key: cord-0682242-nv6ksrfz
authors: Hong, Wandong; Chen, Qin; Qian, Songzan; Basharat, Zarrin; Zimmer, Vincent; Wang, Yumin; Zippi, Maddalena; Pan, Jingye
title: Critically Ill vs. Non-Critically Ill Patients With COVID-19 Pneumonia: Clinical Features, Laboratory Findings, and Prediction
date: 2021-07-13
journal: Front Cell Infect Microbiol
DOI: 10.3389/fcimb.2021.550456
sha: db1b4d7a19ec9c1db443d0471fe50af5227d1ca2
doc_id: 682242
cord_uid: nv6ksrfz

OBJECTIVES: The objective of this study was to investigate the clinical features and laboratory findings of patients with and without critical COVID-19 pneumonia and identify predictors for the critical form of the disease. METHODS: Demographic, clinical, and laboratory data of 63 COVID-19 pneumonia patients were retrospectively reviewed. Laboratory parameters were also collected within 3–5 days, 7–9 days, and 11–14 days of hospitalization. Outcomes were followed up until March 12, 2020. RESULTS: Twenty-two patients developed critically ill pneumonia; one of them died. Upon admission, older patients with critical illness were more likely to report cough and dyspnoea with higher respiration rates and had a greater possibility of abnormal laboratory parameters than patients without critical illness. When compared with the non-critically ill patients, patients with serious illness had a lower discharge rate and longer hospital stays, with a trend towards higher mortality. The interleukin-6 level in patients upon hospital admission was important in predicting disease severity and was associated with the length of hospitalization. CONCLUSIONS: Many differences in clinical features and laboratory findings were observed between patients exhibiting non-critically ill and critically ill COVID-19 pneumonia. Non-critically ill COVID-19 pneumonia also needs aggressive treatments. Interleukin-6 was a superior predictor of disease severity.

Novel coronavirus pneumonia is a newly recognized disease that has spread rapidly throughout China, originating from Wuhan (Hubei province) and expanding to other provinces within the country and around the world (Yang et al., 2020) . The current novel coronavirus has surpassed Severe Acute Respiratory Syndrome (SARS) in terms of the number of recorded cases and deaths from the disease (Peeri et al., 2020) . The clinical spectrum of COVID-19 pneumonia ranges from mild to critically ill (Yang et al., 2020) . Yang et al. have reported on clinical courses and outcomes of critically ill patients with COVID-19 pneumonia in Wuhan, China (Yang et al., 2020) . There has been no comparison of data between patients with and without severe COVID-19 pneumonia. In addition, critically ill patients had a high mortality rate of 61·5% and often had to be transferred to an intensive care unit (ICU). Therefore, it is important to recognize predictors of disease severity in the early phase of COVID-19 infection. This could help select patients who could benefit from close surveillance or aggressive interventions. Early case recognition and classification of disease severity improves clinical outcomes (Liao et al., 2020) . Therefore, our study aimed to investigate the clinical features of COVID-19 pneumonia in patients who were critically ill vs. those who were non-critically ill and identify possible predictors of disease severity.

We conducted a retrospective cohort study in the First Affiliated Hospital of Wenzhou Medical University in mainland China. All patients with confirmed COVID-19 pneumonia between January 29, 2020 and March 12, 2020 were eligible for inclusion in this study. A confirmed case of COVID-19 was defined as exhibiting a positive result on high-throughput sequencing or real-time reverse-transcriptase-polymerase chain reaction (RT-PCR) assay of nasal and pharyngeal swab specimens (Guan et al., 2020) . Exclusion criteria were the unavailability of chest computed tomography (CT) scans.

According to the China Guidelines for the Diagnosis and Treatment Plan of COVID-19 Infection (2020; Xu Y. H. et al., 2020) , COVID-19 infections are classified into four types on admission: critically severe type with any of the following: respiratory failure needing mechanical ventilation, shock, or combination with different organ failure requiring admission into an intensive care unit (ICU); severe type with any of the following: respiratory distress with respiratory rate>30 times/ minutes, oxygen saturation at rest <93%, or PaO2/FiO2 <300 mmHg; common with fever, respiratory symptoms, and imaging presentations of pneumonia; and, mild with slight clinical symptoms but no imaging presentations of pneumonia (2020) .

For comparative analysis, we also defined the degree of severity of critically ill vs. non critically ill cases of COVID-19 according to a previous study (Kumar et al., 2009) . Critically ill patients were defined as those admitted to the ICU and either required mechanical ventilation or had a fraction of inspired oxygen (FiO2) value of at least 60% or more during hospitalization (Kumar et al., 2009; Yang et al., 2020) . The date of disease onset was defined as the day when the symptoms were first noticed .

The epidemiological, clinical, laboratory, radiologic, and treatment and outcomes data during the course of hospitalization were obtained with data collection forms from electronic medical records. The date of disease onset was defined as the day when the symptoms were noticed . Fever was defined as any value over normal body temperature (>37.0°C) during the time from symptoms to admission. Also, body temperature was measured at admission as a sign of the disease. Chronic concomitant diseases, alcohol consumption and smoking were also recorded at the time of admission (Hong et al., 2017; Hong et al., 2020) . Longitudinal data of laboratory parameters at different time points, i.e. within 24 h, 3-5 days, 7-9 days, and 11-14 days after admission, were collected and analyzed. Outcomes were followed up until March 12, 2020.

This study protocol was approved by the Ethics Committee of the First Affiliated Hospital of Wenzhou Medical University. It was performed according to the principles expressed in the Declaration of Helsinki, and informed consent was obtained from all the subjects.

The Shapiro-Wilk test was used to determine if the continuous data follow a normal distribution (Hong et al., 2020) . Continuous values were expressed by mean ± SD or median and Inter Quartile Range (IQR) and compared using one-way analysis of variance (ANOVA) or the Kruskal-Wallis non-parametric test. Categorical values were described by count and proportions and compared by the c2 test or Fisher's exact test.

The area under the receiver operating characteristic (ROC) curve (AUC) was used to evaluate the performance of the predictors. A larger AUC value is indicative of greater diagnostic accuracy of a variable (Hong et al., 2011 ). An AUC above 0·8 indicates good diagnostic accuracy for a variable (Hong et al., 2017) . The best cut-off point was set as the point where the number of false positives is as low as possible (specificity>95%) and is determined by selecting a threshold value at the point where the longest increase in the sensitivity of the slope declines (Hong et al., 2017) . The sensitivity, specificity, negative predictive value, positive predictive value, positive likelihood ratio, negative likelihood ratio, and diagnostic accuracy were all calculated for the various corresponding cut-off values.

Pearson correlation and linear regression analysis were used to investigate the relationship between predictor and length of hospitalization. The variables with skewed distribution were logtransformed for correlation analysis when necessary. Differences were considered to be statistically significant if the two-tailed P value was less than 0.05.

A total of 63 hospitalized patients confirmed to have COVID-19 pneumonia were enrolled in our study. Twenty-eight patients were imported cases who had traveled from Wuhan City (Supplementary Figure 1) . None of the medical staff were infected. As shown in Table 1 , the mean age of the pneumonia patients was 55·9 ± 15·3 (range: 17-92) years. Forty-one (65·1%) patients were men. The mean time from onset of symptoms to admission into our hospital was 6·9 ± 3·7 days. A few of the patients had a history of smoking (17·5%) and alcohol intake (16·0%). Twenty-seven (42·9%) patients had chronic concomitant diseases. The most common symptoms at the onset of the illness were fever (98·4%), cough (61·94%) and sputum (34·9%). However, 16 (25·4%) patients had normal body temperatures at admission. This means that the fever maybe not persist from onset to admission. Sixty-one (96·8%) of the patients had bilateral involvement of pneumonia in chest CT images ( Table 1) . The typical findings from chest CT images upon admission were local high-density patches, masses (Supplementary Figure 2A) , and ground-glass opacity (Supplementary Figure 2B ). As shown in Figure 1 , upon admission, there were 13, 42, and 8 patients with common type, severe type, and critically severe type pneumonia, respectively, in our study. One COVID-19 pneumonia patient from the common type group and 13 COVID-19 pneumonia patients from the severe type group progressed to the critically ill type during hospitalization. Therefore, of the 63 patients, 22 (34·9%) required high-flow nasal cannula at a later stage or higher-level oxygen support measures to correct hypoxemia during hospitalization and were classified as critically ill patients, while the remainder (41 patients) were recorded as non-critically ill patients.

As shown in Table 1 , in comparison with the non-critically ill patients, patients with critical illness were generally older and were more likely to report cough and dyspnoea with higher respiratory rate frequency.

Upon admission, data regarding levels of D-dimer (full data available for 58 patients), B-type natriuretic peptide (full data available for 62 patients), and interleukin-6 (IL-6) (full data available for 46 patients) were obtained. As shown in Table 2 , in comparison to the noncritically ill patients, patients with critical illness had higher white blood cell and neutrophil counts, as well as higher levels of aspartate transaminase, blood urea nitrogen, creatine, D-dimer, creatine kinase, B-type natriuretic peptide, C-reactive protein, procalcitonin, and interleukin-6. Besides, patients with severe pneumonia had more severe hypoalbuminemia than patients exhibiting less critical forms of the disease.

As shown in Figure 2 , longitudinal data revealed that statistical difference was still significant between COVID-19 pneumonia patient groups (critically ill vs non-critically ill) in terms of counts or levels of white blood cells, neutrophils, aspartate transaminase, blood urea nitrogen, and D-dimer within 3-5 days, 7-9 days, and 11-14 days of hospitalization. There was a significant statistical difference recorded for albumin and B-type natriuretic peptide levels between both groups within 3-5 or 7-9 days of hospitalization, but not within 11-14 days of hospitalization. A significant statistical difference was also observed for the interleukin-6 levels between the two groups within 7-9 days and 11-14 days of hospitalization. Compared to patients not critically ill with pneumonia, critically ill patients had lower lymphocyte counts within 3-5 days, 7-9 days, and 11-14 days of hospitalization. And the lymphocyte numbers gradually increased with the duration of hospitalization in pneumonia patients irrespective of disease severity.

A high flow nasal cannula was initially used in the treatment of 18 patients, of which 6 belonged to the critically ill group and strictly required a high flow nasal cannula, while the rest (12 patients) were switched to mechanical ventilation or extracorporeal membrane oxygenation (ECMO) (Table 2 and Figure 1 ). Ultimately, mechanical ventilation was performed in 16 patients, 6 of whom received ECMO as rescue therapy (Figure 1) ). Twentyseven (42·9%) patients were given systematic methylprednisolone, while 26 (41·3%) patients received thymosin alpha 1. Additionally, intravenous immunoglobulin, blood plasma transfusion, and intravenous albumin were administered in 21 (33·3%), 12 (19·1%), and 43 (68·3%) patients, respectively. When compared to the non-critically ill group of patients, critically ill patients were given a higher dose of methylprednisolone, thymosin alpha 1, intravenous immunoglobulin, blood plasma transfusion, and intravenous albumin therapy ( Table 2) .

As of March 12, 2020, six critically ill patients were still hospitalized. Among these, four had been transferred to the 2 | Comparison of laboratory findings, treatment measures and clinical outcomes between critically and non-critically ill COVID-19 pneumonia patient groups.

Normal range Non-Critically ill (N=41) Critically ill(N=22) P-value Laboratory findings Leukocyte (10 9 /L) 3.5-9.5 5·1 (4·3-7.2) 9·5 (7·8-12·4) 0·001 Lymphocyte (10 9/ L) 1. 17·2 ± 6·7 24·1 ± 5·5 <0·001 Death, N (%) 0 (0) 1 (4.5) 0·118

*Patients may receive more than one treatment item.

general wards because of improved condition, while the remaining two patients, who are 79 and 92 years old, respectively, and are both supported by ECMO, are still in the ICU. A total of 56 patients (88.9%) have been discharged, and one patient (1·6%) died. The patient who died was 79 years old and underwent ECMO therapy before death. When compared with the non-critically ill patient group, critically ill patients had a lower discharge rate (68·2% vs. 100%, p<0·001), longer hospital stays (24·1 vs. 17·2 days, p<0·001), and a trend towards higher mortality (4·5% vs. 0, p=0·349) ( Table 2) . 

Upon admission, the parameters that reached a statistically significant difference between patients with and without critical illness include age, presence of cough and dyspnoea, respiratory rate, white blood cell counts, neutrophil counts, and levels of aspartate transaminase, albumin, blood urea nitrogen, creatine, D-dimer, creatine kinase, B-type natriuretic peptide, C-reactive protein, procalcitonin, and interleukin-6. These were evaluated as potential predictors of severe COVID-19 pneumonia. Based on the ROC curve analysis, among single predictors, interleukin-6 has the highest AUC (0·85), indicative of excellent diagnostic accuracy (Figure 3) . Further analysis revealed that there was a positive correlation between IL-6 levels and duration of hospital stay (R=0·58, p=0·0001) ( Figure 4) . It was also inferred from the ROC curve analysis that the optimum cut-off value for interleukin-6 was 77·5 pg/mol. The sensitivity, specificity, positive likelihood ratio, negative likelihood ratio, positive predictive value, negative predictive value, and diagnostic accuracy were 50, 96·7, 15, 0·52, 88·9, 78·4, and 80·4%, respectively.

Using a cut-off value of 77·5 and the incidence of severe pneumonia (34·8% in this study) as the pre-test probability, the resulting Fagan plot ( Figure 5) shows that interleukin-6 levels can be clinically informative, as it increases the probability of the patient being classified into the hypoxemia group by up to 89% when positive, and lowers the probability by up to 22% when negative.

The earliest patient was an imported case who had a history of travel from Wuhan City, and the latest patient had an occult epidemic history (Supplementary Figure 1) . A total of 28 (38·1%) patients were imported cases that had immediate travel history from Wuhan city. Fourteen (22·2%) patients had a history of direct exposure to confirmed patients. The rapid human-to-human transmission among close contacts is an important feature of COVID-19 infection . Early restriction of patient contact may reduce transmission of the disease. If individuals come into contact with confirmed patients with a history of travel to epidemic areas, such as Wuhan, they would be quarantined at designated hospitals for at least two weeks. Twenty-four (39·7%) patients had an occult epidemic history. This highlights the importance of not neglecting the possibility of transmission from asymptomatic patients, since most (80%) patients with COVID-19 infection would be mild and asymptomatic (Tian et al., 2020) .

On average, critically ill patients were shown to be older than non-critically ill patients (61·5 vs. 52·9 years old, p<0·034) ( Table 1) . As of March 12, 2020, one patient died, while two were still alive but critically ill (Figure 1) . The patient who died was 79 years old and underwent ECMO therapy before death. Zhou et al. (2020) showed that older age is one of the risk factors for mortality in adult inpatients with COVID-19 in Wuhan. In our cohort, fever was the most common symptom at the onset of the illness in patients with COVID-19 pneumonia ( Table 1 ) occurring in 62 patients (98·4%), followed by cough (61·94%) and sputum (34·9%), which is in accordance with previous studies (Guan et al., 2020; Wang et al., 2020) . The remaining patient was asymptomatic and had no fever from the moment of admission until the time he was discharged. He was hospitalized because he had a history of direct exposure to confirmed patients and evidence of pneumonia based on chest CT images. In addition, 16 (25·4%) patients had normal body temperatures at admission. These findings suggest that a normal fever scan cannot accurately diagnose COVID-19 pneumonia. An RT-PCR test and chest CT images may be useful in identifying COVID-19 pneumonia early and accurately in individuals that have an exposure history, although it is not known whether these measures are cost-effective or not. It also implies that measuring only the body temperature may not successfully identify all patients among individuals in public places such as airports, hospitals, and schools; 52·4% of patients had a temperature of <37·5°C, and only 1·6% of patients had a high temperature, i.e. >39·0°C (Table 2) . These findings are consistent with a previous report by Guan et al. (2020) . When compared with the non-critically ill patients, the patient group exhibiting critical illness had a higher incidence of cough and dyspnoea and a higher respiratory rate. These symptoms could be partly explained by histological findings from COVID-2019 pneumonia patients, in which lung tissue displayed pulmonary edema with hyaline membrane formation and desquamation of pneumocytes, indicating acute respiratory distress syndrome .

Patients belonging to the critically ill group had higher white blood cell counts, neutrophil counts, and D-dimer levels than patients in the non-critically ill group. This indicated that severely ill patients get a stronger inflammatory response, as well as activation of coagulation induced by viral infection. Lymphocytopenia may be associated with cellular immune deficiency. Yang et al. suggested that the severity of lymphocytopenia may reflect the severity of COVID-2019 infection (Yang et al., 2020) . Our study found that there was a trend for lower total lymphocytes in patients belonging to the critically ill group than those in the non-critically ill group, although it did not reach statistical significance upon admission (p=0·059). Longitudinal data indicated that when compared to non-critically ill COVID-19 pneumonia patients, critically ill patients had lower lymphocyte counts within 3-5 days, 7-9 days, and 11-14 days of hospitalization ( Figure 2) . Critically ill patients also had hypoalbuminemia and increased levels of aspartate transaminase, blood urea nitrogen, creatine, creatine kinase, B-type natriuretic peptide, which are more indicative of severe hepatic, kidney and myocardial injury . It has been shown that, similar to SARS-CoV, the COVID-19 virus exploits the angiotensin converting enzyme 2 (ACE2) receptor to gain entry into the cells (Baig et al., 2020) . The most remarkable finding was the surface expression of ACE2 protein on lung alveolar epithelial cells and enterocytes of the small intestine (Hamming et al., 2004) . Furthermore, ACE2 was present in arterial and venous endothelial cells and arterial smooth muscle cells in all tissues studied, including liver, kidney, cardiovascular, and brain tissues (Hamming et al., 2004) .

Rapid production of IL-6 contributes to host defense during infection and tissue injury, but excessive IL-6 production causes severe inflammatory diseases (Kang et al., 2019) . Our study showed that patients who were in critical condition had higher IL-6 levels than patients who were not (76·1 vs. 8·4 pg/mL, p<0·001) ( Table 2 ). This means that severe COVID-19 infection could result in a cytokine storm. Our study showed that there was a good positive correlation between IL-6 levels and the length of hospitalization. Higher IL-6 levels were associated with longer hospital stays (R=0·58, p=0·0001) ( Figure 4) . Based on the ROC curve analysis, the AUC and the optimum cut-off value of interleukin-6 as a predictor of critical COVID-19 pneumonia cases were 0·85 and 77·5 pg/mol, respectively. The sensitivity, specificity, and diagnostic accuracy were 50, 96·7, and 80·4%, respectively. Using the incidence of critically ill COVID-19 pneumonia as the pre-test probability, the resulting Fagan plot shows that interleukin-6 can be clinically informative, as it increases the probability of a patient being classified into the hypoxemia group by up to 89% when positive and lowers the probability to 22% when negative ( Figure 5 ). Longitudinal data also indicated a significant IL-6 decrease after hospitalization in both patients with and without critical stage COVID-19 pneumonia ( Figure 2 ). There is evidence that IL-6 blockade strategy is beneficial for several inflammatory diseases, such as rheumatoid arthritis, juvenile idiopathic arthritis (Kang et al., 2019) . It would be interesting to conduct a randomized clinical trial to test whether interfering with the IL-6 signalling axis in COVID-19 pneumonia patients is effective in treating the disease.

Yang et al. suggested that for non-critically ill patients, close follow-up is likely to be sufficient to manage the disease (Yang et al., 2020) . Our study showed that patients with non-critical illness upon admission may advance to a critical stage later on. As shown in Figure 1 , one COVID-19 pneumonia patient in the common type group and 13 patients in the severe type group advanced to the critically ill stage during hospitalization. This means that both critically ill and non-critically ill COVID-19 pneumonia patients need close monitoring and aggressive treatments.

Until now, no specific treatment has been recommended for coronavirus infections, except for meticulous supportive care . Mechanical ventilation is the main supportive treatment for critically ill patients (Yang et al., 2020) . Three (50%) of the six patients who used ECMO recovered and got discharged. ECMO is an excellent candidate for refractory hypoxemia caused by severe acute respiratory distress syndrome, if it can be delivered in a medical center that has experience of using this form of therapy (Mi et al., 2018) . Even without solid evidence for the effectiveness of antibacterial or antiviral therapies in the treatment of COVID-19 infections, 82·5% (52/63) of patients received antibacterial agents and nearly all the patients received antiviral therapy. For this study, we used Kaletra and Arbidol. A study on the Middle East Respiratory Syndrome Coronavirus (MERS-CoV) showed that the timing of the start of treatment with antiviral agents is important in most viral infections, and starting antiviral treatment early might lead to better outcomes (Momattin et al., 2013) .

When compared with the non-critically ill patients in our study, the critically ill ones received higher levels of methylprednisolone (86·4% vs. 19·5%, p=0·001). The dose of methylprednisolone varied depending on disease severity . Systemic corticosteroids were shown to delay viral clearance in critically ill patients with MERS-CoV (Memish et al., 2020) . However, a study on severe acute respiratory syndrome (SARS) suggested that the use of interferon alfacon-1 plus corticosteroids was associated with reduced disease-associated impaired oxygen saturation and more rapid resolution of radiographic lung abnormalities (Loutfy et al., 2003) . Wu et al. reported that treatment with methylprednisolone may be beneficial for patients with COVID-19 pneumonia who develop acute respiratory distress syndrome (Wu et al., 2020) .

When compared with the non-critically ill patients, critically ill ones had a lower discharge rate (68·2% vs. 100%, p<0·001) and longer hospital days (24·1 vs. 17·2 days, p<0·001), as well as a trend towards higher mortality (4·5% vs. 0, p=0·349). The mortality of critically ill patients in our study was significantly lower than that reported by Yang et al. in Wuhan (4·5% vs. 61·5%) (Yang et al., 2020) . Early isolation, early diagnosis, and early management might have collectively contributed to the reduction in mortality (Guan et al., 2020) . In addition, thymosin alpha 1, intravenous administration of immunoglobulin, blood plasma transfusion and intravenous albumin therapy may also improve the clinical outcome.

The limitation of this study is that it is a retrospective study from a single center, and the sample size was small. Patients had a variety of different treatments (for example: antivirals, antibiotics, intravenous immunoglobulin, blood plasma transfusion, and intravenous albumin). This made it very difficult to interpret any other outcome data objectively. Therefore, it would be interesting to conduct a randomized clinical trial to assess the effect of different therapeutic strategies for patients with or without COVID-19 pneumonia in future studies. Additionally, only patients with pneumonia were enrolled, so our results may be not applicable to patients without pneumonia.

In conclusion, both critically ill and non-critically ill COVID-19 pneumonia patients need close monitoring and aggressive treatments. There was a statistically significant difference between critically ill and non-critically ill COVID-19 pneumonia patients in terms of age, some symptoms, laboratory findings, treatments, and outcomes. Interleukin-6 levels upon admission is a good predictor of the disease, and it is associated with the length of hospitalization.

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

This study protocol was approved by the Ethics Committee of the First Affiliated Hospital of Wenzhou Medical University. The committee decided to waive the need for written informed consent from the participants studied in this analysis as the data were analyzed retrospectively and anonymously.

WH conceived the study and carried out the majority of the work. WH, QC, SQ, YW, and JP participated in data collection. WH conducted data analysis and drafted the manuscript. ZB, VZ, MZ, and JP helped to finalize the manuscript. All authors contributed to the article and approved the submitted version. 

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The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.Copyright © 2021 Hong, Chen, Qian, Basharat, Zimmer, Wang, Zippi and Pan. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.