The Criminal Justice Approach: Case Examples Beatrix Elsner & Marcelo Aebi & Bruno Aubusson de Cavarlay & Gwladys Gillieron & Hakan Hakeri & Jörg-Martin Jehle & Martin Killias & Christopher Lewis & Julia Peters & Erika Roth & Paul Smit & Piotr Sobota & Ksenjia Turkovic & Marianne Wade & Josef Zila Published online: 17 July 2008 # Springer Science + Business Media B.V. 2008 Abstract The article presents a special form of a European comparative synopsis. For this case examples have been chosen ranging from administrative or minor (criminal) offences to increasingly serious offences and offenders. In this way it can be comparatively demonstrated how the criminal justice systems studied handle specific cases and whether they do so in a similar or different way. Keywords Case-examples . Synoptical tables . Types of offence, procedure and reaction Eur J Crim Policy Res (2008) 14:123–132 DOI 10.1007/s10610-008-9076-5 B. Elsner (*) Department of Criminology at the Law Faculty, University of Göttingen, Platz der Göttinger Sieben 6, 37073 Göttingen, Germany e-mail: beatrix.elsner@jur.uni-goettingen.de M. Aebi Department of Political Science and Public Law, Universidad Autonoma de Barcelona, Barcelona, Spain e-mail: Marcelo.Aebi@unil.ch B. Aubusson de Cavarlay Center for Sociological Research on Law and Penal Institutions (CESDIP), Ministère de Justice/CNRS, 43 Boulevard Vauban, F-78280 Guyancourt, Paris, France e-mail: aubusson@ext.jussieu.fr G. Gillieron Rechtswissenschaftliches Institut, University of Zürich, Rämistrasse 74/39, 8001 Zürich, Switzerland e-mail: Gwladys.Gillieron@unil.ch H. Hakeri Law Faculty, Selcuk University, Hukuk Fakültesi, Ceza ve Ceza Usul Hukukuk, Anabilim Dalı Başkanı, Alaettin Keykubat Kampüsü, Konya, Turkey e-mail: hakeri@selcuk.edu.tr J.-M. Jehle Department of Criminology, Institute for Criminal Law and Justice at the Law Faculty, University of Göttingen, Platz der Göttinger Sieben 6, Göttingen, Germany e-mail: abtkrim@gwdg.de The main purpose of the case-examples was to present the systems studied comparatively in a less abstract way and to show the study results more tangibly. It may demonstrate the basic differences within and between the systems and illustrate the different procedural forms discussed in the study. The selected cases present a range of various seriousness of offences, it starts with a minor traffic offence and goes on with shop-lifting broken down by the age of the offender and recidivism. On a higher level of seriousness bodily harm was chosen followed by ram-raiding and murder. These case-examples were developed already for the first publication demonstrating the results of the first project wave (see Jehle/Wade Coping with Overloaded Criminal Justice Systems, Heidelberg 2006, pp. 127 onwards). For the second project wave they were used again. The old partners had to actualize their answers where necessary and the new partners (Spain, Switzerland, Croatia, Hungary and Turkey) had to describe the handling of these cases within their systems. The following synoptical tables show the most likely handling of these cases within the respective criminal justice systems and thus give a comparative overview of the different criminal justice approaches to the same cases. M. Killias Institute of Criminology, Criminal Law and Criminal Procedural Law at the Law Faculty, University of Zürich, Rämistrasse 74/39, 8001 Zürich, Switzertland e-mail: martin.killias@rwi.uzh.ch C. Lewis Portsmouth University, University House, Winston Churchill Avenue, Portsmouth, UK/ Hampshire, PO1 2UP e-mail: chris.lewis@port.ac.uk J. Peters Department of Criminology at the Law Faculty, University of Göttingen, Platz der Göttinger Sieben 6, 37073 Göttingen, Germany e-mail: abtkrim@uni-goettingen.de E. Roth Department of Criminal Procedure and Correctional Law Institute of Criminal Sciences Faculty of Law, University of Miskolc, 3515 Miskolc-Egyetemváros, Hungary e-mail: jogerika@uni-miskolc.hu P. Smit Research and Documentation Center (WODC) of the Ministry of Justice, P.O. Box 2031, 2500 EH The Hague, Netherlands e-mail: p.r.smit@minjus.nl P. Sobota University of Warsaw, ul. Krakowskie Przedmieoecie 25, PL-00–950 Warsaw, Poland e-mail: p.sobota@brpo.gov.pl K. Turkovic University of Zagreb, School of Law, Trg marsala Tita 14, 1000 Zagreb, Croatia e-mail: ksenija.turkovic@zg.htnet.hr M. Wade Max-Planck-Institute for Foreign and International Criminal Law, Günterstalstr. 73, 79100 Freiburg i.B., Germany e-mail: m.wade@mpicc.de J. Zila Faculty of Law, Stockholm University, 106 91 Stockholm, Sweden e-mail: Josef.Zila@juridicum.su.se 124 B. Elsner et al. C a se 1 A is ca u g h t d ri v in g 3 0 k m /h o u r ab o v e th e sp ee d li m it . It is h is fi rs t o ff en ce T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H M in o r cr im in al O ff en ce (Ü b er tr et u n g ) S im p li fi ed p ro ce ed in g (“ V er ze ig u n g sv er fa h re n ”) : P o li ce in v es ti g at e th e ca se . T h en ca se is h an d ed to th e ju d g e w h o d el iv er s p en al o rd er s (“ S tr af b ef eh ls ri ch te r” ) F in e W it h d ra w al o f th e d ri v in g li ce n ce th ro u g h th e p o li ce fo r 1 m o n th D O ff en ce ag ai n st o rd er (O rd n u n g sw id ri g ke it ) A d m in . (a u to m at ed ) p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is m o st ly ca u g h t b y ca m er a. F ix ed ad m in . fi n e an d p en al ty p o in ts o n th e d ri v in g li ce n ce . E A d m in is tr at iv e o ff en ce A d m in . (a u to m at ed ) p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is m o st ly ca u g h t b y ca m er a. F ix ed ad m in . fi n e an d p en al ty p o in ts o n th e d ri v in g li ce n ce . E W M in o r cr im in al o ff en ce S im p li fi ed (a u to m at ed ) p ro ce ed in g : p o li ce h av e sp ec ia l u n it s to tr ac k sp ee d in g ca rs v ia p o li ce ca m er as an d is su e fi x ed p en al ti es . O ff en d er is m o st ly ca u g h t b y ca m er a. F ix ed ad m in . fi n e an d 3 p en al ty p o in ts o n th e d ri v in g li ce n ce . F M in o r cr im in al o ff en ce (C o n tr . 4 .) A d m in . (a u to m at ed ) p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is m o st ly ca u g h t b y ca m er a. P ro ce d u ra l al te rn at iv e: p o li ce ta k e ca se to co u rt . F ix ed ad m in . fi n e an d 3 p en al ty p o in ts o n th e d ri v in g li ce n ce . H A d m in is tr at iv e o ff en ce . A d m in is tr at iv e p ro ce d u re b ef o re th e p o li ce . M o st li k el y fi n e an d p en al ty p o in ts o n th e d ri v in g li ce n ce . H R O ff en ce ag ai n st o rd er (a d m in is tr at iv e cr im in al o ff en ce ) (P re kr ša j) A d m in . (a u to m at ed ) p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is o ft en ca u g h t b y ca m er a. If fi n e is n o t p ai d ad m in is tr at iv e o rd er w il l b e is su ed , if th is is n o t p ai d p er so n w il l b e ca ll ed in fr o n t o f ad m in is tr at iv e/ cr im in al co u rt (p re kr ša jn i su d ) F ix ed ad m in . fi n e an d p en al ty p o in ts o n th e d ri v in g li ce n ce . N L M in o r cr im in al o ff en ce (M u ld er la w ) A d m in . (a u to m at ed ) p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is m o st ly ca u g h t b y ca m er a. F ix ed ad m in . fi n e. P L M in o r cr im in al o ff en ce s (W yk ro cz en ia ) A d m in . (a u to m at ed ) p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is m o st ly ca u g h t b y P o li ce o r b y ca m er a. P ro ce d u ra l al te rn at iv e: p o li ce ta k e ca se to M ag . co u rt . F ix ed (a d m in .) fi n e. S M in o r cr im in al o ff en ce S im p li fi ed p ro ce ed in g : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . F ix ed su m m ar y fi n e b y p o li ce an d re co rd in th e cr im in al re g is te r. T R O ff en ce ag ai n st o rd er A d m in is tr at iv e p ro ce d u re : p o li ce ar e in v es ti g at iv e/ p ro se cu to ri al ag en cy . O ff en d er is al w ay s ca u g h t b y p o li ce ca m er a( s) . F ix ed ad m in . F in e an d p en al ty p o in ts o n th e d ri v in g li ce n ce . The criminal justice approach: case examples 125 C a se 2 A n ad u lt st ea ls a sw ea ts h ir t w o rt h 2 0 E u ro s fr o m a sh o p . T h is is a fi rs t o ff en ce T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H M in o r cr im in al O ff en ce (Ü b er tr et u n g ) O ff en ce re q u ir in g an ap p li ca ti o n fo r p ro se cu ti o n F in e S im p li fi ed p ro ce d u re (“ V er ze ig u n g sv er fa h re n ”) . P P S le ad s th e in v es ti g at io n . T h en th e ca se is h an d ed to th e ju d g e w h o d el iv er s p en al o rd er s (S tr af b ef eh ls ri ch te r) D L es s se ri o u s cr im in al o ff en ce (V er g eh en ) P o li ce in v es ti g at e in d ep en d en tl y, P P S th en d ec id es h o w to p ro ce ed . A lt er n at iv e p ro ce ed in g s p o ss ib le : w h ic h o n e d ep en d s o n in d iv id u al ca se an d g u id el in es . C as e w il l p ro b ab ly b e d ro p p ed (p u b li c in te re st ) o r d is p o se d o ff . E M in o r cr im in al o ff en ce (f a lt a ) P o li ce in v es ti g at e an d re p o rt s to E M an d P P S . T ri al in fa lt as p ro ce d u re , in th e E M ’s co u rt , w h er e th e in d ic tm en t is m ad e o ra ll y. N o n ee d fo r d ef en ce la w y er . P le a b ar g ai n is p o ss ib le . F in e E W L es s se ri o u s cr im in al o ff en ce (S u m m a ry o ff en ce ) S o m e st o re s w il l p ro se cu te th em se lv es ; th ey h av e th ei r o w n sa n ct io n . A lt er n at iv el y th e ca se is re p o rt ed to P o li ce th at w il l ca u ti o n . F ix ed fi n e im p o se d b y sh o p o w n er o r ca u ti o n (f o rm al w ar n in g ) b y p o li ce o ff ic er . F L es s se ri o u s cr im in al o ff en ce (D él it ) 1 st -t im e o ff en d er is u su al ly n o t p ro se cu te d :s h o p o w n er ca n fo rc e o ff en d er to re tu rn th e st o le n g o o d an d /o r p ay fo r it . A lt er n at iv el y p o li ce ca n b e ca ll ed an d th en in it ia te p ro se cu ti o n . F ix ed fi n e im p o se d b y sh o p o w n er . R a p p el à la lo i is p o ss ib le . H A d m in is tr at iv e o ff en ce . A d m in is tr at iv e p ro ce d u re . A d m in is tr at iv e sa n ct io n , m o st li k el y w ar n in g o r fi n e. H R C ri m in al o ff en ce (l es s se ri o u s) A cc el er at ed (s im p li fi ed ) cr im in al p ro ce ed in g s (p o li ce h an d o v er th e ca se to P P S , P P S m ay b ri n g ch ar g es w it h o u t in st it u ti n g in v es ti g at io n s, P P S m ay u se co n d it io n al d is p o sa l, o n th e re q u es t o f P P S co u rt m ay is su e p en al o rd er ) F in e u p to 1 5 0 d ai ly in co m es o r im p ri so n m en t u p to 6 m o n th s. (M o st p ro b ab ly ca se w il l b e d ro p p ed as an in si g n if ic an t o ff en ce o r d is p o se d o ff .) N L L es s se ri o u s cr im in al o ff en ce (M is d ri jv en ) S h o p o w n er re p o rt s th e ca se to p o li ce th at w il l th en in it ia te in v es ti g at io n an d d ec id e in h o w fa r a p o li ti et ra n sa ct ie is ap p ro p ri at e. If n o t p o ss ib le : w ri t o f su m m o n s is is su ed an d h an d ed o v er to P P S . P o li ce tr an sa ct io n P L M in o r cr im in al o ff en ce s (W yk ro cz en ia ) In v es ti g at io n is ca rr ie d o u t b y p o li ce in d ep en d en tl y. C as e is th en b ro u g h t to m ag . co u rt b y p o li ce . C o u rt m ay im p o se a fi n e o r a 5 – 3 0 d ay ar re st . S L es s se ri o u s cr im in al o ff en ce P o li ce le ad th e w h o le in v es ti g at io n . T h en ca se is h an d ed o v er to P P S . P P S p ro b ab ly is su es a p en al o rd er . If n o su sp ec t's ag re em en t: ca se w il l g o to co u rt . P ro b ab ly 3 0 d ay -f in es . T R C ri m e In p ra ct ic e p o li ce in v es ti g at e in d ep en d en tl y, b ri n g th e ca se th en to P P S . P re p ay m en t an d m ed ia ti o n ar e n o t p o ss ib le . F in e o r co m . se rv ic e o r p o st p o n in g o f p u n is h m en t 126 B. Elsner et al. C a se 2 v a r. a P et ty th ef t – A 1 5 y ea rs o ld st ea ls a sw ea ts h ir t w o rt h 2 0 E u ro s fr o m a sh o p . T h is is a fi rs t o ff en ce T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H M in o r cr im in al O ff en ce (Ü b er tr et u n g ) O ff en ce re q u ir in g an ap p li ca ti o n fo r p ro se cu ti o n R ep ri m an d (V er w ei s) P P S (f o r ju v en il es ) p ro se cu te s th e ca se in a si m p li fi ed w ay (“ S tr af b ef eh ls v er fa h re n ”) an d im p o se s a sa n ct io n . D L es s se ri o u s cr im in al o ff en ce (V er g eh en ) P o li ce in v es ti g at e in d ep en d en tl y, P P S th en d ec id es h o w to p ro ce ed . A lt er n at iv e p ro ce ed in g s p o ss ib le ; w h ic h o n e d ep en d s o n in d iv id u al ca se an d g u id el in es . P ro b ab ly d ro p p ed (p u b li c in te re st ) o r at le as t d is p o se d o ff (w it h co n d it io n ). E M in o r cr im in al O ff en ce (F a lt a ) P P S co u ld o rd er P o li ce to in v es ti g at e an d fu rt h er se n d th e ju v en il e th e m ed ia ti o n p ro g ra m m e. In ca se th at it w il l b e co n cl u d ed su cc es sf u ll y th e ca se w il l b e d is p o se d o ff (c o n d it io n is th e m ed ia ti o n p ro ce d u re ). E W L es s se ri o u s cr im in al o ff en ce (S u m m a ry o ff en ce ) S o m e st o re s w il l p ro se cu te th em se lv es ; th ey h av e th ei r o w n sa n ct io n . A lt er n at iv el y th e ca se is re p o rt ed to th e p o li ce w h o w il l ca u ti o n . F ix ed fi n e im p o se d b y sh o p o w n er ; re p ri m an d b y p o li ce o ff ic er . F L es s se ri o u s cr im in al o ff en ce (D él it ) 1 st -t im e o ff en d er is u su al ly n o t p ro se cu te d : sh o p o w n er ca n fo rc e o ff en d er to re tu rn th e st o le n g o o d an d /o r p ay fo r it . A lt er n at iv el y p o li ce ca n b e ca ll ed an d th en in it ia te p ro se cu ti o n . F ix ed fi n e im p o se d b y sh o p o w n er ; R a p p el à la lo i is p o ss ib le . H A d m in is tr at iv e o ff en ce . A d m in is tr at iv e p ro ce d u re . A d m in is tr at iv e sa n ct io n , m o st li k el y w ar n in g . H R C ri m in al o ff en ce (l es s se ri o u s) P P S fo r ju v en il es in v es ti g at es an d th en d ec id es h o w to p ro ce ed . M o st p ro b ab ly w il l b e d ec id ed o n th e b as es o f th e p ri n ci p le o f o p p o rt u n it y. O n ly ed u ca ti o n al m ea su re s m ay b e im p o se d – b u t h er e m o st p ro b ab ly th e ca se w o u ld b e d ro p p ed (p u b li c in te re st ) o r at le as t d is p o se d o ff (w it h co n d it io n ). N L L es s se ri o u s cr im in al o ff en ce (M is d ri jv en ) P o li ce in it ia te in v es ti g at io n an d d ec id e in h o w fa r a H al t- re ac ti o n is ap p ro p ri at e. If n o t p o ss ib le : w ri t o f su m m o n s is is su ed an d h an d ed o v er to P P S . P ro b ab ly H A L T -m ea su re w il l b e o ff er ed b y p o li ce o ff ic er . T h en o ff en d er w il l b e se n t to a H A L T -O ff ic e. P L P u n is h ab le ac t In v es ti g at io n b y p o li ce . C as e b ro u g h t to fa m il y co u rt w h ic h w il l in v es ti g at e o ff en d er 's so ci al su rr o u n d in g s an d p er so n al it y. 1 st -t im e o ff en d er : A d m o n it io n b y co u rt . R ec id iv is t: ed u ca ti o n al m ea su re b y co u rt . S L es s se ri o u s cr im in al o ff en ce P o li ce le ad w h o le in v es ti g at io n b ef o re ca se is h an d ed o v er to P P S . P P S p ro b ab ly d ec id es o n w ai v er . If n o t, p en al o rd er w il l b e is su ed . If n o su sp ec t's ag re em en t: C as e w il l g o to co u rt . W ai v er o f p ro se cu ti o n an d th e o ff en ce re co rd ed in th e cr im in al re g is te r. T R C ri m e P o li ce ca n ju st b ri n g th e o ff en d er to P P S an d co ll ec t ev id en ce b ar in te rr o g at io n . P re p ay m en t is n o t p o ss ib le . M ed ia ti o n is p o ss ib le . F in e o r co m . se rv ic e o r p o st p o n in g o f p u n is h m en t/ ch ar g e/ se n te n ce The criminal justice approach: case examples 127 C a se 2 v a r. b P et ty th ef t – A n ad u lt st ea ls a sw ea ts h ir t w o rt h 2 0 E u ro s fr o m a sh o p . H e is a p er si st en t o ff en d er T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H M in o r cr im in al O ff en ce (Ü b er tr et u n g ) O ff en ce re q u ir in g an ap p li ca ti o n fo r p ro se cu ti o n F in e o r sh o rt p ri so n se n te n ce (t il l 3 m o n th s) . S im p li fi ed p ro ce d u re (“ V er ze ig u n g sv er fa h re n ”) . P P S in v es ti g at es in d ep en d en tl y. T h en th e ca se is h an d ed to th e ju d g e w h o d el iv er s p en al o rd er s (S tr af b ef eh ls ri ch te r” ) D L es s se ri o u s cr im in al o ff en ce (V er g eh en ) P o li ce in v es ti g at e in d ep en d en tl y. P P S th en d ec id es h o w to p ro ce ed . If al te rn at iv e p ro ce ed in g s p o ss ib le d ep en d s o n th e co n te n t o f th e d if fe re n t L än d er g u id el in es ; d ro p o r d is p o sa l se em s u n li k el y. P ro b ab ly P P S w il l b ri n g p u b li c ch ar g es . E M in o r cr im in al o ff en ce /l es s se ri o u s o ff en ce 1 (f a lt a /d el it o ) If m in o r cr im in al o ff en ce , p o li ce in v es ti g at es an d re p o rt s to E M an d P P S . T ri al in fa lt as p ro ce d u re , in th e E M ’s co u rt , w h er e th e in d ic tm en t is m ad e o ra ll y. N o n ee d fo r d ef en ce la w y er . P le a b ar g ai n is p o ss ib le . If m in o r cr im in al o ff en ce , fi n e. If le ss se ri o u s o ff en ce , p ri so n se n te n ce (b u t su sp en d ab le ). If le ss se ri o u s o ff en ce , P o li ce w il l in v es ti g at e an d re p o rt to E M an d P P S , as w el l as th e o th er p ar ts im p li ed in th e p ro ce ss . E M d ec id es in st ru ct io n is te rm in at ed , th er ef o re . P P S w ri te s th e fo rm al in d ic tm en t, an d th e d ef en ce p re se n ts th e w ri tt en re p o rt (1 0 d ay s fo r ea ch o th er ). T h en th ey p ro ce ed to tr ia l (A b re v ia d o ). P le a b ar g ai n in g is al so p o ss ib le . E W L es s se ri o u s cr im in al o ff en ce (S u m m a ry o ff en ce ) S o m e st o re s w il l p ro se cu te th em se lv es ; th ey h av e th ei r o w n sa n ct io n . A lt er n at iv el y, ca se is re p o rt ed to p o li ce w h o w il l in it ia te an in v es ti g at io n . C o u rt p ro ce ss is p o ss ib le . F ix ed fi n e b y sh o p o w n er o r co u rt sa n ct io n (s h o rt p ri so n se n te n ce ). F L es s se ri o u s cr im in al o ff en ce (D él it ) In v es ti g at io n w il l b e ca rr ie d o u t b y p o li ce u n d er P P S ′ in st ru ct io n s. A lt er n at iv e p ro ce ed in g s p o ss ib le as : C o m p o si ti o n p en a le o r m a in h ea ri n g b ef o re tr ib u n a l co rr ec ti o n n el . S h o rt p ri so n se n te n ce li k el y, w it h th e o rd er o f su sp en si o n an d p ro b at io n . H A d m in is tr at iv e o ff en ce . A d m in is tr at iv e p ro ce d u re . A d m in is tr at iv e sa n ct io n , m o st li k el y fi n e. H R C ri m in al o ff en ce (l es s se ri o u s) A cc el er at ed (s im p li fi ed ) cr im in al p ro ce ed in g s (p o li ce h an d o v er th e ca se to P P S , P P S m ay b ri n g ch ar g es w it h o u t in st it u ti n g in v es ti g at io n s, P P S m ay u se co n d it io n al d is p o sa l, o n th e re q u es t o f P P S C o u rt m ay is su e p en al o rd er ) F in e u p to 1 5 0 d ai ly in co m es o r im p ri so n m en t u p to 6 m o n th s. N L L es s se ri o u s cr im in al o ff en ce (M is d ri vj en ) P o li ce w il l th en in it ia te in v es ti g at io n an d d ec id e in h o w fa r a (p o li ce -) tr an sa ct io n is ap p ro p ri at e (i .e . n o re ci d iv is m w it h in 5 y ea rs ). O th er w is e w ri t o f su m m o n s is is su ed an d h an d ed o v er to P P S . (P o li ce -) tr an sa ct io n o r P P S b ri n g s ch ar g es . P L M in o r cr im in al o ff en ce (W yk ro cz en ia ) In v es ti g at io n is ca rr ie d o u t b y p o li ce in d ep en d en tl y. C as e is th en b ro u g h t to m ag . co u rt b y p o li ce . M o st li k el y co u rt m ay o rd er an ar re st (5 – 3 0 d ay s) . A ls o fi n e is p o ss ib le . S L es s se ri o u s cr im in al o ff en ce P o li ce le ad th e w h o le in v es ti g at io n . T h en ca se is h an d ed o v er to P P S th at w il l p ro b ab ly is su e a p en al o rd er . If su sp ec t d o es n ’t ag re e: ca se w il l g o to co u rt . M o st li k el y sa n ct io n w il l b e m o re se v er e th an in ca se o f a 1 st -t im e o ff en d er . T R C ri m e In p ra ct ic e p o li ce in v es ti g at e in d ep en d en tl y, b ri n g th e ca se th en to P P S . P re p ay m en t an d m ed ia ti o n ar e n o t p o ss ib le . F in e/ co m .s er v ic e p o st p o n in g o f p u n is h m en t is n o t p o ss ib le b ec au se o f p er si st en ce C o n si d er ed as a fa lt a, b u t it b ec o m es tr ea te d as a le ss se ri o u s o ff en ce if , w it h in o n e y ea r, th e ad u lt h as d o n e it 4 ti m es . 128 B. Elsner et al. C a se 3 T w o ad u lt s (A & B ) w h o ar e st ra n g er s to th at d at e, b ec o m e in v o lv ed in an ar g u m en t in a p u b . A h it s B w it h a g la ss b o tt le ca u si n g a w o u n d to B ′s fa ce . T h is re q u ir es st it ch in g in a h o sp it al . B is u n ab le to w o rk fo r 3 d ay s T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H L es s se ri o u s cr im in al o ff en ce (V er g eh en ) P P S in v es ti g at es . C as e w il l b e b ro u g h t b ef o re co u rt . N o si m p li fi ed p ro ce d u re . P ri so n se n te n ce D L es s se ri o u s cr im in al o ff en ce (V er g eh en ) P o li ce in v es ti g at e in d ep en d en tl y. P P S th en d ec id es h o w to p ro ce ed . If al te rn at iv e p ro ce ed in g s p o ss ib le d ep en d s o n th e co n te n t o f th e d if f. L än d er g u id el in es . F u ll co u rt tr ia l is m o st li k el y. A lt er n at iv e p ro c. se em u n li k el y. E L es s se ri o u s cr im in al o ff en ce (d el it o ) P o li ce w il l in v es ti g at e an d re p o rt to E M an d P P S , as w el l as th e o th er p ar ts im p li ed in th e p ro ce ss . E M d ec id es in st ru ct io n is te rm in at ed , th er ef o re . P P S w ri te s th e fo rm al in d ic tm en t, an d th e d ef en ce p re se n ts th e w ri tt en re p o rt (1 0 d ay s fo r ea ch o th er ). T h en th ey p ro ce ed to tr ia l (A b re v ia d o ). P le a b ar g ai n in g is al so p o ss ib le . P ri so n fr o m 6 m o n th s u p to 3 y ea rs (s u sp en d ab le if it ’s im p o se d u n d er 2 y ea rs ) E W L es s se ri o u s cr im in al o ff en ce (S u m m a ry o ff en ce ) In v es ti g at io n b y p o li ce . A ca u ti o n m ig h t st il l b e p o ss ib le . A lt er n at iv el y ca se is in v es ti g at ed b y p o li ce th en b ro u g h t b ef o re co u rt . S h o rt p ri so n -s en te n ce p o ss ib le ac co m p an ie d b y v ic ti m 's co m p en sa ti o n . F L es s se ri o u s cr im in al o ff en ce (a g g ra v at in g ci rc u m st an ce s) (D él it ) In v es ti g at io n w il l b e ca rr ie d o u t b y p o li ce u n d er P P S ′ in st ru ct io n s. A lt er n at iv e p ro ce ed in g s p o ss ib le as : D is p o sa l; C o m p o si ti o n p en a le . M o st li ke ly m a in h ea ri n g b ef o re tr ib u n a l co rr ec ti o n n el . S h o rt p ri so n -s en te n ce , p ri m ar il y ac co m p an ie d b y v ic ti m 's co m p en sa ti o n . H L es s se ri o u s cr im in al o ff en ce . In v es ti g at io n b y th e p o li ce . A lt er n at iv e, si m p li fi ed p ro ce d u re s ar e p o ss ib le (a rr ai g n m en t, p en al o rd er ). L o ca l co u rt w il l d ea l w it h th e ca se . S h o rt p ri so n se n te n ce an d la b o u r in th e p u b li c in te re st ar e p o ss ib le , b u t p ro b at io n o r fi n e se em s to b e th e m o st ap p ro p ri at e sa n ct io n . H R C ri m in al o ff en ce (l es s se ri o u s) A cc el er at ed (s im p li fi ed ) cr im in al p ro ce ed in g s (p o li ce h an d o v er th e ca se to P P S , P P S m ay b ri n g ch ar g es w it h o u t in st it u ti n g in v es ti g at io n s; P P S m ay u se co n d it io n al d is p o sa l; E M m ay re n d er th e ju d g m en t at th e re q u es t o f th e p ar ti es ; o n th e re q u es t o f P P S C o u rt m ay is su e p en al o rd er ) F in e o r im p ri so n m en t o f u p to o n e y ea r. (( M o st p ro b ab ly ca se w il l b e d is p o se d o ff o r p en al o rd er w il l b e is su ed .) N L L es s se ri o u s cr im in al o ff en ce (M is d ri jv en ) P o li ce w il l ca rr y o u t in v es ti g at io n u n d er P P S ′ in st ru ct io n s. O u t o f co u rt p ro ce ed in g s p o ss ib le (d ep en d s o n th e co n se q u en ce s o f th e o ff en ce an d o ff en d er p er so n al it y ). T ra n sa ct io n m o st p ro b ab le (c o m m u n it y se rv ic e) . P L L es s se ri o u s cr im in al o ff en ce P o li ce w il l in it ia te in v es ti g at io n . If p u b li c in te re st ex is ts , p ro se cu ti o n p ro ce ed s. If n o t: p ri v at e co m p la in t p ro ce d u re p o ss ib le . P u b li c tr ia l: co u rt sa n ct io n , p ri m ar il y in fo rm o f v ic ti m 's co m p en sa ti o n . P ri v at e p ro s. : re co n ci li at io n . P en al ty p o ss ib le : fi n e (m o st p ro b ab ly ), co m m u n it y se rv ic e an d (l es s li k el y ) im p ri so n m en t u p to 2 y ea rs . S L es s se ri o u s cr im in al o ff en ce P o li ce le ad th e w h o le in v es ti g at io n . T h en ca se is h an d ed o v er to P P S w h o w il l b ri n g th e ca se b ef o re co u rt . M o st li k el y co n d it io n al se n te n ce co m b in ed w it h fi n es o r co m . se rv ic e o r p ro b at io n . T R C ri m e P o li ce w il l ca rr y o u t in v es ti g at io n u n d er P P S ′ in st ru ct io n s. T h en ca se is h an d ed o v er to P P S w h o w il l b ri n g th e ca se b ef o re co u rt . P re p ay m en t is n o t p o ss ib le . M ed ia ti o n is p o ss ib le . M ed ia ti o n /F in e o r co m . se rv ic e/ P o st p o n in g o f p u n is h m en t The criminal justice approach: case examples 129 C a se 3 . v a r. a B o d il y h ar m – T w o ju v en il es w h o ar e st ra n g er s to th at d at e b ec o m e in v o lv ed in an ar g u m en t in a p u b . A h it s B w it h a g la ss b o tt le ca u si n g a w o u n d to B ′s fa ce th at re q u ir es st it ch in g in a h o sp it al . B is u n ab le to w o rk fo r 3 d ay s T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H L es s se ri o u s cr im in al o ff en ce (V er g eh en ) In v es ti g at io n th ro u g h th e P P S fo r ju v en il es If n o m ea su re is ap p li ca te d F in e, p ri so n ti ll o n e y ea r o r co m m u n it y se rv ic e w o rk (A rb ei ts le is tu n g ) D L es s se ri o u s cr im in al o ff en ce (V er g eh en ) In v es ti g at io n b y p o li ce m o re o r le ss in d ep en d en tl y. D iv er si o n ar y m ea su re is m o st li k el y (§ 4 5 II JG G ), p er p et ra to r- v ic ti m - m ed ia ti o n is p ar ti cu la rl y li k el y h er e. A lt er n at iv e p ro ce ed in g s m o st p ro b ab le if o ff en d er s p er so n al it y is w it h in th e ra n g e (s im p li fi ed p ro ce ed in g , § 7 6 JG G / d iv er si o n , § 4 5 JG G ). E L es s se ri o u s cr im in al o ff en ce (d el it o ) In v es ti g at io n b y P o li ce , d ir ec te d b y P P S . A m ed ia ti o n w il l ta k e p la ce w h en ev er b o th ju v en il es ag re e to it . In ca se it ’s n o t su cc es sf u l o r th ey d o n ’t w an t to p ar ti ci p at e, w e u se th e ju v en il e p ro ce ed in g in ju v en il e co u rt s: a 1 st st ag e fo r tr y in g to re ac h a p le a b ar g ai n ed se n te n ce ; a 2 n d st ag e w it h a tr ia l In ca se m ed ia ti o n is su cc es sf u l, th e ca se is fi le d . If n o t, a m ea su re is ap p li ed (s p ec ia l co u rs es , w o rk fo r th e co m m u n it y. .) . E W L es s se ri o u s cr im in al o ff en ce (S u m m a ry o ff en ce ) W h o le cr im in al p ro ce d u re is th e sa m e as fo r ad u lt s: C o u rt is ab le to at te m p t so m e re st o ra ti v e ju st ic e p ro ce d u re . In fo rm al re ac ti o n th ro u g h a re p ar at io n p ro ce ss (y o u th o ff en d in g p an el o r b y co u rt ). S p ec ia l tr ea tm en t (d ru g /a n g er /a lc o h o l m an ag em en t co u rs es ) o r m ed ia ti o n . F L es s se ri o u s cr im in al o ff en ce (a g g ra v at in g ci rc u m st an ce s) (D él it ) In v es ti g at io n b y p o li ce an d P P S . S u m m o n in g b ef o re th e Ju v en il e C o u rt . Ju d g e d ec id es ab o u t ed u . m o n it o ri n g . C o u rt h ea ri n g co n ce iv ab le , if o ff en d er h as al re ad y b ee n in co n ta ct w it h cr im in al sy st em . 1 st -t im e o ff en d er : ed u . M ea su re s. R ec id iv is t: se n te n ce M u lt i- re ci d iv is t: 2 -m o n th p re -t ri al d et en ti o n /s h o rt , u n su sp en d ed p ri so n se n te n ce . H L es s se ri o u s cr im in al o ff en ce . In v es ti g at io n b y th e p o li ce , C as e w il l b e b ro u g h t b ef o re th e co u rt . A lt er n at iv el y, si m p li fi ed p ro ce d u re s ar e p o ss ib le . P ri so n se n te n ce is p o ss ib le in th eo ry b u t m o st li k el y p ro b at io n w il l b e ap p li ed . (F in e an d ed u ca ti o n in re fo rm at o ry in st it u ti o n ar e p o ss ib le as w el l. ) H R C ri m in al o ff en ce (l es s se ri o u s) In v es ti g at io n b y th e P P S fo r ju v en il es . M o st p ro b ab ly w il l b e d ec id ed o n th e b as es o f th e p ri n ci p le o f o p p o rt u n it y. O n ly ed u ca ti o n al m ea su re s m ay b e im p o se d . C as e m ay al so b e d ro p p ed (p u b li c in te re st ) o r d is p o se d o ff (w it h co n d it io n ). P er p et ra to r- v ic ti m - m ed ia ti o n is p o ss ib le h er e. N L L es s se ri o u s cr im in al o ff en ce (M is d ri jv en ) In v es ti g at io n b y p o li ce u n d er P P S in st ru ct io n s S en te n ce o f 2 4 h o u rs co m m u n it y se rv ic e. W ri t o f su m m o n s fo r a co u rt h ea ri n g . P L P u n is h ab le ac t In v es ti g at io n b y p o li ce . C as e b ro u g h t to fa m il y co u rt w h ic h w il l in v es ti g at e o ff en d er 's so ci al su rr o u n d in g s an d p er so n al it y. 1 st -t im e o ff en d er : ad m o n it io n b y co u rt . R ec id iv is t: ed u . m ea su re b y co u rt ; Ju v en il e d el in q u en t ce n tr e fo r h ig h ly p ro b le m at ic ju v en il es . S L es s se ri o u s cr im in al o ff en ce P ro ce ed in g s ar e th e sa m e as in ca se o f an ad u lt p er p et ra to r, al th o u g h le ad er o f in v es ti g at io n w il l b e a P P. N o p ri so n -s en te n ce . C o m m it ta l to so ci al ca re an d /o r co m m u n it y se rv ic e fo r ju v en il es p o ss ib le , d ep en d in g o n so ci al si tu at io n o f th e p er p et ra to r. P er p et ra to rs ′ p er so n al it y m o re in fo cu s. P ro se cu ti o n b ef o re a co u rt w il l b e in st it u te d . T R C ri m e In v es ti g at io n b y P P S . C as e b ro u g h t to ch il d re n co u rt . p er p et ra to r- v ic ti m -m ed ia ti o n is p o ss ib le . C o n d it io n al se n te n ce is a m u st . B E W A E H R U N G M Ö G L IC H 130 B. Elsner et al. C a se 4 T w o p er so n s ar e ca u g h t ra m -r ai d in g (b re ak in g in to a sh o p b y d ri v in g a v eh ic le th ro u g h th e sh o p w in d o w in o rd er to st ea l as m u ch as p o ss ib le ) a cl o th in g st o re . W h en th ei r h o u se s ar e se ar ch ed , ev id en ce is fo u n d th at th ey ar e m em b er s o f a g an g w h ic h re g u la rl y ra m -r ai d s sh o p s in v ar io u s ci ty ce n tr es T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H S er io u s cr im in al o ff en ce (V er b re ch en ) P P S le ad s th e in v es ti g at io n . C as e w il l b e b ro u g h t b ef o re co u rt . N o si m p li fi ed p ro ce d u re . P ri so n se n te n ce b et w ee n 6 m o n th s an d 1 0 y ea rs . D S er io u s cr im in al o ff en ce (V er b re ch en ) P P S le ad s th e in v es ti g at io n fr o m th e v er y b eg in n in g ; C as e w il l b e b ro u g h t b ef o re co u rt . N o si m p li fi ed p ro ce d u re . C u st o d ia l se n te n ce b et w ee n 1 an d 1 0 y ea rs . E S er io u s cr im in al o ff en ce (d el it o ) P o li ce w il l in v es ti g at e an d re p o rt to E M an d P P S , as w el l as th e o th er p ar ts im p li ed in th e p ro ce ss . E M w il l h an d th e fi le to th e T ri b u n al w h o w il l ju d g e th em , fo r re v ie w in g th e in st ru ct io n . T h en th e P P S w ri te s th e fo rm al in d ic tm en t an d th e d ef en ce p re se n ts th e w ri tt en re p o rt (1 0 d ay s fo r ea ch p ar ty ). T h en th ey p ro ce ed to tr ia l (S u m ar io ). P ri so n se n te n ce o f se v er al y ea rs (8 to 1 4 ), im p o ss ib le to su sp en d o r su b st it u te fo r an o th er p en al ty . E W S er io u s (i n d ic ta b le ) o ff en ce C P S an d P o li ce w o rk to g et h er o n in v es ti g at io n S u b je ct to a (s ev er e) p ri so n se n te n ce o f se v er al y ea rs . B ro u g h t b ef o re cr o w n co u rt af te r in it ia l h ea ri n g b ef o re m ag . co u rt . N o si m p li fi ed p ro ce d u re . F S er io u s cr im in al o ff en ce (a g g ra v at in g ci rc u m st an ce s) (C ri m e) S u m m ar y tr ia l if P P S af te r n at io n w id e in v es ti g at io n (P o li ce u n d er P P S ′ ad v ic e) is su re th at o n ly th e tw o o ff en d er s ar e in v o lv ed an d n o t o th er m em b er s o f a g an g . O ff en ce p u n is h ab le b y u p to 1 0 y ea rs o f im p ri so n m en t. C o n si d er at io n s o f an o rg an iz ed g an g w o u ld le ad to a p ri so n se n te n ce n o t ex ce ed in g 1 5 y ea rs . H S er io u s cr im in al o ff en ce . P o li ce w il l in v es ti g at e. C as e w il l b e b ro u g h t b ef o re th e co u rt (l o ca l co u rt ). S im p li fi ed p ro ce d u re s ar e n o t ex cl u d ed b u t u n li k el y. P u n is h ab le b y im p ri so n m en t. (L en g th d ep en d s o n th e v al u e o f st o le n g o o d s. ) H R C ri m in al o ff en ce In v es ti g at io n is le d b y E M . P P S b ri n g s ch ar g es b ef o re th e co u rt (1 p ro fe ss io n al ju d g e an d 2 la y ju d g es ). P u n is h ab le b y im p ri so n m en t (f ro m 6 m o n th s to 5 y ea rs ) N L S er io u s cr im in al o ff en ce (M is d ri jv en ) In v es ti g at io n h ea d ed b y P P S . C h ar g e b ro u g h t b ef o re co u rt , m ai n h ea ri n g p ro b ab le . N o si m p li fi ed p ro ce d u re . M ax . 6 y ea rs p ri so n se n te n ce . If d am ag e ca u se d / re p ea t o ff en d in g th e m o st p ro b ab le se n te n ce w il l b e ei th er 2 1 0 h o u rs co m m u n it y se rv ic e/ 1 0 5 d ay s im p ri so n m en t m in im u m . P L S er io u s cr im in al o ff en ce In v es ti g at io n b y p o li ce . C as e is p ro b ab ly b ro u g h t to co u rt . 1 – 1 5 y ea rs o f im p ri so n m en t o r ev en a fi n e p o ss ib le . S S er io u s cr im in al o ff en ce L ea d er an d co n d u ct o r o f in v es ti g at io n is P P S , m ay b e p o li ce . C as e is b ro u g h t b ef o re co u rt . O n ly p ri so n se n te n ce o f m ax . 6 y ea rs (m o st li k el y ap p ro x . 1 y ea r) w il l b e a p o ss ib le re ac ti o n . If o ff en d er s ar e m em b er s o f a g an g , th is m ig h t le ad to ag g ra v at in g ci rc u m st an ce re le v an t fo r se n te n ci n g . T R C ri m e In v es ti g at io n b y p o li ce . P P S b ri n g s th e ca se to co u rt . N o p re p ay m en t/ m ed ia ti o n . M ax . 6 y ea rs p ri so n se n te n ce . P o st p o n in g o f p u n is h m en t is p o ss ib le w h en fi rs t ti m e o ff en d er . The criminal justice approach: case examples 131 C a se 5 M u rd er - A b re ak s in to B `s h o m e in o rd er to ta k e re v en g e fo r B `s af fa ir w it h A `s w if e. A k il ls B th ro u g h a b lo w to th e h ea d . H e fe ig n s a b u rg la ry in o rd er to co v er h is tr ac k s T y p e o f o ff en ce T y p e o f p ro ce d u re T y p e o f re ac ti o n C H S er io u s cr im in al o ff en ce (V er b re ch en ) P P S le ad s th e in v es ti g at io n . C as e w il l b e b ro u g h t b ef o re co u rt . N o al te rn at iv e p ro ce ed in g s. S u b je ct to a m an d at o ry li fe p ri so n -s en te n ce (m in im u m 1 0 y ea rs ). D S er io u s cr im in al o ff en ce (V er b re ch en ) P P S le ad s th e in v es ti g at io n fr o m th e v er y b eg in n in g ; C as e w il l b e b ro u g h t b ef o re co u rt . N o al te rn at iv e p ro ce ed in g s. S u b je ct to a m an d at o ry li fe p ri so n -s en te n ce (m in im u m 1 5 y ea rs ). E S er io u s cr im in al o ff en ce (d el it o ) P ol ic e w il l in ve st ig at e an d re po rt to E M an d P P S , as w el l as to th e o th er p ar ts im pl ie d in th e pr oc es s. C as e br ou gh t b ef or e a ju ry , af te r th e P P S w ri te s th e fo rm al in di ct m en t, an d th e d ef en ce pr es en ts th e w ri tt en re po rt . P ri so n se n te n ce fr o m 1 5 to 2 0 y ea rs , n o t su sp en d ab le . E W S er io u s cr im in al o ff en ce C P S an d p o li ce w o rk to g et h er o n in v es ti g at io n . C as e b ro u g h t b ef o re co u rt , co n si st in g o f a ju ry an d ju d g e (w h o h as n o ro le in se n te n ci n g b u t h as to se t a m in im u m se n te n ce le n g th ). S u b je ct to a m an d at o ry li fe p ri so n -s en te n ce (m in . 1 5 /2 0 y ea rs ). F S er io u s cr im in al o ff en ce (a g g ra v at in g ci rc u m st an ce s) (C ri m e) In v es ti g at io n b y P P S . C o u rt h ea ri n g (j u d g e an d a ju ry o f 9 m em b er s) . S u b je ct to a m an d at o ry li fe se n te n ce o r 3 0 y ea rs o f im p ri so n m en t; se cu ri ty p er io d m u st b e se t in ca se o f m u rd er (e n su re s th at th e se n te n ce ca n ’t b e su sp en d ed w it h in a ce rt ai n p er io d ). H S er io u s cr im in al o ff en ce In v es ti g at io n b y p o li ce o r b y P P S . C as e w il l b e b ro u g h t b ef o re th e co u n ty co u rt , (p an el o f o n e ju d g e an d tw o la y ju d g es ). N o al te rn at iv e p ro ce ed in g is av ai la b le . P sy ch ia tr ic ex p er t h as to b e in v o lv ed . S u b je ct to a m an d at o ry li fe im p ri so n m en t o r m ax . 1 5 y ea rs o f im p ri so n m en t. H R S er io u s cr im in al o ff en ce (a g g ra v at in g ci rc u m st an ce s) In v es ti g at io n is le d b y E M . P P S b ri n g s ch ar g es b ef o re th e co u rt (2 p ro fe ss io n al ju d g es an d 3 la y ju d g es ). N o al te rn at iv e p ro ce ed in g s. S u b je ct to lo n g -t er m im p ri so n m en t (m in im u m 8 y ea rs ). N L S er io u s cr im in al o ff en ce (M is d ri jv en ) N o rm al in v es ti g at io n h ea d ed b y P P S . C h ar g e b ro u g h t b ef o re co u rt (m ai n h ea ri n g ). S u b je ct to a lo n g li fe se n te n ce . M an d at o ry li fe p ri so n -s en te n ce is p o ss ib le , b u t m o st li k el y th is w il l o n ly b e g iv en fo r m u rd er s w it h m o re th an o n e v ic ti m . P L S er io u s cr im in al o ff en ce P P S is le ad er o f th e in v es ti g at io n . N o rm al co u rt h ea ri n g w it h p sy ch ia tr ic ex am in at io n . L o n g p ri so n se n te n ce 8 – 2 5 y ea rs , u p to li fe . S S er io u s cr im in al o ff en ce L ea d er o f in v es ti g at io n is P P S . C as e w il l b e b ro u g h t b ef o re co u rt (n o rm al co u rt h ea ri n g ). Im p ri so n m en t o f 1 0 y ea rs o r fo r li fe . T R C ri m e P P S in v es ti g at es fr o m th e v er y b eg in n in g o n . N o p re p ay m en t/ m ed ia ti o n L o n g li fe se n te n ce . If fi rs t ti m e o ff en d er im p ri so n m en t o f 2 5 y ea rs is p o ss ib le . 132 B. Elsner et al. 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