial infarction (12%), diabetes mellitus (19%), peripheral vascular disease, hypertension, or heart failure. Home discharges were most likely to be uninsured (12%); however, the rates of missing data on insurance status were high in this group (10%). Patients discharged to IRF had a mean age of 65 years, were slightly more likely to be men (51%), to have Medicare (48%) or Medicaid (12%) insurance, and to originate from the Northeast (27%) or Midwest (22%). Patients discharged to SNF were older (mean age, 73 years) and more likely to be women (55.6%) with Medicare insurance (48%). They had the longest Age significantly modified the association between IRF rehabilitation (compared with home) post-CMS Rule With respect to comparing SNF rehabilitation with discharge home, age also modified the observed association post-CMS 2010 IRF Rule (interaction P value=0.0004). The adjusted odds of SNF rehabilitation (compared with home) post-CMS 2010 IRF Rule were elevated in both age groups, but the adjusted odds were higher for those aged <65 years (aOR, 1.20; 95% CI, 1.15-1.26) compared with those aged ≥65 years (aOR, 1.08; 95% CI, 1.04-1.12; Table 3 ). Region did not significantly modify the association between SNF rehabilitation (compared with home) post-CMS Rule implementation (interaction P value=0.54), indicating the adjusted odds of SNF rehabilitation did not vary by region. However, the odds of SNF rehabilitation were significantly higher in the Northeast (aOR, 1.12; 95% CI, 1.06-1.2), South (aOR, 1.15; 95% CI, 1.1-1.21), and Midwest (aOR, 1.21; 95% CI, 1.13-1.30; Table 3 ), but the adjusted odds were closer to the null and only marginally significant in the West (aOR, 1.06; 95% CI, 1.00-1.13). Hospital teaching status significantly modified the association between SNF rehabilitation (compared with home) post-CMS Rule implementation (interaction P value=0.0023). The adjusted odds of SNF rehabilitation (compared with home) post-CMS 2010 IRF Rule were higher for those treated at teaching hospitals (aOR, 1.16; 95% CI, 1.12-1.21; Table 3 ), whereas the adjusted odds were not significantly different from the null for people treated at nonteaching hospitals (aOR, 1.05). Quantifying the clinical relevance of health policy changes is an important addition to the field of outcomes research. In this evaluation of postacute rehabilitation trends, we found a small absolute decline in IRF discharge after the CMS 2010 IRF PPS Rule for people with acute ICH. In the setting of this decline, the odds of IRF discharge compared with home decreased by 3% in the adjusted analyses, and the odds of IRF discharge compared with SNF decreased by 15%. The odds of IRF discharge decreased for people aged >65 years, location in the Western United States, and at nonteaching hospitals, whereas there was no decline observed in older Medicare-eligible age group, other regions, or at teaching hospitals. Interaction P values were statistically significant in the age category, indicating differences between people aged <65 and ≥65 years. Although the odds of IRF discharge did not significantly change after the CMS 2010 IRF PPS Rule for people aged <65 years, age significantly modified the association, with a greater effect in those aged ≥65 years. Hospital teaching status also significantly modified the association between IRF and home discharge after the CMS 2010 IRF PPS Rule; the decline in IRF rehabilitation discharge in nonteaching hospitals was significantly greater than the decline seen at teaching hospitals. *Variables included in the model were age (per 10 years), female sex, race-ethnicity (Black, Hispanic, or other race-ethnicity [Other race-ethnicity in this context would be defined as Not Black, Not Hispanic, Not White] vs White race), insurance type (Medicaid, Medicare, or other insurance vs none), medical history of atrial fibrillation/flutter, prosthetic heart valve, previous stroke/transient ischemic attack (TIA), coronary artery disease, prior myocardial infarction, carotid stenosis, diabetes mellitus, peripheral vascular disease, hypertension, dyslipidemia, heart failure, or smoking, arrived off hours, emergency medical services arrival, dysphagia screening, ambulation at discharge, rehabilitation assessment, annual number of ischemic stroke/TIA cases (101-300 or ≥301 vs 0-100), intravenous tPA (tissue-type plasminogen activator) use, number of annual tPA cases (11) (12) (13) (14) (15) (16) (17) (18) (19) (20) or ≥20 vs 0-10), geographic region (South, West, and Midwest vs Northeast; rural vs urban), teaching hospital, primary stroke center, and number of hospital beds (per 50). Effect of CMS 2010 Reform on Rehabilitation Access: ICH We found a smaller absolute increase in SNF discharges after the CMS 2010 IRF PPS Rule; within this increase, the odds of SNF discharge increased by 14% in the adjusted analysis. The odds of SNF discharge increased across all age groups, in the Northeast, South, and Midwest, and at teaching hospitals. Interaction P values were again significant in the age and teaching status categories, signifying the increase in SNF discharge at teaching hospitals after the CMS 2010 IRF PPS Rule is significantly greater than the increase seen at nonteaching hospitals. Interaction tests also indicated that geographic region did not modify the association under investigation, despite the Western region achieving statistical significance in the IRF analyses and the Northeast, South, and Midwest regions achieving statistical significance in the SNF analyses. Approximately 81 600 stroke cases at IRFs were reimbursed by Medicare fee for service in 2018. 15 Given the 1.52% absolute decrease in IRF discharges during the study period and the proportion of ICH survivors, we estimate that this translates to 124 Medicare fewer fee-for-service ICH cases treated at IRF per year. *Variables included in the model were female sex, race-ethnicity (Black, Hispanic, or other race-ethnicity [Other race-ethnicity in this context would be defined as Not Black, Not Hispanic, Not White] vs White race), insurance type (Medicaid, Medicare, or other insurance vs none), medical history of atrial fibrillation/flutter, prosthetic heart valve, previous stroke/transient ischemic attack (TIA), coronary artery disease or prior myocardial infarction, carotid stenosis, diabetes mellitus, peripheral vascular disease, hypertension, dyslipidemia, heart failure, or smoking, arrived off hours, emergency medical services arrival, dysphagia screening, ambulation at discharge, rehabilitation assessment, annual number of ischemic stroke/TIA cases (101-300 or ≥301 vs 0-100), intravenous tPA (tissue-type plasminogen activator) use, number of annual tPA cases (11) (12) (13) (14) (15) (16) (17) (18) (19) (20) or ≥20 vs 0-10), primary stroke center, and number of hospital beds (per 50). Effect of CMS 2010 Reform on Rehabilitation Access: ICH Should clinicians be concerned? On the basis of the finding from this study, documentation requirements that justify IRF admission have not made a clinically relevant impact on referral patterns for people with ICH. Unfortunately, there is a divergence between clinical referral patterns and insurance coverage for IRF care. As of 2010, the Centers for Medicare and Medicaid Services considers IRF stay of <10 days as "trial admissions," rendering them inappropriate and subject to Medicare audit. 22 Therefore, it is imperative that hospital-based clinicians consider not just the need for IRF care, but the duration of said need (ie, >10 days) when identifying populations who would benefit. Geographic variations in relation to stroke rehabilitation access are an important consideration, specifically, the increased odds of discharge to SNF in the South, also known as the "Stroke Belt." In our study, the odds of discharge to SNF rehabilitation increased 15% in the Southern United States during the period after the CMS 2010 IRF PPS Rule compared with home discharge. The paradox of increased SNF admissions, in a region with high stroke prevalence and stroke mortality, can potentially be attributed to known health disparities in the South (namely, Black race, rural location, and lower regional and individual-level socioeconomic status). 23-25 IRF care is expensive; a cost analysis of postacute stroke rehabilitation revealed a 58% higher median Medicare payment per patient for IRF compared with SNF (ie, $23 219 versus $14 098 per stay). 26 A 2018 analysis from the Department of Health and Human Services estimated an annual Medicare overpayment of $5.7 billion to IRFs, for care that was not "reasonable and necessary" based on noncompliance with coverage and documentation requirements. 27 Decreased access to intensive postacute rehabilitation, however subtle, in this region, has the capacity to further widen the disability gap between minority and nonminority populations. The effect of hospital type on IRF and SNF discharge warrants discussion. Although the facilitation of the academic mission at teaching hospitals has been credited as a contributor to decreased stroke mortality from 1950 to 2015, 28, 29 better acute stroke treatment, and lower 30-day readmissions, 30 a recent study found significant variation in IRF versus SNF discharge across all acute care hospital types, both teaching and nonteaching. 31 The 2019 AHA Stroke System of Care recommendations include a standardized screening evaluation to determine whether rehabilitation services are needed and the type, timing, location, and frequency of this intervention. 32 At large academic medical centers, this screening is completed by physical medicine and rehabilitation or rehabilitation medicine clinicians, who have received training in disability mitigation. 24 Although rehabilitation remains the primary means by which stroke survivors recover, there is a lack of formal scholastic paradigms that incorporate postacute rehabilitation knowledge into acute carebased cerebrovascular training programs. Educational efforts that bridge the Stroke Continuum of Care are an important part of patient-centered continuity. The purpose of the CMS 2010 IRF PPS Rule was to allow for better identification of people most likely to benefit from inpatient rehabilitation. Indeed, the small decrease in discharge to IRF and the small increase in both home and SNF discharge after acute care makes it difficult to determine whether the CMS 2010 IRF reform achieved its aim (ie, more efficient selection) or if the reform served as a barrier to appropriate postacute rehabilitation. CMS 2010 IRF reform effectiveness was called into question by CMS during the ongoing COVID-19 pandemic. In an effort to prioritize "patients over paperwork," 33 the Coronavirus Aid, Relief, and Economic Security Act temporarily waived both the 3-hour therapy rule and the postacute physician evaluation at IRFs until December 31, 2020. 34 In August of 2020, the CMS 2021 IRF PPS Rule went one step further, permanently discontinuing the postacute physician evaluation. 35 CMS's acknowledgment that some criteria used to determine IRF access are redundant, and possibly unnecessary, marks a major step in increasing clinician autonomy during the postacute rehabilitation screening process. The decision to discharge a patient with stroke to postacute rehabilitation involves a complex set of demographic, socioeconomic (ie, health insurance), and environmental factors, which were controlled in our analyses. We recognize that there may be many other factors that influence changes in access to poststroke rehabilitation that are not available through the GWTG-Stroke registry; for example, we could not measure interrater reliability between both physicians and therapists during the "rehabilitation assessment" process. The GWTG-Stroke registry appears to have an appropriate demographic representation of the overall US population; however, hospitals that chose to participate in GWTG-Stroke registry are often large, teaching hospitals, or located in urban centers. The exclusion of patients at intermediate-care and long-term acute-care facilities may have removed patients receiving intensive rehabilitation therapies, although the frequency of use of these setting was low (0.6% of excluded patients). The frequency and intensity of therapy services have not been quantified by CMS at these levels of postacute care; therefore, we are unable to determine the potential impact of these legislative changes on changes in the quality/intensity of therapy services. In this data set, >40% of SNF discharges and 50% of IRF discharges had non-Medicare insurance (Medicaid, private, or Ifejika 36 The year-long uptake of Medicare changes by private insurers is likely reflected in our data; between 2010 and 2011, home discharge increased 1.52%, IRF discharged decreased 1.27%, and SNF discharges decreased 0.26%. This is compared with more immediate effects for Medicare beneficiaries; between 2009 and 2010, home discharges increased 0.88%, IRF discharges decreased 1.06%, and SNF discharges actually increased 0.19%. We were unable to examine the impact of IRF or SNF rehabilitation care on disability rates, use of outpatient therapy services, or the overall cost of poststroke care. 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Final Rule. 42 CFR Part 412 In the shadow of a giant: Medicare's influence on private physician payments Dr Fonarow reports research funding from the Patient-Centered Outcomes Research Institute, GWTG (Get With The Guidelines)-Stroke registry Steering Committee Member, and employee of the University of California Regents, who holds a patent on an endovascular device. The remaining authors have no disclosures to report.