key: cord-0037320-o4ed7mfl authors: Gowing, Stephen D.; Madani, Amin title: Pleural Disorders date: 2015-03-21 journal: Pocket Manual of General Thoracic Surgery DOI: 10.1007/978-3-319-17497-6_4 sha: a0bdac091ef896eb3c2a2147c38276f5c9b2439a doc_id: 37320 cord_uid: o4ed7mfl This chapter provides an overview of both benign and malignant pleural disorders, starting with the relevant anatomy and physiology. The focus is on the management of pneumothoraces and pleural effusions—conditions that are commonly encountered on a general thoracic surgery service. The pleural cavity is lined by parietal and visceral pleura, which are smooth membranes that are continuous with one another at the hilum and pulmonary ligaments. Parietal Pleura: innermost chest wall layer, divided into cervical, costal, mediastinal and diaphragmatic pleura. • Visceral Pleura: layer covering both lungs -Arterial supply: systemic and pulmonary; venous drainage: pulmonary -Innervated by the autonomic nervous system • The two layers are separated by a thin layer of pleural fluid, which serves to allow transmission of forces from the chest wall to the lungs during inspiration and expiration. -Pleural fluid under normal conditions is about 0.25 mL/ kg and is plasma-like consistency [ 1 ] . -Pleural fluid turnover: 0.15 mL/kg/h [ 2 ] . -The production and reabsorption of fluid is dictated by the Staling forces of parietal and visceral pleura capillaries (hydrostatic pressure, plasma oncotic pressure), as well as capillary permeability and the negative intrathoracic pressure. The lymphatics also have a significant ability to reabsorb large protein molecules and fluid. Any disruption or alterations of these mechanisms may lead to a pleural effusion. -Fluid moves via a net filtration gradient from the parietal pleura capillaries into the pleura, while fluid is reabsorbed generally by parietal pleural lymphatics. -The function of the pleural fluid is to decrease friction between the parietal and visceral pleura during respiration, allow apposition of the lungs to the chest wall and ensure coupling between the lung, chest wall and diaphragm to optimise ventilation. • Abnormal presence of air within the pleural cavity • Results in dissociation of the parietal and visceral pleura leading to a disruption of lung mechanics. • Lung compression reduces lung compliance, volumes and diffusion capacity. • If left untreated, air can accumulate without decompressing adequately, leading to high positive pleural pressures, causing severe lung collapse, and compression of the mediastinum, great vessels and heart, and ultimately haemodynamic compromise. • Patients in tension pneumothorax require immediate clinical diagnosis, followed by needle decompression in the second intercostal space at the midclavicular line, followed by tube thoracostomy. Aetiology (Table 4 .1 ) • Spontaneous Pneumothorax: no underlying trauma or iatrogenic cause for pneumothorax Smoking and atmospheric pressures changes are also risk factors [ 5 ] . • Secondary Spontaneous Pneumothorax: known underlying lung disease. -Incidence 6.3/100,000 (men) and 2.0/100,000 (women) annually in the USA [ 3 ] . -Underlying disease causing rupture and air leak • Pleuritic chest pain and dyspnea (most common) • Physical examination may be normal if the pneumothorax is <25 %. -Decreased breath sounds, hyperresonance on the affected side (not always present) -Subcutaneous emphysema -Tension pneumothorax also presents with tracheal deviation to the contralateral side, severe respiratory distress and haemodynamic instability. -Rarely: pneumomediastinum or pneumopericardium (Hamman's sign) • Diagnosis is established by an upright chest X-ray ( Fig. 4.2 ). If clinical signs of tension physiology are evident, X-ray confirmation should be omitted and immediate decompression should ensue. -Expiratory view accentuates the separation of the parietal and visceral pleura. -Pneumothorax in supine patients accumulates into the dependent regions of the anterior and subdiaphragmatic pleura and may be detected as a deep sulcus sign. -Although CT scan is the gold-standard for diagnosis, it is not necessary for the majority of patients with firstepisode spontaneous pneumothorax since it does not change the management. -Ultrasound is also an accurate, rapid and non-invasive test, yet requires operator experience. Sensitivity: 95-98 %; true-negative rate: 100 % [ 6 , 7 ] Subcutaneous emphysema can create significant interference. • The aetiology largely dictates both immediate and definitive management. • Observation: -Reserved for asymptomatic patients with a small pneumothorax who are unlikely to have an ongoing air leak. Follow-up radiography should be obtained within 24-48 h to document improvement. -Supplemental oxygen can help decrease the alveolar pressure of nitrogen in the body, thus creating a gradient to reabsorb the air from the pleura (mostly composed of nitrogen) into the alveoli and tissues. -Conservative management re-expands the lung at an average rate of 2.2 %/day with a 79 % success rate [ 8 ] . -Failure for the pneumothorax to resolve may lead to fibrothorax (fibrous entrapment of the lung). • Aspiration: -A small cannula can be used to aspirate pleural air, with a success rate of 75 and 40 % for a primary and secondary spontaneous pneumothorax, respectively. This technique is rarely used. -Can be attached to a Heimlich one-way valve or a three-way stop-cock with a large syringe [ 9 ] . • Percutaneous Catheters: -Small-calibre tube thoracostomy can be performed percutaneously via the Seldinger technique and attached to either a Heimlich one-way valve or suction. -Use is limited to a spontaneous pneumothorax with limited respiratory symptoms. • Tube Thoracostomy: -Large-bore chest tubes are the standard-of-care for treatment of traumatic pneumothoraces, unstable patients, persistent or large air leaks and associated effusions or haemothoraces. -Clamping of the tube is controversial. If performed, a follow-up chest radiograph should be done in several hours to assess for re-accumulation. -Outpatient management is acceptable with the use of a Heimlich one-way valve [ 10 ] . -Complications of chest tube insertion include: injury to the lung, intercostal vessels, or great vessels, misplacement in the fissures or outside the pleural cavity, infection, and re-expansion pulmonary edema caused with rapid re-expansion leading to increase in capillary permeability. • The appropriate initial management option should be tailored to the expected size of the air leak. • Conservative options include observation, needle aspiration, and small-bore tube thoracostomy connected to an underwater seal. For persistent or larger air leaks, largebore chest tubes with underwater seal connected to wall suction can be used, with surgery and/or pleurodesis as last resorts [ 11 ] . • Recurrence after spontaneous pneuothorax is 30 % after the first episode, with the majority occurring within 2 years [ 12 ] . Independent risk factors for recurrence include: pulmonary fibrosis, age >60 years, increased height/weight ratio [ 13 ] . Recurrence rate increases after each episode. • Surgery: -Guidelines recommend waiting at least 3-5 days for resolution of a spontaneous pneumothorax before considering definitive surgical management [ 14 ] . -A bullectomy can be performed preferably via a VATS approach with a success rate >95 % [ 15 ] . Other options including open thoracotomy and axillary approaches. -Indications for bullectomy [ 14 ] : After the second spontaneous primary pneumothorax After the first spontaneous primary pneumothorax in patients with high-risk professions, or patients exposed to significant changes in atmospheric pressures After the first spontaneous secondary pneumothorax • Pleurodesis: -Although surgery as definitive management of recurrent pneumothoraces is preferred, pleurodesis with talc, bleomycin or doxycycline remains an option with success rates of 75-90 % [ 16 , 17 ] . See Chap. 4 : Pleural Disorders (Pleurodesis Technique). • An abnormal collection of fluid in the pleural space -Can be transudative (low protein) or exudative (high protein). • Benign pleural effusions are twice as common as malignant pleural effusions [ 18 ] (Table 4 .2 ). • Increased pulmonary capillary pressure (CHF, renal failure) • Increased pulmonary capillary permeability (pneumonia) • Decreased intrapleural pressure (atelectasis) • Decreased plasma oncotic pressure (hypoalbuminemia) • Increased pleural permeability (infection, inflammation) • Obstruction of pleural lymphatic drainage (malignancy) • Fluid from other sites or cavities (peritoneum, retroperitoneum) • Rupture of thoracic vessels (haemothorax, chylothorax) • Drugs [ 18 ] Work-Up (Table 4. 3 ) • Serum Laboratory: blood count and differential (high white count suggests infection, bleeding, malignancy), serum electrolytes, urea, creatinine, liver function tests and liver enzymes, albumin, lactate dehydrogenase, lipase, cardiac enzymes, electrocardiogram • Imaging: -Chest X-ray (presence of >250 mL pleural fluid [ 20 ] ) Complicated pleural infections are suggested by abnormal pleural indentation that does not correspond to the effects of gravity on pleural fluid. -Ultrasound: can identify small effusions and loculations, and can guide thoracocentesis, drain placement and pleural biopsy. -CT scan: best imaging study to characterise size, location, presence of loculations and underlying cause of pleural effusions ( Fig. 4 .3 ). It can also guide chest drain placement for complicated effusions/empyema. Signs of pleural infection include pleural thickening, pleural space air (gas-forming organisms), and the split pleura sign in empyema (pleural fluid encased by distinct thickened visceral and parietal pleura) [ 21 ] . • Pleural Fluid Sampling: unless the cause of the effusion is known (i.e. CHF) the pleural fluid should be sampled. -Pleural Fluid Characteristics [ 22 ] : Straw colour (normal, transudate) Turbid/purulent (empyema) Blood (trauma, malignancy, parapneumonic) Enteric content (esophageal rupture) Bile (bilothorax) Cytology (to detect malignancy) CBC (to identify WBCs from infection, or RBCs from blood) Acid-fast bacilli (AFB) PCR (if lymphocytic effusion is found or TB is a concern especially in endemic regions) -Light's Criteria: used to distinguish exudative from transudative pleural effusions. If 1 or more are positive, effusion is exudative [ 25 ] . Pleural Fluid/Serum Protein ratio >0.5 Pleural Fluid/Serum LHD ratio >0.6 Pleural Fluid LDH >2/3 the upper limit of normal serum LDH • Pleural Biopsy : can assist the diagnosis of tuberculosis, malignancy, and amyloidosis when diagnosis is uncertain [ 26 ] . Pleural Infections (Empyema) • Infection of the pleural space (exudative effusion) [ 27 ] . • 70-80 % patients may be managed with non-surgical management (drainage + antibiotics + fibrinolytic therapy) [ 28 , 29 ] . • Increased incidence in alcoholic and intravenous drug users (risk of aspiration) [ 30 ] . • Progression through stages occurs over 3-6 weeks ( Fig. 4.4 ) [ 27 , 31 ] . • Untreated empyema eventually progresses to fibrothorax [ 32 ] . -Historically large bore chest tubes (30) (31) (32) (33) (34) (35) (36) were advocated for drainage of pleural infections due to fear of tube blockage by thick viscous drainage [ 20 ] . -A recent case series using 10-16 Fr tubes of pleural infections reported a 72 % success rate, comparable to large bore (>30 Fr) chest tubes [ 34 ] . -A retrospective analysis of 405 patients treated with chest tube drainage of various sizes (<10 Fr, 10-14 Fr, 15-20 Fr, >20 Fr) revealed no difference in mortality or requirement for decortication [ 35 ] . No differences in chest radiograph change following drainage, length of stay or pulmonary function after 3 months were noted between tube size groups. Irrigation of pleural cavity can be done with sterile saline following drain insertion, however evidence supporting this practice is lacking [ 20 ] . • Antibiotics: -Patients often present with signs of sepsis. -Broad-spectrum antibiotic therapy covering grampositive, gram-negative (including Pseudomonas) and anaerobic bacteria is indicated. -Focus antibiotics once cultures obtained. -Antibiotics in pleural fluid typically reach approximately 75 % of serum levels [ 20 ] . -Duration of antibiotics: minimal evidence suggesting optimal duration, however therapy is generally continued for 2-4 weeks following resolution of signs and symptoms in order to achieve clinical resolution, depending on microbiology, response to therapy, extent of disease, adequacy of drainage and patient factors (e.g. immune status). • Fibrinolytic Therapy (Streptokinase/tPA +/− DNAse): -Used as treatment of loculated parapneumonic effusions and empyema. -Aimed to reduce incidence of surgical intervention. -Meta-analysis of 7 RCTs comparing fibrinolytic therapy to placebo shows reduction in surgical intervention but not in mortality or length of stay [ 28 ] . -Double-blind RCT MIST2 trial evaluating t-PA and DNAse for patients with pleural infection [ 36 ] . • A turbid milky white effusion resulting from transection (traumatic) or obstruction of the thoracic duct (TD) or its branches. • 1.5-2.5 L of lymphatic fluid pass through the TD per day. • TD leak results in rapid volume, lymphocyte, nutrition, fatsoluble vitamin and electrolyte losses [ 40 ] . • TD leak can induce immunosuppression in patients [ 41 ] . • 1/200 incidence post-thoracic surgery [ 18 ] . • Chylous ascites can also be a source of chylothorax [ 42 ] . • Lipoprotein electrophoresis: the presence of chylomicrons confirms chyle leak [ 43 ] . • Elevated pleural fluid triglyceride levels (>110 mg/dL). • CBC and differential demonstrates >80 % lymphocytes [ 44 ] . • Intestinal/Lumbar lymphatics → cysterna chylii (anterior to L1/L2) → aortic hiatus of diaphragm (T12) → right chest (between aorta and azygous vein) → crosses midline at T4 (behind oesophagus) → left posterior mediastinum (behind aorta, left side of oesophagus, behind left subclavian artery) → crosses over left subclavian artery (anterolateral mediastinum) → enters confluence of left jugular and subclavian veins [ 40 ] . • Pleural Effusion Drainage [ 27 ] : -Chest tube is used to drain the pleural cavity providing symptomatic relief. MCT are absorbed by intestinal epithelium into the portal venous circulation bypassing lymphatic absorption and decreasing lymphatic flow to allow duct closure. -Dietary control measures are usually maintained for 1-2 weeks followed by fat challenge (cream or olive oil PO/PT). Increased milky chest tube drainage indicates failure of conservative management [ 27 ] . -Conservative management with dietary control is successful in approximately 50 % of traumatic chylothorax patients [ 45 ] . Patients with high output (>1 L/day) are unlikely to respond to conservative management and will require early operative intervention [ 46 ] . • Octreotide: -Octreotide is a somatostatin analogue with a longer half-life, theorised to decreased lymph flow rate, lymph volume, as well as digestive enzyme release and intestinal absorption of fatty acids. -Prescribed as 50 μg SC/IV q8h -Initial case series and case reports show some success using octreotide or somatostatin to decrease chyle leak rates however RCTs are lacking [ 47 ] . • Surgical Management (TD Ligation): -Indications: Failed conservative management High output leaks (>1 L/day) [ 45 ] -Operative options include: mass ligation of tissue at diaphragmatic hiatus, duct ligation at diaphragmatic hiatus, direct closure of duct injury [ 27 ] -Can be approached via right thoracotomy or right-side VATS -Olive oil or cream is given PO prior to surgery to improve recognition of duct injury site [ 27 ] -90 % success rate [ 45 , 48 ] . -Some surgeons recommend early operative treatment (within 1 week, if patient can tolerate additional surgery) to minimise nutrient loss and immunosuppression from ongoing leak [ 49 -51 ] . • TD Embolisation (available only in selected centres): -TD cannulation rate: 67 %; 90 % resolution of chyle leak post-embolisation [ 52 ] . • Prevention: -Preoperative oral administration of milk has been shown to facilitate thoracic duct visualisation (95 % vs. 13 %) and decrease risk of duct injury (7 % vs. 13 %) [ 53 ] . • Treatment of non-traumatic chylothorax focuses on the treatment of the underlying disease responsible. Concurrent conservative therapy should be instigated (drainage, diet/TPN, +/− octreotide) [ 54 ] . • Failure of resolution following treatment of disease requires further intervention [ 54 ] . • For malignant chylothorax effusions sclerosant pleurodesis via chest tube or VATS is recommended. -Malignant chylothorax patients have limited benefit from TD ligation [ 55 -57 ] . • For benign or idiopathic chylothorax effusions, thoracoscopic Talc pleurodesis and TD ligation is recommended [ 45 , 58 ] . • Exudative pleural effusion resulting from metastases to pleura • Approximately 22 % of pleural effusions in the United States; >150,000 cases annually [ 59 ] • Most common causes include metastatic lung, breast, colon and ovarian cancer [ 19 , 60 ] • Mean life expectancy of 4-6 months from effusion onset [ 61 , 62 ] • Treatment is aimed at palliation of symptoms. Small asymptomatic effusions can be followed [ 19 , 60 ] . • Symptomatic patients can receive serial thoracocentesis, due to the high likelihood of recurrence within weeks following each drainage [ 19 ] . • Appropriate for patients with low life expectancy (less than time for recurrence), too frail to receive pleurodesis, or slow pleural effusion recurrence (time to recurrence >1 month) [ 60 ] . • Risk of re-expansion pulmonary edema from rapid drainage of large effusions, pneumothorax, and empyema with repeated drainages. Repeated thoracocenteses also produce adhesions which can diminish success of subsequent procedures [ 62 ] . • Indwelling pleural catheter, which patients can drain manually and achieve long-term control. -Prior to sclerosant injection intrapleural injection of lidocaine 3 mg/kg (maximum 250 mg) via chest tube is recommended [ 62 ] . Alternatively lidocaine may be added to a normal saline Talc solution. -Narcotic analgesia is recommended (+/− amnestic agent i.e. midazolam). • Sclerosant Options: -Talc: 5 g of Talc are dissolved in 100 cc normal saline and placed in two 60 cc Toomey syringes (3 g of Talc are sufficient for pleurodesis for pneumothorax). Size-calibrated Talc, <10 % 5-10 μm diameter, is preferred as small particle Talc has been linked to systemic absorption, systemic inflammation and ARDS [ 68 ] . aggressive than MM, also referred to as "localised mesothelioma." • Strong association with asbestos exposure (>80 % of cases), with 20-years latency until the development of MM. • 5:1 Male predominance, with peak incidence in the sixthseventh decade. • Other causes: radiation, mineral fibres, simian virus 40. • Dyspnea • Pain-secondary to chest wall invasion and involvement of somatic nerves of the parietal pleura • Malignant pleural effusion • Pleural thickening, subtle pleural masses on radiographic images -Thick, restrictive pleural rind (late finding) with encasement of the lung • CT chest with IV contrast +/− FDG-PET • MRI as an adjunct to determine depth of chest wall invasion or diaphragmatic involvement • Thoracocentesis of malignant effusion: cytology and elevated pleural hyaluronic acid have a 50 % diagnostic accuracy. • Gold standard for diagnosis is thoracoscopic pleural biopsy. -80 % Diagnostic accuracy • Most patients present with locally advanced disease-not amenable to surgical treatment options. • Surgery is reserved for patients with localised and selected locally advanced disease. -Surgery is provided in the context of multi-modality therapy (neoadjuvant or adjuvant chemotherapy and adjuvant whole thorax radiation therapy), with improvement in overall survival and disease-free survival depending on tumour histopathology and regimen. • Extrapleural Pneumonectomy (EPP): en-bloc resection of the lung, visceral pleura, parietal pleura, pericardium, hemidiaphragm. -Mortality: 0-12 % mortality -Major perioperative morbidity: 25-55 % -Low patient compliance with multimodality therapy (50-70 %) [ 73 ] -Provides significant cytoreduction and improved delivery of radiation therapy to target -Median OS: 13-47 months; DFS: 10-16 months [ 73 ] • Extended Pleurectomy/Decortication: less aggressive surgical option than EPP. -Mortality: 0-2 % ->95 % patient compliance with multimodality therapy [ 74 ] • The optimal surgical option remains controversial. Despite the decrease in cytoreduction compared to EPP, one recent non-randomised trial reports extended pleurectomy/decortication to have improved median survival (23 months vs. 13 months), 2-years survival (49 % vs. 18 %) and 5-years survival (30 % vs. 9 %) [ 74 ] . • Whole thorax radiation therapy in conjunction with surgery improves local control. • Unfortunately, patients with locoregional control from radiotherapy develop systemic disease with limited benefit from chemotherapy (cisplatin/premetrexed: 12-months median survival) [ 75 ] . • Palliative options: pleurodesis or indwelling pleural catheter drainage to improve quality of life. 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