College and Research Libraries By N A T H A N I E L S T E W A R T The Superintendent of Documents and American Libraries: A Liaison Approach ACOMMON base of interests and opera-tions characterizes t w o of the largest library related enterprises in the United States: the w o r k of the Superintendent of Documents 1 and the card distribution of the Library of Congress. Both maintain sales and distribution programs which run into millions of items at an annual income which measures up to that of a major in- dustrial or business corporation; they serve a similar clientele—libraries, individuals, cultural and research agencies, scholars; in the final analysis, both are expected to pro- vide the key which will unlock the re- sources of libraries—whether such key be a catalog entry, an index, a list, a bibliog- raphy, or other aid. T h e economies in cataloging and the services of many libraries have, in large measure, become dependent upon these t w o central enterprises of the federal government. O t h e r significant fea- tures of identity exist in the internal mecha- nism of each agency, as evidenced in a re- cent comparative j o b analysis and position- classification survey made by the author. Incidentally, both face the same hazards of annual requests f o r appropriations before Congress—with the same difficulties in planning long-range development and the same pressures inherent in a contracting economy in federal expenditures. 1 T h e popularized term " S u p e r i n t e n d e n t of Docu- m e n t s " will be used in this paper rather than the official title, Division of P u b l i c Documents of the Government P r i n t i n g Office. T h e cumulative advantage of having managed the latter enterprise, firsthand knowledge of some of the internal prob- lems of the office of the Superintendent of Documents, and cognizance of some of the needs in processing documents prompts me to present this approach to the p r o b l e m — namely, the liaison approach. , • The Background T h e literature of the A . L . A . Public Documents Committee f r o m 1934 to 1938 and allied contributions to the subject in the journals since that date provide ade- quate orientation f o r the interested student of the field. By taking off, then, f r o m M r . W i l c o x ' s 1944 contribution2 as the most comprehensive statement of the problem be- cause it incorporates the view of more than one hundred depository libraries, it is n o w necessary to review some of the significant history since that year. In their greater or lesser impact upon the problem, neverthe- less, here f o l l o w some pertinent events of recent date: 1. Joint A.L.A.-A.C.R.L. effort in develop- ing the Documents Expediting Project op- erating centrally from Washington, D . C . with its prime objective to procure for li- braries such documents which are not dis- tributed normally by the Superintendent of Documents or which are difficult to obtain through the usual channels 1 W i l c o x , Jerome K . " I n d e x i n g and Distribution of F e d e r a l P u b l i c a t i o n s : A P r o g r a m f o r A c t i o n . " Li- brary Journal 69:1029-32, D e c . 1, 1944. 18 COLLEGE AND RESEARCH LIBRARIES 2. Declassification of a large collection of documents which were "restricted" or other- wise designated as confidential matter dur- ing and shortly after the w a r years. T h i s is estimated to require about two years' work in the office of the Superintendent of D o c u - ments to process these documents 3. Cumulative Catalog of the Library of Congress printed cards—a new development in keeping current the monumental Edward Brothers edition of the Catalog of Books in the Library of Congress Represented by L.C. Cards. T h e immediate subscriptions (more than 600) attest to its role as a cataloging and bibliographic aid. T h e M a y issue, f o r example, lists more than 400 en- tries for U.S. documents 4. College and university enrolments have swelled to unprecedented figures in the past two years. Greater library resources are needed to meet 'the demands of this new mature student seeking practical answers to the socio-economic and technological prob- lems of contemporary American life. G o v - ernment publications represent some of the richest source materials for college and uni- versity libraries. Inadequacies of staff to service the documents collection, weaknesses of the Monthly Catalog as an index to docu- ments, and the six-year lag in publishing the "" Documents Catalog are handicaps 5. A revised, code of rules for descriptive cataloging has recently been prepared and published by the Library of Congress. Its effect upon rapid and probably more intel- ligible cataloging of documents should be beneficial 6. A new area of interest faces the docu- ments librarian in research libraries in the acquisition, processing, and reference use of United Nations and related documents— thereby enlarging the field of documents ac- tivity 7. Personnel changes—a new Superinten- dent of Documents, Fred W . Cromwell, ably assisted by the Assistant Superintendent of Documents, Roy B. Eastin. Persons, often more than events, may be more instrumental in shaping improved liaison with American libraries 8. A political shift has brought into power a new Congress with curtailment of federal expenditures as one of its avowed objectives. T h e Superintendent of Documents and other offices of the Government Printing Office, not unlike other agencies, may expect a similar fate 9. Problems facing the Superintendent of Documents: cataloging and distributing the mass of declassified documents recently in- herited; speed and more speed in delivery of the depository sets to libraries and in the sale of currently publicized documents; promptness in preparing and distributing the Monthly Catalog; improved entry leading to desirable conformity with established cata- loging f o r m ; limited budgetary appropriations and the urgency of many immediate and long- range jobs to be done; etc. 10. Liquidation of the Documents Catalog 11. Conferences on principles and methods of securing bibliographic control over govern- mental reports of scientific and technical na- ture 12. T h e W i l c o x survey and recommenda- tions in the summer of 1947. T h i s is a realistic inventory. T h e r e is needed a comprehension of and sensitivity to these developments in appraising the j o b of the Superintendent of D o c u m e n t s in rela- tion to our libraries. W h a t is needed is an awareness of its management problems and recognition that w h a t is to be ac- complished can only be accomplished through joint effort. T r a d i t i o n a l criticisms aimed at the Superintendent of D o c u m e n t s w i l l be misdirected and fruitless. Such criti- cism is certainly not a constructive answer to an agency which has experienced a 4 0 per cent increase in w o r k load but has received no increased appropriations to parallel this g r o w t h . Persistence of the Basic Weakness A m o n g the developments there is re- served f o r special mention the recent W i l - c o x report.3 T h e report warrants specific mention not only because of its recom- mendations f o r technical and operational improvements but also as a significant step 3 U . S. Supt. of Documents. Monthly Catalog . . . * No. 632, September 1947, p. iii-vi. JANUARY, 1948 19 in p r o m o t i n g relations between the Super- intendent of D o c u m e n t s and the library pro- fession through the appropriate A . L . A . committee. F o r the details of the report, analysis, recommendations, and resultant changes one must consult the September 1947 issue of the Monthly Catalog and the recent announcement in the Library Jour- nal.4 T h e modifications and changes have been all to the g o o d . T h e proposed sup- plements w i l l be particularly gratifying and helpful to documents users. Despite the incorporation of these sound recommenda- tions and w o r t h - w h i l e n e w features, there still persist the f o l l o w i n g weaknesses of the Monthly Catalog: I. General absence of added personal name entries which, in effect, are true au- thor entries under government sponsorship and support: contributors, researchers, spe- cialists, and others responsible for the author- ship of many government publications 2. Inadequate subject cataloging treatment in the accepted sense 3. Descriptive cataloging inconsistent with established descriptive cataloging rules 4. Absence of a dictionary arrangement of author, title, subject, and cross-reference entries. F o r lack of a dictionary arrangement, f o r example, the entries on housing, in the improved September issue of the Monthly Catalog, are dispersed over some 18 differ- ent pages. Incidentally, f o r the 95 pages of entries in this issue there w a s required an index w h i c h ran over into m o r e than 3 0 pages. W e r e the index pages prepared in the same type size as the entries in the text, the result w o u l d be even m o r e dispro- portionate. T h i s deficiency, notably n o w that the Documents Catalog w i l l no longer be issued, remains a sore spot in terms of bibliographic facility and use of the indexes. W h i l e the availability of L . C . cards f o r U . S . documents assists many libraries in their cataloging problems, this service itself 4 Library Journal 72:i2'S4, Sept. 15, 1947. is insufficient in many respects. It is only selective; the service is s l o w ; L . C . is o f t e n incapable of meeting commitments of pre- assigned L . C . card numbers in the Monthly Catalog. Some of these weaknesses, particularly the dictionary arrangement, has been c o m - pensated f o r in the past through the biennial Documents Catalog. U n f o r t u n a t e l y , the e c o n o m y ax and shifts in w o r k priorities re- sulted in liquidation of the Documents Catalog. It is only necessary, then, to re- read R u t h M . Erlandson's observations5 regarding documents cataloging policy and practices to realize that it is later than w e think. Questions rfelating to organization of documents—selective versus f u l l catalog- ing, subject approach, classification systems, training of documents librarians, e t c . — a r e no longer academic. T h e y are as real as the serious library service deficiencies which germinate f r o m them. The Proposal It is proposed that there be published one master bibliographic tool, therefore, w h i c h w o u l d represent a fusion of the features of the present Monthly Catalog and the f o r m e r Documents Catalog w i t h several n e w features. T h e Printing A c t of 1895 ( 2 8 U . S . Stat. 6 0 1 - 2 4 ) provides f o r the preparation and publication of a monthly catalog and a comprehensive index. T h e language of the act, h o w e v e r , does not set f o r t h the specifications as to f o r m a t of the catalog or as to the character of the index. It f o l l o w s , therefore, that the " c a t a l o g " and the " i n d e x " could be merged into one and the final product w o u l d c o n f o r m w i t h the letter and spirit of the l a w . T h e f o l l o w i n g outline indicates some of the features of the p r o p o s a l : T i t l e : Federal Documents Catalog. D a t e : beginning Jan. 1, 1949. 5 B o y d , A n n e M . United States Government Publi- cations. N . Y . , H. W . W i l s o n C o m p a n y , 1941, p. 510-18, A p p e n d i x B . 20 COLLEGE AND RESEARCH LIBRARIES Frequency: monthly. Cumulations: quarterly; annual; 5 yr. cumulation; 10 yr. cumulation. F o r m a t : page setup similar to that used in the L . C . Cumulative Catalog. Arrangement: dictionary arrangement of main, subject, title, added personal names, and cross-reference entries. History cards to be included as a separate and appended feature. ( I n short, a complete dictionary index which will serve for documents as the C.B.I, now serves for books.) Characteristics of the entry: standard descriptive cataloging form according to the new code of the Library of Congress; all tracings; three classification symbols: Super- intendent of Documents symbol; L . C . class number; Dewey class number; price of the publication; asterisk denoting publications sent to depositories. Source: cataloging of the publications to be done centrally in the Library Section of the office of the Superintendent of D o c u - ments. M a y be helped via the cooperative cataloging route by other federal agencies, as may be necessary or desirable. Scope: all federal documents. (Private laws, public laws, House reports, Senate re- ports, etc., would not be cataloged. These would be listed, as at the present time, and appended as a separate listing.) Price: since such a publication is especially designed f o r libraries and would be beyond the normal operating funds and personnel for its systematic preparation in the office of the Superintendent of Documents, it would neces- sarily have to be maintained on a self-sustain- ing basis by the subscribers. Price to be established on cost plus 5 per cent basis and will depend, of course, upon the number of subscribers. Annual subscription fee. N o free distribution to depositories or other federal agencies—strictly on a self-sustaining basis. T h e characteristics of the proposed entry are suggested in the chart b e l o w . JANUARY, 1948 21 Perhaps the strongest statement in de- fense of the proposed project, as outlined, is to be f o u n d in the very fundamentals on w h i c h it rests. Primarily, this is not just another bibliographic tool. I t w o u l d actu- ally be used as the catalog of the holdings of every depository library. T h i s is its principal justification. I t is tailored cata- l o g i n g f o r documents depositories. In this sense, it is strikingly different f r o m the L . C . Cumulative Catalog w h i c h describes only the collection of the L i b r a r y of Congress but serves as a cataloging and bibliographic aid f o r other research libraries. F u r t h e r - more, the recipients of the proposed federal documents catalog w o u l d have greater as- surance of receiving as f u l l coverage as possible of all government publications since the catalog w i l l emanate f r o m the office of the Superintendent of D o c u m e n t s . T h e card distribution service or the Cumulative Catalog of the L i b r a r y of Congress, on the other hand, is limited in that both provide only f o r such documents received, selected, and finally cataloged by the L i b r a r y of Congress. M o r e significantly—being c o n - cerned exclusively w i t h federal documents, the Superintendent of D o c u m e n t s must promptly process all such publications. W e r e such a proposed catalog to stem f r o m any other agency, it w o u l d be subject to the hazards of priorities w h i c h that agency in- escapably w o u l d establish in processing books, journals, pamphlets, etc., along w i t h federal documents. N o t only do libraries utilize the Monthly Catalog as an acquisitions and reference source but many have c o m e to accept it as their i n f o r m a l type of author catalog f o r government publications. It is precisely be- cause libraries regard the M o n t h l y C a t a l o g as an authoritative cataloging of federal publications that it should now take shape as a bona fide centralized cataloging product consistent with established rules and form for descriptive and subject cataloging. Some Fiscal and Staff Considerations A n appropriate committee c o u l d study, in time f o r January 1949, the problems of production costs and determination of a fair subscription price to the federal documents catalog. It c o u l d also study the probable staff necessary to assure a competent p r o d - uct delivered on time. Preliminary studies indicate that the production cost, exclusive of salaries, w o u l d be about two-thirds that of a typical issue of the Cumulative Catalog of the L i b r a r y of Congress. Inadequate data exist at this time as to m o r e definite cost analysis. C a t a l o g cards, similar to the L . C . card, f o r the entries w o u l d have to be prepared first by the G o v e r n m e n t P r i n t - ing O f f i c e as the basis f o r photo-offset of the proposed page layout. T h u s , there is the possible thought of the Superintendent of D o c u m e n t s selling catalog cards f o r fed- eral publications as a by-product of this enterprise. It may or may not be feasible f o r the Superintendent of D o c u m e n t s to undertake a card sales venture f o r federal publications, but it is w o r t h y of considera- tion by an appropriate committee. It is clear, h o w e v e r , that the m o r e than 10,000 subscriptions to the Monthly Catalog at the present time should be a potent factor in keeping the subscription price f o r the p r o - posed federal documents catalog reasonably l o w . Potential Advantages W h a t are some of the potential advan- tages of centralized cataloging of federal documents and a master bibliographic tool in the f o r m of a cumulative dictionary cata- l o g ? Primarily, it bears the advantage of savings to libraries, in money and m a n - p o w e r , w h i c h accrue in any centralized cata- l o g i n g s c h e m e — p r o v i d e d it is run efficiently, economically, and with a quick professional responsiveness to consumer needs. P r o b l e m s of catalog maintenance in libraries should be resolved, to some extent—relief of c o n - 22 COLLEGE AND RESEARCH LIBRARIES gested " U . S . " catalog trays and of the con- gested patron traffic using this area of the library's main catalog; reduction or possible elimination of labor costs in filing L . C . cards for documents. Several subscriptions would place copies of the federal documents catalog in the main reference room, catalog division, departmental libraries, and other logical units in a large library, thereby spreading the service possibilities over a wider range and acquainting a larger li- brary clientele with the availability and value of federal publications. Procurement of the federal documents catalog would render unnecessary further purchase of L . C . cards f o r government publications, thus realizing for the aggregate libraries which n o w catalog federal documents a savings of more than $ 3 0 , 0 0 0 annually. T e s t studies have disclosed that the aggregate libraries n o w expend more than $30,000 each year in the purchase of L . C . cards for docu- ments. T h e D e w e y class number would enable libraries which employ this classifica- tion system, but which order f e w L . C . cards f o r documents, to incorporate federal docu- ments more easily in their classified collec- tion of books on various subjects. Government researchers and specialists in various fields, too, often neglected in biblio- graphic reference, would receive through full centralized cataloging their due recog- nition and publicity. Library patrons and students, familiar with the use of the Readers' Guide to Periodical Literature and other dictionary indexes, should find an easy transfer of skills in consulting the federal documents catalog f o r location of items. It w o u l d relieve reference librarians of much routine search. Readers advisory w o r k should similarly be facilitated and strengthened. T h e element of memory, upon which many documents librarians have long been dependent, w o u l d no longer need to be a keynote in servicing documents col- lections. T h e orthodox issuing bureau ap- proach w o u l d be invaded, indeed, and w o u l d give way to the .more significant subject approach to documents in academic and public libraries. By virtue of the alpha- betical filing arrangement of entries, never- theless, all works by a particular issuing bureau could easily be located. In a very real sense, it should be a major step in humanizing the field of documents and in gaining greater bibliographic control over federal publications. T h e r e are disadvantages to be contended with, to be sure. A n d it is here that the importance of a competent committee is of the greatest significance. Questions such as these, among others, might well be raised : W o u l d it not make f o r a bulky and un- economical way in which to check the acqui- sition of items? W h a t of incompatibility in subject headings with that used in other li- braries? W o u l d it be possible f o r the Superintendent of Documents to edit and publish this in sufficient time so that it w o u l d reach libraries promptly? W o u l d it really augment reference service and be used widely by library patrons—or is this wishful thinking? Other and more criti- cal queries may well be raised and investi- gated. The Road Ahead T h e efforts of Kuhlman, Boyd, W i l c o x , Childs, M i l l e r , W y e r , and others have rep- resented a level of thinking and action for improved library service which merits a permanent place in American library de- velopment and control of the documents re- sources. T h e writings of the A . L . A . Public Documents Committee warrant re- reading for an appreciation of the construc- tive literature toward effective Superinten- dent of Documents —American libraries liaison. Merritt's excellent study6 points • M e r r i t t , L e R o y C . The United States Government As Publisher. C h i c a g o , U n i v e r s i t y of C h i c a g o P r e s s , 1943- JANUARY, 1948 2 3 the way to more scientific analysis and fundamentals in government publications as a communication medium in American life and as a publishing venture in the realm of research and administration. T h e future course should be one in which the Superintendent of Documents becomes increasingly conscious of libraries and their clientele as consumers and, in turn, libraries become increasingly aware of the resources and management problems of the office of the Superintendent of Documents. A cur- sory reading of the past t w o annual reports reveals sufficiently a picture of the mana- gerial problems. In any event, several steps warrant attention in the road ahead. T h e office of the Superintendent of Documents is not merely a sales agency; it has great potentialities and should strive f o r a posi- tion of leadership in cataloging and biblio- graphical control of federal publications of all kinds. T h e subject approach must be exploited to the fullest. W h e n it develops that funds and personnel are inadequate to maintain the balance of vast, free distribu- tion and sales on the one hand and necessary bibliographic and indexing activities on the other, organized library opinion through the A . L . A . National Relations Office and through members of Congress should be mobilized well in advance of the appropria- tions deadline. Libraries should press f o r a change in legislation which w o u l d make it possible to obtain a liberal appropriation f o r travel by the Superintendent of D o c u - ments—for the purpose of visiting deposit- ories, witnessing documents collections and librarians in action, and gaining first-hand knowledge of the importance of biblio- graphic and indexing aids in libraries. W e must impress deeply upon the Super- intendent of Documents that, through the instrumentality of libraries, government publications are brought into the hands of scholars, technicians, researchers, subject specialists, and American library patrons as a whole. Large as the volume of sales by the Superintendent of Documents may be to private individuals it nevertheless rep- resents but a small fraction of the larger clientele, actual and potential, reached through the medium of libraries. T h e pur- suit for all processed publications must con- tinue and a system of distribution perfected — a prime responsibility of the Superintend- ent of Documents and the successful achievement of which w o u l d greatly cement the relationship with American libraries. Major bibliographic or cataloging activities, for all practical purposes, appear to be pos- sible only on a self-sustaining basis, as evi- denced in the large library enterprises of the Library of Congress. T h e quality of the relationship will de- pend upon the quality of understanding and good faith of the t w o parties. The Documents Expediting Project (Continued from page 17) strated pragmatically that these materials are available to those libraries which are aggressive enough to go after them on a co- operative basis. Furthermore, with an economy-minded Congress and with print- ing costs mounting higher and higher, it may well be that libraries may have to rely more and more on the kind of service provided by a documents expediting office f o r the acquisition of government publica- tions. T o guarantee adequate distribution of the many publications n o w on hand the joint committee invites additional subscrip- tions to the Documents Expediting Project and assures every participant a substantial return on its investment. 24 COLLEGE AND RESEARCH LIBRARIES