College and Research Libraries By P A U L S H A N E R D U N K I N Classification and the Scholar Mr. Dunkin is senior cataloger, Folger Shakespeare Library, Washington, D.C. LI B R A R I A N S have written much on classification; the scholar—the layman in the stacks—is yet to be heard from. T h e librarian, M r . Bliss no less than M r . Dewey, is essentially an ambitious theorist concerned with working out an elaborate general scheme for the organiza- tion of all knowledge. T h i s because he assumes that a book is most easily found when its place on the shelf is determined by the logical relation of its subject matter to all subject matter. Like a modern Alexander he dreams of the fusion of all culture into an harmonious whole. But the scholar of today can no longer take all knowledge for his province. He is a busy man in a tiny corner, a princeling in the librarian's far-flung empire. L o f t y talk of sweeping organization for the accomplish- ment of ultimate universal ends leaves him cold; he hopes only that the talkers will not prevent him from working efficiently in his own little world. T h e scholar's stack permit is useful to him only if the librarian's classification shelves the books that he needs for his research where he can easily find them. T h e moment he must walk out to the card catalog in order to locate a book whose general subject he knows, the classification scheme has failed him. It would be more practical for him in that case to have the books on the shelf in the simple order of their accession. T h e catalog card could give him an accession number as readily as a classification number, and once he had found the book he would know the exact place on the shelf where it would be for- ever. Moreover, the money now spent on classification could buy him more books. T h e traditional library classification is a philosophical scheme; what the scholar wants is functional classification—an ar- rangement of books according to needs as those needs appear as the result of experi- ence. L a w , business, and even library administration are based on constant ex- periment, but library classification is still based on a priori reasoning. Y e t func- tional classification is not a particularly new notion. T h e bookseller has always shelved his books not by logic but accord- ing to prospective buyers' wants. A few years ago Grace O . Kelley clearly demon- strated that traditional shelving does not serve library patrons nearly so efficiently as has always been assumed,1 and in the Detroit Public Library Ralph Ulveling has for some time been urging that books on open shelves be arranged according to readers' interest.2 T o the scholar good classification means only two things: ( i ) One section of the general stacks must be given over entirely to his books, and ( 2 ) T h e books in that 1 K e l l e y , Grace O. The Classification of Books; An Inquiry iinto Its Usefulness to the Reader. 1937. 2 " S h o u l d W e C l a s s i f y and Catalog from the Read- er's Point of V i e w ? " A.L.A. Bulletin 32:55, Janu- ary 1938. SEPTEMBER, 1942 2 77 section must be arranged in an intelligible (not necessarily logical) sequence. T h e implications of these general ob- servations will become more apparent with a casual examination of the "language" and "literature" groups in classification schemes. Both the Dewey Decimal Classification and the Library of Congress Classification have held to the peculiar but common con- ceit of a series of separate static languages and a series of separate static literatures. There are, indeed, such things as "the science of philology" and "great litera- t u r e ; " and the scholar does edit a text and interpret a literature. But if he is to do these jobs well be must know the folk who spoke that language and wrote that literature, and he must exhaust every pos- sible source in his endeavor to reconstruct their lives and their culture, their prob- lems and their mistakes. Inscriptions A book of inscriptions, for instance, is an innocent enough affair. Normally a classifier would tuck it into a special nook where none but a linguist might find it with ease. But what of the classical scholar who traces the increase of prices and decrease of wages in Greece of the third century before Christ by means of a series of inscriptions? Erasmus' editor must know something of Luther and the Reformation and the Peasants' Revolt. Understanding of Ver- gil's Aeneid or the poetry of d'Annunzio is not complete without some consideration of Augustus and Mussolini. More's Utopia, no less than Swift's Gulliver, is a product of its author's milieu and may properly be studied only with that entire milieu in mind—histori- cal, social, and economic. T h e student of modern literature must be acquainted with M a r x and Darwin and Freud as well as Sinclair Lewis and Kipling and George Bernard Shaw. A l l this, of course, is obvious. But classifiers have ignored it. Inscrip- tions are language, while prices and wages are economics; Erasmus is literature, but Luther is religion; Vergil and d'Annunzio are poetry, but Augustus and Mussolini are history. T h i s is not just captious criticism. T h e following table shows how D . C . and L . C . treat certain subjects of interest to the scholar in a specific field, the study of the classics: Language and Literature Epigraphy and Palaeography Early Christian Literature Greek and Latin Subjects L.C. Epigraphy: Palaeography; P — P A C N Z i 14 BR60-67 D.C. Language: 470-480 Literature: Latin: Greek: 870-880 471.7 481.7 281.1 334 COLLEGE AND RESEARCH LIBRARIES L.C. D.C. Geography, Antiq- Greek: uities, and His- Roman: tory Numismatics Bibliography Periodicals and Society Publica- tions A r t L a w Philosophy Mythology and Religion DF10-289 D G i l - 3 6 5 CJ201-1143 Z7016-7026 Classed according to subject N5605-5896 K B165-708 BL700-820 Antiquities: History: 9I3-37-9I3.38 937-938 737.37-737.38 016 Classed according to subject 709.37-709.38 349.37-349.38 180 292 T h e consolidation of the major group of books, " L a n g u a g e and Literature," is much better than D . C . ' s curious assump- tion (common though it is in classification schemes) that all languages belong to- gether and all literatures together. M o r e - over, L . C . ' s internal arrangement is excellent: In t w o large alphabetical files every Greek author and every Latin author has, or can easily find, a place. D . C . , on the other hand, insists upon its "mnemonic" singsong of nine points in Greek and Latin literatures. T h i s produces a curious re- sult. In each literature " M i s c e l l a n y " is heavily laden while the other eight groups have only one or two reputable authors apiece to justify their existence. D . C . ' s shelving of " E p i g r a p h y " and "Palaeogra- phy" in the language section is more use- ful than L . C . ' s treatment, but both systems separate classical Greek and Latin litera- ture from " E a r l y Christian Literature." T h e second major group, "Geography, Antiquities, and H i s t o r y , " is split by both systems, although the theory of splitting differs. Probably the D . C . arrangement is more useful, but neither is satisfactory. Books on the minor allied subject, "Numis- matics," are to be found in still a third section. T h e importance of "Bibliography" and "Periodicals" cannot be overemphasized. In a careful analysis Grace O . Kelley has demonstrated that not more than one third of the material brought out under a spe- cific subject in a dictionary catalog is shelved under that subject's specific class number.3 O f all literature upon a subject, the share brought out by classification is, of course, considerably less than one third. "Bibliography" and "Periodicals" are the scholar's key to the great bulk of material which classification cannot locate for him. But in neither scheme are classical bibli- ographies shelved with any group of classi- cal books, and in both schemes classical periodicals are scattered through the stacks 3 K e l l e y , op. ext., 100-25. SEPTEMBER, 1942 2 77 according to specific subject. " A r t " and " L a w , " on the other hand, are examples of minor subjects whose segregation is merely irritating. Finally, "Philosophy" and " M y t h o l o g y " represent borderline groups of books to which the classical scholar can lay claim only if they have been purchased with funds at his disposal.4 T o the classical scholar this scattering is senseless chaos; to the librarian it is justified by the very good reason that in the theories of the organization of univer- sal knowledge upon which these systems are based Latin and Greek culture is not a unit. Theory Costly In a large library, theory costs the classi- cal scholar many a weary mile. N o w it is true that H . E. Bliss presented the field of the classics as a "peculiar" problem, "one of the most difficult that the classifier has to face," because "the philological study of the culture has largely coalesced with the archeological study of the civiliza- tion."5 But this "peculiarity" is in reality typical of the study of every literature. For the present it need be pointed out only that the Elizabethan scholar (to take the specific case of a modern literature) works with Elizabethan handwriting (palaeogra- phy), Francis Bacon (philosophy and l a w ) , Elizabeth and Essex (history and biography), "rogues and vagabonds" (sociology and economics), and Thomas Cartwright (religion), as well as with the 4 I n d e e d , the distinction seems a hit h a z y in the systems themselves. I n D . C . , f o r instance, u n d e r " P l a t o " in the 180's t h e r e is a note, " C l a s s his works p r e f e r a b l y in 888.4, hut discussion of his p h i l o s o f y h e r e . " I s P l a t o ' s Republic G r e e k litera- ture, but P a u l S h o r e y ' s What Plato Said, G r e e k " p h i l o s o f y " ? 8 Bliss, H . E . System of Classification. 2d ed , rev. ( 1 9 3 6 ) 38. plays of Shakespeare (literature). T h e librarian treats of one vast world whose parts he calls language, art, science, literature, history, philosophy, economics. T h e scholar busies himself, not with some small atom of these larger units, but with a cross section of that entire world—lan- guage, science, literature, history, and all. T h e librarian's classification is, so to speak, vertical; the scholar's, horizontal. T h e significance of this conflict cannot be overemphasized. T h e stacks are where the scholar comes into most intimate con- tact with the library. If that contact day after day invariably perplexes or infuriates him, he cannot fail to entertain some peculiar notions about librarians. And the scholar is a powerful library patron. Both the small college and the large university find that books, no less than salaries, keep able men on their faculties. By the same token, the librarian of the small college or the large university finds that the scholar often dominates faculty library committees. T h e A . L . A . figures on salary and tenure in university libraries as compared with the salary and tenure of university instruc- tors can have no great significance so long as this fundamental difference about classi- fication remains. T h e scholar will con- tinue to feel, and with some justification, that the librarian whose stacks cause him all this trouble must persist in error be- cause he is at worst mentally inferior or at best stubbornly pedantic. O n the faculty library committee and in his con- ferences with other faculty members and with trustees, he will certainly voice his dissatisfaction. Clamorous Minority By way of defense the librarian may urge that the scholar represents only a 336 COLLEGE AND RESEARCH LIBRARIES clamorous minority of the library's patrons. T h i s is to forget that he is the only patron with direct access to the stacks. So far as the stacks are concerned, a classification scheme which serves the scholar cannot discommode other patrons; their books from the stacks are secured for them by library-trained stack attendants who could easily find their way about stacks arranged for the convenience of a layman. A more valid objection is expense. Practically every large library in the United States has long since been saddled with some form of D . C . or L . C . shelving. T o change now—even to a perfect system of classification—must involve great ex- penditure of money and time. Moreover, in a functional classification determined by experiment, revision would have to be con- tinuous as new needs develop and old needs disappear. But classification exists only to serve; any system of classification which does not serve the reader is itself a tremendous expense for which little is re- ceived in return. Finally, the librarian may contend that the scholar proposes to enrich the class of books in which he is interested at the ex- pense of other classes in which other people are interested. It is, however, the funda- mental principle of functional classification that classes are built up or weakened only as experiment shows reader interest in those classes is strong or weak respectively. N o two libraries can use exactly—or even nearly—the same system. It is well known that one school, for instance, spe- cializes in the humanities, another in sci- ence ; one in arts, another in social sciences. And within each major group there are weak and strong classes. Every librarian will have to build his own scheme about the major interests of his patrons. Cer- tainly he will do well to invite and care- fully consider the scholar's suggestions. Functional shelving, then, is the only classification with which the scholar will be content. H o w secure it? Special Reading Room T h e simplest expedient is, of course, the special reading room. T h e classics reading room of the University of Illinois is an excellent illustration. Into one room have been gathered nearly all books and periodicals relating to classical civilization. T h e shelf arrangement follows D . C . in general with the notable exception that the literature classification has been dis- carded. A l l Latin authors are classed straight 871, all Greek authors, 881. Thus, the authors of each literature form one large alphabetical group, as is the case with L . C . ' s treatment of the classical literatures. Philosophy, church fathers, economics, the languages, the arts, the literatures, antiquities, history—the order of things is readily learned and the num- bers which bring it about may be readily forgotten. T h e card catalog has been shoved into its proper subordination, for even first-year graduate students after a short time begin confidently to ignore it and to "feel their way around." In all this the classifier notes only one disquieting fact: the assembling of books is achieved, not by classification, but in spite of classi- fication. T h e special reading room is a classification scheme's final confession of failure. Something might be gained in D . C . by a further application of the theory behind the Illinois revision of the classical litera- ture groups. Confining the literatures to two numbers makes eighteen numbers (Continued on page 341) SEPTEMBER, 1942 2 77 largely eliminate both. W e know, because it has been done. But it takes courage, determination, realization of need, and vast patience to overcome the problems and obstacles which lie on the road to success. Chief among them would seem to be the inability of administrators to see the advantages of cooperation and their unwillingness to enter into agreements, the fear of librarians that they will lose prestige or authority, and the difficulty of making legal and financial arrangements. T h e two volumes which have served as pegs upon which to hang these notes should be required reading for everyone inter- ested in higher education. Their contents are, if the writer is any prophet, signposts of the f u t u r e . — J . Periam Danton, librar- ian, Sullivan Memorial Library, Temple University, Philadelphia. Classification and the Scholar (Continued from page 337) available in the emptied 870's and 88o's, possibly enough to take care of all phases of classical study. By such a scheme classification, unaided, might bring to- gether books according to their use. Simi- lar revisions might be worked out in various other classes, both in D . C . and in L . C . O f course such a system of revision might soon cost more than to devise and install an entire new scheme of classifica- tion. Certainly, reshelving without a revised classification can never succeed. "Objec- tions to the order of the D . C . tables," Dorcas Fellows argued, "can be largely and easily overcome by adjustments in shelving, e.g., English philology (420) may be shelved next to English literature (820), travel in Italy (914.5) next to Italian history ( 9 4 5 ) , etc."6 T h e same "solution" could, of course, be worked out in L . C . But if classification does not indicate where a book may be found and if the stacks are to be a maze of jumbled letters and figures penetrable only to the initiated—why classify? 8 F e l l o w s , Dorcas. " L i b r a r y of C o n g r e s s Classifi- cation vs. D e c i m a l C l a s s i f i c a t i o n . " Library Journal 50:292, A p r . 1, 1925. SEPTEMBER, 1942 2 77