key: cord-0763642-vy2u8xx6
authors: Hao, Qinjian; Wang, Dahai; Xie, Min; Tang, Yiguo; Dou, Yikai; Zhu, Ling; Wu, Yulu; Dai, Minhan; Wu, Hongmei; Wang, Qiang
title: Prevalence and Risk Factors of Mental Health Problems Among Healthcare Workers During the COVID-19 Pandemic: A Systematic Review and Meta-Analysis
date: 2021-06-15
journal: Front Psychiatry
DOI: 10.3389/fpsyt.2021.567381
sha: de567e46635a5b943e638d4922a6686779315c6f
doc_id: 763642
cord_uid: vy2u8xx6

Objective: The purpose of this meta-analysis was to summarize the prevalence and risk factors of mental health problems among healthcare workers during the COVID-19 pandemic. Methods: We applied an optimized search strategy across the PubMed, EMBASE, Scopus, PsycINFO, and four Chinese databases, with hand searching supplemented to identify relevant surveys. Studies were eligible for inclusion if they were published in peer-reviewed literature and used a validated method to assess the prevalence and risk factors of mental health problems among healthcare workers during the COVID-19 pandemic. Heterogeneity was quantified using Q statistics and the I(2) statistics. The potential causes of heterogeneity were investigated using subgroup analysis and meta-regression analysis. Sensitivity analysis was performed to examine the robustness of the results. Results: We pooled and analyzed data from 20 studies comprising 10,886 healthcare workers. The prevalence of depression, anxiety, insomnia, post-traumatic stress symptoms, phobia, obsessive–compulsive symptoms, and somatization symptoms was 24.1, 28.6, 44.1, 25.6, 35.0, 16.2, and 10.7%, respectively. Female and nurses had a high prevalence of depression and anxiety. Frontline healthcare workers had a higher prevalence of anxiety and a lower prevalence of depression than the those in the second-line. Furthermore, the proportion of moderate–severe depression and anxiety is higher in the frontline. Additionally, four studies reported on risk factors of mental health problems. Conclusions: In this systematic review, healthcare workers have a relatively high prevalence of depression, anxiety, insomnia, post-traumatic stress symptoms, phobia, obsessive–compulsive symptoms, and somatization symptoms during the COVID-19 pandemic, and focus should be on the healthcare workers at high risk of mental problems. Mental health problems in healthcare workers should be taken seriously, and timely screening and appropriate intervention for the high-risk group are highly recommended. Systematic Review Registration:https://www.crd.york.ac.uk/prospero/display_record.php?ID=CRD42020179189.

At the end of 2019, an emerging infectious disease named coronavirus disease 2019 (COVID-19) caused by severe acute FIGURE 1 | Preferred reporting items for systematic reviews and meta-analyses flow diagram of included studies (20) . respiratory syndrome coronavirus 2 (SARS-CoV-2) broke out and caused a global pandemic that put healthcare workers (HCWs) across the world under unprecedented challenges and huge psychological impact (1, 2) . In the fight against COVID-19, HCWs played a leading role. The HCWs were in the vanguard of the battle to combat COVID-19, providing medical services to the most affected areas (3) . The mental health of HCWs was greatly challenged during the Middle East respiratory syndrome (MERS) and severe acute respiratory syndrome (SARS) (4-7). As generally known, COVID-19 is more contagious than SARS and MERS (8, 9) and can bring HCWs on the frontline mental health problems (10) (11) (12) (13) (14) . Similarly, during the COVID-19 pandemic, HCWs encountered a huge psychological burden, with a high prevalence of depression, anxiety, insomnia, and distress (15, 16) . Moreover, frontline HCWs, in fighting COVID-19, have more severe degrees of mental health symptoms than other HCWs (15, 17) . Beyond the effects of mental health problems on individuals, the mental health problems of HCWs may link to poor-quality patient care and increased medical errors (18, 19) . A reliable estimate of the prevalence of mental health problems among HCWs during the COVID-19 pandemic is of vital importance to its prevention, identification, and treatment.

To the best of our knowledge, there has not been a meta-analysis of the prevalence of mental health problems and risk factors among HCWs during the COVID-19 pandemic published in the literature. We conducted a systematic review and meta-analysis of the prevalence of mental health problems and risk factors among HCWs during the COVID-19 pandemic to identify at-risk HCWs and provide timely assistance and intervention.

The protocol of our study has been registered on the International Prospective Register of Systematic Reviews (PROSPERO, CRD42020179189). The review methods are described in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-analyses guidelines (20) and the Meta-analysis of Observational Studies in Epidemiology criteria (21) . Population-based or hospital-based studies fulfilling the following criteria were included in the present analysis: (1) the HCWs including doctors, nurses, and other medical personnel who were directly or indirectly involved in the diagnosis, treatment, or care of patients with confirmed or suspected cases of COVID-19, (2) studies reported the prevalence or risk factors of mental health problems (depression, anxiety, insomnia, etc.) among HCWs which were assessed by structured interviews or validated questionnaires, (3) cross-sectional or cohort studies, and (4) published in a peer-reviewed journal.

Studies without original data and studies in which the data could not be reliably extracted after corresponding with the authors were excluded. If the same sample was reported in more than one study, the larger sample size with the longest follow-up duration will be included.

Two authors independently extracted the data, reported by the selected articles, and documented the following details in a standardized table: general information of publication (first author, year and location of the study, study period, and language), study design (cohort or cross-sectional), survey method, sampling method, study sample origin (populationbased or hospital-based), sample size, number of HCWs, number of female HCWs, number of mental health problems among HCWs, instrument used to assess mental health problems, risk factors of each mental health problem, and the effects of each risk factor. The methodological quality of the included crosssectional studies was assessed using an 11-item checklist which was recommended by the Agency for Healthcare Research and Quality (AHRQ). The answer to each item is "no, " "unclear, " and "yes, " respectively. Study quality was defined as follows: low quality (0-3 yes), moderate quality (4-7 yes), and high quality (8-11 yes) . Any discrepancies will be resolved by consensus, and if necessary, a third reviewer will be consulted to arbitrate.

The pooled prevalence of each mental health problem and its 95% confidence intervals (CI) were calculated using random-effects meta-analysis that accounted for the heterogeneity of studies (22) . The heterogeneity of studies was assessed by Q-test and I 2 . I 2 > 50% and p < 0.05 in the Q-test were interpreted as the presence of significant heterogeneity (23, 24) . When significant heterogeneity was identified, the source of heterogeneity was explored by subgroup analysis and meta-regression. Subgroup analyses were conducted with stratification by sample size, staff type, position, and gender. Sensitivity analysis using the leaveone-out method was performed to examine the robustness of the results. The potential publication bias was evaluated by funnel plot and the Egger linear regression test (25, 26) . The statistical tests were two-sided and used a significance threshold of P < 0.05. We performed the statistical analysis in R (version 4.0.0; https://www.r-project.org/). A systematic narrative synthesis will be conducted if it is impossible to handle any meta-analysis.

According to the search strategy, a total of 1,898 records were retrieved, and 20 records were finally included (Figure 1) . All studies were of a cross-sectional design, involving a total of 10,886 HCWs in 12,788 individuals for the quantitative synthesis; 70% of all participants were women, and 80% of the research were completed by February 2020. Nineteen studies took place in China, plus one in Singapore. Five studies were published in English, and the remaining 15 studies were published in Chinese. The median of participants per study was 639 (range, 37-2,299). Various instruments were utilized. For depression, the most commonly used tools were the Zung Self-Rating Depression Scale, the nine-item Patient Health Questionnaire, the Symptom Checklist-90 (SCL-90), and the 21-item Depression, Anxiety, and Stress Scale (DASS-21). For anxiety, the Zung Self-Rating Anxiety Scale, the SCL-90, and the seven-item Generalized Anxiety Disorder were used. For insomnia, the seven-item Insomnia Severity Index and the Pittsburgh Sleep Quality Index were used. For post-traumatic stress symptoms (PTSS), the Post-traumatic Stress Disorder Self-Rating Scale (PTSD-SS), the Impact of Event Scale-Revised version (IES-R), and the PTSD Checklist-Civilian version (PCL-C) were used. Obsessive-compulsive symptoms, somatization symptoms, and phobia were assessed by the SCL-90 and the 90-item Symptom Checklist-Revised. Eleven studies included frontline HCWs only, six included both frontline and second-line HCWs, and three included second-line HCWs only. When evaluated by the AHRQ assessment criteria, one study received eight points, one received seven points, four received six points, four received five points, nine received four points, and one received three points. Most studies are of moderate quality, with methodological quality scores ranging from 4 to 7. The detailed characteristics of the included studies are shown in Table 1 .

Fourteen studies (15-17, 27-29, 32, 34-41) reported that the pooled prevalence of depressive symptom among HCWs was 24.1% (95% CI: 16.2-32.1%, I 2 = 99%, P < 0.01), with a range from 4.2 to 50.4% (Figure 2A) . A subgroup analysis revealed that the second-line HCWs (36.2%, 95% CI: 28.9-43.5%, I 2 = 94%, P < 0.01) and female HCWs (38.6%, 95% CI: 9.9-67.2%, I 2 = 99%, P < 0.01) had a higher prevalence of depression symptom than frontline and male HCWs separately (Figure 3) . About 9.6% of HCWs were identified by instruments as individuals with moderate to severe depression ( Figure 4A ). Among them, the prevalence of moderate to severe depression in frontline HCWs (14.6%, 95% CI: 6.3-23.0%, I 2 = 91%, P < 0.01) is higher than those in the second-line (8.7%, 95% CI: 3.9-13.4%, I 2 = 94%, P < 0.01; Figure 4B ).

Sixteen studies (15-17, 27, 29, 31, 32, 34-36, 38-43) reported that the pooled prevalence of anxiety among HCWs was 28.6% (95% CI: 22.4-36.4%, I 2 = 99%, P < 0.01), with a range from 10.8 to 87.5% (Figure 2B) . In the subgroup analysis stratified by position, the frontline HCWs (33.5%, 95% CI: 23.5-47.7%, I 2 = 98%, P < 0.01) had a higher prevalence of anxiety than the second-line HCWs (Figure 5C) . Of the 16 studies, seven studies reported that the prevalence of anxiety is higher in nurses (36.8%, 95% CI: 26.8-50.5, P < 0.001) than that in the mixed staff type including nurses and doctors ( Figure 5B ). In the subgroup stratified by gender, female HCWs (26.6%, 95% CI: 13.1-53.9%, I 2 = 98%, P < 0.01) had a higher prevalence of anxiety than male HCWs (Figure 5D ). About 7.2% of HCWs were identified by instruments as individuals with moderate to severe anxiety ( Figure 6A ). Similar to the symptoms of depression, the anxiety symptoms of frontline HCWs are more severe than that of the second-line HCWs (Figure 6B ).

Five studies (15, 30, 32, 38, 42) reported that the pooled prevalence of insomnia among HCWs was 44.1% (95% CI: 31.3-57.0%, I 2 = 98%, P < 0.01), with a range from 21.3 to 65.2% (Figure 7A) . About 11.8% of the HCWs were identified by instruments to be with moderate to severe anxiety ( Figure 7B ).

Five studies (15, (31) (32) (33) 36) reported that the pooled prevalence of PTSS among the HCWs was 25.6% (95% CI: 11.8-39.4%, I 2 = 99%, P < 0.01), with a range from 5.7 to 50.7% (Figure 7C ).

Four studies (27, 35, 38, 40) evaluated obsessive-compulsive symptoms (Figure 7D) , somatization symptoms (Figure 7E) , and phobia (Figure 7F) , and their prevalence were 16.2% (95% CI: 3.0-29.5%, I 2 = 93%, P < 0.01), 10.7% (95% CI: 1.9-19.6%, I 2 = 88%, P < 0.01), and 35.0% (95% CI: 8.6-61.4%, I 2 = 98%, P < 0.01) separately.

A total of four studies reported on the risk factors of mental health problems (15, 17, 29, 38) . Due to a lack of consistency in methods, outcome metrics, and control groups, a narrative synthesis of risk factors was conducted, with the main findings tabulated ( Table 2) . Poor health status/organic diseases, female, working in a secondary hospital, intermediate technical title, and frontline/high-risk contact with COVID-19 were the risk factors for depression. Compared with nonmedical staff working in hospitals, the occupational attributes of medical staff were a protective factor. For anxiety, the risk factors were as follows: fear of COVID-19 infection, poor health status/organic diseases, female, working in a 

To identify potential sources of heterogeneity, a subgroup analysis was conducted. However, high heterogeneity was not significantly explained by sample size, staff type, position, and gender (Figures 3, 5) . In the univariate meta-regression analyses of the prevalence of depression, a significant estimate was found for the covariate of instruments with R 2 (amount of heterogeneity accounted for) = 67.75%, P < 0.0001. No significant estimates were found for the covariates of sample size (less or more than 300), hospital (survey in one or more hospital), country (China or another country), position (frontline or second-line), or staff type (nurses or mixed with nurses and doctors). The meta-regression showed that country was significantly associated with the prevalence of anxiety (R 2 = 4.63%, P < 0.0001); however, it was not significantly correlated with instrument (R 2 = 18.11%, P = 0.0533), sample size (R 2 = 19.56%, P = 0.1469), hospital (R 2 = 0.00%, P = 0.7880), position (R 2 = 11.11%, P = 0.1744), and staff type (R 2 = 0.00%, P = 0.1030). A sensitivity analysis was conducted by excluding, one by one, the included studies that demonstrated no substantial alteration (Supplementary Tables 1, 2: Supplementary Figures 1, 2) .

The funnel plot for the primary outcomes seems somewhat asymmetrical (Supplementary Figures 3, 4) . However, the Egger's linear regression test of funnel plot asymmetry was performed, and it indicated no significant asymmetry (P depression = 0.3001, P anxiety = 0.1045).

The present study investigates the prevalence and risk factors of mental health problems among HCWs during the COVID-19 pandemic based on 10,886 HCWs summarized in 20 crosssectional studies. According to our research, the prevalence of depression, anxiety, insomnia, PTSS, phobia, obsessivecompulsive symptoms, and somatization symptoms was 24.1, 28.6, 44.1, 25.6, 35.0, 16.2, and 10.7%, respectively. These findings highlight an important issue in HCWs during the COVID-19 pandemic.

It is no surprise that HCWs have a much higher prevalence of mental health problems during the COVID-19 pandemic. There are many factors that can explain this. The ever-increasing number of confirmed and suspected cases, overwhelming workload, depletion of personal protection equipment, widespread media coverage, lack of specific drugs, and feelings of being inadequately supported may all contribute to the mental burden of these HCWs (44) . Previous studies showed that HCWs feared contagion and infection of their family and experienced high levels of PTSS, anxiety, and depression symptoms during the outbreak of SARS in 2003 (45, 46) . The mental health problems faced by medical staff may be related to many difficulties in work safety, such as the insufficient understanding of the disease at the initial stage, the lack of knowledge concerning prevention and control, the long-term heavy workload, the high risk of exposure to confirmed or suspected cases, the shortage of medical protective equipment, the lack of rest, and the exposure to critical life events during the COVID-19 pandemic (38, 47) .

It is worth noting that 25.6% of HCWs suffer from PTSS. Posttraumatic stress disorder (PTSD) is a common consequence of major disasters. During the COVID-19 pandemic, HCWs have endured huge threats and unprecedented challenges, which may cause them to develop acute stress disorder that will potentially degenerate into chronic PTSD over time. A survey conducted 2 months after the outbreak of SARS in Singapore revealed that ∼20% of HCWs were suffering from PTSD (48) . What is more, a cohort study that lasted 30 months post-SARS among SARS survivors found that HCWs have a much higher percentage of chronic PTSD than non-HCWs (40.7 vs. 19%; P = 0.031) (49) . Additionally, female, working in frontline, and intermediate technical title were the risk factors of PTSS during the COVID-19 pandemic; however, working outside Hubei province was the protective factor (15) .

We found that 70% of all participants were female (most of whom were nurses). Moreover, a subgroup analysis revealed that females and nurses had a high prevalence of depression and anxiety. During the SARS outbreak, a study conducted among HCWs in emergency departments also showed that nurses were more likely to develop distress than physicians (50) . During the COVID-19 pandemic, frontline nurses may be at risk of infection due to the close and frequent contact with patients and the longer-than-usual working hours during the COVID-19 pandemic. This also reminds us that the society should be more concerned on the mental health of women and nurses during the major epidemic.

Another important finding in the subgroup analysis revealed that the frontline HCWs had a higher prevalence of anxiety and a lower prevalence of depression than the second-line HCWs. A high level of anxiety in the early stage of the emerging infectious disease may be an adaptive defense mechanism response to potentially threatening events (51) . However, when it is chronic or disproportionate, it becomes harmful and can be a key component in the development of various psychiatric disorders (51, 52) . What deserves our attention is that, compared with the second-line HCWs, the proportions of moderate-to-severe anxiety and depression are higher among the frontline staff. Working in the center of a pandemic area such as Wuhan or high-risk contact with COVID-19 patients in frontline positions, such as the emergency department, respiratory department, fever clinic, etc., is a risk factor for mental health problems (15, 17, 38) .

For this reason, we should pay more attention to the frontline medical staff. Timely screening and appropriate intervention are important to reduce the severity and chronicity of mental health problems. In addition, the physical condition of medical staff was an important risk factor for mental health problems. The prevalence of depression, anxiety, insomnia, obsessivecompulsive symptoms, and somatization symptoms of medical staff with poor health conditions or comorbidities of organic diseases is higher than that of the healthy ones (29, 38) . Surprisingly, living in rural areas is a risk factor for anxiety, insomnia, obsessive-compulsive symptoms, and somatization symptoms (38) . Differences in the working environment, medical technology, and the knowledge of COVID-19 may partially explain this phenomenon.

Limitations should be considered when interpreting the findings of this study. First, it was limited in scope. Of the 20 studies, 19 are from China, 15 of which are published in Chinese and thus limiting the generalization of other countries. Second, it is important to note that the vast majority of participants were assessed by a self-rating scale rather than by gold-standard diagnostic clinical interviews for mental health disorders, and the duration of symptoms of most participants did not meet the diagnostic criteria. The sensitivity and the specificity of these instruments for diagnosing mental health problems vary substantially. Third, all studies are cross-sectional studies, and there is no longitudinal study. Moreover, most of them were completed in February 2020 or earlier. With the increasingly arduous situation, the mental health symptoms of HCWs could become more severe. Fourth, many other factors that could predispose medical staff to anxiety, for example, family history and emotional trauma, could not be assessed due to the wide variability of factors examined in the studies. Finally, only a few studies have explored the risk factors of mental health problems, which are not sufficient to fully understand the problem.

Moreover, all studies on risk factors were of a cross-sectional design, without baseline control and follow-up data, so it is impossible to determine the causal relationship between them. Some risk factor studies have not controlled for confounding factors and cannot exclude the influence of factors such as working position, COVID-19 exposure intensity, and some sociodemographic factors.

In this systematic review, HCWs have a relatively high prevalence of depression, anxiety, insomnia, PTSS, phobia, obsessivecompulsive symptoms, and somatization symptoms during the COVID-19 pandemic, and focus should be on the HCWs at high risk of mental health problems. Further research is needed to identify effective strategies for preventing and treating mental health problems among HCWs during the COVID-19 pandemic.

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

QH, DW, HW, and QW contributed to research conception and study design and contributed to data analysis/interpretation. QH, DW, MX, YT, YD, LZ, MD, and YW contributed to search and data acquisition. QH and DW contributed to statistical analysis and manuscript writing. QW and HW took responsibility that this study has been reported honestly, accurately, transparently, and contributed very important intellectual content during manuscript drafting or revision and accepts accountability for the work. All authors read and approved the final manuscript.

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The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fpsyt. 2021.567381/full#supplementary-material Conflict of Interest: The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.Copyright © 2021 Hao, Wang, Xie, Tang, Dou, Zhu, Wu, Dai, Wu and Wang. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.