key: cord-0796516-cojajflw authors: Rivera‐Caravaca, José Miguel; Núñez‐Gil, Iván J.; Vivas, David; Viana‐Llamas, María C.; Uribarri, Aitor; Becerra‐Muñoz, Víctor Manuel; Trabattoni, Daniela; Fernández Rozas, Inmaculada; Feltes, Gisela; López‐Pais, Javier; El‐Battrawy, Ibrahim; Macaya, Carlos; Fernandez‐Ortiz, Antonio; Estrada, Vicente; Marín, Francisco title: Clinical profile and prognosis in patients on oral anticoagulation before admission for COVID‐19 date: 2020-10-20 journal: Eur J Clin Invest DOI: 10.1111/eci.13436 sha: 385909d9f87baa3c5bf148d8e5c3603aa804cbfe doc_id: 796516 cord_uid: cojajflw BACKGROUND: The coronavirus disease 2019 (COVID‐19) shown high morbidity and mortality, particularly in patients with concomitant cardiovascular diseases. Some of these patients are under oral anticoagulation (OAC) at admission but to date, there are no data on the clinical profile, prognosis, and risk factors of such patients during hospitalization for COVID‐19. DESIGN: Sub‐analysis of the international ‘real‐world’ HOPE COVID‐19 registry. All patients with prior OAC at hospital admission for COVID‐19 were suitable for the study. All‐cause mortality was the primary endpoint. RESULTS: From 1002 patients included, 110 were on OAC (60.9% male, median age of 81.5 [IQR 75‐87] years, median Short‐Form Charlson Comorbidity Index [CCI] of 1 [IQR 1‐3]) at admission, mainly for atrial fibrillation and venous thromboembolism. After propensity score matching, 67.9% of these patients died during hospitalization, which translated into a significantly higher mortality risk compared to patients without prior OAC (HR 1.53, 95% CI 1.08‐2.16). After multivariate Cox regression analysis, respiratory insufficiency during hospitalization (HR 6.02, 95% CI 2.18‐16.62), systemic inflammatory response syndrome (SIRS) during hospitalization (HR 2.29, 95% CI 1.34‐3.91), and the short‐form CCI (HR 1.24, 95% CI 1.03‐1.49) were the main risk factors for mortality in patients on prior OAC. CONCLUSION: Compared to patients without prior OAC, COVID‐19 patients on OAC therapy at hospital admission showed lower survival and higher mortality risk. In these patients on OAC therapy, the prevalence of several comorbidities is high. Respiratory insufficiency and SIRS during hospitalization, as well as higher comorbidity, pointed‐out those anticoagulated patients with increased mortality risk. On 12 th March, 2020 the World Health Organization (WHO) declared the novel coronavirus disease 2019 (COVID- 19) , a condition caused by the Severe Acute Respiratory Syndrome Coronavirus-2 (SARS-CoV-2), as a pandemic (1) . COVID-19 is characterized by high morbidity and mortality, and there is increasing evidence showing interactions with cardiovascular system and poor prognosis in patients with preexisting cardiovascular pathologies (2) (3) (4) . In fact, cardiovascular manifestations include a variety of clinical presentations such us acute cardiac injury with cardiomyopathy, ventricular arrhythmias, and hemodynamic instability (4, 5) . COVID-19 poor prognosis is also more frequent between elderly patients with underlying medical conditions (6, 7) . This is the case of patients with atrial fibrillation (AF), who are usually elderly, with multiple comorbidities increasing their risk and making them more vulnerable (8, 9) . On the other hand, previous studies showed that COVID-19 leads to vascular inflammation, contributing to hypercoagulable state and endothelial dysfunction, manifested by alteration in Ddimer and fibrinogen levels, prothrombin time and platelet count, thus increasing the risk of disseminated intravascular coagulation and venous thromboembolism (VTE) (7, (10) (11) (12) (13) . In fact, pulmonary embolism (PE) may be more frequent than expected, based on reports from autopsy studies (14, 15) . Specifically, it has been suggested that disseminated intravascular coagulation followed by micro-thrombosis in COVID-19 patients is mainly determined by activation of the clotting system, platelet activation, and impair artery dilatation or artery vasoconstriction (16) . As such, patients with previous VTE could be even at higher risk of recurrent events and mortality after SARS-CoV-2 infection. Interestingly, anticoagulation with low-molecular-weight heparin (LMWH) seems to decrease mortality in patients with COVID-19 (17) . If this fact is confirmed, it may suggest that anticoagulated patients would have a better prognosis. However, there is not currently available data on the prognosis and risk factors of patients requiring oral anticoagulation (OAC) prior to the admission for COVID-19. In the present study, our aim was to characterize the clinical profile and short-term prognosis of patients on OAC therapy for diverse indications admitted for COVID-19 from the wide and multicenter International COVID-19 Clinical Evaluation Registry (HOPE COVID 19) . Additionally, we also aimed to investigate risk factors for poor prognosis in this population. This is a sub-analysis of the first 1002 patients included in the HOPE Registry (18) . In brief, the HOPE registry is an international initiative without conflicts of interest, designed as a retrospective cohort registry, a 'real-world' all comers type, with voluntary participation and no financial remuneration. All patients discharged (deceased or alive) after hospital admissions for COVID-19 were suitable for the study. There were no exclusion criteria, except for patients' explicit refusal to participate. From March 23, 2020 to April 2, 2020 all patients fulfilling inclusion criteria from 23 centers in 19 cities and 4 countries (Ecuador, Germany, Italy and Spain), were assessed in the present manuscript. Clinical and demographic data were collected at inclusion and during the hospitalization. The Charlson Comorbidity Index (CCI) is a list of 19 comorbid conditions described to predict 10-year survival in patients with multiple comorbidities (19) . In this study, a modification (Short-Form) of the original CCI has been used (1 point for each of the following: cerebrovascular disease; diabetes; chronic obstructive pulmonary disease; heart failure/coronary artery disease; dementia; peripheral artery disease; and 2 points for each of the following: chronic kidney disease; cancer (20) . As there was no anticoagulation management protocol in any of the participating centers, in many of them, OAC was switched to LMWH following the local attending physician criteria. Reporting of the study conforms to broad EQUATOR guidelines. The study was performed according to the ethical principles of Declaration of Helsinki and Good Clinical Practice Guidelines and has been approved by Ethics Research Committee from the Hospital Clínico San Carlos (Madrid, Spain) (20/241-E) and the Spanish Agency for Medicines and Health Products classification (EPA-0D). Written informed consent was waived because the characteristics of the anonymized registry and the severity of the situation. However, at least verbal authorization from the patient (or familiar or caregiver when unavailable) was required. Laboratory parameters were considered elevated as defined by local laboratory cutoff levels. However, the HOPE Registry protocol suggested the following: for D-dimer (≥0.5 mg/L), for procalcitonin (≥0.5 ng/mL), for C-reactive protein (≥10 mg/L), for troponins (>99th percentile), This article is protected by copyright. All rights reserved for transaminases (≥40 U/L), for ferritine (≥336 ng/mL), and for lactate dehydrogenase (≥280 U/L). The primary endpoint for this analysis was all-cause mortality whereas the composite of all-cause mortality or any thromboembolic event was the secondary endpoint. This combined endpoint was not recorded in the original dataset but obtained retrospectively for this analysis. Altought not clasified as primary or secondary outcomes, other adverse events during hospitalization were recored, including renal failure, respiratory insufficiency, upper respiratory tract infection, heart failure, sepsis, systemic inflammatory response syndrome (SIRS) and any relevant bleeding. Bleeding was defined as "relevant" at the discretion of the attending medical team and classified using the BARC bleeding score as type 2, 3, or 5. Local researchers identified, confirmed, and recorded all adverse events. Continuous variables were expressed as mean ± standard deviation (SD) or median and interquartile range (IQR) as appropriate according to the Kolmogorov-Smirnov test, whilst categorical variables were expressed as absolute frequencies and percentages. The Pearson´s Chisquared test was used to compare proportions. The Student's t or the Mann-Whitney U tests were used to compare continuous and categorical variables, as appropriate. A multivariate Cox proportional hazard regression model was performed to determine risk factors independently associated with the primary and secondary endpoints. Given the small sample size, we only included in this model those variables showing a strict p-value <0.05 in the univariate analyses. Results were reported as hazard ratio (HR) with 95% confidence interval (CI). As few patients suffered thromboembolic events, the date of death was used for the Cox analysis of the secondary endpoint. To compare the risk of the primary outcome among patients on prior OAC theray and patients without prior OAC therapy, we conducted a propensity score matching (PSM). Those variables that were significantly different between both cohorts were included in the model to adjust for differences. Patients were matched 1:1 across each cohort on a propensity score generated by logistic regressions using the nearest neighbor technique without replacement with a This article is protected by copyright. All rights reserved maximum caliper of 0.2, thus avoiding at least 98% of the bias due to the measured confounders. The value of absolute standardized mean difference <10% indicated the balance of matched cohorts (21, 22) . Survival analyses by Kaplan-Meier estimates were performed after PSM to assess differences in event-free (primary outcome) survival between patients on prior OAC theray and patients without prior OAC therapy. Two-sided p-values <0.05 were accepted as statistically significant. Statistical analyses were performed using SPSS v. 22 .0 (SPSS, Inc., Chicago, IL, USA) and STATA v. 12.0 (Stata Corp., College Station, TX, USA) for Windows. 1002 patients with precise data on the underlying anticoagulation status were explored in this Focusing on the 110 patients initially on OAC, 74.5% were on vitamin K antagonist (VKA) therapy, whereas 25.5% were on direct-acting oral anticoagulants (DOACs). For VKA users, the median time in therapeutic range (TTR) in the previous 6 months after inclusion in the study was 67% (IQR 50-83). The Short-Form CCI was 1 (IQR 1-3) in the overall population. The median duration of hospitalization in those patients who survived was 7 (IQR 4-12) days. A summary of clinical characteristics and laboratory parameters at admission is shown in Table 1 . This article is protected by copyright. All rights reserved 1.08-2.16). The Kaplan-Meier analysis also demonstrated that survival was lower in COVID-19 patients under previous OAC therapy (log-rank p-value=0.013) (Figure 1 ). In patients on prior OAC, there were no differences in terms of mortality between VKA or DOACs users (69.5% vs. 64.3%, p=0.608). In 46 (61.3%) of cases, death was related to respiratory insufficiency/failure, in 3 (4%) cases was related to sepsis and in 26 (34.7%) it was a combined cause. We investigated then those factors associated to higher risk of suffering from the primary outcome in the previously anticoagulated cohort. Univariate Cox regression analyses are shown in Supplementary (Table 4 ). Cumulative risk of the model is shown in Figure 2 . In addition, 76 (69.1%) patients with prior OAC therapy suffered the secondary composite outcome of 'all-cause mortality or any thromboembolic event' during hospitalization. As for the primary endpoint, the rate of this composite outcome was significantly higher in this group in comparison to patients without prior OAC (69.1% vs. 26.3%, p<0.001). Of these 76 secondary outcomes, 75 (68.2%) were deaths, 2 (1.8%) were PE and 1 (0.9%) was a stent thrombosis. Of note, 2 patients who suffered a thromboembolic event died during admission; the first one was a patient with PE and the other was the patient with the stent thrombosis. Both patients were on VKA therapy. Univariate and multivariate Cox regression analyses of factors associated to higher risk of suffering from the secondary outcome are shown in Supplementary This article is protected by copyright. All rights reserved Since AF was the most common indication for OAC in the cohort of patients with OAC therapy prior to admission, we also performed an analysis of the primary outcome in this specific population. The median CHA 2 DS 2 -VASc score in AF patients was 4 (IQR 3-5), and 95.6% of patients had a CHA 2 DS 2 -VASc ≥2. No association between the CHA 2 DS 2 -VASc score and mortality in was found (HR 1.08, 95% CI 0.90-1.30) Full results of the univariate and multivariate Cox regression analyses are shown in Supplementary were independently associated with higher riks of all-cause mortality. This article is protected by copyright. All rights reserved In this study, we found that patients under OAC admitted for COVID-19 had a particularly high risk of mortality. Almost 70% of patients died, which represented a much higher in-hospital mortality rate than that reported for the general population (23) , and higher risk of mortality compared to patients without prior OAC at hospital admission in this study. In these patients on OAC therapy at admission, we did not found differences in terms of mortality between VKA or DOACs users, but the study is not enough powered to assess these differences. However, we identified that respiratory insufficiency and SIRS during hospitalization, as well as higher comorbidity are associated with poor outcomes in patients taking anticoagulation. A previous systematic review and meta-analysis showed that several comorbidities are associated with SARS-CoV-2 severity (13) . Notwithstanding, to the best of our knowledge, this is the first study exploring prognosis specifically in patients under OAC previously. Of note, despite being an elderly population, the short-form CCI was relatively low, suggesting that patients requiring anticoagulation (mostly by AF and VTE) are already at increased risk for other reasons, probably due to a pro-inflammatory state that makes them more vulnerable. Thus, anticoagulated patients may improve their prognosis by blocking inflammationhypercoagulability activation in the setting of COVID-19 (24, 25) . In addition, COVID-19 has been shown to produce abnormal coagulation markers (26) , and in its severe form, it may predispose to thrombotic disease due to excessive inflammation, platelet activation, endothelial dysfunction, and stasis (27, 28) . In these cases, SARS-Cov-2 also induces a cytokine storm that leads to the activation of the coagulation cascade, causing thrombotic phenomena (29) . Thus, this could be a pathophysiological explanation for the observed VTE events in different series of COVID-19 patients (30) (31) (32) . Indeed, the prevalence of VTE in these patients admitted is ~25% (33, 34) . In Asian patients, anticoagulation with LMWH appears to be associated with better prognosis (35) , but maybe the COVID-19 does not manifest in the same way in the Western world. In fact, a study in France showed that a high number of patients developed life-threatening thrombotic complications despite anticoagulation with LMWH, even though 30% of them received therapeutic doses (32) . Given these factors, it would be expected that the presence of SARS-CoV-2 infection may increase the already-high thrombotic risk of AF and VTE patients. It is therefore plausible that these patients have an inflammatory and hypercoagulable state that is enhanced by the infection. The results shown in this study seem to reinforce this hypothesis since This article is protected by copyright. All rights reserved COVID-19 patients on OAC therapy at admission showed lower survival and higher mortality risk compared to patients without prior OAC. On the other hand, it is well described that there is a higher risk in the aging population. Recent reports demonstrated that, in proportion, mortality of elderly patients with COVID-19 is higher than that of young or middle-aged, with a high rate of severe to critical cases in the elderly (36) (37) (38) . In this way, AF patients who are usually older with multiple comorbidities, are more susceptible to COVID-19, particularly in its most aggressive form. Furthermore, it is recognized that AF increases the risk of stroke and thromboembolism and the same applies to patients with mechanical heart valves (8) . Although limited, most of the evidence showed an increased risk of VTE in patients with COVID-19, but it has recently been described cases of arterial thrombosis such as stroke and ST-elevation myocardial infarction (27, (39) (40) (41) . For this reason, the association of AF (and/or mechanical heart valve) and severe COVID-19 forms (with respiratory insufficiency and SIRS) could be a "lethal cocktail". Indeed, despite the high rate of mortality, there was an extremely low rate of thromboembolic or thrombotic events in our patients with even similar rate of the primary outcome in VKA and DOAC users, which suggest that anticoagulation may play an important role in these patients. Notwithstanding, most patients with VTE, AF and mechanical heart valves are treated with OAC, which have shown several drug-drug interactions with some antiviral treatments. For example, atazanavir, lopinavir/ritonavir, chloroquine and hydroxychloroquine may increase the levels of some DOACs, and even VKA therapy may require caution and potential dose adjustment. Tocilizumab presents an interaction of weak intensity with VKA and methylprednisolone can interact with the VKA, so its joint use is not recommended (42, 43) . Given these data, LMWH (or even unfractionated heparin) are likely to be preferred in acutely ill hospitalized patients (44, 45) . However, to date no study has shown what should be the proper management in patients who presented an indication for anticoagulation prior to SARS-Cov-2 infection. Recently, Testa and colleagues showed that DOAC-treated patients with SARS-CoV-2 infection and antiviral drugs therapy have increased plasma levels of DOACs. Therefore, they suggested withholding them and replacing with parenteral anticoagulants as long as antiviral agents are deemed necessary and until discharge (46) . Nevertheless, some societies consider that OAC could be maintained based on clinical conditions and assessment for drug-drug interactions. Therefore, potential interactions should be carefully evaluated, and if switch to LMWH is decided, This article is protected by copyright. All rights reserved the appropriate algorithm needs to be followed in order to minimize thromboembolic and bleeding risks of an incorrect LMWH bridging therapy (12, 27, 47) . There are some limitations regarding this article. First, it is limited by its observational design. Second, the sample size is limited, since it only includes those patients with prior anticoagulation therapy in the HOPE Registry. Third, in this analysis, the majority of patients derived from the initial phase of the registry, and therefore most were from Spanish centres. However, this fact serves to homogenize national practice patterns, resources, common drugs, and point in the pandemic curve. Subsequently, the internalization of the HOPE Registry was expanded. The limitations to the use of DOACs in Spain according to the therapeutic positioning report of the Ministry of Health for AF hinder the comparison of VKA users and DOACs. At the same time, since DOACs are not reimbursed for VTE, many patients with this pathology do not use DOACs. The high age of the included patients may contribute to a worse prognosis and high mortality, even though it is not associated with a significant risk in Cox regression analyses. We also recognize that including several different indications for OAC and therefore different risk profiles in the analysis of the primary outcome, can hinder and dissipate the specific effect that each indication has. Regarding switch to LMWH, it cannot be determined in all patients where it was done and the dose (prophylactic or anticoagulant). Similarly, the type of DOAC in some users of this drug was unknown. As such, we decided not to include this information. Finally, although this cohort was collected in a prospective manner, the results reported in this study are based on a post-hoc analysis and should be regarded as hypothesis-generating. However, this is the first study that analyzes a previously anticoagulated population with COVID- This article is protected by copyright. All rights reserved In this study, patients on OAC therapy admitted for COVID-19 showed lower survival and higher mortality risk compared to COVID-19 patients without prior OAC. The exact reasons remain uncertain but may be related, to an inherent pro-inflammatory state. The presence of SARS-CoV-2 infection may increase the already-high thrombotic risk of such patients, thus increasing a baseline inflammatory and hypercoagulable state. Moreover, we found that the prevalence of several comorbidities in COVID-19 patients on OAC therapy at admission is high. Respiratory insufficiency, SIRS during hospitalization, and higher comorbidity pointed-out those anticoagulated patients with increased risk of mortality. Thus, patients with prior OAC therapy are more vulnerable, require special attention and even more careful management to avoid worse clinical outcomes. This article is protected by copyright. All rights reserved Table 2 . Adverse events during hospitalization in patients with prior oral anticoagulation therapy. **As determined by the attending medical team and classified using the BARC bleeding score as 2, 3, or 5 types. Reported in the clinical history as such. World Health Organization. WHO announces COVID-19 outbreak a pandemic Coronavirus Disease 2019 (COVID-19) and Cardiovascular Disease Cardiovascular Implications of Fatal Outcomes of Patients With Coronavirus Disease 2019 (COVID-19) European Society of Cardiology. 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