College and Research Libraries ff . ., HELEN W. TUTTLE From Cutter to Computer: Technical Services in Academic and Research Libraries, 1876-1976 To GAIN AN IMPRESSION of the technical services in academic libraries in 1876, one can do so no more pleasantly. than by reading "A Librarian's Work," an article written by John Fiske, assistant librarian of Harvard, which appeared in the October 1876 issue of the Atlan- tic Monthly. It's a longish essay. It takes the reader through the complete process- ing of a book "from the time of its de- livery by the express-man to the time when it is ready for public use," paus- ing to discuss the whys of procedures followed and records produced in the Harvard University Library, then, as now, the largest academic library in the country. 1 Today's librarian may be struck by the intimate involvement of Fiske in the details of processing, but anyone who has worked in a very small library will recognize the pattern. Indeed, it illustrates the point that the technical services carry their histories with them, as heads of small libraries continue 'to- day to do the things which the heads of the larger ones did back in 1876. The isolation of the technical services in a separate division is a function of size more than a change in attitude toward the services-first a separate unit is es- tablished to handle cataloging, then one for acquisitions, later ser!als, and final- ly all of them together as a separate di- vision with its specialist head. The re- view that follows, then, consists of a look at the vanguard of growing li- braries as size forced changes in prac- tices and in organizational structure. Academic and research libraries have tended to dominate change and codifica- tion in this area of library work, as much in 1876 as in 1976. Library heads in 1876 were not only involved in the operations of technical services; they were shaping the tools of cataloging and guiding decisions related to the technical services at a time when decisions were being made which still guide us today. It was as well, then, that they knew so precisely the functions which they were shaping. The impor- tance of generally accepted codes for the cataloging of books was readily ap- parent to the 1876 leaders who met ·in Philadelphia, and the importance which they attached to cataloging is repeated- ly made clear. Utley, in writing of the 1853 conference of librarians, states that there is little doubt that Jewett's ex- planation of his proposal to make a general catalog through the use of ster- eotype plates, a catalog which could be adapted for the use of other libraries, I 421 422 I College & Research Libraries • September 1976 was of first importance for those at- tending.2 When, during the 1876 conference, Lloyd Smith insisted that Melvil Dewey explain the system of cataloging and classification which he had developed at Amherst, Smith noted that the one idea of special value which he had carried away from the 1853 convention had been that of Mr. Folsom's . card catalog and that he felt the most valuable idea which he might carry away from the present conference would be that of the Dewey system.3 A library committee, reporting in the mid 1940s, justifies the concern of the 1876 library leaders with the details of processing, as follows: The organizing of books for use through cataloging and classification has perhaps received more thought and attention from librarians through- out the years since 1876 than any oth- er phase of library work. This is as it should be because good cataloging and classification are at the root of all effi- cient librarianship. It is here, too, more than in any other portion of library work, that we are restrained and in varying degree held to conformance with decisions, policies and routines long since made and sometimes seri- ously outmoded. 4 Two new publications of prime and lasting importance were available in 1876 and were discussed by those attend- ing. They were Dewey's A Classification and Subject Index for Cataloguing and Arranging the Books and Pamphlets of a Library!/5 which was the foundation of the Dewey Decimal Classification, and the "Rules for a Printed Dictionary Catalogue," by Charles Cutter, librarian of the Boston Athenaeum. 6 Of the latter, Paul Dunkin has writ- ten that "A wide-ranging, creative, open mind is at work on every page of Cut- ter's Rules. Above all, a modern mind. Cutter did not anticipate our jargon, but he did anticipate many of the prob- lems we describe with that jargon . . Prob- ably his is the only book of rules for cataloging which is fascinating read- ing.''7 The "Rules" were not invented by Cutter; they were, rather, a drawing together of his study and observations of the experiences of other libraries and of his own in producing the Boston Athenaeum catalog, a monumental com- pilation of catalog records made accord- ing to the high standards acceptable to Cutter. Cutter's name appears frequently in the records of library activities during the quarter of a century before his death in 1903, as a voice from the con- ference floor, as a productive committee member, and as a writer on library con- cerns. His counsels were sensible and showed careful analysis of library prob- lems. In contrast to the aggressive Dewey, Cutter seems a quieter, but equally productive, librarian, the re- spected colleague who worked unselfish- ly for the good of the profession. The name of Cutter, like that of Dewey, must appear frequently in a history of library technical services, for they are its first significant codifiers and among its liveliest intelligences. Cataloging, which required so large a portion of the librarian's time, was the first function to draw away from the chief librarian's direct participa- tion. Fiske mentions that of twenty as- sistants, seventeen were occupied chiefly with cataloging, 8 but that was Harvard, of course. Other academic libraries were growing more slowly. George Little's paper prepared for the international li- brary conference held in Chicago in 1893 (generally referred to as the World's Library Congress ) included the information that: Of 450 institutions of higher learning in the United States only 200 have collections of books large enough to be ranked as college libraries. Of these 200 only a third have professional li- brarians. Of this third a smaller frac- tion are well endowed and organized. 9 l ALA's survey of libraries in the U.S. during the mid-1920s revealed that among thirty-three college and univer- sity libraries of more thai)· 100,000 vol- umes, thirty-one had a cataloging de- partment, and six had a classification de- partment in addition.lO In their 1936 Principles of College Li- brary Administration, .Randall and Goodrich assumed order and catalog de- partments in a large library and in H smaller libraries at least one librarian beyond the head to be primarily con- cerned with book acquisition and prep- arations.11 In the university libraries by this date, order and catalog departments were taken for granted. 7 EMERGENCE OF THE TECHNICAL SERVICES UNIT The technical services are as old as li- braries; the technical service unit is a development of . the .past forty years. Donald Coney, presenting a paper to the University of Chicago library institute in 1938, is credited with the first pub- lished examination of the unit organi- zation of the technical processes, as he labeled them. 12 And, indeed, his refer- ences to other works do not reveal any prior discussion, as he leans on business and government for his authorities. Coney discussed briefly the alternatives of divisional versus departmental ad- ministration for the acquisition and processing functions, the decision whether to interpose a divisional head between the chief librarian and the de- partment heads and singled out size of the operation as the most important consideration, a judgment which has not been revised.13 By 1947 the technical service division was sufficiently accepted to be attacked by Raynard Swank in a presentation be- fore the Cataloging and Classification Division during the ALA San Francisco Conference.14 For the 1948 Atlantic City Conference, the division sponsored a symposium on "The Technical Ser- From Cutter to Computer· I 423 vices Division in Libraries."15 Cohen's introduction to the symposium cited some incomplete evidence to show a trend toward such a division, 16 but each of the five speakers tended to report experience in a single library, speaking mostly of recent developments. That li- brarians understood the difficulty of re- alizing the full value of the change is evidenced by Margaret Brown's observa- tion, "The success of the reorganization- a! plan . . . depends, to a considerable extent, on the cooperation and under- standing of every member of the staff. It is the habits and thinking of the staff that require reorganization as much as any procedural details. It is our habits and thinking, of course, that are the more difficult to reorganize."17 Logsdon's summary of the presentations noted that the new units ranged from "mere holding companies bringing related de- partments under . a single administrator primarily for the purpose of reducing the span of control of the chief librar- ian" to "organizational units striving toward completely integrated divisions." He favored the latter one.18 Edwin Colburn argued "The Value to the Modern Library of a Technical Services Department" in the January 1950 issue of College & Research Li- braries, and in 1952 Arthur McAnally reported the wide acceptance of the technical services divisional plan in large academic libraries.19 In 1954 Tau- ber brought out the first textbook de- voted exclusively to the technical ser- vices,20 and in 1956, in an admirable ex- hibition of wisdom, the acquisition and catalog librarians voted to join in a sin- gle Resources and Technical Services Division to represent their interests in the reorganized ALA. The new division promptly replaced the earlier Serial Slants and the Journal of Cataloging and Classification with Library Re- sources & Technical Services~ its first is- sue dated winter 1957.21 The voters seem to have convinced even Library Litera- 424 I College & Research Libraries • September 1976 ture, which had continued to use "Tech- nical processes" as its heading until the 1958-60 cumulation when it accepted the inevitable with "Technical processes, See Technical services." How different the symposium present- ed during the 1961 Cleveland Confer- ence was from that in 19491 A short doz- en years later the topics were "A Brief History of the Technical Services in ~i­ braries" and "The Present State and Fu- · ture Development of Technical Ser- vices," followed by two papers on the teaching of the technical services.22 For approximately the first two dec-- ades of the divisional structure of tech- nical services, the only serious suggestion for a different alignment of functions was made, as noted above, by Swank. His 1944 article, "Subject Catalogs, Clas- sifications, or Bibliographies?" showed his serious consideration of an old con- troversy.23 His paper recounted "the im- portant critical discussions from 1876 to 1942 in which subject cataloging and classification, as contrasted with bibliog- raphy, were challenged and defended," and it summarized the principal argu- ments on both sides of the question. 24 Swank's presentation during the San Francisco Conference25 separated the professional and clerical aspects of ac- quisitions and cataloging and laid the basis for recommending that cataloging and bibliography would be the natural partners in a unit. While agreeing strongly with the weaknesses of subject analysis as provided in libraries and its crippling cost, librarians did not take up the suggestion. But Swank's thesis was not dead. It was to reappear under very different auspices. Academic libraries began to use sur- veys in the late 1930s, seeking to im- prove their operations and services. Erickson identifies the 1938 survey at the University of Georgia Library as the first one cited in Library Literature which was made by outside experts.26 Shaw, in his editor's introduction to the January 1954 Library Trends issue on "Scientific Management in Libraries," reported "a trend toward the applica- tion of scientific management to li- braries-and indeed a rapid one. Such an issue [i.e., of Library Trends] would have been quite impossible twenty years ago."27 These trends influenced the tech- nical services. In 1952 the Committee on Administration of the ALA Division of Cataloging and Classification began a study of technical services practices in large American libraries, resulting in the Shachtman report. 28 A follow-up study was instituted by the ALA Resources and Technical Services Division in 1964, resulting in the 1967 Dougherty i'e- port.29 The Association of Research Librar- ies has been responsible for underlining and strengthening the interest of aca- demic librarians in management con- sciousness. Its Office of University Li- brary Management Studies, established in 1970, joined with Booz, Allen & Ham- ilton in a detailed investigation of the organization and staffing of the libraries of Columbia University during 197{}-71.30 (Are you listening, Professor Swank?) The result was a study which analyzed the basic elements of university library service. Among the five major organiza- tional units which it recommended were a resources group (responsible for collec- tion development, in-depth reference service, and original cataloging) and a support group (responsible for acquisi- tions, all cataloging activities except original cataloging, photographic ser- vices, and fiscal and security control).31 The Columbia Libraries published a de- tailed description of its new organiza- tion growing out of the report, includ- ing a resources group and a technical support group.32 To other academic li- braries it represents a significant experi- ment in progress. John Dawson, the .historian of. the technical services for the 1961 symposi- um, reported that the announcement of the program had brought an inquiry to the program chairperson as to what were to be considered the technical services in libraries. 33 The answer to that ques- tion was and still is that the specific li- . brary or situation dictates the answer, and that's a convenient way to leave it. Randall tried for an answer based on analysis and logic by considering "the things which are done in libraries in the attempt to give service to patrons by means of books."34 His efforts did not have too much influence on the prac- tical situation within the library. Acqui- sitions and cataloging certainly belong, and serials when it is created as a sep- arate unit. Binding tends to join, since one of its largest responsibilities is to bind the periodical volumes which the serials unit has acquired, and - catalog records are involved. Tauber's inclusion of circulation in Technical Services in Libraries did not result in drawing the function under the technical services umbrella. Other activities which are sometimes placed in the division-pho- tographic services, internal mail deliv- eries, control of book funds, circulation of current periodical issues, and auto- mation-seem to be there only because they lack a place elsewhere and, in a larger library, would more properly be gathered together in an administrative services unit. Collection development, once it ceased to be selection, has floated cheerfully between the technical and reader services, sometimes attaining the dignity of an independent unit of its own. For the purposes of this paper, we shall discuss acquisitions, cataloging, serials, and binding. · ACQUISITIONS The acquisition operation has always been less tied to the past than catalog- ing. Once the title is acquired, how it was acquired is of minimal significance. Tracing the acquisition function through the records of the past hundred years shows a gradual withdrawal of the head From Cutter to Computer I 425 librarian from the acquisition operation, a simplification of records kept to control the procedures, and a broadening of the kinds of materials acquired and their sources. Book ordering is thoroughly treated in Fiske's "A Librarian's Work," in the early volumes of the Library ] ournal~, and in the U.S. Bureau of Education's 1876 special report, Public Libraries in the United States of America~ hereafter referred to as the 1876 Report. Changes made by the turn of the century and shortly thereafter were recorded in the 1896 World's Library Congress papers; C. W. Andrews' 1903 article, "The Ac- quisition of Books"; a 1906 symposium on "Methods of Book Buying"; "Some Notes on the Principles and Practice of Bookbuying for Libraries," a lecture delivered by Isabel Ely Lord before the New York State Library School in 1906; and in the various reports of the ALA Committee on Bookbuying and on Re- lations with the Book Trade, which were faithfully reported in the Library ]ournal.35-38 In 1930 the first textbook on acquisitions appeared, Drury's Order Work for Libraries~ followed at a great distance by Wulfekoetter' s Acquisition Work in 1961, and Stephen Ford's The Acquisition of Library Materials in 1973. These texts, supplemented by chapters in Tauber's Technical Services in Libraries ( 1954) and such general texts on college and university libraries as Randall and Goodrich's Principles of College Library Administration ( 1936), Wilson and Tauber's The University Li- brary ( 1945), the several editions · of Lyle's The Administration of the Col- lege Library (latest, 197 4), and Rogers and Weber's University Library Admin- istration ( 1971), permit the reader to follow changes in the accepted acquisi- tion practices of the past century. The early writings show the head li- brarian very much in the midst of the order operations. Reporting to the World's Library Congress in 1893, Jones 426 I College & Research Libraries • September 1976 expressed the opinion that "buying should be in the hands of one per- son, preferably the librarian."39 Lord ( 1907) underlined the importance of the head librarian's knowledge of the sources of books, since "a certain amount of his time and energy must be devoted to this question."40 In a small library, Drury ( 1930) assigned the searching of orders to the librarian. 41 Randall and Goodrich ( 1936) retained only the bill handling in the college li- brarian's hands, leaving the rest of the order work to assistants.42 Lyle (1974) summed up practice for the college li- brary today as follows: In the small college library the librari- an will handle acquisitions work in addition to his administrative and book selection duties. In the medium-sized college library he may have an acqui- sitions librarian or at least a clerical as- sistant to help him. In the large col- lege library there will probably be an acquisitions department, headed by a librarian, and several clerical assist- ants in addition to part-time student help.43 In the generally larger university li- braries, this work had already been dele- gated. Peterson reported of the Univer- sity of California Library at Berkeley that: "Before · 1900, when the library staff numbered only a few persons and there was no formal organization into departments, the work of acquisition was carried on mainly by Librarian Rowell himself. An Order Department was established . . . in November 1902."44 Obviously, the librarian's commit- ment to acquisitions is a function of size. Before 1900, the generally small collections and smaller annual book budgets made a part-time commitment to acquisitions a reasonable assignment. The involvement no . doubt had some benefits for the library and its users, providing a closely coordinated total service. This early involvement seems to have been more concerned with tight con- trol than with saving staff time. In an appendix to his 1876 Rules, Cutter list- ed eight catalogs, in card, sheet, or book form, which were needed for acquisi- tion and control of the library's collec- tion in addition to the public catalog. These included catalogs of accessions, books missing, duplicates to be sold, and duplicates sold or exchanged. He judged his system to be economical, pointing out that it could answer such questions as: Has this book been proposed to the Book Committee? Has it been ap- proved? Ordered? When? From whom? Who is responsible for the er- ror if it turns out a duplicate? When was it received? Where is it entered in the Accessions-catalogue (that we may ascertain its price and condition)? Where was it Brst located?45 During the 1906 symposium on "Methods of Book Buying," one partici- pant questioned the use of the head li- brarian's time in "studying bargain lists and hunting auction sales," when that time has so many service demands on it.46 However, Lord ( 1907) suggested keeping files for five categories of de- siderata and described "the most perfect system" for keeping a record of books on order, one which involved filing in the official catalog records of books wanted, whether they were to be active- ly sought or only accepted as gifts.47 College and University Library Prob- lems ( 1927), the report of a study made by George Works for the Association of American Universities, discussed the touchy matter of speed versus economy in book acquisition. 48 In 1946, the ALA/ ACRL College and University Postwar Planning Committee recorded its suspi- cion that .the procedures and routines of bookbuying .could be simplified and recommended that every library reex- amine its order routines.49 The age of recognition that good management is ' i j j essential had arrived. Today' s acquiSI- tion librarian takes the risk that Cut- ter's questions cannot be answered. Ordering Procedures Sheet orders were the rule of the day in 1876. Poole, writing for the 1876 Re- port, stated as a matter of course, "Sep- arate lists must be prepared of the American and foreign orders; and each, for convenience of consultation, should be arranged in alphabetical order under the names of authors."50 Lord's advice in 1907 on this matter sounds a bit · quaint to today's ears: It may not be amiss to say that it is courteous and wise to consult the deal- er as to the form in which he prefers orders. Not all dealers have the same methods, and if the library conforms to that of a particular dealer, the re- sult is better service, as well as a pleas- ant rehition.5I Drury ( 1930) assumed an order sheet as did Randall and Goodrich ( 1936), and Wilson and Tauber ( 1945) pre- scribed the order letter for university libraries 152--64 Multiple order forms are first men- tioned as library forms in a 1933 article by Nelson McCombs, who reports a con- tinuous strip of intercarboned forms developed by the New York University Library and adopted by Yale and the University of Rochester.55 Their spread was slow, but with the growing interest in scientific management following World War II they became more com- . mon. Library supply houses began to of- fer them as standard forms useful in the small operation, and large libraries found it cost effective to design multi- function fanfolds. The next and on- going revolution in order forms began with the application of computers to the repetitive tasks of the order unit. Interestingly, it can combine multiple and . list forms in its swift sophistica- tion. The complexity and consequent cost From Cutter to Computer /427 of the preorder search of titles recom- mended for acquisition is in direct ra- tio to the size of the library collection. For that reason it was little dealt with in the early days. Cutter ( 1876) de- scribed searching but made no mention of verification-the completing of the bibliographic information-and prob- ably took it for granted. 56 Twenty years later, Jones specified that in the Har- vard procedures, "an assistant verifies and completes details of title, edition, publishers, etc., and sees if the book is already in the library or ordered,''57 By 1930 Drury's textbook devoted three pages to preorder searching and two to verification, noting that the work is usu- ally done in a large library by an as- sistant, in a small library by the librari- an. 58 Randall and Goodrich agree with Drury,59 emphasizing that "even with a fair-sized staff, the librarian will have to do much of the important work of checking book orders with the library's catalog to avoid duplication."so Wulfe- koetter ( 1961) expanded the directions for bibliographic searching by discuss- ing various categories of titles to be ac- quired and introduced a new element by suggesting that the searching be used as preliminary cataloging. 6I Ford ( 1973) emphasized the importance of coordi- nating work among the technical service units so that it is not repeated, 62 but it is clear from his discussion of precata- loging that this reasonable dictum is by no means universally accepted. ss Auctions Perhaps the most startling aspect of early sources for acquiring books was the regular reliance on auctions. Poole, writing in the 1876 Report of the acqui- sition of out-of-print books, warned of high prices charged by secondhand deal- ers and recommends the use of the book auction with suitable detail: These books are constantly appearing in the auction sales in New York and other cities. The auctioneers will send 428 f. College & Research Libraries • September 1976 their sale catalogues to any library which makes the request for them in season to send orders. There are re- sponsible men who make it a business in the large cities to attend these sales and buy books, charging a commission of five per cent on the amount of the purchases, and giving the library the benefit of their experience as to prices, editions, condition of copies, etc. The books bought will be billed and shipped by the auctioneer direct to the library. As auction sales are for cash, it is necessary that prompt re.mittance should be made. There are a few auc- tioneers of such established reputa- tion for integrity that it is safe to send orders direct to them, and they will bid honestly and charge no commis- sions; but as a rule, it is better to em- ploy an agent, limiting the bids in some instances, and in others authoriz- ing him to use his discretion. An appli- cation to any experienced librarian will give the needful information as to re- sponsible agents in New York and elsewhere. 64 Poole's distrust of secondhand dealers of the day was shared. Jones, writing in 1896, stated, "A leading New York sec- ondhand bookseller used to say that the secret of cataloging is to enter the same book in half a dozen different places in the same catalog in such a manner that the reader shall never discover it."65 Jones put auction buying into perspec- tive in terms of use. He reported a sur- vey of 155 libraries, in which it was found that only a third used auctions, while two-thirds ordered from the of- ferings of secondhand dealers. 66 References to auction buying as an accepted source persisted in the litera- ture. Lord ( 1907) recommended auc- tions as a source for expensive illustrat- ed and art books, advising that "it is not worth while to spend much time on auc- tion catalogs for books published at a low price."67 Drury ( 1930) described auction buying in his textbook, but ex- plained that "catalogs from auction houses no longer offer the bargains of years gone by, for it does not pay the seller to list the cheaper books."68 Wul- fekoetter and Ford treated auction buy- ing as a minor part of acquisitions, and their explanations show the situation has not changed much since 1930. 69• 70 Use of Booksellers Libraries ge:r;1erally bought domestic books through booksellers rather than from publishers in 1876, and this prac- tice has persisted. The ALA Co-opera- tion Committee referred in its 1877 re- port to frequent inquiries as to whether the committee would be willing to ob- tain books for libraries as part of its duties. The committee's response was a firm referral to the bookseller. 71 Whit- more ( 1906) recommended the use of a single firm, explaining that there would be little variation in prices among booksellers, the possibility of confusion in orders was reduced, there was a saving in carriage charges, and the dealer would develop a useful knowl- edge of the library's needs. 72 Lord ( 1907) affirmed the judgment, pointing out that: There is no advantage whatever in or- dering direct from the publisher, un- less one needs a special book at once that one is sure of getting quicker that way. For net books, the same discount is given by a local dealer, and perhaps in ordering from the publisher the cost of transportation must be added. The scattering of bills is also a great waste of time and temper. It may be safely said that nobody orders direct from the different publishers in these days. 73 Drury ( 1930) confirmed the practice of using publishers only under special circumstances and pointed out . the pros and cons of using the local dealer versus the metropolitan jobber, strongly rec- ommending the latter as able to give the best service and discounts.7' As befits the first textbook on order work, Drury em- phasized formal agreements with agents relating to all aspects of the transac- tions.75 Wulfekoetter's much longer treatment of agent selection 76 confirmed the greater range of materials and sources which had gradually become available to librarians since Drury wrote, a range confirmed by Ford. The amount of the American book- sellers' discount to library customers was the burning issue of the early years, the copyright issue of the day, driving apart librarians and booksellers, natural allies in the provision of books to people. During a summer convention at Put-in- Bay in 187 4, the booksellers entered into an agreement by which the discount to libraries was cut back to 20 percent. 77 Lord brought together the history of the next three decades, beginning with the 1876 conference, which passed Poole's resolution: Resolved. That the discrimination against libraries in the rules of the American Booksellers' Association, . which forbids the trade from supplying libraries with books at a greater dis- count than twenty per cent, is unjust and impolitic, and is a rule which no librarian is bound to respect. 78 A committee appointed to deal with the publishers reported the following year that the 20 percent agreement had broken down, and free enterprise reigned until1901. In 1901 the newly organized Amer- ican Publishers' Association and Amer- ican Booksellers' Association adopted the "net price rule," which fixed dis- counts to libraries at 10 percent for each book during the first year after publication, after which discounts could be negotiated. The ALA Committee on Relations of Libraries to the Booktrade was established in 1901, its name changed to Committee on Bookbuying in 1904. This first ALA committee on relations with the booktrade was unable to change the net price rule, but it did From Cutter to Computer I 429 publish a series of bulletins helpful to librarians on the practical aspects of bookbuying'. The net price rule was fi- nally settled in 1907, when the Amer- ican Publishers' Association repealed all existing rules on book prices as the re- sult of judicial decisions against com- binations in restraint of trade. 79 For the next several years the ALA committee worked to better relations with the booktrade, duly . reporting its lack of spectacular results at the annual conferences. Today's RTSD Bookdeal- er-Library Relations Committee, estab- lished in its present form in 1961, and the Association of American Publishers/ RTSD Joint Committee, approved by the ALA Council in 1966, have the same amiable purpose. Acquisitions from Abroad Advice throughout the century has re- ferred the small library to import book- sellers for the acquisition of foreign imprints, but even in 1876 the large li- braries found it useful to establish re- lations with agencies in foreign coun- tries. Poole ( 1876) advised: As a rule, it is best to make all pur- chases of English books in London, and of French and German books in those countries, because better edi- tions can there be procured, and at cheaper rates, than in this country. The binding, also, can be done in a better and more durable style abroad than in this country, and at half the cost. By the revenue laws of the Unit- ed States, books for public libraries can be imported duty free.so A short history of this country's prog- ress toward duty-free books for libraries is included in the 1876 Report and in- dicates the complications which clear- ance through customs can offer.81 .Poole's precise reasons for shopping in Europe no longer hold, but large libraries have continued to find direct buying from the country of publication both faster and less expensive. 430 I College & Research Libraries • September 1976 Collating and Accessioning Receipt procedures have changed re- markably during the past century in re- lation to collating and accessioning. Both were generally accepted parts of the receipt procedure in 1876. Poole notes that new books must be collated to ascertain if they be complete copies and that no signatures be missing or transposed .... The books must then be entered in the "accession catalogue," which is usually a folio volume with printed headings and ruled especially for the purpose. This record furnishes a perpetual his- tory of every book that comes into the library, and gives the date, accession number, author, title, place where published, date when published, num- ber of volumes, size, number of pages, binding, of whom procured, and cost.s2 Fiske, speaking to the layman in his At- lantic Monthly article, explains the li- brary sense of "collate," describing a pretty thorough examination: To collate a book is simply to examine it carefully from beginning to end, to see whether every page is in its proper place and properly numbered, whether any maps or plates are missing or mis- placed, whether the book is correctly lettered, or whether any leaves are so badly tom or defaced as to need re- placing.sa He volunteered the information that English books rarely have serious de- fects, while in French and German books "the grossest blunders . are only too common."84 Collation was discussed during the sixth session of the 1876 con- ference, and those who spoke to the matter showed that some daring excep- tions were being made to the full colla- tion advised. Some were already follow- ing the · practice. common later, that of collating only expensive books, the defi- nition of ~~expensive" increasing with the years.85 The accession book gave way slowly. In 1878 Harvard librarian Justin Win- sor, representing the large library, advo- cated the shelflist for use as the acces- sion record.86 A 1908 survey by the ALA Committee on Library Administration showed that the accession book was not "Qsed by the leading libraries, but that of 183 libraries of varying sizes, 162 kept an accession book, while twenty- one used other methods of accession- mg. 87 ALA's Survey af Libraries in the United States ( 1927) discovered a trend away from the accession book to a less expensive substitute, with more use in smaller libraries than in larger. 88 The Library I oumal made a survey of ac- cession and inventory · practices in 1959, sending a questionnaire to 1,102 librar- ies of various kinds. The survey showed that most academic libraries had aban- doned the accession book and kept such information only on the shelflist card or some other readily available record maintained for other purposes.89 At the present time probably no fair-sized aca- demic library still maintains the acces- sion book. Gifts Today's demanding user of academic libraries is struck by the smallness of the library collections in 1876 and, per- haps worse, the fact that the great ma- jority of · the titles in the collections were obtained as gifts. Said the editors of _ the 1876 Report, ••Few colleges have possessed funds to build up libraries on a scientific plan. Their collections con- sist largely of the voluntary gifts of many individuals, and hence are usually , of a miscellaneous character .''90 Jones (1896) reported that some li- braries included want lists in their an- nual reports and thus attracted needed gifts.91 He pointed out that: It is not necessary that all gifts be add- ed to the library, and they should be received with the understapding that .j. .. they may be sold or exchanged if du- plicates or unsuitable. It costs money to catalog and store books, and those outside the library's field should be rigidly excluded. . . . It is undesirable that gifts of miscellaneous books should be shelved by themselves. They should be distributed through the li- brary with their respective subjects. 92 Andrews ( 1903) specified the keeping of a list of books which would not be bought, but would be accepted as gifts, but expressed concern about ac- cepting gift collections with restric- tions which would seriously affect their value to the users.93 It was his sugges- tion that the librarian requesting a gift never use a printed form or send a typewritten letter, but always send ~n autograph letterl94 Wyer's manual ( 1929) on The Col- lege and University Library sounded a contemporary note in this area. He urged that only those gift items be kept which "accord with a carefully worked out plan of the library's scope," and ap- plauded those libraries with enough for- titude to decline gifts offered with "con- ditions attached which involve inordi- nate labor and cost for maintenance or administration .... There is a consid- erable class of material," he concluded, "that can be bought for less than it would cost in time, trouble, postage and follow-ups to get it free."95 Drury ( 1930) 96 and the later writers on gifts agreed with Wyer, with a strengthening of the more independent attitude to- ward gifts. Exchanges Predictably, the exchange of dupli- cates among libraries, an effort to invest staff time to acquire books without fi- nancial outlay, was a topic of interest in 1876, and concern about practical ways of exchanging duplicates appeared frequently · in the literature thereafter. The best use of duplicates was a topic discussed on the floor during the Phila- delphia Conference. Ever the innova- From Cutter to Computer /431 tor, Dewey suggested then that "the best method, if it were practicable, would be to tum all duplicates into a common depository, and then contributors could draw from that source, the manager of the depository giving credit for all books sent in, and charging all drawn out."97 In 1896, Adolf Hepner, editor of the St. Louis T ageblatt, sent an open letter to ALA advocating the establishment of an American libraries' clearinghouse to be administered by the U.S. Commis- sioner of Education and to be the cen- ter for distribution to American librar- ies of "such books and pamphlets as are put free of charge at its disposal." Hep- ner envisioned the stock of the clearing- house as coming from items published by their authors and left on their hands.98 Jones discussed the problem and the clearinghouse proposal but came to the conclusion that it could not be self-supporting and that "the State or National Government has hardly reached the point of undertaking this work at the expense of the taxpay- ers."99 In 1937 the H. W. Wilson Company offered to serve as a clearinghouse de- signed to aid libraries in completing their fragmentary serial sets. The ser- vice operated at a loss and was with- drawn after a few months. More suc- cessful, perhaps because it was and is operated by those concerned, has been the Duplicates Exchange Union. It was formed in 1940 as a periodicals dupli- cate exchange, broadening its scope in 1944 to include other duplicates. The union is still active under the sponsor- ship of the ALA Serials Section, its membership composed of small librar- ies.too The old wish for a common deposi- tory to facilitate exchanges among li- braries has come closest to realization with the United States Book Exchange, recently renamed the Universal Serials 432 f College & Research Libraries • September 1976 and Book Exchange. It succeeded the American Book Center for War-Devas- tated Libraries, organized to send pub- lications to Europe at the end of World War II. The exchange was organized in 1948, supported by a Rockefeller Foun- dation grant, fees paid by participating libraries for materials obtained, and contracts with the State Department for services performed for foreign librar- ies. As it has had to raise fees for han- dling materials and as federal support for foreign libraries has ceased, the ex- change has reviewed its services and sought other functions which it could fulfill. The exchange of an institution's own publications for those of another was a well-established activity at the time of the 1876 conference. The 1876 Report includes an article by Theodore Gill on "The Smithsonian System of Ex- changes,"101 explaining its services as a medium of exchange between institu- tions here and in Europe. The first pack- ages had been sent abroad in 1851, and by 1876 the institution was maintaining an impressive operation and has con- tinued to handle shipments from gov- ernment agencies and private institu- tions which go to exchang~ bureaus in other countries for distribution. New support for international exchanges came with the establishment of Unesco and the decision taken by its first gen- eral conference in 1947 to be the main center for promoting direct exchanges between institutions throughout the world. It has done just this, for academ- ic libraries as well as others, by means of its Handbook on the International Exchange of Publications, first pub- lished in 1950, and through informa- tion appearing in its monthly Unesco Bulletin for Libraries. Direct exchanges among libraries in this country have prospered as libraries and their institutions have published series suitable for exchange. Methods of est~blishing them and records which should be kept to control them have been regular parts of textbooks on ac- quisitions, and Erickson's study of col- lege and university library surveys made during 1938-52 reported as the "most frequently mentioned among these rec- ommendations [for the development of gift and exchange programs] was the need for maximum utilization of the University's publications in the de- velopment of such a program."1Q.2 Not many years after this study these pro- grams began to suffer with the reduction in number of titles published by univer- sities and the number made freely avail- able for exchange purposes. CATALOGING In the years before 1876, individual- ity in cataloging had been a regrettable necessity. As Holley points out in his es- say on the events leading up to the 1876 conference, the librarians attending it "wanted many topics discussed, but they especially wanted to know what to do about cataloging and classification. . . . Classification was far from narrowing down to two basic schemes nor was there anything like agreement on cataloging rules."103 That general agreement was needed was clearly recognized. As James G. Barnwell of the Philadelphia Mer- cantile Library put it to the conference on the opening day, "I think it is of the first importance . . . that a code of rules be formed by a conference of bibliog- raphers, and then adhered to with the most slavish servility; for entire uni- formity, next to accuracy of descrip- tion, is the most essential element of a useful catalogue."104 The 1876 Report formed a solid background to the proceedings. During the morning session on October 5, Secre- tary Dewey announced that Warren, one of the two editors of the Report, had arrived from Washington, after travelling all night, in order to supply copies of the Government Report on libraries for the use of the Conference. Copies were at the table and could be ) ' used in the .room. The enthusiasm with which this announcement was received showed how well the Conference ap- preciated the great service done the libraries of the country by this publica- tion of the Bureau of Education, and for a short time prevented the transac- tion of further business.l05 Many of the contributors to the Re- port were in attendance at the confer- ence, including Otis H. Robinson, au- thor of "College Library Administra- tion." Writing of classification, he stat- ed bluntly, "There are objections to all plans," and warned against changing plans too lightly. "A slightly imperfect plan strictly followed is far better than two plans at once."106 There were two chapters of the Report dealing solely with cataloging, "Library Catalogues," by Charles Cutter, and a four-part "Cat- alogues and Cataloguing."107· 108 Part I of the latter presented "A Decimal Clas- sification and Subject Index," Melvil Dewey's twenty-six-page explanation of the plan which he had developed in the Amherst College library during the pre- vious three years, conceived by him in 1873 while he was yet an undergraduate library assistant of twenty-one.1o9 Cutter's thorough report on "Library Catalogues," covering nearly a hundred pages, drew the following appraisal from one of his contemporaries: Mr. Cutter has an elaborate and ex- haustive article that would seem to cover every point that could arise .... He defines the conflicting systems, shows their merits and demerits, and points out the circumstances under which one is preferable to another. The tables are a monument of pains- taking elaboration, furnishing not only a complete classification of the differ- ept catalogue systems, but also their comparative usefulness and general adoption, the cost of printing, the ne- cessity of printing (rather than their use in MS.), with an additional tabula- tion of the printed catalogues of pub- lic libraries in the United States (and their data), to the number of one From Cutter to Computer I 433 Boston Athenaeum Charles A. Cutter thousand and ten. Of these twelve ta- bles four are the compiled answers to circulars sent out by Mr. Cutter in 1875 to seventy-five libraries that had lately printed catalogues. The minute- ness and thoroughness distinguishing all of Mr. Cutter's work has never had better illustra tion.uo Cutter's article showed his commitment to the problem of the catalog and illus- trated the solid foundation on which he based his writing of the "Rules for a Printed Dictionary Catalogue." Dun- kin said of the latter, "Cataloging in the United States derives from Cutter. A study of the theory and principles of American cataloging is largely a study of the theory and principles of Cutter and what we have done with them."111 In the years following the notable contributions of Dewey and Cutter to cataloging, as tools and standards were developed, it was largely the academic and research librarians who furnished the interest, suggestions, and experimen- tation; and thus it was that academic and research libraries largely took over 434 I College & Research Libraries • September 1976 control of cataloging in this country and have held it since. The nature of cataloging is such that once done, it is expensive to change. So decisions made during the past century have been important to libraries, as they have been lasting constraints to change. The distribution of LC catalog cards, begun in 1901, was itself an influence in turning codes and practice toward the large research libraries and in fixing catalog arrangement in the dictionary card form, since the LC cards were de- signed for such an arrangement and were tailored for the largest research li- brary in the country. Codes The cataloging code, a set of rules for the guidance of catalogers in select- ing and preparing entries for catalog records, is necessary to provide consist- ent records in a single catalog and to make cooperation in cataloging possible. For a pleasant journey through code de- velopment during the century following Cutter, the reader should see Dunkin's interpretative Cataloging U.S.A. For ~ broader sweep through cataloging his- tory, Hanson and Daily's sixty-four- page, encyclopedic "Catalogs and Cata- loging" provides a grid upon which to place the specialized histories. 112 As has been pointed out, Dunkin em- phasized the importance of. Cutter, and anyone reading contemporary accounts and later references back to Cutter's work comes to agree. His Rules covered all aspects of the dictionary catalog ex- cept classification. Its clear and concise statement (in fifty-nine words) of the objectives sought in providing a diction- ary catalog, and the means for obtain- ing them, 113 its author's stated intention to "set forth the rules in a systematic way" and "to investigate what might be called the first principles of catalogu- ing"114 bring an illumination to the sub- ject which could not fail to have im- mense influence. Indeed, Hanson and Daily point out that Cutter's objectives of the catalog were restated in the so- called Paris Principles by the 1961 In- ternational Conference on Cataloguing PrinciplesJ which laid the foundation for an international catalog code.n5 Following the 1876 conference, ALA provided a continuing forum for the discussion of cataloging, and with the Library Journal serving as its official journal, a wide audience of librarians could be reached. In 1896 William Lane reported a survey of the state of cata- loging to the World's Library Con- gress.116 He noted that of the several available codes Cutter's Rules was the one most generally followed, but his summary of points of agreement and disagreement among fifty -eight leading libraries showed continuing wide differ- ences in cataloging practices. The 1901 agreement between ALA and the Library of Congress that LC would begin to supply printed cards to libraries for current books focused at- tention on LC's rules for cataloging. This step and a 1904 invitation from the Library Association to issue a joint code resulted in the 1908 Anglo-Amer- ican code, Catalog Rules; Author and Title Entries, published in both English and American editions with the few points of difference explained. This was the first international code, and it was narrower than Cutter, dropping the rules for subject headings.ll 7 The following decades of code pro- duction, mingling ALA, LC, and Li- brary Association efforts, and including the Vatican Code, have a fascinating history but one too detailed for this sur- vey. The period was enriched by An- drew D. Osborn's "The Crisis in Cata- loging,"118 with its appreciated cry for a return to basic principles. The next twin peaks in the process were the 1949 publication of the complementary Rules for Descriptive Cataloging in the Library of Congress; Adopted by the American · Library Association, pub- rl..l l lished by LC, and the A.L.A. Catalog Rules; Author and Title Entries, second edition, published by ALA. The LC de- scriptive rules were greatly simplified and led to the hope that those for entry and heading might also be improved. The steps which followed have been recently reported by Wyllis Wright, who participated prominently in them. 119 American and English cooperation in developing a common code, which had been interrupted by World War II, was begun again. Seymour Lubetzky's Cata- loging Rules and Principles, published by LC in 1953, pressed again for logic and simplicity in establishing author and title entries. He was strongly influ- ential in the deliberations of the IFLA International Conference on Catalogu- ing Principles, Paris, 1961, which result- ed in the Paris Principles mentioned above. The Anglo-American Cataloging Rules, developed under the aegis of American, Canadian, and British li- brarians, and published in separate American and British 'editions in 1967, include rules governing entry and head- ing, descriptive cataloging of mono- graphs and serials, and cover some non- book materials. The Rules represent compromises with the Paris Principles, compromises urged by the realities of cost and the cataloging product of the past. One hundred years after Cutter, catalogers of the three nations are work- ing on a second edition of the Anglo- Amer·ican Cataloging Rules. Whether they can make progress toward simplici- ty and internationalization remains to be seen. Subject Analysis-Subject Headings The provision of the subject ap- proach to a library's holdings, whether made up of the subject entries in the dictionary catalog or a separate catalog, was still a subject of some disagreement during the early years of ALA's first century. By 1876 card catalogs had al- From Cutter to Computer I 435 ready been opened to the public for use, and subject entries had been based on the content of the publication rather than the earlier practice of basing them on the wording of the title.120 As the Li- brarian of Bowdoin College put it in 1893, "The subject catalog, in its devel- opment and almost universal use, is pe- culiarly American."121 During the pro- ceedings of the English conference of 1877, with its large delegation of Amer- ican librarians, Cutter took the floor to speak of the matter: My English friends seem to consider a subject-catalogue as something very excellent, to be sure, but utopian-im- practicable. With us, on the contrary, a library that has no subject-catalogue is regarded as little better than one which has none at all. As to the diffi- culties of classification and the liability to mistakes in dealing with subjects with which one is unacquainted (which has been rather despairingly insisted upon) , in all the works upon library economy you will find that the first qualification of the librarian is universal knowledge. Of course if this requirement is fulfilled, the objection is removed, and if it is not, Carlyle's dictum may profitably be applied here: "After all, the worst catalogue is none at all," or, it is expressed in an old proverb, very worthy to be taken to heart by librarians, "Half a loaf is better than no bread."122 Cutter had been involved in a discus- sion on the same subject outside library circles earlier in the year. Fiske's Atlan- tic Monthly article provoked a letter from Harvard Professor H. A. Hagen to the Nation, published in the January 18, 1877, issue. 123 Dr. Hagen, no doubt speaking from the background of his German education, argued for the man- uscript book catalog, providing only an alphabetical listing of library holdings. His main point was the great cost of the subject listing, for which he felt pub- lished bibliographies to be perfectly good substitutes. Cutter came to Fiske's 436 I College & Research Libraries • September 1976 defense with a letter published in the Nation of February 8, answering Hagen on every point.124 In the matter of the subject catalog, he swept Hagen's sug- gestion from the field: The objections to giving up subject- catalogues in libraries and substituting bibliographies are, first, the non-exis- tence of the bibliographies; second, the incompleteness of such bibliogra- phies as there are; third, the fact that bibliographies "begin to be imperfect even before they are published;" and fourth, the inconveniences of using them even if complete and brought down to date.125 Other librarians joined the conten- tion, 126 and the subject approach con- tinued to be considered necessary, in spite of its cost, in American libraries. Cutter provided the only American code for ·subject headings.127 In the first edition of his Rules, he stated the two objectives for the subject catalog, name- ly, to enable a person to find a book of which the subject is known, and to show what the library has on a given subject and in a given kind of literature.128 It is interesting that so major a tool as the subject catalog has not evoked a later code. Following Cutter, there have been only lists of subject headings and attempts to "arrange inherited practice into some sort of system."129 Lyle's ad- vice to the college library is to have both class numbers and subject headings pro- vided by the same person and to pro- vide as essential tools for that person the official record of the subjects used in the library and the standard pub- lished lists.1 30 The two basic published lists used in this country are the Library of Congress list, meeting the needs of research libraries, and the Sears list for smaller libraries. The strongest ally of the catalogers in their loyalty to the subject catalog has been the reference librarian. Dur- ing the fifty-sixth ALA Annual Confer-" ence, Columbia's respected reference li- brarian, Isadore Mudge, rose to its de- fense. She characterized the catalog as the most important reference tool in the library and pointed out that "it con- tains almost the only reference work done in that library which is at all per- manent in character ."131 She made clear the disadvantage of realizing savings in the cataloger's time by reducing subject analysis and thus increasing the cost in the time of reference librarians and users. Subject Analysis-Classification The written evidence which we have about libraries shows that classification as we know it today had not been thought of in 1876. The use of the call number both to assign a work to its pri- mary and fairly specific subject area and to place it on the shelves in a position relative to other titles of its class had not been conceived. Libraries with siza- ble collections placed them on shelves in areas assigned by broad subjects, if at all, and controlled them by fixed lo- cation. Fiske's description of processing at Harvard suggests that not even broad subjects were assigned. Instead, the as- signment of an alc~>Ve number and a shelf number within the alcove fol- lowed after collation and the recording of source information in the volume during the receipt process. Each alcove had a "shelf-catalogue." As Fiske put it, "When the book is duly entered on this shelf-catalogue, and has its cornerpiece [i.e., label inside the front cover] marked, it is at last ready to be 'cata- logued.' "132 Robinson, librarian of the University of Rochester, reported that his princi- ple of classification for college librar- ies was that "the division of books should correspond on the whole to that division of the instruction which is best suited to the aims and purposes of the institution.''133 Certainly, this was a user-orientated plan, encouraging the teacher to examine his class of books, ~ • \ , J., I • Columbia University Libraries M elvil Dewey . watch its growth, and "add its full force to the means of instruction in his department," while helping the student to "enter upon the use of it with very .little difficulty." To the librarian ·"per- plexed with books which belong in no class in particular," Robinson's advice was "to ignore the title, examine the book in detail, and put it into that department in which it is likely to be most extensively used."134 In his discussion of the ar- rangement of books within the library (general and reference works together, followed by the various classes), Robin- son makes it clear that each subject class is assigned a specific area of shelving and that volumes are shelved and found through the assignment of class mark and !Shelf number. Dewey's A Classification and Subject Index, heard of before the 1876 con- ference, described there by Dewey on demand, 135 and explained in the 1876 Report, obviously filled a need. In the 1876 Report, Dewey wrote with what seemed to be pleased surprise: "Though the system was devised for cataloguing and indexing purposes, it was found on From Cutter to Computer I 437 trial to be very valuable for numbering and arranging books and pamphlets on the shelves."136 The Dewey I Amherst scheme was in- deed a giant step forward, and the Dewey Decimal Classification went on to sweep the country, first being used for the classified catalog and later pri- marily as a shelf arrangement for the dictionary catalog.137 In spite of many other interests and activities, Dewey con- tinued to control the development of the Decimal Classification until the end of his life, the thirteenth edition being published as a memorial edition in 1932, the year after his death. There- after, the Lake Placid Club Education Foundation continued to keep it up to date and to promote its use. Since 1930 an office at LC has added DDC numbers to some of the LC cards, and later the DDC editorial office was moved to LC. Today more libraries in the country use . the Decimal Classification than any oth- er scheme, as well as libraries in many countries around the world. Although classification was the aspect of cataloging which Cutter omitted from his Rules, he was to make two las~­ ing contributions to it. Cutter had been working on the problem of classifica- . tion since 1873 without finding a solu- . tion which he wanted. He was attracted to the Amherst decimal plan ·but found that it did not give the close classifica- · tion which he was seeking.138 Eventual- ly, his efforts led to his Expansive Classi- fication, a scheme in a series of sched- ules of increasing (i.e., expanded) full- ness. The first was elementary and in- tended for small collections; the sev- enth, not yet completed when he died in 1903, was designed to be adequate for a library of ten million volumes.139 Just as he had provided for short-title, medium-title, and full-title dictionary catalogs to suit the needs of different li- braries, 140 so he offered classification schedules of varying degrees of fullness to fill different needs. A survey made re- 438 1 College & Research Libraries • September 1976 cently showed that nine libraries in this country and three in Canada were con- tinuing to classify the majority of their new acquisitions in the Cutter classifica- tion scheme.141 In connection with his Expansive Classification, Cutter devised a system of arranging individual books alpha- betically by author within classes, these so-called book numbers consisting of the initial of the author's surname fol- lowed by decimal numbers. Cutter de- veloped tables of numbers using two fig- ures to arrange the authors alphabetical- ly on the shelves; Kate Sanborn later de- veloped the Cutter-Sanborn three-figure table.l 42 Cutter's lasting contributions appear in the two principal classifications of to- day. His Cutter numbers regularly form the second element of call numbers de- rived from the Decimal Classification; both his Expansive Classification and his book numbers had a strong influence on the LC Classification. The development of the Library of Congress Classification, appropriately for a national library and one which was to provide cataloging copy for many libraries throughout the country, was a team effort. Not only did several staff members work on it, but as plans emerged, they were taken to leading li- brarians of the country for opinions. The final decision on the general plan was made late in 1900. Development was begun immediately and is still not com- plete.l43 The story of its genesis is an in- teresting one and can be found in La- Montagne's American Library Classifica- tion. During the development of the two classification systems which came to dominate the American scene, librarians were still making independent judg- ments about classification and develop- ing individual systems. In spite of the first appearance nationally of the Deci- mal Classification in 1876, George Little reported to the World's Library Con- gress in 1893 general agreement among college librarians that books should be arranged by subject but a wide differ- ence of opinion as to the system of classification to be adopted.144 Horace Kephart, librarian of the St. Louis Mercantile Library, reported to the same Congress (with an admirable bib- liography on classification) the results of a survey he had made on the subject, which confirmed Little's generalizations. Kephart had sent a "circular of in- quiry" to every U.S. library of 25,000 volumes or more, a mailing of 183 cir- culars. Of the 127 usable replies re- turned, it was shown that half of the libraries were using classification systems of their own and one-third were using Dewey in whole or in part. Mr. Cutter's system (so he said!) was rapidly growing ' in favor. 145 McMullen reports that when J. C. M. Hanson left LC and joined the Univer- sity of Chicago Libraries in 1910, he found half of the books not classified and the rest classified according to about fifteen different systems, the dominant system being Dewey' s.146 During the ALA 1911 Pasadena Conference, a sym- posium on classification gave equal time to the Expansive Classification (in a pa- per written by William Parker Cutter, a nephew of C. A. Cutter), the Decimal Classification, and the Library of Con- gress Classification. 147 In 1927, Works re- ported that "classification presents a dif- ficulty that is almost if not actually in- superable." His recommendation was that each library staff study the needs of the library users and adjust the classifi- cation as far as possible to meet such needs, and he pointed out that classifi- cation needs a high quality of person- nel!148 In a 1975 survey of Dewey Decimal Classification use in the U.S. and Can- ada, Comaromi, Michael, and Bloom found that about two-thirds of the sam- pling of college and university libraries counted were using the LC Classifica- ' ,. tion, but there was a striking difference between college and university use. Of the college libraries, forty-four em- ployed LC and thirty-eight used Dewey. Of the university libraries, thirty-six used LC and one used Dewey. 149 Consid- er~ng only libraries holding 500,000 or more volumes, 107 reported the use of LC and only fourteen of Dewey.150 Seeking to assay the "Trend to LC" in college and university libraries, Robert Mowery studied 1,160 accredited four- year colleges and universities and found that more than half were using the LC system. However, counts made in 1968 and 1971 showed that the move to LC had lost momentum.151 Given the past history of classifica- tion and the present lack of consensus among academic libraries, it is not sur- prising that today' s textbooks maintain a careful neutrality between the two prevailing systems .152 Catalog Format How did today's traditional diction- ary ( as opposed to classed) card ( as op- posed to book) catalog become the dom- inant format in American libraries? Card catalogs were used in libraries for some time before they were opened to the public in 1857, when Lloyd P. Smith introduced such a tool in the Philadel- phia Library Company. Four years later Ezra Abbot, assisted by Cutter, provided one for Harvard, which became a model for other libraries.153 According to Ranz, the ,final quarter of the nineteenth century witnessed the decline of the printed book catalog in American libraries. His excellent The Printed Book Catalogue in American Li- braries: 1723-1900, covering the years of the printed book catalog's predom- inance, sets the stage for 1876.154 An ex- ample of the attitude of that time is offered by Robinson, who initiated the University of Rochester's first card cata- log, a manuscript dictionary catalog, in 1870 at a cost of $329 in labor and rna- From Cutter to Computer I 439 terials for holdings of 9,560 volumes. He did so over many objections: "It presents to the eye only one title at a time; time and patience are lost in turn- ing over the cards; it cannot be carried about, but must be used at the library, and only one person can consult a given part of it at a time."15s In spite of objections, Robinson could report in 1876 that: in some of the largest libraries of the country the card system has been ex- · elusively adopted. Several of them have no intention of printing any more catalogues in book form. In others, cards are adopted for current acces- sions, with the expectation of printing supplements from them, from time to time. I think the tendency of the smaller libraries is to adopt the former plan, keeping a manuscript card cata- logue of books as they are added, without a thought of printing.156 Classed catalogs were never highly fa- vored in the U.S. Early prevailing opin- ion of classed catalogs is summarized in an 1880 discussion of C allege Libraries as Aids of Instruction. Justin Winsor states: "For the skilled and habitual user, classed catalogues, especially those in which related subjects stand in close propinquity, may be more satisfactory; but such users are always rare."157 Rob- inson agrees, "Classed catalogues are good for experienced readers, but for the student with little or no experience we believe every obstacle should be re- moved."158 The single decision which locked in the dictionary card catalog as the pre- dominant standard was the decision by the Library of Congress to sell its print- ed cards. The LC printed unit cards were designed for the dictionary rather than the classed catalog, and their avail- ability was too great an advantage to be ignored. These and other decisions which re- sulted in the predominance of the dic- tionary card catalog were based on li- 440 I College & Research Libraries • September 1976 brarians' opinions for the most part, opinions growing out of experience and theorizing. Formal efforts to ascertain the users' points of view and to base . conclusions on facts rather than general impressions came long after the basic decisions had been made. Krikelas' survey of catalog use studies in 1972 lists fifty-four studies, the earli- est made in 1931. Krikelas finds an in- creasing effectiveness of the later studies over the earlier ones but still notes dif- ficulties in producing useful studies. He suggests that maybe the general finding that between 70 and 80 percent of all catalog searches are successful to the ex- tent that the user is able to identify some relevant document should be inter- preted to mean that librarians have been able to develop a rather sophisti- cated tool. 159 Cooperative and Centralized Cataloging The twin dreams of cooperative and centralized cataloging very much con- cerned. the librarians who met in 1876. Included in the first ALA constitution was a provision for the establishment of a Co-operation Committee.160 An editorial appearing in the same issue of the American Library Journal which printed the constitution offered the opinion: "Of the standing com~~ittees, that on Co-operation will probably prove the most important organ of the Association, as most of the practical work will fall to its share or to that of its sub-committees. The Poole's Index, Size, and Co-operative Cataloging mat- ters, now in special hands, are only a portion of the work to· be done."161 Sev- eral months later, in the August 31 - is- sue, Dewey wrote: Co-operation has become among li- brarians a household word during the past year .... While we have so much with which to be satisfied, there has been less progress in what S«;lemed the main question-co-operative catalogu- ing. Here the greatest need was felt, and to this most of the profession look for the greatest benefit. The Septem- ber meeting [the New York Confer- ence of 1877] will probably remove the first difficulties, by agreeing upon a code of rules by which the titles in any system shall be made. This de- cided, we are ready for the question, Who shall prepare the titles of new books as published? The Library of Congress or its copyright department? The publishers themselves? A cata- loguing bureau, established and main- tained by the libraries of the country? An individual or firm, as a commercial venture? There are arguments for and against each one of them.162 Progress was not as fast as the im- petuous Dewey predicted. There were to be many steps between the dream and today's MARC tapes. Of basic impor- tance was the standardization of de- scriptive cataloging and subject analysis, if the centralized product was to be of maximum use. Once there were common cataloging practices and a central pro- ducer, distribution was the next prob- lem, solved by LC' s card distribution service and by the printing of its cata- logs and, later, the National Union Cat- alog. Much of the history of these ef- forts can be found in the early volumes of the Library Journal, and it has been summarized by Dawson and given in more detail in two master's theses by Vivian D. Palmer and Velva J. Os- born.163-65 The product that has evolved over the past hundred years, namely, LC catalog copy, has laid more stress on centralized cataloging. However, it has included co- operative cataloging in varying degrees through the use of cataloging done by selected libraries, especially those receiv- ing books under the Cooperative Ac- quisitions Program and later those par- ticipating in the Farmington Plan for the acquisition of foreign titles.166 The whole effort received a tremendous boost with the inclusion of Title IIC in the Higher Education Act of 1965. LC re- sponded handsomely to this mandate to t- ' ,, ~ I acquire and catalog all currently pub- lished titles of scholarly value, as John Cronin's report to the New York ALA Conference in 1966 promised167 and as LC has since expanded the resulting National Program for Acquisitions and Cataloging and its Shared Cataloging Program. Another dream of the early ALA years was that of providing cataloging copy with each new book published in this country. The editors of the 1876 Report noted a suggestion from Winsor that publishers might send with each book a card providing a bibliographical description which would be suitable to be inserted in the library catalog.1ss During the past thirty years, the Library of Congress has taken a number of steps to make cataloging copy for do- mestic books more easily available, as follows: 1. In 1947, LC and the Publishers' Weekly arranged to include LC card numbers with the listings of new books in the "Weekly Record" section. 2. In 1951, publishers began to coop- erate in a program to print LC card numbers in their books. 3. In 1953, the LC "All-the-Books" program was begun, a program to secure early copies of new books for early cataloging.169 4. In 1958, LC undertook the Catalog- ing-in-Source experiment. While it failed, much to the disappoint- ment of librarians, it provided in- formation useful for a later try_170 5. In 1961, LC began through its Cards-with-Books-Program to en- courage publishers and book wholesalers to supply printed cards with the books they sold. 171 6. In 1971, LC started the successful and continuing Cataloging in Pub- lication program. In the first volume of the American Library Journal, Dewey asked: "Is it practicable for the Library of Congress -- From Cutter to Computer I 441 to catalogue for the whole country?" A hundred years later, the answer is still not, "Yes!" but is has become "Maybe!" SERIALS Historically, serials have been rather on the edge of things in technical ser- vices. The librarians who gathered in Philadelphia talked a great deal about indexing periodicals, suggesting coop- erative measures for updating Poole's 1853 Index .to Periodical Literature, but they did not discuss the cataloging of periodicals as offering different problems from monographs. There was healthy respect for periodical literature, as they called the whole range of serials, and Spofford, who wrote in the 1876 Report on "Periodical Literature and Society Publications," dwelt on the importance of collecting and preserving complete files of such titles.172 Cutter's Rules covered periodicals. He used the term without defining it in the first edition of his Rules; by 1904, in the last edition, he defined both period- ical and serial. The latter, he wrote, was "a publtcation issued in successive parts, usually at regular intervals, and contin- ued indefinitely,"173 not so very different from the definition provided in the An- glo-American Cataloging Rules of 1967. Cutter's entry rule for periodicals scarcely changed throughout his four editions. Rule number 54 in the first edition is "Periodicals are to be treated as anonymous and entered under the first word."174 The fourth edition adds to this the phrase "not an article or se- rial number."175 He listed four char- acteristics of a periodical and by means of them decreed that society memoirs, proceedings, and transactions were not periodicals. Thus, they could be entered under the name of . the society, since they were the work of the society acting through its members. This issue of cor- porate entry versus title entry continues as a problem for serials catalogers and has been the subject of discussion with- 442 I College & Research Libraries • September 1976 out full agreement in the current proj- ect to revise the 1967 Anglo-American Cataloging Rules. The Works study of College and Uni- versity Library Problems in 1927 noted eight definitions of the term periodical used by academic libraries. The mean- ingful differences were in the categories of publications included under the vari- ous definitions and the resulting differ- ences in treatment among libraries.176 Drury ( 1930), with his businesslike ap- proach to library ordering, gave firm definitions of serials as the overall term for publications issued indefinitely in successive parts, periodicals as publica- tions issued at regular intervals of less than a year, and continuations as all other serials. These differentiations pro- vide a generally firm basis on which to set up the ·appropriate records for or- dering and receiving titles, but are too simplistic for the requirements of cata- loging.177 Reading through the literature of the last hundred years makes it clear that, in addition to the problems of catalog- ing, serials offer much the same prob- lems to the technical services which they always have-missing issues; the need to make n,ew issues available as quickly as possible, frequent changes in title, format, and content; the increasing number of serials available for acquisi- tion; increasing costs, and how to fit this function into the traditional acquisi- tion/ cataloging format. Within the past quarter century, the serials identity within the technical ser- vices has become stronger with size. An- drew Osborn's Serial Publications, pub- lished by ALA in 1955, gave serials li- brarians their first general text and an excellent one. They had already achieved their own periodical, Serial Slants, beginning in 1950, submerging its identity in Library Resources & Tech- nical Services in 1957, when the ALA re- organization created the Resources and Technical Services Division. There has been a separate serials unit within ALA since the formation of the Round Ta- ble on Periodicals in 1926. In 1974, be- cause of the interest of serials librar- ians, RTSD set up the Organization Study Committee to explore the possi- bility of organizing the division accord- ing to form rather than function. The committee recommended a continuation of the present sectional organization, which combines form and function. BINDING Binding was a concern of the librar- ians gathered in Philadelphia and was discussed on the conference floor. Win- sor's advice was sought on the advisabil- ity of maintaining a bindery in the li- brary, and opinions were expressed about the cause of binding deteriora- tion-was it gas lights, heat, or impure air?178 The Co-operation Committee, with Cutter as its first chairperson, re- ported the willingness of some publish- ers to furnish bindings specifically for libraries, and the committee listed the specifications it had drawn up for such a program. 179 During the 1877 conference, binding and preservation were again discussed, including treatment for water damage following a fire, the replacing of leaves by heliotyping, and the restoration of rare books. Later in the proceedings, President Jus tin Winsor mentioned a new material for binding books, which he had noticed in an English newspaper. He had obtained some sheets from Mr. Nicholson of the London Library and had tried them with good results. The new material? Buckram! Mr. Dewey rose to state that "it was the impression of the committee that buckram was to be the coming binding, but that a little more experience was needed before rec- ommending it; that for the present goat instead of this buckram would have to be recommended for binding."180 Well, it wasn't his discovery. During the English Conference in ~· k . 1877, a number of papers were given on binding and labeling books, including one by the same Edward Nicholson, "On Buckram as a . Binding-Material."ISI Nicholson strongly recommended the use of buckram, finding it durable and not too expensive, and predicted that it would largely diminish binding costs. Binding, as a separate topic, was treat- ed by Librarian of Congress Spofford in the 1876 Report. 182 He provided six pages of well-informed, practical advice on all aspects of the subject, emphasiz- ing the librarian's duty to go carefully and frequently through the collection to select those volumes requiring repairs or rebinding and to arrange for all books returned to receive the same scru- tiny. In Spofford's opinion, "Next to the selection and utilization of books, there is no subject more important in the ad- ministration of a public library than the binding and preservation of the vol- umes."183 Both Spofford and Winsor, as well as Poole, 184 emphasized the impor- tance of good workmanship and materi- als in binding, and the reason for main- taining a bindery in the library was the poor binding which might be expected under commercial contract. Another common opinion of the time was the better binding value to be obtained by ordering books abroad to be bound be- fore they were supplied. The citations of literature on the care and preservation of books .in Cannons' Bibliography of Library Economy, cov- ering 1876 through 1920, give an idea of the details discussed. In addition · to the topics above, there are such subjects as: how to open a bo9k, methods of in- ducing care of books, book dusting, methods of keeping books clean, and di- rections for mending. The World's Li- brary Congress volume included a ten- page paper on the "Elements of Library Binding" by D. V. R. Johnston, the New York State reference librarian.I85 He cautioned against the false economy of cheap binding, recommended bind- From Cutter to Computer I 443 ing abroad for cost and durability, warned that only larger libraries could save money by maintaining their own binderies, and, surprisingly, gave a rath- er negative report on buckram. ALA set up a Bookbinding Commit- tee in 1905, which answered the mem- bers' questions, maintained relations with publishers, worked for library binding of books commonly bought by libraries, and reported annually to the membership through the ALA Bulletin and conference pro'ceedings. The ALA survey report in the mid-1920s included a chapter on "Binding and Repair," re- porting library practice relating to what were evidently of current interest, namely, treatment of new books, dust- ing, inspection after circulation, wash- ing and shellacking volumes, marking, care of leather bindings, duplication of missing pages ( the usual method was to type them), collation before binding, costs, binding contracts, staffing of li- brary binderies, sewing methods, strengthening devices, and hanaling of music. Buckram was definitely in as the best-wearing and best-bargain material for binding. Works ( 1929) mentioned binding only as a problem of minor importance and singled out complaints of faculty relating to the inaccessibility of period- icals during the binding process.I86 The placing of service above cost was defi- nitely in! When the College and Univer- sity Postwar Planning Committee of ALA and ACRL dealt with the "Poor Quality of Many Books," it referred to the low esteem in which the writing it- self was held, particularly in the aca- demic field. However, one paragraph was given to the problem of the future, namely, the need for preservation and duplication of fragile materials. 18'7 The early concern about shoddy com- mercial binding was resolved by a series of binding standards developed jointly by the Library Binding Institute, a trade association organized in 1935, and its 444 I College & Research Libraries • September 1976 predecessors with the American Library Association. Even before that time, the binders were working with librarians to provide specifications for acceptable li- brary bindings. The results are today's binding standards, which are periodical- ly revised. 188 In the 1960s the ALA Library Tech- nology Project reported the results of its program on the Development of Per- formance Standards for Library Bind- ing.189 The project developed standards based on performance rather than the materials and methods on which the in- stitute's standards are based. The diffi- culty of monitoring the newer standards has kept them from becoming a force. Under the protection of standards, librarians have transferred their major concern from the quality of binding to the preservation ·of library materials. Programs to meet this concern are not yet history. THE COMPUTER And so we come from Cutter to the computer, from Cutter's clear statement of what cataloging should be as a basis for uniformity of practice to the com- puter as ' a tool for implementing coop- erative and centralized cataloging with all that implies for library service. The academic library director has stepped out of the workroom into the office; the technical services have been accepted as a major division of the library's organi- zation; acquisition records have been simplified and designed to furnish the first step in cataloging; descriptive cata- loging has been codified, and classifica- tion has been reduced to two generally accepted systems; the catalog itself is a dictionary catalog, usually in card form, except for some pioneering computer- produced book catalogs; the Library of Congress is providing leadership for centralized and cooperative cataloging; serial users have accepted indexing for control of periodical literature, thus easing demands on the catalogers, which the latter could not hope to meet; and commercial binding has been standard- ized so that libraries can get what they pay for and can concentrate on the problems of preservation. In the late 1930s Fremont Rider plot- ted the growth rate of American re- search libraries and found that their collections doubled every sixteen years. Taking Yale University Library as an example, he calculated that by the year 2040, Yale would have an alarming total of 200 million volumes with a card cat- alog occupying nearly three-quarters of a million catalog drawers spread out over not less than eight acres of floor space.190 But the computer is not easily alarmed, and by 2040, it will be able to handle such magnitude with ease. It may even store many of the texts in or- der to reduce the 6,000 miles of shelv- ing which Rider calculated as needed.191 The potential of the computer for recording catalog records, making them readily available to many libraries, and providing a record of libraries' re- sources is assumed but not yet fully re- alized. Baumol and Marcus in 1973 saw computers moving toward greater use in academic libraries as a practical de- velopment of the future: To date, the majority of successful data processing applications in librar- ies have involved mechanization of nonprofessional tasks such as circula- tion control and typing of biblio- graphic aids. At the same time, there are trends in process which may in the next two decades change the range of innovation that is economically feasi- ble. These are: ( 1) the .achievement of a standard format for bibliographic records in machine-readable form and the associated production at the Li- brary of Congress and elsewhere of a sizable data base of such records; ( 2) a continuing sharp decrease in the cost of certain components of electronic data processing systems; ( 3) continu- ing increases in the capacity and re- liability of electric communications channels with concomitant decreases in the unit costs of the channels; and ( 4) the creation of evolving modular, computer-based library systems, which take advantage of the three other changes just mentioned.l92 Based on D. R. Swanson's predictions, Hanson and Daily describe the most ad- vanced form of the catalog of the fu- ture as a computerized catalog with eleven performance goals: User dialogues (programmed interro- gation), aids to browsing, user-indexed library, access to in-depth information, wheat and chaff identification, national "network" of libraries, national net- work of bibliographic tools, instant in- formation, remote interrogation and delivery, active dissemination, and quality control over library services (improved feedback) ,193 The Library of Congress leadership in developing machine-readable catalog- ing (MARC) with its potential for pro- viding instant availability of standard- ized cataloging coupled with the .loca- tion of specific copies of texts makes networking possible. And networking is today's dream and tomorrow's reality. During the 1876 conference, Barnwell spoke urgently on "A Universal Cata- logue: Its Necessity and Practicability." Such a catalog "to include the literary stores of every existing or possible li- brary" could be used in place of the sin- gle library's catalog. "A marginal mark could be made opposite the titles of such books as the library contained, and thus the deficiencies would also be ascer- tainable at a glance."194 Is Barnwell de- scribing the computerized system called OCLC (which stands for Ohio College Library Center, a name long since out- grown by this bibliographic data ex- change system)? Isn't OCLC, in its pres- ent form, an incipient universal (main- entry, on-line) catalog for those library members which enter their full hold- ings in its immense data bank? And, of course, when it adds serials control, or- From Cutter to Computer I 445 der records, and whatever other ideas Fred Kilgour pulls from his far-ranging imagination, it will be much, much more. 195 There is · still a long, fascinating trail to travel. Full exploitation of com~ puters has been handicapped by our thinking in traditional terms. Network- ing tends to be thought of as an exten- sion of present services rather than re- thought as a new concept with new po- tential. The fact that the new machines impose new conditions . on their users is another reason why the traditional con- ceptions must be rethought. It has been said that as the specialists took over the technical services, the user was lost to view. The chief librarian in 1876, checking over an incoming ship- ment of books to assign them to subject alcoves, might be interrupted to answer a query from a student. Thus, the user was securely embedded in the librari- an's decisions without conscious effort and without the need to communicate with other staff to discover the users' concerns. Harassed by Hoods of ma- terials and pressures to reduce process- ing costs and arrearages simultaneously, the technical services staff may indeed lose track of the ultimate customer, an oversight which must receive more at- tention in the future. The large academic libraries, which provide much of the cataloging leader- ship, tend to ignore multimedia. In 1976, we stand in relation to nonprint materials in much the same relationship as librarians of 1876 did to the book, al- though the latter at least had a deep re- spect for the educational importance of the book. These materials should be fully accepted as resources and given appropriate controls. Uniformity of practice should be the lesson which cataloging teaches to the other library functions. "'Uniformity of practice" is one way of describing standardization, the foundation on which networking can be built. IIideed, 446 I College & Research Libraries • September 1976 standardization may be more important than logic in drawing up the rules to which, as Barnwell said on the opening day of the 1876 conference, we are to adhere "with the most slavish servili- ty."196 A hundred years after librarians organized for cooperative action, the technical services still have not agreed upon terminology to provide a means of gathering comparable statistics for sound comparison. The role of the library heads is cru- cial to the technical services. As librar- ies became larger and the heads could no longer be so intimately involved in acquisition and cataloging operations, their concern did not become less. As ALA became involved in much larger issues-research, management, person- nel, social issues, library school accredi- tation, and simply the difficulties of communication among an enlarged mem- bership-the attention of the leaders was necessarily distracted from the technical services, which were left to the spe- cialists. The difficulties in providing the technical services remained, but the chief librarian's interest turned from the details to the costs. Turning from the greatly enlarged ALA, the chiefs found a way to contin- ue their important dialogues within the restricted membership of the Associa- tion of Research Libraries. There, backed by the authority to provide sup- portive activity within their own li- braries, they continued their cooperative exploration of common concerns, and they were able to do so on a much grander scale than was possible for their predecessors. According to McGowan, the principal interests of ARL after its formation in 1932 were to develop and increase by co- operative effort the resources and use- fulness of the research collections in American libraries. 197 These, of course, are basically the technical service con- cerns of acquisitions and cataloging. The programs and projects for which ARL has been responsible in these areas culminated in the addition to the High- er Education Act of 1965 of the provi- sion which developed as the National Program for Acquisitions and Catalog- ing. It could be argued that this activity without the early intimate knowledge of the technical service operations has resulted in some miscalculations. For ex- ample, the cooperative cataloging aspect of the Farmington Plan simply broke down as the cataloging demands of the participating libraries overrode the di- rectors' commitment to providing early cataloging for receipts. But, on balance, the value of the ARL aid to technical services has been of decisive importance to whatever progress has been made, and will doubtless continue to be so. In reviewing 1876, one senses an ex- cited gathering of librarians' concerns and an exciting move toward coopera- tion in dealing with them. The need for cooperation today is at once grimmer than in 1876 and easier because of new technological support. In 1976, one feels a similar shimmer of excitement on the edge of new areas of cooperation and, again, librarians approaching them will- ing to face the hazards to each library's autonomy which the changes will bring. REFERENCES 1. John Fiske, "A Librarian's Work," Atlantic Monthly 38:480 (Oct. 1876). 2. George B. Utley, The Librarians' Confer- ence of 1853 ( Chicago: American Library Assn., 1951), p.65. 3. Lloyd P. Smith, ''Proceedings," American Library Jourruil1:141 (Nov. 30, 1876). 4. College and University Postwar Planning Committee of the American Library Asso- ciation and the Association of College and Reference Libraries, College and Univer- sity Libraries and Librarians hip ( Plan- )I ning for Libraries, no.6 [Chicago: Amer- ican Library Assn., 1946] ), p.40. 5. [Melvil Dewey] A Classification and Sub- ject Index for Cataloguing and Arranging the Books and Pamphlets of a Library (Amherst, Mass.: 1876). 6. Charles A. Cutter, "Rules for a Printed Dictionary Catalogue," in Department of the Interior, Bureau of Education, Public Libraries in the United States of America: Their History, Condition, and Manage- ment (Special Report, Part II [Washing- ton, D.C.: Govt. Print. Off., 1876]). Hereafter cited as 1876 Report. 7. Paul S. Dunkin, Cataloging U.S.A. (Chi- cago: American Library Assn., 1969), p.l. - 8. Fiske, "A Librarian's Work," p.480. 9. George T. Little, "School and College Li- braries," in Melvil Dewey, ed., Papers Prepared for the World's Library Con- gress Read at the Columbian Exposition (Washington, D.C.: Govt. Print. Off., 1896), "Reprint of Chapter IX of Part II of the Report of the Commissioner of Ed- ucation for 1892-93," p.930. Hereafter cited as World's Library Congress in notes and in the text. 10. American Library Association, A Survey of Libraries in the United States, v.4 (Chicago: American Library Assn., 1926- 27), p.196- 98. 11. William M. Randall and Francis L. D. Goodrich, Principles of College Library Administration ( Chicago: American Li- brary Assn. and the Univ. of Chicago Pr., 1936), p.94-99. 12. Donald Coney, "The Administration of Technical Processes," in Carleton B. Joec- kel, ed., Current Issues in Library Admin- istration: Papers Presented Before the Li- brary Institute at the University of Chi- cago, August 1-12, 1938 (Chicago: Univ. of Chicago Pr., 1939 ), p.163-80. 13. Ibid., p.176. 14. Raynard C. Swank, "The Catalog Depart- ment in the Library Organization," Li- brary Quarterly 18:24-32 (Jan. 1948). 15. "The Technical Services Division in Li- braries: A Symposium," College & Re- search Libraries 10:46-68 (Jan. 1949). 16. Joseph L. Cohen, "A General Considera- tion of the Technical Services Division in Libraries," in "The Technical Services Di- vision in Libraries," p.47. 17. Margaret C. Brown, "The Small Public Library," in "The Technical Services Di- vision in Libraries," p.55. 18. Richard H. Logsdon, "Summary," in "The Technical Services Division in Libraries," p.67. From Cutter to Computer I 447 19. Arthur M. McAnally, "Organization of College and University Libraries," Library Trends 1:25 (July 1952). 20. Maurice F. Tauber and Associates, Tech- nical Services in Libraries: Acquisitions, Cataloging, Clas~ification, Binding, Photo- graphic Reproduction, and Circulation Operat·ions (New York: Columbia Univ. Pr., 1954). 21. Esther J. Piercy, "Introducing LRTS," Library Resources & Technical Services 1:3-4 (Winter 1957). 22. John M. Dawson, "A Brief History of the Technical Services in Libraries," Library Resources & Technical Services 6:197-204 (Summer 1962); James E. Skipper, "The Present State and Future Development of Technical Services," Library Resources & Technical Services 6:205-9 (Summer 1962). 23. Raynard C. Swank, "Subject Catalogs, Classifications, or Bibliographies? A Re- view of Critical Discussions, 1876-1942," Library Quarterly 14:316- 32 (Oct. 1944). 24. Ibid., p.316. 25. Swank, "The Catalog Department," p.24- 32. 26. E. Walfred Erickson, College and Univer- sity Library Surveys, 1938- 1952 ( ACRL Monographs, no.25 [Chicago: American Library Assn., 1961]), p.3. 27. Ralph E. Shaw, "Introduction," in Shaw, ed., "Scientific Management in . Libraries," Library Trends 2:359 (Jan. 1954). 28. Bella E. Shachtman, ed., "Technical Ser- vices: .Policy, Organization, and Coordina- tion," Journal of Cataloging and Classifi- cation 11:59-114 ( April1955). 29. Richard M. Dougherty, Robert W. Wads- worth, 'and D. H. Axford, Policies and Programs Designed to Improve Coopera- tion and Coordination among Technical Service Operating Units (Occasional Pa- pers, no.86 [Urbana: Univ. of Illinois Graduate School of Library Science, 1967] ). 30. Booz, Allen & Hamilton, Inc., Organiza- tion and StaRing of the Libraries of Co- lumbia University (Westport, Conn.: Redgrave Information Resources Corp., 1973), p.xvi. 31. Ibid., p.55-57. 32. Columbia University Libraries, The Ad- ministrative Organization of the Libraries of Columbia University: A Detailed De- scription (New York: Columbia Univ. Li- braries, 1973). 33. Dawson, "A Brief History of the Tech- nical Services," p.127. 448 I College & Research Libraries • September 1976 34. William M. Randall, "The Technical Pro- cesses and Library Service," in Randall, ed., The Acquisition and Cataloging of Books; Papers Presented Before the Li- brary Institute at the ·university of Chi- cago, July 29 to August 9, 1940 (Chi- cago: Univ. of Chicago Pr., 1940 ), p.6. 35. World's Library Congress, p.809-26, 916- 33. 36. C. W. Andrews, "The Acquisition of Books," Public Libraries 8:195-202 (May 1903). 37. "Methods of Book Buying," Library Jour- nal31:14-17 (Jan. 1906). 38. Isabel E. Lord, "Some Notes on the Prin- ciples and Practice of Bookbuying for Li- braries," Library Journal 32:3-64 (Jan. 1907). 39. Gardner M. Jones, "Accession Depart- ment," World's Library Congress, p.814. 40. Lord, "Some Notes," p.64. 41. Francis K. W. Drury, Order Work for Li- braries ( Chicago: American Library Assn., 1930), p.69. 42. Randall and Goodrich, Principles of Col- lege Library Administration, p.131. 43. Guy R. Lyle, The Administrat-ion of the College Library (4th ed.; New York: Wil- son, 1974), p.194. 44. Kenneth G. Peterson, The University of California Library at Berkeley, 1900- 1945 (University of California Publica- tions in Librarianships, no. 8 [Berkeley: Univ. of California Pr., 1970] ), p.20. 45. Cutter, "Rules," p.82. 46. "Methods of Book Buying," p.17. 47. Lord, "Some Notes," p.9. 48. George A. Works, College and University Library Problems: A Study of a Selected Group of Institutions Prepared for the Association of American Universities (Chicago: American Library Assn., 1927), p.104. 49. College and University Postwar Planning Committee, College and University Li- braries, p.39-40. 50. William F. Poole, "The Organization and Management of Public Libraries," in 1876 Report, p.482. 51. Lord, "Some Notes," p.60. 52. Drury, Order Work, p.74-78. 53. Randall and Goodrich, Principles of Col- lege Library Administration, p.93. 54. Louis R. Wilson and Maurice F. Tauber, The University Library: Its Organization, Administration, and Functions (Chicago: Univ. of Chicago Pr., 1945), p.145. 55. Nelson W. McCombs, "Correlated Order Forms," Library Journal 58:285-89 (April 1, 1933). 56. Cutter, "Rules," p.82. 57. Jones, "Accession Department," p.817. 58. Drury, Order Work, p.67-71. 59. Randall and Goodrich, Principles of Col- lege Library Administration, p. 92, 60. Ibid., p.131. 61. Gertrude Wulfekoetter, Acquisition Work: Processes Involved in Building Library Collections (Seattle: Univ. of Washington Pr., 1961), p.45-51. 62. Stephen Ford, The Acquisition of Library Materials ( Chicago: American Library Assn., 1973 ), p.23. 63. Ibid., p.38-39. 64. Poole, "The Organization and Manage- ment," p.483. 65. Jones, "Accession Department," p.816. 66. Ibid., p.816-17. 67. Lord, "Some Notes," p.61. 68. Drury, Order Work, p.49. 69. Wulfekoetter, Acquisition Work, p.64-65. 70. Ford, The Acquisition of Library Materi- als, p.104-5. 71. American Library Association, Co-opera- tion Committee, ''Sixth Report," Library Journal2:221 (Nov.-Dec. 1877). 72. "Methods of Book Buying," p.16. 73. Lord, "Some Notes," p.58. 74. Drury, Order Work, p.12-13. 75. Ibid., p.23-33. 76. Wulfekoetter, Acquisition Work, p.52-69. 77. Poole, "The Organization and Manage- ment," p.482. 78. William F. Poole, "Proceedings," Amer- ican Library Journal 1:134 (Nov. 30, 1876). 79. Lord, "Some Notes," p.3-8. 80. Poole, "The Organization and Manage- ment," p.481. 81. "Legislation Respecting Duties on Books Imported for Public Use," 1876 Report, p.290-91. 82. Poole, ''The Organization and Manage- ment," p.489. 83. Fiske, "A Librarian's Work," p.481.. 84. Ibid. 85. "Proceedings," American Library Journal 1:133-34 (Nov. 30, 1876). 86. Justin Winsor, "Shelf Lists vs. Accession Catalogues," Library Journal 3:247-48 (Sept. 1878). 87. American Library Association, Committee on Library Administration, "Report [on Accessioning]" in "Papers and Proceed- ings," ALA Bulletin 2:223-25 (Sept. 1908). 88. American Library Association, A Survey, v.4, p.57-65. 89. "LJ's Survey of Accession and Inventory Practices;~ Library Journal 84:104~52 (April!, 1959). 90. "College Libraries," 1876 Report, p.62. 91. Jones, "Accession Department," p.816. 92. Ibid., p.819. 93. Andrews, "The Acquisition of Books," . p.l97-98. 94. Ibid., p.201. 95. J. I. Wyer, The College and University Library (Manual of Library Economy, IV [3d ed. rev.; Chicago: American Library Assn., 1928]), p.28-29. 96. Drury, Order Work, p.l28-40. 97. Melvil Dewey, "Proceedings," American Library Joumall:l31 (Nov. 30, 1876). 98. Adolf Hepner, . "A Proposition for an American Libraries' Clearinghouse," in "Cleveland Conference Proceedings," Li- brary Journal 21 :C67 (Sept. 1896). 99. Jones, "Accession Department," p.818- 19. 100. Helen W. Welch, "Publications Ex- change," Library Trends 3:425 (April 1955). . 101. Theodore Gill, . "The Smithsonian System of Exchanges," 1876 Report, p.285-90. 102. Erickson, College and University Library . Surveys, pAl. 103. Edward G. Holley, Raking the Historic Goals; The A.L.A. Scrapbook of 1876 (Beta Phi Mu Chapbook no.B [Beta Phi Mu, 1967] ), p.l2-13. 104. James G. Barnwell, "A Universal Cata- logue-Its Necessity and Practicability," American Library Journal 1:57-58 (Nov. 30, 1876). 105. "Proceedings," American Library Journal 1:112 (Nov. 30, 1876). 106. Otis H. Robinson, "College Library Ad- ministration," 1876 Report, p.509. 107. Charles A. Cutter, "Library Catalogues," 1876 Report, p.526-622. 108. "Catalogues and Cataloguing," 1876 Re- port, p.623-62. 109. Dunkin, Cataloging U.S.A., p.99. 110. L. E. Jones, ''The Government Library Report," American Library Journal 1:9 (Sept. 30, 1876). Ill. Dunkin, Cataloging U.S.A., p.viii. 112. Eugene R. Hanson and Jay E. Daily, "Catalogs and Cataloging," in Encyclo- pedia of Library and Information Science, V.4 (New York: Dekker, 1968), p.242- 305. 113. Cutter, "Rules," p.10. 114. Ibid., p.5. 115. Hanson and Daily, "Catalogs and Catalog- ing," p.245. 116. William C. Lane, "Cataloging," World's Library Congress, p.835-49. From Cutter to Computer I -44.9 117. Dunkin, Cataloging U.S.A., p.9-10. 118. Andrew D. Osborn, "The Crisis in Cata- loging," Library Quarterly 11:393-411 (Oct. 1941). 119. Wyllis E. Wright, "The Anglo-American Cataloging Rules: A Historical Perspec- tive," Library Resources & Technical Ser- vices 20:36-47 (Winter 1976). 120. Jim Ranz, The Printed Book Catalogue in American Libraries: 1723-1900 (ACRL Monographs no.26 [Chicago, American Li- brary Assn., 1964]), p.70. 121. Little, "School and College Libraries," p.928. 122. Charles A. Cutter, "Proceedings," Library Journal2:259 ( Nov.Dec. 1877 ). 123. Hermann A. Hagen, "The Librarian's Work," Nation 24:40-41 (Jan. 18, 1877). 124. Charles A. Cutter, "The Cataloguer's Work," Nation 24:86-88 (Feb. 8, 1877). 125. Ibid., p.87. 126. For more details see Kenneth J. Brough, Scholars Workshop: Evolving Concep- tions of Library Service (Illinois Contri- butions to Librarianship, no.5 [Urbana: Univ. of Illinois Pr. 1953] ), p.105-9. 127. Dunkin, Cataloging U.S.A., p.20. 128. Cutter, "Rules," p.10 . 129. Dunkin, Cataloging U.S.A., p.20. 130. Lyle, The Administration of the College Library, p.5~9. 131. Isadore G. Mudge, ''Present Day Econ- omies in Cataloging as Seen by the Ref- erence Librarian of a Large University Library," in American Library Associa- tion, Catalog Section, Catalogers' and Classifiers' Yearbook 4:22 ( 1934). 132. Fiske, "A Librarian's Work," p.481-82. 133. Robinson, "College Library Administra- tion," p.509. 134. Ibid. 135. "Proceedings," American Library Journal 1:141-42 (Nov. 30, 1876). 136. Melvil Dewey, "Catalogues and Cata- loguing," Part I, 1876 Report, p.623. 137. Hanson and Daily, "Catalogs and Cata- loging," p.268. 138. Leo E. LaMontagne, American Library Classification with Special Reference to the Library of Congress (Hamden, Conn.: Shoe String, 1961), p.208. 139. Dunkin, Cataloging U.S.A., p.100. 140. Cutter, "Rules," p.9. 141. Robert L. Mowery, "The Cutter Classifi- cation: Still at Work," Library Resources & Technical Services 20:154-56 (Spring 1976). 142. Dunkin, Cataloging U.S.A., p.101. 143. LaMontagne, American Library Classifica- tion, p.232-33. 450 I College & Research Libraries • September 1976 144. Little, "School and College Libraries," p.923. 145. Horace Kephart, "Classification," World's Library Congress, p.861-62, 890. 146. Haynes McMullen, "Administration of the University of Chicago Libraries, 1910-28," Library Quarterly 23:29 (Jan. 1953). 147. "Symposium on Classification," ALA Bul- letin 5:224-39 (July 1911). 148. Works, College and University Library Problems, p.103-4. 149. John P. Comaromi, Mary E. Michael, and Janet Bloom, A Surve.y of the Use of the Dewey Decimal Classification in the Unit- ed States and Canada (Albany, N.Y.: For- est Press, Lake Placid Foundation, 1975), p.13. 150. Ibid., p.16. 151. Robert L. Mowery, "The 'Trend to LC' in College and University Libraries," Li- brary Resources & Technical Services 19: 389 (Fall 1975). 152. Lyle, The Administration of the College Library, p.57-58; Rutherford D. Rogers and David C. Weber, University Library Administration {New York: Wilson, 1971 ), p.171. 153. Abstract of Ruth M. Heiss, ''The Card Catalog in Libraries of the United States Before 1876" (Master's thesis, Univ. of Illinois, 1938), in American Library As- sociation, Catalog Section, Catalogers' and Classifoers' Yearbook 8:125-26 ( 1939). 154. Ranz, The Printed Book Catalogue, p.76. 155. Catherine D. Hayes, "The History of the University of Rochester Libraries-120 Years," The University of Rochester Li- brary BuUetin 25:70 {Spring 1970). 156. Robinson, "College Library Administra- tion," p.512. 157. Justin Winsor and Otis H. Robinson, Col- lege Libraries as Aids to Instruction (U.S. Bureau of Education Circulars of Infor- mation, no.1-1880 [Washington, D.C.: Govt. Print. Off., 1880]), p.14. 158. Ibid., p.17. 159. James Krikelas, ''Catalog Use Studies and Their Implications," in Melvin J. Voigt, ed., Advances in Librarians hip 3: 195-200 (1972). 160. American Library Association, "Constitu- tion," American Library Journal 1:254 (March 31, 1877). 161. American Library Journal 1:251 (March 31, 1877). 162. Melvil Dewey, "The Coming Catalogue," American Library Journal 1:423 (Aug. 31, 1877). 163. John M. Dawson, "A History of Central- . ized Cataloging," Library Resources & Technical Services 11:28-32 (Winter 1967). 164. Vivian D. Palmer, "A Brief History of Cataloging Codes in the United States, 1852-1949" (Master's paper, Univ. of Chicago, 1963). 165. Velva J. Osborn, "A History of Coopera- tive Cataloging in the United States" (Master's paper, Univ. of Chicago, 1944). 166. John M. Dawson, "The Library of Con- gress: Its Role in Cooperative and Cen- tralized Cataloging," Library Trends 16: 88 {July 1967). 167. John W. Cronin, "Remarks on LC Plans for Implementation of New Centralized Acquisitions and Cataloging Program U n- der Title IIC, Higher Education Act" Li- brary Resources & Tchnical Services 11: 35-45 (Winter 1967 ) . 168. 1876 Report, p.513-14, fn.l. 169. Dawson, "The Library of Congress," p.90-91. 170. Library of Congress, Processing Depart- ment, The Cataloging-in-Source Experi- ment: A Report to the Librarian of Con- gress {Washington, D.C.: Library of Con- gress, 1960). 171. Hanson and Daily, "Catalogs and Catalog- ing,"p.287. 172. A. R. Spofford, "Periodical Literature and Society Publications," 1876 Report, p.681. 173. Charles A. Cutter, Rules for a Dictionary Catalog (4th ed.; Washington, D.C.: Govt. Print. Off., 1904), p.22. 17 4. Cutter, "Rules," p.33. 175. Cutter, Rules, 4th ed., p.59. 176. Works, College and University Library Problems, p.118-19. 177. Drury, Order Work, p.98. 178. "Proceedings," American Library Journal 1:124-25 (Nov. 30, 1876). 179. American Library Association, Co-opera- tion Committee, "Fifth Report," American Library Journal1:432 (Aug. 31, 1877). 180. ''Proceedings," Library Journal 2:34 (Sept. 1877). 181. Edward B. Nicholson, "On Buckram as a Binding-Material," Library Journal 2: 207-9 {Nov.-Dec. 1877). 182. A. R. Spofford, "Binding and Preservation of Books," 1876 Report, p.673-78. 183. Ibid., p.673. 184. Poole, "The Organizational and Manage- ment" p.481. 185. D. V. R. Johnston, ''Elements of Library Binding," World's · Library Congress, p.907-16. 186. Works, College and University Library Problems, p.99. I( 187. College and University Postwar Planning Committee, College and University Li- braries, p.30-32. 188. Dudley A. Weiss, .. Binding Institute, Li- brary," in Encyclopedia of Library and Information Science V.2 (New York: Dekker, 1968), p.510-12. 189. American Library Association, Library Technolggy Project, Development of Per- formance Standards for Library Binding, Phase I-II (Chicago: American Library Assn., 1961, 1966). 190. Fremont Rider, The Scholar and the Fu- ture of the Research Library: A Problem and Its Solution (New York: Hadham Pr., 1944), p.12. 191. Ibid. 192. William J. Baumol and Matityahu Mar- . cus, Economics of Academic Libraries From Cutter to Computer I 451 (Washington, D.C.: American Council on Education, 1973), p.41-42. 193. Hanson and Daily, "Catalogs and Cata- loging," p.292. 194. Barnwell, .. A Universal Catalogue," p.54- 55. 195. OCLC needs no explanation for the many library users of this fastest growing of the computer systems. For those just back from a decade on a desert island, Art Plot- nick has drawn together a primer on OCLC, with a side glance at BALLOTS, its West Coast counterpart, in American Libraries 7:258-75 (May 1976). 196. Ibid., p.58. 197. Abstract of Frank M. McGowan, ''The ~sociation of Research Libraries, 1932- 1962," in Dissertation Abstracts Interna- tional 34:348-A (July 1973). Helen W. Tuttle is assistant university librarian far technical services, Princeton University, Princeton, New Jersey. _I