Commentary Editor’s Note: This is one of a series of commentaries on the future of scientific publishing. For a listing of the other commentaries, see http://www.jneurosci.org/cgi/content/full/26/36/9077. Will Research Sharing Keep Pace with the Internet? Richard K. Johnson Scholarly Publishing and Academic Resources Coalition, Washington, DC 20036 The ways scientists share and use research are changing rapidly, fundamentally, and irreversibly. The signs are plain to see. E-mail and a growing range of other network technol- ogies efficiently and rapidly link research- ers from around the globe and enhance informal communication. Most scientific literature is now created in digital form and, in nearly every discipline, some scholarship is digital-only or can be fully understood only in digital form. Google has cataloged more than eight billion web pages and a billion images, and is now un- dertaking to digitize books on a scale that previously seemed unthinkable. These changes signal a new era of dig- ital scholarship. Many of yesterday’s lim- itations on research and learning are being swept away by the Internet. For the first time in history, we have a practical oppor- tunity for efficient, unlimited sharing of information at virtually no cost beyond that of providing it to the first reader. Dynamics of change Many elements comprising the process of scientific exchange have been quick to re- spond to the opportunity. For example, biomedical researchers have used the In- ternet to rapidly form new or ad hoc com- munities of scientists in response to health crises such as severe acute respiratory syn- drome and avian influenza. Scientists us- ing the interconnectivity of the Web have begun to break down information silos, allowing interdisciplinary perspectives on complex questions and vexing challenges, and teams of investigators in far-flung time zones work together effectively and easily, quickly sharing information. However, journals have been compar- atively slow to embrace the potential of the ubiquitous network. True, online edi- tions are now the norm for most journals and online reference linking has made it easier to navigate the literature. But fun- damentally, most online journals are sim- ply digital editions of their print analogs. Little changed since they were invented �300 years ago. Why haven’t journals evolved more rapidly? The culture of academe and its “prestige economy” is one factor imped- ing change. Academic career advance- ment depends on publishing in leading, well established journals, journals that may have little incentive to alter their model. Also, economies extrinsic to sci- ence have grown up around the sale (and now lease, in the digital context) of jour- nals. Change has sometimes been held back by efforts to protect publishing rev- enues and profits. Related to this is the desire of many publishers to rigorously defend “their” intellectual property (the texts provided to them by scholarly au- thors, together with editing, formatting, and other enhancements) in the digital environment through licensing restric- tions. New technical protection schemes for intellectual property could make mat- ters worse yet for information users. But scientists and scientific organiza- tions, including the Society for Neuro- science (SfN), increasingly are asking themselves, what could journals become if freed to do all that they might for the ad- vancement of science? The National Science Foundation’s Blue-Ribbon Advisory Panel on Cyberin- frastructure looked at the overall scientific communication process and concluded that “the traditional linear, batch process- ing approach to scholarly communication is changing to a process of continuous re- finement as scholars write, review, anno- tate, and revise in near-real time using the Internet” (National Science Foundation, 2003). This points to the need for a rather dramatic change by traditional journals if they to are to keep up. A team of distinguished scientists in wide-ranging fields, brought together by Microsoft Research in 2005 to look ahead at the transformation of science, envi- sioned “the rise of new kinds of publica- tions, not merely with different business models, but also with different editorial and technical approaches” serving re- search needs that will evolve with science itself. Particularly intriguing is their com- ment that “these developments will not only reflect changes in the way research is done but in some cases may also stimulate them” (Microsoft Research, 2006). Today journals are a record of research, but per- haps in the near future they will be vehi- cles for real-time, iterative, collaborative refinement of scientists’ understanding of research. As these prognostications suggest, the scientific paper and its historic container, the journal, are poised for change. The possibilities and demands of science to- gether with new enabling technologies are just too compelling to resist. Received July 22, 2006; accepted July 22, 2006. R.K.J. was the founding Executive Director of SPARC (Scholarly Publish- ing and Academic Resources Coalition), a position he held from 1998 to 2005. Currently he is a scholarly communications consultant and senior advisor to SPARC. Correspondence should be addressed to Richard K. Johnson, Scholarly Publishing and Academic Resources Coalition, 21 Dupont Circle NW, Wash- ington, DC 20036. E-mail: rick@arl.org. © 2006 Richard K. Johnson. Licensed under a Creative Commons Attribution-Noncommercial 2.5 License. DOI:10.1523/JNEUROSCI.3130-06.2006 Copyright © 2006 Society for Neuroscience 0270-6474/06/269349-03$15.00/0 The Journal of Neuroscience, September 13, 2006 • 26(37):9349 –9351 • 9349 Research sharing The Internet offers the opportunity to eliminate access barriers that limit use of scientific findings, to share research freely among all potential readers. Because sci- entific discovery is a cumulative process, with new knowledge building on earlier findings, it is counterproductive to keep research locked up like books in a four- teenth century monastery. The large audience for freely accessible scientific knowledge may be surprising to many, but the hunger for it is apparent from experience of the National Library of Medicine (NLM). A few years ago, NLM transformed its fee-based index and ab- stracts of biomedical journal articles to free availability on the Web as PubMed. Use of the database increased 100-fold once it became freely available. The po- tential scope of this usage could never have been anticipated by looking solely at use of the controlled-access version. Who are these new readers? They surely include scientists around the globe at institutions that may not be able to af- ford needed journals. They also may be researchers in unexpected fields, search engine users who didn’t realize previously they could use work in a seemingly unre- lated field. They may be students, patients or their families, physicians, community health workers, or others from the general public: taxpayers who finance so much biomedical research. Much of the thinking about new ways to share scientific knowledge with these readers and about new economic models to sustain the process revolves around two complementary strategies. Open-access journals Open-access journals, whose costs are typically covered through advertising, dues, publication fees, sponsorships, in- kind contributions, or a combination of these and other sources of support, are emerging as an alternative to the tradi- tional subscription model. According to the Directory of Open Access Journals, there currently are �2000 open-access journals in wide-ranging fields. This is a good start, but so far it represents only about a tenth of the world’s peer-reviewed journals. Online open archives Commonly hosted by universities or gov- ernment agencies to advance their mis- sion, online open archives provide free ac- cess to articles, supporting data, working papers, preprints, images, and other ma- terial deposited by members of an institu- tional or disciplinary community. In bio- medicine, the National Library of Medicine’s PubMed Central online ar- chive is the best known open archive, but many universities have also established “institutional repositories” to preserve work conducted at their institution. Open archives supplement journal browsing and readership; they don’t replace it. The outlook for the future of open archives is framed in large part by the sometimes- conflicting terms and obligations of au- thors’ agreements with their funders and the journals in which they publish. A discussion of the merits and tactics for each of these open-access strategies is beyond the scope of this commentary, but suffice it to say that neither spells the end of science or peer review, as skeptics have suggested. However, both involve the un- bundling of the functions journals have traditionally performed: registration: es- tablishing the intellectual priority of re- search; certification: certifying the quality of the research and the validity of the claimed finding; awareness: ensuring the dissemination and accessibility of research, providing a means by which researchers can become aware of new research; and archiv- ing: preserving the intellectual heritage for future use (Roosendaal and Geurts, 1998). These functions can now be distrib- uted via the Internet among various ser- vice providers, not just a journal. No longer is it obligatory for the certification of research quality (e.g., the peer review process overseen by a particular editorial board) to be hardwired to its dissemina- tion; they can be independent. This disag- gregation opens the door to a more dy- namic communication environment. The role of funders Not surprisingly, many governments and funding agencies around the world recog- nize that dissemination of research results is part of the research process itself, that the impact of the research they fund will be magnified by bringing down barriers to its use. Increasingly, funders are implement- ing or exploring policies to facilitate the sharing of information and realize the benefits of digital scholarship. The Na- tional Institutes of Health (NIH) has been among the highest visibility agencies to open the door to research sharing with its Public Access Policy, aimed at securing a permanent digital archive, enhancing management of its research portfolio, and ensuring that findings are available to all potential users. At this writing, the policy requests that NIH investigators voluntar- ily deposit their final peer-reviewed manuscripts in PubMed Central. (How- ever, a mandatory deposit policy may be on the horizon.) The NIH also allows grant funds to be used to pay journal pub- lication fees charged by some open-access journals. The United States Congress has taken a growing interest in ensuring access to fed- erally funded research. Indeed, the NIH policy was framed in response to Congres- sional pressure. Now pending in Congress is the Federal Research Public Access bill (S. 2695), introduced in May 2006, which would require that research supported by major government funding agencies be freely available online within 6 months of publication in a journal. Interest is hardly limited to the United States. The Wellcome Trust, the United Kingdom’s largest private biomedical re- search funder, has played an international leadership role by requiring its grantees to submit an electronic copy of the final manuscripts of their research papers into PubMed Central. Wellcome also provides grantholders with additional funding to cover publication fees charged by some open access journals. Other UK funders have followed suit, including the govern- ment’s Biotechnology and Biological Sci- ences Research Council (BBSRC) and Medical Research Council (MRC). They announced recently that all their funded researchers will be required to submit a copy of their final manuscript “at the ear- liest opportunity,” with the MRC stipulat- ing that the works be made available “cer- tainly within 6 months” (Biotechnology and Biological Sciences Research Council, 2006; Medical Research Council, 2006). The Canadian Institutes of Health Re- search (CIHR) is exploring development of policies governing access to physical products of research (e.g., cell lines, DNA libraries), data typically deposited in pub- lic databases (genomic data, DNA se- quences, and protein sequences), and peer-reviewed published results. Its goal is to increase access to CIHR-funded re- searchers’ discoveries and, in so doing, “stimulate the development of new health products that will benefit the health of Ca- nadians as well as the global population” (Canadian Institutes of Health Research, 2006). These kinds of policies and actions may ultimately break the gridlock that is holding back the evolution of journals. Funders have a unique perspective on the outcomes of research that transcends the narrower interests of other stakeholders. Their influence can overcome some of the coordination problems associated with 9350 • J. Neurosci., September 13, 2006 • 26(37):9349 –9351 Johnson • Will Research Sharing Keep Pace with the Internet? change and the emergence of new norms for research sharing. A new era of opportunity By seamlessly linking data, knowledge, and users, the emerging research environ- ment promises to catapult science ahead. And, given the complex scientific, social, and economic challenges that face us, the arrival of these new capacities is coming none too soon. To its credit, the Society for Neuro- science is taking steps to embrace change rather than guard the status quo that se- duces so many successful organizations. The guiding principles of SfN�s “Open Access Publishing Strategy” (http://www. sfn.org/index.cfm?pagename � strategic- plan#6) well capture the spirit with which all societies should approach the transi- tion ahead: recognize the value and likeli- hood of open access publishing and be ready with an effective strategy when this happens; maintain the ethos of scientific publishing (i.e., that it is by and for scien- tists and that the advancement of science ranks above all other publishing motives); maintain peer review as an essential ele- ment in any open access format (Society for Neuroscience, 2006). This kind of constructive approach will go a long way toward ensuring that neuroscience and SfN advance and flourish in a time of great change and opportunity for science, the era of the Internet. References Biotechnology and Biological Sciences Research Council (2006) BBSRC’s position on de- posit of publications. Retrieved July 11, 2006, from http://www.bbsrc.ac.uk/news/articles/ 28_june_research_access.html Canadian Institutes of Health Research (2006) CIHR policy in development, access to products of research. Retrieved July 13, 2006, from http://www.cihr-irsc.gc.ca/e/ 30818.html Medical Research Council (2006) MRC guid- ance on open and unrestricted access to pub- lished research. Retrieved July 11, 2006, from http://www.mrc.ac.uk/open_access Microsoft Research (2006) Towards 2020 science, p 20. Retrieved August 14, 2006, from http:// research.microsoft.com/towards2020science/ downloads/T2020S_ReportA4.pdf National Science Foundation (2003) Revolu- tionizing science and engineering through cy- berinfrastructure: report of the National Sci- ence Foundation Blue-Ribbon Advisory Panel on cyberinfrastructure, p 42. Retrieved Au- gust 14, 2006, http://www.nsf.gov/od/oci/ reports/atkins.pdf Roosendaal HE, Geurts PA (1998) Forces and functions in scientific communication: an analysis of their interplay. CRISP 97. Retrieved August 14, 2006, http://www.physik. kuni-oldenburg.de/conferences/crisp97/ roosendaal.pdf Society for Neuroscience (2006) Strategic plan. Retrieved July 13, 2006, from http://www.sfn.org/index.cfm?pagename� strategicplan#6 Johnson • Will Research Sharing Keep Pace with the Internet? J. Neurosci., September 13, 2006 • 26(37):9349 –9351 • 9351