On Gödel and the Ideality of Time On Gödel and the Ideality of Time John Byron Manchak*y Gödel’s remarks concerning the ideality of time are examined. In the literature, some of these remarks have been somewhat neglected while others have been heavily criticized. In this article, I propose a clear and defensible sense in which Gödel’s work bears on the question whether there is an objective lapse of time in our world. 1. Introduction. The cosmological model given by Gödel (1949a) is an exact solution of Einstein’s equation in which matter takes the form of a pressure-free perfect fluid. Its peculiar causal properties (e.g., a global time function fails to exist) have been of considerable interest to philosophers of time since the properties seem to imply the nonexistence of an objective time lapse. But it is not clear how the peculiar features of the Gödel model bear on the nature of time in our own universe. This thought Gödel explicitly con- sidered. He writes (1949b, 561–62): “It might, however, be asked: Of what use is it if such conditions prevail in certain possible worlds? Does that mean anything for the question interesting us whether in our world there exists an objective lapse of time?” Gödel offers two remarks in response to the questions (562): I think it does. For: (1) Our world, it is true, can hardly be represented by the particular kind of rotating solutions referred to above (because the so- lutions are static and, therefore, yield no red-shift for distant objects); there exist however also expanding rotating solutions. In such universes an ab- solute time might fail to exist, and it is not impossible that our world is a universe of this kind. (2) The mere compatibility with the laws of nature of worlds in which there is no distinguished absolute time . . . throws some *To contact the author, please write to: 3151 Social Science Plaza A, University of Cal- ifornia, Irvine, Irvine, CA 92697; e-mail: jmanchak@uci.edu. yI wish to thank Thomas Barrett, Gordon Belot, David Malament, Steve Savitt, and Jim Weatherall for helpful discussions. Special thanks to Thomas Barrett for presenting this article a few days before the birth of baby June. The article is dedicated to baby June. Philosophy of Science, 83 (December 2016) pp. 1050–1058. 0031-8248/2016/8305-0034$10.00 Copyright 2016 by the Philosophy of Science Association. All rights reserved. 1050 This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). light on the meaning of time in those worlds in which an absolute time can be defined. For, if someone asserts that this absolute time is lapsing, he ac- cepts as a consequence that whether or not an objective lapse of time ex- ists . . . depends on the particular way in which matter and its motion are arranged in the world. This is not a straightforward contradiction; neverthe- less a philosophical view leading to such consequences can hardly be con- sidered as satisfactory. Concerning remark 1, Gödel has been somewhat neglected (Yourgrau 1991; Savitt 1994; Earman 1995; Dorato 2002; Belot 2005; Smeenk and Wüthrich 2011). Concerning remark 2, Gödel has been heavily criticized (Savitt 1994; Earman 1995; Dorato 2002; Belot 2005; Smeenk and Wüthrich 2011). What follows is intended to be a straightforward defense of remark 1 and charita- ble reconstruction of remark 2 that, together, serve to clarify the significance of Gödel’s work for the nature of time in our world. 2. Preliminaries. We begin with a few preliminaries concerning the rel- evant background formalism of general relativity.1 An n-dimensional, rel- ativistic space-time (for n ≥ 2) is a pair of mathematical objects (M, gab), where M is a connected n-dimensional manifold (without boundary) that is smooth (infinitely differentiable). Here, gab is a smooth, nondegenerate, pseudo-Riemannian metric of Lorentz signature (2, 1,:::, 1) defined on M. Two space-times (M, gab) and (M 0, g0ab ) are isometric if there is a dif- feomorphism f : M → M 0 such that f * (gab) 5 g 0 ab. For each point p ∈ M, the metric assigns a cone structure to the tangent space Mp. Any tangent vector y a in Mp will be time-like (if gaby ayb < 0), null (if gaby ayb 5 0), or space-like (if gaby ayb > 0). Null vectors create the cone structure; time-like vectors are inside the cone, while space-like vectors are outside. A time orientable space-time is one that has a continuous time-like vector field on M. A time orientable space-time allows us to distinguish be- tween the future and past lobes of the light cone. In what follows, it is as- sumed that space-times are time orientable. For some interval I ⊆ R, a smooth curve g : I → M is time-like if the tan- gent vector ya at each point in g½I" is time-like. Similarly, a curve is null (respectively, space-like) if its tangent vector at each point is null (respec- tively, space-like). A curve is causal if its tangent vector at each point is ei- ther null or time-like. A causal curve is future directed if its tangent vector at each point falls in or on the future lobe of the light cone. A time-like curve g : I → M is closed if there are two distinct points s1, s2 ∈ I such that g(s1) 5 g(s2). 1. The reader is encouraged to consult Wald (1984) and Malament (2012) for details. ON GÖDEL AND THE IDEALITY OF TIME 1051 This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). For any two points p, q ∈ M, we write p ≪ q if there exists a future- directed time-like curve from p to q. We write p < q if there exists a future- directed causal curve from p to q. These relations allow us to define the time-like and causal pasts and futures of a point p: I2( p) 5 fq : q ≪ pg, I1( p) 5 fq : p ≪ qg, J2( p) 5 fq : q < pg, and J1( p) 5 fq : p < qg. We say a space-time (M, gab) admits a global time function if there is a smooth function t : M → R such that, for any distinct points p, q ∈ M, if p ∈ J 1(q), then t( p) > t(q). The function assigns a “time” to every point in M such that it increases along every (nontrivial) future-directed causal curve. Fol- lowing the literature (e.g., Earman 1995; Dorato 2002), we take the exis- tence of a global time function to be a necessary (but not sufficient) condition for the objective lapse of time. 3. Concerning Remark 1. Gödel’s first consideration relating to the ideal- ity of time and our universe is clear: despite the empirical data collected by cosmologists (e.g., data suggesting an expanding universe), there remains the epistemic possibility that our universe is one in which absolute time can- not be defined. Concerning 1, Yourgrau (1991), Savitt (1994), and Dorato (2002) are silent. Earman (1995) and Belot (2005) do consider Gödel’s claim but swiftly find it unconvincing. Belot states that Gödel himself grants that the more adequate models of our cosmos support an absolute time (2005, 270). But the text certainly does not lead us to this conclusion. And we know that, even late in his life, Gödel had still not given up on the possibility that we inhabit a Gödel-type model. Indeed, he would remain intensely interested in the collection of all astro- nomical data relevant to this possibility (Bernstein 1991). Earman (1995, 199) claims that “we have all sorts of . . . experiences which lend strong support to the inference that we do not inhabit a Gödel type universe but rather a universe that fulfills all of the necessary conditions for an objec- tive lapse of time.” However, Earman does leave open the possibility that Gödel’s remark 1 can be defended. To do so, it is sufficient to show that “there are cosmological models that (i) lack the features necessary for an objective time lapse, but (ii) reproduce the redshift, etc., so that they are ef- fectively observationally indistinguishable from models that fit current as- tronomical data and have the spatiotemporal structure needed to ground an objective lapse of time” (199). Earman strongly doubts that one can find “models which allow for time travel and which are observationally indistinguishable from non-time travel models” (1995, 200). But this remark is puzzling since one need not find models that are so causally misbehaved as to allow for time travel—it would suffice to find models that lack some feature or other necessary for an objective time lapse. And it has already been shown by Malament (1977, 79–80) that the relation of observational indistinguishability as introduced 1052 JOHN BYRON MANCHAK This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). by Glymour (1977) and used by Earman (1995) does not always preserve some properties necessary for an objective time lapse (in particular, the ex- istence of a global time function). Also, the relation of observational indistin- guishability as introduced by Glymour is symmetric and allows observers to live eternally. But, these conditions can be justifiably softened. Indeed, Ma- lament (1977) has introduced the weaker relation: the space-time (M, gab) is weakly observationally indistinguishable from the space-time (M 0, g0ab) if for every point p ∈ M there is a point p0 ∈ M 0 such that I2( p) and I2( p0) are isometric. So, one might now wonder whether there are cosmological models that fit current astronomical data that are weakly observationally indistinguish- able from models that lack features necessary for an objective time lapse (in particular, the existence of a global time function). And it turns out that there are. In fact, one can show that every cosmological model is weakly observa- tionally indistinguishable from some model that lacks features necessary for an objective time lapse. Proposition 1. Every space-time (M, gab) is weakly observationally indis- tinguishable from a space-time (M 0, g0ab) that fails to have a global time function. It should be clear that the proposition (a proof is given in the appendix) pro- vides support for Gödel’s remark 1. Indeed, it remains an epistemic possibil- ity, just as Gödel claimed it was, that we inhabit a world that has no objective time lapse. Further, even in the face of any (as yet uncollected) astronomical data, this epistemic possibility remains. One final comment concerning the proposition: it makes precise the heavily criticized statement made else- where by Gödel that “the experience of the lapse of time can exist without an objective lapse of time” (1949b, 561). 4. Concerning Remark 2. Gödel’s second remark is sometimes interpreted to be an argument that time in our universe is ideal (Savitt 1994; Earman 1995; Dorato 2002). But this reading seems to be a bit strong. Gödel only states that “the mere compatibility with the laws of nature of worlds in which there is no distinguished absolute time . . . throws some light on the meaning of time in those worlds in which an absolute time can be defined.” In other words, the existence of Gödel-type solutions simply have implications regarding the na- ture of time for all cosmological models. However, it seems “there is a con- sensus that even this modest conclusion is not warranted” (Smeenk and Wüth- rich 2011, 597). Now we have already shown that the nonexistence of a global time func- tion in certain models does have epistemic implications for all models. But Gödel seems to have something more in mind concerning remark 2. Indeed, ON GÖDEL AND THE IDEALITY OF TIME 1053 This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). of great importance seems to be that fact that “whether or not an objective lapse of time exists . . . depends on the particular way in which matter and its motion are arranged in the world.” And it is unclear how this statement leads to any general implications concerning all models. Here, we provide one way to spell out some of the details. Consider an arbitrary model (M, gab) that has all the geometric proper- ties necessary for absolute time. In particular, assume it admits a global time function. Following Gödel, consider an observer at some point p ∈ M who “asserts that this absolute time is lapsing.” Since time is lapsing objectively, this means that at p—the event of the assertion—all events in the set I1( p) have yet to “come into existence” (Gödel 1949b, 558). In other words, at p, if one takes the idea of an objective time lapse seriously, one is led to con- sider as fixed not the space-time (M, gab) but rather merely a portion of it. It is then natural to wonder whether there is a sense in which this leaves open from the perspective of the observer making the assertion the nomo- logical possibility that, after the time of the assertion, matter and its motions might be (re)arranged in such a way that a global time function can no lon- ger be defined. This question whether a cosmological model can “start out” with well-behaved causal structure but not “end up” that way was, in a sense, asked some time ago by Stein (1970, 594). “Consider either an arbi- trary given cosmological model, or a model having the structure of one of the sorts assumed to hold in the real world. Then: is it ((a) ever, (b) always) possible to introduce into such a model a continuous deformation of the structure, leading through intermediate states, all compatible with Einstein’s theory, to a state in which Gödel-type relationships occur?” Here is one way to formulate this question precisely. Let (M, gab) be any space-time that admits a global time function. For any point p ∈ M, is there is a space-time (M, g0ab) that (i) fails to admit a global time function and (ii) is such that g0ab 5 gab on the region M 2 I 1( p)? When (M, gab) is at least three-dimensional, yes. Proposition 2. Let (M, gab) be any space-time of dimension n ≥ 3 that ad- mits a global time function. For any point p ∈ M, there is a space-time (M, g0ab) that (i) fails to admit a global time function and (ii) is such that g0ab 5 gab on the region M 2 I 1( p). It should be clear how the proposition (proof given in the appendix) can be used to understand Gödel’s remark 2. It is philosophically unsatisfying (al- though not a contradiction) for one to assert that time is objectively lapsing in one’s universe when from the perspective of the observer making the assertion there remains the nomological possibility that, after the time of the assertion, matter and its motions might be smoothly (re)arranged in such a way so as to prohibit an objective time lapse. 1054 JOHN BYRON MANCHAK This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). 5. Conclusion. Despite the above propositions, one might insist that “we do not inhabit a Gödel type universe but rather a universe that fulfills all of the necessary conditions for an objective lapse of time” (Earman 1995, 199). We close with one final word of caution. It seems reasonable that “in order to be physically significant, a property of space-time ought to have some form of stability, that is to say, it should also be a property of ‘nearby’ space-times” (Hawking and Ellis 1973, 197). There are a number of differ- ent ways to understand the notion of nearby space-times—none entirely sat- isfactory (Geroch 1971; Fletcher 2015). Here we simply note one sense in which causally well-behaved space-times can be “close” to space-times that are not. Consider the one-parameter family of space-times (M, gab(l)) where l ∈ ½0, 1", M 5 R4, and gab(l) 5 2 ∇a t ∇b t 1 ∇a x ∇b x 2 (1=2)exp(2lx) ∇a y ∇b y 2 2exp(lx) ∇(a t ∇b) y 1 ∇az ∇b z. One can easily verify that (M, gab(l)) is Gödelian for all l ∈ (0, 1". But what about (M, gab(0))? Surprisingly, one finds it is a Minkowski space-time.2 Thus, there is sense in which a model satisfying all of the necessary conditions for an objective lapse of time is “close” to a set of models that do not satisfy these conditions. Should this fact not give us pause? Appendix Lemma 1. Let (M, gab) be any space-time and let O be any open set in M. There is an open set Ô in O and a space-time (M, g0ab) such that g 0 ab is flat on Ô and g0ab 5 gab on M 2 O. Proof. Let (M, gab) be any two-dimensional space-time (one can gen- eralize to higher dimensions), and let O be any open set in M. Consider a chart (O 0, J) such that (i) O0 ⊂ O; (ii) for some e > 0, J½O0" is the open ball Be(0, 0) centered at the origin in R 2 with radius e; and (iii) the coordi- nate maps t : O0 → R and x : O0 → R associated with (O 0, J) are such that gab at the point J21(0, 0) is 2 ∇at ∇bt 1 ∇ax ∇b x. We can now express gabjO0 as f ∇a t ∇b t 1 g ∇a x ∇b x 1 2h ∇(a t ∇b) x for some smooth scalar fields f : O0 → R, g : O0 → R, and h : O0 → R. Let hab 5 f 0 ∇a t ∇b t 1 g 0 ∇a x ∇b x 1 2h 0 ∇(a t ∇b) x be a flat (Lorentzian) metric on O 0 for some smooth scalar fields f 0 : O0 → R, g0 : O0 → R, and h0 : O0 → R such that hab at the point J 21(0, 0) is 2 ∇at ∇b t 1 ∇a x ∇b x. Since f 5 f 0 < 0 < g 5 g0 at the point J21(0, 0), we can find a d ∈ (0, e) such that f < 0 < g and f 0 < 0 < g0 on all of J21½Bd(0, 0)". Let O00 ⊂ O0 be this set J21½Bd(0, 0)". Now we divide O00 into three disjoint regions: U, V, W. For convenience, let r be the scalar function on O00 defined by ffiffiffiffiffiffiffiffiffiffiffiffiffiffi t2 1 x2 p . Let U be the region where r < d=3; V the region where d=3 ≤ r < 2d=3; W the region where 2d=3 ≤ r < d. 2. Thanks to David Malament for this example. ON GÖDEL AND THE IDEALITY OF TIME 1055 This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). Next, we define a field gab on each of the three regions. On region W, let gab 5 gab. On region U, let gab 5 hab. On region V, let gab be as follows: (vf 1 (1 2 v) f 0 ) ∇a t ∇b t 1 (vg 1 (1 2 v)g 0 ) ∇a x ∇b x 1 2(vh 1 (12v)h 0 ) ∇(at ∇b) x, where v : V → R is given by v(r) 5 ð3(r2d=3)=d 0 exp½2(z22 1 (z 2 1)22)"dz ð1 0 exp½2(z22 1 (z 2 1)22)"dz : By inspection, one can see that gab is smooth field on O 00 (cf. Geroch 1968, 536). We will work to show that it is a metric. Clearly, it is every- where symmetric and is nondegenerate on U and W. We claim it is non- degenerate on V as well. For convenience, let f 00 5 vf 1 (1 2 v)f 0, g00 5 vg 1 (1 2 v)g0, h00 5 vh 1 (1 2 v)h0. Let p be any point in V, and let ya be any vector at p. We can express ya as a(∂=∂t)a 1 b(∂=∂x)a for some a, b ∈ R. Consider gaby a. It must come out as ( f 00( p)a 1 h00( p)b) ∇b t 1 (h00( p)a 1 g00( p)b) ∇b x. Now suppose that gaby a 5 0. This implies that f 00( p)a 1 h00( p)b 5 0 and h00( p)a 1 g00( p)b 5 0. It follows that a( f 00 ( p)g00( p) 2 h00( p)2) 5 0 and b( f 00( p)g00( p) 2 h00( p)2) 5 0. So either a 5 b 5 0 or f 00( p)g00( p) 5 h00( p)2. But the latter case cannot obtain: because f ( p) < 0 < g( p), f 0( p) < 0 < g0( p), and v( p) ∈ ½0, 1", we know f 00( p) < 0 < g00( p). So a 5 b 5 0, and thus ya 5 0. So gab is nondegenerate on V. So, gab is a smooth metric on O 00. Since gab is Lorentzian at J 21(0, 0) and O00 is connected, gab is Lorentzian on all of O 00. Now, consider the space-time (M, g0ab), where g 0 ab 5 gab on M 2 O 00 and g 0ab 5 gab on O 00. By construction, g0ab is smooth. Also by construction, there is an open set Ô in O such that g0ab is flat on Ô. Just take Ô 5 U. QED Lemma 2. Let (M, gab) be any space-time of dimension n ≥ 3 and let O be any open set in M. There is a space-time (M, g0ab) such that there are closed time-like curves contained in O and g0ab 5 gab on M 2 O. Proof. Let (M, gab) be any three-dimensional space-time (one can gen- eralize to higher dimensions) and let O be any open set in M. By the lemma above, there is an open set Ô in O and a space-time (M, g00ab) such that g 00 ab is flat on Ô and g00ab 5 gab on M 2 O. Next, consider a chart (U, J) such that (i) U ⊂ Ô for some d > 0, (ii) J½U" is the open ball Bd(0, 0, 0) centered at the origin in R 3 with radius d, and (iii) the coordinate maps t : U → R, x : U → R, and y : U → R asso- ciated with (U, J) are such that the (flat) metric g00ab on U can be expressed as the (flat) metric: 2 ∇at ∇b t 1 ∇a x ∇b x 2 (1=2) ∇a y ∇b y 2 2 ∇(at ∇b) y. Now we divide U into three disjoint regions: U1, U2, U3. For conve- nience, let r be the scalar function on U defined by ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi t2 1 x2 1 y2 p . Let 1056 JOHN BYRON MANCHAK This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). U1 be the region where r < d=3; U2 the region where d=3 ≤ r < 2d=3; U3 the region where 2d=3 ≤ r < d. Next, we define a metric g0ab on M with the desired properties. On regions U3 and M 2 U, let g0ab 5 g 00 ab. On region U1, let g 0 ab be Gödelian:2∇at ∇b t 1 ∇a x ∇b x 2 (1=2)exp(2ax) ∇a y ∇b y 2 2exp(ax) ∇(a t ∇b) y, where a > 0 is large enough that closed time-like curves exist in U1. On region U2, let g0ab be as follows: 2 ∇a t ∇b t 1 ∇a x ∇b x 2 (1=2)exp(2ax(1 2 v)) ∇a y ∇b y 2 2exp(ax(1 2 v)) ∇(a t ∇b) y, where v : U2 → R is just the function v(r) given in the proof of the above lemma. By inspection, one can see that g0ab is a smooth metric on M (cf. Geroch 1968, 536). By construction, the space- time M 2 U is such that there are closed time-like curves contained in O and g 0ab 5 gab on M 2 O. QED Proposition 1. Every space-time (M, gab ) is weakly observationally in- distinguishable from a space-time (M 0, g 0ab ) that fails to have a global time function. Proof. Let (M, gab ) be a two-dimensional space-time (one can general- ize to higher dimensions). If there is a point p ∈ M such that I2( p) 5 M, then (M, gab) fails to have a global time function. Suppose there does not exist a p ∈ M for which I2( p) 5 M. Construct the space-time (M 0, g0ab ) according to the method outlined in Manchak (2009). Next, consider any open set O in the M(1, b) portion of the manifold M 0 that is disjoint from the set O1 [ O2. From the first lemma, there is an open set Ô in O and a space-time (M 0, g00ab ) such that g 0 ab is flat on Ô and g 0 ab 5 gab on M 2 O. Consider a chart (O0, J) such that (i) O0 ⊂ Ô; (ii) for some e > 0, J½O0" is the open ball Be(0, 0) centered at the origin in R 2 with radius e; and (iii) the coordinate maps t : O0 → R and x : O0 → R associated with (O0, J) are such that g00ab is 2 ∇at ∇b t 1 ∇a x ∇b x. Now, excise two sets of points from O: S1 5 f(t, x) : t 5 e=2, 2e=2 ≤ x ≤ e=2g and S2f(t, x) : t 5 2e=2, 2e=2 ≤ x ≤ e=2g. Identify the bottom edge of S2 with the top edge of S1 and the top edge of S2 with the bottom edge of S1 (cf. Hawking and Ellis 1973, 58–59). The resulting space-time, call it (M 00, g00ab ), contains closed time-like curves. By construction, (M, gab ) is weakly observationally in- distinguishable from (M 00, g00ab). Of course, the nonexistence of a global time function follows from the existence of closed time-like curves. QED Proposition 2. Let (M, gab ) be any space-time of dimension n ≥ 3 that admits a global time function. For any point p ∈ M, there is a space-time (M, g0ab) that (i) fails to admit a global time function and (ii) is such that g0ab 5 gab on the region M 2 I 1( p). Proof. Let (M, gab) be any space-time of dimension n ≥ 3 that admits a global time function. Let p be any point in M. By the second lemma, we know (since I1( p) is an open set) there exists a space-time (M, g0ab ) such that there are closed time-like curves in I1( p) and gab 5 g 0 ab on M 2 I 1( p). Of ON GÖDEL AND THE IDEALITY OF TIME 1057 This content downloaded from 128.200.138.056 on November 17, 2016 10:51:03 AM All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c). course, the nonexistence of a global time function follows from the exis- tence of closed time-like curves. QED REFERENCES Belot, G. 2005. “Dust, Time, and Symmetry.” British Journal for the Philosophy of Science 56: 255–91. Bernstein, J. 1991. Quantum Profiles. Princeton, NJ: Princeton University Press. 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