key: cord-0034983-2lhrkmrv authors: Roden, Anja C.; Tazelaar, Henry D. title: Lung date: 2010-05-17 journal: Pathology of Solid Organ Transplantation DOI: 10.1007/978-3-540-79343-4_7 sha: cb46c74dbad0ef0d64c3a9c319484ac441b7318a doc_id: 34983 cord_uid: 2lhrkmrv Experiments with animals in the 1940 and 1950s demonstrated that lung transplantation was technically possible [33]. In 1963, Dr. James Hardy performed the first human lung transplantation. The recipient survived 18 days, ultimately succumbing to renal failure and malnutrition [58]. From 1963 through 1978, multiple attempts at lung transplantation failed because of rejection and complications at the bronchial anastomosis. In the 1980s, improvements in immunosuppression, especially the introduction of cyclosporin A, and enhanced surgical techniques led to renewed interest in organ transplantation. In 1981, a 45-year-old-woman received the first successful heart–lung transplantation for idiopathic pulmonary arterial hypertension (IPAH) [106]. She survived 5 years after the procedure. Two years later the first successful single lung transplantation for idiopathic pulmonary fibrosis (IPF) [128] was reported, and in 1986 the first double lung transplantation for emphysema [25] was performed. Experiments with animals in the 1940 and 1950s demonstrated that lung transplantation was technically possible [33] . In 1963, Dr. James Hardy performed the first human lung transplantation. The recipient survived 18 days, ultimately succumbing to renal failure and malnutrition [58] . From 1963 through 1978, multiple attempts at lung transplantation failed because of rejection and complications at the bronchial anastomosis. In the 1980s, improvements in immunosuppression, especially the introduction of cyclosporin A, and enhanced surgical techniques led to renewed interest in organ transplantation. In 1981, a 45-year-old-woman received the first successful heart-lung transplantation for idiopathic pulmonary arterial hypertension (IPAH) [106] . She survived 5 years after the procedure. Two years later the first successful single lung transplantation for idiopathic pulmonary fibrosis (IPF) [128] was reported, and in 1986 the first double lung transplantation for emphysema [25] was performed. Over the following years, the number of lung transplants rapidly increased, and the operation became an accepted treatment for an end-stage lung disease. Today, there are four major surgical approaches to lung transplantation: single and bilateral lung transplantation (BLT), heart-lung transplantation, and transplantation of lobes of lungs from living donors. In 2007, 2,708 lung transplantation procedures were reported worldwide to the Registry of the International Society for Heart and Lung Transplantation (ISHLT) in adults, the highest number for any year until then [21] . In the same year, 93 lung transplantations were reported in children, the majority in adolescents (12-17 years old) [6] . Although the number of single lung transplantations has been relatively stable, BLTs have continuously increased within the past 15 years. In fact, in 2007, BLT was the most common lung transplantation procedure performed with 69% of all lung transplantation procedures, largely due to transplantation for cystic fibrosis and chronic obstructive lung disease/ emphysema which made up for 26.6 and 25.7% of all BLTs between 1995 and 2008 [21] . The mean age of transplant recipients has consistently increased since 1989 rising to an all time high of 50.8 years in 2008 [21] . The most common indications for lung transplantation in adults are chronic obstructive pulmonary disease (COPD)/emphysema, IPF, cystic fibrosis and alpha-1 antitrypsin deficiency emphysema (AAT) (see Table 7 .1) [21] . Indications for pediatric lung transplantation vary by age (see Table 7 .1). In children over 5 years old, cystic fibrosis is the most common indication [6] , followed by IPAH. In contrast, in infants and preschool children, lung transplantations are usually performed for IPAH, congenital heart disease, idiopathic interstitial pneumonitis, and surfactant protein deficiency. Well-selected patients with systemic diseases such as sarcoidosis, lymphangioleiomyomatosis, and pulmonary Langerhans' cell histiocytosis have also had satisfactory results after lung transplantation [27, 71, 91, 99, 119] as have selected patients with scleroderma [84, 110, 113] . Multiple cases of incidental T1N0M0 or even Stage IIIA non-small cell carcinoma in the excised native lungs of transplant recipients have been reported [14, 30, 124] . Although one patient with Stage IIIA poorly differentiated squamous cell carcinoma died 6 months after transplantation of a neoplastic thromboembolus, patients with T1N0M0 carcinoma are generally free of recurrence. Currently, only patients with near end-stage lung disease and a limited life expectancy should be considered for lung transplantation [95] . However, since lung transplantation is a rapidly evolving field, there are no hard and fast rules about who may be transplanted. When choosing a transplantation procedure, several issues are considered including the shortage of organ donors, the original disease, and the center's experience with graft and patient survival. General guidelines for the selection of the procedure have been proposed [36] and are based on the nature of the underlying lung disease. While BLTs are mandatory for cystic fibrosis [6, 21] IPF idiopathic pulmonary fibrosis; AAT alpha1-antitrypsin deficiency; IPAH idiopathic pulmonary arterial hypertension; LAM lymphangioleiomyomatosis; OB obliterative bronchiolitis [35] , this procedure has also become more popular for indications such as AAT, COPD, IPF, and IPAH. Singlelung transplantation is usually performed in patients with restrictive fibrotic lung disease, Eisenmenger syndrome with reparable cardiac anomaly, and older patients with COPD. Heart-lung transplantation is considered in patients with Eisenmenger syndrome with irreparable cardiac defect, pulmonary hypertension with cor pulmonale, or end-stage lung disease with concurrent severe cardiac disease [83, 89] . Transplantation of lobes from living donors is a recently developed technique involving bilateral implantation of the lower lobes usually from two blood group-compatible living donors. The procedure has been performed in patients with cystic fibrosis, although the indications have been recently broadened. The functional and survival outcomes are similar to those achieved with conventional transplantation of cadaveric lungs. Donation of a lobe decreases the donor's lung volume by an average of approximately 15%, which is not associated with long-term functional limitation. Other factors of the recipient that must be taken into consideration on an individual basis include ventilator dependence, previous cardiothoracic surgery, and preexisting medical conditions (e.g., hypertension, diabetes mellitus, osteoporosis) since posttransplantation medical regimen can worsen these illnesses. Severe coronary artery disease is a contraindication to lung transplantation. However, coronary artery bypass grafting at the same time as lung transplantation has been performed with a reasonably good outcome in some centers, although less invasive preoperative interventions, such as percutaneous transluminal coronary angioplasty and stenting, are preferred. Although the donor selection criteria may vary amongst centers, generally acceptable donor criteria include age of donor <65 years for lung transplantation and <45 years for heart-lung transplantation. In 2008, the average donor age was 35.5 years [21] . Other donor criteria include the absence of severe chest trauma or infection, no prolonged cardiac arrest (heart-lung transplantation only), minimal pulmonary secretions, negative screens for HIV, hepatitis C, and hepatitis B and blood type (ABO) compatibility. A close match of lung size between donor and recipient, PaO 2 > 300 mmHg on 100% fraction of inspired oxygen (FiO 2 ), clear chest radiograph and no history of malignant neoplasms are also required. Most transplant centers will use lungs from a cytomegalovirus (CMV)-positive donor for transplantation into a CMV-negative donor given an adequate postoperative CMV prophylaxis. With the current techniques, satisfactory graft function can be obtained after an ischemic interval of as long as 6-8 h. For pulmonary preservation, systemic heparinization of the donor and hypothermic flush perfusion of the allograft are most commonly used in clinical practice. Most flush solutions are administered at a temperature of 4°C, while topical cooling is carried out by filling the pleural cavity with iced crystalloid solution. The harvested lungs are then immersed in crystalloid solution, packed in ice, and transported at a temperature of 1-4°C. The infusion and transport is performed during active ventilation and static inflation with O2, respectively. Acute and chronic alloreactive injury to the donor lung affects both the vasculature and the airways [123] . Usually, rejection is evaluated on transbronchial biopsies (see below Sect. 7.3). On only rare occasions, wedge biopsies are performed. Other specimens might include explants for retransplant or autopsy specimens. Acute rejection is characterized by perivascular mononuclear cell infiltrates, which may be accompanied by sub-endothelial chronic inflammation (e.g., endotheliitis or intimitis), and also by lymphocytic bronchiolitis. In contrast, chronic rejection is manifest by fibrous scarring, involving the bronchioles and sometimes associated with accelerated fibrointimal changes affecting pulmonary arteries and veins. The presence of presumed irreversible dense eosinophilic hyaline fibrosis in airways and vessels remains the key histologic discriminator between acute and chronic rejection of lung. The histologic changes are divided into grades based on intensity of the cellular infiltrate, and the presence and absence of fibrosis. Hyperacute rejection occurs within minutes to a few hours after the newly transplanted organ begins to be perfused. It is a type II hypersensitivity reaction, mediated by preexisting antibodies to ABO blood groups, human leukocyte antigens (HLA) class I, or other antigens on graft vascular endothelial cells. Preexisting antibodies can result from previous pregnancies, blood transfusions, or a previous transplant. Antibody binding provokes complement and cytokine activation leading to endothelial cell damage and platelet activation with subsequent vascular thrombosis and graft destruction. The outcome is usually fatal. In the lungs, hyperacute rejection grossly presents by edema and cyanosis of the graft. Histologically, platelet thrombi, neutrophilic infiltration, fibrin thrombi, necrosis of vessel wall, and morphologic features of diffuse alveolar damage (DAD) are observed [29] . Although hyperacute rejection is a well-known complication in kidney and heart transplantations, in lung transplantation it appears to be rather rare with only five cases reported. One patient reported presented with severe hypoxia, high fever, hemodynamic instability and developing acute renal failure 1 h after completion of the anastomoses [29] . Chest radiograph displayed a completely opacified left lung, with homogenous infiltrates. Bronchoscopy revealed abundant pink frothy fluid draining from the allograft. Mean pulmonary artery pressure increased to 29 mmHg. The patient died 24 h later. At autopsy, the vascular and bronchial anastomoses appeared patent without signs of injury. The transplanted lung showed red hepatization and a firm consistency. Microscopically, signs of acute lung injury were evident. Although a pretransplant panel-reactive antibody (PRA) was negative, flowcytometry revealed 56 and 45% reactivity against HLA class I and II, respectively with anti-A2 detected among the preformed antibodies. Three other reported patients with hyperacute rejection died within 4 h to 13 days after transplantation [11, 19, 43, 116] . Although in three of the five reported patients pretransplant PRAs were negative, crossmatch was positive in all cases with anti-A2 the most common identified antibody. Collectively, although hyperacute rejection is rare after lung transplantation, one should keep this reaction in mind given that false-negative PRAs may occur and pretransplantation cross match is not often possible [29] . Acute rejection is the host's response to the recognition of the graft as foreign. Most patients develop at least one episode of acute rejection within the first 3 weeks following transplantation, typically in the first 5-10 days, with 36% of patients experiencing at least one episode in the first year [21] . Obliterative bronchiolitis (OB) is the most common late cause of mortality and morbidity after lung transplantation occurring in 28% by 2.5 years and 74% by 10 years in patients who survive at least 14 days [21] . It also has a significant negative impact on quality of life parameters. Risks for acute rejection include HLA mismatching, type of immunosuppression, infection, and recipient factors. It is generally thought that the intensity of host alloimmune response is related to recipient recognition of differences with the donor HLA antigens and that this process drives acute lung allograft rejection. A higher degree of mismatch increases the risk of acute rejection [101, 115, 141] . However, this effect is not consistent across all HLA loci or studies. Mismatches at the HLA-DR, HLA-B [115] , and HLA-A [101] loci, as well as a combination of all three loci [141] , appear important. In addition, the ISHLT registry has not found a correlation between HLA mismatching and survival [130] . Thus, while HLA mismatching between donor and recipient likely contributes to the immunologic basis for acute rejection, it is difficult to discern if a mismatch at a particular locus or if different degrees of mismatch significantly alter the overall risk for acute rejection. Viral infections have been thought to modulate the immune system and heighten alloreactivity. Indeed, a high incidence of acute rejection has been found in lung transplant recipients after community-acquired respiratory tract infections with human influenza virus, respiratory syncytial virus (RSV), rhinovirus, coronavirus, and parainfluenzavirus [44, 73, 137] . Although CMV is considered a potential risk factor for OB, studies directly linking CMV infections or CMV prophylaxis strategies with acute rejection have been inconsistent [118] . In one study, Chlamydia pneumoniae infection was linked to the development of acute rejection and OB [50] . Several host genetic characteristics have been suggested to modulate acute lung rejection. For instance a genotype leading to increased IL1-production may protect against acute rejection [147] and a multidrug-resistant genotype (MDR1 C3435T) appears to predispose to persistent acute rejection resistant to immunosuppressive treatment [148] . The effect of age on acute rejection appears to be bimodal, with the lowest incidence of acute rejection in infancy (80% at each time point). Furthermore, 13% of survivors reported at least one malignancy at 5 years after transplantation, and 28% were affected by malignancies at 10 years. Survival after pediatric lung transplantation is similar to that reported in adults with a median survival of 4.5 years for the period 1990-June 2007. But, results are clearly improving [6] . One and 5-year survival rates for pediatric recipients transplanted in the most OB obliterative bronchiolitis recent era (2002-6/2007) are 83 and 50%, respectively, compared with 67 and 43% for recipients transplanted between1988 and 1994. Graft failure, technical issues, cardiovascular failure, and infection are the most common causes of pediatric death in the early posttransplant period whereas infection, graft failure and BOS are the most common causes of late death. The prevalence of BOS steadily increases with time posttransplantation. As expected, the cumulative incidence of malignancy also increases with time after transplantation, with lymphoproliferative disorders making up the great majority of reported malignancies in children. Despite the complications, the functional status of the great majority of long-term pediatric survivors is very good, with 84% of 5-year survivors reporting no limitations in activity. A total of 57 pediatric retransplant procedures were reported between January 1994 and June 2008. The majority of these procedure were performed >12 months after the initial transplantation. Survival over this period was slightly poorer than for primary transplantations, being 41% at 5 years. 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