key: cord-0811778-tvsefola authors: Manyazewal, Tsegahun; Woldeamanuel, Yimtubezinash; Blumberg, Henry M.; Fekadu, Abebaw; Marconi, Vincent C. title: The potential use of digital health technologies in the African context: a systematic review of evidence from Ethiopia date: 2021-08-17 journal: NPJ Digit Med DOI: 10.1038/s41746-021-00487-4 sha: 1f8653d68a6fcd39aa42839e004463050ea69ab7 doc_id: 811778 cord_uid: tvsefola The World Health Organization (WHO) recently put forth a Global Strategy on Digital Health 2020–2025 with several countries having already achieved key milestones. We aimed to understand whether and how digital health technologies (DHTs) are absorbed in Africa, tracking Ethiopia as a key node. We conducted a systematic review, searching PubMed-MEDLINE, Embase, ScienceDirect, African Journals Online, Cochrane Central Registry of Controlled Trials, ClinicalTrials.gov, and the WHO International Clinical Trials Registry Platform databases from inception to 02 February 2021 for studies of any design that investigated the potential of DHTs in clinical or public health practices in Ethiopia. This review was registered with PROSPERO (CRD42021240645) and it was designed to inform our ongoing DHT-enabled randomized controlled trial (RCT) (ClinicalTrials.gov ID: NCT04216420). We found 27,493 potentially relevant citations, among which 52 studies met the inclusion criteria, comprising a total of 596,128 patients, healthy individuals, and healthcare professionals. The studies involved six DHTs: mHealth (29 studies, 574,649 participants); electronic health records (13 studies, 4534 participants); telemedicine (4 studies, 465 participants); cloud-based application (2 studies, 2382 participants); information communication technology (3 studies, 681 participants), and artificial intelligence (1 study, 13,417 participants). The studies targeted six health conditions: maternal and child health (15), infectious diseases (14), non-communicable diseases (3), dermatitis (1), surgery (4), and general health conditions (15). The outcomes of interest were feasibility, usability, willingness or readiness, effectiveness, quality improvement, and knowledge or attitude toward DHTs. Five studies involved RCTs. The analysis showed that although DHTs are a relatively recent phenomenon in Ethiopia, their potential harnessing clinical and public health practices are highly visible. Their adoption and implementation in full capacity require more training, access to better devices such as smartphones, and infrastructure. DHTs hold much promise tackling major clinical and public health backlogs and strengthening the healthcare ecosystem in Ethiopia. More RCTs are needed on emerging DHTs including artificial intelligence, big data, cloud, cybersecurity, telemedicine, and wearable devices to provide robust evidence of their potential use in such settings and to materialize the WHO’s Global Strategy on Digital Health. Health technology innovations are transforming the discovery, development, and delivery of health products and services [1] [2] [3] [4] and significantly changing the way health conditions are diagnosed, treated, and prevented 5, 6 . These innovations are building a sustainable foundation for affordable, accessible, and high-quality medicines, vaccines, medical devices, and system innovations, pursuing novel solutions, entrepreneurial ventures, and public sector efforts to the most challenging health problems 7, 8 . Digital health technologies (DHTs) 9-21 , pharmacoginomics 22, 23 , and process innovations [24] [25] [26] [27] are rapidly emerging as promising health interventions. More innovations are expected to emerge as healthcare demand and spending rise 28, 29 . Nevertheless, many of these breakthroughs have not reached the healthcare providers and the people most in need to tackle the rising burden of diseases [30] [31] [32] . People living in low-income countries, such as many countries in Africa, are at high risk of many health conditions compared to those living in other regions, while having the most limited access to health innovations 30, 33 . Africa has the greatest healthcare challenges in the world: life expectancy is 60 years, substantially lower than the global average of 72 years; maternal mortality ratio is 547 per 100,000, but 13 in high-income countries and 216 globally; under 5 mortality is 76 per 1000, but 5 in highincome countries and 39 globally 34, 35 . While there were 1098 researchers per million inhabitants globally, the corresponding figure for Africa was 87.9 per million 35 . Africa lags in the capacities for health technology innovations, while it bears 23% of the global disease burden and 16% of the world population, with the continent expected to double its population by 2050, from 1 billion to nearly 2.4 billion [36] [37] [38] [39] [40] . Without urgent technological, industrial, intellectual, and research-oriented health interventions, Africa cannot tackle the needs and demands of its population. If health technology innovations are needed to transform health system gaps in Africa, it is important to generate country-specific evidence to identify challenges and opportunities in the region as potential resources for further interventions. The World Health Organization (WHO) embraced a more proactive stance in this regard. In 2020, the WHO developed a global strategy on digital health for 2020-2025 41 . The vision of the strategy was to improve health for everyone, everywhere by accelerating the development and adoption of appropriate, accessible, affordable, scalable, and sustainable person-centric digital health solutions to prevent, detect and respond to epidemics and pandemics, developing infrastructure and applications that enable countries to use data to promote health and wellbeing, and to achieve the healthrelated United Nations's Sustainable Development Goals (SDGs). Through its Africa office, the WHO Regional Office for Africa (WHO-AFRO), the WHO designed the health technologies and innovations program to guide the assessments, development, ethics, use, and monitoring of national health technology strategies, with a broader aim of improving access, quality, and rational use of health innovations, including medicines, medical products, and technologies 42 . Similarly, in 2019, the WHO developed a guideline that established recommendations on DHTs for health systems. This study is in support of the WHO's DHT initiatives. We focused on Ethiopia, the fastest growing economy in Africa per the 2019 World Bank report 43 , and the second most populated country, with more than 117 million people in 2021. Ethiopia aims to reach lower-middle-income status by 2025, with strong commitment and dedication to achieve the SDGs by 2030. The Ethiopian Ministry of Health (MOH) recently, on 06 August 2020, launched a Digital Health Innovation and Learning Center, the first of its kind, where experts can design and validate digital health tools, synthesize and promote best practices, and scale-up innovations 44 . As of 30 April 2021, there were 54.7 million total telecommunication subscribers in the country 45 Fifty-two (52) studies were identified that met the inclusion criteria. Figure 1 summarizes the PRISMA flowchart of the study. Participants: The 52 included studies had a total of 596,128 study participants. The health conditions studied were maternal and child health, including antenatal care, postnatal care, infant feeding, contraceptives, and delivery (n = 15), infectious diseases including TB, HIV, malaria, lymphatic filariasis, and onchocerciasis (n = 14), non-communicable diseases including diabetes and cancer (n = 3), dermatitis (n = 1), surgery (n = 4), and the remaining 15 had general health conditions. Interventions: The included studies were involved six digital health domains: 29 on mobile health (mHealth) (574,649 participants); 13 on EHR (4534 participants); four on telemedicine (465 participants); two on Cloud usage (2382 participants); three on information and communication technology (ICT, 681 participants), and one on AI (13,417 participants). Our search did not find articles relevant to wearable devices, software as a medical device, computing sciences in big data, cybersecurity, wireless medical devices, and robotics. Outcomes: The primary outcome variables were feasibility (n = 12), usability (n = 9), willingness or readiness to use (n = 10), effectiveness (n = 10), quality improvement (n = 7), and knowledge or attitude about the DHT (n = 4). Some of the studies employed two or more of these outcomes. Study type: The study designs were cross-sectional study (n = 41), RCT or non-randomized experimental (6) , and cohort (5). Study setting: All the studies were conducted in Ethiopia. Some of the studies were multi-country with a significant number of participants included from Ethiopia. mHealth There were 29 publications identified in the mHealth field 48-76 , involving a total of 574,649 study participants: 402,542 patients, 171,295 healthy individuals, and 812 healthcare professionals. The most common citations were on the potential use of mHealth for maternal, child, and reproductive health, covering 52% (15/29) of the citations, followed by infectious diseases, 48% (14/29). The publications were mainly cross-sectional, 69% (20/29), followed by RCT, 17% (5/29). The outcomes of interest were effectiveness (n = 9), usability (n = 5), feasibility (n = 6), quality (n = 4), willingness (n = 4), and knowledge (n = 1). Table 1 summarizes the characteristics of the included mHealth studies. The studies had emerging insights into the potential use of mHealth to transform healthcare and improve access to services by addressing financial, social, or geographic factors, though the findings were not consistent. In a study that compared the costeffectiveness of facility-based, stand-alone, and mobile-based HIV voluntary counseling and testing, the results revealed a costeffective and improved VCT service with the use of mobile phones when compared with the two arms 48 . A study that assessed the potential of telephone calls to identify and follow-up post-surgery infections and total complications reported the telephone calls were feasible and valuable 50 . A similar study that assessed the potential of cell phones to follow-up patients after short-term surgical missions found the tool as cost-effective and reliable 52 . The use of SMS-based education was found to be a good option for improving the knowledge and awareness of parents regarding infant feeding 49 . Several studies assessed the potential of using mHealth for family planning and maternal and child health services. One study reported that a high proportion of pregnant women in an antenatal care clinic had a mobile phone and were willing to receive an SMS text message-based mHealth intervention, though two-third of the participants lacked smartphones to upload some application software 62 . Locally customized mHealth applications during antenatal care significantly improved delivery and postnatal care service utilization through positively influencing the behavior of health workers and their clients 71 . Mobile phone reminders were effective in terms of enhancing adherence to postnatal care appointments, with the potential improving postnatal appointment adherence 69 . On the contrary, a retrospective analysis of demographic and health survey data reported that mobile phone ownership or receiving family planning information via SMS had no significant effect on improving contraceptive uptake 51 . A study that assessed the potential of mHealth on antiretroviral (ART) services for people with HIV reported that the willingness of patients to receive SMS in support of medication reminders was not consistent, with 49% unwilling to receive the reminders 73 . Age, educational status, and previous experience using the internet had a significant association with their willingness 73 . A cross-sectional study of patients with diabetes showed that a high proportion of the patients had access to mobile phones and were willing to use them for medication reminders 58 . Ten of the 29 included studies on mHealth had "healthcare professionals" as their target participants. Several of these studies revealed that mHealth had the potential to improve skills and competency of healthcare providers toward safe birth 57 , data quality and flow 63 , patient follow-up 63 , community-based tuberculosis and maternal health service delivery 64 , quality and costeffective reporting of lymphatic filariasis, and podoconiosis data 65 , and timely and complete reporting of maternal health data 67, 70, 74, 76 . Some healthcare providers were able to appropriately use mHealth technologies for patient assessment and routine data collection with minimal training and supervision. However, there were major preconditions needed for the healthcare providers to effectively apply such technologies, including in-service application training 54 , strong connectivity and electric power supply, especially in rural areas of the country 63 , and uninterrupted mobile network airtime 74 . One study reported on genomics data 61 . A psychiatric genomics consortium exchanged data between research groups for genome-wide association studies on neurogenetics of schizophrenia, with tens of thousands of patients and controls included. The consortium developed and used an mHealth application, MiGene Family History App (MFHA), to assist clinicians with the collection and analysis of patient genetic data over six months and assessed its feasibility through a survey of 47 clinicians. The results showed the potential expansion of medical genetics services into low and middle-income countries (LMICs) and the feasibility and benefit of the MFHA for the services 61 . Of the final set of 52 studies, 13 were on EHR 77-89 , involving 4534 study participants: 4232 health professionals, 250 patients, and 52 healthy individuals. The studies used health information technology, health management information system (HMIS), tablet-based electronic data capture (EDC), electronic information source (EIS), health smart card (HSC), and Android-based data collection system as their EHR of interest. Five studies focus on infectious diseases, one on non-communicable diseases (diabetes), and the remaining seven had a broader health system scope. The studies were all cross-sectional, 92% (12/13), except for one RCT. The outcomes of interest were willingness (n = 5), usability (n = 3), quality (n = 3), and feasibility (n = 2). Table 2 summarizes the characteristics of the included EHR studies. According to the studies reviewed, EHRs have the potential to exchange real-time patient-related data for better clinical decision-making and to capture and share electronic health information efficiently. However, the studies also reported potential gaps and drawbacks associated with EHRs. A study that compared EHR with paper-based records for ART data reported a higher incomplete data with the use of EHR for various reasons including difficulties implementing EHR in high patient load conditions and the frequent need for capturing dual electronic and paper-based data for individual patients 83 . Studies that assessed the current HMIS practice in healthcare facilities reported several gaps in the accuracy, completeness, and timeliness of data for reasons including poor support from facility management, lack of accountability for data errors, poor supportive supervision, and absence of a dedicated Information Management unit responsible for EHR functions 80, 85 . A significant number of healthcare professionals were either not ready 81, 84, 88 or not willing 78, 87 to use EHR. Some healthcare professionals still preferred paper-based records to EHR in their daily work 82,85,87-89 while other preferred EHR 82 . Lack of access to EHR training, computer skills, and performance expectancy were the major barriers to their willingness or intention to use EHR [77] [78] [79] [80] [81] 83, 84, 87, 88 . Of the 52 studies considered, four reported on telemedicine, involving 465 participants who were healthcare professionals 90-93 . The studies investigated what level of knowledge and attitude healthcare professionals have toward telemedicine 90 , why healthcare providers resist using telemedicine 91 , and how telemedicine and teledermatology systems can be improved in a given program 92, 93 . All were cross-sectional and their outcomes of interest were knowledge and attitude, willingness, usability, and feasibility ( Table 3 ). The studies highlighted that telemedicine has the potential improving healthcare; however, healthcare providers had less knowledge and information about it. One study reported that of the 312 healthcare professionals included, 62% lacked good knowledge and 36% lacked a good attitude about telemedicine 90 . Healthcare professionals resisted the use of telemedicine in their clinical practices mainly due to their perceived threat and controllability, with reduced autonomy, anxiety, and costs indirectly aggravating the resistance 91 . Telemedicine implementation in Ethiopia is influenced by technological dynamics, e-government preparedness, enabling policy environment, multistakeholder engagement, and capacity building 93 . Two studies reported on Cloud-based interventions, involving 2382 participants: 1748 surgical cases 94 and 634 healthy women on cervical cancer screening 95 . The aims of the studies were on the feasibility of a multicentre Cloud-based peri-operative registry for surgical care 94 and the feasibility of a cloud-based electronic data system for human papillomavirus (HPV) cervical cancer screening 95 . Table 4 summarizes the characteristics of the included Cloud studies. A Network for Peri-operative Critical care (N4PCc) developed and evaluated a multicentre Cloud-based peri-operative registry in Ethiopia 94 . The authors reported on 1748 consecutive surgical cases for key performance indicators including compliance with the World Health Organization's Surgical Safety Checklist, adverse events during anesthesia, and surgical site infections. With these, the authors reported a successful multicentre digital surgical registry that can enable the measurement of key performance indicators for surgery and evaluation of peri-operative outcomes 95 . One study conducted home-based human papillomavirus (HPV) self-sampling assisted by a Cloud-based electronic data system. The study used an electronic app-based data system with an offline mode function for tablet computers, based on a Cloud solution. The app-based data system showed robust technical functionality, stability, comfort, data accuracy, and ease-of-use by health workers, with no data loss observed. The offline data collection, uploading, and synchronization system were safe and error-free 95 . One study evaluated the precision of AI in differentiating between target and implanted intraocular lens (IOL) power in cataract outreach campaigns in Ethiopia 96 . The study applied machine learning (ML) to optimize the IOL inventory and minimize avoidable refractive error in patients from the cataract campaigns (n = 13,417). The result indicated good precision, with the ML optimized the implanted intraocular lens inventory and minimized avoidable refractive error (Table 5) . Three studies reported on ICT, involving a total of 681 participants: 551 healthcare professionals 97, 98 and 130 patients 99 (Table 6 ). One study 97 assessed the digital competency of healthcare providers in seven public health centers and found low-level competency, with factors such as sex, educational status, profession type, monthly income, and years of experience were statistically significant predictors. The second study 98 assessed health professional's behavioral intention to adopt eHealth systems and revealed that among the different eHealth constructs, healthcare professionals' attitude toward eHealth had the strongest effect on the intention to use eHealth systems. The third study evaluated the accuracy of a live-streamed video conference over a third-generation (3G) network for consultation of ultrasound scans from a remote location for a variety of pediatric indications and found the method accurate and feasible 99 . We conducted a systematic review of the available literature to provide strong evidence on the potential impact of DHTs on clinical and public health practices in the context of a resource-constrained sub-Saharan African country, Ethiopia. The review identified 52 studies across different areas of DHTs, including mHealth, EMR, telemedicine, cloud-based technology, ICT, and AI. Of the 52 included studies, emerging DHTs had a very small share at 13%: AI 2%, Cloud-based technology 4%, and telemedicine 8%, while the major 81% share was for mHealth (56%), EHR (25%), and ICT 6%). This analysis demonstrated that only 10% (5/52) of the studies were tested in RCTs to provide robust and more credible evidence of the potential of the DHTs. Digital health solutions have substantial benefits and considerable potential to transform the healthcare system and societal wellbeing in Ethiopia. However, their adoption and implementation in full capacity face challenges in terms of infrastructure, training, access to better devices such as smartphones, and some hesitancies from patients and providers. Such challenges have been reported in studies from other African countries including Uganda 100,101 , Kenya 102-105 , and Tanzania 106,107 . A meta-analysis was not conducted due to the heterogeneous nature of the compiled studies. The mHealth solutions identified in this systematic review mainly aimed to improve maternal and child healthcare and services. This review found that mHealth interventions, either a phone call or SMS, were feasible and acceptable for improving contraceptive uptake, maternal healthcare, and tuberculosis medication adherence among the Ethiopian population. The evidence also showed the potential utility of mHealth for HIV counseling and testing, outpatient follow-up, post-surgery followup, child-immunization follow-up, pregnant women antenatal and postnatal follow-ups, and in improving knowledge and awareness of parents regarding infant feeding, while its potential for contraceptive uptake was not significant. The included studies revealed that a significant number of study participants owned mobile phones and were willing to participate in mHealth-related clinical or public health interventions. However, the type of mobile phone that the patients own may not be smartphones to support an upload of needed software. Such challenges were also reported elsewhere in Kenya [108] [109] [110] and Tanzania 111 where there exist similar socioeconomic disparities in mobile phone ownership in support of the implementation of mHealth. Our analysis indicates that patients with HIV may resist having their ART adherence information followed up using electronic medication reminders for fear of potential disclosure of their HIV status. The finding was consistent with a recent study in Tanzania that fear for potential involuntary disclosure of HIV status significantly affects mHealth interventions in such patients 112 . The development of the next generation of mHealth in such developing countries requires a broad understanding of the local social contexts that may affect the successes of DHTs 113 . Currently, various innovative DHTs are emerging to address the multifaceted problems associated with tuberculosis diagnosis, care and prevention. However, available data are limited for stronger conclusions of their effectiveness in various countries and settings, including Ethiopia. An RCT is currently ongoing in Ethiopia 114 to bridge this gap. An initial synthesis of the evidence on DHTs is thus essential to better understand the overall digital health ecosystem in the country and successfully implement DHT-enabled healthcare and research programs. Our analysis indicates that the use of cloud computing could help resource-constrained countries like Ethiopia to acquire advanced data storage, servers, and databases without investing in new IT infrastructure, though we have identified only two studies that are less likely to support its potential. There have been controversies on the potential benefits of the Cloud and the issues surrounding legal and regulatory implications 115 . For countries like Ethiopia that have not yet established a standardized legal cybersecurity framework, strategy, and governance at the national level 116 , adopting appropriate laws and building technical capacity would reassure the partnership and uptake of Cloud services. Telemedicine was an emerging technology in the Ethiopian healthcare system which had its drawbacks on successful implementations, despite positive energy that healthcare providers to step up. Building capacity of the healthcare providers before full-scale implementation could bring real benefits out of telemedicine. In the COVID-19 pandemic that restricted physical contacts [117] [118] [119] , telemedicine revealed significant contributions in Ethiopia by connecting patients with their healthcare providers to discuss and follow-up their disease conditions 120 . In recent years, capacities for research, development, and trade on DHTs are rising sharply, while more work is needed to delineate the mechanisms of how the gains could be shared out with resource-constrained countries and global digital health strategy met. Our analysis demonstrated the feasibility and potential demands of DHTs, with the greatest opportunities in emerging health technology markets in Ethiopia. DHTs hold much promise tackling major clinical and public health backlogs and strengthening health systems in Ethiopia. Although they are a relatively recent phenomenon in Ethiopia, their potential harnessing clinical and public health practices are highly visible. More RCTs are needed on emerging DHTs including artificial intelligence, big data, cloud, cybersecurity, telemedicine, and wearable devices to provide robust evidence of their potential use in such settings and to materialize the Global Digital Health Strategy. This study was based on a systematic review of scientific literature utilizing the Preferred Reporting Items for Systematic Review and Meta-Analysis Protocols (PRISMA-P) 2015 guidelines for the design and reporting of the results. The protocol was registered with PROSPERO (CRD42021240645). To broaden the scope of DHTs in our review, we combined the latest descriptions of digital health given by the WHO 41 and the U. S. Drug and Food Administration (FDA) 121 . With this, the following technologies were included in the review: mobile health, telehealth, electronic health records (EHR), telemedicine, health information technology, wearable devices, software as a medical device, artificial intelligence, machine learning, genomics, computing sciences in big data, cybersecurity, wireless medical devices, and medical device interoperability. We tailored search strategies to each database and used controlled medical subject headings (MeSHs) and search filters where available, or Boolean search methods and free-text terms, referring to Ethiopia and Digital OR Mobile OR Smartphone OR "Cell phone" OR Techno* OR "short message service" OR SMS OR Tele* OR Telemedicine OR Telehealth OR E-health OR eHealth OR Remote OR Electro* OR Comput* OR cloud OR Software OR Application OR Robotics OR Blockchain OR "Artificial intelligence" OR genomics OR "big data" OR cybersecurity OR wireless. Studies were included if they met the following inclusion criteria: Participants: Eligible participants could be patients, healthcare professionals, data collectors, or healthy individuals in Ethiopia, either women or men, and without age restrictions. Thus, the search was not restricted to participants except that they should reside in Ethiopia. Interventions: All DHTs that were included in our definition. Studies that investigated digital technologies for non-health conditions were excluded. Comparisons: Studies with a comparison condition were not required as a criterion. Thus, studies with or without a comparator were eligible. Outcome: Studies assessing the potential efficacy, effectiveness, feasibility, usability, acceptability, or any related outcomes were included in the review without specific restrictions. Study design: All available study designs were included. We excluded reviews, commentaries, editorials, and proceedings as these are non-empirical publications. Two independent authors examined the title and abstract of all screened publications. From the title and abstract of all publications identified by the database search, those that were duplicated or did not meet the inclusion criteria were excluded. The full texts of the remaining publications were further reviewed. Disagreements were resolved by consensus and, if persisted, were arbitrated through discussion with a third author. The identified data were listed, and information was provided on the type and details of the type of DHT under investigation, the disease condition studied, the type of participants, the number of participants, the study design employed, outcome measures, major findings, the surname of the first author, and year of publication. The publications were grouped in exhaustive tables based on the type of DHT investigated. A qualitative content analysis of all documents and articles was performed. Each article was summarized, and the data were reported descriptively. Less emphasis was placed on the assessment of the quality of the included literature as that was not the major objective of this review. This analysis was designed to inform our ongoing DHTenabled randomized controlled trial (RCT) on tuberculosis in Ethiopia (ClinicalTrials.gov, ID: NCT04216420). The trial aims to evaluate the effectiveness of a digital health technology-enabled self-administered therapy over standard directly observed therapy on adherence to TB medication and treatment outcomes in Ethiopia 114 . Mobile health (mHealth): The use of mobile phone device's core utility of voice or short messaging service (SMS) as well as more complex functionalities to improve health outcomes and healthcare services. Electronic health records (EHRs): are patient-centered electronic records that provide immediate and secure information to authorized users. Telemedicine: The practice of medicine at a distance which involves an interaction between a healthcare provider and a patient when the two are separated by distance. Cloud: The practice of storing and computing health data remotely over the internet, which is managed by external service providers. Artificial intelligence (AI): The simulation of human intelligence in a digital computer that is programmed to think or perform health tasks like humans. Information and communications technology (ICT): technologies that provide access to health information through telecommunications. All the data included in this study are available within the paper and its Supplementary Information files. 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The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health or the Emory Center for AIDS Research. Study conception, acquisition and synthesis of data, and first draft: T.M. Acquisition, analysis, and interpretation of data: V.C.M. and Y.W. interpretation of data and resource acquisition: H.M.B. and A.F. All authors reviewed and approved the final version for publication. The authors declare no competing interests. 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