key: cord-0074901-chx2pcir
authors: Inyang, Bithaiah; Gondal, Faisal J; Abah, Godwin A; Minnal Dhandapani, Mahesh; Manne, Manasa; Khanna, Manish; Challa, Sabitha; Kabeil, Ahmed S; Mohammed, Lubna
title: The Role of Childhood Trauma in Psychosis and Schizophrenia: A Systematic Review
date: 2022-01-21
journal: nan
DOI: 10.7759/cureus.21466
sha: bd27f9604bf56ecb1a4d1af182b96e3bac760481
doc_id: 74901
cord_uid: chx2pcir

Schizophrenia (SCZ) is a prevalent cause of disability worldwide. Distinguished mainly by psychosis, behavioral alterations could range from hallucinations to delusions. This systematic review examines evidence of a relationship between childhood trauma/adverse life events and psychosis, especially in SCZ. A methodical search provided reproducible results using these five databases: PubMed, ScienceDirect, Semantic Scholar, JSTOR, and Cochrane Library. The systematic search focused on articles published between July 2016 and July 2021. The search strategy utilized specific keywords relevant to SCZ, psychosis, and childhood trauma. The formulation of specified inclusion and exclusion criteria was necessary to ensure a comprehensive narrowed-down search, such as the inclusion of free full-text articles published or translated in English and exclusion of irrelevant subject areas. Using the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines, a strategic search initially identified 741 articles; three additional articles were identified from citation searching. After relevance screening, duplicate removal, and quality appraisal, 12 studies from databases/registers and three from citation searching met the criteria proving relevance to our review with minimal evidence of bias. The final selected 15 studies included observational studies and reviews. A review of relevant data unveiled findings on childhood adversity, individual lived experiences, and their involvement in SCZ. Evidence suggests that certain neurobiological processes occur in brain after trauma. The inflammation and dysregulation from oxidative stress predispose patients to an at-risk-mental state, facilitating the progression to SCZ. This review encourages further evaluation of early trauma detection and the potential benefits of early intervention.

Schizophrenia (SCZ) affects 20 million people worldwide, and it is one of the top 15 leading causes of disability. SCZ typically presents with positive, negative, and cognitive symptoms. Auditory hallucinations and thought disorders are consistent with positive symptoms. These symptoms usually respond favorably to antipsychotic treatment in most individuals. On the contrary, negative symptoms such as social withdrawal and flat affect, and cognitive symptoms including learning and attention disorders pose significant resistance to available therapy modalities [1] .

Based on the dopamine hypothesis, positive symptoms are related to the hyperfunctionality of dopamine D2 receptor neurotransmission in limbic and subcortical brain regions. Hypoactivity of D1 receptor neurotransmission contributes to negative and cognitive symptoms of SCZ [2] . An alteration in dopamine function is strongly associated with the onset of psychotic symptoms. Increased subcortical dopamine production and release are predictable for positive SCZ findings and treatment success [3] . Although the incidence of SCZ is higher in family members of affected individuals, there are theories of several natural surrounding factors in the development of SCZ. The involvement of these exposures favors the neurodevelopmental hypothesis of SCZ, suggesting that SCZ arises from both heritable traits and environmental exposures occurring throughout development from the prenatal period well onto adolescence [4] .

Psychosis is a range of behavioral alterations related to a loss of connection with reality and insight. Psychosis is closely associated with SCZ; individuals with psychosis present with hallucinations and delusions. An altered connection within the thalamocortical pathway, specifically with the hippocampus, may cause an impediment to auditory processing. The prefrontal cortex (PFC) overactivation and deactivation of the striatal/thalamic network is closely associated with delusions. This interwoven relationship between these brain regions is crucial in understanding the complexity of psychotic disorders [3] .

Childhood trauma (ChT), also known as childhood adversity, defines stressful life events such as physical, sexual, emotional abuse, and neglect [5, 6] . In early developmental years, adverse childhood experiences (ACEs) comprise exposure to long-term environmental stressors such as childhood maltreatment, domestic violence, living in a household with ongoing substance abuse, and interpersonal loss [7] . Interpersonal loss entails experiencing parental death, divorce, or mental illness early in life before age 17 [8] .

The Childhood Trauma Questionnaire (CTQ) is a valuable survey tool used to screen for experiences of abuse and neglect [9] . Growing evidence links ChT with inflammation, proposing that the pathophysiology of trauma-related psychopathology can be explained by inflammation [10] . Although psychotic symptoms typically begin in the age of 18-25 years, those who later develop SCZ have earlier cognitive deficits in childhood, suggesting that these cognitive deficits are an indicator of abnormal neurodevelopment, particularly when considering early developmental adversities [11] .

Establishing the role of childhood adverse life events in psychotic disorders is the first step in anticipating and eventually mitigating the adulthood development of these life-altering disorders. This systematic review aims to summarize the effects of ChT in the development of SCZ/psychosis and discuss more specific details of this concept.

A systematic search in July 2021 was done using the following databases: PubMed, ScienceDirect, Semantic Scholar, JSTOR, and Cochrane Library. The search included investigations from the last five years (2016-2021), full free-text articles, published materials, subjects, and fields relevant to schizophrenia, psychosis, and childhood trauma. Other than PubMed, all database and registry searches included the following keywords: "Childhood trauma and Schizophrenia and Psychosis." On PubMed, the search strategy included a Medical Subject Headings (MeSH) combination derived from MEDLINE and individual keywords as shown below: This search strategy ensured that recent and pertinent articles moved on for further evaluation. Inclusion criteria included published articles within the last five years (2016-2021), free full-text articles, reviews, research, journals, studies, clinical trials, meta-analysis, and case reports. Fields of study related to medicine and psychology were included. Exclusion criteria considered the exclusion of the following subject areas: pharmacology, toxicology, and pharmaceutical science, immunology and microbiology, computer science, arts, and humanities. Book chapters and articles with unrelated confounding factors were also excluded.

The search identified a total of 741 articles from databases and registers with the aid of filters using the inclusion and exclusion criteria noted above. EndNote assisted with removing duplicated articles identified from PubMed, JSTOR, and ScienceDirect. Then, a manual comparison of search outcomes on Semantic Scholar, Cochrane Library, citation searching, and OpenGrey (a grey literature registry) against residual articles on EndNote was done. In addition to the 741 articles, three additional articles were identified from citation searching.

After duplicate removal, 226 articles from databases/registers were screened manually for significance to our research topic. A total of 34 articles from databases/registers and the three articles from citation searching were sought for retrieval; 33 articles from databases/registers and three articles from citation searching were retrieved and sent for quality appraisal. Quality assessment tools Newcastle-Ottawa scale, Scale for the Assessment of Narrative Review Articles (SANRA) checklist, and Assessment of Multiple Systematic Reviews (AMSTAR) checklist for observational studies, literature reviews, and systematic/metaanalysis reviews, respectively, were used. The pass mark for articles considered in this review was a score of 70% or above.

Two individuals conducted the quality assessment; the second author verified the results noted by the first author. Finally, 12 studies from databases/registers and three from citation searching were identified to pass the quality check, relevant to the research topic, and contained minimum to no bias. The identification process breakdown is shown in the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flow chart ( Figure 1 ) [12] . Table 1 analyses the focus, methods, and conclusions of the selected 15 studies. 

Recent studies have demonstrated that individuals with SCZ are 2.7 times more likely to have experiences of ACEs than healthy controls [9] . This systematic review focuses on analysing the current data on ChT, psychosis, and SCZ, comparing individual findings to their interwoven relationships. This section will first address ChT broadly, including assessment tools for trauma identifying and trauma severity scaling. We will further concentrate on the different mechanisms involved in the relationship between SCZ, psychosis, and ACEs, including specific psychological outcomes, genetic findings, neural pathways, and brain modifications.

The capability of a caregiver to provide a safe and healthy environment is directly proportional to the quality of a child's attachment style. A child's relationship with the caregiver plays a vital role in early attachment style formation. Children with responsive caregivers develop secure attachments and are more open to seeking support when faced with difficulties. On the other hand, children with unreliable caregivers that fail to care for their needs tend to develop an avoidant and resistant attachment style, learning to be emotionally self-reliant at an early age [19] .

Around a fourth of children encounter child abuse or neglect in their lifetime. It is crucial to highlight that 78% are neglect, 18% physical abuse, and 9% sexual abuse cases. The fatality rate for child maltreatment is significant annually, being the second leading cause of death in children less than one year of age. Exposure to violence can have lifelong health consequences during childhood, including poor emotional, physical, and mental health. The key to preventing these poor outcomes lies in preventing, adequately diagnosing, and treating all forms of child abuse. The goal is to decrease undetected and unreported cases by clinicians. The five types of childhood trauma addressed in this review are physical abuse, emotional abuse, sexual abuse, physical neglect, and emotional neglect [13, 28] . Figure 2 provides a brief description of the different types of ChT, highlighting particular behaviors and patterns that caregivers can use to cause trauma [29, 30] .

Here, a caregiver refers to any responsible adult with a relationship with or in a place of authority over a child.

ChT is probably the most important environmental factor associated with SCZ [20] . There is evidence of multiple paths between traumatic experiences and psychosis. Mental disorders are systems of interacting symptoms through a framework of networks [21] . Psychotic symptoms in patients with a history of child abuse are more severe, persistent, and refractory to treatment [17] . In developmental years, exposure to neglect and abuse reveals severe adverse effects on the average neurobiological growth, leading to vulnerable neurobiology preceding disadvantageous psychiatric outcomes. Importantly, post-traumatic stress disorder (PTSD) and ACEs have a modifying effect on psychotic symptoms. Independent of ChT, patients with PTSD are five times more likely to be diagnosed with psychotic disorders than individuals without PTSD [24] .

ChT is a form of severe stress that puts individuals in vulnerable mental states with the likelihood of developing mental disabilities such as SCZ. Multiple studies indicate that ACEs multiply the risk of developing psychosis and SCZ. In ultra-high-risk (UHR) individuals, higher levels of ChT result in more heightened positive, general, and depressive symptoms and poorer levels of global functioning. Histories of emotional neglect, physical neglect, emotional abuse, and sexual abuse are frequent in individuals at UHR. It is worth noting that female patients reporting episodes of physical abuse during childhood years have more psychotic and depressive symptoms when evaluated than their counterparts without a history of ChT [18] .

Meta-analysis in individuals with psychotic disorders proposes a three-fold likelihood of having experienced some childhood adversity compared to healthy controls [23] . The relationship between trauma exposure and psychosis is heavily dependent on the onset, time frame, and nature of trauma. The risk of developing psychopathology is exceptionally high in home environments with recurrent exposure to ongoing traumatic events [24] . The relationship between exposure to ChT and SCZ is strongly dose-responsive as noted above, concluding that diagnosis is most feasible in individuals with multiple exposures to ACEs. A recent study in South Africa made a similar discovery when exploring the relationship between childhood trauma and SCZ. One experience of physical or emotional trauma had no significant association with SCZ; still, in individuals with greater than two experiences of these traumas, there is an increase in the odds of developing SCZ, suggesting that physical and emotional childhood adversity, when occurring infrequently, does not necessarily increase the risk of SCZ. On the other hand, one experience of sexual abuse increases the odds and severity of SCZ [14, 16, 25] . Although these findings are slightly controversial compared to other studies, a study on ChT found a significant link between physical and sexual abuse with the severity of positive psychotic symptoms in minority ethnic groups [9] .

There is strong evidence between ChT and hallucination and delusions [13] . A couple of researchers propose that symptoms such as hallucinations and delusions are intrusions or an individual's perception of intrusions resulting in despair. ChT has a more significant link to positive symptoms than negative symptoms. Emotional neglect is related to paranoia by an individual's belief in a just world. A high perception of injustice and feelings of being a specific target of unfair treatment can cause an individual to be paranoid [24, 25] .

Comparing reports of ChT between individuals with first-episode psychosis and schizophrenia, the former shows a prevalence rate of 28%-53% while the latter a rate of 9%-83% [26] . SCZ spectrum disorders are associated with lower premorbid adjustment in those exposed to childhood maltreatment. ACEs contribute to neurodevelopment impairment, unveiling poor premorbid adjustment before the onset of psychosis. When addressing premorbid adjustment, findings are not specific to one type of trauma but cover all different categories of ChT [22] . Generally, patients with psychotic disorders and histories of child abuse have common clinical characteristics, such as a higher hospitalization rate for symptoms, a more relentless course of psychosis, earlier onset of symptoms, more severe episodes, heightened rates of treatment failure and noncompliance, greater likelihoods of mood and behavioral disturbances alongside psychosis symptoms, greater risk of suicide and substance disorders [17] .

Consideration of trauma histories is an essential factor when studying experiences of psychosis. Children with histories of physical or psychological trauma during periods of personality development in infancy and early childhood years are prone to anxiety and panic episodes in adult years. Panic attacks occur in 45% of patients with SCZ leading to the speculation that early trauma increases the risk of both disorders. A traumabased approach is necessary when evaluating patients with psychosis since an increase in frequency and severity of ChT correlates with paranoia [19, 25, 27] .

Several assessment tools help identify ChT. They take into account severity, context, and cultural influences. The Childhood Trauma Questionnaire (CTQ) is most common across the board, both in non-clinical and clinical individuals [31] . CTQ is an international assessment tool used to assess ChT. This self-report survey, along with other measures, is essential in identifying experiences of abuse and neglect [9] . Most observational studies utilize the Positive and Negative Syndrome Scale (PANSS) to assess psychotic positive and negative symptoms [32] . Additional assessment tools are available to fully explore psychotic traits and symptoms of other mental disabilities. Table 2 contains a summary of necessary assessment tools relating to ACEs and mental health issues.

Clinician-Administered

Structured clinical interview with 30 items used as a gold standard for assessing PTSD and quantifying symptom severity [33, 34] .

A retrospective method of measuring childhood trauma using a 70-item questionnaire. It addresses five subscales of trauma: physical neglect, emotional neglect, physical abuse, emotional abuse, and sexual abuse [35, 36] .

A shortened version of the original CTQ. It uses a 28-item questionnaire [36] .

The Chinese version of CTQSF (Childhood Abuse Questionnaire)

A Chinese translated version of the CTQSF, used in the Chinese population due to similar psychometric properties and cultural equivalence [31] .

The Dutch version of CTQSF The self-report CTQSF questionnaire in Dutch [21] .

The Childhood Experience of Care and Abuse Questionnaire (CECA.Q)

A self-report questionnaire for obtaining information about incidents of parental hostility, neglects, and abuse [37] .

Early Trauma Inventory

Self Report -Short Form (ETISR-SF)

A self-administered questionnaire with 27 items to assess general traumatic experiences and childhood trauma occurring before age 18 [38] .

A scale to measure attachment within a relational context like family and friends. It can be used on children and adolescents [39] .

This assessment scale helps measure the severity of social anxiety symptoms. It also measures response to treatment. The scale comprises 24 social situations that rate levels of fear and avoidance. There are two types available: a clinically administered and the other, a self-report version [40] .

A structured clinical examination helps assess the degree of neurological impairment in schizophrenic patients. The scale comprises 26 items [41] .

Interview (PaSI) Interview for assessing comorbidities of anxiety disorder [19] .

The gold standard for evaluating the efficacy of antipsychotic therapy. Evaluation of multidimensional symptoms is done by obtaining data from clinical observations and patient/caregiver reports [42] .

This scale helps assess levels of functioning across four developmental periods from childhood to early adulthood. Areas addressed by the scale include adaptation to school, peer relationships, school performance, social sexual aspect, and sociality [22] .

The questionnaire is helpful in the measurement of victimization during childhood years, assessing physical, verbal, and indirect forms of bullying in school and perceived severity as well as the frequency of bullying [25] .

Interview for DSM-IV (SCID)

An assessment tool widely used to evaluate the presence of anxiety and related disorders [43] .

A prospective cohort study based on a population in the geographical area of Avon in the UK. Pregnant women recruited in 1990-1992 were studied along with their partners and children, since the initial study in 1990 till date [44, 45] .

Affective Disorders (DI-PAD)

An interview using DSM algorithms and the International Classification of Diseases to evaluate symptoms related to depression, mania, and schizophrenia [19] .

World Scale A six-item, six-point scale, for measuring an individual's belief in a just world in general [25] .

Interview (MINI)

An interview to evaluate psychiatric disorders based on DSM criteria. It measures current and lifetime evidence of substance use, major depression, and psychotic disorders [24] .

A seven-item assessment scale with six points; effectively measures individuals' belief that the world is a just place for them [25] .

A 14-item measurement scale helps screen for a lifetime history of exposure to trauma. It considers the age of first exposure, frequency of traumatic events, and attestation of exposure [46] .

A gold standard assessment scale for severity of symptom evaluation in OCD, widely used by trained clinicians. It consists of two interrelated components: a checklist of obsessions and compulsions, and a 

Generally, people with SCZ have higher peripheral FKBP5 expression; FKBP5 is a gene related to stress response in the hypothalamic-pituitary-adrenal (HPA) axis. Notably, the FKBP5 gene functions in developing psychosis and the outcome of SCZ amidst exposure to acute or chronic stress. The role of various FKBP5 gene variants can be beneficial or detrimental when considering the risk of illness, worsening of psychosis, and response to therapy. Increased cortisol secretion in schizophrenic patients with ChT theorizes that the HPA axis dysfunction in SCZ is related to ChT [15, 26] .

Research has also shown that the genetic factor brain-derived neurotrophic factor (BDNF) Val66Met polymorphism directly connects to SCZ symptoms, in addition to the interplay of genes and environmental factors, especially ChT. When exposed to ChT, BDNF Met carriers have increased positive psychotic experiences compared to their counterparts [20] .

The loss of volume in at-risk brain regions such as the hippocampus is a common finding in SCZ. Low hippocampus BDNF levels are present in animal models exposed to acute and chronic stress using glucocorticoids as a stress inducer. Cortisol use in medical treatment can provoke psychotic symptoms.

Although recent meta-analysis reports show a desensitized cortisol response to stress in SCZ, SCZ patients have a flattened reaction to stress and lower thresholds than controls during and after stress exposure validating that SCZ patients have a substantial impairment in their stress response. Interestingly, adolescents at high risk of psychosis have high resting cortisol levels related to environmental influences such as negative self-concept and emotional abuse from relatives. Still, when these individuals develop symptoms, their stress response becomes significantly desensitized [18] .

Genetic liability for SCZ is associated with specific environmental trauma exposure; individuals at high risk would benefit from more significant support and resources to promote a healthier developmental environment [16] .

There is a correlation between histories of child maltreatment with several structural changes in the brain. Imaging studies show a decreased volume of the hippocampus, dorsolateral prefrontal cortex, amygdala, cerebellum, inferior frontal gyrus, gray matter, and anterior cingulate cortex in patients with ACEs and psychotic disorders. The thalamus is also majorly affected in these patients; dysfunction in connectivity of the thalamus and different brain regions is a strong predictor of conversion of prodromal syndromes to fullblown psychotic disorders in at-risk adults and adolescents. A study examining the influence of early trauma on emotional processing found vital results in SCZ patients with histories of sexual abuse: decreased functional connectivity between the sulci of the left precuneus, left posterior cingulate, and right calcarine and amygdala predominantly in this patient group [17] .

The HPA axis invariably shows alteration by ChT. Individuals with histories of childhood abuse show hyperactivity of the axis leading to subsequent alterations in dopamine, the autonomic nervous system, brain structure, and neural function, which all increase the probability of susceptibility to psychosis. The elevation of striatal dopamine function is evident in those exposed to childhood adversity, connecting psychogenic stress, especially sexual and physical abuse, to associative striatum elevation [23, 24] .

In 2001, after studying the positive symptoms of psychosis, a cognitive model elaborated that predisposition to develop psychosis has a bio-psycho-social origin. Since childhood, traumatic experiences can lead individuals to have a faulty view of themselves, and they also construct a fear-based outlook of the world; suspicion, intrusive thoughts, dissociation, and paranoia can very well become coping mechanisms. Although this is not entirely accepted, these findings are sufficient to explain the role of trauma and psychosis in specific individuals [27] .

As noted earlier, the hypothesis of SCZ pathophysiology mainly lies in dopamine overstimulating the D2 receptors in the brain. Studies propose stress sensitization as a critical part of SCZ decreasing the sensitivity threshold in people with SCZ. Stress can activate the HPA axis, which results in the sensitization of dopamine in the mesolimbic region and an increase in the striatal dopamine release. A meticulous review considering the results from studies on child abuse and psychosis shows that psychosocial stress triggers psychosis through mechanisms of emotional changes and disturbance of cognitive processing in at-risk individuals [18, 19] .

Psychopathological symptoms strongly reconcile the link between ChT and psychosis; anxiety can trigger the development of paranoia, a false sense of reality, and, in the long run, hallucinations. One trauma can also accentuate the effects of another existing traumatic experience leading to a faster pathway to symptomatic presentation [21] .

The empirical findings reported herein should be considered in light of some limitations. Firstly, the preferential selection of articles published in English or fully translated and free full-text articles led to the exclusion of plausible relevant findings. Additionally, some individuals exposed to extreme ACEs are not affected by psychosis later in life, a concept unaddressed in this study; this exception is worth exploring with further research.

Finally, this review has no significant analysis of confounders and modifiers in the development of psychosis/SCZ, such as substance use, family history, personality disorders, low birth weight, and neonatal infection exposure. Therefore, a cautious interpretation of findings from this study is necessary when considering confounding variables. In the future, a study addressing the interaction between various confounding variables present in schizophrenic individuals could provide additional insights into the pathogenesis and prevention of SCZ.

This systematic review adds to the currently available data, acknowledging that adversity faced during infancy through teenage years can manifest in adulthood. Lately, the recognition of individual lived experiences has shown positive impacts on the management of several psychiatric disorders. This study's primary purpose is to emphasize the importance of evaluating patients as a whole, acknowledging the effects of their previous experiences in the manifestation of current symptoms. Evidence suggests that neurobiological processes occur in the brain after trauma, predisposing individuals to developing psychosis and SCZ. The evaluation of the benefit of initial trauma detection and the availability of early support is critical in future trials to highlight the feasible potential of neurological effect modulation. Identifying a positive impact on neurobiology should encourage more primary care providers to screen for trauma early on as part of child wellness visits. In ideal circumstances, early detection of adversity in individuals will lead to an immediate introduction of available resources beneficial in combating mental and emotional dysregulations, a possible key to decreasing the diagnosis per year and intensity of schizophrenia in the general population.

In compliance with the ICMJE uniform disclosure form, all authors declare the following: Payment/services info: All authors have declared that no financial support was received from any organization for the submitted work. Financial relationships: All authors have declared that they have no financial relationships at present or within the previous three years with any organizations that might have an interest in the submitted work. Other relationships: All authors have declared that there are no other relationships or activities that could appear to have influenced the submitted work.

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